UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-10065
NAME OF REGISTRANT: Tax-Managed Small-Cap Portfolio
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place
Boston, MA 02110
NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq.
Two International Place
Boston, MA 02110
REGISTRANT'S TELEPHONE NUMBER: 617-482-8260
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
Tax-Managed Small-Cap Portfolio
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ACI WORLDWIDE, INC. Agenda Number: 935196647
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Security: 004498101
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: ACIW
ISIN: US0044981019
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Odilon Almeida Mgmt For For
Janet O. Estep Mgmt For For
James C. Hale Mgmt For For
Pamela H. Patsley Mgmt For For
Charles E. Peters, Jr. Mgmt For For
David A. Poe Mgmt For For
Adalio T. Sanchez Mgmt For For
Thomas W. Warsop III Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020
3. Advisory approval of the Company's named Mgmt For For
executive officer compensation
4. Approval of the Company's 2020 Equity and Mgmt For For
Incentive Compensation Plan
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ALLETE, INC. Agenda Number: 935157051
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Security: 018522300
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: ALE
ISIN: US0185223007
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathryn W. Dindo Mgmt For For
1B. Election of Director: George G. Goldfarb Mgmt For For
1C. Election of Director: Alan R. Hodnik Mgmt For For
1D. Election of Director: James J. Hoolihan Mgmt Against Against
1E. Election of Director: Heidi E. Jimmerson Mgmt Against Against
1F. Election of Director: Madeleine W. Ludlow Mgmt Against Against
1G. Election of Director: Susan K. Nestegard Mgmt For For
1H. Election of Director: Douglas C. Neve Mgmt Against Against
1I. Election of Director: Bethany M. Owen Mgmt For For
1J. Election of Director: Robert P. Powers Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as ALLETE's
independent registered public accounting
firm for 2020.
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ALTAIR ENGINEERING INC Agenda Number: 935169943
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Security: 021369103
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: ALTR
ISIN: US0213691035
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt Against Against
until the 2023 annual meeting of
stockholder: James R. Scapa
1B. Election of Class III Director to serve Mgmt Against Against
until the 2023 annual meeting of
stockholders: Steve Earhart
2. To vote, on an advisory basis, on the Mgmt For For
compensation of the Company's named
executive officers
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2020
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AMEDISYS, INC. Agenda Number: 935192827
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Security: 023436108
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: AMED
ISIN: US0234361089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vickie L. Capps Mgmt For For
Molly J. Coye, MD Mgmt For For
Julie D. Klapstein Mgmt Withheld Against
Teresa L. Kline Mgmt For For
Paul B. Kusserow Mgmt For For
Richard A. Lechleiter Mgmt Withheld Against
Bruce D. Perkins Mgmt Withheld Against
Jeffery A. Rideout, MD Mgmt Withheld Against
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accountants for the fiscal year ending
December 31, 2020.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation paid to the
Company's Named Executive Officers, as set
forth in the Company's 2020 Proxy Statement
("Say on Pay" Vote).
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AMERISAFE, INC. Agenda Number: 935207197
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Security: 03071H100
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: AMSF
ISIN: US03071H1005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Brown Mgmt For For
G. Janelle Frost Mgmt For For
Sean M. Traynor Mgmt For For
2. To approve, on an advisory basis, our Mgmt For For
executive compensation as described in the
Proxy Statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2020.
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APPLIED INDUSTRIAL TECHNOLOGIES, INC. Agenda Number: 935079992
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Security: 03820C105
Meeting Type: Annual
Meeting Date: 29-Oct-2019
Ticker: AIT
ISIN: US03820C1053
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary Dean Hall Mgmt For For
Dan P. Komnenovich Mgmt For For
Joe A. Raver Mgmt For For
2. Say on Pay - To approve, through a Mgmt For For
nonbinding advisory vote, the compensation
of Applied's named executive officers.
3. To approve the 2019 Long-Term Performance Mgmt For For
Plan.
4. To ratify the Audit Committee's appointment Mgmt For For
of independent auditors.
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BALCHEM CORPORATION Agenda Number: 935201816
--------------------------------------------------------------------------------------------------------------------------
Security: 057665200
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: BCPC
ISIN: US0576652004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David B. Fischer Mgmt For For
Perry W. Premdas Mgmt For For
Dr. John Y. Televantos Mgmt For For
2. Ratification of the appointment of RSM US Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year 2020.
3. Non-binding advisory approval of Named Mgmt For For
Executive Officers compensation as
described in the Proxy Statement.
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CALAVO GROWERS, INC. Agenda Number: 935143800
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Security: 128246105
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: CVGW
ISIN: US1282461052
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lecil E. Cole Mgmt Withheld Against
Steven Hollister Mgmt For For
James D. Helin Mgmt Withheld Against
Donald M. Sanders Mgmt Withheld Against
Marc L. Brown Mgmt Withheld Against
Michael A. DiGregorio Mgmt Withheld Against
Scott Van Der Kar Mgmt Withheld Against
J. Link Leavens Mgmt Withheld Against
Dorcas H. Thille Mgmt Withheld Against
John M. Hunt Mgmt For For
Egidio Carbone, Jr. Mgmt Withheld Against
Harold Edwards Mgmt Withheld Against
Kathleen M. Holmgren Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CALAVO GROWERS, INC. FOR
THE YEAR ENDING OCTOBER 31, 2020.
3. ADVISORY VOTE APPROVING THE EXECUTIVE Mgmt For For
COMPENSATION DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
4. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
DIRECTOR REPRESENTATION.
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CATALENT, INC. Agenda Number: 935078661
--------------------------------------------------------------------------------------------------------------------------
Security: 148806102
Meeting Type: Annual
Meeting Date: 30-Oct-2019
Ticker: CTLT
ISIN: US1488061029
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Madhavan Balachandran Mgmt Against Against
1B. Election of Director: J. Martin Carroll Mgmt Against Against
1C. Election of Director: John J. Greisch Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent auditor for Fiscal 2020.
3. To approve, by non-binding vote, the Mgmt For For
compensation of our named executive
officers (say-on-pay).
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CBIZ, INC. Agenda Number: 935174247
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Security: 124805102
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: CBZ
ISIN: US1248051021
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Joseph S. DiMartino Mgmt For For
1.2 Election of Director: Sherrill W. Hudson Mgmt For For
2. To ratify KPMG, LLP as CBIZ's independent Mgmt For For
registered public accounting firm.
3. To conduct an advisory vote approving named Mgmt For For
executive officer compensation.
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CDK GLOBAL, INC. Agenda Number: 935089626
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Security: 12508E101
Meeting Type: Annual
Meeting Date: 21-Nov-2019
Ticker: CDK
ISIN: US12508E1010
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Willie A. Deese Mgmt For For
1C. Election of Director: Amy J. Hillman Mgmt For For
1D. Election of Director: Brian M. Krzanich Mgmt For For
1E. Election of Director: Stephen A. Miles Mgmt For For
1F. Election of Director: Robert E. Radway Mgmt For For
1G. Election of Director: Stephen F. Mgmt For For
Schuckenbrock
1H. Election of Director: Frank S. Sowinski Mgmt For For
1I. Election of Director: Eileen J. Voynick Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Named Executive Officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year ending June
30, 2020.
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CHEMED CORPORATION Agenda Number: 935180947
--------------------------------------------------------------------------------------------------------------------------
Security: 16359R103
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: CHE
ISIN: US16359R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin J. McNamara Mgmt For For
1B. Election of Director: Ron DeLyons Mgmt For For
1C. Election of Director: Joel F. Gemunder Mgmt For For
1D. Election of Director: Patrick P. Grace Mgmt For For
1E. Election of Director: Christopher J. Heaney Mgmt For For
1F. Election of Director: Thomas C. Hutton Mgmt For For
1G. Election of Director: Andrea R. Lindell Mgmt For For
1H. Election of Director: Thomas P. Rice Mgmt For For
1I. Election of Director: Donald E. Saunders Mgmt For For
1J. Election of Director: George J. Walsh III Mgmt For For
2. Ratification of Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as
independent accountants for 2020.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Stockholder proposal requesting a Shr For Against
semi-annual report on (a) the Company's
policies on political spending, and (b)
political contributions made.
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CHOICE HOTELS INTERNATIONAL, INC. Agenda Number: 935182066
--------------------------------------------------------------------------------------------------------------------------
Security: 169905106
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: CHH
ISIN: US1699051066
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Barbara T. Alexander Mgmt For For
1B. Election of Director: Brian B. Bainum Mgmt For For
1C. Election of Director: Stewart W. Bainum, Mgmt For For
Jr.
1D. Election of Director: William L. Jews Mgmt For For
1E. Election of Director: Monte J.M. Koch Mgmt For For
1F. Election of Director: Liza K. Landsman Mgmt For For
1G. Election of Director: Patrick S. Pacious Mgmt For For
1H. Election of Director: Ervin R. Shames Mgmt For For
1I. Election of Director: Maureen D. Sullivan Mgmt For For
1J. Election of Director: John P. Tague Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
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CITY HOLDING COMPANY Agenda Number: 935149282
--------------------------------------------------------------------------------------------------------------------------
Security: 177835105
Meeting Type: Annual
Meeting Date: 15-Apr-2020
Ticker: CHCO
ISIN: US1778351056
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III director to serve for Mgmt For For
a term of three years: Thomas L. Burnette
1.2 Election of Class III director to serve for Mgmt Against Against
a term of three years: Robert D. Fisher
1.3 Election of Class III director to serve for Mgmt Against Against
a term of three years: Jay C. Goldman
1.4 Election of Class III director to serve for Mgmt For For
a term of three years: Charles R. Hageboeck
2. Proposal to ratify, on an advisory basis, Mgmt For For
the Audit Committee and the Board of
Directors' appointment of Crowe LLP as the
independent registered public accounting
firm for City Holding Company for 2020.
3. Proposal to approve a non-binding advisory Mgmt For For
proposal on the compensation of the Named
Executive Officers.
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COHEN & STEERS, INC. Agenda Number: 935147771
--------------------------------------------------------------------------------------------------------------------------
Security: 19247A100
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: CNS
ISIN: US19247A1007
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Martin Cohen Mgmt For For
1B. Election of Director: Robert H. Steers Mgmt For For
1C. Election of Director: Joseph Harvey Mgmt For For
1D. Election of Director: Peter L. Rhein Mgmt For For
1E. Election of Director: Richard P. Simon Mgmt For For
1F. Election of Director: Edmond D. Villani Mgmt For For
1G. Election of Director: Frank T. Connor Mgmt For For
1H. Election of Director: Reena Aggarwal Mgmt For For
1I. Election of Director: Dasha Smith Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
the company's independent registered public
accounting firm for fiscal year ending
December 31, 2020.
3. Approval, by non-binding vote, of the Mgmt For For
compensation of the company's named
executive officers.
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COLUMBIA BANKING SYSTEM,INC. Agenda Number: 935182220
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Security: 197236102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: COLB
ISIN: US1972361026
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig D. Eerkes Mgmt For For
1B. Election of Director: Ford Elsaesser Mgmt For For
1C. Election of Director: Mark A. Finkelstein Mgmt For For
1D. Election of Director: Eric S. Forrest Mgmt For For
1E. Election of Director: Thomas M. Hulbert Mgmt For For
1F. Election of Director: Michelle M. Lantow Mgmt For For
1G. Election of Director: Randal L. Lund Mgmt For For
1H. Election of Director: S. Mae Fujita Numata Mgmt For For
1I. Election of Director: Elizabeth W. Seaton Mgmt For For
1J. Election of Director: Clint E. Stein Mgmt For For
1K. Election of Director: Janine T. Terrano Mgmt For For
2. To vote on an advisory (non-binding) Mgmt For For
resolution to approve the compensation of
Columbia's named executive officers.
3. To vote on an advisory (non-binding) Mgmt For For
resolution to appoint Deloitte & Touche LLP
as our independent registered public
accounting firm for fiscal year ending
December 31, 2020.
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COLUMBIA SPORTSWEAR COMPANY Agenda Number: 935187559
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Security: 198516106
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: COLM
ISIN: US1985161066
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy P. Boyle Mgmt For For
Stephen E. Babson Mgmt Withheld Against
Andy D. Bryant Mgmt Withheld Against
Walter T. Klenz Mgmt Withheld Against
Kevin Mansell Mgmt Withheld Against
Ronald E. Nelson Mgmt Withheld Against
Sabrina L. Simmons Mgmt Withheld Against
Malia H. Wasson Mgmt Withheld Against
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2020.
3. To approve, by non-biding vote, executive Mgmt For For
compensation.
4. To approve the Columbia Sportswear Company Mgmt Against Against
2020 Stock Incentive Plan.
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COMMUNITY BANK SYSTEM, INC. Agenda Number: 935174437
--------------------------------------------------------------------------------------------------------------------------
Security: 203607106
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: CBU
ISIN: US2036071064
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one (1) year Mgmt Against Against
term if Proposal 2 is approved: Brian R.
Ace
1B. Election of Director for a one (1) year Mgmt For For
term if Proposal 2 is approved: Mark J.
Bolus
1C. Election of Director for a one (1) year Mgmt Against Against
term if Proposal 2 is approved: Jeffrey L.
Davis
1D. Election of Director for a one (1) year Mgmt Against Against
term if Proposal 2 is approved: Neil E.
Fesette
1E. Election of Director for a one (1) year Mgmt For For
term if Proposal 2 is approved: Michael R.
Kallet
1F. Election of Director for a one (1) year Mgmt For For
term if Proposal 2 is approved: Kerrie D.
MacPherson
1G. Election of Director for a one (1) year Mgmt For For
term if Proposal 2 is approved: John
Parente
1H. Election of Director for a one (1) year Mgmt For For
term if Proposal 2 is approved: Raymond C.
Pecor, III
1I. Election of Director for a one (1) year Mgmt For For
term if Proposal 2 is approved: Sally A.
Steele
1J. Election of Director for a one (1) year Mgmt For For
term if Proposal 2 is approved: Eric E.
Stickels
1K. Election of Director for a one (1) year Mgmt For For
term if Proposal 2 is approved: Mark E.
Tryniski
1L. Election of Director for a one (1) year Mgmt Against Against
term if Proposal 2 is approved: John F.
Whipple, Jr.
1M. Election of Director for a three (3) year Mgmt Against Against
term if Proposal 2 is not approved: Brian
R. Ace
1N. Election of Director for a three (3) year Mgmt For For
term if Proposal 2 is not approved: Michael
R. Kallet
1O. Election of Director for a three (3) year Mgmt For For
term if Proposal 2 is not approved: John
Parente
1P. Election of Director for a three (3) year Mgmt Against Against
term if Proposal 2 is not approved: John F.
Whipple, Jr.
2. Approval of an amendment to the Company's Mgmt For For
Certificate of Incorporation to declassify
the Board of Directors.
3. Advisory vote on executive compensation. Mgmt Against Against
4. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020.
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CSW INDUSTRIALS, INC. Agenda Number: 935059849
--------------------------------------------------------------------------------------------------------------------------
Security: 126402106
Meeting Type: Annual
Meeting Date: 13-Aug-2019
Ticker: CSWI
ISIN: US1264021064
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph Armes Mgmt For For
Michael Gambrell Mgmt Withheld Against
Terry Johnston Mgmt Withheld Against
Robert Swartz Mgmt Withheld Against
Kent Sweezey Mgmt For For
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. The ratification of Grant Thornton LLP to Mgmt For For
serve as independent registered public
accounting firm for the fiscal year ended
March 31, 2020.
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CUBESMART Agenda Number: 935152633
--------------------------------------------------------------------------------------------------------------------------
Security: 229663109
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: CUBE
ISIN: US2296631094
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Piero Bussani Mgmt Withheld Against
Dorothy Dowling Mgmt Withheld Against
John W. Fain Mgmt For For
Marianne M. Keler Mgmt For For
Christopher P. Marr Mgmt For For
Deborah Ratner Salzberg Mgmt Withheld Against
John F. Remondi Mgmt For For
Jeffrey F. Rogatz Mgmt Withheld Against
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the year ending
December 31, 2020.
3. To cast an advisory vote to approve our Mgmt For For
executive compensation.
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DORMAN PRODUCTS, INC. Agenda Number: 935197079
--------------------------------------------------------------------------------------------------------------------------
Security: 258278100
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: DORM
ISIN: US2582781009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven L. Berman Mgmt For For
1B. Election of Director: Kevin M. Olsen Mgmt For For
1C. Election of Director: John J. Gavin Mgmt Against Against
1D. Election of Director: Paul R. Lederer Mgmt Against Against
1E. Election of Director: Richard T. Riley Mgmt Against Against
1F. Election of Director: Kelly A. Romano Mgmt Against Against
1G. Election of Director: G. Michael Stakias Mgmt Against Against
2. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
3. Ratification of KPMG LLP as the Company's Mgmt For For
independent registered public accounting
firm for the 2020 fiscal year.
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EASTGROUP PROPERTIES, INC. Agenda Number: 935171708
--------------------------------------------------------------------------------------------------------------------------
Security: 277276101
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: EGP
ISIN: US2772761019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: D. Pike Aloian Mgmt Against Against
1B. Election of Director: H.C. Bailey, Jr. Mgmt For For
1C. Election of Director: H. Eric Bolton, Jr. Mgmt For For
1D. Election of Director: Donald F. Colleran Mgmt Against Against
1E. Election of Director: Hayden C. Eaves III Mgmt Against Against
1F. Election of Director: David H. Hoster II Mgmt For For
1G. Election of Director: Marshall A. Loeb Mgmt For For
1H. Election of Director: Mary E. McCormick Mgmt Against Against
1I. Election of Director: Leland R. Speed Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To approve by a non-binding advisory vote Mgmt For For
the compensation of the Company's Named
Executive Officers as described in the
Company's definitive proxy statement.
--------------------------------------------------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC. Agenda Number: 935174540
--------------------------------------------------------------------------------------------------------------------------
Security: 29089Q105
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: EBS
ISIN: US29089Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To elect Class II director to hold office Mgmt For For
for a term expiring at our 2023 Annual
Meeting: Zsolt Harsanyi, Ph.D.
1B. To elect Class II director to hold office Mgmt For For
for a term expiring at our 2023 Annual
Meeting: General George A. Joulwan
1C. To elect Class II director to hold office Mgmt For For
for a term expiring at our 2023 Annual
Meeting: Louis W. Sullivan, M.D.
2. To ratify the appointment by the audit Mgmt For For
committee of Ernst & Young LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Advisory vote to approve executive Mgmt For For
compensation.
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ENERSYS Agenda Number: 935053986
--------------------------------------------------------------------------------------------------------------------------
Security: 29275Y102
Meeting Type: Annual
Meeting Date: 01-Aug-2019
Ticker: ENS
ISIN: US29275Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Class III Director: Howard I. Mgmt For For
Hoffen
1B Election of Class III Director: David M. Mgmt For For
Shaffer
1C Election of Class III Director: Ronald P. Mgmt For For
Vargo
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
ending March 31, 2020.
3. An advisory vote to approve the Mgmt For For
compensation of EnerSys' named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ENVESTNET, INC. Agenda Number: 935182561
--------------------------------------------------------------------------------------------------------------------------
Security: 29404K106
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: ENV
ISIN: US29404K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Luis A. Aguilar Mgmt For For
Ross Chapin Mgmt For For
William Crager Mgmt For For
James Fox Mgmt For For
2. The approval, on an advisory basis, of 2019 Mgmt For For
executive compensation.
3. The ratification of KPMG LLP as the Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ENVISTA HOLDINGS CORPORATION Agenda Number: 935183068
--------------------------------------------------------------------------------------------------------------------------
Security: 29415F104
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: NVST
ISIN: US29415F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kieran T. Gallahue Mgmt For For
2. To ratify the selection of Ernst and Young Mgmt For For
LLP as Envista's independent registered
public accounting firm for the year ending
December 31, 2020.
3. To approve on an advisory basis Envista's Mgmt For For
named executive officer compensation
4. To hold an advisory vote relating to the Mgmt 1 Year For
frequency of future shareholder(s) advisory
votes on Envista's named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
ESSENT GROUP LTD Agenda Number: 935193552
--------------------------------------------------------------------------------------------------------------------------
Security: G3198U102
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: ESNT
ISIN: BMG3198U1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark A. Casale Mgmt For For
Douglas J. Pauls Mgmt For For
William Spiegel Mgmt For For
2. REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDED DECEMBER 31, 2020
AND UNTIL THE 2021 ANNUAL GENERAL MEETING
OF SHAREHOLDERS, AND TO REFER THE
DETERMINATION OF THE AUDITORS' COMPENSATION
TO THE BOARD OF DIRECTORS.
3. PROVIDE A NON-BINDING, ADVISORY VOTE ON OUR Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ESSENTIAL PROPERTIES REALTY TRUST, INC. Agenda Number: 935148418
--------------------------------------------------------------------------------------------------------------------------
Security: 29670E107
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: EPRT
ISIN: US29670E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul T. Bossidy Mgmt For For
Joyce DeLucca Mgmt For For
Anthony K. Dobkin Mgmt For For
Scott A. Estes Mgmt For For
Peter M. Mavoides Mgmt For For
Lawrence J. Minich Mgmt For For
Heather L. Neary Mgmt For For
Stephen D. Sautel Mgmt Withheld Against
Janaki Sivanesan Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes
approving the compensation of the Company's
named executive officers.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
EURONET WORLDWIDE, INC. Agenda Number: 935177320
--------------------------------------------------------------------------------------------------------------------------
Security: 298736109
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: EEFT
ISIN: US2987361092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrzej Olechowski Mgmt Withheld Against
Eriberto R. Scocimara Mgmt Withheld Against
Mark R. Callegari Mgmt Withheld Against
2. Ratification of the appointment of KPMG LLP Mgmt For For
as Euronet's independent registered public
accounting firm for the year ending
December 31, 2020.
3. Advisory vote on executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION Agenda Number: 935171429
--------------------------------------------------------------------------------------------------------------------------
Security: 31847R102
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: FAF
ISIN: US31847R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James L. Doti Mgmt For For
Michael D. McKee Mgmt For For
Thomas V. McKernan Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. To approve the Company's 2020 Incentive Mgmt For For
Compensation Plan.
4. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC. Agenda Number: 935137972
--------------------------------------------------------------------------------------------------------------------------
Security: 31946M103
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: FCNCA
ISIN: US31946M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John M. Alexander, Jr. Mgmt For For
Victor E. Bell III Mgmt For For
Peter M. Bristow Mgmt For For
Hope H. Bryant Mgmt For For
H. Lee Durham, Jr. Mgmt For For
Daniel L. Heavner Mgmt For For
Frank B. Holding, Jr. Mgmt For For
Robert R. Hoppe Mgmt For For
Floyd L. Keels Mgmt For For
Robert E. Mason IV Mgmt For For
Robert T. Newcomb Mgmt For For
2. Non-binding advisory resolution Mgmt For For
("say-on-pay" resolution) to approve
compensation paid or provided to
BancShares' named executive officers as
disclosed in the proxy statement for the
Annual Meeting.
3. Proposal to ratify the appointment of Dixon Mgmt For For
Hughes Goodman LLP as BancShares'
independent accountants for 2020.
--------------------------------------------------------------------------------------------------------------------------
FIVE BELOW, INC. Agenda Number: 935205256
--------------------------------------------------------------------------------------------------------------------------
Security: 33829M101
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: FIVE
ISIN: US33829M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joel D. Anderson Mgmt For For
1B. Election of Director: Kathleen S. Barclay Mgmt For For
1C. Election of Director: Thomas M. Ryan Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the current fiscal year
ending January 30, 2021.
3. To approve, by non-binding advisory vote, Mgmt For For
the Company's Named Executive Officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
HAEMONETICS CORPORATION Agenda Number: 935050043
--------------------------------------------------------------------------------------------------------------------------
Security: 405024100
Meeting Type: Annual
Meeting Date: 25-Jul-2019
Ticker: HAE
ISIN: US4050241003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark W. Kroll Mgmt For For
Claire Pomeroy Mgmt For For
Ellen M. Zane Mgmt Withheld Against
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending March 28,
2020.
4. Amendments to the Company's Restated Mgmt For For
Articles of Organization to provide for the
annual election of directors.
5. Approval of the Haemonetics Corporation Mgmt For For
2019 Long-Term Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
HEALTHCARE REALTY TRUST INCORPORATED Agenda Number: 935149357
--------------------------------------------------------------------------------------------------------------------------
Security: 421946104
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: HR
ISIN: US4219461047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Todd J. Meredith Mgmt For For
John V. Abbott Mgmt For For
Nancy H. Agee Mgmt For For
Edward H. Braman Mgmt For For
James J. Kilroy Mgmt For For
Peter F. Lyle, Sr. Mgmt For For
John Knox Singleton Mgmt For For
Bruce D. Sullivan Mgmt For For
Christann M. Vasquez Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as the independent registered public
accounting firm for the Company and its
subsidiaries for the Company's 2020 fiscal
year.
3. To approve, on a non-binding advisory Mgmt For For
basis, the following resolution: RESOLVED,
that the shareholders of Healthcare Realty
Trust Incorporated approve, on a
non-binding advisory basis, the
compensation of the Named Executive
Officers as disclosed pursuant to Item 402
of Regulation S-K in the Company's proxy
statement for the 2020 Annual Meeting of
Shareholders.
--------------------------------------------------------------------------------------------------------------------------
HEXCEL CORPORATION Agenda Number: 935202907
--------------------------------------------------------------------------------------------------------------------------
Security: 428291108
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: HXL
ISIN: US4282911084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nick L. Stanage Mgmt For For
1B. Election of Director: Joel S. Beckman Mgmt Against Against
1C. Election of Director: Jeffrey C. Campbell Mgmt Against Against
1D. Election of Director: Cynthia M. Egnotovich Mgmt Against Against
1E. Election of Director: Thomas A. Gendron Mgmt For For
1F. Election of Director: Jeffrey A. Graves Mgmt Against Against
1G. Election of Director: Guy C. Hachey Mgmt For For
1H. Election of Director: Catherine A. Suever Mgmt For For
2. Advisory non-binding vote to approve 2019 Mgmt For For
executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
HORACE MANN EDUCATORS CORPORATION Agenda Number: 935169094
--------------------------------------------------------------------------------------------------------------------------
Security: 440327104
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: HMN
ISIN: US4403271046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark S. Casady Mgmt For For
1B. Election of Director: Daniel A. Domenech Mgmt For For
1C. Election of Director: Perry G. Hines Mgmt For For
1D. Election of Director: Mark E. Konen Mgmt For For
1E. Election of Director: Beverley J. McClure Mgmt For For
1F. Election of Director: H. Wade Reece Mgmt For For
1G. Election of Director: Robert Stricker Mgmt For For
1H. Election of Director: Steven O. Swyers Mgmt For For
1I. Election of Director: Marita Zuraitis Mgmt For For
2. Approval of the advisory resolution to Mgmt For For
approve Named Executive Officers'
compensation.
3. Ratification of the appointment of KPMG Mgmt For For
LLP, an independent registered public
accounting firm, as the company's auditors
for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ICU MEDICAL, INC. Agenda Number: 935185959
--------------------------------------------------------------------------------------------------------------------------
Security: 44930G107
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: ICUI
ISIN: US44930G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vivek Jain Mgmt For For
George A. Lopez, M.D Mgmt For For
Robert S. Swinney, M.D Mgmt For For
David C. Greenberg Mgmt For For
Elisha W. Finney Mgmt For For
David F. Hoffmeister Mgmt For For
Donald M. Abbey Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as auditors for the Company for
the year ending December 31, 2020.
3. To approve named executive officer Mgmt For For
compensation on an advisory basis.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 935172952
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Daniel F. Mgmt For For
O'Brien
1.2 Election of Class III Director: Christopher Mgmt For For
Oddleifson
1.3 Election of Class III Director: David A. Mgmt For For
Powers
1.4 Election of Class III Director: Scott K. Mgmt For For
Smith
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2020.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORP. Agenda Number: 935180935
--------------------------------------------------------------------------------------------------------------------------
Security: 457985208
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: IART
ISIN: US4579852082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Rhonda G. Ballintyn Mgmt For For
1C. Election of Director: Keith Bradley Mgmt For For
1D. Election of Director: Stuart M. Essig Mgmt For For
1E. Election of Director: Barbara B. Hill Mgmt For For
1F. Election of Director: Lloyd W. Howell, Jr. Mgmt For For
1G. Election of Director: Donald E. Morel, Jr. Mgmt For For
1H. Election of Director: Raymond G. Murphy Mgmt For For
1I. Election of Director: Christian S. Schade Mgmt For For
2. The Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year 2020.
3. A non-binding resolution to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
J & J SNACK FOODS CORP. Agenda Number: 935119253
--------------------------------------------------------------------------------------------------------------------------
Security: 466032109
Meeting Type: Annual
Meeting Date: 11-Feb-2020
Ticker: JJSF
ISIN: US4660321096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gerald B. Shreiber Mgmt Withheld Against
2. Advisory vote on Approval of the Company's Mgmt For For
Executive Compensation Programs
--------------------------------------------------------------------------------------------------------------------------
JAGGED PEAK ENERGY INC. Agenda Number: 935112639
--------------------------------------------------------------------------------------------------------------------------
Security: 47009K107
Meeting Type: Special
Meeting Date: 09-Jan-2020
Ticker: JAG
ISIN: US47009K1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve and adopt the Agreement and Plan of Mgmt For For
Merger, dated as of October 14, 2019 (as
amended from time to time, the "merger
agreement"), by and among Jagged Peak
Energy Inc. (the "Company"), Parsley
Energy, Inc., and Jackal Merger Sub, Inc.
("Merger Sub").
2. Approve, on a non-binding advisory basis, Mgmt For For
the compensation that may be paid or become
payable to the Company's named executive
officers that is based on or otherwise
relates to the merger of Merger Sub with
and into the Company pursuant to the merger
agreement.
--------------------------------------------------------------------------------------------------------------------------
K12 INC. Agenda Number: 935096176
--------------------------------------------------------------------------------------------------------------------------
Security: 48273U102
Meeting Type: Annual
Meeting Date: 13-Dec-2019
Ticker: LRN
ISIN: US48273U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aida M. Alvarez Mgmt For For
Craig R. Barrett Mgmt For For
Guillermo Bron Mgmt For For
Robert L. Cohen Mgmt For For
Nathaniel A. Davis Mgmt For For
John M. Engler Mgmt For For
Steven B. Fink Mgmt For For
Robert E. Knowling, Jr. Mgmt For For
Liza McFadden Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
KIRBY CORPORATION Agenda Number: 935152532
--------------------------------------------------------------------------------------------------------------------------
Security: 497266106
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: KEX
ISIN: US4972661064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Richard J. Mgmt Against Against
Alario
1B. Election of Class I Director: David W. Mgmt For For
Grzebinski
1C. Election of Class I Director: Richard R. Mgmt For For
Stewart
2A. Election of Class II Director: Tanya S. Mgmt For For
Beder
3. Ratification of the selection of KPMG LLP Mgmt For For
as Kirby's independent registered public
accounting firm for 2020.
4. Advisory vote on the approval of the Mgmt For For
compensation of Kirby's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
LANCASTER COLONY CORPORATION Agenda Number: 935090174
--------------------------------------------------------------------------------------------------------------------------
Security: 513847103
Meeting Type: Annual
Meeting Date: 13-Nov-2019
Ticker: LANC
ISIN: US5138471033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara L. Brasier Mgmt For For
David A. Ciesinski Mgmt For For
Kenneth L. Cooke Mgmt For For
Alan F. Harris Mgmt For For
2. To approve, by non-binding vote, the Mgmt For For
compensation of the Corporation's named
executive officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche, LLP as the Corporation's
independent registered public accounting
firm for the year ending June 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC. Agenda Number: 935167367
--------------------------------------------------------------------------------------------------------------------------
Security: 515098101
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: LSTR
ISIN: US5150981018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David G. Bannister Mgmt For For
1B. Election of Director: George P. Scanlon Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2020.
3. EXTEND THE TERM OF THE 2011 EQUITY Mgmt For For
INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LHC GROUP, INC. Agenda Number: 935197081
--------------------------------------------------------------------------------------------------------------------------
Security: 50187A107
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: LHCG
ISIN: US50187A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Goldberg Mgmt For For
Clifford S. Holtz Mgmt For For
W.J. "Billy" Tauzin Mgmt For For
Brent Turner Mgmt For For
2. To adopt, on an advisory basis, a Mgmt For For
resolution approving the compensation of
our named executive officers.
3. The ratification of the selection of KPMG Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED Agenda Number: 935202515
--------------------------------------------------------------------------------------------------------------------------
Security: 53220K504
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: LGND
ISIN: US53220K5048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jason M. Aryeh Mgmt For For
Sarah Boyce Mgmt For For
Todd C. Davis Mgmt For For
Nancy R. Gray, Ph.D. Mgmt For For
John L. Higgins Mgmt For For
John W. Kozarich, Ph.D. Mgmt For For
John L. LaMattina, Ph.D Mgmt For For
Sunil Patel Mgmt For For
Stephen L. Sabba, M.D. Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Ligand's Independent Registered Public
Accounting Firm.
3. Approval, on an advisory basis, of the Mgmt For For
Compensation of the Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
MERCURY SYSTEMS, INC. Agenda Number: 935079548
--------------------------------------------------------------------------------------------------------------------------
Security: 589378108
Meeting Type: Annual
Meeting Date: 23-Oct-2019
Ticker: MRCY
ISIN: US5893781089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James K. Bass# Mgmt For For
Michael A. Daniels# Mgmt Withheld Against
Lisa S. Disbrow# Mgmt For For
Barry R. Nearhos* Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
MIDDLESEX WATER COMPANY Agenda Number: 935171835
--------------------------------------------------------------------------------------------------------------------------
Security: 596680108
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: MSEX
ISIN: US5966801087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James F. Cosgrove Jr. Mgmt Withheld Against
2. To provide a non-binding advisory vote to Mgmt For For
approve named executive officer
compensation.
3. To ratify the appointment of Baker Tilly Mgmt For For
Virchow Krause, LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MONRO, INC. Agenda Number: 935062252
--------------------------------------------------------------------------------------------------------------------------
Security: 610236101
Meeting Type: Annual
Meeting Date: 13-Aug-2019
Ticker: MNRO
ISIN: US6102361010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frederick M. Danziger Mgmt Withheld Against
Stephen C. McCluski Mgmt Withheld Against
Robert E. Mellor Mgmt Withheld Against
Peter J. Solomon Mgmt For For
2. To approve, on a non-binding basis, the Mgmt For For
compensation paid to the Company's Named
Executive Officers.
3. To ratify the re-appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of the Company for the fiscal year
ending March 28, 2020.
--------------------------------------------------------------------------------------------------------------------------
MUELLER WATER PRODUCTS, INC. Agenda Number: 935114936
--------------------------------------------------------------------------------------------------------------------------
Security: 624758108
Meeting Type: Annual
Meeting Date: 29-Jan-2020
Ticker: MWA
ISIN: US6247581084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shirley C. Franklin Mgmt For For
1B. Election of Director: Scott Hall Mgmt For For
1C. Election of Director: Thomas J. Hansen Mgmt For For
1D. Election of Director: Jerry W. Kolb Mgmt For For
1E. Election of Director: Mark J. O'Brien Mgmt For For
1F. Election of Director: Christine Ortiz Mgmt For For
1G. Election of Director: Bernard G. Rethore Mgmt For For
1H. Election of Director: Lydia W. Thomas Mgmt For For
1I. Election of Director: Michael T. Tokarz Mgmt For For
1J. Election of Director: Stephen C. Van Mgmt For For
Arsdell
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL VISION HOLDINGS INC Agenda Number: 935197889
--------------------------------------------------------------------------------------------------------------------------
Security: 63845R107
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: EYE
ISIN: US63845R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David M. Tehle Mgmt For For
Thomas V. Taylor, Jr. Mgmt For For
Virginia A. Hepner Mgmt Withheld Against
2. Ratify Deloitte & Touche LLP to serve as Mgmt For For
the Company's independent registered public
accounting firm for fiscal 2020.
3. Approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to the named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
NEWMARKET CORPORATION Agenda Number: 935137186
--------------------------------------------------------------------------------------------------------------------------
Security: 651587107
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: NEU
ISIN: US6515871076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Phyllis L. Cothran Mgmt Against Against
1B. Election of Director: Mark M. Gambill Mgmt Against Against
1C. Election of Director: Bruce C. Gottwald Mgmt For For
1D. Election of Director: Thomas E. Gottwald Mgmt For For
1E. Election of Director: Patrick D. Hanley Mgmt Against Against
1F. Election of Director: H. Hiter Harris, III Mgmt For For
1G. Election of Director: James E. Rogers Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Corporation for the fiscal
year ending December 31, 2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers of NewMarket Corporation.
--------------------------------------------------------------------------------------------------------------------------
NIC INC. Agenda Number: 935137174
--------------------------------------------------------------------------------------------------------------------------
Security: 62914B100
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: EGOV
ISIN: US62914B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Harry H. Herington Mgmt For For
Art N. Burtscher Mgmt For For
Venmal (Raji) Arasu Mgmt For For
C. Brad Henry Mgmt For For
Alexander C. Kemper Mgmt For For
William M. Lyons Mgmt For For
Anthony Scott Mgmt For For
Jayaprakash Vijayan Mgmt For For
Pete Wilson Mgmt For For
2. Approval on an advisory basis of the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
proxy materials.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
NOMAD FOODS LIMITED Agenda Number: 935207349
--------------------------------------------------------------------------------------------------------------------------
Security: G6564A105
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: NOMD
ISIN: VGG6564A1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sir Martin Ellis Mgmt For For
Franklin, KGCN
1B. Election of Director: Noam Gottesman Mgmt For For
1C. Election of Director: Ian G.H. Ashken Mgmt For For
1D. Election of Director: Stefan Descheemaeker Mgmt For For
1E. Election of Director: Jeremy Isaacs CBE Mgmt For For
1F. Election of Director: James E. Lillie Mgmt For For
1G. Election of Director: Stuart M. MacFarlane Mgmt For For
1H. Election of Director: Lord Myners of Truro Mgmt For For
CBE
1I. Election of Director: Victoria Parry Mgmt For For
1J. Election of Director: Simon White Mgmt For For
1K. Election of Director: Samy Zekhout Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
ONE GAS, INC Agenda Number: 935164309
--------------------------------------------------------------------------------------------------------------------------
Security: 68235P108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: OGS
ISIN: US68235P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert B. Evans Mgmt For For
1.2 Election of Director: John W. Gibson Mgmt For For
1.3 Election of Director: Tracy E. Hart Mgmt For For
1.4 Election of Director: Michael G. Hutchinson Mgmt For For
1.5 Election of Director: Pattye L. Moore Mgmt For For
1.6 Election of Director: Pierce H. Norton II Mgmt For For
1.7 Election of Director: Eduardo A. Rodriguez Mgmt For For
1.8 Election of Director: Douglas H. Yaeger Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of ONE Gas, Inc. for the year ending
December 31, 2020.
3. Advisory vote to approve the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PDC ENERGY, INC. Agenda Number: 935114621
--------------------------------------------------------------------------------------------------------------------------
Security: 69327R101
Meeting Type: Special
Meeting Date: 13-Jan-2020
Ticker: PDCE
ISIN: US69327R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt and approve the Agreement and Plan Mgmt For For
of Merger, dated August 25, 2019 by and
among PDC Energy, Inc. ("PDC") and SRC
Energy Inc. ("SRC") (the "merger
agreement") and the merger of PDC and SRC
pursuant to the merger agreement (the
"merger").
2. To adopt and approve the issuance of shares Mgmt For For
of PDC common stock in connection with the
merger.
--------------------------------------------------------------------------------------------------------------------------
PDC ENERGY, INC. Agenda Number: 935188070
--------------------------------------------------------------------------------------------------------------------------
Security: 69327R101
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: PDCE
ISIN: US69327R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a proposal to amend the Mgmt For For
Company's Certificate of Incorporation to
declassify the Board of Directors (the
"Board") and to provide for the immediate
annual election of directors.
2. DIRECTOR
Barton R. Brookman* Mgmt For For
Anthony J. Crisafio* Mgmt For For
Mark E. Ellis* Mgmt For For
Christina M. Ibrahim* Mgmt For For
Paul J. Korus* Mgmt For For
Randy S. Nickerson* Mgmt For For
David C. Parke* Mgmt For For
Lynn A. Peterson* Mgmt For For
3A. If Proposal No. 1 to declassify the Board Mgmt For For
is not approved, to elect the director
nominated by the Board as Class I director,
each for a term of three years: David C.
Parke
3B. If Proposal No. 1 to declassify the Board Mgmt For For
is not approved, to elect the director
nominated by the Board as Class I director,
each for a term of three years: Lynn A.
Peterson
4. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
5. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
6. To approve an amendment to the Company's Mgmt For For
2018 Equity Incentive Plan to increase the
maximum number of shares of common stock of
the Company that may be issued pursuant to
awards under the 2018 Equity Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
PERFORMANCE FOOD GROUP COMPANY Agenda Number: 935091594
--------------------------------------------------------------------------------------------------------------------------
Security: 71377A103
Meeting Type: Annual
Meeting Date: 13-Nov-2019
Ticker: PFGC
ISIN: US71377A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: George L. Mgmt For For
Holm
1B. Election of Class I Director: Arthur B. Mgmt Abstain Against
Winkleblack
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal 2020.
3. To approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to the named
executive officers.
4. To approve the Share Increase Amendment Mgmt For For
under our 2015 Omnibus Incentive Plan.
5. To approve the Performance Food Group Mgmt For For
Company Employee Stock Purchase Plan.
6. To approve the Second Amended and Restated Mgmt For For
Certificate of Incorporation to remove the
supermajority voting requirement for
amending the governing documents and
removing directors.
7. To approve the Second Amended and Restated Mgmt For For
Certificate of Incorporation to eliminate
the prohibition against stockholders
calling special meetings of stockholders.
--------------------------------------------------------------------------------------------------------------------------
R1 RCM INC. Agenda Number: 935205307
--------------------------------------------------------------------------------------------------------------------------
Security: 749397105
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: RCM
ISIN: US7493971052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael C. Feiner Mgmt Withheld Against
Joseph Flanagan Mgmt For For
John B. Henneman, III Mgmt For For
Alex J. Mandl Mgmt For For
Neal Moszkowski Mgmt Withheld Against
Ian Sacks Mgmt Withheld Against
Jill Smith Mgmt For For
Anthony J. Speranzo Mgmt For For
Anthony R. Tersigni Mgmt For For
Albert R. Zimmerli Mgmt Withheld Against
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED Agenda Number: 935066250
--------------------------------------------------------------------------------------------------------------------------
Security: 75524B104
Meeting Type: Annual
Meeting Date: 11-Sep-2019
Ticker: ROLL
ISIN: US75524B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward D. Stewart Mgmt Withheld Against
Daniel A. Bergeron Mgmt For For
Michael H. Ambrose Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
2020.
3. To consider a resolution regarding the Mgmt For For
stockholder advisory vote on named
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
REALPAGE, INC. Agenda Number: 935212629
--------------------------------------------------------------------------------------------------------------------------
Security: 75606N109
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: RP
ISIN: US75606N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alfred R. Berkeley, III Mgmt For For
Peter Gyenes Mgmt Withheld Against
Charles F. Kane Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To approve an advisory (non-binding) Mgmt For For
proposal concerning our executive
compensation program.
4. To approve the RealPage, Inc. 2020 Equity Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
REXFORD INDUSTRIAL REALTY, INC. Agenda Number: 935181026
--------------------------------------------------------------------------------------------------------------------------
Security: 76169C100
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: REXR
ISIN: US76169C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard S. Ziman Mgmt For For
1B. Election of Director: Howard Schwimmer Mgmt For For
1C. Election of Director: Michael S. Frankel Mgmt For For
1D. Election of Director: Robert L. Antin Mgmt For For
1E. Election of Director: Steven C. Good Mgmt For For
1F. Election of Director: Diana J. Ingram Mgmt For For
1G. Election of Director: Tyler H. Rose Mgmt For For
1H. Election of Director: Peter E. Schwab Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. The advisory resolution to approve the Mgmt For For
Company's named executive officer
compensation, as described in the Rexford
Industrial Realty, Inc. Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
RLI CORP. Agenda Number: 935153421
--------------------------------------------------------------------------------------------------------------------------
Security: 749607107
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: RLI
ISIN: US7496071074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kaj Ahlmann Mgmt For For
Michael E. Angelina Mgmt For For
John T. Baily Mgmt For For
Calvin G. Butler, Jr. Mgmt For For
David B. Duclos Mgmt For For
Susan S. Fleming Mgmt For For
Jordan W. Graham Mgmt For For
Jonathan E. Michael Mgmt For For
Robert P. Restrepo, Jr. Mgmt For For
Debbie S. Roberts Mgmt For For
Michael J. Stone Mgmt For For
2. Approve the amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation increasing the number of
authorized shares of Common Stock.
3. Advisory vote to approve executive Mgmt For For
compensation (the "Say-on- Pay" vote).
4. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as the Company's Independent Registered
Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
SELECTIVE INSURANCE GROUP, INC. Agenda Number: 935158938
--------------------------------------------------------------------------------------------------------------------------
Security: 816300107
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: SIGI
ISIN: US8163001071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John C. Burville Mgmt For For
1B. Election of Director: Terrence W. Cavanaugh Mgmt For For
1C. Election of Director: Robert Kelly Doherty Mgmt For For
1D. Election of Director: John J. Marchioni Mgmt For For
1E. Election of Director: Thomas A. McCarthy Mgmt For For
1F. Election of Director: H. Elizabeth Mitchell Mgmt Against Against
1G. Election of Director: Michael J. Morrissey Mgmt Against Against
1H. Election of Director: Gregory E. Murphy Mgmt For For
1I. Election of Director: Cynthia S. Nicholson Mgmt Against Against
1J. Election of Director: William M. Rue Mgmt For For
1K. Election of Director: John S. Scheid Mgmt For For
1L. Election of Director: J. Brian Thebault Mgmt Against Against
1M. Election of Director: Philip H. Urban Mgmt Against Against
2. Approve, on an advisory basis, the 2019 Mgmt For For
compensation of Selective's named executive
officers as disclosed in the accompanying
proxy statement.
3. Ratify the appointment of KPMG LLP as Mgmt For For
Selective's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SERVICEMASTER GLOBAL HOLDINGS INC. Agenda Number: 935202224
--------------------------------------------------------------------------------------------------------------------------
Security: 81761R109
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: SERV
ISIN: US81761R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Deborah H. Caplan Mgmt For For
1B. Election of Director: Naren K. Gursahaney Mgmt For For
1C. Election of Director: Mark E. Tomkins Mgmt For For
2. To hold a non-binding advisory vote Mgmt For For
approving executive compensation.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SILICON LABORATORIES INC. Agenda Number: 935135497
--------------------------------------------------------------------------------------------------------------------------
Security: 826919102
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: SLAB
ISIN: US8269191024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Navdeep S. Sooch Mgmt For For
1B. Election of Director: William P. Wood Mgmt For For
1C. Election of Director: Nina Richardson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 2, 2021.
3. To vote on an advisory (non-binding) Mgmt For For
resolution to approve executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
STOCK YARDS BANCORP, INC. Agenda Number: 935145626
--------------------------------------------------------------------------------------------------------------------------
Security: 861025104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: SYBT
ISIN: US8610251048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paul J. Bickel III Mgmt For For
1B. Election of Director: J. McCauley Brown Mgmt Against Against
1C. Election of Director: David P. Heintzman Mgmt For For
1D. Election of Director: Donna L. Heitzman Mgmt For For
1E. Election of Director: Carl G. Herde Mgmt Against Against
1F. Election of Director: James A. Hillebrand Mgmt For For
1G. Election of Director: Richard A. Lechleiter Mgmt For For
1H. Election of Director: Stephen M. Priebe Mgmt Against Against
1I. Election of Director: John L. Schutte Mgmt For For
1J. Election of Director: Norman Tasman Mgmt For For
1K. Election of Director: Kathy C. Thompson Mgmt For For
2. The ratification of BKD, LLP as the Mgmt For For
independent registered public accounting
firm for Stock Yards Bancorp, Inc. for the
year ending December 31, 2020.
3. The advisory approval of the compensation Mgmt For For
of Bancorp's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
THE BRINK'S COMPANY Agenda Number: 935168927
--------------------------------------------------------------------------------------------------------------------------
Security: 109696104
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: BCO
ISIN: US1096961040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a term expiring in Mgmt For For
2021: Kathie J. Andrade
1.2 Election of Director for a term expiring in Mgmt For For
2021: Paul G. Boynton
1.3 Election of Director for a term expiring in Mgmt For For
2021: Ian D. Clough
1.4 Election of Director for a term expiring in Mgmt For For
2021: Susan E. Docherty
1.5 Election of Director for a term expiring in Mgmt For For
2021: Reginald D. Hedgebeth
1.6 Election of Director for a term expiring in Mgmt Abstain Against
2021: Dan R. Henry
1.7 Election of Director for a term expiring in Mgmt For For
2021: Michael J. Herling
1.8 Election of Director for a term expiring in Mgmt For For
2021: Douglas A. Pertz
1.9 Election of Director for a term expiring in Mgmt For For
2021: George I. Stoeckert
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Approval of KPMG LLP as the Company's Mgmt For For
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
TREX COMPANY, INC. Agenda Number: 935137744
--------------------------------------------------------------------------------------------------------------------------
Security: 89531P105
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: TREX
ISIN: US89531P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jay M. Gratz Mgmt Against Against
1.2 Election of Director: Kristine L. Juster Mgmt For For
1.3 Election of Director: Ronald W. Kaplan Mgmt For For
1.4 Election of Director: Gerald Volas Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To approve the Fourth Certificate of Mgmt For For
Amendment to the Restated Certificate of
Incorporation of Trex Company, Inc. to
increase the number of authorized shares of
common stock, $0.01 par value per share,
from 120,000,000 to 180,000,000.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Trex Company's independent
registered public accounting firm for the
2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VALVOLINE INC. Agenda Number: 935115180
--------------------------------------------------------------------------------------------------------------------------
Security: 92047W101
Meeting Type: Annual
Meeting Date: 30-Jan-2020
Ticker: VVV
ISIN: US92047W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerald W. Evans, Jr. Mgmt For For
1B. Election of Director: Richard J. Freeland Mgmt For For
1C. Election of Director: Stephen F. Kirk Mgmt For For
1D. Election of Director: Carol H. Kruse Mgmt For For
1E. Election of Director: Stephen E. Macadam Mgmt For For
1F. Election of Director: Vada O. Manager Mgmt For For
1G. Election of Director: Samuel J. Mitchell, Mgmt For For
Jr.
1H. Election of Director: Charles M. Sonsteby Mgmt For For
1I. Election of Director: Mary J. Twinem Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Valvoline's independent
registered public accounting firm for
fiscal 2020.
3. A non-binding advisory resolution approving Mgmt For For
Valvoline's executive compensation, as set
forth in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
VISTEON CORPORATION Agenda Number: 935192930
--------------------------------------------------------------------------------------------------------------------------
Security: 92839U206
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: VC
ISIN: US92839U2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James J. Barrese Mgmt For For
1B. Election of Director: Naomi M. Bergman Mgmt For For
1C. Election of Director: Jeffrey D. Jones Mgmt For For
1D. Election of Director: Sachin S. Lawande Mgmt For For
1E. Election of Director: Joanne M. Maguire Mgmt For For
1F. Election of Director: Robert J. Manzo Mgmt For For
1G. Election of Director: Francis M. Scricco Mgmt For For
1H. Election of Director: David L. Treadwell Mgmt For For
1I. Election of Director: Rouzbeh Yassini-Fard Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
2020.
3. Provide advisory approval of the Company's Mgmt For For
executive compensation.
4. Approve the Company's 2020 Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WELBILT, INC. Agenda Number: 935140880
--------------------------------------------------------------------------------------------------------------------------
Security: 949090104
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: WBT
ISIN: US9490901041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cynthia M. Egnotovich Mgmt For For
1B. Election of Director: Dino J. Bianco Mgmt For For
1C. Election of Director: Joan K. Chow Mgmt For For
1D. Election of Director: Janice L. Fields Mgmt For For
1E. Election of Director: Brian R. Gamache Mgmt For For
1F. Election of Director: Andrew Langham Mgmt For For
1G. Election of Director: William C. Johnson Mgmt For For
2. The approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
WOODWARD, INC. Agenda Number: 935114897
--------------------------------------------------------------------------------------------------------------------------
Security: 980745103
Meeting Type: Annual
Meeting Date: 29-Jan-2020
Ticker: WWD
ISIN: US9807451037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Paul Donovan Mgmt Against Against
1B Election of Director: Mary L. Petrovich Mgmt Against Against
1C Election of Director: James R. Rulseh Mgmt Against Against
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2020.
3. PROPOSAL FOR THE ADVISORY RESOLUTION Mgmt For For
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. PROPOSAL FOR THE APPROVAL OF AN AMENDMENT Mgmt For For
TO THE AMENDED AND RESTATED WOODWARD, INC.
2017 OMNIBUS INCENTIVE PLAN.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tax-Managed Small-Cap Portfolio
By (Signature) /s/ Edward J. Perkin
Name Edward J. Perkin
Title President
Date 08/19/2020