UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21484
NAME OF REGISTRANT: CALAMOS STRATEGIC TOTAL RETURN
FUND
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court
Naperville , IL 60563-2787
NAME AND ADDRESS OF AGENT FOR SERVICE: John P Calamos, Sr., Founder,
Chairman and Global Chief
Investment Officer
Calamos Advisors LLC
2020 Calamos Court
Naperville , IL 60563-2787
REGISTRANT'S TELEPHONE NUMBER: (630) 245-7200
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019
Calamos Strategic Total Return Fund
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ABBOTT LABORATORIES Agenda Number: 934941736
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Security: 002824100
Meeting Type: Annual
Meeting Date: 26-Apr-2019
Ticker: ABT
ISIN: US0028241000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. Alpern Mgmt For For
R.S. Austin Mgmt For For
S.E. Blount Mgmt For For
M.A. Kumbier Mgmt For For
E.M. Liddy Mgmt For For
N. McKinstry Mgmt For For
P.N. Novakovic Mgmt For For
W.A. Osborn Mgmt For For
S.C. Scott III Mgmt For For
D.J. Starks Mgmt For For
J.G. Stratton Mgmt For For
G.F. Tilton Mgmt For For
M.D. White Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Auditors
3. Say on Pay - An Advisory Vote to Approve Mgmt For For
Executive Compensation
4. Shareholder Proposal - Independent Board Shr Against For
Chairman
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ACCENTURE PLC Agenda Number: 934912634
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Security: G1151C101
Meeting Type: Annual
Meeting Date: 01-Feb-2019
Ticker: ACN
ISIN: IE00B4BNMY34
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-Appointment of Director: Jaime Ardila Mgmt For For
1b. Re-Appointment of Director: Herbert Hainer Mgmt For For
1c. Re-Appointment of Director: Marjorie Magner Mgmt For For
1d. Re-Appointment of Director: Nancy McKinstry Mgmt For For
1e. Re-Appointment of Director: Pierre Nanterme Mgmt For For
1f. Re-Appointment of Director: Gilles C. Mgmt For For
Pelisson
1g. Re-Appointment of Director: Paula A. Price Mgmt For For
1h. Re-Appointment of Director: Venkata Mgmt For For
(Murthy) Renduchintala
1i. Re-Appointment of Director: Arun Sarin Mgmt For For
1j. Re-Appointment of Director: Frank K. Tang Mgmt For For
1k. Re-Appointment of Director: Tracey T. Mgmt For For
Travis
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To ratify, in a non-binding vote, the Mgmt For For
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
4. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
5. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre-emption rights
under Irish law.
6. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
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ADOBE INC Agenda Number: 934931216
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Security: 00724F101
Meeting Type: Annual
Meeting Date: 11-Apr-2019
Ticker: ADBE
ISIN: US00724F1012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Amy Banse Mgmt For For
1b. Election of Director: Frank Calderoni Mgmt For For
1c. Election of Director: James Daley Mgmt For For
1d. Election of Director: Laura Desmond Mgmt For For
1e. Election of Director: Charles Geschke Mgmt For For
1f. Election of Director: Shantanu Narayen Mgmt For For
1g. Election of Director: Kathleen Oberg Mgmt For For
1h. Election of Director: Dheeraj Pandey Mgmt For For
1i. Election of Director: David Ricks Mgmt For For
1j. Election of Director: Daniel Rosensweig Mgmt For For
1k. Election of Director: John Warnock Mgmt For For
2. Approve the 2019 Equity Incentive Plan to Mgmt For For
replace our 2003 Equity Incentive Plan.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on November
29, 2019.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
5. Consider and vote upon one stockholder Shr Against For
proposal.
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AFFILIATED MANAGERS GROUP, INC. Agenda Number: 934999028
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Security: 008252108
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: AMG
ISIN: US0082521081
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Samuel T. Byrne Mgmt For For
1b. Election of Director: Dwight D. Churchill Mgmt For For
1c. Election of Director: Nathaniel Dalton Mgmt For For
1d. Election of Director: Glenn Earle Mgmt For For
1e. Election of Director: Niall Ferguson Mgmt For For
1f. Election of Director: Sean M. Healey Mgmt For For
1g. Election of Director: Tracy P. Palandjian Mgmt For For
1h. Election of Director: Patrick T. Ryan Mgmt For For
1i. Election of Director: Karen L. Yerburgh Mgmt For For
1j. Election of Director: Jide J. Zeitlin Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the current fiscal year.
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AGILENT TECHNOLOGIES, INC. Agenda Number: 934925821
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Security: 00846U101
Meeting Type: Annual
Meeting Date: 20-Mar-2019
Ticker: A
ISIN: US00846U1016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Hans E. Bishop Mgmt For For
1.2 Election of Director: Paul N. Clark Mgmt For For
1.3 Election of Director: Tadataka Yamada, M.D. Mgmt For For
2. To approve the reservation of 25,000,000 Mgmt For For
shares of common stock for issuance under
our 2018 Stock Plan.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
4. To ratify the Audit and Finance Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Agilent's independent registered public
accounting firm.
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ALEXION PHARMACEUTICALS, INC. Agenda Number: 934962728
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Security: 015351109
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: ALXN
ISIN: US0153511094
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Felix J. Baker Mgmt For For
David R. Brennan Mgmt For For
Christopher J. Coughlin Mgmt For For
Deborah Dunsire Mgmt For For
Paul A. Friedman Mgmt For For
Ludwig N. Hantson Mgmt For For
John T. Mollen Mgmt For For
Francois Nader Mgmt For For
Judith A. Reinsdorf Mgmt For For
Andreas Rummelt Mgmt For For
2. Ratification of appointment by the Board of Mgmt For For
Directors of PricewaterhouseCoopers LLP as
the Company's independent registered public
accounting firm.
3. Approval of a non-binding advisory vote of Mgmt For For
the 2018 compensation paid to Alexion's
named executive officers.
4. Shareholder proposal requesting certain Shr Against For
proxy access Bylaw amendments.
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ALPHABET INC. Agenda Number: 935018956
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Security: 02079K305
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: GOOGL
ISIN: US02079K3059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
John L. Hennessy Mgmt For For
L. John Doerr Mgmt For For
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt For For
Alan R. Mulally Mgmt For For
Sundar Pichai Mgmt For For
K. Ram Shriram Mgmt For For
Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. The amendment and restatement of Alphabet's Mgmt For For
2012 Stock Plan to increase the share
reserve by 3,000,000 shares of Class C
capital stock.
4. A stockholder proposal regarding equal Shr Against For
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding Shr Against For
inequitable employment practices, if
properly presented at the meeting.
6. A stockholder proposal regarding the Shr Against For
establishment of a societal risk oversight
committee, if properly presented at the
meeting.
7. A stockholder proposal regarding a report Shr Against For
on sexual harassment risk management, if
properly presented at the meeting.
8. A stockholder proposal regarding majority Shr Against For
vote for the election of directors, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on gender pay, if properly presented at the
meeting.
10. A stockholder proposal regarding strategic Shr Against For
alternatives, if properly presented at the
meeting.
11. A stockholder proposal regarding the Shr Against For
nomination of an employee representative
director, if properly presented at the
meeting.
12. A stockholder proposal regarding simple Shr Against For
majority vote, if properly presented at the
meeting.
13. A stockholder proposal regarding a Shr Against For
sustainability metrics report, if properly
presented at the meeting.
14. A stockholder proposal regarding Google Shr Against For
Search in China, if properly presented at
the meeting.
15. A stockholder proposal regarding a clawback Shr Against For
policy, if properly presented at the
meeting.
16. A stockholder proposal regarding a report Shr Against For
on content governance, if properly
presented at the meeting.
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ALTRIA GROUP, INC. Agenda Number: 934967487
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: MO
ISIN: US02209S1033
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: John T. Casteen III Mgmt For For
1B Election of Director: Dinyar S. Devitre Mgmt For For
1C Election of Director: Thomas F. Farrell II Mgmt For For
1D Election of Director: Debra J. Kelly-Ennis Mgmt For For
1E Election of Director: W. Leo Kiely III Mgmt For For
1F Election of Director: Kathryn B. McQuade Mgmt For For
1G Election of Director: George Munoz Mgmt For For
1H Election of Director: Mark E. Newman Mgmt For For
1I Election of Director: Nabil Y. Sakkab Mgmt For For
1J Election of Director: Virginia E. Shanks Mgmt For For
1K Election of Director: Howard A. Willard III Mgmt For For
2 Ratification of the Selection of Mgmt For For
Independent Registered Public Accounting
Firm
3 Non-Binding Advisory Vote to Approve the Mgmt For For
Compensation of Altria's Named Executive
Officers
4 Shareholder Proposal - Reducing and Shr Against For
Disclosing Nicotine Levels in Cigarette
Brands
5 Shareholder Proposal - Disclosure of Shr Against For
Lobbying Policies and Practices
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AMAZON.COM, INC. Agenda Number: 934985954
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Security: 023135106
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: AMZN
ISIN: US0231351067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Rosalind G. Brewer Mgmt For For
1c. Election of Director: Jamie S. Gorelick Mgmt For For
1d. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1e. Election of Director: Judith A. McGrath Mgmt For For
1f. Election of Director: Indra K. Nooyi Mgmt For For
1g. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1h. Election of Director: Thomas O. Ryder Mgmt For For
1i. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1j. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL Shr Against For
REPORT ON MANAGEMENT OF FOOD WASTE.
5. SHAREHOLDER PROPOSAL REQUESTING A REDUCTION Shr Against For
IN THE OWNERSHIP THRESHOLD FOR CALLING
SPECIAL SHAREHOLDER MEETINGS.
6. SHAREHOLDER PROPOSAL REQUESTING A BAN ON Shr Against For
GOVERNMENT USE OF CERTAIN TECHNOLOGIES.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
THE IMPACT OF GOVERNMENT USE OF CERTAIN
TECHNOLOGIES.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN PRODUCTS.
9. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
10. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN EMPLOYMENT POLICIES.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CLIMATE CHANGE TOPICS.
12. SHAREHOLDER PROPOSAL REQUESTING A BOARD Shr Against For
IDEOLOGY DISCLOSURE POLICY.
13. SHAREHOLDER PROPOSAL REQUESTING CHANGES TO Shr Against For
THE COMPANY'S GENDER PAY REPORTING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
INTEGRATING CERTAIN METRICS INTO EXECUTIVE
COMPENSATION.
15. SHAREHOLDER PROPOSAL REGARDING Shr Against For
VOTE-COUNTING PRACTICES FOR SHAREHOLDER
PROPOSALS.
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AMERICAN EXPRESS COMPANY Agenda Number: 934951953
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Security: 025816109
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: AXP
ISIN: US0258161092
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Charlene Barshefsky Mgmt For For
1b. Election of Director: John J. Brennan Mgmt For For
1c. Election of Director: Peter Chernin Mgmt For For
1d. Election of Director: Ralph de la Vega Mgmt For For
1e. Election of Director: Anne Lauvergeon Mgmt For For
1f. Election of Director: Michael O. Leavitt Mgmt For For
1g. Election of Director: Theodore J. Leonsis Mgmt For For
1h. Election of Director: Stephen J. Squeri Mgmt For For
1i. Election of Director: Daniel L. Vasella Mgmt For For
1j. Election of Director: Ronald A. Williams Mgmt For For
1k. Election of Director: Christopher D. Young Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2019.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
4. Shareholder proposal relating to action by Shr Against For
written consent.
5. Shareholder proposal relating to deducting Shr Against For
the stock buyback impact from executive
pay.
6. Shareholder proposal relating to gender pay Shr Against For
equity.
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AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 934973606
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: AIG
ISIN: US0268747849
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: W. DON CORNWELL Mgmt For For
1b. Election of Director: BRIAN DUPERREAULT Mgmt For For
1c. Election of Director: JOHN H. FITZPATRICK Mgmt For For
1d. Election of Director: WILLIAM G. JURGENSEN Mgmt For For
1e. Election of Director: CHRISTOPHER S. LYNCH Mgmt For For
1f. Election of Director: HENRY S. MILLER Mgmt For For
1g. Election of Director: LINDA A. MILLS Mgmt For For
1h. Election of Director: THOMAS F. MOTAMED Mgmt For For
1i. Election of Director: SUZANNE NORA JOHNSON Mgmt For For
1j. Election of Director: PETER R. PORRINO Mgmt For For
1k. Election of Director: AMY L. SCHIOLDAGER Mgmt For For
1l. Election of Director: DOUGLAS M. STEENLAND Mgmt For For
1m. Election of Director: THERESE M. VAUGHAN Mgmt For For
2. To vote, on a non-binding advisory basis, Mgmt For For
to approve executive compensation.
3. To vote, on a non-binding advisory basis, Mgmt 1 Year For
on the frequency of future executive
compensation votes.
4. To act upon a proposal to ratify the Mgmt For For
selection of PricewaterhouseCoopers LLP as
AIG's independent registered public
accounting firm for 2019.
5. To vote on a shareholder proposal to give Shr Against For
shareholders who hold at least 10 percent
of AIG's outstanding common stock the right
to call special meetings.
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AMERICAN TOWER CORPORATION Agenda Number: 934978860
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: AMT
ISIN: US03027X1000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Raymond P. Dolan Mgmt For For
1b. Election of Director: Robert D. Hormats Mgmt For For
1c. Election of Director: Gustavo Lara Cantu Mgmt For For
1d. Election of Director: Grace D. Lieblein Mgmt For For
1e. Election of Director: Craig Macnab Mgmt For For
1f. Election of Director: JoAnn A. Reed Mgmt For For
1g. Election of Director: Pamela D.A. Reeve Mgmt For For
1h. Election of Director: David E. Sharbutt Mgmt For For
1i. Election of Director: James D. Taiclet Mgmt For For
1j. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2019.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. To adopt a policy requiring an independent Shr Against For
Board Chairman.
5. To require periodic reports on political Shr Against For
contributions and expenditures.
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ANTHEM, INC. Agenda Number: 934964429
--------------------------------------------------------------------------------------------------------------------------
Security: 036752103
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: ANTM
ISIN: US0367521038
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director Nominee: Bahija Jallal Mgmt For For
1.2 Election of Director Nominee: Elizabeth E. Mgmt For For
Tallett
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for 2019.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. To approve proposed amendments to our Mgmt For For
Articles of Incorporation to eliminate the
classified board structure when permitted
under our contractual obligations with the
Blue Cross and Blue Shield Association.
5. Shareholder proposal to elect each director Shr Against
annually.
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APPLE INC. Agenda Number: 934919359
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 01-Mar-2019
Ticker: AAPL
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt For For
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2019
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
5. A shareholder proposal entitled "True Shr Against For
Diversity Board Policy"
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APPLIED MATERIALS, INC. Agenda Number: 934921873
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 07-Mar-2019
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Judy Bruner Mgmt For For
1b. Election of Director: Xun (Eric) Chen Mgmt For For
1c. Election of Director: Aart J. de Geus Mgmt For For
1d. Election of Director: Gary E. Dickerson Mgmt For For
1e. Election of Director: Stephen R. Forrest Mgmt For For
1f. Election of Director: Thomas J. Iannotti Mgmt For For
1g. Election of Director: Alexander A. Karsner Mgmt For For
1h. Election of Director: Adrianna C. Ma Mgmt For For
1i. Election of Director: Scott A. McGregor Mgmt For For
1j. Election of Director: Dennis D. Powell Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2018.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Applied Materials' independent
registered public accounting firm for
fiscal year 2019.
4. Shareholder proposal to provide for right Shr Against For
to act by written consent.
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APTIV PLC Agenda Number: 934937179
--------------------------------------------------------------------------------------------------------------------------
Security: G6095L109
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: APTV
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Kevin P. Clark Mgmt For For
2. Election of Director: Nancy E. Cooper Mgmt For For
3. Election of Director: Frank J. Dellaquila Mgmt For For
4. Election of Director: Nicholas M. Donofrio Mgmt For For
5. Election of Director: Mark P. Frissora Mgmt For For
6. Election of Director: Rajiv L. Gupta Mgmt For For
7. Election of Director: Sean O. Mahoney Mgmt For For
8. Election of Director: Robert K. Ortberg Mgmt For For
9. Election of Director: Colin J. Parris Mgmt For For
10. Election of Director: Ana G. Pinczuk Mgmt For For
11. Election of Director: Lawrence A. Zimmerman Mgmt For For
12. Proposal to re-appoint auditors, ratify Mgmt For For
independent public accounting firm and
authorize the directors to determine the
fees paid to the auditors.
13. Say-on-Pay - To approve, by advisory vote, Mgmt For For
executive compensation.
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AT&T INC. Agenda Number: 934938082
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 26-Apr-2019
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Randall L. Stephenson Mgmt For For
1b. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1c. Election of Director: Richard W. Fisher Mgmt For For
1d. Election of Director: Scott T. Ford Mgmt For For
1e. Election of Director: Glenn H. Hutchins Mgmt For For
1f. Election of Director: William E. Kennard Mgmt For For
1g. Election of Director: Michael B. Mgmt For For
McCallister
1h. Election of Director: Beth E. Mooney Mgmt For For
1i. Election of Director: Matthew K. Rose Mgmt For For
1j. Election of Director: Cynthia B. Taylor Mgmt For For
1k. Election of Director: Laura D'Andrea Tyson Mgmt For For
1l. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory approval of executive Mgmt For For
compensation.
4. Independent Chair. Shr Against For
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BANK OF AMERICA CORPORATION Agenda Number: 934942360
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sharon L. Allen Mgmt For For
1b. Election of Director: Susan S. Bies Mgmt For For
1c. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1d. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1e. Election of Director: Pierre J.P. de Weck Mgmt For For
1f. Election of Director: Arnold W. Donald Mgmt For For
1g. Election of Director: Linda P. Hudson Mgmt For For
1h. Election of Director: Monica C. Lozano Mgmt For For
1i. Election of Director: Thomas J. May Mgmt For For
1j. Election of Director: Brian T. Moynihan Mgmt For For
1k. Election of Director: Lionel L. Nowell III Mgmt For For
1l. Election of Director: Clayton S. Rose Mgmt For For
1m. Election of Director: Michael D. White Mgmt For For
1n. Election of Director: Thomas D. Woods Mgmt For For
1o. Election of Director: R. David Yost Mgmt For For
1p. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Mgmt For For
Advisory, Non- binding "Say on Pay"
Resolution)
3. Ratifying the Appointment of Our Mgmt For For
Independent Registered Public Accounting
Firm for 2019.
4. Amending the Bank of America Corporation Mgmt For For
Key Employee Equity Plan.
5. Report Concerning Gender Pay Equity. Shr Against For
6. Right to Act by Written Consent. Shr Against For
7. Enhance Shareholder Proxy Access. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 934958868
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jose (Joe) E. Almeida Mgmt For For
1b. Election of Director: Thomas F. Chen Mgmt For For
1c. Election of Director: John D. Forsyth Mgmt For For
1d. Election of Director: James R. Gavin III Mgmt For For
1e. Election of Director: Peter S. Hellman Mgmt For For
1f. Election of Director: Michael F. Mahoney Mgmt For For
1g. Election of Director: Patricia B. Morrison Mgmt For For
1h. Election of Director: Stephen N. Oesterle Mgmt For For
1i. Election of Director: Cathy R. Smith Mgmt For For
1j. Election of Director: Thomas T. Stallkamp Mgmt For For
1k. Election of Director: Albert P.L. Stroucken Mgmt For For
1l. Election of Director: Amy A. Wendell Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4. Stockholder Proposal - Independent Board Shr Against For
Chairman
5. Stockholder Proposal- Right to Act by Shr Against For
Written Consent
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 934943362
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 04-May-2019
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Susan L. Decker Mgmt For For
William H. Gates III Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BIOGEN INC. Agenda Number: 935015556
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John R. Chiminski Mgmt For For
1b. Election of Director: Alexander J. Denner Mgmt For For
1c. Election of Director: Caroline D. Dorsa Mgmt For For
1d. Election of Director: William A. Hawkins Mgmt For For
1e. Election of Director: Nancy L. Leaming Mgmt For For
1f. Election of Director: Jesus B. Mantas Mgmt For For
1g. Election of Director: Richard C. Mulligan Mgmt For For
1h. Election of Director: Robert W. Pangia Mgmt For For
1i. Election of Director: Stelios Papadopoulos Mgmt For For
1j. Election of Director: Brian S. Posner Mgmt For For
1k. Election of Director: Eric K. Rowinsky Mgmt For For
1l. Election of Director: Lynn Schenk Mgmt For For
1m. Election of Director: Stephen A. Sherwin Mgmt For For
1n. Election of Director: Michel Vounatsos Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Biogen Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. Say on Pay - To approve an advisory vote on Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 934993824
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: BP
ISIN: US0556221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the annual report and accounts. Mgmt For For
2. To approve the directors' remuneration Mgmt For For
report.
3. To re-elect Mr R W Dudley as a director. Mgmt For For
4. To re-elect Mr B Gilvary as a director. Mgmt For For
5. To re-elect Mr N S Andersen as a director. Mgmt For For
6. To re-elect Dame A Carnwath as a director. Mgmt For For
7. To elect Miss P Daley as a director. Mgmt For For
8. To re-elect Mr I E L Davis as a director. Mgmt For For
9. To re-elect Professor Dame A Dowling as a Mgmt For For
director.
10. To elect Mr H Lund as a director. Mgmt For For
11. To re-elect Mrs M B Meyer as a director. Mgmt For For
12. To re-elect Mr B R Nelson as a director. Mgmt For For
13. To re-elect Mrs P R Reynolds as a director. Mgmt For For
14. To re-elect Sir J Sawers as a director. Mgmt For For
15. To reappoint Deloitte LLP as auditor and to Mgmt For For
authorize the directors to fix their
remuneration.
16. To give limited authority to make political Mgmt For For
donations and incur political expenditure.
17. To give limited authority to allot shares Mgmt For For
up to a specified amount.
18. Special resolution: to give authority to Mgmt For For
allot a limited number of shares for cash
free of pre-emption rights.
19. Special resolution: to give additional Mgmt For For
authority to allot a limited number of
shares for cash free of pre-emption rights.
20. Special resolution: to give limited Mgmt For For
authority for the purchase of its own
shares by the company.
21. Special resolution: to authorize the Mgmt For For
calling of general meetings (excluding
annual general meetings) by notice of at
least 14 clear days.
22. Special resolution: Climate Action 100+ Mgmt For For
shareholder resolution on climate change
disclosures.
23. Special resolution: Follow This shareholder Shr Against For
resolution on climate change targets.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935021458
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Robert Bertolini Mgmt For For
1C. Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1D. Election of Director: Matthew W. Emmens Mgmt For For
1E. Election of Director: Michael Grobstein Mgmt For For
1F. Election of Director: Alan J. Lacy Mgmt For For
1G. Election of Director: Dinesh C. Paliwal Mgmt For For
1H. Election of Director: Theodore R. Samuels Mgmt For For
1I. Election of Director: Vicki L. Sato, Ph.D. Mgmt For For
1J. Election of Director: Gerald L. Storch Mgmt For For
1K. Election of Director: Karen H. Vousden, Mgmt For For
Ph.D.
2. Advisory vote to approve the compensation Mgmt For For
of our Named Executive Officers
3. Ratification of the appointment of an Mgmt For For
independent registered public accounting
firm
4. Shareholder Proposal on Right to Act by Shr Against For
Written Consent
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 934928598
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 01-Apr-2019
Ticker: AVGO
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mr. Hock E. Tan Mgmt For For
1b. Election of Director: Dr. Henry Samueli Mgmt For For
1c. Election of Director: Mr. Eddy W. Mgmt For For
Hartenstein
1d. Election of Director: Ms. Diane M. Bryant Mgmt For For
1e. Election of Director: Ms. Gayla J. Delly Mgmt For For
1f. Election of Director: Mr. Check Kian Low Mgmt For For
1g. Election of Director: Mr. Peter J. Marks Mgmt For For
1h. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
Pricewaterhouse- Coopers LLP as Broadcom's
independent registered public accounting
firm for the fiscal year ending November 3,
2019.
3. To approve amendments to Broadcom's Second Mgmt For For
Amended and Restated Employee Share
Purchase Plan.
4. Non-binding, advisory vote to approve Mgmt For For
compensation of Broadcom's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 934941596
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt For For
1B. Election of Director: Aparna Chennapragada Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt For For
1D. Election of Director: Peter Thomas Killalea Mgmt For For
1E. Election of Director: Cornelis "Eli" Mgmt For For
Leenaars
1F. Election of Director: Pierre E. Leroy Mgmt For For
1G. Election of Director: Francois Locoh-Donou Mgmt For For
1H. Election of Director: Peter E. Raskind Mgmt For For
1I. Election of Director: Mayo A. Shattuck III Mgmt For For
1J. Election of Director: Bradford H. Warner Mgmt For For
1K. Election of Director: Catherine G. West Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm of Capital One for 2019.
3. Advisory approval of Capital One's 2018 Mgmt For For
Named Executive Officer compensation.
4. Approval and adoption of the Capital One Mgmt For For
Financial Corporation Fifth Amended and
Restated 2004 Stock Incentive Plan.
5. Stockholder proposal requesting Shr Against For
stockholders' right to act by written
consent, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 934932321
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 16-Apr-2019
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Micky Arison as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
2. To re-elect Sir Jonathon Band as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
3. To re-elect Jason Glen Cahilly as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
4. To re-elect Helen Deeble as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
5. To re-elect Arnold W. Donald as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
6. To re-elect Richard J. Glasier as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
7. To re-elect Debra Kelly-Ennis as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
8. To elect Katie Lahey as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
9. To re-elect Sir John Parker as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
10. To re-elect Stuart Subotnick as a Director Mgmt For For
of Carnival Corporation and as a Director
of Carnival plc.
11. To re-elect Laura Weil as a Director of Mgmt For For
Carnival Corporation and as a Director of
Carnival plc.
12. To re-elect Randall J. Weisenburger as a Mgmt For For
Director of Carnival Corporation and as a
Director of Carnival plc.
13. To hold a (non-binding) advisory vote to Mgmt For For
approve executive compensation (in
accordance with legal requirements
applicable to U.S. companies).
14. To approve the Carnival plc Directors' Mgmt For For
Remuneration Report (in accordance with
legal requirements applicable to UK
companies).
15. To re-appoint the UK firm of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors of Carnival plc and to ratify the
selection of the U.S. firm of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Carnival Corporation.
16. To authorize the Audit Committee of Mgmt For For
Carnival plc to determine the remuneration
of the independent auditors of Carnival plc
(in accordance with legal requirements
applicable to UK companies).
17. To receive the UK accounts and reports of Mgmt For For
the Directors and auditors of Carnival plc
for the year ended November 30, 2018 (in
accordance with legal requirements
applicable to UK companies).
18. To approve the giving of authority for the Mgmt For For
allotment of new shares by Carnival plc (in
accordance with customary practice for UK
companies).
19. To approve the disapplication of Mgmt For For
pre-emption rights in relation to the
allotment of new shares by Carnival plc (in
accordance with customary practice for UK
companies).
20. To approve a general authority for Carnival Mgmt For For
plc to buy back Carnival plc ordinary
shares in the open market (in accordance
with legal requirements applicable to UK
companies desiring to implement share buy
back programs).
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 935008943
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kelly A. Ayotte Mgmt For For
1b. Election of Director: David L. Calhoun Mgmt For For
1c. Election of Director: Daniel M. Dickinson Mgmt For For
1d. Election of Director: Juan Gallardo Mgmt For For
1e. Election of Director: Dennis A. Muilenburg Mgmt For For
1f. Election of Director: William A. Osborn Mgmt For For
1g. Election of Director: Debra L. Reed-Klages Mgmt For For
1h. Election of Director: Edward B. Rust, Jr. Mgmt For For
1i. Election of Director: Susan C. Schwab Mgmt For For
1j. Election of Director: D. James Umpleby III Mgmt For For
1k. Election of Director: Miles D. White Mgmt For For
1l. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratify the appointment of independent Mgmt For For
registered public accounting firm for 2019.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Shareholder Proposal - Amend proxy access Shr Against For
to remove resubmission threshold.
5. Shareholder Proposal - Report on activities Shr Against For
in conflict-affected areas.
--------------------------------------------------------------------------------------------------------------------------
CBOE GLOBAL MARKETS, INC. Agenda Number: 934976525
--------------------------------------------------------------------------------------------------------------------------
Security: 12503M108
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: CBOE
ISIN: US12503M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edward T. Tilly Mgmt For For
1b. Election of Director: Eugene S. Sunshine Mgmt For For
1c. Election of Director: Frank E. English, Jr. Mgmt For For
1d. Election of Director: William M. Farrow III Mgmt For For
1e. Election of Director: Edward J. Fitzpatrick Mgmt For For
1f. Election of Director: Janet P. Froetscher Mgmt For For
1g. Election of Director: Jill R. Goodman Mgmt For For
1h. Election of Director: Roderick A. Palmore Mgmt For For
1i. Election of Director: James E. Parisi Mgmt For For
1j. Election of Director: Joseph P. Ratterman Mgmt For For
1k. Election of Director: Michael L. Richter Mgmt For For
1l. Election of Director: Jill E. Sommers Mgmt For For
1m. Election of Director: Carole E. Stone Mgmt For For
2. Advisory proposal to approve the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 934939642
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Special
Meeting Date: 12-Apr-2019
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Agreement and Plan of Mgmt For For
Merger, dated as of January 2, 2019, as it
may be amended from time to time (the
merger agreement), among Bristol-Myers
Squibb Company, a Delaware corporation
(Bristol-Myers Squibb), Burgundy Merger
Sub, Inc., a Delaware corporation and
wholly-owned subsidiary of Bristol-Myers
Squibb, and Celgene Corporation (Celgene),
pursuant to which Burgundy Merger Sub, Inc.
will be merged with and into Celgene (the
merger).
2. Approval of the adjournment from time to Mgmt For For
time of the special meeting of the
stockholders of Celgene (the Celgene
special meeting) if necessary to solicit
additional proxies if there are not
sufficient votes to adopt the merger
agreement at the time of the Celgene
special meeting or any adjournment or
postponement thereof.
3. Approval, on an advisory (non-binding) Mgmt Against Against
basis, of the compensation that will or may
be paid or provided by Celgene to its named
executive officers in connection with the
merger.
--------------------------------------------------------------------------------------------------------------------------
CHUBB LIMITED Agenda Number: 934976703
--------------------------------------------------------------------------------------------------------------------------
Security: H1467J104
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: CB
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the management report, Mgmt For For
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2018
2a. Allocation of disposable profit Mgmt For For
2b. Distribution of a dividend out of legal Mgmt For For
reserves (by way of release and allocation
to a dividend reserve)
3. Discharge of the Board of Directors Mgmt For For
4a. Election of Auditor: Election of Mgmt For For
PricewaterhouseCoopers AG (Zurich) as our
statutory auditor
4b. Election of Auditor: Ratification of Mgmt For For
appointment of PricewaterhouseCoopers LLP
(United States) as independent registered
public accounting firm for purposes of U.S.
securities law reporting
4c. Election of Auditor: Election of BDO AG Mgmt For For
(Zurich) as special audit firm
5a. Election of Director: Evan G. Greenberg Mgmt For For
5b. Election of Director: Robert M. Hernandez Mgmt For For
5c. Election of Director: Michael G. Atieh Mgmt For For
5d. Election of Director: Sheila P. Burke Mgmt For For
5e. Election of Director: James I. Cash Mgmt For For
5f. Election of Director: Mary Cirillo Mgmt For For
5g. Election of Director: Michael P. Connors Mgmt For For
5h. Election of Director: John A. Edwardson Mgmt For For
5i. Election of Director: Kimberly A. Ross Mgmt For For
5j. Election of Director: Robert W. Scully Mgmt For For
5k. Election of Director: Eugene B. Shanks, Jr. Mgmt For For
5l. Election of Director: Theodore E. Shasta Mgmt For For
5m. Election of Director: David H. Sidwell Mgmt For For
5n. Election of Director: Olivier Steimer Mgmt For For
6. Election of Evan G. Greenberg as Chairman Mgmt For For
of the Board of Directors
7a. Election of the Compensation Committee of Mgmt For For
the Board of Directors: Michael P. Connors
7b. Election of the Compensation Committee of Mgmt For For
the Board of Directors: Mary Cirillo
7c. Election of the Compensation Committee of Mgmt For For
the Board of Directors: John A. Edwardson
7d. Election of the Compensation Committee of Mgmt For For
the Board of Directors: Robert M. Hernandez
8. Election of Homburger AG as independent Mgmt For For
proxy
9a. Approval of the Compensation of the Board Mgmt For For
of Directors until the next annual general
meeting
9b. Approval of the Compensation of Executive Mgmt For For
Management for the next calendar year
10. Advisory vote to approve executive Mgmt For For
compensation under U.S. securities law
requirements
A. If a new agenda item or a new proposal for Mgmt For For
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 934891614
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 12-Dec-2018
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Michael D. Capellas Mgmt For For
1c. Election of Director: Mark Garrett Mgmt For For
1d. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1e. Election of Director: Roderick C. McGeary Mgmt For For
1f. Election of Director: Charles H. Robbins Mgmt For For
1g. Election of Director: Arun Sarin Mgmt For For
1h. Election of Director: Brenton L. Saunders Mgmt For For
1i. Election of Director: Steven M. West Mgmt For For
2. Approval of amendment and restatement of Mgmt For For
the Employee Stock Purchase Plan.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
4. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2019.
5. Approval to have Cisco's Board adopt a Shr Against For
policy to have an independent Board
chairman.
6. Approval to have Cisco's Board adopt a Shr Against For
proposal relating to executive compensation
metrics.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 934935808
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 16-Apr-2019
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael L. Corbat Mgmt For For
1b. Election of Director: Ellen M. Costello Mgmt For For
1c. Election of Director: Barbara J. Desoer Mgmt For For
1d. Election of Director: John C. Dugan Mgmt For For
1e. Election of Director: Duncan P. Hennes Mgmt For For
1f. Election of Director: Peter B. Henry Mgmt For For
1g. Election of Director: S. Leslie Ireland Mgmt For For
1h. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1i. Election of Director: Renee J. James Mgmt For For
1j. Election of Director: Eugene M. McQuade Mgmt For For
1k. Election of Director: Gary M. Reiner Mgmt For For
1l. Election of Director: Diana L. Taylor Mgmt For For
1m. Election of Director: James S. Turley Mgmt For For
1n. Election of Director: Deborah C. Wright Mgmt For For
1o. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2019.
3. Advisory vote to approve Citi's 2018 Mgmt For For
executive compensation.
4. Approval of the Citigroup 2019 Stock Mgmt For For
Incentive Plan.
5. Shareholder proposal requesting Shareholder Shr Against For
Proxy Access Enhancement to Citi's proxy
access bylaw provisions.
6. Shareholder proposal requesting that the Shr Against For
Board adopt a policy prohibiting the
vesting of equity-based awards for senior
executives due to a voluntary resignation
to enter government service.
7. Shareholder proposal requesting that the Shr Against For
Board amend Citi's bylaws to give holders
in the aggregate of 15% of Citi's
outstanding common stock the power to call
a special meeting.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935008284
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Sheldon M. Bonovitz Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent auditors
3. Approval of Comcast Corporation 2019 Mgmt For For
Omnibus Sharesave Plan
4. Advisory vote on executive compensation Mgmt For For
5. To require an independent board chairman Shr Against For
6. To provide a lobbying report Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 934959492
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Charles E. Bunch Mgmt For For
1b. Election of Director: Caroline Maury Devine Mgmt For For
1c. Election of Director: John V. Faraci Mgmt For For
1d. Election of Director: Jody Freeman Mgmt For For
1e. Election of Director: Gay Huey Evans Mgmt For For
1f. Election of Director: Jeffrey A. Joerres Mgmt For For
1g. Election of Director: Ryan M. Lance Mgmt For For
1h. Election of Director: William H. McRaven Mgmt For For
1i. Election of Director: Sharmila Mulligan Mgmt For For
1j. Election of Director: Arjun N. Murti Mgmt For For
1k. Election of Director: Robert A. Niblock Mgmt For For
2. Proposal to ratify appointment of Ernst & Mgmt For For
Young LLP as ConocoPhillips' independent
registered public accounting firm for 2019.
3. Advisory Approval of Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 934911466
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 24-Jan-2019
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hamilton E. James Mgmt For For
John W. Stanton Mgmt For For
Mary A. Wilderotter Mgmt For For
2. Ratification of selection of independent Mgmt For For
auditors.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
4. Approval of adoption of the 2019 Incentive Mgmt For For
Plan.
5. Approval to amend Articles of Incorporation Mgmt For For
to declassify the Board and provide for
annual election of directors.
6. Approval to amend Articles of Incorporation Mgmt For For
to eliminate supermajority vote
requirement.
7. Shareholder proposal regarding prison Shr Against For
labor.
--------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP Agenda Number: 934969330
--------------------------------------------------------------------------------------------------------------------------
Security: 22822V101
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: CCI
ISIN: US22822V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: P. Robert Bartolo Mgmt For For
1b. Election of Director: Jay A. Brown Mgmt For For
1c. Election of Director: Cindy Christy Mgmt For For
1d. Election of Director: Ari Q. Fitzgerald Mgmt For For
1e. Election of Director: Robert E. Garrison II Mgmt For For
1f. Election of Director: Andrea J. Goldsmith Mgmt For For
1g. Election of Director: Lee W. Hogan Mgmt For For
1h. Election of Director: Edward C. Hutcheson, Mgmt For For
Jr.
1i. Election of Director: J. Landis Martin Mgmt For For
1j. Election of Director: Robert F. McKenzie Mgmt For For
1k. Election of Director: Anthony J. Melone Mgmt For For
1l. Election of Director: W. Benjamin Moreland Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for fiscal year 2019.
3. The non-binding, advisory vote to approve Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 934950204
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 03-May-2019
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Donna M. Alvarado Mgmt For For
1b. Election of Director: Pamela L. Carter Mgmt For For
1c. Election of Director: James M. Foote Mgmt For For
1d. Election of Director: Steven T. Halverson Mgmt For For
1e. Election of Director: Paul C. Hilal Mgmt For For
1f. Election of Director: John D. McPherson Mgmt For For
1g. Election of Director: David M. Moffett Mgmt For For
1h. Election of Director: Linda H. Riefler Mgmt For For
1i. Election of Director: J. Steven Whisler Mgmt For For
1j. Election of Director: John J. Zillmer Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Independent
Registered Public Accounting Firm for 2019.
3. Advisory (non-binding) resolution to Mgmt For For
approve compensation for the Company's
named executive officers.
4. The Approval of the 2019 CSX Stock and Mgmt For For
Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
CUMULUS MEDIA INC. Agenda Number: 934981653
--------------------------------------------------------------------------------------------------------------------------
Security: 231082801
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: CMLS
ISIN: US2310828015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary G. Berner Mgmt For For
David M. Baum Mgmt For For
Matthew C. Blank Mgmt For For
Thomas H. Castro Mgmt For For
Joan Hogan Gillman Mgmt For For
Andrew W. Hobson Mgmt For For
Brian G. Kushner Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation paid to the Company's
named executive officers.
3. Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
CVS HEALTH CORPORATION Agenda Number: 934964203
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Fernando Aguirre Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Richard M. Bracken Mgmt For For
1d. Election of Director: C. David Brown II Mgmt For For
1e. Election of Director: Alecia A. DeCoudreaux Mgmt For For
1f. Election of Director: Nancy-Ann M. DeParle Mgmt For For
1g. Election of Director: David W. Dorman Mgmt For For
1h. Election of Director: Roger N. Farah Mgmt For For
1i. Election of Director: Anne M. Finucane Mgmt For For
1j. Election of Director: Edward J. Ludwig Mgmt For For
1k. Election of Director: Larry J. Merlo Mgmt For For
1l. Election of Director: Jean-Pierre Millon Mgmt For For
1m. Election of Director: Mary L. Schapiro Mgmt For For
1n. Election of Director: Richard J. Swift Mgmt For For
1o. Election of Director: William C. Weldon Mgmt For For
1p. Election of Director: Tony L. White Mgmt For For
2. Proposal to ratify appointment of Mgmt For For
independent registered public accounting
firm for 2019.
3. Say on Pay, a proposal to approve, on an Mgmt For For
advisory basis, the Company's executive
compensation.
4. Stockholder proposal regarding exclusion of Shr Against For
legal or compliance costs from financial
performance adjustments for executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 935025266
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 20-Jun-2019
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edward H. Bastian Mgmt For For
1b. Election of Director: Francis S. Blake Mgmt For For
1c. Election of Director: Daniel A. Carp Mgmt For For
1d. Election of Director: Ashton B. Carter Mgmt For For
1e. Election of Director: David G. DeWalt Mgmt For For
1f. Election of Director: William H. Easter III Mgmt For For
1g. Election of Director: Christopher A. Mgmt For For
Hazleton
1h. Election of Director: Michael P. Huerta Mgmt For For
1i. Election of Director: Jeanne P. Jackson Mgmt For For
1j. Election of Director: George N. Mattson Mgmt For For
1k. Election of Director: Sergio A.L. Rial Mgmt For For
1l. Election of Director: Kathy N. Waller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Delta's named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Delta's independent auditors for the
year ending December 31, 2019.
4. A stockholder proposal related to the right Shr Against For
to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 934964784
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey S. Aronin Mgmt For For
1b. Election of Director: Mary K. Bush Mgmt For For
1c. Election of Director: Gregory C. Case Mgmt For For
1d. Election of Director: Candace H. Duncan Mgmt For For
1e. Election of Director: Joseph F. Eazor Mgmt For For
1f. Election of Director: Cynthia A. Glassman Mgmt For For
1g. Election of Director: Roger C. Hochschild Mgmt For For
1h. Election of Director: Thomas G. Maheras Mgmt For For
1i. Election of Director: Michael H. Moskow Mgmt For For
1j. Election of Director: Mark A. Thierer Mgmt For For
1k. Election of Director: Lawrence A. Weinbach Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm
4. To amend the Company's Certificate of Mgmt For For
Incorporation to eliminate supermajority
voting requirements.
5. To amend the Company's Certificate of Mgmt For For
Incorporation to grant shareholders the
right to call special meetings.
6. Advisory vote on a shareholder proposal Shr Against For
regarding the right of shareholders to call
special meetings, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 935001812
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: DLTR
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Arnold S. Barron Mgmt For For
1b. Election of Director: Gregory M. Bridgeford Mgmt For For
1c. Election of Director: Thomas W. Dickson Mgmt For For
1d. Election of Director: Conrad M. Hall Mgmt For For
1e. Election of Director: Lemuel E. Lewis Mgmt For For
1f. Election of Director: Jeffrey G. Naylor Mgmt For For
1g. Election of Director: Gary M. Philbin Mgmt For For
1h. Election of Director: Bob Sasser Mgmt For For
1i. Election of Director: Thomas A. Saunders Mgmt For For
III
1j. Election of Director: Stephanie P. Stahl Mgmt For For
1k. Election of Director: Carrie A. Wheeler Mgmt For For
1l. Election of Director: Thomas E. Whiddon Mgmt For For
1m. Election of Director: Carl P. Zeithaml Mgmt For For
2. To Approve, on an Advisory Basis, the Mgmt For For
Compensation of the Company's Named
Executive Officers
3. To Ratify the Selection of KPMG LLP as the Mgmt For For
Company's Independent Registered Public
Accounting Firm
--------------------------------------------------------------------------------------------------------------------------
DOWDUPONT INC. Agenda Number: 935023426
--------------------------------------------------------------------------------------------------------------------------
Security: 26078J100
Meeting Type: Special
Meeting Date: 23-May-2019
Ticker: DWDP
ISIN: US26078J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal, which we refer to as the Mgmt For For
reverse stock split proposal, to adopt and
approve an amendment to our Amended and
Restated Certificate of Incorporation to
effect (a) a reverse stock split of our
outstanding shares of common stock, at a
reverse stock split ratio of not less than
2-for-5 and not greater than 1-for-3, with
an exact ratio as may be determined by our
Board of Directors at a later date, and (b)
a reduction in the number of our authorized
shares of common stock by a corresponding
ratio.
2. A proposal, which we refer to as the Mgmt For For
adjournment proposal, to approve, if
necessary, the adjournment of the Special
Meeting to solicit additional proxies in
favor of the reverse stock split proposal.
--------------------------------------------------------------------------------------------------------------------------
DOWDUPONT INC. Agenda Number: 935019679
--------------------------------------------------------------------------------------------------------------------------
Security: 26078J100
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: DWDP
ISIN: US26078J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edward D. Breen Mgmt For For
1b. Election of Director: Ruby R. Chandy Mgmt For For
1c. Election of Director: Franklin K. Clyburn, Mgmt For For
Jr.
1d. Election of Director: Terrence R. Curtin Mgmt For For
1e. Election of Director: Alexander M. Cutler Mgmt For For
1f. Election of Director: C. Marc Doyle Mgmt For For
1g. Election of Director: Eleuthere I. du Pont Mgmt For For
1h. Election of Director: Rajiv L. Gupta Mgmt For For
1i. Election of Director: Luther C. Kissam Mgmt For For
1j. Election of Director: Frederick M. Lowery Mgmt For For
1k. Election of Director: Raymond J. Milchovich Mgmt For For
1l. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Ratification of the Appointment of the Mgmt For For
Independent Registered Public Accounting
Firm
4. Right to Act by Written Consent Shr Against For
5. Preparation of an Executive Compensation Shr Against For
Report
6. Preparation of a Report on Climate Change Shr Against For
Induced Flooding and Public Health
7. Preparation of a Report on Plastic Shr Against For
Pollution
--------------------------------------------------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION Agenda Number: 934958921
--------------------------------------------------------------------------------------------------------------------------
Security: 269246401
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: ETFC
ISIN: US2692464017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard J. Carbone Mgmt For For
1b. Election of Director: Robert J. Chersi Mgmt For For
1c. Election of Director: Jaime W. Ellertson Mgmt For For
1d. Election of Director: James P. Healy Mgmt For For
1e. Election of Director: Kevin T. Kabat Mgmt For For
1f. Election of Director: James Lam Mgmt For For
1g. Election of Director: Rodger A. Lawson Mgmt For For
1h. Election of Director: Shelley B. Leibowitz Mgmt For For
1i. Election of Director: Karl A. Roessner Mgmt For For
1j. Election of Director: Rebecca Saeger Mgmt For For
1k. Election of Director: Donna L. Weaver Mgmt For For
1l. Election of Director: Joshua A. Weinreich Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of the Company's Named
Executive Officers (the "Say-on-Pay Vote"),
as disclosed in the Proxy Statement for the
2019 Annual Meeting.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 934960394
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael A. Mussallem Mgmt For For
1b. Election of Director: Kieran T. Gallahue Mgmt For For
1c. Election of Director: Leslie S. Heisz Mgmt For For
1d. Election of Director: William J. Link, Mgmt For For
Ph.D.
1e. Election of Director: Steven R. Loranger Mgmt For For
1f. Election of Director: Martha H. Marsh Mgmt For For
1g. Election of Director: Wesley W. von Schack Mgmt For For
1h. Election of Director: Nicholas J. Valeriani Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
4. ADVISORY VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REGARDING AN INDEPENDENT CHAIR POLICY
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 934940215
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 06-May-2019
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director for three-year term: Mgmt For For
R. Alvarez
1b. Election of director for three-year term: Mgmt For For
C. R. Bertozzi
1c. Election of director for three-year term: Mgmt For For
J. R. Luciano
1d. Election of director for three-year term: Mgmt For For
K. P. Seifert
2. Approval, by non-binding vote, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of Ernst & Young LLP as the Mgmt For For
principal independent auditor for 2019.
4. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate the classified
board structure.
5. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate all
supermajority voting provisions.
6. Shareholder proposal requesting a report Shr Against For
regarding direct and indirect political
expenditures.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 934913030
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 05-Feb-2019
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. A. H. Boersig Mgmt For For
J. B. Bolten Mgmt For For
L. M. Lee Mgmt For For
2. Ratification of KPMG LLP as Independent Mgmt For For
Registered Public Accounting Firm.
3. Approval, by non-binding advisory vote, of Mgmt For For
Emerson Electric Co. executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 934945683
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 29-Apr-2019
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Janet F. Clark Mgmt For For
1b. Election of Director: Charles R. Crisp Mgmt For For
1c. Election of Director: Robert P. Daniels Mgmt For For
1d. Election of Director: James C. Day Mgmt For For
1e. Election of Director: C. Christopher Gaut Mgmt For For
1f. Election of Director: Julie J. Robertson Mgmt For For
1g. Election of Director: Donald F. Textor Mgmt For For
1h. Election of Director: William R. Thomas Mgmt For For
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP, independent
registered public accounting firm, as
auditors for the Company for the year
ending December 31, 2019.
3. To approve, by non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 934947954
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Anthony K. Anderson Mgmt For For
1b. Election of Director: Ann C. Berzin Mgmt For For
1c. Election of Director: Laurie Brlas Mgmt For For
1d. Election of Director: Christopher M. Crane Mgmt For For
1e. Election of Director: Yves C. de Balmann Mgmt For For
1f. Election of Director: Nicholas DeBenedictis Mgmt For For
1g. Election of Director: Linda P. Jojo Mgmt For For
1h. Election of Director: Paul L. Joskow Mgmt For For
1i. Election of Director: Robert J. Lawless Mgmt For For
1j. Election of Director: Richard W. Mies Mgmt For For
1k. Election of Director: Mayo A. Shattuck III Mgmt For For
1l. Election of Director: Stephen D. Steinour Mgmt For For
1m. Election of Director: John F. Young Mgmt For For
2. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Exelon's Independent Auditor for 2019.
3. Advisory approval of executive Mgmt For For
compensation.
4. A shareholder proposal from Burn More Coal. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 934991488
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan K. Avery Mgmt For For
1b. Election of Director: Angela F. Braly Mgmt For For
1c. Election of Director: Ursula M. Burns Mgmt For For
1d. Election of Director: Kenneth C. Frazier Mgmt For For
1e. Election of Director: Steven A. Kandarian Mgmt For For
1f. Election of Director: Douglas R. Oberhelman Mgmt For For
1g. Election of Director: Samuel J. Palmisano Mgmt For For
1h. Election of Director: Steven S Reinemund Mgmt For For
1i. Election of Director: William C. Weldon Mgmt For For
1j. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors (page Mgmt For For
28)
3. Advisory Vote to Approve Executive Mgmt For For
Compensation (page 30)
4. Independent Chairman (page 58) Shr Against For
5. Special Shareholder Meetings (page 59) Shr Against For
6. Board Matrix (page 61) Shr Against For
7. Climate Change Board Committee (page 62) Shr Against For
8. Report on Risks of Gulf Coast Petrochemical Shr Against For
Investments (page 64)
9. Report on Political Contributions (page 66) Shr Against For
10. Report on Lobbying (page 67) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 934995082
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Kenneth I. Chenault Mgmt For For
S. D. Desmond-Hellmann Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Jeffrey D. Zients Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation program for
Facebook, Inc.'s named executive officers
as disclosed in Facebook, Inc.'s proxy
statement.
4. To vote, on a non-binding advisory basis, Mgmt 3 Years For
whether a non-binding advisory vote on the
compensation program for Facebook, Inc.'s
named executive officers should be held
every one, two or three years.
5. A stockholder proposal regarding change in Shr Against For
stockholder voting.
6. A stockholder proposal regarding an Shr Against For
independent chair.
7. A stockholder proposal regarding majority Shr Against For
voting for directors.
8. A stockholder proposal regarding true Shr Against For
diversity board policy.
9. A stockholder proposal regarding a content Shr Against For
governance report.
10. A stockholder proposal regarding median Shr Against For
gender pay gap.
11. A stockholder proposal regarding workforce Shr Against For
diversity.
12. A stockholder proposal regarding strategic Shr Against For
alternatives.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 934978517
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ellen R. Alemany Mgmt For For
1b. Election of Director: Keith W. Hughes Mgmt For For
1c. Election of Director: David K. Hunt Mgmt For For
1d. Election of Director: Stephan A. James Mgmt For For
1e. Election of Director: Leslie M. Muma Mgmt For For
1f. Election of Director: Alexander Navab Mgmt For For
1g. Election of Director: Gary A. Norcross Mgmt For For
1h. Election of Director: Louise M. Parent Mgmt For For
1i. Election of Director: Brian T. Shea Mgmt For For
1j. Election of Director: James B. Stallings, Mgmt For For
Jr.
2. Advisory vote on Fidelity National Mgmt For For
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
FIRST REPUBLIC BANK Agenda Number: 934959757
--------------------------------------------------------------------------------------------------------------------------
Security: 33616C100
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: FRC
ISIN: US33616C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: James H. Herbert, II Mgmt For For
1b. Election of Director: Katherine Mgmt For For
August-deWilde
1c. Election of Director: Thomas J. Barrack, Mgmt For For
Jr.
1d. Election of Director: Hafize Gaye Erkan Mgmt For For
1e. Election of Director: Frank J. Fahrenkopf, Mgmt For For
Jr.
1f. Election of Director: Boris Groysberg Mgmt For For
1g. Election of Director: Sandra R. Hernandez Mgmt For For
1h. Election of Director: Pamela J. Joyner Mgmt For For
1i. Election of Director: Reynold Levy Mgmt For For
1j. Election of Director: Duncan L. Niederauer Mgmt For For
1k. Election of Director: George G.C. Parker Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the independent auditor of First Republic
Bank for the fiscal year ending December
31, 2019.
3. To approve, by advisory (non-binding) vote, Mgmt For For
the compensation of our executive officers
("say on pay" vote).
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 934949150
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Stephen G. Butler Mgmt For For
1b. Election of Director: Kimberly A. Casiano Mgmt For For
1c. Election of Director: Anthony F. Earley, Mgmt For For
Jr.
1d. Election of Director: Edsel B. Ford II Mgmt For For
1e. Election of Director: William Clay Ford, Mgmt For For
Jr.
1f. Election of Director: James P. Hackett Mgmt For For
1g. Election of Director: William W. Helman IV Mgmt For For
1h. Election of Director: William E. Kennard Mgmt For For
1i. Election of Director: John C. Lechleiter Mgmt For For
1j. Election of Director: John L. Thornton Mgmt For For
1k. Election of Director: John B. Veihmeyer Mgmt For For
1l. Election of Director: Lynn M. Vojvodich Mgmt For For
1m. Election of Director: John S. Weinberg Mgmt For For
2. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
3. Say-on-Pay - An Advisory Vote to Approve Mgmt For For
the Compensation of the Named Executives.
4. Approval of the Tax Benefit Preservation Mgmt For For
Plan.
5. Relating to Consideration of a Shr Against For
Recapitalization Plan to Provide That All
of the Company's Outstanding Stock Have One
Vote Per Share.
6. Relating to Disclosure of the Company's Shr Against For
Lobbying Activities and Expenditures.
7. Relating to Disclosure of the Company's Shr Against For
Political Activities and Expenditures.
--------------------------------------------------------------------------------------------------------------------------
GASLOG LTD. Agenda Number: 934964102
--------------------------------------------------------------------------------------------------------------------------
Security: G37585109
Meeting Type: Annual
Meeting Date: 10-May-2019
Ticker: GLOG
ISIN: BMG375851091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter G. Livanos Mgmt For For
1b. Election of Director: Bruce L. Blythe Mgmt For For
1c. Election of Director: David P. Conner Mgmt For For
1d. Election of Director: William M. Friedrich Mgmt For For
1e. Election of Director: Dennis M. Houston Mgmt For For
1f. Election of Director: Donald J. Kintzer Mgmt For For
1g. Election of Director: Julian R. Metherell Mgmt For For
1h. Election of Director: Anthony S. Mgmt For For
Papadimitriou
1i. Election of Director: Graham Westgarth Mgmt For For
1j. Election of Director: Paul A. Wogan Mgmt For For
2. To approve the appointment of Deloitte LLP Mgmt For For
as our independent auditors for the fiscal
year ending December 31, 2019 and until the
conclusion of the next annual general
meeting, and to authorize the Board of
Directors, acting through the Audit and
Risk Committee, to determine the
independent auditor fee.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 934946192
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Sebastien Bazin Mgmt For For
2. Election of Director: H. Lawrence Culp, Jr. Mgmt For For
3. Election of Director: Francisco D'Souza Mgmt For For
4. Election of Director: Edward Garden Mgmt For For
5. Election of Director: Thomas Horton Mgmt For For
6. Election of Director: Risa Lavizzo-Mourey Mgmt For For
7. Election of Director: Catherine Lesjak Mgmt For For
8. Election of Director: Paula Rosput Reynolds Mgmt For For
9 Election of Director: Leslie Seidman Mgmt For For
10. Election of Director: James Tisch Mgmt For For
11. Advisory Approval of Our Named Executives' Mgmt For For
Compensation
12. Approval of a Reduction of Minimum Number Mgmt For For
of Directors from 10 to 7
13. Ratification of KPMG as Independent Auditor Mgmt For For
for 2019
14. Require the Chairman of the Board to be Shr Against For
Independent
15. Adopt Cumulative Voting for Director Shr Against For
Elections
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934998951
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary T. Barra Mgmt For For
1b. Election of Director: Wesley G. Bush Mgmt For For
1c. Election of Director: Linda R. Gooden Mgmt For For
1d. Election of Director: Joseph Jimenez Mgmt For For
1e. Election of Director: Jane L. Mendillo Mgmt For For
1f. Election of Director: Judith A. Miscik Mgmt For For
1g. Election of Director: Patricia F. Russo Mgmt For For
1h. Election of Director: Thomas M. Schoewe Mgmt For For
1i. Election of Director: Theodore M. Solso Mgmt For For
1j. Election of Director: Carol M. Stephenson Mgmt For For
1k. Election of Director: Devin N. Wenig Mgmt For For
2. Advisory Approval of the Company's Mgmt For For
Executive Compensation
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as GM's Independent Registered
Public Accounting Firm for 2019
4. Shareholder Proposal Regarding Independent Shr Against For
Board Chairman
5. Shareholder Proposal Regarding Report on Shr Against For
Lobbying Communications and Activities
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 934957056
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jacqueline K. Barton, Mgmt For For
Ph.D.
1b. Election of Director: John F. Cogan, Ph.D. Mgmt For For
1c. Election of Director: Kelly A. Kramer Mgmt For For
1d. Election of Director: Kevin E. Lofton Mgmt For For
1e. Election of Director: Harish M. Manwani Mgmt For For
1f. Election of Director: Daniel P. O'Day Mgmt For For
1g. Election of Director: Richard J. Whitley, Mgmt For For
M.D.
1h. Election of Director: Gayle E. Wilson Mgmt For For
1i. Election of Director: Per Wold-Olsen Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2019.
3. To approve an amendment to Gilead's Mgmt For For
Restated Certificate of Incorporation to
allow stockholders to act by written
consent.
4. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
5. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairperson of the Board of
Directors be an independent director.
6. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board issue a report
describing how Gilead plans to allocate tax
savings as a result of the Tax Cuts and
Jobs Act.
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 935007307
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01. Election of Director: R.F CHASE Mgmt For For
02. Election of Director: T.J. CHECKI Mgmt For For
03. Election of Director: L.S. COLEMAN, JR. Mgmt For For
04. Election of Director: J.B. HESS Mgmt For For
05. Election of Director: E.E. HOLIDAY Mgmt For For
06. Election of Director: R. LAVIZZO-MOUREY Mgmt For For
07. Election of Director: M.S. LIPSCHULTZ Mgmt For For
08. Election of Director: D. MCMANUS Mgmt For For
09. Election of Director: K.O. MEYERS Mgmt For For
10. Election of Director: J.H. QUIGLEY Mgmt For For
11. Election of Director: W.G. SCHRADER Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as our independent registered
public accountants for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 934941647
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 29-Apr-2019
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: Jaime Chico Pardo Mgmt For For
1F. Election of Director: D. Scott Davis Mgmt For For
1G. Election of Director: Linnet F. Deily Mgmt For For
1H. Election of Director: Judd Gregg Mgmt For For
1I. Election of Director: Clive Hollick Mgmt For For
1J. Election of Director: Grace D. Lieblein Mgmt For For
1K. Election of Director: George Paz Mgmt For For
1L. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of Independent Accountants. Mgmt For For
4. Right To Act By Written Consent. Shr Against For
5. Report on Lobbying Payments and Policy. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 934935694
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 18-Apr-2019
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Director: Kurt J. Hilzinger Mgmt For For
1b) Election of Director: Frank J. Bisignano Mgmt For For
1c) Election of Director: Bruce D. Broussard Mgmt For For
1d) Election of Director: Frank A. D'Amelio Mgmt For For
1e) Election of Director: Karen B. DeSalvo, Mgmt For For
M.D.
1f) Election of Director: W. Roy Dunbar Mgmt For For
1g) Election of Director: David A. Jones, Jr. Mgmt For For
1h) Election of Director: William J. McDonald Mgmt For For
1i) Election of Director: James J. O'Brien Mgmt For For
1j) Election of Director: Marissa T. Peterson Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3. The approval of the compensation of the Mgmt For For
named executive officers as disclosed in
the 2019 proxy statement.
4. The approval of the Amended and Restated Mgmt For For
Humana Inc. Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 934964380
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for term expiring in Mgmt For For
2020: Hon. Sharon Y. Bowen
1b. Election of Director for term expiring in Mgmt For For
2020: Charles R. Crisp
1c. Election of Director for term expiring in Mgmt For For
2020: Duriya M. Farooqui
1d. Election of Director for term expiring in Mgmt For For
2020: Jean-Marc Forneri
1e. Election of Director for term expiring in Mgmt For For
2020: The Rt. Hon. the Lord Hague of
Richmond
1f. Election of Director for term expiring in Mgmt For For
2020: Hon. Frederick W. Hatfield
1g. Election of Director for term expiring in Mgmt For For
2020: Thomas E. Noonan
1h. Election of Director for term expiring in Mgmt For For
2020: Frederic V. Salerno
1i. Election of Director for term expiring in Mgmt For For
2020: Jeffrey C. Sprecher
1j. Election of Director for term expiring in Mgmt For For
2020: Judith A. Sprieser
1k. Election of Director for term expiring in Mgmt For For
2020: Vincent Tese
2. To approve, by non-binding vote, the Mgmt For For
advisory resolution on executive
compensation for named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 934941938
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Craig H. Barratt, Mgmt For For
Ph.D.
1b. Election of Director: Gary S. Guthart, Mgmt For For
Ph.D.
1c. Election of Director: Amal M. Johnson Mgmt For For
1d. Election of Director: Don R. Kania, Ph.D. Mgmt For For
1e. Election of Director: Keith R. Leonard, Jr. Mgmt For For
1f. Election of Director: Alan J. Levy, Ph.D. Mgmt For For
1g. Election of Director: Jami Dover Nachtsheim Mgmt For For
1h. Election of Director: Mark J. Rubash Mgmt For For
1i. Election of Director: Lonnie M. Smith Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. The ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
4. To approve the amendment and restatement of Mgmt For For
the 2010 Incentive Award Plan.
5. A stockholder proposal entitled "Simple Shr Against For
Majority Vote."
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 934938638
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary C. Beckerle Mgmt For For
1b. Election of Director: D. Scott Davis Mgmt For For
1c. Election of Director: Ian E. L. Davis Mgmt For For
1d. Election of Director: Jennifer A. Doudna Mgmt For For
1e. Election of Director: Alex Gorsky Mgmt For For
1f. Election of Director: Marillyn A. Hewson Mgmt For For
1g. Election of Director: Mark B. McClellan Mgmt For For
1h. Election of Director: Anne M. Mulcahy Mgmt For For
1i. Election of Director: William D. Perez Mgmt For For
1j. Election of Director: Charles Prince Mgmt For For
1k. Election of Director: A. Eugene Washington Mgmt For For
1l. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2019.
4. Shareholder Proposal - Clawback Disclosure Shr Against For
5. Shareholder Proposal - Executive Shr Against For
Compensation and Drug Pricing Risks.
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 934982605
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bruce D. Broussard Mgmt For For
1b. Election of Director: Charles P. Cooley Mgmt For For
1c. Election of Director: Gary M. Crosby Mgmt For For
1d. Election of Director: Alexander M. Cutler Mgmt For For
1e. Election of Director: H. James Dallas Mgmt For For
1f. Election of Director: Elizabeth R. Gile Mgmt For For
1g. Election of Director: Ruth Ann M. Gillis Mgmt For For
1h. Election of Director: William G. Gisel, Jr. Mgmt For For
1i. Election of Director: Carlton L. Highsmith Mgmt For For
1j. Election of Director: Richard J. Hipple Mgmt For For
1k. Election of Director: Kristen L. Manos Mgmt For For
1l. Election of Director: Beth E. Mooney Mgmt For For
1m. Election of Director: Barbara R. Snyder Mgmt For For
1n. Election of Director: David K. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor.
3. Advisory approval of executive Mgmt For For
compensation.
4. Approval of KeyCorp's 2019 Equity Mgmt For For
Compensation Plan.
5. Approval of an increase in authorized Mgmt For For
common shares.
6. Approval of an amendment to Regulations to Mgmt For For
allow the Board to make future amendments.
--------------------------------------------------------------------------------------------------------------------------
LABORATORY CORP. OF AMERICA HOLDINGS Agenda Number: 934966548
--------------------------------------------------------------------------------------------------------------------------
Security: 50540R409
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: LH
ISIN: US50540R4092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kerrii B. Anderson Mgmt For For
1b. Election of Director: Jean-Luc Belingard Mgmt For For
1c. Election of Director: D. Gary Gilliland, Mgmt For For
M.D., Ph.D.
1d. Election of Director: David P. King Mgmt For For
1e. Election of Director: Garheng Kong, M.D., Mgmt For For
Ph.D.
1f. Election of Director: Peter M. Neupert Mgmt For For
1g. Election of Director: Richelle P. Parham Mgmt For For
1h. Election of Director: Adam H. Schechter Mgmt For For
1i. Election of Director: R. Sanders Williams, Mgmt For For
M.D.
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Laboratory
Corporation of America Holdings'
independent registered public accounting
firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 934879098
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 06-Nov-2018
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martin B. Anstice Mgmt For For
Eric K. Brandt Mgmt For For
Michael R. Cannon Mgmt For For
Youssef A. El-Mansy Mgmt For For
Christine A. Heckart Mgmt For For
Catherine P. Lego Mgmt For For
Stephen G. Newberry Mgmt For For
Abhijit Y. Talwalkar Mgmt For For
Lih Shyng Tsai Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of Lam
Research, or "Say on Pay."
3. Approval of the adoption of the Lam Mgmt For For
Research Corporation 1999 Employee Stock
Purchase Plan, as amended and restated.
4. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 934931292
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 10-Apr-2019
Ticker: LEN
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rick Beckwitt Mgmt For For
Irving Bolotin Mgmt For For
Steven L. Gerard Mgmt For For
Tig Gilliam Mgmt For For
Sherrill W. Hudson Mgmt For For
Jonathan M. Jaffe Mgmt For For
Sidney Lapidus Mgmt For For
Teri P. McClure Mgmt For For
Stuart Miller Mgmt For For
Armando Olivera Mgmt For For
Jeffrey Sonnenfeld Mgmt For For
Scott Stowell Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
November 30, 2019.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. Vote on a stockholder proposal regarding Shr Against For
having directors elected by a majority of
the votes cast in uncontested elections.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 934951864
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel F. Akerson Mgmt For For
1b. Election of Director: David B. Burritt Mgmt For For
1c. Election of Director: Bruce A. Carlson Mgmt For For
1d. Election of Director: James O. Ellis, Jr. Mgmt For For
1e. Election of Director: Thomas J. Falk Mgmt For For
1f. Election of Director: Ilene S. Gordon Mgmt For For
1g. Election of Director: Marillyn A. Hewson Mgmt For For
1h. Election of Director: Vicki A. Hollub Mgmt For For
1i. Election of Director: Jeh C. Johnson Mgmt For For
1j. Election of Director: James D. Taiclet, Jr. Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors for 2019
3. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers
(Say-on-Pay)
4. Stockholder Proposal to Amend the Proxy Shr Against For
Access Bylaw
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 934988493
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 31-May-2019
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
James H. Morgan Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Lisa W. Wardell Mgmt For For
Eric C. Wiseman Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2018.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2019.
--------------------------------------------------------------------------------------------------------------------------
MAGELLAN MIDSTREAM PARTNERS,L.P. Agenda Number: 934938068
--------------------------------------------------------------------------------------------------------------------------
Security: 559080106
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: MMP
ISIN: US5590801065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter R. Arnheim Mgmt For For
Lori A. Gobillot Mgmt For For
Edward J. Guay Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Ratification of Appointment of Independent Mgmt For For
Auditor for 2019
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 934865417
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Special
Meeting Date: 24-Sep-2018
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of MPC Mgmt For For
common stock in connection with the merger
as contemplated by the Agreement and Plan
of Merger, dated as of April 29, 2018,
among Andeavor, MPC, Mahi Inc. and Mahi
LLC, as such agreement may be amended from
time to time.
2. To approve an amendment to the company's Mgmt For For
Restated Certificate of Incorporation, as
amended, to increase the number of
authorized shares of MPC common stock from
one billion to two billion.
3. To approve an amendment to the company's Mgmt For For
Restated Certificate of Incorporation, as
amended, to increase the maximum number of
directors authorized to serve on the MPC
board of directors from 12 to 14.
4. To adjourn the special meeting, if Mgmt For For
reasonably necessary, to provide
stockholders with any required supplement
or amendment to the joint proxy
statement/prospectus or to solicit
additional proxies in the event there are
not sufficient votes at the time of the
special meeting to approve Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 934941976
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Evan Bayh Mgmt For For
1b. Election of Class II Director: Charles E. Mgmt For For
Bunch
1c. Election of Class II Director: Edward G. Mgmt For For
Galante
1d. Election of Class II Director: Kim K.W. Mgmt For For
Rucker
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent auditor for 2019.
3. Approval, on an advisory basis, of the Mgmt For For
company's named executive officer
compensation.
4. Shareholder proposal seeking a shareholder Shr Against For
right to action by written consent.
5. Shareholder proposal seeking an independent Shr Against For
chairman policy.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 934960154
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Anthony K. Anderson Mgmt For For
1b. Election of Director: Oscar Fanjul Mgmt For For
1c. Election of Director: Daniel S. Glaser Mgmt For For
1d. Election of Director: H. Edward Hanway Mgmt For For
1e. Election of Director: Deborah C. Hopkins Mgmt For For
1f. Election of Director: Elaine La Roche Mgmt For For
1g. Election of Director: Steven A. Mills Mgmt For For
1h. Election of Director: Bruce P. Nolop Mgmt For For
1i. Election of Director: Marc D. Oken Mgmt For For
1j. Election of Director: Morton O. Schapiro Mgmt For For
1k. Election of Director: Lloyd M. Yates Mgmt For For
1l. Election of Director: R. David Yost Mgmt For For
2. Advisory (Nonbinding) Vote to Approve Named Mgmt For For
Executive Officer Compensation
3. Ratification of Selection of Independent Mgmt For For
Registered Public Accounting Firm
--------------------------------------------------------------------------------------------------------------------------
MASCO CORPORATION Agenda Number: 934980497
--------------------------------------------------------------------------------------------------------------------------
Security: 574599106
Meeting Type: Annual
Meeting Date: 10-May-2019
Ticker: MAS
ISIN: US5745991068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marie A. Ffolkes Mgmt For For
1b. Election of Director: Donald R. Parfet Mgmt For For
1c. Election of Director: Lisa A. Payne Mgmt For For
1d. Election of Director: Reginald M. Turner Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation paid to the Company's
named executive officers, as disclosed
pursuant to the compensation disclosure
rules of the SEC, including the
Compensation Discussion and Analysis, the
compensation tables and the related
materials disclosed in the Proxy Statement
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for the Company for 2019.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935017233
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 25-Jun-2019
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: Richard Mgmt For For
Haythornthwaite
1b. Election of director: Ajay Banga Mgmt For For
1c. Election of director: David R. Carlucci Mgmt For For
1d. Election of director: Richard K. Davis Mgmt For For
1e. Election of director: Steven J. Freiberg Mgmt For For
1f. Election of director: Julius Genachowski Mgmt For For
1g. Election of director: Choon Phong Goh Mgmt For For
1h. Election of director: Merit E. Janow Mgmt For For
1i. Election of director: Oki Matsumoto Mgmt For For
1j. Election of director: Youngme Moon Mgmt For For
1k. Election of director: Rima Qureshi Mgmt For For
1l. Election of director: Jose Octavio Reyes Mgmt For For
Lagunes
1m. Election of director: Gabrielle Sulzberger Mgmt For For
1n. Election of director: Jackson Tai Mgmt For For
1o. Election of director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2019
4. Consideration of a stockholder proposal on Shr Against For
gender pay gap
5. Consideration of a stockholder proposal on Shr Against For
creation of a human rights committee
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 934980473
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd Dean Mgmt For For
1b. Election of Director: Stephen Easterbrook Mgmt For For
1c. Election of Director: Robert Eckert Mgmt For For
1d. Election of Director: Margaret Georgiadis Mgmt For For
1e. Election of Director: Enrique Hernandez, Mgmt For For
Jr.
1f. Election of Director: Richard Lenny Mgmt For For
1g. Election of Director: John Mulligan Mgmt For For
1h. Election of Director: Sheila Penrose Mgmt For For
1i. Election of Director: John Rogers, Jr. Mgmt For For
1j. Election of Director: Paul Walsh Mgmt For For
1k. Election of Director: Miles White Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Advisory vote to approve the appointment of Mgmt For For
Ernst & Young LLP as independent auditor
for 2019.
4. Vote to approve an amendment to the Mgmt For For
Company's Certificate of Incorporation to
lower the authorized range of the number of
Directors on the Board to 7 to 15
Directors.
5. Advisory vote on a shareholder proposal Shr Against For
requesting the ability for shareholders to
act by written consent, if properly
presented.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 934889215
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 07-Dec-2018
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard H. Anderson Mgmt For For
1b. Election of Director: Craig Arnold Mgmt For For
1c. Election of Director: Scott C. Donnelly Mgmt For For
1d. Election of Director: Randall J. Hogan III Mgmt For For
1e. Election of Director: Omar Ishrak Mgmt For For
1f. Election of Director: Michael O. Leavitt Mgmt For For
1g. Election of Director: James T. Lenehan Mgmt For For
1h. Election of Director: Elizabeth Nabel, M.D. Mgmt For For
1i. Election of Director: Denise M. O'Leary Mgmt For For
1j. Election of Director: Kendall J. Powell Mgmt For For
2. To ratify, in a non-binding vote, the Mgmt For For
re-appointment of PricewaterhouseCoopers
LLP as Medtronic's independent auditor for
fiscal year 2019 and authorize the Board of
Directors, acting through the Audit
Committee, to set the auditor's
remuneration.
3. To approve in a non-binding advisory vote, Mgmt For For
named executive officer compensation (a
"Say-on-Pay" vote).
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 934988328
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 28-May-2019
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leslie A. Brun Mgmt For For
1b. Election of Director: Thomas R. Cech Mgmt For For
1c. Election of Director: Mary Ellen Coe Mgmt For For
1d. Election of Director: Pamela J. Craig Mgmt For For
1e. Election of Director: Kenneth C. Frazier Mgmt For For
1f. Election of Director: Thomas H. Glocer Mgmt For For
1g. Election of Director: Rochelle B. Lazarus Mgmt For For
1h. Election of Director: Paul B. Rothman Mgmt For For
1i. Election of Director: Patricia F. Russo Mgmt For For
1j. Election of Director: Inge G. Thulin Mgmt For For
1k. Election of Director: Wendell P. Weeks Mgmt For For
1l. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Proposal to adopt the 2019 Incentive Stock Mgmt For For
Plan.
4. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2019.
5. Shareholder proposal concerning an Shr Against For
independent board chairman.
6. Shareholder proposal concerning executive Shr Against For
incentives and stock buybacks.
7. Shareholder proposal concerning drug Shr Against For
pricing.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 935015277
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cheryl W. Grise Mgmt For For
1b. Election of Director: Carlos M. Gutierrez Mgmt For For
1c. Election of Director: Gerald L. Hassell Mgmt For For
1d. Election of Director: David L. Herzog Mgmt For For
1e. Election of Director: R. Glenn Hubbard, Mgmt For For
Ph.D.
1f. Election of Director: Edward J. Kelly, III Mgmt For For
1g. Election of Director: William E. Kennard Mgmt For For
1h. Election of Director: Michel A. Khalaf Mgmt For For
1i. Election of Director: James M. Kilts Mgmt For For
1j. Election of Director: Catherine R. Kinney Mgmt For For
1k. Election of Director: Diana McKenzie Mgmt For For
1l. Election of Director: Denise M. Morrison Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as MetLife, Inc.'s Independent
Auditor for 2019
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation paid to MetLife, Inc.'s Named
Executive Officers
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934884544
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2018
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William H. Gates lll Mgmt For For
1b. Election of Director: Reid G. Hoffman Mgmt For For
1c. Election of Director: Hugh F. Johnston Mgmt For For
1d. Election of Director: Teri L. List-Stoll Mgmt For For
1e. Election of Director: Satya Nadella Mgmt For For
1f. Election of Director: Charles H. Noski Mgmt For For
1g. Election of Director: Helmut Panke Mgmt For For
1h. Election of Director: Sandra E. Peterson Mgmt For For
1i. Election of Director: Penny S. Pritzker Mgmt For For
1j. Election of Director: Charles W. Scharf Mgmt For For
1k. Election of Director: Arne M. Sorenson Mgmt For For
1l. Election of Director: John W. Stanton Mgmt For For
1m. Election of Director: John W. Thompson Mgmt For For
1n. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2019
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 934959404
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lewis W.K. Booth Mgmt For For
1b. Election of Director: Charles E. Bunch Mgmt For For
1c. Election of Director: Debra A. Crew Mgmt For For
1d. Election of Director: Lois D. Juliber Mgmt For For
1e. Election of Director: Mark D. Ketchum Mgmt For For
1f. Election of Director: Peter W. May Mgmt For For
1g. Election of Director: Jorge S. Mesquita Mgmt For For
1h. Election of Director: Joseph Neubauer Mgmt For For
1i. Election of Director: Fredric G. Reynolds Mgmt For For
1j. Election of Director: Christiana S. Shi Mgmt For For
1k. Election of Director: Patrick T. Siewert Mgmt For For
1l. Election of Director: Jean-Francois M. L. Mgmt For For
van Boxmeer
1m. Election of Director: Dirk Van de Put Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Independent Registered Public
Accountants for Fiscal Year Ending December
31, 2019.
4. Report on Environmental Impact of Cocoa Shr Against For
Supply Chain.
5. Consider Employee Pay in Setting Chief Shr Against For
Executive Officer Pay.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 934980423
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Elizabeth Corley Mgmt For For
1b. Election of Director: Alistair Darling Mgmt For For
1c. Election of Director: Thomas H. Glocer Mgmt For For
1d. Election of Director: James P. Gorman Mgmt For For
1e. Election of Director: Robert H. Herz Mgmt For For
1f. Election of Director: Nobuyuki Hirano Mgmt For For
1g. Election of Director: Jami Miscik Mgmt For For
1h. Election of Director: Dennis M. Nally Mgmt For For
1i. Election of Director: Takeshi Ogasawara Mgmt For For
1j. Election of Director: Hutham S. Olayan Mgmt For For
1k. Election of Director: Mary L. Schapiro Mgmt For For
1l. Election of Director: Perry M. Traquina Mgmt For For
1m. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as independent auditor
3. To approve the compensation of executives Mgmt For For
as disclosed in the proxy statement
(non-binding advisory vote)
4. Shareholder proposal regarding an annual Shr Against For
report on lobbying expenses
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 934997252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Timothy M. Mgmt For For
Haley
1b. Election of Class II Director: Leslie Mgmt For For
Kilgore
1c. Election of Class II Director: Ann Mather Mgmt For For
1d. Election of Class II Director: Susan Rice Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2019.
3. Advisory approval of the Company's Mgmt For For
executive officer compensation.
4. Stockholder proposal regarding political Shr Against For
disclosure, if properly presented at the
meeting.
5. Stockholder proposal regarding simple Shr Against For
majority vote, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 934864237
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 20-Sep-2018
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan B. Graf, Jr. Mgmt For For
John C. Lechleiter Mgmt For For
Michelle A. Peluso Mgmt For For
2. To approve executive compensation by an Mgmt For For
advisory vote.
3. To consider a shareholder proposal Shr Against For
regarding political contributions
disclosure.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION Agenda Number: 934937864
--------------------------------------------------------------------------------------------------------------------------
Security: 665859104
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: NTRS
ISIN: US6658591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Linda Walker Bynoe Mgmt For For
1b. Election of Director: Susan Crown Mgmt For For
1c. Election of Director: Dean M. Harrison Mgmt For For
1d. Election of Director: Jay L. Henderson Mgmt For For
1e. Election of Director: Marcy S. Klevorn Mgmt For For
1f. Election of Director: Siddharth N. (Bobby) Mgmt For For
Mehta
1g. Election of Director: Michael G. O'Grady Mgmt For For
1h. Election of Director: Jose Luis Prado Mgmt For For
1i. Election of Director: Thomas E. Richards Mgmt For For
1j. Election of Director: Martin P. Slark Mgmt For For
1k. Election of Director: David H. B. Smith, Mgmt For For
Jr.
1l. Election of Director: Donald Thompson Mgmt For For
1m. Election of Director: Charles A. Tribbett Mgmt For For
III
2. Approval, by an advisory vote, of the 2018 Mgmt For For
compensation of the Corporation's named
executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Corporation's independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
4. Stockholder proposal regarding additional Shr Against For
disclosure of political contributions.
5. Stockholder proposal regarding the right of Shr Against For
the Corporation's stockholders to call a
special meeting of the stockholders.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 934964873
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Wesley G. Bush Mgmt For For
1b. Election of Director: Marianne C. Brown Mgmt For For
1c. Election of Director: Donald E. Felsinger Mgmt For For
1d. Election of Director: Ann M. Fudge Mgmt For For
1e. Election of Director: Bruce S. Gordon Mgmt For For
1f. Election of Director: William H. Hernandez Mgmt For For
1g. Election of Director: Madeleine A. Kleiner Mgmt For For
1h. Election of Director: Karl J. Krapek Mgmt For For
1i. Election of Director: Gary Roughead Mgmt For For
1j. Election of Director: Thomas M. Schoewe Mgmt For For
1k. Election of Director: James S. Turley Mgmt For For
1l. Election of Director: Kathy J. Warden Mgmt For For
1m. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2019.
4. Shareholder proposal to provide for a Shr Against For
report on management systems and processes
for implementing the Company's human rights
policy.
5. Shareholder proposal to provide for an Shr Against For
independent chair.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 934959341
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lloyd J. Austin III Mgmt For For
Patrick J. Dempsey Mgmt For For
John J. Ferriola Mgmt For For
Victoria F. Haynes Ph.D Mgmt For For
Christopher J. Kearney Mgmt For For
Laurette T. Koellner Mgmt For For
John H. Walker Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Nucor's
independent registered public accounting
firm for the year ending December 31, 2019
3. Approval, on an advisory basis, of Nucor's Mgmt For For
named executive officer compensation in
2018
4. Stockholder proposal regarding lobbying Shr Against For
report
5. Stockholder proposal regarding political Shr Against For
spending report
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 934982807
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a Election of Director: Robert K. Burgess Mgmt For For
1b. Election of Director: Tench Coxe Mgmt For For
1c. Election of Director: Persis S. Drell Mgmt For For
1d. Election of Director: James C. Gaither Mgmt For For
1e. Election of Director: Jen-Hsun Huang Mgmt For For
1f. Election of Director: Dawn Hudson Mgmt For For
1g. Election of Director: Harvey C. Jones Mgmt For For
1h. Election of Director: Michael G. McCaffery Mgmt For For
1i. Election of Director: Stephen C. Neal Mgmt For For
1j. Election of Director: Mark L. Perry Mgmt For For
1k. Election of Director: A. Brooke Seawell Mgmt For For
1l. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2020.
4. Approval of an amendment and restatement of Mgmt For For
our Certificate of Incorporation to
eliminate supermajority voting to remove a
director without cause.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 934879656
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 14-Nov-2018
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt For For
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt For For
George H. Conrades Mgmt For For
Lawrence J. Ellison Mgmt For For
Hector Garcia-Molina Mgmt For For
Jeffrey O. Henley Mgmt For For
Mark V. Hurd Mgmt For For
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt For For
Leon E. Panetta Mgmt For For
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of the Named Executive Officers.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm for Fiscal Year 2019.
4. Stockholder Proposal Regarding Pay Equity Shr Against For
Report.
5. Stockholder Proposal Regarding Political Shr Against For
Contributions Report.
6. Stockholder Proposal Regarding Lobbying Shr Against For
Report.
7. Stockholder Proposal Regarding Independent Shr Against For
Board Chair.
--------------------------------------------------------------------------------------------------------------------------
ORANGE SA Agenda Number: 711056867
--------------------------------------------------------------------------------------------------------------------------
Security: F6866T100
Meeting Type: MIX
Meeting Date: 21-May-2019
Ticker:
ISIN: FR0000133308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0426/201904261901279.pd
f AND
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0320/201903201900675.pd
f
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2018
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2018
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2018 AS SHOWN IN THE
ANNUAL FINANCIAL STATEMENTS
O.4 AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 Mgmt For For
OF THE FRENCH COMMERCIAL CODE
O.5 APPOINTMENT OF MRS. ANNE-GABRIELLE Mgmt For For
HEILBRONNER AS NEW DIRECTOR AS A
REPLACEMENT FOR MRS. MOUNA SEPEHRI WHOSE
TERM OF OFFICE EXPIRES AT THE END OF THIS
GENERAL MEETING
O.6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Abstain Against
ALEXANDRE BOMPARD AS DIRECTOR
O.7 RENEWAL OF THE TERM OF OFFICE OF MRS. HELLE Mgmt For For
KRISTOFFERSEN AS DIRECTOR
O.8 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
JEAN-MICHEL SEVERINO AS DIRECTOR
O.9 RENEWAL OF THE TERM OF OFFICE OF MRS. ANNE Mgmt For For
LANGE AS DIRECTOR
O.10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR ALLOCATED FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2018 TO MR. STEPHANE RICHARD,
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
O.11 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR ALLOCATED FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2018 TO MR. RAMON FERNANDEZ,
DEPUTY CHIEF EXECUTIVE OFFICER
O.12 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR ALLOCATED FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2018 TO MR. GERVAIS PELLISSIER,
DEPUTY CHIEF EXECUTIVE OFFICER
O.13 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS
MAKING UP THE TOTAL COMPENSATION AND
BENEFITS OF ANY KIND ATTRIBUTABLE TO THE
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
O.14 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS
MAKING UP THE TOTAL COMPENSATION AND
BENEFITS OF ANY KIND ATTRIBUTABLE TO THE
DEPUTY CHIEF EXECUTIVE OFFICERS
O.15 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO BUY OR TRANSFER SHARES OF THE
COMPANY
E.16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMPANY SHARES AND
COMPLEX TRANSFERABLE SECURITIES, WITH
RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT (USABLE ONLY OUTSIDE A
PUBLIC OFFERING PERIOD ON THE COMPANY'S
SECURITIES, UNLESS SPECIFICALLY AUTHORIZED
BY THE GENERAL MEETING
E.17 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO USE THE DELEGATION OF
AUTHORITY GRANTED IN THE SIXTEENTH
RESOLUTION DURING PUBLIC OFFERING PERIOD ON
THE COMPANY'S SECURITIES
E.18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES OF THE COMPANY
AND COMPLEX TRANSFERABLE SECURITIES, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT IN THE
CONTEXT OF A PUBLIC OFFERING (USABLE ONLY
OUTSIDE A PUBLIC OFFERING PERIOD ON THE
COMPANY'S SECURITIES, UNLESS SPECIFICALLY
AUTHORIZED BY THE GENERAL MEETING
E.19 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO USE THE DELEGATION OF
AUTHORITY GRANTED IN THE EIGHTEENTH
RESOLUTION DURING A PUBLIC OFFERING PERIOD
ON THE COMPANY'S SECURITIES
E.20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE THE COMPANY'S SHARES AND
COMPLEX TRANSFERABLE SECURITIES, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE
CONTEXT OF AN OFFER REFERRED TO IN SECTION
II OF ARTICLE L. 411-2 OF THE FRENCH
MONETARY AND FINANCIAL CODE (USABLE ONLY
OUTSIDE A PUBLIC OFFERING PERIOD ON THE
COMPANY'S SECURITIES, UNLESS SPECIFICALLY
AUTHORIZED BY THE GENERAL MEETING
E.21 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO USE THE DELEGATION OF
AUTHORITY GRANTED IN THE TWENTIETH
RESOLUTION DURING A PUBLIC OFFERING PERIOD
ON THE COMPANY'S SECURITIES
E.22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IF SECURITIES ARE
ISSUED
E.23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES AND COMPLEX
TRANSFERABLE SECURITIES, WITH CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, IN THE EVENT OF A
PUBLIC EXCHANGE OFFER INITIATED BY THE
COMPANY (USABLE ONLY OUTSIDE A PUBLIC
OFFERING PERIOD ON THE COMPANY'S
SECURITIES, UNLESS SPECIFICALLY AUTHORIZED
BY THE GENERAL MEETING
E.24 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO USE THE DELEGATION OF
AUTHORITY GRANTED IN THE TWENTY-THIRD
RESOLUTION DURING A PUBLIC OFFERING PERIOD
ON THE COMPANY'S SECURITIES
E.25 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES AND COMPLEX
TRANSFERABLE SECURITIES, WITH CANCELLATION
OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, TO REMUNERATE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND CONSISTING OF
EQUITY SECURITIES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
(USABLE ONLY OUTSIDE A PUBLIC OFFERING
PERIOD ON THE COMPANY'S SECURITIES, UNLESS
SPECIFICALLY AUTHORIZED BY THE GENERAL
MEETING
E.26 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO USE THE DELEGATION OF POWERS
GRANTED IN THE TWENTY-FIFTH RESOLUTION
DURING A PUBLIC OFFERING PERIOD ON THE
COMPANY'S SECURITIES
E.27 OVERALL LIMITATION OF AUTHORIZATIONS Mgmt For For
E.28 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO GRANT FREE SHARES OF THE
COMPANY FOR THE BENEFIT OF EXECUTIVE
CORPORATE OFFICERS AND CERTAIN ORANGE GROUP
EMPLOYEES RESULTING IN THE CANCELATION OF
THE SHAREHOLDER'S PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.29 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES OR COMPLEX
TRANSFERABLE SECURITIES, RESERVED FOR
MEMBERS OF SAVINGS PLANS RESULTING IN THE
CANCELLATION OF SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.30 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE CAPITAL OF THE
COMPANY BY CAPITALIZATION OF RESERVES,
PROFITS OR PREMIUMS
E.31 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE THE CAPITAL BY CANCELLATION OF
SHARES
E.32 POWERS FOR FORMALITIES Mgmt For For
O.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTION PROPOSED
BY THE FONDS COMMUN DE PLACEMENT
D'ENTREPRISE ORANGE ACTIONS: AMENDMENT TO
THE THIRD RESOLUTION - ALLOCATION OF INCOME
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2018, AS SHOWN IN THE ANNUAL FINANCIAL
STATEMENTS
E.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTION PROPOSED
BY THE FONDS COMMUN DE PLACEMENT
D'ENTREPRISE ORANGE ACTIONS: AMENDMENT TO
ARTICLE 13 OF THE BYLAWS ON THE PLURALITY
OF THE TERMS OF OFFICE
E.C PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTION PROPOSED
BY THE FONDS COMMUN DE PLACEMENT
D'ENTREPRISE ORANGE ACTIONS: CAPITAL
INCREASE IN CASH RESERVED FOR MEMBERS OF
SAVINGS PLANS RESULTING IN THE CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.D PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTION PROPOSED
BY THE FONDS COMMUN DE PLACEMENT
D'ENTREPRISE ORANGE ACTIONS: AUTHORIZATION
GRANTED TO THE BOARD OF DIRECTORS TO
PROCEED WITH THE FREE ALLOCATION OF SHARES
OF THE COMPANY FOR THE BENEFIT OF ORANGE
GROUP EMPLOYEES
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 196995 DUE TO ADDITION OF
SHAREHOLDER PROPOSALS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 934983316
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rodney C. Adkins Mgmt For For
1b. Election of Director: Wences Casares Mgmt For For
1c. Election of Director: Jonathan Christodoro Mgmt For For
1d. Election of Director: John J. Donahoe Mgmt For For
1e. Election of Director: David W. Dorman Mgmt For For
1f. Election of Director: Belinda J. Johnson Mgmt For For
1g. Election of Director: Gail J. McGovern Mgmt For For
1h. Election of Director: Deborah M. Messemer Mgmt For For
1i. Election of Director: David M. Moffett Mgmt For For
1j. Election of Director: Ann M. Sarnoff Mgmt For For
1k. Election of Director: Daniel H. Schulman Mgmt For For
1l. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2019.
4. Stockholder proposal regarding political Shr Against For
disclosure.
5. Stockholder proposal regarding human and Shr Against For
indigenous peoples' rights.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 934949112
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shona L. Brown Mgmt For For
1b. Election of Director: Cesar Conde Mgmt For For
1c. Election of Director: Ian Cook Mgmt For For
1d. Election of Director: Dina Dublon Mgmt For For
1e. Election of Director: Richard W. Fisher Mgmt For For
1f. Election of Director: Michelle Gass Mgmt For For
1g. Election of Director: William R. Johnson Mgmt For For
1h. Election of Director: Ramon Laguarta Mgmt For For
1i. Election of Director: David C. Page Mgmt For For
1j. Election of Director: Robert C. Pohlad Mgmt For For
1k. Election of Director: Daniel Vasella Mgmt For For
1l. Election of Director: Darren Walker Mgmt For For
1m. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
2019.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Approve amendments to the Company's Mgmt For For
Articles of Incorporation to eliminate
supermajority voting standards.
5. Shareholder Proposal - Independent Board Shr Against For
Chairman.
6. Shareholder Proposal - Disclosure of Shr Against For
Pesticide Management Data.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 934942043
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ronald E. Blaylock Mgmt For For
1b. Election of Director: Albert Bourla Mgmt For For
1c. Election of Director: W. Don Cornwell Mgmt For For
1d. Election of Director: Joseph J. Echevarria Mgmt For For
1e. Election of Director: Helen H. Hobbs Mgmt For For
1f. Election of Director: James M. Kilts Mgmt For For
1g. Election of Director: Dan R. Littman Mgmt For For
1h. Election of Director: Shantanu Narayen Mgmt For For
1i. Election of Director: Suzanne Nora Johnson Mgmt For For
1j. Election of Director: Ian C. Read Mgmt For For
1k. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2019
3. 2019 Advisory approval of executive Mgmt For For
compensation
4. Approval of the Pfizer Inc. 2019 Stock Plan Mgmt For For
5. Shareholder proposal regarding right to act Shr Against For
by written consent
6. Shareholder proposal regarding report on Shr Against For
lobbying activities
7. Shareholder proposal regarding independent Shr Against For
chair policy
8. Shareholder proposal regarding integrating Shr Against For
drug pricing into executive compensation
policies and programs
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 934945013
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andre Calantzopoulos Mgmt For For
1b. Election of Director: Louis C. Camilleri Mgmt For For
1c. Election of Director: Massimo Ferragamo Mgmt For For
1d. Election of Director: Werner Geissler Mgmt For For
1e. Election of Director: Lisa A. Hook Mgmt For For
1f. Election of Director: Jennifer Li Mgmt For For
1g. Election of Director: Jun Makihara Mgmt For For
1h. Election of Director: Kalpana Morparia Mgmt For For
1i. Election of Director: Lucio A. Noto Mgmt For For
1j. Election of Director: Frederik Paulsen Mgmt For For
1k. Election of Director: Robert B. Polet Mgmt For For
1l. Election of Director: Stephen M. Wolf Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For
Compensation
3. Ratification of the Selection of Mgmt For For
Independent Auditors
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 934976652
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edison C. Buchanan Mgmt For For
1b. Election of Director: Andrew F. Cates Mgmt For For
1c. Election of Director: Phillip A. Gobe Mgmt For For
1d. Election of Director: Larry R. Grillot Mgmt For For
1e. Election of Director: Stacy P. Methvin Mgmt For For
1f. Election of Director: Royce W. Mitchell Mgmt For For
1g. Election of Director: Frank A. Risch Mgmt For For
1h. Election of Director: Scott D. Sheffield Mgmt For For
1i. Election of Director: Mona K. Sutphen Mgmt For For
1j. Election of Director: J. Kenneth Thompson Mgmt For For
1k. Election of Director: Phoebe A. Wood Mgmt For For
1l. Election of Director: Michael D. Wortley Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2019
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 934976056
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas J. Baltimore, Mgmt For For
Jr.
1b. Election of Director: Gilbert F. Casellas Mgmt For For
1c. Election of Director: Robert M. Falzon Mgmt For For
1d. Election of Director: Mark B. Grier Mgmt For For
1e. Election of Director: Martina Hund-Mejean Mgmt For For
1f. Election of Director: Karl J. Krapek Mgmt For For
1g. Election of Director: Peter R. Lighte Mgmt For For
1h. Election of Director: Charles F. Lowrey Mgmt For For
1i. Election of Director: George Paz Mgmt For For
1j. Election of Director: Sandra Pianalto Mgmt For For
1k. Election of Director: Christine A. Poon Mgmt For For
1l. Election of Director: Douglas A. Scovanner Mgmt For For
1m. Election of Director: Michael A. Todman Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal regarding Right to Act Shr Against For
by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD. Agenda Number: 934999852
--------------------------------------------------------------------------------------------------------------------------
Security: V7780T103
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: RCL
ISIN: LR0008862868
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John F. Brock Mgmt For For
1b. Election of Director: Richard D. Fain Mgmt For For
1c. Election of Director: Stephen R. Howe, Jr. Mgmt For For
1d. Election of Director: William L. Kimsey Mgmt For For
1e. Election of Director: Maritza G. Montiel Mgmt For For
1f. Election of Director: Ann S. Moore Mgmt For For
1g. Election of Director: Eyal M. Ofer Mgmt For For
1h. Election of Director: Thomas J. Pritzker Mgmt For For
1i. Election of Director: William K. Reilly Mgmt For For
1j. Election of Director: Vagn O. Sorensen Mgmt For For
1k. Election of Director: Donald Thompson Mgmt For For
1l. Election of Director: Arne Alexander Mgmt For For
Wilhelmsen
2. Advisory approval of the Company's Mgmt For For
compensation of its named executive
officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2019.
4. The shareholder proposal regarding Shr Against For
political contributions disclosure.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935003878
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marc Benioff Mgmt For For
1b. Election of Director: Keith Block Mgmt For For
1c. Election of Director: Parker Harris Mgmt For For
1d. Election of Director: Craig Conway Mgmt For For
1e. Election of Director: Alan Hassenfeld Mgmt For For
1f. Election of Director: Neelie Kroes Mgmt For For
1g. Election of Director: Colin Powell Mgmt For For
1h. Election of Director: Sanford Robertson Mgmt For For
1i. Election of Director: John V. Roos Mgmt For For
1j. Election of Director: Bernard Tyson Mgmt For For
1k. Election of Director: Robin Washington Mgmt For For
1l. Election of Director: Maynard Webb Mgmt For For
1m. Election of Director: Susan Wojcicki Mgmt For For
2a. Amendment and restatement of our Mgmt For For
Certificate of Incorporation to remove
supermajority voting provisions relating
to: Amendments to the Certificate of
Incorporation and Bylaws.
2b. Amendment and restatement of our Mgmt For For
Certificate of Incorporation to remove
supermajority voting provisions relating
to: Removal of directors.
3. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan to, among other
things, increase the number of shares
authorized for issuance by 35.5 million
shares.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2020.
5. An advisory vote to approve the fiscal 2019 Mgmt For For
compensation of our named executive
officers.
6. A stockholder proposal regarding a "true Shr Against For
diversity" board policy.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934929324
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 03-Apr-2019
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter L.S. Currie Mgmt For For
1b. Election of Director: Miguel M. Galuccio Mgmt For For
1c. Election of Director: Paal Kibsgaard Mgmt For For
1d. Election of Director: Nikolay Kudryavtsev Mgmt For For
1e. Election of Director: Tatiana A. Mitrova Mgmt For For
1f. Election of Director: Indra K. Nooyi Mgmt For For
1g. Election of Director: Lubna S. Olayan Mgmt For For
1h. Election of Director: Mark G. Papa Mgmt For For
1i. Election of Director: Leo Rafael Reif Mgmt For For
1j. Election of Director: Henri Seydoux Mgmt For For
2. Approval of the advisory resolution to Mgmt For For
approve our executive compensation.
3. Approval of our consolidated balance sheet Mgmt For For
as of December 31, 2018; our consolidated
statement of income for the year ended
December 31, 2018; and our Board of
Directors' declarations of dividends in
2018, as reflected in our 2018 Annual
Report to Stockholders.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for 2019.
5. Approval of an amended and restated 2004 Mgmt For For
Stock and Deferral Plan for Non-Employee
Directors.
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 710322645
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 30-Jan-2019
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 137545 DUE TO SPLITTING OF
RESOLUTIONS 3 AND 4. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
15.01.2019. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2017/18
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.80 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JOE KAESER FOR FISCAL 2017/18
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER ROLAND BUSCH FOR FISCAL 2017/18
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER LISA DAVIS FOR FISCAL 2017/18
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER KLAUS HELMRICH FOR FISCAL 2017/18
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JANINA KUGEL FOR FISCAL 2017/18
3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER CEDRIK NEIKE FOR FISCAL 2017/18
3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER MICHAEL SEN FOR FISCAL2017/18
3.8 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER RALF P. THOMAS FOR FISCAL 2017/18
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JIM HAGEMANN SNABE FOR FISCAL
2017/18
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BIRGIT STEINBORN FOR FISCAL 2017/18
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WERNER WENNING FOR FISCAL 2017/18
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER OLAF BOLDUAN (UNTIL JANUARY 31,
2018) FOR FISCAL 2017/18
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WERNER BRANDT (SINCE JANUARY 31,
2018) FOR FISCAL 2017/18
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GERHARD CROMME (UNTIL JANUARY 31,
2018) FOR FISCAL 2017/18
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MICHAEL DIEKMANN FOR FISCAL 2017/18
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ANDREA FEHRMANN (SINCE JANUARY 31,
2018) FOR FISCAL 2017/18
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HANS MICHAEL GAUL (UNTIL JANUARY 31,
2018) FOR FISCAL 2017/18
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER REINHARD HAHN FOR FISCAL 2017/18
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BETTINA HALLER FOR FISCAL 2017/18
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ROBERT KENSBOCK FOR FISCAL 2017/18
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HARALD KERN FOR FISCAL 2017/18
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JUERGEN KERNER FOR FISCAL 2017/18
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NICOLA LEIBINGER-KAMMUELLER FOR
FISCAL 2017/18
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GERARD MESTRALLET (UNTIL JANUARY 31,
2018) FOR FISCAL 2017/18
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BENOIT POTIER (SINCE JANUARY 31,
2018) FOR FISCAL 2017/18
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER.NORBERT REITHOFER FOR FISCAL 2017/18
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GUELER SABANCI (UNTIL JANUARY 31,
2018) FOR FISCAL 2017/18
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DAME NEMAT TALAAT SHAFIK (SINCE
JANUARY 31, 2018) FOR FISCAL 2017/18
4.21 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NATHALIE VON SIEMENS FOR FISCAL
2017/18
4.22 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MICHAEL SIGMUND FOR FISCAL 2017/18
4.23 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DOROTHEA SIMON.FOR FISCAL 2017/18
4.24 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER SIBYLLE WANKEL (UNTIL JANUARY 31,
2018) FOR FISCAL 2017/18
4.25 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MATTHIAS ZACHERT (SINCE JANUARY 31,
2018) FOR FISCAL 2017/18
4.26 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GUNNAR ZUKUNFT (SINCE JANUARY 31,
2018) FOR FISCAL 2017/18
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL 2018/19
6 APPROVE CREATION OF EUR 510 MILLION POOL OF Mgmt For For
CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
7 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 15 BILLION APPROVE CREATION
OF EUR 240 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
8 APPROVE AFFILIATION AGREEMENT WITH Mgmt For For
SUBSIDIARY KYROS 58 GMBH
--------------------------------------------------------------------------------------------------------------------------
SPECTRA ENERGY PARTNERS, LP Agenda Number: 934901390
--------------------------------------------------------------------------------------------------------------------------
Security: 84756N109
Meeting Type: Consent
Meeting Date: 13-Dec-2018
Ticker: SEP
ISIN: US84756N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of merger of Autumn Acquisition Mgmt For For
Sub, LLC, a Delaware limited liability
company & an indirect wholly-owned
subsidiary of Enbridge Inc., with & into
Spectra Energy Partners, LP (SEP), with SEP
continuing as surviving entity & an
indirect wholly-owned subsidiary of
Enbridge, & approval of Agreement & Plan
of Merger, as such agreement may be amended
from time to time, entered into by & among
SEP, Spectra Energy Partners (DE) GP, LP,
Enbridge, Enbridge (U.S.) Inc., Merger Sub
and, solely for purposes of Article I,
Article II & Article XI therein.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 934922015
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 20-Mar-2019
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rosalind G. Brewer Mgmt For For
1b. Election of Director: Mary N. Dillon Mgmt For For
1c. Election of Director: Mellody Hobson Mgmt For For
1d. Election of Director: Kevin R. Johnson Mgmt For For
1e. Election of Director: Jorgen Vig Knudstorp Mgmt For For
1f. Election of Director: Satya Nadella Mgmt For For
1g. Election of Director: Joshua Cooper Ramo Mgmt For For
1h. Election of Director: Clara Shih Mgmt For For
1i. Election of Director: Javier G. Teruel Mgmt For For
1j. Election of Director: Myron E. Ullman, III Mgmt For For
2. Advisory resolution to approve our Mgmt For For
executive officer compensation.
3. Ratification of selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal 2019.
4. True Diversity Board Policy Shr Against For
5. Report on Sustainable Packaging Shr Against For
--------------------------------------------------------------------------------------------------------------------------
STARWOOD PROPERTY TRUST, INC. Agenda Number: 934949415
--------------------------------------------------------------------------------------------------------------------------
Security: 85571B105
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: STWD
ISIN: US85571B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard D. Bronson Mgmt For For
Jeffrey G. Dishner Mgmt For For
Camille J. Douglas Mgmt For For
Solomon J. Kumin Mgmt For For
Fred S. Ridley Mgmt For For
Barry S. Sternlicht Mgmt For For
Strauss Zelnick Mgmt For For
2. The approval on an advisory basis of the Mgmt For For
Company's executive compensation.
3. The ratification of Deloitte & Touche LLP Mgmt For For
as the Company's independent registered
public accounting firm for the calendar
year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 934950090
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Director: Mary K. Brainerd Mgmt For For
1b) Election of Director: Srikant M. Datar, Mgmt For For
Ph.D.
1c) Election of Director: Roch Doliveux, DVM Mgmt For For
1d) Election of Director: Louise L. Francesconi Mgmt For For
1e) Election of Director: Allan C. Golston Mgmt For For
(Lead Independent Director)
1f) Election of Director: Kevin A. Lobo Mgmt For For
(Chairman of the Board)
1g) Election of Director: Sherilyn S. McCoy Mgmt For For
1h) Election of Director: Andrew K. Silvernail Mgmt For For
1i) Election of Director: Ronda E. Stryker Mgmt For For
1j) Election of Director: Rajeev Suri Mgmt For For
2. Ratify appointment of Ernst & Young LLP as Mgmt For For
our independent registered public
accounting firm for 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
SYNCHRONY FINANCIAL Agenda Number: 934975787
--------------------------------------------------------------------------------------------------------------------------
Security: 87165B103
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: SYF
ISIN: US87165B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Margaret M. Keane Mgmt For For
1b. Election of Director: Paget L. Alves Mgmt For For
1c. Election of Director: Arthur W. Coviello, Mgmt For For
Jr.
1d. Election of Director: William W. Graylin Mgmt For For
1e. Election of Director: Roy A. Guthrie Mgmt For For
1f. Election of Director: Richard C. Hartnack Mgmt For For
1g. Election of Director: Jeffrey G. Naylor Mgmt For For
1h. Election of Director: Laurel J. Richie Mgmt For For
1i. Election of Director: Olympia J. Snowe Mgmt For For
1j. Election of Director: Ellen M. Zane Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Selection of KPMG LLP as Mgmt For For
Independent Registered Public Accounting
Firm of the Company for 2019
--------------------------------------------------------------------------------------------------------------------------
TELEFLEX INCORPORATED Agenda Number: 934970054
--------------------------------------------------------------------------------------------------------------------------
Security: 879369106
Meeting Type: Annual
Meeting Date: 03-May-2019
Ticker: TFX
ISIN: US8793691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John C. Heinmiller Mgmt For For
1b. Election of Director: Andrew A. Krakauer Mgmt For For
1c. Election of Director: Richard A. Packer Mgmt For For
2. Approval, on an advisory basis, of named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 934941750
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 29-Apr-2019
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert A. Bradway Mgmt For For
1b. Election of Director: David L. Calhoun Mgmt For For
1c. Election of Director: Arthur D. Collins Jr. Mgmt For For
1d. Election of Director: Edmund P. Mgmt For For
Giambastiani Jr.
1e. Election of Director: Lynn J. Good Mgmt For For
1f. Election of Director: Nikki R. Haley Mgmt For For
1g. Election of Director: Lawrence W. Kellner Mgmt For For
1h. Election of Director: Caroline B. Kennedy Mgmt For For
1i. Election of Director: Edward M. Liddy Mgmt For For
1j. Election of Director: Dennis A. Muilenburg Mgmt For For
1k. Election of Director: Susan C. Schwab Mgmt For For
1l. Election of Director: Ronald A. Williams Mgmt For For
1m. Election of Director: Mike S. Zafirovski Mgmt For For
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify the Appointment of Deloitte & Touche Mgmt For For
LLP as Independent Auditor for 2019.
4. Additional Report on Lobbying Activities. Shr Against For
5. Impact of Share Repurchases on Performance Shr Against For
Metrics.
6. Independent Board Chairman. Shr Against For
7. Remove Size Limit on Proxy Access Group. Shr Against For
8. Mandatory Retention of Significant Stock by Shr Against For
Executives
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 934937915
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Herbert A. Allen Mgmt For For
1b. Election of Director: Ronald W. Allen Mgmt For For
1c. Election of Director: Marc Bolland Mgmt For For
1d. Election of Director: Ana Botin Mgmt For For
1e. Election of Director: Christopher C. Davis Mgmt For For
1f. Election of Director: Barry Diller Mgmt For For
1g. Election of Director: Helene D. Gayle Mgmt For For
1h. Election of Director: Alexis M. Herman Mgmt For For
1i. Election of Director: Robert A. Kotick Mgmt For For
1j. Election of Director: Maria Elena Mgmt For For
Lagomasino
1k. Election of Director: James Quincey Mgmt For For
1l. Election of Director: Caroline J. Tsay Mgmt For For
1m. Election of Director: David B. Weinberg Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors
4. Shareowner proposal regarding an Shr Against For
independent Board Chair
5. Shareowner proposal on sugar and public Shr Against For
health
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 934949225
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Drew G. Faust Mgmt For For
1c. Election of Director: Mark A. Flaherty Mgmt For For
1d. Election of Director: Ellen J. Kullman Mgmt For For
1e. Election of Director: Lakshmi N. Mittal Mgmt For For
1f. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1g. Election of Director: Peter Oppenheimer Mgmt For For
1h. Election of Director: David M. Solomon Mgmt For For
1i. Election of Director: Jan E. Tighe Mgmt For For
1j. Election of Director: David A. Viniar Mgmt For For
1k. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation (Say on Pay)
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm for 2019
4. Shareholder Proposal Regarding Right to Act Shr Against For
by Written Consent
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 934976157
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gerard J. Arpey Mgmt For For
1b. Election of Director: Ari Bousbib Mgmt For For
1c. Election of Director: Jeffery H. Boyd Mgmt For For
1d. Election of Director: Gregory D. Brenneman Mgmt For For
1e. Election of Director: J. Frank Brown Mgmt For For
1f. Election of Director: Albert P. Carey Mgmt For For
1g. Election of Director: Helena B. Foulkes Mgmt Against Against
1h. Election of Director: Linda R. Gooden Mgmt For For
1i. Election of Director: Wayne M. Hewett Mgmt For For
1j. Election of Director: Manuel Kadre Mgmt For For
1k. Election of Director: Stephanie C. Linnartz Mgmt For For
1l. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding EEO-1 Shr Against For
Disclosure
5. Shareholder Proposal to Reduce the Shr Against For
Threshold to Call Special Shareholder
Meetings to 10% of Outstanding Shares
6. Shareholder Proposal Regarding Report on Shr Against For
Prison Labor in the Supply Chain
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 934940164
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Joseph Alvarado Mgmt For For
1b. Election of Director: Charles E. Bunch Mgmt For For
1c. Election of Director: Debra A. Cafaro Mgmt For For
1d. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1e. Election of Director: William S. Demchak Mgmt For For
1f. Election of Director: Andrew T. Feldstein Mgmt For For
1g. Election of Director: Richard J. Harshman Mgmt For For
1h. Election of Director: Daniel R. Hesse Mgmt For For
1i. Election of Director: Richard B. Kelson Mgmt For For
1j. Election of Director: Linda R. Medler Mgmt For For
1k. Election of Director: Martin Pfinsgraff Mgmt For For
1l. Election of Director: Toni Townes-Whitley Mgmt For For
1m. Election of Director: Michael J. Ward Mgmt For For
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
PNC's independent registered public
accounting firm for 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 934870115
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 09-Oct-2018
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Francis S. Blake Mgmt For For
1b. Election of Director: Angela F. Braly Mgmt For For
1c. Election of Director: Amy L. Chang Mgmt For For
1d. Election of Director: Kenneth I. Chenault Mgmt For For
1e. Election of Director: Scott D. Cook Mgmt For For
1f. Election of Director: Joseph Jimenez Mgmt For For
1g. Election of Director: Terry J. Lundgren Mgmt For For
1h. Election of Director: W. James McNerney, Mgmt For For
Jr.
1i. Election of Director: Nelson Peltz Mgmt For For
1j. Election of Director: David S. Taylor Mgmt For For
1k. Election of Director: Margaret C. Whitman Mgmt For For
1l. Election of Director: Patricia A. Woertz Mgmt For For
1m. Election of Director: Ernesto Zedillo Mgmt For For
2. Ratify Appointment of the Independent Mgmt For For
Registered Public Accounting Firm
3. Advisory Vote on the Company's Executive Mgmt For For
Compensation (the "Say on Pay" vote)
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 934884594
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Special
Meeting Date: 22-Oct-2018
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. An amendment to the Company's Fourth Mgmt For For
Restated Certificate of Incorporation to
increase the number of authorized shares of
common stock, par value $1.00 per share,
from 1,200,000,000 shares to 1,800,000,000
shares.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935015342
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Alan M. Bennett Mgmt For For
1C. Election of Director: Rosemary T. Berkery Mgmt For For
1D. Election of Director: David T. Ching Mgmt For For
1E. Election of Director: Ernie Herrman Mgmt For For
1F. Election of Director: Michael F. Hines Mgmt For For
1G. Election of Director: Amy B. Lane Mgmt For For
1H. Election of Director: Carol Meyrowitz Mgmt For For
1I. Election of Director: Jackwyn L. Nemerov Mgmt For For
1J. Election of Director: John F. O'Brien Mgmt For For
1K. Election of Director: Willow B. Shire Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2020
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on-pay vote)
4. Shareholder proposal for a report on Shr Against For
compensation disparities based on race,
gender, or ethnicity
5. Shareholder proposal for a report on prison Shr Against For
labor
6. Shareholder proposal for a report on human Shr Against For
rights risks
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934841506
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Special
Meeting Date: 10-Jul-2018
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. IMPORTANT: The special meeting of Mgmt No vote
stockholders scheduled for July 10, 2018
has been postponed and voting will no
longer be processed. A new proxy with a
July 27, 2018 meeting date will be sent to
stockholders as soon as it is available and
a NEW VOTE will be required. If you have
already voted the July 10, 2018 proxy, you
will need to vote again using the new
ballot(s) you will receive for the July 27,
2018 meeting. Your vote is important.
Please make sure you vote your new proxy.
Thank you.
2. IMPORTANT: The special meeting of Mgmt No vote
stockholders scheduled for July 10, 2018
has been postponed and voting will no
longer be processed. A new proxy with a
July 27, 2018 meeting date will be sent to
stockholders as soon as it is available and
a NEW VOTE will be required. If you have
already voted the July 10, 2018 proxy, you
will need to vote again using the new
ballot(s) you will receive for the July 27,
2018 meeting. Your vote is important.
Please make sure you vote your new proxy.
Thank you.
3. IMPORTANT: The special meeting of Mgmt No vote
stockholders scheduled for July 10, 2018
has been postponed and voting will no
longer be processed. A new proxy with a
July 27, 2018 meeting date will be sent to
stockholders as soon as it is available and
a NEW VOTE will be required. If you have
already voted the July 10, 2018 proxy, you
will need to vote again using the new
ballot(s) you will receive for the July 27,
2018 meeting. Your vote is important.
Please make sure you vote your new proxy.
Thank you.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934854197
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Special
Meeting Date: 27-Jul-2018
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of common stock, Mgmt For For
par value $0.01 per share, of TWDC Holdco
613 Corp. ("New Disney"), to stockholders
of Twenty-First Century Fox, Inc. ("21CF")
contemplated by the Amended and Restated
Agreement and Plan of Merger, dated as of
June 20, 2018, as it may be amended from
time to time, by and among 21CF, a Delaware
corporation, Disney, a Delaware
corporation, New Disney, a Delaware
corporation and a wholly owned subsidiary
of Disney, WDC Merger Enterprises I, Inc.,
a ...(due to space limits, see proxy
statement for full proposal).
2. To approve adjournments of the Disney Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes at the time
of the Disney special meeting to approve
the share issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934921099
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 07-Mar-2019
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan E. Arnold Mgmt For For
1b. Election of Director: Mary T. Barra Mgmt For For
1c. Election of Director: Safra A. Catz Mgmt For For
1d. Election of Director: Francis A. deSouza Mgmt For For
1e. Election of Director: Michael Froman Mgmt For For
1f. Election of Director: Robert A. Iger Mgmt For For
1g. Election of Director: Maria Elena Mgmt For For
Lagomasino
1h. Election of Director: Mark G. Parker Mgmt For For
1i. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2019.
3. To approve the advisory resolution on Mgmt For For
executive compensation.
4. Shareholder proposal requesting an annual Shr Against For
report disclosing information regarding the
Company's lobbying policies and activities.
5. Shareholder proposal requesting a report on Shr Against For
use of additional cyber security and data
privacy metrics in determining compensation
of senior executives.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 934858020
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Special
Meeting Date: 09-Aug-2018
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the adoption of an amendment to Mgmt For For
The Williams Companies, Inc. ("WMB")
certificate of incorporation (the "Charter
Amendment") to increase the number of
authorized shares of capital stock from
990,000,000 shares to 1,500,000,000 shares,
consisting of 1,470,000,000 shares of WMB
common stock, par value $1.00 per share,
and 30,000,000 shares of WMB preferred
stock, par value $1.00 per share (the
"Charter Amendment Proposal").
2. To approve, subject to and conditioned upon Mgmt For For
the effectiveness of the Charter Amendment,
the issuance of WMB common stock pursuant
to the Agreement and Plan of Merger, dated
as of May 16, 2018 (the "Stock Issuance
Proposal").
3. To approve the adjournment of the special Mgmt For For
meeting from time to time, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes at the time
of the special meeting to approve the
Charter Amendment Proposal or the Stock
Issuance Proposal.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 934962033
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alan S. Armstrong Mgmt For For
1b. Election of Director: Stephen W. Bergstrom Mgmt For For
1c. Election of Director: Nancy K. Buese Mgmt For For
1d. Election of Director: Stephen I. Chazen Mgmt For For
1e. Election of Director: Charles I. Cogut Mgmt For For
1f. Election of Director: Kathleen B. Cooper Mgmt For For
1g. Election of Director: Michael A. Creel Mgmt For For
1h. Election of Director: Vicki L. Fuller Mgmt For For
1i. Election of Director: Peter A. Ragauss Mgmt For For
1j. Election of Director: Scott D. Sheffield Mgmt For For
1k. Election of Director: Murray D. Smith Mgmt For For
1l. Election of Director: William H. Spence Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
auditors for 2019.
3. Approval, by nonbinding advisory vote, of Mgmt For For
the Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 934979519
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marc N. Casper Mgmt For For
1b. Election of Director: Nelson J. Chai Mgmt For For
1c. Election of Director: C. Martin Harris Mgmt For For
1d. Election of Director: Tyler Jacks Mgmt For For
1e. Election of Director: Judy C. Lewent Mgmt For For
1f. Election of Director: Thomas J. Lynch Mgmt For For
1g. Election of Director: Jim P. Manzi Mgmt For For
1h. Election of Director: James C. Mullen Mgmt For For
1i. Election of Director: Lars R. Sorensen Mgmt For For
1j. Election of Director: Scott M. Sperling Mgmt For For
1k. Election of Director: Elaine S. Ullian Mgmt For For
1l. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2019.
--------------------------------------------------------------------------------------------------------------------------
TOPBUILD CORP Agenda Number: 934944554
--------------------------------------------------------------------------------------------------------------------------
Security: 89055F103
Meeting Type: Annual
Meeting Date: 29-Apr-2019
Ticker: BLD
ISIN: US89055F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alec C. Covington Mgmt For For
1b. Election of Director: Gerald Volas Mgmt For For
1c. Election of Director: Carl T. Camden Mgmt For For
1d. Election of Director: Joseph S. Cantie Mgmt For For
1e. Election of Director: Tina M. Donikowski Mgmt For For
1f. Election of Director: Mark A. Petrarca Mgmt For For
1g. Election of Director: Nancy M. Taylor Mgmt For For
2. To amend the Company's Amended and Restated Mgmt For For
Certificate of Incorporation to reduce the
affirmative vote of holders of the
Company's outstanding securities, voting as
a single class, required to adopt, amend or
repeal the Company's bylaws from 66 2/3% to
a majority.
3. To amend the Company's Amended and Restated Mgmt For For
Certificate of Incorporation to reduce the
affirmative vote of holders of the
Company's outstanding voting securities,
voting as a single class, required to
adopt, amend or repeal certain provisions
of the Company's Amended and Restated
Certificate of Incorporation from 66 2/3%
to a majority.
4. To amend the Company's Amended and Restated Mgmt For For
Certificate of Incorporation so that the
Company is no longer obligated to indemnify
persons other than directors and officers.
5. To ratify the Company's appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as the
Company's independent registered public
accounting firm for the Company's fiscal
year ending December 31, 2019.
6. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 934932131
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 16-Apr-2019
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Warner L. Baxter Mgmt For For
1b. Election of Director: Dorothy J. Bridges Mgmt For For
1c. Election of Director: Elizabeth L. Buse Mgmt For For
1d. Election of Director: Marc N. Casper Mgmt For For
1e. Election of Director: Andrew Cecere Mgmt For For
1f. Election of Director: Arthur D. Collins, Mgmt For For
Jr.
1g. Election of Director: Kimberly J. Harris Mgmt For For
1h. Election of Director: Roland A. Hernandez Mgmt For For
1i. Election of Director: Doreen Woo Ho Mgmt For For
1j. Election of Director: Olivia F. Kirtley Mgmt For For
1k. Election of Director: Karen S. Lynch Mgmt For For
1l. Election of Director: Richard P. McKenney Mgmt For For
1m. Election of Director: Yusuf I. Mehdi Mgmt For For
1n. Election of Director: David B. O'Maley Mgmt For For
1o. Election of Director: O'dell M. Owens, Mgmt For For
M.D., M.P.H.
1p. Election of Director: Craig D. Schnuck Mgmt For For
1q. Election of Director: Scott W. Wine Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent auditor for
the 2019 fiscal year.
3. An advisory vote to approve the Mgmt For For
compensation of our executives disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 934970383
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew H. Card Jr. Mgmt For For
1b. Election of Director: Erroll B. Davis Jr. Mgmt For For
1c. Election of Director: William J. DeLaney Mgmt For For
1d. Election of Director: David B. Dillon Mgmt For For
1e. Election of Director: Lance M. Fritz Mgmt For For
1f. Election of Director: Deborah C. Hopkins Mgmt For For
1g. Election of Director: Jane H. Lute Mgmt For For
1h. Election of Director: Michael R. McCarthy Mgmt For For
1i. Election of Director: Thomas F. McLarty III Mgmt For For
1j. Election of Director: Bhavesh V. Patel Mgmt For For
1k. Election of Director: Jose H. Villarreal Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
2019.
3. An advisory vote to approve executive Mgmt For For
compensation ("Say on Pay").
4. Shareholder proposal regarding Independent Shr Against For
Chairman if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 934998963
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 03-Jun-2019
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William C. Ballard, Mgmt For For
Jr.
1b. Election of Director: Richard T. Burke Mgmt For For
1c. Election of Director: Timothy P. Flynn Mgmt For For
1d. Election of Director: Stephen J. Hemsley Mgmt For For
1e. Election of Director: Michele J. Hooper Mgmt For For
1f. Election of Director: F. William McNabb III Mgmt For For
1g. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1h. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1i. Election of Director: Glenn M. Renwick Mgmt For For
1j. Election of Director: David S. Wichmann Mgmt For For
1k. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2019.
4. The shareholder proposal set forth in the Shr Against For
proxy statement requesting an amendment to
the proxy access bylaw, if properly
presented at the 2019 Annual Meeting of
Shareholders.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 934943261
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Vittorio Colao Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Kathryn A. Tesija Mgmt For For
1i. Election of Director: Hans E. Vestberg Mgmt For For
1j. Election of Director: Gregory G. Weaver Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
3. Advisory Vote to Approve Executive Mgmt For For
Compensation
4. Nonqualified Savings Plan Earnings Shr Against For
5. Independent Chair Shr Against For
6. Report on Online Child Exploitation Shr Against For
7. Cybersecurity and Data Privacy Shr Against For
8. Severance Approval Policy Shr For Against
--------------------------------------------------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC. Agenda Number: 934909827
--------------------------------------------------------------------------------------------------------------------------
Security: 931427108
Meeting Type: Annual
Meeting Date: 25-Jan-2019
Ticker: WBA
ISIN: US9314271084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jose E. Almeida Mgmt For For
1b. Election of Director: Janice M. Babiak Mgmt For For
1c. Election of Director: David J. Brailer Mgmt For For
1d. Election of Director: William C. Foote Mgmt For For
1e. Election of Director: Ginger L. Graham Mgmt For For
1f. Election of Director: John A. Lederer Mgmt For For
1g. Election of Director: Dominic P. Murphy Mgmt For For
1h. Election of Director: Stefano Pessina Mgmt For For
1i. Election of Director: Leonard D. Schaeffer Mgmt For For
1j. Election of Director: Nancy M. Schlichting Mgmt For For
1k. Election of Director: James A. Skinner Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for fiscal year
2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of the amendment and restatement Mgmt For For
of the Walgreens Boots Alliance, Inc.
Employee Stock Purchase Plan.
5. Stockholder proposal requesting an Shr Against For
independent Board Chairman.
6. Stockholder proposal regarding the use of Shr Against For
GAAP financial metrics for purposes of
determining senior executive compensation.
7. Stockholder proposal requesting report on Shr Against For
governance measures related to opioids.
8. Stockholder proposal regarding the Shr Against For
ownership threshold for calling special
meetings of stockholders.
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935000872
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cesar Conde Mgmt For For
1b. Election of Director: Stephen J. Mgmt For For
Easterbrook
1c. Election of Director: Timothy P. Flynn Mgmt For For
1d. Election of Director: Sarah J. Friar Mgmt For For
1e. Election of Director: Carla A. Harris Mgmt For For
1f. Election of Director: Thomas W. Horton Mgmt For For
1g. Election of Director: Marissa A. Mayer Mgmt For For
1h. Election of Director: C. Douglas McMillon Mgmt For For
1i. Election of Director: Gregory B. Penner Mgmt For For
1j. Election of Director: Steven S Reinemund Mgmt For For
1k. Election of Director: S. Robson Walton Mgmt For For
1l. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants
4. Request to Strengthen Prevention of Shr Against For
Workplace Sexual Harassment
5. Request to Adopt Cumulative Voting Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WELLCARE HEALTH PLANS, INC. Agenda Number: 934980459
--------------------------------------------------------------------------------------------------------------------------
Security: 94946T106
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: WCG
ISIN: US94946T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard C. Breon Mgmt For For
1b. Election of Director: Kenneth A. Burdick Mgmt For For
1c. Election of Director: Amy L. Mgmt For For
Compton-Phillips
1d. Election of Director: H. James Dallas Mgmt For For
1e. Election of Director: Kevin F. Hickey Mgmt For For
1f. Election of Director: Christian P. Michalik Mgmt For For
1g. Election of Director: Piyush "Bobby" Jindal Mgmt For For
1h. Election of Director: William L. Trubeck Mgmt For For
1i. Election of Director: Kathleen E. Walsh Mgmt For For
2. Approval of the Company's 2019 Incentive Mgmt For For
Compensation Plan.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
4. Advisory vote on the compensation of the Mgmt For For
Company's named executive officers ("Say on
Pay").
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 934941584
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John D. Baker II Mgmt For For
1b. Election of Director: Celeste A. Clark Mgmt For For
1c. Election of Director: Theodore F. Craver, Mgmt For For
Jr.
1d. Election of Director: Elizabeth A. Duke Mgmt For For
1e. Election of Director: Wayne M. Hewett Mgmt For For
1f. Election of Director: Donald M. James Mgmt For For
1g. Election of Director: Maria R. Morris Mgmt For For
1h. Election of Director: Juan A. Pujadas Mgmt For For
1i. Election of Director: James H. Quigley Mgmt For For
1j. Election of Director: Ronald L. Sargent Mgmt For For
1k. Election of Director: C. Allen Parker Mgmt For For
1l. Election of Director: Suzanne M. Vautrinot Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Approve the Company's Amended and Restated Mgmt For For
Long-Term Incentive Compensation Plan.
4. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for 2019.
5. Shareholder Proposal - Report on Shr Against For
Incentive-Based Compensation and Risks of
Material Losses.
6. Shareholder Proposal - Report on Global Shr Against For
Median Gender Pay Gap.
--------------------------------------------------------------------------------------------------------------------------
WELLTOWER INC. Agenda Number: 934949720
--------------------------------------------------------------------------------------------------------------------------
Security: 95040Q104
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: WELL
ISIN: US95040Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kenneth J. Bacon Mgmt For For
1b. Election of Director: Thomas J. DeRosa Mgmt For For
1c. Election of Director: Karen B. DeSalvo Mgmt For For
1d. Election of Director: Jeffrey H. Donahue Mgmt For For
1e. Election of Director: Timothy J. Naughton Mgmt For For
1f. Election of Director: Sharon M. Oster Mgmt For For
1g. Election of Director: Sergio D. Rivera Mgmt For For
1h. Election of Director: Johnese M. Spisso Mgmt For For
1i. Election of Director: Kathryn M. Sullivan Mgmt For For
1j. Election of Director: R. Scott Trumbull Mgmt For For
1k. Election of Director: Gary Whitelaw Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as independent registered
public accounting firm for the fiscal year
2019.
3. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers as disclosed in the 2019 Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 934863324
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Special
Meeting Date: 14-Sep-2018
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RESTRUCTURING PROPOSAL. To approve the Mgmt For For
Agreement and Plan of Merger, dated as of
April 5, 2018, by and between the Company
and its wholly-owned subsidiary, ZB, N.A.,
as amended and restated July 10, 2018 and
as such plan of merger may be amended from
time to time.
2. ADJOURNMENT PROPOSAL. To authorize the Mgmt For For
Board of Directors to adjourn or postpone
the special meeting to a later date, if
necessary or appropriate, including
adjournments to permit further solicitation
of proxies in favor of the restructuring
proposal or to vote on other matters
properly brought before the special
meeting.
3. OTHER BUSINESS. On any other matter Mgmt For
properly presented for action by
shareholders at the special meeting, such
as any matters incident to the conduct of
the meeting, the proxies are authorized to
vote the shares represented by this
appointment of proxy according to their
best judgment.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) CALAMOS STRATEGIC TOTAL RETURN FUND
By (Signature) /s/ John P. Calamos, Sr.
Name John P. Calamos, Sr.
Title President
Date 08/28/2019