UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23308
NAME OF REGISTRANT: PPM Funds
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 225 W. Wacker Drive, Suite
1200
Chicago, IL 60606
NAME AND ADDRESS OF AGENT FOR SERVICE: Joseph B. O'Boyle
225 W. Wacker Drive, Suite
1200
Chicago , IL 60606
REGISTRANT'S TELEPHONE NUMBER: 312-634-2500
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019
PPM Core Plus Fixed Income Fund
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SSGA FUNDS Agenda Number: 934897123
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Security: 857492706
Meeting Type: Special
Meeting Date: 18-Dec-2018
Ticker: GVMXX
ISIN: US8574927062
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. DIRECTOR
John R. Costantino Mgmt For For
Michael A. Jessee Mgmt For For
Ellen M. Needham Mgmt For For
Donna M. Rapaccioli Mgmt For For
PPM Credit Fund
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SSGA FUNDS Agenda Number: 934897123
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Security: 857492706
Meeting Type: Special
Meeting Date: 18-Dec-2018
Ticker: GVMXX
ISIN: US8574927062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. DIRECTOR
John R. Costantino Mgmt For For
Michael A. Jessee Mgmt For For
Ellen M. Needham Mgmt For For
Donna M. Rapaccioli Mgmt For For
PPM Floating Rate Income Fund
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SSGA FUNDS Agenda Number: 934897123
--------------------------------------------------------------------------------------------------------------------------
Security: 857492706
Meeting Type: Special
Meeting Date: 18-Dec-2018
Ticker: GVMXX
ISIN: US8574927062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. DIRECTOR
John R. Costantino Mgmt For For
Michael A. Jessee Mgmt For For
Ellen M. Needham Mgmt For For
Donna M. Rapaccioli Mgmt For For
PPM High Yield Core Fund
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CHAPARRAL ENERGY, INC. Agenda Number: 935035813
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Security: 15942R208
Meeting Type: Annual
Meeting Date: 28-Jun-2019
Ticker: CHAP
ISIN: US15942R2085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: K. Earl Reynolds Mgmt For For
1.2 Election of Director: Robert F. Heinemann Mgmt For For
1.3 Election of Director: Douglas E. Brooks Mgmt For For
1.4 Election of Director: Matthew D. Cabell Mgmt For For
1.5 Election of Director: Samuel Langford Mgmt For For
1.6 Election of Director: Kenneth W. Moore Mgmt For For
1.7 Election of Director: Marcus C. Rowland Mgmt For For
1.8 Election of Director: Gysle Shellum Mgmt For For
2. To approve the Chaparral Energy, Inc. 2019 Mgmt For For
Long-Term Incentive Plan.
3. To consider an advisory vote on the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
accompanying proxy statement.
4. To consider an advisory vote on the Mgmt 1 Year For
frequency of the advisory vote on the
compensation of the Company's named
executive officers.
5. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2019.
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FREEPORT-MCMORAN INC. Agenda Number: 935006800
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Security: 35671D857
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: FCX
ISIN: US35671D8570
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Richard C. Adkerson Mgmt For For
1.2 Election of Director: Gerald J. Ford Mgmt For For
1.3 Election of Director: Lydia H. Kennard Mgmt For For
1.4 Election of Director: Dustan E. McCoy Mgmt For For
1.5 Election of Director: Frances Fragos Mgmt For For
Townsend
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2019.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
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JPMORGAN CHASE & CO. Agenda Number: 934979088
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Linda B. Bammann Mgmt For For
1b. Election of Director: James A. Bell Mgmt For For
1c. Election of Director: Stephen B. Burke Mgmt For For
1d. Election of Director: Todd A. Combs Mgmt For For
1e. Election of Director: James S. Crown Mgmt For For
1f. Election of Director: James Dimon Mgmt For For
1g. Election of Director: Timothy P. Flynn Mgmt For For
1h. Election of Director: Mellody Hobson Mgmt For For
1i. Election of Director: Laban P. Jackson, Jr. Mgmt For For
1j. Election of Director: Michael A. Neal Mgmt For For
1k. Election of Director: Lee R. Raymond Mgmt For For
2. Advisory resolution to approve executive Mgmt Against Against
compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
4. Gender pay equity report Shr For Against
5. Enhance shareholder proxy access Shr For Against
6. Cumulative voting Shr Against For
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LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 935028589
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Security: N53745100
Meeting Type: Annual
Meeting Date: 31-May-2019
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jacques Aigrain Mgmt For For
1b. Election of Director: Lincoln Benet Mgmt For For
1c. Election of Director: Jagjeet (Jeet) Bindra Mgmt For For
1d. Election of Director: Robin Buchanan Mgmt For For
1e. Election of Director: Stephen Cooper Mgmt For For
1f. Election of Director: Nance Dicciani Mgmt For For
1g. Election of Director: Claire Farley Mgmt For For
1h. Election of Director: Isabella (Bella) Mgmt For For
Goren
1i. Election of Director: Michael Hanley Mgmt For For
1j. Election of Director: Albert Manifold Mgmt For For
1k. Election of Director: Bhavesh (Bob) Patel Mgmt For For
1l. Election of Director: Rudy van der Meer Mgmt For For
2. Discharge of Executive Director and Members Mgmt For For
of the (Prior) Management Board from
Liability.
3. Discharge of Non-Executive Directors and Mgmt For For
Members of the (Prior) Supervisory Board
from Liability.
4. Adoption of 2018 Dutch Statutory Annual Mgmt For For
Accounts.
5. Appointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. as the Auditor of our 2019
Dutch Statutory Annual Accounts.
6. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm.
7. Advisory Vote Approving Executive Mgmt For For
Compensation (Say-on-Pay).
8. Ratification and Approval of Dividends. Mgmt For For
9. Authorization to Conduct Share Repurchases. Mgmt For For
10. Amendment of Long Term Incentive Plan. Mgmt For For
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MGM RESORTS INTERNATIONAL Agenda Number: 934949718
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Security: 552953101
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: MGM
ISIN: US5529531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary Chris Gay Mgmt For For
1b. Election of Director: William W. Grounds Mgmt For For
1c. Election of Director: Alexis M. Herman Mgmt For For
1d. Election of Director: Roland Hernandez Mgmt For For
1e. Election of Director: John Kilroy Mgmt For For
1f. Election of Director: Rose McKinney - James Mgmt For For
1g. Election of Director: Keith A. Meister Mgmt For For
1h. Election of Director: James J. Murren Mgmt For For
1i. Election of Director: Paul Salem Mgmt For For
1j. Election of Director: Gregory M. Spierkel Mgmt For For
1k. Election of Director: Jan G. Swartz Mgmt For For
1l. Election of Director: Daniel J. Taylor Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP, as the independent registered
public accounting firm for the year ending
December 31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
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PIMCO FLOATING RATE STRATEGY FUND Agenda Number: 935038958
--------------------------------------------------------------------------------------------------------------------------
Security: 72201J104
Meeting Type: Annual
Meeting Date: 28-Jun-2019
Ticker: PFN
ISIN: US72201J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sarah E. Cogan Mgmt For *
Deborah A. DeCotis Mgmt For *
David N. Fisher Mgmt For *
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SSGA FUNDS Agenda Number: 934897123
--------------------------------------------------------------------------------------------------------------------------
Security: 857492706
Meeting Type: Special
Meeting Date: 18-Dec-2018
Ticker: GVMXX
ISIN: US8574927062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. DIRECTOR
John R. Costantino Mgmt For For
Michael A. Jessee Mgmt For For
Ellen M. Needham Mgmt For For
Donna M. Rapaccioli Mgmt For For
PPM Large Cap Value Fund
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ABBVIE INC. Agenda Number: 934949162
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 03-May-2019
Ticker: ABBV
ISIN: US00287Y1091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William H.L. Burnside Mgmt For For
Brett J. Hart Mgmt For For
Edward J. Rapp Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2019
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation
4. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation for a simple majority vote
5. Stockholder Proposal - to Issue an Annual Shr For Against
Report on Lobbying
6. Stockholder Proposal - to Issue a Shr For Against
Compensation Committee Report on Drug
Pricing
7. Stockholder Proposal - to Adopt a Policy to Shr Against For
Require Independent Chairman
--------------------------------------------------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION Agenda Number: 935002054
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Security: 018581108
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: ADS
ISIN: US0185811082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Bruce K. Anderson Mgmt For For
1.2 Election of Director: Roger H. Ballou Mgmt For For
1.3 Election of Director: Kelly J. Barlow Mgmt For For
1.4 Election of Director: Edward J. Heffernan Mgmt For For
1.5 Election of Director: Kenneth R. Jensen Mgmt For For
1.6 Election of Director: Robert A. Minicucci Mgmt For For
1.7 Election of Director: Timothy J. Theriault Mgmt For For
1.8 Election of Director: Laurie A. Tucker Mgmt For For
1.9 Election of Director: Sharen J. Turney Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of Alliance Data
Systems Corporation for 2019.
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ALTRIA GROUP, INC. Agenda Number: 934967487
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: John T. Casteen III Mgmt For For
1B Election of Director: Dinyar S. Devitre Mgmt For For
1C Election of Director: Thomas F. Farrell II Mgmt For For
1D Election of Director: Debra J. Kelly-Ennis Mgmt For For
1E Election of Director: W. Leo Kiely III Mgmt For For
1F Election of Director: Kathryn B. McQuade Mgmt For For
1G Election of Director: George Munoz Mgmt For For
1H Election of Director: Mark E. Newman Mgmt For For
1I Election of Director: Nabil Y. Sakkab Mgmt For For
1J Election of Director: Virginia E. Shanks Mgmt For For
1K Election of Director: Howard A. Willard III Mgmt For For
2 Ratification of the Selection of Mgmt For For
Independent Registered Public Accounting
Firm
3 Non-Binding Advisory Vote to Approve the Mgmt For For
Compensation of Altria's Named Executive
Officers
4 Shareholder Proposal - Reducing and Shr Against For
Disclosing Nicotine Levels in Cigarette
Brands
5 Shareholder Proposal - Disclosure of Shr For Against
Lobbying Policies and Practices
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APACHE CORPORATION Agenda Number: 934965851
--------------------------------------------------------------------------------------------------------------------------
Security: 037411105
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: APA
ISIN: US0374111054
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Annell R. Bay Mgmt For For
2. Election of Director: John J. Christmann IV Mgmt For For
3. Election of Director: Juliet S. Ellis Mgmt For For
4. Election of Director: Chansoo Joung Mgmt For For
5. Election of Director: Rene R. Joyce Mgmt For For
6. Election of Director: John E. Lowe Mgmt For For
7. Election of Director: William C. Montgomery Mgmt For For
8. Election of Director: Amy H. Nelson Mgmt For For
9. Election of Director: Daniel W. Rabun Mgmt For For
10. Election of Director: Peter A. Ragauss Mgmt For For
11. Ratification of Ernst & Young LLP as Mgmt For For
Apache's Independent Auditors
12. Advisory Vote to Approve Compensation of Mgmt For For
Apache's Named Executive Officers
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APPLE INC. Agenda Number: 934919359
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Security: 037833100
Meeting Type: Annual
Meeting Date: 01-Mar-2019
Ticker: AAPL
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt For For
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2019
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr For Against
"Shareholder Proxy Access Amendments"
5. A shareholder proposal entitled "True Shr Against For
Diversity Board Policy"
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ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 934954252
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Security: 039483102
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: ADM
ISIN: US0394831020
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: A.L. Boeckmann Mgmt For For
1b. Election of Director: M.S. Burke Mgmt For For
1c. Election of Director: T.K. Crews Mgmt For For
1d. Election of Director: P. Dufour Mgmt For For
1e. Election of Director: D.E. Felsinger Mgmt For For
1f. Election of Director: S.F. Harrison Mgmt For For
1g. Election of Director: J.R. Luciano Mgmt For For
1h. Election of Director: P.J. Moore Mgmt For For
1i. Election of Director: F.J. Sanchez Mgmt For For
1j. Election of Director: D.A. Sandler Mgmt For For
1k. Election of Director: L.Z. Schlitz Mgmt For For
1l. Election of Director: K.R. Westbrook Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors for the year ending
December 31, 2019.
3. Advisory Vote on Executive Compensation. Mgmt For For
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AT&T INC. Agenda Number: 934938082
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 26-Apr-2019
Ticker: T
ISIN: US00206R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Randall L. Stephenson Mgmt For For
1b. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1c. Election of Director: Richard W. Fisher Mgmt For For
1d. Election of Director: Scott T. Ford Mgmt For For
1e. Election of Director: Glenn H. Hutchins Mgmt For For
1f. Election of Director: William E. Kennard Mgmt For For
1g. Election of Director: Michael B. Mgmt For For
McCallister
1h. Election of Director: Beth E. Mooney Mgmt For For
1i. Election of Director: Matthew K. Rose Mgmt For For
1j. Election of Director: Cynthia B. Taylor Mgmt For For
1k. Election of Director: Laura D'Andrea Tyson Mgmt For For
1l. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory approval of executive Mgmt For For
compensation.
4. Independent Chair. Shr For Against
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AVNET,INC. Agenda Number: 934881954
--------------------------------------------------------------------------------------------------------------------------
Security: 053807103
Meeting Type: Annual
Meeting Date: 16-Nov-2018
Ticker: AVT
ISIN: US0538071038
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rodney C. Adkins Mgmt For For
1b. Election of Director: William J. Amelio Mgmt For For
1c. Election of Director: Michael A. Bradley Mgmt For For
1d. Election of Director: R. Kerry Clark Mgmt For For
1e. Election of Director: Brenda L. Freeman Mgmt For For
1f. Election of Director: Jo Ann Jenkins Mgmt For For
1g. Election of Director: Oleg Khaykin Mgmt For For
1h. Election of Director: James A. Lawrence Mgmt For For
1i. Election of Director: Avid Modjtabai Mgmt For For
1j. Election of Director: William H. Schumann Mgmt For For
III
2. Advisory vote on executive compensation. Mgmt For For
3. Approval of the Amended and Restated Avnet Mgmt For For
Employee Stock Purchase Plan (2018
Restatement).
4. Ratification of appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm for the fiscal year ending
June 29, 2019.
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BANK OF AMERICA CORPORATION Agenda Number: 934942360
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: BAC
ISIN: US0605051046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sharon L. Allen Mgmt For For
1b. Election of Director: Susan S. Bies Mgmt For For
1c. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1d. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1e. Election of Director: Pierre J.P. de Weck Mgmt For For
1f. Election of Director: Arnold W. Donald Mgmt For For
1g. Election of Director: Linda P. Hudson Mgmt For For
1h. Election of Director: Monica C. Lozano Mgmt For For
1i. Election of Director: Thomas J. May Mgmt For For
1j. Election of Director: Brian T. Moynihan Mgmt For For
1k. Election of Director: Lionel L. Nowell III Mgmt For For
1l. Election of Director: Clayton S. Rose Mgmt For For
1m. Election of Director: Michael D. White Mgmt For For
1n. Election of Director: Thomas D. Woods Mgmt For For
1o. Election of Director: R. David Yost Mgmt For For
1p. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Mgmt For For
Advisory, Non- binding "Say on Pay"
Resolution)
3. Ratifying the Appointment of Our Mgmt For For
Independent Registered Public Accounting
Firm for 2019.
4. Amending the Bank of America Corporation Mgmt For For
Key Employee Equity Plan.
5. Report Concerning Gender Pay Equity. Shr For Against
6. Right to Act by Written Consent. Shr For Against
7. Enhance Shareholder Proxy Access. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BERRY GLOBAL GROUP, INC. Agenda Number: 934924312
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Security: 08579W103
Meeting Type: Annual
Meeting Date: 06-Mar-2019
Ticker: BERY
ISIN: US08579W1036
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Idalene F. Kesner Mgmt For For
1b. Election of Director: Carl J. Rickertsen Mgmt For For
1c. Election of Director: Thomas E. Salmon Mgmt For For
1d. Election of Director: Paula A. Sneed Mgmt For For
1e. Election of Director: Robert A. Steele Mgmt For For
1f. Election of Director: Stephen E. Sterrett Mgmt For For
1g. Election of Director: Scott B. Ullem Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Berry's independent registered
public accountants for the fiscal year
ending September 28, 2019.
3. To approve, on an advisory, non-binding Mgmt For For
basis, our executive compensation.
4. To vote on an advisory, non-binding basis, Mgmt 1 Year Against
on whether the advisory, non-binding vote
on executive compensation should occur
every one, two or three years.
5. To approve an amendment to Berry's Mgmt For For
Certificate of Incorporation to enable
stockholders who hold at least 25% of our
outstanding common stock to call special
stockholder meetings.
6. To consider a stockholder proposal Shr For Against
requesting the Board to take steps
necessary to give stockholders who hold at
least 15% of our outstanding common stock
the right to call a special stockholder
meeting.
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BEST BUY CO., INC. Agenda Number: 935011837
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 11-Jun-2019
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Director: Corie S. Barry Mgmt For For
1b) Election of Director: Lisa M. Caputo Mgmt For For
1c) Election of Director: J. Patrick Doyle Mgmt For For
1d) Election of Director: Russell P. Fradin Mgmt For For
1e) Election of Director: Kathy J. Higgins Mgmt For For
Victor
1f) Election of Director: Hubert Joly Mgmt For For
1g) Election of Director: David W. Kenny Mgmt For For
1h) Election of Director: Cindy R. Kent Mgmt For For
1i) Election of Director: Karen A. McLoughlin Mgmt For For
1j) Election of Director: Thomas L. Millner Mgmt For For
1k) Election of Director: Claudia F. Munce Mgmt For For
1l) Election of Director: Richelle P. Parham Mgmt For For
1m) Election of Director: Eugene A. Woods Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending February 1, 2020.
3. To approve in a non-binding advisory vote Mgmt For For
our named executive officer compensation.
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CATERPILLAR INC. Agenda Number: 935008943
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kelly A. Ayotte Mgmt For For
1b. Election of Director: David L. Calhoun Mgmt For For
1c. Election of Director: Daniel M. Dickinson Mgmt For For
1d. Election of Director: Juan Gallardo Mgmt For For
1e. Election of Director: Dennis A. Muilenburg Mgmt For For
1f. Election of Director: William A. Osborn Mgmt For For
1g. Election of Director: Debra L. Reed-Klages Mgmt For For
1h. Election of Director: Edward B. Rust, Jr. Mgmt For For
1i. Election of Director: Susan C. Schwab Mgmt For For
1j. Election of Director: D. James Umpleby III Mgmt For For
1k. Election of Director: Miles D. White Mgmt For For
1l. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratify the appointment of independent Mgmt For For
registered public accounting firm for 2019.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Shareholder Proposal - Amend proxy access Shr For Against
to remove resubmission threshold.
5. Shareholder Proposal - Report on activities Shr Against For
in conflict-affected areas.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 934993088
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: W. M. Austin Mgmt For For
1b. Election of Director: J. B. Frank Mgmt For For
1c. Election of Director: A. P. Gast Mgmt For For
1d. Election of Director: E. Hernandez, Jr. Mgmt For For
1e. Election of Director: C. W. Moorman IV Mgmt For For
1f. Election of Director: D. F. Moyo Mgmt For For
1g. Election of Director: D. Reed-Klages Mgmt For For
1h. Election of Director: R. D. Sugar Mgmt For For
1i. Election of Director: I. G. Thulin Mgmt For For
1j. Election of Director: D. J. Umpleby III Mgmt For For
1k. Election of Director: M. K. Wirth Mgmt For For
2. Ratification of Appointment of PwC as Mgmt For For
Independent Registered Public Accounting
Firm
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
4. Report on Human Right to Water Shr For Against
5. Report on Reducing Carbon Footprint Shr For Against
6. Create a Board Committee on Climate Change Shr Against For
7. Adopt Policy for an Independent Chairman Shr Against For
8. Set Special Meeting Threshold at 10% Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 934858311
--------------------------------------------------------------------------------------------------------------------------
Security: 125509109
Meeting Type: Special
Meeting Date: 24-Aug-2018
Ticker: CI
ISIN: US1255091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of March 8, 2018, as amended by
Amendment No. 1, dated as of June 27, 2018,
and as it may be further amended from time
to time (the "merger agreement"), by and
among Cigna, Express Scripts Holding
Company ("Express Scripts"), Halfmoon
Parent, Inc., Halfmoon I, Inc. and Halfmoon
II, Inc.
2. To approve the adjournment of the special Mgmt For For
meeting of Cigna stockholders (the "Cigna
special meeting"), if necessary or
appropriate, to solicit additional proxies
if there are not sufficient votes to
approve the proposal to adopt the merger
agreement.
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 934945900
--------------------------------------------------------------------------------------------------------------------------
Security: 125523100
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: CI
ISIN: US1255231003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David M. Cordani Mgmt For For
1b. Election of Director: William J. DeLaney Mgmt For For
1c. Election of Director: Eric J. Foss Mgmt For For
1d. Election of Director: Elder Granger, MD, Mgmt For For
MG, USA
1e. Election of Director: Isaiah Harris, Jr. Mgmt For For
1f. Election of Director: Roman Martinez IV Mgmt For For
1g. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1h. Election of Director: Mark B. McClellan, Mgmt For For
MD, PhD
1i. Election of Director: John M. Partridge Mgmt For For
1j. Election of Director: William L. Roper, MD, Mgmt For For
MPH
1k. Election of Director: Eric C. Wiseman Mgmt For For
1l. Election of Director: Donna F. Zarcone Mgmt For For
1m. Election of Director: William D. Zollars Mgmt For For
2. Advisory approval of Cigna's executive Mgmt For For
compensation.
3. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as Cigna's
independent registered public accounting
firm for 2019.
4. Shareholder proposal - Increase shareholder Shr For Against
rights to include action by written
consent.
5. Shareholder proposal - Cyber risk report Shr Abstain Against
6. Shareholder proposal - Gender pay gap Shr For Against
report
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 934891614
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 12-Dec-2018
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Michael D. Capellas Mgmt For For
1c. Election of Director: Mark Garrett Mgmt For For
1d. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1e. Election of Director: Roderick C. McGeary Mgmt For For
1f. Election of Director: Charles H. Robbins Mgmt For For
1g. Election of Director: Arun Sarin Mgmt For For
1h. Election of Director: Brenton L. Saunders Mgmt For For
1i. Election of Director: Steven M. West Mgmt For For
2. Approval of amendment and restatement of Mgmt For For
the Employee Stock Purchase Plan.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
4. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2019.
5. Approval to have Cisco's Board adopt a Shr Against For
policy to have an independent Board
chairman.
6. Approval to have Cisco's Board adopt a Shr Against For
proposal relating to executive compensation
metrics.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 934935808
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 16-Apr-2019
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael L. Corbat Mgmt For For
1b. Election of Director: Ellen M. Costello Mgmt For For
1c. Election of Director: Barbara J. Desoer Mgmt For For
1d. Election of Director: John C. Dugan Mgmt For For
1e. Election of Director: Duncan P. Hennes Mgmt For For
1f. Election of Director: Peter B. Henry Mgmt For For
1g. Election of Director: S. Leslie Ireland Mgmt For For
1h. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1i. Election of Director: Renee J. James Mgmt For For
1j. Election of Director: Eugene M. McQuade Mgmt For For
1k. Election of Director: Gary M. Reiner Mgmt For For
1l. Election of Director: Diana L. Taylor Mgmt For For
1m. Election of Director: James S. Turley Mgmt For For
1n. Election of Director: Deborah C. Wright Mgmt For For
1o. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2019.
3. Advisory vote to approve Citi's 2018 Mgmt For For
executive compensation.
4. Approval of the Citigroup 2019 Stock Mgmt For For
Incentive Plan.
5. Shareholder proposal requesting Shareholder Shr For Against
Proxy Access Enhancement to Citi's proxy
access bylaw provisions.
6. Shareholder proposal requesting that the Shr For Against
Board adopt a policy prohibiting the
vesting of equity-based awards for senior
executives due to a voluntary resignation
to enter government service.
7. Shareholder proposal requesting that the Shr For Against
Board amend Citi's bylaws to give holders
in the aggregate of 15% of Citi's
outstanding common stock the power to call
a special meeting.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935008284
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 05-Jun-2019
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Sheldon M. Bonovitz Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent auditors
3. Approval of Comcast Corporation 2019 Mgmt For For
Omnibus Sharesave Plan
4. Advisory vote on executive compensation Mgmt Against Against
5. To require an independent board chairman Shr For Against
6. To provide a lobbying report Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CVS HEALTH CORPORATION Agenda Number: 934964203
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Fernando Aguirre Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Richard M. Bracken Mgmt For For
1d. Election of Director: C. David Brown II Mgmt For For
1e. Election of Director: Alecia A. DeCoudreaux Mgmt For For
1f. Election of Director: Nancy-Ann M. DeParle Mgmt For For
1g. Election of Director: David W. Dorman Mgmt For For
1h. Election of Director: Roger N. Farah Mgmt For For
1i. Election of Director: Anne M. Finucane Mgmt For For
1j. Election of Director: Edward J. Ludwig Mgmt For For
1k. Election of Director: Larry J. Merlo Mgmt For For
1l. Election of Director: Jean-Pierre Millon Mgmt For For
1m. Election of Director: Mary L. Schapiro Mgmt For For
1n. Election of Director: Richard J. Swift Mgmt For For
1o. Election of Director: William C. Weldon Mgmt For For
1p. Election of Director: Tony L. White Mgmt For For
2. Proposal to ratify appointment of Mgmt For For
independent registered public accounting
firm for 2019.
3. Say on Pay, a proposal to approve, on an Mgmt For For
advisory basis, the Company's executive
compensation.
4. Stockholder proposal regarding exclusion of Shr Against For
legal or compliance costs from financial
performance adjustments for executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 935025266
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 20-Jun-2019
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edward H. Bastian Mgmt For For
1b. Election of Director: Francis S. Blake Mgmt For For
1c. Election of Director: Daniel A. Carp Mgmt For For
1d. Election of Director: Ashton B. Carter Mgmt For For
1e. Election of Director: David G. DeWalt Mgmt For For
1f. Election of Director: William H. Easter III Mgmt For For
1g. Election of Director: Christopher A. Mgmt For For
Hazleton
1h. Election of Director: Michael P. Huerta Mgmt For For
1i. Election of Director: Jeanne P. Jackson Mgmt For For
1j. Election of Director: George N. Mattson Mgmt For For
1k. Election of Director: Sergio A.L. Rial Mgmt For For
1l. Election of Director: Kathy N. Waller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Delta's named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Delta's independent auditors for the
year ending December 31, 2019.
4. A stockholder proposal related to the right Shr For Against
to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC. Agenda Number: 934982465
--------------------------------------------------------------------------------------------------------------------------
Security: 344849104
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: FL
ISIN: US3448491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to Serve for One-Year Mgmt For For
Terms: Maxine Clark
1b. Election of Director to Serve for One-Year Mgmt For For
Terms: Alan D. Feldman
1c. Election of Director to Serve for One-Year Mgmt For For
Terms: Richard A. Johnson
1d. Election of Director to Serve for One-Year Mgmt For For
Terms: Guillermo G. Marmol
1e. Election of Director to Serve for One-Year Mgmt For For
Terms: Matthew M. McKenna
1f. Election of Director to Serve for One-Year Mgmt For For
Terms: Steven Oakland
1g. Election of Director to Serve for One-Year Mgmt For For
Terms: Ulice Payne, Jr.
1h. Election of Director to Serve for One-Year Mgmt For For
Terms: Cheryl Nido Turpin
1i. Election of Director to Serve for One-Year Mgmt For For
Terms: Kimberly Underhill
1j. Election of Director to Serve for One-Year Mgmt For For
Terms: Dona D. Young
2. Advisory Approval of the Company's Mgmt For For
Executive Compensation.
3. Ratification of the Appointment of Mgmt For For
Independent Registered Public Accounting
Firm.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934998951
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary T. Barra Mgmt For For
1b. Election of Director: Wesley G. Bush Mgmt For For
1c. Election of Director: Linda R. Gooden Mgmt For For
1d. Election of Director: Joseph Jimenez Mgmt For For
1e. Election of Director: Jane L. Mendillo Mgmt For For
1f. Election of Director: Judith A. Miscik Mgmt For For
1g. Election of Director: Patricia F. Russo Mgmt For For
1h. Election of Director: Thomas M. Schoewe Mgmt For For
1i. Election of Director: Theodore M. Solso Mgmt For For
1j. Election of Director: Carol M. Stephenson Mgmt For For
1k. Election of Director: Devin N. Wenig Mgmt For For
2. Advisory Approval of the Company's Mgmt For For
Executive Compensation
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as GM's Independent Registered
Public Accounting Firm for 2019
4. Shareholder Proposal Regarding Independent Shr For Against
Board Chairman
5. Shareholder Proposal Regarding Report on Shr For Against
Lobbying Communications and Activities
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 934957056
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jacqueline K. Barton, Mgmt For For
Ph.D.
1b. Election of Director: John F. Cogan, Ph.D. Mgmt For For
1c. Election of Director: Kelly A. Kramer Mgmt For For
1d. Election of Director: Kevin E. Lofton Mgmt For For
1e. Election of Director: Harish M. Manwani Mgmt For For
1f. Election of Director: Daniel P. O'Day Mgmt For For
1g. Election of Director: Richard J. Whitley, Mgmt For For
M.D.
1h. Election of Director: Gayle E. Wilson Mgmt For For
1i. Election of Director: Per Wold-Olsen Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2019.
3. To approve an amendment to Gilead's Mgmt For For
Restated Certificate of Incorporation to
allow stockholders to act by written
consent.
4. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
5. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairperson of the Board of
Directors be an independent director.
6. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board issue a report
describing how Gilead plans to allocate tax
savings as a result of the Tax Cuts and
Jobs Act.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 934966651
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Abdulaziz F. Al Mgmt For For
Khayyal
1b. Election of Director: William E. Albrecht Mgmt For For
1c. Election of Director: M. Katherine Banks Mgmt For For
1d. Election of Director: Alan M. Bennett Mgmt For For
1e. Election of Director: Milton Carroll Mgmt For For
1f. Election of Director: Nance K. Dicciani Mgmt For For
1g. Election of Director: Murry S. Gerber Mgmt For For
1h. Election of Director: Patricia Hemingway Mgmt For For
Hall
1i. Election of Director: Robert A. Malone Mgmt For For
1j. Election of Director: Jeffrey A. Miller Mgmt For For
2. Ratification of Selection of Principal Mgmt For For
Independent Public Accountants.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Proposal to Amend and Restate the Mgmt For For
Halliburton Company Stock and Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 934937016
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 18-Apr-2019
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lizabeth Ardisana Mgmt For For
Ann B. Crane Mgmt For For
Robert S. Cubbin Mgmt For For
Steven G. Elliott Mgmt For For
Gina D. France Mgmt For For
J Michael Hochschwender Mgmt For For
John C. Inglis Mgmt For For
Peter J. Kight Mgmt For For
Katherine M. A. Kline Mgmt For For
Richard W. Neu Mgmt For For
David L. Porteous Mgmt For For
Kathleen H. Ransier Mgmt For For
Stephen D. Steinour Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for 2019.
3. Advisory resolution to approve, on a Mgmt For For
non-binding basis, the compensation of
executives as disclosed in the accompanying
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 934963679
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Aneel Bhusri Mgmt For For
1b. Election of Director: Andy D. Bryant Mgmt For For
1c. Election of Director: Reed E. Hundt Mgmt For For
1d. Election of Director: Omar Ishrak Mgmt For For
1e. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1f. Election of Director: Tsu-Jae King Liu Mgmt For For
1g. Election of Director: Gregory D. Smith Mgmt For For
1h. Election of Director: Robert ("Bob") H. Mgmt For For
Swan
1i. Election of Director: Andrew Wilson Mgmt For For
1j. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2019
3. Advisory vote to approve executive Mgmt Against Against
compensation of our listed officers
4. Approval of amendment and restatement of Mgmt For For
the 2006 Equity Incentive Plan
5. Stockholder proposal on whether to allow Shr For Against
stockholders to act by written consent, if
properly presented
6. Stockholder proposal requesting a report on Shr For Against
the risks associated with emerging public
policies addressing the gender pay gap, if
properly presented
7. Stockholder proposal requesting an annual Shr Against For
advisory vote on political contributions,
if properly presented
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 934941849
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a Term of One Mgmt For For
Year: M. L. Eskew
1b. Election of Director for a Term of One Mgmt For For
Year: D. N. Farr
1c. Election of Director for a Term of One Mgmt For For
Year: A. Gorsky
1d. Election of Director for a Term of One Mgmt For For
Year: M. Howard
1e. Election of Director for a Term of One Mgmt For For
Year: S. A. Jackson
1f. Election of Director for a Term of One Mgmt For For
Year: A. N. Liveris
1g. Election of Director for a Term of One Mgmt For For
Year: M. E. Pollack
1h. Election of Director for a Term of One Mgmt For For
Year: V. M. Rometty
1i. Election of Director for a Term of One Mgmt For For
Year: J. R. Swedish
1j. Election of Director for a Term of One Mgmt For For
Year: S. Taurel
1k. Election of Director for a Term of One Mgmt For For
Year: P. R. Voser
1l. Election of Director for a Term of One Mgmt For For
Year: F. H. Waddell
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Approval of Long-Term Incentive Performance Mgmt For For
Terms for Certain Executives for Awards
Eligible for Transitional Relief Pursuant
to Section 162(m) of the Internal Revenue
Code
5. Stockholder Proposal on the Right to Act by Shr For Against
Written Consent.
6. Stockholder Proposal to Have an Independent Shr For Against
Board Chairman
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934979088
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Linda B. Bammann Mgmt For For
1b. Election of Director: James A. Bell Mgmt For For
1c. Election of Director: Stephen B. Burke Mgmt For For
1d. Election of Director: Todd A. Combs Mgmt For For
1e. Election of Director: James S. Crown Mgmt For For
1f. Election of Director: James Dimon Mgmt For For
1g. Election of Director: Timothy P. Flynn Mgmt For For
1h. Election of Director: Mellody Hobson Mgmt For For
1i. Election of Director: Laban P. Jackson, Jr. Mgmt For For
1j. Election of Director: Michael A. Neal Mgmt For For
1k. Election of Director: Lee R. Raymond Mgmt For For
2. Advisory resolution to approve executive Mgmt Against Against
compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
4. Gender pay equity report Shr For Against
5. Enhance shareholder proxy access Shr For Against
6. Cumulative voting Shr Against For
--------------------------------------------------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC. Agenda Number: 934942601
--------------------------------------------------------------------------------------------------------------------------
Security: 525327102
Meeting Type: Annual
Meeting Date: 26-Apr-2019
Ticker: LDOS
ISIN: US5253271028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gregory R. Dahlberg Mgmt For For
1b. Election of Director: David G. Fubini Mgmt For For
1c. Election of Director: Miriam E. John Mgmt For For
1d. Election of Director: Frank Kendall III Mgmt For For
1e. Election of Director: Robert C. Kovarik, Mgmt For For
Jr.
1f. Election of Director: Harry M.J. Kraemer, Mgmt For For
Jr.
1g. Election of Director: Roger A. Krone Mgmt For For
1h. Election of Director: Gary S. May Mgmt For For
1i. Election of Director: Surya N. Mohapatra Mgmt For For
1j. Election of Director: Lawrence C. Nussdorf Mgmt For For
1k. Election of Director: Robert S. Shapard Mgmt For For
1l. Election of Director: Susan M. Stalnecker Mgmt For For
1m. Election of Director: Noel B. Williams Mgmt For For
2. Approve, by an advisory vote, executive Mgmt For For
compensation.
3. Stockholder proposal regarding simple Shr For Against
majority vote.
4. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending January 3, 2020.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 934982617
--------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 24-May-2019
Ticker: LNC
ISIN: US5341871094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Deirdre P. Connelly Mgmt For For
1b. Election of Director: William H. Cunningham Mgmt For For
1c. Election of Director: Dennis R. Glass Mgmt For For
1d. Election of Director: George W. Henderson, Mgmt For For
III
1e. Election of Director: Eric G. Johnson Mgmt For For
1f. Election of Director: Gary C. Kelly Mgmt For For
1g. Election of Director: M. Leanne Lachman Mgmt For For
1h. Election of Director: Michael F. Mee Mgmt For For
1i. Election of Director: Patrick S. Pittard Mgmt For For
1j. Election of Director: Isaiah Tidwell Mgmt For For
1k. Election of Director: Lynn M. Utter Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the independent
registered public accounting firm for 2019.
3. The approval of an advisory resolution on Mgmt For For
the compensation of our named executive
officers.
4. Shareholder proposal to amend our corporate Shr For Against
governance documents to require an
independent board chairman.
5. Shareholder proposal to amend our proxy Shr For Against
access bylaws to remove the limitation on
renomination of persons based on votes in a
prior election.
--------------------------------------------------------------------------------------------------------------------------
MACY'S INC. Agenda Number: 934971703
--------------------------------------------------------------------------------------------------------------------------
Security: 55616P104
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: M
ISIN: US55616P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David P. Abney Mgmt For For
1b. Election of Director: Francis S. Blake Mgmt For For
1c. Election of Director: John A. Bryant Mgmt For For
1d. Election of Director: Deirdre P. Connelly Mgmt For For
1e. Election of Director: Jeff Gennette Mgmt For For
1f. Election of Director: Leslie D. Hale Mgmt For For
1g. Election of Director: William H. Lenehan Mgmt For For
1h. Election of Director: Sara Levinson Mgmt For For
1i. Election of Director: Joyce M. Roche Mgmt For For
1j. Election of Director: Paul C. Varga Mgmt For For
1k. Election of Director: Marna C. Whittington Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as Macy's independent registered public
accounting firm for the fiscal year ending
February 1, 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal on political Shr For Against
disclosure.
5. Shareholder proposal on recruitment and Shr For Against
forced labor.
--------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION Agenda Number: 934848411
--------------------------------------------------------------------------------------------------------------------------
Security: 58155Q103
Meeting Type: Annual
Meeting Date: 25-Jul-2018
Ticker: MCK
ISIN: US58155Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: N. Anthony Coles, Mgmt For For
M.D.
1b. Election of Director: John H. Hammergren Mgmt For For
1c. Election of Director: M. Christine Jacobs Mgmt For For
1d. Election of Director: Donald R. Knauss Mgmt For For
1e. Election of Director: Marie L. Knowles Mgmt For For
1f. Election of Director: Bradley E. Lerman Mgmt For For
1g. Election of Director: Edward A. Mueller Mgmt For For
1h. Election of Director: Susan R. Salka Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the company's independent
registered public accounting firm for the
fiscal year ending March 31, 2019.
3. Advisory vote on executive compensation. Mgmt For For
4. Shareholder proposal on disclosure of Shr Against For
lobbying activities and expenditures.
5. Shareholder proposal on accelerated vesting Shr For Against
of equity awards.
6. Shareholder proposal on policy to use GAAP Shr Against For
financial metrics for purposes of
determining executive compensation.
7. Shareholder proposal on the ownership Shr For Against
threshold for calling special meetings of
shareholders.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 934988328
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 28-May-2019
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leslie A. Brun Mgmt For For
1b. Election of Director: Thomas R. Cech Mgmt For For
1c. Election of Director: Mary Ellen Coe Mgmt For For
1d. Election of Director: Pamela J. Craig Mgmt For For
1e. Election of Director: Kenneth C. Frazier Mgmt For For
1f. Election of Director: Thomas H. Glocer Mgmt For For
1g. Election of Director: Rochelle B. Lazarus Mgmt For For
1h. Election of Director: Paul B. Rothman Mgmt For For
1i. Election of Director: Patricia F. Russo Mgmt For For
1j. Election of Director: Inge G. Thulin Mgmt For For
1k. Election of Director: Wendell P. Weeks Mgmt For For
1l. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Proposal to adopt the 2019 Incentive Stock Mgmt For For
Plan.
4. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2019.
5. Shareholder proposal concerning an Shr Against For
independent board chairman.
6. Shareholder proposal concerning executive Shr Against For
incentives and stock buybacks.
7. Shareholder proposal concerning drug Shr For Against
pricing.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934884544
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2018
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William H. Gates lll Mgmt For For
1b. Election of Director: Reid G. Hoffman Mgmt For For
1c. Election of Director: Hugh F. Johnston Mgmt For For
1d. Election of Director: Teri L. List-Stoll Mgmt For For
1e. Election of Director: Satya Nadella Mgmt For For
1f. Election of Director: Charles H. Noski Mgmt For For
1g. Election of Director: Helmut Panke Mgmt For For
1h. Election of Director: Sandra E. Peterson Mgmt For For
1i. Election of Director: Penny S. Pritzker Mgmt For For
1j. Election of Director: Charles W. Scharf Mgmt For For
1k. Election of Director: Arne M. Sorenson Mgmt For For
1l. Election of Director: John W. Stanton Mgmt For For
1m. Election of Director: John W. Thompson Mgmt For For
1n. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2019
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 934980423
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Elizabeth Corley Mgmt For For
1b. Election of Director: Alistair Darling Mgmt For For
1c. Election of Director: Thomas H. Glocer Mgmt For For
1d. Election of Director: James P. Gorman Mgmt For For
1e. Election of Director: Robert H. Herz Mgmt For For
1f. Election of Director: Nobuyuki Hirano Mgmt For For
1g. Election of Director: Jami Miscik Mgmt For For
1h. Election of Director: Dennis M. Nally Mgmt For For
1i. Election of Director: Takeshi Ogasawara Mgmt For For
1j. Election of Director: Hutham S. Olayan Mgmt For For
1k. Election of Director: Mary L. Schapiro Mgmt For For
1l. Election of Director: Perry M. Traquina Mgmt For For
1m. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as independent auditor
3. To approve the compensation of executives Mgmt For For
as disclosed in the proxy statement
(non-binding advisory vote)
4. Shareholder proposal regarding an annual Shr Against For
report on lobbying expenses
--------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 934985827
--------------------------------------------------------------------------------------------------------------------------
Security: 637071101
Meeting Type: Annual
Meeting Date: 28-May-2019
Ticker: NOV
ISIN: US6370711011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Clay C. Williams Mgmt For For
1B. Election of Director: Greg L. Armstrong Mgmt For For
1C. Election of Director: Marcela E. Donadio Mgmt For For
1D. Election of Director: Ben A. Guill Mgmt For For
1E. Election of Director: James T. Hackett Mgmt Against Against
1F. Election of Director: David D. Harrison Mgmt For For
1G. Election of Director: Eric L. Mattson Mgmt For For
1H. Election of Director: Melody B. Meyer Mgmt For For
1I. Election of Director: William R. Thomas Mgmt For For
2. Ratification of Independent Auditors. Mgmt For For
3. Approve, by non-binding vote, the Mgmt For For
compensation of our named executive
officers.
4. Approve amendments to the National Oilwell Mgmt For For
Varco, Inc. 2018 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
NEWELL BRANDS INC. Agenda Number: 934983126
--------------------------------------------------------------------------------------------------------------------------
Security: 651229106
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: NWL
ISIN: US6512291062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bridget Ryan Berman Mgmt For For
1b. Election of Director: Patrick D. Campbell Mgmt For For
1c. Election of Director: James R. Craigie Mgmt For For
1d. Election of Director: Debra A. Crew Mgmt For For
1e. Election of Director: Brett M. Icahn Mgmt For For
1f. Election of Director: Gerardo I. Lopez Mgmt For For
1g. Election of Director: Courtney R. Mather Mgmt For For
1h. Election of Director: Michael B. Polk Mgmt For For
1i. Election of Director: Judith A. Sprieser Mgmt For For
1j. Election of Director: Robert A. Steele Mgmt For For
1k. Election of Director: Steven J. Strobel Mgmt For For
1l. Election of Director: Michael A. Todman Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. Advisory resolution to approve executive Mgmt Against Against
compensation.
4. Board proposal to amend the Company's Mgmt For For
Restated Certificate of Incorporation to
allow stockholder action by written
consent.
5. Shareholder proposal modifying proxy Shr For Against
access.
6. Shareholder proposal to prepare a diversity Shr For Against
report.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 934959341
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lloyd J. Austin III Mgmt For For
Patrick J. Dempsey Mgmt For For
John J. Ferriola Mgmt For For
Victoria F. Haynes Ph.D Mgmt For For
Christopher J. Kearney Mgmt For For
Laurette T. Koellner Mgmt For For
John H. Walker Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Nucor's
independent registered public accounting
firm for the year ending December 31, 2019
3. Approval, on an advisory basis, of Nucor's Mgmt Against Against
named executive officer compensation in
2018
4. Stockholder proposal regarding lobbying Shr For Against
report
5. Stockholder proposal regarding political Shr For Against
spending report
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 934959733
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 10-May-2019
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Spencer Abraham Mgmt For For
1b. Election of Director: Eugene L. Batchelder Mgmt For For
1c. Election of Director: Margaret M. Foran Mgmt For For
1d. Election of Director: Carlos M. Gutierrez Mgmt For For
1e. Election of Director: Vicki Hollub Mgmt For For
1f. Election of Director: William R. Klesse Mgmt For For
1g. Election of Director: Jack B. Moore Mgmt For For
1h. Election of Director: Avedick B. Poladian Mgmt For For
1i. Election of Director: Elisse B. Walter Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Selection of KPMG as Mgmt For For
Independent Auditor for the Fiscal Year
Ending December 31, 2019
4. Request to Lower Stock Ownership Threshold Shr For Against
to Call Special Stockholder Meetings
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 934942043
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ronald E. Blaylock Mgmt For For
1b. Election of Director: Albert Bourla Mgmt For For
1c. Election of Director: W. Don Cornwell Mgmt For For
1d. Election of Director: Joseph J. Echevarria Mgmt For For
1e. Election of Director: Helen H. Hobbs Mgmt For For
1f. Election of Director: James M. Kilts Mgmt For For
1g. Election of Director: Dan R. Littman Mgmt For For
1h. Election of Director: Shantanu Narayen Mgmt For For
1i. Election of Director: Suzanne Nora Johnson Mgmt For For
1j. Election of Director: Ian C. Read Mgmt For For
1k. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2019
3. 2019 Advisory approval of executive Mgmt For For
compensation
4. Approval of the Pfizer Inc. 2019 Stock Plan Mgmt For For
5. Shareholder proposal regarding right to act Shr Against For
by written consent
6. Shareholder proposal regarding report on Shr For Against
lobbying activities
7. Shareholder proposal regarding independent Shr Against For
chair policy
8. Shareholder proposal regarding integrating Shr For Against
drug pricing into executive compensation
policies and programs
--------------------------------------------------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD. Agenda Number: 934999852
--------------------------------------------------------------------------------------------------------------------------
Security: V7780T103
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: RCL
ISIN: LR0008862868
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John F. Brock Mgmt For For
1b. Election of Director: Richard D. Fain Mgmt For For
1c. Election of Director: Stephen R. Howe, Jr. Mgmt For For
1d. Election of Director: William L. Kimsey Mgmt For For
1e. Election of Director: Maritza G. Montiel Mgmt For For
1f. Election of Director: Ann S. Moore Mgmt For For
1g. Election of Director: Eyal M. Ofer Mgmt For For
1h. Election of Director: Thomas J. Pritzker Mgmt For For
1i. Election of Director: William K. Reilly Mgmt For For
1j. Election of Director: Vagn O. Sorensen Mgmt For For
1k. Election of Director: Donald Thompson Mgmt For For
1l. Election of Director: Arne Alexander Mgmt For For
Wilhelmsen
2. Advisory approval of the Company's Mgmt For For
compensation of its named executive
officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2019.
4. The shareholder proposal regarding Shr For Against
political contributions disclosure.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT AEROSYSTEMS HOLDINGS INC Agenda Number: 934940152
--------------------------------------------------------------------------------------------------------------------------
Security: 848574109
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: SPR
ISIN: US8485741099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Charles L. Chadwell Mgmt For For
1b. Election of Director: Irene M. Esteves Mgmt For For
1c. Election of Director: Paul E. Fulchino Mgmt For For
1d. Election of Director: Thomas C. Gentile III Mgmt For For
1e. Election of Director: Richard A. Gephardt Mgmt For For
1f. Election of Director: Robert D. Johnson Mgmt For For
1g. Election of Director: Ronald T. Kadish Mgmt For For
1h. Election of Director: John L. Plueger Mgmt For For
1i. Election of Director: Laura H. Wright Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2019.
4. The stockholder proposal to amend the Shr For Against
Company's proxy access bylaw provisions and
associated documents to eliminate minimum
level of support requirement for proxy
access director candidate re-nomination.
--------------------------------------------------------------------------------------------------------------------------
SSGA FUNDS Agenda Number: 934897123
--------------------------------------------------------------------------------------------------------------------------
Security: 857492706
Meeting Type: Special
Meeting Date: 18-Dec-2018
Ticker: GVMXX
ISIN: US8574927062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. DIRECTOR
John R. Costantino Mgmt For For
Michael A. Jessee Mgmt For For
Ellen M. Needham Mgmt For For
Donna M. Rapaccioli Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP. Agenda Number: 934940253
--------------------------------------------------------------------------------------------------------------------------
Security: 87161C501
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: SNV
ISIN: US87161C5013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tim E. Bentsen Mgmt For For
1B. Election of Director: F. Dixon Brooke, Jr. Mgmt For For
1C. Election of Director: Stephen T. Butler Mgmt For For
1D. Election of Director: Elizabeth W. Camp Mgmt For For
1E. Election of Director: Diana M. Murphy Mgmt For For
1F. Election of Director: Harris Pastides Mgmt For For
1G. Election of Director: Joseph J. Prochaska, Mgmt For For
Jr.
1H. Election of Director: John L. Stallworth Mgmt For For
1I. Election of Director: Kessel D. Stelling Mgmt For For
1J. Election of Director: Barry L. Storey Mgmt For For
1K. Election of Director: Teresa White Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Synovus' named executive
officers as determined by the Compensation
Committee.
3. To ratify the appointment of KPMG LLP as Mgmt For For
Synovus' independent auditor for the year
2019.
--------------------------------------------------------------------------------------------------------------------------
TEREX CORPORATION Agenda Number: 934965786
--------------------------------------------------------------------------------------------------------------------------
Security: 880779103
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: TEX
ISIN: US8807791038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Paula H.J. Mgmt For For
Cholmondeley
1b. Election of Director: Don DeFosset Mgmt For For
1c. Election of Director: John L. Garrison Jr. Mgmt For For
1d. Election of Director: Thomas J. Hansen Mgmt For For
1e. Election of Director: Matthew Hepler Mgmt For For
1f. Election of Director: Raimund Klinkner Mgmt For For
1g. Election of Director: Andra Rush Mgmt For For
1h. Election of Director: David A. Sachs Mgmt For For
1i. Election of Director: David C. Wang Mgmt For For
1j. Election of Director: Scott W. Wine Mgmt For For
2. To approve the compensation of the Mgmt For For
company's named executive officers.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for 2019.
--------------------------------------------------------------------------------------------------------------------------
TEXTRON INC. Agenda Number: 934941786
--------------------------------------------------------------------------------------------------------------------------
Security: 883203101
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: TXT
ISIN: US8832031012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Scott C. Donnelly Mgmt For For
1b. Election of Director: Kathleen M. Bader Mgmt For For
1c. Election of Director: R. Kerry Clark Mgmt For For
1d. Election of Director: James T. Conway Mgmt For For
1e. Election of Director: Lawrence K. Fish Mgmt For For
1f. Election of Director: Paul E. Gagne Mgmt For For
1g. Election of Director: Ralph D. Heath Mgmt For For
1h. Election of Director: Deborah Lee James Mgmt For For
1i. Election of Director: Lloyd G. Trotter Mgmt For For
1j. Election of Director: James L. Ziemer Mgmt For For
1k. Election of Director: Maria T. Zuber Mgmt For For
2. Approval of the advisory (non-binding) Mgmt Against Against
resolution to approve executive
compensation.
3. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
4. Shareholder proposal regarding shareholder Shr For Against
action by written consent.
--------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION Agenda Number: 934938044
--------------------------------------------------------------------------------------------------------------------------
Security: 00130H105
Meeting Type: Annual
Meeting Date: 18-Apr-2019
Ticker: AES
ISIN: US00130H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Janet G. Davidson Mgmt For For
1b. Election of Director: Andres R. Gluski Mgmt For For
1c. Election of Director: Charles L. Harrington Mgmt For For
1d. Election of Director: Tarun Khanna Mgmt For For
1e. Election of Director: Holly K. Koeppel Mgmt For For
1f. Election of Director: James H. Miller Mgmt For For
1g. Election of Director: Alain Monie Mgmt For For
1h. Election of Director: John B. Morse, Jr Mgmt For For
1i. Election of Director: Moises Naim Mgmt For For
1j. Election of Director: Jeffrey W. Ubben Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent auditors of the
Company for the fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 934978783
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kermit R. Crawford Mgmt For For
1b. Election of Director: Michael L. Eskew Mgmt For For
1c. Election of Director: Margaret M. Keane Mgmt For For
1d. Election of Director: Siddharth N. Mehta Mgmt For For
1e. Election of Director: Jacques P. Perold Mgmt For For
1f. Election of Director: Andrea Redmond Mgmt For For
1g. Election of Director: Gregg M. Sherrill Mgmt For For
1h. Election of Director: Judith A. Sprieser Mgmt For For
1i. Election of Director: Perry M. Traquina Mgmt For For
1j. Election of Director: Thomas J. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executives.
3. Approval of the 2019 Equity Incentive Plan. Mgmt For For
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Allstate's independent
registered public accountant for 2019.
5. Stockholder proposal on reporting political Shr For Against
contributions.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 934949225
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Drew G. Faust Mgmt For For
1c. Election of Director: Mark A. Flaherty Mgmt For For
1d. Election of Director: Ellen J. Kullman Mgmt For For
1e. Election of Director: Lakshmi N. Mittal Mgmt For For
1f. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1g. Election of Director: Peter Oppenheimer Mgmt For For
1h. Election of Director: David M. Solomon Mgmt For For
1i. Election of Director: Jan E. Tighe Mgmt For For
1j. Election of Director: David A. Viniar Mgmt For For
1k. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation (Say on Pay)
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm for 2019
4. Shareholder Proposal Regarding Right to Act Shr For Against
by Written Consent
--------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 934978125
--------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: HIG
ISIN: US4165151048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert B. Allardice, Mgmt For For
III
1b. Election of Director: Carlos Dominguez Mgmt For For
1c. Election of Director: Trevor Fetter Mgmt For For
1d. Election of Director: Stephen P. McGill Mgmt Abstain Against
1e. Election of Director: Kathryn A. Mikells Mgmt For For
1f. Election of Director: Michael G. Morris Mgmt For For
1g. Election of Director: Julie G. Richardson Mgmt For For
1h. Election of Director: Teresa W. Roseborough Mgmt For For
1i. Election of Director: Virginia P. Mgmt For For
Ruesterholz
1j. Election of Director: Christopher J. Swift Mgmt For For
1k. Election of Director: Greig Woodring Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2019
3. Management proposal to approve, on a Mgmt Against Against
non-binding advisory basis, the
compensation of the Company's named
executive officers as disclosed in the
Company's proxy statement
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 934940164
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Joseph Alvarado Mgmt For For
1b. Election of Director: Charles E. Bunch Mgmt For For
1c. Election of Director: Debra A. Cafaro Mgmt For For
1d. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1e. Election of Director: William S. Demchak Mgmt For For
1f. Election of Director: Andrew T. Feldstein Mgmt For For
1g. Election of Director: Richard J. Harshman Mgmt For For
1h. Election of Director: Daniel R. Hesse Mgmt For For
1i. Election of Director: Richard B. Kelson Mgmt For For
1j. Election of Director: Linda R. Medler Mgmt For For
1k. Election of Director: Martin Pfinsgraff Mgmt For For
1l. Election of Director: Toni Townes-Whitley Mgmt For For
1m. Election of Director: Michael J. Ward Mgmt For For
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
PNC's independent registered public
accounting firm for 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
VISTRA ENERGY CORP Agenda Number: 935012005
--------------------------------------------------------------------------------------------------------------------------
Security: 92840M102
Meeting Type: Annual
Meeting Date: 20-May-2019
Ticker: VST
ISIN: US92840M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul M. Barbas Mgmt Withheld Against
Cyrus Madon Mgmt Withheld Against
Geoffrey D. Strong Mgmt Withheld Against
Bruce E. Zimmerman Mgmt For For
2. Approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. Approve an amendment to the Vistra Energy Mgmt For For
Corp. 2016 Omnibus Incentive Plan (the
"2016 Incentive Plan") to increase the
number of shares available for issuance to
plan participants under the Company's 2016
Incentive Plan.
4. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 934941584
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John D. Baker II Mgmt For For
1b. Election of Director: Celeste A. Clark Mgmt For For
1c. Election of Director: Theodore F. Craver, Mgmt For For
Jr.
1d. Election of Director: Elizabeth A. Duke Mgmt For For
1e. Election of Director: Wayne M. Hewett Mgmt For For
1f. Election of Director: Donald M. James Mgmt For For
1g. Election of Director: Maria R. Morris Mgmt For For
1h. Election of Director: Juan A. Pujadas Mgmt For For
1i. Election of Director: James H. Quigley Mgmt For For
1j. Election of Director: Ronald L. Sargent Mgmt For For
1k. Election of Director: C. Allen Parker Mgmt For For
1l. Election of Director: Suzanne M. Vautrinot Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Approve the Company's Amended and Restated Mgmt For For
Long-Term Incentive Compensation Plan.
4. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for 2019.
5. Shareholder Proposal - Report on Shr For Against
Incentive-Based Compensation and Risks of
Material Losses.
6. Shareholder Proposal - Report on Global Shr For Against
Median Gender Pay Gap.
PPM Long Short Credit Fund
--------------------------------------------------------------------------------------------------------------------------
CHAPARRAL ENERGY, INC. Agenda Number: 935035813
--------------------------------------------------------------------------------------------------------------------------
Security: 15942R208
Meeting Type: Annual
Meeting Date: 28-Jun-2019
Ticker: CHAP
ISIN: US15942R2085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: K. Earl Reynolds Mgmt For For
1.2 Election of Director: Robert F. Heinemann Mgmt For For
1.3 Election of Director: Douglas E. Brooks Mgmt For For
1.4 Election of Director: Matthew D. Cabell Mgmt For For
1.5 Election of Director: Samuel Langford Mgmt For For
1.6 Election of Director: Kenneth W. Moore Mgmt For For
1.7 Election of Director: Marcus C. Rowland Mgmt For For
1.8 Election of Director: Gysle Shellum Mgmt For For
2. To approve the Chaparral Energy, Inc. 2019 Mgmt For For
Long-Term Incentive Plan.
3. To consider an advisory vote on the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
accompanying proxy statement.
4. To consider an advisory vote on the Mgmt 1 Year For
frequency of the advisory vote on the
compensation of the Company's named
executive officers.
5. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
KAYNE ANDERSON MLP/MIDSTREAM INV CO Agenda Number: 935046765
--------------------------------------------------------------------------------------------------------------------------
Security: 486606106
Meeting Type: Annual
Meeting Date: 27-Jun-2019
Ticker: KYN
ISIN: US4866061066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: ANNE K. COSTIN Mgmt For For
1B. Election of Director: ALBERT L. RICHEY Mgmt For For
2. THE RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS KYN'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING NOVEMBER
30, 2019.
--------------------------------------------------------------------------------------------------------------------------
SSGA FUNDS Agenda Number: 934897123
--------------------------------------------------------------------------------------------------------------------------
Security: 857492706
Meeting Type: Special
Meeting Date: 18-Dec-2018
Ticker: GVMXX
ISIN: US8574927062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. DIRECTOR
John R. Costantino Mgmt For For
Michael A. Jessee Mgmt For For
Ellen M. Needham Mgmt For For
Donna M. Rapaccioli Mgmt For For
PPM Mid Cap Value Fund
--------------------------------------------------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED Agenda Number: 934957791
--------------------------------------------------------------------------------------------------------------------------
Security: 01741R102
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: ATI
ISIN: US01741R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Leroy M. Ball, Jr. Mgmt For For
1.2 Election of Director: Carolyn Corvi Mgmt For For
1.3 Election of Director: Robert S. Wetherbee Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent auditors for 2019.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HLDGS, INC Agenda Number: 934946077
--------------------------------------------------------------------------------------------------------------------------
Security: 024061103
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: AXL
ISIN: US0240611030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Elizabeth A. Chappell Mgmt For For
1B Election of Director: Herbert K. Parker Mgmt For For
1C Election of Director: John F. Smith Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2019
--------------------------------------------------------------------------------------------------------------------------
AMERICAN FINANCIAL GROUP, INC. Agenda Number: 934971195
--------------------------------------------------------------------------------------------------------------------------
Security: 025932104
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: AFG
ISIN: US0259321042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carl H. Lindner III Mgmt For For
S. Craig Lindner Mgmt For For
Kenneth C. Ambrecht Mgmt For For
John B. Berding Mgmt For For
Joseph E. Consolino Mgmt For For
Virginia C. Drosos Mgmt For For
James E. Evans Mgmt For For
Terry S. Jacobs Mgmt For For
Gregory G. Joseph Mgmt For For
Mary Beth Martin Mgmt For For
William W. Verity Mgmt For For
John I. Von Lehman Mgmt For For
2. Proposal to ratify the Audit Committee's Mgmt For For
appointment of Ernst & Young LLP as the
Company's Independent Registered Public
Accounting Firm for 2019.
3. Advisory vote on compensation of named Mgmt For For
executive officers.
--------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION Agenda Number: 934965851
--------------------------------------------------------------------------------------------------------------------------
Security: 037411105
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: APA
ISIN: US0374111054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Annell R. Bay Mgmt For For
2. Election of Director: John J. Christmann IV Mgmt For For
3. Election of Director: Juliet S. Ellis Mgmt For For
4. Election of Director: Chansoo Joung Mgmt For For
5. Election of Director: Rene R. Joyce Mgmt For For
6. Election of Director: John E. Lowe Mgmt For For
7. Election of Director: William C. Montgomery Mgmt For For
8. Election of Director: Amy H. Nelson Mgmt For For
9. Election of Director: Daniel W. Rabun Mgmt For For
10. Election of Director: Peter A. Ragauss Mgmt For For
11. Ratification of Ernst & Young LLP as Mgmt For For
Apache's Independent Auditors
12. Advisory Vote to Approve Compensation of Mgmt For For
Apache's Named Executive Officers
--------------------------------------------------------------------------------------------------------------------------
AVNET,INC. Agenda Number: 934881954
--------------------------------------------------------------------------------------------------------------------------
Security: 053807103
Meeting Type: Annual
Meeting Date: 16-Nov-2018
Ticker: AVT
ISIN: US0538071038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rodney C. Adkins Mgmt For For
1b. Election of Director: William J. Amelio Mgmt For For
1c. Election of Director: Michael A. Bradley Mgmt For For
1d. Election of Director: R. Kerry Clark Mgmt For For
1e. Election of Director: Brenda L. Freeman Mgmt For For
1f. Election of Director: Jo Ann Jenkins Mgmt For For
1g. Election of Director: Oleg Khaykin Mgmt For For
1h. Election of Director: James A. Lawrence Mgmt For For
1i. Election of Director: Avid Modjtabai Mgmt For For
1j. Election of Director: William H. Schumann Mgmt For For
III
2. Advisory vote on executive compensation. Mgmt For For
3. Approval of the Amended and Restated Avnet Mgmt For For
Employee Stock Purchase Plan (2018
Restatement).
4. Ratification of appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm for the fiscal year ending
June 29, 2019.
--------------------------------------------------------------------------------------------------------------------------
BELDEN INC. Agenda Number: 934980512
--------------------------------------------------------------------------------------------------------------------------
Security: 077454106
Meeting Type: Annual
Meeting Date: 24-May-2019
Ticker: BDC
ISIN: US0774541066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David J. Aldrich Mgmt For For
1b. Election of Director: Lance C. Balk Mgmt For For
1c. Election of Director: Steven W. Berglund Mgmt For For
1d. Election of Director: Diane D. Brink Mgmt For For
1e. Election of Director: Judy L. Brown Mgmt For For
1f. Election of Director: Bryan C. Cressey Mgmt For For
1g. Election of Director: Jonathan C. Klein Mgmt For For
1h. Election of Director: George E. Minnich Mgmt For For
1i. Election of Director: John S. Stroup Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation for 2018.
--------------------------------------------------------------------------------------------------------------------------
BERRY GLOBAL GROUP, INC. Agenda Number: 934924312
--------------------------------------------------------------------------------------------------------------------------
Security: 08579W103
Meeting Type: Annual
Meeting Date: 06-Mar-2019
Ticker: BERY
ISIN: US08579W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Idalene F. Kesner Mgmt For For
1b. Election of Director: Carl J. Rickertsen Mgmt For For
1c. Election of Director: Thomas E. Salmon Mgmt For For
1d. Election of Director: Paula A. Sneed Mgmt For For
1e. Election of Director: Robert A. Steele Mgmt For For
1f. Election of Director: Stephen E. Sterrett Mgmt For For
1g. Election of Director: Scott B. Ullem Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Berry's independent registered
public accountants for the fiscal year
ending September 28, 2019.
3. To approve, on an advisory, non-binding Mgmt For For
basis, our executive compensation.
4. To vote on an advisory, non-binding basis, Mgmt 1 Year Against
on whether the advisory, non-binding vote
on executive compensation should occur
every one, two or three years.
5. To approve an amendment to Berry's Mgmt For For
Certificate of Incorporation to enable
stockholders who hold at least 25% of our
outstanding common stock to call special
stockholder meetings.
6. To consider a stockholder proposal Shr For Against
requesting the Board to take steps
necessary to give stockholders who hold at
least 15% of our outstanding common stock
the right to call a special stockholder
meeting.
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 935011837
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 11-Jun-2019
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Director: Corie S. Barry Mgmt For For
1b) Election of Director: Lisa M. Caputo Mgmt For For
1c) Election of Director: J. Patrick Doyle Mgmt For For
1d) Election of Director: Russell P. Fradin Mgmt For For
1e) Election of Director: Kathy J. Higgins Mgmt For For
Victor
1f) Election of Director: Hubert Joly Mgmt For For
1g) Election of Director: David W. Kenny Mgmt For For
1h) Election of Director: Cindy R. Kent Mgmt For For
1i) Election of Director: Karen A. McLoughlin Mgmt For For
1j) Election of Director: Thomas L. Millner Mgmt For For
1k) Election of Director: Claudia F. Munce Mgmt For For
1l) Election of Director: Richelle P. Parham Mgmt For For
1m) Election of Director: Eugene A. Woods Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending February 1, 2020.
3. To approve in a non-binding advisory vote Mgmt For For
our named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CACI INTERNATIONAL INC Agenda Number: 934882843
--------------------------------------------------------------------------------------------------------------------------
Security: 127190304
Meeting Type: Annual
Meeting Date: 15-Nov-2018
Ticker: CACI
ISIN: US1271903049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth Asbury Mgmt For For
1B. Election of Director: Michael A. Daniels Mgmt For For
1C. Election of Director: James S. Gilmore, III Mgmt For For
1D. Election of Director: William L. Jews Mgmt For For
1E. Election of Director: Gregory G. Johnson Mgmt For For
1F. Election of Director: J. Phillip London Mgmt For For
1G. Election of Director: James L. Pavitt Mgmt For For
1H. Election of Director: Warren R. Phillips Mgmt For For
1I. Election of Director: Debora A. Plunkett Mgmt For For
1J. Election of Director: Charles P. Revoile Mgmt For For
1K. Election of Director: William S. Wallace Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 934858311
--------------------------------------------------------------------------------------------------------------------------
Security: 125509109
Meeting Type: Special
Meeting Date: 24-Aug-2018
Ticker: CI
ISIN: US1255091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of March 8, 2018, as amended by
Amendment No. 1, dated as of June 27, 2018,
and as it may be further amended from time
to time (the "merger agreement"), by and
among Cigna, Express Scripts Holding
Company ("Express Scripts"), Halfmoon
Parent, Inc., Halfmoon I, Inc. and Halfmoon
II, Inc.
2. To approve the adjournment of the special Mgmt For For
meeting of Cigna stockholders (the "Cigna
special meeting"), if necessary or
appropriate, to solicit additional proxies
if there are not sufficient votes to
approve the proposal to adopt the merger
agreement.
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 934945900
--------------------------------------------------------------------------------------------------------------------------
Security: 125523100
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: CI
ISIN: US1255231003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David M. Cordani Mgmt For For
1b. Election of Director: William J. DeLaney Mgmt For For
1c. Election of Director: Eric J. Foss Mgmt For For
1d. Election of Director: Elder Granger, MD, Mgmt For For
MG, USA
1e. Election of Director: Isaiah Harris, Jr. Mgmt For For
1f. Election of Director: Roman Martinez IV Mgmt For For
1g. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1h. Election of Director: Mark B. McClellan, Mgmt For For
MD, PhD
1i. Election of Director: John M. Partridge Mgmt For For
1j. Election of Director: William L. Roper, MD, Mgmt For For
MPH
1k. Election of Director: Eric C. Wiseman Mgmt For For
1l. Election of Director: Donna F. Zarcone Mgmt For For
1m. Election of Director: William D. Zollars Mgmt For For
2. Advisory approval of Cigna's executive Mgmt For For
compensation.
3. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as Cigna's
independent registered public accounting
firm for 2019.
4. Shareholder proposal - Increase shareholder Shr For Against
rights to include action by written
consent.
5. Shareholder proposal - Cyber risk report Shr Abstain Against
6. Shareholder proposal - Gender pay gap Shr For Against
report
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 935025266
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 20-Jun-2019
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edward H. Bastian Mgmt For For
1b. Election of Director: Francis S. Blake Mgmt For For
1c. Election of Director: Daniel A. Carp Mgmt For For
1d. Election of Director: Ashton B. Carter Mgmt For For
1e. Election of Director: David G. DeWalt Mgmt For For
1f. Election of Director: William H. Easter III Mgmt For For
1g. Election of Director: Christopher A. Mgmt For For
Hazleton
1h. Election of Director: Michael P. Huerta Mgmt For For
1i. Election of Director: Jeanne P. Jackson Mgmt For For
1j. Election of Director: George N. Mattson Mgmt For For
1k. Election of Director: Sergio A.L. Rial Mgmt For For
1l. Election of Director: Kathy N. Waller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Delta's named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Delta's independent auditors for the
year ending December 31, 2019.
4. A stockholder proposal related to the right Shr For Against
to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 934940176
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: EIX
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeanne Beliveau-Dunn Mgmt For For
1b. Election of Director: Michael C. Camunez Mgmt For For
1c. Election of Director: Vanessa C.L. Chang Mgmt For For
1d. Election of Director: James T. Morris Mgmt For For
1e. Election of Director: Timothy T. O'Toole Mgmt For For
1f. Election of Director: Pedro J. Pizarro Mgmt For For
1g. Election of Director: Linda G. Stuntz Mgmt For For
1h. Election of Director: William P. Sullivan Mgmt For For
1i. Election of Director: Ellen O. Tauscher Mgmt For For
1j. Election of Director: Peter J. Taylor Mgmt For For
1k. Election of Director: Keith Trent Mgmt For For
1l. Election of Director: Brett White Mgmt Abstain Against
2. Ratification of the Appointment of the Mgmt For For
Independent Registered Public Accounting
Firm.
3. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation.
4. Shareholder Proposal Regarding Proxy Shr For Against
Access.
--------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC. Agenda Number: 934982465
--------------------------------------------------------------------------------------------------------------------------
Security: 344849104
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: FL
ISIN: US3448491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to Serve for One-Year Mgmt For For
Terms: Maxine Clark
1b. Election of Director to Serve for One-Year Mgmt For For
Terms: Alan D. Feldman
1c. Election of Director to Serve for One-Year Mgmt For For
Terms: Richard A. Johnson
1d. Election of Director to Serve for One-Year Mgmt For For
Terms: Guillermo G. Marmol
1e. Election of Director to Serve for One-Year Mgmt For For
Terms: Matthew M. McKenna
1f. Election of Director to Serve for One-Year Mgmt For For
Terms: Steven Oakland
1g. Election of Director to Serve for One-Year Mgmt For For
Terms: Ulice Payne, Jr.
1h. Election of Director to Serve for One-Year Mgmt For For
Terms: Cheryl Nido Turpin
1i. Election of Director to Serve for One-Year Mgmt For For
Terms: Kimberly Underhill
1j. Election of Director to Serve for One-Year Mgmt For For
Terms: Dona D. Young
2. Advisory Approval of the Company's Mgmt For For
Executive Compensation.
3. Ratification of the Appointment of Mgmt For For
Independent Registered Public Accounting
Firm.
--------------------------------------------------------------------------------------------------------------------------
HELEN OF TROY LIMITED Agenda Number: 934856507
--------------------------------------------------------------------------------------------------------------------------
Security: G4388N106
Meeting Type: Annual
Meeting Date: 22-Aug-2018
Ticker: HELE
ISIN: BMG4388N1065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gary B. Abromovitz Mgmt For For
1B. Election of Director: Krista L. Berry Mgmt For For
1C. Election of Director: Vincent D. Carson Mgmt For For
1D. Election of Director: Thurman K. Case Mgmt For For
1E. Election of Director: Timothy F. Meeker Mgmt For For
1F. Election of Director: Julien R. Mininberg Mgmt For For
1G. Election of Director: Beryl B. Raff Mgmt For For
1H. Election of Director: William F. Susetka Mgmt For For
1I. Election of Director: Darren G. Woody Mgmt For For
2. To provide advisory approval of the Mgmt For For
Company's executive compensation.
3. To approve the Helen of Troy Limited 2018 Mgmt For For
Stock Incentive Plan.
4. To approve the Helen of Troy Limited 2018 Mgmt For For
Employee Stock Purchase Plan.
5. To appoint Grant Thornton LLP as the Mgmt For For
Company's auditor and independent
registered public accounting firm to serve
for the 2019 fiscal year and to authorize
the Audit Committee of the Board of
Directors to set the auditor's
remuneration.
--------------------------------------------------------------------------------------------------------------------------
HELIX ENERGY SOLUTIONS GROUP, INC. Agenda Number: 934969380
--------------------------------------------------------------------------------------------------------------------------
Security: 42330P107
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: HLX
ISIN: US42330P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Amerino Gatti Mgmt For For
John V. Lovoi Mgmt For For
Jan Rask Mgmt For For
2. Ratification of the selection of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year 2019.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the 2018 compensation of our named
executive officers.
4. Approval of the amendment and restatement Mgmt For For
of the Helix Energy Solutions Group, Inc.
2005 Long Term Incentive Plan.
5. Approval of the amendment and restatement Mgmt For For
of the Helix Energy Solutions Group, Inc.
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 934937016
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 18-Apr-2019
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lizabeth Ardisana Mgmt For For
Ann B. Crane Mgmt For For
Robert S. Cubbin Mgmt For For
Steven G. Elliott Mgmt For For
Gina D. France Mgmt For For
J Michael Hochschwender Mgmt For For
John C. Inglis Mgmt For For
Peter J. Kight Mgmt For For
Katherine M. A. Kline Mgmt For For
Richard W. Neu Mgmt For For
David L. Porteous Mgmt For For
Kathleen H. Ransier Mgmt For For
Stephen D. Steinour Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for 2019.
3. Advisory resolution to approve, on a Mgmt For For
non-binding basis, the compensation of
executives as disclosed in the accompanying
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
HUNTSMAN CORPORATION Agenda Number: 934945152
--------------------------------------------------------------------------------------------------------------------------
Security: 447011107
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: HUN
ISIN: US4470111075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter R. Huntsman Mgmt For For
1b. Election of Director: Nolan D. Archibald Mgmt For For
1c. Election of Director: Mary C. Beckerle Mgmt For For
1d. Election of Director: M. Anthony Burns Mgmt For For
1e. Election of Director: Daniele Ferrari Mgmt For For
1f. Election of Director: Sir Robert J. Mgmt For For
Margetts
1g. Election of Director: Wayne A. Reaud Mgmt For For
1h. Election of Director: Jan E. Tighe Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Huntsman Corporation's
independent registered public accounting
firm for the year ending December 31, 2019.
4. Stockholder proposal regarding stockholder Shr For Against
right to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
INGREDION INC Agenda Number: 934969568
--------------------------------------------------------------------------------------------------------------------------
Security: 457187102
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: INGR
ISIN: US4571871023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Luis Mgmt For For
Aranguren-Trellez
1b. Election of Director: David B. Fischer Mgmt For For
1c. Election of Director: Paul Hanrahan Mgmt For For
1d. Election of Director: Rhonda L. Jordan Mgmt For For
1e. Election of Director: Gregory B. Kenny Mgmt For For
1f. Election of Director: Barbara A. Klein Mgmt For For
1g. Election of Director: Victoria J. Reich Mgmt For For
1h. Election of Director: Jorge A. Uribe Mgmt For For
1i. Election of Director: Dwayne A. Wilson Mgmt For For
1j. Election of Director: James P. Zallie Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of the company's "named
executive officers"
3. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm of the company and its
subsidiaries, in respect of the company's
operations in 2019
--------------------------------------------------------------------------------------------------------------------------
JANUS HENDERSON GROUP PLC Agenda Number: 934946293
--------------------------------------------------------------------------------------------------------------------------
Security: G4474Y214
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: JHG
ISIN: JE00BYPZJM29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the 2018 Annual Report and Mgmt For For
Accounts.
2. To reappoint Ms K Desai as a Director. Mgmt For For
3. To reappoint Mr J Diermeier as a Director. Mgmt For For
4. To reappoint Mr K Dolan as a Director. Mgmt For For
5. To Reappoint Mr E Flood Jr as a Director. Mgmt For For
6. To reappoint Mr R Gillingwater as a Mgmt For For
Director.
7. To reappoint Mr L Kochard as a Director. Mgmt For For
8. To reappoint Mr G Schafer as a Director. Mgmt For For
9. To reappoint Ms A Seymour-Jackson as a Mgmt For For
Director.
10. To reappoint Mr R Weil as a Director. Mgmt For For
11. To reappoint Mr T Yamamoto as a Director. Mgmt For For
12. To reappoint PricewaterhouseCoopers LLP as Mgmt For For
auditors and to authorize the Directors to
agree their remuneration.
13. To authorize the Company to purchase its Mgmt For For
own shares to a limited extent.
14. To authorize the company to purchase its Mgmt For For
own CDIs to a limited extent.
--------------------------------------------------------------------------------------------------------------------------
KENNAMETAL INC. Agenda Number: 934875507
--------------------------------------------------------------------------------------------------------------------------
Security: 489170100
Meeting Type: Annual
Meeting Date: 30-Oct-2018
Ticker: KMT
ISIN: US4891701009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
Joseph Alvarado Mgmt For For
Cindy L. Davis Mgmt For For
William J. Harvey Mgmt For For
William M. Lambert Mgmt For For
Lorraine M. Martin Mgmt For For
Timothy R. McLevish Mgmt For For
Sagar A. Patel Mgmt For For
Christopher Rossi Mgmt For For
L. W. Stranghoener Mgmt For For
Steven H. Wunning Mgmt For For
II RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2019.
III NON-BINDING (ADVISORY) VOTE TO APPROVE THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC. Agenda Number: 934942601
--------------------------------------------------------------------------------------------------------------------------
Security: 525327102
Meeting Type: Annual
Meeting Date: 26-Apr-2019
Ticker: LDOS
ISIN: US5253271028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gregory R. Dahlberg Mgmt For For
1b. Election of Director: David G. Fubini Mgmt For For
1c. Election of Director: Miriam E. John Mgmt For For
1d. Election of Director: Frank Kendall III Mgmt For For
1e. Election of Director: Robert C. Kovarik, Mgmt For For
Jr.
1f. Election of Director: Harry M.J. Kraemer, Mgmt For For
Jr.
1g. Election of Director: Roger A. Krone Mgmt For For
1h. Election of Director: Gary S. May Mgmt For For
1i. Election of Director: Surya N. Mohapatra Mgmt For For
1j. Election of Director: Lawrence C. Nussdorf Mgmt For For
1k. Election of Director: Robert S. Shapard Mgmt For For
1l. Election of Director: Susan M. Stalnecker Mgmt For For
1m. Election of Director: Noel B. Williams Mgmt For For
2. Approve, by an advisory vote, executive Mgmt For For
compensation.
3. Stockholder proposal regarding simple Shr For Against
majority vote.
4. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending January 3, 2020.
--------------------------------------------------------------------------------------------------------------------------
LIFEPOINT HEALTH, INC. Agenda Number: 934883352
--------------------------------------------------------------------------------------------------------------------------
Security: 53219L109
Meeting Type: Special
Meeting Date: 29-Oct-2018
Ticker: LPNT
ISIN: US53219L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of July 22, 2018, as it may be
amended from time to time, by and among
LifePoint Health, Inc., RegionalCare
Hospital Partners Holdings, Inc. (D/B/A
RCCH HealthCare Partners) and Legend Merger
Sub, Inc.
2. To approve one or more adjournments of the Mgmt For For
special meeting, if necessary or advisable,
to solicit additional proxies if there are
insufficient votes at the time of the
special meeting to adopt the Agreement and
Plan of Merger.
3. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the golden parachute compensation
that may be payable to LifePoint Health,
Inc.'s named executive officers in
connection with the consummation of the
merger.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 934982617
--------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 24-May-2019
Ticker: LNC
ISIN: US5341871094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Deirdre P. Connelly Mgmt For For
1b. Election of Director: William H. Cunningham Mgmt For For
1c. Election of Director: Dennis R. Glass Mgmt For For
1d. Election of Director: George W. Henderson, Mgmt For For
III
1e. Election of Director: Eric G. Johnson Mgmt For For
1f. Election of Director: Gary C. Kelly Mgmt For For
1g. Election of Director: M. Leanne Lachman Mgmt For For
1h. Election of Director: Michael F. Mee Mgmt For For
1i. Election of Director: Patrick S. Pittard Mgmt For For
1j. Election of Director: Isaiah Tidwell Mgmt For For
1k. Election of Director: Lynn M. Utter Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the independent
registered public accounting firm for 2019.
3. The approval of an advisory resolution on Mgmt For For
the compensation of our named executive
officers.
4. Shareholder proposal to amend our corporate Shr For Against
governance documents to require an
independent board chairman.
5. Shareholder proposal to amend our proxy Shr For Against
access bylaws to remove the limitation on
renomination of persons based on votes in a
prior election.
--------------------------------------------------------------------------------------------------------------------------
MACY'S INC. Agenda Number: 934971703
--------------------------------------------------------------------------------------------------------------------------
Security: 55616P104
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: M
ISIN: US55616P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David P. Abney Mgmt For For
1b. Election of Director: Francis S. Blake Mgmt For For
1c. Election of Director: John A. Bryant Mgmt For For
1d. Election of Director: Deirdre P. Connelly Mgmt For For
1e. Election of Director: Jeff Gennette Mgmt For For
1f. Election of Director: Leslie D. Hale Mgmt For For
1g. Election of Director: William H. Lenehan Mgmt For For
1h. Election of Director: Sara Levinson Mgmt For For
1i. Election of Director: Joyce M. Roche Mgmt For For
1j. Election of Director: Paul C. Varga Mgmt For For
1k. Election of Director: Marna C. Whittington Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as Macy's independent registered public
accounting firm for the fiscal year ending
February 1, 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal on political Shr For Against
disclosure.
5. Shareholder proposal on recruitment and Shr For Against
forced labor.
--------------------------------------------------------------------------------------------------------------------------
MAGELLAN HEALTH, INC. Agenda Number: 935019605
--------------------------------------------------------------------------------------------------------------------------
Security: 559079207
Meeting Type: Annual
Meeting Date: 21-Jun-2019
Ticker: MGLN
ISIN: US5590792074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael S. Diament Mgmt For For
Barry M. Smith Mgmt For For
Swati Abbott Mgmt For For
Peter A. Feld Mgmt For For
Leslie V. Norwalk Mgmt For For
Guy P. Sansone Mgmt For For
Steven J. Shulman Mgmt For For
2. To approve, in an advisory vote, the Mgmt For For
compensation of the named executive
officers.
3. Ratification of Ernst & Young as Mgmt For For
independent auditors for fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION Agenda Number: 934848411
--------------------------------------------------------------------------------------------------------------------------
Security: 58155Q103
Meeting Type: Annual
Meeting Date: 25-Jul-2018
Ticker: MCK
ISIN: US58155Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: N. Anthony Coles, Mgmt For For
M.D.
1b. Election of Director: John H. Hammergren Mgmt For For
1c. Election of Director: M. Christine Jacobs Mgmt For For
1d. Election of Director: Donald R. Knauss Mgmt For For
1e. Election of Director: Marie L. Knowles Mgmt For For
1f. Election of Director: Bradley E. Lerman Mgmt For For
1g. Election of Director: Edward A. Mueller Mgmt For For
1h. Election of Director: Susan R. Salka Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the company's independent
registered public accounting firm for the
fiscal year ending March 31, 2019.
3. Advisory vote on executive compensation. Mgmt For For
4. Shareholder proposal on disclosure of Shr Against For
lobbying activities and expenditures.
5. Shareholder proposal on accelerated vesting Shr For Against
of equity awards.
6. Shareholder proposal on policy to use GAAP Shr Against For
financial metrics for purposes of
determining executive compensation.
7. Shareholder proposal on the ownership Shr For Against
threshold for calling special meetings of
shareholders.
--------------------------------------------------------------------------------------------------------------------------
MEDNAX, INC. Agenda Number: 934964520
--------------------------------------------------------------------------------------------------------------------------
Security: 58502B106
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: MD
ISIN: US58502B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cesar L. Alvarez Mgmt For For
Karey D. Barker Mgmt For For
Waldemar A. Carlo, M.D. Mgmt For For
Michael B. Fernandez Mgmt For For
Paul G. Gabos Mgmt For For
P. J. Goldschmidt, M.D. Mgmt For For
Manuel Kadre Mgmt For For
Roger J. Medel, M.D. Mgmt For For
Carlos A. Migoya Mgmt For For
Michael A. Rucker Mgmt For For
Enrique J. Sosa, Ph.D. Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2019 fiscal year.
3. Proposal to approve, by non-binding Mgmt Against Against
advisory vote, the compensation of our
named executive officers.
4. Proposal to approve the amendment and Mgmt For For
restatement of the Mednax, Inc. Amended and
Restated 2008 Incentive Compensation plan,
as amended.
--------------------------------------------------------------------------------------------------------------------------
MEREDITH CORPORATION Agenda Number: 934877955
--------------------------------------------------------------------------------------------------------------------------
Security: 589433101
Meeting Type: Annual
Meeting Date: 14-Nov-2018
Ticker: MDP
ISIN: US5894331017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas H. Harty# Mgmt For For
Donald C. Berg# Mgmt For For
Paula A. Kerger# Mgmt For For
Frederick B. Henry* Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt For For
executive compensation program for the
Company's named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending June
30, 2019.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 934985827
--------------------------------------------------------------------------------------------------------------------------
Security: 637071101
Meeting Type: Annual
Meeting Date: 28-May-2019
Ticker: NOV
ISIN: US6370711011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Clay C. Williams Mgmt For For
1B. Election of Director: Greg L. Armstrong Mgmt For For
1C. Election of Director: Marcela E. Donadio Mgmt For For
1D. Election of Director: Ben A. Guill Mgmt For For
1E. Election of Director: James T. Hackett Mgmt Against Against
1F. Election of Director: David D. Harrison Mgmt For For
1G. Election of Director: Eric L. Mattson Mgmt For For
1H. Election of Director: Melody B. Meyer Mgmt For For
1I. Election of Director: William R. Thomas Mgmt For For
2. Ratification of Independent Auditors. Mgmt For For
3. Approve, by non-binding vote, the Mgmt For For
compensation of our named executive
officers.
4. Approve amendments to the National Oilwell Mgmt For For
Varco, Inc. 2018 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
NEWELL BRANDS INC. Agenda Number: 934983126
--------------------------------------------------------------------------------------------------------------------------
Security: 651229106
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: NWL
ISIN: US6512291062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bridget Ryan Berman Mgmt For For
1b. Election of Director: Patrick D. Campbell Mgmt For For
1c. Election of Director: James R. Craigie Mgmt For For
1d. Election of Director: Debra A. Crew Mgmt For For
1e. Election of Director: Brett M. Icahn Mgmt For For
1f. Election of Director: Gerardo I. Lopez Mgmt For For
1g. Election of Director: Courtney R. Mather Mgmt For For
1h. Election of Director: Michael B. Polk Mgmt For For
1i. Election of Director: Judith A. Sprieser Mgmt For For
1j. Election of Director: Robert A. Steele Mgmt For For
1k. Election of Director: Steven J. Strobel Mgmt For For
1l. Election of Director: Michael A. Todman Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. Advisory resolution to approve executive Mgmt Against Against
compensation.
4. Board proposal to amend the Company's Mgmt For For
Restated Certificate of Incorporation to
allow stockholder action by written
consent.
5. Shareholder proposal modifying proxy Shr For Against
access.
6. Shareholder proposal to prepare a diversity Shr For Against
report.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 934959341
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lloyd J. Austin III Mgmt For For
Patrick J. Dempsey Mgmt For For
John J. Ferriola Mgmt For For
Victoria F. Haynes Ph.D Mgmt For For
Christopher J. Kearney Mgmt For For
Laurette T. Koellner Mgmt For For
John H. Walker Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Nucor's
independent registered public accounting
firm for the year ending December 31, 2019
3. Approval, on an advisory basis, of Nucor's Mgmt Against Against
named executive officer compensation in
2018
4. Stockholder proposal regarding lobbying Shr For Against
report
5. Stockholder proposal regarding political Shr For Against
spending report
--------------------------------------------------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC. Agenda Number: 935003575
--------------------------------------------------------------------------------------------------------------------------
Security: 703481101
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: PTEN
ISIN: US7034811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark S. Siegel Mgmt For For
Charles O. Buckner Mgmt For For
Tiffany (TJ) Thom Cepak Mgmt For For
Michael W. Conlon Mgmt For For
William A. Hendricks Jr Mgmt For For
Curtis W. Huff Mgmt For For
Terry H. Hunt Mgmt For For
Janeen S. Judah Mgmt For For
2. Approval of amendment to Patterson-UTI's Mgmt For For
Amended and Restated 2014 Long-Term
Incentive Plan.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Patterson- UTI for the fiscal year
ending December 31, 2019.
4. Approval of an advisory resolution on Mgmt For For
Patterson-UTI's compensation of its named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PBF ENERGY INC. Agenda Number: 934983746
--------------------------------------------------------------------------------------------------------------------------
Security: 69318G106
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: PBF
ISIN: US69318G1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Nimbley Mgmt For For
1B. Election of Director: Spencer Abraham Mgmt For For
1C. Election of Director: Wayne Budd Mgmt For For
1D. Election of Director: S. Eugene Edwards Mgmt For For
1E. Election of Director: William Hantke Mgmt For For
1F. Election of Director: Edward Kosnik Mgmt For For
1G. Election of Director: Robert Lavinia Mgmt For For
1H. Election of Director: Kimberly Lubel Mgmt For For
1I. Election of Director: George Ogden Mgmt For For
2. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
independent auditor for the year ended
December 31, 2019.
3. An advisory vote on the 2018 compensation Mgmt For For
of the named executive officers.
4. An advisory vote on the frequency of the Mgmt 1 Year For
advisory vote on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PENSKE AUTOMOTIVE GROUP, INC. Agenda Number: 934957094
--------------------------------------------------------------------------------------------------------------------------
Security: 70959W103
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: PAG
ISIN: US70959W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John D. Barr Mgmt Withheld Against
Lisa Davis Mgmt For For
Wolfgang Durheimer Mgmt For For
Michael R. Eisenson Mgmt For For
Robert H. Kurnick, Jr. Mgmt For For
Kimberly J. McWaters Mgmt Withheld Against
Roger S. Penske Mgmt For For
Roger S. Penske, Jr. Mgmt For For
Sandra E. Pierce Mgmt For For
Greg C. Smith Mgmt Withheld Against
Ronald G. Steinhart Mgmt Withheld Against
H. Brian Thompson Mgmt For For
Masashi Yamanaka Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
auditing firm for the year ending December
31, 2019.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
PNM RESOURCES, INC. Agenda Number: 934985839
--------------------------------------------------------------------------------------------------------------------------
Security: 69349H107
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: PNM
ISIN: US69349H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Vicky A. Bailey Mgmt For For
1b. Election of Director: Norman P. Becker Mgmt For For
1c. Election of Director: Patricia K. Collawn Mgmt For For
1d. Election of Director: E. Renae Conley Mgmt For For
1e. Election of Director: Alan J. Fohrer Mgmt For For
1f. Election of Director: Sidney M. Gutierrez Mgmt For For
1g. Election of Director: James A. Hughes Mgmt For For
1h. Election of Director: Maureen T. Mullarkey Mgmt For For
1i. Election of Director: Donald K. Schwanz Mgmt For For
1j. Election of Director: Bruce W. Wilkinson Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2019.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. Publish a report on coal combustion Shr Against For
residual matters at San Juan Generating
Station.
--------------------------------------------------------------------------------------------------------------------------
REGENCY CENTERS CORPORATION Agenda Number: 934948285
--------------------------------------------------------------------------------------------------------------------------
Security: 758849103
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: REG
ISIN: US7588491032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Martin E. Stein, Jr. Mgmt For For
1b. Election of Director: Joseph F. Azrack Mgmt For For
1c. Election of Director: Bryce Blair Mgmt For For
1d. Election of Director: C. Ronald Blankenship Mgmt For For
1e. Election of Director: Deirdre J. Evens Mgmt For For
1f. Election of Director: Thomas W. Furphy Mgmt For For
1g. Election of Director: Karin M. Klein Mgmt For For
1h. Election of Director: Peter D. Linneman Mgmt For For
1i. Election of Director: David P. O'Connor Mgmt For For
1j. Election of Director: Lisa Palmer Mgmt For For
1k. Election of Director: John C. Schweitzer Mgmt For For
1l. Election of Director: Thomas G. Wattles Mgmt For For
2. Adoption of an advisory resolution Mgmt For For
approving executive compensation for fiscal
year 2018.
3. Approval of amendment and restatement of Mgmt For For
the Omnibus Incentive Plan.
4. Ratification of appointment of KPMG LLP as Mgmt For For
the Company's independent accountants for
the year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INC. Agenda Number: 934976133
--------------------------------------------------------------------------------------------------------------------------
Security: 759351604
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: RGA
ISIN: US7593516047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christine R. Detrick Mgmt For For
1B. Election of Director: John J. Gauthier Mgmt For For
1C. Election of Director: Alan C. Henderson Mgmt For For
1D. Election of Director: Anna Manning Mgmt For For
1E. Election of Director: Hazel M. McNeilage Mgmt For For
1F. Election of Director: Steven C. Van Wyk Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent auditor
for the year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 934979343
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: RS
ISIN: US7595091023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sarah J. Anderson Mgmt For For
1b. Election of Director: Karen W. Colonias Mgmt For For
1c. Election of Director: John G. Figueroa Mgmt For For
1d. Election of Director: David H. Hannah Mgmt For For
1e. Election of Director: Mark V. Kaminski Mgmt For For
1f. Election of Director: Robert A. McEvoy Mgmt For For
1g. Election of Director: Gregg J. Mollins Mgmt For For
1h. Election of Director: Andrew G. Sharkey, Mgmt For For
III
1i. Election of Director: Douglas W. Stotlar Mgmt For For
2. To consider a non-binding, advisory vote to Mgmt For For
approve the compensation of the Company's
named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD. Agenda Number: 934999852
--------------------------------------------------------------------------------------------------------------------------
Security: V7780T103
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: RCL
ISIN: LR0008862868
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John F. Brock Mgmt For For
1b. Election of Director: Richard D. Fain Mgmt For For
1c. Election of Director: Stephen R. Howe, Jr. Mgmt For For
1d. Election of Director: William L. Kimsey Mgmt For For
1e. Election of Director: Maritza G. Montiel Mgmt For For
1f. Election of Director: Ann S. Moore Mgmt For For
1g. Election of Director: Eyal M. Ofer Mgmt For For
1h. Election of Director: Thomas J. Pritzker Mgmt For For
1i. Election of Director: William K. Reilly Mgmt For For
1j. Election of Director: Vagn O. Sorensen Mgmt For For
1k. Election of Director: Donald Thompson Mgmt For For
1l. Election of Director: Arne Alexander Mgmt For For
Wilhelmsen
2. Advisory approval of the Company's Mgmt For For
compensation of its named executive
officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2019.
4. The shareholder proposal regarding Shr For Against
political contributions disclosure.
--------------------------------------------------------------------------------------------------------------------------
SEMTECH CORPORATION Agenda Number: 935010013
--------------------------------------------------------------------------------------------------------------------------
Security: 816850101
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: SMTC
ISIN: US8168501018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James P. Burra Mgmt For For
Rodolpho C. Cardenuto Mgmt For For
Bruce C. Edwards Mgmt For For
Saar Gillai Mgmt For For
Rockell N. Hankin Mgmt For For
Ye Jane Li Mgmt For For
James T. Lindstrom Mgmt For For
Mohan R. Maheswaran Mgmt For For
Carmelo J. Santoro Mgmt For For
Sylvia Summers Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
2020 fiscal year.
3. Advisory resolution to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT AEROSYSTEMS HOLDINGS INC Agenda Number: 934940152
--------------------------------------------------------------------------------------------------------------------------
Security: 848574109
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: SPR
ISIN: US8485741099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Charles L. Chadwell Mgmt For For
1b. Election of Director: Irene M. Esteves Mgmt For For
1c. Election of Director: Paul E. Fulchino Mgmt For For
1d. Election of Director: Thomas C. Gentile III Mgmt For For
1e. Election of Director: Richard A. Gephardt Mgmt For For
1f. Election of Director: Robert D. Johnson Mgmt For For
1g. Election of Director: Ronald T. Kadish Mgmt For For
1h. Election of Director: John L. Plueger Mgmt For For
1i. Election of Director: Laura H. Wright Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2019.
4. The stockholder proposal to amend the Shr For Against
Company's proxy access bylaw provisions and
associated documents to eliminate minimum
level of support requirement for proxy
access director candidate re-nomination.
--------------------------------------------------------------------------------------------------------------------------
SSGA FUNDS Agenda Number: 934897123
--------------------------------------------------------------------------------------------------------------------------
Security: 857492706
Meeting Type: Special
Meeting Date: 18-Dec-2018
Ticker: GVMXX
ISIN: US8574927062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. DIRECTOR
John R. Costantino Mgmt For For
Michael A. Jessee Mgmt For For
Ellen M. Needham Mgmt For For
Donna M. Rapaccioli Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STEEL DYNAMICS, INC. Agenda Number: 934964708
--------------------------------------------------------------------------------------------------------------------------
Security: 858119100
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: STLD
ISIN: US8581191009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark D. Millett Mgmt For For
Sheree L. Bargabos Mgmt For For
Keith E. Busse Mgmt For For
Frank D. Byrne, M.D. Mgmt For For
Kenneth W. Cornew Mgmt For For
Traci M. Dolan Mgmt For For
James C. Marcuccilli Mgmt For For
Bradley S. Seaman Mgmt For For
Gabriel L. Shaheen Mgmt For For
Steven A. Sonnenberg Mgmt For For
Richard P. Teets, Jr. Mgmt For For
2. TO APPROVE THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS STEEL DYNAMICS INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR 2019
3. TO HOLD AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
4. TO APPROVE THE AMENDED AND RESTATED STEEL Mgmt For For
DYNAMICS, INC. 2015 EQUITY INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
STEELCASE INC. Agenda Number: 934833319
--------------------------------------------------------------------------------------------------------------------------
Security: 858155203
Meeting Type: Annual
Meeting Date: 11-Jul-2018
Ticker: SCS
ISIN: US8581552036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lawrence J. Blanford Mgmt For For
1b. Election of Director: Timothy C. E. Brown Mgmt For For
1c. Election of Director: Connie K. Duckworth Mgmt For For
1d. Election of Director: David W. Joos Mgmt For For
1e. Election of Director: James P. Keane Mgmt For For
1f. Election of Director: Todd P. Kelsey Mgmt For For
1g. Election of Director: Jennifer C. Niemann Mgmt For For
1h. Election of Director: Robert C. Pew III Mgmt For For
1i. Election of Director: Cathy D. Ross Mgmt For For
1j. Election of Director: Peter M. Wege II Mgmt For For
1k. Election of Director: P. Craig Welch, Jr. Mgmt For For
1l. Election of Director: Kate Pew Wolters Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
--------------------------------------------------------------------------------------------------------------------------
STERLING BANCORP Agenda Number: 934999989
--------------------------------------------------------------------------------------------------------------------------
Security: 85917A100
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: STL
ISIN: US85917A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John P. Cahill Mgmt For For
Navy E. Djonovic Mgmt For For
Fernando Ferrer Mgmt For For
Robert Giambrone Mgmt For For
Mona Aboelnaga Kanaan Mgmt For For
Jack Kopnisky Mgmt For For
James J. Landy Mgmt For For
Maureen Mitchell Mgmt For For
Patricia M. Nazemetz Mgmt For For
Richard O'Toole Mgmt For For
Ralph F. Palleschi Mgmt For For
Burt Steinberg Mgmt For For
William E. Whiston Mgmt For For
2. Approval of Amendment to the Sterling Mgmt For For
Bancorp 2015 Omnibus Equity and Incentive
Plan to increase the number of shares
reserved for issuance thereunder by
2,545,682 shares (for an aggregate
7,000,000 shares) and to effect certain tax
related updates as a result of the Tax Cuts
and Jobs Act of 2017.
3. Approval, by advisory, non-binding vote, of Mgmt For For
the compensation of the Named Executive
Officers.(Say-on-Pay)
4. Ratification of the appointment of Crowe Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC. Agenda Number: 935015443
--------------------------------------------------------------------------------------------------------------------------
Security: 868157108
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: SPN
ISIN: US8681571084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David D. Dunlap Mgmt For For
James M. Funk Mgmt For For
Terence E. Hall Mgmt For For
Peter D. Kinnear Mgmt For For
Janiece M. Longoria Mgmt For For
Michael M. McShane Mgmt For For
W. Matt Ralls Mgmt For For
2. Approve the compensation of our named Mgmt For For
executive officers on an advisory basis.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP. Agenda Number: 934940253
--------------------------------------------------------------------------------------------------------------------------
Security: 87161C501
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: SNV
ISIN: US87161C5013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tim E. Bentsen Mgmt For For
1B. Election of Director: F. Dixon Brooke, Jr. Mgmt For For
1C. Election of Director: Stephen T. Butler Mgmt For For
1D. Election of Director: Elizabeth W. Camp Mgmt For For
1E. Election of Director: Diana M. Murphy Mgmt For For
1F. Election of Director: Harris Pastides Mgmt For For
1G. Election of Director: Joseph J. Prochaska, Mgmt For For
Jr.
1H. Election of Director: John L. Stallworth Mgmt For For
1I. Election of Director: Kessel D. Stelling Mgmt For For
1J. Election of Director: Barry L. Storey Mgmt For For
1K. Election of Director: Teresa White Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Synovus' named executive
officers as determined by the Compensation
Committee.
3. To ratify the appointment of KPMG LLP as Mgmt For For
Synovus' independent auditor for the year
2019.
--------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION Agenda Number: 934940140
--------------------------------------------------------------------------------------------------------------------------
Security: 872275102
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: TCF
ISIN: US8722751026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Bell Mgmt For For
William F. Bieber Mgmt For For
Theodore J. Bigos Mgmt For For
Craig R. Dahl Mgmt For For
Karen L. Grandstrand Mgmt For For
George G. Johnson Mgmt Withheld Against
Richard H. King Mgmt For For
Vance K. Opperman Mgmt For For
Roger J. Sit Mgmt For For
Julie H. Sullivan Mgmt For For
Barry N. Winslow Mgmt For For
Theresa M. H. Wise Mgmt For For
2. Advisory (Non-Binding) Vote to Approve Mgmt For For
Executive Compensation as Disclosed in the
Proxy Statement.
3. Advisory (Non-Binding) Vote to Ratify the Mgmt For For
Appointment of KPMG LLP as Independent
Registered Public Accountants for 2019.
--------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION Agenda Number: 935026547
--------------------------------------------------------------------------------------------------------------------------
Security: 872275102
Meeting Type: Special
Meeting Date: 07-Jun-2019
Ticker: TCF
ISIN: US8722751026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Agreement and Plan of Mgmt For For
Merger, dated as of January 27, 2019 (as it
may be amended from time to time), by and
between TCF Financial Corporation ("TCF")
and Chemical Financial Corporation
("Chemical"), pursuant to which TCF will
merge with and into Chemical, with Chemical
surviving the merger (the "TCF merger
proposal").
2. Approval, on a non-binding advisory basis, Mgmt For For
of certain compensation that will or may be
paid by TCF to its named executive officers
that is based on or otherwise relates to
the merger (the "TCF compensation
proposal").
3. Approval of the adjournment of the special Mgmt For For
meeting of TCF stockholders to a later date
or dates, if necessary or appropriate, for
the purpose of soliciting additional votes
for the approval of the TCF merger proposal
if there are insufficient votes to approve
the TCF merger proposal at the time of the
special meeting (the "TCF adjournment
proposal").
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 934953630
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Michael A. Bradley Mgmt For For
1B Election of Director: Edwin J. Gillis Mgmt For For
1C Election of Director: Timothy E. Guertin Mgmt For For
1D Election of Director: Mark E. Jagiela Mgmt For For
1E Election of Director: Mercedes Johnson Mgmt For For
1F Election of Director: Marilyn Matz Mgmt For For
1G Election of Director: Paul J. Tufano Mgmt For For
1H Election of Director: Roy A. Vallee Mgmt For For
2 To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers as disclosed in
the Company's proxy statement under the
headings "Compensation Discussion and
Analysis" and "Executive Compensation
Tables".
3 To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
TEREX CORPORATION Agenda Number: 934965786
--------------------------------------------------------------------------------------------------------------------------
Security: 880779103
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: TEX
ISIN: US8807791038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Paula H.J. Mgmt For For
Cholmondeley
1b. Election of Director: Don DeFosset Mgmt For For
1c. Election of Director: John L. Garrison Jr. Mgmt For For
1d. Election of Director: Thomas J. Hansen Mgmt For For
1e. Election of Director: Matthew Hepler Mgmt For For
1f. Election of Director: Raimund Klinkner Mgmt For For
1g. Election of Director: Andra Rush Mgmt For For
1h. Election of Director: David A. Sachs Mgmt For For
1i. Election of Director: David C. Wang Mgmt For For
1j. Election of Director: Scott W. Wine Mgmt For For
2. To approve the compensation of the Mgmt For For
company's named executive officers.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for 2019.
--------------------------------------------------------------------------------------------------------------------------
TEXTRON INC. Agenda Number: 934941786
--------------------------------------------------------------------------------------------------------------------------
Security: 883203101
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: TXT
ISIN: US8832031012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Scott C. Donnelly Mgmt For For
1b. Election of Director: Kathleen M. Bader Mgmt For For
1c. Election of Director: R. Kerry Clark Mgmt For For
1d. Election of Director: James T. Conway Mgmt For For
1e. Election of Director: Lawrence K. Fish Mgmt For For
1f. Election of Director: Paul E. Gagne Mgmt For For
1g. Election of Director: Ralph D. Heath Mgmt For For
1h. Election of Director: Deborah Lee James Mgmt For For
1i. Election of Director: Lloyd G. Trotter Mgmt For For
1j. Election of Director: James L. Ziemer Mgmt For For
1k. Election of Director: Maria T. Zuber Mgmt For For
2. Approval of the advisory (non-binding) Mgmt Against Against
resolution to approve executive
compensation.
3. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
4. Shareholder proposal regarding shareholder Shr For Against
action by written consent.
--------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION Agenda Number: 934938044
--------------------------------------------------------------------------------------------------------------------------
Security: 00130H105
Meeting Type: Annual
Meeting Date: 18-Apr-2019
Ticker: AES
ISIN: US00130H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Janet G. Davidson Mgmt For For
1b. Election of Director: Andres R. Gluski Mgmt For For
1c. Election of Director: Charles L. Harrington Mgmt For For
1d. Election of Director: Tarun Khanna Mgmt For For
1e. Election of Director: Holly K. Koeppel Mgmt For For
1f. Election of Director: James H. Miller Mgmt For For
1g. Election of Director: Alain Monie Mgmt For For
1h. Election of Director: John B. Morse, Jr Mgmt For For
1i. Election of Director: Moises Naim Mgmt For For
1j. Election of Director: Jeffrey W. Ubben Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent auditors of the
Company for the fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 934978783
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kermit R. Crawford Mgmt For For
1b. Election of Director: Michael L. Eskew Mgmt For For
1c. Election of Director: Margaret M. Keane Mgmt For For
1d. Election of Director: Siddharth N. Mehta Mgmt For For
1e. Election of Director: Jacques P. Perold Mgmt For For
1f. Election of Director: Andrea Redmond Mgmt For For
1g. Election of Director: Gregg M. Sherrill Mgmt For For
1h. Election of Director: Judith A. Sprieser Mgmt For For
1i. Election of Director: Perry M. Traquina Mgmt For For
1j. Election of Director: Thomas J. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executives.
3. Approval of the 2019 Equity Incentive Plan. Mgmt For For
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Allstate's independent
registered public accountant for 2019.
5. Stockholder proposal on reporting political Shr For Against
contributions.
--------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 934978125
--------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: HIG
ISIN: US4165151048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert B. Allardice, Mgmt For For
III
1b. Election of Director: Carlos Dominguez Mgmt For For
1c. Election of Director: Trevor Fetter Mgmt For For
1d. Election of Director: Stephen P. McGill Mgmt Abstain Against
1e. Election of Director: Kathryn A. Mikells Mgmt For For
1f. Election of Director: Michael G. Morris Mgmt For For
1g. Election of Director: Julie G. Richardson Mgmt For For
1h. Election of Director: Teresa W. Roseborough Mgmt For For
1i. Election of Director: Virginia P. Mgmt For For
Ruesterholz
1j. Election of Director: Christopher J. Swift Mgmt For For
1k. Election of Director: Greig Woodring Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2019
3. Management proposal to approve, on a Mgmt Against Against
non-binding advisory basis, the
compensation of the Company's named
executive officers as disclosed in the
Company's proxy statement
--------------------------------------------------------------------------------------------------------------------------
TUPPERWARE BRANDS CORPORATION Agenda Number: 934988695
--------------------------------------------------------------------------------------------------------------------------
Security: 899896104
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: TUP
ISIN: US8998961044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Catherine A. Bertini Mgmt For For
1b. Election of Director: Susan M. Cameron Mgmt For For
1c. Election of Director: Kriss Cloninger III Mgmt For For
1d. Election of Director: Meg Crofton Mgmt For For
1e. Election of Director: E. V. Goings Mgmt For For
1f. Election of Director: Angel R. Martinez Mgmt For For
1g. Election of Directors: Christopher D. Mgmt For For
O'Leary
1h. Election of Director: Richard T. Riley Mgmt For For
1i. Election of Director: Joyce M. Roche Mgmt For For
1j. Election of Director: Patricia A. Stitzel Mgmt For For
1k. Election of Director: M. Anne Szostak Mgmt For For
2. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation Program
3. Proposal to Approve the Tupperware Brands Mgmt For For
Corporation 2019 Incentive Plan
4. Proposal to Ratify the Appointment of the Mgmt For For
Independent Registered Public Accounting
Firm
PPM Small Cap Value Fund
--------------------------------------------------------------------------------------------------------------------------
AEROJET ROCKETDYNE HOLDINGS, INC. Agenda Number: 934955343
--------------------------------------------------------------------------------------------------------------------------
Security: 007800105
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: AJRD
ISIN: US0078001056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gen Kevin P. Chilton Mgmt For For
Thomas A. Corcoran Mgmt For For
Eileen P. Drake Mgmt For For
James R. Henderson Mgmt For For
Warren G. Lichtenstein Mgmt For For
Gen L W Lord USAF (Ret) Mgmt For For
Martin Turchin Mgmt For For
2. Advisory vote to approve Aerojet Mgmt For For
Rocketdyne's executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP, an independent
registered public accounting firm, as
independent auditors of the Company for the
year ending December 31, 2019.
4. Approval of the Company's 2019 Equity and Mgmt For For
Performance Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED Agenda Number: 934957791
--------------------------------------------------------------------------------------------------------------------------
Security: 01741R102
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: ATI
ISIN: US01741R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Leroy M. Ball, Jr. Mgmt For For
1.2 Election of Director: Carolyn Corvi Mgmt For For
1.3 Election of Director: Robert S. Wetherbee Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent auditors for 2019.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HLDGS, INC Agenda Number: 934946077
--------------------------------------------------------------------------------------------------------------------------
Security: 024061103
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: AXL
ISIN: US0240611030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Elizabeth A. Chappell Mgmt For For
1B Election of Director: Herbert K. Parker Mgmt For For
1C Election of Director: John F. Smith Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2019
--------------------------------------------------------------------------------------------------------------------------
BANC OF CALIFORNIA, INC. Agenda Number: 935017500
--------------------------------------------------------------------------------------------------------------------------
Security: 05990K106
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: BANC
ISIN: US05990K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Mary A. Curran Mgmt For For
1B Election of Director: B.A. Fallon-Walsh Mgmt For For
1C Election of Director: Bonnie G. Hill Mgmt For For
1D Election of Director: Richard J. Lashley Mgmt For For
1E Election of Director: Jonah F. Schnel Mgmt For For
1F Election of Director: W. Kirk Wycoff Mgmt For For
II Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2019.
III Approval, on an advisory and non-binding Mgmt For For
basis, of the compensation paid to the
Company's named executive officers, as
disclosed in the Company's proxy statement
for the Annual Meeting (Say-on-Pay).
IV Approval, on an advisory and non-binding Mgmt 1 Year For
basis, of the frequency of future
Say-on-Pay votes.
--------------------------------------------------------------------------------------------------------------------------
BELDEN INC. Agenda Number: 934980512
--------------------------------------------------------------------------------------------------------------------------
Security: 077454106
Meeting Type: Annual
Meeting Date: 24-May-2019
Ticker: BDC
ISIN: US0774541066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David J. Aldrich Mgmt For For
1b. Election of Director: Lance C. Balk Mgmt For For
1c. Election of Director: Steven W. Berglund Mgmt For For
1d. Election of Director: Diane D. Brink Mgmt For For
1e. Election of Director: Judy L. Brown Mgmt For For
1f. Election of Director: Bryan C. Cressey Mgmt For For
1g. Election of Director: Jonathan C. Klein Mgmt For For
1h. Election of Director: George E. Minnich Mgmt For For
1i. Election of Director: John S. Stroup Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation for 2018.
--------------------------------------------------------------------------------------------------------------------------
BENCHMARK ELECTRONICS, INC. Agenda Number: 934967045
--------------------------------------------------------------------------------------------------------------------------
Security: 08160H101
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: BHE
ISIN: US08160H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bruce A. Carlson Mgmt For For
Douglas G. Duncan Mgmt For For
Robert K. Gifford Mgmt For For
Kenneth T. Lamneck Mgmt For For
Jeffrey S. McCreary Mgmt For For
Merilee Raines Mgmt For For
David W. Scheible Mgmt For For
Jeffrey W. Benck Mgmt For For
2. Approve the compensation of the Company's Mgmt For For
named executive officers
3. Ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accounting
firm
4. Approve adoption of the Benchmark Mgmt For For
Electronics, Inc. 2019 Omnibus Incentive
Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
BOFI HOLDING, INC. Agenda Number: 934877044
--------------------------------------------------------------------------------------------------------------------------
Security: 05566U108
Meeting Type: Annual
Meeting Date: 25-Oct-2018
Ticker:
ISIN: US05566U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul J. Grinberg Mgmt Withheld Against
Gregory Garrabrants Mgmt For For
Uzair Dada Mgmt For For
2. To approve, in a non-binding and advisory Mgmt Against Against
vote, the compensation of the Company's
named executive officers as disclosed in
the Company's proxy statement
3. To ratify the selection of BDO USA, LLP as Mgmt For For
the Company's independent public accounting
firm for fiscal year 2019
--------------------------------------------------------------------------------------------------------------------------
CACI INTERNATIONAL INC Agenda Number: 934882843
--------------------------------------------------------------------------------------------------------------------------
Security: 127190304
Meeting Type: Annual
Meeting Date: 15-Nov-2018
Ticker: CACI
ISIN: US1271903049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth Asbury Mgmt For For
1B. Election of Director: Michael A. Daniels Mgmt For For
1C. Election of Director: James S. Gilmore, III Mgmt For For
1D. Election of Director: William L. Jews Mgmt For For
1E. Election of Director: Gregory G. Johnson Mgmt For For
1F. Election of Director: J. Phillip London Mgmt For For
1G. Election of Director: James L. Pavitt Mgmt For For
1H. Election of Director: Warren R. Phillips Mgmt For For
1I. Election of Director: Debora A. Plunkett Mgmt For For
1J. Election of Director: Charles P. Revoile Mgmt For For
1K. Election of Director: William S. Wallace Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
COTT CORPORATION Agenda Number: 934945859
--------------------------------------------------------------------------------------------------------------------------
Security: 22163N106
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: COT
ISIN: CA22163N1069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Britta Bomhard Mgmt For For
Jerry Fowden Mgmt For For
Stephen H. Halperin Mgmt For For
Thomas Harrington Mgmt For For
Betty Jane Hess Mgmt For For
Gregory Monahan Mgmt For For
Mario Pilozzi Mgmt For For
Eric Rosenfeld Mgmt Withheld Against
Graham Savage Mgmt For For
Steven Stanbrook Mgmt For For
2. Appointment of PricewaterhouseCoopers LLP Mgmt For For
as the Independent Registered Certified
Public Accounting Firm.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of Cott Corporation's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC. Agenda Number: 934963996
--------------------------------------------------------------------------------------------------------------------------
Security: 126349109
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: CSGS
ISIN: US1263491094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ronald H. Cooper Mgmt For For
1b. Election of Director: Janice I. Obuchowski Mgmt For For
1c. Election of Director: Donald B. Reed Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for fiscal 2019.
--------------------------------------------------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC. Agenda Number: 934959187
--------------------------------------------------------------------------------------------------------------------------
Security: 25271C102
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: DO
ISIN: US25271C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: James S. Tisch Mgmt Against Against
1B Election of Director: Marc Edwards Mgmt Against Against
1C Election of Director: Anatol Feygin Mgmt For For
1D Election of Director: Paul G. Gaffney II Mgmt For For
1E Election of Director: Edward Grebow Mgmt For For
1F Election of Director: Kenneth I. Siegel Mgmt Against Against
1G Election of Director: Clifford M. Sobel Mgmt For For
1H Election of Director: Andrew H. Tisch Mgmt Against Against
2. To approve, on an advisory basis, executive Mgmt For For
compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent auditor for
our company and its subsidiaries for fiscal
year 2019
--------------------------------------------------------------------------------------------------------------------------
ELECTRONICS FOR IMAGING, INC. Agenda Number: 935017360
--------------------------------------------------------------------------------------------------------------------------
Security: 286082102
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: EFII
ISIN: US2860821022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eric Brown Mgmt For For
Janice Durbin Chaffin Mgmt For For
Gill Cogan Mgmt For For
Guy Gecht Mgmt For For
Thomas Georgens Mgmt For For
Richard A. Kashnow Mgmt For For
Dan Maydan Mgmt For For
William D. Muir, Jr. Mgmt For For
2. To approve a non-binding advisory proposal Mgmt For For
on executive compensation.
3. To approve the Electronics For Imaging, Mgmt For For
Inc. 2019 Equity Incentive Plan.
4. To approve the amendment and restatement of Mgmt For For
the Electronics For Imaging, Inc. Employee
Stock Purchase Plan.
5. To ratify the appointment of the Company's Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
ESTERLINE TECHNOLOGIES CORPORATION Agenda Number: 934910844
--------------------------------------------------------------------------------------------------------------------------
Security: 297425100
Meeting Type: Special
Meeting Date: 17-Jan-2019
Ticker: ESL
ISIN: US2974251009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
as it may be amended from time to time,
dated as of October 9, 2018 by and among
Esterline Technologies Corporation,
TransDigm Group Incorporated, and
Thunderbird Merger Sub Inc.
2. To approve, by non-binding, advisory vote, Mgmt Against Against
compensation that will or may become
payable by Esterline Technologies
Corporation to its named executive officers
in connection with the merger contemplated
by the merger agreement.
3. To approve one or more adjournments of the Mgmt For For
Special Meeting to a later date or dates,
if necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to adopt the merger
agreement at the time of the special
meeting.
--------------------------------------------------------------------------------------------------------------------------
ESTERLINE TECHNOLOGIES CORPORATION Agenda Number: 934916113
--------------------------------------------------------------------------------------------------------------------------
Security: 297425100
Meeting Type: Annual
Meeting Date: 07-Feb-2019
Ticker: ESL
ISIN: US2974251009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Delores M. Etter Mgmt For For
1.2 Election of Director: Paul V. Haack Mgmt For For
1.3 Election of Director: Mary L. Howell Mgmt For For
1.4 Election of Director: Scott E. Kuechle Mgmt For For
1.5 Election of Director: Curtis C. Reusser Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers for the fiscal year
ended September 28, 2018.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 27, 2019.
--------------------------------------------------------------------------------------------------------------------------
FCB FINANCIAL HOLDINGS, INC. Agenda Number: 934896121
--------------------------------------------------------------------------------------------------------------------------
Security: 30255G103
Meeting Type: Special
Meeting Date: 29-Nov-2018
Ticker: FCB
ISIN: US30255G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Merger Proposal: To adopt the Agreement and Mgmt For For
Plan of Merger, dated as of July 23, 2018,
as it may be amended from time to time, by
and among Synovus Financial Corp.
("Synovus"), Azalea Merger Sub Corp., a
wholly-owned subsidiary of Synovus, and FCB
Financial Holdings, Inc. ("FCB") and the
transactions contemplated thereby.
2. Compensation Proposal: To approve, on a Mgmt Against Against
non-binding, advisory basis, the
compensation to be paid to FCB's named
executive officers that is based on or
otherwise relates to the merger.
3. Adjournment Proposal: To approve the Mgmt For For
adjournment of the FCB special meeting, if
necessary or appropriate to permit further
solicitation of proxies in favor of the
merger proposal.
--------------------------------------------------------------------------------------------------------------------------
GATX CORPORATION Agenda Number: 934954024
--------------------------------------------------------------------------------------------------------------------------
Security: 361448103
Meeting Type: Annual
Meeting Date: 29-Apr-2019
Ticker: GATX
ISIN: US3614481030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Diane M. Aigotti Mgmt For For
1.2 Election of Director: Anne L. Arvia Mgmt For For
1.3 Election of Director: Ernst A. Haberli Mgmt For For
1.4 Election of Director: Brian A. Kenney Mgmt For For
1.5 Election of Director: James B. Ream Mgmt For For
1.6 Election of Director: Robert J. Ritchie Mgmt For For
1.7 Election of Director: David S. Sutherland Mgmt For For
1.8 Election of Director: Stephen R. Wilson Mgmt For For
1.9 Election of Director: Paul G. Yovovich Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR ENDING DECEMBER 31, 2019
--------------------------------------------------------------------------------------------------------------------------
HELEN OF TROY LIMITED Agenda Number: 934856507
--------------------------------------------------------------------------------------------------------------------------
Security: G4388N106
Meeting Type: Annual
Meeting Date: 22-Aug-2018
Ticker: HELE
ISIN: BMG4388N1065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gary B. Abromovitz Mgmt For For
1B. Election of Director: Krista L. Berry Mgmt For For
1C. Election of Director: Vincent D. Carson Mgmt For For
1D. Election of Director: Thurman K. Case Mgmt For For
1E. Election of Director: Timothy F. Meeker Mgmt For For
1F. Election of Director: Julien R. Mininberg Mgmt For For
1G. Election of Director: Beryl B. Raff Mgmt For For
1H. Election of Director: William F. Susetka Mgmt For For
1I. Election of Director: Darren G. Woody Mgmt For For
2. To provide advisory approval of the Mgmt For For
Company's executive compensation.
3. To approve the Helen of Troy Limited 2018 Mgmt For For
Stock Incentive Plan.
4. To approve the Helen of Troy Limited 2018 Mgmt For For
Employee Stock Purchase Plan.
5. To appoint Grant Thornton LLP as the Mgmt For For
Company's auditor and independent
registered public accounting firm to serve
for the 2019 fiscal year and to authorize
the Audit Committee of the Board of
Directors to set the auditor's
remuneration.
--------------------------------------------------------------------------------------------------------------------------
HELIX ENERGY SOLUTIONS GROUP, INC. Agenda Number: 934969380
--------------------------------------------------------------------------------------------------------------------------
Security: 42330P107
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: HLX
ISIN: US42330P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Amerino Gatti Mgmt For For
John V. Lovoi Mgmt For For
Jan Rask Mgmt For For
2. Ratification of the selection of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year 2019.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the 2018 compensation of our named
executive officers.
4. Approval of the amendment and restatement Mgmt For For
of the Helix Energy Solutions Group, Inc.
2005 Long Term Incentive Plan.
5. Approval of the amendment and restatement Mgmt For For
of the Helix Energy Solutions Group, Inc.
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
HILL-ROM HOLDINGS, INC. Agenda Number: 934919361
--------------------------------------------------------------------------------------------------------------------------
Security: 431475102
Meeting Type: Annual
Meeting Date: 06-Mar-2019
Ticker: HRC
ISIN: US4314751029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William G. Dempsey Mgmt For For
Gary L. Ellis Mgmt For For
Stacy Enxing Seng Mgmt For For
Mary Garrett Mgmt For For
James R. Giertz Mgmt For For
John P. Groetelaars Mgmt For For
William H. Kucheman Mgmt For For
Ronald A. Malone Mgmt For For
Nancy M. Schlichting Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
compensation of Hill- Rom Holdings, Inc.'s
named excecutive officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm of
Hill-Rom Holdings, Inc. for fiscal year
2019.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 934914943
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Special
Meeting Date: 25-Jan-2019
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Agreement and Plan of Merger, Mgmt For For
dated as of September 20, 2018 (the "merger
agreement"), by and among Independent Bank
Corp. ("Independent"), Rockland Trust
Company, Blue Hills Bancorp, Inc. ("BHB")
and Blue Hills Bank, and to approve the
transactions contemplated by the merger
agreement, including the merger of BHB with
and into Independent (the "merger") and the
issuance of up to 6,835,690 shares of
Independent common stock in connection with
the merger.
2. Authorize the board of directors of Mgmt For For
Independent to adjourn or postpone the
special meeting, if necessary, to permit
further solicitation of proxies in favor of
the Independent merger agreement proposal
or to vote on other matters properly before
the special meeting.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 934972488
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Re-Election of Class II Director: Michael Mgmt For For
P. Hogan
1.2 Re-Election of Class II Director: Eileen C. Mgmt For For
Miskell
1.3 Re-Election of Class II Director: Gerard F. Mgmt For For
Nadeau
1.4 Re-Election of Class II Director: Thomas R. Mgmt For For
Venables
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2019.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INGREDION INC Agenda Number: 934969568
--------------------------------------------------------------------------------------------------------------------------
Security: 457187102
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: INGR
ISIN: US4571871023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Luis Mgmt For For
Aranguren-Trellez
1b. Election of Director: David B. Fischer Mgmt For For
1c. Election of Director: Paul Hanrahan Mgmt For For
1d. Election of Director: Rhonda L. Jordan Mgmt For For
1e. Election of Director: Gregory B. Kenny Mgmt For For
1f. Election of Director: Barbara A. Klein Mgmt For For
1g. Election of Director: Victoria J. Reich Mgmt For For
1h. Election of Director: Jorge A. Uribe Mgmt For For
1i. Election of Director: Dwayne A. Wilson Mgmt For For
1j. Election of Director: James P. Zallie Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of the company's "named
executive officers"
3. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm of the company and its
subsidiaries, in respect of the company's
operations in 2019
--------------------------------------------------------------------------------------------------------------------------
INTEGER HOLDINGS CORPORATION Agenda Number: 934997783
--------------------------------------------------------------------------------------------------------------------------
Security: 45826H109
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: ITGR
ISIN: US45826H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pamela G. Bailey Mgmt For For
Joseph W. Dziedzic Mgmt For For
James F. Hinrichs Mgmt For For
Jean Hobby Mgmt For For
M. Craig Maxwell Mgmt For For
Filippo Passerini Mgmt For For
Bill R. Sanford Mgmt For For
Peter H. Soderberg Mgmt For For
Donald J. Spence Mgmt For For
William B. Summers, Jr. Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR INTEGER HOLDINGS
CORPORATION FOR FISCAL YEAR 2019.
3. APPROVE BY NON-BINDING ADVISORY VOTE THE Mgmt For For
COMPENSATION OF INTEGER HOLDINGS
CORPORATION NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
JANUS HENDERSON GROUP PLC Agenda Number: 934946293
--------------------------------------------------------------------------------------------------------------------------
Security: G4474Y214
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: JHG
ISIN: JE00BYPZJM29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the 2018 Annual Report and Mgmt For For
Accounts.
2. To reappoint Ms K Desai as a Director. Mgmt For For
3. To reappoint Mr J Diermeier as a Director. Mgmt For For
4. To reappoint Mr K Dolan as a Director. Mgmt For For
5. To Reappoint Mr E Flood Jr as a Director. Mgmt For For
6. To reappoint Mr R Gillingwater as a Mgmt For For
Director.
7. To reappoint Mr L Kochard as a Director. Mgmt For For
8. To reappoint Mr G Schafer as a Director. Mgmt For For
9. To reappoint Ms A Seymour-Jackson as a Mgmt For For
Director.
10. To reappoint Mr R Weil as a Director. Mgmt For For
11. To reappoint Mr T Yamamoto as a Director. Mgmt For For
12. To reappoint PricewaterhouseCoopers LLP as Mgmt For For
auditors and to authorize the Directors to
agree their remuneration.
13. To authorize the Company to purchase its Mgmt For For
own shares to a limited extent.
14. To authorize the company to purchase its Mgmt For For
own CDIs to a limited extent.
--------------------------------------------------------------------------------------------------------------------------
KENNAMETAL INC. Agenda Number: 934875507
--------------------------------------------------------------------------------------------------------------------------
Security: 489170100
Meeting Type: Annual
Meeting Date: 30-Oct-2018
Ticker: KMT
ISIN: US4891701009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
Joseph Alvarado Mgmt For For
Cindy L. Davis Mgmt For For
William J. Harvey Mgmt For For
William M. Lambert Mgmt For For
Lorraine M. Martin Mgmt For For
Timothy R. McLevish Mgmt For For
Sagar A. Patel Mgmt For For
Christopher Rossi Mgmt For For
L. W. Stranghoener Mgmt For For
Steven H. Wunning Mgmt For For
II RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2019.
III NON-BINDING (ADVISORY) VOTE TO APPROVE THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
KITE REALTY GROUP TRUST Agenda Number: 934960116
--------------------------------------------------------------------------------------------------------------------------
Security: 49803T300
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: KRG
ISIN: US49803T3005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Trustee: John A. Kite Mgmt For For
1b. Election of Trustee: William E. Bindley Mgmt Against Against
1c. Election of Trustee: Victor J. Coleman Mgmt Against Against
1d. Election of Trustee: Lee A. Daniels Mgmt Against Against
1e. Election of Trustee: Christie B. Kelly Mgmt For For
1f. Election of Trustee: David R. O'Reilly Mgmt For For
1g. Election of Trustee: Barton R. Peterson Mgmt Against Against
1h. Election of Trustee: Charles H. Wurtzebach Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for Kite Realty
Group Trust for the fiscal year ending
December 31, 2019.
4. Approval of the Kite Realty Group Trust Mgmt For For
2013 Equity Incentive Plan, as amended and
restated as of February 28, 2019.
--------------------------------------------------------------------------------------------------------------------------
LIFEPOINT HEALTH, INC. Agenda Number: 934883352
--------------------------------------------------------------------------------------------------------------------------
Security: 53219L109
Meeting Type: Special
Meeting Date: 29-Oct-2018
Ticker: LPNT
ISIN: US53219L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of July 22, 2018, as it may be
amended from time to time, by and among
LifePoint Health, Inc., RegionalCare
Hospital Partners Holdings, Inc. (D/B/A
RCCH HealthCare Partners) and Legend Merger
Sub, Inc.
2. To approve one or more adjournments of the Mgmt For For
special meeting, if necessary or advisable,
to solicit additional proxies if there are
insufficient votes at the time of the
special meeting to adopt the Agreement and
Plan of Merger.
3. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the golden parachute compensation
that may be payable to LifePoint Health,
Inc.'s named executive officers in
connection with the consummation of the
merger.
--------------------------------------------------------------------------------------------------------------------------
MAGELLAN HEALTH, INC. Agenda Number: 935019605
--------------------------------------------------------------------------------------------------------------------------
Security: 559079207
Meeting Type: Annual
Meeting Date: 21-Jun-2019
Ticker: MGLN
ISIN: US5590792074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael S. Diament Mgmt For For
Barry M. Smith Mgmt For For
Swati Abbott Mgmt For For
Peter A. Feld Mgmt For For
Leslie V. Norwalk Mgmt For For
Guy P. Sansone Mgmt For For
Steven J. Shulman Mgmt For For
2. To approve, in an advisory vote, the Mgmt For For
compensation of the named executive
officers.
3. Ratification of Ernst & Young as Mgmt For For
independent auditors for fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
MEDNAX, INC. Agenda Number: 934964520
--------------------------------------------------------------------------------------------------------------------------
Security: 58502B106
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: MD
ISIN: US58502B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cesar L. Alvarez Mgmt For For
Karey D. Barker Mgmt For For
Waldemar A. Carlo, M.D. Mgmt For For
Michael B. Fernandez Mgmt For For
Paul G. Gabos Mgmt For For
P. J. Goldschmidt, M.D. Mgmt For For
Manuel Kadre Mgmt For For
Roger J. Medel, M.D. Mgmt For For
Carlos A. Migoya Mgmt For For
Michael A. Rucker Mgmt For For
Enrique J. Sosa, Ph.D. Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2019 fiscal year.
3. Proposal to approve, by non-binding Mgmt Against Against
advisory vote, the compensation of our
named executive officers.
4. Proposal to approve the amendment and Mgmt For For
restatement of the Mednax, Inc. Amended and
Restated 2008 Incentive Compensation plan,
as amended.
--------------------------------------------------------------------------------------------------------------------------
MEREDITH CORPORATION Agenda Number: 934877955
--------------------------------------------------------------------------------------------------------------------------
Security: 589433101
Meeting Type: Annual
Meeting Date: 14-Nov-2018
Ticker: MDP
ISIN: US5894331017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas H. Harty# Mgmt For For
Donald C. Berg# Mgmt For For
Paula A. Kerger# Mgmt For For
Frederick B. Henry* Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt For For
executive compensation program for the
Company's named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending June
30, 2019.
--------------------------------------------------------------------------------------------------------------------------
OLIN CORPORATION Agenda Number: 934937888
--------------------------------------------------------------------------------------------------------------------------
Security: 680665205
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: OLN
ISIN: US6806652052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: C. Robert Bunch Mgmt For For
1.2 Election of Director: Randall W. Larrimore Mgmt For For
1.3 Election of Director: John M. B. O'Connor Mgmt For For
1.4 Election of Director: Scott M. Sutton Mgmt For For
1.5 Election of Director: William H. Weideman Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
OWENS & MINOR, INC. Agenda Number: 934959391
--------------------------------------------------------------------------------------------------------------------------
Security: 690732102
Meeting Type: Annual
Meeting Date: 10-May-2019
Ticker: OMI
ISIN: US6907321029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Stuart M. Essig Mgmt For For
1.2 Election of Director: Barbara B. Hill Mgmt For For
1.3 Election of Director: Mark F. McGettrick Mgmt For For
1.4 Election of Director: Eddie N. Moore, Jr. Mgmt For For
1.5 Election of Director: Edward A. Pesicka Mgmt For For
1.6 Election of Director: Robert C. Sledd Mgmt For For
1.7 Election of Director: Anne Marie Whittemore Mgmt For For
2. Vote to approve Amendment No. 1 to the Mgmt For For
Owens & Minor, Inc. 2018 Stock Incentive
Plan
3. Vote to ratify KPMG LLP as the Company's Mgmt For For
independent public accounting firm for the
year ending December 31, 2019
4. Advisory vote to approve executive Mgmt For For
compensation
5. Vote to approve a shareholder proposal Shr For
regarding proxy access, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
PARTY CITY HOLDCO INC. Agenda Number: 935008258
--------------------------------------------------------------------------------------------------------------------------
Security: 702149105
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: PRTY
ISIN: US7021491052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Company's Second Amended Mgmt For For
and Restated Certificate of Incorporation
to declassify the Board of Directors of the
Company.
2. DIRECTOR
Todd M. Abbrecht Mgmt For For
Steven J. Collins Mgmt Withheld Against
William S. Creekmuir Mgmt For For
Douglas A. Haber Mgmt Withheld Against
James M. Harrison Mgmt For For
Lisa K. Klinger Mgmt For For
Norman S. Matthews Mgmt Withheld Against
M. Millstone-Shroff Mgmt For For
Gerald C. Rittenberg Mgmt For For
Morry J. Weiss Mgmt Withheld Against
3a. Election of Class I Director for a term of Mgmt For For
three years: Todd M. Abbrecht(If Proposal 1
is not approved)
3b. Election of Class I Director for a term of Mgmt Abstain Against
three years: Douglas A. Haber(If Proposal 1
is not approved)
3c. Election of Class I Director for a term of Mgmt For For
three years: Lisa K. Klinger(If Proposal 1
is not approved)
4. To approve, on an advisory basis, the Mgmt For For
compensation paid by the Company to its
named executive officers.
5. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company for fiscal
2019.
--------------------------------------------------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC. Agenda Number: 935003575
--------------------------------------------------------------------------------------------------------------------------
Security: 703481101
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: PTEN
ISIN: US7034811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark S. Siegel Mgmt For For
Charles O. Buckner Mgmt For For
Tiffany (TJ) Thom Cepak Mgmt For For
Michael W. Conlon Mgmt For For
William A. Hendricks Jr Mgmt For For
Curtis W. Huff Mgmt For For
Terry H. Hunt Mgmt For For
Janeen S. Judah Mgmt For For
2. Approval of amendment to Patterson-UTI's Mgmt For For
Amended and Restated 2014 Long-Term
Incentive Plan.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Patterson- UTI for the fiscal year
ending December 31, 2019.
4. Approval of an advisory resolution on Mgmt For For
Patterson-UTI's compensation of its named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PBF ENERGY INC. Agenda Number: 934983746
--------------------------------------------------------------------------------------------------------------------------
Security: 69318G106
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: PBF
ISIN: US69318G1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Nimbley Mgmt For For
1B. Election of Director: Spencer Abraham Mgmt For For
1C. Election of Director: Wayne Budd Mgmt For For
1D. Election of Director: S. Eugene Edwards Mgmt For For
1E. Election of Director: William Hantke Mgmt For For
1F. Election of Director: Edward Kosnik Mgmt For For
1G. Election of Director: Robert Lavinia Mgmt For For
1H. Election of Director: Kimberly Lubel Mgmt For For
1I. Election of Director: George Ogden Mgmt For For
2. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
independent auditor for the year ended
December 31, 2019.
3. An advisory vote on the 2018 compensation Mgmt For For
of the named executive officers.
4. An advisory vote on the frequency of the Mgmt 1 Year For
advisory vote on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PENSKE AUTOMOTIVE GROUP, INC. Agenda Number: 934957094
--------------------------------------------------------------------------------------------------------------------------
Security: 70959W103
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: PAG
ISIN: US70959W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John D. Barr Mgmt Withheld Against
Lisa Davis Mgmt For For
Wolfgang Durheimer Mgmt For For
Michael R. Eisenson Mgmt For For
Robert H. Kurnick, Jr. Mgmt For For
Kimberly J. McWaters Mgmt Withheld Against
Roger S. Penske Mgmt For For
Roger S. Penske, Jr. Mgmt For For
Sandra E. Pierce Mgmt For For
Greg C. Smith Mgmt Withheld Against
Ronald G. Steinhart Mgmt Withheld Against
H. Brian Thompson Mgmt For For
Masashi Yamanaka Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
auditing firm for the year ending December
31, 2019.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 934936292
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 25-Mar-2019
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Fiederowicz Mgmt For For
Joseph A. Fiorita, Jr. Mgmt For For
Liang-Choo Hsia Mgmt For For
Peter S. Kirlin Mgmt For For
Constantine Macricostas Mgmt For For
George Macricostas Mgmt For For
Mitchell G. Tyson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for the fiscal year ending
October 31, 2019.
3. To approve an amendment to the Photronics, Mgmt For For
Inc. Employee Stock Purchase Plan to
increase the number of authorized shares of
common stock available from 1,500,000
shares to 1,850,000.
4 To approve, by non-binding advisory vote, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PNM RESOURCES, INC. Agenda Number: 934985839
--------------------------------------------------------------------------------------------------------------------------
Security: 69349H107
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: PNM
ISIN: US69349H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Vicky A. Bailey Mgmt For For
1b. Election of Director: Norman P. Becker Mgmt For For
1c. Election of Director: Patricia K. Collawn Mgmt For For
1d. Election of Director: E. Renae Conley Mgmt For For
1e. Election of Director: Alan J. Fohrer Mgmt For For
1f. Election of Director: Sidney M. Gutierrez Mgmt For For
1g. Election of Director: James A. Hughes Mgmt For For
1h. Election of Director: Maureen T. Mullarkey Mgmt For For
1i. Election of Director: Donald K. Schwanz Mgmt For For
1j. Election of Director: Bruce W. Wilkinson Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2019.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. Publish a report on coal combustion Shr Against For
residual matters at San Juan Generating
Station.
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 934979343
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: RS
ISIN: US7595091023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sarah J. Anderson Mgmt For For
1b. Election of Director: Karen W. Colonias Mgmt For For
1c. Election of Director: John G. Figueroa Mgmt For For
1d. Election of Director: David H. Hannah Mgmt For For
1e. Election of Director: Mark V. Kaminski Mgmt For For
1f. Election of Director: Robert A. McEvoy Mgmt For For
1g. Election of Director: Gregg J. Mollins Mgmt For For
1h. Election of Director: Andrew G. Sharkey, Mgmt For For
III
1i. Election of Director: Douglas W. Stotlar Mgmt For For
2. To consider a non-binding, advisory vote to Mgmt For For
approve the compensation of the Company's
named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
RENASANT CORPORATION Agenda Number: 934935959
--------------------------------------------------------------------------------------------------------------------------
Security: 75970E107
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: RNST
ISIN: US75970E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Connie L. Engel* Mgmt For For
John M. Creekmore# Mgmt For For
Jill V. Deer# Mgmt For For
Neal A. Holland, Jr.# Mgmt For For
E. Robinson McGraw# Mgmt For For
Sean M. Suggs# Mgmt For For
3. To adopt, in a non-binding advisory vote, a Mgmt For For
resolution approving the compensation of
our named executive officers, as described
in the proxy statement.
4. To ratify the appointment of HORNE, LLP as Mgmt For For
our independent registered public
accountants for 2019
--------------------------------------------------------------------------------------------------------------------------
SEMTECH CORPORATION Agenda Number: 935010013
--------------------------------------------------------------------------------------------------------------------------
Security: 816850101
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: SMTC
ISIN: US8168501018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James P. Burra Mgmt For For
Rodolpho C. Cardenuto Mgmt For For
Bruce C. Edwards Mgmt For For
Saar Gillai Mgmt For For
Rockell N. Hankin Mgmt For For
Ye Jane Li Mgmt For For
James T. Lindstrom Mgmt For For
Mohan R. Maheswaran Mgmt For For
Carmelo J. Santoro Mgmt For For
Sylvia Summers Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
2020 fiscal year.
3. Advisory resolution to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
SKECHERS U.S.A., INC. Agenda Number: 934976424
--------------------------------------------------------------------------------------------------------------------------
Security: 830566105
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: SKX
ISIN: US8305661055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Greenberg Mgmt Withheld Against
David Weinberg Mgmt Withheld Against
Jeffrey Greenberg Mgmt Withheld Against
2. Stockholder proposal requesting the Board Shr For Against
of Directors to prepare an annual report on
steps that Skechers is taking to enhance
board diversity beyond current levels.
--------------------------------------------------------------------------------------------------------------------------
SKYWEST, INC. Agenda Number: 934954769
--------------------------------------------------------------------------------------------------------------------------
Security: 830879102
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: SKYW
ISIN: US8308791024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jerry C. Atkin Mgmt For For
W. Steve Albrecht Mgmt For For
Russell A. Childs Mgmt For For
Henry J. Eyring Mgmt For For
Meredith S. Madden Mgmt For For
Ronald J. Mittelstaedt Mgmt For For
Andrew C. Roberts Mgmt For For
Keith E. Smith Mgmt For For
Steven F. Udvar-Hazy Mgmt For For
James L. Welch Mgmt For For
2. To consider and vote upon, on an advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
3. To approve the Skywest, Inc. 2019 Long-Term Mgmt For For
Incentive Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
SSGA FUNDS Agenda Number: 934897123
--------------------------------------------------------------------------------------------------------------------------
Security: 857492706
Meeting Type: Special
Meeting Date: 18-Dec-2018
Ticker: GVMXX
ISIN: US8574927062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. DIRECTOR
John R. Costantino Mgmt For For
Michael A. Jessee Mgmt For For
Ellen M. Needham Mgmt For For
Donna M. Rapaccioli Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STEELCASE INC. Agenda Number: 934833319
--------------------------------------------------------------------------------------------------------------------------
Security: 858155203
Meeting Type: Annual
Meeting Date: 11-Jul-2018
Ticker: SCS
ISIN: US8581552036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lawrence J. Blanford Mgmt For For
1b. Election of Director: Timothy C. E. Brown Mgmt For For
1c. Election of Director: Connie K. Duckworth Mgmt For For
1d. Election of Director: David W. Joos Mgmt For For
1e. Election of Director: James P. Keane Mgmt For For
1f. Election of Director: Todd P. Kelsey Mgmt For For
1g. Election of Director: Jennifer C. Niemann Mgmt For For
1h. Election of Director: Robert C. Pew III Mgmt For For
1i. Election of Director: Cathy D. Ross Mgmt For For
1j. Election of Director: Peter M. Wege II Mgmt For For
1k. Election of Director: P. Craig Welch, Jr. Mgmt For For
1l. Election of Director: Kate Pew Wolters Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
--------------------------------------------------------------------------------------------------------------------------
STERLING BANCORP Agenda Number: 934999989
--------------------------------------------------------------------------------------------------------------------------
Security: 85917A100
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: STL
ISIN: US85917A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John P. Cahill Mgmt For For
Navy E. Djonovic Mgmt For For
Fernando Ferrer Mgmt For For
Robert Giambrone Mgmt For For
Mona Aboelnaga Kanaan Mgmt For For
Jack Kopnisky Mgmt For For
James J. Landy Mgmt For For
Maureen Mitchell Mgmt For For
Patricia M. Nazemetz Mgmt For For
Richard O'Toole Mgmt For For
Ralph F. Palleschi Mgmt For For
Burt Steinberg Mgmt For For
William E. Whiston Mgmt For For
2. Approval of Amendment to the Sterling Mgmt For For
Bancorp 2015 Omnibus Equity and Incentive
Plan to increase the number of shares
reserved for issuance thereunder by
2,545,682 shares (for an aggregate
7,000,000 shares) and to effect certain tax
related updates as a result of the Tax Cuts
and Jobs Act of 2017.
3. Approval, by advisory, non-binding vote, of Mgmt For For
the compensation of the Named Executive
Officers.(Say-on-Pay)
4. Ratification of the appointment of Crowe Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC. Agenda Number: 935015443
--------------------------------------------------------------------------------------------------------------------------
Security: 868157108
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: SPN
ISIN: US8681571084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David D. Dunlap Mgmt For For
James M. Funk Mgmt For For
Terence E. Hall Mgmt For For
Peter D. Kinnear Mgmt For For
Janiece M. Longoria Mgmt For For
Michael M. McShane Mgmt For For
W. Matt Ralls Mgmt For For
2. Approve the compensation of our named Mgmt For For
executive officers on an advisory basis.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
SYNNEX CORPORATION Agenda Number: 934875278
--------------------------------------------------------------------------------------------------------------------------
Security: 87162W100
Meeting Type: Special
Meeting Date: 03-Oct-2018
Ticker: SNX
ISIN: US87162W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and vote on a proposal to Mgmt For For
approve the issuance of shares of SYNNEX
common stock, par value $0.001 per share,
in connection with the first of the two
mergers contemplated by the Agreement and
Plan of Merger, dated June 28, 2018, as
amended on August 22, 2018, and as it may
be amended from time to time, among SYNNEX,
Delta Merger Sub I, Inc., a Delaware
corporation and wholly-owned subsidiary of
SYNNEX, Concentrix CVG Corporation, a
Delaware corporation and wholly-owned
subsidiary of SYNNEX, and Convergys
Corporation, an Ohio corporation.
2. To consider and vote on a proposal to Mgmt For For
approve the adjournment of the SYNNEX
special meeting if necessary to solicit
additional proxies if there are not
sufficient votes to approve the issuance of
shares of SYNNEX common stock in connection
with the initial merger at the time of the
SYNNEX special meeting, or any adjournment
or postponement thereof.
--------------------------------------------------------------------------------------------------------------------------
SYNNEX CORPORATION Agenda Number: 934931204
--------------------------------------------------------------------------------------------------------------------------
Security: 87162W100
Meeting Type: Annual
Meeting Date: 15-Mar-2019
Ticker: SNX
ISIN: US87162W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin Murai Mgmt For For
Dwight Steffensen Mgmt For For
Dennis Polk Mgmt For For
Fred Breidenbach Mgmt For For
Hau Lee Mgmt For For
Matthew Miau Mgmt Withheld Against
Gregory Quesnel Mgmt For For
Ann Vezina Mgmt For For
Thomas Wurster Mgmt For For
Duane Zitzner Mgmt For For
Andrea Zulberti Mgmt For For
2. An advisory vote to approve our Executive Mgmt For For
Compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accountants.
--------------------------------------------------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP. Agenda Number: 934940253
--------------------------------------------------------------------------------------------------------------------------
Security: 87161C501
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: SNV
ISIN: US87161C5013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tim E. Bentsen Mgmt For For
1B. Election of Director: F. Dixon Brooke, Jr. Mgmt For For
1C. Election of Director: Stephen T. Butler Mgmt For For
1D. Election of Director: Elizabeth W. Camp Mgmt For For
1E. Election of Director: Diana M. Murphy Mgmt For For
1F. Election of Director: Harris Pastides Mgmt For For
1G. Election of Director: Joseph J. Prochaska, Mgmt For For
Jr.
1H. Election of Director: John L. Stallworth Mgmt For For
1I. Election of Director: Kessel D. Stelling Mgmt For For
1J. Election of Director: Barry L. Storey Mgmt For For
1K. Election of Director: Teresa White Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Synovus' named executive
officers as determined by the Compensation
Committee.
3. To ratify the appointment of KPMG LLP as Mgmt For For
Synovus' independent auditor for the year
2019.
--------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION Agenda Number: 934940140
--------------------------------------------------------------------------------------------------------------------------
Security: 872275102
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: TCF
ISIN: US8722751026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Bell Mgmt For For
William F. Bieber Mgmt For For
Theodore J. Bigos Mgmt For For
Craig R. Dahl Mgmt For For
Karen L. Grandstrand Mgmt For For
George G. Johnson Mgmt Withheld Against
Richard H. King Mgmt For For
Vance K. Opperman Mgmt For For
Roger J. Sit Mgmt For For
Julie H. Sullivan Mgmt For For
Barry N. Winslow Mgmt For For
Theresa M. H. Wise Mgmt For For
2. Advisory (Non-Binding) Vote to Approve Mgmt For For
Executive Compensation as Disclosed in the
Proxy Statement.
3. Advisory (Non-Binding) Vote to Ratify the Mgmt For For
Appointment of KPMG LLP as Independent
Registered Public Accountants for 2019.
--------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION Agenda Number: 935026547
--------------------------------------------------------------------------------------------------------------------------
Security: 872275102
Meeting Type: Special
Meeting Date: 07-Jun-2019
Ticker: TCF
ISIN: US8722751026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Agreement and Plan of Mgmt For For
Merger, dated as of January 27, 2019 (as it
may be amended from time to time), by and
between TCF Financial Corporation ("TCF")
and Chemical Financial Corporation
("Chemical"), pursuant to which TCF will
merge with and into Chemical, with Chemical
surviving the merger (the "TCF merger
proposal").
2. Approval, on a non-binding advisory basis, Mgmt For For
of certain compensation that will or may be
paid by TCF to its named executive officers
that is based on or otherwise relates to
the merger (the "TCF compensation
proposal").
3. Approval of the adjournment of the special Mgmt For For
meeting of TCF stockholders to a later date
or dates, if necessary or appropriate, for
the purpose of soliciting additional votes
for the approval of the TCF merger proposal
if there are insufficient votes to approve
the TCF merger proposal at the time of the
special meeting (the "TCF adjournment
proposal").
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 934953630
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Michael A. Bradley Mgmt For For
1B Election of Director: Edwin J. Gillis Mgmt For For
1C Election of Director: Timothy E. Guertin Mgmt For For
1D Election of Director: Mark E. Jagiela Mgmt For For
1E Election of Director: Mercedes Johnson Mgmt For For
1F Election of Director: Marilyn Matz Mgmt For For
1G Election of Director: Paul J. Tufano Mgmt For For
1H Election of Director: Roy A. Vallee Mgmt For For
2 To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers as disclosed in
the Company's proxy statement under the
headings "Compensation Discussion and
Analysis" and "Executive Compensation
Tables".
3 To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
TEREX CORPORATION Agenda Number: 934965786
--------------------------------------------------------------------------------------------------------------------------
Security: 880779103
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: TEX
ISIN: US8807791038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Paula H.J. Mgmt For For
Cholmondeley
1b. Election of Director: Don DeFosset Mgmt For For
1c. Election of Director: John L. Garrison Jr. Mgmt For For
1d. Election of Director: Thomas J. Hansen Mgmt For For
1e. Election of Director: Matthew Hepler Mgmt For For
1f. Election of Director: Raimund Klinkner Mgmt For For
1g. Election of Director: Andra Rush Mgmt For For
1h. Election of Director: David A. Sachs Mgmt For For
1i. Election of Director: David C. Wang Mgmt For For
1j. Election of Director: Scott W. Wine Mgmt For For
2. To approve the compensation of the Mgmt For For
company's named executive officers.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for 2019.
--------------------------------------------------------------------------------------------------------------------------
TOWER INTERNATIONAL, INC Agenda Number: 934954000
--------------------------------------------------------------------------------------------------------------------------
Security: 891826109
Meeting Type: Annual
Meeting Date: 18-Apr-2019
Ticker: TOWR
ISIN: US8918261095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dev Kapadia Mgmt For For
1B. Election of Director: Mark Malcolm Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP, as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
TRIUMPH GROUP, INC. Agenda Number: 934839347
--------------------------------------------------------------------------------------------------------------------------
Security: 896818101
Meeting Type: Annual
Meeting Date: 11-Jul-2018
Ticker: TGI
ISIN: US8968181011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Paul Bourgon Mgmt For For
1.2 Election of Director: Daniel J. Crowley Mgmt For For
1.3 Election of Director: Ralph E. Eberhart Mgmt For For
1.4 Election of Director: Daniel P. Garton Mgmt For For
1.5 Election of Director: Dawne S. Hickton Mgmt For For
1.6 Election of Director: William L. Mansfield Mgmt For For
1.7 Election of Director: Adam J. Palmer Mgmt For For
1.8 Election of Director: Joseph M. Silvestri Mgmt For For
1.9 Election of Director: Larry O. Spencer Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation paid to our named executive
officers for fiscal year 2018.
3. To approve the Triumph Group, Inc. 2018 Mgmt For For
Equity Incentive Plan.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
March 31, 2019.
5. Stockholder proposal to reduce the Shr For Against
threshold to call special stockholder
meetings to 10% of outstanding shares.
--------------------------------------------------------------------------------------------------------------------------
TUPPERWARE BRANDS CORPORATION Agenda Number: 934988695
--------------------------------------------------------------------------------------------------------------------------
Security: 899896104
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: TUP
ISIN: US8998961044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Catherine A. Bertini Mgmt For For
1b. Election of Director: Susan M. Cameron Mgmt For For
1c. Election of Director: Kriss Cloninger III Mgmt For For
1d. Election of Director: Meg Crofton Mgmt For For
1e. Election of Director: E. V. Goings Mgmt For For
1f. Election of Director: Angel R. Martinez Mgmt For For
1g. Election of Directors: Christopher D. Mgmt For For
O'Leary
1h. Election of Director: Richard T. Riley Mgmt For For
1i. Election of Director: Joyce M. Roche Mgmt For For
1j. Election of Director: Patricia A. Stitzel Mgmt For For
1k. Election of Director: M. Anne Szostak Mgmt For For
2. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation Program
3. Proposal to Approve the Tupperware Brands Mgmt For For
Corporation 2019 Incentive Plan
4. Proposal to Ratify the Appointment of the Mgmt For For
Independent Registered Public Accounting
Firm
--------------------------------------------------------------------------------------------------------------------------
VERINT SYSTEMS INC. Agenda Number: 935028983
--------------------------------------------------------------------------------------------------------------------------
Security: 92343X100
Meeting Type: Annual
Meeting Date: 20-Jun-2019
Ticker: VRNT
ISIN: US92343X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dan Bodner Mgmt For For
John Egan Mgmt For For
Stephen Gold Mgmt For For
Penelope Herscher Mgmt For For
William Kurtz Mgmt For For
Richard Nottenburg Mgmt For For
Howard Safir Mgmt For For
Earl Shanks Mgmt For For
2. To ratify of the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accountant for the year
ending January 31, 2020.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the named
executive officers as disclosed in the
accompanying proxy statement.
4. To approve the Verint Systems Inc. 2019 Mgmt For For
Long-Term Stock Incentive Plan.
PPM Strategic Income Fund
--------------------------------------------------------------------------------------------------------------------------
CHAPARRAL ENERGY, INC. Agenda Number: 935035813
--------------------------------------------------------------------------------------------------------------------------
Security: 15942R208
Meeting Type: Annual
Meeting Date: 28-Jun-2019
Ticker: CHAP
ISIN: US15942R2085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: K. Earl Reynolds Mgmt For For
1.2 Election of Director: Robert F. Heinemann Mgmt For For
1.3 Election of Director: Douglas E. Brooks Mgmt For For
1.4 Election of Director: Matthew D. Cabell Mgmt For For
1.5 Election of Director: Samuel Langford Mgmt For For
1.6 Election of Director: Kenneth W. Moore Mgmt For For
1.7 Election of Director: Marcus C. Rowland Mgmt For For
1.8 Election of Director: Gysle Shellum Mgmt For For
2. To approve the Chaparral Energy, Inc. 2019 Mgmt For For
Long-Term Incentive Plan.
3. To consider an advisory vote on the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
accompanying proxy statement.
4. To consider an advisory vote on the Mgmt 1 Year For
frequency of the advisory vote on the
compensation of the Company's named
executive officers.
5. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CHAPARRAL ENERGY, INC. Agenda Number: 935035813
--------------------------------------------------------------------------------------------------------------------------
Security: 15942R406
Meeting Type: Annual
Meeting Date: 28-Jun-2019
Ticker:
ISIN: US15942R4065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: K. Earl Reynolds Mgmt For For
1.2 Election of Director: Robert F. Heinemann Mgmt For For
1.3 Election of Director: Douglas E. Brooks Mgmt For For
1.4 Election of Director: Matthew D. Cabell Mgmt For For
1.5 Election of Director: Samuel Langford Mgmt For For
1.6 Election of Director: Kenneth W. Moore Mgmt For For
1.7 Election of Director: Marcus C. Rowland Mgmt For For
1.8 Election of Director: Gysle Shellum Mgmt For For
2. To approve the Chaparral Energy, Inc. 2019 Mgmt For For
Long-Term Incentive Plan.
3. To consider an advisory vote on the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
accompanying proxy statement.
4. To consider an advisory vote on the Mgmt 1 Year For
frequency of the advisory vote on the
compensation of the Company's named
executive officers.
5. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
DENBURY RESOURCES INC. Agenda Number: 934939630
--------------------------------------------------------------------------------------------------------------------------
Security: 247916208
Meeting Type: Special
Meeting Date: 17-Apr-2019
Ticker: DNR
ISIN: US2479162081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the issuance of Denbury Mgmt No vote
common stock in connection with the
Agreement and Plan of Merger, dated October
28, 2018.
2. Proposal to approve an amendment to Mgmt No vote
Denbury's Second Restated Certificate of
Incorporation to increase the number of
shares of Denbury common stock authorized
for issuance from 600,000,000 shares to
984,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
DENBURY RESOURCES INC. Agenda Number: 935006569
--------------------------------------------------------------------------------------------------------------------------
Security: 247916208
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: DNR
ISIN: US2479162081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John P. Dielwart Mgmt For For
1B. Election of Director: Michael B. Decker Mgmt For For
1C. Election of Director: Christian S. Kendall Mgmt For For
1D. Election of Director: Gregory L. McMichael Mgmt For For
1E. Election of Director: Kevin O. Meyers Mgmt For For
1F. Election of Director: Lynn A. Peterson Mgmt For For
1G. Election of Director: Randy Stein Mgmt For For
1H. Election of Director: Mary M. VanDeWeghe Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. To approve an amendment to the Company's Mgmt For For
Second Restated Certificate of
Incorporation to increase the number of
authorized shares of the Company's common
stock from 600,000,000 shares to
750,000,000 shares.
4. To approve the amendment and restatement of Mgmt For For
the Company's 2004 Omnibus Stock and
Incentive Plan, principally to increase the
number of reserved shares.
5. To ratify the Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
NBCUNIVERSAL ENTERPRISE, INC. Agenda Number: 935005149
--------------------------------------------------------------------------------------------------------------------------
Security: 63946CAE8
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker:
ISIN: US63946CAE84
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Series A Preferred Director: Mgmt For For
Bernard C. Watson, Ph.D.
--------------------------------------------------------------------------------------------------------------------------
SSGA FUNDS Agenda Number: 934897123
--------------------------------------------------------------------------------------------------------------------------
Security: 857492706
Meeting Type: Special
Meeting Date: 18-Dec-2018
Ticker: GVMXX
ISIN: US8574927062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. DIRECTOR
John R. Costantino Mgmt For For
Michael A. Jessee Mgmt For For
Ellen M. Needham Mgmt For For
Donna M. Rapaccioli Mgmt For For
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) PPM Funds
By (Signature) /s/ Mark Mandich
Name Mark Mandich
Title President
Date 08/28/2019