UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21475
NAME OF REGISTRANT: RBC Funds Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 50 South 6th Street
Suite 2350
Minneapolis, MN 55402
NAME AND ADDRESS OF AGENT FOR SERVICE: RBC Global Asset Management
(U.S.) Inc.
50 South 6th Street
Suite 2350
Minneapolis, MN 55402
REGISTRANT'S TELEPHONE NUMBER: 612-376-7000
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
Access Capital Community Investment Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
RBC BlueBay Emerging Market Debt Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
RBC BlueBay Global Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
RBC BlueBay High Yield Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
RBC Emerging Markets Equity Fund
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AIA GROUP LTD Agenda Number: 712492824
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 29-May-2020
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0424/2020042400952.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0424/2020042400966.pdf
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY, THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND OF 93.30 HONG Mgmt For For
KONG CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2019
3 TO RE-ELECT MR. EDMUND SZE-WING TSE AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
4 TO RE-ELECT MR. JACK CHAK-KWONG SO AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO RE-ELECT MR. MOHAMED AZMAN YAHYA AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
ITS REMUNERATION
7.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY, NOT EXCEEDING 10 PER
CENT OF THE NUMBER OF SHARES OF THE COMPANY
IN ISSUE AS AT THE DATE OF THIS RESOLUTION,
AND THE DISCOUNT FOR ANY SHARES TO BE
ISSUED SHALL NOT EXCEED 10 PER CENT TO THE
BENCHMARKED PRICE
7.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY, NOT
EXCEEDING 10 PER CENT OF THE NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF THIS RESOLUTION
8 TO APPROVE THE NEW SHARE OPTION SCHEME AND Mgmt For For
TO TERMINATE THE EXISTING SHARE OPTION
SCHEME
--------------------------------------------------------------------------------------------------------------------------
AMOREPACIFIC CORP. Agenda Number: 712232230
--------------------------------------------------------------------------------------------------------------------------
Security: Y01258105
Meeting Type: AGM
Meeting Date: 20-Mar-2020
Ticker:
ISIN: KR7090430000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 ELECTION OF OUTSIDE DIRECTOR: CHA SANG GYUN Mgmt For For
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ANTOFAGASTA PLC Agenda Number: 712405681
--------------------------------------------------------------------------------------------------------------------------
Security: G0398N128
Meeting Type: AGM
Meeting Date: 20-May-2020
Ticker:
ISIN: GB0000456144
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ACCOUNTS AND THE REPORTS OF Mgmt For For
THE DIRECTORS AND OF THE AUDITORS FOR THE
YEAR ENDED 31 DECEMBER 2019
2 TO APPROVE THE DIRECTORS' AND CEO Mgmt For For
REMUNERATION REPORT (EXCLUDING THE
DIRECTORS' AND CEO REMUNERATION POLICY) FOR
THE YEAR ENDED 31 DECEMBER 2019
3 TO APPROVE THE 2020 DIRECTORS' AND CEO Mgmt For For
REMUNERATION POLICY, THE FULL TEXT OF WHICH
IS SET OUT IN THE REMUNERATION SECTION OF
THE ANNUAL REPORT AND FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2019
4 TO DECLARE A FINAL DIVIDEND: FINAL DIVIDEND Mgmt For For
OF 23.4 CENTS PER ORDINARY SHARE
5 TO RE-ELECT JEAN-PAUL LUKSIC AS A DIRECTOR Mgmt For For
6 TO RE-ELECT OLLIE OLIVEIRA AS A DIRECTOR Mgmt For For
7 TO RE-ELECT RAMON JARA AS A DIRECTOR Mgmt For For
8 TO RE-ELECT JUAN CLARO AS A DIRECTOR Mgmt For For
9 TO RE-ELECT ANDRONICO LUKSIC AS A DIRECTOR Mgmt For For
10 TO RE-ELECT VIVIANNE BLANLOT AS A DIRECTOR Mgmt For For
11 TO RE-ELECT JORGE BANDE AS A DIRECTOR Mgmt For For
12 TO RE-ELECT FRANCISCA CASTRO AS A DIRECTOR Mgmt For For
13 TO RE-ELECT MICHAEL ANGLIN AS A DIRECTOR Mgmt For For
14 TO ELECT TONY JENSEN AS A DIRECTOR Mgmt For For
15 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY TO HOLD OFFICE FROM
THE CONCLUSION OF THIS MEETING UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH THE ACCOUNTS ARE LAID BEFORE THE
COMPANY
16 TO AUTHORISE THE AUDIT AND RISK COMMITTEE Mgmt For For
FOR AND ON BEHALF OF THE BOARD TO FIX THE
REMUNERATION OF THE AUDITORS
17 THAT, IN SUBSTITUTION FOR ALL EXISTING Mgmt For For
AUTHORITIES, THE DIRECTORS BE GENERALLY AND
UNCONDITIONALLY AUTHORISED IN ACCORDANCE
WITH SECTION 551 OF THE COMPANIES ACT 2006
TO EXERCISE ALL THE POWERS OF THE COMPANY
TO ALLOT SHARES (AS DEFINED IN SECTION 540
OF THE COMPANIES ACT 2006) IN THE COMPANY
OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO
CONVERT ANY SECURITY INTO SHARES IN THE
COMPANY: A. UP TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 16,430,945; AND B. COMPRISING
EQUITY SECURITIES (AS DEFINED IN SECTION
560(1) OF THE COMPANIES ACT 2006) UP TO A
FURTHER AGGREGATE NOMINAL AMOUNT OF GBP
16,430,945 IN CONNECTION WITH AN OFFER BY
WAY OF A RIGHTS ISSUE, SUCH AUTHORITIES TO
LAST UNTIL THE EARLIER OF 30 JUNE 2021 (THE
LAST DAY BY WHICH THE COMPANY MUST HOLD AN
ANNUAL GENERAL MEETING IN 2021) OR THE END
OF THE COMPANY'S NEXT ANNUAL GENERAL
MEETING IN 2021 BUT, IN EACH CASE, SO THAT
THE COMPANY MAY MAKE OFFERS AND ENTER INTO
AGREEMENTS BEFORE THE AUTHORITY EXPIRES
WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE
ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO
CONVERT ANY SECURITY INTO SHARES TO BE
GRANTED AFTER THE AUTHORITY EXPIRES, AND
THE DIRECTORS MAY ALLOT SHARES OR GRANT
SUCH RIGHTS UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED. REFERENCES IN THIS RESOLUTION 17
TO THE NOMINAL AMOUNT OF RIGHTS TO
SUBSCRIBE FOR OR TO CONVERT ANY SECURITY
INTO SHARES (INCLUDING WHERE SUCH RIGHTS
ARE REFERRED TO AS EQUITY SECURITIES AS
DEFINED IN SECTION 560(1) OF THE COMPANIES
ACT 2006) ARE TO THE NOMINAL AMOUNT OF
SHARES THAT MAY BE ALLOTTED PURSUANT TO THE
RIGHTS. FOR THE PURPOSES OF THIS RESOLUTION
17, "RIGHTS ISSUE" MEANS AN OFFER: I. TO
ORDINARY SHAREHOLDERS IN PROPORTION (AS
NEARLY AS MAY BE PRACTICABLE) TO THEIR
EXISTING HOLDINGS; AND II. TO HOLDERS OF
OTHER EQUITY SECURITIES (AS DEFINED IN
SECTION 560(1) OF THE COMPANIES ACT 2006)
AS REQUIRED BY THE RIGHTS OF THOSE
SECURITIES OR, SUBJECT TO SUCH RIGHTS, AS
THE DIRECTORS OTHERWISE CONSIDER NECESSARY,
TO SUBSCRIBE FOR FURTHER SECURITIES BY
MEANS OF THE ISSUE OF A RENOUNCEABLE LETTER
(OR OTHER NEGOTIABLE DOCUMENT) WHICH MAY BE
TRADED FOR A PERIOD BEFORE PAYMENT FOR THE
SECURITIES IS DUE, INCLUDING AN OFFER TO
WHICH THE DIRECTORS MAY IMPOSE ANY LIMITS
OR RESTRICTIONS OR MAKE ANY ARRANGEMENTS
WHICH THEY CONSIDER NECESSARY OR
APPROPRIATE TO DEAL WITH TREASURY SHARES,
FRACTIONAL ENTITLEMENTS, RECORD DATES,
LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN,
OR UNDER THE LAWS OF, ANY TERRITORY OR ANY
OTHER MATTER
18 THAT, IN SUBSTITUTION FOR ALL EXISTING Mgmt For For
AUTHORITIES AND SUBJECT TO THE PASSING OF
RESOLUTION 17, THE DIRECTORS BE GENERALLY
EMPOWERED PURSUANT TO SECTION 570 OF THE
COMPANIES ACT 2006 TO ALLOT EQUITY
SECURITIES (AS DEFINED IN SECTION 560(1) OF
THE COMPANIES ACT 2006) FOR CASH PURSUANT
TO THE AUTHORITY GRANTED BY RESOLUTION 17
AND/OR PURSUANT TO SECTION 573 OF THE
COMPANIES ACT 2006 TO SELL ORDINARY SHARES
HELD BY THE COMPANY AS TREASURY SHARES FOR
CASH, IN EACH CASE FREE OF THE RESTRICTION
IN SECTION 561 OF THE COMPANIES ACT 2006,
SUCH AUTHORITY TO BE LIMITED: A. TO THE
ALLOTMENT OF EQUITY SECURITIES AND/OR SALE
OF TREASURY SHARES FOR CASH IN CONNECTION
WITH AN OFFER OF EQUITY SECURITIES (BUT IN
THE CASE OF AN ALLOTMENT PURSUANT TO THE
AUTHORITY GRANTED BY PARAGRAPH B OF
RESOLUTION 17, BY WAY OF A RIGHTS ISSUE
ONLY): I. TO ORDINARY SHAREHOLDERS IN
PROPORTION (AS NEARLY AS MAY BE
PRACTICABLE) TO THEIR EXISTING HOLDINGS;
AND II. TO HOLDERS OF OTHER EQUITY
SECURITIES (AS DEFINED IN SECTION 560(1) OF
THE COMPANIES ACT 2006), AS REQUIRED BY THE
RIGHTS OF THOSE SECURITIES OR, SUBJECT TO
SUCH RIGHTS, AS THE DIRECTORS OTHERWISE
CONSIDER NECESSARY, AND SO THAT THE
DIRECTORS MAY IMPOSE ANY LIMITS OR
RESTRICTIONS OR MAKE ANY OTHER ARRANGEMENTS
WHICH THEY CONSIDER NECESSARY OR
APPROPRIATE TO DEAL WITH TREASURY SHARES,
FRACTIONAL ENTITLEMENTS, RECORD DATES,
LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN,
OR UNDER THE LAWS OF, ANY TERRITORY OR ANY
OTHER MATTER; AND B. TO THE ALLOTMENT OF
EQUITY SECURITIES PURSUANT TO THE AUTHORITY
GRANTED BY PARAGRAPH A OF RESOLUTION 17
AND/OR SALE OF TREASURY SHARES FOR CASH (IN
EACH CASE OTHERWISE THAN IN THE
CIRCUMSTANCES SET OUT IN PARAGRAPH A OF
THIS RESOLUTION 18) UP TO A NOMINAL AMOUNT
OF GBP 2,464,641 (CALCULATED, IN THE CASE
OF EQUITY SECURITIES WHICH ARE RIGHTS TO
SUBSCRIBE FOR, OR TO CONVERT SECURITIES
INTO, ORDINARY SHARES BY REFERENCE TO THE
AGGREGATE NOMINAL AMOUNT OF RELEVANT SHARES
WHICH MAY BE ALLOTTED PURSUANT TO SUCH
RIGHTS), SUCH AUTHORITY TO LAST UNTIL THE
EARLIER OF 30 JUNE 2021 (THE LAST DAY BY
WHICH THE COMPANY MUST HOLD AN ANNUAL
GENERAL MEETING IN 2021) OR THE CONCLUSION
OF THE COMPANY'S NEXT ANNUAL GENERAL
MEETING IN 2021 BUT, IN EACH CASE, SO THAT
THE COMPANY MAY MAKE OFFERS AND ENTER INTO
AGREEMENTS BEFORE THE AUTHORITY EXPIRES
WHICH WOULD, OR MIGHT, REQUIRE EQUITY
SECURITIES TO BE ALLOTTED (AND/OR TREASURY
SHARES TO BE SOLD) AFTER THE AUTHORITY
EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY
SECURITIES (AND/OR SELL TREASURY SHARES)
UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE
AUTHORITY HEREBY CONFERRED HAD NOT EXPIRED.
FOR THE PURPOSES OF THIS RESOLUTION 18,
"RIGHTS ISSUE" HAS THE SAME MEANING AS IN
RESOLUTION 17 ABOVE
19 THAT, IN ADDITION TO ANY AUTHORITY GRANTED Mgmt For For
UNDER RESOLUTION 18, AND SUBJECT TO THE
PASSING OF RESOLUTION 17, THE DIRECTORS BE
GENERALLY EMPOWERED PURSUANT TO SECTION 570
OF THE COMPANIES ACT 2006 TO ALLOT EQUITY
SECURITIES (AS DEFINED IN SECTION 560(1) OF
THE COMPANIES ACT 2006) FOR CASH PURSUANT
TO THE AUTHORITY GRANTED BY RESOLUTION 17
AND/OR PURSUANT TO SECTION 573 OF THE
COMPANIES ACT 2006 TO SELL ORDINARY SHARES
HELD BY THE COMPANY AS TREASURY SHARES FOR
CASH, IN EACH CASE FREE OF THE RESTRICTION
IN SECTION 561 OF THE COMPANIES ACT 2006,
SUCH AUTHORITY TO BE: A. LIMITED TO THE
ALLOTMENT OF EQUITY SECURITIES AND/OR SALE
OF TREASURY SHARES FOR CASH UP TO AN
AGGREGATE NOMINAL AMOUNT OF GBP 2,464,641
(CALCULATED, IN THE CASE OF EQUITY
SECURITIES WHICH ARE RIGHTS TO SUBSCRIBE
FOR, OR TO CONVERT SECURITIES INTO,
ORDINARY SHARES BY REFERENCE TO THE
AGGREGATE NOMINAL AMOUNT OF RELEVANT SHARES
WHICH MAY BE ALLOTTED PURSUANT TO SUCH
RIGHTS); AND B. USED ONLY FOR THE PURPOSES
OF FINANCING (OR REFINANCING, IF THE
AUTHORITY IS TO BE USED WITHIN SIX MONTHS
AFTER THE ORIGINAL TRANSACTION) A
TRANSACTION WHICH THE DIRECTORS DETERMINE
TO BE AN ACQUISITION OR OTHER CAPITAL
INVESTMENT OF A KIND CONTEMPLATED BY THE
STATEMENT OF PRINCIPLES ON DISAPPLYING
PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED
BY THE PRE-EMPTION GROUP PRIOR TO THE DATE
OF THIS NOTICE, SUCH AUTHORITY TO LAST
UNTIL THE EARLIER OF 30 JUNE 2021 (THE LAST
DAY BY WHICH THE COMPANY MUST HOLD AN
ANNUAL GENERAL MEETING IN 2021) OR THE END
OF THE COMPANY'S NEXT ANNUAL GENERAL
MEETING IN 2021 BUT, IN EACH CASE, SO THAT
THE COMPANY MAY MAKE OFFERS AND ENTER INTO
AGREEMENTS BEFORE THE AUTHORITY EXPIRES
WHICH WOULD, OR MIGHT, REQUIRE EQUITY
SECURITIES TO BE ALLOTTED OR RIGHTS TO
SUBSCRIBE FOR OR TO CONVERT ANY SECURITY
INTO SHARES TO BE GRANTED (AND/OR TREASURY
SHARES TO BE SOLD) AFTER THE AUTHORITY
EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY
SECURITIES OR GRANT SUCH RIGHTS (AND/OR
SELL TREASURY SHARES) UNDER ANY SUCH OFFER
OR AGREEMENT AS IF THE AUTHORITY CONFERRED
HEREBY HAD NOT EXPIRED
20 THAT THE COMPANY BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED TO MAKE ONE OR
MORE MARKET PURCHASES (WITHIN THE MEANING
OF SECTION 693(4) OF THE COMPANIES ACT
2006) OF ORDINARY SHARES OF 5P IN THE
CAPITAL OF THE COMPANY ("ORDINARY SHARES"),
PROVIDED THAT: A. THE MAXIMUM AGGREGATE
NUMBER OF ORDINARY SHARES AUTHORISED TO BE
PURCHASED IS 98,585,669 (REPRESENTING 10%
OF THE ISSUED ORDINARY SHARE CAPITAL); B.
THE MINIMUM PRICE (EXCLUDING EXPENSES)
WHICH MAY BE PAID FOR AN ORDINARY SHARE IS
5P; C. THE MAXIMUM PRICE (EXCLUDING
EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY
SHARE SHALL BE THE HIGHER OF: (1) AN AMOUNT
EQUAL TO 105% OF THE AVERAGE OF THE MIDDLE
MARKET QUOTATIONS FOR AN ORDINARY SHARE AS
DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST FOR THE FIVE BUSINESS
DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH
THAT ORDINARY SHARE IS PURCHASED; AND (2)
THE HIGHER OF THE PRICE OF THE LAST
INDEPENDENT TRADE AND THE HIGHEST CURRENT
INDEPENDENT BID FOR AN ORDINARY SHARE ON
THE TRADING VENUE WHERE THE PURCHASE IS
CARRIED OUT; D. THIS AUTHORITY WILL LAST
UNTIL THE EARLIER OF 30 JUNE 2021 (THE LAST
DAY BY WHICH THE COMPANY MUST HOLD AN
ANNUAL GENERAL MEETING IN 2021) OR THE END
OF THE COMPANY'S NEXT ANNUAL GENERAL
MEETING IN 2021; AND E. THE COMPANY MAY
MAKE A CONTRACT TO PURCHASE ORDINARY SHARES
UNDER THIS AUTHORITY BEFORE THE EXPIRY OF
THE AUTHORITY WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER THE EXPIRY OF THE
AUTHORITY, AND MAY MAKE A PURCHASE OF
ORDINARY SHARES IN PURSUANCE OF ANY SUCH
CONTRACT
21 THAT A GENERAL MEETING OF THE COMPANY, Mgmt For For
OTHER THAN AN ANNUAL GENERAL MEETING, MAY
BE CALLED ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
B3 SA Agenda Number: 712333210
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV40583
Meeting Type: EGM
Meeting Date: 30-Apr-2020
Ticker:
ISIN: BRB3SAACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 RESOLVE ON THE FOLLOWING AMENDMENT TO THE Mgmt For For
COMPANY'S BYLAWS, AS DESCRIBED IN THE
MANAGEMENT PROPOSAL: TO CHANGE THE
COMPANY'S CAPITAL STOCK PURSUANT TO THE
RESOLUTION OF THE BOARD OF DIRECTORS IN THE
MEETING HELD ON MARCH 5TH, 2020
2 RESOLVE ON THE FOLLOWING AMENDMENT TO THE Mgmt For For
COMPANY'S BYLAWS, AS DESCRIBED IN THE
MANAGEMENT PROPOSAL: TO MODIFY THE WORDING
OF THE COMPANY'S CORPORATE PURPOSE, IN
ORDER TO EXPRESSLY PROVIDE SOME ACTIVITIES
ALREADY COVERED BY ITS CURRENT WORDING
3 RESOLVE ON THE FOLLOWING AMENDMENT TO THE Mgmt For For
COMPANY'S BYLAWS, AS DESCRIBED IN THE
MANAGEMENT PROPOSAL: TO CHANGE THE MAXIMUM
TERM OF OFFICE FOR MEMBERS OF THE AUDIT
COMMITTEE WHO ARE ALSO MEMBERS OF THE BOARD
OF DIRECTORS
4 RESOLVE ON THE FOLLOWING AMENDMENT TO THE Mgmt For For
COMPANY'S BYLAWS, AS DESCRIBED IN THE
MANAGEMENT PROPOSAL: TO EXCLUDE THE
TRANSITIONAL PROVISION SET FORTH IN ARTICLE
79, SINCE THERE ARE NO MEMBERS IN THE AUDIT
COMMITTEE WHO MEET SUCH TEMPORARY PROVISION
5 RESOLVE ON THE FOLLOWING AMENDMENT TO THE Mgmt For For
COMPANY'S BYLAWS, AS DESCRIBED IN THE
MANAGEMENT PROPOSAL: OTHER ADJUSTMENTS TO
THE WORDING, CROSS REFERENCES AND
RENUMBERING
6 RESOLVE ON THE FOLLOWING AMENDMENT TO THE Mgmt For For
COMPANY'S BYLAWS, AS DESCRIBED IN THE
MANAGEMENT PROPOSAL: TO CONSOLIDATE SUCH
AMENDMENTS TO THE BYLAWS
--------------------------------------------------------------------------------------------------------------------------
B3 SA Agenda Number: 712349768
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV40583
Meeting Type: AGM
Meeting Date: 30-Apr-2020
Ticker:
ISIN: BRB3SAACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 TO APPROVE THE MANAGEMENTS ANNUAL REPORT Mgmt For For
AND THE FINANCIAL STATEMENTS RELATING TO
THE FISCAL YEAR ENDED ON DECEMBER 31ST,
2019
2 TO RESOLVE ON THE ALLOCATION OF NET INCOME Mgmt For For
FOR THE YEAR ENDED ON DECEMBER 31ST, 2019
CORRESPONDING TO BRL 2,714,164,629.20
ALREADY PAID TO THE SHAREHOLDERS BY MEANS
OF DIVIDENDS AND INTEREST ON EQUITY
3 TO APPROVE THE GLOBAL REMUNERATION OF THE Mgmt For For
MANAGERS FOR THE FISCAL YEAR OF 2020 OF UP
TO BRL 98,986 THOUSAND, AMOUNT WHICH ALSO
INCLUDES THE BEST ESTIMATE FOR THE PAYROLL
CHARGES ON THE LONG TERM REMUNERATION
COMPONENT BASED ON SHARES, CONSIDERING THAT
SUCH PAYROLL CHARGES ARE SUBJECT TO FURTHER
INCREASES DUE TO THE VALORIZATION OF THE
COMPANY'S SHARES OR CHANGES TO THE LEGAL
APPLICABLE RATE, AS DESCRIBED IN THE
MANAGEMENT PROPOSAL
4 DO YOU WISH TO INSTALL THE FISCAL COUNCIL, Mgmt For For
PURSUANT TO THE PROVISIONS OF ARTICLE 161
OF LAW NO. 6,404 OF 1976
5 ELECTION OF MEMBERS OF THE FISCAL COUNCIL Mgmt For For
BY SLATE. INDICATION OF EACH SLATE OF
CANDIDATES AND OF ALL THE NAMES THAT ARE ON
IT. NOTE: GUY ALMEIDA ANDRADE, PAULO
ROBERTO SIMOES DA CUNHA MAURICIO DE SOUZA,
ANDRE COJI ANGELA SEIXAS, GILBERTO LOURENCO
DA APARECIDA
6 IF ONE OF THE CANDIDATES THAT MAKE UP THE Mgmt Against Against
SLATE FAILS TO JOIN IT TO ACCOMMODATE THE
SEPARATE ELECTION REFERRED TO IN ARTS. 161,
4, AND 240 OF LAW NO. 6,404, OF 1976, CAN
THE VOTES CORRESPONDING TO YOUR SHARES
CONTINUE TO BE CAST ON THE CHOSEN SLATE
7 ONCE INSTALLED, TO SET THE REMUNERATION OF Mgmt For For
THE FISCAL COUNCIL, PURSUANT TO THE
CORPORATE LAW, IN THE AMOUNT OF BRL
497,000.00
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BANCO BRADESCO SA Agenda Number: 711464595
--------------------------------------------------------------------------------------------------------------------------
Security: P1808G109
Meeting Type: EGM
Meeting Date: 30-Aug-2019
Ticker:
ISIN: BRBBDCACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 RATIFY THE APPOINTMENT OF KPMG AUDITORS Mgmt For For
INDEPENDENTS TO PREPARE THE APPRAISAL
REPORTS OF THIS COMPANY AND OF BRADESCO
CARTOES
2 APPROVE THE APPRAISAL REPORTS OF THIS Mgmt For For
COMPANY AND OF BRADESCO CARTOES
3 APPROVE THE INSTRUMENT OF PROTOCOL AND Mgmt For For
JUSTIFICATION OF MERGER, SIGNED BETWEEN
THIS COMPANY ABSORBING COMPANY AND BRADESCO
CARTOES ABSORBED COMPANY
4 APPROVE THE MERGER OF BRADESCO CARTOES, BY Mgmt For For
THIS COMPANY, IN ACCORDANCE WITH ARTICLES
224, 225 AND 227 OF LAW NO. 6.404.76, AS
AMENDED
CMMT 01 AUG 2019: PLEASE NOTE THAT VOTES 'IN Non-Voting
FAVOR' AND 'AGAINST' IN THE SAME AGENDA
ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR
AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN
ARE ALLOWED. THANK YOU
CMMT 01 AUG 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO BRADESCO SA Agenda Number: 711465749
--------------------------------------------------------------------------------------------------------------------------
Security: P1808G109
Meeting Type: EGM
Meeting Date: 30-Aug-2019
Ticker:
ISIN: BRBBDCACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 TO RATIFY THE DECISION TO ACQUIRE ONE Mgmt For For
HUNDRED PERCENT OF THE SHARE CAPITAL OF BAC
FLORIDA BANK
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS SERVICOS
PROFISSIONAIS LTDA., HIRED BY THE
MANAGEMENT TO PREPARE THE APPRAISAL REPORTS
OF BAC FLORIDA BANK
CMMT 02 AUG 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT IN
RESOLUTION 2 AND ADDITION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 02 AUG 2019: PLEASE NOTE THAT VOTES 'IN Non-Voting
FAVOR' AND 'AGAINST' IN THE SAME AGENDA
ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR
AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN
ARE ALLOWED. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BANCO BRADESCO SA Agenda Number: 711465737
--------------------------------------------------------------------------------------------------------------------------
Security: P1808G109
Meeting Type: EGM
Meeting Date: 30-Aug-2019
Ticker:
ISIN: BRBBDCACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 SEPARATE ELECTION OF A MEMBER SUBSTITUTE OF Mgmt For For
THE FISCAL COUNCIL BY MINORITY SHAREHOLDERS
HOLDING SHARES OF VOTING RIGHTS. THE
SHAREHOLDER MUST COMPLETE THIS FIELD SHOULD
HE HAVE LEFT THE GENERAL ELECTION FIELD
BLANK. NOTE PRINCIPAL, POSITION FILLED.
SUBSTITUTE, GENIVAL FRANCISCO DA SILVA
2 TO AMEND ARTICLE FIVE OF THE BYLAWS TO Mgmt For For
INCLUDE REFERENCE TO THE EXERCISE OF
SECURITIES PORTFOLIO MANAGEMENT, IN THE
CATEGORIES OF FIDUCIARY ADMINISTRATOR AND
ASSET MANAGER
3 TO AMEND PARAGRAPH THREE OF ARTICLE EIGHTH Mgmt For For
OF THE BYLAW, IMPROVING ITS WORDING,
WITHOUT CHANGE OF CONCEPT
4 TO AMEND ITEM S., OF ARTICLE NINTH OF THE Mgmt For For
BYLAW, TO ADJUST THE DUTIES OF THE BOARD OF
DIRECTORS REGARDING THE AREA OF INTERNAL
CONTROLS AND RISK MANAGEMENT, MAKING THEM
IN LINE WITH THE COMPANY'S CURRENT
PRACTICES
5 TO RESTATE THE BYLAW, WITH THE CHANGES Mgmt For For
MENTIONED IN ITEMS 2, 3 AND 4 ABOVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BANCO BRADESCO SA Agenda Number: 712152115
--------------------------------------------------------------------------------------------------------------------------
Security: P1808G109
Meeting Type: EGM
Meeting Date: 10-Mar-2020
Ticker:
ISIN: BRBBDCACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 TO INCREASE THE CAPITAL STOCK IN BRL 4 Mgmt For For
BILLION, FROM BRL 75.1 BILLION TO BRL 79.1
BILLION, WITH A BONUS TO SHAREHOLDERS OF 10
PER CENT IN SHARES
2 TO CHANGE THE MAIN PROVISION OF ARTICLE 8 Mgmt For For
OF THE BYLAWS, AIMING TO INCREASE FROM TEN
TO ELEVEN THE MAXIMUM OF BOARD OF DIRECTORS
POSITIONS
CMMT 11 FEB 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 11 FEB 2020: PLEASE NOTE THAT VOTES 'IN Non-Voting
FAVOR' AND 'AGAINST' IN THE SAME AGENDA
ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR
AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN
ARE ALLOWED. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BANCO BRADESCO SA Agenda Number: 712152747
--------------------------------------------------------------------------------------------------------------------------
Security: P1808G109
Meeting Type: AGM
Meeting Date: 10-Mar-2020
Ticker:
ISIN: BRBBDCACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 APPROVE THE MANAGEMENT ACCOUNTS AND THE Mgmt For For
FINANCIAL STATEMENTS RELATED TO THE FISCAL
YEAR ENDED ON DECEMBER 31, 2019
2 ALLOCATION OF THE NET INCOME OF THE FISCAL Mgmt For For
YEAR 2019
3 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: PROPOSAL OF THE
CONTROLLING SHAREHOLDERS FOR DEFINITION OF
TEN MEMBERS TO COMPOSE THE BOARD OF
DIRECTORS
4 DO YOU WISH TO REQUEST THE ADOPTION OF THE Mgmt Abstain Against
CUMULATIVE VOTING PROCESS FOR THE ELECTION
OF THE BOARD OF DIRECTORS, UNDER THE TERMS
OF ARTICLE 141 OF LAW 6,404 OF 1976
5.1 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION: LUIZ
CARLOS TRABUCO CAPPI
5.2 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION:
CARLOS ALBERTO RODRIGUES GUILHERME
5.3 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION:
DENISE AGUIAR ALVAREZ
5.4 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION: JOAO
AGUIAR ALVAREZ
5.5 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION:
MILTON MATSUMOTO
5.6 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION:
ALEXANDRE DA SILVA GLUHER
5.7 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION: JOSUE
AUGUSTO PANCINI
5.8 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION:
MAURICIO MACHADO DE MINAS
5.9 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION:
WALTER LUIS BERNARDES ALBERTONI
5.10 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION:
SAMUEL MONTEIRO DOS SANTOS JUNIOR
CMMT FOR THE PROPOSAL 6 REGARDING THE ADOPTION Non-Voting
OF CUMULATIVE VOTING, PLEASE BE ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 7.1 TO 7.10. IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS.
6 IN THE EVENT OF THE ADOPTION OF THE Mgmt Abstain Against
CUMULATIVE VOTING PROCESS, SHOULD THE VOTES
CORRESPONDING TO YOUR SHARES BE DISTRIBUTED
IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF
THE SLATE THAT YOU HAVE CHOSEN. PLEASE NOTE
THAT IF INVESTOR CHOOSES FOR, THE
PERCENTAGES DO NOT NEED TO BE PROVIDED, IF
INVESTOR CHOOSES AGAINST, IT IS MANDATORY
TO INFORM THE PERCENTAGES ACCORDING TO
WHICH THE VOTES SHOULD BE DISTRIBUTED,
OTHERWISE THE ENTIRE VOTE WILL BE REJECTED
DUE TO LACK OF INFORMATION, IF INVESTOR
CHOOSES ABSTAIN, THE PERCENTAGES DO NOT
NEED TO BE PROVIDED, HOWEVER IN CASE
CUMULATIVE VOTING IS ADOPTED THE INVESTOR
WILL NOT PARTICIPATE ON THIS MATTER OF THE
MEETING
7.1 VISUALIZATION OF ALL THE CANDIDATES TO Mgmt Abstain Against
INDICATE THE PERCENTAGE OF THE VOTES TO BE
ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY
BE FILLED IN IF THE SHAREHOLDER HAS REPLIED
NO TO THE PREVIOUS QUESTION: LUIZ CARLOS
TRABUCO CAPPI
7.2 VISUALIZATION OF ALL THE CANDIDATES TO Mgmt Abstain Against
INDICATE THE PERCENTAGE OF THE VOTES TO BE
ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY
BE FILLED IN IF THE SHAREHOLDER HAS REPLIED
NO TO THE PREVIOUS QUESTION: CARLOS ALBERTO
RODRIGUES GUILHERME
7.3 VISUALIZATION OF ALL THE CANDIDATES TO Mgmt Abstain Against
INDICATE THE PERCENTAGE OF THE VOTES TO BE
ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY
BE FILLED IN IF THE SHAREHOLDER HAS REPLIED
NO TO THE PREVIOUS QUESTION: DENISE AGUIAR
ALVAREZ
7.4 VISUALIZATION OF ALL THE CANDIDATES TO Mgmt Abstain Against
INDICATE THE PERCENTAGE OF THE VOTES TO BE
ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY
BE FILLED IN IF THE SHAREHOLDER HAS REPLIED
NO TO THE PREVIOUS QUESTION: JOAO AGUIAR
ALVAREZ
7.5 VISUALIZATION OF ALL THE CANDIDATES TO Mgmt Abstain Against
INDICATE THE PERCENTAGE OF THE VOTES TO BE
ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY
BE FILLED IN IF THE SHAREHOLDER HAS REPLIED
NO TO THE PREVIOUS QUESTION: MILTON
MATSUMOTO
7.6 VISUALIZATION OF ALL THE CANDIDATES TO Mgmt Abstain Against
INDICATE THE PERCENTAGE OF THE VOTES TO BE
ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY
BE FILLED IN IF THE SHAREHOLDER HAS REPLIED
NO TO THE PREVIOUS QUESTION: ALEXANDRE DA
SILVA GLUHER
7.7 VISUALIZATION OF ALL THE CANDIDATES TO Mgmt Abstain Against
INDICATE THE PERCENTAGE OF THE VOTES TO BE
ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY
BE FILLED IN IF THE SHAREHOLDER HAS REPLIED
NO TO THE PREVIOUS QUESTION: JOSUE AUGUSTO
PANCINI
7.8 VISUALIZATION OF ALL THE CANDIDATES TO Mgmt Abstain Against
INDICATE THE PERCENTAGE OF THE VOTES TO BE
ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY
BE FILLED IN IF THE SHAREHOLDER HAS REPLIED
NO TO THE PREVIOUS QUESTION: MAURICIO
MACHADO DE MINAS
7.9 VISUALIZATION OF ALL THE CANDIDATES TO Mgmt Abstain Against
INDICATE THE PERCENTAGE OF THE VOTES TO BE
ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY
BE FILLED IN IF THE SHAREHOLDER HAS REPLIED
NO TO THE PREVIOUS QUESTION: WALTER LUIS
BERNARDES ALBERTONI
7.10 VISUALIZATION OF ALL THE CANDIDATES TO Mgmt Abstain Against
INDICATE THE PERCENTAGE OF THE VOTES TO BE
ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY
BE FILLED IN IF THE SHAREHOLDER HAS REPLIED
NO TO THE PREVIOUS QUESTION: SAMUEL
MONTEIRO DOS SANTOS JUNIOR
8 INDICATION OF ALL THE NAMES THAT MAKE UP Mgmt Abstain Against
THE COALITION. CONTROLLING SHAREHOLDERS:
ARIOVALDO PEREIRA, JOAO BATISTA DE MORAES.
DOMINGOS APARECIDO MAIA, NILSON PINHAL.
JOSE MARIA SOARES NUNES, RENAUD ROBERTO
TEIXEIRA
9 SHOULD ONE OF THE CANDIDATES MAKING UP THE Mgmt Against Against
SLATE CEASE TO BE PART OF THE SAID SLATE IN
ORDER TO PERMIT THE SEPARATE ELECTION
PROCEDURE PURSUANT TO ARTICLES 161,
PARAGRAPH 4, AND 240 OF LAW 6.404, OF 1976,
THE VOTES CORRESPONDING TO YOUR SHARES MAY
CONTINUE TO BE COMPUTED IN THE CHOSEN SLATE
CMMT PLEASE NOTE THAT THE SHAREHOLDER MUST Non-Voting
COMPLETE THIS FIELD SHOULD HE HAVE LEFT THE
GENERAL ELECTION FIELD BLANK. THANK YOU.
10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: NOMINATION OF
CANDIDATES TO THE FISCAL COUNCIL BY
MINORITY SHAREHOLDERS HOLDING SHARES OF
VOTING RIGHTS. THE SHAREHOLDER MUST
COMPLETE THIS FIELD SHOULD HE HAVE LEFT THE
GENERAL ELECTION FIELD BLANK: IVANYRA MAURA
DE MEDEIROS CORREA, GENIVAL FRANCISCO DA
SILVA
12 MANAGEMENT OVERALL REMUNERATION, FUNDS TO Mgmt For For
COVER THE PENSION PLAN AND FUNDS
CORRESPONDING TO THE CONTRIBUTIONS TO THE
INSS BORNE BY THE COMPANY
13 REMUNERATION OF THE EFFECTIVE MEMBERS OF Mgmt For For
THE FISCAL COUNCIL AND SUM CORRESPONDING TO
THE CONTRIBUTIONS TO THE INSS BORNE BY THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
BANCO DO BRASIL SA BB BRASIL Agenda Number: 711775695
--------------------------------------------------------------------------------------------------------------------------
Security: P11427112
Meeting Type: EGM
Meeting Date: 27-Nov-2019
Ticker:
ISIN: BRBBASACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 APPOINTMENT OF CANDIDATES TO THE FISCAL. Mgmt For For
POSITIONS LIMIT TO BE COMPLETED, 2
CANDIDATE INDICATION FOR THE SUPERVISORY
BOARD. THE SHAREHOLDER MAY INDICATE AS MANY
CANDIDATES AS THE NUMBER OF POSITIONS TO BE
FILLED IN THE GENERAL ELECTION. PAULO
ANTONIO SPENCER UEBEL, PRINCIPAL, APPOINTED
BY CONTROLLER
1.2 APPOINTMENT OF CANDIDATES TO THE FISCAL. Mgmt For For
POSITIONS LIMIT TO BE COMPLETED, 2
CANDIDATE INDICATION FOR THE SUPERVISORY
BOARD. THE SHAREHOLDER MAY INDICATE AS MANY
CANDIDATES AS THE NUMBER OF POSITIONS TO BE
FILLED IN THE GENERAL ELECTION. RAFAEL
CAVALCANTI DE ARAUJO, PRINCIPAL, APPOINTED
BY CONTROLLER
2.1 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS. POSITIONS LIMIT TO BE COMPLETED,
2. CANDIDATE INDICATION FOR THE BOARD OF
DIRECTORS. THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THE NUMBER OF POSITIONS
TO BE FILLED IN THE GENERAL ELECTION. HELIO
LIMA MAGALHAES, APPOINTED BY CONTROLLER
2.2 ELECTION OF A MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS. POSITIONS LIMIT TO BE COMPLETED,
2. CANDIDATE INDICATION FOR THE BOARD OF
DIRECTORS. THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THE NUMBER OF POSITIONS
TO BE FILLED IN THE GENERAL ELECTION.
MARCELO SERFATY, APPOINTED BY CONTROLLER
CMMT PLEASE NOTE THAT FOR THE PROPOSAL 3 Non-Voting
REGARDING THE ADOPTION OF CUMULATIVE
VOTING, PLEASE BE ADVISED THAT YOU CAN ONLY
VOTE FOR OR ABSTAIN. AN AGAINST VOTE ON
THIS PROPOSAL REQUIRES PERCENTAGES TO BE
ALLOCATED AMONGST THE DIRECTORS IN PROPOSAL
4.1 TO 4.2. IN THIS CASE PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER
TO ALLOCATE PERCENTAGES AMONGST THE
DIRECTORS
3 IN THE EVENT OF THE ADOPTION OF THE Mgmt Abstain Against
CUMULATIVE VOTING PROCESS, SHOULD THE VOTES
CORRESPONDING TO YOUR SHARES BE DISTRIBUTED
IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF
THE SLATE THAT YOU HAVE CHOSEN. PLEASE NOTE
THAT IF INVESTOR CHOOSES FOR, THE
PERCENTAGES DO NOT NEED TO BE PROVIDED, IF
INVESTOR CHOOSES AGAINST, IT IS MANDATORY
TO INFORM THE PERCENTAGES ACCORDING TO
WHICH THE VOTES SHOULD BE DISTRIBUTED,
OTHERWISE THE ENTIRE VOTE WILL BE REJECTED
DUE TO LACK OF INFORMATION, IF INVESTOR
CHOOSES ABSTAIN, THE PERCENTAGES DO NOT
NEED TO BE PROVIDED, HOWEVER IN CASE
CUMULATIVE VOTING IS ADOPTED THE INVESTOR
WILL NOT PARTICIPATE ON THIS MATTER OF THE
MEETING
4.1 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. HELIO LIMA MAGALHAES,
APPOINTED BY CONTROLLER
4.2 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. MARCELO SERFATY,
APPOINTED BY CONTROLLER
5 PROPOSED CHANGES TO THE COMPANY'S BYLAWS Mgmt For For
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 308352 DUE TO RESOLUTIONS 2.1
AND 4.1 HAVE BEEN WITHDRAWN. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
BRAC BANK LIMITED Agenda Number: 712823699
--------------------------------------------------------------------------------------------------------------------------
Security: Y0969T108
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: BD0138BRACB9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2019 AND THE AUDITORS' AND
DIRECTORS' REPORTS
2 TO DECLARE DIVIDEND FOR THE YEAR ENDED Mgmt For For
DECEMBER 31, 2019
3 TO ELECT/RE-ELECT DIRECTORS Mgmt Against Against
4 TO APPOINT AUDITORS OF THE COMPANY FOR THE Mgmt For For
YEAR 2020 AND TO FIX THEIR REMUNERATION
5 TO APPOINT CORPORATE GOVERNANCE COMPLIANCE Mgmt For For
AUDITORS FOR THE YEAR 2020 AND TO FIX THEIR
REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES LAND LTD Agenda Number: 712516422
--------------------------------------------------------------------------------------------------------------------------
Security: G2108Y105
Meeting Type: AGM
Meeting Date: 02-Jun-2020
Ticker:
ISIN: KYG2108Y1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0428/2020042802286.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0428/2020042802318.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE DIRECTOR'S
REPORT AND THE INDEPENDENT AUDITOR'S REPORT
FOR THE YEAR ENDED 31 DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND OF HK1.026 Mgmt For For
CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2019
3.1 TO RE-ELECT MR. WANG XIANGMING AS DIRECTOR Mgmt For For
3.2 TO RE-ELECT MR. ZHANG DAWEI AS DIRECTOR Mgmt Against Against
3.3 TO RE-ELECT MR. XIE JI AS DIRECTOR Mgmt For For
3.4 TO RE-ELECT MR. YAN BIAO AS DIRECTOR Mgmt Against Against
3.5 TO RE-ELECT MR. CHEN YING AS DIRECTOR Mgmt Against Against
3.6 TO RE-ELECT MR. HO HIN NGAI, BOSCO AS Mgmt For For
DIRECTOR
3.7 TO FIX THE REMUNERATION OF THE DIRECTORS Mgmt For For
4 TO RE-APPOINT MESSRS. ERNST & YOUNG AS Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORISE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 ORDINARY RESOLUTION IN ITEM NO.5 OF THE Mgmt For For
NOTICE OF ANNUAL GENERAL MEETING. (TO GIVE
A GENERAL MANDATE TO THE DIRECTORS TO
REPURCHASE SHARES OF THE COMPANY)
6 ORDINARY RESOLUTION IN ITEM NO.6 OF THE Mgmt Against Against
NOTICE OF ANNUAL GENERAL MEETING. (TO GIVE
A GENERAL MANDATE TO THE DIRECTORS TO ISSUE
NEW SHARES OF THE COMPANY)
7 ORDINARY RESOLUTION IN ITEM NO.7 OF THE Mgmt Against Against
NOTICE OF ANNUAL GENERAL MEETING. (TO
EXTEND THE GENERAL MANDATE TO BE GIVEN TO
THE DIRECTORS TO ISSUE NEW SHARES)
--------------------------------------------------------------------------------------------------------------------------
CLICKS GROUP LIMITED Agenda Number: 711799114
--------------------------------------------------------------------------------------------------------------------------
Security: S17249111
Meeting Type: AGM
Meeting Date: 30-Jan-2020
Ticker:
ISIN: ZAE000134854
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 ADOPTION OF FINANCIAL STATEMENTS Mgmt For For
2.O.2 REAPPOINTMENT OF AUDITOR: RE-APPOINT ERNST Mgmt For For
YOUNG INC AS AUDITORS OF THE COMPANY WITH
ANTHONY CADMAN AS THE INDIVIDUAL REGISTERED
AUDITOR
3.O.3 RE-ELECTION OF FATIMA ABRAHAMS AS A Mgmt For For
DIRECTOR
4.O.4 RE-ELECTION OF MARTIN ROSEN AS A DIRECTOR Mgmt For For
5O5.1 ELECTION OF MEMBER OF THE AUDIT AND RISK Mgmt For For
COMMITTEE: JOHN BESTER
5O5.2 ELECTION OF MEMBER OF THE AUDIT AND RISK Mgmt For For
COMMITTEE: FATIMA DANIELS
5O5.3 ELECTION OF MEMBER OF THE AUDIT AND RISK Mgmt For For
COMMITTEE: NONKULULEKO GOBODO
6.O.6 NON-BINDING ADVISORY VOTE: APPROVAL OF THE Mgmt For For
COMPANY'S REMUNERATION POLICY
7.O.7 NON-BINDING ADVISORY VOTE: APPROVAL OF THE Mgmt For For
COMPANY'S IMPLEMENTATION REPORT
8.S.1 GENERAL AUTHORITY TO REPURCHASE SHARES Mgmt For For
9.S.2 SPECIFIC AUTHORITY TO REPURCHASE SHARES Mgmt For For
FROM NEW CLICKS SOUTH AFRICA PROPRIETARY
LIMITED
10S.3 APPROVAL OF DIRECTORS' FEES Mgmt For For
11S.4 GENERAL APPROVAL TO PROVIDE FINANCIAL Mgmt For For
ASSISTANCE
12S.5 AMENDMENTS TO THE MEMORANDUM OF Mgmt For For
INCORPORATION
CMMT 09 DEC 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 2.O.2 AND MODIFICATION OF
NUMBERING OF RESOLUTIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CREDICORP LTD. Agenda Number: 935139065
--------------------------------------------------------------------------------------------------------------------------
Security: G2519Y108
Meeting Type: Annual
Meeting Date: 27-Mar-2020
Ticker: BAP
ISIN: BMG2519Y1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and approve the audited Mgmt For For
consolidated financial statements of the
Company and its subsidiaries for the
financial year ended December 31, 2019,
including the report of the external
auditors of the Company thereon. (See
Appendix 1)
2.1 Election of Director: Antonio Abruna Puyol Mgmt For For
2.2 Election of Director: Maite Aranzabal Mgmt For For
Harreguy
2.3 Election of Director: Fernando Fort Marie Mgmt For For
2.4 Election of Director: Alexandre Gouvea Mgmt For For
2.5 Election of Director: Patricia Silvia Mgmt For For
Lizarraga Guthertz
2.6 Election of Director: Raimundo Morales Mgmt For For
Dasso
2.7 Election of Director: Luis Enrique Romero Mgmt For For
Belismelis
2.8 Election of Director: Dionisio Romero Mgmt Against Against
Paoletti
3. Approval of Remuneration of Directors. (See Mgmt For For
Appendix 2)
4.1 Amendment of Bye-laws: Bye-law 2.6 Mgmt For For
[transfer of shares]
4.2 Amendment of Bye-laws: Bye-law 3.4.2 Mgmt For For
[mechanisms for appointment of proxy]
4.3 Amendment of Bye-laws: Bye-law 4.11 Mgmt For For
[increase in the number of directors]
4.4 Amendment of Bye-laws: Bye-law [4.12] Mgmt For For
[notice of Board meetings]
4.5 Amendment of Bye-laws: Bye-law [4.13] Mgmt For For
[mechanisms for the participation of
directors in Board meetings]
4.6 Amendment of Bye-laws: Bye-law [4.18.1] Mgmt For For
[quorum for transaction of business at
Board meetings]
5. To appoint the external auditors of the Mgmt For For
Company to perform such services for the
2020 financial year and to confirm the
Audit Committee's approval of the fees for
such audit services. (See Appendix 4)
--------------------------------------------------------------------------------------------------------------------------
CREDICORP LTD. Agenda Number: 935221426
--------------------------------------------------------------------------------------------------------------------------
Security: G2519Y108
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: BAP
ISIN: BMG2519Y1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Antonio Abruna Puyol Mgmt For For
1.2 Election of Director: Maite Aranzabal Mgmt For For
Harreguy
1.3 Election of Director: Fernando Fort Marie Mgmt For For
1.4 Election of Director: Alexandre Gouvea Mgmt For For
1.5 Election of Director: Patricia Lizarraga Mgmt For For
Guthertz
1.6 Election of Director: Raimundo Morales Mgmt For For
Dasso
1.7 Election of Director: Irzio Pinasco Mgmt For For
Menchelli
1.8 Election of Director: Luis Enrique Romero Mgmt For For
Belismelis
2. Approval of Remuneration of Directors. (See Mgmt For For
Appendix 2)
3.1 Amendment of Bye-laws: Bye-law 2.6 Mgmt For For
[transfer of shares]
3.2 Amendment of Bye-laws: Bye-law 3.4.2 Mgmt For For
[mechanisms for appointment of proxy]
3.3 Amendment of Bye-laws: Bye-law 4.11 Mgmt For For
[increase in the number of directors]
3.4 Amendment of Bye-laws: Bye-law 4.15 [notice Mgmt For For
of and mechanisms for participation of
directors in Board meetings]
3.5 Amendment of Bye-laws: Bye-law 4.16.1 Mgmt For For
[quorum for transaction of business at
Board meetings]
4. To appoint the external auditors of the Mgmt For For
Company to perform such services for the
2020 financial year and to delegate the
power to set and approve fees for such
audit services to the Board of Directors
(for further delegation to the Audit
Committee thereof). (See Appendix 4)
--------------------------------------------------------------------------------------------------------------------------
DISCOVERY LIMITED Agenda Number: 711647252
--------------------------------------------------------------------------------------------------------------------------
Security: S2192Y109
Meeting Type: AGM
Meeting Date: 28-Nov-2019
Ticker:
ISIN: ZAE000022331
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 CONSIDERATION OF ANNUAL FINANCIAL Mgmt For For
STATEMENTS
O.2 RESOLVED THAT PRICEWATERHOUSECOOPERS INC. Mgmt For For
IS RE-APPOINTED, AS THE INDEPENDENT
EXTERNAL AUDITOR OF THE COMPANY, AS
NOMINATED BY THE COMPANY'S AUDIT COMMITTEE,
UNTIL THE CONCLUSION OF THE NEXT AGM. IT IS
NOTED THAT MR ANDREW TAYLOR IS THE
INDIVIDUAL REGISTERED AUDITOR WHO WILL
UNDERTAKE THE AUDIT FOR THE FINANCIAL YEAR
ENDING 30 JUNE 2020, REPLACING MR JORGE
GONCALVES WHO IS ROTATING OFF THE AUDIT
FOLLOWING A 5-YEAR TERM AS THE AS THE
INDIVIDUAL REGISTERED AUDITOR
O.3.1 ELECTION OF INDEPENDENT AUDIT COMMITTEE: MR Mgmt For For
LES OWEN
O.3.2 ELECTION OF INDEPENDENT AUDIT COMMITTEE: MS Mgmt For For
SINDI ZILWA
O.3.3 ELECTION OF INDEPENDENT AUDIT COMMITTEE: MS Mgmt For For
SONJA DE BRUYN
O.4.1 RE-ELECTION AND ELECTION OF DIRECTOR: MR Mgmt For For
RICHARD FARBER
O.4.2 RE-ELECTION AND ELECTION OF DIRECTOR: MR Mgmt For For
HERMAN BOSMAN
O.4.3 RE-ELECTION AND ELECTION OF DIRECTOR: MS Mgmt For For
FAITH KHANYILE
O.4.4 RE-ELECTION AND ELECTION OF DIRECTOR: MR Mgmt For For
MARK TUCKER
NB5.1 ADVISORY ENDORSEMENT OF THE REMUNERATION Mgmt For For
POLICY AND IMPLEMENTATION REPORT:
NON-BINDING ADVISORY VOTE ON THE
REMUNERATION POLICY
NB5.2 ADVISORY ENDORSEMENT OF THE REMUNERATION Mgmt For For
POLICY AND IMPLEMENTATION REPORT:
NON-BINDING ADVISORY VOTE ON THE
IMPLEMENTATION OF THE REMUNERATION POLICY
O.6 ADOPTION OF THE DISCOVERY LIMITED LONG-TERM Mgmt For For
INCENTIVE PLAN (LTIP)
O.7 DIRECTORS' AUTHORITY TO TAKE ALL SUCH Mgmt For For
ACTIONS NECESSARY TO IMPLEMENT THE
AFORESAID ORDINARY RESOLUTIONS AND THE
SPECIAL RESOLUTIONS MENTIONED BELOW
O.8.1 GENERAL AUTHORITY TO ISSUE PREFERENCE Mgmt For For
SHARES: TO GIVE THE DIRECTORS THE GENERAL
AUTHORITY TO ALLOT AND ISSUE 10 000 000 A
PREFERENCE SHARES
O.8.2 GENERAL AUTHORITY TO ISSUE PREFERENCE Mgmt For For
SHARES: TO GIVE THE DIRECTORS THE GENERAL
AUTHORITY TO ALLOT AND ISSUE 12 000 000 B
PREFERENCE SHARES
O.8.3 GENERAL AUTHORITY TO ISSUE PREFERENCE Mgmt For For
SHARES: TO GIVE THE DIRECTORS THE GENERAL
AUTHORITY TO ALLOT AND ISSUE 20 000 000 C
PREFERENCE SHARES
S.1 APPROVAL OF NON-EXECUTIVE DIRECTORS' Mgmt For For
REMUNERATION - 2019/2020
S.2 GENERAL AUTHORITY TO REPURCHASE SHARES IN Mgmt For For
TERMS OF THE JSE LISTINGS REQUIREMENTS
S.3 AUTHORITY TO PROVIDE FINANCIAL ASSISTANCE Mgmt For For
IN TERMS OF SECTION 44 AND 45 OF THE
COMPANIES ACT
S.4 SPECIFIC AUTHORITY UNDER THE COMPANIES ACT Mgmt For For
AND THE MOI RELATING TO AN ISSUE OF SHARES
TO THE LTIP
--------------------------------------------------------------------------------------------------------------------------
DR REDDY'S LABORATORIES LTD Agenda Number: 711379532
--------------------------------------------------------------------------------------------------------------------------
Security: Y21089159
Meeting Type: AGM
Meeting Date: 30-Jul-2019
Ticker:
ISIN: INE089A01023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT THE Mgmt For For
FINANCIAL STATEMENTS (STANDALONE AND
CONSOLIDATED)OF THE COMPANY FOR THE YEAR
ENDED 31 MARCH 2019, INCLUDING THE AUDITED
BALANCE SHEET AS AT 31 MARCH 2019 AND THE
STATEMENT OF PROFIT AND LOSS OF THE COMPANY
FOR THE YEAR ENDED ON THAT DATE ALONG WITH
THE REPORTS OF THE BOARD OF DIRECTORS AND
AUDITORS THEREON
2 TO DECLARE DIVIDEND ON THE EQUITY SHARES Mgmt For For
FOR THE FINANCIAL YEAR 2018-19: DIVIDEND OF
INR 20/- PER EQUITY SHARE
3 TO REAPPOINT MR. G V PRASAD (DIN: Mgmt For For
00057433), WHO RETIRES BY ROTATION, AND
BEING ELIGIBLE OFFERS HIMSELF FOR THE
REAPPOINTMENT
4 REAPPOINTMENT OF MR. SRIDAR IYENGAR (DIN: Mgmt For For
00278512) AS AN INDEPENDENT DIRECTOR FOR A
SECOND TERM OF FOUR YEARS IN TERMS OF
SECTION 149 OF THE COMPANIES ACT, 2013 AND
LISTING REGULATIONS
5 REAPPOINTMENT OF MS. KALPANA MORPARIA (DIN: Mgmt For For
00046081) AS AN INDEPENDENT DIRECTOR FOR A
SECOND TERM OF FIVE YEARS IN TERMS OF
SECTION 149 OF THE COMPANIES ACT, 2013 AND
LISTING REGULATIONS
6 APPOINTMENT OF MR. LEO PURI (DIN: 01764813) Mgmt For For
AS AN INDEPENDENT DIRECTOR IN TERMS OF
SECTION 149 OF THE COMPANIES ACT, 2013 FOR
A TERM OF FIVE YEARS
7 APPOINTMENT OF MS. SHIKHA SHARMA (DIN: Mgmt For For
00043265) AS AN INDEPENDENT DIRECTOR IN
TERMS OF SECTION 149 OF THE COMPANIES ACT,
2013 FOR A TERM OF FIVE YEARS
8 APPOINTMENT OF MR. ALLAN OBERMAN (DIN: Mgmt For For
08393837) AS AN INDEPENDENT DIRECTOR IN
TERMS OF SECTION 149 OF THE COMPANIES ACT,
2013 FOR A TERM OF FIVE YEARS
9 TO RATIFY THE REMUNERATION PAYABLE TO COST Mgmt For For
AUDITORS, M/S. SAGAR & ASSOCIATES, COST
ACCOUNTANTS FOR THE FINANCIAL YEAR ENDING
31 MARCH 2020
--------------------------------------------------------------------------------------------------------------------------
DR REDDY'S LABORATORIES LTD Agenda Number: 711866395
--------------------------------------------------------------------------------------------------------------------------
Security: Y21089159
Meeting Type: CRT
Meeting Date: 02-Jan-2020
Ticker:
ISIN: INE089A01023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE SCHEME OF AMALGAMATION AND Mgmt For For
ARRANGEMENT BETWEEN DR. REDDY'S HOLDINGS
LIMITED (AMALGAMATING COMPANY) AND DR.
REDDY'S LABORATORIES LIMITED (AMALGAMATED
COMPANY) AND THEIR RESPECTIVE SHAREHOLDERS
PURSUANT TO THE PROVISIONS OF SECTIONS
230-232 READ WITH SECTION 66 AND OTHER
RELEVANT PROVISIONS OF THE COMPANIES ACT,
2013 AND RULES THEREUNDER
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
--------------------------------------------------------------------------------------------------------------------------
DR. REDDY'S LABORATORIES LIMITED Agenda Number: 935061111
--------------------------------------------------------------------------------------------------------------------------
Security: 256135203
Meeting Type: Annual
Meeting Date: 30-Jul-2019
Ticker: RDY
ISIN: US2561352038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. To receive, consider and adopt the Mgmt For For
financial statements (standalone and
consolidated) of the company for the year
ended 31 March 2019, including the audited
balance sheet as at 31 March 2019 and the
statement of profit and loss of the company
for the year ended on that date along with
the reports of the board of directors and
auditors thereon.
O2. To declare dividend on the equity shares Mgmt For For
for the financial year 2018-19.
O3. To reappoint Mr. G V Prasad (DIN: Mgmt For For
00057433), who retires by rotation, and
being eligible offers himself for the
reappointment.
S4. Reappointment of Mr. Sridar Iyengar (DIN: Mgmt For For
00278512) as an Independent Director for a
second term of four years, in terms of
Section 149 of the Companies Act, 2013 and
Regulation 17(1A) of the Securities and
Exchange Board of India (Listing
Obligations and Disclosure Requirements)
Regulations, 2015.
S5. Reappointment of Ms. Kalpana Morparia (DIN: Mgmt For For
00046081) as an Independent Director for a
second term of five years, in terms of
Section 149 of the Companies Act, 2013 and
Regulation 17(1A) of the Securities and
Exchange Board of India(Listing Obligations
and Disclosure Requirements) Regulations,
2015.
S6. Appointment of Mr. Leo Puri (DIN: 01764813) Mgmt For For
as an Independent Director in terms of
Section 149 of the Companies Act,2013.
S7. Appointment of Ms. Shikha Sharma (DIN: Mgmt For For
00043265) as an Independent Director in
terms of Section 149 of the Companies Act,
2013.
S8. Appointment of Mr. Allan Oberman (DIN: Mgmt For For
08393837) as an Independent Director in
terms of Section 149 of the Companies Act,
2013.
S9. To ratify the remuneration payable to cost Mgmt For For
auditors, M/s. Sagar & Associates, cost
accountants for the financial year ending
31 March 2020.
--------------------------------------------------------------------------------------------------------------------------
DR. REDDY'S LABORATORIES LIMITED Agenda Number: 935115065
--------------------------------------------------------------------------------------------------------------------------
Security: 256135203
Meeting Type: Special
Meeting Date: 02-Jan-2020
Ticker: RDY
ISIN: US2561352038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Scheme of Amalgamation and Mgmt For For
Arrangement between Dr. Reddy's Holdings
Limited (Amalgamating Company) and Dr
Reddy's Laboratories Limited (Amalgamated
Company) and their respective shareholders
pursuant to the provisions of Sections
230-232 read with Section 66 and other
relevant provisions of the Companies Act,
2013 and rules thereunder.
--------------------------------------------------------------------------------------------------------------------------
E.SUN FINANCIAL HOLDING COMPANY,LTD. Agenda Number: 712643623
--------------------------------------------------------------------------------------------------------------------------
Security: Y23469102
Meeting Type: AGM
Meeting Date: 12-Jun-2020
Ticker:
ISIN: TW0002884004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 BUSINESS REPORTS AND FINANCIAL STATEMENTS Mgmt For For
FOR FISCAL YEAR 2019.
2 PROPOSAL OF NET INCOME DISTRIBUTION FOR Mgmt For For
FISCAL YEAR 2019. PROPOSED CASH DIVIDEND:
TWD 0.791 PER SHARE. PROPOSED STOCK
DIVIDEND: 79.7 FOR 1,000 SHS HELD.
3 PROPOSAL OF CAPITAL INCREASE FROM RETAINED Mgmt For For
EARNINGS AND REMUNERATION TO EMPLOYEES.
4 AMENDMENT TO THE COMPANYS PROCEDURE FOR Mgmt For For
ENGAGING IN DERIVATIVES TRADING.
5 AMENDMENT TO THE RULES FOR PROCEDURE OF Mgmt For For
SHAREHOLDERS MEETING.
6.1 THE ELECTION OF THE DIRECTOR.:E.SUN Mgmt For For
VOLUNTEER AND SOCIAL WELFARE
FOUNDATION,SHAREHOLDER NO.65813,YUNG-JEN
HUANG AS REPRESENTATIVE
6.2 THE ELECTION OF THE DIRECTOR.:E.SUN Mgmt For For
FOUNDATION,SHAREHOLDER NO.1,JOSEPH N.C.
HUANG AS REPRESENTATIVE
6.3 THE ELECTION OF THE DIRECTOR.:HSIN TUNG Mgmt For For
YANG CO., LTD.,SHAREHOLDER NO.8,JACKSON MAI
AS REPRESENTATIVE
6.4 THE ELECTION OF THE DIRECTOR.:FU-YUAN Mgmt For For
INVESTMENT CO.,LTD.,SHAREHOLDER
NO.123662,RON-CHU CHEN AS REPRESENTATIVE
6.5 THE ELECTION OF THE DIRECTOR.:SHANG LI CAR Mgmt For For
CO.,LTD.,SHAREHOLDER NO.16557,CHIEN-LI WU
AS REPRESENTATIVE
6.6 THE ELECTION OF THE DIRECTOR.:MAGI Mgmt For For
CHEN,SHAREHOLDER NO.3515
6.7 THE ELECTION OF THE DIRECTOR.:MAO-CHIN Mgmt For For
CHEN,SHAREHOLDER NO.3215
6.8 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:RYH-YAN CHANG,SHAREHOLDER
NO.P101381XXX
6.9 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:CHUN-YAO HUANG,SHAREHOLDER
NO.D120004XXX
6.10 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:YING-HSIN TSAI,SHAREHOLDER
NO.B220080XXX
6.11 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:HUNG-CHANG CHIU,SHAREHOLDER
NO.A123163XXX
6.12 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:RUEY-LIN HSIAO,SHAREHOLDER
NO.A120288XXX
7 PERMISSION REGARDING THE ENGAGEMENT IN Mgmt For For
COMPETITIVE CONDUCT OF THE DIRECTORS FOR
THE COMPANY.
CMMT 14 MAY 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTIONS 6.1 TO 6.5. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ENKA INSAAT VE SANAYI A.S Agenda Number: 712236997
--------------------------------------------------------------------------------------------------------------------------
Security: M4055T108
Meeting Type: AGM
Meeting Date: 27-Mar-2020
Ticker:
ISIN: TREENKA00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 ELECTION OF THE GENERAL ASSEMBLY Mgmt For For
PRESIDENTIAL BOARD AND AUTHORIZATION OF THE
PRESIDENTIAL BOARD FOR SIGNING THE MINUTES
OF THE GENERAL ASSEMBLY MEETING
2 READING AND DISCUSSING THE ANNUAL REPORT OF Mgmt For For
THE BOARD OF DIRECTORS AND THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR 2019
3 READING AND DISCUSSING THE REPORT OF Mgmt For For
INDEPENDENT AUDITORS
4 REGARDING THE REGULATIONS OF CAPITAL Mgmt Abstain Against
MARKETS BOARD, INFORMING THE SHAREHOLDERS
ABOUT THE DONATIONS MADE WITHIN THE FISCAL
YEAR 2019 UNDER THE FRAMEWORK OF COMPANY'S
CURRENT DONATION AND AID POLICY
5 APPROVAL OF BALANCE SHEET AND INCOME Mgmt For For
STATEMENT ACCOUNTS OF 2019
6 ACQUITTAL AND RELEASE OF THE BOARD MEMBERS Mgmt For For
DUE TO THE COMPANY'S ACTIVITIES FOR THE
FISCAL YEAR 2019
7 ELECTION OF THE BOARD MEMBERS Mgmt For For
8 REGARDING THE REGULATIONS OF CAPITAL Mgmt For For
MARKETS BOARD, DETERMINING THE ATTENDANCE
FEE FOR THE BOARD MEMBERS AS 20.000 TURKISH
LIRAS PER MONTH ACCORDING TO THE PRINCIPLES
SET IN THE REMUNERATION POLICY APPLICABLE
TO THE BOARD MEMBERS AND ADMINISTRATIVELY
RESPONSIBLE MANAGERS
9 APPROVAL OF THE SELECTION OF THE Mgmt For For
INDEPENDENT AUDITORS RECOMMENDED AS KPMG
BAGIMSIZ DENETIM VE SERBEST MUHASEBECI MALI
MUSAVIRLIK A.S. BY THE BOARD OF DIRECTORS
10 REGARDING THE REGULATIONS OF CAPITAL Mgmt For For
MARKETS BOARD, MAKING DECISION ON
DISTRIBUTION OF THE BALANCE SHEET PROFIT OF
2019 ACCORDING TO THE CURRENT PROFIT
DISTRIBUTION POLICY OF THE COMPANY
11 INFORMING THE SHAREHOLDERS THAT THERE ARE Mgmt Abstain Against
NO GUARANTEES, PLEDGES, MORTGAGES AND
ENCUMBRANCES GIVEN TO THE BENEFIT OF THIRD
PARTIES REGARDING THE REGULATIONS OF
CAPITAL MARKETS BOARD
12 APPROVING THE AUTHORIZATION OF THE BOARD OF Mgmt For For
DIRECTORS FOR DECIDING THE DISTRIBUTION OF
THE ADVANCE DIVIDEND FOR THE FISCAL YEAR
2020 IN ACCORDANCE WITH THE ARTICLE NO.37
OF THE ARTICLES OF ASSOCIATION AND WITHIN
THE SCOPE OF CAPITAL MARKETS BOARD'S
COMMUNIQUE NO. II 19.1 DATED JANUARY 23,
2014 FOR ADVANCE DIVIDENDS
13 DISCUSSION AND APPROVAL OF SET OFF OF THE Mgmt For For
ADVANCE DIVIDENDS TO BE DISTRIBUTED SO,
FROM ANY DISTRIBUTABLE RESOURCES AS GIVEN
IN THE ANNUAL FINANCIAL SITUATION STATEMENT
FOR THE FISCAL YEAR 2020, IF NO SUFFICIENT
PROFITS ARE REALIZED OR EVEN LOSSES ARE
SUFFERED AT THE END OF THE FISCAL YEAR 2020
14 INFORMING THE SHAREHOLDERS ABOUT SHARE Mgmt Abstain Against
BUYBACKS IN ACCORDANCE WITH THE DISCLOSURE
OF THE CAPITAL MARKETS BOARD OF TURKEY IN
ORDER TO PROTECT THE INTERESTS OF MINORITY
SHAREHOLDERS
15 AUTHORIZATION OF THE BOARD MEMBERS TO Mgmt For For
ENGAGE IN BUSINESSES MENTIONED IN ARTICLES
395 AND 396 OF THE TURKISH CODE OF COMMERCE
AND IN COMPLIANCE WITH THE CORPORATE
GOVERNANCE PRINCIPLES, INFORMING THE
GENERAL ASSEMBLY ON ANY BUSINESSES ENGAGED
IN AND PERFORMED BY THE SAME WITHIN SUCH
FRAMEWORK DURING THE FISCAL YEAR 2019
16 REQUESTS AND RECOMMENDATIONS Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
FALABELLA SA Agenda Number: 712309512
--------------------------------------------------------------------------------------------------------------------------
Security: P3880F108
Meeting Type: OGM
Meeting Date: 28-Apr-2020
Ticker:
ISIN: CLP3880F1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE ANNUAL REPORT Mgmt For For
2 APPROVE CONSOLIDATED BALANCE SHEET Mgmt For For
3 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
4 APPROVE AUDITORS REPORT Mgmt For For
5 RECEIVE REPORT ON INTERIM DIVIDENDS OF CLP Mgmt Abstain Against
17 PER SHARE APPROVED BY BOARD ON DEC. 19,
2019
6 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
7 APPROVE ALLOCATION OF INCOME WHICH ARE NO Mgmt For For
DISTRIBUTABLE TO SHAREHOLDERS
8 APPROVE DIVIDEND POLICY Mgmt For For
9 ELECT DIRECTORS Mgmt Against Against
10 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
11 APPOINT AUDITORS Mgmt For For
12 DESIGNATE RISK ASSESSMENT COMPANIES Mgmt For For
13 RECEIVE REPORT REGARDING RELATED PARTY Mgmt Abstain Against
TRANSACTIONS
14 RECEIVE DIRECTORS COMMITTEES REPORT Mgmt Abstain Against
15 APPROVE REMUNERATION OF DIRECTORS COMMITTEE Mgmt For For
16 APPROVE BUDGET OF DIRECTORS COMMITTEE Mgmt For For
17 DESIGNATE NEWSPAPER TO PUBLISH Mgmt For For
ANNOUNCEMENTS
--------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV Agenda Number: 935139104
--------------------------------------------------------------------------------------------------------------------------
Security: 344419106
Meeting Type: Annual
Meeting Date: 20-Mar-2020
Ticker: FMX
ISIN: US3444191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Report of the chief executive officer of Mgmt For
the Company, which includes the financial
statements for the 2019 fiscal year;
opinion of the board of directors of the
Company regarding the content of the report
of the chief executive officer; reports of
the board of directors of the Company
regarding the main policies and accounting
and information criteria applied during the
preparation of the Company's financial
information, including the report of the
operations and activities of the ...(due to
space limits, see proxy material for full
proposal).
II Application of the results for the 2019 Mgmt For
fiscal year of the Company, which will
include a dividend declaration and payment
in cash, in Mexican pesos.
III Proposal to determine the maximum amount Mgmt For
for the Company's stock repurchase fund
kept pursuant to article 56 subsection IV
of the Law.
IV Election of the members of the board of Mgmt For
directors and secretaries of the Company,
qualification of their independence, in
accordance with the Law, and resolution
with respect to their remuneration.
V Election of members of the following Mgmt For
committees: (i) strategy and finance, (ii)
audit, and (iii) corporate practices of the
Company; appointment of each of their
respective chairman, and resolution with
respect to their remuneration.
VI Appointment of delegates for the Mgmt For
formalization of the Meeting's resolutions.
VII Reading and, if applicable, approval of the Mgmt For
Meeting's minute.
--------------------------------------------------------------------------------------------------------------------------
FUYAO GLASS INDUSTRY GROUP CO LTD Agenda Number: 711568064
--------------------------------------------------------------------------------------------------------------------------
Security: Y2680G100
Meeting Type: EGM
Meeting Date: 30-Oct-2019
Ticker:
ISIN: CNE100001TR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/0911/ltn20190911187.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/0911/ltn20190911147.pdf
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 3.1 THROUGH 3.2 WILL BE
PROCESSED AS TAKE NO ACTIONBY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
1 RESOLUTION ON ELECTION OF MR. YE SHU AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE NINTH SESSION OF
THE BOARD OF DIRECTORS
2 RESOLUTION ON ELECTION OF MR. MA WEIHUA AS Mgmt For For
A SUPERVISOR OF THE NINTH SESSION OF THE
BOARD OF SUPERVISORS
3.1 RESOLUTION ON ELECTION OF MR. LIU JING AS Mgmt For For
AN INDEPENDENT NONEXECUTIVE DIRECTOR OF THE
NINTH SESSION OF THE BOARD OF DIRECTORS
3.2 RESOLUTION ON ELECTION OF MR. QU WENZHOU AS Mgmt For For
AN INDEPENDENT NONEXECUTIVE DIRECTOR OF THE
NINTH SESSION OF THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
FUYAO GLASS INDUSTRY GROUP CO LTD Agenda Number: 712615509
--------------------------------------------------------------------------------------------------------------------------
Security: Y2680G100
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: CNE100001TR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0507/2020050700553.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0507/2020050700469.pdf
1 WORK REPORT OF THE BOARD OF DIRECTORS FOR Mgmt For For
THE YEAR 2019
2 WORK REPORT OF THE SUPERVISORY COMMITTEE Mgmt For For
FOR THE YEAR 2019
3 FINAL FINANCIAL REPORT FOR THE YEAR 2019 Mgmt For For
4 PROFIT DISTRIBUTION PLAN FOR THE YEAR 2019 Mgmt For For
5 2019 ANNUAL REPORT AND SUMMARY OF ANNUAL Mgmt For For
REPORT
6 RESOLUTION ON THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP
(SPECIAL GENERAL PARTNERSHIP) AS THE
DOMESTIC AUDIT INSTITUTION AND INTERNAL
CONTROL AUDIT INSTITUTION OF THE COMPANY
FOR THE YEAR 2020
7 RESOLUTION ON THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS THE OVERSEAS
AUDIT INSTITUTION OF THE COMPANY FOR THE
YEAR 2020
8 WORK REPORT OF INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTORS FOR THE YEAR 2019
9 RESOLUTION ON THE ENTRUSTED WEALTH Mgmt For For
MANAGEMENT WITH SELF-OWNED FUNDS OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
GIANT MANUFACTURING CO LTD Agenda Number: 712683716
--------------------------------------------------------------------------------------------------------------------------
Security: Y2708Z106
Meeting Type: AGM
Meeting Date: 19-Jun-2020
Ticker:
ISIN: TW0009921007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2019 FINANCIAL STATEMENTS. Mgmt For For
2 DISTRIBUTION OF 2019 EARNINGS. PROPOSED Mgmt For For
CASH DIVIDEND: TWD 4.6 PER SHARE.
3 TO AMEND THE ARTICLES OF INCORPORATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HANON SYSTEMS Agenda Number: 712239816
--------------------------------------------------------------------------------------------------------------------------
Security: Y29874107
Meeting Type: AGM
Meeting Date: 25-Mar-2020
Ticker:
ISIN: KR7018880005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 APPROVAL OF GRANT OF STOCK OPTION Mgmt For For
3 ELECTION OF A NON-PERMANENT DIRECTOR: HAN Mgmt Against Against
SANG WON AND ELECTION OF OUTSIDE DIRECTORS:
KIM DO EON, CHOI DONG SU, LIM BAN HEE, BAEK
SEONG JUN
4 ELECTION OF AUDIT COMMITTEE MEMBERS: CHOI Mgmt For For
DONG SU, BAEK SEONG JUN
5 APPROVAL OF REMUNERATION LIMIT FOR DIRECTOR Mgmt For For
6 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 358600 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT 13 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFOCATION OF RESOLUTIONS
3 AND 4. IF YOU HAVE ALREADY SENT IN YOUR
VOTES FOR MID: 358600 PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HERO MOTOCORP LTD Agenda Number: 711379366
--------------------------------------------------------------------------------------------------------------------------
Security: Y3194B108
Meeting Type: AGM
Meeting Date: 29-Jul-2019
Ticker:
ISIN: INE158A01026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS (INCLUDING
CONSOLIDATED FINANCIAL STATEMENTS) OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED MARCH
31, 2019 TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS THEREON
2 TO CONFIRM PAYMENT OF INTERIM DIVIDEND OF Mgmt For For
INR 55/- PER EQUITY SHARE AND TO DECLARE A
FINAL DIVIDEND OF INR 32 PER EQUITY SHARE
FOR THE FINANCIAL YEAR 2018-19
3 TO RE-APPOINT MR. VIKRAM SITARAM KASBEKAR Mgmt For For
(DIN: 00985182), DIRECTOR RETIRING BY
ROTATION
4 RATIFICATION OF REMUNERATION OF COST Mgmt For For
AUDITORS FOR FINANCIAL YEAR 2019-20
5 APPOINTMENT OF PROF. JAGMOHAN SINGH RAJU Mgmt For For
(DIN: 08273039) AS AN INDEPENDENT DIRECTOR
OF THE COMPANY
6 RE-APPOINTMENT OF MR. MELEVEETIL DAMODARAN Mgmt For For
(DIN: 02106990) AS AN INDEPENDENT DIRECTOR
OF THE COMPANY
7 RE-APPOINTMENT OF MR. PRADEEP DINODIA (DIN: Mgmt For For
00027995) AS NON-EXECUTIVE DIRECTOR OF THE
COMPANY
8 RE-APPOINTMENT OF MR. VIKRAM SITARAM Mgmt For For
KASBEKAR, EXECUTIVE DIRECTOR - OPERATIONS
(PLANTS) (DIN: 00985182) AS A WHOLE-TIME
DIRECTOR OF THE COMPANY AND APPROVAL OF
REMUNERATION AND OTHER TERMS AND CONDITIONS
OF HIS APPOINTMENT
--------------------------------------------------------------------------------------------------------------------------
HOUSING DEVELOPMENT FINANCE CORP LTD Agenda Number: 711383137
--------------------------------------------------------------------------------------------------------------------------
Security: Y37246207
Meeting Type: AGM
Meeting Date: 02-Aug-2019
Ticker:
ISIN: INE001A01036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1.A ADOPTION OF THE AUDITED FINANCIAL Mgmt For For
STATEMENTS OF THE CORPORATION FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2019
TOGETHER WITH THE REPORTS OF THE BOARD OF
DIRECTORS AND AUDITORS THEREON
1.B ADOPTION OF THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED MARCH 31, 2019 TOGETHER WITH THE
REPORT OF THE AUDITORS THEREON
2 DECLARATION OF FINAL DIVIDEND ON EQUITY Mgmt For For
SHARES OF THE CORPORATION: FINAL DIVIDEND
FOR THE FINANCIAL YEAR ENDED MARCH 31, 2019
OF RS. 17.50 PER EQUITY SHARE
3 RE-APPOINTMENT OF MR. V. SRINIVASA RANGAN, Mgmt For For
WHO RETIRES BY ROTATION AND, BEING
ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT
4 FIXING THE REMUNERATION OF MESSRS B S R & Mgmt For For
CO. LLP, CHARTERED ACCOUNTANTS, STATUTORY
AUDITORS OF THE CORPORATION
5 APPOINTMENT OF DR. BHASKAR GHOSH AS AN Mgmt For For
INDEPENDENT DIRECTOR OF THE CORPORATION
6 APPOINTMENT OF MS. IREENA VITTAL AS AN Mgmt For For
INDEPENDENT DIRECTOR OF THE CORPORATION
7 RE-APPOINTMENT OF MR. NASSER MUNJEE AS AN Mgmt For For
INDEPENDENT DIRECTOR OF THE CORPORATION
8 RE-APPOINTMENT OF DR. J. J. IRANI AS AN Mgmt For For
INDEPENDENT DIRECTOR OF THE CORPORATION
9 APPROVAL OF RELATED PARTY TRANSACTIONS WITH Mgmt For For
HDFC BANK LIMITED
10 APPROVAL FOR PAYMENT OF COMMISSION TO THE Mgmt For For
NON-EXECUTIVE DIRECTORS OF THE CORPORATION
11 APPROVAL FOR REVISION IN THE SALARY RANGE Mgmt For For
OF MR. KEKI M. MISTRY, MANAGING DIRECTOR
(DESIGNATED AS THE "VICE CHAIRMAN & CHIEF
EXECUTIVE OFFICER") OF THE CORPORATION
12 APPROVAL TO ISSUE REDEEMABLE Mgmt For For
NON-CONVERTIBLE DEBENTURES AND/ OR ANY
OTHER HYBRID INSTRUMENTS ON PRIVATE
PLACEMENT BASIS, UP TO AN AMOUNT NOT
EXCEEDING INR 1,25,000 CRORE
--------------------------------------------------------------------------------------------------------------------------
LARGAN PRECISION CO LTD Agenda Number: 712627011
--------------------------------------------------------------------------------------------------------------------------
Security: Y52144105
Meeting Type: AGM
Meeting Date: 10-Jun-2020
Ticker:
ISIN: TW0003008009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2019 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 2019 EARNINGS DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 79 PER SHARE.
--------------------------------------------------------------------------------------------------------------------------
MAHINDRA & MAHINDRA LIMITED Agenda Number: 711383238
--------------------------------------------------------------------------------------------------------------------------
Security: Y54164150
Meeting Type: AGM
Meeting Date: 07-Aug-2019
Ticker:
ISIN: INE101A01026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
STANDALONE FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED 31ST
MARCH, 2019 AND THE REPORTS OF THE BOARD OF
DIRECTORS AND AUDITORS THEREON
2 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED 31ST
MARCH, 2019 AND THE REPORT OF THE AUDITORS
THEREON
3 DECLARATION OF DIVIDEND ON ORDINARY Mgmt For For
(EQUITY) SHARES: RS. 8.50 PER ORDINARY
(EQUITY) SHARE OF THE FACE VALUE OF RS. 5
EACH ON THE SHARE CAPITAL
4 RE-APPOINTMENT OF DR. PAWAN GOENKA Mgmt For For
(DIN:00254502) AS A DIRECTOR, WHO RETIRES
BY ROTATION AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-APPOINTMENT
5 RATIFICATION OF THE REMUNERATION PAYABLE TO Mgmt For For
MESSRS D. C. DAVE & CO., COST ACCOUNTANTS
(FIRM REGISTRATION NUMBER 000611),
APPOINTED AS THE COST AUDITORS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDING 31ST
MARCH, 2020
6 RE-APPOINTMENT OF DR. VISHAKHA N. DESAI Mgmt For For
(DIN: 05292671) AS AN INDEPENDENT DIRECTOR
OF THE COMPANY FOR A SECOND TERM COMMENCING
FROM 8TH AUGUST, 2019 TO 30TH APRIL, 2024
7 RE-APPOINTMENT OF MR. VIKRAM SINGH MEHTA Mgmt For For
(DIN: 00041197) AS AN INDEPENDENT DIRECTOR
OF THE COMPANY FOR A SECOND TERM OF FIVE
CONSECUTIVE YEARS COMMENCING FROM 8TH
AUGUST, 2019 TO 7TH AUGUST, 2024
8 APPOINTMENT OF MR. VIJAY KUMAR SHARMA (DIN: Mgmt For For
02449088) AS A NON-EXECUTIVE
NON-INDEPENDENT DIRECTOR OF THE COMPANY,
REPRESENTING LIFE INSURANCE CORPORATION OF
INDIA, LIABLE TO RETIRE BY ROTATION
9 APPOINTMENT OF MR. HAIGREVE KHAITAN (DIN: Mgmt For For
00005290) AS AN INDEPENDENT DIRECTOR OF THE
COMPANY FOR A TERM OF FIVE CONSECUTIVE
YEARS COMMENCING FROM 8TH AUGUST, 2019 TO
7TH AUGUST, 2024
10 APPOINTMENT OF MS. SHIKHA SHARMA (DIN: Mgmt For For
00043265) AS AN INDEPENDENT DIRECTOR OF THE
COMPANY FOR A TERM OF FIVE CONSECUTIVE
YEARS COMMENCING FROM 8TH AUGUST, 2019 TO
7TH AUGUST, 2024
--------------------------------------------------------------------------------------------------------------------------
MEDIATEK INCORPORATION Agenda Number: 712643813
--------------------------------------------------------------------------------------------------------------------------
Security: Y5945U103
Meeting Type: AGM
Meeting Date: 11-Jun-2020
Ticker:
ISIN: TW0002454006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE 2019 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS
2 ADOPTION OF THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2019 PROFITS.PROPOSED CASH DIVIDEND: TWD
5 PER SHARE .
3 DISCUSSION OF CASH DISTRIBUTION FROM Mgmt For For
CAPITAL RESERVE : TWD 5.5 PER SHARE .
4 SUSPENSION OF THE NON-COMPETITION Mgmt For For
RESTRICTIONS ON THE COMPANYS DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
MIDEA GROUP CO LTD Agenda Number: 711732746
--------------------------------------------------------------------------------------------------------------------------
Security: Y6S40V103
Meeting Type: EGM
Meeting Date: 18-Nov-2019
Ticker:
ISIN: CNE100001QQ5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 SUBSIDIARIES' DIVERSIFIED PLANS FOR Mgmt Against Against
EMPLOYEE STOCK OWNERSHIP
--------------------------------------------------------------------------------------------------------------------------
MIDEA GROUP CO LTD Agenda Number: 712210020
--------------------------------------------------------------------------------------------------------------------------
Security: Y6S40V103
Meeting Type: EGM
Meeting Date: 13-Mar-2020
Ticker:
ISIN: CNE100001QQ5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPLICATION FOR REGISTRATION AND ISSUANCE Mgmt For For
OF DEBT FINANCING INSTRUMENTS
--------------------------------------------------------------------------------------------------------------------------
MIDEA GROUP CO LTD Agenda Number: 712534052
--------------------------------------------------------------------------------------------------------------------------
Security: Y6S40V103
Meeting Type: AGM
Meeting Date: 22-May-2020
Ticker:
ISIN: CNE100001QQ5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2019 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2019 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2019 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
4 2019 ANNUAL ACCOUNTS Mgmt For For
5 2019 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY16.00000000 2) BONUS ISSUE
FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
6 THE 7TH PHASE STOCK OPTION INCENTIVE PLAN Mgmt For For
(DRAFT) AND ITS SUMMARY
7 FORMULATION OF THE MEASURES ON Mgmt For For
IMPLEMENTATION AND APPRAISAL OF THE 7TH
PHASE STOCK OPTION INCENTIVE PLAN
8 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS REGARDING THE STOCK OPTION
INCENTIVE PLAN
9 2020 RESTRICTED STOCK INCENTIVE PLAN Mgmt For For
(DRAFT) AND ITS SUMMARY
10 APPRAISAL MEASURES FOR THE IMPLEMENTATION Mgmt For For
OF THE 2020 RESTRICTED STOCK INCENTIVE PLAN
11 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS REGARDING 2020 RESTRICTED STOCK
INCENTIVE PLAN
12 KEY MANAGEMENT TEAM STOCK OWNERSHIP PLAN Mgmt For For
AND THE MIDEA PARTNERS PLAN 6TH PHASE STOCK
OWNERSHIP PLAN AND ITS SUMMARY (DRAFT)
13 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS REGARDING THE 6TH PHASE MIDEA
PARTNER STOCK OWNERSHIP PLAN
14 KEY MANAGEMENT TEAM STOCK OWNERSHIP PLAN Mgmt For For
AND THE MIDEA PARTNERS PLAN 3RD PHASE STOCK
OWNERSHIP PLAN AND ITS SUMMARY (DRAFT)
15 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS REGARDING THE 3RD PHASE MIDEA
PARTNER STOCK OWNERSHIP PLAN
16 2020 PROVISION OF GUARANTEE FOR CONTROLLED Mgmt For For
SUBSIDIARIES
17 2020 RELEVANT CONNECTED TRANSACTIONS WITH A Mgmt For For
BANK
18 REAPPOINTMENT OF AUDIT FIRM Mgmt For For
19 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION (REVISED IN APRIL 2020)
20 2020 RAISED FUNDS MANAGEMENT MEASURES Mgmt For For
21 PURCHASE OF LIABILITY INSURANCE FOR Mgmt For For
DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT FROM 2020 TO 2022
--------------------------------------------------------------------------------------------------------------------------
MIDEA GROUP CO LTD Agenda Number: 712800007
--------------------------------------------------------------------------------------------------------------------------
Security: Y6S40V103
Meeting Type: EGM
Meeting Date: 22-Jun-2020
Ticker:
ISIN: CNE100001QQ5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 430041 DUE TO RECEIPT OF
ADDITIONAL RESOLUTIONS 2 TO 4. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 APPLICATION FOR REGISTRATION OF MULTI-DEBT Mgmt Against Against
DEBT FINANCING INSTRUMENTS
2 REPURCHASE AND CANCELLATION OF SOME Mgmt For For
RESTRICTED STOCKS UNDER 2017 RESTRICTED
STOCK INCENTIVE PLAN
3 REPURCHASE AND CANCELLATION OF SOME Mgmt For For
RESTRICTED STOCKS UNDER 2018 RESTRICTED
STOCK INCENTIVE PLAN
4 REPURCHASE AND CANCELLATION OF SOME Mgmt For For
RESTRICTED STOCKS UNDER 2019 RESTRICTED
STOCK INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
MONDI PLC Agenda Number: 712297084
--------------------------------------------------------------------------------------------------------------------------
Security: G6258S107
Meeting Type: AGM
Meeting Date: 07-May-2020
Ticker:
ISIN: GB00B1CRLC47
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt For For
OF MONDI PLC FOR THE YEAR ENDED 31 DECEMBER
2019, TOGETHER WITH THE REPORTS OF THE
AUDIT COMMITTEE, THE DIRECTORS AND THE
AUDITORS OF MONDI PLC
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY OF MONDI PLC AS SET OUT ON PAGES 123
TO 131 OF THE MONDI GROUP INTEGRATED REPORT
AND FINANCIAL STATEMENTS 2019
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT OF MONDI PLC, OTHER THAN THE PART
CONTAINING THE DIRECTORS' REMUNERATION
POLICY, FOR THE YEAR ENDED 31 DECEMBER 2019
AS SET OUT ON PAGES 132 TO 143 OF THE MONDI
GROUP INTEGRATED REPORT AND FINANCIAL
STATEMENTS 2019
4 TO DECLARE A FINAL DIVIDEND OF 55.72 EURO Mgmt Abstain Against
CENTS PER ORDINARY SHARE IN MONDI PLC FOR
THE YEAR ENDED 31 DECEMBER 2019
5 TO ELECT ENOCH GODONGWANA AS A DIRECTOR OF Mgmt For For
MONDI PLC IN ACCORDANCE WITH THE PROVISIONS
OF THE ARTICLES OF ASSOCIATION
6 TO ELECT PHILIP YEA AS A DIRECTOR OF MONDI Mgmt For For
PLC IN ACCORDANCE WITH THE PROVISIONS OF
THE ARTICLES OF ASSOCIATION
7 TO RE-ELECT TANYA FRATTO AS A DIRECTOR OF Mgmt For For
MONDI PLC IN ACCORDANCE WITH THE PROVISIONS
OF THE ARTICLES OF ASSOCIATION
8 TO RE-ELECT STEPHEN HARRIS AS A DIRECTOR OF Mgmt For For
MONDI PLC IN ACCORDANCE WITH THE PROVISIONS
OF THE ARTICLES OF ASSOCIATION
9 TO RE-ELECT ANDREW KING AS A DIRECTOR OF Mgmt For For
MONDI PLC IN ACCORDANCE WITH THE PROVISIONS
OF THE ARTICLES OF ASSOCIATION
10 TO RE-ELECT DOMINIQUE REINICHE AS A Mgmt For For
DIRECTOR OF MONDI PLC IN ACCORDANCE WITH
THE PROVISIONS OF THE ARTICLES OF
ASSOCIATION
11 TO RE-ELECT STEPHEN YOUNG AS A DIRECTOR OF Mgmt For For
MONDI PLC IN ACCORDANCE WITH THE PROVISIONS
OF THE ARTICLES OF ASSOCIATION
12 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF MONDI PLC TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE ANNUAL GENERAL
MEETING TO BE HELD IN 2021
13 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE REMUNERATION OF
PRICEWATERHOUSECOOPERS LLP
14 THAT THE DIRECTORS BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED PURSUANT TO AND
IN ACCORDANCE WITH SECTION 551 OF THE
COMPANIES ACT 2006 TO EXERCISE ALL THE
POWERS OF MONDI PLC TO ALLOT SHARES OR
GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT
ANY SECURITY INTO SHARES UP TO AN AGGREGATE
NOMINAL AMOUNT OF EUR 4,855,537.80. SUCH
AUTHORITY TO APPLY IN SUBSTITUTION FOR ALL
PREVIOUS AUTHORITIES PURSUANT TO SECTION
551 OF THE COMPANIES ACT 2006 AND TO EXPIRE
AT THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING TO BE HELD IN 2021 OR, IF
EARLIER, 30 JUNE 2021, BUT SO THAT MONDI
PLC MAY MAKE OFFERS OR ENTER INTO
AGREEMENTS DURING THE RELEVANT PERIOD WHICH
WOULD, OR MIGHT, REQUIRE SHARES TO BE
ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO
CONVERT ANY SHARES TO BE GRANTED AFTER THE
AUTHORITY EXPIRES
15 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
14, THE DIRECTORS BE AUTHORISED TO ALLOT
EQUITY SECURITIES (AS DEFINED IN SECTION
560(1) OF THE COMPANIES ACT 2006) FOR CASH
UNDER THE AUTHORITY GIVEN IN RESOLUTION 14
AND/OR TO SELL ORDINARY SHARES HELD BY
MONDI PLC AS TREASURY SHARES FOR CASH AS IF
SECTION 561 OF THE COMPANIES ACT 2006 DID
NOT APPLY TO ANY SUCH ALLOTMENT OR SALE,
SUCH AUTHORITY BEING LIMITED TO: I. A
RIGHTS ISSUE TO ORDINARY SHAREHOLDERS
(EXCLUDING ANY HOLDING OF TREASURY SHARES)
WHERE THE RIGHTS OF EACH SHAREHOLDER ARE,
AS NEARLY AS PRACTICABLE, PROPORTIONATE TO
THE NUMBER OF SHARES HELD. THE DIRECTORS
MAY EXCLUDE CERTAIN SHAREHOLDERS, DEAL WITH
FRACTIONS AND GENERALLY MANAGE THE RIGHTS
ISSUE AS THEY THINK FIT; AND II. THE
ALLOTMENT (OTHERWISE THAN UNDER PARAGRAPH
I. ABOVE) OF EQUITY SECURITIES OR SALE OF
TREASURY SHARES UP TO A NOMINAL VALUE OF
EUR 4,855,537.80 BEING 5% OF THE NOMINAL
VALUE OF THE EXISTING ISSUED SHARE CAPITAL
AS AT 17 MARCH 2020; SUCH AUTHORITY TO
EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING TO BE HELD IN 2021 OR, IF
EARLIER, 30 JUNE 2021, BUT, IN EACH CASE,
SO THAT THE COMPANY MAY MAKE OFFERS AND
ENTER INTO AGREEMENTS WHICH WOULD, OR
MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND TREASURY SHARES TO BE SOLD)
AFTER THE AUTHORITY EXPIRES AND THE
DIRECTORS MAY ALLOT EQUITY SECURITIES (AND
SELL TREASURY SHARES) UNDER ANY SUCH OFFER
OR AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED. FOR THE PURPOSES OF THIS
RESOLUTION 15, 'RIGHTS ISSUE' HAS THE
MEANING GIVEN TO THE TERM IN THE ARTICLES
OF ASSOCIATION
16 THAT MONDI PLC IS GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED FOR THE PURPOSE
OF SECTION 701 OF THE COMPANIES ACT 2006 TO
MAKE MARKET PURCHASES (AS DEFINED IN
SECTION 693 OF THE COMPANIES ACT 2006) OF
ITS OWN ORDINARY SHARES OF EUR 0.20 EACH IN
THE CAPITAL OF MONDI PLC PROVIDED THAT: I.
THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH
MAY BE PURCHASED IS 24,277,689
(REPRESENTING 5% OF MONDI PLC'S ISSUED
ORDINARY SHARE CAPITAL); II. THE MINIMUM
PRICE WHICH MAY BE PAID FOR ANY ORDINARY
SHARE IS EUR 0.20; III. THE MAXIMUM PRICE
WHICH MAY BE PAID FOR ANY ORDINARY SHARE IS
NO MORE THAN 5% ABOVE THE AVERAGE OF THE
MIDDLE MARKET QUOTATIONS OF THE ORDINARY
SHARES OF MONDI PLC AS DERIVED FROM THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST
FOR THE FIVE BUSINESS DAYS IMMEDIATELY
BEFORE THE DAY ON WHICH SUCH SHARE IS
CONTRACTED TO BE PURCHASED; AND IV. THIS
AUTHORITY WILL EXPIRE AT THE CONCLUSION OF
THE ANNUAL GENERAL MEETING TO BE HELD IN
2021 OR, IF EARLIER, 30 JUNE 2021 (EXCEPT
IN RELATION TO THE PURCHASE OF SHARES THE
CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE
EXPIRY OF SUCH AUTHORITY AND WHICH MAY BE
EXECUTED WHOLLY OR PARTLY AFTER SUCH
EXPIRY)
17 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
NASPERS LTD Agenda Number: 711441434
--------------------------------------------------------------------------------------------------------------------------
Security: S53435103
Meeting Type: AGM
Meeting Date: 23-Aug-2019
Ticker:
ISIN: ZAE000015889
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 ACCEPTANCE OF ANNUAL FINANCIAL STATEMENTS Mgmt For For
O.2 CONFIRMATION AND APPROVAL OF PAYMENT OF Mgmt For For
DIVIDENDS
O.3 REAPPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
INC. AS AUDITOR
O.4 TO CONFIRM THE APPOINTMENT OF F L N LETELE Mgmt For For
AS A NON-EXECUTIVE DIRECTOR
O.5.1 TO RE-ELECT THE FOLLOWING DIRECTOR: J P Mgmt For For
BEKKER
O.5.2 TO RE-ELECT THE FOLLOWING DIRECTOR: S J Z Mgmt For For
PACAK
O.5.3 TO RE-ELECT THE FOLLOWING DIRECTOR: J D T Mgmt For For
STOFBERG
O.5.4 TO RE-ELECT THE FOLLOWING DIRECTOR: B J VAN Mgmt For For
DER ROSS
O.5.5 TO RE-ELECT THE FOLLOWING DIRECTOR: D MEYER Mgmt For For
O.6.1 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER: D G ERIKSSON
O.6.2 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER: B J VAN DER ROSS
O.6.3 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER: R C C JAFTA
O.7 TO ENDORSE THE COMPANY'S REMUNERATION Mgmt For For
POLICY
O.8 TO APPROVE THE IMPLEMENTATION REPORT OF THE Mgmt For For
REMUNERATION REPORT
O.9 APPROVAL OF GENERAL AUTHORITY PLACING Mgmt Against Against
UNISSUED SHARES UNDER THE CONTROL OF THE
DIRECTORS
O.10 APPROVAL OF GENERAL ISSUE OF SHARES FOR Mgmt For For
CASH
O.11 APPROVAL OF AMENDMENTS TO THE NASPERS Mgmt For For
RESTRICTED STOCK PLAN TRUST
O.12 AUTHORISATION TO IMPLEMENT ALL RESOLUTIONS Mgmt For For
ADOPTED AT THE ANNUAL GENERAL MEETING
S.1.1 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: BOARD: CHAIR
S.1.2 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: BOARD: MEMBER
S.1.3 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: AUDIT COMMITTEE: CHAIR
S.1.4 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: AUDIT COMMITTEE: MEMBER
S.1.5 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: RISK COMMITTEE: CHAIR
S.1.6 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: RISK COMMITTEE: MEMBER
S.1.7 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: HUMAN RESOURCES AND
REMUNERATION COMMITTEE: CHAIR
S.1.8 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: HUMAN RESOURCES AND
REMUNERATION COMMITTEE: MEMBER
S.1.9 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: NOMINATION COMMITTEE:
CHAIR
S.110 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: NOMINATION COMMITTEE:
MEMBER
S.111 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: SOCIAL AND ETHICS
COMMITTEE: CHAIR
S.112 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: SOCIAL AND ETHICS
COMMITTEE: MEMBER
S.113 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: TRUSTEES OF GROUP SHARE
SCHEMES/OTHER PERSONNEL FUNDS
S.2 APPROVE GENERALLY THE PROVISION OF Mgmt For For
FINANCIAL ASSISTANCE IN TERMS OF SECTION 44
OF THE ACT
S.3 APPROVE GENERALLY THE PROVISION OF Mgmt For For
FINANCIAL ASSISTANCE IN TERMS OF SECTION 45
OF THE ACT
S.4 GENERAL AUTHORITY FOR THE COMPANY OR ITS Mgmt For For
SUBSIDIARIES TO ACQUIRE N ORDINARY SHARES
IN THE COMPANY
S.5 GENERAL AUTHORITY FOR THE COMPANY OR ITS Mgmt Against Against
SUBSIDIARIES TO ACQUIRE A ORDINARY SHARES
IN THE COMPANY
S.6 GRANTING THE SPECIFIC REPURCHASE AUTHORITY Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NASPERS LTD Agenda Number: 711455976
--------------------------------------------------------------------------------------------------------------------------
Security: S53435103
Meeting Type: OGM
Meeting Date: 23-Aug-2019
Ticker:
ISIN: ZAE000015889
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 APPROVING MATTERS RELATING TO THE Mgmt For For
IMPLEMENTATION OF THE PROPOSED TRANSACTION
ON THE TERMS AND CONDITIONS SET OUT IN THE
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
NCSOFT CORP Agenda Number: 712153787
--------------------------------------------------------------------------------------------------------------------------
Security: Y6258Y104
Meeting Type: AGM
Meeting Date: 25-Mar-2020
Ticker:
ISIN: KR7036570000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2.1 ELECTION OF OUTSIDE DIRECTOR: CHO KOOK Mgmt For For
HYEON
2.2 ELECTION OF OUTSIDE DIRECTOR: CHOI YOUNG Mgmt For For
JOO
3 ELECTION OF AUDIT COMMITTEE MEMBER: CHO Mgmt For For
KOOK HYEON
4 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt For For
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 711701599
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: EGM
Meeting Date: 10-Dec-2019
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1024/ltn20191024167.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1024/ltn20191024173.pdf
1.1 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
XIE YONGLIN AS AN EXECUTIVE DIRECTOR OF THE
COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE 11TH SESSION OF THE BOARD
1.2 TO CONSIDER AND APPROVE THE ELECTION OF MS. Mgmt For For
TAN SIN YIN AS AN EXECUTIVE DIRECTOR OF THE
COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE 11TH SESSION OF THE BOARD
2 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE PROPOSED AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 712283869
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: AGM
Meeting Date: 09-Apr-2020
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0318/2020031801008.pdf,
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 362445 DUE TO ADDITION OF
RESOLUTION 11. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2019
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2019
3 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY FOR THE YEAR 2019 AND ITS
SUMMARY
4 TO CONSIDER AND APPROVE THE REPORT OF FINAL Mgmt For For
ACCOUNTS OF THE COMPANY FOR THE YEAR 2019
INCLUDING THE AUDIT REPORT AND AUDITED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR 2019
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2019 AND THE PROPOSED DISTRIBUTION OF
FINAL DIVIDENDS
6 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE APPOINTMENT OF AUDITORS OF
THE COMPANY FOR THE YEAR 2020,
RE-APPOINTING PRICEWATERHOUSECOOPERS ZHONG
TIAN LLP AS THE PRC AUDITOR AND
PRICEWATERHOUSECOOPERS AS THE INTERNATIONAL
AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING AND AUTHORIZING THE BOARD OF
DIRECTORS TO RE-AUTHORIZE THE MANAGEMENT OF
THE COMPANY TO FIX THEIR REMUNERATION
7 TO CONSIDER AND APPROVE THE PERFORMANCE Mgmt For For
EVALUATION OF THE INDEPENDENT NON-EXECUTIVE
DIRECTORS FOR THE YEAR 2019
8 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE ISSUE OF DEBT FINANCING
INSTRUMENTS
9 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE PROPOSED GRANT OF THE GENERAL
MANDATE BY THE GENERAL MEETING TO THE BOARD
TO ISSUE H SHARES, I.E. THE GRANT OF A
GENERAL MANDATE TO THE BOARD TO ALLOT,
ISSUE AND DEAL WITH ADDITIONAL H SHARES NOT
EXCEEDING 20% OF THE AGGREGATE NOMINAL
AMOUNT OF THE H SHARES IN ISSUE,
REPRESENTING UP TO LIMIT OF 8.15% OF THE
TOTAL NUMBER OF SHARES OF THE COMPANY IN
ISSUE, AT A DISCOUNT (IF ANY) OF NO MORE
THAN 10% TO THE BENCHMARK PRICE (INSTEAD OF
THE 20% LIMIT IMPOSED BY THE RULES
GOVERNING THE LISTING OF SECURITIES ON THE
STOCK EXCHANGE OF HONG KONG LIMITED) AND
AUTHORIZE THE BOARD OF DIRECTORS TO MAKE
CORRESPONDING AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY AS IT THINKS FIT
SO AS TO REFLECT THE NEW CAPITAL STRUCTURE
UPON THE ALLOTMENT OR ISSUANCE OF H SHARES
10 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE PROPOSED AMENDMENTS TO THE
ARTICLES OF ASSOCIATION OF THE COMPANY
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: TO CONSIDER AND
APPROVE THE RESOLUTION REGARDING THE
ELECTION OF DIRECTOR OF THE COMPANY,
ELECTING MR. LU MIN AS AN EXECUTIVE
DIRECTOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE EXPIRY OF THE TERM OF THE 11TH
SESSION OF THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
PT BANK CENTRAL ASIA TBK Agenda Number: 712249778
--------------------------------------------------------------------------------------------------------------------------
Security: Y7123P138
Meeting Type: AGM
Meeting Date: 09-Apr-2020
Ticker:
ISIN: ID1000109507
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT INCLUDING THE Mgmt For For
COMPANY'S FINANCIAL STATEMENTS AND THE
BOARD OF COMMISSIONERS REPORT ON ITS
SUPERVISORY DUTIES FOR THE FINANCIAL YEAR
ENDED 31 DEC 2019 AND GRANT OF RELEASE AND
DISCHARGE OF LIABILITY (ACQUIT ET DE
CHARGE) TO ALL MEMBERS OF THE BOARD OF
DIRECTORS AND THE BOARD OF COMMISSIONERS OF
THE COMPANY FOR ALL ACTIONS TAKEN IN
RELATION TO THE MANAGEMENT AND SUPERVISION
OF THE COMPANY IN THE FINANCIAL YEAR ENDED
31 DEC 2019
2 APPROPRIATION OF THE COMPANY'S NET PROFIT Mgmt For For
FOR THE FINANCIAL YEAR ENDED 31 DEC 2020
3 CHANGE IN THE COMPOSITION OF THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY'S
4 DETERMINATION OF THE AMOUNT OF SALARY OR Mgmt For For
HONORARIUM AND BENEFITS FOR THE FINANCIAL
YEAR 2020 AS WELL AS BONUS PAYMENT
(TANTIEM) FOR THE FINANCIAL YEAR 2019
PAYABLE TO THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE BOARD OF COMMISSIONERS OF
THE COMPANY
5 APPOINTMENT OF THE REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM (INCLUDING THE REGISTERED
PUBLIC ACCOUNTANT PRACTICING THROUGH SUCH
REGISTERED PUBLIC ACCOUNTING FIRM) TO AUDIT
THE COMPANY'S BOOK AND ACCOUNTS FOR THE
FINANCIAL YEAR ENDED 31 DEC 2020
6 GRANT POWER AND AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PAY OUT INTERIM DIVIDENDS FOR
THE FINANCIAL YEAR ENDED 31 DEC 2020
7 APPROVAL OF THE REVISED RECOVERY PLAN OF Mgmt For For
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
PT KALBE FARMA TBK Agenda Number: 712487669
--------------------------------------------------------------------------------------------------------------------------
Security: Y71287208
Meeting Type: AGM
Meeting Date: 18-May-2020
Ticker:
ISIN: ID1000125107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT AND FINANCIAL Mgmt For For
STATEMENT REPORT AND APPROVAL TO RELEASE
AND DISCHARGE (ACQUIT ET DE CHARGE) TO THE
BOARD OF COMMISSIONERS AND DIRECTORS FROM
THEIR ACTION OF SUPERVISION
2 APPROVAL TO DETERMINE THE UTILIZATION OF Mgmt For For
COMPANY'S PROFIT FOR THE FINANCIAL YEAR
2018
3 TO APPOINT MEMBERS OF THE COMPANY'S BOARD Mgmt For For
OF COMMISSIONERS AND BOARD OF DIRECTORS
4 TO DETERMINE SALARY OR BENEFIT OF THE Mgmt For For
MEMBERS OF THE COMPANY'S BOARD OF
COMMISSIONERS AND BOARD OF DIRECTORS
5 APPOINTMENT OF THE PUBLIC ACCOUNTANT FOR Mgmt For For
FINANCIAL REPORT OF THE COMPANY'S
--------------------------------------------------------------------------------------------------------------------------
RAIA DROGASIL SA Agenda Number: 711378439
--------------------------------------------------------------------------------------------------------------------------
Security: P7942C102
Meeting Type: EGM
Meeting Date: 01-Aug-2019
Ticker:
ISIN: BRRADLACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
A REVIEW, DISCUSSION AND APPROVAL OF THE Mgmt For For
PROTOCOL AND JUSTIFICATION OF THE MERGER
PROTOCOL ENTERED INTO ON JULY 1, 2019, BY
THE OFFICERS OF THE COMPANY AND DROGARIA
ONOFRE LTDA., A LIMITED LIABILITY COMPANY
WITH HEADQUARTERS IN THE CITY OF SAO PAULO,
STATE OF SAO PAULO AT PRACA DA SE, NO. 174,
SE, ZIP CODE 01001.000, ENROLLED REGISTERED
WITH THE NATIONAL CORPORATE TAXPAYER
REGISTRY OF THE MINISTRY OF FINANCE CNPJ.MF
UNDER NO. 61.549.259.0001.80 AND REGISTERED
WITH THE BOARD OF TRADE OF THE STATE OF SAO
PAULO UNDER COMPANY IDENTIFICATION NUMBER
NIRE NO. 35.201.227.486 ONOFRE, WHICH
ESTABLISHES THE TERMS AND CONDITIONS OF THE
MERGER PROPOSAL OF ONOFRE BY THE COMPANY,
RESULTING IN THE EXTINGUISHMENT OF ONOFRE
MERGER
B RATIFICATION OF THE ENGAGEMENT OF APSIS Mgmt For For
CONSULTORIA E AVALIACOES LTDA. FOR THE
PREPARATION OF THE APPRAISAL REPORT OF
ONOFRES NET WORTH AT ITS BOOK VALUE
APPRAISAL REPORT, WHICH SHALL BE
TRANSFERRED TO THE COMPANY AS A RESULT OF
THE MERGER
C REVIEW AND APPROVAL OF THE APPRAISAL REPORT Mgmt For For
D APPROVAL OF THE MERGER IN ACCORDANCE WITH Mgmt For For
THE PROTOCOL
E AUTHORIZATION FOR THE OFFICERS OF THE Mgmt For For
COMPANY TO TAKE ALL ACTIONS DEEMED
NECESSARY TO THE IMPLEMENTATION OF THE
MERGER
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
RAIA DROGASIL SA Agenda Number: 712249956
--------------------------------------------------------------------------------------------------------------------------
Security: P7942C102
Meeting Type: AGM
Meeting Date: 08-Apr-2020
Ticker:
ISIN: BRRADLACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 MANAGEMENTS ACCOUNTABILITY, EXAM, Mgmt For For
DISCUSSION AND VOTING OF THE FINANCIAL
STATEMENTS RELATED TO THE FISCAL YEAR ENDED
IN DECEMBER 31, 2019, TOGETHER WITH THE
MANAGEMENT REPORT AND THE INDEPENDENT
AUDITORS REPORT, PUBLISHED IN THE FEBRUARY
20, 2020 EDITION OF THE DIARIO OFICIAL DO
ESTADO DE SAO PAULO AND O ESTADO DE S.
PAULO, AND ALSO THE AUDIT COMMITTEES
OPINION
2 THE PROPOSAL FOR THE ALLOCATION OF THE NET Mgmt For For
PROFIT OF THE FISCAL YEAR ENDED ON DECEMBER
31, 2019, ENDORSING THE APPROPRIATIONS OF
INTEREST ON CAPITAL PREVIOUSLY DELIBERATED
BY THE BOARD OF DIRECTORS, AS WELL AS THE
DECLARATION OF ADDITIONAL DIVIDENDS, TO BE
PAID TO THE SHAREHOLDERS ON 05.31.2020,
WHICH WILL BE ASCRIBED TO THE MANDATORY
DIVIDENDS
3 SETTING OF THE ANNUAL COMPENSATION OF THE Mgmt For For
COMPANY'S MANAGERS, IN ACCORDANCE WITH A
PROPOSAL FROM THE MANAGEMENT
4 DO YOU WISH TO REQUEST THE INSTATEMENT OF Mgmt For For
THE FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 161 OF LAW 6,404 OF 1976
5.1 ELECTION OF A MEMBER OF THE FISCAL COUNCIL, Mgmt Abstain Against
THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. POSITIONS
LIMIT TO BE COMPLETED, 3 NOTE GILBERTO
LERIO, CANDIDATES APPOINTED BY CONTROLLER
SHAREHOLDERS: FLAVIO STAMM, SUBSTITUTE
5.2 ELECTION OF A MEMBER OF THE FISCAL COUNCIL, Mgmt Abstain Against
THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. POSITIONS
LIMIT TO BE COMPLETED, 3 FERNANDO CARVALHO
BRAGA, CANDIDATES APPOINTED BY CONTROLLER
SHAREHOLDERS: PAULO SERGIO BUZAID TOHME,
SUBSTITUTE
5.3 ELECTION OF A MEMBER OF THE FISCAL COUNCIL, Mgmt Abstain Against
THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. POSITIONS
LIMIT TO BE COMPLETED, 3 MARIO ANTONIO LUIZ
CORREA, CANDIDATES APPOINTED BY CONTROLLER
SHAREHOLDERS: VIVIAN DO VALLE SOUZA LEAO
MIKUI, SUBSTITUTE
6.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain
SHAREHOLDER PROPOSAL: SEPARATE ELECTION OF
A MEMBER OF THE FISCAL COUNCIL BY MINORITY
SHAREHOLDERS WHO HOLD SHARES WITH VOTING
RIGHTS. SHAREHOLDER CAN ONLY FILL OUT THIS
FIELD IF HE OR SHE HAS LEFT THE GENERAL
ELECTION ITEM IN BLANK. FELIPE ELIAS
RIBEIRO DAVID, PRINCIPAL. MARCELLO DA COSTA
SILVA, SUBSTITUTE, APPOINTED BY BARTHE
HOLDINGS LLC, TYLER FINANCE LLC,
CONSTELLATIONS MASTER FIA, CONSTELLATION
COMPOUNDERS FIA, CONSTELLATION 70
PREVIDENCIA FIM
6.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: SEPARATE ELECTION OF
A MEMBER OF THE FISCAL COUNCIL BY MINORITY
SHAREHOLDERS WHO HOLD SHARES WITH VOTING
RIGHTS. SHAREHOLDER CAN ONLY FILL OUT THIS
FIELD IF HE OR SHE HAS LEFT THE GENERAL
ELECTION ITEM IN BLANK. ROBERT JUENEMANN,
PRINCIPAL. ALESSANDRA ELOY GADELHA,
SUBSTITUTE, APPOINTED BY CAIXA DE ROBERT
JUENEMANN, PRINCIPAL. ALESSANDRA ELOY
GADELHA, SUBSTITUTE, APPOINTED BY CAIXA DE
PREVIDENCIA DO BANCO DO BRASIL, PREVI
7 TO APPROVE THE GLOBAL REMUNERATION OF THE Mgmt For For
BOARD OF DIRECTORS MEMBER, UNDER THE TERMS
OF THE PROPOSAL FROM MANAGEMENT
8 IN THE EVENTUALITY OF A SECOND CALL OF THIS Mgmt For For
MEETING, THE VOTING INSTRUCTIONS IN THIS
VOTING LIST MAY ALSO BE CONSIDERED VALID
FOR THE PURPOSES OF HOLDING THE MEETING ON
SECOND CALL
CMMT 12 MAR 2020: PLEASE NOTE THAT VOTES 'IN Non-Voting
FAVOR' AND 'AGAINST' IN THE SAME AGENDA
ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR
AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN
ARE ALLOWED. THANK YOU
CMMT 12 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RAIA DROGASIL SA Agenda Number: 712290129
--------------------------------------------------------------------------------------------------------------------------
Security: P7942C102
Meeting Type: EGM
Meeting Date: 08-Apr-2020
Ticker:
ISIN: BRRADLACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 CHANGES TO ARTICLE 3 OF THE COMPANY'S Mgmt For For
BYLAWS, WITH THE OBJECTIVE OF DETAILING THE
SOCIAL PURPOSE, WITH THE INCLUSION OF NEW
ITEMS, WITHOUT CHANGES TO THE ORIGINAL
BASIC ACTIVITY
2 CHANGES TO ARTICLES 7 AND 8 OF THE Mgmt For For
COMPANY'S BYLAWS, WITH THE OBJECTIVE OF
CHANGING THE ATTRIBUTIONS OF THE BOARD OF
DIRECTORS AND THE WAY OF PARTICIPATING IN
THE MEETINGS
3 CHANGES TO ARTICLES 10 AND 12 OF THE Mgmt For For
COMPANY'S BYLAWS, WITH THE OBJECTIVE OF
CHANGING THE COMPOSITION OF THE DIRECTORS,
THEIR ATTRIBUTIONS AND THE WAY OF
PARTICIPATING IN THE MEETINGS
4 CHANGES TO ARTICLE 14 OF THE COMPANY'S Mgmt For For
BYLAWS TO CHANGE THE COMPANY'S WAY OF
REPRESENTATION
5 CONSOLIDATION OF THE COMPANY'S BYLAWS, IN Mgmt For For
CONFORMITY WITH THE MANAGEMENT PROPOSAL
6 IN THE EVENT OF A SECOND CALL OF THE ANNUAL Mgmt For For
GENERAL MEETING, THE VOTING INSTRUCTIONS
PROVIDED IN THIS VOTING FORM MAY ALSO BE
CONSIDERED FOR THE ANNUAL GENERAL MEETING
ON SECOND CALL
7 CHANGES THE FIRST PARAGRAPH OF ARTICLE 1 OF Mgmt For For
THE COMPANY'S BYLAWS, IN ORDER TO REMOVE
THE NEED FOR PRIOR DELIBERATION BY THE
BOARD OF DIRECTORS TO OPEN DISTRIBUTION
CENTERS
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 370114 DUE TO RECEIPT OF
ADDITIONAL RESOLUTIONS 7. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAMSONITE INTERNATIONAL S.A Agenda Number: 712442603
--------------------------------------------------------------------------------------------------------------------------
Security: L80308106
Meeting Type: EGM
Meeting Date: 04-Jun-2020
Ticker:
ISIN: LU0633102719
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0416/2020041600999.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0416/2020041600906.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RENEW THE AUTHORIZATION GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY, FOR A
NEW PERIOD OF FIVE YEARS STARTING FROM THE
DATE OF THE PUBLICATION IN THE LUXEMBOURG
OFFICIAL GAZETTE, RECUEIL ELECTRONIQUE DES
SOCIETES ET ASSOCIATIONS, OF THE MINUTES OF
THE EXTRAORDINARY GENERAL MEETING, TO ISSUE
THE COMPANY'S SHARES, TO GRANT OPTIONS TO
SUBSCRIBE FOR THE COMPANY'S SHARES, TO
GRANT RESTRICTED SHARE UNITS TO
RECEIVE/SUBSCRIBE FOR THE COMPANY'S SHARES
AND TO ISSUE, GRANT ANY SUBSCRIPTION RIGHTS
OR ANY OTHER SECURITIES OR INSTRUMENTS
CONVERTIBLE OR EXCHANGEABLE INTO THE
COMPANY'S SHARES, AND CONSEQUENTLY TO
INCREASE, IN ONE OR SEVERAL TIMES, THE
SUBSCRIBED SHARE CAPITAL OF THE COMPANY,
AND TO ALLOCATE THE EXISTING COMPANY'S
SHARES WITHOUT CONSIDERATION OR TO ISSUE
THE COMPANY'S SHARES PAID-UP OUT OF
AVAILABLE RESERVES TO EMPLOYEES AND TO
CORPORATE OFFICERS (INCLUDING DIRECTORS) OF
THE COMPANY AND ITS SUBSIDIARIES, OR
CERTAIN CATEGORIES THEREOF, SUBJECT ALWAYS
TO COMPLIANCE WITH APPLICABLE PROVISIONS OF
THE LUXEMBOURG LAW OF AUGUST 10, 1915 ON
COMMERCIAL COMPANIES, AS AMENDED FROM TIME
TO TIME, AND THE RULES GOVERNING THE
LISTING OF SECURITIES ON THE STOCK EXCHANGE
OF HONG KONG LIMITED, WITHIN THE LIMITS
PROVIDED FOR IN ARTICLE 4.2 OF THE ARTICLES
OF INCORPORATION OF THE COMPANY AND WITHOUT
RESERVING (BY CANCELING OR LIMITING) A
PREFERENTIAL SUBSCRIPTION RIGHT TO THE
EXISTING COMPANY'S SHAREHOLDERS TO
SUBSCRIBE TO THE COMPANY'S SHARES TO BE
ISSUED, ON THE BASIS OF THE REPORT OF THE
BOARD OF DIRECTORS OF THE COMPANY DRAWN UP
IN ACCORDANCE WITH ARTICLE 420-26 (5) AND
(6) OF THE LUXEMBOURG LAW OF AUGUST 10,
1915 ON COMMERCIAL COMPANIES, AS AMENDED
FROM TIME TO TIME
--------------------------------------------------------------------------------------------------------------------------
SAMSONITE INTERNATIONAL S.A Agenda Number: 712484788
--------------------------------------------------------------------------------------------------------------------------
Security: L80308106
Meeting Type: AGM
Meeting Date: 04-Jun-2020
Ticker:
ISIN: LU0633102719
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0416/2020041600898.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0416/2020041600913.pdf
1 TO RECEIVE AND ADOPT THE AUDITED STATUTORY Mgmt For For
ACCOUNTS AND AUDITED CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY AND THE REPORTS
OF THE DIRECTORS OF THE COMPANY (THE
"DIRECTORS") AND AUDITORS FOR THE YEAR
ENDED DECEMBER 31, 2019
2 TO APPROVE THE ALLOCATION OF THE RESULTS OF Mgmt For For
THE COMPANY FOR THE YEAR ENDED DECEMBER 31,
2019
3.I TO RE-ELECT MR. KYLE FRANCIS GENDREAU AS A Mgmt For For
DIRECTOR FOR A PERIOD OF THREE YEARS
EXPIRING UPON THE HOLDING OF THE ANNUAL
GENERAL MEETING OF THE COMPANY TO BE HELD
IN 2023
3.II TO RE-ELECT MR. TOM KORBAS AS A DIRECTOR Mgmt For For
FOR A PERIOD OF THREE YEARS EXPIRING UPON
THE HOLDING OF THE ANNUAL GENERAL MEETING
OF THE COMPANY TO BE HELD IN 2023
3.III TO RE-ELECT MS. YING YEH AS A DIRECTOR FOR Mgmt For For
A PERIOD OF THREE YEARS EXPIRING UPON THE
HOLDING OF THE ANNUAL GENERAL MEETING OF
THE COMPANY TO BE HELD IN 2023
4 TO RENEW THE MANDATE GRANTED TO KPMG Mgmt For For
LUXEMBOURG TO ACT AS APPROVED STATUTORY
AUDITOR (REVISEUR D'ENTREPRISES AGREE) OF
THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2020
5 TO RE-APPOINT KPMG LLP AS THE EXTERNAL Mgmt For For
AUDITOR OF THE COMPANY TO HOLD OFFICE FROM
THE CONCLUSION OF THE ANNUAL GENERAL
MEETING UNTIL THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE ADDITIONAL SHARES OF THE COMPANY
NOT EXCEEDING 10 PER CENT OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF THIS RESOLUTION (IN
ACCORDANCE WITH THE TERMS AND CONDITIONS
DESCRIBED IN THE ANNUAL GENERAL MEETING
CIRCULAR)
7 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10 PER CENT OF THE TOTAL NUMBER
OF ISSUED SHARES OF THE COMPANY AS AT THE
DATE OF THIS RESOLUTION (IN ACCORDANCE WITH
THE TERMS AND CONDITIONS DESCRIBED IN THE
ANNUAL GENERAL MEETING CIRCULAR)
8 TO APPROVE THE DISCHARGE GRANTED TO THE Mgmt For For
DIRECTORS AND THE APPROVED STATUTORY
AUDITOR (REVISEUR D'ENTREPRISES AGREE) OF
THE COMPANY FOR THE EXERCISE OF THEIR
RESPECTIVE MANDATES DURING THE YEAR ENDED
DECEMBER 31, 2019
9 TO APPROVE THE REMUNERATION TO BE GRANTED Mgmt For For
TO CERTAIN DIRECTORS OF THE COMPANY
10 TO APPROVE THE REMUNERATION TO BE GRANTED Mgmt For For
TO KPMG LUXEMBOURG AS THE APPROVED
STATUTORY AUDITOR (REVISEUR D'ENTREPRISES
AGREE) OF THE COMPANY
CMMT 24 APR 2020: PLEASE NOTE IN THE HONG KONG Non-Voting
MARKET THAT A VOTE OF 'ABSTAIN' WILL BE
TREATED THE SAME AS A 'TAKE NO ACTION' VOTE
CMMT 24 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG FIRE & MARINE INSURANCE CO. LTD Agenda Number: 712216426
--------------------------------------------------------------------------------------------------------------------------
Security: Y7473H108
Meeting Type: AGM
Meeting Date: 20-Mar-2020
Ticker:
ISIN: KR7000810002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 ELECTION OF INSIDE DIRECTOR: JANG DUK HUI Mgmt For For
2.2 ELECTION OF OUTSIDE DIRECTOR: BAK DAE DONG Mgmt For For
3 ELECTION OF OUTSIDE DIRECTOR AS AUDIT Mgmt For For
COMMITTEE MEMBER PARK SEIMIN
4 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: GIM SEONG JIN
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
CMMT 02 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting Split
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG FIRE & MARINE INSURANCE CO. LTD Agenda Number: 712238016
--------------------------------------------------------------------------------------------------------------------------
Security: Y7473H116
Meeting Type: AGM
Meeting Date: 20-Mar-2020
Ticker:
ISIN: KR7000811000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THE ISIN DOES NOT HOLD VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU
1 APPROVAL OF FINANCIAL STATEMENTS Non-Voting
2.1 ELECTION OF INSIDE DIRECTOR Non-Voting
2.2 ELECTION OF OUTSIDE DIRECTOR Non-Voting
3 ELECTION OF INSIDE DIRECTOR WHO IS AN AUDIT Non-Voting
COMMITTEE MEMBER
4 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Non-Voting
AN OUTSIDE DIRECTOR GIM SEONG JIN
5 APPROVAL OF REMUNERATION FOR DIRECTOR Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SHINHAN FINANCIAL GROUP CO LTD Agenda Number: 712235200
--------------------------------------------------------------------------------------------------------------------------
Security: Y7749X101
Meeting Type: AGM
Meeting Date: 26-Mar-2020
Ticker:
ISIN: KR7055550008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3.1 ELECTION OF INSIDE DIRECTOR: JO YONG BYEONG Mgmt Against Against
3.2 ELECTION OF A NON-PERMANENT DIRECTOR: Mgmt Against Against
PHILIP AVRIL
3.3 ELECTION OF OUTSIDE DIRECTOR: BAK AN SUN Mgmt For For
3.4 ELECTION OF OUTSIDE DIRECTOR: BAK CHEOL Mgmt Against Against
3.5 ELECTION OF OUTSIDE DIRECTOR: YUN JAE WON Mgmt For For
3.6 ELECTION OF OUTSIDE DIRECTOR: JIN HYEON Mgmt For For
DEOK
3.7 ELECTION OF OUTSIDE DIRECTOR: CHOE GYEONG Mgmt For For
ROK
3.8 ELECTION OF OUTSIDE DIRECTOR: HIRAKAWA YUKI Mgmt Against Against
4.1 ELECTION OF AUDIT COMMITTEE MEMBER: YUN JAE Mgmt For For
WON
4.2 ELECTION OF AUDIT COMMITTEE MEMBER: I YUN Mgmt For For
JAE
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
CMMT 06 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO REVISION IN DIRECTOR NAME
FOR RESOLUTION 3.2. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SK HYNIX, INC. Agenda Number: 712196131
--------------------------------------------------------------------------------------------------------------------------
Security: Y8085F100
Meeting Type: AGM
Meeting Date: 20-Mar-2020
Ticker:
ISIN: KR7000660001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 ELECTION OF INSIDE DIRECTOR CANDIDATE: LEE Mgmt For For
SEOK HUI
4 ELECTION OF A NONPERMANENT DIRECTOR Mgmt For For
CANDIDATE: PARK JEONG HO
5.1 ELECTION OF OUTSIDE DIRECTOR CANDIDATE: SIN Mgmt For For
CHANG HWAN
5.2 ELECTION OF OUTSIDE DIRECTOR CANDIDATE: HAN Mgmt For For
AE RA
6.1 ELECTION OF AUDIT COMMITTEE MEMBER Mgmt For For
CANDIDATE: HA YEONG GU
6.2 ELECTION OF AUDIT COMMITTEE MEMBER Mgmt For For
CANDIDATE: SIN CHANG HWAN
6.3 ELECTION OF AUDIT COMMITTEE MEMBER Mgmt For For
CANDIDATE: HAN AE RA
7 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
8 APPROVAL OF ENDOWMENT OF STOCK PURCHASE Mgmt For For
OPTION
9 APPROVAL OF ENDOWMENT OF STOCK PURCHASE Mgmt For For
OPTION (UNREGISTERED DIRECTOR)
10 APPROVAL OF AMENDMENT OF ARTICLES ON Mgmt For For
RETIREMENT ALLOWANCE FOR BOARD MEMBERS
--------------------------------------------------------------------------------------------------------------------------
SM INVESTMENTS CORP Agenda Number: 712585338
--------------------------------------------------------------------------------------------------------------------------
Security: Y80676102
Meeting Type: AGM
Meeting Date: 24-Jun-2020
Ticker:
ISIN: PHY806761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CALL TO ORDER Mgmt Abstain Against
2 CERTIFICATION OF NOTICE AND QUORUM Mgmt Abstain Against
3 APPROVAL OF MINUTES OF ANNUAL MEETING OF Mgmt For For
STOCKHOLDERS HELD ON APRIL 24, 2019
4 ANNUAL REPORT FOR THE YEAR 2019 (OPEN Mgmt For For
FORUM)
5 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE MANAGEMENT FROM THE DATE
OF THE LAST ANNUAL STOCKHOLDERS' MEETING UP
TO THE DATE OF THIS MEETING
6.A ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS FOR 2020-2021: TERESITA T. SY
6.B ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS FOR 2020-2021: HENRY T. SY, JR
6.C ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS FOR 2020-2021: HARLEY T. SY
6.D ELECTION OF MEMBER OF THE BOARD OF Mgmt Abstain Against
DIRECTORS FOR 2020-2021: JOSE T. SIO
6.E ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS FOR 2020-2021: FREDERIC C.
DYBUNCIO
6.F ELECTION OF MEMBER OF THE BOARD OF Mgmt Abstain Against
DIRECTORS FOR 2020-2021: TOMASA H. LIPANA
(INDEPENDENT DIRECTOR)
6.G ELECTION OF MEMBER OF THE BOARD OF Mgmt Abstain Against
DIRECTORS FOR 2020-2021: ALFREDO E. PASCUAL
(INDEPENDENT DIRECTOR)
6.H ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS FOR 2020-2021: ROBERT G. VERGARA
(INDEPENDENT DIRECTOR)
7 APPOINTMENT OF EXTERNAL AUDITORS(SYCIP Mgmt Against Against
GORRES VELAYO AND CO.)
8 OTHER MATTERS Mgmt Against Against
9 ADJOURNMENT Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
STANDARD FOODS CORPORATION Agenda Number: 712653167
--------------------------------------------------------------------------------------------------------------------------
Security: Y8151Z105
Meeting Type: AGM
Meeting Date: 16-Jun-2020
Ticker:
ISIN: TW0001227007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RATIFY BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS OF 2019
2 TO RATIFY PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2019EARNINGS. PROPOSED CASH DIVIDEND: TWD
2.65 PER SHARE
3 TO DISCUSS AMENDMENT ON PART OF Mgmt For For
"OPERATIONAL PROCEDURES FOR
ENDORSEMENTS/GUARANTEES"
4 TO DISCUSS AMENDMENT ON PART OF Mgmt For For
"OPERATIONAL PROCEDURES FOR LOANING FUNDS
TO OTHERS"
--------------------------------------------------------------------------------------------------------------------------
SUNNY OPTICAL TECHNOLOGY (GROUP) CO LTD Agenda Number: 712475993
--------------------------------------------------------------------------------------------------------------------------
Security: G8586D109
Meeting Type: AGM
Meeting Date: 22-May-2020
Ticker:
ISIN: KYG8586D1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0421/2020042100281.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0421/2020042100283.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED ACCOUNTS AND THE REPORTS OF
DIRECTORS (THE "DIRECTORS") AND AUDITOR OF
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2019
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2019
3.A TO RE-ELECT MR. YE LIAONING AS AN EXECUTIVE Mgmt For For
DIRECTOR
3.B TO RE-ELECT MR. WANG WENJIE AS AN EXECUTIVE Mgmt For For
DIRECTOR
3.C TO RE-ELECT MR. WANG WENJIAN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
3.D TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
THE COMPANY'S EXTERNAL AUDITOR AND TO
AUTHORISE THE BOARD TO FIX THEIR
REMUNERATION
5 THAT A GENERAL AND UNCONDITIONAL MANDATE BE Mgmt Against Against
GRANTED TO THE DIRECTORS TO EXERCISE ALL
THE POWER TO ALLOT, ISSUE AND OTHERWISE
DEAL WITH NEW SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE AGGREGATE NOMINAL
AMOUNT OF THE SHARE CAPITAL OF THE COMPANY
IN ISSUE AS AT THE DATE OF THE PASSING OF
THE RELEVANT RESOLUTION
6 THAT A GENERAL AND UNCONDITIONAL MANDATE BE Mgmt For For
GRANTED TO THE DIRECTORS TO REPURCHASE
SHARES OF THE COMPANY ON THE STOCK EXCHANGE
OF HONG KONG LIMITED OF UP TO 10% OF THE
AGGREGATE NOMINAL AMOUNT OF THE SHARE
CAPITAL OF THE COMPANY IN ISSUE AS AT THE
DATE OF THE PASSING OF THE RELEVANT
RESOLUTION
7 THAT SUBJECT TO THE PASSING OF RESOLUTIONS Mgmt Against Against
NUMBERED 5 AND 6, THE NUMBER OF SHARES TO
BE ALLOTTED, ISSUED AND OTHERWISE DEALT
WITH BY THE DIRECTORS PURSUANT TO
RESOLUTION NUMBERED 5 BE INCREASED BY THE
AGGREGATE AMOUNT OF SHARE CAPITAL OF THE
COMPANY WHICH ARE TO BE REPURCHASED BY THE
COMPANY PURSUANT TO THE AUTHORITY GRANTED
TO THE DIRECTORS UNDER RESOLUTION NUMBERED
6
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD Agenda Number: 712626932
--------------------------------------------------------------------------------------------------------------------------
Security: Y84629107
Meeting Type: AGM
Meeting Date: 09-Jun-2020
Ticker:
ISIN: TW0002330008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACCEPT 2019 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 TO REVISE THE PROCEDURES FOR LENDING FUNDS Mgmt For For
TO OTHER PARTIES.
3.1 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:YANCEY HAI,SHAREHOLDER
NO.D100708XXX
--------------------------------------------------------------------------------------------------------------------------
TATA CONSULTANCY SERVICES LTD Agenda Number: 712685203
--------------------------------------------------------------------------------------------------------------------------
Security: Y85279100
Meeting Type: AGM
Meeting Date: 11-Jun-2020
Ticker:
ISIN: INE467B01029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT: A. THE Mgmt For For
AUDITED FINANCIAL STATEMENTS OF THE COMPANY
FOR THE FINANCIAL YEAR ENDED MARCH 31,
2020, TOGETHER WITH THE REPORTS OF THE
BOARD OF DIRECTORS AND THE AUDITORS
THEREON; AND B. THE AUDITED CONSOLIDATED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2020,
TOGETHER WITH THE REPORT OF THE AUDITORS
THEREON
2 TO CONFIRM THE PAYMENT OF INTERIM DIVIDENDS Mgmt For For
(INCLUDING A SPECIAL DIVIDEND) ON EQUITY
SHARES AND TO DECLARE A FINAL DIVIDEND ON
EQUITY SHARES FOR THE FINANCIAL YEAR
2019-20: FINAL DIVIDEND OF INR 6 PER EQUITY
SHARE OF INR 1 EACH OF THE COMPANY FOR
APPROVAL BY THE SHAREHOLDERS AT THE AGM
3 TO APPOINT A DIRECTOR IN PLACE OF AARTHI Mgmt For For
SUBRAMANIAN (DIN 07121802) WHO RETIRES BY
ROTATION AND, BEING ELIGIBLE, OFFERS
HERSELF FOR RE-APPOINTMENT
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 712379583
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0407/2020040701452.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR LAU CHI PING MARTIN AS Mgmt Against Against
DIRECTOR
3.B TO RE-ELECT MR CHARLES ST LEGER SEARLE AS Mgmt For For
DIRECTOR
3.C TO RE-ELECT PROFESSOR KE YANG AS DIRECTOR Mgmt For For
3.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
8 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For
EXISTING AMENDED AND RESTATED MEMORANDUM OF
ASSOCIATION AND ARTICLES OF ASSOCIATION OF
THE COMPANY AND TO ADOPT THE SECOND AMENDED
AND RESTATED MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
UNI-PRESIDENT ENTERPRISES CORP Agenda Number: 712706033
--------------------------------------------------------------------------------------------------------------------------
Security: Y91475106
Meeting Type: AGM
Meeting Date: 24-Jun-2020
Ticker:
ISIN: TW0001216000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2019 COMPANY'S BUSINESS REPORTS AND Mgmt For For
FINANCIAL STATEMENTS
2 ADOPTION OF THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2019 PROFITS. PROPOSED CASH DIVIDEND:
TWD 2.5 PER SHARE
3 DISCUSSION OF AMENDMENT TO THE RULES OF Mgmt For For
PROCEDURE FOR SHAREHOLDERS' MEETING.
4 DISCUSSION OF DELETION OF THE NON Mgmt For For
COMPETITION PROMISE BAN IMPOSED UPON THE
COMPANY'S DIRECTORS ACCORDING TO THE
ARTICLE 209 OF COMPANY ACT.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 712287134
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 29-Apr-2020
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE REPORT AND ACCOUNTS FOR THE Mgmt For For
YEAR ENDED 31 DECEMBER 2019
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3 TO RE-ELECT MR N ANDERSEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
4 TO RE-ELECT MRS L CHA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
5 TO RE-ELECT MR V COLAO AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
6 TO RE-ELECT DR J HARTMANN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
7 TO RE-ELECT MR A JOPE AS AN EXECUTIVE Mgmt For For
DIRECTOR
8 TO RE-ELECT MS A JUNG AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
9 TO RE-ELECT MS S KILSBY AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
10 TO RE-ELECT MR S MASIYIWA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
11 TO RE-ELECT PROFESSOR Y MOON AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
12 TO RE-ELECT MR G PITKETHLY AS AN EXECUTIVE Mgmt For For
DIRECTOR
13 TO RE-ELECT MR J RISHTON AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
14 TO RE-ELECT MR F SIJBESMA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
15 TO REAPPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY
16 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
17 TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
18 TO RENEW THE AUTHORITY TO DIRECTORS TO Mgmt For For
ISSUE SHARES
19 TO RENEW THE AUTHORITY TO DIRECTORS TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS
20 TO RENEW THE AUTHORITY TO DIRECTORS TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS FOR THE
PURPOSES OF ACQUISITIONS OR CAPITAL
INVESTMENTS
21 TO RENEW THE AUTHORITY TO THE COMPANY TO Mgmt For For
PURCHASE ITS OWN SHARES
22 TO SHORTEN THE NOTICE PERIOD FOR GENERAL Mgmt For For
MEETINGS
--------------------------------------------------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC. Agenda Number: 935156617
--------------------------------------------------------------------------------------------------------------------------
Security: 98850P109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: YUMC
ISIN: US98850P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fred Hu Mgmt Against Against
1B. Election of Director: Joey Wat Mgmt For For
1C. Election of Director: Peter A. Bassi Mgmt For For
1D. Election of Director: Christian L. Campbell Mgmt Against Against
1E. Election of Director: Ed Yiu-Cheong Chan Mgmt For For
1F. Election of Director: Edouard Ettedgui Mgmt Against Against
1G. Election of Director: Cyril Han Mgmt For For
1H. Election of Director: Louis T. Hsieh Mgmt For For
1I. Election of Director: Ruby Lu Mgmt For For
1J. Election of Director: Zili Shao Mgmt For For
1K. Election of Director: William Wang Mgmt For For
2. Ratification of Independent Auditor. Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
RBC Emerging Markets Small Cap Equity Fund
--------------------------------------------------------------------------------------------------------------------------
AFREECATV CO., LTD. Agenda Number: 712255682
--------------------------------------------------------------------------------------------------------------------------
Security: Y63806106
Meeting Type: AGM
Meeting Date: 27-Mar-2020
Ticker:
ISIN: KR7067160002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 ELECTION OF INSIDE DIRECTOR: SEO SU GIL Mgmt For For
2.2 ELECTION OF INSIDE DIRECTOR: JEONG CHAN Mgmt For For
YONG
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
4 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ARAMEX PJSC Agenda Number: 712295852
--------------------------------------------------------------------------------------------------------------------------
Security: M1463Z106
Meeting Type: AGM
Meeting Date: 07-Apr-2020
Ticker:
ISIN: AEA002301017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 367834 DUE TO RECEIPT OF
DIRECTOR NAMES FOR RESOLUTION 9. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 14 APR 2020. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 APPROVE BOARD REPORT ON COMPANY OPERATIONS Mgmt For For
AND FINANCIAL POSITION FOR FY 2019
2 APPROVE AUDITORS' REPORT ON COMPANY Mgmt For For
FINANCIAL STATEMENTS FOR FY 2019
3 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS FOR FY 2019
4 APPROVE DIVIDENDS REPRESENTING 16.5 PERCENT Mgmt For For
OF COMPANY'S PAID UP CAPITAL FOR FY 2019
5 APPROVE REMUNERATION OF DIRECTORS OF AED Mgmt For For
3,600,000 FOR FY 2019
6 APPROVE DISCHARGE OF DIRECTORS FOR FY 2019 Mgmt For For
7 APPROVE DISCHARGE OF AUDITORS FOR FY 2019 Mgmt For For
8 RATIFY AUDITORS AND FIX THEIR REMUNERATION Mgmt For For
FOR FY 2020
9.1 ELECT ABDULLAH AL MAZROUEE AS DIRECTOR Mgmt For For
9.2 ELECT AHMED AL DHAHERI AS DIRECTOR Mgmt For For
9.3 ELECT ARIF AL BASTAKI AS DIRECTOR Mgmt For For
9.4 ELECT DAVID HAGLUND AS DIRECTOR Mgmt For For
9.5 ELECT FADI GHANDOUR AS DIRECTOR Mgmt For For
9.6 ELECT FATMAH AHMED AS DIRECTOR Mgmt For For
9.7 ELECT OMAR AL HASHIMI AS DIRECTOR Mgmt For For
9.8 ELECT RAMIZ SHEHADI AS DIRECTOR Mgmt For For
9.9 ELECT WOLFGANG BAIER AS DIRECTOR Mgmt For For
9.10 ELECT FAHD AL QASSIM AS DIRECTOR Mgmt Abstain Against
9.11 ELECT AHMED BELHOUL AS DIRECTOR Mgmt Abstain Against
9.12 ELECT AHMED AL OWEIS AS DIRECTOR Mgmt Abstain Against
9.13 ELECT AYIDH AL JAEED AS DIRECTOR Mgmt Abstain Against
9.14 ELECT BALQEES AL JABARI AS DIRECTOR Mgmt Abstain Against
9.15 ELECT JAWAHIR AL MUHEIRI AS DIRECTOR Mgmt Abstain Against
9.16 ELECT ROWDHA AL FALASI AS DIRECTOR Mgmt Abstain Against
9.17 ELECT ULF D. ZIMMERMANN AS DIRECTOR Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
ARAMEX PJSC Agenda Number: 712826152
--------------------------------------------------------------------------------------------------------------------------
Security: M1463Z106
Meeting Type: AGM
Meeting Date: 22-Jun-2020
Ticker:
ISIN: AEA002301017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 416847 DUE TO RECEIPT OF
ADDITIONAL NAMES UNDER RESOLUTION 9. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED IF VOTE DEADLINE EXTENSIONS
ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
CMMT PLEASE NOTE THAT THIS IS A POSTPONEMENT OF Non-Voting
THE MEETING HELD ON 07 APR 2020
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 29 JUN 2020. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 APPROVE BOARD REPORT ON COMPANY OPERATIONS Mgmt For For
AND FINANCIAL POSITION FOR FY 2019
2 APPROVE AUDITORS' REPORT ON COMPANY Mgmt For For
FINANCIAL STATEMENTS FOR FY 2019
3 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS FOR FY 2019
4 APPROVE DIVIDENDS REPRESENTING 16.5 PERCENT Mgmt For For
OF COMPANY'S PAID UP CAPITAL FOR FY 2019
5 APPROVE REMUNERATION OF DIRECTORS OF AED Mgmt For For
3,600,000 FOR FY 2019
6 APPROVE DISCHARGE OF DIRECTORS FOR FY 2019 Mgmt For For
7 APPROVE DISCHARGE OF AUDITORS FOR FY 2019 Mgmt For For
8 RATIFY AUDITORS AND FIX THEIR REMUNERATION Mgmt For For
FOR FY 2020
9.1 ELECT MOHAMMED AL SHAMSI AS DIRECTOR Mgmt For For
9.2 ELECT MURTADHA HUSSEIN AS DIRECTOR Mgmt For For
9.3 ELECT OMAR AL HASHIMI AS DIRECTOR Mgmt For For
9.4 ELECT SUNIL BHILOTRA AS DIRECTOR Mgmt For For
9.5 ELECT FAHAD AL QASSIM AS DIRECTOR Mgmt For For
9.6 ELECT ARIF AL BASTAKI AS DIRECTOR Mgmt For For
9.7 ELECT FATIMAH AHMED AS DIRECTOR Mgmt For For
9.8 ELECT DAVID HAGLUND AS DIRECTOR Mgmt For For
9.9 ELECT RAMIZ SHEHADI AS DIRECTOR Mgmt For For
9.10 ELECT ABDULLAH AL MAZROUEE AS DIRECTOR Mgmt Abstain Against
9.11 ELECT AHMED AL DAHEERI AS DIRECTOR Mgmt Abstain Against
9.12 ELECT WOLFGANG BAIER AS DIRECTOR Mgmt Abstain Against
9.13 ELECT JAWAHIR AL BALOUSHI AS DIRECTOR Mgmt Abstain Against
9.14 ELECT ALI AL JASSIM AS DIRECTOR Mgmt Abstain Against
9.15 ELECT FATIMAH AL SALIH AS DIRECTOR Mgmt Abstain Against
9.16 ELECT AYOUB KADHIM AS DIRECTOR Mgmt Abstain Against
9.17 ELECT HISSAH SAEED AS DIRECTOR Mgmt Abstain Against
9.18 ELECT HUDA AL MATROUSHI AS DIRECTOR Mgmt Abstain Against
9.19 ELECT RAWDAH AL SAKIT AS DIRECTOR Mgmt Abstain Against
9.20 ELECT IMAN AL SUWEIDI AS DIRECTOR Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
AVI LTD Agenda Number: 711605254
--------------------------------------------------------------------------------------------------------------------------
Security: S0808A101
Meeting Type: AGM
Meeting Date: 07-Nov-2019
Ticker:
ISIN: ZAE000049433
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 ADOPTION OF THE FINANCIAL STATEMENTS FOR Mgmt For For
THE YEAR ENDED 30 JUNE 2019
O.2 RE-APPOINTMENT OF ERNST & YOUNG INC. AS THE Mgmt For For
EXTERNAL AUDITORS OF THE COMPANY
O.3 RE-ELECTION OF MR J HERSOV AS A DIRECTOR Mgmt For For
O.4 RE-ELECTION OF MR M KOURSARIS AS A DIRECTOR Mgmt For For
O.5 RE-ELECTION OF MR S CRUTCHLEY AS A DIRECTOR Mgmt For For
O.6 ELECTION OF MRS A MULLER AS A DIRECTOR Mgmt For For
O.7 APPOINTMENT OF MR M BOSMAN AS A MEMBER AND Mgmt For For
CHAIRMAN OF THE AUDIT AND RISK COMMITTEE
O.8 APPOINTMENT OF MR J HERSOV AS A MEMBER OF Mgmt For For
THE AUDIT AND RISK COMMITTEE
O.9 APPOINTMENT OF MRS A MULLER AS A MEMBER OF Mgmt For For
THE AUDIT AND RISK COMMITTEE
S.10 INCREASE IN FEES PAYABLE TO NON-EXECUTIVE Mgmt For For
DIRECTORS, EXCLUDING THE CHAIRMAN OF THE
BOARD AND THE FOREIGN NON-EXECUTIVE
DIRECTOR
S.11 INCREASE IN FEES PAYABLE TO THE CHAIRMAN OF Mgmt For For
THE BOARD
S.12 INCREASE IN FEES PAYABLE TO THE FOREIGN Mgmt For For
NON-EXECUTIVE DIRECTOR
S.13 INCREASE IN FEES PAYABLE TO MEMBERS OF THE Mgmt For For
REMUNERATION, NOMINATION AND APPOINTMENTS
COMMITTEE
S.14 INCREASE IN FEES PAYABLE TO MEMBERS OF THE Mgmt For For
AUDIT AND RISK COMMITTEE
S.15 INCREASE IN FEES PAYABLE TO MEMBERS OF THE Mgmt For For
SOCIAL AND ETHICS COMMITTEE
S.16 INCREASE IN FEES PAYABLE TO CHAIRMAN OF THE Mgmt For For
REMUNERATION, NOMINATION AND APPOINTMENTS
COMMITTEE
S.17 INCREASE IN FEES PAYABLE TO CHAIRMAN OF THE Mgmt For For
AUDIT AND RISK COMMITTEE
S.18 INCREASE IN FEES PAYABLE TO CHAIRMAN OF THE Mgmt For For
SOCIAL AND ETHICS COMMITTEE
S.19 GENERAL AUTHORITY TO BUY-BACK SHARES Mgmt For For
O.20 TO ENDORSE THE REMUNERATION POLICY Mgmt For For
(NON-BINDING ADVISORY VOTE)
O.21 TO ENDORSE THE IMPLEMENTATION REPORT Mgmt For For
(NON-BINDING ADVISORY VOTE)
--------------------------------------------------------------------------------------------------------------------------
BAJAJ HOLDINGS AND INVESTMENT LTD Agenda Number: 711361092
--------------------------------------------------------------------------------------------------------------------------
Security: Y0546X143
Meeting Type: AGM
Meeting Date: 26-Jul-2019
Ticker:
ISIN: INE118A01012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF FINANCIAL STATEMENTS FOR THE Mgmt For For
FINANCIAL YEAR ENDED 31 MARCH 2019 AND
DIRECTORS' AND AUDITORS' REPORTS THEREON
2 DECLARATION OF DIVIDEND OF INR 32.50 PER Mgmt For For
EQUITY SHARE, FOR THE YEAR ENDED 31 MARCH
2019
3 RE-APPOINTMENT OF RAJIV BAJAJ (DIN Mgmt For For
00018262), WHO RETIRES BY ROTATION
4 APPOINTMENT OF ANAMI N ROY (DIN 01361110) Mgmt For For
AS AN INDEPENDENT DIRECTOR
5 APPOINTMENT OF NIRAJ BAJAJ (DIN 00028261) Mgmt For For
AS A NON- EXECUTIVE AND NON-INDEPENDENT
DIRECTOR OF THE COMPANY
6 RE-APPOINTMENT OF NANOO PAMNANI (DIN Mgmt For For
00053673) AS AN INDEPENDENT DIRECTOR OF THE
COMPANY FOR A SECOND TERM OF FIVE
CONSECUTIVE YEARS WITH EFFECT FROM 1 APRIL
2019
7 RE-APPOINTMENT OF D J BALAJI RAO (DIN Mgmt For For
00025254) AS AN INDEPENDENT DIRECTOR OF THE
COMPANY FOR A SECOND TERM WITH EFFECT FROM
1 APRIL 2019
8 RE-APPOINTMENT OF DR. GITA PIRAMAL (DIN Mgmt For For
01080602) AS AN INDEPENDENT DIRECTOR OF THE
COMPANY FOR A SECOND TERM WITH EFFECT FROM
17 JULY 2019
9 APPROVAL FOR CONTINUATION OF RAHUL BAJAJ Mgmt For For
(DIN 00014529) AS A NON-EXECUTIVE AND
NON-INDEPENDENT DIRECTOR OF THE COMPANY
FROM 1 APRIL TO 17 MAY 2019
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
--------------------------------------------------------------------------------------------------------------------------
BAJAJ HOLDINGS AND INVESTMENT LTD Agenda Number: 712162609
--------------------------------------------------------------------------------------------------------------------------
Security: Y0546X143
Meeting Type: OTH
Meeting Date: 14-Mar-2020
Ticker:
ISIN: INE118A01012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 APPROVAL FOR ALTERATION IN OBJECTS CLAUSE Mgmt For For
OF THE MEMORANDUM OF ASSOCIATION: THE
EXISTING CLAUSE III OF THE MOA OF THE
COMPANY BE ALTERED BY REPLACEMENT AND
SUBSTITUTION OF THE SAME WITH THE NEW
CLAUSES VIZ. CLAUSE III (A) AND CLAUSE
(III) (B) RESPECTIVELY
2 APPROVAL FOR ADOPTION OF NEW SET OF Mgmt For For
ARTICLES OF ASSOCIATION
3 APPROVAL TO FIX THE FOREIGN PORTFOLIO Mgmt Against Against
INVESTORS' INVESTMENT LIMIT
4 APPROVAL FOR PAYMENT OF REMUNERATION TO Mgmt For For
MANAGING DIRECTOR & CEO OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
BERMAZ AUTO BHD Agenda Number: 711530786
--------------------------------------------------------------------------------------------------------------------------
Security: Y0873J105
Meeting Type: AGM
Meeting Date: 04-Oct-2019
Ticker:
ISIN: MYL5248OO009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 TO APPROVE PAYMENT OF DIRECTORS' FEES Mgmt For For
O.2 TO APPROVE PAYMENT OF DIRECTORS' Mgmt For For
REMUNERATION (EXCLUDING DIRECTORS' FEES)
FOR THE PERIOD FROM 5 OCTOBER 2019 UNTIL
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY
O.3 TO RE-ELECT DATO' LEE KOK CHUAN AS DIRECTOR Mgmt For For
O.4 TO RE-ELECT DATUK SYED HISHAM BIN SYED Mgmt For For
WAZIR AS DIRECTOR
O.5 TO RE-ELECT ADIBAH KHAIRIAH BINTI ISMAIL @ Mgmt For For
DAUD AS DIRECTOR
O.6 TO RE-APPOINT AUDITORS: MESSRS ERNST & Mgmt For For
YOUNG
O.7 TO APPROVE AUTHORITY TO ISSUE AND ALLOT Mgmt For For
SHARES
O.8 TO RENEW AUTHORITY FOR THE COMPANY TO Mgmt For For
PURCHASE ITS OWN SHARES
O.9 TO APPROVE THE RETENTION OF DATO' SYED Mgmt For For
ARIFF FADZILLAH BIN SYED AWALLUDDIN AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
O.10 TO APPROVE THE RETENTION OF DATO' ABDUL Mgmt For For
MANAP BIN ABD WAHAB AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
O.11 TO APPROVE THE RETENTION OF LOH CHEN PENG Mgmt For For
AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR
S.1 TO APPROVE THE PROPOSED ADOPTION OF A NEW Mgmt For For
CONSTITUTION
CMMT PLEASE BE ADVISED THAT FOR THIS MEETING, Non-Voting
THE COMPANY ALLOWS THE APPOINTMENT OF ONLY
ONE (1) PROXY IN RESPECT OF EACH SECURITIES
ACCOUNT ELIGIBLE TO VOTE. GENERALLY, PUBLIC
LIMITED COMPANY (PLC) ALLOWS APPOINTMENT OF
TWO (2) PROXIES FOR EACH SECURITIES ACCOUNT
FOR THEIR MEETINGS. AS SUCH, PLEASE TAKE
NOTE OF THIS EXCEPTION IN MANAGING YOUR
CLIENTS' VOTING INSTRUCTIONS FOR
SUBMISSION. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BOLSA MEXICANA DE VALORES SAB DE CV Agenda Number: 712343538
--------------------------------------------------------------------------------------------------------------------------
Security: P17330104
Meeting Type: OGM
Meeting Date: 24-Apr-2020
Ticker:
ISIN: MX01BM1B0000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PRESENTATION AND, WHERE APPROPRIATE, Mgmt For For
APPROVAL, A. OF THE REPORT OF THE CEO
PREPARED IN ACCORDANCE WITH ARTICLE 172 OF
THE LEY GENERAL DE SOCIEDADES MERCANTILES
AND 44 SECTION XI OF THE LEY DEL MERCADO DE
VALORES, ACCOMPANIED BY THE OPINION OF THE
EXTERNAL AUDITOR, REGARDING THE OPERATIONS
AND RESULTS OF THE COMPANY FOR THE FISCAL
YEAR THAT ENDED ON DECEMBER 31ST, 2019, AS
WELL AS THE OPINION OF THE BOARD ON THE
CONTENT OF SAID REPORT. B. OF THE REPORT OF
THE BOARD REFERRED TO IN SUBSECTION E. OF
SECTION IV OF ARTICLE 28 OF THE LEY DEL
MERCADO DE VALORES AND ARTICLE 172,
SUBSECTION B. OF THE LEY GENERAL DE
SOCIEDADES MERCANTILES COMPANIES IN WHICH
THEY ARE CONTAINED THE MAIN ACCOUNTING AND
INFORMATION POLICIES AND CRITERIA FOLLOWED
IN THE PREPARATION OF THE COMPANY'S
FINANCIAL INFORMATION, AS WELL AS THE
OPERATIONS AND ACTIVITIES IN WHICH SAID
BOARD INTERVENED IN ACCORDANCE WITH THE LEY
DEL MERCADO DE VALORES. C. OF THE COMPANY'S
AUDITED FINANCIAL STATEMENTS AS OF DECEMBER
31ST, 2019, SEPARATED, UNCONSOLIDATED AND
CONSOLIDATED. D. THE ANNUAL REPORT ON THE
ACTIVITIES CARRIED OUT BY THE AUDIT
COMMITTEE AND THE CORPORATE PRACTICES
COMMITTEE. E. OF THE COMMISSIONERS REPORT,
IN THE TERMS OF THE PROVISIONS OF ARTICLE
166 OF THE LEY GENERAL DE SOCIEDADES
MERCANTILES. F. THE ANNUAL REPORT ON THE
ACTIVITIES CARRIED OUT BY THE ISSUER AND
REGULATORY SECURITIES LISTING COMMITTEES,
AND G. OF THE REPORT ON COMPLIANCE WITH THE
TAX OBLIGATIONS OF THE COMPANY FOR THE
FISCAL YEAR ENDED IN DECEMBER 2018.
RESOLUTIONS IN THIS REGARD
II RESOLUTIONS IN RELATION TO THE ACCUMULATED Mgmt For For
RESULTS OF THE COMPANY, AS OF DECEMBER
31ST, 2019
III PRESENTATION AND, WHERE APPROPRIATE, Mgmt For For
APPROVAL OF THE PROPOSAL OF THE BOARD TO
PAY A CASH DIVIDEND AT A RATE OF S1.81
M.N., FOR EACH OF THE SHARES OUTSTANDING AT
THE TIME OF PAYMENT. RESOLUTIONS IN THIS
REGARD
IV APPOINTMENT AND OR RATIFICATION OF THE Mgmt For For
MEMBERS OF THE BOARD AND COMMISSIONER,
OWNERS AND ALTERNATES, AS WELL AS THE
CHAIRMAN OF THE AUDIT AND CORPORATE
PRACTICES COMMITTEE, RATING ON THE
INDEPENDENCE OF THE MEMBERS OF THE
COMPANY'S BOARD OF DIRECTORS, IN ACCORDANCE
WITH THE PROVISIONS OF ARTICLE 26 OF THE
LEY DEL MERCADO DE VALORES. RESOLUTIONS IN
THIS REGARD
V REMUNERATION OF THE MEMBERS OF THE BOARD Mgmt For For
AND COMMISSIONER, OWNERS AND ALTERNATES, AS
WELL AS THE MEMBERS OF THE AUDIT AND
CORPORATE PRACTICES COMMITTEES. RESOLUTIONS
IN THIS REGARD
VI PRESENTATION AND, WHERE APPROPRIATE, Mgmt For For
APPROVAL OF THE REPORT OF THE BOARD ON THE
COMPANY'S POLICIES REGARDING THE
ACQUISITION OF OWN SHARES AND, WHERE
APPROPRIATE, THEIR PLACEMENT. RESOLUTIONS
IN THIS REGARD
VII PROPOSAL AND, WHERE APPROPRIATE, APPROVAL Mgmt For For
OF THE MAXIMUM AMOUNT OF RESOURCES THAT CAN
BE ALLOCATED TO THE PURCHASE OF TREASURY
STOCK FOR FISCAL YEAR 2020. RESOLUTIONS IN
THIS REGARD
VIII APPOINTMENT OF DELEGATES TO FORMALIZE AND Mgmt For For
COMPLY WITH THE RESOLUTIONS ADOPTED BY THE
ANNUAL GENERAL ORDINARY MEETING OF
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
BOLSA MEXICANA DE VALORES SAB DE CV Agenda Number: 712714028
--------------------------------------------------------------------------------------------------------------------------
Security: P17330104
Meeting Type: OGM
Meeting Date: 12-Jun-2020
Ticker:
ISIN: MX01BM1B0000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I APPOINTMENT AND OR RATIFICATION OF THE Mgmt Against Against
CHAIRPERSON AND OF THE MEMBERS OF THE BOARD
OF DIRECTORS, BOTH FULL AND ALTERNATE,
DETERMINATION IN REGARD TO THEIR
COMPENSATION. RESOLUTIONS IN THIS REGARD
II APPOINTMENT OF DELEGATES TO FORMALIZE AND Mgmt For For
COMPLY WITH THE RESOLUTIONS ADOPTED BY THE
ANNUAL GENERAL ORDINARY MEETING OF
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
BRAC BANK LIMITED Agenda Number: 712823699
--------------------------------------------------------------------------------------------------------------------------
Security: Y0969T108
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: BD0138BRACB9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2019 AND THE AUDITORS' AND
DIRECTORS' REPORTS
2 TO DECLARE DIVIDEND FOR THE YEAR ENDED Mgmt For For
DECEMBER 31, 2019
3 TO ELECT/RE-ELECT DIRECTORS Mgmt Against Against
4 TO APPOINT AUDITORS OF THE COMPANY FOR THE Mgmt For For
YEAR 2020 AND TO FIX THEIR REMUNERATION
5 TO APPOINT CORPORATE GOVERNANCE COMPLIANCE Mgmt For For
AUDITORS FOR THE YEAR 2020 AND TO FIX THEIR
REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
CENTURY PACIFIC FOOD INC Agenda Number: 711267066
--------------------------------------------------------------------------------------------------------------------------
Security: Y1249R102
Meeting Type: AGM
Meeting Date: 01-Jul-2019
Ticker:
ISIN: PHY1249R1024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 239194 DUE TO RECEIVED UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 CALL TO ORDER Mgmt Abstain Against
2 SECRETARY'S PROOF OF DUE NOTICE OF THE Mgmt Abstain Against
MEETING AND DETERMINATION OF QUORUM
3 APPROVAL OF THE MINUTES OF THE STOCKHOLDERS Mgmt For For
MEETING HELD ON JULY 3, 2018
4 MANAGEMENTS REPORT Mgmt For For
5 RATIFICATION OF ACTS OF THE BOARD OF Mgmt For For
DIRECTORS AND MANAGEMENT DURING THE
PREVIOUS YEAR
6 ELECTION OF DIRECTOR: RICARDO S. PO, SR Mgmt For For
7 ELECTION OF DIRECTOR: RICARDO GABRIEL T. PO Mgmt For For
8 ELECTION OF DIRECTOR: CHRISTOPHER T. PO Mgmt For For
9 ELECTION OF DIRECTOR: TEODORO ALEXANDER T. Mgmt For For
PO
10 ELECTION OF DIRECTOR: LEONARDO ARTHUR T. PO Mgmt For For
11 ELECTION OF DIRECTOR: JOHNIP G. CUA Mgmt For For
(INDEPENDENT DIRECTOR)
12 ELECTION OF DIRECTOR: FERNAN VIKTOR P. Mgmt For For
LUKBAN (INDEPENDENT DIRECTOR)
13 ELECTION OF DIRECTOR: FRANCES J. YU Mgmt For For
(INDEPENDENT DIRECTOR)
14 ELECTION OF DIRECTOR: EILEEN GRACE Z. Mgmt For For
ARANETA
15 APPOINTMENT OF EXTERNAL AUDITOR Mgmt For For
16 OTHER MATTERS Mgmt Abstain For
17 ADJOURNMENT Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
CENTURY PACIFIC FOOD INC Agenda Number: 712670581
--------------------------------------------------------------------------------------------------------------------------
Security: Y1249R102
Meeting Type: AGM
Meeting Date: 30-Jun-2020
Ticker:
ISIN: PHY1249R1024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CALL TO ORDER Mgmt Abstain Against
2 SECRETARYS PROOF OF DUE NOTICE OF THE Mgmt Abstain Against
MEETING AND DETERMINATION OF QUORUM
3 APPROVAL OF THE MINUTES OF THE STOCKHOLDERS Mgmt For For
MEETING HELD ON JULY 1, 2019
4 MANAGEMENTS' REPORT Mgmt For For
5 RATIFICATION OF ACTS OF THE BOARD OF Mgmt For For
DIRECTORS AND MANAGEMENT DURING THE
PREVIOUS YEAR
6 ELECTION OF DIRECTOR: RICARDO S. PO, SR Mgmt For For
7 ELECTION OF DIRECTOR: RICARDO GABRIEL T. PO Mgmt For For
8 ELECTION OF DIRECTOR: CHRISTOPHER T. PO Mgmt For For
9 ELECTION OF DIRECTOR: TEODORO ALEXANDER T. Mgmt For For
PO
10 ELECTION OF DIRECTOR: LEONARDO ARTHUR T. PO Mgmt For For
11 ELECTION OF DIRECTOR: EILEEN GRACE Z. Mgmt For For
ARANETA
12 ELECTION OF DIRECTOR: FERNAN VICTOR P. Mgmt For For
LUKBAN (INDEPENDENT DIRECTOR)
13 ELECTION OF DIRECTOR: FRANCES J. YU Mgmt For For
(INDEPENDENT DIRECTOR)
14 ELECTION OF DIRECTOR: JOHNIP G. CUA Mgmt For For
(INDEPENDENT DIRECTOR)
15 APPOINTMENT OF EXTERNAL AUDITOR: NAVARRO Mgmt For For
AMPER AND CO
16 OTHER MATTERS Mgmt Against Against
17 ADJOURNMENT Mgmt Abstain Against
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 392659 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CHINA BLUECHEMICAL LTD Agenda Number: 711745301
--------------------------------------------------------------------------------------------------------------------------
Security: Y14251105
Meeting Type: EGM
Meeting Date: 20-Dec-2019
Ticker:
ISIN: CNE1000002D0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1104/2019110401860.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1104/2019110401846.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
REVISED ANNUAL CAPS FOR THE PROVISION OF
SERVICES AND SUPPLIES AND SALE OF PRODUCTS
BY CNOOC GROUP TO THE GROUP UNDER THE
COMPREHENSIVE SERVICES AND PRODUCT SALES
AGREEMENT FOR THE TWO FINANCIAL YEARS
COMMENCING ON 1 JANUARY 2019 AND ENDING ON
31 DECEMBER 2020 AS SET OUT IN THE
ANNOUNCEMENT; AND THE BOARD IS HEREBY
AUTHORIZED TO TAKE SUCH ACTIONS AS ARE
NECESSARY TO IMPLEMENT THE PROPOSED REVISED
ANNUAL CAPS FOR THE PROVISION OF SERVICES
AND SUPPLIES AND SALE OF PRODUCTS BY CNOOC
GROUP TO THE GROUP UNDER THE COMPREHENSIVE
SERVICES AND PRODUCT SALES AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
CHINA OVERSEAS PROPERTY HOLDINGS LTD Agenda Number: 711767179
--------------------------------------------------------------------------------------------------------------------------
Security: G2118M109
Meeting Type: EGM
Meeting Date: 29-Nov-2019
Ticker:
ISIN: KYG2118M1096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1113/2019111300584.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1113/2019111300576.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 (A) (I) TO APPROVE, CONFIRM AND RATIFY THE Mgmt For For
COLI FRAMEWORK AGREEMENT (AS DEFINED IN THE
CIRCULAR OF THE COMPANY DATED 14 NOVEMBER
2019 (THE ''CIRCULAR'')) AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER AND
THE IMPLEMENTATION THEREOF; (II) TO APPROVE
THE COLI ANNUAL CAPS (AS DEFINED IN THE
CIRCULAR) FOR THE PERIOD FROM 1 DECEMBER
2019 TO 31 DECEMBER 2019, EACH OF THE
FINANCIAL YEARS ENDED 31 DECEMBER 2020 AND
31 DECEMBER 2021 AND THE PERIOD FROM 1
JANUARY 2022 AND 30 NOVEMBER 2022; AND (B)
TO AUTHORISE ANY ONE DIRECTOR OF THE
COMPANY (OR ANY TWO DIRECTORS OF THE
COMPANY OR ONE DIRECTOR AND THE SECRETARY
OF THE COMPANY, IN THE CASE OF EXECUTION OF
DOCUMENTS UNDER SEAL) FOR AND ON BEHALF OF
THE COMPANY TO EXECUTE ALL SUCH OTHER
DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND
TO DO ALL SUCH ACTS OR THINGS DEEMED BY
HIM/HER TO BE INCIDENTAL TO, ANCILLARY TO
OR IN CONNECTION WITH THE MATTERS
CONTEMPLATED IN THE COLI FRAMEWORK
AGREEMENT AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER AND THE IMPLEMENTATION THEREOF
INCLUDING THE AFFIXING OF SEAL THEREON
2 (A) (I) TO APPROVE, CONFIRM AND RATIFY THE Mgmt For For
COGO FRAMEWORK AGREEMENT (AS DEFINED IN THE
CIRCULAR OF THE COMPANY DATED 14 NOVEMBER
2019 (THE ''CIRCULAR'')) AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER AND
THE IMPLEMENTATION THEREOF; (II) TO APPROVE
THE COGO ANNUAL CAPS (AS DEFINED IN THE
CIRCULAR) FOR THE PERIOD FROM 1 DECEMBER
2019 TO 31 DECEMBER 2019, EACH OF THE
FINANCIAL YEARS ENDED 31 DECEMBER 2020 AND
31 DECEMBER 2021 AND THE PERIOD FROM 1
JANUARY 2022 AND 30 NOVEMBER 2022; AND (B)
TO AUTHORISE ANY ONE DIRECTOR OF THE
COMPANY (OR ANY TWO DIRECTORS OF THE
COMPANY OR ONE DIRECTOR AND THE SECRETARY
OF THE COMPANY, IN THE CASE OF EXECUTION OF
DOCUMENTS UNDER SEAL) FOR AND ON BEHALF OF
THE COMPANY TO EXECUTE ALL SUCH OTHER
DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND
TO DO ALL SUCH ACTS OR THINGS DEEMED BY
HIM/HER TO BE INCIDENTAL TO, ANCILLARY TO
OR IN CONNECTION WITH THE MATTERS
CONTEMPLATED IN THE COGO FRAMEWORK
AGREEMENT AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER AND THE IMPLEMENTATION THEREOF
INCLUDING THE AFFIXING OF SEAL THEREON
--------------------------------------------------------------------------------------------------------------------------
CHINA OVERSEAS PROPERTY HOLDINGS LTD Agenda Number: 712487049
--------------------------------------------------------------------------------------------------------------------------
Security: G2118M109
Meeting Type: AGM
Meeting Date: 19-Jun-2020
Ticker:
ISIN: KYG2118M1096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0423/2020042300977.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0423/2020042300993.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY AND THE REPORTS
OF THE DIRECTORS AND AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2019
2 TO APPROVE THE DECLARATION OF A FINAL Mgmt For For
DIVIDEND OF HK2.8 CENTS PER SHARE FOR THE
YEAR ENDED 31 DECEMBER 2019
3.A TO RE-ELECT MR. ZHANG GUIQING AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
3.B TO RE-ELECT DR. YANG OU AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.C TO RE-ELECT MR. KAM YUK FAI AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.D TO RE-ELECT MR. SO, GREGORY KAM LEUNG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
4 TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF
DIRECTORS
5 TO APPOINT ERNST & YOUNG AS AUDITOR OF THE Mgmt For For
COMPANY AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX ITS REMUNERATION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE NUMBER OF THE SHARES OF THE COMPANY IN
ISSUE
7 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE NUMBER OF THE SHARES
OF THE COMPANY IN ISSUE
8 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES OF AN AMOUNT NOT
EXCEEDING THE NUMBER OF SHARES REPURCHASED
BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA OVERSEAS PROPERTY HOLDINGS LTD Agenda Number: 712766647
--------------------------------------------------------------------------------------------------------------------------
Security: G2118M109
Meeting Type: EGM
Meeting Date: 19-Jun-2020
Ticker:
ISIN: KYG2118M1096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0601/2020060102162.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0601/2020060102182.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 (A) (I) TO APPROVE, CONFIRM AND RATIFY THE Mgmt For For
CSCEC SERVICES AGREEMENT (AS DEFINED IN THE
CIRCULAR OF THE COMPANY DATED 2 JUNE 2020
(THE CIRCULAR)) AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER AND THE
IMPLEMENTATION THEREOF; (II) TO APPROVE THE
CSCEC SERVICES CAPS (AS DEFINED IN THE
CIRCULAR) FOR THE PERIOD FROM 1 JULY 2020
TO 31 DECEMBER 2020, EACH OF THE FINANCIAL
YEARS ENDING 31 DECEMBER 2021 AND 31
DECEMBER 2022 AND THE PERIOD FROM 1 JANUARY
2023 AND 30 JUNE 2023; AND (B) TO AUTHORISE
ANY ONE DIRECTOR OF THE COMPANY (OR ANY TWO
DIRECTORS OF THE COMPANY OR ONE DIRECTOR
AND THE SECRETARY OF THE COMPANY, IN THE
CASE OF EXECUTION OF DOCUMENTS UNDER SEAL)
FOR AND ON BEHALF OF THE COMPANY TO EXECUTE
ALL SUCH OTHER DOCUMENTS, INSTRUMENTS AND
AGREEMENTS AND TO DO ALL SUCH ACTS OR
THINGS DEEMED BY HIM/HER TO BE INCIDENTAL
TO, ANCILLARY TO OR IN CONNECTION WITH THE
MATTERS CONTEMPLATED IN THE CSCEC SERVICES
AGREEMENT AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER AND THE IMPLEMENTATION THEREOF
INCLUDING THE AFFIXING OF SEAL THEREON
2 (A) (I) TO APPROVE, CONFIRM AND RATIFY THE Mgmt For For
COLI SERVICES AGREEMENT (AS DEFINED IN THE
CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER AND THE IMPLEMENTATION THEREOF;
(II) TO APPROVE THE COLI SERVICES CAPS (AS
DEFINED IN THE CIRCULAR) FOR THE PERIOD
FROM 1 JULY 2020 TO 31 DECEMBER 2020, EACH
OF THE FINANCIAL YEARS ENDING 31 DECEMBER
2021 AND 31 DECEMBER 2022 AND THE PERIOD
FROM 1 JANUARY 2023 AND 30 JUNE 2023; AND
(B) TO AUTHORISE ANY ONE DIRECTOR OF THE
COMPANY (OR ANY TWO DIRECTORS OF THE
COMPANY OR ONE DIRECTOR AND THE SECRETARY
OF THE COMPANY, IN THE CASE OF EXECUTION OF
DOCUMENTS UNDER SEAL) FOR AND ON BEHALF OF
THE COMPANY TO EXECUTE ALL SUCH OTHER
DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND
TO DO ALL SUCH ACTS OR THINGS DEEMED BY
HIM/HER TO BE INCIDENTAL TO, ANCILLARY TO
OR IN CONNECTION WITH THE MATTERS
CONTEMPLATED IN THE COLI SERVICES AGREEMENT
AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER AND THE IMPLEMENTATION THEREOF
INCLUDING THE AFFIXING OF SEAL THEREON
3 (A) (I) TO APPROVE, CONFIRM AND RATIFY THE Mgmt For For
COGO SERVICES AGREEMENT (AS DEFINED IN THE
CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER AND THE IMPLEMENTATION THEREOF;
(II) TO APPROVE THE COGO SERVICES CAPS (AS
DEFINED IN THE CIRCULAR) FOR THE PERIOD
FROM 1 JULY 2020 TO 31 DECEMBER 2020, EACH
OF THE FINANCIAL YEARS ENDING 31 DECEMBER
2021 AND 31 DECEMBER 2022 AND THE PERIOD
FROM 1 JANUARY 2023 AND 30 JUNE 2023; AND
(B) TO AUTHORISE ANY ONE DIRECTOR OF THE
COMPANY (OR ANY TWO DIRECTORS OF THE
COMPANY OR ONE DIRECTOR AND THE SECRETARY
OF THE COMPANY, IN THE CASE OF EXECUTION OF
DOCUMENTS UNDER SEAL) FOR AND ON BEHALF OF
THE COMPANY TO EXECUTE ALL SUCH OTHER
DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND
TO DO ALL SUCH ACTS OR THINGS DEEMED BY
HIM/HER TO BE INCIDENTAL TO, ANCILLARY TO
OR IN CONNECTION WITH THE MATTERS
CONTEMPLATED IN THE COGO SERVICES AGREEMENT
AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER AND THE IMPLEMENTATION THEREOF
INCLUDING THE AFFIXING OF SEAL THEREON
4 (A) (I) TO APPROVE, CONFIRM AND RATIFY THE Mgmt For For
CSC SERVICES AGREEMENT (AS DEFINED IN THE
CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER AND THE IMPLEMENTATION THEREOF;
(II) TO APPROVE THE CSC SERVICES CAPS (AS
DEFINED IN THE CIRCULAR) FOR THE PERIOD
FROM 1 JULY 2020 TO 31 DECEMBER 2020, EACH
OF THE FINANCIAL YEARS ENDING 31 DECEMBER
2021 AND 31 DECEMBER 2022 AND THE PERIOD
FROM 1 JANUARY 2023 AND 30 JUNE 2023; AND
(B) TO AUTHORISE ANY ONE DIRECTOR OF THE
COMPANY (OR ANY TWO DIRECTORS OF THE
COMPANY OR ONE DIRECTOR AND THE SECRETARY
OF THE COMPANY, IN THE CASE OF EXECUTION OF
DOCUMENTS UNDER SEAL) FOR AND ON BEHALF OF
THE COMPANY TO EXECUTE ALL SUCH OTHER
DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND
TO DO ALL SUCH ACTS OR THINGS DEEMED BY
HIM/HER TO BE INCIDENTAL TO, ANCILLARY TO
OR IN CONNECTION WITH THE MATTERS
CONTEMPLATED IN THE CSC SERVICES AGREEMENT
AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER AND THE IMPLEMENTATION THEREOF
INCLUDING THE AFFIXING OF SEAL THEREON
--------------------------------------------------------------------------------------------------------------------------
CHOLAMANDALAM FINANCIAL HOLDINGS LTD Agenda Number: 711394988
--------------------------------------------------------------------------------------------------------------------------
Security: Y9001B157
Meeting Type: AGM
Meeting Date: 01-Aug-2019
Ticker:
ISIN: INE149A01033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF FINANCIAL STATEMENTS (INCLUDING Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS) TOGETHER
WITH THE BOARD'S REPORT AND AUDITOR'S
REPORT THEREON FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2019
2 CONFIRMATION OF INTERIM DIVIDEND PAID ON Mgmt For For
EQUITY SHARES AND APPROVAL OF FINAL
DIVIDEND FOR THE YEAR ENDED MARCH 31, 2019:
INTERIM DIVIDEND OF 60% APPROVED BY THE
BOARD OF DIRECTORS ON FEBRUARY 4, 2019 ON
THE EQUITY SHARES OF INR 1/- EACH OF THE
COMPANY AND FINAL DIVIDEND OF 65% AS
RECOMMENDED BY THE BOARD OF DIRECTORS, BE
AND IS HEREBY DECLARED ON THE EQUITY SHARES
OF INR 1/- EACH OF THE COMPANY
3 RE-APPOINTMENT OF MR. M M MURUGAPPAN, Mgmt For For
DIRECTOR RETIRING BY ROTATION
4 APPOINTMENT OF MR. ASHOK KUMAR BARAT AS AN Mgmt For For
INDEPENDENT DIRECTOR OF THE COMPANY
5 APPOINTMENT OF MR. SRIDHARAN RANGARAJAN AS Mgmt For For
A DIRECTOR LIABLE TO RETIRE BY ROTATION
6 APPOINTMENT OF MR. V RAVICHANDRAN AS A Mgmt For For
DIRECTOR LIABLE TO RETIRE BY ROTATION
7 APPOINTMENT OF MR. B RAMARATNAM AS AN Mgmt For For
INDEPENDENT DIRECTOR OF THE COMPANY
8 APPROVAL OF REMUNERATION BY WAY OF Mgmt For For
COMMISSION TO NON-EXECUTIVE DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
CHROMA ATE INC Agenda Number: 712627085
--------------------------------------------------------------------------------------------------------------------------
Security: Y1604M102
Meeting Type: AGM
Meeting Date: 10-Jun-2020
Ticker:
ISIN: TW0002360005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACCEPT 2019 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2019 PROFITS. PROPOSED CASH DIVIDEND: TWD 3
PER SHARE
3 DISCUSSION OF AMENDMENTS TO PROCEDURES OF Mgmt For For
ENDORSEMENTS AND GUARANTEES
4 DISCUSSION OF AMENDMENTS TO PROCEDURES OF Mgmt For For
LENDING OF CAPITAL TO OTHER PARTIES
5.1 THE ELECTION OF THE DIRECTOR:LEO Mgmt For For
HUANG,SHAREHOLDER NO.00000001
5.2 THE ELECTION OF THE DIRECTOR:ISHIH Mgmt For For
TSENG,SHAREHOLDER NO.00008556
5.3 THE ELECTION OF THE DIRECTOR:TSUN-I, Mgmt For For
WANG,SHAREHOLDER NO.00013714
5.4 THE ELECTION OF THE DIRECTOR:CHUNG-JU Mgmt For For
CHANG,SHAREHOLDER NO.P100477XXX
5.5 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:TAI-JEN GEORGE CHEN,SHAREHOLDER
NO.M100308XXX
5.6 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:JIA-RUEY DUANN,SHAREHOLDER
NO.L103321XXX
5.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:STEVEN WU,SHAREHOLDER
NO.G120130XXX
6 TO DISCUSS RELEASING THE DIRECTORS FROM Mgmt For For
NON-COMPETITION RESTRICTIONS
--------------------------------------------------------------------------------------------------------------------------
CORPORACION INMOBILIARIA VESTA SAB DE CV Agenda Number: 712202794
--------------------------------------------------------------------------------------------------------------------------
Security: P9781N108
Meeting Type: OGM
Meeting Date: 13-Mar-2020
Ticker:
ISIN: MX01VE0M0003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE CEO'S REPORT Mgmt For For
2 APPROVE BOARDS REPORT Mgmt For For
3 APPROVE REPORT OF AUDIT, CORPORATE Mgmt For For
PRACTICES, INVESTMENT, ETHICS, DEBT AND
CAPITAL, AND SOCIAL AND ENVIRONMENTAL
RESPONSIBILITY COMMITTEES
4 RECEIVE REPORT ON ADHERENCE TO FISCAL Mgmt For For
OBLIGATIONS
5 APPROVE AUDITED AND CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS
6 APPROVE CASH DIVIDENDS, CONSIDERING CURRENT Mgmt For For
DIVIDEND POLICY AND BOARDS RECOMMENDATION
7 APPROVE LONG TERM INCENTIVE PLAN FOR Mgmt For For
COMPANY'S EXECUTIVES
8 APPROVE REPORT ON SHARE REPURCHASE Mgmt For For
9 AUTHORIZE SHARE REPURCHASE RESERVE Mgmt For For
10 APPROVE ANNUAL BUDGET OF COMPANY FOR SOCIAL Mgmt For For
AND ENVIRONMENTAL RESPONSIBILITY ACTIONS
11 ELECT OR RATIFY DIRECTORS, ELECT CHAIRMEN Mgmt For For
OF AUDIT AND CORPORATE PRACTICES
COMMITTEES, AND APPROVE THEIR REMUNERATION
12 APPROVE CANCELLATION OF 10.84 MILLION Mgmt For For
SHARES REPRESENTING VARIABLE PORTION OF
COMPANY'S CAPITAL
13 APPOINT LEGAL REPRESENTATIVES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CYIENT LTD Agenda Number: 711865355
--------------------------------------------------------------------------------------------------------------------------
Security: Y4082D131
Meeting Type: OTH
Meeting Date: 30-Dec-2019
Ticker:
ISIN: INE136B01020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 ISSUE OF RESTRICTED STOCK UNITS (RSUS) TO Mgmt Against Against
THE ASSOCIATES OF THE COMPANY
2 ISSUE OF RESTRICTED STOCK UNITS (RSUS) TO Mgmt Against Against
THE ASSOCIATES OF THE COMPANY'S
SUBSIDIARIES / JOINT VENTURES AND ASSOCIATE
COMPANIES
--------------------------------------------------------------------------------------------------------------------------
CYIENT LTD Agenda Number: 712077913
--------------------------------------------------------------------------------------------------------------------------
Security: Y4082D131
Meeting Type: OTH
Meeting Date: 03-Mar-2020
Ticker:
ISIN: INE136B01020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 APPROVAL FOR THE ISSUE OF RESTRICTED STOCK Mgmt For For
UNITS TO THE ASSOCIATES OF THE COMPANY
2 APPROVAL FOR THE ISSUE OF RESTRICTED STOCK Mgmt For For
UNITS TO THE ASSOCIATES OF THE COMPANY'S
SUBSIDIARIES
--------------------------------------------------------------------------------------------------------------------------
DELTA BRAC HOUSING FINANCE CORPORATION LTD Agenda Number: 712802556
--------------------------------------------------------------------------------------------------------------------------
Security: Y202BB108
Meeting Type: AGM
Meeting Date: 17-Jun-2020
Ticker:
ISIN: BD0621DBH007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CONSIDERATION AND ADOPTION OF DIRECTORS' Mgmt For For
REPORT, AUDITED FINANCIAL STATEMENTS FOR
THE YEAR ENDED DECEMBER 31, 2019 AND THE
AUDITORS' REPORT THEREON
2 DECLARATION OF DIVIDEND FOR THE YEAR ENDED Mgmt For For
DECEMBER 31, 2019
3 APPOINTMENT/RE-APPOINTMENT OF DIRECTORS Mgmt For For
4.A APPOINTMENT/ RE-APPOINTMENT OF STATUTORY Mgmt For For
AUDITORS AND FIXATION OF THEIR REMUNERATION
4.B APPOINTMENT OF A PROFESSIONAL TO PROVIDE Mgmt For For
THE CERTIFICATE ON COMPLIANCE ON THE
CORPORATE GOVERNANCE CODE OF BSEC FOR THE
YEAR 2020, AS WELL AS FIXATION OF THEIR
REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
DGB FINANCIAL GROUP CO LTD, DAEGU Agenda Number: 712216363
--------------------------------------------------------------------------------------------------------------------------
Security: Y2058E109
Meeting Type: AGM
Meeting Date: 26-Mar-2020
Ticker:
ISIN: KR7139130009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2.1 ELECTION OF OUTSIDE DIRECTOR: KWON HYUKSEI Mgmt For For
2.2 ELECTION OF OUTSIDE DIRECTOR: LEE DAM Mgmt For For
2.3 ELECTION OF OUTSIDE DIRECTOR: LEE SUNGDONG Mgmt For For
3 ELECTION OF AUDIT COMMITTEE MEMBER AS Mgmt For For
OUTSIDE DIRECTOR: LEE DAM
4 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt For For
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
FLEURY SA Agenda Number: 711746884
--------------------------------------------------------------------------------------------------------------------------
Security: P418BW104
Meeting Type: EGM
Meeting Date: 05-Dec-2019
Ticker:
ISIN: BRFLRYACNOR5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 TO RESOLVE ON THE APPROVAL OF THE TERMS AND Mgmt Against Against
CONDITIONS OF THE DEFERRED SHARES PLAN OF
THE COMPANY
2 TO RESOLVE ON THE APPROVAL OF THE TERMS AND Mgmt Against Against
CONDITIONS OF THE MATCHING PLAN OF THE
COMPANY
3 IN THE EVENTUALITY OF A SECOND CALL OF THIS Mgmt For For
MEETING, THE VOTING INSTRUCTIONS IN THIS
VOTING LIST MAY ALSO BE CONSIDERED VALID
FOR THE PURPOSES OF HOLDING THE MEETING ON
SECOND CALL
CMMT 07 NOV 2019: PLEASE NOTE THAT VOTES 'IN Non-Voting
FAVOR' AND 'AGAINST' IN THE SAME AGENDA
ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR
AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN
ARE ALLOWED. THANK YOU
CMMT 07 NOV 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GIANT MANUFACTURING CO LTD Agenda Number: 712683716
--------------------------------------------------------------------------------------------------------------------------
Security: Y2708Z106
Meeting Type: AGM
Meeting Date: 19-Jun-2020
Ticker:
ISIN: TW0009921007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2019 FINANCIAL STATEMENTS. Mgmt For For
2 DISTRIBUTION OF 2019 EARNINGS. PROPOSED Mgmt For For
CASH DIVIDEND: TWD 4.6 PER SHARE.
3 TO AMEND THE ARTICLES OF INCORPORATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GOODBABY INTERNATIONAL HOLDINGS LTD Agenda Number: 712481150
--------------------------------------------------------------------------------------------------------------------------
Security: G39814101
Meeting Type: AGM
Meeting Date: 25-May-2020
Ticker:
ISIN: KYG398141013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0422/2020042200041.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0422/2020042200063.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
31 DECEMBER 2019
2.A TO RE-ELECT MR. MARTIN POS AS EXECUTIVE Mgmt For For
DIRECTOR AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX HIS REMUNERATION
2.B TO RE-ELECT MR. LIU TONGYOU AS EXECUTIVE Mgmt For For
DIRECTOR AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX HIS REMUNERATION
2.C TO RE-ELECT MS. CHIANG YUN AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR AND TO AUTHORIZE THE
BOARD OF DIRECTORS TO FIX HER REMUNERATION
2.D TO RE-ELECT MR. JIN PENG AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR AND TO AUTHORIZE THE
BOARD OF DIRECTORS TO FIX HIS REMUNERATION
3 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE OTHER DIRECTORS OF
THE COMPANY
4 TO RE-APPOINT ERNST & YOUNG AS AUDITORS OF Mgmt For For
THE COMPANY TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES BOUGHT BACK BY THE COMPANY PURSUANT
TO THE MANDATE BY RESOLUTION NO. 5 AS SET
OUT IN THE NOTICE OF THE AGM
8 TO APPROVE AND ADOPT THE NEW SHARE OPTION Mgmt Against Against
SCHEME OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
GREATVIEW ASEPTIC PACKAGING COMPANY LTD Agenda Number: 712481403
--------------------------------------------------------------------------------------------------------------------------
Security: G40769104
Meeting Type: AGM
Meeting Date: 25-May-2020
Ticker:
ISIN: KYG407691040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0423/2020042301174.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0423/2020042301204.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND AUDITORS OF
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2019
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2019. (IF APPLICABLE)
3.A.I TO RE-ELECT THE PERSON AS DIRECTOR OF THE Mgmt For For
COMPANY: MR. PANG YIU KAI AS A
NON-EXECUTIVE DIRECTOR
3.AII TO RE-ELECT THE PERSON AS DIRECTOR OF THE Mgmt For For
COMPANY: MR. LUETH ALLEN WARREN AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
3AIII TO RE-ELECT THE PERSON AS DIRECTOR OF THE Mgmt For For
COMPANY: MR. BEHRENS ERNST HERMANN AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.B TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE ''BOARD'') TO FIX THE
REMUNERATION OF THE DIRECTORS OF THE
COMPANY
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORISE THE
BOARD TO FIX ITS REMUNERATION
5.A TO GIVE A GENERAL UNCONDITIONAL MANDATE TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ALLOT,
ISSUE AND DEAL WITH ADDITIONAL SHARES NOT
EXCEEDING 20% OF THE NUMBER OF THE ISSUED
SHARES OF THE COMPANY AT THE BENCHMARKED
PRICE (AS DEFINED IN THE NOTICE OF ANNUAL
GENERAL MEETING) OF SUCH SHARES OF THE
COMPANY
5.B TO GIVE A GENERAL UNCONDITIONAL MANDATE TO Mgmt For For
THE DIRECTORS OF THE COMPANY TO REPURCHASE
SHARES NOT EXCEEDING 10% OF THE NUMBER OF
THE ISSUED SHARES OF THE COMPANY
5.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against
DIRECTORS OF THE COMPANY PURSUANT TO
ORDINARY RESOLUTION NO. 5(A) TO ISSUE
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED UNDER ORDINARY RESOLUTION NO.
5(B)
--------------------------------------------------------------------------------------------------------------------------
HATTON NATIONAL BANK PLC Agenda Number: 712565348
--------------------------------------------------------------------------------------------------------------------------
Security: Y31147104
Meeting Type: AGM
Meeting Date: 29-May-2020
Ticker:
ISIN: LK0078N00002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO DECLARE THE RECOMMENDED DIVIDEND OF RS. Mgmt For For
7.00 PER SHARE AS THE FINAL DIVIDEND FOR
2019
2 TO ADOPT ORDINARY RESOLUTION - DECLARATION Mgmt For For
OF DIVIDEND AND APPROVAL OF ITS METHOD OF
SATISFACTION
3 TO ADOPT SPECIAL RESOLUTION - APPROVAL OF Mgmt For For
THE HOLDERS OF VOTING SHARES UNDER SECTION
99 OF THE COMPANIES ACT NO.7 OF 2007, FOR
THE ISSUE OF SHARES BY WAY OF A SCRIP
DIVIDEND
4 TO RE-ELECT MR DAMIAN AMAL CABRAAL AS A Mgmt For For
DIRECTOR OF THE BANK
5 TO RE-ELECT MR. HIRAN ASOKA PIERIS AS A Mgmt For For
DIRECTOR OF THE BANK
6 TO RE-ELECT DR. LIYANAMOHOTTIGE JOSEPH SRI Mgmt For For
HARSHA CABRAL AS A DIRECTOR OF THE BANK
7 TO APPOINT MESSRS KPMG - SRI LANKA Mgmt For For
(CHARTERED ACCOUNTANTS) AS THE BANK'S
AUDITORS FOR THE ENSUING YEAR/AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION
8 TO AUTHORIZE THE DIRECTORS TO DETERMINE Mgmt Against Against
PAYMENTS FOR CHARITABLE AND OTHER PURPOSES
CMMT 14 MAY 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INNOCARE PHARMA LIMITED Agenda Number: 712694707
--------------------------------------------------------------------------------------------------------------------------
Security: G4783B103
Meeting Type: AGM
Meeting Date: 22-Jun-2020
Ticker:
ISIN: KYG4783B1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0521/2020052100618.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0521/2020052100636.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND AUDITORS FOR THE YEAR ENDED DECEMBER
31, 2019
2.I TO RE-ELECT DR. JISONG CUI AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.II TO RE-ELECT DR. RENBIN ZHAO AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.III TO RE-ELECT DR. YIGONG SHI AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.IV TO RE-ELECT MR. QUANHONG YUAN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.V TO RE-ELECT MR. SHAN FU AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
2.VI TO RE-ELECT MR. LIJUN LIN AS A Mgmt Against Against
NON-EXECUTIVE DIRECTOR
2.VII TO RE-ELECT DR. ZEMIN ZHANG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2VIII TO RE-ELECT MS. LAN HU AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
2.IX TO RE-ELECT DR. KAIXIAN CHEN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT ERNST & YOUNG AS AUDITORS AND Mgmt For For
AUTHORISE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF PASSING OF
THIS RESOLUTION
7 TO EXTEND, CONDITIONAL UPON THE ABOVE Mgmt Against Against
RESOLUTIONS 5 AND 6 BEING DULY PASSED, THE
GENERAL MANDATE TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES BY ADDING THE
AGGREGATE AMOUNT OF THE REPURCHASED SHARES
TO THE 20% GENERAL MANDATE
--------------------------------------------------------------------------------------------------------------------------
INRETAIL PER CORP. Agenda Number: 712286182
--------------------------------------------------------------------------------------------------------------------------
Security: P56242202
Meeting Type: AGM
Meeting Date: 31-Mar-2020
Ticker:
ISIN: PAL1801171A1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 07 APR 2020. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES
WILL BE BLOCKED UNTIL THE QUORUM IS MET OR
THE MEETING IS CANCELLED. THANK YOU
1 APPROVAL OF SOCIAL MANAGEMENT (EEFF AND Mgmt For For
MEMORY)
2 DISTRIBUTION OR APPLICATION OF PROFITS Mgmt For For
3 DESIGNATION OF EXTERNAL AUDITORS AND THE Mgmt For For
ESTABLISHMENT OF THEIR REMUNERATION OR
DELEGATION OF SUCH AUTHORITY TO THE
DIRECTORY
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
PERMANENT POA OR MEETING SPECIFIC SIGNED
POWER OF ATTORNEY (POA) IS REQUIRED IN
ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. THE POA IS
REQUIRED TO BE NOTARIZED. ABSENCE OF A POA,
MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED.THE MEETING SPECIFIC POA MUST BE
COMPLETED AND THE ORIGINAL MUST BE
SUBMITTED, 7 BUSINESS DAYS PRIOR TO CUTOFF
DATE, AT 12:00 E.S.T. TO ATTN: AMELIA
MENESES/ MAURICIO SCHWARTZMANN, CANAVAL Y
MOREYRA 480, PISO 3, SAN ISIDRO, L -27,
LIMA - PERU.THIS DOCUMENT CAN BE RETRIEVED
FROM THE HYPERLINK. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_224161.PDF
--------------------------------------------------------------------------------------------------------------------------
INTEGRATED DIAGNOSTICS HOLDINGS PLC Agenda Number: 712761837
--------------------------------------------------------------------------------------------------------------------------
Security: G4836Q107
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: JE00BV9H9G76
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE COMPANY'S Mgmt For For
AUDITED FINANCIAL STATEMENTS, TOGETHER WITH
THE REPORTS OF THE DIRECTORS AND THE
AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2019
2 THAT LORD ANTHONY TUDOR ST JOHN, WHO Mgmt Against Against
RETIRES AS A DIRECTOR AND, BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-ELECTION AT THE AGM,
BE RE-ELECTED
3 THAT DR. HEND EL-SHERBINI, WHO RETIRES AS A Mgmt For For
DIRECTOR AND, BEING ELIGIBLE, OFFERS
HERSELF FOR RE-ELECTION AT THE AGM, BE
RE-ELECTED
4 THAT RICHARD HENRY PHILLIPS, WHO RETIRES AS Mgmt For For
A DIRECTOR AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION AT THE AGM, BE
RE-ELECTED
5 THAT JAMES PATRICK NOLAN, WHO RETIRES AS A Mgmt For For
DIRECTOR AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION AT THE AGM, BE
RE-ELECTED
6 THAT DAN JOHAN WILMAR OLSSON, WHO RETIRES Mgmt Against Against
AS A DIRECTOR AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION AT THE AGM, BE
RE-ELECTED
7 THAT HUSSEIN HASSAN CHOUCRI, WHO RETIRES AS Mgmt Against Against
A DIRECTOR AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION AT THE AGM, BE
RE-ELECTED
8 TO RE-APPOINT KPMG LLP AS AUDITOR TO HOLD Mgmt For For
OFFICE FROM THE CONCLUSION OF THIS MEETING
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING AT WHICH ACCOUNTS ARE LAID
BEFORE THE COMPANY
9 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITOR'S REMUNERATION
10 THAT, IN SUBSTITUTION FOR ALL EXISTING AND Mgmt For For
UNEXERCISED AUTHORITIES AND POWERS, THE
DIRECTORS OF THE COMPANY BE AND THEY ARE
HEREBY GENERALLY AND UNCONDITIONALLY
AUTHORISED FOR THE PURPOSE OF ARTICLE 12 OF
THE ARTICLES OF ASSOCIATION TO EXERCISE ALL
OR ANY OF THE POWERS OF THE COMPANY TO
ISSUE AND ALLOT OR AGREE TO ISSUE AND ALLOT
EQUITY SECURITIES OF THE COMPANY OR TO
GRANT RIGHTS TO SUBSCRIBE FOR, OR TO
CONVERT ANY SECURITY INTO, EQUITY
SECURITIES OF THE COMPANY UP TO 49,500,000
ORDINARY USD 1.00 SHARES, BEING
APPROXIMATELY 33 PER CENT OF THE CURRENT
ISSUED SHARE CAPITAL OF THE COMPANY (THE
AUTHORISED ALLOTMENT AMOUNT), TO SUCH
PERSONS AT SUCH TIMES AND GENERALLY ON SUCH
TERMS AND CONDITIONS AS THE DIRECTORS MAY
DETERMINE (SUBJECT ALWAYS TO THE ARTICLES
OF ASSOCIATION). PROVIDED THAT, THIS
AUTHORITY SHALL, UNLESS PREVIOUSLY RENEWED,
VARIED OR REVOKED BY THE COMPANY IN GENERAL
MEETING, EXPIRE AT THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING SAVE THAT THE
DIRECTORS OF THE COMPANY MAY ISSUE AND
ALLOT OR AGREE TO ISSUE AND ALLOT EQUITY
SECURITIES, NOTWITHSTANDING THAT THIS
AUTHORITY HAS EXPIRED, IF THEY ARE ALLOTTED
IN PURSUANCE OF AN OFFER OR AGREEMENT MADE
BY THE COMPANY BEFORE THIS AUTHORITY
EXPIRES, WHICH WOULD OR MIGHT REQUIRE
EQUITY SECURITIES TO BE ALLOTTED AFTER THIS
AUTHORITY EXPIRES
11 THAT PURSUANT TO ARTICLE 58A (1)(B) OF THE Mgmt For For
COMPANIES (JERSEY) LAW 1991, THE HOLDING BY
THE COMPANY OF THE EQUITY SECURITIES
PURCHASED TO THE AUTHORITY CONFERRED BY
RESOLUTION 14 AS TREASURY SHARES IN
ACCORDANCE WITH THE PROVISIONS OF THE
COMPANIES (JERSEY) LAW 1991 BE APPROVED
12 THAT THE EXECUTION AND DELIVERY BY THE Mgmt For For
COMPANY OF ANY DOCUMENTS THAT ARE NECESSARY
OR EXPEDIENT IN CONNECTION WITH THE COMPANY
HOLDING THE EQUITY SECURITIES PURCHASED
PURSUANT TO THE AUTHORITY CONFERRED BY
RESOLUTION 14 AS TREASURY SHARES BE
APPROVED
13 TO CONSIDER AND, IF THOUGHT FIT, PASS THE Mgmt For For
FOLLOWING RESOLUTION WHICH, IN ACCORDANCE
WITH ARTICLE 3 OF THE COMPANY'S ARTICLES OF
ASSOCIATION WILL REQUIRE A MAJORITY OF
THREE-FOURTHS OF THE MEMBERS VOTING IN
PERSON OR BY PROXY ON THIS RESOLUTION TO BE
PASSED: THAT, SUBJECT TO AND CONDITIONAL
UPON THE PASSING OF THE RESOLUTION NUMBERED
10 IN THE NOTICE CONVENING THE MEETING AT
WHICH THIS RESOLUTION WAS PROPOSED AND IN
SUBSTITUTION FOR ALL EXISTING AND
UNEXERCISED AUTHORITIES AND POWERS, THE
DIRECTORS OF THE COMPANY BE AND ARE HEREBY
EMPOWERED GENERALLY AND UNCONDITIONALLY
PURSUANT TO ARTICLE 12.4 OF THE ARTICLES OF
ASSOCIATION TO ALLOT EQUITY SECURITIES
(WHETHER DIRECTLY, OR BY WAY OF OPTIONS,
WARRANTS, CONVERTIBLE INSTRUMENTS OR OTHER
GRANT OF RIGHTS FOR EQUITY SECURITIES
CONVERTIBLE UPON EXERCISE OF SUCH OPTIONS,
WARRANTS, CONVERTIBLE INSTRUMENTS OR OTHER
GRANT OF RIGHTS) PURSUANT TO THE AUTHORITY
CONFERRED UPON THEM BY RESOLUTION 13, SUCH
THAT ARTICLE 13.1 OF THE ARTICLES OF
ASSOCIATION SHALL NOT APPLY TO THE
ALLOTMENT, PROVIDED THAT THIS AUTHORITY AND
POWER SHALL BE LIMITED TO: (I) THE
ALLOTMENT OF EQUITY SECURITIES IN
CONNECTION WITH A RIGHTS ISSUE OR SIMILAR
OFFER IN FAVOUR OF ORDINARY SHAREHOLDERS
WHERE THE EQUITY SECURITIES RESPECTIVELY
ATTRIBUTABLE TO THE INTEREST OF ALL
ORDINARY SHAREHOLDERS ARE PROPORTIONATE (AS
NEARLY AS MAY BE) TO THE RESPECTIVE NUMBERS
OF ORDINARY SHARES HELD BY THEM SUBJECT
ONLY TO SUCH EXCLUSIONS OR OTHER
ARRANGEMENTS AS THE DIRECTORS OF THE
COMPANY MAY CONSIDER APPROPRIATE TO DEAL
WITH FRACTIONAL ENTITLEMENTS, TREASURY
SHARES, RECORD DATES OR LEGAL AND PRACTICAL
DIFFICULTIES UNDER THE LAWS OF, OR THE
REQUIREMENTS OF ANY RECOGNISED REGULATORY
BODY OF, ANY TERRITORY; (II) THE ALLOTMENT
(OTHERWISE THAN PURSUANT TO SUB-PARAGRAPH
(I) ABOVE) OF UP TO 7,500,000 ORDINARY USD
1.00 SHARES, REPRESENTING APPROXIMATELY 5
PER CENT OF THE CURRENT ISSUED SHARE
CAPITAL OF THE COMPANY (THE NON PRE-EMPTIVE
AMOUNT); AND THIS AUTHORITY SHALL, UNLESS
PREVIOUSLY RENEWED, VARIED OR REVOKED BY
THE COMPANY IN GENERAL MEETING, EXPIRE AT
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING SAVE THAT THE DIRECTORS OF THE
COMPANY MAY ALLOT EQUITY SECURITIES OR
RIGHTS TO SUBSCRIBE FOR OR CONVERT
SECURITIES INTO EQUITY SECURITIES
NOTWITHSTANDING THAT THIS AUTHORITY HAS
EXPIRED, IF THEY ARE ALLOTTED IN PURSUANCE
OF AN OFFER OR AGREEMENT MADE BY THE
COMPANY BEFORE THIS AUTHORITY EXPIRES,
WHICH WOULD OR MIGHT REQUIRE EQUITY
SECURITIES TO BE ALLOTTED AFTER THIS
AUTHORITY EXPIRES
14 TO CONSIDER AND, IF THOUGHT FIT, PASS THE Mgmt For For
FOLLOWING RESOLUTION WHICH, IN ACCORDANCE
WITH ARTICLE 3 OF THE COMPANY'S ARTICLES OF
ASSOCIATION WILL REQUIRE A MAJORITY OF
THREE-FOURTHS OF THE MEMBERS VOTING IN
PERSON OR BY PROXY ON THIS RESOLUTION TO BE
PASSED: THAT THE COMPANY IS HEREBY
GENERALLY AND UNCONDITIONALLY AUTHORISED
PURSUANT TO ARTICLE 57 OF THE COMPANIES
(JERSEY) LAW 1991 TO MAKE MARKET PURCHASES
OF EQUITY SECURITIES IN THE CAPITAL OF THE
COMPANY ON SUCH TERMS AND IN SUCH MANNER AS
THE DIRECTORS SHALL DETERMINE PROVIDED
THAT: (I) THE MAXIMUM NUMBER OF EQUITY
SECURITIES AUTHORISED TO BE PURCHASED IS
15,000,000, REPRESENTING UP TO 10 PER CENT
OF THE SUM OF THE ISSUED ORDINARY SHARE
CAPITAL OF THE COMPANY AS AT THE DATE OF
THIS CIRCULAR; (II) THE MINIMUM PRICE WHICH
MAY BE PAID FOR EACH EQUITY SECURITY IS USD
1.00; (III) THE MAXIMUM PRICE (EXCLUSIVE OF
EXPENSES) WHICH MAY BE PAID FOR EACH EQUITY
SECURITY IS, IN RESPECT OF A SHARE
CONTRACTED TO BE PURCHASED ON ANY DAY, AN
AMOUNT EQUAL TO THE HIGHER OF: (I) 105 PER
CENT OF THE AVERAGE OF THE CLOSING MIDDLE
MARKET QUOTATIONS FOR THE EQUITY SECURITIES
TAKEN FROM THE DAILY OFFICIAL LIST OF THE
LONDON STOCK EXCHANGE FOR THE FIVE BUSINESS
DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH
THAT EQUITY SECURITY IS TO BE PURCHASED;
AND (II) THE HIGHER OF THE LAST INDEPENDENT
TRADE AND THE HIGHEST CURRENT INDEPENDENT
BID FOR THE EQUITY SECURITY ON THE LONDON
STOCK EXCHANGE AT THE RELEVANT TIME; (IV)
THIS AUTHORITY WILL (UNLESS PREVIOUSLY
RENEWED, VARIED OR REVOKED BY THE COMPANY
IN GENERAL MEETING) EXPIRE AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY HELD AFTER THE DATE
ON WHICH THIS RESOLUTION IS PASSED OR, IF
EARLIER, AT CLOSE OF BUSINESS ON THE DAY
FALLING 15 MONTHS AFTER THAT DATE; AND (V)
THE COMPANY MAY MAKE A CONTRACT TO PURCHASE
EQUITY SECURITIES UNDER THIS AUTHORITY
BEFORE THIS AUTHORITY EXPIRES WHICH WILL OR
MAY BE EXECUTED WHOLLY OR PARTLY AFTER ITS
EXPIRATION
--------------------------------------------------------------------------------------------------------------------------
INTEGRATED MICRO-ELECTRONICS INC Agenda Number: 712294836
--------------------------------------------------------------------------------------------------------------------------
Security: Y4092J102
Meeting Type: AGM
Meeting Date: 15-Apr-2020
Ticker:
ISIN: PHY4092J1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CALL TO ORDER Mgmt Abstain Against
2 CERTIFICATION OF NOTICE AND QUORUM Mgmt Abstain Against
3 APPROVAL OF MINUTES OF THE PREVIOUS MEETING Mgmt For For
4 ANNUAL REPORT Mgmt For For
5 RATIFICATION OF ALL ACTS OF THE BOARD OF Mgmt For For
DIRECTORS AND OFFICERS
6 ELECTION OF DIRECTOR: JAIME AUGUSTO ZOBEL Mgmt Against Against
DE AYALA
7 ELECTION OF DIRECTOR: ARTHUR R. TAN Mgmt For For
8 ELECTION OF DIRECTOR: GILLES BERNARD Mgmt Against Against
9 ELECTION OF DIRECTOR: FERNANDO ZOBEL DE Mgmt Against Against
AYALA
10 ELECTION OF DIRECTOR: JOSE IGNACIO A. Mgmt Against Against
CARLOS
11 ELECTION OF DIRECTOR: DELFIN L. LAZARO Mgmt Against Against
12 ELECTION OF DIRECTOR: JOSE TEODORO K. Mgmt Against Against
LIMCAOCO
13 ELECTION OF DIRECTOR: RAFAEL C. ROMUALDEZ Mgmt Against Against
14 ELECTION OF DIRECTOR: DIOSDADO P. BANATAO Mgmt For For
(INDEPENDENT DIRECTOR)
15 ELECTION OF DIRECTOR: EDGAR O. CHUA Mgmt For For
(INDEPENDENT DIRECTOR)
16 ELECTION OF DIRECTOR: SHERISA P. NUESA Mgmt For For
(INDEPENDENT DIRECTOR)
17 ELECTION OF EXTERNAL AUDITOR AND FIXING OF Mgmt For For
ITS REMUNERATION: SYCIP, GORRES, VELAYO AND
CO
18 CONSIDERATION OF SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING
19 ADJOURNMENT Mgmt Abstain Against
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 326868 DUE TO RECEIPT OF
DIRECTOR NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INVERSIONES AGUAS METROPOLITANAS SA Agenda Number: 711395257
--------------------------------------------------------------------------------------------------------------------------
Security: P58595102
Meeting Type: EGM
Meeting Date: 24-Jul-2019
Ticker:
ISIN: CL0000001256
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REVOKE DIRECTORS AND ELECT NEW ONES Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
INVERSIONES AGUAS METROPOLITANAS SA Agenda Number: 712416379
--------------------------------------------------------------------------------------------------------------------------
Security: P58595102
Meeting Type: OGM
Meeting Date: 27-Apr-2020
Ticker:
ISIN: CL0000001256
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REVIEW OF REPORT OF EXTERNAL AUDITORS, Mgmt For For
ANNUAL REPORT, BALANCE SHEET AND FINANCIAL
STATEMENTS OF THE PERIOD 2019
2 APPROPRIATION OF PROFITS AND ALLOCATION OF Mgmt For For
DIVIDENDS OF THE PERIOD 2019
3 REPORT ON RELATED OPERATIONS Mgmt For For
4 APPOINTMENT OF INDEPENDENT EXTERNAL Mgmt For For
AUDITORS
5 APPOINTMENT OF RATING AGENCIES Mgmt For For
6 TO FIX THE REMUNERATION OF THE BOARD OF Mgmt For For
DIRECTORS FOR THE PERIOD 2020
7 REPORT ON EXPENSES OF THE BOARD OF Mgmt For For
DIRECTORS DURING THE PERIOD 2019
8 DETERMINATION OF THE REMUNERATION AND Mgmt For For
EXPENSE BUDGET OF THE COMMITTEE OF
DIRECTORS FOR THE PERIOD 2020
9 REPORT ON THE ACTIVITIES AND EXPENSES Mgmt For For
INCURRED BY THE COMMITTEE OF DIRECTORS
DURING THE PAST PERIOD
10 DETERMINATION OF THE NEWSPAPER FOR Mgmt For For
PUBLICATION OF NOTICES OF SUMMONS TO
REGULAR AND SPECIAL STOCKHOLDERS MEETING
AND OTHER MATTERS OF INTEREST FOR
STOCKHOLDERS
11 OTHER MATTERS OF CORPORATE INTEREST AND OF Mgmt Against Against
THE COMPETENCE OF THE MEETING
--------------------------------------------------------------------------------------------------------------------------
INVERSIONES LA CONSTRUCCION SA Agenda Number: 712299343
--------------------------------------------------------------------------------------------------------------------------
Security: P5817R105
Meeting Type: OGM
Meeting Date: 28-Apr-2020
Ticker:
ISIN: CL0001892547
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A APPROVAL OF THE ANNUAL REPORT, OF THE Mgmt For For
BALANCE SHEET AND THE FINANCIAL STATEMENTS
OF THE COMPANY TO DECEMBER 31, 2019
B TO PROPOSE TO THE ANNUAL MEETING THE Mgmt For For
DISTRIBUTION, AS A DEFINITIVE DIVIDEND TO
THE SHAREHOLDERS, WITH A CHARGE AGAINST THE
2019 FISCAL YEAR, IN ADDITION TO THE
PROVISIONAL DIVIDENDS THAT WERE PAID DURING
THE MENTIONED FISCAL YEAR WITH A CHARGE
AGAINST THE PROFIT FROM THE SAME FISCAL
YEAR, THE AMOUNT OF CLP 29,000,000,000,
WITH THE SHAREHOLDERS RECEIVING AS A
CONSEQUENCE A DIVIDEND OF CLP 290 PER
SHARE, WHICH, IF APPROVED BY THE GENERAL
MEETING, WOULD BE PAID ON MAY 28, 2020, TO
THE SHAREHOLDERS WHO ARE REGISTERED IN THE
SHAREHOLDER REGISTRY OF THE COMPANY ON THE
FIFTH BUSINESS DAY PRIOR TO THE MENTIONED
DATE
C TO APPROVE THE DIVIDEND POLICY OF THE Mgmt For For
COMPANY FOR THE 2020 FISCAL YEAR
D THE ELECTION OF THE BOARD OF DIRECTORS OF Mgmt For For
THE COMPANY
E TO ESTABLISH THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS FOR THE 2020 FISCAL YEAR
F TO ESTABLISH THE COMPENSATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS WHO ARE
MEMBERS OF THE COMMITTEE THAT IS REFERRED
TO IN ARTICLE 50 BIS OF LAW 18,046, AND TO
ESTABLISH THE EXPENSE BUDGET FOR THE
FUNCTIONING OF THE SAME FOR THE 2020 FISCAL
YEAR
G TO DESIGNATE THE OUTSIDE AUDITORS AND RISK Mgmt For For
RATING AGENCIES
H TO GIVE AN ACCOUNTING OF THE WORK OF THE Mgmt For For
COMMITTEE OF DIRECTORS
I TO GIVE AN ACCOUNTING OF THE RELATED PARTY Mgmt For For
TRANSACTIONS, IN ACCORDANCE WITH THAT WHICH
IS ESTABLISHED IN TITLE XVI OF LAW 18,046
J TO DETERMINE THE NEWSPAPER IN WHICH THE Mgmt For For
SHAREHOLDER GENERAL MEETING CALL NOTICES
WILL BE PUBLISHED
K OTHER MATTERS THAT ARE WITHIN THE AUTHORITY Mgmt Against Against
OF AN ANNUAL GENERAL MEETING OF
SHAREHOLDERS, IN ACCORDANCE WITH THE LAW
AND THE CORPORATE BYLAWS
--------------------------------------------------------------------------------------------------------------------------
JSE LIMITED Agenda Number: 712700295
--------------------------------------------------------------------------------------------------------------------------
Security: S4254A102
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: ZAE000079711
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1.1 TO ELECT DR LEILA FOURIE AS A DIRECTOR Mgmt For For
O.1.2 TO ELECT MS SIOBHAN CLEARY AS A DIRECTOR Mgmt For For
O.2 TO RE-ELECT MS NONKULULEKO NYEMBEZI AS A Mgmt For For
DIRECTOR FOR THE ENSUING YEAR
O.3 TO REAPPOINT ERNST AND YOUNG INC AS THE Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND MR I AKOODIE AS THE
DESIGNATED AUDITOR FOR THE ENSUING YEAR
O.4.1 TO REAPPOINT DR SURESH KANA TO SERVE AS A Mgmt For For
MEMBER AND CHAIRMAN OF THE GROUP AUDIT
COMMITTEE
O.4.2 TO REAPPOINT MS ZARINA BASSA TO SERVE AS A Mgmt For For
MEMBER OF THE GROUP AUDIT COMMITTEE
O.4.3 TO REAPPOINT MS FATIMA DANIELS TO SERVE AS Mgmt For For
A MEMBER OF THE GROUP AUDIT COMMITTEE
O.4.4 TO REAPPOINT MS FAITH KHANYILE TO SERVE AS Mgmt For For
A MEMBER OF THE GROUP AUDIT COMMITTEE
O.5 AUTHORISATION FOR A DIRECTOR OR GROUP Mgmt For For
COMPANY SECRETARY OF THE COMPANY TO
IMPLEMENT RESOLUTIONS
NB.6 NON-BINDING ADVISORY VOTE ON THE Mgmt For For
REMUNERATION POLICY OF THE COMPANY
NB.7 NON-BINDING ADVISORY VOTE, ON THE Mgmt For For
IMPLEMENTATION REPORT AS SET OUT IN THE
REMUNERATION REPORT OF THE COMPANY
S.1 GENERAL AUTHORITY TO REPURCHASE SHARES Mgmt For For
S.2 GENERAL AUTHORITY TO PROVIDE FINANCIAL Mgmt For For
ASSISTANCE TO SUBSIDIARIES IN TERMS OF
SECTIONS 44 AND 45 OF THE COMPANIES ACT
S.3 SPECIFIC AUTHORITY TO PROVIDE FINANCIAL Mgmt For For
ASSISTANCE TO DIRECTORS IN TERMS OF
SECTIONS 44 AND 45 OF THE COMPANIES ACT
SOLELY FOR PURPOSES OF THE LTIS 2018 TRUST
S.4 NON-EXECUTIVE DIRECTORS EMOLUMENTS FOR 2020 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KOH YOUNG TECHNOLOGY INC Agenda Number: 712232228
--------------------------------------------------------------------------------------------------------------------------
Security: Y4810R105
Meeting Type: AGM
Meeting Date: 23-Mar-2020
Ticker:
ISIN: KR7098460009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 AMENDMENT OF ARTICLES INCORPORATION, Mgmt For For
INTERIM DIVIDEND
2.2 AMENDMENT OF ARTICLES INCORPORATION, ETC Mgmt For For
3.1 ELECTION OF INSIDE DIRECTOR: GO GWANG IL Mgmt For For
3.2 ELECTION OF INSIDE DIRECTOR: HWANG IN JUN Mgmt For For
3.3 ELECTION OF INSIDE DIRECTOR: SIN JAE DEUK Mgmt For For
3.4 ELECTION OF OUTSIDE DIRECTOR: GIM YEONG BAE Mgmt For For
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
5 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LEENO INDUSTRIAL INC, PUSAN Agenda Number: 712181712
--------------------------------------------------------------------------------------------------------------------------
Security: Y5254W104
Meeting Type: AGM
Meeting Date: 27-Mar-2020
Ticker:
ISIN: KR7058470006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3.1 ELECTION OF INSIDE DIRECTOR CHOE YONG GI Mgmt For For
3.2 ELECTION OF INSIDE DIRECTOR JEONG BYEONG Mgmt For For
JUN
4 ELECTION OF PERMANENT AUDITOR JEON SEOK Mgmt For For
JONG
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
6 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LPI CAPITAL BHD Agenda Number: 712666710
--------------------------------------------------------------------------------------------------------------------------
Security: Y5344R115
Meeting Type: AGM
Meeting Date: 17-Jun-2020
Ticker:
ISIN: MYL8621OO004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RE-ELECTION OF MR. TAN KOK GUAN AS DIRECTOR Mgmt For For
2 RE-ELECTION OF MR. QUAH POH KEAT AS Mgmt For For
DIRECTOR
3 APPROVAL OF PAYMENT OF DIRECTORS' FEES Mgmt For For
4 APPROVAL OF PAYMENT OF DIRECTORS' Mgmt For For
ALLOWANCES
5 APPROVAL OF INSURANCE COVERAGE FOR Mgmt For For
NON-EXECUTIVE DIRECTORS
6 RE-APPOINTMENT OF MESSRS. KPMG PLT AS Mgmt For For
AUDITORS OF THE COMPANY AND AUTHORITY TO
THE DIRECTORS TO FIX THE AUDITORS'
REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
LU THAI TEXTILE CO., LTD Agenda Number: 711523349
--------------------------------------------------------------------------------------------------------------------------
Security: Y5361P117
Meeting Type: EGM
Meeting Date: 16-Sep-2019
Ticker:
ISIN: CNE000000ST8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE COMPANY'S ELIGIBILITY FOR PUBLIC Mgmt For For
ISSUANCE OF A-SHARE CONVERTIBLE BONDS
2.1 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE BONDS: TYPE OF SECURITIES TO BE
ISSUED
2.2 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE BONDS: ISSUING SCALE
2.3 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE BONDS: PAR VALUE AND ISSUE
PRICE
2.4 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE BONDS: BOND DURATION
2.5 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE BONDS: INTEREST RATE
2.6 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE BONDS: TIME LIMIT AND METHOD
FOR REPAYING THE INTEREST
2.7 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE BONDS: CONVERSION PERIOD
2.8 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE BONDS: DETERMINATION AND
ADJUSTMENT OF THE CONVERSION PRICE
2.9 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE BONDS: DOWNWARD ADJUSTMENT TO
THE CONVERSION PRICE
2.10 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE BONDS: DETERMINING METHOD FOR
THE NUMBER OF CONVERTED SHARES
2.11 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE BONDS: ATTRIBUTION OF RELATED
DIVIDENDS FOR CONVERSION YEARS
2.12 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE BONDS: REDEMPTION CLAUSES
2.13 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE BONDS: RESALE CLAUSES
2.14 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE BONDS: ISSUING TARGETS AND
METHOD
2.15 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE BONDS: ARRANGEMENT FOR
PLACEMENT TO EXISTING SHAREHOLDERS
2.16 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE BONDS: BOND HOLDERS AND
BONDHOLDERS' MEETINGS
2.17 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE BONDS: PURPOSE OF THE RAISED
FUNDS
2.18 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE BONDS: RATING ARRANGEMENT
2.19 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE BONDS: GUARANTEE MATTERS
2.20 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE BONDS: DEPOSIT ACCOUNT FOR THE
RAISED FUNDS
2.21 PLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE BONDS: VALID PERIOD OF THE
RESOLUTION
3 PREPLAN FOR PUBLIC ISSUANCE OF A-SHARE Mgmt For For
CONVERTIBLE BONDS
4 IMPACT ON THE COMPANY'S MAJOR FINANCIAL Mgmt For For
INDICATORS OF THE DILUTED IMMEDIATE RETURN
AFTER THE PUBLIC ISSUANCE OF A-SHARE
CONVERTIBLE BONDS AND FILLING MEASURES AND
COMMITMENTS OF RELEVANT PARTIES
5 FEASIBILITY ANALYSIS REPORT ON THE USE OF Mgmt For For
FUNDS TO BE RAISED FROM THE PUBLIC ISSUANCE
OF A-SHARE CONVERTIBLE BONDS
6 NO NEED TO PREPARE A REPORT ON USE OF Mgmt For For
PREVIOUSLY RAISED FUNDS
7 RULES GOVERNING THE MEETINGS OF Mgmt For For
BONDHOLDERS' OF THE COMPANY'S CONVERTIBLE
BONDS
8 SHAREHOLDER RETURN PLAN FOR THE NEXT THREE Mgmt For For
YEARS FROM 2019 TO 2021
9 FULL AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS REGARDING THE PUBLIC ISSUANCE OF
CONVERTIBLE CORPORATE BONDS
10 CHANGE OF AUDIT FIRM Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LU THAI TEXTILE CO., LTD Agenda Number: 712456119
--------------------------------------------------------------------------------------------------------------------------
Security: Y5361P117
Meeting Type: EGM
Meeting Date: 08-May-2020
Ticker:
ISIN: CNE000000ST8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CONVERSION OF UNLISTED FOREIGN CAPITAL Mgmt For For
SHARES HELD BY A COMPANY INTO TRADABLE
B-SHARES
2 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION REGARDING THE CONVERSION OF
UNLISTED FOREIGN CAPITAL SHARES HELD BY THE
ABOVE COMPANY INTO TRADABLE B-SHARES
3 FULL AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS IN RELATION TO THE CONVERSION OF
UNLISTED FOREIGN CAPITAL SHARES HELD BY THE
ABOVE COMPANY INTO TRADABLE B-SHARES
4 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
LU THAI TEXTILE CO., LTD Agenda Number: 712539038
--------------------------------------------------------------------------------------------------------------------------
Security: Y5361P117
Meeting Type: AGM
Meeting Date: 21-May-2020
Ticker:
ISIN: CNE000000ST8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2019 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2019 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2019 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
4 2019 ANNUAL ACCOUNTS Mgmt For For
5 2019 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY1.00000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
6 2020 REAPPOINTMENT OF FINANCIAL AND Mgmt For For
INTERNAL CONTROL AUDIT FIRM
--------------------------------------------------------------------------------------------------------------------------
MARICO LIMITED Agenda Number: 711405591
--------------------------------------------------------------------------------------------------------------------------
Security: Y5841R170
Meeting Type: AGM
Meeting Date: 01-Aug-2019
Ticker:
ISIN: INE196A01026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS INCLUDING AUDITED
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED MARCH
31, 2019, TOGETHER WITH THE REPORTS OF THE
BOARD OF DIRECTORS AND AUDITORS THEREON
2 TO APPOINT A DIRECTOR IN PLACE OF MR. HARSH Mgmt For For
MARIWALA (DIN 00210342), WHO RETIRES BY
ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF
FOR RE-APPOINTMENT
3 TO RATIFY THE REMUNERATION PAYABLE TO M/S. Mgmt For For
ASHWIN SOLANKI & ASSOCIATES, COST
ACCOUNTANTS (FIRM REGISTRATION NO. 100392),
THE COST AUDITORS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDING MARCH 31, 2020
4 TO APPROVE RE-APPOINTMENT OF MR. SAUGATA Mgmt For For
GUPTA (DIN 05251806) AS THE MANAGING
DIRECTOR & CEO OF THE COMPANY
5 TO APPROVE THE REMUNERATION PAYABLE TO MR. Mgmt For For
HARSH MARIWALA (DIN 00210342), CHAIRMAN OF
THE BOARD AND NON-EXECUTIVE DIRECTOR OF THE
COMPANY FOR THE FY 2019-20
6 TO APPROVE THE RE-APPOINTMENT OF MR. NIKHIL Mgmt For For
KHATTAU (DIN 00017880) AS AN INDEPENDENT
DIRECTOR OF THE COMPANY FROM APRIL 1, 2019
TO MARCH 31, 2024
7 TO APPROVE THE RE-APPOINTMENT OF MS. HEMA Mgmt For For
RAVICHANDAR (DIN 00032929) AS AN
INDEPENDENT DIRECTOR OF THE COMPANY FROM
APRIL 1, 2019 TO MARCH 31, 2024
8 TO APPROVE THE RE-APPOINTMENT OF MR. B. S. Mgmt For For
NAGESH (DIN 00027595) AS AN INDEPENDENT
DIRECTOR OF THE COMPANY FROM APRIL 1, 2019
TO MARCH 31, 2022
9 TO APPROVE THE RE-APPOINTMENT OF MR. RAJEEV Mgmt For For
BAKSHI (DIN 00044621) AS AN INDEPENDENT
DIRECTOR OF THE COMPANY FROM APRIL 1, 2019
TO MARCH 31, 2020
--------------------------------------------------------------------------------------------------------------------------
PACIFIC HOSPITAL SUPPLY CO LTD Agenda Number: 712659397
--------------------------------------------------------------------------------------------------------------------------
Security: Y6610N101
Meeting Type: AGM
Meeting Date: 16-Jun-2020
Ticker:
ISIN: TW0004126008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACKNOWLEDGE THE COMPANY'S 2019 BUSINESS Mgmt For For
REPORT AND FINANCIAL STATEMENTS
2 TO ACKNOWLEDGE THE COMPANY'S 2019 EARNINGS Mgmt For For
ALLOCATION. PROPOSED RETAINED EARNING: TWD
4 PER SHARE. PROPOSED BONUS ISSUE:
99.746458 FOR 1000 SHS HELD
3 TO DISCUSS AMENDMENT TO THE ARTICLES OF Mgmt For For
INCORPORATION
4 TO DISCUSS AMENDMENT TO THE SHAREHOLDERS' Mgmt For For
MEETING PROCEDURE RULES
5 TO DISCUSS THE ISSUE OF NEW SHARES THROUGH Mgmt For For
CAPITALIZATION OF CAPITAL SURPLUS
6.1 THE ELECTION OF THE DIRECTOR:WU, Mgmt For For
CHANG-MIN,SHAREHOLDER NO.L123731XXX
7 TO DISCUSS RELEASE THE PROHIBITION ON NEW Mgmt For For
DIRECTOR FROM PARTICIPATION IN COMPETITIVE
BUSINESS
--------------------------------------------------------------------------------------------------------------------------
PACKAGES LIMITED Agenda Number: 712517018
--------------------------------------------------------------------------------------------------------------------------
Security: Y6644S100
Meeting Type: AGM
Meeting Date: 29-May-2020
Ticker:
ISIN: PK0010001011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONFIRM THE MINUTES OF THE EXTRAORDINARY Mgmt For For
GENERAL MEETING OF THE COMPANY HELD ON MAY
30, 2019
2 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR ENDED DECEMBER 31, 2019 TOGETHER WITH
THE CHAIRMAN'S REVIEW REPORT AND DIRECTORS
AND AUDITORS REPORTS THEREON
3 TO CONSIDER AND APPROVE THE PAYMENT OF CASH Mgmt For For
DIVIDEND FOR THE YEAR ENDED DECEMBER 31,
2019 AS RECOMMENDED BY THE BOARD OF
DIRECTORS - A) TO THE PREFERENCE
SHARE/CONVERTIBLE STOCK HOLDER
(INTERNATIONAL FINANCE CORPORATION) AT THE
RATE OF RS. 19.00 (10%) PER PREFERENCE
SHARE/CONVERTIBLE STOCK OF RS. 190 IN TERMS
OF THE SUBSCRIPTION AGREEMENT BETWEEN
PACKAGES LIMITED AND INTERNATIONAL FINANCE
CORPORATION; AND B) TO THE ORDINARY
SHAREHOLDERS AT THE RATE OF RS. 12.00
(120%) PER ORDINARY SHARE OF RS. 10
4 TO APPOINT AUDITORS FOR THE YEAR 2020 AND Mgmt Against Against
TO FIX THEIR REMUNERATION. THE CURRENT
AUDITORS, M/S A.F. FERGUSON & CO.,
CHARTERED ACCOUNTANTS HAVE CONSENTED TO BE
APPOINTED AS AUDITORS FOR THE FINANCIAL
YEAR 2020 AND THE BOARD OF DIRECTORS HAS
RECOMMENDED THEIR APPOINTMENT
5 TO ELECT TEN (10) DIRECTORS AS FIXED BY THE Mgmt Against Against
BOARD UNDER SECTION 159 (1) OF THE
COMPANIES ACT, 2017 IN ACCORDANCE WITH THE
PROVISIONS OF THE SAID ACT FOR A PERIOD OF
THREE YEARS. THE NAMES OF THE RETIRING
DIRECTORS ARE MR. TOWFIQ HABIB CHINOY, MR.
SHAMIM AHMAD KHAN, MR. TARIQ IQBAL KHAN,
MR. IMRAN KHALID NIAZI, MR. JOSEF MEINRAD
MUELLER, SYED SHAHID ALI, SYED HYDER ALI,
SYED ASLAM MEHDI AND MR. ASGHAR ABBAS. THE
COMPANY HAS RECEIVED NOTICES AS WELL AS
CONSENT FROM MS. NAZ KHAN, MR. HASAN ASKARI
AND MR. IRFAN MUSTAFA OF THEIR INTENTION TO
OFFER THEMSELVES FOR ELECTION AS DIRECTORS
OF THE COMPANY FOR A TERM OF THREE YEARS IN
ACCORDANCE WITH THE PROVISIONS OF SECTION
159
--------------------------------------------------------------------------------------------------------------------------
PARQUE ARAUCO SA PARAUCO Agenda Number: 712381639
--------------------------------------------------------------------------------------------------------------------------
Security: P76328106
Meeting Type: OGM
Meeting Date: 23-Apr-2020
Ticker:
ISIN: CLP763281068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT, BALANCE Mgmt For For
SHEET AND FINANCIAL STATEMENTS OF THE
COMPANY, AS WELL AS OF THE REPORT FROM THE
OUTSIDE AUDITING FIRM, FOR THE FISCAL YEAR
THAT ENDED ON DECEMBER 31, 2019
2 DESIGNATION OF THE OUTSIDE AUDITING FIRM Mgmt For For
3 DESIGNATION OF RISK RATING AGENCIES Mgmt For For
4 TO PRESENT THE INFORMATION THAT IS PROVIDED Mgmt For For
FOR IN TITLE XVI OF LAW NUMBER 18,046
5 THE REPORT ON THE ACTIVITIES AND EXPENSES Mgmt For For
OF THE COMMITTEE OF DIRECTORS FOR THE 2019
FISCAL YEAR, AND THE DETERMINATION OF THE
COMPENSATION AND EXPENSE BUDGET OF THE
COMMITTEE OF DIRECTORS FOR THE 2020 FISCAL
YEAR
6 DESIGNATION OF THE NEWSPAPER IN WHICH THE Mgmt For For
CORPORATE NOTICES MUST BE PUBLISHED
7 DISTRIBUTION OF PROFIT AND DIVIDEND POLICY Mgmt For For
8 DETERMINATION OF THE COMPENSATION OF THE Mgmt For For
BOARD OF DIRECTORS FOR THE 2020 FISCAL YEAR
AND THE REPORT ON THE EXPENSES OF THE BOARD
OF DIRECTORS FOR THE 2019 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
POYA INTERNATIONAL CO LTD Agenda Number: 712704635
--------------------------------------------------------------------------------------------------------------------------
Security: Y7083H100
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: TW0005904007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE 2019 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 ADOPTION OF THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2019 PROFITS. APPROXIMATELY NT17.10 PER
SHARE.
3 AMENDMENTS TO PART OF ARTICLES OF Mgmt For For
INCORPORATION
4 AMENDMENTS TO PART OF ARTICLES OF RULES OF Mgmt For For
PROCEDURE FOR SHAREHOLDERS MEETINGS.
5.1 THE ELECTION OF THE DIRECTOR:DOU CHIN Mgmt For For
INVESTMENT CO., LTD. ,SHAREHOLDER
NO.3,CHEN, JIAN-ZAO AS REPRESENTATIVE
5.2 THE ELECTION OF THE DIRECTOR:POYA Mgmt For For
INVESTMENT CO., LTD. ,SHAREHOLDER NO.4,CHEN
FAN MEI-JIN AS REPRESENTATIVE
5.3 THE ELECTION OF THE DIRECTOR:CHEN, Mgmt For For
ZONG-CHENG,SHAREHOLDER NO.9
5.4 THE ELECTION OF THE Mgmt For For
DIRECTOR:CHEN,MING-SHIAN,SHAREHOLDER
NO.E121429XXX
5.5 THE ELECTION OF THE INDEPENDENT Mgmt Against Against
DIRECTOR:LIU ZHI-HONG,SHAREHOLDER
NO.R122163XXX
5.6 THE ELECTION OF THE INDEPENDENT DIRECTOR:WU Mgmt For For
LIN-I,SHAREHOLDER NO.U120384XXX
5.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:LEE MING-HSIEN,SHAREHOLDER
NO.S120469XXX
6 PROPOSALS TO RELEASE THE NEW BOARD OF Mgmt Against Against
DIRECTORS AND REPRESENTATIVES FROM THE
NON-COMPETITION RESTRICTIONS.
--------------------------------------------------------------------------------------------------------------------------
PRECISION TSUGAMI (CHINA) CORPORATION LIMITED Agenda Number: 711440379
--------------------------------------------------------------------------------------------------------------------------
Security: G7215M100
Meeting Type: AGM
Meeting Date: 19-Aug-2019
Ticker:
ISIN: KYG7215M1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/0718/ltn20190718115.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/0718/ltn20190718109.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND AUDITORS OF
THE COMPANY FOR THE YEAR ENDED 31 MARCH
2019
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.15 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 MARCH 2019
3A.I TO RE-ELECT EACH OF THE FOLLOWING AS Mgmt For For
DIRECTOR OF THE COMPANY BY SEPARATE
RESOLUTION: DR. TANG DONGLEI AS AN
EXECUTIVE DIRECTOR OF THE COMPANY
3A.II TO RE-ELECT EACH OF THE FOLLOWING AS Mgmt For For
DIRECTOR OF THE COMPANY BY SEPARATE
RESOLUTION: MS. MAMI MATSUSHITA AS A
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3AIII TO RE-ELECT EACH OF THE FOLLOWING AS Mgmt For For
DIRECTOR OF THE COMPANY BY SEPARATE
RESOLUTION: MR. MANABU TANAKA AS A
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3A.IV TO RE-ELECT EACH OF THE FOLLOWING AS Mgmt For For
DIRECTOR OF THE COMPANY BY SEPARATE
RESOLUTION: DR. HUANG PING AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.B TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF
DIRECTORS
4 TO RE-APPOINT ERNST & YOUNG AS THE AUDITORS Mgmt For For
OF THE COMPANY AND TO AUTHORISE THE BOARD
OF DIRECTORS OF THE COMPANY TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES OF THE
COMPANY NOT EXCEEDING 4% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ISSUE, ALLOT AND DEAL
WITH ADDITIONAL SHARES IN THE CAPITAL OF
THE COMPANY NOT EXCEEDING 20% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
PRECISION TSUGAMI (CHINA) CORPORATION LIMITED Agenda Number: 712251141
--------------------------------------------------------------------------------------------------------------------------
Security: G7215M100
Meeting Type: EGM
Meeting Date: 30-Mar-2020
Ticker:
ISIN: KYG7215M1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0311/2020031100315.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0311/2020031100303.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1.I THE PROPOSED RENEWAL OF THE TECHNOLOGY Mgmt For For
LICENCE AGREEMENT (THE "TECHNOLOGY LICENCE
AGREEMENT") DATED 4 SEPTEMBER 2017 ENTERED
INTO BETWEEN THE COMPANY AND TSUGAMI
CORPORATION (AS SPECIFIED) ("TSUGAMI
JAPAN") (A COPY OF WHICH WILL BE PRODUCED
TO THE EGM MARKED AS "A" AND SIGNED BY THE
CHAIRMAN OF THE EGM FOR THE PURPOSE OF
IDENTIFICATION) FOR A RENEWAL TERM OF THREE
YEARS, I.E. UP TO AND INCLUDING 31 MARCH
2023 BE AND IS HEREBY APPROVED, CONFIRMED
AND RATIFIED
1.II THE PROPOSED RENEWAL OF THE MASTER SALES Mgmt For For
AGREEMENT (THE "MASTER SALES AGREEMENT")
DATED 4 SEPTEMBER 2017 ENTERED INTO BETWEEN
THE COMPANY AND TSUGAMI CORPORATION (AS
SPECIFIED) ("TSUGAMI JAPAN") (A COPY OF
WHICH WILL BE PRODUCED TO THE EGM MARKED AS
"B" AND SIGNED BY THE CHAIRMAN OF THE EGM
FOR THE PURPOSE OF IDENTIFICATION) FOR A
RENEWAL TERM OF THREE YEARS, I.E. UP TO AND
INCLUDING 31 MARCH 2023 BE AND IS HEREBY
APPROVED, CONFIRMED AND RATIFIED
1.III THE PROPOSED RENEWAL OF THE MASTER PURCHASE Mgmt For For
AGREEMENT (THE "MASTER PURCHASE AGREEMENT")
DATED 4 SEPTEMBER 2017 ENTERED INTO BETWEEN
THE COMPANY AND TSUGAMI CORPORATION (AS
SPECIFIED) ("TSUGAMI JAPAN") (A COPY OF
WHICH WILL BE PRODUCED TO THE EGM MARKED AS
"C" AND SIGNED BY THE CHAIRMAN OF THE EGM
FOR THE PURPOSE OF IDENTIFICATION) FOR A
RENEWAL TERM OF THREE YEARS, I.E. UP TO AND
INCLUDING 31 MARCH 2023 BE AND IS HEREBY
APPROVED, CONFIRMED AND RATIFIED; (THE
TECHNOLOGY LICENCE AGREEMENT, THE MASTER
SALES AGREEMENT, AND THE MASTER PURCHASE
AGREEMENT, COLLECTIVELY, THE "EXISTING
AGREEMENTS")
1.IV THE PROPOSED ANNUAL CAP AMOUNTS IN RESPECT Mgmt For For
OF THE TRANSACTIONS CONTEMPLATED UNDER THE
TECHNOLOGY LICENCE AGREEMENT FOR THE THREE
YEARS ENDING 31 MARCH 2021, 2022 AND 2023
(THE "TECHNOLOGY ANNUAL CAPS") AS SET OUT
IN THE COMPANY'S CIRCULAR DATED 11 MARCH
2020 (THE "CIRCULAR") BE AND ARE HEREBY
APPROVED, CONFIRMED AND RATIFIED
1.V THE PROPOSED ANNUAL CAP AMOUNTS IN RESPECT Mgmt For For
OF THE TRANSACTIONS CONTEMPLATED UNDER THE
MASTER SALES AGREEMENT FOR THE THREE YEARS
ENDING 31 MARCH 2021, 2022 AND 2023 (THE
"SALES ANNUAL CAPS") AS SET OUT IN THE
CIRCULAR BE AND ARE HEREBY APPROVED,
CONFIRMED AND RATIFIED
1.VI THE PROPOSED ANNUAL CAP AMOUNTS IN RESPECT Mgmt For For
OF THE TRANSACTIONS CONTEMPLATED UNDER THE
MASTER PURCHASE AGREEMENT FOR THE THREE
YEARS ENDING 31 MARCH 2021, 2022 AND 2023
(THE "PURCHASE ANNUAL CAPS") AS SET OUT IN
THE CIRCULAR BE AND ARE HEREBY APPROVED,
CONFIRMED AND RATIFIED; (THE TECHNOLOGY
ANNUAL CAPS, THE SALES ANNUAL CAPS, AND THE
PURCHASE ANNUAL CAPS, COLLECTIVELY, THE
"ANNUAL CAPS")
1.VII ANY ONE DIRECTOR OF THE COMPANY BE AND IS Mgmt For For
HEREBY AUTHORISED TO DO ALL ACTS AND
THINGS, TAKE SUCH NECESSARY ACTIONS AND TO
APPROVE, EXECUTE AND DELIVER ALL DEEDS,
AGREEMENTS AND DOCUMENTS IN RELATION TO THE
RENEWAL OF THE EXISTING AGREEMENTS AND THE
ANNUAL CAPS ON BEHALF OF THE COMPANY WHICH
HE/SHE (OR HIS/HER PROPERLY APPOINTED
ATTORNEY) MAY CONSIDER NECESSARY
--------------------------------------------------------------------------------------------------------------------------
PT ACSET INDONUSA TBK, JAKARTA Agenda Number: 711554344
--------------------------------------------------------------------------------------------------------------------------
Security: Y708F8107
Meeting Type: EGM
Meeting Date: 27-Sep-2019
Ticker:
ISIN: ID1000127509
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF CHANGE THE LOAN AGREEMENT Mgmt For For
BETWEEN COMPANY AND PT UNITED TRACTOR TBK
--------------------------------------------------------------------------------------------------------------------------
PT ACSET INDONUSA TBK, JAKARTA Agenda Number: 712311860
--------------------------------------------------------------------------------------------------------------------------
Security: Y708F8107
Meeting Type: AGM
Meeting Date: 03-Apr-2020
Ticker:
ISIN: ID1000127509
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 362154 DUE TO CHANGE IN RECORD
DATE FROM 11 MAR 2020 TO 26 MAR 2020. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED IF VOTE DEADLINE EXTENSIONS
ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 APPROVAL OF THE ANNUAL REPORT FOR YEARS Mgmt For For
2019, INCLUDING BOARD OF COMMISSIONERS
SUPERVISION REPORT ALONG WITH THE COMPANY'S
CONSOLIDATED FINANCIAL STATEMENT FOR
FINANCIAL YEAR 2019
2 DETERMINATION OF THE USE OF THE NET PROFIT Mgmt For For
FOR THE FINANCIAL YEAR 2019
3 THE CHANGE OF THE COMPOSITION OF THE BOARD Mgmt For For
OF DIRECTORS OF THE COMPANY
4 DETERMINATION OF THE SALARY AND ALLOWANCES Mgmt For For
FOR THE MEMBERS BOARD OF DIRECTORS AND
COMMISSIONERS OF THE COMPANY FOR TIMES
PERIOD 2020-2021
5 THE APPOINTMENT OF PUBLIC ACCOUNTANT FIRM Mgmt For For
TO CONDUCT AN AUDIT OF COMPANY'S FINANCIAL
STATEMENTS FOR FINANCIAL YEAR 2020
--------------------------------------------------------------------------------------------------------------------------
PT ACSET INDONUSA TBK, JAKARTA Agenda Number: 712311858
--------------------------------------------------------------------------------------------------------------------------
Security: Y708F8107
Meeting Type: EGM
Meeting Date: 03-Apr-2020
Ticker:
ISIN: ID1000127509
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 362156 DUE TO CHANGE IN RECORD
DATE FROM 11 MAR 2020 TO 26 MAR 2020. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED IF VOTE DEADLINE EXTENSIONS
ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 THE AMENDMENT ARTICLE ASSOCIATION OF THE Mgmt Against Against
COMPANY REGARDING THE AUTHORIZED CAPITAL OF
THE COMPANY
2 APPROVAL TO INCREASE COMPANY'S CAPITAL Mgmt For For
TROUGH THE LIMITED SHARES OFFERING WITH
PREEMPTIVE RIGHTS
3 THE AMENDMENT ARTICLE ASSOCIATION OF THE Mgmt Against Against
COMPANY REGARDING COMPANY'S SUBSCRIBED
CAPITAL AND PAID-UP CAPITAL
--------------------------------------------------------------------------------------------------------------------------
PT SARIMELATI KENCANA TBK Agenda Number: 712717442
--------------------------------------------------------------------------------------------------------------------------
Security: Y7T28F101
Meeting Type: AGM
Meeting Date: 17-Jun-2020
Ticker:
ISIN: ID1000143407
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT AND FINANCIAL Mgmt For For
STATEMENT REPORT AND APPROVAL TO RELEASE
AND DISCHARGE (ACQUIT ET DE CHARGE) TO THE
BOARD OF COMMISSIONERS AND DIRECTORS FROM
THEIR ACTION OF SUPERVISION
2 APPROVAL ON PROFIT UTILIZATION Mgmt For For
3 APPROVAL ON RESTRUCTURING OF BOARD OF Mgmt For For
DIRECTOR AND COMMISSIONER
4 APPROVAL OF REMUNERATION FOR DIRECTORS AND Mgmt For For
COMMISSIONER
5 APPROVAL OF APPOINTMENT OF PUBLIC Mgmt For For
ACCOUNTANT FOR FINANCIAL REPORT AND THEIR
REMUNERATION
6 APPROVAL ON UTILIZATION OF FUND RESULTING Mgmt For For
FROM LIMITED PUBLIC OFFERING
--------------------------------------------------------------------------------------------------------------------------
PT SARIMELATI KENCANA TBK Agenda Number: 712717466
--------------------------------------------------------------------------------------------------------------------------
Security: Y7T28F101
Meeting Type: EGM
Meeting Date: 17-Jun-2020
Ticker:
ISIN: ID1000143407
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RESTATEMENT OF THE COMPANY'S DOMESTIC Mgmt For For
CAPITAL INVESTMENT TYPE
2 RESTATEMENT OF GIVING AUTHORIZATION TO THE Mgmt Against Against
BOARD OF COMMISSIONERS TO IMPLEMENT
INCREASE CAPITAL WITHOUT PREEMPTIVE RIGHTS
IN REGARDS TO THE MANAGEMENT AND EMPLOYEE
STOCK OPTION PROGRAM THAT AS BEEN APPROVED
BY EGM DATED 24 APR 2019
--------------------------------------------------------------------------------------------------------------------------
PUBLIC FINANCIAL HOLDINGS LTD Agenda Number: 712177787
--------------------------------------------------------------------------------------------------------------------------
Security: G7297B105
Meeting Type: AGM
Meeting Date: 20-Mar-2020
Ticker:
ISIN: BMG7297B1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0219/2020021900362.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0219/2020021900354.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt For For
AND THE REPORT OF THE DIRECTORS AND THE
INDEPENDENT AUDITOR'S REPORT FOR THE YEAR
ENDED 31 DECEMBER 2019
2.I TO RE-ELECT MR. LEE CHIN GUAN AS DIRECTOR Mgmt For For
2.II TO RE-ELECT MR. QUAH POH KEAT AS DIRECTOR Mgmt For For
2.III TO RE-ELECT MR. CHONG YAM KIANG AS DIRECTOR Mgmt For For
2.IV TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
3 TO RE-APPOINT MESSRS. ERNST & YOUNG AS Mgmt For For
AUDITORS AND TO AUTHORISE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION
4 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT AND ISSUE NEW SHARES OF THE
COMPANY
6 TO EXTEND THE GENERAL MANDATE TO THE Mgmt Against Against
DIRECTORS TO ISSUE NEW SHARES BY THE NUMBER
OF SHARES BOUGHT BACK
--------------------------------------------------------------------------------------------------------------------------
SAMSONITE INTERNATIONAL S.A Agenda Number: 712442603
--------------------------------------------------------------------------------------------------------------------------
Security: L80308106
Meeting Type: EGM
Meeting Date: 04-Jun-2020
Ticker:
ISIN: LU0633102719
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0416/2020041600999.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0416/2020041600906.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RENEW THE AUTHORIZATION GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY, FOR A
NEW PERIOD OF FIVE YEARS STARTING FROM THE
DATE OF THE PUBLICATION IN THE LUXEMBOURG
OFFICIAL GAZETTE, RECUEIL ELECTRONIQUE DES
SOCIETES ET ASSOCIATIONS, OF THE MINUTES OF
THE EXTRAORDINARY GENERAL MEETING, TO ISSUE
THE COMPANY'S SHARES, TO GRANT OPTIONS TO
SUBSCRIBE FOR THE COMPANY'S SHARES, TO
GRANT RESTRICTED SHARE UNITS TO
RECEIVE/SUBSCRIBE FOR THE COMPANY'S SHARES
AND TO ISSUE, GRANT ANY SUBSCRIPTION RIGHTS
OR ANY OTHER SECURITIES OR INSTRUMENTS
CONVERTIBLE OR EXCHANGEABLE INTO THE
COMPANY'S SHARES, AND CONSEQUENTLY TO
INCREASE, IN ONE OR SEVERAL TIMES, THE
SUBSCRIBED SHARE CAPITAL OF THE COMPANY,
AND TO ALLOCATE THE EXISTING COMPANY'S
SHARES WITHOUT CONSIDERATION OR TO ISSUE
THE COMPANY'S SHARES PAID-UP OUT OF
AVAILABLE RESERVES TO EMPLOYEES AND TO
CORPORATE OFFICERS (INCLUDING DIRECTORS) OF
THE COMPANY AND ITS SUBSIDIARIES, OR
CERTAIN CATEGORIES THEREOF, SUBJECT ALWAYS
TO COMPLIANCE WITH APPLICABLE PROVISIONS OF
THE LUXEMBOURG LAW OF AUGUST 10, 1915 ON
COMMERCIAL COMPANIES, AS AMENDED FROM TIME
TO TIME, AND THE RULES GOVERNING THE
LISTING OF SECURITIES ON THE STOCK EXCHANGE
OF HONG KONG LIMITED, WITHIN THE LIMITS
PROVIDED FOR IN ARTICLE 4.2 OF THE ARTICLES
OF INCORPORATION OF THE COMPANY AND WITHOUT
RESERVING (BY CANCELING OR LIMITING) A
PREFERENTIAL SUBSCRIPTION RIGHT TO THE
EXISTING COMPANY'S SHAREHOLDERS TO
SUBSCRIBE TO THE COMPANY'S SHARES TO BE
ISSUED, ON THE BASIS OF THE REPORT OF THE
BOARD OF DIRECTORS OF THE COMPANY DRAWN UP
IN ACCORDANCE WITH ARTICLE 420-26 (5) AND
(6) OF THE LUXEMBOURG LAW OF AUGUST 10,
1915 ON COMMERCIAL COMPANIES, AS AMENDED
FROM TIME TO TIME
--------------------------------------------------------------------------------------------------------------------------
SAMSONITE INTERNATIONAL S.A Agenda Number: 712484788
--------------------------------------------------------------------------------------------------------------------------
Security: L80308106
Meeting Type: AGM
Meeting Date: 04-Jun-2020
Ticker:
ISIN: LU0633102719
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0416/2020041600898.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0416/2020041600913.pdf
1 TO RECEIVE AND ADOPT THE AUDITED STATUTORY Mgmt For For
ACCOUNTS AND AUDITED CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY AND THE REPORTS
OF THE DIRECTORS OF THE COMPANY (THE
"DIRECTORS") AND AUDITORS FOR THE YEAR
ENDED DECEMBER 31, 2019
2 TO APPROVE THE ALLOCATION OF THE RESULTS OF Mgmt For For
THE COMPANY FOR THE YEAR ENDED DECEMBER 31,
2019
3.I TO RE-ELECT MR. KYLE FRANCIS GENDREAU AS A Mgmt For For
DIRECTOR FOR A PERIOD OF THREE YEARS
EXPIRING UPON THE HOLDING OF THE ANNUAL
GENERAL MEETING OF THE COMPANY TO BE HELD
IN 2023
3.II TO RE-ELECT MR. TOM KORBAS AS A DIRECTOR Mgmt For For
FOR A PERIOD OF THREE YEARS EXPIRING UPON
THE HOLDING OF THE ANNUAL GENERAL MEETING
OF THE COMPANY TO BE HELD IN 2023
3.III TO RE-ELECT MS. YING YEH AS A DIRECTOR FOR Mgmt For For
A PERIOD OF THREE YEARS EXPIRING UPON THE
HOLDING OF THE ANNUAL GENERAL MEETING OF
THE COMPANY TO BE HELD IN 2023
4 TO RENEW THE MANDATE GRANTED TO KPMG Mgmt For For
LUXEMBOURG TO ACT AS APPROVED STATUTORY
AUDITOR (REVISEUR D'ENTREPRISES AGREE) OF
THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2020
5 TO RE-APPOINT KPMG LLP AS THE EXTERNAL Mgmt For For
AUDITOR OF THE COMPANY TO HOLD OFFICE FROM
THE CONCLUSION OF THE ANNUAL GENERAL
MEETING UNTIL THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE ADDITIONAL SHARES OF THE COMPANY
NOT EXCEEDING 10 PER CENT OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF THIS RESOLUTION (IN
ACCORDANCE WITH THE TERMS AND CONDITIONS
DESCRIBED IN THE ANNUAL GENERAL MEETING
CIRCULAR)
7 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10 PER CENT OF THE TOTAL NUMBER
OF ISSUED SHARES OF THE COMPANY AS AT THE
DATE OF THIS RESOLUTION (IN ACCORDANCE WITH
THE TERMS AND CONDITIONS DESCRIBED IN THE
ANNUAL GENERAL MEETING CIRCULAR)
8 TO APPROVE THE DISCHARGE GRANTED TO THE Mgmt For For
DIRECTORS AND THE APPROVED STATUTORY
AUDITOR (REVISEUR D'ENTREPRISES AGREE) OF
THE COMPANY FOR THE EXERCISE OF THEIR
RESPECTIVE MANDATES DURING THE YEAR ENDED
DECEMBER 31, 2019
9 TO APPROVE THE REMUNERATION TO BE GRANTED Mgmt For For
TO CERTAIN DIRECTORS OF THE COMPANY
10 TO APPROVE THE REMUNERATION TO BE GRANTED Mgmt For For
TO KPMG LUXEMBOURG AS THE APPROVED
STATUTORY AUDITOR (REVISEUR D'ENTREPRISES
AGREE) OF THE COMPANY
CMMT 24 APR 2020: PLEASE NOTE IN THE HONG KONG Non-Voting
MARKET THAT A VOTE OF 'ABSTAIN' WILL BE
TREATED THE SAME AS A 'TAKE NO ACTION' VOTE
CMMT 24 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SECURITY BANK CORP Agenda Number: 712414084
--------------------------------------------------------------------------------------------------------------------------
Security: Y7571C100
Meeting Type: AGM
Meeting Date: 28-Apr-2020
Ticker:
ISIN: PHY7571C1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CALL TO ORDER Mgmt Abstain Against
2 PROOF OF DUE NOTICE OF MEETING AND Mgmt Abstain Against
DETERMINATION OF A QUORUM
3 APPROVAL OF MINUTES OF THE ANNUAL Mgmt For For
STOCKHOLDERS MEETING HELD ON 30 APRIL 2019
4 ANNUAL REPORT AND RATIFICATION OF THE ACTS Mgmt For For
OF THE BOARD OF DIRECTORS, ALL THE
MANAGEMENT COMMITTEES AND OFFICERS
5 ELECTION OF DIRECTOR: DIANA P. AGUILAR Mgmt For For
6 ELECTION OF DIRECTOR: PHILIP T. ANG Mgmt For For
(INDEPENDENT DIRECTOR)
7 ELECTION OF DIRECTOR: GERARD H. BRIMO Mgmt Abstain Against
(INDEPENDENT DIRECTOR)
8 ELECTION OF DIRECTOR: ENRICO S. CRUZ Mgmt Abstain Against
(INDEPENDENT DIRECTOR
9 ELECTION OF DIRECTOR: ANASTASIA Y. DY Mgmt For For
10 ELECTION OF DIRECTOR: FREDERICK Y. DY Mgmt For For
11 ELECTION OF DIRECTOR: JAMES JK HUNG Mgmt For For
(INDEPENDENT DIRECTOR)
12 ELECTION OF DIRECTOR: JIKYEONG KANG Mgmt For For
(INDEPENDENT DIRECTOR)
13 ELECTION OF DIRECTOR: HIROSHI MASAKI Mgmt For For
14 ELECTION OF DIRECTOR: NAPOLEON L. NAZARENO Mgmt For For
(INDEPENDENT DIRECTOR)
15 ELECTION OF DIRECTOR: CIRILO P. NOEL Mgmt Abstain Against
16 ELECTION OF DIRECTOR: ALFONSO L. SALCEDO, Mgmt For For
JR
17 ELECTION OF DIRECTOR: TAKASHI TAKEUCHI Mgmt For For
18 ELECTION OF DIRECTOR: ALBERTO S. VILLAROSA Mgmt For For
19 ELECTION OF DIRECTOR: SANJIV VOHRA Mgmt For For
20 OTHER MATTERS Mgmt Abstain For
21 ADJOURNMENT Mgmt Abstain Against
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 386434 DUE TO UPDATED AGENDA.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED IF VOTE DEADLINE
EXTENSIONS ARE GRANTED. THEREFORE PLEASE
REINSTRUCT ON THIS MEETING NOTICE ON THE
NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SILERGY CORP Agenda Number: 712627706
--------------------------------------------------------------------------------------------------------------------------
Security: G8190F102
Meeting Type: AGM
Meeting Date: 11-Jun-2020
Ticker:
ISIN: KYG8190F1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACCEPT 2019 BUSINESS REPORT AND Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS.
2 TO ACCEPT THE PROPOSAL FOR THE DISTRIBUTION Mgmt For For
OF 2019 EARNINGS.PROPOSED CASH DIVIDEND
:TWD 7.5 PER SHARE.
3 TO APPROVE THE AMENDMENTS TO THE MEMORANDUM Mgmt For For
AND ARTICLES OF ASSOCIATION OF THE COMPANY.
4 TO APPROVE THE ISSUANCE OF NEW EMPLOYEE Mgmt For For
RESTRICTED SHARES.
--------------------------------------------------------------------------------------------------------------------------
STANDARD FOODS CORPORATION Agenda Number: 712653167
--------------------------------------------------------------------------------------------------------------------------
Security: Y8151Z105
Meeting Type: AGM
Meeting Date: 16-Jun-2020
Ticker:
ISIN: TW0001227007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RATIFY BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS OF 2019
2 TO RATIFY PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2019EARNINGS. PROPOSED CASH DIVIDEND: TWD
2.65 PER SHARE
3 TO DISCUSS AMENDMENT ON PART OF Mgmt For For
"OPERATIONAL PROCEDURES FOR
ENDORSEMENTS/GUARANTEES"
4 TO DISCUSS AMENDMENT ON PART OF Mgmt For For
"OPERATIONAL PROCEDURES FOR LOANING FUNDS
TO OTHERS"
--------------------------------------------------------------------------------------------------------------------------
SUNDARAM FINANCE LIMITED Agenda Number: 711340911
--------------------------------------------------------------------------------------------------------------------------
Security: Y8210G114
Meeting Type: AGM
Meeting Date: 19-Jul-2019
Ticker:
ISIN: INE660A01013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RESOLVED THAT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, INCLUDING THE CONSOLIDATED
FINANCIAL STATEMENTS, OF THE COMPANY, FOR
THE YEAR ENDED 31ST MARCH 2019 AND THE
BOARD'S AND AUDITORS' REPORTS THEREON, BE
AND ARE HEREBY APPROVED AND ADOPTED
2 RESOLVED THAT A FINAL DIVIDEND OF INR Mgmt For For
7.50/- PER SHARE (75% ON THE FACE VALUE OF
INR 10/-) AND AN ADDITIONAL SPECIAL
DIVIDEND OF INR 5/- PER SHARE (50% ON THE
FACE VALUE OF INR 10/-) AS RECOMMENDED BY
THE DIRECTORS, BE AND IS HEREBY DECLARED
FOR THE FINANCIAL YEAR ENDED 31ST MARCH
2019 ON THE PAID-UP CAPITAL OF INR 111.10
CR. AND THE SAME BE PAID TO SHAREHOLDERS,
WHOSE NAMES STAND ON THE REGISTER OF
MEMBERS OF THE COMPANY ON 4TH JULY 2019,
MAKING WITH THE INTERIM DIVIDEND OF INR
5.00 PER SHARE (50% ON THE FACE VALUE OF
INR 10/-), A TOTAL DIVIDEND OF INR 17.50/-
PER SHARE (175% ON THE FACE VALUE OF INR
10/-) FOR THE YEAR 2018-19 AND THAT THE
TOTAL DIVIDEND AMOUNT OF INR 194.43 CR.
REPRESENTING THE SAID TOTAL DIVIDEND OF INR
17.50/- PER SHARE (175% ON THE FACE VALUE
OF INR 10/-) BE PAID OUT OF THE PROFITS FOR
THE YEAR 2018-19
3 RESOLVED THAT SRI S. RAVINDRAN (HOLDING Mgmt For For
DIN:00045076), THE RETIRING DIRECTOR, BE
AND IS HEREBY RE-ELECTED AS DIRECTOR OF THE
COMPANY, LIABLE FOR RETIREMENT BY ROTATION
4 RESOLVED THAT SRI T.T. SRINIVASARAGHAVAN Mgmt For For
(HOLDING DIN:00018247), THE RETIRING
DIRECTOR, BE AND IS HEREBY RE-ELECTED AS
DIRECTOR OF THE COMPANY, LIABLE FOR
RETIREMENT BY ROTATION
5 "RESOLVED THAT PURSUANT TO REGULATION 31A Mgmt For For
OF THE SEBI (LISTING OBLIGATIONS AND
DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
AND OTHER APPLICABLE PROVISIONS, IF ANY,
THE CONSENT OF THE COMPANY BE AND IS HEREBY
ACCORDED FOR THE RE-CLASSIFICATION OF THE
STATUS OF SRI BARATH RENGARAJAN, PROMOTER,
AS PUBLIC." "FURTHER RESOLVED THAT THE
BOARD OF DIRECTORS AND KEY MANAGERIAL
PERSONNEL OF THE COMPANY BE AND ARE HEREBY
SEVERALLY AUTHORISED TO DO ALL ACTS AND
TAKE ALL SUCH STEPS AS MAY BE NECESSARY,
PROPER OR EXPEDIENT FOR THE PURPOSE OF
GIVING EFFECT TO THIS RESOLUTION, EXECUTE
APPLICATIONS / OTHER DOCUMENTS TO BE
SUBMITTED TO THE STOCK EXCHANGE(S) AND TAKE
ALL OTHER STEPS IN THIS REGARD"
6 RESOLVED THAT, PURSUANT TO SECTIONS 149, Mgmt For For
152 AND OTHER APPLICABLE PROVISIONS OF THE
COMPANIES ACT, 2013 AND THE RULES MADE
THEREUNDER, READ WITH SCHEDULE IV TO THE
COMPANIES ACT, 2013 AND PURSUANT TO REG.
16(1)(B) AND 17 OF THE SEBI (LISTING
OBLIGATIONS AND DISCLOSURE REQUIREMENTS)
REGULATIONS, 2015, SRI R. RAGHUTTAMA RAO
(HOLDING DIN: 00146230), WHO WAS APPOINTED
AS AN ADDITIONAL DIRECTOR TO FUNCTION AS
INDEPENDENT DIRECTOR OF THE COMPANY BY THE
BOARD OF DIRECTORS WITH EFFECT FROM 1ST
APRIL 2019 AND WHO HOLDS OFFICE UNTIL THE
DATE OF THE ANNUAL GENERAL MEETING IN TERMS
OF SECTION 161 OF THE COMPANIES ACT, 2013
AND IN RESPECT OF WHOM THE COMPANY HAS
RECEIVED A NOTICE IN WRITING FROM A MEMBER
UNDER SECTION 160 OF THE COMPANIES ACT,
2013, SIGNIFYING THE MEMBER'S INTENTION TO
PROPOSE SRI R. RAGHUTTAMA RAO AS A DIRECTOR
OF THE COMPANY, BE AND IS HEREBY APPOINTED
AS AN INDEPENDENT DIRECTOR OF THE COMPANY
TO HOLD OFFICE FOR A TERM OF FIVE (5)
CONSECUTIVE YEARS UPTO MARCH 31, 2024, NOT
LIABLE TO RETIRE BY ROTATION
--------------------------------------------------------------------------------------------------------------------------
SUNDARAM FINANCE LIMITED Agenda Number: 712179387
--------------------------------------------------------------------------------------------------------------------------
Security: Y8210G114
Meeting Type: OTH
Meeting Date: 22-Mar-2020
Ticker:
ISIN: INE660A01013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 "SPECIAL RESOLUTION UNDER SECTION 180(1)(C) Mgmt For For
OF THE COMPANIES ACT, 2013 FOR OBTAINING
THE APPROVAL OF THE MEMBERS THROUGH POSTAL
BALLOT TO RAISE THE PRESENT LIMIT OF
BORROWING (INCLUDING FOREIGN CURRENCY
LOANS), FROM INR 30,000 CR. TO INR 40,000
CR. (EXCLUDING EXCHANGE FLUCTUATIONS IN
RESPECT OF FOREIGN CURRENCY LOANS)"
--------------------------------------------------------------------------------------------------------------------------
TATA GLOBAL BEVERAGES LIMITED Agenda Number: 711592914
--------------------------------------------------------------------------------------------------------------------------
Security: Y85484130
Meeting Type: CRT
Meeting Date: 04-Nov-2019
Ticker:
ISIN: INE192A01025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO CONSIDER AND IF THOUGHT FIT, APPROVE Mgmt For For
WITH OR WITHOUT MODIFICATION, THE PROPOSED
SCHEME OF ARRANGEMENT AMONGST TATA
CHEMICALS LIMITED ("DEMERGED COMPANY") AND
TATA GLOBAL BEVERAGES LIMITED ("RESULTING
COMPANY") AND THEIR RESPECTIVE SHAREHOLDERS
AND CREDITORS PURSUANT TO SECTIONS 230 TO
232 AND OTHER APPLICABLE PROVISIONS OF THE
COMPANIES ACT, 2013 READ WITH THE COMPANIES
(COMPROMISES, ARRANGEMENTS AND
AMALGAMATIONS) RULES, 2016
--------------------------------------------------------------------------------------------------------------------------
TUBE INVESTMENTS OF INDIA LTD Agenda Number: 711361028
--------------------------------------------------------------------------------------------------------------------------
Security: Y9001B173
Meeting Type: AGM
Meeting Date: 24-Jul-2019
Ticker:
ISIN: INE974X01010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF AUDITED FINANCIAL STATEMENTS OF Mgmt For For
THE COMPANY FOR FY 2018- 19, REPORTS OF THE
BOARD OF DIRECTORS AND AUDITORS THEREON
2 ADOPTION OF AUDITED CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY FOR FY 2018-19
AND REPORTS OF THE AUDITORS THEREON
3 DECLARATION OF DIVIDEND: INR 0.75 Mgmt For For
(SEVENTY-FIVE PAISE) ONLY PER SHARE ON THE
EQUITY SHARE CAPITAL OF THE COMPANY
4 RE-APPOINTMENT OF MR. RAMESH K B MENON, Mgmt For For
DIRECTOR RETIRING BY ROTATION
5 FIXING THE REMUNERATION PAYABLE TO MESSRS. Mgmt For For
S R BATLIBOI & ASSOCIATES LLP, CHARTERED
ACCOUNTANTS, STATUTORY AUDITORS OF THE
COMPANY FROM THE CONCLUSION OF THE 11TH AGM
(2019) TILL THE CONCLUSION OF THE 12TH AGM
(2020)
6 APPOINTMENT OF MR. SANJAY JOHRI AS Mgmt For For
INDEPENDENT DIRECTOR FOR A 4 YEAR TERM
7 APPOINTMENT OF MR. MAHESH CHHABRIA AS Mgmt For For
INDEPENDENT DIRECTOR FOR A 5 YEAR TERM
8 RE-APPOINTMENT OF MS. MADHU DUBHASHI AS Mgmt For For
INDEPENDENT DIRECTOR FOR A 2 YEAR, SECOND
TERM
9 VARIATION IN TERMS OF REMUNERATION PAYABLE Mgmt For For
TO MR. VELLAYAN SUBBIAH, MANAGING DIRECTOR,
FOR HIS TERM OF OFFICE FROM 19TH AUGUST,
2017 TO 18TH AUGUST, 2022
10 PAYMENT OF REMUNERATION BY WAY OF Mgmt For For
COMMISSION TO MR. M M MURUGAPPAN, CHAIRMAN,
FOR FY 2018-19
11 RATIFICATION OF THE REMUNERATION PAYABLE TO Mgmt For For
M/S. MAHADEVAN & CO., COST AUDITOR, FOR FY
2019-20
--------------------------------------------------------------------------------------------------------------------------
VITASOY INTERNATIONAL HOLDINGS LTD Agenda Number: 711431231
--------------------------------------------------------------------------------------------------------------------------
Security: Y93794108
Meeting Type: AGM
Meeting Date: 04-Sep-2019
Ticker:
ISIN: HK0345001611
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/0716/ltn20190716307.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/0716/ltn20190716297.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS AND THE REPORTS OF THE DIRECTORS
AND AUDITORS FOR THE YEAR ENDED 31ST MARCH,
2019
2 TO DECLARE A FINAL DIVIDEND: FINAL DIVIDEND Mgmt For For
OF HK38.0 CENTS PER ORDINARY SHARE
3.A.I TO RE-ELECT MR. WINSTON YAU-LAI LO AS AN Mgmt For For
EXECUTIVE DIRECTOR
3.AII TO RE-ELECT MR. PAUL JEREMY BROUGH AS AN Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR
3AIII TO RE-ELECT MR. ROBERTO GUIDETTI AS AN Mgmt For For
EXECUTIVE DIRECTOR
3.B TO DETERMINE THE REMUNERATION OF THE Mgmt For For
DIRECTORS
4 TO APPOINT AUDITORS AND AUTHORISE THE Mgmt Against Against
DIRECTORS TO FIX THEIR REMUNERATION: KPMG
AUDITORS
5.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY, NOT EXCEEDING 10% OF
THE NUMBER OF ISSUED SHARES OF THE COMPANY
AS AT THE DATE OF THIS RESOLUTION
5.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY-BACK SHARES OF THE COMPANY, NOT
EXCEEDING 10% OF THE NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
THIS RESOLUTION
5.C TO ADD THE NUMBER OF SHARES BOUGHT-BACK Mgmt Against Against
PURSUANT TO RESOLUTION 5B TO THE NUMBER OF
SHARES AVAILABLE PURSUANT TO RESOLUTION 5A
--------------------------------------------------------------------------------------------------------------------------
VOLTRONIC POWER TECHNOLOGY CORP Agenda Number: 712704647
--------------------------------------------------------------------------------------------------------------------------
Security: Y937BE103
Meeting Type: AGM
Meeting Date: 24-Jun-2020
Ticker:
ISIN: TW0006409006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RATIFY 2019 ANNUAL BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS
2 TO RATIFY 2019 EARNING DISTRIBUTIONS. Mgmt For For
PROPOSED CASH DIVIDEND: TWD 22.2 PER SHARE,
CAPITAL SURPLUS: TWD 1 PER SHARE AND STOCK
DIVIDEND:50 FOR 1000 SHS HELD
3 DISCUSSION OF THE PROPOSAL TO DISTRIBUTE Mgmt For For
CASH WITH ADDITIONAL PAID-IN CAPITAL
4 DISCUSSION OF THE PROPOSAL FOR COMPANY'S Mgmt For For
2019 EARNINGS SURPLUS TO INCREASE CAPITAL
FOR ISSUANCE OF NEW SHARES.
5 DISCUSSION OF THE PROPOSAL TO AMEND THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION
6 DISCUSSION OF THE PROPOSAL TO AMEND OF Mgmt For For
PARTS OF THE COMPANY'S RULES AND PROCEDURES
FOR SHAREHOLDERS' MEETING
--------------------------------------------------------------------------------------------------------------------------
WILSON SONS LTD Agenda Number: 712311872
--------------------------------------------------------------------------------------------------------------------------
Security: G96810117
Meeting Type: AGM
Meeting Date: 29-Apr-2020
Ticker:
ISIN: BRWSONBDR009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIPT OF THE FINANCIAL STATEMENTS FOR THE Mgmt For For
YEAR ENDED 31 DECEMBER 2019 AND THE REPORT
OF THE AUDITORS THEREON
2 PURSUANT TO COMPANY BYE LAW 15.3, A, NO Mgmt For For
SUMS BE CREDITED TO THE LEGAL RESERVE
3 PURSUANT TO COMPANY BYE LAW 15.3 B, NO SUMS Mgmt For For
BE SET ASIDE TO THE CONTINGENCY RESERVE
4 PURSUANT TO COMPANY BYE LAW 15, USD 0.21 Mgmt For For
PER ISSUED SHARE BE MADE AVAILABLE TO BE
DISTRIBUTED TO MEMBERS AND THE REMAINDER OF
USD 0.33 PER ISSUED SHARE, TO A TOTAL OF
USD 0.54 PER ISSUED SHARE, PREVIOUSLY
PROPOSED BY THE BOARD ON 12 MARCH 2020 AND
WITHDRAWN AT THE MEETING OF THE BOARD HELD
ON 24 MARCH 2020, REMAIN IN ACCUMULATED
PROFIT RESERVES TO BE PAID AS A DIVIDEND
ONLY, IF AND WHEN, THE BOARD CONSIDERS IT
PRUDENT AND IN THE INTERESTS OF THE COMPANY
5 APPOINTMENT OF ERNST AND YOUNG AS AUDITORS Mgmt For For
OF THE COMPANY, TO HOLD OFFICE FROM THE
CONCLUSION OF THIS ANNUAL GENERAL MEETING
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING AT WHICH THE COMPANYS
FINANCIAL STATEMENTS ARE PRESENTED
6 DELEGATION OF AUTHORITY TO THE COMPANYS Mgmt For For
BOARD OF DIRECTORS TO ESTABLISH THE
AUDITORS REMUNERATION
7 PURSUANT TO COMPANY BYE LAW 34.1, THE Mgmt For For
NUMBER OF DIRECTORS SHALL BE SEVEN
8 THAT MR. MAURO MOREIRA BE ELECTED AND Mgmt For For
APPOINTED AS DIRECTOR OF THE COMPANY FROM 1
JULY 2020 UNTIL THE CONCLUSION OF THE 2021
ANNUAL GENERAL MEETING FOR REELECTION TO
COINCIDE WITH THE OTHER DIRECTORS OF THE
COMPANY
9.I THE APPOINTMENT OF MR. JOSE FRANCISCO Mgmt For For
GOUVEA VIEIRA TO SERVE AS CHAIRMAN UNTIL
THE CONCLUSION OF THE 2021 ANNUAL GENERAL
MEETING
9.II THE APPOINTMENT OF MR. CEZAR BAIAO TO SERVE Mgmt For For
AS DEPUTY CHAIRMAN UNTIL THE CONCLUSION OF
THE 2021 ANNUAL GENERAL MEETING
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 374739 DUE TO CHANGE OF MEETING
DATE FROM 15 APR 2020 TO 29 APR 2020 AND
RECIEPT OF UPDATED AGENDA. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
WISTRON NEWEB CORP Agenda Number: 712683425
--------------------------------------------------------------------------------------------------------------------------
Security: Y96739100
Meeting Type: AGM
Meeting Date: 19-Jun-2020
Ticker:
ISIN: TW0006285000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 THE ELECTION OF THE INDEPENDENT DIRECTOR:T. Mgmt For For
Y. LAY,SHAREHOLDER NO.10
1.2 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:MICHAEL TSAI,SHAREHOLDER
NO.A100138XXX
1.3 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:KAREN HSIN,SHAREHOLDER
NO.A226493XXX
1.4 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:NENG-PAI LIN,SHAREHOLDER
NO.R100981XXX
1.5 THE ELECTION OF THE DIRECTOR:HAYDN Mgmt For For
HSIEH,SHAREHOLDER NO.13
1.6 THE ELECTION OF THE DIRECTOR:WISTRON CORP. Mgmt For For
,SHAREHOLDER NO.333,FRANK F.C. LIN AS
REPRESENTATIVE
1.7 THE ELECTION OF THE DIRECTOR:WISTRON CORP. Mgmt For For
,SHAREHOLDER NO.333,DONALD HWANG AS
REPRESENTATIVE
1.8 THE ELECTION OF THE DIRECTOR:JEFFREY Mgmt For For
GAU,SHAREHOLDER NO.20
1.9 THE ELECTION OF THE DIRECTOR:PHILIP Mgmt For For
PENG,SHAREHOLDER NO.690
2 RATIFICATION OF THE 2019 BUSINESS REPORT Mgmt For For
AND FINANCIAL STATEMENTS.
3 RATIFICATION OF THE PROPOSAL FOR Mgmt For For
DISTRIBUTION OF 2019 PROFITS. PROPOSED CASH
DIVIDEND: TWD 2.5 PER SHARE
4 DISCUSSION ON THE AMENDMENTS TO CERTAIN Mgmt For For
PARTS OF THE ARTICLES OF INCORPORATION OF
WNC.
5 SUBMISSION BY THE BOD OF A RESOLUTION TO Mgmt For For
RELEASE THE PROHIBITION ON NEWLY ELECTED
DIRECTORS AND THEIR CORPORATE
REPRESENTATIVES FROM PARTICIPATION IN
COMPETITION BUSINESS.
RBC Emerging Markets Value Equity Fund
--------------------------------------------------------------------------------------------------------------------------
A-LIVING SERVICES CO., LTD Agenda Number: 712195797
--------------------------------------------------------------------------------------------------------------------------
Security: Y0038M100
Meeting Type: EGM
Meeting Date: 17-Mar-2020
Ticker:
ISIN: CNE100002RY5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0224/2020022400673.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0224/2020022400694.pdf
1 TO APPROVE, CONFIRM AND RATIFY THE Mgmt For For
ACQUISITION AGREEMENT (THE "CMIG PM
AGREEMENT") DATED 25 SEPTEMBER 2019 ENTERED
INTO BETWEEN (AS SPECIFIED) (TIANJIN YACHAO
ENTERPRISE MANAGEMENT CONSULTING CO.,
LTD.*) (THE "PURCHASER") AND (AS SPECIFIED)
(GUANGDONG FENGXIN YINGLONG EQUITY
INVESTMENT PARTNERSHIP (LIMITED
PARTNERSHIP*) (THE "VENDOR"), PURSUANT TO
WHICH THE PURCHASER HAS CONDITIONALLY
AGREED TO ACQUIRE, AND THE VENDOR HAS
CONDITIONALLY AGREED TO DISPOSE OF THE 60%
EQUITY INTEREST IN (AS SPECIFIED) (CMIG
FUTURELIFE PROPERTY MANAGEMENT LIMITED*) AT
THE TOTAL CONSIDERATION OF RMB1,560,000,000
AND THE TRANSACTIONS CONTEMPLATED; AND TO
AUTHORISE THE DIRECTORS OF A-LIVING TO DO
ALL SUCH ACTS, DEEDS AND THINGS AND TO
SIGN, EXECUTE AND DELIVER ALL SUCH
DOCUMENTS AS THEY MAY, IN THEIR ABSOLUTE
DISCRETION, CONSIDER NECESSARY, DESIRABLE
OR EXPEDIENT TO GIVE EFFECT, DETERMINE,
REVISE, SUPPLEMENT OR COMPLETE ANY MATTERS
RELATING TO OR IN CONNECTION WITH THE CMIG
PM AGREEMENT AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER, DETAILS OF WHICH
ARE SET OUT IN THE CIRCULAR DATED 24
FEBRUARY 2020
--------------------------------------------------------------------------------------------------------------------------
A-LIVING SERVICES CO., LTD Agenda Number: 712093690
--------------------------------------------------------------------------------------------------------------------------
Security: Y0038M100
Meeting Type: CLS
Meeting Date: 17-Mar-2020
Ticker:
ISIN: CNE100002RY5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1224/2019122400442.pdf,
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 331695 DUE TO CHANGE IN MEETING
DATE FROM 13 FEB 2020 TO 17 MARCH 2020 AND
RECORD DATE FROM 13 JAN 2020 TO 14 FEB
2020. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY AS SET OUT IN THE CIRCULAR
OF THE COMPANY DATED 27 DECEMBER 2019
--------------------------------------------------------------------------------------------------------------------------
A-LIVING SERVICES CO., LTD Agenda Number: 712361168
--------------------------------------------------------------------------------------------------------------------------
Security: Y0038M100
Meeting Type: AGM
Meeting Date: 15-May-2020
Ticker:
ISIN: CNE100002RY5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0407/2020040700733.pdf,
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS (THE "BOARD") OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2019
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019
4 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2019
5 TO CONSIDER AND APPROVE THE ANNUAL Mgmt For For
FINANCIAL BUDGET OF THE COMPANY FOR THE
YEAR ENDING 31 DECEMBER 2020
6 TO DECLARE A FINAL DIVIDEND OF RMB0.225 PER Mgmt For For
SHARE (BEFORE TAX) AND A SPECIAL DIVIDEND
OF RMB0.225 PER SHARE (BEFORE TAX) FOR THE
YEAR ENDED 31 DECEMBER 2019
7.1 THE RE-ELECTION OF MR. CHAN CHEUK HUNG AS Mgmt For For
AN EXECUTIVE DIRECTOR OF THE SECOND SESSION
OF THE BOARD
7.2 THE RE-ELECTION OF MR. HUANG FENGCHAO AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE SECOND SESSION OF
THE BOARD
7.3 THE ELECTION OF MR. LI DALONG AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE SECOND SESSION OF
THE BOARD
7.4 THE RE-ELECTION OF MR. WEI XIANZHONG AS A Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE SECOND
SESSION OF THE BOARD
7.5 THE RE-ELECTION OF MS. YUE YUAN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE SECOND
SESSION OF THE BOARD
7.6 THE RE-ELECTION OF MR. WAN KAM TO AS AN Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
SECOND SESSION OF THE BOARD
7.7 THE ELECTION OF MS. WONG CHUI PING CASSIE Mgmt For For
AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE SECOND SESSION OF THE BOARD
7.8 THE RE-ELECTION OF MR. WANG PENG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
SECOND SESSION OF THE BOARD
8.1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ELECTION OF NON-EMPLOYEE SUPERVISOR (THE
"SUPERVISOR") OF THE SECOND SESSION OF THE
SUPERVISORY COMMITTEE OF THE COMPANY: THE
RE-ELECTION OF MR. SHI ZHENGYU AS THE
SHAREHOLDER REPRESENTATIVE SUPERVISOR
8.2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ELECTION OF NON-EMPLOYEE SUPERVISOR (THE
"SUPERVISOR") OF THE SECOND SESSION OF THE
SUPERVISORY COMMITTEE OF THE COMPANY: THE
ELECTION OF MR. WANG GONGHU AS AN EXTERNAL
SUPERVISOR
8.3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ELECTION OF NON-EMPLOYEE SUPERVISOR (THE
"SUPERVISOR") OF THE SECOND SESSION OF THE
SUPERVISORY COMMITTEE OF THE COMPANY: THE
RE-ELECTION OF MR. WANG SHAO AS AN EXTERNAL
SUPERVISOR
9 TO AUTHORISE THE BOARD TO DETERMINE THE Mgmt For For
REMUNERATION OF THE DIRECTORS
10 TO AUTHORISE THE SUPERVISORY COMMITTEE TO Mgmt For For
DETERMINE THE REMUNERATION OF THE
SUPERVISORS
11 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF PRICEWATERHOUSECOOPERS AS THE AUDITOR OF
THE COMPANY FOR A TERM UNTIL THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY, AND TO AUTHORISE THE BOARD TO
DETERMINE THEIR REMUNERATION
12 TO GRANT A GENERAL MANDATE TO THE BOARD TO Mgmt Against Against
ISSUE, ALLOT AND DEAL WITH ADDITIONAL
DOMESTIC SHARES/UNLISTED FOREIGN SHARES/H
SHARES NOT EXCEEDING 20% OF EACH OF THE
TOTAL NUMBER OF ISSUED DOMESTIC SHARES,
UNLISTED FOREIGN SHARES AND H SHARES OF THE
COMPANY, RESPECTIVELY, AND TO AUTHORISE THE
BOARD TO MAKE SUCH AMENDMENTS AS IT DEEMS
APPROPRIATE TO THE PROVISIONS OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY, SO
AS TO REFLECT THE NEW CAPITAL STRUCTURE
UPON ADDITIONAL ALLOTMENT AND ISSUANCE OF
SHARES PURSUANT TO SUCH MANDATE
13 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
EXPANSION OF THE BUSINESS SCOPE OF THE
COMPANY AS SET OUT IN THE CIRCULAR OF THE
COMPANY DATED 8 APRIL 2020
14 CONDITIONAL UPON THE PASSING OF THE SPECIAL Mgmt For For
RESOLUTION NUMBERED 13, TO CONSIDER AND
APPROVE THE PROPOSED AMENDMENT TO THE
ARTICLES OF ASSOCIATION OF THE COMPANY AS
SET OUT IN THE CIRCULAR OF THE COMPANY
DATED 8 APRIL 2020
--------------------------------------------------------------------------------------------------------------------------
ACCTON TECHNOLOGY CORPORATION Agenda Number: 712658840
--------------------------------------------------------------------------------------------------------------------------
Security: Y0002S109
Meeting Type: AGM
Meeting Date: 18-Jun-2020
Ticker:
ISIN: TW0002345006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2019 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENT.
2 2019 PROFIT DISTRIBUTION PROPOSAL. PROPOSED Mgmt For For
CASH DIVIDEND: TWD 6.2 PER SHARE.
--------------------------------------------------------------------------------------------------------------------------
ALDAR PROPERTIES PJSC, ABU DHABI Agenda Number: 712223320
--------------------------------------------------------------------------------------------------------------------------
Security: M0517N101
Meeting Type: AGM
Meeting Date: 18-Mar-2020
Ticker:
ISIN: AEA002001013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 25 MAR 2020. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 REVIEW AND APPROVE THE REPORT OF THE BOARD Mgmt For For
OF DIRECTORS ON THE COMPANY'S ACTIVITIES
AND ITS FINANCIAL POSITION FOR THE YEAR
ENDED ON 31 DEC 2019
2 REVIEW AND APPROVE THE REPORT OF THE Mgmt For For
AUDITOR OF THE FINANCIAL POSITION OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED ON 31
DEC 2019
3 DISCUSS AND APPROVE THE COMPANY'S BALANCE Mgmt For For
SHEET AND ITS PROFIT AND LOSS ACCOUNTS FOR
THE FINANCIAL YEAR ENDED ON 31 DEC 2019
4 APPROVE THE RECOMMENDATION OF THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY TO DISTRIBUTE
14.5PCT AS CASH DIVIDENDS, I.E. 14.5 FILS
PER SHARE AS CASH DIVIDEND, FOR THE
FINANCIAL YEAR ENDED ON 31 DEC 2019, THE
TOTAL CASH DIVIDEND DISTRIBUTION
AED1,140,081,292.44
5 DETERMINE THE REMUNERATION OF THE BOARD OF Mgmt For For
DIRECTORS FOR THE YEAR ENDED ON 31 DEC 2019
6 ABSOLVE THE BOARD OF DIRECTORS AND THE Mgmt For For
AUDITORS OF LIABILITY FOR THEIR ACTIVITIES
FOR THE FINANCIAL YEAR ENDED ON 31 DEC 2019
7 ABSOLVE THE AUDITORS OF LIABILITY FOR THEIR Mgmt For For
ACTIVITIES FOR THE FINANCIAL YEAR ENDED ON
31 DEC 2019
8 APPOINT THE AUDITORS FOR THE FINANCIAL YEAR Mgmt For For
2020 AND DETERMINE THEIR REMUNERATION
9 APPROVE THE PROPOSAL OF GIVING SOCIAL Mgmt For For
CONTRIBUTIONS DURING 2020 AND AUTHORIZE THE
BOARD OF DIRECTORS TO DETERMINE THE
BENEFICIARIES, SUBJECT THAT SUCH
CONTRIBUTIONS NOT TO EXCEED 2PCT OF THE
AVERAGE NET PROFITS OF THE COMPANY DURING
THE TWO PRIOR FINANCIAL YEARS, 2018 AND
2019, AND SUCH CONTRIBUTIONS SHALL BE USED
FOR THE PURPOSES OF SERVING THE SOCIETY
PURSUANT TO THE FEDERAL LAW NO. 2 OF 2015
CONCERNING COMMERCIAL COMPANIES
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935052302
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 15-Jul-2019
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Effect an increase in the number of Mgmt For For
authorized Ordinary Shares to
32,000,000,000 and effect a one-to-eight
share subdivision of the Company's Ordinary
Shares.
2.1 Election of Director for a three year term: Mgmt Against Against
DANIEL ZHANG
2.2 Election of Director for a three year term: Mgmt For For
CHEE HWA TUNG
2.3 Election of Director for a three year term: Mgmt For For
JERRY YANG
2.4 Election of Director for a three year term: Mgmt For For
WAN LING MARTELLO
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company.
--------------------------------------------------------------------------------------------------------------------------
ANTOFAGASTA PLC Agenda Number: 712405681
--------------------------------------------------------------------------------------------------------------------------
Security: G0398N128
Meeting Type: AGM
Meeting Date: 20-May-2020
Ticker:
ISIN: GB0000456144
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ACCOUNTS AND THE REPORTS OF Mgmt For For
THE DIRECTORS AND OF THE AUDITORS FOR THE
YEAR ENDED 31 DECEMBER 2019
2 TO APPROVE THE DIRECTORS' AND CEO Mgmt For For
REMUNERATION REPORT (EXCLUDING THE
DIRECTORS' AND CEO REMUNERATION POLICY) FOR
THE YEAR ENDED 31 DECEMBER 2019
3 TO APPROVE THE 2020 DIRECTORS' AND CEO Mgmt For For
REMUNERATION POLICY, THE FULL TEXT OF WHICH
IS SET OUT IN THE REMUNERATION SECTION OF
THE ANNUAL REPORT AND FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2019
4 TO DECLARE A FINAL DIVIDEND: FINAL DIVIDEND Mgmt For For
OF 23.4 CENTS PER ORDINARY SHARE
5 TO RE-ELECT JEAN-PAUL LUKSIC AS A DIRECTOR Mgmt For For
6 TO RE-ELECT OLLIE OLIVEIRA AS A DIRECTOR Mgmt For For
7 TO RE-ELECT RAMON JARA AS A DIRECTOR Mgmt For For
8 TO RE-ELECT JUAN CLARO AS A DIRECTOR Mgmt For For
9 TO RE-ELECT ANDRONICO LUKSIC AS A DIRECTOR Mgmt For For
10 TO RE-ELECT VIVIANNE BLANLOT AS A DIRECTOR Mgmt For For
11 TO RE-ELECT JORGE BANDE AS A DIRECTOR Mgmt For For
12 TO RE-ELECT FRANCISCA CASTRO AS A DIRECTOR Mgmt For For
13 TO RE-ELECT MICHAEL ANGLIN AS A DIRECTOR Mgmt For For
14 TO ELECT TONY JENSEN AS A DIRECTOR Mgmt For For
15 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY TO HOLD OFFICE FROM
THE CONCLUSION OF THIS MEETING UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH THE ACCOUNTS ARE LAID BEFORE THE
COMPANY
16 TO AUTHORISE THE AUDIT AND RISK COMMITTEE Mgmt For For
FOR AND ON BEHALF OF THE BOARD TO FIX THE
REMUNERATION OF THE AUDITORS
17 THAT, IN SUBSTITUTION FOR ALL EXISTING Mgmt For For
AUTHORITIES, THE DIRECTORS BE GENERALLY AND
UNCONDITIONALLY AUTHORISED IN ACCORDANCE
WITH SECTION 551 OF THE COMPANIES ACT 2006
TO EXERCISE ALL THE POWERS OF THE COMPANY
TO ALLOT SHARES (AS DEFINED IN SECTION 540
OF THE COMPANIES ACT 2006) IN THE COMPANY
OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO
CONVERT ANY SECURITY INTO SHARES IN THE
COMPANY: A. UP TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 16,430,945; AND B. COMPRISING
EQUITY SECURITIES (AS DEFINED IN SECTION
560(1) OF THE COMPANIES ACT 2006) UP TO A
FURTHER AGGREGATE NOMINAL AMOUNT OF GBP
16,430,945 IN CONNECTION WITH AN OFFER BY
WAY OF A RIGHTS ISSUE, SUCH AUTHORITIES TO
LAST UNTIL THE EARLIER OF 30 JUNE 2021 (THE
LAST DAY BY WHICH THE COMPANY MUST HOLD AN
ANNUAL GENERAL MEETING IN 2021) OR THE END
OF THE COMPANY'S NEXT ANNUAL GENERAL
MEETING IN 2021 BUT, IN EACH CASE, SO THAT
THE COMPANY MAY MAKE OFFERS AND ENTER INTO
AGREEMENTS BEFORE THE AUTHORITY EXPIRES
WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE
ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO
CONVERT ANY SECURITY INTO SHARES TO BE
GRANTED AFTER THE AUTHORITY EXPIRES, AND
THE DIRECTORS MAY ALLOT SHARES OR GRANT
SUCH RIGHTS UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED. REFERENCES IN THIS RESOLUTION 17
TO THE NOMINAL AMOUNT OF RIGHTS TO
SUBSCRIBE FOR OR TO CONVERT ANY SECURITY
INTO SHARES (INCLUDING WHERE SUCH RIGHTS
ARE REFERRED TO AS EQUITY SECURITIES AS
DEFINED IN SECTION 560(1) OF THE COMPANIES
ACT 2006) ARE TO THE NOMINAL AMOUNT OF
SHARES THAT MAY BE ALLOTTED PURSUANT TO THE
RIGHTS. FOR THE PURPOSES OF THIS RESOLUTION
17, "RIGHTS ISSUE" MEANS AN OFFER: I. TO
ORDINARY SHAREHOLDERS IN PROPORTION (AS
NEARLY AS MAY BE PRACTICABLE) TO THEIR
EXISTING HOLDINGS; AND II. TO HOLDERS OF
OTHER EQUITY SECURITIES (AS DEFINED IN
SECTION 560(1) OF THE COMPANIES ACT 2006)
AS REQUIRED BY THE RIGHTS OF THOSE
SECURITIES OR, SUBJECT TO SUCH RIGHTS, AS
THE DIRECTORS OTHERWISE CONSIDER NECESSARY,
TO SUBSCRIBE FOR FURTHER SECURITIES BY
MEANS OF THE ISSUE OF A RENOUNCEABLE LETTER
(OR OTHER NEGOTIABLE DOCUMENT) WHICH MAY BE
TRADED FOR A PERIOD BEFORE PAYMENT FOR THE
SECURITIES IS DUE, INCLUDING AN OFFER TO
WHICH THE DIRECTORS MAY IMPOSE ANY LIMITS
OR RESTRICTIONS OR MAKE ANY ARRANGEMENTS
WHICH THEY CONSIDER NECESSARY OR
APPROPRIATE TO DEAL WITH TREASURY SHARES,
FRACTIONAL ENTITLEMENTS, RECORD DATES,
LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN,
OR UNDER THE LAWS OF, ANY TERRITORY OR ANY
OTHER MATTER
18 THAT, IN SUBSTITUTION FOR ALL EXISTING Mgmt For For
AUTHORITIES AND SUBJECT TO THE PASSING OF
RESOLUTION 17, THE DIRECTORS BE GENERALLY
EMPOWERED PURSUANT TO SECTION 570 OF THE
COMPANIES ACT 2006 TO ALLOT EQUITY
SECURITIES (AS DEFINED IN SECTION 560(1) OF
THE COMPANIES ACT 2006) FOR CASH PURSUANT
TO THE AUTHORITY GRANTED BY RESOLUTION 17
AND/OR PURSUANT TO SECTION 573 OF THE
COMPANIES ACT 2006 TO SELL ORDINARY SHARES
HELD BY THE COMPANY AS TREASURY SHARES FOR
CASH, IN EACH CASE FREE OF THE RESTRICTION
IN SECTION 561 OF THE COMPANIES ACT 2006,
SUCH AUTHORITY TO BE LIMITED: A. TO THE
ALLOTMENT OF EQUITY SECURITIES AND/OR SALE
OF TREASURY SHARES FOR CASH IN CONNECTION
WITH AN OFFER OF EQUITY SECURITIES (BUT IN
THE CASE OF AN ALLOTMENT PURSUANT TO THE
AUTHORITY GRANTED BY PARAGRAPH B OF
RESOLUTION 17, BY WAY OF A RIGHTS ISSUE
ONLY): I. TO ORDINARY SHAREHOLDERS IN
PROPORTION (AS NEARLY AS MAY BE
PRACTICABLE) TO THEIR EXISTING HOLDINGS;
AND II. TO HOLDERS OF OTHER EQUITY
SECURITIES (AS DEFINED IN SECTION 560(1) OF
THE COMPANIES ACT 2006), AS REQUIRED BY THE
RIGHTS OF THOSE SECURITIES OR, SUBJECT TO
SUCH RIGHTS, AS THE DIRECTORS OTHERWISE
CONSIDER NECESSARY, AND SO THAT THE
DIRECTORS MAY IMPOSE ANY LIMITS OR
RESTRICTIONS OR MAKE ANY OTHER ARRANGEMENTS
WHICH THEY CONSIDER NECESSARY OR
APPROPRIATE TO DEAL WITH TREASURY SHARES,
FRACTIONAL ENTITLEMENTS, RECORD DATES,
LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN,
OR UNDER THE LAWS OF, ANY TERRITORY OR ANY
OTHER MATTER; AND B. TO THE ALLOTMENT OF
EQUITY SECURITIES PURSUANT TO THE AUTHORITY
GRANTED BY PARAGRAPH A OF RESOLUTION 17
AND/OR SALE OF TREASURY SHARES FOR CASH (IN
EACH CASE OTHERWISE THAN IN THE
CIRCUMSTANCES SET OUT IN PARAGRAPH A OF
THIS RESOLUTION 18) UP TO A NOMINAL AMOUNT
OF GBP 2,464,641 (CALCULATED, IN THE CASE
OF EQUITY SECURITIES WHICH ARE RIGHTS TO
SUBSCRIBE FOR, OR TO CONVERT SECURITIES
INTO, ORDINARY SHARES BY REFERENCE TO THE
AGGREGATE NOMINAL AMOUNT OF RELEVANT SHARES
WHICH MAY BE ALLOTTED PURSUANT TO SUCH
RIGHTS), SUCH AUTHORITY TO LAST UNTIL THE
EARLIER OF 30 JUNE 2021 (THE LAST DAY BY
WHICH THE COMPANY MUST HOLD AN ANNUAL
GENERAL MEETING IN 2021) OR THE CONCLUSION
OF THE COMPANY'S NEXT ANNUAL GENERAL
MEETING IN 2021 BUT, IN EACH CASE, SO THAT
THE COMPANY MAY MAKE OFFERS AND ENTER INTO
AGREEMENTS BEFORE THE AUTHORITY EXPIRES
WHICH WOULD, OR MIGHT, REQUIRE EQUITY
SECURITIES TO BE ALLOTTED (AND/OR TREASURY
SHARES TO BE SOLD) AFTER THE AUTHORITY
EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY
SECURITIES (AND/OR SELL TREASURY SHARES)
UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE
AUTHORITY HEREBY CONFERRED HAD NOT EXPIRED.
FOR THE PURPOSES OF THIS RESOLUTION 18,
"RIGHTS ISSUE" HAS THE SAME MEANING AS IN
RESOLUTION 17 ABOVE
19 THAT, IN ADDITION TO ANY AUTHORITY GRANTED Mgmt For For
UNDER RESOLUTION 18, AND SUBJECT TO THE
PASSING OF RESOLUTION 17, THE DIRECTORS BE
GENERALLY EMPOWERED PURSUANT TO SECTION 570
OF THE COMPANIES ACT 2006 TO ALLOT EQUITY
SECURITIES (AS DEFINED IN SECTION 560(1) OF
THE COMPANIES ACT 2006) FOR CASH PURSUANT
TO THE AUTHORITY GRANTED BY RESOLUTION 17
AND/OR PURSUANT TO SECTION 573 OF THE
COMPANIES ACT 2006 TO SELL ORDINARY SHARES
HELD BY THE COMPANY AS TREASURY SHARES FOR
CASH, IN EACH CASE FREE OF THE RESTRICTION
IN SECTION 561 OF THE COMPANIES ACT 2006,
SUCH AUTHORITY TO BE: A. LIMITED TO THE
ALLOTMENT OF EQUITY SECURITIES AND/OR SALE
OF TREASURY SHARES FOR CASH UP TO AN
AGGREGATE NOMINAL AMOUNT OF GBP 2,464,641
(CALCULATED, IN THE CASE OF EQUITY
SECURITIES WHICH ARE RIGHTS TO SUBSCRIBE
FOR, OR TO CONVERT SECURITIES INTO,
ORDINARY SHARES BY REFERENCE TO THE
AGGREGATE NOMINAL AMOUNT OF RELEVANT SHARES
WHICH MAY BE ALLOTTED PURSUANT TO SUCH
RIGHTS); AND B. USED ONLY FOR THE PURPOSES
OF FINANCING (OR REFINANCING, IF THE
AUTHORITY IS TO BE USED WITHIN SIX MONTHS
AFTER THE ORIGINAL TRANSACTION) A
TRANSACTION WHICH THE DIRECTORS DETERMINE
TO BE AN ACQUISITION OR OTHER CAPITAL
INVESTMENT OF A KIND CONTEMPLATED BY THE
STATEMENT OF PRINCIPLES ON DISAPPLYING
PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED
BY THE PRE-EMPTION GROUP PRIOR TO THE DATE
OF THIS NOTICE, SUCH AUTHORITY TO LAST
UNTIL THE EARLIER OF 30 JUNE 2021 (THE LAST
DAY BY WHICH THE COMPANY MUST HOLD AN
ANNUAL GENERAL MEETING IN 2021) OR THE END
OF THE COMPANY'S NEXT ANNUAL GENERAL
MEETING IN 2021 BUT, IN EACH CASE, SO THAT
THE COMPANY MAY MAKE OFFERS AND ENTER INTO
AGREEMENTS BEFORE THE AUTHORITY EXPIRES
WHICH WOULD, OR MIGHT, REQUIRE EQUITY
SECURITIES TO BE ALLOTTED OR RIGHTS TO
SUBSCRIBE FOR OR TO CONVERT ANY SECURITY
INTO SHARES TO BE GRANTED (AND/OR TREASURY
SHARES TO BE SOLD) AFTER THE AUTHORITY
EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY
SECURITIES OR GRANT SUCH RIGHTS (AND/OR
SELL TREASURY SHARES) UNDER ANY SUCH OFFER
OR AGREEMENT AS IF THE AUTHORITY CONFERRED
HEREBY HAD NOT EXPIRED
20 THAT THE COMPANY BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED TO MAKE ONE OR
MORE MARKET PURCHASES (WITHIN THE MEANING
OF SECTION 693(4) OF THE COMPANIES ACT
2006) OF ORDINARY SHARES OF 5P IN THE
CAPITAL OF THE COMPANY ("ORDINARY SHARES"),
PROVIDED THAT: A. THE MAXIMUM AGGREGATE
NUMBER OF ORDINARY SHARES AUTHORISED TO BE
PURCHASED IS 98,585,669 (REPRESENTING 10%
OF THE ISSUED ORDINARY SHARE CAPITAL); B.
THE MINIMUM PRICE (EXCLUDING EXPENSES)
WHICH MAY BE PAID FOR AN ORDINARY SHARE IS
5P; C. THE MAXIMUM PRICE (EXCLUDING
EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY
SHARE SHALL BE THE HIGHER OF: (1) AN AMOUNT
EQUAL TO 105% OF THE AVERAGE OF THE MIDDLE
MARKET QUOTATIONS FOR AN ORDINARY SHARE AS
DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST FOR THE FIVE BUSINESS
DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH
THAT ORDINARY SHARE IS PURCHASED; AND (2)
THE HIGHER OF THE PRICE OF THE LAST
INDEPENDENT TRADE AND THE HIGHEST CURRENT
INDEPENDENT BID FOR AN ORDINARY SHARE ON
THE TRADING VENUE WHERE THE PURCHASE IS
CARRIED OUT; D. THIS AUTHORITY WILL LAST
UNTIL THE EARLIER OF 30 JUNE 2021 (THE LAST
DAY BY WHICH THE COMPANY MUST HOLD AN
ANNUAL GENERAL MEETING IN 2021) OR THE END
OF THE COMPANY'S NEXT ANNUAL GENERAL
MEETING IN 2021; AND E. THE COMPANY MAY
MAKE A CONTRACT TO PURCHASE ORDINARY SHARES
UNDER THIS AUTHORITY BEFORE THE EXPIRY OF
THE AUTHORITY WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER THE EXPIRY OF THE
AUTHORITY, AND MAY MAKE A PURCHASE OF
ORDINARY SHARES IN PURSUANCE OF ANY SUCH
CONTRACT
21 THAT A GENERAL MEETING OF THE COMPANY, Mgmt For For
OTHER THAN AN ANNUAL GENERAL MEETING, MAY
BE CALLED ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
APOLLO TYRES LIMITED Agenda Number: 711383113
--------------------------------------------------------------------------------------------------------------------------
Security: Y0188S147
Meeting Type: AGM
Meeting Date: 31-Jul-2019
Ticker:
ISIN: INE438A01022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND ADOPT: (A) THE AUDITED Mgmt For For
FINANCIAL STATEMENT OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2019, THE
REPORTS OF THE BOARD OF DIRECTORS AND
AUDITORS THEREON; AND (B) THE AUDITED
CONSOLIDATED FINANCIAL STATEMENT OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED MARCH
31, 2019 AND REPORT OF AUDITORS THEREON
2 TO DECLARE DIVIDEND OF INR 3.25 PER EQUITY Mgmt For For
SHARE, FOR THE FINANCIAL YEAR ENDED MARCH
31, 2019
3 TO APPOINT MR. ROBERT STEINMETZ (DIN: Mgmt Against Against
00178792) WHO RETIRES BY ROTATION, AND
BEING ELIGIBLE, OFFERS HIMSELF FOR
RE-APPOINTMENT
4 TO APPOINT A DIRECTOR IN PLACE OF MR. Mgmt Against Against
FRANCESCO GORI (DIN: 07413105) WHO RETIRES
BY ROTATION, AND BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-APPOINTMENT
5 TO RATIFY THE PAYMENT OF THE REMUNERATION Mgmt For For
TO THE COST AUDITOR FOR THE FINANCIAL YEAR
2019-20
6 TO APPOINT MR. SATISH SHARMA (DIN: Mgmt Against Against
07527148) AS WHOLE-TIME DIRECTOR
7 TO RE-APPOINT MR. AKSHAY CHUDASAMA Mgmt Against Against
(DIN:00010630) AS AN INDEPENDENT DIRECTOR
8 TO RE-APPOINT MR. VIKRAM S. MEHTA (DIN: Mgmt For For
00041197) AS AN INDEPENDENT DIRECTOR
9 TO AUTHORISE PRIVATE PLACEMENT OF Mgmt For For
NON-CONVERTIBLE DEBENTURES
--------------------------------------------------------------------------------------------------------------------------
APOLLO TYRES LIMITED Agenda Number: 711532831
--------------------------------------------------------------------------------------------------------------------------
Security: Y0188S147
Meeting Type: OTH
Meeting Date: 29-Sep-2019
Ticker:
ISIN: INE438A01022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RE-APPOINTMENT OF MS. ANJALI BANSAL AS AN Mgmt For For
INDEPENDENT DIRECTOR
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
APOLLO TYRES LIMITED Agenda Number: 711779845
--------------------------------------------------------------------------------------------------------------------------
Security: Y0188S147
Meeting Type: OTH
Meeting Date: 22-Dec-2019
Ticker:
ISIN: INE438A01022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 INCREASING THE BORROWING LIMITS U/S Mgmt For For
180(1)(C) OF THE COMPANIES ACT, 2013
2 CREATION OF SECURITY U/S 180(1)(A) OF THE Mgmt For For
COMPANIES ACT, 2013 IN CONNECTION WITH THE
BORROWINGS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
APOLLO TYRES LIMITED Agenda Number: 712216147
--------------------------------------------------------------------------------------------------------------------------
Security: Y0188S147
Meeting Type: EGM
Meeting Date: 23-Mar-2020
Ticker:
ISIN: INE438A01022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 INCREASE AND ALTERATION OF THE AUTHORISED Mgmt For For
SHARE CAPITAL AND CONSEQUENT AMENDMENT OF
THE CAPITAL CLAUSE IN THE MEMORANDUM OF
ASSOCIATION: CLAUSE V
2 ISSUANCE OF COMPULSORILY CONVERTIBLE Mgmt For For
PREFERENCE SHARES BY WAY OF PREFERENTIAL
ISSUE ON A PRIVATE PLACEMENT BASIS
--------------------------------------------------------------------------------------------------------------------------
AUROBINDO PHARMA LTD Agenda Number: 711477186
--------------------------------------------------------------------------------------------------------------------------
Security: Y04527142
Meeting Type: AGM
Meeting Date: 29-Aug-2019
Ticker:
ISIN: INE406A01037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
STANDALONE FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2019 AND
REPORTS OF DIRECTORS AND AUDITORS THEREON
2 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED ON MARCH 31, 2019 AND
REPORT OF AUDITORS THEREON
3 TO CONFIRM THE FIRST INTERIM DIVIDEND OF Mgmt For For
INR 1.25 AND SECOND INTERIM DIVIDEND OF INR
1.25 IN AGGREGATE INR 2.50 PER EQUITY SHARE
OF INR 1/- EACH, AS DIVIDEND FOR THE
FINANCIAL YEAR 2018-19
4 TO APPOINT A DIRECTOR IN PLACE OF MR. P. Mgmt For For
SARATH CHANDRA REDDY WHO RETIRES BY
ROTATION AND BEING ELIGIBLE, SEEKS
RE-APPOINTMENT
5 TO APPOINT A DIRECTOR IN PLACE OF DR. M. Mgmt For For
SIVAKUMARAN WHO RETIRES BY ROTATION AND
BEING ELIGIBLE, SEEKS RE-APPOINTMENT
6 TO RE-APPOINT MR. K. RAGUNATHAN AS AN Mgmt For For
INDEPENDENT DIRECTOR OF THE COMPANY
7 TO RE-APPOINT MRS. SAVITA MAHAJAN AS AN Mgmt For For
INDEPENDENT DIRECTOR OF THE COMPANY
8 TO RE-APPOINT DR. (MRS.) AVNIT BIMAL SINGH Mgmt For For
AS AN INDEPENDENT DIRECTOR OF THE COMPANY
9 TO RE-APPOINT MR. P. SARATH CHANDRA REDDY Mgmt For For
AS WHOLE-TIME DIRECTOR OF THE COMPANY
10 TO REVISE THE REMUNERATION OF MR. M. MADAN Mgmt For For
MOHAN REDDY, WHOLE-TIME DIRECTOR OF THE
COMPANY
11 TO REVISE THE REMUNERATION OF MR. N. Mgmt For For
GOVINDARAJAN, MANAGING DIRECTOR OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
AXIS BANK LTD Agenda Number: 711881892
--------------------------------------------------------------------------------------------------------------------------
Security: Y0487S137
Meeting Type: OTH
Meeting Date: 09-Jan-2020
Ticker:
ISIN: INE238A01034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 RE-APPOINTMENT OF SHRI S. VISHVANATHAN Mgmt For For
(DIN: 02255828) AS AN INDEPENDENT DIRECTOR
OF THE BANK, WITH EFFECT FROM 11TH FEBRUARY
2020 UPTO 10TH FEBRUARY 2023 (BOTH DAYS
INCLUSIVE)
--------------------------------------------------------------------------------------------------------------------------
BANCO DO BRASIL SA BB BRASIL Agenda Number: 711775695
--------------------------------------------------------------------------------------------------------------------------
Security: P11427112
Meeting Type: EGM
Meeting Date: 27-Nov-2019
Ticker:
ISIN: BRBBASACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 APPOINTMENT OF CANDIDATES TO THE FISCAL. Mgmt For For
POSITIONS LIMIT TO BE COMPLETED, 2
CANDIDATE INDICATION FOR THE SUPERVISORY
BOARD. THE SHAREHOLDER MAY INDICATE AS MANY
CANDIDATES AS THE NUMBER OF POSITIONS TO BE
FILLED IN THE GENERAL ELECTION. PAULO
ANTONIO SPENCER UEBEL, PRINCIPAL, APPOINTED
BY CONTROLLER
1.2 APPOINTMENT OF CANDIDATES TO THE FISCAL. Mgmt For For
POSITIONS LIMIT TO BE COMPLETED, 2
CANDIDATE INDICATION FOR THE SUPERVISORY
BOARD. THE SHAREHOLDER MAY INDICATE AS MANY
CANDIDATES AS THE NUMBER OF POSITIONS TO BE
FILLED IN THE GENERAL ELECTION. RAFAEL
CAVALCANTI DE ARAUJO, PRINCIPAL, APPOINTED
BY CONTROLLER
2.1 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS. POSITIONS LIMIT TO BE COMPLETED,
2. CANDIDATE INDICATION FOR THE BOARD OF
DIRECTORS. THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THE NUMBER OF POSITIONS
TO BE FILLED IN THE GENERAL ELECTION. HELIO
LIMA MAGALHAES, APPOINTED BY CONTROLLER
2.2 ELECTION OF A MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS. POSITIONS LIMIT TO BE COMPLETED,
2. CANDIDATE INDICATION FOR THE BOARD OF
DIRECTORS. THE SHAREHOLDER MAY INDICATE AS
MANY CANDIDATES AS THE NUMBER OF POSITIONS
TO BE FILLED IN THE GENERAL ELECTION.
MARCELO SERFATY, APPOINTED BY CONTROLLER
CMMT PLEASE NOTE THAT FOR THE PROPOSAL 3 Non-Voting
REGARDING THE ADOPTION OF CUMULATIVE
VOTING, PLEASE BE ADVISED THAT YOU CAN ONLY
VOTE FOR OR ABSTAIN. AN AGAINST VOTE ON
THIS PROPOSAL REQUIRES PERCENTAGES TO BE
ALLOCATED AMONGST THE DIRECTORS IN PROPOSAL
4.1 TO 4.2. IN THIS CASE PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER
TO ALLOCATE PERCENTAGES AMONGST THE
DIRECTORS
3 IN THE EVENT OF THE ADOPTION OF THE Mgmt Abstain Against
CUMULATIVE VOTING PROCESS, SHOULD THE VOTES
CORRESPONDING TO YOUR SHARES BE DISTRIBUTED
IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF
THE SLATE THAT YOU HAVE CHOSEN. PLEASE NOTE
THAT IF INVESTOR CHOOSES FOR, THE
PERCENTAGES DO NOT NEED TO BE PROVIDED, IF
INVESTOR CHOOSES AGAINST, IT IS MANDATORY
TO INFORM THE PERCENTAGES ACCORDING TO
WHICH THE VOTES SHOULD BE DISTRIBUTED,
OTHERWISE THE ENTIRE VOTE WILL BE REJECTED
DUE TO LACK OF INFORMATION, IF INVESTOR
CHOOSES ABSTAIN, THE PERCENTAGES DO NOT
NEED TO BE PROVIDED, HOWEVER IN CASE
CUMULATIVE VOTING IS ADOPTED THE INVESTOR
WILL NOT PARTICIPATE ON THIS MATTER OF THE
MEETING
4.1 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. HELIO LIMA MAGALHAES,
APPOINTED BY CONTROLLER
4.2 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. MARCELO SERFATY,
APPOINTED BY CONTROLLER
5 PROPOSED CHANGES TO THE COMPANY'S BYLAWS Mgmt For For
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 308352 DUE TO RESOLUTIONS 2.1
AND 4.1 HAVE BEEN WITHDRAWN. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
CCR SA Agenda Number: 711875469
--------------------------------------------------------------------------------------------------------------------------
Security: P2170M104
Meeting Type: EGM
Meeting Date: 10-Jan-2020
Ticker:
ISIN: BRCCROACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 TO RESOLVE ON THE AMENDMENT OF THE Mgmt Against Against
COMPANY'S BYLAWS, PURSUANT TO THE
MANAGEMENTS PROPOSAL
CMMT 10 DEC 2019: PLEASE NOTE THAT VOTES 'IN Non-Voting
FAVOR' AND 'AGAINST' IN THE SAME AGENDA
ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR
AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN
ARE ALLOWED. THANK YOU
CMMT 10 DEC 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CCR SA Agenda Number: 712250036
--------------------------------------------------------------------------------------------------------------------------
Security: P2170M104
Meeting Type: AGM
Meeting Date: 09-Apr-2020
Ticker:
ISIN: BRCCROACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 EXAMINE THE MANAGEMENTS ACCOUNTS, TO Mgmt Against Against
EXAMINE, DISCUSS AND VOTE ON THE
MANAGEMENTS REPORT AND ON THE COMPANY'S
FINANCIAL STATEMENTS, ALONG WITH THE
PINIONS ISSUED BT THE INDEPENDENT AUDITOR
AND BY THE FISCAL COUNCIL, CONCERNING THE
FISCAL YEAR ENDED ON DECEMBER 31, 2019,
ACCORDING TO THE MANAGEMENT PROPOSAL
2 RESOLVE ON THE ALLOCATION OF THE NET PROFIT Mgmt For For
OF THE FISCAL YEAR ENDED ON DECEMBER 31,
2019, AND ON THE DISTRIBUTION OF DIVIDENDS,
ACCORDING TO THE MANAGEMENT PROPOSAL
3 DETERMINE THE NUMBER OF SEATS AT THE Mgmt For For
COMPANY'S BOARD OF DIRECTORS, ACCORDING TO
THE MANAGEMENT PROPOSAL, AS FOLLOWS, 13
EFFECTIVE MEMBERS AND 9 ALTERNATE MEMBERS,
NOTICING THAT 4 EFFECTIVE MEMBERS WILL BE
INDEPENDENT DIRECTORS
4 DO YOU WISH TO REQUEST THE ADOPTION OF THE Mgmt Abstain Against
CUMULATIVE VOTING PROCESS FOR THE ELECTION
OF THE BOARD OF DIRECTORS, UNDER THE TERMS
OF ARTICLE 141 OF LAW 6,404 OF 1976. IF THE
SHAREHOLDER CHOOSES NO OR ABSTAIN, HIS HER
ITS SHARES SHALL NOT BE COUNTED FOR THE
CUMULATIVE VOTING REQUEST
5 ELECTION OF A MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS, THE VOTES CASTED IN THIS FIELD
WILL BE DISREGARDED IF THE SHAREHOLDER ALSO
FILLS IN THE FIELDS IN RELATION TO THE
SEPARATE ELECTION OF A MEMBER OF THE BOARD
OF DIRECTORS AND SUCH SEPARATE ELECTION
OCCURS ANA MARIA MARCONDES PENIDO SANTANNA
PRINCIPAL MEMBER, EDUARDA PENIDO DALLA
VECCHIA SUBSTITUTE MEMBER FERNANDO LUIZ
AGUIAR FILHO PRINCIPAL MEMBER, LEONARDO DE
ALMEIDA MASSA SUBSTITUTE MEMBER RICARDO
COUTINHO DE SENA PRINCIPAL MEMBER, JOSE
HENRIQUE BRAGA POLIDO LOPES SUBSTITUTE
MEMBER FLAVIO MENDES AIDAR PRINCIPAL
MEMBER, LIVIO HAGIME KUZE SUBSTITUTE
MEMBER, PAULO ROBERTO RECKZIEGEL GUEDES
PRINCIPAL MEMBER, FERNANDO SANTOS SALLES
SUBSTITUTE MEMBER LUIS CLAUDIO RAPPARINI
SOARES PRINCIPAL MEMBER, EDUARDO PENIDO
SANTANNA SUBSTITUTE MEMBER RENATO TORRES DE
FARIA PRINCIPAL MEMBER, PAULO MARCIO DE
OLIVEIRA MONTEIRO SUBSTITUTE MEMBER
HENRIQUE SUTTON DE SOUSA NEVES PRINCIPAL
MEMBER, ROSA EVANGELINA PENIDO DALLA
VECCHIA SUBSTITUTE MEMBER LUIZ CARLOS
CAVALCANTI DUTRA JUNIOR PRINCIPAL MEMBER,
NELSON TAMBELINI JUNIOR SUBSTITUTE MEMBER
LUIZ ALBERTO COLONNA ROSMAN, INDEPENDENT
MEMBER LEONARDO PORCIUNCULA GOMES PEREIRA,
INDEPENDENT MEMBER EDUARDO BUNKER GENTIL,
INDEPENDENT MEMBER ELIANE ALEIXO LUSTOSA DE
ANDRADE, INDEPENDENT MEMBER
6 IN THE EVENT THAT ONE OF THE CANDIDATES WHO Mgmt Against Against
IS ON THE SLATE CHOSEN CEASES TO BE PART OF
THAT SLATE, CAN THE VOTES CORRESPONDING TO
YOUR SHARES CONTINUE TO BE CONFERRED ON THE
CHOSEN SLATE
CMMT FOR THE PROPOSAL 7 REGARDING THE ADOPTION Non-Voting
OF CUMULATIVE VOTING, PLEASE BE ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 8.1 TO 8.13. IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS
7 IN THE EVENT OF THE ADOPTION OF THE Mgmt For For
CUMULATIVE VOTING PROCESS, SHOULD THE VOTES
CORRESPONDING TO YOUR SHARES BE DISTRIBUTED
IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF
THE SLATE THAT YOU HAVE CHOSEN. PLEASE NOTE
THAT IF INVESTOR CHOOSES FOR, THE
PERCENTAGES DO NOT NEED TO BE PROVIDED, IF
INVESTOR CHOOSES AGAINST, IT IS MANDATORY
TO INFORM THE PERCENTAGES ACCORDING TO
WHICH THE VOTES SHOULD BE DISTRIBUTED,
OTHERWISE THE ENTIRE VOTE WILL BE REJECTED
DUE TO LACK OF INFORMATION, IF INVESTOR
CHOOSES ABSTAIN, THE PERCENTAGES DO NOT
NEED TO BE PROVIDED, HOWEVER IN CASE
CUMULATIVE VOTING IS ADOPTED THE INVESTOR
WILL NOT PARTICIPATE ON THIS MATTER OF THE
MEETING
8.1 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. ANA MARIA MARCONDES
PENIDO SANTANNA PRINCIPAL MEMBER, EDUARDA
PENIDO DALLA VECCHIA SUBSTITUTE MEMBER
8.2 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. FERNANDO LUIZ AGUIAR
FILHO PRINCIPAL MEMBER, LEONARDO DE ALMEIDA
MASSA SUBSTITUTE MEMBER
8.3 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. RICARDO COUTINHO DE SENA
PRINCIPAL MEMBER, JOSE HENRIQUE BRAGA
POLIDO LOPES SUBSTITUTE MEMBER
8.4 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. FLAVIO MENDES AIDAR
PRINCIPAL MEMBER, LIVIO HAGIME
8.5 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. PAULO ROBERTO RECKZIEGEL
GUEDES PRINCIPAL MEMBER, FERNANDO SANTOS
SALLES SUBSTITUTE MEMBER
8.6 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. LUIS CLAUDIO RAPPARINI
SOARES PRINCIPAL MEMBER, EDUARDO PENIDO
SANTANNA SUBSTITUTE MEMBER
8.7 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. RENATO TORRES DE FARIA
PRINCIPAL MEMBER, PAULO MARCIO DE OLIVEIRA
MONTEIRO SUBSTITUTE MEMBER
8.8 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. HENRIQUE SUTTON DE SOUSA
NEVES PRINCIPAL MEMBER, ROSA EVANGELINA
PENIDO DALLA VECCHIA SUBSTITUTE MEMBER
8.9 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. LUIZ CARLOS CAVALCANTI
DUTRA JUNIOR PRINCIPAL MEMBER, NELSON
TAMBELINI JUNIOR SUBSTITUTE MEMBER
8.10 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. LUIZ ALBERTO COLONNA
ROSMAN, INDEPENDENT MEMBER
8.11 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. LEONARDO PORCIUNCULA
GOMES PEREIRA, INDEPENDENT MEMBER
8.12 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. EDUARDO BUNKER GENTIL,
INDEPENDENT MEMBER
8.13 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. ELIANE ALEIXO LUSTOSA DE
ANDRADE, INDEPENDENT MEMBER
9 IN CASE THE SHAREHOLDER HOLDS HIS, HER, ITS Mgmt For For
SHARES FOR AN UNINTERRUPTED PERIOD OF AT
LEAST 3 MONTHS IMMEDIATELY PRECEDING THE
SHAREHOLDERS MEETING, DOES THE SHAREHOLDER
WANT TO REQUEST THE SEPARATE ELECTION OF A
MEMBER TO THE BOARD OF DIRECTORS, UNDER THE
TERMS OF THE ARTICLE 141, PARAGRAPH 4, ITEM
I OF BRAZILIAN CORPORATE LAW. IF THE
SHAREHOLDER CHOOSES YES, HE, SHE, IT, SHALL
SEND TO THE COMPANY THROUGH THE ELECTRONIC
ADDRESS RI.CCR,GRUPOCCR.COM.BR THE PROOF OF
UNINTERRUPTED OWNERSHIP OF HIS, HER, ITS
INTEREST DURING THE PERIOD OF AT LEAST 3
MONTHS IMMEDIATELY PRIOR TO THE DAY OF THE
MEETING, ISSUED NOT EARLIER THAN APRIL 6,
2020 BY THE COMPETENT ENTITY, PROVIDED THAT
SUCH PROOF SHOULD BE RECEIVED IN THE
ELECTRONIC ADDRESS INFORMED ABOVE UNTIL
9,00AM ON APRIL 9, 2020, IF THE LEGALLY
REQUIRED QUORUM FOR THE SEPARATE ELECTION
IS NOT REACHED, THE VOTING INSTRUCTIONS
CONTAINED IN THIS FORM FOR THE GENERAL
ELECTION WILL BE CONSIDERED
10 ELECTION OF THE CHAIRMAN AND VICE CHAIRMAN Mgmt Against Against
OF THE BOARD OF DIRECTORS, ACCORDING TO THE
MANAGEMENT PROPOSAL MRS. ANA MARIA
MARCONDES PENIDO SANTANNA AS CHAIRMAN AND
MR. RICARDO COUTINHO DE SENA AS VICE
CHAIRMAN
11 DO YOU WISH TO REQUEST THE INSTATEMENT OF Mgmt For For
THE FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 161 OF LAW 6,404 OF 1976
12.1 ELECTION OF A MEMBER OF THE FISCAL COUNCIL. Mgmt For For
THE SHAREHOLDER MAY APPOINT AS MANY
CANDIDATES AS THE NUMBER OF VACANCIES TO BE
FILLED AT THE GENERAL ELECTION. ADALGISO
FRAGOSO DE FARIA PRINCIPAL MEMBER, MARCELO
DE ANDRADE SUBSTITUTE MEMBER
12.2 ELECTION OF A MEMBER OF THE FISCAL COUNCIL. Mgmt For For
THE SHAREHOLDER MAY APPOINT AS MANY
CANDIDATES AS THE NUMBER OF VACANCIES TO BE
FILLED AT THE GENERAL ELECTION. BRUNO
GONCALVES SIQUEIRA PRINCIPAL MEMBER, DANIEL
DA SILVA ALVES SUBSTITUTE MEMBER
12.3 ELECTION OF A MEMBER OF THE FISCAL COUNCIL. Mgmt For For
THE SHAREHOLDER MAY APPOINT AS MANY
CANDIDATES AS THE NUMBER OF VACANCIES TO BE
FILLED AT THE GENERAL ELECTION. PIEDADE
MOTA DA FONSECA PRINCIPAL MEMBER, RONALDO
PIRES DA SILVA SUBSTITUTE MEMBER
13 RESOLVE ON THE ANNUAL AND GLOBAL MANAGEMENT Mgmt Against Against
COMPENSATION FOR THE 2020 FISCAL YEAR, IN
ACCORDANCE WITH THE MANAGEMENT PROPOSAL,
BEING THE RESPONSIBILITY OF THE BOARD OF
DIRECTORS OF THE COMPANY TO DETERMINE THE
INDIVIDUAL AMOUNT AND, AS THE CASE MAY BE,
THE GRANTING OF REPRESENTATION FUNDS AND OR
BENEFITS OF ANY KIND, PURSUANT TO ARTICLE
152 OF THE BRAZILIAN CORPORATE LAW
14 RESOLVE ON THE INDIVIDUAL COMPENSATION OF Mgmt For For
THE MEMBERS OF THE FISCAL COUNCIL, AS
PROVIDED FOR IN PARAGRAPH 3 OF ARTICLE 162
OF BRAZILIAN CORPORATE LAW, CORRESPONDING
TO TEN PERCENT OF THE AVERAGE COMPENSATION
OF THE COMPANY'S OFFICERS EXCLUDING
BENEFITS, REPRESENTATION FUNDS AND PROFIT
SHARING, IN ACCORDANCE WITH THE MANAGEMENT
PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
CEMEX, S.A.B. DE C.V. Agenda Number: 935138291
--------------------------------------------------------------------------------------------------------------------------
Security: 151290889
Meeting Type: Annual
Meeting Date: 26-Mar-2020
Ticker: CX
ISIN: US1512908898
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PRESENTATION OF THE CHIEF EXECUTIVE Mgmt For
OFFICER'S REPORT, INCLUDING CEMEX'S
FINANCIAL STATEMENTS, RESULTS OF
OPERATIONS, REPORT OF CASH FLOW AND
VARIATIONS OF CAPITAL STOCK, AND
PRESENTATION OF THE BOARD OF DIRECTORS'
REPORT, FOR THE FISCAL YEAR 2019, AS
REQUIRED BY THE MEXICAN SECURITIES MARKET
LAW (LEY DEL MERCADO DE VALORES); AND,
AFTER HEARING THE OPINION OF THE BOARD OF
DIRECTORS AS TO THE REPORTS BY THE CHIEF
EXECUTIVE OFFICER, THE AUDIT AND CORPORATE
PRACTICES COMMITTEE, THE ACCOUNTING
POLICIES ...(due to space limits, see proxy
material for full proposal).
2. PROPOSAL OF ALLOCATION OF PROFITS FOR THE Mgmt For
FISCAL YEAR ENDED DECEMBER 31, 2019.
3. PRESENTATION OF THE BOARD OF DIRECTORS' Mgmt For
REPORT ON THE PROCEDURES AND APPROVALS
PURSUANT TO WHICH THE REPURCHASE OF CEMEX'S
SHARES WAS INSTRUCTED FOR THE 2019 BUSINESS
YEAR.
4. THE PROPOSAL TO DETERMINE THE AMOUNT OF A Mgmt For
RESERVE FOR THE ACQUISITION OF CEMEX'S
SHARES OR OTHER INSTRUMENTS REPRESENTING
SUCH SHARES.
5A. PROPOSALS TO DECREASE THE CAPITAL STOCK IN Mgmt For
ITS VARIABLE PART BY: (A) CANCELING THE
CEMEX SHARES REPURCHASED IN 2019 UNDER
CEMEX'S SHARE REPURCHASE PROGRAM.
5B. PROPOSALS TO DECREASE THE CAPITAL STOCK IN Mgmt For
ITS VARIABLE PART BY: (B)CANCELING THE
CEMEX TREASURY SHARES RELATED TO THE
ISSUANCE OF CEMEX'S MANDATORILY CONVERTIBLE
NOTES ISSUED IN DECEMBER 2009 AND THAT
MATURED IN NOVEMBER 2019.
5C. PROPOSALS TO DECREASE THE CAPITAL STOCK IN Mgmt For
ITS VARIABLE PART BY: (C) CANCELING ANY
CEMEX TREASURY SHARES RELATED TO THE
ISSUANCE OF CEMEX'S OPTIONAL CONVERTIBLE
NOTES, ISSUED IN MAY 2015 AND THAT WILL
MATURE IN MARCH 2020, WHICH REMAIN IN
CEMEX'S TREASURY AFTER THE MARCH 2020 DUE
DATE.
6. APPOINTMENT OF MEMBERS, PRESIDENT AND Mgmt For
SECRETARY OF THE BOARD OF DIRECTORS, AND OF
MEMBERS AND PRESIDENTS, RESPECTIVELY, OF
THE AUDIT, CORPORATE PRACTICES AND FINANCE,
AND SUSTAINABILITY COMMITTEES.
7. COMPENSATION OF THE MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS AND OF THE AUDIT, CORPORATE
PRACTICES AND FINANCE, AND SUSTAINABILITY
COMMITTEES.
8. APPOINTMENT OF DELEGATES TO FORMALIZE THE Mgmt For
RESOLUTIONS ADOPTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS SA-ELETROBRAS Agenda Number: 711631778
--------------------------------------------------------------------------------------------------------------------------
Security: P22854106
Meeting Type: EGM
Meeting Date: 14-Nov-2019
Ticker:
ISIN: BRELETACNPB7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 TO RESOLVE ON THE MANAGEMENT PROPOSAL TO Mgmt For For
INCREASE THE COMPANY'S CAPITAL, BY PRIVATE
SUBSCRIPTION, UP TO THE AMOUNT OF BRL
9,987,786,560.33 NINE BILLION, NINE HUNDRED
AND EIGHT SEVEN MILLION, SEVEN HUNDRED AND
EIGHT SIX THOUSAND, FIVE HUNDRED AND SIXTY
BRAZILIAN REAIS AND THIRTY THREE CENTS,
THROUGH ISSUANCE OF NEW COMMON SHARES, AT
THE UNIT PRICE OF BRL 35.72 THIRTY FIVE
BRAZILIAN REAIS AND SEVENTY TWO CENTS FOR
THE NEW COMMON SHARES AND NEW CLASS B
PREFERRED SHARES, AT THE UNIT PRICE OF BRL
37.50 THIRTY SEVEN BRAZILIAN REAIS AND
FIFTY CENTS FOR THE NEW CLASS B PREFERRED
SHARES, ALL NEW BOOK ENTRY SHARES WITH NO
PAR VALUE, PURSUANT TO ARTICLES 170 AND 171
OF LAW NO. 6404.76, AND THE MINIMUM AMOUNT
OF BRL 4,054,016,419.37 FOUR BILLION, FIFTY
FOUR MILLION, SIXTEEN THOUSAND, FOUR
HUNDRED AND NINETEEN BRAZILIAN REAIS AND
THIRTY SEVEN CENTS WILL BE SUBSCRIBED AND
PAID IN BY THE CONTROLLING SHAREHOLDER, THE
FEDERAL GOVERNMENT, THROUGH THE
CAPITALIZATION OF CREDITS HELD AGAINST THE
COMPANY ARISING FROM ADVANCES FOR FUTURE
CAPITAL INCREASE
CMMT 18 OCT 2019: PLEASE NOTE THAT VOTES 'IN Non-Voting
FAVOR' AND 'AGAINST' IN THE SAME AGENDA
ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR
AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN
ARE ALLOWED. THANK YOU
CMMT 18 OCT 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS SA-ELETROBRAS Agenda Number: 711898708
--------------------------------------------------------------------------------------------------------------------------
Security: P22854106
Meeting Type: EGM
Meeting Date: 31-Jan-2020
Ticker:
ISIN: BRELETACNPB7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 TO APPROVE THE TRANSFER OF ALL SHARES Mgmt For For
REPRESENTING THE SHARE CAPITAL OF AMAZONAS
GERACAO E TRANSMISSAO DE ENERGIA S.A.
HEREINAFTER REFERRED TO AS AMGT, EQUIVALENT
TO 489,068,809 COMMON SHARES, BY ELETROBRAS
TO CENTRAIS ELETRICAS DO NORTE DO BRASIL
S.A. ELETRONORTE, FOR BRL 3,130,227,000.00
THREE BILLION, ONE HUNDRED AND THIRTY
MILLION, TWO HUNDRED AND TWENTY SEVEN
THOUSAND REAIS, AS OF DECEMBER 31, 2018, TO
BE ADJUSTED AND PAID, IN ACCORDANCE WITH
THE TERMS AND CONDITIONS SET FORTH IN THE
DATIO IN SOLUTUM AND OTHER AGREEMENTS
CONTRACT DRAFT ANNEX 09
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEM 1. THANK YOU.
CMMT 13 JAN 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF RESOLUTION
1 AND ADDITION OF COMMENTS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 23 DEC 2019: ONCE THE PAYMENT IS MADE, ANY Non-Voting
VOTES OF PREFERRED SHAREHOLDERS FOR THE
176TH EGM, EVEN IF PREVIOUSLY SENT BY
VOTING BALLOT, WILL BE DISREGARDED, SINCE
ON THE DATE OF THE 176TH EGM THERE WILL NO
LONGER BE THE RIGHT TO VOTE BY THE
PREFERRED SHAREHOLDERS. THANK YOU
CMMT 13 JAN 2020: PLEASE NOTE THAT VOTES 'IN Non-Voting
FAVOR' AND 'AGAINST' IN THE SAME AGENDA
ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR
AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN
ARE ALLOWED. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CHAILEASE HOLDING COMPANY LIMITED Agenda Number: 712504477
--------------------------------------------------------------------------------------------------------------------------
Security: G20288109
Meeting Type: AGM
Meeting Date: 27-May-2020
Ticker:
ISIN: KYG202881093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACCEPT 201 9 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2019 PROFITS. PROPOSED CASH DIVIDEND: TWD
4.6 PER SHARE.
3 AMENDMENT TO THE RULES AND PROCEDURES OF Mgmt For For
SHAREHOLDERS MEETING
4 AMENDMENT TO THE MEMORANDUM AND ARTICLES OF Mgmt For For
ASSOCIATION. (SPECIAL RESOLUTION)
5 TO CONSIDER AND APPROVE THE COMPANYS PLAN Mgmt For For
TO RAISE LONG TERM CAPITAL.
6 ISSUANCE OF NEW SHARES VIA CAPITALIZATION Mgmt For For
OF RETAINED EARNINGS. PROPOSED STOCK
DIVIDEND: 40 SHARES PER 1,000 SHARES.
7.1 THE ELECTION OF THE DIRECTOR:CHUN AN Mgmt For For
INVESTMENT CO., LTD.,SHAREHOLDER
NO.93771,JOHN-LEE KOO AS REPRESENTATIVE
7.2 THE ELECTION OF THE DIRECTOR:CHUN AN Mgmt For For
INVESTMENT CO., LTD. ,SHAREHOLDER
NO.93771,FONG-LONG CHEN AS REPRESENTATIVE
7.3 THE ELECTION OF THE DIRECTOR:CHEE WEE Mgmt For For
GOH,SHAREHOLDER NO.1946102XXX
7.4 THE ELECTION OF THE DIRECTOR:CHUN AN Mgmt For For
INVESTMENT CO., LTD.,SHAREHOLDER
NO.100317,HSIU-TZE CHENG AS REPRESENTATIVE
7.5 THE ELECTION OF THE DIRECTOR:CHUN AN Mgmt For For
INVESTMENT CO., LTD. ,SHAREHOLDER
NO.100317,KING WAI ALFRED WONG AS
REPRESENTATIVE
7.6 THE ELECTION OF THE DIRECTOR:LI CHENG Mgmt For For
INVESTMENT CO., LTD. ,SHAREHOLDER
NO.104095,CHIH-YANG, CHEN AS REPRESENTATIVE
7.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:STEVEN JEREMY GOODMAN,SHAREHOLDER
NO.1959121XXX
7.8 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:CHING-SHUI TSOU,SHAREHOLDER
NO.J101182XXX
7.9 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:CASEY K. TUNG,SHAREHOLDER
NO.1951121XXX
8 PROPOSAL OF RELEASING THE NON COMPETITION Mgmt For For
RESTRICTIONS ON DIRECTORS. (JOHN-LEE KOO)
9 PROPOSAL OF RELEASING THE NON COMPETITION Mgmt For For
RESTRICTIONS ON DIRECTORS. (FONG-LONG CHEN)
10 PROPOSAL OF RELEASING THE NON COMPETITION Mgmt For For
RESTRICTIONS ON DIRECTORS. (HSIU-TZE CHENG)
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION Agenda Number: 711568999
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: EGM
Meeting Date: 30-Oct-2019
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/0912/ltn20190912259.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/0912/ltn20190912319.pdf
1 ELECTION OF MR. WANG YONGQING AS Mgmt For For
SHAREHOLDER REPRESENTATIVE SUPERVISOR OF
THE BANK
2 ELECTION OF MR. MICHEL MADELAIN AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
BANK
3 REMUNERATION DISTRIBUTION AND SETTLEMENT Mgmt For For
PLAN FOR DIRECTORS OF THE BANK IN 2018
4 REMUNERATION DISTRIBUTION AND SETTLEMENT Mgmt For For
PLAN FOR SUPERVISORS OF THE BANK IN 2018
5 AUTHORIZATION FOR ADDITIONAL TEMPORARY Mgmt For For
LIMIT ON POVERTY ALLEVIATION DONATIONS
--------------------------------------------------------------------------------------------------------------------------
CHINA MACHINERY ENGINEERING CORPORATION Agenda Number: 711950368
--------------------------------------------------------------------------------------------------------------------------
Security: Y1501U108
Meeting Type: EGM
Meeting Date: 14-Feb-2020
Ticker:
ISIN: CNE100001NP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1230/2019123001491.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1230/2019123001501.pdf
1 TO APPROVE, CONFIRM AND RATIFY THE Mgmt For For
APPOINTMENT OF MR. BAI SHAOTONG AS A
NON-EXECUTIVE DIRECTOR AND THE CHAIRMAN OF
THE BOARD OF DIRECTORS OF THE COMPANY WITH
EFFECT FROM DECEMBER 5, 2019 UNTIL THE
EXPIRY OF THE TERM OF THE THIRD SESSION OF
THE BOARD OF DIRECTORS OF THE COMPANY
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
APPOINTMENT OF MR. FANG YANSHUI AS AN
EXECUTIVE DIRECTOR OF THE COMPANY
3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
BY-ELECTION OF MS. WANG HUIFANG AS A
SUPERVISOR OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA OVERSEAS LAND & INVESTMENT LTD Agenda Number: 712552795
--------------------------------------------------------------------------------------------------------------------------
Security: Y15004107
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: HK0688002218
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0428/2020042801776.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0428/2020042801821.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE REPORT OF DIRECTORS AND THE
INDEPENDENT AUDITOR'S REPORT FOR THE YEAR
ENDED 31 DECEMBER 2019
2 TO APPROVE THE DECLARATION OF A FINAL Mgmt For For
DIVIDEND FOR THE YEAR ENDED 31 DECEMBER
2019 OF HK57 CENTS PER SHARE
3.A TO RE-ELECT MR. ZHANG ZHICHAO AS DIRECTOR Mgmt For For
3.B TO RE-ELECT MR. ZHUANG YONG AS DIRECTOR Mgmt Against Against
3.C TO RE-ELECT MR. GUO GUANGHUI AS DIRECTOR Mgmt Against Against
3.D TO RE-ELECT DR. FAN HSU LAI TAI, RITA AS Mgmt For For
DIRECTOR
3.E TO RE-ELECT MR. LI MAN BUN, BRIAN DAVID AS Mgmt Against Against
DIRECTOR
4 TO AUTHORISE THE BOARD TO FIX THE Mgmt For For
REMUNERATION OF THE DIRECTORS
5 TO APPOINT ERNST & YOUNG AS THE AUDITOR OF Mgmt For For
THE COMPANY TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING AND TO AUTHORISE THE BOARD TO FIX
THEIR REMUNERATION
6 TO APPROVE THE GRANTING TO THE DIRECTORS Mgmt For For
THE GENERAL AND UNCONDITIONAL MANDATE TO
BUY BACK SHARES UP TO 10% OF THE NUMBER OF
SHARES IN ISSUE
7 TO APPROVE THE GRANTING TO THE DIRECTORS Mgmt Against Against
THE GENERAL AND UNCONDITIONAL MANDATE TO
ALLOT, ISSUE AND DEAL WITH NEW SHARES NOT
EXCEEDING 20% OF THE NUMBER OF SHARES
8 TO APPROVE THE EXTENSION OF THE AUTHORITY Mgmt Against Against
GRANTED TO THE DIRECTORS BY RESOLUTION 7
ABOVE BY ADDING THE NUMBER OF SHARES BOUGHT
BACK PURSUANT TO THE AUTHORITY GRANTED TO
THE DIRECTORS BY RESOLUTION 6 ABOVE
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES CEMENT HOLDINGS LTD Agenda Number: 712393660
--------------------------------------------------------------------------------------------------------------------------
Security: G2113L106
Meeting Type: AGM
Meeting Date: 29-Jun-2020
Ticker:
ISIN: KYG2113L1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0408/2020040800413.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0408/2020040800385.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE REPORT OF THE
DIRECTORS AND THE INDEPENDENT AUDITOR'S
REPORT FOR THE YEAR ENDED 31 DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.335 Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2019
3.1 TO RE-ELECT MR. ZHOU LONGSHAN AS DIRECTOR Mgmt For For
3.2 TO RE-ELECT MR. JI YOUHONG AS DIRECTOR Mgmt For For
3.3 TO RE-ELECT MR. IP SHU KWAN STEPHEN AS Mgmt For For
DIRECTOR
3.4 TO RE-ELECT MR. LAM CHI YUEN NELSON AS Mgmt For For
DIRECTOR
3.5 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS OF THE
COMPANY
4 TO RE-APPOINT MESSRS. ERNST & YOUNG AS Mgmt For For
AUDITOR AND TO AUTHORISE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION
5 ORDINARY RESOLUTION IN ITEM NO.5 OF THE Mgmt For For
NOTICE OF ANNUAL GENERAL MEETING. (TO GIVE
A GENERAL MANDATE TO THE DIRECTORS TO
REPURCHASE SHARES OF THE COMPANY)
6 ORDINARY RESOLUTION IN ITEM NO.6 OF THE Mgmt Against Against
NOTICE OF ANNUAL GENERAL MEETING. (TO GIVE
A GENERAL MANDATE TO THE DIRECTORS TO ISSUE
ADDITIONAL SHARES OF THE COMPANY)
7 ORDINARY RESOLUTION IN ITEM NO.7 OF THE Mgmt Against Against
NOTICE OF ANNUAL GENERAL MEETING. (TO
EXTEND THE GENERAL MANDATE TO BE GIVEN TO
THE DIRECTORS TO ISSUE NEW SHARES)
--------------------------------------------------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LTD Agenda Number: 712415721
--------------------------------------------------------------------------------------------------------------------------
Security: Y1519S111
Meeting Type: AGM
Meeting Date: 25-May-2020
Ticker:
ISIN: HK0000049939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0415/2020041500569.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0415/2020041500591.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE AND CONSIDER THE FINANCIAL Mgmt For For
STATEMENTS AND THE REPORTS OF THE DIRECTORS
AND OF THE INDEPENDENT AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2019
3.I.A TO RE-ELECT MR. LI FUSHEN AS A DIRECTOR Mgmt For For
3.I.B TO RE-ELECT MR. FAN YUNJUN AS A DIRECTOR Mgmt For For
3.I.C TO RE-ELECT MRS. LAW FAN CHIU FUN FANNY AS Mgmt For For
A DIRECTOR
3.II TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT AUDITOR, AND TO AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION FOR THE YEAR ENDING 31
DECEMBER 2020: KPMG AND KPMG HUAZHEN LLP
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES IN THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF THE
EXISTING SHARES IN THE COMPANY IN ISSUE
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES IN THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF THE EXISTING SHARES IN
THE COMPANY IN ISSUE
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
SHARES BY THE NUMBER OF SHARES BOUGHT BACK
--------------------------------------------------------------------------------------------------------------------------
CHINASOFT INTERNATIONAL LTD Agenda Number: 712661835
--------------------------------------------------------------------------------------------------------------------------
Security: G2110A111
Meeting Type: AGM
Meeting Date: 22-Jun-2020
Ticker:
ISIN: KYG2110A1114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0518/2020051800243.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0518/2020051800239.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND INDEPENDENT AUDITOR OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2019
2.I TO RE-ELECT DR. CHEN YUHONG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
2.II TO RE-ELECT MR. GAO LIANGYU AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.III TO RE-ELECT MR. ZENG ZHIJIE (WHO HAS SERVED Mgmt For For
AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR
FOR MORE THAN 9 YEARS) AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF
DIRECTORS OF THE COMPANY
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THEIR REMUNERATION
5 TO GRANT GENERAL MANDATE TO ISSUE AND ALLOT Mgmt Against Against
NEW ORDINARY SHARES
6 ORDINARY RESOLUTION (TO GRANT GENERAL Mgmt For For
MANDATE TO REPURCHASE ORDINARY SHARES
7 TO EXTEND GENERAL MANDATE GRANTED TO ISSUE Mgmt Against Against
NEW ORDINARY SHARES
8 TO APPROVE PAYMENT OF A DIVIDEND OF HKD Mgmt For For
0.0219 PER ORDINARY SHARE FROM THE SHARE
PREMIUM ACCOUNT OF THE COMPANY IN RESPECT
OF THE YEAR ENDED 31 DECEMBER 2019
--------------------------------------------------------------------------------------------------------------------------
CIBANCO SA INSTITUCION DE BANCA MULTIPLE Agenda Number: 712300641
--------------------------------------------------------------------------------------------------------------------------
Security: P2R51T187
Meeting Type: BOND
Meeting Date: 15-Apr-2020
Ticker:
ISIN: MXCFTE0B0005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PRESENTATION, DISCUSSION AND, WHERE Mgmt For For
APPROPRIATE, APPROVAL OF THE AUDITED ANNUAL
FINANCIAL STATEMENTS OF THE TRUST
CORRESPONDING TO FISCAL YEAR 2019, AS
PROVIDED IN CLAUSE 4.3, SUBSECTION A.
SUB-SUBSECTION I. OF THE CONTRACT OF ESCROW
II PRESENTATION, DISCUSSION AND, WHERE Mgmt For For
APPROPRIATE, APPROVAL OF THE ANNUAL REPORT
CORRESPONDING TO THE 2019 FINANCIAL YEAR,
IN ACCORDANCE WITH THE PROVIDED FOR IN
CLAUSE 4.3, SUBSECTION A, SUB-SUBSECTION II
OF THE TRUST AGREEMENT
III APPOINTMENT, RATIFICATION AND OR REMOVAL OF Mgmt For For
THE MEMBERS OF THE TECHNICAL COMMITTEE OF
THE TRUST, IN ACCORDANCE WITH THE
PROVISIONS OF CLAUSE 4.3, SUBSECTION A.,
SUB-SUBSECTION III. OF THE TRUST AGREEMENT,
AS WELL AS, WHERE APPROPRIATE, THE
INDEPENDENCE QUALIFICATION BY THE HOLDERS
MEETING. OF THE EXTRAORDINARY ASSEMBLY
IV PROPOSAL, DISCUSSION AND, WHERE Mgmt For For
APPROPRIATE, APPROVAL TO MODIFY THE TRUST
AGREEMENT AND, IF IT TURNS OUT APPLICABLE,
ANY OTHER OPERATION DOCUMENT, WITH THE
MODIFICATION OF CLAUSE VI COMMON
REPRESENTATIVE OF THE TRUST AGREEMENT.
ACTIONS AND RESOLUTIONS IN THIS REGARD.
COMMON MATTERS OF THE ORDINARY AND
EXTRAORDINARY ASSEMBLY
V APPOINTMENT OF DELEGATE OR DELEGATES TO Mgmt For For
FORMALIZE AND, WHERE APPROPRIATE, COMPLY
WITH THE RESOLUTIONS THAT ARE ADOPTED AT
THE MEETING
CMMT 30 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING TYPE AND
RECORD DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CIBANCO SA INSTITUCION DE BANCA MULTIPLE Agenda Number: 712770999
--------------------------------------------------------------------------------------------------------------------------
Security: P2R51T187
Meeting Type: BOND
Meeting Date: 17-Jun-2020
Ticker:
ISIN: MXCFTE0B0005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PRESENTATION, DISCUSSION AND, WHERE Mgmt For For
APPROPRIATE, APPROVAL OF THE AUDITED ANNUAL
FINANCIAL STATEMENTS OF THE TRUST
CORRESPONDING TO FISCAL YEAR 2019, AS
PROVIDED IN CLAUSE 4.3, SUBSECTION A, SUB
SUBSECTION I OF TRUST AGREEMENT
II PRESENTATION, DISCUSSION AND, WHERE Mgmt For For
APPROPRIATE, APPROVAL OF THE ANNUAL REPORT
CORRESPONDING TO THE 2019 FINANCIAL YEAR,
IN ACCORDANCE WITH THE PROVIDED FOR IN
CLAUSE 4.3, SUBSECTION A, SUBSECTION II OF
THE TRUST AGREEMENT
III APPOINTMENT, RATIFICATION AND OR REMOVAL OF Mgmt For For
THE MEMBERS OF THE TECHNICAL COMMITTEE OF
THE TRUST, IN ACCORDANCE WITH THE
PROVISIONS OF CLAUSE 4.3, SUBSECTION A, SUB
SUBSECTION III OF THE TRUST AGREEMENT, AS
WELL AS, WHERE APPROPRIATE, THE
INDEPENDENCE QUALIFICATION BY THE HOLDERS
MEETING
IV PROPOSAL, DISCUSSION AND, WHERE Mgmt For For
APPROPRIATE, APPROVAL TO MODIFY THE TRUST
AGREEMENT AND, IF IT TURNS OUT APPLICABLE,
ANY OTHER DOCUMENT DE LA OPERACION, IN
ORDER TO MODIFY CLAUSE VI COMMON
REPRESENTATIVE OF THE TRUST AGREEMENT.
ACTIONS AND RESOLUTIONS IN THIS REGARD
V APPOINTMENT OF DELEGATE OR DELEGATES TO Mgmt For For
FORMALIZE AND, WHERE APPROPRIATE, COMPLY
WITH THE RESOLUTIONS THAT ARE ADOPTED AT
THE MEETINGS
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD Agenda Number: 711746062
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 21-Nov-2019
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1106/2019110600027.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1106/2019110600035.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO APPROVE THE NON-EXEMPT CONTINUING Mgmt For For
CONNECTED TRANSACTIONS
2 TO APPROVE THE PROPOSED CAPS FOR EACH Mgmt For For
CATEGORY OF THE NON-EXEMPT CONTINUING
CONNECTED TRANSACTIONS
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD Agenda Number: 712565867
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: AGM
Meeting Date: 21-May-2020
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0408/2020040800017.pdf,
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 386409 DUE TO RECEIVED
ADDITIONAL RESOLUTION A.4. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
A.1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS TOGETHER WITH THE
REPORT OF THE DIRECTORS AND INDEPENDENT
AUDITORS' REPORT THEREON FOR THE YEAR ENDED
31 DECEMBER 2019
A.2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2019
A.3 TO RE-ELECT MR. HU GUANGJIE AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
A.4 TO RE-ELECT MS. WEN DONGFEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
A.5 TO RE-ELECT MR. LAWRENCE J. LAU, WHO HAS Mgmt For For
ALREADY SERVED THE COMPANY FOR MORE THAN
NINE YEARS, AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE COMPANY
A.6 TO RE-ELECT MR. TSE HAU YIN, ALOYSIUS, WHO Mgmt For For
HAS ALREADY SERVED THE COMPANY FOR MORE
THAN NINE YEARS, AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY
A.7 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF EACH OF THE DIRECTORS
A.8 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
THE INDEPENDENT AUDITORS OF THE COMPANY AND
ITS SUBSIDIARIES, AND TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
B.1 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES IN THE CAPITAL OF THE
COMPANY NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
B.2 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES IN THE CAPITAL OF THE COMPANY AND TO
MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS
AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR
CONVERT ANY SECURITY INTO SHARES IN THE
COMPANY WHICH WOULD OR MIGHT REQUIRE THE
EXERCISE OF SUCH POWER, WHICH SHALL NOT
EXCEED 20% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
B.3 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES OF THE COMPANY AND TO
MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS
AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR
CONVERT ANY SECURITY INTO SHARES IN THE
COMPANY BY THE AGGREGATE NUMBER OF SHARES
BOUGHT BACK, WHICH SHALL NOT EXCEED 10% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
COGNA EDUCACAO SA Agenda Number: 711760973
--------------------------------------------------------------------------------------------------------------------------
Security: P6S43Y203
Meeting Type: EGM
Meeting Date: 09-Dec-2019
Ticker:
ISIN: BRCOGNACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 CHANGE THE COMPANY'S TRADE NAME TO COGNA Mgmt For For
EDUCACAO S.A., WITH THE CONSEQUENT
AMENDMENT OF THE BYLAWS
2 CHANGE THE COMPANY'S BYLAWS, IN ACCORDANCE Mgmt For For
WITH THE MANAGEMENT PROPOSAL DISCLOSED ON
OCTOBER 7, 2019 MANAGEMENT PROPOSAL
3 SET AS 7 OF THE NUMBER OF MEMBERS THAT WILL Mgmt For For
COMPOSE THE BOARD OF DIRECTORS, IN
ACCORDANCE WITH THE MANAGEMENT PROPOSAL
4 DO YOU WISH TO REQUEST THE ADOPTION OF THE Mgmt Abstain Against
CUMULATIVE VOTING PROCESS FOR THE ELECTION
OF THE BOARD OF DIRECTORS, UNDER THE TERMS
OF ARTICLE 141 OF LAW 6,404 OF 1976
5 ELECTION OF THE BOARD OF DIRECTORS, BY Mgmt For For
SINGLE SLATE. INDICATION OF ALL NAMES THAT
MAKE UP THE GROUP. SINGLE SLATE. NOTE
SINGLE SLATE, EVANDO JOSE NEIVA. JULIANA
ROZENBAUM MUNEMORI. LUIZ ANTONIO DE MORAES
CARVALHO. NICOLAU FERREIRA CHACUR. RODRIGO
CALVO GALINDO. THIAGO DOS SANTOS PIAU.
WALFRIDO SILVINO DOS MARES GUIA NETO
6 IN THE EVENT THAT ONE OF THE CANDIDATES WHO Mgmt Against Against
IS ON THE SLATE CHOSEN CEASES TO BE PART OF
THAT SLATE, CAN THE VOTES CORRESPONDING TO
YOUR SHARES CONTINUE TO BE CONFERRED ON THE
CHOSEN SLATE
CMMT FOR THE PROPOSAL 7 REGARDING THE ADOPTION Non-Voting
OF CUMULATIVE VOTING, PLEASE BE ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 8.1 TO 8.7. IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS
7 IN THE EVENT OF THE ADOPTION OF THE Mgmt Abstain Against
CUMULATIVE VOTING PROCESS, SHOULD THE VOTES
CORRESPONDING TO YOUR SHARES BE DISTRIBUTED
IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF
THE SLATE THAT YOU HAVE CHOSEN. NOTE PLEASE
NOTE THAT IF INVESTOR CHOOSES FOR, THE
PERCENTAGES DO NOT NEED TO BE PROVIDED, IF
INVESTOR CHOOSES AGAINST, IT IS MANDATORY
TO INFORM THE PERCENTAGES ACCORDING TO
WHICH THE VOTES SHOULD BE DISTRIBUTED,
OTHERWISE THE ENTIRE VOTE WILL BE REJECTED
DUE TO LACK OF INFORMATION, IF INVESTOR
CHOOSES ABSTAIN, THE PERCENTAGES DO NOT
NEED TO BE PROVIDED, HOWEVER IN CASE
CUMULATIVE VOTING IS ADOPTED THE INVESTOR
WILL NOT PARTICIPATE ON THIS MATTER OF THE
MEETING
8.1 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. NOTE EVANDO JOSE NEIVA
8.2 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. NOTE JULIANA ROZENBAUM
MUNEMORI
8.3 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. NOTE LUIZ ANTONIO DE
MORAES CARVALHO
8.4 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. NOTE NICOLAU FERREIRA
CHACUR
8.5 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. NOTE RODRIGO CALVO
GALINDO
8.6 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. NOTE THIAGO DOS SANTOS
PIAU
8.7 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. NOTE WALFRIDO SILVINO
DOS MARES GUIA NETO
--------------------------------------------------------------------------------------------------------------------------
COM2US CORPORATION Agenda Number: 712245871
--------------------------------------------------------------------------------------------------------------------------
Security: Y1695S109
Meeting Type: AGM
Meeting Date: 24-Mar-2020
Ticker:
ISIN: KR7078340007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 ELECTION OF INSIDE DIRECTOR: I YONG GUK Mgmt For For
2.2 ELECTION OF INSIDE DIRECTOR: SONG JAE JUN Mgmt For For
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
4 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COMMERCIAL INTERNATIONAL BANK LTD Agenda Number: 712209899
--------------------------------------------------------------------------------------------------------------------------
Security: 201712205
Meeting Type: MIX
Meeting Date: 15-Mar-2020
Ticker:
ISIN: US2017122050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 THE OF DIRECTORS' REPORT FOR THE FINANCIAL Mgmt For For
YEAR ENDED 31/12/2019
O.2 AUDITORS' REPORT ON THE FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED 31/12/2019
O.3 ENDORSEMENT OF THE FINANCIAL STATEMENTS FOR Mgmt For For
THE YEAR ENDED 31/12/2019
O.4 APPROVAL OF THE APPROPRIATION ACCOUNT FOR Mgmt For For
THE YEAR 2019 AND DELEGATING THE BOARD TO
SET AND APPROVE THE GUIDELINES FOR THE
STAFF PROFIT SHARE DISTRIBUTION
O.5 RATIFICATION OF THE BOARD OF DIRECTORS' Mgmt For For
DECISION RESOLVED IN ITS MEETING OF 5
JANUARY 2020 THAT WAS APPROVED FOR
DISCLOSURE BY THE FINANCIAL REGULATORY
AUTHORITY (FRA) ON 23 JANUARY 2020 FOR
INCREASING THE ISSUED CAPITAL BY EGP
85,992,100 REPRESENTING 8,599,210 SHARES AT
FACE VALUE OF EGP 10 PER SHARE AND AMEND
ARTICLES "SIX" AND "SEVEN" OF THE BANK'S
STATUTE TO REFLECT SUCH INCREASE AS
DELEGATED BY THE GENERAL ASSEMBLY IN ITS
MEETING OF 10 MARCH 2019. BY VIRTUE OF THIS
DECISION, THE ISSUED CAPITAL WILL INCREASE
FROM EGP 14,690,821,300 TO EGP
14,776,813,400 TO FULFILL THE ESOP "PROMISE
TO SELL PROGRAM" (YEAR 11) IN ACCORDANCE TO
THE RESOLUTIONS OF THE EXTRAORDINARY
GENERAL ASSEMBLY IN ITS MEETING OF 13 APRIL
2011 AND 21 MARCH 2016
O.6 APPROVAL FOR CAPITALIZING ON GENERAL Mgmt For For
RESERVES TO INCREASE THE ISSUED CAPITAL
FROM EGP 14,776,813,400 TO EGP
19,702,417,900 AND DELEGATING THE BOARD OF
DIRECTORS TO AMEND ARTICLES "SIX" AND
"SEVEN" TO REFLECT SAID INCREASE IN THE
ISSUED CAPITAL. THE RESULTING INCREASE IN
STOCKS ARE TO BE AWARDED TO SHAREHOLDERS AS
A ONE-FOR-THREE BONUS ISSUE. SUCH DECISION
IS TO BE EXECUTED AFTER FINALIZING THE
CAPITAL INCREASE PERTAINING TO THE ESOP
(YEAR11) RELEASE, REFERRED TO IN ITEM (5)
O.7 DISCHARGE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS FOR THE FINANCIAL YEAR ENDED
31/12/2019
O.8 APPOINT THE EXTERNAL AUDITORS FOR THE Mgmt For For
FINANCIAL YEAR ENDING 31/12/2020 AND
DETERMINE THEIR FEES
O.9.1 ELECT THE MEMBER OF THE BOARD FOR THE Mgmt For For
UPCOMING TERM (2020-2022): MR. AMIN HISHAM
EZZ AL-ARAB, EXECUTIVE BOARD MEMBER
O.9.2 ELECT THE MEMBER OF THE BOARD FOR THE Mgmt For For
UPCOMING TERM (2020-2022): MR. HUSSEIN
MOHAMED MAGED ABAZA, EXECUTIVE BOARD MEMBER
O.9.3 ELECT THE MEMBER OF THE BOARD FOR THE Mgmt For For
UPCOMING TERM (2020-2022): MR. BIJAN
KHOSROWSHAHI, NON- EXECUTIVE BOARD MEMBER
REPRESENTING THE INTEREST OF FAIRFAX
FINANCIAL HOLDING
O.9.4 ELECT THE MEMBER OF THE BOARD FOR THE Mgmt For For
UPCOMING TERM (2020-2022): DR. AMANI
MOHAMED ABOU-ZEID, INDEPENDENT,
NON-EXECUTIVE BOARD MEMBER
O.9.5 ELECT THE MEMBER OF THE BOARD FOR THE Mgmt For For
UPCOMING TERM (2020-2022): MRS. MAGDA
RAAFAT HABIB, INDEPENDENT, NON-EXECUTIVE
BOARD MEMBER
O.9.6 ELECT THE MEMBER OF THE BOARD FOR THE Mgmt For For
UPCOMING TERM (2020-2022): MR. PARESH
DATTATRAYA SUKTHANKAR, INDEPENDENT,
NON-EXECUTIVE BOARD MEMBER
O.9.7 ELECT THE MEMBER OF THE BOARD FOR THE Mgmt For For
UPCOMING TERM (2020-2022): MR. RAJEEV
KRISHAN KAKAR, INDEPENDENT, NON-EXECUTIVE
BOARD MEMBER
O.9.8 ELECT THE MEMBER OF THE BOARD FOR THE Mgmt For For
UPCOMING TERM (2020-2022): MR. SHERIF SAMIR
MAHMOUD SAMY, INDEPENDENT, NON-EXECUTIVE
BOARD MEMBER
O.10 DETERMINE THE ANNUAL REMUNERATION OF THE Mgmt For For
MEMBERS OF THE BOARD FOR THE FINANCIAL YEAR
2020
O.11 ADVISE THE ASSEMBLY OF THE ANNUAL Mgmt For For
REMUNERATION OF THE AUDIT COMMITTEE FOR THE
YEAR 2020 AS APPROVED BY THE BOARD OF
DIRECTORS ACCORDING TO THE RECOMMENDATION
OF THE COMPENSATION COMMITTEE
O.12 ADVISE THE ASSEMBLY OF 2019 DONATIONS AND Mgmt For For
AUTHORIZE THE BOARD OF DIRECTORS TO EFFECT
DONATION DURING 2020
E.1 DELEGATE THE BOARD OF DIRECTORS THE POWER Mgmt For For
TO ISSUE FINANCIAL INSTRUMENTS IN THE FORM
OF BONDS OR SUBORDINATED LOANS FOR AN
AGGREGATE AMOUNT OF EGP 15 BILLION OR ITS
EQUIVALENT IN FOREIGN CURRENCY AND APPROVE
THE PROSPECTUS OF THESE ISSUES AND TO
FULFILL ALL NECESSARY PROCEDURES IN
RELATION THEREOF
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA ENERGETICA DE MINAS GERAIS SA Agenda Number: 711430443
--------------------------------------------------------------------------------------------------------------------------
Security: P2577R110
Meeting Type: EGM
Meeting Date: 07-Aug-2019
Ticker:
ISIN: BRCMIGACNPR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON BELOW ITEM ONLY. THANK YOU.
2 SEPARATE ELECTION OF A MEMBER OF THE FISCAL Mgmt For For
COUNCIL BY SHAREHOLDERS WHO HOLD PREFERRED
SHARES WITHOUT VOTING RIGHTS OR WITH
RESTRICTED VOTING RIGHTS. RONALDO DIAS,
SUBSTITUTE MEMBER BY PREFERRED
SHAREHOLDERS. SUBSTITUTE OF THE CANDIDATE
ALREADY ELECTED RODRIGO DE MESQUITA PEREIRA
CMMT 22 JUL 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
FURTHER REVISION DUE TO MODIFICATION OF
TEXT AND NUMBERING OF RESOLUTION. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 17 JUL 2019: PLEASE NOTE THAT VOTES 'IN Non-Voting
FAVOR' AND 'AGAINST' IN THE SAME AGENDA
ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR
AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN
ARE ALLOWED. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DB INSURANCE CO., LTD. Agenda Number: 712226756
--------------------------------------------------------------------------------------------------------------------------
Security: Y2096K109
Meeting Type: AGM
Meeting Date: 13-Mar-2020
Ticker:
ISIN: KR7005830005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 364877 DUE TO CHANGE IN NAME FOR
RESOLUTION 3. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 ELECTION OF INSIDE DIRECTOR CANDIDATE: KIM Mgmt For For
YOUNG MAN AND ELECTION OF OUTSIDE DIRECTOR
CANDIDATES: KIM SEONG GUK, CHOI JEONG HO
3 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR CANDIDATE: LEE SEUNG WU
4 ELECTION OF AUDIT COMMITTEE MEMBER Mgmt For For
CANDIDATES: KIM SEONG GUK, CHOI JEONG HO
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DENTIUM CO.,LTD. Agenda Number: 712260227
--------------------------------------------------------------------------------------------------------------------------
Security: Y2R34J108
Meeting Type: AGM
Meeting Date: 30-Mar-2020
Ticker:
ISIN: KR7145720009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 ELECTION OF DIRECTOR: RYU GI HONG Mgmt For For
3 ELECTION OF AUDIT COMMITTEE MEMBER: SHIN Mgmt For For
SANG WAN
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
CMMT 17 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 2 AND 3. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
E-MART INC., SEOUL Agenda Number: 712199668
--------------------------------------------------------------------------------------------------------------------------
Security: Y228A3102
Meeting Type: AGM
Meeting Date: 25-Mar-2020
Ticker:
ISIN: KR7139480008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3.1 ELECTION OF INSIDE DIRECTOR: GANG HEE SEOK Mgmt For For
3.2 ELECTION OF INSIDE DIRECTOR: KWON HYUK GOO Mgmt For For
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FALABELLA SA Agenda Number: 712309512
--------------------------------------------------------------------------------------------------------------------------
Security: P3880F108
Meeting Type: OGM
Meeting Date: 28-Apr-2020
Ticker:
ISIN: CLP3880F1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE ANNUAL REPORT Mgmt For For
2 APPROVE CONSOLIDATED BALANCE SHEET Mgmt For For
3 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
4 APPROVE AUDITORS REPORT Mgmt For For
5 RECEIVE REPORT ON INTERIM DIVIDENDS OF CLP Mgmt Abstain Against
17 PER SHARE APPROVED BY BOARD ON DEC. 19,
2019
6 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
7 APPROVE ALLOCATION OF INCOME WHICH ARE NO Mgmt For For
DISTRIBUTABLE TO SHAREHOLDERS
8 APPROVE DIVIDEND POLICY Mgmt For For
9 ELECT DIRECTORS Mgmt Against Against
10 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
11 APPOINT AUDITORS Mgmt For For
12 DESIGNATE RISK ASSESSMENT COMPANIES Mgmt For For
13 RECEIVE REPORT REGARDING RELATED PARTY Mgmt Abstain Against
TRANSACTIONS
14 RECEIVE DIRECTORS COMMITTEES REPORT Mgmt Abstain Against
15 APPROVE REMUNERATION OF DIRECTORS COMMITTEE Mgmt For For
16 APPROVE BUDGET OF DIRECTORS COMMITTEE Mgmt For For
17 DESIGNATE NEWSPAPER TO PUBLISH Mgmt For For
ANNOUNCEMENTS
--------------------------------------------------------------------------------------------------------------------------
FLEXIUM INTERCONNECT INC Agenda Number: 712658193
--------------------------------------------------------------------------------------------------------------------------
Security: Y2573J104
Meeting Type: AGM
Meeting Date: 18-Jun-2020
Ticker:
ISIN: TW0006269004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE COMPANYS 2019 ANNUAL BUSINESS REPORT Mgmt For For
AND FINANCIAL STATEMENTS.
2 THE COMPANYS 2019 EARNINGS Mgmt For For
DISTRIBUTIONS.PROPOSED CASH DIVIDEND :TWD
1.5 PER SHARE.
3 TO REVISE THE ARTICLES OF INCORPORATION. Mgmt Against Against
4 PROPOSAL FOR CASH DISTRIBUTIONS THROUGH Mgmt For For
CAPITAL SURPLUS.PROPOSED CAPITAL
DISTRIBUTION :TWD 3.5 PER SHARE.
5 ISSUANCE OF 2020 RESTRICTED STOCK AWARDS, Mgmt Against Against
RSA.
6 PROPOSAL TO RELEASE THE DIRECTOR FROM Mgmt For For
NON-COMPETITION RESTRICTIONS.
--------------------------------------------------------------------------------------------------------------------------
GENTERA SAB DE CV Agenda Number: 712300019
--------------------------------------------------------------------------------------------------------------------------
Security: P4831V101
Meeting Type: OGM
Meeting Date: 17-Apr-2020
Ticker:
ISIN: MX01GE0E0004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I RESOLUTIONS REGARDING THE REPORTS REFERRED Mgmt For For
TO IN ARTICLE 172 OF THE GENERAL
CORPORATIONS LAW AND ARTICLE 28, IV OF THE
SECURITIES MARKET LAW, LEY DEL MERCADO DE
VALORES, FOR THE YEAR ENDED DECEMBER 31,
2019
II RESOLUTIONS REGARDING THE ALLOCATION OF THE Mgmt For For
COMPANY'S PROFIT FOR FISCAL YEAR 2019
III STATUS REPORT ON THE COMPANY'S SHARE Mgmt For For
REPURCHASE FUND
IV RESOLUTIONS REGARDING THE CANCELLATION OF Mgmt For For
THE SHARES HELD BY THE COMPANY FOR ITS OWN
ACCOUNT
V REPORT UNDER ARTICLE 76 OF THE INCOME TAX Mgmt For For
LAW, LEY DEL IMPUESTO SOBRE LA RENTA,
REGARDING THE SATISFACTION OF THE COMPANY'S
TAX OBLIGATIONS
VI RESOLUTIONS REGARDING THE APPOINTMENT OR Mgmt For For
REELECTION, AS THE CASE MAY BE, OF THE
MEMBERS OF THE BOARD OF DIRECTORS AND THE
CHAIRPERSONS OF THE AUDIT AND CORPORATE
GOVERNANCE COMMITTEES, THE DETERMINATION OF
THEIR COMPENSATIONS AND THE CERTIFICATION
OF THEIR INDEPENDENT STATUS
VII RESOLUTIONS REGARDING THE APPOINTMENT OR Mgmt For For
REELECTION, AS THE CASE MAY BE, OF THE
CHAIRMAN OF THE BOARD, AND THE SECRETARY
AND ALTERNATE SECRETARY THEREOF
VIII APPOINTMENT OF AUTHORIZED REPRESENTATIVES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HABIB BANK LIMITED Agenda Number: 712237836
--------------------------------------------------------------------------------------------------------------------------
Security: Y2974J109
Meeting Type: AGM
Meeting Date: 30-Mar-2020
Ticker:
ISIN: PK0085101019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
ACCOUNTS (CONSOLIDATED AND UNCONSOLIDATED)
OF THE BANK FOR THE YEAR ENDED DECEMBER 31,
2019, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS THEREON
2 TO APPOINT AUDITORS FOR A TERM ENDING AT Mgmt For For
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING AT A FEE OF RS. 27.901 MILLION. IN
ADDITION, ANY FEDERAL OR PROVINCIAL TAXES
AND REIMBURSEMENTS OF OUT-OF-POCKET
EXPENSES WILL BE PAID AT ACTUALS. THE
RETIRING AUDITORS, A.F. FERGUSON & CO.,
CHARTERED ACCOUNTANTS, BEING ELIGIBLE, HAVE
OFFERED THEMSELVES FOR REAPPOINTMENT
3 TO APPROVE PAYMENT OF A FINAL CASH DIVIDEND Mgmt For For
OF RS.1.25 PER SHARE, I.E. 12.5% FOR THE
YEAR ENDED DECEMBER 31, 2019, AS
RECOMMENDED BY THE BOARD OF DIRECTORS TO
SHAREHOLDERS AS AT CLOSE OF BUSINESS ON
MARCH 20, 2020, WHICH IS IN ADDITION TO THE
37.5% INTERIM CASH DIVIDEND (I.E. RS. 3.75
PER SHARE) ALREADY PAID
4 TO APPROVE AND AUTHORISE A SUBORDINATED Mgmt For For
LOAN TO FIRST MICROFINANCE BANK LIMITED
(FMFB) OF UP TO RS. 2 BILLION FOR A TENOR
OF EIGHT (8) YEARS. THE LOAN CAN BE PREPAID
BY FMFB AFTER FIVE (5) YEARS AND WILL CARRY
A VARIABLE RATE OF MARK-UP AT 6 MONTHS
KIBOR PLUS 2%, TO BE REPRICED EVERY SIX
MONTHS. THE MARK-UP IS PAYABLE EVERY SIX
MONTHS. THE PRINCIPAL IS REPAYABLE AFTER 8
YEARS, AT MATURITY. THE SAID LOAN WILL BE
COUNTED TOWARDS THE TIER II CAPITAL OF FMFB
SUBJECT TO ALL REGULATORY APPROVALS. THIS
LOAN WILL BE UNSECURED AND SUBORDINATED,
WITH RESPECT TO PAYMENT OF PRINCIPAL AND
MARK-UP, TO ALL OTHER INDEBTEDNESS OF FMFB,
EXCEPT FOR SHARE CAPITAL. FOR THE AFORESAID
PURPOSE TO CONSIDER, AND IF DEEMED FIT, TO
PASS THE FOLLOWING RESOLUTION AS A SPECIAL
RESOLUTION WITH OR WITHOUT MODIFICATION:
"RESOLVED THAT HABIB BANK LIMITED ("THE
BANK") BE AND IS HEREBY AUTHORISED TO GIVE
A SUBORDINATED LOAN OF UP TO RS. 2 BILLION
TO THE FIRST MICROFINANCE BANK LIMITED FOR
A TENOR OF UP TO EIGHT YEARS." "RESOLVED
FURTHER THAT FOR THE PURPOSE OF GIVING
EFFECT TO THE ABOVE RESOLUTION, THE BOARD
OF DIRECTORS OF THE BANK OR SUCH PERSON OR
PERSONS AS MAY BE AUTHORISED BY THE BOARD
OF DIRECTORS OF THE BANK, BE AND EACH OF
THEM IS HEREBY AUTHORISED TO DO ALL SUCH
ACTS, DEEDS AND THINGS AND TO EXECUTE AND
DELIVER FOR AND ON BEHALF AND IN THE NAME
OF THE BANK ALL SUCH DEEDS, AGREEMENTS,
DECLARATIONS AND UNDERTAKINGS AS MAY BE
NECESSARY OR REQUIRED OR AS THEY OR ANY OF
THEM MAY THINK FIT FOR, OR IN CONNECTION
WITH THE AFORESAID LOAN, INCLUDING WITHOUT
LIMITING THE GENERALITY OF THE FOREGOING,
ANY APPROVAL, SANCTION OR PERMISSION
REQUIRED THEREOF OR IN CONNECTION THEREWITH
5 TO APPROVE AND AUTHORISE INVESTMENT IN Mgmt For For
PERPETUAL, UNSECURED, SUBORDINATED,
NON-CUMULATIVE, CONTINGENT CONVERTIBLE,
PRIVATELY PLACED ADDITIONAL TIER-I (AT-I)
CAPITAL ELIGIBLE VARIABLE RATE SUBORDINATED
LOAN NOTES (LOAN NOTES) UP TO USD 30
MILLION TO BE ISSUED BY HBL BANK UK LIMITED
(HBL UK) OVER THE NEXT THREE (3) YEARS. THE
SAID INVESTMENT WILL BE MANAGED AND BOOKED
BY HBL'S BAHRAIN BRANCH, AND WILL BE
SUBJECT TO ALL REGULATORY APPROVALS. FOR
THE PURPOSE OF THE PROPOSED INVESTMENT IN
THE LOAN NOTES TO BE ISSUED BY HBL UK TO
CONSIDER AND, IF DEEMED FIT, TO PASS THE
FOLLOWING RESOLUTION AS A SPECIAL
RESOLUTION WITH OR WITHOUT MODIFICATION:
"RESOLVED THAT THE BANK MAKE AN INVESTMENT
OF UP TO US DOLLARS THIRTY MILLION (USD
30,000,000) IN HBL BANK UK LIMITED (HBL
UK), THROUGH HBL'S BAHRAIN BRANCH, IN
VARIABLE RATE SUBORDINATED LOAN NOTES (LOAN
NOTES), OVER A PERIOD OF THREE YEARS IN
SUCH AMOUNTS AND AT SUCH TIMES AS
DETERMINED BY THE BOARD OF DIRECTORS OF THE
BANK." "RESOLVED FURTHER THAT FOR THE
PURPOSE OF GIVING EFFECT TO THE ABOVE
RESOLUTION, THE BOARD OF DIRECTORS OF THE
BANK OR SUCH PERSON OR PERSONS AS MAY BE
AUTHORISED BY THE BOARD OF DIRECTORS OF THE
BANK BE, AND EACH OF THEM IS, HEREBY
AUTHORISED TO DO ALL SUCH ACTS, DEEDS AND
THINGS AND TO EXECUTE AND DELIVER FOR AND
ON BEHALF AND IN THE NAME OF THE BANK ALL
SUCH DEEDS, AGREEMENTS, DECLARATIONS AND
UNDERTAKINGS AS MAY BE NECESSARY OR
REQUIRED OR AS THEY, OR ANY OF THEM MAY
THINK FIT FOR, OR IN CONNECTION WITH THE
AFORESAID INVESTMENT IN LOAN NOTES,
INCLUDING, WITHOUT LIMITING THE GENERALITY
OF THE FOREGOING, ANY APPROVAL, SANCTION OR
PERMISSION REQUIRED THEREOF OR IN
CONNECTION THEREWITH."
6 TO APPROVE THE BOARD REMUNERATION POLICY OF Mgmt For For
THE BANK, RECOMMENDED BY THE BOARD OF
DIRECTORS FOR SHAREHOLDERS' APPROVAL ON
POST FACTO BASIS, UNDER SBP-BPRD CIRCULAR
NO. 3 DATED AUGUST 17, 2019, AND IF DEEMED
FIT, BY ADOPTING THE FOLLOWING RESOLUTION
AS ORDINARY RESOLUTION WITH OR WITHOUT
MODIFICATION: "RESOLVED THAT THE BOARD
REMUNERATION POLICY AS RECOMMENDED BY THE
BOARD OF DIRECTORS OF THE BANK BE AND IS
HEREBY APPROVED ON POST FACTO BASIS,
INCLUDING BOARD/COMMITTEE MEETING(S)
ATTENDANCE FEE OF RS. 600,000/-, TA/DA
ALLOWANCES FOR MEETINGS/BUSINESS RELATED
TRAVEL TO NON-EXECUTIVE DIRECTORS AS
DEFINED IN THE POLICY." THE INFORMATION AS
REQUIRED UNDER SECTION 134(3) OF THE
COMPANIES ACT, 2017 RELATING TO THE
AFORESAID SPECIAL BUSINESS AGENDA 4, 5 AND
6 TO BE TRANSACTED AT THE SAID ANNUAL
GENERAL MEETING IS BEING SENT TO ALL
SHAREHOLDERS. THE DIRECTORS OF THE BANK
HAVE NO DIRECT OR INDIRECT INTEREST IN THE
ABOVE MENTIONED RESOLUTIONS EXCEPT IN THEIR
CAPACITY AS DIRECTORS OF THE BANK
7 TO CONSIDER ANY OTHER BUSINESS WITH THE Mgmt Against Against
PERMISSION OF THE CHAIR
--------------------------------------------------------------------------------------------------------------------------
HACI OMER SABANCI HOLDING A.S. Agenda Number: 712208366
--------------------------------------------------------------------------------------------------------------------------
Security: M8223R100
Meeting Type: AGM
Meeting Date: 26-Mar-2020
Ticker:
ISIN: TRASAHOL91Q5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 OPENING AND FORMATION OF THE MEETING Mgmt For For
COUNCIL
2 READING AND DISCUSSION OF THE 2019 ANNUAL Mgmt For For
REPORT OF THE BOARD OF DIRECTORS
3 READING THE 2019 AUDITORS REPORTS Mgmt For For
4 READING, DISCUSSION AND APPROVAL OF THE Mgmt For For
2019 FINANCIAL STATEMENTS
5 RELEASE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS WITH REGARD TO THE 2019
ACTIVITIES
6 DETERMINATION THE USAGE OF THE 2019 PROFIT Mgmt For For
AND RATE OF DIVIDEND TO BE DISTRIBUTED
7 SUBMISSION OF BOARD MEMBER APPOINTMENT Mgmt For For
REALIZED DUE TO VACANCY IN THE BOARD
MEMBERSHIP WITHIN THE ACTIVITY YEAR TO THE
APPROVAL OF THE GENERAL ASSEMBLY
8 ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt Against Against
DIRECTORS, DETERMINATION OF THEIR DUTY TERM
9 DETERMINATION OF MONTHLY GROSS FEES TO BE Mgmt Against Against
PAID TO THE MEMBERS OF THE BOARD OF
DIRECTORS
10 ELECTION OF THE AUDITOR AND GROUP AUDITOR Mgmt For For
11 INFORMING THE GENERAL ASSEMBLY REGARDING Mgmt Abstain Against
THE DONATIONS AND GRANTS MADE BY THE
COMPANY IN 2019
12 DETERMINATION OF AN UPPER LIMIT FOR Mgmt Against Against
DONATIONS TO BE MADE IN 2020
13 GRANTING PERMISSION TO THE CHAIRMAN AND Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS FOR THE
ACTIVITIES UNDER THE ARTICLES 395 AND 396
OF THE TURKISH COMMERCIAL CODE
--------------------------------------------------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD. Agenda Number: 712173450
--------------------------------------------------------------------------------------------------------------------------
Security: Y7166P102
Meeting Type: EGM
Meeting Date: 31-Mar-2020
Ticker:
ISIN: CNE000000CG9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
2 AMENDMENTS TO THE RULES OF PROCEDURE Mgmt For For
GOVERNING SHAREHOLDERS' GENERAL MEETINGS
--------------------------------------------------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD. Agenda Number: 712555119
--------------------------------------------------------------------------------------------------------------------------
Security: Y7166P102
Meeting Type: AGM
Meeting Date: 03-Jun-2020
Ticker:
ISIN: CNE000000CG9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2019 ANNUAL ACCOUNTS Mgmt For For
2 2019 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
3 2019 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
4 2019 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
5 2019 INTERNAL CONTROL AUDIT REPORT Mgmt For For
6 2019 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY3.75000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
7 REAPPOINTMENT OF AUDIT FIRM Mgmt For For
8 2020 ESTIMATED CONTINUING CONNECTED Mgmt Against Against
TRANSACTIONS
9 2020 ESTIMATED GUARANTEE FOR SUBSIDIARIES Mgmt For For
10 LAUNCHING FOREIGN EXCHANGE DERIVATIVES Mgmt For For
BUSINESS
11 SETTLEMENT OF PROJECTS FINANCED WITH RAISED Mgmt For For
FUNDS AND PERMANENTLY SUPPLEMENTING THE
WORKING CAPITAL WITH THE SURPLUS RAISED
FUNDS
12 PURCHASE OF LIABILITY INSURANCE FOR Mgmt For For
DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT
13 CHANGE OF COMMITMENT ON SOME ASSETS Mgmt For For
INJECTION BY A COMPANY
14 ENTRUSTED MANAGEMENT OF A COMPANY Mgmt For For
15 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
16 APPLICATION FOR REGISTRATION AND ISSUANCE Mgmt For For
OF DEBT FINANCING INSTRUMENTS
17.1 ELECTION OF INDEPENDENT DIRECTOR: WANG Mgmt For For
KEQIN
--------------------------------------------------------------------------------------------------------------------------
HANA FINANCIAL GROUP INC Agenda Number: 712229271
--------------------------------------------------------------------------------------------------------------------------
Security: Y29975102
Meeting Type: AGM
Meeting Date: 20-Mar-2020
Ticker:
ISIN: KR7086790003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3.1 ELECTION OF OUTSIDE DIRECTOR: YUN SEONG BOK Mgmt For For
3.2 ELECTION OF OUTSIDE DIRECTOR: BAK WON GU Mgmt For For
3.3 ELECTION OF OUTSIDE DIRECTOR: BAEK TAE Mgmt For For
SEUNG
3.4 ELECTION OF OUTSIDE DIRECTOR: GIM HONG JIN Mgmt For For
3.5 ELECTION OF OUTSIDE DIRECTOR: YANG DONG HUN Mgmt For For
3.6 ELECTION OF OUTSIDE DIRECTOR: HEO YUN Mgmt For For
3.7 ELECTION OF OUTSIDE DIRECTOR: I JEONG WON Mgmt For For
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: CHA EUN YEONG
5.1 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: YUN SEONG BOK
5.2 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: GIM HONG JIN
5.3 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: YANG DONG HUN
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HOA PHAT GROUP JOINT STOCK COMPANY Agenda Number: 712261469
--------------------------------------------------------------------------------------------------------------------------
Security: Y3231H100
Meeting Type: OTH
Meeting Date: 27-Mar-2020
Ticker:
ISIN: VN000000HPG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION.
CMMT PLEASE NOTE THAT IN LINE WITH THE STANDARD Non-Voting
MARKET PRACTICE FOR VIETNAM, IF YOU WISH TO
ATTEND THE MEETING, YOU WILL NEED TO
CONTACT THE ISSUER DIRECTLY. BROADRIDGE IS
NOT ABLE TO PROCESS MEETING ATTENDANCE
REQUESTS WITH THE LOCAL SUB-CUSTODIAN IN
THIS MARKET AS THESE WILL BE REJECTED.
PLEASE REFER TO THE ISSUERS WEBSITE FOR
MORE DETAILS ON ATTENDING THE MEETING AS
ADDITIONAL DOCUMENTS MAY BE REQUIRED IN
ORDER TO ATTEND AND VOTE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 359601 DUE TO CHANGE IN MEETING
DATE FROM 29 MAR 2020 TO 26 MAR 2020 WITH
ONLY ONE VOTING RESOLUTION. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. THANK YOU
1 ADJUST INVESTMENT PROJECT OF HOA PHAT DUNG Mgmt For For
QUAT STEEL PRODUCTION ZONE - EXTENDED PHASE
AT DUNG QUAT INDUSTRIAL ZONE, QUANG NGAI
PROVINCE AND AUTHORIZE MR. TRAN TUAN DUONG,
CEO OF THE COMPANY, TO IMPLEMENT THESE
CHANGES
CMMT 20 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING DATE FROM
26 MAR 2020 TO 27 MARCH 2020. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HOA PHAT GROUP JOINT STOCK COMPANY Agenda Number: 712829831
--------------------------------------------------------------------------------------------------------------------------
Security: Y3231H100
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: VN000000HPG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION.
CMMT PLEASE NOTE THAT IN LINE WITH THE STANDARD Non-Voting
MARKET PRACTICE FOR VIETNAM, IF YOU WISH TO
ATTEND THE MEETING, YOU WILL NEED TO
CONTACT THE ISSUER DIRECTLY. BROADRIDGE IS
NOT ABLE TO PROCESS MEETING ATTENDANCE
REQUESTS WITH THE LOCAL SUB-CUSTODIAN IN
THIS MARKET AS THESE WILL BE REJECTED.
PLEASE REFER TO THE ISSUERS WEBSITE FOR
MORE DETAILS ON ATTENDING THE MEETING AS
ADDITIONAL DOCUMENTS MAY BE REQUIRED IN
ORDER TO ATTEND AND VOTE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 415679 DUE TO RECEIPT OF UPDATED
AGENDA WITH 12 RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU.
1 APPROVAL OF BUSINESS PLAN 2020 Mgmt For For
2 APPROVAL OF BOD REPORT Mgmt For For
3 APPROVAL OF BOS REPORT Mgmt For For
4 APPROVAL OF AUDITED FINANCIAL REPORT 2019 Mgmt For For
5 APPROVAL OF FUND EXTRACTION 2020: Mgmt For For
INVESTMENT AND DEVELOPING FUND, BONUS AND
WELFARE FUND, REMUNERATION FOR BOD, BOM
6 APPROVAL OF DIVIDEND PLAN 2019 Mgmt For For
7 APPROVAL OF DIVIDEND PLAN 2020 Mgmt For For
8 APPROVAL OF ADJUSTMENT OF INCREASING BUDGET Mgmt For For
OF INVESTMENT PROJECT OF HOA PHAT DUNG QUOC
STEEL, CAST IRON PRODUCTION ZONE
9 APPROVAL OF AMENDMENT, SUPPLEMENTARY Mgmt For For
BUSINESS LINES
10 APPROVAL OF AMENDMENT COMPANY CHARTER Mgmt For For
11 APPROVAL OF AUTHORIZING BOM, BOD TO EXECUTE Mgmt Abstain Against
THE RESOLUTION
12 OTHER ISSUES WITHIN THE JURISDICTION Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
HYPERA SA Agenda Number: 712297349
--------------------------------------------------------------------------------------------------------------------------
Security: P5230A101
Meeting Type: EGM
Meeting Date: 22-Apr-2020
Ticker:
ISIN: BRHYPEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 RESOLVE ON THE CREATION OF A NEW SHARES Mgmt Against Against
CONCESSION PLAN IN A MATCHING SYSTEM
--------------------------------------------------------------------------------------------------------------------------
HYPERA SA Agenda Number: 712298644
--------------------------------------------------------------------------------------------------------------------------
Security: P5230A101
Meeting Type: AGM
Meeting Date: 22-Apr-2020
Ticker:
ISIN: BRHYPEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 RESOLVE ON THE COMPANY'S MANAGEMENT Mgmt For For
ACCOUNTS, THE MANAGERIAL REPORT AND THE
FINANCIAL STATEMENTS, TOGETHER WITH THE
INDEPENDENT AUDITORS REPORT, RELATING TO
THE FISCAL YEAR ENDED ON DECEMBER 31, 2019
2 RESOLVE ON THE MANAGEMENTS PROPOSAL OF Mgmt For For
CAPITAL BUDGET FOR THE 2020 FISCAL YEAR AS
APPROVED BY THE COMPANY'S BOARD OF
DIRECTORS ON MARCH 6TH, 2020 AND DISCLOSED
IN THE FINANCIAL STATEMENTS RELATED TO THE
FISCAL YEAR ENDED ON DECEMBER 31, 2019
3 RESOLVE ON THE ALLOCATION OF THE NET PROFIT Mgmt For For
OF THE COMPANY RELATED TO THE FISCAL YEAR
ENDED ON DECEMBER 31, 2019, WHICH SHALL BE
THE FOLLOWING I. NOT TO ALLOCATE TO THE
LEGAL RESERVE THE AMOUNT CORRESPONDING TO 5
PER CENT OF NET PROFIT ESTABLISHED IN
ARTICLE 193, PARAGRAPH 1ST, OF LAW NO.
6,404 OF 1976, SINCE THE SUM OF THE
BALANCES OF THE LEGAL RESERVE AND THE
CAPITAL RESERVE EXCEEDS 30 PER CENT OF THE
COMPANY'S CAPITAL STOCK II. TO ALLOCATE
RBRL 368,117,891.99, CORRESPONDING TO 31.72
PER CENT OF NET PROFIT TO THE RESERVE FOR
TAX INCENTIVES, PURSUANT TO ARTICLE 195 A
OF LAW NO. 6,404 OF 1976 III. NOT TO
DISTRIBUTE ADDITIONAL PROFIT, CONSIDERING
THAT THE INTEREST ON EQUITY, CREDITED TO
THE MINIMUM MANDATORY DIVIDEND, HAS BEEN
PAID IN THE SUM OF BRL 675,270,525.11,
CORRESPONDING TO APPROXIMATELY 85.22 PER
CENT OF THE ADJUSTED NET PROFIT, WHICH
EQUALS TO THE AMOUNT NET OF TAXES OF BRL
587.076.949,95, EQUIVALENT TO APPROXIMATELY
74.09 PER CENT OF THE ADJUSTED NET PROFIT,
AS DECLARED TO SHAREHOLDERS AT THE MEETINGS
OF THE BOARD OF DIRECTORS HELD ON MARCH 29,
JUNE 27, SEPTEMBER 27 AND DECEMBER 18,
2019, AND PAID ON JANUARY 7TH, 2020, AND
IV. TO RETAIN THE AMOUNT OF BRL
117,106,191.41, CORRESPONDING TO
APPROXIMATELY 14.78 PER CENT OF THE
ADJUSTED NET PROFIT, TO BE ALLOCATED TO
RETAINED PROFITS, AS PROVIDED FOR IN THE
COMPANY'S CAPITAL BUDGET FOR THE 2020
FISCAL YEAR
4 TO ESTABLISH THE GLOBAL AND ANNUAL Mgmt For For
REMUNERATION OF THE COMPANY'S MANAGERS FOR
THE FISCAL YEAR ENDING ON DECEMBER 31, 2020
IN UP TO BRL 42,100,000.00 AND OF THE
MEMBERS OF THE FISCAL COUNCIL, IF
ESTABLISHED, IN UP TO BRL 422,150.40,
PURSUANT TO ARTICLE 162, PARAGRAPH 3RD OF
LAW 6,404.76
5 DO YOU WISH TO REQUEST THE INSTATEMENT OF Mgmt For For
THE FISCAL COUNCIL, PURSUANT TO ARTICLE 161
OF LAW NO. 6,404 OF 1976
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HYPERA SA Agenda Number: 712415137
--------------------------------------------------------------------------------------------------------------------------
Security: P5230A101
Meeting Type: EGM
Meeting Date: 15-May-2020
Ticker:
ISIN: BRHYPEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 THE ACQUISITION BY THE COMPANY OF THE Mgmt For For
TOTALITY OF THE QUOTAS ISSUED BY A COMPANY
THAT WILL BE INCORPORATED IN BRAZIL AND
OWNED BY TAKEDA PHARMACEUTICAL
INTERNATIONAL AG TAKEDA AND ITS AFFILIATES,
AND THAT WILL OWN THE ASSETS RELATING TO
THE BRAZILIAN PORTFOLIO OF THE OVER THE
COUNTER AND PRESCRIPTION PHARMACEUTICAL
PRODUCTS PURSUANT TO THE AGREEMENT ENTERED
INTO BY AND AMONG THE COMPANY AND TAKEDA ON
MARCH 2ND, 2020, TARGET COMPANY, PURSUANT
TO THE TRANSACTION DESCRIBED IN THE
MATERIAL FACT DISCLOSED BY THE COMPANY ON
THE SAME DATE
2 THE RATIFICATION OF THE ENGAGEMENT OF Mgmt For For
PLANCONSULT PLANEJAMENTO E CONSULTORIA
LTDA., A LIMITED LIABILITY COMPANY WITH
HEAD OFFICES AT THE CITY OF SAO PAULO,
STATE OF SAO PAULO, AT AVENIDA DAS NACOES
UNIDAS, 13.797, BLOCO II, 17 FLOOR, ZIP
CODE 04794 000, ENROLLED AT CNPJ UNDER
NO.51.163.798 0001 23, FOR THE ISSUANCE OF
THE APPRAISAL REPORT RELATED TO THE
ACQUISITION BY THE COMPANY OF THE QUOTAS
ISSUED BY THE TARGET COMPANY, APPRAISAL
REPORT
3 THE APPRAISAL REPORT RELATED TO THE Mgmt For For
ACQUISITION BY THE COMPANY OF THE QUOTAS
ISSUED BY THE TARGET COMPANY
CMMT 04 MAY 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI MIPO DOCKYARD CO LTD Agenda Number: 712181774
--------------------------------------------------------------------------------------------------------------------------
Security: Y3844T103
Meeting Type: AGM
Meeting Date: 23-Mar-2020
Ticker:
ISIN: KR7010620003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 ELECTION OF INSIDE DIRECTOR CANDIDATES: KIM Mgmt For For
JEONG HYUK
2.2 ELECTION OF OUTSIDE DIRECTOR CANDIDATES: YU Mgmt For For
SEUNG WON
3 ELECTION OF AUDIT COMMITTEE MEMBER Mgmt For For
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
CMMT 26 FEB 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 2.1 AND 2.2. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL LOGISTICS LIMITED Agenda Number: 712690278
--------------------------------------------------------------------------------------------------------------------------
Security: S38127122
Meeting Type: OGM
Meeting Date: 18-Jun-2020
Ticker:
ISIN: ZAE000067211
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 APPROVAL OF THE TRANSACTION Mgmt For For
O.2 AUTHORITY GRANTED TO DIRECTORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD Agenda Number: 711751633
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 22-Nov-2019
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 287053 DUE TO RECEIPT OF
ADDITIONAL SHAREHOLDER PROPOSALS
(RESOLUTION NO. 5 AND 6). ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/0926/ltn20190926341.pdf;
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/0926/ltn20190926369.pdf;
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1107/2019110700758.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1107/2019110700723.pdf
1 PROPOSAL ON THE ELECTION OF MR. GU SHU AS Mgmt For For
EXECUTIVE DIRECTOR OF INDUSTRIAL AND
COMMERCIAL BANK OF CHINA LIMITED
2 PROPOSAL ON THE PAYMENT PLAN OF Mgmt For For
REMUNERATION TO DIRECTORS FOR 2018
3 PROPOSAL ON THE PAYMENT PLAN OF Mgmt For For
REMUNERATION TO SUPERVISORS FOR 2018
4 PROPOSAL ON THE APPLICATION FOR PROVISIONAL Mgmt For For
AUTHORISATION LIMIT ON EXTERNAL DONATIONS
5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: PROPOSAL ON THE
ELECTION OF MS. CAO LIQUN AS NON-EXECUTIVE
DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK
OF CHINA LIMITED
6 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: PROPOSAL ON THE
ELECTION OF MR. FENG WEIDONG AS
NON-EXECUTIVE DIRECTOR OF INDUSTRIAL AND
COMMERCIAL BANK OF CHINA LIMITED
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD Agenda Number: 711881195
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 08-Jan-2020
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1210/2019121000427.pdf,
1 PROPOSAL ON THE ELECTION OF MR. YANG Mgmt For For
GUOZHONG AS SHAREHOLDER SUPERVISOR OF
INDUSTRIAL AND COMMERCIAL BANK OF CHINA
LIMITED
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD Agenda Number: 712747546
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: AGM
Meeting Date: 12-Jun-2020
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 380202 DUE TO ADDITION OF
RESOLUTIONS 10 TO 12. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0527/2020052700967.pdf,
1 PROPOSAL ON THE 2019 WORK REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF INDUSTRIAL AND
COMMERCIAL BANK OF CHINA LIMITED
2 PROPOSAL ON THE 2019 WORK REPORT OF THE Mgmt For For
BOARD OF SUPERVISORS OF INDUSTRIAL AND
COMMERCIAL BANK OF CHINA LIMITED
3 PROPOSAL ON THE 2019 AUDITED ACCOUNTS Mgmt For For
4 PROPOSAL ON THE 2019 PROFIT DISTRIBUTION Mgmt For For
PLAN: RMB0.2628 PER SHARE
5 PROPOSAL ON THE FIXED ASSET INVESTMENT Mgmt For For
BUDGET FOR 2020
6 APPROVE KPMG HUAZHEN LLP AND KPMG AS Mgmt For For
DOMESTIC EXTERNAL AUDITORS AND KPMG AS
DOMESTIC EXTERNAL AUDITORS
7 PROPOSAL ON THE ELECTION OF MR. SHEN SI AS Mgmt For For
INDEPENDENT DIRECTOR OF INDUSTRIAL AND
COMMERCIAL BANK OF CHINA LIMITED
8 PROPOSAL ON THE ISSUANCE OF UNDATED Mgmt For For
ADDITIONAL TIER 1 CAPITAL BONDS AND
ELIGIBLE TIER 2 CAPITAL INSTRUMENTS
9 PROPOSAL ON THE GENERAL MANDATE TO ISSUE Mgmt Against Against
SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF
CHINA LIMITED
10 PROPOSAL ON THE ISSUANCE OF NO MORE THAN Mgmt For For
RMB90 BILLION ELIGIBLE TIER 2 CAPITAL
INSTRUMENTS
11 PROPOSAL ON THE APPLICATION FOR Mgmt For For
AUTHORISATION LIMIT FOR SPECIAL DONATIONS
FOR COVID-19 PANDEMIC PREVENTION AND
CONTROL
12 PROPOSAL ON THE ELECTION OF MR. LIAO LIN AS Mgmt For For
EXECUTIVE DIRECTOR OF INDUSTRIAL AND
COMMERCIAL BANK OF CHINA LIMITED
--------------------------------------------------------------------------------------------------------------------------
INFOSYS LTD Agenda Number: 712768855
--------------------------------------------------------------------------------------------------------------------------
Security: Y4082C133
Meeting Type: AGM
Meeting Date: 27-Jun-2020
Ticker:
ISIN: INE009A01021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF FINANCIAL STATEMENTS Mgmt For For
2 DECLARATION OF DIVIDEND: TO DECLARE A FINAL Mgmt For For
DIVIDEND OF INR 9.50 PER EQUITY SHARE, FOR
THE YEAR ENDED MARCH 31, 2020
3 APPOINTMENT OF SALIL PAREKH AS A DIRECTOR Mgmt For For
LIABLE TO RETIRE BY ROTATION
4 APPOINTMENT OF URI LEVINE AS AN INDEPENDENT Mgmt For For
DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
INVERSIONES LA CONSTRUCCION SA Agenda Number: 712299343
--------------------------------------------------------------------------------------------------------------------------
Security: P5817R105
Meeting Type: OGM
Meeting Date: 28-Apr-2020
Ticker:
ISIN: CL0001892547
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A APPROVAL OF THE ANNUAL REPORT, OF THE Mgmt For For
BALANCE SHEET AND THE FINANCIAL STATEMENTS
OF THE COMPANY TO DECEMBER 31, 2019
B TO PROPOSE TO THE ANNUAL MEETING THE Mgmt For For
DISTRIBUTION, AS A DEFINITIVE DIVIDEND TO
THE SHAREHOLDERS, WITH A CHARGE AGAINST THE
2019 FISCAL YEAR, IN ADDITION TO THE
PROVISIONAL DIVIDENDS THAT WERE PAID DURING
THE MENTIONED FISCAL YEAR WITH A CHARGE
AGAINST THE PROFIT FROM THE SAME FISCAL
YEAR, THE AMOUNT OF CLP 29,000,000,000,
WITH THE SHAREHOLDERS RECEIVING AS A
CONSEQUENCE A DIVIDEND OF CLP 290 PER
SHARE, WHICH, IF APPROVED BY THE GENERAL
MEETING, WOULD BE PAID ON MAY 28, 2020, TO
THE SHAREHOLDERS WHO ARE REGISTERED IN THE
SHAREHOLDER REGISTRY OF THE COMPANY ON THE
FIFTH BUSINESS DAY PRIOR TO THE MENTIONED
DATE
C TO APPROVE THE DIVIDEND POLICY OF THE Mgmt For For
COMPANY FOR THE 2020 FISCAL YEAR
D THE ELECTION OF THE BOARD OF DIRECTORS OF Mgmt For For
THE COMPANY
E TO ESTABLISH THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS FOR THE 2020 FISCAL YEAR
F TO ESTABLISH THE COMPENSATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS WHO ARE
MEMBERS OF THE COMMITTEE THAT IS REFERRED
TO IN ARTICLE 50 BIS OF LAW 18,046, AND TO
ESTABLISH THE EXPENSE BUDGET FOR THE
FUNCTIONING OF THE SAME FOR THE 2020 FISCAL
YEAR
G TO DESIGNATE THE OUTSIDE AUDITORS AND RISK Mgmt For For
RATING AGENCIES
H TO GIVE AN ACCOUNTING OF THE WORK OF THE Mgmt For For
COMMITTEE OF DIRECTORS
I TO GIVE AN ACCOUNTING OF THE RELATED PARTY Mgmt For For
TRANSACTIONS, IN ACCORDANCE WITH THAT WHICH
IS ESTABLISHED IN TITLE XVI OF LAW 18,046
J TO DETERMINE THE NEWSPAPER IN WHICH THE Mgmt For For
SHAREHOLDER GENERAL MEETING CALL NOTICES
WILL BE PUBLISHED
K OTHER MATTERS THAT ARE WITHIN THE AUTHORITY Mgmt Against Against
OF AN ANNUAL GENERAL MEETING OF
SHAREHOLDERS, IN ACCORDANCE WITH THE LAW
AND THE CORPORATE BYLAWS
--------------------------------------------------------------------------------------------------------------------------
KAP INDUSTRIAL HOLDINGS LIMITED Agenda Number: 711632770
--------------------------------------------------------------------------------------------------------------------------
Security: S41361106
Meeting Type: AGM
Meeting Date: 13-Nov-2019
Ticker:
ISIN: ZAE000171963
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
0 PRESENTATION OF ANNUAL FINANCIAL STATEMENTS Non-Voting
1.O.1 RE-APPOINTMENT OF AUDIT FIRM AND INDIVIDUAL Mgmt For For
AUDITOR: RESOLVED TO AND HEREBY RE-APPOINT
THE FIRM DELOITTE & TOUCHE, A REGISTERED
AND ACCREDITED AUDITOR ('THE FIRM'), AS THE
INDEPENDENT AUDITOR OF THE GROUP FOR THE
ENSUING FINANCIAL YEAR, AND DR DIRK STEYN,
A REGISTERED AND ACCREDITED AUDITOR AND
MEMBER OF THE FIRM, AS THE INDIVIDUAL WHO
WILL UNDERTAKE THE AUDIT
2.1O2 RE-ELECTION OF DIRECTOR WHO RETIRE BY Mgmt For For
ROTATION: MR GN CHAPLIN
2.2O2 RE-ELECTION OF DIRECTOR WHO RETIRE BY Mgmt For For
ROTATION: MRS IN MKHARI
2.3O2 RE-ELECTION OF DIRECTOR WHO RETIRE BY Mgmt For For
ROTATION: MR SH NOMVETE
2.4O2 RE-ELECTION OF DIRECTOR WHO RETIRE BY Mgmt For For
ROTATION: REDUCING THE NUMBER OF DIRECTORS
ON THE BOARD
3.1O3 RE-ELECTION OF AUDIT AND RISK COMMITTEE Mgmt For For
MEMBER: MR PK QUARMBY (AS CHAIR)
3.2O3 RE-ELECTION OF AUDIT AND RISK COMMITTEE Mgmt For For
MEMBER: MR SH MULLER
3.3O3 RE-ELECTION OF AUDIT AND RISK COMMITTEE Mgmt For For
MEMBER: MR SH NOMVETE
4.O.4 PLACING OF ORDINARY SHARES UNDER THE Mgmt For For
CONTROL OF THE DIRECTORS FOR COMMERCIAL
PURPOSES
5.O.5 PLACING OF PREFERENCE SHARES UNDER THE Mgmt For For
CONTROL OF THE DIRECTORS FOR COMMERCIAL
PURPOSES
6.O.6 GENERAL AUTHORITY TO CREATE AND ISSUE Mgmt For For
CONVERTIBLE INSTRUMENTS
7.O.7 GENERAL AUTHORITY TO DISTRIBUTE SHARE Mgmt For For
CAPITAL AND RESERVES
8.1O8 NON-BINDING ADVISORY VOTES TO ENDORSE Mgmt Against Against
KAP'S: REMUNERATION POLICY
8.2O8 NON-BINDING ADVISORY VOTES TO ENDORSE Mgmt For For
KAP'S: IMPLEMENTATION REPORT ON THE
REMUNERATION POLICY
9.O.9 RATIFICATION RELATING TO PERSONAL FINANCIAL Mgmt For For
INTEREST ARISING FROM MULTIPLE INTERGROUP
DIRECTORSHIPS
10.S1 GENERAL AUTHORITY TO REPURCHASE SHARES Mgmt For For
ISSUED BY THE COMPANY
111S2 APPROVAL OF FEES PAYABLE TO NON-EXECUTIVE Mgmt For For
DIRECTORS: INDEPENDENT NON-EXECUTIVE
CHAIRMAN
112S2 APPROVAL OF FEES PAYABLE TO NON-EXECUTIVE Mgmt For For
DIRECTORS: NON-EXECUTIVE DEPUTY CHAIRMAN
113S2 APPROVAL OF FEES PAYABLE TO NON-EXECUTIVE Mgmt For For
DIRECTORS: MEMBER
114S2 APPROVAL OF FEES PAYABLE TO NON-EXECUTIVE Mgmt For For
DIRECTORS: AD HOC MEETING FEES (FEE PER
FORMAL MEETING)
115S2 APPROVAL OF FEES PAYABLE TO NON-EXECUTIVE Mgmt For For
DIRECTORS: AUDIT AND RISK COMMITTEE
CHAIRMAN
116S2 APPROVAL OF FEES PAYABLE TO NON-EXECUTIVE Mgmt For For
DIRECTORS: AUDIT AND RISK COMMITTEE MEMBER
117S2 APPROVAL OF FEES PAYABLE TO NON-EXECUTIVE Mgmt For For
DIRECTORS: HUMAN RESOURCES AND REMUNERATION
COMMITTEE CHAIRMAN
118S2 APPROVAL OF FEES PAYABLE TO NON-EXECUTIVE Mgmt For For
DIRECTORS: HUMAN RESOURCES AND REMUNERATION
COMMITTEE MEMBER
119S2 APPROVAL OF FEES PAYABLE TO NON-EXECUTIVE Mgmt For For
DIRECTORS: NOMINATION COMMITTEE CHAIRMAN
1110S APPROVAL OF FEES PAYABLE TO NON-EXECUTIVE Mgmt For For
DIRECTORS: NOMINATION COMMITTEE MEMBER
1111S APPROVAL OF FEES PAYABLE TO NON-EXECUTIVE Mgmt For For
DIRECTORS: SOCIAL AND ETHICS COMMITTEE
CHAIRPERSON
1112S APPROVAL OF FEES PAYABLE TO NON-EXECUTIVE Mgmt For For
DIRECTORS: SOCIAL AND ETHICS COMMITTEE
MEMBER
1113S APPROVAL OF FEES PAYABLE TO NON-EXECUTIVE Mgmt For For
DIRECTORS: INVESTMENT COMMITTEE CHAIRMAN
1114S APPROVAL OF FEES PAYABLE TO NON-EXECUTIVE Mgmt For For
DIRECTORS: INVESTMENT COMMITTEE MEMBER
12.S3 GENERAL AUTHORITY TO PROVIDE FINANCIAL Mgmt For For
ASSISTANCE
13 GENERAL Non-Voting
--------------------------------------------------------------------------------------------------------------------------
LEE & MAN PAPER MANUFACTURING LTD Agenda Number: 712290624
--------------------------------------------------------------------------------------------------------------------------
Security: G5427W130
Meeting Type: AGM
Meeting Date: 24-Apr-2020
Ticker:
ISIN: KYG5427W1309
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0323/2020032300352.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0323/2020032300362.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND OF THE
AUDITORS OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2019: HKD 13 CENTS PER
SHARE
3 TO RE-ELECT MR. LI KING WAI ROSS AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. CHAU SHING YIM DAVID AS AN Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO AUTHORISE THE BOARD OF DIRECTORS Mgmt For For
("DIRECTORS") OF THE COMPANY TO APPROVE AND
CONFIRM THE TERMS OF APPOINTMENT (INCLUDING
REMUNERATION) FOR PROFESSOR POON CHUNG
KWONG, A NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO AUTHORISE THE DIRECTORS OF THE COMPANY Mgmt For For
TO APPROVE AND CONFIRM THE TERMS OF
APPOINTMENT (INCLUDING REMUNERATION) FOR
MR. WONG KAI TUNG TONY, AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY
7 TO AUTHORISE THE DIRECTORS OF THE COMPANY Mgmt For For
TO APPROVE AND CONFIRM THE TERMS OF
APPOINTMENT (INCLUDING REMUNERATION) FOR
MR. PETER A.DAVIES, AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY
8 TO APPROVE, CONFIRM AND RATIFY THE Mgmt For For
REMUNERATION PAID TO DIRECTORS FOR THE YEAR
ENDED 31 DECEMBER 2019 AS SET OUT IN THE
ANNUAL REPORT OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2019
9 TO AUTHORISE THE DIRECTORS OF THE COMPANY Mgmt For For
TO FIX THE REMUNERATION OF THE DIRECTORS
FOR THE YEAR ENDING 31 DECEMBER 2020 IN
ACCORDANCE WITH THEIR SERVICE CONTRACTS OR
LETTERS OF APPOINTMENT. THE BONUSES IN
FAVOUR OF THE DIRECTORS SHALL BE DECIDED BY
THE MAJORITY OF THE DIRECTORS PROVIDED THAT
THE TOTAL AMOUNT OF BONUS PAYABLE TO ALL
THE DIRECTORS IN RESPECT OF ANY ONE
FINANCIAL YEAR SHALL NOT EXCEED 10% OF THE
CONSOLIDATED PROFIT AFTER TAXATION OF THE
COMPANY AND ITS SUBSIDIARIES FOR THE
RELEVANT YEAR
10 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For
TOHMATSU AS AUDITORS FOR THE ENSUING YEAR
AND TO AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
11 TO GRANT THE GENERAL MANDATE TO THE Mgmt Against Against
DIRECTORS OF THE COMPANY TO ALLOT, ISSUE
AND DEAL WITH THE COMPANY'S SHARES NOT
EXCEEDING 20% OF THE ISSUED SHARE CAPITAL
OF THE COMPANY, IN THE TERMS AS SET OUT IN
ORDINARY RESOLUTION NUMBER 11 IN THE NOTICE
12 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE THE COMPANY'S
SHARES NOT EXCEEDING 10% OF THE ISSUED
SHARE CAPITAL OF THE COMPANY, IN THE TERMS
AS SET OUT IN ORDINARY RESOLUTION NUMBER 12
IN THE NOTICE
13 TO APPROVE THE EXTENSION OF THE GENERAL Mgmt Against Against
MANDATE TO BE GRANTED TO THE DIRECTORS OF
THE COMPANY TO ALLOT, ISSUE AND DEAL WITH
THE COMPANY'S SHARES BY AN AMOUNT NOT
EXCEEDING THE AMOUNT OF THE COMPANY'S
SHARES REPURCHASED BY THE COMPANY, IN THE
TERMS AS SET OUT IN ORDINARY RESOLUTION
NUMBER 13 IN THE NOTICE
--------------------------------------------------------------------------------------------------------------------------
LEWIS GROUP LIMITED Agenda Number: 711536384
--------------------------------------------------------------------------------------------------------------------------
Security: S460FN109
Meeting Type: AGM
Meeting Date: 25-Oct-2019
Ticker:
ISIN: ZAE000058236
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1.1 RE-ELECTION OF MS ADHEERA BODASING AS A Mgmt For For
DIRECTOR
O.1.2 RE-ELECTION OF MS DAPHNE MOTSEPE AS A Mgmt For For
DIRECTOR
O.1.3 RE-ELECTION OF PROF. FATIMA ABRAHAMS AS A Mgmt For For
DIRECTOR
O.1.4 ELECTION OF MR TAPIWA NJIKIZANA AS A Mgmt For For
DIRECTOR
O.2.1 ELECTION OF MR ALAN SMART AS A MEMBER OF Mgmt For For
THE AUDIT COMMITTEE
O.2.2 ELECTION OF MR DUNCAN WESTCOTT AS A MEMBER Mgmt For For
OF THE AUDIT COMMITTEE
O.2.3 ELECTION OF MR TAPIWA NJIKIZANA AS A MEMBER Mgmt For For
OF THE AUDIT COMMITTEE
O.3 RE-APPOINT PRICEWATERHOUSECOOPERS INC AS Mgmt For For
AUDITORS OF THE COMPANY WITH THINUS HAMMAN
AS THE DESIGNATED AUDITOR
NB.1 NON-BINDING ADVISORY VOTE: ENDORSEMENT OF Mgmt For For
THE COMPANY'S REMUNERATION POLICY
NB.2 NON-BINDING ADVISORY VOTE 2: ENDORSEMENT OF Mgmt For For
THE COMPANY'S IMPLEMENTATION REPORT
S.1 APPROVAL OF NON-EXECUTIVE DIRECTORS' FEES Mgmt For For
S.2 SHAREHOLDERS' AUTHORISATION OF CONTINUED Mgmt For For
ISSUANCE OF NOTES UNDER THE COMPANY'S
DOMESTIC MEDIUM TERM NOTES PROGRAMME
S.3 SHAREHOLDER'S GENERAL AUTHORISATION OF Mgmt For For
FINANCIAL ASSISTANCE
S.4 GENERAL AUTHORITY TO REPURCHASE SHARES Mgmt For For
S.5 ADOPTION OF THE LEWIS 2019 EXECUTIVE Mgmt Against Against
RETENTION SCHEME
S.6 ADOPTION OF THE LEWIS 2019 EXECUTIVE Mgmt For For
PERFORMANCE SCHEME
O.4 DIRECTORS' AUTHORITY TO IMPLEMENT COMPANY Mgmt For For
RESOLUTIONS
CMMT 26 SEP 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAMES
FOR RESOLUTION O.3. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LG CORP. Agenda Number: 712217050
--------------------------------------------------------------------------------------------------------------------------
Security: Y52755108
Meeting Type: AGM
Meeting Date: 27-Mar-2020
Ticker:
ISIN: KR7003550001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 APPOINTMENT OF DIRECTOR INSIDE DIRECTOR: Mgmt For For
KWON YOUNG SOO OUTSIDE DIRECTOR: CHO SUNG
WOOK
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
CMMT 02 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 2. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LOTES CO LTD Agenda Number: 712665249
--------------------------------------------------------------------------------------------------------------------------
Security: Y53302116
Meeting Type: AGM
Meeting Date: 19-Jun-2020
Ticker:
ISIN: TW0003533006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECOGNIZE ANNUAL BUSINESS REPORT AND Mgmt For For
FINAL STATEMENT 2019.
2 TO RECOGNIZE SURPLUS EARNINGS DISTRIBUTION Mgmt For For
2019. PROPOSED CASH DIVIDEND: TWD 10.5 PER
SHARE
3 TO DISCUSS AMENDMENTS TO CERTAIN PROVISIONS Mgmt For For
OF THE COMPANY'S SHAREHOLDERS' MEETING
PROCEDURE RULES.
--------------------------------------------------------------------------------------------------------------------------
MAHINDRA & MAHINDRA LIMITED Agenda Number: 711383238
--------------------------------------------------------------------------------------------------------------------------
Security: Y54164150
Meeting Type: AGM
Meeting Date: 07-Aug-2019
Ticker:
ISIN: INE101A01026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
STANDALONE FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED 31ST
MARCH, 2019 AND THE REPORTS OF THE BOARD OF
DIRECTORS AND AUDITORS THEREON
2 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED 31ST
MARCH, 2019 AND THE REPORT OF THE AUDITORS
THEREON
3 DECLARATION OF DIVIDEND ON ORDINARY Mgmt For For
(EQUITY) SHARES: RS. 8.50 PER ORDINARY
(EQUITY) SHARE OF THE FACE VALUE OF RS. 5
EACH ON THE SHARE CAPITAL
4 RE-APPOINTMENT OF DR. PAWAN GOENKA Mgmt For For
(DIN:00254502) AS A DIRECTOR, WHO RETIRES
BY ROTATION AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-APPOINTMENT
5 RATIFICATION OF THE REMUNERATION PAYABLE TO Mgmt For For
MESSRS D. C. DAVE & CO., COST ACCOUNTANTS
(FIRM REGISTRATION NUMBER 000611),
APPOINTED AS THE COST AUDITORS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDING 31ST
MARCH, 2020
6 RE-APPOINTMENT OF DR. VISHAKHA N. DESAI Mgmt For For
(DIN: 05292671) AS AN INDEPENDENT DIRECTOR
OF THE COMPANY FOR A SECOND TERM COMMENCING
FROM 8TH AUGUST, 2019 TO 30TH APRIL, 2024
7 RE-APPOINTMENT OF MR. VIKRAM SINGH MEHTA Mgmt For For
(DIN: 00041197) AS AN INDEPENDENT DIRECTOR
OF THE COMPANY FOR A SECOND TERM OF FIVE
CONSECUTIVE YEARS COMMENCING FROM 8TH
AUGUST, 2019 TO 7TH AUGUST, 2024
8 APPOINTMENT OF MR. VIJAY KUMAR SHARMA (DIN: Mgmt For For
02449088) AS A NON-EXECUTIVE
NON-INDEPENDENT DIRECTOR OF THE COMPANY,
REPRESENTING LIFE INSURANCE CORPORATION OF
INDIA, LIABLE TO RETIRE BY ROTATION
9 APPOINTMENT OF MR. HAIGREVE KHAITAN (DIN: Mgmt For For
00005290) AS AN INDEPENDENT DIRECTOR OF THE
COMPANY FOR A TERM OF FIVE CONSECUTIVE
YEARS COMMENCING FROM 8TH AUGUST, 2019 TO
7TH AUGUST, 2024
10 APPOINTMENT OF MS. SHIKHA SHARMA (DIN: Mgmt For For
00043265) AS AN INDEPENDENT DIRECTOR OF THE
COMPANY FOR A TERM OF FIVE CONSECUTIVE
YEARS COMMENCING FROM 8TH AUGUST, 2019 TO
7TH AUGUST, 2024
--------------------------------------------------------------------------------------------------------------------------
MEDIATEK INCORPORATION Agenda Number: 712643813
--------------------------------------------------------------------------------------------------------------------------
Security: Y5945U103
Meeting Type: AGM
Meeting Date: 11-Jun-2020
Ticker:
ISIN: TW0002454006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE 2019 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS
2 ADOPTION OF THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2019 PROFITS.PROPOSED CASH DIVIDEND: TWD
5 PER SHARE .
3 DISCUSSION OF CASH DISTRIBUTION FROM Mgmt For For
CAPITAL RESERVE : TWD 5.5 PER SHARE .
4 SUSPENSION OF THE NON-COMPETITION Mgmt For For
RESTRICTIONS ON THE COMPANYS DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ Agenda Number: 712481693
--------------------------------------------------------------------------------------------------------------------------
Security: 55315J102
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: US55315J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 RATIFYING THE 2019 ANNUAL REPORT FROM PJSC Mgmt For For
MMC NORILSK NICKEL
2 RATIFYING THE 2019 ANNUAL ACCOUNTING Mgmt For For
(FINANCIAL) STATEMENTS FROM PJSC MMC
NORILSK NICKEL
3 APPROVAL OF THE 2019 PJSC MMC NORILSK Mgmt For For
NICKEL CONSOLIDATED FINANCIAL STATEMENTS
4 DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK Mgmt For For
NICKEL FOR 2019, INCLUDING PAYMENT
(DECLARATION) OF DIVIDENDS, BASED ON THE
RESULTS OF 2019: 1. APPROVE THE
DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK
NICKEL IN 2019 IN ACCORDANCE WITH THE
RECOMMENDATION OF THE BOARD OF DIRECTORS OF
PJSC MMC NORILSK NICKEL, INCLUDED IN THE
REPORT OF THE BOARD OF DIRECTORS OF PJSC
MMC NORILSK NICKEL WITH THE MOTIVATED
POSITION OF THE BOARD OF DIRECTORS OF PJSC
MMC NORILSK NICKEL ON THE ITEMS OF THE
AGENDA OF ANNUAL GENERAL MEETING OF
SHAREHOLDERS OF PJSC MMC NORILSK NICKEL,
PAY MONETARY DIVIDENDS ON ORDINARY SHARES
OF PJSC MMC NORILSK NICKEL FOR 2019 IN CASH
IN THE AMOUNT OF RUB 557.20 PER ORDINARY
SHARE, SET MAY 25, 2020 AS THE RECORD DATE
FOR DETERMINING PERSONS ELIGIBLE TO RECEIVE
THE DIVIDENDS
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 13 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 13
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
5.1 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
NIKOLAI PAVLOVICH ABRAMOV
5.2 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY VALENTINOVICH BARBASHEV
5.3 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY LEONIDOVICH BATEKHIN
5.4 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
ALEXEY VLADIMIROVICH BASHKIROV
5.5 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY BORISOVICH BRATUKHIN
5.6 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY NIKOLAEVICH VOLK
5.7 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
MARIANNA ALEXANDROVNA ZAKHAROVA
5.8 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL: ROGER
LLEWELYN MUNNINGS
5.9 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
GARETH PETER PENNY
5.10 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL: MAXIM
VLADIMIROVICH POLETAEV
5.11 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
VYACHESLAV ALEXEEVICH SOLOMIN
5.12 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
EVGENY ARKADIEVICH SCHWARTZ
5.13 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
ROBERT WILLEM JOHN EDWARDS
6.1 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL:
ALEXEY SERGEEVICH DZYBALOV
6.2 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL: ANNA
VIKTOROVNA MASALOVA
6.3 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL:
GEORGIY EDUARDOVICH SVANIDZE
6.4 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL:
VLADIMIR NIKOLAEVICH SHILKOV
6.5 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL:
ELENA ALEXANDROVNA YANEVICH
7 TO APPROVE JSC KPMG AS THE AUDITOR OF Mgmt For For
RUSSIAN ACCOUNTING STANDARDS FINANCIAL
STATEMENTS FOR PJSC MMC NORILSK NICKEL FOR
2020
8 TO APPROVE JSC KPMG AS THE AUDITOR OF Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS FOR PJSC
MMC NORILSK NICKEL FOR 2020 AND INTERIM
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FIRST HALF OF 2020
9 REMUNERATION FOR AND REIMBURSEMENT OF Mgmt Against Against
EXPENSES INCURRED BY MEMBERS OF THE BOARD
OF DIRECTORS AT PJSC MMC NORILSK NICKEL
10 TO SET THE REMUNERATION FOR ANY AUDIT Mgmt For For
COMMISSION MEMBER AT PJSC MMC NORILSK
NICKEL WHO IS NOT EMPLOYED BY THE COMPANY
AT THE AMOUNT OF RUB 1,800,000 (ONE MILLION
EIGHT HUNDRED THOUSAND) PER ANNUM BEFORE
TAXES, PAYABLE IN EQUAL AMOUNTS TWICE PER
YEAR. THE AMOUNT ABOVE IS BEFORE TAXES, IN
ACCORDANCE WITH APPLICABLE RUSSIAN
FEDERATION LEGISLATION
11 TO AUTHORIZE ASSOCIATED TRANSACTIONS THAT Mgmt For For
REPRESENT RELATED PARTY TRANSACTIONS FOR
ALL MEMBERS OF THE BOARD OF DIRECTORS AND
THE MANAGEMENT BOARD OF PJSC MMC NORILSK
NICKEL, THE SUBJECT MATTER OF WHICH IMPLIES
THE OBLIGATION OF PJSC MMC NORILSK NICKEL
TO INDEMNIFY THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE MANAGEMENT BOARD OF PJSC
MMC NORILSK NICKEL FOR ANY AND ALL LOSSES
WHICH THE ABOVE-MENTIONED PERSONS MAY INCUR
AS A RESULT OF THEIR ELECTION TO THE
ABOVE-MENTIONED POSITIONS TO THE AMOUNT OF
NO MORE THAN USD 115,000,000 (ONE HUNDRED
FIFTEEN MILLION) PER TRANSACTION
12 TO APPROVE AN INTERESTED PARTY TRANSACTION Mgmt For For
FOR ALL MEMBERS OF THE BOARD OF DIRECTORS
AND THE MANAGEMENT BOARD AT PJSC MMC
NORILSK NICKEL AND THAT CONCERNS
INDEMNIFICATION INSURANCE FOR MEMBERS OF
THE BOARD OF DIRECTORS AND THE MANAGEMENT
BOARD AT PJSC MMC NORILSK NICKEL, AND FOR
OFFICIALS AT THE COMPANY ITSELF AND ITS
SUBSIDIARIES WHO ARE THE BENEFICIARIES
UNDER THE TRANSACTION, AND THAT IS PROVIDED
BY A RUSSIAN INSURANCE COMPANY; THE
EFFECTIVE PERIOD OF THE INDEMNIFICATION
INSURANCE IS ONE YEAR, AND THE TOTAL
LIABILITY LIMIT (INSURANCE AMOUNT), WITH
ALL THE COVERAGE AND EXTENSIONS, WITH THE
EXCEPTION OF THOSE CASES SPELLED OUT
DIRECTLY IN THE INSURANCE AGREEMENT, IS NOT
LESS THAN USD 150,000,000 (ONE HUNDRED
FIFTY MILLION), AND HAS AN INSURANCE
PREMIUM PAYMENT FOR THE COMPANY NOT TO
EXCEED USD 1,500,000 (ONE MILLION FIVE
HUNDRED THOUSAND). IF, BASED ON MARKET
CONDITIONS, THE INSURANCE AVAILABLE TO THE
COMPANY AT THE TIME THE TRANSACTION IS
ENTERED INTO CANNOT HAVE AN ESTABLISHED SUM
IN THE INSURANCE AGREEMENT OF USD
150,000,000 (ONE HUNDRED FIFTY MILLION),
THEN AN INSURANCE AGREEMENT WILL BE SIGNED
THAT HAS THE GREATEST POSSIBLE SCOPE OF
INSURANCE THAT IS AVAILABLE TO THE COMPANY
AT REASONABLE COMMERCIAL TERMS
--------------------------------------------------------------------------------------------------------------------------
MPHASIS LTD Agenda Number: 711361181
--------------------------------------------------------------------------------------------------------------------------
Security: Y6144V108
Meeting Type: AGM
Meeting Date: 25-Jul-2019
Ticker:
ISIN: INE356A01018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF STANDALONE AND CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS
2 APPROVAL OF FINAL DIVIDEND ON EQUITY SHARES Mgmt For For
3 RE-APPOINTMENT OF MR. AMIT DIXIT, WHO Mgmt For For
RETIRES BY ROTATION
4 RE-APPOINTMENT OF MR. PAUL JAMES UPCHURCH, Mgmt For For
WHO RETIRES BY ROTATION
5 APPOINTMENT OF MR. MARSHALL JAN LUX AS A Mgmt For For
DIRECTOR
6 RE-APPOINTMENT OF MR. DAVINDER SINGH BRAR Mgmt For For
AS AN INDEPENDENT DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
MR. PRICE GROUP LIMITED Agenda Number: 712698060
--------------------------------------------------------------------------------------------------------------------------
Security: S5256M135
Meeting Type: OGM
Meeting Date: 29-Jun-2020
Ticker:
ISIN: ZAE000200457
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 CONTROL OF UNISSUED ORDINARY SHARES Mgmt For For
O.2 ISSUE OF ORDINARY SHARES FOR CASH (SPECIFIC Mgmt For For
AUTHORITY)
O.3 SIGNATURE OF DOCUMENTS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MTN GROUP LTD Agenda Number: 712504263
--------------------------------------------------------------------------------------------------------------------------
Security: S8039R108
Meeting Type: AGM
Meeting Date: 21-May-2020
Ticker:
ISIN: ZAE000042164
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O11 ELECTION OF L SANUSI AS A DIRECTOR Mgmt For For
2.O12 ELECTION OF V RAGUE AS A DIRECTOR Mgmt For For
3.O13 RE-ELECTION OF S MILLER AS A DIRECTOR Mgmt For For
4.O14 RE-ELECTION OF P HANRATTY AS A DIRECTOR Mgmt For For
5.O15 RE-ELECTION OF N SOWAZI AS A DIRECTOR Mgmt For For
6.O16 RE-ELECTION OF AT MIKATI AS A DIRECTOR Mgmt For For
7.O21 TO ELECT KC RAMON AS A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE
8.O22 TO ELECT B TSHABALALA AS A MEMBER OF THE Mgmt For For
AUDIT COMMITTEE
9.O23 TO ELECT V RAGUE AS A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE
10O24 TO ELECT PB HANRATTY AS A MEMBER OF THE Mgmt For For
AUDIT COMMITTEE
11O31 TO ELECT L SANUSI AS A MEMBER OF THE SOCIAL Mgmt For For
AND ETHICS COMMITTEE
12O32 TO ELECT S MILLER AS A MEMBER OF THE SOCIAL Mgmt For For
AND ETHICS COMMITTEE
13O33 TO ELECT N SOWAZI AS A MEMBER OF THE SOCIAL Mgmt For For
AND ETHICS COMMITTEE
14O34 TO ELECT K MOKHELE AS A MEMBER OF THE Mgmt For For
SOCIAL AND ETHICS COMMITTEE
15.O4 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
INC. AS AN AUDITOR OF THE COMPANY
16.O5 RE-APPOINTMENT OF SIZWENTSALUBAGOBODO GRANT Mgmt For For
THORNTON INC. AS AN AUDITOR OF THE COMPANY
17.O6 APPOINTMENT OF ERNST & YOUNG AS AN AUDITOR Mgmt For For
OF THE COMPANY
18.O7 GENERAL AUTHORITY FOR DIRECTORS TO ALLOT Mgmt For For
AND ISSUE ORDINARY SHARES
19.O8 GENERAL AUTHORITY FOR DIRECTORS TO ALLOT Mgmt For For
AND ISSUE ORDINARY SHARES FOR CASH
20.O9 NON-BINDING ADVISORY VOTE - ENDORSEMENT OF Mgmt For For
THE COMPANY'S REMUNERATION POLICY
21O10 NON-BINDING ADVISORY VOTE - ENDORSEMENT OF Mgmt For For
THE COMPANY'S REMUNERATION IMPLEMENTATION
REPORT
22.S1 TO APPROVE THE PROPOSED REMUNERATION Mgmt Against Against
PAYABLE TO NON-EXECUTIVE DIRECTORS
23.S2 TO APPROVE THE REPURCHASE OF THE COMPANY'S Mgmt For For
SHARES
24.S3 TO APPROVE THE GRANTING OF FINANCIAL Mgmt For For
ASSISTANCE TO SUBSIDIARIES AND OTHER
RELATED AND INTERRELATED ENTITIES
25.S4 TO APPROVE THE GRANTING OF FINANCIAL Mgmt For For
ASSISTANCE TO DIRECTORS AND/OR PRESCRIBED
OFFICERS AND EMPLOYEE SHARE SCHEME
BENEFICIARIES
--------------------------------------------------------------------------------------------------------------------------
NASPERS LTD Agenda Number: 711441434
--------------------------------------------------------------------------------------------------------------------------
Security: S53435103
Meeting Type: AGM
Meeting Date: 23-Aug-2019
Ticker:
ISIN: ZAE000015889
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 ACCEPTANCE OF ANNUAL FINANCIAL STATEMENTS Mgmt For For
O.2 CONFIRMATION AND APPROVAL OF PAYMENT OF Mgmt For For
DIVIDENDS
O.3 REAPPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
INC. AS AUDITOR
O.4 TO CONFIRM THE APPOINTMENT OF F L N LETELE Mgmt For For
AS A NON-EXECUTIVE DIRECTOR
O.5.1 TO RE-ELECT THE FOLLOWING DIRECTOR: J P Mgmt For For
BEKKER
O.5.2 TO RE-ELECT THE FOLLOWING DIRECTOR: S J Z Mgmt For For
PACAK
O.5.3 TO RE-ELECT THE FOLLOWING DIRECTOR: J D T Mgmt For For
STOFBERG
O.5.4 TO RE-ELECT THE FOLLOWING DIRECTOR: B J VAN Mgmt For For
DER ROSS
O.5.5 TO RE-ELECT THE FOLLOWING DIRECTOR: D MEYER Mgmt For For
O.6.1 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER: D G ERIKSSON
O.6.2 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER: B J VAN DER ROSS
O.6.3 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER: R C C JAFTA
O.7 TO ENDORSE THE COMPANY'S REMUNERATION Mgmt For For
POLICY
O.8 TO APPROVE THE IMPLEMENTATION REPORT OF THE Mgmt For For
REMUNERATION REPORT
O.9 APPROVAL OF GENERAL AUTHORITY PLACING Mgmt Against Against
UNISSUED SHARES UNDER THE CONTROL OF THE
DIRECTORS
O.10 APPROVAL OF GENERAL ISSUE OF SHARES FOR Mgmt For For
CASH
O.11 APPROVAL OF AMENDMENTS TO THE NASPERS Mgmt For For
RESTRICTED STOCK PLAN TRUST
O.12 AUTHORISATION TO IMPLEMENT ALL RESOLUTIONS Mgmt For For
ADOPTED AT THE ANNUAL GENERAL MEETING
S.1.1 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: BOARD: CHAIR
S.1.2 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: BOARD: MEMBER
S.1.3 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: AUDIT COMMITTEE: CHAIR
S.1.4 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: AUDIT COMMITTEE: MEMBER
S.1.5 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: RISK COMMITTEE: CHAIR
S.1.6 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: RISK COMMITTEE: MEMBER
S.1.7 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: HUMAN RESOURCES AND
REMUNERATION COMMITTEE: CHAIR
S.1.8 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: HUMAN RESOURCES AND
REMUNERATION COMMITTEE: MEMBER
S.1.9 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: NOMINATION COMMITTEE:
CHAIR
S.110 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: NOMINATION COMMITTEE:
MEMBER
S.111 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: SOCIAL AND ETHICS
COMMITTEE: CHAIR
S.112 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: SOCIAL AND ETHICS
COMMITTEE: MEMBER
S.113 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: TRUSTEES OF GROUP SHARE
SCHEMES/OTHER PERSONNEL FUNDS
S.2 APPROVE GENERALLY THE PROVISION OF Mgmt For For
FINANCIAL ASSISTANCE IN TERMS OF SECTION 44
OF THE ACT
S.3 APPROVE GENERALLY THE PROVISION OF Mgmt For For
FINANCIAL ASSISTANCE IN TERMS OF SECTION 45
OF THE ACT
S.4 GENERAL AUTHORITY FOR THE COMPANY OR ITS Mgmt For For
SUBSIDIARIES TO ACQUIRE N ORDINARY SHARES
IN THE COMPANY
S.5 GENERAL AUTHORITY FOR THE COMPANY OR ITS Mgmt Against Against
SUBSIDIARIES TO ACQUIRE A ORDINARY SHARES
IN THE COMPANY
S.6 GRANTING THE SPECIFIC REPURCHASE AUTHORITY Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NASPERS LTD Agenda Number: 711455976
--------------------------------------------------------------------------------------------------------------------------
Security: S53435103
Meeting Type: OGM
Meeting Date: 23-Aug-2019
Ticker:
ISIN: ZAE000015889
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 APPROVING MATTERS RELATING TO THE Mgmt For For
IMPLEMENTATION OF THE PROPOSED TRANSACTION
ON THE TERMS AND CONDITIONS SET OUT IN THE
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
NEXTEER AUTOMOTIVE GROUP LTD Agenda Number: 712748308
--------------------------------------------------------------------------------------------------------------------------
Security: G6501M105
Meeting Type: AGM
Meeting Date: 30-Jun-2020
Ticker:
ISIN: KYG6501M1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0528/2020052801367.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0528/2020052801345.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND AUDITORS FOR THE YEAR ENDED DECEMBER
31, 2019
2 TO DECLARE A FINAL DIVIDEND OF USD 0.0325 Mgmt For For
PER SHARE FOR THE YEAR ENDED DECEMBER 31,
2019
3.A.I TO RE-ELECT THE FOLLOWING DIRECTOR OF THE Mgmt For For
COMPANY (THE "DIRECTORS"): MR. ZHANG,
JIANXUN AS A NON-EXECUTIVE DIRECTOR
3.AII TO RE-ELECT THE FOLLOWING DIRECTOR OF THE Mgmt For For
COMPANY (THE "DIRECTORS"): MR. WEI, KEVIN
CHENG AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR
3AIII TO RE-ELECT THE FOLLOWING DIRECTOR OF THE Mgmt For For
COMPANY (THE "DIRECTORS"): MR. YICK, WING
FAT SIMON AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR
3.B TO ELECT MR. MILAVEC, ROBIN ZANE AS AN Mgmt For For
EXECUTIVE DIRECTOR
3.C TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THEIR REMUNERATION
5.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY (THE
"ISSUE MANDATE")
5.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES NOT EXCEEDING 10% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY
5.C TO EXTEND THE ISSUE MANDATE BY THE NUMBER Mgmt Against Against
OF SHARES REPURCHASED BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
OIL & NATURAL GAS CORPORATION LTD Agenda Number: 711504123
--------------------------------------------------------------------------------------------------------------------------
Security: Y64606133
Meeting Type: AGM
Meeting Date: 30-Aug-2019
Ticker:
ISIN: INE213A01029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 279428 DUE TO RECEIVED
ADDITIONAL RESOLUTION 15. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS INCLUDING CONSOLIDATED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED ON 31ST MARCH, 2019,
TOGETHER WITH THE BOARD'S REPORT AND THE
AUDITOR'S REPORT THERE ON AND COMMENTS OF
THE COMPTROLLER & AUDITOR GENERAL OF INDIA
2 TO DECLARE FINAL DIVIDEND ON EQUITY SHARES Mgmt For For
FOR THE FINANCIAL YEAR 2018-19: DIVIDEND OF
INR 0.75 PER SHARE
3 TO APPOINT A DIRECTOR IN PLACE OF SHRI Mgmt For For
SUBHASH KUMAR, WHO RETIRES BY ROTATION AND
BEING ELIGIBLE, PROPOSES FOR RE-APPOINTMENT
4 TO APPOINT A DIRECTOR IN PLACE OF SHRI Mgmt Against Against
RAJESH SHYAMSUNDER KAKKAR, WHO RETIRES BY
ROTATION AND BEING ELIGIBLE, PROPOSES FOR
RE-APPOINTMENT
5 TO AUTHORISE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
AUDITORS OF THE COMPANY FOR THE FINANCIAL
YEAR 2019-20, IN TERMS OF THE PROVISIONS OF
SECTION 139(5) READ WITH SECTION 142 OF THE
COMPANIES ACT, 2013
6 TO APPOINT SHRI NAVIN CHANDRA PANDEY (DIN Mgmt For For
08252350) AS DIRECTOR OF THE COMPANY
7 TO APPOINT DR. ALKA MITTAL (DIN 07272207) Mgmt For For
AS DIRECTOR OF THE COMPANY
8 TO APPOINT SHRI AMAR NATH (DIN 05130108) AS Mgmt Against Against
GOVERNMENT NOMINEE DIRECTOR OF THE COMPANY
9 TO RE-APPOINT SHRI AJAI MALHOTRA (DIN: Mgmt For For
07361375) AS DIRECTOR OF THE COMPANY
10 TO RE-APPOINT PROF. SHIREESH BALAWANT Mgmt For For
KEDARE (DIN: 01565171) AS DIRECTOR OF THE
COMPANY
11 TO RE-APPOINT SHRI K M PADMANABHAN (DIN: Mgmt For For
00254109) AS DIRECTOR OF THE COMPANY
12 TO APPOINT SHRI AMITAVA BHATTACHARYYA (DIN Mgmt For For
- 08512212) AS DIRECTOR OF THE COMPANY
13 TO RATIFY THE REMUNERATION OF THE COST Mgmt For For
AUDITORS FOR THE FINANCIAL YEAR ENDING 31ST
MARCH, 2020
14 APPROVAL OF RELATED PARTY TRANSACTION WITH Mgmt Against Against
ONGC PETRO ADDITIONS LIMITED (OPAL), AN
ASSOCIATE COMPANY
15 RESOLVED THAT SHRI RAJESH KUMAR SRIVASTAVA Mgmt For For
(DIN: 08513272), WHO HAS BEEN APPOINTED BY
THE BOARD AS AN ADDITIONAL DIRECTOR AND
DESIGNATED AS THE DIRECTOR (EXPLORATION)
W.E.F. 02.08.2019, BE AND IS HEREBY
APPOINTED AS DIRECTOR OF THE COMPANY IN
TERMS OF SECTION 152(2) OF THE COMPANIES
ACT, 2013, LIABLE TO RETIRE BY ROTATION AND
ALSO ON SUCH TERMS AND CONDITIONS,
REMUNERATION AND TENURE AS MAY BE
DETERMINED BY THE PRESIDENT OF INDIA FROM
TIME TO TIME
--------------------------------------------------------------------------------------------------------------------------
OIL COMPANY LUKOIL PJSC Agenda Number: 711730398
--------------------------------------------------------------------------------------------------------------------------
Security: 69343P105
Meeting Type: EGM
Meeting Date: 03-Dec-2019
Ticker:
ISIN: US69343P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO PAY DIVIDENDS ON ORDINARY SHARES OF PJSC Mgmt For For
"LUKOIL" BASED ON THE RESULTS OF THE FIRST
NINE MONTHS OF 2019 IN THE AMOUNT OF 192
ROUBLES PER ORDINARY SHARE. THE DIVIDENDS
BE PAID USING MONETARY FUNDS FROM THE
ACCOUNT OF PJSC "LUKOIL" AS FOLLOWS: TO
NOMINEE SHAREHOLDERS AND TRUST MANAGERS WHO
ARE PROFESSIONAL MARKET PARTICIPANTS
REGISTERED IN THE SHAREHOLDER REGISTER OF
PJSC "LUKOIL" TO BE MADE NOT LATER THAN 10
JANUARY 2020, TO OTHER PERSONS REGISTERED
IN THE SHAREHOLDER REGISTER OF PJSC
"LUKOIL" TO BE MADE NOT LATER THAN 31
JANUARY 2020. THE COSTS ON THE TRANSFER OF
DIVIDENDS, REGARDLESS OF THE MEANS, WILL BE
PAID BY PJSC "LUKOIL". TO SET 20 DECEMBER
2019 AS THE DATE ON WHICH PERSONS ENTITLED
TO RECEIVE DIVIDENDS BASED ON THE RESULTS
OF THE FIRST NINE MONTHS OF 2019 WILL BE
DETERMINED
2 TO PAY A PART OF THE REMUNERATION TO Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS OF PJSC
"LUKOIL" FOR PERFORMANCE OF THEIR FUNCTIONS
(BOARD FEE) FOR THE PERIOD FROM THE DATE
THE DECISION ON THE ELECTION OF THE BOARD
OF DIRECTORS WAS TAKEN TO THE DATE THIS
DECISION IS TAKEN CONSTITUTING ONE-HALF
(I.E. 3,500,000 ROUBLES EACH) OF THE BOARD
FEE ESTABLISHED BY DECISION OF THE ANNUAL
GENERAL SHAREHOLDERS MEETING OF PJSC
"LUKOIL" ON 20 JUNE 2019 (MINUTES NO.1)
3 TO PAY REMUNERATION TO THE MEMBERS OF THE Mgmt For For
AUDIT COMMISSION OF PJSC "LUKOIL" IN THE
FOLLOWING AMOUNTS: I.N. VRUBLEVSKIY -
3,500,000 ROUBLES A.V. OTRUBYANNIKOV -
3,500,000 ROUBLES P.A. SULOEV - 3,500,000
ROUBLES
4 TO APPROVE A NEW VERSION OF THE CHARTER OF Mgmt For For
PUBLIC JOINT STOCK COMPANY "OIL COMPANY
"LUKOIL" ACCORDING TO THE APPENDIX HERETO.
THE DRAFT CHARTER OF THE PUBLIC JOINT STOCK
COMPANY "OIL COMPANY "LUKOIL" IN A REVISED
VERSION CAN ALSO BE FOUND AT THE FOLLOWING
LINK:
http://www.lukoil.com/InvestorAndShareholde
rCenter/ShareholdersMeeting
5 TO TERMINATE EARLY THE POWERS OF ALL OF THE Mgmt For For
MEMBERS OF THE AUDIT COMMISSION OF PJSC
"LUKOIL": I.N. VRUBLEVSKIY, A.V.
OTRUBYANNIKOV, P.A. SULOEV
6 TO APPROVE AMENDMENTS TO THE REGULATIONS ON Mgmt For For
THE PROCEDURE FOR PREPARING AND HOLDING THE
GENERAL SHAREHOLDERS MEETING OF PJSC
"LUKOIL" ACCORDING TO THE APPENDIX HERETO
7 TO APPROVE AMENDMENTS TO THE REGULATIONS ON Mgmt For For
THE BOARD OF DIRECTORS OF PJSC "LUKOIL"
ACCORDING TO THE APPENDIX HERETO
8 TO APPROVE AN AMENDMENT TO THE REGULATIONS Mgmt For For
ON THE MANAGEMENT COMMITTEE OF PJSC
"LUKOIL" ACCORDING TO THE APPENDIX HERETO
9 TO INVALIDATE THE REGULATIONS ON THE AUDIT Mgmt For For
COMMISSION OF OAO "LUKOIL" APPROVED BY THE
ANNUAL GENERAL SHAREHOLDERS MEETING OF OAO
"LUKOIL" ON 27 JUNE 2002 (MINUTES NO.1),
WITH AMENDMENTS APPROVED BY THE ANNUAL
GENERAL SHAREHOLDERS MEETINGS OF OAO
"LUKOIL" ON 26 JUNE 2003 (MINUTES NO.1) AND
28 JUNE 2006 (MINUTES NO.1)
10 TO REDUCE THE CHARTER CAPITAL OF PJSC Mgmt For For
"LUKOIL" THROUGH ACQUISITION OF A PORTION
OF ISSUED SHARES OF PJSC "LUKOIL" IN ORDER
TO REDUCE THE TOTAL NUMBER THEREOF, ON THE
FOLLOWING TERMS: - CLASS (TYPE) OF SHARES
TO BE ACQUIRED: UNCERTIFIED REGISTERED
ORDINARY SHARES; - NUMBER OF SHARES OF PJSC
"LUKOIL" OF THE SAID CLASS (TYPE) TO BE
ACQUIRED: 25,000,000 (TWENTY-FIVE MILLION)
SHARES; - PURCHASE PRICE: RUB 5,300 (FIVE
THOUSAND THREE HUNDRED) PER SHARE; - PERIOD
DURING WHICH SHAREHOLDERS ARE AUTHORIZED TO
FILE OR RECALL RESPECTIVE APPLICATIONS TO
SELL SHARES OF PJSC "LUKOIL" OWNED BY THEM,
NAMELY: FROM 27 DECEMBER 2019 THROUGH 25
JANUARY 2020; - PAYMENT DUE DATE FOR THE
SHARES TO BE ACQUIRED BY PJSC "LUKOIL": 07
FEBRUARY 2020 AT THE LATEST; - METHOD OF
PAYMENT FOR THE SHARES TO BE ACQUIRED: IN
CASH
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED.
--------------------------------------------------------------------------------------------------------------------------
OIL COMPANY LUKOIL PJSC Agenda Number: 712751038
--------------------------------------------------------------------------------------------------------------------------
Security: 69343P105
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: US69343P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE 2019 ANNUAL REPORT OF PJSC Mgmt For For
"LUKOIL", THE ANNUAL ACCOUNTING (FINANCIAL)
STATEMENTS. DISTRIBUTION OF PROFITS AND
ADOPTION OF A DECISION ON PAYMENT
(DECLARATION) OF DIVIDENDS BASED ON THE
2019 ANNUAL RESULTS
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 11 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 11
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
2.1 TO ELECT THE BOARD OF DIRECTOR OF PJSC Mgmt Against Against
"LUKOIL": ALEKPEROV, VAGIT YUSUFOVICH
2.2 TO ELECT THE BOARD OF DIRECTOR OF PJSC Mgmt Against Against
"LUKOIL": BLAZHEEV, VICTOR VLADIMIROVICH
2.3 TO ELECT THE BOARD OF DIRECTOR OF PJSC Mgmt For For
"LUKOIL": GATI, TOBY TRISTER
2.4 TO ELECT THE BOARD OF DIRECTOR OF PJSC Mgmt Against Against
"LUKOIL": MAGANOV, RAVIL ULFATOVICH
2.5 TO ELECT THE BOARD OF DIRECTOR OF PJSC Mgmt For For
"LUKOIL": MUNNINGS, ROGER
2.6 TO ELECT THE BOARD OF DIRECTOR OF PJSC Mgmt Against Against
"LUKOIL": NIKOLAEV, NIKOLAI MIKHAILOVICH
2.7 TO ELECT THE BOARD OF DIRECTOR OF PJSC Mgmt For For
"LUKOIL": TEPLUKHIN, PAVEL MIKHAILOVICH
2.8 TO ELECT THE BOARD OF DIRECTOR OF PJSC Mgmt Against Against
"LUKOIL": FEDUN, LEONID ARNOLDOVICH
2.9 TO ELECT THE BOARD OF DIRECTOR OF PJSC Mgmt Against Against
"LUKOIL": KHOBA, LYUBOV NIKOLAEVNA
2.10 TO ELECT THE BOARD OF DIRECTOR OF PJSC Mgmt For For
"LUKOIL": SHATALOV, SERGEY DMITRIEVICH
2.11 TO ELECT THE BOARD OF DIRECTOR OF PJSC Mgmt For For
"LUKOIL": SCHUSSEL, WOLFGANG
3.1 TO PAY REMUNERATION AND REIMBURSE EXPENSES Mgmt For For
TO MEMBERS OF THE BOARD OF DIRECTORS OF
PJSC "LUKOIL" PURSUANT TO APPENDIX NO.1
HERETO
3.2 TO ESTABLISH THE AMOUNTS OF REMUNERATION Mgmt For For
FOR THE NEWLY ELECTED MEMBERS OF THE BOARD
OF DIRECTORS OF PJSC "LUKOIL" PURSUANT TO
APPENDIX NO.2 HERETO. TO ESTABLISH THAT
DURING THEIR SERVICE THE NEWLY ELECTED
MEMBERS OF THE BOARD OF DIRECTORS SHALL BE
REIMBURSED FOR THE EXPENSES RELATED TO THE
PERFORMANCE OF THEIR FUNCTIONS AS MEMBERS
OF THE BOARD OF DIRECTORS, THE TYPES OF
WHICH WERE ESTABLISHED BY DECISION OF THE
ANNUAL GENERAL SHAREHOLDERS MEETING OF OAO
"LUKOIL" OF 24 JUNE 2004 (MINUTES NO.1), IN
THE AMOUNT OF ACTUALLY INCURRED AND
DOCUMENTED EXPENSES, UPON SUBMISSION BY
MEMBERS OF THE BOARD OF DIRECTORS OF
WRITTEN EXPENSE CLAIMS
4 APPROVAL OF THE AUDITOR OF PJSC "LUKOIL'': Mgmt For For
KPMG
5 DECISION ON CONSENT TO PERFORM AN Mgmt For For
INTERESTED-PARTY TRANSACTION
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED.
CMMT 14 JUN 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT IN
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC BASIN SHIPPING LTD Agenda Number: 711767270
--------------------------------------------------------------------------------------------------------------------------
Security: G68437139
Meeting Type: SGM
Meeting Date: 02-Dec-2019
Ticker:
ISIN: BMG684371393
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ONE
RESOLUTION, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1113/2019111300648.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1113/2019111300636.pdf
1 TO APPROVE THE ENTRY INTO OF THE Mgmt For For
SUBSCRIPTION AGREEMENT IN RESPECT OF THE 3%
GUARANTEED CONVERTIBLE BONDS DUE 2025 BY
THE COMPANY AND THE ISSUE OF THE
CONVERTIBLE BONDS AND THE CONVERSION SHARES
IN ACCORDANCE WITH THE TERMS AND CONDITIONS
OF THE SUBSCRIPTION AGREEMENT AS SET OUT IN
ITEMS (A) - (D) OF THE SGM NOTICE
--------------------------------------------------------------------------------------------------------------------------
PACIFIC BASIN SHIPPING LTD Agenda Number: 712245528
--------------------------------------------------------------------------------------------------------------------------
Security: G68437139
Meeting Type: AGM
Meeting Date: 08-Apr-2020
Ticker:
ISIN: BMG684371393
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0310/2020031000543.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0310/2020031000549.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS AND THE REPORTS OF THE DIRECTORS
AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER
2019
2 TO DECLARE FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2019: HK2.1 CENTS PER
SHARE
3.I TO RE-ELECT MR. DAVID M. TURNBULL AS AN Mgmt For For
EXECUTIVE DIRECTOR
3.II TO RE-ELECT MRS. IRENE WAAGE BASILI AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.III TO RE-ELECT DR. KIRSI KYLLIKKI TIKKA AS AN Mgmt For For
INDEPENDENT NON- EXECUTIVE DIRECTOR
3.IV TO AUTHORISE THE BOARD TO FIX THE Mgmt For For
REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT MESSRS. Mgmt For For
PRICEWATERHOUSECOOPERS AS AUDITORS FOR THE
YEAR ENDING 31 DECEMBER 2020 AND TO
AUTHORISE THE BOARD TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT SHARES AS SET OUT IN ITEM 5 OF THE
AGM NOTICE
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
FOR THE BUY-BACK OF SHARES AS SET OUT IN
ITEM 6 OF THE AGM NOTICE
--------------------------------------------------------------------------------------------------------------------------
PHOSAGRO PJSC Agenda Number: 711571047
--------------------------------------------------------------------------------------------------------------------------
Security: 71922G209
Meeting Type: EGM
Meeting Date: 04-Oct-2019
Ticker:
ISIN: US71922G2093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PAYMENT (DECLARATION) OF DIVIDENDS ON THE Mgmt For For
COMPANY'S SHARES AND THE PROCEDURE FOR
THEIR PAYMENT
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
--------------------------------------------------------------------------------------------------------------------------
PHOSAGRO PJSC Agenda Number: 711956764
--------------------------------------------------------------------------------------------------------------------------
Security: 71922G209
Meeting Type: EGM
Meeting Date: 24-Jan-2020
Ticker:
ISIN: US71922G2093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 PAYMENT (DECLARATION) OF DIVIDENDS ON THE Mgmt For For
COMPANY'S SHARES AND THE PROCEDURE FOR
THEIR PAYMENT: RUB 48 PER SHARE
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 711701599
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: EGM
Meeting Date: 10-Dec-2019
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1024/ltn20191024167.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1024/ltn20191024173.pdf
1.1 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
XIE YONGLIN AS AN EXECUTIVE DIRECTOR OF THE
COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE 11TH SESSION OF THE BOARD
1.2 TO CONSIDER AND APPROVE THE ELECTION OF MS. Mgmt For For
TAN SIN YIN AS AN EXECUTIVE DIRECTOR OF THE
COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE 11TH SESSION OF THE BOARD
2 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE PROPOSED AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 712283869
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: AGM
Meeting Date: 09-Apr-2020
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0318/2020031801008.pdf,
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 362445 DUE TO ADDITION OF
RESOLUTION 11. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2019
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2019
3 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY FOR THE YEAR 2019 AND ITS
SUMMARY
4 TO CONSIDER AND APPROVE THE REPORT OF FINAL Mgmt For For
ACCOUNTS OF THE COMPANY FOR THE YEAR 2019
INCLUDING THE AUDIT REPORT AND AUDITED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR 2019
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2019 AND THE PROPOSED DISTRIBUTION OF
FINAL DIVIDENDS
6 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE APPOINTMENT OF AUDITORS OF
THE COMPANY FOR THE YEAR 2020,
RE-APPOINTING PRICEWATERHOUSECOOPERS ZHONG
TIAN LLP AS THE PRC AUDITOR AND
PRICEWATERHOUSECOOPERS AS THE INTERNATIONAL
AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING AND AUTHORIZING THE BOARD OF
DIRECTORS TO RE-AUTHORIZE THE MANAGEMENT OF
THE COMPANY TO FIX THEIR REMUNERATION
7 TO CONSIDER AND APPROVE THE PERFORMANCE Mgmt For For
EVALUATION OF THE INDEPENDENT NON-EXECUTIVE
DIRECTORS FOR THE YEAR 2019
8 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE ISSUE OF DEBT FINANCING
INSTRUMENTS
9 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE PROPOSED GRANT OF THE GENERAL
MANDATE BY THE GENERAL MEETING TO THE BOARD
TO ISSUE H SHARES, I.E. THE GRANT OF A
GENERAL MANDATE TO THE BOARD TO ALLOT,
ISSUE AND DEAL WITH ADDITIONAL H SHARES NOT
EXCEEDING 20% OF THE AGGREGATE NOMINAL
AMOUNT OF THE H SHARES IN ISSUE,
REPRESENTING UP TO LIMIT OF 8.15% OF THE
TOTAL NUMBER OF SHARES OF THE COMPANY IN
ISSUE, AT A DISCOUNT (IF ANY) OF NO MORE
THAN 10% TO THE BENCHMARK PRICE (INSTEAD OF
THE 20% LIMIT IMPOSED BY THE RULES
GOVERNING THE LISTING OF SECURITIES ON THE
STOCK EXCHANGE OF HONG KONG LIMITED) AND
AUTHORIZE THE BOARD OF DIRECTORS TO MAKE
CORRESPONDING AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY AS IT THINKS FIT
SO AS TO REFLECT THE NEW CAPITAL STRUCTURE
UPON THE ALLOTMENT OR ISSUANCE OF H SHARES
10 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE PROPOSED AMENDMENTS TO THE
ARTICLES OF ASSOCIATION OF THE COMPANY
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: TO CONSIDER AND
APPROVE THE RESOLUTION REGARDING THE
ELECTION OF DIRECTOR OF THE COMPANY,
ELECTING MR. LU MIN AS AN EXECUTIVE
DIRECTOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE EXPIRY OF THE TERM OF THE 11TH
SESSION OF THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
PRIMAX ELECTRONICS LTD Agenda Number: 712706463
--------------------------------------------------------------------------------------------------------------------------
Security: Y7080U112
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: TW0004915004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE COMPANY'S 2019 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 THE COMPANY'S 2019 DISTRIBUTION OF Mgmt For For
EARNINGS. PROPOSED CASH DIVIDEND: TWD 2.4
PER SHARE.
3 AMEND THE COMPANY'S REGULATIONS OF Mgmt For For
SHAREHOLDERS' MEETING PROCEEDINGS.
4 PROPOSED ISSUANCE OF RESTRICTED EMPLOYEE Mgmt For For
STOCK AWARDS.
--------------------------------------------------------------------------------------------------------------------------
PT BANK NEGARA INDONESIA (PERSERO) TBK Agenda Number: 711458009
--------------------------------------------------------------------------------------------------------------------------
Security: Y74568166
Meeting Type: EGM
Meeting Date: 30-Aug-2019
Ticker:
ISIN: ID1000096605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE EVALUATION OF FIRST SEMESTER Mgmt For For
PERFORMANCE 2019
2 APPROVE CHANGES IN BOARD OF COMPANY Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
PT BANK NEGARA INDONESIA (PERSERO) TBK Agenda Number: 712066605
--------------------------------------------------------------------------------------------------------------------------
Security: Y74568166
Meeting Type: AGM
Meeting Date: 20-Feb-2020
Ticker:
ISIN: ID1000096605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE APPROVAL OF THE COMPANY'S ANNUAL REPORT Mgmt For For
AND VALIDATION OF THE COMPANY'S
CONSOLIDATES FINANCIAL STATEMENTS, THE
BOARD OF COMMISSIONERS SUPERVISORY ACTIONS
REPORT AND VALIDATION OF THE ANNUAL REPORT
OF PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM FOR THE FINANCIAL YEAR 2019 ALONG
WITH GRANTING FULL RELEASE AND DISCHARGE
(VOLLEDIG ACQUIT ET DE CHARGE) TO ALL
MEMBERS OF THE BOARD OF DIRECTORS FROM THE
MANAGEMENT ACTIONS AND TO ALL MEMBERS OF
THE BOARD OF COMMISSIONERS FROM THE
SUPERVISORY ACTIONS CARRIED OUT FOR THE
FINANCIAL YEAR 2019
2 THE APPROVAL OF THE USE OF THE NET PROFIT Mgmt For For
OF THE COMPANY'S FOR THE FINANCIAL YEAR
2019
3 THE DETERMINATION OF THE REMUNERATION Mgmt For For
(SALARY, ALLOWANCE AND FACILITIES) FOR THE
BOARD OF DIRECTORS AND BOARD OF
COMMISSIONERS OF THE COMPANY FOR THE YEAR
2020 AS WELL AS TANTIEM FOR THE YEAR 2019
4 THE APPOINTMENT OF A REGISTERED PUBLIC Mgmt For For
ACCOUNTANTS FIRM TO PERFORM THE AUDIT ON
THE COMPANY'S FINANCIAL STATEMENTS AND THE
ANNUAL REPORT OF PARTNERSHIP AND COMMUNITY
DEVELOPMENT PROGRAM FOR THE FINANCIAL YEAR
2020
5 THE APPROVAL OF THE UPDATING RECOVERY PLAN Mgmt For For
REPORT OF THE COMPANY
6 THE CHANGE IN THE COMPOSITION OF THE BOARD Mgmt For For
OF DIRECTORS AND OR BOARD OF COMMISSIONERS
OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
PTT GLOBAL CHEMICAL PUBLIC COMPANY LTD Agenda Number: 712477175
--------------------------------------------------------------------------------------------------------------------------
Security: Y7150W105
Meeting Type: AGM
Meeting Date: 02-Jun-2020
Ticker:
ISIN: TH1074010014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACKNOWLEDGE THE OPERATIONS FOR THE YEAR Mgmt For For
2019 AND THE RECOMMENDATION FOR THE
BUSINESS PLAN, AND APPROVE THE FINANCIAL
STATEMENT FOR THE YEAR ENDED DECEMBER 31,
2019
2 TO ACKNOWLEDGE THE INTERIM DIVIDENDS Mgmt For For
PAYMENT
3.1 TO CONSIDER AND ELECT NEW DIRECTOR TO Mgmt For For
REPLACE THOSE WHO IS DUE TO RETIRE BY
ROTATION: MR. GRISADA BOONRACH
3.2 TO CONSIDER AND ELECT NEW DIRECTOR TO Mgmt For For
REPLACE THOSE WHO IS DUE TO RETIRE BY
ROTATION: MR. PRAPAS KONG-IED
3.3 TO CONSIDER AND ELECT NEW DIRECTOR TO Mgmt For For
REPLACE THOSE WHO IS DUE TO RETIRE BY
ROTATION: MRS. PREMRUTAI VINAIPHAT
3.4 TO CONSIDER AND ELECT NEW DIRECTOR TO Mgmt For For
REPLACE THOSE WHO IS DUE TO RETIRE BY
ROTATION: MR. WITTAWAT SVASTI-XUTO
3.5 TO CONSIDER AND ELECT NEW DIRECTOR TO Mgmt For For
REPLACE THOSE WHO IS DUE TO RETIRE BY
ROTATION: MRS. ARAWADEE PHOTISARO
4 TO CONSIDER AND APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION
5 TO CONSIDER THE APPOINTMENT OF THE AUDITOR Mgmt For For
AND FIX THE ANNUAL FEE FOR THE YEAR 2020:
DELOITTE TOUCHE TOHMATSU JAIYOS
6 TO CONSIDER AND APPROVE DEBENTURES ISSUANCE Mgmt For For
PLAN
7 OTHER ISSUES (IF ANY) Mgmt Against Against
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN.
CMMT 13 MAY 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME FOR
RESOLUTION 5. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
REDINGTON (INDIA) LTD Agenda Number: 711349010
--------------------------------------------------------------------------------------------------------------------------
Security: Y72020111
Meeting Type: AGM
Meeting Date: 30-Jul-2019
Ticker:
ISIN: INE891D01026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF STANDALONE FINANCIAL STATEMENTS Mgmt For For
FOR THE YEAR ENDED MARCH 31, 2019
2 ADOPTION OF CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED MARCH 31,
2019
3 DECLARATION OF DIVIDEND ON THE EQUITY Mgmt For For
SHARES: THE FINAL DIVIDEND RECOMMENDED IS
INR 3.30 PER SHARE
4 RE-APPOINTMENT OF MS.CHEN, YI-JU (DIN: Mgmt For For
08031113), WHO RETIRES BY ROTATION
5 RE-APPOINTMENT OF MR. UDAI DHAWAN (DIN: Mgmt For For
03048040), WHO RETIRES BY ROTATION
6 APPOINTMENT OF MS. ANITA P BELANI (DIN: Mgmt For For
01532511) AS INDEPENDENT DIRECTOR
7 RE-APPOINTMENT OF PROF. J. RAMACHANDRAN Mgmt For For
(DIN: 00004593) AS INDEPENDENT DIRECTOR
8 RE-APPOINTMENT OF MR. V.S. HARIHARAN (DIN: Mgmt For For
05352003) AS INDEPENDENT DIRECTOR
9 RE-APPOINTMENT OF MR. KEITH WF BRADLEY Mgmt For For
(DIN: 06564581) AS INDEPENDENT DIRECTOR
10 APPOINTMENT OF MR. S V KRISHNAN (DIN: Mgmt For For
07518349) AS A WHOLE-TIME DIRECTOR
11 RECLASSIFICATION OF PROMOTER STATUS OF Mgmt For For
HARROW INVESTMENT HOLDING LIMITED AS PUBLIC
12 APPOINTMENT OF ERNST & YOUNG LLP, SINGAPORE Mgmt For For
AS BRANCH AUDITOR
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
--------------------------------------------------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD Agenda Number: 711449529
--------------------------------------------------------------------------------------------------------------------------
Security: Y72596102
Meeting Type: AGM
Meeting Date: 12-Aug-2019
Ticker:
ISIN: INE002A01018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1.A CONSIDER AND ADOPT: AUDITED FINANCIAL Mgmt For For
STATEMENT FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2019 AND THE REPORTS OF THE BOARD
OF DIRECTORS AND AUDITORS THEREON
1.B CONSIDER AND ADOPT: AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENT FOR THE FINANCIAL YEAR
ENDED MARCH 31, 2019 AND THE REPORT OF
AUDITORS THEREON
2 DECLARATION OF DIVIDEND ON EQUITY SHARES: Mgmt For For
DIVIDEND OF INR 6.5/- PER FULLY PAID UP
EQUITY SHARE OF INR 10/- EACH
3 APPOINTMENT OF SHRI PAWAN KUMAR KAPIL, A Mgmt For For
DIRECTOR RETIRING BY ROTATION
4 APPOINTMENT OF SMT. NITA M. AMBANI, A Mgmt For For
DIRECTOR RETIRING BY ROTATION
5 RE-APPOINTMENT OF SHRI P.M.S. PRASAD AS Mgmt For For
WHOLE-TIME DIRECTOR
6 RE-APPOINTMENT OF SHRI RAMINDER SINGH Mgmt Against Against
GUJRAL AS AN INDEPENDENT DIRECTOR
7 APPOINTMENT OF SMT. ARUNDHATI BHATTACHARYA Mgmt For For
AS AN INDEPENDENT DIRECTOR
8 RATIFICATION OF THE REMUNERATION OF THE Mgmt For For
COST AUDITORS FOR THE FINANCIAL YEAR ENDING
MARCH 31, 2020
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD Agenda Number: 712181786
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 18-Mar-2020
Ticker:
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 ELECTION OF INSIDE DIRECTOR: HAN JONG HEE Mgmt For For
2.2 ELECTION OF INSIDE DIRECTOR: CHOE YUN HO Mgmt For For
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SANY HEAVY INDUSTRY CO LTD Agenda Number: 711498318
--------------------------------------------------------------------------------------------------------------------------
Security: Y75268105
Meeting Type: EGM
Meeting Date: 30-Aug-2019
Ticker:
ISIN: CNE000001F70
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
2 AMENDMENTS TO THE COMPANY'S RULES OF Mgmt For For
PROCEDURE GOVERNING THE BOARD MEETINGS
3.1 ELECTION OF NON-INDEPENDENT DIRECTOR: LIANG Mgmt For For
WENGEN
3.2 ELECTION OF NON-INDEPENDENT DIRECTOR: TANG Mgmt For For
XIUGUO
3.3 ELECTION OF NON-INDEPENDENT DIRECTOR: XIANG Mgmt For For
WENBO
3.4 ELECTION OF NON-INDEPENDENT DIRECTOR: YI Mgmt For For
XIAOGANG
3.5 ELECTION OF NON-INDEPENDENT DIRECTOR: LIANG Mgmt For For
ZAIZHONG
3.6 ELECTION OF NON-INDEPENDENT DIRECTOR: HUANG Mgmt For For
JIANLONG
4.1 ELECTION OF INDEPENDENT DIRECTOR: SU ZIMENG Mgmt For For
4.2 ELECTION OF INDEPENDENT DIRECTOR: TANG YA Mgmt For For
4.3 ELECTION OF INDEPENDENT DIRECTOR: MA Mgmt For For
GUANGYUAN
4.4 ELECTION OF INDEPENDENT DIRECTOR: ZHOU HUA Mgmt For For
5.1 ELECTION OF NON-EMPLOYEE SUPERVISOR: LIU Mgmt For For
DAOJUN
5.2 ELECTION OF NON-EMPLOYEE SUPERVISOR: YAO Mgmt For For
CHUANDA
--------------------------------------------------------------------------------------------------------------------------
SANY HEAVY INDUSTRY CO LTD Agenda Number: 711732429
--------------------------------------------------------------------------------------------------------------------------
Security: Y75268105
Meeting Type: EGM
Meeting Date: 15-Nov-2019
Ticker:
ISIN: CNE000001F70
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 LAUNCHING MORTGAGE AND FINANCIAL LEASING Mgmt For For
BUSINESS
2 PURCHASE OF WEALTH MANAGEMENT PRODUCTS WITH Mgmt Against Against
IDLE PROPRIETARY FUNDS
3 DEPOSITS IN, LOANS FROM AND WEALTH Mgmt For For
MANAGEMENT BUSINESS IN RELATED BANKS
4 ADJUSTMENT OF 2019 CONTINUING CONNECTED Mgmt For For
TRANSACTIONS QUOTA
--------------------------------------------------------------------------------------------------------------------------
SANY HEAVY INDUSTRY CO LTD Agenda Number: 711773855
--------------------------------------------------------------------------------------------------------------------------
Security: Y75268105
Meeting Type: EGM
Meeting Date: 02-Dec-2019
Ticker:
ISIN: CNE000001F70
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CHANGE OF AUDIT FIRM Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SANY HEAVY INDUSTRY CO LTD Agenda Number: 711883606
--------------------------------------------------------------------------------------------------------------------------
Security: Y75268105
Meeting Type: EGM
Meeting Date: 30-Dec-2019
Ticker:
ISIN: CNE000001F70
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 LAUNCHING MORTGAGE AND FINANCIAL LEASING Mgmt For For
BUSINESS
2 PROVISION OF GUARANTEE FOR A SUBSIDIARY'S Mgmt Against Against
RIGHTS CONFIRMATION CERTIFICATE BUSINESS
3 CONNECTED TRANSACTION REGARDING ACQUISITION Mgmt For For
OF EQUITIES IN A COMPANY (REVISED)
CMMT 24 DEC 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM 27 DEC 2019 TO 30 DEC 2019 AND
MODIFICATION OF THE TEXT OF RESOLUTION 3.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
SANY HEAVY INDUSTRY CO LTD Agenda Number: 712782146
--------------------------------------------------------------------------------------------------------------------------
Security: Y75268105
Meeting Type: AGM
Meeting Date: 12-Jun-2020
Ticker:
ISIN: CNE000001F70
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 422518 DUE TO ADDITION OF
RESOLUTION 19. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
1 2019 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2019 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2019 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
4 2019 ANNUAL ACCOUNTS Mgmt For For
5 2019 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX INCLUDED):
CNY4.20000000 2) BONUS ISSUE FROM PROFIT
(SHARE/10 SHARES): NONE 3) BONUS ISSUE FROM
CAPITAL RESERVE (SHARE/10 SHARES)
6 2019 REMUNERATION APPRAISAL FOR DIRECTORS Mgmt For For
AND SUPERVISORS
7 PROVISION OF GUARANTEE FOR SUBSIDIARIES Mgmt For For
8 APPLICATION FOR BANK CREDIT LINE Mgmt For For
9 2020 ESTIMATED CONTINUING CONNECTED Mgmt For For
TRANSACTIONS
10 2020 REAPPOINTMENT OF AUDIT FIRM Mgmt For For
11 2019 WORK REPORT OF INDEPENDENT DIRECTORS Mgmt For For
12 LAUNCHING FINANCIAL DERIVATIVES BUSINESS Mgmt For For
13 LAUNCHING FUTURES HEDGING BUSINESS BY Mgmt For For
SUBSIDIARIES
14 LAUNCHING BILL POOL BUSINESS Mgmt Against Against
15 REGISTRATION AND ISSUANCE OF MEDIUM-TERM Mgmt For For
NOTES
16 SHAREHOLDER RETURN PLAN FOR THE NEXT THREE Mgmt For For
YEARS FROM 2020 TO 2022
17 PURCHASE OF WEALTH MANAGEMENT PRODUCTS WITH Mgmt Against Against
IDLE PROPRIETARY FUNDS
18 CANCELLATION OF SOME STOCK OPTIONS, AND Mgmt For For
REPURCHASE AND CANCELLATION OF SOME
RESTRICTED STOCKS
19 REGISTRATION AND ISSUANCE OF ACCOUNT Mgmt For For
RECEIVABLE CREDITORS' RIGHTS ASSET-BACKED
--------------------------------------------------------------------------------------------------------------------------
SAO MARTINHO SA Agenda Number: 711349298
--------------------------------------------------------------------------------------------------------------------------
Security: P8493J108
Meeting Type: AGM
Meeting Date: 26-Jul-2019
Ticker:
ISIN: BRSMTOACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 ANNUAL MANAGEMENT REPORT, FINANCIAL AND Mgmt For For
ACCOUNTING STATEMENTS, ACCOMPANIED BY THE
INDEPENDENT AUDITORS REPORT, FOR THE FISCAL
YEAR ENDED ON MARCH 31, 2019
2 ALLOCATION OF NET INCOME FOR THE FISCAL Mgmt For For
YEAR ENDED ON MARCH 31, 2019
3 TO INSTALL OF THE FISCAL COUNCIL, PURSUANT Mgmt For For
TO LAW 6404 OF 1976, ART. 161
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO BE ELECTED AS FISCAL COUNCIL
MEMBER SLATES FOR RESOLUTIONS 4 AND 6,
THERE IS ONLY 1 OPTION AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON
ONLY 1 OF THE 2 OPTIONS AND TO SELECT
'CLEAR' FOR THE OTHERS. THANK YOU
4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: ELECTION OF THE
FISCAL COUNCIL, PER SLATE. INDICATION OF
ALL NAMES THAT MAKE UP THE GROUP. SINGLE
SLATE. NOTE SINGLE SLATE, MAURICIO CURVELO
DE ALMEIDA PRADO, PRINCIPAL AND MARCOS
RIBEIRO BARBOSA, SUBSTITUTE. CARLOS ALBERTO
ERCOLIN, PRINCIPAL. ISABEL CRISTINA
BITTENCOURT SANTIAGO, SUBSTITUTE.
SHAREHOLDERS THAT VOTE IN FAVOR IN THIS
ITEM CAN NOT VOTE IN FAVOR FOR THE
CANDIDATE APPOINTED BY MINORITY COMMON
SHARES
5 IF ONE OF THE CANDIDATES WHO IS PART OF THE Mgmt Against Against
SLATE CEASES TO BE PART OF IT IN ORDER TO
ACCOMMODATE THE SEPARATE ELECTION THAT IS
DEALT WITH IN ARTICLE 161, 4 AND ARTICLE
240 OF LAW 6,404 OF 1976, CAN THE VOTES
CORRESPONDING TO YOUR SHARES CONTINUE TO BE
CONFERRED ON THE CHOSEN SLATE
6 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: SEPARATE ELECTION OF
A MEMBER OF THE FISCAL COUNCIL BY MINORITY
SHAREHOLDERS HOLDING SHARES OF VOTING
RIGHTS. THE SHAREHOLDER MUST COMPLETE THIS
FIELD SHOULD HE HAVE LEFT THE GENERAL
ELECTION FIELD BLANK. NOTE VACANCY, WAITING
FOR INDICATIONS TO REACH 1.5 PERCENT OF
COMMON SHARES, ARTICLE 21L, SECTION I CVM
INSTRUCTION 481,2009. SHAREHOLDERS THAT
VOTE IN FAVOR IN THIS ITEM CAN NOT VOTE IN
FAVOR FOR THE CANDIDATES APPOINTED BY
CONTROLLER SHAREHOLDERS, COMPANY
ADMINISTRATION
7 OVERALL ANNUAL COMPENSATION OF THE Mgmt Against Against
MANAGEMENT AND OF THE MEMBERS OF THE FISCAL
COUNCIL FOR THE CURRENT FISCAL YEAR
8 IN THE EVENTUALITY OF A SECOND CALL OF THIS Mgmt For For
MEETING, THE VOTING INSTRUCTIONS IN THIS
VOTING LIST MAY ALSO BE CONSIDERED VALID
FOR THE PURPOSES OF HOLDING THE MEETING ON
SECOND CALL
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SAO MARTINHO SA Agenda Number: 711341305
--------------------------------------------------------------------------------------------------------------------------
Security: P8493J108
Meeting Type: EGM
Meeting Date: 26-Jul-2019
Ticker:
ISIN: BRSMTOACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 AMENDMENT TO ARTICLE 5 OF THE BYLAWS Mgmt For For
ARISING FROM THE CANCELATION OF BRL
10,000,000 TREASURY SHARES APPROVED BY THE
BOARD OF DIRECTORS IN THE MEETING ON JUNE
24, 2019. FROM 364,011,329 COMMON,
NOMINATIVE, BOOK ENTRY SHARES, WITH NO PAR
VALUE, TO 354,011,329 SHARES
2 AMENDMENT AND RESTATEMENT OF THE BYLAWS I., Mgmt Against Against
TO ADJUST ITS WORDING TO THE REQUIREMENTS
OF THE LISTING REGULATIONS OF THE NOVO
MERCADO OF B3 S.A., BRASIL BOLSA, BALCAO.,
AND II., TO MODIFY ARTICLES 5, 7, 15, 22,
26, 29, 30, 32, 40 AND 49, IN ACCORDANCE
WITH APPENDIX VI OF THE MANAGEMENT PROPOSAL
3 IN THE EVENTUALITY OF A SECOND CALL OF THIS Mgmt For For
MEETING, THE VOTING INSTRUCTIONS IN THIS
VOTING LIST MAY ALSO BE CONSIDERED VALID
FOR THE PURPOSES OF HOLDING THE MEETING ON
SECOND CALL
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT 04 JUL 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SECURITY BANK CORP Agenda Number: 712414084
--------------------------------------------------------------------------------------------------------------------------
Security: Y7571C100
Meeting Type: AGM
Meeting Date: 28-Apr-2020
Ticker:
ISIN: PHY7571C1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CALL TO ORDER Mgmt Abstain Against
2 PROOF OF DUE NOTICE OF MEETING AND Mgmt Abstain Against
DETERMINATION OF A QUORUM
3 APPROVAL OF MINUTES OF THE ANNUAL Mgmt For For
STOCKHOLDERS MEETING HELD ON 30 APRIL 2019
4 ANNUAL REPORT AND RATIFICATION OF THE ACTS Mgmt For For
OF THE BOARD OF DIRECTORS, ALL THE
MANAGEMENT COMMITTEES AND OFFICERS
5 ELECTION OF DIRECTOR: DIANA P. AGUILAR Mgmt For For
6 ELECTION OF DIRECTOR: PHILIP T. ANG Mgmt For For
(INDEPENDENT DIRECTOR)
7 ELECTION OF DIRECTOR: GERARD H. BRIMO Mgmt Abstain Against
(INDEPENDENT DIRECTOR)
8 ELECTION OF DIRECTOR: ENRICO S. CRUZ Mgmt Abstain Against
(INDEPENDENT DIRECTOR
9 ELECTION OF DIRECTOR: ANASTASIA Y. DY Mgmt For For
10 ELECTION OF DIRECTOR: FREDERICK Y. DY Mgmt For For
11 ELECTION OF DIRECTOR: JAMES JK HUNG Mgmt For For
(INDEPENDENT DIRECTOR)
12 ELECTION OF DIRECTOR: JIKYEONG KANG Mgmt For For
(INDEPENDENT DIRECTOR)
13 ELECTION OF DIRECTOR: HIROSHI MASAKI Mgmt For For
14 ELECTION OF DIRECTOR: NAPOLEON L. NAZARENO Mgmt For For
(INDEPENDENT DIRECTOR)
15 ELECTION OF DIRECTOR: CIRILO P. NOEL Mgmt Abstain Against
16 ELECTION OF DIRECTOR: ALFONSO L. SALCEDO, Mgmt For For
JR
17 ELECTION OF DIRECTOR: TAKASHI TAKEUCHI Mgmt For For
18 ELECTION OF DIRECTOR: ALBERTO S. VILLAROSA Mgmt For For
19 ELECTION OF DIRECTOR: SANJIV VOHRA Mgmt For For
20 OTHER MATTERS Mgmt Abstain For
21 ADJOURNMENT Mgmt Abstain Against
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 386434 DUE TO UPDATED AGENDA.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED IF VOTE DEADLINE
EXTENSIONS ARE GRANTED. THEREFORE PLEASE
REINSTRUCT ON THIS MEETING NOTICE ON THE
NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SERCOMM CORPORATION Agenda Number: 712658787
--------------------------------------------------------------------------------------------------------------------------
Security: Y7670W106
Meeting Type: AGM
Meeting Date: 15-Jun-2020
Ticker:
ISIN: TW0005388003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE 2019 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 ADOPTION OF THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2019 PROFITS. PROPOSED CASH DIVIDEND:
TWD 3 PER SHARE
3 AMENDMENT TO THE OPERATIONAL PROCEDURES FOR Mgmt For For
LOANING OF COMPANY FUNDS AND THE
OPERATIONAL PROCEDURES FOR ENDORSEMENTS AND
GUARANTEES.
4 THE ISSUANCE OF NEW COMMON SHARES FOR CASH Mgmt Against Against
OR OVERSEAS AND DOMESTIC CONVERTIBLE BONDS
IN PRIVATE PLACEMENT.
5 THE ISSUANCE OF EMPLOYEE STOCK OPTIONS WITH Mgmt Against Against
PRICE LOWER THAN FAIR MARKET VALUE
--------------------------------------------------------------------------------------------------------------------------
SHIMAO PROPERTY HOLDINGS LIMITED Agenda Number: 712478266
--------------------------------------------------------------------------------------------------------------------------
Security: G81043104
Meeting Type: AGM
Meeting Date: 27-May-2020
Ticker:
ISIN: KYG810431042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0421/2020042100385.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0421/2020042100495.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS TOGETHER
WITH THE REPORTS OF THE DIRECTORS AND THE
AUDITOR OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2019
2 TO DECLARE THE FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2019
3.I TO RE-ELECT MR. HUI WING MAU AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
3.II TO RE-ELECT MR. LU YI AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.III TO RE-ELECT MS. KAN LAI KUEN, ALICE AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.IV TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF DIRECTORS OF THE
COMPANY
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ISSUE SHARES IN THE
COMPANY
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO BUY BACK SHARES IN THE
COMPANY
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ISSUE
SHARES BY ADDING THE NUMBER OF SHARES
BOUGHT BACK
8 TO APPROVE THE CHANGE OF COMPANY NAME Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SISTEMA PJSFC Agenda Number: 712794002
--------------------------------------------------------------------------------------------------------------------------
Security: X0020N117
Meeting Type: AGM
Meeting Date: 27-Jun-2020
Ticker:
ISIN: RU000A0DQZE3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 421244 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
1.1 APPROVAL OF THE ANNUAL REPORT, ANNUAL Mgmt For For
ACCOUNTING (FINANCIAL) STATEMENTS PJSC AFK
-SISTEMA- FOR 2019 YEAR
2.1 DISTRIBUTION OF PROFITS, APPROVAL OF THE Mgmt For For
AMOUNT OF DIVIDENDS ON SHARES OF PJSC AFK
-SISTEMA-, THE FORM OF PAYMENT, THE PAYMENT
PROCEDURE, THE DATE ON WHICH PERSONS
ENTITLED TO RECEIVE DIVIDENDS ARE
DETERMINED
3.1 DETERMINATION OF THE QUANTITATIVE Mgmt For For
COMPOSITION OF THE BOARD OF DIRECTORS OF
PJSC AFK -SISTEMA
CMMT PLEASE NOTE THAT RESOLUTION 4 IS DIVIDED Non-Voting
INTO TWO PARTS. RESOLUTION 4.1 WHERE 12
DIRECTORS SHOULD BE ELECTED IF YOU VOTED
'FOR' FOR THE RESOLUTION 3.1 AND RESOLUTION
4.2 WHERE 11 DIRECTORS SHOULD BE ELECTED IF
YOU VOTE 'AGAINST' IN RESOLUTION 3.1
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 12 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 12
DIRECTORS ARE TO BE ELECTED. BROADRIDGE
WILL APPLY CUMULATIVE VOTING EVENLY AMONG
ONLY DIRECTORS FOR WHOM YOU VOTE FOR, AND
WILL SUBMIT INSTRUCTION TO THE LOCAL AGENT
IN THIS MANNER. CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE.
4.1.1 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC AFK -SISTEMA: BELOVA ANNA
GRIGORYEVNA
4.1.2 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC AFK -SISTEMA: DUBOVSKOV
ANDREY ANATOLYEVICH
4.1.3 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC AFK -SISTEMA: EVTUSHENKOV
VLADIMIR PETROVICH
4.1.4 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC AFK -SISTEMA: EVTUSHENKOV
FELIX VLADIMIROVICH
4.1.5 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC AFK -SISTEMA: ZOMMER RON
4.1.6 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC AFK -SISTEMA: KOCHARYAN
ROBERT SEDRAKOVICH
4.1.7 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC AFK -SISTEMA: MANNINGS
RODGER
4.1.8 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC AFK -SISTEMA: CHIRAHOV
VLADIMIR SANASAROVICH
4.1.9 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC AFK -SISTEMA: CHUBAYS
ANATOLY BORISOVICH
4.110 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC AFK -SISTEMA: SHAMOLIN
MIKHAIL VALERYEVICH
4.111 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC AFK -SISTEMA: SHNAYDER
ETEN
4.112 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC AFK -SISTEMA: ELECT
YAKOBASHVILI DAVID MIKHAYLOVICH
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 12 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 11
DIRECTORS ARE TO BE ELECTED. BROADRIDGE
WILL APPLY CUMULATIVE VOTING EVENLY AMONG
ONLY DIRECTORS FOR WHOM YOU VOTE FOR, AND
WILL SUBMIT INSTRUCTION TO THE LOCAL AGENT
IN THIS MANNER. CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE.
4.2.1 ELECTION OF BOARD OF DIRECTORS MEMBER: Mgmt For For
BELOVA ANNA GRIGORYEVNA
4.2.2 ELECTION OF BOARD OF DIRECTORS MEMBER: Mgmt Against Against
DUBOVSKOV ANDREY ANATOLYEVICH
4.2.3 ELECTION OF BOARD OF DIRECTORS MEMBER: Mgmt Against Against
EVTUSHENKOV VLADIMIR PETROVICH
4.2.4 ELECTION OF BOARD OF DIRECTORS MEMBER: Mgmt Against Against
EVTUSHENKOV FELIX VLADIMIROVICH
4.2.5 ELECTION OF BOARD OF DIRECTORS MEMBER: Mgmt Against Against
ZOMMER RON
4.2.6 ELECTION OF BOARD OF DIRECTORS MEMBER: Mgmt Against Against
KOCHARYAN ROBERT SEDRAKOVICH
4.2.7 ELECTION OF BOARD OF DIRECTORS MEMBER: Mgmt Against Against
MANNINGS RODGER
4.2.8 ELECTION OF BOARD OF DIRECTORS MEMBER: Mgmt Against Against
CHIRAHOV VLADIMIR SANASAROVICH
4.2.9 ELECTION OF BOARD OF DIRECTORS MEMBER: Mgmt Against Against
CHUBAYS ANATOLY BORISOVICH
4.210 ELECTION OF BOARD OF DIRECTORS MEMBER: Mgmt Against Against
SHAMOLIN MIKHAIL VALERYEVICH
4.211 ELECTION OF BOARD OF DIRECTORS MEMBER: Mgmt For For
SHNAYDER ETEN
4.212 ELECTION OF BOARD OF DIRECTORS MEMBER : Mgmt Against Against
YAKOBASHVILI DAVID MIKHAYLOVICH
5.1 APPROVE AO DELOITTE - TOUCHE CIS AS COMPANY Mgmt For For
AUDITOR OF PJSC AFK SISTEMA IN ACCORDANCE
WITH RUSSIAN STANDARDS OF AUDITING
5.2 APPROVE AO DELOITTE - TOUCHE CIS AS COMPANY Mgmt For For
AUDITOR OF PJSC AFK SISTEMA IN ACCORDANCE
WITH INTERNATIONAL STANDARDS OF AUDITING
6.1 PAYMENT OF REMUNERATION TO A MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS OF PJSC AFK -SISTEMA
--------------------------------------------------------------------------------------------------------------------------
SITC INTERNATIONAL HOLDINGS CO LTD Agenda Number: 712303825
--------------------------------------------------------------------------------------------------------------------------
Security: G8187G105
Meeting Type: AGM
Meeting Date: 29-Apr-2020
Ticker:
ISIN: KYG8187G1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0326/2020032600767.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0326/2020032600757.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
31 DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND OF HK27 CENTS Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2019
3 TO RE-ELECT MR. YANG SHAOPENG AS AN Mgmt For For
EXECUTIVE DIRECTOR
4 TO RE-ELECT MR. XUE PENG AS AN EXECUTIVE Mgmt For For
DIRECTOR
5 TO RE-ELECT MR. TSUI YUNG KWOK AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
6 TO RE-ELECT MR. YEUNG KWOK ON AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
7 TO RE-ELECT DR. LO WING YAN, WILLIAM AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
8 TO RE-ELECT DR. NGAI WAI FUNG AS AN Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR
9 TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE RESPECTIVE DIRECTORS' REMUNERATION
10 TO RE-APPOINT ERNST & YOUNG AS AUDITORS AND Mgmt For For
TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
11 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
12 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
13 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES REPURCHASED BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
SK HOLDINGS CO., LTD. Agenda Number: 712231719
--------------------------------------------------------------------------------------------------------------------------
Security: Y8T642129
Meeting Type: AGM
Meeting Date: 25-Mar-2020
Ticker:
ISIN: KR7034730002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3.1 ELECTION OF INSIDE DIRECTOR: JANG DONG Mgmt For For
HYEON
3.2 ELECTION OF INSIDE DIRECTOR: BAK SEONG HA Mgmt For For
3.3 ELECTION OF OUTSIDE DIRECTOR: JANG YONG Mgmt For For
SEOK
4 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: JANG YONG SEOK
5 GRANT OF STOCK OPTION Mgmt For For
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
7 AMENDMENT OF ARTICLES ON RETIREMENT Mgmt For For
ALLOWANCE FOR DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
SK HYNIX, INC. Agenda Number: 712196131
--------------------------------------------------------------------------------------------------------------------------
Security: Y8085F100
Meeting Type: AGM
Meeting Date: 20-Mar-2020
Ticker:
ISIN: KR7000660001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 ELECTION OF INSIDE DIRECTOR CANDIDATE: LEE Mgmt For For
SEOK HUI
4 ELECTION OF A NONPERMANENT DIRECTOR Mgmt For For
CANDIDATE: PARK JEONG HO
5.1 ELECTION OF OUTSIDE DIRECTOR CANDIDATE: SIN Mgmt For For
CHANG HWAN
5.2 ELECTION OF OUTSIDE DIRECTOR CANDIDATE: HAN Mgmt For For
AE RA
6.1 ELECTION OF AUDIT COMMITTEE MEMBER Mgmt For For
CANDIDATE: HA YEONG GU
6.2 ELECTION OF AUDIT COMMITTEE MEMBER Mgmt For For
CANDIDATE: SIN CHANG HWAN
6.3 ELECTION OF AUDIT COMMITTEE MEMBER Mgmt For For
CANDIDATE: HAN AE RA
7 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
8 APPROVAL OF ENDOWMENT OF STOCK PURCHASE Mgmt For For
OPTION
9 APPROVAL OF ENDOWMENT OF STOCK PURCHASE Mgmt For For
OPTION (UNREGISTERED DIRECTOR)
10 APPROVAL OF AMENDMENT OF ARTICLES ON Mgmt For For
RETIREMENT ALLOWANCE FOR BOARD MEMBERS
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD Agenda Number: 712626932
--------------------------------------------------------------------------------------------------------------------------
Security: Y84629107
Meeting Type: AGM
Meeting Date: 09-Jun-2020
Ticker:
ISIN: TW0002330008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACCEPT 2019 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 TO REVISE THE PROCEDURES FOR LENDING FUNDS Mgmt For For
TO OTHER PARTIES.
3.1 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:YANCEY HAI,SHAREHOLDER
NO.D100708XXX
--------------------------------------------------------------------------------------------------------------------------
TAV HAVALIMANLARI HOLDING A.S. Agenda Number: 712183095
--------------------------------------------------------------------------------------------------------------------------
Security: M8782T109
Meeting Type: AGM
Meeting Date: 23-Mar-2020
Ticker:
ISIN: TRETAVH00018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 OPENING AND FORMING OF THE PRESIDENTIAL Mgmt For For
BOARD AND TO AUTHORIZE THE PRESIDENTIAL
BOARD TO SIGN THE MEETING MINUTES AND ITS
ANNEXES
2 REVIEW, DISCUSSION AND APPROVAL OF THE Mgmt For For
ANNUAL REPORT OF THE BOARD OF DIRECTORS OF
THE YEAR 2019
3 REVIEW, DISCUSSION AND APPROVAL OF THE Mgmt For For
SUMMARY STATEMENT OF THE INDEPENDENT AUDIT
REPORT OF THE FISCAL YEAR 2019
4 REVIEW, DISCUSSION AND APPROVAL OF THE YEAR Mgmt For For
END FINANCIAL STATEMENTS FOR THE FISCAL
YEAR 2019
5 RELEASING SEVERALLY THE MEMBERS OF THE Mgmt For For
BOARD FROM THEIR ACTIVITIES FOR THE YEAR
2019
6 ACCEPTING, ACCEPTING BY AMENDMENT OR Mgmt For For
DECLINING THE PROPOSITION OF DISTRIBUTION
OF THE DIVIDEND OF 2019 AND THE DATE OF
DIVIDEND DISTRIBUTION
7 DETERMINING THE RIGHTS OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS REGARDING THE WAGES
AND ATTENDANCE FEE, AND RIGHTS SUCH AS
BONUS, PREMIUM
8 SUBMITTING THE UPDATED REMUNERATION POLICY Mgmt For For
WRITTEN AS PER THE CAPITAL MARKETS BOARD
REGULATIONS FOR THE APPROVAL OF THE GENERAL
ASSEMBLY
9 SUBMITTING THE CHANGE OF THE BOARD Mgmt For For
MEMBERSHIPS EXECUTED IN ACCORDANCE WITH THE
ARTICLE 363 OF THE TURKISH COMMERCIAL CODE
10 APPROVAL OF THE NOMINATION OF THE Mgmt For For
INDEPENDENT AUDIT COMPANY CONDUCTED BY THE
BOARD OF DIRECTORS PURSUANT TO THE TURKISH
COMMERCIAL CODE AND THE REGULATIONS OF THE
CAPITAL MARKETS BOARD
11 SUBMITTING THE UPDATED DONATION POLICY FOR Mgmt For For
APPROVAL OF GENERAL ASSEMBLY AND INFORMING
THE GENERAL ASSEMBLY ON THE DONATIONS AND
AIDS WHICH WERE PROVIDED BY THE COMPANY IN
2019 AND DETERMINING THE UPPER LIMIT OF
DONATION TO BE MADE IN THE YEAR 2020
12 GIVING INFORMATION TO THE GENERAL ASSEMBLY Mgmt Abstain Against
REGARDING THE TRANSACTIONS OF THE RELATED
PARTIES AS PER THIRD SECTION OF CORPORATE
GOVERNANCE COMMUNIQUE (II 17.1) OF THE
CAPITAL MARKETS BOARD
13 GIVING INFORMATION TO THE GENERAL ASSEMBLY Mgmt Abstain Against
REGARDING PLEDGES, COLLATERALS, AND
MORTGAGES TO THE SHAREHOLDERS AS PER FOURTH
SECTION OF CORPORATE GOVERNANCE COMMUNIQUE
(II 17.1) OF THE CAPITAL MARKETS BOARD
14 GRANTING AUTHORIZATION TO THE CHAIRMAN AND Mgmt For For
THE MEMBERS OF THE BOARD ON THE FULFILLMENT
OF THE WRITTEN TRANSACTIONS PURSUANT TO
ARTICLE 395 AND 396 OF THE TURKISH
COMMERCIAL CODE
15 WISHES AND REQUESTS Mgmt Abstain Against
16 CLOSING Mgmt Abstain Against
CMMT 24 FEB 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
22 MAR 2020 TO 20 MAR 2020. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TENAGA NASIONAL BHD Agenda Number: 711976463
--------------------------------------------------------------------------------------------------------------------------
Security: Y85859109
Meeting Type: CRT
Meeting Date: 11-Feb-2020
Ticker:
ISIN: MYL5347OO009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 FOR THE PURPOSE OF CONSIDERING AND, IF Mgmt For For
THOUGHT FIT, APPROVING, WITH OR WITHOUT
MODIFICATION, A SCHEME OF ARRANGEMENT
PROPOSED BETWEEN THE COMPANY AND ITS
SHAREHOLDERS ("SCHEME") PURSUANT TO SECTION
366(1) OF THE COMPANIES ACT 2016 ("ACT")
--------------------------------------------------------------------------------------------------------------------------
TRAKYA CAM SANAYII AS Agenda Number: 711469622
--------------------------------------------------------------------------------------------------------------------------
Security: M8811Q100
Meeting Type: EGM
Meeting Date: 28-Aug-2019
Ticker:
ISIN: TRATRKCM91F7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 ELECTION OF THE MEMBERS OF THE CHAIRMANSHIP Mgmt For For
COUNCIL AND GRANTING THE CHAIRMANSHIP
COUNCIL THE POWER TO SIGN THE MINUTES OF
THE GENERAL MEETING
2 PROVIDED THAT THE NECESSARY PERMISSIONS Mgmt For For
HAVE BEEN OBTAINED FROM THE CAPITAL MARKETS
BOARD AND THE MINISTRY OF TRADE DECISION TO
AMEND THE COMPANY'S ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
TRIPOD TECHNOLOGY CO LTD Agenda Number: 712659486
--------------------------------------------------------------------------------------------------------------------------
Security: Y8974X105
Meeting Type: AGM
Meeting Date: 17-Jun-2020
Ticker:
ISIN: TW0003044004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RATIFICATION OF 2019 FINANCIAL STATEMENTS. Mgmt For For
2 RATIFICATION OF PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2019 EARNINGS. PROPOSED CASH DIVIDEND:
TWD 7.25 PER SHARE
--------------------------------------------------------------------------------------------------------------------------
TUPRAS-TURKIYE PETROL RAFINELERI AS Agenda Number: 712227366
--------------------------------------------------------------------------------------------------------------------------
Security: M8966X108
Meeting Type: AGM
Meeting Date: 01-Apr-2020
Ticker:
ISIN: TRATUPRS91E8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
CMMT PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' Non-Voting
ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT
RECOGNIZED IN THE TURKISH MARKET AND IS
CONSIDERED AS ''AGAINST''. THANK YOU.
1 OPENING AND ELECTION OF THE CHAIRING Mgmt For For
COMMITTEE
2 REVIEW, DISCUSSION AND APPROVAL OF THE Mgmt For For
ANNUAL REPORT OF THE COMPANY FOR THE FISCAL
YEAR 2019 AS PREPARED BY THE BOARD OF
DIRECTORS
3 PRESENTATION OF THE SUMMARY OF THE Mgmt For For
INDEPENDENT AUDIT REPORT FOR THE YEAR 2019
4 REVIEW, DISCUSSION AND APPROVAL OF THE 2019 Mgmt For For
FINANCIAL STATEMENTS
5 RELEASE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS FROM LIABILITY FOR THE AFFAIRS OF
THE COMPANY FOR THE YEAR 2019
6 WITHIN THE FRAMEWORK OF THE COMPANY'S Mgmt For For
DIVIDEND POLICY APPROVAL, AMENDMENT OR
DISAPPROVAL OF THE BOARD OF DIRECTORS
PROPOSAL ON PROFIT DISTRIBUTION OF YEAR
2019 AND THE DATE OF DIVIDEND DISTRIBUTION
7 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS, THEIR TERM OF OFFICE, ELECTION OF
MEMBERS IN ACCORDANCE WITH THE NUMBER
DETERMINED AND ELECTION OF INDEPENDENT
BOARD MEMBERS
8 IN ACCORDANCE WITH THE CORPORATE GOVERNANCE Mgmt For For
PRINCIPLES, PRESENTATION TO SHAREHOLDERS
AND APPROVAL BY THE GENERAL ASSEMBLY OF THE
REMUNERATION POLICY FOR THE MEMBERS OF THE
BOARD OF DIRECTORS AND THE SENIOR
EXECUTIVES AND THE PAYMENTS MADE ON THAT
BASIS
9 RESOLUTION OF ANNUAL GROSS SALARIES OF THE Mgmt Against Against
MEMBERS OF THE BOARD OF DIRECTORS
10 APPROVAL OF THE INDEPENDENT AUDIT FIRM AS Mgmt For For
SELECTED BY THE BOARD OF DIRECTORS, IN
ACCORDANCE WITH THE PROVISIONS OF THE
TURKISH COMMERCIAL CODE AND THE CAPITAL
MARKETS BOARD REGULATIONS
11 PRESENTATION TO SHAREHOLDERS OF THE Mgmt Against Against
DONATIONS MADE BY THE COMPANY IN 2019 AND
RESOLUTION OF AN UPPER LIMIT FOR DONATIONS
TO BE MADE FOR 2020
12 IN ACCORDANCE WITH THE CAPITAL MARKETS Mgmt Abstain Against
BOARD REGULATIONS, PRESENTATION TO
SHAREHOLDERS OF THE SECURITIES, PLEDGES AND
MORTGAGES GRANTED IN FAVOUR OF THE THIRD
PARTIES IN THE YEAR 2019 AND OF ANY
BENEFITS OR INCOME THEREOF
13 AUTHORIZATION OF THE SHAREHOLDERS WITH Mgmt For For
MANAGEMENT CONTROL, THE MEMBERS OF THE
BOARD OF DIRECTORS, THE SENIOR EXECUTIVES
AND THEIR SPOUSES AND RELATIVES RELATED BY
BLOOD OR AFFINITY UP TO THE SECOND DEGREE
AS PER THE PROVISIONS OF ARTICLES 395 AND
396 OF THE TURKISH COMMERCIAL CODE AND
PRESENTATION TO SHAREHOLDERS, OF THE
TRANSACTIONS CARRIED OUT THEREOF IN THE
YEAR 2019 PURSUANT TO THE CORPORATE
GOVERNANCE COMMUNIQUE OF THE CAPITAL
MARKETS BOARD
14 WISHES AND OPINIONS Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
VEON LTD Agenda Number: 935215663
--------------------------------------------------------------------------------------------------------------------------
Security: 91822M106
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: VEON
ISIN: US91822M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-appoint PricewaterhouseCoopers Mgmt For For
Accountants N.V. ("PwC") as auditor of the
Company for a term expiring at the
conclusion of the 2021 Annual General
Meeting of Shareholders of the Company and
to authorize the board of directors of the
Company (the "Board") to determine the
remuneration of the auditor.
2. DIRECTOR
Osama Bedier Mgmt Withheld Against
Mikhail Fridman Mgmt Withheld Against
Gennady Gazin Mgmt Withheld Against
Andrei Gusev Mgmt Withheld Against
Gunnar Holt Mgmt Withheld Against
R. Jan van de Kraats Mgmt Withheld Against
Alexander Pertsovsky Mgmt Withheld Against
Hans Holger Albrecht Mgmt Withheld Against
Mariano De Beer Mgmt Withheld Against
Peter Derby Mgmt Withheld Against
Amos Genish Mgmt Withheld Against
Stephen Pusey Mgmt Withheld Against
3. As a shareholder, if you are beneficially Mgmt Against
holding less than 87,836,557 shares (5% of
the company total issued and outstanding
shares) of VEON Ltd. (the combined total of
the common shares represented by the
American Depositary Shares evidenced by the
American Depositary Receipts you
beneficially hold and any other common
shares you beneficially hold), mark the box
captioned "Yes"; otherwise mark the box
captioned "No". Mark "for" = yes or
"against" = no.
--------------------------------------------------------------------------------------------------------------------------
WISTRON NEWEB CORP Agenda Number: 712683425
--------------------------------------------------------------------------------------------------------------------------
Security: Y96739100
Meeting Type: AGM
Meeting Date: 19-Jun-2020
Ticker:
ISIN: TW0006285000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 THE ELECTION OF THE INDEPENDENT DIRECTOR:T. Mgmt For For
Y. LAY,SHAREHOLDER NO.10
1.2 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:MICHAEL TSAI,SHAREHOLDER
NO.A100138XXX
1.3 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:KAREN HSIN,SHAREHOLDER
NO.A226493XXX
1.4 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:NENG-PAI LIN,SHAREHOLDER
NO.R100981XXX
1.5 THE ELECTION OF THE DIRECTOR:HAYDN Mgmt For For
HSIEH,SHAREHOLDER NO.13
1.6 THE ELECTION OF THE DIRECTOR:WISTRON CORP. Mgmt For For
,SHAREHOLDER NO.333,FRANK F.C. LIN AS
REPRESENTATIVE
1.7 THE ELECTION OF THE DIRECTOR:WISTRON CORP. Mgmt For For
,SHAREHOLDER NO.333,DONALD HWANG AS
REPRESENTATIVE
1.8 THE ELECTION OF THE DIRECTOR:JEFFREY Mgmt For For
GAU,SHAREHOLDER NO.20
1.9 THE ELECTION OF THE DIRECTOR:PHILIP Mgmt For For
PENG,SHAREHOLDER NO.690
2 RATIFICATION OF THE 2019 BUSINESS REPORT Mgmt For For
AND FINANCIAL STATEMENTS.
3 RATIFICATION OF THE PROPOSAL FOR Mgmt For For
DISTRIBUTION OF 2019 PROFITS. PROPOSED CASH
DIVIDEND: TWD 2.5 PER SHARE
4 DISCUSSION ON THE AMENDMENTS TO CERTAIN Mgmt For For
PARTS OF THE ARTICLES OF INCORPORATION OF
WNC.
5 SUBMISSION BY THE BOD OF A RESOLUTION TO Mgmt For For
RELEASE THE PROHIBITION ON NEWLY ELECTED
DIRECTORS AND THEIR CORPORATE
REPRESENTATIVES FROM PARTICIPATION IN
COMPETITION BUSINESS.
--------------------------------------------------------------------------------------------------------------------------
X5 RETAIL GROUP N.V. Agenda Number: 712405263
--------------------------------------------------------------------------------------------------------------------------
Security: 98387E205
Meeting Type: AGM
Meeting Date: 12-May-2020
Ticker:
ISIN: US98387E2054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING Non-Voting
2 REPORT OF THE MANAGEMENT BOARD FOR THE Non-Voting
FINANCIAL YEAR 2019
3.A FINANCIAL STATEMENTS, RESULT AND DIVIDEND Mgmt Against Against
FOR THE FINANCIAL YEAR 2019: REMUNERATION
REPORT
3.B FINANCIAL STATEMENTS, RESULT AND DIVIDEND Non-Voting
FOR THE FINANCIAL YEAR 2019: EXPLANATION OF
THE DIVIDEND POLICY
3.C FINANCIAL STATEMENTS, RESULT AND DIVIDEND Mgmt For For
FOR THE FINANCIAL YEAR 2019: PROPOSAL TO
ADOPT THE 2019 FINANCIAL STATEMENTS
3.D FINANCIAL STATEMENTS, RESULT AND DIVIDEND Mgmt For For
FOR THE FINANCIAL YEAR 2019: PROPOSAL TO
DETERMINE THE DIVIDEND OVER THE FINANCIAL
YEAR 2019
4.A PROPOSAL FOR DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBERS OF THE MANAGEMENT BOARD
4.B PROPOSAL FOR DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBERS OF THE SUPERVISORY BOARD
5 REMUNERATION OF THE MANAGEMENT BOARD: Mgmt Against Against
AMENDMENT OF THE REMUNERATION POLICY FOR
MEMBERS OF THE MANAGEMENT BOARD
6 COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
APPOINTMENT OF MARAT ATNASHEV AS MEMBER OF
THE SUPERVISORY BOARD
7.A AMENDMENT OF THE REMUNERATION POLICY FOR Mgmt Against Against
MEMBERS OF THE SUPERVISORY BOARD
7.B ANNUAL AWARD OF RESTRICTED STOCK UNITS TO Mgmt Against Against
MEMBERS OF THE SUPERVISORY BOARD
8.A AUTHORISATION OF THE MANAGEMENT BOARD TO Mgmt For For
ISSUE NEW SHARES OR GRANT RIGHTS TO
SUBSCRIBE FOR SHARES, SUBJECT TO THE
APPROVAL OF THE SUPERVISORY BOARD
8.B AUTHORISATION OF THE MANAGEMENT BOARD TO Mgmt For For
RESTRICT OR EXCLUDE THE PRE-EMPTIVE RIGHTS
UPON ISSUE OF NEW SHARES OR GRANTING OF
RIGHTS TO SUBSCRIBE FOR SHARES, SUBJECT TO
THE APPROVAL OF THE SUPERVISORY BOARD
8.C AUTHORISATION OF THE MANAGEMENT BOARD TO Mgmt For For
RESOLVE THAT THE COMPANY MAY ACQUIRE ITS
OWN SHARES OR GDRS
9 APPOINTMENT OF THE EXTERNAL AUDITOR FOR THE Mgmt For For
FINANCIAL YEAR 2020
10 ANY OTHER BUSINESS AND CONCLUSION Non-Voting
--------------------------------------------------------------------------------------------------------------------------
XINYI GLASS HOLDINGS LTD Agenda Number: 712398646
--------------------------------------------------------------------------------------------------------------------------
Security: G9828G108
Meeting Type: AGM
Meeting Date: 15-May-2020
Ticker:
ISIN: KYG9828G1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0414/2020041400732.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0414/2020041400746.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND REPORT OF THE
DIRECTORS (THE "DIRECTOR(S)") OF THE
COMPANY AND THE AUDITORS (THE "AUDITORS")
OF THE COMPANY FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND OF HK 30.0 Mgmt For For
CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2019
3.A.I TO RE-ELECT DR. LEE YIN YEE, B.B.S. AS AN Mgmt For For
EXECUTIVE DIRECTOR
3.AII TO RE-ELECT MR. LEE SHING KAN AS AN Mgmt For For
EXECUTIVE DIRECTOR
3AIII TO RE-ELECT MR. LI CHING WAI AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
3.AIV TO RE-ELECT MR. LAM KWONG SIU, G.B.S. AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.A.V TO RE-ELECT MR. WONG CHAT CHOR, SAMUEL AS Mgmt For For
AN INDEPENDENT NON-EXECUTIVE DIRECTOR
3.B TO AUTHORISE THE BOARD (THE "BOARD") OF Mgmt For For
DIRECTORS TO DETERMINE THE REMUNERATION OF
THE DIRECTORS
4 TO RE-APPOINT THE AUDITORS AND TO AUTHORISE Mgmt For For
THE BOARD TO FIX THEIR REMUNERATION
5.A TO GRANT AN UNCONDITIONAL GENERAL MANDATE Mgmt For For
TO THE DIRECTORS TO REPURCHASE SHARES
5.B TO GRANT AN UNCONDITIONAL GENERAL MANDATE Mgmt Against Against
TO THE DIRECTORS TO ALLOT AND ISSUE SHARES
5.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE SHARES BY THE SHARES
REPURCHASED
--------------------------------------------------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO Agenda Number: 711897491
--------------------------------------------------------------------------------------------------------------------------
Security: Y9895V103
Meeting Type: EGM
Meeting Date: 06-Jan-2020
Ticker:
ISIN: CNE100000X85
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1217/2019121700539.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1217/2019121700517.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1121/2019112100362.pdf
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 316222 DUE TO ADDITION OF
RESOLUTIONS 6 AND 7. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE ADOPTION OF THE STOCK OWNERSHIP PLAN
2 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE ADOPTION OF THE MANAGEMENT RULES OF THE
STOCK OWNERSHIP PLAN
3 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE RESOLUTION ON THE AUTHORISATION TO THE
BOARD OF DIRECTORS OF THE COMPANY (THE
"BOARD") TO DO ALL ACTS AND THINGS AS THEY
CONSIDER NECESSARY, EXPEDIENT OR DESIRABLE
IN CONNECTION WITH THE IMPLEMENTATION AND
ADMINISTRATION OF THE STOCK OWNERSHIP PLAN
4 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY
AS SET OUT IN THE CIRCULAR OF THE COMPANY
DATED 21 NOVEMBER 2019
5 TO CONSIDER AND APPROVE THE MERGER BY Mgmt For For
ABSORPTION BETWEEN THE COMPANY (AS THE
MERGING PARTY) AND ZOOMLION HEAVY INDUSTRY
SALES CO., LIMITED (AS THE MERGED PARTY)
AND TO AUTHORISE THE CHAIRMAN OF THE BOARD
AND HIS AUTHORISED PERSONS TO HANDLE ALL
MATTERS RELATING TO THE MERGER BY
ABSORPTION, INCLUDING BUT NOT LIMITED TO
THE EXECUTION OF THE RELEVANT AGREEMENTS,
TRANSFER OF RELATED ASSETS AND CHANGE IN
INDUSTRIAL AND COMMERCIAL REGISTRATION. THE
AUTHORISATION SHALL BE VALID UNTIL THE
COMPLETION OF ALL MATTERS IN RELATION TO
THE MERGER BY ABSORPTION
6 TO CONSIDER AND APPROVE THE PROVISION OF A Mgmt For For
GUARANTEE BY THE COMPANY IN FAVOUR OF
ZOOMLION FINANCE AND LEASING (BEIJING) CO.,
LTD., A WHOLLY-OWNED SUBSIDIARY OF THE
COMPANY, FOR AN AMOUNT NOT EXCEEDING RMB3.3
BILLION, AND TO AUTHORISE THE CHAIRMAN OF
THE BOARD AND ANY OF HIS AUTHORISED PERSONS
TO HANDLE AT HIS SOLE DISCRETION ALL
MATTERS RELATING TO THE GUARANTEE,
INCLUDING BUT NOT LIMITED TO SIGNING THE
RELEVANT DOCUMENTS AND HANDLING THE
FORMALITIES RELATING TO THE GUARANTEE
7 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
REGISTRATION BY THE COMPANY FOR THE ISSUE
OF ASSET-BACK SECURITIES, AND TO AUTHORISE
THE CHAIRMAN OF THE BOARD AND ANY OF HIS
AUTHORISED PERSONS TO DETERMINE AT HIS SOLE
DISCRETION AND TO HANDLE ALL MATTERS
RELATING TO THE ISSUE OF THE ASSET-BACKED
SECURITIES, INCLUDING BUT NOT LIMITED TO
DETERMINING THE ISSUE PLACE, TIMING OF
ISSUE, ISSUE METHOD, SIZE OF ISSUE,
TRANCHES OF ISSUE, INTEREST RATE AND USE OF
PROCEEDS, SIGNING NECESSARY DOCUMENTS IF
REQUIRED, APPOINTING INTERMEDIARIES SUCH AS
THE RELEVANT UNDERWRITER, CREDIT RATING
INSTITUTION, CERTIFIED PUBLIC ACCOUNTING
FIRM AND LAW FIRM, COMPLETING NECESSARY
FORMALITIES AND TAKING SUCH OTHER RELEVANT
ACTIONS IF REQUIRED, SUBJECT TO THE TERMS
OF THE ISSUE AS SET FORTH IN THE
SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED
17 DECEMBER 2019
--------------------------------------------------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO Agenda Number: 712799569
--------------------------------------------------------------------------------------------------------------------------
Security: Y9895V103
Meeting Type: AGM
Meeting Date: 29-Jun-2020
Ticker:
ISIN: CNE100000X85
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS (THE "BOARD") FOR THE
YEAR 2019
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY BOARD OF THE COMPANY FOR THE
YEAR 2019
3 TO CONSIDER AND APPROVE THE REPORT OF Mgmt For For
SETTLEMENT ACCOUNTS OF THE COMPANY FOR THE
YEAR 2019
4 TO CONSIDER AND APPROVE THE FULL TEXT AND Mgmt For For
THE SUMMARY OF THE ANNUAL REPORT OF A
SHARES OF THE COMPANY FOR THE YEAR 2019
5 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF H SHARES OF THE COMPANY FOR THE YEAR
2019
6 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2019 TO NOT PROPOSE ANY CASH DIVIDEND
OR BONUS SHARE OR CAPITALISATION OF CAPITAL
RESERVE
7 TO CONSIDER AND APPROVE THE MAKING OF Mgmt For For
PROVISIONS FOR ASSET IMPAIRMENT IN THE
AGGREGATE AMOUNT OF RMB680 MILLION FOR THE
YEAR OF 2019
8 TO CONSIDER AND APPROVE THE APPLICATION BY Mgmt For For
THE COMPANY TO THE FINANCIAL INSTITUTIONS
FOR GENERAL CREDIT FACILITIES AND FINANCING
WITH A CREDIT LIMIT NOT EXCEEDING RMB100
BILLION AND TO AUTHORISE DR. ZHAN CHUNXIN,
THE CHAIRMAN OF THE BOARD, TO EXECUTE ON
BEHALF OF THE COMPANY FACILITY AGREEMENTS
AND OTHER RELEVANT FINANCING DOCUMENTS WITH
FINANCIAL INSTITUTIONS, AND TO ALLOCATE THE
CREDIT LIMIT AVAILABLE TO THE COMPANY TO
ITS BRANCHES OR SUBSIDIARIES FOR THEIR
RESPECTIVE USES WITHIN THE EFFECTIVE TERM
9 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt For For
TO THE COMPANY TO PROVIDE BUY-BACK
GUARANTEES IN RESPECT OF THIRD-PARTY
FINANCE LEASING BUSINESS UP TO A MAXIMUM
AMOUNT OF RMB2.5 BILLION AND TO PROVIDE
GUARANTEES IN FAVOUR OF FINANCIAL
INSTITUTIONS FOR THE FACTORING FINANCING
CONDUCTED BY ZOOMLION FINANCE AND LEASING
(BEIJING) CO., LTD. AND ZOOMLION FINANCE
AND LEASING (CHINA) CO., LTD. WITH THEIR
OWN FINANCE LEASING ASSETS WITHIN THE
EFFECTIVE TERM
10 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt For For
TO THE COMPANY TO CONTINUE TO DEVELOP, AND
PROVIDE BUY-BACK GUARANTEES UP TO A MAXIMUM
AMOUNT OF RMB10 BILLION IN RESPECT OF, ITS
MORTGAGEFUNDED BUSINESS WITHIN THE
EFFECTIVE TERM
11 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt For For
TO ZOOMLION HEAVY INDUSTRY SCIENCE AND
TECHNOLOGY ANHUI INDUSTRIAL VEHICLES CO.
LTD. ("ZOOMLION INDUSTRIAL VEHICLES") TO
ENGAGE IN BUSINESS WITH ITS DISTRIBUTORS
SUPPORTED BY FINANCIAL INSTITUTIONS THROUGH
BANKERS ACCEPTANCE SECURED BY GOODS, AND TO
AUTHORISE THE MANAGEMENT OF ZOOMLION
INDUSTRIAL VEHICLES TO EXECUTE ON BEHALF OF
ZOOMLION INDUSTRIAL VEHICLES THE RELEVANT
COOPERATION AGREEMENTS IN RESPECT OF THE
SUCH BUSINESS WITHIN THE EFFECTIVE TERM
12 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt For For
TO ZOOMLION HEAVY MACHINERY CO., LTD.
("ZOOMLION HEAVY MACHINERY") TO ENGAGE IN
BUSINESS WITH ITS DISTRIBUTORS SUPPORTED BY
FINANCIAL INSTITUTIONS THROUGH BANKERS
ACCEPTANCE SECURED BY GOODS, AND TO
AUTHORISE THE MANAGEMENT OF ZOOMLION HEAVY
MACHINERY TO EXECUTE ON BEHALF OF ZOOMLION
HEAVY MACHINERY THE RELEVANT COOPERATION
AGREEMENTS IN RESPECT OF SUCH BUSINESS
WITHIN THE EFFECTIVE TERM
13 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
PROVISION OF GUARANTEES UP TO A MAXIMUM
AGGREGATE AMOUNT OF RMB11.77 BILLION BY THE
COMPANY IN FAVOUR OF 35 SUBSIDIARIES, AND
TO AUTHORISE THE BOARD OR ANY PERSON
AUTHORISED BY THE BOARD TO ADJUST THE
AVAILABLE GUARANTEE AMOUNT BETWEEN THE
GUARANTEED PARTIES SUBJECT TO THE
CONDITIONS SET OUT IN THE CIRCULAR DATED 13
MAY 2020 (THE CIRCULAR)
14 TO CONSIDER AND APPROVE THE CARRYING OUT OF Mgmt Against Against
LOW RISK INVESTMENTS AND FINANCIAL
MANAGEMENT BY THE COMPANY UP TO A MAXIMUM
AMOUNT OF RMB5 BILLION, AND TO AUTHORISE
THE CHAIRMAN OF THE BOARD TO MAKE ALL
INVESTMENT DECISIONS (SUBJECT TO THE
AFORESAID LIMIT) AND TO EXECUTE THE
RELEVANT CONTRACTS AND AGREEMENTS WITHIN
THE EFFECTIVE TERM
15 TO CONSIDER AND APPROVE THE COMPANY'S Mgmt For For
INVESTMENT IN FINANCIAL DERIVATIVES WITH A
PRINCIPAL AMOUNT OF NOT MORE THAN RMB9
BILLION, AND TO AUTHORISE THE CHAIRMAN OF
THE BOARD AND HIS AUTHORISED PERSONS TO
MAKE ALL INVESTMENT DECISIONS (SUBJECT TO
THE AFORESAID LIMIT) AND TO EXECUTE THE
RELEVANT CONTRACTS AND AGREEMENTS WITHIN
THE EFFECTIVE TERM
16 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt For For
TO HUNAN ZHICHENG FINANCING AND GUARANTEE
CO., LTD. TO ENGAGE IN THE BUSINESS OF
PROVIDING GUARANTEES UP TO A MAXIMUM
OUTSTANDING BALANCE OF RMB1 BILLION WITHIN
THE EFFECTIVE TERM
17.1 TO CONSIDER AND APPROVE THE ENTERING INTO Mgmt For For
BY THE COMPANY OF RELATED PARTY
TRANSACTIONS WITH INFORE ENVIRONMENTAL IN
RELATION TO THE SALES OF SPARE PARTS AND
COMPONENTS FOR ENVIRONMENTAL SANITATION
EQUIPMENT
17.2 TO CONSIDER AND APPROVE THE ENTERING INTO Mgmt Against Against
BY THE COMPANY OF RELATED PARTY
TRANSACTIONS WITH INFORE ENVIRONMENTAL IN
RELATION TO THE PROVISION OF FINANCIAL
SERVICES
17.3 TO CONSIDER AND APPROVE THE ENTERING INTO Mgmt For For
BY THE COMPANY OF RELATED PARTY
TRANSACTIONS WITH INFORE ENVIRONMENTAL IN
RELATION TO THE PROCUREMENT OF PRODUCTS
INCLUDING SPARE PARTS AND COMPONENTS FOR
ENVIRONMENTAL SANITATION EQUIPMENT AND
MODIFIED VEHICLES FOR ENVIRONMENTAL
SANITATION
18.1 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF BAKER TILLY CHINA CERTIFIED PUBLIC
ACCOUNTANTS CO., LTD. AS THE DOMESTIC
AUDITOR AND INTERNAL CONTROL AUDITOR OF THE
COMPANY FOR THE YEAR ENDING 31 DECEMBER
2020
18.2 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF KPMG AS THE INTERNATIONAL AUDITOR OF THE
COMPANY FOR THE YEAR ENDING 31 DECEMBER
2020
18.3 TO AUTHORISE THE AUDIT COMMITTEE OF THE Mgmt For For
BOARD TO DETERMINE THE PRINCIPLES OF FIXING
THE REMUNERATION OF THE DOMESTIC AND
INTERNATIONAL AUDITORS, AND TO AUTHORISE
THE COMPANY'S MANAGEMENT TO DETERMINE THEIR
ACTUAL REMUNERATION BASED ON THE AGREED
PRINCIPLES
19 TO CONSIDER AND APPROVE THE PROPOSED MERGER Mgmt For For
BY ABSORPTION BY THE COMPANY OF ITS
WHOLLYOWNED SUBSIDIARY
20 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY AS SET OUT IN THE CIRCULAR
21 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE COMPANY'S PROCEDURAL
RULES FOR GENERAL MEETINGS
22 TO AUTHORISE THE BOARD (OR ANY PERSON Mgmt Against Against
AUTHORISED BY THE BOARD) TO ALLOT, ISSUE
AND DEAL WITH NOT MORE THAN 20% OF THE
NUMBER OF A SHARES OF THE COMPANY IN ISSUE
AS AT THE DATE OF PASSING OF THIS
RESOLUTION
23 TO AUTHORISE THE BOARD (OR ANY PERSON Mgmt Against Against
AUTHORISED BY THE BOARD) TO ALLOT, ISSUE
AND DEAL WITH NOT MORE THAN 20% OF THE
NUMBER OF H SHARES OF THE COMPANY IN ISSUE
AS AT THE DATE OF PASSING OF THIS
RESOLUTION
24 TO CONSIDER AND APPROVE THE FURTHER Mgmt For For
PROPOSED AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY AS SET OUT IN
THE SUPPLEMENTAL CIRCULAR OF THE COMPANY
DATED 9 JUNE 2020
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0609/2020060900535.pdf ,
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0609/2020060900521.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0513/2020051300425.pdf
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 415483 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
RBC Enterprise Fund
--------------------------------------------------------------------------------------------------------------------------
ACCO BRANDS CORPORATION Agenda Number: 935171657
--------------------------------------------------------------------------------------------------------------------------
Security: 00081T108
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: ACCO
ISIN: US00081T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James A. Buzzard Mgmt For For
1B. Election of Director: Kathleen S. Dvorak Mgmt For For
1C. Election of Director: Boris Elisman Mgmt For For
1D. Election of Director: Pradeep Jotwani Mgmt For For
1E. Election of Director: Robert J. Keller Mgmt For For
1F. Election of Director: Thomas Kroeger Mgmt For For
1G. Election of Director: Ron Lombardi Mgmt For For
1H. Election of Director: Graciela I. Mgmt For For
Monteagudo
1I. Election of Director: Hans Michael Norkus Mgmt For For
1J. Election of Director: E. Mark Rajkowski Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for 2020.
3. The approval, by non-binding advisory vote, Mgmt For For
of the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AIR TRANSPORT SERVICES GROUP, INC. Agenda Number: 935154295
--------------------------------------------------------------------------------------------------------------------------
Security: 00922R105
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: ATSG
ISIN: US00922R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard M. Baudouin Mgmt Against Against
1B. Election of Director: Richard F. Corrado Mgmt For For
1C. Election of Director: Joseph C. Hete Mgmt For For
1D. Election of Director: Raymond E. Johns, Jr. Mgmt Against Against
1E. Election of Director: Laura J. Peterson Mgmt For For
1F. Election of Director: Randy D. Rademacher Mgmt For For
1G. Election of Director: J. Christopher Teets Mgmt Against Against
1H. Election of Director: Jeffrey J. Vorholt Mgmt For For
2. Company proposal to ratify the selection of Mgmt For For
Deloitte and Touche LLP as the independent
registered public accounting firm of the
Company for 2020.
3. Advisory vote on executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ALLEGIANCE BANCSHARES, INC. Agenda Number: 935143189
--------------------------------------------------------------------------------------------------------------------------
Security: 01748H107
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: ABTX
ISIN: US01748H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Denise Castillo-Rhodes Mgmt For For
Robert Ivany Mgmt Withheld Against
George Martinez Mgmt Withheld Against
Janet S. Wong Mgmt For For
2. To approve the amendment to the Allegiance Mgmt For For
Bancshares, Inc. Certificate of Formation
to remove the plurality voting standard for
the election of directors (the Charter
Amendment).
3. To ratify the appointment of Crowe LLP as Mgmt For For
the independent registered public
accounting firm of the Company for the year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
AMERISAFE, INC. Agenda Number: 935207197
--------------------------------------------------------------------------------------------------------------------------
Security: 03071H100
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: AMSF
ISIN: US03071H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Brown Mgmt For For
G. Janelle Frost Mgmt For For
Sean M. Traynor Mgmt For For
2. To approve, on an advisory basis, our Mgmt For For
executive compensation as described in the
Proxy Statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
AXT, INC. Agenda Number: 935163737
--------------------------------------------------------------------------------------------------------------------------
Security: 00246W103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: AXTI
ISIN: US00246W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Morris S. Young Mgmt For For
Dr. David C. Chang Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of AXT's named executive
officers.
3. To ratify the appointment of BPM LLP as Mgmt For For
AXT's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
BARRETT BUSINESS SERVICES, INC. Agenda Number: 935202856
--------------------------------------------------------------------------------------------------------------------------
Security: 068463108
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: BBSI
ISIN: US0684631080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to a one-year term: Mgmt Against Against
Thomas J. Carley
1.2 Election of Director to a one-year term: Mgmt For For
Thomas B. Cusick
1.3 Election of Director to a one-year term: Mgmt For For
Diane L. Dewbrey
1.4 Election of Director to a one-year term: Mgmt For For
James B. Hicks, Ph.D.
1.5 Election of Director to a one-year term: Mgmt Against Against
Jon L. Justesen
1.6 Election of Director to a one-year term: Mgmt For For
Gary E. Kramer
1.7 Election of Director to a one-year term: Mgmt For For
Anthony Meeker
1.8 Election of Director to a one-year term: Mgmt Against Against
Vincent P. Price
2. Approval of Bylaw amendment regarding proxy Mgmt For For
access.
3. Approval of the 2020 Stock Incentive Plan. Mgmt Against Against
4. Advisory vote to approve executive Mgmt For For
compensation.
5. Ratification of selection of Deloitte and Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
BLUE BIRD CORPORATION Agenda Number: 935128656
--------------------------------------------------------------------------------------------------------------------------
Security: 095306106
Meeting Type: Annual
Meeting Date: 04-Mar-2020
Ticker: BLBD
ISIN: US0953061068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Douglas Grimm Mgmt For For
Phil Horlock Mgmt For For
Connor Wentzell Mgmt For For
2. To approve the Blue Bird Corporation Mgmt Against Against
Amended and Restated 2015 Omnibus Equity
Incentive Plan.
3. Advisory vote on executive compensation Mgmt For For
("say-on-pay").
4. Advisory vote on how frequently Mgmt 1 Year Against
stockholders will be provided a
"say-on-pay" vote.
5. To ratify the appointment of the Company's Mgmt For For
independent registered public accounting
firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY Agenda Number: 935091847
--------------------------------------------------------------------------------------------------------------------------
Security: 13123X102
Meeting Type: Special
Meeting Date: 20-Dec-2019
Ticker: CPE
ISIN: US13123X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve and adopt the Agreement and Plan of Mgmt For For
Merger, dated as of July 14, 2019 (as
amended from time to time, the "merger
agreement"), with Carrizo Oil & Gas, Inc.
("Carrizo").
2. Approve the issuance of shares of Callon Mgmt For For
common stock to shareholders of Carrizo in
connection with the merger contemplated by
the merger agreement (the "merger").
3. Approve and adopt an amendment to Callon's Mgmt For For
certificate of incorporation to increase
Callon's authorized shares of common stock
to 525 million shares.
4. Omitted. Mgmt Abstain
5. Approve any motion to adjourn the Callon Mgmt For For
special meeting, if necessary, to solicit
additional proxies if there are not
sufficient votes to approve Proposals 1, 2
and 3.
--------------------------------------------------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY Agenda Number: 935196863
--------------------------------------------------------------------------------------------------------------------------
Security: 13123X102
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: CPE
ISIN: US13123X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew R. Bob Mgmt Withheld Against
Anthony J. Nocchiero Mgmt For For
James M. Trimble Mgmt Withheld Against
2. The approval, by non-binding advisory vote, Mgmt For For
of the compensation of our named executive
officers.
3. The approval of the Company's 2020 Omnibus Mgmt Against Against
Incentive Plan.
4. The ratification of the appointment of Mgmt For For
Grant Thornton LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
5. The approval of an amendment to the Mgmt For For
Company's certificate of incorporation in
the form attached to the accompanying Proxy
Statement as Appendix C to effect a reverse
stock split of our issued and outstanding
common stock at a ratio that will be
determined by the Board of Directors and
that will be within a range of 1-for-10 to
1-for-50, if the Board determines, in its
sole discretion, at any time prior to the
first anniversary of the Annual Meeting
that the reverse stock split is in the best
interests of the Company and its
shareholders.
6. The approval of an amendment to the Mgmt For For
Company's certificate of incorporation in
the form attached to the accompanying Proxy
Statement as Appendix C to reduce the
number of authorized shares of our common
stock by the reverse stock split ratio
determined by the Board.
--------------------------------------------------------------------------------------------------------------------------
CAROLINA FINANCIAL CORPORATION Agenda Number: 935132112
--------------------------------------------------------------------------------------------------------------------------
Security: 143873107
Meeting Type: Special
Meeting Date: 02-Apr-2020
Ticker: CARO
ISIN: US1438731077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Agreement and Plan of Mgmt For For
Merger, dated as of November 17, 2019, by
and between United Bankshares, Inc.
("United") and Carolina Financial
Corporation ("Carolina Financial"), as may
be amended from time to time, under which
Carolina Financial will merge with and into
United, a copy of which is included as
Appendix A to the prospectus and joint
proxy statement.
2. Approval, on a non-binding advisory basis, Mgmt Against Against
of certain compensation that may become
payable to Carolina Financial's named
executive officers in connection with the
merger.
3. Approval of the adjournment, postponement Mgmt For For
or continuance of the special meeting on
one or more occasions, if necessary or
appropriate, in order to further solicit
additional proxies, in the event that there
are not sufficient votes at the time of the
special meeting to adopt the merger
agreement.
--------------------------------------------------------------------------------------------------------------------------
CASELLA WASTE SYSTEMS, INC. Agenda Number: 935199871
--------------------------------------------------------------------------------------------------------------------------
Security: 147448104
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: CWST
ISIN: US1474481041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael L. Battles Mgmt For For
Joseph G. Doody Mgmt For For
Emily Nagle Green Mgmt For For
2. To approve, in an advisory "say-on-pay" Mgmt For For
vote, the compensation of the Company's
named executive officers.
3. To ratify the appointment of RSM US LLP as Mgmt For For
the Company's independent auditors for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CBIZ, INC. Agenda Number: 935174247
--------------------------------------------------------------------------------------------------------------------------
Security: 124805102
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: CBZ
ISIN: US1248051021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Joseph S. DiMartino Mgmt Against Against
1.2 Election of Director: Sherrill W. Hudson Mgmt Against Against
2. To ratify KPMG, LLP as CBIZ's independent Mgmt For For
registered public accounting firm.
3. To conduct an advisory vote approving named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
COLUMBUS MCKINNON CORPORATION Agenda Number: 935050586
--------------------------------------------------------------------------------------------------------------------------
Security: 199333105
Meeting Type: Annual
Meeting Date: 22-Jul-2019
Ticker: CMCO
ISIN: US1993331057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard H. Fleming Mgmt For For
Ernest R. Verebelyi Mgmt Withheld Against
Mark D. Morelli Mgmt For For
Nicholas T. Pinchuk Mgmt For For
Liam G. McCarthy Mgmt Withheld Against
R. Scott Trumbull Mgmt For For
Heath A. Mitts Mgmt Withheld Against
Kathryn V. Roedel Mgmt For For
Aziz S. Aghili Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm for the fiscal year ending
March 31, 2020.
3. To conduct a shareholder advisory vote on Mgmt For For
the compensation of our named executive
officers.
4. To vote upon the approval and adoption of Mgmt Against Against
the Columbus McKinnon Corporation 2016 Long
Term Incentive Plan as amended and
restated, effective June 5, 2019.
--------------------------------------------------------------------------------------------------------------------------
COMMUNITY HEALTHCARE TRUST INCORPORATED Agenda Number: 935144523
--------------------------------------------------------------------------------------------------------------------------
Security: 20369C106
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: CHCT
ISIN: US20369C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan Gardner Mgmt Withheld Against
Claire Gulmi Mgmt For For
Robert Hensley Mgmt Withheld Against
Lawrence Van Horn Mgmt Withheld Against
Timothy Wallace Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the following resolution: RESOLVED,
that the stockholders of Community
Healthcare Trust Incorporated approve, on a
non-binding advisory basis, the
compensation of the named executive
officers as disclosed pursuant to Item 402
of Regulation S-K in the Company's proxy
statement for the 2020 annual meeting of
stockholders.
3. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of a non-binding
advisory vote on executive compensation.
4. To ratify the appointment of BDO USA, LLP Mgmt For For
as the Company's independent registered
public accountants for 2020.
--------------------------------------------------------------------------------------------------------------------------
COMPASS DIVERSIFIED HOLDINGS Agenda Number: 935174071
--------------------------------------------------------------------------------------------------------------------------
Security: 20451Q104
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: CODI
ISIN: US20451Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James J. Bottiglieri Mgmt Withheld Against
Gordon M. Burns Mgmt Withheld Against
2. To approve, on a non-binding and advisory Mgmt For For
basis, the resolution approving the
compensation of our named executive
officers as disclosed in the Proxy
Statement ("Say-on-Pay Vote").
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP to serve as the independent auditor for
the Company and the Trust for the fiscal
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
DELTA APPAREL, INC. Agenda Number: 935117401
--------------------------------------------------------------------------------------------------------------------------
Security: 247368103
Meeting Type: Annual
Meeting Date: 06-Feb-2020
Ticker: DLA
ISIN: US2473681037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anita D. Britt Mgmt For For
J. Bradley Campbell Mgmt For For
Dr. G. Jay Gogue Mgmt For For
Glenda E. Hood Mgmt For For
Robert W. Humphreys Mgmt For For
Robert E. Staton, Sr. Mgmt For For
A. Alexander Taylor, II Mgmt For For
David G. Whalen Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers (as defined in the proxy
statement).
3. To approve the Delta Apparel, Inc. 2020 Mgmt Against Against
Stock Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
October 3, 2020.
--------------------------------------------------------------------------------------------------------------------------
DESTINATION XL GROUP, INC. Agenda Number: 935058645
--------------------------------------------------------------------------------------------------------------------------
Security: 25065K104
Meeting Type: Annual
Meeting Date: 08-Aug-2019
Ticker: DXLG
ISIN: US25065K1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John E. Kyees Mgmt For For
1b. Election of Director: Harvey S. Kanter Mgmt For For
1c. Election of Director: Jack Boyle Mgmt Against Against
1d. Election of Director: Lionel F. Conacher Mgmt For For
1e. Election of Director: Seymour Holtzman Mgmt For For
1f. Election of Director: Willem Mesdag Mgmt For For
1g. Election of Director: Ward K. Mooney Mgmt For For
1h. Election of Director: Mitchell S. Presser Mgmt Against Against
1i. Election of Director: Ivy Ross Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To approve amendments to the Company's 2016 Mgmt Against Against
Incentive Compensation Plan to increase the
total number of shares of common stock
authorized for issuance under the plan by
2,800,000 shares.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for fiscal year ending
February 1, 2020.
--------------------------------------------------------------------------------------------------------------------------
DUCOMMUN INCORPORATED Agenda Number: 935151453
--------------------------------------------------------------------------------------------------------------------------
Security: 264147109
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: DCO
ISIN: US2641471097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard A. Baldridge Mgmt For For
Stephen G. Oswald Mgmt Withheld Against
2. Advisory resolution on executive Mgmt For For
compensation.
3. Approval of the Company's 2020 Stock Mgmt Against Against
Incentive Plan.
4. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ENNIS, INC. Agenda Number: 935048935
--------------------------------------------------------------------------------------------------------------------------
Security: 293389102
Meeting Type: Annual
Meeting Date: 18-Jul-2019
Ticker: EBF
ISIN: US2933891028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director for Term ending in Mgmt Against Against
2022: John R. Blind
1B Election of Director for Term ending in Mgmt For For
2022: Barbara T. Clemens
1C Election of Director for Term ending in Mgmt For For
2022: Michael J. Schaefer
2. Ratification of Grant Thornton LLP as our Mgmt For For
independent registered public accounting
firm for fiscal year 2020.
3. To approve, by non-binding advisory vote, Mgmt Against Against
executive compensation.
4. In their discretion, the Proxies are Mgmt Against Against
authorized to vote upon such other business
as may properly come before the meeting.
--------------------------------------------------------------------------------------------------------------------------
FIRST BANCORP Agenda Number: 935146337
--------------------------------------------------------------------------------------------------------------------------
Security: 318910106
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: FBNC
ISIN: US3189101062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel T. Blue, Jr. Mgmt For For
Mary Clara Capel Mgmt For For
James C. Crawford, III Mgmt For For
Suzanne S. DeFerie Mgmt For For
Abby J. Donnelly Mgmt For For
John B. Gould Mgmt For For
Michael G. Mayer Mgmt For For
Richard H. Moore Mgmt For For
Thomas F. Phillips Mgmt For For
O. Temple Sloan, III Mgmt For For
Frederick L. Taylor, II Mgmt For For
Virginia C. Thomasson Mgmt For For
Dennis A. Wicker Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as the independent auditors of the Company
for 2020.
3. To approve, on a non-binding basis, the Mgmt For For
compensation paid to the Company's named
executive officers, as disclosed in the
accompanying proxy statement ("Say on
Pay").
--------------------------------------------------------------------------------------------------------------------------
FUTUREFUEL CORP Agenda Number: 935067202
--------------------------------------------------------------------------------------------------------------------------
Security: 36116M106
Meeting Type: Annual
Meeting Date: 10-Sep-2019
Ticker: FF
ISIN: US36116M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald C. Bedell Mgmt For For
Edwin A. Levy Mgmt Withheld Against
Terrance C.Z. Egger Mgmt For For
2. To ratify the appointment of RSM US LLP as Mgmt For For
our independent auditor for the year ending
December 31, 2019.
3. To transact such other business as may Mgmt Against Against
properly come before the meeting.
--------------------------------------------------------------------------------------------------------------------------
GERMAN AMERICAN BANCORP, INC. Agenda Number: 935195190
--------------------------------------------------------------------------------------------------------------------------
Security: 373865104
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: GABC
ISIN: US3738651047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chris A Ramsey Mgmt For For
M Darren Root Mgmt For For
Mark A Schroeder Mgmt Withheld Against
Jack W Sheidler Mgmt For For
2. To approve the Amended and Restated Mgmt For For
Articles of Incorporation of German
American Bancorp, Inc., providing
shareholders the right to amend the Bylaws
of German American Bancorp, Inc.
3. To approve and adopt the German American Mgmt For For
Bancorp, Inc. Amended and Restated 2019
Employee Stock Purchase Plan, amending
certain of its terms
4. To approve, on an advisory basis, the Mgmt For For
compensation of our Executive Officers who
are named in the compensation disclosures
in the accompanying Proxy Statement
5. To approve, on an advisory basis, the Mgmt For For
appointment of Crowe LLP as our independent
registered public accounting firm for our
fiscal year ending December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
GLU MOBILE INC. Agenda Number: 935205282
--------------------------------------------------------------------------------------------------------------------------
Security: 379890106
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: GLUU
ISIN: US3798901068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Darla Anderson Mgmt For For
Ben Feder Mgmt For For
Hany M. Nada Mgmt For For
Benjamin T. Smith, IV Mgmt For For
2. Approval of an amendment and restatement of Mgmt Against Against
Glu's 2007 Equity Incentive Plan.
3. An advisory vote to approve the Mgmt For For
compensation paid to Glu's named executive
officers.
4. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Glu's
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GRAHAM CORPORATION Agenda Number: 935055132
--------------------------------------------------------------------------------------------------------------------------
Security: 384556106
Meeting Type: Annual
Meeting Date: 07-Aug-2019
Ticker: GHM
ISIN: US3845561063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James J. Malvaso Mgmt Withheld Against
Jonathan W. Painter Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending March 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GRAND CANYON EDUCATION, INC. Agenda Number: 935202565
--------------------------------------------------------------------------------------------------------------------------
Security: 38526M106
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: LOPE
ISIN: US38526M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Brian E. Mueller Mgmt For For
1.2 Election of Director: Sara R. Dial Mgmt For For
1.3 Election of Director: Jack A. Henry Mgmt For For
1.4 Election of Director: Lisa Graham Keegan Mgmt For For
1.5 Election of Director: Chevy Humphrey Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as disclosed in the Proxy
Statement.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GRAY TELEVISION, INC. Agenda Number: 935157570
--------------------------------------------------------------------------------------------------------------------------
Security: 389375106
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: GTN
ISIN: US3893751061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hilton H. Howell, Jr. Mgmt Withheld Against
Howell W. Newton Mgmt Withheld Against
Richard L. Boger Mgmt Withheld Against
T. L. Elder Mgmt For For
Luis A. Garcia Mgmt For For
Richard B. Hare Mgmt Withheld Against
Robin R. Howell Mgmt Withheld Against
Donald P. LaPlatney Mgmt Withheld Against
Paul H. McTear Mgmt Withheld Against
2. The approval, on a non-binding advisory Mgmt For For
basis, of the compensation of Gray
Television, Inc.'s named executive
officers.
3. The ratification of the appointment of RSM Mgmt For For
US LLP as Gray Television, Inc.'s
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION Agenda Number: 935141060
--------------------------------------------------------------------------------------------------------------------------
Security: 42722X106
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: HFWA
ISIN: US42722X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian S. Charneski Mgmt For For
1B. Election of Director: John A. Clees Mgmt For For
1C. Election of Director: Stephen A. Dennis Mgmt For For
1D. Election of Director: Jeffrey J. Deuel Mgmt For For
1E. Election of Director: Kimberly T. Ellwanger Mgmt For For
1F. Election of Director: Deborah J. Gavin Mgmt For For
1G. Election of Director: Jeffrey S. Lyon Mgmt For For
1H. Election of Director: Gragg E. Miller Mgmt For For
1I. Election of Director: Anthony B. Pickering Mgmt For For
1J. Election of Director: Brian L. Vance Mgmt For For
1K. Election of Director: Ann Watson Mgmt For For
2. Advisory (non-binding) approval of the Mgmt For For
compensation paid to named executive
officers as disclosed in the Proxy
Statement.
3. Ratification of the appointment of Crowe Mgmt For For
LLP as Heritage's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
INSTEEL INDUSTRIES, INC. Agenda Number: 935120143
--------------------------------------------------------------------------------------------------------------------------
Security: 45774W108
Meeting Type: Annual
Meeting Date: 11-Feb-2020
Ticker: IIIN
ISIN: US45774W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Abney S. Boxley III Mgmt Withheld Against
Anne H. Lloyd Mgmt For For
W. Allen Rogers II Mgmt Withheld Against
2. Approval of an Amendment to the 2015 Equity Mgmt Against Against
Incentive Plan.
3. Advisory vote to approve the compensation Mgmt For For
of our executive officers.
4. Ratification of appointment of Grant Mgmt For For
Thornton LLP as our independent registered
public accounting firm for our fiscal year
2020.
--------------------------------------------------------------------------------------------------------------------------
JOHN B. SANFILIPPO & SON, INC. Agenda Number: 935080109
--------------------------------------------------------------------------------------------------------------------------
Security: 800422107
Meeting Type: Annual
Meeting Date: 30-Oct-2019
Ticker: JBSS
ISIN: US8004221078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Governor Jim Edgar Mgmt Withheld Against
Ellen C. Taaffe Mgmt For For
Daniel M. Wright Mgmt Withheld Against
2. Ratification of the Audit Committee's Mgmt Against Against
appointment of PricewaterhouseCoopers LLP
as our Independent Registered Public
Accounting Firm for the 2020 fiscal year.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
KOPPERS HOLDINGS INC. Agenda Number: 935167254
--------------------------------------------------------------------------------------------------------------------------
Security: 50060P106
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: KOP
ISIN: US50060P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leroy M. Ball Mgmt For For
1b. Election of Director: Xudong Feng Mgmt For For
1c. Election of Director: Traci L. Jensen Mgmt For For
1d. Election of Director: David L. Motley Mgmt For For
1e. Election of Director: Albert J. Neupaver Mgmt For For
1f. Election of Director: Louis L. Testoni Mgmt For For
1g. Election of Director: Stephen R. Tritch Mgmt For For
1h. Election of Director: Sonja M. Wilkerson Mgmt For For
2. PROPOSAL TO APPROVE 2020 LONG TERM Mgmt Against Against
INCENTIVE PLAN
3. ADVISORY RESOLUTION TO APPROVE EXECUTION Mgmt For For
COMPENSATION
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2020
--------------------------------------------------------------------------------------------------------------------------
LAKELAND INDUSTRIES, INC. Agenda Number: 935232342
--------------------------------------------------------------------------------------------------------------------------
Security: 511795106
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: LAKE
ISIN: US5117951062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher J. Ryan Mgmt No vote
A. John Kreff Mgmt No vote
2. Ratify the selection of Friedman LLP as our Mgmt No vote
independent registered public accounting
firm for the fiscal year ending January 31,
2021
3. Approve, on an advisory basis, compensation Mgmt No vote
of our named executive officers
4. Transact any other business as may properly Mgmt No vote
come before the Annual Meeting of
Stockholders or any adjournments,
postponements or rescheduling of the Annual
Meeting of Stockholders.
--------------------------------------------------------------------------------------------------------------------------
LANTHEUS HOLDINGS, INC. Agenda Number: 935141870
--------------------------------------------------------------------------------------------------------------------------
Security: 516544103
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: LNTH
ISIN: US5165441032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Julie McHugh Mgmt For For
Dr. Frederick Robertson Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future say-on-pay votes.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending on December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
LANTHEUS HOLDINGS, INC. Agenda Number: 935157950
--------------------------------------------------------------------------------------------------------------------------
Security: 516544103
Meeting Type: Special
Meeting Date: 28-Apr-2020
Ticker: LNTH
ISIN: US5165441032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Stock Issuance Proposal: To approve the Mgmt No vote
issuance of shares of Lantheus Holdings
common stock, par value $0.01 per share, in
the merger contemplated by the Amended and
Restated Agreement and Plan of Merger,
dated as of February 20, 2020, among
Lantheus Holdings, Inc., Plato Merger Sub,
Inc., and Progenics Pharmaceuticals, Inc.,
pursuant to which Plato Merger Sub, Inc.
will be merged with and into Progenics
Pharmaceuticals, Inc., with Progenics
Pharmaceuticals, Inc. surviving the merger
as a wholly-owned subsidiary of Lantheus
Holdings, Inc.
2. Adjournment Proposal: To approve the Mgmt No vote
adjournment from time to time of the
special meeting of stockholders of Lantheus
Holdings, if necessary to solicit
additional proxies if there are not
sufficient votes at the time of the
Lantheus Holdings special meeting, or any
adjournment or postponement thereof, to
approve the stock issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
LANTHEUS HOLDINGS, INC. Agenda Number: 935223329
--------------------------------------------------------------------------------------------------------------------------
Security: 516544103
Meeting Type: Special
Meeting Date: 16-Jun-2020
Ticker: LNTH
ISIN: US5165441032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Stock Issuance Proposal: To approve the Mgmt For For
issuance of shares of Lantheus Holdings
common stock, par value $0.01 per share, in
the merger contemplated by the Amended and
Restated Agreement and Plan of Merger,
dated as of February 20, 2020, among
Lantheus Holdings, Inc., Plato Merger Sub,
Inc., and Progenics Pharmaceuticals, Inc.,
pursuant to which Plato Merger Sub, Inc.
will be merged with and into Progenics
Pharmaceuticals, Inc., with Progenics
Pharmaceuticals, Inc. surviving the merger
as a wholly-owned subsidiary of Lantheus
Holdings, Inc.
2. Adjournment Proposal: To approve the Mgmt For For
adjournment from time to time of the
special meeting of stockholders of Lantheus
Holdings, if necessary to solicit
additional proxies if there are not
sufficient votes at the time of the
Lantheus Holdings special meeting, or any
adjournment or postponement thereof, to
approve the stock issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
LYDALL, INC. Agenda Number: 935147125
--------------------------------------------------------------------------------------------------------------------------
Security: 550819106
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: LDL
ISIN: US5508191062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David G. Bills Mgmt For For
1B. Election of Director: Kathleen Burdett Mgmt For For
1C. Election of Director: James J. Cannon Mgmt For For
1D. Election of Director: Matthew T. Farrell Mgmt For For
1E. Election of Director: Marc T. Giles Mgmt For For
1F. Election of Director: Sara A. Greenstein Mgmt For For
1G. Election of Director: Suzanne Hammett Mgmt For For
1H. Election of Director: S. Carl Soderstrom, Mgmt For For
Jr.
2. Approving the Amended and Restated 2012 Mgmt Against Against
Stock Incentive Plan.
3. Approving an advisory vote on executive Mgmt For For
compensation.
4. Ratifying the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditor for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
MALIBU BOATS, INC. Agenda Number: 935084032
--------------------------------------------------------------------------------------------------------------------------
Security: 56117J100
Meeting Type: Annual
Meeting Date: 06-Nov-2019
Ticker: MBUU
ISIN: US56117J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael K. Hooks Mgmt Withheld Against
Jack D. Springer Mgmt For For
John E. Stokely Mgmt Withheld Against
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending June 30, 2020.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's named
executive officers.
4. Approval, on a non-binding advisory basis, Mgmt 1 Year For
of the frequency of future advisory votes
on the Company's named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
MARTEN TRANSPORT, LTD. Agenda Number: 935147339
--------------------------------------------------------------------------------------------------------------------------
Security: 573075108
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: MRTN
ISIN: US5730751089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randolph L. Marten Mgmt For For
Larry B. Hagness Mgmt Withheld Against
Thomas J. Winkel Mgmt For For
Jerry M. Bauer Mgmt Withheld Against
Robert L. Demorest Mgmt Withheld Against
Ronald R. Booth Mgmt Withheld Against
Kathleen P. Iverson Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Proposal to confirm the selection of Grant Mgmt For For
Thornton LLP as independent public
accountants of the company for the fiscal
year ending December 31, 2020.
4. To transact other business if properly Mgmt Against Against
brought before the Annual Meeting or any
adjournment thereof.
--------------------------------------------------------------------------------------------------------------------------
MASTERCRAFT BOAT HOLDINGS INC Agenda Number: 935090376
--------------------------------------------------------------------------------------------------------------------------
Security: 57637H103
Meeting Type: Annual
Meeting Date: 23-Oct-2019
Ticker: MCFT
ISIN: US57637H1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jaclyn Baumgarten Mgmt For For
Roch Lambert Mgmt For For
Peter G. Leemputte Mgmt For For
2. Approval of an amendment to our Certificate Mgmt For For
of Incorporation to declassify the Board of
Directors
3. Approval of an amendment to our Certificate Mgmt For For
of Incorporation to eliminate supermajority
voting
4. Ratify the appointment of Deloitte & Mgmt For For
Touche, LLP as our independent registered
public accounting firm for fiscal year 2020
--------------------------------------------------------------------------------------------------------------------------
MERCANTILE BANK CORPORATION Agenda Number: 935177205
--------------------------------------------------------------------------------------------------------------------------
Security: 587376104
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: MBWM
ISIN: US5873761044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David M. Cassard Mgmt Withheld Against
Edward J. Clark Mgmt Withheld Against
Michelle L. Eldridge Mgmt For For
Jeff A. Gardner Mgmt Withheld Against
Robert B. Kaminski, Jr. Mgmt For For
Michael H. Price Mgmt For For
2. Approval of the Mercantile Bank Corporation Mgmt Against Against
2020 Stock Incentive Plan.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as our independent registered public
accounting firm for 2020.
4. Advisory approval of the compensation of Mgmt For For
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
MITEK SYSTEMS, INC. Agenda Number: 935127628
--------------------------------------------------------------------------------------------------------------------------
Security: 606710200
Meeting Type: Annual
Meeting Date: 04-Mar-2020
Ticker: MITK
ISIN: US6067102003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William K. "Bill" Aulet Mgmt For For
Scipio "Max" Carnecchia Mgmt For For
James C. Hale Mgmt For For
Bruce E. Hansen Mgmt For For
Alex W. "Pete" Hart Mgmt For For
Jane J. Thompson Mgmt For For
Donna C. Wells Mgmt For For
2. To approve the adoption of the Mitek Mgmt Against Against
Systems, Inc. 2020 Incentive Plan.
3. To ratify the selection of Mayer Hoffman Mgmt For For
McCann P.C. as our independent registered
public accounting firm for the fiscal year
ending September 30, 2020.
4. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the compensation of our named
executive officers as presented in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
MODEL N, INC. Agenda Number: 935118073
--------------------------------------------------------------------------------------------------------------------------
Security: 607525102
Meeting Type: Annual
Meeting Date: 14-Feb-2020
Ticker: MODN
ISIN: US6075251024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tim Adams Mgmt For For
Scott Reese Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending September
30, 2020.
3. To approve a non-binding advisory vote on Mgmt For For
the compensation of our named executive
officers as disclosed in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
NAPCO SECURITY TECHNOLOGIES, INC. Agenda Number: 935191736
--------------------------------------------------------------------------------------------------------------------------
Security: 630402105
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: NSSC
ISIN: US6304021057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard L. Soloway Mgmt Withheld Against
Kevin S. Buchel Mgmt Withheld Against
2. RATIFICATION OF BAKER TILLY VIRCHOW KRAUSE, Mgmt For For
LLP AS THE COMPANY'S 2020 INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS
3. APPROVAL OF ADOPTION OF THE 2020 Mgmt Against Against
NON-EMPLOYEE STOCK OPTION PLAN
4. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF EXECUTIVE OFFICERS
5. ADVISORY RESOLUTION TO DETERMINE THE Mgmt 1 Year Against
FREQUENCY OF AN ADVISORY VOTE TO APPROVE
THE COMPENSATION OF THE EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
NN, INC. Agenda Number: 935159372
--------------------------------------------------------------------------------------------------------------------------
Security: 629337106
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: NNBR
ISIN: US6293371067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raynard D. Benvenuti Mgmt For For
Christina E. Carroll Mgmt For For
David K. Floyd Mgmt For For
Jeri J. Harman Mgmt For For
Steven T. Warshaw Mgmt Withheld Against
Thomas H. Wilson, Jr. Mgmt For For
2. Approval of the issuance of common stock in Mgmt For For
accordance with the Nasdaq Marketplace
Rules 5635(b) and 5635(d) upon (i)
conversion or redemption of the Series B
Convertible Preferred Stock, and (ii)
exercise of warrants, in each case, issued
pursuant to that certain Securities
Purchase Agreement, dated December 5, 2019,
by and among NN, Inc. and the investors
named therein.
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation of the named executive
officers of NN, Inc.
4. Advisory (non-binding) vote to ratify the Mgmt For For
selection of PRICEWATERHOUSECOOPERS LLP as
registered independent public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
NORTHRIM BANCORP, INC. Agenda Number: 935207337
--------------------------------------------------------------------------------------------------------------------------
Security: 666762109
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: NRIM
ISIN: US6667621097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry S. Cash Mgmt For For
Anthony Drabek Mgmt For For
Karl L. Hanneman Mgmt For For
David W. Karp Mgmt Withheld Against
David J. McCambridge Mgmt For For
Krystal M. Nelson Mgmt For For
Joseph M. Schierhorn Mgmt For For
Aaron M. Schutt Mgmt For For
John C. Swalling Mgmt Withheld Against
Linda C. Thomas Mgmt For For
David G. Wight Mgmt Withheld Against
2. APPROVAL OF THE 2020 STOCK INCENTIVE PLAN. Mgmt Against Against
To approve the Northrim BanCorp, Inc. 2020
Stock Incentive Plan.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. To Mgmt For For
approve, by nonbinding vote, the
compensation of the named executive
officers.
4. RATIFY THE SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM. To
ratify the selection of Moss Adams LLP as
the independent registered accounting firm
for Northrim BanCorp, Inc. for the fiscal
year 2020.
--------------------------------------------------------------------------------------------------------------------------
NOVANTA INC. Agenda Number: 935202589
--------------------------------------------------------------------------------------------------------------------------
Security: 67000B104
Meeting Type: Annual and Special
Meeting Date: 26-May-2020
Ticker: NOVT
ISIN: CA67000B1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN W. BERSHAD Mgmt Withheld Against
LONNY J. CARPENTER Mgmt For For
DEBORAH DISANZO Mgmt For For
MATTHIJS GLASTRA Mgmt For For
BRIAN D. KING Mgmt Withheld Against
IRA J. LAMEL Mgmt For For
MAXINE L. MAURICIO Mgmt For For
DOMINIC A. ROMEO Mgmt For For
THOMAS N. SECOR Mgmt Withheld Against
02 APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF THE COMPANY'S EXECUTIVE
COMPENSATION.
03 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO SERVE UNTIL THE 2021
ANNUAL MEETING OF SHAREHOLDERS.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS TO ALLOW FOR REMOTE PARTICIPATION
AT THE COMPANY'S SHAREHOLDER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
OMNOVA SOLUTIONS INC. Agenda Number: 935080224
--------------------------------------------------------------------------------------------------------------------------
Security: 682129101
Meeting Type: Special
Meeting Date: 10-Oct-2019
Ticker: OMN
ISIN: US6821291019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of July 3, 2019 (as may be amended
from time to time, the "merger agreement"),
by and among OMNOVA, Synthomer plc, Spirit
USA Holdings Inc. and Synthomer USA LLC,
thereby approving the transactions
contemplated by the merger agreement.
2. To approve, by a non-binding advisory vote, Mgmt Against Against
the compensation that may be paid or become
payable to OMNOVA's named executive
officers that is based on or otherwise
relates to the merger contemplated by the
merger agreement.
3. To adjourn the special meeting to a later Mgmt For For
date or time, if necessary or appropriate,
including if there are insufficient votes
at the time of the special meeting to
obtain the OMNOVA shareholder approval.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC. Agenda Number: 935179982
--------------------------------------------------------------------------------------------------------------------------
Security: 69478X105
Meeting Type: Special
Meeting Date: 05-May-2020
Ticker: PPBI
ISIN: US69478X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Issuance of Shares of Mgmt For For
Pacific Premier Common Stock. To approve
the issuance of shares of Pacific Premier
common stock to the shareholders of Opus
Bank pursuant to Agreement and Plan of
Reorganization, dated as of January 31,
2020, by and among Pacific Premier, Pacific
Premier Bank and Opus Bank pursuant to
which Opus Bank will merge with and into
Pacific Premier Bank, with Pacific Premier
Bank as the surviving institution.
2. Adjournment. To adjourn the Pacific Premier Mgmt For For
special meeting to a later date or dates,
if necessary, to permit further
solicitation of proxies if there are not
sufficient votes at the time of the Pacific
Premier special meeting to approve the
issuance of shares of Pacific Premier
common stock in connection with the merger.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC. Agenda Number: 935166795
--------------------------------------------------------------------------------------------------------------------------
Security: 69478X105
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: PPBI
ISIN: US69478X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John J. Carona Mgmt For For
1B. Election of Director: Ayad A. Fargo Mgmt For For
1C. Election of Director: Steven R. Gardner Mgmt For For
1D. Election of Director: Joseph L. Garrett Mgmt For For
1E. Election of Director: Jeff C. Jones Mgmt For For
1F. Election of Director: M. Christian Mitchell Mgmt For For
1G. Election of Director: Michael J. Morris Mgmt For For
1H. Election of Director: Barbara S. Polsky Mgmt For For
1I. Election of Director: Zareh H. Sarrafian Mgmt For For
1J. Election of Director: Jaynie M. Studenmund Mgmt For For
1K. Election of Director: Cora M. Tellez Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF CROWE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PAR PACIFIC HOLDINGS, INC. Agenda Number: 935156085
--------------------------------------------------------------------------------------------------------------------------
Security: 69888T207
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: PARR
ISIN: US69888T2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Silberman Mgmt For For
Melvyn Klein Mgmt For For
Curtis Anastasio Mgmt For For
Timothy Clossey Mgmt For For
L. Melvin Cooper Mgmt For For
Walter Dods Mgmt Withheld Against
Katherine Hatcher Mgmt For For
Joseph Israel Mgmt For For
William Monteleone Mgmt For For
William Pate Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020
3. Hold an advisory vote to approve the Mgmt For For
Company's executive compensation
4. Hold an advisory vote on the frequency of Mgmt 1 Year Against
holding future advisory votes on the
Company's executive compensation
--------------------------------------------------------------------------------------------------------------------------
PATRICK INDUSTRIES, INC. Agenda Number: 935205509
--------------------------------------------------------------------------------------------------------------------------
Security: 703343103
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: PATK
ISIN: US7033431039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph M. Cerulli Mgmt For For
Todd M. Cleveland Mgmt For For
John A. Forbes Mgmt Withheld Against
Michael A. Kitson Mgmt For For
Pamela R. Klyn Mgmt For For
Derrick B. Mayes Mgmt For For
Andy L. Nemeth Mgmt For For
Denis G. Suggs Mgmt For For
M. Scott Welch Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
fiscal year 2020.
3. To approve an amendment to the Company's Mgmt For For
2009 Omnibus Incentive Plan to increase the
number of shares available for grant.
4. To approve, in an advisory and non-binding Mgmt For For
vote, the compensation of the Company's
named executive officers for fiscal year
2019.
--------------------------------------------------------------------------------------------------------------------------
PC CONNECTION, INC. Agenda Number: 935212516
--------------------------------------------------------------------------------------------------------------------------
Security: 69318J100
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: CNXN
ISIN: US69318J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patricia Gallup Mgmt Withheld Against
David Hall Mgmt Withheld Against
David Beffa-Negrini Mgmt For For
Barbara Duckett Mgmt For For
Jack Ferguson Mgmt For For
2. To approve the 2020 Stock Incentive Plan Mgmt Against Against
3. To ratify the selection by the Audit Mgmt For For
Committee of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
PERDOCEO EDUCATION CORPORATION Agenda Number: 935166670
--------------------------------------------------------------------------------------------------------------------------
Security: 71363P106
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: PRDO
ISIN: US71363P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dennis H. Chookaszian Mgmt For For
1B. Election of Director: Kenda B. Gonzales Mgmt For For
1C. Election of Director: Patrick W. Gross Mgmt For For
1D. Election of Director: William D. Hansen Mgmt For For
1E. Election of Director: Gregory L. Jackson Mgmt For For
1F. Election of Director: Thomas B. Lally Mgmt For For
1G. Election of Director: Todd S. Nelson Mgmt For For
1H. Election of Director: Leslie T. Thornton Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation Paid by the Company to its
Named Executive Officers.
3. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PREFERRED BANK Agenda Number: 935197221
--------------------------------------------------------------------------------------------------------------------------
Security: 740367404
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: PFBC
ISIN: US7403674044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Li Yu Mgmt Withheld Against
Clark Hsu Mgmt Withheld Against
Kathleen Shane Mgmt For For
Gary S. Nunnelly Mgmt For For
J. Richard Belliston Mgmt Withheld Against
2. Advisory Compensation Vote ("Say on Pay") Mgmt For For
3. Frequency of Advisory Vote Mgmt 1 Year Against
4. Ratification of Appointment of Independent Mgmt For For
Registered Public Accountants
--------------------------------------------------------------------------------------------------------------------------
RADIANT LOGISTICS INC Agenda Number: 935092091
--------------------------------------------------------------------------------------------------------------------------
Security: 75025X100
Meeting Type: Annual
Meeting Date: 13-Nov-2019
Ticker: RLGT
ISIN: US75025X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Bohn H. Crain Mgmt Against Against
1.2 Election of Director: Jack Edwards Mgmt Against Against
1.3 Election of Director: Richard P. Palmieri Mgmt Against Against
1.4 Election of Director: Michael Gould Mgmt Against Against
2. Ratifying the appointment of Peterson Mgmt For For
Sullivan LLP as the Company's independent
auditor for the fiscal year ending June 30,
2020.
3. Advisory resolution to approve executive Mgmt Against Against
compensation.
4. Advisory vote on the frequency of the Mgmt 1 Year Against
advisory vote on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SALEM MEDIA GROUP, INC. Agenda Number: 935153849
--------------------------------------------------------------------------------------------------------------------------
Security: 794093104
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: SALM
ISIN: US7940931048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stuart W. Epperson Mgmt Against Against
1B. Election of Director: Edward G. Atsinger Mgmt For For
III
1C. Election of Director: Richard A. Riddle Mgmt Against Against
(independent director)
1D. Election of Director: Eric H. Halvorson Mgmt Against Against
(independent director)
1E. Election of Director: Heather W. Grizzle Mgmt Against Against
2. Proposal to ratify the appointment of Crowe Mgmt For For
LLP as the Company's independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
SAPIENS INTERNATIONAL CORPORATION N.V. Agenda Number: 935095732
--------------------------------------------------------------------------------------------------------------------------
Security: G7T16G103
Meeting Type: Annual
Meeting Date: 20-Nov-2019
Ticker: SPNS
ISIN: KYG7T16G1039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: Guy Bernstein Mgmt For For
1B. Re-election of Director: Roni Al Dor Mgmt For For
1C. Re-election of Director: Eyal Ben-Chlouche Mgmt For For
1D. Re-election of Director: Yacov Elinav Mgmt For For
1E. Re-election of Director: Uzi Netanel Mgmt For For
1F. Re-election of Director: Naamit Salomon Mgmt For For
2. Approval of the Company's 2018 Consolidated Mgmt For For
Balance Sheets, Consolidated Statements of
Operations (profit and loss account) and
Cash Flows.
3. Approval of the re-appointment of Kost Mgmt For For
Forer Gabbay & Kasierer, a member firm of
Ernst & Young Global Limited, as the
independent auditors of the Company for
2019 and authorization of the Board of
Directors and/or its Audit Committee to fix
their compensation.
--------------------------------------------------------------------------------------------------------------------------
STOCK YARDS BANCORP, INC. Agenda Number: 935145626
--------------------------------------------------------------------------------------------------------------------------
Security: 861025104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: SYBT
ISIN: US8610251048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paul J. Bickel III Mgmt For For
1B. Election of Director: J. McCauley Brown Mgmt Against Against
1C. Election of Director: David P. Heintzman Mgmt For For
1D. Election of Director: Donna L. Heitzman Mgmt For For
1E. Election of Director: Carl G. Herde Mgmt Against Against
1F. Election of Director: James A. Hillebrand Mgmt For For
1G. Election of Director: Richard A. Lechleiter Mgmt For For
1H. Election of Director: Stephen M. Priebe Mgmt Against Against
1I. Election of Director: John L. Schutte Mgmt For For
1J. Election of Director: Norman Tasman Mgmt For For
1K. Election of Director: Kathy C. Thompson Mgmt For For
2. The ratification of BKD, LLP as the Mgmt For For
independent registered public accounting
firm for Stock Yards Bancorp, Inc. for the
year ending December 31, 2020.
3. The advisory approval of the compensation Mgmt For For
of Bancorp's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
STONERIDGE, INC. Agenda Number: 935168737
--------------------------------------------------------------------------------------------------------------------------
Security: 86183P102
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: SRI
ISIN: US86183P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan B. DeGaynor Mgmt For For
Jeffrey P. Draime Mgmt Withheld Against
Douglas C. Jacobs Mgmt For For
Ira C. Kaplan Mgmt Withheld Against
Kim Korth Mgmt For For
William M. Lasky Mgmt Withheld Against
George S. Mayes, Jr. Mgmt For For
Paul J. Schlather Mgmt For For
2. Ratification of Ernst & Young LLP as the Mgmt For For
Company's independent registered public
accounting firm for 2020.
3. Approval, on advisory basis, of the 2019 Mgmt For For
compensation of the Company's named
executive officers.
4. Approval of an amendment to the 2016 Mgmt Against Against
Long-Term Incentive Plan to increase common
shares available for issuance.
--------------------------------------------------------------------------------------------------------------------------
SURMODICS, INC. Agenda Number: 935118794
--------------------------------------------------------------------------------------------------------------------------
Security: 868873100
Meeting Type: Annual
Meeting Date: 13-Feb-2020
Ticker: SRDX
ISIN: US8688731004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jose H. Bedoya Mgmt For For
Susan E. Knight Mgmt For For
2. Set the number of directors at seven (7). Mgmt For For
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as Surmodics' independent registered
public accounting firm for fiscal year
2020.
4. Approve, in a non-binding advisory vote, Mgmt For For
the Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
TESSCO TECHNOLOGIES INCORPORATED Agenda Number: 935052198
--------------------------------------------------------------------------------------------------------------------------
Security: 872386107
Meeting Type: Annual
Meeting Date: 25-Jul-2019
Ticker: TESS
ISIN: US8723861071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert B. Barnhill, Jr. Mgmt For For
John D. Beletic Mgmt Withheld Against
Jay G. Baitler Mgmt For For
Paul J. Gaffney Mgmt Withheld Against
Benn R. Konsynski,Ph.D. Mgmt Withheld Against
Dennis J. Shaughnessy Mgmt For For
Murray Wright Mgmt For For
Morton F. Zifferer, Jr. Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2020.
3. To conduct an advisory vote on named Mgmt For For
executive officer compensation for the
fiscal year ended March 31, 2019.
4. To approve the 2019 Stock and Incentive Mgmt Against Against
Plan.
--------------------------------------------------------------------------------------------------------------------------
THE GREENBRIER COMPANIES, INC. Agenda Number: 935102424
--------------------------------------------------------------------------------------------------------------------------
Security: 393657101
Meeting Type: Annual
Meeting Date: 08-Jan-2020
Ticker: GBX
ISIN: US3936571013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Wanda F. Felton Mgmt For For
Graeme A. Jack Mgmt For For
David L. Starling Mgmt For For
Wendy L. Teramoto Mgmt For For
2. Advisory approval of the compensation of Mgmt Against Against
the Company's named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent auditors for
2020.
--------------------------------------------------------------------------------------------------------------------------
TILLY'S INC. Agenda Number: 935187927
--------------------------------------------------------------------------------------------------------------------------
Security: 886885102
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: TLYS
ISIN: US8868851028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hezy Shaked Mgmt Withheld Against
Doug Collier Mgmt Withheld Against
Seth Johnson Mgmt Withheld Against
Janet Kerr Mgmt For For
Edmond Thomas Mgmt For For
Bernard Zeichner Mgmt For For
2. Approval of Amended and Restated 2012 Mgmt Against Against
Equity and Incentive Award Plan.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 30, 2021.
4. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
TRIUMPH BANCORP INC Agenda Number: 935152582
--------------------------------------------------------------------------------------------------------------------------
Security: 89679E300
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: TBK
ISIN: US89679E3009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Carlos M. Sepulveda, Mgmt Against Against
Jr.
1.2 Election of Director: Charles A. Anderson Mgmt For For
1.3 Election of Director: Douglas M. Kratz Mgmt For For
1.4 Election of Director: Richard L. Davis Mgmt For For
1.5 Election of Director: Michael P. Rafferty Mgmt For For
1.6 Election of Director: C. Todd Sparks Mgmt For For
1.7 Election of Director: Debra Bradford Mgmt For For
1.8 Election of Director: Laura Easley Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers as disclosed in the
Proxy Statement.
3. To ratify the appointment of Crowe LLP as Mgmt For For
our independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC. Agenda Number: 935189325
--------------------------------------------------------------------------------------------------------------------------
Security: 902252105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: TYL
ISIN: US9022521051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald R. Brattain Mgmt For For
1B. Election of Director: Glenn A. Carter Mgmt Against Against
1C. Election of Director: Brenda A. Cline Mgmt For For
1D. Election of Director: J. Luther King Jr. Mgmt For For
1E. Election of Director: Mary L. Landrieu Mgmt For For
1F. Election of Director: John S. Marr Jr. Mgmt For For
1G. Election of Director: H. Lynn Moore Jr. Mgmt For For
1H. Election of Director: Daniel M. Pope Mgmt Against Against
1I. Election of Director: Dustin R. Womble Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent auditors.
3. Approval of an advisory resolution on Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
UFP TECHNOLOGIES, INC. Agenda Number: 935211045
--------------------------------------------------------------------------------------------------------------------------
Security: 902673102
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: UFPT
ISIN: US9026731029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert W. Pierce, Jr. Mgmt For For
Daniel C. Croteau Mgmt For For
Cynthia L. Feldmann Mgmt For For
2. To amend the Company's Certificate of Mgmt For For
Incorporation to eliminate the classified
structure of the Board of Directors and
provide for the annual election of
directors.
3. A non-binding advisory resolution to Mgmt For For
approve our executive compensation.
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
UMH PROPERTIES, INC. Agenda Number: 935196421
--------------------------------------------------------------------------------------------------------------------------
Security: 903002103
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: UMH
ISIN: US9030021037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey A. Carus Mgmt Withheld Against
Matthew I. Hirsch Mgmt Withheld Against
Kenneth K. Quigley, Jr. Mgmt Withheld Against
2. Ratification of the appointment of PKF Mgmt For For
O'Connor Davies, LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2020.
3. To adopt an advisory resolution approving Mgmt For For
the compensation of the Company's named
executive officers, as more fully disclosed
in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
UNITIL CORPORATION Agenda Number: 935166719
--------------------------------------------------------------------------------------------------------------------------
Security: 913259107
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: UTL
ISIN: US9132591077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Winfield S. Brown Mgmt For For
Mark H. Collin Mgmt For For
Michael B. Green Mgmt For For
2. To ratify the selection of independent Mgmt For For
registered accounting firm, Deloitte &
Touche LLP, for fiscal year 2020
3. Advisory vote on the approval of Executive Mgmt For For
Compensation
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL ELECTRONICS INC. Agenda Number: 935186610
--------------------------------------------------------------------------------------------------------------------------
Security: 913483103
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: UEIC
ISIN: US9134831034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul D. Arling* Mgmt Withheld Against
Satjiv S. Chahil# Mgmt Withheld Against
Sue Ann R. Hamilton# Mgmt For For
William C. Mulligan# Mgmt Withheld Against
J. C. Sparkman# Mgmt Withheld Against
Gregory P. Stapleton# Mgmt For For
Carl E. Vogel# Mgmt For For
Edward K. Zinser# Mgmt For For
2. Say on Pay - Approval, on an advisory Mgmt For For
basis, of named executive officer
compensation.
3. Ratification of the appointment of Grant Mgmt For For
Thornton LLP, a firm of Independent
Registered Public Accountants as the
Company's auditors for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL STAINLESS & ALLOY PRODS., INC. Agenda Number: 935155906
--------------------------------------------------------------------------------------------------------------------------
Security: 913837100
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: USAP
ISIN: US9138371003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher L. Ayers Mgmt Withheld Against
Judith L. Bacchus Mgmt For For
M. David Kornblatt Mgmt Withheld Against
Dennis M. Oates Mgmt For For
Udi Toledano Mgmt Withheld Against
2. Approval of the compensation for the Mgmt For For
Company's named executive officers.
3. Ratification of the appointment of Mgmt For For
Schneider Downs & Co., Inc. as the
Company's independent registered pubic
accountants for 2020.
--------------------------------------------------------------------------------------------------------------------------
VISHAY PRECISION GROUP,INC. Agenda Number: 935174982
--------------------------------------------------------------------------------------------------------------------------
Security: 92835K103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: VPG
ISIN: US92835K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc Zandman Mgmt For For
Janet Clarke Mgmt For For
Wesley Cummins Mgmt For For
Bruce Lerner Mgmt Withheld Against
Saul Reibstein Mgmt Withheld Against
Ziv Shoshani Mgmt For For
Timothy Talbert Mgmt Withheld Against
2. To approve the ratification of Brightman Mgmt For For
Almagor Zohar & Co., a firm in the Deloitte
Global Network, as Vishay Precision Group,
Inc.'s independent registered public
accounting firm for the year ending
December 31, 2020.
3. To approve the non-binding resolution Mgmt For For
relating to the executive compensation.
--------------------------------------------------------------------------------------------------------------------------
WILLDAN GROUP, INC. Agenda Number: 935198211
--------------------------------------------------------------------------------------------------------------------------
Security: 96924N100
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: WLDN
ISIN: US96924N1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas D. Brisbin Mgmt For For
Steven A. Cohen Mgmt Withheld Against
Debra Coy Mgmt Withheld Against
Raymond W. Holdsworth Mgmt Withheld Against
Douglas J. McEachern Mgmt Withheld Against
Dennis V. McGinn Mgmt Withheld Against
Keith W. Renken Mgmt For For
Mohammad Shahidehpour Mgmt Withheld Against
2. Ratification of the appointment of Crowe Mgmt For For
LLP as the independent registered public
accounting firm for the year ending January
1, 2021.
3. Approval, on a non-binding advisory basis, Mgmt Against Against
of named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
ZAGG INC Agenda Number: 935205840
--------------------------------------------------------------------------------------------------------------------------
Security: 98884U108
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: ZAGG
ISIN: US98884U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chris Ahern Mgmt For For
Michael T. Birch Mgmt Withheld Against
Cheryl A. Larabee Mgmt For For
Daniel R. Maurer Mgmt Withheld Against
P. Scott Stubbs Mgmt Withheld Against
Ronald G. Garriques Mgmt For For
Edward Terino Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
as independent registered public accounting
firm for the Company.
3. Non-advisory vote to approve the Mgmt For For
compensation of our named executive
officers in 2019.
RBC Global Opportunities Fund
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 712401671
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: AGM
Meeting Date: 26-May-2020
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPEN MEETING Non-Voting
2.A RECEIVE REPORT OF MANAGEMENT BOARD Non-Voting
2.B APPROVE REMUNERATION REPORT Mgmt For For
2.C ADOPT ANNUAL ACCOUNTS Mgmt For For
2.D RECEIVE EXPLANATION ON COMPANY'S RESERVES Non-Voting
AND DIVIDEND POLICY
2.E APPROVE REMUNERATION POLICY FOR MANAGEMENT Mgmt For For
BOARD
2.F APPROVE REMUNERATION POLICY FOR SUPERVISORY Mgmt For For
BOARD
3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
5 REELECT PIERO OVERMARS TO SUPERVISORY BOARD Mgmt For For
6 GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt For For
10 PERCENT OF ISSUED CAPITAL
7 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt For For
RIGHTS FROM SHARE ISSUANCES
8 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
9 RATIFY PWC AS AUDITORS Mgmt For For
10 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD Agenda Number: 712492824
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 29-May-2020
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0424/2020042400952.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0424/2020042400966.pdf
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY, THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND OF 93.30 HONG Mgmt For For
KONG CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2019
3 TO RE-ELECT MR. EDMUND SZE-WING TSE AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
4 TO RE-ELECT MR. JACK CHAK-KWONG SO AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO RE-ELECT MR. MOHAMED AZMAN YAHYA AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
ITS REMUNERATION
7.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY, NOT EXCEEDING 10 PER
CENT OF THE NUMBER OF SHARES OF THE COMPANY
IN ISSUE AS AT THE DATE OF THIS RESOLUTION,
AND THE DISCOUNT FOR ANY SHARES TO BE
ISSUED SHALL NOT EXCEED 10 PER CENT TO THE
BENCHMARKED PRICE
7.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY, NOT
EXCEEDING 10 PER CENT OF THE NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF THIS RESOLUTION
8 TO APPROVE THE NEW SHARE OPTION SCHEME AND Mgmt For For
TO TERMINATE THE EXISTING SHARE OPTION
SCHEME
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935196762
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
Sundar Pichai Mgmt For For
John L. Hennessy Mgmt For For
Frances H. Arnold Mgmt For For
L. John Doerr Mgmt For For
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt For For
Alan R. Mulally Mgmt Withheld Against
K. Ram Shriram Mgmt For For
Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. An amendment to Alphabet's Amended and Mgmt Against Against
Restated 2012 Stock Plan to increase the
share reserve by 8,500,000 shares of Class
C capital stock.
4. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
5. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
6. A stockholder proposal regarding a report Shr For Against
on arbitration of employment-related
claims, if properly presented at the
meeting.
7. A stockholder proposal regarding the Shr For Against
establishment of a human rights risk
oversight committee, if properly presented
at the meeting.
8. A stockholder proposal regarding Shr Against For
non-binding vote on amendment of bylaws, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr For Against
on sustainability metrics, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr For Against
on takedown requests, if properly presented
at the meeting.
11. A stockholder proposal regarding majority Shr For Against
vote for election of directors, if properly
presented at the meeting.
12. A stockholder proposal regarding a report Shr For Against
on gender/racial pay equity, if properly
presented at the meeting.
13. A stockholder proposal regarding the Shr For Against
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
14. A stockholder proposal regarding a report Shr Against For
on whistleblower policies and practices, if
properly presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of director: Thomas O. Ryder Mgmt For For
1I. Election of director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO LOWER STOCK
OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO
REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
EFFECTS OF FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
POTENTIAL CUSTOMER MISUSE OF CERTAIN
TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
EFFORTS TO RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ALTERNATIVE REPORT ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
VIEWPOINT DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr For Against
SUPPLY CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING
--------------------------------------------------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC. Agenda Number: 935160248
--------------------------------------------------------------------------------------------------------------------------
Security: 030420103
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: AWK
ISIN: US0304201033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey N. Edwards Mgmt For For
1B. Election of Director: Martha Clark Goss Mgmt For For
1C. Election of Director: Veronica M. Hagen Mgmt For For
1D. Election of Director: Kimberly J. Harris Mgmt For For
1E. Election of Director: Julia L. Johnson Mgmt For For
1F. Election of Director: Patricia L. Kampling Mgmt For For
1G. Election of Director: Karl F. Kurz Mgmt For For
1H. Election of Director: Walter J. Lynch Mgmt For For
1I. Election of Director: George MacKenzie Mgmt For For
1J. Election of Director: James G. Stavridis Mgmt For For
1K. Election of Director: Lloyd M. Yates Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment, by the Mgmt For For
Audit, Finance and Risk Committee of the
Board of Directors, of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA/NV Agenda Number: 712557050
--------------------------------------------------------------------------------------------------------------------------
Security: B639CJ108
Meeting Type: MIX
Meeting Date: 03-Jun-2020
Ticker:
ISIN: BE0974293251
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
A.1.A AMENDING ARTICLE 24.4 OF THE ARTICLES OF Mgmt For For
ASSOCIATION IN ORDER TO ALLOW THE BOARD TO
DECIDE BY WAY OF WRITTEN RESOLUTIONS UNDER
THE CONDITIONS OF THE BELGIAN CODE OF
COMPANIES AND ASSOCIATIONS, AS FOLLOWS:
"24.4 ANY OR ALL OF THE DIRECTORS MAY
PARTICIPATE IN A MEETING OF THE BOARD OF
DIRECTORS BY MEANS OF TELEPHONE,
VIDEOCONFERENCE OR SIMILAR COMMUNICATIONS
EQUIPMENT BY MEANS OF WHICH ALL PERSONS
PARTICIPATING IN THE MEETING CAN HEAR EACH
OTHER. PARTICIPATION IN A MEETING BY SUCH
MEANS SHALL CONSTITUTE PRESENCE IN PERSON
AT SUCH MEETING. DECISIONS OF THE BOARD OF
DIRECTORS MAY ALSO BE ADOPTED, WITHOUT ANY
PHYSICAL MEETING, BY THE UNANIMOUS CONSENT
OF THE DIRECTORS EXPRESSED IN WRITING."
A.1.B AMENDING ARTICLE 44 OF THE ARTICLES OF Mgmt For For
ASSOCIATION IN ORDER TO ALLOW THE BOARD TO
DISTRIBUTE INTERIM DIVIDENDS UNDER THE
CONDITIONS OF THE BELGIAN CODE OF COMPANIES
AND ASSOCIATIONS, AS FOLLOWS: "THE ANNUAL
DIVIDENDS SHALL BE PAID AT THE DATES AND
PLACES DECIDED BY THE BOARD OF DIRECTORS.
THE BOARD OF DIRECTORS MAY PAY AN INTERIM
DIVIDEND IN ACCORDANCE WITH ARTICLE 7:213
OF THE CODE."
A.1.C AMENDING SEVERAL PROVISIONS OF THE ARTICLES Mgmt For For
OF ASSOCIATION IN ORDER TO CONFORM SUCH
PROVISIONS WITH THE CHANGES IMPOSED BY OR
RESULTING FROM THE RULES OF THE BELGIAN
CODE OF COMPANIES AND ASSOCIATIONS AND
OTHER BELGIAN LEGISLATIONS AND TO ALIGN THE
TEXT OF THE ARTICLES OF ASSOCIATION TO THE
TERMINOLOGY AND NUMBERING OF SUCH CODE. THE
PROPOSED REVISED TEXT OF ARTICLES OF
ASSOCIATION IS AVAILABLE ON THE COMPANY'S
WEBSITE AS INDICATED IN THIS NOTICE
B.2 MANAGEMENT REPORT BY THE BOARD OF DIRECTORS Non-Voting
ON THE ACCOUNTING YEAR ENDED ON 31 DECEMBER
2019
B.3 REPORT BY THE STATUTORY AUDITOR ON THE Non-Voting
ACCOUNTING YEAR ENDED ON 31 DECEMBER 2019
B.4 COMMUNICATION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS RELATING TO THE ACCOUNTING YEAR
ENDED ON 31 DECEMBER 2019, AS WELL AS THE
MANAGEMENT REPORT BY THE BOARD OF DIRECTORS
AND THE REPORT BY THE STATUTORY AUDITOR ON
THE CONSOLIDATED ANNUAL ACCOUNTS
B.5 APPROVING THE STATUTORY ANNUAL ACCOUNTS Mgmt For For
RELATING TO THE ACCOUNTING YEAR ENDED ON 31
DECEMBER 2019, INCLUDING THE FOLLOWING
ALLOCATION OF THE RESULT: (AS SPECIFIED)
GROSS DIVIDEND FOR 2019 OF EUR 1.30. TAKING
INTO ACCOUNT THE GROSS INTERIM DIVIDEND OF
EUR 0.80 PER SHARE PAID IN NOVEMBER 2019, A
BALANCE GROSS AMOUNT OF EUR 0.50 WILL BE
PAYABLE AS FROM 11 JUNE 2020 (JSE: 15 JUNE
2020), I.E. A BALANCE DIVIDEND NET OF
BELGIAN WITHHOLDING TAX OF EUR 0.35 PER
SHARE (IN CASE OF 30% BELGIAN WITHHOLDING
TAX) AND OF EUR 0.50 PER SHARE (IN CASE OF
EXEMPTION FROM BELGIAN WITHHOLDING TAX).
THE ACTUAL GROSS DIVIDEND AMOUNT (AND,
SUBSEQUENTLY, THE BALANCE AMOUNT) MAY
FLUCTUATE DEPENDING ON POSSIBLE CHANGES IN
THE NUMBER OF OWN SHARES HELD BY THE
COMPANY ON THE DIVIDEND PAYMENT DATE
B.6 GRANTING DISCHARGE TO THE DIRECTORS FOR THE Mgmt For For
PERFORMANCE OF THEIR DUTIES DURING THE
ACCOUNTING YEAR ENDED ON 31 DECEMBER 2019
B.7 GRANTING DISCHARGE TO THE STATUTORY AUDITOR Mgmt For For
FOR THE PERFORMANCE OF HIS DUTIES DURING
THE ACCOUNTING YEAR ENDED ON 31 DECEMBER
2019
B.8.A UPON PROPOSAL FROM THE BOARD OF DIRECTORS, Mgmt For For
RENEWING THE APPOINTMENT OF MS. MICHELE
BURNS AS INDEPENDENT DIRECTOR, FOR A PERIOD
OF FOUR YEARS ENDING AT THE END OF THE
SHAREHOLDERS' MEETING WHICH WILL BE ASKED
TO APPROVE THE ACCOUNTS FOR THE YEAR 2023.
MS. BURNS EXPRESSLY STATED AND THE BOARD IS
OF THE OPINION THAT SHE COMPLIES WITH THE
FUNCTIONAL, FAMILY AND FINANCIAL CRITERIA
OF INDEPENDENCE AS PROVIDED FOR IN THE 2020
BELGIAN CORPORATE GOVERNANCE CODE
B.8.B UPON PROPOSAL FROM THE BOARD OF DIRECTORS, Mgmt For For
RENEWING THE APPOINTMENT OF MR. ELIO LEONI
SCETI AS INDEPENDENT DIRECTOR, FOR A PERIOD
OF FOUR YEARS ENDING AT THE END OF THE
SHAREHOLDERS' MEETING WHICH WILL BE ASKED
TO APPROVE THE ACCOUNTS FOR THE YEAR 2023.
MR. SCETI EXPRESSLY STATED AND THE BOARD IS
OF THE OPINION THAT HE COMPLIES WITH THE
FUNCTIONAL, FAMILY AND FINANCIAL CRITERIA
OF INDEPENDENCE AS PROVIDED FOR IN THE 2020
BELGIAN CORPORATE GOVERNANCE CODE
B.8.C UPON PROPOSAL FROM THE REFERENCE Mgmt Against Against
SHAREHOLDER, RENEWING THE APPOINTMENT AS
DIRECTOR OF MR. ALEXANDRE VAN DAMME, FOR A
PERIOD OF FOUR YEARS ENDING AT THE END OF
THE SHAREHOLDERS' MEETING WHICH WILL BE
ASKED TO APPROVE THE ACCOUNTS FOR THE YEAR
2023
B.8.D UPON PROPOSAL FROM THE REFERENCE Mgmt Against Against
SHAREHOLDER, RENEWING THE APPOINTMENT AS
DIRECTOR OF MR. GREGOIRE DE SPOELBERCH, FOR
A PERIOD OF FOUR YEARS ENDING AT THE END OF
THE SHAREHOLDERS' MEETING WHICH WILL BE
ASKED TO APPROVE THE ACCOUNTS FOR THE YEAR
2023
B.8.E UPON PROPOSAL FROM THE REFERENCE Mgmt Against Against
SHAREHOLDER, RENEWING THE APPOINTMENT AS
DIRECTOR OF MR. PAUL CORNET DE WAYS RUART,
FOR A PERIOD OF FOUR YEARS ENDING AT THE
END OF THE SHAREHOLDERS' MEETING WHICH WILL
BE ASKED TO APPROVE THE ACCOUNTS FOR THE
YEAR 2023
B.8.F UPON PROPOSAL FROM THE REFERENCE Mgmt Against Against
SHAREHOLDER, RENEWING THE APPOINTMENT AS
DIRECTOR OF MR. PAULO LEMANN, FOR A PERIOD
OF FOUR YEARS ENDING AT THE END OF THE
SHAREHOLDERS' MEETING WHICH WILL BE ASKED
TO APPROVE THE ACCOUNTS FOR THE YEAR 2023
B.8.G UPON PROPOSAL FROM THE REFERENCE Mgmt Against Against
SHAREHOLDER, RENEWING THE APPOINTMENT AS
DIRECTOR OF MS. MARIA ASUNCION
ARAMBURUZABALA, FOR A PERIOD OF FOUR YEARS
ENDING AT THE END OF THE SHAREHOLDERS'
MEETING WHICH WILL BE ASKED TO APPROVE THE
ACCOUNTS FOR THE YEAR 2023
B.8.H ACKNOWLEDGING THE END OF THE MANDATE OF MR. Mgmt Against Against
MARCEL HERRMANN TELLES AS DIRECTOR AND,
UPON PROPOSAL FROM THE REFERENCE
SHAREHOLDER, APPOINTING MR. ROBERTO
THOMPSON MOTTA AS DIRECTOR, FOR A PERIOD OF
FOUR YEARS ENDING AT THE END OF THE
SHAREHOLDERS' MEETING WHICH WILL BE ASKED
TO APPROVE THE ACCOUNTS FOR THE YEAR 2023.
MR. ROBERTO THOMPSON MOTTA, A BRAZILIAN
CITIZEN, RECEIVED A BS IN MECHANICAL
ENGINEERING FROM PONTIFICIA UNIVERSIDADE
CATOLICA DO RIO DE JANEIRO AND AN MBA FROM
THE WHARTON SCHOOL OF THE UNIVERSITY OF
PENNSYLVANIA. HE IS A CO-FOUNDER AND MEMBER
OF THE INVESTMENT COMMITTEE OF 3G CAPITAL,
A GLOBAL INVESTMENT FIRM HEADQUARTERED IN
NEW YORK. MR. THOMPSON SERVED ON THE BOARD
OF DIRECTORS OF AB INBEV FROM 2004 UNTIL
2014 AND HAS SERVED SINCE 2001 ON THE BOARD
OF DIRECTORS OF AMBEV S.A. WHERE HE IS A
MEMBER OF THE OPERATIONAL AND FINANCE
COMMITTEE. MR. THOMPSON HAS SERVED ON THE
BOARD OF DIRECTORS OF RESTAURANT BRANDS
INTERNATIONAL SINCE 2013, LOJAS AMERICANAS
S.A. SINCE 2001, SAO CARLOS EMPREENDIMENTOS
E PARTICIPACOES S.A. SINCE 2001 AND STONECO
LTD., A LEADING PROVIDER OF FINANCIAL
TECHNOLOGY SOLUTIONS, SINCE 2018, WHERE HE
CHAIRS THE FINANCE COMMITTEE. FROM 1993 TO
2004, HE WAS ONE OF THE FOUNDING PARTNERS
OF GP INVESTMENTS LTD. AND A MEMBER OF ITS
BOARD OF DIRECTORS UNTIL 2010. MR. THOMPSON
IS A MEMBER OF THE ACADEMY OF THE
UNIVERSITY OF PENNSYLVANIA, THE
INTERNATIONAL COUNCIL OF THE METROPOLITAN
MUSEUM OF ART IN NEW YORK AND A PATRON OF
THE MUSEUM OF MODERN ART OF SAO PAULO
B.8.I UPON PROPOSAL FROM THE RESTRICTED Mgmt Against Against
SHAREHOLDERS, RENEWING THE APPOINTMENT AS
RESTRICTED SHARE DIRECTOR OF MR. MARTIN J.
BARRINGTON, FOR A PERIOD OF ONE YEAR ENDING
AT THE END OF THE SHAREHOLDERS' MEETING
WHICH WILL BE ASKED TO APPROVE THE ACCOUNTS
FOR THE YEAR 2020
B.8.J UPON PROPOSAL FROM THE RESTRICTED Mgmt Against Against
SHAREHOLDERS, RENEWING THE APPOINTMENT AS
RESTRICTED SHARE DIRECTOR OF MR. WILLIAM F.
GIFFORD. JR., FOR A PERIOD OF ONE YEAR
ENDING AT THE END OF THE SHAREHOLDERS'
MEETING WHICH WILL BE ASKED TO APPROVE THE
ACCOUNTS FOR THE YEAR 2020
B.8.K UPON PROPOSAL FROM THE RESTRICTED Mgmt Against Against
SHAREHOLDERS, RENEWING THE APPOINTMENT AS
RESTRICTED SHARE DIRECTOR OF MR. ALEJANDRO
SANTO DOMINGO DAVILA, FOR A PERIOD OF ONE
YEAR ENDING AT THE END OF THE SHAREHOLDERS'
MEETING WHICH WILL BE ASKED TO APPROVE THE
ACCOUNTS FOR THE YEAR 2020
B.9 APPROVING THE REMUNERATION REPORT FOR THE Mgmt Against Against
FINANCIAL YEAR 2019 AS SET OUT IN THE 2019
ANNUAL REPORT, INCLUDING THE REMUNERATION
POLICY. THE 2019 ANNUAL REPORT AND
REMUNERATION REPORT CONTAINING THE
REMUNERATION POLICY ARE AVAILABLE ON THE
COMPANY'S WEBSITE AS INDICATED IN THIS
NOTICE
C.10 WITHOUT PREJUDICE TO OTHER DELEGATIONS OF Mgmt For For
POWERS TO THE EXTENT APPLICABLE, GRANTING
POWERS TO JAN VANDERMEERSCH, GLOBAL LEGAL
DIRECTOR CORPORATE, WITH POWER TO
SUBSTITUTE, TO PROCEED TO (I) THE SIGNING
OF THE RESTATED ARTICLES OF ASSOCIATION AND
THEIR FILINGS WITH THE CLERK'S OFFICE OF
THE ENTERPRISE COURT OF BRUSSELS AS A
RESULT OF THE APPROVAL OF THE RESOLUTIONS
LISTED UNDER ITEM 1 ABOVE, AND (II) ANY
OTHER FILINGS AND PUBLICATION FORMALITIES
IN RELATION TO THE ABOVE RESOLUTIONS
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 390001 DUE TO CHANGE IN RECORD
DATE FROM 15 APR 2020 TO 20 MAY 2020. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED IF VOTE DEADLINE EXTENSIONS
ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
BLUEBIRD BIO, INC. Agenda Number: 935203480
--------------------------------------------------------------------------------------------------------------------------
Security: 09609G100
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: BLUE
ISIN: US09609G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Nick Leschly Mgmt For For
1B. Election of Class I Director: Douglas A. Mgmt For For
Melton, Ph.D.
1C. Election of Class I Director: Mark Vachon Mgmt For For
2. To hold a non-binding advisory vote on the Mgmt For For
compensation paid to the Company's named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CRODA INTERNATIONAL PLC Agenda Number: 712267156
--------------------------------------------------------------------------------------------------------------------------
Security: G25536155
Meeting Type: AGM
Meeting Date: 23-Apr-2020
Ticker:
ISIN: GB00BJFFLV09
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION POLICY Mgmt For For
3 APPROVE REMUNERATION REPORT Mgmt For For
4 APPROVE FINAL DIVIDEND Mgmt For For
5 RE-ELECT ROBERTO CIRILLO AS DIRECTOR Mgmt For For
6 RE-ELECT JACQUI FERGUSON AS DIRECTOR Mgmt For For
7 RE-ELECT STEVE FOOTS AS DIRECTOR Mgmt For For
8 RE-ELECT ANITA FREW AS DIRECTOR Mgmt For For
9 RE-ELECT HELENA GANCZAKOWSKI AS DIRECTOR Mgmt For For
10 RE-ELECT KEITH LAYDEN AS DIRECTOR Mgmt For For
11 RE-ELECT JEZ MAIDEN AS DIRECTOR Mgmt For For
12 ELECT JOHN RAMSAY AS DIRECTOR Mgmt For For
13 REAPPOINT KPMG LLP AS AUDITORS Mgmt For For
14 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
15 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
16 AUTHORISE ISSUE OF EQUITY Mgmt For For
17 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
19 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
20 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
21 AMEND PERFORMANCE SHARE PLAN 2014 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CYBERARK SOFTWARE LTD Agenda Number: 935231338
--------------------------------------------------------------------------------------------------------------------------
Security: M2682V108
Meeting Type: Annual
Meeting Date: 30-Jun-2020
Ticker: CYBR
ISIN: IL0011334468
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Ron Gutler for a term of Mgmt For For
approximately three years as a Class III
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2023 and until
his or her respective successor is duly
elected and qualified.
1B. Re-election of Kim Perdikou for a term of Mgmt For For
approximately three years as a Class III
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2023 and until
his or her respective successor is duly
elected and qualified.
1C. Election of Francois Auque for a term of Mgmt For For
approximately three years as a Class III
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2023 and until
his or her respective successor is duly
elected and qualified.
2. To approve the CyberArk Software Ltd. 2020 Mgmt For For
Employee Share Purchase Plan.
3. To approve, in accordance with the Mgmt For For
requirements of the Companies Law, the
adoption of an equity grant plan for the
years 2020-2022, for the grant of
performance share units (PSUs) and
restricted share units (RSUs), to the
Company's Chairman of the Board and Chief
Executive Officer, Ehud (Udi) Mokady.
4. To approve the re-appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, registered public
accounting firm, a member firm of Ernst &
Young Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2020 and until the
Company's 2021 annual general meeting of
shareholders, and to authorize the Board to
fix such accounting firm's annual
compensation.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 935150615
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Hefner Filler Mgmt For For
1B. Election of Director: Thomas P. Joyce, Jr. Mgmt For For
1C. Election of Director: Teri List-Stoll Mgmt For For
1D. Election of Director: Walter G. Lohr, Jr. Mgmt For For
1E. Election of Director: Jessica L. Mega, MD, Mgmt For For
MPH
1F. Election of Director: Pardis C. Sabeti, MD, Mgmt For For
D. Phil.
1G. Election of Director: Mitchell P. Rales Mgmt For For
1H. Election of Director: Steven M. Rales Mgmt For For
1I. Election of Director: John T. Schwieters Mgmt For For
1J. Election of Director: Alan G. Spoon Mgmt For For
1K. Election of Director: Raymond C. Stevens, Mgmt For For
Ph.D.
1L. Election of Director: Elias A. Zerhouni, MD Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Danaher's independent registered
public accounting firm for the year ending
December 31, 2020
3. To approve on an advisory basis the Mgmt For For
Company's named executive officer
compensation
4. To act upon a shareholder proposal Shr For Against
requesting that Danaher amend its governing
documents to reduce the percentage of
shares required for shareholders to call a
special meeting of shareholders from 25% to
10%
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 935145272
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Janet F. Clark Mgmt For For
1B. Election of Director: Charles R. Crisp Mgmt For For
1C. Election of Director: Robert P. Daniels Mgmt For For
1D. Election of Director: James C. Day Mgmt For For
1E. Election of Director: C. Christopher Gaut Mgmt For For
1F. Election of Director: Julie J. Robertson Mgmt For For
1G. Election of Director: Donald F. Textor Mgmt For For
1H. Election of Director: William R. Thomas Mgmt For For
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP, independent
registered public accounting firm, as
auditors for the Company for the year
ending December 31, 2020.
3. To approve, by non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
FIRST REPUBLIC BANK Agenda Number: 935159978
--------------------------------------------------------------------------------------------------------------------------
Security: 33616C100
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: FRC
ISIN: US33616C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James H. Herbert, II Mgmt For For
1B. Election of Director: Katherine Mgmt For For
August-deWilde
1C. Election of Director: Hafize Gaye Erkan Mgmt For For
1D. Election of Director: Frank J. Fahrenkopf, Mgmt For For
Jr.
1E. Election of Director: Boris Groysberg Mgmt For For
1F. Election of Director: Sandra R. Hernandez Mgmt For For
1G. Election of Director: Pamela J. Joyner Mgmt For For
1H. Election of Director: Reynold Levy Mgmt For For
1I. Election of Director: Duncan L. Niederauer Mgmt For For
1J. Election of Director: George G.C. Parker Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the independent auditor of First Republic
Bank for the fiscal year ending December
31, 2020.
3. To approve the amendments to the First Mgmt For For
Republic Bank 2017 Omnibus Award Plan.
4. To approve, by advisory (non-binding) vote, Mgmt For For
the compensation of our executive officers
("say on pay" vote).
--------------------------------------------------------------------------------------------------------------------------
FORTIVE CORPORATION Agenda Number: 935180442
--------------------------------------------------------------------------------------------------------------------------
Security: 34959J108
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: FTV
ISIN: US34959J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kate Mitchell Mgmt For For
1B. Election of Director: Mitchell P. Rales Mgmt For For
1C. Election of Director: Steven M. Rales Mgmt For For
1D. Election of Director: Jeannine Sargent Mgmt For For
1E. Election of Director: Alan G. Spoon Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Fortive's independent registered
public accounting firm for the year ending
December 31, 2020.
3. To approve on an advisory basis Fortive's Mgmt For For
named executive officer compensation.
4. To approve Fortive's Amended and Restated Mgmt For For
Certificate of Incorporation, as amended
and restated to eliminate the supermajority
voting requirements applicable to shares of
common stock.
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INCYTE CORPORATION Agenda Number: 935199097
--------------------------------------------------------------------------------------------------------------------------
Security: 45337C102
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: INCY
ISIN: US45337C1027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Julian C. Baker Mgmt For For
1.2 Election of Director: Jean-Jacques Bienaime Mgmt For For
1.3 Election of Director: Paul J. Clancy Mgmt For For
1.4 Election of Director: Wendy L. Dixon Mgmt For For
1.5 Election of Director: Jacqualyn A. Fouse Mgmt For For
1.6 Election of Director: Paul A. Friedman Mgmt For For
1.7 Election of Director: Edmund P. Harrigan Mgmt For For
1.8 Election of Director: Katherine A. High Mgmt For For
1.9 Election of Director: Herve Hoppenot Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
3. To approve an amendment to the Company's Mgmt For For
1997 Employee Stock Purchase Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2020.
5. To vote on a stockholder proposal, if Shr For Against
properly presented, described in more
detail in the proxy statement.
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INDUSTRIA DE DISENO TEXTIL S.A. Agenda Number: 711318104
--------------------------------------------------------------------------------------------------------------------------
Security: E6282J125
Meeting Type: OGM
Meeting Date: 16-Jul-2019
Ticker:
ISIN: ES0148396007
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE ANNUAL ACCOUNTS (BALANCE SHEET, INCOME
STATEMENT, STATEMENT OF CHANGES IN EQUITY,
STATEMENT OF CASH FLOWS AND NOTES TO THE
ACCOUNTS) AND MANAGEMENT REPORT OF
INDUSTRIA DE DISENO TEXTIL, SOCIEDAD
ANONIMA, (INDITEX, S.A.) FOR FINANCIAL YEAR
2018, ENDED 31 JANUARY 2019
2 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE CONSOLIDATED ANNUAL ACCOUNTS
(CONSOLIDATED BALANCE SHEET, CONSOLIDATED
INCOME STATEMENT, CONSOLIDATED STATEMENT OF
COMPREHENSIVE INCOME, CONSOLIDATED
STATEMENT OF CHANGES IN EQUITY,
CONSOLIDATED STATEMENT OF CASH FLOWS AND
NOTES TO THE CONSOLIDATED ACCOUNTS) AND
CONSOLIDATED MANAGEMENT REPORT OF THE
INDITEX GROUP FOR FINANCIAL YEAR 2018,
ENDED 31 JANUARY 2019, AND OF THE
MANAGEMENT OF THE COMPANY
3 REVIEW AND APPROVAL, WHERE APPROPRIATE OF Mgmt For For
THE STATEMENT ON NON-FINANCIAL INFORMATION
(ACT 11/2018, OF 28 DECEMBER, ON MANDATORY
DISCLOSURE OF NON-FINANCIAL INFORMATION)
4 DISTRIBUTION OF THE INCOME OR LOSS OF THE Mgmt For For
FINANCIAL YEAR AND DECLARATION OF DIVIDENDS
5 DETERMINING THE NEW NUMBER OF DIRECTORS Mgmt For For
6.A RE-ELECTION OF MR PABLO ISLA ALVAREZ DE Mgmt For For
TEJERA TO THE BOARD OF DIRECTORS, AS
EXECUTIVE DIRECTOR
6.B RE-ELECTION OF MR AMANCIO ORTEGA GAONA TO Mgmt For For
THE BOARD OF DIRECTORS, AS NON-EXECUTIVE
PROPRIETARY DIRECTOR
6.C APPOINTMENT OF MR CARLOS CRESPO GONZALEZ TO Mgmt For For
THE BOARD OF DIRECTORS, AS EXECUTIVE
DIRECTOR
6.D RE-ELECTION OF MR EMILIO SARACHO RODRIGUEZ Mgmt For For
DE TORRES TO THE BOARD OF DIRECTORS, AS
NON-EXECUTIVE INDEPENDENT DIRECTOR
6.E RE-ELECTION OF MR JOSE LUIS DURAN SCHULZ TO Mgmt For For
THE BOARD OF DIRECTORS, AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
7.A AMENDMENT OF THE ARTICLES OF ASSOCIATION TO Mgmt For For
BRING THEM INTO LINE WITH THE LATEST
AMENDMENT OF THE COMPANIES ACT, THE
RENAMING OF THE AUDIT AND CONTROL COMMITTEE
(HEREINAFTER, "AUDIT AND COMPLIANCE
COMMITTEE") AND THE FORMATION OF A NEW
SUSTAINABILITY COMMITTEE: AMENDMENT OF
ARTICLE 13 ("THE GENERAL MEETING OF
SHAREHOLDERS") IN PART I ("GENERAL MEETING
OF SHAREHOLDERS") CHAPTER III ("GOVERNING
BODIES OF THE COMPANY")
7.B AMENDMENT OF THE ARTICLES OF ASSOCIATION TO Mgmt For For
BRING THEM INTO LINE WITH THE LATEST
AMENDMENT OF THE COMPANIES ACT, THE
RENAMING OF THE AUDIT AND CONTROL COMMITTEE
(HEREINAFTER, "AUDIT AND COMPLIANCE
COMMITTEE") AND THE FORMATION OF A NEW
SUSTAINABILITY COMMITTEE: AMENDMENT OF
ARTICLE 22 ("BOARD OF DIRECTORS"), ARTICLE
28 ("AUDIT AND COMPLIANCE COMMITTEE"),
ARTICLE 29 ("NOMINATION COMMITTEE") AND
ARTICLE 30 ("REMUNERATION COMMITTEE", AND
ADDITION OF A NEW ARTICLE 30BIS
("SUSTAINABILITY COMMITTEE"), ALL OF THEM
IN PART II ("BOARD OF DIRECTORS") CHAPTER
III ("GOVERNING BODIES OF THE COMPANY")
7.C AMENDMENT OF THE ARTICLES OF ASSOCIATION TO Mgmt For For
BRING THEM INTO LINE WITH THE LATEST
AMENDMENT OF THE COMPANIES ACT, THE
RENAMING OF THE AUDIT AND CONTROL COMMITTEE
(HEREINAFTER, "AUDIT AND COMPLIANCE
COMMITTEE") AND THE FORMATION OF A NEW
SUSTAINABILITY COMMITTEE: AMENDMENT OF
ARTICLE 34 ("ANNUAL ACCOUNTS. ACCOUNTING
DOCUMENTS. REVIEW OF THE ANNUAL ACCOUNTS"),
ARTICLE 37 ("DECLARATION OF DIVIDENDS") AND
ARTICLE 38 ("FILING OF ACCOUNTS"), IN
CHAPTER IV ("FINANCIAL YEAR, ANNUAL
ACCOUNTS: VERIFICATION, APPROVAL AND
PUBLICATION. DISTRIBUTION OF INCOME OR
LOSS")
8 RE-ELECTION OF DELOITTE, S.L. AS STATUTORY Mgmt For For
AUDITOR OF THE COMPANY AND ITS GROUP FOR
FY2019
9 APPROVAL, WHERE APPROPRIATE, OF A LONG-TERM Mgmt For For
INCENTIVE PLAN IN CASH AND IN SHARES,
ADDRESSED TO MEMBERS OF MANAGEMENT,
INCLUDING THE EXECUTIVE DIRECTORS, AND
OTHER EMPLOYEES OF THE INDITEX GROUP
10 AUTHORIZATION TO THE BOARD OF DIRECTORS FOR Mgmt For For
THE DERIVATIVE ACQUISITION OF OWN SHARES,
SUPERSEDING THE AUTHORIZATION APPROVED BY
THE ANNUAL GENERAL MEETING IN 2016
11 PARTIAL AMENDMENT OF THE REMUNERATION Mgmt For For
POLICY FOR DIRECTORS FOR FINANCIAL YEARS
2019, 2020 Y 2021, IN ORDER TO ADD THE
ANNUAL FIXED REMUNERATION OF MR CARLOS
CRESPO GONZALEZ FOR THE PERFORMANCE OF
EXECUTIVE FUNCTIONS
12 ADVISORY VOTE (SAY ON PAY) ON THE ANNUAL Mgmt For For
REPORT ON THE REMUNERATION OF DIRECTORS
13 GRANTING OF POWERS TO IMPLEMENT RESOLUTIONS Mgmt For For
14 REPORTING TO THE ANNUAL GENERAL MEETING ON Mgmt Abstain Against
THE AMENDMENT OF THE BOARD OF DIRECTORS'
REGULATIONS AND THE FORMATION OF A NEW
SUSTAINABILITY COMMITTEE
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 17 JUL 2019. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC Agenda Number: 712332042
--------------------------------------------------------------------------------------------------------------------------
Security: G4804L163
Meeting Type: AGM
Meeting Date: 07-May-2020
Ticker:
ISIN: GB00BHJYC057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE COMPANY'S FINANCIAL STATEMENTS, Mgmt For For
TOGETHER WITH THE DIRECTORS' AND THE
AUDITOR'S REPORTS FOR THE YEAR ENDED 31
DECEMBER 2019, BE RECEIVED
2 THAT THE DIRECTORS' REMUNERATION POLICY SET Mgmt For For
OUT ON PAGES 110 TO 117 OF THE COMPANY'S
ANNUAL REPORT AND FORM 20-F 2019 BE
APPROVED
3 THAT THE DIRECTORS' REMUNERATION REPORT FOR Mgmt For For
THE YEAR ENDED 31 DECEMBER 2019, SET OUT ON
PAGES 96 TO 109 OF THE COMPANY'S ANNUAL
REPORT AND FORM 20-F 2019 BE APPROVED
4.A ELECTION OF DIRECTOR: ARTHUR DE HAAST Mgmt For For
4.B RE-ELECTION OF DIRECTOR: KEITH BARR Mgmt For For
4.C RE-ELECTION OF DIRECTOR: ANNE BUSQUET Mgmt For For
4.D RE-ELECTION OF DIRECTOR: PATRICK CESCAU Mgmt For For
4.E RE-ELECTION OF DIRECTOR: IAN DYSON Mgmt For For
4.F RE-ELECTION OF DIRECTOR: PAUL Mgmt For For
EDGECLIFFE-JOHNSON
4.G RE-ELECTION OF DIRECTOR: JO HARLOW Mgmt For For
4.H RE-ELECTION OF DIRECTOR: ELIE MAALOUF Mgmt For For
4.I RE-ELECTION OF DIRECTOR: LUKE MAYHEW Mgmt For For
4.J RE-ELECTION OF DIRECTOR: JILL MCDONALD Mgmt For For
4.K RE-ELECTION OF DIRECTOR: DALE MORRISON Mgmt For For
5 THAT ERNST & YOUNG LLP BE REAPPOINTED AS Mgmt For For
THE AUDITOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT GENERAL
MEETING AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY
6 THAT THE AUDIT COMMITTEE OF THE BOARD BE Mgmt For For
AUTHORISED TO DETERMINE THE AUDITOR'S
REMUNERATION
7 I THAT THE COMPANY, AND THOSE COMPANIES Mgmt For For
WHICH ARE SUBSIDIARIES OF THE COMPANY AT
ANY TIME DURING THE PERIOD FOR WHICH THIS
RESOLUTION HAS EFFECT, BE AUTHORISED FOR
THE PURPOSES OF PART 14 OF THE COMPANIES
ACT 2006 (THE '2006 ACT'), DURING THE
PERIOD FROM THE DATE OF THE PASSING OF THIS
RESOLUTION UNTIL THE CONCLUSION OF THE
COMPANY'S AGM IN 2021 OR THE CLOSE OF
BUSINESS ON 1 JULY 2021, WHICHEVER IS THE
EARLIER: (A) TO MAKE POLITICAL DONATIONS TO
POLITICAL PARTIES AND/OR INDEPENDENT
ELECTION CANDIDATES; (B) TO MAKE POLITICAL
DONATIONS TO POLITICAL ORGANISATIONS OTHER
THAN POLITICAL PARTIES; AND (C) TO INCUR
POLITICAL EXPENDITURE; PROVIDED THAT THE
AGGREGATE AMOUNT OF ANY SUCH DONATIONS AND
EXPENDITURE MADE BY THE COMPANY OR ANY
SUBSIDIARY SHALL NOT EXCEED GBP 100,000; II
THAT ALL EXISTING AUTHORISATIONS AND
APPROVALS RELATING TO POLITICAL DONATIONS
OR EXPENDITURE ARE HEREBY REVOKED WITHOUT
PREJUDICE TO ANY DONATION MADE OR
EXPENDITURE INCURRED PRIOR TO THE DATE
HEREOF PURSUANT TO SUCH AUTHORISATIONS OR
APPROVALS; AND III THAT WORDS AND
EXPRESSIONS DEFINED FOR THE PURPOSES OF THE
2006 ACT SHALL HAVE THE SAME MEANING FOR
THE PURPOSES OF THIS RESOLUTION
8 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
2, THE AMENDMENTS TO RULE 4.1 OF THE RULES
OF THE COMPANY'S EXISTING LONG TERM
INCENTIVE PLAN (THE 'LTIP RULES') WHICH
INCREASE THE LIMIT ON THE AGGREGATE OF THE
MARKET VALUE OF SHARES OR THE AMOUNT OF
CASH OVER WHICH AWARDS HAVE BEEN MADE IN
ANY FINANCIAL YEAR TO AN EMPLOYEE FROM 3
TIMES SALARY TO 3.5 TIMES SALARY AS AT THE
AWARD DATE, BE APPROVED AND ADOPTED BY THE
COMPANY, AND THE DIRECTORS BE AUTHORISED TO
DO ALL SUCH ACTS AND THINGS NECESSARY TO
GIVE EFFECT TO THESE AMENDMENTS. A COPY OF
THE DRAFT AMENDED LTIP RULES WILL BE
PRODUCED TO THE MEETING AND A SUMMARY OF
THE CHANGES IS CONTAINED IN THE EXPLANATION
BELOW. WORDS AND EXPRESSIONS DEFINED FOR
THE PURPOSES OF THE LTIP RULES SHALL HAVE
THE SAME MEANING FOR THE PURPOSES OF THIS
RESOLUTION
9 I THAT THE DIRECTORS BE AND ARE HEREBY Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
PURSUANT TO, AND IN ACCORDANCE WITH,
SECTION 551 OF THE 2006 ACT TO EXERCISE ALL
POWERS OF THE COMPANY TO ALLOT SHARES IN
THE COMPANY AND TO GRANT RIGHTS TO
SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY
INTO, SHARES IN THE COMPANY: (A) UP TO AN
AGGREGATE NOMINAL AMOUNT OF GBP 12,695,910;
AND (B) COMPRISING EQUITY SECURITIES, AS
DEFINED IN SECTION 560 OF THE 2006 ACT, UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP
12,695,910 (INCLUDING WITHIN SUCH LIMIT ANY
SHARES ISSUED OR RIGHTS GRANTED UNDER
PARAGRAPH (A) ABOVE) IN CONNECTION WITH AN
OFFER BY WAY OF A RIGHTS ISSUE TO: (1)
HOLDERS OF ORDINARY SHARES IN THE COMPANY
IN PROPORTION, AS NEARLY AS MAY BE
PRACTICABLE, TO THEIR EXISTING HOLDINGS;
AND (2) HOLDERS OF OTHER EQUITY SECURITIES
AS REQUIRED BY THE RIGHTS OF THOSE
SECURITIES OR, IF THE DIRECTORS CONSIDER IT
NECESSARY, AS PERMITTED BY THE RIGHTS OF
THOSE SECURITIES; AND SO THAT THE DIRECTORS
MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND
MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER
NECESSARY OR APPROPRIATE TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES, SHARES REPRESENTED BY
DEPOSITARY RECEIPTS, LEGAL, REGULATORY OR
PRACTICAL PROBLEMS UNDER THE LAWS OF, OR
THE REQUIREMENTS OF, ANY RECOGNISED
REGULATORY BODY OR ANY STOCK EXCHANGE IN
ANY TERRITORY OR ANY OTHER MATTER
WHATSOEVER. THIS AUTHORITY SHALL HEREBY
TAKE EFFECT FROM THE DATE OF THE PASSING OF
THIS RESOLUTION UNTIL THE CONCLUSION OF THE
COMPANY'S AGM IN 2021, OR THE CLOSE OF
BUSINESS ON 1 JULY 2021, WHICHEVER IS THE
EARLIER, PROVIDED THAT, IN EACH CASE, THE
COMPANY MAY, BEFORE THIS AUTHORITY EXPIRES,
MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH
WOULD, OR MIGHT, REQUIRE SHARES IN THE
COMPANY TO BE ALLOTTED OR RIGHTS TO
SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO
SHARES TO BE GRANTED AFTER THIS AUTHORITY
EXPIRES AND THE DIRECTORS MAY ALLOT SHARES
IN THE COMPANY OR GRANT RIGHTS UNDER ANY
SUCH OFFER OR AGREEMENT AS IF THIS
AUTHORITY HAD NOT EXPIRED; II THAT SUBJECT
TO PARAGRAPH III BELOW, ALL EXISTING
AUTHORITIES GIVEN TO THE DIRECTORS PURSUANT
TO SECTION 551 OF THE 2006 ACT BY WAY OF
THE ORDINARY RESOLUTION OF THE COMPANY
PASSED ON FRIDAY, 3 MAY 2019 BE REVOKED BY
THIS RESOLUTION; AND III THAT PARAGRAPH II
ABOVE SHALL BE WITHOUT PREJUDICE TO THE
CONTINUING AUTHORITY OF THE DIRECTORS TO
ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE
FOR, OR CONVERT ANY SECURITY INTO, SHARES
PURSUANT TO AN OFFER OR AGREEMENT MADE BY
THE COMPANY BEFORE THE EXPIRY OF THE
AUTHORITY PURSUANT TO WHICH SUCH OFFER OR
AGREEMENT WAS MADE
10 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
9 ABOVE, AND IN PLACE OF THE POWER GIVEN TO
THEM PURSUANT TO THE SPECIAL RESOLUTION OF
THE COMPANY PASSED ON FRIDAY, 3 MAY 2019,
THE BOARD BE AUTHORISED TO ALLOT EQUITY
SECURITIES (AS DEFINED IN THE 2006 ACT) FOR
CASH UNDER THE AUTHORITY GIVEN BY
RESOLUTION 9 AND/OR TO SELL ORDINARY SHARES
HELD BY THE COMPANY AS TREASURY SHARES FOR
CASH AS IF SECTION 561 OF THE 2006 ACT DID
NOT APPLY TO ANY SUCH ALLOTMENT OR SALE,
SUCH AUTHORITY TO BE LIMITED: I TO THE
ALLOTMENT OF EQUITY SECURITIES IN
CONNECTION WITH AN OFFER OF EQUITY
SECURITIES (BUT IN THE CASE OF THE
AUTHORITY GRANTED UNDER RESOLUTION 9I(B),
BY WAY OF A RIGHTS ISSUE ONLY) TO OR IN
FAVOUR OF: (A) HOLDERS OF ORDINARY SHARES
IN THE COMPANY IN PROPORTION, AS NEARLY AS
MAY BE PRACTICABLE, TO THEIR EXISTING
HOLDINGS; AND (B) HOLDERS OF OTHER EQUITY
SECURITIES, AS REQUIRED BY THE RIGHTS OF
THOSE SECURITIES OR, IF THE DIRECTORS
CONSIDER IT NECESSARY, AS PERMITTED BY THE
RIGHTS OF THOSE SECURITIES; AND SO THAT THE
DIRECTORS MAY IMPOSE ANY LIMITS OR
RESTRICTIONS AND MAKE ANY ARRANGEMENTS
WHICH THEY CONSIDER NECESSARY OR
APPROPRIATE TO DEAL WITH TREASURY SHARES,
FRACTIONAL ENTITLEMENTS, RECORD DATES,
SHARES REPRESENTED BY DEPOSITARY RECEIPTS,
LEGAL, REGULATORY OR PRACTICAL PROBLEMS
UNDER THE LAWS OF, OR THE REQUIREMENTS OF,
ANY RECOGNISED REGULATORY BODY OR ANY STOCK
EXCHANGE IN ANY TERRITORY OR ANY OTHER
MATTER WHATSOEVER; AND II TO THE ALLOTMENT
OF EQUITY SECURITIES OR SALE OF TREASURY
SHARES (OTHERWISE THAN UNDER PARAGRAPH (I)
ABOVE) UP TO A NOMINAL AMOUNT OF GBP
1,904,386, SUCH AUTHORITY TO EXPIRE AT THE
END OF THE NEXT AGM OF THE COMPANY (OR, IF
EARLIER, AT THE CLOSE OF BUSINESS ON 1 JULY
2021), BUT, IN EACH CASE, PRIOR TO ITS
EXPIRY THE COMPANY MAY MAKE OFFERS, AND
ENTER INTO AGREEMENTS, WHICH WOULD, OR
MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND TREASURY SHARES TO BE SOLD)
AFTER THE AUTHORITY EXPIRES AND THE BOARD
MAY ALLOT EQUITY SECURITIES (AND SELL
TREASURY SHARES) UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED
11 THAT SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
9, THE BOARD BE AUTHORISED, IN ADDITION TO
ANY AUTHORITY GRANTED UNDER RESOLUTION 10,
TO ALLOT EQUITY SECURITIES (AS DEFINED IN
THE 2006 ACT) FOR CASH UNDER THE AUTHORITY
GIVEN BY THAT RESOLUTION AND/OR TO SELL
ORDINARY SHARES HELD BY THE COMPANY AS
TREASURY SHARES FOR CASH AS IF SECTION 561
OF THE 2006 ACT DID NOT APPLY TO ANY SUCH
ALLOTMENT OR SALE, SUCH AUTHORITY TO BE: I
LIMITED TO THE ALLOTMENT OF EQUITY
SECURITIES OR SALE OF TREASURY SHARES UP TO
A NOMINAL AMOUNT OF GBP 1,904,386; AND II
USED ONLY FOR THE PURPOSES OF FINANCING (OR
REFINANCING, IF THE AUTHORITY IS TO BE USED
WITHIN SIX MONTHS AFTER THE ORIGINAL
TRANSACTION) A TRANSACTION WHICH THE BOARD
OF THE COMPANY DETERMINES TO BE AN
ACQUISITION OR OTHER CAPITAL INVESTMENT OF
A KIND CONTEMPLATED BY THE STATEMENT OF
PRINCIPLES ON DISAPPLYING PRE-EMPTION
RIGHTS MOST RECENTLY PUBLISHED BY THE
PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS
NOTICE OF AGM, SUCH AUTHORITY TO EXPIRE AT
THE END OF THE NEXT AGM OF THE COMPANY (OR,
IF EARLIER, AT THE CLOSE OF BUSINESS ON 1
JULY 2021), BUT, IN EACH CASE, PRIOR TO ITS
EXPIRY THE COMPANY MAY MAKE OFFERS, AND
ENTER INTO AGREEMENTS, WHICH WOULD, OR
MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND TREASURY SHARES TO BE SOLD)
AFTER THE AUTHORITY EXPIRES AND THE BOARD
MAY ALLOT EQUITY SECURITIES (AND SELL
TREASURY SHARES) UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED
12 THAT THE COMPANY BE AND IS HEREBY GENERALLY Mgmt For For
AND UNCONDITIONALLY AUTHORISED FOR THE
PURPOSE OF SECTION 701 OF THE 2006 ACT TO
MAKE MARKET PURCHASES (WITHIN THE MEANING
OF SECTION 693(4) OF THE 2006 ACT) OF ITS
ORDINARY SHARES ON SUCH TERMS AND IN SUCH
MANNER AS THE DIRECTORS THINK FIT PROVIDED
THAT: I THE MAXIMUM AGGREGATE NUMBER OF
ORDINARY SHARES HEREBY AUTHORISED TO BE
PURCHASED IS 18,265,631; II THE MINIMUM
PRICE WHICH MAY BE PAID FOR EACH ORDINARY
SHARE IS 20340/399 PENCE PER SHARE, BEING
THE NOMINAL VALUE OF AN ORDINARY SHARE; III
THE MAXIMUM PRICE (EXCLUSIVE OF ALL
EXPENSES) WHICH MAY BE PAID FOR EACH
ORDINARY SHARE IS AN AMOUNT EQUAL TO THE
HIGHER OF: (A) 105% OF THE AVERAGE OF THE
MIDDLE-MARKET QUOTATIONS OF AN ORDINARY
SHARE OF THE COMPANY, AS APPLICABLE, AS
DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST FOR THE FIVE BUSINESS
DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH
SUCH SHARE IS CONTRACTED TO BE PURCHASED;
AND (B) THE STIPULATED AMOUNT. IN THIS
RESOLUTION, "STIPULATED AMOUNT" MEANS THE
AMOUNT STIPULATED BY REGULATORY TECHNICAL
STANDARDS ADOPTED BY THE EUROPEAN
COMMISSION PURSUANT TO ARTICLE 5(6) OF THE
MARKET ABUSE REGULATION (EU) NO.596/2014;
AND IV THE AUTHORITY HEREBY CONFERRED SHALL
TAKE EFFECT ON THE DATE OF THE PASSING OF
THIS RESOLUTION AND SHALL EXPIRE ON THE
CONCLUSION OF THE COMPANY'S AGM IN 2021, OR
AT THE CLOSE OF BUSINESS ON 1 JULY 2021,
WHICHEVER IS THE EARLIER (EXCEPT IN
RELATION TO THE PURCHASE OF ORDINARY SHARES
THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE
SUCH DATE AND WHICH IS EXECUTED WHOLLY OR
PARTLY AFTER SUCH DATE), UNLESS SUCH
AUTHORITY IS RENEWED PRIOR TO SUCH TIME
13 THAT A GENERAL MEETING OF THE COMPANY, Mgmt For For
OTHER THAN AN AGM, MAY BE CALLED ON NOT
LESS THAN 14 CLEAR DAYS' NOTICE DURING THE
PERIOD FROM THE DATE OF THE PASSING OF THIS
RESOLUTION TO THE DATE UPON WHICH THE
COMPANY'S AGM IN 2021 CONCLUDES
14 THAT THE NEW ARTICLES OF ASSOCIATION OF THE Mgmt For For
COMPANY, PRODUCED TO THE MEETING AND
INITIALLED BY THE CHAIR OF THE MEETING FOR
THE PURPOSE OF IDENTIFICATION, BE ADOPTED
AS THE ARTICLES OF ASSOCIATION OF THE
COMPANY, IN SUBSTITUTION FOR, AND TO THE
EXCLUSION OF, THE EXISTING ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC. Agenda Number: 935196281
--------------------------------------------------------------------------------------------------------------------------
Security: 57060D108
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: MKTX
ISIN: US57060D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard M. McVey Mgmt For For
1B. Election of Director: Nancy Altobello Mgmt For For
1C. Election of Director: Steven L. Begleiter Mgmt For For
1D. Election of Director: Stephen P. Casper Mgmt For For
1E. Election of Director: Jane Chwick Mgmt For For
1F. Election of Director: Christopher R. Mgmt For For
Concannon
1G. Election of Director: William F. Cruger Mgmt For For
1H. Election of Director: Justin G. Gmelich Mgmt For For
1I. Election of Director: Richard G. Ketchum Mgmt For For
1J. Election of Director: Emily H. Portney Mgmt For For
1K. Election of Director: Richard L. Prager Mgmt For For
1L. Election of Director: John Steinhardt Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the 2020
Proxy Statement.
4. To approve the adoption of the MarketAxess Mgmt Against Against
Holdings Inc. 2020 Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Shr For Against
Gap
--------------------------------------------------------------------------------------------------------------------------
MISUMI GROUP INC. Agenda Number: 712705384
--------------------------------------------------------------------------------------------------------------------------
Security: J43293109
Meeting Type: AGM
Meeting Date: 16-Jun-2020
Ticker:
ISIN: JP3885400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nishimoto, Kosuke Mgmt For For
2.2 Appoint a Director Ono, Ryusei Mgmt For For
2.3 Appoint a Director Ikeguchi, Tokuya Mgmt For For
2.4 Appoint a Director Otokozawa, Ichiro Mgmt For For
2.5 Appoint a Director Sato, Toshinari Mgmt For For
2.6 Appoint a Director Ogi, Takehiko Mgmt For For
2.7 Appoint a Director Nakano, Yoichi Mgmt For For
2.8 Appoint a Director Shimizu, Arata Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NASPERS LTD Agenda Number: 711441434
--------------------------------------------------------------------------------------------------------------------------
Security: S53435103
Meeting Type: AGM
Meeting Date: 23-Aug-2019
Ticker:
ISIN: ZAE000015889
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 ACCEPTANCE OF ANNUAL FINANCIAL STATEMENTS Mgmt For For
O.2 CONFIRMATION AND APPROVAL OF PAYMENT OF Mgmt For For
DIVIDENDS
O.3 REAPPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
INC. AS AUDITOR
O.4 TO CONFIRM THE APPOINTMENT OF F L N LETELE Mgmt For For
AS A NON-EXECUTIVE DIRECTOR
O.5.1 TO RE-ELECT THE FOLLOWING DIRECTOR: J P Mgmt For For
BEKKER
O.5.2 TO RE-ELECT THE FOLLOWING DIRECTOR: S J Z Mgmt For For
PACAK
O.5.3 TO RE-ELECT THE FOLLOWING DIRECTOR: J D T Mgmt For For
STOFBERG
O.5.4 TO RE-ELECT THE FOLLOWING DIRECTOR: B J VAN Mgmt For For
DER ROSS
O.5.5 TO RE-ELECT THE FOLLOWING DIRECTOR: D MEYER Mgmt For For
O.6.1 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER: D G ERIKSSON
O.6.2 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER: B J VAN DER ROSS
O.6.3 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER: R C C JAFTA
O.7 TO ENDORSE THE COMPANY'S REMUNERATION Mgmt For For
POLICY
O.8 TO APPROVE THE IMPLEMENTATION REPORT OF THE Mgmt For For
REMUNERATION REPORT
O.9 APPROVAL OF GENERAL AUTHORITY PLACING Mgmt Against Against
UNISSUED SHARES UNDER THE CONTROL OF THE
DIRECTORS
O.10 APPROVAL OF GENERAL ISSUE OF SHARES FOR Mgmt For For
CASH
O.11 APPROVAL OF AMENDMENTS TO THE NASPERS Mgmt For For
RESTRICTED STOCK PLAN TRUST
O.12 AUTHORISATION TO IMPLEMENT ALL RESOLUTIONS Mgmt For For
ADOPTED AT THE ANNUAL GENERAL MEETING
S.1.1 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: BOARD: CHAIR
S.1.2 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: BOARD: MEMBER
S.1.3 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: AUDIT COMMITTEE: CHAIR
S.1.4 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: AUDIT COMMITTEE: MEMBER
S.1.5 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: RISK COMMITTEE: CHAIR
S.1.6 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: RISK COMMITTEE: MEMBER
S.1.7 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: HUMAN RESOURCES AND
REMUNERATION COMMITTEE: CHAIR
S.1.8 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: HUMAN RESOURCES AND
REMUNERATION COMMITTEE: MEMBER
S.1.9 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: NOMINATION COMMITTEE:
CHAIR
S.110 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: NOMINATION COMMITTEE:
MEMBER
S.111 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: SOCIAL AND ETHICS
COMMITTEE: CHAIR
S.112 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: SOCIAL AND ETHICS
COMMITTEE: MEMBER
S.113 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: TRUSTEES OF GROUP SHARE
SCHEMES/OTHER PERSONNEL FUNDS
S.2 APPROVE GENERALLY THE PROVISION OF Mgmt For For
FINANCIAL ASSISTANCE IN TERMS OF SECTION 44
OF THE ACT
S.3 APPROVE GENERALLY THE PROVISION OF Mgmt For For
FINANCIAL ASSISTANCE IN TERMS OF SECTION 45
OF THE ACT
S.4 GENERAL AUTHORITY FOR THE COMPANY OR ITS Mgmt For For
SUBSIDIARIES TO ACQUIRE N ORDINARY SHARES
IN THE COMPANY
S.5 GENERAL AUTHORITY FOR THE COMPANY OR ITS Mgmt Against Against
SUBSIDIARIES TO ACQUIRE A ORDINARY SHARES
IN THE COMPANY
S.6 GRANTING THE SPECIFIC REPURCHASE AUTHORITY Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NASPERS LTD Agenda Number: 711455976
--------------------------------------------------------------------------------------------------------------------------
Security: S53435103
Meeting Type: OGM
Meeting Date: 23-Aug-2019
Ticker:
ISIN: ZAE000015889
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 APPROVING MATTERS RELATING TO THE Mgmt For For
IMPLEMENTATION OF THE PROPOSED TRANSACTION
ON THE TERMS AND CONDITIONS SET OUT IN THE
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
NESTE CORPORATION Agenda Number: 712495868
--------------------------------------------------------------------------------------------------------------------------
Security: X5688A109
Meeting Type: AGM
Meeting Date: 18-May-2020
Ticker:
ISIN: FI0009013296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER Non-Voting
3 ELECTION OF THE EXAMINERS OF THE MINUTES Non-Voting
AND THE SUPERVISORS FOR COUNTING OF VOTES
4 ESTABLISHING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
THE VOTING LIST
6 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
FOR 2019, INCLUDING ALSO THE CONSOLIDATED
FINANCIAL STATEMENTS, THE REVIEW BY THE
BOARD OF DIRECTORS, AND THE AUDITOR'S
REPORT: REVIEW BY THE PRESIDENT & CEO
7 ADOPTION OF THE FINANCIAL STATEMENTS, Mgmt For For
INCLUDING ALSO THE ADOPTION OF THE
CONSOLIDATED FINANCIAL STATEMENTS
8 USE OF THE PROFIT SHOWN IN THE BALANCE Mgmt For For
SHEET AND DECIDING ON THE PAYMENT OF
DIVIDEND: FIRST DIVIDEND INSTALLMENT, EUR
0.46 PER SHARE AND SECOND DIVIDEND
INSTALLMENT IN A MAXIMUM AMOUNT OF EUR 0.56
PER SHARE
9 DISCHARGING THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE PRESIDENT AND CEO FROM
LIABILITY
10 HANDLING OF THE REMUNERATION POLICY FOR Mgmt For For
GOVERNING BODIES
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE Non-Voting
PROPOSED BY SHAREHOLDERS' NOMINATION BOARD
AND BOARD DOES NOT MAKE ANY RECOMMENDATION
ON THIS PROPOSALS. THE STANDING
INSTRUCTIONS ARE DISABLED FOR THIS MEETING
11 DECIDING THE REMUNERATION OF THE MEMBERS OF Mgmt For
THE BOARD OF DIRECTORS
12 DECIDING THE NUMBER OF MEMBERS OF THE BOARD Mgmt For
OF DIRECTORS: EIGHT MEMBERS
13 ELECTION OF THE CHAIR, THE VICE CHAIR, AND Mgmt For
THE MEMBERS OF THE BOARD OF DIRECTORS: THE
NOMINATION BOARD PROPOSES THAT MR. MATTI
KAHKONEN SHALL BE RE-ELECTED AS THE CHAIR
OF THE BOARD OF DIRECTORS. IN ADDITION, THE
CURRENT MEMBERS OF THE BOARD MS. SONAT
BURMAN-OLSSON, MS. MARTINA FLOEL, MR.
JEAN-BAPTISTE RENARD, MR. JARI ROSENDAL,
AND MR. MARCO WIREN ARE PROPOSED TO BE
RE-ELECTED FOR A FURTHER TERM OF OFFICE.
THE NOMINATION BOARD PROPOSES THAT MR.
WIREN SHALL BE ELECTED AS THE VICE CHAIR OF
THE BOARD. THE NOMINATION BOARD FURTHER
PROPOSES THAT MR. NICK ELMSLIE AND MS.
JOHANNA SODERSTROM SHALL BE ELECTED AS NEW
MEMBERS
14 DECIDING THE REMUNERATION OF THE AUDITOR Mgmt For For
15 ELECTION OF THE AUDITOR: THE BOARD Mgmt For For
PROPOSES, ON THE RECOMMENDATION OF THE
AUDIT COMMITTEE, THAT THE AGM WOULD ELECT
PRICEWATERHOUSECOOPERS OY, AUTHORIZED
PUBLIC ACCOUNTANTS, AS THE COMPANY'S
AUDITOR. PRICEWATERHOUSECOOPERS OY HAS
ANNOUNCED THAT IT WILL APPOINT MR. MARKKU
KATAJISTO, AUTHORIZED PUBLIC ACCOUNTANT, AS
THE PRINCIPALLY RESPONSIBLE AUDITOR. THE
AUDITOR'S TERM OF OFFICE SHALL END AT THE
CLOSURE OF THE NEXT AGM
16 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE THE BUYBACK OF COMPANY SHARES
17 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON SHARE ISSUE
18 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
NIDEC CORPORATION Agenda Number: 712716654
--------------------------------------------------------------------------------------------------------------------------
Security: J52968104
Meeting Type: AGM
Meeting Date: 17-Jun-2020
Ticker:
ISIN: JP3734800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Directors, Transition
to a Company with Supervisory Committee
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nagamori,
Shigenobu
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Seki, Jun
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sato, Teiichi
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shimizu, Osamu
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Murakami,
Kazuya
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Ochiai,
Hiroyuki
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nakane,
Takeshi
3.4 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Yamada, Aya
3.5 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Sakai, Takako
4 Appoint a Substitute Director who is Audit Mgmt Against Against
and Supervisory Committee Member Watanabe,
Junko
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
6 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
7 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors (Excluding Directors who are
Audit and Supervisory Committee Members)
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935196445
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: Persis S. Drell Mgmt For For
1D. Election of Director: Jen-Hsun Huang Mgmt For For
1E. Election of Director: Dawn Hudson Mgmt For For
1F. Election of Director: Harvey C. Jones Mgmt Against Against
1G. Election of Director: Michael G. McCaffery Mgmt For For
1H. Election of Director: Stephen C. Neal Mgmt Against Against
1I. Election of Director: Mark L. Perry Mgmt Against Against
1J. Election of Director: A. Brooke Seawell Mgmt For For
1K. Election of Director: Mark A. Stevens Mgmt Against Against
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
4. Approval of an amendment and restatement of Mgmt Against Against
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
ORSTED Agenda Number: 712118771
--------------------------------------------------------------------------------------------------------------------------
Security: K7653Q105
Meeting Type: AGM
Meeting Date: 02-Mar-2020
Ticker:
ISIN: DK0060094928
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT 11 FEB 2020: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 9.1, 9.2,
9.3.1, 9.3.2, 9.3.3, 9.3.4 AND 11. THANK
YOU
1 REPORT BY THE BOARD OF DIRECTORS Non-Voting
2 PRESENTATION OF THE AUDITED ANNUAL REPORT Mgmt For For
FOR APPROVAL
3 PRESENTATION OF THE REMUNERATION REPORT FOR Mgmt For For
ADVISORY VOTE
4 PROPOSAL TO DISCHARGE THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE BOARD FROM
THEIR LIABILITIES
5 PROPOSAL FOR THE APPROPRIATION OF THE Mgmt For For
PROFIT ACCORDING TO THE APPROVED ANNUAL
REPORT: THE BOARD OF DIRECTORS PROPOSES
PAYMENT OF A DIVIDEND OF DKK 10.5 PER SHARE
OF NOMINALLY DKK 10 CORRESPONDING TO A
TOTAL AGGREGATE DIVIDEND OF DKK 4,414
MILLION FOR THE FINANCIAL YEAR 2019
6 PROPOSAL, IF ANY, FROM THE BOARD OF Non-Voting
DIRECTORS FOR AUTHORIZATION TO ACQUIRE
TREASURY SHARES: (NO PROPOSAL)
7.1 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT OF THE REMUNERATION POLICY FOR
THE BOARD OF DIRECTORS AND THE EXECUTIVE
BOARD
7.2 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT OF ARTICLE 7.3 OF THE ARTICLES OF
ASSOCIATION
7.3 PROPOSAL FROM THE BOARD OF DIRECTORS: GRANT Mgmt For For
OF AUTHORISATION
8 ANY PROPOSALS FROM THE SHAREHOLDERS: (NO Non-Voting
PROPOSALS)
9.1 RE-ELECTION OF THOMAS THUNE ANDERSEN AS Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS BY THE
GENERAL MEETING
9.2 RE-ELECTION OF LENE SKOLE AS DEPUTY Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS BY THE
GENERAL MEETING
9.3.1 RE-ELECTION OF LYNDA ARMSTRONG AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS BY THE GENERAL
MEETING
9.3.2 RE-ELECTION OF JORGEN KILDAHL AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS BY THE GENERAL
MEETING
9.3.3 RE-ELECTION OF PETER KORSHOLM AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS BY THE GENERAL
MEETING
9.3.4 RE-ELECTION OF DIETER WEMMER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS BY THE GENERAL
MEETING
10 DETERMINATION OF THE REMUNERATION PAYABLE Mgmt For For
TO THE BOARD OF DIRECTORS FOR THE FINANCIAL
YEAR 2020
11 ELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB AS
AUDITOR
12 ANY OTHER BUSINESS Non-Voting
CMMT 11 FEB 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT &
TEXT OF RESOLUTION 5. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ST. JAMES'S PLACE PLC Agenda Number: 712359620
--------------------------------------------------------------------------------------------------------------------------
Security: G5005D124
Meeting Type: AGM
Meeting Date: 07-May-2020
Ticker:
ISIN: GB0007669376
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL ACCOUNTS Mgmt For For
AND REPORTS OF THE DIRECTORS AND AUDITORS
THEREON FOR THE YEAR ENDED 31 DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND OF 31.22 PENCE Mgmt For For
PER ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2019
3 TO RE-ELECT IAIN CORNISH AS A DIRECTOR Mgmt For For
4 TO RE-ELECT ANDREW CROFT AS A DIRECTOR Mgmt For For
5 TO RE-ELECT IAN GASCOIGNE AS A DIRECTOR Mgmt For For
6 TO RE-ELECT CRAIG GENTLE AS A DIRECTOR Mgmt For For
7 TO RE-ELECT SIMON JEFFREYS AS A DIRECTOR Mgmt For For
8 TO RE-ELECT PATIENCE WHEATCROFT AS A Mgmt For For
DIRECTOR
9 TO RE-ELECT ROGER YATES AS A DIRECTOR Mgmt For For
10 TO ELECT EMMA GRIFFIN AS A DIRECTOR Mgmt For For
11 TO ELECT ROSEMARY HILARY AS A DIRECTOR Mgmt For For
12 TO ELECT HELENA MORRISSEY AS A DIRECTOR Mgmt For For
13 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 DECEMBER 2019
14 TO APPROVE THE 2020 DIRECTORS' REMUNERATION Mgmt For For
POLICY
15 TO RE-APPOINT PWC AS THE AUDITORS OF THE Mgmt For For
COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT GENERAL MEETING AT WHICH
ACCOUNTS ARE LAID BEFORE THE COMPANY
16 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITORS OF THE COMPANY
17 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
18 TO APPROVE THE AMENDMENTS TO THE TRUST DEED Mgmt For For
AND RULES OF THE ST. JAMES'S PLACE SHARE
INCENTIVE PLAN
19 TO APPROVE THE AMENDMENTS TO THE RULES OF Mgmt For For
THE ST. JAMES'S PLACE SHARESAVE OPTION PLAN
20 TO APPROVE THE AMENDMENTS TO THE RULES OF Mgmt For For
THE ST. JAMES'S PLACE COMPANY SHARE OPTION
PLAN
21 TO APPROVE THE RULES OF THE ST. JAMES'S Mgmt For For
PLACE PERFORMANCE SHARE PLAN
22 TO APPROVE THE RULES OF THE ST. JAMES'S Mgmt For For
PLACE DEFERRED BONUS PLAN
23 TO DIS-APPLY THE PRE-EMPTION RIGHTS ON Mgmt For For
SHARES
24 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
25 TO AUTHORISE THE CALLING OF GENERAL Mgmt For For
MEETINGS (OTHER THAN ANNUAL GENERAL
MEETINGS) ON 14 CLEAR DAYS' NOTICE
26 TO APPROVE AND ADOPT NEW ARTICLES OF Mgmt For For
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 935136398
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg W. Becker Mgmt For For
Eric A. Benhamou Mgmt For For
John S. Clendening Mgmt For For
Roger F. Dunbar Mgmt For For
Joel P. Friedman Mgmt For For
Jeffrey N. Maggioncalda Mgmt For For
Kay Matthews Mgmt For For
Mary J. Miller Mgmt For For
Kate D. Mitchell Mgmt For For
John F. Robinson Mgmt For For
Garen K. Staglin Mgmt For For
2. To approve, on an advisory basis, our Mgmt For For
executive compensation ("Say on Pay").
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for its fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935218683
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2019 Business Report and Mgmt For For
Financial Statements
2) To revise the Procedures for Lending Funds Mgmt For For
to Other Parties
3) DIRECTOR
Yancey Hai Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda Number: 935082038
--------------------------------------------------------------------------------------------------------------------------
Security: 518439104
Meeting Type: Annual
Meeting Date: 15-Nov-2019
Ticker: EL
ISIN: US5184391044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Ronald S. Mgmt For For
Lauder Please note an Abstain Vote means a
Withhold vote against this director.
1B. Election of Class II Director: William P. Mgmt Abstain Against
Lauder Please note an Abstain Vote means a
Withhold vote against this director.
1C. Election of Class II Director: Richard D. Mgmt Abstain Against
Parsons Please note an Abstain Vote means a
Withhold vote against this director.
1D. Election of Class II Director: Lynn Mgmt For For
Forester de Rothschild Please note an
Abstain Vote means a Withhold vote against
this director.
1E. Election of Class II Director: Jennifer Mgmt For For
Tejada Please note an Abstain Vote means a
Withhold vote against this director.
1F. Election of Class II Director: Richard F. Mgmt For For
Zannino Please note an Abstain Vote means a
Withhold vote against this director.
2. Ratification of appointment of KPMG LLP as Mgmt For For
independent auditors for the 2020 fiscal
year.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Approval of The Estee Lauder Companies Inc. Mgmt Against Against
Amended and Restated Fiscal 2002 Share
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935195633
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Alan M. Bennett Mgmt For For
1C. Election of Director: Rosemary T. Berkery Mgmt For For
1D. Election of Director: David T. Ching Mgmt For For
1E. Election of Director: Ernie Herrman Mgmt For For
1F. Election of Director: Michael F. Hines Mgmt For For
1G. Election of Director: Amy B. Lane Mgmt For For
1H. Election of Director: Carol Meyrowitz Mgmt For For
1I. Election of Director: Jackwyn L. Nemerov Mgmt For For
1J. Election of Director: John F. O'Brien Mgmt For For
1K. Election of Director: Willow B. Shire Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2021
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on-pay vote)
4. Shareholder proposal for a report on Shr For Against
reduction in chemical footprint
5. Shareholder proposal for a report on animal Shr Against For
welfare
6. Shareholder proposal for setting target Shr Against For
amounts for CEO compensation
7. Shareholder proposal for disclosure Shr For Against
regarding executive share retention
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Glenn M. Renwick Mgmt For For
1I. Election of Director: David S. Wichmann Mgmt For For
1J. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2020.
4. Approval of the UnitedHealth Group 2020 Mgmt Against Against
Stock Incentive Plan.
5. If properly presented at the 2020 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting any material amendment to the
Company's Bylaws be subject to a
non-binding shareholder vote.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935187434
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: WDAY
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael C. Bush Mgmt For For
Christa Davies Mgmt For For
Michael A. Stankey Mgmt For For
George J. Still, Jr. Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Workday's independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
3. Advisory vote on named executive officer Mgmt For For
compensation.
RBC Impact Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
RBC International Opportunities Fund
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 712401671
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: AGM
Meeting Date: 26-May-2020
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPEN MEETING Non-Voting
2.A RECEIVE REPORT OF MANAGEMENT BOARD Non-Voting
2.B APPROVE REMUNERATION REPORT Mgmt For For
2.C ADOPT ANNUAL ACCOUNTS Mgmt For For
2.D RECEIVE EXPLANATION ON COMPANY'S RESERVES Non-Voting
AND DIVIDEND POLICY
2.E APPROVE REMUNERATION POLICY FOR MANAGEMENT Mgmt For For
BOARD
2.F APPROVE REMUNERATION POLICY FOR SUPERVISORY Mgmt For For
BOARD
3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
5 REELECT PIERO OVERMARS TO SUPERVISORY BOARD Mgmt For For
6 GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt For For
10 PERCENT OF ISSUED CAPITAL
7 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt For For
RIGHTS FROM SHARE ISSUANCES
8 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
9 RATIFY PWC AS AUDITORS Mgmt For For
10 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD Agenda Number: 712492824
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 29-May-2020
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0424/2020042400952.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0424/2020042400966.pdf
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY, THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND OF 93.30 HONG Mgmt For For
KONG CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2019
3 TO RE-ELECT MR. EDMUND SZE-WING TSE AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
4 TO RE-ELECT MR. JACK CHAK-KWONG SO AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO RE-ELECT MR. MOHAMED AZMAN YAHYA AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
ITS REMUNERATION
7.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY, NOT EXCEEDING 10 PER
CENT OF THE NUMBER OF SHARES OF THE COMPANY
IN ISSUE AS AT THE DATE OF THIS RESOLUTION,
AND THE DISCOUNT FOR ANY SHARES TO BE
ISSUED SHALL NOT EXCEED 10 PER CENT TO THE
BENCHMARKED PRICE
7.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY, NOT
EXCEEDING 10 PER CENT OF THE NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF THIS RESOLUTION
8 TO APPROVE THE NEW SHARE OPTION SCHEME AND Mgmt For For
TO TERMINATE THE EXISTING SHARE OPTION
SCHEME
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA/NV Agenda Number: 712557050
--------------------------------------------------------------------------------------------------------------------------
Security: B639CJ108
Meeting Type: MIX
Meeting Date: 03-Jun-2020
Ticker:
ISIN: BE0974293251
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
A.1.A AMENDING ARTICLE 24.4 OF THE ARTICLES OF Mgmt For For
ASSOCIATION IN ORDER TO ALLOW THE BOARD TO
DECIDE BY WAY OF WRITTEN RESOLUTIONS UNDER
THE CONDITIONS OF THE BELGIAN CODE OF
COMPANIES AND ASSOCIATIONS, AS FOLLOWS:
"24.4 ANY OR ALL OF THE DIRECTORS MAY
PARTICIPATE IN A MEETING OF THE BOARD OF
DIRECTORS BY MEANS OF TELEPHONE,
VIDEOCONFERENCE OR SIMILAR COMMUNICATIONS
EQUIPMENT BY MEANS OF WHICH ALL PERSONS
PARTICIPATING IN THE MEETING CAN HEAR EACH
OTHER. PARTICIPATION IN A MEETING BY SUCH
MEANS SHALL CONSTITUTE PRESENCE IN PERSON
AT SUCH MEETING. DECISIONS OF THE BOARD OF
DIRECTORS MAY ALSO BE ADOPTED, WITHOUT ANY
PHYSICAL MEETING, BY THE UNANIMOUS CONSENT
OF THE DIRECTORS EXPRESSED IN WRITING."
A.1.B AMENDING ARTICLE 44 OF THE ARTICLES OF Mgmt For For
ASSOCIATION IN ORDER TO ALLOW THE BOARD TO
DISTRIBUTE INTERIM DIVIDENDS UNDER THE
CONDITIONS OF THE BELGIAN CODE OF COMPANIES
AND ASSOCIATIONS, AS FOLLOWS: "THE ANNUAL
DIVIDENDS SHALL BE PAID AT THE DATES AND
PLACES DECIDED BY THE BOARD OF DIRECTORS.
THE BOARD OF DIRECTORS MAY PAY AN INTERIM
DIVIDEND IN ACCORDANCE WITH ARTICLE 7:213
OF THE CODE."
A.1.C AMENDING SEVERAL PROVISIONS OF THE ARTICLES Mgmt For For
OF ASSOCIATION IN ORDER TO CONFORM SUCH
PROVISIONS WITH THE CHANGES IMPOSED BY OR
RESULTING FROM THE RULES OF THE BELGIAN
CODE OF COMPANIES AND ASSOCIATIONS AND
OTHER BELGIAN LEGISLATIONS AND TO ALIGN THE
TEXT OF THE ARTICLES OF ASSOCIATION TO THE
TERMINOLOGY AND NUMBERING OF SUCH CODE. THE
PROPOSED REVISED TEXT OF ARTICLES OF
ASSOCIATION IS AVAILABLE ON THE COMPANY'S
WEBSITE AS INDICATED IN THIS NOTICE
B.2 MANAGEMENT REPORT BY THE BOARD OF DIRECTORS Non-Voting
ON THE ACCOUNTING YEAR ENDED ON 31 DECEMBER
2019
B.3 REPORT BY THE STATUTORY AUDITOR ON THE Non-Voting
ACCOUNTING YEAR ENDED ON 31 DECEMBER 2019
B.4 COMMUNICATION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS RELATING TO THE ACCOUNTING YEAR
ENDED ON 31 DECEMBER 2019, AS WELL AS THE
MANAGEMENT REPORT BY THE BOARD OF DIRECTORS
AND THE REPORT BY THE STATUTORY AUDITOR ON
THE CONSOLIDATED ANNUAL ACCOUNTS
B.5 APPROVING THE STATUTORY ANNUAL ACCOUNTS Mgmt For For
RELATING TO THE ACCOUNTING YEAR ENDED ON 31
DECEMBER 2019, INCLUDING THE FOLLOWING
ALLOCATION OF THE RESULT: (AS SPECIFIED)
GROSS DIVIDEND FOR 2019 OF EUR 1.30. TAKING
INTO ACCOUNT THE GROSS INTERIM DIVIDEND OF
EUR 0.80 PER SHARE PAID IN NOVEMBER 2019, A
BALANCE GROSS AMOUNT OF EUR 0.50 WILL BE
PAYABLE AS FROM 11 JUNE 2020 (JSE: 15 JUNE
2020), I.E. A BALANCE DIVIDEND NET OF
BELGIAN WITHHOLDING TAX OF EUR 0.35 PER
SHARE (IN CASE OF 30% BELGIAN WITHHOLDING
TAX) AND OF EUR 0.50 PER SHARE (IN CASE OF
EXEMPTION FROM BELGIAN WITHHOLDING TAX).
THE ACTUAL GROSS DIVIDEND AMOUNT (AND,
SUBSEQUENTLY, THE BALANCE AMOUNT) MAY
FLUCTUATE DEPENDING ON POSSIBLE CHANGES IN
THE NUMBER OF OWN SHARES HELD BY THE
COMPANY ON THE DIVIDEND PAYMENT DATE
B.6 GRANTING DISCHARGE TO THE DIRECTORS FOR THE Mgmt For For
PERFORMANCE OF THEIR DUTIES DURING THE
ACCOUNTING YEAR ENDED ON 31 DECEMBER 2019
B.7 GRANTING DISCHARGE TO THE STATUTORY AUDITOR Mgmt For For
FOR THE PERFORMANCE OF HIS DUTIES DURING
THE ACCOUNTING YEAR ENDED ON 31 DECEMBER
2019
B.8.A UPON PROPOSAL FROM THE BOARD OF DIRECTORS, Mgmt For For
RENEWING THE APPOINTMENT OF MS. MICHELE
BURNS AS INDEPENDENT DIRECTOR, FOR A PERIOD
OF FOUR YEARS ENDING AT THE END OF THE
SHAREHOLDERS' MEETING WHICH WILL BE ASKED
TO APPROVE THE ACCOUNTS FOR THE YEAR 2023.
MS. BURNS EXPRESSLY STATED AND THE BOARD IS
OF THE OPINION THAT SHE COMPLIES WITH THE
FUNCTIONAL, FAMILY AND FINANCIAL CRITERIA
OF INDEPENDENCE AS PROVIDED FOR IN THE 2020
BELGIAN CORPORATE GOVERNANCE CODE
B.8.B UPON PROPOSAL FROM THE BOARD OF DIRECTORS, Mgmt For For
RENEWING THE APPOINTMENT OF MR. ELIO LEONI
SCETI AS INDEPENDENT DIRECTOR, FOR A PERIOD
OF FOUR YEARS ENDING AT THE END OF THE
SHAREHOLDERS' MEETING WHICH WILL BE ASKED
TO APPROVE THE ACCOUNTS FOR THE YEAR 2023.
MR. SCETI EXPRESSLY STATED AND THE BOARD IS
OF THE OPINION THAT HE COMPLIES WITH THE
FUNCTIONAL, FAMILY AND FINANCIAL CRITERIA
OF INDEPENDENCE AS PROVIDED FOR IN THE 2020
BELGIAN CORPORATE GOVERNANCE CODE
B.8.C UPON PROPOSAL FROM THE REFERENCE Mgmt Against Against
SHAREHOLDER, RENEWING THE APPOINTMENT AS
DIRECTOR OF MR. ALEXANDRE VAN DAMME, FOR A
PERIOD OF FOUR YEARS ENDING AT THE END OF
THE SHAREHOLDERS' MEETING WHICH WILL BE
ASKED TO APPROVE THE ACCOUNTS FOR THE YEAR
2023
B.8.D UPON PROPOSAL FROM THE REFERENCE Mgmt Against Against
SHAREHOLDER, RENEWING THE APPOINTMENT AS
DIRECTOR OF MR. GREGOIRE DE SPOELBERCH, FOR
A PERIOD OF FOUR YEARS ENDING AT THE END OF
THE SHAREHOLDERS' MEETING WHICH WILL BE
ASKED TO APPROVE THE ACCOUNTS FOR THE YEAR
2023
B.8.E UPON PROPOSAL FROM THE REFERENCE Mgmt Against Against
SHAREHOLDER, RENEWING THE APPOINTMENT AS
DIRECTOR OF MR. PAUL CORNET DE WAYS RUART,
FOR A PERIOD OF FOUR YEARS ENDING AT THE
END OF THE SHAREHOLDERS' MEETING WHICH WILL
BE ASKED TO APPROVE THE ACCOUNTS FOR THE
YEAR 2023
B.8.F UPON PROPOSAL FROM THE REFERENCE Mgmt Against Against
SHAREHOLDER, RENEWING THE APPOINTMENT AS
DIRECTOR OF MR. PAULO LEMANN, FOR A PERIOD
OF FOUR YEARS ENDING AT THE END OF THE
SHAREHOLDERS' MEETING WHICH WILL BE ASKED
TO APPROVE THE ACCOUNTS FOR THE YEAR 2023
B.8.G UPON PROPOSAL FROM THE REFERENCE Mgmt Against Against
SHAREHOLDER, RENEWING THE APPOINTMENT AS
DIRECTOR OF MS. MARIA ASUNCION
ARAMBURUZABALA, FOR A PERIOD OF FOUR YEARS
ENDING AT THE END OF THE SHAREHOLDERS'
MEETING WHICH WILL BE ASKED TO APPROVE THE
ACCOUNTS FOR THE YEAR 2023
B.8.H ACKNOWLEDGING THE END OF THE MANDATE OF MR. Mgmt Against Against
MARCEL HERRMANN TELLES AS DIRECTOR AND,
UPON PROPOSAL FROM THE REFERENCE
SHAREHOLDER, APPOINTING MR. ROBERTO
THOMPSON MOTTA AS DIRECTOR, FOR A PERIOD OF
FOUR YEARS ENDING AT THE END OF THE
SHAREHOLDERS' MEETING WHICH WILL BE ASKED
TO APPROVE THE ACCOUNTS FOR THE YEAR 2023.
MR. ROBERTO THOMPSON MOTTA, A BRAZILIAN
CITIZEN, RECEIVED A BS IN MECHANICAL
ENGINEERING FROM PONTIFICIA UNIVERSIDADE
CATOLICA DO RIO DE JANEIRO AND AN MBA FROM
THE WHARTON SCHOOL OF THE UNIVERSITY OF
PENNSYLVANIA. HE IS A CO-FOUNDER AND MEMBER
OF THE INVESTMENT COMMITTEE OF 3G CAPITAL,
A GLOBAL INVESTMENT FIRM HEADQUARTERED IN
NEW YORK. MR. THOMPSON SERVED ON THE BOARD
OF DIRECTORS OF AB INBEV FROM 2004 UNTIL
2014 AND HAS SERVED SINCE 2001 ON THE BOARD
OF DIRECTORS OF AMBEV S.A. WHERE HE IS A
MEMBER OF THE OPERATIONAL AND FINANCE
COMMITTEE. MR. THOMPSON HAS SERVED ON THE
BOARD OF DIRECTORS OF RESTAURANT BRANDS
INTERNATIONAL SINCE 2013, LOJAS AMERICANAS
S.A. SINCE 2001, SAO CARLOS EMPREENDIMENTOS
E PARTICIPACOES S.A. SINCE 2001 AND STONECO
LTD., A LEADING PROVIDER OF FINANCIAL
TECHNOLOGY SOLUTIONS, SINCE 2018, WHERE HE
CHAIRS THE FINANCE COMMITTEE. FROM 1993 TO
2004, HE WAS ONE OF THE FOUNDING PARTNERS
OF GP INVESTMENTS LTD. AND A MEMBER OF ITS
BOARD OF DIRECTORS UNTIL 2010. MR. THOMPSON
IS A MEMBER OF THE ACADEMY OF THE
UNIVERSITY OF PENNSYLVANIA, THE
INTERNATIONAL COUNCIL OF THE METROPOLITAN
MUSEUM OF ART IN NEW YORK AND A PATRON OF
THE MUSEUM OF MODERN ART OF SAO PAULO
B.8.I UPON PROPOSAL FROM THE RESTRICTED Mgmt Against Against
SHAREHOLDERS, RENEWING THE APPOINTMENT AS
RESTRICTED SHARE DIRECTOR OF MR. MARTIN J.
BARRINGTON, FOR A PERIOD OF ONE YEAR ENDING
AT THE END OF THE SHAREHOLDERS' MEETING
WHICH WILL BE ASKED TO APPROVE THE ACCOUNTS
FOR THE YEAR 2020
B.8.J UPON PROPOSAL FROM THE RESTRICTED Mgmt Against Against
SHAREHOLDERS, RENEWING THE APPOINTMENT AS
RESTRICTED SHARE DIRECTOR OF MR. WILLIAM F.
GIFFORD. JR., FOR A PERIOD OF ONE YEAR
ENDING AT THE END OF THE SHAREHOLDERS'
MEETING WHICH WILL BE ASKED TO APPROVE THE
ACCOUNTS FOR THE YEAR 2020
B.8.K UPON PROPOSAL FROM THE RESTRICTED Mgmt Against Against
SHAREHOLDERS, RENEWING THE APPOINTMENT AS
RESTRICTED SHARE DIRECTOR OF MR. ALEJANDRO
SANTO DOMINGO DAVILA, FOR A PERIOD OF ONE
YEAR ENDING AT THE END OF THE SHAREHOLDERS'
MEETING WHICH WILL BE ASKED TO APPROVE THE
ACCOUNTS FOR THE YEAR 2020
B.9 APPROVING THE REMUNERATION REPORT FOR THE Mgmt Against Against
FINANCIAL YEAR 2019 AS SET OUT IN THE 2019
ANNUAL REPORT, INCLUDING THE REMUNERATION
POLICY. THE 2019 ANNUAL REPORT AND
REMUNERATION REPORT CONTAINING THE
REMUNERATION POLICY ARE AVAILABLE ON THE
COMPANY'S WEBSITE AS INDICATED IN THIS
NOTICE
C.10 WITHOUT PREJUDICE TO OTHER DELEGATIONS OF Mgmt For For
POWERS TO THE EXTENT APPLICABLE, GRANTING
POWERS TO JAN VANDERMEERSCH, GLOBAL LEGAL
DIRECTOR CORPORATE, WITH POWER TO
SUBSTITUTE, TO PROCEED TO (I) THE SIGNING
OF THE RESTATED ARTICLES OF ASSOCIATION AND
THEIR FILINGS WITH THE CLERK'S OFFICE OF
THE ENTERPRISE COURT OF BRUSSELS AS A
RESULT OF THE APPROVAL OF THE RESOLUTIONS
LISTED UNDER ITEM 1 ABOVE, AND (II) ANY
OTHER FILINGS AND PUBLICATION FORMALITIES
IN RELATION TO THE ABOVE RESOLUTIONS
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 390001 DUE TO CHANGE IN RECORD
DATE FROM 15 APR 2020 TO 20 MAY 2020. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED IF VOTE DEADLINE EXTENSIONS
ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
ASTELLAS PHARMA INC. Agenda Number: 712716577
--------------------------------------------------------------------------------------------------------------------------
Security: J03393105
Meeting Type: AGM
Meeting Date: 18-Jun-2020
Ticker:
ISIN: JP3942400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hatanaka,
Yoshihiko
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yasukawa,
Kenji
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Okamura, Naoki
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sekiyama,
Mamoru
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamagami,
Keiko
1.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kawabe,
Hiroshi
1.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ishizuka,
Tatsuro
2.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yoshimitsu,
Toru
2.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Sasaki, Hiroo
2.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Takahashi,
Raita
--------------------------------------------------------------------------------------------------------------------------
CRODA INTERNATIONAL PLC Agenda Number: 712267156
--------------------------------------------------------------------------------------------------------------------------
Security: G25536155
Meeting Type: AGM
Meeting Date: 23-Apr-2020
Ticker:
ISIN: GB00BJFFLV09
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION POLICY Mgmt For For
3 APPROVE REMUNERATION REPORT Mgmt For For
4 APPROVE FINAL DIVIDEND Mgmt For For
5 RE-ELECT ROBERTO CIRILLO AS DIRECTOR Mgmt For For
6 RE-ELECT JACQUI FERGUSON AS DIRECTOR Mgmt For For
7 RE-ELECT STEVE FOOTS AS DIRECTOR Mgmt For For
8 RE-ELECT ANITA FREW AS DIRECTOR Mgmt For For
9 RE-ELECT HELENA GANCZAKOWSKI AS DIRECTOR Mgmt For For
10 RE-ELECT KEITH LAYDEN AS DIRECTOR Mgmt For For
11 RE-ELECT JEZ MAIDEN AS DIRECTOR Mgmt For For
12 ELECT JOHN RAMSAY AS DIRECTOR Mgmt For For
13 REAPPOINT KPMG LLP AS AUDITORS Mgmt For For
14 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
15 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
16 AUTHORISE ISSUE OF EQUITY Mgmt For For
17 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
19 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
20 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
21 AMEND PERFORMANCE SHARE PLAN 2014 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CYBERARK SOFTWARE LTD Agenda Number: 935231338
--------------------------------------------------------------------------------------------------------------------------
Security: M2682V108
Meeting Type: Annual
Meeting Date: 30-Jun-2020
Ticker: CYBR
ISIN: IL0011334468
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Ron Gutler for a term of Mgmt For For
approximately three years as a Class III
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2023 and until
his or her respective successor is duly
elected and qualified.
1B. Re-election of Kim Perdikou for a term of Mgmt For For
approximately three years as a Class III
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2023 and until
his or her respective successor is duly
elected and qualified.
1C. Election of Francois Auque for a term of Mgmt For For
approximately three years as a Class III
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2023 and until
his or her respective successor is duly
elected and qualified.
2. To approve the CyberArk Software Ltd. 2020 Mgmt For For
Employee Share Purchase Plan.
3. To approve, in accordance with the Mgmt For For
requirements of the Companies Law, the
adoption of an equity grant plan for the
years 2020-2022, for the grant of
performance share units (PSUs) and
restricted share units (RSUs), to the
Company's Chairman of the Board and Chief
Executive Officer, Ehud (Udi) Mokady.
4. To approve the re-appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, registered public
accounting firm, a member firm of Ernst &
Young Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2020 and until the
Company's 2021 annual general meeting of
shareholders, and to authorize the Board to
fix such accounting firm's annual
compensation.
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD Agenda Number: 712416711
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: AGM
Meeting Date: 30-Apr-2020
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF DIRECTORS' STATEMENT, AUDITED Mgmt For For
FINANCIAL STATEMENTS AND AUDITOR'S REPORT
2 DECLARATION OF FINAL DIVIDEND ON ORDINARY Mgmt For For
SHARES: 33 CENTS
3 APPROVAL OF PROPOSED DIRECTORS' Mgmt For For
REMUNERATION OF SGD 4,719,707 FOR FY2019
4 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITOR AND AUTHORISATION FOR
DIRECTORS TO FIX ITS REMUNERATION
5 RE-ELECTION OF MR PETER SEAH LIM HUAT AS A Mgmt Against Against
DIRECTOR RETIRING UNDER ARTICLE 99
6 RE-ELECTION OF MR HO TIAN YEE AS A DIRECTOR Mgmt For For
RETIRING UNDER ARTICLE 99
7 RE-ELECTION OF MR OLIVIER LIM TSE GHOW AS A Mgmt For For
DIRECTOR RETIRING UNDER ARTICLE 99
8 RE-ELECTION OF MRS OW FOONG PHENG AS A Mgmt Against Against
DIRECTOR RETIRING UNDER ARTICLE 99
9 AUTHORITY TO GRANT AWARDS AND ISSUE SHARES Mgmt For For
UNDER THE DBSH SHARE PLAN
10 AUTHORITY TO GRANT AWARDS AND ISSUE SHARES Mgmt For For
UNDER THE CALIFORNIA SUB-PLAN TO THE DBSH
SHARE PLAN
11 GENERAL AUTHORITY TO ISSUE SHARES AND TO Mgmt For For
MAKE OR GRANT CONVERTIBLE INSTRUMENTS
SUBJECT TO LIMITS
12 AUTHORITY TO ISSUE SHARES PURSUANT TO THE Mgmt For For
DBSH SCRIP DIVIDEND SCHEME
13 APPROVAL OF THE PROPOSED RENEWAL OF THE Mgmt For For
SHARE PURCHASE MANDATE
CMMT 23 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF TEXT IN
RESOLUTION 2. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FIRST QUANTUM MINERALS LTD Agenda Number: 712341508
--------------------------------------------------------------------------------------------------------------------------
Security: 335934105
Meeting Type: MIX
Meeting Date: 07-May-2020
Ticker:
ISIN: CA3359341052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 TO 7 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.8 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT 8 Mgmt For For
2.1 ELECTION OF DIRECTOR: PHILIP K.R. PASCALL Mgmt For For
2.2 ELECTION OF DIRECTOR: G. CLIVE NEWALL Mgmt For For
2.3 ELECTION OF DIRECTOR: KATHLEEN A. HOGENSON Mgmt For For
2.4 ELECTION OF DIRECTOR: PETER ST. GEORGE Mgmt For For
2.5 ELECTION OF DIRECTOR: ANDREW B. ADAMS Mgmt For For
2.6 ELECTION OF DIRECTOR: ROBERT J. HARDING Mgmt For For
2.7 ELECTION OF DIRECTOR: SIMON J. SCOTT Mgmt For For
2.8 ELECTION OF DIRECTOR: JOANNE K. WARNER Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
(CANADA) AS AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
4 BE IT RESOLVED, ON AN ADVISORY BASIS, AND Mgmt For For
NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF DIRECTORS
OF THE COMPANY, THAT THE SHAREHOLDERS
ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DATED MARCH
11, 2020
5 THE ORDINARY RESOLUTION, THE FULL TEXT OF Mgmt For For
WHICH IS SET OUT IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DATED MARCH
11, 2020, TO APPROVE AND RATIFY THE
SHAREHOLDER RIGHTS PLAN OF THE COMPANY AS
SET FORTH IN THE SHAREHOLDER RIGHTS PLAN
AGREEMENT BETWEEN THE COMPANY AND
COMPUTERSHARE INVESTOR SERVICES INC. DATED
AS OF JANUARY 6, 2020 AND SET OUT IN
SCHEDULE "A" OF THE COMPANY'S MANAGEMENT
INFORMATION CIRCULAR DATED MARCH 11, 2020
6 THE SPECIAL RESOLUTION, THE FULL TEXT OF Mgmt For For
WHICH IS SET OUT IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DATED MARCH
11, 2020, TO APPROVE THE AMENDMENT TO THE
ARTICLES OF THE COMPANY TO INCORPORATE THE
ADVANCE NOTICE PROVISIONS AS SET OUT IN
SCHEDULE "B" OF THE COMPANY'S MANAGEMENT
INFORMATION CIRCULAR DATED MARCH 11, 2020
7 THE SPECIAL RESOLUTION, THE FULL TEXT OF Mgmt For For
WHICH IS SET OUT IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DATED MARCH
11, 2020, TO APPROVE THE AMENDMENT TO THE
ARTICLES OF THE COMPANY IN ACCORDANCE WITH
SCHEDULE "C" OF THE COMPANY'S MANAGEMENT
INFORMATION CIRCULAR DATED MARCH 11, 2020
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL S.A. Agenda Number: 711318104
--------------------------------------------------------------------------------------------------------------------------
Security: E6282J125
Meeting Type: OGM
Meeting Date: 16-Jul-2019
Ticker:
ISIN: ES0148396007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE ANNUAL ACCOUNTS (BALANCE SHEET, INCOME
STATEMENT, STATEMENT OF CHANGES IN EQUITY,
STATEMENT OF CASH FLOWS AND NOTES TO THE
ACCOUNTS) AND MANAGEMENT REPORT OF
INDUSTRIA DE DISENO TEXTIL, SOCIEDAD
ANONIMA, (INDITEX, S.A.) FOR FINANCIAL YEAR
2018, ENDED 31 JANUARY 2019
2 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE CONSOLIDATED ANNUAL ACCOUNTS
(CONSOLIDATED BALANCE SHEET, CONSOLIDATED
INCOME STATEMENT, CONSOLIDATED STATEMENT OF
COMPREHENSIVE INCOME, CONSOLIDATED
STATEMENT OF CHANGES IN EQUITY,
CONSOLIDATED STATEMENT OF CASH FLOWS AND
NOTES TO THE CONSOLIDATED ACCOUNTS) AND
CONSOLIDATED MANAGEMENT REPORT OF THE
INDITEX GROUP FOR FINANCIAL YEAR 2018,
ENDED 31 JANUARY 2019, AND OF THE
MANAGEMENT OF THE COMPANY
3 REVIEW AND APPROVAL, WHERE APPROPRIATE OF Mgmt For For
THE STATEMENT ON NON-FINANCIAL INFORMATION
(ACT 11/2018, OF 28 DECEMBER, ON MANDATORY
DISCLOSURE OF NON-FINANCIAL INFORMATION)
4 DISTRIBUTION OF THE INCOME OR LOSS OF THE Mgmt For For
FINANCIAL YEAR AND DECLARATION OF DIVIDENDS
5 DETERMINING THE NEW NUMBER OF DIRECTORS Mgmt For For
6.A RE-ELECTION OF MR PABLO ISLA ALVAREZ DE Mgmt For For
TEJERA TO THE BOARD OF DIRECTORS, AS
EXECUTIVE DIRECTOR
6.B RE-ELECTION OF MR AMANCIO ORTEGA GAONA TO Mgmt For For
THE BOARD OF DIRECTORS, AS NON-EXECUTIVE
PROPRIETARY DIRECTOR
6.C APPOINTMENT OF MR CARLOS CRESPO GONZALEZ TO Mgmt For For
THE BOARD OF DIRECTORS, AS EXECUTIVE
DIRECTOR
6.D RE-ELECTION OF MR EMILIO SARACHO RODRIGUEZ Mgmt For For
DE TORRES TO THE BOARD OF DIRECTORS, AS
NON-EXECUTIVE INDEPENDENT DIRECTOR
6.E RE-ELECTION OF MR JOSE LUIS DURAN SCHULZ TO Mgmt For For
THE BOARD OF DIRECTORS, AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
7.A AMENDMENT OF THE ARTICLES OF ASSOCIATION TO Mgmt For For
BRING THEM INTO LINE WITH THE LATEST
AMENDMENT OF THE COMPANIES ACT, THE
RENAMING OF THE AUDIT AND CONTROL COMMITTEE
(HEREINAFTER, "AUDIT AND COMPLIANCE
COMMITTEE") AND THE FORMATION OF A NEW
SUSTAINABILITY COMMITTEE: AMENDMENT OF
ARTICLE 13 ("THE GENERAL MEETING OF
SHAREHOLDERS") IN PART I ("GENERAL MEETING
OF SHAREHOLDERS") CHAPTER III ("GOVERNING
BODIES OF THE COMPANY")
7.B AMENDMENT OF THE ARTICLES OF ASSOCIATION TO Mgmt For For
BRING THEM INTO LINE WITH THE LATEST
AMENDMENT OF THE COMPANIES ACT, THE
RENAMING OF THE AUDIT AND CONTROL COMMITTEE
(HEREINAFTER, "AUDIT AND COMPLIANCE
COMMITTEE") AND THE FORMATION OF A NEW
SUSTAINABILITY COMMITTEE: AMENDMENT OF
ARTICLE 22 ("BOARD OF DIRECTORS"), ARTICLE
28 ("AUDIT AND COMPLIANCE COMMITTEE"),
ARTICLE 29 ("NOMINATION COMMITTEE") AND
ARTICLE 30 ("REMUNERATION COMMITTEE", AND
ADDITION OF A NEW ARTICLE 30BIS
("SUSTAINABILITY COMMITTEE"), ALL OF THEM
IN PART II ("BOARD OF DIRECTORS") CHAPTER
III ("GOVERNING BODIES OF THE COMPANY")
7.C AMENDMENT OF THE ARTICLES OF ASSOCIATION TO Mgmt For For
BRING THEM INTO LINE WITH THE LATEST
AMENDMENT OF THE COMPANIES ACT, THE
RENAMING OF THE AUDIT AND CONTROL COMMITTEE
(HEREINAFTER, "AUDIT AND COMPLIANCE
COMMITTEE") AND THE FORMATION OF A NEW
SUSTAINABILITY COMMITTEE: AMENDMENT OF
ARTICLE 34 ("ANNUAL ACCOUNTS. ACCOUNTING
DOCUMENTS. REVIEW OF THE ANNUAL ACCOUNTS"),
ARTICLE 37 ("DECLARATION OF DIVIDENDS") AND
ARTICLE 38 ("FILING OF ACCOUNTS"), IN
CHAPTER IV ("FINANCIAL YEAR, ANNUAL
ACCOUNTS: VERIFICATION, APPROVAL AND
PUBLICATION. DISTRIBUTION OF INCOME OR
LOSS")
8 RE-ELECTION OF DELOITTE, S.L. AS STATUTORY Mgmt For For
AUDITOR OF THE COMPANY AND ITS GROUP FOR
FY2019
9 APPROVAL, WHERE APPROPRIATE, OF A LONG-TERM Mgmt For For
INCENTIVE PLAN IN CASH AND IN SHARES,
ADDRESSED TO MEMBERS OF MANAGEMENT,
INCLUDING THE EXECUTIVE DIRECTORS, AND
OTHER EMPLOYEES OF THE INDITEX GROUP
10 AUTHORIZATION TO THE BOARD OF DIRECTORS FOR Mgmt For For
THE DERIVATIVE ACQUISITION OF OWN SHARES,
SUPERSEDING THE AUTHORIZATION APPROVED BY
THE ANNUAL GENERAL MEETING IN 2016
11 PARTIAL AMENDMENT OF THE REMUNERATION Mgmt For For
POLICY FOR DIRECTORS FOR FINANCIAL YEARS
2019, 2020 Y 2021, IN ORDER TO ADD THE
ANNUAL FIXED REMUNERATION OF MR CARLOS
CRESPO GONZALEZ FOR THE PERFORMANCE OF
EXECUTIVE FUNCTIONS
12 ADVISORY VOTE (SAY ON PAY) ON THE ANNUAL Mgmt For For
REPORT ON THE REMUNERATION OF DIRECTORS
13 GRANTING OF POWERS TO IMPLEMENT RESOLUTIONS Mgmt For For
14 REPORTING TO THE ANNUAL GENERAL MEETING ON Mgmt Abstain Against
THE AMENDMENT OF THE BOARD OF DIRECTORS'
REGULATIONS AND THE FORMATION OF A NEW
SUSTAINABILITY COMMITTEE
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 17 JUL 2019. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC Agenda Number: 712332042
--------------------------------------------------------------------------------------------------------------------------
Security: G4804L163
Meeting Type: AGM
Meeting Date: 07-May-2020
Ticker:
ISIN: GB00BHJYC057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE COMPANY'S FINANCIAL STATEMENTS, Mgmt For For
TOGETHER WITH THE DIRECTORS' AND THE
AUDITOR'S REPORTS FOR THE YEAR ENDED 31
DECEMBER 2019, BE RECEIVED
2 THAT THE DIRECTORS' REMUNERATION POLICY SET Mgmt For For
OUT ON PAGES 110 TO 117 OF THE COMPANY'S
ANNUAL REPORT AND FORM 20-F 2019 BE
APPROVED
3 THAT THE DIRECTORS' REMUNERATION REPORT FOR Mgmt For For
THE YEAR ENDED 31 DECEMBER 2019, SET OUT ON
PAGES 96 TO 109 OF THE COMPANY'S ANNUAL
REPORT AND FORM 20-F 2019 BE APPROVED
4.A ELECTION OF DIRECTOR: ARTHUR DE HAAST Mgmt For For
4.B RE-ELECTION OF DIRECTOR: KEITH BARR Mgmt For For
4.C RE-ELECTION OF DIRECTOR: ANNE BUSQUET Mgmt For For
4.D RE-ELECTION OF DIRECTOR: PATRICK CESCAU Mgmt For For
4.E RE-ELECTION OF DIRECTOR: IAN DYSON Mgmt For For
4.F RE-ELECTION OF DIRECTOR: PAUL Mgmt For For
EDGECLIFFE-JOHNSON
4.G RE-ELECTION OF DIRECTOR: JO HARLOW Mgmt For For
4.H RE-ELECTION OF DIRECTOR: ELIE MAALOUF Mgmt For For
4.I RE-ELECTION OF DIRECTOR: LUKE MAYHEW Mgmt For For
4.J RE-ELECTION OF DIRECTOR: JILL MCDONALD Mgmt For For
4.K RE-ELECTION OF DIRECTOR: DALE MORRISON Mgmt For For
5 THAT ERNST & YOUNG LLP BE REAPPOINTED AS Mgmt For For
THE AUDITOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT GENERAL
MEETING AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY
6 THAT THE AUDIT COMMITTEE OF THE BOARD BE Mgmt For For
AUTHORISED TO DETERMINE THE AUDITOR'S
REMUNERATION
7 I THAT THE COMPANY, AND THOSE COMPANIES Mgmt For For
WHICH ARE SUBSIDIARIES OF THE COMPANY AT
ANY TIME DURING THE PERIOD FOR WHICH THIS
RESOLUTION HAS EFFECT, BE AUTHORISED FOR
THE PURPOSES OF PART 14 OF THE COMPANIES
ACT 2006 (THE '2006 ACT'), DURING THE
PERIOD FROM THE DATE OF THE PASSING OF THIS
RESOLUTION UNTIL THE CONCLUSION OF THE
COMPANY'S AGM IN 2021 OR THE CLOSE OF
BUSINESS ON 1 JULY 2021, WHICHEVER IS THE
EARLIER: (A) TO MAKE POLITICAL DONATIONS TO
POLITICAL PARTIES AND/OR INDEPENDENT
ELECTION CANDIDATES; (B) TO MAKE POLITICAL
DONATIONS TO POLITICAL ORGANISATIONS OTHER
THAN POLITICAL PARTIES; AND (C) TO INCUR
POLITICAL EXPENDITURE; PROVIDED THAT THE
AGGREGATE AMOUNT OF ANY SUCH DONATIONS AND
EXPENDITURE MADE BY THE COMPANY OR ANY
SUBSIDIARY SHALL NOT EXCEED GBP 100,000; II
THAT ALL EXISTING AUTHORISATIONS AND
APPROVALS RELATING TO POLITICAL DONATIONS
OR EXPENDITURE ARE HEREBY REVOKED WITHOUT
PREJUDICE TO ANY DONATION MADE OR
EXPENDITURE INCURRED PRIOR TO THE DATE
HEREOF PURSUANT TO SUCH AUTHORISATIONS OR
APPROVALS; AND III THAT WORDS AND
EXPRESSIONS DEFINED FOR THE PURPOSES OF THE
2006 ACT SHALL HAVE THE SAME MEANING FOR
THE PURPOSES OF THIS RESOLUTION
8 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
2, THE AMENDMENTS TO RULE 4.1 OF THE RULES
OF THE COMPANY'S EXISTING LONG TERM
INCENTIVE PLAN (THE 'LTIP RULES') WHICH
INCREASE THE LIMIT ON THE AGGREGATE OF THE
MARKET VALUE OF SHARES OR THE AMOUNT OF
CASH OVER WHICH AWARDS HAVE BEEN MADE IN
ANY FINANCIAL YEAR TO AN EMPLOYEE FROM 3
TIMES SALARY TO 3.5 TIMES SALARY AS AT THE
AWARD DATE, BE APPROVED AND ADOPTED BY THE
COMPANY, AND THE DIRECTORS BE AUTHORISED TO
DO ALL SUCH ACTS AND THINGS NECESSARY TO
GIVE EFFECT TO THESE AMENDMENTS. A COPY OF
THE DRAFT AMENDED LTIP RULES WILL BE
PRODUCED TO THE MEETING AND A SUMMARY OF
THE CHANGES IS CONTAINED IN THE EXPLANATION
BELOW. WORDS AND EXPRESSIONS DEFINED FOR
THE PURPOSES OF THE LTIP RULES SHALL HAVE
THE SAME MEANING FOR THE PURPOSES OF THIS
RESOLUTION
9 I THAT THE DIRECTORS BE AND ARE HEREBY Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
PURSUANT TO, AND IN ACCORDANCE WITH,
SECTION 551 OF THE 2006 ACT TO EXERCISE ALL
POWERS OF THE COMPANY TO ALLOT SHARES IN
THE COMPANY AND TO GRANT RIGHTS TO
SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY
INTO, SHARES IN THE COMPANY: (A) UP TO AN
AGGREGATE NOMINAL AMOUNT OF GBP 12,695,910;
AND (B) COMPRISING EQUITY SECURITIES, AS
DEFINED IN SECTION 560 OF THE 2006 ACT, UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP
12,695,910 (INCLUDING WITHIN SUCH LIMIT ANY
SHARES ISSUED OR RIGHTS GRANTED UNDER
PARAGRAPH (A) ABOVE) IN CONNECTION WITH AN
OFFER BY WAY OF A RIGHTS ISSUE TO: (1)
HOLDERS OF ORDINARY SHARES IN THE COMPANY
IN PROPORTION, AS NEARLY AS MAY BE
PRACTICABLE, TO THEIR EXISTING HOLDINGS;
AND (2) HOLDERS OF OTHER EQUITY SECURITIES
AS REQUIRED BY THE RIGHTS OF THOSE
SECURITIES OR, IF THE DIRECTORS CONSIDER IT
NECESSARY, AS PERMITTED BY THE RIGHTS OF
THOSE SECURITIES; AND SO THAT THE DIRECTORS
MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND
MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER
NECESSARY OR APPROPRIATE TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES, SHARES REPRESENTED BY
DEPOSITARY RECEIPTS, LEGAL, REGULATORY OR
PRACTICAL PROBLEMS UNDER THE LAWS OF, OR
THE REQUIREMENTS OF, ANY RECOGNISED
REGULATORY BODY OR ANY STOCK EXCHANGE IN
ANY TERRITORY OR ANY OTHER MATTER
WHATSOEVER. THIS AUTHORITY SHALL HEREBY
TAKE EFFECT FROM THE DATE OF THE PASSING OF
THIS RESOLUTION UNTIL THE CONCLUSION OF THE
COMPANY'S AGM IN 2021, OR THE CLOSE OF
BUSINESS ON 1 JULY 2021, WHICHEVER IS THE
EARLIER, PROVIDED THAT, IN EACH CASE, THE
COMPANY MAY, BEFORE THIS AUTHORITY EXPIRES,
MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH
WOULD, OR MIGHT, REQUIRE SHARES IN THE
COMPANY TO BE ALLOTTED OR RIGHTS TO
SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO
SHARES TO BE GRANTED AFTER THIS AUTHORITY
EXPIRES AND THE DIRECTORS MAY ALLOT SHARES
IN THE COMPANY OR GRANT RIGHTS UNDER ANY
SUCH OFFER OR AGREEMENT AS IF THIS
AUTHORITY HAD NOT EXPIRED; II THAT SUBJECT
TO PARAGRAPH III BELOW, ALL EXISTING
AUTHORITIES GIVEN TO THE DIRECTORS PURSUANT
TO SECTION 551 OF THE 2006 ACT BY WAY OF
THE ORDINARY RESOLUTION OF THE COMPANY
PASSED ON FRIDAY, 3 MAY 2019 BE REVOKED BY
THIS RESOLUTION; AND III THAT PARAGRAPH II
ABOVE SHALL BE WITHOUT PREJUDICE TO THE
CONTINUING AUTHORITY OF THE DIRECTORS TO
ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE
FOR, OR CONVERT ANY SECURITY INTO, SHARES
PURSUANT TO AN OFFER OR AGREEMENT MADE BY
THE COMPANY BEFORE THE EXPIRY OF THE
AUTHORITY PURSUANT TO WHICH SUCH OFFER OR
AGREEMENT WAS MADE
10 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
9 ABOVE, AND IN PLACE OF THE POWER GIVEN TO
THEM PURSUANT TO THE SPECIAL RESOLUTION OF
THE COMPANY PASSED ON FRIDAY, 3 MAY 2019,
THE BOARD BE AUTHORISED TO ALLOT EQUITY
SECURITIES (AS DEFINED IN THE 2006 ACT) FOR
CASH UNDER THE AUTHORITY GIVEN BY
RESOLUTION 9 AND/OR TO SELL ORDINARY SHARES
HELD BY THE COMPANY AS TREASURY SHARES FOR
CASH AS IF SECTION 561 OF THE 2006 ACT DID
NOT APPLY TO ANY SUCH ALLOTMENT OR SALE,
SUCH AUTHORITY TO BE LIMITED: I TO THE
ALLOTMENT OF EQUITY SECURITIES IN
CONNECTION WITH AN OFFER OF EQUITY
SECURITIES (BUT IN THE CASE OF THE
AUTHORITY GRANTED UNDER RESOLUTION 9I(B),
BY WAY OF A RIGHTS ISSUE ONLY) TO OR IN
FAVOUR OF: (A) HOLDERS OF ORDINARY SHARES
IN THE COMPANY IN PROPORTION, AS NEARLY AS
MAY BE PRACTICABLE, TO THEIR EXISTING
HOLDINGS; AND (B) HOLDERS OF OTHER EQUITY
SECURITIES, AS REQUIRED BY THE RIGHTS OF
THOSE SECURITIES OR, IF THE DIRECTORS
CONSIDER IT NECESSARY, AS PERMITTED BY THE
RIGHTS OF THOSE SECURITIES; AND SO THAT THE
DIRECTORS MAY IMPOSE ANY LIMITS OR
RESTRICTIONS AND MAKE ANY ARRANGEMENTS
WHICH THEY CONSIDER NECESSARY OR
APPROPRIATE TO DEAL WITH TREASURY SHARES,
FRACTIONAL ENTITLEMENTS, RECORD DATES,
SHARES REPRESENTED BY DEPOSITARY RECEIPTS,
LEGAL, REGULATORY OR PRACTICAL PROBLEMS
UNDER THE LAWS OF, OR THE REQUIREMENTS OF,
ANY RECOGNISED REGULATORY BODY OR ANY STOCK
EXCHANGE IN ANY TERRITORY OR ANY OTHER
MATTER WHATSOEVER; AND II TO THE ALLOTMENT
OF EQUITY SECURITIES OR SALE OF TREASURY
SHARES (OTHERWISE THAN UNDER PARAGRAPH (I)
ABOVE) UP TO A NOMINAL AMOUNT OF GBP
1,904,386, SUCH AUTHORITY TO EXPIRE AT THE
END OF THE NEXT AGM OF THE COMPANY (OR, IF
EARLIER, AT THE CLOSE OF BUSINESS ON 1 JULY
2021), BUT, IN EACH CASE, PRIOR TO ITS
EXPIRY THE COMPANY MAY MAKE OFFERS, AND
ENTER INTO AGREEMENTS, WHICH WOULD, OR
MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND TREASURY SHARES TO BE SOLD)
AFTER THE AUTHORITY EXPIRES AND THE BOARD
MAY ALLOT EQUITY SECURITIES (AND SELL
TREASURY SHARES) UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED
11 THAT SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
9, THE BOARD BE AUTHORISED, IN ADDITION TO
ANY AUTHORITY GRANTED UNDER RESOLUTION 10,
TO ALLOT EQUITY SECURITIES (AS DEFINED IN
THE 2006 ACT) FOR CASH UNDER THE AUTHORITY
GIVEN BY THAT RESOLUTION AND/OR TO SELL
ORDINARY SHARES HELD BY THE COMPANY AS
TREASURY SHARES FOR CASH AS IF SECTION 561
OF THE 2006 ACT DID NOT APPLY TO ANY SUCH
ALLOTMENT OR SALE, SUCH AUTHORITY TO BE: I
LIMITED TO THE ALLOTMENT OF EQUITY
SECURITIES OR SALE OF TREASURY SHARES UP TO
A NOMINAL AMOUNT OF GBP 1,904,386; AND II
USED ONLY FOR THE PURPOSES OF FINANCING (OR
REFINANCING, IF THE AUTHORITY IS TO BE USED
WITHIN SIX MONTHS AFTER THE ORIGINAL
TRANSACTION) A TRANSACTION WHICH THE BOARD
OF THE COMPANY DETERMINES TO BE AN
ACQUISITION OR OTHER CAPITAL INVESTMENT OF
A KIND CONTEMPLATED BY THE STATEMENT OF
PRINCIPLES ON DISAPPLYING PRE-EMPTION
RIGHTS MOST RECENTLY PUBLISHED BY THE
PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS
NOTICE OF AGM, SUCH AUTHORITY TO EXPIRE AT
THE END OF THE NEXT AGM OF THE COMPANY (OR,
IF EARLIER, AT THE CLOSE OF BUSINESS ON 1
JULY 2021), BUT, IN EACH CASE, PRIOR TO ITS
EXPIRY THE COMPANY MAY MAKE OFFERS, AND
ENTER INTO AGREEMENTS, WHICH WOULD, OR
MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND TREASURY SHARES TO BE SOLD)
AFTER THE AUTHORITY EXPIRES AND THE BOARD
MAY ALLOT EQUITY SECURITIES (AND SELL
TREASURY SHARES) UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED
12 THAT THE COMPANY BE AND IS HEREBY GENERALLY Mgmt For For
AND UNCONDITIONALLY AUTHORISED FOR THE
PURPOSE OF SECTION 701 OF THE 2006 ACT TO
MAKE MARKET PURCHASES (WITHIN THE MEANING
OF SECTION 693(4) OF THE 2006 ACT) OF ITS
ORDINARY SHARES ON SUCH TERMS AND IN SUCH
MANNER AS THE DIRECTORS THINK FIT PROVIDED
THAT: I THE MAXIMUM AGGREGATE NUMBER OF
ORDINARY SHARES HEREBY AUTHORISED TO BE
PURCHASED IS 18,265,631; II THE MINIMUM
PRICE WHICH MAY BE PAID FOR EACH ORDINARY
SHARE IS 20340/399 PENCE PER SHARE, BEING
THE NOMINAL VALUE OF AN ORDINARY SHARE; III
THE MAXIMUM PRICE (EXCLUSIVE OF ALL
EXPENSES) WHICH MAY BE PAID FOR EACH
ORDINARY SHARE IS AN AMOUNT EQUAL TO THE
HIGHER OF: (A) 105% OF THE AVERAGE OF THE
MIDDLE-MARKET QUOTATIONS OF AN ORDINARY
SHARE OF THE COMPANY, AS APPLICABLE, AS
DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST FOR THE FIVE BUSINESS
DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH
SUCH SHARE IS CONTRACTED TO BE PURCHASED;
AND (B) THE STIPULATED AMOUNT. IN THIS
RESOLUTION, "STIPULATED AMOUNT" MEANS THE
AMOUNT STIPULATED BY REGULATORY TECHNICAL
STANDARDS ADOPTED BY THE EUROPEAN
COMMISSION PURSUANT TO ARTICLE 5(6) OF THE
MARKET ABUSE REGULATION (EU) NO.596/2014;
AND IV THE AUTHORITY HEREBY CONFERRED SHALL
TAKE EFFECT ON THE DATE OF THE PASSING OF
THIS RESOLUTION AND SHALL EXPIRE ON THE
CONCLUSION OF THE COMPANY'S AGM IN 2021, OR
AT THE CLOSE OF BUSINESS ON 1 JULY 2021,
WHICHEVER IS THE EARLIER (EXCEPT IN
RELATION TO THE PURCHASE OF ORDINARY SHARES
THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE
SUCH DATE AND WHICH IS EXECUTED WHOLLY OR
PARTLY AFTER SUCH DATE), UNLESS SUCH
AUTHORITY IS RENEWED PRIOR TO SUCH TIME
13 THAT A GENERAL MEETING OF THE COMPANY, Mgmt For For
OTHER THAN AN AGM, MAY BE CALLED ON NOT
LESS THAN 14 CLEAR DAYS' NOTICE DURING THE
PERIOD FROM THE DATE OF THE PASSING OF THIS
RESOLUTION TO THE DATE UPON WHICH THE
COMPANY'S AGM IN 2021 CONCLUDES
14 THAT THE NEW ARTICLES OF ASSOCIATION OF THE Mgmt For For
COMPANY, PRODUCED TO THE MEETING AND
INITIALLED BY THE CHAIR OF THE MEETING FOR
THE PURPOSE OF IDENTIFICATION, BE ADOPTED
AS THE ARTICLES OF ASSOCIATION OF THE
COMPANY, IN SUBSTITUTION FOR, AND TO THE
EXCLUSION OF, THE EXISTING ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
KERRY GROUP PLC Agenda Number: 712317343
--------------------------------------------------------------------------------------------------------------------------
Security: G52416107
Meeting Type: AGM
Meeting Date: 30-Apr-2020
Ticker:
ISIN: IE0004906560
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE FINANCIAL Mgmt For For
STATEMENTS AND THE DIRECTORS AND AUDITORS
REPORTS THEREON
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR GERRY BEHAN AS A DIRECTOR Mgmt For For
3.B TO RE-ELECT DR HUGH BRADY AS A DIRECTOR Mgmt For For
3.C TO RE-ELECT MR GERARD CULLIGAN AS A Mgmt For For
DIRECTOR
3.D TO RE-ELECT DR KARIN DORREPAAL AS A Mgmt For For
DIRECTOR
3.E TO RE-ELECT MS JOAN GARAHY AS A DIRECTOR Mgmt For For
3.F TO RE-ELECT MS MARGUERITE LARKIN AS A Mgmt For For
DIRECTOR
3.G TO RE-ELECT MR TOM MORAN AS A DIRECTOR Mgmt For For
3.H TO RE-ELECT MR CON MURPHY AS A DIRECTOR Mgmt For For
3.I TO RE-ELECT MR CHRISTOPHER ROGERS AS A Mgmt For For
DIRECTOR
3.J TO RE-ELECT MR EDMOND SCANLON AS A DIRECTOR Mgmt For For
3.K TO RE-ELECT MR PHILIP TOOMEY AS A DIRECTOR Mgmt For For
4 AUTHORITY TO DETERMINE THE AUDITORS Mgmt For For
REMUNERATION
5 CONSIDERATION OF DIRECTORS' REMUNERATION Mgmt For For
REPORT (EXCLUDING SECTION C)
6 AUTHORITY TO ISSUE ORDINARY SHARES Mgmt For For
7 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
8 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
FOR AN ADDITIONAL 5 PER CENT FOR SPECIFIED
TRANSACTIONS
9 AUTHORITY TO MAKE MARKET PURCHASES OF THE Mgmt For For
COMPANY'S OWN SHARES
--------------------------------------------------------------------------------------------------------------------------
LEGAL & GENERAL GROUP PLC Agenda Number: 712457755
--------------------------------------------------------------------------------------------------------------------------
Security: G54404127
Meeting Type: AGM
Meeting Date: 21-May-2020
Ticker:
ISIN: GB0005603997
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE AUDITED REPORT AND ACCOUNTS OF THE Mgmt For For
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2019, TOGETHER WITH THE DIRECTORS' REPORT,
STRATEGIC REPORT AND THE AUDITOR'S REPORT
ON THOSE ACCOUNTS, BE RECEIVED AND ADOPTED
2 THAT A FINAL DIVIDEND OF 12.64 PENCE PER Mgmt For For
ORDINARY SHARE IN RESPECT OF THE YEAR ENDED
31 DECEMBER 2019 BE DECLARED AND BE PAID ON
4 JUNE 2020 TO SHAREHOLDERS ON THE REGISTER
OF MEMBERS AT THE CLOSE OF BUSINESS ON 24
APRIL 2020
3 THAT MICHELLE SCRIMGEOUR BE ELECTED AS A Mgmt For For
DIRECTOR
4 THAT HENRIETTA BALDOCK BE RE-ELECTED AS A Mgmt For For
DIRECTOR
5 THAT PHILIP BROADLEY BE RE-ELECTED AS A Mgmt For For
DIRECTOR
6 THAT JEFF DAVIES BE RE-ELECTED AS A Mgmt For For
DIRECTOR
7 THAT SIR JOHN KINGMAN BE RE-ELECTED AS A Mgmt For For
DIRECTOR
8 THAT LESLEY KNOX BE RE-ELECTED AS A Mgmt For For
DIRECTOR
9 THAT GEORGE LEWIS BE RE-ELECTED AS A Mgmt For For
DIRECTOR
10 THAT KERRIGAN PROCTER BE RE-ELECTED AS A Mgmt For For
DIRECTOR
11 THAT TOBY STRAUSS BE RE-ELECTED AS A Mgmt For For
DIRECTOR
12 THAT JULIA WILSON BE RE-ELECTED AS A Mgmt For For
DIRECTOR
13 THAT NIGEL WILSON BE RE-ELECTED AS A Mgmt For For
DIRECTOR
14 THAT KPMG LLP BE RE-APPOINTED AS AUDITOR OF Mgmt For For
THE COMPANY, TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID
15 THAT THE DIRECTORS BE AUTHORISED TO Mgmt For For
DETERMINE THE AUDITOR'S REMUNERATION
16 DIRECTORS' REMUNERATION POLICY Mgmt For For
17 DIRECTORS' REPORT ON REMUNERATION Mgmt For For
18 RENEWAL OF DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
SHARES
19 ADDITIONAL AUTHORITY TO ALLOT SHARES IN Mgmt For For
RESPECT OF CONTINGENT CONVERTIBLE
SECURITIES
20 POLITICAL DONATIONS Mgmt For For
21 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
22 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS FOR PURPOSES OF
ACQUISITIONS OR SPECIFIED CAPITAL
INVESTMENTS
23 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS IN CONNECTION WITH THE
ISSUE OF CCS
24 PURCHASE OF OWN SHARES Mgmt For For
25 NOTICE OF GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LG CHEM LTD Agenda Number: 712199721
--------------------------------------------------------------------------------------------------------------------------
Security: Y52758102
Meeting Type: AGM
Meeting Date: 20-Mar-2020
Ticker:
ISIN: KR7051910008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 ELECTION OF A NON-PERMANENT DIRECTOR: KWON Mgmt Against Against
YOUNG SOO
2.2 ELECTION OF INSIDE DIRECTOR: CHA DONG SEOK Mgmt Against Against
2.3 ELECTION OF OUTSIDE DIRECTOR: JUNG DONG MIN Mgmt For For
3 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: JUNG DONG MIN
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LINDE PLC Agenda Number: 711384747
--------------------------------------------------------------------------------------------------------------------------
Security: G5494J103
Meeting Type: AGM
Meeting Date: 26-Jul-2019
Ticker:
ISIN: IE00BZ12WP82
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 235928 DUE TO CHANGE IN RECORD
DATE FROM 29 APR 2019 TO 24 JUL 2019. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED IF VOTE DEADLINE EXTENSIONS
ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1.A ELECTION OF DIRECTOR: PROF. DR. WOLFGANG Mgmt For For
REITZLE
1.B ELECTION OF DIRECTOR: STEPHEN F. ANGEL Mgmt For For
1.C ELECTION OF DIRECTOR: PROF. DDR. Mgmt For For
ANN-KRISTIN ACHLEITNER
1.D ELECTION OF DIRECTOR: PROF. DR. CLEMENS Mgmt For For
BORSIG
1.E ELECTION OF DIRECTOR: DR. NANCE K. DICCIANI Mgmt For For
1.F ELECTION OF DIRECTOR: DR. THOMAS ENDERS Mgmt For For
1.G ELECTION OF DIRECTOR: FRANZ FEHRENBACH Mgmt For For
1.H ELECTION OF DIRECTOR: EDWARD G. GALANTE Mgmt For For
1.I ELECTION OF DIRECTOR: LARRY D. MCVAY Mgmt For For
1.J ELECTION OF DIRECTOR: DR. VICTORIA OSSADNIK Mgmt For For
1.K ELECTION OF DIRECTOR: PROF. DR. MARTIN H. Mgmt Against Against
RICHENHAGEN
1.L ELECTION OF DIRECTOR: ROBERT L. WOOD Mgmt For For
2.A TO RATIFY, ON AN ADVISORY AND NON-BINDING Mgmt For For
BASIS, THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS ("PWC") AS THE
INDEPENDENT AUDITOR
2.B TO AUTHORIZE THE BOARD, ACTING THROUGH THE Mgmt For For
AUDIT COMMITTEE, TO DETERMINE PWC'S
REMUNERATION
3 TO DETERMINE THE PRICE RANGE AT WHICH LINDE Mgmt For For
PLC CAN RE-ALLOT SHARES THAT IT ACQUIRES AS
TREASURY SHARES UNDER IRISH LAW
4 TO APPROVE, ON AN ADVISORY AND NON-BINDING Mgmt For For
BASIS, THE COMPENSATION OF LINDE PLC'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE 2019 PROXY STATEMENT
CMMT PLEASE NOTE YOU CAN ONLY VOTE FOR ONE YEAR, Non-Voting
TWO YEAR, THREE YEARS OR ABSTAIN. PLEASE
SELECT 'FOR' ON ONE OF THE FOLLOWING THREE
ANNUAL OPTIONS TO PLACE A VOTE FOR THAT
FREQUENCY. IF YOU VOTE FOR 'ABSTAIN' OR
AGAINST IN ANY OF THE 'YEAR' OPTIONS WE
WILL REGISTER A VOTE OF ABSTAIN ON YOUR
BEHALF. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED. THE BOARD OF
DIRECTORS RECOMMENDS YOU VOTE @ 1 YEAR
5.1 TO RECOMMEND, ON AN ADVISORY AND Mgmt For For
NON-BINDING BASIS, THE FREQUENCY OF HOLDING
FUTURE ADVISORY SHAREHOLDER VOTES ON THE
COMPENSATION OF LINDE PLC'S NAMED EXECUTIVE
OFFICERS: PLEASE VOTE ON THIS RESOLUTION TO
APPROVE 1 YEAR
5.2 TO RECOMMEND, ON AN ADVISORY AND Mgmt No vote
NON-BINDING BASIS, THE FREQUENCY OF HOLDING
FUTURE ADVISORY SHAREHOLDER VOTES ON THE
COMPENSATION OF LINDE PLC'S NAMED EXECUTIVE
OFFICERS: PLEASE VOTE ON THIS RESOLUTION TO
APPROVE 2 YEARS
5.3 TO RECOMMEND, ON AN ADVISORY AND Mgmt No vote
NON-BINDING BASIS, THE FREQUENCY OF HOLDING
FUTURE ADVISORY SHAREHOLDER VOTES ON THE
COMPENSATION OF LINDE PLC'S NAMED EXECUTIVE
OFFICERS: PLEASE VOTE ON THIS RESOLUTION TO
APPROVE 3 YEARS
5.4 TO RECOMMEND, ON AN ADVISORY AND Mgmt No vote
NON-BINDING BASIS, THE FREQUENCY OF HOLDING
FUTURE ADVISORY SHAREHOLDER VOTES ON THE
COMPENSATION OF LINDE PLC'S NAMED EXECUTIVE
OFFICERS: PLEASE VOTE ON THIS RESOLUTION TO
APPROVE FOR ABSTAIN
CMMT 08 JUL 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTIONS 5.1 TO 5.4. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MINOR INTERNATIONAL PUBLIC CO LTD Agenda Number: 712770848
--------------------------------------------------------------------------------------------------------------------------
Security: Y6069M133
Meeting Type: AGM
Meeting Date: 19-Jun-2020
Ticker:
ISIN: TH0128B10Z17
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND ACKNOWLEDGE THE ANNUAL Mgmt For For
REPORT AND THE BOARD OF DIRECTORS REPORT ON
THE COMPANY'S PERFORMANCE FOR THE YEAR 2019
2 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2019 INCLUDING TO ACKNOWLEDGE THE AUDITOR'S
REPORT
3 TO CONSIDER AND APPROVE THE ALLOCATION OF Mgmt For For
PROFIT FOR THE STATUTORY RESERVE AND THE
OMISSION OF DIVIDEND PAYMENT FOR THE YEAR
2019
4.1 TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
DIRECTOR COMPLETING THEIR TERM FOR THE YEAR
2020: MR. CHARAMPORN JOTIKASTHIRA
4.2 TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
DIRECTOR COMPLETING THEIR TERM FOR THE YEAR
2020: MR. EMMANUEL JUDE DILLIPRAJ
RAJAKARIER
4.3 TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
DIRECTOR COMPLETING THEIR TERM FOR THE YEAR
2020: MR. JOHN SCOTT HEINECKE
4.4 TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
DIRECTOR COMPLETING THEIR TERM FOR THE YEAR
2020: MS. CAMILLE MA
5 TO CONSIDER AND APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION FOR THE YEAR 2020
6 TO CONSIDER AND APPROVE THE APPOINTMENT THE Mgmt For For
AUDITORS FOR THE YEAR 2020 AND THE AUDITING
FEE
7 TO CONSIDER AND APPROVE THE INCREASE OF THE Mgmt For For
REGISTERED CAPITAL OF THE COMPANY FROM
4,849,860,006 BAHT TO 5,887,815,947 BAHT,
BY ISSUING UP TO 1,037,955,941 NEW ORDINARY
SHARES, WITH A PAR VALUE OF 1 BAHT
8 TO CONSIDER AND APPROVE THE AMENDMENT OF Mgmt For For
THE CLAUSE 4 OF THE MEMORANDUM OF
ASSOCIATION PURSUANT TO THE INCREASE OF THE
REGISTERED CAPITAL
9 TO CONSIDER AND APPROVE THE ISSUANCE OF THE Mgmt For For
COMPANY'S WARRANTS TO PURCHASE ORDINARY
SHARES NO.7 (MINT-W7) UP TO 313,831,156
UNITS FOR ALLOCATION TO EXISTING
SHAREHOLDERS OF THE COMPANY IN PROPORTION
TO THEIR RESPECTIVE SHAREHOLDINGS
10 TO CONSIDER AND APPROVE THE ALLOCATIONS OF Mgmt For For
UP TO 1,037,955,941 SHARES AT THE PAR VALUE
OF BAHT 1.00 PER SHARE, IN ACCORDANCE WITH
THE DETAILS AS FOLLOWS: A. TO ALLOCATE UP
TO 716,124,785 NEW ORDINARY SHARES FOR AN
OFFERING TO THE EXISTING SHAREHOLDERS OF
THE COMPANY IN PROPORTION TO THEIR
RESPECTIVE SHAREHOLDINGS B. TO ALLOCATE UP
TO 313,831,156 NEW ORDINARY SHARES FOR THE
EXERCISE OF THE MINT-W7 WARRANTS WHICH WILL
BE ISSUED TO EXISTING SHAREHOLDERS OF THE
COMPANY IN PROPORTION TO THEIR RESPECTIVE
SHAREHOLDINGS C. TO ALLOCATE UP TO
8,000,000 SHARES FOR THE ADJUSTMENT OF THE
EXERCISE RATIO OF MINT-W6 WARRANTS DUE TO
THE OFFERING OF NEW ORDINARY SHARES IN THE
RIGHTS OFFERING AT A PRICE WHICH MAY BE
LOWER THAN 90 PERCENT OF THE MARKET PRICE
IN ACCORDANCE WITH THE TERMS AND CONDITIONS
GOVERNING THE RIGHTS AND OBLIGATIONS OF THE
ISSUER AND HOLDERS OF THE WARRANTS TO
PURCHASE ORDINARY SHARES OF MINOR
INTERNATIONAL PUBLIC COMPANY LIMITED NO.6
(MINT-W6)
11 TO CONSIDER AND APPROVE THE AMENDMENT TO Mgmt For For
THE COMPANY'S ARTICLES OF ASSOCIATION,
ARTICLE 21 AND ARTICLE 32/1
12 TO CONSIDER AND APPROVE AN ISSUANCE AND Mgmt For For
OFFERING OF DEBENTURES
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 417199 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 4.4. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
MISUMI GROUP INC. Agenda Number: 712705384
--------------------------------------------------------------------------------------------------------------------------
Security: J43293109
Meeting Type: AGM
Meeting Date: 16-Jun-2020
Ticker:
ISIN: JP3885400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nishimoto, Kosuke Mgmt For For
2.2 Appoint a Director Ono, Ryusei Mgmt For For
2.3 Appoint a Director Ikeguchi, Tokuya Mgmt For For
2.4 Appoint a Director Otokozawa, Ichiro Mgmt For For
2.5 Appoint a Director Sato, Toshinari Mgmt For For
2.6 Appoint a Director Ogi, Takehiko Mgmt For For
2.7 Appoint a Director Nakano, Yoichi Mgmt For For
2.8 Appoint a Director Shimizu, Arata Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NASPERS LTD Agenda Number: 711441434
--------------------------------------------------------------------------------------------------------------------------
Security: S53435103
Meeting Type: AGM
Meeting Date: 23-Aug-2019
Ticker:
ISIN: ZAE000015889
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 ACCEPTANCE OF ANNUAL FINANCIAL STATEMENTS Mgmt For For
O.2 CONFIRMATION AND APPROVAL OF PAYMENT OF Mgmt For For
DIVIDENDS
O.3 REAPPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
INC. AS AUDITOR
O.4 TO CONFIRM THE APPOINTMENT OF F L N LETELE Mgmt For For
AS A NON-EXECUTIVE DIRECTOR
O.5.1 TO RE-ELECT THE FOLLOWING DIRECTOR: J P Mgmt For For
BEKKER
O.5.2 TO RE-ELECT THE FOLLOWING DIRECTOR: S J Z Mgmt For For
PACAK
O.5.3 TO RE-ELECT THE FOLLOWING DIRECTOR: J D T Mgmt For For
STOFBERG
O.5.4 TO RE-ELECT THE FOLLOWING DIRECTOR: B J VAN Mgmt For For
DER ROSS
O.5.5 TO RE-ELECT THE FOLLOWING DIRECTOR: D MEYER Mgmt For For
O.6.1 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER: D G ERIKSSON
O.6.2 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER: B J VAN DER ROSS
O.6.3 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER: R C C JAFTA
O.7 TO ENDORSE THE COMPANY'S REMUNERATION Mgmt For For
POLICY
O.8 TO APPROVE THE IMPLEMENTATION REPORT OF THE Mgmt For For
REMUNERATION REPORT
O.9 APPROVAL OF GENERAL AUTHORITY PLACING Mgmt Against Against
UNISSUED SHARES UNDER THE CONTROL OF THE
DIRECTORS
O.10 APPROVAL OF GENERAL ISSUE OF SHARES FOR Mgmt For For
CASH
O.11 APPROVAL OF AMENDMENTS TO THE NASPERS Mgmt For For
RESTRICTED STOCK PLAN TRUST
O.12 AUTHORISATION TO IMPLEMENT ALL RESOLUTIONS Mgmt For For
ADOPTED AT THE ANNUAL GENERAL MEETING
S.1.1 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: BOARD: CHAIR
S.1.2 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: BOARD: MEMBER
S.1.3 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: AUDIT COMMITTEE: CHAIR
S.1.4 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: AUDIT COMMITTEE: MEMBER
S.1.5 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: RISK COMMITTEE: CHAIR
S.1.6 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: RISK COMMITTEE: MEMBER
S.1.7 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: HUMAN RESOURCES AND
REMUNERATION COMMITTEE: CHAIR
S.1.8 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: HUMAN RESOURCES AND
REMUNERATION COMMITTEE: MEMBER
S.1.9 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: NOMINATION COMMITTEE:
CHAIR
S.110 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: NOMINATION COMMITTEE:
MEMBER
S.111 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: SOCIAL AND ETHICS
COMMITTEE: CHAIR
S.112 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: SOCIAL AND ETHICS
COMMITTEE: MEMBER
S.113 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2021: TRUSTEES OF GROUP SHARE
SCHEMES/OTHER PERSONNEL FUNDS
S.2 APPROVE GENERALLY THE PROVISION OF Mgmt For For
FINANCIAL ASSISTANCE IN TERMS OF SECTION 44
OF THE ACT
S.3 APPROVE GENERALLY THE PROVISION OF Mgmt For For
FINANCIAL ASSISTANCE IN TERMS OF SECTION 45
OF THE ACT
S.4 GENERAL AUTHORITY FOR THE COMPANY OR ITS Mgmt For For
SUBSIDIARIES TO ACQUIRE N ORDINARY SHARES
IN THE COMPANY
S.5 GENERAL AUTHORITY FOR THE COMPANY OR ITS Mgmt Against Against
SUBSIDIARIES TO ACQUIRE A ORDINARY SHARES
IN THE COMPANY
S.6 GRANTING THE SPECIFIC REPURCHASE AUTHORITY Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NASPERS LTD Agenda Number: 711455976
--------------------------------------------------------------------------------------------------------------------------
Security: S53435103
Meeting Type: OGM
Meeting Date: 23-Aug-2019
Ticker:
ISIN: ZAE000015889
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 APPROVING MATTERS RELATING TO THE Mgmt For For
IMPLEMENTATION OF THE PROPOSED TRANSACTION
ON THE TERMS AND CONDITIONS SET OUT IN THE
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
NESTE CORPORATION Agenda Number: 712495868
--------------------------------------------------------------------------------------------------------------------------
Security: X5688A109
Meeting Type: AGM
Meeting Date: 18-May-2020
Ticker:
ISIN: FI0009013296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER Non-Voting
3 ELECTION OF THE EXAMINERS OF THE MINUTES Non-Voting
AND THE SUPERVISORS FOR COUNTING OF VOTES
4 ESTABLISHING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
THE VOTING LIST
6 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
FOR 2019, INCLUDING ALSO THE CONSOLIDATED
FINANCIAL STATEMENTS, THE REVIEW BY THE
BOARD OF DIRECTORS, AND THE AUDITOR'S
REPORT: REVIEW BY THE PRESIDENT & CEO
7 ADOPTION OF THE FINANCIAL STATEMENTS, Mgmt For For
INCLUDING ALSO THE ADOPTION OF THE
CONSOLIDATED FINANCIAL STATEMENTS
8 USE OF THE PROFIT SHOWN IN THE BALANCE Mgmt For For
SHEET AND DECIDING ON THE PAYMENT OF
DIVIDEND: FIRST DIVIDEND INSTALLMENT, EUR
0.46 PER SHARE AND SECOND DIVIDEND
INSTALLMENT IN A MAXIMUM AMOUNT OF EUR 0.56
PER SHARE
9 DISCHARGING THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE PRESIDENT AND CEO FROM
LIABILITY
10 HANDLING OF THE REMUNERATION POLICY FOR Mgmt For For
GOVERNING BODIES
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE Non-Voting
PROPOSED BY SHAREHOLDERS' NOMINATION BOARD
AND BOARD DOES NOT MAKE ANY RECOMMENDATION
ON THIS PROPOSALS. THE STANDING
INSTRUCTIONS ARE DISABLED FOR THIS MEETING
11 DECIDING THE REMUNERATION OF THE MEMBERS OF Mgmt For
THE BOARD OF DIRECTORS
12 DECIDING THE NUMBER OF MEMBERS OF THE BOARD Mgmt For
OF DIRECTORS: EIGHT MEMBERS
13 ELECTION OF THE CHAIR, THE VICE CHAIR, AND Mgmt For
THE MEMBERS OF THE BOARD OF DIRECTORS: THE
NOMINATION BOARD PROPOSES THAT MR. MATTI
KAHKONEN SHALL BE RE-ELECTED AS THE CHAIR
OF THE BOARD OF DIRECTORS. IN ADDITION, THE
CURRENT MEMBERS OF THE BOARD MS. SONAT
BURMAN-OLSSON, MS. MARTINA FLOEL, MR.
JEAN-BAPTISTE RENARD, MR. JARI ROSENDAL,
AND MR. MARCO WIREN ARE PROPOSED TO BE
RE-ELECTED FOR A FURTHER TERM OF OFFICE.
THE NOMINATION BOARD PROPOSES THAT MR.
WIREN SHALL BE ELECTED AS THE VICE CHAIR OF
THE BOARD. THE NOMINATION BOARD FURTHER
PROPOSES THAT MR. NICK ELMSLIE AND MS.
JOHANNA SODERSTROM SHALL BE ELECTED AS NEW
MEMBERS
14 DECIDING THE REMUNERATION OF THE AUDITOR Mgmt For For
15 ELECTION OF THE AUDITOR: THE BOARD Mgmt For For
PROPOSES, ON THE RECOMMENDATION OF THE
AUDIT COMMITTEE, THAT THE AGM WOULD ELECT
PRICEWATERHOUSECOOPERS OY, AUTHORIZED
PUBLIC ACCOUNTANTS, AS THE COMPANY'S
AUDITOR. PRICEWATERHOUSECOOPERS OY HAS
ANNOUNCED THAT IT WILL APPOINT MR. MARKKU
KATAJISTO, AUTHORIZED PUBLIC ACCOUNTANT, AS
THE PRINCIPALLY RESPONSIBLE AUDITOR. THE
AUDITOR'S TERM OF OFFICE SHALL END AT THE
CLOSURE OF THE NEXT AGM
16 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE THE BUYBACK OF COMPANY SHARES
17 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON SHARE ISSUE
18 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
NIDEC CORPORATION Agenda Number: 712716654
--------------------------------------------------------------------------------------------------------------------------
Security: J52968104
Meeting Type: AGM
Meeting Date: 17-Jun-2020
Ticker:
ISIN: JP3734800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Directors, Transition
to a Company with Supervisory Committee
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nagamori,
Shigenobu
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Seki, Jun
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sato, Teiichi
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shimizu, Osamu
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Murakami,
Kazuya
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Ochiai,
Hiroyuki
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nakane,
Takeshi
3.4 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Yamada, Aya
3.5 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Sakai, Takako
4 Appoint a Substitute Director who is Audit Mgmt Against Against
and Supervisory Committee Member Watanabe,
Junko
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
6 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
7 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors (Excluding Directors who are
Audit and Supervisory Committee Members)
--------------------------------------------------------------------------------------------------------------------------
OIL SEARCH LTD Agenda Number: 712293719
--------------------------------------------------------------------------------------------------------------------------
Security: Y64695110
Meeting Type: AGM
Meeting Date: 01-May-2020
Ticker:
ISIN: PG0008579883
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS S.1, S.2 AND S.3 AND VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT (AS REFERRED IN THE
COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE
RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
O.2 TO RE-ELECT MS FIONA HARRIS AS A DIRECTOR Mgmt For For
OF THE COMPANY
O.3 TO RE-ELECT SIR KOSTAS CONSTANTINOU AS A Mgmt For For
DIRECTOR OF THE COMPANY
S.1 TO APPROVE THE AWARD OF 286,100 PERFORMANCE Mgmt Against Against
RIGHTS TO MANAGING DIRECTOR, DR KEIRAN
WULFF, PURSUANT TO THE RULES AND TERMS OF
ISSUE OF THE OIL SEARCH LONG-TERM INCENTIVE
PLAN (LTI PLAN)
S.2 TO APPROVE THE AWARD OF 55,030 RESTRICTED Mgmt Against Against
SHARES TO MANAGING DIRECTOR, DR KEIRAN
WULFF, PURSUANT TO THE LTI PLAN BY WAY OF A
MANDATORY DEFERRAL OF 50% OF HIS SHORT-TERM
INCENTIVE IN RESPECT OF THE 2019 YEAR FOR
HIS ROLE AS EVP & PRESIDENT ALASKA AND CEO
DESIGNATE
S.3 TO APPROVE THE OIL SEARCH NON-EXECUTIVE Mgmt For For
DIRECTOR SHARE ACQUISITION PLAN (NED SHARE
PLAN) AND THE GRANTS OF NED RIGHTS TO
NON-EXECUTIVE DIRECTORS UNDER THE NED SHARE
PLAN
--------------------------------------------------------------------------------------------------------------------------
ORIENTAL LAND CO.,LTD. Agenda Number: 712772943
--------------------------------------------------------------------------------------------------------------------------
Security: J6174U100
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3198900007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Corporate Auditor Suzuki, Shigeru Mgmt For For
2.2 Appoint a Corporate Auditor Kainaka, Tatsuo Mgmt For For
2.3 Appoint a Corporate Auditor Saigusa, Norio Mgmt Against Against
2.4 Appoint a Corporate Auditor Yonekawa, Kosei Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ORSTED Agenda Number: 712118771
--------------------------------------------------------------------------------------------------------------------------
Security: K7653Q105
Meeting Type: AGM
Meeting Date: 02-Mar-2020
Ticker:
ISIN: DK0060094928
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT 11 FEB 2020: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 9.1, 9.2,
9.3.1, 9.3.2, 9.3.3, 9.3.4 AND 11. THANK
YOU
1 REPORT BY THE BOARD OF DIRECTORS Non-Voting
2 PRESENTATION OF THE AUDITED ANNUAL REPORT Mgmt For For
FOR APPROVAL
3 PRESENTATION OF THE REMUNERATION REPORT FOR Mgmt For For
ADVISORY VOTE
4 PROPOSAL TO DISCHARGE THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE BOARD FROM
THEIR LIABILITIES
5 PROPOSAL FOR THE APPROPRIATION OF THE Mgmt For For
PROFIT ACCORDING TO THE APPROVED ANNUAL
REPORT: THE BOARD OF DIRECTORS PROPOSES
PAYMENT OF A DIVIDEND OF DKK 10.5 PER SHARE
OF NOMINALLY DKK 10 CORRESPONDING TO A
TOTAL AGGREGATE DIVIDEND OF DKK 4,414
MILLION FOR THE FINANCIAL YEAR 2019
6 PROPOSAL, IF ANY, FROM THE BOARD OF Non-Voting
DIRECTORS FOR AUTHORIZATION TO ACQUIRE
TREASURY SHARES: (NO PROPOSAL)
7.1 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT OF THE REMUNERATION POLICY FOR
THE BOARD OF DIRECTORS AND THE EXECUTIVE
BOARD
7.2 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT OF ARTICLE 7.3 OF THE ARTICLES OF
ASSOCIATION
7.3 PROPOSAL FROM THE BOARD OF DIRECTORS: GRANT Mgmt For For
OF AUTHORISATION
8 ANY PROPOSALS FROM THE SHAREHOLDERS: (NO Non-Voting
PROPOSALS)
9.1 RE-ELECTION OF THOMAS THUNE ANDERSEN AS Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS BY THE
GENERAL MEETING
9.2 RE-ELECTION OF LENE SKOLE AS DEPUTY Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS BY THE
GENERAL MEETING
9.3.1 RE-ELECTION OF LYNDA ARMSTRONG AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS BY THE GENERAL
MEETING
9.3.2 RE-ELECTION OF JORGEN KILDAHL AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS BY THE GENERAL
MEETING
9.3.3 RE-ELECTION OF PETER KORSHOLM AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS BY THE GENERAL
MEETING
9.3.4 RE-ELECTION OF DIETER WEMMER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS BY THE GENERAL
MEETING
10 DETERMINATION OF THE REMUNERATION PAYABLE Mgmt For For
TO THE BOARD OF DIRECTORS FOR THE FINANCIAL
YEAR 2020
11 ELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB AS
AUDITOR
12 ANY OTHER BUSINESS Non-Voting
CMMT 11 FEB 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT &
TEXT OF RESOLUTION 5. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PARTNERS GROUP HOLDING AG Agenda Number: 712477745
--------------------------------------------------------------------------------------------------------------------------
Security: H6120A101
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: CH0024608827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE 2019 ANNUAL REPORT TOGETHER Mgmt For For
WITH THE CONSOLIDATED FINANCIAL STATEMENTS
AND THE INDIVIDUAL FINANCIAL STATEMENTS
2 MOTION FOR THE APPROPRIATION OF AVAILABLE Mgmt For For
EARNINGS
3 DISCHARGE OF THE BOARD OF DIRECTORS AND OF Mgmt For For
THE EXECUTIVE COMMITTEE
4 AMENDMENT OF THE ARTICLES OF ASSOCIATION Mgmt For For
(COMPENSATION APPROVAL)
5 CONSULTATIVE VOTE ON THE 2019 COMPENSATION Mgmt Against Against
REPORT
6.1 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE MAXIMUM TOTAL SHORT-TERM
COMPENSATION BUDGET FOR THE BOARD OF
DIRECTORS FOR THE PERIOD UNTIL THE NEXT
ORDINARY AGM IN 2021
6.2 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE LONG-TERM COMPENSATION FOR THE BOARD
OF DIRECTORS FOR THE PRECEDING TERM OF
OFFICE (ORDINARY AGM 2019 TO ORDINARY AGM
2020)
6.3 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE TECHNICAL NON-FINANCIAL INCOME FOR
THE BOARD OF DIRECTORS FOR THE PRECEDING
TERM OF OFFICE (ORDINARY AGM 2019 TO
ORDINARY AGM 2020)
6.4 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE MAXIMUM TOTAL SHORT-TERM
COMPENSATION BUDGET FOR THE EXECUTIVE
COMMITTEE FOR THE FISCAL YEAR 2021
6.5 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE LONG-TERM COMPENSATION FOR THE
EXECUTIVE COMMITTEE FOR THE FISCAL YEAR
2019
6.6 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE TECHNICAL NON-FINANCIAL INCOME FOR
THE EXECUTIVE COMMITTEE FOR THE FISCAL YEAR
2019
7.1.1 ELECTION OF STEFFEN MEISTER AS CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
7.1.2 ELECTION OF DR. MARCEL ERNI AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.1.3 ELECTION OF ALFRED GANTNER AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
7.1.4 ELECTION OF LISA A. HOOK AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
7.1.5 ELECTION OF GRACE DEL ROSARIO-CASTANO AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
7.1.6 ELECTION OF DR. MARTIN STROBEL AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.1.7 ELECTION OF DR. ERIC STRUTZ AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.1.8 ELECTION OF URS WIETLISBACH AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.2.1 ELECTION OF LISA A. HOOK AS MEMBER OF THE Mgmt For For
NOMINATION COMPENSATION COMMITTEE
7.2.2 ELECTION OF GRACE DEL ROSARIO-CASTANO AS Mgmt For For
MEMBER OF THE NOMINATION COMPENSATION
COMMITTEE
7.2.3 ELECTION OF DR. MARTIN STROBEL AS MEMBER OF Mgmt For For
THE NOMINATION COMPENSATION COMMITTEE
7.3 ELECTION OF THE INDEPENDENT PROXY: HOTZ & Mgmt For For
GOLDMANN IN BAAR, SWITZERLAND
7.4 ELECTION OF THE AUDITORS: KPMG AG IN Mgmt For For
ZURICH, SWITZERLAND
--------------------------------------------------------------------------------------------------------------------------
RECRUIT HOLDINGS CO.,LTD. Agenda Number: 712790206
--------------------------------------------------------------------------------------------------------------------------
Security: J6433A101
Meeting Type: AGM
Meeting Date: 30-Jun-2020
Ticker:
ISIN: JP3970300004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Minegishi, Masumi Mgmt For For
1.2 Appoint a Director Idekoba, Hisayuki Mgmt For For
1.3 Appoint a Director Senaha, Ayano Mgmt For For
1.4 Appoint a Director Rony Kahan Mgmt For For
1.5 Appoint a Director Izumiya, Naoki Mgmt For For
1.6 Appoint a Director Totoki, Hiroki Mgmt For For
2.1 Appoint a Corporate Auditor Nagashima, Mgmt For For
Yukiko
2.2 Appoint a Corporate Auditor Ogawa, Yoichiro Mgmt For For
2.3 Appoint a Corporate Auditor Natori, Katsuya Mgmt For For
2.4 Appoint a Substitute Corporate Auditor Mgmt For For
Tanaka, Miho
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 712248675
--------------------------------------------------------------------------------------------------------------------------
Security: G75754104
Meeting Type: AGM
Meeting Date: 08-Apr-2020
Ticker:
ISIN: GB0007188757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT RESOLUTIONS 1 TO 20 Non-Voting
(INCLUSIVE) WILL BE VOTED ON BY RIO TINTO
PLC AND RIO TINTO LIMITED SHAREHOLDERS AS A
JOINT ELECTORATE. THANK YOU
1 RECEIPT OF THE 2019 ANNUAL REPORT Mgmt For For
2 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
REPORT: IMPLEMENTATION REPORT
3 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
4 APPROVAL OF POTENTIAL TERMINATION BENEFITS Mgmt For For
5 TO ELECT HINDA GHARBI AS A DIRECTOR Mgmt For For
6 TO ELECT JENNIFER NASON AS A DIRECTOR Mgmt For For
7 TO ELECT NGAIRE WOODS CBE AS A DIRECTOR, Mgmt For For
EFFECTIVE AS OF 1 SEPTEMBER 2020
8 TO RE-ELECT MEGAN CLARK AC AS A DIRECTOR Mgmt For For
9 TO RE-ELECT DAVID CONSTABLE AS A DIRECTOR Mgmt For For
10 TO RE-ELECT SIMON HENRY AS A DIRECTOR Mgmt For For
11 TO RE-ELECT JEAN-SEBASTIEN JACQUES AS A Mgmt For For
DIRECTOR
12 TO RE-ELECT SAM LAIDLAW AS A DIRECTOR Mgmt For For
13 TO RE-ELECT MICHAEL L'ESTRANGE AO AS A Mgmt For For
DIRECTOR
14 TO RE-ELECT SIMON MCKEON AO AS A DIRECTOR Mgmt For For
15 TO RE-ELECT JAKOB STAUSHOLM AS A DIRECTOR Mgmt For For
16 TO RE-ELECT SIMON THOMPSON AS A DIRECTOR Mgmt For For
17 APPOINTMENT OF AUDITORS OF RIO TINTO PLC Mgmt For For
AND RIO TINTO LIMITED: TO APPOINT KPMG LLP
AS THE AUDITOR OF RIO TINTO PLC TO HOLD
OFFICE UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING OF RIO TINTO
LIMITED, AND KPMG AS THE AUDITOR OF RIO
TINTO LIMITED
18 REMUNERATION OF AUDITORS Mgmt For For
19 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
20 AMENDMENTS TO RIO TINTO PLC'S ARTICLES OF Mgmt For For
ASSOCIATION AND RIO TINTO LIMITED'S
CONSTITUTION - GENERAL UPDATES AND CHANGES
CMMT PLEASE NOTE THAT RESOLUTION 21 WILL BE Non-Voting
VOTED ON BY RIO TINTO PLC AND RIO TINTO
LIMITED SHAREHOLDERS VOTING AS SEPARATE
ELECTORATES. THANK YOU
21 AMENDMENTS TO RIO TINTO PLC'S ARTICLES OF Mgmt For For
ASSOCIATION AND RIO TINTO LIMITED'S
CONSTITUTION - HYBRID AND CONTEMPORANEOUS
GENERAL MEETINGS
CMMT PLEASE NOTE RESOLUTIONS 22 TO 25(INCLUSIVE) Non-Voting
WILL BE VOTED ON BY RIO TINTO PLC'S
SHAREHOLDERS ONLY. THANK YOU
22 GENERAL AUTHORITY TO ALLOT SHARES Mgmt For For
23 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
24 AUTHORITY TO PURCHASE RIO TINTO PLC SHARES Mgmt For For
25 NOTICE PERIOD FOR GENERAL MEETINGS OTHER Mgmt For For
THAN ANNUAL GENERAL MEETINGS
--------------------------------------------------------------------------------------------------------------------------
ST. JAMES'S PLACE PLC Agenda Number: 712359620
--------------------------------------------------------------------------------------------------------------------------
Security: G5005D124
Meeting Type: AGM
Meeting Date: 07-May-2020
Ticker:
ISIN: GB0007669376
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL ACCOUNTS Mgmt For For
AND REPORTS OF THE DIRECTORS AND AUDITORS
THEREON FOR THE YEAR ENDED 31 DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND OF 31.22 PENCE Mgmt For For
PER ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2019
3 TO RE-ELECT IAIN CORNISH AS A DIRECTOR Mgmt For For
4 TO RE-ELECT ANDREW CROFT AS A DIRECTOR Mgmt For For
5 TO RE-ELECT IAN GASCOIGNE AS A DIRECTOR Mgmt For For
6 TO RE-ELECT CRAIG GENTLE AS A DIRECTOR Mgmt For For
7 TO RE-ELECT SIMON JEFFREYS AS A DIRECTOR Mgmt For For
8 TO RE-ELECT PATIENCE WHEATCROFT AS A Mgmt For For
DIRECTOR
9 TO RE-ELECT ROGER YATES AS A DIRECTOR Mgmt For For
10 TO ELECT EMMA GRIFFIN AS A DIRECTOR Mgmt For For
11 TO ELECT ROSEMARY HILARY AS A DIRECTOR Mgmt For For
12 TO ELECT HELENA MORRISSEY AS A DIRECTOR Mgmt For For
13 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 DECEMBER 2019
14 TO APPROVE THE 2020 DIRECTORS' REMUNERATION Mgmt For For
POLICY
15 TO RE-APPOINT PWC AS THE AUDITORS OF THE Mgmt For For
COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT GENERAL MEETING AT WHICH
ACCOUNTS ARE LAID BEFORE THE COMPANY
16 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITORS OF THE COMPANY
17 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
18 TO APPROVE THE AMENDMENTS TO THE TRUST DEED Mgmt For For
AND RULES OF THE ST. JAMES'S PLACE SHARE
INCENTIVE PLAN
19 TO APPROVE THE AMENDMENTS TO THE RULES OF Mgmt For For
THE ST. JAMES'S PLACE SHARESAVE OPTION PLAN
20 TO APPROVE THE AMENDMENTS TO THE RULES OF Mgmt For For
THE ST. JAMES'S PLACE COMPANY SHARE OPTION
PLAN
21 TO APPROVE THE RULES OF THE ST. JAMES'S Mgmt For For
PLACE PERFORMANCE SHARE PLAN
22 TO APPROVE THE RULES OF THE ST. JAMES'S Mgmt For For
PLACE DEFERRED BONUS PLAN
23 TO DIS-APPLY THE PRE-EMPTION RIGHTS ON Mgmt For For
SHARES
24 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
25 TO AUTHORISE THE CALLING OF GENERAL Mgmt For For
MEETINGS (OTHER THAN ANNUAL GENERAL
MEETINGS) ON 14 CLEAR DAYS' NOTICE
26 TO APPROVE AND ADOPT NEW ARTICLES OF Mgmt For For
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935218683
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2019 Business Report and Mgmt For For
Financial Statements
2) To revise the Procedures for Lending Funds Mgmt For For
to Other Parties
3) DIRECTOR
Yancey Hai Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WOLTERS KLUWER N.V. Agenda Number: 712256379
--------------------------------------------------------------------------------------------------------------------------
Security: N9643A197
Meeting Type: AGM
Meeting Date: 23-Apr-2020
Ticker:
ISIN: NL0000395903
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPEN MEETING Non-Voting
2.A RECEIVE REPORT OF MANAGEMENT BOARD Non-Voting
2.B RECEIVE REPORT OF SUPERVISORY BOARD Non-Voting
2.C APPROVE REMUNERATION REPORT Mgmt Against Against
3.A ADOPT FINANCIAL STATEMENTS Mgmt For For
3.B RECEIVE EXPLANATION ON DIVIDEND POLICY Non-Voting
3.C APPROVE DIVIDENDS OF EUR 1.18 PER SHARE Mgmt For For
4.A APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
4.B APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
5.A RE-ELECT JEANETTE HORAN TO SUPERVISORY Mgmt For For
BOARD
5.B ELECT JACK DE KREIJ TO SUPERVISORY BOARD Mgmt For For
5.C ELECT SOPHIE VANDEBROEK TO SUPERVISORY Mgmt For For
BOARD
6 APPROVE REMUNERATION POLICY FOR MANAGEMENT Mgmt Against Against
BOARD
7.A APPROVE REMUNERATION POLICY FOR SUPERVISORY Mgmt For For
BOARD
7.B AMEND REMUNERATION OF SUPERVISORY BOARD Mgmt For For
MEMBERS
8.A GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt For For
10 PERCENT OF ISSUED CAPITAL
8.B AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt For For
RIGHTS FROM SHARE ISSUANCES
9 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
10 AUTHORIZE CANCELLATION OF REPURCHASED Mgmt For For
SHARES
11 OTHER BUSINESS Non-Voting
12 CLOSE MEETING Non-Voting
RBC Microcap Value Fund
--------------------------------------------------------------------------------------------------------------------------
A. H. BELO CORPORATION Agenda Number: 935217679
--------------------------------------------------------------------------------------------------------------------------
Security: 001282102
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: AHC
ISIN: US0012821023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John A. Beckert Mgmt Withheld Against
Louis E. Caldera Mgmt Withheld Against
Robert W. Decherd Mgmt For For
Ronald D. McCray Mgmt Withheld Against
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm.
3. Approval of the advisory resolution on Mgmt For For
executive compensation (say-on-pay).
--------------------------------------------------------------------------------------------------------------------------
ACME UNITED CORPORATION Agenda Number: 935155300
--------------------------------------------------------------------------------------------------------------------------
Security: 004816104
Meeting Type: Annual
Meeting Date: 20-Apr-2020
Ticker: ACU
ISIN: US0048161048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter C. Johnsen Mgmt Withheld Against
Richmond Y. Holden, Jr. Mgmt Withheld Against
Brian S. Olschan Mgmt For For
Stevenson E. Ward III Mgmt Withheld Against
Susan H. Murphy Mgmt For For
Rex L. Davidson Mgmt Withheld Against
Brian K. Barker Mgmt For For
2. Approval of an amendment to the 2012 Mgmt Against Against
Employee Stock Option Plan to increase the
number of shares authorized for issuance
3. Approval of an amendment to the 2017 Plan Mgmt Against Against
Non-Salaried Director Stock Option Plan to
increase the number of shares authorized
for issuance
4. Approval, by non-binding advisory vote, of Mgmt For For
the compensation of the named executive
officers of the Company as described in the
Proxy Statement
5. Ratification of the appointment of Marcum Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
AEGION CORPORATION Agenda Number: 935135029
--------------------------------------------------------------------------------------------------------------------------
Security: 00770F104
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: AEGN
ISIN: US00770F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stephen P. Cortinovis Mgmt For For
1B. Election of Director: Stephanie A. Cuskley Mgmt For For
1C. Election of Director: Walter J. Galvin Mgmt For For
1D. Election of Director: Rhonda Germany Mgmt For For
Ballintyn
1E. Election of Director: Charles R. Gordon Mgmt For For
1F. Election of Director: M. Richard Smith Mgmt For For
1G. Election of Director: Phillip D. Wright Mgmt For For
2. To approve an advisory resolution relating Mgmt For For
to executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for the year ending December 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
AG MORTGAGE INVESTMENT TRUST, INC. Agenda Number: 935214382
--------------------------------------------------------------------------------------------------------------------------
Security: 001228105
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: MITT
ISIN: US0012281053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T.J. Durkin Mgmt For For
Debra Hess Mgmt For For
Joseph LaManna Mgmt Withheld Against
Peter Linneman Mgmt Withheld Against
David N. Roberts Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2020
3. Approval, on an advisory basis, of our Mgmt For For
executive compensation
4. Approval of the AG Mortgage Investment Mgmt Against Against
Trust, Inc. 2020 Equity Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
ALAMO GROUP INC. Agenda Number: 935163989
--------------------------------------------------------------------------------------------------------------------------
Security: 011311107
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: ALG
ISIN: US0113111076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Roderick R. Baty Mgmt For For
1B. Election of Director: Robert P. Bauer Mgmt For For
1C. Election of Director: Eric P. Etchart Mgmt For For
1D. Election of Director: Tracy C. Jokinen Mgmt For For
1E. Election of Director: Richard W. Parod Mgmt For For
1F. Election of Director: Ronald A. Robinson Mgmt For For
1G. Election of Director: Lorie L. Tekorius Mgmt For For
2. Proposal FOR the approval of the advisory Mgmt For For
vote on the compensation of the named
executive officers.
3. Proposal FOR ratification of appointment of Mgmt For For
KPMG LLP as the Company's Independent
Auditors for 2020.
--------------------------------------------------------------------------------------------------------------------------
ALICO, INC. Agenda Number: 935125131
--------------------------------------------------------------------------------------------------------------------------
Security: 016230104
Meeting Type: Annual
Meeting Date: 27-Feb-2020
Ticker: ALCO
ISIN: US0162301040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John E. Kiernan Mgmt Withheld Against
George R. Brokaw Mgmt Withheld Against
R. Greg Eisner Mgmt Withheld Against
Benjamin D. Fishman Mgmt Withheld Against
W. Andrew Krusen, Jr. Mgmt Withheld Against
Henry R. Slack Mgmt Withheld Against
Toby K. Purse Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF RSM US LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2020.
3. A SHAREHOLDER PROPOSAL CONTAINED IN THE Shr For
PROXY STATEMENT REGARDING MAJORITY VOTING
IN UNCONTESTED DIRECTOR ELECTIONS, IF
PROPERLY PRESENTED BY THE SHAREHOLDER
PROPONENT AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
ALITHYA GROUP INC. Agenda Number: 935069319
--------------------------------------------------------------------------------------------------------------------------
Security: 01643B106
Meeting Type: Annual
Meeting Date: 18-Sep-2019
Ticker: ALYA
ISIN: CA01643B1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Dana Ades-Landy Mgmt For For
Robert Comeau Mgmt For For
Fredrick DiSanto Mgmt Withheld Against
Lucie Martel Mgmt For For
Paul Raymond Mgmt For For
Ghyslain Rivard Mgmt For For
Jeffrey Rutherford Mgmt For For
C. Lee Thomas Mgmt For For
Pierre Turcotte Mgmt Withheld Against
2 To appoint Raymond Chabot Grant Thornton Mgmt For For
LLP as auditors of the Company and
authorize the Board to fix their
remuneration.
--------------------------------------------------------------------------------------------------------------------------
ALLIED MOTION TECHNOLOGIES INC. Agenda Number: 935180480
--------------------------------------------------------------------------------------------------------------------------
Security: 019330109
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: AMOT
ISIN: US0193301092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: L.P. Duch Mgmt For For
1B. Election of Director: R.B. Engel Mgmt For For
1C. Election of Director: R.D. Federico Mgmt Against Against
1D. Election of Director: G.J. Laber Mgmt For For
1E. Election of Director: J.J. Tanous Mgmt Against Against
1F. Election of Director: R.S. Warzala Mgmt For For
1G. Election of Director: M.R. Winter Mgmt Against Against
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2020.
--------------------------------------------------------------------------------------------------------------------------
AMBOW EDUCATION HOLDING LIMITED Agenda Number: 935107145
--------------------------------------------------------------------------------------------------------------------------
Security: 02322P200
Meeting Type: Annual
Meeting Date: 20-Dec-2019
Ticker: AMBO
ISIN: US02322P2002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To elect Ping Wu and John Robert Porter to Mgmt Against Against
serve on the Board of Directors of the
Company as a Class II director until the
2022 annual meeting of shareholders of the
Company or until their respective
successors are duly appointed and
qualified.
2. To ratify the appointment of Marcum Mgmt For For
Bernstein & Pinchuk LLP as the independent
auditors of the Company for the fiscal year
ending December 31, 2019 relating to
financial statements prepared in accordance
with generally accepted accounting
principles in the United States ("GAAP").
--------------------------------------------------------------------------------------------------------------------------
AMERESCO INC. (AMRC) Agenda Number: 935214887
--------------------------------------------------------------------------------------------------------------------------
Security: 02361E108
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: AMRC
ISIN: US02361E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David J. Anderson Mgmt For For
Thomas S. Murley Mgmt Withheld Against
Frank V. Wisneski Mgmt Withheld Against
2. To ratify the appointment of RSM US LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To hold an advisory vote on executive Mgmt For For
compensation.
4. To approve an amendment to the 2017 Mgmt For For
Employee Stock Purchase Plan to increase
the number of shares reserved for issuance
under the plan to 350,000.
5. To approve the 2020 Stock Incentive Plan. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
AMERICA'S CAR-MART, INC. Agenda Number: 935061832
--------------------------------------------------------------------------------------------------------------------------
Security: 03062T105
Meeting Type: Annual
Meeting Date: 28-Aug-2019
Ticker: CRMT
ISIN: US03062T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ann G. Bordelon Mgmt For For
1B. Election of Director: Ray C. Dillon Mgmt Against Against
1C. Election of Director: Daniel J. Englander Mgmt Against Against
1D. Election of Director: William H. Henderson Mgmt For For
1E. Election of Director: Jim von Gremp Mgmt Against Against
1F. Election of Director: Joshua G. Welch Mgmt Against Against
1G. Election of Director: Jeffrey A. Williams Mgmt For For
2. To approve an advisory resolution regarding Mgmt For For
the Company's compensation of its named
executive officers.
3. To ratify the selection of Grant Thornton Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
April 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN NATIONAL BANKSHARES INC. Agenda Number: 935184399
--------------------------------------------------------------------------------------------------------------------------
Security: 027745108
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: AMNB
ISIN: US0277451086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tammy Moss Finley Mgmt For For
Charles H. Majors Mgmt For For
Dan M. Pleasant Mgmt For For
Joel R. Shepherd Mgmt For For
2. To ratify the selection of Yount, Hyde & Mgmt For For
Barbour, P.C., independent registered
public accounting firm, as auditors of the
Company for the year ending December 31,
2020.
3. Advisory Vote on Executive compensation of Mgmt For For
the Company's named executive officers as
disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN PUBLIC EDUCATION, INC. Agenda Number: 935163410
--------------------------------------------------------------------------------------------------------------------------
Security: 02913V103
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: APEI
ISIN: US02913V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Eric C. Andersen Mgmt For For
1B. Election of Director: Barbara G. Fast Mgmt For For
1C. Election of Director: Jean C. Halle Mgmt For For
1D. Election of Director: Barbara L. Kurshan Mgmt For For
1E. Election of Director: Timothy J. Landon Mgmt For For
1F. Election of Director: William G. Robinson, Mgmt For For
Jr.
1G. Election of Director: Angela Selden Mgmt For For
2. Approve the amendment to the American Mgmt Against Against
Public Education, Inc. 2017 Omnibus
Incentive Plan.
3. Approve the amendment to the American Mgmt For For
Public Education, Inc. Employee Stock
Purchase Plan.
4. Advisory vote to approve the compensation Mgmt For For
of the Company`s named executive officers
as disclosed in the Company`s proxy
statement for the 2020 Annual Meeting.
5. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as the independent registered
public accounting firm for the Company for
the fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN RIVER BANKSHARES Agenda Number: 935170097
--------------------------------------------------------------------------------------------------------------------------
Security: 029326105
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: AMRB
ISIN: US0293261055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nicolas C. Anderson Mgmt For For
Kimberly A. Box Mgmt For For
Charles D. Fite Mgmt Withheld Against
Jeffery Owensby Mgmt Withheld Against
Julie A. Raney Mgmt For For
David E. Ritchie Jr. Mgmt For For
William A. Robotham Mgmt For For
Philip A. Wright Mgmt For For
Michael A. Ziegler Mgmt Withheld Against
2. To approve the American River Bankshares Mgmt Against Against
2020 Equity Incentive Plan.
3. To ratify the selection of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
4. To approve, on an advisory (non-binding) Mgmt For For
basis, the Company's named executive
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN SHARED HOSPITAL SERVICES Agenda Number: 935219940
--------------------------------------------------------------------------------------------------------------------------
Security: 029595105
Meeting Type: Annual
Meeting Date: 26-Jun-2020
Ticker: AMS
ISIN: US0295951059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ernest A. Bates, M.D. Mgmt For For
Daniel G. Kelly, Jr. Mgmt Withheld Against
David A. Larson, MD,PhD Mgmt For For
Sandra A.J. Lawrence Mgmt For For
S. Mert Ozyurek Mgmt Withheld Against
Raymond C. Stachowiak Mgmt Withheld Against
2. ADVISORY VOTE On EXECUTIVE COMPENSATION: To Mgmt For For
approve, on an advisory basis, the
compensation of our named executive
officers.
3. RATIFICATION Of THE APPOINTMENT Of THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM: To ratify the appointment of Moss
Adams LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN VANGUARD CORPORATION Agenda Number: 935185783
--------------------------------------------------------------------------------------------------------------------------
Security: 030371108
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: AVD
ISIN: US0303711081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SCOTT D. BASKIN Mgmt Against Against
1B. ELECTION OF DIRECTOR: LAWRENCE S. CLARK Mgmt For For
1C. ELECTION OF DIRECTOR: DEBRA F. EDWARDS Mgmt For For
1D. Election of Director: Morton D. Erlich Mgmt Against Against
1E. Election of Director: Emer Gunter Mgmt For For
1F. Election of Director: Alfred F. Ingulli Mgmt For For
1G. Election of Director: John L. Killmer Mgmt For For
1H. Election of Director: Eric G. Wintemute Mgmt For For
1I. Election of Director: M. Esmail Zirakparvar Mgmt Against Against
2. Ratify the appointment of BDO USA, LLP as Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2020.
3. Resolved, that the compensation paid to the Mgmt For For
Company's named executive officers, as
disclosed pursuant to Item 402 of
Regulation S-K, including the Compensation
Discussion and Analysis, compensation
tables and narrative discussion, is hereby
approved.
4. Resolved, that the Company include a Mgmt 1 Year For
Say-on-Pay ballot measure in its proxy
materials at intervals of (choose one).
--------------------------------------------------------------------------------------------------------------------------
AMES NATIONAL CORPORATION Agenda Number: 935139774
--------------------------------------------------------------------------------------------------------------------------
Security: 031001100
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: ATLO
ISIN: US0310011004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Betty A. Baudler Horras Mgmt For For
Patrick G. Hagan Mgmt For For
Thomas H. Pohlman Mgmt Withheld Against
2. To hold an advisory vote to approve the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
3. To ratify the appointment of Mgmt For For
CliftonLarsonAllen LLP as the Company's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
AMPLIFY ENERGY CORP. Agenda Number: 935172609
--------------------------------------------------------------------------------------------------------------------------
Security: 03212B103
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: AMPY
ISIN: US03212B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher W. Hamm Mgmt For For
1B. Election of Director: Scott L. Hoffman Mgmt Against Against
1C. Election of Director: Randal T. Klein Mgmt For For
1D. Election of Director: Evan S. Lederman Mgmt For For
1E. Election of Director: David H. Proman Mgmt Against Against
1F. Election of Director: Todd R. Snyder Mgmt Against Against
2. Ratification of Appointment of Deloitte & Mgmt For For
Touche LLP as Independent Auditor.
3. To approve, by a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
4. To approve, by a non-binding vote, the Mgmt 1 Year For
frequency of stockholder advisory votes on
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AMREP CORPORATION Agenda Number: 935068153
--------------------------------------------------------------------------------------------------------------------------
Security: 032159105
Meeting Type: Annual
Meeting Date: 12-Sep-2019
Ticker: AXR
ISIN: US0321591051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert E. Robotti Mgmt Withheld Against
2. The approval, on an advisory basis, of the Mgmt For For
compensation paid to the Company's named
executive officers as disclosed in the
accompanying proxy statement.
3. The approval, on an advisory basis, of the Mgmt 1 Year For
preferred frequency of shareholder advisory
votes on the compensation paid to the
Company's named executive officers.
4. Ratify the appointment of Marcum LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending April
30, 2020.
--------------------------------------------------------------------------------------------------------------------------
ANGIODYNAMICS, INC. Agenda Number: 935077126
--------------------------------------------------------------------------------------------------------------------------
Security: 03475V101
Meeting Type: Annual
Meeting Date: 15-Oct-2019
Ticker: ANGO
ISIN: US03475V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin J. Gould Mgmt For For
Dennis S. Meteny Mgmt For For
Michael E. Tarnoff Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as AngioDynamics independent
registered public accounting firm for the
fiscal year ending May 31, 2020.
3. Say-on-Pay - An advisory vote on the Mgmt For For
approval of compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ANWORTH MORTGAGE ASSET CORPORATION Agenda Number: 935152467
--------------------------------------------------------------------------------------------------------------------------
Security: 037347101
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ANH
ISIN: US0373471012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph E. McAdams Mgmt For For
1B. Election of Director: Joe E. Davis Mgmt Against Against
1C. Election of Director: Robert C. Davis Mgmt Against Against
1D. Election of Director: Mark S. Maron Mgmt Against Against
1E. Election of Director: Lloyd McAdams Mgmt For For
1F. Election of Director: Dominique Mielle Mgmt For For
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our Named Executive
Officers.
3. Ratification of the appointment of RSM US Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
APOLLO COMMERCIAL REAL ESTATE FINANCE Agenda Number: 935192283
--------------------------------------------------------------------------------------------------------------------------
Security: 03762U105
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: ARI
ISIN: US03762U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark C. Biderman Mgmt For For
Brenna Haysom Mgmt For For
Robert A. Kasdin Mgmt Withheld Against
Katherine G. Newman Mgmt For For
Eric L. Press Mgmt For For
Scott S. Prince Mgmt Withheld Against
Stuart A. Rothstein Mgmt For For
Michael E. Salvati Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Apollo Commercial Real
Estate Finance, Inc.'s independent
registered public accounting firm for the
2020 fiscal year.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of Apollo Commercial Real
Estate Finance, Inc.'s named executive
officers, as more fully described in the
2020 Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
ARBOR REALTY TRUST, INC. Agenda Number: 935188335
--------------------------------------------------------------------------------------------------------------------------
Security: 038923108
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: ABR
ISIN: US0389231087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ivan Kaufman Mgmt For For
Melvin F. Lazar Mgmt For For
George Tsunis Mgmt Withheld Against
Kenneth J. Bacon Mgmt For For
2. Approval of an amendment and restatement to Mgmt Against Against
the Arbor Realty Trust, Inc. 2017 Amended
Omnibus Stock Inventive Plan (the "Plan")
to authorize an additional 5,000,000 shares
of common stock of Arbor Realty Trust, Inc.
for issuance under the Plan.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm of Arbor Realty
Trust, Inc. for fiscal year 2020.
4. Advisory vote to approve the compensation Mgmt For For
of Arbor Realty Trust, Inc.'s named
executive officers as disclosed in the
proxy statement.
5. Advisory vote on the frequency of future Mgmt 1 Year Against
advisory votes to approve the compensation
of Arbor Realty Trust, Inc.'s named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ARC DOCUMENT SOLUTIONS INC Agenda Number: 935180404
--------------------------------------------------------------------------------------------------------------------------
Security: 00191G103
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: ARC
ISIN: US00191G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
K. Suriyakumar Mgmt For For
Bradford L. Brooks Mgmt For For
Cheryl Cook Mgmt For For
Tracey Luttrell Mgmt For For
Dewitt Kerry McCluggage Mgmt For For
Mark W. Mealy Mgmt For For
2. Ratify the appointment of Armanino LLP as Mgmt For For
ARC Document Solutions, Inc.'s independent
registered public accounting firm for 2020.
3. Approve advisory, non-binding vote on Mgmt For For
executive compensation.
4. Approve an amendment to the ARC Document Mgmt For For
Solutions 2005 Employee Stock Purchase
Plan.
--------------------------------------------------------------------------------------------------------------------------
ARDMORE SHIPPING CORPORATION Agenda Number: 935181242
--------------------------------------------------------------------------------------------------------------------------
Security: Y0207T100
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: ASC
ISIN: MHY0207T1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mr. Mats Berglund Mgmt For For
Dr. Kirsi Tikka Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ARES COMMERCIAL REAL ESTATE CORP Agenda Number: 935139039
--------------------------------------------------------------------------------------------------------------------------
Security: 04013V108
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: ACRE
ISIN: US04013V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William S. Benjamin Mgmt Withheld Against
Caroline E. Blakely Mgmt Withheld Against
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as described in
the 2020 Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
ARGAN, INC. Agenda Number: 935216033
--------------------------------------------------------------------------------------------------------------------------
Security: 04010E109
Meeting Type: Annual
Meeting Date: 23-Jun-2020
Ticker: AGX
ISIN: US04010E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rainer H. Bosselmann Mgmt For For
Cynthia A. Flanders Mgmt Withheld Against
Peter W. Getsinger Mgmt For For
William F. Griffin, Jr. Mgmt For For
John R. Jeffrey, Jr. Mgmt Withheld Against
Mano S. Koilpillai Mgmt For For
William F. Leimkuhler Mgmt For For
W.G. Champion Mitchell Mgmt Withheld Against
James W. Quinn Mgmt Withheld Against
2. The approval of the Argan, Inc. 2020 Stock Mgmt Against Against
Plan and the allocation of 500,000 shares
of our common stock reserved for issuance
under the plan.
3. The non-binding advisory approval of our Mgmt Against Against
executive compensation (the "say-on-pay"
vote).
4. The ratification of the appointment of Mgmt For For
Grant Thornton LLP as our independent
registered public accountants for the
fiscal year ending January 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ARLINGTON ASSET INVESTMENT CORP. Agenda Number: 935196534
--------------------------------------------------------------------------------------------------------------------------
Security: 041356205
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: AI
ISIN: US0413562051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel E. Berce Mgmt For For
1B. Election of Director: David W. Faeder Mgmt Against Against
1C. Election of Director: Melinda H. McClure Mgmt For For
1D. Election of Director: Ralph S. Michael, III Mgmt For For
1E. Election of Director: Anthony P. Nader, III Mgmt Against Against
1F. Election of Director: J. Rock Tonkel, Jr. Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020.
3. Advisory approval of the compensation of Mgmt Against Against
the Company's executive officers.
--------------------------------------------------------------------------------------------------------------------------
ASHFORD INC. Agenda Number: 935155196
--------------------------------------------------------------------------------------------------------------------------
Security: 044104107
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: AINC
ISIN: US0441041078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Monty J. Bennett Mgmt Withheld Against
Dinesh P. Chandiramani Mgmt Withheld Against
Darrell T. Hail Mgmt Withheld Against
J. Robison Hays, III Mgmt Withheld Against
Uno Immanivong Mgmt Withheld Against
W. Michael Murphy Mgmt Withheld Against
Brian Wheeler Mgmt Withheld Against
2. To obtain advisory approval of the Mgmt Against Against
Company's executive compensation.
3. To recommend, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of the Company's named
executive officers.
4. To ratify the appointment of BDO USA, LLP, Mgmt For For
a national public accounting firm, as the
Company's independent auditors for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
AT HOME GROUP INC. Agenda Number: 935229268
--------------------------------------------------------------------------------------------------------------------------
Security: 04650Y100
Meeting Type: Annual
Meeting Date: 26-Jun-2020
Ticker: HOME
ISIN: US04650Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lewis L. Bird III Mgmt Withheld Against
Elisabeth B. Charles Mgmt Withheld Against
Joanne C. Crevoiserat Mgmt Withheld Against
2. Advisory approval of the named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
ATLANTIC CAPITAL BANCSHARES, INC. Agenda Number: 935185911
--------------------------------------------------------------------------------------------------------------------------
Security: 048269203
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: ACBI
ISIN: US0482692037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Deriso, Jr. Mgmt Withheld Against
Shantella E. Cooper Mgmt For For
Henchy R. Enden Mgmt For For
James H. Graves Mgmt For For
Douglas J. Hertz Mgmt For For
Thomas M. Holder Mgmt For For
Lizanne Thomas Mgmt For For
Douglas L. Williams Mgmt For For
Marietta Edmunds Zakas Mgmt For For
2. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2020
--------------------------------------------------------------------------------------------------------------------------
BANC OF CALIFORNIA, INC. Agenda Number: 935161769
--------------------------------------------------------------------------------------------------------------------------
Security: 05990K106
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: BANC
ISIN: US05990K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I.A Election of Director for a term of one Mgmt For For
year: James "Conan" Barker
I.B Election of Director for a term of one Mgmt For For
year: Mary A. Curran
I.C Election of Director for a term of one Mgmt For For
year: B.A. Fallon-Walsh
I.D Election of Director for a term of one Mgmt For For
year: Bonnie G. Hill
I.E Election of Director for a term of one Mgmt For For
year: Richard J. Lashley
I.F Election of Director for a term of one Mgmt For For
year: Jonah F. Schnel
I.G Election of Director for a term of one Mgmt For For
year: Robert D. Sznewajs
I.H Election of Director for a term of one Mgmt For For
year: Andrew Thau
I.I Election of Director for a term of one Mgmt For For
year: Jared M. Wolff
I.J Election of Director for a term of one Mgmt For For
year: W. Kirk Wycoff
II Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
registered accounting firm for the year
ending December 31, 2020.
III Approval, on an advisory and non-binding Mgmt For For
basis, of the compensation paid to the
Company's named executive officers, as
disclosed in the Company's proxy statement
for the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
BANCO LATINOAMERICANO DE COMERCIO EXT. Agenda Number: 935164070
--------------------------------------------------------------------------------------------------------------------------
Security: P16994132
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: BLX
ISIN: PAP169941328
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Bank's audited consolidated Mgmt For For
financial statements for the fiscal year
ended December 31, 2019.
2. To ratify the appointment of KPMG as the Mgmt For For
Bank's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3A. Election of Class E Director: Mario Covo Mgmt For For
4. To approve, on an advisory basis, the Mgmt For For
compensation of the Bank's executive
officers.
5. To amend Article 12 of the Bank's Articles Mgmt For For
of Incorporation to delete a provision that
requires that the Board always nominate the
Chief Executive Officer as one of the two
Directors to be elected by the holders of
all of the common shares.
--------------------------------------------------------------------------------------------------------------------------
BANK FIRST CORPORATION Agenda Number: 935192942
--------------------------------------------------------------------------------------------------------------------------
Security: 06211J100
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: BFC
ISIN: US06211J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald R. Brisch Mgmt For For
Michael P. Dempsey Mgmt Withheld Against
Robert W. Holmes Mgmt For For
Stephen E. Johnson Mgmt Withheld Against
David R. Sachse Mgmt For For
2. To ratify the appointment of Dixon Hughes Mgmt For For
Goodman, LLP as the Corporation's
independent registered public accounting
firm.
3. To approve the 2020 Equity Plan of Bank Mgmt Against Against
First Corporation.
4. Such other business as may properly come Mgmt Against Against
before the meeting or any adjournments or
postponements thereof.
--------------------------------------------------------------------------------------------------------------------------
BANNER CORPORATION Agenda Number: 935148189
--------------------------------------------------------------------------------------------------------------------------
Security: 06652V208
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: BANR
ISIN: US06652V2088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for three year term: Mgmt For For
Mark J. Grescovich
1.2 Election of Director for three year term: Mgmt For For
David A. Klaue
1.3 Election of Director for three year term: Mgmt For For
Merline Saintil
2. Advisory approval of the compensation of Mgmt For For
Banner Corporation's named executive
officers.
3. Ratification of the Audit Committee's Mgmt For For
appointment of Moss Adams LLP as the
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
BAR HARBOR BANKSHARES Agenda Number: 935187422
--------------------------------------------------------------------------------------------------------------------------
Security: 066849100
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: BHB
ISIN: US0668491006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daina H. Belair Mgmt For For
1B. Election of Director: Matthew L. Caras Mgmt For For
1C. Election of Director: David M. Colter Mgmt For For
1D. Election of Director: Steven H. Dimick Mgmt For For
1E. Election of Director: Martha T. Dudman Mgmt For For
1F. Election of Director: Lauri E. Fernald Mgmt For For
1G. Election of Director: Brendan J. O'Halloran Mgmt For For
1H. Election of Director: Curtis C. Simard Mgmt For For
1I. Election of Director: Kenneth E. Smith Mgmt For For
1J. Election of Director: Stephen R. Theroux Mgmt For For
1K. Election of Director: Scott G. Toothaker Mgmt For For
1L. Election of Director: David B. Woodside Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF RSM US Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2020.
3. APPROVAL OF NON-BINDING, ADVISORY Mgmt For For
RESOLUTION ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BASIC ENERGY SERVICES, INC. Agenda Number: 935186759
--------------------------------------------------------------------------------------------------------------------------
Security: 06985P209
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: BASX
ISIN: US06985P2092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Julio Quintana Mgmt Withheld Against
Keith L. Schilling Mgmt Withheld Against
Lawrence A. First Mgmt Withheld Against
2. Approval of an amendment to the Company's Mgmt For For
Certificate of Incorporation to increase
the number of authorized shares of common
stock.
3. Approval of an amendment to the Company's Mgmt Against Against
Certificate of Incorporation to permit
stockholders to act by written consent.
4. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
5. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent auditor for
fiscal year 2020.
6. Approval of grant of discretionary Mgmt Against Against
authority to the chairman of the 2020
Annual Meeting to adjourn the 2020 Annual
Meeting, if necessary, to solicit
additional proxies in the event that there
are not sufficient votes at the time of the
2020 Annual Meeting to approve any of
Proposals 1-5.
--------------------------------------------------------------------------------------------------------------------------
BASSETT FURNITURE INDUSTRIES, INC. Agenda Number: 935129646
--------------------------------------------------------------------------------------------------------------------------
Security: 070203104
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: BSET
ISIN: US0702031040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John R. Belk Mgmt For For
Kristina Cashman Mgmt For For
Virginia W. Hamlet Mgmt For For
J. Walter McDowell Mgmt For For
Robert H. Spilman, Jr. Mgmt For For
William C. Wampler, Jr. Mgmt For For
William C. Warden, Jr. Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP as the Company's independent
registered public accounting firm for the
fiscal year ending November 28, 2020.
3. PROPOSAL to consider and act on an advisory Mgmt For For
vote regarding the approval of compensation
paid to certain executive officers.
--------------------------------------------------------------------------------------------------------------------------
BAYCOM CORP Agenda Number: 935213138
--------------------------------------------------------------------------------------------------------------------------
Security: 07272M107
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: BCML
ISIN: US07272M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lloyd K. Kendall, Jr. Mgmt Withheld Against
George J. Guarini Mgmt For For
James S. Camp Mgmt Withheld Against
Harpreet S. Chaudhary Mgmt Withheld Against
Rocco Davis Mgmt For For
Malcolm F. Hotchkiss Mgmt Withheld Against
Syvia L. Magid Mgmt For For
Robert R. Laverne, M.D. Mgmt For For
David M. Spatz Mgmt Withheld Against
2. To amend the Company's Bylaws to increase Mgmt For For
the range of authorized directors to a
minimum of seven (7) and a maximum of
thirteen (13).
3. To ratify the selection of Moss Adams, LLP Mgmt For For
as BayCom Corp's independent auditor for
the fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
BEAZER HOMES USA, INC. Agenda Number: 935115976
--------------------------------------------------------------------------------------------------------------------------
Security: 07556Q881
Meeting Type: Annual
Meeting Date: 05-Feb-2020
Ticker: BZH
ISIN: US07556Q8814
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Elizabeth S. Acton Mgmt For For
1B. Election of Director: Laurent Alpert Mgmt For For
1C. Election of Director: Allan P. Merrill Mgmt For For
1D. Election of Director: Peter M. Orser Mgmt For For
1E. Election of Director: Norma A. Provencio Mgmt For For
1F. Election of Director: Danny R. Shepherd Mgmt For For
1G. Election of Director: David J. Spitz Mgmt For For
1H. Election of Director: C. Christian Winkle Mgmt For For
2. The ratification of the selection of Mgmt For For
Deloitte & Touche LLP by the Audit
Committee of our Board of Directors as our
independent registered public accounting
firm for the fiscal year ending September
30, 2020.
3. A non-binding advisory vote regarding the Mgmt For For
compensation paid to the Company's named
executive officers, commonly referred to as
a "Say on Pay" proposal.
4. Approval of the amended and restated 2014 Mgmt Against Against
Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
BIGLARI HOLDINGS INC. Agenda Number: 935234699
--------------------------------------------------------------------------------------------------------------------------
Security: 08986R309
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: BH
ISIN: US08986R3093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE ENCLOSED MATERIALS HAVE BEEN SENT TO Mgmt No vote
YOU FOR INFORMATIONAL PURPOSES ONLY
--------------------------------------------------------------------------------------------------------------------------
BIOSCRIP, INC. Agenda Number: 935058924
--------------------------------------------------------------------------------------------------------------------------
Security: 09069N108
Meeting Type: Special
Meeting Date: 02-Aug-2019
Ticker: BIOS
ISIN: US09069N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of BioScrip's Common Mgmt For For
Stock to HC Group Holdings I, LLC ("Omega
Parent"), pursuant to the terms of the
Agreement and Plan of Merger (the "Merger
Agreement"), dated as of March 14, 2019, by
and among BioScrip, Omega Parent, HC Group
Holdings II, Inc., HC Group Holdings III,
Inc., Beta Sub, Inc. and Beta Sub, LLC.
2. Approve BioScrip's third amended and Mgmt For For
restated certificate of incorporation in
the form attached as Annex B to the Proxy
Statement.
3. Approve an amendment to BioScrip's Mgmt For For
certificate of designations of Series A
Preferred Stock in the form attached as
Annex C to the Proxy Statement.
4. Approve, on a non-binding advisory basis, Mgmt Against Against
the compensation that may be paid or become
payable to certain BioScrip named executive
officers in connection with the mergers
contemplated by the Merger Agreement.
5. Adjourn the Special Meeting, if necessary Mgmt For For
or appropriate, to solicit additional
proxies if there are not sufficient votes
to approve Proposals 1, 2 or 3.
--------------------------------------------------------------------------------------------------------------------------
BLUCORA INC Agenda Number: 935176176
--------------------------------------------------------------------------------------------------------------------------
Security: 095229100
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: BCOR
ISIN: US0952291005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Steven Aldrich Mgmt For For
1.2 Election of Director: Mark A. Ernst Mgmt For For
1.3 Election of Director: E. Carol Hayles Mgmt For For
1.4 Election of Director: John MacIlwaine Mgmt For For
1.5 Election of Director: Georganne C. Proctor Mgmt For For
1.6 Election of Director: Jana R. Schreuder Mgmt For For
1.7 Election of Director: Christopher W. Mgmt For For
Walters
1.8 Election of Director: Mary S. Zappone Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for 2020.
3. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of our Named Executive
Officers, as disclosed in the Proxy
Statement.
4. Approve an amendment to the Blucora, Inc. Mgmt Against Against
2018 Long-Term Incentive Plan
5. Approve an amendment to the Blucora, Inc. Mgmt For For
2016 Employee Stock Purchase Plan
--------------------------------------------------------------------------------------------------------------------------
BLUELINX HOLDINGS INC Agenda Number: 935194124
--------------------------------------------------------------------------------------------------------------------------
Security: 09624H208
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: BXC
ISIN: US09624H2085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Karel K. Czanderna Mgmt For For
Dominic DiNapoli Mgmt Withheld Against
Kim S. Fennebresque Mgmt For For
Mitchell B. Lewis Mgmt For For
Alan H. Schumacher Mgmt Withheld Against
J. David Smith Mgmt Withheld Against
2. Proposal to ratify the appointment of BDO Mgmt For For
USA, LLP as our independent registered
public accounting firm for fiscal year
2020.
3. Proposal to approve the non-binding, Mgmt For For
advisory resolution regarding the executive
compensation described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
BONANZA CREEK ENERGY INC. Agenda Number: 935199388
--------------------------------------------------------------------------------------------------------------------------
Security: 097793400
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: BCEI
ISIN: US0977934001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carrie L. Hudak Mgmt For For
Eric T. Greager Mgmt For For
Paul Keglevic Mgmt Withheld Against
Brian Steck Mgmt Withheld Against
Jack E. Vaughn Mgmt Withheld Against
Scott D. Vogel Mgmt For For
Jeffrey E. Wojahn Mgmt For For
2. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accountant for 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
BOOT BARN HOLDINGS, INC. Agenda Number: 935062339
--------------------------------------------------------------------------------------------------------------------------
Security: 099406100
Meeting Type: Annual
Meeting Date: 28-Aug-2019
Ticker: BOOT
ISIN: US0994061002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg Bettinelli Mgmt For For
James G. Conroy Mgmt For For
Lisa G. Laube Mgmt For For
Anne MacDonald Mgmt For For
Brenda I. Morris Mgmt For For
Peter Starrett Mgmt For For
Brad Weston Mgmt For For
2. To vote on a non-binding advisory Mgmt For For
resolution to approve the compensation paid
to named executive officers for fiscal 2019
("say-on-pay").
3. To vote on a non-binding advisory proposal Mgmt 1 Year For
on the frequency of future say-on-pay votes
("say-on-frequency").
4. Ratification of Deloitte & Touche LLP as Mgmt For For
the independent auditor for the fiscal year
ended March 28, 2020.
--------------------------------------------------------------------------------------------------------------------------
BOWL AMERICA INCORPORATED Agenda Number: 935096366
--------------------------------------------------------------------------------------------------------------------------
Security: 102565108
Meeting Type: Annual
Meeting Date: 03-Dec-2019
Ticker: BWLA
ISIN: US1025651084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Allan L. Sher Mgmt For For
Nancy E. Hull Mgmt For For
2. Approval of an advisory resolution on Mgmt Against Against
executive compensation.
3. An advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
BRAEMAR HOTELS & RESORTS INC. Agenda Number: 935059142
--------------------------------------------------------------------------------------------------------------------------
Security: 10482B101
Meeting Type: Annual
Meeting Date: 31-Jul-2019
Ticker: BHR
ISIN: US10482B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Monty J. Bennett Mgmt For For
Stefani D. Carter Mgmt Withheld Against
Candace Evans Mgmt For For
Kenneth H. Fearn Mgmt For For
Curtis B. McWilliams Mgmt For For
Matthew D. Rinaldi Mgmt For For
Abteen Vaziri Mgmt Withheld Against
2. To ratify the appointment of BDO USA, LLP, Mgmt For For
a national public accounting firm, as our
independent auditors for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
BRAEMAR HOTELS & RESORTS INC. Agenda Number: 935155932
--------------------------------------------------------------------------------------------------------------------------
Security: 10482B101
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: BHR
ISIN: US10482B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Monty J. Bennett Mgmt For For
Stefani D. Carter Mgmt Withheld Against
Candace Evans Mgmt For For
Kenneth H. Fearn, Jr. Mgmt For For
Curtis B. McWilliams Mgmt For For
Matthew D. Rinaldi Mgmt For For
Abteen Vaziri Mgmt Withheld Against
2. To obtain advisory approval of the Mgmt For For
Company's executive compensation.
3. To recommend, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of the Company's named
executive officers.
4. To ratify the appointment of BDO USA, LLP, Mgmt For For
a national public accounting firm, as the
Company's independent auditors for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
BRIDGEWATER BANCSHARES, INC. Agenda Number: 935147769
--------------------------------------------------------------------------------------------------------------------------
Security: 108621103
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: BWB
ISIN: US1086211034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David B. Juran Mgmt Withheld Against
Thomas P. Trutna Mgmt Withheld Against
Todd B. Urness Mgmt Withheld Against
2. Ratify the appointment of Mgmt For For
CliftonLarsonAllen LLP as our independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
BUILD-A-BEAR WORKSHOP, INC. Agenda Number: 935203822
--------------------------------------------------------------------------------------------------------------------------
Security: 120076104
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: BBW
ISIN: US1200761047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Maxine Clark Mgmt Against Against
1.2 Election of Director: Sharon Price John Mgmt For For
1.3 Election of Director: Sarah Personette Mgmt Against Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for fiscal 2020
3. Non-binding approval of executive Mgmt For For
compensation
4. Approval of the Build-A-Bear Workshop, Inc. Mgmt Against Against
2020 Omnibus Incentive Plan
5. To transact such other business as may Mgmt Against Against
properly come before the meeting
--------------------------------------------------------------------------------------------------------------------------
CAI INTERNATIONAL, INC. Agenda Number: 935221375
--------------------------------------------------------------------------------------------------------------------------
Security: 12477X106
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: CAI
ISIN: US12477X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Victor M. Garcia Mgmt For For
Gary M. Sawka Mgmt Withheld Against
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CALERES, INC. Agenda Number: 935184438
--------------------------------------------------------------------------------------------------------------------------
Security: 129500104
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: CAL
ISIN: US1295001044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mahendra R. Gupta Mgmt For For
Carla C. Hendra Mgmt For For
Wenda Harris Millard Mgmt For For
2. Ratification of Ernst & Young LLP as the Mgmt For For
Company's independent registered public
accountants.
3. Approval, by non-binding advisory vote, of Mgmt For For
the Company's executive compensation.
4. Approval of amendment to restated Mgmt For For
certificate of incorporation to declassify
the Company's board.
--------------------------------------------------------------------------------------------------------------------------
CALIFORNIA FIRST NATIONAL BANCORP Agenda Number: 935107525
--------------------------------------------------------------------------------------------------------------------------
Security: 130222102
Meeting Type: Annual
Meeting Date: 17-Dec-2019
Ticker: CFNB
ISIN: US1302221023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick E. Paddon Mgmt Withheld Against
Glen T. Tsuma Mgmt Withheld Against
Michael H. Lowry Mgmt Withheld Against
Harris Ravine Mgmt Withheld Against
Danilo Cacciamatta Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
CALIFORNIA RESOURCES CORPORATION Agenda Number: 935150665
--------------------------------------------------------------------------------------------------------------------------
Security: 13057Q206
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: CRC
ISIN: US13057Q2066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William E. Albrecht Mgmt Against Against
1B. Election of Director: Justin A. Gannon Mgmt For For
1C. Election of Director: Harry T. McMahon Mgmt For For
1D. Election of Director: Richard W. Moncrief Mgmt For For
1E. Election of Director: Avedick B. Poladian Mgmt Against Against
1F. Election of Director: Anita M. Powers Mgmt For For
1G. Election of Director: Laurie A. Siegel Mgmt For For
1H. Election of Director: Robert V. Sinnott Mgmt Against Against
1I. Election of Director: Todd A. Stevens Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CALIFORNIA WATER SERVICE GROUP Agenda Number: 935195126
--------------------------------------------------------------------------------------------------------------------------
Security: 130788102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: CWT
ISIN: US1307881029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory E. Aliff Mgmt For For
1B. Election of Director: Terry P. Bayer Mgmt For For
1C. Election of Director: Shelly M. Esque Mgmt For For
1D. Election of Director: Martin A. Kropelnicki Mgmt For For
1E. Election of Director: Thomas M. Krummel, Mgmt For For
M.D.
1F. Election of Director: Richard P. Magnuson Mgmt For For
1G. Election of Director: Scott L. Morris Mgmt For For
1H. Election of Director: Peter C. Nelson Mgmt For For
1I. Election of Director: Carol M. Pottenger Mgmt For For
1J. Election of Director: Lester A. Snow Mgmt For For
1K. Election of Director: Patricia K. Wagner Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE GROUP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020.
--------------------------------------------------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY Agenda Number: 935091847
--------------------------------------------------------------------------------------------------------------------------
Security: 13123X102
Meeting Type: Special
Meeting Date: 20-Dec-2019
Ticker: CPE
ISIN: US13123X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve and adopt the Agreement and Plan of Mgmt For For
Merger, dated as of July 14, 2019 (as
amended from time to time, the "merger
agreement"), with Carrizo Oil & Gas, Inc.
("Carrizo").
2. Approve the issuance of shares of Callon Mgmt For For
common stock to shareholders of Carrizo in
connection with the merger contemplated by
the merger agreement (the "merger").
3. Approve and adopt an amendment to Callon's Mgmt For For
certificate of incorporation to increase
Callon's authorized shares of common stock
to 525 million shares.
4. Omitted. Mgmt Abstain
5. Approve any motion to adjourn the Callon Mgmt For For
special meeting, if necessary, to solicit
additional proxies if there are not
sufficient votes to approve Proposals 1, 2
and 3.
--------------------------------------------------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY Agenda Number: 935196863
--------------------------------------------------------------------------------------------------------------------------
Security: 13123X102
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: CPE
ISIN: US13123X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew R. Bob Mgmt Withheld Against
Anthony J. Nocchiero Mgmt For For
James M. Trimble Mgmt Withheld Against
2. The approval, by non-binding advisory vote, Mgmt For For
of the compensation of our named executive
officers.
3. The approval of the Company's 2020 Omnibus Mgmt Against Against
Incentive Plan.
4. The ratification of the appointment of Mgmt For For
Grant Thornton LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
5. The approval of an amendment to the Mgmt For For
Company's certificate of incorporation in
the form attached to the accompanying Proxy
Statement as Appendix C to effect a reverse
stock split of our issued and outstanding
common stock at a ratio that will be
determined by the Board of Directors and
that will be within a range of 1-for-10 to
1-for-50, if the Board determines, in its
sole discretion, at any time prior to the
first anniversary of the Annual Meeting
that the reverse stock split is in the best
interests of the Company and its
shareholders.
6. The approval of an amendment to the Mgmt For For
Company's certificate of incorporation in
the form attached to the accompanying Proxy
Statement as Appendix C to reduce the
number of authorized shares of our common
stock by the reverse stock split ratio
determined by the Board.
--------------------------------------------------------------------------------------------------------------------------
CAMBRIDGE BANCORP Agenda Number: 935130269
--------------------------------------------------------------------------------------------------------------------------
Security: 132152109
Meeting Type: Special
Meeting Date: 16-Mar-2020
Ticker: CATC
ISIN: US1321521098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Agreement and Plan of Merger by Mgmt For For
and among Cambridge Bancorp, Cambridge
Trust Company, Wellesley Bancorp, Inc., and
Wellesley Bancorp, Inc.'s wholly-owned
subsidiary, Wellesley Bank, pursuant to
which (i) Wellesley Bancorp, Inc. will
merge with and into Cambridge Bancorp and
(ii) Wellesley Bank will merge with and
into Cambridge Trust Company, with
Cambridge Trust Company as the surviving
entity, and the other transactions
contemplated thereby.
2. A proposal to approve one or more Mgmt For For
adjournments of the special meeting, if
necessary, to permit further solicitation
of proxies if there are insufficient votes
at the time of the special meeting, or at
any adjournment or postponement of that
meeting, to approve the merger proposal.
--------------------------------------------------------------------------------------------------------------------------
CAMBRIDGE BANCORP Agenda Number: 935168232
--------------------------------------------------------------------------------------------------------------------------
Security: 132152109
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: CATC
ISIN: US1321521098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christine Fuchs Mgmt For For
Pamela A. Hamlin Mgmt For For
Edward F. Jankowski Mgmt For For
Daniel R. Morrison Mgmt For For
Leon A. Palandjian Mgmt For For
Laila S. Partridge Mgmt For For
2. Consideration and approval of a non-binding Mgmt For For
advisory resolution on the compensation of
the Company's named executive officers.
3. To ratify, on an advisory basis, the Mgmt For For
appointment of Wolf & Company, P.C. as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL CITY BANK GROUP, INC. Agenda Number: 935136401
--------------------------------------------------------------------------------------------------------------------------
Security: 139674105
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: CCBG
ISIN: US1396741050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas A. Barron Mgmt For For
Stanley W. Connally, Jr Mgmt Withheld Against
J. Everitt Drew Mgmt For For
W. Eric Grant Mgmt For For
2. Non-binding approval of executive Mgmt For For
compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered certified
public accounting firm for the current
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CAPSTAR FINANCIAL HOLDINGS INC Agenda Number: 935164107
--------------------------------------------------------------------------------------------------------------------------
Security: 14070T102
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: CSTR
ISIN: US14070T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dennis C. Bottorff Mgmt Withheld Against
L. Earl Bentz Mgmt For For
Jeffrey L. Cunningham Mgmt For For
Thomas R. Flynn Mgmt For For
Louis A. Green III Mgmt Withheld Against
Myra NanDora Jenne Mgmt For For
Timothy K. Schools Mgmt For For
Dale W. Polley Mgmt For For
Joelle J. Phillips Mgmt For For
Stephen B. Smith Mgmt Withheld Against
James S. Turner, Jr. Mgmt For For
Toby S. Wilt Mgmt For For
2. To ratify the appointment of Elliott Davis, Mgmt For For
LLC as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020 (Proposal 2)
3. To approve an amendment to the Charter of Mgmt For For
the Company to increase the number of
authorized shares of the Company's capital
stock from 30,000,000 to 40,000,000, with
35,000,000 SHARES BEING COMMON STOCK AND
5,000,000 SHARES BEING PREFERRED STOCK
(PROPOSAL 3)
--------------------------------------------------------------------------------------------------------------------------
CAPSTAR FINANCIAL HOLDINGS INC Agenda Number: 935170530
--------------------------------------------------------------------------------------------------------------------------
Security: 14070T102
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: CSTR
ISIN: US14070T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dennis C. Bottorff Mgmt Withheld Against
L. Earl Bentz Mgmt For For
Jeffrey L. Cunningham Mgmt For For
Thomas R. Flynn Mgmt For For
Louis A. Green III Mgmt Withheld Against
Myra NanDora Jenne Mgmt For For
Timothy K. Schools Mgmt For For
Dale W. Polley Mgmt For For
Joelle J. Phillips Mgmt For For
Stephen B. Smith Mgmt Withheld Against
James S. Turner, Jr. Mgmt For For
Toby S. Wilt Mgmt For For
2. To ratify the appointment of Elliott Davis, Mgmt For For
LLC as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020 (Proposal 2)
3. To approve an amendment to the Charter of Mgmt For For
the Company to increase the number of
authorized shares of the Company's capital
stock from 30,000,000 to 40,000,000, with
35,000,000 shares being common stock and
5,000,000 shares being preferred stock
(Proposal 3)
--------------------------------------------------------------------------------------------------------------------------
CARRIAGE SERVICES, INC. Agenda Number: 935172990
--------------------------------------------------------------------------------------------------------------------------
Security: 143905107
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: CSV
ISIN: US1439051079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Douglas B. Meehan Mgmt Withheld Against
Donald D. Patteson, Jr. Mgmt Withheld Against
2. Approve, on an advisory basis, our named Mgmt For For
executive officer compensation.
3. Ratify the appointment of Grant Thornton Mgmt For For
LLP as Carriage Services, Inc.'s
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CBIZ, INC. Agenda Number: 935174247
--------------------------------------------------------------------------------------------------------------------------
Security: 124805102
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: CBZ
ISIN: US1248051021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Joseph S. DiMartino Mgmt Against Against
1.2 Election of Director: Sherrill W. Hudson Mgmt Against Against
2. To ratify KPMG, LLP as CBIZ's independent Mgmt For For
registered public accounting firm.
3. To conduct an advisory vote approving named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CECO ENVIRONMENTAL CORP. Agenda Number: 935196661
--------------------------------------------------------------------------------------------------------------------------
Security: 125141101
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: CECE
ISIN: US1251411013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jason DeZwirek Mgmt Withheld Against
Eric M. Goldberg Mgmt For For
David B. Liner Mgmt Withheld Against
Claudio A. Mannarino Mgmt Withheld Against
Munish Nanda Mgmt For For
Jonathan Pollack Mgmt For For
Valerie Gentile Sachs Mgmt For For
Dennis Sadlowski Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to the Company's named
executive officers.
3. To approve the CECO Environmental Corp. Mgmt For For
2020 Employee Stock Purchase Plan.
4. To ratify the appointment of BDO USA, LLP Mgmt For For
as our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
CEDAR REALTY TRUST INC. Agenda Number: 935206462
--------------------------------------------------------------------------------------------------------------------------
Security: 150602209
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: CDR
ISIN: US1506022094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Abraham Eisenstat Mgmt For For
1B. Election of Director: Gregg A. Gonsalves Mgmt For For
1C. Election of Director: Pamela N. Hootkin Mgmt For For
1D. Election of Director: Sabrina L. Kanner Mgmt For For
1E. Election of Director: Steven G. Rogers Mgmt For For
1F. Election of Director: Bruce J. Schanzer Mgmt For For
1G. Election of Director: Roger M. Widmann Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accountant firm for the fiscal year ending
December 31, 2020.
3. The approval (non-binding) of the Mgmt Against Against
compensation of the Company's Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
CENTERRA GOLD INC. Agenda Number: 935175388
--------------------------------------------------------------------------------------------------------------------------
Security: 152006102
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: CAGDF
ISIN: CA1520061021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD W. CONNOR Mgmt For For
DUSHENALY KASENOV Mgmt For For
MAKSAT KOBONBAEV Mgmt For For
ASKAR OSKOMBAEV Mgmt For For
MICHAEL PARRETT Mgmt Withheld Against
JACQUES PERRON Mgmt For For
SCOTT G. PERRY Mgmt For For
SHERYL K. PRESSLER Mgmt For For
BRUCE V. WALTER Mgmt For For
PAUL N. WRIGHT Mgmt For For
SUSAN YURKOVICH Mgmt For For
2 TO APPROVE THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS
OF THE CORPORATION TO FIX THE REMUNERATION
TO BE PAID TO THE AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL GARDEN & PET COMPANY Agenda Number: 935119568
--------------------------------------------------------------------------------------------------------------------------
Security: 153527106
Meeting Type: Annual
Meeting Date: 11-Feb-2020
Ticker: CENT
ISIN: US1535271068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John B. Balousek Mgmt For For
William E. Brown Mgmt Withheld Against
Timothy P. Cofer Mgmt Withheld Against
Thomas J. Colligan Mgmt For For
Michael J. Edwards Mgmt For For
Michael J. Griffith Mgmt For For
Christopher T. Metz Mgmt For For
Brooks M Pennington III Mgmt Withheld Against
John R. Ranelli Mgmt Withheld Against
M. Beth Springer Mgmt For For
2. To approve an advisory vote on the Mgmt For For
compensation of the Company's named
executive officers as described in the
accompanying proxy statement.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending on September 26, 2020.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL VALLEY COMMUNITY BANCORP Agenda Number: 935173106
--------------------------------------------------------------------------------------------------------------------------
Security: 155685100
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: CVCY
ISIN: US1556851004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel N. Cunningham Mgmt Withheld Against
Daniel J. Doyle Mgmt Withheld Against
F.T. "Tommy" Elliott IV Mgmt For For
Robert J. Flautt Mgmt Withheld Against
James M. Ford Mgmt For For
Gary D. Gall Mgmt Withheld Against
Steven D. McDonald Mgmt Withheld Against
Louis McMurray Mgmt Withheld Against
Karen Musson Mgmt For For
Dorothea D. Silva Mgmt For For
William S. Smittcamp Mgmt Withheld Against
2. To approve the proposal to ratify the Mgmt For For
appointment of Crowe, LLP as the
independent registered public accounting
firm for the Company's 2020 fiscal year.
3. To adopt a non-binding advisory resolution Mgmt For For
approving executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CENTURY CASINOS, INC. Agenda Number: 935205737
--------------------------------------------------------------------------------------------------------------------------
Security: 156492100
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: CNTY
ISIN: US1564921005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Peter Mgmt Against Against
Hoetzinger
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. To consider and vote upon a proposal to Mgmt For For
approve an advisory (non-binding)
resolution regarding the compensation of
the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CENTURY COMMUNITIES, INC. Agenda Number: 935153750
--------------------------------------------------------------------------------------------------------------------------
Security: 156504300
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: CCS
ISIN: US1565043007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dale Francescon Mgmt For For
Robert J. Francescon Mgmt For For
John P. Box Mgmt Withheld Against
Keith R. Guericke Mgmt Withheld Against
James M. Lippman Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2020.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CHERRY HILL MORTGAGE INVESTMENT CORP. Agenda Number: 935207488
--------------------------------------------------------------------------------------------------------------------------
Security: 164651101
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: CHMI
ISIN: US1646511014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey B. Lown II Mgmt For For
Joseph Murin Mgmt Withheld Against
Regina Lowrie Mgmt Withheld Against
Robert C. Mercer, Jr. Mgmt Withheld Against
2. Advisory Vote on Executive Compensation. Mgmt Against Against
3. Ratification of Appointment of E&Y. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE UTILITIES CORPORATION Agenda Number: 935182155
--------------------------------------------------------------------------------------------------------------------------
Security: 165303108
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: CPK
ISIN: US1653031088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lila A. Jaber Mgmt For For
1B. Election of Director: Thomas J. Bresnan Mgmt For For
1C. Election of Director: Ronald G. Forsythe, Mgmt For For
Jr.
1D. Election of Director: Dianna F. Morgan Mgmt For For
1E. Election of Director: John R. Schimkaitis Mgmt Abstain Against
2. Cast a non-binding advisory vote to approve Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Cast a non-binding advisory vote to ratify Mgmt For For
the appointment of the Company's
independent registered public accounting
firm, Baker Tilly Virchow Krause, LLP.
--------------------------------------------------------------------------------------------------------------------------
CHICAGO RIVET & MACHINE CO. Agenda Number: 935158611
--------------------------------------------------------------------------------------------------------------------------
Security: 168088102
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: CVR
ISIN: US1680881026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Bourg Mgmt For For
Kent H. Cooney Mgmt For For
Patricia M. Miller Mgmt For For
Kurt Moders Mgmt For For
James W. Morrissey Mgmt For For
Walter W. Morrissey Mgmt For For
John C. Osterman Mgmt Withheld Against
John L. Showel Mgmt For For
2. To ratify the selection of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
CIM COMMERCIAL TRUST CORPORATION Agenda Number: 935188044
--------------------------------------------------------------------------------------------------------------------------
Security: 125525584
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: CMCT
ISIN: US1255255846
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Douglas Bech Mgmt Withheld Against
Robert Cresci Mgmt For For
Kelly Eppich Mgmt Withheld Against
Frank Golay Mgmt For For
Shaul Kuba Mgmt Withheld Against
Richard Ressler Mgmt Withheld Against
Avraham Shemesh Mgmt Withheld Against
2. To consider and approve the ratification of Mgmt For For
BDO as CIM Commercial's auditor for the
fiscal year ending December 31, 2020.
3. To consider and approve, by a non-binding Mgmt Against Against
advisory vote, the executive compensation
of our named executive officers, as
described in our Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
CITI TRENDS, INC. Agenda Number: 935219851
--------------------------------------------------------------------------------------------------------------------------
Security: 17306X102
Meeting Type: Annual
Meeting Date: 30-Jun-2020
Ticker: CTRN
ISIN: US17306X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Brian P. Carney Mgmt Against Against
1B Election of Director: Jonathan Duskin Mgmt Against Against
1C Election of Director: David N. Makuen Mgmt For For
1D Election of Director: Peter R. Sachse Mgmt For For
1E Election of Director: Kenneth D. Seipel Mgmt For For
2. An advisory vote to approve, on a Mgmt For For
non-binding basis, the compensation of our
named executive officers as set forth in
the proxy statement.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
January 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS & NORTHERN CORPORATION Agenda Number: 935133873
--------------------------------------------------------------------------------------------------------------------------
Security: 172922106
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: CZNC
ISIN: US1729221069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy E. Schoener Mgmt For For
J. Bradley Scovill Mgmt Withheld Against
Aaron K.Singer Mgmt For For
2. TO APPROVE, IN AN ADVISORY (NON-BINDING) Mgmt For For
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF THE FIRM Mgmt For For
OF BAKER TILLY VIRCHOW KRAUSE, LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS, INC. Agenda Number: 935191205
--------------------------------------------------------------------------------------------------------------------------
Security: 174740100
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: CIA
ISIN: US1747401008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class A Director: Christopher Mgmt For For
W. Claus
1.2 Election of Class A Director: Jerry D. Mgmt For For
Davis, Jr.
1.3 Election of Class A Director: Francis A. Mgmt Against Against
Keating II
1.4 Election of Class A Director: Gerald W. Mgmt For For
Shields
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2020.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of the Company's
Named Executive Officers as disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
CIVISTA BANCSHARES, INC. Agenda Number: 935141894
--------------------------------------------------------------------------------------------------------------------------
Security: 178867107
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: CIVB
ISIN: US1788671071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas A. Depler Mgmt Withheld Against
Julie A. Mattlin Mgmt For For
James O. Miller Mgmt Withheld Against
Dennis E. Murray, Jr. Mgmt Withheld Against
Allen R. Nickles Mgmt For For
Mary Patricia Oliver Mgmt For For
William F. Ritzmann Mgmt For For
Dennis G. Shaffer Mgmt For For
Harry Singer Mgmt For For
Daniel J. White Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the
Corporation's named executive officers as
disclosed in the accompanying proxy
statement.
3. To ratify the appointment of S. R. Mgmt For For
Snodgrass, P.C. as the independent
registered public accounting firm of the
Corporation for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CLARUS CORPORATION Agenda Number: 935207921
--------------------------------------------------------------------------------------------------------------------------
Security: 18270P109
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CLAR
ISIN: US18270P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren B. Kanders Mgmt Withheld Against
Donald L. House Mgmt Withheld Against
Nicholas Sokolow Mgmt Withheld Against
Michael A. Henning Mgmt Withheld Against
2. To approve an advisory resolution on Mgmt Against Against
executive compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Clarus Corporation's
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CLEARFIELD, INC. Agenda Number: 935121513
--------------------------------------------------------------------------------------------------------------------------
Security: 18482P103
Meeting Type: Annual
Meeting Date: 27-Feb-2020
Ticker: CLFD
ISIN: US18482P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cheryl Beranek Mgmt For For
Ronald G. Roth Mgmt Withheld Against
Patrick Goepel Mgmt For For
Roger Harding Mgmt Withheld Against
Charles N. Hayssen Mgmt For For
Donald R. Hayward Mgmt Withheld Against
2. Approve an amendment to the Clearfield, Mgmt For For
Inc. 2010 Employee Stock Purchase Plan to
increase the number of shares of common
stock authorized for issuance by 200,000.
3. Approve, on a non-binding advisory basis, Mgmt Against Against
the compensation paid to named executive
officers.
4. Ratify the appointment of Baker Tilly Mgmt For For
Virchow Krause, LLP as the independent
registered public accounting firm for
Clearfield, Inc. for the fiscal year ending
September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
CLEARWATER PAPER CORPORATION Agenda Number: 935151629
--------------------------------------------------------------------------------------------------------------------------
Security: 18538R103
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: CLW
ISIN: US18538R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joe W. Laymon Mgmt Against Against
1B. Election of Director: John P. O'Donnell Mgmt Against Against
2. Ratification of the appointment of KPMG, Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of amendments to Clearwater Paper Mgmt Against Against
Corporation 2017 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CNB FINANCIAL CORPORATION Agenda Number: 935148052
--------------------------------------------------------------------------------------------------------------------------
Security: 126128107
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: CCNE
ISIN: US1261281075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A1 Election of Class I Director term expiring Mgmt Against Against
in 2023: Peter F. Smith
1A2 Election of Class I Director term expiring Mgmt Against Against
in 2023: Jeffrey S. Powell
1A3 Election of Class I Director term expiring Mgmt For For
in 2023: Francis X. Straub, III
1A4 Election of Class I Director term expiring Mgmt For For
in 2023: Peter C. Varischetti
1B1 Election of Class II Director term expiring Mgmt For For
in 2022: Julie M. Young
2 SAY-ON-PAY VOTE: To vote on a non-binding Mgmt For For
advisory resolution on the compensation
program for CNB Financial Corporation's
named executive officers, as disclosed in
the Compensation Discussion and Analysis,
the compensation tables, and the related
narrative executive compensation
disclosures contained in the Proxy
Statement (a "say-on-pay" vote).
3 SAY-ON-FREQUENCY VOTE: To vote on a Mgmt 1 Year For
non-binding advisory basis on how
frequently shareholders will be provided a
"say-on-pay" vote. Shareholders have the
opportunity to request a "say-on-pay" vote
every year, every two years, or every three
years, or abstain from voting on the matter
completely.
4 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM: To
ratify the appointment of Crowe LLP as our
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
COMFORT SYSTEMS USA, INC. Agenda Number: 935178702
--------------------------------------------------------------------------------------------------------------------------
Security: 199908104
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: FIX
ISIN: US1999081045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Darcy G. Anderson Mgmt Withheld Against
Herman E. Bulls Mgmt Withheld Against
Alan P. Krusi Mgmt For For
Brian E. Lane Mgmt For For
Pablo G. Mercado Mgmt Withheld Against
Franklin Myers Mgmt For For
William J. Sandbrook Mgmt For For
James H. Schultz Mgmt Withheld Against
Constance E. Skidmore Mgmt For For
Vance W. Tang Mgmt Withheld Against
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2020.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
COMMERCIAL VEHICLE GROUP, INC. Agenda Number: 935220676
--------------------------------------------------------------------------------------------------------------------------
Security: 202608105
Meeting Type: Annual
Meeting Date: 15-Jun-2020
Ticker: CVGI
ISIN: US2026081057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2021 Annual Meeting of Stockholders:
Harold C. Bevis
1B. Election of Director to hold office until Mgmt Abstain Against
the 2021 Annual Meeting of Stockholders:
Roger L. Fix
1C. Election of Director to hold office until Mgmt For For
the 2021 Annual Meeting of Stockholders:
Robert C. Griffin
1D. Election of Director to hold office until Mgmt Abstain Against
the 2021 Annual Meeting of Stockholders:
Wayne M. Rancourt
1E. Election of Director to hold office until Mgmt For For
the 2021 Annual Meeting of Stockholders:
James R. Ray, Jr.
1F. Election of Director to hold office until Mgmt For For
the 2021 Annual Meeting of Stockholders:
Janice E. Stipp
2. Approval of the Commercial Vehicle Group, Mgmt Against Against
Inc. 2020 Equity Incentive Plan.
3. A non-binding advisory vote on the Mgmt For For
compensation of the Company's named
executive officers.
4. A proposal to ratify the appointment of Mgmt For For
KPMG LLP as the independent registered
public accounting firm of the Company, for
the fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
COMMUNITY HEALTHCARE TRUST INCORPORATED Agenda Number: 935144523
--------------------------------------------------------------------------------------------------------------------------
Security: 20369C106
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: CHCT
ISIN: US20369C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan Gardner Mgmt Withheld Against
Claire Gulmi Mgmt For For
Robert Hensley Mgmt Withheld Against
Lawrence Van Horn Mgmt Withheld Against
Timothy Wallace Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the following resolution: RESOLVED,
that the stockholders of Community
Healthcare Trust Incorporated approve, on a
non-binding advisory basis, the
compensation of the named executive
officers as disclosed pursuant to Item 402
of Regulation S-K in the Company's proxy
statement for the 2020 annual meeting of
stockholders.
3. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of a non-binding
advisory vote on executive compensation.
4. To ratify the appointment of BDO USA, LLP Mgmt For For
as the Company's independent registered
public accountants for 2020.
--------------------------------------------------------------------------------------------------------------------------
COMPUTER PROGRAMS AND SYSTEMS, INC. Agenda Number: 935140638
--------------------------------------------------------------------------------------------------------------------------
Security: 205306103
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: CPSI
ISIN: US2053061030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Regina M. Mgmt For For
Benjamin
1.2 Election of Class III Director: David A. Mgmt Against Against
Dye
1.3 Election of Class III Director: Christopher Mgmt For For
T. Hjelm
2. To approve on an advisory basis the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accountants for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
COMPX INTERNATIONAL INC. Agenda Number: 935199237
--------------------------------------------------------------------------------------------------------------------------
Security: 20563P101
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: CIX
ISIN: US20563P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas E. Barry Mgmt For For
David A. Bowers Mgmt Withheld Against
Loretta J. Feehan Mgmt Withheld Against
Robert D. Graham Mgmt Withheld Against
Terri L. Herrington Mgmt For For
Ann Manix Mgmt For For
Mary A. Tidlund Mgmt For For
2. Say-on-Pay, nonbinding advisory vote Mgmt Against Against
approving executive compensation
--------------------------------------------------------------------------------------------------------------------------
CONSOL ENERGY INC. Agenda Number: 935157203
--------------------------------------------------------------------------------------------------------------------------
Security: 20854L108
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: CEIX
ISIN: US20854L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William P. Powell Mgmt Withheld Against
John T. Mills Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as CONSOL Energy Inc.'s
Independent Registered Public Accounting
Firm for the Year Ending December 31, 2020.
3. Approval, on an Advisory Basis, of Mgmt For For
Compensation Paid to CONSOL Energy Inc.'s
Named Executive Officers in 2019.
4. Approval of CONSOL Energy Inc.'s 2020 Mgmt Against Against
Omnibus Performance Incentive Plan.
5. Approval of Amendments to CONSOL Energy Mgmt For For
Inc.'s Amended and Restated Certificate of
Incorporation to Eliminate Supermajority
Vote Requirements After CONSOL Energy
Inc.'s Board is Declassified.
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED-TOMOKA LAND CO. Agenda Number: 935147353
--------------------------------------------------------------------------------------------------------------------------
Security: 210226106
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: CTO
ISIN: US2102261060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: John P. Albright Mgmt For For
1.2 Election of Director: George R. Brokaw Mgmt For For
1.3 Election of Director: Laura M. Franklin Mgmt For For
1.4 Election of Director: R. Blakeslee Gable Mgmt Against Against
1.5 Election of Director: Christopher W. Haga Mgmt Against Against
1.6 Election of Director: Howard C. Serkin Mgmt Against Against
1.7 Election of Director: Casey R. Wold Mgmt Against Against
2. Ratify selection of Grant Thornton as the Mgmt For For
Company's Auditors
3. Advisory Vote to Approve Executive Mgmt For For
Compensation
4 Amendment to the Consolidated-Tomoka Land Mgmt Against Against
Co. Second Amended and Restated 2010 Equity
Incentive Plan to increase the number of
shares thereunder
5. Change the name of the Company from Mgmt For For
Consolidated- Tomoka Land Co. to CTO Realty
Growth, Inc.
--------------------------------------------------------------------------------------------------------------------------
CONSUMER PORTFOLIO SERVICES, INC. Agenda Number: 935084234
--------------------------------------------------------------------------------------------------------------------------
Security: 210502100
Meeting Type: Annual
Meeting Date: 22-Oct-2019
Ticker: CPSS
ISIN: US2105021008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles E. Bradley, Jr. Mgmt Withheld Against
Chris A. Adams Mgmt Withheld Against
Louis M. Grasso Mgmt For For
Brian J. Rayhill Mgmt Withheld Against
William B. Roberts Mgmt Withheld Against
Gregory S. Washer Mgmt Withheld Against
Daniel S. Wood Mgmt Withheld Against
2. To ratify the appointment of Crowe LLP as Mgmt For For
independent auditors of the Company for the
year ending December 31, 2019.
3. To approve an advisory resolution on Mgmt Against Against
executive compensation.
4. To vote on an advisory resolution as to the Mgmt 1 Year For
frequency of advisory resolutions on
executive compensation.
5. To transact such other business as may Mgmt Abstain Against
properly come before the meeting or any
adjournment(s) thereof.
--------------------------------------------------------------------------------------------------------------------------
COOPER-STANDARD HOLDINGS INC. Agenda Number: 935171467
--------------------------------------------------------------------------------------------------------------------------
Security: 21676P103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: CPS
ISIN: US21676P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John G. Boss Mgmt For For
1B. Election of Director: Jeffrey S. Edwards Mgmt For For
1C. Election of Director: Richard J. Freeland Mgmt For For
1D. Election of Director: Adriana E. Mgmt For For
Macouzet-Flores
1E. Election of Director: David J. Mastrocola Mgmt For For
1F. Election of Director: Justin E. Mirro Mgmt Against Against
1G. Election of Director: Robert J. Remenar Mgmt For For
1H. Election of Director: Sonya F. Sepahban Mgmt For For
1I. Election of Director: Thomas W. Sidlik Mgmt Against Against
1J. Election of Director: Stephen A. Van Oss Mgmt For For
2. Advisory Vote on Named Executive Officer Mgmt For For
Compensation.
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC. Agenda Number: 935172306
--------------------------------------------------------------------------------------------------------------------------
Security: 218681104
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: CORE
ISIN: US2186811046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stuart W. Booth Mgmt For For
1B. Election of Director: Gary F. Colter Mgmt Against Against
1C. Election of Director: Rocky Dewbre Mgmt For For
1D. Election of Director: Laura Flanagan Mgmt For For
1E. Election of Director: Robert G. Gross Mgmt For For
1F. Election of Director: Scott E. McPherson Mgmt For For
1G. Election of Director: Diane Randolph Mgmt For For
1H. Election of Director: Harvey L. Tepner Mgmt Against Against
1I. Election of Director: Randolph I. Thornton Mgmt Against Against
2. Approval on a non-binding basis of our Mgmt For For
Named Executive Officer compensation as
described in the Proxy Statement
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as Core-Mark's independent
registered public accounting firm to serve
for the fiscal year ending December 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
CORENERGY INFRASTRUCTURE TRUST, INC. Agenda Number: 935175744
--------------------------------------------------------------------------------------------------------------------------
Security: 21870U502
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: CORR
ISIN: US21870U5020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Todd E. Banks Mgmt Against Against
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the independent registered public
accountant for the Company's fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
COSTAMARE INC Agenda Number: 935074827
--------------------------------------------------------------------------------------------------------------------------
Security: Y1771G102
Meeting Type: Annual
Meeting Date: 03-Oct-2019
Ticker: CMRE
ISIN: MHY1771G1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Mgmt Against Against
Konstantinos Konstantakopoulos
1b. Election of Class III Director: Charlotte Mgmt For For
Stratos
2. Ratification of appointment of Ernst & Mgmt For For
Young (Hellas) Certified Auditors
Accountants S.A., as the Company's
independent auditors for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
COWEN INC. Agenda Number: 935229713
--------------------------------------------------------------------------------------------------------------------------
Security: 223622606
Meeting Type: Annual
Meeting Date: 22-Jun-2020
Ticker: COWN
ISIN: US2236226062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brett H. Barth Mgmt Withheld Against
Katherine E. Dietze Mgmt For For
Gregg A. Gonsalves Mgmt For For
Steven Kotler Mgmt Withheld Against
Lawrence E. Leibowitz Mgmt For For
Jack H. Nusbaum Mgmt For For
Margaret L. Poster Mgmt For For
Douglas A. Rediker Mgmt Withheld Against
Jeffrey M. Solomon Mgmt For For
2. An advisory vote to approve the Mgmt Against Against
compensation of the named executive
officers.
3. Ratify the appointment of KPMG LLP as the Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. Approve the 2020 Equity Incentive Plan. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
CROSS COUNTRY HEALTHCARE, INC. Agenda Number: 935163345
--------------------------------------------------------------------------------------------------------------------------
Security: 227483104
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: CCRN
ISIN: US2274831047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin C. Clark Mgmt For For
1B. Election of Director: W. Larry Cash Mgmt For For
1C. Election of Director: Thomas C. Dircks Mgmt For For
1D. Election of Director: Gale Fitzgerald Mgmt For For
1E. Election of Director: Darrell S. Freeman, Mgmt For For
Sr.
1F. Election of Director: Janice E. Nevin, Mgmt For For
M.D., MPH
1G. Election of Director: Mark Perlberg Mgmt For For
1H. Election of Director: Joseph A. Trunfio, Mgmt For For
Ph.D.
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2020.
3. PROPOSAL TO APPROVE THE CROSS COUNTRY Mgmt Against Against
HEALTHCARE, INC. 2020 OMNIBUS INCENTIVE
PLAN.
4. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CRYOLIFE, INC. Agenda Number: 935174588
--------------------------------------------------------------------------------------------------------------------------
Security: 228903100
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: CRY
ISIN: US2289031005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas F. Ackerman Mgmt For For
Daniel J. Bevevino Mgmt For For
Marna P. Borgstrom Mgmt For For
James W. Bullock Mgmt Withheld Against
Jeffrey H. Burbank Mgmt Withheld Against
J. Patrick Mackin Mgmt For For
Ronald D. McCall, Esq. Mgmt Withheld Against
Harvey Morgan Mgmt For For
Jon W. Salveson Mgmt Withheld Against
2. To approve, by non-binding vote, the Mgmt For For
compensation paid to CryoLife's named
executive officers, as disclosed pursuant
to Item 402 of Regulation S-K, including
the Compensation Discussion and Analysis,
compensation tables, and narrative
discussion.
3. To approve and fund a new equity and cash Mgmt Against Against
incentive plan.
4. To ratify the approval of Ernst & Young LLP Mgmt For For
as the independent registered public
accounting firm for the company for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CSS INDUSTRIES, INC. Agenda Number: 935065082
--------------------------------------------------------------------------------------------------------------------------
Security: 125906107
Meeting Type: Annual
Meeting Date: 30-Aug-2019
Ticker: CSS
ISIN: US1259061075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Philip R. Broenniman Mgmt For For
1.2 Election of Director: Stephen P. Crane Mgmt For For
1.3 Election of Director: Elam M. Hitchner, III Mgmt For For
1.4 Election of Director: Melissa Ludwig Mgmt For For
1.5 Election of Director: Rebecca C. Matthias Mgmt For For
1.6 Election of Director: Harry J. Mullany, III Mgmt For For
1.7 Election of Director: Christopher J. Munyan Mgmt For For
1.8 Election of Director: William Rulon-Miller Mgmt For For
1.9 Election of Director: David Silver Mgmt For For
2. Ratification of the selection of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending March 31, 2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the Company's named
executive officers for the fiscal year
ended March 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CTS CORPORATION Agenda Number: 935152049
--------------------------------------------------------------------------------------------------------------------------
Security: 126501105
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: CTS
ISIN: US1265011056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P. K. Collawn Mgmt For For
G. Hunter Mgmt For For
W. S. Johnson Mgmt For For
Y.J. Li Mgmt For For
K. O'Sullivan Mgmt For For
R. A. Profusek Mgmt For For
A. G. Zulueta Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of CTS' named executive
officers.
3. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as CTS's independent auditor
for 2020.
4. Approval of Amendments to the CTS Articles Mgmt For For
of Incorporation Principally to Allow
Shareholders to Amend CTS' By-Laws.
--------------------------------------------------------------------------------------------------------------------------
CULP, INC. Agenda Number: 935074005
--------------------------------------------------------------------------------------------------------------------------
Security: 230215105
Meeting Type: Annual
Meeting Date: 26-Sep-2019
Ticker: CULP
ISIN: US2302151053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Perry E. Davis Mgmt For For
Sharon A. Decker Mgmt For For
Fred A. Jackson Mgmt Withheld Against
Kenneth R. Larson Mgmt Withheld Against
Kenneth W. McAllister Mgmt Withheld Against
Franklin N. Saxon Mgmt For For
2. PROPOSAL to ratify the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditors for fiscal 2020.
3. Say on Pay - An advisory vote on executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
CUMULUS MEDIA INC. Agenda Number: 935167812
--------------------------------------------------------------------------------------------------------------------------
Security: 231082801
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: CMLS
ISIN: US2310828015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary G. Berner Mgmt For For
David M. Baum Mgmt For For
Matthew C. Blank Mgmt For For
Thomas H. Castro Mgmt For For
Joan Hogan Gillman Mgmt For For
Andrew W. Hobson Mgmt For For
Brian G. Kushner Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation paid to the Company's
named executive officers.
3. Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020.
4. Proposal to approve the Company's 2020 Mgmt Against Against
Equity and Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
CYBEROPTICS CORPORATION Agenda Number: 935175299
--------------------------------------------------------------------------------------------------------------------------
Security: 232517102
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: CYBE
ISIN: US2325171021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Craig D. Gates Mgmt Withheld Against
Dr. Subodh Kulkarni Mgmt For For
Michael M. Selzer, Jr. Mgmt Withheld Against
Dr. Vivek Mohindra Mgmt Withheld Against
Cheryl Beranek Mgmt For For
2. To approve compensation to our executive Mgmt For For
officers (nonbinding).
3. To ratify the appointment of BDO USA, LLP Mgmt For For
as our independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
DEL TACO RESTAURANTS, INC. Agenda Number: 935215257
--------------------------------------------------------------------------------------------------------------------------
Security: 245496104
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: TACO
ISIN: US2454961044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lawrence F. Levy Mgmt Withheld Against
Eileen Aptman Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 29, 2020.
3. Advisory approval of the compensation paid Mgmt For For
to the Company's named executive officers,
as disclosed in the Company's proxy
statement with respect to the 2020 Annual
Meeting of Shareholders pursuant to the
Securities and Exchange Commission's
compensation disclosure rules.
--------------------------------------------------------------------------------------------------------------------------
DELTA APPAREL, INC. Agenda Number: 935117401
--------------------------------------------------------------------------------------------------------------------------
Security: 247368103
Meeting Type: Annual
Meeting Date: 06-Feb-2020
Ticker: DLA
ISIN: US2473681037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anita D. Britt Mgmt For For
J. Bradley Campbell Mgmt For For
Dr. G. Jay Gogue Mgmt For For
Glenda E. Hood Mgmt For For
Robert W. Humphreys Mgmt For For
Robert E. Staton, Sr. Mgmt For For
A. Alexander Taylor, II Mgmt For For
David G. Whalen Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers (as defined in the proxy
statement).
3. To approve the Delta Apparel, Inc. 2020 Mgmt Against Against
Stock Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
October 3, 2020.
--------------------------------------------------------------------------------------------------------------------------
DHI GROUP, INC. Agenda Number: 935149395
--------------------------------------------------------------------------------------------------------------------------
Security: 23331S100
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: DHX
ISIN: US23331S1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Carol Carpenter Mgmt For For
1.2 Election of Director: Jennifer Deason Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2020.
3. Advisory vote with respect to the Mgmt For For
compensation of our named executive
officers.
4. Approval of a Second Amendment to the 2012 Mgmt Against Against
Equity Plan.
5. Approval of the DHI Group, Inc. Employee Mgmt For For
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
DIAMOND HILL INVESTMENT GROUP, INC. Agenda Number: 935145741
--------------------------------------------------------------------------------------------------------------------------
Security: 25264R207
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: DHIL
ISIN: US25264R2076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a one year term: Mgmt For For
Heather E. Brilliant
1.2 Election of Director for a one year term: Mgmt For For
Randolph J. Fortener
1.3 Election of Director for a one year term: Mgmt For For
James F. Laird
1.4 Election of Director for a one year term: Mgmt For For
Paula R. Meyer
1.5 Election of Director for a one year term: Mgmt For For
Bradley C. Shoup
1.6 Election of Director for a one year term: Mgmt Against Against
Nicole R. St. Pierre
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
DIGI INTERNATIONAL INC. Agenda Number: 935116106
--------------------------------------------------------------------------------------------------------------------------
Security: 253798102
Meeting Type: Annual
Meeting Date: 29-Jan-2020
Ticker: DGII
ISIN: US2537981027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Satbir Khanuja, Ph.D. Mgmt Against Against
1B. Election of Director: Ronald E. Konezny Mgmt For For
2. Company proposal to approve, on a Mgmt For For
non-binding advisory basis, the
compensation paid to named executive
officers.
3. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as independent registered
public accounting firm of the company for
the 2020 fiscal year.
4. Company proposal to approve the Digi Mgmt Against Against
International Inc. 2020 Omnibus Incentive
Plan.
5. Company proposal to approve the Amended and Mgmt For For
Restated Digi International Inc. Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
DONEGAL GROUP INC. Agenda Number: 935145359
--------------------------------------------------------------------------------------------------------------------------
Security: 257701201
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: DGICA
ISIN: US2577012014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin G. Burke Mgmt Withheld Against
Jack L. Hess Mgmt For For
David C. King Mgmt For For
Annette B. Szady Mgmt For For
2. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
DONEGAL GROUP INC. Agenda Number: 935145359
--------------------------------------------------------------------------------------------------------------------------
Security: 257701300
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: DGICB
ISIN: US2577013004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin G. Burke Mgmt Withheld Against
Jack L. Hess Mgmt For For
David C. King Mgmt For For
Annette B. Szady Mgmt For For
2. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
DONNELLEY FINANCIAL SOLUTIONS, INC. Agenda Number: 935185670
--------------------------------------------------------------------------------------------------------------------------
Security: 25787G100
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: DFIN
ISIN: US25787G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Luis Aguilar Mgmt For For
1.2 Election of Director: Richard Crandall Mgmt For For
1.3 Election of Director: Charles Drucker Mgmt For For
1.4 Election of Director: Juliet Ellis Mgmt For For
1.5 Election of Director: Gary Greenfield Mgmt For For
1.6 Election of Director: Jeffrey Jacobowitz Mgmt For For
1.7 Election of Director: Daniel Leib Mgmt For For
1.8 Election of Director: Lois Martin Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation
3. Ratification of Independent Registered Mgmt For For
Public Accounting Firm
4. Stockholder Proposal Shr Against For
--------------------------------------------------------------------------------------------------------------------------
DORIAN LPG LTD. Agenda Number: 935095643
--------------------------------------------------------------------------------------------------------------------------
Security: Y2106R110
Meeting Type: Annual
Meeting Date: 21-Nov-2019
Ticker: LPG
ISIN: MHY2106R1100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John C. Hadjipateras Mgmt For For
Malcolm McAvity Mgmt Withheld Against
2. The ratification of the appointment of Mgmt For For
Deloitte Certified Public Accountants S.A.
as the Company's independent registered
public accounting firm for the year ending
March 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
DOUGLAS DYNAMICS, INC Agenda Number: 935166911
--------------------------------------------------------------------------------------------------------------------------
Security: 25960R105
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: PLOW
ISIN: US25960R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James L. Janik Mgmt For For
James D. Staley Mgmt Withheld Against
2. Advisory vote (non-binding) to approve the Mgmt For For
compensation of the Company's named
executive officers.
3. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP to serve as the
Company's independent registered public
accounting firm for the year ending
December 31, 2020.
4. Approval of the Company's Amended and Mgmt Against Against
Restated 2010 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
DROPCAR INC Agenda Number: 935102688
--------------------------------------------------------------------------------------------------------------------------
Security: 26210U203
Meeting Type: Annual
Meeting Date: 12-Dec-2019
Ticker: DCAR
ISIN: US26210U2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Spencer Richardson Mgmt Withheld Against
David Newman Mgmt Withheld Against
Sebastian Giordano Mgmt Withheld Against
Zvi Joseph Mgmt Withheld Against
Solomon Mayer Mgmt Withheld Against
Joshua Silverman Mgmt For For
Greg Schiffman Mgmt For For
2. To ratify the appointment of Friedman LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
3. To approve by an advisory vote the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
proxy statement.
4. To approve an adjournment of the Company's Mgmt For For
annual meeting of stockholders, if
necessary, to solicit additional proxies if
there are not sufficient votes in favor of
any of the foregoing proposals.
--------------------------------------------------------------------------------------------------------------------------
DROPCAR INC Agenda Number: 935215461
--------------------------------------------------------------------------------------------------------------------------
Security: 26210U203
Meeting Type: Special
Meeting Date: 27-May-2020
Ticker: DCAR
ISIN: US26210U2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The DropCar Merger Proposal - to approve Mgmt For For
the merger of ABC Merger Sub, Inc., and a
wholly owned subsidiary of DropCar ("Merger
Sub"), with and into AYRO, Inc., ("AYRO"),
dated as December 19, 2019, as amended, by
and among DropCar, the Merger Sub and AYRO
("Merger Agreement"), including the
issuance of shares of DropCar's common
stock to AYRO equity holders and warrants
to purchase DropCar common stock to holders
of certain outstanding warrants to purchase
AYRO common stock as merger consideration
in the merger.
2. The Reverse Stock Split Proposal - to Mgmt For For
approve an amendment to DropCar's amended
and restated certificate of incorporation
to effect a reverse stock split with a
ratio between 1-for-10 and 1-for-30 with
respect to the issued and outstanding
common stock of the combined company
immediately following the merger.
3 The Asset Sale Proposal - to approve the Mgmt For For
sale of substantially all of the asset of
DropCar (the "Asset Sale Transaction")
pursuant to the terms and conditions of the
Asset Purchase Agreement, dated as of
December 19, 2019, as it may be amended
(the "Asset Purchase Agreement"), by and
among DropCar, DropCar Operating Company,
Inc., DC Partner Acquisition, LLC ("DC
Partners"), Spencer Richardson and David
Newman.
4 The DropCar Preferred Conversion Proposal - Mgmt For For
to approve an amendment to DropCar's
certificate of incorporation to provide for
the reduction of the conversion price of
the Series H-4 Convertible Preferred Stock
to $0.50 per share and the automatic
conversion of such shares into DropCar
common stock and authorize, for purposes of
complying with Nasdaq Listing Rule 5635(d),
the issuance of shares of Dropcar common
stock in connection therewith.
5 The A&R Charter Proposal - to approve the Mgmt Against Against
amendment and restatement of DropCar's
certificate of incorporation in its
entirety.
6 The Incentive Plan Proposal - to approve Mgmt Against Against
the 2020 Long-Term Equity Incentive Plan.
7 The DropCar Golden Parachute Compensation Mgmt Against Against
Proposal - to approve, on a non-binding
advisory basis, the compensation that mat
be paid or become payable to DropCar's
named executive officers in connection with
the merger.
8 The Adjournment Proposal - to consider and Mgmt For For
vote upon a proposal to adjourn the special
meeting to a later date or dates, if
necessary, to permit the solicitation of
additional proxies if, based upon tabulated
vote at the time of the special meeting,
there are not sufficient votes to approve
one or more proposals presented to the
stockholders for vote.
--------------------------------------------------------------------------------------------------------------------------
DUCOMMUN INCORPORATED Agenda Number: 935151453
--------------------------------------------------------------------------------------------------------------------------
Security: 264147109
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: DCO
ISIN: US2641471097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard A. Baldridge Mgmt For For
Stephen G. Oswald Mgmt Withheld Against
2. Advisory resolution on executive Mgmt For For
compensation.
3. Approval of the Company's 2020 Stock Mgmt Against Against
Incentive Plan.
4. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
DYNEX CAPITAL, INC. Agenda Number: 935204672
--------------------------------------------------------------------------------------------------------------------------
Security: 26817Q886
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: DX
ISIN: US26817Q8868
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Byron L. Boston Mgmt For For
1.2 Election of Director: Michael R. Hughes Mgmt Against Against
1.3 Election of Director: Barry A. Igdaloff Mgmt Against Against
1.4 Election of Director: Robert A. Salcetti Mgmt For For
1.5 Election of Director: David H. Stevens Mgmt For For
2. Proposal to provide advisory approval of Mgmt For For
the compensation of the Company's named
executive officers as disclosed in the
proxy statement.
3. Proposal to approve the Dynex Capital, Inc. Mgmt Against Against
2020 Stock and Incentive Plan.
4. Proposal to ratify the selection of BDO Mgmt For For
USA, LLP, independent certified public
accountants, as auditors for the Company
for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
EAGLE BULK SHIPPING INC. Agenda Number: 935221212
--------------------------------------------------------------------------------------------------------------------------
Security: Y2187A143
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: EGLE
ISIN: MHY2187A1432
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul M. Leand, Jr. Mgmt Withheld Against
Randee E. Day Mgmt For For
Justin A. Knowles Mgmt For For
Bart Veldhuizen Mgmt Withheld Against
Gary Vogel Mgmt For For
Gary Weston Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
Company's fiscal year 2020.
3. To approve, on an advisory, non-binding Mgmt Against Against
basis, the compensation of named executive
officers.
4. To approve an amendment to Article FOURTH Mgmt Against Against
of the Company's Third Amended and Restated
Articles of Incorporation to effect a
reverse stock split of the Company's issued
and outstanding shares of common stock by a
ratio of between 1-for-5 and 1-for-20.
--------------------------------------------------------------------------------------------------------------------------
ECOLOGY AND ENVIRONMENT, INC. Agenda Number: 935056514
--------------------------------------------------------------------------------------------------------------------------
Security: 278878103
Meeting Type: Annual
Meeting Date: 24-Jul-2019
Ticker: EEI
ISIN: US2788781035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class A Director: Justin C. Mgmt Against Against
Jacobs
1.2 Election of Class A Director: Michael Mgmt For For
El-Hillow
2. The approval of the compensation of the Mgmt For For
named executive officers.
3. The ratification of Ernst & Young LLP as Mgmt For For
Auditors.
--------------------------------------------------------------------------------------------------------------------------
ECOLOGY AND ENVIRONMENT, INC. Agenda Number: 935091823
--------------------------------------------------------------------------------------------------------------------------
Security: 278878103
Meeting Type: Special
Meeting Date: 20-Nov-2019
Ticker: EEI
ISIN: US2788781035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adopt the Agreement and Plan of Merger, Mgmt For For
dated as of August 28, 2019, among Ecology
and Environment Inc. ("E&E"), WSP Global
Inc. and Everest Acquisition Corp. (as may
be amended from time to time, the "Merger
Agreement").
2. Approve, on an advisory (non-binding) Mgmt Against Against
basis, the compensation that may be paid or
become payable to E&E's named executive
officers that is based on or otherwise
relates to the merger contemplated by the
Merger Agreement.
3. Approve the adjournment of the Special Mgmt For For
Meeting, if necessary or appropriate, to
solicit additional proxies if there are not
sufficient votes to adopt the Merger
Agreement.
--------------------------------------------------------------------------------------------------------------------------
ELAH HOLDINGS, INC. Agenda Number: 935066452
--------------------------------------------------------------------------------------------------------------------------
Security: 28413L105
Meeting Type: Annual
Meeting Date: 21-Aug-2019
Ticker: ELLH
ISIN: US28413L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randolph E. Brown Mgmt Withheld Against
2. To approve an amendment to the Company's Mgmt Against Against
Third Amended and Restated Certificate of
Incorporation to allow stockholders to take
action by written consent in lieu of a
stockholder meeting
3. To ratify the selection of Squar Milner LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for the fiscal year
ended December 31, 2019
--------------------------------------------------------------------------------------------------------------------------
ELLINGTON RESIDENTIAL MORTGAGE REIT Agenda Number: 935155095
--------------------------------------------------------------------------------------------------------------------------
Security: 288578107
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: EARN
ISIN: US2885781078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas F. Robards Mgmt Withheld Against
Michael W. Vranos Mgmt For For
Laurence Penn Mgmt For For
Ronald I. Simon, Ph.D. Mgmt Withheld Against
Robert B. Allardice III Mgmt Withheld Against
David J. Miller Mgmt Withheld Against
Menes O. Chee Mgmt For For
2. The approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers.
3. The ratification of PricewaterhouseCoopers Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
EMC INSURANCE GROUP INC. Agenda Number: 935071047
--------------------------------------------------------------------------------------------------------------------------
Security: 268664109
Meeting Type: Special
Meeting Date: 18-Sep-2019
Ticker: EMCI
ISIN: US2686641091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of May 8,2019 (as amended,
supplemented or otherwise modified from
time to time), by and among Employers
Mutual Casualty Company, an Iowa mutual
insurance company ("EMCC"), Oak Merger Sub,
Inc., an Iowa corporation and wholly owned
subsidiary of EMCC, and the Company (the
"merger agreement proposal")
2. To approve the adjournment of the special Mgmt For For
meeting from time to time, if necessary, to
solicit additional proxies if there are
insufficient votes at the time of the
special meeting to approve the merger
agreement proposal (the "adjournment
proposal")
--------------------------------------------------------------------------------------------------------------------------
ENCORE WIRE CORPORATION Agenda Number: 935159485
--------------------------------------------------------------------------------------------------------------------------
Security: 292562105
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: WIRE
ISIN: US2925621052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory J. Fisher Mgmt Withheld Against
Daniel L. Jones Mgmt For For
Gina A. Norris Mgmt For For
William R. Thomas Mgmt Withheld Against
Scott D. Weaver Mgmt Withheld Against
John H. Wilson Mgmt Withheld Against
2. BOARD PROPOSAL TO APPROVE, IN A NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
OF THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2020.
4. BOARD PROPOSAL TO APPROVE THE ENCORE WIRE Mgmt Against Against
CORPORATION 2020 LONG TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ENNIS, INC. Agenda Number: 935048935
--------------------------------------------------------------------------------------------------------------------------
Security: 293389102
Meeting Type: Annual
Meeting Date: 18-Jul-2019
Ticker: EBF
ISIN: US2933891028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director for Term ending in Mgmt Against Against
2022: John R. Blind
1B Election of Director for Term ending in Mgmt For For
2022: Barbara T. Clemens
1C Election of Director for Term ending in Mgmt For For
2022: Michael J. Schaefer
2. Ratification of Grant Thornton LLP as our Mgmt For For
independent registered public accounting
firm for fiscal year 2020.
3. To approve, by non-binding advisory vote, Mgmt Against Against
executive compensation.
4. In their discretion, the Proxies are Mgmt Against Against
authorized to vote upon such other business
as may properly come before the meeting.
--------------------------------------------------------------------------------------------------------------------------
ENOVA INTERNATIONAL, INC. Agenda Number: 935158762
--------------------------------------------------------------------------------------------------------------------------
Security: 29357K103
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: ENVA
ISIN: US29357K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director (term expires 2021): Mgmt For For
Ellen Carnahan
1B. Election of Director (term expires 2021): Mgmt For For
Daniel R. Feehan
1C. Election of Director (term expires 2021): Mgmt For For
David Fisher
1D. Election of Director (term expires 2021): Mgmt Against Against
William M. Goodyear
1E. Election of Director (term expires 2021): Mgmt Against Against
James A. Gray
1F. Election of Director (term expires 2021): Mgmt Against Against
Gregg A. Kaplan
1G. Election of Director (term expires 2021): Mgmt Against Against
Mark P. McGowan
1H. Election of Director (term expires 2021): Mgmt Against Against
Mark A. Tebbe
2. A non-binding advisory vote to approve the Mgmt For For
compensation paid to the Company's named
executive officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the Company's fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ENPRO INDUSTRIES, INC. Agenda Number: 935158572
--------------------------------------------------------------------------------------------------------------------------
Security: 29355X107
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: NPO
ISIN: US29355X1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marvin A. Riley Mgmt For For
Thomas M. Botts Mgmt Withheld Against
Felix M. Brueck Mgmt Withheld Against
B. Bernard Burns, Jr. Mgmt Withheld Against
Diane C. Creel Mgmt For For
Adele M. Gulfo Mgmt For For
David L. Hauser Mgmt Withheld Against
John Humphrey Mgmt Withheld Against
Kees van der Graaf Mgmt Withheld Against
2. On an advisory basis, to approve the Mgmt For For
compensation to our named executive
officers as disclosed in the proxy
statement.
3. To approve the EnPro Industries, Inc. 2020 Mgmt Against Against
Equity Compensation Plan.
4. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ENTERCOM COMMUNICATIONS CORP. Agenda Number: 935150552
--------------------------------------------------------------------------------------------------------------------------
Security: 293639100
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: ETM
ISIN: US2936391000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David J. Field Mgmt Withheld Against
Joseph M. Field Mgmt Withheld Against
David J. Berkman Mgmt Withheld Against
2. Approval of the following advisory Mgmt For For
resolution regarding the Company's
Executive Compensation: "RESOLVED, that the
compensation paid to the Company's Named
Executive Officers, as disclosed pursuant
to Item 402 of Regulation S-K, including
the Compensation Discussion and Analysis,
compensation tables and narrative
discussion, is hereby APPROVED."
3. To ratify the Selection of the Company's Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ENTERPRISE BANCORP, INC. Agenda Number: 935174590
--------------------------------------------------------------------------------------------------------------------------
Security: 293668109
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: EBTC
ISIN: US2936681095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John R. Clementi Mgmt Withheld Against
Carole A. Cowan Mgmt Withheld Against
Normand E. Deschene Mgmt Withheld Against
John A. Koutsos Mgmt Withheld Against
Joseph C. Lerner Mgmt Withheld Against
Richard W. Main Mgmt Withheld Against
2. Non-binding advisory vote to approve the Mgmt Against Against
compensation of the Company's named
executive officers (the "Say on Pay
Proposal").
3. Ratification of the Audit Committee's Mgmt For For
appointment of RSM US LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ENTRAVISION COMMUNICATIONS CORPORATION Agenda Number: 935210904
--------------------------------------------------------------------------------------------------------------------------
Security: 29382R107
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: EVC
ISIN: US29382R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter F. Ulloa Mgmt For For
Paul A. Zevnik Mgmt Withheld Against
Gilbert R. Vasquez Mgmt Withheld Against
Patricia Diaz Dennis Mgmt Withheld Against
Juan S. von Wuthenau Mgmt Withheld Against
Martha Elena Diaz Mgmt Withheld Against
Fehmi Zeko Mgmt For For
2. Approval of the advisory (non-binding) Mgmt For For
resolution relating to executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
EPLUS INC. Agenda Number: 935068759
--------------------------------------------------------------------------------------------------------------------------
Security: 294268107
Meeting Type: Annual
Meeting Date: 18-Sep-2019
Ticker: PLUS
ISIN: US2942681071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRUCE M. BOWEN Mgmt For For
JOHN E. CALLIES Mgmt For For
C. THOMAS FAULDERS, III Mgmt For For
ERIC D. HOVDE Mgmt Withheld Against
IRA A. HUNT, III Mgmt Withheld Against
MARK P. MARRON Mgmt For For
MAUREEN F. MORRISON Mgmt For For
BEN XIANG Mgmt For For
2. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION, AS DISCLOSED IN THE PROXY.
3. PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2020.
--------------------------------------------------------------------------------------------------------------------------
EQUITY BANCSHARES, INC. Agenda Number: 935138695
--------------------------------------------------------------------------------------------------------------------------
Security: 29460X109
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: EQBK
ISIN: US29460X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Junetta M. Mgmt For For
Everett
1.2 Election of Class III Director: Gary C. Mgmt Against Against
Allerheiligen
1.3 Election of Class III Director: Benjamen M. Mgmt For For
Hutton
1.4 Election of Class III Director: Gregory L. Mgmt Against Against
Gaeddert
2. Ratification of Crowe LLP as the Company's Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ERA GROUP INC. Agenda Number: 935216576
--------------------------------------------------------------------------------------------------------------------------
Security: 26885G109
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: ERA
ISIN: US26885G1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of Era Mgmt For For
Group Inc. ("Era") Common Stock as
contemplated by the Agreement and Plan of
Merger among Era, Ruby Redux Merger Sub,
Inc. (Merger Sub), and Bristow Group Inc.
("Bristow"), pursuant to which Merger Sub
will merge with and into Bristow, with
Bristow continuing as the surviving
corporation and a direct wholly owned
subsidiary of Era (the "Merger").
2A. Election of Director: Christopher S. Mgmt For For
Bradshaw
2B. Election of Director: Charles Fabrikant Mgmt For For
2C. Election of Director: Anna Fairbanks Mgmt For For
2D. Election of Director: Christopher P. Mgmt For For
Papouras
2E. Election of Director: Yueping Sun Mgmt For For
2F. Election of Director: Steven Webster Mgmt For For
3. To approve the proposed amendment to the Mgmt For For
Certificate of Incorporation of Era
effecting an increase in the number of
authorized shares of Era Common Stock.
4. To approve the proposed amendment to the Mgmt For For
Certificate of Incorporation of Era, that
would effect, when and if determined by the
Era Board prior to the Effective Time a
reverse stock split of Era Common Stock
prior to the Effective Time at a ratio of
one share for every three shares
outstanding.
5. To ratify the selection of Grant Thornton Mgmt For For
LLP, as the independent registered public
accounting firm for the period of time
before the consummation of the Merger.
6. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
7. To adjourn or postpone the Era annual Mgmt For For
meeting if there are insufficient votes to
approve proposal 1, 3 or 4 at the time of
the Era annual meeting to allow Era to
solicit additional proxies in favor of any
of such proposals.
--------------------------------------------------------------------------------------------------------------------------
EROS INTERNATIONAL PLC Agenda Number: 935100040
--------------------------------------------------------------------------------------------------------------------------
Security: G3788M114
Meeting Type: Annual
Meeting Date: 20-Dec-2019
Ticker: EROS
ISIN: IM00B86NL059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to receive and adopt the Company's Mgmt For For
annual report and accounts on Form 20-F for
the year ended March 31, 2019.
2. Proposal to reappoint Mr Dilip Thakkar as a Mgmt Against Against
director.
3. Proposal to reappoint Mrs Rishika Lulla Mgmt Against Against
Singh as a director.
4. Proposal to reappoint Grant Thornton India Mgmt For For
LLP as auditors.
5. Proposal to adopt amended Articles of Mgmt For For
Association.
--------------------------------------------------------------------------------------------------------------------------
EROS INTERNATIONAL PLC Agenda Number: 935238091
--------------------------------------------------------------------------------------------------------------------------
Security: G3788M114
Meeting Type: Special
Meeting Date: 29-Jun-2020
Ticker: EROS
ISIN: IM00B86NL059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. That, conditional upon the completion of Mgmt Against Against
the Merger described in the accompanying
Circular, the Articles of Association of
the Company be amended as set out in the
marked-up version of the Articles provided
to shareholders as part of the proxy
materials for the EGM.
--------------------------------------------------------------------------------------------------------------------------
ESPEY MFG. & ELECTRONICS CORP. Agenda Number: 935098384
--------------------------------------------------------------------------------------------------------------------------
Security: 296650104
Meeting Type: Annual
Meeting Date: 06-Dec-2019
Ticker: ESP
ISIN: US2966501049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick T. Enright, Jr. Mgmt Withheld Against
Roger N. Sexauer II Mgmt Withheld Against
2. TO APPROVE on an advisory (non-binding) Mgmt For For
basis the compensation of the Company's
Named Executive Officers.
3. TO APPROVE on an advisory (non-binding) Mgmt 1 Year Against
basis on the frequency of the shareholder
vote on the compensation of the Named
Executive Officers.
4. TO RATIFY the appointment of Freed Maxick Mgmt For For
CPAs, P.C. as the independent public
accountants of the Company for fiscal year
ending June 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
ESQUIRE FINANCIAL HOLDINGS INC Agenda Number: 935214863
--------------------------------------------------------------------------------------------------------------------------
Security: 29667J101
Meeting Type: Annual
Meeting Date: 24-Jun-2020
Ticker: ESQ
ISIN: US29667J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Russ M. Herman# Mgmt For For
Robert J. Mitzman# Mgmt Withheld Against
Kevin C. Waterhouse# Mgmt Withheld Against
Marc Grossman* Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2020
--------------------------------------------------------------------------------------------------------------------------
ESSA BANCORP, INC. Agenda Number: 935126640
--------------------------------------------------------------------------------------------------------------------------
Security: 29667D104
Meeting Type: Annual
Meeting Date: 27-Feb-2020
Ticker: ESSA
ISIN: US29667D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel J. Henning Mgmt For For
Elizabeth B. Weekes Mgmt For For
2. The ratification of the appointment of S.R. Mgmt For For
Snodgrass, P.C. as the Company's
independent registered public accountants
for the fiscal year ending September 30,
2020.
3. The consideration of an advisory, Mgmt For For
non-binding resolution with respect to the
executive compensation described in the
Proxy Statement; and to transact such other
business as may properly come before the
Annual Meeting, and any adjournment or
postponement thereof.
--------------------------------------------------------------------------------------------------------------------------
ETHAN ALLEN INTERIORS INC. Agenda Number: 935085680
--------------------------------------------------------------------------------------------------------------------------
Security: 297602104
Meeting Type: Annual
Meeting Date: 13-Nov-2019
Ticker: ETH
ISIN: US2976021046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Farooq Kathwari Mgmt For For
1B. Election of Director: James B. Carlson Mgmt For For
1C. Election of Director: John J. Dooner, Jr. Mgmt For For
1D. Election of Director: Domenick J. Esposito Mgmt For For
1E. Election of Director: Mary Garrett Mgmt For For
1F. Election of Director: James W. Schmotter Mgmt For For
1G. Election of Director: Tara I. Stacom Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
Named Executive Officer compensation, as
described in the proxy statement.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
EVERI HOLDINGS INC. Agenda Number: 935225296
--------------------------------------------------------------------------------------------------------------------------
Security: 30034T103
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: EVRI
ISIN: US30034T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Linster W. Fox Mgmt For For
Maureen T. Mullarkey Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
our named executive officers.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
EXANTAS CAPITAL CORP. Agenda Number: 935199679
--------------------------------------------------------------------------------------------------------------------------
Security: 30068N105
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: XAN
ISIN: US30068N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Cohen Mgmt For For
1B. Election of Director: Andrew L. Farkas Mgmt Against Against
1C. Election of Director: William B. Hart Mgmt Against Against
1D. Election of Director: Gary Ickowicz Mgmt Against Against
1E. Election of Director: Steven J. Kessler Mgmt Against Against
1F. Election of Director: Murray S. Levin Mgmt Against Against
1G. Election of Director: P. Sherrill Neff Mgmt Against Against
1H. Election of Director: Henry R. Silverman Mgmt For For
2. APPROVE THE NON-BINDING RESOLUTION ON Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS, INC. Agenda Number: 935196419
--------------------------------------------------------------------------------------------------------------------------
Security: 30219E103
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: EXPR
ISIN: US30219E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Michael Mgmt For For
Archbold
1B. Election of Class I Director: Timothy Mgmt For For
Baxter
1C. Election of Class I Director: Peter Mgmt For For
Swinburn
2. Advisory vote to approve executive Mgmt For For
compensation (say-on-pay).
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2020.
4. Approval of Amendment to the Amended and Mgmt Against Against
Restated Express, Inc. 2018 Incentive
Compensation Plan to Increase the Number of
Shares Available for Grant.
--------------------------------------------------------------------------------------------------------------------------
FABRINET Agenda Number: 935093980
--------------------------------------------------------------------------------------------------------------------------
Security: G3323L100
Meeting Type: Annual
Meeting Date: 12-Dec-2019
Ticker: FN
ISIN: KYG3323L1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Homa Bahrami Mgmt For For
Gregory P. Dougherty Mgmt For For
Rollance E. Olson Mgmt Withheld Against
2. Approval of the Fabrinet 2020 Equity Mgmt Against Against
Incentive Plan.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers ABAS Ltd. as
Fabrinet's independent registered public
accounting firm for the fiscal year ending
June 26, 2020.
4. Approval, on an advisory basis, of the Mgmt For For
compensation paid to Fabrinet's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
FALCON MINERALS CORPORATION Agenda Number: 935208935
--------------------------------------------------------------------------------------------------------------------------
Security: 30607B109
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: FLMN
ISIN: US30607B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Claire R. Harvey Mgmt For For
1.2 Election of Director: Daniel C. Herz Mgmt For For
2. To approve the selection of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm for the Company for
the fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
FARMERS NATIONAL BANC CORP. Agenda Number: 935148468
--------------------------------------------------------------------------------------------------------------------------
Security: 309627107
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: FMNB
ISIN: US3096271073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory C. Bestic* Mgmt Withheld Against
Kevin J. Helmick* Mgmt For For
Terry A. Moore* Mgmt Withheld Against
Edward W. Muransky** Mgmt For For
2. To consider and vote upon a non-binding Mgmt For For
advisory resolution to approve the
compensation of the Company's named
executive officers
3. To consider and vote upon a proposal to Mgmt For For
ratify the appointment of
CliftonLarsonAllen LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020
--------------------------------------------------------------------------------------------------------------------------
FARMLAND PARTNERS INC. Agenda Number: 935150564
--------------------------------------------------------------------------------------------------------------------------
Security: 31154R109
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: FPI
ISIN: US31154R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chris A. Downey Mgmt Withheld Against
Joseph W. Glauber Mgmt Withheld Against
John A. Good Mgmt Withheld Against
Paul A. Pittman Mgmt For For
2. To ratify the appointment of Plante & Mgmt For For
Moran, PLLC as our independent registered
public accounting firm for our fiscal year
ending December 31, 2020.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Advisory vote on the frequency of holding Mgmt 1 Year For
on advisory vote on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
FEDERAL SIGNAL CORPORATION Agenda Number: 935137201
--------------------------------------------------------------------------------------------------------------------------
Security: 313855108
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: FSS
ISIN: US3138551086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eugene J. Lowe, III Mgmt For For
Dennis J. Martin Mgmt For For
Patrick E. Miller Mgmt Withheld Against
Richard R. Mudge Mgmt For For
William F. Owens Mgmt For For
Brenda L. Reichelderfer Mgmt For For
Jennifer L. Sherman Mgmt For For
John L. Workman Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as Federal Signal Corporation's
independent registered public accounting
firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
FEDNAT HOLDING COMPANY Agenda Number: 935077998
--------------------------------------------------------------------------------------------------------------------------
Security: 31431B109
Meeting Type: Annual
Meeting Date: 17-Oct-2019
Ticker: FNHC
ISIN: US31431B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Michael H. Mgmt For For
Braun
1.2 Election of class I Director: Jenifer G. Mgmt For For
Kimbrough
1.3 Election of Class I Director: David W. Mgmt For For
Michelson
1.4 Election of Class I Director: David K. Mgmt For For
Patterson
2. Non-binding advisory vote on the Company's Mgmt For For
executive compensation.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2019 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
FEDNAT HOLDING COMPANY Agenda Number: 935184604
--------------------------------------------------------------------------------------------------------------------------
Security: 31431B109
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: FNHC
ISIN: US31431B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: David K. Mgmt For For
Patterson
1B. Election of Class I Director: Thomas A. Mgmt Against Against
Rogers
1C. Election of Class I Director: Roberta N. Mgmt For For
Young
2. Non-binding advisory vote on the Company's Mgmt For For
executive compensation
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2020 fiscal
--------------------------------------------------------------------------------------------------------------------------
FIRST BUSINESS FINL SVCS INC. Agenda Number: 935139091
--------------------------------------------------------------------------------------------------------------------------
Security: 319390100
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: FBIZ
ISIN: US3193901002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carla C. Chavarria Mgmt For For
Ralph R. Kauten Mgmt For For
Gerald L. Kilcoyne Mgmt For For
Daniel P. Olszewski Mgmt For For
2. To act upon a proposal to approve the First Mgmt For For
Business Financial Services, Inc. Employee
Stock Purchase Plan.
3. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers.
4. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
FIRST CAPITAL, INC. Agenda Number: 935186696
--------------------------------------------------------------------------------------------------------------------------
Security: 31942S104
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: FCAP
ISIN: US31942S1042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: William W. Harrod Mgmt Against Against
1.2 Election of Director: Dana L. Huber Mgmt Against Against
1.3 Election of Director: Robert C. Guilfoyle Mgmt Against Against
1.4 Election of Director: Lou Ann Moore Mgmt Against Against
2. The ratification of the appointment of Mgmt For For
Monroe Shine and Co. as First Capital,
Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. The approval of an advisory vote on the Mgmt Against Against
compensation of First Capital, Inc.'s named
executive officers as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
FIRST CHOICE BANCORP Agenda Number: 935207262
--------------------------------------------------------------------------------------------------------------------------
Security: 31948P104
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: FCBP
ISIN: US31948P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert M. Franko Mgmt For For
James H. Gray Mgmt For For
Peter H. Hui Mgmt Withheld Against
Fred D. Jensen Mgmt For For
Luis Maizel Mgmt For For
Lynn McKenzie-Tallerico Mgmt For For
Pravin C. Pranav Mgmt Withheld Against
Phillip T. Thong Mgmt Withheld Against
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of our Named Executive
Officers.
3. To approve an amendment to the First Choice Mgmt Against Against
Bancorp 2013 Omnibus Stock Incentive Plan
to increase the number of shares reserved
for issuance thereunder by 200,000 shares
(for an aggregate 1,590,620 shares).
4. To ratify the appointment of Eide Bailly Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMUNITY BANKSHARES, INC. Agenda Number: 935144270
--------------------------------------------------------------------------------------------------------------------------
Security: 31983A103
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: FCBC
ISIN: US31983A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. William Davis* Mgmt Withheld Against
Gary R. Mills** Mgmt Withheld Against
M. Adam Sarver** Mgmt Withheld Against
2. To approve, on a non binding advisory Mgmt For For
basis, the Corporation's executive
compensation program for fiscal year 2019.
3. To recommend, on a non-binding advisory Mgmt 1 Year Against
basis, the frequency of future stockholder
advisory votes on the Corporation's
executive compensation program.
4. The ratification of Dixon Hughes Goodman Mgmt For For
LLP as independent registered public
accountants.
--------------------------------------------------------------------------------------------------------------------------
FIRST DEFIANCE FINANCIAL CORP. Agenda Number: 935098586
--------------------------------------------------------------------------------------------------------------------------
Security: 32006W106
Meeting Type: Special
Meeting Date: 10-Dec-2019
Ticker: FDEF
ISIN: US32006W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of September 9, 2019, as amended
from time to time, by and between First
Defiance Financial Corp. ("First Defiance")
and United Community Financial Corp.
2. To approve the Amended and Restated Mgmt For For
Articles of Incorporation of First
Defiance.
3. To approve the Amended and Restated Code of Mgmt For For
Regulations of First Defiance.
4. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation to be paid to First
Defiance's named executive officers that is
based on or otherwise relates to the
merger.
5. To approve the adjournment of the First Mgmt For For
Defiance special meeting, if necessary or
appropriate, to permit further solicitation
of proxies.
--------------------------------------------------------------------------------------------------------------------------
FIRST DEFIANCE FINANCIAL CORP. Agenda Number: 935147086
--------------------------------------------------------------------------------------------------------------------------
Security: 32006W106
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: FDEF
ISIN: US32006W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lee Burdman Mgmt For For
Jean A. Hubbard Mgmt For For
Charles D. Niehaus Mgmt Withheld Against
Mark A. Robison Mgmt For For
Richard J. Schiraldi Mgmt For For
2. To consider and approve on a non-binding Mgmt For For
advisory basis the compensation of First
Defiance's named executive officers.
3. To consider and vote on a proposal to Mgmt For For
ratify the appointment of Crowe LLP as the
independent registered public accounting
firm for First Defiance for the fiscal year
2020.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL CORPORATION Agenda Number: 935146933
--------------------------------------------------------------------------------------------------------------------------
Security: 320218100
Meeting Type: Annual
Meeting Date: 15-Apr-2020
Ticker: THFF
ISIN: US3202181000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory L Gibson Mgmt Withheld Against
Paul J Pierson Mgmt Withheld Against
2. Approve, by non-binding vote, compensation Mgmt For For
paid to the Corporation's named executive
officers.
3. Ratification of the appointment of Crowe Mgmt For For
LLP as the independent registered public
accounting firm for the Corporation for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
FIRST INTERNET BANCORP Agenda Number: 935171621
--------------------------------------------------------------------------------------------------------------------------
Security: 320557101
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: INBK
ISIN: US3205571017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David B. Becker Mgmt For For
Ana Dutra Mgmt For For
John K. Keach, Jr. Mgmt For For
David R. Lovejoy Mgmt For For
Michael L. Smith Mgmt For For
Ralph R. Whitney, Jr. Mgmt For For
Jerry Williams Mgmt For For
Jean L. Wojtowicz Mgmt For For
2. To approve, in an advisory (non-binding) Mgmt For For
vote, the compensation paid to our named
executive officers.
3. To ratify the appointment of BKD, LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
4. To approve an amendment to our Articles of Mgmt For For
Incorporation to allow shareholders to
amend our Bylaws.
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 935144206
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
H. Douglas Chaffin Mgmt For For
Michael J. Fisher Mgmt For For
Clark C. Kellogg, Jr. Mgmt For For
Gary J. Lehman Mgmt For For
Michael C. Marhenke Mgmt Withheld Against
Jean L. Wojtowicz Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of First Merchants
Corporation's named executive officers.
3. Proposal to ratify the appointment of the Mgmt For For
firm BKD, LLP as the independent auditor
for 2020.
--------------------------------------------------------------------------------------------------------------------------
FLAGSTAR BANCORP, INC. Agenda Number: 935181874
--------------------------------------------------------------------------------------------------------------------------
Security: 337930705
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: FBC
ISIN: US3379307057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alessandro P. DiNello Mgmt For For
1B. Election of Director: Jay J. Hansen Mgmt Against Against
1C. Election of Director: John D. Lewis Mgmt Against Against
1D. Election of Director: David J. Matlin Mgmt For For
1E. Election of Director: Bruce E. Nyberg Mgmt Against Against
1F. Election of Director: James A. Ovenden Mgmt Against Against
1G. Election of Director: Peter Schoels Mgmt For For
1H. Election of Director: David L. Treadwell Mgmt Against Against
1I. Election of Director: Jennifer R. Whip Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2020.
3. To adopt an advisory (non-binding) Mgmt Against Against
resolution to approve named executive
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
FLEXSTEEL INDUSTRIES, INC. Agenda Number: 935095679
--------------------------------------------------------------------------------------------------------------------------
Security: 339382103
Meeting Type: Annual
Meeting Date: 09-Dec-2019
Ticker: FLXS
ISIN: US3393821034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William S. Creekmuir Mgmt For For
Jerald K. Dittmer Mgmt For For
Charles R. Eitel Mgmt For For
Matthew A. Kaness Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To approve, on an advisory basis, the Mgmt 1 Year Against
frequency of future advisory votes on the
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
FLY LEASING LTD Agenda Number: 935224282
--------------------------------------------------------------------------------------------------------------------------
Security: 34407D109
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: FLY
ISIN: US34407D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Erik G. Braathen as a director Mgmt Against Against
of the Company.
2. To re-elect Joseph M. Donovan as a director Mgmt For For
of the Company.
3. To re-elect Eugene McCague as a director of Mgmt Against Against
the Company.
4. To re-elect Susan M. Walton as a director Mgmt For For
of the Company.
5. To appoint Deloitte & Touche LLP as the Mgmt For For
Company's independent auditors and to
authorize the Board of Directors of the
Company to determine their remuneration.
--------------------------------------------------------------------------------------------------------------------------
FORESTAR GROUP INC. Agenda Number: 935114188
--------------------------------------------------------------------------------------------------------------------------
Security: 346232101
Meeting Type: Annual
Meeting Date: 23-Jan-2020
Ticker: FOR
ISIN: US3462321015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Fuller Mgmt For For
1B. Election of Director: Lisa H. Jamieson Mgmt For For
1C. Election of Director: G.F. (Rick) Mgmt For For
Ringler,III
1D. Election of Director: Donald C. Spitzer Mgmt For For
1E. Election of Director: Donald J. Tomnitz Mgmt For For
2. Approval of the advisory resolution on Mgmt For For
Forestar's executive compensation.
3. Ratification of the Audit Committee's Mgmt For For
appointment of Ernst & Young LLP as
Forestar's independent registered public
accounting firm for the fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
FOUNDATION BUILDING MATERIALS, INC. Agenda Number: 935184159
--------------------------------------------------------------------------------------------------------------------------
Security: 350392106
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: FBM
ISIN: US3503921062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt Against Against
until the 2023 annual meeting: Matthew J.
Espe
1B. Election of Class III Director to serve Mgmt Against Against
until the 2023 annual meeting: Fareed A.
Khan
1C. Election of Class III Director to serve Mgmt Against Against
until the 2023 annual meeting: James F.
Underhill
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers for the year ended
December 31, 2019, as set forth in the
Proxy Statement.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN FINANCIAL NETWORK, INC. Agenda Number: 935215485
--------------------------------------------------------------------------------------------------------------------------
Security: 35352P104
Meeting Type: Special
Meeting Date: 15-Jun-2020
Ticker: FSB
ISIN: US35352P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Merger Proposal. To consider and vote on a Mgmt For For
proposal to approve the Agreement and Plan
of Merger, dated January 21, 2020, as it
may be amended from time to time, by and
among FB Financial Corporation ("FB
Financial"), Paisley Acquisition
Corporation, a wholly-owned subsidiary of
FB Financial, and Franklin Financial
Network, Inc. ("FSB"), and the transactions
contemplated thereby.
2. Compensation Proposal. To consider and vote Mgmt For For
on a proposal to approve, on a non-binding,
advisory basis, the compensation to be paid
to FSB's named executive officers that is
based on or otherwise related to the
merger.
3. Adjournment Proposal. To consider and vote Mgmt For For
on a proposal to approve the adjournment of
the FSB special meeting, if necessary or
appropriate, to permit further solicitation
of proxies in favor of the merger proposal.
--------------------------------------------------------------------------------------------------------------------------
FRIEDMAN INDUSTRIES, INCORPORATED Agenda Number: 935066349
--------------------------------------------------------------------------------------------------------------------------
Security: 358435105
Meeting Type: Annual
Meeting Date: 12-Sep-2019
Ticker: FRD
ISIN: US3584351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. Taylor Mgmt Withheld Against
D. Agrawal Mgmt Withheld Against
M. Reichenthal Mgmt Withheld Against
J. Spira Mgmt Withheld Against
T. Stevenson Mgmt For For
J. Williams Mgmt For For
2. To approve the following non-binding, Mgmt For For
advisory resolution: "Resolved, that
shareholders approve compensation of
Company's Named Executive Officers as
disclosed in the Company's Proxy Statement
dated July 26, 2019 pursuant to disclosure
rules of U.S. Securities & Exchange
Commission (which disclosure includes
Summary Compensation Table and related
discussion)."
3. Frequency of advisory vote on compensation Mgmt 1 Year For
of Named Executive Officers.
4. To ratify the selection of Moss Adams LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
March 31, 2020.
5. To approve amendments to the Friedman Mgmt Against Against
Industries, Incorporated 2016 Restricted
Stock Plan.
--------------------------------------------------------------------------------------------------------------------------
FRP HOLDINGS, INC. Agenda Number: 935155499
--------------------------------------------------------------------------------------------------------------------------
Security: 30292L107
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: FRPH
ISIN: US30292L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John D. Baker II Mgmt For For
Charles E Commander III Mgmt For For
H. W. Shad III Mgmt Withheld Against
Martin E. Stein, Jr. Mgmt Withheld Against
William H. Walton III Mgmt Withheld Against
Margaret B. Wetherbee Mgmt Withheld Against
2. Ratification of the audit committee's Mgmt For For
selection of FRP's independent independent
registered public accounting firm, Hancock
Askew & Co., LLP (the "Auditor Proposal").
3. Approval of, on an advisory basis, the Mgmt For For
compensation of FRP's named executive
officers (the "Compensation Proposal").
--------------------------------------------------------------------------------------------------------------------------
FS BANCORP, INC. Agenda Number: 935194061
--------------------------------------------------------------------------------------------------------------------------
Security: 30263Y104
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: FSBW
ISIN: US30263Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Mansfield Mgmt For For
Margaret R. Piesik Mgmt For For
2. Advisory (non-binding) approval of the Mgmt Against Against
compensation of FS Bancorp, Inc.'s named
executive officers.
3. Ratification of the Audit Committee's Mgmt For For
appointment of Moss Adams LLP as the
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
FUNKO, INC. Agenda Number: 935184236
--------------------------------------------------------------------------------------------------------------------------
Security: 361008105
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: FNKO
ISIN: US3610081057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ken Brotman Mgmt Withheld Against
Diane Irvine Mgmt Withheld Against
Sarah Kirshbaum Levy Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
FUTUREFUEL CORP Agenda Number: 935067202
--------------------------------------------------------------------------------------------------------------------------
Security: 36116M106
Meeting Type: Annual
Meeting Date: 10-Sep-2019
Ticker: FF
ISIN: US36116M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald C. Bedell Mgmt For For
Edwin A. Levy Mgmt Withheld Against
Terrance C.Z. Egger Mgmt For For
2. To ratify the appointment of RSM US LLP as Mgmt For For
our independent auditor for the year ending
December 31, 2019.
3. To transact such other business as may Mgmt Against Against
properly come before the meeting.
--------------------------------------------------------------------------------------------------------------------------
FVCBANKCORP INC. Agenda Number: 935172988
--------------------------------------------------------------------------------------------------------------------------
Security: 36120Q101
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: FVCB
ISIN: US36120Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David W. Pijor Mgmt For For
L. Burwell Gunn Mgmt Withheld Against
Morton A. Bender Mgmt For For
Patricia A. Ferrick Mgmt For For
Scott Laughlin Mgmt For For
Thomas L. Patterson Mgmt Withheld Against
Devin Satz Mgmt For For
Lawrence W. Schwartz Mgmt For For
Sidney G. Simmonds Mgmt For For
Daniel M. Testa Mgmt Withheld Against
Philip R. Wills, III Mgmt Withheld Against
Steven M. Wiltse Mgmt Withheld Against
2. Ratification of Independent Registered Mgmt For For
Public Accounting Firm The proposal to
ratify the appointment of Yount, Hyde &
Barbour, P.C. as the Company's independent
registered public accounting firm for the
year ended December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GAIN CAPITAL HOLDINGS, INC. Agenda Number: 935039556
--------------------------------------------------------------------------------------------------------------------------
Security: 36268W100
Meeting Type: Annual
Meeting Date: 11-Jul-2019
Ticker: GCAP
ISIN: US36268W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Joseph Schenk Mgmt Against Against
1b. Election of Director: Christopher W. Mgmt Against Against
Calhoun
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
GAIN CAPITAL HOLDINGS, INC. Agenda Number: 935213380
--------------------------------------------------------------------------------------------------------------------------
Security: 36268W100
Meeting Type: Special
Meeting Date: 05-Jun-2020
Ticker: GCAP
ISIN: US36268W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. "FOR" the approval and adoption of the Mgmt For For
merger agreement.
2. "FOR" the approval, on a non binding, Mgmt Against Against
advisory basis, of certain compensation
that will or may be paid by GAIN to its
named executive officers that is based on
or otherwise relates to the merger.
3. "FOR" the approval of an adjournment of the Mgmt For For
special meeting, including if necessary to
solicit additional proxies in favor of the
proposal to approve and adopt the merger
agreement, if there are not sufficient
votes at the time of such adjournment to
approve and adopt the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
GENCO SHIPPING & TRADING LIMITED Agenda Number: 935189096
--------------------------------------------------------------------------------------------------------------------------
Security: Y2685T131
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: GNK
ISIN: MHY2685T1313
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Arthur L. Regan Mgmt Withheld Against
James G. Dolphin Mgmt Withheld Against
Kathleen C. Haines Mgmt Withheld Against
Kevin Mahony Mgmt For For
Christoph Majeske Mgmt Withheld Against
Basil G. Mavroleon Mgmt Withheld Against
Jason Scheir Mgmt For For
Bao D. Truong Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent auditors of
Genco for the fiscal year ending December
31, 2020.
3. Approval of an amendment to the Company's Mgmt For For
Second Amended and Restated Articles of
Incorporation to allow the Board of
Directors of the Company to set the size of
the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
GENESCO INC. Agenda Number: 935216019
--------------------------------------------------------------------------------------------------------------------------
Security: 371532102
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: GCO
ISIN: US3715321028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joanna Barsh Mgmt For For
Matthew C. Diamond Mgmt For For
Marty G. Dickens Mgmt For For
Thurgood Marshall, Jr. Mgmt For For
Kathleen Mason Mgmt For For
Kevin P. McDermott Mgmt For For
Mimi E. Vaughn Mgmt For For
2. Say on Pay - an advisory vote on the Mgmt For For
approval of executive compensation.
3. Approval of the Genesco Inc. 2020 Equity Mgmt Against Against
Incentive Plan.
4. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
GETTY REALTY CORP. Agenda Number: 935146147
--------------------------------------------------------------------------------------------------------------------------
Security: 374297109
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: GTY
ISIN: US3742971092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher J. Mgmt For For
Constant
1B. Election of Director: Milton Cooper Mgmt Abstain Against
1C. Election of Director: Philip E. Coviello Mgmt Abstain Against
1D. Election of Director: Leo Liebowitz Mgmt For For
1E. Election of Director: Mary Lou Malanoski Mgmt For For
1F. Election of Director: Richard E. Montag Mgmt For For
1G. Election of Director: Howard B. Safenowitz Mgmt Abstain Against
2. ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt For For
COMPENSATION (SAY-ON-PAY).
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GIBRALTAR INDUSTRIES, INC. Agenda Number: 935174413
--------------------------------------------------------------------------------------------------------------------------
Security: 374689107
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: ROCK
ISIN: US3746891072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark G. Barberio Mgmt For For
1B. Election of Director: William T. Bosway Mgmt For For
1C. Election of Director: Sharon M. Brady Mgmt For For
1D. Election of Director: Craig A. Hindman Mgmt For For
1E. Election of Director: Vinod M. Khilnani Mgmt For For
1F. Election of Director: Linda K. Myers Mgmt For For
1G. Election of Director: William P. Montague Mgmt For For
1H. Election of Director: James B. Nish Mgmt For For
1I. Election of Director: Atlee Valentine Pope Mgmt For For
2. Advisory approval on the company's Mgmt For For
executive compensation (Say- On-Pay).
3. Ratification of Ernst & Young LLP as our Mgmt For For
Independent Registered Public Accounting
Firm.
--------------------------------------------------------------------------------------------------------------------------
GOLDEN OCEAN GROUP LIMITED Agenda Number: 935066527
--------------------------------------------------------------------------------------------------------------------------
Security: G39637205
Meeting Type: Annual
Meeting Date: 13-Sep-2019
Ticker: GOGL
ISIN: BMG396372051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the maximum number of Directors to Mgmt For For
be not more than eight.
2 To resolve that vacancies in the number of Mgmt For For
Directors be designated as casual vacancies
and that the Board of Directors be
authorised to fill such vacancies as and
when it deems fit.
3 To re-elect John Fredriksen as a Director Mgmt Against Against
of the Company.
4 To re-elect Ola Lorentzon as a Director of Mgmt Against Against
the Company.
5 To re-elect James O'Shaughnessy as a Mgmt For For
Director of the Company.
6 To re-elect Ulrika Laurin as a Director of Mgmt For For
the Company.
7 To elect Marius Hermansen as a Director of Mgmt Against Against
the Company.
8 To re-appoint PricewaterhouseCoopers AS as Mgmt For For
auditors and to authorise the Directors to
determine their remuneration.
9 To approve remuneration of the Company's Mgmt For For
Board of Directors of a total amount of
fees not to exceed US$600,000 for the year
ended December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
GOODRICH PETROLEUM CORPORATION Agenda Number: 935186329
--------------------------------------------------------------------------------------------------------------------------
Security: 382410843
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: GDP
ISIN: US3824108431
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter G. Goodrich Mgmt For For
Robert C. Turnham, Jr. Mgmt For For
Timothy D. Leuliette Mgmt For For
Ronald F. Coleman Mgmt Withheld Against
K. Adam Leight Mgmt For For
Thomas M. Souers Mgmt Withheld Against
Jeffrey S. Serota Mgmt For For
Edward J. Sondey Mgmt For For
2. Ratify the selection of Moss Adams LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
GP STRATEGIES CORPORATION Agenda Number: 935055423
--------------------------------------------------------------------------------------------------------------------------
Security: 36225V104
Meeting Type: Annual
Meeting Date: 07-Aug-2019
Ticker: GPX
ISIN: US36225V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tamar Elkeles Mgmt For For
1B. Election of Director: Marshall S. Geller Mgmt Against Against
1C. Election of Director: Scott N. Greenberg Mgmt For For
1D. Election of Director: Steven E. Koonin Mgmt For For
1E. Election of Director: Jacques Manardo Mgmt For For
1F. Election of Director: Richard C. Pfenniger Mgmt Against Against
1G. Election of Director: Samuel D. Robinson Mgmt Against Against
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. To approve an amendment to the 2011 Stock Mgmt Against Against
Incentive Plan to increase the authorized
number of shares available for future
issuance under the plan.
--------------------------------------------------------------------------------------------------------------------------
GRAHAM CORPORATION Agenda Number: 935055132
--------------------------------------------------------------------------------------------------------------------------
Security: 384556106
Meeting Type: Annual
Meeting Date: 07-Aug-2019
Ticker: GHM
ISIN: US3845561063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James J. Malvaso Mgmt Withheld Against
Jonathan W. Painter Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending March 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GREAT AJAX CORP. Agenda Number: 935216538
--------------------------------------------------------------------------------------------------------------------------
Security: 38983D300
Meeting Type: Annual
Meeting Date: 23-Jun-2020
Ticker: AJX
ISIN: US38983D3008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lawrence Mendelsohn Mgmt Withheld Against
Russell Schaub Mgmt Withheld Against
Steven L. Begleiter Mgmt Withheld Against
John C. Condas Mgmt Withheld Against
Jonathan B Handley, Jr. Mgmt Withheld Against
Paul Friedman Mgmt Withheld Against
J. Kirk Ogren, Jr. Mgmt Withheld Against
2. To ratify the appointment of Moss Adams LLP Mgmt For For
to serve as our registered independent
public accounting firm for the year ending
December 31, 2020.
3. To approve on an advisory basis, the Mgmt For For
compensation of the Company's names
executive officers.
--------------------------------------------------------------------------------------------------------------------------
GREAT WESTERN BANCORP INC Agenda Number: 935116550
--------------------------------------------------------------------------------------------------------------------------
Security: 391416104
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: GWB
ISIN: US3914161043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frances Grieb Mgmt For For
James Israel Mgmt For For
Stephen Lacy Mgmt Withheld Against
2. To approve, by advisory vote, a resolution Mgmt For For
on executive compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
GRIFFON CORPORATION Agenda Number: 935116144
--------------------------------------------------------------------------------------------------------------------------
Security: 398433102
Meeting Type: Annual
Meeting Date: 30-Jan-2020
Ticker: GFF
ISIN: US3984331021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas J. Brosig Mgmt For For
Robert G. Harrison Mgmt For For
Lacy M. Johnson Mgmt For For
James W. Sight Mgmt For For
Samanta Hegedus Stewart Mgmt For For
2. Approval of the resolution approving the Mgmt Against Against
compensation of our executive officers as
disclosed in the Proxy Statement.
3. Approval of the amendment to the Griffon Mgmt Against Against
Corporation 2016 Equity Incentive Plan.
4. Ratification of the selection by our audit Mgmt For For
committee of Grant Thornton LLP to serve as
our independent registered public
accounting firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
GUARANTY BANCSHARES, INC. Agenda Number: 935162317
--------------------------------------------------------------------------------------------------------------------------
Security: 400764106
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: GNTY
ISIN: US4007641065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Richard Mgmt Against Against
Baker
1.2 Election of Class II Director: James M. Mgmt Against Against
Nolan, Jr.
1.3 Election of Class II Director: Jeffrey W. Mgmt Against Against
Brown
1.4 Election of Class II Director: Tyson T. Mgmt Against Against
Abston
2. Ratification of appointment of Whitley Penn Mgmt For For
LLP as our Independent Registered Public
Accounting Firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
HAVERTY FURNITURE COMPANIES, INC. Agenda Number: 935163446
--------------------------------------------------------------------------------------------------------------------------
Security: 419596101
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: HVT
ISIN: US4195961010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
L. Allison Dukes Mgmt For For
G. Thomas Hough Mgmt For For
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as our independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
HAVERTY FURNITURE COMPANIES, INC. Agenda Number: 935214661
--------------------------------------------------------------------------------------------------------------------------
Security: 419596101
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: HVT
ISIN: US4195961010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. Advisory vote on our Named Executive Mgmt For For
officers' compensation.
--------------------------------------------------------------------------------------------------------------------------
HAWKINS, INC. Agenda Number: 935057390
--------------------------------------------------------------------------------------------------------------------------
Security: 420261109
Meeting Type: Annual
Meeting Date: 01-Aug-2019
Ticker: HWKN
ISIN: US4202611095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John S. McKeon Mgmt Withheld Against
Patrick H. Hawkins Mgmt For For
James A. Faulconbridge Mgmt Withheld Against
Duane M. Jergenson Mgmt For For
Mary J. Schumacher Mgmt For For
Daniel J. Stauber Mgmt For For
James T. Thompson Mgmt Withheld Against
Jeffrey L. Wright Mgmt Withheld Against
2. To approve the Hawkins, Inc. 2019 Equity Mgmt Against Against
Incentive Plan.
3. Non-binding advisory vote to approve Mgmt For For
executive compensation ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
HAYNES INTERNATIONAL, INC. Agenda Number: 935125826
--------------------------------------------------------------------------------------------------------------------------
Security: 420877201
Meeting Type: Annual
Meeting Date: 25-Feb-2020
Ticker: HAYN
ISIN: US4208772016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Donald C. Campion Mgmt For For
2. Election of Director: Robert H. Getz Mgmt Against Against
3. Election of Director: Dawne S. Hickton Mgmt For For
4. Election of Director: Michael L. Shor Mgmt For For
5. Election of Director: Larry O. Spencer Mgmt For For
6. Election of Director: William P. Wall Mgmt Against Against
7. Ratification of Independent Registered Mgmt For For
Public Accounting Firm: To ratify the
appointment of Deloitte & Touche, LLP as
Haynes' independent registered public
accounting firm for the fiscal year ending
September 30, 2020.
8. 2020 Incentive Compensation Plan: To hold a Mgmt Against Against
vote on the Haynes International, Inc. 2020
Incentive Compensation Plan.
9. Advisory Vote on Executive Compensation: To Mgmt For For
hold an advisory vote on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
HCI GROUP, INC. Agenda Number: 935203961
--------------------------------------------------------------------------------------------------------------------------
Security: 40416E103
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: HCI
ISIN: US40416E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Wayne Burks Mgmt For For
Sanjay Madhu Mgmt For For
Anthony Saravanos Mgmt For For
2. Ratification of the appointment of Dixon Mgmt For For
Hughes Goodman, LLP as independent
registered public accounting firm for
fiscal year 2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE INSURANCE HOLDINGS, INC./HRTG Agenda Number: 935202731
--------------------------------------------------------------------------------------------------------------------------
Security: 42727J102
Meeting Type: Annual
Meeting Date: 22-Jun-2020
Ticker: HRTG
ISIN: US42727J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bruce Lucas Mgmt For For
Richard Widdicombe Mgmt For For
Panagiotis Apostolou Mgmt For For
Irini Barlas Mgmt For For
Mark Berset Mgmt For For
Steven Martindale Mgmt For For
James Masiello Mgmt Withheld Against
Nicholas Pappas Mgmt Withheld Against
Joseph Vattamattam Mgmt For For
Vijay Walvekar Mgmt Withheld Against
2. Ratification of the appointment of Plante & Mgmt For For
Moran, PLLC as the independent registered
public accounting firm for fiscal year
2020.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
4. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
HIBBETT SPORTS, INC. Agenda Number: 935208024
--------------------------------------------------------------------------------------------------------------------------
Security: 428567101
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: HIBB
ISIN: US4285671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Anthony F. Mgmt For For
Crudele
1.2 Election of Class III Director: James A. Mgmt For For
Hilt
1.3 Election of Class III Director: Jamere Mgmt For For
Jackson
2. Ratification of the selection of KPMG LLP Mgmt For For
as the Independent Registered Public
Accounting Firm for Fiscal 2021.
3. Say on Pay - Approval, by non-binding Mgmt For For
advisory vote, of the compensation of our
named executive officers.
4. Approval of Amendment and Restatement of Mgmt Against Against
the Hibbett Sports, Inc. 2015 Equity
Incentive Plan to, among other things,
increase the number of shares available for
grant.
--------------------------------------------------------------------------------------------------------------------------
HILLTOP HOLDINGS INC. Agenda Number: 935051398
--------------------------------------------------------------------------------------------------------------------------
Security: 432748101
Meeting Type: Annual
Meeting Date: 25-Jul-2019
Ticker: HTH
ISIN: US4327481010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charlotte J. Anderson Mgmt For For
Rhodes R. Bobbitt Mgmt For For
Tracy A. Bolt Mgmt For For
W. Joris Brinkerhoff Mgmt For For
J. Taylor Crandall Mgmt Withheld Against
Charles R. Cummings Mgmt For For
Hill A. Feinberg Mgmt For For
Gerald J. Ford Mgmt Withheld Against
Jeremy B. Ford Mgmt For For
J. Markham Green Mgmt For For
William T. Hill, Jr. Mgmt Withheld Against
Lee Lewis Mgmt For For
Andrew J. Littlefair Mgmt For For
W. Robert Nichols, III Mgmt Withheld Against
C. Clifton Robinson Mgmt For For
Kenneth D. Russell Mgmt Withheld Against
A. Haag Sherman Mgmt For For
Jonathan S. Sobel Mgmt For For
Robert C. Taylor, Jr. Mgmt Withheld Against
Carl B. Webb Mgmt For For
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Hilltop
Holdings Inc.'s independent registered
public accounting firm for the 2019 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
HINGHAM INSTITUTION FOR SAVINGS Agenda Number: 935146111
--------------------------------------------------------------------------------------------------------------------------
Security: 433323102
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: HIFS
ISIN: US4333231029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brian T. Kenner, Esq. Mgmt For For
Stacey M. Page Mgmt For For
Geoffrey C Wilkinson Sr Mgmt For For
Robert H Gaughen Jr Esq Mgmt For For
Patrick R. Gaughen Mgmt For For
2. To elect Jacqueline M. Youngworth as the Mgmt For For
Clerk of the Bank, to hold office until the
2021 Annual Meeting of Stockholders, and
until her successor is duly elected and
qualified.
3. To approve, by advisory vote, the Bank's Mgmt For For
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
HOME BANCORP INC Agenda Number: 935162329
--------------------------------------------------------------------------------------------------------------------------
Security: 43689E107
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: HBCP
ISIN: US43689E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul J. Blanchet III Mgmt For For
Daniel G. Guidry Mgmt Withheld Against
Chris P. Rader Mgmt Withheld Against
2. Proposal to adopt a non-binding resolution Mgmt For For
to approve the compensation of our named
executive officers
3. Proposal to ratify the appointment of Mgmt For For
Wipfli, LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
HOMETRUST BANCSHARES, INC Agenda Number: 935086389
--------------------------------------------------------------------------------------------------------------------------
Security: 437872104
Meeting Type: Annual
Meeting Date: 18-Nov-2019
Ticker: HTBI
ISIN: US4378721041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. Steven Goforth Mgmt For For
Laura C. Kendall Mgmt For For
Dana L. Stonestreet Mgmt For For
2. An advisory (non-binding) vote on executive Mgmt For For
compensation (commonly referred to as a
"say on pay vote").
3. The ratification of the appointment of Mgmt For For
Dixon Hughes Goodman LLP as the Company's
independent auditors for the fiscal year
ending June 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
HOOKER FURNITURE CORPORATION Agenda Number: 935209141
--------------------------------------------------------------------------------------------------------------------------
Security: 439038100
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: HOFT
ISIN: US4390381006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul B. Toms, Jr. Mgmt For For
W. C. Beeler, Jr. Mgmt For For
Paulette Garafalo Mgmt For For
Tonya H. Jackson Mgmt For For
E. Larry Ryder Mgmt For For
Ellen C. Taaffe Mgmt For For
H. G. Williamson, Jr. Mgmt For For
2. Approval of the 2020 Amendment and Mgmt Against Against
Restatement of the Hooker Furniture
Corporation Stock Incentive Plan.
3. Ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
January 31, 2021.
4. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
HORNBECK OFFSHORE SERVICES, INC. Agenda Number: 935134128
--------------------------------------------------------------------------------------------------------------------------
Security: 440543106
Meeting Type: Special
Meeting Date: 23-Mar-2020
Ticker: HOSS
ISIN: US4405431069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve and adopt an amendment to the Mgmt For For
Company's Second Restated Certificate of
Incorporation, as previously amended (the
"Second Restated Certificate"), to permit
action by stockholders by written consent
after the occurrence of a trigger event as
described in the Proxy Statement, as
reflected in the Third Restated Certificate
of Incorporation.
2. To approve and adopt an amendment to the Mgmt For For
Company's Second Restated Certificate to
opt out of the restrictions on business
combinations contained in Section 203 of
the General Corporation Law of the State of
Delaware after the occurrence of a trigger
event as described in the Proxy Statement.
3. To approve and adopt an amendment to the Mgmt For For
Company's Second Restated Certificate.
4. To approve and adopt an amendment to the Mgmt For For
Company's Second Restated Certificate to
increase the total authorized shares of
Common Stock from 100 million to 2.4
billion and to decrease the par value of
Common Stock and Preferred Stock from $0.01
per share to $0.00001 per share.
5. To approve and adopt an amendment to the Mgmt For For
Company's Second Restated Certificate to
restrict holders of Common Stock from
voting on certain amendments to the Third
Restated Certificate of Incorporation
(including the Certificate of Designation
of Series B Preferred Stock or the
Certificate of Designation of Series C
Preferred Stock).
6. To approve and adopt the Company's Third Mgmt For For
Restated Certificate of Incorporation,
including Amendments Nos. 1, 2, 3, 4 and 5
and certain other amendments as set forth
in the redline attached to the Proxy
Statement as Annex A.
7. To approve under NYSE Rule 312.03 (i) the Mgmt For For
issuance of $375 million of 10.00% Senior
Notes due June 15, 2023 and approximately
$299 million of 5.50% Senior Notes due
September 30, 2025 in connection with the
Exchange Offers, (ii) the potential future
issuance of shares of Common Stock or
warrants to acquire Common Stock, (iii) the
potential future issuance of shares of
Common Stock issuable upon exercise of
Automatic Conversion Warrants and (iv) the
future issuance of shares of Common Stock
issuable upon exercise of Backstop
Warrants.
8. To authorize an adjournment of the Special Mgmt For For
Meeting if the requisite votes to approve
Proposal Nos. 1, 2, 3, 4, 5, 6 or 7 are not
received by the original meeting date.
--------------------------------------------------------------------------------------------------------------------------
HOULIHAN LOKEY, INC. Agenda Number: 935066894
--------------------------------------------------------------------------------------------------------------------------
Security: 441593100
Meeting Type: Annual
Meeting Date: 24-Sep-2019
Ticker: HLI
ISIN: US4415931009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott L. Beiser Mgmt Withheld Against
Paul A. Zuber Mgmt For For
Jacqueline B. Kosecoff Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
March 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
HURCO COMPANIES, INC. Agenda Number: 935126753
--------------------------------------------------------------------------------------------------------------------------
Security: 447324104
Meeting Type: Annual
Meeting Date: 12-Mar-2020
Ticker: HURC
ISIN: US4473241044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas A. Aaro Mgmt For For
Robert W. Cruickshank Mgmt Withheld Against
Michael Doar Mgmt For For
Cynthia Dubin Mgmt For For
Timothy J. Gardner Mgmt For For
Jay C. Longbottom Mgmt For For
Richard Porter Mgmt Withheld Against
Janaki Sivanesan Mgmt For For
Gregory Volovic Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Appointment of RSM US LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
IDT CORPORATION Agenda Number: 935105468
--------------------------------------------------------------------------------------------------------------------------
Security: 448947507
Meeting Type: Annual
Meeting Date: 12-Dec-2019
Ticker: IDT
ISIN: US4489475073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Michael Chenkin Mgmt For For
1.2 Election of Director: Eric F. Cosentino Mgmt Against Against
1.3 Election of Director: Howard S. Jonas Mgmt Against Against
1.4 Election of Director: Bill Pereira Mgmt For For
1.5 Election of Director: Judah Schorr Mgmt For For
2. Approve an amendment to the IDT Corporation Mgmt Against Against
2015 Stock Option and Incentive Plan that
will: (a) increase the number of shares of
Class B common stock available for the
grant of awards thereunder by 425,000 (b)
change the automatic annual grant to
independent, non-employee directors from
4,000 fully vested restricted shares of
Class B common stock to a number of fully
vested restricted shares of Company's Class
B common stock with a value of $50,000
based on the average of the high and the
low stock trading price of Class B common
stock.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENCE HOLDING COMPANY Agenda Number: 935084222
--------------------------------------------------------------------------------------------------------------------------
Security: 453440307
Meeting Type: Annual
Meeting Date: 12-Nov-2019
Ticker: IHC
ISIN: US4534403070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry R. Graber Mgmt Withheld Against
Teresa A. Herbert Mgmt Withheld Against
David T. Kettig Mgmt Withheld Against
Allan C. Kirkman Mgmt For For
John L. Lahey Mgmt For For
Steven B. Lapin Mgmt Withheld Against
Ronald I. Simon Mgmt For For
James G. Tatum Mgmt For For
Roy T.K. Thung Mgmt Withheld Against
2. To ratify the appointment of RSM US LLP as Mgmt For For
IHC's independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORPORATION Agenda Number: 935138582
--------------------------------------------------------------------------------------------------------------------------
Security: 453838609
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: IBCP
ISIN: US4538386099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Terance L. Beia Mgmt For For
Stephen L. Gulis, Jr. Mgmt For For
William B. Kessel Mgmt For For
2. Ratification of the appointment of Crowe Mgmt For For
LLP as independent auditors for the fiscal
year ending December 31, 2020.
3. Approval of an advisory (non-binding) Mgmt For For
resolution to approve the compensation paid
to our Executives.
4. Approval of an advisory (non-binding) Mgmt 1 Year For
resolution on the frequency of future
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
INGLES MARKETS, INCORPORATED Agenda Number: 935117881
--------------------------------------------------------------------------------------------------------------------------
Security: 457030104
Meeting Type: Annual
Meeting Date: 11-Feb-2020
Ticker: IMKTA
ISIN: US4570301048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ernest E. Ferguson Mgmt Withheld Against
John R. Lowden Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INNOSPEC INC. Agenda Number: 935149612
--------------------------------------------------------------------------------------------------------------------------
Security: 45768S105
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: IOSP
ISIN: US45768S1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joachim Roeser Mgmt Withheld Against
Claudia Poccia Mgmt For For
2. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
3. Ratification of the appointment of Innospec Mgmt For For
Inc.'s independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
INSIGHT ENTERPRISES, INC. Agenda Number: 935184464
--------------------------------------------------------------------------------------------------------------------------
Security: 45765U103
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: NSIT
ISIN: US45765U1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Richard E. Allen Mgmt For For
1.2 Election of Director: Bruce W. Armstrong Mgmt For For
1.3 Election of Director: Linda Breard Mgmt For For
1.4 Election of Director: Timothy A. Crown Mgmt For For
1.5 Election of Director: Catherine Courage Mgmt For For
1.6 Election of Director: Anthony A. Ibarguen Mgmt For For
1.7 Election of Director: Kenneth T. Lamneck Mgmt For For
1.8 Election of Director: Kathleen S. Pushor Mgmt For For
1.9 Election of Director: Girish Rishi Mgmt For For
2. Advisory vote (non-binding) to approve Mgmt For For
named executive officer compensation
3. Approval of the 2020 Omnibus Plan Mgmt Against Against
4. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
INSTEEL INDUSTRIES, INC. Agenda Number: 935120143
--------------------------------------------------------------------------------------------------------------------------
Security: 45774W108
Meeting Type: Annual
Meeting Date: 11-Feb-2020
Ticker: IIIN
ISIN: US45774W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Abney S. Boxley III Mgmt Withheld Against
Anne H. Lloyd Mgmt For For
W. Allen Rogers II Mgmt Withheld Against
2. Approval of an Amendment to the 2015 Equity Mgmt Against Against
Incentive Plan.
3. Advisory vote to approve the compensation Mgmt For For
of our executive officers.
4. Ratification of appointment of Grant Mgmt For For
Thornton LLP as our independent registered
public accounting firm for our fiscal year
2020.
--------------------------------------------------------------------------------------------------------------------------
INVESTAR HOLDING CORPORATION Agenda Number: 935176188
--------------------------------------------------------------------------------------------------------------------------
Security: 46134L105
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: ISTR
ISIN: US46134L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James M. Baker Mgmt Withheld Against
Thomas C. Besselman, Sr Mgmt Withheld Against
James H. Boyce, III Mgmt Withheld Against
Robert M. Boyce, Sr. Mgmt Withheld Against
John J. D'Angelo Mgmt For For
William H. Hidalgo, Sr. Mgmt Withheld Against
Gordon H. Joffrion, III Mgmt For For
Robert Chris Jordan Mgmt For For
David J. Lukinovich Mgmt Withheld Against
Suzanne O. Middleton Mgmt For For
Andrew C. Nelson, M.D. Mgmt For For
Frank L. Walker Mgmt For For
2. Ratification of appointment of Ernst & Mgmt For For
Young as our independent registered public
accountants for 2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
4. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INVESTORS TITLE COMPANY Agenda Number: 935185997
--------------------------------------------------------------------------------------------------------------------------
Security: 461804106
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ITIC
ISIN: US4618041069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tammy F. Coley* Mgmt For For
W. Morris Fine* Mgmt Withheld Against
Richard M. Hutson, II* Mgmt Withheld Against
Elton C. Parker, Jr.** Mgmt For For
2. Proposal to ratify the appointment of Dixon Mgmt For For
Hughes Goodman LLP as the Company's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
J. ALEXANDER'S HOLDINGS, INC. Agenda Number: 935216552
--------------------------------------------------------------------------------------------------------------------------
Security: 46609J106
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: JAX
ISIN: US46609J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carl J. Grassi Mgmt For For
Frank R. Martire Mgmt Withheld Against
Raymond R. Quirk Mgmt Withheld Against
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the registered independent public
accounting firm for fiscal year 2020.
3. Approval of an amendment to the Amended and Mgmt For For
Restated Charter of J. Alexander's
Holdings, Inc. to implement a majority
voting standard for uncontested director
elections.
--------------------------------------------------------------------------------------------------------------------------
JERNIGAN CAPITAL, INC. Agenda Number: 935125876
--------------------------------------------------------------------------------------------------------------------------
Security: 476405105
Meeting Type: Special
Meeting Date: 20-Feb-2020
Ticker: JCAP
ISIN: US4764051052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal to approve the acquisition by Mgmt For For
Jernigan Capital Operating Company, LLC
(the "Operating Company") of substantially
all of the operating assets and liabilities
of JCap Advisors, LLC (the "Manager") in
exchange for 1,794,872 common units of
limited liability company interest in
Jernigan Capital Operating Company, LLC
("OC Units") issuable to the Manager upon
the closing of the Internalization (as
defined below) (the "Initial
Consideration") and an additional 769,231
OC Units.
2. A proposal to approve the adjournment of Mgmt For For
the Special Meeting, if necessary or
appropriate in the discretion of the
chairman of the Special Meeting, to solicit
additional proxies if there are not
sufficient votes at the time of the Special
Meeting to approve the Internalization. See
"Proposal 2: Proposal to Approve the
Adjournment of the Special Meeting".
--------------------------------------------------------------------------------------------------------------------------
JERNIGAN CAPITAL, INC. Agenda Number: 935146399
--------------------------------------------------------------------------------------------------------------------------
Security: 476405105
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: JCAP
ISIN: US4764051052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John A. Good Mgmt For For
Mark O. Decker Mgmt Withheld Against
Rebecca Owen Mgmt For For
Howard A. Silver Mgmt Withheld Against
Dr. Harry J. Thie Mgmt Withheld Against
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
JINKOSOLAR HOLDING CO., LTD. Agenda Number: 935098093
--------------------------------------------------------------------------------------------------------------------------
Security: 47759T100
Meeting Type: Annual
Meeting Date: 19-Nov-2019
Ticker: JKS
ISIN: US47759T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. That Mr. Kangping Chen be re-elected as a Mgmt Against Against
director of the Company.
2. That Mr. Xianhua Li be re-elected as a Mgmt Against Against
director of the Company.
3. That the appointment of Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP as
auditors of the Company for the fiscal year
of2019 be ratified.
4. That the directors of the Company be Mgmt For For
authorized to determine the remuneration of
the auditors.
5. That each of the directors of the Company Mgmt For For
be authorized to take any and all action
that might be necessary to effect the
foregoing resolutions 1 to 4 as such
director, in his or her absolute
discretion, thinks fit.
--------------------------------------------------------------------------------------------------------------------------
JMP GROUP LLC Agenda Number: 935209278
--------------------------------------------------------------------------------------------------------------------------
Security: 46629U107
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: JMP
ISIN: US46629U1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph A. Jolson Mgmt For For
Craig R. Johnson Mgmt Withheld Against
Carter D. Mack Mgmt Withheld Against
Mark L. Lehmann Mgmt Withheld Against
Glenn H. Tongue Mgmt Withheld Against
Kenneth M. Karmin Mgmt Withheld Against
H. Mark Lunenburg Mgmt For For
David M. DiPietro Mgmt Withheld Against
Jonathan M. Orszag Mgmt Withheld Against
2. Ratification of the appointment of Marcum Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's named
executive officers as disclosed in the
proxy statement pursuant to the
compensation disclosure rules of the
Securities and Exchange Commission.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON OUTDOORS INC. Agenda Number: 935121501
--------------------------------------------------------------------------------------------------------------------------
Security: 479167108
Meeting Type: Annual
Meeting Date: 27-Feb-2020
Ticker: JOUT
ISIN: US4791671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Terry E. London Mgmt For For
John M. Fahey, Jr. Mgmt For For
William (Bill) D. Perez Mgmt For For
2. To ratify the appointment of RSM US LLP, an Mgmt For For
independent registered public accounting
firm, as auditors of the Company for its
fiscal year ending October 2, 2020.
3. To approve a non-binding advisory proposal Mgmt For For
on executive compensation.
4. To approve and adopt the Johnson Outdoors Mgmt Against Against
Inc. 2020 Long-Term Stock Incentive Plan
(the "JOI 2020 LTIP").
--------------------------------------------------------------------------------------------------------------------------
K12 INC. Agenda Number: 935096176
--------------------------------------------------------------------------------------------------------------------------
Security: 48273U102
Meeting Type: Annual
Meeting Date: 13-Dec-2019
Ticker: LRN
ISIN: US48273U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aida M. Alvarez Mgmt For For
Craig R. Barrett Mgmt For For
Guillermo Bron Mgmt For For
Robert L. Cohen Mgmt For For
Nathaniel A. Davis Mgmt For For
John M. Engler Mgmt For For
Steven B. Fink Mgmt For For
Robert E. Knowling, Jr. Mgmt For For
Liza McFadden Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
KADANT INC. Agenda Number: 935153990
--------------------------------------------------------------------------------------------------------------------------
Security: 48282T104
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: KAI
ISIN: US48282T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a three-year term Mgmt Against Against
expiring in 2023: John M. Albertine
1B. Election of Director for a three-year term Mgmt For For
expiring in 2023: Thomas C. Leonard
2. To approve the amendment and restatement of Mgmt For For
our amended and restated employees' stock
purchase plan.
3. To approve, by non-binding advisory vote, Mgmt For For
our executive compensation.
4. To approve restricted stock unit grants to Mgmt Against Against
our non-employee directors.
5. To ratify the selection of KPMG LLP as our Mgmt For For
company's independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY LIFE INSURANCE COMPANY Agenda Number: 935158534
--------------------------------------------------------------------------------------------------------------------------
Security: 484836200
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: KCLI
ISIN: US4848362004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin G. Barth Mgmt Withheld Against
Walter E. Bixby Mgmt Withheld Against
James T. Carr Mgmt Withheld Against
Nancy Bixby Hudson Mgmt Withheld Against
William A. Schalekamp Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
KEMET CORPORATION Agenda Number: 935053633
--------------------------------------------------------------------------------------------------------------------------
Security: 488360207
Meeting Type: Annual
Meeting Date: 31-Jul-2019
Ticker: KEM
ISIN: US4883602074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jacob T. Kotzubei Mgmt For For
1.2 Election of Director: Robert G. Paul Mgmt For For
1.3 Election of Director: Yasuko Matsumoto Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending March 31,
2020.
3. Advisory approval of the compensation paid Mgmt For For
to the Company's Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
KEMET CORPORATION Agenda Number: 935124103
--------------------------------------------------------------------------------------------------------------------------
Security: 488360207
Meeting Type: Special
Meeting Date: 20-Feb-2020
Ticker: KEM
ISIN: US4883602074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of November 11, 2019, by and among
the Company, Yageo Corporation and Sky
Merger Sub Inc. (the "Merger Agreement")
2. To approve, by non-binding, advisory vote, Mgmt Against Against
compensation that will or may become
payable by KEMET to its named executive
officers in connection with the merger
3. To adjourn the Special Meeting of Mgmt For For
Stockholders (the "Special Meeting") to a
later date or dates, if necessary or
appropriate to solicit additional proxies
if there are insufficient votes to adopt
the Merger Agreement at the time of the
Special Meeting
--------------------------------------------------------------------------------------------------------------------------
KEWAUNEE SCIENTIFIC CORPORATION Agenda Number: 935063747
--------------------------------------------------------------------------------------------------------------------------
Security: 492854104
Meeting Type: Annual
Meeting Date: 28-Aug-2019
Ticker: KEQU
ISIN: US4928541048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Margaret B. Pyle Mgmt For For
Donald F. Shaw Mgmt For For
2. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm of Ernst & Young LLP as the Company's
independent auditors for fiscal year 2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executives.
4. Advisory vote on the frequency of an Mgmt 1 Year For
advisory vote on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
KIMBALL ELECTRONICS, INC. Agenda Number: 935080438
--------------------------------------------------------------------------------------------------------------------------
Security: 49428J109
Meeting Type: Annual
Meeting Date: 07-Nov-2019
Ticker: KE
ISIN: US49428J1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Holly A. Van Deursen Mgmt For For
Michele M. Holcomb, PhD Mgmt For For
2. To ratify the selection of Deloitte and Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year 2020.
3. To approve, by a non-binding, advisory Mgmt For For
vote, the compensation paid to the
Company's Named Executive Officers.
4. To approve the Company's 2014 Stock Option Mgmt Against Against
and Incentive Plan.
5. To approve the Company's 2019 Profit Mgmt For For
Sharing Incentive Bonus Plan.
6. To approve the amendment of the Company's Mgmt For For
Articles of Incorporation to provide for
elimination of a supermajority voting
requirement for the Articles of
Incorporation amendment under certain
circumstances.
7. To approve the amendment of the Company's Mgmt For For
Articles of Incorporation to provide for
majority voting in uncontested director
elections.
--------------------------------------------------------------------------------------------------------------------------
KIMBALL INTERNATIONAL, INC. Agenda Number: 935076201
--------------------------------------------------------------------------------------------------------------------------
Security: 494274103
Meeting Type: Annual
Meeting Date: 22-Oct-2019
Ticker: KBAL
ISIN: US4942741038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PATRICK E. CONNOLLY Mgmt Abstain Against
1B. ELECTION OF DIRECTOR: KIMBERLY K. RYAN Mgmt Abstain Against
2. APPROVE, BY A NON-BINDING, ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2020.
--------------------------------------------------------------------------------------------------------------------------
KRATOS DEFENSE & SEC SOLUTIONS, INC. Agenda Number: 935192663
--------------------------------------------------------------------------------------------------------------------------
Security: 50077B207
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: KTOS
ISIN: US50077B2079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott Anderson Mgmt For For
Eric DeMarco Mgmt For For
William Hoglund Mgmt For For
Scot Jarvis Mgmt For For
Jane Judd Mgmt For For
Samuel Liberatore Mgmt For For
Amy Zegart Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 27, 2020.
3. To approve an amendment to the Company's Mgmt Against Against
2014 Equity Incentive Plan to increase the
aggregate number of shares that may be
issued under the Plan by 4,700,000 shares.
4. An advisory vote to approve the Mgmt For For
compensation of the Company's named
executive officers, as presented in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
LA-Z-BOY INCORPORATED Agenda Number: 935061161
--------------------------------------------------------------------------------------------------------------------------
Security: 505336107
Meeting Type: Annual
Meeting Date: 27-Aug-2019
Ticker: LZB
ISIN: US5053361078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kurt L. Darrow Mgmt For For
Sarah M. Gallagher Mgmt For For
Edwin J. Holman Mgmt For For
Janet E. Kerr Mgmt For For
Michael T. Lawton Mgmt For For
H. George Levy, MD Mgmt For For
W. Alan McCollough Mgmt For For
Rebecca L. O'Grady Mgmt For For
Lauren B. Peters Mgmt For For
Dr. Nido R. Qubein Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2020.
3. To approve, through a non-binding advisory Mgmt For For
vote, the compensation of the company's
named executive officers as disclosed in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
LAKELAND INDUSTRIES, INC. Agenda Number: 935232342
--------------------------------------------------------------------------------------------------------------------------
Security: 511795106
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: LAKE
ISIN: US5117951062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher J. Ryan Mgmt No vote
A. John Kreff Mgmt No vote
2. Ratify the selection of Friedman LLP as our Mgmt No vote
independent registered public accounting
firm for the fiscal year ending January 31,
2021
3. Approve, on an advisory basis, compensation Mgmt No vote
of our named executive officers
4. Transact any other business as may properly Mgmt No vote
come before the Annual Meeting of
Stockholders or any adjournments,
postponements or rescheduling of the Annual
Meeting of Stockholders.
--------------------------------------------------------------------------------------------------------------------------
LANDS' END, INC. Agenda Number: 935155677
--------------------------------------------------------------------------------------------------------------------------
Security: 51509F105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: LE
ISIN: US51509F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Galvin Mgmt For For
Jerome S. Griffith Mgmt For For
Elizabeth Leykum Mgmt For For
Josephine Linden Mgmt For For
John T. McClain Mgmt For For
Maureen Mullen Mgmt For For
Jignesh Patel Mgmt For For
Jonah Staw Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our Named Executive Officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2020.
--------------------------------------------------------------------------------------------------------------------------
LCNB CORP. Agenda Number: 935140640
--------------------------------------------------------------------------------------------------------------------------
Security: 50181P100
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: LCNB
ISIN: US50181P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
William H. Kaufman Mgmt Withheld Against
Mary E. Bradford Mgmt For For
William G. Huddle Mgmt For For
Craig M. Johnson Mgmt For For
2. Advisory vote approving the compensation of Mgmt For For
our named executive officers.
3. To ratify the appointment of BKD, LLP as Mgmt For For
the independent registered accounting firm
for the company.
--------------------------------------------------------------------------------------------------------------------------
LIFETIME BRANDS, INC. Agenda Number: 935207983
--------------------------------------------------------------------------------------------------------------------------
Security: 53222Q103
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: LCUT
ISIN: US53222Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey Siegel Mgmt For For
Robert B. Kay Mgmt For For
Rachael A. Jarosh Mgmt For For
John Koegel Mgmt For For
Cherrie Nanninga Mgmt For For
Craig Phillips Mgmt For For
Veronique Gabai-Pinsky Mgmt For For
Bruce G. Pollack Mgmt For For
Michael J. Regan Mgmt For For
Michael Schnabel Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR 2020.
3. TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE COMPANY'S AMENDED AND RESTATED 2000
LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
LSC COMMUNICATIONS INC Agenda Number: 711576770
--------------------------------------------------------------------------------------------------------------------------
Security: 50218P107
Meeting Type: AGM
Meeting Date: 17-Oct-2019
Ticker:
ISIN: US50218P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: THOMAS J. QUINLAN III Mgmt For For
1.2 ELECTION OF DIRECTOR: M. SHAN ATKINS Mgmt For For
1.3 ELECTION OF DIRECTOR: MARGARET A. BREYA Mgmt For For
1.4 ELECTION OF DIRECTOR: JUDITH H. HAMILTON Mgmt For For
1.5 ELECTION OF DIRECTOR: FRANCIS J. JULES Mgmt For For
1.6 ELECTION OF DIRECTOR: THOMAS F. O'TOOLE Mgmt For For
1.7 ELECTION OF DIRECTOR: DOUGLAS W. STOTLAR Mgmt For For
1.8 ELECTION OF DIRECTOR: SHIVAN S. SUBRAMANIAM Mgmt For For
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3 APPROVAL OF AMENDMENT TO AMENDED AND Mgmt Against Against
RESTATED 2016 PERFORMANCE INCENTIVE PLAN
4 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
LSI INDUSTRIES INC. Agenda Number: 935084246
--------------------------------------------------------------------------------------------------------------------------
Security: 50216C108
Meeting Type: Annual
Meeting Date: 05-Nov-2019
Ticker: LYTS
ISIN: US50216C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert P. Beech Mgmt Withheld Against
Ronald D. Brown Mgmt For For
James A. Clark Mgmt For For
Amy L. Hanson Mgmt For For
John K. Morgan Mgmt For For
Wilfred T. O'Gara Mgmt Withheld Against
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm for
fiscal 2020.
3. Approve the Corporation's 2019 Omnibus Mgmt Against Against
Award Plan.
4. Advisory vote on the compensation of the Mgmt For For
named executive officers as described in
the Company's proxy statement (the
"Say-on-Pay vote").
--------------------------------------------------------------------------------------------------------------------------
LYDALL, INC. Agenda Number: 935147125
--------------------------------------------------------------------------------------------------------------------------
Security: 550819106
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: LDL
ISIN: US5508191062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David G. Bills Mgmt For For
1B. Election of Director: Kathleen Burdett Mgmt For For
1C. Election of Director: James J. Cannon Mgmt For For
1D. Election of Director: Matthew T. Farrell Mgmt For For
1E. Election of Director: Marc T. Giles Mgmt For For
1F. Election of Director: Sara A. Greenstein Mgmt For For
1G. Election of Director: Suzanne Hammett Mgmt For For
1H. Election of Director: S. Carl Soderstrom, Mgmt For For
Jr.
2. Approving the Amended and Restated 2012 Mgmt Against Against
Stock Incentive Plan.
3. Approving an advisory vote on executive Mgmt For For
compensation.
4. Ratifying the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditor for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
M/I HOMES, INC. Agenda Number: 935180783
--------------------------------------------------------------------------------------------------------------------------
Security: 55305B101
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: MHO
ISIN: US55305B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Phillip G. Creek Mgmt For For
Nancy J. Kramer Mgmt For For
Norman L. Traeger Mgmt Withheld Against
2. A non-binding, advisory resolution to Mgmt For For
approve the compensation of the named
executive officers of M/I Homes, Inc.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as M/I Homes, Inc.'s independent
registered public accounting firm for the
2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
MACATAWA BANK CORPORATION Agenda Number: 935152114
--------------------------------------------------------------------------------------------------------------------------
Security: 554225102
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: MCBC
ISIN: US5542251021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office for a Mgmt For For
three year term: Birgit M. Klohs
1B. Election of Director to hold office for a Mgmt Against Against
three year term: Thomas P. Rosenbach
2. Advisory approval of executive Mgmt For For
compensation.
3. Ratification of appointment of BDO USA, LLP Mgmt For For
as independent auditors for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MAGAL SECURITY SYSTEMS LTD. Agenda Number: 935063266
--------------------------------------------------------------------------------------------------------------------------
Security: M6786D104
Meeting Type: Annual
Meeting Date: 14-Aug-2019
Ticker: MAGS
ISIN: IL0010829161
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. RE-ELECTION OF DIRECTOR FOR TERM EXPIRING Mgmt For For
IN 2020 ANNUAL GENERAL MEETING: GILLON BECK
1b. RE-ELECTION OF DIRECTOR FOR TERM EXPIRING Mgmt For For
IN 2020 ANNUAL GENERAL MEETING: RON
BEN-HAIM
1c. RE-ELECTION OF DIRECTOR FOR TERM EXPIRING Mgmt For For
IN 2020 ANNUAL GENERAL MEETING: JACOB
BERMAN
1d. RE-ELECTION OF DIRECTOR FOR TERM EXPIRING Mgmt For For
IN 2020 ANNUAL GENERAL MEETING: AVRAHAM
BIGGER
2. ELECTION OF EXTERNAL DIRECTOR FOR A THREE Mgmt For For
YEAR TERM: LIMOR STEKLOV
2a. Are you (a) a controlling shareholder of Mgmt Against
the Company; or (b) do you have a personal
interest in the approval of Proposal 2 as
such terms are explained in the proxy
statement? If you do not vote FOR=YES or
AGAINST=NO your vote will not count for the
proposal 2. Mark "for" = yes or "against" =
no.
3. To re-adopt the Company's updated Mgmt Against Against
Compensation Policy.
3a. Are you (a) a controlling shareholder of Mgmt Against
the Company; or (b) do you have a personal
interest in the approval of Proposal 3 as
such terms are explained in the proxy
statement? If you do not vote FOR=YES or
AGAINST=NO your vote will not count for the
proposal 3. Mark "for" = yes or "against" =
no.
4. To re-approve the compensation of the Mgmt For For
Company's directors associated with the
controlling shareholder including but not
limited to: (1) terms of employment of the
chairman of the board; and (2) the issuance
and delivery of indemnification letters.
4a. Are you (a) a controlling shareholder of Mgmt Against
the Company; or (b) do you have a personal
interest in the approval of Proposal 4 as
such terms are explained in the proxy
statement? If you do not vote FOR=YES or
AGAINST=NO your vote will not count for the
proposal 4. Mark "for" = yes or "against" =
no.
5. To approve the issuance and delivery of Mgmt For For
indemnification letters to each of our
directors and officers appointed from time
to time.
6. To ratify and approve the reappointment of Mgmt For For
Kost Forer Gabbay & Kasierer, registered
public accountants, a member firm of Ernst
& Young Global, as our independent
registered public accountants for the year
ending December 31, 2019, and to authorize
our audit committee to fix the remuneration
of such independent registered public
accountants in accordance with the volume
and nature of their services.
--------------------------------------------------------------------------------------------------------------------------
MALVERN BANCORP, INC. Agenda Number: 935125674
--------------------------------------------------------------------------------------------------------------------------
Security: 561409103
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: MLVF
ISIN: US5614091032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Howard Kent Mgmt For For
James Barrett Mgmt For For
Julia D. Corelli Mgmt For For
Norman Feinstein Mgmt For For
Andrew Fish Mgmt For For
Cynthia Felzer Leitzell Mgmt For For
Stephen Scartozzi Mgmt For For
Anthony C. Weagley Mgmt For For
2. To adopt a non-binding resolution to Mgmt For For
approve the compensation of our named
executive officers.
3. To ratify the appointment of Baker Tilly Mgmt For For
Virchow Krause, LLP as our independent
registered public accounting firm for the
fiscal year ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
MANNING & NAPIER INC. Agenda Number: 935202123
--------------------------------------------------------------------------------------------------------------------------
Security: 56382Q102
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: MN
ISIN: US56382Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard S. Goldberg Mgmt For For
Barbara Goodstein Mgmt Withheld Against
Robert Kopech Mgmt Withheld Against
Kenneth A. Marvald Mgmt Withheld Against
Marc O. Mayer Mgmt For For
Edward J. Pettinella Mgmt Withheld Against
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as independent
registered public accountants for our
fiscal year ending December 31, 2020.
3. Advisory (non-binding) vote approving Mgmt For For
compensation of our named executive
officers.
4. Approval of the Company's 2020 Stock Mgmt Against Against
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
MARINEMAX, INC. Agenda Number: 935118299
--------------------------------------------------------------------------------------------------------------------------
Security: 567908108
Meeting Type: Annual
Meeting Date: 20-Feb-2020
Ticker: HZO
ISIN: US5679081084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
three-year term expiring in 2023.: Clint
Moore
1B. Election of Director to serve for a Mgmt For For
three-year term expiring in 2023: Evelyn V.
Follit
1C. Election of Director to serve for a Mgmt For For
three-year term expiring in 2023: William
Brett McGill
1D. Election of Director to serve for a Mgmt For For
three-year term expiring in 2023: Michael
H. McLamb
2. To approve (on an advisory basis) our Mgmt For For
executive compensation ("say-on-pay").
3. To approve an amendment to our 2011 Stock - Mgmt Against Against
Based Compensation Plan to increase the
number of shares available for issuance
under that plan by 1,000,000 shares.
4. To ratify the appointment of KPMG LLP, an Mgmt For For
independent registered public accounting
firm, as the independent auditor of our
Company for the fiscal year ending
September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
MARLIN BUSINESS SERVICES CORP. Agenda Number: 935205888
--------------------------------------------------------------------------------------------------------------------------
Security: 571157106
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: MRLN
ISIN: US5711571068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John J. Calamari Mgmt Withheld Against
Lawrence J. DeAngelo Mgmt Withheld Against
Scott Heimes Mgmt For For
Jeffrey A. Hilzinger Mgmt For For
Matthew J. Sullivan Mgmt Withheld Against
J. Christopher Teets Mgmt For For
James W. Wert Mgmt Withheld Against
2. To approve the compensation of the Mgmt For For
Corporation's named executive officers, on
an advisory basis.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Corporation's independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
MARTEN TRANSPORT, LTD. Agenda Number: 935147339
--------------------------------------------------------------------------------------------------------------------------
Security: 573075108
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: MRTN
ISIN: US5730751089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randolph L. Marten Mgmt For For
Larry B. Hagness Mgmt Withheld Against
Thomas J. Winkel Mgmt For For
Jerry M. Bauer Mgmt Withheld Against
Robert L. Demorest Mgmt Withheld Against
Ronald R. Booth Mgmt Withheld Against
Kathleen P. Iverson Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Proposal to confirm the selection of Grant Mgmt For For
Thornton LLP as independent public
accountants of the company for the fiscal
year ending December 31, 2020.
4. To transact other business if properly Mgmt Against Against
brought before the Annual Meeting or any
adjournment thereof.
--------------------------------------------------------------------------------------------------------------------------
MATERION CORPORATION Agenda Number: 935158647
--------------------------------------------------------------------------------------------------------------------------
Security: 576690101
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: MTRN
ISIN: US5766901012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Vinod M. Khilnani Mgmt Withheld Against
Emily M. Liggett Mgmt For For
Robert J. Phillippy Mgmt Withheld Against
Patrick Prevost Mgmt Withheld Against
N. Mohan Reddy Mgmt Withheld Against
Craig S. Shular Mgmt Withheld Against
Darlene J. S. Solomon Mgmt For For
Robert B. Toth Mgmt Withheld Against
Jugal K. Vijayvargiya Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company.
3. To approve, by non-binding vote, named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
MCRAE INDUSTRIES, INC. Agenda Number: 935107068
--------------------------------------------------------------------------------------------------------------------------
Security: 582757209
Meeting Type: Annual
Meeting Date: 19-Dec-2019
Ticker: MCRAA
ISIN: US5827572091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brady W. Dickson Mgmt For For
Marvin G. Kiser, Sr. Mgmt Withheld Against
2. Ratification of appointment of Grant Mgmt For For
Thornton LLP as independent accountants.
--------------------------------------------------------------------------------------------------------------------------
MERCHANTS BANCORP Agenda Number: 935175605
--------------------------------------------------------------------------------------------------------------------------
Security: 58844R108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MBIN
ISIN: US58844R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael F. Petrie Mgmt For For
Randall D. Rogers Mgmt For For
Michael J. Dunlap Mgmt Withheld Against
Scott A. Evans Mgmt Withheld Against
Sue Anne Gilroy Mgmt Withheld Against
Andrew A. Juster Mgmt Withheld Against
Patrick D. O'Brien Mgmt Withheld Against
Anne E. Sellers Mgmt Withheld Against
David N. Shane Mgmt Withheld Against
2. Ratification of the appointment of BKD, LLP Mgmt For For
as our independent registered public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MERIDIAN BIOSCIENCE, INC. Agenda Number: 935116132
--------------------------------------------------------------------------------------------------------------------------
Security: 589584101
Meeting Type: Annual
Meeting Date: 29-Jan-2020
Ticker: VIVO
ISIN: US5895841014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES M. ANDERSON Mgmt For For
DWIGHT E. ELLINGWOOD Mgmt For For
JACK KENNY Mgmt For For
JOHN C. MCILWRAITH Mgmt For For
DAVID C. PHILLIPS Mgmt For For
JOHN M. RICE, JR. Mgmt For For
CATHERINE A. SAZDANOFF Mgmt For For
FELICIA WILLIAMS Mgmt For For
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as Meridian's independent
registered public accountants for fiscal
year 2020.
3. Advisory vote to approve compensation of Mgmt For For
named executive officers, as disclosed in
the Proxy Statement ("Say-on-Pay"
Proposal).
--------------------------------------------------------------------------------------------------------------------------
MERITOR, INC. Agenda Number: 935112970
--------------------------------------------------------------------------------------------------------------------------
Security: 59001K100
Meeting Type: Annual
Meeting Date: 23-Jan-2020
Ticker: MTOR
ISIN: US59001K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven Beringhause Mgmt For For
Rhonda L. Brooks Mgmt For For
Jeffrey A. Craig Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers as disclosed in the proxy
statement.
3. To consider and vote upon a proposal to Mgmt For For
approve the selection by the Audit
Committee of the Board of Directors of the
firm of Deloitte & Touche LLP as auditors
of the Company.
4. To consider and vote upon amendments to the Mgmt For For
Company's Amended and Restated Articles of
Incorporation to declassify the Board of
Directors.
5. To consider and vote upon amendments to the Mgmt For For
Company's Amended and Restated Articles of
Incorporation to allow shareholders to
amend the Company's Amended and Restated
By-Laws.
6. To consider and vote upon a proposal to Mgmt Against Against
approve the adoption by the Board of
Directors of the 2020 Long - Term Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
MESA AIR GROUP, INC. Agenda Number: 935120648
--------------------------------------------------------------------------------------------------------------------------
Security: 590479135
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: MESA
ISIN: US5904791358
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan G. Ornstein Mgmt For For
Ellen N. Artist Mgmt Withheld Against
Mitchell I. Gordon Mgmt Withheld Against
Dana J. Lockhart Mgmt For For
Spyridon Skiados Mgmt Withheld Against
Harvey W. Schiller Mgmt Withheld Against
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
METHODE ELECTRONICS, INC. Agenda Number: 935064155
--------------------------------------------------------------------------------------------------------------------------
Security: 591520200
Meeting Type: Annual
Meeting Date: 12-Sep-2019
Ticker: MEI
ISIN: US5915202007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Walter J. Aspatore Mgmt Against Against
1b. Election of Director: Brian J. Cadwallader Mgmt Against Against
1c. Election of Director: Bruce K. Crowther Mgmt For For
1d. Election of Director: Darren M. Dawson Mgmt Against Against
1e. Election of Director: Donald W. Duda Mgmt For For
1f. Election of Director: Isabelle C. Goossen Mgmt For For
1g. Election of Director: Mark D. Schwabero Mgmt For For
1h. Election of Director: Lawrence B. Skatoff Mgmt Against Against
2. The ratification of the Audit Committee's Mgmt For For
selection of Ernst & Young LLP to serve as
our independent registered public
accounting firm for the fiscal year ending
May 2, 2020.
3. The advisory approval of Methode's named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
METROPOLITAN BANK HOLDING CORP. Agenda Number: 935147202
--------------------------------------------------------------------------------------------------------------------------
Security: 591774104
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: MCB
ISIN: US5917741044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert C. Patent Mgmt Withheld Against
Maria Fiorini Ramirez Mgmt Withheld Against
William Reinhardt Mgmt Withheld Against
2. Ratification of the appointment of Crowe Mgmt For For
LLP as our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
MIDDLESEX WATER COMPANY Agenda Number: 935171835
--------------------------------------------------------------------------------------------------------------------------
Security: 596680108
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: MSEX
ISIN: US5966801087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James F. Cosgrove Jr. Mgmt For For
2. To provide a non-binding advisory vote to Mgmt For For
approve named executive officer
compensation.
3. To ratify the appointment of Baker Tilly Mgmt For For
Virchow Krause, LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MIDSOUTH BANCORP, INC. Agenda Number: 935072176
--------------------------------------------------------------------------------------------------------------------------
Security: 598039105
Meeting Type: Special
Meeting Date: 18-Sep-2019
Ticker: MSL
ISIN: US5980391057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal to approve the Agreement and Mgmt For For
Plan of Merger, dated as of April 30, 2019,
by and between MidSouth and Hancock Whitney
Corporation, as such agreement may be
amended from time to time.
2. A proposal to approve, on an advisory Mgmt Against Against
(non-binding) basis, the compensation that
certain executive officers of MidSouth may
receive in connection with the merger
pursuant to existing agreements or
arrangements with MidSouth.
3. A proposal to approve one or more Mgmt For For
adjournments of the special meeting, if
necessary or appropriate, including
adjournments to permit further solicitation
of proxies in favor of the MidSouth merger
proposal.
--------------------------------------------------------------------------------------------------------------------------
MIDSTATES PETROLEUM COMPANY, INC. Agenda Number: 935059457
--------------------------------------------------------------------------------------------------------------------------
Security: 59804T407
Meeting Type: Annual
Meeting Date: 02-Aug-2019
Ticker: MPO
ISIN: US59804T4076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David J. Sambrooks Mgmt For For
Alan J. Carr Mgmt Withheld Against
Patrice D. Douglas Mgmt For For
Neal P. Goldman Mgmt Withheld Against
Randal T. Klein Mgmt For For
Evan S. Lederman Mgmt For For
David H. Proman Mgmt For For
Todd R. Snyder Mgmt Withheld Against
2. Approve the issuance of shares of Midstates Mgmt For For
common stock to stockholders of Amplify
Energy Corp. ("Amplify") in connection with
the Agreement and Plan of Merger, dated as
of May 5, 2019, by and among Midstates,
Midstates Holdings, Inc., a direct wholly
owned subsidiary of Midstates ("Merger
Sub") and Amplify (the "merger agreement"),
a copy of which is attached as Annex A to
the joint proxy statement/prospectus (the
"stock issuance proposal").
3. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of Midstates' named
executive officers, including the
compensation that may be paid or become
payable to Midstates' named executive
officers in connection with the merger (the
"executive compensation proposal").
4. Ratify the appointment of Grant Thornton Mgmt For For
LLP as the Midstates' independent
registered public accountants for 2019 (the
"auditor ratification proposal").
5. Approve the adjournment of the Midstates Mgmt For For
annual meeting, if necessary or
appropriate, to solicit additional proxies
if there are not sufficient votes cast at
the Midstates annual meeting to approve the
issuance of Midstates common stock to
current Amplify stockholders pursuant to
the merger agreement (the "Midstates
adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
MILLER INDUSTRIES, INC. Agenda Number: 935197271
--------------------------------------------------------------------------------------------------------------------------
Security: 600551204
Meeting Type: Annual
Meeting Date: 22-May-2020
Ticker: MLR
ISIN: US6005512040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Theodore H. Ashford Mgmt For For
III
1.2 Election of Director: A. Russell Chandler Mgmt For For
III
1.3 Election of Director: William G. Miller Mgmt Against Against
1.4 Election of Director: William G. Miller II Mgmt Against Against
1.5 Election of Director: Richard H. Roberts Mgmt For For
1.6 Election of Director: Leigh Walton Mgmt For For
1.7 Election of Director: Deborah L. Whitmire Mgmt Against Against
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MISTRAS GROUP, INC. Agenda Number: 935169032
--------------------------------------------------------------------------------------------------------------------------
Security: 60649T107
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: MG
ISIN: US60649T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dennis Bertolotti Mgmt For For
Nicholas DeBenedictis Mgmt For For
James J. Forese Mgmt For For
Richard H. Glanton Mgmt Withheld Against
Michelle J. Lohmeier Mgmt For For
Manuel N. Stamatakis Mgmt Withheld Against
Sotirios J. Vahaviolos Mgmt For For
W. Curtis Weldon Mgmt Withheld Against
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of KPMG
LLP as independent registered public
accounting firm of Mistras Group, Inc. for
the year ending December 31, 2020.
3. To approve an amendment to the Mistras Mgmt Against Against
Group, Inc. 2016 Long-Term Incentive Plan
to increase the number of shares authorized
for issuance.
4. To approve on an advisory basis the Mgmt For For
compensation of Mistras Group named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MODINE MANUFACTURING COMPANY Agenda Number: 935056033
--------------------------------------------------------------------------------------------------------------------------
Security: 607828100
Meeting Type: Annual
Meeting Date: 25-Jul-2019
Ticker: MOD
ISIN: US6078281002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mr. David G. Bills Mgmt For For
1b. Election of Director: Mr. Thomas A. Burke Mgmt For For
1c. Election of Director: Mr. Charles P. Cooley Mgmt For For
2. Advisory vote to approve of the Company's Mgmt For For
named executive officer compensation.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
MONMOUTH REAL ESTATE INVESTMENT CORP. Agenda Number: 935160135
--------------------------------------------------------------------------------------------------------------------------
Security: 609720107
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: MNR
ISIN: US6097201072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kiernan Conway Mgmt For For
Brian H. Haimm Mgmt For For
Neal Herstik Mgmt For For
Matthew I. Hirsch Mgmt Withheld Against
Stephen B. Wolgin Mgmt For For
2. Ratification of the appointment of PKF Mgmt For For
O'Connor Davies, LLP as the Company's
independent registered public accounting
firm for the fiscal year ending September
30, 2020.
3. An advisory resolution for the executive Mgmt For For
compensation of the Company's named
executive officers for the fiscal year
ended September 30, 2019 as more fully
described in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
MONTAGE RESOURCES CORPORATION Agenda Number: 935207022
--------------------------------------------------------------------------------------------------------------------------
Security: 61179L100
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: MR
ISIN: US61179L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randall M. Albert Mgmt For For
Mark E. Burroughs, Jr. Mgmt For For
Don Dimitrievich Mgmt For For
Richard D. Paterson Mgmt Withheld Against
D. Martin Phillips Mgmt Withheld Against
John K. Reinhart Mgmt For For
Douglas E. Swanson, Jr. Mgmt Withheld Against
2. Advisory approval of the Company's 2019 Mgmt Against Against
named executive officer compensation.
3. Advisory approval of the frequency of Mgmt 1 Year For
future advisory votes on named executive
officer compensation.
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MOVADO GROUP, INC. Agenda Number: 935215017
--------------------------------------------------------------------------------------------------------------------------
Security: 624580106
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: MOV
ISIN: US6245801062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter A. Bridgman Mgmt Withheld Against
Alex Grinberg Mgmt For For
Efraim Grinberg Mgmt For For
Alan H. Howard Mgmt For For
Richard Isserman Mgmt Withheld Against
Ann Kirschner Mgmt For For
Stephen Sadove Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending January 31,
2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as described in the
proxy statement under "Executive
Compensation".
--------------------------------------------------------------------------------------------------------------------------
MUTUALFIRST FINANCIAL,INC. Agenda Number: 935127072
--------------------------------------------------------------------------------------------------------------------------
Security: 62845B104
Meeting Type: Special
Meeting Date: 06-Mar-2020
Ticker: MFSF
ISIN: US62845B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal (the "merger proposal") to Mgmt For For
approve and adopt the Agreement and Plan of
Merger, dated as of October 29, 2019, by
and between Northwest Bancshares, Inc. and
MutualFirst Financial, Inc., pursuant to
which MutualFirst Financial, Inc. will
merge with and into Northwest Bancshares,
Inc.
2. A proposal to approve, on a non-binding, Mgmt Against Against
advisory basis, the compensation to be paid
to MutualFirst Financial's named executive
officers that is based on or otherwise
relates to the merger (the "Merger-Related
Executive Compensation").
3. A proposal to approve one or more Mgmt For For
adjournments of the meeting, if necessary
or appropriate to permit further
solicitation of proxies if there are not
sufficient votes at the time of the Special
Meeting to approve the merger proposal or
to approve the Merger-Related Executive
Compensation.
--------------------------------------------------------------------------------------------------------------------------
MVB FINANCIAL CORP. Agenda Number: 935172774
--------------------------------------------------------------------------------------------------------------------------
Security: 553810102
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: MVBF
ISIN: US5538101024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a three-year term: Mgmt For For
James J. Cava, Jr.
1.2 Election of Director for a three-year term: Mgmt For For
Larry F. Mazza
1.3 Election of Director for a three-year term: Mgmt For For
Cheryl D. Spielman
2. A non-binding advisory vote to approve the Mgmt For For
compensation of the Named Executive
Officers.
3. To ratify the appointment of Dixon Hughes Mgmt For For
Goodman LLP as the independent registered
accounting firm for MVB for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
NACCO INDUSTRIES, INC. Agenda Number: 935155831
--------------------------------------------------------------------------------------------------------------------------
Security: 629579103
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: NC
ISIN: US6295791031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J.C. Butler, Jr. Mgmt For For
John S. Dalrymple, III Mgmt Withheld Against
John P. Jumper Mgmt Withheld Against
Dennis W. LaBarre Mgmt Withheld Against
Timothy K. Light Mgmt For For
Michael S. Miller Mgmt Withheld Against
Richard de J. Osborne Mgmt Withheld Against
Alfred M. Rankin, Jr. Mgmt For For
Matthew M. Rankin Mgmt For For
Roger F. Rankin Mgmt For For
Lori J. Robinson Mgmt For For
Britton T. Taplin Mgmt Withheld Against
2. Proposal to approve, on an advisory basis, Mgmt For For
NACCO Industries, Inc.'s Named Executive
Officer compensation.
3. Proposal to recommend, on an advisory Mgmt 1 Year For
basis, the frequency of future advisory
votes on Named Executive Officer
compensation.
4. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent registered
accounting firm of NACCO Industries, Inc.
for 2020.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL BANKSHARES, INC. Agenda Number: 935174817
--------------------------------------------------------------------------------------------------------------------------
Security: 634865109
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: NKSH
ISIN: US6348651091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles E. Green, III Mgmt For For
Mildred R. Johnson Mgmt For For
William A. Peery Mgmt Withheld Against
James C. Thompson Mgmt For For
2. Non-binding advisory vote to approve the Mgmt Against Against
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Yount, Mgmt For For
Hyde & Barbour P.C. as the Company's
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL PRESTO INDUSTRIES, INC. Agenda Number: 935182763
--------------------------------------------------------------------------------------------------------------------------
Security: 637215104
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: NPK
ISIN: US6372151042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randy F. Lieble Mgmt For For
Joseph G. Stienessen Mgmt Withheld Against
2. To approve our Non-Employee Director Mgmt For For
Compensation Plan
3. To ratify the appointment of BDO USA, LLP Mgmt For For
as National Presto's independent registered
public accounting firm for the fiscal year
ending December 31, 2020
4. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of National
Presto's named executive officers
--------------------------------------------------------------------------------------------------------------------------
NATIONAL WESTERN LIFE GROUP, INC. Agenda Number: 935205612
--------------------------------------------------------------------------------------------------------------------------
Security: 638517102
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: NWLI
ISIN: US6385171029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David S. Boone Mgmt Withheld Against
Stephen E. Glasgow Mgmt Withheld Against
E. J. Pederson Mgmt Withheld Against
2. Proposal to ratify the appointment of BKD, Mgmt For For
LLP as the Company's independent accounting
firm for 2020.
3. Proposal to approve, on an advisory basis, Mgmt Against Against
the compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
NATURAL GROCERS BY VITAMIN COTTAGE, INC. Agenda Number: 935123808
--------------------------------------------------------------------------------------------------------------------------
Security: 63888U108
Meeting Type: Annual
Meeting Date: 04-Mar-2020
Ticker: NGVC
ISIN: US63888U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Zephyr Isely Mgmt Withheld Against
Michael T. Campbell Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2020.
3. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
NAUTILUS, INC. Agenda Number: 935167444
--------------------------------------------------------------------------------------------------------------------------
Security: 63910B102
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: NLS
ISIN: US63910B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James Barr, IV Mgmt For For
Richard A. Horn Mgmt For For
M. Carl Johnson, III Mgmt For For
Patricia M. Ross Mgmt For For
Anne G. Saunders Mgmt For For
Marvin G. Siegert Mgmt For For
2. To adopt an advisory resolution approving Mgmt For For
Nautilus' executive compensation.
3. Ratification of selection of KPMG LLP as Mgmt For For
Independent Registered Public Accounting
Firm.
4. Approval of the amendment and restatement Mgmt Against Against
of the Nautilus, Inc. 2015 Long-Term
Incentive Plan, as amended.
--------------------------------------------------------------------------------------------------------------------------
NEWPARK RESOURCES, INC. Agenda Number: 935178384
--------------------------------------------------------------------------------------------------------------------------
Security: 651718504
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: NR
ISIN: US6517185046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anthony J. Best Mgmt For For
G. Stephen Finley Mgmt Withheld Against
Paul L. Howes Mgmt For For
Roderick A. Larson Mgmt Withheld Against
John C. Minge Mgmt Withheld Against
Rose M. Robeson Mgmt For For
2. An advisory vote to approve our named Mgmt For For
executive officer compensation.
3. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
NICHOLAS FINANCIAL, INC. Agenda Number: 935068850
--------------------------------------------------------------------------------------------------------------------------
Security: 65373J209
Meeting Type: Annual
Meeting Date: 29-Aug-2019
Ticker: NICK
ISIN: CA65373J2092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Douglas W. Marohn Mgmt Withheld Against
Adam K. Peterson Mgmt For For
2 To ratify the appointment of RSM US LLP as Mgmt For For
the Company's Independent Auditors for the
fiscal year ending March 31, 2020.
3 To approve the compensation of the Mgmt For For
Company's Named Executive Officers as
disclosed in the Executive Compensation
Discussion and Analysis Section and the
accompanying compensation tables and
narrative discussion contained in the Proxy
Statement and Information Circular.
--------------------------------------------------------------------------------------------------------------------------
NN, INC. Agenda Number: 935159372
--------------------------------------------------------------------------------------------------------------------------
Security: 629337106
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: NNBR
ISIN: US6293371067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raynard D. Benvenuti Mgmt For For
Christina E. Carroll Mgmt For For
David K. Floyd Mgmt For For
Jeri J. Harman Mgmt For For
Steven T. Warshaw Mgmt Withheld Against
Thomas H. Wilson, Jr. Mgmt For For
2. Approval of the issuance of common stock in Mgmt For For
accordance with the Nasdaq Marketplace
Rules 5635(b) and 5635(d) upon (i)
conversion or redemption of the Series B
Convertible Preferred Stock, and (ii)
exercise of warrants, in each case, issued
pursuant to that certain Securities
Purchase Agreement, dated December 5, 2019,
by and among NN, Inc. and the investors
named therein.
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation of the named executive
officers of NN, Inc.
4. Advisory (non-binding) vote to ratify the Mgmt For For
selection of PRICEWATERHOUSECOOPERS LLP as
registered independent public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
NOBILITY HOMES, INC. Agenda Number: 935129038
--------------------------------------------------------------------------------------------------------------------------
Security: 654892108
Meeting Type: Annual
Meeting Date: 28-Feb-2020
Ticker: NOBH
ISIN: US6548921088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Terry E. Trexler Mgmt For For
Thomas W. Trexler Mgmt For For
Arthur L. Havener, Jr. Mgmt For For
Robert P. Saltsman Mgmt Withheld Against
2. To determine whether an advisory vote on Mgmt 1 Year Against
executive compensation will occur for every
1, 2 or 3 years.
3. To approve on advisory resolution on Mgmt For For
executive compensation for fiscal year
2019.
--------------------------------------------------------------------------------------------------------------------------
NORTH AMERICAN CONSTRUCTION GROUP LTD. Agenda Number: 935186343
--------------------------------------------------------------------------------------------------------------------------
Security: 656811106
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: NOA
ISIN: CA6568111067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Martin R. Ferron Mgmt For For
Ronald A. McIntosh Mgmt For For
Bryan D. Pinney Mgmt For For
John J. Pollesel Mgmt For For
Thomas P. Stan Mgmt Withheld Against
Kristina E. Williams Mgmt For For
Maryse C. Saint-Laurent Mgmt For For
2 KPMG LLP are appointed as auditors of the Mgmt For For
Corporation for the ensuing year and the
directors are authorized to fix their
remuneration as such.
3 To vote on the advisory resolution, the Mgmt For For
full text of which is set forth in the
Circular, with respect to North American
Construction Group's approach to executive
compensation as more particularly described
in the Circular under the heading "Advisory
Vote on Executive Compensation". The
advisory resolution shall not diminish the
roles and responsibilities of the Board of
Directors.
--------------------------------------------------------------------------------------------------------------------------
NORTH AMERICAN PALLADIUM LTD. Agenda Number: 935101383
--------------------------------------------------------------------------------------------------------------------------
Security: 65704X109
Meeting Type: Special
Meeting Date: 04-Dec-2019
Ticker: PALDF
ISIN: CA65704X1096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider, pursuant to an interim order Mgmt For For
of the Ontario Superior Court of Justice
(Commercial List) dated November 1, 2019 as
same may be amended (the "Interim Order"),
and, if thought advisable to pass, with or
without variation, a special resolution
(the "Arrangement Resolution") to approve a
proposed plan of arrangement involving
North American Palladium Ltd., Impala
Platinum Holdings Limited and 11638050
Canada Inc., pursuant to section 192 of the
Canada Business Corporations Act (the
"Arrangement"). The full text of the
Arrangement Resolution is set forth in
Appendix B to the accompanying management
information circular (the "Information
Circular").
--------------------------------------------------------------------------------------------------------------------------
NORTHWEST PIPE COMPANY Agenda Number: 935205597
--------------------------------------------------------------------------------------------------------------------------
Security: 667746101
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: NWPX
ISIN: US6677461013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott Montross, for a Mgmt Abstain Against
three year term, expiring in 2023
1B. Election of Director: John Paschal, for a Mgmt For For
three year term, expiring in 2023
1C. Election of Director: William Yearsley, for Mgmt For For
a two year term, expiring in 2022
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation
3. Ratify the Appointment of Moss Adams LLP as Mgmt For For
the Company's independent registered public
accounting firm
--------------------------------------------------------------------------------------------------------------------------
OCEANFIRST FINANCIAL CORP. Agenda Number: 935195087
--------------------------------------------------------------------------------------------------------------------------
Security: 675234108
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: OCFC
ISIN: US6752341080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Angelo J. Catania Mgmt Withheld Against
Anthony R. Coscia Mgmt Withheld Against
Michael D. Devlin Mgmt For For
Jack M. Farris Mgmt For For
Kimberly M. Guadagno Mgmt For For
Nicos Katsoulis Mgmt Withheld Against
John K. Lloyd Mgmt Withheld Against
Christopher D. Maher Mgmt Withheld Against
William D. Moss Mgmt Withheld Against
Joseph M. Murphy, Jr. Mgmt Withheld Against
Steven M. Scopellite Mgmt For For
Grace C. Torres Mgmt For For
Grace M. Vallacchi Mgmt Withheld Against
John E. Walsh Mgmt Withheld Against
2. Advisory vote on the compensation of the Mgmt For For
Company's named executive officers.
3. Approval of the OceanFirst Financial Corp. Mgmt Against Against
2020 Stock Incentive Plan.
4. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
OFG BANCORP Agenda Number: 935138669
--------------------------------------------------------------------------------------------------------------------------
Security: 67103X102
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: OFG
ISIN: PR67103X1020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Julian S. Inclan Mgmt Withheld Against
Jose Rafael Fernandez Mgmt For For
Juan C. Aguayo Mgmt Withheld Against
Jorge Colon-Gerena Mgmt For For
Nestor de Jesus Mgmt Withheld Against
Susan Harnett Mgmt For For
Pedro Morazzani Mgmt For For
Edwin Perez Mgmt For For
Christa Steele Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named
Executive Officers as set forth in the
accompanying Proxy Statement.
3. To approve the amendment to replenish Mgmt Against Against
shares reserved for issuance under the 2007
Omnibus Performance Incentive Plan.
4. To ratify the selection of the Company's Mgmt For For
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
OIL-DRI CORPORATION OF AMERICA Agenda Number: 935094932
--------------------------------------------------------------------------------------------------------------------------
Security: 677864100
Meeting Type: Annual
Meeting Date: 11-Dec-2019
Ticker: ODC
ISIN: US6778641000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ellen-Blair Chube Mgmt Withheld Against
Paul M. Hindsley Mgmt For For
Daniel S. Jaffee Mgmt Withheld Against
Joseph C. Miller Mgmt Withheld Against
Michael A. Nemeroff Mgmt Withheld Against
George C. Roeth Mgmt For For
Allan H. Selig Mgmt Withheld Against
Paul E. Suckow Mgmt For For
Lawrence E. Washow Mgmt For For
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditor for the fiscal year ending July 31,
2020.
3. Approval of the amendment of the Oil-Dri Mgmt Against Against
Corporation of America 2006 Long Term
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
OLYMPIC STEEL, INC. Agenda Number: 935167014
--------------------------------------------------------------------------------------------------------------------------
Security: 68162K106
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: ZEUS
ISIN: US68162K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David A. Wolfort Mgmt For For
Dirk A. Kempthorne Mgmt Withheld Against
Idalene F. Kesner Mgmt For For
Richard P. Stovsky Mgmt For For
2. Ratification of the selection of Grant Mgmt For For
Thornton LLP as independent auditors for
2020.
3. Approval, on an advisory basis, of Olympic Mgmt For For
Steel, Inc.'s named executive officer
compensation.
4. Approval of an amendment to Olympic Steel, Mgmt For For
Inc.'s Amended and Restated Articles of
Incorporation to implement majority voting
for uncontested director elections.
--------------------------------------------------------------------------------------------------------------------------
OMNOVA SOLUTIONS INC. Agenda Number: 935080224
--------------------------------------------------------------------------------------------------------------------------
Security: 682129101
Meeting Type: Special
Meeting Date: 10-Oct-2019
Ticker: OMN
ISIN: US6821291019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of July 3, 2019 (as may be amended
from time to time, the "merger agreement"),
by and among OMNOVA, Synthomer plc, Spirit
USA Holdings Inc. and Synthomer USA LLC,
thereby approving the transactions
contemplated by the merger agreement.
2. To approve, by a non-binding advisory vote, Mgmt Against Against
the compensation that may be paid or become
payable to OMNOVA's named executive
officers that is based on or otherwise
relates to the merger contemplated by the
merger agreement.
3. To adjourn the special meeting to a later Mgmt For For
date or time, if necessary or appropriate,
including if there are insufficient votes
at the time of the special meeting to
obtain the OMNOVA shareholder approval.
--------------------------------------------------------------------------------------------------------------------------
ONE LIBERTY PROPERTIES, INC. Agenda Number: 935199908
--------------------------------------------------------------------------------------------------------------------------
Security: 682406103
Meeting Type: Annual
Meeting Date: 30-Jun-2020
Ticker: OLP
ISIN: US6824061039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Charles Biederman Mgmt Against Against
1.2 Election of Director: Patrick J. Callan, Mgmt For For
Jr.
1.3 Election of Director: Karen A. Till Mgmt For For
2. A proposal to approve a non-binding Mgmt Against Against
advisory resolution regarding the
compensation of the Company's executive
officers for the year ended December 31,
2019 as more fully described in the
accompanying proxy statement.
3. A proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
year ending December 31, 2020.
4A. Proposal to amend our charter, in each case Mgmt For For
as more fully described in the accompanying
proxy statement, to increase the Company's
authorized capital stock and its authorized
common stock.
4B. Proposal to amend our charter, in each case Mgmt For For
as more fully described in the accompanying
proxy statement, to revise the requirements
in our charter to indemnify and advance the
expenses of our officers, directors and
employees with respect to liabilities
arising in connection with their services
to us.
4C. Proposal to amend our charter, in each case Mgmt For For
as more fully described in the accompanying
proxy statement, to change the vote
required for our stockholders to approve
certain actions.
5A. Proposal to amend our Bylaws, in each case Mgmt For For
as more fully described in the accompanying
proxy statement, to eliminate certain
restrictions on our ability to engage in
certain investment, financing, re-leasing
and other transactions
5B. Proposal to amend our Bylaws, in each case Mgmt For For
as more fully described in the accompanying
proxy statement, to eliminate certain
requirements relating to management
arrangements
--------------------------------------------------------------------------------------------------------------------------
ONTO INNOVATION INC. Agenda Number: 935164400
--------------------------------------------------------------------------------------------------------------------------
Security: 683344105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: ONTO
ISIN: US6833441057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey A. Aukerman Mgmt For For
1B. Election of Director: Leo Berlinghieri Mgmt Against Against
1C. Election of Director: Edward J. Brown, Jr. Mgmt For For
1D. Election of Director: Vita A. Cassese Mgmt For For
1E. Election of Director: Robert G. Deuster Mgmt For For
1F. Election of Director: David B. Miller Mgmt Against Against
1G. Election of Director: Michael P. Plisinski Mgmt For For
1H. Election of Director: Bruce C. Rhine Mgmt Against Against
1I. Election of Director: Christopher A. Seams Mgmt Against Against
1J. Election of Director: Christine A. Tsingos Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers as disclosed in the
proxy statement.
3. To approve the Onto Innovation Inc. 2020 Mgmt Against Against
Stock Plan.
4. To approve the Onto Innovation Inc. 2020 Mgmt For For
Employee Stock Purchase Plan.
5. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 26, 2020.
--------------------------------------------------------------------------------------------------------------------------
OPTICAL CABLE CORPORATION Agenda Number: 935134318
--------------------------------------------------------------------------------------------------------------------------
Security: 683827208
Meeting Type: Annual
Meeting Date: 31-Mar-2020
Ticker: OCC
ISIN: US6838272085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Neil D. Wilkin, Jr. Mgmt Withheld Against
Randall H. Frazier Mgmt Withheld Against
John M. Holland Mgmt Withheld Against
John A. Nygren Mgmt Withheld Against
Craig H. Weber Mgmt Withheld Against
John B. Williamson, III Mgmt Withheld Against
2. To ratify the appointment of Brown, Edwards Mgmt For For
& Company, L.L.P. as the independent
registered public accounting firm for the
Company for fiscal year 2020.
3. Non-binding advisory vote to approve named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
OPTION CARE HEALTH INC Agenda Number: 935176467
--------------------------------------------------------------------------------------------------------------------------
Security: 68404L201
Meeting Type: Annual
Meeting Date: 22-May-2020
Ticker: OPCH
ISIN: US68404L2016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John J. Arlotta Mgmt For For
Elizabeth Q. Betten Mgmt For For
David W. Golding Mgmt For For
Harry M J Kraemer, Jr Mgmt For For
Alan Nielsen Mgmt For For
R. Carter Pate Mgmt For For
John C. Rademacher Mgmt For For
Nitin Sahney Mgmt For For
Timothy Sullivan Mgmt For For
Mark Vainisi Mgmt Withheld Against
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the year ending
December 31, 2020.
3. To hold a non-binding advisory vote to Mgmt For For
approve executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ORASURE TECHNOLOGIES, INC. Agenda Number: 935171481
--------------------------------------------------------------------------------------------------------------------------
Security: 68554V108
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: OSUR
ISIN: US68554V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director expiring in Mgmt For For
2023: Mara G. Aspinall
1B. Election of Class II Director expiring in Mgmt Against Against
2023: Ronny B. Lancaster
2. Ratification of Appointment of KPMG LLP as Mgmt For For
the Independent Registered Public
Accounting Firm for Fiscal Year 2020.
3. Advisory (Non-Binding) Vote to Approve Mgmt For For
Executive Compensation.
4. Approval of Amended and Restated Stock Mgmt Against Against
Award Plan.
--------------------------------------------------------------------------------------------------------------------------
ORCHID ISLAND CAPITAL INC. Agenda Number: 935207147
--------------------------------------------------------------------------------------------------------------------------
Security: 68571X103
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: ORC
ISIN: US68571X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert E. Cauley Mgmt For For
1.2 Election of Director: George H. Haas, IV Mgmt For For
1.3 Election of Director: W Coleman Bitting Mgmt For For
1.4 Election of Director: Frank P. Filipps Mgmt For For
1.5 Election of Director: Paula Morabito Mgmt For For
1.6 Election of Director: Ava L. Parker Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as our independent registered public
accounting firm for the year ending
December 31, 2020.
3. To approve, by a non-binding vote, our Mgmt For For
executive compensation.
4. To approve, by a non-binding vote, the Mgmt 1 Year For
frequency of future stockholder advisory
votes about our executive compensation.
5. To consider and vote upon such other Mgmt Against Against
business as may properly come before the
Annual Meeting or any adjournments or
postponements thereof.
--------------------------------------------------------------------------------------------------------------------------
ORION GROUP HOLDINGS, INC. Agenda Number: 935174273
--------------------------------------------------------------------------------------------------------------------------
Security: 68628V308
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: ORN
ISIN: US68628V3087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Thomas N. Mgmt For For
Amonett
1B. Election of Class I Director: Margaret M. Mgmt For For
Foran
1C. Election of Class I Director: Mark R. Mgmt For For
Stauffer
2. A non-binding advisory proposal to approve Mgmt For For
the compensation of our named executive
officers as disclosed in the proxy
statement (the "say-on-pay" vote).
3. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
P.A.M. TRANSPORTATION SERVICES, INC. Agenda Number: 935167266
--------------------------------------------------------------------------------------------------------------------------
Security: 693149106
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: PTSI
ISIN: US6931491061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael D. Bishop Mgmt For For
Frederick P. Calderone Mgmt Withheld Against
Daniel H. Cushman Mgmt Withheld Against
W. Scott Davis Mgmt For For
Edwin J. Lukas Mgmt Withheld Against
Franklin H. McLarty Mgmt For For
H. Pete Montano Mgmt For For
Matthew J. Moroun Mgmt Withheld Against
Matthew T. Moroun Mgmt Withheld Against
2. Nonbinding advisory vote to approve Mgmt For For
compensation of named executive officers.
3. To amend PTSI's Amended and Restated Mgmt For For
Certificate of Incorporation to add a
supermajority voting requirement regarding
the removal of directors consistent with
PTSI's Amended and Restated By-Laws.
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as PTSI's independent registered public
accounting firm for the 2020 calendar year.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC MERCANTILE BANCORP Agenda Number: 935188258
--------------------------------------------------------------------------------------------------------------------------
Security: 694552100
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: PMBC
ISIN: US6945521002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James F. Deutsch Mgmt For For
Brad R. Dinsmore Mgmt For For
Manish Dutta Mgmt For For
Shannon F. Eusey Mgmt For For
Michael P. Hoopis Mgmt Withheld Against
Denis P. Kalscheur Mgmt Withheld Against
Michele S. Miyakawa Mgmt For For
David J. Munio Mgmt For For
Stephen P. Yost Mgmt For For
2. To ratify the appointment of RSM US LLP as Mgmt For For
our Independent Registered Public
Accountants for fiscal 2020.
3. To approve, by a non-binding advisory vote, Mgmt Against Against
the compensation of our named executive
officers, as described in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
PANHANDLE OIL AND GAS INC. Agenda Number: 935124418
--------------------------------------------------------------------------------------------------------------------------
Security: 698477106
Meeting Type: Annual
Meeting Date: 03-Mar-2020
Ticker: PHX
ISIN: US6984771062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of director to serve for Mgmt Against Against
three-year term: Mark T. Behrman
1B Election of director to serve for Mgmt For For
three-year term: Chad L. Stephens III
2 Approval of an amendment to the Panhandle Mgmt Against Against
Oil and Gas Inc. 2010 Restricted Stock Plan
to increase the number of shares authorized
for issuance by 250,000 shares.
3 Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
4 Advisory Vote to determine frequency of Mgmt 1 Year For
future advisory votes on the compensation
of the Company's named executive officers.
5 Ratification of the selection and Mgmt For For
appointment of Ernst & Young LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
September 30, 2020.
6 Approval of the amendment of the Company's Mgmt For For
Certificate of Incorporation to authorize
the board of directors to classify any
unissued shares of stock and reclassify any
previously classified but unissued shares
of stock of any class or series from time
to time, in one or more classes or series
of stock, including the ability to classify
any stock as, or issue, preferred stock.
--------------------------------------------------------------------------------------------------------------------------
PARK ELECTROCHEMICAL CORP. Agenda Number: 935053075
--------------------------------------------------------------------------------------------------------------------------
Security: 700416209
Meeting Type: Annual
Meeting Date: 16-Jul-2019
Ticker: PKE
ISIN: US7004162092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Dale Blanchfield Mgmt For For
1b. Election of Director: Emily J. Groehl Mgmt For For
1c. Election of Director: Brian E. Shore Mgmt For For
1d. Election of Director: Carl W. Smith Mgmt For For
1e. Election of Director: Steven T. Warshaw Mgmt For For
2. Approval, on an advisory (non-binding) Mgmt For For
basis, of the compensation of the named
executive officers.
3. Approval of an amendment of the Restated Mgmt For For
Certificate of Incorporation of the
Company, dated March 28, 1989, as amended,
to change the name of the Company from
"Park Electrochemical Corp." to "Park
Aerospace Corp.".
4. Ratification of appointment of CohnReznick Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending March 1, 2020.
--------------------------------------------------------------------------------------------------------------------------
PARK-OHIO HOLDINGS CORP. Agenda Number: 935205535
--------------------------------------------------------------------------------------------------------------------------
Security: 700666100
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: PKOH
ISIN: US7006661000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick V. Auletta Mgmt For For
Howard W. Hanna IV Mgmt For For
Dan T. Moore III Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent auditors for fiscal
year 2020.
3. To approve, on an advisory basis, named Mgmt Against Against
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
PARKE BANCORP, INC. Agenda Number: 935149422
--------------------------------------------------------------------------------------------------------------------------
Security: 700885106
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: PKBK
ISIN: US7008851062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Celestino R. Pennoni Mgmt For For
Vito S. Pantilione Mgmt For For
Edward Infantolino Mgmt Withheld Against
Elizabeth A. Milavsky Mgmt For For
2. To approve the Parke Bancorp, Inc. 2020 Mgmt Against Against
Equity Incentive Plan
3. To ratify the appointment of RSM US LLP as Mgmt For For
our independent auditor for the fiscal year
ending December 31, 2020
4. To approve an advisory (non-binding) Mgmt For For
proposal regarding our executive
compensation
5. To vote on a non-binding advisory proposal Mgmt 1 Year Against
regarding the frequency with which
stockholders should vote on the Company's
executive compensation
--------------------------------------------------------------------------------------------------------------------------
PATRICK INDUSTRIES, INC. Agenda Number: 935205509
--------------------------------------------------------------------------------------------------------------------------
Security: 703343103
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: PATK
ISIN: US7033431039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph M. Cerulli Mgmt For For
Todd M. Cleveland Mgmt For For
John A. Forbes Mgmt Withheld Against
Michael A. Kitson Mgmt For For
Pamela R. Klyn Mgmt For For
Derrick B. Mayes Mgmt For For
Andy L. Nemeth Mgmt For For
Denis G. Suggs Mgmt For For
M. Scott Welch Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
fiscal year 2020.
3. To approve an amendment to the Company's Mgmt For For
2009 Omnibus Incentive Plan to increase the
number of shares available for grant.
4. To approve, in an advisory and non-binding Mgmt For For
vote, the compensation of the Company's
named executive officers for fiscal year
2019.
--------------------------------------------------------------------------------------------------------------------------
PC CONNECTION, INC. Agenda Number: 935212516
--------------------------------------------------------------------------------------------------------------------------
Security: 69318J100
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: CNXN
ISIN: US69318J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patricia Gallup Mgmt Withheld Against
David Hall Mgmt Withheld Against
David Beffa-Negrini Mgmt For For
Barbara Duckett Mgmt For For
Jack Ferguson Mgmt For For
2. To approve the 2020 Stock Incentive Plan Mgmt Against Against
3. To ratify the selection by the Audit Mgmt For For
Committee of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
PENN VIRGINIA CORPORATION Agenda Number: 935184109
--------------------------------------------------------------------------------------------------------------------------
Security: 70788V102
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: PVAC
ISIN: US70788V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John A. Brooks Mgmt For For
1B. Election of Director: Tiffany Thom Cepak Mgmt For For
1C. Election of Director: Darin G. Holderness Mgmt Against Against
1D. Election of Director: Brian Steck Mgmt Against Against
1E. Election of Director: Jeffrey E. Wojahn Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to the Company's named
executive officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ended December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PENNYMAC FINANCIAL SERVICES INC. Agenda Number: 935176164
--------------------------------------------------------------------------------------------------------------------------
Security: 70932M107
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: PFSI
ISIN: US70932M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Stanford L. Kurland
1B. Election of Director for a one-year term: Mgmt For For
David A. Spector
1C. Election of Director for a one-year term: Mgmt For For
Anne D. McCallion
1D. Election of Director for a one-year term: Mgmt For For
Matthew Botein
1E. Election of Director for a one-year term: Mgmt Against Against
James K. Hunt
1F. Election of Director for a one-year term: Mgmt For For
Patrick Kinsella
1G. Election of Director for a one-year term: Mgmt Against Against
Joseph Mazzella
1H. Election of Director for a one-year term: Mgmt Against Against
Farhad Nanji
1I. Election of Director for a one-year term: Mgmt For For
Jeffrey A. Perlowitz
1J. Election of Director for a one-year term: Mgmt For For
Theodore W. Tozer
1K. Election of Director for a one-year term: Mgmt For For
Emily Youssouf
2. To ratify the appointment of our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. To approve, by non-binding vote, our Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PEOPLES BANCORP INC. Agenda Number: 935141933
--------------------------------------------------------------------------------------------------------------------------
Security: 709789101
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: PEBO
ISIN: US7097891011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tara M. Abraham Mgmt For For
S. Craig Beam Mgmt For For
George W. Broughton Mgmt For For
David F. Dierker Mgmt For For
James S. Huggins Mgmt For For
Brooke W. James Mgmt For For
David L. Mead Mgmt For For
Susan D. Rector Mgmt For For
Charles W. Sulerzyski Mgmt For For
2. Advisory resolution to approve the Mgmt For For
compensation of Peoples' named executive
officers as disclosed in the Proxy
Statement for the 2020 Annual Meeting of
Shareholders.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Peoples' independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PEOPLES FINANCIAL SERVICES CORP. Agenda Number: 935189298
--------------------------------------------------------------------------------------------------------------------------
Security: 711040105
Meeting Type: Annual
Meeting Date: 16-May-2020
Ticker: PFIS
ISIN: US7110401053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SANDRA L. BODNYK Mgmt For For
RONALD G. KUKUCHKA Mgmt Withheld Against
2. Proposal to amend the articles of Mgmt For For
incorporation to adopt a majority voting
standard in uncontested elections.
3. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of our named executive
officers.
4. Proposal to approve, on an advisory basis, Mgmt 1 Year For
the frequency of future advisory votes on
the compensation of our named executive
officers.
5. Ratification of the appointment of Baker Mgmt For For
Tilly Virchow Krause LLP as the Company's
independent accounting firm for the fiscal
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PERCEPTRON, INC. Agenda Number: 935084614
--------------------------------------------------------------------------------------------------------------------------
Security: 71361F100
Meeting Type: Annual
Meeting Date: 18-Nov-2019
Ticker: PRCP
ISIN: US71361F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John F. Bryant Mgmt Withheld Against
Jay W. Freeland Mgmt For For
Sujatha Kumar Mgmt For For
C. Richard Neely, Jr. Mgmt Withheld Against
James A. Ratigan Mgmt For For
William C. Taylor Mgmt For For
David L. Watza Mgmt For For
2. A non-binding resolution to approve the Mgmt For For
compensation of our named executive
officers.
3. A non-binding vote on the frequency of Mgmt 1 Year For
shareholder advisory votes on the
compensation of our named executive
officers.
4. The ratification of the selection of BDO Mgmt For For
USA, LLP as the Company's independent
registered public accounting firm for
fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
PHI, INC. Agenda Number: 935058974
--------------------------------------------------------------------------------------------------------------------------
Security: 69336T205
Meeting Type: Consent
Meeting Date: 19-Jul-2019
Ticker: PHIKQ
ISIN: US69336T2050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN (FOR = ACCEPT, AGAINST = Mgmt For
REJECT)(ABSTAIN VOTES DO NOT COUNT)
2. OPT-OUT OF THE THIRD-PARTY RELEASE (FOR = Mgmt Abstain
OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT
OUT)
--------------------------------------------------------------------------------------------------------------------------
PHI, INC. Agenda Number: 935058974
--------------------------------------------------------------------------------------------------------------------------
Security: 69336T106
Meeting Type: Consent
Meeting Date: 19-Jul-2019
Ticker: PHIIQ
ISIN: US69336T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN (FOR = ACCEPT, AGAINST = Mgmt For
REJECT)(ABSTAIN VOTES DO NOT COUNT)
2. OPT-OUT OF THE THIRD-PARTY RELEASE (FOR = Mgmt Abstain
OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT
OUT)
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 935135081
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 16-Mar-2020
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Fiederowicz Mgmt For For
Peter S. Kirlin Mgmt Withheld Against
Constantine Macricostas Mgmt Withheld Against
George Macricostas Mgmt Withheld Against
Mary Paladino Mgmt For For
Mitchell G. Tyson Mgmt Withheld Against
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for the fiscal year ending
October 31, 2020.
3. To approve the entry into a Section 382 Mgmt For For
Rights Agreement and the distribution of
Preferred Share Purchase Rights to common
shareholders.
4. To approve, by non-binding advisory vote, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PIPER SANDLER COMPANIES Agenda Number: 935165161
--------------------------------------------------------------------------------------------------------------------------
Security: 724078100
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: PIPR
ISIN: US7240781002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Chad R. Abraham Mgmt Against Against
1B. Election of Director: Jonathan J. Doyle Mgmt Against Against
1C. Election of Director: William R. Fitzgerald Mgmt For For
1D. Election of Director: Victoria M. Holt Mgmt Against Against
1E. Election of Director: Addison L. Piper Mgmt Against Against
1F. Election of Director: Debbra L. Schoneman Mgmt Against Against
1G. Election of Director: Thomas S. Schreier Mgmt For For
1H. Election of Director: Sherry M. Smith Mgmt Against Against
1I. Election of Director: Philip E. Soran Mgmt For For
1J. Election of Director: Scott C. Taylor Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the independent auditor for
the fiscal year ending December 31, 2020.
3. An advisory (non-binding) vote to approve Mgmt For For
the compensation of the officers disclosed
in the enclosed proxy statement, or
say-on-pay vote.
4. Approval of an amendment to the Amended and Mgmt Against Against
Restated 2003 Annual and Long-Term
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PREFORMED LINE PRODUCTS COMPANY Agenda Number: 935156542
--------------------------------------------------------------------------------------------------------------------------
Security: 740444104
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: PLPC
ISIN: US7404441047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mr. Glenn Corlett Mgmt For For
Mr. Michael Gibbons Mgmt For For
Mr. R. Steven Kestner Mgmt Withheld Against
Mr. J. Ryan Ruhlman Mgmt Withheld Against
2. Approval of the compensation of the Mgmt For For
Company's named executive officers on a
non-binding advisory basis.
3. Approval of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PREMIER FINANCIAL BANCORP, INC. Agenda Number: 935221882
--------------------------------------------------------------------------------------------------------------------------
Security: 74050M105
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: PFBI
ISIN: US74050M1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Toney K. Adkins Mgmt For For
Philip E. Cline Mgmt For For
Harry M. Hatfield Mgmt Withheld Against
Lloyd G. Jackson II Mgmt For For
Keith F. Molihan Mgmt Withheld Against
Marshall T. Reynolds Mgmt Withheld Against
Neal W. Scaggs Mgmt Withheld Against
Robert W. Walker Mgmt For For
Thomas W. Wright Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS. To ratify the appointment of
Crowe LLP as the Company's Independent
auditors for the fiscal year ending
December 31, 2020.
3. ADVISORY (Non-Binding) PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION. To consider and
approve the Company's executive
compensation in an advisory vote.
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL HOLDINGS, INC. Agenda Number: 935096823
--------------------------------------------------------------------------------------------------------------------------
Security: 743868101
Meeting Type: Annual
Meeting Date: 26-Nov-2019
Ticker: PROV
ISIN: US7438681014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph P. Barr Mgmt For For
Bruce W. Bennett Mgmt For For
Debbi H. Guthrie Mgmt For For
2. Advisory approval of the compensation of Mgmt Against Against
our named executive officers as disclosed
in the Proxy Statement.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as independent registered
public accounting firm for Provident
Financial Holdings, Inc. for the fiscal
year ending June 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
PYXUS INTERNATIONAL, INC. Agenda Number: 935060549
--------------------------------------------------------------------------------------------------------------------------
Security: 74737V106
Meeting Type: Annual
Meeting Date: 15-Aug-2019
Ticker: PYX
ISIN: US74737V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel A. Castle# Mgmt For For
Jeffrey A. Eckmann* Mgmt For For
Joyce L. Fitzpatrick* Mgmt For For
Donna H. Grier* Mgmt For For
John D. Rice* Mgmt For For
Nathan A. Richardson& Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
auditors for the fiscal year ending March
31, 2020.
3. Adoption of a resolution approving, on an Mgmt For For
advisory basis, the compensation paid to
the Company's named executive officers.
4. Approval of the proposed amendment and Mgmt Against Against
restatement of the 2016 Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
QUAD/GRAPHICS, INC. Agenda Number: 935170958
--------------------------------------------------------------------------------------------------------------------------
Security: 747301109
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: QUAD
ISIN: US7473011093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark A. Angelson Mgmt For For
Douglas P. Buth Mgmt For For
John C. Fowler Mgmt Withheld Against
Stephen M. Fuller Mgmt For For
Christopher B. Harned Mgmt Withheld Against
J. Joel Quadracci Mgmt Withheld Against
Kathryn Q. Flores Mgmt For For
Jay O. Rothman Mgmt Withheld Against
John S. Shiely Mgmt For For
2. To approve the Quad/Graphics, Inc. 2020 Mgmt Against Against
Omnibus Incentive Plan.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
QUANEX BUILDING PRODUCTS CORP Agenda Number: 935126626
--------------------------------------------------------------------------------------------------------------------------
Security: 747619104
Meeting Type: Annual
Meeting Date: 27-Feb-2020
Ticker: NX
ISIN: US7476191041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Bob Buck Mgmt For For
1.2 Election of Director: Susan Davis Mgmt For For
1.3 Election of Director: Bill Griffiths Mgmt For For
1.4 Election of Director: Don Maier Mgmt For For
1.5 Election of Director: Meredith Mendes Mgmt For For
1.6 Election of Director: Joe Rupp Mgmt For For
1.7 Election of Director: Curt Stevens Mgmt For For
1.8 Election of Director: George Wilson Mgmt For For
2. To approve the adoption of a new 2020 Mgmt Against Against
Omnibus Incentive Plan
3. To approve an advisory resolution approving Mgmt For For
the compensation of the Company's named
executive officers
4. To approve a resolution ratifying the Mgmt For For
appointment of the Company's independent
auditor for fiscal 2020
--------------------------------------------------------------------------------------------------------------------------
RAFAEL HOLDINGS, INC. Agenda Number: 935111637
--------------------------------------------------------------------------------------------------------------------------
Security: 75062E106
Meeting Type: Annual
Meeting Date: 15-Jan-2020
Ticker: RFL
ISIN: US75062E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Stephen Greenberg Mgmt Against Against
1.2 Election of Director: Howard S. Jonas Mgmt Against Against
1.3 Election of Director: Boris C. Pasche Mgmt Against Against
1.4 Election of Director: Michael J. Weiss Mgmt Against Against
2. To ratify the appointment of CohnReznick Mgmt For For
LLP as the Company's independent registered
public accounting firm for the Fiscal Year
ending July 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
RAYONIER ADVANCED MATERIALS INC Agenda Number: 935167696
--------------------------------------------------------------------------------------------------------------------------
Security: 75508B104
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: RYAM
ISIN: US75508B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: De Lyle W. Bloomquist Mgmt For For
1B. Election of Director: Paul G. Boynton Mgmt For For
1C. Election of Director: David C. Mariano Mgmt For For
2. Approval of an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to declassify the Board of
Directors.
3. Approval of an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to eliminate the
supermajority voting provisions.
4. Advisory approval of the compensation of Mgmt For For
our named executive officers as disclosed
in our Proxy Statement.
5. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the independent registered
public accounting firm for the Company.
--------------------------------------------------------------------------------------------------------------------------
RBB BANCORP Agenda Number: 935204848
--------------------------------------------------------------------------------------------------------------------------
Security: 74930B105
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: RBB
ISIN: US74930B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter M. Chang Mgmt No vote
Wendell Chen Mgmt No vote
Christina Kao Mgmt No vote
James Kao Mgmt No vote
Chie-Min C. Koo Mgmt No vote
Alfonso Lau Mgmt No vote
Christopher Lin Mgmt No vote
Feng (Richard) Lin Mgmt No vote
Ko-Yen Lin Mgmt No vote
Paul Lin Mgmt No vote
Catherine Thian Mgmt No vote
Yee Phong (Alan) Thian Mgmt No vote
Raymond Yu Mgmt No vote
2. To approve, by a non-binding advisory vote, Mgmt No vote
the compensation of our named executive
officers.
3. To ratify the appointment of Eide Bailly Mgmt No vote
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
RCM TECHNOLOGIES, INC. Agenda Number: 935099172
--------------------------------------------------------------------------------------------------------------------------
Security: 749360400
Meeting Type: Annual
Meeting Date: 13-Dec-2019
Ticker: RCMT
ISIN: US7493604000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Roger H. Ballou Mgmt Against Against
1B. Election of Director: Rick Genovese Mgmt For For
1C. Election of Director: Swarna Srinivas Mgmt For For
Kakodkar
1D. Election of Director: Leon Kopyt Mgmt For For
1E. Election of Director: S. Gary Snodgrass Mgmt Against Against
1F. Election of Director: Bradley S. Vizi Mgmt For For
2. Ratification of our Audit Committee's Mgmt For For
selection of Macias, Gini & O'Connell LLP
as our independent registered public
accounting firm for the fiscal year ending
December 28, 2019.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers for 2018.
4. Advisory vote regarding the frequency of Mgmt 1 Year For
future advisory votes on compensation of
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
RE/MAX HOLDINGS, INC. Agenda Number: 935179261
--------------------------------------------------------------------------------------------------------------------------
Security: 75524W108
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: RMAX
ISIN: US75524W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph DeSplinter Mgmt For For
Roger Dow Mgmt For For
Ronald Harrison Mgmt For For
Laura Kelly Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
READY CAPITAL CORPORATION Agenda Number: 935044381
--------------------------------------------------------------------------------------------------------------------------
Security: 75574U101
Meeting Type: Annual
Meeting Date: 10-Jul-2019
Ticker: RC
ISIN: US75574U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas E. Capasse Mgmt For For
Jack J. Ross Mgmt For For
Frank P. Filipps Mgmt For For
David L. Holman Mgmt Withheld Against
Gilbert E. Nathan Mgmt For For
J. Mitchell Reese Mgmt Withheld Against
Todd M. Sinai Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
2019 fiscal year.
3. Approval, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as more described in
the proxy statement.
4. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of the future stockholder
advisory votes on the compensation of the
Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
RED LION HOTELS CORPORATION Agenda Number: 935179083
--------------------------------------------------------------------------------------------------------------------------
Security: 756764106
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: RLH
ISIN: US7567641060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: R. Carter Pate Mgmt For For
1B. Election of Director: Frederic F. "Jake" Mgmt For For
Brace
1C. Election of Director: Linda C. Coughlin Mgmt For For
1D. Election of Director: Ted Darnall Mgmt For For
1E. Election of Director: Janet L. Hendrickson Mgmt For For
1F. Election of Director: Joseph B. Megibow Mgmt For For
1G. Election of Director: Kenneth R. Trammell Mgmt For For
2. Ratification of selection of BDO USA, LLP Mgmt For For
to serve as our Independent Registered
Public Accounting Firm for 2020
3. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers
--------------------------------------------------------------------------------------------------------------------------
REGIONAL MANAGEMENT CORP. Agenda Number: 935202755
--------------------------------------------------------------------------------------------------------------------------
Security: 75902K106
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: RM
ISIN: US75902K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert W. Beck Mgmt For For
Jonathan D. Brown Mgmt For For
Roel C. Campos Mgmt Withheld Against
Maria Contreras-Sweet Mgmt For For
Michael R. Dunn Mgmt For For
Steven J. Freiberg Mgmt For For
Sandra K. Johnson Mgmt For For
Alvaro G. de Molina Mgmt Withheld Against
Carlos Palomares Mgmt For For
2. Ratification of the appointment of RSM US Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
REX AMERICAN RESOURCES CORP Agenda Number: 935217908
--------------------------------------------------------------------------------------------------------------------------
Security: 761624105
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: REX
ISIN: US7616241052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Stuart A. Rose Mgmt For For
1.2 Election of Director: Zafar Rizvi Mgmt For For
1.3 Election of Director: Edward M. Kress Mgmt For For
1.4 Election of Director: David S. Harris Mgmt Against Against
1.5 Election of Director: Charles A. Elcan Mgmt Against Against
1.6 Election of Director: Mervyn L. Alphonso Mgmt Against Against
1.7 Election of Director: Lee Fisher Mgmt Against Against
1.8 Election of Director: Anne MacMillan Mgmt For For
2. ADVISORY VOTE on executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RICHARDSON ELECTRONICS, LTD. Agenda Number: 935072900
--------------------------------------------------------------------------------------------------------------------------
Security: 763165107
Meeting Type: Annual
Meeting Date: 08-Oct-2019
Ticker: RELL
ISIN: US7631651079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward J. Richardson Mgmt For For
Paul J. Plante Mgmt Withheld Against
Jacques Belin Mgmt Withheld Against
James Benham Mgmt Withheld Against
Kenneth Halverson Mgmt Withheld Against
Robert Kluge Mgmt Withheld Against
2. To ratify the selection of BDO USA, LLP as Mgmt For For
the Company's independent registered public
accounting firm for fiscal 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ROCKY BRANDS, INC. Agenda Number: 935221301
--------------------------------------------------------------------------------------------------------------------------
Security: 774515100
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: RCKY
ISIN: US7745151008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael L. Finn Mgmt Withheld Against
G. Courtney Haning Mgmt Withheld Against
William L. Jordan Mgmt For For
Curtis A. Loveland Mgmt For For
Robert B. Moore, Jr. Mgmt Withheld Against
2. Resolution to approve, on an advisory, Mgmt For For
non-binding basis, the compensation of our
named executive officers.
3. Ratification of the selection of Schneider Mgmt For For
Downs & Co., Inc. as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
RPT REALTY Agenda Number: 935140652
--------------------------------------------------------------------------------------------------------------------------
Security: 74971D101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: RPT
ISIN: US74971D1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard L. Federico Mgmt For For
Arthur H. Goldberg Mgmt For For
Brian L. Harper Mgmt For For
Joanna T. Lau Mgmt For For
David J. Nettina Mgmt For For
Laurie M. Shahon Mgmt For For
Andrea M. Weiss Mgmt For For
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Trust's Independent
registered public accounting firm for the
year ending December 31, 2020.
3. Advisory approval of the compensation of Mgmt For For
the Trust's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
RUDOLPH TECHNOLOGIES, INC. Agenda Number: 935080995
--------------------------------------------------------------------------------------------------------------------------
Security: 781270103
Meeting Type: Special
Meeting Date: 24-Oct-2019
Ticker: RTEC
ISIN: US7812701032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of June 23, 2019, by and among
Nanometrics Incorporated ("Nanometrics"),
Rudolph Technologies, Inc., ("Rudolph") and
PV Equipment Inc., a wholly owned
subsidiary of Nanometrics (the "Merger
Agreement"), pursuant to which PV Equipment
Inc. will merge with and into Rudolph, with
Rudolph as the surviving corporation and a
wholly- owned subsidiary of Nanometrics
(the "Merger Agreement Proposal").
2. To approve, on an advisory, non-binding Mgmt For For
basis, the compensation that will or may be
paid to Rudolph's named executive officers
that is based on or otherwise relates to
the transactions contemplated by the Merger
Agreement (the "Rudolph Advisory
Compensation Proposal").
3. To approve, on an advisory, non-binding Mgmt For For
basis, the proposed increase of the
authorized shares of Nanometrics common
stock under the Nanometrics certificate of
incorporation from 47,000,000 shares of
common stock to 97,000,000 shares of common
stock (the "Advisory Share Authorization
Proposal").
4. To approve the adjournment of the Rudolph Mgmt For For
Special Meeting to solicit additional
proxies if there are not sufficient votes
at the time of the Rudolph Special Meeting
to approve the Merger Agreement Proposal,
the Rudolph Advisory Compensation Proposal,
and the Advisory Share Authorization
Proposal or to ensure that any supplement
or amendment to the joint proxy
statement/prospectus is timely provided to
Rudolph stockholders.
--------------------------------------------------------------------------------------------------------------------------
RUSH ENTERPRISES, INC. Agenda Number: 935165945
--------------------------------------------------------------------------------------------------------------------------
Security: 781846209
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: RUSHA
ISIN: US7818462092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W.M. Rusty Rush Mgmt Withheld Against
Thomas A. Akin Mgmt Withheld Against
James C. Underwood Mgmt Withheld Against
Raymond J. Chess Mgmt Withheld Against
William H. Cary Mgmt Withheld Against
Dr. Kennon H. Guglielmo Mgmt Withheld Against
Elaine Mendoza Mgmt For For
2. PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt Against Against
RESTATEMENT OF THE 2007 LONG-TERM INCENTIVE
PLAN.
3. PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE 2004 EMPLOYEE STOCK
PURCHASE PLAN.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
5. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2020 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
RYERSON HOLDING CORPORATION Agenda Number: 935141995
--------------------------------------------------------------------------------------------------------------------------
Security: 783754104
Meeting Type: Annual
Meeting Date: 15-Apr-2020
Ticker: RYI
ISIN: US7837541041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kirk K. Calhoun Mgmt For For
Jacob Kotzubei Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
RYERSON HOLDING CORPORATION Agenda Number: 935211780
--------------------------------------------------------------------------------------------------------------------------
Security: 783754104
Meeting Type: Annual
Meeting Date: 22-May-2020
Ticker: RYI
ISIN: US7837541041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kirk K. Calhoun Mgmt For For
Jacob Kotzubei Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
S&T BANCORP, INC. Agenda Number: 935171809
--------------------------------------------------------------------------------------------------------------------------
Security: 783859101
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: STBA
ISIN: US7838591011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lewis W. Adkins, Jr. Mgmt For For
David G. Antolik Mgmt For For
Peter R. Barsz Mgmt For For
Todd D. Brice Mgmt For For
Christina A. Cassotis Mgmt For For
Michael J. Donnelly Mgmt For For
James T. Gibson Mgmt For For
Jeffrey D. Grube Mgmt For For
William J. Hieb Mgmt For For
Jerry D. Hostetter Mgmt For For
Robert E. Kane Mgmt Withheld Against
James C. Miller Mgmt For For
Frank J. Palermo, Jr. Mgmt Withheld Against
Christine J. Toretti Mgmt For For
Steven J. Weingarten Mgmt Withheld Against
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS S&T'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2020.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF S&T'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SAFE BULKERS, INC. Agenda Number: 935068278
--------------------------------------------------------------------------------------------------------------------------
Security: Y7388L103
Meeting Type: Annual
Meeting Date: 23-Sep-2019
Ticker: SB
ISIN: MHY7388L1039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Loukas Barmparis Mgmt Withheld Against
Christos Megalou Mgmt Withheld Against
2. Ratification of appointment of Deloitte, Mgmt For For
Certified Public Accountants S.A. as the
Company's independent auditors for the year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
SAFETY INSURANCE GROUP, INC. Agenda Number: 935166959
--------------------------------------------------------------------------------------------------------------------------
Security: 78648T100
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: SAFT
ISIN: US78648T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve a Mgmt Abstain Against
three year term expiring in 2023: David F.
Brussard
1B. Election of Class III Director to serve a Mgmt For For
three year term expiring in 2023: Thalia M.
Meehan
2. Ratification of the Appointment of Mgmt For For
PRICEWATERHOUSECOOPERS LLP.
3. Advisory Vote on Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAGA COMMUNICATIONS, INC. Agenda Number: 935184034
--------------------------------------------------------------------------------------------------------------------------
Security: 786598300
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: SGA
ISIN: US7865983008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Clarke R. Brown, Jr. Mgmt Withheld Against
Edward K. Christian Mgmt Withheld Against
Timothy J. Clarke Mgmt Withheld Against
Roy F. Coppedge, III Mgmt Withheld Against
Warren S. Lada Mgmt Withheld Against
G. Dean Pearce Mgmt Withheld Against
Gary Stevens Mgmt Withheld Against
2. To ratify the appointment of UHY to serve Mgmt For For
as our independent registered accounting
firm for the fiscal year ending December
31, 2020.
3. To re-approve the material terms of the Mgmt For For
Chief Executive Officer Annual Incentive
Plan.
4. To adopt, in a non-binding advisory vote, a Mgmt Against Against
resolution approving the compensation of
our named executive officers, as described
in the proxy statement.
5. To approve the reincorporation of the Mgmt For For
Company from the State of Delaware to the
State of Florida.
6. To vote on a stockholder proposal to amend Shr For Against
the Company's articles of incorporation
and/or bylaws to adopt a majority voting
standard in uncontested director elections.
--------------------------------------------------------------------------------------------------------------------------
SALEM MEDIA GROUP, INC. Agenda Number: 935153849
--------------------------------------------------------------------------------------------------------------------------
Security: 794093104
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: SALM
ISIN: US7940931048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stuart W. Epperson Mgmt Against Against
1B. Election of Director: Edward G. Atsinger Mgmt For For
III
1C. Election of Director: Richard A. Riddle Mgmt Against Against
(independent director)
1D. Election of Director: Eric H. Halvorson Mgmt Against Against
(independent director)
1E. Election of Director: Heather W. Grizzle Mgmt Against Against
2. Proposal to ratify the appointment of Crowe Mgmt For For
LLP as the Company's independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
SB ONE BANCORP Agenda Number: 935220145
--------------------------------------------------------------------------------------------------------------------------
Security: 78413T103
Meeting Type: Annual
Meeting Date: 24-Jun-2020
Ticker: SBBX
ISIN: US78413T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and vote upon a proposal to Mgmt For For
approve and adopt the Agreement and Plan of
Merger by and between Provident Financial
Services, Inc. and SB One Bancorp, dated as
of March 11, 2020, pursuant to which SB One
Bancorp will merge with and into Provident
Financial Services, Inc. (the "Merger"),
and to approve the Merger (the "Merger
Proposal").
2. To consider and vote upon an advisory, Mgmt Against Against
non-binding proposal to approve the
compensation payable to the named executive
officers of SB One Bancorp in connection
with the Merger (the "Compensation
Proposal").
3. To approve one or more adjournments of the Mgmt For For
annual meeting, if necessary or
appropriate, to solicit additional proxies
if there are not sufficient votes at the
time of the annual meeting to approve the
Merger Proposal or to approve the
Compensation Proposal.
4. DIRECTOR
Gail Gordon Mgmt For For
Edward J. Leppert Mgmt Withheld Against
Michael X. McBride Mgmt For For
5. To vote on a non-binding advisory Mgmt For For
resolution on the compensation of the named
executive officers of SB One Bancorp.
6. To ratify the appointment of BDO USA, LLP Mgmt For For
as the registered public accounting firm
for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SHILOH INDUSTRIES, INC. Agenda Number: 935122870
--------------------------------------------------------------------------------------------------------------------------
Security: 824543102
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: SHLO
ISIN: US8245431023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Curtis E. Moll Mgmt For For
Ramzi Y. Hermiz Mgmt For For
Robert J. King Mgmt Withheld Against
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
SHORE BANCSHARES, INC. Agenda Number: 935139940
--------------------------------------------------------------------------------------------------------------------------
Security: 825107105
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: SHBI
ISIN: US8251071051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director term expires Mgmt For For
2023: Blenda W. Armistead
1B. Election of Class II Director term expires Mgmt Abstain Against
2023: Clyde V. Kelly, III
1C. Election of Class II Director term expires Mgmt For For
2023: David W. Moore
2. Ratify the appointment of Yount, Hyde & Mgmt For For
Barbour, P.C. as the independent registered
public accounting firm for 2020.
3. Adopt a non-binding advisory resolution Mgmt For For
approving the compensation of the named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
SIERRA BANCORP Agenda Number: 935186228
--------------------------------------------------------------------------------------------------------------------------
Security: 82620P102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: BSRR
ISIN: US82620P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robb Evans Mgmt Withheld Against
James C. Holly Mgmt Withheld Against
Lynda B. Scearcy Mgmt For For
Morris A. Tharp Mgmt Withheld Against
2. Ratification of Appointment of Independent Mgmt For For
Accountants. To ratify the appointment of
Eide Bailly LLP as the Company's
independent registered public accounting
firm for 2020.
3. Advisory Vote on Executive Compensation. To Mgmt For For
approve, on an advisory and non binding
basis, the compensation paid to the
Company's Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
SIGMATRON INTERNATIONAL, INC. Agenda Number: 935069903
--------------------------------------------------------------------------------------------------------------------------
Security: 82661L101
Meeting Type: Annual
Meeting Date: 13-Sep-2019
Ticker: SGMA
ISIN: US82661L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barry R. Horek Mgmt Withheld Against
Paul J. Plante Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF BDO Mgmt For For
USA, LLP AS REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2020.
3. PROPOSAL TO APPROVE THE 2019 EMPLOYEE STOCK Mgmt Against Against
OPTION PLAN.
4. PROPOSAL TO PROVIDE APPROVAL OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS. (advisory only)
5. RECOMMENDATION REGARDING THE FREQUENCY OF Mgmt 1 Year Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
(advisory only)
6. IN THEIR DISCRETION, ON SUCH OTHER MATTERS Mgmt Against Against
AS MAY PROPERLY COME BEFORE THE MEETING
(which the Board of Directors does not know
of prior to August 16, 2019).
--------------------------------------------------------------------------------------------------------------------------
SILVERBOW RESOURCES, INC. Agenda Number: 935170124
--------------------------------------------------------------------------------------------------------------------------
Security: 82836G102
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: SBOW
ISIN: US82836G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Duginski Mgmt Withheld Against
Christoph O. Majeske Mgmt Withheld Against
2. The approval of the compensation of Mgmt For For
SilverBow Resources' named executive
officers as presented in the proxy
statement.
3. The ratification of the selection of BDO Mgmt For For
USA, LLP as SilverBow Resources'
independent auditor for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SILVERGATE CAPITAL CORPORATION Agenda Number: 935181886
--------------------------------------------------------------------------------------------------------------------------
Security: 82837P408
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: SI
ISIN: US82837P4081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Karen F. Brassfield Mgmt Withheld Against
Michel T. Lempres Mgmt Withheld Against
Scott A. Reed Mgmt Withheld Against
2. The appointment of Crowe LLP as the Mgmt For For
company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SIMMONS FIRST NATIONAL CORPORATION Agenda Number: 935149193
--------------------------------------------------------------------------------------------------------------------------
Security: 828730200
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: SFNC
ISIN: US8287302009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To fix the number of directors at fifteen Mgmt For For
(15).
2A. Election of Director: Jay D. Burchfield Mgmt For For
2B. Election of Director: Marty D. Casteel Mgmt For For
2C. Election of Director: William E. Clark, II Mgmt For For
2D. Election of Director: Steven A. Cosse Mgmt Against Against
2E. Election of Director: Mark C. Doramus Mgmt For For
2F. Election of Director: Edward Drilling Mgmt For For
2G. Election of Director: Eugene Hunt Mgmt For For
2H. Election of Director: Jerry Hunter Mgmt Against Against
2I. Election of Director: Susan Lanigan Mgmt For For
2J. Election of Director: George A. Makris, Jr. Mgmt For For
2K. Election of Director: W. Scott McGeorge Mgmt For For
2L. Election of Director: Tom E. Purvis Mgmt For For
2M. Election of Director: Robert L. Shoptaw Mgmt Against Against
2N. Election of Director: Russell Teubner Mgmt For For
2O. Election of Director: Mindy West Mgmt For For
3. To adopt the following non-binding Mgmt For For
resolution approving the compensation of
the named executive officers of the
Company: "RESOLVED, that the compensation
paid to the Company's named executive
officers, as disclosed in the proxy
statement pursuant to Item 402 of
Regulation S-K, including the Compensation
Discussion and Analysis, the compensation
tables, and narrative discussion, is hereby
APPROVED."
4. To ratify the Audit Committee's selection Mgmt For For
of the accounting firm BKD, LLP as
independent auditors of the Company and its
subsidiaries for the year ended December
31, 2020.
5. To amend the First Amended and Restated Mgmt Against Against
Simmons First National Corporation 2015
Incentive Plan to increase the number of
shares reserved for issuance thereunder and
extend the term thereof.
--------------------------------------------------------------------------------------------------------------------------
SJW GROUP Agenda Number: 935150261
--------------------------------------------------------------------------------------------------------------------------
Security: 784305104
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: SJW
ISIN: US7843051043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: K. Armstrong Mgmt For For
1B. Election of Director: W. J. Bishop Mgmt For For
1C. Election of Director: M. Hanley Mgmt For For
1D. Election of Director: H. Hunt Mgmt For For
1E. Election of Director: G. P. Landis Mgmt For For
1F. Election of Director: D. C. Man Mgmt For For
1G. Election of Director: D. B. More Mgmt For For
1H. Election of Director: E. W. Thornburg Mgmt For For
1I. Election of Director: R. A. Van Valer Mgmt For For
1J. Election of Director: C. P. Wallace Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers as disclosed in the accompanying
proxy statement.
3. Ratify the appointment of KPMG LLP as the Mgmt For For
independent registered public accounting
firm of the Company for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
SMARTFINANCIAL, INC. Agenda Number: 935183880
--------------------------------------------------------------------------------------------------------------------------
Security: 83190L208
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: SMBK
ISIN: US83190L2088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Victor L. Barrett Mgmt Withheld Against
Monique P. Berke Mgmt For For
William Y. Carroll, Jr. Mgmt For For
William Y. Carroll, Sr. Mgmt For For
Ted C. Miller Mgmt For For
David A. Ogle Mgmt Withheld Against
Ottis Phillips, Jr. Mgmt For For
Steven B. Tucker Mgmt For For
Wesley M. Welborn Mgmt For For
Keith E. Whaley, O.D Mgmt For For
Geoffrey A. Wolpert Mgmt Withheld Against
2. To ratify the appointment of Dixon Hughes Mgmt For For
Goodman LLP as the companys independent
registered public accountants for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SOLARIS OILFIELD INFRASTRUCTURE, INC. Agenda Number: 935206436
--------------------------------------------------------------------------------------------------------------------------
Security: 83418M103
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: SOI
ISIN: US83418M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edgar R. Giesinger Mgmt Withheld Against
A. James Teague Mgmt Withheld Against
William A. Zartler Mgmt Withheld Against
2. Ratify the appointment of BDO USA, LLP as Mgmt For For
the Company's independent registered public
accounting firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
SONIC AUTOMOTIVE, INC. Agenda Number: 935145195
--------------------------------------------------------------------------------------------------------------------------
Security: 83545G102
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: SAH
ISIN: US83545G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: O. Bruton Smith Mgmt Against Against
1B. Election of Director: David Bruton Smith Mgmt Against Against
1C. Election of Director: Jeff Dyke Mgmt Against Against
1D. Election of Director: William I. Belk Mgmt Against Against
1E. Election of Director: William R. Brooks Mgmt Against Against
1F. Election of Director: Victor H. Doolan Mgmt Against Against
1G. Election of Director: John W. Harris III Mgmt Against Against
1H. Election of Director: Robert Heller Mgmt For For
1I. Election of Director: Marcus G. Smith Mgmt Against Against
1J. Election of Director: R. Eugene Taylor Mgmt Against Against
2. Ratification of the appointment of KPMG LLP Mgmt For For
to serve as Sonic's independent registered
public accounting firm for fiscal 2020.
3. Advisory vote to approve Sonic's named Mgmt For For
executive officer compensation in fiscal
2019.
4. Approval of the amendment and restatement Mgmt Against Against
of the Sonic Automotive, Inc. 2012 Formula
Restricted Stock and Deferral Plan for
Non-Employee Directors.
--------------------------------------------------------------------------------------------------------------------------
SOUTH PLAINS FINANCIAL, INC. Agenda Number: 935180707
--------------------------------------------------------------------------------------------------------------------------
Security: 83946P107
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: SPFI
ISIN: US83946P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Campbell Mgmt Against Against
1B. Election of Director: Cynthia B. Keith Mgmt Against Against
2. Ratification of the appointment of Weaver Mgmt For For
and Tidwell, L.L.P. as the independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
SOUTH STATE CORPORATION Agenda Number: 935201602
--------------------------------------------------------------------------------------------------------------------------
Security: 840441109
Meeting Type: Special
Meeting Date: 21-May-2020
Ticker: SSB
ISIN: US8404411097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the Agreement and Plan Mgmt For For
of Merger, dated as of January 25, 2020, by
and between South State Corporation ("South
State") and CenterState Bank Corporation
(as amended from time to time) (the "South
State merger proposal").
2. Proposal to approve an amendment to South Mgmt For For
State's articles of incorporation to
increase the number of authorized shares of
South State common stock from 80 million
shares to 160 million shares (the "South
State authorized share count proposal").
3. Proposal to approve, on an advisory Mgmt For For
(non-binding) basis, the merger-related
named executive officer compensation that
will or may be paid to South State's named
executive officers in connection with the
merger (the "South State compensation
proposal").
4. Proposal to adjourn or postpone the South Mgmt For For
State special meeting, if necessary or
appropriate, to solicit additional proxies
if, immediately prior to such adjournment
or postponement, there are not sufficient
votes to approve the South State merger
proposal or the South State authorized
share count proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to holders of South State common
stock (the "South State adjournment
proposal").
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN FIRST BANCSHARES, INC. Agenda Number: 935165729
--------------------------------------------------------------------------------------------------------------------------
Security: 842873101
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: SFST
ISIN: US8428731017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew B Cajka Mgmt Withheld Against
Anne S Ellefson Mgmt For For
Tecumseh Hooper, Jr. Mgmt Withheld Against
2. To conduct an advisory vote on the Mgmt For For
compensation of our named executive
officers as disclosed in this proxy
statement (this is a non-binding, advisory
vote).
3. To approve the Southern First Bancshares, Mgmt Against Against
Inc. 2020 Equity Incentive Plan.
4. To ratify the appointment of Elliott Davis, Mgmt For For
LLC as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN NATIONAL BANCORP OF VA, INC. Agenda Number: 935188359
--------------------------------------------------------------------------------------------------------------------------
Security: 843395104
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: SONA
ISIN: US8433951048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. Rand Cook Mgmt Withheld Against
Eric A. Johnson Mgmt Withheld Against
Dennis J. Zember, Jr. Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS. To ratify
the appointment of Dixon Hughes Goodman LLP
as the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2020.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. To Mgmt For For
conduct an advisory (non-binding) vote to
approve the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SPARTANNASH COMPANY Agenda Number: 935174259
--------------------------------------------------------------------------------------------------------------------------
Security: 847215100
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: SPTN
ISIN: US8472151005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. Shan Atkins Mgmt For For
Dennis Eidson Mgmt For For
Frank M. Gambino Mgmt For For
Douglas A. Hacker Mgmt For For
Yvonne R. Jackson Mgmt For For
Matthew Mannelly Mgmt For For
Elizabeth A. Nickel Mgmt For For
Hawthorne L. Proctor Mgmt For For
William R. Voss Mgmt For For
2. Approval of the Stock Incentive Plan of Mgmt Against Against
2020
3. Say on Pay - Advisory approval of the Mgmt For For
Company's executive compensation.
4. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as independent
auditors for the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT OF TEXAS BANCSHARES INC Agenda Number: 935179526
--------------------------------------------------------------------------------------------------------------------------
Security: 84861D103
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: STXB
ISIN: US84861D1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dean O. Bass Mgmt Withheld Against
Robert S. Beall Mgmt Withheld Against
Steven Gregory Kidd Mgmt For For
Steven M. Morris Mgmt Withheld Against
William K. Nix Mgmt Withheld Against
2. Ratify the audit committee's appointment of Mgmt For For
BDO USA, LLP as the independent registered
public accounting firm of the Company for
the year ending December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
SPOK HOLDINGS, INC. Agenda Number: 935049913
--------------------------------------------------------------------------------------------------------------------------
Security: 84863T106
Meeting Type: Annual
Meeting Date: 29-Jul-2019
Ticker: SPOK
ISIN: US84863T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: N. Blair Butterfield Mgmt For For
1b. Election of Director: Stacia A. Hylton Mgmt For For
1c. Election of Director: Vincent D. Kelly Mgmt For For
1d. Election of Director: Brian O'Reilly Mgmt Against Against
1e. Election of Director: Matthew Oristano Mgmt For For
1f. Election of Director: Todd Stein Mgmt For For
1g. Election of Director: Samme L. Thompson Mgmt Against Against
1h. Election of Director: Royce Yudkoff Mgmt Against Against
2. Ratification of appoint Grant Thornton LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation for 2018.
--------------------------------------------------------------------------------------------------------------------------
STANDARD MOTOR PRODUCTS, INC. Agenda Number: 935196813
--------------------------------------------------------------------------------------------------------------------------
Security: 853666105
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: SMP
ISIN: US8536661056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John P. Gethin Mgmt For For
Pamela Forbes Lieberman Mgmt For For
Patrick S. McClymont Mgmt Withheld Against
Joseph W. McDonnell Mgmt Withheld Against
Alisa C. Norris Mgmt For For
Eric P. Sills Mgmt For For
Lawrence I. Sills Mgmt For For
William H. Turner Mgmt Withheld Against
Richard S. Ward Mgmt Withheld Against
Roger M. Widmann Mgmt Withheld Against
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. Approval of non-binding, advisory Mgmt For For
resolution on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
STANDEX INTERNATIONAL CORPORATION Agenda Number: 935078445
--------------------------------------------------------------------------------------------------------------------------
Security: 854231107
Meeting Type: Annual
Meeting Date: 22-Oct-2019
Ticker: SXI
ISIN: US8542311076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Thomas E. Chorman Mgmt Against Against
1.2 Election of Director: Thomas J. Hansen Mgmt For For
2. To conduct an advisory vote on the total Mgmt For For
compensation paid to the named executive
officers of the Company.
3. To ratify the appointment by the Audit Mgmt For For
Committee of Grant Thornton LLP as
independent auditors.
--------------------------------------------------------------------------------------------------------------------------
STEPAN COMPANY Agenda Number: 935153938
--------------------------------------------------------------------------------------------------------------------------
Security: 858586100
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: SCL
ISIN: US8585861003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Joaquin Delgado Mgmt Against Against
1.2 Election of Director: F. Quinn Stepan, Jr. Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as Stepan Company's independent
registered public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
STERLING CONSTRUCTION COMPANY, INC. Agenda Number: 935147226
--------------------------------------------------------------------------------------------------------------------------
Security: 859241101
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: STRL
ISIN: US8592411016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Roger A. Cregg Mgmt For For
1.2 Election of Director: Joseph A. Cutillo Mgmt For For
1.3 Election of Director: Marian M. Davenport Mgmt For For
1.4 Election of Director: Raymond F. Messer Mgmt For For
1.5 Election of Director: Dana C. O'Brien Mgmt For For
1.6 Election of Director: Charles R. Patton Mgmt For For
1.7 Election of Director: Thomas M. White Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
STEWART INFORMATION SERVICES CORPORATION Agenda Number: 935200383
--------------------------------------------------------------------------------------------------------------------------
Security: 860372101
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: STC
ISIN: US8603721015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas G. Apel Mgmt Withheld Against
C. Allen Bradley, Jr. Mgmt Withheld Against
Robert L. Clarke Mgmt For For
William S. Corey, Jr. Mgmt For For
Frederick H Eppinger Jr Mgmt For For
Deborah J. Matz Mgmt For For
Matthew W. Morris Mgmt For For
Karen R. Pallotta Mgmt For For
Manuel Sanchez Mgmt For For
2. Approval of the compensation of Stewart Mgmt Against Against
Information Services Corporation's named
executive officers (Say-on-Pay)
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Stewart Information Services
Corporation's independent auditors for 2020
4. Approval of the Stewart Information Mgmt Against Against
Services Corporation 2020 Incentive Plan.
5. Approval of the Stewart Information Mgmt For For
Services Corporation 2020 Employee Stock
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
STONERIDGE, INC. Agenda Number: 935168737
--------------------------------------------------------------------------------------------------------------------------
Security: 86183P102
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: SRI
ISIN: US86183P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan B. DeGaynor Mgmt For For
Jeffrey P. Draime Mgmt Withheld Against
Douglas C. Jacobs Mgmt For For
Ira C. Kaplan Mgmt Withheld Against
Kim Korth Mgmt For For
William M. Lasky Mgmt Withheld Against
George S. Mayes, Jr. Mgmt For For
Paul J. Schlather Mgmt For For
2. Ratification of Ernst & Young LLP as the Mgmt For For
Company's independent registered public
accounting firm for 2020.
3. Approval, on advisory basis, of the 2019 Mgmt For For
compensation of the Company's named
executive officers.
4. Approval of an amendment to the 2016 Mgmt Against Against
Long-Term Incentive Plan to increase common
shares available for issuance.
--------------------------------------------------------------------------------------------------------------------------
STR HOLDINGS, INC. Agenda Number: 935068468
--------------------------------------------------------------------------------------------------------------------------
Security: 78478V209
Meeting Type: Annual
Meeting Date: 24-Sep-2019
Ticker: STRI
ISIN: US78478V2097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert S. Yorgensen Mgmt Withheld Against
Lenian (Charles) Zha Mgmt Withheld Against
Jun (Tony) Tang Mgmt Withheld Against
John A. Janitz Mgmt Withheld Against
Andrew M. Leitch Mgmt Withheld Against
Xin (Cindy) Lin Mgmt Withheld Against
Ping (Daniel) Yu Mgmt For For
2. To amend and restate the 2009 STR Holdings, Mgmt Against Against
Inc. Equity Incentive Plan ( The "Plan") to
extend the term of the Plan and make
certain other technical amendments.
3. To ratify the appointment of UHY LLP as Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
STRATTEC SECURITY CORPORATION Agenda Number: 935079081
--------------------------------------------------------------------------------------------------------------------------
Security: 863111100
Meeting Type: Annual
Meeting Date: 08-Oct-2019
Ticker: STRT
ISIN: US8631111007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Krejci Mgmt Withheld Against
2. To approve the non-binding advisory Mgmt For For
proposal on executive compensation.
3. To approve an amendment to the Amended and Mgmt For For
Restated Articles of Incorporation to
provide for a majority voting standard for
election of directors in uncontested
elections of directors.
--------------------------------------------------------------------------------------------------------------------------
SUPERIOR GROUP OF COMPANIES, INC. Agenda Number: 935158988
--------------------------------------------------------------------------------------------------------------------------
Security: 868358102
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: SGC
ISIN: US8683581024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sidney Kirschner Mgmt For For
1.2 Election of Director: Michael Benstock Mgmt For For
1.3 Election of Director: Robin Hensley Mgmt For For
1.4 Election of Director: Paul Mellini Mgmt For For
1.5 Election of Director: Todd Siegel Mgmt For For
1.6 Election of Director: Venita Fields Mgmt For For
1.7 Election of Director: Andrew D. Demott, Jr. Mgmt For For
2. To ratify the appointment of Mayer Hoffman Mgmt For For
McCann P.C. as independent auditors for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SUPERIOR INDUSTRIES INTERNATIONAL, INC. Agenda Number: 935234182
--------------------------------------------------------------------------------------------------------------------------
Security: 868168105
Meeting Type: Annual
Meeting Date: 22-Jun-2020
Ticker: SUP
ISIN: US8681681057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Majdi Abulaban Mgmt For For
Michael R. Bruynesteyn Mgmt Withheld Against
Richard J. Giromini Mgmt For For
Paul J. Humphries Mgmt For For
Ransom A. Langford Mgmt For For
James S. McElya Mgmt Withheld Against
Timothy C. McQuay Mgmt For For
Ellen B. Richstone Mgmt For For
Francisco S. Uranga Mgmt Withheld Against
2. To approve, in a non-binding advisory vote, Mgmt For For
the executive compensation of the Company's
named executive officers for the fiscal
year ended December 31, 2019.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SYKES ENTERPRISES, INCORPORATED Agenda Number: 935180416
--------------------------------------------------------------------------------------------------------------------------
Security: 871237103
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: SYKE
ISIN: US8712371033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: James S. Mgmt For For
MacLeod
1B. Election of Class I Director: William D. Mgmt For For
Muir, Jr.
1C. Election of Class I Director: Lorraine L. Mgmt For For
Lutton
2. Non-binding advisory vote to approve Mgmt For For
executive compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as independent auditors of the
Company.
--------------------------------------------------------------------------------------------------------------------------
TAYLOR MORRISON HOME CORPORATION (TMHC) Agenda Number: 935182585
--------------------------------------------------------------------------------------------------------------------------
Security: 87724P106
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: TMHC
ISIN: US87724P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffry L. Flake Mgmt For For
Gary H. Hunt Mgmt For For
Peter Lane Mgmt For For
William H. Lyon Mgmt For For
Anne L. Mariucci Mgmt For For
Andrea Owen Mgmt For For
Sheryl D. Palmer Mgmt For For
Denise F. Warren Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve the compensation
of our named executive officers.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TEAM, INC. Agenda Number: 935189349
--------------------------------------------------------------------------------------------------------------------------
Security: 878155100
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: TISI
ISIN: US8781551002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Louis A. Waters* Mgmt Withheld Against
Gary G. Yesavage# Mgmt For For
Jeffery G. Davis# Mgmt Withheld Against
Robert C. Skaggs, Jr# Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. Advisory vote on Named Executive Officer Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
TEEKAY TANKERS LTD. Agenda Number: 935219495
--------------------------------------------------------------------------------------------------------------------------
Security: Y8565N300
Meeting Type: Annual
Meeting Date: 24-Jun-2020
Ticker: TNK
ISIN: MHY8565N3002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth Hvid Mgmt Withheld Against
Arthur Bensler Mgmt Withheld Against
Richard T. du Moulin Mgmt Withheld Against
Sai Chu Mgmt Withheld Against
David Schellenberg Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TERRITORIAL BANCORP INC Agenda Number: 935215740
--------------------------------------------------------------------------------------------------------------------------
Security: 88145X108
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: TBNK
ISIN: US88145X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Howard Y. Ikeda Mgmt For For
David S. Murakami Mgmt For For
2. The ratification of the appointment of Moss Mgmt For For
Adams LLP as our independent registered
public accounting firm for the year ending
December 31, 2020.
3. An advisory (non-binding) resolution to Mgmt For For
approve our executive compensation as
described in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
TESSCO TECHNOLOGIES INCORPORATED Agenda Number: 935052198
--------------------------------------------------------------------------------------------------------------------------
Security: 872386107
Meeting Type: Annual
Meeting Date: 25-Jul-2019
Ticker: TESS
ISIN: US8723861071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert B. Barnhill, Jr. Mgmt For For
John D. Beletic Mgmt Withheld Against
Jay G. Baitler Mgmt For For
Paul J. Gaffney Mgmt Withheld Against
Benn R. Konsynski,Ph.D. Mgmt Withheld Against
Dennis J. Shaughnessy Mgmt For For
Murray Wright Mgmt For For
Morton F. Zifferer, Jr. Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2020.
3. To conduct an advisory vote on named Mgmt For For
executive officer compensation for the
fiscal year ended March 31, 2019.
4. To approve the 2019 Stock and Incentive Mgmt Against Against
Plan.
--------------------------------------------------------------------------------------------------------------------------
TEXTAINER GROUP HOLDINGS LIMITED Agenda Number: 935199706
--------------------------------------------------------------------------------------------------------------------------
Security: G8766E109
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: TGH
ISIN: BMG8766E1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: David M. Mgmt For For
Nurek
1.2 Election of Class I Director: Robert D. Mgmt Against Against
Pedersen
2. Proposal to approve the Company's annual Mgmt For For
audited financial statements for the fiscal
year ended December 31, 2019
3. Proposal to approve the re-appointment of Mgmt For For
KPMG LLP, an independent registered public
accounting firm, to act as the Company's
independent auditors for the fiscal year
ending December 31, 2020 and the
authorization for the Board of Directors,
acting through the Audit Committee to fix
the remuneration of the independent
auditors for the fiscal year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
THE ANDERSONS, INC. Agenda Number: 935146894
--------------------------------------------------------------------------------------------------------------------------
Security: 034164103
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ANDE
ISIN: US0341641035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick E. Bowe Mgmt For For
Michael J Anderson, Sr. Mgmt For For
Gerard M. Anderson Mgmt Withheld Against
Stephen F. Dowdle Mgmt For For
Pamela S. Hershberger Mgmt For For
Catherine M. Kilbane Mgmt For For
Robert J. King, Jr. Mgmt For For
Ross W. Manire Mgmt For For
Patrick S. Mullin Mgmt Withheld Against
John T. Stout, Jr. Mgmt For For
2. An advisory vote on executive compensation, Mgmt For For
approving the resolution provided in the
proxy statement.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
THE BANCORP, INC. Agenda Number: 935165197
--------------------------------------------------------------------------------------------------------------------------
Security: 05969A105
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: TBBK
ISIN: US05969A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel G. Cohen Mgmt For For
1B. Election of Director: Damian Kozlowski Mgmt For For
1C. Election of Director: Walter T. Beach Mgmt For For
1D. Election of Director: Michael J. Bradley Mgmt For For
1E. Election of Director: John C. Chrystal Mgmt For For
1F. Election of Director: Matthew Cohn Mgmt Against Against
1G. Election of Director: John Eggemeyer Mgmt For For
1H. Election of Director: Hersh Kozlov Mgmt For For
1I. Election of Director: William H. Lamb Mgmt Against Against
1J. Election of Director: James J. McEntee III Mgmt For For
1K. Election of Director: Daniela A. Mielke Mgmt For For
1L. Election of Director: Stephanie B. Mudick Mgmt For For
1M. Election of Director: Mei-Mei Tuan Mgmt For For
2. Proposal to approve a non-binding advisory Mgmt For For
vote on the Company's compensation program
for its named executive officers.
3. Proposal to approve The Bancorp, Inc. 2020 Mgmt Against Against
Equity Incentive Plan.
4. Proposal to approve the selection of Grant Mgmt For For
Thornton LLP as independent public
accountants for the Company for the fiscal
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
THE CATO CORPORATION Agenda Number: 935210752
--------------------------------------------------------------------------------------------------------------------------
Security: 149205106
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: CATO
ISIN: US1492051065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pamela L. Davies Mgmt For For
Thomas B. Henson Mgmt For For
Bryan F. Kennedy, III Mgmt For For
2. To approve the Company's Amended and Mgmt Against Against
Restated Certificate of Incorporation to
provide the Board the power to adopt, amend
or repeal the Company's By-Laws, as amended
(the "Bylaws"), along with certain
technical changes, to align with a majority
of public companies.
3. To ratify the Board's previously adopted Mgmt For For
amendments to the Bylaws, including: A. To
vest the Chairman and Chief Executive
Officer with authority to appoint other
officers and reassign duties, similar to
many public companies (adopted on January
28, 1993), B. To authorize the Company to
issue uncertificated shares, as required by
New York Stock Exchange rule (adopted on
December 6, 2007), C. To change the maximum
days in advance of a stockholder meeting,
dividend payment or other events in
accordance with Delaware law (adopted on
February 26, 2009).
4. To approve the Company's Amended and Mgmt For For
Restated Bylaws.
5. To approve, on an advisory basis, the Mgmt Against Against
Company's executive compensation.
6. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending January 30,
2021.
--------------------------------------------------------------------------------------------------------------------------
THE CONTAINER STORE GROUP, INC. Agenda Number: 935060880
--------------------------------------------------------------------------------------------------------------------------
Security: 210751103
Meeting Type: Annual
Meeting Date: 28-Aug-2019
Ticker: TCS
ISIN: US2107511030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy J. Flynn Mgmt For For
Robert E. Jordan Mgmt For For
Walter Robb Mgmt For For
Wendi Sturgis Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending March 28, 2020.
3. Approval, on an advisory (non-binding) Mgmt For For
basis, of the compensation of the Company's
named executive officers.
4. Approval, on an advisory (non-binding) Mgmt 1 Year For
basis, of the frequency of future advisory
votes on the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
THE E.W. SCRIPPS COMPANY Agenda Number: 935151605
--------------------------------------------------------------------------------------------------------------------------
Security: 811054402
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: SSP
ISIN: US8110544025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lauren Rich Fine Mgmt For For
1B. Election of Director: Wonya Y. Lucas Mgmt For For
1C. Election of Director: Kim Williams Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE EASTERN COMPANY Agenda Number: 935138239
--------------------------------------------------------------------------------------------------------------------------
Security: 276317104
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: EML
ISIN: US2763171046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Fredrick D. DiSanto Mgmt Withheld Against
John W. Everets Mgmt Withheld Against
Charles W. Henry Mgmt Withheld Against
Michael A. McManus, Jr. Mgmt For For
James A. Mitarotonda Mgmt For For
Peggy B. Scott Mgmt For For
August M. Vlak Mgmt For For
2. Approve and adopt The Eastern Company 2020 Mgmt Against Against
Stock Incentive Plan.
3. Advisory vote to approve the compensation Mgmt For For
of the named executive officers.
4. Ratify the appointment of the independent Mgmt For For
registered public accounting firm
(Fiondella, Milone & LaSaracina LLP) for
fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCORP, INC. Agenda Number: 935147884
--------------------------------------------------------------------------------------------------------------------------
Security: 31866P102
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: FNLC
ISIN: US31866P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Katherine M. Boyd Mgmt For For
Robert B. Gregory Mgmt For For
Renee W. Kelly Mgmt For For
Tony C. McKim Mgmt For For
Mark N. Rosborough Mgmt Withheld Against
Cornelius J. Russell Mgmt Withheld Against
Stuart G. Smith Mgmt For For
Bruce B. Tindal Mgmt Withheld Against
F. Stephen Ward Mgmt For For
2. To approve (on a non-binding basis), the Mgmt For For
compensation of the Company's executives,
as disclosed in the Company's annual report
and proxy statement.
3. To approve (on a non-binding basis) the Mgmt 1 Year For
frequency of non-binding shareholder votes
on executive compensation.
4. To approve the 2020 Equity Incentive Plan Mgmt Against Against
as disclosed in the Company's proxy
statement and the reservation of 400,000
shares of common stock for issuance
thereunder.
5. To ratify the Board of Directors Audit Mgmt For For
Committee's selection of Berry Dunn McNeil
& Parker, LLC, as independent auditors for
the Company for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE GREENBRIER COMPANIES, INC. Agenda Number: 935102424
--------------------------------------------------------------------------------------------------------------------------
Security: 393657101
Meeting Type: Annual
Meeting Date: 08-Jan-2020
Ticker: GBX
ISIN: US3936571013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Wanda F. Felton Mgmt For For
Graeme A. Jack Mgmt For For
David L. Starling Mgmt For For
Wendy L. Teramoto Mgmt For For
2. Advisory approval of the compensation of Mgmt Against Against
the Company's named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent auditors for
2020.
--------------------------------------------------------------------------------------------------------------------------
THE HABIT RESTAURANTS, INC. Agenda Number: 935132895
--------------------------------------------------------------------------------------------------------------------------
Security: 40449J103
Meeting Type: Special
Meeting Date: 18-Mar-2020
Ticker: HABT
ISIN: US40449J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated January 5, 2020, by and among The
Habit Restaurants, Inc., YUM! Brands, Inc.
and YEB Newco Inc. (the "Merger
Agreement").
2. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the compensation that may be paid or
become payable to the The Habit
Restaurants, Inc.'s named executive
officers that is based on or otherwise
relates to the Merger Agreement and the
transactions contemplated by the Merger
Agreement.
3. To approve any proposal to adjourn the Mgmt For For
Special Meeting to a later date or dates,
if necessary or appropriate, to solicit
additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve the proposal to
adopt the Merger Agreement.
--------------------------------------------------------------------------------------------------------------------------
THE L.S. STARRETT COMPANY Agenda Number: 935080034
--------------------------------------------------------------------------------------------------------------------------
Security: 855668109
Meeting Type: Annual
Meeting Date: 16-Oct-2019
Ticker: SCX
ISIN: US8556681091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard B. Kennedy# Mgmt Withheld Against
Terry A. Piper* Mgmt Withheld Against
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2020.
--------------------------------------------------------------------------------------------------------------------------
THE MARCUS CORPORATION Agenda Number: 935185656
--------------------------------------------------------------------------------------------------------------------------
Security: 566330106
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: MCS
ISIN: US5663301068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen H. Marcus Mgmt For For
Diane Marcus Gershowitz Mgmt For For
Allan H. Selig Mgmt For For
Timothy E. Hoeksema Mgmt Withheld Against
Bruce J. Olson Mgmt For For
Philip L. Milstein Mgmt Withheld Against
Gregory S. Marcus Mgmt For For
Brian J. Stark Mgmt For For
Katherine M. Gehl Mgmt For For
David M. Baum Mgmt Withheld Against
2. To approve, by advisory vote, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
THE NATIONAL SECURITY GROUP, INC. Agenda Number: 935171253
--------------------------------------------------------------------------------------------------------------------------
Security: 637546102
Meeting Type: Annual
Meeting Date: 22-May-2020
Ticker: NSEC
ISIN: US6375461026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W.L. Brunson, Jr. Mgmt For For
Fred Clark, Jr. Mgmt Withheld Against
Mickey L. Murdock Mgmt Withheld Against
Paul C. Wesch Mgmt For For
2. To ratify the selection of Warren Averett, Mgmt For For
LLC as independent auditors.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in this
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
THE NEW HOME COMPANY INC Agenda Number: 935198021
--------------------------------------------------------------------------------------------------------------------------
Security: 645370107
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: NWHM
ISIN: US6453701079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul C. Heeschen Mgmt Withheld Against
H. Lawrence Webb Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of The New Home Company Inc.'s named
executive officers.
3. Advisory vote on the frequency of the Mgmt 1 Year For
stockholder vote on the compensation of The
New Home Company Inc.'s named executive
officers.
4. Ratification of KPMG LLP as the Company's Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TILLY'S INC. Agenda Number: 935187927
--------------------------------------------------------------------------------------------------------------------------
Security: 886885102
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: TLYS
ISIN: US8868851028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hezy Shaked Mgmt Withheld Against
Doug Collier Mgmt Withheld Against
Seth Johnson Mgmt Withheld Against
Janet Kerr Mgmt For For
Edmond Thomas Mgmt For For
Bernard Zeichner Mgmt For For
2. Approval of Amended and Restated 2012 Mgmt Against Against
Equity and Incentive Award Plan.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 30, 2021.
4. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
TIMBERLAND BANCORP, INC. Agenda Number: 935116942
--------------------------------------------------------------------------------------------------------------------------
Security: 887098101
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: TSBK
ISIN: US8870981011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael R. Sand# Mgmt For For
Jon C. Parker* Mgmt Withheld Against
Michael J. Stoney* Mgmt For For
Daniel D. Yerrington* Mgmt For For
2. Advisory (non-binding) approval of the Mgmt For For
compensation of our named executive
officers as disclosed in the proxy
statement.
3. Approval of the adoption of the Timberland Mgmt Against Against
Bancorp, Inc. 2019 Equity Incentive Plan.
4. Ratification of the Audit Committee's Mgmt For For
selection of Delap LLP as our independent
registered public accounting firm for the
year ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
TITAN MACHINERY INC. Agenda Number: 935191166
--------------------------------------------------------------------------------------------------------------------------
Security: 88830R101
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: TITN
ISIN: US88830R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tony Christianson Mgmt For For
Christine Hamilton Mgmt For For
2. To approve, by non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our Independent Registered
Public Accounting Firm for the fiscal year
ending January 31, 2021.
4. To approve the Amended and Restated Titan Mgmt Against Against
Machinery Inc. 2014 Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
TRAVELCENTERS OF AMERICA INC Agenda Number: 935178776
--------------------------------------------------------------------------------------------------------------------------
Security: 89421B109
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: TA
ISIN: US89421B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph L. Morea (for Mgmt Abstain Against
Independent Director in Class I)
1B. Election of Director: Jonathan M. Pertchik Mgmt For For
(for Managing Director in Class I)
2. Approval of the TravelCenters of America Mgmt Against Against
Inc. Second Amended and Restated 2016
Equity Compensation Plan
3. Ratification of the appointment of RSM US Mgmt For For
LLP as independent auditors to serve for
the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
TRECORA RESOURCES Agenda Number: 935195304
--------------------------------------------------------------------------------------------------------------------------
Security: 894648104
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: TREC
ISIN: US8946481046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: GARY K. ADAMS Mgmt For For
1.2 ELECTION OF DIRECTOR: PAMELA R. BUTCHER Mgmt For For
1.3 ELECTION OF DIRECTOR: NICHOLAS N. CARTER Mgmt For For
1.4 ELECTION OF DIRECTOR: ADAM C. PEAKES Mgmt For For
1.5 ELECTION OF DIRECTOR: PATRICK D. QUARLES Mgmt For For
1.6 ELECTION OF DIRECTOR: JANET S. ROEMER Mgmt For For
1.7 ELECTION OF DIRECTOR: KAREN A. TWITCHELL Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
TREDEGAR CORPORATION Agenda Number: 935167519
--------------------------------------------------------------------------------------------------------------------------
Security: 894650100
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: TG
ISIN: US8946501009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: George C. Freeman, Mgmt Against Against
III
1B. Election of Director: John D. Gottwald Mgmt For For
1C. Election of Director: William M. Gottwald Mgmt For For
1D. Election of Director: Kenneth R. Newsome Mgmt For For
1E. Election of Director: Gregory A. Pratt Mgmt Against Against
1F. Election of Director: Thomas G. Snead, Jr. Mgmt For For
1G. Election of Director: John M. Steitz Mgmt For For
1H. Election of Director: Carl E. Tack, III Mgmt Against Against
1I. Election of Director: Anne G. Waleski Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TRIPLE-S MANAGEMENT CORPORATION Agenda Number: 935139433
--------------------------------------------------------------------------------------------------------------------------
Security: 896749108
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: GTS
ISIN: PR8967491088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Group 1 Director: Cari M. Mgmt For For
Dominguez
1B. Election of Group 1 Director: Roberto Santa Mgmt For For
Maria
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of the Company.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
4. Amendments to the Triple-S Management Mgmt Against Against
Corporation 2017 Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
TUPPERWARE BRANDS CORPORATION Agenda Number: 935174160
--------------------------------------------------------------------------------------------------------------------------
Security: 899896104
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: TUP
ISIN: US8998961044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan M. Cameron Mgmt For For
1B. Election of Director: Kriss Cloninger III Mgmt For For
1C. Election of Director: Meg Crofton Mgmt For For
1D. Election of Director: Miguel Fernandez Mgmt For For
1E. Election of Director: Richard Goudis Mgmt For For
1F. Election of Director: Aedhmar Hynes Mgmt For For
1G. Election of Director: Christopher D. Mgmt For For
O'Leary
1H. Election of Director: Richard T. Riley Mgmt For For
1I. Election of Director: Mauro Schnaidman Mgmt For For
1J. Election of Director: M. Anne Szostak Mgmt For For
2. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation Program
3. Proposal to Ratify the Appointment of the Mgmt For For
Independent Registered Public Accounting
Firm
--------------------------------------------------------------------------------------------------------------------------
U.S. CONCRETE, INC. Agenda Number: 935161872
--------------------------------------------------------------------------------------------------------------------------
Security: 90333L201
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: USCR
ISIN: US90333L2016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: William J. Sandbrook Mgmt For For
1.2 Election of Director: Kurt M. Cellar Mgmt Against Against
1.3 Election of Director: Michael D. Lundin Mgmt Against Against
1.4 Election of Director: Rajan C. Penkar Mgmt For For
1.5 Election of Director: Ronnie Pruitt Mgmt For For
1.6 Election of Director: Colin M. Sutherland Mgmt For For
1.7 Election of Director: Theodore P. Rossi Mgmt For For
1.8 Election of Director: Susan M. Ball Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm of the Company for
the year ending December 31, 2020.
3. Cast a non-binding, advisory vote on the Mgmt For For
compensation of the Company's named
executive officers as disclosed in these
materials.
--------------------------------------------------------------------------------------------------------------------------
UFP TECHNOLOGIES, INC. Agenda Number: 935211045
--------------------------------------------------------------------------------------------------------------------------
Security: 902673102
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: UFPT
ISIN: US9026731029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert W. Pierce, Jr. Mgmt For For
Daniel C. Croteau Mgmt For For
Cynthia L. Feldmann Mgmt For For
2. To amend the Company's Certificate of Mgmt For For
Incorporation to eliminate the classified
structure of the Board of Directors and
provide for the annual election of
directors.
3. A non-binding advisory resolution to Mgmt For For
approve our executive compensation.
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
UMH PROPERTIES, INC. Agenda Number: 935196421
--------------------------------------------------------------------------------------------------------------------------
Security: 903002103
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: UMH
ISIN: US9030021037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey A. Carus Mgmt Withheld Against
Matthew I. Hirsch Mgmt Withheld Against
Kenneth K. Quigley, Jr. Mgmt Withheld Against
2. Ratification of the appointment of PKF Mgmt For For
O'Connor Davies, LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2020.
3. To adopt an advisory resolution approving Mgmt For For
the compensation of the Company's named
executive officers, as more fully disclosed
in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
UNICO AMERICAN CORPORATION Agenda Number: 935207717
--------------------------------------------------------------------------------------------------------------------------
Security: 904607108
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: UNAM
ISIN: US9046071083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GERARD J. ALTONJI Mgmt For For
CARY L. CHELDIN Mgmt Withheld Against
ERWIN CHELDIN Mgmt For For
RONALD A. CLOSSER Mgmt For For
RHONDA L. GILLENWATERS Mgmt For For
JOHN B. KEEFE, SR. Mgmt For For
JEFFREY M. TUDER Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNIFI, INC. Agenda Number: 935079790
--------------------------------------------------------------------------------------------------------------------------
Security: 904677200
Meeting Type: Annual
Meeting Date: 30-Oct-2019
Ticker: UFI
ISIN: US9046772003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert J. Bishop Mgmt For For
1B. Election of Director: Albert P. Carey Mgmt For For
1C. Election of Director: Thomas H. Caudle, Jr. Mgmt For For
1D. Election of Director: Archibald Cox, Jr. Mgmt For For
1E. Election of Director: James M. Kilts Mgmt For For
1F. Election of Director: Kenneth G. Langone Mgmt For For
1G. Election of Director: James D. Mead Mgmt For For
1H. Election of Director: Suzanne M. Present Mgmt For For
1I. Election of Director: Eva T. Zlotnicka Mgmt For For
2. Advisory vote to approve UNIFI's named Mgmt For For
executive officer compensation in fiscal
2019.
3. Ratification of the appointment of KPMG LLP Mgmt For For
to serve as UNIFI's independent registered
public accounting firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
UNITED COMMUNITY FINANCIAL CORP. Agenda Number: 935098598
--------------------------------------------------------------------------------------------------------------------------
Security: 909839102
Meeting Type: Special
Meeting Date: 10-Dec-2019
Ticker: UCFC
ISIN: US9098391025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of September 9, 2019, as amended
from time to time (the merger agreement),
by and between First Defiance Financial
Corp. and United Community (United
Community).
2. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation to be paid to
United Community's named executive officers
that is based on or otherwise relates to
the merger.
3. To approve the adjournment of the United Mgmt For For
Community Special Meeting, if necessary or
appropriate, to permit further solicitation
of proxies.
--------------------------------------------------------------------------------------------------------------------------
UNITIL CORPORATION Agenda Number: 935166719
--------------------------------------------------------------------------------------------------------------------------
Security: 913259107
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: UTL
ISIN: US9132591077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Winfield S. Brown Mgmt For For
Mark H. Collin Mgmt For For
Michael B. Green Mgmt For For
2. To ratify the selection of independent Mgmt For For
registered accounting firm, Deloitte &
Touche LLP, for fiscal year 2020
3. Advisory vote on the approval of Executive Mgmt For For
Compensation
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL STAINLESS & ALLOY PRODS., INC. Agenda Number: 935155906
--------------------------------------------------------------------------------------------------------------------------
Security: 913837100
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: USAP
ISIN: US9138371003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher L. Ayers Mgmt Withheld Against
Judith L. Bacchus Mgmt For For
M. David Kornblatt Mgmt Withheld Against
Dennis M. Oates Mgmt For For
Udi Toledano Mgmt Withheld Against
2. Approval of the compensation for the Mgmt For For
Company's named executive officers.
3. Ratification of the appointment of Mgmt For For
Schneider Downs & Co., Inc. as the
Company's independent registered pubic
accountants for 2020.
--------------------------------------------------------------------------------------------------------------------------
URSTADT BIDDLE PROPERTIES INC. Agenda Number: 935127301
--------------------------------------------------------------------------------------------------------------------------
Security: 917286205
Meeting Type: Annual
Meeting Date: 18-Mar-2020
Ticker: UBA
ISIN: US9172862057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve for Mgmt Against Against
three years: Kevin J. Bannon
1B. Election of Class II Director to serve for Mgmt Against Against
three years: Richard Grellier
1C. Election of Class II Director to serve for Mgmt Against Against
three years: Charles D. Urstadt
1D. Election of Class III Director to serve for Mgmt Against Against
one year: Willis H. Stephens, Jr.
2. To ratify the appointment of PKF O'Connor Mgmt For For
Davies, LLP, as the independent registered
public accounting firm of the Company for
one year.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
USA TRUCK, INC. Agenda Number: 935189476
--------------------------------------------------------------------------------------------------------------------------
Security: 902925106
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: USAK
ISIN: US9029251066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara J. Faulkenberry Mgmt For For
M. Susan Chambers Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation
3. Ratification of appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm for 2020
--------------------------------------------------------------------------------------------------------------------------
VECTRUS, INC. Agenda Number: 935154954
--------------------------------------------------------------------------------------------------------------------------
Security: 92242T101
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: VEC
ISIN: US92242T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: William F. Mgmt Against Against
Murdy
1B. Election of Class III Director: Melvin F. Mgmt Against Against
Parker
1C. Election of Class III Director: Stephen L. Mgmt Against Against
Waechter
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Vectrus, Inc.
Independent Registered Public Accounting
Firm for 2020.
3. Approval of an amendment and restatement of Mgmt Against Against
the Vectrus, Inc. 2014 Omnibus Incentive
Plan.
4. Approval, on advisory basis, of the Mgmt For For
compensation paid to our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
VERA BRADLEY INC Agenda Number: 935208454
--------------------------------------------------------------------------------------------------------------------------
Security: 92335C106
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: VRA
ISIN: US92335C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara B Baekgaard Mgmt For For
Kristina Cashman Mgmt For For
Mary Lou Kelley Mgmt For For
John E Kyees Mgmt For For
Frances P Philip Mgmt Withheld Against
Carrie M Tharp Mgmt For For
Robert Wallstrom Mgmt For For
2. To ratify the Audit Committee's appointment Mgmt For For
of Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for fiscal 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
4. To approve the Vera Bradley, Inc. 2020 Mgmt Against Against
Equity and Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
VIAD CORP Agenda Number: 935171037
--------------------------------------------------------------------------------------------------------------------------
Security: 92552R406
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: VVI
ISIN: US92552R4065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward E. Mace Mgmt For For
1B. Election of Director: Joshua E. Schechter Mgmt For For
2. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
VISHAY PRECISION GROUP,INC. Agenda Number: 935174982
--------------------------------------------------------------------------------------------------------------------------
Security: 92835K103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: VPG
ISIN: US92835K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc Zandman Mgmt For For
Janet Clarke Mgmt For For
Wesley Cummins Mgmt For For
Bruce Lerner Mgmt Withheld Against
Saul Reibstein Mgmt Withheld Against
Ziv Shoshani Mgmt For For
Timothy Talbert Mgmt Withheld Against
2. To approve the ratification of Brightman Mgmt For For
Almagor Zohar & Co., a firm in the Deloitte
Global Network, as Vishay Precision Group,
Inc.'s independent registered public
accounting firm for the year ending
December 31, 2020.
3. To approve the non-binding resolution Mgmt For For
relating to the executive compensation.
--------------------------------------------------------------------------------------------------------------------------
VOLT INFORMATION SCIENCES, INC. Agenda Number: 935135738
--------------------------------------------------------------------------------------------------------------------------
Security: 928703107
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: VOLT
ISIN: US9287031077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nick S. Cyprus Mgmt For For
Bruce G. Goodman Mgmt For For
William J. Grubbs Mgmt For For
Linda Perneau Mgmt For For
Arnold Ursaner Mgmt For For
Celia R. Brown Mgmt For For
2. Vote to ratify the appointment of Ernst & Mgmt For For
Young LLP as our independent Registered
Public Accounting Firm for 2020.
3. Vote to approve, on a non-binding, advisory Mgmt For For
basis, the Company's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
VOXX INTERNATIONAL CORPORATION Agenda Number: 935045117
--------------------------------------------------------------------------------------------------------------------------
Security: 91829F104
Meeting Type: Annual
Meeting Date: 25-Jul-2019
Ticker: VOXX
ISIN: US91829F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter A. Lesser Mgmt Withheld Against
Denise Waund Gibson Mgmt Withheld Against
John Adamovich, Jr. Mgmt Withheld Against
John J. Shalam Mgmt Withheld Against
Patrick M. Lavelle Mgmt Withheld Against
Charles M. Stoehr Mgmt Withheld Against
Ari M. Shalam Mgmt Withheld Against
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending February 29, 2020.
--------------------------------------------------------------------------------------------------------------------------
VSE CORPORATION Agenda Number: 935175275
--------------------------------------------------------------------------------------------------------------------------
Security: 918284100
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: VSEC
ISIN: US9182841000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John A. Cuomo Mgmt For For
Ralph E. Eberhart Mgmt For For
Mark E. Ferguson III Mgmt Withheld Against
Calvin S. Koonce Mgmt Withheld Against
James F. Lafond Mgmt Withheld Against
John E. Potter Mgmt Withheld Against
Jack C. Stultz Mgmt Withheld Against
Bonnie K. Wachtel Mgmt For For
2. The approval of amendments to the VSE Mgmt Against Against
Corporation 2006 Restricted Stock Plan (a)
extending its term from May 6, 2021 to May
6, 2027, (b) increasing by 500,000 shares
the VSE common stock authorized for
issuance under the plan, and (c) permitting
non-employee directors to elect to receive
all or a portion of their annual retainer
fees in VSE common stock.
3. Approval, by non-binding advisory vote, on Mgmt For For
the Company's Executive Compensation.
4. Recommendation, by non-binding advisory Mgmt 1 Year For
vote, on the frequency of executive
compensation advisory votes.
--------------------------------------------------------------------------------------------------------------------------
W&T OFFSHORE, INC. Agenda Number: 935153926
--------------------------------------------------------------------------------------------------------------------------
Security: 92922P106
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: WTI
ISIN: US92922P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ms. Virginia Boulet Mgmt Abstain Against
1B. Election of Director: Mr. Stuart B. Katz Mgmt For For
1C. Election of Director: Mr. Tracy W. Krohn Mgmt For For
1D. Election of Director: Mr. S. James Nelson, Mgmt Abstain Against
Jr.
1E. Election of Director: Mr. B. Frank Stanley Mgmt Abstain Against
2. Proposal to approve the first amendment to Mgmt Against Against
our 2004 Directors Compensation Plan to
increase the number of shares of common
stock to be issued under awards thereunder.
3. Proposal to approve, on an advisory basis, Mgmt Against Against
the compensation of our named executive
officers.
4. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as our independent registered
public accountants for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
WALKER & DUNLOP, INC. Agenda Number: 935154346
--------------------------------------------------------------------------------------------------------------------------
Security: 93148P102
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: WD
ISIN: US93148P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan J. Bowers Mgmt Withheld Against
Ellen D. Levy Mgmt For For
Michael D. Malone Mgmt For For
John Rice Mgmt Withheld Against
Dana L. Schmaltz Mgmt Withheld Against
Howard W. Smith III Mgmt For For
William M. Walker Mgmt For For
Michael J. Warren Mgmt For For
2. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm.
3. Advisory resolution to approve executive Mgmt For For
compensation
4. Approval of the adoption of the 2020 Equity Mgmt Against Against
Incentive Plan, which constitutes an
amendment and restatement of the walker &
Dunlop, Inc. 2015 Equity Incentive Plan, as
amended.
--------------------------------------------------------------------------------------------------------------------------
WATERSTONE FINANCIAL, INC. Agenda Number: 935167432
--------------------------------------------------------------------------------------------------------------------------
Security: 94188P101
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: WSBF
ISIN: US94188P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Hansen Mgmt For For
Stephen Schmidt Mgmt For For
2. Approving our 2020 Omnibus Equity Incentive Mgmt Against Against
Plan as described in the Proxy Statement.
3. Ratifying the selection of RSM US LLP as Mgmt For For
Waterstone Financial, Inc.'s independent
registered public accounting firm.
4. Approving an advisory, non-binding Mgmt For For
resolution to approve the executive
compensation described in the Proxy
Statement.
5. Approving an advisory, non-binding vote Mgmt 1 Year For
with respect to the frequency of voting for
our executive compensation.
--------------------------------------------------------------------------------------------------------------------------
WEST BANCORPORATION, INC. Agenda Number: 935134964
--------------------------------------------------------------------------------------------------------------------------
Security: 95123P106
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: WTBA
ISIN: US95123P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick J. Donovan Mgmt For For
Steven K. Gaer Mgmt For For
Michael J. Gerdin Mgmt For For
Sean P. McMurray Mgmt For For
David R. Milligan Mgmt For For
George D. Milligan Mgmt Withheld Against
David D. Nelson Mgmt For For
James W. Noyce Mgmt For For
Lou Ann Sandburg Mgmt For For
Steven T. Schuler Mgmt For For
Therese M. Vaughan Mgmt For For
Philip Jason Worth Mgmt For For
2. To approve, on a nonbinding basis, the 2019 Mgmt For For
compensation of the named executive
officers disclosed in the proxy statement.
3. To ratify the appointment of RSM US LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET MORTGAGE CAPITAL CORP. Agenda Number: 935219762
--------------------------------------------------------------------------------------------------------------------------
Security: 95790D105
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: WMC
ISIN: US95790D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD D. FOX Mgmt For For
JAMES W. HIRSCHMANN III Mgmt For For
RANJIT M. KRIPALANI Mgmt For For
M. CHRISTIAN MITCHELL Mgmt For For
JENNIFER W. MURPHY Mgmt For For
LISA G. QUATEMAN Mgmt For For
RICHARD W. ROLL Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. ADVISORY VOTE ON FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, AS INDEPENDENT
AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
WESTWOOD HOLDINGS GROUP, INC. Agenda Number: 935145448
--------------------------------------------------------------------------------------------------------------------------
Security: 961765104
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: WHG
ISIN: US9617651040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brian O. Casey Mgmt For For
Richard M. Frank Mgmt For For
Susan M. Byrne Mgmt For For
Ellen H. Masterson Mgmt For For
Geoffrey R. Norman Mgmt For For
Raymond E. Wooldridge Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Westwood's independent
auditors for the year ending December 31,
2020.
3. To approve the Seventh Amended and Restated Mgmt Against Against
Westwood Holdings Group, Inc. Stock
Incentive Plan.
4. To cast a non-binding, advisory vote on Mgmt Against Against
Westwood's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
WEYCO GROUP, INC. Agenda Number: 935163422
--------------------------------------------------------------------------------------------------------------------------
Security: 962149100
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: WEYS
ISIN: US9621491003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas W. Florsheim, Jr Mgmt Withheld Against
Robert Feitler Mgmt Withheld Against
2. Ratification of the appointment of Baker Mgmt For For
Tilly Virchow Krause, LLP as independent
registered public accountants for 2020.
3. Advisory vote to approve the compensation Mgmt Against Against
of the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
WHITESTONE REIT Agenda Number: 935160440
--------------------------------------------------------------------------------------------------------------------------
Security: 966084204
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: WSR
ISIN: US9660842041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey A. Jones Mgmt For For
2. To approve, in an advisory (non-binding) Mgmt Against Against
vote, the compensation of our named
executive officers (as defined in the
accompanying proxy statement) (proposal No.
2).
3. To ratify the appointment of Pannell Kerr Mgmt For For
Forster of Texas, P.C. as our independent
registered public accounting firm for the
fiscal year ending December 31, 2020
(proposal No. 3).
--------------------------------------------------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION Agenda Number: 935143331
--------------------------------------------------------------------------------------------------------------------------
Security: 966387409
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: WLL
ISIN: US9663874090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael G. Hutchinson Mgmt For For
Carin S. Knickel Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of our named executive
officers as disclosed in the accompanying
proxy statement.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
WILLDAN GROUP, INC. Agenda Number: 935198211
--------------------------------------------------------------------------------------------------------------------------
Security: 96924N100
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: WLDN
ISIN: US96924N1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas D. Brisbin Mgmt For For
Steven A. Cohen Mgmt Withheld Against
Debra Coy Mgmt Withheld Against
Raymond W. Holdsworth Mgmt Withheld Against
Douglas J. McEachern Mgmt Withheld Against
Dennis V. McGinn Mgmt Withheld Against
Keith W. Renken Mgmt For For
Mohammad Shahidehpour Mgmt Withheld Against
2. Ratification of the appointment of Crowe Mgmt For For
LLP as the independent registered public
accounting firm for the year ending January
1, 2021.
3. Approval, on a non-binding advisory basis, Mgmt Against Against
of named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
WILLIAM LYON HOMES Agenda Number: 935119708
--------------------------------------------------------------------------------------------------------------------------
Security: 552074700
Meeting Type: Special
Meeting Date: 30-Jan-2020
Ticker: WLH
ISIN: US5520747008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Merger Proposal: To approve the adoption of Mgmt For For
the Agreement and Plan of Merger, dated as
of November 5, 2019, among Taylor Morrison
Homes Corporation ("Taylor Morrison"),
Tower Merger Sub, Inc., a wholly owned
subsidiary of Taylor Morrison ("Merger
Sub"), and William Lyon Homes, pursuant to
which Merger Sub will be merged with and
into William Lyon Homes, with William Lyon
Homes continuing as the surviving
corporation and a wholly owned subsidiary
of Taylor Morrison (the "merger").
2. Advisory Compensation Proposal: To approve, Mgmt Against Against
on an advisory, non- binding basis, the
compensation that may be paid or become
payable to William Lyon Homes' named
executive officers in connection with the
merger.
3. William Lyon Homes Adjournment Proposal: To Mgmt For For
adjourn the William Lyon Homes special
meeting, if necessary or appropriate, to
solicit additional proxies if there are
insufficient votes to approve the Merger
Proposal.
--------------------------------------------------------------------------------------------------------------------------
ZAGG INC Agenda Number: 935205840
--------------------------------------------------------------------------------------------------------------------------
Security: 98884U108
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: ZAGG
ISIN: US98884U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chris Ahern Mgmt For For
Michael T. Birch Mgmt Withheld Against
Cheryl A. Larabee Mgmt For For
Daniel R. Maurer Mgmt Withheld Against
P. Scott Stubbs Mgmt Withheld Against
Ronald G. Garriques Mgmt For For
Edward Terino Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
as independent registered public accounting
firm for the Company.
3. Non-advisory vote to approve the Mgmt For For
compensation of our named executive
officers in 2019.
--------------------------------------------------------------------------------------------------------------------------
ZOVIO INC Agenda Number: 935163650
--------------------------------------------------------------------------------------------------------------------------
Security: 98979V102
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: ZVO
ISIN: US98979V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael P. Cole Mgmt For For
Ryan D. Craig Mgmt Withheld Against
Michael B. Horn Mgmt Withheld Against
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2020.
3. To approve on an advisory, non-binding Mgmt Against Against
basis the compensation of our named
executive officers as presented in the
proxy statement accompanying this notice.
RBC SMID Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ACUITY BRANDS, INC. Agenda Number: 935106078
--------------------------------------------------------------------------------------------------------------------------
Security: 00508Y102
Meeting Type: Annual
Meeting Date: 08-Jan-2020
Ticker: AYI
ISIN: US00508Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. Patrick Battle Mgmt Against Against
1B. Election of Director: Peter C. Browning Mgmt Against Against
1C. Election of Director: G. Douglas Dillard, Mgmt Against Against
Jr.
1D. Election of Director: James H. Hance, Jr. Mgmt Against Against
1E. Election of Director: Robert F. McCullough Mgmt Against Against
1F. Election of Director: Vernon J. Nagel Mgmt For For
1G. Election of Director: Dominic J. Pileggi Mgmt Against Against
1H. Election of Director: Ray M. Robinson Mgmt Against Against
1I. Election of Director: Mary A. Winston Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
ALTAIR ENGINEERING INC Agenda Number: 935169943
--------------------------------------------------------------------------------------------------------------------------
Security: 021369103
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: ALTR
ISIN: US0213691035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt Against Against
until the 2023 annual meeting of
stockholder: James R. Scapa
1B. Election of Class III Director to serve Mgmt Against Against
until the 2023 annual meeting of
stockholders: Steve Earhart
2. To vote, on an advisory basis, on the Mgmt For For
compensation of the Company's named
executive officers
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
APPLIED INDUSTRIAL TECHNOLOGIES, INC. Agenda Number: 935079992
--------------------------------------------------------------------------------------------------------------------------
Security: 03820C105
Meeting Type: Annual
Meeting Date: 29-Oct-2019
Ticker: AIT
ISIN: US03820C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary Dean Hall Mgmt For For
Dan P. Komnenovich Mgmt For For
Joe A. Raver Mgmt For For
2. Say on Pay - To approve, through a Mgmt For For
nonbinding advisory vote, the compensation
of Applied's named executive officers.
3. To approve the 2019 Long-Term Performance Mgmt Against Against
Plan.
4. To ratify the Audit Committee's appointment Mgmt For For
of independent auditors.
--------------------------------------------------------------------------------------------------------------------------
APTARGROUP, INC. Agenda Number: 935156629
--------------------------------------------------------------------------------------------------------------------------
Security: 038336103
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: ATR
ISIN: US0383361039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: George L. Fotiades Mgmt Against Against
1b. Election of Director: B. Craig Owens Mgmt For For
1c. Election of Director: Dr. Joanne C. Smith Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approval of an amendment to the 2018 Equity Mgmt Against Against
Incentive Plan.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
BALCHEM CORPORATION Agenda Number: 935201816
--------------------------------------------------------------------------------------------------------------------------
Security: 057665200
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: BCPC
ISIN: US0576652004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David B. Fischer Mgmt For For
Perry W. Premdas Mgmt Withheld Against
Dr. John Y. Televantos Mgmt Withheld Against
2. Ratification of the appointment of RSM US Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year 2020.
3. Non-binding advisory approval of Named Mgmt For For
Executive Officers compensation as
described in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
BIO-TECHNE CORP Agenda Number: 935077784
--------------------------------------------------------------------------------------------------------------------------
Security: 09073M104
Meeting Type: Annual
Meeting Date: 24-Oct-2019
Ticker: TECH
ISIN: US09073M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To set the number of Directors at nine. Mgmt For For
2A. Election of Director: Robert V. Baumgartner Mgmt Against Against
2B. Election of Director: John L. Higgins Mgmt Against Against
2C. Election of Director: Joseph D. Keegan Mgmt For For
2D. Election of Director: Charles R. Kummeth Mgmt For For
2E. Election of Director: Roeland Nusse Mgmt For For
2F. Election of Director: Alpna Seth Mgmt For For
2G. Election of Director: Randolph Steer Mgmt For For
2H. Election of Director: Rupert Vessey Mgmt For For
2I. Election of Director: Harold J. Wiens Mgmt For For
3. Cast a non-binding vote on named executive Mgmt Against Against
officer compensation.
4. Ratify the appointment of the Company's Mgmt For For
independent registered public accounting
firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC. Agenda Number: 935094348
--------------------------------------------------------------------------------------------------------------------------
Security: 101388106
Meeting Type: Annual
Meeting Date: 21-Nov-2019
Ticker: EPAY
ISIN: US1013881065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jennifer M. Gray Mgmt For For
Paul H. Hough Mgmt For For
Benjamin E Robinson III Mgmt For For
2. Non-binding advisory vote to approve Mgmt For For
executive compensation.
3. Approval of the Company's 2019 Stock Mgmt Against Against
Incentive Plan and the authorization to
issue 1,000,000 shares of common stock
thereunder.
4. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's registered
public accounting firm for the current
fiscal year.
--------------------------------------------------------------------------------------------------------------------------
BRIGHT HORIZONS FAMILY SOLUTIONS INC. Agenda Number: 935203644
--------------------------------------------------------------------------------------------------------------------------
Security: 109194100
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: BFAM
ISIN: US1091941005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director, for a term of Mgmt For For
three years: Stephen H. Kramer
1B. Election of Class I Director, for a term of Mgmt For For
three years: Dr. Sara Lawrence-Lightfoot
1C. Election of Class I Director, for a term of Mgmt For For
three years: David H. Lissy
1D. Election of Class I Director, for a term of Mgmt For For
three years: Cathy E. Minehan
2. To approve, on an advisory basis, the Mgmt For For
compensation paid by the Company to its
named executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CANTEL MEDICAL CORP. Agenda Number: 935108705
--------------------------------------------------------------------------------------------------------------------------
Security: 138098108
Meeting Type: Annual
Meeting Date: 18-Dec-2019
Ticker: CMD
ISIN: US1380981084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles M. Diker Mgmt For For
1B. Election of Director: Alan R. Batkin Mgmt For For
1C. Election of Director: Ann E. Berman Mgmt For For
1D. Election of Director: Mark N. Diker Mgmt For For
1E. Election of Director: Anthony B. Evnin Mgmt For For
1F. Election of Director: Laura L. Forese Mgmt For For
1G. Election of Director: George L. Fotiades Mgmt For For
1H. Election of Director: Ronnie Myers Mgmt For For
1I. Election of Director: Karen N. Prange Mgmt For For
1J. Election of Director: Peter J. Pronovost Mgmt For For
2. Advisory vote to approve Named Executive Mgmt For For
Officer compensation.
3. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
July 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CASEY'S GENERAL STORES, INC. Agenda Number: 935061197
--------------------------------------------------------------------------------------------------------------------------
Security: 147528103
Meeting Type: Annual
Meeting Date: 04-Sep-2019
Ticker: CASY
ISIN: US1475281036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: H. Lynn Horak Mgmt For For
1.2 Election of Director: Judy A. Schmeling Mgmt For For
1.3 Election of Director: Allison M. Wing Mgmt For For
1.4 Election of Director: Darren M. Rebelez Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm of the Company for the
fiscal year ending April 30, 2020.
3. To hold an advisory vote on our named Mgmt For For
executive officer compensation.
4. To approve an amendment to the Company's Mgmt For For
Articles of Incorporation to increase the
permissible range of the Board of Directors
from 4-9 directors to 7-12 directors with
the precise number of directors to be
determined by the Board of Directors from
time to time.
--------------------------------------------------------------------------------------------------------------------------
CHARLES RIVER LABORATORIES INTL., INC. Agenda Number: 935159156
--------------------------------------------------------------------------------------------------------------------------
Security: 159864107
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: CRL
ISIN: US1598641074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James C. Foster Mgmt For For
1B. Election of Director: Nancy C. Andrews Mgmt For For
1C. Election of Director: Robert J. Bertolini Mgmt For For
1D. Election of Director: Stephen D. Chubb Mgmt For For
1E. Election of Director: Deborah T. Kochevar Mgmt For For
1F. Election of Director: Martin W. MacKay Mgmt For For
1G. Election of Director: George E. Massaro Mgmt For For
1H. Election of Director: George M. Milne, Jr. Mgmt For For
1I. Election of Director: C. Richard Reese Mgmt For For
1J. Election of Director: Richard F. Wallman Mgmt For For
1K. Election of Director: Virginia M. Wilson Mgmt For For
2. Say on Pay - An advisory vote to approve Mgmt For For
our executive compensation.
3. Proposal to Amend the 2018 Incentive Plan. Mgmt Against Against
4. Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accountants
for the fiscal year ending December 26,
2020
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 935191623
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eugene Banucci Mgmt For For
Edward G. Galante Mgmt Withheld Against
Thomas J. Shields Mgmt For For
John R. Welch Mgmt Withheld Against
2. To approve an advisory vote on the Mgmt For For
Company's executive compensation.
3. To approve the Company's 2020 Stock Mgmt Against Against
Incentive Plan.
4. To ratify the selection by the Audit Mgmt For For
Committee of the Company's Board of
Directors of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the current fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA SPORTSWEAR COMPANY Agenda Number: 935187559
--------------------------------------------------------------------------------------------------------------------------
Security: 198516106
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: COLM
ISIN: US1985161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy P. Boyle Mgmt For For
Stephen E. Babson Mgmt For For
Andy D. Bryant Mgmt For For
Walter T. Klenz Mgmt For For
Kevin Mansell Mgmt For For
Ronald E. Nelson Mgmt For For
Sabrina L. Simmons Mgmt For For
Malia H. Wasson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2020.
3. To approve, by non-biding vote, executive Mgmt For For
compensation.
4. To approve the Columbia Sportswear Company Mgmt Against Against
2020 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC. Agenda Number: 935172306
--------------------------------------------------------------------------------------------------------------------------
Security: 218681104
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: CORE
ISIN: US2186811046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stuart W. Booth Mgmt For For
1B. Election of Director: Gary F. Colter Mgmt Against Against
1C. Election of Director: Rocky Dewbre Mgmt For For
1D. Election of Director: Laura Flanagan Mgmt For For
1E. Election of Director: Robert G. Gross Mgmt For For
1F. Election of Director: Scott E. McPherson Mgmt For For
1G. Election of Director: Diane Randolph Mgmt For For
1H. Election of Director: Harvey L. Tepner Mgmt Against Against
1I. Election of Director: Randolph I. Thornton Mgmt Against Against
2. Approval on a non-binding basis of our Mgmt For For
Named Executive Officer compensation as
described in the Proxy Statement
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as Core-Mark's independent
registered public accounting firm to serve
for the fiscal year ending December 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
CORESITE REALTY CORPORATION Agenda Number: 935178372
--------------------------------------------------------------------------------------------------------------------------
Security: 21870Q105
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: COR
ISIN: US21870Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert G. Stuckey Mgmt For For
Paul E. Szurek Mgmt For For
James A. Attwood, Jr. Mgmt For For
Jean A. Bua Mgmt For For
Kelly C. Chambliss Mgmt For For
Michael R. Koehler Mgmt For For
J. David Thompson Mgmt For For
David A. Wilson Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. The advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
DIODES INCORPORATED Agenda Number: 935170047
--------------------------------------------------------------------------------------------------------------------------
Security: 254543101
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: DIOD
ISIN: US2545431015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C.H. Chen Mgmt For For
Warren Chen Mgmt For For
Michael R. Giordano Mgmt For For
Keh-Shew Lu Mgmt For For
Peter M. Menard Mgmt Withheld Against
Christina Wen-Chi Sung Mgmt For For
Michael K.C. Tsai Mgmt Withheld Against
2. Approval of Executive Compensation. To Mgmt For For
approve, on an advisory basis, the
Company's executive compensation.
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm. To
ratify the appointment of Moss Adams LLP as
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
DORMAN PRODUCTS, INC. Agenda Number: 935197079
--------------------------------------------------------------------------------------------------------------------------
Security: 258278100
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: DORM
ISIN: US2582781009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven L. Berman Mgmt For For
1B. Election of Director: Kevin M. Olsen Mgmt For For
1C. Election of Director: John J. Gavin Mgmt Against Against
1D. Election of Director: Paul R. Lederer Mgmt Against Against
1E. Election of Director: Richard T. Riley Mgmt Against Against
1F. Election of Director: Kelly A. Romano Mgmt For For
1G. Election of Director: G. Michael Stakias Mgmt Against Against
2. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
3. Ratification of KPMG LLP as the Company's Mgmt For For
independent registered public accounting
firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
EAGLE BANCORP, INC. Agenda Number: 935175225
--------------------------------------------------------------------------------------------------------------------------
Security: 268948106
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: EGBN
ISIN: US2689481065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mathew D. Brockwell Mgmt For For
1.2 Election of Director: Theresa G. LaPlaca Mgmt For For
1.3 Election of Director: A. Leslie Ludwig Mgmt For For
1.4 Election of Director: Norman R. Pozez Mgmt For For
1.5 Election of Director: Kathy A. Raffa Mgmt For For
1.6 Election of Director: Susan G. Riel Mgmt For For
1.7 Election of Director: James A. Soltesz Mgmt For For
1.8 Election of Director: Benjamin M. Soto Mgmt For For
2. To ratify the appointment of Dixon Hughes Mgmt For For
Goodman LLP as the Company's independent
registered public accounting firm to audit
the consolidated financial statements of
the Company for the year ended December 31,
2020.
3. To vote on a non-binding, advisory Mgmt For For
resolution approving the compensation of
our named executive officers
--------------------------------------------------------------------------------------------------------------------------
ENVESTNET, INC. Agenda Number: 935182561
--------------------------------------------------------------------------------------------------------------------------
Security: 29404K106
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: ENV
ISIN: US29404K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Luis A. Aguilar Mgmt Withheld Against
Ross Chapin Mgmt For For
William Crager Mgmt For For
James Fox Mgmt For For
2. The approval, on an advisory basis, of 2019 Mgmt For For
executive compensation.
3. The ratification of KPMG LLP as the Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
EPLUS INC. Agenda Number: 935068759
--------------------------------------------------------------------------------------------------------------------------
Security: 294268107
Meeting Type: Annual
Meeting Date: 18-Sep-2019
Ticker: PLUS
ISIN: US2942681071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRUCE M. BOWEN Mgmt For For
JOHN E. CALLIES Mgmt For For
C. THOMAS FAULDERS, III Mgmt For For
ERIC D. HOVDE Mgmt Withheld Against
IRA A. HUNT, III Mgmt Withheld Against
MARK P. MARRON Mgmt For For
MAUREEN F. MORRISON Mgmt For For
BEN XIANG Mgmt For For
2. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION, AS DISCLOSED IN THE PROXY.
3. PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2020.
--------------------------------------------------------------------------------------------------------------------------
ESCO TECHNOLOGIES INC. Agenda Number: 935113718
--------------------------------------------------------------------------------------------------------------------------
Security: 296315104
Meeting Type: Annual
Meeting Date: 31-Jan-2020
Ticker: ESE
ISIN: US2963151046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick M. Dewar Mgmt For For
Vinod M. Khilnani Mgmt For For
Robert J. Phillippy Mgmt Withheld Against
2. Proposal to ratify independent public Mgmt For For
accounting firm for fiscal 2020.
3. Say on Pay- An advisory vote on the Mgmt For For
approval of executive compensation.
--------------------------------------------------------------------------------------------------------------------------
EVO PAYMENTS, INC. Agenda Number: 935199580
--------------------------------------------------------------------------------------------------------------------------
Security: 26927E104
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: EVOP
ISIN: US26927E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Laura M. Miller Mgmt For For
Gregory S. Pope Mgmt Withheld Against
Matthew W. Raino Mgmt Withheld Against
2. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on the Company's executive
compensation.
4. Approval of an amendment to the EVO Mgmt Against Against
Payments, Inc. 2018 Omnibus Incentive Plan.
5. Ratification of Deloitte & Touche LLP as Mgmt For For
the Company's independent auditors for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
EXLSERVICE HOLDINGS, INC. Agenda Number: 935207248
--------------------------------------------------------------------------------------------------------------------------
Security: 302081104
Meeting Type: Annual
Meeting Date: 15-Jun-2020
Ticker: EXLS
ISIN: US3020811044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rohit Kapoor Mgmt For For
1B. Election of Director: David Kelso Mgmt For For
1C. Election of Director: Anne Minto Mgmt For For
1D. Election of Director: Som Mittal Mgmt For For
1E. Election of Director: Clyde Ostler Mgmt For For
1F. Election of Director: Jaynie Studenmund Mgmt For For
2. The ratification of the selection of Mgmt For For
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for fiscal year 2020.
3. The approval, on a non-binding advisory Mgmt For For
basis, of the compensation of the named
executive officers of the Company.
--------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 935126070
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 12-Mar-2020
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: A. Gary Ames Mgmt For For
1B. Election of Director: Sandra E. Bergeron Mgmt For For
1C. Election of Director: Deborah L. Bevier Mgmt For For
1D. Election of Director: Michel Combes Mgmt For For
1E. Election of Director: Michael L. Dreyer Mgmt For For
1F. Election of Director: Alan J. Higginson Mgmt For For
1G. Election of Director: Peter S. Klein Mgmt For For
1H. Election of Director: Francois Locoh-Donou Mgmt For For
1I. Election of Director: Nikhil Mehta Mgmt For For
1J. Election of Director: Marie E. Myers Mgmt For For
2. Approve the F5 Networks, Inc. 2014 Mgmt Against Against
Incentive Plan.
3. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2020.
4. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FIRSTCASH, INC. Agenda Number: 935192308
--------------------------------------------------------------------------------------------------------------------------
Security: 33767D105
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: FCFS
ISIN: US33767D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mr. Daniel E. Berce Mgmt Against Against
1B. Election of Director: Mr. Mikel D. Faulkner Mgmt Against Against
1C. Election of Director: Mr. Randel G. Owen Mgmt Against Against
2. Ratification of the selection of RSM US LLP Mgmt For For
as the independent registered public
accounting firm of the Company for the year
ending December 31, 2020.
3. Approve, by non-binding vote, the Mgmt For For
compensation of named executive officers as
described in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
G-III APPAREL GROUP, LTD. Agenda Number: 935212756
--------------------------------------------------------------------------------------------------------------------------
Security: 36237H101
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: GIII
ISIN: US36237H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Morris Goldfarb Mgmt For For
Sammy Aaron Mgmt For For
Thomas J. Brosig Mgmt For For
Alan Feller Mgmt For For
Jeffrey Goldfarb Mgmt For For
Victor Herrero Mgmt For For
Jeanette Nostra Mgmt For For
Laura Pomerantz Mgmt For For
Willem van Bokhorst Mgmt For For
Cheryl L. Vitali Mgmt For For
Richard White Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of named executive officers.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP.
--------------------------------------------------------------------------------------------------------------------------
GENTHERM INCORPORATED Agenda Number: 935199542
--------------------------------------------------------------------------------------------------------------------------
Security: 37253A103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: THRM
ISIN: US37253A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sophie Desormiere Mgmt For For
Phillip M. Eyler Mgmt For For
Yvonne Hao Mgmt For For
Ronald Hundzinski Mgmt For For
Charles Kummeth Mgmt For For
Byron Shaw II Mgmt For For
John Stacey Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP to act as the Company's
independent registered public accounting
firm for the year ending December 31, 2020.
3. Advisory (non-binding) approval of the 2019 Mgmt For For
compensation of the Company's named
executive officers.
4. Approval of the Amendment to the Gentherm Mgmt Against Against
Incorporated 2013 Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
GLOBANT S.A. Agenda Number: 935144826
--------------------------------------------------------------------------------------------------------------------------
Security: L44385109
Meeting Type: Annual
Meeting Date: 03-Apr-2020
Ticker: GLOB
ISIN: LU0974299876
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A2 Approval of the consolidated accounts of Mgmt For For
the Company prepared under EU IFRS and IFRS
as of and for the financial year ended
December 31, 2019.
A3 Approval of the Company's annual accounts Mgmt For For
under LUX GAAP as of and for the financial
year ended December 31, 2019.
A4 Allocation of results for the financial Mgmt For For
year ended December 31, 2019.
A5 Vote on discharge (quitus) of the members Mgmt For For
of the Board of Directors for the proper
exercise of their mandate during the
financial year ended December 31, 2019.
A6 Approval of the cash and share based Mgmt For For
compensation payable to the non-executive
members of the Board of Directors for the
financial year ending on December 31, 2020.
A7 Appointment of PricewaterhouseCoopers, Mgmt For For
societe cooperative as independent auditor
for the annual accounts and the EU IFRS
consolidated accounts of the Company for
the financial year ending on December 31,
2020.
A8 Appointment of Price Waterhouse & Co. Mgmt For For
S.R.L. as independent auditor for the IFRS
consolidated accounts of the Company for
the financial year ending on December 31,
2020.
A9 Re-appointment of Mr. Martin Gonzalo Umaran Mgmt For For
as member of the Board of Directors for a
term ending on the date of the Annual
General Meeting of Shareholders of the
Company to be held in 2023.
A10 Re-appointment of Mr. Guibert Andres Mgmt For For
Englebienne as member of the Board of
Directors for a term ending on the date of
the Annual General Meeting of Shareholders
of the Company to be held in 2023.
A11 Re-appointment of Mrs. Linda Rottenberg as Mgmt For For
member of the Board of Directors for a term
ending on the date of the Annual General
Meeting of Shareholders of the Company to
be held in 2023.
E1 The approval of the increase in the Mgmt Against Against
authorized capital of the Company and
subsequent amendment to the articles of
association.
E2 The approval of the amendment to article Mgmt Against Against
10.2 of the articles of association of the
Company and subsequent amendment to the
articles of association.
E3 The approval of the amendment to article Mgmt For For
10.8 of the articles of association of the
Company and subsequent amendment to the
articles of association.
--------------------------------------------------------------------------------------------------------------------------
GUIDEWIRE SOFTWARE INC Agenda Number: 935107804
--------------------------------------------------------------------------------------------------------------------------
Security: 40171V100
Meeting Type: Annual
Meeting Date: 17-Dec-2019
Ticker: GWRE
ISIN: US40171V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Margaret Dillon Mgmt For For
Michael Keller Mgmt For For
Mike Rosenbaum Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
July 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
4. To approve the amendment and restatement of Mgmt For For
the Company's restated certificate of
incorporation to eliminate the classified
structure of the Company's Board of
Directors.
5. To consider a stockholder proposal Shr For Against
regarding majority voting for the election
of directors, if properly presented at the
annual meeting.
--------------------------------------------------------------------------------------------------------------------------
H.B. FULLER COMPANY Agenda Number: 935130788
--------------------------------------------------------------------------------------------------------------------------
Security: 359694106
Meeting Type: Annual
Meeting Date: 02-Apr-2020
Ticker: FUL
ISIN: US3596941068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel L. Florness* Mgmt For For
Lee R. Mitau* Mgmt Withheld Against
R. William Van Sant# Mgmt Withheld Against
2. A non-binding advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers as disclosed in the proxy
statement.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending November
28, 2020.
4. The approval of the 2020 Master Incentive Mgmt Against Against
Plan.
--------------------------------------------------------------------------------------------------------------------------
HEALTHEQUITY, INC. Agenda Number: 935213758
--------------------------------------------------------------------------------------------------------------------------
Security: 42226A107
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: HQY
ISIN: US42226A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of director to serve until the Mgmt For For
2021 annual meeting of stockholders: Robert
W. Selander
1.2 Election of director to serve until the Mgmt For For
2021 annual meeting of stockholders: Jon
Kessler
1.3 Election of director to serve until the Mgmt For For
2021 annual meeting of stockholders:
Stephen D. Neeleman, M.D.
1.4 Election of director to serve until the Mgmt For For
2021 annual meeting of stockholders: Frank
A. Corvino
1.5 Election of director to serve until the Mgmt For For
2021 annual meeting of stockholders: Adrian
T. Dillon
1.6 Election of director to serve until the Mgmt For For
2021 annual meeting of stockholders: Evelyn
Dilsaver
1.7 Election of director to serve until the Mgmt For For
2021 annual meeting of stockholders: Debra
McCowan
1.8 Election of director to serve until the Mgmt For For
2021 annual meeting of stockholders: Ian
Sacks
1.9 Election of director to serve until the Mgmt For For
2021 annual meeting of stockholders: Gayle
Wellborn
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2021.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the fiscal 2020 compensation of our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
IAA, INC Agenda Number: 935198893
--------------------------------------------------------------------------------------------------------------------------
Security: 449253103
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: IAA
ISIN: US4492531037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: John W. Kett Mgmt For For
1B. Election of Class I Director: Peter H. Mgmt For For
Kamin
1C. Election of Class I Director: Lynn Jolliffe Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on named
executive officer compensation.
4. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 27, 2020.
--------------------------------------------------------------------------------------------------------------------------
ICF INTERNATIONAL, INC. Agenda Number: 935185012
--------------------------------------------------------------------------------------------------------------------------
Security: 44925C103
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: ICFI
ISIN: US44925C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mr. Sudhakar Kesavan Mgmt For For
Mr. Michael Van Handel Mgmt For For
2. APPROVAL OF AMENDMENT TO 2018 INCENTIVE Mgmt Against Against
PLAN: Approve the amendment to the
Company's 2018 Omnibus Incentive Plan to
increase the number of shares available for
issuance by 415,000.
3. ADVISORY VOTE REGARDING ICF INTERNATIONAL'S Mgmt For For
OVERALL PAY-FOR- PERFORMANCE NAMED
EXECUTIVE OFFICER COMPENSATION PROGRAM -
Approve, by non-binding vote, the Company's
overall pay-for- performance executive
compensation program, as described in the
Compensation Discussion and Analysis, the
compensation tables and the related
narratives and other materials in the Proxy
Statement.
4. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM - Ratify the
selection of Grant Thornton LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
INPHI CORPORATION Agenda Number: 935202375
--------------------------------------------------------------------------------------------------------------------------
Security: 45772F107
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: IPHI
ISIN: US45772F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nicholas E. Brathwaite Mgmt Withheld Against
Dr. David E. Liddle Mgmt For For
Dr. Bruce M. McWilliams Mgmt Withheld Against
2. Advisory vote to approve executive Mgmt For For
compensation
3. Amendment to and Restatement of the Mgmt Against Against
Company's 2010 Stock Incentive Plan
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
INTEGER HOLDINGS CORPORATION Agenda Number: 935188183
--------------------------------------------------------------------------------------------------------------------------
Security: 45826H109
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ITGR
ISIN: US45826H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pamela G. Bailey Mgmt For For
Joseph W. Dziedzic Mgmt For For
James F. Hinrichs Mgmt For For
Jean Hobby Mgmt For For
M. Craig Maxwell Mgmt For For
Filippo Passerini Mgmt Withheld Against
Bill R. Sanford Mgmt Withheld Against
Donald J. Spence Mgmt For For
William B. Summers, Jr. Mgmt Withheld Against
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR INTEGER HOLDINGS
CORPORATION FOR FISCAL YEAR 2020.
3. APPROVE BY NON-BINDING ADVISORY VOTE THE Mgmt For For
COMPENSATION OF INTEGER HOLDINGS
CORPORATION NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORP. Agenda Number: 935180935
--------------------------------------------------------------------------------------------------------------------------
Security: 457985208
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: IART
ISIN: US4579852082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Rhonda G. Ballintyn Mgmt For For
1C. Election of Director: Keith Bradley Mgmt Against Against
1D. Election of Director: Stuart M. Essig Mgmt For For
1E. Election of Director: Barbara B. Hill Mgmt For For
1F. Election of Director: Lloyd W. Howell, Jr. Mgmt For For
1G. Election of Director: Donald E. Morel, Jr. Mgmt For For
1H. Election of Director: Raymond G. Murphy Mgmt Against Against
1I. Election of Director: Christian S. Schade Mgmt For For
2. The Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year 2020.
3. A non-binding resolution to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda Number: 935090201
--------------------------------------------------------------------------------------------------------------------------
Security: 426281101
Meeting Type: Annual
Meeting Date: 14-Nov-2019
Ticker: JKHY
ISIN: US4262811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. Flanigan Mgmt For For
J. Prim Mgmt For For
T. Wilson Mgmt For For
J. Fiegel Mgmt For For
T. Wimsett Mgmt For For
L. Kelly Mgmt For For
S. Miyashiro Mgmt For For
W. Brown Mgmt For For
D. Foss Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the selection of the Company's Mgmt For For
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
KINSALE CAPITAL GROUP, INC. Agenda Number: 935176621
--------------------------------------------------------------------------------------------------------------------------
Security: 49714P108
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: KNSL
ISIN: US49714P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Michael P. Kehoe Mgmt For For
1B Election of Director: Steven J. Bensinger Mgmt Against Against
1C Election of Director: Anne C. Kronenberg Mgmt For For
1D Election of Director: Robert Lippincott III Mgmt Against Against
1E Election of Director: James J. Ritchie Mgmt For For
1F Election of Director: Frederick L. Russell, Mgmt Against Against
Jr.
1G Election of Director: Gregory M. Share Mgmt Against Against
2. Advisory vote to approve executive Mgmt For For
compensation
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Independent Registered Public Accounting
Firm for fiscal year 2020
--------------------------------------------------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC. Agenda Number: 935167367
--------------------------------------------------------------------------------------------------------------------------
Security: 515098101
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: LSTR
ISIN: US5150981018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David G. Bannister Mgmt For For
1B. Election of Director: George P. Scanlon Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2020.
3. EXTEND THE TERM OF THE 2011 EQUITY Mgmt Against Against
INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LCI INDUSTRIES Agenda Number: 935174045
--------------------------------------------------------------------------------------------------------------------------
Security: 50189K103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: LCII
ISIN: US50189K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James F. Gero Mgmt Against Against
1B. Election of Director: Frank J. Crespo Mgmt Against Against
1C. Election of Director: Brendan J. Deely Mgmt Against Against
1D. Election of Director: Ronald J. Fenech Mgmt For For
1E. Election of Director: Tracy D. Graham Mgmt For For
1F. Election of Director: Virginia L. Henkels Mgmt For For
1G. Election of Director: Jason D. Lippert Mgmt For For
1H. Election of Director: Kieran M. O'Sullivan Mgmt Against Against
1I. Election of Director: David A. Reed Mgmt For For
1J. Election of Director: John A. Sirpilla Mgmt For For
2. To approve, in a non-binding advisory vote, Mgmt Against Against
the compensation of the Company's named
executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
independent auditor for the Company for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
LITTELFUSE, INC. Agenda Number: 935138633
--------------------------------------------------------------------------------------------------------------------------
Security: 537008104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: LFUS
ISIN: US5370081045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kristina Cerniglia Mgmt For For
1B. Election of Director: Tzau-Jin Chung Mgmt Against Against
1C. Election of Director: Cary Fu Mgmt For For
1D. Election of Director: Maria Green Mgmt For For
1E. Election of Director: Anthony Grillo Mgmt For For
1F. Election of Director: David Heinzmann Mgmt For For
1G. Election of Director: Gordon Hunter Mgmt For For
1H. Election of Director: John Major Mgmt Against Against
1I. Election of Director: William Noglows Mgmt Against Against
1J. Election of Director: Nathan Zommer Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approve and ratify the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditors for 2020.
--------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 935155110
--------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: LKQ
ISIN: US5018892084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Berard Mgmt For For
1B. Election of Director: Meg A. Divitto Mgmt For For
1C. Election of Director: Robert M. Hanser Mgmt For For
1D. Election of Director: Joseph M. Holsten Mgmt For For
1E. Election of Director: Blythe J. McGarvie Mgmt For For
1F. Election of Director: John W. Mendel Mgmt For For
1G. Election of Director: Jody G. Miller Mgmt For For
1H. Election of Director: John F. O'Brien Mgmt For For
1I. Election of Director: Guhan Subramanian Mgmt For For
1J. Election of Director: Xavier Urbain Mgmt For For
1K. Election of Director: Dominick Zarcone Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MANHATTAN ASSOCIATES, INC. Agenda Number: 935156857
--------------------------------------------------------------------------------------------------------------------------
Security: 562750109
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: MANH
ISIN: US5627501092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Eddie Capel Mgmt Against Against
1B. Election of Director: Charles E. Moran Mgmt For For
2. Nonbinding resolution to approve the Mgmt For For
compensation of the Company's named
executive officers.
3. Proposal to approve the Manhattan Mgmt Against Against
Associates, Inc. 2020 Equity Incentive
Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MATADOR RESOURCES COMPANY Agenda Number: 935192613
--------------------------------------------------------------------------------------------------------------------------
Security: 576485205
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: MTDR
ISIN: US5764852050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph Wm. Foran Mgmt For For
1B. Election of Director: Reynald A. Baribault Mgmt Against Against
1C. Election of Director: Monika U. Ehrman Mgmt For For
1D. Election of Director: Timothy E. Parker Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MEDIDATA SOLUTIONS, INC. Agenda Number: 935064941
--------------------------------------------------------------------------------------------------------------------------
Security: 58471A105
Meeting Type: Special
Meeting Date: 16-Aug-2019
Ticker: MDSO
ISIN: US58471A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal to adopt the Agreement and Plan Mgmt For For
of Merger (as it may be amended from time
to time, the "merger agreement"), dated as
of June 11, 2019, by and among Medidata
Solutions, Inc., Dassault Systemes SE,
Dassault Systemes Americas Corp., and 3DS
Acquisition 6 Corp.
2. A proposal to approve, on an advisory Mgmt Against Against
(non-binding) basis, specified compensation
that may be paid or become payable to
Medidata Solutions, Inc.'s principal
executive officers, principal financial
officer and three most highly compensated
executive officers other than the principal
executive officers and principal financial
officer in connection with the merger.
3. A proposal to approve the adjournment of Mgmt For For
the special meeting, if necessary or
appropriate, including to solicit
additional proxies if there are
insufficient votes at the time of the
special meeting to approve the proposal to
adopt the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
MERIT MEDICAL SYSTEMS, INC. Agenda Number: 935233837
--------------------------------------------------------------------------------------------------------------------------
Security: 589889104
Meeting Type: Annual
Meeting Date: 22-Jun-2020
Ticker: MMSI
ISIN: US5898891040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lonny J. Carpenter Mgmt For For
David K. Floyd Mgmt For For
James T. Hogan Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's named
executive officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP to serve as the independent
registered public accounting firm of the
Company for the year ending December 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
MIMECAST LIMITED Agenda Number: 935086199
--------------------------------------------------------------------------------------------------------------------------
Security: G14838109
Meeting Type: Annual
Meeting Date: 03-Oct-2019
Ticker: MIME
ISIN: GB00BYT5JK65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Aron Ain as a Class I director Mgmt Against Against
of the Company.
2. To re-elect Stephen M. Ward as a Class I Mgmt For For
director of the Company.
3. To appoint Ernst & Young LLP in the United Mgmt For For
Kingdom as the Company's independent
auditor.
4. To authorise the Board of Directors of the Mgmt For For
Company to determine the remuneration of
the independent auditor.
5. To receive the Company's accounts for the Mgmt For For
year ended March 31, 2019, together with
the directors' report and the independent
auditor's report on those accounts.
6. Non-binding advisory vote to approve the Mgmt For For
compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MONRO, INC. Agenda Number: 935062252
--------------------------------------------------------------------------------------------------------------------------
Security: 610236101
Meeting Type: Annual
Meeting Date: 13-Aug-2019
Ticker: MNRO
ISIN: US6102361010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frederick M. Danziger Mgmt Withheld Against
Stephen C. McCluski Mgmt Withheld Against
Robert E. Mellor Mgmt Withheld Against
Peter J. Solomon Mgmt For For
2. To approve, on a non-binding basis, the Mgmt For For
compensation paid to the Company's Named
Executive Officers.
3. To ratify the re-appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of the Company for the fiscal year
ending March 28, 2020.
--------------------------------------------------------------------------------------------------------------------------
MSC INDUSTRIAL DIRECT CO., INC. Agenda Number: 935116839
--------------------------------------------------------------------------------------------------------------------------
Security: 553530106
Meeting Type: Annual
Meeting Date: 29-Jan-2020
Ticker: MSM
ISIN: US5535301064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mitchell Jacobson Mgmt For For
Erik Gershwind Mgmt For For
Jonathan Byrnes Mgmt Withheld Against
Louise Goeser Mgmt For For
Michael Kaufmann Mgmt For For
Denis Kelly Mgmt For For
Steven Paladino Mgmt For For
Philip Peller Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
NOVANTA INC. Agenda Number: 935202589
--------------------------------------------------------------------------------------------------------------------------
Security: 67000B104
Meeting Type: Annual and Special
Meeting Date: 26-May-2020
Ticker: NOVT
ISIN: CA67000B1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN W. BERSHAD Mgmt Withheld Against
LONNY J. CARPENTER Mgmt For For
DEBORAH DISANZO Mgmt For For
MATTHIJS GLASTRA Mgmt For For
BRIAN D. KING Mgmt Withheld Against
IRA J. LAMEL Mgmt For For
MAXINE L. MAURICIO Mgmt For For
DOMINIC A. ROMEO Mgmt For For
THOMAS N. SECOR Mgmt Withheld Against
02 APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF THE COMPANY'S EXECUTIVE
COMPENSATION.
03 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO SERVE UNTIL THE 2021
ANNUAL MEETING OF SHAREHOLDERS.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS TO ALLOW FOR REMOTE PARTICIPATION
AT THE COMPANY'S SHAREHOLDER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC. Agenda Number: 935183828
--------------------------------------------------------------------------------------------------------------------------
Security: 670704105
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: NUVA
ISIN: US6707041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: J. Christopher Barry Mgmt For For
1B. Election of Director: Gregory T. Lucier Mgmt Against Against
1C. Election of Director: Leslie V. Norwalk, Mgmt For For
Esq.
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. Approval of a non-binding advisory Mgmt For For
resolution regarding the compensation of
the Company's named executive officers for
the fiscal year ended December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
PETIQ, INC. Agenda Number: 935209444
--------------------------------------------------------------------------------------------------------------------------
Security: 71639T106
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: PETQ
ISIN: US71639T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of class III director to serve Mgmt Abstain Against
until the third annual meeting: McCord
Christensen
2. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PRA GROUP, INC. Agenda Number: 935204002
--------------------------------------------------------------------------------------------------------------------------
Security: 69354N106
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: PRAA
ISIN: US69354N1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amendment of the Company's Certificate of Mgmt For For
Incorporation to declassify the Board of
Directors.
2. DIRECTOR
Danielle M. Brown Mgmt For For
Marjorie M. Connelly Mgmt For For
James A. Nussle Mgmt For For
Scott M. Tabakin Mgmt For For
3. Amendment of the Company's Certificate of Mgmt For For
Incorporation to remove provisions related
to the director nomination process.
4. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2020.
5. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PRESTIGE CONSUMER HEALTHCARE INC. Agenda Number: 935058429
--------------------------------------------------------------------------------------------------------------------------
Security: 74112D101
Meeting Type: Annual
Meeting Date: 30-Jul-2019
Ticker: PBH
ISIN: US74112D1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald M. Lombardi Mgmt For For
John E. Byom Mgmt Withheld Against
Gary E. Costley Mgmt Withheld Against
Sheila A. Hopkins Mgmt For For
James M. Jenness Mgmt Withheld Against
Natale S. Ricciardi Mgmt Withheld Against
Christopher J. Coughlin Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Prestige Consumer Healthcare Inc.
for the fiscal year ending March 31, 2020.
3. Say on Pay - An advisory vote on the Mgmt For For
resolution to approve the compensation of
Prestige Consumer Healthcare Inc.'s named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC. Agenda Number: 935121195
--------------------------------------------------------------------------------------------------------------------------
Security: 754730109
Meeting Type: Annual
Meeting Date: 20-Feb-2020
Ticker: RJF
ISIN: US7547301090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles G. von Mgmt For For
Arentschildt
1B. Election of Director: Robert M. Dutkowsky Mgmt For For
1C. Election of Director: Jeffrey N. Edwards Mgmt For For
1D. Election of Director: Benjamin C. Esty Mgmt For For
1E. Election of Director: Anne Gates Mgmt For For
1F. Election of Director: Francis S. Godbold Mgmt For For
1G. Election of Director: Thomas A. James Mgmt For For
1H. Election of Director: Gordon L. Johnson Mgmt For For
1I. Election of Director: Roderick C. McGeary Mgmt For For
1J. Election of Director: Paul C. Reilly Mgmt For For
1K. Election of Director: Raj Seshadri Mgmt For For
1L. Election of Director: Susan N. Story Mgmt For For
2. Advisory vote to approve 2019 executive Mgmt For For
compensation.
3. To approve the Amended and Restated 2012 Mgmt Against Against
Stock Incentive Plan.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
REALPAGE, INC. Agenda Number: 935212629
--------------------------------------------------------------------------------------------------------------------------
Security: 75606N109
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: RP
ISIN: US75606N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alfred R. Berkeley, III Mgmt For For
Peter Gyenes Mgmt Withheld Against
Charles F. Kane Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To approve an advisory (non-binding) Mgmt For For
proposal concerning our executive
compensation program.
4. To approve the RealPage, Inc. 2020 Equity Mgmt Against Against
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 935176190
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: RS
ISIN: US7595091023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sarah J. Anderson Mgmt For For
1B. Election of Director: Lisa L. Baldwin Mgmt For For
1C. Election of Director: Karen W. Colonias Mgmt For For
1D. Election of Director: John G. Figueroa Mgmt For For
1E. Election of Director: David H. Hannah Mgmt For For
1F. Election of Director: James D. Hoffman Mgmt For For
1G. Election of Director: Mark V. Kaminski Mgmt For For
1H. Election of Director: Robert A. McEvoy Mgmt For For
1I. Election of Director: Andrew G. Sharkey, Mgmt For For
III
1J. Election of Director: Douglas W. Stotlar Mgmt For For
2. To consider a non-binding, advisory vote to Mgmt For For
approve the compensation of the Company's
named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2020.
4. To approve the amendment and restatement of Mgmt Against Against
the Reliance Steel & Aluminum Co. Amended
and Restated 2015 Incentive Award Plan.
5. To approve an amendment to the Reliance Mgmt Against Against
Steel & Aluminum Co. Directors Equity Plan.
6. To consider a stockholder proposal Shr For Against
requesting changes to the Reliance Steel &
Aluminum Co. proxy access bylaw to remove
the size limit on the stockholder
nominating group.
--------------------------------------------------------------------------------------------------------------------------
RLI CORP. Agenda Number: 935153421
--------------------------------------------------------------------------------------------------------------------------
Security: 749607107
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: RLI
ISIN: US7496071074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kaj Ahlmann Mgmt Withheld Against
Michael E. Angelina Mgmt For For
John T. Baily Mgmt Withheld Against
Calvin G. Butler, Jr. Mgmt Withheld Against
David B. Duclos Mgmt For For
Susan S. Fleming Mgmt For For
Jordan W. Graham Mgmt For For
Jonathan E. Michael Mgmt For For
Robert P. Restrepo, Jr. Mgmt For For
Debbie S. Roberts Mgmt For For
Michael J. Stone Mgmt For For
2. Approve the amendment to the Company's Mgmt Against Against
Amended and Restated Certificate of
Incorporation increasing the number of
authorized shares of Common Stock.
3. Advisory vote to approve executive Mgmt For For
compensation (the "Say-on- Pay" vote).
4. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as the Company's Independent Registered
Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 935138506
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: SBNY
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph J. DePaolo Mgmt For For
1B. Election of Director: Barney Frank Mgmt For For
1C. Election of Director: Scott A. Shay Mgmt Against Against
2. To ratify the appointment of KPMG LLP, an Mgmt For For
independent registered public accounting
firm, as the independent auditors for the
year ending December 31, 2020.
3. Advisory vote on executive compensation. Mgmt For For
4. Approval of the Bank's share repurchase Mgmt For For
plan.
--------------------------------------------------------------------------------------------------------------------------
SPS COMMERCE, INC. Agenda Number: 935170910
--------------------------------------------------------------------------------------------------------------------------
Security: 78463M107
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: SPSC
ISIN: US78463M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Archie C. Black Mgmt For For
1B. Election of Director: Martin J. Leestma Mgmt For For
1C. Election of Director: James B. Ramsey Mgmt For For
1D. Election of Director: Marty M. Reaume Mgmt For For
1E. Election of Director: Tami L. Reller Mgmt For For
1F. Election of Director: Philip E. Soran Mgmt For For
1G. Election of Director: Sven A. Wehrwein Mgmt For For
2. Ratification of the selection of KPMG LLP Mgmt For For
as the independent auditor of SPS Commerce,
Inc. for the fiscal year ending December
31, 2020.
3. Advisory approval of the compensation of Mgmt For For
the named executive officers of SPS
Commerce, Inc.
4. Approval of an amendment to our Eighth Mgmt For For
Amended and Restated Certificate of
Incorporation to increase the number of
authorized shares of common stock.
--------------------------------------------------------------------------------------------------------------------------
STERIS PLC Agenda Number: 935051817
--------------------------------------------------------------------------------------------------------------------------
Security: G8473T100
Meeting Type: Annual
Meeting Date: 30-Jul-2019
Ticker: STE
ISIN: IE00BFY8C754
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director: Richard C. Breeden Mgmt For For
1b. Re-election of Director: Cynthia L. Mgmt For For
Feldmann
1c. Re-election of Director: Dr. Jacqueline B. Mgmt For For
Kosecoff
1d. Re-election of Director: David B. Lewis Mgmt For For
1e. Re-election of Director: Walter M Mgmt For For
Rosebrough, Jr.
1f. Re-election of Director: Dr. Nirav R. Shah Mgmt For For
1g. Re-election of Director: Dr. Mohsen M. Sohi Mgmt For For
1h. Re-election of Director: Dr. Richard M. Mgmt For For
Steeves
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
March 31, 2020.
3. To appoint Ernst & Young Chartered Mgmt For For
Accountants as the Company's Irish
statutory auditor under the Act to hold
office until the conclusion of the
Company's next Annual General Meeting.
4. To authorize the Directors of the Company Mgmt For For
or the Audit Committee to determine the
remuneration of Ernst & Young Chartered
Accountants as the Company's Irish
statutory auditor.
5. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed
pursuant to the disclosure rules of the
Securities and Exchange Commission,
including the Compensation Discussion and
Analysis and the tabular and narrative
disclosure contained in the Company's proxy
statement dated June 12, 2019.
--------------------------------------------------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES INCORPORATED Agenda Number: 935139813
--------------------------------------------------------------------------------------------------------------------------
Security: 879360105
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: TDY
ISIN: US8793601050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Kenneth C. Dahlberg Mgmt For For
Robert A Malone Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2020.
3. APPROVAL OF NON-BINDING ADVISORY RESOLUTION Mgmt For For
ON THE COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY Agenda Number: 935154194
--------------------------------------------------------------------------------------------------------------------------
Security: 892356106
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: TSCO
ISIN: US8923561067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia T. Jamison Mgmt For For
Ricardo Cardenas Mgmt For For
Denise L. Jackson Mgmt For For
Thomas A. Kingsbury Mgmt For For
Ramkumar Krishnan Mgmt For For
George MacKenzie Mgmt For For
Edna K. Morris Mgmt For For
Mark J. Weikel Mgmt For For
Harry A. Lawton III Mgmt For For
2. To ratify the re-appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 26, 2020
3. Say on Pay - An advisory vote to approve Mgmt For For
executive compensation
4. To approve an amendment to the Certificate Mgmt For For
of Incorporation to eliminate the
supermajority voting requirements contained
therein
--------------------------------------------------------------------------------------------------------------------------
TRIMAS CORPORATION Agenda Number: 935163763
--------------------------------------------------------------------------------------------------------------------------
Security: 896215209
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: TRS
ISIN: US8962152091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Herbert K. Parker Mgmt For For
Holly M. Boehne Mgmt For For
Teresa M. Finley Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation paid to the Company's
Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC. Agenda Number: 935189325
--------------------------------------------------------------------------------------------------------------------------
Security: 902252105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: TYL
ISIN: US9022521051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald R. Brattain Mgmt For For
1B. Election of Director: Glenn A. Carter Mgmt Against Against
1C. Election of Director: Brenda A. Cline Mgmt For For
1D. Election of Director: J. Luther King Jr. Mgmt For For
1E. Election of Director: Mary L. Landrieu Mgmt For For
1F. Election of Director: John S. Marr Jr. Mgmt For For
1G. Election of Director: H. Lynn Moore Jr. Mgmt For For
1H. Election of Director: Daniel M. Pope Mgmt Against Against
1I. Election of Director: Dustin R. Womble Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent auditors.
3. Approval of an advisory resolution on Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC. Agenda Number: 935117350
--------------------------------------------------------------------------------------------------------------------------
Security: 92220P105
Meeting Type: Annual
Meeting Date: 13-Feb-2020
Ticker: VAR
ISIN: US92220P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anat Ashkenazi Mgmt For For
1B. Election of Director: Jeffrey R. Balser Mgmt For For
1C. Election of Director: Judy Bruner Mgmt For For
1D. Election of Director: Jean-Luc Butel Mgmt For For
1E. Election of Director: Regina E. Dugan Mgmt For For
1F. Election of Director: R. Andrew Eckert Mgmt For For
1G. Election of Director: Phillip G. Febbo Mgmt For For
1H. Election of Director: David J. Illingworth Mgmt For For
1I. Election of Director: Michelle M. Le Beau Mgmt For For
1J. Election of Director: Dow R. Wilson Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Varian Medical Systems,
Inc. named executive officers as described
in the Proxy Statement.
3. To approve the Varian Medical Systems, Inc. Mgmt For For
2010 Employee Stock Purchase Plan, as
amended.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Varian
Medical Systems, Inc.'s independent
registered public accounting firm for
fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
WATERS CORPORATION Agenda Number: 935160236
--------------------------------------------------------------------------------------------------------------------------
Security: 941848103
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: WAT
ISIN: US9418481035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Baddour Mgmt For For
1B. Election of Director: Michael J Berendt, Mgmt For For
PH.D
1C. Election of Director: Edward Conard Mgmt For For
1D. Election of Director: Laurie H. Glimcher, Mgmt For For
M.D
1E. Election of Director: Gary E. Hendrickson Mgmt For For
1F. Election of Director: Christopher A. Mgmt For For
Kuebler
1G. Election of Director: Christopher J Mgmt For For
O'Connell
1H. Election of Director: Flemming Ornskov, Mgmt For For
M.D., M.P.H
1I. Election of Director: JoAnn A. Reed Mgmt For For
1J. Election of Director: Thomas P. Salice Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for the fiscal year ending December
31, 2020.
3. To approve, by non-binding vote, named Mgmt For For
executive officer compensation.
4. To approve the 2020 Equity Incentive Plan. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
WEST PHARMACEUTICAL SERVICES, INC. Agenda Number: 935152493
--------------------------------------------------------------------------------------------------------------------------
Security: 955306105
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: WST
ISIN: US9553061055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Buthman Mgmt For For
1B. Election of Director: William F. Feehery Mgmt For For
1C. Election of Director: Robert Friel Mgmt For For
1D. Election of Director: Eric M. Green Mgmt For For
1E. Election of Director: Thomas W. Hofmann Mgmt For For
1F. Election of Director: Paula A. Johnson Mgmt For For
1G. Election of Director: Deborah L. V. Keller Mgmt For For
1H. Election of Director: Myla P. Lai-Goldman Mgmt For For
1I. Election of Director: Douglas A. Michels Mgmt For For
1J. Election of Director: Paolo Pucci Mgmt For For
1K. Election of Director: Patrick J. Zenner Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To approve an amendement to Article 5 of Mgmt For For
our Amended and Restated Articles of
Incorporation to increase the number of
authorized shares of common stock from 100
million to 200 million.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP Agenda Number: 935159928
--------------------------------------------------------------------------------------------------------------------------
Security: 929740108
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: WAB
ISIN: US9297401088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rafael Santana Mgmt For For
Lee B. Foster, II Mgmt For For
2. Approve an advisory (non-binding) Mgmt For For
resolution relating to the approval of 2019
named executive officer compensation.
3. Approve the amendment to the 2011 Stock Mgmt Against Against
Incentive Plan to increase the number of
shares available under the Plan.
4. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WEX INC. Agenda Number: 935195152
--------------------------------------------------------------------------------------------------------------------------
Security: 96208T104
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: WEX
ISIN: US96208T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for three-year term: Mgmt For For
Susan Sobbott
1.2 Election of Director for three-year term: Mgmt For For
Stephen Smith
1.3 Election of Director for three-year term: Mgmt For For
James Groch
2. Advisory (non-binding) vote to approve the Mgmt For For
compensation of our named executive
officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
WOODWARD, INC. Agenda Number: 935114897
--------------------------------------------------------------------------------------------------------------------------
Security: 980745103
Meeting Type: Annual
Meeting Date: 29-Jan-2020
Ticker: WWD
ISIN: US9807451037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Paul Donovan Mgmt For For
1B Election of Director: Mary L. Petrovich Mgmt For For
1C Election of Director: James R. Rulseh Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2020.
3. PROPOSAL FOR THE ADVISORY RESOLUTION Mgmt For For
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. PROPOSAL FOR THE APPROVAL OF AN AMENDMENT Mgmt Against Against
TO THE AMENDED AND RESTATED WOODWARD, INC.
2017 OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION Agenda Number: 935160224
--------------------------------------------------------------------------------------------------------------------------
Security: 989207105
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: ZBRA
ISIN: US9892071054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anders Gustafsson Mgmt For For
Janice M. Roberts Mgmt For For
Linda M. Connly Mgmt For For
2. Proposal to approve, by non-binding vote, Mgmt For For
compensation of named executive officers.
3. Proposal to approve our 2020 Employee Stock Mgmt For For
Purchase Plan.
4. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent auditors for 2020.
RBC Short Duration Fixed Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
RBC Small Cap Core Fund
--------------------------------------------------------------------------------------------------------------------------
ACCO BRANDS CORPORATION Agenda Number: 935171657
--------------------------------------------------------------------------------------------------------------------------
Security: 00081T108
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: ACCO
ISIN: US00081T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James A. Buzzard Mgmt For For
1B. Election of Director: Kathleen S. Dvorak Mgmt For For
1C. Election of Director: Boris Elisman Mgmt For For
1D. Election of Director: Pradeep Jotwani Mgmt For For
1E. Election of Director: Robert J. Keller Mgmt For For
1F. Election of Director: Thomas Kroeger Mgmt For For
1G. Election of Director: Ron Lombardi Mgmt For For
1H. Election of Director: Graciela I. Mgmt For For
Monteagudo
1I. Election of Director: Hans Michael Norkus Mgmt For For
1J. Election of Director: E. Mark Rajkowski Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for 2020.
3. The approval, by non-binding advisory vote, Mgmt For For
of the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AMBARELLA, INC. Agenda Number: 935193730
--------------------------------------------------------------------------------------------------------------------------
Security: G037AX101
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: AMBA
ISIN: KYG037AX1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Leslie Kohn Mgmt For For
D. Jeffrey Richardson Mgmt Withheld Against
Elizabeth M. Schwarting Mgmt For For
2. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Ambarella, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
3. Advisory vote to approve the compensation Mgmt For For
of Ambarella, Inc.'s named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AMERISAFE, INC. Agenda Number: 935207197
--------------------------------------------------------------------------------------------------------------------------
Security: 03071H100
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: AMSF
ISIN: US03071H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Brown Mgmt For For
G. Janelle Frost Mgmt For For
Sean M. Traynor Mgmt For For
2. To approve, on an advisory basis, our Mgmt For For
executive compensation as described in the
Proxy Statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ARCOSA, INC. Agenda Number: 935148951
--------------------------------------------------------------------------------------------------------------------------
Security: 039653100
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: ACA
ISIN: US0396531008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Joseph Mgmt Against Against
Alvarado
1B. Election of Class II Director: Jeffrey A. Mgmt For For
Craig
1C. Election of Class II Director: John W. Mgmt For For
Lindsay
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify the Appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ASTRONICS CORPORATION Agenda Number: 935179514
--------------------------------------------------------------------------------------------------------------------------
Security: 046433108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: ATRO
ISIN: US0464331083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raymond W. Boushie Mgmt For For
Robert T. Brady Mgmt Withheld Against
Tonit M. Calaway Mgmt For For
Jeffry D. Frisby Mgmt Withheld Against
Peter J. Gundermann Mgmt For For
Warren C. Johnson Mgmt Withheld Against
Robert S. Keane Mgmt For For
Neil Kim Mgmt For For
Mark Moran Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for the Company for the
fiscal year ending December 31, 2020.
3. To approve the executive compensation Mgmt For For
programs as described in the Compensation
Discussion and Analysis section of the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
BANCFIRST CORPORATION Agenda Number: 935197372
--------------------------------------------------------------------------------------------------------------------------
Security: 05945F103
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: BANF
ISIN: US05945F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dennis L. Brand Mgmt For For
C. L. Craig, Jr. Mgmt Withheld Against
F. Ford Drummond Mgmt Withheld Against
Joseph Ford Mgmt Withheld Against
Joe R. Goyne Mgmt Withheld Against
David R. Harlow Mgmt For For
William O. Johnstone Mgmt For For
Frank Keating Mgmt Withheld Against
Bill G. Lance Mgmt Withheld Against
Dave R. Lopez Mgmt Withheld Against
William Scott Martin Mgmt Withheld Against
Tom H. McCasland, III Mgmt Withheld Against
Ronald J. Norick Mgmt Withheld Against
David E. Rainbolt Mgmt For For
H. E. Rainbolt Mgmt For For
Robin Roberson Mgmt For For
Michael S. Samis Mgmt Withheld Against
Darryl W. Schmidt Mgmt For For
Natalie Shirley Mgmt For For
Michael K. Wallace Mgmt Withheld Against
Gregory G. Wedel Mgmt Withheld Against
G. Rainey Williams, Jr. Mgmt Withheld Against
2. To amend the BancFirst Corporation Stock Mgmt Against Against
Option Plan to increase the number of
shares of common stock authorized to be
granted to 200,000 shares.
3. To amend the BancFirst Corporation Mgmt Against Against
Non-Employee Directors' Stock Option Plan
to increase the number of shares of common
stock authorized to be granted to 30,000
shares.
4. To ratify the appointment of BKD, LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
5. Advisory vote to approve the compensation Mgmt For For
of named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CABOT MICROELECTRONICS CORPORATION Agenda Number: 935124646
--------------------------------------------------------------------------------------------------------------------------
Security: 12709P103
Meeting Type: Annual
Meeting Date: 04-Mar-2020
Ticker: CCMP
ISIN: US12709P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul J. Reilly Mgmt For For
Geoffrey Wild Mgmt For For
2. Non-binding stockholder advisory approval Mgmt For For
of our named executive officer
compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent auditors for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY Agenda Number: 935091847
--------------------------------------------------------------------------------------------------------------------------
Security: 13123X102
Meeting Type: Special
Meeting Date: 20-Dec-2019
Ticker: CPE
ISIN: US13123X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve and adopt the Agreement and Plan of Mgmt For For
Merger, dated as of July 14, 2019 (as
amended from time to time, the "merger
agreement"), with Carrizo Oil & Gas, Inc.
("Carrizo").
2. Approve the issuance of shares of Callon Mgmt For For
common stock to shareholders of Carrizo in
connection with the merger contemplated by
the merger agreement (the "merger").
3. Approve and adopt an amendment to Callon's Mgmt For For
certificate of incorporation to increase
Callon's authorized shares of common stock
to 525 million shares.
4. Omitted. Mgmt Abstain
5. Approve any motion to adjourn the Callon Mgmt For For
special meeting, if necessary, to solicit
additional proxies if there are not
sufficient votes to approve Proposals 1, 2
and 3.
--------------------------------------------------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY Agenda Number: 935196863
--------------------------------------------------------------------------------------------------------------------------
Security: 13123X102
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: CPE
ISIN: US13123X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew R. Bob Mgmt Withheld Against
Anthony J. Nocchiero Mgmt For For
James M. Trimble Mgmt Withheld Against
2. The approval, by non-binding advisory vote, Mgmt For For
of the compensation of our named executive
officers.
3. The approval of the Company's 2020 Omnibus Mgmt Against Against
Incentive Plan.
4. The ratification of the appointment of Mgmt For For
Grant Thornton LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
5. The approval of an amendment to the Mgmt For For
Company's certificate of incorporation in
the form attached to the accompanying Proxy
Statement as Appendix C to effect a reverse
stock split of our issued and outstanding
common stock at a ratio that will be
determined by the Board of Directors and
that will be within a range of 1-for-10 to
1-for-50, if the Board determines, in its
sole discretion, at any time prior to the
first anniversary of the Annual Meeting
that the reverse stock split is in the best
interests of the Company and its
shareholders.
6. The approval of an amendment to the Mgmt For For
Company's certificate of incorporation in
the form attached to the accompanying Proxy
Statement as Appendix C to reduce the
number of authorized shares of our common
stock by the reverse stock split ratio
determined by the Board.
--------------------------------------------------------------------------------------------------------------------------
CAVCO INDUSTRIES, INC. Agenda Number: 935052150
--------------------------------------------------------------------------------------------------------------------------
Security: 149568107
Meeting Type: Annual
Meeting Date: 09-Jul-2019
Ticker: CVCO
ISIN: US1495681074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David A. Greenblatt Mgmt For For
Richard A. Kerley Mgmt For For
Julia W. Sze Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor for fiscal 2020.
3. Proposal to approve the advisory Mgmt For For
(non-binding) resolution relating to
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CENTERSTATE BANK CORPORATION Agenda Number: 935138974
--------------------------------------------------------------------------------------------------------------------------
Security: 15201P109
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: CSFL
ISIN: US15201P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James H. Bingham Mgmt For For
Michael J. Brown, Sr. Mgmt For For
C. Dennis Carlton Mgmt Withheld Against
Michael F. Ciferri Mgmt For For
John C. Corbett Mgmt For For
Jody J. Dreyer Mgmt For For
Griffin A. Greene Mgmt For For
John H. Holcomb, III Mgmt For For
Charles W. McPherson Mgmt Withheld Against
Richard Murray, IV Mgmt For For
G. Tierso Nunez, II Mgmt For For
Thomas E. Oakley Mgmt Withheld Against
G. Ruffner Page, Jr. Mgmt For For
Ernest S. Pinner Mgmt For For
William K. Pou, Jr. Mgmt For For
Daniel R. Richey Mgmt For For
David G. Salyers Mgmt For For
Joshua A. Snively Mgmt For For
Mark W. Thompson Mgmt For For
2. Approval of the advisory resolution to Mgmt For For
approve the compensation of our named
executive officers.
3. Approval of the proposal to ratify the Mgmt For For
appointment of the independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
CENTERSTATE BANK CORPORATION Agenda Number: 935206690
--------------------------------------------------------------------------------------------------------------------------
Security: 15201P109
Meeting Type: Special
Meeting Date: 21-May-2020
Ticker: CSFL
ISIN: US15201P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Merger Mgmt For For
dated January 25, 2020 (the "Merger
Agreement"), by and between CenterState and
South State Corporation ("South State") and
the transactions contemplated thereby,
including the merger of CenterState with
and into South State (the "Merger
Proposal").
2. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation that may be paid or
become payable to CenterState's named
executive officers in connection with the
transactions contemplated by the Merger
Agreement.
3. To approve a proposal to adjourn or Mgmt For For
postpone the Special Meeting, if necessary
or appropriate, to solicit additional
proxies if there are not sufficient votes
present at the Special Meeting to approve
the merger proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to holders of CenterState common
stock.
--------------------------------------------------------------------------------------------------------------------------
COHERENT, INC. Agenda Number: 935178889
--------------------------------------------------------------------------------------------------------------------------
Security: 192479103
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: COHR
ISIN: US1924791031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jay T. Flatley Mgmt For For
1B. Election of Director: Pamela Fletcher Mgmt For For
1C. Election of Director: Andreas W. Mattes Mgmt For For
1D. Election of Director: Beverly Kay Matthews Mgmt For For
1E. Election of Director: Michael R. McMullen Mgmt For For
1F. Election of Director: Garry W. Rogerson Mgmt For For
1G. Election of Director: Steve Skaggs Mgmt For For
1H. Election of Director: Sandeep Vij Mgmt For For
2. To approve the Coherent Equity Incentive Mgmt Against Against
Plan.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending October 3, 2020.
4. To approve, on a non-binding advisory Mgmt For For
basis, our named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
COHU, INC. Agenda Number: 935151958
--------------------------------------------------------------------------------------------------------------------------
Security: 192576106
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: COHU
ISIN: US1925761066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of class 1 Director for three year Mgmt For For
term: William E. Bendush
1B. Election of class 1 Director for three year Mgmt For For
term: Nina L. Richardson
2. Advisory vote to approve Named Executive Mgmt For For
Officer ("NEO") compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Cohu's independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
COLUMBUS MCKINNON CORPORATION Agenda Number: 935050586
--------------------------------------------------------------------------------------------------------------------------
Security: 199333105
Meeting Type: Annual
Meeting Date: 22-Jul-2019
Ticker: CMCO
ISIN: US1993331057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard H. Fleming Mgmt For For
Ernest R. Verebelyi Mgmt Withheld Against
Mark D. Morelli Mgmt For For
Nicholas T. Pinchuk Mgmt For For
Liam G. McCarthy Mgmt Withheld Against
R. Scott Trumbull Mgmt For For
Heath A. Mitts Mgmt Withheld Against
Kathryn V. Roedel Mgmt For For
Aziz S. Aghili Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm for the fiscal year ending
March 31, 2020.
3. To conduct a shareholder advisory vote on Mgmt For For
the compensation of our named executive
officers.
4. To vote upon the approval and adoption of Mgmt Against Against
the Columbus McKinnon Corporation 2016 Long
Term Incentive Plan as amended and
restated, effective June 5, 2019.
--------------------------------------------------------------------------------------------------------------------------
COMPASS DIVERSIFIED HOLDINGS Agenda Number: 935174071
--------------------------------------------------------------------------------------------------------------------------
Security: 20451Q104
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: CODI
ISIN: US20451Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James J. Bottiglieri Mgmt Withheld Against
Gordon M. Burns Mgmt Withheld Against
2. To approve, on a non-binding and advisory Mgmt For For
basis, the resolution approving the
compensation of our named executive
officers as disclosed in the Proxy
Statement ("Say-on-Pay Vote").
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP to serve as the independent auditor for
the Company and the Trust for the fiscal
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC. Agenda Number: 935172306
--------------------------------------------------------------------------------------------------------------------------
Security: 218681104
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: CORE
ISIN: US2186811046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stuart W. Booth Mgmt For For
1B. Election of Director: Gary F. Colter Mgmt Against Against
1C. Election of Director: Rocky Dewbre Mgmt For For
1D. Election of Director: Laura Flanagan Mgmt For For
1E. Election of Director: Robert G. Gross Mgmt For For
1F. Election of Director: Scott E. McPherson Mgmt For For
1G. Election of Director: Diane Randolph Mgmt For For
1H. Election of Director: Harvey L. Tepner Mgmt Against Against
1I. Election of Director: Randolph I. Thornton Mgmt Against Against
2. Approval on a non-binding basis of our Mgmt For For
Named Executive Officer compensation as
described in the Proxy Statement
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as Core-Mark's independent
registered public accounting firm to serve
for the fiscal year ending December 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
DESTINATION XL GROUP, INC. Agenda Number: 935058645
--------------------------------------------------------------------------------------------------------------------------
Security: 25065K104
Meeting Type: Annual
Meeting Date: 08-Aug-2019
Ticker: DXLG
ISIN: US25065K1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John E. Kyees Mgmt For For
1b. Election of Director: Harvey S. Kanter Mgmt For For
1c. Election of Director: Jack Boyle Mgmt Against Against
1d. Election of Director: Lionel F. Conacher Mgmt For For
1e. Election of Director: Seymour Holtzman Mgmt For For
1f. Election of Director: Willem Mesdag Mgmt For For
1g. Election of Director: Ward K. Mooney Mgmt For For
1h. Election of Director: Mitchell S. Presser Mgmt Against Against
1i. Election of Director: Ivy Ross Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To approve amendments to the Company's 2016 Mgmt Against Against
Incentive Compensation Plan to increase the
total number of shares of common stock
authorized for issuance under the plan by
2,800,000 shares.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for fiscal year ending
February 1, 2020.
--------------------------------------------------------------------------------------------------------------------------
DUCOMMUN INCORPORATED Agenda Number: 935151453
--------------------------------------------------------------------------------------------------------------------------
Security: 264147109
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: DCO
ISIN: US2641471097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard A. Baldridge Mgmt For For
Stephen G. Oswald Mgmt Withheld Against
2. Advisory resolution on executive Mgmt For For
compensation.
3. Approval of the Company's 2020 Stock Mgmt Against Against
Incentive Plan.
4. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC. Agenda Number: 935171708
--------------------------------------------------------------------------------------------------------------------------
Security: 277276101
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: EGP
ISIN: US2772761019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: D. Pike Aloian Mgmt Against Against
1B. Election of Director: H.C. Bailey, Jr. Mgmt For For
1C. Election of Director: H. Eric Bolton, Jr. Mgmt For For
1D. Election of Director: Donald F. Colleran Mgmt Against Against
1E. Election of Director: Hayden C. Eaves III Mgmt Against Against
1F. Election of Director: David H. Hoster II Mgmt For For
1G. Election of Director: Marshall A. Loeb Mgmt For For
1H. Election of Director: Mary E. McCormick Mgmt For For
1I. Election of Director: Leland R. Speed Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To approve by a non-binding advisory vote Mgmt For For
the compensation of the Company's Named
Executive Officers as described in the
Company's definitive proxy statement.
--------------------------------------------------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC. Agenda Number: 935174540
--------------------------------------------------------------------------------------------------------------------------
Security: 29089Q105
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: EBS
ISIN: US29089Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To elect Class II director to hold office Mgmt For For
for a term expiring at our 2023 Annual
Meeting: Zsolt Harsanyi, Ph.D.
1B. To elect Class II director to hold office Mgmt Against Against
for a term expiring at our 2023 Annual
Meeting: General George A. Joulwan
1C. To elect Class II director to hold office Mgmt Against Against
for a term expiring at our 2023 Annual
Meeting: Louis W. Sullivan, M.D.
2. To ratify the appointment by the audit Mgmt For For
committee of Ernst & Young LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
ENERSYS Agenda Number: 935053986
--------------------------------------------------------------------------------------------------------------------------
Security: 29275Y102
Meeting Type: Annual
Meeting Date: 01-Aug-2019
Ticker: ENS
ISIN: US29275Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Class III Director: Howard I. Mgmt Against Against
Hoffen
1B Election of Class III Director: David M. Mgmt For For
Shaffer
1C Election of Class III Director: Ronald P. Mgmt Against Against
Vargo
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
ending March 31, 2020.
3. An advisory vote to approve the Mgmt For For
compensation of EnerSys' named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
FIRST INTERSTATE BANCSYSTEM,INC Agenda Number: 935144155
--------------------------------------------------------------------------------------------------------------------------
Security: 32055Y201
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: FIBK
ISIN: US32055Y2019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alice S. Cho Mgmt For For
Dana L. Crandall Mgmt For For
Dennis L. Johnson Mgmt For For
Patricia L. Moss Mgmt For For
2. Ratification of RSM US LLP as our Mgmt For For
Independent Registered Public Accounting
Firm for the Year Ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
FUTUREFUEL CORP Agenda Number: 935067202
--------------------------------------------------------------------------------------------------------------------------
Security: 36116M106
Meeting Type: Annual
Meeting Date: 10-Sep-2019
Ticker: FF
ISIN: US36116M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald C. Bedell Mgmt For For
Edwin A. Levy Mgmt Withheld Against
Terrance C.Z. Egger Mgmt For For
2. To ratify the appointment of RSM US LLP as Mgmt For For
our independent auditor for the year ending
December 31, 2019.
3. To transact such other business as may Mgmt Against Against
properly come before the meeting.
--------------------------------------------------------------------------------------------------------------------------
G-III APPAREL GROUP, LTD. Agenda Number: 935212756
--------------------------------------------------------------------------------------------------------------------------
Security: 36237H101
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: GIII
ISIN: US36237H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Morris Goldfarb Mgmt For For
Sammy Aaron Mgmt For For
Thomas J. Brosig Mgmt For For
Alan Feller Mgmt For For
Jeffrey Goldfarb Mgmt For For
Victor Herrero Mgmt For For
Jeanette Nostra Mgmt For For
Laura Pomerantz Mgmt For For
Willem van Bokhorst Mgmt For For
Cheryl L. Vitali Mgmt For For
Richard White Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of named executive officers.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP.
--------------------------------------------------------------------------------------------------------------------------
GLOBUS MEDICAL, INC. Agenda Number: 935186064
--------------------------------------------------------------------------------------------------------------------------
Security: 379577208
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: GMED
ISIN: US3795772082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David M. Demski Mgmt Against Against
1B. Election of Director: Robert Douglas Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020
3. To approve, in an advisory vote, the Mgmt For For
compensation of the Company's named
executive officers (the Say-on-Pay Vote).
--------------------------------------------------------------------------------------------------------------------------
GLU MOBILE INC. Agenda Number: 935205282
--------------------------------------------------------------------------------------------------------------------------
Security: 379890106
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: GLUU
ISIN: US3798901068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Darla Anderson Mgmt For For
Ben Feder Mgmt For For
Hany M. Nada Mgmt For For
Benjamin T. Smith, IV Mgmt For For
2. Approval of an amendment and restatement of Mgmt Against Against
Glu's 2007 Equity Incentive Plan.
3. An advisory vote to approve the Mgmt For For
compensation paid to Glu's named executive
officers.
4. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Glu's
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GRAND CANYON EDUCATION, INC. Agenda Number: 935202565
--------------------------------------------------------------------------------------------------------------------------
Security: 38526M106
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: LOPE
ISIN: US38526M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Brian E. Mueller Mgmt For For
1.2 Election of Director: Sara R. Dial Mgmt For For
1.3 Election of Director: Jack A. Henry Mgmt For For
1.4 Election of Director: Lisa Graham Keegan Mgmt For For
1.5 Election of Director: Chevy Humphrey Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as disclosed in the Proxy
Statement.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GRAY TELEVISION, INC. Agenda Number: 935157570
--------------------------------------------------------------------------------------------------------------------------
Security: 389375106
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: GTN
ISIN: US3893751061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hilton H. Howell, Jr. Mgmt Withheld Against
Howell W. Newton Mgmt Withheld Against
Richard L. Boger Mgmt Withheld Against
T. L. Elder Mgmt For For
Luis A. Garcia Mgmt For For
Richard B. Hare Mgmt Withheld Against
Robin R. Howell Mgmt Withheld Against
Donald P. LaPlatney Mgmt Withheld Against
Paul H. McTear Mgmt Withheld Against
2. The approval, on a non-binding advisory Mgmt For For
basis, of the compensation of Gray
Television, Inc.'s named executive
officers.
3. The ratification of the appointment of RSM Mgmt For For
US LLP as Gray Television, Inc.'s
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
HELEN OF TROY LIMITED Agenda Number: 935060107
--------------------------------------------------------------------------------------------------------------------------
Security: G4388N106
Meeting Type: Annual
Meeting Date: 21-Aug-2019
Ticker: HELE
ISIN: BMG4388N1065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gary B. Abromovitz Mgmt For For
1b. Election of Director: Krista L. Berry Mgmt For For
1c. Election of Director: Vincent D. Carson Mgmt For For
1d. Election of Director: Thurman K. Case Mgmt For For
1e. Election of Director: Timothy F. Meeker Mgmt For For
1f. Election of Director: Julien R. Mininberg Mgmt For For
1g. Election of Director: Beryl B. Raff Mgmt For For
1h. Election of Director: William F. Susetka Mgmt For For
1i. Election of Director: Darren G. Woody Mgmt For For
2. To provide advisory approval of the Mgmt For For
Company's executive compensation.
3. To appoint Grant Thornton LLP as the Mgmt For For
Company's auditor and independent
registered public accounting firm to serve
for the 2020 fiscal year and to authorize
the Audit Committee of the Board of
Directors to set the auditor's
remuneration.
--------------------------------------------------------------------------------------------------------------------------
HOSTESS BRANDS INC. Agenda Number: 935198285
--------------------------------------------------------------------------------------------------------------------------
Security: 44109J106
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: TWNK
ISIN: US44109J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amendment to Second Amended and Restated Mgmt For For
Certificate of Incorporation to de-classify
Board of Directors.
2. Amendment to Second Amended and Restated Mgmt For For
Certificate of Incorporation to eliminate
supermajority requirement to approve
certain amendments thereto.
3. DIRECTOR
Andrew P. Callahan Mgmt For For
Gretchen R. Crist Mgmt For For
Ioannis Skoufalos Mgmt For For
Laurence Bodner* Mgmt For For
Rachel P. Cullen* Mgmt For For
Jerry D. Kaminski* Mgmt For For
C. Dean Metropoulos* Mgmt Withheld Against
Craig D. Steeneck* Mgmt For For
4. 2019 compensation paid to named executive Mgmt Against Against
officers (advisory).
5. Ratification of KPMG LLP as independent Mgmt For For
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
INSTEEL INDUSTRIES, INC. Agenda Number: 935120143
--------------------------------------------------------------------------------------------------------------------------
Security: 45774W108
Meeting Type: Annual
Meeting Date: 11-Feb-2020
Ticker: IIIN
ISIN: US45774W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Abney S. Boxley III Mgmt Withheld Against
Anne H. Lloyd Mgmt For For
W. Allen Rogers II Mgmt Withheld Against
2. Approval of an Amendment to the 2015 Equity Mgmt Against Against
Incentive Plan.
3. Advisory vote to approve the compensation Mgmt For For
of our executive officers.
4. Ratification of appointment of Grant Mgmt For For
Thornton LLP as our independent registered
public accounting firm for our fiscal year
2020.
--------------------------------------------------------------------------------------------------------------------------
INTERDIGITAL, INC. Agenda Number: 935192649
--------------------------------------------------------------------------------------------------------------------------
Security: 45867G101
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: IDCC
ISIN: US45867G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joan H. Gillman Mgmt For For
1B. Election of Director: S. Douglas Hutcheson Mgmt For For
1C. Election of Director: John A. Kritzmacher Mgmt For For
1D. Election of Director: John D. Markley, Jr. Mgmt For For
1E. Election of Director: William J. Merritt Mgmt For For
1F. Election of Director: Jean F. Rankin Mgmt For For
1G. Election of Director: Philip P. Trahanas Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as the independent registered public
accounting firm of InterDigital, Inc. for
the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
KENNAMETAL INC. Agenda Number: 935079031
--------------------------------------------------------------------------------------------------------------------------
Security: 489170100
Meeting Type: Annual
Meeting Date: 29-Oct-2019
Ticker: KMT
ISIN: US4891701009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
Joseph Alvarado Mgmt For For
Cindy L. Davis Mgmt For For
William J. Harvey Mgmt For For
William M. Lambert Mgmt For For
Lorraine M. Martin Mgmt For For
Timothy R. McLevish Mgmt For For
Sagar A. Patel Mgmt For For
Christopher Rossi Mgmt For For
Lawrence W Stranghoener Mgmt For For
Steven H. Wunning Mgmt For For
II RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2020.
III NON-BINDING (ADVISORY) VOTE TO APPROVE THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
KOPPERS HOLDINGS INC. Agenda Number: 935167254
--------------------------------------------------------------------------------------------------------------------------
Security: 50060P106
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: KOP
ISIN: US50060P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leroy M. Ball Mgmt For For
1b. Election of Director: Xudong Feng Mgmt For For
1c. Election of Director: Traci L. Jensen Mgmt For For
1d. Election of Director: David L. Motley Mgmt For For
1e. Election of Director: Albert J. Neupaver Mgmt For For
1f. Election of Director: Louis L. Testoni Mgmt For For
1g. Election of Director: Stephen R. Tritch Mgmt For For
1h. Election of Director: Sonja M. Wilkerson Mgmt For For
2. PROPOSAL TO APPROVE 2020 LONG TERM Mgmt Against Against
INCENTIVE PLAN
3. ADVISORY RESOLUTION TO APPROVE EXECUTION Mgmt For For
COMPENSATION
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2020
--------------------------------------------------------------------------------------------------------------------------
LANTHEUS HOLDINGS, INC. Agenda Number: 935141870
--------------------------------------------------------------------------------------------------------------------------
Security: 516544103
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: LNTH
ISIN: US5165441032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Julie McHugh Mgmt For For
Dr. Frederick Robertson Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future say-on-pay votes.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending on December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
LANTHEUS HOLDINGS, INC. Agenda Number: 935157950
--------------------------------------------------------------------------------------------------------------------------
Security: 516544103
Meeting Type: Special
Meeting Date: 28-Apr-2020
Ticker: LNTH
ISIN: US5165441032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Stock Issuance Proposal: To approve the Mgmt No vote
issuance of shares of Lantheus Holdings
common stock, par value $0.01 per share, in
the merger contemplated by the Amended and
Restated Agreement and Plan of Merger,
dated as of February 20, 2020, among
Lantheus Holdings, Inc., Plato Merger Sub,
Inc., and Progenics Pharmaceuticals, Inc.,
pursuant to which Plato Merger Sub, Inc.
will be merged with and into Progenics
Pharmaceuticals, Inc., with Progenics
Pharmaceuticals, Inc. surviving the merger
as a wholly-owned subsidiary of Lantheus
Holdings, Inc.
2. Adjournment Proposal: To approve the Mgmt No vote
adjournment from time to time of the
special meeting of stockholders of Lantheus
Holdings, if necessary to solicit
additional proxies if there are not
sufficient votes at the time of the
Lantheus Holdings special meeting, or any
adjournment or postponement thereof, to
approve the stock issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
LANTHEUS HOLDINGS, INC. Agenda Number: 935223329
--------------------------------------------------------------------------------------------------------------------------
Security: 516544103
Meeting Type: Special
Meeting Date: 16-Jun-2020
Ticker: LNTH
ISIN: US5165441032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Stock Issuance Proposal: To approve the Mgmt For For
issuance of shares of Lantheus Holdings
common stock, par value $0.01 per share, in
the merger contemplated by the Amended and
Restated Agreement and Plan of Merger,
dated as of February 20, 2020, among
Lantheus Holdings, Inc., Plato Merger Sub,
Inc., and Progenics Pharmaceuticals, Inc.,
pursuant to which Plato Merger Sub, Inc.
will be merged with and into Progenics
Pharmaceuticals, Inc., with Progenics
Pharmaceuticals, Inc. surviving the merger
as a wholly-owned subsidiary of Lantheus
Holdings, Inc.
2. Adjournment Proposal: To approve the Mgmt For For
adjournment from time to time of the
special meeting of stockholders of Lantheus
Holdings, if necessary to solicit
additional proxies if there are not
sufficient votes at the time of the
Lantheus Holdings special meeting, or any
adjournment or postponement thereof, to
approve the stock issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
LCI INDUSTRIES Agenda Number: 935174045
--------------------------------------------------------------------------------------------------------------------------
Security: 50189K103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: LCII
ISIN: US50189K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James F. Gero Mgmt Against Against
1B. Election of Director: Frank J. Crespo Mgmt Against Against
1C. Election of Director: Brendan J. Deely Mgmt Against Against
1D. Election of Director: Ronald J. Fenech Mgmt For For
1E. Election of Director: Tracy D. Graham Mgmt For For
1F. Election of Director: Virginia L. Henkels Mgmt For For
1G. Election of Director: Jason D. Lippert Mgmt For For
1H. Election of Director: Kieran M. O'Sullivan Mgmt Against Against
1I. Election of Director: David A. Reed Mgmt For For
1J. Election of Director: John A. Sirpilla Mgmt For For
2. To approve, in a non-binding advisory vote, Mgmt Against Against
the compensation of the Company's named
executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
independent auditor for the Company for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MAGNOLIA OIL & GAS CORPORATION Agenda Number: 935150300
--------------------------------------------------------------------------------------------------------------------------
Security: 559663109
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: MGY
ISIN: US5596631094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stephen I. Chazen Mgmt For For
1B. Election of Director: Arcilia C. Acosta Mgmt For For
1C. Election of Director: Angela M. Busch Mgmt For For
1D. Election of Director: Edward P. Djerejian Mgmt For For
1E. Election of Director: James R. Larson Mgmt For For
1F. Election of Director: Dan F. Smith Mgmt For For
1G. Election of Director: John B. Walker Mgmt For For
2. Advisory, non-binding resolution regarding Mgmt For For
the compensation of our named executive
officers for 2019 ("say-on-pay vote")
3. Ratification of appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the 2020 fiscal year
--------------------------------------------------------------------------------------------------------------------------
MALIBU BOATS, INC. Agenda Number: 935084032
--------------------------------------------------------------------------------------------------------------------------
Security: 56117J100
Meeting Type: Annual
Meeting Date: 06-Nov-2019
Ticker: MBUU
ISIN: US56117J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael K. Hooks Mgmt Withheld Against
Jack D. Springer Mgmt For For
John E. Stokely Mgmt Withheld Against
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending June 30, 2020.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's named
executive officers.
4. Approval, on a non-binding advisory basis, Mgmt 1 Year For
of the frequency of future advisory votes
on the Company's named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
MASIMO CORPORATION Agenda Number: 935183169
--------------------------------------------------------------------------------------------------------------------------
Security: 574795100
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: MASI
ISIN: US5747951003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Julie A. Mgmt For For
Shimer Ph.D.
1.2 Election of Class I Director: H. Michael Mgmt For For
Cohen
2. To ratify the selection of Grant Thornton Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending January 2, 2021.
3. To provide an advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers.
4. Approval of an amendment to our 2017 Equity Mgmt Against Against
Incentive Plan.
5. Approval of an amendment to our Executive Mgmt For For
Bonus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
MEDIFAST, INC. Agenda Number: 935209305
--------------------------------------------------------------------------------------------------------------------------
Security: 58470H101
Meeting Type: Annual
Meeting Date: 15-Jun-2020
Ticker: MED
ISIN: US58470H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey J. Brown Mgmt For For
1B. Election of Director: Kevin G. Byrnes Mgmt For For
1C. Election of Director: Daniel R. Chard Mgmt For For
1D. Election of Director: Constance J. Mgmt For For
Hallquist
1E. Election of Director: Michael A. Hoer Mgmt For For
1F. Election of Director: Michael C. MacDonald Mgmt For For
1G. Election of Director: Carl E. Sassano Mgmt For For
1H. Election of Director: Scott Schlackman Mgmt Against Against
1I. Election of Director: Andrea B. Thomas Mgmt For For
1J. Election of Director: Ming Xian Mgmt Against Against
2. Ratify the appointment of RSM US LLP as the Mgmt For For
independent registered public accounting
firm of the Company for the fiscal year
ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MITEK SYSTEMS, INC. Agenda Number: 935127628
--------------------------------------------------------------------------------------------------------------------------
Security: 606710200
Meeting Type: Annual
Meeting Date: 04-Mar-2020
Ticker: MITK
ISIN: US6067102003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William K. "Bill" Aulet Mgmt For For
Scipio "Max" Carnecchia Mgmt For For
James C. Hale Mgmt For For
Bruce E. Hansen Mgmt For For
Alex W. "Pete" Hart Mgmt For For
Jane J. Thompson Mgmt For For
Donna C. Wells Mgmt For For
2. To approve the adoption of the Mitek Mgmt Against Against
Systems, Inc. 2020 Incentive Plan.
3. To ratify the selection of Mayer Hoffman Mgmt For For
McCann P.C. as our independent registered
public accounting firm for the fiscal year
ending September 30, 2020.
4. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the compensation of our named
executive officers as presented in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 935153572
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph B. Donahue Mgmt For For
Janice K. Henry Mgmt For For
2. The approval, on an advisory basis, of Mgmt For For
executive compensation.
3. The ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MODEL N, INC. Agenda Number: 935118073
--------------------------------------------------------------------------------------------------------------------------
Security: 607525102
Meeting Type: Annual
Meeting Date: 14-Feb-2020
Ticker: MODN
ISIN: US6075251024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tim Adams Mgmt For For
Scott Reese Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending September
30, 2020.
3. To approve a non-binding advisory vote on Mgmt For For
the compensation of our named executive
officers as disclosed in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
NEXSTAR MEDIA GROUP, INC. Agenda Number: 935212996
--------------------------------------------------------------------------------------------------------------------------
Security: 65336K103
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: NXST
ISIN: US65336K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dennis A. Miller Mgmt For For
John R. Muse Mgmt Withheld Against
I. Martin Pompadur Mgmt Withheld Against
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Approval, by an advisory vote, of executive Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
NN, INC. Agenda Number: 935159372
--------------------------------------------------------------------------------------------------------------------------
Security: 629337106
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: NNBR
ISIN: US6293371067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raynard D. Benvenuti Mgmt For For
Christina E. Carroll Mgmt For For
David K. Floyd Mgmt For For
Jeri J. Harman Mgmt For For
Steven T. Warshaw Mgmt Withheld Against
Thomas H. Wilson, Jr. Mgmt For For
2. Approval of the issuance of common stock in Mgmt For For
accordance with the Nasdaq Marketplace
Rules 5635(b) and 5635(d) upon (i)
conversion or redemption of the Series B
Convertible Preferred Stock, and (ii)
exercise of warrants, in each case, issued
pursuant to that certain Securities
Purchase Agreement, dated December 5, 2019,
by and among NN, Inc. and the investors
named therein.
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation of the named executive
officers of NN, Inc.
4. Advisory (non-binding) vote to ratify the Mgmt For For
selection of PRICEWATERHOUSECOOPERS LLP as
registered independent public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
NOVANTA INC. Agenda Number: 935202589
--------------------------------------------------------------------------------------------------------------------------
Security: 67000B104
Meeting Type: Annual and Special
Meeting Date: 26-May-2020
Ticker: NOVT
ISIN: CA67000B1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN W. BERSHAD Mgmt Withheld Against
LONNY J. CARPENTER Mgmt For For
DEBORAH DISANZO Mgmt For For
MATTHIJS GLASTRA Mgmt For For
BRIAN D. KING Mgmt Withheld Against
IRA J. LAMEL Mgmt For For
MAXINE L. MAURICIO Mgmt For For
DOMINIC A. ROMEO Mgmt For For
THOMAS N. SECOR Mgmt Withheld Against
02 APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF THE COMPANY'S EXECUTIVE
COMPENSATION.
03 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO SERVE UNTIL THE 2021
ANNUAL MEETING OF SHAREHOLDERS.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS TO ALLOW FOR REMOTE PARTICIPATION
AT THE COMPANY'S SHAREHOLDER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
ONTO INNOVATION INC. Agenda Number: 935164400
--------------------------------------------------------------------------------------------------------------------------
Security: 683344105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: ONTO
ISIN: US6833441057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey A. Aukerman Mgmt For For
1B. Election of Director: Leo Berlinghieri Mgmt Against Against
1C. Election of Director: Edward J. Brown, Jr. Mgmt For For
1D. Election of Director: Vita A. Cassese Mgmt For For
1E. Election of Director: Robert G. Deuster Mgmt For For
1F. Election of Director: David B. Miller Mgmt Against Against
1G. Election of Director: Michael P. Plisinski Mgmt For For
1H. Election of Director: Bruce C. Rhine Mgmt Against Against
1I. Election of Director: Christopher A. Seams Mgmt Against Against
1J. Election of Director: Christine A. Tsingos Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers as disclosed in the
proxy statement.
3. To approve the Onto Innovation Inc. 2020 Mgmt Against Against
Stock Plan.
4. To approve the Onto Innovation Inc. 2020 Mgmt For For
Employee Stock Purchase Plan.
5. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 26, 2020.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC. Agenda Number: 935179982
--------------------------------------------------------------------------------------------------------------------------
Security: 69478X105
Meeting Type: Special
Meeting Date: 05-May-2020
Ticker: PPBI
ISIN: US69478X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Issuance of Shares of Mgmt For For
Pacific Premier Common Stock. To approve
the issuance of shares of Pacific Premier
common stock to the shareholders of Opus
Bank pursuant to Agreement and Plan of
Reorganization, dated as of January 31,
2020, by and among Pacific Premier, Pacific
Premier Bank and Opus Bank pursuant to
which Opus Bank will merge with and into
Pacific Premier Bank, with Pacific Premier
Bank as the surviving institution.
2. Adjournment. To adjourn the Pacific Premier Mgmt For For
special meeting to a later date or dates,
if necessary, to permit further
solicitation of proxies if there are not
sufficient votes at the time of the Pacific
Premier special meeting to approve the
issuance of shares of Pacific Premier
common stock in connection with the merger.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC. Agenda Number: 935166795
--------------------------------------------------------------------------------------------------------------------------
Security: 69478X105
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: PPBI
ISIN: US69478X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John J. Carona Mgmt For For
1B. Election of Director: Ayad A. Fargo Mgmt For For
1C. Election of Director: Steven R. Gardner Mgmt For For
1D. Election of Director: Joseph L. Garrett Mgmt For For
1E. Election of Director: Jeff C. Jones Mgmt For For
1F. Election of Director: M. Christian Mitchell Mgmt For For
1G. Election of Director: Michael J. Morris Mgmt For For
1H. Election of Director: Barbara S. Polsky Mgmt For For
1I. Election of Director: Zareh H. Sarrafian Mgmt For For
1J. Election of Director: Jaynie M. Studenmund Mgmt For For
1K. Election of Director: Cora M. Tellez Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF CROWE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PAR PACIFIC HOLDINGS, INC. Agenda Number: 935156085
--------------------------------------------------------------------------------------------------------------------------
Security: 69888T207
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: PARR
ISIN: US69888T2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Silberman Mgmt For For
Melvyn Klein Mgmt For For
Curtis Anastasio Mgmt For For
Timothy Clossey Mgmt For For
L. Melvin Cooper Mgmt For For
Walter Dods Mgmt Withheld Against
Katherine Hatcher Mgmt For For
Joseph Israel Mgmt For For
William Monteleone Mgmt For For
William Pate Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020
3. Hold an advisory vote to approve the Mgmt For For
Company's executive compensation
4. Hold an advisory vote on the frequency of Mgmt 1 Year Against
holding future advisory votes on the
Company's executive compensation
--------------------------------------------------------------------------------------------------------------------------
PATRICK INDUSTRIES, INC. Agenda Number: 935205509
--------------------------------------------------------------------------------------------------------------------------
Security: 703343103
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: PATK
ISIN: US7033431039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph M. Cerulli Mgmt For For
Todd M. Cleveland Mgmt For For
John A. Forbes Mgmt Withheld Against
Michael A. Kitson Mgmt For For
Pamela R. Klyn Mgmt For For
Derrick B. Mayes Mgmt For For
Andy L. Nemeth Mgmt For For
Denis G. Suggs Mgmt For For
M. Scott Welch Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
fiscal year 2020.
3. To approve an amendment to the Company's Mgmt For For
2009 Omnibus Incentive Plan to increase the
number of shares available for grant.
4. To approve, in an advisory and non-binding Mgmt For For
vote, the compensation of the Company's
named executive officers for fiscal year
2019.
--------------------------------------------------------------------------------------------------------------------------
PERDOCEO EDUCATION CORPORATION Agenda Number: 935166670
--------------------------------------------------------------------------------------------------------------------------
Security: 71363P106
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: PRDO
ISIN: US71363P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dennis H. Chookaszian Mgmt For For
1B. Election of Director: Kenda B. Gonzales Mgmt For For
1C. Election of Director: Patrick W. Gross Mgmt For For
1D. Election of Director: William D. Hansen Mgmt For For
1E. Election of Director: Gregory L. Jackson Mgmt For For
1F. Election of Director: Thomas B. Lally Mgmt For For
1G. Election of Director: Todd S. Nelson Mgmt For For
1H. Election of Director: Leslie T. Thornton Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation Paid by the Company to its
Named Executive Officers.
3. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PHYSICIANS REALTY TRUST Agenda Number: 935150653
--------------------------------------------------------------------------------------------------------------------------
Security: 71943U104
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: DOC
ISIN: US71943U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John T. Thomas Mgmt For For
Tommy G. Thompson Mgmt Withheld Against
Stanton D. Anderson Mgmt For For
Mark A. Baumgartner Mgmt For For
Albert C. Black, Jr. Mgmt Withheld Against
William A Ebinger, M.D Mgmt For For
Pamela J. Kessler Mgmt For For
Richard A. Weiss Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
PREFERRED BANK Agenda Number: 935197221
--------------------------------------------------------------------------------------------------------------------------
Security: 740367404
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: PFBC
ISIN: US7403674044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Li Yu Mgmt Withheld Against
Clark Hsu Mgmt Withheld Against
Kathleen Shane Mgmt For For
Gary S. Nunnelly Mgmt For For
J. Richard Belliston Mgmt Withheld Against
2. Advisory Compensation Vote ("Say on Pay") Mgmt For For
3. Frequency of Advisory Vote Mgmt 1 Year Against
4. Ratification of Appointment of Independent Mgmt For For
Registered Public Accountants
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST GAS HOLDINGS, INC. Agenda Number: 935152570
--------------------------------------------------------------------------------------------------------------------------
Security: 844895102
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: SWX
ISIN: US8448951025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert L. Boughner Mgmt For For
Jose A. Cardenas Mgmt For For
Stephen C. Comer Mgmt For For
John P. Hester Mgmt For For
Jane Lewis-Raymond Mgmt For For
Anne L. Mariucci Mgmt For For
Michael J. Melarkey Mgmt For For
A. Randall Thoman Mgmt For For
Thomas A. Thomas Mgmt For For
Leslie T. Thornton Mgmt For For
2. To APPROVE, on a non-binding, advisory Mgmt For For
basis, the Company's Executive
Compensation.
3. To RATIFY the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
SPIRE INC. Agenda Number: 935113732
--------------------------------------------------------------------------------------------------------------------------
Security: 84857L101
Meeting Type: Annual
Meeting Date: 30-Jan-2020
Ticker: SR
ISIN: US84857L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward L. Glotzbach Mgmt For For
Rob L. Jones Mgmt For For
John P. Stupp Jr. Mgmt For For
2. Advisory nonbinding approval of resolution Mgmt For For
to approve compensation of our named
executive officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accountant for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
STAG INDUSTRIAL, INC. Agenda Number: 935148228
--------------------------------------------------------------------------------------------------------------------------
Security: 85254J102
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: STAG
ISIN: US85254J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Benjamin S. Butcher Mgmt For For
1B. Election of Director: Jit Kee Chin Mgmt For For
1C. Election of Director: Virgis W. Colbert Mgmt Against Against
1D. Election of Director: Michelle S. Dilley Mgmt For For
1E. Election of Director: Jeffrey D. Furber Mgmt For For
1F. Election of Director: Larry T. Guillemette Mgmt For For
1G. Election of Director: Francis X. Jacoby III Mgmt Against Against
1H. Election of Director: Christopher P. Marr Mgmt Against Against
1I. Election of Director: Hans S. Weger Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the year ending December 31, 2020.
3. The approval, by non-binding vote, of Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
STEVEN MADDEN, LTD. Agenda Number: 935171405
--------------------------------------------------------------------------------------------------------------------------
Security: 556269108
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: SHOO
ISIN: US5562691080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward R. Rosenfeld Mgmt For For
Al Ferrara Mgmt For For
Mitchel S. Klipper Mgmt For For
Rose Peabody Lynch Mgmt For For
Peter Migliorini Mgmt Withheld Against
Ravi Sachdev Mgmt Withheld Against
Thomas H. Schwartz Mgmt For For
Robert G. Smith Mgmt For For
Amelia Newton Varela Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2020.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE EXECUTIVE COMPENSATION DESCRIBED IN THE
STEVEN MADDEN, LTD. PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
STONERIDGE, INC. Agenda Number: 935168737
--------------------------------------------------------------------------------------------------------------------------
Security: 86183P102
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: SRI
ISIN: US86183P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan B. DeGaynor Mgmt For For
Jeffrey P. Draime Mgmt Withheld Against
Douglas C. Jacobs Mgmt For For
Ira C. Kaplan Mgmt Withheld Against
Kim Korth Mgmt For For
William M. Lasky Mgmt Withheld Against
George S. Mayes, Jr. Mgmt For For
Paul J. Schlather Mgmt For For
2. Ratification of Ernst & Young LLP as the Mgmt For For
Company's independent registered public
accounting firm for 2020.
3. Approval, on advisory basis, of the 2019 Mgmt For For
compensation of the Company's named
executive officers.
4. Approval of an amendment to the 2016 Mgmt Against Against
Long-Term Incentive Plan to increase common
shares available for issuance.
--------------------------------------------------------------------------------------------------------------------------
TAYLOR MORRISON HOME CORPORATION (TMHC) Agenda Number: 935119695
--------------------------------------------------------------------------------------------------------------------------
Security: 87724P106
Meeting Type: Special
Meeting Date: 30-Jan-2020
Ticker: TMHC
ISIN: US87724P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of shares of common Mgmt For For
stock of Taylor Morrison Home Corporation
(TMHC) ("Taylor Morrison") to William Lyon
Homes stockholders in connection with the
merger contemplated by the Agreement and
Plan of Merger, dated as of November 5,
2019, by and among Taylor Morrison, Tower
Merger Sub, Inc. and William Lyon Homes
(the "share issuance proposal").
2. Approve the adjournment of the Taylor Mgmt For For
Morrison Special Meeting to another time or
place, if necessary or appropriate, as
determined by Taylor Morrison, to solicit
additional proxies if there are
insufficient votes at the time of the
Taylor Morrison Special Meeting or any
adjournments thereof to approve the share
issuance proposal (the "adjournment
proposal").
--------------------------------------------------------------------------------------------------------------------------
TAYLOR MORRISON HOME CORPORATION (TMHC) Agenda Number: 935182585
--------------------------------------------------------------------------------------------------------------------------
Security: 87724P106
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: TMHC
ISIN: US87724P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffry L. Flake Mgmt For For
Gary H. Hunt Mgmt For For
Peter Lane Mgmt For For
William H. Lyon Mgmt For For
Anne L. Mariucci Mgmt For For
Andrea Owen Mgmt For For
Sheryl D. Palmer Mgmt For For
Denise F. Warren Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve the compensation
of our named executive officers.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION Agenda Number: 935151415
--------------------------------------------------------------------------------------------------------------------------
Security: 872307103
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: TCF
ISIN: US8723071036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Bell Mgmt For For
Craig R. Dahl Mgmt For For
Karen L. Grandstrand Mgmt For For
Richard H. King Mgmt For For
Ronald A. Klein Mgmt For For
Barbara J. Mahone Mgmt For For
Barbara L. McQuade Mgmt For For
Vance K. Opperman Mgmt For For
David T. Provost Mgmt For For
Roger J. Sit Mgmt For For
Julie H. Sullivan Mgmt For For
Jeffrey L. Tate Mgmt For For
Gary Torgow Mgmt For For
Arthur A. Weiss Mgmt For For
Franklin C. Wheatlake Mgmt For For
Theresa M. H. Wise Mgmt For For
2. Advisory (Non-Binding) Vote to Approve Mgmt For For
Executive Compensation as Disclosed in the
Proxy Statement.
3. Advisory (Non-Binding) Vote to Ratify the Mgmt For For
Appointment of KPMG LLP as Independent
Registered Public Accountants for 2020.
--------------------------------------------------------------------------------------------------------------------------
TESSCO TECHNOLOGIES INCORPORATED Agenda Number: 935052198
--------------------------------------------------------------------------------------------------------------------------
Security: 872386107
Meeting Type: Annual
Meeting Date: 25-Jul-2019
Ticker: TESS
ISIN: US8723861071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert B. Barnhill, Jr. Mgmt For For
John D. Beletic Mgmt Withheld Against
Jay G. Baitler Mgmt For For
Paul J. Gaffney Mgmt Withheld Against
Benn R. Konsynski,Ph.D. Mgmt Withheld Against
Dennis J. Shaughnessy Mgmt For For
Murray Wright Mgmt For For
Morton F. Zifferer, Jr. Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2020.
3. To conduct an advisory vote on named Mgmt For For
executive officer compensation for the
fiscal year ended March 31, 2019.
4. To approve the 2019 Stock and Incentive Mgmt Against Against
Plan.
--------------------------------------------------------------------------------------------------------------------------
THE GREENBRIER COMPANIES, INC. Agenda Number: 935102424
--------------------------------------------------------------------------------------------------------------------------
Security: 393657101
Meeting Type: Annual
Meeting Date: 08-Jan-2020
Ticker: GBX
ISIN: US3936571013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Wanda F. Felton Mgmt For For
Graeme A. Jack Mgmt For For
David L. Starling Mgmt For For
Wendy L. Teramoto Mgmt For For
2. Advisory approval of the compensation of Mgmt Against Against
the Company's named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent auditors for
2020.
--------------------------------------------------------------------------------------------------------------------------
TILLY'S INC. Agenda Number: 935187927
--------------------------------------------------------------------------------------------------------------------------
Security: 886885102
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: TLYS
ISIN: US8868851028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hezy Shaked Mgmt Withheld Against
Doug Collier Mgmt Withheld Against
Seth Johnson Mgmt Withheld Against
Janet Kerr Mgmt For For
Edmond Thomas Mgmt For For
Bernard Zeichner Mgmt For For
2. Approval of Amended and Restated 2012 Mgmt Against Against
Equity and Incentive Award Plan.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 30, 2021.
4. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
TREX COMPANY, INC. Agenda Number: 935137744
--------------------------------------------------------------------------------------------------------------------------
Security: 89531P105
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: TREX
ISIN: US89531P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jay M. Gratz Mgmt Against Against
1.2 Election of Director: Kristine L. Juster Mgmt For For
1.3 Election of Director: Ronald W. Kaplan Mgmt For For
1.4 Election of Director: Gerald Volas Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To approve the Fourth Certificate of Mgmt For For
Amendment to the Restated Certificate of
Incorporation of Trex Company, Inc. to
increase the number of authorized shares of
common stock, $0.01 par value per share,
from 120,000,000 to 180,000,000.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Trex Company's independent
registered public accounting firm for the
2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
TRICO BANCSHARES Agenda Number: 935186533
--------------------------------------------------------------------------------------------------------------------------
Security: 896095106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: TCBK
ISIN: US8960951064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald J. Amaral Mgmt For For
L. Gage Chrysler III Mgmt For For
Craig S. Compton Mgmt For For
Kirsten E. Garen Mgmt For For
Cory W. Giese Mgmt For For
John S. A. Hasbrook Mgmt For For
Margaret L. Kane Mgmt For For
Michael W. Koehnen Mgmt Withheld Against
Martin A. Mariani Mgmt For For
Thomas C. McGraw Mgmt For For
Richard P. Smith Mgmt For For
Kimberley H. Vogel Mgmt For For
2. Advisory approval of the company's Mgmt For For
executive compensation.
3. To ratify the selection of Moss Adams LLP Mgmt For For
as the company's independent auditor for
2020.
--------------------------------------------------------------------------------------------------------------------------
TRISTATE CAPITAL HOLDINGS, INC. Agenda Number: 935200523
--------------------------------------------------------------------------------------------------------------------------
Security: 89678F100
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: TSC
ISIN: US89678F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anthony J. Buzzelli Mgmt For For
Helen Hanna Casey Mgmt For For
Brian S. Fetterolf Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
FOR FISCAL YEAR 2020
4. AMEND OMNIBUS INCENTIVE PLAN TO INCREASE Mgmt Against Against
THE NUMBER OF COMMON SHARES AUTHORIZED
--------------------------------------------------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC. Agenda Number: 935189325
--------------------------------------------------------------------------------------------------------------------------
Security: 902252105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: TYL
ISIN: US9022521051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald R. Brattain Mgmt For For
1B. Election of Director: Glenn A. Carter Mgmt Against Against
1C. Election of Director: Brenda A. Cline Mgmt For For
1D. Election of Director: J. Luther King Jr. Mgmt For For
1E. Election of Director: Mary L. Landrieu Mgmt For For
1F. Election of Director: John S. Marr Jr. Mgmt For For
1G. Election of Director: H. Lynn Moore Jr. Mgmt For For
1H. Election of Director: Daniel M. Pope Mgmt Against Against
1I. Election of Director: Dustin R. Womble Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent auditors.
3. Approval of an advisory resolution on Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
UMH PROPERTIES, INC. Agenda Number: 935196421
--------------------------------------------------------------------------------------------------------------------------
Security: 903002103
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: UMH
ISIN: US9030021037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey A. Carus Mgmt Withheld Against
Matthew I. Hirsch Mgmt Withheld Against
Kenneth K. Quigley, Jr. Mgmt Withheld Against
2. Ratification of the appointment of PKF Mgmt For For
O'Connor Davies, LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2020.
3. To adopt an advisory resolution approving Mgmt For For
the compensation of the Company's named
executive officers, as more fully disclosed
in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
UNITED COMMUNITY BANKS, INC. Agenda Number: 935148608
--------------------------------------------------------------------------------------------------------------------------
Security: 90984P303
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: UCBI
ISIN: US90984P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert H. Blalock Mgmt Withheld Against
L. Cathy Cox Mgmt For For
Kenneth L. Daniels Mgmt For For
Lance F. Drummond Mgmt Withheld Against
H. Lynn Harton Mgmt For For
Jennifer K. Mann Mgmt For For
Thomas A. Richlovsky Mgmt Withheld Against
David C. Shaver Mgmt For For
Tim R. Wallis Mgmt For For
David H. Wilkins Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as disclosed in the Proxy
Statement.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL ELECTRONICS INC. Agenda Number: 935186610
--------------------------------------------------------------------------------------------------------------------------
Security: 913483103
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: UEIC
ISIN: US9134831034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul D. Arling* Mgmt Withheld Against
Satjiv S. Chahil# Mgmt Withheld Against
Sue Ann R. Hamilton# Mgmt For For
William C. Mulligan# Mgmt Withheld Against
J. C. Sparkman# Mgmt Withheld Against
Gregory P. Stapleton# Mgmt For For
Carl E. Vogel# Mgmt For For
Edward K. Zinser# Mgmt For For
2. Say on Pay - Approval, on an advisory Mgmt For For
basis, of named executive officer
compensation.
3. Ratification of the appointment of Grant Mgmt For For
Thornton LLP, a firm of Independent
Registered Public Accountants as the
Company's auditors for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL STAINLESS & ALLOY PRODS., INC. Agenda Number: 935155906
--------------------------------------------------------------------------------------------------------------------------
Security: 913837100
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: USAP
ISIN: US9138371003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher L. Ayers Mgmt Withheld Against
Judith L. Bacchus Mgmt For For
M. David Kornblatt Mgmt Withheld Against
Dennis M. Oates Mgmt For For
Udi Toledano Mgmt Withheld Against
2. Approval of the compensation for the Mgmt For For
Company's named executive officers.
3. Ratification of the appointment of Mgmt For For
Schneider Downs & Co., Inc. as the
Company's independent registered pubic
accountants for 2020.
--------------------------------------------------------------------------------------------------------------------------
VISHAY PRECISION GROUP,INC. Agenda Number: 935174982
--------------------------------------------------------------------------------------------------------------------------
Security: 92835K103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: VPG
ISIN: US92835K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc Zandman Mgmt For For
Janet Clarke Mgmt For For
Wesley Cummins Mgmt For For
Bruce Lerner Mgmt Withheld Against
Saul Reibstein Mgmt Withheld Against
Ziv Shoshani Mgmt For For
Timothy Talbert Mgmt Withheld Against
2. To approve the ratification of Brightman Mgmt For For
Almagor Zohar & Co., a firm in the Deloitte
Global Network, as Vishay Precision Group,
Inc.'s independent registered public
accounting firm for the year ending
December 31, 2020.
3. To approve the non-binding resolution Mgmt For For
relating to the executive compensation.
--------------------------------------------------------------------------------------------------------------------------
VONAGE HOLDINGS CORP. Agenda Number: 935196320
--------------------------------------------------------------------------------------------------------------------------
Security: 92886T201
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: VG
ISIN: US92886T2015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hamid Akhavan Mgmt For For
1B. Election of Director: Jan Hauser Mgmt For For
1C. Election of Director: Priscilla Hung Mgmt For For
1D. Election of Director: Carolyn Katz Mgmt For For
1E. Election of Director: Alan Masarek Mgmt For For
1F. Election of Director: Michael McConnell Mgmt For For
1G. Election of Director: John Roberts Mgmt For For
1H. Election of Director: Gary Steele Mgmt Against Against
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. To approve our named executive officers' Mgmt For For
compensation in an advisory vote.
--------------------------------------------------------------------------------------------------------------------------
WEST PHARMACEUTICAL SERVICES, INC. Agenda Number: 935152493
--------------------------------------------------------------------------------------------------------------------------
Security: 955306105
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: WST
ISIN: US9553061055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Buthman Mgmt For For
1B. Election of Director: William F. Feehery Mgmt For For
1C. Election of Director: Robert Friel Mgmt For For
1D. Election of Director: Eric M. Green Mgmt For For
1E. Election of Director: Thomas W. Hofmann Mgmt For For
1F. Election of Director: Paula A. Johnson Mgmt For For
1G. Election of Director: Deborah L. V. Keller Mgmt For For
1H. Election of Director: Myla P. Lai-Goldman Mgmt For For
1I. Election of Director: Douglas A. Michels Mgmt For For
1J. Election of Director: Paolo Pucci Mgmt For For
1K. Election of Director: Patrick J. Zenner Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To approve an amendement to Article 5 of Mgmt For For
our Amended and Restated Articles of
Incorporation to increase the number of
authorized shares of common stock from 100
million to 200 million.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
WINTRUST FINANCIAL CORPORATION Agenda Number: 935185707
--------------------------------------------------------------------------------------------------------------------------
Security: 97650W108
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: WTFC
ISIN: US97650W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter D. Crist Mgmt For For
1B. Election of Director: Bruce K. Crowther Mgmt For For
1C. Election of Director: William J. Doyle Mgmt For For
1D. Election of Director: Marla F. Glabe Mgmt For For
1E. Election of Director: H. Patrick Hackett, Mgmt For For
Jr.
1F. Election of Director: Scott K. Heitmann Mgmt For For
1G. Election of Director: Deborah L. Hall Mgmt For For
Lefevre
1H. Election of Director: Christopher J. Perry Mgmt For For
1I. Election of Director: Ingrid S. Stafford Mgmt For For
1J. Election of Director: Gary D. "Joe" Sweeney Mgmt For For
1K. Election of Director: Karin Gustafson Mgmt For For
Teglia
1L. Election of Director: Alex E. Washington, Mgmt For For
III
1M. Election of Director: Edward J. Wehmer Mgmt For For
2. Proposal to approve, on an advisory Mgmt For For
(non-binding) basis, the Company's
executive compensation as described in the
2020 Proxy Statement.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP to serve as the independent
registered public accounting firm for
fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
ZAGG INC Agenda Number: 935205840
--------------------------------------------------------------------------------------------------------------------------
Security: 98884U108
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: ZAGG
ISIN: US98884U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chris Ahern Mgmt For For
Michael T. Birch Mgmt Withheld Against
Cheryl A. Larabee Mgmt For For
Daniel R. Maurer Mgmt Withheld Against
P. Scott Stubbs Mgmt Withheld Against
Ronald G. Garriques Mgmt For For
Edward Terino Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
as independent registered public accounting
firm for the Company.
3. Non-advisory vote to approve the Mgmt For For
compensation of our named executive
officers in 2019.
RBC Small Cap Value Fund
--------------------------------------------------------------------------------------------------------------------------
ACCO BRANDS CORPORATION Agenda Number: 935171657
--------------------------------------------------------------------------------------------------------------------------
Security: 00081T108
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: ACCO
ISIN: US00081T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James A. Buzzard Mgmt For For
1B. Election of Director: Kathleen S. Dvorak Mgmt For For
1C. Election of Director: Boris Elisman Mgmt For For
1D. Election of Director: Pradeep Jotwani Mgmt For For
1E. Election of Director: Robert J. Keller Mgmt For For
1F. Election of Director: Thomas Kroeger Mgmt For For
1G. Election of Director: Ron Lombardi Mgmt For For
1H. Election of Director: Graciela I. Mgmt For For
Monteagudo
1I. Election of Director: Hans Michael Norkus Mgmt For For
1J. Election of Director: E. Mark Rajkowski Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for 2020.
3. The approval, by non-binding advisory vote, Mgmt For For
of the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN FINANCIAL GROUP, INC. Agenda Number: 935171518
--------------------------------------------------------------------------------------------------------------------------
Security: 025932104
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: AFG
ISIN: US0259321042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carl H. Lindner III Mgmt Withheld Against
S. Craig Lindner Mgmt Withheld Against
Kenneth C. Ambrecht Mgmt Withheld Against
John B. Berding Mgmt Withheld Against
Joseph E. Consolino Mgmt Withheld Against
Virginia C Drosos Mgmt For For
James E. Evans Mgmt Withheld Against
Terry S. Jacobs Mgmt For For
Gregory G. Joseph Mgmt For For
Mary Beth Martin Mgmt For For
William W. Verity Mgmt Withheld Against
John I. Von Lehman Mgmt Withheld Against
2. Proposal to ratify the Audit Committee's Mgmt For For
appointment of Ernst & Young LLP as the
Company's Independent Registered Public
Accounting Firm for 2020.
3. Advisory vote on compensation of named Mgmt For For
executive officers.
--------------------------------------------------------------------------------------------------------------------------
AMERISAFE, INC. Agenda Number: 935207197
--------------------------------------------------------------------------------------------------------------------------
Security: 03071H100
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: AMSF
ISIN: US03071H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Brown Mgmt For For
G. Janelle Frost Mgmt For For
Sean M. Traynor Mgmt For For
2. To approve, on an advisory basis, our Mgmt For For
executive compensation as described in the
Proxy Statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
AXT, INC. Agenda Number: 935163737
--------------------------------------------------------------------------------------------------------------------------
Security: 00246W103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: AXTI
ISIN: US00246W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Morris S. Young Mgmt For For
Dr. David C. Chang Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of AXT's named executive
officers.
3. To ratify the appointment of BPM LLP as Mgmt For For
AXT's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
BMC STOCK HOLDINGS, INC. Agenda Number: 935157126
--------------------------------------------------------------------------------------------------------------------------
Security: 05591B109
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: BMCH
ISIN: US05591B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Mark A. Mgmt For For
Alexander
1B. Election of Class I Director: David W. Mgmt Abstain Against
Bullock
1C. Election of Class I Director: David L. Mgmt Abstain Against
Keltner
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
proxy statement.
4. Approval of the Company's 2020 Incentive Mgmt Against Against
Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
BRAEMAR HOTELS & RESORTS INC. Agenda Number: 935155932
--------------------------------------------------------------------------------------------------------------------------
Security: 10482B101
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: BHR
ISIN: US10482B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Monty J. Bennett Mgmt For For
Stefani D. Carter Mgmt Withheld Against
Candace Evans Mgmt For For
Kenneth H. Fearn, Jr. Mgmt For For
Curtis B. McWilliams Mgmt For For
Matthew D. Rinaldi Mgmt For For
Abteen Vaziri Mgmt Withheld Against
2. To obtain advisory approval of the Mgmt For For
Company's executive compensation.
3. To recommend, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of the Company's named
executive officers.
4. To ratify the appointment of BDO USA, LLP, Mgmt For For
a national public accounting firm, as the
Company's independent auditors for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY Agenda Number: 935091847
--------------------------------------------------------------------------------------------------------------------------
Security: 13123X102
Meeting Type: Special
Meeting Date: 20-Dec-2019
Ticker: CPE
ISIN: US13123X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve and adopt the Agreement and Plan of Mgmt For For
Merger, dated as of July 14, 2019 (as
amended from time to time, the "merger
agreement"), with Carrizo Oil & Gas, Inc.
("Carrizo").
2. Approve the issuance of shares of Callon Mgmt For For
common stock to shareholders of Carrizo in
connection with the merger contemplated by
the merger agreement (the "merger").
3. Approve and adopt an amendment to Callon's Mgmt For For
certificate of incorporation to increase
Callon's authorized shares of common stock
to 525 million shares.
4. Omitted. Mgmt Abstain
5. Approve any motion to adjourn the Callon Mgmt For For
special meeting, if necessary, to solicit
additional proxies if there are not
sufficient votes to approve Proposals 1, 2
and 3.
--------------------------------------------------------------------------------------------------------------------------
CASELLA WASTE SYSTEMS, INC. Agenda Number: 935199871
--------------------------------------------------------------------------------------------------------------------------
Security: 147448104
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: CWST
ISIN: US1474481041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael L. Battles Mgmt For For
Joseph G. Doody Mgmt For For
Emily Nagle Green Mgmt For For
2. To approve, in an advisory "say-on-pay" Mgmt For For
vote, the compensation of the Company's
named executive officers.
3. To ratify the appointment of RSM US LLP as Mgmt For For
the Company's independent auditors for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CATCHMARK TIMBER TRUST, INC. Agenda Number: 935202212
--------------------------------------------------------------------------------------------------------------------------
Security: 14912Y202
Meeting Type: Annual
Meeting Date: 24-Jun-2020
Ticker: CTT
ISIN: US14912Y2028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to hold office for Mgmt For For
one-year terms expiring in 2021: Tim E.
Bentsen
1.2 Election of Director to hold office for Mgmt For For
one-year terms expiring in 2021: Brian M.
Davis
1.3 Election of Director to hold office for Mgmt For For
one-year terms expiring in 2021: James M.
DeCosmo
1.4 Election of Director to hold office for Mgmt Against Against
one-year terms expiring in 2021: Paul S.
Fisher
1.5 Election of Director to hold office for Mgmt For For
one-year terms expiring in 2021: Mary E.
McBride
1.6 Election of Director to hold office for Mgmt Against Against
one-year terms expiring in 2021: Douglas D.
Rubenstein
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of the Company's named
executive officers.
3. Approval, on an advisory basis, upon the Mgmt 1 Year For
frequency of the advisory vote to approve
the compensation of our named executive
officers.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CENTERSTATE BANK CORPORATION Agenda Number: 935138974
--------------------------------------------------------------------------------------------------------------------------
Security: 15201P109
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: CSFL
ISIN: US15201P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James H. Bingham Mgmt For For
Michael J. Brown, Sr. Mgmt For For
C. Dennis Carlton Mgmt Withheld Against
Michael F. Ciferri Mgmt For For
John C. Corbett Mgmt For For
Jody J. Dreyer Mgmt For For
Griffin A. Greene Mgmt For For
John H. Holcomb, III Mgmt For For
Charles W. McPherson Mgmt Withheld Against
Richard Murray, IV Mgmt For For
G. Tierso Nunez, II Mgmt For For
Thomas E. Oakley Mgmt Withheld Against
G. Ruffner Page, Jr. Mgmt For For
Ernest S. Pinner Mgmt For For
William K. Pou, Jr. Mgmt For For
Daniel R. Richey Mgmt For For
David G. Salyers Mgmt For For
Joshua A. Snively Mgmt For For
Mark W. Thompson Mgmt For For
2. Approval of the advisory resolution to Mgmt For For
approve the compensation of our named
executive officers.
3. Approval of the proposal to ratify the Mgmt For For
appointment of the independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
CENTERSTATE BANK CORPORATION Agenda Number: 935206690
--------------------------------------------------------------------------------------------------------------------------
Security: 15201P109
Meeting Type: Special
Meeting Date: 21-May-2020
Ticker: CSFL
ISIN: US15201P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Merger Mgmt For For
dated January 25, 2020 (the "Merger
Agreement"), by and between CenterState and
South State Corporation ("South State") and
the transactions contemplated thereby,
including the merger of CenterState with
and into South State (the "Merger
Proposal").
2. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation that may be paid or
become payable to CenterState's named
executive officers in connection with the
transactions contemplated by the Merger
Agreement.
3. To approve a proposal to adjourn or Mgmt For For
postpone the Special Meeting, if necessary
or appropriate, to solicit additional
proxies if there are not sufficient votes
present at the Special Meeting to approve
the merger proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to holders of CenterState common
stock.
--------------------------------------------------------------------------------------------------------------------------
COHERENT, INC. Agenda Number: 935178889
--------------------------------------------------------------------------------------------------------------------------
Security: 192479103
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: COHR
ISIN: US1924791031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jay T. Flatley Mgmt For For
1B. Election of Director: Pamela Fletcher Mgmt For For
1C. Election of Director: Andreas W. Mattes Mgmt For For
1D. Election of Director: Beverly Kay Matthews Mgmt For For
1E. Election of Director: Michael R. McMullen Mgmt For For
1F. Election of Director: Garry W. Rogerson Mgmt For For
1G. Election of Director: Steve Skaggs Mgmt For For
1H. Election of Director: Sandeep Vij Mgmt For For
2. To approve the Coherent Equity Incentive Mgmt Against Against
Plan.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending October 3, 2020.
4. To approve, on a non-binding advisory Mgmt For For
basis, our named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
COHU, INC. Agenda Number: 935151958
--------------------------------------------------------------------------------------------------------------------------
Security: 192576106
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: COHU
ISIN: US1925761066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of class 1 Director for three year Mgmt For For
term: William E. Bendush
1B. Election of class 1 Director for three year Mgmt For For
term: Nina L. Richardson
2. Advisory vote to approve Named Executive Mgmt For For
Officer ("NEO") compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Cohu's independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM,INC. Agenda Number: 935182220
--------------------------------------------------------------------------------------------------------------------------
Security: 197236102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: COLB
ISIN: US1972361026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig D. Eerkes Mgmt For For
1B. Election of Director: Ford Elsaesser Mgmt For For
1C. Election of Director: Mark A. Finkelstein Mgmt For For
1D. Election of Director: Eric S. Forrest Mgmt For For
1E. Election of Director: Thomas M. Hulbert Mgmt For For
1F. Election of Director: Michelle M. Lantow Mgmt For For
1G. Election of Director: Randal L. Lund Mgmt For For
1H. Election of Director: S. Mae Fujita Numata Mgmt For For
1I. Election of Director: Elizabeth W. Seaton Mgmt For For
1J. Election of Director: Clint E. Stein Mgmt For For
1K. Election of Director: Janine T. Terrano Mgmt For For
2. To vote on an advisory (non-binding) Mgmt For For
resolution to approve the compensation of
Columbia's named executive officers.
3. To vote on an advisory (non-binding) Mgmt For For
resolution to appoint Deloitte & Touche LLP
as our independent registered public
accounting firm for fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA PROPERTY TRUST, INC Agenda Number: 935160010
--------------------------------------------------------------------------------------------------------------------------
Security: 198287203
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: CXP
ISIN: US1982872038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carmen M. Bowser Mgmt For For
1B. Election of Director: John L. Dixon Mgmt Against Against
1C. Election of Director: David B. Henry Mgmt Against Against
1D. Election of Director: Murray J. McCabe Mgmt Against Against
1E. Election of Director: E. Nelson Mills Mgmt For For
1F. Election of Director: Constance B. Moore Mgmt For For
1G. Election of Director: Michael S. Robb Mgmt For For
1H. Election of Director: Thomas G. Wattles Mgmt For For
1I. Election of Director: Francis X. Wentworth, Mgmt For For
Jr.
2. To approve, on an advisory basis, executive Mgmt For For
officer compensation, sometimes referred to
as a "say on pay."
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes to
approve executive compensation, sometimes
referred to as a "say-onpay."
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
COLUMBUS MCKINNON CORPORATION Agenda Number: 935050586
--------------------------------------------------------------------------------------------------------------------------
Security: 199333105
Meeting Type: Annual
Meeting Date: 22-Jul-2019
Ticker: CMCO
ISIN: US1993331057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard H. Fleming Mgmt For For
Ernest R. Verebelyi Mgmt Withheld Against
Mark D. Morelli Mgmt For For
Nicholas T. Pinchuk Mgmt For For
Liam G. McCarthy Mgmt Withheld Against
R. Scott Trumbull Mgmt For For
Heath A. Mitts Mgmt Withheld Against
Kathryn V. Roedel Mgmt For For
Aziz S. Aghili Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm for the fiscal year ending
March 31, 2020.
3. To conduct a shareholder advisory vote on Mgmt For For
the compensation of our named executive
officers.
4. To vote upon the approval and adoption of Mgmt Against Against
the Columbus McKinnon Corporation 2016 Long
Term Incentive Plan as amended and
restated, effective June 5, 2019.
--------------------------------------------------------------------------------------------------------------------------
COMMUNITY BANK SYSTEM, INC. Agenda Number: 935174437
--------------------------------------------------------------------------------------------------------------------------
Security: 203607106
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: CBU
ISIN: US2036071064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one (1) year Mgmt Against Against
term if Proposal 2 is approved: Brian R.
Ace
1B. Election of Director for a one (1) year Mgmt For For
term if Proposal 2 is approved: Mark J.
Bolus
1C. Election of Director for a one (1) year Mgmt Against Against
term if Proposal 2 is approved: Jeffrey L.
Davis
1D. Election of Director for a one (1) year Mgmt Against Against
term if Proposal 2 is approved: Neil E.
Fesette
1E. Election of Director for a one (1) year Mgmt For For
term if Proposal 2 is approved: Michael R.
Kallet
1F. Election of Director for a one (1) year Mgmt For For
term if Proposal 2 is approved: Kerrie D.
MacPherson
1G. Election of Director for a one (1) year Mgmt For For
term if Proposal 2 is approved: John
Parente
1H. Election of Director for a one (1) year Mgmt For For
term if Proposal 2 is approved: Raymond C.
Pecor, III
1I. Election of Director for a one (1) year Mgmt For For
term if Proposal 2 is approved: Sally A.
Steele
1J. Election of Director for a one (1) year Mgmt For For
term if Proposal 2 is approved: Eric E.
Stickels
1K. Election of Director for a one (1) year Mgmt For For
term if Proposal 2 is approved: Mark E.
Tryniski
1L. Election of Director for a one (1) year Mgmt Against Against
term if Proposal 2 is approved: John F.
Whipple, Jr.
1M. Election of Director for a three (3) year Mgmt Against Against
term if Proposal 2 is not approved: Brian
R. Ace
1N. Election of Director for a three (3) year Mgmt For For
term if Proposal 2 is not approved: Michael
R. Kallet
1O. Election of Director for a three (3) year Mgmt For For
term if Proposal 2 is not approved: John
Parente
1P. Election of Director for a three (3) year Mgmt Against Against
term if Proposal 2 is not approved: John F.
Whipple, Jr.
2. Approval of an amendment to the Company's Mgmt For For
Certificate of Incorporation to declassify
the Board of Directors.
3. Advisory vote on executive compensation. Mgmt Against Against
4. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
COMMUNITY HEALTHCARE TRUST INCORPORATED Agenda Number: 935144523
--------------------------------------------------------------------------------------------------------------------------
Security: 20369C106
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: CHCT
ISIN: US20369C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan Gardner Mgmt Withheld Against
Claire Gulmi Mgmt For For
Robert Hensley Mgmt Withheld Against
Lawrence Van Horn Mgmt Withheld Against
Timothy Wallace Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the following resolution: RESOLVED,
that the stockholders of Community
Healthcare Trust Incorporated approve, on a
non-binding advisory basis, the
compensation of the named executive
officers as disclosed pursuant to Item 402
of Regulation S-K in the Company's proxy
statement for the 2020 annual meeting of
stockholders.
3. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of a non-binding
advisory vote on executive compensation.
4. To ratify the appointment of BDO USA, LLP Mgmt For For
as the Company's independent registered
public accountants for 2020.
--------------------------------------------------------------------------------------------------------------------------
COMPASS DIVERSIFIED HOLDINGS Agenda Number: 935174071
--------------------------------------------------------------------------------------------------------------------------
Security: 20451Q104
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: CODI
ISIN: US20451Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James J. Bottiglieri Mgmt Withheld Against
Gordon M. Burns Mgmt Withheld Against
2. To approve, on a non-binding and advisory Mgmt For For
basis, the resolution approving the
compensation of our named executive
officers as disclosed in the Proxy
Statement ("Say-on-Pay Vote").
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP to serve as the independent auditor for
the Company and the Trust for the fiscal
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CUBESMART Agenda Number: 935152633
--------------------------------------------------------------------------------------------------------------------------
Security: 229663109
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: CUBE
ISIN: US2296631094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Piero Bussani Mgmt For For
Dorothy Dowling Mgmt For For
John W. Fain Mgmt For For
Marianne M. Keler Mgmt For For
Christopher P. Marr Mgmt For For
Deborah Ratner Salzberg Mgmt For For
John F. Remondi Mgmt For For
Jeffrey F. Rogatz Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the year ending
December 31, 2020.
3. To cast an advisory vote to approve our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
DANA INCORPORATED Agenda Number: 935138811
--------------------------------------------------------------------------------------------------------------------------
Security: 235825205
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: DAN
ISIN: US2358252052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rachel A. Gonzalez Mgmt For For
James K. Kamsickas Mgmt For For
Virginia A. Kamsky Mgmt For For
Bridget E. Karlin Mgmt For For
Raymond E. Mabus, Jr. Mgmt For For
Michael J. Mack, Jr. Mgmt For For
R. Bruce McDonald Mgmt For For
Diarmuid B. O'Connell Mgmt For For
Keith E. Wandell Mgmt For For
2. Approval of a non-binding advisory proposal Mgmt For For
approving executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm.
4. A shareholder proposal regarding a Shr Against For
non-binding shareholder vote for
Board-adopted Bylaw amendments.
--------------------------------------------------------------------------------------------------------------------------
DELEK US HOLDINGS, INC. Agenda Number: 935154562
--------------------------------------------------------------------------------------------------------------------------
Security: 24665A103
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: DK
ISIN: US24665A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Ezra Uzi Yemin Mgmt For For
William J. Finnerty Mgmt Withheld Against
Richard J. Marcogliese Mgmt For For
Gary M. Sullivan, Jr. Mgmt Withheld Against
Vicky Sutil Mgmt For For
David Wiessman Mgmt For For
Shlomo Zohar Mgmt For For
2 To adopt the advisory resolution approving Mgmt For For
the executive compensation program for our
named executive officers as described in
the Proxy Statement.
3 Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the 2020 fiscal
year.
4. To approve the amendment to the 2016 Mgmt Against Against
Long-Term Incentive Plan to increase the
number of shares available for issuance
thereunder.
--------------------------------------------------------------------------------------------------------------------------
DIAMONDROCK HOSPITALITY CO Agenda Number: 935157518
--------------------------------------------------------------------------------------------------------------------------
Security: 252784301
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: DRH
ISIN: US2527843013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William W. McCarten Mgmt For For
1B. Election of Director: Mark W. Brugger Mgmt For For
1C. Election of Director: Timothy R. Chi Mgmt For For
1D. Election of Director: Maureen L. McAvey Mgmt For For
1E. Election of Director: Gilbert T. Ray Mgmt For For
1F. Election of Director: William J. Shaw Mgmt For For
1G. Election of Director: Bruce D. Wardinski Mgmt For For
1H. Election of Director: Kathleen A. Wayton Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the named
executive officers, as disclosed in the
proxy statement.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the independent auditors for DiamondRock
Hospitality Company for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
DUCOMMUN INCORPORATED Agenda Number: 935151453
--------------------------------------------------------------------------------------------------------------------------
Security: 264147109
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: DCO
ISIN: US2641471097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard A. Baldridge Mgmt For For
Stephen G. Oswald Mgmt Withheld Against
2. Advisory resolution on executive Mgmt For For
compensation.
3. Approval of the Company's 2020 Stock Mgmt Against Against
Incentive Plan.
4. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC. Agenda Number: 935171708
--------------------------------------------------------------------------------------------------------------------------
Security: 277276101
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: EGP
ISIN: US2772761019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: D. Pike Aloian Mgmt Against Against
1B. Election of Director: H.C. Bailey, Jr. Mgmt For For
1C. Election of Director: H. Eric Bolton, Jr. Mgmt For For
1D. Election of Director: Donald F. Colleran Mgmt Against Against
1E. Election of Director: Hayden C. Eaves III Mgmt Against Against
1F. Election of Director: David H. Hoster II Mgmt For For
1G. Election of Director: Marshall A. Loeb Mgmt For For
1H. Election of Director: Mary E. McCormick Mgmt For For
1I. Election of Director: Leland R. Speed Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To approve by a non-binding advisory vote Mgmt For For
the compensation of the Company's Named
Executive Officers as described in the
Company's definitive proxy statement.
--------------------------------------------------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC. Agenda Number: 935174540
--------------------------------------------------------------------------------------------------------------------------
Security: 29089Q105
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: EBS
ISIN: US29089Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To elect Class II director to hold office Mgmt For For
for a term expiring at our 2023 Annual
Meeting: Zsolt Harsanyi, Ph.D.
1B. To elect Class II director to hold office Mgmt Against Against
for a term expiring at our 2023 Annual
Meeting: General George A. Joulwan
1C. To elect Class II director to hold office Mgmt Against Against
for a term expiring at our 2023 Annual
Meeting: Louis W. Sullivan, M.D.
2. To ratify the appointment by the audit Mgmt For For
committee of Ernst & Young LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
ENERSYS Agenda Number: 935053986
--------------------------------------------------------------------------------------------------------------------------
Security: 29275Y102
Meeting Type: Annual
Meeting Date: 01-Aug-2019
Ticker: ENS
ISIN: US29275Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Class III Director: Howard I. Mgmt Against Against
Hoffen
1B Election of Class III Director: David M. Mgmt For For
Shaffer
1C Election of Class III Director: Ronald P. Mgmt Against Against
Vargo
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
ending March 31, 2020.
3. An advisory vote to approve the Mgmt For For
compensation of EnerSys' named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
FIRST BUSEY CORPORATION Agenda Number: 935174766
--------------------------------------------------------------------------------------------------------------------------
Security: 319383204
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: BUSE
ISIN: US3193832041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George Barr Mgmt For For
Stanley J. Bradshaw Mgmt Withheld Against
Michael D. Cassens Mgmt For For
Van A. Dukeman Mgmt For For
Karen M. Jensen Mgmt For For
Frederic L. Kenney Mgmt For For
Stephen V. King Mgmt Withheld Against
Gregory B. Lykins Mgmt For For
Thomas G. Sloan Mgmt Withheld Against
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of our named
executive officers, as described in the
accompanying proxy statement, which is
referred to as a "say-on-pay" proposal.
3. To approve the First Busey Corporation 2020 Mgmt Against Against
Equity Incentive Plan.
4. To approve an amendment to the Company's Mgmt For For
Articles of Incorporation to increase the
number of authorized shares of common stock
from 66,666,667 to 100,000,000.
5. To ratify the appointment of RSM US LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
G-III APPAREL GROUP, LTD. Agenda Number: 935212756
--------------------------------------------------------------------------------------------------------------------------
Security: 36237H101
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: GIII
ISIN: US36237H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Morris Goldfarb Mgmt For For
Sammy Aaron Mgmt For For
Thomas J. Brosig Mgmt For For
Alan Feller Mgmt For For
Jeffrey Goldfarb Mgmt For For
Victor Herrero Mgmt For For
Jeanette Nostra Mgmt For For
Laura Pomerantz Mgmt For For
Willem van Bokhorst Mgmt For For
Cheryl L. Vitali Mgmt For For
Richard White Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of named executive officers.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP.
--------------------------------------------------------------------------------------------------------------------------
GLOBUS MEDICAL, INC. Agenda Number: 935186064
--------------------------------------------------------------------------------------------------------------------------
Security: 379577208
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: GMED
ISIN: US3795772082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David M. Demski Mgmt Against Against
1B. Election of Director: Robert Douglas Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020
3. To approve, in an advisory vote, the Mgmt For For
compensation of the Company's named
executive officers (the Say-on-Pay Vote).
--------------------------------------------------------------------------------------------------------------------------
GRAND CANYON EDUCATION, INC. Agenda Number: 935202565
--------------------------------------------------------------------------------------------------------------------------
Security: 38526M106
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: LOPE
ISIN: US38526M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Brian E. Mueller Mgmt For For
1.2 Election of Director: Sara R. Dial Mgmt For For
1.3 Election of Director: Jack A. Henry Mgmt For For
1.4 Election of Director: Lisa Graham Keegan Mgmt For For
1.5 Election of Director: Chevy Humphrey Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as disclosed in the Proxy
Statement.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GRAY TELEVISION, INC. Agenda Number: 935157570
--------------------------------------------------------------------------------------------------------------------------
Security: 389375106
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: GTN
ISIN: US3893751061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hilton H. Howell, Jr. Mgmt Withheld Against
Howell W. Newton Mgmt Withheld Against
Richard L. Boger Mgmt Withheld Against
T. L. Elder Mgmt For For
Luis A. Garcia Mgmt For For
Richard B. Hare Mgmt Withheld Against
Robin R. Howell Mgmt Withheld Against
Donald P. LaPlatney Mgmt Withheld Against
Paul H. McTear Mgmt Withheld Against
2. The approval, on a non-binding advisory Mgmt For For
basis, of the compensation of Gray
Television, Inc.'s named executive
officers.
3. The ratification of the appointment of RSM Mgmt For For
US LLP as Gray Television, Inc.'s
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION Agenda Number: 935141060
--------------------------------------------------------------------------------------------------------------------------
Security: 42722X106
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: HFWA
ISIN: US42722X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian S. Charneski Mgmt For For
1B. Election of Director: John A. Clees Mgmt For For
1C. Election of Director: Stephen A. Dennis Mgmt For For
1D. Election of Director: Jeffrey J. Deuel Mgmt For For
1E. Election of Director: Kimberly T. Ellwanger Mgmt For For
1F. Election of Director: Deborah J. Gavin Mgmt For For
1G. Election of Director: Jeffrey S. Lyon Mgmt For For
1H. Election of Director: Gragg E. Miller Mgmt For For
1I. Election of Director: Anthony B. Pickering Mgmt For For
1J. Election of Director: Brian L. Vance Mgmt For For
1K. Election of Director: Ann Watson Mgmt For For
2. Advisory (non-binding) approval of the Mgmt For For
compensation paid to named executive
officers as disclosed in the Proxy
Statement.
3. Ratification of the appointment of Crowe Mgmt For For
LLP as Heritage's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
HERMAN MILLER, INC. Agenda Number: 935074815
--------------------------------------------------------------------------------------------------------------------------
Security: 600544100
Meeting Type: Annual
Meeting Date: 14-Oct-2019
Ticker: MLHR
ISIN: US6005441000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lisa A. Kro Mgmt For For
Michael C. Smith Mgmt For For
Michael A. Volkema Mgmt For For
2. Proposal to ratify the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm.
3. Proposal to approve, on an advisory basis, Mgmt For For
the compensation paid to the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
HOSTESS BRANDS INC. Agenda Number: 935198285
--------------------------------------------------------------------------------------------------------------------------
Security: 44109J106
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: TWNK
ISIN: US44109J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amendment to Second Amended and Restated Mgmt For For
Certificate of Incorporation to de-classify
Board of Directors.
2. Amendment to Second Amended and Restated Mgmt For For
Certificate of Incorporation to eliminate
supermajority requirement to approve
certain amendments thereto.
3. DIRECTOR
Andrew P. Callahan Mgmt For For
Gretchen R. Crist Mgmt For For
Ioannis Skoufalos Mgmt For For
Laurence Bodner* Mgmt For For
Rachel P. Cullen* Mgmt For For
Jerry D. Kaminski* Mgmt For For
C. Dean Metropoulos* Mgmt Withheld Against
Craig D. Steeneck* Mgmt For For
4. 2019 compensation paid to named executive Mgmt Against Against
officers (advisory).
5. Ratification of KPMG LLP as independent Mgmt For For
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
INVACARE CORPORATION Agenda Number: 935185757
--------------------------------------------------------------------------------------------------------------------------
Security: 461203101
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: IVC
ISIN: US4612031017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan H. Alexander Mgmt For For
Julie A. Beck Mgmt For For
P. Danielsohn-Weil, PhD Mgmt For For
Diana S. Ferguson Mgmt For For
Marc M. Gibeley Mgmt For For
C. Martin Harris, M.D. Mgmt For For
Matthew E. Monaghan Mgmt For For
Clifford D. Nastas Mgmt For For
Baiju R. Shah Mgmt For For
2. Approve and adopt Amendment No. 2 to the Mgmt Against Against
Invacare Corporation 2018 Equity
Compensation Plan.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
4. An advisory vote to approve the Mgmt For For
compensation of the Company's Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
INVACARE CORPORATION Agenda Number: 935184945
--------------------------------------------------------------------------------------------------------------------------
Security: 461203101
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: IVC
ISIN: US4612031017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan H. Alexander Mgmt For For
Julie A. Beck Mgmt For For
P. Danielsohn-Weil, PhD Mgmt For For
Diana S. Ferguson Mgmt For For
Marc M. Gibeley Mgmt For For
C. Martin Harris, M.D. Mgmt For For
Matthew E. Monaghan Mgmt For For
Clifford D. Nastas Mgmt For For
Baiju R. Shah Mgmt For For
2. Approve and adopt Amendment No. 2 to the Mgmt Against Against
Invacare Corporation 2018 Equity
Compensation Plan.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
4. An advisory vote to approve the Mgmt For For
compensation of the Company's Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
JOHN B. SANFILIPPO & SON, INC. Agenda Number: 935080109
--------------------------------------------------------------------------------------------------------------------------
Security: 800422107
Meeting Type: Annual
Meeting Date: 30-Oct-2019
Ticker: JBSS
ISIN: US8004221078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Governor Jim Edgar Mgmt Withheld Against
Ellen C. Taaffe Mgmt For For
Daniel M. Wright Mgmt Withheld Against
2. Ratification of the Audit Committee's Mgmt Against Against
appointment of PricewaterhouseCoopers LLP
as our Independent Registered Public
Accounting Firm for the 2020 fiscal year.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
KAISER ALUMINUM CORPORATION Agenda Number: 935196786
--------------------------------------------------------------------------------------------------------------------------
Security: 483007704
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: KALU
ISIN: US4830077040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACK A. HOCKEMA Mgmt For For
LAURALEE E. MARTIN Mgmt For For
BRETT E. WILCOX Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT
3. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020
--------------------------------------------------------------------------------------------------------------------------
KENNAMETAL INC. Agenda Number: 935079031
--------------------------------------------------------------------------------------------------------------------------
Security: 489170100
Meeting Type: Annual
Meeting Date: 29-Oct-2019
Ticker: KMT
ISIN: US4891701009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
Joseph Alvarado Mgmt For For
Cindy L. Davis Mgmt For For
William J. Harvey Mgmt For For
William M. Lambert Mgmt For For
Lorraine M. Martin Mgmt For For
Timothy R. McLevish Mgmt For For
Sagar A. Patel Mgmt For For
Christopher Rossi Mgmt For For
Lawrence W Stranghoener Mgmt For For
Steven H. Wunning Mgmt For For
II RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2020.
III NON-BINDING (ADVISORY) VOTE TO APPROVE THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
KIRBY CORPORATION Agenda Number: 935152532
--------------------------------------------------------------------------------------------------------------------------
Security: 497266106
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: KEX
ISIN: US4972661064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Richard J. Mgmt Against Against
Alario
1B. Election of Class I Director: David W. Mgmt For For
Grzebinski
1C. Election of Class I Director: Richard R. Mgmt For For
Stewart
2A. Election of Class II Director: Tanya S. Mgmt For For
Beder
3. Ratification of the selection of KPMG LLP Mgmt For For
as Kirby's independent registered public
accounting firm for 2020.
4. Advisory vote on the approval of the Mgmt For For
compensation of Kirby's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
KOPPERS HOLDINGS INC. Agenda Number: 935167254
--------------------------------------------------------------------------------------------------------------------------
Security: 50060P106
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: KOP
ISIN: US50060P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leroy M. Ball Mgmt For For
1b. Election of Director: Xudong Feng Mgmt For For
1c. Election of Director: Traci L. Jensen Mgmt For For
1d. Election of Director: David L. Motley Mgmt For For
1e. Election of Director: Albert J. Neupaver Mgmt For For
1f. Election of Director: Louis L. Testoni Mgmt For For
1g. Election of Director: Stephen R. Tritch Mgmt For For
1h. Election of Director: Sonja M. Wilkerson Mgmt For For
2. PROPOSAL TO APPROVE 2020 LONG TERM Mgmt Against Against
INCENTIVE PLAN
3. ADVISORY RESOLUTION TO APPROVE EXECUTION Mgmt For For
COMPENSATION
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2020
--------------------------------------------------------------------------------------------------------------------------
LANTHEUS HOLDINGS, INC. Agenda Number: 935141870
--------------------------------------------------------------------------------------------------------------------------
Security: 516544103
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: LNTH
ISIN: US5165441032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Julie McHugh Mgmt For For
Dr. Frederick Robertson Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future say-on-pay votes.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending on December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
LANTHEUS HOLDINGS, INC. Agenda Number: 935157950
--------------------------------------------------------------------------------------------------------------------------
Security: 516544103
Meeting Type: Special
Meeting Date: 28-Apr-2020
Ticker: LNTH
ISIN: US5165441032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Stock Issuance Proposal: To approve the Mgmt No vote
issuance of shares of Lantheus Holdings
common stock, par value $0.01 per share, in
the merger contemplated by the Amended and
Restated Agreement and Plan of Merger,
dated as of February 20, 2020, among
Lantheus Holdings, Inc., Plato Merger Sub,
Inc., and Progenics Pharmaceuticals, Inc.,
pursuant to which Plato Merger Sub, Inc.
will be merged with and into Progenics
Pharmaceuticals, Inc., with Progenics
Pharmaceuticals, Inc. surviving the merger
as a wholly-owned subsidiary of Lantheus
Holdings, Inc.
2. Adjournment Proposal: To approve the Mgmt No vote
adjournment from time to time of the
special meeting of stockholders of Lantheus
Holdings, if necessary to solicit
additional proxies if there are not
sufficient votes at the time of the
Lantheus Holdings special meeting, or any
adjournment or postponement thereof, to
approve the stock issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
LANTHEUS HOLDINGS, INC. Agenda Number: 935223329
--------------------------------------------------------------------------------------------------------------------------
Security: 516544103
Meeting Type: Special
Meeting Date: 16-Jun-2020
Ticker: LNTH
ISIN: US5165441032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Stock Issuance Proposal: To approve the Mgmt For For
issuance of shares of Lantheus Holdings
common stock, par value $0.01 per share, in
the merger contemplated by the Amended and
Restated Agreement and Plan of Merger,
dated as of February 20, 2020, among
Lantheus Holdings, Inc., Plato Merger Sub,
Inc., and Progenics Pharmaceuticals, Inc.,
pursuant to which Plato Merger Sub, Inc.
will be merged with and into Progenics
Pharmaceuticals, Inc., with Progenics
Pharmaceuticals, Inc. surviving the merger
as a wholly-owned subsidiary of Lantheus
Holdings, Inc.
2. Adjournment Proposal: To approve the Mgmt For For
adjournment from time to time of the
special meeting of stockholders of Lantheus
Holdings, if necessary to solicit
additional proxies if there are not
sufficient votes at the time of the
Lantheus Holdings special meeting, or any
adjournment or postponement thereof, to
approve the stock issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
LEGACYTEXAS FINANCIAL GROUP, INC. Agenda Number: 935083749
--------------------------------------------------------------------------------------------------------------------------
Security: 52471Y106
Meeting Type: Special
Meeting Date: 28-Oct-2019
Ticker: LTXB
ISIN: US52471Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Agreement and Plan of Mgmt For For
Reorganization, dated as of June 16, 2019,
by and between Legacy Texas Financial
Group, Inc. ("Legacy") and Prosperity
Bancshares, Inc. ("Prosperity"), as it may
be amended, supplemented or modified from
time to time, pursuant to which Legacy will
merge with and into Prosperity (the
"merger") (which we refer to as the "Legacy
merger proposal").
2. Approval, on an advisory (non-binding) Mgmt Against Against
basis, of the compensation that certain
executive officers of Legacy may receive in
connection with the merger pursuant to
existing agreements or arrangements with
Legacy.
3. Approval of the adjournment of the special Mgmt For For
meeting to a later date or dates, if the
board of directors of Legacy determines
such an adjournment is necessary or
appropriate, including adjournments to
permit solicitation of additional proxies
in favor of the Legacy merger proposal.
--------------------------------------------------------------------------------------------------------------------------
MAGNOLIA OIL & GAS CORPORATION Agenda Number: 935150300
--------------------------------------------------------------------------------------------------------------------------
Security: 559663109
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: MGY
ISIN: US5596631094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stephen I. Chazen Mgmt For For
1B. Election of Director: Arcilia C. Acosta Mgmt For For
1C. Election of Director: Angela M. Busch Mgmt For For
1D. Election of Director: Edward P. Djerejian Mgmt For For
1E. Election of Director: James R. Larson Mgmt For For
1F. Election of Director: Dan F. Smith Mgmt For For
1G. Election of Director: John B. Walker Mgmt For For
2. Advisory, non-binding resolution regarding Mgmt For For
the compensation of our named executive
officers for 2019 ("say-on-pay vote")
3. Ratification of appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the 2020 fiscal year
--------------------------------------------------------------------------------------------------------------------------
MARTEN TRANSPORT, LTD. Agenda Number: 935147339
--------------------------------------------------------------------------------------------------------------------------
Security: 573075108
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: MRTN
ISIN: US5730751089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randolph L. Marten Mgmt For For
Larry B. Hagness Mgmt Withheld Against
Thomas J. Winkel Mgmt For For
Jerry M. Bauer Mgmt Withheld Against
Robert L. Demorest Mgmt Withheld Against
Ronald R. Booth Mgmt Withheld Against
Kathleen P. Iverson Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Proposal to confirm the selection of Grant Mgmt For For
Thornton LLP as independent public
accountants of the company for the fiscal
year ending December 31, 2020.
4. To transact other business if properly Mgmt Against Against
brought before the Annual Meeting or any
adjournment thereof.
--------------------------------------------------------------------------------------------------------------------------
MERCANTILE BANK CORPORATION Agenda Number: 935177205
--------------------------------------------------------------------------------------------------------------------------
Security: 587376104
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: MBWM
ISIN: US5873761044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David M. Cassard Mgmt Withheld Against
Edward J. Clark Mgmt Withheld Against
Michelle L. Eldridge Mgmt For For
Jeff A. Gardner Mgmt Withheld Against
Robert B. Kaminski, Jr. Mgmt For For
Michael H. Price Mgmt For For
2. Approval of the Mercantile Bank Corporation Mgmt Against Against
2020 Stock Incentive Plan.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as our independent registered public
accounting firm for 2020.
4. Advisory approval of the compensation of Mgmt For For
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
MODEL N, INC. Agenda Number: 935118073
--------------------------------------------------------------------------------------------------------------------------
Security: 607525102
Meeting Type: Annual
Meeting Date: 14-Feb-2020
Ticker: MODN
ISIN: US6075251024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tim Adams Mgmt For For
Scott Reese Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending September
30, 2020.
3. To approve a non-binding advisory vote on Mgmt For For
the compensation of our named executive
officers as disclosed in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL STORAGE AFFILIATES TRUST Agenda Number: 935175073
--------------------------------------------------------------------------------------------------------------------------
Security: 637870106
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: NSA
ISIN: US6378701063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Arlen D. Nordhagen Mgmt For For
1B. Election of Trustee: George L. Chapman Mgmt Against Against
1C. Election of Trustee: Tamara D. Fischer Mgmt For For
1D. Election of Trustee: Paul W. Hylbert, Jr. Mgmt Against Against
1E. Election of Trustee: Chad L. Meisinger Mgmt Against Against
1F. Election of Trustee: Steven G. Osgood Mgmt For For
1G. Election of Trustee: Dominic M. Palazzo Mgmt For For
1H. Election of Trustee: Rebecca L. Steinfort Mgmt For For
1I. Election of Trustee: Mark Van Mourick Mgmt For For
1J. Election of Trustee: J. Timothy Warren Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. Shareholder advisory vote (non-binding) on Mgmt For For
the executive compensation of the Company's
Named Executive Officers as more fully
described in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
NEXSTAR MEDIA GROUP, INC. Agenda Number: 935212996
--------------------------------------------------------------------------------------------------------------------------
Security: 65336K103
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: NXST
ISIN: US65336K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dennis A. Miller Mgmt For For
John R. Muse Mgmt Withheld Against
I. Martin Pompadur Mgmt Withheld Against
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Approval, by an advisory vote, of executive Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
NN, INC. Agenda Number: 935159372
--------------------------------------------------------------------------------------------------------------------------
Security: 629337106
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: NNBR
ISIN: US6293371067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raynard D. Benvenuti Mgmt For For
Christina E. Carroll Mgmt For For
David K. Floyd Mgmt For For
Jeri J. Harman Mgmt For For
Steven T. Warshaw Mgmt Withheld Against
Thomas H. Wilson, Jr. Mgmt For For
2. Approval of the issuance of common stock in Mgmt For For
accordance with the Nasdaq Marketplace
Rules 5635(b) and 5635(d) upon (i)
conversion or redemption of the Series B
Convertible Preferred Stock, and (ii)
exercise of warrants, in each case, issued
pursuant to that certain Securities
Purchase Agreement, dated December 5, 2019,
by and among NN, Inc. and the investors
named therein.
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation of the named executive
officers of NN, Inc.
4. Advisory (non-binding) vote to ratify the Mgmt For For
selection of PRICEWATERHOUSECOOPERS LLP as
registered independent public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
NORTHRIM BANCORP, INC. Agenda Number: 935207337
--------------------------------------------------------------------------------------------------------------------------
Security: 666762109
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: NRIM
ISIN: US6667621097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry S. Cash Mgmt For For
Anthony Drabek Mgmt For For
Karl L. Hanneman Mgmt For For
David W. Karp Mgmt Withheld Against
David J. McCambridge Mgmt For For
Krystal M. Nelson Mgmt For For
Joseph M. Schierhorn Mgmt For For
Aaron M. Schutt Mgmt For For
John C. Swalling Mgmt Withheld Against
Linda C. Thomas Mgmt For For
David G. Wight Mgmt Withheld Against
2. APPROVAL OF THE 2020 STOCK INCENTIVE PLAN. Mgmt Against Against
To approve the Northrim BanCorp, Inc. 2020
Stock Incentive Plan.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. To Mgmt For For
approve, by nonbinding vote, the
compensation of the named executive
officers.
4. RATIFY THE SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM. To
ratify the selection of Moss Adams LLP as
the independent registered accounting firm
for Northrim BanCorp, Inc. for the fiscal
year 2020.
--------------------------------------------------------------------------------------------------------------------------
NOVANTA INC. Agenda Number: 935202589
--------------------------------------------------------------------------------------------------------------------------
Security: 67000B104
Meeting Type: Annual and Special
Meeting Date: 26-May-2020
Ticker: NOVT
ISIN: CA67000B1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN W. BERSHAD Mgmt Withheld Against
LONNY J. CARPENTER Mgmt For For
DEBORAH DISANZO Mgmt For For
MATTHIJS GLASTRA Mgmt For For
BRIAN D. KING Mgmt Withheld Against
IRA J. LAMEL Mgmt For For
MAXINE L. MAURICIO Mgmt For For
DOMINIC A. ROMEO Mgmt For For
THOMAS N. SECOR Mgmt Withheld Against
02 APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF THE COMPANY'S EXECUTIVE
COMPENSATION.
03 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO SERVE UNTIL THE 2021
ANNUAL MEETING OF SHAREHOLDERS.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS TO ALLOW FOR REMOTE PARTICIPATION
AT THE COMPANY'S SHAREHOLDER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC. Agenda Number: 935179982
--------------------------------------------------------------------------------------------------------------------------
Security: 69478X105
Meeting Type: Special
Meeting Date: 05-May-2020
Ticker: PPBI
ISIN: US69478X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Issuance of Shares of Mgmt For For
Pacific Premier Common Stock. To approve
the issuance of shares of Pacific Premier
common stock to the shareholders of Opus
Bank pursuant to Agreement and Plan of
Reorganization, dated as of January 31,
2020, by and among Pacific Premier, Pacific
Premier Bank and Opus Bank pursuant to
which Opus Bank will merge with and into
Pacific Premier Bank, with Pacific Premier
Bank as the surviving institution.
2. Adjournment. To adjourn the Pacific Premier Mgmt For For
special meeting to a later date or dates,
if necessary, to permit further
solicitation of proxies if there are not
sufficient votes at the time of the Pacific
Premier special meeting to approve the
issuance of shares of Pacific Premier
common stock in connection with the merger.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC. Agenda Number: 935166795
--------------------------------------------------------------------------------------------------------------------------
Security: 69478X105
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: PPBI
ISIN: US69478X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John J. Carona Mgmt For For
1B. Election of Director: Ayad A. Fargo Mgmt For For
1C. Election of Director: Steven R. Gardner Mgmt For For
1D. Election of Director: Joseph L. Garrett Mgmt For For
1E. Election of Director: Jeff C. Jones Mgmt For For
1F. Election of Director: M. Christian Mitchell Mgmt For For
1G. Election of Director: Michael J. Morris Mgmt For For
1H. Election of Director: Barbara S. Polsky Mgmt For For
1I. Election of Director: Zareh H. Sarrafian Mgmt For For
1J. Election of Director: Jaynie M. Studenmund Mgmt For For
1K. Election of Director: Cora M. Tellez Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF CROWE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PAR PACIFIC HOLDINGS, INC. Agenda Number: 935156085
--------------------------------------------------------------------------------------------------------------------------
Security: 69888T207
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: PARR
ISIN: US69888T2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Silberman Mgmt For For
Melvyn Klein Mgmt For For
Curtis Anastasio Mgmt For For
Timothy Clossey Mgmt For For
L. Melvin Cooper Mgmt For For
Walter Dods Mgmt Withheld Against
Katherine Hatcher Mgmt For For
Joseph Israel Mgmt For For
William Monteleone Mgmt For For
William Pate Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020
3. Hold an advisory vote to approve the Mgmt For For
Company's executive compensation
4. Hold an advisory vote on the frequency of Mgmt 1 Year Against
holding future advisory votes on the
Company's executive compensation
--------------------------------------------------------------------------------------------------------------------------
PATRICK INDUSTRIES, INC. Agenda Number: 935205509
--------------------------------------------------------------------------------------------------------------------------
Security: 703343103
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: PATK
ISIN: US7033431039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph M. Cerulli Mgmt For For
Todd M. Cleveland Mgmt For For
John A. Forbes Mgmt Withheld Against
Michael A. Kitson Mgmt For For
Pamela R. Klyn Mgmt For For
Derrick B. Mayes Mgmt For For
Andy L. Nemeth Mgmt For For
Denis G. Suggs Mgmt For For
M. Scott Welch Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
fiscal year 2020.
3. To approve an amendment to the Company's Mgmt For For
2009 Omnibus Incentive Plan to increase the
number of shares available for grant.
4. To approve, in an advisory and non-binding Mgmt For For
vote, the compensation of the Company's
named executive officers for fiscal year
2019.
--------------------------------------------------------------------------------------------------------------------------
PC CONNECTION, INC. Agenda Number: 935212516
--------------------------------------------------------------------------------------------------------------------------
Security: 69318J100
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: CNXN
ISIN: US69318J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patricia Gallup Mgmt Withheld Against
David Hall Mgmt Withheld Against
David Beffa-Negrini Mgmt For For
Barbara Duckett Mgmt For For
Jack Ferguson Mgmt For For
2. To approve the 2020 Stock Incentive Plan Mgmt Against Against
3. To ratify the selection by the Audit Mgmt For For
Committee of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
PHYSICIANS REALTY TRUST Agenda Number: 935150653
--------------------------------------------------------------------------------------------------------------------------
Security: 71943U104
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: DOC
ISIN: US71943U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John T. Thomas Mgmt For For
Tommy G. Thompson Mgmt Withheld Against
Stanton D. Anderson Mgmt For For
Mark A. Baumgartner Mgmt For For
Albert C. Black, Jr. Mgmt Withheld Against
William A Ebinger, M.D Mgmt For For
Pamela J. Kessler Mgmt For For
Richard A. Weiss Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC CO Agenda Number: 935138859
--------------------------------------------------------------------------------------------------------------------------
Security: 736508847
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: POR
ISIN: US7365088472
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John W. Ballantine Mgmt For For
1B. Election of Director: Rodney L. Brown, Jr. Mgmt For For
1C. Election of Director: Jack E. Davis Mgmt For For
1D. Election of Director: Kirby A. Dyess Mgmt For For
1E. Election of Director: Mark B. Ganz Mgmt For For
1F. Election of Director: Marie Oh Huber Mgmt For For
1G. Election of Director: Kathryn J. Jackson Mgmt For For
1H. Election of Director: Michael H. Millegan Mgmt For For
1I. Election of Director: Neil J. Nelson Mgmt For For
1J. Election of Director: M. Lee Pelton Mgmt For For
1K. Election of Director: Maria M. Pope Mgmt For For
1L. Election of Director: Charles W. Shivery Mgmt For For
2. To approve, by a non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of Deloitte and Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INC. Agenda Number: 935160933
--------------------------------------------------------------------------------------------------------------------------
Security: 759351604
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: RGA
ISIN: US7593516047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pina Albo Mgmt For For
1B. Election of Director: Christine R. Detrick Mgmt For For
1C. Election of Director: J. Cliff Eason Mgmt For For
1D. Election of Director: John J. Gauthier Mgmt For For
1E. Election of Director: Anna Manning Mgmt For For
1F. Election of Director: Hazel M. McNeilage Mgmt For For
1G. Election of Director: Steven C. Van Wyk Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Approve the Company's Amended & Restated Mgmt For For
Articles of Incorporation.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent auditor
for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 935176190
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: RS
ISIN: US7595091023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sarah J. Anderson Mgmt For For
1B. Election of Director: Lisa L. Baldwin Mgmt For For
1C. Election of Director: Karen W. Colonias Mgmt For For
1D. Election of Director: John G. Figueroa Mgmt For For
1E. Election of Director: David H. Hannah Mgmt For For
1F. Election of Director: James D. Hoffman Mgmt For For
1G. Election of Director: Mark V. Kaminski Mgmt For For
1H. Election of Director: Robert A. McEvoy Mgmt For For
1I. Election of Director: Andrew G. Sharkey, Mgmt For For
III
1J. Election of Director: Douglas W. Stotlar Mgmt For For
2. To consider a non-binding, advisory vote to Mgmt For For
approve the compensation of the Company's
named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2020.
4. To approve the amendment and restatement of Mgmt Against Against
the Reliance Steel & Aluminum Co. Amended
and Restated 2015 Incentive Award Plan.
5. To approve an amendment to the Reliance Mgmt Against Against
Steel & Aluminum Co. Directors Equity Plan.
6. To consider a stockholder proposal Shr For Against
requesting changes to the Reliance Steel &
Aluminum Co. proxy access bylaw to remove
the size limit on the stockholder
nominating group.
--------------------------------------------------------------------------------------------------------------------------
SAPIENS INTERNATIONAL CORPORATION N.V. Agenda Number: 935095732
--------------------------------------------------------------------------------------------------------------------------
Security: G7T16G103
Meeting Type: Annual
Meeting Date: 20-Nov-2019
Ticker: SPNS
ISIN: KYG7T16G1039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: Guy Bernstein Mgmt For For
1B. Re-election of Director: Roni Al Dor Mgmt For For
1C. Re-election of Director: Eyal Ben-Chlouche Mgmt For For
1D. Re-election of Director: Yacov Elinav Mgmt For For
1E. Re-election of Director: Uzi Netanel Mgmt For For
1F. Re-election of Director: Naamit Salomon Mgmt For For
2. Approval of the Company's 2018 Consolidated Mgmt For For
Balance Sheets, Consolidated Statements of
Operations (profit and loss account) and
Cash Flows.
3. Approval of the re-appointment of Kost Mgmt For For
Forer Gabbay & Kasierer, a member firm of
Ernst & Young Global Limited, as the
independent auditors of the Company for
2019 and authorization of the Board of
Directors and/or its Audit Committee to fix
their compensation.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST GAS HOLDINGS, INC. Agenda Number: 935152570
--------------------------------------------------------------------------------------------------------------------------
Security: 844895102
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: SWX
ISIN: US8448951025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert L. Boughner Mgmt For For
Jose A. Cardenas Mgmt For For
Stephen C. Comer Mgmt For For
John P. Hester Mgmt For For
Jane Lewis-Raymond Mgmt For For
Anne L. Mariucci Mgmt For For
Michael J. Melarkey Mgmt For For
A. Randall Thoman Mgmt For For
Thomas A. Thomas Mgmt For For
Leslie T. Thornton Mgmt For For
2. To APPROVE, on a non-binding, advisory Mgmt For For
basis, the Company's Executive
Compensation.
3. To RATIFY the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
SPIRE INC. Agenda Number: 935113732
--------------------------------------------------------------------------------------------------------------------------
Security: 84857L101
Meeting Type: Annual
Meeting Date: 30-Jan-2020
Ticker: SR
ISIN: US84857L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward L. Glotzbach Mgmt For For
Rob L. Jones Mgmt For For
John P. Stupp Jr. Mgmt For For
2. Advisory nonbinding approval of resolution Mgmt For For
to approve compensation of our named
executive officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accountant for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
STAG INDUSTRIAL, INC. Agenda Number: 935148228
--------------------------------------------------------------------------------------------------------------------------
Security: 85254J102
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: STAG
ISIN: US85254J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Benjamin S. Butcher Mgmt For For
1B. Election of Director: Jit Kee Chin Mgmt For For
1C. Election of Director: Virgis W. Colbert Mgmt Against Against
1D. Election of Director: Michelle S. Dilley Mgmt For For
1E. Election of Director: Jeffrey D. Furber Mgmt For For
1F. Election of Director: Larry T. Guillemette Mgmt For For
1G. Election of Director: Francis X. Jacoby III Mgmt Against Against
1H. Election of Director: Christopher P. Marr Mgmt Against Against
1I. Election of Director: Hans S. Weger Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the year ending December 31, 2020.
3. The approval, by non-binding vote, of Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
STERLING BANCORP Agenda Number: 935185428
--------------------------------------------------------------------------------------------------------------------------
Security: 85917A100
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: STL
ISIN: US85917A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John P. Cahill Mgmt For For
Navy E. Djonovic Mgmt For For
Fernando Ferrer Mgmt For For
Robert Giambrone Mgmt For For
Mona Aboelnaga Kanaan Mgmt For For
Jack Kopnisky Mgmt For For
James J. Landy Mgmt For For
Maureen Mitchell Mgmt For For
Patricia M. Nazemetz Mgmt For For
Richard O'Toole Mgmt For For
Ralph F. Palleschi Mgmt For For
Burt Steinberg Mgmt For For
William E. Whiston Mgmt For For
2. Approval, by advisory, non-binding vote, of Mgmt For For
the compensation of the Named Executive
Officers (Say-on-Pay)
3. Ratification of the appointment of Crowe Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
STEVEN MADDEN, LTD. Agenda Number: 935171405
--------------------------------------------------------------------------------------------------------------------------
Security: 556269108
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: SHOO
ISIN: US5562691080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward R. Rosenfeld Mgmt For For
Al Ferrara Mgmt For For
Mitchel S. Klipper Mgmt For For
Rose Peabody Lynch Mgmt For For
Peter Migliorini Mgmt Withheld Against
Ravi Sachdev Mgmt Withheld Against
Thomas H. Schwartz Mgmt For For
Robert G. Smith Mgmt For For
Amelia Newton Varela Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2020.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE EXECUTIVE COMPENSATION DESCRIBED IN THE
STEVEN MADDEN, LTD. PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
STOCK YARDS BANCORP, INC. Agenda Number: 935145626
--------------------------------------------------------------------------------------------------------------------------
Security: 861025104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: SYBT
ISIN: US8610251048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paul J. Bickel III Mgmt For For
1B. Election of Director: J. McCauley Brown Mgmt Against Against
1C. Election of Director: David P. Heintzman Mgmt For For
1D. Election of Director: Donna L. Heitzman Mgmt For For
1E. Election of Director: Carl G. Herde Mgmt Against Against
1F. Election of Director: James A. Hillebrand Mgmt For For
1G. Election of Director: Richard A. Lechleiter Mgmt For For
1H. Election of Director: Stephen M. Priebe Mgmt Against Against
1I. Election of Director: John L. Schutte Mgmt For For
1J. Election of Director: Norman Tasman Mgmt For For
1K. Election of Director: Kathy C. Thompson Mgmt For For
2. The ratification of BKD, LLP as the Mgmt For For
independent registered public accounting
firm for Stock Yards Bancorp, Inc. for the
year ending December 31, 2020.
3. The advisory approval of the compensation Mgmt For For
of Bancorp's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 935065842
--------------------------------------------------------------------------------------------------------------------------
Security: 874054109
Meeting Type: Annual
Meeting Date: 18-Sep-2019
Ticker: TTWO
ISIN: US8740541094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Strauss Zelnick Mgmt For For
1B. Election of Director: Michael Dornemann Mgmt For For
1C. Election of Director: J Moses Mgmt For For
1D. Election of Director: Michael Sheresky Mgmt For For
1E. Election of Director: LaVerne Srinivasan Mgmt For For
1F. Election of Director: Susan Tolson Mgmt For For
1G. Election of Director: Paul Viera Mgmt For For
1H. Election of Director: Roland Hernandez Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's "named
executive officers" as disclosed in the
Proxy Statement.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our Independent registered
public accounting firm for the fiscal year
ending March 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TAYLOR MORRISON HOME CORPORATION (TMHC) Agenda Number: 935119695
--------------------------------------------------------------------------------------------------------------------------
Security: 87724P106
Meeting Type: Special
Meeting Date: 30-Jan-2020
Ticker: TMHC
ISIN: US87724P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of shares of common Mgmt For For
stock of Taylor Morrison Home Corporation
(TMHC) ("Taylor Morrison") to William Lyon
Homes stockholders in connection with the
merger contemplated by the Agreement and
Plan of Merger, dated as of November 5,
2019, by and among Taylor Morrison, Tower
Merger Sub, Inc. and William Lyon Homes
(the "share issuance proposal").
2. Approve the adjournment of the Taylor Mgmt For For
Morrison Special Meeting to another time or
place, if necessary or appropriate, as
determined by Taylor Morrison, to solicit
additional proxies if there are
insufficient votes at the time of the
Taylor Morrison Special Meeting or any
adjournments thereof to approve the share
issuance proposal (the "adjournment
proposal").
--------------------------------------------------------------------------------------------------------------------------
TAYLOR MORRISON HOME CORPORATION (TMHC) Agenda Number: 935182585
--------------------------------------------------------------------------------------------------------------------------
Security: 87724P106
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: TMHC
ISIN: US87724P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffry L. Flake Mgmt For For
Gary H. Hunt Mgmt For For
Peter Lane Mgmt For For
William H. Lyon Mgmt For For
Anne L. Mariucci Mgmt For For
Andrea Owen Mgmt For For
Sheryl D. Palmer Mgmt For For
Denise F. Warren Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve the compensation
of our named executive officers.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION Agenda Number: 935151415
--------------------------------------------------------------------------------------------------------------------------
Security: 872307103
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: TCF
ISIN: US8723071036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Bell Mgmt For For
Craig R. Dahl Mgmt For For
Karen L. Grandstrand Mgmt For For
Richard H. King Mgmt For For
Ronald A. Klein Mgmt For For
Barbara J. Mahone Mgmt For For
Barbara L. McQuade Mgmt For For
Vance K. Opperman Mgmt For For
David T. Provost Mgmt For For
Roger J. Sit Mgmt For For
Julie H. Sullivan Mgmt For For
Jeffrey L. Tate Mgmt For For
Gary Torgow Mgmt For For
Arthur A. Weiss Mgmt For For
Franklin C. Wheatlake Mgmt For For
Theresa M. H. Wise Mgmt For For
2. Advisory (Non-Binding) Vote to Approve Mgmt For For
Executive Compensation as Disclosed in the
Proxy Statement.
3. Advisory (Non-Binding) Vote to Ratify the Mgmt For For
Appointment of KPMG LLP as Independent
Registered Public Accountants for 2020.
--------------------------------------------------------------------------------------------------------------------------
TERRENO REALTY CORPORATION Agenda Number: 935141945
--------------------------------------------------------------------------------------------------------------------------
Security: 88146M101
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: TRNO
ISIN: US88146M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. Blake Baird Mgmt For For
1B. Election of Director: Michael A. Coke Mgmt For For
1C. Election of Director: Linda Assante Mgmt For For
1D. Election of Director: LeRoy E. Carlson Mgmt For For
1E. Election of Director: David M. Lee Mgmt For For
1F. Election of Director: Gabriela Franco Mgmt For For
Parcella
1G. Election of Director: Douglas M. Pasquale Mgmt For For
1H. Election of Director: Dennis Polk Mgmt For For
2. Adoption of a resolution to approve, on a Mgmt For For
non-binding advisory basis, the
compensation of certain executives, as more
fully described in the proxy statement.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
certified public accounting firm for the
2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
THE GREENBRIER COMPANIES, INC. Agenda Number: 935102424
--------------------------------------------------------------------------------------------------------------------------
Security: 393657101
Meeting Type: Annual
Meeting Date: 08-Jan-2020
Ticker: GBX
ISIN: US3936571013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Wanda F. Felton Mgmt For For
Graeme A. Jack Mgmt For For
David L. Starling Mgmt For For
Wendy L. Teramoto Mgmt For For
2. Advisory approval of the compensation of Mgmt Against Against
the Company's named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent auditors for
2020.
--------------------------------------------------------------------------------------------------------------------------
TILLY'S INC. Agenda Number: 935187927
--------------------------------------------------------------------------------------------------------------------------
Security: 886885102
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: TLYS
ISIN: US8868851028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hezy Shaked Mgmt Withheld Against
Doug Collier Mgmt Withheld Against
Seth Johnson Mgmt Withheld Against
Janet Kerr Mgmt For For
Edmond Thomas Mgmt For For
Bernard Zeichner Mgmt For For
2. Approval of Amended and Restated 2012 Mgmt Against Against
Equity and Incentive Award Plan.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 30, 2021.
4. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
TRICO BANCSHARES Agenda Number: 935186533
--------------------------------------------------------------------------------------------------------------------------
Security: 896095106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: TCBK
ISIN: US8960951064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald J. Amaral Mgmt For For
L. Gage Chrysler III Mgmt For For
Craig S. Compton Mgmt For For
Kirsten E. Garen Mgmt For For
Cory W. Giese Mgmt For For
John S. A. Hasbrook Mgmt For For
Margaret L. Kane Mgmt For For
Michael W. Koehnen Mgmt Withheld Against
Martin A. Mariani Mgmt For For
Thomas C. McGraw Mgmt For For
Richard P. Smith Mgmt For For
Kimberley H. Vogel Mgmt For For
2. Advisory approval of the company's Mgmt For For
executive compensation.
3. To ratify the selection of Moss Adams LLP Mgmt For For
as the company's independent auditor for
2020.
--------------------------------------------------------------------------------------------------------------------------
TRIUMPH BANCORP INC Agenda Number: 935152582
--------------------------------------------------------------------------------------------------------------------------
Security: 89679E300
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: TBK
ISIN: US89679E3009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Carlos M. Sepulveda, Mgmt Against Against
Jr.
1.2 Election of Director: Charles A. Anderson Mgmt For For
1.3 Election of Director: Douglas M. Kratz Mgmt For For
1.4 Election of Director: Richard L. Davis Mgmt For For
1.5 Election of Director: Michael P. Rafferty Mgmt For For
1.6 Election of Director: C. Todd Sparks Mgmt For For
1.7 Election of Director: Debra Bradford Mgmt For For
1.8 Election of Director: Laura Easley Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers as disclosed in the
Proxy Statement.
3. To ratify the appointment of Crowe LLP as Mgmt For For
our independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
UMH PROPERTIES, INC. Agenda Number: 935196421
--------------------------------------------------------------------------------------------------------------------------
Security: 903002103
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: UMH
ISIN: US9030021037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey A. Carus Mgmt Withheld Against
Matthew I. Hirsch Mgmt Withheld Against
Kenneth K. Quigley, Jr. Mgmt Withheld Against
2. Ratification of the appointment of PKF Mgmt For For
O'Connor Davies, LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2020.
3. To adopt an advisory resolution approving Mgmt For For
the compensation of the Company's named
executive officers, as more fully disclosed
in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
UNITED COMMUNITY BANKS, INC. Agenda Number: 935148608
--------------------------------------------------------------------------------------------------------------------------
Security: 90984P303
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: UCBI
ISIN: US90984P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert H. Blalock Mgmt Withheld Against
L. Cathy Cox Mgmt For For
Kenneth L. Daniels Mgmt For For
Lance F. Drummond Mgmt Withheld Against
H. Lynn Harton Mgmt For For
Jennifer K. Mann Mgmt For For
Thomas A. Richlovsky Mgmt Withheld Against
David C. Shaver Mgmt For For
Tim R. Wallis Mgmt For For
David H. Wilkins Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as disclosed in the Proxy
Statement.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL ELECTRONICS INC. Agenda Number: 935186610
--------------------------------------------------------------------------------------------------------------------------
Security: 913483103
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: UEIC
ISIN: US9134831034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul D. Arling* Mgmt Withheld Against
Satjiv S. Chahil# Mgmt Withheld Against
Sue Ann R. Hamilton# Mgmt For For
William C. Mulligan# Mgmt Withheld Against
J. C. Sparkman# Mgmt Withheld Against
Gregory P. Stapleton# Mgmt For For
Carl E. Vogel# Mgmt For For
Edward K. Zinser# Mgmt For For
2. Say on Pay - Approval, on an advisory Mgmt For For
basis, of named executive officer
compensation.
3. Ratification of the appointment of Grant Mgmt For For
Thornton LLP, a firm of Independent
Registered Public Accountants as the
Company's auditors for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
VIAVI SOLUTIONS INC. Agenda Number: 935086290
--------------------------------------------------------------------------------------------------------------------------
Security: 925550105
Meeting Type: Annual
Meeting Date: 13-Nov-2019
Ticker: VIAV
ISIN: US9255501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard E. Belluzzo Mgmt Withheld Against
Keith Barnes Mgmt Withheld Against
Laura Black Mgmt For For
Tor Braham Mgmt For For
Timothy Campos Mgmt For For
Donald Colvin Mgmt For For
Masood A. Jabbar Mgmt For For
Oleg Khaykin Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending June 27,
2020.
3. The approval of, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers for the fiscal year
ended June 29, 2019.
4. The approval of the amendment and Mgmt Against Against
restatement of the Company's Amended and
Restated 2003 Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
VISHAY PRECISION GROUP,INC. Agenda Number: 935174982
--------------------------------------------------------------------------------------------------------------------------
Security: 92835K103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: VPG
ISIN: US92835K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc Zandman Mgmt For For
Janet Clarke Mgmt For For
Wesley Cummins Mgmt For For
Bruce Lerner Mgmt Withheld Against
Saul Reibstein Mgmt Withheld Against
Ziv Shoshani Mgmt For For
Timothy Talbert Mgmt Withheld Against
2. To approve the ratification of Brightman Mgmt For For
Almagor Zohar & Co., a firm in the Deloitte
Global Network, as Vishay Precision Group,
Inc.'s independent registered public
accounting firm for the year ending
December 31, 2020.
3. To approve the non-binding resolution Mgmt For For
relating to the executive compensation.
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 935160705
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: WSFS
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mr. E. I. du Pont# Mgmt For For
Mr. David G. Turner# Mgmt For For
Mr. Mark A. Turner* Mgmt For For
2. Ratification of the appointment of KPMG, Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ZAGG INC Agenda Number: 935205840
--------------------------------------------------------------------------------------------------------------------------
Security: 98884U108
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: ZAGG
ISIN: US98884U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chris Ahern Mgmt For For
Michael T. Birch Mgmt Withheld Against
Cheryl A. Larabee Mgmt For For
Daniel R. Maurer Mgmt Withheld Against
P. Scott Stubbs Mgmt Withheld Against
Ronald G. Garriques Mgmt For For
Edward Terino Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
as independent registered public accounting
firm for the Company.
3. Non-advisory vote to approve the Mgmt For For
compensation of our named executive
officers in 2019.
RBC Ultra-Short Fixed Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
U.S. Government Money Market Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) RBC Funds Trust
By (Signature) /s/ Kathleen A. Gorman
Name Kathleen A. Gorman
Title President
Date 07/31/2020