UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21869
NAME OF REGISTRANT: NexPoint Strategic Opportunities
Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 200 Crescent Court
Suite 700
Dallas, TX 75201
NAME AND ADDRESS OF AGENT FOR SERVICE: NexPoint Advisors, L.P.
300 Crescent Court
Suite 700
Dallas, TX 75201
REGISTRANT'S TELEPHONE NUMBER: 972-628-4100
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
NexPoint Strategic Opportunities Fund
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AERIE PHARMACEUTICALS, INC. Agenda Number: 935196623
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Security: 00771V108
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: AERI
ISIN: US00771V1089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
V. Anido, Jr., Ph.D. Mgmt For For
B. McGraw, III, Pharm.D Mgmt For For
J. McHugh Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. To approve, by a non-binding vote, the Mgmt For For
compensation of our named executive
officers ("say-on-pay").
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ALPINE INCOME PROPERTY TRUST, INC. Agenda Number: 935205561
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Security: 02083X103
Meeting Type: Annual
Meeting Date: 24-Jun-2020
Ticker: PINE
ISIN: US02083X1037
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: John P. Albright Mgmt For For
1.2 Election of Director: Mark O. Decker, Jr. Mgmt For For
1.3 Election of Director: M. Carson Good Mgmt For For
1.4 Election of Director: Andrew C. Richardson Mgmt For For
1.5 Election of Director: Jeffrey S. Yarckin Mgmt For For
2. Ratify selection of Grant Thornton as the Mgmt For For
Company's Auditors
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AVAYA HOLDINGS CORP. Agenda Number: 935123290
--------------------------------------------------------------------------------------------------------------------------
Security: 05351X101
Meeting Type: Annual
Meeting Date: 04-Mar-2020
Ticker: AVYA
ISIN: US05351X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William D. Watkins Mgmt For For
James M. Chirico, Jr. Mgmt For For
Stephan Scholl Mgmt For For
Susan L. Spradley Mgmt For For
Stanley J. Sutula, III Mgmt For For
Scott D. Vogel Mgmt For For
Jacqueline E. Yeaney Mgmt For For
2. Advisory approval of the Company's named Mgmt For For
executive officers' compensation.
3. Approval of the Avaya Holdings Corp. 2019 Mgmt Against Against
Equity Incentive Plan.
4. Approval of the Avaya Holdings Corp. 2020 Mgmt For For
Employee Stock Purchase Plan.
5. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending September
30, 2020.
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BANCO BRADESCO S A Agenda Number: 935132326
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Security: 059460303
Meeting Type: Annual
Meeting Date: 10-Mar-2020
Ticker: BBD
ISIN: US0594603039
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
5A Election of the fiscal council: Candidates Mgmt For For
appointed by preferred shareholders -
Separate Election: Cristiana Pereira /
Reginaldo Ferreira Alexandre.
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BLUEROCK RESIDENTIAL GROWTH REIT, INC. Agenda Number: 935065450
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Security: 09627J102
Meeting Type: Annual
Meeting Date: 30-Sep-2019
Ticker: BRG
ISIN: US09627J1025
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The approval of the Series B Preferred Mgmt For For
Dividend Proration Amendment.
2. The approval of the Series B Preferred Mgmt For For
Redemption Amendment.
3. DIRECTOR
R. Ramin Kamfar Mgmt For For
I. Bobby Majumder Mgmt For For
Romano Tio Mgmt For For
Elizabeth Harrison Mgmt For For
Kamal Jafarnia Mgmt For For
4. The ratification of Grant Thornton LLP as Mgmt For For
the independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
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CALIFORNIA RESOURCES CORPORATION Agenda Number: 935150665
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Security: 13057Q206
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: CRC
ISIN: US13057Q2066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William E. Albrecht Mgmt For For
1B. Election of Director: Justin A. Gannon Mgmt For For
1C. Election of Director: Harry T. McMahon Mgmt For For
1D. Election of Director: Richard W. Moncrief Mgmt For For
1E. Election of Director: Avedick B. Poladian Mgmt For For
1F. Election of Director: Anita M. Powers Mgmt For For
1G. Election of Director: Laurie A. Siegel Mgmt For For
1H. Election of Director: Robert V. Sinnott Mgmt For For
1I. Election of Director: Todd A. Stevens Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
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CDK GLOBAL, INC. Agenda Number: 935089626
--------------------------------------------------------------------------------------------------------------------------
Security: 12508E101
Meeting Type: Annual
Meeting Date: 21-Nov-2019
Ticker: CDK
ISIN: US12508E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Willie A. Deese Mgmt For For
1C. Election of Director: Amy J. Hillman Mgmt For For
1D. Election of Director: Brian M. Krzanich Mgmt For For
1E. Election of Director: Stephen A. Miles Mgmt For For
1F. Election of Director: Robert E. Radway Mgmt For For
1G. Election of Director: Stephen F. Mgmt For For
Schuckenbrock
1H. Election of Director: Frank S. Sowinski Mgmt For For
1I. Election of Director: Eileen J. Voynick Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Named Executive Officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year ending June
30, 2020.
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CENTRAL PUERTO S.A. Agenda Number: 935075069
--------------------------------------------------------------------------------------------------------------------------
Security: 155038201
Meeting Type: Annual
Meeting Date: 13-Sep-2019
Ticker: CEPU
ISIN: US1550382014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of two shareholders to sign the Mgmt For
minutes.
2. Consideration of the use of the Optional Mgmt Abstain
Reserve. Ratification, correction and/or
reversal.
3. Issue of authorizations. Mgmt For
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CENTRAL PUERTO S.A. Agenda Number: 935100812
--------------------------------------------------------------------------------------------------------------------------
Security: 155038201
Meeting Type: Special
Meeting Date: 22-Nov-2019
Ticker: CEPU
ISIN: US1550382014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of two shareholders to sign the Mgmt For
minutes.
2. Consideration of the use of the Optional Mgmt Abstain
Reserve and/or its reversal.
3. Granting of authorizations. Mgmt For
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CENTRAL PUERTO S.A. Agenda Number: 935159625
--------------------------------------------------------------------------------------------------------------------------
Security: 155038201
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: CEPU
ISIN: US1550382014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of two shareholders to sign the Mgmt For
minutes.
2. Consideration of the Annual Report and its Mgmt For
exhibit, the Consolidated Statement of
Income, the Consolidated Statement of
Comprehensive Income, the Consolidated
Statement of Financial Position, the
Consolidated Statement of Changes in
Equity, the Consolidated Statement of Cash
Flow, the Notes to the Consolidated
Financial Statements and Exhibits, the
Separate Statement of Income, the Separate
Statement of Comprehensive Income, the
Separate Statement of Financial Position,
the ... (due to space limits, see proxy
material for full proposal)
3. Consideration of the income (loss) for the Mgmt For
period and of the rest of the retained
earnings, and of the Board of Director's
proposal that consists on assigning: (a)
the amount of thousands ARS 440,441 to the
statutory reserve; and (b) the amount of
thousands ARS 8,368,374 from the income for
the period, together with the amount of ARS
730,741 from the Accumulated Retained
Income, i.e. a total ARS 9,099,115 to the
increase of the Optional Reserve under
Article 70 of the ... (due to space limits,
see proxy material for full proposal)
4. Consideration of the Board of Directors Mgmt For
performance during the period ended
December 31, 2019.
5. Consideration of the Statutory Audit Mgmt For
Committee performance during the period
ended December 31, 2019.
6. Consideration of the remuneration of the Mgmt For
Company's Board of Directors for the period
ended December 31, 2019 within the limit of
profits in accordance with article 261 of
Law no. 19550 and CNV Regulations.
Consideration of the advanced payment of
fees to the Board of Directors for the
period closing next December 31, 2019.
7. Consideration of the remuneration of the Mgmt Abstain
members of the Statutory Audit Committee
for the period ended December 31, 2019; and
the fee scheme for the period closing next
December 31, 2020.
8. Fixing of the number of Deputy Directors Mgmt Abstain
and appointment of Directors and Deputy
Directors. Continuity of the current
Chairman until the appointment by the Board
of Directors of the Company.
9. Appointment of the Statutory Audit Mgmt Abstain
Committee members and deputy members for
the period closing next December 31, 2020.
10. Consideration of the remuneration of the Mgmt For
external accountant of the Company
regarding the annual accounting documents
for the period 2019.
11. Appointment of the external accountant and Mgmt For
of the deputy external accountant for the
period closing next December 31, 2020 and
the fixing of its remuneration.
12. Approval of the Annual Budget for the Mgmt Abstain
functioning of the Audit Committee.
13. Granting of authorizations. Mgmt For
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CRESUD, S.A.C.I.F. Y A. Agenda Number: 935091760
--------------------------------------------------------------------------------------------------------------------------
Security: 226406106
Meeting Type: Annual
Meeting Date: 30-Oct-2019
Ticker: CRESY
ISIN: US2264061068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE Mgmt For For
MEETING'S MINUTES.
2. CONSIDERATION OF DOCUMENTS CONTEMPLATED IN Mgmt For For
SECTION 234, PARAGRAPH 1, OF LAW NO. 19,550
FOR THE FISCAL YEAR ENDED JUNE 30, 2019.
3. ALLOCATION OF NET LOSS FOR THE FISCAL YEAR Mgmt For For
ENDED JUNE 30, 2019 FOR $ 18,875,671,738.
REVERSAL OF SPECIAL RESERVE FOR ABSORPTION
OF LOSSES.
4. CONSIDERATION OF BOARD OF DIRECTORS' Mgmt For For
PERFORMANCE FOR THE FISCAL YEAR ENDED JUNE
30, 2019.
5. CONSIDERATION OF SUPERVISORY COMMITTEE'S Mgmt For For
PERFORMANCE FOR THE FISCAL YEAR ENDED JUNE
30, 2019.
6. CONSIDERATION OF COMPENSATION PAYABLE TO Mgmt For For
THE BOARD OF DIRECTORS ($ 42,124,159,
ALLOCATED SUM) FOR THE FISCAL YEAR ENDED
JUNE 30, 2019, WHICH RECORDED A COMPUTABLE
TAX LOSS PURSUANT TO THE RULES OF THE
ARGENTINE SECURITIES COMMISSION.
7. CONSIDERATION OF COMPENSATION PAYABLE TO Mgmt For For
THE SUPERVISORY COMMITTEE ($ 1,260,000,
ALLOCATED SUM) FOR THE FISCAL YEAR ENDED
JUNE 30, 2019, WHICH RECORDED A COMPUTABLE
TAX LOSS PURSUANT TO THE RULES OF THE
ARGENTINE SECURITIES COMMISSION.
8. DETERMINATION OF THE NUMBER AND APPOINTMENT Mgmt Abstain Against
OF REGULAR DIRECTORS AND ALTERNATE
DIRECTORS FOR A TERM OF THREE FISCAL YEARS.
9. APPOINTMENT OF REGULAR AND ALTERNATE Mgmt Abstain Against
MEMBERS OF THE SUPERVISORY COMMITTEE FOR A
TERM OF ONE FISCAL YEAR.
10. APPOINTMENT OF CERTIFYING ACCOUNTANT FOR Mgmt For For
THE NEXT FISCAL YEAR.
11. APPROVAL OF COMPENSATION FOR $ 11,182,520 Mgmt For For
PAYABLE TO CERTIFYING ACCOUNTANT FOR THE
FISCAL YEAR ENDED JUNE 30, 2019.
12. CONSIDERATION OF ANNUAL BUDGET FOR Mgmt Abstain Against
IMPLEMENTATION OF THE AUDIT COMMITTEE'S
ANNUAL PLAN AND COMPLIANCE AND CORPORATE
GOVERNANCE PROGRAM.
13. DISTRIBUTION OF UP TO 13,000,000 TREASURY Mgmt For For
SHARES RATEABLY ACCORDING TO THE
SHAREHOLDERS' SHAREHOLDING INTERESTS.
14. STOCK CAPITAL INCREASE FOR UP TO A PAR Mgmt For For
VALUE OF $ 180,000,000, THROUGH THE
ISSUANCE OF UP TO 180,000,000 COMMON
BOOK-ENTRY SHARES OF $ 1 PAR VALUE EACH AND
ENTITLED TO ONE VOTE PER SHARE, EQUIVALENT
TO 33.49% OF THE CURRENT STOCK CAPITAL,
ENTITLED TO RECEIVE DIVIDENDS FROM THEIR
SUBSCRIPTION DATE, PARI PASSU TOGETHER WITH
THE SHARES OUTSTANDING AS OF THE TIME OF
ISSUANCE, WITH ISSUE PREMIUM, THROUGH (I)
PUBLIC SUBSCRIPTION IN THE CAPITAL MARKETS
OF ARGENTINA AND/OR ABROAD, ...(DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
15. DELEGATION ON THE BOARD OF DIRECTORS OF THE Mgmt For For
POWER TO DETERMINE ALL TERMS AND CONDITIONS
OF ISSUANCE OTHER THAN THOSE EXPRESSLY
DETERMINED BY THE SHAREHOLDERS' MEETING,
INCLUDING THROUGH PUBLIC SUBSCRIPTION,
ISSUANCE OF CONVERTIBLE NOTES AND/OR
SUBSCRIPTION OF WARRANTS, WITH AUTHORITY TO
SUBDELEGATE SUCH POWERS TO ONE OR MORE
DIRECTORS, CORPORATE MANAGERS OR PERSONS
AUTHORIZED BY IT, PURSUANT TO APPLICABLE
LAW, INCLUDING, WITHOUT LIMITATION, THE
FOLLOWING POWERS, AS APPLICABLE: ...(DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
16. IMPLEMENTATION OF INCENTIVE PLAN FOR Mgmt For For
EMPLOYEES, MANAGEMENT AND DIRECTORS,
WITHOUT ISSUE PREMIUM, FOR UP TO 1% OF THE
STOCK CAPITAL IN EFFECT AS OF THE TIME OF
EXECUTION OF THE PLAN. CAPITAL INCREASE FOR
IMPLEMENTING THE PLAN.
17. AUTHORIZATION TO CARRY OUT REGISTRATION Mgmt For For
PROCEEDINGS RELATING TO THIS SHAREHOLDERS'
MEETING BEFORE THE ARGENTINE SECURITIES
COMMISSION AND THE GENERAL SUPERINTENDENCY
OF CORPORATIONS.
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CRESUD, S.A.C.I.F. Y A. Agenda Number: 935132744
--------------------------------------------------------------------------------------------------------------------------
Security: 226406106
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: CRESY
ISIN: US2264061068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE Mgmt For
MEETING'S MINUTES.
2. CONSIDERATION OF THE PERFORMANCE OF THE Mgmt Abstain
RESIGNING REGULAR DIRECTOR MR. HECTOR
ROGELIO TORRES. RECOMPOSITION OF BOARD OF
DIRECTORS. DETERMINATION OF THE NUMBER AND
APPOINTMENT OF REGULAR AND ALTERNATE
DIRECTORS FOR A TERM OF THREE FISCAL YEARS.
3. AUTHORIZATION TO CARRY OUT REGISTRATION Mgmt For
PROCEEDINGS RELATING TO THIS SHAREHOLDERS'
MEETING BEFORE THE ARGENTINE SECURITIES
COMMISSION AND THE GENERAL SUPERINTENDENCY
OF CORPORATIONS.
--------------------------------------------------------------------------------------------------------------------------
HERON THERAPEUTICS, INC. Agenda Number: 935200333
--------------------------------------------------------------------------------------------------------------------------
Security: 427746102
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: HRTX
ISIN: US4277461020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin Tang Mgmt For For
1B. Election of Director: Barry Quart, Pharm.D. Mgmt For For
1C. Election of Director: Stephen Davis Mgmt Against Against
1D. Election of Director: Craig Johnson Mgmt For For
1E. Election of Director: Kimberly Manhard Mgmt For For
1F. Election of Director: John Poyhonen Mgmt For For
1G. Election of Director: Christian Waage Mgmt For For
2. To ratify the appointment of OUM & Co. LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
3. To approve, on an advisory basis, Mgmt For For
compensation paid to the Company's Named
Executive Officers during the year ended
December 31, 2019.
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INDEPENDENCE REALTY TRUST, INC. Agenda Number: 935154358
--------------------------------------------------------------------------------------------------------------------------
Security: 45378A106
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: IRT
ISIN: US45378A1060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott F. Schaeffer Mgmt For For
1B. Election of Director: William C. Dunkelberg Mgmt For For
1C. Election of Director: Richard D. Gebert Mgmt For For
1D. Election of Director: Melinda H. McClure Mgmt For For
1E. Election of Director: Mack D. Pridgen III Mgmt For For
1F. Election of Director: DeForest B. Soaries, Mgmt For For
Jr.
2. THE BOARD OF DIRECTORS RECOMMENDS: A VOTE Mgmt For For
FOR RATIFICATION OF THE APPOINTMENT OF KPMG
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2020.
3. THE BOARD OF DIRECTORS RECOMMENDS: A VOTE Mgmt For For
FOR THE ADVISORY VOTE TO APPROVE THE
COMPANY'S EXECUTIVE COMPENSATION.
4. THE BOARD OF DIRECTORS RECOMMENDS: A VOTE Mgmt 1 Year For
FOR EVERY YEAR AS THE FREQUENCY OF FUTURE
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE
COMPENSATION.
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JERNIGAN CAPITAL, INC. Agenda Number: 935125876
--------------------------------------------------------------------------------------------------------------------------
Security: 476405105
Meeting Type: Special
Meeting Date: 20-Feb-2020
Ticker: JCAP
ISIN: US4764051052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal to approve the acquisition by Mgmt For For
Jernigan Capital Operating Company, LLC
(the "Operating Company") of substantially
all of the operating assets and liabilities
of JCap Advisors, LLC (the "Manager") in
exchange for 1,794,872 common units of
limited liability company interest in
Jernigan Capital Operating Company, LLC
("OC Units") issuable to the Manager upon
the closing of the Internalization (as
defined below) (the "Initial
Consideration") and an additional 769,231
OC Units.
2. A proposal to approve the adjournment of Mgmt For For
the Special Meeting, if necessary or
appropriate in the discretion of the
chairman of the Special Meeting, to solicit
additional proxies if there are not
sufficient votes at the time of the Special
Meeting to approve the Internalization. See
"Proposal 2: Proposal to Approve the
Adjournment of the Special Meeting".
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JERNIGAN CAPITAL, INC. Agenda Number: 935146375
--------------------------------------------------------------------------------------------------------------------------
Security: 476405105
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: JCAP
ISIN: US4764051052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John A. Good Mgmt For For
Mark O. Decker Mgmt For For
Rebecca Owen Mgmt For For
Howard A. Silver Mgmt For For
Dr. Harry J. Thie Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
JERNIGAN CAPITAL, INC. Agenda Number: 935146387
--------------------------------------------------------------------------------------------------------------------------
Security: 476405A99
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James D. Dondero Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JERNIGAN CAPITAL, INC. Agenda Number: 935146399
--------------------------------------------------------------------------------------------------------------------------
Security: 476405105
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: JCAP
ISIN: US4764051052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John A. Good Mgmt For For
Mark O. Decker Mgmt For For
Rebecca Owen Mgmt For For
Howard A. Silver Mgmt For For
Dr. Harry J. Thie Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
LOMA NEGRA CIA INDUSTRIAL ARGENTINA SA Agenda Number: 935154625
--------------------------------------------------------------------------------------------------------------------------
Security: 54150E104
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: LOMA
ISIN: US54150E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of the persons in charge of Mgmt For
subscribing the minute.
2. Consideration of the documents to which Mgmt For
paragraph 1) of Section 234 of the
Argentine Corporations Act refers to, that
correspond to the regular financial year No
95 ended on December 31st, 2019.
3. Consideration of the positive unallocated Mgmt For
earnings of the year ended on December
31st, 2019 of the amount of ARS
3,839,187,323. ...(due to space limits, see
proxy material for full proposal).
4. Consideration of the performance of the Mgmt For
members of the Board of Directors for the
year ended December 31, 2019.
5. Consideration of the performance of the Mgmt For
members of the Supervisory Committee for
the year ended on December 31st, 2019.
6. Consideration of the remuneration of the Mgmt For
Board of Directors that corresponds to the
year that ended on December 31st, 2019 of
ARS 71,320,429 (total amount of
remunerations).
7. Consideration of the remuneration of the Mgmt For
members of the Supervisory Committee for
the year ended on December 31st, 2019.
8. Setting of the number of directors and Mgmt For
appointment of the full and alternate
members for year 2020. Approval of a policy
aimed ...(due to space limits, see proxy
material for full proposal).
9. Appointment of the full and alternate Mgmt For
members of the Supervisory Committee for
year 2020.
10. Appointment of External Auditors and of the Mgmt For
main partner and alternate partner of the
respective accounting firm for the year of
2020.
11. Approval of the fees of the External Mgmt Abstain
Auditors for the year ended on December
31st, 2019.
12. Consideration of the fees of the External Mgmt Abstain
Auditors for the year 2020.
13. Approval of the budget of the Audit Mgmt Abstain
Committee for 2020.
14. Creation of a global program for the Mgmt For
issuance of Negotiable Obligations
(obligaciones negociables) in accordance
with the ...(due to space limits, see proxy
material for full proposal).
15. Approval of the issuance of simple Mgmt For
negotiable obligations not convertible into
shares for up to a maximum nominal amount
equivalent to 50,000,000 United States
dollars (US $ fifty million) or its
equivalent in other currencies under the
Program, to be issued in one, two or more
series (the "Negotiable Obligations"), as
determined by the Board of Directors.
16. Granting of powers to the Board of Mgmt For
Directors for setting the terms and
conditions of the Program and of the
Negotiable Obligations, with the power to
sub-delegate said powers to one or more
directors and/or officers of the Company.
17. Granting of the corresponding Mgmt For
authorizations to carry out the necessary
steps, documents and filings regarding the
decisions made by the shareholders
concerning the Program and the issuance of
the Negotiable Obligations in points 14 to
16 above.
18. Consideration of the amendment of section Mgmt Against
fourteenth of the Bylaws in order to grant
powers to the Board of Directors to approve
the issuance of negotiable obligations, in
accordance with the provisions of article 9
of the Negotiable Obligations Law No.
23,576, as amended and supplemented.
19. Approval of a new consolidated text of the Mgmt Against
Bylaws.
20. Granting of the relevant authorizations for Mgmt For
the carrying out of paperwork and to make
the necessary filings.
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MAGNACHIP SEMICONDUCTOR CORP Agenda Number: 935210978
--------------------------------------------------------------------------------------------------------------------------
Security: 55933J203
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: MX
ISIN: US55933J2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Melvin L. Keating Mgmt For For
Young-Joon Kim Mgmt For For
IIbok Lee Mgmt For For
Camillo Martino Mgmt For For
Gary Tanner Mgmt For For
Nader Tavakoli Mgmt For For
2. Advisory (non-binding) vote to approve the Mgmt For For
compensation of our named executive
officers for 2019.
3. Ratification of the Board's election of Mgmt For For
Samil PricewaterhouseCoopers as our
independent registered public accounting
firm for 2020.
4. Approval of the MagnaChip Semiconductor Mgmt For For
Corporation 2020 Equity and Incentive
Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
MGM HOLDINGS INC. Agenda Number: 100001161
--------------------------------------------------------------------------------------------------------------------------
Security: 55303C101
Meeting Type: Annual and Special
Meeting Date: 11-Dec-2019
Ticker:
ISIN: US55303C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
James Dondero Mgmt For For
David Krane Mgmt For For
Amy Pascal Mgmt For For
Fredric G. Reynolds Mgmt For For
Nancy Tellem Mgmt For For
Kevin Ulrich Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEXPOINT RESIDENTIAL TRUST, INC. Agenda Number: 935184755
--------------------------------------------------------------------------------------------------------------------------
Security: 65341D102
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: NXRT
ISIN: US65341D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James Dondero Mgmt For For
Brian Mitts Mgmt For For
Edward Constantino Mgmt For For
Scott Kavanaugh Mgmt For For
Arthur Laffer Mgmt For For
2. Advisory Vote on Executive Compensation: To Mgmt For For
approve, on an advisory basis, the
compensation of our named executive
officers.
3. Advisory Vote on the Frequency of Advisory Mgmt 1 Year For
Votes on Executive Compensation: To
approve, on an advisory basis, the
frequency of future advisory votes on the
compensation of our named executive
officers.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
NEXTDECADE CORPORATION Agenda Number: 935055497
--------------------------------------------------------------------------------------------------------------------------
Security: 65342K105
Meeting Type: Annual
Meeting Date: 12-Jul-2019
Ticker: NEXT
ISIN: US65342K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Taewon Jun# Mgmt For For
David Gallo* Mgmt For For
David Magid* Mgmt For For
Eric S. Rosenfeld* Mgmt For For
2. To approve amendments to the Certificate of Mgmt For For
Designations of Series A Convertible
Preferred Stock to, among other things,
modify certain terms relating to voting
rights.
3. To approve amendments to the Company's Mgmt For For
Certificate of Designations of Series B
Convertible Preferred Stock to, among other
things, modify certain terms relating to
voting rights.
4. To ratify the reappointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accountants and auditors
for the fiscal year ending December 31,
2019.
--------------------------------------------------------------------------------------------------------------------------
NEXTDECADE CORPORATION Agenda Number: 935217782
--------------------------------------------------------------------------------------------------------------------------
Security: 65342K105
Meeting Type: Annual
Meeting Date: 15-Jun-2020
Ticker: NEXT
ISIN: US65342K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
K. Abdulla Al Romaithi* Mgmt For For
Frank Chapman* Mgmt For For
Brian Belke# Mgmt For For
Thanasi Skafidas# Mgmt For For
L. Spencer Wells# Mgmt For For
2. To amend the Company's 2017 Omnibus Mgmt For For
Incentive Plan to increase the amount of
awards thereunder that can be granted to
the Company's non-employee directors in any
calendar year.
3. To ratify the reappointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accountants and auditors
for the fiscal year ending December 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
OWENS CORNING Agenda Number: 935145260
--------------------------------------------------------------------------------------------------------------------------
Security: 690742101
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: OC
ISIN: US6907421019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian D. Chambers Mgmt For For
1B. Election of Director: Eduardo E. Cordeiro Mgmt For For
1C. Election of Director: Adrienne D. Elsner Mgmt For For
1D. Election of Director: J. Brian Ferguson Mgmt For For
1E. Election of Director: Ralph F. Hake Mgmt For For
1F. Election of Director: Edward F. Lonergan Mgmt For For
1G. Election of Director: Maryann T. Mannen Mgmt For For
1H. Election of Director: W. Howard Morris Mgmt For For
1I. Election of Director: Suzanne P. Nimocks Mgmt For For
1J. Election of Director: John D. Williams Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
3. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
4. To approve the Amended and Restated Owens Mgmt For For
Corning Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
PAMPA ENERGIA S.A. Agenda Number: 935082963
--------------------------------------------------------------------------------------------------------------------------
Security: 697660207
Meeting Type: Special
Meeting Date: 01-Oct-2019
Ticker: PAM
ISIN: US6976602077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Appointment of shareholders to approve and Mgmt For For
sign the minutes of the Shareholders'
Meeting.
2) Consideration of reduction of stock capital Mgmt For For
and cancellation of up to 189,987,026
ordinary, book-entry shares of $1 par value
each and entitled to 1 vote per share, held
in the Company's treasury under the
repurchase plans approved by the Board of
Directors on June 22, 2018, March 27, and
August 12, 2019.
3) Grant of authorizations to carry out Mgmt For For
proceedings and filings necessary to obtain
the relevant registrations.
--------------------------------------------------------------------------------------------------------------------------
PAMPA ENERGIA S.A. Agenda Number: 935084424
--------------------------------------------------------------------------------------------------------------------------
Security: 697660207
Meeting Type: Special
Meeting Date: 15-Oct-2019
Ticker: PAM
ISIN: US6976602077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Appointment of shareholders to approve and Mgmt For For
sign the minutes of the Shareholders'
Meeting.
2) Consideration of: (i) merger between Pampa Mgmt Abstain Against
Energia S.A. and Parques Eolicos del Fin
del Mundo S.A. pursuant to the provisions
of Sections 82 et seq. of the General
Companies Law and Section 77 et seq. of the
Income Tax Law; (ii) Special Individual
Statement of Financial Position for Merger
Purposes and Consolidated Statement of
Financial Position for Merger Purposes of
the Company, both of them as of June 30,
2019, as well as the applicable independent
auditor's reports and ...(due to space
limits, see proxy material for full
proposal).
3) Grant of authorizations to carry out Mgmt For For
proceedings and filings necessary to obtain
the relevant registrations.
--------------------------------------------------------------------------------------------------------------------------
PARATEK PHARMACEUTICALS, INC. Agenda Number: 935187751
--------------------------------------------------------------------------------------------------------------------------
Security: 699374302
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: PRTK
ISIN: US6993743029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael F. Bigham Mgmt For For
Robert S. Radie Mgmt For For
2. To approve a non-binding advisory vote on Mgmt Against Against
the compensation of our named executive
officers.
3. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PATTERSON COMPANIES, INC. Agenda Number: 935065462
--------------------------------------------------------------------------------------------------------------------------
Security: 703395103
Meeting Type: Annual
Meeting Date: 16-Sep-2019
Ticker: PDCO
ISIN: US7033951036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John D. Buck Mgmt For For
1b. Election of Director: Alex N. Blanco Mgmt For For
1c. Election of Director: Jody H. Feragen Mgmt For For
1d. Election of Director: Robert C. Frenzel Mgmt For For
1e. Election of Director: Francis J. Malecha Mgmt For For
1f. Election of Director: Ellen A. Rudnick Mgmt For For
1g. Election of Director: Neil A. Schrimsher Mgmt For For
1h. Election of Director: Mark S. Walchirk Mgmt For For
2. Approval of amendment to Amended and Mgmt For For
Restated Employee Stock Purchase Plan.
3. Advisory approval of executive Mgmt Against Against
compensation.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
April 25, 2020.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 935064953
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 09-Aug-2019
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Election of 2 (two) members of the Board of Mgmt For For
Directors appointed by the controlling
shareholder: 1. Holder: Nivio Ziviani 2.
Holder: Walter Mendes de Oliveira Filho
II Withdrawal of the public offering and Mgmt For For
delisting of the shares of Petroleo
Brasileiro S.A. - Petrobras of Bolsas y
Mercados Argentinos SA ("BYMA"), through a
voluntary withdrawal of the public offering
regime in Argentina, based on Article 32,
subsection "C", Section VIII, Chapter II of
Title III of the Comision Nacional de
Valores ("CNV"), which allows the Company
to withdraw the public offering and
delisting regime in BYMA without the need
to make a public offering of actions.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 935084385
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 30-Sep-2019
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Merger of Petrobras Logistica de Gas S.A. Mgmt For For
("Logigas") into Petrobras to: (1) Confirm
KPMG Auditores Independentes ("KPMG") as
Petrobras' contractor to prepare the
relevant Logigas' Evaluation Report, at
book value, pursuant to paragraph 1 of
article 227 of the Act 6404, of 12.15.1976.
(2) Approve the Evaluation Report prepared
by KPMG at book value regarding Logigas'
shareholders' equity. (3) Approve all terms
and conditions of the Merger Proposal and
Basis, entered into by ...(due to space
limits, see proxy material for full
proposal).
II Proposal of amendment to Petrobras' Mgmt For For
Articles of Merger in order to change
articles 18, 20, 21, 23, 25, 29, 30, 35, 43
and 53 of said charter, and consequent
consolidation of said Articles of Merger
pursuant to Management proposal filed with
the Brazilian Securities and Exchange
Commission - CVM (Comissao de Valores
Mobiliarios) and Company through respective
electronic addresses.
III Amend the overall amount of management Mgmt For For
compensation, as approved by General and
Special Shareholders' Meeting dated April
25, 2019, in order to include the Digital
Transformation and Innovation Executive
Officer's remuneration.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 935130942
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 04-Mar-2020
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Merger of Petrobras Negocios Eletronicos Mgmt For For
S.A. (e-PETRO) into Petrobras to: 1)Confirm
Loudon Blomquist Auditores Independentes
(Loudon) as Petrobras' contractor to
prepare the relevant e-PETRO's Evaluation
Report, at book value, pursuant to
paragraph 1 of article 227 of the Act 6404,
of 12.15.1976; 2) Approve the Evaluation
Report prepared by Loudon at book value
regarding e-PETRO's shareholders' equity;
3)Approve all terms and conditions of the
Merger Proposal and Basis, entered into
...(due to space limits, see proxy material
for full proposal).
II Proposal of amendment to Petrobras' By Law Mgmt For For
in order to change articles 18, 21, 22, 23,
30, 34, 60, 63, 64 and 65 of said charter,
and consequent consolidation of said By Law
pursuant to Management proposal filed with
the Brazilian Securities and Exchange
Commission - CVM (Comissao de Valores
Mobiliarios) and Company through respective
electronic addresses.
III Election of 1 (one) member of the Board of Mgmt For For
Directors indicated by controlling
shareholder.
--------------------------------------------------------------------------------------------------------------------------
PORTOLA PHARMACEUTICALS, INC. Agenda Number: 935202464
--------------------------------------------------------------------------------------------------------------------------
Security: 737010108
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: PTLA
ISIN: US7370101088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey Bird, M.D., PhD Mgmt For For
John H. Johnson Mgmt For For
H. Ward Wolff Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in this
proxy statement.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
POSTAL REALTY TRUST INC Agenda Number: 935220082
--------------------------------------------------------------------------------------------------------------------------
Security: 73757R102
Meeting Type: Annual
Meeting Date: 26-Jun-2020
Ticker: PSTL
ISIN: US73757R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick R. Donahoe Mgmt For For
Barry Lefkowitz Mgmt For For
Jane Gural-Senders Mgmt For For
Anton Feingold Mgmt For For
Andrew Spodek Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
3. Approval of an amendment to our equity Mgmt For For
incentive plan to increase the number of
shares of our Class A common stock
available for awards made thereunder.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY Agenda Number: 935080616
--------------------------------------------------------------------------------------------------------------------------
Security: 755111507
Meeting Type: Special
Meeting Date: 11-Oct-2019
Ticker: RTN
ISIN: US7551115071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Raytheon merger proposal: To adopt the Mgmt For For
Agreement and Plan of Merger, dated as of
June 9, 2019, by and among United
Technologies Corporation, Light Merger Sub
Corp. and Raytheon Company (the "merger
agreement").
2. Raytheon merger-related compensation Mgmt For For
proposal: To approve, by advisory
(non-binding) vote, certain compensation
arrangements that may be paid or become
payable to Raytheon Company's named
executive officers in connection with the
merger contemplated by the merger
agreement.
3. Raytheon adjournment proposal: To approve Mgmt For For
the adjournment of the Special Meeting of
Stockholders of Raytheon Company to a later
date or dates, if necessary or appropriate,
to solicit additional proxies in the event
there are not sufficient votes at the time
of the Special Meeting of Stockholders of
Raytheon Company to adopt the Raytheon
merger proposal.
--------------------------------------------------------------------------------------------------------------------------
STONECO LTD Agenda Number: 935094552
--------------------------------------------------------------------------------------------------------------------------
Security: G85158106
Meeting Type: Annual
Meeting Date: 14-Nov-2019
Ticker: STNE
ISIN: KYG851581069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andre Street Mgmt For For
Eduardo Pontes Mgmt For For
Roberto Thompson Motta Mgmt For For
Thomas A Patterson Mgmt For For
Ali Mazanderani Mgmt For For
Silvio Jose Morais Mgmt For For
2. THE ADOPTION AND RATIFICATION OF STONECO Mgmt For For
LTD.'S FINANCIAL STATEMENTS FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 935152291
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: RIG
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the 2019 Annual Report, Mgmt For For
Including the Audited Consolidated
Financial Statements and the Audited
Statutory Financial Statements of
Transocean Ltd. for Fiscal Year 2019
2 Discharge of the Members of the Board of Mgmt For For
Directors and Executive Management Team
From Liability for Activities During Fiscal
Year 2019
3 Appropriation of the Accumulated Loss for Mgmt For For
Fiscal Year 2019
4 Increase in Total Number of Shares Mgmt For For
Authorized for Issuance
5A Election of Director: Glyn A. Barker Mgmt For For
5B Election of Director: Vanessa C.L. Chang Mgmt For For
5C Election of Director: Frederico F. Curado Mgmt For For
5D Election of Director: Chadwick C. Deaton Mgmt For For
5E Election of Director: Vincent J. Intrieri Mgmt For For
5F Election of Director: Samuel J. Merksamer Mgmt For For
5G Election of Director: Frederik W. Mohn Mgmt For For
5H Election of Director: Edward R. Muller Mgmt For For
5I Election of Director: Diane de Saint Victor Mgmt For For
5J Election of Director: Tan Ek Kia Mgmt For For
5K Election of Director: Jeremy D. Thigpen Mgmt For For
6 Election of Chadwick C. Deaton as the Chair Mgmt For For
of the Board of Directors for a Term
Extending Until Completion of the Next
Annual General Meeting
7A Election of the Member of the Compensation Mgmt For For
Committee for a Term Extending Until
Completion of the Next Annual General
Meeting: Glyn A. Barker
7B Election of the Member of the Compensation Mgmt For For
Committee for a Term Extending Until
Completion of the Next Annual General
Meeting: Samuel J. Merksamer
7C Election of the Member of the Compensation Mgmt For For
Committee for a Term Extending Until
Completion of the Next Annual General
Meeting: Tan Ek Kia
8 Reelection of Schweiger Advokatur / Mgmt For For
Notariat as the Independent Proxy for a
Term Extending Until Completion of the Next
Annual General Meeting
9 Appointment of Ernst & Young LLP as the Mgmt For For
Company's Independent Registered Public
Accounting Firm for Fiscal Year 2020 and
Reelection of Ernst & Young Ltd, Zurich, as
the Company's Auditor for a Further
One-Year Term
10 Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation for Fiscal Year 2020
11A Ratification of the Maximum Aggregate Mgmt For For
Amount of Compensation of the Board of
Directors for the Period Between the 2020
Annual General Meeting and the 2021 Annual
General Meeting
11B Ratification of an amount of US $24,000,000 Mgmt For For
as the Maximum Aggregate Amount of
Compensation of the Executive Management
Team for Fiscal Year 2021
12 Approval of Amendment and Restatement of Mgmt For For
the Transocean Ltd. 2015 Long-Term
Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
TRANSPORTADORA DE GAS DEL SUR S.A. Agenda Number: 935065169
--------------------------------------------------------------------------------------------------------------------------
Security: 893870204
Meeting Type: Special
Meeting Date: 15-Aug-2019
Ticker: TGS
ISIN: US8938702045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Appointment of two shareholders to sign the Mgmt For
minutes of the meeting together with the
Chairman of the Board of Directors.
2) Consideration of the increase for up to US$ Mgmt For
1,200,000,000 (or its equivalent in other
currencies) of the Global Program for the
Issue of Short and Medium Term Notes
Non-Convertible into TGS Shares, which
current amount is US$ 700,000,000 (or its
equivalent in other currencies).
3) Consideration of (i) the delegation to the Mgmt For
Board of Directors of the widest powers to
establish all terms and conditions of the
Global Program and of the different classes
and/or series of Notes to be issued under
the Global Program (including, but not
limited to, time, price, representation and
payment conditions of the notes, allocation
of funds), with all powers to amend any
terms and conditions that were not
expressly set up by the Shareholders, (ii)
the authorization to the Board of
Directors, ...(due to space limits, see
proxy material for full proposal).
--------------------------------------------------------------------------------------------------------------------------
VISTRA ENERGY CORP Agenda Number: 935160387
--------------------------------------------------------------------------------------------------------------------------
Security: 92840M102
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: VST
ISIN: US92840M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve an amendment to the Vistra Energy Mgmt For For
Corp. Certificate of Incorporation (the
"Charter") to declassify the Board of
Directors so that all Directors will be
elected annually commencing with the 2020
Annual Meeting (the "Charter Amendment")
2A. Election of Director: Hilary E. Ackermann Mgmt For For
(If the Charter Amendment in proposal 1 is
approved)
2B. Election of Director: Arcilia C. Acosta (If Mgmt For For
the Charter Amendment in proposal 1 is
approved)
2C. Election of Director: Gavin R. Baiera (If Mgmt For For
the Charter Amendment in proposal 1 is
approved)
2D. Election of Director: Paul M. Barbas (If Mgmt For For
the Charter Amendment in proposal 1 is
approved)
2E. Election of Director: Lisa Crutchfield (If Mgmt For For
the Charter Amendment in proposal 1 is
approved)
2F. Election of Director: Brian K. Ferraioli Mgmt For For
(If the Charter Amendment in proposal 1 is
approved)
2G. Election of Director: Scott B. Helm (If the Mgmt For For
Charter Amendment in proposal 1 is
approved)
2H. Election of Director: Jeff D. Hunter (If Mgmt For For
the Charter Amendment in proposal 1 is
approved)
2I. Election of Director: Curtis A. Morgan (If Mgmt For For
the Charter Amendment in proposal 1 is
approved)
2J. Election of Director: John R. Sult (If the Mgmt For For
Charter Amendment in proposal 1 is
approved)
3.1 Election of Director: Gavin R. Baiera (If Mgmt For For
the Charter Amendment in proposal 1 is not
approved)
3.2 Election of Director: Scott B. Helm (If the Mgmt For For
Charter Amendment in proposal 1 is not
approved)
3.3 Election of Director: Curtis A. Morgan (If Mgmt For For
the Charter Amendment in proposal 1 is not
approved)
3.4 Election of Director: John R. Sult (If the Mgmt For For
Charter Amendment in proposal 1 is not
approved)
4. Approve, on an advisory basis, named Mgmt For For
executive officer compensation.
5. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2020.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) NexPoint Strategic Opportunities Fund
By (Signature) /s/ Lauren Thedford
Name Lauren Thedford
Title Secretary
Date 08/26/2020