UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-08568
NAME OF REGISTRANT: John Hancock Financial Opportunities
Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 200 Berkeley Street
Boston, MA 02116
NAME AND ADDRESS OF AGENT FOR SERVICE: Charles A. Rizzo
197 Clarendon Street
Boston, MA 02116
REGISTRANT'S TELEPHONE NUMBER: 6176633000
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
2X21 JHF Financial Opportunities Fund
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1ST SOURCE CORPORATION Agenda Number: 935136273
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Security: 336901103
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: SRCE
ISIN: US3369011032
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term expiring Mgmt Against Against
April 2023: Vinod M. Khilnani
1B. Election of Director for term expiring Mgmt Against Against
April 2023: Rex Martin
1C. Election of Director for term expiring Mgmt For For
April 2023: Christopher J. Murphy III
1D. Election of Director for term expiring Mgmt Against Against
April 2023: Timothy K. Ozark
2. Advisory Approval of Executive Mgmt For For
Compensation.
3. Ratification of the appointment of BKD LLP Mgmt For For
as 1st Source Corporation's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
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AMERICAN NATIONAL BANKSHARES INC. Agenda Number: 935184399
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Security: 027745108
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: AMNB
ISIN: US0277451086
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tammy Moss Finley Mgmt For For
Charles H. Majors Mgmt For For
Dan M. Pleasant Mgmt For For
Joel R. Shepherd Mgmt For For
2. To ratify the selection of Yount, Hyde & Mgmt For For
Barbour, P.C., independent registered
public accounting firm, as auditors of the
Company for the year ending December 31,
2020.
3. Advisory Vote on Executive compensation of Mgmt For For
the Company's named executive officers as
disclosed in the proxy statement.
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AMERICAN RIVER BANKSHARES Agenda Number: 935170097
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Security: 029326105
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: AMRB
ISIN: US0293261055
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nicolas C. Anderson Mgmt For For
Kimberly A. Box Mgmt For For
Charles D. Fite Mgmt For For
Jeffery Owensby Mgmt For For
Julie A. Raney Mgmt For For
David E. Ritchie Jr. Mgmt For For
William A. Robotham Mgmt For For
Philip A. Wright Mgmt For For
Michael A. Ziegler Mgmt For For
2. To approve the American River Bankshares Mgmt For For
2020 Equity Incentive Plan.
3. To ratify the selection of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
4. To approve, on an advisory (non-binding) Mgmt For For
basis, the Company's named executive
officer compensation.
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AMERICAN RIVIERA BANK Agenda Number: 935215853
--------------------------------------------------------------------------------------------------------------------------
Security: 02932A106
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: ARBV
ISIN: US02932A1060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth Cholawsky Mgmt Withheld Against
Darren D. Caesar Mgmt Withheld Against
Joe Campanelli Mgmt For For
Jeff DeVine Mgmt Withheld Against
Leonard Himelsein Mgmt For For
Jody D. Holehouse, CPA Mgmt Withheld Against
Weldon U. Howell Jr Esq Mgmt Withheld Against
Lawrence Koppelman Mgmt Withheld Against
Douglas Margerum Mgmt For For
2. To ratify the selection of Crowe LLP as the Mgmt Against Against
Bank's independent registered public
accounting firm.
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AMERIS BANCORP Agenda Number: 935194225
--------------------------------------------------------------------------------------------------------------------------
Security: 03076K108
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: ABCB
ISIN: US03076K1088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney D. Bullard* Mgmt For For
James B. Miller, Jr.* Mgmt For For
William I. Bowen, Jr.# Mgmt For For
Wm. Millard Choate# Mgmt For For
Robert P. Lynch# Mgmt For For
Elizabeth A. McCague# Mgmt For For
Gloria A. O'Neal+ Mgmt For For
H. Palmer Proctor, Jr.+ Mgmt For For
2. Ratification of the appointment of Crowe Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
4. Approval of the amendment of the Company's Mgmt For For
articles of incorporation to increase the
number of authorized shares of common stock
from 100 million shares to 200 million
shares.
5. Approval of the amendment of the Company's Mgmt For For
articles of incorporation to eliminate the
supermajority vote required to amend
certain provisions of the Company's
articles of incorporation and bylaws.
6. Approval of the amendment of the Company's Mgmt For For
articles of incorporation and bylaws to
declassify the Company's Board of
Directors.
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ARES MANAGEMENT CORPORATION Agenda Number: 935196750
--------------------------------------------------------------------------------------------------------------------------
Security: 03990B101
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: ARES
ISIN: US03990B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J Arougheti Mgmt Against Against
1B. Election of Director: Antoinette Bush Mgmt For For
1C. Election of Director: Paul G. Joubert Mgmt For For
1D. Election of Director: R. Kipp deVeer Mgmt Against Against
1E. Election of Director: David B. Kaplan Mgmt Against Against
1F. Election of Director: Michael Lynton Mgmt For For
1G. Election of Director: Dr. Judy D. Olian Mgmt For For
1H. Election of Director: Antony P. Ressler Mgmt Against Against
1I. Election of Director: Bennett Rosenthal Mgmt Against Against
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for our
2020 fiscal year.
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ASSURED GUARANTY LTD. Agenda Number: 935156489
--------------------------------------------------------------------------------------------------------------------------
Security: G0585R106
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: AGO
ISIN: BMG0585R1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Francisco L. Borges Mgmt For For
1B Election of Director: G. Lawrence Buhl Mgmt For For
1C Election of Director: Dominic J. Frederico Mgmt For For
1D Election of Director: Bonnie L. Howard Mgmt For For
1E Election of Director: Thomas W. Jones Mgmt For For
1F Election of Director: Patrick W. Kenny Mgmt For For
1G Election of Director: Alan J. Kreczko Mgmt For For
1H Election of Director: Simon W. Leathes Mgmt For For
1I Election of Director: Michael T. O'Kane Mgmt For For
1J Election of Director: Yukiko Omura Mgmt For For
2 To approve, on an advisory basis, the Mgmt For For
compensation paid to the Company's named
executive officers.
3 To appoint PricewaterhouseCoopers LLP Mgmt For For
("PwC") as the Company's independent
auditor for the fiscal year ending December
31, 2020, and to authorize the Board of
Directors, acting through its Audit
Committee, to set the fees of the
independent auditor.
4AA To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Howard
W. Albert
4AB To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Robert
A. Bailenson
4AC To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Russell
B. Brewer II
4AD To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Gary
Burnet
4AE To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Ling
Chow
4AF To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Stephen
Donnarumma
4AG To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Dominic
J. Frederico
4AH To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Walter
A. Scott
4B To authorize the Company to appoint PwC as Mgmt For For
AG Re's independent auditor for the fiscal
year ending December 31, 2020.
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ATLANTIC CAPITAL BANCSHARES, INC. Agenda Number: 935185911
--------------------------------------------------------------------------------------------------------------------------
Security: 048269203
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: ACBI
ISIN: US0482692037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Deriso, Jr. Mgmt Withheld Against
Shantella E. Cooper Mgmt For For
Henchy R. Enden Mgmt For For
James H. Graves Mgmt For For
Douglas J. Hertz Mgmt For For
Thomas M. Holder Mgmt For For
Lizanne Thomas Mgmt For For
Douglas L. Williams Mgmt For For
Marietta Edmunds Zakas Mgmt For For
2. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2020
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ATLANTIC UNION BANKSHARES CORPORATION Agenda Number: 935146313
--------------------------------------------------------------------------------------------------------------------------
Security: 04911A107
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: AUB
ISIN: US04911A1079
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to serve Mgmt For For
until the 2023 Annual meeting: Frank
Russell Ellett
1.2 Election of Class III Director to serve Mgmt For For
until the 2023 Annual meeting: Gregory L.
Fisher
1.3 Election of Class III Director to serve Mgmt For For
until the 2023 Annual meeting: Patrick J.
McCann
1.4 Election of Class III Director to serve Mgmt For For
until the 2023 Annual meeting: Alan W.
Myers
1.5 Election of Class III Director to serve Mgmt For For
until the 2023 Annual meeting: Linda V.
Schreiner
2. To approve an amendment to the Company's Mgmt For For
articles of incorporation to eliminate the
classified structure of the Board of
Directors and provide for the annual
election of directors.
3. To approve an amendment to the Company's Mgmt Against Against
articles of incorporation to update the
provisions regarding indemnification of
directors and officers of the Company.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
5. To approve, on an advisory (non-binding) Mgmt For For
basis, the Company's executive
compensation.
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AVIDBANK HOLDINGS, INC. Agenda Number: 935195760
--------------------------------------------------------------------------------------------------------------------------
Security: 05368J103
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: AVBH
ISIN: US05368J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark D. Mordell Mgmt For For
Kristofer W. Biorn Mgmt For For
Kenneth D. Brenner Mgmt For For
Diane J. Flynn Mgmt For For
Lisa B. Hendrickson Mgmt For For
Bryan C. Polster Mgmt For For
Roxy H. Rapp Mgmt For For
Michael F. Rosinus Mgmt For For
Robert H. Scott Mgmt For For
Marc J. Verissimo Mgmt For For
2. RATIFICATION OF CROWE LLP AS AUDITORS OF Mgmt For For
THE COMPANY FOR THE YEAR ENDED DECEMBER 31,
2020
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BANK OF AMERICA CORPORATION Agenda Number: 935139825
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: BAC
ISIN: US0605051046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1E. Election of Director: Pierre J.P. de Weck Mgmt For For
1F. Election of Director: Arnold W. Donald Mgmt For For
1G. Election of Director: Linda P. Hudson Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Thomas J. May Mgmt For For
1J. Election of Director: Brian T. Moynihan Mgmt For For
1K. Election of Director: Lionel L. Nowell III Mgmt For For
1L. Election of Director: Denise L. Ramos Mgmt For For
1M. Election of Director: Clayton S. Rose Mgmt For For
1N. Election of Director: Michael D. White Mgmt For For
1O. Election of Director: Thomas D. Woods Mgmt For For
1P. Election of Director: R. David Yost Mgmt For For
1Q. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Mgmt For For
Advisory, Non-binding "Say on Pay"
Resolution).
3. Ratifying the Appointment of Our Mgmt For For
Independent Registered Public Accounting
Firm for 2020.
4. Make Shareholder Proxy Access More Shr For Against
Accessible.
5. Adopt a New Shareholder Right - Written Shr For Against
Consent
6. Report Concerning Gender/Racial Pay Equity. Shr Against For
7. Review of Statement of the Purpose of a Shr Against For
Corporation and Report on Recommended
Changes to Governance Documents, Policies,
and Practices.
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BANK OF COMMERCE HOLDINGS Agenda Number: 935165159
--------------------------------------------------------------------------------------------------------------------------
Security: 06424J103
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: BOCH
ISIN: US06424J1034
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Orin N. Bennett Mgmt For For
Gary R. Burks Mgmt For For
Randall S. Eslick Mgmt For For
Joseph Q. Gibson Mgmt For For
Jon W. Halfhide Mgmt For For
David J. Inderkum Mgmt For For
Linda J. Miles Mgmt For For
Karl L. Silberstein Mgmt For For
Terence J. Street Mgmt For For
Lyle L. Tullis Mgmt For For
2. Ratification of the selection of Moss Adams Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2020.
3. An advisory vote to approve the Mgmt For For
compensation of the Company's named
executive officers (the "say-on-pay" vote).
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BANK OF MARIN BANCORP Agenda Number: 935180909
--------------------------------------------------------------------------------------------------------------------------
Security: 063425102
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: BMRC
ISIN: US0634251021
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven I. Barlow Mgmt Withheld Against
Russell A. Colombo Mgmt Withheld Against
James C. Hale Mgmt Withheld Against
Robert Heller Mgmt Withheld Against
Norma J. Howard Mgmt Withheld Against
Kevin R. Kennedy Mgmt Withheld Against
William H. McDevitt, Jr Mgmt Withheld Against
Leslie E. Murphy Mgmt Withheld Against
Joel Sklar, MD Mgmt Withheld Against
Brian M. Sobel Mgmt Withheld Against
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION
3. TO APPROVE THE BANK OF MARIN BANCORP 2020 Mgmt For For
DIRECTOR STOCK PLAN
4. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITOR
--------------------------------------------------------------------------------------------------------------------------
BAR HARBOR BANKSHARES Agenda Number: 935187422
--------------------------------------------------------------------------------------------------------------------------
Security: 066849100
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: BHB
ISIN: US0668491006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daina H. Belair Mgmt For For
1B. Election of Director: Matthew L. Caras Mgmt For For
1C. Election of Director: David M. Colter Mgmt For For
1D. Election of Director: Steven H. Dimick Mgmt For For
1E. Election of Director: Martha T. Dudman Mgmt For For
1F. Election of Director: Lauri E. Fernald Mgmt For For
1G. Election of Director: Brendan J. O'Halloran Mgmt For For
1H. Election of Director: Curtis C. Simard Mgmt For For
1I. Election of Director: Kenneth E. Smith Mgmt For For
1J. Election of Director: Stephen R. Theroux Mgmt For For
1K. Election of Director: Scott G. Toothaker Mgmt For For
1L. Election of Director: David B. Woodside Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF RSM US Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2020.
3. APPROVAL OF NON-BINDING, ADVISORY Mgmt For For
RESOLUTION ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
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BAYCOM CORP Agenda Number: 935213138
--------------------------------------------------------------------------------------------------------------------------
Security: 07272M107
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: BCML
ISIN: US07272M1071
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lloyd K. Kendall, Jr. Mgmt Withheld Against
George J. Guarini Mgmt For For
James S. Camp Mgmt Withheld Against
Harpreet S. Chaudhary Mgmt Withheld Against
Rocco Davis Mgmt For For
Malcolm F. Hotchkiss Mgmt Withheld Against
Syvia L. Magid Mgmt For For
Robert R. Laverne, M.D. Mgmt For For
David M. Spatz Mgmt Withheld Against
2. To amend the Company's Bylaws to increase Mgmt For For
the range of authorized directors to a
minimum of seven (7) and a maximum of
thirteen (13).
3. To ratify the selection of Moss Adams, LLP Mgmt For For
as BayCom Corp's independent auditor for
the fiscal year ending December 31, 2020.
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BERKSHIRE HILLS BANCORP, INC. Agenda Number: 935163333
--------------------------------------------------------------------------------------------------------------------------
Security: 084680107
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: BHLB
ISIN: US0846801076
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Baye Adofo-Wilson Mgmt For For
Rheo A. Brouillard Mgmt For For
David M. Brunelle Mgmt For For
Robert M. Curley Mgmt For For
John B. Davies Mgmt For For
J. Williar Dunlaevy Mgmt For For
William H. Hughes III Mgmt For For
Cornelius D. Mahoney Mgmt For For
Richard M. Marotta Mgmt For For
Sylvia Maxfield Mgmt For For
Laurie Norton Moffatt Mgmt For For
Jonathan I. Shulman Mgmt For For
D. Jeffrey Templeton Mgmt For For
2. To consider a non-binding proposal to give Mgmt For For
advisory approval of Berkshire's executive
compensation as described in the Proxy
Statement.
3. To ratify the appointment of Crowe LLP as Mgmt For For
Berkshire's Independent Registered Public
Accounting firm for fiscal year 2020.
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BOK FINANCIAL CORPORATION Agenda Number: 935147062
--------------------------------------------------------------------------------------------------------------------------
Security: 05561Q201
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: BOKF
ISIN: US05561Q2012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan S. Armstrong Mgmt For For
C. Fred Ball, Jr. Mgmt For For
Steven Bangert Mgmt Withheld Against
Peter C. Boylan, III Mgmt For For
Steven G. Bradshaw Mgmt Withheld Against
Chester E. Cadieux, III Mgmt Withheld Against
Gerard P. Clancy Mgmt Withheld Against
John W. Coffey Mgmt For For
Joseph W. Craft, III Mgmt For For
Jack E. Finley Mgmt Withheld Against
David F. Griffin Mgmt Withheld Against
V. Burns Hargis Mgmt For For
Douglas D. Hawthorne Mgmt Withheld Against
Kimberley D. Henry Mgmt For For
E. Carey Joullian, IV Mgmt Withheld Against
George B. Kaiser Mgmt Withheld Against
Stanley A. Lybarger Mgmt Withheld Against
Steven J. Malcolm Mgmt For For
Steven E. Nell Mgmt Withheld Against
E. C. Richards Mgmt Withheld Against
Claudia San Pedro Mgmt Withheld Against
Michael C. Turpen Mgmt For For
R. A. Walker Mgmt For For
Rose M. Washington Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as BOK Financial Corporation's
independent auditors for the fiscal year
ending December 31, 2020.
3. Approval of the compensation of the Mgmt For For
Company's named executive officers as
disclosed in the Proxy statement.
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BRYN MAWR BANK CORPORATION Agenda Number: 935138164
--------------------------------------------------------------------------------------------------------------------------
Security: 117665109
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: BMTC
ISIN: US1176651099
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Class II Director: Andrea F. Mgmt For For
Gilbert
1B Election of Class II Director: Lynn B. Mgmt For For
McKee
1C Election of Class II Director: F. Kevin Mgmt For For
Tylus
2. SAY-ON-PAY: To approve a non-binding Mgmt For For
advisory vote on Executive Officer
Compensation.
3. RATIFICATION OF AUDITORS: To ratify the Mgmt For For
appointment of KPMG LLP as the independent
registered public accounting firm for Bryn
Mawr Bank Corporation for the fiscal year
ending December 31, 2020.
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BUSINESS FIRST BANCSHARES, INC. Agenda Number: 935148696
--------------------------------------------------------------------------------------------------------------------------
Security: 12326C105
Meeting Type: Special
Meeting Date: 14-Apr-2020
Ticker: BFST
ISIN: US12326C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. MERGER PROPOSAL: To consider and vote upon Mgmt For For
a proposal to approve the Agreement and
Plan of Reorganization, dated January 22,
2020, by and between Business First
Bancshares, Inc. ("Business First") and
Pedestal Bancshares, Inc. ("Pedestal"),
pursuant to which Pedestal will merge with
and into Business First, with Business
First surviving the merger, and Business
First will issue its common stock as merger
consideration, on the terms and subject to
the conditions contained therein, and the
transactions described therein.
2. ADJOURNMENT PROPOSAL: To consider and vote Mgmt For For
on a proposal to adjourn the special
meeting, if necessary or appropriate, to
solicit additional proxies in favor of the
merger proposal.
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BUSINESS FIRST BANCSHARES, INC. Agenda Number: 935231946
--------------------------------------------------------------------------------------------------------------------------
Security: 12326C105
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: BFST
ISIN: US12326C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James J. Buquet, III Mgmt For For
1B. Election of Director: Ricky D. Day Mgmt For For
1C. Election of Director: Mark P. Folse Mgmt For For
1D. Election of Director: John A. Graves Mgmt For For
1E. Election of Director: Robert S. Greer, Jr. Mgmt For For
1F. Election of Director: J. Vernon Johnson Mgmt For For
1G. Election of Director: Rolfe H. McCollister, Mgmt For For
Jr.
1H. Election of Director: Andrew D. McLindon Mgmt For For
1I. Election of Director: David R. Melville, Mgmt For For
III
1J. Election of Director: Patrick E. Mockler Mgmt For For
1K. Election of Director: David A. Montgomery, Mgmt For For
Jr.
1L. Election of Director: Arthur J. Price Mgmt For For
1M. Election of Director: Kenneth Wm. Smith Mgmt For For
1N. Election of Director: Steven G. White Mgmt Against Against
2. To ratify the appointment of Dixon Hughes Mgmt For For
Goodman, LLP as Auditor for the Company for
the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CADENCE BANCORPORATION Agenda Number: 935155689
--------------------------------------------------------------------------------------------------------------------------
Security: 12739A100
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: CADE
ISIN: US12739A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Class III Director: William B. Mgmt For For
Harrison, Jr.
1B Election of Class III Director: Joseph W. Mgmt For For
Evans
2. Approval of an amendment to the Second Mgmt For For
Amended and Restated Certificate of
Incorporation to declassify the Board of
Directors.
3. Approval of an amendment to the Second Mgmt For For
Amended and Restated Certificate of
Incorporation to eliminate a supermajority
vote provision.
4. Approval of an amendment to the Second Mgmt For For
Amended and Restated Certificate of
Incorporation to eliminate obsolete
provisions.
5. Approval (on an advisory basis) of the Mgmt For For
compensation of the Company's named
executive officers.
6. Ratification of the appointment of Ernst & Mgmt For For
Young LLP to serve as the Company's
independent registered public accounting
firm for the fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
CAMBRIDGE BANCORP Agenda Number: 935130269
--------------------------------------------------------------------------------------------------------------------------
Security: 132152109
Meeting Type: Special
Meeting Date: 16-Mar-2020
Ticker: CATC
ISIN: US1321521098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Agreement and Plan of Merger by Mgmt For For
and among Cambridge Bancorp, Cambridge
Trust Company, Wellesley Bancorp, Inc., and
Wellesley Bancorp, Inc.'s wholly-owned
subsidiary, Wellesley Bank, pursuant to
which (i) Wellesley Bancorp, Inc. will
merge with and into Cambridge Bancorp and
(ii) Wellesley Bank will merge with and
into Cambridge Trust Company, with
Cambridge Trust Company as the surviving
entity, and the other transactions
contemplated thereby.
2. A proposal to approve one or more Mgmt For For
adjournments of the special meeting, if
necessary, to permit further solicitation
of proxies if there are insufficient votes
at the time of the special meeting, or at
any adjournment or postponement of that
meeting, to approve the merger proposal.
--------------------------------------------------------------------------------------------------------------------------
CAMBRIDGE BANCORP Agenda Number: 935168232
--------------------------------------------------------------------------------------------------------------------------
Security: 132152109
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: CATC
ISIN: US1321521098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christine Fuchs Mgmt For For
Pamela A. Hamlin Mgmt For For
Edward F. Jankowski Mgmt For For
Daniel R. Morrison Mgmt For For
Leon A. Palandjian Mgmt For For
Laila S. Partridge Mgmt For For
2. Consideration and approval of a non-binding Mgmt For For
advisory resolution on the compensation of
the Company's named executive officers.
3. To ratify, on an advisory basis, the Mgmt For For
appointment of Wolf & Company, P.C. as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN NATIONAL CORPORATION Agenda Number: 935139320
--------------------------------------------------------------------------------------------------------------------------
Security: 133034108
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: CAC
ISIN: US1330341082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robin A. Sawyer, CPA Mgmt For For
1B. Election of Director: Lawrence J. Sterrs Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers ("Say-on-Pay").
3. To ratify the appointment of RSM US LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CAROLINA FINANCIAL CORPORATION Agenda Number: 935132112
--------------------------------------------------------------------------------------------------------------------------
Security: 143873107
Meeting Type: Special
Meeting Date: 02-Apr-2020
Ticker: CARO
ISIN: US1438731077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Agreement and Plan of Mgmt For For
Merger, dated as of November 17, 2019, by
and between United Bankshares, Inc.
("United") and Carolina Financial
Corporation ("Carolina Financial"), as may
be amended from time to time, under which
Carolina Financial will merge with and into
United, a copy of which is included as
Appendix A to the prospectus and joint
proxy statement.
2. Approval, on a non-binding advisory basis, Mgmt For For
of certain compensation that may become
payable to Carolina Financial's named
executive officers in connection with the
merger.
3. Approval of the adjournment, postponement Mgmt For For
or continuance of the special meeting on
one or more occasions, if necessary or
appropriate, in order to further solicit
additional proxies, in the event that there
are not sufficient votes at the time of the
special meeting to adopt the merger
agreement.
--------------------------------------------------------------------------------------------------------------------------
CAROLINA TRUST BANCSHARES, INC. Agenda Number: 935097623
--------------------------------------------------------------------------------------------------------------------------
Security: 14422P105
Meeting Type: Special
Meeting Date: 18-Dec-2019
Ticker: CART
ISIN: US14422P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Merger Proposal. Proposal to approve the Mgmt For For
Agreement and Plan of Merger and
Reorganization dated as of July 15, 2019,
by and between Carolina Trust and Carolina
Financial Corporation ("Carolina
Financial"), as it may be amended from time
to time, under which Carolina Trust will be
merged with and into Carolina Financial.
2. Merger-related Compensation Proposal. Mgmt For For
Proposal to approve, on a non-binding,
advisory basis, the compensation that may
be paid or become payable to Carolina
Trust's named executive officers that is
based on or otherwise related to the
merger.
3. Adjournment Proposal. Proposal to approve Mgmt For For
the adjournment or postponement of the
special meeting to a later date or dates,
if necessary or appropriate, to solicit
additional proxies in the event there are
not sufficient votes at the time of the
special meeting to approve the merger
agreement.
--------------------------------------------------------------------------------------------------------------------------
CENTERSTATE BANK CORPORATION Agenda Number: 935138974
--------------------------------------------------------------------------------------------------------------------------
Security: 15201P109
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: CSFL
ISIN: US15201P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James H. Bingham Mgmt For For
Michael J. Brown, Sr. Mgmt For For
C. Dennis Carlton Mgmt For For
Michael F. Ciferri Mgmt For For
John C. Corbett Mgmt For For
Jody J. Dreyer Mgmt For For
Griffin A. Greene Mgmt For For
John H. Holcomb, III Mgmt For For
Charles W. McPherson Mgmt For For
Richard Murray, IV Mgmt For For
G. Tierso Nunez, II Mgmt For For
Thomas E. Oakley Mgmt For For
G. Ruffner Page, Jr. Mgmt For For
Ernest S. Pinner Mgmt For For
William K. Pou, Jr. Mgmt For For
Daniel R. Richey Mgmt For For
David G. Salyers Mgmt For For
Joshua A. Snively Mgmt For For
Mark W. Thompson Mgmt For For
2. Approval of the advisory resolution to Mgmt For For
approve the compensation of our named
executive officers.
3. Approval of the proposal to ratify the Mgmt For For
appointment of the independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
CENTERSTATE BANK CORPORATION Agenda Number: 935206690
--------------------------------------------------------------------------------------------------------------------------
Security: 15201P109
Meeting Type: Special
Meeting Date: 21-May-2020
Ticker: CSFL
ISIN: US15201P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Merger Mgmt For For
dated January 25, 2020 (the "Merger
Agreement"), by and between CenterState and
South State Corporation ("South State") and
the transactions contemplated thereby,
including the merger of CenterState with
and into South State (the "Merger
Proposal").
2. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation that may be paid or
become payable to CenterState's named
executive officers in connection with the
transactions contemplated by the Merger
Agreement.
3. To approve a proposal to adjourn or Mgmt For For
postpone the Special Meeting, if necessary
or appropriate, to solicit additional
proxies if there are not sufficient votes
present at the Special Meeting to approve
the merger proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to holders of CenterState common
stock.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935139849
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael L. Corbat Mgmt For For
1B. Election of Director: Ellen M. Costello Mgmt For For
1C. Election of Director: Grace E. Dailey Mgmt For For
1D. Election of Director: Barbara J. Desoer Mgmt For For
1E. Election of Director: John C. Dugan Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2020.
3. Advisory vote to approve Citi's 2019 Mgmt For For
Executive Compensation.
4. Approval of Additional Authorized Shares Mgmt For For
Under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr For Against
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting that the Shr Against For
Board review Citi's governance documents
and make recommendations to shareholders on
how the "Purpose of a Corporation" signed
by Citi's CEO can be fully implemented.
7. Stockholder proposal requesting a report Shr Against For
disclosing information regarding Citi's
lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS COMMUNITY BANCORP, INC. Agenda Number: 935203771
--------------------------------------------------------------------------------------------------------------------------
Security: 174903104
Meeting Type: Annual
Meeting Date: 23-Jun-2020
Ticker: CZWI
ISIN: US1749031043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard McHugh Mgmt For For
Francis E. Felber Mgmt For For
Michael L. Swenson Mgmt For For
2. Ratification of the appointment of Eide Mgmt For For
Bailly LLP as Citizens' independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. Advisory resolution to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC. Agenda Number: 935140929
--------------------------------------------------------------------------------------------------------------------------
Security: 174610105
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: CFG
ISIN: US1746101054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Van Saun Mgmt For For
1B. Election of Director: Christine M. Cumming Mgmt For For
1C. Election of Director: William P. Hankowsky Mgmt For For
1D. Election of Director: Howard W. Hanna III Mgmt For For
1E. Election of Director: Leo I. ("Lee") Higdon Mgmt For For
1F. Election of Director: Edward J. ("Ned") Mgmt For For
Kelly III
1G. Election of Director: Charles J. ("Bud") Mgmt For For
Koch
1H. Election of Director: Robert G. Leary Mgmt For For
1I. Election of Director: Terrance J. Lillis Mgmt For For
1J. Election of Director: Shivan Subramaniam Mgmt For For
1K. Election of Director: Wendy A. Watson Mgmt For For
1L. Election of Director: Marita Zuraitis Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2020.
4. Amend the Company's Certificate of Mgmt For For
Incorporation to provide stockholders with
the right to call a special meeting.
5. Amend the Company's Certificate of Mgmt For For
Incorporation to remove non-operative
provisions relating to our former parent.
--------------------------------------------------------------------------------------------------------------------------
CITY HOLDING COMPANY Agenda Number: 935149282
--------------------------------------------------------------------------------------------------------------------------
Security: 177835105
Meeting Type: Annual
Meeting Date: 15-Apr-2020
Ticker: CHCO
ISIN: US1778351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III director to serve for Mgmt For For
a term of three years: Thomas L. Burnette
1.2 Election of Class III director to serve for Mgmt For For
a term of three years: Robert D. Fisher
1.3 Election of Class III director to serve for Mgmt For For
a term of three years: Jay C. Goldman
1.4 Election of Class III director to serve for Mgmt For For
a term of three years: Charles R. Hageboeck
2. Proposal to ratify, on an advisory basis, Mgmt For For
the Audit Committee and the Board of
Directors' appointment of Crowe LLP as the
independent registered public accounting
firm for City Holding Company for 2020.
3. Proposal to approve a non-binding advisory Mgmt For For
proposal on the compensation of the Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
CIVISTA BANCSHARES, INC. Agenda Number: 935141894
--------------------------------------------------------------------------------------------------------------------------
Security: 178867107
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: CIVB
ISIN: US1788671071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas A. Depler Mgmt For For
Julie A. Mattlin Mgmt For For
James O. Miller Mgmt For For
Dennis E. Murray, Jr. Mgmt For For
Allen R. Nickles Mgmt For For
Mary Patricia Oliver Mgmt For For
William F. Ritzmann Mgmt For For
Dennis G. Shaffer Mgmt For For
Harry Singer Mgmt For For
Daniel J. White Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the
Corporation's named executive officers as
disclosed in the accompanying proxy
statement.
3. To ratify the appointment of S. R. Mgmt For For
Snodgrass, P.C. as the independent
registered public accounting firm of the
Corporation for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
COASTAL FINANCIAL CORPORATION Agenda Number: 935162418
--------------------------------------------------------------------------------------------------------------------------
Security: 19046P209
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: CCB
ISIN: US19046P2092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew P. Skotdal Mgmt Withheld Against
Gregory A. Tisdel Mgmt For For
2. Ratification of the appointment of Moss Mgmt For For
Adams LLP as the independent registered
public accounting firm for the fiscal year
2020.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM,INC. Agenda Number: 935182220
--------------------------------------------------------------------------------------------------------------------------
Security: 197236102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: COLB
ISIN: US1972361026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig D. Eerkes Mgmt For For
1B. Election of Director: Ford Elsaesser Mgmt For For
1C. Election of Director: Mark A. Finkelstein Mgmt For For
1D. Election of Director: Eric S. Forrest Mgmt For For
1E. Election of Director: Thomas M. Hulbert Mgmt For For
1F. Election of Director: Michelle M. Lantow Mgmt For For
1G. Election of Director: Randal L. Lund Mgmt For For
1H. Election of Director: S. Mae Fujita Numata Mgmt For For
1I. Election of Director: Elizabeth W. Seaton Mgmt For For
1J. Election of Director: Clint E. Stein Mgmt For For
1K. Election of Director: Janine T. Terrano Mgmt For For
2. To vote on an advisory (non-binding) Mgmt For For
resolution to approve the compensation of
Columbia's named executive officers.
3. To vote on an advisory (non-binding) Mgmt For For
resolution to appoint Deloitte & Touche LLP
as our independent registered public
accounting firm for fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 935145866
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael E. Collins Mgmt For For
1B. Election of Director: Roger A. Cregg Mgmt For For
1C. Election of Director: T. Kevin DeNicola Mgmt For For
1D. Election of Director: Curtis C. Farmer Mgmt For For
1E. Election of Director: Jacqueline P. Kane Mgmt For For
1F. Election of Director: Richard G. Lindner Mgmt For For
1G. Election of Director: Barbara R. Smith Mgmt For For
1H. Election of Director: Robert S. Taubman Mgmt For For
1I. Election of Director: Reginald M. Turner, Mgmt For For
Jr.
1J. Election of Director: Nina G. Vaca Mgmt For For
1K. Election of Director: Michael G. Van de Ven Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm
3. Approval of a Non-Binding, Advisory Mgmt For For
Proposal Approving Executive Compensation
--------------------------------------------------------------------------------------------------------------------------
COMMUNITIES FIRST FINANCIAL CORPORATION Agenda Number: 935185466
--------------------------------------------------------------------------------------------------------------------------
Security: 20344D104
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: CFST
ISIN: US20344D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sheila Frowsing Mgmt For For
Jack Holt Mgmt For For
Robert Kubo Mgmt For For
Lorrie Marlette Mgmt For For
Jared Martin Mgmt For For
Steve Miller Mgmt For For
Mark Saleh Mgmt For For
Joel Slonski Mgmt For For
Al Smith Mgmt For For
Daniel Suchy Mgmt For For
2. To consider and vote upon a proposal to Mgmt For For
ratify the selection of Crowe LLP, as the
Bank's independent auditor for 2020.
--------------------------------------------------------------------------------------------------------------------------
COUNTY BANCORP, INC. Agenda Number: 935201587
--------------------------------------------------------------------------------------------------------------------------
Security: 221907108
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: ICBK
ISIN: US2219071089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy J. Schneider Mgmt For For
Lynn D. Davis, Ph.D. Mgmt Withheld Against
Andrew J. Steimle Mgmt Withheld Against
Jacob B. Eisen Mgmt For For
2. Ratification of the appointment of Plante & Mgmt For For
Moran, PLLC as the independent registered
public accounting firm for County Bancorp,
Inc. for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 935159207
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey S. Aronin Mgmt For For
1B. Election of Director: Mary K. Bush Mgmt For For
1C. Election of Director: Gregory C. Case Mgmt For For
1D. Election of Director: Candace H. Duncan Mgmt For For
1E. Election of Director: Joseph F. Eazor Mgmt For For
1F. Election of Director: Cynthia A. Glassman Mgmt For For
1G. Election of Director: Roger C. Hochschild Mgmt For For
1H. Election of Director: Thomas G. Maheras Mgmt For For
1I. Election of Director: Michael H. Moskow Mgmt For For
1J. Election of Director: Mark A. Thierer Mgmt For For
1K. Election of Director: Lawrence A. Weinbach Mgmt Abstain Against
1L. Election of Director: Jennifer L. Wong Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm
--------------------------------------------------------------------------------------------------------------------------
DNB FINANCIAL CORPORATION Agenda Number: 935074334
--------------------------------------------------------------------------------------------------------------------------
Security: 233237106
Meeting Type: Special
Meeting Date: 25-Sep-2019
Ticker: DNBF
ISIN: US2332371069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Agreement and Plan of Mgmt For For
Merger, dated as of June 5, 2019, by and
between S&T Bancorp ("S&T") and DNB
Financial Corporation ("DNB"), pursuant to
which DNB will merge with and into S&T (the
"DNB Merger Proposal").
2. Approval of an adjournment of the Special Mgmt For For
Meeting, if necessary or appropriate, to
solicit additional proxies in favor of the
DNB Merger Proposal.
3. Approval of an advisory (non-binding) Mgmt For For
resolution approving the compensation that
certain executive officers of DNB may
receive in connection with the merger of
DNB with and into S&T pursuant to
agreements or arrangements with DNB.
--------------------------------------------------------------------------------------------------------------------------
EAGLE BANCORP MONTANA, INC. Agenda Number: 935154093
--------------------------------------------------------------------------------------------------------------------------
Security: 26942G100
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: EBMT
ISIN: US26942G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tanya J. Chemodurow Mgmt For For
Corey Jensen Mgmt For For
Cynthia A. Utterback Mgmt For For
2. Ratification of the appointment of Moss Mgmt For For
Adams LLP as Eagle Bancorp Montana, Inc.'s
independent auditors for fiscal year ending
December 31, 2020.
3. Approval of Amendment No. 3 to the 2011 Mgmt For For
Stock Incentive Plan for Directors,
Officers and Employees.
4. Advisory vote on named executive officer Mgmt For For
compensation as disclosed in the proxy
statement.
5. Approval of the 2020 Non-Employee Director Mgmt For For
Award Plan.
--------------------------------------------------------------------------------------------------------------------------
EAST WEST BANCORP, INC. Agenda Number: 935189084
--------------------------------------------------------------------------------------------------------------------------
Security: 27579R104
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: EWBC
ISIN: US27579R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Molly Campbell Mgmt For For
1.2 Election of Director: Iris S. Chan Mgmt For For
1.3 Election of Director: Archana Deskus Mgmt For For
1.4 Election of Director: Rudolph I. Estrada Mgmt For For
1.5 Election of Director: Paul H. Irving Mgmt For For
1.6 Election of Director: Jack C. Liu Mgmt For For
1.7 Election of Director: Dominic Ng Mgmt For For
1.8 Election of Director: Lester M. Sussman Mgmt For For
2. To approve, on an advisory basis, our Mgmt For For
executive compensation for 2019.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
EQUITY BANCSHARES, INC. Agenda Number: 935138695
--------------------------------------------------------------------------------------------------------------------------
Security: 29460X109
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: EQBK
ISIN: US29460X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Junetta M. Mgmt For For
Everett
1.2 Election of Class III Director: Gary C. Mgmt Against Against
Allerheiligen
1.3 Election of Class III Director: Benjamen M. Mgmt For For
Hutton
1.4 Election of Class III Director: Gregory L. Mgmt Against Against
Gaeddert
2. Ratification of Crowe LLP as the Company's Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
EURAZEO SA Agenda Number: 712411090
--------------------------------------------------------------------------------------------------------------------------
Security: F3296A108
Meeting Type: MIX
Meeting Date: 30-Apr-2020
Ticker:
ISIN: FR0000121121
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT THE FRENCH PROXY CARD IS Non-Voting
AVAILABLE AS A LINK UNDER THE 'MATERIAL
URL' DROPDOWN AT THE TOP OF THE BALLOT
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202004152000908-46
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.2 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
O.3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.4 APPROVAL OF THE AGREEMENTS AND COMMITMENTS Mgmt Against Against
REFERRED TO IN ARTICLE L. 225-86 OF THE
FRENCH COMMERCIAL CODE
O.5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
JEAN-CHARLES DECAUX AS A MEMBER OF THE
SUPERVISORY BOARD
O.6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
GEORGES PAUGET AS A MEMBER OF THE
SUPERVISORY BOARD
O.7 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
VICTOIRE DE MARGERIE AS A MEMBER OF THE
SUPERVISORY BOARD
O.8 RENEWAL OF THE TERM OF OFFICE OF MR. ROLAND Mgmt For For
DU LUART AS A MEMBER OF THE SUPERVISORY
BOARD
O.9 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
MEMBERS OF THE SUPERVISORY BOARD
O.10 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
MEMBERS OF THE MANAGEMENT BOARD
O.11 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF THE CORPORATE OFFICERS
MENTIONED IN SECTION I OF ARTICLE
L.225-37-3 OF THE FRENCH COMMERCIAL CODE AS
PRESENTED IN THE CORPORATE GOVERNANCE
REPORT
O.12 APPROVAL OF THE ELEMENTS OF COMPENSATION Mgmt For For
AND BENEFITS PAID DURING THE FINANCIAL YEAR
2019 OR ALLOCATED FOR THE SAME FINANCIAL
YEAR TO MR. MICHEL DAVID-WEILL, CHAIRMAN OF
THE SUPERVISORY BOARD
O.13 APPROVAL OF THE ELEMENTS OF COMPENSATION Mgmt Against Against
AND BENEFITS PAID DURING THE FINANCIAL YEAR
2019 OR ALLOCATED FOR THE SAME FINANCIAL
YEAR TO MRS.VIRGINIE MORGON, CHAIRWOMAN OF
THE MANAGEMENT BOARD
O.14 APPROVAL OF THE ELEMENTS OF COMPENSATION Mgmt Against Against
AND BENEFITS PAID DURING THE FINANCIAL YEAR
2019 OR ALLOCATED FOR THE SAME FINANCIAL
YEAR TO MR. PHILIPPE AUDOUIN, MEMBER OF THE
MANAGEMENT BOARD
O.15 APPROVAL OF THE ELEMENTS OF COMPENSATION Mgmt Against Against
AND BENEFITS PAID DURING THE FINANCIAL YEAR
2019 OR ALLOCATED FOR THE SAME FINANCIAL
YEAR TO MR. NICOLAS HUET, MEMBER OF THE
MANAGEMENT BOARD
O.16 APPROVAL OF THE ELEMENTS OF COMPENSATION Mgmt Against Against
AND BENEFITS PAID DURING THE FINANCIAL YEAR
2019 OR ALLOCATED FOR THE SAME FINANCIAL
YEAR TO MR. OLIVIER MILLET, MEMBER OF THE
MANAGEMENT BOARD
O.17 RENEWAL OF THE TERM OF OFFICE OF Mgmt For For
PRICEWATERHOUSECOOPERS AUDIT AS PRINCIPAL
STATUTORY AUDITORS
O.18 AUTHORIZATION FOR THE COMPANY TO BUY BACK Mgmt Against Against
ITS OWN SHARES FOLLOWING A BUYBACK PROGRAM
E.19 DELEGATION OF AUTHORITY TO THE MANAGEMENT Mgmt Against Against
BOARD TO INCREASE THE SHARE CAPITAL BY
CAPITALIZATION OF RESERVES, PROFITS OR OF
ISSUE, MERGER OR CONTRIBUTION PREMIUMS
E.20 DELEGATION OF AUTHORITY TO THE MANAGEMENT Mgmt For For
BOARD TO ISSUE SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATELY OR
IN THE FUTURE, TO THE CAPITAL WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHTS (USABLE OUTSIDE OF PUBLIC OFFERING
PERIODS
E.21 DELEGATION OF AUTHORITY TO THE MANAGEMENT Mgmt For For
BOARD TO ISSUE SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATELY OR
IN THE FUTURE, TO THE CAPITAL WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS AND A PUBLIC OFFERING,
OR IN THE CONTEXT OF A PUBLIC OFFERING WITH
AN EXCHANGE COMPONENT (USABLE OUTSIDE OF
PUBLIC OFFERING PERIODS
E.22 DELEGATION OF AUTHORITY TO THE MANAGEMENT Mgmt For For
BOARD TO ISSUE SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATELY OR
IN THE FUTURE, TO THE CAPITAL WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS IN THE CONTEXT OF AN
OFFER REFERRED TO IN ARTICLE L. 411-2
1DECREE OF THE FRENCH MONETARY AND
FINANCIAL CODE (USABLE OUTSIDE OF PUBLIC
OFFERING PERIODS
E.23 AUTHORIZATION TO THE MANAGEMENT BOARD, IN Mgmt For For
THE EVENT OF THE ISSUE OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS,
IMMEDIATELY OR IN THE FUTURE, TO THE
CAPITAL, WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS, TO SET THE ISSUE PRICE
WITHIN THE LIMIT OF 10% OF THE SHARE
CAPITAL (USABLE OUTSIDE OF PUBLIC OFFERING
PERIODS
E.24 INCREASE IN THE NUMBER OF SHARES, Mgmt For For
SECURITIES OR TRANSFERABLE SECURITIES TO BE
ISSUED IN THE EVENT OF A CAPITAL INCREASE
WITH OR WITHOUT THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS
E.25 DELEGATION OF POWERS TO THE MANAGEMENT Mgmt For For
BOARD TO ISSUE SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATELY OR
IN THE FUTURE, TO THE CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHTS, IN ORDER TO REMUNERATE
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY (USABLE OUTSIDE OF PUBLIC OFFERING
PERIODS
E.26 OVERALL LIMITATION ON THE AMOUNT OF ISSUES Mgmt For For
CARRIED OUT UNDER THE 20TH TO 25TH
RESOLUTIONS
E.27 AMENDMENT TO ARTICLE 13 OF THE BYLAWS - Mgmt For For
POSSIBILITY GRANTED TO THE SUPERVISORY
BOARD TO TAKE DECISIONS BY WRITTEN
CONSULTATION IN THE CASES REFERRED TO IN
REGULATIONS
E.28 AMENDMENT TO ARTICLE 25 OF THE BYLAWS - Mgmt Against Against
INTRODUCTION OF PROVISIONS GOVERNING THE
BONUS DIVIDEND
E.29 AMENDMENT TO ARTICLES 11, 15, 20 AND 21 OF Mgmt For For
THE BYLAWS - IN ACCORDANCE WITH THE NEW
REGULATIONS IN FORCE
O.30 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 377235 DUE TO CHANGE IN SUMMARY
OF RESOLUTION O.2. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
EVANS BANCORP, INC. Agenda Number: 935155401
--------------------------------------------------------------------------------------------------------------------------
Security: 29911Q208
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: EVBN
ISIN: US29911Q2084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael A. Battle Mgmt For For
James E. Biddle, Jr. Mgmt For For
Jody L. Lomeo Mgmt For For
Nora B. Sullivan Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of Crowe Mgmt For For
LLP as Evans Bancorp, Inc.'s independent
registered public accounting firm for
fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
EVERTEC, INC. Agenda Number: 935171710
--------------------------------------------------------------------------------------------------------------------------
Security: 30040P103
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: EVTC
ISIN: PR30040P1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Frank G. D'Angelo Mgmt For For
1B. Election of Director: Morgan M. Schuessler, Mgmt For For
Jr.
1C. Election of Director: Olga Botero Mgmt For For
1D. Election of Director: Jorge A. Junquera Mgmt For For
1E. Election of Director: Ivan Pagan Mgmt For For
1F. Election of Director: Aldo J. Polak Mgmt For For
1G. Election of Director: Alan H. Schumacher Mgmt For For
1H. Election of Director: Brian J. Smith Mgmt For For
1I. Election of Director: Thomas W. Swidarski Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
F.N.B. CORPORATION Agenda Number: 935152102
--------------------------------------------------------------------------------------------------------------------------
Security: 302520101
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: FNB
ISIN: US3025201019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pamela A. Bena Mgmt For For
William B. Campbell Mgmt For For
James D. Chiafullo Mgmt For For
Vincent J. Delie, Jr. Mgmt For For
Mary Jo Dively Mgmt For For
Robert A. Hormell Mgmt For For
David J. Malone Mgmt For For
Frank C. Mencini Mgmt For For
David L. Motley Mgmt For For
Heidi A. Nicholas Mgmt For For
John S. Stanik Mgmt For For
William J. Strimbu Mgmt For For
2. Approval and adoption of an Amendment and Mgmt For For
Restatement of the 2007 F.N.B. Corporation
Incentive Compensation Plan.
3. Advisory approval of the 2019 named Mgmt For For
executive officer compensation.
4. Ratification of appointment of Ernst & Mgmt For For
Young LLP as F.N.B.'s independent
registered public accounting firm for the
2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 935135170
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 14-Apr-2020
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nicholas K. Akins Mgmt For For
1B. Election of Director: B. Evan Bayh, III Mgmt For For
1C. Election of Director: Jorge L. Benitez Mgmt For For
1D. Election of Director: Katherine B. Mgmt For For
Blackburn
1E. Election of Director: Emerson L. Brumback Mgmt For For
1F. Election of Director: Jerry W. Burris Mgmt For For
1G. Election of Director: Greg D. Carmichael Mgmt For For
1H. Election of Director: C. Bryan Daniels Mgmt For For
1I. Election of Director: Thomas H. Harvey Mgmt For For
1J. Election of Director: Gary R. Heminger Mgmt For For
1K. Election of Director: Jewell D. Hoover Mgmt For For
1L. Election of Director: Eileen A. Mallesch Mgmt For For
1M. Election of Director: Michael B. Mgmt For For
McCallister
1N. Election of Director: Marsha C. Williams Mgmt For For
2. Approval of the appointment of the firm of Mgmt For For
Deloitte & Touche LLP to serve as the
independent external audit firm for the
Company for the year 2020.
3. An advisory approval of the Company's Mgmt For For
executive compensation.
4. An advisory vote to determine whether the Mgmt 1 Year For
shareholder vote on the compensation of the
Company's executives will occur every 1, 2,
or 3 years.
--------------------------------------------------------------------------------------------------------------------------
FIRST BUSINESS FINL SVCS INC. Agenda Number: 935139091
--------------------------------------------------------------------------------------------------------------------------
Security: 319390100
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: FBIZ
ISIN: US3193901002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carla C. Chavarria Mgmt For For
Ralph R. Kauten Mgmt For For
Gerald L. Kilcoyne Mgmt For For
Daniel P. Olszewski Mgmt For For
2. To act upon a proposal to approve the First Mgmt For For
Business Financial Services, Inc. Employee
Stock Purchase Plan.
3. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers.
4. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMUNITY CORPORATION Agenda Number: 935174879
--------------------------------------------------------------------------------------------------------------------------
Security: 319835104
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: FCCO
ISIN: US3198351047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas C. Brown Mgmt For For
W. James Kitchens, Jr. Mgmt For For
Edward J. Tarver Mgmt For For
Roderick M. Todd, Jr. Mgmt For For
2. To approve the compensation of our named Mgmt For For
executive officers as disclosed in the
proxy statement (this is a non-binding,
advisory vote), ("Say-on-Pay").
3. To ratify the appointment of Elliott Davis, Mgmt For For
LLC as our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
FIRST DEFIANCE FINANCIAL CORP. Agenda Number: 935098586
--------------------------------------------------------------------------------------------------------------------------
Security: 32006W106
Meeting Type: Special
Meeting Date: 10-Dec-2019
Ticker: FDEF
ISIN: US32006W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of September 9, 2019, as amended
from time to time, by and between First
Defiance Financial Corp. ("First Defiance")
and United Community Financial Corp.
2. To approve the Amended and Restated Mgmt For For
Articles of Incorporation of First
Defiance.
3. To approve the Amended and Restated Code of Mgmt For For
Regulations of First Defiance.
4. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation to be paid to First
Defiance's named executive officers that is
based on or otherwise relates to the
merger.
5. To approve the adjournment of the First Mgmt For For
Defiance special meeting, if necessary or
appropriate, to permit further solicitation
of proxies.
--------------------------------------------------------------------------------------------------------------------------
FIRST DEFIANCE FINANCIAL CORP. Agenda Number: 935147086
--------------------------------------------------------------------------------------------------------------------------
Security: 32006W106
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: FDEF
ISIN: US32006W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lee Burdman Mgmt For For
Jean A. Hubbard Mgmt For For
Charles D. Niehaus Mgmt For For
Mark A. Robison Mgmt For For
Richard J. Schiraldi Mgmt For For
2. To consider and approve on a non-binding Mgmt For For
advisory basis the compensation of First
Defiance's named executive officers.
3. To consider and vote on a proposal to Mgmt For For
ratify the appointment of Crowe LLP as the
independent registered public accounting
firm for First Defiance for the fiscal year
2020.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP. Agenda Number: 935187636
--------------------------------------------------------------------------------------------------------------------------
Security: 320209109
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: FFBC
ISIN: US3202091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. Wickliffe Ach Mgmt For For
William G. Barron Mgmt For For
Vincent A. Berta Mgmt For For
Cynthia O. Booth Mgmt For For
Archie M. Brown Mgmt For For
Claude E. Davis Mgmt For For
Corinne R. Finnerty Mgmt For For
Susan L. Knust Mgmt For For
William J. Kramer Mgmt For For
John T. Neighbours Mgmt For For
Thomas M. O'Brien Mgmt For For
Maribeth S. Rahe Mgmt For For
2. Ratification of Crowe LLP as the Company's Mgmt For For
independent registered public accounting
firm for 2020.
3. Approval of the First Financial Bancorp. Mgmt For For
2020 Stock Plan.
4. Advisory (non-binding) vote on the Mgmt Against Against
compensation of the Company's executive
officers.
--------------------------------------------------------------------------------------------------------------------------
FIRST HAWAIIAN, INC. Agenda Number: 935140018
--------------------------------------------------------------------------------------------------------------------------
Security: 32051X108
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: FHB
ISIN: US32051X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Matthew J. Cox Mgmt For For
1B. Election of Director: W. Allen Doane Mgmt For For
1C. Election of Director: Faye W. Kurren Mgmt For For
1D. Election of Director: Robert S. Harrison Mgmt For For
1E. Election of Director: Allen B. Uyeda Mgmt For For
1F. Election of Director: Jenai S. Wall Mgmt For For
1G. Election of Director: C. Scott Wo Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
and Touche LLP to serve as the independent
registered public accounting firm for the
year ending December 31, 2020.
3. An advisory vote on the compensation of the Mgmt Against Against
Company's named executive officers as
disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION Agenda Number: 935156213
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Special
Meeting Date: 24-Apr-2020
Ticker: FHN
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Agreement and Plan of Mgmt For For
Merger, dated as of November 3, 2019, by
and between First Horizon and IBERIABANK
Corporation.
2. Approval of the amendment to the restated Mgmt For For
charter of First Horizon to effect an
increase in the number of authorized shares
of First Horizon common stock from
400,000,000 to 700,000,000, effective only
upon completion of the merger.
3. Approval of, on an advisory (non-binding) Mgmt For For
basis, the merger- related compensation
payments that will or may be paid by First
Horizon to its named executive officers in
connection with the merger.
4. Approval of one or more adjournments of the Mgmt For For
First Horizon special meeting, if necessary
or appropriate, including adjournments to
permit further solicitation of proxies in
favor of the First Horizon merger proposal
and the First Horizon charter amendment
proposal (Items 1 and 2 above).
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION Agenda Number: 935145892
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: FHN
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth A. Burdick Mgmt For For
1B. Election of Director: John C. Compton Mgmt For For
1C. Election of Director: Wendy P. Davidson Mgmt For For
1D. Election of Director: Mark A. Emkes Mgmt For For
1E. Election of Director: Corydon J. Gilchrist Mgmt For For
1F. Election of Director: D. Bryan Jordan Mgmt For For
1G. Election of Director: Vicki R. Palmer Mgmt For For
1H. Election of Director: Colin V. Reed Mgmt For For
1I. Election of Director: Cecelia D. Stewart Mgmt For For
1J. Election of Director: Rajesh Subramaniam Mgmt For For
1K. Election of Director: R. Eugene Taylor Mgmt For For
1L. Election of Director: Luke Yancy III Mgmt For For
2. Approval of an advisory resolution to Mgmt For For
approve executive compensation
3. Ratification of appointment of KPMG LLP as Mgmt For For
auditors
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 935144206
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
H. Douglas Chaffin Mgmt For For
Michael J. Fisher Mgmt For For
Clark C. Kellogg, Jr. Mgmt For For
Gary J. Lehman Mgmt For For
Michael C. Marhenke Mgmt Withheld Against
Jean L. Wojtowicz Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of First Merchants
Corporation's named executive officers.
3. Proposal to ratify the appointment of the Mgmt For For
firm BKD, LLP as the independent auditor
for 2020.
--------------------------------------------------------------------------------------------------------------------------
FIRST MID BANCSHARES, INC. Agenda Number: 935143317
--------------------------------------------------------------------------------------------------------------------------
Security: 320866106
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: FMBH
ISIN: US3208661062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven L. Grissom Mgmt For For
Mary J. Westerhold Mgmt For For
2. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
--------------------------------------------------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION Agenda Number: 935179754
--------------------------------------------------------------------------------------------------------------------------
Security: 343873105
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: FFIC
ISIN: US3438731057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class A Director for a term Mgmt For For
expiring in 2023: John J. McCabe
1B. Election of Class A Director for a term Mgmt For For
expiring in 2023: Donna M. O'Brien
1C. Election of Class A Director for a term Mgmt For For
expiring in 2023: Michael J. Russo
1D. Election of Class A Director for a term Mgmt For For
expiring in 2023: Caren C. Yoh
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. Ratification of appointment of BDO USA, LLP Mgmt For For
as the Independent Registered Public
Accounting Firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GERMAN AMERICAN BANCORP, INC. Agenda Number: 935195190
--------------------------------------------------------------------------------------------------------------------------
Security: 373865104
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: GABC
ISIN: US3738651047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chris A Ramsey Mgmt For For
M Darren Root Mgmt For For
Mark A Schroeder Mgmt For For
Jack W Sheidler Mgmt For For
2. To approve the Amended and Restated Mgmt For For
Articles of Incorporation of German
American Bancorp, Inc., providing
shareholders the right to amend the Bylaws
of German American Bancorp, Inc.
3. To approve and adopt the German American Mgmt For For
Bancorp, Inc. Amended and Restated 2019
Employee Stock Purchase Plan, amending
certain of its terms
4. To approve, on an advisory basis, the Mgmt For For
compensation of our Executive Officers who
are named in the compensation disclosures
in the accompanying Proxy Statement
5. To approve, on an advisory basis, the Mgmt For For
appointment of Crowe LLP as our independent
registered public accounting firm for our
fiscal year ending December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 935150160
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David C. Boyles Mgmt For For
Randall M. Chesler Mgmt For For
Sherry L. Cladouhos Mgmt For For
James M. English Mgmt For For
Annie M. Goodwin Mgmt For For
Craig A. Langel Mgmt For For
Douglas J. McBride Mgmt For For
John W. Murdoch Mgmt For For
George R. Sutton Mgmt For For
2. To vote on an advisory (non-binding) Mgmt For For
resolution to approve the compensation of
Glacier Bancorp, Inc.'s named executive
officers.
3. To ratify the appointment of BKD, LLP as Mgmt For For
Glacier Bancorp, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GOLUB CAPITAL BDC, INC. Agenda Number: 935063610
--------------------------------------------------------------------------------------------------------------------------
Security: 38173M102
Meeting Type: Special
Meeting Date: 04-Sep-2019
Ticker: GBDC
ISIN: US38173M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to the GBDC Mgmt For For
certificate of incorporation to increase
the number of authorized shares of capital
stock from 101,000,000 shares to
201,000,000 shares, consisting of
200,000,000 shares of GBDC common stock,
par value $0.001 per share ("GBDC Common
Stock"), and 1,000,000 shares of preferred
stock, par value $0.001 per share (the
"Certificate of Incorporation Amendment
Proposal").
2. Contingent upon approval of Certificate of Mgmt For For
Incorporation Amendment Proposal, to
approve issuance of shares of GBDC Common
Stock pursuant to Agreement and Plan of
Merger dated as of November 27, 2018 (as
amended, "Merger Agreement") by and among
GBDC, Fifth Ave Subsidiary Inc., a wholly
owned subsidiary of GBDC (Merger Sub),
Golub Capital Investment Corporation, a
Maryland corporation (GCIC), GC Advisors
LLC (GC Advisors), and, for certain limited
purposes, Golub Capital LLC (such proposal
is referred to as the "Merger Stock
issuance Proposal")
3. Contingent upon approval of each of the Mgmt For For
Certificate of Incorporation Amendment
Proposal and the Merger Stock Issuance
Proposal, to approve the amendment of the
investment advisory agreement between GBDC
and GC Advisors (as amended, the "New
Investment Advisory Agreement") on the
terms described in the accompanying proxy
statement (such proposal is referred to as
the "Advisory Agreement Amendment
Proposal").
--------------------------------------------------------------------------------------------------------------------------
GOLUB CAPITAL BDC, INC. Agenda Number: 935116649
--------------------------------------------------------------------------------------------------------------------------
Security: 38173M102
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: GBDC
ISIN: US38173M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: David B. Mgmt For For
Golub
1B. Election of Class I Director: Anita R. Mgmt For For
Rosenberg
2. To ratify the selection of Ernst & Young Mgmt For For
LLP to serve as the Company's independent
registered public accounting firm for the
fiscal year ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
GREAT SOUTHERN BANCORP, INC. Agenda Number: 935137376
--------------------------------------------------------------------------------------------------------------------------
Security: 390905107
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: GSBC
ISIN: US3909051076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin R. Ausburn Mgmt For For
Larry D. Frazier Mgmt For For
Douglas M. Pitt Mgmt For For
2. The advisory (non-binding) vote on Mgmt Against Against
executive compensation.
3. The ratification of the appointment of BKD, Mgmt For For
LLP as Great Southern Bancorp, Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GREAT WESTERN BANCORP INC Agenda Number: 935116550
--------------------------------------------------------------------------------------------------------------------------
Security: 391416104
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: GWB
ISIN: US3914161043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frances Grieb Mgmt For For
James Israel Mgmt For For
Stephen Lacy Mgmt For For
2. To approve, by advisory vote, a resolution Mgmt For For
on executive compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
HANCOCK WHITNEY CORPORATION Agenda Number: 935145880
--------------------------------------------------------------------------------------------------------------------------
Security: 410120109
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: HWC
ISIN: US4101201097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank E. Bertucci Mgmt For For
Constantine S. Liollio Mgmt For For
Thomas H. Olinde Mgmt For For
Joan C. Teofilo Mgmt For For
C. Richard Wilkins Mgmt For For
2A. To approve amendments to the Company's Mgmt For For
Amended and Restated Articles of
Incorporation to: Eliminate the business
combination supermajority vote provisions.
2B. To approve amendments to the Company's Mgmt For For
Amended and Restated Articles of
Incorporation to: Eliminate the prohibition
on non- cumulative preferred dividends.
2C. To approve amendments to the Company's Mgmt For For
Amended and Restated Articles of
Incorporation to: Remove the Series A
Preferred stock provisions.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve the Hancock Whitney Corporation Mgmt For For
2020 Long Term Incentive Plan.
5. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm to audit the books of the Company and
its subsidiaries for 2020.
--------------------------------------------------------------------------------------------------------------------------
HBT FINANCIAL, INC. Agenda Number: 935172887
--------------------------------------------------------------------------------------------------------------------------
Security: 404111106
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: HBT
ISIN: US4041111067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. Alvin Bowman Mgmt Withheld Against
Patrick F. Busch Mgmt Withheld Against
Eric E. Burwell Mgmt For For
J. Lance Carter Mgmt Withheld Against
Allen C. Drake Mgmt Withheld Against
Fred L. Drake Mgmt Withheld Against
Gerald E. Pfeiffer Mgmt For For
Dale S. Strassheim Mgmt For For
2. Ratification of the appointment of RSM US Mgmt For For
LLP as the independent registered public
accounting firm for the year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
HERITAGE COMMERCE CORP Agenda Number: 935063975
--------------------------------------------------------------------------------------------------------------------------
Security: 426927109
Meeting Type: Special
Meeting Date: 27-Aug-2019
Ticker: HTBK
ISIN: US4269271098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the merger and issuance of Mgmt For For
common stock of Heritage Commerce Corp to
shareholders of Presidio Bank pursuant to
the Agreement and Plan of Merger and
Reorganization, dated as of May 16, 2019,
by and among Heritage Commerce Corp.,
Heritage Bank of Commerce and Presidio
Bank.
2. Amendment to the Company's Articles of Mgmt For For
Incorporation to increase the number of
authorized shares of common stock.
3. Adjournment of the Heritage Commerce Corp Mgmt For For
Special Meeting, if necessary or
appropriate, and if a quorum is present, to
solicit additional votes in favor of
Proposal 1 and Proposal 2.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE COMMERCE CORP Agenda Number: 935186646
--------------------------------------------------------------------------------------------------------------------------
Security: 426927109
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: HTBK
ISIN: US4269271098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. M. Biagini-Komas Mgmt For For
Frank G. Bisceglia Mgmt For For
Bruce H. Cabral Mgmt For For
Jack W. Conner Mgmt For For
Jason DiNapoli Mgmt For For
Stephen G. Heitel Mgmt For For
Walter T. Kaczmarek Mgmt For For
Robert T. Moles Mgmt For For
Laura Roden Mgmt For For
Marina Park Sutton Mgmt For For
Ranson W. Webster Mgmt For For
Keith A. Wilton Mgmt For For
2. Approval of Amendment to Heritage Commerce Mgmt Against Against
Corp 2013 Equity Incentive Plan.
3. Advisory proposal on executive Mgmt For For
compensation.
4. Ratification of selection of independent Mgmt For For
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION Agenda Number: 935141060
--------------------------------------------------------------------------------------------------------------------------
Security: 42722X106
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: HFWA
ISIN: US42722X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian S. Charneski Mgmt For For
1B. Election of Director: John A. Clees Mgmt For For
1C. Election of Director: Stephen A. Dennis Mgmt For For
1D. Election of Director: Jeffrey J. Deuel Mgmt For For
1E. Election of Director: Kimberly T. Ellwanger Mgmt For For
1F. Election of Director: Deborah J. Gavin Mgmt For For
1G. Election of Director: Jeffrey S. Lyon Mgmt For For
1H. Election of Director: Gragg E. Miller Mgmt For For
1I. Election of Director: Anthony B. Pickering Mgmt For For
1J. Election of Director: Brian L. Vance Mgmt For For
1K. Election of Director: Ann Watson Mgmt For For
2. Advisory (non-binding) approval of the Mgmt For For
compensation paid to named executive
officers as disclosed in the Proxy
Statement.
3. Ratification of the appointment of Crowe Mgmt For For
LLP as Heritage's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
HORIZON BANCORP, INC. Agenda Number: 935143204
--------------------------------------------------------------------------------------------------------------------------
Security: 440407104
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: HBNC
ISIN: US4404071049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES B. DWORKIN Mgmt For For
MICHELE M. MAGNUSON Mgmt For For
DANIEL F. HOPP Mgmt For For
STEVEN W. REED Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of appointment of BKD, LLP as Mgmt For For
independent auditors.
--------------------------------------------------------------------------------------------------------------------------
HOWARD BANCORP, INC. Agenda Number: 935186406
--------------------------------------------------------------------------------------------------------------------------
Security: 442496105
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: HBMD
ISIN: US4424961054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard G. Arnold Mgmt For For
James T. Dresher, Jr. Mgmt For For
Mary Ann Scully Mgmt For For
Jack E. Steil Mgmt For For
2. A non-binding advisory proposal to approve Mgmt For For
the compensation of our named executive
officers
3. To ratify the appointment of Dixon Hughes Mgmt For For
Goodman LLP as our independent registered
public accounting firm for 2020
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935139647
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lizabeth Ardisana Mgmt For For
Alanna Y. Cotton Mgmt For For
Ann B. Crane Mgmt For For
Robert S. Cubbin Mgmt For For
Steven G. Elliott Mgmt For For
Gina D. France Mgmt For For
J Michael Hochschwender Mgmt For For
John C. Inglis Mgmt For For
Katherine M. A. Kline Mgmt For For
Richard W. Neu Mgmt For For
Kenneth J. Phelan Mgmt For For
David L. Porteous Mgmt For For
Stephen D. Steinour Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for 2020.
3. Advisory resolution to approve, on a Mgmt For For
non-binding basis, the compensation of
executives as disclosed in the accompanying
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 935172952
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Daniel F. Mgmt For For
O'Brien
1.2 Election of Class III Director: Christopher Mgmt For For
Oddleifson
1.3 Election of Class III Director: David A. Mgmt For For
Powers
1.4 Election of Class III Director: Scott K. Mgmt For For
Smith
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2020.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORPORATION Agenda Number: 935138582
--------------------------------------------------------------------------------------------------------------------------
Security: 453838609
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: IBCP
ISIN: US4538386099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Terance L. Beia Mgmt For For
Stephen L. Gulis, Jr. Mgmt For For
William B. Kessel Mgmt For For
2. Ratification of the appointment of Crowe Mgmt For For
LLP as independent auditors for the fiscal
year ending December 31, 2020.
3. Approval of an advisory (non-binding) Mgmt For For
resolution to approve the compensation paid
to our Executives.
4. Approval of an advisory (non-binding) Mgmt 1 Year For
resolution on the frequency of future
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 935174235
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce D. Broussard Mgmt For For
1B. Election of Director: Gary M. Crosby Mgmt For For
1C. Election of Director: Alexander M. Cutler Mgmt For For
1D. Election of Director: H. James Dallas Mgmt For For
1E. Election of Director: Elizabeth R. Gile Mgmt For For
1F. Election of Director: Ruth Ann M. Gillis Mgmt For For
1G. Election of Director: Christopher M. Gorman Mgmt For For
1H. Election of Director: Carlton L. Highsmith Mgmt For For
1I. Election of Director: Richard J. Hipple Mgmt For For
1J. Election of Director: Kristen L. Manos Mgmt For For
1K. Election of Director: Barbara R. Snyder Mgmt For For
1L. Election of Director: David K. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor.
3. Advisory approval of executive Mgmt For For
compensation.
4. Shareholder proposal seeking to reduce Shr For Against
ownership threshold to call special
shareholder meeting.
--------------------------------------------------------------------------------------------------------------------------
LEVEL ONE BANCORP INC Agenda Number: 935152455
--------------------------------------------------------------------------------------------------------------------------
Security: 52730D208
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: LEVL
ISIN: US52730D2080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara E. Allushuski Mgmt For For
Victor L. Ansara Mgmt For For
James L. Bellinson Mgmt For For
Michael A. Brillati Mgmt For For
Shukri W. David Mgmt For For
Thomas A. Fabbri Mgmt For For
Patrick J. Fehring Mgmt For For
Jacob W. Haas Mgmt For For
Mark J. Herman Mgmt Withheld Against
Steven H. Rivera Mgmt For For
Stefan Wanczyk Mgmt For For
2. Ratification of the appointment of Plante & Mgmt For For
Moran, PLLC as the independent registered
public accounting firm for the Company for
the year ending December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
LIVE OAK BANCSHARES INC Agenda Number: 935195099
--------------------------------------------------------------------------------------------------------------------------
Security: 53803X105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: LOB
ISIN: US53803X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William H. Cameron Mgmt For For
Diane B. Glossman Mgmt For For
Glen F. Hoffsis Mgmt For For
Howard K. Landis III Mgmt For For
James S. Mahan III Mgmt For For
Miltom E. Petty Mgmt For For
David G. Salyers Mgmt For For
Neil L. Underwood Mgmt For For
William L. Williams III Mgmt For For
2. Say-on-Pay Vote. Advisory proposal to Mgmt For For
approve compensation paid to our named
executive officers.
3. Ratification of Independent Auditors. Mgmt For For
Proposal to ratify Dixon Hughes Goodman LLP
as the Company's independent auditors for
2020.
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 935139611
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. Angela Bontempo Mgmt For For
Robert T. Brady Mgmt For For
T. J. Cunningham III Mgmt For For
Gary N. Geisel Mgmt For For
Richard S. Gold Mgmt For For
Richard A. Grossi Mgmt For For
John D. Hawke, Jr. Mgmt For For
Rene F. Jones Mgmt For For
Richard H. Ledgett, Jr. Mgmt For For
Newton P.S. Merrill Mgmt For For
Kevin J. Pearson Mgmt For For
Melinda R. Rich Mgmt For For
Robert E. Sadler, Jr. Mgmt For For
Denis J. Salamone Mgmt Withheld Against
John R. Scannell Mgmt For For
David S. Scharfstein Mgmt For For
Herbert L. Washington Mgmt For For
2. TO APPROVE THE COMPENSATION OF M&T BANK Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MACKINAC FINANCIAL CORPORATION Agenda Number: 935195239
--------------------------------------------------------------------------------------------------------------------------
Security: 554571109
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: MFNC
ISIN: US5545711096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dennis B. Bittner Mgmt For For
Joseph D. Garea Mgmt Withheld Against
Kelly W. George Mgmt For For
2. A PROPOSAL TO APPROVE IN A NON-BINDING Mgmt For For
ADVISORY VOTE THE CORPORATION'S
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING.
3. TO RATIFY THE APPOINTMENT OF PLANTE & Mgmt For For
MORAN, PLLC AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
METROCITY BANKSHARES INC Agenda Number: 935193033
--------------------------------------------------------------------------------------------------------------------------
Security: 59165J105
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MCBS
ISIN: US59165J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a three-year term: Mgmt Against Against
Nack Y. Paek
1.2 Election of Director for a three-year term: Mgmt Against Against
William M. Hungeling
1.3 Election of Director for a three-year term: Mgmt Against Against
Francis Lai
2. Ratification of the appointment of Crowe Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
MIDWESTONE FINANCIAL GROUP, INC. Agenda Number: 935136134
--------------------------------------------------------------------------------------------------------------------------
Security: 598511103
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: MOFG
ISIN: US5985111039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry D. Albert Mgmt Withheld Against
Charles N. Funk Mgmt For For
Douglas H. Greeff Mgmt For For
Jennifer L. Hauschildt Mgmt For For
Douglas K. True Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the named
executive officers of the Company.
3. To ratify the appointment of RSM US LLP to Mgmt For For
serve as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
NICOLET BANKSHARES, INC. Agenda Number: 935154334
--------------------------------------------------------------------------------------------------------------------------
Security: 65406E102
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: NCBS
ISIN: US65406E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert B. Atwell Mgmt For For
Rachel Campos-Duffy Mgmt For For
Michael E. Daniels Mgmt For For
John N. Dykema Mgmt For For
Terrence R. Fulwiler Mgmt For For
Christopher J. Ghidorzi Mgmt For For
Andrew F. Hetzel, Jr. Mgmt For For
Donald J. Long, Jr. Mgmt For For
Dustin J. McClone Mgmt For For
Susan L. Merkatoris Mgmt For For
Oliver Pierce Smith Mgmt For For
Robert J. Weyers Mgmt For For
2. Ratification of selection of the Mgmt For For
independent registered public accounting
firm of Wipfli LLP to serve as the
independent registered public accounting
firm for the Company for the year ending
December 31, 2020.
3. Advisory vote to approve Nicolet's named Mgmt Against Against
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
NORTHRIM BANCORP, INC. Agenda Number: 935207337
--------------------------------------------------------------------------------------------------------------------------
Security: 666762109
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: NRIM
ISIN: US6667621097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry S. Cash Mgmt For For
Anthony Drabek Mgmt For For
Karl L. Hanneman Mgmt For For
David W. Karp Mgmt For For
David J. McCambridge Mgmt For For
Krystal M. Nelson Mgmt For For
Joseph M. Schierhorn Mgmt For For
Aaron M. Schutt Mgmt For For
John C. Swalling Mgmt For For
Linda C. Thomas Mgmt For For
David G. Wight Mgmt For For
2. APPROVAL OF THE 2020 STOCK INCENTIVE PLAN. Mgmt For For
To approve the Northrim BanCorp, Inc. 2020
Stock Incentive Plan.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. To Mgmt For For
approve, by nonbinding vote, the
compensation of the named executive
officers.
4. RATIFY THE SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM. To
ratify the selection of Moss Adams LLP as
the independent registered accounting firm
for Northrim BanCorp, Inc. for the fiscal
year 2020.
--------------------------------------------------------------------------------------------------------------------------
OAKTREE SPECIALTY LENDING CORPORATION Agenda Number: 935123810
--------------------------------------------------------------------------------------------------------------------------
Security: 67401P108
Meeting Type: Annual
Meeting Date: 09-Mar-2020
Ticker: OCSL
ISIN: US67401P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
Company's 2023 Annual Meeting: John B.
Frank
1B. Election of Director to serve until the Mgmt For For
Company's 2023 Annual Meeting: Bruce
Zimmerman
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Independent Registered Public
Accounting Firm for the Company for the
fiscal year ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
OLD NATIONAL BANCORP Agenda Number: 935145854
--------------------------------------------------------------------------------------------------------------------------
Security: 680033107
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: ONB
ISIN: US6800331075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew E. Goebel Mgmt For For
Jerome F. Henry, Jr. Mgmt For For
Daniel S. Hermann Mgmt For For
Ryan C. Kitchell Mgmt For For
Phelps L. Lambert Mgmt For For
Austin M. Ramirez Mgmt For For
James C. Ryan, III Mgmt For For
Thomas E. Salmon Mgmt For For
Randall T. Shepard Mgmt For For
Rebecca S. Skillman Mgmt For For
Derrick J. Stewart Mgmt For For
Katherine E. White Mgmt For For
Linda E. White Mgmt For For
2. Approval of the Amendment to Article IV of Mgmt Against Against
the Articles of Incorporation to increase
the number of authorized shares of capital
stock of the company from 302,000,000 to
330,000,000 and preferred stock from
2,000,000 to 30,000,000.
3. Approval of the Amendment to Article VIII Mgmt For For
of the Articles of Incorporation to Allow
Shareholders to Amend the By-Laws of the
Company.
4. Approval of a non-binding advisory proposal Mgmt For For
on the Company's Executive Compensation.
5. Ratification of the appointment of Crowe Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
OP BANCORP Agenda Number: 935056944
--------------------------------------------------------------------------------------------------------------------------
Security: 67109R109
Meeting Type: Annual
Meeting Date: 25-Jul-2019
Ticker: OPBK
ISIN: US67109R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brian Choi Mgmt For For
Ernest E. Dow Mgmt For For
Jason Hwang Mgmt For For
Soo Hun Jung Mgmt For For
Min J. Kim Mgmt For For
Ock Hee Kim Mgmt For For
Myung Ja Park Mgmt For For
Yong Sin Shin Mgmt For For
2. To ratify the selection of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC. Agenda Number: 935179982
--------------------------------------------------------------------------------------------------------------------------
Security: 69478X105
Meeting Type: Special
Meeting Date: 05-May-2020
Ticker: PPBI
ISIN: US69478X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Issuance of Shares of Mgmt For For
Pacific Premier Common Stock. To approve
the issuance of shares of Pacific Premier
common stock to the shareholders of Opus
Bank pursuant to Agreement and Plan of
Reorganization, dated as of January 31,
2020, by and among Pacific Premier, Pacific
Premier Bank and Opus Bank pursuant to
which Opus Bank will merge with and into
Pacific Premier Bank, with Pacific Premier
Bank as the surviving institution.
2. Adjournment. To adjourn the Pacific Premier Mgmt For For
special meeting to a later date or dates,
if necessary, to permit further
solicitation of proxies if there are not
sufficient votes at the time of the Pacific
Premier special meeting to approve the
issuance of shares of Pacific Premier
common stock in connection with the merger.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC. Agenda Number: 935166795
--------------------------------------------------------------------------------------------------------------------------
Security: 69478X105
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: PPBI
ISIN: US69478X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John J. Carona Mgmt For For
1B. Election of Director: Ayad A. Fargo Mgmt For For
1C. Election of Director: Steven R. Gardner Mgmt For For
1D. Election of Director: Joseph L. Garrett Mgmt For For
1E. Election of Director: Jeff C. Jones Mgmt For For
1F. Election of Director: M. Christian Mitchell Mgmt For For
1G. Election of Director: Michael J. Morris Mgmt For For
1H. Election of Director: Barbara S. Polsky Mgmt For For
1I. Election of Director: Zareh H. Sarrafian Mgmt For For
1J. Election of Director: Jaynie M. Studenmund Mgmt For For
1K. Election of Director: Cora M. Tellez Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF CROWE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PARK HOTELS & RESORTS INC Agenda Number: 935141806
--------------------------------------------------------------------------------------------------------------------------
Security: 700517105
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: PK
ISIN: US7005171050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas J. Baltimore, Mgmt For For
Jr.
1B. Election of Director: Gordon M. Bethune Mgmt For For
1C. Election of Director: Patricia M. Bedient Mgmt For For
1D. Election of Director: Thomas D. Eckert Mgmt For For
1E. Election of Director: Geoffrey M. Garrett Mgmt For For
1F. Election of Director: Christie B. Kelly Mgmt For For
1G. Election of Director: Sen. Joseph I. Mgmt For For
Lieberman
1H. Election of Director: Thomas A. Natelli Mgmt For For
1I. Election of Director: Timothy J. Naughton Mgmt For For
1J. Election of Director: Stephen I. Sadove Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PARK NATIONAL CORPORATION Agenda Number: 935144511
--------------------------------------------------------------------------------------------------------------------------
Security: 700658107
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: PRK
ISIN: US7006581075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: C. Daniel DeLawder Mgmt For For
1B. Election of Director: Alicia J. Hupp Mgmt For For
1C. Election of Director: Matthew R. Miller Mgmt For For
1D. Election of Director: Robert E. O'Neill Mgmt For For
2. Approval of non-binding advisory resolution Mgmt For For
to approve the compensation of the
Company's named executive officers.
3. Ratification of the appointment of Crowe Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PEOPLES BANCORP INC. Agenda Number: 935141933
--------------------------------------------------------------------------------------------------------------------------
Security: 709789101
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: PEBO
ISIN: US7097891011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tara M. Abraham Mgmt For For
S. Craig Beam Mgmt For For
George W. Broughton Mgmt For For
David F. Dierker Mgmt For For
James S. Huggins Mgmt For For
Brooke W. James Mgmt For For
David L. Mead Mgmt For For
Susan D. Rector Mgmt For For
Charles W. Sulerzyski Mgmt For For
2. Advisory resolution to approve the Mgmt For For
compensation of Peoples' named executive
officers as disclosed in the Proxy
Statement for the 2020 Annual Meeting of
Shareholders.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Peoples' independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC. Agenda Number: 935140703
--------------------------------------------------------------------------------------------------------------------------
Security: 72346Q104
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: PNFP
ISIN: US72346Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Abney S. Boxley, III Mgmt For For
1B. Election of Director: Gregory L. Burns Mgmt For For
1C. Election of Director: Thomas C. Farnsworth, Mgmt For For
III
1D. Election of Director: David B. Ingram Mgmt For For
1E. Election of Director: Gary L. Scott Mgmt For For
1F. Election of Director: G. Kennedy Thompson Mgmt For For
1G. Election of Director: Charles E. Brock Mgmt For For
1H. Election of Director: Richard D. Callicutt, Mgmt For For
II
1I. Election of Director: Joseph C. Galante Mgmt For For
1J. Election of Director: Robert A. McCabe, Jr. Mgmt For For
1K. Election of Director: Reese L. Smith, III Mgmt For For
1L. Election of Director: M. Terry Turner Mgmt For For
1M. Election of Director: Renda J. Burkhart Mgmt For For
1N. Election of Director: Marty G. Dickens Mgmt For For
1O. Election of Director: Glenda Baskin Glover Mgmt For For
1P. Election of Director: Ronald L. Samuels Mgmt For For
2. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement for the annual meeting
of shareholders.
--------------------------------------------------------------------------------------------------------------------------
PRESIDIO BANK Agenda Number: 935064496
--------------------------------------------------------------------------------------------------------------------------
Security: 74101A100
Meeting Type: Special
Meeting Date: 27-Aug-2019
Ticker: PDOB
ISIN: US74101A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the principal terms of the Mgmt For For
Agreement & Plan of Merger &
Reorganization, by & among Heritage
Commerce Corp, Heritage Bank of Commerce &
Presidio Bank & the transactions
contemplated by the Agreement & Plan of
Merger & Reorganization, including the
merger (Merger) of Presidio Bank with &
into Heritage Bank of Commerce, with
Heritage Bank of Commerce surviving the
Merger, & the cancellation of each
outstanding share of Presidio Bank common
stock (other than dissenting shares &
excluded shares) in exchange for Heritage
Commerce Corp common stock.
2. Grant of Discretionary Authority to Adjourn Mgmt For For
Meeting. To grant discretionary authority
to adjourn the special meeting if necessary
or appropriate in the judgment of our board
of directors to solicit additional proxies
or votes in favor of approval of the
principal terms of the Agreement and Plan
of Merger and Reorganization, dated as of
May 16, 2019, by and among Heritage
Commerce Corp, Heritage Bank of Commerce
and Presidio Bank and the transactions
contemplated thereby, including the Merger.
--------------------------------------------------------------------------------------------------------------------------
PRIME MERIDIAN HOLDING COMPANY Agenda Number: 935167456
--------------------------------------------------------------------------------------------------------------------------
Security: 74164R107
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: PMHG
ISIN: US74164R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth H. Compton Mgmt For For
William D. Crona Mgmt For For
Sammie D. Dixon, Jr. Mgmt For For
Steven L. Evans Mgmt For For
R. Randy Guemple Mgmt For For
Chris L. Jensen, Jr. Mgmt For For
Kathleen C. Jones Mgmt Withheld Against
Robert H. Kirby Mgmt For For
Frank L. Langston Mgmt For For
Michael A. Micallef, Jr Mgmt For For
L. Collins Proctor, Sr. Mgmt For For
Garrison A. Rolle, M.D. Mgmt For For
Steven D. Smith Mgmt For For
Marjorie R. Turnbull Mgmt For For
Richard A. Weidner Mgmt For For
2. The ratification of the appointment of Mgmt For For
Hacker, Johnson & Smith, P.A.as the
independent auditors for the Company, for
the fiscal year ending December 31, 2020.
3. The adjournment of the Annual Meeting to Mgmt Against Against
solicit additional proxies in the event
there are an insufficient number of votes
to approve either one or both of the
foregoing Proposals.
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL HOLDINGS, INC. Agenda Number: 935096823
--------------------------------------------------------------------------------------------------------------------------
Security: 743868101
Meeting Type: Annual
Meeting Date: 26-Nov-2019
Ticker: PROV
ISIN: US7438681014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph P. Barr Mgmt For For
Bruce W. Bennett Mgmt For For
Debbi H. Guthrie Mgmt For For
2. Advisory approval of the compensation of Mgmt Against Against
our named executive officers as disclosed
in the Proxy Statement.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as independent registered
public accounting firm for Provident
Financial Holdings, Inc. for the fiscal
year ending June 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL SERVICES, INC. Agenda Number: 935141844
--------------------------------------------------------------------------------------------------------------------------
Security: 74386T105
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: PFS
ISIN: US74386T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Adamo Mgmt For For
Laura L. Brooks Mgmt For For
Terence Gallagher Mgmt For For
Carlos Hernandez Mgmt For For
1A. Election of Director for a one-year term: Mgmt For For
Ursuline F. Foley
2. The approval (non-binding) of executive Mgmt For For
compensation.
3. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
QCR HOLDINGS, INC. Agenda Number: 935174336
--------------------------------------------------------------------------------------------------------------------------
Security: 74727A104
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: QCRH
ISIN: US74727A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James M. Field Mgmt For For
Elizabeth S. Jacobs Mgmt For For
Timothy B. O'Reilly Mgmt For For
Marie Z. Ziegler Mgmt For For
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of certain executive
officers which is referred to as a
"say-on-pay" proposal.
3. To ratify the appointment of RSM US LLP as Mgmt For For
QCR Holdings' independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
RED RIVER BANCSHARES, INC. Agenda Number: 935206967
--------------------------------------------------------------------------------------------------------------------------
Security: 75686R202
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: RRBI
ISIN: US75686R2022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. Scott Ashbrook Mgmt For For
R. Blake Chatelain Mgmt For For
Kirk D. Cooper Mgmt For For
F. W. Hackmeyer , Jr. Mgmt For For
Barry D. Hines Mgmt For For
Robert A. Nichols Mgmt For For
Willie P. Obey Mgmt For For
Teddy R. Price Mgmt For For
John C. Simpson Mgmt Withheld Against
Don L. Thompson Mgmt For For
H. L. Torbett, CPA, CFP Mgmt For For
2. Ratify the appointment of Postlethwaite & Mgmt For For
Netterville, APAC as the Company's auditor
for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 935135803
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carolyn H. Byrd Mgmt For For
1B. Election of Director: Don DeFosset Mgmt For For
1C. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1D. Election of Director: Zhanna Golodryga Mgmt For For
1E. Election of Director: John D. Johns Mgmt For For
1F. Election of Director: Ruth Ann Marshall Mgmt For For
1G. Election of Director: Charles D. McCrary Mgmt For For
1H. Election of Director: James T. Prokopanko Mgmt For For
1I. Election of Director: Lee J. Styslinger III Mgmt For For
1J. Election of Director: Jose S. Suquet Mgmt For For
1K. Election of Director: John M. Turner, Jr. Mgmt For For
1L. Election of Director: Timothy Vines Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm for 2020.
3. Advisory Vote on Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RENASANT CORPORATION Agenda Number: 935139938
--------------------------------------------------------------------------------------------------------------------------
Security: 75970E107
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: RNST
ISIN: US75970E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary D. Butler Mgmt For For
Marshall H. Dickerson Mgmt For For
R. Rick Hart Mgmt For For
Richard L. Heyer, Jr. Mgmt For For
Michael D. Shmerling Mgmt For For
2. Approval of the Renasant Corporation 2020 Mgmt For For
Long-Term Incentive Compensation Plan.
3. Adoption, in a non-binding advisory vote, Mgmt For For
of a resolution approving the compensation
of our named executive officers.
4. Ratification of the appointment of HORNE Mgmt For For
LLP as Renasant's independent registered
public accountants for 2020.
--------------------------------------------------------------------------------------------------------------------------
SB FINANCIAL GROUP, INC. Agenda Number: 935133897
--------------------------------------------------------------------------------------------------------------------------
Security: 78408D105
Meeting Type: Annual
Meeting Date: 15-Apr-2020
Ticker: SBFG
ISIN: US78408D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert A. Fawcett, Jr. Mgmt For For
Gaylyn J. Finn Mgmt For For
Rita A. Kissner Mgmt For For
2. To ratify the appointment of BKD, LLP as Mgmt For For
the independent registered accounting firm
of SB Financial for the fiscal year ending
December 31, 2020.
3. To approve a non-binding advisory Mgmt For For
resolution to approve the compensation of
SB Financial's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SHORE BANCSHARES, INC. Agenda Number: 935139940
--------------------------------------------------------------------------------------------------------------------------
Security: 825107105
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: SHBI
ISIN: US8251071051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director term expires Mgmt For For
2023: Blenda W. Armistead
1B. Election of Class II Director term expires Mgmt For For
2023: Clyde V. Kelly, III
1C. Election of Class II Director term expires Mgmt For For
2023: David W. Moore
2. Ratify the appointment of Yount, Hyde & Mgmt For For
Barbour, P.C. as the independent registered
public accounting firm for 2020.
3. Adopt a non-binding advisory resolution Mgmt For For
approving the compensation of the named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 935163864
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: SPG
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Glyn F. Aeppel Mgmt For For
1b. Election of Director: Larry C. Glasscock Mgmt For For
1c. Election of Director: Karen N. Horn, Ph.D. Mgmt For For
1d. Election of Director: Allan Hubbard Mgmt For For
1e. Election of Director: Reuben S. Leibowitz Mgmt For For
1f. Election of Director: Gary M. Rodkin Mgmt For For
1g. Election of Director: Stefan M. Selig Mgmt For For
1h. Election of Director: Daniel C. Smith, Mgmt For For
Ph.D.
1i. Election of Director: J. Albert Smith, Jr. Mgmt For For
1j. Election of Director: Marta R. Stewart Mgmt For For
2. An advisory vote to approve the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
SOUTH ATLANTIC BANCSHARES, INC. Agenda Number: 935173081
--------------------------------------------------------------------------------------------------------------------------
Security: 83636T104
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: SABK
ISIN: US83636T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. Scott Plyler Mgmt Withheld Against
Thomas C. Brittain Mgmt Withheld Against
Tony K. Cox Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN FIRST BANCSHARES, INC. Agenda Number: 935165729
--------------------------------------------------------------------------------------------------------------------------
Security: 842873101
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: SFST
ISIN: US8428731017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew B Cajka Mgmt For For
Anne S Ellefson Mgmt For For
Tecumseh Hooper, Jr. Mgmt For For
2. To conduct an advisory vote on the Mgmt For For
compensation of our named executive
officers as disclosed in this proxy
statement (this is a non-binding, advisory
vote).
3. To approve the Southern First Bancshares, Mgmt Against Against
Inc. 2020 Equity Incentive Plan.
4. To ratify the appointment of Elliott Davis, Mgmt For For
LLC as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN MISSOURI BANCORP, INC. Agenda Number: 935086238
--------------------------------------------------------------------------------------------------------------------------
Security: 843380106
Meeting Type: Annual
Meeting Date: 28-Oct-2019
Ticker: SMBC
ISIN: US8433801060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sammy A. Schalk Mgmt For For
Charles R. Love Mgmt For For
2. Advisory (non binding) vote on Executive Mgmt For For
Compensation as disclosed in the
accompanying proxy statement.
3. Ratification of the appointment of BKD, LLP Mgmt For For
as Southern Missouri Bancorp's independent
auditors for the fiscal year ending June
30, 2020.
--------------------------------------------------------------------------------------------------------------------------
STOCK YARDS BANCORP, INC. Agenda Number: 935145626
--------------------------------------------------------------------------------------------------------------------------
Security: 861025104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: SYBT
ISIN: US8610251048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paul J. Bickel III Mgmt For For
1B. Election of Director: J. McCauley Brown Mgmt For For
1C. Election of Director: David P. Heintzman Mgmt For For
1D. Election of Director: Donna L. Heitzman Mgmt For For
1E. Election of Director: Carl G. Herde Mgmt For For
1F. Election of Director: James A. Hillebrand Mgmt For For
1G. Election of Director: Richard A. Lechleiter Mgmt For For
1H. Election of Director: Stephen M. Priebe Mgmt For For
1I. Election of Director: John L. Schutte Mgmt For For
1J. Election of Director: Norman Tasman Mgmt For For
1K. Election of Director: Kathy C. Thompson Mgmt For For
2. The ratification of BKD, LLP as the Mgmt For For
independent registered public accounting
firm for Stock Yards Bancorp, Inc. for the
year ending December 31, 2020.
3. The advisory approval of the compensation Mgmt For For
of Bancorp's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 935057655
--------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Special
Meeting Date: 30-Jul-2019
Ticker: STI
ISIN: US8679141031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Amended Agreement and Plan Mgmt For For
of Merger, dated as of February 7, 2019, as
amended as of June 14, 2019 (as further
amended from time to time, the "Merger
Agreement"), by and between BB&T
Corporation, a North Carolina corporation,
and SunTrust Banks, Inc., a Georgia
corporation ("SunTrust") (the "SunTrust
merger proposal").
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the executive officer compensation
that will or may be paid to SunTrust's
named executive officers in connection with
the transactions contemplated by the Merger
Agreement.
3. To adjourn the SunTrust special meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, there are not sufficient
votes to approve the SunTrust merger
proposal or to ensure that any supplement
or amendment to the accompanying joint
proxy statement/prospectus is timely
provided to holders of SunTrust common
stock and holders of SunTrust preferred
stock.
--------------------------------------------------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP. Agenda Number: 935138683
--------------------------------------------------------------------------------------------------------------------------
Security: 87161C501
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: SNV
ISIN: US87161C5013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tim E. Bentsen Mgmt For For
1B. Election of Director: F. Dixon Brooke, Jr. Mgmt For For
1C. Election of Director: Stephen T. Butler Mgmt For For
1D. Election of Director: Elizabeth W. Camp Mgmt For For
1E. Election of Director: Diana M. Murphy Mgmt For For
1F. Election of Director: Harris Pastides Mgmt For For
1G. Election of Director: Joseph J. Prochaska, Mgmt For For
Jr.
1H. Election of Director: John L. Stallworth Mgmt For For
1I. Election of Director: Kessel D. Stelling Mgmt For For
1J. Election of Director: Barry L. Storey Mgmt For For
1K. Election of Director: Teresa White Mgmt For For
2. To approve amendments to Synovus' articles Mgmt For For
of incorporation and bylaws to eliminate
10-1 voting provisions.
3. To approve amendments to Synovus' articles Mgmt For For
of incorporation and bylaws to eliminate
supermajority voting requirements.
4. To approve, on an advisory basis, the Mgmt For For
compensation of Synovus' named executive
officers as determined by the Compensation
Committee.
5. To recommend, on an advisory basis, that Mgmt 1 Year For
the compensation of Synovus' named
executive officers be put to shareholders
for their consideration every: one, two or
three years.
6. To ratify the appointment of KPMG LLP as Mgmt For For
Synovus' independent auditor for the year
2020.
--------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION Agenda Number: 935151415
--------------------------------------------------------------------------------------------------------------------------
Security: 872307103
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: TCF
ISIN: US8723071036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Bell Mgmt For For
Craig R. Dahl Mgmt For For
Karen L. Grandstrand Mgmt For For
Richard H. King Mgmt For For
Ronald A. Klein Mgmt For For
Barbara J. Mahone Mgmt For For
Barbara L. McQuade Mgmt For For
Vance K. Opperman Mgmt For For
David T. Provost Mgmt For For
Roger J. Sit Mgmt For For
Julie H. Sullivan Mgmt For For
Jeffrey L. Tate Mgmt For For
Gary Torgow Mgmt For For
Arthur A. Weiss Mgmt For For
Franklin C. Wheatlake Mgmt For For
Theresa M. H. Wise Mgmt For For
2. Advisory (Non-Binding) Vote to Approve Mgmt For For
Executive Compensation as Disclosed in the
Proxy Statement.
3. Advisory (Non-Binding) Vote to Ratify the Mgmt For For
Appointment of KPMG LLP as Independent
Registered Public Accountants for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE COMMUNITY FINANCIAL CORPORATION Agenda Number: 935169210
--------------------------------------------------------------------------------------------------------------------------
Security: 20368X101
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: TCFC
ISIN: US20368X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kimberly C. B. Tonic Mgmt For For
M. Arshed Javaid Mgmt For For
Kathryn M. Zabriskie Mgmt For For
Rebecca M. McDonald Mgmt Withheld Against
2. The ratification of the appointment of Mgmt For For
Dixon Hughes Goodman LLP as the independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. The approval of a non-binding resolution of Mgmt For For
the compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCORP, INC. Agenda Number: 935147884
--------------------------------------------------------------------------------------------------------------------------
Security: 31866P102
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: FNLC
ISIN: US31866P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Katherine M. Boyd Mgmt For For
Robert B. Gregory Mgmt For For
Renee W. Kelly Mgmt For For
Tony C. McKim Mgmt For For
Mark N. Rosborough Mgmt For For
Cornelius J. Russell Mgmt For For
Stuart G. Smith Mgmt For For
Bruce B. Tindal Mgmt For For
F. Stephen Ward Mgmt For For
2. To approve (on a non-binding basis), the Mgmt For For
compensation of the Company's executives,
as disclosed in the Company's annual report
and proxy statement.
3. To approve (on a non-binding basis) the Mgmt 1 Year For
frequency of non-binding shareholder votes
on executive compensation.
4. To approve the 2020 Equity Incentive Plan Mgmt For For
as disclosed in the Company's proxy
statement and the reservation of 400,000
shares of common stock for issuance
thereunder.
5. To ratify the Board of Directors Audit Mgmt For For
Committee's selection of Berry Dunn McNeil
& Parker, LLC, as independent auditors for
the Company for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC. Agenda Number: 935182941
--------------------------------------------------------------------------------------------------------------------------
Security: 318916103
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: FBMS
ISIN: US3189161033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney D Bennett, Ed.D. Mgmt For For
Ted E. Parker Mgmt For For
J. Douglas Seidenburg Mgmt For For
Renee Moore Mgmt For For
2. Proposal to approve the amendment of The Mgmt For For
First Bancshares, Inc. 2007 Stock Incentive
Plan.
3. Advisory Vote on the Compensation of our Mgmt Against Against
Named Executive Officers
4. Proposal to ratify the appointment of Mgmt For For
Crowe, LLP as the Independent Registered
Public Accounting Firm of the Company
--------------------------------------------------------------------------------------------------------------------------
THE FIRST OF LONG ISLAND CORPORATION Agenda Number: 935149270
--------------------------------------------------------------------------------------------------------------------------
Security: 320734106
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: FLIC
ISIN: US3207341062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher Becker* Mgmt For For
Paul T. Canarick# Mgmt For For
Alexander L. Cover# Mgmt For For
Stephen V. Murphy# Mgmt For For
Peter Quick# Mgmt For For
Denise Strain# Mgmt For For
Eric J. Tveter# Mgmt For For
2. Non-binding, advisory vote to approve the Mgmt For For
Corporation's executive compensation as
discussed in the proxy statement.
3. To ratify the appointment of Crowe LLP as Mgmt For For
the Corporation's independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 935134332
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph Alvarado Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt For For
1C. Election of Director: Debra A. Cafaro Mgmt For For
1D. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1E. Election of Director: William S. Demchak Mgmt For For
1F. Election of Director: Andrew T. Feldstein Mgmt For For
1G. Election of Director: Richard J. Harshman Mgmt For For
1H. Election of Director: Daniel R. Hesse Mgmt For For
1I. Election of Director: Linda R. Medler Mgmt For For
1J. Election of Director: Martin Pfinsgraff Mgmt For For
1K. Election of Director: Toni Townes-Whitley Mgmt For For
1L. Election of Director: Michael J. Ward Mgmt For For
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
PNC's independent registered public
accounting firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of The PNC Financial Services Mgmt For For
Group, Inc. Employee Stock Purchase Plan,
as amended and restated January 1, 2020.
--------------------------------------------------------------------------------------------------------------------------
TPG SPECIALTY LENDING, INC. Agenda Number: 935185175
--------------------------------------------------------------------------------------------------------------------------
Security: 87265K102
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: TSLX
ISIN: US87265K1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hurley Doddy Mgmt For For
Joshua Easterly Mgmt For For
Michael Fishman Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TPG SPECIALTY LENDING, INC. Agenda Number: 935183335
--------------------------------------------------------------------------------------------------------------------------
Security: 87265K102
Meeting Type: Special
Meeting Date: 28-May-2020
Ticker: TSLX
ISIN: US87265K1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a proposal to authorize the Mgmt For For
Company to sell or otherwise issue shares
of its common stock at a price below its
then-current net asset value per share in
one or more offerings, in each case subject
to the approval of its Board of Directors
and subject to the conditions set forth in
the accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
TRICO BANCSHARES Agenda Number: 935186533
--------------------------------------------------------------------------------------------------------------------------
Security: 896095106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: TCBK
ISIN: US8960951064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald J. Amaral Mgmt For For
L. Gage Chrysler III Mgmt For For
Craig S. Compton Mgmt For For
Kirsten E. Garen Mgmt For For
Cory W. Giese Mgmt For For
John S. A. Hasbrook Mgmt For For
Margaret L. Kane Mgmt For For
Michael W. Koehnen Mgmt For For
Martin A. Mariani Mgmt For For
Thomas C. McGraw Mgmt For For
Richard P. Smith Mgmt For For
Kimberley H. Vogel Mgmt For For
2. Advisory approval of the company's Mgmt For For
executive compensation.
3. To ratify the selection of Moss Adams LLP Mgmt For For
as the company's independent auditor for
2020.
--------------------------------------------------------------------------------------------------------------------------
TRUIST FINANCIAL CORPORATION Agenda Number: 935137249
--------------------------------------------------------------------------------------------------------------------------
Security: 89832Q109
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: TFC
ISIN: US89832Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jennifer S. Banner Mgmt For For
1B. Election of Director: K. David Boyer, Jr. Mgmt For For
1C. Election of Director: Agnes Bundy Scanlan Mgmt For For
1D. Election of Director: Anna R. Cablik Mgmt For For
1E. Election of Director: Dallas S. Clement Mgmt For For
1F. Election of Director: Paul D. Donahue Mgmt For For
1G. Election of Director: Paul R. Garcia Mgmt For For
1H. Election of Director: Patrick C. Graney III Mgmt For For
1I. Election of Director: Linnie M. Haynesworth Mgmt For For
1J. Election of Director: Kelly S. King Mgmt For For
1K. Election of Director: Easter A. Maynard Mgmt For For
1L. Election of Director: Donna S. Morea Mgmt For For
1M. Election of Director: Charles A. Patton Mgmt For For
1N. Election of Director: Nido R. Qubein Mgmt For For
1O. Election of Director: David M. Ratcliffe Mgmt For For
1P. Election of Director: William H. Rogers, Mgmt For For
Jr.
1Q. Election of Director: Frank P. Scruggs, Jr. Mgmt For For
1R. Election of Director: Christine Sears Mgmt For For
1S. Election of Director: Thomas E. Skains Mgmt For For
1T. Election of Director: Bruce L. Tanner Mgmt For For
1U. Election of Director: Thomas N. Thompson Mgmt For For
1V. Election of Director: Steven C. Voorhees Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Truist's
independent registered public accounting
firm for 2020.
3. Advisory vote to approve Truist's executive Mgmt For For
compensation program.
4. Shareholder proposal regarding an Shr For Against
independent Chairman of the Board of
Directors, if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 935137085
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warner L. Baxter Mgmt For For
1B. Election of Director: Dorothy J. Bridges Mgmt For For
1C. Election of Director: Elizabeth L. Buse Mgmt For For
1D. Election of Director: Marc N. Casper Mgmt For For
1E. Election of Director: Andrew Cecere Mgmt For For
1F. Election of Director: Kimberly J. Harris Mgmt For For
1G. Election of Director: Roland A. Hernandez Mgmt For For
1H. Election of Director: Olivia F. Kirtley Mgmt For For
1I. Election of Director: Karen S. Lynch Mgmt For For
1J. Election of Director: Richard P. McKenney Mgmt For For
1K. Election of Director: Yusuf I. Mehdi Mgmt For For
1L. Election of Director: John P. Wiehoff Mgmt For For
1M. Election of Director: Scott W. Wine Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent auditor for
the 2020 fiscal year.
3. An advisory vote to approve the Mgmt For For
compensation of our executives disclosed in
this proxy statement.
--------------------------------------------------------------------------------------------------------------------------
UNITED COMMUNITY BANKS, INC. Agenda Number: 935148608
--------------------------------------------------------------------------------------------------------------------------
Security: 90984P303
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: UCBI
ISIN: US90984P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert H. Blalock Mgmt For For
L. Cathy Cox Mgmt For For
Kenneth L. Daniels Mgmt For For
Lance F. Drummond Mgmt For For
H. Lynn Harton Mgmt For For
Jennifer K. Mann Mgmt For For
Thomas A. Richlovsky Mgmt For For
David C. Shaver Mgmt For For
Tim R. Wallis Mgmt For For
David H. Wilkins Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as disclosed in the Proxy
Statement.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
UNITED COMMUNITY FINANCIAL CORP. Agenda Number: 935098598
--------------------------------------------------------------------------------------------------------------------------
Security: 909839102
Meeting Type: Special
Meeting Date: 10-Dec-2019
Ticker: UCFC
ISIN: US9098391025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of September 9, 2019, as amended
from time to time (the merger agreement),
by and between First Defiance Financial
Corp. and United Community (United
Community).
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation to be paid to
United Community's named executive officers
that is based on or otherwise relates to
the merger.
3. To approve the adjournment of the United Mgmt For For
Community Special Meeting, if necessary or
appropriate, to permit further solicitation
of proxies.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON TRUST BANCORP, INC. Agenda Number: 935142959
--------------------------------------------------------------------------------------------------------------------------
Security: 940610108
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: WASH
ISIN: US9406101082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John J. Bowen Mgmt For For
Robert A. DiMuccio, CPA Mgmt For For
Sandra Glaser Parrillo Mgmt For For
2. The ratification of the selection of Crowe Mgmt For For
LLP to serve as the Corporation's
independent registered public accounting
firm for the year ending December 31, 2020.
3. A non-binding advisory resolution to Mgmt For For
approve the compensation of the
Corporation's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
WESTBURY BANCORP, INC Agenda Number: 935120927
--------------------------------------------------------------------------------------------------------------------------
Security: 95727P106
Meeting Type: Annual
Meeting Date: 19-Feb-2020
Ticker: WBBW
ISIN: US95727P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg Remus Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
CliftonLarsonAllen LLP as the Company's
independent registered public accounting
firm for the year ending September 30,
2020.
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 935160705
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: WSFS
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mr. E. I. du Pont# Mgmt For For
Mr. David G. Turner# Mgmt For For
Mr. Mark A. Turner* Mgmt For For
2. Ratification of the appointment of KPMG, Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 935149509
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jerry C. Atkin Mgmt For For
1B. Election of Director: Gary L. Crittenden Mgmt For For
1C. Election of Director: Suren K. Gupta Mgmt For For
1D. Election of Director: J. David Heaney Mgmt For For
1E. Election of Director: Vivian S. Lee Mgmt For For
1F. Election of Director: Scott J. McLean Mgmt For For
1G. Election of Director: Edward F. Murphy Mgmt For For
1H. Election of Director: Stephen D. Quinn Mgmt For For
1I. Election of Director: Harris H. Simmons Mgmt For For
1J. Election of Director: Aaron B. Skonnard Mgmt For For
1K. Election of Director: Barbara A. Yastine Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm to audit the Bank's
financial statements for the current fiscal
year.
3. Approval, on a nonbinding advisory basis, Mgmt For For
of the compensation paid to the Bank's
named executive officers with respect to
fiscal year ended December 31, 2020.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) John Hancock Financial Opportunities Fund
By (Signature) /s/ Andrew G. Arnott
Name Andrew G. Arnott
Title President
Date 08/26/2020