van Boxmeer UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23148
NAME OF REGISTRANT: Guardian Variable Products
Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 10 Hudson Yards
New York, NY 10001
NAME AND ADDRESS OF AGENT FOR SERVICE: Dominique Baede
10 Hudson Yards
New York, NY 10001
REGISTRANT'S TELEPHONE NUMBER: 212-598-8000
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
GUARDIAN CORE PLUS FIXED INCOME VIP FUND
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
GUARDIAN DIVERSIFIED RESEARCH VIP FUND
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3M COMPANY Agenda Number: 935151390
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Security: 88579Y101
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: MMM
ISIN: US88579Y1010
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Thomas "Tony" K. Brown
1B. Election of Director for a term of one Mgmt For For
year: Pamela J. Craig
1C. Election of Director for a term of one Mgmt For For
year: David B. Dillon
1D. Election of Director for a term of one Mgmt For For
year: Michael L. Eskew
1E. Election of Director for a term of one Mgmt For For
year: Herbert L. Henkel
1F. Election of Director for a term of one Mgmt For For
year: Amy E. Hood
1G. Election of Director for a term of one Mgmt For For
year: Muhtar Kent
1H. Election of Director for a term of one Mgmt For For
year: Dambisa F. Moyo
1I. Election of Director for a term of one Mgmt For For
year: Gregory R. Page
1J. Election of Director for a term of one Mgmt For For
year: Michael F. Roman
1K. Election of Director for a term of one Mgmt For For
year: Patricia A. Woertz
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as 3M's
independent registered public accounting
firm.
3. Advisory approval of executive Mgmt For For
compensation.
4. Shareholder proposal on setting target Shr Against For
amounts for CEO compensation.
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ABBOTT LABORATORIES Agenda Number: 935138570
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Security: 002824100
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: ABT
ISIN: US0028241000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. Alpern Mgmt For For
R.S. Austin Mgmt For For
S.E. Blount Mgmt For For
R.B. Ford Mgmt For For
M.A. Kumbier Mgmt For For
E.M. Liddy Mgmt For For
D.W. McDew Mgmt For For
N. McKinstry Mgmt For For
P.N. Novakovic Mgmt For For
W.A. Osborn Mgmt For For
D.J. Starks Mgmt For For
J.G. Stratton Mgmt For For
G.F. Tilton Mgmt For For
M.D. White Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Auditors.
3. Say on Pay - An Advisory Vote to Approve Mgmt For For
Executive Compensation.
4. Shareholder Proposal - Lobbying Disclosure. Shr Against For
5. Shareholder Proposal - Non-GAAP Financial Shr Against For
Performance Metrics Disclosure.
6. Shareholder Proposal - Shareholder Voting Shr Against For
on By-Law Amendments.
7. Shareholder Proposal - Simple Majority Shr For Against
Vote.
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ABBVIE INC. Agenda Number: 935152138
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Security: 00287Y109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ABBV
ISIN: US00287Y1091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert J. Alpern Mgmt For For
Edward M. Liddy Mgmt For For
Melody B. Meyer Mgmt For For
Frederick H. Waddell Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2020
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation
4. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting
5. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying
6. Stockholder Proposal - to Adopt a Policy to Shr Against For
Require Independent Chairman
7. Stockholder Proposal - to Issue a Shr Against For
Compensation Committee Report on Drug
Pricing
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ACTIVISION BLIZZARD, INC. Agenda Number: 935196483
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Security: 00507V109
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: ATVI
ISIN: US00507V1098
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reveta Bowers Mgmt For For
1B. Election of Director: Robert Corti Mgmt For For
1C. Election of Director: Hendrik Hartong III Mgmt For For
1D. Election of Director: Brian Kelly Mgmt For For
1E. Election of Director: Robert Kotick Mgmt For For
1F. Election of Director: Barry Meyer Mgmt For For
1G. Election of Director: Robert Morgado Mgmt For For
1H. Election of Director: Peter Nolan Mgmt For For
1I. Election of Director: Dawn Ostroff Mgmt For For
1J. Election of Director: Casey Wasserman Mgmt For For
2. To provide advisory approval of our Mgmt For For
executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
4. Stockholder proposal regarding political Shr Against For
disclosures.
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ADOBE INC Agenda Number: 935132580
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Security: 00724F101
Meeting Type: Annual
Meeting Date: 09-Apr-2020
Ticker: ADBE
ISIN: US00724F1012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy Banse Mgmt For For
1B. Election of Director: Frank Calderoni Mgmt For For
1C. Election of Director: James Daley Mgmt For For
1D. Election of Director: Laura Desmond Mgmt For For
1E. Election of Director: Charles Geschke Mgmt For For
1F. Election of Director: Shantanu Narayen Mgmt For For
1G. Election of Director: Kathleen Oberg Mgmt For For
1H. Election of Director: Dheeraj Pandey Mgmt For For
1I. Election of Director: David Ricks Mgmt For For
1J. Election of Director: Daniel Rosensweig Mgmt For For
1K. Election of Director: John Warnock Mgmt For For
2. Approve the 2020 Employee Stock Purchase Mgmt For For
Plan, which amends and restates the 1997
Employee Stock Purchase Plan.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on November
27, 2020.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
5. Consider and vote upon one stockholder Shr Against For
proposal.
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ADVANCE AUTO PARTS, INC. Agenda Number: 935163941
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Security: 00751Y106
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: AAP
ISIN: US00751Y1064
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John F. Bergstrom Mgmt For For
1B. Election of Director: Brad W. Buss Mgmt For For
1C. Election of Director: John F. Ferraro Mgmt For For
1D. Election of Director: Thomas R. Greco Mgmt For For
1E. Election of Director: Jeffrey J. Jones II Mgmt For For
1F. Election of Director: Eugene I. Lee, Jr. Mgmt For For
1G. Election of Director: Sharon L. McCollam Mgmt For For
1H. Election of Director: Douglas A. Pertz Mgmt For For
1I. Election of Director: Nigel Travis Mgmt For For
2. Approve, by advisory vote, the compensation Mgmt For For
of our named executive officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP (Deloitte) as our independent
registered public accounting firm for 2020.
4. Advisory vote on the stockholder proposal Shr For Against
on the ability of stockholders to act by
written consent if presented at the annual
meeting.
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ALBEMARLE CORPORATION Agenda Number: 935153469
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Security: 012653101
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: ALB
ISIN: US0126531013
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the non-binding advisory Mgmt For For
resolution approving the compensation of
our named executive officers.
2A. Election of Director: Mary Lauren Brlas Mgmt For For
2B. Election of Director: Luther C. Kissam IV Mgmt For For
2C. Election of Director: J. Kent Masters Mgmt For For
2D. Election of Director: Glenda J. Minor Mgmt For For
2E. Election of Director: James J. O'Brien Mgmt For For
2F. Election of Director: Diarmuid B. O'Connell Mgmt For For
2G. Election of Director: Dean L. Seavers Mgmt For For
2H. Election of Director: Gerald A. Steiner Mgmt For For
2I. Election of Director: Holly A. Van Deursen Mgmt For For
2J. Election of Director: Amb. Alejandro Wolff Mgmt For For
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Albemarle's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
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ALLERGAN PLC Agenda Number: 935082305
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Security: G0177J108
Meeting Type: Special
Meeting Date: 14-Oct-2019
Ticker: AGN
ISIN: IE00BY9D5467
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. COURT MEETING: Approve the scheme of Mgmt For For
arrangement.
2. Extraordinary General Meeting: Approve the Mgmt For For
scheme of arrangement and authorize the
directors of Allergan plc to take all such
actions as they consider necessary or
appropriate for carrying the scheme of
arrangement into effect.
3. Extraordinary General Meeting: Approve the Mgmt For For
cancellation of any Allergan plc ordinary
shares in issue at 11:59 p.m., Irish time,
on the day before the Irish High Court
hearing to sanction the scheme (excluding,
in any case, any Allergan plc ordinary
shares which are held from time to time by
AbbVie Inc., Acquirer Sub (as defined in
the scheme of arrangement) or any other
subsidiary of AbbVie Inc., if any).
4. Extraordinary General Meeting: Authorize Mgmt For For
the directors of Allergan plc to allot and
issue new Allergan plc shares, fully paid
up, to Acquirer Sub and/or its nominee(s)
in connection with effecting the scheme.
5. Extraordinary General Meeting: Amend the Mgmt For For
articles of association of Allergan plc so
that any ordinary shares of Allergan plc
that are issued on or after the Voting
Record Time (as defined in the scheme of
arrangement) to persons other than Acquirer
Sub or its nominees will either be subject
to the terms of the scheme or will be
immediately and automatically acquired by
Acquirer Sub and/or its nominee(s) for the
scheme consideration.
6. Extraordinary General Meeting: Approve, on Mgmt For For
a non-binding, advisory basis, specified
compensatory arrangements between Allergan
plc and its named executive officers
relating to the transaction.
7. Extraordinary General Meeting: Approve any Mgmt For For
motion by the Chairman to adjourn the
extraordinary general meeting, or any
adjournments thereof, to solicit additional
proxies in favor of the approval of the
resolutions if there are insufficient votes
at the time of the extraordinary general
meeting to approve resolutions 2 through 5.
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ALPHABET INC. Agenda Number: 935196762
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Security: 02079K305
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: GOOGL
ISIN: US02079K3059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
Sundar Pichai Mgmt For For
John L. Hennessy Mgmt For For
Frances H. Arnold Mgmt For For
L. John Doerr Mgmt For For
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt For For
Alan R. Mulally Mgmt Withheld Against
K. Ram Shriram Mgmt For For
Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. An amendment to Alphabet's Amended and Mgmt For For
Restated 2012 Stock Plan to increase the
share reserve by 8,500,000 shares of Class
C capital stock.
4. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
5. A stockholder proposal regarding equal Shr Against For
shareholder voting, if properly presented
at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on arbitration of employment-related
claims, if properly presented at the
meeting.
7. A stockholder proposal regarding the Shr Against For
establishment of a human rights risk
oversight committee, if properly presented
at the meeting.
8. A stockholder proposal regarding Shr Against For
non-binding vote on amendment of bylaws, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on sustainability metrics, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
11. A stockholder proposal regarding majority Shr For Against
vote for election of directors, if properly
presented at the meeting.
12. A stockholder proposal regarding a report Shr Against For
on gender/racial pay equity, if properly
presented at the meeting.
13. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
14. A stockholder proposal regarding a report Shr Against For
on whistleblower policies and practices, if
properly presented at the meeting
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ALTRIA GROUP, INC. Agenda Number: 935162189
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Security: 02209S103
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: MO
ISIN: US02209S1033
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John T. Casteen III Mgmt For For
1b. Election of Director: Dinyar S. Devitre Mgmt For For
1c. Election of Director: Thomas F. Farrell II Mgmt For For
1d. Election of Director: Debra J. Kelly-Ennis Mgmt For For
1e. Election of Director: W. Leo Kiely III Mgmt For For
1f. Election of Director: Kathryn B. McQuade Mgmt For For
1g. Election of Director: George Munoz Mgmt For For
1h. Election of Director: Mark E. Newman Mgmt For For
1i. Election of Director: Nabil Y. Sakkab Mgmt For For
1j. Election of Director: Virginia E. Shanks Mgmt For For
1k. "Director withdrawn" Mgmt For For
2. Ratification of the Selection of Mgmt For For
Independent Registered Public Accounting
Firm
3. Non-Binding Advisory Vote to Approve the Mgmt For For
Compensation of Altria's Named Executive
Officers
4. Approval of the 2020 Performance Incentive Mgmt For For
Plan
5. Shareholder Proposal - Disclosure of Shr Against For
Lobbying Policies and Practices
6. Shareholder Proposal - Report on the Shr Against For
Company's Underage Tobacco Prevention
Policies
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AMAZON.COM, INC. Agenda Number: 935186305
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Security: 023135106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: AMZN
ISIN: US0231351067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of director: Thomas O. Ryder Mgmt For For
1I. Election of director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT TO RESTATED Mgmt Against Against
CERTIFICATE OF INCORPORATION TO LOWER STOCK
OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO
REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
EFFECTS OF FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POTENTIAL CUSTOMER MISUSE OF CERTAIN
TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
EFFORTS TO RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE REPORT ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
VIEWPOINT DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr Against For
SUPPLY CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING
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AMEREN CORPORATION Agenda Number: 935153685
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Security: 023608102
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: AEE
ISIN: US0236081024
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WARNER L. BAXTER Mgmt For For
1B. ELECTION OF DIRECTOR: CYNTHIA J. BRINKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: CATHERINE S. BRUNE Mgmt For For
1D. ELECTION OF DIRECTOR: J. EDWARD COLEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: WARD H. DICKSON Mgmt For For
1F. ELECTION OF DIRECTOR: NOELLE K. EDER Mgmt For For
1G. ELECTION OF DIRECTOR: ELLEN M. FITZSIMMONS Mgmt For For
1H. ELECTION OF DIRECTOR: RAFAEL FLORES Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD J. HARSHMAN Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG S. IVEY Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES C. JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: STEVEN H. LIPSTEIN Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN R. WILSON Mgmt For For
2. COMPANY PROPOSAL - ADVISORY APPROVAL OF Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS DISCLOSED IN THE PROXY STATEMENT.
3. COMPANY PROPOSAL - RATIFICATION OF THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2020.
4. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
INDEPENDENT BOARD CHAIR.
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AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 935134611
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Security: 025537101
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: AEP
ISIN: US0255371017
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nicholas K. Akins Mgmt For For
1B. Election of Director: David J. Anderson Mgmt For For
1C. Election of Director: J. Barnie Beasley, Mgmt For For
Jr.
1D. Election of Director: Ralph D. Crosby, Jr. Mgmt For For
1E. Election of Director: Art A. Garcia Mgmt For For
1F. Election of Director: Linda A. Goodspeed Mgmt For For
1G. Election of Director: Thomas E. Hoaglin Mgmt For For
1H. Election of Director: Sandra Beach Lin Mgmt For For
1I. Election of Director: Margaret M. McCarthy Mgmt For For
1J. Election of Director: Richard C. Notebaert Mgmt For For
1K. Election of Director: Stephen S. Rasmussen Mgmt For For
1L. Election of Director: Oliver G. Richard III Mgmt For For
1M. Election of Director: Sara Martinez Tucker Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
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AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 935159877
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: AIG
ISIN: US0268747849
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. DON CORNWELL Mgmt For For
1B. Election of Director: BRIAN DUPERREAULT Mgmt For For
1C. Election of Director: JOHN H. FITZPATRICK Mgmt For For
1D. Election of Director: WILLIAM G. JURGENSEN Mgmt For For
1E. Election of Director: CHRISTOPHER S. LYNCH Mgmt For For
1F. Election of Director: HENRY S. MILLER Mgmt For For
1G. Election of Director: LINDA A. MILLS Mgmt For For
1H. Election of Director: THOMAS F. MOTAMED Mgmt For For
1I. Election of Director: PETER R. PORRINO Mgmt For For
1J. Election of Director: AMY L. SCHIOLDAGER Mgmt For For
1K. Election of Director: DOUGLAS M. STEENLAND Mgmt For For
1L. Election of Director: THERESE M. VAUGHAN Mgmt For For
2. To vote, on a non-binding advisory basis, Mgmt For For
to approve executive compensation.
3. To act upon a proposal to amend and restate Mgmt For For
AIG's Amended and Restated Certificate of
Incorporation to restrict certain transfers
of AIG Common Stock in order to protect
AIG's tax attributes.
4. To act upon a proposal to ratify the Mgmt For For
amendment to extend the expiration of the
American International Group, Inc. Tax
Asset Protection Plan.
5. To act upon a proposal to ratify the Mgmt For For
selection of PricewaterhouseCoopers LLP as
AIG's independent registered public
accounting firm for 2020.
6. To vote on a shareholder proposal to give Shr Against For
shareholders who hold at least 10 percent
of AIG's outstanding common stock the right
to call special meetings.
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AMGEN INC. Agenda Number: 935172419
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: AMGN
ISIN: US0311621009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dr. Wanda M. Austin Mgmt For For
1B. Election of Director: Mr. Robert A. Bradway Mgmt For For
1C. Election of Director: Dr. Brian J. Druker Mgmt For For
1D. Election of Director: Mr. Robert A. Eckert Mgmt For For
1E. Election of Director: Mr. Greg C. Garland Mgmt For For
1F. Election of Director: Mr. Fred Hassan Mgmt For For
1G. Election of Director: Mr. Charles M. Mgmt For For
Holley, Jr.
1H. Election of Director: Dr. Tyler Jacks Mgmt For For
1I. Election of Director: Ms. Ellen J. Kullman Mgmt For For
1J. Election of Director: Dr. Ronald D. Sugar Mgmt For For
1K. Election of Director: Dr. R. Sanders Mgmt For For
Williams
2. Advisory vote to approve our executive Mgmt For For
compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2020.
4. Stockholder proposal to require an Shr Against For
independent board chair.
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ANGLO AMERICAN PLC Agenda Number: 712245794
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: AGM
Meeting Date: 05-May-2020
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE FINANCIAL STATEMENTS OF THE Mgmt For For
COMPANY AND THE GROUP AND THE REPORTS OF
THE DIRECTORS AND AUDITORS FOR THE YEAR
ENDED 31 DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND OF 47 US CENTS Mgmt For For
PER ORDINARY SHARE, PAYABLE ON 7 MAY 2020
TO THOSE SHAREHOLDERS REGISTERED AT THE
CLOSE OF BUSINESS ON 13 MARCH 2020
3 TO ELECT HIXONIA NYASULU AS A DIRECTOR OF Mgmt For For
THE COMPANY
4 TO ELECT NONKULULEKO NYEMBEZI AS A DIRECTOR Mgmt For For
OF THE COMPANY
5 TO RE-ELECT IAN ASHBY AS A DIRECTOR OF THE Mgmt For For
COMPANY
6 TO RE-ELECT MARCELO BASTOS AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT STUART CHAMBERS AS A DIRECTOR Mgmt For For
OF THE COMPANY
8 TO RE-ELECT MARK CUTIFANI AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT BYRON GROTE AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT TONY O'NEILL AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT STEPHEN PEARCE AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-ELECT JIM RUTHERFORD AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-ELECT ANNE STEVENS AS A DIRECTOR OF Mgmt For For
THE COMPANY
14 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY FOR THE ENSUING YEAR
15 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITOR
16 TO APPROVE THE REMUNERATION POLICY SECTION Mgmt For For
OF THE DIRECTORS' REMUNERATION REPORT SET
OUT IN THE INTEGRATED ANNUAL REPORT FOR THE
YEAR ENDED 31 DECEMBER 2019
17 TO APPROVE THE IMPLEMENTATION REPORT Mgmt For For
SECTION OF THE DIRECTORS' REMUNERATION
REPORT SET OUT IN THE INTEGRATED ANNUAL
REPORT FOR THE YEAR ENDED 31 DECEMBER 2019
18 TO RESOLVE THAT THE RULES OF THE ANGLO Mgmt For For
AMERICAN LONG TERM INCENTIVE PLAN 2020 (THE
"LTIP"), THE PRINCIPAL TERMS OF WHICH ARE
SUMMARISED IN APPENDIX 1 TO THIS NOTICE,
AND A COPY OF WHICH IS PRODUCED TO THE
MEETING AND SIGNED BY THE CHAIRMAN FOR THE
PURPOSES OF IDENTIFICATION, BE APPROVED AND
THE DIRECTORS BE AUTHORISED TO: (I) DO ALL
THINGS NECESSARY TO OPERATE THE LTIP,
INCLUDING MAKING SUCH MODIFICATIONS AS THE
DIRECTORS CONSIDER APPROPRIATE TO TAKE
ACCOUNT OF THE REQUIREMENTS OF THE
FINANCIAL CONDUCT AUTHORITY AND BEST
PRACTICE; AND (II) ESTABLISH FURTHER PLANS
BASED ON THE LTIP BUT MODIFIED TO TAKE
ACCOUNT OF LOCAL TAX, EXCHANGE CONTROLS OR
SECURITIES LAWS OUTSIDE THE UK, PROVIDED
THAT ANY NEW ISSUE OR TREASURY SHARES MADE
AVAILABLE UNDER SUCH FURTHER PLANS ARE
TREATED AS COUNTING AGAINST THE PLAN LIMITS
IN THE LTIP
19 TO RESOLVE THAT THE RULES OF THE ANGLO Mgmt For For
AMERICAN BONUS SHARE PLAN 2020 (THE "BSP"),
THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED
IN APPENDIX 1 TO THIS NOTICE, AND A COPY OF
WHICH IS PRODUCED TO THE MEETING AND SIGNED
BY THE CHAIRMAN FOR THE PURPOSES OF
IDENTIFICATION, BE APPROVED AND THE
DIRECTORS BE AUTHORISED TO: (I) DO ALL
THINGS NECESSARY TO OPERATE THE BSP,
INCLUDING MAKING SUCH MODIFICATIONS AS THE
DIRECTORS CONSIDER APPROPRIATE TO TAKE
ACCOUNT OF THE REQUIREMENTS OF THE
FINANCIAL CONDUCT AUTHORITY AND BEST
PRACTICE; AND (II) ESTABLISH FURTHER PLANS
BASED ON THE BSP BUT MODIFIED TO TAKE
ACCOUNT OF LOCAL TAX, EXCHANGE CONTROLS OR
SECURITIES LAWS OUTSIDE THE UK, PROVIDED
THAT ANY NEW ISSUE OR TREASURY SHARES MADE
AVAILABLE UNDER SUCH FURTHER PLANS ARE
TREATED AS COUNTING AGAINST THE PLAN LIMITS
IN THE BSP
20 TO RESOLVE THAT THE DIRECTORS BE GENERALLY Mgmt For For
AND UNCONDITIONALLY AUTHORISED PURSUANT TO
AND IN ACCORDANCE WITH SECTION 551 OF THE
COMPANIES ACT 2006 TO EXERCISE ALL THE
POWERS OF THE COMPANY TO ALLOT SHARES IN
THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE
FOR, OR TO CONVERT ANY SECURITY INTO,
SHARES OF THE COMPANY UP TO A NOMINAL VALUE
OF USD 37.5 MILLION, WHICH REPRESENTS NOT
MORE THAN 5% OF THE TOTAL ISSUED SHARE
CAPITAL OF THE COMPANY, EXCLUSIVE OF
TREASURY SHARES, AS AT 25 FEBRUARY 2020.
THIS AUTHORITY SHALL EXPIRE AT THE EARLIER
OF THE CONCLUSION OF THE ANNUAL GENERAL
MEETING IN 2021 OR AT THE CLOSE OF BUSINESS
ON 30 JUNE 2021 (WHICHEVER IS EARLIER).
SUCH AUTHORITY SHALL BE IN SUBSTITUTION FOR
ALL PREVIOUS AUTHORITIES PURSUANT TO
SECTION 551 OF THE COMPANIES ACT 2006
21 TO RESOLVE THAT SUBJECT TO THE PASSING OF Mgmt For For
RESOLUTION 20 ABOVE, THE DIRECTORS BE
AUTHORISED TO ALLOT SHARES WHOLLY FOR CASH
PURSUANT TO THE AUTHORITY GRANTED BY
RESOLUTION 20 ABOVE AND TO SELL TREASURY
SHARES WHOLLY FOR CASH, IN EACH CASE - A)
IN CONNECTION WITH A PRE-EMPTIVE OFFER; AND
B) OTHERWISE THAN IN CONNECTION WITH A
PRE-EMPTIVE OFFER, UP TO A NOMINAL VALUE OF
USD 18.8 MILLION, WHICH REPRESENTS NO MORE
THAN 2.5% OF THE TOTAL ISSUED ORDINARY
SHARE CAPITAL OF THE COMPANY, EXCLUDING
TREASURY SHARES, IN ISSUE AT 25 FEBRUARY
2020 - AS IF SECTION 561(1) OF THE
COMPANIES ACT 2006 DID NOT APPLY TO ANY
SUCH ALLOTMENT. THIS AUTHORITY SHALL EXPIRE
AT THE EARLIER OF THE CONCLUSION OF THE
ANNUAL GENERAL MEETING IN 2021 OR THE CLOSE
OF BUSINESS ON 30 JUNE 2021 BUT SO THAT THE
COMPANY MAY, BEFORE SUCH EXPIRY, MAKE
OFFERS AND ENTER INTO AGREEMENTS WHICH
WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES
TO BE ALLOTTED AND TREASURY SHARES TO BE
SOLD AFTER THE AUTHORITY GIVEN BY THIS
RESOLUTION HAS EXPIRED AND THE DIRECTORS
MAY ALLOT EQUITY SECURITIES AND SELL
TREASURY SHARES UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED. SUCH AUTHORITY SHALL BE IN
SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES
PURSUANT TO SECTION 561 OF THE COMPANIES
ACT 2006
22 TO RESOLVE THAT THE COMPANY BE AND IS Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
FOR THE PURPOSE OF SECTION 701 OF THE
COMPANIES ACT 2006 TO MAKE MARKET PURCHASES
(WITHIN THE MEANING OF SECTION 693 OF THE
COMPANIES ACT 2006) OF ORDINARY SHARES OF
5486/91 US CENTS EACH IN THE CAPITAL OF THE
COMPANY PROVIDED THAT: A) THE MAXIMUM
NUMBER OF ORDINARY SHARES OF 5486/91 US
CENTS EACH IN THE CAPITAL OF THE COMPANY
AUTHORISED TO BE ACQUIRED IS 204.7 MILLION;
B) THE MINIMUM PRICE WHICH MAY BE PAID FOR
AN ORDINARY SHARE IS 5486/91 US CENTS,
WHICH AMOUNT SHALL BE EXCLUSIVE OF
EXPENSES; C) THE MAXIMUM PRICE WHICH MAY BE
PAID FOR AN ORDINARY SHARE IS AN AMOUNT
(EXCLUSIVE OF EXPENSES) EQUAL TO THE HIGHER
OF 105% OF THE AVERAGE OF THE MIDDLE MARKET
QUOTATION FOR AN ORDINARY SHARE, AS DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY
OFFICIAL LIST, FOR THE FIVE BUSINESS DAYS
IMMEDIATELY PRECEDING THE DAY ON WHICH SUCH
ORDINARY SHARE IS CONTRACTED TO BE
PURCHASED AND THE HIGHER OF THE PRICE OF
THE LAST INDEPENDENT TRADE AND THE HIGHEST
CURRENT BID ON THE TRADING VENUES WHERE THE
PURCHASE IS CARRIED OUT; AND D) THE
AUTHORITY HEREBY CONFERRED SHALL EXPIRE AT
THE CONCLUSION OF THE ANNUAL GENERAL
MEETING OF THE COMPANY TO BE HELD IN 2021
(EXCEPT IN RELATION TO THE PURCHASE OF
ORDINARY SHARES THE CONTRACT FOR WHICH WAS
CONCLUDED BEFORE THE EXPIRY OF SUCH
AUTHORITY AND WHICH MIGHT BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY) UNLESS
SUCH AUTHORITY IS RENEWED PRIOR TO SUCH
TIME
23 TO RESOLVE THAT A GENERAL MEETING OTHER Mgmt Against Against
THAN AN ANNUAL GENERAL MEETING MAY BE
CALLED ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
5. A shareholder proposal relating to Shr Against For
sustainability and executive compensation
6. A shareholder proposal relating to policies Shr For Against
on freedom of expression
--------------------------------------------------------------------------------------------------------------------------
ARAMARK Agenda Number: 935116954
--------------------------------------------------------------------------------------------------------------------------
Security: 03852U106
Meeting Type: Annual
Meeting Date: 29-Jan-2020
Ticker: ARMK
ISIN: US03852U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan M. Cameron Mgmt For For
1B. Election of Director: Greg Creed Mgmt For For
1C. Election of Director: Calvin Darden Mgmt For For
1D. Election of Director: Richard W. Dreiling Mgmt For For
1E. Election of Director: Irene M. Esteves Mgmt For For
1F. Election of Director: Daniel J. Heinrich Mgmt For For
1G. Election of Director: Paul C. Hilal Mgmt For For
1H. Election of Director: Karen M. King Mgmt For For
1I. Election of Director: Stephen I. Sadove Mgmt For For
1J. Election of Director: Arthur B. Winkleblack Mgmt For For
1K. Election of Director: John J. Zillmer Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
Aramark's independent registered public
accounting firm for the fiscal year ending
October 2, 2020.
3. To approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to the named
executive officers.
4. To approve Aramark's Second Amended and Mgmt For For
Restated 2013 Stock Incentive Plan.
5. To approve Aramark's Second Amended and Mgmt For For
Restated Certificate of Incorporation to
permit the holders of at least fifteen
percent (15%) of the Company's outstanding
shares of common stock to call a special
meeting of shareholders for any purpose
permissible under applicable law and to
delete certain obsolete provisions.
--------------------------------------------------------------------------------------------------------------------------
ASSURED GUARANTY LTD. Agenda Number: 935156489
--------------------------------------------------------------------------------------------------------------------------
Security: G0585R106
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: AGO
ISIN: BMG0585R1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Francisco L. Borges Mgmt For For
1B Election of Director: G. Lawrence Buhl Mgmt For For
1C Election of Director: Dominic J. Frederico Mgmt For For
1D Election of Director: Bonnie L. Howard Mgmt For For
1E Election of Director: Thomas W. Jones Mgmt For For
1F Election of Director: Patrick W. Kenny Mgmt For For
1G Election of Director: Alan J. Kreczko Mgmt For For
1H Election of Director: Simon W. Leathes Mgmt For For
1I Election of Director: Michael T. O'Kane Mgmt For For
1J Election of Director: Yukiko Omura Mgmt For For
2 To approve, on an advisory basis, the Mgmt For For
compensation paid to the Company's named
executive officers.
3 To appoint PricewaterhouseCoopers LLP Mgmt For For
("PwC") as the Company's independent
auditor for the fiscal year ending December
31, 2020, and to authorize the Board of
Directors, acting through its Audit
Committee, to set the fees of the
independent auditor.
4AA To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Howard
W. Albert
4AB To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Robert
A. Bailenson
4AC To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Russell
B. Brewer II
4AD To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Gary
Burnet
4AE To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Ling
Chow
4AF To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Stephen
Donnarumma
4AG To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Dominic
J. Frederico
4AH To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Walter
A. Scott
4B To authorize the Company to appoint PwC as Mgmt For For
AG Re's independent auditor for the fiscal
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
AVERY DENNISON CORPORATION Agenda Number: 935137706
--------------------------------------------------------------------------------------------------------------------------
Security: 053611109
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: AVY
ISIN: US0536111091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bradley Alford Mgmt For For
1B. Election of Director: Anthony Anderson Mgmt For For
1C. Election of Director: Peter Barker Mgmt For For
1D. Election of Director: Mark Barrenechea Mgmt For For
1E. Election of Director: Mitchell Butier Mgmt For For
1F. Election of Director: Ken Hicks Mgmt For For
1G. Election of Director: Andres Lopez Mgmt For For
1H. Election of Director: Patrick Siewert Mgmt For For
1I. Election of Director: Julia Stewart Mgmt For For
1J. Election of Director: Martha Sullivan Mgmt For For
2. Approval, on an advisory basis, of our Mgmt For For
executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
AXA SA Agenda Number: 712797945
--------------------------------------------------------------------------------------------------------------------------
Security: F06106102
Meeting Type: MIX
Meeting Date: 30-Jun-2020
Ticker:
ISIN: FR0000120628
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202006082002303-69
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 384811 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2019 AND SETTING OF THE DIVIDEND AT 0.73
EURO PER SHARE
O.4 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt For For
SECTION I OF ARTICLE L.225-37-3 OF THE
FRENCH COMMERCIAL CODE RELATING TO THE
COMPENSATION OF CORPORATE OFFICERS
O.5 APPROVAL OF THE INDIVIDUAL COMPENSATION OF Mgmt For For
MR. DENIS DUVERNE AS CHAIRMAN OF THE BOARD
OF DIRECTORS
O.6 (APPROVAL OF THE INDIVIDUAL COMPENSATION OF Mgmt For For
MR. THOMAS BUBERL AS CHIEF EXECUTIVE
OFFICER
O.7 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt Against Against
CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION
II OF ARTICLE L.225-37-2 OF THE FRENCH
COMMERCIAL CODE
O.8 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS PURSUANT
TO SECTION II OF ARTICLE L.225-37-2 OF THE
FRENCH COMMERCIAL CODE
O.9 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
DIRECTORS PURSUANT TO SECTION II OF ARTICLE
L.225-37-2 OF THE FRENCH COMMERCIAL CODE
O.10 STATUTORY AUDITORS' SPECIAL REPORT ON THE Mgmt For For
AGREEMENTS REFERRED TO IN ARTICLES L.225-38
AND FOLLOWING OF THE FRENCH COMMERCIAL CODE
O.11 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
ANGELIEN KEMNA AS DIRECTOR
O.12 RENEWAL OF THE TERM OF OFFICE OF MRS. IRENE Mgmt For For
DORNER AS DIRECTOR
O.13 APPOINTMENT OF MRS. ISABEL HUDSON AS Mgmt For For
DIRECTOR
O.14 APPOINTMENT OF MR. ANTOINE Mgmt For For
GOSSET-GRAINVILLE AS DIRECTOR AS A
REPLACEMENT FOR MR. FRANCOIS MARTINEAU
O.15 APPOINTMENT OF MRS. MARIE-FRANCE TSCHUDIN Mgmt For For
AS DIRECTOR
O.16 APPOINTMENT OF MRS. HELEN BROWNE TO AS Mgmt For For
DIRECTOR AS A REPLACEMENT FOR MRS. DOINA
PALICI-CHEHAB, FOLLOWING THE PROPOSAL OF
THE EMPLOYEE SHAREHOLDERS OF THE AXA GROUP
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MR.
JEROME AMOUYAL AS DIRECTOR, AS A
REPLACEMENT FOR MRS. DOINA PALICI-CHEHAB,
FOLLOWING THE PROPOSAL OF THE EMPLOYEE
SHAREHOLDERS OF THE AXA GROUP
B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MRS.
CONSTANCE RESCHKE AS DIRECTOR, AS A
REPLACEMENT FOR MRS. DOINA PALICI-CHEHAB,
FOLLOWING THE PROPOSAL OF THE EMPLOYEE
SHAREHOLDERS OF THE AXA GROUP
C PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MR.
BAMBA SALL AS DIRECTOR, AS A REPLACEMENT
FOR MRS. DOINA PALICI-CHEHAB, FOLLOWING THE
PROPOSAL OF THE EMPLOYEE SHAREHOLDERS OF
THE AXA GROUP
D PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MR.
BRUNO GUY-WASIER AS DIRECTOR, AS A
REPLACEMENT FOR MRS. DOINA PALICI-CHEHAB,
FOLLOWING THE PROPOSAL OF THE EMPLOYEE
SHAREHOLDERS OF THE AXA GROUP
E PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MR.
TIMOTHY LEARY AS DIRECTOR, AS A REPLACEMENT
FOR MRS. DOINA PALICI-CHEHAB, FOLLOWING THE
PROPOSAL OF THE EMPLOYEE SHAREHOLDERS OF
THE AXA GROUP
F PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MR.
ASHITKUMAR SHAH AS DIRECTOR, AS A
REPLACEMENT FOR MRS. DOINA PALICI-CHEHAB,
FOLLOWING THE PROPOSAL OF THE EMPLOYEE
SHAREHOLDERS OF THE AXA GROUP
O.17 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE THE COMPANY'S COMMON
SHARES
E.18 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL
BY ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO COMMON SHARES
OF THE COMPANY RESERVED FOR MEMBERS OF A
COMPANY SAVINGS PLAN, WITHOUT THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.19 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL
BY ISSUING COMMON SHARES, WITHOUT THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN FAVOUR OF A SPECIFIC CATEGORY OF
BENEFICIARIES
E.20 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLATION OF COMMON SHARES
E.21 AMENDMENT TO ARTICLE 10, D-1 (DIRECTORS Mgmt For For
REPRESENTING THE EMPLOYEES) OF THE
COMPANY'S BY-LAWS REGARDING THE LOWERING OF
THE THRESHOLD, IN TERMS OF NUMBER OF
DIRECTORS, TRIGGERING THE OBLIGATION TO
APPOINT A SECOND DIRECTOR REPRESENTING THE
EMPLOYEES ON THE BOARD OF DIRECTORS
E.22 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BALL CORPORATION Agenda Number: 935141731
--------------------------------------------------------------------------------------------------------------------------
Security: 058498106
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: BLL
ISIN: US0584981064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John A. Hayes Mgmt For For
Cathy D. Ross Mgmt For For
Betty Sapp Mgmt For For
Stuart A. Taylor II Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Corporation for 2020.
3. To approve, by non-binding vote, the Mgmt For For
compensation paid to the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935139825
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1E. Election of Director: Pierre J.P. de Weck Mgmt For For
1F. Election of Director: Arnold W. Donald Mgmt For For
1G. Election of Director: Linda P. Hudson Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Thomas J. May Mgmt For For
1J. Election of Director: Brian T. Moynihan Mgmt For For
1K. Election of Director: Lionel L. Nowell III Mgmt For For
1L. Election of Director: Denise L. Ramos Mgmt For For
1M. Election of Director: Clayton S. Rose Mgmt For For
1N. Election of Director: Michael D. White Mgmt For For
1O. Election of Director: Thomas D. Woods Mgmt For For
1P. Election of Director: R. David Yost Mgmt For For
1Q. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Mgmt For For
Advisory, Non-binding "Say on Pay"
Resolution).
3. Ratifying the Appointment of Our Mgmt For For
Independent Registered Public Accounting
Firm for 2020.
4. Make Shareholder Proxy Access More Shr Against For
Accessible.
5. Adopt a New Shareholder Right - Written Shr For Against
Consent
6. Report Concerning Gender/Racial Pay Equity. Shr Against For
7. Review of Statement of the Purpose of a Shr Against For
Corporation and Report on Recommended
Changes to Governance Documents, Policies,
and Practices.
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 935147036
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose (Joe) E. Almeida Mgmt For For
1B. Election of Director: Thomas F. Chen Mgmt For For
1C. Election of Director: John D. Forsyth Mgmt For For
1D. Election of Director: James R. Gavin III Mgmt For For
1E. Election of Director: Peter S. Hellman Mgmt For For
1F. Election of Director: Michael F. Mahoney Mgmt For For
1G. Election of Director: Patricia B. Morrison Mgmt For For
1H. Election of Director: Stephen N. Oesterle Mgmt For For
1I. Election of Director: Cathy R. Smith Mgmt For For
1J. Election of Director: Thomas T. Stallkamp Mgmt For For
1K. Election of Director: Albert P.L. Stroucken Mgmt For For
1L. Election of Director: Amy A. Wendell Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4. Stockholder Proposal - Independent Board Shr Against For
Chairman
5. Stockholder Proposal - Right to Act by Shr For Against
Written Consent
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935144105
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 02-May-2020
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt Withheld Against
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Non-binding resolution to approve the Mgmt For For
compensation of the Company's Named
Executive Officers, as described in the
2020 Proxy Statement.
3. Non-binding resolution to determine the Mgmt 1 Year Against
frequency (whether annual, biennial or
triennial) with which shareholders of the
Company shall be entitled to have an
advisory vote on executive compensation.
4. Shareholder proposal regarding diversity. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BIOGEN INC. Agenda Number: 935182484
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Alexander J. Denner
1B. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Caroline D. Dorsa
1C. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
William A. Hawkins
1D. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Nancy L. Leaming
1E. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Jesus B. Mantas
1F. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Richard C. Mulligan
1G. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Robert W. Pangia
1H. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Stelios Papadopoulos
1I. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Brian S. Posner
1J. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Eric K. Rowinsky
1K. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Stephen A. Sherwin
1L. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Michel Vounatsos
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Biogen Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Say on Pay - To approve an advisory vote on Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935188929
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Jeffery H. Boyd Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Bob van Dijk Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2019 executive Mgmt For For
compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
4. Stockholder proposal requesting the right Shr For Against
of stockholders to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 935151910
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: BSX
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nelda J. Connors Mgmt For For
1B. Election of Director: Charles J. Mgmt For For
Dockendorff
1C. Election of Director: Yoshiaki Fujimori Mgmt For For
1D. Election of Director: Donna A. James Mgmt For For
1E. Election of Director: Edward J. Ludwig Mgmt For For
1F. Election of Director: Stephen P. MacMillan Mgmt For For
1G. Election of Director: Michael F. Mahoney Mgmt For For
1H. Election of Director: David J. Roux Mgmt For For
1I. Election of Director: John E. Sununu Mgmt For For
1J. Election of Director: Ellen M. Zane Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, named executive officer
compensation.
3. To approve an amendment and restatement of Mgmt For For
the Company's 2011 Long-Term Incentive
Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the 2020 fiscal year.
5. To consider and vote upon a stockholder Shr Against For
proposal requesting a report on inclusion
of non-management employee representation
on the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
BP PLC Agenda Number: 712307241
--------------------------------------------------------------------------------------------------------------------------
Security: G12793108
Meeting Type: AGM
Meeting Date: 27-May-2020
Ticker:
ISIN: GB0007980591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
4.A TO ELECT MR B LOONEY AS A DIRECTOR Mgmt For For
4.B TO RE-ELECT MR B GILVARY AS A DIRECTOR Mgmt For For
4.C TO RE-ELECT DAME A CARNWATH AS A DIRECTOR Mgmt For For
4.D TO RE-ELECT MS P DALEY AS A DIRECTOR Mgmt For For
4.E TO RE-ELECT SIR I E L DAVIS AS A DIRECTOR Mgmt For For
4.F TO RE-ELECT PROFESSOR DAME A DOWLING AS A Mgmt For For
DIRECTOR
4.G TO RE-ELECT MR H LUND AS A DIRECTOR Mgmt For For
4.H TO RE-ELECT MRS M B MEYER AS A DIRECTOR Mgmt For For
4.I TO RE-ELECT MR B R NELSON AS A DIRECTOR Mgmt For For
4.J TO RE-ELECT MRS P R REYNOLDS AS A DIRECTOR Mgmt For For
4.K TO RE-ELECT SIR J SAWERS AS A DIRECTOR Mgmt For For
5 TO REAPPOINT DELOITTE LLP AS AUDITOR Mgmt For For
6 TO AUTHORIZE THE AUDIT COMMITTEE TO FIX THE Mgmt For For
AUDITOR'S REMUNERATION
7 TO APPROVE CHANGES TO THE BP EXECUTIVE Mgmt For For
DIRECTORS' INCENTIVE PLAN
8 TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL Mgmt For For
DONATIONS AND INCUR POLITICAL EXPENDITURE
9 TO GIVE LIMITED AUTHORITY TO ALLOT SHARES Mgmt For For
UP TO A SPECIFIED AMOUNT
10 TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER Mgmt For For
OF SHARES FOR CASH FREE OF PRE-EMPTION
RIGHTS
11 TO GIVE ADDITIONAL AUTHORITY TO ALLOT A Mgmt For For
LIMITED NUMBER OF SHARES FOR CASH FREE OF
PRE-EMPTION RIGHTS
12 TO GIVE LIMITED AUTHORITY FOR THE PURCHASE Mgmt For For
OF ITS OWN SHARES BY THE COMPANY
13 TO AUTHORIZE THE CALLING OF GENERAL Mgmt Against Against
MEETINGS (EXCLUDING ANNUAL GENERAL
MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR
DAYS
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935151681
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Robert Bertolini Mgmt For For
1C. Election of Director: Michael W. Bonney Mgmt For For
1D. Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1E. Election of Director: Matthew W. Emmens Mgmt For For
1F. Election of Director: Julia A. Haller, M.D. Mgmt For For
1G. Election of Director: Dinesh C. Paliwal Mgmt For For
1H. Election of Director: Theodore R. Samuels Mgmt For For
1I. Election of Director: Vicki L. Sato, Ph.D. Mgmt For For
1J. Election of Director: Gerald L. Storch Mgmt For For
1K. Election of Director: Karen H. Vousden, Mgmt For For
Ph.D.
1L. Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our Named Executive Officers.
3. Ratification of the appointment of an Mgmt For For
independent registered public accounting
firm.
4. Shareholder Proposal on Separate Chair & Shr For Against
CEO.
5. Shareholder Proposal on Shareholder Right Shr For Against
to Act by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
BURLINGTON STORES, INC. Agenda Number: 935171138
--------------------------------------------------------------------------------------------------------------------------
Security: 122017106
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: BURL
ISIN: US1220171060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Ted English Mgmt For For
1B. Election of Class I Director: Jordan Hitch Mgmt For For
1C. Election of Class I Director: Mary Ann Mgmt For For
Tocio
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered certified public accounting firm
for the fiscal year ending January 30,
2021.
3. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of the Company's named
executive officers ("Say-On-Pay").
4. Approval, on a non-binding basis, of the Mgmt 1 Year For
frequency of future Say-On-Pay votes.
--------------------------------------------------------------------------------------------------------------------------
CAIRN ENERGY PLC Agenda Number: 712405441
--------------------------------------------------------------------------------------------------------------------------
Security: G17528269
Meeting Type: AGM
Meeting Date: 14-May-2020
Ticker:
ISIN: GB00B74CDH82
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE REPORT AND ACCOUNTS FOR THE Mgmt For For
YEAR ENDED 31 DECEMBER 2019
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT CONTAINED IN THE REPORT AND ACCOUNTS
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY SET OUT ON PAGES 97 TO 106 OF THE
REPORT AND ACCOUNTS
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR
5 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITOR'S REMUNERATION
6 TO RE-ELECT IAN TYLER AS A DIRECTOR Mgmt For For
7 TO RE-ELECT KEITH LOUGH AS A DIRECTOR Mgmt For For
8 TO RE-ELECT PETER KALLOS AS A DIRECTOR Mgmt For For
9 TO RE-ELECT NICOLETTA GIADROSSI AS A Mgmt For For
DIRECTOR
10 TO RE-ELECT ALISON WOOD AS A DIRECTOR Mgmt For For
11 TO RE-ELECT CATHERINE KRAJICEK AS A Mgmt For For
DIRECTOR
12 TO RE-ELECT SIMON THOMSON AS A DIRECTOR Mgmt For For
13 TO RE-ELECT JAMES SMITH AS A DIRECTOR Mgmt For For
14 TO AUTHORISE THE COMPANY TO ALLOT RELEVANT Mgmt For For
SECURITIES
15 TO DISAPPLY PRE-EMPTION RIGHTS ON Mgmt For For
ALLOTMENTS OF EQUITY SECURITIES OR SALE OF
TREASURY SHARES
16 TO DISAPPLY PRE-EMPTION RIGHTS ON FURTHER Mgmt For For
ALLOTMENTS OF EQUITY SECURITIES OR SALE OF
TREASURY SHARES IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
17 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF THE ORDINARY SHARE CAPITAL OF
THE COMPANY
18 TO AUTHORISE THE COMPANY TO CALL A GENERAL Mgmt Against Against
MEETING OTHER THAN AN ANNUAL GENERAL
MEETING ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 935212390
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 23-Jun-2020
Ticker: KMX
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term: Mgmt For For
Peter J. Bensen
1B. Election of Director for a one year term: Mgmt For For
Ronald E. Blaylock
1C. Election of Director for a one year term: Mgmt For For
Sona Chawla
1D. Election of Director for a one year term: Mgmt For For
Thomas J. Folliard
1E. Election of Director for a one year term: Mgmt Against Against
Shira Goodman
1F. Election of Director for a one year term: Mgmt For For
Robert J. Hombach
1G. Election of Director for a one year term: Mgmt For For
David W. McCreight
1H. Election of Director for a one year term: Mgmt For For
William D. Nash
1I. Election of Director for a one year term: Mgmt For For
Mark F. O'Neil
1J. Election of Director for a one year term: Mgmt For For
Pietro Satriano
1K. Election of Director for a one year term: Mgmt For For
Marcella Shinder
1L. Election of Director for a one year term: Mgmt For For
Mitchell D. Steenrod
2. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accounting
firm.
3. To vote on an advisory resolution to Mgmt For For
approve the compensation of our named
executive officers.
4. To approve the CarMax, Inc. 2002 Stock Mgmt For For
Incentive Plan, as amended and restated.
--------------------------------------------------------------------------------------------------------------------------
CENOVUS ENERGY INC. Agenda Number: 935138227
--------------------------------------------------------------------------------------------------------------------------
Security: 15135U109
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: CVE
ISIN: CA15135U1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Appoint PricewaterhouseCoopers LLP, Mgmt For For
Chartered Professional Accountants, as
auditor of the Corporation.
2 DIRECTOR
Keith M. Casey Mgmt For For
Susan F. Dabarno Mgmt For For
Jane E. Kinney Mgmt For For
Harold N. Kvisle Mgmt For For
Steven F. Leer Mgmt For For
M. George Lewis Mgmt For For
Keith A. MacPhail Mgmt For For
Richard J. Marcogliese Mgmt For For
Claude Mongeau Mgmt For For
Alexander J. Pourbaix Mgmt For For
Rhonda I. Zygocki Mgmt For For
3 Accept the Corporation's approach to Mgmt For For
executive compensation as described in the
accompanying management information
circular.
--------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. Agenda Number: 935146224
--------------------------------------------------------------------------------------------------------------------------
Security: 16119P108
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: CHTR
ISIN: US16119P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. Lance Conn Mgmt Against Against
1B. Election of Director: Kim C. Goodman Mgmt Against Against
1C. Election of Director: Craig A. Jacobson Mgmt Against Against
1D. Election of Director: Gregory B. Maffei Mgmt Against Against
1E. Election of Director: John D. Markley, Jr. Mgmt Against Against
1F. Election of Director: David C. Merritt Mgmt Against Against
1G. Election of Director: James E. Meyer Mgmt Against Against
1H. Election of Director: Steven A. Miron Mgmt Against Against
1I. Election of Director: Balan Nair Mgmt Against Against
1J. Election of Director: Michael A. Newhouse Mgmt Against Against
1K. Election of Director: Mauricio Ramos Mgmt Against Against
1L. Election of Director: Thomas M. Rutledge Mgmt Against Against
1M. Election of Director: Eric L. Zinterhofer Mgmt Against Against
2. Approval, on an advisory basis, of Mgmt For For
executive compensation
3. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ended
December 31, 2020
4. Stockholder proposal regarding our Chairman Shr For Against
of the Board and CEO roles
--------------------------------------------------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 935172712
--------------------------------------------------------------------------------------------------------------------------
Security: 169656105
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: CMG
ISIN: US1696561059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Al Baldocchi Mgmt For For
Patricia Fili-Krushel Mgmt For For
Neil Flanzraich Mgmt For For
Robin Hickenlooper Mgmt For For
Scott Maw Mgmt For For
Ali Namvar Mgmt For For
Brian Niccol Mgmt For For
2. An advisory vote to approve the Mgmt For For
compensation of our executive officers as
disclosed in the proxy statement
("say-on-pay").
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2020.
4. Shareholder Proposal - Retention of Shares Shr Against For
5. Shareholder Proposal - Independent Board Shr Against For
Chair
6. Shareholder Proposal - Report on Employment Shr Against For
Arbitration
7. Shareholder Proposal - Written Consent of Shr For Against
Shareholders
--------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. Agenda Number: 935150223
--------------------------------------------------------------------------------------------------------------------------
Security: 171340102
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: CHD
ISIN: US1713401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James R. Craigie Mgmt For For
1B. Election of Director: Bradley C. Irwin Mgmt For For
1C. Election of Director: Penry W. Price Mgmt For For
1D. Election of Director: Janet S. Vergis Mgmt For For
1E. Election of Director: Arthur B. Winkleblack Mgmt For For
2. An advisory vote to approve compensation of Mgmt For For
our named executive officers.
3. Proposal to amend and restate the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to give holders of 25% of
Company stock that meet certain
requirements the right to request a special
meeting.
4. Proposal to amend and restate the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to eliminate certain
supermajority voting requirements to amend
certain of its provisions.
5. Proposal to amend and restate the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to move certain advance
notice requirements with respect to
director nominees and other proposals
submitted by stockholders to the Company's
Bylaws (such requirements to be updated).
6. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 935141755
--------------------------------------------------------------------------------------------------------------------------
Security: 125523100
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: CI
ISIN: US1255231003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David M. Cordani Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: Eric J. Foss Mgmt For For
1D. Election of Director: Elder Granger, MD, Mgmt For For
MG, USA
1E. Election of Director: Isaiah Harris, Jr. Mgmt For For
1F. Election of Director: Roman Martinez IV Mgmt For For
1G. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1H. Election of Director: Mark B. McClellan, Mgmt For For
MD, PhD
1I. Election of Director: John M. Partridge Mgmt For For
1J. Election of Director: William L. Roper, MD, Mgmt For For
MPH
1K. Election of Director: Eric C. Wiseman Mgmt For For
1L. Election of Director: Donna F. Zarcone Mgmt For For
2. Advisory approval of Cigna's executive Mgmt For For
compensation.
3. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as Cigna's
independent registered public accounting
firm for 2020.
4. Shareholder proposal - Shareholder right to Shr Against For
call a special meeting.
5. Shareholder proposal - Gender pay gap Shr Against For
report.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935094920
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2019
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Wesley G. Bush Mgmt For For
1C. Election of Director: Michael D. Capellas Mgmt For For
1D. Election of Director: Mark Garrett Mgmt For For
1E. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1F. Election of Director: Roderick C. McGeary Mgmt For For
1G. Election of Director: Charles H. Robbins Mgmt For For
1H. Election of Director: Arun Sarin Mgmt For For
1I. Election of Director: Brenton L. Saunders Mgmt For For
1J. Election of Director: Carol B. Tome Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2020.
4. Approval to have Cisco's Board adopt a Shr Against For
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935139849
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael L. Corbat Mgmt For For
1B. Election of Director: Ellen M. Costello Mgmt For For
1C. Election of Director: Grace E. Dailey Mgmt For For
1D. Election of Director: Barbara J. Desoer Mgmt For For
1E. Election of Director: John C. Dugan Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2020.
3. Advisory vote to approve Citi's 2019 Mgmt For For
Executive Compensation.
4. Approval of Additional Authorized Shares Mgmt For For
Under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr Against For
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting that the Shr Against For
Board review Citi's governance documents
and make recommendations to shareholders on
how the "Purpose of a Corporation" signed
by Citi's CEO can be fully implemented.
7. Stockholder proposal requesting a report Shr Against For
disclosing information regarding Citi's
lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
CLARIVATE ANALYTICS PLC Agenda Number: 935190431
--------------------------------------------------------------------------------------------------------------------------
Security: G21810109
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: CCC
ISIN: JE00BJJN4441
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sheryl von Blucher Mgmt For For
1B. Election of Director: Jane Okun Bomba Mgmt For For
1C. Election of Director: Balakrishnan S. Iyer Mgmt For For
1D. Election of Director: Richard W. Roedel Mgmt For For
2. APPROVAL TO CHANGE COMPANY'S NAME TO Mgmt For For
CLARIVATE Plc.
3. APPROVAL TO AMEND MEMORANDUM AND ARTICLES Mgmt For For
OF ASSOCIATION AS SET FORTH IN NOTICE OF
ANNUAL GENERAL MEETING.
4. APPROVAL TO ENGAGE IN OPEN-MARKET SHARE Mgmt For For
REPURCHASES AS SET FORTH IN NOTICE OF
ANNUAL GENERAL MEETING.
5. APPROVAL TO ENGAGE IN SHARE REPURCHASES Mgmt For For
FROM PRIVATE EQUITY SPONSORS AS SET FORTH
IN NOTICE OF ANNUAL GENERAL MEETING.
6. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP, INC. Agenda Number: 935189313
--------------------------------------------------------------------------------------------------------------------------
Security: 22160N109
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CSGP
ISIN: US22160N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael R. Klein Mgmt For For
1B. Election of Director: Andrew C. Florance Mgmt For For
1C. Election of Director: Laura Cox Kaplan Mgmt For For
1D. Election of Director: Michael J. Glosserman Mgmt For For
1E. Election of Director: John W. Hill Mgmt For For
1F. Election of Director: Robert W. Musslewhite Mgmt For For
1G. Election of Director: Christopher J. Mgmt For For
Nassetta
1H. Election of Director: Louise S. Sams Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered public accounting firm for 2020.
3. Proposal to approve, on an advisory basis, Mgmt For For
the Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 935114087
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 22-Jan-2020
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan L. Decker Mgmt For For
Richard A. Galanti Mgmt For For
Sally Jewell Mgmt For For
Charles T. Munger Mgmt For For
2. Ratification of selection of independent Mgmt For For
auditors.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
4. Approval to amend Articles of Incorporation Mgmt For For
to permit removal of directors without
cause.
5. Shareholder proposal regarding a director Shr Against For
skills matrix and disclosure of director
ideological perspectives.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 935150615
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Hefner Filler Mgmt For For
1B. Election of Director: Thomas P. Joyce, Jr. Mgmt For For
1C. Election of Director: Teri List-Stoll Mgmt For For
1D. Election of Director: Walter G. Lohr, Jr. Mgmt For For
1E. Election of Director: Jessica L. Mega, MD, Mgmt For For
MPH
1F. Election of Director: Pardis C. Sabeti, MD, Mgmt For For
D. Phil.
1G. Election of Director: Mitchell P. Rales Mgmt For For
1H. Election of Director: Steven M. Rales Mgmt For For
1I. Election of Director: John T. Schwieters Mgmt For For
1J. Election of Director: Alan G. Spoon Mgmt For For
1K. Election of Director: Raymond C. Stevens, Mgmt For For
Ph.D.
1L. Election of Director: Elias A. Zerhouni, MD Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Danaher's independent registered
public accounting firm for the year ending
December 31, 2020
3. To approve on an advisory basis the Mgmt For For
Company's named executive officer
compensation
4. To act upon a shareholder proposal Shr Against For
requesting that Danaher amend its governing
documents to reduce the percentage of
shares required for shareholders to call a
special meeting of shareholders from 25% to
10%
--------------------------------------------------------------------------------------------------------------------------
DASSAULT SYSTEMES SE Agenda Number: 712298733
--------------------------------------------------------------------------------------------------------------------------
Security: F2457H472
Meeting Type: MIX
Meeting Date: 26-May-2020
Ticker:
ISIN: FR0000130650
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT THE FRENCH PROXY CARD IS Non-Voting
AVAILABLE AS A LINK UNDER THE 'MATERIAL
URL' DROPDOWN AT THE TOP OF THE BALLOT
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
O.1 APPROVE FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
O.2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
AND STATUTORY REPORTS
O.3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.70 PER SHARE
O.4 APPROVE AUDITORS' SPECIAL REPORT ON Mgmt For For
RELATED-PARTY TRANSACTIONS MENTIONING THE
ABSENCE OF NEW TRANSACTIONS
O.5 APPROVE REMUNERATION POLICY OF CORPORATE Mgmt Against Against
OFFICERS
O.6 APPROVE COMPENSATION OF CHARLES EDELSTENNE, Mgmt For For
CHAIRMAN OF THE BOARD
O.7 APPROVE COMPENSATION OF BERNARD CHARLES, Mgmt Against Against
VICE-CHAIRMAN AND CEO
O.8 APPROVE COMPENSATION REPORT OF CORPORATE Mgmt For For
OFFICERS
O.9 REELECT MARIE-HELENE HABERT DASSAULT AS Mgmt Against Against
DIRECTOR
O.10 REELECT LAURENCE LESCOURRET AS DIRECTOR Mgmt Against Against
O.11 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AGGREGATE AMOUNT OF EUR 800,000
O.12 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
E.13 AUTHORIZE DECREASE IN SHARE CAPITAL VIA Mgmt For For
CANCELLATION OF REPURCHASED SHARES
E.14 AMEND ARTICLES 14, 16 AND 19 OF BYLAWS TO Mgmt For For
COMPLY WITH LEGAL CHANGES
E.15 AUTHORIZE UP TO 4 PERCENT OF ISSUED CAPITAL Mgmt Against Against
FOR USE IN STOCK OPTION PLANS
E.16 AUTHORIZE CAPITAL ISSUANCES FOR USE IN Mgmt Against Against
EMPLOYEE STOCK PURCHASE PLANS
E.17 DELEGATE POWER TO THE BOARD TO CARRY MERGER Mgmt Against Against
BY ABSORPTION
E.18 AUTHORIZE ISSUANCE OF EQUITY OR Mgmt Against Against
EQUITY-LINKED SECURITIES UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 12 MILLION IN
CONNECTION WITH THE MERGER BY ABSORPTION
ABOVE
E.19 DELEGATE POWER TO THE BOARD TO CARRY Mgmt Against Against
SPIN-OFF AGREEMENT
E.20 AUTHORIZE ISSUANCE OF EQUITY OR Mgmt Against Against
EQUITY-LINKED SECURITIES UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 12 MILLION IN
CONNECTION WITH SPIN-OFF AGREEMENT ABOVE
E.21 DELEGATE POWER TO THE BOARD TO ACQUIRE Mgmt Against Against
CERTAIN ASSETS OF ANOTHER COMPANY
E.22 AUTHORIZE ISSUANCE OF EQUITY OR Mgmt Against Against
EQUITY-LINKED SECURITIES UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 12 MILLION IN
CONNECTION WITH THE ACQUISITION ABOVE
E.23 AUTHORIZE FILING OF REQUIRED Mgmt For For
DOCUMENTS/OTHER FORMALITIES
CMMT 06 MAY 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO UPDATE IN RECORD DATE &
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 06 MAY 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
HTTPS://WWW.JOURNAL-OFFICIEL.GOUV.FR/BALO/D
OCUMENT/202005062001350-55
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935120876
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sherry M. Smith Mgmt For For
1J. Election of Director: Dmitri L. Stockton Mgmt For For
1K. Election of Director: Sheila G. Talton Mgmt For For
2. Amendment to Deere's ByLaws to provide that Mgmt Against Against
courts located in Delaware will be the
exclusive forum for certain legal disputes
3. Advisory vote on executive compensation Mgmt For For
4. Approval of the John Deere 2020 Equity and Mgmt For For
Incentive Plan
5. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2020
6. Shareholder Proposal - Adopt a Board Shr Against For
Ideology Disclosure Policy
--------------------------------------------------------------------------------------------------------------------------
DOMINION ENERGY, INC. Agenda Number: 935152316
--------------------------------------------------------------------------------------------------------------------------
Security: 25746U109
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: D
ISIN: US25746U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James A. Bennett Mgmt For For
1B. Election of Director: Helen E. Dragas Mgmt For For
1C. Election of Director: James O. Ellis, Jr. Mgmt For For
1D. Election of Director: Thomas F. Farrell, II Mgmt For For
1E. Election of Director: D. Maybank Hagood Mgmt For For
1F. Election of Director: John W. Harris Mgmt For For
1G. Election of Director: Ronald W. Jibson Mgmt For For
1H. Election of Director: Mark J. Kington Mgmt For For
1I. Election of Director: Joseph M. Rigby Mgmt For For
1J. Election of Director: Pamela J. Royal, M.D. Mgmt For For
1K. Election of Director: Robert H. Spilman, Mgmt For For
Jr.
1L. Election of Director: Susan N. Story Mgmt For For
1M. Election of Director: Michael E. Szymanczyk Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Auditor.
3. Advisory Vote on Approval of Executive Mgmt For For
Compensation (Say on Pay).
4. Shareholder Proposal Regarding a Policy to Shr For Against
Require an Independent Chair
5. Shareholder Proposal Regarding the Right of Shr For Against
Shareholders to Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
DOW INC. Agenda Number: 935132441
--------------------------------------------------------------------------------------------------------------------------
Security: 260557103
Meeting Type: Annual
Meeting Date: 09-Apr-2020
Ticker: DOW
ISIN: US2605571031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Ajay Banga Mgmt For For
1C. Election of Director: Jacqueline K. Barton Mgmt For For
1D. Election of Director: James A. Bell Mgmt For For
1E. Election of Director: Wesley G. Bush Mgmt For For
1F. Election of Director: Richard K. Davis Mgmt For For
1G. Election of Director: Jeff M. Fettig Mgmt For For
1H. Election of Director: Jim Fitterling Mgmt For For
1I. Election of Director: Jacqueline C. Hinman Mgmt For For
1J. Election of Director: Jill S. Wyant Mgmt For For
1K. Election of Director: Daniel W. Yohannes Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Advisory Resolution on the Frequency of Mgmt 1 Year For
Future Advisory Votes to Approve Executive
Compensation
4. Ratification of the Appointment of the Mgmt For For
Independent Registered Public Accounting
Firm
--------------------------------------------------------------------------------------------------------------------------
DUPONT DE NEMOURS INC Agenda Number: 935183981
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: DD
ISIN: US26614N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy G. Brady Mgmt For For
1B. Election of Director: Edward D. Breen Mgmt For For
1C. Election of Director: Ruby R. Chandy Mgmt For For
1D. Election of Director: Franklin K. Clyburn, Mgmt For For
Jr.
1E. Election of Director: Terrence R. Curtin Mgmt For For
1F. Election of Director: Alexander M. Cutler Mgmt For For
1G. Election of Director: Eleuthere I. du Pont Mgmt For For
1H. Election of Director: Rajiv L. Gupta Mgmt For For
1I. Election of Director: Luther C. Kissam Mgmt For For
1J. Election of Director: Frederick M. Lowery Mgmt For For
1K. Election of Director: Raymond J. Milchovich Mgmt For For
1L. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Approval of the DuPont 2020 Equity and Mgmt For For
Incentive Plan
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020
5. Modification of Threshold for Calling Shr Against For
Special Stockholder Meetings
6. Employee Board Advisory Position Shr Against For
--------------------------------------------------------------------------------------------------------------------------
DXC TECHNOLOGY COMPANY Agenda Number: 935057340
--------------------------------------------------------------------------------------------------------------------------
Security: 23355L106
Meeting Type: Annual
Meeting Date: 15-Aug-2019
Ticker: DXC
ISIN: US23355L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mukesh Aghi Mgmt For For
1b. Election of Director: Amy E. Alving Mgmt For For
1c. Election of Director: David L. Herzog Mgmt For For
1d. Election of Director: Sachin Lawande Mgmt For For
1e. Election of Director: J. Michael Lawrie Mgmt For For
1f. Election of Director: Mary L. Krakauer Mgmt For For
1g. Election of Director: Julio A. Portalatin Mgmt For For
1h. Election of Director: Peter Rutland Mgmt For For
1i. Election of Director: Michael J. Salvino Mgmt For For
1j. Election of Director: Manoj P. Singh Mgmt For For
1k. Election of Director: Robert F. Woods Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for fiscal year
ending March 31, 2020
3. Approval, by advisory vote, of named Mgmt For For
executive officer compensation
--------------------------------------------------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION Agenda Number: 935152695
--------------------------------------------------------------------------------------------------------------------------
Security: 269246401
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: ETFC
ISIN: US2692464017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard J. Carbone Mgmt For For
1B. Election of Director: Robert J. Chersi Mgmt For For
1C. Election of Director: Jaime W. Ellertson Mgmt For For
1D. Election of Director: James P. Healy Mgmt For For
1E. Election of Director: Kevin T. Kabat Mgmt For For
1F. Election of Director: James Lam Mgmt For For
1G. Election of Director: Rodger A. Lawson Mgmt For For
1H. Election of Director: Shelley B. Leibowitz Mgmt For For
1I. Election of Director: Michael A. Pizzi Mgmt For For
1J. Election of Director: Rebecca Saeger Mgmt For For
1K. Election of Director: Donna L. Weaver Mgmt For For
1L. Election of Director: Joshua A. Weinreich Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of the Company's Named
Executive Officers (the "Say-on-Pay Vote"),
as disclosed in the Proxy Statement for the
2020 Annual Meeting.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2020.
4. A stockholder proposal regarding simple Shr For
majority voting.
--------------------------------------------------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY Agenda Number: 935161771
--------------------------------------------------------------------------------------------------------------------------
Security: 277432100
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: EMN
ISIN: US2774321002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
Annual Meeting of Stockholders in 2021:
HUMBERTO P. ALFONSO
1b. Election of Director to serve until the Mgmt For For
Annual Meeting of Stockholders in 2021:
BRETT D. BEGEMANN
1c. Election of Director to serve until the Mgmt For For
Annual Meeting of Stockholders in 2021:
MARK J. COSTA
1d. Election of Director to serve until the Mgmt For For
Annual Meeting of Stockholders in 2021:
EDWARD L. DOHENY II
1e. Election of Director to serve until the Mgmt For For
Annual Meeting of Stockholders in 2021:
JULIE F. HOLDER
1f. Election of Director to serve until the Mgmt For For
Annual Meeting of Stockholders in 2021:
RENeE J. HORNBAKER
1g. Election of Director to serve until the Mgmt For For
Annual Meeting of Stockholders in 2021: KIM
ANN MINK
1h. Election of Director to serve until the Mgmt For For
Annual Meeting of Stockholders in 2021:
JAMES J. O'BRIEN
1i. Election of Director to serve until the Mgmt For For
Annual Meeting of Stockholders in 2021:
DAVID W. RAISBECK
1j. Election of Director to serve until the Mgmt For For
Annual Meeting of Stockholders in 2021:
CHARLES K. STEVENS III
2. Advisory Approval of Executive Compensation Mgmt Against Against
as Disclosed in Proxy Statement
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm
4. Advisory Vote on Stockholder Proposal Shr For Against
Requesting that the Board of Directors Take
Steps Necessary to Permit Stockholders to
Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 935138619
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig Arnold Mgmt For For
1B. Election of Director: Christopher M. Connor Mgmt For For
1C. Election of Director: Michael J. Critelli Mgmt For For
1D. Election of Director: Richard H. Fearon Mgmt For For
1E. Election of Director: Olivier Leonetti Mgmt For For
1F. Election of Director: Deborah L. McCoy Mgmt For For
1G. Election of Director: Silvio Napoli Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sandra Pianalto Mgmt For For
1J. Election of Director: Lori J. Ryerkerk Mgmt For For
1K. Election of Director: Gerald B. Smith Mgmt For For
1L. Election of Director: Dorothy C. Thompson Mgmt For For
2. Approving a proposed 2020 Stock Plan. Mgmt For For
3. Approving the appointment of Ernst & Young Mgmt For For
as independent auditor for 2020 and
authorizing the Audit Committee of the
Board of Directors to set its remuneration.
4. Advisory approval of the Company's Mgmt For For
executive compensation.
5. Approving a proposal to grant the Board Mgmt For For
authority to issue shares.
6. Approving a proposal to grant the Board Mgmt For For
authority to opt out of pre-emption rights.
7. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Company shares.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 935147795
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: Shari L. Ballard Mgmt For For
1C. Election of Director: Barbara J. Beck Mgmt For For
1D. Election of Director: Jeffrey M. Ettinger Mgmt For For
1E. Election of Director: Arthur J. Higgins Mgmt For For
1F. Election of Director: Michael Larson Mgmt For For
1G. Election of Director: David W. MacLennan Mgmt For For
1H. Election of Director: Tracy B. McKibben Mgmt For For
1I. Election of Director: Lionel L. Nowell, III Mgmt For For
1J. Election of Director: Victoria J. Reich Mgmt For For
1K. Election of Director: Suzanne M. Vautrinot Mgmt For For
1L. Election of Director: John J. Zillmer Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
current year ending December 31, 2020.
3. Advisory vote to approve the compensation Mgmt For For
of executives disclosed in the Proxy
Statement.
4. Stockholder proposal regarding proxy Shr Against For
access, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 935055081
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 08-Aug-2019
Ticker: EA
ISIN: US2855121099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for one year Mgmt For For
term: Leonard S. Coleman
1b. Election of Director to serve for one year Mgmt For For
term: Jay C. Hoag
1c. Election of Director to serve for one year Mgmt For For
term: Jeffrey T. Huber
1d. Election of Director to serve for one year Mgmt For For
term: Lawrence F. Probst
1e. Election of Director to serve for one year Mgmt For For
term: Talbott Roche
1f. Election of Director to serve for one year Mgmt For For
term: Richard A. Simonson
1g. Election of Director to serve for one year Mgmt For For
term: Luis A. Ubinas
1h. Election of Director to serve for one year Mgmt For For
term: Heidi J. Ueberroth
1i. Election of Director to serve for one year Mgmt For For
term: Andrew Wilson
2. Advisory vote on the compensation of the Mgmt For For
named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent public registered
accounting firm for the fiscal year ending
March 31, 2020.
4. Approve our 2019 Equity Incentive Plan. Mgmt For For
5. Amend and Restate our Certificate of Mgmt Against Against
Incorporation to permit stockholders
holding 25% or more of our common stock to
call special meetings.
6. To consider and vote upon a stockholder Shr For Against
proposal, if properly presented at the
Annual Meeting, to enable stockholders
holding 15% or more of our common stock to
call special meetings.
--------------------------------------------------------------------------------------------------------------------------
ENCANA CORPORATION Agenda Number: 935115825
--------------------------------------------------------------------------------------------------------------------------
Security: 292505104
Meeting Type: Special
Meeting Date: 14-Jan-2020
Ticker: ECA
ISIN: CA2925051047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE RESOLUTION TO APPROVE A SERIES OF Mgmt For For
REORGANIZATION TRANSACTIONS (THE
"REORGANIZATION"), WHICH WILL INCLUDE (I) A
PLAN OF ARRANGEMENT UNDER SECTION 192 OF
THE CANADA BUSINESS CORPORATIONS ACT
INVOLVING, AMONG OTHERS, THE CORPORATION,
SECURITYHOLDERS OF THE CORPORATION AND A
WHOLLY-OWNED SUBSIDIARY OF THE CORPORATION
NAMED OVINTIV INC. ("OVINTIV"), PURSUANT TO
WHICH, AMONG OTHER THINGS, THE CORPORATION
WILL COMPLETE A SHARE CONSOLIDATION ON THE
BASIS OF ONE POST-CONSOLIDATION SHARE FOR
EACH FIVE PRE-CONSOLIDATION SHARES, AND
OVINTIV WILL ULTIMATELY ACQUIRE ALL OF THE
ISSUED AND OUTSTANDING COMMON SHARES OF THE
CORPORATION IN EXCHANGE FOR SHARES OF
OVINTIV ON A ONE-FOR-ONE BASIS AND BECOME
THE PARENT COMPANY OF THE CORPORATION AND
ITS SUBSIDIARIES (COLLECTIVELY, THE
"ARRANGEMENT"), AS MORE PARTICULARLY
DESCRIBED IN THE INFORMATION CIRCULAR.
2 THE RESOLUTION TO TRANSACT SUCH OTHER Mgmt Against Against
BUSINESS AS MAY PROPERLY COME BEFORE THE
MEETING OR ANY ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 935145690
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony Anderson Mgmt For For
1B. Election of Director: Ann Berzin Mgmt For For
1C. Election of Director: Laurie Brlas Mgmt For For
1D. Election of Director: Christopher Crane Mgmt For For
1E. Election of Director: Yves de Balmann Mgmt For For
1F. Election of Director: Nicholas DeBenedictis Mgmt For For
1G. Election of Director: Linda Jojo Mgmt For For
1H. Election of Director: Paul Joskow Mgmt For For
1I. Election of Director: Robert Lawless Mgmt For For
1J. Election of Director: John Richardson Mgmt For For
1K. Election of Director: Mayo Shattuck III Mgmt For For
1L. Election of Director: John Young Mgmt For For
2. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Exelon's Independent Auditor for 2020.
3. Advisory approval of executive Mgmt For For
compensation.
4. Approval of the Exelon 2020 Long-Term Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935178221
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. To approve the director compensation Mgmt For For
policy.
4. A stockholder proposal regarding change in Shr Against For
stockholder voting.
5. A stockholder proposal regarding an Shr For Against
independent chair.
6. A stockholder proposal regarding majority Shr For Against
voting for directors.
7. A stockholder proposal regarding political Shr For Against
advertising.
8. A stockholder proposal regarding Shr Against For
human/civil rights expert on board.
9. A stockholder proposal regarding report on Shr Against For
civil and human rights risks.
10. A stockholder proposal regarding child Shr For Against
exploitation.
11. A stockholder proposal regarding median Shr For Against
gender/racial pay gap.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 935068761
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 23-Sep-2019
Ticker: FDX
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John A. Edwardson Mgmt For For
1B. Election of Director: Marvin R. Ellison Mgmt For For
1C. Election of Director: Susan Patricia Mgmt For For
Griffith
1D. Election of Director: John C. ("Chris") Mgmt For For
Inglis
1E. Election of Director: Kimberly A. Jabal Mgmt For For
1F. Election of Director: Shirley Ann Jackson Mgmt For For
1G. Election of Director: R. Brad Martin Mgmt For For
1H. Election of Director: Joshua Cooper Ramo Mgmt For For
1I. Election of Director: Susan C. Schwab Mgmt For For
1J. Election of Director: Frederick W. Smith Mgmt For For
1K. Election of Director: David P. Steiner Mgmt For For
1L. Election of Director: Paul S. Walsh Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Approval of the FedEx Corporation 2019 Mgmt For For
Omnibus Stock Incentive Plan.
4. Ratification of independent registered Mgmt For For
public accounting firm.
5. Stockholder proposal regarding lobbying Shr Against For
activity and expenditure report.
6. Stockholder proposal regarding employee Shr Against For
representation on the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935051538
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Special
Meeting Date: 24-Jul-2019
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock of Fidelity National Information
Services, Inc., which we refer to as FIS,
in connection with the transactions
contemplated by the Agreement and Plan of
Merger, dated March 17, 2019, as it may be
amended from time to time, by and among
FIS, Wrangler Merger Sub, Inc., a
wholly-owned subsidiary of FIS, and
Worldpay, Inc., which proposal we refer to
as the FIS share issuance proposal.
2. To approve an amendment to the articles of Mgmt For For
incorporation of FIS to increase the number
of authorized shares of common stock of FIS
from 600,000,000 to 750,000,000, effective
only immediately prior to consummation of
the merger, which proposal we refer to as
the FIS articles amendment proposal.
3. To adjourn the FIS special meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, sufficient votes to
approve the FIS share issuance proposal or
the FIS articles amendment proposal have
not been obtained by FIS, which proposal we
refer to as the FIS adjournment proposal.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935171203
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lee Adrean Mgmt For For
1B. Election of Director: Ellen R. Alemany Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt For For
1D. Election of Director: Keith W. Hughes Mgmt For For
1E. Election of Director: Gary L. Lauer Mgmt For For
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Mgmt For For
Jr.
1J. Election of Director: Jeffrey E. Stiefler Mgmt For For
2. Advisory vote on Fidelity National Mgmt For For
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 935160464
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Bisignano Mgmt For For
Alison Davis Mgmt For For
Henrique de Castro Mgmt For For
Harry F. DiSimone Mgmt For For
Dennis F. Lynch Mgmt For For
Heidi G. Miller Mgmt For For
Scott C. Nuttall Mgmt For For
Denis J. O'Leary Mgmt For For
Doyle R. Simons Mgmt For For
Jeffery W. Yabuki Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers of Fiserv, Inc.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of Fiserv, Inc. for
2020.
4. A shareholder proposal requesting the Shr Against For
company provide political spending
disclosure.
--------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS HOME & SECURITY, INC. Agenda Number: 935145412
--------------------------------------------------------------------------------------------------------------------------
Security: 34964C106
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: FBHS
ISIN: US34964C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Nicholas I. Mgmt For For
Fink
1B. Election of Class III Director: A. D. David Mgmt For For
Mackay
1C. Election of Class III Director: David M. Mgmt For For
Thomas
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN INC. Agenda Number: 935192916
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Richard C. Adkerson Mgmt For For
1.2 Election of Director: Gerald J. Ford Mgmt For For
1.3 Election of Director: Lydia H. Kennard Mgmt For For
1.4 Election of Director: Dustan E. McCoy Mgmt For For
1.5 Election of Director: John J. Stephens Mgmt For For
1.6 Election of Director: Frances Fragos Mgmt For For
Townsend
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC. Agenda Number: 935205446
--------------------------------------------------------------------------------------------------------------------------
Security: 36467J108
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: GLPI
ISIN: US36467J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Peter M. Carlino Mgmt For For
1.2 Election of Director: Carol ("Lili") Lynton Mgmt For For
1.3 Election of Director: Joseph W. Marshall, Mgmt For For
III
1.4 Election of Director: James B. Perry Mgmt For For
1.5 Election of Director: Barry F. Schwartz Mgmt For For
1.6 Election of Director: Earl C. Shanks Mgmt For For
1.7 Election of Director: E. Scott Urdang Mgmt For For
2. To approve the Company's Second Amended and Mgmt For For
Restated 2013 Long-Term Incentive
Compensation Plan.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
current fiscal year.
4. To approve, on a non-binding advisory Mgmt For For
basis, the Company's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 935151427
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James S. Crown Mgmt For For
1B. Election of Director: Rudy F. deLeon Mgmt For For
1C. Election of Director: Cecil D. Haney Mgmt For For
1D. Election of Director: Mark M. Malcolm Mgmt For For
1E. Election of Director: James N. Mattis Mgmt For For
1F. Election of Director: Phebe N. Novakovic Mgmt For For
1G. Election of Director: C. Howard Nye Mgmt For For
1H. Election of Director: William A. Osborn Mgmt For For
1I. Election of Director: Catherine B. Reynolds Mgmt For For
1J. Election of Director: Laura J. Schumacher Mgmt For For
1K. Election of Director: John G.Stratton Mgmt For For
1L. Election of Director: Peter A. Wall Mgmt For For
2. Advisory Vote on the Selection of Mgmt For For
Independent Auditors
3. Advisory Vote to approve Executive Mgmt For For
Compensation
4. Shareholder Proposal to reduce the Shr For Against
ownership threshold required to call a
Special Shareholder meeting
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 935149369
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Sebastien Bazin Mgmt For For
2. Election of Director: Ashton Carter Mgmt For For
3. Election of Director: H. Lawrence Culp, Jr. Mgmt For For
4. Election of Director: Francisco D'Souza Mgmt For For
5. Election of Director: Edward Garden Mgmt For For
6. Election of Director: Thomas Horton Mgmt For For
7. Election of Director: Risa Lavizzo-Mourey Mgmt For For
8. Election of Director: Catherine Lesjak Mgmt For For
9. Election of Director: Paula Rosput Reynolds Mgmt For For
10. Election of Director: Leslie Seidman Mgmt For For
11. Election of Director: James Tisch Mgmt For For
12. Advisory Approval of Our Named Executives' Mgmt For For
Compensation
13. Ratification of KPMG as Independent Auditor Mgmt Against Against
for 2020
14. Require the Chairman of the Board to be Shr Against For
Independent
--------------------------------------------------------------------------------------------------------------------------
HASBRO, INC. Agenda Number: 935161113
--------------------------------------------------------------------------------------------------------------------------
Security: 418056107
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: HAS
ISIN: US4180561072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kenneth A. Bronfin Mgmt For For
1b. Election of Director: Michael R. Burns Mgmt For For
1c. Election of Director: Hope F. Cochran Mgmt For For
1d. Election of Director: Crispin H. Davis Mgmt For For
1e. Election of Director: John A. Frascotti Mgmt For For
1f. Election of Director: Lisa Gersh Mgmt For For
1g. Election of Director: Brian D. Goldner Mgmt For For
1h. Election of Director: Alan G. Hassenfeld Mgmt For For
1i. Election of Director: Tracy A. Leinbach Mgmt For For
1j. Election of Director: Edward M. Philip Mgmt For For
1k. Election of Director: Richard S. Stoddart Mgmt For For
1l. Election of Director: Mary Beth West Mgmt For For
1m. Election of Director: Linda K. Zecher Mgmt For For
2. The adoption, on an advisory basis, of a Mgmt For For
resolution approving the compensation of
the Named Executive Officers of Hasbro,
Inc., as described in the "Compensation
Discussion and Analysis" and "Executive
Compensation" sections of the 2020 Proxy
Statement.
3. The approval of amendments to the Restated Mgmt For For
2003 Stock Incentive Performance Plan, as
amended (the "2003 Plan").
4. Ratification of the selection of KPMG LLP Mgmt For For
as Hasbro, Inc.'s independent registered
public accounting firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 935200686
--------------------------------------------------------------------------------------------------------------------------
Security: 43300A203
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: HLT
ISIN: US43300A2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher J. Mgmt For For
Nassetta
1B. Election of Director: Jonathan D. Gray Mgmt For For
1C. Election of Director: Charlene T. Begley Mgmt For For
1D. Election of Director: Melanie L. Healey Mgmt For For
1E. Election of Director: Raymond E. Mabus, Jr. Mgmt For For
1F. Election of Director: Judith A. McHale Mgmt For For
1G. Election of Director: John G. Schreiber Mgmt For For
1H. Election of Director: Elizabeth A. Smith Mgmt For For
1I. Election of Director: Douglas M. Steenland Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2020.
3. Approval, in a non-binding advisory vote, Mgmt For For
the compensation paid to the Company's
named executive officers.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 935137794
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: D. Scott Davis Mgmt For For
1F. Election of Director: Linnet F. Deily Mgmt For For
1G. Election of Director: Deborah Flint Mgmt For For
1H. Election of Director: Judd Gregg Mgmt For For
1I. Election of Director: Clive Hollick Mgmt For For
1J. Election of Director: Grace D. Lieblein Mgmt For For
1K. Election of Director: Raymond T. Odierno Mgmt For For
1L. Election of Director: George Paz Mgmt For For
1M. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of Independent Accountants. Mgmt For For
4. Let Shareholders Vote on Bylaw Amendments. Shr Against For
5. Report on Lobbying Activities and Shr Against For
Expenditures.
--------------------------------------------------------------------------------------------------------------------------
HP INC. Agenda Number: 935182725
--------------------------------------------------------------------------------------------------------------------------
Security: 40434L105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: HPQ
ISIN: US40434L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aida M. Alvarez Mgmt Withheld Against
Shumeet Banerji Mgmt Withheld Against
Robert R. Bennett Mgmt Withheld Against
Charles V. Bergh Mgmt Withheld Against
Stacy Brown-Philpot Mgmt Withheld Against
Stephanie A. Burns Mgmt Withheld Against
Mary Anne Citrino Mgmt Withheld Against
Richard Clemmer Mgmt Withheld Against
Enrique Lores Mgmt Withheld Against
Yoky Matsuoka Mgmt Withheld Against
Stacey Mobley Mgmt Withheld Against
Subra Suresh Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as HP Inc.'s independent registered
public accounting firm for the fiscal year
ending October 31, 2020
3. To approve, on an advisory basis, HP Inc.'s Mgmt For For
executive compensation
4. To approve HP Inc.'s 2021 Employee Stock Mgmt For For
Purchase Plan
5. Stockholder proposal requesting Shr For Against
stockholders' right to act by written
consent, if properly presented at the
annual meeting
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 935159447
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hon. Sharon Y. Bowen Mgmt For For
1B. Election of Director: Charles R. Crisp Mgmt For For
1C. Election of Director: Duriya M. Farooqui Mgmt For For
1D. Election of Director: Jean-Marc Forneri Mgmt For For
1E. Election of Director: The Rt. Hon. the Lord Mgmt For For
Hague of Richmond
1F. Election of Director: Hon. Frederick W. Mgmt For For
Hatfield
1G. Election of Director: Thomas E. Noonan Mgmt For For
1H. Election of Director: Frederic V. Salerno Mgmt For For
1I. Election of Director: Jeffrey C. Sprecher Mgmt For For
1J. Election of Director: Judith A. Sprieser Mgmt For For
1K. Election of Director: Vincent Tese Mgmt For For
2. To approve, by non-binding vote, the Mgmt For For
advisory resolution on executive
compensation for named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 935141717
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig H. Barratt, Mgmt For For
Ph.D.
1B. Election of Director: Joseph C. Beery Mgmt For For
1C. Election of Director: Gary S. Guthart, Mgmt For For
Ph.D.
1D. Election of Director: Amal M. Johnson Mgmt For For
1E. Election of Director: Don R. Kania, Ph.D. Mgmt For For
1F. Election of Director: Amy L. Ladd, M.D. Mgmt For For
1G. Election of Director: Keith R. Leonard, Jr. Mgmt For For
1H. Election of Director: Alan J. Levy, Ph.D. Mgmt For For
1I. Election of Director: Jami Dover Nachtsheim Mgmt For For
1J. Election of Director: Mark J. Rubash Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. The ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. To approve the Company's Amended and Mgmt For For
Restated 2010 Incentive Award Plan.
5. To approve the amendment of the Certificate Mgmt For For
of Incorporation to adopt simple majority
voting provisions.
6. To approve the amendment of the Certificate Mgmt For For
of Incorporation to permit stockholders to
call a special meeting.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935137934
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election Of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2020.
4. Amendment to the Restated Certificate of Mgmt For For
Incorporation to Permit Removal of
Directors Without Cause.
5. Independent Board Chair Shr Against For
6. Report on Governance of Opioids-Related Shr Against For
Risks
--------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC Agenda Number: 935123795
--------------------------------------------------------------------------------------------------------------------------
Security: G51502105
Meeting Type: Annual
Meeting Date: 04-Mar-2020
Ticker: JCI
ISIN: IE00BY7QL619
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jean Blackwell Mgmt For For
1B. Election of Director: Pierre Cohade Mgmt For For
1C. Election of Director: Michael E. Daniels Mgmt For For
1D. Election of Director: Juan Pablo del Valle Mgmt For For
Perochena
1E. Election of Director: W. Roy Dunbar Mgmt For For
1F. Election of Director: Gretchen R. Haggerty Mgmt For For
1G. Election of Director: Simone Menne Mgmt For For
1H. Election of Director: George R. Oliver Mgmt For For
1I. Election of Director: Jurgen Tinggren Mgmt For For
1J. Election of Director: Mark Vergnano Mgmt For For
1K. Election of Director: R. David Yost Mgmt For For
1L. Election of Director: John D. Young Mgmt For For
2.A To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent auditors of the Company.
2.B To authorize the Audit Committee of the Mgmt For For
Board of Directors to set the auditors'
remuneration.
3. To authorize the Company and/or any Mgmt For For
subsidiary of the Company to make market
purchases of Company shares.
4. To determine the price range at which the Mgmt For For
Company can re-allot shares that it holds
as treasury shares (Special Resolution).
5. To approve, in a non-binding advisory vote, Mgmt For For
the compensation of the named executive
officers.
6. To approve the Directors' authority to Mgmt For For
allot shares up to approximately 33% of
issued share capital.
7. To approve the waiver of statutory Mgmt For For
pre-emption rights with respect to up to 5%
of issued share capital (Special
Resolution).
--------------------------------------------------------------------------------------------------------------------------
LEVI STRAUSS & CO Agenda Number: 935050651
--------------------------------------------------------------------------------------------------------------------------
Security: 52736R102
Meeting Type: Annual
Meeting Date: 10-Jul-2019
Ticker: LEVI
ISIN: US52736R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Troy Alstead Mgmt For For
Charles V. Bergh Mgmt For For
Robert A. Eckert Mgmt For For
Patricia Salas Pineda Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Advisory vote on the preferred frequency of Mgmt 1 Year For
future shareholder advisory votes on
executive compensation.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
LEVI STRAUSS & CO Agenda Number: 935132605
--------------------------------------------------------------------------------------------------------------------------
Security: 52736R102
Meeting Type: Annual
Meeting Date: 08-Apr-2020
Ticker: LEVI
ISIN: US52736R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jill Beraud Mgmt For For
Spencer C. Fleischer Mgmt For For
Christopher J McCormick Mgmt For For
Stephen C. Neal Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
LINDE PLC Agenda Number: 935018920
--------------------------------------------------------------------------------------------------------------------------
Security: G5494J103
Meeting Type: Annual
Meeting Date: 26-Jul-2019
Ticker: LIN
ISIN: IE00BZ12WP82
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Prof. Dr. Wolfgang Mgmt For For
Reitzle
1b. Election of Director: Stephen F. Angel Mgmt For For
1c. Election of Director: Prof. DDr. Mgmt For For
Ann-Kristin Achleitner
1d. Election of Director: Prof. Dr. Clemens Mgmt For For
Borsig
1e. Election of Director: Dr. Nance K. Dicciani Mgmt For For
1f. Election of Director: Dr. Thomas Enders Mgmt For For
1g. Election of Director: Franz Fehrenbach Mgmt For For
1h. Election of Director: Edward G. Galante Mgmt For For
1i. Election of Director: Larry D. McVay Mgmt For For
1j. Election of Director: Dr. Victoria Ossadnik Mgmt For For
1k. Election of Director: Prof. Dr. Martin H. Mgmt For For
Richenhagen
1l. Election of Director: Robert L. Wood Mgmt For For
2a. To ratify, on an advisory and non-binding Mgmt For For
basis, the appointment of
PricewaterhouseCoopers ("PWC") as the
independent auditor.
2b. To authorize the Board, acting through the Mgmt For For
Audit Committee, to determine PWC's
remuneration.
3. To determine the price range at which Linde Mgmt For For
plc can re-allot shares that it acquires as
treasury shares under Irish law.
4. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of Linde plc's
Named Executive Officers, as disclosed in
the 2019 Proxy Statement.
5. To recommend, on an advisory and Mgmt 1 Year For
non-binding basis, the frequency of holding
future advisory shareholder votes on the
compensation of Linde plc's Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC. Agenda Number: 935191445
--------------------------------------------------------------------------------------------------------------------------
Security: 538034109
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: LYV
ISIN: US5380341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Maverick Carter Mgmt For For
1B. Election of Director: Ariel Emanuel Mgmt For For
1C. Election of Director: Ping Fu Mgmt For For
1D. Election of Director: Jeffrey T. Hinson Mgmt For For
1E. Election of Director: Chad Hollingsworth Mgmt For For
1F. Election of Director: James lovine Mgmt For For
1G. Election of Director: James S. Kahan Mgmt For For
1H. Election of Director: Gregory B. Maffei Mgmt For For
1I. Election of Director: Randall T. Mays Mgmt Against Against
1J. Election of Director: Michael Rapino Mgmt For For
1K. Election of Director: Mark S. Shapiro Mgmt For For
1L. Election of Director: Dana Walden Mgmt For For
2. Advisory non-binding vote on the Mgmt For For
compensation of Live Nation Entertainment's
named executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Live Nation Entertainment's
independent registered public accounting
firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 935197283
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Michael Casey Mgmt For For
1B. Election of Class I Director: Glenn Murphy Mgmt For For
1C. Election of Class I Director: David M. Mgmt For For
Mussafer
1D. Election of Class III Director: Stephanie Mgmt For For
Ferris
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending January 31,
2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
4. A stockholder proposal by People for Shr Against For
Ethical Treatment of Animals that would
strongly encourage the Board to "enact a
policy ensuring that no products containing
down are sold by lululemon athletica inc."
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935196332
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard Mgmt For For
Haythornthwaite
1B. Election of Director: Ajay Banga Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Merit E. Janow Mgmt For For
1H. Election of Director: Oki Matsumoto Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2020
--------------------------------------------------------------------------------------------------------------------------
MCCORMICK & COMPANY, INCORPORATED Agenda Number: 935129874
--------------------------------------------------------------------------------------------------------------------------
Security: 579780206
Meeting Type: Annual
Meeting Date: 01-Apr-2020
Ticker: MKC
ISIN: US5797802064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. YOU ARE CORDIALLY INVITED TO ATTEND THE Mgmt Take No Action
ANNUAL MEETING OF STOCKHOLDERS OF McCORMICK
& COMPANY, INCORPORATED (THE "COMPANY") TO
BE HELD VIA A VIRTUAL SHAREHOLDER MEETING
ON WEDNESDAY, APRIL 1, 2020 AT 10:00 AM
EDT. PLEASE USE THE FOLLOWING URL TO ACCESS
THE MEETING
(WWW.VIRTUALSHAREHOLDERMEETING.COM/MKC2020)
.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935094336
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 06-Dec-2019
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Omar Ishrak Mgmt For For
1G. Election of Director: Michael O. Leavitt Mgmt Against Against
1H. Election of Director: James T. Lenehan Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt For For
2. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Medtronic's independent auditor for
fiscal year 2020 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt For For
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935176431
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Thomas R. Cech Mgmt For For
1C. Election of Director: Mary Ellen Coe Mgmt For For
1D. Election of Director: Pamela J. Craig Mgmt For For
1E. Election of Director: Kenneth C. Frazier Mgmt For For
1F. Election of Director: Thomas H. Glocer Mgmt For For
1G. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2020.
4. Shareholder proposal concerning shareholder Shr For Against
right to act by written consent.
5. Shareholder proposal regarding allocation Shr Against For
of corporate tax savings.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Shr Against For
Gap
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 935158736
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lewis W.K. Booth Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt For For
1C. Election of Director: Debra A. Crew Mgmt For For
1D. Election of Director: Lois D. Juliber Mgmt For For
1E. Election of Director: Peter W. May Mgmt For For
1F. Election of Director: Jorge S. Mesquita Mgmt For For
1G. Election of Director: Fredric G. Reynolds Mgmt For For
1H Election of Director: Christiana S. Shi Mgmt For For
1I. Election of Director: Patrick T. Siewert Mgmt For For
1J. Election of Director: Michael A. Todman Mgmt For For
1K. Election of Director: Jean-Francois M. L. Mgmt For For
van Boxmeer
1L. Election of Director: Dirk Van de Put Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Independent Registered Public
Accountants for Fiscal Year Ending December
31, 2020.
4. Consider Employee Pay in Setting Chief Shr Against For
Executive Officer Pay.
--------------------------------------------------------------------------------------------------------------------------
MYLAN N.V. Agenda Number: 935132047
--------------------------------------------------------------------------------------------------------------------------
Security: N59465109
Meeting Type: Special
Meeting Date: 15-Jun-2020
Ticker: MYL
ISIN: NL0011031208
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Combination Proposal: (A) Mgmt No vote
Approval of the Mylan Merger; (B) Approval
of the Share Sale; (C) Approval of the
Mylan Newco Liquidation; (D) Approval of
the Alternative Transaction Structure; and
(E) Approval of the Discharge of Directors
(in each case with the foregoing
capitalized terms as defined in the
accompanying proxy statement).
2. Adoption of a non-binding, advisory Mgmt No vote
resolution to adopt the compensation that
will or may be paid or become payable to
Mylan's named executive officers in
connection with, or following, the
consummation of the Combination as
described in the proxy statement.
3. Adoption of a non-binding, advisory Mgmt No vote
resolution to adopt certain features of
Newco's governance which will replace the
corresponding features of Mylan's
governance, effective upon the closing of
the Combination, relating to (i) the right
of stockholders to nominate directors and
make other stockholder proposals at
stockholder meetings and (ii) director
terms and stockholder removal of directors.
4. Adoption of a non-binding, advisory Mgmt No vote
resolution to adopt certain features of
Newco's governance which will replace the
corresponding features of Mylan's
governance, effective upon the closing of
the Combination, relating to the right of
stockholders to call special meetings of
stockholders.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935188412
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Reed Mgmt Abstain Against
Hastings
1B. Election of Class III Director: Jay C. Hoag Mgmt Abstain Against
1C. Election of Class III Director: Mathias Mgmt Abstain Against
Dopfner
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
3. Advisory approval of the Company's Mgmt For For
executive officer compensation.
4. Approval of the Netflix, Inc. 2020 Stock Mgmt For For
Plan.
5. Stockholder proposal regarding political Shr For Against
disclosures, if properly presented at the
meeting.
6. Stockholder proposal for simple majority Shr For Against
vote, if properly presented at the meeting.
7. Stockholder proposal for EEO policy risk Shr Against For
report, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 935172661
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: James L. Camaren Mgmt For For
1C. Election of Director: Kenneth B. Dunn Mgmt For For
1D. Election of Director: Naren K. Gursahaney Mgmt For For
1E. Election of Director: Kirk S. Hachigian Mgmt For For
1F. Election of Director: Toni Jennings Mgmt For For
1G. Election of Director: Amy B. Lane Mgmt For For
1H. Election of Director: David L. Porges Mgmt For For
1I. Election of Director: James L. Robo Mgmt For For
1J. Election of Director: Rudy E. Schupp Mgmt For For
1K. Election of Director: John L. Skolds Mgmt For For
1L. Election of Director: William H. Swanson Mgmt For For
1M. Election of Director: Darryl L. Wilson Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy's independent
registered public accounting firm for 2020
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy's compensation of its named
executive officers as disclosed in the
proxy statement
4. A proposal entitled "Political Shr Against For
Contributions Disclosure" to request
semiannual reports disclosing political
contribution policies and expenditures
5. A proposal entitled "Right to Act by Shr For Against
Written Consent" to request action by
written consent of shareholders
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 935066298
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 19-Sep-2019
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan B. Graf, Jr. Mgmt For For
Peter B. Henry Mgmt For For
Michelle A. Peluso Mgmt For For
2. To approve executive compensation by an Mgmt For For
advisory vote.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 935175162
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathy J. Warden Mgmt For For
1B. Election of Director: Marianne C. Brown Mgmt For For
1C. Election of Director: Donald E. Felsinger Mgmt For For
1D. Election of Director: Ann M. Fudge Mgmt For For
1E. Election of Director: Bruce S. Gordon Mgmt For For
1F. Election of Director: William H. Hernandez Mgmt For For
1G. Election of Director: Madeleine A. Kleiner Mgmt For For
1H. Election of Director: Karl J. Krapek Mgmt For For
1I. Election of Director: Gary Roughead Mgmt For For
1J. Election of Director: Thomas M. Schoewe Mgmt For For
1K. Election of Director: James S. Turley Mgmt For For
1L. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2020.
4. Shareholder proposal that the Company Shr Against For
assess and report on potential human rights
impacts that could result from governments'
use of the Company's products and services,
including in conflict-affected areas.
5. Shareholder proposal to move to a 3% Shr For Against
ownership threshold for shareholders to
request action by written consent.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 935142771
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: E. Spencer Abraham Mgmt For For
1B. Election of Director: Antonio Carrillo Mgmt For For
1C. Election of Director: Matthew Carter, Jr. Mgmt For For
1D. Election of Director: Lawrence S. Coben Mgmt For For
1E. Election of Director: Heather Cox Mgmt For For
1F. Election of Director: Mauricio Gutierrez Mgmt For For
1G. Election of Director: Paul W. Hobby Mgmt For For
1H. Election of Director: Alexandra Pruner Mgmt For For
1I. Election of Director: Anne C. Schaumburg Mgmt For For
1J. Election of Director: Thomas H. Weidemeyer Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935196445
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: Persis S. Drell Mgmt For For
1D. Election of Director: Jen-Hsun Huang Mgmt For For
1E. Election of Director: Dawn Hudson Mgmt For For
1F. Election of Director: Harvey C. Jones Mgmt For For
1G. Election of Director: Michael G. McCaffery Mgmt For For
1H. Election of Director: Stephen C. Neal Mgmt For For
1I. Election of Director: Mark L. Perry Mgmt For For
1J. Election of Director: A. Brooke Seawell Mgmt For For
1K. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 935212489
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the 2019 Statutory Annual Mgmt For For
Accounts
2. Discharge of the members of the Board for Mgmt For For
their responsibilities in the fiscal year
ended December 31, 2019
3A. Appoint Kurt Sievers as executive director Mgmt For For
3B. Re-appoint Sir Peter Bonfield as Mgmt For For
non-executive director
3C. Re-appoint Kenneth A. Goldman as Mgmt For For
non-executive director
3D. Re-appoint Josef Kaeser as non-executive Mgmt For For
director
3E. Re-appoint Lena Olving as non-executive Mgmt For For
director
3F. Re-appoint Peter Smitham as non-executive Mgmt For For
director
3G. Re-appoint Julie Southern as non-executive Mgmt For For
director
3H. Re-appoint Jasmin Staiblin as non-executive Mgmt For For
director
3I. Re-appoint Gregory Summe as non-executive Mgmt For For
director
3J. Re-appoint Karl-Henrik Sundstrom as Mgmt For For
non-executive director
4. Authorization of the Board to issue Mgmt For For
ordinary shares of the Company and grant
rights to acquire ordinary shares
5. Authorization of the Board to restrict or Mgmt For For
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights
6. Authorization of the Board to repurchase Mgmt For For
ordinary shares
7. Authorization of the Board to cancel Mgmt For For
ordinary shares held or to be acquired by
the Company
8. Appointment of Ernst & Young Accountants Mgmt For For
LLP as independent auditors for a
three-year period, starting with the fiscal
year ending December 31, 2020
9. Determination of the remuneration of the Mgmt For For
members and Chairs of the Audit Committee,
the Compensation Committee, and the
Nominating and Governance Committee of the
Board
10. Amendment of the Company's Articles of Mgmt For For
Association
11. Non-binding, advisory vote to approve Named Mgmt For For
Executive Officer compensation
12. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation votes
--------------------------------------------------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA Agenda Number: 935154269
--------------------------------------------------------------------------------------------------------------------------
Security: 695156109
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: PKG
ISIN: US6951561090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl K. Beebe Mgmt For For
1B. Election of Director: Duane C. Farrington Mgmt For For
1C. Election of Director: Donna A. Harman Mgmt For For
1D. Election of Director: Mark W. Kowlzan Mgmt For For
1E. Election of Director: Robert C. Lyons Mgmt For For
1F. Election of Director: Thomas P. Maurer Mgmt For For
1G. Election of Director: Samuel M. Mencoff Mgmt For For
1H. Election of Director: Roger B. Porter Mgmt For For
1I. Election of Director: Thomas S. Souleles Mgmt For For
1J. Election of Director: Paul T. Stecko Mgmt For For
1K. Election of Director: James D. Woodrum Mgmt For For
2. Proposal to ratify appointment of KPMG LLP Mgmt For For
as our auditors.
3. Proposal to approve the 1999 Long-Term Mgmt For For
Equity Incentive Plan.
4. Proposal to approve our executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
PARTNERS GROUP HOLDING AG Agenda Number: 712477745
--------------------------------------------------------------------------------------------------------------------------
Security: H6120A101
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: CH0024608827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE 2019 ANNUAL REPORT TOGETHER Mgmt No vote
WITH THE CONSOLIDATED FINANCIAL STATEMENTS
AND THE INDIVIDUAL FINANCIAL STATEMENTS
2 MOTION FOR THE APPROPRIATION OF AVAILABLE Mgmt No vote
EARNINGS
3 DISCHARGE OF THE BOARD OF DIRECTORS AND OF Mgmt No vote
THE EXECUTIVE COMMITTEE
4 AMENDMENT OF THE ARTICLES OF ASSOCIATION Mgmt No vote
(COMPENSATION APPROVAL)
5 CONSULTATIVE VOTE ON THE 2019 COMPENSATION Mgmt No vote
REPORT
6.1 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt No vote
OF THE MAXIMUM TOTAL SHORT-TERM
COMPENSATION BUDGET FOR THE BOARD OF
DIRECTORS FOR THE PERIOD UNTIL THE NEXT
ORDINARY AGM IN 2021
6.2 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt No vote
OF THE LONG-TERM COMPENSATION FOR THE BOARD
OF DIRECTORS FOR THE PRECEDING TERM OF
OFFICE (ORDINARY AGM 2019 TO ORDINARY AGM
2020)
6.3 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt No vote
OF THE TECHNICAL NON-FINANCIAL INCOME FOR
THE BOARD OF DIRECTORS FOR THE PRECEDING
TERM OF OFFICE (ORDINARY AGM 2019 TO
ORDINARY AGM 2020)
6.4 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt No vote
OF THE MAXIMUM TOTAL SHORT-TERM
COMPENSATION BUDGET FOR THE EXECUTIVE
COMMITTEE FOR THE FISCAL YEAR 2021
6.5 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt No vote
OF THE LONG-TERM COMPENSATION FOR THE
EXECUTIVE COMMITTEE FOR THE FISCAL YEAR
2019
6.6 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt No vote
OF THE TECHNICAL NON-FINANCIAL INCOME FOR
THE EXECUTIVE COMMITTEE FOR THE FISCAL YEAR
2019
7.1.1 ELECTION OF STEFFEN MEISTER AS CHAIRMAN OF Mgmt No vote
THE BOARD OF DIRECTORS
7.1.2 ELECTION OF DR. MARCEL ERNI AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
7.1.3 ELECTION OF ALFRED GANTNER AS MEMBER OF THE Mgmt No vote
BOARD OF DIRECTORS
7.1.4 ELECTION OF LISA A. HOOK AS MEMBER OF THE Mgmt No vote
BOARD OF DIRECTORS
7.1.5 ELECTION OF GRACE DEL ROSARIO-CASTANO AS Mgmt No vote
MEMBER OF THE BOARD OF DIRECTORS
7.1.6 ELECTION OF DR. MARTIN STROBEL AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
7.1.7 ELECTION OF DR. ERIC STRUTZ AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
7.1.8 ELECTION OF URS WIETLISBACH AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS
7.2.1 ELECTION OF LISA A. HOOK AS MEMBER OF THE Mgmt No vote
NOMINATION COMPENSATION COMMITTEE
7.2.2 ELECTION OF GRACE DEL ROSARIO-CASTANO AS Mgmt No vote
MEMBER OF THE NOMINATION COMPENSATION
COMMITTEE
7.2.3 ELECTION OF DR. MARTIN STROBEL AS MEMBER OF Mgmt No vote
THE NOMINATION COMPENSATION COMMITTEE
7.3 ELECTION OF THE INDEPENDENT PROXY: HOTZ & Mgmt No vote
GOLDMANN IN BAAR, SWITZERLAND
7.4 ELECTION OF THE AUDITORS: KPMG AG IN Mgmt No vote
ZURICH, SWITZERLAND
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 935148901
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shona L. Brown Mgmt For For
1B. Election of Director: Cesar Conde Mgmt For For
1C. Election of Director: Ian Cook Mgmt For For
1D. Election of Director: Dina Dublon Mgmt For For
1E. Election of Director: Richard W. Fisher Mgmt For For
1F. Election of Director: Michelle Gass Mgmt For For
1G. Election of Director: Ramon L. Laguarta Mgmt For For
1H. Election of Director: David C. Page Mgmt For For
1I. Election of Director: Robert C. Pohlad Mgmt For For
1J. Election of Director: Daniel Vasella Mgmt For For
1K. Election of Director: Darren Walker Mgmt For For
1L. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
2020.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Shareholder Proposal - Reduce Ownership Shr Against For
Threshold to Call Special Shareholder
Meetings.
5. SHAREHOLDER PROPOSAL - REPORT ON SUGAR AND Shr Against For
PUBLIC HEALTH.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 935138998
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald E. Blaylock Mgmt For For
1B. Election of Director: Albert Bourla Mgmt For For
1C. Election of Director: W. Don Cornwell Mgmt For For
1D. Election of Director: Joseph J. Echevarria Mgmt For For
1E. Election of Director: Scott Gottlieb Mgmt For For
1F. Election of Director: Helen H. Hobbs Mgmt For For
1G. Election of Director: Susan Hockfield Mgmt For For
1H. Election of Director: James M. Kilts Mgmt For For
1I. Election of Director: Dan R. Littman Mgmt For For
1J. Election of Director: Shantanu Narayen Mgmt For For
1K. Election of Director: Suzanne Nora Johnson Mgmt For For
1L. Election of Director: James Quincey Mgmt For For
1M. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2020
3. 2020 advisory approval of executive Mgmt For For
compensation
4. Shareholder proposal regarding right to act Shr For Against
by written consent
5. Shareholder proposal regarding enhancing Shr Against For
proxy access
6. Shareholder proposal regarding report on Shr Against For
lobbying activities
7. Shareholder proposal regarding independent Shr Against For
chair policy
8. Shareholder proposal regarding gender pay Shr Against For
gap
9. Election of Director: Susan Mgmt For For
Desmond-Hellmann
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC Agenda Number: 711585767
--------------------------------------------------------------------------------------------------------------------------
Security: G72899100
Meeting Type: OGM
Meeting Date: 15-Oct-2019
Ticker:
ISIN: GB0007099541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE MATTERS RELATING TO THE DEMERGER OF Mgmt For For
THE MG GROUP FROM THE PRUDENTIAL GROUP
2 ELECT AMY YIP AS DIRECTOR Mgmt For For
CMMT 26 SEP 2019: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM EGM TO OGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC Agenda Number: 712336949
--------------------------------------------------------------------------------------------------------------------------
Security: G72899100
Meeting Type: AGM
Meeting Date: 14-May-2020
Ticker:
ISIN: GB0007099541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE 2019 ACCOUNTS, Mgmt For For
STRATEGIC REPORT, DIRECTORS' REMUNERATION
REPORT, DIRECTORS' REPORT AND THE AUDITOR'S
REPORT (THE ANNUAL REPORT)
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
4 TO ELECT JEREMY ANDERSON AS A DIRECTOR Mgmt For For
5 TO ELECT SHRITI VADERA AS A DIRECTOR Mgmt For For
6 TO RE-ELECT MARK FITZPATRICK AS A DIRECTOR Mgmt For For
7 TO RE-ELECT DAVID LAW AS A DIRECTOR Mgmt For For
8 TO RE-ELECT PAUL MANDUCA AS A DIRECTOR Mgmt For For
9 TO RE-ELECT KAIKHUSHRU NARGOLWALA AS A Mgmt For For
DIRECTOR
10 TO RE-ELECT ANTHONY NIGHTINGALE AS A Mgmt Abstain Against
DIRECTOR
11 TO RE-ELECT PHILIP REMNANT AS A DIRECTOR Mgmt For For
12 TO RE-ELECT ALICE SCHROEDER AS A DIRECTOR Mgmt For For
13 TO RE-ELECT JAMES TURNER AS A DIRECTOR Mgmt For For
14 TO RE-ELECT THOMAS WATJEN AS A DIRECTOR Mgmt For For
15 TO RE-ELECT MICHAEL WELLS AS A DIRECTOR Mgmt For For
16 TO RE-ELECT FIELDS WICKER-MIURIN AS A Mgmt For For
DIRECTOR
17 TO RE-ELECT AMY YIP AS A DIRECTOR Mgmt For For
18 TO RE-APPOINT KPMG LLP AS THE COMPANY'S Mgmt For For
AUDITOR
19 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AMOUNT OF THE AUDITOR'S
REMUNERATION
20 TO RENEW THE AUTHORITY TO MAKE POLITICAL Mgmt For For
DONATIONS
21 TO RENEW THE AUTHORITY TO ALLOT ORDINARY Mgmt For For
SHARES
22 TO RENEW THE EXTENSION OF AUTHORITY TO Mgmt For For
ALLOT ORDINARY SHARES TO INCLUDE
REPURCHASED SHARES
23 TO RENEW THE AUTHORITY FOR DISAPPLICATION Mgmt For For
OF PRE-EMPTION RIGHTS
24 TO AUTHORISE AN ADDITIONAL AUTHORITY FOR Mgmt For For
DISAPPLICATION OF PRE-EMPTION RIGHTS FOR
PURPOSES OF ACQUISITIONS OR SPECIFIED
CAPITAL INVESTMENTS
25 TO RENEW THE AUTHORITY FOR THE ISSUANCE OF Mgmt For For
MANDATORY CONVERTIBLE SECURITIES (MCS)
26 TO RENEW THE AUTHORITY FOR DISAPPLICATION Mgmt For For
OF PRE-EMPTION RIGHTS IN CONNECTION WITH
THE ISSUE OF MCS
27 TO RENEW THE AUTHORITY FOR PURCHASE OF OWN Mgmt For For
SHARES
28 TO RENEW THE AUTHORITY IN RESPECT OF NOTICE Mgmt Against Against
FOR GENERAL MEETINGS
--------------------------------------------------------------------------------------------------------------------------
QUILTER PLC Agenda Number: 712311733
--------------------------------------------------------------------------------------------------------------------------
Security: G3651J107
Meeting Type: AGM
Meeting Date: 14-May-2020
Ticker:
ISIN: GB00BDCXV269
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2019
2 TO APPROVE THE REMUNERATION REPORT Mgmt For For
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY SET OUT ON PAGES 68 TO 72 OF THE
REPORT) FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019, AS SET OUT ON PAGES 64 TO 85
OF THE 2019 ANNUAL REPORT AND ACCOUNTS
3 TO DECLARE A FINAL DIVIDEND OF 3.5 PENCE Mgmt For For
PER ORDINARY SHARE FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2019, PAYABLE ON MONDAY
18 MAY 2020 TO ORDINARY SHAREHOLDERS NAMED
ON EACH OF THE UK AND SOUTH AFRICAN
REGISTERS OF MEMBERS AT THE CLOSE OF
BUSINESS ON FRIDAY 3 APRIL 2020
4 TO RE-ELECT PAUL FEENEY AS A DIRECTOR Mgmt For For
5 TO RE-ELECT ROSEMARY HARRIS AS A DIRECTOR Mgmt For For
6 TO RE-ELECT GLYN JONES AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MOIRA KILCOYNE AS A DIRECTOR Mgmt For For
8 TO RE-ELECT JONATHAN LITTLE AS A DIRECTOR Mgmt For For
9 TO RE-ELECT RUTH MARKLAND AS A DIRECTOR Mgmt For For
10 TO RE-ELECT PAUL MATTHEWS AS A DIRECTOR Mgmt For For
11 TO RE-ELECT GEORGE REID AS A DIRECTOR Mgmt For For
12 TO RE-ELECT MARK SATCHEL AS A DIRECTOR Mgmt For For
13 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING AT WHICH
THE ACCOUNTS ARE LAID
14 TO AUTHORISE THE BOARD AUDIT COMMITTEE, Mgmt For For
ACTING FOR AND ON BEHALF OF THE BOARD, TO
DETERMINE THE REMUNERATION OF THE AUDITOR
15 THAT, IN ACCORDANCE WITH SECTIONS 366 AND Mgmt For For
367 OF THE COMPANIES ACT 2006 (THE "ACT"),
THE COMPANY AND ALL COMPANIES THAT ARE
SUBSIDIARIES OF THE COMPANY AT ANY TIME
DURING THE PERIOD FOR WHICH THIS RESOLUTION
HAS EFFECT ARE AUTHORISED TO: (A) MAKE
POLITICAL DONATIONS TO POLITICAL PARTIES OR
INDEPENDENT ELECTION CANDIDATES NOT
EXCEEDING GBP 50,000 IN TOTAL; (B) MAKE
POLITICAL DONATIONS TO POLITICAL
ORGANISATIONS OTHER THAN POLITICAL PARTIES
NOT EXCEEDING GBP 50,000 IN TOTAL; AND (C)
INCUR POLITICAL EXPENDITURE NOT EXCEEDING
GBP 50,000 IN TOTAL, PROVIDED THAT THE
AGGREGATE AMOUNT OF ANY SUCH DONATIONS AND
EXPENDITURE SHALL NOT EXCEED GBP 50,000,
DURING THE PERIOD BEGINNING WITH THE DATE
OF THE PASSING OF THIS RESOLUTION AND
ENDING AT THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY AFTER THE
PASSING OF THIS RESOLUTION OR, IF EARLIER,
AT THE CLOSE OF BUSINESS ON 30 JUNE 2021.
FOR THE PURPOSE OF THIS RESOLUTION THE
TERMS "POLITICAL DONATIONS", "POLITICAL
PARTIES", "INDEPENDENT ELECTION
CANDIDATES", "POLITICAL ORGANISATIONS" AND
"POLITICAL EXPENDITURE" HAVE THE MEANINGS
SET OUT IN SECTIONS 363 TO 365 OF THE ACT
16 THAT, IN ACCORDANCE WITH SECTION 701 OF THE Mgmt For For
COMPANIES ACT 2006 (THE "ACT") THE COMPANY
IS GENERALLY AND UNCONDITIONALLY AUTHORISED
TO MAKE MARKET PURCHASES (WITHIN THE
MEANING OF SECTION 693 OF THE ACT) OF
ORDINARY SHARES OF GBP 0.07 EACH IN THE
CAPITAL OF THE COMPANY ("ORDINARY SHARES")
ON SUCH TERMS AND IN SUCH MANNER AS THE
DIRECTORS OF THE COMPANY MAY DETERMINE
PROVIDED THAT: (A) THE MAXIMUM NUMBER OF
ORDINARY SHARES THAT MAY BE PURCHASED UNDER
THIS AUTHORITY (WHEN AGGREGATED WITH ANY
PURCHASES MADE PURSUANT TO RESOLUTION 17
BELOW) IS 189,981,045; (B) THE MAXIMUM
PRICE WHICH MAY BE PAID FOR ANY ORDINARY
SHARE PURCHASED UNDER THIS AUTHORITY
(EXCLUSIVE OF EXPENSES PAYABLE BY THE
COMPANY IN CONNECTION WITH THE PURCHASE)
SHALL NOT BE MORE THAN THE HIGHER OF: (I)
AN AMOUNT EQUAL TO 105% OF THE AVERAGE OF
THE MIDDLE MARKET PRICES SHOWN IN THE
QUOTATIONS FOR THE ORDINARY SHARES IN THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST
FOR THE FIVE BUSINESS DAYS IMMEDIATELY
PRECEDING THE DAY ON WHICH THAT ORDINARY
SHARE IS PURCHASED; AND (II) AN AMOUNT
EQUAL TO THE HIGHER OF THE PRICE OF THE
LAST INDEPENDENT TRADE OF AN ORDINARY SHARE
AND THE HIGHEST CURRENT INDEPENDENT BID FOR
AN ORDINARY SHARE ON THE TRADING VENUE
WHERE THE PURCHASE IS CARRIED OUT; (C) THE
MINIMUM PRICE WHICH MAY BE PAID SHALL BE
THE NOMINAL VALUE OF THAT ORDINARY SHARE
(EXCLUSIVE OF EXPENSES PAYABLE BY THE
COMPANY IN CONNECTION WITH THE PURCHASE);
(D) THIS AUTHORITY SHALL EXPIRE AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE PASSING OF
THIS RESOLUTION OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 30 JUNE 2021 UNLESS
RENEWED BEFORE THAT TIME; AND (E) THE
COMPANY MAY MAKE A CONTRACT OR CONTRACTS TO
PURCHASE ORDINARY SHARES UNDER THIS
AUTHORITY BEFORE ITS EXPIRY WHICH WILL OR
MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE
EXPIRY OF THIS AUTHORITY AND MAY MAKE A
PURCHASE OF ORDINARY SHARES IN PURSUANCE OF
ANY SUCH CONTRACT
17 THAT CONTINGENT PURCHASE CONTRACTS EACH IN Mgmt For For
THE FORM PRODUCED TO THE MEETING, BETWEEN
THE COMPANY AND EACH OF: (A) J.P. MORGAN
EQUITIES SOUTH AFRICA PROPRIETARY LIMITED;
AND (B) GOLDMAN SACHS INTERNATIONAL,
RELATING TO ORDINARY SHARES OF GBP 0.07
PENCE EACH IN THE CAPITAL OF THE COMPANY
("ORDINARY SHARES") TRADED ON THE JSE,
PURSUANT TO WHICH THE COMPANY MAY MAKE
OFF-MARKET PURCHASES FROM J.P. MORGAN
EQUITIES SOUTH AFRICA PROPRIETARY LIMITED
OR GOLDMAN SACHS INTERNATIONAL OF UP TO A
MAXIMUM OF 189,981,045 ORDINARY SHARES IN
AGGREGATE (SUCH MAXIMUM NUMBER TO BE
REDUCED BY ANY PURCHASES MADE PURSUANT TO
THE AUTHORITY IN RESOLUTION 16 ABOVE), BE
AND ARE HEREBY APPROVED IN ACCORDANCE WITH
SECTIONS 693 AND 694 OF THE COMPANIES ACT
2006, AND THAT THE COMPANY BE AND IS HEREBY
AUTHORISED TO MAKE OFF-MARKET PURCHASES OF
ORDINARY SHARES PURSUANT TO EACH SUCH
CONTRACT UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY AFTER
THE PASSING OF THIS RESOLUTION OR, IF
EARLIER, THE CLOSE OF BUSINESS ON 30 JUNE
2021
--------------------------------------------------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC. Agenda Number: 935121195
--------------------------------------------------------------------------------------------------------------------------
Security: 754730109
Meeting Type: Annual
Meeting Date: 20-Feb-2020
Ticker: RJF
ISIN: US7547301090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles G. von Mgmt For For
Arentschildt
1B. Election of Director: Robert M. Dutkowsky Mgmt For For
1C. Election of Director: Jeffrey N. Edwards Mgmt For For
1D. Election of Director: Benjamin C. Esty Mgmt For For
1E. Election of Director: Anne Gates Mgmt For For
1F. Election of Director: Francis S. Godbold Mgmt For For
1G. Election of Director: Thomas A. James Mgmt For For
1H. Election of Director: Gordon L. Johnson Mgmt For For
1I. Election of Director: Roderick C. McGeary Mgmt For For
1J. Election of Director: Paul C. Reilly Mgmt For For
1K. Election of Director: Raj Seshadri Mgmt For For
1L. Election of Director: Susan N. Story Mgmt For For
2. Advisory vote to approve 2019 executive Mgmt For For
compensation.
3. To approve the Amended and Restated 2012 Mgmt For For
Stock Incentive Plan.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935196279
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, Mgmt For For
M.D.
1B. Election of Director: Joseph L. Goldstein, Mgmt For For
M.D.
1C. Election of Director: Christine A. Poon Mgmt For For
1D. Election of Director: P. Roy Vagelos, M.D. Mgmt For For
1E. Election of Director: Huda Y. Zoghbi, M.D. Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Proposal to approve the Second Amended and Mgmt Against Against
Restated Regeneron Pharmaceuticals, Inc.
2014 Long-Term Incentive Plan.
4. Proposal to approve, on an advisory basis, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ROPER TECHNOLOGIES, INC. Agenda Number: 935189868
--------------------------------------------------------------------------------------------------------------------------
Security: 776696106
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: ROP
ISIN: US7766961061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Shellye L. Archambeau Mgmt For For
Amy Woods Brinkley Mgmt For For
John F. Fort, III Mgmt For For
L. Neil Hunn Mgmt For For
Robert D. Johnson Mgmt For For
Robert E. Knowling, Jr. Mgmt For For
Wilbur J. Prezzano Mgmt For For
Laura G. Thatcher Mgmt For For
Richard F. Wallman Mgmt For For
Christopher Wright Mgmt For For
2. To consider, on a non-binding advisory Mgmt For For
basis, a resolution approving the
compensation of our named executive
officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the year ending December 31, 2020.
4. To approve an amendment to the Roper Mgmt For For
Technologies, Inc. Director Compensation
Plan.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935202402
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt Against Against
Equity Incentive Plan.
3. Amendment and restatement of our 2004 Mgmt For For
Employee Stock Purchase Plan.
4. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
5. An advisory vote to approve the fiscal 2020 Mgmt For For
compensation of our named executive
officers.
6. A stockholder proposal requesting the Shr For Against
ability of stockholders to act by written
consent, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 935182256
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: LUV
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David W. Biegler Mgmt For For
1B. Election of Director: J. Veronica Biggins Mgmt For For
1C. Election of Director: Douglas H. Brooks Mgmt For For
1D. Election of Director: William H. Cunningham Mgmt For For
1E. Election of Director: John G. Denison Mgmt For For
1F. Election of Director: Thomas W. Gilligan Mgmt For For
1G. Election of Director: Gary C. Kelly Mgmt For For
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Nancy B. Loeffler Mgmt For For
1J. Election of Director: John T. Montford Mgmt For For
1K. Election of Director: Ron Ricks Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2020.
4. Advisory vote on shareholder proposal to Shr Against For
require an independent board chairman.
5. Advisory vote on shareholder proposal to Shr For Against
permit shareholder action by written
consent.
6. Advisory vote on shareholder proposal Shr Against For
requesting an annual report disclosing
information regarding the Company's
lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC. Agenda Number: 935134469
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 17-Apr-2020
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrea J. Ayers Mgmt For For
1B. Election of Director: George W. Buckley Mgmt For For
1C. Election of Director: Patrick D. Campbell Mgmt For For
1D. Election of Director: Carlos M. Cardoso Mgmt For For
1E. Election of Director: Robert B. Coutts Mgmt For For
1F. Election of Director: Debra A. Crew Mgmt For For
1G. Election of Director: Michael D. Hankin Mgmt For For
1H. Election of Director: James M. Loree Mgmt For For
1I. Election of Director: Dmitri L. Stockton Mgmt For For
1J. Election of Director: Irving Tan Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. Approve the selection of Ernst & Young LLP Mgmt For For
as the Company's independent auditors for
the Company's 2020 fiscal year.
4. To consider a shareholder proposal Shr For Against
regarding action by written consent, if
properly presented.
--------------------------------------------------------------------------------------------------------------------------
SUMMIT MATERIALS, INC. Agenda Number: 935165387
--------------------------------------------------------------------------------------------------------------------------
Security: 86614U100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: SUM
ISIN: US86614U1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John R. Murphy Mgmt For For
Steven H. Wunning Mgmt For For
2. Nonbinding advisory vote on the Mgmt For For
compensation of our named executive
officers for 2019.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent auditors for our fiscal
year ending January 2, 2021.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935196293
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Calvin Darden Mgmt For For
1E. Election of Director: Robert L. Edwards Mgmt For For
1F. Election of Director: Melanie L. Healey Mgmt For For
1G. Election of Director: Donald R. Knauss Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt For For
1J. Election of Director: Kenneth L. Salazar Mgmt Against Against
1K. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt For For
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt For For
basis, our executive compensation (Say on
Pay).
4. Company proposal to approve the Target Mgmt For For
Corporation 2020 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935138722
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 935140575
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Bradway Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Arthur D. Collins Jr. Mgmt For For
1D. Election of Director: Edmund P. Mgmt For For
Giambastiani Jr.
1E. Election of Director: Lynn J. Good Mgmt For For
1F. Election of Director: Nikki R. Haley Mgmt For For
1G. Election of Director: Akhil Johri Mgmt For For
1H. Election of Director: Lawrence W. Kellner Mgmt For For
1I. Election of Director: Caroline B. Kennedy Mgmt For For
1J. Election of Director: Steven M. Mollenkopf Mgmt For For
1K. Election of Director: John M. Richardson Mgmt For For
1L. Election of Director: Susan C. Schwab Mgmt For For
1M. Election of Director: Ronald A. Williams Mgmt For For
2. Approve, on an Advisory Basis, Named Mgmt Against Against
Executive Officer Compensation.
3. Ratify the Appointment of Deloitte & Touche Mgmt For For
LLP as Independent Auditor for 2020.
4. Disclosure of Director Skills, Ideological Shr Against For
Perspectives, and Experience and Minimum
Director Qualifications.
5. Additional Report on Lobbying Activities. Shr Against For
6. Policy Requiring Independent Board Shr For Against
Chairman.
7. Written Consent. Shr For Against
8. Mandatory Retention of Significant Stock by Shr Against For
Executives.
9. Additional Disclosure of Compensation Shr Against For
Adjustments.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935165565
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William S. Haraf Mgmt For For
1B. Election of Director: Frank C. Herringer Mgmt For For
1C. Election of Director: Roger O. Walther Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as independent auditors
3. Advisory vote to approve named executive Mgmt For For
officer compensation
4. Approve the 2013 Stock Incentive Plan as Mgmt For For
Amended and Restated
5. Approve the Amended and Restated Bylaws to Mgmt For For
adopt a proxy access bylaw for director
nominations by stockholders
6. Stockholder Proposal requesting annual Shr Against For
disclosure of EEO-1 data
7. Stockholder Proposal requesting disclosure Shr Against For
of lobbying policy, procedures and
oversight; lobbying expenditures; and
participation in organizations engaged in
lobbying
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935219091
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Special
Meeting Date: 04-Jun-2020
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of Schwab common Mgmt For For
shares, consisting of common stock and
nonvoting common stock, to holders of
shares of TD Ameritrade common stock in
connection with the merger contemplated
with TD Ameritrade.
2. Approve an amendment to the Schwab charter Mgmt For For
to increase the number of authorized shares
of capital stock of Schwab by 300 million
and create a new class of Schwab nonvoting
common stock.
3. Approve a proposal that will give the Mgmt For For
Schwab board of directors authority to
adjourn the Schwab special meeting from
time to time if necessary to solicit
additional proxies if there are not
sufficient votes to approve Proposals 1 and
2 above at the time of the Schwab special
meeting, or any adjournment or postponement
of the Schwab special meeting.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 935136285
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Herbert A. Allen Mgmt For For
1B. Election of Director: Marc Bolland Mgmt For For
1C. Election of Director: Ana Botin Mgmt For For
1D. Election of Director: Christopher C. Davis Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Election of Director: Helene D. Gayle Mgmt For For
1G. Election of Director: Alexis M. Herman Mgmt For For
1H. Election of Director: Robert A. Kotick Mgmt For For
1I. Election of Director: Maria Elena Mgmt For For
Lagomasino
1J. Election of Director: James Quincey Mgmt For For
1K. Election of Director: Caroline J. Tsay Mgmt For For
1L. Election of Director: David B. Weinberg Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors.
4. Shareowner proposal on sugar and public Shr Against For
health.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935147757
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Drew G. Faust Mgmt For For
1C. Election of Director: Mark A. Flaherty Mgmt For For
1D. Election of Director: Ellen J. Kullman Mgmt For For
1E. Election of Director: Lakshmi N. Mittal Mgmt For For
1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1G. Election of Director: Peter Oppenheimer Mgmt For For
1H. Election of Director: David M. Solomon Mgmt For For
1I. Election of Director: Jan E. Tighe Mgmt For For
1J. Election of Director: David A. Viniar Mgmt For For
1K. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation (Say on Pay).
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm for 2020.
4. Shareholder Proposal Regarding Right to Act Shr For Against
by Written Consent.
5. Shareholder Proposal Regarding Board Shr Against For
Oversight of the "Statement on the Purpose
of a Corporation".
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935172130
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding Amendment of Shr For Against
Shareholder Written Consent Right
5. Shareholder Proposal Regarding EEO-1 Shr Against For
Disclosure
6. Shareholder Proposal Regarding Executive Shr Against For
Ownership Guidelines
7. Shareholder Proposal Regarding Shr Against For
Electioneering Contributions Congruency
Analysis
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 935134332
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph Alvarado Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt For For
1C. Election of Director: Debra A. Cafaro Mgmt For For
1D. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1E. Election of Director: William S. Demchak Mgmt For For
1F. Election of Director: Andrew T. Feldstein Mgmt For For
1G. Election of Director: Richard J. Harshman Mgmt For For
1H. Election of Director: Daniel R. Hesse Mgmt For For
1I. Election of Director: Linda R. Medler Mgmt For For
1J. Election of Director: Martin Pfinsgraff Mgmt For For
1K. Election of Director: Toni Townes-Whitley Mgmt For For
1L. Election of Director: Michael J. Ward Mgmt For For
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
PNC's independent registered public
accounting firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of The PNC Financial Services Mgmt For For
Group, Inc. Employee Stock Purchase Plan,
as amended and restated January 1, 2020.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935072998
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 08-Oct-2019
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Francis S. Blake Mgmt For For
1B. Election of Director: Angela F. Braly Mgmt For For
1C. Election of Director: Amy L. Chang Mgmt For For
1D. Election of Director: Scott D. Cook Mgmt For For
1E. Election of Director: Joseph Jimenez Mgmt For For
1F. Election of Director: Terry J. Lundgren Mgmt For For
1G. Election of Director: Christine M. McCarthy Mgmt For For
1H. Election of Director: W. James McNerney, Mgmt For For
Jr.
1I. Election of Director: Nelson Peltz Mgmt For For
1J. Election of Director: David S. Taylor Mgmt For For
1K. Election of Director: Margaret C. Whitman Mgmt For For
1L. Election of Director: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt For For
Registered Public Accounting Firm
3. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation (the "Say on Pay"
vote)
4. Approval of The Procter & Gamble 2019 Stock Mgmt For For
and Incentive Compensation Plan
--------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY Agenda Number: 935137352
--------------------------------------------------------------------------------------------------------------------------
Security: 824348106
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: SHW
ISIN: US8243481061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: K.B. Anderson Mgmt For For
1B. Election of Director: A.F. Anton Mgmt For For
1C. Election of Director: J.M. Fettig Mgmt For For
1D. Election of Director: R.J. Kramer Mgmt For For
1E. Election of Director: S.J. Kropf Mgmt For For
1F. Election of Director: J.G. Morikis Mgmt For For
1G. Election of Director: C.A. Poon Mgmt For For
1H. Election of Director: M.H. Thaman Mgmt For For
1I. Election of Director: M. Thornton III Mgmt For For
1J. Election of Director: S.H. Wunning Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the named executives.
3. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935195633
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Alan M. Bennett Mgmt For For
1C. Election of Director: Rosemary T. Berkery Mgmt For For
1D. Election of Director: David T. Ching Mgmt For For
1E. Election of Director: Ernie Herrman Mgmt For For
1F. Election of Director: Michael F. Hines Mgmt For For
1G. Election of Director: Amy B. Lane Mgmt For For
1H. Election of Director: Carol Meyrowitz Mgmt For For
1I. Election of Director: Jackwyn L. Nemerov Mgmt For For
1J. Election of Director: John F. O'Brien Mgmt For For
1K. Election of Director: Willow B. Shire Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2021
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on-pay vote)
4. Shareholder proposal for a report on Shr Against For
reduction in chemical footprint
5. Shareholder proposal for a report on animal Shr Against For
welfare
6. Shareholder proposal for setting target Shr Against For
amounts for CEO compensation
7. Shareholder proposal for disclosure Shr Against For
regarding executive share retention
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935170136
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: Judy C. Lewent Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: James C. Mullen Mgmt For For
1I. Election of Director: Lars R. Sorensen Mgmt For For
1J. Election of Director: Debora L. Spar Mgmt For For
1K. Election of Director: Scott M. Sperling Mgmt For For
1L. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2020.
--------------------------------------------------------------------------------------------------------------------------
TOTAL SA Agenda Number: 712599452
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 29-May-2020
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202005062001377-55
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2019 AND SETTING OF THE
DIVIDEND
O.4 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS,
IN ORDER TO TRADE IN THE COMPANY'S SHARES
O.5 AGREEMENTS REFERRED TO IN ARTICLES L. Mgmt For For
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
O.6 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt Against Against
PATRICIA BARBIZET AS DIRECTOR
O.7 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt Against Against
MARIE-CHRISTINE COISNE-ROQUETTE AS DIRECTOR
O.8 RENEWAL OF THE TERM OF OFFICE OF MR. MARK Mgmt Against Against
CUTIFANI AS DIRECTOR
O.9 APPOINTMENT OF MR. JEROME CONTAMINE AS Mgmt Against Against
DIRECTOR
O.10 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS
MENTIONED IN SECTION I OF ARTICLE L.
225-37-3 OF THE FRENCH COMMERCIAL CODE
O.11 SETTING OF THE AMOUNT OF THE TOTAL ANNUAL Mgmt For For
COMPENSATION OF DIRECTORS AND APPROVAL OF
THE COMPENSATION POLICY APPLICABLE TO
DIRECTORS
O.12 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2019 OR ALLOCATED
FOR THIS FINANCIAL YEAR TO MR. PATRICK
POUYANNE, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
O.13 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
E.14 APPROVAL OF THE TRANSFORMATION OF THE Mgmt For For
COMPANY'S CORPORATE FORM BY ADOPTION OF THE
EUROPEAN COMPANY FORM AND OF THE TERMS OF
THE TRANSFORMATION PROJECT - ADOPTION OF
THE BY-LAWS OF THE COMPANY IN ITS NEW FORM
AS AN EUROPEAN COMPANY - AMENDMENTS TO THE
BY-LAWS, IN PARTICULAR ARTICLES 3
(AMENDMENT OF THE CORPORATE PURPOSE), 4
(REGISTERED OFFICE), 5 (EXTENSION OF THE
TERM OF THE COMPANY), 11 (COMPOSITION OF
THE BOARD OF DIRECTORS CONCERNING MAINLY
THE DIRECTORS REPRESENTING THE EMPLOYEES),
12 (CONCERNING THE COMPENSATION OF
DIRECTORS), 14 (CONCERNING THE POWERS OF
THE BOARD OF DIRECTORS, IN PARTICULAR TO
TAKE INTO ACCOUNT THE SOCIAL AND
ENVIRONMENTAL ISSUES OF THE COMPANY'S
ACTIVITY), AND IN PARTICULAR IN ORDER TO
TAKE INTO ACCOUNT THE PROVISIONS OF LAW
NO.2019-486 OF 22 MAY 2019 (THE PACT LAW)-
POWERS TO CARRY OUT FORMALITIES
E.15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
CAPITAL EITHER BY ISSUING COMMON SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE COMPANY'S CAPITAL EITHER BY
INCORPORATING PREMIUMS, RESERVES, PROFITS
OR OTHERS, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
CAPITAL, IN THE CONTEXT OF A PUBLIC
OFFERING, BY ISSUING COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO ISSUE, BY AN
OFFER REFERRED TO IN SECTION 1 OF ARTICLE
L. 411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, ENTAILING A CAPITAL
INCREASE, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF A CAPITAL INCREASE WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.19 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO INCREASE THE CAPITAL BY
ISSUING COMMON SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL IN CONSIDERATION FOR CONTRIBUTIONS
IN KIND GRANTED TO THE COMPANY, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, TO PROCEED WITH CAPITAL
INCREASES, UNDER THE CONDITIONS PROVIDED
FOR IN ARTICLES L.3332-18 AND FOLLOWING OF
THE FRENCH LABOUR CODE, WITH CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, RESERVED FOR MEMBERS OF
A COMPANY OR GROUP SAVINGS PLAN
E.21 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF THIRTY-EIGHT
MONTHS, IN ORDER TO GRANT SHARE
SUBSCRIPTION OR PURCHASE OPTIONS OF THE
COMPANY, TO CERTAIN EMPLOYEES AND EXECUTIVE
CORPORATE OFFICERS OF THE GROUP, ENTAILING
A WAIVER BY THE SHAREHOLDERS OF THEIR
PRE-EMPTIVE SUBSCRIPTION RIGHT ON THE
SHARES ISSUED FOLLOWING THE EXERCISE OF
SUBSCRIPTION OPTIONS
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTION PRESENTED
PURSUANT TO THE PROVISIONS OF ARTICLE L.
225-105 OF THE FRENCH COMMERCIAL CODE AND
NON-AGREED BY THE BOARD OF DIRECTORS:
AMENDMENT TO ARTICLE 19 - FINANCIAL YEAR -
CORPORATE FINANCIAL STATEMENTS OF THE
BY-LAWS
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 378319 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 935077518
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100
Meeting Type: Special
Meeting Date: 03-Oct-2019
Ticker: TDG
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve and adopt the Company's 2019 Mgmt For For
Stock Option Plan.
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 935129355
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100
Meeting Type: Annual
Meeting Date: 24-Mar-2020
Ticker: TDG
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Barr Mgmt For For
William Dries Mgmt For For
Mervin Dunn Mgmt Withheld Against
Michael Graff Mgmt For For
Sean Hennessy Mgmt For For
W. Nicholas Howley Mgmt For For
Raymond Laubenthal Mgmt For For
Gary E. McCullough Mgmt For For
Michele Santana Mgmt For For
Robert Small Mgmt For For
John Staer Mgmt For For
Kevin Stein Mgmt For For
2. To approve (in an advisory vote) Mgmt For For
compensation paid to the Company's named
executive officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent
accountants for the fiscal year ending
September 30, 2020.
4. To consider a stockholder proposal to adopt Shr For Against
greenhouse gas emissions reduction targets.
--------------------------------------------------------------------------------------------------------------------------
TYSON FOODS, INC. Agenda Number: 935117855
--------------------------------------------------------------------------------------------------------------------------
Security: 902494103
Meeting Type: Annual
Meeting Date: 06-Feb-2020
Ticker: TSN
ISIN: US9024941034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John Tyson Mgmt For For
1B. Election of Director: Gaurdie E. Banister Mgmt For For
Jr.
1C. Election of Director: Dean Banks Mgmt For For
1D. Election of Director: Mike Beebe Mgmt For For
1E. Election of Director: Mikel A. Durham Mgmt For For
1F. Election of Director: Jonathan D. Mariner Mgmt For For
1G. Election of Director: Kevin M. McNamara Mgmt For For
1H. Election of Director: Cheryl S. Miller Mgmt For For
1I. Election of Director: Jeffrey K. Mgmt For For
Schomburger
1J. Election of Director: Robert Thurber Mgmt For For
1K. Election of Director: Barbara A. Tyson Mgmt Against Against
1L. Election of Director: Noel White Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending October 3,
2020.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
4. Shareholder proposal to request a report Shr Against For
regarding the Company's efforts to
eliminate deforestation from its supply
chains.
5. Shareholder proposal to request a report Shr Against For
disclosing the policy and procedures,
expenditures, and other activities related
to lobbying and grassroots lobbying
communications.
6. Shareholder proposal to require the Shr Against For
preparation of a report on the Company's
due diligence process assessing and
mitigating human rights impacts.
7. Shareholder proposal to request the Shr Against For
adoption of a policy requiring senior
executive officers to retain a percentage
of shares received through equity
compensation programs.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 935158407
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew H. Card Jr. Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: David B. Dillon Mgmt For For
1D. Election of Director: Lance M. Fritz Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Jane H. Lute Mgmt For For
1G. Election of Director: Michael R. McCarthy Mgmt For For
1H. Election of Director: Thomas F. McLarty III Mgmt For For
1I. Election of Director: Bhavesh V. Patel Mgmt For For
1J. Election of Director: Jose H. Villarreal Mgmt For For
1K. Election of Director: Christopher J. Mgmt For For
Williams
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
2020.
3. An advisory vote to approve executive Mgmt For For
compensation ("Say on Pay").
4. Shareholder proposal regarding Independent Shr Against For
Chairman if properly presented at the
Annual Meeting.
5. Shareholder proposal regarding Climate Shr Against For
Assessment Report if properly presented at
the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 935145474
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose B. Alvarez Mgmt For For
1B. Election of Director: Marc A. Bruno Mgmt For For
1C. Election of Director: Matthew J. Flannery Mgmt For For
1D. Election of Director: Bobby J. Griffin Mgmt For For
1E. Election of Director: Kim Harris Jones Mgmt For For
1F. Election of Director: Terri L. Kelly Mgmt For For
1G. Election of Director: Michael J. Kneeland Mgmt For For
1H. Election of Director: Gracia C. Martore Mgmt For For
1I. Election of Director: Filippo Passerini Mgmt For For
1J. Election of Director: Donald C. Roof Mgmt For For
1K. Election of Director: Shiv Singh Mgmt For For
2. Ratification of Appointment of Public Mgmt For For
Accounting Firm.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Approval of Proposed Amendment to the Mgmt For For
Certificate of Incorporation Granting
Stockholders the Right to Act by Written
Consent.
5. Stockholder Proposal to Let Shareholders Shr Against For
Vote on Bylaw Amendments.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 935080628
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Special
Meeting Date: 11-Oct-2019
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of UTC common stock, Mgmt For For
par value $1.00 per share, to Raytheon
stockholders in connection with the merger
contemplated by the Agreement and Plan of
Merger, dated as of June 9, 2019, by and
among United Technologies Corporation,
Light Merger Sub Corp. and Raytheon Company
(the "UTC share issuance proposal").
2. Approve the adjournment of the UTC special Mgmt For For
meeting to a later date or dates, if
necessary or appropriate, to solicit
additional proxies in the event there are
not sufficient votes at the time of the UTC
special meeting to approve the UTC share
issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 935142707
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd J. Austin III Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Marshall O. Larsen Mgmt For For
1D. Election of Director: Robert K. (Kelly) Mgmt For For
Ortberg
1E. Election of Director: Margaret L. Mgmt For For
O'Sullivan
1F. Election of Director: Denise L. Ramos Mgmt For For
1G. Election of Director: Fredric G. Reynolds Mgmt For For
1H. Election of Director: Brian C. Rogers Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2020.
4. Shareowner Proposal regarding a Simple Shr For
Majority Vote Requirement.
5. Shareowner Proposal to Create a Committee Shr Against For
to Prepare a Report regarding the Impact of
Plant Closure on Communities and
Alternatives to Help Mitigate the Effects.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Glenn M. Renwick Mgmt For For
1I. Election of Director: David S. Wichmann Mgmt For For
1J. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2020.
4. Approval of the UnitedHealth Group 2020 Mgmt For For
Stock Incentive Plan.
5. If properly presented at the 2020 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting any material amendment to the
Company's Bylaws be subject to a
non-binding shareholder vote.
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935199883
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sangeeta Bhatia Mgmt For For
1B. Election of Director: Lloyd Carney Mgmt For For
1C. Election of Director: Alan Garber Mgmt For For
1D. Election of Director: Terrence Kearney Mgmt For For
1E. Election of Director: Reshma Kewalramani Mgmt For For
1F. Election of Director: Yuchun Lee Mgmt For For
1G. Election of Director: Jeffrey Leiden Mgmt For For
1H. Election of Director: Margaret McGlynn Mgmt For For
1I. Election of Director: Diana McKenzie Mgmt For For
1J. Election of Director: Bruce Sachs Mgmt For For
2. Ratification of Ernst & Young LLP as our Mgmt For For
independent Registered Public Accounting
firm for the year ending December 31, 2020.
3. Advisory vote on named executive officer Mgmt For For
compensation.
4. Shareholder proposal, if properly presented Shr Against For
at the meeting, requesting that we prepare
a report on our policies and activities
with respect to lobbying.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935113807
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon L. Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: John A. C. Swainson Mgmt For For
1K. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC. Agenda Number: 935114823
--------------------------------------------------------------------------------------------------------------------------
Security: 931427108
Meeting Type: Annual
Meeting Date: 30-Jan-2020
Ticker: WBA
ISIN: US9314271084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose E. Almeida Mgmt For For
1B. Election of Director: Janice M. Babiak Mgmt For For
1C. Election of Director: David J. Brailer Mgmt For For
1D. Election of Director: William C. Foote Mgmt For For
1E. Election of Director: Ginger L. Graham Mgmt For For
1F. Election of Director: John A. Lederer Mgmt For For
1G. Election of Director: Dominic P. Murphy Mgmt For For
1H. Election of Director: Stefano Pessina Mgmt For For
1I. Election of Director: Nancy M. Schlichting Mgmt For For
1J. Election of Director: James A. Skinner Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for fiscal year
2020.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
4. Stockholder proposal requesting an Shr Against For
independent Board Chairman.
5. Proposal Withdrawn Shr Against
6. Stockholder proposal regarding the Shr Against For
ownership threshold for calling special
meetings of stockholders.
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935192726
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cesar Conde Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Sarah J. Friar Mgmt For For
1D. Election of Director: Carla A. Harris Mgmt For For
1E. Election of Director: Thomas W. Horton Mgmt Against Against
1F. Election of Director: Marissa A. Mayer Mgmt For For
1G. Election of Director: C. Douglas McMillon Mgmt For For
1H. Election of Director: Gregory B. Penner Mgmt For For
1I. Election of Director: Steven S Reinemund Mgmt For For
1J. Election of Director: S. Robson Walton Mgmt For For
1K. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants
4. Approval of the Amendment to the ASDA Mgmt For For
Sharesave Plan 2000
5. Report on Impacts of Single-Use Plastic Shr Against For
Bags
6. Report on Supplier Antibiotics Use Shr Against For
Standards
7. Policy to Include Hourly Associates as Shr Against For
Director Candidates
8. Report on Strengthening Prevention of Shr Against For
Workplace Sexual Harassment
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 935158445
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Frank M. Clark, Jr. Mgmt For For
1B. Election of Director: James C. Fish, Jr. Mgmt For For
1C. Election of Director: Andres R. Gluski Mgmt For For
1D. Election of Director: Victoria M. Holt Mgmt For For
1E. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1F. Election of Director: William B. Plummer Mgmt For For
1G. Election of Director: John C. Pope Mgmt For For
1H. Election of Director: Thomas H. Weidemeyer Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for 2020.
3. Non-binding, advisory proposal to approve Mgmt For For
our executive compensation.
4. Proposal to amend and restate our Employee Mgmt For For
Stock Purchase Plan to increase the number
of shares authorized for issuance.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 935208175
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard J. Byrne Mgmt For For
Patricia Mulroy Mgmt For For
Clark T. Randt, Jr. Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2020.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers as described in the
proxy statement.
4. To approve an amendment to our 2014 Omnibus Mgmt For For
Incentive Plan to increase the authorized
shares by 1,500,000 shares.
--------------------------------------------------------------------------------------------------------------------------
YELLOW CAKE PLC Agenda Number: 711335934
--------------------------------------------------------------------------------------------------------------------------
Security: G98334108
Meeting Type: AGM
Meeting Date: 17-Jul-2019
Ticker:
ISIN: JE00BF50RG45
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31
MARCH 2019, TOGETHER WITH THE REPORTS OF
THE DIRECTORS AND THE AUDITOR
2 TO RE-APPOINT ANTHONY TUDOR ST JOHN, THE Mgmt For For
LORD ST JOHN OF BLETSO AS A DIRECTOR OF THE
COMPANY
3 TO RE-APPOINT ANDRE LIEBENBERG AS A Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-APPOINT CAROLE WHITTALL AS A DIRECTOR Mgmt For For
OF THE COMPANY
5 TO RE-APPOINT SOFIA BIANCHI AS A DIRECTOR Mgmt For For
OF THE COMPANY
6 TO RE-APPOINT ALEXANDER DOWNER AS A Mgmt For For
DIRECTOR OF THE COMPANY
7 TO RE-APPOINT ALAN RULE AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-APPOINT RSM UK AUDIT LLP AS AUDITOR Mgmt For For
OF THE COMPANY TO HOLD OFFICE FROM THE
CONCLUSION OF THE ANNUAL GENERAL MEETING
UNTIL THE CONCLUSION OF THE ANNUAL GENERAL
MEETING OF THE COMPANY TO BE HELD IN 2020
9 TO AUTHORISE THE AUDIT COMMITTEE, ON BEHALF Mgmt For For
OF THE DIRECTORS, TO FIX THE REMUNERATION
OF THE AUDITORS
10 TO GENERALLY AND UNCONDITIONALLY AUTHORISE Mgmt For For
THE DIRECTORS FOR THE PURPOSES OF ARTICLE 7
OF THE ARTICLES OF ASSOCIATION OF THE
COMPANY (THE "ARTICLES") TO ALLOT, AND/OR
GRANT RIGHTS TO SUBSCRIBE FOR, OR TO
CONVERT ANY SECURITY INTO, THE FOLLOWING
MAXIMUM NUMBER OF SHARES (TOGETHER,
"RELEVANT SECURITIES"): (A) 45,767,575
SHARES IN CONNECTION WITH THE PURCHASE BY
THE COMPANY OF UP TO USD 100 MILLION OF
U3O8 PER CALENDAR YEAR UNDER THE FRAMEWORK
AGREEMENT BETWEEN THE COMPANY AND JSC
"NATIONAL ATOMIC COMPANY "KAZATOMPROM"
RELATING TO THE SALE AND PURCHASE OF U3O8
DATED 18 MAY 2018 (AS AMENDED), AS FURTHER
SET OUT ON PAGES 68 TO 69 OF THE ADMISSION
DOCUMENT PUBLISHED ON 28 JUNE 2018 (THE
"KAZATOMPROM CONTRACT"), AND THE PAYMENT OF
ANY RELATED COMMISSIONS AND INCIDENTAL
EXPENSES, TOGETHER WITH ONGOING NECESSARY
RUNNING COSTS OF THE BUSINESS FOLLOWING
SUCH PURCHASE, INCLUDING THE ONGOING
STORAGE COSTS AND FEES PAYABLE IN RELATION
TO SUCH ACQUIRED URANIUM; AND (B) 4,410,786
SHARES TO SUCH PERSONS AT SUCH TIMES AND
GENERALLY ON SUCH TERMS AND CONDITIONS AS
THE DIRECTORS MAY DETERMINE, SUCH
AUTHORITY, IN EACH CASE, UNLESS RENEWED,
VARIED OR REVOKED BY THE COMPANY, TO EXPIRE
AT THE CONCLUSION OF THE ANNUAL GENERAL
MEETING OF THE COMPANY TO BE HELD IN 2020,
SAVE THAT, IN EACH CASE, THE COMPANY MAY
BEFORE THE EXPIRY DATE MAKE AN OFFER OR
AGREEMENT WHICH WOULD OR MIGHT REQUIRE
RELEVANT SECURITIES TO BE ALLOTTED AND THE
DIRECTORS MAY ALLOT RELEVANT SECURITIES IN
PURSUANCE OF THAT OFFER OR AGREEMENT AS IF
SUCH AUTHORITY HAD NOT EXPIRED. THIS
RESOLUTION REVOKES AND REPLACES ALL
UNEXERCISED AUTHORITIES PREVIOUSLY GRANTED
TO THE DIRECTORS TO ALLOT RELEVANT
SECURITIES BUT IS WITHOUT PREJUDICE TO ANY
ALLOTMENT OF RELEVANT SECURITIES ALREADY
OFFERED OR AGREED TO BE MADE PURSUANT TO
SUCH AUTHORITIES
11 SUBJECT TO AND CONDITIONAL ON THE PASSING Mgmt For For
OF RESOLUTION 10, TO EMPOWER THE DIRECTORS
PURSUANT TO ARTICLE 9 OF THE ARTICLES TO
ALLOT "EQUITY SECURITIES" (AS DEFINED IN
THE ARTICLES) FOR CASH PURSUANT TO THE
AUTHORITY CONFERRED BY RESOLUTION 10 AND/OR
TO SELL ORDINARY SHARES OF GBP 0.01 EACH IN
THE CAPITAL OF THE COMPANY ("ORDINARY
SHARES") HELD BY THE COMPANY AS TREASURY
SHARES AS IF ARTICLE 8 OF THE ARTICLES DID
NOT APPLY TO SUCH ALLOTMENT OR SALE
PROVIDED THAT SUCH POWER SHALL BE LIMITED
TO THE FOLLOWING MAXIMUM NUMBER OF EQUITY
SECURITIES: (A) 45,767,575 EQUITY
SECURITIES IN CONNECTION WITH THE PURCHASE
BY THE COMPANY OF UP TO USD 100 MILLION OF
U3O8 PER CALENDAR YEAR UNDER THE
KAZATOMPROM CONTRACT AND THE PAYMENT OF ANY
RELATED COMMISSIONS AND INCIDENTAL
EXPENSES, TOGETHER WITH ONGOING NECESSARY
RUNNING COSTS OF THE BUSINESS FOLLOWING
SUCH PURCHASE, INCLUDING THE ONGOING
STORAGE COSTS AND FEES PAYABLE IN RELATION
TO SUCH ACQUIRED URANIUM; AND (B) 4,410,786
EQUITY SECURITIES TO SUCH PERSONS AT SUCH
TIMES AND GENERALLY ON SUCH TERMS AND
CONDITIONS AS THE DIRECTORS MAY DETERMINE,
SUCH AUTHORITY, IN EACH CASE, UNLESS
RENEWED, VARIED OR REVOKED BY THE COMPANY,
TO EXPIRE AT THE CONCLUSION OF THE ANNUAL
GENERAL MEETING OF THE COMPANY TO BE HELD
IN 2020, SAVE THAT THE COMPANY MAY BEFORE
SUCH EXPIRY DATE MAKE AN OFFER OR AGREEMENT
WHICH WOULD OR MIGHT REQUIRE EQUITY
SECURITIES TO BE ALLOTTED (OR TREASURY
SHARES TO BE SOLD) AND THE DIRECTORS MAY
ALLOT EQUITY SECURITIES (OR SELL TREASURY
SHARES) IN PURSUANCE OF THAT OFFER OR
AGREEMENT AS IF SUCH AUTHORITY HAD NOT
EXPIRED. THIS RESOLUTION REVOKES AND
REPLACES ALL UNEXERCISED POWERS PREVIOUSLY
GRANTED TO THE DIRECTORS TO ALLOT EQUITY
SECURITIES (OR SELL TREASURY SHARES) AS IF
ARTICLE 8 OF THE ARTICLES DID NOT APPLY,
BUT IS WITHOUT PREJUDICE TO ANY ALLOTMENT
OF EQUITY SECURITIES (OR SALE OF TREASURY
SHARES, ALREADY OFFERED OR AGREED TO BE
MADE PURSUANT TO SUCH AUTHORITIES
12 TO: (A) GENERALLY AND UNCONDITIONALLY Mgmt For For
AUTHORISE THE DIRECTORS PURSUANT TO ARTICLE
57 OF THE COMPANIES (JERSEY) LAW 1991 TO
ALLOW THE COMPANY TO MAKE MARKET PURCHASES
OF ORDINARY SHARES, ON SUCH TERMS AND IN
SUCH MANNER AS THE DIRECTORS OF THE COMPANY
MAY FROM TIME TO TIME DETERMINE, PROVIDED
THAT: (I) THE MAXIMUM AGGREGATE NUMBER OF
ORDINARY SHARES THAT MAY BE PURCHASED IS
8,821,572 (REPRESENTING APPROXIMATELY 10%
OF THE COMPANY'S ISSUED SHARE CAPITAL AS AT
18 JUNE 2019, BEING THE LATEST PRACTICABLE
DAY PRIOR TO THE PUBLICATION OF THIS
NOTICE); (II) THE MINIMUM PRICE (EXCLUDING
EXPENSES) WHICH MAY BE PAID FOR EACH
ORDINARY SHARE IS ITS NOMINAL VALUE OF GBP
0.01; (III) THE MAXIMUM PRICE (EXCLUDING
EXPENSES) WHICH MAY BE PAID FOR EACH
ORDINARY SHARE IS THE HIGHER OF: (A) 105
PERCENT. OF THE AVERAGE OF THE MARKET VALUE
FOR AN ORDINARY SHARE TAKEN FROM THE AIM
APPENDIX TO THE DAILY OFFICIAL LIST OF THE
LONDON STOCK EXCHANGE PLC FOR THE FIVE
BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY
ON WHICH THE ORDINARY SHARE IS PURCHASED;
AND (B) THE HIGHER OF THE PRICE OF THE LAST
INDEPENDENT TRADE AND THE HIGHEST CURRENT
INDEPENDENT BID ON THE LONDON STOCK
EXCHANGE PLC; AND (IV) THE AUTHORITY HEREBY
CONFERRED SHALL, UNLESS RENEWED, VARIED OR
REVOKED BY THE COMPANY, EXPIRE AT THE
CONCLUSION OF THE ANNUAL GENERAL MEETING OF
THE COMPANY TO BE HELD IN 2020, SAVE THAT
THE COMPANY MAY MAKE A CONTRACT TO PURCHASE
ORDINARY SHARES UNDER SUCH AUTHORITY PRIOR
TO THE EXPIRY OF SUCH AUTHORITY WHICH WILL
OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER
THE EXPIRATION OF SUCH AUTHORITY AND MAY
MAKE A PURCHASE IN PURSUANCE OF SUCH
CONTRACT; AND (B) TO GENERALLY AND
UNCONDITIONALLY AUTHORISE THE COMPANY
PURSUANT TO ARTICLE 58A OF THE COMPANIES
(JERSEY) LAW 1991 TO, IF THE DIRECTORS SO
APPROVE, HOLD AS TREASURY SHARES ANY
ORDINARY SHARES PURCHASED PURSUANT TO THE
AUTHORITY CONFERRED BY PARAGRAPH (A) OF
THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC. Agenda Number: 935156617
--------------------------------------------------------------------------------------------------------------------------
Security: 98850P109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: YUMC
ISIN: US98850P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fred Hu Mgmt For For
1B. Election of Director: Joey Wat Mgmt For For
1C. Election of Director: Peter A. Bassi Mgmt For For
1D. Election of Director: Christian L. Campbell Mgmt For For
1E. Election of Director: Ed Yiu-Cheong Chan Mgmt For For
1F. Election of Director: Edouard Ettedgui Mgmt For For
1G. Election of Director: Cyril Han Mgmt For For
1H. Election of Director: Louis T. Hsieh Mgmt For For
1I. Election of Director: Ruby Lu Mgmt For For
1J. Election of Director: Zili Shao Mgmt For For
1K. Election of Director: William Wang Mgmt For For
2. Ratification of Independent Auditor. Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
ZOETIS INC. Agenda Number: 935169905
--------------------------------------------------------------------------------------------------------------------------
Security: 98978V103
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ZTS
ISIN: US98978V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory Norden Mgmt For For
1B. Election of Director: Louise M. Parent Mgmt For For
1C. Election of Director: Kristin C. Peck Mgmt For For
1D. Election of Director: Robert W. Scully Mgmt For For
2. Advisory vote to approve our executive Mgmt For For
compensation (Say on Pay).
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation
(Say on Pay frequency).
4. Ratification of appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
GUARDIAN GLOBAL UTILITIES VIP FUND
--------------------------------------------------------------------------------------------------------------------------
AVANGRID, INC. Agenda Number: 935205220
--------------------------------------------------------------------------------------------------------------------------
Security: 05351W103
Meeting Type: Annual
Meeting Date: 22-Jun-2020
Ticker: AGR
ISIN: US05351W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ignacio S. Galan Mgmt Withheld Against
John Baldacci Mgmt Withheld Against
Daniel Alcain Lopez Mgmt Withheld Against
Pedro Azagra Blazquez Mgmt Withheld Against
Robert Duffy Mgmt For For
Teresa Herbert Mgmt For For
Patricia Jacobs Mgmt For For
John Lahey Mgmt For For
Jose angel M. Rodriguez Mgmt Withheld Against
Santiago M. Garrido Mgmt Withheld Against
Jose Sainz Armada Mgmt Withheld Against
Alan Solomont Mgmt For For
Elizabeth Timm Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS AVANGRID, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2020.
3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BLACK HILLS CORPORATION Agenda Number: 935147175
--------------------------------------------------------------------------------------------------------------------------
Security: 092113109
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: BKH
ISIN: US0921131092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tony A. Jensen Mgmt For For
Kathleen S. McAllister Mgmt For For
Rebecca B. Roberts Mgmt For For
Teresa A. Taylor Mgmt For For
John B. Vering Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP to serve as Black Hills
Corporation's independent registered public
accounting firm for 2020.
3. Advisory resolution to approve executive Mgmt For For
compensation
--------------------------------------------------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LTD Agenda Number: 711966690
--------------------------------------------------------------------------------------------------------------------------
Security: Y1501T101
Meeting Type: EGM
Meeting Date: 28-Feb-2020
Ticker:
ISIN: CNE100000HD4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0110/2020011000588.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0110/2020011000552.pdf
1 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. ZHANG XIAOLIANG AS A NON-EXECUTIVE
DIRECTOR OF THE COMPANY TO FILL THE VACANCY
LEFT BY RESIGNATION OF MR. LUAN BAOXING
2 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MS. HAO JINGRU AS A SUPERVISOR OF THE
COMPANY TO FILL THE VACANCY LEFT BY
RESIGNATION OF MR. CHEN BIN
--------------------------------------------------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LTD Agenda Number: 712392276
--------------------------------------------------------------------------------------------------------------------------
Security: Y1501T101
Meeting Type: AGM
Meeting Date: 29-May-2020
Ticker:
ISIN: CNE100000HD4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0408/2020040800601.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0408/2020040800751.pdf
1 TO APPROVE THE REPORT OF THE BOARD OF Mgmt For For
DIRECTORS FOR THE YEAR 2019
2 TO APPROVE THE REPORT OF THE SUPERVISORY Mgmt For For
BOARD FOR THE YEAR 2019
3 TO ACCEPT THE INDEPENDENT AUDITOR'S REPORT Mgmt For For
AND THE COMPANY'S AUDITED FINANCIAL
STATEMENTS FOR THE YEAR 2019
4 TO APPROVE THE FINAL FINANCIAL ACCOUNTS Mgmt For For
REPORT FOR THE YEAR 2019
5 TO APPROVE THE PROFIT DISTRIBUTION PLAN FOR Mgmt For For
THE YEAR 2019
6 TO APPROVE THE FINANCIAL BUDGET PLAN FOR Mgmt For For
THE YEAR 2020
7 TO APPROVE THE DIRECTORS' AND SUPERVISORS' Mgmt For For
REMUNERATION PLAN FOR THE YEAR 2020
8 TO APPROVE THE RE-APPOINTMENT OF PRC Mgmt For For
AUDITOR FOR THE YEAR 2020 AND GRANT OF
AUTHORITY TO THE AUDIT COMMITTEE OF THE
BOARD TO DETERMINE ITS REMUNERATION
9 TO APPROVE THE RE-APPOINTMENT OF THE Mgmt For For
INTERNATIONAL AUDITOR FOR THE YEAR 2020 AND
GRANT OF AUTHORITY TO THE AUDIT COMMITTEE
OF THE BOARD TO DETERMINE ITS REMUNERATION
10 TO APPROVE THE AMENDMENTS TO THE ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY
11 TO APPROVE A GENERAL MANDATE TO APPLY FOR Mgmt For For
REGISTRATION AND ISSUANCE OF DEBT FINANCING
INSTRUMENTS IN THE PRC
12 TO APPROVE THE APPLICATION FOR REGISTRATION Mgmt For For
AND ISSUANCE OF DEBT FINANCING INSTRUMENTS
OF NON-FINANCIAL ENTERPRISES IN THE PRC
13 TO APPROVE A GENERAL MANDATE TO ISSUE Mgmt For For
SHARES
--------------------------------------------------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LTD Agenda Number: 712392959
--------------------------------------------------------------------------------------------------------------------------
Security: Y1501T101
Meeting Type: CLS
Meeting Date: 29-May-2020
Ticker:
ISIN: CNE100000HD4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0408/2020040800546.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0408/2020040800721.pdf
1 TO CONSIDER AND APPROVE AMENDMENTS TO THE Mgmt For For
ARTICLES OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CK INFRASTRUCTURE HOLDINGS LIMITED Agenda Number: 712349403
--------------------------------------------------------------------------------------------------------------------------
Security: G2178K100
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: BMG2178K1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0406/2020040601656.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0406/2020040601670.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE REPORT OF THE DIRECTORS AND
THE INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31ST DECEMBER, 2019
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.1 TO ELECT MR. LI TZAR KUOI, VICTOR AS Mgmt Against Against
DIRECTOR
3.2 TO ELECT MR. CHAN LOI SHUN AS DIRECTOR Mgmt Against Against
3.3 TO ELECT MS. CHEN TSIEN HUA AS DIRECTOR Mgmt For For
3.4 TO ELECT MRS. SNG SOW-MEI ALIAS POON SOW Mgmt For For
MEI AS DIRECTOR
3.5 TO ELECT MR. COLIN STEVENS RUSSEL AS Mgmt For For
DIRECTOR
3.6 TO ELECT MR. PAUL JOSEPH TIGHE AS DIRECTOR Mgmt For For
4 TO APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU Mgmt For For
AS AUDITOR AND AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
5.1 ORDINARY RESOLUTION NO. 5(1) OF THE NOTICE Mgmt Against Against
OF ANNUAL GENERAL MEETING (TO GIVE A
GENERAL MANDATE TO THE DIRECTORS TO ISSUE
ADDITIONAL SHARES OF THE COMPANY)
5.2 ORDINARY RESOLUTION NO. 5(2) OF THE NOTICE Mgmt For For
OF ANNUAL GENERAL MEETING (TO GIVE A
GENERAL MANDATE TO THE DIRECTORS TO BUY
BACK SHARES OF THE COMPANY)
5.3 ORDINARY RESOLUTION NO. 5(3) OF THE NOTICE Mgmt Against Against
OF ANNUAL GENERAL MEETING (TO EXTEND THE
GENERAL MANDATE GRANTED TO THE DIRECTORS
PURSUANT TO ORDINARY RESOLUTION NO. 5(1) TO
ISSUE ADDITIONAL SHARES OF THE COMPANY)
6 SPECIAL RESOLUTION OF THE NOTICE OF ANNUAL Mgmt For For
GENERAL MEETING (TO APPROVE THE AMENDMENTS
TO THE COMPANY'S BYE-LAWS)
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO DO PARANA - SANEPAR Agenda Number: 712196701
--------------------------------------------------------------------------------------------------------------------------
Security: P3R668101
Meeting Type: EGM
Meeting Date: 27-Mar-2020
Ticker:
ISIN: BRSAPRCDAM13
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT 25 FEB 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO RESOLVE IN REGARD TO THE PROPOSAL FROM Mgmt For For
THE MANAGEMENT FOR THE INCREASE OF THE
SHARE CAPITAL WITH THE USE OF THE BALANCE
OF PART OF THE PROFIT RESERVES THAT ARE
RECORDED IN THE FINANCIAL STATEMENTS, IN
ACCORDANCE WITH ARTICLE 199 OF LAW
6404.1976
2 TO RESOLVE IN REGARD TO THE PROPOSAL FROM Mgmt For For
THE MANAGEMENT FOR A SPLIT OF THE SHARES
THAT ARE ISSUED BY THE COMPANY
3 TO RESOLVE IN REGARD TO THE PROPOSAL FROM Mgmt For For
THE MANAGEMENT FOR THE AMENDMENT OF THE
CORPORATE BYLAWS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO DO PARANA - SANEPAR Agenda Number: 712299999
--------------------------------------------------------------------------------------------------------------------------
Security: P3R668101
Meeting Type: AGM
Meeting Date: 23-Apr-2020
Ticker:
ISIN: BRSAPRCDAM13
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 EXAMINATION, DISCUSSION AND VOTE OF THE Mgmt For For
2019 ANNUAL REPORT AND FINANCIAL STATEMENTS
2 MANAGEMENT PROPOSAL FOR DEPLOYMENT OF Mgmt For For
PROFITS
3 ESTABLISHMENT OF THE TOTAL COMPENSATION Mgmt For For
AMOUNT FOR MANAGEMENT, FISCAL COUNCIL AND
COMMITTEE MEMBERS
4 DO YOU WISH TO REQUEST THE ADOPTION OF THE Mgmt Against Against
MULTIPLE VOTE PROCESS FOR THE ELECTION OF
THE MANAGEMENT BOARD, PURSUANT TO ART 141
OF LAW 6.404 OF 1976. IF THE SHAREHOLDER
CHOOSES NO OR ABSTAIN, HIS OR HER SHARES
WILL NOT BE COMPUTED FOR MULTIPLE VOTE
SOLICITATION PURPOSES
5.1 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
6 THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. CLAUDIO
STABILE, CONTROLLER SHAREHOLDER
5.2 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
6 THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. EDUARDO
FRANCISCO SCIARRA, CONTROLLER SHAREHOLDER
5.3 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
6 THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. JACQUES
GEOVANI SCHINEMANN, CONTROLLER SHAREHOLDER
5.4 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
6 THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. MARCIA
CARLA PEREIRA RIBEIRO, CONTROLLER
SHAREHOLDER
5.5 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
6 THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. RODRIGO
SANCHEZ RIOS, CONTROLLER SHAREHOLDER
5.6 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
6 THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. VILSON
RIBEIRO DE ANDRADE, CONTROLLER SHAREHOLDER
CMMT FOR THE PROPOSAL 6 REGARDING THE ADOPTION Non-Voting
OF CUMULATIVE VOTING, PLEASE BE ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 7.1 TO 7.6. IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS
6 IN THE EVENT THAT THE ELECTION PROCESS Mgmt For For
THROUGH MULTIPLE VOTE IS ADOPTED, THE VOTES
CORRESPONDING TO YOUR SHARES SHOULD BE
DISTRIBUTED IN EQUAL PERCENTAGES AMONG THE
CANDIDATE THAT YOU HAVE CHOSEN
7.1 VISUALIZATION OF ALL CANDIDATES FOR Mgmt Abstain Against
INDICATION OF PERCENTAGE OF VOTES TO BE
ATTRIBUTED. CLAUDIO STABILE, CONTROLLER
SHAREHOLDER
7.2 VISUALIZATION OF ALL CANDIDATES FOR Mgmt Abstain Against
INDICATION OF PERCENTAGE OF VOTES TO BE
ATTRIBUTED. EDUARDO FRANCISCO SCIARRA,
CONTROLLER SHAREHOLDER
7.3 VISUALIZATION OF ALL CANDIDATES FOR Mgmt Abstain Against
INDICATION OF PERCENTAGE OF VOTES TO BE
ATTRIBUTED. JACQUES GEOVANI SCHINEMANN,
CONTROLLER SHAREHOLDER
7.4 VISUALIZATION OF ALL CANDIDATES FOR Mgmt Abstain Against
INDICATION OF PERCENTAGE OF VOTES TO BE
ATTRIBUTED. MARCIA CARLA PEREIRA RIBEIRO,
CONTROLLER SHAREHOLDER
7.5 VISUALIZATION OF ALL CANDIDATES FOR Mgmt Abstain Against
INDICATION OF PERCENTAGE OF VOTES TO BE
ATTRIBUTED. RODRIGO SANCHEZ RIOS,
CONTROLLER SHAREHOLDER
7.6 VISUALIZATION OF ALL CANDIDATES FOR Mgmt Abstain Against
INDICATION OF PERCENTAGE OF VOTES TO BE
ATTRIBUTED. VILSON RIBEIRO DE ANDRADE,
CONTROLLER SHAREHOLDER
8 SEPARATE ELECTION OF A MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS, ORDINARY INDICATION OF
CANDIDATES FOR THE BOARD OF DIRECTORS BY
MINORITY SHAREHOLDERS HOLDING VOTING
SHARES. THE SHAREHOLDER CAN ONLY FILL IN
THIS FIELD IF HE IS THE UNINTERRUPTED
HOLDER OF THE SHARES WITH WHICH HE VOTES
DURING THE 3 MONTHS IMMEDIATELY PRECEDING
THE GENERAL MEETING
9 IF IT TURNS OUT THAT NEITHER THE HOLDERS OF Mgmt For For
VOTING SHARES NOR THE HOLDERS OF PREFERRED
SHARES WITHOUT VOTING RIGHTS OR WITH
RESTRICTED VOTING RIGHTS, RESPECTIVELY,
CORRESPONDED TO THE QUORUM REQUIRED IN
ITEMS I AND II OF 4 OF ART. 141 OF LAW NO.
6,404, OF 1976, DO YOU WANT YOUR VOTE TO BE
ADDED TO THE VOTES OF THE SHARES WITH
VOTING RIGHTS IN ORDER TO ELECT TO THE
BOARD OF DIRECTORS THE CANDIDATE WITH THE
HIGHEST NUMBER OF VOTES AMONG ALL THOSE,
APPEARING IN THIS BULLETIN, RUN FOR
ELECTION SEPARATELY
10 SEPARATE ELECTION OF A MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS BY SHAREHOLDERS WHO HOLD
PREFERRED INDICATION OF CANDIDATES FOR THE
BOARD OF DIRECTORS BY SHAREHOLDERS WITH
PREFERRED SHARES B WITHOUT VOTING RIGHTS OR
WITH RESTRICTED VOTING RIGHTS, THE
SHAREHOLDER CAN ONLY FILL IN THIS FIELD IF
HE IS THE UNINTERRUPTED HOLDER OF THE
SHARES WITH WHICH HE VOTES DURING THE 3
MONTHS IMMEDIATELY PRECEDING THE GENERAL
MEETING. JOEL MUSMAN XP GESTAO DE RECURSOS
LTDA
11 IF IT TURNS OUT THAT NEITHER THE HOLDERS OF Mgmt For For
VOTING SHARES NOR THE HOLDERS OF PREFERRED
SHARES WITHOUT VOTING RIGHTS OR WITH
RESTRICTED VOTING RIGHTS, RESPECTIVELY,
CORRESPONDED TO THE QUORUM REQUIRED IN
ITEMS I AND II OF 4 OF ART. 141 OF LAW NO.
6,404, OF 1976, DO YOU WANT YOUR VOTE TO BE
ADDED TO THE VOTES OF THE SHARES WITH
VOTING RIGHTS IN ORDER TO ELECT TO THE
BOARD OF DIRECTORS THE CANDIDATE WITH THE
HIGHEST NUMBER OF VOTES AMONG ALL THOSE,
APPEARING IN THIS BULLETIN, RUN FOR
ELECTION SEPARATELY
12 MAINTENANCE OF NEWSPAPERS AS PART OF THE Mgmt For For
CORER OF THE BOARD OF DIRECTORS, POSITIONS
LIMIT TO BE COMPLETED, 6 THE SHAREHOLDER
CAN INDICATE AS MANY CANDIDATES AS THERE
ARE VACANCIES TO BE FILLED IN THE GENERAL
ELECTION. RODRIGO SANCHEZ RIOS, CONTROLLER
SHAREHOLDER
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO DO PARANA - SANEPAR Agenda Number: 712771206
--------------------------------------------------------------------------------------------------------------------------
Security: P3R668101
Meeting Type: EGM
Meeting Date: 17-Jun-2020
Ticker:
ISIN: BRSAPRCDAM13
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO ELECT A MEMBER OF THE ELIGIBILITY Mgmt For For
COMMITTEE IN THE VACANT POSITION OF THE
CONTROLLING SHAREHOLDER. THAIS CERCAL
DALMINA LOSSO
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 935148975
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: DUK
ISIN: US26441C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael G. Browning Mgmt For For
Annette K. Clayton Mgmt For For
Theodore F. Craver, Jr. Mgmt For For
Robert M. Davis Mgmt For For
Daniel R. DiMicco Mgmt For For
Nicholas C. Fanandakis Mgmt For For
Lynn J. Good Mgmt For For
John T. Herron Mgmt For For
William E. Kennard Mgmt For For
E. Marie McKee Mgmt For For
Marya M. Rose Mgmt For For
Thomas E. Skains Mgmt For For
William E. Webster, Jr. Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
Duke Energy's independent registered public
accounting firm for 2020
3. Advisory vote to approve Duke Energy's Mgmt For For
named executive officer compensation
4. Shareholder proposal regarding independent Shr For Against
board chair
5. Shareholder proposal regarding elimination Shr For
of supermajority voting provisions in Duke
Energy's Certificate of Incorporation
6. Shareholder proposal regarding providing a Shr Against For
semiannual report on Duke Energy's
political contributions and expenditures
7. Shareholder proposal regarding providing an Shr For Against
annual report on Duke Energy's lobbying
payments
--------------------------------------------------------------------------------------------------------------------------
E.ON SE Agenda Number: 712517929
--------------------------------------------------------------------------------------------------------------------------
Security: D24914133
Meeting Type: AGM
Meeting Date: 28-May-2020
Ticker:
ISIN: DE000ENAG999
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.46 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019
5.1 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL 2020
5.2 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR HALF-YEAR AND QUARTERLY
REPORTS 2020
5.3 RATIFY KPMG AG AS AUDITORS FOR THE FIRST Mgmt For For
QUARTER OF FISCAL 2021
6.1 ELECT ULRICH GRILLO TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT ROLF MARTIN SCHMITZ TO THE Mgmt For For
SUPERVISORY BOARD
6.3 ELECT DEBORAH WILKENS TO THE SUPERVISORY Mgmt For For
BOARD
7 APPROVE CREATION OF EUR 528 MILLION POOL OF Mgmt For For
CAPITAL WITHOUT PREEMPTIVE RIGHTS
8 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 6 BILLION APPROVE CREATION OF
EUR 264 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
9 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
10 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For
REPURCHASING SHARES
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 935138013
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: EIX
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeanne Beliveau-Dunn Mgmt For For
1B. Election of Director: Michael C. Camunez Mgmt For For
1C. Election of Director: Vanessa C.L. Chang Mgmt For For
1D. Election of Director: James T. Morris Mgmt For For
1E. Election of Director: Timothy T. O'Toole Mgmt For For
1F. Election of Director: Pedro J. Pizarro Mgmt For For
1G. Election of Director: Carey A. Smith Mgmt For For
1H. Election of Director: Linda G. Stuntz Mgmt For For
1I. Election of Director: William P. Sullivan Mgmt For For
1J. Election of Director: Peter J. Taylor Mgmt For For
1K. Election of Director: Keith Trent Mgmt For For
2. Ratification of the Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Shareholder Proposal Regarding a Shr Against For
Shareholder Vote on Bylaw Amendments.
--------------------------------------------------------------------------------------------------------------------------
ENEL S.P.A. Agenda Number: 712492331
--------------------------------------------------------------------------------------------------------------------------
Security: T3679P115
Meeting Type: OGM
Meeting Date: 14-May-2020
Ticker:
ISIN: IT0003128367
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 385003 DUE TO DUE TO RECEIPT OF
SLATES UNDER RESOLUTION 6. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PLEASE NOTE THAT AS PER ART. 106, ITEM 4, Non-Voting
OF THE LEGISLATIVE DECREE COVID19 THE
PHYSICAL PARTICIPATION TO THE MEETING IS
NOT FORESEEN. THANK YOU
1 BALANCE SHEET AS OF 31 DECEMBER 2019. BOARD Mgmt For For
OF DIRECTORS', INTERNAL AND EXTERNAL
AUDITORS' REPORTS. RESOLUTIONS RELATED
THERETO. TO PRESENT CONSOLIDATED BALANCE
SHEET AS OF 31 DECEMBER 2019 AND
CONSOLIDATED NON-FINANCIAL DECLARATION FOR
FINANCIAL YEAR 2019
2 PROFIT ALLOCATION Mgmt For For
3 TO AUTHORIZE THE PURCHASE AND DISPOSAL OF Mgmt For For
OWN SHARES, UPON REVOKING THE EMPOWERMENT
GRANTED BY THE ORDINARY SHAREHOLDERS'
MEETING HELD ON 16 MAY 2019. RESOLUTIONS
RELATED THERETO
4 TO STATE THE BOARD OF DIRECTORS' MEMBERS Mgmt For For
NUMBER
5 TO STATE THE BOARD OF DIRECTORS' TERM OF Mgmt For For
OFFICE
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS BOARD OF DIRECTORS,
THERE IS ONLY 1 SLATE AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE TO INSTRUCT,
YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE
OF THE 2 SLATES OF BOARD OF DIRECTORS
6.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD
OF DIRECTORS: LIST PRESENTED BY MINISTERO
DELL'ECONOMIA E DELLE FINANZE, REPRESENTING
23.585PCT OF THE STOCK CAPITAL: MICHELE
ALBERTO FABIANO CRISOSTOMO, COSTANZA
ESCLAPON, FRANCESCO STARACE, ALBERTO
MARCHI, MIRELLA PELLEGRINI, MARIANA
MAZZUCATO
6.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD
OF DIRECTORS: LIST PRESENTED BY ABERDEEN
STANDARD INVESTMENTS MANAGING FUNDS:
STANDARD LIFE ASSURANCE LIMITED, SLTM
LIMITED, ABERDEEN STANDARD FUND MANAGERS
LIMITED, REASSURE LIMITED; ALLIANZ GLOBAL
INVESTORS FUND MANAGING FUNDS: ALLIANZ
EUROPEAN EQUITY DIVIDEND, SDV ALLIANZ VGL
FONDS - AGI INSUR DEDICA LARGE CAP, SDV
ALLIANZ VGL FONDS - AGI SYSPRO VALUE
EUROPE; AMUNDI ASSET MANAGEMENT SGR S.P.A.
MANAGING FUNDS: AMUNDI DIVIDENDO ITALIA,
AMUNDI RISPARMIO ITALIA, AMUNDI SVILUPPO
ITALIA, AMUNDI OBIETTIVO RISPARMIO 2022
QUATTRO, AMUNDI OBIETTIVO RISPARMIO 2022
TRE, AMUNDI OBIETTIVO RISPARMIO 2022 DUE,
AMUNDI OBIETTIVO RISPARMIO 2022, SECONDA
PENSIONE GARANTITA ESG, AMUNDI OBIETTIVO
CRESCITA 2022, AMUNDI OBIETTIVO CRESCITA
2022 DUE, AMUNDI BILANCIATO EURO, AMUNDI
ESG SELECTION TOP, AMUNDI ESG SELECTION
CLASSIC, AMUNDI CEDOLA 2021, AMUNDI
DISTRIBUZIONE ATTIVA, AMUNDI ESG SELECTION
PLUS, SECONDA PENSIONE PRUDENTE ESG, AMUNDI
OBBLIGAZIONARIO PIU A DISTRIBUZIONE,
SECONDA PENSIONE BILANCIATA ESG, AMUNDI
AZIONARIO VALORE EUROPA A DISTRIBUZIONE,
SECONDA PENSIONE SVILUPPO ESG, SECONDA
PENSIONE ESPANSIONE ESG; AMUNDI LUXEMBOURG
S.A. AMUNDI FUNDS GLOBAL EQUITY SUSTAINABLE
INCOME AMUNDI FUNDS EUROPEAN EQUITY
SUSTAINABLE INCOME; ANIMA SGR S.P.A.
MANAGING FUNDS: ANIMA VISCONTEO, ANIMA
ITALIA, ANIMA GEO ITALIA, ANIMA CRESCITA
ITALIA, ANIMA SFORZESCO, ANIMA ALTO
POTENZIALE ITALIA, ANIMA SELEZIONE EUROPA,
ANIMA EUROPA; APG ASSET MANAGEMENT N.V.
MANAGING THE FUND: STICHTING DEPOSITARY APG
DEVELOPED MARKETS EQUITY POOL; ARCA FONDI
SGR S.P.A. MANAGING FUNDS: FONDO ARCA
AZIONI ITALIA, FONDO ARCA ECONOMIA REALE
BILANCIATO ITALIA 55; BANCOPOSTA FONDI
S.P.A. SGR MANAGING FUNDS BANCOPOSTA
AZIONARIO INTERNAZIONALE, MIX 1, MIX 2, MIX
3, POSTE INVESTO SOSTENIBILE, BANCOPOSTA
AZIONARIO EURO, BANCOPOSTA GLOBAL EQUITY
LTE; EPSILON SGR S.P.A. MANAGING FUNDS:
EPSILON FLESSIBILE AZIONI EURO FEBBRAIO
2021, EPSILON MULTIASSET 3 ANNI LUGLIO
2020, EPSILON MULTIASSET VALORE GLOBALE
LUGLIO 2022, EPSILON FLESSIBILE AZIONI EURO
NOVEMBRE 2020, EPSILON FLESSIBILE AZIONI
EURO SETTEMBRE 2020, EPSILON FLESSIBILE
AZIONI EURO GIUGNO 2021, EPSILON MULTIASSET
VALORE GLOBALE GIUGNO 2021, EPSILON
FLESSIBILE AZIONI EURO APRILE 2021, EPSILON
ALLOCAZIONE TATTICA APRILE 2020, EPSILON
MULTIASSET VALORE GLOBALE SETTEMBRE 2021,
EPSILON MULTIASSET VALORE GLOBALE MARZO
2022, EPSILON QVALUE, EPSILON QRETURN,
EPSILON QEQUITY, EPSILON DLONGRUN, EPSILON
MULTIASSET VALORE GLOBALE DICEMBRE 2021,
EPSILON MULTIASSET 3 ANNI MAGGIO 2020,
EPSILON MULTIASSET VALORE GLOBALE MAGGIO
2022, EPSILON ALLOCAZIONE TATTICA GIUGNO
2020; EURIZON CAPITAL S.A. MANAGING THE
FUND EURIZON FUND COMPARTI: TOP EUROPEAN
RESEARCH; ITALIAN EQUITY OPPORTUNITIES,
EQUITY EUROPE LTE, EQUITY EURO LTE, EQUITY
ITALY SMART VOLATILITY, ACTIVE ALLOCATION,
EQUITY INNOVATION; EURIZON INVESTMENT SICAV
- EURO EQUITY INSURANCE CAPITAL LIGHT;
FIDELITY FUNDS SICAV; FIDEURAM ASSET
MANAGEMENT IRELAND MANAGING THE FUND
FONDITALIA EQUITY ITALY; FIDEURAM
INVESTIMENTI SGR S.P.A. MANAGING FUNDS:
FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO
BILANCIATO ITALIA 30, PIANO BILANCIATO
ITALIA 50; INTERFUND SICAV - INTERFUND
EQUITY ITALY; GENERALI INVESTMENTS PARTNERS
S.P.A. SGR MANAGING FUNDS: GENERALI EURO
ACTIONS, GIE FONDO ALTO INTERNAZIONALE
AZIONARIO; GENERALI IVESTMENTS LUXEMBOURG
S.A. MANAGING FUNDS: GENERALI INVESTMENTS
SICAV, GSMART PIR EVOLUZ ITALIA, GSMART PIR
VALORE ITALIA, GENERALI MULTIPORTFOLIO
SOLUTIONS SICAV; KAIROS PARTNERS SGR S.P.A.
AS KAIRO'S INTERNATIONAL SICAVS MANAGEMENT
COMPANY SECTIONS: ITALIA, TARGET ITALY
ALPHA, EUROPA ESG, KEY; LEGAL E GENERAL
INVESTMENT MANAGEMENT MANAGING THE FUND
LEGAL E GENERAL ASSURANCE (PENSIONS
MANAGEMENT) LIMITED; NN INVESTMENT PARTNERS
MANAGING FUNDS: NN (L) EURO HIGH DIVIDEND,
NN (L) EURO EQUITY, NN (L) EUROPEAN EQUITY,
NN (L) EURO INCOME, NN EUROPE FUND, NN
PREMIUM DIVIDEND FUND; MEDIOLANUM
INTERNATIONAL FUNDS LIMITED CHALLENGE FUNDS
ITALIAN EQUITY; MEDIOLANUM GESTIONE FONDI
SGR S.P.A. MANAGING FUNDS: MEDIOLANUM
FLESSIBILE FUTURO ITALIA, MEDIOLANUM
FLESSIBILE SVILUPPO ITALIA; PRAMERICA SICAV
SECTIONS: ITALIAN EQUITY, EURO EQUITY;
ROBECO UMBRELLA FUND I N.V. ROBECO QI
GLOBAL DEVELOPED ENHANCED INDEX EQUITIES
FUND; LYXOR ASSET MANAGEMENT MANAGING
FUNDS: LYXOR MSCI EUROPE CLIMATE CHANGE
(DR) UICTS ETF, LYXOR MSCI WORLD CLIMATE
CHANGE (DR) UCITS ETF, LYXOR FTSE EUROPE
MINIMUM VARIANCE (DR) UCITS ETF, LYXOR FTSE
ITALIA ALL CAP PIR 2020 (DR) UCITS ETF,
LYXOR ETF CORE MSCI EMU (DR) MASTER TH,
LYXOR CORE MSCI WORLD (DR) UCITS ETF, LYXOR
CORE EURO STOXX 300 (DR), LYXOR CORE STOXX
EUROPE 600 (DR) - MASTER, LYXOR MSCI EMU
VALUE (DR) UCITS ETF, LYXOR GLOBAL GENDER
EQUALITY (DR) UCITS ETF, LYXOR CORE EURO
STOXX 50 (DR), LYXOR MSCI EUROPE (DR) UCITS
ETF, LYXOR EUROSTOXX 50 (DR) UCITS ETF
MASTER, LYXOR INDEX FUND EURO; CANDRIAM
MANAGING FUNDS: CLEOME INDEX EUROPE
EQUITIES, CLEOME INDEX EMU EQUITIES, FRR
CANDRIAM LOT101-FRR05X; EURIZON CAPITAL SGR
S.P.A MANAGING FUNDS: EURIZON PIR ITALIA
30, EURIZON GLOBAL MULTIASSET SELECTION
SETTEMBRE 2022, EURIZON RENDITA, EURIZON
AZIONI INTERNAZIONALI, EURIZON AZIONI AREA
EURO, EURIZON MULTIASSET TREND DICEMBRE
2022, EURIZON AZIONI EUROPA, EURIZON
PROGETTO ITALIA 70, - EURIZON AZIONI
ITALIA, EURIZON PIR ITALIA AZIONI, EURIZON
PROGETTO ITALIA 40, - EURIZON TOP SELECTION
CRESCITA DICEMBRE 2023, EURIZON TOP
SELECTION EQUILIBRIO MARZO 2024, EURIZON
TOP SELECTION CRESCITA MARZO 2024, EURIZON
TOP SELECTION EQUILIBRIO MAGGIO 2024,
EURIZON TOP SELECTION CRESCITA MAGGIO 2024,
EURIZON TOP SELECTION EQUILIBRIO GIUGNO
2024, EURIZON TOP SELECTION CRESCITA GIUGNO
2024, EURIZON TOP SELECTION CRESCITA
SETTEMBRE 2024, EURIZON TOP SELECTION
EQUILIBRIO SETTEMBRE 2024, EURIZON TOP
SELECTION EQUILIBRIO DICEMBRE 2024, EURIZON
TOP SELECTION CRESCITA DICEMBRE 2024,
EURIZON TOP SELECTION EQUILIBRIO MARZO
2025, EURIZON TOP SELECTION CRESCITA MARZO
2025, REPRESENTING 2.22728PCT OF THE STOCK
CAPITAL: ANNA CHIARA SVELTO, CESARE CALARI,
SAMUEL GEORG FRIEDRICH LEUPOLD
7 TO APPOINT THE BOARD OF DIRECTORS' Mgmt For For
CHAIRMAN: MICHELE ALBERTO FABIANO
CRISOSTOMO
8 TO STATE THE BOARD OF DIRECTORS' EMOLUMENT Mgmt For For
9 2020 LONG-TERM INCENTIVE PLAN ADDRESSED TO Mgmt For For
ENEL S.P.A. MANAGEMENT AND/OR ITS
SUBSIDIARIES AS PER ART. 2359 OF THE
ITALIAN CIVIL CODE
10.1 REWARDING POLICY AND EMOLUMENT PAID REPORT: Mgmt For For
REWARDING REPORT: FIRST SECTION (BINDING
RESOLUTION)
10.2 REWARDING POLICY AND EMOLUMENT PAID REPORT: Mgmt For For
EMOLUMENTS PAID REPORT: SECOND SECTION
(NON-BINDING RESOLUTION)
CMMT 13 MAY 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF DIRECTOR NAME
IN RESOLUTION 7. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ENGIE SA Agenda Number: 712503982
--------------------------------------------------------------------------------------------------------------------------
Security: F7629A107
Meeting Type: MIX
Meeting Date: 14-May-2020
Ticker:
ISIN: FR0010208488
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202004272001039-51
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 369795 DUE TO CHANGE IN TEXT OF
RESOLUTION 3. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS AND OPERATIONS FOR THE FINANCIAL
YEAR 2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2019
O.3 ALLOCATION OF INCOME AND DECISION NOT Mgmt For For
DISTRIBUTE ANY DIVIDEND FOR THE FINANCIAL
YEAR 2019
O.4 APPROVAL, PURSUANT TO ARTICLE L.225-38 OF Mgmt For For
THE FRENCH COMMERCIAL CODE, OF THE
TRANSACTIONAL PROTOCOL AGREEMENT BETWEEN
THE COMPANY AND MRS. ISABELLE KOCHER,
DIRECTOR AND CHIEF EXECUTIVE OFFICER UNTIL
24 FEBRUARY 2020
O.5 APPROVAL OF THE REGULATED AGREEMENTS Mgmt For For
REFERRED TO IN ARTICLE L.225-38 OF THE
FRENCH COMMERCIAL CODE THAT WERE PREVIOUSLY
APPROVED AND WHICH CONTINUED DURING THE
PAST FINANCIAL YEAR
O.6 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO TRADE IN THE SHARES
OF THE COMPANY
O.7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
FABRICE BREGIER AS DIRECTOR
O.8 RENEWAL OF THE TERM OF OFFICE OF LORD PETER Mgmt For For
RICKETTS OF SHORTLANDS AS DIRECTOR
O.9 RENEWAL OF THE TERM OF OFFICE OF ERNST & Mgmt For For
YOUNG ET AUTRES AS PRINCIPAL STATUTORY
AUDITOR
O.10 RENEWAL OF THE TERM OF OFFICE OF DELOITTE Mgmt For For
&ASSOCIES AS PRINCIPAL STATUTORY AUDITOR
O.11 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS PAID
DURING THE FINANCIAL YEAR 2019 OR ALLOCATED
IN RESPECT OF THE SAME FINANCIAL YEAR AND
REFERRED TO IN ARTICLE L.225-37-3 I OF THE
FRENCH COMMERCIAL CODE
O.12 APPROVAL OF THE TOTAL COMPENSATION AND Mgmt For For
BENEFITS OF ANY KIND PAID DURING THE
FINANCIAL YEAR 2019 OR ALLOCATED FOR THE
SAME FINANCIAL YEAR TO MR. JEAN-PIERRE
CLAMADIEU, CHAIRMAN OF THE BOARD OF
DIRECTORS, MENTIONED IN ARTICLE L.225-37-3
OF THE FRENCH COMMERCIAL CODE
O.13 APPROVAL OF THE TOTAL COMPENSATION AND Mgmt For For
BENEFITS OF ANY KIND PAID DURING THE
FINANCIAL YEAR 2019 OR ALLOCATED FOR THE
SAME FINANCIAL YEAR TO MRS. ISABELLE
KOCHER, CHIEF EXECUTIVE OFFICER, MENTIONED
IN ARTICLE L.225-37-3 OF THE FRENCH
COMMERCIAL CODE
O.14 APPROVAL OF THE COMPENSATION POLICY OF Mgmt For For
DIRECTORS, IN ACCORDANCE WITH ARTICLE
L.225-37-2 II OF THE FRENCH COMMERCIAL CODE
O.15 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS, IN
ACCORDANCE WITH ARTICLE L.225-37-2 II OF
THE FRENCH COMMERCIAL CODE
O.16 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt For For
CHIEF EXECUTIVE OFFICER FOR THE PERIOD FROM
01 JANUARY TO 24 FEBRUARY 2020, IN
ACCORDANCE WITH ARTICLE L.225-37-2 II OF
THE FRENCH COMMERCIAL CODE
O.17 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt For For
CHIEF EXECUTIVE OFFICER APPOINTED ON 24
FEBRUARY 2020 FOR A TRANSITIONAL PERIOD
UNTIL THE PROCESS OF APPOINTING A NEW CHIEF
EXECUTIVE OFFICER IS COMPLETED, IN
ACCORDANCE WITH ARTICLE L.225-37-2 II OF
THE FRENCH COMMERCIAL CODE
O.18 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt For For
CHIEF EXECUTIVE OFFICER WHO WILL BE
APPOINTED AT THE END OF THE CURRENT
APPOINTMENT PROCESS, IN ACCORDANCE WITH
ARTICLE L.225-37-2 II OF THE FRENCH
COMMERCIAL CODE
E.19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE, WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, (I) TO
ISSUE COMMON SHARES AND/OR ANY TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY AND/OR OF SUBSIDIARIES OF
THE COMPANY, AND/OR (II) TO ISSUE
TRANSFERABLE SECURITIES GRANTING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES (USABLE ONLY OUTSIDE OF PUBLIC
OFFER PERIODS
E.20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE, WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT, (I) TO
ISSUE COMMON SHARES AND/OR ANY TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY AND/OR OF SUBSIDIARIES OF
THE COMPANY, AND/OR (II) TO ISSUE
TRANSFERABLE SECURITIES GRANTING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES (USABLE ONLY OUTSIDE OF PUBLIC
OFFER PERIODS
E.21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE ON THE ISSUE OF
ORDINARY SHARES OR OTHER TRANSFERABLE
SECURITIES WITH CANCELLATION OF PRE-EMPTIVE
SUBSCRIPTION RIGHTS, IN THE CONTEXT OF AN
OFFER REFERRED TO IN ARTICLE L.411- 2 OF
THE FRENCH MONETARY AND FINANCIAL CODE
(USABLE ONLY OUTSIDE OF PUBLIC OFFER
PERIODS
E.22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF AN
ISSUE OF SECURITIES WITH OR WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, CARRIED OUT
PURSUANT TO THE 19TH, 20TH AND 21ST
RESOLUTIONS, WITHIN THE LIMIT OF 15% OF THE
INITIAL ISSUE (USABLE ONLY OUTSIDE OF THE
PERIODS OF PUBLIC OFFERING
E.23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMMON SHARES AND/OR
OTHER TRANSFERABLE SECURITIES IN
CONSIDERATION FOR THE CONTRIBUTIONS IN KIND
OF SECURITIES GRANTED TO THE COMPANY UP TO
A MAXIMUM OF 10% OF THE SHARE CAPITAL
(USABLE ONLY OUTSIDE OF THE PERIODS OF
PUBLIC OFFERING
E.24 LIMITATION OF THE OVERALL CEILING OF Mgmt For For
DELEGATIONS TO INCREASE THE CAPITAL
IMMEDIATELY AND/OR IN THE FUTURE
E.25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE TO INCREASE THE SHARE
CAPITAL BY INCORPORATION OF PREMIUMS,
RESERVES, PROFITS OR OTHERS
E.26 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLATION OF TREASURY SHARES
E.27 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, TO
EMPLOYEES WHO ARE MEMBERS OF COMPANY
SAVINGS PLANS OF THE ENGIE GROUP
E.28 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS, IN
FAVOUR OF ANY ENTITY HAVING THE EXCLUSIVE
EFFECT OF SUBSCRIBING FOR, HOLDING AND
TRANSFERRING SHARES OR OTHER FINANCIAL
INSTRUMENTS, AS PART OF THE IMPLEMENTATION
OF THE ENGIE GROUP'S INTERNATIONAL EMPLOYEE
SHAREHOLDING PLAN
E.29 AMENDMENT TO ARTICLE 2 OF THE BY-LAWS IN Mgmt For For
ORDER TO UPDATE THE COMPANY'S PURPOSE
E.30 INTRODUCING OF THE PURPOSE OF THE COMPANY Mgmt For For
IN ARTICLE 2 OF THE BY-LAWS AND AMENDMENT
OF THE WORDING AND CORRELATIVE RENUMBERING
OF THE SAME ARTICLE
E.31 MISCELLANEOUS STATUTORY AMENDMENTS IN ORDER Mgmt For For
TO ALIGN THE BY-LAWS WITH THE LEGAL AND
REGULATORY PROVISIONS IN FORCE
E.32 POWERS FOR THE EXECUTION OF THE DECISIONS Mgmt For For
OF THE GENERAL MEETING AND FOR FORMALITIES
--------------------------------------------------------------------------------------------------------------------------
ENN ENERGY HOLDINGS LTD Agenda Number: 712349592
--------------------------------------------------------------------------------------------------------------------------
Security: G3066L101
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: KYG3066L1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0403/2020040302063.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0403/2020040302051.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
YEAR ENDED 31 DECEMBER 2019 TOGETHER WITH
THE DIRECTORS' AND INDEPENDENT AUDITOR'S
REPORTS
2 TO DECLARE A FINAL DIVIDEND OF HKD 1.67 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2019
3.A.I TO RE-ELECT MR. HAN JISHEN AS DIRECTOR Mgmt For For
3.AII TO RE-ELECT MR. ZHANG YUYING AS DIRECTOR Mgmt For For
3AIII TO RE-ELECT MR. WANG DONGZHI AS DIRECTOR Mgmt For For
3.AIV TO RE-ELECT MR. JIN YONGSHENG AS DIRECTOR Mgmt For For
3.A.V TO RE-ELECT MR. LAW YEE KWAN, QUINN AS Mgmt For For
DIRECTOR
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITORS AND TO AUTHORISE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE NEW SHARES OF THE COMPANY
(ORDINARY RESOLUTION IN ITEM NO. 5 OF THE
NOTICE OF ANNUAL GENERAL MEETING)
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
(ORDINARY RESOLUTION IN ITEM NO. 6 OF THE
NOTICE OF ANNUAL GENERAL MEETING)
--------------------------------------------------------------------------------------------------------------------------
EVERSOURCE ENERGY Agenda Number: 935155386
--------------------------------------------------------------------------------------------------------------------------
Security: 30040W108
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: ES
ISIN: US30040W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Cotton M. Cleveland Mgmt For For
1B. Election of Trustee: James S. DiStasio Mgmt For For
1C. Election of Trustee: Francis A. Doyle Mgmt For For
1D. Election of Trustee: Linda Dorcena Forry Mgmt For For
1E. Election of Trustee: James J. Judge Mgmt For For
1F. Election of Trustee: John Y. Kim Mgmt For For
1G. Election of Trustee: Kenneth R. Leibler Mgmt For For
1H. Election of Trustee: David H. Long Mgmt For For
1I. Election of Trustee: William C. Van Faasen Mgmt For For
1J. Election of Trustee: Frederica M. Williams Mgmt For For
2. Consider an advisory proposal approving the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 935145690
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony Anderson Mgmt For For
1B. Election of Director: Ann Berzin Mgmt For For
1C. Election of Director: Laurie Brlas Mgmt For For
1D. Election of Director: Christopher Crane Mgmt For For
1E. Election of Director: Yves de Balmann Mgmt For For
1F. Election of Director: Nicholas DeBenedictis Mgmt For For
1G. Election of Director: Linda Jojo Mgmt For For
1H. Election of Director: Paul Joskow Mgmt For For
1I. Election of Director: Robert Lawless Mgmt For For
1J. Election of Director: John Richardson Mgmt For For
1K. Election of Director: Mayo Shattuck III Mgmt For For
1L. Election of Director: John Young Mgmt For For
2. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Exelon's Independent Auditor for 2020.
3. Advisory approval of executive Mgmt For For
compensation.
4. Approval of the Exelon 2020 Long-Term Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda Number: 935157342
--------------------------------------------------------------------------------------------------------------------------
Security: 337932107
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: FE
ISIN: US3379321074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J. Anderson Mgmt For For
1B. Election of Director: Steven J. Demetriou Mgmt For For
1C. Election of Director: Julia L. Johnson Mgmt For For
1D. Election of Director: Charles E. Jones Mgmt For For
1E. Election of Director: Donald T. Misheff Mgmt For For
1F. Election of Director: Thomas N. Mitchell Mgmt For For
1G. Election of Director: James F. O'Neil III Mgmt Against Against
1H. Election of Director: Christopher D. Pappas Mgmt For For
1I. Election of Director: Sandra Pianalto Mgmt For For
1J. Election of Director: Luis A. Reyes Mgmt For For
1K. Election of Director: Leslie M. Turner Mgmt For For
2. Ratify the Appointment of the Independent Mgmt For For
Registered Public Accounting Firm for 2020.
3. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
4. Approve the FirstEnergy Corp. 2020 Mgmt For For
Incentive Compensation Plan.
5. Approve a Management Proposal to Amend the Mgmt For For
Company's Amended and Restated Code of
Regulations to authorize the Board of
Directors to make certain future amendments
to the Company's Amended and Restated Code
of Regulations.
6. Shareholder Proposal Requesting Removal of Shr Against For
Aggregation Limit for Proxy Access Groups.
--------------------------------------------------------------------------------------------------------------------------
IBERDROLA SA Agenda Number: 712221542
--------------------------------------------------------------------------------------------------------------------------
Security: E6165F166
Meeting Type: OGM
Meeting Date: 02-Apr-2020
Ticker:
ISIN: ES0144580Y14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 03 APR 2020. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU'
1 ANNUAL ACCOUNTS 2019 Mgmt For For
2 MANAGEMENT REPORTS 2019 Mgmt For For
3 STATEMENT OF NON FINANCIAL INFORMATION 2019 Mgmt For For
4 CORPORATE MANAGEMENT AND ACTIVITIES OF Mgmt For For
BOARD OF DIRECTORS IN 2019
5 RE-ELECTION OF KPMG AS STATUTORY AUDITOR Mgmt For For
6 AMENDMENT OF ART 6, 7 AND 17 OF BYLAWS TO Mgmt For For
REDEFINE CORPORATE INTEREST AND SOCIAL
DIVIDEND
7 AMENDMENT OF ART 8 OF BYLAWS ABOUT Mgmt For For
COMPLIANCE SYSTEM AND UNIT
8 AMENDMENT OF ART 10 OF BYLAWS TO REFLECT Mgmt For For
SHARE CAPITAL AFTER RETIREMENT OF MAX
213,592,000 SHARES
9 AMENDMENT OF ART 9 OF REGULATIONS FOR THE Mgmt For For
GENERAL MEETINGS
10 AMENDMENT OF ART 14,19 AND 39 OF Mgmt For For
REGULATIONS FOR GENERAL MEETINGS
11 AMENDMENT OF ART 6,7,15,16,17,22, 33 AND 44 Mgmt For For
OF REGULATIONS FOR GENERAL MEETINGS
12 ALLOCATION OF PROFITS 2019 Mgmt For For
13 FIRST INCREASE OF CAPITAL Mgmt For For
14 SECOND INCREASE OF CAPITAL Mgmt For For
15 CONSULTATIVE VOTE ON ANNUAL DIRECTORS Mgmt For For
REMUNERATIONS REPORT 2019
16 STRATEGIC BONUS FOR 2020-2021 Mgmt For For
17 APPOINTMENT OF MS NICOLA MARY BREWER AS Mgmt For For
INDEPENDENT DIRECTOR
18 APPOINTMENT OF MS REGINA HELENA JORGE NUES Mgmt For For
AS INDEPENDENT DIRECTOR
19 REELECTION OF MR INIGO VICTOR DE ORIOL Mgmt For For
IBARRA AS OTHER EXTERNAL DIRECTOR
20 REELECTION OF MS SAMANTHA BARBER AS Mgmt For For
INDEPENDENT DIRECTOR
21 SETTING OF THE NUMBER OF BOARD MEMBERS AT Mgmt For For
FOURTEEN
22 AUTHORISATION TO INCREASE CAPITAL LIMITED Mgmt For For
TO A MAXIMUM OF 10 PCT OF SHARE CAPITAL
23 AUTHORISATION TO ISSUE DEBENTURES Mgmt For For
EXCHANGEABLE FOR AND OR CONVERTIBLE INTO
SHARES AND WARRANTS UP TO 5,000M EURO
LIMITED TO A MAX OF 10PCT OF SHARE CAPITAL
24 DELEGATION OF POWERS Mgmt For For
CMMT PLEASE NOTE THAT SHAREHOLDERS PARTICIPATING Non-Voting
IN THE GENERAL MEETING, WHETHER DIRECTLY,
BY PROXY, OR BY LONG-DISTANCE VOTING, SHALL
BE ENTITLED TO RECEIVE AN ATTENDANCE
PREMIUM OF 0.005 EUROS GROSS PER SHARE.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ITALGAS S.P.A. Agenda Number: 712396882
--------------------------------------------------------------------------------------------------------------------------
Security: T6R89Z103
Meeting Type: OGM
Meeting Date: 12-May-2020
Ticker:
ISIN: IT0005211237
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 FINANCIAL STATEMENTS OF ITALGAS S.P.A. AS Mgmt For For
AT 31 DECEMBER 2019, CONSOLIDATED FINANCIAL
STATEMENTS AS AT 31 DECEMBER 2019, REPORTS
BY THE DIRECTORS, THE BOARD OF STATUTORY
AUDITORS AND THE INDEPENDENT AUDITING FIRM.
NON-FINANCIAL STATEMENT. RELATED AND
CONSEQUENT RESOLUTIONS
2 ALLOCATION OF THE PROFITS FOR THE YEAR AND Mgmt For For
DISTRIBUTION OF THE DIVIDEND
3 TERMINATION BY AGREEMENT OF THE APPOINTMENT Mgmt For For
OF THE CURRENT EXTERNAL AUDITOR OF THE
ACCOUNTS AND APPOINTMENT OF THE NEW
EXTERNAL AUDITOR OF THE ACCOUNTS OF THE
COMPANY FOR THE PERIOD 2020-2028. RELATED
AND CONSEQUENT RESOLUTIONS
4.1 REPORT ON REMUNERATION POLICY AND Mgmt For For
COMPENSATION PAID: APPROVAL OF THE
REMUNERATION POLICY PURSUANT TO ARTICLE
123-TER, SUBSECTION 3-BIS, OF LEGISLATIVE
DECREE 58/1998
4.2 REPORT ON REMUNERATION POLICY AND Mgmt For For
COMPENSATION PAID: RESOLUTIONS ON THE
SECOND SECTION OF THE REPORT, PURSUANT TO
ARTICLE 123-TER, SUBSECTION 6, OF
LEGISLATIVE DECREE 58/1998
5 2020-2022 LONG TERM MONETARY INCENTIVE Mgmt For For
PLAN. REQUIRED AND CONSEQUENT RESOLUTIONS
CMMT 21 APR 2020: PLEASE NOTE THAT AS PER ART. Non-Voting
106, ITEM 4, OF THE LEGISLATIVE DECREE
COVID19 THE PHYSICAL PARTICIPATION TO THE
MEETING IS NOT FORESEEN. THANK YOU
CMMT 21 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 935172661
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: James L. Camaren Mgmt For For
1C. Election of Director: Kenneth B. Dunn Mgmt For For
1D. Election of Director: Naren K. Gursahaney Mgmt For For
1E. Election of Director: Kirk S. Hachigian Mgmt For For
1F. Election of Director: Toni Jennings Mgmt For For
1G. Election of Director: Amy B. Lane Mgmt For For
1H. Election of Director: David L. Porges Mgmt For For
1I. Election of Director: James L. Robo Mgmt For For
1J. Election of Director: Rudy E. Schupp Mgmt For For
1K. Election of Director: John L. Skolds Mgmt For For
1L. Election of Director: William H. Swanson Mgmt For For
1M. Election of Director: Darryl L. Wilson Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy's independent
registered public accounting firm for 2020
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy's compensation of its named
executive officers as disclosed in the
proxy statement
4. A proposal entitled "Political Shr Against For
Contributions Disclosure" to request
semiannual reports disclosing political
contribution policies and expenditures
5. A proposal entitled "Right to Act by Shr For Against
Written Consent" to request action by
written consent of shareholders
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 935142771
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: E. Spencer Abraham Mgmt For For
1B. Election of Director: Antonio Carrillo Mgmt For For
1C. Election of Director: Matthew Carter, Jr. Mgmt For For
1D. Election of Director: Lawrence S. Coben Mgmt For For
1E. Election of Director: Heather Cox Mgmt For For
1F. Election of Director: Mauricio Gutierrez Mgmt For For
1G. Election of Director: Paul W. Hobby Mgmt For For
1H. Election of Director: Alexandra Pruner Mgmt For For
1I. Election of Director: Anne C. Schaumburg Mgmt For For
1J. Election of Director: Thomas H. Weidemeyer Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
PPL CORPORATION Agenda Number: 935160717
--------------------------------------------------------------------------------------------------------------------------
Security: 69351T106
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: PPL
ISIN: US69351T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John W. Conway Mgmt For For
1B. Election of Director: Steven G. Elliott Mgmt For For
1C. Election of Director: Raja Rajamannar Mgmt For For
1D. Election of Director: Craig A. Rogerson Mgmt Against Against
1E. Election of Director: Vincent Sorgi Mgmt For For
1F. Election of Director: William H. Spence Mgmt For For
1G. Election of Director: Natica von Althann Mgmt For For
1H. Election of Director: Keith H. Williamson Mgmt For For
1I. Election of Director: Phoebe A. Wood Mgmt For For
1J. Election of Director: Armando Zagalo de Mgmt For For
Lima
2. Advisory vote to approve compensation of Mgmt For For
named executive officers
3. Ratification of the appointment of Mgmt For For
Independent Registered Public Accounting
Firm
4. Shareowner Proposal - Adopt policy to Shr For Against
require independent chairman of the board
--------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 935152429
--------------------------------------------------------------------------------------------------------------------------
Security: 816851109
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: SRE
ISIN: US8168511090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan L. Boeckmann Mgmt For For
1B. Election of Director: Kathleen L. Brown Mgmt For For
1C. Election of Director: Andres Conesa Mgmt For For
1D. Election of Director: Maria Contreras-Sweet Mgmt For For
1E. Election of Director: Pablo A. Ferrero Mgmt For For
1F. Election of Director: William D. Jones Mgmt For For
1G. Election of Director: Jeffrey W. Martin Mgmt For For
1H. Election of Director: Bethany J. Mayer Mgmt For For
1I. Election of Director: Michael N. Mears Mgmt For For
1J. Election of Director: Jack T. Taylor Mgmt For For
1K. Election of Director: Cynthia L. Walker Mgmt For For
1L. Election of Director: Cynthia J. Warner Mgmt Against Against
1M. Election of Director: James C. Yardley Mgmt For For
2. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Approval of Our Executive Mgmt For For
Compensation.
4. Shareholder Proposal Requiring an Shr For Against
Independent Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION Agenda Number: 935139899
--------------------------------------------------------------------------------------------------------------------------
Security: 00130H105
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: AES
ISIN: US00130H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Janet G. Davidson Mgmt For For
1B. Election of Director: Andres R. Gluski Mgmt For For
1C. Election of Director: Tarun Khanna Mgmt For For
1D. Election of Director: Holly K. Koeppel Mgmt For For
1E. Election of Director: Julia M. Laulis Mgmt For For
1F. Election of Director: James H. Miller Mgmt For For
1G. Election of Director: Alain Monie Mgmt For For
1H. Election of Director: John B. Morse, Jr. Mgmt For For
1I. Election of Director: Moises Naim Mgmt For For
1J. Election of Director: Jeffrey W. Ubben Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent auditor of the
Company for fiscal year 2020.
4. To vote on a non-binding Stockholder Shr Against For
proposal seeking to adopt a by-law to
subject any by-law or charter amendments to
a Stockholder vote.
--------------------------------------------------------------------------------------------------------------------------
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED Agenda Number: 712741025
--------------------------------------------------------------------------------------------------------------------------
Security: J30169106
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: JP3228600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
The 4th to 29th Items of Business are Non-Voting
proposals from shareholders. The Board of
Directors objects to all proposals from the
4th to 29th Items of Business. For details,
please find meeting materials.
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Directors, Transition
to a Company with Three Committees
3.1 Appoint a Director Sakakibara, Sadayuki Mgmt For For
3.2 Appoint a Director Okihara, Takamune Mgmt For For
3.3 Appoint a Director Kobayashi, Tetsuya Mgmt Against Against
3.4 Appoint a Director Sasaki, Shigeo Mgmt For For
3.5 Appoint a Director Kaga, Atsuko Mgmt For For
3.6 Appoint a Director Tomono, Hiroshi Mgmt For For
3.7 Appoint a Director Takamatsu, Kazuko Mgmt For For
3.8 Appoint a Director Naito, Fumio Mgmt For For
3.9 Appoint a Director Morimoto, Takashi Mgmt For For
3.10 Appoint a Director Misono, Toyokazu Mgmt For For
3.11 Appoint a Director Inada, Koji Mgmt For For
3.12 Appoint a Director Sugimoto, Yasushi Mgmt For For
3.13 Appoint a Director Yamaji, Susumu Mgmt For For
4 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (1)
5 Shareholder Proposal: Amend Articles of Shr For Against
Incorporation (2)
6 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (3)
7 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (4)
8 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (5)
9 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (6)
10 Shareholder Proposal: Abolish the Stock Shr Against For
Compensation
11 Shareholder Proposal: Approve Appropriation Shr Against For
of Surplus
12 Shareholder Proposal: Remove a Director Shr For Against
Morimoto, Takashi
13 Shareholder Proposal: Amend Articles of Shr For Against
Incorporation (1)
14 Shareholder Proposal: Amend Articles of Shr For Against
Incorporation (2)
15 Shareholder Proposal: Amend Articles of Shr For Against
Incorporation (3)
16 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (4)
17 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (5)
18 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (6)
19 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (7)
20 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (1)
21 Shareholder Proposal: Amend Articles of Shr For Against
Incorporation (2)
22 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (1)
23 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (2)
24 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (1)
25 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (2)
26 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (3)
27 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (4)
28 Shareholder Proposal: Amend Articles of Shr For Against
Incorporation (5)
29 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation
--------------------------------------------------------------------------------------------------------------------------
TOKYO GAS CO.,LTD. Agenda Number: 712704609
--------------------------------------------------------------------------------------------------------------------------
Security: J87000113
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3573000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Hirose, Michiaki Mgmt For For
2.2 Appoint a Director Uchida, Takashi Mgmt For For
2.3 Appoint a Director Takamatsu, Masaru Mgmt For For
2.4 Appoint a Director Nohata, Kunio Mgmt For For
2.5 Appoint a Director Sasayama, Shinichi Mgmt For For
2.6 Appoint a Director Saito, Hitoshi Mgmt For For
2.7 Appoint a Director Takami, Kazunori Mgmt For For
2.8 Appoint a Director Edahiro, Junko Mgmt For For
2.9 Appoint a Director Indo, Mami Mgmt For For
3 Appoint a Corporate Auditor Ono, Hiromichi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UGI CORPORATION Agenda Number: 935114051
--------------------------------------------------------------------------------------------------------------------------
Security: 902681105
Meeting Type: Annual
Meeting Date: 22-Jan-2020
Ticker: UGI
ISIN: US9026811052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. S. Bort Mgmt For For
1B. Election of Director: T. A. Dosch Mgmt For For
1C. Election of Director: A. N. Harris Mgmt For For
1D. Election of Director: F. S. Hermance Mgmt For For
1E. Election of Director: W. J. Marrazzo Mgmt For For
1F. Election of Director: K. A. Romano Mgmt For For
1G. Election of Director: M. O. Schlanger Mgmt For For
1H. Election of Director: J. B. Stallings, Jr. Mgmt For For
1I. Election of Director: K. R. Turner Mgmt For For
1J. Election of Director: J. L. Walsh Mgmt For For
2. Proposal to approve resolution on executive Mgmt For For
compensation.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as our independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda Number: 935174021
--------------------------------------------------------------------------------------------------------------------------
Security: 98389B100
Meeting Type: Annual
Meeting Date: 22-May-2020
Ticker: XEL
ISIN: US98389B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lynn Casey Mgmt For For
1B. Election of Director: Ben Fowke Mgmt For For
1C. Election of Director: Netha N. Johnson Mgmt For For
1D. Election of Director: George J. Kehl Mgmt For For
1E. Election of Director: Richard T. O'Brien Mgmt For For
1F. Election of Director: David K. Owens Mgmt For For
1G. Election of Director: Christopher J. Mgmt For For
Policinski
1H. Election of Director: James T. Prokopanko Mgmt For For
1I. Election of Director: A. Patricia Sampson Mgmt For For
1J. Election of Director: James J. Sheppard Mgmt For For
1K. Election of Director: David A. Westerlund Mgmt For For
1L. Election of Director: Kim Williams Mgmt For For
1M. Election of Director: Timothy V. Wolf Mgmt For For
1N. Election of Director: Daniel Yohannes Mgmt For For
2. Company proposal to approve, on an advisory Mgmt For For
basis, executive compensation.
3. Company proposal to ratify the appointment Mgmt For For
of Deloitte & Touche LLP as Xcel Energy
Inc.'s independent registered public
accounting firm for 2020
4. Shareholder proposal regarding a report on Shr Against For
the costs and benefits of Xcel Energy's
voluntary climate-related activities.
GUARDIAN GROWTH & INCOME VIP FUND
--------------------------------------------------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC. Agenda Number: 935163941
--------------------------------------------------------------------------------------------------------------------------
Security: 00751Y106
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: AAP
ISIN: US00751Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John F. Bergstrom Mgmt For For
1B. Election of Director: Brad W. Buss Mgmt For For
1C. Election of Director: John F. Ferraro Mgmt For For
1D. Election of Director: Thomas R. Greco Mgmt For For
1E. Election of Director: Jeffrey J. Jones II Mgmt For For
1F. Election of Director: Eugene I. Lee, Jr. Mgmt For For
1G. Election of Director: Sharon L. McCollam Mgmt For For
1H. Election of Director: Douglas A. Pertz Mgmt For For
1I. Election of Director: Nigel Travis Mgmt For For
2. Approve, by advisory vote, the compensation Mgmt For For
of our named executive officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP (Deloitte) as our independent
registered public accounting firm for 2020.
4. Advisory vote on the stockholder proposal Shr Against For
on the ability of stockholders to act by
written consent if presented at the annual
meeting.
--------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda Number: 935145842
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: AFL
ISIN: US0010551028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel P. Amos Mgmt For For
1B. Election of Director: W. Paul Bowers Mgmt For For
1C. Election of Director: Toshihiko Fukuzawa Mgmt For For
1D. Election of Director: Thomas J. Kenny Mgmt For For
1E. Election of Director: Georgette D. Kiser Mgmt For For
1F. Election of Director: Karole F. Lloyd Mgmt For For
1G. Election of Director: Nobuchika Mori Mgmt For For
1H. Election of Director: Joseph L. Moskowitz Mgmt For For
1I. Election of Director: Barbara K. Rimer, Mgmt For For
DrPH
1J. Election of Director: Katherine T. Rohrer Mgmt For For
1K. Election of Director: Melvin T. Stith Mgmt For For
2. To consider the following non-binding Mgmt For For
advisory proposal: "Resolved, on an
advisory basis, the shareholders of Aflac
Incorporated approve the compensation of
the named executive officers, as disclosed
pursuant to the compensation disclosure
rules of the Securities and Exchange
Commission, including the Compensation
Discussion and Analysis and accompanying
tables and narrative in the Notice of 2020
Annual Meeting of Shareholders and Proxy
Statement"
3. To consider and act upon the ratification Mgmt For For
of the appointment of KPMG LLP as
independent registered public accounting
firm of the Company for the year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 935172469
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tom Killalea Mgmt For For
Tom Leighton Mgmt For For
Jonathan Miller Mgmt For For
Monte Ford Mgmt For For
Madhu Ranganathan Mgmt For For
Fred Salerno Mgmt For For
Ben Verwaayen Mgmt For For
2. To approve, on an advisory basis, our named Mgmt For For
executive officer compensation
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
ALASKA AIR GROUP, INC. Agenda Number: 935158623
--------------------------------------------------------------------------------------------------------------------------
Security: 011659109
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: ALK
ISIN: US0116591092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to One-Year Term: Mgmt For For
Patricia M. Bedient
1B. Election of Director to One-Year Term: Mgmt For For
James A. Beer
1C. Election of Director to One-Year Term: Mgmt For For
Marion C. Blakey
1D. Election of Director to One-Year Term: Mgmt For For
Raymond L. Conner
1E. Election of Director to One-Year Term: Mgmt For For
Dhiren R. Fonseca
1F. Election of Director to One-Year Term: Mgmt For For
Kathleen T. Hogan
1G. Election of Director to One-Year Term: Mgmt For For
Susan J. Li
1H. Election of Director to One-Year Term: Mgmt For For
Benito Minicucci
1I. Election of Director to One-Year Term: Mgmt For For
Helvi K. Sandvik
1J. Election of Director to One-Year Term: J. Mgmt For For
Kenneth Thompson
1K. Election of Director to One-Year Term: Mgmt For For
Bradley D. Tilden
1L. Election of Director to One-Year Term: Eric Mgmt For For
K. Yeaman
2. Approve (on an advisory basis) the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accountants for the fiscal year
2020.
4. Stockholder Proposal regarding the Shr For Against
Company's disclosure of political spending.
5. Stockholder Proposal regarding the Shr For Against
Company's disclosure of lobbying
activities.
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 935161961
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Felix J. Baker Mgmt For For
David R. Brennan Mgmt For For
Christopher J. Coughlin Mgmt For For
Deborah Dunsire Mgmt For For
Paul A. Friedman Mgmt Withheld Against
Ludwig N. Hantson Mgmt For For
John T. Mollen Mgmt For For
Francois Nader Mgmt For For
Judith A. Reinsdorf Mgmt For For
Andreas Rummelt Mgmt For For
2. Proposal No. 2 - Ratification of Mgmt For For
appointment by the Board of Directors of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3. Proposal No. 3 - Approval of a non-binding Mgmt For For
advisory vote of the 2019 compensation paid
to Alexion's named executive officers.
4. Proposal No. 4 - Shareholder proposal Shr For Against
requesting certain By-law amendments to
lower the threshold for shareholders to
call a special meeting.
--------------------------------------------------------------------------------------------------------------------------
ALTRA INDUSTRIAL MOTION CORP Agenda Number: 935165438
--------------------------------------------------------------------------------------------------------------------------
Security: 02208R106
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: AIMC
ISIN: US02208R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carl R. Christenson Mgmt For For
Lyle G. Ganske Mgmt For For
Nicole Parent Haughey Mgmt For For
Margot L. Hoffman, Ph.D Mgmt For For
Michael S. Lipscomb Mgmt For For
Thomas W. Swidarski Mgmt For For
James H. Woodward, Jr. Mgmt For For
2. The ratification of the selection of Mgmt For For
Deloitte & Touche LLP as Altra Altra
Industrial Motion Corp.'s independent
registered public accounting firm to serve
for the fiscal year ending December 31,
2020.
3. The approval of the Amended and Restated Mgmt For For
Altra Industrial Motion Corp. 2014 Omnibus
Incentive Plan, which includes an increase
in the number of shares authorized for
issuance by 3,000,000 shares for a total of
6,700,000 authorized shares (plus any
shares subject to awards forfeited under
Altra's prior equity incentive plan).
4. An advisory vote to approve the Mgmt For For
compensation of Altra's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 935172419
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dr. Wanda M. Austin Mgmt For For
1B. Election of Director: Mr. Robert A. Bradway Mgmt For For
1C. Election of Director: Dr. Brian J. Druker Mgmt For For
1D. Election of Director: Mr. Robert A. Eckert Mgmt For For
1E. Election of Director: Mr. Greg C. Garland Mgmt For For
1F. Election of Director: Mr. Fred Hassan Mgmt For For
1G. Election of Director: Mr. Charles M. Mgmt For For
Holley, Jr.
1H. Election of Director: Dr. Tyler Jacks Mgmt For For
1I. Election of Director: Ms. Ellen J. Kullman Mgmt For For
1J. Election of Director: Dr. Ronald D. Sugar Mgmt For For
1K. Election of Director: Dr. R. Sanders Mgmt For For
Williams
2. Advisory vote to approve our executive Mgmt For For
compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2020.
4. Stockholder proposal to require an Shr Against For
independent board chair.
--------------------------------------------------------------------------------------------------------------------------
ANTHEM, INC. Agenda Number: 935157037
--------------------------------------------------------------------------------------------------------------------------
Security: 036752103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: ANTM
ISIN: US0367521038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Gail K. Boudreaux Mgmt For For
1.2 Election of Director: R. Kerry Clark Mgmt For For
1.3 Election of Director: Robert L. Dixon, Jr. Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for 2020.
4. Shareholder proposal to allow shareholders Shr For Against
owning 10% or more of our common stock to
call a special meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr For Against
"Shareholder Proxy Access Amendments"
5. A shareholder proposal relating to Shr For Against
sustainability and executive compensation
6. A shareholder proposal relating to policies Shr Against For
on freedom of expression
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935144105
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 02-May-2020
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Non-binding resolution to approve the Mgmt Against Against
compensation of the Company's Named
Executive Officers, as described in the
2020 Proxy Statement.
3. Non-binding resolution to determine the Mgmt 1 Year Against
frequency (whether annual, biennial or
triennial) with which shareholders of the
Company shall be entitled to have an
advisory vote on executive compensation.
4. Shareholder proposal regarding diversity. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BORGWARNER INC. Agenda Number: 935145563
--------------------------------------------------------------------------------------------------------------------------
Security: 099724106
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: BWA
ISIN: US0997241064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dennis C. Cuneo Mgmt For For
1B. Election of Director: Michael S. Hanley Mgmt For For
1C. Election of Director: Frederic B. Lissalde Mgmt For For
1D. Election of Director: Paul A. Mascarenas Mgmt For For
1E. Election of Director: John R. McKernan, Jr. Mgmt For For
1F. Election of Director: Deborah D. McWhinney Mgmt For For
1G. Election of Director: Alexis P. Michas Mgmt For For
1H. Election of Director: Vicki L. Sato Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
our named executive officers.
3. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
Company for 2020.
4. Stockholder proposal to require stockholder Shr Against For
approval of all By- law Amendments.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 935149080
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt For For
1B. Election of Director: Aparna Chennapragada Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt For For
1D. Election of Director: Peter Thomas Killalea Mgmt For For
1E. Election of Director: Cornelis "Eli" Mgmt For For
Leenaars
1F. Election of Director: Pierre E. Leroy Mgmt For For
1G. Election of Director: Francois Locoh-Donou Mgmt For For
1H. Election of Director: Peter E. Raskind Mgmt For For
1I. Election of Director: Eileen Serra Mgmt For For
1J. Election of Director: Mayo A. Shattuck III Mgmt For For
1K. Election of Director: Bradford H. Warner Mgmt For For
1L. Election of Director: Catherine G. West Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm of Capital One for 2020.
3. Advisory approval of Capital One's 2019 Mgmt Against Against
Named Executive Officer compensation.
4. Approval of amendments to Capital One's Mgmt For For
Restated Certificate of Incorporation to
allow stockholder to act by written
consent.
5. Stockholder proposal regarding an Shr For Against
independent Board chairman, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CBRE GROUP, INC. Agenda Number: 935158546
--------------------------------------------------------------------------------------------------------------------------
Security: 12504L109
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: CBRE
ISIN: US12504L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brandon B. Boze Mgmt For For
1B. Election of Director: Beth F. Cobert Mgmt For For
1C. Election of Director: Curtis F. Feeny Mgmt For For
1D. Election of Director: Reginald H. Gilyard Mgmt For For
1E. Election of Director: Shira D. Goodman Mgmt For For
1F. Election of Director: Christopher T. Jenny Mgmt For For
1G. Election of Director: Gerardo I. Lopez Mgmt For For
1H. Election of Director: Robert E. Sulentic Mgmt For For
1I. Election of Director: Laura D. Tyson Mgmt For For
1J. Election of Director: Ray Wirta Mgmt For For
1K. Election of Director: Sanjiv Yajnik Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation for 2019.
4. Stockholder proposal regarding our Shr For Against
stockholders' ability to call special
stockholder meetings.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935183979
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. M. Austin Mgmt For For
1B. Election of Director: J. B. Frank Mgmt For For
1C. Election of Director: A. P. Gast Mgmt For For
1D. Election of Director: E. Hernandez, Jr. Mgmt For For
1E. Election of Director: C. W. Moorman IV Mgmt For For
1F. Election of Director: D. F. Moyo Mgmt For For
1G. Election of Director: D. Reed-Klages Mgmt For For
1H. Election of Director: R. D. Sugar Mgmt For For
1I. Election of Director: D. J. Umpleby III Mgmt For For
1J. Election of Director: M. K. Wirth Mgmt For For
2. Ratification of Appointment of PwC as Mgmt For For
Independent Registered Public Accounting
Firm
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
4. Report on Lobbying Shr For Against
5. Create a Board Committee on Climate Risk Shr Against For
6. Report on Climate Lobbying Shr For Against
7. Report on Petrochemical Risk Shr For Against
8. Report on Human Rights Practices Shr Against For
9. Set Special Meeting Threshold at 10% Shr For Against
10. Adopt Policy for an Independent Chairman Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 935141755
--------------------------------------------------------------------------------------------------------------------------
Security: 125523100
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: CI
ISIN: US1255231003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David M. Cordani Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: Eric J. Foss Mgmt For For
1D. Election of Director: Elder Granger, MD, Mgmt For For
MG, USA
1E. Election of Director: Isaiah Harris, Jr. Mgmt For For
1F. Election of Director: Roman Martinez IV Mgmt For For
1G. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1H. Election of Director: Mark B. McClellan, Mgmt For For
MD, PhD
1I. Election of Director: John M. Partridge Mgmt For For
1J. Election of Director: William L. Roper, MD, Mgmt For For
MPH
1K. Election of Director: Eric C. Wiseman Mgmt For For
1L. Election of Director: Donna F. Zarcone Mgmt For For
2. Advisory approval of Cigna's executive Mgmt For For
compensation.
3. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as Cigna's
independent registered public accounting
firm for 2020.
4. Shareholder proposal - Shareholder right to Shr For Against
call a special meeting.
5. Shareholder proposal - Gender pay gap Shr Against For
report.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935094920
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2019
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Wesley G. Bush Mgmt For For
1C. Election of Director: Michael D. Capellas Mgmt For For
1D. Election of Director: Mark Garrett Mgmt For For
1E. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1F. Election of Director: Roderick C. McGeary Mgmt For For
1G. Election of Director: Charles H. Robbins Mgmt For For
1H. Election of Director: Arun Sarin Mgmt For For
1I. Election of Director: Brenton L. Saunders Mgmt For For
1J. Election of Director: Carol B. Tome Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2020.
4. Approval to have Cisco's Board adopt a Shr Against For
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935139849
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael L. Corbat Mgmt For For
1B. Election of Director: Ellen M. Costello Mgmt For For
1C. Election of Director: Grace E. Dailey Mgmt For For
1D. Election of Director: Barbara J. Desoer Mgmt For For
1E. Election of Director: John C. Dugan Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt Against Against
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2020.
3. Advisory vote to approve Citi's 2019 Mgmt For For
Executive Compensation.
4. Approval of Additional Authorized Shares Mgmt For For
Under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr For Against
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting that the Shr Against For
Board review Citi's governance documents
and make recommendations to shareholders on
how the "Purpose of a Corporation" signed
by Citi's CEO can be fully implemented.
7. Stockholder proposal requesting a report Shr For Against
disclosing information regarding Citi's
lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 935187496
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Vinita Bali Mgmt For For
1C. Election of Director: Maureen Mgmt For For
Breakiron-Evans
1D. Election of Director: Archana Deskus Mgmt For For
1E. Election of Director: John M. Dineen Mgmt For For
1F. Election of Director: John N. Fox, Jr. Mgmt For For
1G. Election of Director: Brian Humphries Mgmt For For
1H. Election of Director: Leo S. Mackay, Jr. Mgmt For For
1I. Election of Director: Michael Patsalos-Fox Mgmt For For
1J. Election of Director: Joseph M. Velli Mgmt For For
1K. Election of Director: Sandra S. Wijnberg Mgmt For For
2. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of the company's
named executive officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent registered public accounting
firm for the year ending December 31, 2020.
4. Shareholder proposal requesting that the Shr For Against
board of directors take action as necessary
to permit shareholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935190532
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent auditors
3. Approval of Amended 2003 Stock Option Plan Mgmt For For
4. Approval of Amended 2002 Restricted Stock Mgmt For For
Plan
5. Advisory vote on executive compensation Mgmt For For
6. To provide a lobbying report Shr For Against
7. To require an independent board chairman Shr For Against
8. To conduct independent investigation and Shr Against For
report on risks posed by failing to prevent
sexual harassment
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 935151679
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles E. Bunch Mgmt For For
1B. Election of Director: Caroline Maury Devine Mgmt For For
1C. Election of Director: John V. Faraci Mgmt For For
1D. Election of Director: Jody Freeman Mgmt For For
1E. Election of Director: Gay Huey Evans Mgmt For For
1F. Election of Director: Jeffrey A. Joerres Mgmt For For
1G. Election of Director: Ryan M. Lance Mgmt For For
1H. Election of Director: William H. McRaven Mgmt For For
1I. Election of Director: Sharmila Mulligan Mgmt For For
1J. Election of Director: Arjun N. Murti Mgmt For For
1K. Election of Director: Robert A. Niblock Mgmt For For
1L. Election of Director: David T. Seaton Mgmt For For
1M. Election of Director: R.A. Walker Mgmt For For
2. Proposal to ratify appointment of Ernst & Mgmt For For
Young LLP as ConocoPhillips' independent
registered public accounting firm for 2020.
3. Advisory Approval of Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
CRANE CO. Agenda Number: 935147911
--------------------------------------------------------------------------------------------------------------------------
Security: 224399105
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: CR
ISIN: US2243991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Martin R. Benante Mgmt For For
1.2 Election of Director: Donald G. Cook Mgmt For For
1.3 Election of Director: Michael Dinkins Mgmt For For
1.4 Election of Director: Ronald C. Lindsay Mgmt For For
1.5 Election of Director: Ellen McClain Mgmt For For
1.6 Election of Director: Charles G. McClure, Mgmt For For
Jr.
1.7 Election of Director: Max H. Mitchell Mgmt For For
1.8 Election of Director: Jennifer M. Pollino Mgmt For For
1.9 Election of Director: James L. L. Tullis Mgmt Against Against
2. Ratification of selection of Deloitte & Mgmt For For
Touche LLP as independent auditors for the
Company for 2020.
3. Say on Pay - An advisory vote to approve Mgmt For For
the compensation paid to certain executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION Agenda Number: 935145575
--------------------------------------------------------------------------------------------------------------------------
Security: 231561101
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: CW
ISIN: US2315611010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David C. Adams Mgmt For For
Dean M. Flatt Mgmt For For
S. Marce Fuller Mgmt For For
Bruce D. Hoechner Mgmt For For
Glenda J. Minor Mgmt For For
John B. Nathman Mgmt For For
Robert J. Rivet Mgmt For For
Albert E. Smith Mgmt For For
Peter C. Wallace Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2020
3. An advisory (non-binding) vote to approve Mgmt For For
the compensation of the Company's named
executive officers
--------------------------------------------------------------------------------------------------------------------------
D.R. HORTON, INC. Agenda Number: 935119188
--------------------------------------------------------------------------------------------------------------------------
Security: 23331A109
Meeting Type: Annual
Meeting Date: 22-Jan-2020
Ticker: DHI
ISIN: US23331A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald R. Horton Mgmt For For
1B. Election of director: Barbara K. Allen Mgmt For For
1C. Election of director: Brad S. Anderson Mgmt For For
1D. Election of Director: Michael R. Buchanan Mgmt For For
1E. Election of Director: Michael W. Hewatt Mgmt For For
1F. Election of Director: Maribess L. Miller Mgmt For For
2. Proposal Two: Approval of the advisory Mgmt For For
resolution on executive compensation.
3. Proposal Three: Ratify the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 935210651
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward H. Bastian Mgmt For For
1B. Election of Director: Francis S. Blake Mgmt For For
1C. Election of Director: Ashton B. Carter Mgmt For For
1D. Election of Director: David G. DeWalt Mgmt For For
1E. Election of Director: William H. Easter III Mgmt For For
1F. Election of Director: Christopher A. Mgmt For For
Hazleton
1G. Election of Director: Michael P. Huerta Mgmt For For
1H. Election of Director: Jeanne P. Jackson Mgmt For For
1I. Election of Director: George N. Mattson Mgmt For For
1J. Election of Director: Sergio A.L. Rial Mgmt Against Against
1K. Election of Director: David S. Taylor Mgmt For For
1L. Election of Director: Kathy N. Waller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Delta's named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Delta's independent auditors for the
year ending December 31, 2020.
4. A shareholder proposal related to the right Shr For Against
to act by written consent.
5. A shareholder proposal related to a climate Shr For Against
lobbying report.
6. A shareholder proposal related to a Shr For Against
political contributions report.
7. A shareholder proposal related to a sexual Shr For Against
harassment policy.
--------------------------------------------------------------------------------------------------------------------------
DISCOVERY, INC. Agenda Number: 935197651
--------------------------------------------------------------------------------------------------------------------------
Security: 25470F104
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: DISCA
ISIN: US25470F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert R. Bennett Mgmt For For
John C. Malone Mgmt Withheld Against
David M. Zaslav Mgmt Withheld Against
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Discovery,
Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To vote on an advisory resolution to Mgmt Against Against
approve the 2019 compensation of Discovery,
Inc.'s named executive officers, commonly
referred to as a "Say on Pay" vote.
4. To vote on a stockholder proposal regarding Shr For Against
simple majority vote, if properly
presented.
--------------------------------------------------------------------------------------------------------------------------
DOLBY LABORATORIES, INC. Agenda Number: 935115748
--------------------------------------------------------------------------------------------------------------------------
Security: 25659T107
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: DLB
ISIN: US25659T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin Yeaman Mgmt For For
Peter Gotcher Mgmt For For
Micheline Chau Mgmt For For
David Dolby Mgmt For For
N. William Jasper, Jr. Mgmt For For
Simon Segars Mgmt For For
Roger Siboni Mgmt For For
Anjali Sud Mgmt For For
Avadis Tevanian, Jr. Mgmt For For
2. A vote to amend and restate the Company's Mgmt Against Against
2005 Stock Plan.
3. An advisory vote to approve Named Executive Mgmt For For
Officer compensation.
4. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending September 25, 2020.
--------------------------------------------------------------------------------------------------------------------------
EMCOR GROUP, INC. Agenda Number: 935196344
--------------------------------------------------------------------------------------------------------------------------
Security: 29084Q100
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: EME
ISIN: US29084Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John W. Altmeyer Mgmt For For
1B. Election of Director: Anthony J. Guzzi Mgmt For For
1C. Election of Director: Richard F. Hamm, Jr. Mgmt For For
1D. Election of Director: David H. Laidley Mgmt For For
1E. Election of Director: Carol P. Lowe Mgmt For For
1F. Election of Director: M. Kevin McEvoy Mgmt For For
1G. Election of Director: William P. Reid Mgmt For For
1H. Election of Director: Steven B. Mgmt For For
Schwarzwaelder
1I. Election of Director: Robin Walker-Lee Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt For For
named executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent auditors for 2020.
4. Approval of the Amended and Restated 2010 Mgmt For For
Incentive Plan.
5. Stockholder proposal regarding written Shr For Against
consent.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 935145272
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Janet F. Clark Mgmt For For
1B. Election of Director: Charles R. Crisp Mgmt For For
1C. Election of Director: Robert P. Daniels Mgmt For For
1D. Election of Director: James C. Day Mgmt For For
1E. Election of Director: C. Christopher Gaut Mgmt For For
1F. Election of Director: Julie J. Robertson Mgmt For For
1G. Election of Director: Donald F. Textor Mgmt For For
1H. Election of Director: William R. Thomas Mgmt For For
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP, independent
registered public accounting firm, as
auditors for the Company for the year
ending December 31, 2020.
3. To approve, by non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA GROUP, INC. Agenda Number: 935100088
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 03-Dec-2019
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel Altman Mgmt For For
1B. Election of Director: Susan C. Athey Mgmt For For
1C. Election of Director: A. George "Skip" Mgmt For For
Battle
1D. Election of Director: Chelsea Clinton Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Election of Director: Craig A. Jacobson Mgmt For For
1G. Election of Director: Victor A. Kaufman Mgmt Abstain Against
1H. Election of Director: Peter M. Kern Mgmt Abstain Against
1I. Election of Director: Dara Khosrowshahi Mgmt Abstain Against
1J. Election of Director: Mark D. Okerstrom Mgmt For For
1K. Election of Director: Alexander von Mgmt Abstain Against
Furstenberg
1L. Election of Director: Julie Whalen Mgmt For For
2A. Approval of amendments to the Certificate Mgmt For For
of Incorporation to include restrictions
and automatic conversion provisions in
respect of Class B Common stock and removal
of references to a former affiliate of
Expedia Group which are no longer
applicable.
2B. Approval of amendments to the Certificate Mgmt For For
of Incorporation to limit Expedia Group's
ability to participate in a future change
of control transaction that provides for
different consideration for Common Stock
and Class B Common Stock.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 935176443
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan K. Avery Mgmt For For
1B. Election of Director: Angela F. Braly Mgmt For For
1C. Election of Director: Ursula M. Burns Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Joseph L. Hooley Mgmt For For
1F. Election of Director: Steven A. Kandarian Mgmt For For
1G. Election of Director: Douglas R. Oberhelman Mgmt For For
1H. Election of Director: Samuel J. Palmisano Mgmt For For
1I. Election of Director: William C. Weldon Mgmt For For
1J. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors (page Mgmt For For
29)
3. Advisory Vote to Approve Executive Mgmt For For
Compensation (page 30)
4. Independent Chairman (page 59) Shr Against For
5. Special Shareholder Meetings (page 61) Shr For Against
6. Report on Environmental Expenditures (page Shr Against For
62)
7. Report on Risks of Petrochemical Shr Against For
Investments (page 64)
8. Report on Political Contributions (page 66) Shr For Against
9. Report on Lobbying (page 67) Shr For Against
--------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 935126070
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 12-Mar-2020
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: A. Gary Ames Mgmt For For
1B. Election of Director: Sandra E. Bergeron Mgmt For For
1C. Election of Director: Deborah L. Bevier Mgmt For For
1D. Election of Director: Michel Combes Mgmt For For
1E. Election of Director: Michael L. Dreyer Mgmt For For
1F. Election of Director: Alan J. Higginson Mgmt For For
1G. Election of Director: Peter S. Klein Mgmt For For
1H. Election of Director: Francois Locoh-Donou Mgmt For For
1I. Election of Director: Nikhil Mehta Mgmt For For
1J. Election of Director: Marie E. Myers Mgmt For For
2. Approve the F5 Networks, Inc. 2014 Mgmt For For
Incentive Plan.
3. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2020.
4. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC. Agenda Number: 935192788
--------------------------------------------------------------------------------------------------------------------------
Security: 31620R303
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: FNF
ISIN: US31620R3030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William P. Foley, II Mgmt Withheld Against
Douglas K. Ammerman Mgmt For For
Thomas M. Hagerty Mgmt For For
Peter O. Shea, Jr. Mgmt For For
2. Approval of a non-binding advisory Mgmt For For
resolution on the compensation paid to our
named executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the 2020 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
GARMIN LTD Agenda Number: 935192384
--------------------------------------------------------------------------------------------------------------------------
Security: H2906T109
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: GRMN
ISIN: CH0114405324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Garmin's 2019 Annual Report, Mgmt For For
including the consolidated financial
statements of Garmin for the fiscal year
ended December 28, 2019 and the statutory
financial statements of Garmin for the
fiscal year ended December 28, 2019
2. Approval of the appropriation of available Mgmt For For
earnings
3. Approval of the payment of a cash dividend Mgmt For For
in the aggregate amount of U.S. $2.44 per
outstanding share out of Garmin's reserve
from capital contribution in four equal
installments
4. Discharge of the members of the Board of Mgmt For For
Directors and the Executive Management from
liability for the fiscal year ended
December 28, 2019
5A. Re-election of Director: Jonathan C. Mgmt For For
Burrell
5B. Re-election of Director: Joseph J. Hartnett Mgmt For For
5C. Re-election of Director: Min H. Kao Mgmt For For
5D. Re-election of Director: Catherine A. Lewis Mgmt For For
5E. Re-election of Director: Charles W. Peffer Mgmt For For
5F. Re-election of Director: Clifton A. Pemble Mgmt For For
6. Re-election of Min H. Kao as Executive Mgmt For For
Chairman of the Board of Directors
7A. Re-election of Compensation Committee Mgmt For For
member: Jonathan C. Burrell
7B. Re-election of Compensation Committee Mgmt For For
member: Joseph J. Hartnett
7C. Re-election of Compensation Committee Mgmt For For
member: Catherine A. Lewis
7D. Re-election of Compensation Committee Mgmt For For
member: Charles W. Peffer
8. Re-election of the law firm Wuersch & Mgmt For For
Gering LLP as independent voting rights
representative
9. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Garmin's Independent
Registered Public Accounting Firm for the
fiscal year ending December 26, 2020 and
re-election of Ernst & Young Ltd as
Garmin's statutory auditor for another
one-year term
10. Advisory vote on executive compensation Mgmt For For
11. Binding vote to approve Fiscal Year 2021 Mgmt For For
maximum aggregate compensation for the
Executive Management
12. Binding vote to approve maximum aggregate Mgmt For For
compensation for the Board of Directors for
the period between the 2020 Annual General
Meeting and the 2021 Annual General Meeting
13. Renewal of authorized share capital Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GENTEX CORPORATION Agenda Number: 935172318
--------------------------------------------------------------------------------------------------------------------------
Security: 371901109
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: GNTX
ISIN: US3719011096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ms. Leslie Brown Mgmt For For
Mr. Steve Downing Mgmt For For
Mr. Gary Goode Mgmt For For
Mr. James Hollars Mgmt For For
Mr. John Mulder Mgmt For For
Mr. Richard Schaum Mgmt For For
Ms. Kathleen Starkoff Mgmt For For
Mr. Brian Walker Mgmt For For
Mr. James Wallace Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's auditors for the
fiscal year ending December 31, 2020.
3. To approve, on an advisory basis, Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 935151883
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jacqueline K. Barton, Mgmt For For
Ph.D.
1B. Election of Director: Sandra J. Horning, Mgmt For For
M.D.
1C. Election of Director: Kelly A. Kramer Mgmt For For
1D. Election of Director: Kevin E. Lofton Mgmt For For
1E. Election of Director: Harish Manwani Mgmt For For
1F. Election of Director: Daniel P. O'Day Mgmt For For
1G. Election of Director: Richard J. Whitley, Mgmt For For
M.D.
1H. Election of Director: Per Wold-Olsen Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if Shr For Against
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairperson of the Board of
Directors be an independent director.
5. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board eliminate the
ownership threshold for stockholders to
request a record date to take action by
written consent.
--------------------------------------------------------------------------------------------------------------------------
HEXCEL CORPORATION Agenda Number: 935202907
--------------------------------------------------------------------------------------------------------------------------
Security: 428291108
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: HXL
ISIN: US4282911084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nick L. Stanage Mgmt Against Against
1B. Election of Director: Joel S. Beckman Mgmt Against Against
1C. Election of Director: Jeffrey C. Campbell Mgmt Against Against
1D. Election of Director: Cynthia M. Egnotovich Mgmt Against Against
1E. Election of Director: Thomas A. Gendron Mgmt Against Against
1F. Election of Director: Jeffrey A. Graves Mgmt Against Against
1G. Election of Director: Guy C. Hachey Mgmt Against Against
1H. Election of Director: Catherine A. Suever Mgmt Against Against
2. Advisory non-binding vote to approve 2019 Mgmt For For
executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 935154790
--------------------------------------------------------------------------------------------------------------------------
Security: 443510607
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: HUBB
ISIN: US4435106079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carlos M. Cardoso Mgmt For For
Anthony J. Guzzi Mgmt For For
Neal J. Keating Mgmt For For
Bonnie C. Lind Mgmt For For
John F. Malloy Mgmt For For
David G. Nord Mgmt For For
John G. Russell Mgmt For For
Steven R. Shawley Mgmt For For
2. To approve, by non-binding vote, the Mgmt For For
compensation of our named executive
officers as presented in the 2020 Proxy
Statement.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year 2020.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935170833
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Lee R. Raymond Mgmt Against Against
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
4. Independent board chairman Shr For Against
5. Oil and gas company and project financing Shr Against For
related to the Arctic and the Canadian oil
sands
6. Climate change risk reporting Shr For Against
7. Amend shareholder written consent Shr Against For
provisions
8. Charitable contributions disclosure Shr Against For
9. Gender/Racial pay equity Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 935172394
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: KSU
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lydia I. Beebe Mgmt For For
1B. Election of Director: Lu M. Cordova Mgmt For For
1C. Election of Director: Robert J. Druten Mgmt For For
1D. Election of Director: Antonio O. Garza, Jr. Mgmt For For
1E. Election of Director: David Garza-Santos Mgmt For For
1F. Election of Director: Janet H. Kennedy Mgmt For For
1G. Election of Director: Mitchell J. Krebs Mgmt For For
1H. Election of Director: Henry J. Maier Mgmt For For
1I. Election of Director: Thomas A. McDonnell Mgmt For For
1J. Election of Director: Patrick J. Mgmt For For
Ottensmeyer
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
our independent registered public
accounting firm for 2020.
3. An Advisory vote to approve the 2019 Mgmt For For
compensation of our named executive
officers.
4. Stockholder proposal to allow stockholder Shr Against For
action by written consent
--------------------------------------------------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC. Agenda Number: 935147050
--------------------------------------------------------------------------------------------------------------------------
Security: 525327102
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: LDOS
ISIN: US5253271028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory R. Dahlberg Mgmt For For
1B. Election of Director: David G. Fubini Mgmt For For
1C. Election of Director: Miriam E. John Mgmt For For
1D. Election of Director: Frank Kendall III Mgmt For For
1E. Election of Director: Robert C. Kovarik, Mgmt For For
Jr.
1F. Election of Director: Harry M.J. Kraemer, Mgmt For For
Jr.
1G. Election of Director: Roger A. Krone Mgmt For For
1H. Election of Director: Gary S. May Mgmt For For
1I. Election of Director: Surya N. Mohapatra Mgmt For For
1J. Election of Director: Lawrence C. Nussdorf Mgmt For For
1K. Election of Director: Robert S. Shapard Mgmt For For
1L. Election of Director: Susan M. Stalnecker Mgmt For For
1M. Election of Director: Noel B. Williams Mgmt For For
2. Approve, by an advisory vote, executive Mgmt For For
compensation.
3. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending January 1, 2021.
4. Approve an amendment to the certificate of Mgmt For For
incorporation to eliminate cumulative
voting.
5. Approve an amendment to the certificate of Mgmt For For
incorporation to eliminate supermajority
voting provisions.
6. Stockholder proposal regarding stockholder Shr For Against
proxy access.
--------------------------------------------------------------------------------------------------------------------------
LITTELFUSE, INC. Agenda Number: 935138633
--------------------------------------------------------------------------------------------------------------------------
Security: 537008104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: LFUS
ISIN: US5370081045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kristina Cerniglia Mgmt For For
1B. Election of Director: Tzau-Jin Chung Mgmt For For
1C. Election of Director: Cary Fu Mgmt For For
1D. Election of Director: Maria Green Mgmt For For
1E. Election of Director: Anthony Grillo Mgmt For For
1F. Election of Director: David Heinzmann Mgmt For For
1G. Election of Director: Gordon Hunter Mgmt For For
1H. Election of Director: John Major Mgmt For For
1I. Election of Director: William Noglows Mgmt For For
1J. Election of Director: Nathan Zommer Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approve and ratify the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditors for 2020.
--------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 935155110
--------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: LKQ
ISIN: US5018892084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Berard Mgmt For For
1B. Election of Director: Meg A. Divitto Mgmt For For
1C. Election of Director: Robert M. Hanser Mgmt For For
1D. Election of Director: Joseph M. Holsten Mgmt For For
1E. Election of Director: Blythe J. McGarvie Mgmt For For
1F. Election of Director: John W. Mendel Mgmt For For
1G. Election of Director: Jody G. Miller Mgmt For For
1H. Election of Director: John F. O'Brien Mgmt For For
1I. Election of Director: Guhan Subramanian Mgmt For For
1J. Election of Director: Xavier Urbain Mgmt For For
1K. Election of Director: Dominick Zarcone Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC. Agenda Number: 935157289
--------------------------------------------------------------------------------------------------------------------------
Security: 50212V100
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: LPLA
ISIN: US50212V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dan H. Arnold Mgmt For For
1B. Election of Director: Edward C. Bernard Mgmt For For
1C. Election of Director: H. Paulett Eberhart Mgmt For For
1D. Election of Director: William F. Glavin, Mgmt For For
Jr.
1E. Election of Director: Allison H. Mnookin Mgmt For For
1F. Election of Director: Anne M. Mulcahy Mgmt For For
1G. Election of Director: James S. Putnam Mgmt For For
1H. Election of Director: Richard P. Schifter Mgmt For For
1I. Election of Director: Corey E. Thomas Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. Approve, in an advisory vote, the Mgmt For For
compensation paid to the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 935073750
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Special
Meeting Date: 12-Sep-2019
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Authorization to Conduct Share Repurchases Mgmt For For
2. Cancellation of Shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 935213746
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jacques Aigrain Mgmt For For
1B. Election of Director: Lincoln Benet Mgmt For For
1C. Election of Director: Jagjeet (Jeet) Bindra Mgmt For For
1D. Election of Director: Robin Buchanan Mgmt For For
1E. Election of Director: Stephen Cooper Mgmt For For
1F. Election of Director: Nance Dicciani Mgmt For For
1G. Election of Director: Claire Farley Mgmt For For
1H. Election of Director: Isabella (Bella) Mgmt For For
Goren
1I. Election of Director: Michael Hanley Mgmt For For
1J. Election of Director: Albert Manifold Mgmt For For
1K. Election of Director: Bhavesh (Bob) Patel Mgmt For For
2. Discharge of Directors from Liability Mgmt For For
3. Adoption of 2019 Dutch Statutory Annual Mgmt For For
Accounts
4. Appointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. as the Auditor of our 2020
Dutch Statutory Annual Accounts
5. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm
6. Advisory Vote Approving Executive Mgmt For For
Compensation (Say-on-Pay)
7. Ratification and Approval of Dividends Mgmt For For
8. Authorization to Conduct Share Repurchases Mgmt For For
9. Cancellation of Shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MAXIMUS, INC. Agenda Number: 935127298
--------------------------------------------------------------------------------------------------------------------------
Security: 577933104
Meeting Type: Annual
Meeting Date: 17-Mar-2020
Ticker: MMS
ISIN: US5779331041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Gayathri Mgmt For For
Rajan
1B. Election of Class II Director: Michael J. Mgmt For For
Warren
2. The approval of an amendment to our Mgmt For For
Articles of Incorporation to provide for
the annual election of directors.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent public
accountants for our 2020 fiscal year.
4. Advisory vote to approve the compensation Mgmt For For
of the Named Executive Officers.
5. A shareholder proposal pertaining to the Shr For Against
disclosure by the Company of certain
lobbying expenditures and activities.
--------------------------------------------------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC. Agenda Number: 935160604
--------------------------------------------------------------------------------------------------------------------------
Security: 59522J103
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: MAA
ISIN: US59522J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: H. Eric Bolton, Jr. Mgmt For For
1B. Election of Director: Russell R. French Mgmt For For
1C. Election of Director: Alan B. Graf, Jr. Mgmt For For
1D. Election of Director: Toni Jennings Mgmt For For
1E. Election of Director: James K. Lowder Mgmt For For
1F. Election of Director: Thomas H. Lowder Mgmt For For
1G. Election of Director: Monica McGurk Mgmt For For
1H. Election of Director: Claude B. Nielsen Mgmt For For
1I. Election of Director: Philip W. Norwood Mgmt For For
1J. Election of Director: W. Reid Sanders Mgmt For For
1K. Election of Director: Gary Shorb Mgmt For For
1L. Election of Director: David P. Stockert Mgmt For For
2. Advisory (non-binding) vote to approve the Mgmt For For
compensation of our named executive
officers as disclosed in the proxy
statement.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
MURPHY USA INC. Agenda Number: 935142858
--------------------------------------------------------------------------------------------------------------------------
Security: 626755102
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: MUSA
ISIN: US6267551025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Claiborne P. Deming Mgmt For For
Jack T. Taylor Mgmt For For
Hon. Jeanne L. Phillips Mgmt For For
2. Approval of Executive Compensation on an Mgmt For For
Advisory, Non-Binding Basis.
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm for
Fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION Agenda Number: 935134356
--------------------------------------------------------------------------------------------------------------------------
Security: 665859104
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: NTRS
ISIN: US6658591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Walker Bynoe Mgmt For For
1B. Election of Director: Susan Crown Mgmt For For
1C. Election of Director: Dean M. Harrison Mgmt For For
1D. Election of Director: Jay L. Henderson Mgmt For For
1E. Election of Director: Marcy S. Klevorn Mgmt For For
1F. Election of Director: Siddharth N. (Bobby) Mgmt For For
Mehta
1G. Election of Director: Michael G. O'Grady Mgmt For For
1H. Election of Director: Jose Luis Prado Mgmt For For
1I. Election of Director: Thomas E. Richards Mgmt For For
1J. Election of Director: Martin P. Slark Mgmt For For
1K. Election of Director: David H. B. Smith, Mgmt For For
Jr.
1L. Election of Director: Donald Thompson Mgmt For For
1M. Election of Director: Charles A. Tribbett Mgmt For For
III
2. Approval, by an advisory vote, of the 2019 Mgmt For For
compensation of the Corporation's named
executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Corporation's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 935064559
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Consent
Meeting Date: 31-Dec-2019
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. YOU MAY REVOKE ANY PREVIOUSLY EXECUTED Mgmt No vote
WRITTEN REQUEST REGARDING THE ICAHN GROUP
SOLICITATION FOR THE REQUEST TO FIX A
RECORD DATE BY SIGNING, DATING AND
DELIVERING THIS WHITE REVOCATION FORM. For
= Yes Revoke my Request : Against = No Do
Not Revoke my request.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 935085250
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 23-Oct-2019
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lee C. Banks Mgmt For For
1B. Election of Director: Robert G. Bohn Mgmt For For
1C. Election of Director: Linda S. Harty Mgmt For For
1D. Election of Director: Kevin A. Lobo Mgmt For For
1E. Election of Director: Candy M. Obourn Mgmt For For
1F. Election of Director: Joseph Scaminace Mgmt For For
1G. Election of Director: Ake Svensson Mgmt For For
1H. Election of Director: Laura K. Thompson Mgmt For For
1I. Election of Director: James R. Verrier Mgmt For For
1J. Election of Director: James L. Wainscott Mgmt For For
1K. Election of Director: Thomas L. Williams Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending June 30, 2020.
3. Approval of, on a non-binding, advisory Mgmt For For
basis, the compensation of our Named
Executive Officers.
4. Approval of the Parker-Hannifin Corporation Mgmt For For
Amended and Restated 2016 Omnibus Stock
Incentive Plan.
5. Shareholder proposal to adopt a policy that Shr Against For
requires the Chairman of the Board to be an
independent member of the Board of
Directors.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 935138998
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald E. Blaylock Mgmt For For
1B. Election of Director: Albert Bourla Mgmt For For
1C. Election of Director: W. Don Cornwell Mgmt For For
1D. Election of Director: Joseph J. Echevarria Mgmt For For
1E. Election of Director: Scott Gottlieb Mgmt For For
1F. Election of Director: Helen H. Hobbs Mgmt For For
1G. Election of Director: Susan Hockfield Mgmt For For
1H. Election of Director: James M. Kilts Mgmt Against Against
1I. Election of Director: Dan R. Littman Mgmt For For
1J. Election of Director: Shantanu Narayen Mgmt For For
1K. Election of Director: Suzanne Nora Johnson Mgmt For For
1L. Election of Director: James Quincey Mgmt For For
1M. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2020
3. 2020 advisory approval of executive Mgmt For For
compensation
4. Shareholder proposal regarding right to act Shr Against For
by written consent
5. Shareholder proposal regarding enhancing Shr For Against
proxy access
6. Shareholder proposal regarding report on Shr For Against
lobbying activities
7. Shareholder proposal regarding independent Shr Against For
chair policy
8. Shareholder proposal regarding gender pay Shr For Against
gap
9. Election of Director: Susan Mgmt For For
Desmond-Hellmann
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 935152594
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andre Calantzopoulos Mgmt For For
1B. Election of Director: Louis C. Camilleri Mgmt Against Against
1C. Election of Director: Werner Geissler Mgmt For For
1D. Election of Director: Lisa A. Hook Mgmt For For
1E. Election of Director: Jennifer Li Mgmt For For
1F. Election of Director: Jun Makihara Mgmt For For
1G. Election of Director: Kalpana Morparia Mgmt For For
1H. Election of Director: Lucio A. Noto Mgmt For For
1I. Election of Director: Frederik Paulsen Mgmt For For
1J. Election of Director: Robert B. Polet Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For
Compensation
3. Ratification of the Selection of Mgmt For For
Independent Auditors
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 935152669
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles M. Holley Mgmt For For
1B. Election of Director: Glenn F. Tilton Mgmt For For
1C. Election of Director: Marna C. Whittington Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2020.
3. Advisory vote to approve our executive Mgmt For For
compensation.
4. Shareholder proposal requesting a report on Shr For Against
risks of Gulf Coast petrochemical
investments.
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 935159423
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Vicky B. Gregg Mgmt For For
1B. Election of Director: Wright L. Lassiter Mgmt For For
III
1C. Election of Director: Timothy L. Main Mgmt For For
1D. Election of Director: Denise M. Morrison Mgmt For For
1E. Election of Director: Gary M. Pfeiffer Mgmt For For
1F. Election of Director: Timothy M. Ring Mgmt For For
1G. Election of Director: Stephen H. Rusckowski Mgmt For For
1H. Election of Director: Daniel C. Stanzione Mgmt For For
1I. Election of Director: Helen I. Torley Mgmt For For
1J. Election of Director: Gail R. Wilensky Mgmt For For
2. An advisory resolution to approve the Mgmt For For
executive officer compensation disclosed in
the Company's 2020 proxy statement
3. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm for 2020
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY Agenda Number: 935080616
--------------------------------------------------------------------------------------------------------------------------
Security: 755111507
Meeting Type: Special
Meeting Date: 11-Oct-2019
Ticker: RTN
ISIN: US7551115071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Raytheon merger proposal: To adopt the Mgmt Against Against
Agreement and Plan of Merger, dated as of
June 9, 2019, by and among United
Technologies Corporation, Light Merger Sub
Corp. and Raytheon Company (the "merger
agreement").
2. Raytheon merger-related compensation Mgmt Against Against
proposal: To approve, by advisory
(non-binding) vote, certain compensation
arrangements that may be paid or become
payable to Raytheon Company's named
executive officers in connection with the
merger contemplated by the merger
agreement.
3. Raytheon adjournment proposal: To approve Mgmt Against Against
the adjournment of the Special Meeting of
Stockholders of Raytheon Company to a later
date or dates, if necessary or appropriate,
to solicit additional proxies in the event
there are not sufficient votes at the time
of the Special Meeting of Stockholders of
Raytheon Company to adopt the Raytheon
merger proposal.
--------------------------------------------------------------------------------------------------------------------------
REGENCY CENTERS CORPORATION Agenda Number: 935146200
--------------------------------------------------------------------------------------------------------------------------
Security: 758849103
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: REG
ISIN: US7588491032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Martin E. Stein, Jr. Mgmt For For
1B. Election of Director: Joseph F. Azrack Mgmt For For
1C. Election of Director: Bryce Blair Mgmt For For
1D. Election of Director: C. Ronald Blankenship Mgmt For For
1E. Election of Director: Deirdre J. Evens Mgmt For For
1F. Election of Director: Thomas W. Furphy Mgmt For For
1G. Election of Director: Karin M. Klein Mgmt For For
1H. Election of Director: Peter D. Linneman Mgmt For For
1I. Election of Director: David P. O'Connor Mgmt For For
1J. Election of Director: Lisa Palmer Mgmt For For
1K. Election of Director: Thomas G. Wattles Mgmt For For
2. Adoption of an advisory resolution Mgmt For For
approving executive compensation for fiscal
year 2019.
3. Ratification of appointment of KPMG LLP as Mgmt For For
the Company's independent accountants for
the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INC. Agenda Number: 935160933
--------------------------------------------------------------------------------------------------------------------------
Security: 759351604
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: RGA
ISIN: US7593516047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pina Albo Mgmt For For
1B. Election of Director: Christine R. Detrick Mgmt For For
1C. Election of Director: J. Cliff Eason Mgmt For For
1D. Election of Director: John J. Gauthier Mgmt For For
1E. Election of Director: Anna Manning Mgmt For For
1F. Election of Director: Hazel M. McNeilage Mgmt For For
1G. Election of Director: Steven C. Van Wyk Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Approve the Company's Amended & Restated Mgmt For For
Articles of Incorporation.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent auditor
for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC. Agenda Number: 935184060
--------------------------------------------------------------------------------------------------------------------------
Security: 770323103
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: RHI
ISIN: US7703231032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Julia L. Coronado Mgmt For For
1.2 Election of Director: Dirk A. Kempthorne Mgmt For For
1.3 Election of Director: Harold M. Messmer, Mgmt For For
Jr.
1.4 Election of Director: Marc H. Morial Mgmt For For
1.5 Election of Director: Barbara J. Novogradac Mgmt For For
1.6 Election of Director: Robert J. Pace Mgmt For For
1.7 Election of Director: Frederick A. Richman Mgmt For For
1.8 Election of Director: M. Keith Waddell Mgmt For For
2. To cast an advisory vote to approve Mgmt For For
executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP, as the
Company's independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 935182256
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: LUV
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David W. Biegler Mgmt For For
1B. Election of Director: J. Veronica Biggins Mgmt For For
1C. Election of Director: Douglas H. Brooks Mgmt For For
1D. Election of Director: William H. Cunningham Mgmt For For
1E. Election of Director: John G. Denison Mgmt For For
1F. Election of Director: Thomas W. Gilligan Mgmt For For
1G. Election of Director: Gary C. Kelly Mgmt For For
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Nancy B. Loeffler Mgmt For For
1J. Election of Director: John T. Montford Mgmt For For
1K. Election of Director: Ron Ricks Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2020.
4. Advisory vote on shareholder proposal to Shr For Against
require an independent board chairman.
5. Advisory vote on shareholder proposal to Shr Against For
permit shareholder action by written
consent.
6. Advisory vote on shareholder proposal Shr For Against
requesting an annual report disclosing
information regarding the Company's
lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
TAPESTRY, INC. Agenda Number: 935083244
--------------------------------------------------------------------------------------------------------------------------
Security: 876030107
Meeting Type: Annual
Meeting Date: 07-Nov-2019
Ticker: TPR
ISIN: US8760301072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darrell Cavens Mgmt For For
1B. Election of Director: David Denton Mgmt For For
1C. Election of Director: Anne Gates Mgmt For For
1D. Election of Director: Andrea Guerra Mgmt For For
1E. Election of Director: Susan Kropf Mgmt For For
1F. Election of Director: Annabelle Yu Long Mgmt For For
1G. Election of Director: Ivan Menezes Mgmt For For
1H. Election of Director: Jide Zeitlin Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending June 27, 2020
3. Advisory vote to approve the Company's Mgmt For For
executive compensation as discussed and
described in the proxy statement
4. Approval of the Amended and Restated Mgmt For For
Tapestry, Inc. 2018 Stock Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935196293
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Calvin Darden Mgmt For For
1E. Election of Director: Robert L. Edwards Mgmt For For
1F. Election of Director: Melanie L. Healey Mgmt For For
1G. Election of Director: Donald R. Knauss Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt For For
1J. Election of Director: Kenneth L. Salazar Mgmt For For
1K. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt For For
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt For For
basis, our executive compensation (Say on
Pay).
4. Company proposal to approve the Target Mgmt For For
Corporation 2020 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 935169311
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kermit R. Crawford Mgmt For For
1B. Election of Director: Michael L. Eskew Mgmt For For
1C. Election of Director: Margaret M. Keane Mgmt For For
1D. Election of Director: Siddharth N. Mehta Mgmt For For
1E. Election of Director: Jacques P. Perold Mgmt For For
1F. Election of Director: Andrea Redmond Mgmt For For
1G. Election of Director: Gregg M. Sherrill Mgmt For For
1H. Election of Director: Judith A. Sprieser Mgmt For For
1I. Election of Director: Perry M. Traquina Mgmt For For
1J. Election of Director: Thomas J. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executives.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Allstate's independent
registered public accountant for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935147757
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Drew G. Faust Mgmt For For
1C. Election of Director: Mark A. Flaherty Mgmt For For
1D. Election of Director: Ellen J. Kullman Mgmt For For
1E. Election of Director: Lakshmi N. Mittal Mgmt For For
1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1G. Election of Director: Peter Oppenheimer Mgmt For For
1H. Election of Director: David M. Solomon Mgmt For For
1I. Election of Director: Jan E. Tighe Mgmt For For
1J. Election of Director: David A. Viniar Mgmt For For
1K. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation (Say on Pay).
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm for 2020.
4. Shareholder Proposal Regarding Right to Act Shr For Against
by Written Consent.
5. Shareholder Proposal Regarding Board Shr Against For
Oversight of the "Statement on the Purpose
of a Corporation".
--------------------------------------------------------------------------------------------------------------------------
THE MIDDLEBY CORPORATION Agenda Number: 935205030
--------------------------------------------------------------------------------------------------------------------------
Security: 596278101
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: MIDD
ISIN: US5962781010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sarah Palisi Chapin Mgmt For For
Timothy J. FitzGerald Mgmt For For
Cathy L. McCarthy Mgmt For For
John R. Miller III Mgmt Withheld Against
Robert A. Nerbonne Mgmt Withheld Against
Gordon O'Brien Mgmt For For
Nassem Ziyad Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
public accountants for the current fiscal
year ending January 2, 2021
3. Approval, by an advisory vote, of the 2019 Mgmt Against Against
compensation of the Company's named
executive officers, as disclosed pursuant
to the compensation disclosure rules of the
Securities and Exchange Commission ("SEC")
--------------------------------------------------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC. Agenda Number: 935144597
--------------------------------------------------------------------------------------------------------------------------
Security: 920253101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: VMI
ISIN: US9202531011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mogens C. Bay Mgmt For For
Walter Scott, Jr. Mgmt For For
Clark T. Randt, Jr. Mgmt For For
Richard A. Lanoha Mgmt For For
2. Advisory approval of the company's Mgmt For For
executive compensation.
3. Ratifying the appointment of Deloitte & Mgmt For For
Touche LLP as independent auditors for
fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935148406
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Vittorio Colao Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4. Nonqualified Savings Plan Earnings Shr For Against
5. Special Shareholder Meetings Shr For Against
6. Lobbying Activities Report Shr For Against
7. User Privacy Metric Shr For Against
8. Amend Severance Approval Policy Shr For Against
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935192726
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cesar Conde Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Sarah J. Friar Mgmt For For
1D. Election of Director: Carla A. Harris Mgmt For For
1E. Election of Director: Thomas W. Horton Mgmt For For
1F. Election of Director: Marissa A. Mayer Mgmt For For
1G. Election of Director: C. Douglas McMillon Mgmt For For
1H. Election of Director: Gregory B. Penner Mgmt For For
1I. Election of Director: Steven S Reinemund Mgmt For For
1J. Election of Director: S. Robson Walton Mgmt For For
1K. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants
4. Approval of the Amendment to the ASDA Mgmt For For
Sharesave Plan 2000
5. Report on Impacts of Single-Use Plastic Shr For Against
Bags
6. Report on Supplier Antibiotics Use Shr Against For
Standards
7. Policy to Include Hourly Associates as Shr Against For
Director Candidates
8. Report on Strengthening Prevention of Shr For Against
Workplace Sexual Harassment
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 935145183
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven D. Black Mgmt For For
1B. Election of Director: Celeste A. Clark Mgmt For For
1C. Election of Director: Theodore F. Craver, Mgmt For For
Jr.
1D. Election of Director: Wayne M. Hewett Mgmt For For
1E. Election of Director: Donald M. James Mgmt For For
1F. Election of Director: Maria R. Morris Mgmt For For
1G. Election of Director: Charles H. Noski Mgmt For For
1H. Election of Director: Richard B. Payne, Jr. Mgmt For For
1I. Election of Director: Juan A. Pujadas Mgmt For For
1J. Election of Director: Ronald L. Sargent Mgmt For For
1K. Election of Director: Charles W. Scharf Mgmt For For
1L. Election of Director: Suzanne M. Vautrinot Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2020.
4. Shareholder Proposal - Shareholder Approval Shr Against For
of By-Law Amendments.
5. Shareholder Proposal - Report on Shr Against For
Incentive-Based Compensation and Risks of
Material Losses.
6. Shareholder Proposal - Report on Global Shr Against For
Median Pay Gap.
GUARDIAN INTEGRATED RESEARCH VIP FUND
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 935138570
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. Alpern Mgmt For For
R.S. Austin Mgmt For For
S.E. Blount Mgmt For For
R.B. Ford Mgmt For For
M.A. Kumbier Mgmt For For
E.M. Liddy Mgmt For For
D.W. McDew Mgmt For For
N. McKinstry Mgmt For For
P.N. Novakovic Mgmt For For
W.A. Osborn Mgmt For For
D.J. Starks Mgmt For For
J.G. Stratton Mgmt For For
G.F. Tilton Mgmt For For
M.D. White Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Auditors.
3. Say on Pay - An Advisory Vote to Approve Mgmt For For
Executive Compensation.
4. Shareholder Proposal - Lobbying Disclosure. Shr Against For
5. Shareholder Proposal - Non-GAAP Financial Shr Against For
Performance Metrics Disclosure.
6. Shareholder Proposal - Shareholder Voting Shr Against For
on By-Law Amendments.
7. Shareholder Proposal - Simple Majority Shr For Against
Vote.
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935152138
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert J. Alpern Mgmt For For
Edward M. Liddy Mgmt For For
Melody B. Meyer Mgmt For For
Frederick H. Waddell Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2020
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation
4. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting
5. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying
6. Stockholder Proposal - to Adopt a Policy to Shr For Against
Require Independent Chairman
7. Stockholder Proposal - to Issue a Shr Against For
Compensation Committee Report on Drug
Pricing
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC Agenda Number: 935132580
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 09-Apr-2020
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy Banse Mgmt For For
1B. Election of Director: Frank Calderoni Mgmt Abstain Against
1C. Election of Director: James Daley Mgmt For For
1D. Election of Director: Laura Desmond Mgmt For For
1E. Election of Director: Charles Geschke Mgmt For For
1F. Election of Director: Shantanu Narayen Mgmt For For
1G. Election of Director: Kathleen Oberg Mgmt For For
1H. Election of Director: Dheeraj Pandey Mgmt For For
1I. Election of Director: David Ricks Mgmt For For
1J. Election of Director: Daniel Rosensweig Mgmt For For
1K. Election of Director: John Warnock Mgmt For For
2. Approve the 2020 Employee Stock Purchase Mgmt For For
Plan, which amends and restates the 1997
Employee Stock Purchase Plan.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on November
27, 2020.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
5. Consider and vote upon one stockholder Shr Against For
proposal.
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 935161961
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Felix J. Baker Mgmt For For
David R. Brennan Mgmt For For
Christopher J. Coughlin Mgmt For For
Deborah Dunsire Mgmt For For
Paul A. Friedman Mgmt Withheld Against
Ludwig N. Hantson Mgmt For For
John T. Mollen Mgmt For For
Francois Nader Mgmt For For
Judith A. Reinsdorf Mgmt For For
Andreas Rummelt Mgmt For For
2. Proposal No. 2 - Ratification of Mgmt For For
appointment by the Board of Directors of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3. Proposal No. 3 - Approval of a non-binding Mgmt For For
advisory vote of the 2019 compensation paid
to Alexion's named executive officers.
4. Proposal No. 4 - Shareholder proposal Shr For Against
requesting certain By-law amendments to
lower the threshold for shareholders to
call a special meeting.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt Abstain Against
1D. Election of director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of director: Thomas O. Ryder Mgmt Against Against
1I. Election of director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT TO RESTATED Mgmt Against Against
CERTIFICATE OF INCORPORATION TO LOWER STOCK
OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO
REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
EFFECTS OF FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
POTENTIAL CUSTOMER MISUSE OF CERTAIN
TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
EFFORTS TO RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE REPORT ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
VIEWPOINT DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PROMOTION DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr For Against
SUPPLY CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING
--------------------------------------------------------------------------------------------------------------------------
AMEREN CORPORATION Agenda Number: 935153685
--------------------------------------------------------------------------------------------------------------------------
Security: 023608102
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: AEE
ISIN: US0236081024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WARNER L. BAXTER Mgmt For For
1B. ELECTION OF DIRECTOR: CYNTHIA J. BRINKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: CATHERINE S. BRUNE Mgmt For For
1D. ELECTION OF DIRECTOR: J. EDWARD COLEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: WARD H. DICKSON Mgmt For For
1F. ELECTION OF DIRECTOR: NOELLE K. EDER Mgmt For For
1G. ELECTION OF DIRECTOR: ELLEN M. FITZSIMMONS Mgmt For For
1H. ELECTION OF DIRECTOR: RAFAEL FLORES Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD J. HARSHMAN Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG S. IVEY Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES C. JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: STEVEN H. LIPSTEIN Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN R. WILSON Mgmt For For
2. COMPANY PROPOSAL - ADVISORY APPROVAL OF Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS DISCLOSED IN THE PROXY STATEMENT.
3. COMPANY PROPOSAL - RATIFICATION OF THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2020.
4. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
INDEPENDENT BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 935134611
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nicholas K. Akins Mgmt For For
1B. Election of Director: David J. Anderson Mgmt For For
1C. Election of Director: J. Barnie Beasley, Mgmt For For
Jr.
1D. Election of Director: Ralph D. Crosby, Jr. Mgmt For For
1E. Election of Director: Art A. Garcia Mgmt For For
1F. Election of Director: Linda A. Goodspeed Mgmt For For
1G. Election of Director: Thomas E. Hoaglin Mgmt For For
1H. Election of Director: Sandra Beach Lin Mgmt For For
1I. Election of Director: Margaret M. McCarthy Mgmt For For
1J. Election of Director: Richard C. Notebaert Mgmt For For
1K. Election of Director: Stephen S. Rasmussen Mgmt For For
1L. Election of Director: Oliver G. Richard III Mgmt For For
1M. Election of Director: Sara Martinez Tucker Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
5. A shareholder proposal relating to Shr Against For
sustainability and executive compensation
6. A shareholder proposal relating to policies Shr For Against
on freedom of expression
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935139825
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1E. Election of Director: Pierre J.P. de Weck Mgmt For For
1F. Election of Director: Arnold W. Donald Mgmt For For
1G. Election of Director: Linda P. Hudson Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Thomas J. May Mgmt For For
1J. Election of Director: Brian T. Moynihan Mgmt For For
1K. Election of Director: Lionel L. Nowell III Mgmt For For
1L. Election of Director: Denise L. Ramos Mgmt For For
1M. Election of Director: Clayton S. Rose Mgmt For For
1N. Election of Director: Michael D. White Mgmt For For
1O. Election of Director: Thomas D. Woods Mgmt For For
1P. Election of Director: R. David Yost Mgmt For For
1Q. Election of Director: Maria T. Zuber Mgmt Against Against
2. Approving Our Executive Compensation (an Mgmt For For
Advisory, Non-binding "Say on Pay"
Resolution).
3. Ratifying the Appointment of Our Mgmt For For
Independent Registered Public Accounting
Firm for 2020.
4. Make Shareholder Proxy Access More Shr Against For
Accessible.
5. Adopt a New Shareholder Right - Written Shr For Against
Consent
6. Report Concerning Gender/Racial Pay Equity. Shr Against For
7. Review of Statement of the Purpose of a Shr Against For
Corporation and Report on Recommended
Changes to Governance Documents, Policies,
and Practices.
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 935171897
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: GOLD
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
D. M. Bristow Mgmt For For
G. A. Cisneros Mgmt For For
C. L. Coleman Mgmt For For
J. M. Evans Mgmt For For
B. L. Greenspun Mgmt For For
J. B. Harvey Mgmt For For
A. J. Quinn Mgmt For For
M. L. Silva Mgmt For For
J. L. Thornton Mgmt For For
2 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP as the auditor
of Barrick and authorizing the directors to
fix its remuneration.
3 ADVISORY RESOLUTION ON APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 935147036
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose (Joe) E. Almeida Mgmt For For
1B. Election of Director: Thomas F. Chen Mgmt For For
1C. Election of Director: John D. Forsyth Mgmt For For
1D. Election of Director: James R. Gavin III Mgmt Abstain Against
1E. Election of Director: Peter S. Hellman Mgmt For For
1F. Election of Director: Michael F. Mahoney Mgmt For For
1G. Election of Director: Patricia B. Morrison Mgmt For For
1H. Election of Director: Stephen N. Oesterle Mgmt For For
1I. Election of Director: Cathy R. Smith Mgmt For For
1J. Election of Director: Thomas T. Stallkamp Mgmt For For
1K. Election of Director: Albert P.L. Stroucken Mgmt For For
1L. Election of Director: Amy A. Wendell Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4. Stockholder Proposal - Independent Board Shr For Against
Chairman
5. Stockholder Proposal - Right to Act by Shr For Against
Written Consent
--------------------------------------------------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC. Agenda Number: 935180492
--------------------------------------------------------------------------------------------------------------------------
Security: 09061G101
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: BMRN
ISIN: US09061G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jean-Jacques Bienaime Mgmt For For
Elizabeth M. Anderson Mgmt For For
Willard Dere Mgmt For For
Michael Grey Mgmt For For
Elaine J. Heron Mgmt For For
Robert J. Hombach Mgmt For For
V. Bryan Lawlis Mgmt For For
Richard A. Meier Mgmt For For
David E.I. Pyott Mgmt For For
Dennis J. Slamon Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
independent registered public accounting
firm for BioMarin for the fiscal year
ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named
Executive Officers as disclosed in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935151681
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Robert Bertolini Mgmt For For
1C. Election of Director: Michael W. Bonney Mgmt Against Against
1D. Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1E. Election of Director: Matthew W. Emmens Mgmt For For
1F. Election of Director: Julia A. Haller, M.D. Mgmt For For
1G. Election of Director: Dinesh C. Paliwal Mgmt For For
1H. Election of Director: Theodore R. Samuels Mgmt For For
1I. Election of Director: Vicki L. Sato, Ph.D. Mgmt Abstain Against
1J. Election of Director: Gerald L. Storch Mgmt For For
1K. Election of Director: Karen H. Vousden, Mgmt For For
Ph.D.
1L. Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our Named Executive Officers.
3. Ratification of the appointment of an Mgmt For For
independent registered public accounting
firm.
4. Shareholder Proposal on Separate Chair & Shr For Against
CEO.
5. Shareholder Proposal on Shareholder Right Shr For Against
to Act by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 935130396
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 30-Mar-2020
Ticker: AVGO
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mr. Hock E. Tan Mgmt For For
1B. Election of Director: Dr. Henry Samueli Mgmt For For
1C. Election of Director: Mr. Eddy W. Mgmt For For
Hartenstein
1D. Election of Director: Ms. Diane M. Bryant Mgmt For For
1E. Election of Director: Ms. Gayla J. Delly Mgmt For For
1F. Election of Director: Mr. Raul J. Fernandez Mgmt For For
1G. Election of Director: Mr. Check Kian Low Mgmt For For
1H. Election of Director: Ms. Justine F. Page Mgmt For For
1I. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Broadcom's
independent registered public accounting
firm for the fiscal year ending November 1,
2020.
3. Non-binding, advisory vote to approve Mgmt For For
compensation of Broadcom's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935183979
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. M. Austin Mgmt For For
1B. Election of Director: J. B. Frank Mgmt For For
1C. Election of Director: A. P. Gast Mgmt For For
1D. Election of Director: E. Hernandez, Jr. Mgmt For For
1E. Election of Director: C. W. Moorman IV Mgmt For For
1F. Election of Director: D. F. Moyo Mgmt For For
1G. Election of Director: D. Reed-Klages Mgmt For For
1H. Election of Director: R. D. Sugar Mgmt Abstain Against
1I. Election of Director: D. J. Umpleby III Mgmt For For
1J. Election of Director: M. K. Wirth Mgmt For For
2. Ratification of Appointment of PwC as Mgmt For For
Independent Registered Public Accounting
Firm
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
4. Report on Lobbying Shr Against For
5. Create a Board Committee on Climate Risk Shr Against For
6. Report on Climate Lobbying Shr For Against
7. Report on Petrochemical Risk Shr For Against
8. Report on Human Rights Practices Shr Against For
9. Set Special Meeting Threshold at 10% Shr Against For
10. Adopt Policy for an Independent Chairman Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 935141755
--------------------------------------------------------------------------------------------------------------------------
Security: 125523100
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: CI
ISIN: US1255231003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David M. Cordani Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: Eric J. Foss Mgmt For For
1D. Election of Director: Elder Granger, MD, Mgmt For For
MG, USA
1E. Election of Director: Isaiah Harris, Jr. Mgmt For For
1F. Election of Director: Roman Martinez IV Mgmt For For
1G. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1H. Election of Director: Mark B. McClellan, Mgmt For For
MD, PhD
1I. Election of Director: John M. Partridge Mgmt For For
1J. Election of Director: William L. Roper, MD, Mgmt For For
MPH
1K. Election of Director: Eric C. Wiseman Mgmt For For
1L. Election of Director: Donna F. Zarcone Mgmt For For
2. Advisory approval of Cigna's executive Mgmt Against Against
compensation.
3. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as Cigna's
independent registered public accounting
firm for 2020.
4. Shareholder proposal - Shareholder right to Shr For Against
call a special meeting.
5. Shareholder proposal - Gender pay gap Shr Against For
report.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935094920
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2019
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Wesley G. Bush Mgmt For For
1C. Election of Director: Michael D. Capellas Mgmt For For
1D. Election of Director: Mark Garrett Mgmt For For
1E. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1F. Election of Director: Roderick C. McGeary Mgmt For For
1G. Election of Director: Charles H. Robbins Mgmt For For
1H. Election of Director: Arun Sarin Mgmt For For
1I. Election of Director: Brenton L. Saunders Mgmt For For
1J. Election of Director: Carol B. Tome Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2020.
4. Approval to have Cisco's Board adopt a Shr For Against
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935139849
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael L. Corbat Mgmt For For
1B. Election of Director: Ellen M. Costello Mgmt For For
1C. Election of Director: Grace E. Dailey Mgmt For For
1D. Election of Director: Barbara J. Desoer Mgmt For For
1E. Election of Director: John C. Dugan Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2020.
3. Advisory vote to approve Citi's 2019 Mgmt For For
Executive Compensation.
4. Approval of Additional Authorized Shares Mgmt For For
Under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr Against For
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting that the Shr Against For
Board review Citi's governance documents
and make recommendations to shareholders on
how the "Purpose of a Corporation" signed
by Citi's CEO can be fully implemented.
7. Stockholder proposal requesting a report Shr Against For
disclosing information regarding Citi's
lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935190532
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt Withheld Against
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent auditors
3. Approval of Amended 2003 Stock Option Plan Mgmt For For
4. Approval of Amended 2002 Restricted Stock Mgmt For For
Plan
5. Advisory vote on executive compensation Mgmt For For
6. To provide a lobbying report Shr For Against
7. To require an independent board chairman Shr For Against
8. To conduct independent investigation and Shr For Against
report on risks posed by failing to prevent
sexual harassment
--------------------------------------------------------------------------------------------------------------------------
DENTSPLY SIRONA INC. Agenda Number: 935171974
--------------------------------------------------------------------------------------------------------------------------
Security: 24906P109
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: XRAY
ISIN: US24906P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael C. Alfano Mgmt For For
1B. Election of Director: Eric K. Brandt Mgmt For For
1C. Election of Director: Donald M. Casey Jr. Mgmt For For
1D. Election of Director: Willie A. Deese Mgmt Against Against
1E. Election of Director: Betsy D. Holden Mgmt For For
1F. Election of Director: Arthur D. Kowaloff Mgmt For For
1G. Election of Director: Harry M. Kraemer Jr. Mgmt For For
1H. Election of Director: Gregory T. Lucier Mgmt For For
1I. Election of Director: Francis J. Lunger Mgmt For For
1J. Election of Director: Leslie F. Varon Mgmt For For
1K. Election of Director: Janet S. Vergis Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for 2020.
3. Approval, by non-binding vote, of the Mgmt Against Against
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
DISCOVERY, INC. Agenda Number: 935197651
--------------------------------------------------------------------------------------------------------------------------
Security: 25470F104
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: DISCA
ISIN: US25470F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert R. Bennett Mgmt For For
John C. Malone Mgmt Withheld Against
David M. Zaslav Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Discovery,
Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To vote on an advisory resolution to Mgmt Against Against
approve the 2019 compensation of Discovery,
Inc.'s named executive officers, commonly
referred to as a "Say on Pay" vote.
4. To vote on a stockholder proposal regarding Shr Against For
simple majority vote, if properly
presented.
--------------------------------------------------------------------------------------------------------------------------
DXC TECHNOLOGY COMPANY Agenda Number: 935057340
--------------------------------------------------------------------------------------------------------------------------
Security: 23355L106
Meeting Type: Annual
Meeting Date: 15-Aug-2019
Ticker: DXC
ISIN: US23355L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mukesh Aghi Mgmt For For
1b. Election of Director: Amy E. Alving Mgmt For For
1c. Election of Director: David L. Herzog Mgmt For For
1d. Election of Director: Sachin Lawande Mgmt For For
1e. Election of Director: J. Michael Lawrie Mgmt For For
1f. Election of Director: Mary L. Krakauer Mgmt For For
1g. Election of Director: Julio A. Portalatin Mgmt For For
1h. Election of Director: Peter Rutland Mgmt For For
1i. Election of Director: Michael J. Salvino Mgmt For For
1j. Election of Director: Manoj P. Singh Mgmt For For
1k. Election of Director: Robert F. Woods Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for fiscal year
ending March 31, 2020
3. Approval, by advisory vote, of named Mgmt For For
executive officer compensation
--------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 935055081
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 08-Aug-2019
Ticker: EA
ISIN: US2855121099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for one year Mgmt For For
term: Leonard S. Coleman
1b. Election of Director to serve for one year Mgmt For For
term: Jay C. Hoag
1c. Election of Director to serve for one year Mgmt For For
term: Jeffrey T. Huber
1d. Election of Director to serve for one year Mgmt For For
term: Lawrence F. Probst
1e. Election of Director to serve for one year Mgmt For For
term: Talbott Roche
1f. Election of Director to serve for one year Mgmt For For
term: Richard A. Simonson
1g. Election of Director to serve for one year Mgmt For For
term: Luis A. Ubinas
1h. Election of Director to serve for one year Mgmt For For
term: Heidi J. Ueberroth
1i. Election of Director to serve for one year Mgmt For For
term: Andrew Wilson
2. Advisory vote on the compensation of the Mgmt For For
named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent public registered
accounting firm for the fiscal year ending
March 31, 2020.
4. Approve our 2019 Equity Incentive Plan. Mgmt For For
5. Amend and Restate our Certificate of Mgmt For For
Incorporation to permit stockholders
holding 25% or more of our common stock to
call special meetings.
6. To consider and vote upon a stockholder Shr For Against
proposal, if properly presented at the
Annual Meeting, to enable stockholders
holding 15% or more of our common stock to
call special meetings.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 935148937
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. L. Eskew Mgmt Abstain Against
1B. Election of Director: W. G. Kaelin, Jr. Mgmt For For
1C. Election of Director: D. A. Ricks Mgmt For For
1D. Election of Director: M. S. Runge Mgmt For For
1E. Election of Director: K. Walker Mgmt For For
2. Approval, by non-binding vote, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of Ernst & Young LLP as the Mgmt For For
independent auditor for 2020.
4. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate the classified
board structure.
5. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate supermajority
voting provisions.
6. Shareholder proposal to disclose direct and Shr For Against
indirect lobbying activities and
expenditures.
7. Shareholder proposal to publish a report on Shr Against For
the effectiveness of the forced swim test.
8. Shareholder proposal to amend the bylaws to Shr For Against
require an independent board chair.
9. Shareholder proposal on board diversity Shr Against For
requesting disclosures of specific minimum
qualifications and board nominee skills,
experience, and ideological perspective.
10. Shareholder proposal to publish feasibility Shr Against For
report on incorporating public concern over
drug prices into senior executive
compensation arrangements.
11. Shareholder proposal to implement a bonus Shr Against For
deferral policy.
12. Shareholder proposal to disclose clawbacks Shr For Against
on executive incentive compensation due to
misconduct.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 935145272
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Janet F. Clark Mgmt For For
1B. Election of Director: Charles R. Crisp Mgmt For For
1C. Election of Director: Robert P. Daniels Mgmt For For
1D. Election of Director: James C. Day Mgmt For For
1E. Election of Director: C. Christopher Gaut Mgmt For For
1F. Election of Director: Julie J. Robertson Mgmt Abstain Against
1G. Election of Director: Donald F. Textor Mgmt For For
1H. Election of Director: William R. Thomas Mgmt For For
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP, independent
registered public accounting firm, as
auditors for the Company for the year
ending December 31, 2020.
3. To approve, by non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935051538
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Special
Meeting Date: 24-Jul-2019
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock of Fidelity National Information
Services, Inc., which we refer to as FIS,
in connection with the transactions
contemplated by the Agreement and Plan of
Merger, dated March 17, 2019, as it may be
amended from time to time, by and among
FIS, Wrangler Merger Sub, Inc., a
wholly-owned subsidiary of FIS, and
Worldpay, Inc., which proposal we refer to
as the FIS share issuance proposal.
2. To approve an amendment to the articles of Mgmt For For
incorporation of FIS to increase the number
of authorized shares of common stock of FIS
from 600,000,000 to 750,000,000, effective
only immediately prior to consummation of
the merger, which proposal we refer to as
the FIS articles amendment proposal.
3. To adjourn the FIS special meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, sufficient votes to
approve the FIS share issuance proposal or
the FIS articles amendment proposal have
not been obtained by FIS, which proposal we
refer to as the FIS adjournment proposal.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935171203
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lee Adrean Mgmt For For
1B. Election of Director: Ellen R. Alemany Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt For For
1D. Election of Director: Keith W. Hughes Mgmt For For
1E. Election of Director: Gary L. Lauer Mgmt For For
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Mgmt For For
Jr.
1J. Election of Director: Jeffrey E. Stiefler Mgmt For For
2. Advisory vote on Fidelity National Mgmt Against Against
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935066678
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Mgmt For For
Merger, dated as of May 27, 2019, by and
between Global Payments Inc. ("Global
Payments") and Total System Services, Inc.
(as amended from time to time) and the
transactions contemplated thereby (the
"Global Payments merger proposal").
2. To approve an amendment to Global Payments' Mgmt For For
articles of incorporation to increase the
number of authorized shares of Global
Payments common stock from two hundred
million shares to four hundred million
shares (the "Global Payments authorized
share count proposal").
3. To approve an amendment to Global Payments' Mgmt For For
articles of incorporation to declassify the
Global Payments board of directors and
provide for annual elections of directors
(the "Global Payments declassification
proposal").
4. To adjourn the Global Payments special Mgmt For For
meeting, if necessary or appropriate, to
solicit additional proxies if, immediately
prior to such adjournment, there are not
sufficient votes to approve the Global
Payments merger proposal, the Global
Payments authorized share count proposal or
the Global Payments declassification
proposal or to ensure that any supplement
or amendment to the accompanying joint
proxy statement/prospectus is timely
provided to holders of Global Payments
common stock.
--------------------------------------------------------------------------------------------------------------------------
INGERSOLL-RAND PLC Agenda Number: 935120232
--------------------------------------------------------------------------------------------------------------------------
Security: G47791101
Meeting Type: Special
Meeting Date: 04-Feb-2020
Ticker: IR
ISIN: IE00B6330302
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To vote to pass a special resolution to Mgmt For For
change the Company's name to Trane
Technologies plc on such date as determined
by the Chairman and Senior Vice President
and General Counsel of the Company.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935137782
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Buberl Mgmt For For
1B. Election of Director: Michael L. Eskew Mgmt Against Against
1C. Election of Director: David N. Farr Mgmt For For
1D. Election of Director: Alex Gorsky Mgmt For For
1E. Election of Director: Michelle J. Howard Mgmt For For
1F. Election of Director: Arvind Krishna Mgmt For For
1G. Election of Director: Andrew N. Liveris Mgmt For For
1H. Election of Director: F. William McNabb III Mgmt For For
1I. Election of Director: Martha E. Pollack Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
1K. Election of Director: Joseph R. Swedish Mgmt For For
1L. Election of Director: Sidney Taurel Mgmt For For
1M. Election of Director: Peter R. Voser Mgmt For For
1N. Election of Director: Frederick H. Waddell Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Stockholder Proposal on Shareholder Right Shr For Against
to Remove Directors.
5. Stockholder Proposal on the Right to Act by Shr For Against
Written Consent.
6. Stockholder Proposal to Have an Independent Shr For Against
Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935170833
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Lee R. Raymond Mgmt Against Against
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
4. Independent board chairman Shr For Against
5. Oil and gas company and project financing Shr Against For
related to the Arctic and the Canadian oil
sands
6. Climate change risk reporting Shr For Against
7. Amend shareholder written consent Shr For Against
provisions
8. Charitable contributions disclosure Shr Against For
9. Gender/Racial pay equity Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 935174235
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce D. Broussard Mgmt For For
1B. Election of Director: Gary M. Crosby Mgmt For For
1C. Election of Director: Alexander M. Cutler Mgmt For For
1D. Election of Director: H. James Dallas Mgmt For For
1E. Election of Director: Elizabeth R. Gile Mgmt For For
1F. Election of Director: Ruth Ann M. Gillis Mgmt For For
1G. Election of Director: Christopher M. Gorman Mgmt For For
1H. Election of Director: Carlton L. Highsmith Mgmt For For
1I. Election of Director: Richard J. Hipple Mgmt For For
1J. Election of Director: Kristen L. Manos Mgmt For For
1K. Election of Director: Barbara R. Snyder Mgmt For For
1L. Election of Director: David K. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor.
3. Advisory approval of executive Mgmt For For
compensation.
4. Shareholder proposal seeking to reduce Shr For Against
ownership threshold to call special
shareholder meeting.
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 935138099
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Abelardo E. Bru Mgmt For For
1B. Election of Director: Robert W. Decherd Mgmt For For
1C. Election of Director: Michael D. Hsu Mgmt For For
1D. Election of Director: Mae C. Jemison, M.D. Mgmt Against Against
1E. Election of Director: S. Todd Maclin Mgmt For For
1F. Election of Director: Sherilyn S. McCoy Mgmt For For
1G. Election of Director: Christa S. Quarles Mgmt For For
1H. Election of Director: Ian C. Read Mgmt For For
1I. Election of Director: Dunia A. Shive Mgmt For For
1J. Election of Director: Mark T. Smucker Mgmt For For
1K. Election of Director: Michael D. White Mgmt For For
2. Ratification of Auditor. Mgmt For For
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Stockholder Proposal Regarding Right to Act Shr For Against
by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
L3HARRIS TECHNOLOGIES INC. Agenda Number: 935144852
--------------------------------------------------------------------------------------------------------------------------
Security: 502431109
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: LHX
ISIN: US5024311095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sallie B. Bailey Mgmt For For
1B. Election of Director: William M. Brown Mgmt For For
1C. Election of Director: Peter W. Chiarelli Mgmt For For
1D. Election of Director: Thomas A. Corcoran Mgmt For For
1E. Election of Director: Thomas A. Dattilo Mgmt For For
1F. Election of Director: Roger B. Fradin Mgmt For For
1G. Election of Director: Lewis Hay III Mgmt For For
1H. Election of Director: Lewis Kramer Mgmt For For
1I. Election of Director: Christopher E. Mgmt For For
Kubasik
1J. Election of Director: Rita S. Lane Mgmt For For
1K. Election of Director: Robert B. Millard Mgmt For For
1L. Election of Director: Lloyd W. Newton Mgmt Abstain Against
2. Approval, in an Advisory Vote, of the Mgmt For For
Compensation of Named Executive Officers as
Disclosed in the Proxy Statement
3. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm for Fiscal Year 2020
4. Approval of an Amendment to Our Restated Mgmt For For
Certificate of Incorporation to Eliminate
the Supermajority Voting and "Fair Price"
Requirements for Business Combinations
Involving Interested Shareholders
5. Approval of an Amendment to Our Restated Mgmt For For
Certificate of Incorporation to Eliminate
the "Anti-Greenmail" Provision
6. Approval of an Amendment to Our Restated Mgmt For For
Certificate of Incorporation to Eliminate
the Cumulative Voting Provision that
Applies When We Have a 40% Shareholder
7. Shareholder Proposal to Permit the Ability Shr For Against
of Shareholders to Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
MASCO CORPORATION Agenda Number: 935174805
--------------------------------------------------------------------------------------------------------------------------
Security: 574599106
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: MAS
ISIN: US5745991068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Keith J. Allman Mgmt For For
1b. Election of Director: J. Michael Losh Mgmt For For
1c. Election of Director: Christopher A. Mgmt For For
O'Herlihy
1d. Election of Director: Charles K. Stevens, Mgmt For For
III
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation paid to the Company's
named executive officers, as disclosed
pursuant to the compensation disclosure
rules of the SEC, including the
Compensation Discussion and Analysis, the
compensation tables and the related
materials disclosed in the Proxy Statement.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for the Company for 2020.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935196332
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard Mgmt Abstain Against
Haythornthwaite
1B. Election of Director: Ajay Banga Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Merit E. Janow Mgmt For For
1H. Election of Director: Oki Matsumoto Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2020
--------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION Agenda Number: 935050714
--------------------------------------------------------------------------------------------------------------------------
Security: 58155Q103
Meeting Type: Annual
Meeting Date: 31-Jul-2019
Ticker: MCK
ISIN: US58155Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one-year term: Mgmt For For
Dominic J. Caruso
1b. Election of Director for a one-year term: Mgmt For For
N. Anthony Coles, M.D.
1c. Election of Director for a one-year term: Mgmt For For
M. Christine Jacobs
1d. Election of Director for a one-year term: Mgmt For For
Donald R. Knauss
1e. Election of Director for a one-year term: Mgmt For For
Marie L. Knowles
1f. Election of Director for a one-year term: Mgmt For For
Bradley E. Lerman
1g. Election of Director for a one-year term: Mgmt For For
Edward A. Mueller
1h. Election of Director for a one-year term: Mgmt For For
Susan R. Salka
1i. Election of Director for a one-year term: Mgmt For For
Brian S. Tyler
1j. Election of Director for a one-year term: Mgmt For For
Kenneth E. Washington
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the company's independent
registered public accounting firm for the
fiscal year ending March 31, 2020.
3. Advisory vote on executive compensation. Mgmt For For
4. Shareholder proposal on disclosure of Shr For Against
lobbying activities and expenditures.
5. Shareholder proposal on 10% ownership Shr For Against
threshold for calling special meetings of
shareholders.
--------------------------------------------------------------------------------------------------------------------------
MEDICAL PROPERTIES TRUST, INC. Agenda Number: 935207072
--------------------------------------------------------------------------------------------------------------------------
Security: 58463J304
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MPW
ISIN: US58463J3041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward K. Aldag, Jr. Mgmt For For
1B. Election of Director: G. Steven Dawson Mgmt For For
1C. Election of Director: R. Steven Hamner Mgmt For For
1D. Election of Director: Caterina A. Mozingo Mgmt For For
1E. Election of Director: Elizabeth N. Pitman Mgmt For For
1F. Election of Director: C. Reynolds Thompson, Mgmt For For
III
1G. Election of Director: D. Paul Sparks, Jr. Mgmt For For
1H. Election of Director: Michael G. Stewart Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. Non-binding, advisory approval of the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935094336
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 06-Dec-2019
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Omar Ishrak Mgmt For For
1G. Election of Director: Michael O. Leavitt Mgmt For For
1H. Election of Director: James T. Lenehan Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt Against Against
2. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Medtronic's independent auditor for
fiscal year 2020 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt For For
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Shr Against For
Gap
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 935158736
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lewis W.K. Booth Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt For For
1C. Election of Director: Debra A. Crew Mgmt For For
1D. Election of Director: Lois D. Juliber Mgmt Abstain Against
1E. Election of Director: Peter W. May Mgmt For For
1F. Election of Director: Jorge S. Mesquita Mgmt For For
1G. Election of Director: Fredric G. Reynolds Mgmt For For
1H Election of Director: Christiana S. Shi Mgmt For For
1I. Election of Director: Patrick T. Siewert Mgmt For For
1J. Election of Director: Michael A. Todman Mgmt For For
1K. Election of Director: Jean-Francois M. L. Mgmt For For
van Boxmeer
1L. Election of Director: Dirk Van de Put Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Independent Registered Public
Accountants for Fiscal Year Ending December
31, 2020.
4. Consider Employee Pay in Setting Chief Shr Against For
Executive Officer Pay.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 935066298
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 19-Sep-2019
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan B. Graf, Jr. Mgmt For For
Peter B. Henry Mgmt For For
Michelle A. Peluso Mgmt For For
2. To approve executive compensation by an Mgmt For For
advisory vote.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 935152025
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas D. Bell, Jr. Mgmt For For
1B. Election of Director: Mitchell E. Daniels, Mgmt For For
Jr.
1C. Election of Director: Marcela E. Donadio Mgmt For For
1D. Election of Director: John C. Huffard, Jr. Mgmt For For
1E. Election of Director: Christopher T. Jones Mgmt For For
1F. Election of Director: Thomas C. Kelleher Mgmt For For
1G. Election of Director: Steven F. Leer Mgmt Abstain Against
1H. Election of Director: Michael D. Lockhart Mgmt For For
1I. Election of Director: Amy E. Miles Mgmt For For
1J. Election of Director: Claude Mongeau Mgmt For For
1K. Election of Director: Jennifer F. Scanlon Mgmt For For
1L. Election of Director: James A. Squires Mgmt For For
1M. Election of Director: John R. Thompson Mgmt For For
2A. Approval of proposed amendments to the Mgmt For For
Corporation's Amended and Restated Articles
of Incorporation ("Articles"): Amendment of
voting standard to amend the Articles.
2B. Approval of proposed amendments to the Mgmt For For
Corporation's Amended and Restated Articles
of Incorporation ("Articles"): Approval of
simple majority voting standard to approve
a merger, share exchange, conversion, sale,
or dissolution of the Corporation.
2C. Approval of proposed amendments to the Mgmt For For
Corporation's Amended and Restated Articles
of Incorporation ("Articles"): Approval of
majority voting standard to approve
re-domestication of the Corporation and
affiliated transactions.
3. Ratification of the appointment of KPMG Mgmt For For
LLP, independent registered public
accounting firm, as Norfolk Southern's
independent auditors for the year ending
December 31, 2020.
4. Approval of the advisory resolution on Mgmt For For
executive compensation, as disclosed in the
proxy statement for the 2020 Annual Meeting
of Shareholders.
5. A shareholder proposal regarding the right Shr For Against
to act by written consent, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 935175162
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathy J. Warden Mgmt For For
1B. Election of Director: Marianne C. Brown Mgmt For For
1C. Election of Director: Donald E. Felsinger Mgmt For For
1D. Election of Director: Ann M. Fudge Mgmt For For
1E. Election of Director: Bruce S. Gordon Mgmt For For
1F. Election of Director: William H. Hernandez Mgmt For For
1G. Election of Director: Madeleine A. Kleiner Mgmt Abstain Against
1H. Election of Director: Karl J. Krapek Mgmt For For
1I. Election of Director: Gary Roughead Mgmt For For
1J. Election of Director: Thomas M. Schoewe Mgmt For For
1K. Election of Director: James S. Turley Mgmt For For
1L. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2020.
4. Shareholder proposal that the Company Shr Against For
assess and report on potential human rights
impacts that could result from governments'
use of the Company's products and services,
including in conflict-affected areas.
5. Shareholder proposal to move to a 3% Shr For Against
ownership threshold for shareholders to
request action by written consent.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935196445
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: Persis S. Drell Mgmt For For
1D. Election of Director: Jen-Hsun Huang Mgmt For For
1E. Election of Director: Dawn Hudson Mgmt For For
1F. Election of Director: Harvey C. Jones Mgmt For For
1G. Election of Director: Michael G. McCaffery Mgmt For For
1H. Election of Director: Stephen C. Neal Mgmt For For
1I. Election of Director: Mark L. Perry Mgmt For For
1J. Election of Director: A. Brooke Seawell Mgmt For For
1K. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 935212489
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the 2019 Statutory Annual Mgmt For For
Accounts
2. Discharge of the members of the Board for Mgmt For For
their responsibilities in the fiscal year
ended December 31, 2019
3A. Appoint Kurt Sievers as executive director Mgmt For For
3B. Re-appoint Sir Peter Bonfield as Mgmt For For
non-executive director
3C. Re-appoint Kenneth A. Goldman as Mgmt Against Against
non-executive director
3D. Re-appoint Josef Kaeser as non-executive Mgmt For For
director
3E. Re-appoint Lena Olving as non-executive Mgmt For For
director
3F. Re-appoint Peter Smitham as non-executive Mgmt For For
director
3G. Re-appoint Julie Southern as non-executive Mgmt For For
director
3H. Re-appoint Jasmin Staiblin as non-executive Mgmt For For
director
3I. Re-appoint Gregory Summe as non-executive Mgmt For For
director
3J. Re-appoint Karl-Henrik Sundstrom as Mgmt For For
non-executive director
4. Authorization of the Board to issue Mgmt For For
ordinary shares of the Company and grant
rights to acquire ordinary shares
5. Authorization of the Board to restrict or Mgmt For For
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights
6. Authorization of the Board to repurchase Mgmt For For
ordinary shares
7. Authorization of the Board to cancel Mgmt For For
ordinary shares held or to be acquired by
the Company
8. Appointment of Ernst & Young Accountants Mgmt For For
LLP as independent auditors for a
three-year period, starting with the fiscal
year ending December 31, 2020
9. Determination of the remuneration of the Mgmt For For
members and Chairs of the Audit Committee,
the Compensation Committee, and the
Nominating and Governance Committee of the
Board
10. Amendment of the Company's Articles of Mgmt For For
Association
11. Non-binding, advisory vote to approve Named Mgmt For For
Executive Officer compensation
12. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation votes
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 935094350
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105
Meeting Type: Annual
Meeting Date: 09-Dec-2019
Ticker: PANW
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Asheem Mgmt Abstain Against
Chandna
1B. Election of Class II Director: James J. Mgmt For For
Goetz
1C. Election of Class II Director: Mark D. Mgmt For For
McLaughlin
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
July 31, 2020.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 935148901
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shona L. Brown Mgmt For For
1B. Election of Director: Cesar Conde Mgmt For For
1C. Election of Director: Ian Cook Mgmt For For
1D. Election of Director: Dina Dublon Mgmt For For
1E. Election of Director: Richard W. Fisher Mgmt For For
1F. Election of Director: Michelle Gass Mgmt For For
1G. Election of Director: Ramon L. Laguarta Mgmt For For
1H. Election of Director: David C. Page Mgmt For For
1I. Election of Director: Robert C. Pohlad Mgmt For For
1J. Election of Director: Daniel Vasella Mgmt Abstain Against
1K. Election of Director: Darren Walker Mgmt For For
1L. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
2020.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Shareholder Proposal - Reduce Ownership Shr For Against
Threshold to Call Special Shareholder
Meetings.
5. SHAREHOLDER PROPOSAL - REPORT ON SUGAR AND Shr Against For
PUBLIC HEALTH.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 935152594
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andre Calantzopoulos Mgmt For For
1B. Election of Director: Louis C. Camilleri Mgmt For For
1C. Election of Director: Werner Geissler Mgmt For For
1D. Election of Director: Lisa A. Hook Mgmt For For
1E. Election of Director: Jennifer Li Mgmt For For
1F. Election of Director: Jun Makihara Mgmt For For
1G. Election of Director: Kalpana Morparia Mgmt For For
1H. Election of Director: Lucio A. Noto Mgmt For For
1I. Election of Director: Frederik Paulsen Mgmt For For
1J. Election of Director: Robert B. Polet Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For
Compensation
3. Ratification of the Selection of Mgmt For For
Independent Auditors
--------------------------------------------------------------------------------------------------------------------------
POPULAR, INC. Agenda Number: 935159904
--------------------------------------------------------------------------------------------------------------------------
Security: 733174700
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: BPOP
ISIN: PR7331747001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Class 3 Director for a Mgmt For For
three-year term: Ignacio Alvarez
1B) Election of Class 3 Director for a Mgmt For For
three-year term: Maria Luisa Ferre
1C) Election of Class 3 Director for a Mgmt For For
three-year term: C. Kim Goodwin
2) To approve an amendment to Article SEVENTH Mgmt For For
of Popular, Inc.'s Restated Certificate of
Incorporation to declassify the Board of
Directors by the 2023 Annual Meeting of
Shareholders.
3) To approve an Amendment to the first Mgmt For For
sentence of Article SEVENTH of Popular,
Inc.'s Restated Certificate of
Incorporation to reduce the minimum and
maximum amount of members comprising the
Board of Directors.
4) To approve an amendment to Article NINTH of Mgmt For For
Popular, Inc.'s Restated Certificate of
Incorporation to eliminate supermajority
vote requirements.
5) Adoption of the Popular, Inc. 2020 Omnibus Mgmt For For
Incentive Plan.
6) Approve, on an advisory basis, the Mgmt For For
Corporation's executive compensation.
7) To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Popular,
Inc.'s independent registered public
accounting firm for 2020.
8) To approve the adjournment or postponement Mgmt For For
of the meeting, if necessary or
appropriate, to solicit additional proxies,
in the event that there are not sufficient
votes to approve Proposals 2, 3, 4 and 5.
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS, INC. Agenda Number: 935145664
--------------------------------------------------------------------------------------------------------------------------
Security: 74340W103
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: PLD
ISIN: US74340W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hamid R. Moghadam Mgmt For For
1B. Election of Director: Cristina G. Bita Mgmt For For
1C. Election of Director: George L. Fotiades Mgmt Against Against
1D. Election of Director: Lydia H. Kennard Mgmt For For
1E. Election of Director: Irving F. Lyons III Mgmt For For
1F. Election of Director: Avid Modjtabai Mgmt For For
1G. Election of Director: David P. O'Connor Mgmt For For
1H. Election of Director: Olivier Piani Mgmt For For
1I. Election of Director: Jeffrey L. Skelton Mgmt Abstain Against
1J. Election of Director: Carl B. Webb Mgmt For For
1K. Election of Director: William D. Zollars Mgmt For For
2. Advisory Vote to Approve the Company's Mgmt Against Against
Executive Compensation for 2019
3. Vote to Approve the Prologis, Inc. 2020 Mgmt For For
Long-Term Incentive Plan
4. Vote to Approve an Amendment to our Mgmt For For
Articles of Incorporation to Increase the
Number of Authorized Shares of Common Stock
5. Ratification of the Appointment of KPMG LLP Mgmt For For
as the Company's Independent Registered
Public Accounting Firm for the Year 2020
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC. Agenda Number: 935134469
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 17-Apr-2020
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrea J. Ayers Mgmt For For
1B. Election of Director: George W. Buckley Mgmt For For
1C. Election of Director: Patrick D. Campbell Mgmt For For
1D. Election of Director: Carlos M. Cardoso Mgmt For For
1E. Election of Director: Robert B. Coutts Mgmt For For
1F. Election of Director: Debra A. Crew Mgmt For For
1G. Election of Director: Michael D. Hankin Mgmt For For
1H. Election of Director: James M. Loree Mgmt For For
1I. Election of Director: Dmitri L. Stockton Mgmt For For
1J. Election of Director: Irving Tan Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. Approve the selection of Ernst & Young LLP Mgmt For For
as the Company's independent auditors for
the Company's 2020 fiscal year.
4. To consider a shareholder proposal Shr For Against
regarding action by written consent, if
properly presented.
--------------------------------------------------------------------------------------------------------------------------
T-MOBILE US, INC. Agenda Number: 935192524
--------------------------------------------------------------------------------------------------------------------------
Security: 872590104
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: TMUS
ISIN: US8725901040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marcelo Claure Mgmt For For
Srikant M. Datar Mgmt For For
Ronald D. Fisher Mgmt For For
Srini Gopalan Mgmt Withheld Against
Lawrence H. Guffey Mgmt For For
Timotheus Hottges Mgmt For For
Christian P. Illek Mgmt For For
Stephen R. Kappes Mgmt For For
Raphael Kubler Mgmt For For
Thorsten Langheim Mgmt For For
G. Michael Sievert Mgmt For For
Teresa A. Taylor Mgmt For For
Kelvin R. Westbrook Mgmt For For
2. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for Fiscal Year 2020.
3. Advisory Vote to Approve the Compensation Mgmt Against Against
Provided to the Company's Named Executive
Officers for 2019.
4. Stockholder Proposal for Limitations on Shr Against For
Accelerated Vesting of Equity Awards in the
Event of a Change of Control.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935196293
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt Abstain Against
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Calvin Darden Mgmt For For
1E. Election of Director: Robert L. Edwards Mgmt For For
1F. Election of Director: Melanie L. Healey Mgmt For For
1G. Election of Director: Donald R. Knauss Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt For For
1J. Election of Director: Kenneth L. Salazar Mgmt For For
1K. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt For For
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt For For
basis, our executive compensation (Say on
Pay).
4. Company proposal to approve the Target Mgmt For For
Corporation 2020 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 935169311
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kermit R. Crawford Mgmt For For
1B. Election of Director: Michael L. Eskew Mgmt For For
1C. Election of Director: Margaret M. Keane Mgmt For For
1D. Election of Director: Siddharth N. Mehta Mgmt For For
1E. Election of Director: Jacques P. Perold Mgmt For For
1F. Election of Director: Andrea Redmond Mgmt Abstain Against
1G. Election of Director: Gregg M. Sherrill Mgmt For For
1H. Election of Director: Judith A. Sprieser Mgmt For For
1I. Election of Director: Perry M. Traquina Mgmt For For
1J. Election of Director: Thomas J. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executives.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Allstate's independent
registered public accountant for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935172130
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt Abstain Against
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding Amendment of Shr For Against
Shareholder Written Consent Right
5. Shareholder Proposal Regarding EEO-1 Shr For Against
Disclosure
6. Shareholder Proposal Regarding Executive Shr Against For
Ownership Guidelines
7. Shareholder Proposal Regarding Shr Against For
Electioneering Contributions Congruency
Analysis
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935072998
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 08-Oct-2019
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Francis S. Blake Mgmt For For
1B. Election of Director: Angela F. Braly Mgmt For For
1C. Election of Director: Amy L. Chang Mgmt For For
1D. Election of Director: Scott D. Cook Mgmt For For
1E. Election of Director: Joseph Jimenez Mgmt For For
1F. Election of Director: Terry J. Lundgren Mgmt For For
1G. Election of Director: Christine M. McCarthy Mgmt For For
1H. Election of Director: W. James McNerney, Mgmt For For
Jr.
1I. Election of Director: Nelson Peltz Mgmt Against Against
1J. Election of Director: David S. Taylor Mgmt For For
1K. Election of Director: Margaret C. Whitman Mgmt For For
1L. Election of Director: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt For For
Registered Public Accounting Firm
3. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation (the "Say on Pay"
vote)
4. Approval of The Procter & Gamble 2019 Stock Mgmt Against Against
and Incentive Compensation Plan
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935125648
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Francis A. deSouza Mgmt For For
1E. Election of Director: Michael B.G. Froman Mgmt For For
1F. Election of Director: Robert A. Iger Mgmt For For
1G. Election of Director: Maria Elena Mgmt Against Against
Lagomasino
1H. Election of Director: Mark G. Parker Mgmt For For
1I. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2020.
3. To approve the advisory resolution on Mgmt Against Against
executive compensation.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated 2011 Stock Incentive
Plan.
5. Shareholder proposal requesting an annual Shr For Against
report disclosing information regarding the
Company's lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
TRANE TECHNOLOGIES PLC Agenda Number: 935197485
--------------------------------------------------------------------------------------------------------------------------
Security: G8994E103
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: TT
ISIN: IE00BK9ZQ967
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kirk E. Arnold Mgmt For For
1B. Election of Director: Ann C. Berzin Mgmt For For
1C. Election of Director: John Bruton Mgmt For For
1D. Election of Director: Jared L. Cohon Mgmt For For
1E. Election of Director: Gary D. Forsee Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Michael W. Lamach Mgmt For For
1H. Election of Director: Myles P. Lee Mgmt For For
1I. Election of Director: Karen B. Peetz Mgmt For For
1J. Election of Director: John P. Surma Mgmt For For
1K. Election of Director: Richard J. Swift Mgmt For For
1L. Election of Director: Tony L. White Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the appointment of independent Mgmt For For
auditors of the Company and authorization
of the Audit Committee of the Board of
Directors to set the auditors'
remuneration.
4. Approval of the renewal of the Directors' Mgmt Against Against
existing authority to issue shares.
5. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares for cash
without first offering shares to existing
shareholders. (Special Resolution)
6. Determination of the price range at which Mgmt For For
the Company can re-allot shares that it
holds as treasury shares. (Special
Resolution)
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 935158407
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew H. Card Jr. Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: David B. Dillon Mgmt For For
1D. Election of Director: Lance M. Fritz Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Jane H. Lute Mgmt For For
1G. Election of Director: Michael R. McCarthy Mgmt Abstain Against
1H. Election of Director: Thomas F. McLarty III Mgmt For For
1I. Election of Director: Bhavesh V. Patel Mgmt For For
1J. Election of Director: Jose H. Villarreal Mgmt For For
1K. Election of Director: Christopher J. Mgmt For For
Williams
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
2020.
3. An advisory vote to approve executive Mgmt For For
compensation ("Say on Pay").
4. Shareholder proposal regarding Independent Shr For Against
Chairman if properly presented at the
Annual Meeting.
5. Shareholder proposal regarding Climate Shr Against For
Assessment Report if properly presented at
the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda Number: 935174021
--------------------------------------------------------------------------------------------------------------------------
Security: 98389B100
Meeting Type: Annual
Meeting Date: 22-May-2020
Ticker: XEL
ISIN: US98389B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lynn Casey Mgmt For For
1B. Election of Director: Ben Fowke Mgmt For For
1C. Election of Director: Netha N. Johnson Mgmt For For
1D. Election of Director: George J. Kehl Mgmt For For
1E. Election of Director: Richard T. O'Brien Mgmt For For
1F. Election of Director: David K. Owens Mgmt For For
1G. Election of Director: Christopher J. Mgmt For For
Policinski
1H. Election of Director: James T. Prokopanko Mgmt For For
1I. Election of Director: A. Patricia Sampson Mgmt For For
1J. Election of Director: James J. Sheppard Mgmt For For
1K. Election of Director: David A. Westerlund Mgmt For For
1L. Election of Director: Kim Williams Mgmt For For
1M. Election of Director: Timothy V. Wolf Mgmt For For
1N. Election of Director: Daniel Yohannes Mgmt For For
2. Company proposal to approve, on an advisory Mgmt For For
basis, executive compensation.
3. Company proposal to ratify the appointment Mgmt For For
of Deloitte & Touche LLP as Xcel Energy
Inc.'s independent registered public
accounting firm for 2020
4. Shareholder proposal regarding a report on Shr Against For
the costs and benefits of Xcel Energy's
voluntary climate-related activities.
GUARDIAN INTERNATIONAL GROWTH VIP FUND
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 711827468
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: EGM
Meeting Date: 14-Jan-2020
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING OF THE GENERAL MEETING Non-Voting
2 IT IS PROPOSED TO REAPPOINT MR.JOEP VAN Mgmt For For
BEURDEN AS MEMBER OF THE SUPERVISORY BOARD
WHERE ALL DETAILS AS LAID DOWN IN ARTICLE
2:158 PARAGRAPH 5, SECTION 2: 142 PARAGRAPH
3 OF THE DUTCH CIVIL CODE ARE AVAILABLE FOR
THE GENERAL MEETING OF SHAREHOLDERS. THE
REAPPOINTMENT WILL BE WITH EFFECT FROM 20
JANUARY 2020 (THE ENDING OF HIS CURRENT
TERM) AND WILL BE FOR A 4-YEAR TERM
3 ANY OTHER BUSINESS AND CLOSING OF THE Non-Voting
GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 712401671
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: AGM
Meeting Date: 26-May-2020
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPEN MEETING Non-Voting
2.A RECEIVE REPORT OF MANAGEMENT BOARD Non-Voting
2.B APPROVE REMUNERATION REPORT Mgmt For For
2.C ADOPT ANNUAL ACCOUNTS Mgmt For For
2.D RECEIVE EXPLANATION ON COMPANY'S RESERVES Non-Voting
AND DIVIDEND POLICY
2.E APPROVE REMUNERATION POLICY FOR MANAGEMENT Mgmt For For
BOARD
2.F APPROVE REMUNERATION POLICY FOR SUPERVISORY Mgmt For For
BOARD
3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
5 REELECT PIERO OVERMARS TO SUPERVISORY BOARD Mgmt For For
6 GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt For For
10 PERCENT OF ISSUED CAPITAL
7 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt For For
RIGHTS FROM SHARE ISSUANCES
8 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
9 RATIFY PWC AS AUDITORS Mgmt For For
10 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD Agenda Number: 712492824
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 29-May-2020
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0424/2020042400952.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0424/2020042400966.pdf
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY, THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND OF 93.30 HONG Mgmt For For
KONG CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2019
3 TO RE-ELECT MR. EDMUND SZE-WING TSE AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
4 TO RE-ELECT MR. JACK CHAK-KWONG SO AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO RE-ELECT MR. MOHAMED AZMAN YAHYA AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
ITS REMUNERATION
7.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY, NOT EXCEEDING 10 PER
CENT OF THE NUMBER OF SHARES OF THE COMPANY
IN ISSUE AS AT THE DATE OF THIS RESOLUTION,
AND THE DISCOUNT FOR ANY SHARES TO BE
ISSUED SHALL NOT EXCEED 10 PER CENT TO THE
BENCHMARKED PRICE
7.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY, NOT
EXCEEDING 10 PER CENT OF THE NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF THIS RESOLUTION
8 TO APPROVE THE NEW SHARE OPTION SCHEME AND Mgmt For For
TO TERMINATE THE EXISTING SHARE OPTION
SCHEME
--------------------------------------------------------------------------------------------------------------------------
AIRBUS SE Agenda Number: 712298822
--------------------------------------------------------------------------------------------------------------------------
Security: N0280G100
Meeting Type: AGM
Meeting Date: 16-Apr-2020
Ticker:
ISIN: NL0000235190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING AND GENERAL INTRODUCTORY STATEMENTS Non-Voting
2.1 PRESENTATION BY THE CHAIRMAN AND THE CHIEF Non-Voting
EXECUTIVE OFFICER, INCLUDING THE REPORT BY
THE BOARD OF DIRECTORS IN RESPECT OF THE:
CORPORATE GOVERNANCE STATEMENT
2.2 PRESENTATION BY THE CHAIRMAN AND THE CHIEF Non-Voting
EXECUTIVE OFFICER, INCLUDING THE REPORT BY
THE BOARD OF DIRECTORS IN RESPECT OF THE:
REPORT ON THE BUSINESS AND FINANCIAL
RESULTS OF 2019
2.3 PRESENTATION BY THE CHAIRMAN AND THE CHIEF Non-Voting
EXECUTIVE OFFICER, INCLUDING THE REPORT BY
THE BOARD OF DIRECTORS IN RESPECT OF THE:
POLICY ON DIVIDEND
3 DISCUSSION OF ALL AGENDA ITEMS Non-Voting
4.1 ADOPTION OF THE AUDITED ACCOUNTS FOR THE Mgmt For For
FINANCIAL YEAR 2019
4.3 RELEASE FROM LIABILITY OF THE NON-EXECUTIVE Mgmt Against Against
MEMBERS OF THE BOARD OF DIRECTORS
4.4 RELEASE FROM LIABILITY OF THE EXECUTIVE Mgmt Against Against
MEMBER OF THE BOARD OF DIRECTORS
4.5 RENEWAL OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
ACCOUNTANTS LLP AS AUDITOR FOR THE
FINANCIAL YEAR 2020
4.6 ADOPTION OF THE REMUNERATION POLICY OF THE Mgmt For For
BOARD OF DIRECTORS
4.7 APPROVAL OF THE IMPLEMENTATION OF THE Mgmt For For
REMUNERATION POLICY FOR THE FINANCIAL YEAR
2019
4.8 APPOINTMENT OF MR MARK DUNKERLEY AS Mgmt For For
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS FOR A TERM OF THREE YEARS, IN
REPLACEMENT OF MR DENIS RANQUE WHOSE
MANDATE EXPIRES
4.9 APPOINTMENT OF MR STEPHAN GEMKOW AS Mgmt For For
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS FOR A TERM OF THREE YEARS, IN
REPLACEMENT OF MR HERMANN-JOSEF LAMBERTI
WHOSE MANDATE EXPIRES
4.10 RENEWAL OF THE APPOINTMENT OF MR RALPH D. Mgmt For For
CROSBY, JR. AS NON-EXECUTIVE MEMBER OF THE
BOARD OF DIRECTORS FOR A TERM OF THREE
YEARS
4.11 RENEWAL OF THE APPOINTMENT OF LORD DRAYSON Mgmt For For
(PAUL) AS NON-EXECUTIVE MEMBER OF THE BOARD
OF DIRECTORS FOR A TERM OF THREE YEARS
4.12 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND TO LIMIT OR
EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS FOR THE PURPOSE OF
EMPLOYEE SHARE OWNERSHIP PLANS AND
SHARE-RELATED LONG-TERM INCENTIVE PLANS
4.13 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND TO LIMIT OR
EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS FOR THE PURPOSE OF
FUNDING THE COMPANY AND ITS GROUP COMPANIES
4.14 RENEWAL OF THE AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO REPURCHASE UP TO 10% OF THE
COMPANY'S ISSUED SHARE CAPITAL
4.15 CANCELLATION OF SHARES REPURCHASED BY THE Mgmt For For
COMPANY
5 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935052302
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 15-Jul-2019
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Effect an increase in the number of Mgmt For For
authorized Ordinary Shares to
32,000,000,000 and effect a one-to-eight
share subdivision of the Company's Ordinary
Shares.
2.1 Election of Director for a three year term: Mgmt Against Against
DANIEL ZHANG
2.2 Election of Director for a three year term: Mgmt For For
CHEE HWA TUNG
2.3 Election of Director for a three year term: Mgmt For For
JERRY YANG
2.4 Election of Director for a three year term: Mgmt For For
WAN LING MARTELLO
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company.
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV Agenda Number: 712243358
--------------------------------------------------------------------------------------------------------------------------
Security: N07059202
Meeting Type: AGM
Meeting Date: 22-Apr-2020
Ticker:
ISIN: NL0010273215
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING Non-Voting
2 OVERVIEW OF THE COMPANY'S BUSINESS, Non-Voting
FINANCIAL SITUATION AND SUSTAINABILITY
3.A ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt For For
FOR THE BOARD OF MANAGEMENT AND THE
SUPERVISORY BOARD FOR THE FINANCIAL YEAR
2019
3.B PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY FOR THE FINANCIAL YEAR 2019,
AS PREPARED IN ACCORDANCE WITH DUTCH LAW
3.C CLARIFICATION OF THE COMPANY'S RESERVES AND Non-Voting
DIVIDEND POLICY
3.D PROPOSAL TO ADOPT A DIVIDEND IN RESPECT OF Mgmt For For
THE FINANCIAL YEAR 2019: EUR 2.40 PER
ORDINARY SHARE
4.A PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT FROM LIABILITY FOR
THEIR RESPONSIBILITIES IN THE FINANCIAL
YEAR 2019
4.B PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY FOR THEIR
RESPONSIBILITIES IN THE FINANCIAL YEAR 2019
5 PROPOSAL TO APPROVE THE NUMBER OF SHARES Mgmt For For
FOR THE BOARD OF MANAGEMENT
6 PROPOSAL TO ADOPT CERTAIN ADJUSTMENTS TO Mgmt For For
THE REMUNERATION POLICY FOR THE BOARD OF
MANAGEMENT
7 PROPOSAL TO ADOPT THE REMUNERATION POLICY Mgmt For For
FOR THE SUPERVISORY BOARD
8.A COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
NOTIFICATION OF SUPERVISORY BOARD VACANCIES
8.B COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
OPPORTUNITY TO MAKE RECOMMENDATIONS BY THE
GENERAL MEETING
8.C COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
ANNOUNCEMENT OF THE SUPERVISORY BOARD'S
RECOMMENDATION TO REAPPOINT MS. A.P. ARIS
AND APPOINT MR. D.W.A. EAST AND D.M. DURCAN
AS MEMBERS OF THE SUPERVISORY BOARD
8.D COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
PROPOSAL TO REAPPOINT MS. A.P. ARIS AS
MEMBER OF THE SUPERVISORY BOARD
8.E COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
PROPOSAL TO APPOINT MR. D.M. DURCAN AS
MEMBER OF THE SUPERVISORY BOARD
8.F COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
PROPOSAL TO APPOINT MR. D.W.A. EAST AS
MEMBER OF THE SUPERVISORY BOARD
8.G COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
COMPOSITION OF THE SUPERVISORY BOARD IN
2021
9 PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. Mgmt For For
AS EXTERNAL AUDITOR FOR THE REPORTING YEAR
2021
10.A AUTHORIZATION TO ISSUE ORDINARY SHARES OR Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES UP TO 5% FOR GENERAL PURPOSES
10.B AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For
RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN
CONNECTION WITH AGENDA ITEM 10 A)
10.C AUTHORIZATION TO ISSUE ORDINARY SHARES OR Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES UP TO 5% IN CONNECTION WITH OR ON
THE OCCASION OF MERGERS, ACQUISITIONS
AND/OR (STRATEGIC) ALLIANCES
10.D AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For
RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN
CONNECTION WITH AGENDA ITEM 10 C)
11.A AUTHORIZATION TO REPURCHASE ORDINARY SHARES Mgmt For For
UP TO 10% OF THE ISSUED SHARE CAPITAL
11.B AUTHORIZATION TO REPURCHASE ADDITIONAL Mgmt For For
ORDINARY SHARES UP TO 10% OF THE ISSUED
SHARE CAPITAL
12 PROPOSAL TO CANCEL ORDINARY SHARES Mgmt For For
13 ANY OTHER BUSINESS Non-Voting
14 CLOSING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ASSA ABLOY AB Agenda Number: 712327192
--------------------------------------------------------------------------------------------------------------------------
Security: W0817X204
Meeting Type: AGM
Meeting Date: 29-Apr-2020
Ticker:
ISIN: SE0007100581
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE AGM Non-Voting
2 ELECTION OF CHAIRMAN AT THE ANNUAL GENERAL Non-Voting
MEETING
3 ESTABLISHMENT AND APPROVAL OF VOTING LIST Non-Voting
4 APPROVAL OF AGENDA Non-Voting
5 ELECTION OF TWO PERSONS TO ADJUST THE Non-Voting
MINUTES OF THE AGM
6 EXAMINATION OF WHETHER THE ANNUAL GENERAL Non-Voting
MEETING HAS BEEN DULY CONVENED
7 SPEECH BY PRESIDENT AND CEO NICO DELVAUX Non-Voting
8.A PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITORS REPORT, AS WELL AS THE
CONSOLIDATED ACCOUNTS AND THE CONSOLIDATED
AUDITORS REPORT
8.B PRESENTATION OF THE AUDITORS OPINION AS TO Non-Voting
WHETHER THE GUIDELINES FOR REMUNERATION TO
SENIOR EXECUTIVES THAT HAVE BEEN IN FORCE
SINCE THE PREVIOUS AGM HAVE BEEN FOLLOWED
8.C PRESENTATION OF THE BOARD OF DIRECTORS Non-Voting
PROPOSAL FOR PROFIT DISTRIBUTION AND
REASONED OPINION
9.A DECISION ON THE PREPARATION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AND THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
9.B DECISION ON TRANSACTIONS REGARDING THE Mgmt For For
COMPANY'S PROFITS IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET: SEK 2.00 PER SHARE
9.C DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
BOARD MEMBERS AND THE CEO
10 DETERMINE NUMBER OF MEMBERS (8) AND DEPUTY Mgmt For For
MEMBERS (0) OF BOARD
11.A DETERMINATION OF FEES TO THE BOARD Mgmt For For
11.B DETERMINATION OF THE FEES PAID TO THE Mgmt For For
AUDITOR
12.A RE-ELECT LARS RENSTROM (CHAIRMAN), CARL Mgmt Against Against
DOUGLAS (VICE CHAIR), EVA KARLSSON,
BIRGITTA KLASEN, LENA OLVING, SOFIA
SCHORLING HOGBERG AND JAN SVENSSON AS
DIRECTORS. ELECT JOAKIM WEIDEMANIS AS NEW
DIRECTOR
12.B RATIFY ERNST & YOUNG AS AUDITORS Mgmt For For
13 DECISION ON GUIDELINES FOR REMUNERATION TO Mgmt For For
SENIOR EXECUTIVES
14 RESOLUTION ON AUTHORIZATION TO REPURCHASE Mgmt For For
AND TRANSFER OWN TREASURY SHARES
15 DECISION ON LONG-TERM EQUITY SAVINGS Mgmt Against Against
PROGRAM
16 RESOLUTION TO AMEND THE ARTICLES OF Mgmt For For
ASSOCIATION
17 CLOSING OF THE ANNUAL GENERAL MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ATLAS COPCO AB Agenda Number: 712266128
--------------------------------------------------------------------------------------------------------------------------
Security: W1R924161
Meeting Type: AGM
Meeting Date: 23-Apr-2020
Ticker:
ISIN: SE0011166610
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING AND ELECTION OF Non-Voting
CHAIR: THAT HANS STRABERG IS ELECTED CHAIR
OF THE MEETING
2 PREPARATION AND APPROVAL OF VOTING LIST Non-Voting
3 APPROVAL OF AGENDA Non-Voting
4 ELECTION OF ONE OR TWO PERSONS TO APPROVE Non-Voting
THE MINUTES
5 DETERMINATION WHETHER THE MEETING HAS BEEN Non-Voting
PROPERLY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT AS WELL AS THE
CONSOLIDATED ANNUAL REPORT AND THE
CONSOLIDATED AUDITOR'S REPORT
7 THE PRESIDENT & CEO'S SPEECH AND QUESTIONS Non-Voting
FROM SHAREHOLDERS TO THE BOARD OF DIRECTORS
AND THE MANAGEMENT
8.A DECISION REGARDING APPROVAL OF THE PROFIT Mgmt For For
AND LOSS ACCOUNT AND THE BALANCE SHEET AND
THE CONSOLIDATED PROFIT AND LOSS ACCOUNT
AND THE CONSOLIDATED BALANCE SHEET
8.B DECISION REGARDING DISCHARGE FROM LIABILITY Mgmt For For
OF THE BOARD MEMBERS AND THE PRESIDENT &
CEO
8.C DECISION REGARDING THE ALLOCATION OF THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE APPROVED
BALANCE SHEET: SEK 3.50 PER SHARE
8.D DECISION REGARDING RECORD DATE FOR DIVIDEND Mgmt For For
CMMT PLEASE NOTE THAT RESOLUTIONS 9 TO 11 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
9.A DETERMINATION OF THE NUMBER OF BOARD Mgmt For
MEMBERS AND DEPUTY MEMBERS: NINE
9.B DETERMINATION OF THE NUMBER OF AUDITORS AND Mgmt For
DEPUTY AUDITORS OR REGISTERED AUDITING
COMPANY: ONE
10.A ELECTION OF BOARD MEMBERS: RE-ELECTION OF Mgmt Against
STAFFAN BOHMAN, TINA DONIKOWSKI, JOHAN
FORSSELL, SABINE NEUSS, MATS RAHMSTROM,
HANS STRABERG, AND PETER WALLENBERG JR AND
NEW ELECTION OF ANNA OHLSSON-LEIJON OCH
GORDON RISKE
10.B ELECTION OF CHAIR OF THE BOARD: THAT HANS Mgmt Against
STRABERG IS ELECTED CHAIR OF THE BOARD
10.C ELECTION OF AUDITORS AND DEPUTY AUDITORS OR Mgmt For
REGISTERED AUDITING COMPANY: ERNST & YOUNG
AB
11.A DETERMINING THE REMUNERATION: IN CASH OR Mgmt For
PARTIALLY IN THE FORM OF SYNTHETIC SHARES,
TO THE BOARD OF DIRECTORS, AND THE
REMUNERATION TO ITS COMMITTEES
11.B DETERMINING THE REMUNERATION: TO THE Mgmt For
AUDITORS OR REGISTERED AUDITING COMPANY
12.A THE BOARD'S PROPOSALS REGARDING: GUIDING Mgmt For For
PRINCIPLES FOR THE REMUNERATION OF
EXECUTIVES
12.B THE BOARD'S PROPOSALS REGARDING: A Mgmt For For
PERFORMANCE BASED PERSONNEL OPTION PLAN FOR
2020
13.A THE BOARD'S PROPOSAL REGARDING MANDATES TO: Mgmt For For
ACQUIRE SERIES A SHARES RELATED TO
PERSONNEL OPTION PLAN FOR 2020
13.B THE BOARD'S PROPOSAL REGARDING MANDATES TO: Mgmt For For
ACQUIRE SERIES A SHARES RELATED TO
REMUNERATION IN THE FORM OF SYNTHETIC
SHARES
13.C THE BOARD'S PROPOSAL REGARDING MANDATES TO: Mgmt For For
TRANSFER SERIES A SHARES RELATED TO
PERSONNEL OPTION PLAN FOR 2020
13.D THE BOARD'S PROPOSAL REGARDING MANDATES TO: Mgmt For For
SELL SERIES A SHARES TO COVER COSTS RELATED
TO SYNTHETIC SHARES TO BOARD MEMBERS
13.E THE BOARD'S PROPOSAL REGARDING MANDATES TO: Mgmt For For
SELL SERIES A AND B SHARES TO COVER COSTS
IN RELATION TO THE PERFORMANCE BASED
PERSONNEL OPTION PLANS FOR 2015, 2016 AND
2017
14 CLOSING OF THE MEETING Non-Voting
CMMT 01 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 8.C. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BEIERSDORF AG Agenda Number: 712354327
--------------------------------------------------------------------------------------------------------------------------
Security: D08792109
Meeting Type: AGM
Meeting Date: 29-Apr-2020
Ticker:
ISIN: DE0005200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.70 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL 2020
6 APPROVE CREATION OF EUR 42 MILLION POOL OF Mgmt For For
AUTHORIZED CAPITAL I WITH PARTIAL EXCLUSION
OF PREEMPTIVE RIGHTS
7 APPROVE CREATION OF EUR 25 MILLION POOL OF Mgmt For For
AUTHORIZED CAPITAL II WITH PARTIAL
EXCLUSION OF PREEMPTIVE RIGHTS
8 APPROVE CREATION OF EUR 25 MILLION POOL OF Mgmt For For
AUTHORIZED CAPITAL III WITH PARTIAL
EXCLUSION OF PREEMPTIVE RIGHTS
9 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH
PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 1
BILLION APPROVE CREATION OF EUR 42 MILLION
POOL OF CAPITAL TO GUARANTEE CONVERSION
RIGHTS
10 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt Against Against
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
11 AMEND ARTICLES RE: PARTICIPATION Mgmt For For
REQUIREMENTS AND PROOF OF ENTITLEMENT
12.1 ELECT WOLFGANG HERZ TO THE SUPERVISORY Mgmt Against Against
BOARD
12.2 ELECT BEATRICE DREYFUS TO THE SUPERVISORY Mgmt For For
BOARD
--------------------------------------------------------------------------------------------------------------------------
BURBERRY GROUP PLC Agenda Number: 711301488
--------------------------------------------------------------------------------------------------------------------------
Security: G1700D105
Meeting Type: AGM
Meeting Date: 17-Jul-2019
Ticker:
ISIN: GB0031743007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND: 31.5P PER ORDINARY Mgmt For For
SHARE
4 RE-ELECT DR GERRY MURPHY AS DIRECTOR Mgmt For For
5 RE-ELECT FABIOLA ARREDONDO AS DIRECTOR Mgmt For For
6 RE-ELECT JEREMY DARROCH AS DIRECTOR Mgmt For For
7 RE-ELECT RON FRASCH AS DIRECTOR Mgmt For For
8 RE-ELECT MATTHEW KEY AS DIRECTOR Mgmt For For
9 RE-ELECT DAME CAROLYN MCCALL AS DIRECTOR Mgmt For For
10 RE-ELECT ORNA NICHIONNA AS DIRECTOR Mgmt For For
11 RE-ELECT MARCO GOBBETTI AS DIRECTOR Mgmt For For
12 RE-ELECT JULIE BROWN AS DIRECTOR Mgmt For For
13 REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS
14 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
15 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
16 AUTHORISE ISSUE OF EQUITY Mgmt For For
17 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
18 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
19 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
DAIKIN INDUSTRIES,LTD. Agenda Number: 712712125
--------------------------------------------------------------------------------------------------------------------------
Security: J10038115
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3481800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2 Amend Articles to: Reduce Term of Office of Mgmt For For
Directors to One Year
3.1 Appoint a Director Inoue, Noriyuki Mgmt For For
3.2 Appoint a Director Togawa, Masanori Mgmt For For
3.3 Appoint a Director Terada, Chiyono Mgmt Against Against
3.4 Appoint a Director Kawada, Tatsuo Mgmt For For
3.5 Appoint a Director Makino, Akiji Mgmt Against Against
3.6 Appoint a Director Torii, Shingo Mgmt For For
3.7 Appoint a Director Tayano, Ken Mgmt For For
3.8 Appoint a Director Minaka, Masatsugu Mgmt For For
3.9 Appoint a Director Tomita, Jiro Mgmt For For
3.10 Appoint a Director Kanwal Jeet Jawa Mgmt For For
3.11 Appoint a Director Matsuzaki, Takashi Mgmt For For
4 Appoint a Corporate Auditor Nagashima, Toru Mgmt For For
5 Appoint a Substitute Corporate Auditor Ono, Mgmt For For
Ichiro
6 Approve Details of the Compensation to be Mgmt For For
received by Outside Directors
--------------------------------------------------------------------------------------------------------------------------
DELIVERY HERO SE Agenda Number: 712635866
--------------------------------------------------------------------------------------------------------------------------
Security: D1T0KZ103
Meeting Type: AGM
Meeting Date: 18-Jun-2020
Ticker:
ISIN: DE000A2E4K43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MARTIN ENDERLE FOR FISCAL 2019
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HILARY GOSHER FOR FISCAL 2019
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER PATRICK KOLEK FOR FISCAL 2019
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BJOERN LJUNGBERG FOR FISCAL 2019
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER VERA STACHOWIAK FOR FISCAL 2019
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER CHRISTIAN GRAF VON HARDENBERG FOR
FISCAL 2019
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER SEMIH YALCIN FOR FISCAL 2019
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2020 Mgmt For For
6.1 ELECT JEANETTE GORGAS TO THE SUPERVISORY Mgmt For For
BOARD AS SHAREHOLDER REPRESENTATIVE
6.2 ELECT MARTIN ENDERLE TO THE SUPERVISORY Mgmt For For
BOARD AS SHAREHOLDER REPRESENTATIVE
6.3 ELECT PATRICK KOLEK TO THE SUPERVISORY Mgmt Against Against
BOARD AS SHAREHOLDER REPRESENTATIVE
6.4 ELECT NILS ENGVALL TO THE SUPERVISORY BOARD Mgmt For For
AS EMPLOYEE REPRESENTATIVE
6.5 ELECT GABRIELLA ARDBO TO THE SUPERVISORY Mgmt For For
BOARD AS EMPLOYEE REPRESENTATIVE
6.6 ELECT GERALD TAYLOR TO THE SUPERVISORY Mgmt For For
BOARD AS EMPLOYEE REPRESENTATIVE
6.7 ELECT GABRIELA CHAVEZ AS ALTERNATE Mgmt For For
SUPERVISORY BOARD MEMBER
6.8 ELECT VERA STACHOWIAK AS ALTERNATE Mgmt For For
SUPERVISORY BOARD MEMBER
7 APPROVE CREATION OF EUR 20 MILLION POOL OF Mgmt Against Against
CAPITAL WITHOUT PREEMPTIVE RIGHTS
8 APPROVE CREATION OF EUR 18.7 MILLION POOL Mgmt Against Against
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
9 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt Against Against
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 2 BILLION APPROVE CREATION OF
EUR 20 MILLION POOL OF CAPITAL TO GUARANTEE
CONVERSION RIGHTS
10 AMEND ARTICLES RE: SHAREHOLDER REGISTER Mgmt For For
11 AMEND ARTICLES RE: GENERAL MEETING CHAIRMAN Mgmt For For
12 AMEND ARTICLES RE: MAJORITY REQUIREMENT FOR Mgmt For For
PASSING RESOLUTIONS AT GENERAL MEETINGS
13 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
14 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt Against Against
REPURCHASING SHARES
15 APPROVE REMUNERATION OF THE SUPERVISORY Mgmt For For
BOARD CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BOERSE AG Agenda Number: 712405819
--------------------------------------------------------------------------------------------------------------------------
Security: D1882G119
Meeting Type: AGM
Meeting Date: 19-May-2020
Ticker:
ISIN: DE0005810055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 2.90 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019
5 ELECT MICHAEL RUEDIGER TO THE SUPERVISORY Mgmt For For
BOARD
6 APPROVE CREATION OF EUR 19 MILLION POOL OF Mgmt For For
CAPITAL WITHOUT PREEMPTIVE RIGHTS
7 APPROVE CREATION OF EUR 19 MILLION POOL OF Mgmt For For
CAPITAL WITH PREEMPTIVE RIGHTS
8 APPROVE REMUNERATION POLICY Mgmt For For
9 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
MEMBERS
10 AMEND CORPORATE PURPOSE Mgmt For For
11 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2020 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 711494093
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 19-Sep-2019
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS 2019 Mgmt For For
2 DIRECTORS' REMUNERATION REPORT 2019 Mgmt For For
3 DECLARATION OF FINAL DIVIDEND Mgmt For For
4 ELECTION OF D CREW (1,3,4) AS A DIRECTOR Mgmt For For
5 RE-ELECTION OF LORD DAVIES (1,3,4) AS A Mgmt For For
DIRECTOR
6 RE-ELECTION OF J FERRAN (3') AS A DIRECTOR Mgmt For For
7 RE-ELECTION OF S KILSBY (1,3,4') AS A Mgmt For For
DIRECTOR
8 RE-ELECTION OF H KWONPING (1,3,4) AS A Mgmt For For
DIRECTOR
9 RE-ELECTION OF N MENDELSOHN (1,3,4) AS A Mgmt For For
DIRECTOR
10 RE-ELECTION OF I MENEZES (2') AS A DIRECTOR Mgmt For For
11 RE-ELECTION OF K MIKELLS (2) AS A DIRECTOR Mgmt For For
12 RE-ELECTION OF A STEWART (1',3,4) AS A Mgmt For For
DIRECTOR
13 RE-APPOINTMENT OF AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS LLP
14 REMUNERATION OF AUDITOR Mgmt For For
15 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
AND/OR TO INCUR POLITICAL EXPENDITURE
16 AUTHORITY TO ALLOT SHARES Mgmt For For
17 APPROVAL OF THE IRISH SHARESAVE SCHEME Mgmt For For
18 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
19 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
20 REDUCED NOTICE OF A GENERAL MEETING OTHER Mgmt For For
THAN AN AGM
21 APPROVAL AND ADOPTION OF NEW ARTICLES OF Mgmt For For
ASSOCIATION
CMMT 13 AUG 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR'S NAME.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
FERGUSON PLC Agenda Number: 711652621
--------------------------------------------------------------------------------------------------------------------------
Security: G3421J106
Meeting Type: AGM
Meeting Date: 21-Nov-2019
Ticker:
ISIN: JE00BJVNSS43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS FOR THE YEAR ENDED 31 JULY 2019
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 JULY 2019
3 TO APPROVE THE REMUNERATION POLICY Mgmt For For
4 TO DECLARE A FINAL DIVIDEND OF 145.1 CENTS Mgmt For For
PER ORDINARY SHARE FOR THE YEAR ENDED 31
JULY 2019
5 TO ELECT MS TESSA BAMFORD' AS A DIRECTOR Mgmt For For
6 TO ELECT MR GARETH DAVIS' AS A DIRECTOR Mgmt For For
7 TO ELECT MR GEOFF DRABBLE' AS A DIRECTOR Mgmt For For
8 TO ELECT MS CATHERINE HALLIGAN' AS A Mgmt For For
DIRECTOR
9 TO ELECT MR KEVIN MURPHY' AS A DIRECTOR Mgmt For For
10 TO ELECT MR ALAN MURRAY' AS A DIRECTOR Mgmt For For
11 TO ELECT MR MICHAEL POWELL' AS A DIRECTOR Mgmt For For
12 TO ELECT MR TOM SCHMITT' AS A DIRECTOR Mgmt For For
13 TO ELECT DR NADIA SHOURABOURA' AS A Mgmt For For
DIRECTOR
14 TO ELECT MS JACQUELINE SIMMONDS' AS A Mgmt For For
DIRECTOR
15 TO APPOINT DELOITTE LLP AS THE AUDITORS Mgmt For For
16 TO AUTHORISE THE AUDIT COMMITTEE ON BEHALF Mgmt For For
OF THE DIRECTORS TO AGREE THE REMUNERATION
OF THE AUDITORS
17 TO AUTHORISE THE COMPANY TO INCUR POLITICAL Mgmt For For
EXPENDITURE AND TO MAKE POLITICAL DONATIONS
18 TO AUTHORISE THE COMPANY'S DIRECTORS TO Mgmt For For
ALLOT EQUITY SECURITIES
19 TO APPROVE THE AMENDMENTS TO THE FERGUSON Mgmt For For
GROUP LONG TERM INCENTIVE PLAN 2019
20 TO AUTHORISE THE COMPANY'S DIRECTORS TO Mgmt For For
ALLOT EQUITY SECURITIES WITHOUT THE
APPLICATION OF PRE-EMPTION RIGHTS'
21 TO AUTHORISE THE COMPANY'S DIRECTORS TO Mgmt For For
ALLOT EQUITY SECURITIES WITHOUT THE
APPLICATION OF PRE-EMPTION RIGHTS FOR THE
PURPOSES OF FINANCING OR REFINANCING AN
ACQUISITION OR SPECIFIED CAPITAL
INVESTMENT'
22 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES'
--------------------------------------------------------------------------------------------------------------------------
GENMAB A/S Agenda Number: 712208479
--------------------------------------------------------------------------------------------------------------------------
Security: K3967W102
Meeting Type: AGM
Meeting Date: 26-Mar-2020
Ticker:
ISIN: DK0010272202
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 REPORT BY THE BOARD OF DIRECTORS ON THE Non-Voting
COMPANY'S ACTIVITIES DURING THE YEAR
2 ADOPTION OF THE AUDITED ANNUAL REPORT AND Mgmt For For
DISCHARGE OF THE BOARD OF DIRECTORS AND THE
EXECUTIVE MANAGEMENT
3 DECISION AS TO THE DISTRIBUTION OF PROFIT Mgmt For For
ACCORDING TO THE ADOPTED ANNUAL REPORT
4.A RE-ELECTION OF DEIRDRE P. CONNELLY AS A Mgmt For For
MEMBER OF BOARD OF DIRECTOR
4.B RE-ELECTION OF PERNILLE ERENBJERG AS A Mgmt For For
MEMBER OF BOARD OF DIRECTOR
4.C RE-ELECTION OF ROLF HOFFMANN AS A MEMBER OF Mgmt For For
BOARD OF DIRECTOR
4.D RE-ELECTION OF DR. PAOLO PAOLETTI AS A Mgmt For For
MEMBER OF BOARD OF DIRECTOR
4.E RE-ELECTION OF DR. ANDERS GERSEL PEDERSEN Mgmt For For
AS A MEMBER OF BOARD OF DIRECTOR
4.F ELECTION OF JONATHAN PEACOCK AS A MEMBER OF Mgmt Abstain Against
BOARD OF DIRECTOR
5 RE-ELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB AS
AN AUDITOR
6.A PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF THE REMUNERATION POLICY FOR THE
BOARD OF DIRECTORS AND THE EXECUTIVE
MANAGEMENT
6.B PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
APPROVAL OF THE BOARD OF DIRECTORS'
REMUNERATION FOR 2020
6.C PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT OF ARTICLE 6 (PROVIDER OF SHARE
REGISTRATION SERVICES)
7 AUTHORIZATION OF THE CHAIRMAN OF THE Mgmt For For
GENERAL MEETING TO REGISTER RESOLUTIONS
PASSED BY THE GENERAL MEETING
8 MISCELLANEOUS Non-Voting
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 4.A TO 4.F AND 5. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD Agenda Number: 712266255
--------------------------------------------------------------------------------------------------------------------------
Security: Y3506N139
Meeting Type: AGM
Meeting Date: 07-May-2020
Ticker:
ISIN: HK0388045442
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0317/2020031700679.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0317/2020031700693.pdf
1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2019
TOGETHER WITH THE REPORTS OF THE DIRECTORS
AND AUDITOR THEREON
2.A TO ELECT CHEAH CHENG HYE AS DIRECTOR Mgmt For For
2.B TO ELECT LEUNG PAK HON, HUGO AS DIRECTOR Mgmt For For
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR AND TO AUTHORISE THE DIRECTORS TO
FIX ITS REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF HKEX, NOT EXCEEDING
10% OF THE NUMBER OF ISSUED SHARES OF HKEX
AS AT THE DATE OF THIS RESOLUTION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF HKEX, NOT EXCEEDING 10% OF THE
NUMBER OF ISSUED SHARES OF HKEX AS AT THE
DATE OF THIS RESOLUTION, AND THE DISCOUNT
FOR ANY SHARES TO BE ISSUED SHALL NOT
EXCEED 10%
--------------------------------------------------------------------------------------------------------------------------
HOYA CORPORATION Agenda Number: 712758943
--------------------------------------------------------------------------------------------------------------------------
Security: J22848105
Meeting Type: AGM
Meeting Date: 24-Jun-2020
Ticker:
ISIN: JP3837800006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Uchinaga, Yukako Mgmt For For
1.2 Appoint a Director Urano, Mitsudo Mgmt For For
1.3 Appoint a Director Takasu, Takeo Mgmt For For
1.4 Appoint a Director Kaihori, Shuzo Mgmt For For
1.5 Appoint a Director Yoshihara, Hiroaki Mgmt For For
1.6 Appoint a Director Suzuki, Hiroshi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL S.A. Agenda Number: 711318104
--------------------------------------------------------------------------------------------------------------------------
Security: E6282J125
Meeting Type: OGM
Meeting Date: 16-Jul-2019
Ticker:
ISIN: ES0148396007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE ANNUAL ACCOUNTS (BALANCE SHEET, INCOME
STATEMENT, STATEMENT OF CHANGES IN EQUITY,
STATEMENT OF CASH FLOWS AND NOTES TO THE
ACCOUNTS) AND MANAGEMENT REPORT OF
INDUSTRIA DE DISENO TEXTIL, SOCIEDAD
ANONIMA, (INDITEX, S.A.) FOR FINANCIAL YEAR
2018, ENDED 31 JANUARY 2019
2 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE CONSOLIDATED ANNUAL ACCOUNTS
(CONSOLIDATED BALANCE SHEET, CONSOLIDATED
INCOME STATEMENT, CONSOLIDATED STATEMENT OF
COMPREHENSIVE INCOME, CONSOLIDATED
STATEMENT OF CHANGES IN EQUITY,
CONSOLIDATED STATEMENT OF CASH FLOWS AND
NOTES TO THE CONSOLIDATED ACCOUNTS) AND
CONSOLIDATED MANAGEMENT REPORT OF THE
INDITEX GROUP FOR FINANCIAL YEAR 2018,
ENDED 31 JANUARY 2019, AND OF THE
MANAGEMENT OF THE COMPANY
3 REVIEW AND APPROVAL, WHERE APPROPRIATE OF Mgmt For For
THE STATEMENT ON NON-FINANCIAL INFORMATION
(ACT 11/2018, OF 28 DECEMBER, ON MANDATORY
DISCLOSURE OF NON-FINANCIAL INFORMATION)
4 DISTRIBUTION OF THE INCOME OR LOSS OF THE Mgmt For For
FINANCIAL YEAR AND DECLARATION OF DIVIDENDS
5 DETERMINING THE NEW NUMBER OF DIRECTORS Mgmt For For
6.A RE-ELECTION OF MR PABLO ISLA ALVAREZ DE Mgmt For For
TEJERA TO THE BOARD OF DIRECTORS, AS
EXECUTIVE DIRECTOR
6.B RE-ELECTION OF MR AMANCIO ORTEGA GAONA TO Mgmt For For
THE BOARD OF DIRECTORS, AS NON-EXECUTIVE
PROPRIETARY DIRECTOR
6.C APPOINTMENT OF MR CARLOS CRESPO GONZALEZ TO Mgmt For For
THE BOARD OF DIRECTORS, AS EXECUTIVE
DIRECTOR
6.D RE-ELECTION OF MR EMILIO SARACHO RODRIGUEZ Mgmt For For
DE TORRES TO THE BOARD OF DIRECTORS, AS
NON-EXECUTIVE INDEPENDENT DIRECTOR
6.E RE-ELECTION OF MR JOSE LUIS DURAN SCHULZ TO Mgmt For For
THE BOARD OF DIRECTORS, AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
7.A AMENDMENT OF THE ARTICLES OF ASSOCIATION TO Mgmt For For
BRING THEM INTO LINE WITH THE LATEST
AMENDMENT OF THE COMPANIES ACT, THE
RENAMING OF THE AUDIT AND CONTROL COMMITTEE
(HEREINAFTER, "AUDIT AND COMPLIANCE
COMMITTEE") AND THE FORMATION OF A NEW
SUSTAINABILITY COMMITTEE: AMENDMENT OF
ARTICLE 13 ("THE GENERAL MEETING OF
SHAREHOLDERS") IN PART I ("GENERAL MEETING
OF SHAREHOLDERS") CHAPTER III ("GOVERNING
BODIES OF THE COMPANY")
7.B AMENDMENT OF THE ARTICLES OF ASSOCIATION TO Mgmt For For
BRING THEM INTO LINE WITH THE LATEST
AMENDMENT OF THE COMPANIES ACT, THE
RENAMING OF THE AUDIT AND CONTROL COMMITTEE
(HEREINAFTER, "AUDIT AND COMPLIANCE
COMMITTEE") AND THE FORMATION OF A NEW
SUSTAINABILITY COMMITTEE: AMENDMENT OF
ARTICLE 22 ("BOARD OF DIRECTORS"), ARTICLE
28 ("AUDIT AND COMPLIANCE COMMITTEE"),
ARTICLE 29 ("NOMINATION COMMITTEE") AND
ARTICLE 30 ("REMUNERATION COMMITTEE", AND
ADDITION OF A NEW ARTICLE 30BIS
("SUSTAINABILITY COMMITTEE"), ALL OF THEM
IN PART II ("BOARD OF DIRECTORS") CHAPTER
III ("GOVERNING BODIES OF THE COMPANY")
7.C AMENDMENT OF THE ARTICLES OF ASSOCIATION TO Mgmt For For
BRING THEM INTO LINE WITH THE LATEST
AMENDMENT OF THE COMPANIES ACT, THE
RENAMING OF THE AUDIT AND CONTROL COMMITTEE
(HEREINAFTER, "AUDIT AND COMPLIANCE
COMMITTEE") AND THE FORMATION OF A NEW
SUSTAINABILITY COMMITTEE: AMENDMENT OF
ARTICLE 34 ("ANNUAL ACCOUNTS. ACCOUNTING
DOCUMENTS. REVIEW OF THE ANNUAL ACCOUNTS"),
ARTICLE 37 ("DECLARATION OF DIVIDENDS") AND
ARTICLE 38 ("FILING OF ACCOUNTS"), IN
CHAPTER IV ("FINANCIAL YEAR, ANNUAL
ACCOUNTS: VERIFICATION, APPROVAL AND
PUBLICATION. DISTRIBUTION OF INCOME OR
LOSS")
8 RE-ELECTION OF DELOITTE, S.L. AS STATUTORY Mgmt For For
AUDITOR OF THE COMPANY AND ITS GROUP FOR
FY2019
9 APPROVAL, WHERE APPROPRIATE, OF A LONG-TERM Mgmt For For
INCENTIVE PLAN IN CASH AND IN SHARES,
ADDRESSED TO MEMBERS OF MANAGEMENT,
INCLUDING THE EXECUTIVE DIRECTORS, AND
OTHER EMPLOYEES OF THE INDITEX GROUP
10 AUTHORIZATION TO THE BOARD OF DIRECTORS FOR Mgmt For For
THE DERIVATIVE ACQUISITION OF OWN SHARES,
SUPERSEDING THE AUTHORIZATION APPROVED BY
THE ANNUAL GENERAL MEETING IN 2016
11 PARTIAL AMENDMENT OF THE REMUNERATION Mgmt For For
POLICY FOR DIRECTORS FOR FINANCIAL YEARS
2019, 2020 Y 2021, IN ORDER TO ADD THE
ANNUAL FIXED REMUNERATION OF MR CARLOS
CRESPO GONZALEZ FOR THE PERFORMANCE OF
EXECUTIVE FUNCTIONS
12 ADVISORY VOTE (SAY ON PAY) ON THE ANNUAL Mgmt For For
REPORT ON THE REMUNERATION OF DIRECTORS
13 GRANTING OF POWERS TO IMPLEMENT RESOLUTIONS Mgmt For For
14 REPORTING TO THE ANNUAL GENERAL MEETING ON Mgmt Abstain Against
THE AMENDMENT OF THE BOARD OF DIRECTORS'
REGULATIONS AND THE FORMATION OF A NEW
SUSTAINABILITY COMMITTEE
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 17 JUL 2019. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC Agenda Number: 712332042
--------------------------------------------------------------------------------------------------------------------------
Security: G4804L163
Meeting Type: AGM
Meeting Date: 07-May-2020
Ticker:
ISIN: GB00BHJYC057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE COMPANY'S FINANCIAL STATEMENTS, Mgmt For For
TOGETHER WITH THE DIRECTORS' AND THE
AUDITOR'S REPORTS FOR THE YEAR ENDED 31
DECEMBER 2019, BE RECEIVED
2 THAT THE DIRECTORS' REMUNERATION POLICY SET Mgmt For For
OUT ON PAGES 110 TO 117 OF THE COMPANY'S
ANNUAL REPORT AND FORM 20-F 2019 BE
APPROVED
3 THAT THE DIRECTORS' REMUNERATION REPORT FOR Mgmt For For
THE YEAR ENDED 31 DECEMBER 2019, SET OUT ON
PAGES 96 TO 109 OF THE COMPANY'S ANNUAL
REPORT AND FORM 20-F 2019 BE APPROVED
4.A ELECTION OF DIRECTOR: ARTHUR DE HAAST Mgmt For For
4.B RE-ELECTION OF DIRECTOR: KEITH BARR Mgmt For For
4.C RE-ELECTION OF DIRECTOR: ANNE BUSQUET Mgmt For For
4.D RE-ELECTION OF DIRECTOR: PATRICK CESCAU Mgmt For For
4.E RE-ELECTION OF DIRECTOR: IAN DYSON Mgmt For For
4.F RE-ELECTION OF DIRECTOR: PAUL Mgmt For For
EDGECLIFFE-JOHNSON
4.G RE-ELECTION OF DIRECTOR: JO HARLOW Mgmt For For
4.H RE-ELECTION OF DIRECTOR: ELIE MAALOUF Mgmt For For
4.I RE-ELECTION OF DIRECTOR: LUKE MAYHEW Mgmt For For
4.J RE-ELECTION OF DIRECTOR: JILL MCDONALD Mgmt For For
4.K RE-ELECTION OF DIRECTOR: DALE MORRISON Mgmt For For
5 THAT ERNST & YOUNG LLP BE REAPPOINTED AS Mgmt For For
THE AUDITOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT GENERAL
MEETING AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY
6 THAT THE AUDIT COMMITTEE OF THE BOARD BE Mgmt For For
AUTHORISED TO DETERMINE THE AUDITOR'S
REMUNERATION
7 I THAT THE COMPANY, AND THOSE COMPANIES Mgmt For For
WHICH ARE SUBSIDIARIES OF THE COMPANY AT
ANY TIME DURING THE PERIOD FOR WHICH THIS
RESOLUTION HAS EFFECT, BE AUTHORISED FOR
THE PURPOSES OF PART 14 OF THE COMPANIES
ACT 2006 (THE '2006 ACT'), DURING THE
PERIOD FROM THE DATE OF THE PASSING OF THIS
RESOLUTION UNTIL THE CONCLUSION OF THE
COMPANY'S AGM IN 2021 OR THE CLOSE OF
BUSINESS ON 1 JULY 2021, WHICHEVER IS THE
EARLIER: (A) TO MAKE POLITICAL DONATIONS TO
POLITICAL PARTIES AND/OR INDEPENDENT
ELECTION CANDIDATES; (B) TO MAKE POLITICAL
DONATIONS TO POLITICAL ORGANISATIONS OTHER
THAN POLITICAL PARTIES; AND (C) TO INCUR
POLITICAL EXPENDITURE; PROVIDED THAT THE
AGGREGATE AMOUNT OF ANY SUCH DONATIONS AND
EXPENDITURE MADE BY THE COMPANY OR ANY
SUBSIDIARY SHALL NOT EXCEED GBP 100,000; II
THAT ALL EXISTING AUTHORISATIONS AND
APPROVALS RELATING TO POLITICAL DONATIONS
OR EXPENDITURE ARE HEREBY REVOKED WITHOUT
PREJUDICE TO ANY DONATION MADE OR
EXPENDITURE INCURRED PRIOR TO THE DATE
HEREOF PURSUANT TO SUCH AUTHORISATIONS OR
APPROVALS; AND III THAT WORDS AND
EXPRESSIONS DEFINED FOR THE PURPOSES OF THE
2006 ACT SHALL HAVE THE SAME MEANING FOR
THE PURPOSES OF THIS RESOLUTION
8 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
2, THE AMENDMENTS TO RULE 4.1 OF THE RULES
OF THE COMPANY'S EXISTING LONG TERM
INCENTIVE PLAN (THE 'LTIP RULES') WHICH
INCREASE THE LIMIT ON THE AGGREGATE OF THE
MARKET VALUE OF SHARES OR THE AMOUNT OF
CASH OVER WHICH AWARDS HAVE BEEN MADE IN
ANY FINANCIAL YEAR TO AN EMPLOYEE FROM 3
TIMES SALARY TO 3.5 TIMES SALARY AS AT THE
AWARD DATE, BE APPROVED AND ADOPTED BY THE
COMPANY, AND THE DIRECTORS BE AUTHORISED TO
DO ALL SUCH ACTS AND THINGS NECESSARY TO
GIVE EFFECT TO THESE AMENDMENTS. A COPY OF
THE DRAFT AMENDED LTIP RULES WILL BE
PRODUCED TO THE MEETING AND A SUMMARY OF
THE CHANGES IS CONTAINED IN THE EXPLANATION
BELOW. WORDS AND EXPRESSIONS DEFINED FOR
THE PURPOSES OF THE LTIP RULES SHALL HAVE
THE SAME MEANING FOR THE PURPOSES OF THIS
RESOLUTION
9 I THAT THE DIRECTORS BE AND ARE HEREBY Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
PURSUANT TO, AND IN ACCORDANCE WITH,
SECTION 551 OF THE 2006 ACT TO EXERCISE ALL
POWERS OF THE COMPANY TO ALLOT SHARES IN
THE COMPANY AND TO GRANT RIGHTS TO
SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY
INTO, SHARES IN THE COMPANY: (A) UP TO AN
AGGREGATE NOMINAL AMOUNT OF GBP 12,695,910;
AND (B) COMPRISING EQUITY SECURITIES, AS
DEFINED IN SECTION 560 OF THE 2006 ACT, UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP
12,695,910 (INCLUDING WITHIN SUCH LIMIT ANY
SHARES ISSUED OR RIGHTS GRANTED UNDER
PARAGRAPH (A) ABOVE) IN CONNECTION WITH AN
OFFER BY WAY OF A RIGHTS ISSUE TO: (1)
HOLDERS OF ORDINARY SHARES IN THE COMPANY
IN PROPORTION, AS NEARLY AS MAY BE
PRACTICABLE, TO THEIR EXISTING HOLDINGS;
AND (2) HOLDERS OF OTHER EQUITY SECURITIES
AS REQUIRED BY THE RIGHTS OF THOSE
SECURITIES OR, IF THE DIRECTORS CONSIDER IT
NECESSARY, AS PERMITTED BY THE RIGHTS OF
THOSE SECURITIES; AND SO THAT THE DIRECTORS
MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND
MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER
NECESSARY OR APPROPRIATE TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES, SHARES REPRESENTED BY
DEPOSITARY RECEIPTS, LEGAL, REGULATORY OR
PRACTICAL PROBLEMS UNDER THE LAWS OF, OR
THE REQUIREMENTS OF, ANY RECOGNISED
REGULATORY BODY OR ANY STOCK EXCHANGE IN
ANY TERRITORY OR ANY OTHER MATTER
WHATSOEVER. THIS AUTHORITY SHALL HEREBY
TAKE EFFECT FROM THE DATE OF THE PASSING OF
THIS RESOLUTION UNTIL THE CONCLUSION OF THE
COMPANY'S AGM IN 2021, OR THE CLOSE OF
BUSINESS ON 1 JULY 2021, WHICHEVER IS THE
EARLIER, PROVIDED THAT, IN EACH CASE, THE
COMPANY MAY, BEFORE THIS AUTHORITY EXPIRES,
MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH
WOULD, OR MIGHT, REQUIRE SHARES IN THE
COMPANY TO BE ALLOTTED OR RIGHTS TO
SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO
SHARES TO BE GRANTED AFTER THIS AUTHORITY
EXPIRES AND THE DIRECTORS MAY ALLOT SHARES
IN THE COMPANY OR GRANT RIGHTS UNDER ANY
SUCH OFFER OR AGREEMENT AS IF THIS
AUTHORITY HAD NOT EXPIRED; II THAT SUBJECT
TO PARAGRAPH III BELOW, ALL EXISTING
AUTHORITIES GIVEN TO THE DIRECTORS PURSUANT
TO SECTION 551 OF THE 2006 ACT BY WAY OF
THE ORDINARY RESOLUTION OF THE COMPANY
PASSED ON FRIDAY, 3 MAY 2019 BE REVOKED BY
THIS RESOLUTION; AND III THAT PARAGRAPH II
ABOVE SHALL BE WITHOUT PREJUDICE TO THE
CONTINUING AUTHORITY OF THE DIRECTORS TO
ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE
FOR, OR CONVERT ANY SECURITY INTO, SHARES
PURSUANT TO AN OFFER OR AGREEMENT MADE BY
THE COMPANY BEFORE THE EXPIRY OF THE
AUTHORITY PURSUANT TO WHICH SUCH OFFER OR
AGREEMENT WAS MADE
10 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
9 ABOVE, AND IN PLACE OF THE POWER GIVEN TO
THEM PURSUANT TO THE SPECIAL RESOLUTION OF
THE COMPANY PASSED ON FRIDAY, 3 MAY 2019,
THE BOARD BE AUTHORISED TO ALLOT EQUITY
SECURITIES (AS DEFINED IN THE 2006 ACT) FOR
CASH UNDER THE AUTHORITY GIVEN BY
RESOLUTION 9 AND/OR TO SELL ORDINARY SHARES
HELD BY THE COMPANY AS TREASURY SHARES FOR
CASH AS IF SECTION 561 OF THE 2006 ACT DID
NOT APPLY TO ANY SUCH ALLOTMENT OR SALE,
SUCH AUTHORITY TO BE LIMITED: I TO THE
ALLOTMENT OF EQUITY SECURITIES IN
CONNECTION WITH AN OFFER OF EQUITY
SECURITIES (BUT IN THE CASE OF THE
AUTHORITY GRANTED UNDER RESOLUTION 9I(B),
BY WAY OF A RIGHTS ISSUE ONLY) TO OR IN
FAVOUR OF: (A) HOLDERS OF ORDINARY SHARES
IN THE COMPANY IN PROPORTION, AS NEARLY AS
MAY BE PRACTICABLE, TO THEIR EXISTING
HOLDINGS; AND (B) HOLDERS OF OTHER EQUITY
SECURITIES, AS REQUIRED BY THE RIGHTS OF
THOSE SECURITIES OR, IF THE DIRECTORS
CONSIDER IT NECESSARY, AS PERMITTED BY THE
RIGHTS OF THOSE SECURITIES; AND SO THAT THE
DIRECTORS MAY IMPOSE ANY LIMITS OR
RESTRICTIONS AND MAKE ANY ARRANGEMENTS
WHICH THEY CONSIDER NECESSARY OR
APPROPRIATE TO DEAL WITH TREASURY SHARES,
FRACTIONAL ENTITLEMENTS, RECORD DATES,
SHARES REPRESENTED BY DEPOSITARY RECEIPTS,
LEGAL, REGULATORY OR PRACTICAL PROBLEMS
UNDER THE LAWS OF, OR THE REQUIREMENTS OF,
ANY RECOGNISED REGULATORY BODY OR ANY STOCK
EXCHANGE IN ANY TERRITORY OR ANY OTHER
MATTER WHATSOEVER; AND II TO THE ALLOTMENT
OF EQUITY SECURITIES OR SALE OF TREASURY
SHARES (OTHERWISE THAN UNDER PARAGRAPH (I)
ABOVE) UP TO A NOMINAL AMOUNT OF GBP
1,904,386, SUCH AUTHORITY TO EXPIRE AT THE
END OF THE NEXT AGM OF THE COMPANY (OR, IF
EARLIER, AT THE CLOSE OF BUSINESS ON 1 JULY
2021), BUT, IN EACH CASE, PRIOR TO ITS
EXPIRY THE COMPANY MAY MAKE OFFERS, AND
ENTER INTO AGREEMENTS, WHICH WOULD, OR
MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND TREASURY SHARES TO BE SOLD)
AFTER THE AUTHORITY EXPIRES AND THE BOARD
MAY ALLOT EQUITY SECURITIES (AND SELL
TREASURY SHARES) UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED
11 THAT SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
9, THE BOARD BE AUTHORISED, IN ADDITION TO
ANY AUTHORITY GRANTED UNDER RESOLUTION 10,
TO ALLOT EQUITY SECURITIES (AS DEFINED IN
THE 2006 ACT) FOR CASH UNDER THE AUTHORITY
GIVEN BY THAT RESOLUTION AND/OR TO SELL
ORDINARY SHARES HELD BY THE COMPANY AS
TREASURY SHARES FOR CASH AS IF SECTION 561
OF THE 2006 ACT DID NOT APPLY TO ANY SUCH
ALLOTMENT OR SALE, SUCH AUTHORITY TO BE: I
LIMITED TO THE ALLOTMENT OF EQUITY
SECURITIES OR SALE OF TREASURY SHARES UP TO
A NOMINAL AMOUNT OF GBP 1,904,386; AND II
USED ONLY FOR THE PURPOSES OF FINANCING (OR
REFINANCING, IF THE AUTHORITY IS TO BE USED
WITHIN SIX MONTHS AFTER THE ORIGINAL
TRANSACTION) A TRANSACTION WHICH THE BOARD
OF THE COMPANY DETERMINES TO BE AN
ACQUISITION OR OTHER CAPITAL INVESTMENT OF
A KIND CONTEMPLATED BY THE STATEMENT OF
PRINCIPLES ON DISAPPLYING PRE-EMPTION
RIGHTS MOST RECENTLY PUBLISHED BY THE
PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS
NOTICE OF AGM, SUCH AUTHORITY TO EXPIRE AT
THE END OF THE NEXT AGM OF THE COMPANY (OR,
IF EARLIER, AT THE CLOSE OF BUSINESS ON 1
JULY 2021), BUT, IN EACH CASE, PRIOR TO ITS
EXPIRY THE COMPANY MAY MAKE OFFERS, AND
ENTER INTO AGREEMENTS, WHICH WOULD, OR
MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND TREASURY SHARES TO BE SOLD)
AFTER THE AUTHORITY EXPIRES AND THE BOARD
MAY ALLOT EQUITY SECURITIES (AND SELL
TREASURY SHARES) UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED
12 THAT THE COMPANY BE AND IS HEREBY GENERALLY Mgmt For For
AND UNCONDITIONALLY AUTHORISED FOR THE
PURPOSE OF SECTION 701 OF THE 2006 ACT TO
MAKE MARKET PURCHASES (WITHIN THE MEANING
OF SECTION 693(4) OF THE 2006 ACT) OF ITS
ORDINARY SHARES ON SUCH TERMS AND IN SUCH
MANNER AS THE DIRECTORS THINK FIT PROVIDED
THAT: I THE MAXIMUM AGGREGATE NUMBER OF
ORDINARY SHARES HEREBY AUTHORISED TO BE
PURCHASED IS 18,265,631; II THE MINIMUM
PRICE WHICH MAY BE PAID FOR EACH ORDINARY
SHARE IS 20340/399 PENCE PER SHARE, BEING
THE NOMINAL VALUE OF AN ORDINARY SHARE; III
THE MAXIMUM PRICE (EXCLUSIVE OF ALL
EXPENSES) WHICH MAY BE PAID FOR EACH
ORDINARY SHARE IS AN AMOUNT EQUAL TO THE
HIGHER OF: (A) 105% OF THE AVERAGE OF THE
MIDDLE-MARKET QUOTATIONS OF AN ORDINARY
SHARE OF THE COMPANY, AS APPLICABLE, AS
DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST FOR THE FIVE BUSINESS
DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH
SUCH SHARE IS CONTRACTED TO BE PURCHASED;
AND (B) THE STIPULATED AMOUNT. IN THIS
RESOLUTION, "STIPULATED AMOUNT" MEANS THE
AMOUNT STIPULATED BY REGULATORY TECHNICAL
STANDARDS ADOPTED BY THE EUROPEAN
COMMISSION PURSUANT TO ARTICLE 5(6) OF THE
MARKET ABUSE REGULATION (EU) NO.596/2014;
AND IV THE AUTHORITY HEREBY CONFERRED SHALL
TAKE EFFECT ON THE DATE OF THE PASSING OF
THIS RESOLUTION AND SHALL EXPIRE ON THE
CONCLUSION OF THE COMPANY'S AGM IN 2021, OR
AT THE CLOSE OF BUSINESS ON 1 JULY 2021,
WHICHEVER IS THE EARLIER (EXCEPT IN
RELATION TO THE PURCHASE OF ORDINARY SHARES
THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE
SUCH DATE AND WHICH IS EXECUTED WHOLLY OR
PARTLY AFTER SUCH DATE), UNLESS SUCH
AUTHORITY IS RENEWED PRIOR TO SUCH TIME
13 THAT A GENERAL MEETING OF THE COMPANY, Mgmt For For
OTHER THAN AN AGM, MAY BE CALLED ON NOT
LESS THAN 14 CLEAR DAYS' NOTICE DURING THE
PERIOD FROM THE DATE OF THE PASSING OF THIS
RESOLUTION TO THE DATE UPON WHICH THE
COMPANY'S AGM IN 2021 CONCLUDES
14 THAT THE NEW ARTICLES OF ASSOCIATION OF THE Mgmt For For
COMPANY, PRODUCED TO THE MEETING AND
INITIALLED BY THE CHAIR OF THE MEETING FOR
THE PURPOSE OF IDENTIFICATION, BE ADOPTED
AS THE ARTICLES OF ASSOCIATION OF THE
COMPANY, IN SUBSTITUTION FOR, AND TO THE
EXCLUSION OF, THE EXISTING ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
INTERTEK GROUP PLC Agenda Number: 712289291
--------------------------------------------------------------------------------------------------------------------------
Security: G4911B108
Meeting Type: AGM
Meeting Date: 21-May-2020
Ticker:
ISIN: GB0031638363
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
FOR THE YEAR ENDED 31 DEC 2019
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt Against Against
POLICY
3 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
4 TO APPROVE THE PAYMENT OF A FINAL DIVIDEND Mgmt For For
OF 71.6P PER ORDINARY SHARE
5 TO RE-ELECT SIR DAVID REID AS A DIRECTOR Mgmt For For
6 TO RE-ELECT ANDRE LACROIX AS A DIRECTOR Mgmt For For
7 TO RE-ELECT ROSS MCCLUSKEY AS A DIRECTOR Mgmt For For
8 TO RE-ELECT GRAHAM ALLAN AS A DIRECTOR Mgmt For For
9 TO RE-ELECT GURNEK BAINS AS A DIRECTOR Mgmt For For
10 TO RE-ELECT DAME LOUISE MAKIN AS A DIRECTOR Mgmt For For
11 TO RE-ELECT ANDREW MARTIN AS A DIRECTOR Mgmt For For
12 TO RE-ELECT GILL RIDER AS A DIRECTOR Mgmt For For
13 TO RE-ELECT JEAN-MICHEL VALETTE AS A Mgmt For For
DIRECTOR
14 TO RE-ELECT LENA WILSON AS A DIRECTOR Mgmt For For
15 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY
16 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE REMUNERATION OF THE AUDITOR
17 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For
RELEVANT SECURITIES
18 TO AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
19 TO APPROVE THE RULES OF THE INTERTEK GROUP Mgmt For For
PLC 2021 LONG TERM INCENTIVE PLAN
20 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
21 TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION Mgmt For For
TO AN ACQUISITION OR CAPITAL INVESTMENT
22 TO AUTHORISE THE COMPANY TO BUY BACK ITS Mgmt For For
OWN SHARES
23 TO AUTHORISE THE COMPANY TO HOLD GENERAL Mgmt For For
MEETINGS OTHER THAN AGMS ON 14 CLEAR DAYS
NOTICE
--------------------------------------------------------------------------------------------------------------------------
KEYENCE CORPORATION Agenda Number: 712704255
--------------------------------------------------------------------------------------------------------------------------
Security: J32491102
Meeting Type: AGM
Meeting Date: 12-Jun-2020
Ticker:
ISIN: JP3236200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2.1 Appoint a Director Takizaki, Takemitsu Mgmt For For
2.2 Appoint a Director Nakata, Yu Mgmt Against Against
2.3 Appoint a Director Kimura, Keiichi Mgmt For For
2.4 Appoint a Director Yamaguchi, Akiji Mgmt For For
2.5 Appoint a Director Miki, Masayuki Mgmt For For
2.6 Appoint a Director Yamamoto, Akinori Mgmt For For
2.7 Appoint a Director Kanzawa, Akira Mgmt For For
2.8 Appoint a Director Tanabe, Yoichi Mgmt For For
2.9 Appoint a Director Taniguchi, Seiichi Mgmt For For
3.1 Appoint a Corporate Auditor Takeda, Mgmt For For
Hidehiko
3.2 Appoint a Corporate Auditor Indo, Hiroji Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
Yamamoto, Masaharu
--------------------------------------------------------------------------------------------------------------------------
L'OREAL S.A. Agenda Number: 712327712
--------------------------------------------------------------------------------------------------------------------------
Security: F58149133
Meeting Type: MIX
Meeting Date: 30-Jun-2020
Ticker:
ISIN: FR0000120321
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT THE FRENCH PROXY CARD IS Non-Voting
AVAILABLE AS A LINK UNDER THE 'MATERIAL
URL' DROPDOWN AT THE TOP OF THE BALLOT
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT THIS IS A POSTPONEMENT OF Non-Voting
THE MEETING HELD ON 21 APR 2020
O.1 APPROVE FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
O.2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
AND STATUTORY REPORTS
O.3 THE ASSEMBLY THEREFORE SETS THE ORDINARY Mgmt For For
DIVIDEND AT 3.85 EUROS PER SHARE, WITH THE
INCREASED DIVIDEND BEING EUR 4.23 PER
SHARE. THE INCREASED DIVIDEND WILL BE
AWARDED TO SHARES REGISTERED IN THE NAME
FORM SINCE 31 DECEMBER 2017 AT THE LATEST,
AND WHICH WILL REMAIN REGISTERED IN THIS
FORM AND WITHOUT INTERRUPTION UNTIL THE
DATE OF PAYMENT OF THE DIVIDEND
O.4 ELECT NICOLAS MEYERS AS DIRECTOR Mgmt For For
O.5 ELECT ILHAM KADRI AS DIRECTOR Mgmt For For
O.6 REELECT BEATRICE GUILLAUME GRABISCH AS Mgmt For For
DIRECTOR
O.7 REELECT JEAN-VICTOR MEYERS AS DIRECTOR Mgmt For For
O.8 APPROVE COMPENSATION REPORT OF CORPORATE Mgmt For For
OFFICERS
O.9 APPROVE COMPENSATION OF JEAN PAUL AGON, Mgmt For For
CHAIRMAN AND CEO
O.10 APPROVE REMUNERATION POLICY OF CORPORATE Mgmt For For
OFFICERS
O.11 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
E.12 AUTHORIZE DECREASE IN SHARE CAPITAL VIA Mgmt For For
CANCELLATION OF REPURCHASED SHARES
E.13 AUTHORIZE UP TO 0.6 PERCENT OF ISSUED Mgmt For For
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
E.14 AUTHORIZE CAPITAL ISSUANCES FOR USE IN Mgmt For For
EMPLOYEE STOCK PURCHASE PLANS
E.15 AUTHORIZE CAPITAL ISSUANCES FOR USE IN Mgmt For For
EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR
EMPLOYEES OF INTERNATIONAL SUBSIDIARIES
E.16 AMEND ARTICLE 8 OF BYLAWS RE: EMPLOYEE Mgmt For For
REPRENSENTATIVES
E.17 AUTHORIZE FILING OF REQUIRED Mgmt For For
DOCUMENTS/OTHER FORMALITIES
CMMT 10 JUN 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202005252001862-63 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202006102002125-70; PLEASE NOTE THAT
THIS IS A REVISION DUE TO MODIFICATION OF
COMMENT & TEXT OF RESOLUTION O.3 AND
ADDITON OF URL LINK.IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LINDE PLC Agenda Number: 711384747
--------------------------------------------------------------------------------------------------------------------------
Security: G5494J103
Meeting Type: AGM
Meeting Date: 26-Jul-2019
Ticker:
ISIN: IE00BZ12WP82
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 235928 DUE TO CHANGE IN RECORD
DATE FROM 29 APR 2019 TO 24 JUL 2019. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED IF VOTE DEADLINE EXTENSIONS
ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1.A ELECTION OF DIRECTOR: PROF. DR. WOLFGANG Mgmt No vote
REITZLE
1.B ELECTION OF DIRECTOR: STEPHEN F. ANGEL Mgmt No vote
1.C ELECTION OF DIRECTOR: PROF. DDR. Mgmt No vote
ANN-KRISTIN ACHLEITNER
1.D ELECTION OF DIRECTOR: PROF. DR. CLEMENS Mgmt No vote
BORSIG
1.E ELECTION OF DIRECTOR: DR. NANCE K. DICCIANI Mgmt No vote
1.F ELECTION OF DIRECTOR: DR. THOMAS ENDERS Mgmt No vote
1.G ELECTION OF DIRECTOR: FRANZ FEHRENBACH Mgmt No vote
1.H ELECTION OF DIRECTOR: EDWARD G. GALANTE Mgmt No vote
1.I ELECTION OF DIRECTOR: LARRY D. MCVAY Mgmt No vote
1.J ELECTION OF DIRECTOR: DR. VICTORIA OSSADNIK Mgmt No vote
1.K ELECTION OF DIRECTOR: PROF. DR. MARTIN H. Mgmt No vote
RICHENHAGEN
1.L ELECTION OF DIRECTOR: ROBERT L. WOOD Mgmt No vote
2.A TO RATIFY, ON AN ADVISORY AND NON-BINDING Mgmt No vote
BASIS, THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS ("PWC") AS THE
INDEPENDENT AUDITOR
2.B TO AUTHORIZE THE BOARD, ACTING THROUGH THE Mgmt No vote
AUDIT COMMITTEE, TO DETERMINE PWC'S
REMUNERATION
3 TO DETERMINE THE PRICE RANGE AT WHICH LINDE Mgmt No vote
PLC CAN RE-ALLOT SHARES THAT IT ACQUIRES AS
TREASURY SHARES UNDER IRISH LAW
4 TO APPROVE, ON AN ADVISORY AND NON-BINDING Mgmt No vote
BASIS, THE COMPENSATION OF LINDE PLC'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE 2019 PROXY STATEMENT
CMMT PLEASE NOTE YOU CAN ONLY VOTE FOR ONE YEAR, Non-Voting
TWO YEAR, THREE YEARS OR ABSTAIN. PLEASE
SELECT 'FOR' ON ONE OF THE FOLLOWING THREE
ANNUAL OPTIONS TO PLACE A VOTE FOR THAT
FREQUENCY. IF YOU VOTE FOR 'ABSTAIN' OR
AGAINST IN ANY OF THE 'YEAR' OPTIONS WE
WILL REGISTER A VOTE OF ABSTAIN ON YOUR
BEHALF. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED. THE BOARD OF
DIRECTORS RECOMMENDS YOU VOTE @ 1 YEAR
5.1 TO RECOMMEND, ON AN ADVISORY AND Mgmt No vote
NON-BINDING BASIS, THE FREQUENCY OF HOLDING
FUTURE ADVISORY SHAREHOLDER VOTES ON THE
COMPENSATION OF LINDE PLC'S NAMED EXECUTIVE
OFFICERS: PLEASE VOTE ON THIS RESOLUTION TO
APPROVE 1 YEAR
5.2 TO RECOMMEND, ON AN ADVISORY AND Mgmt No vote
NON-BINDING BASIS, THE FREQUENCY OF HOLDING
FUTURE ADVISORY SHAREHOLDER VOTES ON THE
COMPENSATION OF LINDE PLC'S NAMED EXECUTIVE
OFFICERS: PLEASE VOTE ON THIS RESOLUTION TO
APPROVE 2 YEARS
5.3 TO RECOMMEND, ON AN ADVISORY AND Mgmt No vote
NON-BINDING BASIS, THE FREQUENCY OF HOLDING
FUTURE ADVISORY SHAREHOLDER VOTES ON THE
COMPENSATION OF LINDE PLC'S NAMED EXECUTIVE
OFFICERS: PLEASE VOTE ON THIS RESOLUTION TO
APPROVE 3 YEARS
5.4 TO RECOMMEND, ON AN ADVISORY AND Mgmt No vote
NON-BINDING BASIS, THE FREQUENCY OF HOLDING
FUTURE ADVISORY SHAREHOLDER VOTES ON THE
COMPENSATION OF LINDE PLC'S NAMED EXECUTIVE
OFFICERS: PLEASE VOTE ON THIS RESOLUTION TO
APPROVE FOR ABSTAIN
CMMT 08 JUL 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTIONS 5.1 TO 5.4. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC Agenda Number: 711750073
--------------------------------------------------------------------------------------------------------------------------
Security: G5689U103
Meeting Type: OGM
Meeting Date: 26-Nov-2019
Ticker:
ISIN: GB00B0SWJX34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE ACQUISITION BY THE COMPANY Mgmt For For
OF REFINITIV AS DESCRIBED IN THE CIRCULAR
TO SHAREHOLDERS OF WHICH THE NOTICE OF
GENERAL MEETING FORMS PART
2 SUBJECT TO RESOLUTION 1 BEING PASSED TO Mgmt For For
APPROVE THE ALLOTMENT OF LSEG SHARES IN
CONNECTION WITH THE TRANSACTION
--------------------------------------------------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC Agenda Number: 712268108
--------------------------------------------------------------------------------------------------------------------------
Security: G5689U103
Meeting Type: AGM
Meeting Date: 21-Apr-2020
Ticker:
ISIN: GB00B0SWJX34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 TO DECLARE DIVIDEND Mgmt For For
3 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION AND THE ANNUAL STATEMENT OF
THE CHAIR OF THE REMUNERATION COMMITTEE
4 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
5 TO RE-ELECT JACQUES AIGRAIN AS A DIRECTOR Mgmt For For
6 TO RE-ELECT MARSHALL BAILEY OBE AS A Mgmt For For
DIRECTOR
7 TO RE-ELECT PROFESSOR KATHLEEN DEROSE AS A Mgmt For For
DIRECTOR
8 TO RE-ELECT CRESSIDA HOGG CBE AS A DIRECTOR Mgmt For For
9 TO RE-ELECT RAFFAELE JERUSALMI AS A Mgmt For For
DIRECTOR
10 TO RE-ELECT STEPHEN O'CONNOR AS A DIRECTOR Mgmt For For
11 TO RE-ELECT DR VAL RAHMANI AS A DIRECTOR Mgmt For For
12 TO RE-ELECT DON ROBERT AS A DIRECTOR Mgmt For For
13 TO RE-ELECT DAVID SCHWIMMER AS A DIRECTOR Mgmt For For
14 TO RE-ELECT PROFESSOR ANDREA SIRONI AS A Mgmt For For
DIRECTOR
15 TO RE-ELECT DAVID WARREN AS A DIRECTOR Mgmt For For
16 TO ELECT DOMINIC BLAKEMORE AS A DIRECTOR Mgmt For For
17 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For
18 TO AUTHORISE THE DIRECTORS TO APPROVE THE Mgmt For For
AUDITORS REMUNERATION
19 TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
SHARES
20 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS AND INCUR POLITICAL EXPENDITURE
21 TO APPROVE THE LONDON STOCK EXCHANGE GROUP Mgmt For For
DEFERRED BONUS PLAN
22 TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT Mgmt For For
OF AN ALLOTMENT OF EQUITY SECURITIES FOR
CASH
23 TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT Mgmt For For
OF A FURTHER ALLOTMENT OF EQUITY SECURITIES
FOR CASH FOR THE PURPOSE OF FINANCING A
TRANSACTION
24 TO GRANT THE DIRECTORS AUTHORITY TO Mgmt For For
PURCHASE THE COMPANY'S OWN SHARES
25 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
LONZA GROUP AG Agenda Number: 712327724
--------------------------------------------------------------------------------------------------------------------------
Security: H50524133
Meeting Type: AGM
Meeting Date: 28-Apr-2020
Ticker:
ISIN: CH0013841017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ANNUAL REPORT, CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS AND FINANCIAL STATEMENTS OF
LONZA
2 CONSULTATIVE VOTE ON THE REMUNERATION Mgmt For For
REPORT
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE COMMITTEE
4 APPROPRIATION OF AVAILABLE EARNINGS / Mgmt For For
RESERVES FROM CAPITAL CONTRIBUTION
5.1.A RE-ELECTION TO THE BOARD OF DIRECTOR: Mgmt For For
WERNER BAUER
5.1.B RE-ELECTION TO THE BOARD OF DIRECTOR: Mgmt For For
ALBERT M. BAEHNY
5.1.C RE-ELECTION TO THE BOARD OF DIRECTOR: Mgmt For For
ANGELICA KOHLMANN
5.1.D RE-ELECTION TO THE BOARD OF DIRECTOR: Mgmt For For
CHRISTOPH MAEDER
5.1.E RE-ELECTION TO THE BOARD OF DIRECTOR: Mgmt For For
BARBARA RICHMOND
5.1.F RE-ELECTION TO THE BOARD OF DIRECTOR: Mgmt For For
JUERGEN STEINEMANN
5.1.G RE-ELECTION TO THE BOARD OF DIRECTOR: Mgmt For For
OLIVIER VERSCHEURE
5.2.A ELECTION TO THE BOARD OF DIRECTOR: DOROTHEE Mgmt For For
DEURING
5.2.B ELECTION TO THE BOARD OF DIRECTOR: MONCEF Mgmt For For
SLAOUI
5.3 RE-ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTOR: ALBERT M. BAEHNY
5.4.A RE-ELECTION TO THE NOMINATION AND Mgmt For For
COMPENSATION COMMITTEE: ANGELICA KOHLMANN
5.4.B RE-ELECTION TO THE NOMINATION AND Mgmt For For
COMPENSATION COMMITTEE: CHRISTOPH MAEDER
5.4.C RE-ELECTION TO THE NOMINATION AND Mgmt For For
COMPENSATION COMMITTEE: JUERGEN STEINEMANN
6 RE-ELECTION OF THE AUDITORS: KPMG LTD, Mgmt For For
ZURICH (CH)
7 ELECTION OF THE INDEPENDENT PROXY: Mgmt For For
THOMANNFISCHER, ATTORNEYS AT LAW AND
NOTARIES, ELISABETHENSTRASSE 30, 4010
BASEL, SWITZERLAND, AS THE INDEPENDENT
PROXY FOR A ONE-YEAR TERM UNTIL COMPLETION
OF THE ANNUAL GENERAL MEETING 2021
8 COMPENSATION OF THE BOARD OF DIRECTORS Mgmt For For
9.1 MAXIMUM AGGREGATE AMOUNT OF FIXED Mgmt For For
COMPENSATION OF THE EXECUTIVE COMMITTEE
9.2 AGGREGATE AMOUNT OF VARIABLE SHORT-TERM Mgmt For For
COMPENSATION OF THE EXECUTIVE COMMITTEE
9.3 MAXIMUM AGGREGATE AMOUNT OF VARIABLE Mgmt For For
LONG-TERM COMPENSATION OF THE EXECUTIVE
COMMITTEE
10 IN THE EVENT OF ANY YET UNKNOWN NEW OR Shr Against For
MODIFIED PROPOSAL BY A SHAREHOLDER DURING
THE ANNUAL GENERAL MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO VOTE AS
FOLLOWS (YES = VOTE IN FAVOR OF ANY SUCH
YET UNKONWN PROPOSAL; NO = VOTE AGAINST ANY
SUCH YET UNKNOWN PORPOSAL; ABSTAIN)
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SE Agenda Number: 712716438
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: MIX
Meeting Date: 30-Jun-2020
Ticker:
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 379441 DUE TO CHANGE IN TEXT OF
RESOLUTION O.3. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT 08 JUN 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202005252001915-63,
https://www.journal-officiel.gouv.fr/balo/d
ocument/202006082002205-69; PLEASE NOTE THAT
THIS IS A REVISION DUE TO ADDITION OF URL
LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.3 ALLOCATION OF INCOME - SETTING OF THE Mgmt For For
DIVIDEND
O.4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt Against Against
O.5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt Against Against
DELPHINE ARNAULT AS DIRECTOR
O.6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
ANTONIO BELLONI AS DIRECTOR
O.7 RENEWAL OF THE TERM OF OFFICE OF MR. DIEGO Mgmt Against Against
DELLA VALLE AS DIRECTOR
O.8 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
MARIE-JOSEE KRAVIS AS DIRECTOR
O.9 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
MARIE-LAURE SAUTY DE CHALON AS DIRECTOR
O.10 APPOINTMENT OF MRS. NATACHA VALLA AS Mgmt For For
DIRECTOR
O.11 APPOINTMENT OF LORD POWELL OF BAYSWATER AS Mgmt Against Against
CENSOR
O.12 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt Against Against
ARTICLE L.225-37-3 I OF THE FRENCH
COMMERCIAL CODE
O.13 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt Against Against
DURING THE FINANCIAL YEAR 2019 OR AWARDED
IN RESPECT OF THE SAME FINANCIAL YEAR TO
MR. BERNARD ARNAULT, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
O.14 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt Against Against
DURING THE FINANCIAL YEAR 2019 OR AWARDED
FOR THE SAME FINANCIAL YEAR TO MR. ANTONIO
BELLONI, DEPUTY CHIEF EXECUTIVE OFFICER
O.15 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
NON-EXECUTIVE CORPORATE OFFICERS
O.16 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt Against Against
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
O.17 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt Against Against
DEPUTY CHIEF EXECUTIVE OFFICER
O.18 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO
TRADE IN THE COMPANY'S SHARES FOR A MAXIMUM
PURCHASE PRICE OF 550 EUROS PER SHARE, I.E.
A MAXIMUM AGGREGATE AMOUNT OF 27.8 BILLION
EUROS
E.19 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR A PERIOD OF 18 MONTHS IN
ORDER TO REDUCE THE SHARE CAPITAL BY
CANCELLING SHARES HELD BY THE COMPANY AS A
RESULT OF THE BUYBACK OF ITS OWN SHARES
E.20 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF 26 MONTHS, IN
ORDER TO PROCEED WITH FREE ALLOCATION OF
SHARES TO BE ISSUED, WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, OR OF EXISTING SHARES FOR THE
BENEFIT OF EMPLOYEES AND/OR EXECUTIVE
CORPORATE OFFICERS OF THE COMPANY AND
RELATED COMPANIES, WITHIN THE LIMIT OF 1%
OF THE CAPITAL
E.21 AMENDMENT TO ARTICLE 11 OF THE BY-LAWS IN Mgmt For For
ORDER TO DEFINE THE TERMS AND CONDITIONS
FOR THE APPOINTMENT OF DIRECTORS
REPRESENTING EMPLOYEES
E.22 AMENDMENT TO ARTICLE 13 OF THE BY-LAWS IN Mgmt For For
ORDER TO CHANGE THE METHOD OF CONVENING THE
BOARD OF DIRECTORS AND TO INTRODUCE THE
POSSIBILITY FOR THE BOARD OF DIRECTORS TO
MAKE DECISIONS BY WRITTEN CONSULTATION
UNDER THE TERMS AND CONDITIONS SET BY THE
REGULATIONS
E.23 AMENDMENT TO ARTICLE 14 OF THE BY-LAWS - Mgmt For For
POWERS TO THE BOARD OF DIRECTORS
E.24 ALIGNMENT OF THE BY-LAWS WITH VARIOUS LEGAL Mgmt For For
AND REGULATORY PROVISIONS, IN PARTICULAR,
THE LAW OF 22 MAY 2019 KNOWN AS THE PACT
LAW - ARTICLES 20, 21 AND 25
--------------------------------------------------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG Agenda Number: 712296727
--------------------------------------------------------------------------------------------------------------------------
Security: D55535104
Meeting Type: AGM
Meeting Date: 29-Apr-2020
Ticker:
ISIN: DE0008430026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT BLOCKING PROCESSES VARY ACCORDING TO THE Non-Voting
LOCAL SUB-CUSTODIAN'S PRACTICES. REGISTERED
SHARES WILL BE DE-REGISTERED WHEN THERE IS
TRADING ACTIVITY, OR AT THE DE-REGISTRATION
DATE, THOUGH THE SHARE REGISTER MAY BE
UPDATED EITHER AT THIS POINT, OR AFTER THE
MEETING DATE.IF YOU WISH TO DELIVER/SETTLE
A VOTED POSITION BEFORE THE DE-REGISTRATION
DATE, PLEASE CONTACT YOUR BROADRIDGE CLIENT
SERVICE REPRESENTATIVE FOR FURTHER
INFORMATION
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 9.80 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019
5 ELECT CARSTEN SPOHR TO THE SUPERVISORY Mgmt For For
BOARD
6 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
7 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH
PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 5
BILLION APPROVE CREATION OF EUR 117 MILLION
POOL OF CAPITAL TO GUARANTEE CONVERSION
RIGHTS
8.1 AMEND ARTICLES RE: EDITORIAL CHANGES Mgmt For For
8.2 AMEND ARTICLES RE: EDITORIAL CHANGES Mgmt For For
8.3 AMEND ARTICLES RE: EDITORIAL CHANGES Mgmt For For
8.4 AMEND ARTICLES RE: EDITORIAL CHANGES Mgmt For For
8.5 AMEND ARTICLES RE: EDITORIAL CHANGES Mgmt For For
8.6 AMEND ARTICLES RE: EDITORIAL CHANGES Mgmt For For
8.7 AMEND ARTICLES RE: EDITORIAL CHANGES Mgmt For For
8.8 AMEND ARTICLES RE: EDITORIAL CHANGES Mgmt For For
8.9 AMEND ARTICLES RE: EDITORIAL CHANGES Mgmt For For
8.10 AMEND ARTICLES RE: EDITORIAL CHANGES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 712296866
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 23-Apr-2020
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REVIEW, THE Mgmt For For
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2019
1.2 ACCEPTANCE OF THE COMPENSATION REPORT 2019 Mgmt For For
(ADVISORY VOTE)
2 DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT
3 APPROPRIATION OF PROFIT RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2019
4.1.1 RE-ELECTION AS MEMBER AND CHAIRMAN OF THE Mgmt For For
BOARD OF DIRECTORS: MR. PAUL BULCKE
4.1.2 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. ULF MARK SCHNEIDER
4.1.3 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. HENRI DE CASTRIES
4.1.4 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. RENATO FASSBIND
4.1.5 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MRS. ANN M. VENEMAN
4.1.6 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MRS. EVA CHENG
4.1.7 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. PATRICK AEBISCHER
4.1.8 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MRS. URSULA M. BURNS
4.1.9 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. KASPER RORSTED
4.110 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. PABLO ISLA
4.111 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MRS. KIMBERLY A. ROSS
4.112 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. DICK BOER
4.113 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. DINESH PALIWAL
4.2 ELECTION TO THE BOARD OF DIRECTORS: MRS. Mgmt For For
HANNE JIMENEZ DE MORA
4.3.1 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. PATRICK AEBISCHER
4.3.2 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MRS. URSULA M. BURNS
4.3.3 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. PABLO ISLA
4.3.4 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. DICK BOER
4.4 ELECTION OF THE STATUTORY AUDITORS: ERNST Mgmt For For
AND YOUNG SA, LAUSANNE BRANCH
4.5 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt For For
HARTMANN DREYER, ATTORNEYS-AT-LAW
5.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS
5.2 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD
6 CAPITAL REDUCTION (BY CANCELLATION OF Mgmt For For
SHARES)
7 IN THE EVENT OF ANY YET UNKNOWN NEW OR Shr Against For
MODIFIED PROPOSAL BY A SHAREHOLDER DURING
THE GENERAL MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO VOTE AS
FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH
YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY
SUCH YET UNKNOWN PROPOSAL, ABSTAIN =
ABSTAIN FROM VOTING) - THE BOARD OF
DIRECTORS RECOMMENDS TO VOTE "NO" ON ANY
SUCH YET UNKNOWN PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
NIDEC CORPORATION Agenda Number: 712716654
--------------------------------------------------------------------------------------------------------------------------
Security: J52968104
Meeting Type: AGM
Meeting Date: 17-Jun-2020
Ticker:
ISIN: JP3734800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Adopt Reduction of Mgmt Against Against
Liability System for Directors, Transition
to a Company with Supervisory Committee
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nagamori,
Shigenobu
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Seki, Jun
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sato, Teiichi
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shimizu, Osamu
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Murakami,
Kazuya
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Ochiai,
Hiroyuki
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nakane,
Takeshi
3.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yamada, Aya
3.5 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Sakai, Takako
4 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Watanabe,
Junko
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
6 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
7 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors (Excluding Directors who are
Audit and Supervisory Committee Members)
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 712067912
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 28-Feb-2020
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE OPERATING AND FINANCIAL Mgmt For For
REVIEW OF NOVARTIS AG, THE FINANCIAL
STATEMENTS OF NOVARTIS AG AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
2019 FINANCIAL YEAR
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND FOR 2019
4 REDUCTION OF SHARE CAPITAL Mgmt For For
5.1 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION FOR THE BOARD OF
DIRECTORS FROM THE 2020 ANNUAL GENERAL
MEETING TO THE 2021 ANNUAL GENERAL MEETING
5.2 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION FOR THE EXECUTIVE
COMMITTEE FOR THE FINANCIAL YEAR 2021
5.3 ADVISORY VOTE ON THE 2019 COMPENSATION Mgmt For For
REPORT
6.1 RE-ELECTION OF JOERG REINHARDT AS MEMBER Mgmt For For
AND CHAIRMAN OF THE BOARD OF DIRECTORS
6.2 RE-ELECTION OF NANCY C. ANDREWS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.3 RE-ELECTION OF TON BUECHNER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.4 RE-ELECTION OF PATRICE BULA AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.5 RE-ELECTION OF SRIKANT DATAR AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.6 RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.7 RE-ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.8 RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.9 RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.10 RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.11 RE-ELECTION OF ENRICO VANNI AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.12 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.13 ELECTION OF BRIDGETTE HELLER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.14 ELECTION OF SIMON MORONEY AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
7.1 RE-ELECTION OF PATRICE BULA AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
7.2 RE-ELECTION OF SRIKANT DATAR AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
7.3 RE-ELECTION OF ENRICO VANNI AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
7.4 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
7.5 ELECTION OF BRIDGETTE HELLER AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
8 RE-ELECTION OF THE STATUTORY AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS AG
9 RE-ELECTION OF THE INDEPENDENT PROXY: LIC. Mgmt For For
IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW,
BASEL
B GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE Mgmt Against Against
MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN
THE INVITATION TO THE ANNUAL GENERAL
MEETING, AND/OR OF MOTIONS RELATING TO
ADDITIONAL AGENDA ITEMS ACCORDING TO
ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE
OF OBLIGATIONS. I/WE INSTRUCT THE
INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR
= ACCORDING TO THE MOTION OF THE BOARD OF
DIRECTORS, AGAINST = AGAINST ALTERNATIVE
AND/OR ADDITIONAL MOTIONS, ABSTAIN =
ABSTAIN FROM VOTING)
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S Agenda Number: 712181053
--------------------------------------------------------------------------------------------------------------------------
Security: K72807132
Meeting Type: AGM
Meeting Date: 26-Mar-2020
Ticker:
ISIN: DK0060534915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 5.1, 5.2, 5.3.A TO 5.3.G
AND 6. THANK YOU
2 ADOPTION OF THE STATUTORY ANNUAL REPORT Mgmt For For
2019
3.2.A APPROVAL OF THE REMUNERATION OF THE BOARD Mgmt For For
OF DIRECTORS FOR 2019
3.2.B APPROVAL OF THE REMUNERATION LEVEL FOR 2020 Mgmt For For
3.3 ADOPTION OF THE NEW REMUNERATION POLICY Mgmt For For
3.4 APPROVAL OF CHANGES TO THE ARTICLES OF Mgmt For For
ASSOCIATION (STANDARD AGENDA ITEMS):
ARTICLE 7.2
4 RESOLUTION TO DISTRIBUTE THE PROFIT: DKK Mgmt For For
5.35 FOR EACH NOVO NORDISK A OR B SHARE OF
DKK 0.20
5.1 ELECTION OF HELGE LUND AS CHAIRMAN Mgmt For For
5.2 ELECTION OF JEPPE CHRISTIANSEN AS VICE Mgmt For For
CHAIRMAN
5.3.A ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: BRIAN DANIELS
5.3.B ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: LAURENCE DEBROUX
5.3.C ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: ANDREAS FIBIG
5.3.D ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: SYLVIE GREGOIRE
5.3.E ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: LIZ HEWITT
5.3.F ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: KASIM KUTAY
5.3.G ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: MARTIN MACKAY
6 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR
7.1 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
REDUCTION OF THE COMPANY'S B SHARE CAPITAL
FROM DKK 372,512,800 TO DKK 362,512,800
7.2 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AUTHORISATION TO THE BOARD OF DIRECTORS TO
ALLOW THE COMPANY TO REPURCHASE OWN SHARES
7.3.A AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE SHARE CAPITAL: WITHOUT
PRE-EMPTIVE RIGHTS FOR THE BENEFIT OF
EMPLOYEES
7.3.B AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE SHARE CAPITAL: WITH
PRE-EMPTIVE RIGHTS FOR EXISTING
SHAREHOLDERS
7.3.C AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE SHARE CAPITAL: WITHOUT
PRE-EMPTIVE RIGHTS FOR EXISTING
SHAREHOLDERS
7.4 APPROVAL OF DONATION TO THE WORLD DIABETES Mgmt For For
FOUNDATION
8.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: INFORMATION ON THE
RATIO BETWEEN EXECUTIVE AND EMPLOYEE
REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
ORSTED Agenda Number: 712118771
--------------------------------------------------------------------------------------------------------------------------
Security: K7653Q105
Meeting Type: AGM
Meeting Date: 02-Mar-2020
Ticker:
ISIN: DK0060094928
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT 11 FEB 2020: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 9.1, 9.2,
9.3.1, 9.3.2, 9.3.3, 9.3.4 AND 11. THANK
YOU
1 REPORT BY THE BOARD OF DIRECTORS Non-Voting
2 PRESENTATION OF THE AUDITED ANNUAL REPORT Mgmt For For
FOR APPROVAL
3 PRESENTATION OF THE REMUNERATION REPORT FOR Mgmt For For
ADVISORY VOTE
4 PROPOSAL TO DISCHARGE THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE BOARD FROM
THEIR LIABILITIES
5 PROPOSAL FOR THE APPROPRIATION OF THE Mgmt For For
PROFIT ACCORDING TO THE APPROVED ANNUAL
REPORT: THE BOARD OF DIRECTORS PROPOSES
PAYMENT OF A DIVIDEND OF DKK 10.5 PER SHARE
OF NOMINALLY DKK 10 CORRESPONDING TO A
TOTAL AGGREGATE DIVIDEND OF DKK 4,414
MILLION FOR THE FINANCIAL YEAR 2019
6 PROPOSAL, IF ANY, FROM THE BOARD OF Non-Voting
DIRECTORS FOR AUTHORIZATION TO ACQUIRE
TREASURY SHARES: (NO PROPOSAL)
7.1 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT OF THE REMUNERATION POLICY FOR
THE BOARD OF DIRECTORS AND THE EXECUTIVE
BOARD
7.2 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT OF ARTICLE 7.3 OF THE ARTICLES OF
ASSOCIATION
7.3 PROPOSAL FROM THE BOARD OF DIRECTORS: GRANT Mgmt For For
OF AUTHORISATION
8 ANY PROPOSALS FROM THE SHAREHOLDERS: (NO Non-Voting
PROPOSALS)
9.1 RE-ELECTION OF THOMAS THUNE ANDERSEN AS Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS BY THE
GENERAL MEETING
9.2 RE-ELECTION OF LENE SKOLE AS DEPUTY Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS BY THE
GENERAL MEETING
9.3.1 RE-ELECTION OF LYNDA ARMSTRONG AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS BY THE GENERAL
MEETING
9.3.2 RE-ELECTION OF JORGEN KILDAHL AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS BY THE GENERAL
MEETING
9.3.3 RE-ELECTION OF PETER KORSHOLM AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS BY THE GENERAL
MEETING
9.3.4 RE-ELECTION OF DIETER WEMMER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS BY THE GENERAL
MEETING
10 DETERMINATION OF THE REMUNERATION PAYABLE Mgmt For For
TO THE BOARD OF DIRECTORS FOR THE FINANCIAL
YEAR 2020
11 ELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB AS
AUDITOR
12 ANY OTHER BUSINESS Non-Voting
CMMT 11 FEB 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT &
TEXT OF RESOLUTION 5. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PARTNERS GROUP HOLDING AG Agenda Number: 712477745
--------------------------------------------------------------------------------------------------------------------------
Security: H6120A101
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: CH0024608827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE 2019 ANNUAL REPORT TOGETHER Mgmt For For
WITH THE CONSOLIDATED FINANCIAL STATEMENTS
AND THE INDIVIDUAL FINANCIAL STATEMENTS
2 MOTION FOR THE APPROPRIATION OF AVAILABLE Mgmt For For
EARNINGS
3 DISCHARGE OF THE BOARD OF DIRECTORS AND OF Mgmt For For
THE EXECUTIVE COMMITTEE
4 AMENDMENT OF THE ARTICLES OF ASSOCIATION Mgmt For For
(COMPENSATION APPROVAL)
5 CONSULTATIVE VOTE ON THE 2019 COMPENSATION Mgmt Against Against
REPORT
6.1 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE MAXIMUM TOTAL SHORT-TERM
COMPENSATION BUDGET FOR THE BOARD OF
DIRECTORS FOR THE PERIOD UNTIL THE NEXT
ORDINARY AGM IN 2021
6.2 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE LONG-TERM COMPENSATION FOR THE BOARD
OF DIRECTORS FOR THE PRECEDING TERM OF
OFFICE (ORDINARY AGM 2019 TO ORDINARY AGM
2020)
6.3 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE TECHNICAL NON-FINANCIAL INCOME FOR
THE BOARD OF DIRECTORS FOR THE PRECEDING
TERM OF OFFICE (ORDINARY AGM 2019 TO
ORDINARY AGM 2020)
6.4 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE MAXIMUM TOTAL SHORT-TERM
COMPENSATION BUDGET FOR THE EXECUTIVE
COMMITTEE FOR THE FISCAL YEAR 2021
6.5 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE LONG-TERM COMPENSATION FOR THE
EXECUTIVE COMMITTEE FOR THE FISCAL YEAR
2019
6.6 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE TECHNICAL NON-FINANCIAL INCOME FOR
THE EXECUTIVE COMMITTEE FOR THE FISCAL YEAR
2019
7.1.1 ELECTION OF STEFFEN MEISTER AS CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
7.1.2 ELECTION OF DR. MARCEL ERNI AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.1.3 ELECTION OF ALFRED GANTNER AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
7.1.4 ELECTION OF LISA A. HOOK AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
7.1.5 ELECTION OF GRACE DEL ROSARIO-CASTANO AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
7.1.6 ELECTION OF DR. MARTIN STROBEL AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.1.7 ELECTION OF DR. ERIC STRUTZ AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.1.8 ELECTION OF URS WIETLISBACH AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.2.1 ELECTION OF LISA A. HOOK AS MEMBER OF THE Mgmt For For
NOMINATION COMPENSATION COMMITTEE
7.2.2 ELECTION OF GRACE DEL ROSARIO-CASTANO AS Mgmt For For
MEMBER OF THE NOMINATION COMPENSATION
COMMITTEE
7.2.3 ELECTION OF DR. MARTIN STROBEL AS MEMBER OF Mgmt For For
THE NOMINATION COMPENSATION COMMITTEE
7.3 ELECTION OF THE INDEPENDENT PROXY: HOTZ & Mgmt For For
GOLDMANN IN BAAR, SWITZERLAND
7.4 ELECTION OF THE AUDITORS: KPMG AG IN Mgmt For For
ZURICH, SWITZERLAND
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 711701599
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: EGM
Meeting Date: 10-Dec-2019
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1024/ltn20191024167.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1024/ltn20191024173.pdf
1.1 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
XIE YONGLIN AS AN EXECUTIVE DIRECTOR OF THE
COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE 11TH SESSION OF THE BOARD
1.2 TO CONSIDER AND APPROVE THE ELECTION OF MS. Mgmt For For
TAN SIN YIN AS AN EXECUTIVE DIRECTOR OF THE
COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE 11TH SESSION OF THE BOARD
2 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE PROPOSED AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 712283869
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: AGM
Meeting Date: 09-Apr-2020
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0318/2020031801008.pdf,
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 362445 DUE TO ADDITION OF
RESOLUTION 11. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2019
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2019
3 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY FOR THE YEAR 2019 AND ITS
SUMMARY
4 TO CONSIDER AND APPROVE THE REPORT OF FINAL Mgmt For For
ACCOUNTS OF THE COMPANY FOR THE YEAR 2019
INCLUDING THE AUDIT REPORT AND AUDITED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR 2019
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2019 AND THE PROPOSED DISTRIBUTION OF
FINAL DIVIDENDS
6 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE APPOINTMENT OF AUDITORS OF
THE COMPANY FOR THE YEAR 2020,
RE-APPOINTING PRICEWATERHOUSECOOPERS ZHONG
TIAN LLP AS THE PRC AUDITOR AND
PRICEWATERHOUSECOOPERS AS THE INTERNATIONAL
AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING AND AUTHORIZING THE BOARD OF
DIRECTORS TO RE-AUTHORIZE THE MANAGEMENT OF
THE COMPANY TO FIX THEIR REMUNERATION
7 TO CONSIDER AND APPROVE THE PERFORMANCE Mgmt For For
EVALUATION OF THE INDEPENDENT NON-EXECUTIVE
DIRECTORS FOR THE YEAR 2019
8 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE ISSUE OF DEBT FINANCING
INSTRUMENTS
9 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt Against Against
REGARDING THE PROPOSED GRANT OF THE GENERAL
MANDATE BY THE GENERAL MEETING TO THE BOARD
TO ISSUE H SHARES, I.E. THE GRANT OF A
GENERAL MANDATE TO THE BOARD TO ALLOT,
ISSUE AND DEAL WITH ADDITIONAL H SHARES NOT
EXCEEDING 20% OF THE AGGREGATE NOMINAL
AMOUNT OF THE H SHARES IN ISSUE,
REPRESENTING UP TO LIMIT OF 8.15% OF THE
TOTAL NUMBER OF SHARES OF THE COMPANY IN
ISSUE, AT A DISCOUNT (IF ANY) OF NO MORE
THAN 10% TO THE BENCHMARK PRICE (INSTEAD OF
THE 20% LIMIT IMPOSED BY THE RULES
GOVERNING THE LISTING OF SECURITIES ON THE
STOCK EXCHANGE OF HONG KONG LIMITED) AND
AUTHORIZE THE BOARD OF DIRECTORS TO MAKE
CORRESPONDING AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY AS IT THINKS FIT
SO AS TO REFLECT THE NEW CAPITAL STRUCTURE
UPON THE ALLOTMENT OR ISSUANCE OF H SHARES
10 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE PROPOSED AMENDMENTS TO THE
ARTICLES OF ASSOCIATION OF THE COMPANY
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: TO CONSIDER AND
APPROVE THE RESOLUTION REGARDING THE
ELECTION OF DIRECTOR OF THE COMPANY,
ELECTING MR. LU MIN AS AN EXECUTIVE
DIRECTOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE EXPIRY OF THE TERM OF THE 11TH
SESSION OF THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
RELX PLC Agenda Number: 712208986
--------------------------------------------------------------------------------------------------------------------------
Security: G7493L105
Meeting Type: AGM
Meeting Date: 23-Apr-2020
Ticker:
ISIN: GB00B2B0DG97
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION POLICY Mgmt For For
3 APPROVE REMUNERATION REPORT Mgmt For For
4 APPROVE FINAL DIVIDEND Mgmt For For
5 REAPPOINT ERNST YOUNG LLP AS AUDITORS Mgmt For For
6 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
7 ELECT CHARLOTTE HOGG AS DIRECTOR Mgmt For For
8 RE-ELECT ERIK ENGSTROM AS DIRECTOR Mgmt For For
9 RE-ELECT SIR ANTHONY HABGOOD AS DIRECTOR Mgmt For For
10 RE-ELECT WOLFHART HAUSER AS DIRECTOR Mgmt For For
11 RE-ELECT MARIKE VAN LIER LELS AS DIRECTOR Mgmt For For
12 RE-ELECT NICK LUFF AS DIRECTOR Mgmt For For
13 RE-ELECT ROBERT MACLEOD AS DIRECTOR Mgmt For For
14 RE-ELECT LINDA SANFORD AS DIRECTOR Mgmt For For
15 RE-ELECT ANDREW SUKAWATY AS DIRECTOR Mgmt For For
16 RE-ELECT SUZANNE WOOD AS DIRECTOR Mgmt For For
17 AUTHORISE ISSUE OF EQUITY Mgmt For For
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
19 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
20 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
21 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
RELX PLC Agenda Number: 712506279
--------------------------------------------------------------------------------------------------------------------------
Security: G7493L105
Meeting Type: OGM
Meeting Date: 26-May-2020
Ticker:
ISIN: GB00B2B0DG97
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE INCREASE IN BORROWING LIMIT UNDER Mgmt For For
THE COMPANY'S ARTICLES OF ASSOCIATION
CMMT 14 MAY 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM EGM TO OGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SAFRAN SA Agenda Number: 712329134
--------------------------------------------------------------------------------------------------------------------------
Security: F4035A557
Meeting Type: MIX
Meeting Date: 28-May-2020
Ticker:
ISIN: FR0000073272
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT THE FRENCH PROXY CARD IS Non-Voting
AVAILABLE AS A LINK UNDER THE 'MATERIAL
URL' DROPDOWN AT THE TOP OF THE BALLOT
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 11 MAY 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL
LINK:https://www.journal-officiel.gouv.fr/b
alo/document/202004012000689-40 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202005112001300-57; PLEASE NOTE THAT
THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019 - APPROVAL OF THE
NON-DEDUCTIBLE EXPENSES AND COSTS
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2019
O.4 APPOINTMENT OF PATRICIA BELLINGER AS Mgmt For For
DIRECTOR
O.5 RATIFICATION OF THE CO-OPTATION OF FERNANDA Mgmt For For
SARAIVA AS DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS, AS A REPLACEMENT FOR ELIANE
CARRE-COPIN
O.6 APPOINTMENT OF MARC AUBRY AS DIRECTOR Mgmt For For
REPRESENTING EMPLOYEE SHAREHOLDERS, AS A
REPLACEMENT FOR FERNANDA SARAIVA
O.7 APPOINTMENT OF ANNE AUBERT AS DIRECTOR Mgmt For For
REPRESENTING EMPLOYEE SHAREHOLDERS, AS A
REPLACEMENT FOR GERARD MARDINE
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RENEWAL OF THE TERM
OF OFFICE OF FERNANDA SARAIVA AS DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS
B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF CARLOS
ARVIZU AS DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS
O.8 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE FINANCIAL YEAR 2019 TO ROSS
MCINNES, THE CHAIRMAN OF THE BOARD OF
DIRECTORS
O.9 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE FINANCIAL YEAR 2019 TO PHILIPPE
PETITCOLIN, THE CHIEF EXECUTIVE OFFICER
O.10 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt For For
SECTION I OF ARTICLE L. 225-37-3 OF THE
FRENCH COMMERCIAL CODE, RELATING TO THE
COMPENSATION OF CORPORATE OFFICERS
O.11 SETTING OF THE ANNUAL AMOUNT ALLOCATED TO Mgmt For For
DIRECTORS AS COMPENSATION FOR THEIR
ACTIVITY
O.12 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHAIRMAN OF THE BOARD OF
DIRECTORS
O.13 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHIEF EXECUTIVE OFFICER
O.14 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO DIRECTORS
O.15 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE SHARES OF THE
COMPANY
E.16 AMENDMENT TO ARTICLES 14.1 AND 14.2 OF THE Mgmt For For
BYLAWS, IN ORDER TO INCREASE THE MAXIMUM
NUMBER OF DIRECTORS (EXCLUDING DIRECTORS
REPRESENTING EMPLOYEE SHAREHOLDERS AND
EMPLOYEES) FROM 13 TO 14
E.17 AMENDMENT OF THE BYLAWS: SIMPLIFICATION OF Mgmt For For
THE CORPORATE PURPOSE AND COMPLIANCE WITH
LEGISLATIVE AND REGULATORY PROVISIONS
E.18 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAP SE Agenda Number: 712477202
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 20-May-2020
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND THE APPROVED GROUP
ANNUAL FINANCIAL STATEMENTS, THE COMBINED
MANAGEMENT REPORT AND GROUP MANAGEMENT
REPORT OF SAP SE,INCLUDING THE COMPENSATION
REPORT AND THE EXECUTIVE BOARD'S
EXPLANATORY NOTES RELATING TO THE
INFORMATION PROVIDED PURSUANTTO SECTIONS
289A (1) AND 315A (1) OF THE GERMAN
COMMERCIAL CODE (HANDELSGESETZBUCH; "HGB"),
AND THE SUPERVISORY BOARD'S REPORT,EACH FOR
FISCAL YEAR 2019
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
RETAINED EARNINGS OF FISCAL YEAR 2019
3 RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For For
ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR
2019
4 RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For For
ACTS OF THE SUPERVISORY BOARD IN FISCAL
YEAR 2019
5 APPOINTMENT OF THE AUDITORS OF THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS AND GROUP ANNUAL
FINANCIAL STATEMENTS FOR FISCAL YEAR 2020:
KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT,
BERLIN,GERMANY, BE APPOINTED AUDITORS
6.A RESOLUTION ON THE CREATION OF NEW Mgmt For For
AUTHORIZED CAPITAL I FOR THE ISSUANCE OF
SHARES AGAINST CONTRIBUTIONS IN CASH, WITH
THE OPTION TO EXCLUDE THE SHAREHOLDERS'
SUBSCRIPTION RIGHTS (IN RESPECT OF
FRACTIONAL SHARES ONLY), AND ON THE
CORRESPONDING AMENDMENT OF SECTION 4 (5) OF
THE ARTICLES OF INCORPORATION
6.B RESOLUTION ON THE CREATION OF NEW Mgmt For For
AUTHORIZED CAPITAL II FOR THE ISSUANCE OF
SHARES AGAINST CONTRIBUTIONS IN CASH OR IN
KIND, WITH THE OPTION TO EXCLUDE THE
SHAREHOLDERS' SUBSCRIPTION RIGHTS, AND ON
THE CORRESPONDING AMENDMENT OF SECTION 4
(6) OF THE ARTICLES OF INCORPORATION
7 RESOLUTION ON THE APPROVAL OF THE Mgmt For For
COMPENSATION SYSTEM FOR THE EXECUTIVE BOARD
MEMBERS
8 RESOLUTION ON THE CONFIRMATION OF THE Mgmt For For
COMPENSATION OF THE SUPERVISORY BOARD
MEMBERS
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
--------------------------------------------------------------------------------------------------------------------------
SARTORIUS AG Agenda Number: 712664944
--------------------------------------------------------------------------------------------------------------------------
Security: D6705R119
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: DE0007165631
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORTS: PRESENTATION OF THE
FINANCIAL STATEMENTS AND ANNUAL REPORT FOR
THE 2019 FINANCIAL YEAR WITH THE REPORT OF
THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL REPORT AS WELL
AS THE REPORT BY THE BOARD OF MDS PURSUANT
TO SECTIONS 289A(1) AND 315A(1) OF THE
GERMAN COMMERCIAL CODE
2 RESOLUTION ON THE APPROPRIATION OF THE Non-Voting
DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE
PROFIT OF EUR 117,641,275.26 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 0.35 PER DIVIDEND-ENTITLED
ORDINARY NO-PAR SHARE PAYMENT OF A DIVIDEND
OF EUR 0.36 PER DIVIDEND-ENTITLED PREFERRED
NO-PAR SHARE EUR 93,363,612.38 SHALL BE
CARRIED FORWARD EX-DIVIDEND DATE: JUNE 29,
2020 PAYABLE DATE: JULY 1, 2020
3 RATIFICATION OF THE ACTS OF THE BOARD OF Non-Voting
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD
5 RESOLUTION ON AMENDMENTS TO THE ARTICLES OF Non-Voting
ASSOCIATION 14 (1) THE GENERAL MEETING
SHALL BE CONVENED BY THE BOARD OF MDS OR
OTHER PERSONS LEGALLY AUTHORIZED TO DO SO.
SECTION 14 (2) THE STATUTORY PROVISIONS
SHALL APPLY TO THE PERIOD OF NOTICE FOR
CONVENING THE MEETING. SECTION 14 (3) OF
THE ARTICLES OF ASSOCIATION SHALL BE
DELETED. SECTION 15 (1) ONLY THOSE
SHAREHOLDERS WHO HAVE REGISTERED PRIOR TO
THE ANNUAL GENERAL MEETING IN ACCORDANCE
WITH THE FOLLOWING PROVISIONS AND PROVIDED
EVIDENCE OF THEIR ENTITLEMENT TO
PARTICIPATE ARE ENTITLED TO ATTEND THE
ANNUAL GENERAL MEETING AND EXERCISE THEIR
VOTING RIGHTS. SECTION 15 (2) UNLESS THE
INVITATION PERMITS A DIFFERENT FORM,
REGISTRATION AND PROOF MUST BE IN TEXT FORM
(SECTION 126B BGB) IN GERMAN OR ENGLISH.
PROOF OF ELIGIBILITY SHALL IN ANY CASE BE
FURNISHED BY WAY OF PROOF OF SHARE
OWNERSHIP IN ACCORDANCE WITH SECTION 67C
(3) OF THE GERMAN STOCK CORPORATION ACT.
THE EVIDENCE SHALL REFER TO THE LEGALLY
DETERMINED DATE PRIOR TO THE ANNUAL GENERAL
MEETING (RECORD DATE). SECTION 15 (3) THE
REGISTRATION AND THE EVIDENCE MUST BE
RECEIVED BY THE COMPANY AT THE ADDRESS
SPECIFIED FOR THIS PURPOSE IN THE
INVITATION WITHIN THE RESPECTIVE LEGALLY
STIPULATED PERIOD BEFORE THE ANNUAL GENERAL
MEETING. THE NOTICE CONVENING THE MEETING
MAY ALSO PROVIDE FOR SHORTER PERIODS OF
TIME, TO BE MEASURED IN DAYS. SECTION 15
(4) THE VOTING RIGHT MAY BE EXERCISED BY A
PROXY. WITH REGARD TO THE FORM IN WHICH THE
POWER OF ATTORNEY IS GRANTED, REVOKED
AND/OR PROVEN, THE CONVENING NOTICE MAY
PROVIDE FOR SIMPLIFICATIONS COMPARED TO THE
LEGALLY PRESCRIBED FORM, OTHERWISE THE
STATUTORY PROVISIONS SHALL APPLY. THE
PROVISIONS OF SECTION 135 OF THE GERMAN
STOCK CORPORATION ACT REMAIN UNAFFECTED.
SECTION 15 (7) MEMBERS OF THE SUPERVISORY
BOARD MAY PARTICIPATE IN THE GENERAL
MEETING BY MEANS OF VIDEO AND AUDIO
TRANSMISSION IF THE MEMBER OF THE
SUPERVISORY BOARD CONCERNED IS PREVENTED
FROM PHYSICALLY ATTENDING THE MEETING FOR
HEALTH, PROFESSIONAL OR PERSONAL REASONS.
SECTION 19 (4) THE BOARD OF MDS SHALL BE
AUTHORIZED, IN ACCORDANCE WITH THE
PROVISIONS OF SECTION 59 OF THE GERMAN
STOCK CORPORATION ACT, TO PAY A DISCOUNT TO
THE SHAREHOLDERS ON THE EXPECTED NET PROFIT
FOR THE YEAR AFTER THE END OF THE FISCAL
YEAR
6 ELECTION OF DAVID EBSWORTH TO THE Non-Voting
SUPERVISORY BOARD
7 APPOINTMENT OF AUDITORS THE FOLLOWING Non-Voting
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
FOR THE 2020 FINANCIAL YEAR: KPMG AG,
HANOVER
--------------------------------------------------------------------------------------------------------------------------
SHIMANO INC. Agenda Number: 712227669
--------------------------------------------------------------------------------------------------------------------------
Security: J72262108
Meeting Type: AGM
Meeting Date: 26-Mar-2020
Ticker:
ISIN: JP3358000002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2.1 Appoint a Director Shimano, Yozo Mgmt Against Against
2.2 Appoint a Director Shimano, Taizo Mgmt Against Against
2.3 Appoint a Director Toyoshima, Takashi Mgmt Against Against
2.4 Appoint a Director Tsuzaki, Masahiro Mgmt Against Against
2.5 Appoint a Director Tarutani, Kiyoshi Mgmt Against Against
2.6 Appoint a Director Matsui, Hiroshi Mgmt Against Against
2.7 Appoint a Director Otake, Masahiro Mgmt Against Against
2.8 Appoint a Director Kiyotani, Kinji Mgmt Against Against
2.9 Appoint a Director Kanai, Takuma Mgmt Against Against
3 Appoint a Corporate Auditor Hirata, Mgmt For For
Yoshihiro
4 Appoint a Substitute Corporate Auditor Mgmt For For
Kondo, Yukihiro
--------------------------------------------------------------------------------------------------------------------------
SMC CORPORATION Agenda Number: 712758638
--------------------------------------------------------------------------------------------------------------------------
Security: J75734103
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3162600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2.1 Appoint a Director Maruyama, Katsunori Mgmt Against Against
2.2 Appoint a Director Takada, Yoshiki Mgmt For For
2.3 Appoint a Director Kosugi, Seiji Mgmt For For
2.4 Appoint a Director Satake, Masahiko Mgmt For For
2.5 Appoint a Director Isoe, Toshio Mgmt For For
2.6 Appoint a Director Ota, Masahiro Mgmt For For
2.7 Appoint a Director Maruyama, Susumu Mgmt For For
2.8 Appoint a Director Samuel Neff Mgmt For For
2.9 Appoint a Director Kaizu, Masanobu Mgmt For For
2.10 Appoint a Director Kagawa, Toshiharu Mgmt For For
3 Approve Provision of Retirement Allowance Mgmt For For
for Retiring Directors
4 Approve Payment of Accrued Benefits Mgmt For For
associated with Abolition of Retirement
Benefit System for Current Directors
5 Approve Details of the Stock Compensation Mgmt For For
to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
SMITH & NEPHEW PLC Agenda Number: 712230399
--------------------------------------------------------------------------------------------------------------------------
Security: G82343164
Meeting Type: AGM
Meeting Date: 09-Apr-2020
Ticker:
ISIN: GB0009223206
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION POLICY Mgmt For For
3 APPROVE REMUNERATION REPORT Mgmt For For
4 APPROVE FINAL DIVIDEND Mgmt For For
5 RE-ELECT GRAHAM BAKER AS DIRECTOR Mgmt For For
6 RE-ELECT VINITA BALI AS DIRECTOR Mgmt For For
7 RE-ELECT RT. HON BARONESS VIRGINIA Mgmt For For
BOTTOMLEY AS DIRECTOR
8 RE-ELECT ROLAND DIGGELMANN AS DIRECTOR Mgmt For For
9 RE-ELECT ERIK ENGSTROM AS DIRECTOR Mgmt For For
10 RE-ELECT ROBIN FREESTONE AS DIRECTOR Mgmt For For
11 RE-ELECT MARC OWEN AS DIRECTOR Mgmt For For
12 RE-ELECT ANGIE RISLEY AS DIRECTOR Mgmt For For
13 RE-ELECT ROBERTO QUARTA AS DIRECTOR Mgmt For For
14 REAPPOINT KPMG LLP AS AUDITORS Mgmt For For
15 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
16 APPROVE GLOBAL SHARE PLAN 2020 Mgmt For For
17 AUTHORISE ISSUE OF EQUITY Mgmt For For
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
19 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
20 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
21 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
CMMT 04 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 7. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SONY CORPORATION Agenda Number: 712694000
--------------------------------------------------------------------------------------------------------------------------
Security: J76379106
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3435000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Change Official Company Mgmt For For
Name
2.1 Appoint a Director Yoshida, Kenichiro Mgmt For For
2.2 Appoint a Director Totoki, Hiroki Mgmt For For
2.3 Appoint a Director Sumi, Shuzo Mgmt For For
2.4 Appoint a Director Tim Schaaff Mgmt For For
2.5 Appoint a Director Matsunaga, Kazuo Mgmt For For
2.6 Appoint a Director Oka, Toshiko Mgmt For For
2.7 Appoint a Director Akiyama, Sakie Mgmt For For
2.8 Appoint a Director Wendy Becker Mgmt For For
2.9 Appoint a Director Hatanaka, Yoshihiko Mgmt For For
2.10 Appoint a Director Adam Crozier Mgmt For For
2.11 Appoint a Director Kishigami, Keiko Mgmt For For
2.12 Appoint a Director Joseph A. Kraft Jr. Mgmt For For
3 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options
--------------------------------------------------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY S.A. Agenda Number: 935112285
--------------------------------------------------------------------------------------------------------------------------
Security: L8681T102
Meeting Type: Special
Meeting Date: 08-Jan-2020
Ticker: SPOT
ISIN: LU1778762911
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Elect Barry McCarthy as a member (B Mgmt For For
Director) of the Board of Directors for the
period ending at the general meeting
approving the annual accounts for the
financial year ending on December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY S.A. Agenda Number: 935139736
--------------------------------------------------------------------------------------------------------------------------
Security: L8681T102
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: SPOT
ISIN: LU1778762911
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Company's annual accounts for Mgmt For For
the financial year ended December 31, 2019
and the Company's consolidated financial
statements for the financial year ended
December 31, 2019.
2. Approve allocation of the Company's annual Mgmt For For
results for the financial year ended
December 31, 2019.
3. Grant discharge of the liability of the Mgmt For For
members of the Board of Directors for, and
in connection with, the financial year
ended December 31, 2019.
4A. Appoint a member of the Board of Directors: Mgmt Against Against
Mr. Daniel Ek (A Director)
4B. Appoint a member of the Board of Directors: Mgmt For For
Mr. Martin Lorentzon (A Director)
4C. Appoint a member of the Board of Directors: Mgmt For For
Mr. Shishir Samir Mehrotra (A Director)
4D. Appoint a member of the Board of Directors: Mgmt For For
Mr. Christopher Marshall (B Director)
4E. Appoint a member of the Board of Directors: Mgmt For For
Mr. Barry McCarthy (B Director)
4F. Appoint a member of the Board of Directors: Mgmt For For
Ms. Heidi O'Neill (B Director)
4G. Appoint a member of the Board of Directors: Mgmt For For
Mr. Ted Sarandos (B Director)
4H. Appoint a member of the Board of Directors: Mgmt For For
Mr. Thomas Owen Staggs (B Director)
4I. Appoint a member of the Board of Directors: Mgmt For For
Ms. Cristina Mayville Stenbeck (B Director)
4J. Appoint a member of the Board of Directors: Mgmt For For
Ms. Padmasree Warrior (B Director)
5. Appoint Ernst & Young S.A. (Luxembourg) as Mgmt For For
the independent auditor for the period
ending at the general meeting approving the
annual accounts for the financial year
ending on December 31, 2020.
6. Approve the directors' remuneration for the Mgmt For For
year 2020.
7. Authorize and empower each of Mr. Guy Mgmt For For
Harles and Mr. Alexandre Gobert to execute
and deliver, under their sole signature, on
behalf of the Company and with full power
of substitution, any documents necessary or
useful in connection with the annual filing
and registration required by the Luxembourg
laws.
--------------------------------------------------------------------------------------------------------------------------
SYMRISE AG Agenda Number: 712599476
--------------------------------------------------------------------------------------------------------------------------
Security: D827A1108
Meeting Type: AGM
Meeting Date: 17-Jun-2020
Ticker:
ISIN: DE000SYM9999
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.95 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL 2020
6.1 ELECT MICHAEL KOENIG TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT PETER VANACKER TO THE SUPERVISORY Mgmt For For
BOARD
7 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
8 AMEND ARTICLES RE: PARTICIPATION AND VOTING Mgmt For For
RIGHT
CMMT 07 MAY 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF NUMBERING
OF RESOLUTIONS 6.1, 6.2, 7 & 8. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935218683
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2019 Business Report and Mgmt For For
Financial Statements
2) To revise the Procedures for Lending Funds Mgmt For For
to Other Parties
3) DIRECTOR
Yancey Hai Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 712379583
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0407/2020040701452.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR LAU CHI PING MARTIN AS Mgmt For For
DIRECTOR
3.B TO RE-ELECT MR CHARLES ST LEGER SEARLE AS Mgmt For For
DIRECTOR
3.C TO RE-ELECT PROFESSOR KE YANG AS DIRECTOR Mgmt For For
3.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
8 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For
EXISTING AMENDED AND RESTATED MEMORANDUM OF
ASSOCIATION AND ARTICLES OF ASSOCIATION OF
THE COMPANY AND TO ADOPT THE SECOND AMENDED
AND RESTATED MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
VONOVIA SE Agenda Number: 712772513
--------------------------------------------------------------------------------------------------------------------------
Security: D9581T100
Meeting Type: AGM
Meeting Date: 30-Jun-2020
Ticker:
ISIN: DE000A1ML7J1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.57 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2020 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ZALANDO SE Agenda Number: 712664134
--------------------------------------------------------------------------------------------------------------------------
Security: D98423102
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: DE000ZAL1111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND THE APPROVED
CONSOLIDATED FINANCIAL STATEMENTS FOR
FISCAL YEAR 2019 TOGETHER WITH THE COMBINED
MANAGEMENT REPORT FOR ZALANDO SE AND THE
ZALANDO GROUP, THE COMBINED NON-FINANCIAL
REPORT FOR ZALANDO SE AND THE ZALANDO GROUP
AND THE REPORT OF THE SUPERVISORY BOARD AS
WELL AS THE EXPLANATORY REPORTS ON THE
INFORMATION REQUIRED PURSUANT TO SECTIONS
289A (1), 315A (1) OF THE GERMAN COMMERCIAL
CODE (HANDELSGESETZBUCH - HGB)
2 APPROPRIATION OF DISTRIBUTABLE PROFIT: THE Mgmt For For
MANAGEMENT BOARD AND THE SUPERVISORY BOARD
PROPOSE THAT THE DISTRIBUTABLE PROFIT OF
ZALANDO SE FOR THE PAST FISCAL YEAR 2019 IN
THE AMOUNT OF EUR 199,623,726.68 BE CARRIED
FORWARD IN ITS FULL AMOUNT TO NEW ACCOUNT
3 DISCHARGE OF THE MANAGEMENT BOARD OF Mgmt For For
ZALANDO SE FOR FISCAL YEAR 2019
4 DISCHARGE OF THE SUPERVISORY BOARD OF Mgmt For For
ZALANDO SE FOR FISCAL YEAR 2019
5.A ELECTION OF THE AUDITOR FOR THE FINANCIAL Mgmt For For
STATEMENTS AND THE AUDITOR FOR THE
CONSOLIDATED FINANCIAL STATEMENTS AS WELL
AS THE AUDITOR FOR THE AUDIT REVIEW: FOR
THE FISCAL YEAR 2020: ERNST & YOUNG GMBH,
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, STUTTGART
5.B ELECTION OF THE AUDITOR FOR THE FINANCIAL Mgmt For For
STATEMENTS AND THE AUDITOR FOR THE
CONSOLIDATED FINANCIAL STATEMENTS AS WELL
AS THE AUDITOR FOR THE AUDIT REVIEW: IN THE
FISCAL YEAR 2021 UNTIL THE NEXT GENERAL
MEETING: ERNST & YOUNG GMBH,
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, STUTTGART
6.A ELECTION TO REPLACE AND NEW APPOINTMENT OF Mgmt For For
SUPERVISORY BOARD MEMBERS AND APPOINTMENT
OF SUBSTITUTE MEMBERS: ELECTION TO REPLACE
A SHAREHOLDER REPRESENTATIVE: JENNIFER
HYMAN
6BAA1 ELECTION TO REPLACE AND NEW APPOINTMENT OF Mgmt For For
SUPERVISORY BOARD MEMBERS AND APPOINTMENT
OF SUBSTITUTE MEMBERS: APPOINTMENT OF
EMPLOYEE REPRESENTATIVE: MATTI AHTIAINEN
6BAA2 ELECTION TO REPLACE AND NEW APPOINTMENT OF Mgmt For For
SUPERVISORY BOARD MEMBERS AND APPOINTMENT
OF SUBSTITUTE MEMBERS: APPOINTMENT OF
EMPLOYEE REPRESENTATIVE: JADE BUDDENBERG
6BAA3 ELECTION TO REPLACE AND NEW APPOINTMENT OF Mgmt For For
SUPERVISORY BOARD MEMBERS AND APPOINTMENT
OF SUBSTITUTE MEMBERS: APPOINTMENT OF
EMPLOYEE REPRESENTATIVE: ANIKA MANGELMANN
6BBB1 ELECTION TO REPLACE AND NEW APPOINTMENT OF Mgmt For For
SUPERVISORY BOARD MEMBERS AND APPOINTMENT
OF SUBSTITUTE MEMBERS: SUBSTITUTE MEMBERS
FOR THE EMPLOYEE REPRESENTATIVE: ANTHONY
BREW
6BBB2 ELECTION TO REPLACE AND NEW APPOINTMENT OF Mgmt For For
SUPERVISORY BOARD MEMBERS AND APPOINTMENT
OF SUBSTITUTE MEMBERS: SUBSTITUTE MEMBERS
FOR THE EMPLOYEE REPRESENTATIVE: MARGOT
COMON
6BBB3 ELECTION TO REPLACE AND NEW APPOINTMENT OF Mgmt For For
SUPERVISORY BOARD MEMBERS AND APPOINTMENT
OF SUBSTITUTE MEMBERS: SUBSTITUTE MEMBERS
FOR THE EMPLOYEE REPRESENTATIVE: CHRISTINE
LOOF
7 AMENDMENT OF SECTION 17(3) OF THE ARTICLES Mgmt For For
OF ASSOCIATION
8 RESOLUTION ON THE AUTHORISATION FOR THE Mgmt For For
COMPANY TO ACQUIRE TREASURY SHARES PURSUANT
TO SECTION 71(1) NO. 8 AKTG AND ON THEIR
UTILISATION AS WELL AS ON THE EXCLUSION OF
SUBSCRIPTION AND TENDER RIGHTS
9 RESOLUTION ON THE AUTHORISATION TO USE Mgmt For For
DERIVATIVES IN CONNECTION WITH THE
ACQUISITION OF TREASURY SHARES PURSUANT TO
SECTION 71(1) NO. 8 AKTG, AND TO EXCLUDE
SHAREHOLDERS' SUBSCRIPTION AND TENDER
RIGHTS
10 RESOLUTION ON THE CREATION OF A NEW Mgmt Against Against
AUTHORISED CAPITAL (AUTHORISED CAPITAL
2020) WITH THE OPTION OF EXCLUDING
SUBSCRIPTION RIGHTS, AND RELATED AMENDMENT
TO THE ARTICLES OF ASSOCIATION
11 RESOLUTION ON CANCELLATION OF THE Mgmt Against Against
CONDITIONAL CAPITAL 2015, GRANTING NEW
AUTHORISATION TO ISSUE CONVERTIBLE BONDS
AND/OR BONDS WITH WARRANTS, EXCLUSION OF
SHAREHOLDERS' SUBSCRIPTION RIGHTS AND ON
CREATION OF CONDITIONAL CAPITAL 2020 AND
RELATED AMENDMENT TO THE ARTICLES OF
ASSOCIATION
12 RESOLUTION ON REDUCTION OF THE CONDITIONAL Mgmt For For
CAPITAL 2016 AND RELATED AMENDMENT TO THE
ARTICLES OF ASSOCIATION
13 RESOLUTION ON THE AMENDMENT OF THE PERIODS Mgmt For For
FOR THE EXERCISE OF OPTION RIGHTS UNDER THE
AUTHORIZATIONS OF THE GENERAL MEETING TO
GRANT SUBSCRIPTION RIGHTS UNDER THE STOCK
OPTION PROGRAMS 2013 AND 2014, ADJUSTMENT
OF THE CONDITIONAL CAPITAL 2013 AND OF THE
CONDITIONAL CAPITAL 2014, AS WELL AS THE
CORRESPONDING AMENDMENT OF SECTION 4(4) AND
(5) OF THE ARTICLES OF ASSOCIATION
GUARDIAN INTERNATIONAL VALUE VIP FUND
--------------------------------------------------------------------------------------------------------------------------
ABB LTD Agenda Number: 712221352
--------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: AGM
Meeting Date: 26-Mar-2020
Ticker:
ISIN: CH0012221716
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt No vote
CONSOLIDATED FINANCIAL STATEMENTS AND THE
ANNUAL FINANCIAL STATEMENTS FOR 2019
2 CONSULTATIVE VOTE ON THE 2019 COMPENSATION Mgmt No vote
REPORT
3 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt No vote
PERSONS ENTRUSTED WITH MANAGEMENT
4 APPROPRIATION OF EARNINGS: CHF 0.80 GROSS Mgmt No vote
PER REGISTERED SHARE
5 AMENDMENT TO THE ARTICLES OF INCORPORATION: Mgmt No vote
ARTICLE 39 PARA. 2 OF THE ARTICLES OF
INCORPORATION
6.1 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt No vote
AMOUNT OF COMPENSATION OF THE BOARD OF
DIRECTORS FOR THE NEXT TERM OF OFFICE, I.E.
FROM THE 2020 ANNUAL GENERAL MEETING TO THE
2021 ANNUAL GENERAL MEETING
6.2 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt No vote
AMOUNT OF COMPENSATION OF THE EXECUTIVE
COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR,
I.E. 2021
7.1 ELECTION OF MATTI ALAHUHTA, AS DIRECTOR TO Mgmt No vote
THE BOARD OF DIRECTORS
7.2 ELECTION OF GUNNAR BROCK, AS DIRECTOR TO Mgmt No vote
THE BOARD OF DIRECTORS
7.3 ELECTION OF DAVID CONSTABLE, AS DIRECTOR TO Mgmt No vote
THE BOARD OF DIRECTORS
7.4 ELECTION OF FREDERICO FLEURY CURADO, AS Mgmt No vote
DIRECTOR TO THE BOARD OF DIRECTORS
7.5 ELECTION OF LARS FOERBERG, AS DIRECTOR TO Mgmt No vote
THE BOARD OF DIRECTORS
7.6 ELECTION OF JENNIFER XIN-ZHE LI, AS Mgmt No vote
DIRECTOR TO THE BOARD OF DIRECTORS
7.7 ELECTION OF GERALDINE MATCHETT, AS DIRECTOR Mgmt No vote
TO THE BOARD OF DIRECTORS
7.8 ELECTION OF DAVID MELINE, AS DIRECTOR TO Mgmt No vote
THE BOARD OF DIRECTORS
7.9 ELECTION OF SATISH PAI, AS DIRECTOR TO THE Mgmt No vote
BOARD OF DIRECTORS
7.10 ELECTION OF JACOB WALLENBERG, AS DIRECTOR Mgmt No vote
7.11 ELECTION OF PETER VOSER, AS DIRECTOR AND Mgmt No vote
CHAIRMAN
8.1 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt No vote
DAVID CONSTABLE
8.2 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt No vote
FREDERICO FLEURY CURADO
8.3 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt No vote
JENNIFER XIN-ZHE LI
9 ELECTION OF THE INDEPENDENT PROXY: DR. HANS Mgmt No vote
ZEHNDER
10 ELECTION OF THE AUDITORS: KPMG AG, ZURICH Mgmt No vote
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 306339 DUE TO RECEIVED CHANGE IN
TEXT OF RESOLUTION NUMBER 5. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ABN AMRO BANK NV Agenda Number: 711759994
--------------------------------------------------------------------------------------------------------------------------
Security: N0162C102
Meeting Type: EGM
Meeting Date: 03-Dec-2019
Ticker:
ISIN: NL0011540547
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THERE ARE NO PROPOSALS TO BE
VOTED ON. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST AN
ENTRANCE CARD. THANK YOU
1 OPENING Non-Voting
2 ANNOUNCEMENTS Non-Voting
3 AGENDA OF AND NOTICE CONVENING THE Non-Voting
EXTRAORDINARY GENERAL MEETING (EGM) OF ABN
AMRO BANK N.V. OF 17 DECEMBER 2019 (ANNEX
I)
4 ANY OTHER BUSINESS Non-Voting
5 CLOSURE Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ABN AMRO BANK NV Agenda Number: 711746466
--------------------------------------------------------------------------------------------------------------------------
Security: N0162C102
Meeting Type: EGM
Meeting Date: 17-Dec-2019
Ticker:
ISIN: NL0011540547
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING REMARKS AND ANNOUNCEMENTS Non-Voting
2.A NOTIFICATION OF A VACANCY ON THE Non-Voting
SUPERVISORY BOARD
2.B OPPORTUNITY FOR THE GENERAL MEETING TO MAKE Non-Voting
RECOMMENDATIONS, TAKING DUE ACCOUNT OF THE
PROFILE
2.C.I APPOINTMENT OF LAETITIA GRIFFITH AS MEMBER Non-Voting
OF THE SUPERVISORY BOARD: ANNOUNCEMENT TO
THE GENERAL MEETING OF THE SUPERVISORY
BOARD'S NOMINATION OF LAETITIA GRIFFITH AS
CANDIDATE FOR APPOINTMENT
2C.II APPOINTMENT OF LAETITIA GRIFFITH AS MEMBER Non-Voting
OF THE SUPERVISORY BOARD: OPPORTUNITY FOR
THE EMPLOYEE COUNCIL TO EXPLAIN ITS
POSITION
2CIII APPOINTMENT OF LAETITIA GRIFFITH AS MEMBER Non-Voting
OF THE SUPERVISORY BOARD: VERBAL
EXPLANATION AND MOTIVATION BY LAETITIA
GRIFFITH
2C.IV APPOINTMENT OF LAETITIA GRIFFITH AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD: PROPOSAL TO BE
PUT TO THE GENERAL MEETING FOR THE
APPOINTMENT OF LAETITIA GRIFFITH AS A
MEMBER OF THE SUPERVISORY BOARD
3 CLOSE OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ABN AMRO BANK NV Agenda Number: 712293478
--------------------------------------------------------------------------------------------------------------------------
Security: N0162C102
Meeting Type: AGM
Meeting Date: 06-Apr-2020
Ticker:
ISIN: NL0011540547
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THERE ARE NO PROPOSALS TO BE
VOTED ON. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST AN
ENTRANCE CARD. THANK YOU
1 OPENING Non-Voting
2 ANNOUNCEMENTS Non-Voting
3.A REPORT OF ACTIVITIES STAK AAB, EXPLANATION Non-Voting
AND OPPORTUNITY TO EXCHANGE VIEWS ON THE
FOLLOWING ITEM: REPORT OF THE BOARD OF STAK
AAB 2019 AS WELL AS THE REPORT OF
ACTIVITIES AS REFERRED TO IN CHAPTER 7 OF
THE TRUST CONDITIONS OF STAK AAB
3.B REPORT OF ACTIVITIES STAK AAB, EXPLANATION Non-Voting
AND OPPORTUNITY TO EXCHANGE VIEWS ON THE
FOLLOWING ITEM: ANNUAL ACCOUNTS 2019
4 AGENDA OF AND NOTICE CONVENING THE ANNUAL Non-Voting
GENERAL MEETING OF ABN AMRO BANK N.V. OF 22
APRIL 2020
5 ANY OTHER BUSINESS Non-Voting
6 CLOSURE Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ABN AMRO BANK NV Agenda Number: 712253789
--------------------------------------------------------------------------------------------------------------------------
Security: N0162C102
Meeting Type: AGM
Meeting Date: 22-Apr-2020
Ticker:
ISIN: NL0011540547
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING REMARKS AND ANNOUNCEMENTS Non-Voting
2.A REPORT OF THE EXECUTIVE BOARD FOR 2019 Non-Voting
2.B REPORT OF THE SUPERVISORY BOARD FOR 2019 Non-Voting
2.C PRESENTATION EMPLOYEE COUNCIL Non-Voting
2.D CORPORATE GOVERNANCE Non-Voting
2.E REMUNERATION REPORT FOR 2019 (ADVISORY) Mgmt For For
2.F PRESENTATION AND Q&A EXTERNAL AUDITOR Non-Voting
2.G ADOPTION OF THE AUDITED ANNUAL FINANCIAL Mgmt For For
STATEMENTS 2019
3.A EXPLANATION DIVIDEND POLICY Non-Voting
3.B PROPOSAL FOR DIVIDEND 2019: PROPOSAL FOR Mgmt For For
DIVIDEND 2019 ABN AMRO PROPOSES A FINAL
CASH DIVIDEND OF EUR 639 MILLION OR EUR
0.68 PER SHARE, REFLECTING AN ADDITIONAL
DISTRIBUTION OF EUR 233 MILLION ON TOP OF
THE 50% PAY-OUT RATIO. TOGETHER WITH THE
INTERIM CASH DIVIDEND OF EUR 564 MILLION,
THIS WILL BRING THE TOTAL DIVIDEND FOR 2019
TO EUR 1,203 MILLION OR EUR 1.28 PER SHARE,
WHICH IS EQUAL TO A PAY-OUT RATIO OF 62% OF
THE SUSTAINABLE PROFIT AFTER DEDUCTION OF
AT1 COUPON PAYMENTS AND MINORITY INTERESTS
AND REFLECTS A 12% ADDITIONAL DISTRIBUTION
4.A DISCHARGE OF EACH MEMBER OF THE EXECUTIVE Mgmt For For
BOARD IN OFFICE DURING THE FINANCIAL YEAR
2019 FOR THE PERFORMANCE OF HIS OR HER
DUTIES DURING 2019
4.B DISCHARGE OF EACH MEMBER OF THE SUPERVISORY Mgmt For For
BOARD IN OFFICE DURING THE FINANCIAL YEAR
2019 FOR THE PERFORMANCE OF HIS OR HER
DUTIES DURING 2019
5 REPORT ON FUNCTIONING OF EXTERNAL AUDITOR Non-Voting
6.A ADOPTION OF REMUNERATION POLICY FOR THE Mgmt For For
EXECUTIVE BOARD
6.B ADOPTION OF REMUNERATION POLICY FOR THE Mgmt For For
SUPERVISORY BOARD
7 AMENDMENT TO THE ARTICLES OF ASSOCIATION Mgmt For For
8.A COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
COLLECTIVE PROFILE OF THE SUPERVISORY BOARD
8.B COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
NOTIFICATION OF SUPERVISORY BOARD VACANCIES
8.C COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
OPPORTUNITY FOR THE GENERAL MEETING TO MAKE
RECOMMENDATIONS, WITH DUE REGARD TO THE
PROFILES
8.D.I COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
RE-APPOINTMENT OF MEMBERS OF THE
SUPERVISORY BOARD: ANNOUNCEMENT TO THE
GENERAL MEETING OF THE SUPERVISORY BOARD'S
NOMINATION OF MR. ARJEN DORLAND, MR JURGEN
STEGMANN AND MR TJALLING TIEMSTRA FOR
RE-APPOINTMENT
8.DII COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
RE-APPOINTMENT OF MR ARJEN DORLAND AS A
MEMBER OF THE SUPERVISORY BOARD
8DIII COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
RE-APPOINTMENT OF MR JURGEN STEGMANN AS A
MEMBER OF THE SUPERVISORY BOARD
8D.IV COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
RE-APPOINTMENT OF MR TJALLING TIEMSTRA AS A
MEMBER OF THE SUPERVISORY BOARD
9.A AUTHORISATION TO ISSUE SHARES AND/OR GRANT Mgmt For For
RIGHTS TO SUBSCRIBE FOR SHARES
9.B AUTHORISATION TO LIMIT OR EXCLUDE Mgmt For For
PRE-EMPTIVE RIGHTS
9.C AUTHORISATION TO ACQUIRE SHARES OR Mgmt For For
DEPOSITARY RECEIPTS REPRESENTING SHARES IN
ABN AMRO'S OWN CAPITAL
10 CANCELLATION OF (DEPOSITARY RECEIPTS) FOR Mgmt For For
SHARES IN THE ISSUED SHARE CAPITAL OF ABN
AMRO
11 INTRODUCTION OF ROBERT SWAAK AS A MEMBER OF Non-Voting
THE EXECUTIVE BOARD
12 ANY OTHER BUSINESS AND CONCLUSION Non-Voting
CMMT 30 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO UPDATE IN DIVIDEND AMOUNT
FOR RESOLUTION 3.B. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AIR LIQUIDE SA Agenda Number: 712173513
--------------------------------------------------------------------------------------------------------------------------
Security: F01764103
Meeting Type: MIX
Meeting Date: 05-May-2020
Ticker:
ISIN: FR0000120073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 27 FEB 2020: DELETION OF COMMENT Non-Voting
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 25 MAR 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINKS:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202002172000159-21 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202003252000546-37; PLEASE NOTE THAT
THIS IS A REVISION DUE TO DELETION OF
COMMENT & ADDITION OF URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2019 - SETTING OF THE
DIVIDEND
O.4 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR A PERIOD OF 18 MONTHS TO
ALLOW THE COMPANY TO TRADE IN ITS OWN
SHARES
O.5 RENEWAL OF THE TERM OF OFFICE OF MR. BRIAN Mgmt For For
GILVARY AS DIRECTOR
O.6 APPOINTMENT OF MRS. ANETTE BRONDER AS Mgmt For For
DIRECTOR OF THE COMPANY
O.7 APPOINTMENT OF MRS. KIM ANN MINK AS A Mgmt For For
DIRECTOR OF THE COMPANY
O.8 STATUTORY AUDITORS' SPECIAL REPORT ON THE Mgmt For For
AGREEMENTS REFERRED TO IN ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
O.9 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR GRANTED TO MR. BENOIT POTIER FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2019
O.10 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS
MENTIONED IN SECTION I OF ARTICLE L.
225-37-3 OF THE FRENCH COMMERCIAL CODE
O.11 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO CORPORATE OFFICERS
O.12 SETTING OF THE AMOUNT OF THE GLOBAL ANNUAL Mgmt For For
COMPENSATION OF DIRECTORS
E.13 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR A PERIOD OF 24 MONTHS TO
REDUCE THE CAPITAL BY CANCELLATION OF
TREASURY SHARES
E.14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR A PERIOD OF 26
MONTHS TO INCREASE THE SHARE CAPITAL BY
INCORPORATION OF PREMIUMS, RESERVES,
PROFITS OR OTHERS, FOR A MAXIMUM AMOUNT OF
300 MILLION EUROS
E.15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR A PERIOD OF 26
MONTHS TO PROCEED WITH CAPITAL INCREASES
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT RESERVED FOR MEMBERS OF
A COMPANY OR GROUP SAVINGS PLAN
E.16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR A PERIOD OF 18
MONTHS TO PROCEED WITH CAPITAL INCREASES
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT RESERVED FOR A CATEGORY
OF BENEFICIARIES
E.17 ALIGNMENT OF ARTICLE 11 OF THE BY-LAWS Mgmt For For
(COMPOSITION OF THE BOARD OF DIRECTORS)
WITH THE PROVISIONS OF THE PACTE LAW
REGARDING THE DIRECTORS REPRESENTING THE
EMPLOYEES
E.18 AMENDMENT TO ARTICLE 15 OF THE BY-LAWS Mgmt For For
(POWERS OF THE BOARD OF DIRECTORS)
CONCERNING THE MANAGEMENT DECISIONS OF THE
BOARD (PACTE LAW)
E.19 ALIGNMENT OF ARTICLE 16 OF THE BY-LAWS Mgmt For For
(COMPENSATION) WITH THE PROVISIONS OF THE
PACTE LAW CONCERNING THE COMPENSATION OF
DIRECTORS
E.20 AMENDMENT TO ARTICLE 9 OF THE BY-LAWS Mgmt For For
(IDENTIFICATION OF SHAREHOLDERS) CONCERNING
THE CROSSING OF THRESHOLDS
E.21 AMENDMENT TO THE BY-LAWS CONCERNING THE Mgmt For For
COMPETENCE TO DECIDE OR AUTHORISE THE ISSUE
OF BONDS
E.22 EXTENSION OF THE PERIOD OF VALIDITY OF THE Mgmt For For
COMPANY AND CORRELATIVE AMENDMENT TO THE
BY-LAWS
O.23 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AMCOR PLC Agenda Number: 711585135
--------------------------------------------------------------------------------------------------------------------------
Security: G0250X123
Meeting Type: AGM
Meeting Date: 05-Nov-2019
Ticker:
ISIN: AU000000AMC4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A ELECTION OF DIRECTOR - GRAEME LIEBELT Mgmt For For
1.B ELECTION OF DIRECTOR - DR. ARMIN MEYER Mgmt For For
1.C ELECTION OF DIRECTOR - RONALD DELIA Mgmt For For
1.D ELECTION OF DIRECTOR - ANDREA BERTONE Mgmt For For
1.E ELECTION OF DIRECTOR - KAREN GUERRA Mgmt For For
1.F ELECTION OF DIRECTOR - NICHOLAS (TOM) LONG Mgmt For For
1.G ELECTION OF DIRECTOR - ARUN NAYAR Mgmt For For
1.H ELECTION OF DIRECTOR - JEREMY SUTCLIFFE Mgmt For For
1.I ELECTION OF DIRECTOR - DAVID SZCZUPAK Mgmt For For
1.J ELECTION OF DIRECTOR - PHILIP WEAVER Mgmt For For
2 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2020
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
CMMT PLEASE NOTE YOU CAN ONLY VOTE FOR ONE YEAR, Non-Voting
TWO YEAR, THREE YEARS OR ABSTAIN. PLEASE
SELECT 'FOR' ON ONE OF THE FOLLOWING THREE
ANNUAL OPTIONS TO PLACE A VOTE FOR THAT
FREQUENCY. IF YOU VOTE FOR 'ABSTAIN' OR
AGAINST IN ANY OF THE 'YEAR' OPTIONS WE
WILL REGISTER A VOTE OF ABSTAIN ON YOUR
BEHALF. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED. THE BOARD OF
DIRECTORS RECOMMENDS YOU VOTE 1 YEAR
4.1 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt For For
VOTES ON EXECUTIVE COMPENSATION: PLEASE
VOTE "FOR"ON THIS RESOLUTION TO APPROVE 1
YEAR
4.2 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt No vote
VOTES ON EXECUTIVE COMPENSATION: PLEASE
VOTE "FOR"ON THIS RESOLUTION TO APPROVE 2
YEARS
4.3 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt No vote
VOTES ON EXECUTIVE COMPENSATION: PLEASE
VOTE "FOR"ON THIS RESOLUTION TO APPROVE 3
YEARS
4.4 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt No vote
VOTES ON EXECUTIVE COMPENSATION: PLEASE
VOTE "FOR"ON THIS RESOLUTION TO APPROVE
ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935118655
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Special resolution to approve a scheme of Mgmt For For
arrangement pursuant to Part 26 of the
Companies Act 2006 ("Scheme"), authorize
the Board of Directors to take all such
actions that it considers necessary or
appropriate to carry the Scheme into
effect, approve a reduction of the share
capital of the Company, approve an
amendment to the Company's articles of
association and approve the issue of Class
E ordinary shares of the Company to Aon
Ireland (as defined in the Scheme) as
required as part of the Scheme, as set
forth in the Proxy Statement/Scheme
Circular.
2. Special resolution to authorize Aon Ireland Mgmt For For
to create distributable profits by a
reduction of the share capital of Aon
Ireland, conditional upon the Scheme
becoming effective.
3. Ordinary resolution to approve the terms of Mgmt For For
an off-exchange buyback, prior to the
Scheme becoming effective, by the Company
from Aon Corporation of 125,000 Class B
ordinary shares of Pound 0.40 each of the
Company.
4. Special resolution to approve the delisting Mgmt For For
of the Company's shares from the New York
Stock Exchange, conditional upon the Scheme
becoming effective.
5. Ordinary resolution to approve the Mgmt Against Against
adjournment of the General Meeting, if
necessary.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935118667
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V111
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Scheme as set forth in the Mgmt For For
Proxy Statement/Scheme Circular.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935200763
--------------------------------------------------------------------------------------------------------------------------
Security: G0403H108
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: AON
ISIN: IE00BLP1HW54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lester B. Knight Mgmt For For
1B. Election of Director: Gregory C. Case Mgmt For For
1C. Election of Director: Jin-Yong Cai Mgmt For For
1D. Election of Director: Jeffrey C. Campbell Mgmt For For
1E. Election of Director: Fulvio Conti Mgmt For For
1F. Election of Director: Cheryl A. Francis Mgmt For For
1G. Election of Director: J. Michael Losh Mgmt For For
1H. Election of Director: Richard B. Myers Mgmt For For
1I. Election of Director: Richard C. Notebaert Mgmt For For
1J. Election of Director: Gloria Santona Mgmt For For
1K. Election of Director: Carolyn Y. Woo Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm
4. Re-appoint Ernst & Young Chartered Mgmt For For
Accountants as the Company's statutory
auditor under Irish law
5. Authorize the Board of Directors or the Mgmt For For
Audit Committee of the Board to determine
the remuneration of Ernst & Young Chartered
Accountants as the Company's Statutory
Auditor under Irish Law
--------------------------------------------------------------------------------------------------------------------------
ARCA CONTINENTAL SAB DE CV Agenda Number: 712249982
--------------------------------------------------------------------------------------------------------------------------
Security: P0448R103
Meeting Type: OGM
Meeting Date: 02-Apr-2020
Ticker:
ISIN: MX01AC100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PRESENTATION AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL I. OF THE REPORT FROM THE GENERAL
DIRECTOR THAT IS PREPARED IN ACCORDANCE
WITH PART XI OF ARTICLE 44 OF THE
SECURITIES MARKET LAW, IN REGARD TO THE
OPERATIONS AND RESULTS OF THE COMPANY FOR
THE FISCAL YEAR THAT ENDED ON DECEMBER 31,
2019, ACCOMPANIED BY THE OPINION OF THE
OUTSIDE AUDITOR, AS WELL AS BY THE OPINION
OF THE BOARD OF DIRECTORS IN REGARD TO THE
MENTIONED REPORT, II. OF THE REPORT FROM
THE BOARD OF DIRECTORS IN REGARD TO THE
OPERATIONS AND ACTIVITIES IN WHICH IT HAS
INTERVENED IN ACCORDANCE WITH THAT WHICH IS
PROVIDED FOR IN THE SECURITIES MARKET LAW,
AS WELL AS BY THAT WHICH IS REFERRED TO IN
LINE B OF ARTICLE 172 OF THE GENERAL
MERCANTILE COMPANIES LAW, AND III. OF THE
ANNUAL REPORT FROM THE CHAIRPERSON OF THE
AUDIT AND CORPORATE PRACTICES COMMITTEE.
READING OF THE REPORT IN REGARD TO THE
FULFILLMENT OF THE TAX OBLIGATIONS
II PROPOSAL FOR THE ALLOCATION OF THE RESULTS Mgmt For For
ACCOUNT FOR THE 2019 FISCAL YEAR, IN WHICH
ARE INCLUDED THE DECLARATION AND PAYMENT OF
A CASH DIVIDEND, IN MXN, IN THE AMOUNT OF
MXN 2.42 FOR EACH ONE OF THE SHARES IN
CIRCULATION
III PROPOSAL IN REGARD TO THE MAXIMUM AMOUNT OF Mgmt For For
FUNDS THAT CAN BE ALLOCATED TO SHARE
BUYBACKS
IV ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt Against Against
DIRECTORS OF THE COMPANY, CLASSIFICATION OF
THEIR INDEPENDENCE UNDER THE TERMS OF
ARTICLE 26 OF THE SECURITIES MARKET LAW,
DETERMINATION OF THEIR COMPENSATION AND
RELATED RESOLUTIONS. ELECTION OF
SECRETARIES
V DETERMINATION OF THE COMPENSATION OF THE Mgmt Against Against
MEMBERS WHO WILL MAKE UP THE VARIOUS
COMMITTEES OF THE BOARD OF DIRECTORS, AS
WELL AS THE DESIGNATION OF THE CHAIRPERSON
OF THE AUDIT AND CORPORATE PRACTICES
COMMITTEE
VI APPOINTMENT OF DELEGATES Mgmt For For
VII READING AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL OF THE MINUTES OF THE GENERAL
MEETING
--------------------------------------------------------------------------------------------------------------------------
ARCELORMITTAL SA Agenda Number: 712650577
--------------------------------------------------------------------------------------------------------------------------
Security: L0302D210
Meeting Type: MIX
Meeting Date: 13-Jun-2020
Ticker:
ISIN: LU1598757687
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.I THE ANNUAL GENERAL MEETING, AFTER HAVING Mgmt For For
REVIEWED THE MANAGEMENT REPORT OF THE BOARD
OF DIRECTORS AND THE REPORT OF THE
INDEPENDENT AUDITOR, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR 2019 IN THEIR ENTIRETY,
SHOWING A CONSOLIDATED NET LOSS OF USD
2,391 MILLION
O.II THE ANNUAL GENERAL MEETING, AFTER HAVING Mgmt For For
REVIEWED THE MANAGEMENT REPORT OF THE BOARD
OF DIRECTORS AND THE REPORT OF THE
INDEPENDENT AUDITOR, APPROVES THE PARENT
COMPANY FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR 2019 IN THEIR ENTIRETY,
SHOWING A NET LOSS OF USD 13,341 MILLION
FOR THE COMPANY AS PARENT COMPANY OF THE
ARCELORMITTAL GROUP, AS COMPARED TO THE
CONSOLIDATED NET LOSS OF USD 2,391 MILLION,
IN BOTH CASES ESTABLISHED IN ACCORDANCE
WITH IFRS AS ADOPTED BY THE EUROPEAN UNION
O.III THE ANNUAL GENERAL MEETING ACKNOWLEDGES THE Mgmt For For
NET LOSS OF USD 13,341 MILLION AND THAT NO
ALLOCATION TO THE LEGAL RESERVE OR TO THE
RESERVE FOR TREASURY SHARES IS REQUIRED.
AGAINST THE BACKDROP OF SIGNIFICANT COST
SAVINGS MEASURES BEING TAKEN ACROSS THE
BUSINESS, THE BOARD OF DIRECTORS DETERMINED
IT BOTH APPROPRIATE AND PRUDENT TO SUSPEND
DIVIDEND PAYMENTS UNTIL SUCH A TIME AS THE
OPERATING ENVIRONMENT NORMALIZES. THE
ANNUAL GENERAL MEETING, UPON THE PROPOSAL
OF THE BOARD OF DIRECTORS, SETS THE AMOUNT
OF TOTAL REMUNERATION FOR THE BOARD OF
DIRECTORS IN RELATION TO THE FINANCIAL YEAR
2019 AT EUR 1,383,480 (USD 1,554,201)
O.IV CONSIDERING RESOLUTION III ABOVE, THE Mgmt For For
ANNUAL GENERAL MEETING, UPON THE PROPOSAL
OF THE BOARD OF DIRECTORS, DECIDES TO
ALLOCATE THE RESULTS OF THE COMPANY BASED
ON THE PARENT COMPANY FINANCIAL STATEMENTS
FOR THE FINANCIAL YEAR 2019( AS SPECIFIED)
O.V THE ANNUAL GENERAL MEETING DECIDES BY AN Mgmt Against Against
ADVISORY VOTE TO APPROVE THE REMUNERATION
POLICY OF THE COMPANY FOR A PERIOD OF 4
YEARS AS SPECIFIED IN THE SHAREHOLDERS'
RIGHTS LAW
O.VI THE ANNUAL GENERAL MEETING DECIDES BY AN Mgmt Against Against
ADVISORY VOTE TO APPROVE THE REMUNERATION
REPORT OF THE COMPANY FOR 2019
O.VII BASED ON RESOLUTION IV, ALLOCATING THE Mgmt For For
AMOUNT OF TOTAL REMUNERATION FOR THE BOARD
OF DIRECTORS IN RELATION TO THE FINANCIAL
YEAR 2019 AT EUR 1,383,480 (USD 1,554,201),
THE ANNUAL GENERAL MEETING APPROVES THE
FOLLOWING ANNUAL FEES PER FUNCTION THAT
DIRECTOR'S HOLD AND THE BELOW REMUNERATION
FOR THE CEO: - BASIC DIRECTORS
REMUNERATION: EUR 151,956 (USD 170,707); -
LEAD INDEPENDENT DIRECTOR'S REMUNERATION:
EUR 214,326 (USD 240,774).-ADDITIONAL
REMUNERATION FOR THE CHAIR OF THE AUDIT
COMMITTEE: EUR 29,484 (USD 33,122) -
ADDITIONAL REMUNERATION FOR THE OTHER AUDIT
COMMITTEE MEMBERS: EUR 18,144 (USD 20,383)-
ADDITIONAL REMUNERATION FOR THE CHAIRS OF
THE OTHER COMMITTEES: EUR 17,010 (USD
19,109) AND- ADDITIONAL REMUNERATION FOR
THE MEMBERS OF THE OTHER COMMITTEES: EUR
11,340 (USD 12,739)- CEO REMUNERATION: EUR
1,402,030 (USD 1,569,248)
OVIII THE ANNUAL GENERAL MEETING DECIDES TO GRANT Mgmt For For
DISCHARGE TO THE MEMBERS OF THE BOARD OF
DIRECTORS IN RELATION TO THE FINANCIAL YEAR
2019
O.IX THE ANNUAL GENERAL MEETING RE-ELECTS MR. Mgmt For For
LAKSHMI N. MITTAL AS DIRECTOR OF
ARCELORMITTAL FOR A THREE-YEAR MANDATE THAT
WILL AUTOMATICALLY EXPIRE ON THE DATE OF
THE ANNUAL GENERAL MEETING OF SHAREHOLDERS
TO BE HELD IN 2023
O.X THE ANNUAL GENERAL MEETING RE-ELECTS MR. Mgmt For For
BRUNO LAFONT AS DIRECTOR OF ARCELORMITTAL
FOR A THREE-YEAR MANDATE THAT WILL
AUTOMATICALLY EXPIRE ON THE DATE OF THE
ANNUAL GENERAL MEETING OF SHAREHOLDERS TO
BE HELD IN 2023
O.XI THE ANNUAL GENERAL MEETING RE-ELECTS MR. Mgmt For For
MICHEL WURTH AS DIRECTOR OF ARCELORMITTAL
FOR A THREE-YEAR MANDATE THAT WILL
AUTOMATICALLY EXPIRE ON THE DATE OF THE
ANNUAL GENERAL MEETING OF SHAREHOLDERS TO
BE HELD IN 2023
O.XII THE ANNUAL GENERAL MEETING ELECTS MR. Mgmt For For
ADITYA MITTAL AS DIRECTOR OF ARCELORMITTAL
FOR A THREE-YEAR MANDATE THAT WILL
AUTOMATICALLY EXPIRE ON THE DATE OF THE
ANNUAL GENERAL MEETING OF SHAREHOLDERS TO
BE HELD IN 2023
OXIII THE ANNUAL GENERAL MEETING ELECTS MR. Mgmt For For
ETIENNE SCHNEIDER AS DIRECTOR OF
ARCELORMITTAL FOR A THREE-YEAR MANDATE THAT
WILL AUTOMATICALLY EXPIRE ON THE DATE OF
THE ANNUAL GENERAL MEETING OF SHAREHOLDERS
TO BE HELD IN 2023
O.XIV RENEWAL OF THE AUTHORISATION OF THE BOARD Mgmt For For
OF DIRECTORS OF THE COMPANY AND OF THE
CORPORATE BODIES OF OTHER COMPANIES IN THE
ARCELORMITTAL GROUP TO ACQUIRE SHARES IN
THE COMPANY
O.XV APPOINTMENT OF AN INDEPENDENT AUDITOR IN Mgmt For For
RELATION TO THE PARENT COMPANY FINANCIAL
STATEMENTS AND THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2020:
DELOITTE AUDIT, SOCIETE A RESPONSABILITE
LIMITEE
O.XVI THE GENERAL MEETING ACKNOWLEDGES THE ABOVE Mgmt For For
BACKGROUND INFORMATION PROVIDED ABOUT THE
CEO OFFICE PSU PLAN AND OTHER GRANTS AND
AUTHORISES THE BOARD OF DIRECTORS:(A) TO
ALLOCATE UP TO 4,250,000 (FOUR MILLION TWO
HUNDRED AND FIFTY THOUSAND ) OF THE
COMPANY'S FULLY PAID-UP ORDINARY SHARES
UNDER THE 2020 CAP, WHICH MAY BE EITHER
NEWLY ISSUED SHARES OR SHARES HELD IN
TREASURY, SUCH AUTHORISATION TO BE VALID
FROM THE DATE OF THE ANNUAL GENERAL MEETING
UNTIL THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2021,(B) TO
ADOPT ANY RULES OR MEASURES TO IMPLEMENT
THE CEO OFFICE PSU PLAN AND OTHER GRANTS
BELOW THE LEVEL OF THE CEO OFFICE THAT THE
BOARD OF DIRECTORS MAY AT ITS DISCRETION
CONSIDER APPROPRIATE, AND(C) TO DO OR CAUSE
TO BE DONE ALL SUCH FURTHER ACTS AND THINGS
AS THE BOARD OF DIRECTORS MAY DETERMINE TO
BE NECESSARY OR ADVISABLE TO IMPLEMENT THE
CONTENT AND PURPOSE OF THIS RESOLUTION
E.I THE EXTRAORDINARY GENERAL MEETING RESOLVES: Mgmt For For
(A) TO INCREASE THE AUTHORISED SHARE
CAPITAL BY SEVENTY-FOUR MILLION EIGHT
HUNDRED AND SIX THOUSAND FOUR HUNDRED
FIFTY-NINE US DOLLARS AND EIGHTY-SIX CENTS
(USD 74,806,459.86), EQUIVALENT TO TWO
HUNDRED AND NINE MILLION EIGHT HUNDRED
FORTY-ONE THOUSAND SIX HUNDRED
SEVENTY-EIGHT (209,841,678) ORDINARY
SHARES, SO THAT THE COMPANY'S AUTHORISED
SHARE CAPITAL SHALL AMOUNT TO FOUR HUNDRED
EIGHTY-FIVE MILLION THREE HUNDRED
THIRTY-TWO THOUSAND ONE HUNDRED SIXTEEN US
DOLLAR SAND FORTY-TWO CENTS (USD
485,332,116.42), REPRESENTED BY ONE BILLION
THREE HUNDRED SIXTY-ONE MILLION FOUR
HUNDRED EIGHTEEN THOUSAND FIVE HUNDRED
NINETY-NINE (1,361,418,599) ORDINARY SHARES
WITHOUT NOMINAL VALUE;(B) AUTHORISE THE
BOARD OF DIRECTORS TO, SUBJECT TO
PERFORMANCE CRITERIA, ALLOCATE EXISTING
SHARES OR ISSUE NEW SHARES FREE OF CHARGE,
TO (I) EMPLOYEES AND CORPORATE OFFICERS
(INCLUDING DIRECTORS) OF THE COMPANY AND
(II) EMPLOYEES AND CORPORATE OFFICERS
(INCLUDING DIRECTORS) OF COMPANIES OF WHICH
AT LEAST 10% OF THE CAPITAL OR VOTING
RIGHTS IS DIRECTLY OR INDIRECTLY HELD BY
THE COMPANY IN ACCORDANCE WITH ARTICLE 5.5
OF THE ARTICLES OF ASSOCIATION OF THE
COMPANY;(C) TO AUTHORISE THE BOARD OF
DIRECTORS, DURING A PERIOD OF FIVE YEARS
FROM THE DATE OF THIS EXTRAORDINARY GENERAL
MEETING OF SHAREHOLDERS TO THE FIFTH
ANNIVERSARY OF THE DATE OF PUBLICATION IN
THE LUXEMBOURG ELECTRONIC LEGAL GAZETTE
(RECUEIL ELECTRONIQUE DES SOCIETES ET
ASSOCIATIONS) OF THE MINUTES OF THIS
EXTRAORDINARY GENERAL MEETING, TO ISSUE
ADDITIONAL ORDINARY SHARES IN THE COMPANY
WITHIN THE LIMIT OF THE AUTHORISED SHARE
CAPITAL SET OUT IN POINT (A) OF THIS
RESOLUTION;(D) TO AUTHORISE THE BOARD OF
DIRECTORS TO LIMIT OR CANCEL THE
PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS IN THE EVENT OF ANY
INCREASE IN THE ISSUED SHARE CAPITAL UP TO
AND INCLUDING THE AUTHORISED SHARE CAPITAL;
AND(E) TO AMEND ARTICLE 5.2 AND THE FIRST
PARAGRAPH OF ARTICLE 5.5 OF THE ARTICLES OF
ASSOCIATION ACCORDINGLY AS SET OUT IN THE
AMENDED VERSION OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY AVAILABLE ON
WWW.ARCELORMITTAL.COM UNDER "INVESTORS
-EQUITY INVESTORS - SHAREHOLDERS EVENTS -
AGM - GENERAL MEETINGS OF SHAREHOLDERS, 13
JUNE 2020"
--------------------------------------------------------------------------------------------------------------------------
ASAHI GROUP HOLDINGS,LTD. Agenda Number: 712198414
--------------------------------------------------------------------------------------------------------------------------
Security: J02100113
Meeting Type: AGM
Meeting Date: 25-Mar-2020
Ticker:
ISIN: JP3116000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Izumiya, Naoki Mgmt Against Against
2.2 Appoint a Director Koji, Akiyoshi Mgmt Against Against
2.3 Appoint a Director Katsuki, Atsushi Mgmt Against Against
2.4 Appoint a Director Hemmi, Yutaka Mgmt Against Against
2.5 Appoint a Director Taemin Park Mgmt Against Against
2.6 Appoint a Director Tanimura, Keizo Mgmt Against Against
2.7 Appoint a Director Kosaka, Tatsuro Mgmt Against Against
2.8 Appoint a Director Shingai, Yasushi Mgmt Against Against
2.9 Appoint a Director Christina L. Ahmadjian Mgmt Against Against
3 Appoint a Corporate Auditor Nishinaka, Mgmt For For
Naoko
--------------------------------------------------------------------------------------------------------------------------
ASSA ABLOY AB Agenda Number: 712327192
--------------------------------------------------------------------------------------------------------------------------
Security: W0817X204
Meeting Type: AGM
Meeting Date: 29-Apr-2020
Ticker:
ISIN: SE0007100581
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE AGM Non-Voting
2 ELECTION OF CHAIRMAN AT THE ANNUAL GENERAL Non-Voting
MEETING
3 ESTABLISHMENT AND APPROVAL OF VOTING LIST Non-Voting
4 APPROVAL OF AGENDA Non-Voting
5 ELECTION OF TWO PERSONS TO ADJUST THE Non-Voting
MINUTES OF THE AGM
6 EXAMINATION OF WHETHER THE ANNUAL GENERAL Non-Voting
MEETING HAS BEEN DULY CONVENED
7 SPEECH BY PRESIDENT AND CEO NICO DELVAUX Non-Voting
8.A PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITORS REPORT, AS WELL AS THE
CONSOLIDATED ACCOUNTS AND THE CONSOLIDATED
AUDITORS REPORT
8.B PRESENTATION OF THE AUDITORS OPINION AS TO Non-Voting
WHETHER THE GUIDELINES FOR REMUNERATION TO
SENIOR EXECUTIVES THAT HAVE BEEN IN FORCE
SINCE THE PREVIOUS AGM HAVE BEEN FOLLOWED
8.C PRESENTATION OF THE BOARD OF DIRECTORS Non-Voting
PROPOSAL FOR PROFIT DISTRIBUTION AND
REASONED OPINION
9.A DECISION ON THE PREPARATION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AND THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
9.B DECISION ON TRANSACTIONS REGARDING THE Mgmt For For
COMPANY'S PROFITS IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET: SEK 2.00 PER SHARE
9.C DECISION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
BOARD MEMBERS AND THE CEO
10 DETERMINE NUMBER OF MEMBERS (8) AND DEPUTY Mgmt For For
MEMBERS (0) OF BOARD
11.A DETERMINATION OF FEES TO THE BOARD Mgmt For For
11.B DETERMINATION OF THE FEES PAID TO THE Mgmt For For
AUDITOR
12.A RE-ELECT LARS RENSTROM (CHAIRMAN), CARL Mgmt For For
DOUGLAS (VICE CHAIR), EVA KARLSSON,
BIRGITTA KLASEN, LENA OLVING, SOFIA
SCHORLING HOGBERG AND JAN SVENSSON AS
DIRECTORS. ELECT JOAKIM WEIDEMANIS AS NEW
DIRECTOR
12.B RATIFY ERNST & YOUNG AS AUDITORS Mgmt For For
13 DECISION ON GUIDELINES FOR REMUNERATION TO Mgmt For For
SENIOR EXECUTIVES
14 RESOLUTION ON AUTHORIZATION TO REPURCHASE Mgmt For For
AND TRANSFER OWN TREASURY SHARES
15 DECISION ON LONG-TERM EQUITY SAVINGS Mgmt For For
PROGRAM
16 RESOLUTION TO AMEND THE ARTICLES OF Mgmt For For
ASSOCIATION
17 CLOSING OF THE ANNUAL GENERAL MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
BANK LEUMI LE-ISRAEL B.M. Agenda Number: 711322583
--------------------------------------------------------------------------------------------------------------------------
Security: M16043107
Meeting Type: OGM
Meeting Date: 18-Jul-2019
Ticker:
ISIN: IL0006046119
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 DEBATE OF BANK FINANCIAL STATEMENTS AND Non-Voting
BOARD REPORT FOR THE YEAR ENDED DECEMBER
31ST 2018
2 REAPPOINTMENT OF THE SOMECH HAIKIN (KPMG) Mgmt For For
AND KOST FORER GABBAY AND KASIERER (EY) CPA
FIRMS AS BANK JOINT AUDITING ACCOUNTANTS,
AND AUTHORIZATION OF BANK BOARD TO
DETERMINE THEIR COMPENSATION
3 APPOINTMENT OF THE SOMECH HAIKIN (KPMG) AND Mgmt For For
BRIGHTMAN ALMAGOR ZOHAR AND CO. (DELOITTE)
CPA FIRMS AS BANK JOINT AUDITING
ACCOUNTANTS, AND AUTHORIZATION OF BANK
BOARD TO DETERMINE THEIR COMPENSATION
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
CANDIDATES TO BE ELECTED AS DIRECTORS,
THERE IS ONLY 1 VACANCY AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
DIRECTORS. THANK YOU
4.1 APPOINTMENT OF DIRECTOR: MS. IRIT SHLOMI Mgmt For For
4.2 APPOINTMENT OF DIRECTOR: MR. HAIM JACOB Mgmt No vote
KRUPSKY
5 APPROVAL OF BOARD CHAIRMAN'S PARTICIPATION Mgmt For For
IN THE OFFER OF SHARES BY THE STATE TO BANK
EMPLOYEES
--------------------------------------------------------------------------------------------------------------------------
BANK LEUMI LE-ISRAEL B.M. Agenda Number: 711779732
--------------------------------------------------------------------------------------------------------------------------
Security: M16043107
Meeting Type: SGM
Meeting Date: 23-Dec-2019
Ticker:
ISIN: IL0006046119
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
CMMT 03 DEC 2019: PLEASE NOTE THAT ALTHOUGH Non-Voting
THERE ARE 2 CANDIDATES TO BE ELECTED AS
DIRECTORS FOR RESOLUTIONS 1 & 2, THERE IS
ONLY 1 VACANCY AVAILABLE TO BE FILLED AT
THE MEETING. THE STANDING INSTRUCTIONS FOR
THIS MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR,
AGAINST OR ABSTAIN ON ONLY 1 OF THE 2
DIRECTORS FOR RESOLUTIONS 1 & 2 AND TO
SELECT 'CLEAR' FOR THE OTHERS. THANK YOU.
1 REELECT YTZHAK EDELMAN AS EXTERNAL DIRECTOR Mgmt For For
2 ELECT MORDECHAI ROSEN AS EXTERNAL DIRECTOR Mgmt No vote
CMMT 06 DEC 2019: PLEASE NOTE THAT ALTHOUGH Non-Voting
THERE ARE 2 OPTIONS TO INDICATE A
PREFERENCE ON THIS RESOLUTIONS 3 & 4, ONLY
1 CAN BE SELECTED FOR THESE RESOLUTIONS.
THE STANDING INSTRUCTIONS FOR THIS MEETING
WILL BE DISABLED AND, IF YOU CHOOSE, YOU
ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS FOR RESOLUTIONS 3 & 4, YOUR OTHER
VOTES MUST BE EITHER AGAINST OR ABSTAIN
THANK YOU.
3 REELECT ESTER DOMINISSINI AS DIRECTOR Mgmt For For
4 ELECT IRA SOBEL AS DIRECTOR Mgmt Against Against
5 APPROVE AMENDED COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
6 APPROVE EMPLOYMENT TERMS OF HAJ-YEHIA Mgmt For For
SAMER, CHAIRMAN
7 APPROVE EMPLOYMENT TERMS OF AS HANAN SHMUEL Mgmt For For
FRIEDMAN, CEO
8 ISSUE UPDATED INDEMNIFICATION AGREEMENTS TO Mgmt For For
DIRECTORS/OFFICERS
CMMT 06 DEC 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS AND MODIFICATION OF THE TEXT IN
COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BHP GROUP PLC Agenda Number: 711572304
--------------------------------------------------------------------------------------------------------------------------
Security: G10877127
Meeting Type: AGM
Meeting Date: 17-Oct-2019
Ticker:
ISIN: GB00BH0P3Z91
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 FINANCIAL STATEMENTS AND REPORTS Mgmt For For
2 TO APPOINT ERNST & YOUNG LLP AS THE AUDITOR Mgmt For For
OF BHP GROUP PLC AND ERNST & YOUNG AS THE
AUDITOR OF BHP GROUP LIMITED
3 TO AUTHORISE THE RISK AND AUDIT COMMITTEE Mgmt For For
TO AGREE THE REMUNERATION OF ERNST & YOUNG
LLP AS THE AUDITOR OF BHP GROUP PLC
4 GENERAL AUTHORITY TO ISSUE SHARES IN BHP Mgmt For For
GROUP PLC
5 ISSUING SHARES IN BHP GROUP PLC FOR CASH Mgmt For For
6 REPURCHASE OF SHARES IN BHP GROUP PLC Mgmt For For
7 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
8 APPROVAL OF THE REMUNERATION REPORT OTHER Mgmt For For
THAN THE PART CONTAINING THE DIRECTORS'
REMUNERATION POLICY
9 APPROVAL OF THE REMUNERATION REPORT Mgmt For For
10 APPROVAL OF GRANT TO EXECUTIVE DIRECTOR Mgmt For For
11 TO ELECT IAN COCKERILL AS A DIRECTOR OF BHP Mgmt For For
12 TO ELECT SUSAN KILSBY AS A DIRECTOR OF BHP Mgmt For For
13 TO RE-ELECT TERRY BOWEN AS A DIRECTOR OF Mgmt For For
BHP
14 TO RE-ELECT MALCOLM BROOMHEAD AS A DIRECTOR Mgmt For For
OF BHP
15 TO RE-ELECT ANITA FREW AS A DIRECTOR OF BHP Mgmt For For
16 TO RE-ELECT ANDREW MACKENZIE AS A DIRECTOR Mgmt For For
OF BHP
17 TO RE-ELECT LINDSAY MAXSTED AS A DIRECTOR Mgmt For For
OF BHP
18 TO RE-ELECT JOHN MOGFORD AS A DIRECTOR OF Mgmt For For
BHP
19 TO RE-ELECT SHRITI VADERA AS A DIRECTOR OF Mgmt For For
BHP
20 TO RE-ELECT KEN MACKENZIE AS A DIRECTOR OF Mgmt For For
BHP
21 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: AMENDMENT TO THE
CONSTITUTION OF BHP GROUP LIMITED: CLAUSE
46
22 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: LOBBYING INCONSISTENT
WITH THE GOALS OF THE PARIS AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA Agenda Number: 712391806
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 19-May-2020
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT PLEASE NOTE THAT THE FRENCH PROXY CARD IS Non-Voting
AVAILABLE AS A LINK UNDER THE 'MATERIAL
URL' DROPDOWN AT THE TOP OF THE BALLOT
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 367716 DUE TO CHANGE IN THE TEXT
OF RESOLUTION 3. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202003022000313-27
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2019
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2019
O.4 STATUTORY AUDITORS' SPECIAL REPORT ON THE Mgmt For For
REGULATED AGREEMENTS AND COMMITMENTS
REFERRED TO IN ARTICLES L. 225-86 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
O.5 AUTHORIZATION FOR THE BNP PARIBAS TO BUY Mgmt For For
BACK ITS OWN SHARE
O.6 RENEWAL OF THE TERM OF OFFICE OF MR. JEAN Mgmt For For
LEMIERRE AS DIRECTOR
O.7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
JACQUES ASCHENBROICH AS DIRECTOR
O.8 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
MONIQUE COHEN AS DIRECTOR
O.9 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
DANIELA SCHWARZER AS DIRECTOR
O.10 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
FIELDS WICKER-MIURIN AS DIRECTOR
O.11 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY ATTRIBUTABLE TO DIRECTORS
O.12 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY ATTRIBUTABLE TO THE CHAIRMAN OF THE
BOARD OF DIRECTORS
O.13 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY ATTRIBUTABLE TO THE CHIEF EXECUTIVE
OFFICER AND DEPUTY CHIEF EXECUTIVE OFFICER
O.14 VOTE ON THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION PAID DURING THE FINANCIAL YEAR
2019 OR ALLOCATED IN RESPECT OF THE SAME
FINANCIAL YEAR TO ALL CORPORATE OFFICERS
O.15 VOTE ON THE ELEMENTS OF COMPENSATION PAID Mgmt For For
DURING THE FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO MR. JEAN
LEMIERRE, CHAIRMAN OF THE BOARD OF
DIRECTORS
O.16 VOTE ON THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING THE FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO MR.
JEAN-LAURENT BONNAFE, CHIEF EXECUTIVE
OFFICER
O.17 VOTE ON THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING THE FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO MR. PHILIPPE
BORDENAVE, DEPUTY CHIEF EXECUTIVE OFFICER
O.18 CONSULTATIVE VOTE ON THE OVERALL Mgmt For For
COMPENSATION AMOUNT OF ALL KIND PAID DURING
THE FINANCIAL YEAR 2019 TO ACTUAL
EXECUTIVES AND CERTAIN CATEGORIES OF
PERSONNEL
E.19 CAPITAL INCREASE, WITH RETENTION OF THE Mgmt For For
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, BY ISSUING COMMON SHARES AND
TRANSFERABLE SECURITIES GRANTING ACCESS
IMMEDIATELY OR IN THE FUTURE TO THE SHARES
TO BE ISSUED
E.20 CAPITAL INCREASE, WITH CANCELLATION OF Mgmt For For
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS, BY ISSUING COMMON SHARES AND
TRANSFERABLE SECURITIES GRANTING ACCESS
IMMEDIATELY OR IN THE FUTURE TO THE SHARES
TO BE ISSUED
E.21 CAPITAL INCREASE, WITHOUT THE PRE-EMPTIVE Mgmt For For
SUBSCRIPTION RIGHTS, BY ISSUE OF COMMON
SHARES AND TRANSFERABLE SECURITIES GRANTING
IMMEDIATE OR FUTURE ACCESS TO SHARES TO BE
ISSUED AS CONSIDERATION FOR CONTRIBUTIONS
OF SECURITIES UP TO A MAXIMUM OF 10% OF THE
CAPITAL
E.22 OVERALL LIMITATION OF THE AUTHORIZATIONS Mgmt For For
FOR ISSUANCE WITH OR WITHOUT CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
CONFERRED BY THE TWENTIETH AND TWENTY-FIRST
RESOLUTION
E.23 CAPITAL INCREASE BY CAPITALIZATION OF Mgmt For For
RESERVES OR PROFITS, ISSUE, MERGER OR
CONTRIBUTION PREMIUMS
E.24 OVERALL LIMITATION OF THE AUTHORIZATIONS TO Mgmt For For
ISSUE WITH RETENTION, CANCELLATION OF OR
WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS
CONFERRED BY THE NINETEENTH TO TWENTY-FIRST
RESOLUTIONS
E.25 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO CARRY OUT OPERATIONS RESERVED
FOR MEMBERS OF THE BNP PARIBAS GROUP
CORPORATE SAVINGS PLAN, WITH CANCELLATION
OF PRE-EMPTIVE SUBSCRIPTION RIGHTS, WHICH
MAY TAKE THE FORM OF CAPITAL INCREASES
AND/OR TRANSFERS OF RESERVED SHARES
E.26 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE CAPITAL BY
CANCELLATION OF SHARES
E.27 AMENDMENT OF THE BYLAWS TO ALLOW THE Mgmt For For
APPOINTMENT OF A DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
E.28 AMENDMENT OF THE BYLAWS TO ALLOW THE BOARD Mgmt For For
OF DIRECTORS TO TAKE CERTAIN DECISIONS BY
WRITTEN CONSULTATION
E.29 SIMPLIFICATION AND ADAPTATION OF THE BYLAWS Mgmt For For
E.30 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY COMPANY Agenda Number: 935157239
--------------------------------------------------------------------------------------------------------------------------
Security: 136375102
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: CNI
ISIN: CA1363751027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
SHAUNEEN BRUDER Mgmt For For
DONALD J. CARTY Mgmt For For
AMB. GORDON D. GIFFIN Mgmt For For
JULIE GODIN Mgmt For For
EDITH E. HOLIDAY Mgmt For For
V. M. KEMPSTON DARKES Mgmt For For
THE HON. DENIS LOSIER Mgmt For For
THE HON. KEVIN G. LYNCH Mgmt For For
JAMES E. O'CONNOR Mgmt For For
ROBERT PACE Mgmt For For
ROBERT L. PHILLIPS Mgmt For For
JEAN-JACQUES RUEST Mgmt For For
LAURA STEIN Mgmt For For
2 APPOINTMENT OF KPMG LLP AS AUDITORS. Mgmt For For
3 NON-BINDING ADVISORY RESOLUTION TO ACCEPT Mgmt For For
THE APPROACH TO EXECUTIVE COMPENSATION
DISCLOSED IN THE MANAGEMENT INFORMATION
CIRCULAR, THE FULL TEXT OF WHICH RESOLUTION
IS SET OUT ON P. 9 OF THE MANAGEMENT
INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CARLSBERG AS Agenda Number: 712175024
--------------------------------------------------------------------------------------------------------------------------
Security: K36628137
Meeting Type: AGM
Meeting Date: 16-Mar-2020
Ticker:
ISIN: DK0010181759
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 RECEIVE REPORT OF BOARD Non-Voting
2 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS APPROVE DISCHARGE OF MANAGEMENT AND
BOARD
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF DKK 21 PER SHARE
4.A APPROVE GUIDELINES FOR INCENTIVE-BASED Mgmt For For
COMPENSATION FOR EXECUTIVE MANAGEMENT AND
BOARD
4.B APPROVE REMUNERATION OF DIRECTORS Mgmt For For
4.C APPROVE DKK 88 MILLION REDUCTION IN SHARE Mgmt For For
CAPITAL VIA SHARE CANCELLATION
4.D AMEND ARTICLES RE: VOTING ON THE COMPANY'S Mgmt For For
REMUNERATION REPORT
4.E AMEND ARTICLES RE: CHANGE OF NAME AND CVR Mgmt For For
NUMBER OF THE PROVIDER OF SHARE
REGISTRATION SERVICES
5.A RE-ELECT FLEMMING BESENBACHER AS DIRECTOR Mgmt For For
5.B RE-ELECT LARS FRUERGAARD JORGENSEN AS Mgmt For For
DIRECTOR
5.C RE-ELECT CARL BACHE AS DIRECTOR Mgmt For For
5.D RE-ELECT MAGDI BATATO AS DIRECTOR Mgmt For For
5.E RE-ELECT DOMITILLE DOAT-LE BIGOT AS Mgmt For For
DIRECTOR
5.F RE-ELECT LILIAN FOSSUM BINER AS DIRECTOR Mgmt For For
5.G RE-ELECT RICHARD BURROWS AS DIRECTOR Mgmt For For
5.H RE-ELECT SOREN-PETER FUCHS OLESEN AS Mgmt For For
DIRECTOR
5.I RE-ELECT MAJKEN SCHULTZ AS DIRECTOR Mgmt For For
5.J RE-ELECT LARS STEMMERIK AS DIRECTOR Mgmt For For
6 RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS Mgmt For For
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 5.A TO 5.J AND 6. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
COMPASS GROUP PLC Agenda Number: 711897617
--------------------------------------------------------------------------------------------------------------------------
Security: G23296208
Meeting Type: AGM
Meeting Date: 06-Feb-2020
Ticker:
ISIN: GB00BD6K4575
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' ANNUAL Mgmt For For
REPORT AND ACCOUNTS AND THE AUDITOR'S
REPORTTHEREON
2 TO RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For
REMUNERATION REPORT
3 TO DECLARE A FINAL DIVIDEND ON THE ORDINARY Mgmt For For
SHARES: FINAL DIVIDEND OF 26.9 PENCE PER
ORDINARY SHARE
4 TO ELECT KAREN WITTS AS A DIRECTOR Mgmt For For
5 TO RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR Mgmt For For
6 TO RE-ELECT GARY GREEN AS A DIRECTOR Mgmt For For
7 TO RE-ELECT CAROL ARROWSMITH AS A DIRECTOR Mgmt For For
8 TO RE-ELECT JOHN BASON AS A DIRECTOR Mgmt For For
9 TO RE-ELECT STEFAN BOMHARD AS A DIRECTOR Mgmt For For
10 TO RE-ELECT JOHN BRYANT AS A DIRECTOR Mgmt For For
11 TO RE-ELECT ANNE-FRANCOISE NESMES AS A Mgmt For For
DIRECTOR
12 TO RE-ELECT NELSON SILVA AS A DIRECTOR Mgmt For For
13 TO RE-ELECT IREENA VITTAL AS A DIRECTOR Mgmt For For
14 TO RE-ELECT PAUL WALSH AS A DIRECTOR Mgmt For For
15 TO RE-APPOINT KPMG LLP AS AUDITOR Mgmt For For
16 TO AUTHORISE THE AUDIT COMMITTEE TO AGREE Mgmt For For
THE AUDITOR'S REMUNERATION
17 TO AUTHORISE DONATIONS TO EU POLITICAL Mgmt For For
ORGANISATIONS
18 TO APPROVE AMENDMENT TO THE REMUNERATION Mgmt For For
POLICY TO ALLOW PAYMENT OF THE FULL FEE
PAYABLETO NON-EXEC DIRECTORS IN RESPECT OF
EACH NON-EXEC ROLE THEY PERFORM
19 TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
SHARES
20 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
FOR CASH
21 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
FOR CASH IN LIMITED CIRCUMSTANCES
22 TO AUTHORISE THE COMPANY TO PURCHASE SHARES Mgmt For For
23 TO AUTHORISE THE DIRECTORS TO REDUCE Mgmt For For
GENERAL MEETING NOTICE PERIODS
--------------------------------------------------------------------------------------------------------------------------
DAIWA HOUSE INDUSTRY CO.,LTD. Agenda Number: 712759527
--------------------------------------------------------------------------------------------------------------------------
Security: J11508124
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3505000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Yoshii, Keiichi Mgmt For For
2.2 Appoint a Director Ishibashi, Tamio Mgmt For For
2.3 Appoint a Director Kosokabe, Takeshi Mgmt For For
2.4 Appoint a Director Otomo, Hirotsugu Mgmt For For
2.5 Appoint a Director Urakawa, Tatsuya Mgmt For For
2.6 Appoint a Director Dekura, Kazuhito Mgmt For For
2.7 Appoint a Director Ariyoshi, Yoshinori Mgmt For For
2.8 Appoint a Director Shimonishi, Keisuke Mgmt For For
2.9 Appoint a Director Ichiki, Nobuya Mgmt For For
2.10 Appoint a Director Kimura, Kazuyoshi Mgmt For For
2.11 Appoint a Director Shigemori, Yutaka Mgmt For For
2.12 Appoint a Director Yabu, Yukiko Mgmt For For
2.13 Appoint a Director Kuwano, Yukinori Mgmt For For
2.14 Appoint a Director Seki, Miwa Mgmt For For
3 Appoint a Corporate Auditor Watanabe, Mgmt For For
Akihisa
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Appoint Accounting Auditors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD Agenda Number: 712416711
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: AGM
Meeting Date: 30-Apr-2020
Ticker:
ISIN: SG1L01001701
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF DIRECTORS' STATEMENT, AUDITED Mgmt For For
FINANCIAL STATEMENTS AND AUDITOR'S REPORT
2 DECLARATION OF FINAL DIVIDEND ON ORDINARY Mgmt For For
SHARES: 33 CENTS
3 APPROVAL OF PROPOSED DIRECTORS' Mgmt For For
REMUNERATION OF SGD 4,719,707 FOR FY2019
4 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITOR AND AUTHORISATION FOR
DIRECTORS TO FIX ITS REMUNERATION
5 RE-ELECTION OF MR PETER SEAH LIM HUAT AS A Mgmt Against Against
DIRECTOR RETIRING UNDER ARTICLE 99
6 RE-ELECTION OF MR HO TIAN YEE AS A DIRECTOR Mgmt For For
RETIRING UNDER ARTICLE 99
7 RE-ELECTION OF MR OLIVIER LIM TSE GHOW AS A Mgmt For For
DIRECTOR RETIRING UNDER ARTICLE 99
8 RE-ELECTION OF MRS OW FOONG PHENG AS A Mgmt Against Against
DIRECTOR RETIRING UNDER ARTICLE 99
9 AUTHORITY TO GRANT AWARDS AND ISSUE SHARES Mgmt For For
UNDER THE DBSH SHARE PLAN
10 AUTHORITY TO GRANT AWARDS AND ISSUE SHARES Mgmt For For
UNDER THE CALIFORNIA SUB-PLAN TO THE DBSH
SHARE PLAN
11 GENERAL AUTHORITY TO ISSUE SHARES AND TO Mgmt For For
MAKE OR GRANT CONVERTIBLE INSTRUMENTS
SUBJECT TO LIMITS
12 AUTHORITY TO ISSUE SHARES PURSUANT TO THE Mgmt For For
DBSH SCRIP DIVIDEND SCHEME
13 APPROVAL OF THE PROPOSED RENEWAL OF THE Mgmt For For
SHARE PURCHASE MANDATE
CMMT 23 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF TEXT IN
RESOLUTION 2. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
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EDP-ENERGIAS DE PORTUGAL SA Agenda Number: 712266077
--------------------------------------------------------------------------------------------------------------------------
Security: X67925119
Meeting Type: AGM
Meeting Date: 16-Apr-2020
Ticker:
ISIN: PTEDP0AM0009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED BY THE
COMPANY HOLDING THIS MEETING. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
1 APPROVE INDIVIDUAL AND CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS AND STATUTORY REPORTS
2 APPROVE ALLOCATION OF INCOME Mgmt For For
3.1 APPRAISE MANAGEMENT OF COMPANY AND APPROVE Mgmt For For
VOTE OF CONFIDENCE TO MANAGEMENT BOARD
3.2 APPRAISE SUPERVISION OF COMPANY AND APPROVE Mgmt For For
VOTE OF CONFIDENCE TO SUPERVISORY BOARD
3.3 APPRAISE WORK PERFORMED BY STATUTORY Mgmt For For
AUDITOR AND APPROVE VOTE OF CONFIDENCE TO
STATUTORY AUDITOR
4 AUTHORIZE REPURCHASE AND REISSUANCE OF Mgmt For For
SHARES
5 AUTHORIZE REPURCHASE AND REISSUANCE OF Mgmt For For
REPURCHASED DEBT INSTRUMENTS
6 AUTHORIZE INCREASE IN CAPITAL UP TO 10 Mgmt For For
PERCENT VIA ISSUANCE OF EQUITY OR
EQUITY-LINKED SECURITIES WITH PRE-EMPTIVE
RIGHTS
7 APPROVE STATEMENT ON REMUNERATION POLICY Mgmt For For
APPLICABLE TO EXECUTIVE BOARD
8 APPROVE STATEMENT ON REMUNERATION POLICY Mgmt For For
APPLICABLE TO OTHER CORPORATE BODIES
--------------------------------------------------------------------------------------------------------------------------
ENEL S.P.A. Agenda Number: 712492331
--------------------------------------------------------------------------------------------------------------------------
Security: T3679P115
Meeting Type: OGM
Meeting Date: 14-May-2020
Ticker:
ISIN: IT0003128367
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 385003 DUE TO DUE TO RECEIPT OF
SLATES UNDER RESOLUTION 6. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PLEASE NOTE THAT AS PER ART. 106, ITEM 4, Non-Voting
OF THE LEGISLATIVE DECREE COVID19 THE
PHYSICAL PARTICIPATION TO THE MEETING IS
NOT FORESEEN. THANK YOU
1 BALANCE SHEET AS OF 31 DECEMBER 2019. BOARD Mgmt For For
OF DIRECTORS', INTERNAL AND EXTERNAL
AUDITORS' REPORTS. RESOLUTIONS RELATED
THERETO. TO PRESENT CONSOLIDATED BALANCE
SHEET AS OF 31 DECEMBER 2019 AND
CONSOLIDATED NON-FINANCIAL DECLARATION FOR
FINANCIAL YEAR 2019
2 PROFIT ALLOCATION Mgmt For For
3 TO AUTHORIZE THE PURCHASE AND DISPOSAL OF Mgmt For For
OWN SHARES, UPON REVOKING THE EMPOWERMENT
GRANTED BY THE ORDINARY SHAREHOLDERS'
MEETING HELD ON 16 MAY 2019. RESOLUTIONS
RELATED THERETO
4 TO STATE THE BOARD OF DIRECTORS' MEMBERS Mgmt For For
NUMBER
5 TO STATE THE BOARD OF DIRECTORS' TERM OF Mgmt For For
OFFICE
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS BOARD OF DIRECTORS,
THERE IS ONLY 1 SLATE AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE TO INSTRUCT,
YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE
OF THE 2 SLATES OF BOARD OF DIRECTORS
6.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD
OF DIRECTORS: LIST PRESENTED BY MINISTERO
DELL'ECONOMIA E DELLE FINANZE, REPRESENTING
23.585PCT OF THE STOCK CAPITAL: MICHELE
ALBERTO FABIANO CRISOSTOMO, COSTANZA
ESCLAPON, FRANCESCO STARACE, ALBERTO
MARCHI, MIRELLA PELLEGRINI, MARIANA
MAZZUCATO
6.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD
OF DIRECTORS: LIST PRESENTED BY ABERDEEN
STANDARD INVESTMENTS MANAGING FUNDS:
STANDARD LIFE ASSURANCE LIMITED, SLTM
LIMITED, ABERDEEN STANDARD FUND MANAGERS
LIMITED, REASSURE LIMITED; ALLIANZ GLOBAL
INVESTORS FUND MANAGING FUNDS: ALLIANZ
EUROPEAN EQUITY DIVIDEND, SDV ALLIANZ VGL
FONDS - AGI INSUR DEDICA LARGE CAP, SDV
ALLIANZ VGL FONDS - AGI SYSPRO VALUE
EUROPE; AMUNDI ASSET MANAGEMENT SGR S.P.A.
MANAGING FUNDS: AMUNDI DIVIDENDO ITALIA,
AMUNDI RISPARMIO ITALIA, AMUNDI SVILUPPO
ITALIA, AMUNDI OBIETTIVO RISPARMIO 2022
QUATTRO, AMUNDI OBIETTIVO RISPARMIO 2022
TRE, AMUNDI OBIETTIVO RISPARMIO 2022 DUE,
AMUNDI OBIETTIVO RISPARMIO 2022, SECONDA
PENSIONE GARANTITA ESG, AMUNDI OBIETTIVO
CRESCITA 2022, AMUNDI OBIETTIVO CRESCITA
2022 DUE, AMUNDI BILANCIATO EURO, AMUNDI
ESG SELECTION TOP, AMUNDI ESG SELECTION
CLASSIC, AMUNDI CEDOLA 2021, AMUNDI
DISTRIBUZIONE ATTIVA, AMUNDI ESG SELECTION
PLUS, SECONDA PENSIONE PRUDENTE ESG, AMUNDI
OBBLIGAZIONARIO PIU A DISTRIBUZIONE,
SECONDA PENSIONE BILANCIATA ESG, AMUNDI
AZIONARIO VALORE EUROPA A DISTRIBUZIONE,
SECONDA PENSIONE SVILUPPO ESG, SECONDA
PENSIONE ESPANSIONE ESG; AMUNDI LUXEMBOURG
S.A. AMUNDI FUNDS GLOBAL EQUITY SUSTAINABLE
INCOME AMUNDI FUNDS EUROPEAN EQUITY
SUSTAINABLE INCOME; ANIMA SGR S.P.A.
MANAGING FUNDS: ANIMA VISCONTEO, ANIMA
ITALIA, ANIMA GEO ITALIA, ANIMA CRESCITA
ITALIA, ANIMA SFORZESCO, ANIMA ALTO
POTENZIALE ITALIA, ANIMA SELEZIONE EUROPA,
ANIMA EUROPA; APG ASSET MANAGEMENT N.V.
MANAGING THE FUND: STICHTING DEPOSITARY APG
DEVELOPED MARKETS EQUITY POOL; ARCA FONDI
SGR S.P.A. MANAGING FUNDS: FONDO ARCA
AZIONI ITALIA, FONDO ARCA ECONOMIA REALE
BILANCIATO ITALIA 55; BANCOPOSTA FONDI
S.P.A. SGR MANAGING FUNDS BANCOPOSTA
AZIONARIO INTERNAZIONALE, MIX 1, MIX 2, MIX
3, POSTE INVESTO SOSTENIBILE, BANCOPOSTA
AZIONARIO EURO, BANCOPOSTA GLOBAL EQUITY
LTE; EPSILON SGR S.P.A. MANAGING FUNDS:
EPSILON FLESSIBILE AZIONI EURO FEBBRAIO
2021, EPSILON MULTIASSET 3 ANNI LUGLIO
2020, EPSILON MULTIASSET VALORE GLOBALE
LUGLIO 2022, EPSILON FLESSIBILE AZIONI EURO
NOVEMBRE 2020, EPSILON FLESSIBILE AZIONI
EURO SETTEMBRE 2020, EPSILON FLESSIBILE
AZIONI EURO GIUGNO 2021, EPSILON MULTIASSET
VALORE GLOBALE GIUGNO 2021, EPSILON
FLESSIBILE AZIONI EURO APRILE 2021, EPSILON
ALLOCAZIONE TATTICA APRILE 2020, EPSILON
MULTIASSET VALORE GLOBALE SETTEMBRE 2021,
EPSILON MULTIASSET VALORE GLOBALE MARZO
2022, EPSILON QVALUE, EPSILON QRETURN,
EPSILON QEQUITY, EPSILON DLONGRUN, EPSILON
MULTIASSET VALORE GLOBALE DICEMBRE 2021,
EPSILON MULTIASSET 3 ANNI MAGGIO 2020,
EPSILON MULTIASSET VALORE GLOBALE MAGGIO
2022, EPSILON ALLOCAZIONE TATTICA GIUGNO
2020; EURIZON CAPITAL S.A. MANAGING THE
FUND EURIZON FUND COMPARTI: TOP EUROPEAN
RESEARCH; ITALIAN EQUITY OPPORTUNITIES,
EQUITY EUROPE LTE, EQUITY EURO LTE, EQUITY
ITALY SMART VOLATILITY, ACTIVE ALLOCATION,
EQUITY INNOVATION; EURIZON INVESTMENT SICAV
- EURO EQUITY INSURANCE CAPITAL LIGHT;
FIDELITY FUNDS SICAV; FIDEURAM ASSET
MANAGEMENT IRELAND MANAGING THE FUND
FONDITALIA EQUITY ITALY; FIDEURAM
INVESTIMENTI SGR S.P.A. MANAGING FUNDS:
FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO
BILANCIATO ITALIA 30, PIANO BILANCIATO
ITALIA 50; INTERFUND SICAV - INTERFUND
EQUITY ITALY; GENERALI INVESTMENTS PARTNERS
S.P.A. SGR MANAGING FUNDS: GENERALI EURO
ACTIONS, GIE FONDO ALTO INTERNAZIONALE
AZIONARIO; GENERALI IVESTMENTS LUXEMBOURG
S.A. MANAGING FUNDS: GENERALI INVESTMENTS
SICAV, GSMART PIR EVOLUZ ITALIA, GSMART PIR
VALORE ITALIA, GENERALI MULTIPORTFOLIO
SOLUTIONS SICAV; KAIROS PARTNERS SGR S.P.A.
AS KAIRO'S INTERNATIONAL SICAVS MANAGEMENT
COMPANY SECTIONS: ITALIA, TARGET ITALY
ALPHA, EUROPA ESG, KEY; LEGAL E GENERAL
INVESTMENT MANAGEMENT MANAGING THE FUND
LEGAL E GENERAL ASSURANCE (PENSIONS
MANAGEMENT) LIMITED; NN INVESTMENT PARTNERS
MANAGING FUNDS: NN (L) EURO HIGH DIVIDEND,
NN (L) EURO EQUITY, NN (L) EUROPEAN EQUITY,
NN (L) EURO INCOME, NN EUROPE FUND, NN
PREMIUM DIVIDEND FUND; MEDIOLANUM
INTERNATIONAL FUNDS LIMITED CHALLENGE FUNDS
ITALIAN EQUITY; MEDIOLANUM GESTIONE FONDI
SGR S.P.A. MANAGING FUNDS: MEDIOLANUM
FLESSIBILE FUTURO ITALIA, MEDIOLANUM
FLESSIBILE SVILUPPO ITALIA; PRAMERICA SICAV
SECTIONS: ITALIAN EQUITY, EURO EQUITY;
ROBECO UMBRELLA FUND I N.V. ROBECO QI
GLOBAL DEVELOPED ENHANCED INDEX EQUITIES
FUND; LYXOR ASSET MANAGEMENT MANAGING
FUNDS: LYXOR MSCI EUROPE CLIMATE CHANGE
(DR) UICTS ETF, LYXOR MSCI WORLD CLIMATE
CHANGE (DR) UCITS ETF, LYXOR FTSE EUROPE
MINIMUM VARIANCE (DR) UCITS ETF, LYXOR FTSE
ITALIA ALL CAP PIR 2020 (DR) UCITS ETF,
LYXOR ETF CORE MSCI EMU (DR) MASTER TH,
LYXOR CORE MSCI WORLD (DR) UCITS ETF, LYXOR
CORE EURO STOXX 300 (DR), LYXOR CORE STOXX
EUROPE 600 (DR) - MASTER, LYXOR MSCI EMU
VALUE (DR) UCITS ETF, LYXOR GLOBAL GENDER
EQUALITY (DR) UCITS ETF, LYXOR CORE EURO
STOXX 50 (DR), LYXOR MSCI EUROPE (DR) UCITS
ETF, LYXOR EUROSTOXX 50 (DR) UCITS ETF
MASTER, LYXOR INDEX FUND EURO; CANDRIAM
MANAGING FUNDS: CLEOME INDEX EUROPE
EQUITIES, CLEOME INDEX EMU EQUITIES, FRR
CANDRIAM LOT101-FRR05X; EURIZON CAPITAL SGR
S.P.A MANAGING FUNDS: EURIZON PIR ITALIA
30, EURIZON GLOBAL MULTIASSET SELECTION
SETTEMBRE 2022, EURIZON RENDITA, EURIZON
AZIONI INTERNAZIONALI, EURIZON AZIONI AREA
EURO, EURIZON MULTIASSET TREND DICEMBRE
2022, EURIZON AZIONI EUROPA, EURIZON
PROGETTO ITALIA 70, - EURIZON AZIONI
ITALIA, EURIZON PIR ITALIA AZIONI, EURIZON
PROGETTO ITALIA 40, - EURIZON TOP SELECTION
CRESCITA DICEMBRE 2023, EURIZON TOP
SELECTION EQUILIBRIO MARZO 2024, EURIZON
TOP SELECTION CRESCITA MARZO 2024, EURIZON
TOP SELECTION EQUILIBRIO MAGGIO 2024,
EURIZON TOP SELECTION CRESCITA MAGGIO 2024,
EURIZON TOP SELECTION EQUILIBRIO GIUGNO
2024, EURIZON TOP SELECTION CRESCITA GIUGNO
2024, EURIZON TOP SELECTION CRESCITA
SETTEMBRE 2024, EURIZON TOP SELECTION
EQUILIBRIO SETTEMBRE 2024, EURIZON TOP
SELECTION EQUILIBRIO DICEMBRE 2024, EURIZON
TOP SELECTION CRESCITA DICEMBRE 2024,
EURIZON TOP SELECTION EQUILIBRIO MARZO
2025, EURIZON TOP SELECTION CRESCITA MARZO
2025, REPRESENTING 2.22728PCT OF THE STOCK
CAPITAL: ANNA CHIARA SVELTO, CESARE CALARI,
SAMUEL GEORG FRIEDRICH LEUPOLD
7 TO APPOINT THE BOARD OF DIRECTORS' Mgmt For For
CHAIRMAN: MICHELE ALBERTO FABIANO
CRISOSTOMO
8 TO STATE THE BOARD OF DIRECTORS' EMOLUMENT Mgmt For For
9 2020 LONG-TERM INCENTIVE PLAN ADDRESSED TO Mgmt For For
ENEL S.P.A. MANAGEMENT AND/OR ITS
SUBSIDIARIES AS PER ART. 2359 OF THE
ITALIAN CIVIL CODE
10.1 REWARDING POLICY AND EMOLUMENT PAID REPORT: Mgmt For For
REWARDING REPORT: FIRST SECTION (BINDING
RESOLUTION)
10.2 REWARDING POLICY AND EMOLUMENT PAID REPORT: Mgmt For For
EMOLUMENTS PAID REPORT: SECOND SECTION
(NON-BINDING RESOLUTION)
CMMT 13 MAY 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF DIRECTOR NAME
IN RESOLUTION 7. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ENGIE SA Agenda Number: 712503982
--------------------------------------------------------------------------------------------------------------------------
Security: F7629A107
Meeting Type: MIX
Meeting Date: 14-May-2020
Ticker:
ISIN: FR0010208488
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202004272001039-51
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 369795 DUE TO CHANGE IN TEXT OF
RESOLUTION 3. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS AND OPERATIONS FOR THE FINANCIAL
YEAR 2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2019
O.3 ALLOCATION OF INCOME AND DECISION NOT Mgmt For For
DISTRIBUTE ANY DIVIDEND FOR THE FINANCIAL
YEAR 2019
O.4 APPROVAL, PURSUANT TO ARTICLE L.225-38 OF Mgmt For For
THE FRENCH COMMERCIAL CODE, OF THE
TRANSACTIONAL PROTOCOL AGREEMENT BETWEEN
THE COMPANY AND MRS. ISABELLE KOCHER,
DIRECTOR AND CHIEF EXECUTIVE OFFICER UNTIL
24 FEBRUARY 2020
O.5 APPROVAL OF THE REGULATED AGREEMENTS Mgmt For For
REFERRED TO IN ARTICLE L.225-38 OF THE
FRENCH COMMERCIAL CODE THAT WERE PREVIOUSLY
APPROVED AND WHICH CONTINUED DURING THE
PAST FINANCIAL YEAR
O.6 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO TRADE IN THE SHARES
OF THE COMPANY
O.7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
FABRICE BREGIER AS DIRECTOR
O.8 RENEWAL OF THE TERM OF OFFICE OF LORD PETER Mgmt For For
RICKETTS OF SHORTLANDS AS DIRECTOR
O.9 RENEWAL OF THE TERM OF OFFICE OF ERNST & Mgmt For For
YOUNG ET AUTRES AS PRINCIPAL STATUTORY
AUDITOR
O.10 RENEWAL OF THE TERM OF OFFICE OF DELOITTE Mgmt For For
&ASSOCIES AS PRINCIPAL STATUTORY AUDITOR
O.11 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS PAID
DURING THE FINANCIAL YEAR 2019 OR ALLOCATED
IN RESPECT OF THE SAME FINANCIAL YEAR AND
REFERRED TO IN ARTICLE L.225-37-3 I OF THE
FRENCH COMMERCIAL CODE
O.12 APPROVAL OF THE TOTAL COMPENSATION AND Mgmt For For
BENEFITS OF ANY KIND PAID DURING THE
FINANCIAL YEAR 2019 OR ALLOCATED FOR THE
SAME FINANCIAL YEAR TO MR. JEAN-PIERRE
CLAMADIEU, CHAIRMAN OF THE BOARD OF
DIRECTORS, MENTIONED IN ARTICLE L.225-37-3
OF THE FRENCH COMMERCIAL CODE
O.13 APPROVAL OF THE TOTAL COMPENSATION AND Mgmt For For
BENEFITS OF ANY KIND PAID DURING THE
FINANCIAL YEAR 2019 OR ALLOCATED FOR THE
SAME FINANCIAL YEAR TO MRS. ISABELLE
KOCHER, CHIEF EXECUTIVE OFFICER, MENTIONED
IN ARTICLE L.225-37-3 OF THE FRENCH
COMMERCIAL CODE
O.14 APPROVAL OF THE COMPENSATION POLICY OF Mgmt For For
DIRECTORS, IN ACCORDANCE WITH ARTICLE
L.225-37-2 II OF THE FRENCH COMMERCIAL CODE
O.15 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS, IN
ACCORDANCE WITH ARTICLE L.225-37-2 II OF
THE FRENCH COMMERCIAL CODE
O.16 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt For For
CHIEF EXECUTIVE OFFICER FOR THE PERIOD FROM
01 JANUARY TO 24 FEBRUARY 2020, IN
ACCORDANCE WITH ARTICLE L.225-37-2 II OF
THE FRENCH COMMERCIAL CODE
O.17 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt For For
CHIEF EXECUTIVE OFFICER APPOINTED ON 24
FEBRUARY 2020 FOR A TRANSITIONAL PERIOD
UNTIL THE PROCESS OF APPOINTING A NEW CHIEF
EXECUTIVE OFFICER IS COMPLETED, IN
ACCORDANCE WITH ARTICLE L.225-37-2 II OF
THE FRENCH COMMERCIAL CODE
O.18 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt For For
CHIEF EXECUTIVE OFFICER WHO WILL BE
APPOINTED AT THE END OF THE CURRENT
APPOINTMENT PROCESS, IN ACCORDANCE WITH
ARTICLE L.225-37-2 II OF THE FRENCH
COMMERCIAL CODE
E.19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE, WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, (I) TO
ISSUE COMMON SHARES AND/OR ANY TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY AND/OR OF SUBSIDIARIES OF
THE COMPANY, AND/OR (II) TO ISSUE
TRANSFERABLE SECURITIES GRANTING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES (USABLE ONLY OUTSIDE OF PUBLIC
OFFER PERIODS
E.20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE, WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT, (I) TO
ISSUE COMMON SHARES AND/OR ANY TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY AND/OR OF SUBSIDIARIES OF
THE COMPANY, AND/OR (II) TO ISSUE
TRANSFERABLE SECURITIES GRANTING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES (USABLE ONLY OUTSIDE OF PUBLIC
OFFER PERIODS
E.21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE ON THE ISSUE OF
ORDINARY SHARES OR OTHER TRANSFERABLE
SECURITIES WITH CANCELLATION OF PRE-EMPTIVE
SUBSCRIPTION RIGHTS, IN THE CONTEXT OF AN
OFFER REFERRED TO IN ARTICLE L.411- 2 OF
THE FRENCH MONETARY AND FINANCIAL CODE
(USABLE ONLY OUTSIDE OF PUBLIC OFFER
PERIODS
E.22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF AN
ISSUE OF SECURITIES WITH OR WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, CARRIED OUT
PURSUANT TO THE 19TH, 20TH AND 21ST
RESOLUTIONS, WITHIN THE LIMIT OF 15% OF THE
INITIAL ISSUE (USABLE ONLY OUTSIDE OF THE
PERIODS OF PUBLIC OFFERING
E.23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMMON SHARES AND/OR
OTHER TRANSFERABLE SECURITIES IN
CONSIDERATION FOR THE CONTRIBUTIONS IN KIND
OF SECURITIES GRANTED TO THE COMPANY UP TO
A MAXIMUM OF 10% OF THE SHARE CAPITAL
(USABLE ONLY OUTSIDE OF THE PERIODS OF
PUBLIC OFFERING
E.24 LIMITATION OF THE OVERALL CEILING OF Mgmt For For
DELEGATIONS TO INCREASE THE CAPITAL
IMMEDIATELY AND/OR IN THE FUTURE
E.25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO DECIDE TO INCREASE THE SHARE
CAPITAL BY INCORPORATION OF PREMIUMS,
RESERVES, PROFITS OR OTHERS
E.26 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLATION OF TREASURY SHARES
E.27 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, TO
EMPLOYEES WHO ARE MEMBERS OF COMPANY
SAVINGS PLANS OF THE ENGIE GROUP
E.28 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS, IN
FAVOUR OF ANY ENTITY HAVING THE EXCLUSIVE
EFFECT OF SUBSCRIBING FOR, HOLDING AND
TRANSFERRING SHARES OR OTHER FINANCIAL
INSTRUMENTS, AS PART OF THE IMPLEMENTATION
OF THE ENGIE GROUP'S INTERNATIONAL EMPLOYEE
SHAREHOLDING PLAN
E.29 AMENDMENT TO ARTICLE 2 OF THE BY-LAWS IN Mgmt For For
ORDER TO UPDATE THE COMPANY'S PURPOSE
E.30 INTRODUCING OF THE PURPOSE OF THE COMPANY Mgmt For For
IN ARTICLE 2 OF THE BY-LAWS AND AMENDMENT
OF THE WORDING AND CORRELATIVE RENUMBERING
OF THE SAME ARTICLE
E.31 MISCELLANEOUS STATUTORY AMENDMENTS IN ORDER Mgmt For For
TO ALIGN THE BY-LAWS WITH THE LEGAL AND
REGULATORY PROVISIONS IN FORCE
E.32 POWERS FOR THE EXECUTION OF THE DECISIONS Mgmt For For
OF THE GENERAL MEETING AND FOR FORMALITIES
--------------------------------------------------------------------------------------------------------------------------
ENN ENERGY HOLDINGS LTD Agenda Number: 712349592
--------------------------------------------------------------------------------------------------------------------------
Security: G3066L101
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: KYG3066L1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0403/2020040302063.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0403/2020040302051.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
YEAR ENDED 31 DECEMBER 2019 TOGETHER WITH
THE DIRECTORS' AND INDEPENDENT AUDITOR'S
REPORTS
2 TO DECLARE A FINAL DIVIDEND OF HKD 1.67 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2019
3.A.I TO RE-ELECT MR. HAN JISHEN AS DIRECTOR Mgmt For For
3.AII TO RE-ELECT MR. ZHANG YUYING AS DIRECTOR Mgmt For For
3AIII TO RE-ELECT MR. WANG DONGZHI AS DIRECTOR Mgmt For For
3.AIV TO RE-ELECT MR. JIN YONGSHENG AS DIRECTOR Mgmt For For
3.A.V TO RE-ELECT MR. LAW YEE KWAN, QUINN AS Mgmt For For
DIRECTOR
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITORS AND TO AUTHORISE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE NEW SHARES OF THE COMPANY
(ORDINARY RESOLUTION IN ITEM NO. 5 OF THE
NOTICE OF ANNUAL GENERAL MEETING)
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
(ORDINARY RESOLUTION IN ITEM NO. 6 OF THE
NOTICE OF ANNUAL GENERAL MEETING)
--------------------------------------------------------------------------------------------------------------------------
EPIROC AB Agenda Number: 712492343
--------------------------------------------------------------------------------------------------------------------------
Security: W25918116
Meeting Type: AGM
Meeting Date: 12-May-2020
Ticker:
ISIN: SE0011166933
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING AND ELECTION OF Non-Voting
CHAIR: SVEN UNGER
2 PREPARATION AND APPROVAL OF VOTING REGISTER Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE OR TWO PERSONS TO ATTEST Non-Voting
THE MINUTES
5 DETERMINATION WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT AS WELL AS THE
CONSOLIDATED FINANCIAL STATEMENTS AND THE
CONSOLIDATED AUDITOR'S REPORT
7 QUESTIONS FROM SHAREHOLDERS TO THE BOARD OF Non-Voting
DIRECTORS AND THE MANAGEMENT
8.A DECISION REGARDING: ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AS WELL AS THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
8.B DECISION REGARDING: DISCHARGE FROM Mgmt For For
LIABILITY FOR BOARD MEMBERS AND THE CEO
8.C DECISION REGARDING: ALLOCATION OF THE Mgmt For For
COMPANY'S PROFIT OR LOSS ACCORDING TO THE
ADOPTED BALANCE SHEET: SEK 1.20 PER SHARE
8.D DECISION REGARDING: RECORD DATE FOR Mgmt For For
RECEIVING THE DIVIDEND
CMMT PLEASE NOTE THAT RESOLUTIONS 9, 10 AND 11 Non-Voting
ARE PROPOSED BY NOMINATION COMMITTEE AND
BOARD DOES NOT MAKE ANY RECOMMENDATION ON
THIS PROPOSAL. THE STANDING INSTRUCTIONS
ARE DISABLED FOR THIS MEETING
9.A DETERMINATION OF THE NUMBER OF BOARD Mgmt For
MEMBERS: THAT NINE BOARD MEMBERS BE
ELECTED. THAT ONE REGISTERED AUDITING
COMPANY BE ELECTED
9.B DETERMINATION OF THE NUMBER OF AUDITORS AND Mgmt For
DEPUTY AUDITORS OR REGISTERED AUDITING
COMPANIES
10.A ELECTION OF BOARD MEMBERS: THAT THE Mgmt For
FOLLOWING BOARD MEMBERS ARE RE-ELECTED:
LENNART EVRELL, JOHAN FORSSELL, JEANE HULL,
RONNIE LETEN, ULLA LITZEN, ASTRID SKARHEIM
ONSUM AND ANDERS ULLBERG. THAT SIGURD
MAREELS AND HELENA HEDBLOM ARE APPOINTED AS
NEW BOARD MEMBERS
10.B ELECTION OF CHAIR OF THE BOARD: THAT RONNIE Mgmt For
LETEN IS RE-ELECTED CHAIR OF THE BOARD
10.C ELECTION OF AUDITORS AND DEPUTY AUDITORS OR Mgmt For
REGISTERED AUDITING COMPANIES: THAT
DELOITTE AB IS RE-ELECTED AS THE AUDITING
COMPANY WHICH ALSO IS THE AUDIT COMMITTEE'S
RECOMMENDATION
11.A DETERMINING THE REMUNERATION: IN CASH OR Mgmt For
PARTIALLY IN THE FORM OF SYNTHETIC SHARES,
TO THE BOARD OF DIRECTORS, AND THE
REMUNERATION TO ITS COMMITTEES
11.B DETERMINING THE REMUNERATION: TO THE Mgmt For
AUDITORS OR REGISTERED AUDITING COMPANY
12.A THE BOARD'S PROPOSAL REGARDING GUIDELINES Mgmt For For
FOR EXECUTIVE REMUNERATION
12.B THE BOARD'S PROPOSAL REGARDING A Mgmt For For
PERFORMANCE BASED PERSONNEL OPTION PLAN FOR
2020
13.A THE BOARD'S PROPOSAL REGARDING MANDATES TO Mgmt For For
ACQUIRE A SHARES RELATED TO PERSONNEL
OPTION PLAN FOR 2020
13.B THE BOARD'S PROPOSAL REGARDING MANDATES TO Mgmt For For
ACQUIRE A SHARES RELATED TO REMUNERATION IN
THE FORM OF SYNTHETIC SHARES
13.C THE BOARD'S PROPOSAL REGARDING MANDATES TO Mgmt For For
TRANSFER A SHARES RELATED TO PERSONNEL
OPTION PLAN FOR 2020
13.D THE BOARD'S PROPOSAL REGARDING MANDATES TO Mgmt For For
SELL A SHARES TO COVER COSTS RELATED TO
SYNTHETIC SHARES TO BOARD MEMBERS
13.E THE BOARD'S PROPOSAL REGARDING MANDATES TO Mgmt For For
SELL A SHARES TO COVER COSTS IN RELATION TO
THE PERFORMANCE BASED PERSONNEL OPTION
PLANS FOR 2015, 2016 AND 2017
14 CLOSING OF THE MEETING Non-Voting
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 307236 DUE TO CHANGE IN DIVIDEND
AMOUNT UNDER RESOLUTION 8.C. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
EQUINOR ASA Agenda Number: 712486869
--------------------------------------------------------------------------------------------------------------------------
Security: R2R90P103
Meeting Type: AGM
Meeting Date: 14-May-2020
Ticker:
ISIN: NO0010096985
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
3 ELECTION OF CHAIR FOR THE MEETING: THE Mgmt No vote
BOARD OF DIRECTORS PROPOSES THAT THE
GENERAL MEETING ELECTS THE CHAIR OF THE
CORPORATE ASSEMBLY, TONE LUNDE BAKKER, AS
CHAIR OF THE MEETING
4 APPROVAL OF THE NOTICE AND THE AGENDA Mgmt No vote
5 ELECTION OF TWO PERSONS TO CO-SIGN THE Mgmt No vote
MINUTES TOGETHER WITH THE CHAIR OF THE
MEETING
6 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS Mgmt No vote
FOR EQUINOR ASA AND THE EQUINOR GROUP FOR
2019, INCLUDING THE BOARD OF DIRECTORS'
PROPOSAL FOR DISTRIBUTION OF FOURTH QUARTER
2019 DIVIDEND: USD 0.27 PER SHARE
7 AUTHORISATION TO DISTRIBUTE DIVIDEND BASED Mgmt No vote
ON APPROVED ANNUAL ACCOUNTS FOR 2019
8 REDUCTION IN CAPITAL THROUGH THE Mgmt No vote
CANCELLATION OF OWN SHARES AND THE
REDEMPTION OF SHARES BELONGING TO THE
NORWEGIAN GOVERNMENT
9 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: PROPOSAL FROM
SHAREHOLDER TO SET SHORT-, MEDIUM-, AND
LONG -TERM NET CARBON INTENSITY TARGETS
(INCLUDING SCOPE 1, 2 AND 3)
10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: PROPOSAL FROM
SHAREHOLDER TO STOP ALL EXPLORATION
ACTIVITY AND TEST DRILLING FOR FOSSIL
ENERGY RESOURCES
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: PROPOSAL FROM
SHAREHOLDER TO CONSIDER THE HEALTH EFFECTS
OF GLOBAL WARMING DUE TO FOSSIL ENERGY IN
THE COMPANY'S FURTHER STRATEGY
12 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: PROPOSAL FROM
SHAREHOLDERS TO REFRAIN FROM OIL AND GAS
EXPLORATION AND PRODUCTION ACTIVITIES IN
CERTAIN AREAS
13 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: PROPOSAL FROM
SHAREHOLDER TO STOP ALL OIL AND GAS
ACTIVITIES OUTSIDE THE NORWEGIAN
CONTINENTAL SHELF
14 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: PROPOSAL FROM
SHAREHOLDER REGARDING NEW DIRECTION FOR THE
COMPANY INCLUDING PHASING OUT OF ALL
EXPLORATION ACTIVITIES WITHIN TWO YEARS
15 THE BOARD OF DIRECTORS' REPORT ON CORPORATE Mgmt No vote
GOVERNANCE
16.1 THE BOARD OF DIRECTORS' DECLARATION ON Mgmt No vote
REMUNERATION AND OTHER EMPLOYMENT TERMS FOR
EQUINOR'S CORPORATE EXECUTIVE COMMITTEE:
ADVISORY VOTE RELATED TO THE BOARD OF
DIRECTORS' GUIDELINES ON STIPULATION OF
SALARY AND OTHER REMUNERATION FOR EXECUTIVE
MANAGEMENT
16.2 THE BOARD OF DIRECTORS' DECLARATION ON Mgmt No vote
REMUNERATION AND OTHER EMPLOYMENT TERMS FOR
EQUINOR'S CORPORATE EXECUTIVE COMMITTEE:
APPROVAL OF THE BOARD OF DIRECTORS'
GUIDELINES ON REMUNERATION LINKED TO THE
DEVELOPMENT OF THE COMPANY'S SHARE PRICE
17 APPROVAL OF REMUNERATION FOR THE COMPANY'S Mgmt No vote
EXTERNAL AUDITOR FOR 2019
CMMT PLEASE NOTE THAT RESOLUTION 18 TO 21 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THIS
PROPOSAL. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
18.1 ELECTION OF MEMBERS TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER TONE LUNDE BAKKER
(RE-ELECTION, NOMINATED AS CHAIR)
18.2 ELECTION OF MEMBERS TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER NILS BASTIANSEN
(RE-ELECTION, NOMINATED AS DEPUTY CHAIR)
18.3 ELECTION OF MEMBERS TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER GREGER MANNSVERK
(RE-ELECTION)
18.4 ELECTION OF MEMBERS TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER TERJE VENOLD (RE-ELECTION)
18.5 ELECTION OF MEMBERS TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER KJERSTI KLEVEN
(RE-ELECTION)
18.6 ELECTION OF MEMBERS TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER FINN KINSERDAL
(RE-ELECTION)
18.7 ELECTION OF MEMBERS TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER JARLE ROTH (RE-ELECTION)
18.8 ELECTION OF MEMBERS TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER KARI SKEIDSVOLL MOE
(RE-ELECTION)
18.9 ELECTION OF MEMBERS TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER KJERSTIN FYLLINGEN (NEW
MEMBER, FORMER 1. DEPUTY MEMBER)
18.10 ELECTION OF MEMBERS TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER KJERSTIN RASMUSSEN
BRAATHEN (NEW ELECTION)
18.11 ELECTION OF MEMBERS TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER MARI REGE (NEW ELECTION)
18.12 ELECTION OF MEMBERS TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER BRYNJAR KRISTIAN
FORBERGSKOG (NEW ELECTION)
18.13 ELECTION OF MEMBERS TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER: KNUT NESSE (NEW
ELECTION)
18.14 ELECTION OF MEMBERS TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER: TROND STRAUME (NEW
ELECTION)
18.15 ELECTION OF MEMBERS TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER: NINA KIVIJERVI
JONASSEN (RE-ELECTION)
18.16 ELECTION OF MEMBERS TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER: MARTIN WIEN FJELL
(RE-ELECTION)
19 DETERMINATION OF REMUNERATION FOR THE Mgmt No vote
CORPORATE ASSEMBLY MEMBERS
20.1 ELECTION OF MEMBERS TO THE NOMINATION Mgmt No vote
COMMITTEE: CHAIR TONE LUNDE BAKKER
(RE-ELECTION AS CHAIR)
20.2 ELECTION OF MEMBERS TO THE NOMINATION Mgmt No vote
COMMITTEE: MEMBER BJORN STALE HAAVIK WITH
PERSONAL DEPUTY MEMBER ANDREAS HILDING
ERIKSEN (NEW ELECTION)
20.3 ELECTION OF MEMBERS TO THE NOMINATION Mgmt No vote
COMMITTEE: MEMBER JARLE ROTH (RE-ELECTION)
20.4 ELECTION OF MEMBERS TO THE NOMINATION Mgmt No vote
COMMITTEE: MEMBER BERIT L. HENRIKSEN
(RE-ELECTION)
21 DETERMINATION OF REMUNERATION FOR THE Mgmt No vote
NOMINATION COMMITTEE MEMBERS
22 AUTHORISATION TO ACQUIRE EQUINOR ASA SHARES Mgmt No vote
IN THE MARKET TO CONTINUE OPERATION OF THE
SHARE SAVINGS PLAN FOR EMPLOYEES
23 AUTHORISATION TO ACQUIRE EQUINOR ASA SHARES Mgmt No vote
IN THE MARKET FOR SUBSEQUENT ANNULMENT
--------------------------------------------------------------------------------------------------------------------------
ESR CAYMAN LTD Agenda Number: 712516345
--------------------------------------------------------------------------------------------------------------------------
Security: G31989109
Meeting Type: AGM
Meeting Date: 03-Jun-2020
Ticker:
ISIN: KYG319891092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0429/2020042900055.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0429/2020042900113.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS, TOGETHER
WITH THE REPORTS OF THE DIRECTORS (THE
"DIRECTORS") AND AUDITORS OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2019
2.A TO RE-ELECT MR. JINCHU SHEN AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.B TO RE-ELECT MR. STUART GIBSON AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.C TO RE-ELECT MR. JEFFREY DAVID PERLMAN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.D TO RE-ELECT MR. JOSEPH RAYMOND GAGNON AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.E TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE "BOARD") TO FIX THE
REMUNERATION OF THE DIRECTORS' OF THE
COMPANY
3 TO RE-APPOINT ERNST & YOUNG AS THE AUDITORS Mgmt For For
OF THE COMPANY AND TO AUTHORISE THE BOARD
TO FIX THEIR REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE BOARD TO Mgmt Against Against
ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY AS SET OUT IN
RESOLUTION NO. 4 OF THE NOTICE
5 TO GRANT A GENERAL MANDATE TO THE BOARD TO Mgmt For For
REPURCHASE SHARES OF THE COMPANY AS SET OUT
IN RESOLUTION NO. 5 OF THE NOTICE
6 TO GRANT THE EXTENSION OF THE GENERAL Mgmt Against Against
MANDATE TO THE BOARD TO ALLOT, ISSUE AND
DEAL WITH SUCH NUMBER OF ADDITIONAL SHARES
AS MAY BE REPURCHASED BY THE COMPANY AS SET
OUT IN RESOLUTION NO. 6 OF THE NOTICE
--------------------------------------------------------------------------------------------------------------------------
FERGUSON PLC Agenda Number: 711652621
--------------------------------------------------------------------------------------------------------------------------
Security: G3421J106
Meeting Type: AGM
Meeting Date: 21-Nov-2019
Ticker:
ISIN: JE00BJVNSS43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS FOR THE YEAR ENDED 31 JULY 2019
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 JULY 2019
3 TO APPROVE THE REMUNERATION POLICY Mgmt For For
4 TO DECLARE A FINAL DIVIDEND OF 145.1 CENTS Mgmt For For
PER ORDINARY SHARE FOR THE YEAR ENDED 31
JULY 2019
5 TO ELECT MS TESSA BAMFORD' AS A DIRECTOR Mgmt For For
6 TO ELECT MR GARETH DAVIS' AS A DIRECTOR Mgmt For For
7 TO ELECT MR GEOFF DRABBLE' AS A DIRECTOR Mgmt For For
8 TO ELECT MS CATHERINE HALLIGAN' AS A Mgmt For For
DIRECTOR
9 TO ELECT MR KEVIN MURPHY' AS A DIRECTOR Mgmt For For
10 TO ELECT MR ALAN MURRAY' AS A DIRECTOR Mgmt For For
11 TO ELECT MR MICHAEL POWELL' AS A DIRECTOR Mgmt For For
12 TO ELECT MR TOM SCHMITT' AS A DIRECTOR Mgmt For For
13 TO ELECT DR NADIA SHOURABOURA' AS A Mgmt For For
DIRECTOR
14 TO ELECT MS JACQUELINE SIMMONDS' AS A Mgmt For For
DIRECTOR
15 TO APPOINT DELOITTE LLP AS THE AUDITORS Mgmt For For
16 TO AUTHORISE THE AUDIT COMMITTEE ON BEHALF Mgmt For For
OF THE DIRECTORS TO AGREE THE REMUNERATION
OF THE AUDITORS
17 TO AUTHORISE THE COMPANY TO INCUR POLITICAL Mgmt For For
EXPENDITURE AND TO MAKE POLITICAL DONATIONS
18 TO AUTHORISE THE COMPANY'S DIRECTORS TO Mgmt For For
ALLOT EQUITY SECURITIES
19 TO APPROVE THE AMENDMENTS TO THE FERGUSON Mgmt For For
GROUP LONG TERM INCENTIVE PLAN 2019
20 TO AUTHORISE THE COMPANY'S DIRECTORS TO Mgmt For For
ALLOT EQUITY SECURITIES WITHOUT THE
APPLICATION OF PRE-EMPTION RIGHTS'
21 TO AUTHORISE THE COMPANY'S DIRECTORS TO Mgmt For For
ALLOT EQUITY SECURITIES WITHOUT THE
APPLICATION OF PRE-EMPTION RIGHTS FOR THE
PURPOSES OF FINANCING OR REFINANCING AN
ACQUISITION OR SPECIFIED CAPITAL
INVESTMENT'
22 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES'
--------------------------------------------------------------------------------------------------------------------------
GALP ENERGIA SGPS SA Agenda Number: 712293579
--------------------------------------------------------------------------------------------------------------------------
Security: X3078L108
Meeting Type: AGM
Meeting Date: 24-Apr-2020
Ticker:
ISIN: PTGAL0AM0009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED BY THE
COMPANY HOLDING THIS MEETING. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
1 APPROVE INDIVIDUAL AND CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS AND STATUTORY REPORTS
2 APPROVE ALLOCATION OF INCOME Mgmt For For
3 APPRAISE MANAGEMENT OF COMPANY AND APPROVE Mgmt For For
VOTE OF CONFIDENCE TO BOARD OF DIRECTORS
4 APPRAISE SUPERVISION OF COMPANY AND APPROVE Mgmt For For
VOTE OF CONFIDENCE TO FISCAL COUNCIL
5 APPRAISE WORK PERFORMED BY STATUTORY Mgmt For For
AUDITOR AND APPROVE VOTE OF CONFIDENCE TO
STATUTORY AUDITOR
6 APPROVE STATEMENT ON REMUNERATION POLICY Mgmt For For
7 AUTHORIZE REPURCHASE AND REISSUANCE OF Mgmt For For
SHARES AND BONDS
CMMT 08 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
16 APR 2020 TO 17 APR 2020 AND FURTHER
CHANGE IN RECORD DATE FROM 17 APR 2020 TO
16 APR 2020. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HOWDEN JOINERY GROUP PLC Agenda Number: 712474256
--------------------------------------------------------------------------------------------------------------------------
Security: G4647J102
Meeting Type: AGM
Meeting Date: 07-May-2020
Ticker:
ISIN: GB0005576813
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 384319 DUE TO INCLUSION OF
WITHDRAWAL RESOLUTION 3. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND Mgmt Abstain Against
4 ELECT LOUISE FOWLER AS DIRECTOR Mgmt For For
5 RE-ELECT KAREN CADDICK AS DIRECTOR Mgmt For For
6 RE-ELECT ANDREW CRIPPS AS DIRECTOR Mgmt For For
7 RE-ELECT GEOFF DRABBLE AS DIRECTOR Mgmt For For
8 RE-ELECT ANDREW LIVINGSTON AS DIRECTOR Mgmt For For
9 RE-ELECT RICHARD PENNYCOOK AS DIRECTOR Mgmt For For
10 RE-ELECT MARK ROBSON AS DIRECTOR Mgmt For For
11 RE-ELECT DEBBIE WHITE AS DIRECTOR Mgmt For For
12 REAPPOINT DELOITTE LLP AS AUDITORS Mgmt For For
13 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
14 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
15 AUTHORISE ISSUE OF EQUITY Mgmt For For
16 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
17 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
18 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
19 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
CMMT 23 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO THE CHANGE IN VOTING STATUS
OF RESOLUTION 3, WHICH HAD PREVIOUSLY BEEN
WITHDRAWN. IF YOU HAVE ALREADY SENT IN YOUR
VOTES TO MID 397603, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INFORMA PLC Agenda Number: 712458478
--------------------------------------------------------------------------------------------------------------------------
Security: G4770L106
Meeting Type: OGM
Meeting Date: 04-May-2020
Ticker:
ISIN: GB00BMJ6DW54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For
SECURITIES ( S. 551 OF THE COMPANIES ACT
2006)
--------------------------------------------------------------------------------------------------------------------------
INFORMA PLC Agenda Number: 712644764
--------------------------------------------------------------------------------------------------------------------------
Security: G4770L106
Meeting Type: AGM
Meeting Date: 12-Jun-2020
Ticker:
ISIN: GB00BMJ6DW54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RE-ELECT DEREK MAPP AS A DIRECTOR Mgmt For For
2 TO RE-ELECT STEPHEN A. CARTER AS A DIRECTOR Mgmt For For
3 TO RE-ELECT GARETH WRIGHT AS A DIRECTOR Mgmt For For
4 TO RE-ELECT GARETH BULLOCK AS A DIRECTOR Mgmt For For
5 TO RE-ELECT STEPHEN DAVIDSON AS A DIRECTOR Mgmt For For
6 TO RE-ELECT DAVID FLASCHEN AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MARY MCDOWELL AS A DIRECTOR Mgmt For For
8 TO RE-ELECT HELEN OWERS AS A DIRECTOR Mgmt For For
9 TO RE-ELECT JOHN RISHTON AS A DIRECTOR Mgmt For For
10 TO ELECT GILL WHITEHEAD AS A DIRECTOR Mgmt For For
11 TO RECEIVE THE ANNUAL REPORT AND AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2019 (ANNUAL REPORT)
AND THE REPORTS OF THE DIRECTORS AND
AUDITOR THEREON
12 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT SET OUT ON PAGES 131 TO 143 OF THE
ANNUAL REPORT
13 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY, THE TEXT OF WHICH IS SET OUT IN
APPENDIX I TO THIS NOTICE, TO TAKE EFFECT
FROM THE PASSING OF THIS RESOLUTION
14 TO REAPPOINT DELOITTE LLP AS AUDITOR OF THE Mgmt For For
COMPANY UNTIL THE CONCLUSION OF THE NEXT
GENERAL MEETING AT WHICH ACCOUNTS ARE LAID
15 TO AUTHORISE THE AUDIT COMMITTEE, FOR AND Mgmt For For
ON BEHALF OF THE BOARD, TO DETERMINE THE
AUDITOR'S REMUNERATION
16 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
17 AUTHORITY TO ALLOT SHARES Mgmt For For
18 GENERAL POWER TO DISAPPLY PRE-EMPTION Mgmt For For
RIGHTS
19 ADDITIONAL POWER TO DISAPPLY PRE-EMPTION Mgmt For For
RIGHTS FOR ACQUISITIONS OR CAPITAL
INVESTMENTS
20 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
21 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
22 NOTICE PERIOD FOR GENERAL MEETINGS, OTHER Mgmt For For
THAN ANNUAL GENERAL MEETINGS
--------------------------------------------------------------------------------------------------------------------------
KAO CORPORATION Agenda Number: 712198452
--------------------------------------------------------------------------------------------------------------------------
Security: J30642169
Meeting Type: AGM
Meeting Date: 25-Mar-2020
Ticker:
ISIN: JP3205800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Revise Directors with Mgmt For For
Title
3.1 Appoint a Director Sawada, Michitaka Mgmt For For
3.2 Appoint a Director Takeuchi, Toshiaki Mgmt For For
3.3 Appoint a Director Hasebe, Yoshihiro Mgmt For For
3.4 Appoint a Director Matsuda, Tomoharu Mgmt For For
3.5 Appoint a Director Kadonaga, Sonosuke Mgmt For For
3.6 Appoint a Director Shinobe, Osamu Mgmt For For
3.7 Appoint a Director Mukai, Chiaki Mgmt For For
3.8 Appoint a Director Hayashi, Nobuhide Mgmt For For
4 Appoint a Corporate Auditor Nakazawa, Mgmt For For
Takahiro
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE DSM NV Agenda Number: 712309790
--------------------------------------------------------------------------------------------------------------------------
Security: N5017D122
Meeting Type: AGM
Meeting Date: 08-May-2020
Ticker:
ISIN: NL0000009827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING Non-Voting
2 ANNUAL REPORT FOR 2019 BY THE MANAGING Non-Voting
BOARD
3 REMUNERATION REPORT 2019 Mgmt For For
4 FINANCIAL STATEMENTS FOR 2019 Mgmt For For
5.A RESERVE POLICY AND DIVIDEND POLICY Non-Voting
5.B ADOPTION OF THE DIVIDEND ON ORDINARY SHARES Mgmt For For
FOR 2019: EUR 2.40 PER SHARE
6.A RELEASE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE MANAGING BOARD
6.B RELEASE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD
7.A REAPPOINTMENT OF ROB ROUTS AS A MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
7.B REAPPOINTMENT OF EILEEN KENNEDY AS A MEMBER Mgmt For For
OF THE SUPERVISORY BOARD
7.C REAPPOINTMENT OF PRADEEP PANT AS A MEMBER Mgmt For For
OF THE SUPERVISORY BOARD
7.D APPOINTMENT OF THOMAS LEYSEN AS A MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
8 REAPPOINTMENT OF THE EXTERNAL AUDITOR: KPMG Mgmt For For
9.A AUTHORIZATION OF THE MANAGING BOARD TO Mgmt For For
ISSUE UP TO 10% ORDINARY SHARES AND TO
EXCLUDE PRE-EMPTIVE RIGHTS
9.B AUTHORIZATION OF THE MANAGING BOARD TO Mgmt For For
ISSUE AN ADDITIONAL 10% ORDINARY SHARES IN
CONNECTION WITH A RIGHTS ISSUE
10 AUTHORIZATION OF THE MANAGING BOARD TO HAVE Mgmt For For
THE COMPANY REPURCHASE SHARES
11 REDUCTION OF THE ISSUED CAPITAL BY Mgmt For For
CANCELLING SHARES
12 ANY OTHER BUSINESS Non-Voting
13 CLOSURE Non-Voting
CMMT 03 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 8 AND 5.B. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MAKITA CORPORATION Agenda Number: 712767928
--------------------------------------------------------------------------------------------------------------------------
Security: J39584107
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: JP3862400003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2.1 Appoint a Corporate Auditor Wakayama, Mgmt For For
Mitsuhiko
2.2 Appoint a Corporate Auditor Kodama, Akira Mgmt For For
2.3 Appoint a Corporate Auditor Inoue, Shoji Mgmt For For
3 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935094336
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 06-Dec-2019
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Omar Ishrak Mgmt For For
1G. Election of Director: Michael O. Leavitt Mgmt For For
1H. Election of Director: James T. Lenehan Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt For For
2. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Medtronic's independent auditor for
fiscal year 2020 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt For For
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MERCK KGAA Agenda Number: 712604924
--------------------------------------------------------------------------------------------------------------------------
Security: D5357W103
Meeting Type: AGM
Meeting Date: 28-May-2020
Ticker:
ISIN: DE0006599905
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 PRESENTATION OF THE ANNUAL FINANCIAL Non-Voting
STATEMENTS APPROVED BY THE SUPERVISORY
BOARD, AS WELL AS THE CONSOLIDATED
FINANCIAL STATEMENTS APPROVED BY THE
SUPERVISORY BOARD AND THE COMBINED
MANAGEMENT REPORT (INCLUDING THE
EXPLANATORY REPORT ON THE INFORMATION IN
ACCORDANCE WITH SECTION 289A, SECTION 315A
HGB) FOR FISCAL 2019 AND THE REPORT OF THE
SUPERVISORY BOARD
2 RESOLUTION ON THE ADOPTION OF THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS FOR FISCAL 2019
3 RESOLUTION AUTHORIZING THE APPROPRIATION OF Mgmt For For
THE NET RETAINED PROFIT FOR FISCAL 2019:
EUR 1.30 PER NO PAR VALUE SHARE
4 RESOLUTION ON THE APPROVAL OF THE ACTIONS Mgmt For For
OF THE EXECUTIVE BOARD FOR FISCAL 2019
5 RESOLUTION ON THE APPROVAL OF THE ACTIONS Mgmt For For
OF THE SUPERVISORY BOARD FOR FISCAL 2019
6 RESOLUTION ON THE ELECTION OF THE AUDITORS Mgmt For For
OF THE ANNUAL FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR
FISCAL 2020 AS WELL AS THE AUDITORS FOR THE
AUDIT REVIEW OF THE INTERIM FINANCIAL
STATEMENTS AND MANAGEMENT REPORT OF THE
GROUP AS OF JUNE 30, 2020: KPMG AG, BERLIN
7 RESOLUTION ON THE APPROVAL OF A CONTROL AND Mgmt For For
PROFIT AND LOSS TRANSFER AGREEMENT
CMMT 16 MAY 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 6. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL BANK OF CANADA Agenda Number: 935137388
--------------------------------------------------------------------------------------------------------------------------
Security: 633067103
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: NTIOF
ISIN: CA6330671034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RAYMOND BACHAND Mgmt For For
MARYSE BERTRAND Mgmt For For
PIERRE BLOUIN Mgmt For For
PIERRE BOIVIN Mgmt For For
MANON BROUILLETTE Mgmt For For
YVON CHAREST Mgmt For For
PATRICIA CURADEAU-GROU Mgmt For For
JEAN HOUDE Mgmt For For
KAREN KINSLEY Mgmt For For
REBECCA MCKILLICAN Mgmt For For
ROBERT PARe Mgmt For For
LINO SAPUTO, JR. Mgmt For For
ANDReE SAVOIE Mgmt For For
PIERRE THABET Mgmt For For
LOUIS VACHON Mgmt For For
02 ADVISORY RESOLUTION TO ACCEPT THE APPROACH Mgmt For For
TAKEN BY THE BANK'S BOARD OF DIRECTORS WITH
RESPECT TO EXECUTIVE COMPENSATION
03 APPOINTMENT OF DELOITTE LLP AS INDEPENDENT Mgmt For For
AUDITOR
04 SHAREHOLDER PROPOSAL NO. 1 Shr Against For
--------------------------------------------------------------------------------------------------------------------------
NETLINK NBN TRUST Agenda Number: 711336912
--------------------------------------------------------------------------------------------------------------------------
Security: Y6S61H108
Meeting Type: AGM
Meeting Date: 19-Jul-2019
Ticker:
ISIN: SG1DH9000006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 RECEIVE AND ADOPT THE REPORT OF THE Mgmt For For
TRUSTEE-MANAGER, STATEMENT BY THE
TRUSTEE-MANAGER AND THE AUDITED FINANCIAL
STATEMENTS OF NETLINK NBN TRUST FOR THE
FINANCIAL YEAR ENDED 31 MARCH 2019 TOGETHER
WITH THE INDEPENDENT AUDITOR'S REPORT
THEREIN
2 RE-APPOINT DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS OF NETLINK NBN TRUST AND AUTHORISE
DIRECTORS TO FIX THEIR REMUNERATION
3 AUTHORITY TO ISSUE NEW UNITS IN NETLINK NBN Mgmt For For
TRUST
--------------------------------------------------------------------------------------------------------------------------
NETLINK NBN TRUST Agenda Number: 711337786
--------------------------------------------------------------------------------------------------------------------------
Security: Y6S61H108
Meeting Type: AGM
Meeting Date: 19-Jul-2019
Ticker:
ISIN: SG1DH9000006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For
STATEMENT AND THE AUDITED FINANCIAL
STATEMENTS OF THE TRUSTEE-MANAGER FOR THE
FINANCIAL YEAR ENDED 31 MARCH 2019 AND THE
INDEPENDENT AUDITORS' REPORT THEREIN
2 TO APPROVE THE PAYMENT OF DIRECTORS' FEES Mgmt For For
OF UP TO SGD1,076,000 FOR THE FINANCIAL
YEAR ENDING 31 MARCH 2020, PAYABLE
QUARTERLY IN ARREARS. (2019: UP TO
SGD1,017,500)
3 TO RE-APPOINT DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS OF THE TRUSTEE-MANAGER TO HOLD
OFFICE UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING OF THE
TRUSTEE-MANAGER AND TO AUTHORISE THE
DIRECTORS OF THE TRUSTEE-MANAGER TO FIX
THEIR REMUNERATION
4 TO RE-ELECT MR ERIC ANG TEIK LIM WHO WILL Mgmt For For
RETIRE AS DIRECTOR OF THE TRUSTEE-MANAGER
AND WHO, BEING ELIGIBLE, WILL OFFER HIMSELF
FOR RE-ELECTION
5 TO RE-ELECT MR YEO WICO WHO WILL RETIRE AS Mgmt For For
DIRECTOR OF THE TRUSTEE-MANAGER AND WHO,
BEING ELIGIBLE, WILL OFFER HIMSELF FOR
RE-ELECTION
6 TO RE-ELECT MR TONG YEW HENG WHO WILL Mgmt For For
RETIRE AS DIRECTOR OF THE TRUSTEE-MANAGER
AND WHO, BEING ELIGIBLE, WILL OFFER HIMSELF
FOR RE-ELECTION
7 TO RE-ELECT MS KU XIAN HONG, WHO WILL Mgmt For For
RETIRE AS DIRECTOR OF THE TRUSTEE MANAGER
PURSUANT TO ARTICLE 89 OF THE CONSTITUTION
OF THE TRUSTEE-MANAGER AND WHO, BEING
ELIGIBLE, WILL OFFER HERSELF FOR
RE-ELECTION
--------------------------------------------------------------------------------------------------------------------------
NETWORK INTERNATIONAL HOLDINGS PLC Agenda Number: 712347548
--------------------------------------------------------------------------------------------------------------------------
Security: G6457T104
Meeting Type: AGM
Meeting Date: 30-Apr-2020
Ticker:
ISIN: GB00BH3VJ782
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 APPROVE THE DIRECTORS' REMUNERATION REPORT Mgmt For For
3 APPROVE THE DIRECTORS' REMUNERATION POLICY Mgmt For For
4 RE-ELECT ROHINTON KALIFA, OBE Mgmt For For
5 RE-ELECT SIMON HASLAM AS A DIRECTOR Mgmt For For
6 RE-ELECT DARREN POPE AS A DIRECTOR Mgmt For For
7 RE-ELECT VICTORIA HULL AS A DIRECTOR Mgmt For For
8 RE-ELECT HABIB AL MULLA AS A DIRECTOR Mgmt For For
9 RE-ELECT SURYANARAYAN SUBRAMANIAN AS A Mgmt For For
DIRECTOR
10 ELECT ALI HAERI MAZANDERANI AS A DIRECTOR Mgmt For For
11 ELECT ANIL DUA AS A DIRECTOR Mgmt For For
12 RE-APPOINT KPMG LLP AS AUDITORS Mgmt For For
13 AUTHORISE AUDIT & RISK COMMITTEE TO Mgmt For For
DETERMINE THE AUDITORS' REMUNERATION
14 AUTHORISE THE COMPANY AND ITS SUBSIDIARIES Mgmt For For
TO MAKE POLITICAL DONATIONS
15 AUTHORISE ALLOTMENT OF SHARES Mgmt For For
16 AUTHORITY TO DIS-APPLY PRE-EMPTION RIGHTS Mgmt For For
17 ADDITIONAL AUTHORITY TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS
18 AUTHORISE PURCHASE OF OWN SHARES Mgmt For For
19 CALL GENERAL MEETINGS ON NOT LESS THAN 14 Mgmt For For
CLEAR DAYS NOTICE
20 APPROVE AMMENDMENTS TO THE TERMS OF THE Mgmt For For
ADDITIONAL MIP AWARDS AND IPO BONUSES
21 AMENDMENTS TO THE RULES OF THE COMPANY'S Mgmt For For
LONG TERM INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
NEXON CO.,LTD. Agenda Number: 711562442
--------------------------------------------------------------------------------------------------------------------------
Security: J4914X104
Meeting Type: EGM
Meeting Date: 25-Sep-2019
Ticker:
ISIN: JP3758190007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Issuance of New Shares to a Third Mgmt For For
Party or Third Parties (1)
2 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(1)
3 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(2)
4 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(3)
5 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(4)
6 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(5)
7 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(6)
8 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(7)
9 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(8)
10 Approve Issuance of New Shares to a Third Mgmt For For
Party or Third Parties (2)
11 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hongwoo Lee
--------------------------------------------------------------------------------------------------------------------------
NEXON CO.,LTD. Agenda Number: 712237634
--------------------------------------------------------------------------------------------------------------------------
Security: J4914X104
Meeting Type: AGM
Meeting Date: 25-Mar-2020
Ticker:
ISIN: JP3758190007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Owen Mahoney
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Uemura, Shiro
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Patrick
Soderlund
2.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Hongwoo Lee
2.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Honda, Satoshi
2.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kuniya, Shiro
3 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Employees, etc.
--------------------------------------------------------------------------------------------------------------------------
NINTENDO CO.,LTD. Agenda Number: 712768045
--------------------------------------------------------------------------------------------------------------------------
Security: J51699106
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3756600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Furukawa,
Shuntaro
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Miyamoto,
Shigeru
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takahashi,
Shinya
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shiota, Ko
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shibata,
Satoru
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Noguchi, Naoki
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Umeyama,
Katsuhiro
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yamazaki,
Masao
3.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Shinkawa, Asa
--------------------------------------------------------------------------------------------------------------------------
NORDEA BANK ABP Agenda Number: 712297399
--------------------------------------------------------------------------------------------------------------------------
Security: X5S8VL105
Meeting Type: AGM
Meeting Date: 28-May-2020
Ticker:
ISIN: FI4000297767
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER Non-Voting
3 ELECTION OF PERSONS TO SCRUTINISE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE ANNUAL ACCOUNTS, THE Non-Voting
REPORT OF THE BOARD OF DIRECTORS AND THE
AUDITORS REPORT FOR THE YEAR 2019 - REVIEW
BY THE PRESIDENT AND GROUP CEO
7 ADOPTION OF THE ANNUAL ACCOUNTS Mgmt Take No Action
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt Take No Action
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND THE BOARD OF DIRECTORS PROPOSES TO
THE ANNUAL GENERAL MEETING THAT A DIVIDEND
OF EUR 0.40 PER SHARE BE DISTRIBUTED FOR
THE FINANCIAL YEAR 2019
9 RESOLUTION TO DISCHARGE THE MEMBERS OF THE Mgmt Take No Action
BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY
10 ADVISORY RESOLUTION ON THE ADOPTION OF THE Mgmt Take No Action
COMPANY'S REMUNERATION POLICY FOR GOVERNING
BODIES
11 RESOLUTION ON THE REMUNERATION FOR THE Mgmt Take No Action
MEMBERS OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt Take No Action
BOARD OF DIRECTORS
13 RE-ELECT TORBJORN MAGNUSSON (CHAIRPERSON), Mgmt Take No Action
NIGEL HINSHELWOOD, BIRGER STEEN, SARAH
RUSSELL, ROBIN LAWTHER, PERNILLE ERENBJERG,
KARI JORDAN, PETRA VAN HOEKEN AND JOHN
MALTBY AS DIRECTORS ELECT JONAS SYNNERGREN
AS NEW DIRECTOR
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt Take No Action
AUDITOR
15 ELECTION OF AUDITOR: PRICEWATERHOUSECOOPERS Mgmt Take No Action
16 RESOLUTION ON THE APPROVAL OF THE REVISED Mgmt Take No Action
CHARTER OF THE SHAREHOLDERS NOMINATION
BOARD
17 RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt Take No Action
OF DIRECTORS TO DECIDE ON THE ISSUANCE OF
SPECIAL RIGHTS ENTITLING TO SHARES
CONVERTIBLES IN THE COMPANY
18.A RESOLUTION ON: REPURCHASE OF THE COMPANY'S Mgmt Take No Action
OWN SHARES IN THE SECURITIES TRADING
BUSINESS
18.B RESOLUTION ON: TRANSFER OF THE COMPANY'S Mgmt Take No Action
OWN SHARES IN THE SECURITIES TRADING
BUSINESS
19.A RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt Take No Action
OF DIRECTORS TO DECIDE ON: THE REPURCHASE
OF THE COMPANY'S OWN SHARES
19.B RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt Take No Action
OF DIRECTORS TO DECIDE ON: SHARE ISSUANCES
OR TRANSFER OF THE COMPANY'S OWN SHARES
20 CLOSING OF THE MEETING Non-Voting
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT 01 MAY 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIRECTOR NAMES &
CHANGE OF MEETING DATE FROM 14 MAY 2020 TO
28 MAY 2020 WITH RECORD DATE FROM 13 MAY
2020 TO 15 MAY 2020 AND MODIFICATION TEXT
OF RESOLUTION 15. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 712067912
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 28-Feb-2020
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE OPERATING AND FINANCIAL Mgmt For For
REVIEW OF NOVARTIS AG, THE FINANCIAL
STATEMENTS OF NOVARTIS AG AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
2019 FINANCIAL YEAR
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND FOR 2019
4 REDUCTION OF SHARE CAPITAL Mgmt For For
5.1 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION FOR THE BOARD OF
DIRECTORS FROM THE 2020 ANNUAL GENERAL
MEETING TO THE 2021 ANNUAL GENERAL MEETING
5.2 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION FOR THE EXECUTIVE
COMMITTEE FOR THE FINANCIAL YEAR 2021
5.3 ADVISORY VOTE ON THE 2019 COMPENSATION Mgmt For For
REPORT
6.1 RE-ELECTION OF JOERG REINHARDT AS MEMBER Mgmt For For
AND CHAIRMAN OF THE BOARD OF DIRECTORS
6.2 RE-ELECTION OF NANCY C. ANDREWS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.3 RE-ELECTION OF TON BUECHNER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.4 RE-ELECTION OF PATRICE BULA AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.5 RE-ELECTION OF SRIKANT DATAR AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.6 RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.7 RE-ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.8 RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.9 RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.10 RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.11 RE-ELECTION OF ENRICO VANNI AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.12 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.13 ELECTION OF BRIDGETTE HELLER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.14 ELECTION OF SIMON MORONEY AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
7.1 RE-ELECTION OF PATRICE BULA AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
7.2 RE-ELECTION OF SRIKANT DATAR AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
7.3 RE-ELECTION OF ENRICO VANNI AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
7.4 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
7.5 ELECTION OF BRIDGETTE HELLER AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
8 RE-ELECTION OF THE STATUTORY AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS AG
9 RE-ELECTION OF THE INDEPENDENT PROXY: LIC. Mgmt For For
IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW,
BASEL
B GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE Mgmt Against Against
MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN
THE INVITATION TO THE ANNUAL GENERAL
MEETING, AND/OR OF MOTIONS RELATING TO
ADDITIONAL AGENDA ITEMS ACCORDING TO
ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE
OF OBLIGATIONS. I/WE INSTRUCT THE
INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR
= ACCORDING TO THE MOTION OF THE BOARD OF
DIRECTORS, AGAINST = AGAINST ALTERNATIVE
AND/OR ADDITIONAL MOTIONS, ABSTAIN =
ABSTAIN FROM VOTING)
--------------------------------------------------------------------------------------------------------------------------
PAN PACIFIC INTERNATIONAL HOLDINGS CORPORATION Agenda Number: 711548175
--------------------------------------------------------------------------------------------------------------------------
Security: J1235L108
Meeting Type: AGM
Meeting Date: 25-Sep-2019
Ticker:
ISIN: JP3639650005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yoshida, Naoki
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Matsumoto,
Kazuhiro
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nishii,
Takeshi
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sakakibara,
Ken
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sekiguchi,
Kenji
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Maruyama,
Tetsuji
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ishii, Yuji
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Abe, Hiroshi
2.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yasuda, Takao
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nishitani,
Jumpei
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yoshino,
Masaki
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 711701599
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: EGM
Meeting Date: 10-Dec-2019
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1024/ltn20191024167.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1024/ltn20191024173.pdf
1.1 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
XIE YONGLIN AS AN EXECUTIVE DIRECTOR OF THE
COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE 11TH SESSION OF THE BOARD
1.2 TO CONSIDER AND APPROVE THE ELECTION OF MS. Mgmt For For
TAN SIN YIN AS AN EXECUTIVE DIRECTOR OF THE
COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE 11TH SESSION OF THE BOARD
2 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE PROPOSED AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 712283869
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: AGM
Meeting Date: 09-Apr-2020
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0318/2020031801008.pdf,
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 362445 DUE TO ADDITION OF
RESOLUTION 11. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2019
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2019
3 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY FOR THE YEAR 2019 AND ITS
SUMMARY
4 TO CONSIDER AND APPROVE THE REPORT OF FINAL Mgmt For For
ACCOUNTS OF THE COMPANY FOR THE YEAR 2019
INCLUDING THE AUDIT REPORT AND AUDITED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR 2019
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2019 AND THE PROPOSED DISTRIBUTION OF
FINAL DIVIDENDS
6 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE APPOINTMENT OF AUDITORS OF
THE COMPANY FOR THE YEAR 2020,
RE-APPOINTING PRICEWATERHOUSECOOPERS ZHONG
TIAN LLP AS THE PRC AUDITOR AND
PRICEWATERHOUSECOOPERS AS THE INTERNATIONAL
AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING AND AUTHORIZING THE BOARD OF
DIRECTORS TO RE-AUTHORIZE THE MANAGEMENT OF
THE COMPANY TO FIX THEIR REMUNERATION
7 TO CONSIDER AND APPROVE THE PERFORMANCE Mgmt For For
EVALUATION OF THE INDEPENDENT NON-EXECUTIVE
DIRECTORS FOR THE YEAR 2019
8 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE ISSUE OF DEBT FINANCING
INSTRUMENTS
9 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt Against Against
REGARDING THE PROPOSED GRANT OF THE GENERAL
MANDATE BY THE GENERAL MEETING TO THE BOARD
TO ISSUE H SHARES, I.E. THE GRANT OF A
GENERAL MANDATE TO THE BOARD TO ALLOT,
ISSUE AND DEAL WITH ADDITIONAL H SHARES NOT
EXCEEDING 20% OF THE AGGREGATE NOMINAL
AMOUNT OF THE H SHARES IN ISSUE,
REPRESENTING UP TO LIMIT OF 8.15% OF THE
TOTAL NUMBER OF SHARES OF THE COMPANY IN
ISSUE, AT A DISCOUNT (IF ANY) OF NO MORE
THAN 10% TO THE BENCHMARK PRICE (INSTEAD OF
THE 20% LIMIT IMPOSED BY THE RULES
GOVERNING THE LISTING OF SECURITIES ON THE
STOCK EXCHANGE OF HONG KONG LIMITED) AND
AUTHORIZE THE BOARD OF DIRECTORS TO MAKE
CORRESPONDING AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY AS IT THINKS FIT
SO AS TO REFLECT THE NEW CAPITAL STRUCTURE
UPON THE ALLOTMENT OR ISSUANCE OF H SHARES
10 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE PROPOSED AMENDMENTS TO THE
ARTICLES OF ASSOCIATION OF THE COMPANY
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: TO CONSIDER AND
APPROVE THE RESOLUTION REGARDING THE
ELECTION OF DIRECTOR OF THE COMPANY,
ELECTING MR. LU MIN AS AN EXECUTIVE
DIRECTOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE EXPIRY OF THE TERM OF THE 11TH
SESSION OF THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC Agenda Number: 711585767
--------------------------------------------------------------------------------------------------------------------------
Security: G72899100
Meeting Type: OGM
Meeting Date: 15-Oct-2019
Ticker:
ISIN: GB0007099541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE MATTERS RELATING TO THE DEMERGER OF Mgmt For For
THE MG GROUP FROM THE PRUDENTIAL GROUP
2 ELECT AMY YIP AS DIRECTOR Mgmt For For
CMMT 26 SEP 2019: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM EGM TO OGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC Agenda Number: 712336949
--------------------------------------------------------------------------------------------------------------------------
Security: G72899100
Meeting Type: AGM
Meeting Date: 14-May-2020
Ticker:
ISIN: GB0007099541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE 2019 ACCOUNTS, Mgmt For For
STRATEGIC REPORT, DIRECTORS' REMUNERATION
REPORT, DIRECTORS' REPORT AND THE AUDITOR'S
REPORT (THE ANNUAL REPORT)
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
4 TO ELECT JEREMY ANDERSON AS A DIRECTOR Mgmt For For
5 TO ELECT SHRITI VADERA AS A DIRECTOR Mgmt For For
6 TO RE-ELECT MARK FITZPATRICK AS A DIRECTOR Mgmt For For
7 TO RE-ELECT DAVID LAW AS A DIRECTOR Mgmt For For
8 TO RE-ELECT PAUL MANDUCA AS A DIRECTOR Mgmt For For
9 TO RE-ELECT KAIKHUSHRU NARGOLWALA AS A Mgmt For For
DIRECTOR
10 TO RE-ELECT ANTHONY NIGHTINGALE AS A Mgmt For For
DIRECTOR
11 TO RE-ELECT PHILIP REMNANT AS A DIRECTOR Mgmt For For
12 TO RE-ELECT ALICE SCHROEDER AS A DIRECTOR Mgmt For For
13 TO RE-ELECT JAMES TURNER AS A DIRECTOR Mgmt For For
14 TO RE-ELECT THOMAS WATJEN AS A DIRECTOR Mgmt For For
15 TO RE-ELECT MICHAEL WELLS AS A DIRECTOR Mgmt For For
16 TO RE-ELECT FIELDS WICKER-MIURIN AS A Mgmt For For
DIRECTOR
17 TO RE-ELECT AMY YIP AS A DIRECTOR Mgmt For For
18 TO RE-APPOINT KPMG LLP AS THE COMPANY'S Mgmt For For
AUDITOR
19 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AMOUNT OF THE AUDITOR'S
REMUNERATION
20 TO RENEW THE AUTHORITY TO MAKE POLITICAL Mgmt For For
DONATIONS
21 TO RENEW THE AUTHORITY TO ALLOT ORDINARY Mgmt For For
SHARES
22 TO RENEW THE EXTENSION OF AUTHORITY TO Mgmt For For
ALLOT ORDINARY SHARES TO INCLUDE
REPURCHASED SHARES
23 TO RENEW THE AUTHORITY FOR DISAPPLICATION Mgmt For For
OF PRE-EMPTION RIGHTS
24 TO AUTHORISE AN ADDITIONAL AUTHORITY FOR Mgmt For For
DISAPPLICATION OF PRE-EMPTION RIGHTS FOR
PURPOSES OF ACQUISITIONS OR SPECIFIED
CAPITAL INVESTMENTS
25 TO RENEW THE AUTHORITY FOR THE ISSUANCE OF Mgmt For For
MANDATORY CONVERTIBLE SECURITIES (MCS)
26 TO RENEW THE AUTHORITY FOR DISAPPLICATION Mgmt For For
OF PRE-EMPTION RIGHTS IN CONNECTION WITH
THE ISSUE OF MCS
27 TO RENEW THE AUTHORITY FOR PURCHASE OF OWN Mgmt For For
SHARES
28 TO RENEW THE AUTHORITY IN RESPECT OF NOTICE Mgmt For For
FOR GENERAL MEETINGS
--------------------------------------------------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK Agenda Number: 712066035
--------------------------------------------------------------------------------------------------------------------------
Security: Y7123S108
Meeting Type: AGM
Meeting Date: 19-Feb-2020
Ticker:
ISIN: ID1000095003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE COMPANY'S ANNUAL REPORT AND Mgmt For For
VALIDATION OF THE COMPANY'S CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
2019 AND APPROVAL OF THE BOARD OF
COMMISSIONERS SUPERVISORY ACTIONS REPORT OF
2019 AND VALIDATION OF THE FINANCIAL
STATEMENTS OF PARTNERSHIP AND COMMUNITY
DEVELOPMENT PROGRAM 2019, INCLUDING THE
GRANTING OF FULL RELEASE AND DISCHARGE
(VOLLEDIG ACQUIT ET DE CHARGE) TO THE BOARD
OF DIRECTORS FOR MANAGEMENT ACTIONS AND TO
THE BOARD OF COMMISSIONERS FOR SUPERVISORY
ACTIONS CARRIED OUT FOR THE FINANCIAL YEAR
2019
2 THE APPROVAL OF THE USE THE NET PROFITS OF Mgmt For For
THE COMPANY'S FOR THE FINANCIAL YEAR 2019
3 THE DETERMINATION OF THE REMUNERATION Mgmt For For
(SALARY, FACILITY, ALLOWANCE AND OTHER
BENEFITS) FOR THE BOARD OF DIRECTORS AND
BOARD OF COMMISSIONERS OF THE COMPANY FOR
THE YEAR 2020 AS WELL AS TANTIEM FOR THE
YEAR 2019
4 THE APPOINTMENT OF PUBLIC ACCOUNT ANT FIRM Mgmt For For
TO PERFORM AUDIT ON THE COMPANY'S FINANCIAL
STATEMENTS AND THE FINANCIAL STATEMENTS OF
PARTNERSHIP PROGRAM AND COMMUNITY
DEVELOPMENT PROGRAM FOR FINANCIAL YEAR 2020
5 THE CHANGE IN THE COMPANY'S MANAGEMENT Mgmt Against Against
COMPOSITION
--------------------------------------------------------------------------------------------------------------------------
RELX PLC Agenda Number: 712208986
--------------------------------------------------------------------------------------------------------------------------
Security: G7493L105
Meeting Type: AGM
Meeting Date: 23-Apr-2020
Ticker:
ISIN: GB00B2B0DG97
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION POLICY Mgmt For For
3 APPROVE REMUNERATION REPORT Mgmt For For
4 APPROVE FINAL DIVIDEND Mgmt For For
5 REAPPOINT ERNST YOUNG LLP AS AUDITORS Mgmt For For
6 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
7 ELECT CHARLOTTE HOGG AS DIRECTOR Mgmt For For
8 RE-ELECT ERIK ENGSTROM AS DIRECTOR Mgmt For For
9 RE-ELECT SIR ANTHONY HABGOOD AS DIRECTOR Mgmt For For
10 RE-ELECT WOLFHART HAUSER AS DIRECTOR Mgmt For For
11 RE-ELECT MARIKE VAN LIER LELS AS DIRECTOR Mgmt For For
12 RE-ELECT NICK LUFF AS DIRECTOR Mgmt For For
13 RE-ELECT ROBERT MACLEOD AS DIRECTOR Mgmt For For
14 RE-ELECT LINDA SANFORD AS DIRECTOR Mgmt For For
15 RE-ELECT ANDREW SUKAWATY AS DIRECTOR Mgmt For For
16 RE-ELECT SUZANNE WOOD AS DIRECTOR Mgmt For For
17 AUTHORISE ISSUE OF EQUITY Mgmt For For
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
19 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
20 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
21 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
RELX PLC Agenda Number: 712506279
--------------------------------------------------------------------------------------------------------------------------
Security: G7493L105
Meeting Type: OGM
Meeting Date: 26-May-2020
Ticker:
ISIN: GB00B2B0DG97
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE INCREASE IN BORROWING LIMIT UNDER Mgmt For For
THE COMPANY'S ARTICLES OF ASSOCIATION
CMMT 14 MAY 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM EGM TO OGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
RSA INSURANCE GROUP PLC Agenda Number: 712478797
--------------------------------------------------------------------------------------------------------------------------
Security: G7705H157
Meeting Type: AGM
Meeting Date: 07-May-2020
Ticker:
ISIN: GB00BKKMKR23
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER
2019
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
POLICY
3 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT OTHER THAN THE PART CONTAINING THE
DIRECTORS REMUNERATION POLICY
4 TO APPROVE THE FINAL DIVIDEND Mgmt Abstain Against
5 TO RE-ELECT MARTIN SCICLUNA AS A DIRECTOR Mgmt For For
6 TO RE-ELECT STEPHEN HESTER AS A DIRECTOR Mgmt For For
7 TO RE-ELECT SCOTT EGAN AS A DIRECTOR Mgmt For For
8 TO RE-ELECT CHARLOTTE JONES AS A DIRECTOR Mgmt For For
9 TO RE-ELECT ALASTAIR BARBOUR AS A DIRECTOR Mgmt For For
10 TO RE-ELECT SONIA BAXENDALE AS A DIRECTOR Mgmt For For
11 TO ELECT CLARE BOUSFIELD AS A DIRECTOR Mgmt For For
12 TO RE-ELECT KATH CATES AS A DIRECTOR Mgmt For For
13 TO RE-ELECT ENRICO CUCCHIANI AS A DIRECTOR Mgmt For For
14 TO RE-ELECT MARTIN STROBEL AS A DIRECTOR Mgmt For For
15 TO RE-APPOINT KPMG LLP AS THE COMPANY'S Mgmt For For
AUDITOR UNTIL THE CONCLUSION OF THE NEXT
AGM OF THE COMPANY
16 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITORS REMUNERATION
17 TO GIVE AUTHORITY FOR THE GROUP TO MAKE Mgmt For For
DONATIONS TO POLITICAL PARTIES INDEPENDENT
ELECTION CANDIDATES AND POLITICAL
ORGANISATIONS AND TO INCUR POLITICAL
18 TO APPROVE THE INCREASE TO THE CAP ON Mgmt For For
DIRECTORS FEES
19 TO PERMIT THE DIRECTORS TO ALLOT FURTHER Mgmt For For
SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR
OR CONVERT ANY SECURITY INTO SHARES IN THE
COMPANY
20 TO GIVE GENERAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
21 TO GIVE ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS FOR PURPOSES OF
ACQUISITIONS OR CAPITAL INVESTMENTS
22 TO GIVE AUTHORITY TO ALLOT NEW ORDINARY Mgmt For For
SHARES IN RELATION TO AN ISSUE OF MANDATORY
CONVERTIBLE SECURITIES
23 TO GIVE AUTHORITY TO ALLOT EQUITY Mgmt For For
SECURITIES FOR CASH UNDER THE AUTHORITY
GIVEN UNDER RESOLUTION 22
24 TO GIVE AUTHORITY FOR THE COMPANY TO BUY Mgmt For For
BACK UP TO 10 PERCENT OF ISSUED ORDINARY
SHARES
25 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
26 TO APPROVE THE NOTICE PERIOD FOR GENERAL Mgmt For For
MEETINGS
CMMT 23 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO THE CHANGE IN VOTING STATUS
OF RESOLUTION 4, WHICH HAD PREVIOUSLY BEEN
WITHDRAWN. IF YOU HAVE ALREADY SENT IN YOUR
VOTES TO MID 398071, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
RYANAIR HOLDINGS, PLC Agenda Number: 935074889
--------------------------------------------------------------------------------------------------------------------------
Security: 783513203
Meeting Type: Annual
Meeting Date: 19-Sep-2019
Ticker: RYAAY
ISIN: US7835132033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Consideration of Financial Statements and Mgmt For For
Reports
2. Consideration of the Remuneration Report Mgmt Against Against
3A. Election of Director: David Bonderman Mgmt Against Against
3B. Election of Director: Roisin Brennan Mgmt For For
3C. Election of Director: Michael Cawley Mgmt Against Against
3D. Election of Director: Emer Daly Mgmt For For
3E. Election of Director: Stan McCarthy Mgmt For For
3F. Election of Director: Kyran McLaughlin Mgmt Against Against
3G. Election of Director: Howard Millar Mgmt Against Against
3H. Election of Director: Dick Milliken Mgmt For For
3I. Election of Director: Michael O'Brien Mgmt For For
3J. Election of Director: Michael O'Leary Mgmt For For
3K. Election of Director: Julie O'Neill Mgmt For For
3L. Election of Director: Louise Phelan Mgmt For For
4. Directors' Authority to fix the Auditors' Mgmt For For
Remuneration
5. Directors' Authority to allot Ordinary Mgmt Against Against
Shares
6. Disapplication of Statutory Pre-emption Mgmt For For
Rights
7. Authority to Repurchase Ordinary Shares Mgmt For For
8. Adoption of the 2019 Long Term Incentive Mgmt Against Against
Plan
--------------------------------------------------------------------------------------------------------------------------
SAFRAN SA Agenda Number: 712329134
--------------------------------------------------------------------------------------------------------------------------
Security: F4035A557
Meeting Type: MIX
Meeting Date: 28-May-2020
Ticker:
ISIN: FR0000073272
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT THE FRENCH PROXY CARD IS Non-Voting
AVAILABLE AS A LINK UNDER THE 'MATERIAL
URL' DROPDOWN AT THE TOP OF THE BALLOT
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 11 MAY 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL
LINK:https://www.journal-officiel.gouv.fr/b
alo/document/202004012000689-40 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202005112001300-57; PLEASE NOTE THAT
THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019 - APPROVAL OF THE
NON-DEDUCTIBLE EXPENSES AND COSTS
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2019
O.4 APPOINTMENT OF PATRICIA BELLINGER AS Mgmt For For
DIRECTOR
O.5 RATIFICATION OF THE CO-OPTATION OF FERNANDA Mgmt For For
SARAIVA AS DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS, AS A REPLACEMENT FOR ELIANE
CARRE-COPIN
O.6 APPOINTMENT OF MARC AUBRY AS DIRECTOR Mgmt For For
REPRESENTING EMPLOYEE SHAREHOLDERS, AS A
REPLACEMENT FOR FERNANDA SARAIVA
O.7 APPOINTMENT OF ANNE AUBERT AS DIRECTOR Mgmt For For
REPRESENTING EMPLOYEE SHAREHOLDERS, AS A
REPLACEMENT FOR GERARD MARDINE
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RENEWAL OF THE TERM
OF OFFICE OF FERNANDA SARAIVA AS DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS
B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF CARLOS
ARVIZU AS DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS
O.8 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE FINANCIAL YEAR 2019 TO ROSS
MCINNES, THE CHAIRMAN OF THE BOARD OF
DIRECTORS
O.9 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE FINANCIAL YEAR 2019 TO PHILIPPE
PETITCOLIN, THE CHIEF EXECUTIVE OFFICER
O.10 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt For For
SECTION I OF ARTICLE L. 225-37-3 OF THE
FRENCH COMMERCIAL CODE, RELATING TO THE
COMPENSATION OF CORPORATE OFFICERS
O.11 SETTING OF THE ANNUAL AMOUNT ALLOCATED TO Mgmt For For
DIRECTORS AS COMPENSATION FOR THEIR
ACTIVITY
O.12 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHAIRMAN OF THE BOARD OF
DIRECTORS
O.13 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHIEF EXECUTIVE OFFICER
O.14 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO DIRECTORS
O.15 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE SHARES OF THE
COMPANY
E.16 AMENDMENT TO ARTICLES 14.1 AND 14.2 OF THE Mgmt For For
BYLAWS, IN ORDER TO INCREASE THE MAXIMUM
NUMBER OF DIRECTORS (EXCLUDING DIRECTORS
REPRESENTING EMPLOYEE SHAREHOLDERS AND
EMPLOYEES) FROM 13 TO 14
E.17 AMENDMENT OF THE BYLAWS: SIMPLIFICATION OF Mgmt For For
THE CORPORATE PURPOSE AND COMPLIANCE WITH
LEGISLATIVE AND REGULATORY PROVISIONS
E.18 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAMPO PLC Agenda Number: 712593854
--------------------------------------------------------------------------------------------------------------------------
Security: X75653109
Meeting Type: AGM
Meeting Date: 02-Jun-2020
Ticker:
ISIN: FI0009003305
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER Non-Voting
3 ELECTION OF PERSONS TO SCRUTINIZE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE FINANCIAL STATEMENTS, Non-Voting
THE BOARD OF DIRECTORS' REPORT AND THE
AUDITOR'S REPORT FOR THE YEAR 2019
7 ADOPTION OF THE FINANCIAL STATEMENTS Mgmt For For
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: THE BOARD PROPOSES TO THE ANNUAL
GENERAL MEETING A DIVIDEND OF EUR 1.50 PER
SHARE FOR THE COMPANY'S 555,351,850 SHARES.
THE TOTAL AMOUNT OF THE DIVIDEND TO BE PAID
IS EUR 833,027,775.00. THE REST OF THE
ASSETS WILL BE LEFT AT THE COMPANY'S EQUITY
CAPITAL
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY
10 HANDLING OF THE REMUNERATION POLICY FOR Mgmt For For
GOVERNING BODIES
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE Non-Voting
PROPOSED BY NOMINATION & REMUNERATION
COMMITTEE OF BOARD OF DIRECTORS AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
11 RESOLUTION ON THE REMUNERATION OF THE Mgmt For
MEMBERS OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For
BOARD OF DIRECTORS: EIGHT (8) MEMBERS
13 ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS: THE NOMINATION AND REMUNERATION
COMMITTEE OF THE BOARD OF DIRECTORS
PROPOSES THAT THE CURRENT MEMBERS OF THE
BOARD CHRISTIAN CLAUSEN, FIONA CIUTTERBUCK,
JANNICA FAGERHOLM, JOHANNA LAMMINEN, RISTO
MURTO, ANTTI MAKINEN AND BJORN WAHIROOS BE
RE-ELECTED FORA TERM CONTINUING UNTIL THE
CLOSE OF THE NEXT ANNUAL GENERAL MEETING.
OF THE CURRENT MEMBERS VELI-MATTIMATTIIA IS
NOT AVAILABLE FOR RE-ELECTION. THE
COMMITTEE PROPOSES THAT GEORG EHRNROOTH BE
ELECTED AS A NEW MEMBER TO THE BOARD
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR
15 ELECTION OF THE AUDITOR: THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS
PROPOSES THAT THE AUTHORIZED PUBLIC
ACCOUNTANT FIRMERNST & YOUNG OY BE
RE-ELECTED AS THE COMPANY'S AUDITOR UNTIL
CLOSE OF THE NEXT ANNUAL GENERAL MEETING.
ERNST & YOUNG OY HAS ANNOUNCED THAT
KRISTINASANDIN, APA, WILL ACT AS THE
PRINCIPALLY RESPONSIBLE AUDITOR IF THE
ANNUAL GENERAL MEETING ELECTS ERNST &YOUNG
OY TO CONTINUE AS THE COMPANY'S AUDITOR
16 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES
17 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD Agenda Number: 712181786
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 18-Mar-2020
Ticker:
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 ELECTION OF INSIDE DIRECTOR: HAN JONG HEE Mgmt For For
2.2 ELECTION OF INSIDE DIRECTOR: CHOE YUN HO Mgmt For For
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SANOFI SA Agenda Number: 712261091
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: OGM
Meeting Date: 28-Apr-2020
Ticker:
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU.
CMMT 08 APR 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202003132000532-32https://www.journa
l-officiel.gouv.fr/balo/document/20200408200
0785-43; PLEASE NOTE THAT THIS IS A REVISION
DUE TO ADDITION OF COMMENT & URL LINK. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS AND OPERATIONS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2019
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2019 AND SETTING OF THE
DIVIDEND: EUR 3.15 PER SHARE
4 APPROVAL OF REGULATED AGREEMENTS AND Mgmt For For
COMMITMENTS REFERRED TO IN ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
5 RATIFICATION OF THE APPOINTMENT BY Mgmt For For
CO-OPTATION OF MR. PAUL HUDSON AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
LAURENT ATTAL AS A DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
CAROLE PIWNICA AS A DIRECTOR
8 RENEWAL OF THE TERM OF OFFICE OF MRS. DIANE Mgmt For For
SOUZA AS A DIRECTOR
9 RENEWAL OF THE TERM OF OFFICE OF MR. THOMAS Mgmt For For
SUDHOF AS A DIRECTOR
10 APPOINTMENT OF MRS. RACHEL DUAN AS A Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MRS.
SUET-FERN
11 APPOINTMENT OF MRS. LISE KINGO AS A Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MRS. CLAUDIE
HAIGNERE
12 SETTING THE AMOUNT OF DIRECTORS' Mgmt For For
COMPENSATION
13 APPROVAL OF THE DIRECTORS' COMPENSATION Mgmt For For
POLICY
14 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
15 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt For For
CHIEF EXECUTIVE OFFICER
16 APPROVAL OF THE REPORT ON THE COMPENSATION Mgmt For For
OF CORPORATE OFFICERS ISSUED PURSUANT TO
ARTICLE L. 225-37-3 OF THE FRENCH
COMMERCIAL CODE
17 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR ALLOCATED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2019, TO MR. SERGE
WEINBERG, CHAIRMAN OF THE BOARD OF
DIRECTORS
18 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR ALLOCATED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2019, TO MR. PAUL HUDSON,
CHIEF EXECUTIVE OFFICER AS OF 01 SEPTEMBER
2019
19 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt Against Against
DURING OR ALLOCATED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2019 TO MR. OLIVIER
BRANDICOURT, CHIEF EXECUTIVE OFFICER UNTIL
31 AUGUST 2019
20 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE SHARES OF THE
COMPANY (USABLE OUTSIDE PUBLIC OFFERING
PERIODS
21 POWER TO CARRY OUT FORMALITIES Mgmt For For
CMMT 17 MAR 2020: PLEASE NOTE THAT THE FRENCH Non-Voting
PROXY CARD IS AVAILABLE AS A LINK UNDER THE
'MATERIAL URL' DROPDOWN AT THE TOP OF THE
BALLOT. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SAP SE Agenda Number: 712477202
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 20-May-2020
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND THE APPROVED GROUP
ANNUAL FINANCIAL STATEMENTS, THE COMBINED
MANAGEMENT REPORT AND GROUP MANAGEMENT
REPORT OF SAP SE,INCLUDING THE COMPENSATION
REPORT AND THE EXECUTIVE BOARD'S
EXPLANATORY NOTES RELATING TO THE
INFORMATION PROVIDED PURSUANTTO SECTIONS
289A (1) AND 315A (1) OF THE GERMAN
COMMERCIAL CODE (HANDELSGESETZBUCH; "HGB"),
AND THE SUPERVISORY BOARD'S REPORT,EACH FOR
FISCAL YEAR 2019
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
RETAINED EARNINGS OF FISCAL YEAR 2019
3 RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For For
ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR
2019
4 RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For For
ACTS OF THE SUPERVISORY BOARD IN FISCAL
YEAR 2019
5 APPOINTMENT OF THE AUDITORS OF THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS AND GROUP ANNUAL
FINANCIAL STATEMENTS FOR FISCAL YEAR 2020:
KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT,
BERLIN,GERMANY, BE APPOINTED AUDITORS
6.A RESOLUTION ON THE CREATION OF NEW Mgmt For For
AUTHORIZED CAPITAL I FOR THE ISSUANCE OF
SHARES AGAINST CONTRIBUTIONS IN CASH, WITH
THE OPTION TO EXCLUDE THE SHAREHOLDERS'
SUBSCRIPTION RIGHTS (IN RESPECT OF
FRACTIONAL SHARES ONLY), AND ON THE
CORRESPONDING AMENDMENT OF SECTION 4 (5) OF
THE ARTICLES OF INCORPORATION
6.B RESOLUTION ON THE CREATION OF NEW Mgmt For For
AUTHORIZED CAPITAL II FOR THE ISSUANCE OF
SHARES AGAINST CONTRIBUTIONS IN CASH OR IN
KIND, WITH THE OPTION TO EXCLUDE THE
SHAREHOLDERS' SUBSCRIPTION RIGHTS, AND ON
THE CORRESPONDING AMENDMENT OF SECTION 4
(6) OF THE ARTICLES OF INCORPORATION
7 RESOLUTION ON THE APPROVAL OF THE Mgmt For For
COMPENSATION SYSTEM FOR THE EXECUTIVE BOARD
MEMBERS
8 RESOLUTION ON THE CONFIRMATION OF THE Mgmt For For
COMPENSATION OF THE SUPERVISORY BOARD
MEMBERS
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP,INC. Agenda Number: 712759096
--------------------------------------------------------------------------------------------------------------------------
Security: J7771X109
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3890350006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kunibe, Takeshi Mgmt For For
2.2 Appoint a Director Ota, Jun Mgmt For For
2.3 Appoint a Director Takashima, Makoto Mgmt For For
2.4 Appoint a Director Nagata, Haruyuki Mgmt For For
2.5 Appoint a Director Nakashima, Toru Mgmt For For
2.6 Appoint a Director Inoue, Atsuhiko Mgmt For For
2.7 Appoint a Director Mikami, Toru Mgmt For For
2.8 Appoint a Director Shimizu, Yoshihiko Mgmt For For
2.9 Appoint a Director Matsumoto, Masayuki Mgmt Against Against
2.10 Appoint a Director Arthur M. Mitchell Mgmt For For
2.11 Appoint a Director Yamazaki, Shozo Mgmt For For
2.12 Appoint a Director Kono, Masaharu Mgmt For For
2.13 Appoint a Director Tsutsui, Yoshinobu Mgmt For For
2.14 Appoint a Director Shimbo, Katsuyoshi Mgmt For For
2.15 Appoint a Director Sakurai, Eriko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. Agenda Number: 935150588
--------------------------------------------------------------------------------------------------------------------------
Security: 867224107
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: SU
ISIN: CA8672241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Patricia M. Bedient Mgmt For For
Mel E. Benson Mgmt For For
John D. Gass Mgmt For For
Dennis M. Houston Mgmt For For
Mark S. Little Mgmt For For
Brian P. MacDonald Mgmt For For
Maureen McCaw Mgmt For For
Lorraine Mitchelmore Mgmt For For
Eira M. Thomas Mgmt For For
Michael M. Wilson Mgmt For For
2 Appointment of KPMG LLP as auditor of Mgmt For For
Suncor Energy Inc. for the ensuing year.
3 To accept the approach to executive Mgmt For For
compensation disclosed in the Management
Proxy Circular of Suncor Energy Inc. dated
February 26, 2020.
--------------------------------------------------------------------------------------------------------------------------
SUZUKI MOTOR CORPORATION Agenda Number: 712773123
--------------------------------------------------------------------------------------------------------------------------
Security: J78529138
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3397200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Suzuki, Osamu Mgmt For For
2.2 Appoint a Director Harayama, Yasuhito Mgmt For For
2.3 Appoint a Director Suzuki, Toshihiro Mgmt For For
2.4 Appoint a Director Honda, Osamu Mgmt For For
2.5 Appoint a Director Nagao, Masahiko Mgmt For For
2.6 Appoint a Director Suzuki, Toshiaki Mgmt For For
2.7 Appoint a Director Kawamura, Osamu Mgmt For For
2.8 Appoint a Director Domichi, Hideaki Mgmt For For
2.9 Appoint a Director Kato, Yuriko Mgmt For For
3.1 Appoint a Corporate Auditor Sugimoto, Mgmt For For
Toyokazu
3.2 Appoint a Corporate Auditor Kasai, Masato Mgmt For For
3.3 Appoint a Corporate Auditor Tanaka, Norio Mgmt For For
3.4 Appoint a Corporate Auditor Araki, Nobuyuki Mgmt For For
3.5 Appoint a Corporate Auditor Nagano, Mgmt For For
Norihisa
4 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
TELENOR ASA Agenda Number: 712480312
--------------------------------------------------------------------------------------------------------------------------
Security: R21882106
Meeting Type: AGM
Meeting Date: 11-May-2020
Ticker:
ISIN: NO0010063308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
1 OPENING OF THE ANNUAL GENERAL MEETING BY Non-Voting
THE CHAIR OF THE CORPORATE ASSEMBLY
2 REGISTRATION OF ATTENDING SHAREHOLDERS AND Non-Voting
PROXIES
3 APPROVAL OF THE NOTICE AND THE AGENDA Mgmt No vote
4 ELECTION OF A REPRESENTATIVE TO SIGN THE Non-Voting
MINUTES OF THE ANNUAL GENERAL MEETING
TOGETHER WITH THE CHAIR OF THE MEETING
5 REPORT BY THE CHAIR AND THE CEO Non-Voting
6 APPROVAL OF THE FINANCIAL STATEMENTS AND Mgmt No vote
ANNUAL REPORT FOR TELENOR ASA AND THE
TELENOR GROUP FOR THE FINANCIAL YEAR 2019,
INCLUDING THE BOARD OF DIRECTORS' PROPOSAL
FOR DISTRIBUTION OF DIVIDEND
7 APPROVAL OF REMUNERATION TO THE COMPANY'S Mgmt No vote
EXTERNAL AUDITOR
8 THE BOARD OF DIRECTORS' REPORT ON CORPORATE Mgmt No vote
GOVERNANCE
9.1 ADVISORY VOTE ON THE BOARD OF DIRECTORS' Mgmt No vote
GUIDELINES ON STIPULATION OF SALARY AND
OTHER REMUNERATION TO THE EXECUTIVE
MANAGEMENT (IN TELENOR ASA'S ANNUAL REPORT
- REPORT ON CORPORATE GOVERNANCE SECTION 11
AND 12)
9.2 APPROVAL OF THE BOARD OF DIRECTORS' Mgmt No vote
GUIDELINES ON SHARE RELATED INCENTIVE
ARRANGEMENTS TO THE EXECUTIVE MANAGEMENT
(IN TELENOR ASA'S ANNUAL REPORT - REPORT ON
CORPORATE GOVERNANCE SECTION 11 AND 12)
10 CAPITAL DECREASE BY CANCELLATION OF OWN Mgmt No vote
SHARES AND REDEMPTION OF SHARES HELD BY THE
NORWEGIAN STATE, AND DECREASE OF OTHER
RESERVES
11 AMENDMENTS TO TELENOR ASA'S ARTICLES OF Mgmt No vote
ASSOCIATION
12 AMENDMENTS TO THE INSTRUCTIONS FOR THE Mgmt No vote
NOMINATION COMMITTEE
13.1 ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE IN LINE WITH THE NOMINATION
COMMITTEE'S RECOMMENDATION (OR INDIVIDUAL
VOTING): LARS TRONSGAARD
13.2 ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE IN LINE WITH THE NOMINATION
COMMITTEE'S RECOMMENDATION (OR INDIVIDUAL
VOTING): HEIDI ALGARHEIM
14 DETERMINATION OF REMUNERATION TO THE Mgmt No vote
CORPORATE ASSEMBLY AND THE NOMINATION
COMMITTEE IN LINE WITH THE NOMINATION
COMMITTEE'S RECOMMENDATION
15 CLOSING OF THE ANNUAL GENERAL MEETING Non-Voting
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 350302 DUE TO RECEIPT OF NAMES
UNDER RESOLUTION 13. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TESCO PLC Agenda Number: 712482568
--------------------------------------------------------------------------------------------------------------------------
Security: G87621101
Meeting Type: OGM
Meeting Date: 14-May-2020
Ticker:
ISIN: GB0008847096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE DISPOSAL OF THE TESCO Mgmt For For
THAILAND AND TESCO MALAYSIA BUSINESSES TO
C.P. RETAIL DEVELOPMENT COMPANY LIMITED, AS
DESCRIBED IN THE CIRCULAR TO THE COMPANY'S
SHAREHOLDERS DATED 22 APRIL 2020, AND TO
AUTHORISE THE DIRECTORS TO IMPLEMENT THE
TRANSACTION
--------------------------------------------------------------------------------------------------------------------------
TESCO PLC Agenda Number: 712646136
--------------------------------------------------------------------------------------------------------------------------
Security: G87621101
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: GB0008847096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORTS AND ACCOUNTS: TO RECEIVE THE Mgmt For For
AUDITED ACCOUNTS FOR THE FINANCIAL YEAR
ENDED 29 FEBRUARY 2020, TOGETHER WITH THE
STRATEGIC REPORT, DIRECTORS' REPORT AND
AUDITORS' REPORT ON THOSE ACCOUNTS
2 DIRECTORS' REMUNERATION REPORT: TO RECEIVE Mgmt Against Against
AND TO APPROVE THE DIRECTORS' REMUNERATION
REPORT SET OUT ON PAGES 52 TO 64 OF THE
ANNUAL REPORT FOR THE YEAR ENDED 29
FEBRUARY 2020
3 FINAL DIVIDEND: TO DECLARE A FINAL DIVIDEND Mgmt For For
OF 6.5 PENCE PER SHARE FOR THE YEAR ENDED
29 FEBRUARY 2020 AS RECOMMENDED BY THE
DIRECTORS
4 TO RE-ELECT AS DIRECTOR: JOHN ALLAN Mgmt For For
5 TO RE-ELECT AS DIRECTOR: MARK ARMOUR Mgmt For For
6 TO RE-ELECT AS DIRECTOR: MELISSA BETHELL Mgmt For For
7 TO RE-ELECT AS DIRECTOR: STEWART GILLILAND Mgmt For For
8 TO RE-ELECT AS DIRECTOR: STEVE GOLSBY Mgmt For For
9 TO RE-ELECT AS DIRECTOR: BYRON GROTE Mgmt For For
10 TO RE-ELECT AS DIRECTOR: DAVE LEWIS Mgmt For For
11 TO RE-ELECT AS DIRECTOR: MIKAEL OLSSON Mgmt For For
12 TO RE-ELECT AS DIRECTOR: DEANNA OPPENHEIMER Mgmt For For
13 TO RE-ELECT AS DIRECTOR: SIMON PATTERSON Mgmt For For
14 TO RE-ELECT AS DIRECTOR: ALISON PLATT Mgmt For For
15 TO RE-ELECT AS DIRECTOR: LINDSEY POWNALL Mgmt For For
16 TO RE-ELECT AS DIRECTOR: ALAN STEWART Mgmt For For
17 TO ELECT KEN MURPHY AS A DIRECTOR WITH Mgmt For For
EFFECT FROM 1 OCTOBER 2020
18 REAPPOINTMENT OF AUDITORS: TO REAPPOINT Mgmt For For
DELOITTE LLP AS AUDITORS OF THE COMPANY, TO
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE
LAID BEFORE THE COMPANY
19 AUDITORS' REMUNERATION Mgmt For For
20 SHARE INCENTIVE PLAN Mgmt For For
21 AUTHORITY TO ALLOT SHARES Mgmt For For
22 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
23 DISAPPLICATION OF PRE-EMPTION RIGHTS FOR Mgmt For For
ACQUISITIONS AND OTHER CAPITAL INVESTMENT
24 PURCHASE OF OWN SHARES Mgmt For For
25 POLITICAL DONATIONS Mgmt For For
26 GENERAL MEETINGS: THAT, A GENERAL MEETING Mgmt For For
OTHER THAN AN ANNUAL GENERAL MEETING MAY BE
CALLED ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
TMX GROUP LIMITED Agenda Number: 935175100
--------------------------------------------------------------------------------------------------------------------------
Security: 87262K105
Meeting Type: Annual and Special
Meeting Date: 12-May-2020
Ticker: TMXXF
ISIN: CA87262K1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Appointment of KPMG LLP as our auditor at a Mgmt For For
remuneration to be fixed by the directors.
Information respecting the appointment of
KPMG LLP may be found under the heading
"Appoint the Auditor" on page 7 of our
Management Information Circular.
2 DIRECTOR
Luc Bertrand Mgmt For For
Nicolas Darveau-Garneau Mgmt For For
Christian Exshaw Mgmt For For
Marie Giguere Mgmt For For
Martine Irman Mgmt For For
Harry Jaako Mgmt For For
William Linton Mgmt For For
Jean Martel Mgmt For For
Gerri Sinclair Mgmt For For
Kevin Sullivan Mgmt For For
Eric Wetlaufer Mgmt For For
Charles Winograd Mgmt For For
3 Approve amendments to our share option Mgmt For For
plan. Information respecting the amendments
to our share option plan may be found under
the heading "Amendments to our Share Option
Plan" on page 8 of our Management
Information Circular.
4 Approval on an advisory basis of the Mgmt For For
approach to our executive compensation
which is described under the heading "Vote
on our approach to executive compensation"
on page 10 of our Management Information
Circular.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 712287134
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 29-Apr-2020
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE REPORT AND ACCOUNTS FOR THE Mgmt For For
YEAR ENDED 31 DECEMBER 2019
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT
3 TO RE-ELECT MR N ANDERSEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
4 TO RE-ELECT MRS L CHA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
5 TO RE-ELECT MR V COLAO AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
6 TO RE-ELECT DR J HARTMANN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
7 TO RE-ELECT MR A JOPE AS AN EXECUTIVE Mgmt For For
DIRECTOR
8 TO RE-ELECT MS A JUNG AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
9 TO RE-ELECT MS S KILSBY AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
10 TO RE-ELECT MR S MASIYIWA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
11 TO RE-ELECT PROFESSOR Y MOON AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
12 TO RE-ELECT MR G PITKETHLY AS AN EXECUTIVE Mgmt For For
DIRECTOR
13 TO RE-ELECT MR J RISHTON AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
14 TO RE-ELECT MR F SIJBESMA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
15 TO REAPPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY
16 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
17 TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
18 TO RENEW THE AUTHORITY TO DIRECTORS TO Mgmt For For
ISSUE SHARES
19 TO RENEW THE AUTHORITY TO DIRECTORS TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS
20 TO RENEW THE AUTHORITY TO DIRECTORS TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS FOR THE
PURPOSES OF ACQUISITIONS OR CAPITAL
INVESTMENTS
21 TO RENEW THE AUTHORITY TO THE COMPANY TO Mgmt For For
PURCHASE ITS OWN SHARES
22 TO SHORTEN THE NOTICE PERIOD FOR GENERAL Mgmt For For
MEETINGS
--------------------------------------------------------------------------------------------------------------------------
VESTAS WIND SYSTEMS A/S Agenda Number: 712233713
--------------------------------------------------------------------------------------------------------------------------
Security: K9773J128
Meeting Type: AGM
Meeting Date: 07-Apr-2020
Ticker:
ISIN: DK0010268606
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS "4.A TO 4.H AND 6".
THANK YOU
1 THE BOARD OF DIRECTORS' REPORT Non-Voting
2 PRESENTATION AND ADOPTION OF THE ANNUAL Mgmt For For
REPORT
3 RESOLUTION FOR THE ALLOCATION OF THE RESULT Mgmt For For
OF THE YEAR: DKK 7.93 PER SHARE
4.A ELECTION OF MEMBER ANDERS RUNEVAD TO THE Mgmt For For
BOARD OF DIRECTORS
4.B RE-ELECTION OF MEMBER BERT NORDBERG TO THE Mgmt For For
BOARD OF DIRECTORS
4.C RE-ELECTION OF MEMBER BRUCE GRANT TO THE Mgmt For For
BOARD OF DIRECTORS
4.D RE-ELECTION OF MEMBER CARSTEN BJERG TO THE Mgmt For For
BOARD OF DIRECTORS
4.E RE-ELECTION OF MEMBER EVA MERETE SOFELDE Mgmt For For
BERNEKE TO THE BOARD OF DIRECTORS
4.F RE-ELECTION OF MEMBER HELLE Mgmt For For
THORNING-SCHMIDT TO THE BOARD OF DIRECTORS
4.G ELECTION OF MEMBER KARL-HENRIK SUNDSTROM TO Mgmt For For
THE BOARD OF DIRECTORS
4.H RE-ELECTION OF MEMBER LARS JOSEFSSON TO THE Mgmt For For
BOARD OF DIRECTORS
5.1 FINAL APPROVAL OF THE REMUNERATION OF THE Mgmt For For
BOARD OF DIRECTORS FOR 2019
5.2 APPROVAL OF THE REMUNERATION OF THE BOARD Mgmt For For
OF DIRECTORS FOR 2020
6 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB AS
AUDITOR
7.1 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
UPDATE OF THE COMPANY'S REMUNERATION POLICY
- THE REMUNERATION POLICY HAS BEEN UPDATED
TO ENSURE COMPLIANCE WITH THE REVISED
SECTION 139 AND THE NEW SECTION 139A OF THE
DANISH COMPANIES ACT
7.2 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
UPDATE OF STANDARD AGENDA OF ANNUAL GENERAL
MEETINGS - AMENDMENT OF ARTICLE 5(2) OF THE
ARTICLES OF ASSOCIATION - THE STANDARD
AGENDA OF ANNUAL GENERAL MEETINGS HAS BEEN
AMENDED TO ENSURE COMPLIANCE WITH THE NEW
SECTION 139B IN THE DANISH COMPANIES ACT
7.3 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
REDUCTION OF THE COMPANY'S SHARE CAPITAL -
AMENDMENT OF ARTICLE 2(1) OF THE ARTICLES
OF ASSOCIATION - THE COMPANY'S SHARE
CAPITAL IS REDUCED FROM NOMINALLY DKK
198,901,963 TO NOMINALLY DKK 196,924,115
THROUGH CANCELLATION OF TREASURY SHARES
7.4 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
RENEWAL OF THE AUTHORISATION TO ACQUIRE
TREASURY SHARES - AUTHORISATION TO ACQUIRE
TREASURY SHARES ON AN ONGOING BASIS UNTIL
31 DECEMBER 2021
8 AUTHORISATION OF THE CHAIRMAN OF THE Mgmt For For
GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
VINCI SA Agenda Number: 712626639
--------------------------------------------------------------------------------------------------------------------------
Security: F5879X108
Meeting Type: MIX
Meeting Date: 18-Jun-2020
Ticker:
ISIN: FR0000125486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202005082001483-56
O.1 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019 - APPROVAL OF THE AMOUNT OF
NON-DEDUCTIBLE COSTS
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2019
O.4 OPTION TO PAY THE FINAL DIVIDEND IN NEW Mgmt For For
SHARES
O.5 APPOINTMENT OF MR. BENOIT BAZIN AS DIRECTOR Mgmt For For
FOR A TERM OF OFFICE OF FOUR YEARS
O.6 RENEWAL OF THE DELEGATION OF POWERS TO THE Mgmt For For
BOARD OF DIRECTORS FOR THE PURCHASE BY THE
COMPANY OF ITS OWN SHARES
O.7 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
O.8 APPROVAL OF THE COMPENSATION POLICY OF MR. Mgmt For For
XAVIER HUILLARD, THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
O.9 APPROVAL OF THE COMPENSATION REPORT Mgmt For For
O.10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
OR ATTRIBUTED TO MR. XAVIER HUILLARD,
CHAIRMAN AND CHIEF EXECUTIVE OFFICER, FOR
THE FINANCIAL YEAR 2019
E.11 RENEWAL OF THE AUTHORISATION GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL BY CANCELLING VINCI SHARES HELD BY
THE COMPANY
E.12 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR EMPLOYEES OF THE COMPANY AND
COMPANIES OF VINCI GROUP AS PART OF THE
SAVINGS PLANS WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.13 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO PROCEED WITH CAPITAL
INCREASES RESERVED FOR A CATEGORY OF
BENEFICIARIES IN ORDER TO OFFER EMPLOYEES
OF CERTAIN FOREIGN SUBSIDIARIES BENEFITS
COMPARABLE TO THOSE OFFERED TO EMPLOYEES
DIRECTLY OR INDIRECTLY SUBSCRIBING VIA AN
FCPE AS PART OF A SAVINGS PLAN WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.14 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO MAKE FREE ALLOCATIONS OF
EXISTING PERFORMANCE SHARES ACQUIRED BY THE
COMPANY IN FAVOUR OF EMPLOYEES OF THE
COMPANY AND CERTAIN RELATED COMPANIES AND
GROUPS, IN ACCORDANCE WITH THE PROVISIONS
OF ARTICLES L.225-197-1 AND FOLLOWING OF
THE FRENCH COMMERCIAL CODE
E.15 AMENDMENT TO ARTICLE 13 OF THE BY-LAWS Mgmt For For
"DELIBERATIONS OF THE BOARD OF DIRECTORS"
E.16 AMENDMENT TO ARTICLE 14 OF THE BY-LAWS Mgmt For For
"ATTENDANCE FEES"
E.17 AMENDMENT TO ARTICLE 15 OF THE BY-LAWS Mgmt For For
"POWERS OF THE BOARD OF DIRECTORS"
E.18 POWERS FOR FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VIVENDI SA Agenda Number: 712254224
--------------------------------------------------------------------------------------------------------------------------
Security: F97982106
Meeting Type: MIX
Meeting Date: 20-Apr-2020
Ticker:
ISIN: FR0000127771
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202003112000485-31
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2019
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2019, SETTING OF THE DIVIDEND AND ITS DATE
OF PAYMENT
O.4 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Abstain Against
YANNICK BOLLORE AS A MEMBER OF THE
SUPERVISORY BOARD
O.5 APPOINTMENT OF MR. LAURENT DASSAULT AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
O.6 AUTHORIZATION GRANTED TO THE MANAGEMENT Mgmt For For
BOARD FOR THE COMPANY TO PURCHASE ITS OWN
SHARES WITHIN THE LIMIT OF 10% OF THE
CAPITAL
O.7 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL Mgmt Abstain Against
REPORT PREPARED IN ACCORDANCE WITH ARTICLE
L. 225-88 OF THE FRENCH COMMERCIAL CODE ON
THE REGULATED AGREEMENTS AND COMMITMENTS
O.8 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt Abstain Against
ARTICLE L. 225-37-3 I. OF THE FRENCH
COMMERCIAL CODE CONTAINED IN THE CORPORATE
GOVERNANCE REPORT
O.9 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt Abstain Against
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO MR. YANNICK
BOLLORE, CHAIRMAN OF THE SUPERVISORY BOARD
O.10 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt Abstain Against
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO MR. ARNAUD
DE PUYFONTAINE, CHAIRMAN OF THE MANAGEMENT
BOARD
O.11 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt Abstain Against
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR
THE SAME FINANCIAL YEAR TO MR. GILLES ALIX,
MEMBER OF THE MANAGEMENT BOARD
O.12 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt Abstain Against
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR
THE SAME FINANCIAL YEAR TO MR. CEDRIC DE
BAILLIENCOURT, MEMBER OF THE MANAGEMENT
BOARD
O.13 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt Abstain Against
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR
THE SAME FINANCIAL YEAR TO MR. FREDERIC
CREPIN, MEMBER OF THE MANAGEMENT BOARD
O.14 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt Abstain Against
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR
THE SAME FINANCIAL YEAR TO MR. SIMON
GILLHAM, MEMBER OF THE MANAGEMENT BOARD
O.15 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt Abstain Against
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR
THE SAME FINANCIAL YEAR TO MR. HERVE
PHILIPPE, MEMBER OF THE MANAGEMENT BOARD
O.16 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt Abstain Against
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR
THE SAME FINANCIAL YEAR TO MR. STEPHANE
ROUSSEL, MEMBER OF THE MANAGEMENT BOARD
O.17 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt Abstain Against
CHAIRMAN AND MEMBERS OF THE SUPERVISORY
BOARD FOR THE FINANCIAL YEAR 2020
O.18 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt Abstain Against
CHAIRMAN OF THE MANAGEMENT BOARD FOR THE
FINANCIAL YEAR 2020
O.19 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt Abstain Against
MEMBERS OF THE MANAGEMENT BOARD FOR THE
FINANCIAL YEAR 2020
O.20 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL Mgmt Abstain Against
REPORT ON THE MODIFICATION OF THE
COMMITMENT, WITH RESPECT TO THE ADDITIONAL
COLLECTIVE DEFINED-BENEFIT PENSION PLAN,
FOR THE BENEFIT OF MR. ARNAUD DE
PUYFONTAINE
O.21 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL Mgmt Abstain Against
REPORT ON THE MODIFICATION OF THE
COMMITMENT, WITH RESPECT TO THE ADDITIONAL
COLLECTIVE DEFINED-BENEFIT PENSION PLAN,
FOR THE BENEFIT OF MR. GILLES ALIX
O.22 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL Mgmt Abstain Against
REPORT ON THE MODIFICATION OF THE
COMMITMENT, WITH RESPECT TO THE ADDITIONAL
COLLECTIVE DEFINED-BENEFIT PENSION PLAN,
FOR THE BENEFIT OF MR. CEDRIC DE
BAILLIENCOURT
O.23 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL Mgmt Abstain Against
REPORT ON THE MODIFICATION OF THE
COMMITMENT, WITH RESPECT TO THE ADDITIONAL
COLLECTIVE DEFINED-BENEFIT PENSION PLAN,
FOR THE BENEFIT OF MR. FREDERIC CREPIN
O.24 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL Mgmt Abstain Against
REPORT ON THE MODIFICATION OF THE
COMMITMENT, WITH RESPECT TO THE ADDITIONAL
COLLECTIVE DEFINED-BENEFIT PENSION PLAN,
FOR THE BENEFIT OF MR. SIMON GILLHAM
O.25 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL Mgmt Abstain Against
REPORT ON THE MODIFICATION OF THE
COMMITMENT, WITH RESPECT TO THE ADDITIONAL
COLLECTIVE DEFINED-BENEFIT PENSION PLAN,
FOR THE BENEFIT OF MR. HERVE PHILIPPE
O.26 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL Mgmt Abstain Against
REPORT ON THE MODIFICATION OF THE
COMMITMENT, WITH RESPECT TO THE ADDITIONAL
COLLECTIVE DEFINED-BENEFIT PENSION PLAN,
FOR THE BENEFIT OF MR. STEPHANE ROUSSEL
E.27 AUTHORIZATION GRANTED TO THE MANAGEMENT Mgmt For For
BOARD TO REDUCE THE SHARE CAPITAL BY
CANCELLING SHARES WITHIN THE LIMIT OF 10%
OF THE CAPITAL
E.28 REDUCTION OF CAPITAL BY A MAXIMUM NOMINAL Mgmt For For
AMOUNT OF 1,954,507,735.50 EUROS, I.E. 30%
OF THE CAPITAL, BY WAY OF THE REPURCHASE BY
THE COMPANY OF ITS OWN SHARES WITHIN THE
LIMIT OF A MAXIMUM OF 355,372,861 SHARES
FOLLOWED BY THE CANCELLATION OF THE
REPURCHASED SHARES, AND AUTHORIZATION TO BE
GRANTED TO THE MANAGEMENT BOARD TO
FORMULATE A BUYBACK PUBLIC OFFERING OF ALL
SHAREHOLDERS, TO IMPLEMENT THE CAPITAL
REDUCTION AND THEN TO SET THE FINAL AMOUNT
E.29 ALIGNMENT OF ARTICLE 8 - II. OF THE BYLAWS Mgmt For For
WITH THE NEW LEGAL PROVISIONS RELATING TO
THE TERMS AND CONDITIONS OF EMPLOYEE
REPRESENTATION ON THE SUPERVISORY BOARD
E.30 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VONOVIA SE Agenda Number: 712772513
--------------------------------------------------------------------------------------------------------------------------
Security: D9581T100
Meeting Type: AGM
Meeting Date: 30-Jun-2020
Ticker:
ISIN: DE000A1ML7J1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.57 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2020 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WOLTERS KLUWER N.V. Agenda Number: 712256379
--------------------------------------------------------------------------------------------------------------------------
Security: N9643A197
Meeting Type: AGM
Meeting Date: 23-Apr-2020
Ticker:
ISIN: NL0000395903
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPEN MEETING Non-Voting
2.A RECEIVE REPORT OF MANAGEMENT BOARD Non-Voting
2.B RECEIVE REPORT OF SUPERVISORY BOARD Non-Voting
2.C APPROVE REMUNERATION REPORT Mgmt Against Against
3.A ADOPT FINANCIAL STATEMENTS Mgmt For For
3.B RECEIVE EXPLANATION ON DIVIDEND POLICY Non-Voting
3.C APPROVE DIVIDENDS OF EUR 1.18 PER SHARE Mgmt For For
4.A APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
4.B APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
5.A RE-ELECT JEANETTE HORAN TO SUPERVISORY Mgmt For For
BOARD
5.B ELECT JACK DE KREIJ TO SUPERVISORY BOARD Mgmt For For
5.C ELECT SOPHIE VANDEBROEK TO SUPERVISORY Mgmt For For
BOARD
6 APPROVE REMUNERATION POLICY FOR MANAGEMENT Mgmt For For
BOARD
7.A APPROVE REMUNERATION POLICY FOR SUPERVISORY Mgmt For For
BOARD
7.B AMEND REMUNERATION OF SUPERVISORY BOARD Mgmt For For
MEMBERS
8.A GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt For For
10 PERCENT OF ISSUED CAPITAL
8.B AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt For For
RIGHTS FROM SHARE ISSUANCES
9 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
10 AUTHORIZE CANCELLATION OF REPURCHASED Mgmt For For
SHARES
11 OTHER BUSINESS Non-Voting
12 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
YAMAHA CORPORATION Agenda Number: 712760051
--------------------------------------------------------------------------------------------------------------------------
Security: J95732103
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: JP3942600002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nakata, Takuya Mgmt For For
2.2 Appoint a Director Yamahata, Satoshi Mgmt For For
2.3 Appoint a Director Nakajima, Yoshimi Mgmt For For
2.4 Appoint a Director Fukui, Taku Mgmt For For
2.5 Appoint a Director Hidaka, Yoshihiro Mgmt For For
2.6 Appoint a Director Fujitsuka, Mikio Mgmt For For
2.7 Appoint a Director Paul Candland Mgmt For For
GUARDIAN LARGE CAP DISCIPLINED GROWTH VIP FUND
--------------------------------------------------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC. Agenda Number: 935196483
--------------------------------------------------------------------------------------------------------------------------
Security: 00507V109
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: ATVI
ISIN: US00507V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reveta Bowers Mgmt For For
1B. Election of Director: Robert Corti Mgmt For For
1C. Election of Director: Hendrik Hartong III Mgmt For For
1D. Election of Director: Brian Kelly Mgmt For For
1E. Election of Director: Robert Kotick Mgmt For For
1F. Election of Director: Barry Meyer Mgmt For For
1G. Election of Director: Robert Morgado Mgmt For For
1H. Election of Director: Peter Nolan Mgmt For For
1I. Election of Director: Dawn Ostroff Mgmt For For
1J. Election of Director: Casey Wasserman Mgmt For For
2. To provide advisory approval of our Mgmt For For
executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
4. Stockholder proposal regarding political Shr Against For
disclosures.
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC Agenda Number: 935132580
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 09-Apr-2020
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy Banse Mgmt For For
1B. Election of Director: Frank Calderoni Mgmt For For
1C. Election of Director: James Daley Mgmt For For
1D. Election of Director: Laura Desmond Mgmt For For
1E. Election of Director: Charles Geschke Mgmt For For
1F. Election of Director: Shantanu Narayen Mgmt For For
1G. Election of Director: Kathleen Oberg Mgmt For For
1H. Election of Director: Dheeraj Pandey Mgmt For For
1I. Election of Director: David Ricks Mgmt For For
1J. Election of Director: Daniel Rosensweig Mgmt For For
1K. Election of Director: John Warnock Mgmt For For
2. Approve the 2020 Employee Stock Purchase Mgmt For For
Plan, which amends and restates the 1997
Employee Stock Purchase Plan.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on November
27, 2020.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
5. Consider and vote upon one stockholder Shr Against For
proposal.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935153700
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John E. Caldwell Mgmt For For
1B. Election of Director: Nora M. Denzel Mgmt For For
1C. Election of Director: Mark Durcan Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Joseph A. Householder Mgmt For For
1F. Election of Director: John W. Marren Mgmt For For
1G. Election of Director: Lisa T. Su Mgmt For For
1H. Election of Director: Abhi Y. Talwalkar Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
3. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN PLC Agenda Number: 935082305
--------------------------------------------------------------------------------------------------------------------------
Security: G0177J108
Meeting Type: Special
Meeting Date: 14-Oct-2019
Ticker: AGN
ISIN: IE00BY9D5467
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. COURT MEETING: Approve the scheme of Mgmt For For
arrangement.
2. Extraordinary General Meeting: Approve the Mgmt For For
scheme of arrangement and authorize the
directors of Allergan plc to take all such
actions as they consider necessary or
appropriate for carrying the scheme of
arrangement into effect.
3. Extraordinary General Meeting: Approve the Mgmt For For
cancellation of any Allergan plc ordinary
shares in issue at 11:59 p.m., Irish time,
on the day before the Irish High Court
hearing to sanction the scheme (excluding,
in any case, any Allergan plc ordinary
shares which are held from time to time by
AbbVie Inc., Acquirer Sub (as defined in
the scheme of arrangement) or any other
subsidiary of AbbVie Inc., if any).
4. Extraordinary General Meeting: Authorize Mgmt For For
the directors of Allergan plc to allot and
issue new Allergan plc shares, fully paid
up, to Acquirer Sub and/or its nominee(s)
in connection with effecting the scheme.
5. Extraordinary General Meeting: Amend the Mgmt For For
articles of association of Allergan plc so
that any ordinary shares of Allergan plc
that are issued on or after the Voting
Record Time (as defined in the scheme of
arrangement) to persons other than Acquirer
Sub or its nominees will either be subject
to the terms of the scheme or will be
immediately and automatically acquired by
Acquirer Sub and/or its nominee(s) for the
scheme consideration.
6. Extraordinary General Meeting: Approve, on Mgmt For For
a non-binding, advisory basis, specified
compensatory arrangements between Allergan
plc and its named executive officers
relating to the transaction.
7. Extraordinary General Meeting: Approve any Mgmt For For
motion by the Chairman to adjourn the
extraordinary general meeting, or any
adjournments thereof, to solicit additional
proxies in favor of the approval of the
resolutions if there are insufficient votes
at the time of the extraordinary general
meeting to approve resolutions 2 through 5.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935196762
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
Sundar Pichai Mgmt For For
John L. Hennessy Mgmt For For
Frances H. Arnold Mgmt For For
L. John Doerr Mgmt For For
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt For For
Alan R. Mulally Mgmt For For
K. Ram Shriram Mgmt For For
Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. An amendment to Alphabet's Amended and Mgmt Against Against
Restated 2012 Stock Plan to increase the
share reserve by 8,500,000 shares of Class
C capital stock.
4. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
5. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
6. A stockholder proposal regarding a report Shr For Against
on arbitration of employment-related
claims, if properly presented at the
meeting.
7. A stockholder proposal regarding the Shr For Against
establishment of a human rights risk
oversight committee, if properly presented
at the meeting.
8. A stockholder proposal regarding Shr Against For
non-binding vote on amendment of bylaws, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr For Against
on sustainability metrics, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
11. A stockholder proposal regarding majority Shr For Against
vote for election of directors, if properly
presented at the meeting.
12. A stockholder proposal regarding a report Shr Against For
on gender/racial pay equity, if properly
presented at the meeting.
13. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
14. A stockholder proposal regarding a report Shr Against For
on whistleblower policies and practices, if
properly presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of director: Thomas O. Ryder Mgmt For For
1I. Election of director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO LOWER STOCK
OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO
REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
EFFECTS OF FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
POTENTIAL CUSTOMER MISUSE OF CERTAIN
TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
EFFORTS TO RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE REPORT ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
VIEWPOINT DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr For Against
SUPPLY CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 935151439
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Charlene Barshefsky
1B. Election of Director for a term of one Mgmt For For
year: John J. Brennan
1C. Election of Director for a term of one Mgmt For For
year: Peter Chernin
1D. Election of Director for a term of one Mgmt For For
year: Ralph de la Vega
1E. Election of Director for a term of one Mgmt For For
year: Anne Lauvergeon
1F. Election of Director for a term of one Mgmt For For
year: Michael O. Leavitt
1G. Election of Director for a term of one Mgmt For For
year: Theodore J. Leonsis
1H. Election of Director for a term of one Mgmt For For
year: Karen L. Parkhill
1I. Election of Director for a term of one Mgmt For For
year: Lynn A. Pike
1J. Election of Director for a term of one Mgmt For For
year: Stephen J. Squeri
1K. Election of Director for a term of one Mgmt For For
year: Daniel L. Vasella
1L. Election of Director for a term of one Mgmt For For
year: Ronald A. Williams
1M. Election of Director for a term of one Mgmt For For
year: Christopher D. Young
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2020.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
4. Approval of Amended and Restated Incentive Mgmt For For
Compensation Plan.
5. Shareholder proposal relating to action by Shr Against For
written consent.
6. Shareholder proposal relating to Shr Against For
gender/racial pay equity.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 935169450
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas A. Bartlett Mgmt For For
1B. Election of Director: Raymond P. Dolan Mgmt For For
1C. Election of Director: Robert D. Hormats Mgmt For For
1D. Election of Director: Gustavo Lara Cantu Mgmt For For
1E. Election of Director: Grace D. Lieblein Mgmt For For
1F. Election of Director: Craig Macnab Mgmt For For
1G. Election of Director: JoAnn A. Reed Mgmt For For
1H. Election of Director: Pamela D.A. Reeve Mgmt For For
1I. Election of Director: David E. Sharbutt Mgmt For For
1J. Election of Director: Bruce L. Tanner Mgmt For For
1K. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2020.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. To require periodic reports on political Shr Against For
contributions and expenditures.
5. To amend the bylaws to reduce the ownership Shr Against For
threshold required to call a special
meeting of the stockholders.
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 935166581
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: AME
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three Mgmt For For
years: Thomas A. Amato
1B. Election of Director for a term of three Mgmt For For
years: Anthony J. Conti
1C. Election of Director for a term of three Mgmt For For
years: Gretchen W. McClain
2. Approval of the AMETEK, Inc. 2020 Omnibus Mgmt For For
Incentive Compensation Plan.
3. Approval, by advisory vote, of the Mgmt For For
compensation of AMETEK, Inc.'s named
executive officers.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
5. A shareholder proposal relating to Shr Against For
sustainability and executive compensation
6. A shareholder proposal relating to policies Shr For Against
on freedom of expression
--------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC. Agenda Number: 935097849
--------------------------------------------------------------------------------------------------------------------------
Security: 053332102
Meeting Type: Annual
Meeting Date: 18-Dec-2019
Ticker: AZO
ISIN: US0533321024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas H. Brooks Mgmt For For
1B. Election of Director: Linda A. Goodspeed Mgmt For For
1C. Election of Director: Earl G. Graves, Jr. Mgmt For For
1D. Election of Director: Enderson Guimaraes Mgmt For For
1E. Election of Director: Michael M. Calbert Mgmt For For
1F. Election of Director: D. Bryan Jordan Mgmt For For
1G. Election of Director: Gale V. King Mgmt For For
1H. Election of Director: George R. Mrkonic, Mgmt For For
Jr.
1I. Election of Director: William C. Rhodes, Mgmt For For
III
1J. Election of Director: Jill A. Soltau Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent registered public accounting
firm for the 2020 fiscal year.
3. Approval of advisory vote on executive Mgmt For For
compensation
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 935147036
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose (Joe) E. Almeida Mgmt For For
1B. Election of Director: Thomas F. Chen Mgmt For For
1C. Election of Director: John D. Forsyth Mgmt For For
1D. Election of Director: James R. Gavin III Mgmt For For
1E. Election of Director: Peter S. Hellman Mgmt For For
1F. Election of Director: Michael F. Mahoney Mgmt For For
1G. Election of Director: Patricia B. Morrison Mgmt For For
1H. Election of Director: Stephen N. Oesterle Mgmt For For
1I. Election of Director: Cathy R. Smith Mgmt For For
1J. Election of Director: Thomas T. Stallkamp Mgmt For For
1K. Election of Director: Albert P.L. Stroucken Mgmt For For
1L. Election of Director: Amy A. Wendell Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4. Stockholder Proposal - Independent Board Shr For Against
Chairman
5. Stockholder Proposal - Right to Act by Shr Against For
Written Consent
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 935116322
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Catherine M. Burzik Mgmt For For
1B. Election of Director: R. Andrew Eckert Mgmt For For
1C. Election of Director: Vincent A. Forlenza Mgmt For For
1D. Election of Director: Claire M. Fraser Mgmt For For
1E. Election of Director: Jeffrey W. Henderson Mgmt For For
1F. Election of Director: Christopher Jones Mgmt For For
1G. Election of Director: Marshall O. Larsen Mgmt For For
1H. Election of Director: David F. Melcher Mgmt For For
1I. Election of Director: Thomas E. Polen Mgmt For For
1J. Election of Director: Claire Pomeroy Mgmt For For
1K. Election of Director: Rebecca W. Rimel Mgmt For For
1L. Election of Director: Timothy M. Ring Mgmt For For
1M. Election of Director: Bertram L. Scott Mgmt For For
2. Ratification of selection of independent Mgmt For For
registered public accounting firm.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of amendment to BD's 2004 Employee Mgmt For For
and Director Equity-Based Compensation
Plan.
5. Approval of French Addendum to BD'S 2004 Mgmt For For
Employee and Director Equity-Based
Compensation Plan.
6. Shareholder proposal regarding special Shr Against For
shareholder meetings.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN INC. Agenda Number: 935182484
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Alexander J. Denner
1B. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Caroline D. Dorsa
1C. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
William A. Hawkins
1D. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Nancy L. Leaming
1E. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Jesus B. Mantas
1F. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Richard C. Mulligan
1G. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Robert W. Pangia
1H. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Stelios Papadopoulos
1I. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Brian S. Posner
1J. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Eric K. Rowinsky
1K. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Stephen A. Sherwin
1L. Election of Director for a one year term Mgmt For For
extending until the 2021 annual meeting:
Michel Vounatsos
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Biogen Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Say on Pay - To approve an advisory vote on Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 935149080
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt For For
1B. Election of Director: Aparna Chennapragada Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt For For
1D. Election of Director: Peter Thomas Killalea Mgmt For For
1E. Election of Director: Cornelis "Eli" Mgmt For For
Leenaars
1F. Election of Director: Pierre E. Leroy Mgmt For For
1G. Election of Director: Francois Locoh-Donou Mgmt For For
1H. Election of Director: Peter E. Raskind Mgmt For For
1I. Election of Director: Eileen Serra Mgmt For For
1J. Election of Director: Mayo A. Shattuck III Mgmt For For
1K. Election of Director: Bradford H. Warner Mgmt For For
1L. Election of Director: Catherine G. West Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm of Capital One for 2020.
3. Advisory approval of Capital One's 2019 Mgmt For For
Named Executive Officer compensation.
4. Approval of amendments to Capital One's Mgmt For For
Restated Certificate of Incorporation to
allow stockholder to act by written
consent.
5. Stockholder proposal regarding an Shr For Against
independent Board chairman, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CDW CORP Agenda Number: 935174324
--------------------------------------------------------------------------------------------------------------------------
Security: 12514G108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: CDW
ISIN: US12514G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Steven W. Alesio Mgmt For For
1b. Election of Director: Barry K. Allen Mgmt For For
1c. Election of Director: Lynda M. Clarizio Mgmt For For
1d. Election of Director: Christine A. Leahy Mgmt For For
1e. Election of Director: David W. Nelms Mgmt For For
1f. Election of Director: Joseph R. Swedish Mgmt For For
1g. Election of Director: Donna F. Zarcone Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda Number: 935151352
--------------------------------------------------------------------------------------------------------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: CL
ISIN: US1941621039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John P. Bilbrey Mgmt For For
1b. Election of Director: John T. Cahill Mgmt For For
1c. Election of Director: Lisa M. Edwards Mgmt For For
1d. Election of Director: Helene D. Gayle Mgmt For For
1e. Election of Director: C. Martin Harris Mgmt For For
1f. Election of Director: Martina Hund-Mejean Mgmt For For
1g. Election of Director: Lorrie M. Norrington Mgmt For For
1h. Election of Director: Michael B. Polk Mgmt For For
1i. Election of Director: Stephen I. Sadove Mgmt For For
1j. Election of Director: Noel R. Wallace Mgmt For For
2. Ratify selection of PricewaterhouseCoopers Mgmt For For
LLP as Colgate's independent registered
public accounting firm.
3. Advisory vote on executive compensation. Mgmt For For
4. Stockholder proposal on independent Board Shr For Against
Chairman.
5. Stockholder proposal to reduce the Shr Against For
ownership threshold to call special
stockholder meetings to 10%.
--------------------------------------------------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC. Agenda Number: 935039138
--------------------------------------------------------------------------------------------------------------------------
Security: 21036P108
Meeting Type: Annual
Meeting Date: 16-Jul-2019
Ticker: STZ
ISIN: US21036P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jennifer M. Daniels Mgmt For For
Jerry Fowden Mgmt For For
Ernesto M. Hernandez Mgmt For For
Susan S. Johnson Mgmt For For
James A. Locke III Mgmt For For
Daniel J. McCarthy Mgmt For For
William A. Newlands Mgmt For For
Richard Sands Mgmt For For
Robert Sands Mgmt For For
Judy A. Schmeling Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
February 29, 2020
3. To approve, by an advisory vote, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement
--------------------------------------------------------------------------------------------------------------------------
COPART, INC. Agenda Number: 935099855
--------------------------------------------------------------------------------------------------------------------------
Security: 217204106
Meeting Type: Annual
Meeting Date: 06-Dec-2019
Ticker: CPRT
ISIN: US2172041061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Willis J. Johnson Mgmt For For
1.2 Election of Director: A. Jayson Adair Mgmt For For
1.3 Election of Director: Matt Blunt Mgmt For For
1.4 Election of Director: Steven D. Cohan Mgmt For For
1.5 Election of Director: Daniel J. Englander Mgmt For For
1.6 Election of Director: James E. Meeks Mgmt For For
1.7 Election of Director: Thomas N. Tryforos Mgmt For For
1.8 Election of Director: Diane M. Morefield Mgmt For For
1.9 Election of Director: Stephen Fisher Mgmt For For
2. Advisory (non-binding) stockholder vote on Mgmt For For
executive compensation (say-on-pay vote).
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
July 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 935114087
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 22-Jan-2020
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan L. Decker Mgmt For For
Richard A. Galanti Mgmt For For
Sally Jewell Mgmt For For
Charles T. Munger Mgmt For For
2. Ratification of selection of independent Mgmt For For
auditors.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
4. Approval to amend Articles of Incorporation Mgmt For For
to permit removal of directors without
cause.
5. Shareholder proposal regarding a director Shr Against For
skills matrix and disclosure of director
ideological perspectives.
--------------------------------------------------------------------------------------------------------------------------
DOCUSIGN, INC. Agenda Number: 935186153
--------------------------------------------------------------------------------------------------------------------------
Security: 256163106
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: DOCU
ISIN: US2561631068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CYNTHIA GAYLOR Mgmt For For
S. STEVEN SINGH Mgmt For For
2. Approval, on an advisory basis, of Mgmt 1 Year For
frequency of future non- binding votes on
our named executive officers' compensation.
3. Ratification of selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year ending January 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 935138619
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig Arnold Mgmt For For
1B. Election of Director: Christopher M. Connor Mgmt For For
1C. Election of Director: Michael J. Critelli Mgmt For For
1D. Election of Director: Richard H. Fearon Mgmt For For
1E. Election of Director: Olivier Leonetti Mgmt For For
1F. Election of Director: Deborah L. McCoy Mgmt For For
1G. Election of Director: Silvio Napoli Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sandra Pianalto Mgmt For For
1J. Election of Director: Lori J. Ryerkerk Mgmt For For
1K. Election of Director: Gerald B. Smith Mgmt For For
1L. Election of Director: Dorothy C. Thompson Mgmt For For
2. Approving a proposed 2020 Stock Plan. Mgmt For For
3. Approving the appointment of Ernst & Young Mgmt For For
as independent auditor for 2020 and
authorizing the Audit Committee of the
Board of Directors to set its remuneration.
4. Advisory approval of the Company's Mgmt For For
executive compensation.
5. Approving a proposal to grant the Board Mgmt For For
authority to issue shares.
6. Approving a proposal to grant the Board Mgmt For For
authority to opt out of pre-emption rights.
7. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Company shares.
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 935151845
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Mussallem Mgmt For For
1B. Election of Director: Kieran T. Gallahue Mgmt For For
1C. Election of Director: Leslie S. Heisz Mgmt For For
1D. Election of Director: William J. Link, Mgmt For For
Ph.D.
1E. Election of Director: Steven R. Loranger Mgmt For For
1F. Election of Director: Martha H. Marsh Mgmt For For
1G. Election of Director: Ramona Sequeira Mgmt For For
1H. Election of Director: Nicholas J. Valeriani Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE 2020 NONEMPLOYEE DIRECTORS Mgmt For For
STOCK INCENTIVE PROGRAM.
4. APPROVAL OF AMENDMENT OF THE CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FOR THE
PURPOSE OF EFFECTING A THREE-FOR-ONE STOCK
SPLIT.
5. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
6. ADVISORY VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REGARDING ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 935055081
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 08-Aug-2019
Ticker: EA
ISIN: US2855121099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for one year Mgmt For For
term: Leonard S. Coleman
1b. Election of Director to serve for one year Mgmt For For
term: Jay C. Hoag
1c. Election of Director to serve for one year Mgmt For For
term: Jeffrey T. Huber
1d. Election of Director to serve for one year Mgmt For For
term: Lawrence F. Probst
1e. Election of Director to serve for one year Mgmt For For
term: Talbott Roche
1f. Election of Director to serve for one year Mgmt For For
term: Richard A. Simonson
1g. Election of Director to serve for one year Mgmt For For
term: Luis A. Ubinas
1h. Election of Director to serve for one year Mgmt For For
term: Heidi J. Ueberroth
1i. Election of Director to serve for one year Mgmt For For
term: Andrew Wilson
2. Advisory vote on the compensation of the Mgmt For For
named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent public registered
accounting firm for the fiscal year ending
March 31, 2020.
4. Approve our 2019 Equity Incentive Plan. Mgmt For For
5. Amend and Restate our Certificate of Mgmt For For
Incorporation to permit stockholders
holding 25% or more of our common stock to
call special meetings.
6. To consider and vote upon a stockholder Shr For Against
proposal, if properly presented at the
Annual Meeting, to enable stockholders
holding 15% or more of our common stock to
call special meetings.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 935148937
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. L. Eskew Mgmt For For
1B. Election of Director: W. G. Kaelin, Jr. Mgmt For For
1C. Election of Director: D. A. Ricks Mgmt For For
1D. Election of Director: M. S. Runge Mgmt For For
1E. Election of Director: K. Walker Mgmt For For
2. Approval, by non-binding vote, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of Ernst & Young LLP as the Mgmt For For
independent auditor for 2020.
4. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate the classified
board structure.
5. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate supermajority
voting provisions.
6. Shareholder proposal to disclose direct and Shr Against For
indirect lobbying activities and
expenditures.
7. Shareholder proposal to publish a report on Shr Against For
the effectiveness of the forced swim test.
8. Shareholder proposal to amend the bylaws to Shr For Against
require an independent board chair.
9. Shareholder proposal on board diversity Shr Against For
requesting disclosures of specific minimum
qualifications and board nominee skills,
experience, and ideological perspective.
10. Shareholder proposal to publish feasibility Shr For Against
report on incorporating public concern over
drug prices into senior executive
compensation arrangements.
11. Shareholder proposal to implement a bonus Shr For Against
deferral policy.
12. Shareholder proposal to disclose clawbacks Shr For Against
on executive incentive compensation due to
misconduct.
--------------------------------------------------------------------------------------------------------------------------
EPAM SYSTEMS, INC. Agenda Number: 935199201
--------------------------------------------------------------------------------------------------------------------------
Security: 29414B104
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: EPAM
ISIN: US29414B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director for a three Mgmt For For
year term: Eugene Roman
1B. Election of Class II Director for a three Mgmt For For
year term: Jill Smart
1C. Election of Class II Director for a three Mgmt For For
year term: Ronald Vargo
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's Independent
Registered Public Accounting Firm for the
fiscal year ending December 31, 2020.
3. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation for our named
executive officers as disclosed in this
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
EQUIFAX INC. Agenda Number: 935157001
--------------------------------------------------------------------------------------------------------------------------
Security: 294429105
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: EFX
ISIN: US2944291051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark W. Begor Mgmt For For
1B. Election of Director: Mark L. Feidler Mgmt For For
1C. Election of Director: G. Thomas Hough Mgmt For For
1D. Election of Director: Robert D. Marcus Mgmt For For
1E. Election of Director: Siri S. Marshall Mgmt For For
1F. Election of Director: Scott A. McGregor Mgmt For For
1G. Election of Director: John A. McKinley Mgmt For For
1H. Election of Director: Robert W. Selander Mgmt For For
1I. Election of Director: Elane B. Stock Mgmt For For
1J. Election of Director: Heather H. Wilson Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for 2020.
4. Approval of Employee Stock Purchase Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935178221
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt Withheld Against
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. To approve the director compensation Mgmt For For
policy.
4. A stockholder proposal regarding change in Shr For Against
stockholder voting.
5. A stockholder proposal regarding an Shr For Against
independent chair.
6. A stockholder proposal regarding majority Shr For Against
voting for directors.
7. A stockholder proposal regarding political Shr For Against
advertising.
8. A stockholder proposal regarding Shr Against For
human/civil rights expert on board.
9. A stockholder proposal regarding report on Shr For Against
civil and human rights risks.
10. A stockholder proposal regarding child Shr For Against
exploitation.
11. A stockholder proposal regarding median Shr Against For
gender/racial pay gap.
--------------------------------------------------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES INC. Agenda Number: 935197966
--------------------------------------------------------------------------------------------------------------------------
Security: 339041105
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: FLT
ISIN: US3390411052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a one year term: Mgmt For For
Steven T. Stull
1.2 Election of Director for a one year term: Mgmt For For
Michael Buckman
1.3 Election of Director for a one year term: Mgmt For For
Thomas M. Hagerty
2. Ratify the reappointment of Ernst & Young Mgmt For For
LLP as FLEETCOR's independent public
accounting firm for 2020
3. Advisory vote to approve named executive Mgmt For For
officer compensation
4. Shareholder proposal for a shareholder Shr For Against
right to call special shareholder meetings
5. Shareholder proposal requiring that Shr Against For
financial performance metrics in incentive
awards be adjusted to exclude the impact of
share repurchases
--------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS HOME & SECURITY, INC. Agenda Number: 935145412
--------------------------------------------------------------------------------------------------------------------------
Security: 34964C106
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: FBHS
ISIN: US34964C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Nicholas I. Mgmt For For
Fink
1B. Election of Class III Director: A. D. David Mgmt For For
Mackay
1C. Election of Class III Director: David M. Mgmt For For
Thomas
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935066678
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Mgmt For For
Merger, dated as of May 27, 2019, by and
between Global Payments Inc. ("Global
Payments") and Total System Services, Inc.
(as amended from time to time) and the
transactions contemplated thereby (the
"Global Payments merger proposal").
2. To approve an amendment to Global Payments' Mgmt For For
articles of incorporation to increase the
number of authorized shares of Global
Payments common stock from two hundred
million shares to four hundred million
shares (the "Global Payments authorized
share count proposal").
3. To approve an amendment to Global Payments' Mgmt For For
articles of incorporation to declassify the
Global Payments board of directors and
provide for annual elections of directors
(the "Global Payments declassification
proposal").
4. To adjourn the Global Payments special Mgmt For For
meeting, if necessary or appropriate, to
solicit additional proxies if, immediately
prior to such adjournment, there are not
sufficient votes to approve the Global
Payments merger proposal, the Global
Payments authorized share count proposal or
the Global Payments declassification
proposal or to ensure that any supplement
or amendment to the accompanying joint
proxy statement/prospectus is timely
provided to holders of Global Payments
common stock.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935147214
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: F. Thaddeus Arroyo Mgmt For For
1B. Election of Director: Robert H.B. Baldwin, Mgmt For For
Jr.
1C. Election of Director: John G. Bruno Mgmt For For
1D. Election of Director: Kriss Cloninger III Mgmt For For
1E. Election of Director: William I Jacobs Mgmt For For
1F. Election of Director: Joia M. Johnson Mgmt For For
1G. Election of Director: Ruth Ann Marshall Mgmt For For
1H. Election of Director: Connie D. McDaniel Mgmt For For
1I. Election of Director: William B. Plummer Mgmt For For
1J. Election of Director: Jeffrey S. Sloan Mgmt For For
1K. Election of Director: John T. Turner Mgmt For For
1L. Election of Director: M. Troy Woods Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers for 2019.
3. Approval of amendments to our articles of Mgmt For For
incorporation to eliminate supermajority
voting requirements.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GODADDY INC. Agenda Number: 935191510
--------------------------------------------------------------------------------------------------------------------------
Security: 380237107
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: GDDY
ISIN: US3802371076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Garrett Mgmt For For
Ryan Roslansky Mgmt For For
Lee E. Wittlinger Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. To approve named executive officer Mgmt For For
compensation in a non-binding advisory
vote.
--------------------------------------------------------------------------------------------------------------------------
GUIDEWIRE SOFTWARE INC Agenda Number: 935107804
--------------------------------------------------------------------------------------------------------------------------
Security: 40171V100
Meeting Type: Annual
Meeting Date: 17-Dec-2019
Ticker: GWRE
ISIN: US40171V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Margaret Dillon Mgmt For For
Michael Keller Mgmt For For
Mike Rosenbaum Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
July 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
4. To approve the amendment and restatement of Mgmt For For
the Company's restated certificate of
incorporation to eliminate the classified
structure of the Company's Board of
Directors.
5. To consider a stockholder proposal Shr For Against
regarding majority voting for the election
of directors, if properly presented at the
annual meeting.
--------------------------------------------------------------------------------------------------------------------------
IHS MARKIT LTD Agenda Number: 935134344
--------------------------------------------------------------------------------------------------------------------------
Security: G47567105
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: INFO
ISIN: BMG475671050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lance Uggla Mgmt For For
1B. Election of Director: John Browne (The Lord Mgmt For For
Browne of Madingley)
1C. Election of Director: Ruann F. Ernst Mgmt For For
1D. Election of Director: William E. Ford Mgmt For For
1E. Election of Director: Jean-Paul L. Montupet Mgmt For For
1F. Election of Director: Deborah K. Orida Mgmt For For
1G. Election of Director: James A. Rosenthal Mgmt For For
2. To approve, on an advisory, non-binding Mgmt For For
basis, the compensation of the Company's
named executive officers.
3. To approve the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accountants until the close of the
next Annual General Meeting of Shareholders
and to authorize the Company's Board of
Directors, acting by the Audit Committee,
to determine the remuneration of the
independent registered public accountants.
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 935153647
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel J. Brutto Mgmt For For
1B. Election of Director: Susan Crown Mgmt For For
1C. Election of Director: James W. Griffith Mgmt For For
1D. Election of Director: Jay L. Henderson Mgmt For For
1E. Election of Director: Richard H. Lenny Mgmt For For
1F. Election of Director: E. Scott Santi Mgmt For For
1G. Election of Director: David B. Smith, Jr. Mgmt For For
1H. Election of Director: Pamela B. Strobel Mgmt For For
1I. Election of Director: Kevin M. Warren Mgmt For For
1J. Election of Director: Anre D. Williams Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as ITW's independent
registered public accounting firm for 2020.
3. Advisory vote to approve compensation of Mgmt For For
ITW's named executive officers.
4. A non-binding stockholder proposal, if Shr Against For
properly presented at the meeting, to
permit stockholders to act by written
consent.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935196332
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard Mgmt For For
Haythornthwaite
1B. Election of Director: Ajay Banga Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Merit E. Janow Mgmt For For
1H. Election of Director: Oki Matsumoto Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2020
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 935171190
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring in 2021: Lloyd Dean
1B. Election of Director for a one-year term Mgmt For For
expiring in 2021: Robert Eckert
1C. Election of Director for a one-year term Mgmt For For
expiring in 2021: Catherine Engelbert
1D. Election of Director for a one-year term Mgmt For For
expiring in 2021: Margaret Georgiadis
1E. Election of Director for a one-year term Mgmt For For
expiring in 2021: Enrique Hernandez, Jr.
1F. Election of Director for a one-year term Mgmt For For
expiring in 2021: Christopher Kempczinski
1G. Election of Director for a one-year term Mgmt For For
expiring in 2021: Richard Lenny
1H. Election of Director for a one-year term Mgmt For For
expiring in 2021: John Mulligan
1I. Election of Director for a one-year term Mgmt For For
expiring in 2021: Sheila Penrose
1J. Election of Director for a one-year term Mgmt For For
expiring in 2021: John Rogers, Jr.
1K. Election of Director for a one-year term Mgmt For For
expiring in 2021: Paul Walsh
1L. Election of Director for a one-year term Mgmt For For
expiring in 2021: Miles White
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. Advisory vote to approve the appointment of Mgmt For For
Ernst & Young LLP as independent auditor
for 2020.
4. Vote to approve the Company's Amended and Mgmt For For
Restated 2012 Omnibus Stock Ownership Plan.
5. Advisory vote on a shareholder proposal Shr Against For
requesting to change the thresholds to call
special shareholder meetings, if properly
presented.
6. Advisory vote on a shareholder proposal Shr Against For
requesting the Board issue a report on
sugar and public health, if properly
presented.
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 935112158
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 16-Jan-2020
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert L. Bailey Mgmt For For
1.2 Election of Director: Richard M. Beyer Mgmt For For
1.3 Election of Director: Steven J. Gomo Mgmt For For
1.4 Election of Director: Mary Pat McCarthy Mgmt For For
1.5 Election of Director: Sanjay Mehrotra Mgmt For For
1.6 Election of Director: Robert E. Switz Mgmt For For
1.7 Election of Director: MaryAnn Wright Mgmt For For
2. To approve a non-binding resolution to Mgmt For For
approve the compensation of our Named
Executive Officers as described in the
proxy statement.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting
Firm for the fiscal year ending September
3, 2020.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Shr Against For
Gap
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 935189527
--------------------------------------------------------------------------------------------------------------------------
Security: 61174X109
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: MNST
ISIN: US61174X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney C. Sacks Mgmt For For
Hilton H. Schlosberg Mgmt For For
Mark J. Hall Mgmt For For
Kathleen E. Ciaramello Mgmt For For
Gary P. Fayard Mgmt For For
Jeanne P. Jackson Mgmt For For
Steven G. Pizula Mgmt For For
Benjamin M. Polk Mgmt For For
Sydney Selati Mgmt For For
Mark S. Vidergauz Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2020.
3. Proposal to approve, on a non-binding, Mgmt For For
advisory basis, the compensation of the
Company's named executive officers.
4. Proposal to approve the Monster Beverage Mgmt For For
Corporation 2020 Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
NETAPP, INC Agenda Number: 935065436
--------------------------------------------------------------------------------------------------------------------------
Security: 64110D104
Meeting Type: Annual
Meeting Date: 12-Sep-2019
Ticker: NTAP
ISIN: US64110D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: T. Michael Nevens Mgmt For For
1B. Election of Director: Gerald Held Mgmt For For
1C. Election of Director: Kathryn M. Hill Mgmt For For
1D. Election of Director: Deborah L. Kerr Mgmt For For
1E. Election of Director: George Kurian Mgmt For For
1F. Election of Director: Scott F. Schenkel Mgmt For For
1G. Election of Director: George T. Shaheen Mgmt For For
2. To approve amendments to NetApp's Amended Mgmt For For
and Restated 1999 Stock Option Plan to
increase the share reserve by an additional
4,000,000 shares of common stock and to
approve a new 10-year term for the 1999
Stock Option Plan.
3. To approve an amendment to NetApp's Mgmt For For
Employee Stock Purchase Plan to increase
the share reserve by an additional
2,000,000 shares of common stock.
4. To hold an advisory vote to approve Named Mgmt For For
Executive Officer compensation.
5. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as NetApp's independent
registered public accounting firm for the
fiscal year ending April 24, 2020.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 935066298
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 19-Sep-2019
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan B. Graf, Jr. Mgmt For For
Peter B. Henry Mgmt For For
Michelle A. Peluso Mgmt For For
2. To approve executive compensation by an Mgmt For For
advisory vote.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
NORDSON CORPORATION Agenda Number: 935123719
--------------------------------------------------------------------------------------------------------------------------
Security: 655663102
Meeting Type: Annual
Meeting Date: 25-Feb-2020
Ticker: NDSN
ISIN: US6556631025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sundaram Nagarajan Mgmt For For
Ginger M. Jones Mgmt For For
Joseph P. Keithley Mgmt For For
Michael J. Merriman, Jr Mgmt For For
Mary G. Puma Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
October 31, 2020.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 935152025
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas D. Bell, Jr. Mgmt For For
1B. Election of Director: Mitchell E. Daniels, Mgmt For For
Jr.
1C. Election of Director: Marcela E. Donadio Mgmt For For
1D. Election of Director: John C. Huffard, Jr. Mgmt For For
1E. Election of Director: Christopher T. Jones Mgmt For For
1F. Election of Director: Thomas C. Kelleher Mgmt For For
1G. Election of Director: Steven F. Leer Mgmt For For
1H. Election of Director: Michael D. Lockhart Mgmt For For
1I. Election of Director: Amy E. Miles Mgmt For For
1J. Election of Director: Claude Mongeau Mgmt For For
1K. Election of Director: Jennifer F. Scanlon Mgmt For For
1L. Election of Director: James A. Squires Mgmt For For
1M. Election of Director: John R. Thompson Mgmt For For
2A. Approval of proposed amendments to the Mgmt For For
Corporation's Amended and Restated Articles
of Incorporation ("Articles"): Amendment of
voting standard to amend the Articles.
2B. Approval of proposed amendments to the Mgmt For For
Corporation's Amended and Restated Articles
of Incorporation ("Articles"): Approval of
simple majority voting standard to approve
a merger, share exchange, conversion, sale,
or dissolution of the Corporation.
2C. Approval of proposed amendments to the Mgmt For For
Corporation's Amended and Restated Articles
of Incorporation ("Articles"): Approval of
majority voting standard to approve
re-domestication of the Corporation and
affiliated transactions.
3. Ratification of the appointment of KPMG Mgmt For For
LLP, independent registered public
accounting firm, as Norfolk Southern's
independent auditors for the year ending
December 31, 2020.
4. Approval of the advisory resolution on Mgmt For For
executive compensation, as disclosed in the
proxy statement for the 2020 Annual Meeting
of Shareholders.
5. A shareholder proposal regarding the right Shr Against For
to act by written consent, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION Agenda Number: 935174184
--------------------------------------------------------------------------------------------------------------------------
Security: 682189105
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ON
ISIN: US6821891057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Atsushi Abe Mgmt For For
1B. Election of Director: Alan Campbell Mgmt For For
1C. Election of Director: Gilles Delfassy Mgmt For For
1D. Election of Director: Emmanuel T. Hernandez Mgmt For For
1E. Election of Director: Keith D. Jackson Mgmt For For
1F. Election of Director: Paul A. Mascarenas Mgmt For For
1G. Election of Director: Christine Y. Yan Mgmt For For
2. Advisory (non-binding) resolution to Mgmt For For
approve executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the current year.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935170869
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2020.
4. Stockholder Proposal - Stockholder right to Shr Against For
act by written consent.
5. Stockholder Proposal - Human and indigenous Shr Against For
peoples' rights.
--------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda Number: 935135132
--------------------------------------------------------------------------------------------------------------------------
Security: 693506107
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: PPG
ISIN: US6935061076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. APPROVE THE ELECTION OF DIRECTOR TO SERVE Mgmt For For
IN THE CLASS WHOSE TERM EXPIRES IN 2023:
STEPHEN F. ANGEL
1B. APPROVE THE ELECTION OF DIRECTOR TO SERVE Mgmt For For
IN THE CLASS WHOSE TERM EXPIRES IN 2023:
HUGH GRANT
1C. APPROVE THE ELECTION OF DIRECTOR TO SERVE Mgmt For For
IN THE CLASS WHOSE TERM EXPIRES IN 2023:
MELANIE L. HEALEY
2A. APPROVE THE APPOINMENT OF A DIRECTOR TO Mgmt For For
SERVE IN THE CLASS WHOSE TERM EXPIRES IN
2022: KATHLEEN A.LIGOCKI
3. APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS
4. PROPOSAL TO APPROVE AN AMENDMENT OF THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS
5. PROPOSAL TO APPROVE AN AMENDMENT OF THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION AND
BYLAWS TO REPLACE THE SUPERMAJORITY VOTING
REQUIREMENTS
6. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2020
--------------------------------------------------------------------------------------------------------------------------
PVH CORP. Agenda Number: 935208909
--------------------------------------------------------------------------------------------------------------------------
Security: 693656100
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: PVH
ISIN: US6936561009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY BAGLIVO Mgmt For For
1B. ELECTION OF DIRECTOR: BRENT CALLINICOS Mgmt For For
1C. ELECTION OF DIRECTOR: EMANUEL CHIRICO Mgmt For For
1D. ELECTION OF DIRECTOR: JOSEPH B. FULLER Mgmt For For
1E. ELECTION OF DIRECTOR: V. JAMES MARINO Mgmt For For
1F. ELECTION OF DIRECTOR: G. PENNY McINTYRE Mgmt For For
1G. ELECTION OF DIRECTOR: AMY McPHERSON Mgmt For For
1H. ELECTION OF DIRECTOR: HENRY NASELLA Mgmt For For
1I. ELECTION OF DIRECTOR: EDWARD R. ROSENFELD Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG RYDIN Mgmt For For
1K. ELECTION OF DIRECTOR: JUDITH AMANDA SOURRY Mgmt For For
KNOX
2. Approval of the advisory resolution on Mgmt For For
executive compensation.
3. Approval of amendments to the Company's Mgmt For For
Stock Incentive Plan.
4. Ratification of auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY Agenda Number: 935080616
--------------------------------------------------------------------------------------------------------------------------
Security: 755111507
Meeting Type: Special
Meeting Date: 11-Oct-2019
Ticker: RTN
ISIN: US7551115071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Raytheon merger proposal: To adopt the Mgmt For For
Agreement and Plan of Merger, dated as of
June 9, 2019, by and among United
Technologies Corporation, Light Merger Sub
Corp. and Raytheon Company (the "merger
agreement").
2. Raytheon merger-related compensation Mgmt For For
proposal: To approve, by advisory
(non-binding) vote, certain compensation
arrangements that may be paid or become
payable to Raytheon Company's named
executive officers in connection with the
merger contemplated by the merger
agreement.
3. Raytheon adjournment proposal: To approve Mgmt For For
the adjournment of the Special Meeting of
Stockholders of Raytheon Company to a later
date or dates, if necessary or appropriate,
to solicit additional proxies in the event
there are not sufficient votes at the time
of the Special Meeting of Stockholders of
Raytheon Company to adopt the Raytheon
merger proposal.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935202402
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan.
3. Amendment and restatement of our 2004 Mgmt For For
Employee Stock Purchase Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
5. An advisory vote to approve the fiscal 2020 Mgmt For For
compensation of our named executive
officers.
6. A stockholder proposal requesting the Shr Against For
ability of stockholders to act by written
consent, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SAREPTA THERAPEUTICS INC. Agenda Number: 935192803
--------------------------------------------------------------------------------------------------------------------------
Security: 803607100
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: SRPT
ISIN: US8036071004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Douglas S. Ingram Mgmt For For
1.2 Election of Director: Hans Wigzell, M.D., Mgmt For For
Ph.D.
1.3 Election of Director: Mary Ann Gray, Ph.D. Mgmt For For
2. ADVISORY VOTE TO APPROVE, ON A NON-BINDING Mgmt For For
BASIS, NAMED EXECUTIVE OFFICER COMPENSATION
3. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION, AS AMENDED, TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 99,000,000 TO 198,000,000 SHARES
4. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
2018 EQUITY INCENTIVE PLAN TO INCREASE THE
MAXIMUM AGGREGATE NUMBER OF SHARES OF
COMMON STOCK THAT MAY BE ISSUED PURSUANT TO
AWARDS GRANTED UNDER THE 2018 EQUITY
INCENTIVE PLAN BY 3,800,000 SHARES TO
8,187,596 SHARES
5. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2020
--------------------------------------------------------------------------------------------------------------------------
SEATTLE GENETICS, INC. Agenda Number: 935156910
--------------------------------------------------------------------------------------------------------------------------
Security: 812578102
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: SGEN
ISIN: US8125781026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: David W. Mgmt For For
Gryska
1.2 Election of Class I Director: John A. Orwin Mgmt For For
1.3 Election of Class I Director: Alpna H. Seth Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of Seattle Genetics' named
executive officers as disclosed in the
accompanying proxy statement.
3. Approve the amendment and restatement of Mgmt For For
the Seattle Genetics, Inc. Amended and
Restated 2007 Equity Incentive Plan to,
among other things, increase the aggregate
number of shares of common stock authorized
for issuance thereunder by 6,000,000
shares.
4. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Seattle
Genetics' independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 935196685
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William R. McDermott Mgmt For For
1B. Election of Director: Anita M. Sands Mgmt For For
1C. Election of Director: Dennis M. Woodside Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers ("Say-on-Pay").
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as the independent registered public
accounting firm for 2020.
4. To approve an amendment to our Restated Mgmt For For
Certificate of Incorporation to declassify
our Board of Directors.
5. To hold an advisory vote on the frequency Mgmt 1 Year For
of future advisory votes on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
SNAP-ON INCORPORATED Agenda Number: 935144321
--------------------------------------------------------------------------------------------------------------------------
Security: 833034101
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: SNA
ISIN: US8330341012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David C. Adams Mgmt For For
1B. Election of Director: Karen L. Daniel Mgmt For For
1C. Election of Director: Ruth Ann M. Gillis Mgmt For For
1D. Election of Director: James P. Holden Mgmt For For
1E. Election of Director: Nathan J. Jones Mgmt For For
1F. Election of Director: Henry W. Knueppel Mgmt For For
1G. Election of Director: W. Dudley Lehman Mgmt For For
1H. Election of Director: Nicholas T. Pinchuk Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Donald J. Stebbins Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as Snap-on
Incorporated's independent registered
public accounting firm for fiscal 2020.
3. Advisory vote to approve the compensation Mgmt For For
of Snap-on Incorporated's named executive
officers, as disclosed in "Compensation
Discussion and Analysis" and "Executive
Compensation Information" in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
SS&C TECHNOLOGIES HOLDINGS, INC. Agenda Number: 935165503
--------------------------------------------------------------------------------------------------------------------------
Security: 78467J100
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: SSNC
ISIN: US78467J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Normand A. Boulanger Mgmt For For
David A. Varsano Mgmt For For
Michael J. Zamkow Mgmt Withheld Against
2. The approval of the compensation of the Mgmt Against Against
named executive officers.
3. The ratification of PricewaterhouseCoopers Mgmt For For
LLP as SS&C's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TELEFLEX INCORPORATED Agenda Number: 935164335
--------------------------------------------------------------------------------------------------------------------------
Security: 879369106
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: TFX
ISIN: US8793691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: George Babich, Jr. Mgmt For For
1B. Election of Director: Gretchen R. Haggerty Mgmt For For
1C. Election of Director: Liam J. Kelly Mgmt For For
2. Approval, on an advisory basis, of named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 935169311
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kermit R. Crawford Mgmt For For
1B. Election of Director: Michael L. Eskew Mgmt For For
1C. Election of Director: Margaret M. Keane Mgmt For For
1D. Election of Director: Siddharth N. Mehta Mgmt For For
1E. Election of Director: Jacques P. Perold Mgmt For For
1F. Election of Director: Andrea Redmond Mgmt For For
1G. Election of Director: Gregg M. Sherrill Mgmt For For
1H. Election of Director: Judith A. Sprieser Mgmt For For
1I. Election of Director: Perry M. Traquina Mgmt For For
1J. Election of Director: Thomas J. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executives.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Allstate's independent
registered public accountant for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY Agenda Number: 935137352
--------------------------------------------------------------------------------------------------------------------------
Security: 824348106
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: SHW
ISIN: US8243481061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: K.B. Anderson Mgmt For For
1B. Election of Director: A.F. Anton Mgmt For For
1C. Election of Director: J.M. Fettig Mgmt For For
1D. Election of Director: R.J. Kramer Mgmt For For
1E. Election of Director: S.J. Kropf Mgmt For For
1F. Election of Director: J.G. Morikis Mgmt For For
1G. Election of Director: C.A. Poon Mgmt For For
1H. Election of Director: M.H. Thaman Mgmt For For
1I. Election of Director: M. Thornton III Mgmt For For
1J. Election of Director: S.H. Wunning Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the named executives.
3. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935195633
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Alan M. Bennett Mgmt For For
1C. Election of Director: Rosemary T. Berkery Mgmt For For
1D. Election of Director: David T. Ching Mgmt For For
1E. Election of Director: Ernie Herrman Mgmt For For
1F. Election of Director: Michael F. Hines Mgmt For For
1G. Election of Director: Amy B. Lane Mgmt For For
1H. Election of Director: Carol Meyrowitz Mgmt For For
1I. Election of Director: Jackwyn L. Nemerov Mgmt For For
1J. Election of Director: John F. O'Brien Mgmt For For
1K. Election of Director: Willow B. Shire Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2021
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on-pay vote)
4. Shareholder proposal for a report on Shr Against For
reduction in chemical footprint
5. Shareholder proposal for a report on animal Shr Against For
welfare
6. Shareholder proposal for setting target Shr Against For
amounts for CEO compensation
7. Shareholder proposal for disclosure Shr Against For
regarding executive share retention
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935125648
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Francis A. deSouza Mgmt For For
1E. Election of Director: Michael B.G. Froman Mgmt For For
1F. Election of Director: Robert A. Iger Mgmt For For
1G. Election of Director: Maria Elena Mgmt For For
Lagomasino
1H. Election of Director: Mark G. Parker Mgmt For For
1I. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2020.
3. To approve the advisory resolution on Mgmt Against Against
executive compensation.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated 2011 Stock Incentive
Plan.
5. Shareholder proposal requesting an annual Shr For Against
report disclosing information regarding the
Company's lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935170136
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: Judy C. Lewent Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: James C. Mullen Mgmt For For
1I. Election of Director: Lars R. Sorensen Mgmt For For
1J. Election of Director: Debora L. Spar Mgmt For For
1K. Election of Director: Scott M. Sperling Mgmt For For
1L. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2020.
--------------------------------------------------------------------------------------------------------------------------
UBER TECHNOLOGIES INC Agenda Number: 935156869
--------------------------------------------------------------------------------------------------------------------------
Security: 90353T100
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: UBER
ISIN: US90353T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald Sugar Mgmt For For
1B. Election of Director: Ursula Burns Mgmt For For
1C. Election of Director: Robert Eckert Mgmt For For
1D. Election of Director: Amanda Ginsberg Mgmt For For
1E. Election of Director: Dara Khosrowshahi Mgmt For For
1F. Election of Director: Wan Ling Martello Mgmt For For
1G. Election of Director: Yasir Al-Rumayyan Mgmt For For
1H. Election of Director: John Thain Mgmt For For
1I. Election of Director: David Trujillo Mgmt For For
2. Approval, by non-binding vote, of the 2019 Mgmt For For
compensation paid to the Company's named
executive officers.
3. Approval, by non-binding vote, of the Mgmt 1 Year For
frequency of executive compensation votes.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Glenn M. Renwick Mgmt For For
1I. Election of Director: David S. Wichmann Mgmt For For
1J. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2020.
4. Approval of the UnitedHealth Group 2020 Mgmt For For
Stock Incentive Plan.
5. If properly presented at the 2020 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting any material amendment to the
Company's Bylaws be subject to a
non-binding shareholder vote.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935148406
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Vittorio Colao Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4. Nonqualified Savings Plan Earnings Shr Against For
5. Special Shareholder Meetings Shr For Against
6. Lobbying Activities Report Shr For Against
7. User Privacy Metric Shr Against For
8. Amend Severance Approval Policy Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935199883
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sangeeta Bhatia Mgmt For For
1B. Election of Director: Lloyd Carney Mgmt For For
1C. Election of Director: Alan Garber Mgmt For For
1D. Election of Director: Terrence Kearney Mgmt For For
1E. Election of Director: Reshma Kewalramani Mgmt For For
1F. Election of Director: Yuchun Lee Mgmt For For
1G. Election of Director: Jeffrey Leiden Mgmt For For
1H. Election of Director: Margaret McGlynn Mgmt For For
1I. Election of Director: Diana McKenzie Mgmt For For
1J. Election of Director: Bruce Sachs Mgmt For For
2. Ratification of Ernst & Young LLP as our Mgmt For For
independent Registered Public Accounting
firm for the year ending December 31, 2020.
3. Advisory vote on named executive officer Mgmt For For
compensation.
4. Shareholder proposal, if properly presented Shr Against For
at the meeting, requesting that we prepare
a report on our policies and activities
with respect to lobbying.
--------------------------------------------------------------------------------------------------------------------------
VF CORPORATION Agenda Number: 935043935
--------------------------------------------------------------------------------------------------------------------------
Security: 918204108
Meeting Type: Annual
Meeting Date: 16-Jul-2019
Ticker: VFC
ISIN: US9182041080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard T. Carucci Mgmt For For
Juliana L. Chugg Mgmt For For
Benno Dorer Mgmt For For
Mark S. Hoplamazian Mgmt For For
Laura W. Lang Mgmt For For
W. Alan McCollough Mgmt For For
W. Rodney McMullen Mgmt For For
Clarence Otis, Jr. Mgmt For For
Steven E. Rendle Mgmt For For
Carol L. Roberts Mgmt For For
Matthew J. Shattock Mgmt For For
Veronica B. Wu Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as VF's
independent registered public accounting
firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935187434
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: WDAY
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael C. Bush Mgmt For For
Christa Davies Mgmt For For
Michael A. Stankey Mgmt For For
George J. Still, Jr. Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Workday's independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
3. Advisory vote on named executive officer Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION Agenda Number: 935160224
--------------------------------------------------------------------------------------------------------------------------
Security: 989207105
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: ZBRA
ISIN: US9892071054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anders Gustafsson Mgmt For For
Janice M. Roberts Mgmt For For
Linda M. Connly Mgmt For For
2. Proposal to approve, by non-binding vote, Mgmt For For
compensation of named executive officers.
3. Proposal to approve our 2020 Employee Stock Mgmt For For
Purchase Plan.
4. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent auditors for 2020.
GUARDIAN LARGE CAP DISCIPLINED VALUE VIP FUND
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935196762
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
Sundar Pichai Mgmt For For
John L. Hennessy Mgmt For For
Frances H. Arnold Mgmt For For
L. John Doerr Mgmt Withheld Against
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt Withheld Against
Alan R. Mulally Mgmt Withheld Against
K. Ram Shriram Mgmt Withheld Against
Robin L. Washington Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. An amendment to Alphabet's Amended and Mgmt Against Against
Restated 2012 Stock Plan to increase the
share reserve by 8,500,000 shares of Class
C capital stock.
4. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
5. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on arbitration of employment-related
claims, if properly presented at the
meeting.
7. A stockholder proposal regarding the Shr Against For
establishment of a human rights risk
oversight committee, if properly presented
at the meeting.
8. A stockholder proposal regarding Shr Against For
non-binding vote on amendment of bylaws, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr For Against
on sustainability metrics, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr For Against
on takedown requests, if properly presented
at the meeting.
11. A stockholder proposal regarding majority Shr For Against
vote for election of directors, if properly
presented at the meeting.
12. A stockholder proposal regarding a report Shr Against For
on gender/racial pay equity, if properly
presented at the meeting.
13. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
14. A stockholder proposal regarding a report Shr Against For
on whistleblower policies and practices, if
properly presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 935159877
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. DON CORNWELL Mgmt For For
1B. Election of Director: BRIAN DUPERREAULT Mgmt For For
1C. Election of Director: JOHN H. FITZPATRICK Mgmt For For
1D. Election of Director: WILLIAM G. JURGENSEN Mgmt For For
1E. Election of Director: CHRISTOPHER S. LYNCH Mgmt For For
1F. Election of Director: HENRY S. MILLER Mgmt For For
1G. Election of Director: LINDA A. MILLS Mgmt For For
1H. Election of Director: THOMAS F. MOTAMED Mgmt For For
1I. Election of Director: PETER R. PORRINO Mgmt For For
1J. Election of Director: AMY L. SCHIOLDAGER Mgmt For For
1K. Election of Director: DOUGLAS M. STEENLAND Mgmt For For
1L. Election of Director: THERESE M. VAUGHAN Mgmt For For
2. To vote, on a non-binding advisory basis, Mgmt For For
to approve executive compensation.
3. To act upon a proposal to amend and restate Mgmt For For
AIG's Amended and Restated Certificate of
Incorporation to restrict certain transfers
of AIG Common Stock in order to protect
AIG's tax attributes.
4. To act upon a proposal to ratify the Mgmt For For
amendment to extend the expiration of the
American International Group, Inc. Tax
Asset Protection Plan.
5. To act upon a proposal to ratify the Mgmt For For
selection of PricewaterhouseCoopers LLP as
AIG's independent registered public
accounting firm for 2020.
6. To vote on a shareholder proposal to give Shr For Against
shareholders who hold at least 10 percent
of AIG's outstanding common stock the right
to call special meetings.
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 935166581
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: AME
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three Mgmt For For
years: Thomas A. Amato
1B. Election of Director for a term of three Mgmt For For
years: Anthony J. Conti
1C. Election of Director for a term of three Mgmt For For
years: Gretchen W. McClain
2. Approval of the AMETEK, Inc. 2020 Omnibus Mgmt For For
Incentive Compensation Plan.
3. Approval, by advisory vote, of the Mgmt For For
compensation of AMETEK, Inc.'s named
executive officers.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ANTHEM, INC. Agenda Number: 935157037
--------------------------------------------------------------------------------------------------------------------------
Security: 036752103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: ANTM
ISIN: US0367521038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Gail K. Boudreaux Mgmt For For
1.2 Election of Director: R. Kerry Clark Mgmt For For
1.3 Election of Director: Robert L. Dixon, Jr. Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for 2020.
4. Shareholder proposal to allow shareholders Shr For Against
owning 10% or more of our common stock to
call a special meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935118655
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Special resolution to approve a scheme of Mgmt For For
arrangement pursuant to Part 26 of the
Companies Act 2006 ("Scheme"), authorize
the Board of Directors to take all such
actions that it considers necessary or
appropriate to carry the Scheme into
effect, approve a reduction of the share
capital of the Company, approve an
amendment to the Company's articles of
association and approve the issue of Class
E ordinary shares of the Company to Aon
Ireland (as defined in the Scheme) as
required as part of the Scheme, as set
forth in the Proxy Statement/Scheme
Circular.
2. Special resolution to authorize Aon Ireland Mgmt For For
to create distributable profits by a
reduction of the share capital of Aon
Ireland, conditional upon the Scheme
becoming effective.
3. Ordinary resolution to approve the terms of Mgmt For For
an off-exchange buyback, prior to the
Scheme becoming effective, by the Company
from Aon Corporation of 125,000 Class B
ordinary shares of Pound 0.40 each of the
Company.
4. Special resolution to approve the delisting Mgmt For For
of the Company's shares from the New York
Stock Exchange, conditional upon the Scheme
becoming effective.
5. Ordinary resolution to approve the Mgmt For For
adjournment of the General Meeting, if
necessary.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935118667
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V111
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Scheme as set forth in the Mgmt For For
Proxy Statement/Scheme Circular.
--------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC. Agenda Number: 935097849
--------------------------------------------------------------------------------------------------------------------------
Security: 053332102
Meeting Type: Annual
Meeting Date: 18-Dec-2019
Ticker: AZO
ISIN: US0533321024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas H. Brooks Mgmt For For
1B. Election of Director: Linda A. Goodspeed Mgmt For For
1C. Election of Director: Earl G. Graves, Jr. Mgmt For For
1D. Election of Director: Enderson Guimaraes Mgmt For For
1E. Election of Director: Michael M. Calbert Mgmt For For
1F. Election of Director: D. Bryan Jordan Mgmt For For
1G. Election of Director: Gale V. King Mgmt For For
1H. Election of Director: George R. Mrkonic, Mgmt For For
Jr.
1I. Election of Director: William C. Rhodes, Mgmt For For
III
1J. Election of Director: Jill A. Soltau Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent registered public accounting
firm for the 2020 fiscal year.
3. Approval of advisory vote on executive Mgmt For For
compensation
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935139825
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1E. Election of Director: Pierre J.P. de Weck Mgmt For For
1F. Election of Director: Arnold W. Donald Mgmt For For
1G. Election of Director: Linda P. Hudson Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Thomas J. May Mgmt For For
1J. Election of Director: Brian T. Moynihan Mgmt For For
1K. Election of Director: Lionel L. Nowell III Mgmt For For
1L. Election of Director: Denise L. Ramos Mgmt For For
1M. Election of Director: Clayton S. Rose Mgmt For For
1N. Election of Director: Michael D. White Mgmt For For
1O. Election of Director: Thomas D. Woods Mgmt For For
1P. Election of Director: R. David Yost Mgmt For For
1Q. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Mgmt For For
Advisory, Non-binding "Say on Pay"
Resolution).
3. Ratifying the Appointment of Our Mgmt For For
Independent Registered Public Accounting
Firm for 2020.
4. Make Shareholder Proxy Access More Shr For Against
Accessible.
5. Adopt a New Shareholder Right - Written Shr For Against
Consent
6. Report Concerning Gender/Racial Pay Equity. Shr Against For
7. Review of Statement of the Purpose of a Shr Against For
Corporation and Report on Recommended
Changes to Governance Documents, Policies,
and Practices.
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 935171897
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: GOLD
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
D. M. Bristow Mgmt For For
G. A. Cisneros Mgmt Withheld Against
C. L. Coleman Mgmt Withheld Against
J. M. Evans Mgmt For For
B. L. Greenspun Mgmt Withheld Against
J. B. Harvey Mgmt For For
A. J. Quinn Mgmt For For
M. L. Silva Mgmt For For
J. L. Thornton Mgmt For For
2 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP as the auditor
of Barrick and authorizing the directors to
fix its remuneration.
3 ADVISORY RESOLUTION ON APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BB&T CORPORATION Agenda Number: 935057629
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Special
Meeting Date: 30-Jul-2019
Ticker: BBT
ISIN: US0549371070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the Amended Agreement Mgmt For For
and Plan of Merger, dated as of February 7,
2019, as amended as of June 14, 2019 (as
further amended from time to time, the
"Merger Agreement"), by and between BB&T
and SunTrust Banks, Inc. and the
transactions contemplated thereby (the
"BB&T merger proposal").
2. Proposal to approve an amendment to BB&T's Mgmt For For
articles of incorporation to effect the
name change of BB&T to "Truist Financial
Corporation", effective only upon the
completion of the merger (the "BB&T name
change proposal").
3. Proposal to adjourn the BB&T special Mgmt For For
meeting, if necessary or appropriate, to
solicit additional proxies if, immediately
prior to such adjournment, there are not
sufficient votes to approve the BB&T merger
proposal or to ensure that any supplement
or amendment to the accompanying joint
proxy statement/prospectus is timely
provided to holders of BB&T common stock
(the "BB&T adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935144105
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 02-May-2020
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt Withheld Against
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt Withheld Against
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt Withheld Against
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt Withheld Against
2. Non-binding resolution to approve the Mgmt Against Against
compensation of the Company's Named
Executive Officers, as described in the
2020 Proxy Statement.
3. Non-binding resolution to determine the Mgmt 1 Year Against
frequency (whether annual, biennial or
triennial) with which shareholders of the
Company shall be entitled to have an
advisory vote on executive compensation.
4. Shareholder proposal regarding diversity. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 935201828
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Corie S. Barry Mgmt For For
1B. Election of Director: Lisa M. Caputo Mgmt For For
1C. Election of Director: J. Patrick Doyle Mgmt For For
1D. Election of Director: Kathy J. Higgins Mgmt For For
Victor
1E. Election of Director: David W. Kenny Mgmt For For
1F. Election of Director: Karen A. McLoughlin Mgmt For For
1G. Election of Director: Thomas L. Millner Mgmt For For
1H. Election of Director: Claudia F. Munce Mgmt For For
1I. Election of Director: Richelle P. Parham Mgmt For For
1J. Election of Director: Eugene A. Woods Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 30, 2021.
3. To approve in a non-binding advisory vote Mgmt For For
our named executive officer compensation.
4. To approve the Best Buy Co., Inc. 2020 Mgmt For For
Omnibus Incentive Plan.
5. To amend Article IX, Section 9 of the Mgmt For For
Amended and Restated Articles of
Incorporation of Best Buy Co., Inc. (the
"Articles").
6. To amend Article IX, Section 10 of the Mgmt For For
Articles.
7. To amend Article X, Section 4 of the Mgmt For For
Articles.
8. To amend Article X, Section 2 of the Mgmt For For
Articles.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935188929
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Jeffery H. Boyd Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Bob van Dijk Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2019 executive Mgmt For For
compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
4. Stockholder proposal requesting the right Shr For Against
of stockholders to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 935192980
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kelly A. Ayotte Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Daniel M. Dickinson Mgmt For For
1D. Election of Director: Juan Gallardo Mgmt For For
1E. Election of Director: William A. Osborn Mgmt For For
1F. Election of Director: Debra L. Reed-Klages Mgmt For For
1G. Election of Director: Edward B. Rust, Jr. Mgmt For For
1H. Election of Director: Susan C. Schwab Mgmt For For
1I. Election of Director: D. James Umpleby III Mgmt For For
1J. Election of Director: Miles D. White Mgmt For For
1K. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratification of our Independent Registered Mgmt For For
Public Accounting Firm
3. Advisory Vote to Approve Executive Mgmt For For
Compensation
4. Shareholder Proposal - Provide a Report of Shr Against For
Lobbying Activities
5. Shareholder Proposal - Independent Board Shr For Against
Chairman
6. Shareholder Proposal - Shareholder Action Shr For Against
by Written Consent
--------------------------------------------------------------------------------------------------------------------------
CHUBB LIMITED Agenda Number: 935169931
--------------------------------------------------------------------------------------------------------------------------
Security: H1467J104
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: CB
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the management report, Mgmt For For
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2019
2A Allocation of disposable profit Mgmt For For
2B Distribution of a dividend out of legal Mgmt For For
reserves (by way of release and allocation
to a dividend reserve)
3 Discharge of the Board of Directors Mgmt For For
4A Election of Auditor: Election of Mgmt For For
PricewaterhouseCoopers AG (Zurich) as our
statutory auditor
4B Election of Auditor: Ratification of Mgmt For For
appointment of PricewaterhouseCoopers LLP
(United States) as independent registered
public accounting firm for purposes of U.S.
securities law reporting
4C Election of Auditor: Election of BDO AG Mgmt For For
(Zurich) as special audit firm
5A Election of Director: Evan G. Greenberg Mgmt For For
5B Election of Director: Michael G. Atieh Mgmt For For
5C Election of Director: Sheila P. Burke Mgmt For For
5D Election of Director: James I. Cash Mgmt For For
5E Election of Director: Mary Cirillo Mgmt For For
5F Election of Director: Michael P. Connors Mgmt For For
5G Election of Director: John A. Edwardson Mgmt For For
5H Election of Director: Robert J. Hugin Mgmt For For
5I Election of Director: Robert W. Scully Mgmt For For
5J Election of Director: Eugene B. Shanks, Jr. Mgmt For For
5K Election of Director: Theodore E. Shasta Mgmt For For
5L Election of Director: David H. Sidwell Mgmt For For
5M Election of Director: Olivier Steimer Mgmt For For
5N Election of Director: Frances F. Townsend Mgmt For For
6 Election of Evan G. Greenberg as Chairman Mgmt Against Against
of the Board of Directors
7A Election of the Compensation Committee of Mgmt For For
the Board of Directors: Michael P. Connors
7B Election of the Compensation Committee of Mgmt For For
the Board of Directors: Mary Cirillo
7C Election of the Compensation Committee of Mgmt For For
the Board of Directors: John A. Edwardson
7D Election of the Compensation Committee of Mgmt For For
the Board of Directors: Frances F. Townsend
8 Election of Homburger AG as independent Mgmt For For
proxy
9 Amendment to the Articles of Association Mgmt For For
relating to authorized share capital for
general purposes
10 Reduction of share capital Mgmt For For
11A Compensation of the Board of Directors Mgmt For For
until the next annual general meeting
11B Compensation of Executive Management for Mgmt For For
the next calendar year
12 Advisory vote to approve executive Mgmt For For
compensation under U.S. securities law
requirements
A If a new agenda item or a new proposal for Mgmt Against Against
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows.
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 935141755
--------------------------------------------------------------------------------------------------------------------------
Security: 125523100
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: CI
ISIN: US1255231003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David M. Cordani Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: Eric J. Foss Mgmt For For
1D. Election of Director: Elder Granger, MD, Mgmt For For
MG, USA
1E. Election of Director: Isaiah Harris, Jr. Mgmt For For
1F. Election of Director: Roman Martinez IV Mgmt For For
1G. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1H. Election of Director: Mark B. McClellan, Mgmt For For
MD, PhD
1I. Election of Director: John M. Partridge Mgmt For For
1J. Election of Director: William L. Roper, MD, Mgmt For For
MPH
1K. Election of Director: Eric C. Wiseman Mgmt For For
1L. Election of Director: Donna F. Zarcone Mgmt For For
2. Advisory approval of Cigna's executive Mgmt For For
compensation.
3. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as Cigna's
independent registered public accounting
firm for 2020.
4. Shareholder proposal - Shareholder right to Shr For Against
call a special meeting.
5. Shareholder proposal - Gender pay gap Shr Against For
report.
--------------------------------------------------------------------------------------------------------------------------
CIMAREX ENERGY CO. Agenda Number: 935152607
--------------------------------------------------------------------------------------------------------------------------
Security: 171798101
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: XEC
ISIN: US1717981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I director: Kathleen A. Mgmt For For
Hogenson
1.2 Election of Class III director: Paul N. Mgmt For For
Eckley
1.3 Election of Class III director: Thomas E. Mgmt For For
Jorden
1.4 Election of Class III director: Floyd R. Mgmt For For
Price
1.5 Election of Class III director: Frances M. Mgmt For For
Vallejo
2. Advisory vote to approve executive Mgmt For For
compensation
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent auditors for 2020
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935094920
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2019
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt Against Against
1B. Election of Director: Wesley G. Bush Mgmt For For
1C. Election of Director: Michael D. Capellas Mgmt For For
1D. Election of Director: Mark Garrett Mgmt For For
1E. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1F. Election of Director: Roderick C. McGeary Mgmt For For
1G. Election of Director: Charles H. Robbins Mgmt For For
1H. Election of Director: Arun Sarin Mgmt Against Against
1I. Election of Director: Brenton L. Saunders Mgmt For For
1J. Election of Director: Carol B. Tome Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2020.
4. Approval to have Cisco's Board adopt a Shr For Against
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935139849
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael L. Corbat Mgmt For For
1B. Election of Director: Ellen M. Costello Mgmt For For
1C. Election of Director: Grace E. Dailey Mgmt For For
1D. Election of Director: Barbara J. Desoer Mgmt For For
1E. Election of Director: John C. Dugan Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2020.
3. Advisory vote to approve Citi's 2019 Mgmt For For
Executive Compensation.
4. Approval of Additional Authorized Shares Mgmt For For
Under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr For Against
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting that the Shr Against For
Board review Citi's governance documents
and make recommendations to shareholders on
how the "Purpose of a Corporation" signed
by Citi's CEO can be fully implemented.
7. Stockholder proposal requesting a report Shr Against For
disclosing information regarding Citi's
lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA EUROPEAN PARTNERS Agenda Number: 935185555
--------------------------------------------------------------------------------------------------------------------------
Security: G25839104
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: CCEP
ISIN: GB00BDCPN049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of the Report and Accounts Mgmt For For
2. Approval of the Directors' Remuneration Mgmt For For
Policy
3. Approval of the Directors' Remuneration Mgmt For For
Report
4. Election of Jan Bennink as a director of Mgmt For For
the Company
5. Election of Thomas H. Johnson as a director Mgmt For For
of the Company
6. Election of Dessi Temperley as a director Mgmt For For
of the Company
7. Re-election of Jose Ignacio Comenge as a Mgmt For For
director of the Company
8. Re-election of Francisco Crespo Benitez as Mgmt For For
a director of the Company
9. Re-election of Irial Finan as a director of Mgmt Against Against
the Company
10. Re-election of Damian Gammell as a director Mgmt For For
of the Company
11. Re-election of Nathalie Gaveau as a Mgmt For For
director of the Company
12. Re-election of alvaro Gomez Trenor-Aguilar Mgmt For For
as a director of the Company
13. Re-election of Dagmar Kollmann as a Mgmt For For
director of the Company
14. Re-election of Alfonso Libano Daurella as a Mgmt For For
director of the Company
15. Re-election of Lord Mark Price as a Mgmt For For
director of the Company
16. Re-election of Mario Rotllant Sola as a Mgmt Against Against
director of the Company
17. Reappointment of the Auditor Mgmt For For
18. Remuneration of the Auditor Mgmt For For
19. Political Donations Mgmt For For
20. Authority to allot new shares Mgmt Against Against
21. Waiver of mandatory offer provisions set Mgmt For
out in Rule 9 of the Takeover Code
22. Authority to disapply pre-emption rights Mgmt For For
23. Authority to purchase own shares on market Mgmt For For
24. Authority to purchase own shares off market Mgmt For For
25. Notice period for general meetings other Mgmt For For
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935190532
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt Withheld Against
Gerald L. Hassell Mgmt Withheld Against
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt Withheld Against
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent auditors
3. Approval of Amended 2003 Stock Option Plan Mgmt For For
4. Approval of Amended 2002 Restricted Stock Mgmt For For
Plan
5. Advisory vote on executive compensation Mgmt Against Against
6. To provide a lobbying report Shr Against For
7. To require an independent board chairman Shr For Against
8. To conduct independent investigation and Shr Against For
report on risks posed by failing to prevent
sexual harassment
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 935151679
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles E. Bunch Mgmt For For
1B. Election of Director: Caroline Maury Devine Mgmt For For
1C. Election of Director: John V. Faraci Mgmt For For
1D. Election of Director: Jody Freeman Mgmt For For
1E. Election of Director: Gay Huey Evans Mgmt For For
1F. Election of Director: Jeffrey A. Joerres Mgmt For For
1G. Election of Director: Ryan M. Lance Mgmt For For
1H. Election of Director: William H. McRaven Mgmt For For
1I. Election of Director: Sharmila Mulligan Mgmt For For
1J. Election of Director: Arjun N. Murti Mgmt For For
1K. Election of Director: Robert A. Niblock Mgmt For For
1L. Election of Director: David T. Seaton Mgmt For For
1M. Election of Director: R.A. Walker Mgmt For For
2. Proposal to ratify appointment of Ernst & Mgmt For For
Young LLP as ConocoPhillips' independent
registered public accounting firm for 2020.
3. Advisory Approval of Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
CORTEVA INC. Agenda Number: 935148672
--------------------------------------------------------------------------------------------------------------------------
Security: 22052L104
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: CTVA
ISIN: US22052L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lamberto Andreotti Mgmt For For
1B. Election of Director: Robert A. Brown Mgmt For For
1C. Election of Director: James C. Collins, Jr. Mgmt For For
1D. Election of Director: Klaus A. Engel Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Lois D. Juliber Mgmt For For
1G. Election of Director: Rebecca B. Liebert Mgmt For For
1H. Election of Director: Marcos M. Lutz Mgmt Against Against
1I. Election of Director: Nayaki Nayyar Mgmt For For
1J. Election of Director: Gregory R. Page Mgmt For For
1K. Election of Director: Lee M. Thomas Mgmt For For
1L. Election of Director: Patrick J. Ward Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation of the Company's named
executive officers.
3. Advisory resolution on the frequency of the Mgmt 1 Year For
stockholder vote on the compensation of the
Company's named executive officers.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020.
5. Approval of Corteva, Inc. Global Omnibus Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
CRH PLC Agenda Number: 935157621
--------------------------------------------------------------------------------------------------------------------------
Security: 12626K203
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: CRH
ISIN: US12626K2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Review of Company's affairs and Mgmt For For
consideration of Financial Statements and
Reports of Directors (including the
Governance Appendix) and Auditors for the
year ended 31 December 2019
2. Declaration of a dividend on Ordinary Mgmt For For
Shares
3. Consideration of Directors' Remuneration Mgmt For For
Report
4A. Re-election of Director: R. Boucher Mgmt For For
4B. Re-election of Director: J. Karlstrom Mgmt For For
4C. Re-election of Director: S. Kelly Mgmt For For
4D. Re-election of Director: H.A. McSharry Mgmt For For
4E. Re-election of Director: A. Manifold Mgmt For For
4F. Re-election of Director: S. Murphy Mgmt For For
4G. Re-election of Director: G.L. Platt Mgmt For For
4H. Re-election of Director: M.K. Rhinehart Mgmt For For
4I. Re-election of Director: L.J. Riches Mgmt For For
4J. Re-election of Director: S. Talbot Mgmt For For
5. Remuneration of Auditors Mgmt For For
6. Confirmation of the appointment of Deloitte Mgmt For For
Ireland LLP as Auditors
7. Authority to allot Shares Mgmt For For
8. Disapplication of pre-emption rights (Re Mgmt For For
allotment of up to 5% for cash and for
regulatory purposes)
9. Disapplication of pre-emption rights (Re Mgmt For For
allotment of up to 5% for
acquisitions/specified capital investments)
10. Authority to purchase own Ordinary Shares Mgmt For For
11. Authority to reissue Treasury Shares Mgmt For For
12. Authority to offer Scrip Dividends Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 935149028
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Election of Director: N. Thomas Linebarger Mgmt For For
2) Election of Director: Robert J. Bernhard Mgmt For For
3) Election of Director: Dr. Franklin R. Chang Mgmt For For
Diaz
4) Election of Director: Bruno V. Di Leo Allen Mgmt For For
5) Election of Director: Stephen B. Dobbs Mgmt For For
6) Election of Director: Robert K. Herdman Mgmt For For
7) Election of Director: Alexis M. Herman Mgmt For For
8) Election of Director: Thomas J. Lynch Mgmt For For
9) Election of Director: William I. Miller Mgmt For For
10) Election of Director: Georgia R. Nelson Mgmt For For
11) Election of Director: Karen H. Quintos Mgmt For For
12) Advisory vote to approve the compensation Mgmt For For
of our named executive officers as
disclosed in the proxy statement.
13) Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our auditors
for 2020.
14) The shareholder proposal regarding by-law Shr Against For
amendments.
--------------------------------------------------------------------------------------------------------------------------
DOVER CORPORATION Agenda Number: 935153659
--------------------------------------------------------------------------------------------------------------------------
Security: 260003108
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: DOV
ISIN: US2600031080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: H. J. Gilbertson, Jr. Mgmt For For
1B. Election of Director: K. C. Graham Mgmt For For
1C. Election of Director: M. F. Johnston Mgmt For For
1D. Election of Director: E. A. Spiegel Mgmt For For
1E. Election of Director: R. J. Tobin Mgmt For For
1F. Election of Director: S. M. Todd Mgmt For For
1G. Election of Director: S. K. Wagner Mgmt For For
1H. Election of Director: K. E. Wandell Mgmt For For
1I. Election of Director: M. A. Winston Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
3. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
4. To consider a shareholder proposal Shr For Against
regarding the right to allow shareholders
to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
DUPONT DE NEMOURS INC Agenda Number: 935183981
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: DD
ISIN: US26614N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy G. Brady Mgmt For For
1B. Election of Director: Edward D. Breen Mgmt For For
1C. Election of Director: Ruby R. Chandy Mgmt For For
1D. Election of Director: Franklin K. Clyburn, Mgmt For For
Jr.
1E. Election of Director: Terrence R. Curtin Mgmt For For
1F. Election of Director: Alexander M. Cutler Mgmt For For
1G. Election of Director: Eleuthere I. du Pont Mgmt For For
1H. Election of Director: Rajiv L. Gupta Mgmt For For
1I. Election of Director: Luther C. Kissam Mgmt For For
1J. Election of Director: Frederick M. Lowery Mgmt For For
1K. Election of Director: Raymond J. Milchovich Mgmt For For
1L. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Approval of the DuPont 2020 Equity and Mgmt For For
Incentive Plan
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020
5. Modification of Threshold for Calling Shr For Against
Special Stockholder Meetings
6. Employee Board Advisory Position Shr Against For
--------------------------------------------------------------------------------------------------------------------------
DXC TECHNOLOGY COMPANY Agenda Number: 935057340
--------------------------------------------------------------------------------------------------------------------------
Security: 23355L106
Meeting Type: Annual
Meeting Date: 15-Aug-2019
Ticker: DXC
ISIN: US23355L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mukesh Aghi Mgmt For For
1b. Election of Director: Amy E. Alving Mgmt For For
1c. Election of Director: David L. Herzog Mgmt Against Against
1d. Election of Director: Sachin Lawande Mgmt For For
1e. Election of Director: J. Michael Lawrie Mgmt For For
1f. Election of Director: Mary L. Krakauer Mgmt For For
1g. Election of Director: Julio A. Portalatin Mgmt For For
1h. Election of Director: Peter Rutland Mgmt For For
1i. Election of Director: Michael J. Salvino Mgmt For For
1j. Election of Director: Manoj P. Singh Mgmt For For
1k. Election of Director: Robert F. Woods Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for fiscal year
ending March 31, 2020
3. Approval, by advisory vote, of named Mgmt For For
executive officer compensation
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 935138619
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig Arnold Mgmt For For
1B. Election of Director: Christopher M. Connor Mgmt For For
1C. Election of Director: Michael J. Critelli Mgmt For For
1D. Election of Director: Richard H. Fearon Mgmt For For
1E. Election of Director: Olivier Leonetti Mgmt For For
1F. Election of Director: Deborah L. McCoy Mgmt For For
1G. Election of Director: Silvio Napoli Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sandra Pianalto Mgmt For For
1J. Election of Director: Lori J. Ryerkerk Mgmt For For
1K. Election of Director: Gerald B. Smith Mgmt For For
1L. Election of Director: Dorothy C. Thompson Mgmt For For
2. Approving a proposed 2020 Stock Plan. Mgmt For For
3. Approving the appointment of Ernst & Young Mgmt For For
as independent auditor for 2020 and
authorizing the Audit Committee of the
Board of Directors to set its remuneration.
4. Advisory approval of the Company's Mgmt For For
executive compensation.
5. Approving a proposal to grant the Board Mgmt For For
authority to issue shares.
6. Approving a proposal to grant the Board Mgmt For For
authority to opt out of pre-emption rights.
7. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Company shares.
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 935138013
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: EIX
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeanne Beliveau-Dunn Mgmt For For
1B. Election of Director: Michael C. Camunez Mgmt For For
1C. Election of Director: Vanessa C.L. Chang Mgmt For For
1D. Election of Director: James T. Morris Mgmt For For
1E. Election of Director: Timothy T. O'Toole Mgmt For For
1F. Election of Director: Pedro J. Pizarro Mgmt For For
1G. Election of Director: Carey A. Smith Mgmt For For
1H. Election of Director: Linda G. Stuntz Mgmt For For
1I. Election of Director: William P. Sullivan Mgmt For For
1J. Election of Director: Peter J. Taylor Mgmt For For
1K. Election of Director: Keith Trent Mgmt For For
2. Ratification of the Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Shareholder Proposal Regarding a Shr Against For
Shareholder Vote on Bylaw Amendments.
--------------------------------------------------------------------------------------------------------------------------
EVEREST RE GROUP, LTD. Agenda Number: 935184046
--------------------------------------------------------------------------------------------------------------------------
Security: G3223R108
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: RE
ISIN: BMG3223R1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a term to end in Mgmt For For
2021: John J. Amore
1.2 Election of Director for a term to end in Mgmt For For
2021: Juan C. Andrade
1.3 Election of Director for a term to end in Mgmt For For
2021: William F. Galtney, Jr.
1.4 Election of Director for a term to end in Mgmt For For
2021: John A. Graf
1.5 Election of Director for a term to end in Mgmt For For
2021: Meryl Hartzband
1.6 Election of Director for a term to end in Mgmt For For
2021: Gerri Losquadro
1.7 Election of Director for a term to end in Mgmt For For
2021: Roger M. Singer
1.8 Election of Director for a term to end in Mgmt For For
2021: Joseph V. Taranto
1.9 Election of Director for a term to end in Mgmt For For
2021: John A. Weber
2. For the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm to act as the Company's independent
auditor for 2020 and authorize the
Company's Board of Directors acting through
its Audit Committees, to determine the
independent auditor's remuneration.
3. For the approval, by non-binding advisory Mgmt For For
vote, of the 2019 compensation paid to the
NEOs.
4. For the approval of the Everest Re Group, Mgmt For For
Ltd. 2020 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935178221
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. To approve the director compensation Mgmt Against Against
policy.
4. A stockholder proposal regarding change in Shr For Against
stockholder voting.
5. A stockholder proposal regarding an Shr For Against
independent chair.
6. A stockholder proposal regarding majority Shr For Against
voting for directors.
7. A stockholder proposal regarding political Shr For Against
advertising.
8. A stockholder proposal regarding Shr Against For
human/civil rights expert on board.
9. A stockholder proposal regarding report on Shr Against For
civil and human rights risks.
10. A stockholder proposal regarding child Shr For Against
exploitation.
11. A stockholder proposal regarding median Shr Against For
gender/racial pay gap.
--------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda Number: 935157342
--------------------------------------------------------------------------------------------------------------------------
Security: 337932107
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: FE
ISIN: US3379321074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J. Anderson Mgmt For For
1B. Election of Director: Steven J. Demetriou Mgmt For For
1C. Election of Director: Julia L. Johnson Mgmt For For
1D. Election of Director: Charles E. Jones Mgmt For For
1E. Election of Director: Donald T. Misheff Mgmt For For
1F. Election of Director: Thomas N. Mitchell Mgmt For For
1G. Election of Director: James F. O'Neil III Mgmt For For
1H. Election of Director: Christopher D. Pappas Mgmt For For
1I. Election of Director: Sandra Pianalto Mgmt For For
1J. Election of Director: Luis A. Reyes Mgmt For For
1K. Election of Director: Leslie M. Turner Mgmt For For
2. Ratify the Appointment of the Independent Mgmt For For
Registered Public Accounting Firm for 2020.
3. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
4. Approve the FirstEnergy Corp. 2020 Mgmt For For
Incentive Compensation Plan.
5. Approve a Management Proposal to Amend the Mgmt For For
Company's Amended and Restated Code of
Regulations to authorize the Board of
Directors to make certain future amendments
to the Company's Amended and Restated Code
of Regulations.
6. Shareholder Proposal Requesting Removal of Shr For Against
Aggregation Limit for Proxy Access Groups.
--------------------------------------------------------------------------------------------------------------------------
FMC CORPORATION Agenda Number: 935145347
--------------------------------------------------------------------------------------------------------------------------
Security: 302491303
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: FMC
ISIN: US3024913036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Pierre
Brondeau
1B. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Eduardo E.
Cordeiro
1C. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Mark
Douglas
1D. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: C. Scott
Greer
1E. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: K'Lynne
Johnson
1F. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Dirk A.
Kempthorne
1G. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Paul J.
Norris
1H. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Margareth
ovrum
1I. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Robert C.
Pallash
1J. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: William H.
Powell
1K. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Vincent R.
Volpe, Jr.
2. Ratification of the appointment of Mgmt For For
independent registered public accounting
firm.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC. Agenda Number: 935168686
--------------------------------------------------------------------------------------------------------------------------
Security: 344849104
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: FL
ISIN: US3448491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to Serve for One-Year Mgmt For For
Term: Maxine Clark
1B. Election of Director to Serve for One-Year Mgmt For For
Term: Alan D. Feldman
1C. Election of Director to Serve for One-Year Mgmt For For
Term: Richard A. Johnson
1D. Election of Director to Serve for One-Year Mgmt For For
Term: Guillermo G. Marmol
1E. Election of Director to Serve for One-Year Mgmt For For
Term: Matthew M. McKenna
1F. Election of Director to Serve for One-Year Mgmt For For
Term: Darlene Nicosia
1G. Election of Director to Serve for One-Year Mgmt For For
Term: Steven Oakland
1H. Election of Director to Serve for One-Year Mgmt For For
Term: Ulice Payne, Jr.
1I. Election of Director to Serve for One-Year Mgmt For For
Term: Kimberly Underhill
1J. Election of Director to Serve for One-Year Mgmt For For
Term: Tristan Walker
1K. Election of Director to Serve for One-Year Mgmt For For
Term: Dona D. Young
2. Advisory Approval of the Company's Mgmt For For
Executive Compensation.
3. Ratification of the Appointment of Mgmt For For
Independent Registered Public Accounting
Firm.
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 935154598
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W105
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: GSK
ISIN: US37733W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 To receive and adopt the 2019 Annual Report Mgmt For For
O2 To approve the Annual report on Mgmt For For
remuneration
O3 To approve the Remuneration policy Mgmt Abstain Against
O4 To elect Sir Jonathan Symonds as a Director Mgmt For For
05 To elect Charles Bancroft as a Director Mgmt For For
O6 To re-elect Emma Walmsley as a Director Mgmt For For
O7 To re-elect Vindi Banga as a Director Mgmt For For
O8 To re-elect Dr Hal Barron as a Director Mgmt For For
O9 To re-elect Dr Vivienne Cox as a Director Mgmt For For
O10 To re-elect Lynn Elsenhans as a Director Mgmt For For
O11 To re-elect Dr Laurie Glimcher as a Mgmt For For
Director
O12 To re-elect Dr Jesse Goodman as a Director Mgmt For For
O13 To re-elect Judy Lewent as a Director Mgmt For For
O14 To re-elect Iain Mackay as a Director Mgmt For For
O15 To re-elect Urs Rohner as a Director Mgmt For For
O16 To re-appoint the auditor Mgmt For For
O17 To determine remuneration of the auditor Mgmt For For
S18 To authorise the company and its Mgmt For For
subsidiaries to make donations to political
organisations and incur political
expenditure
S19 To authorise allotment of shares Mgmt For For
S20 To disapply pre-emption rights - general Mgmt For For
power (special resolution)
S21 To disapply pre-emption rights - in Mgmt For For
connection with an acquisition or specified
capital investment (special resolution)
S22 To authorise the company to purchase its Mgmt For For
own shares (special resolution)
S23 To authorise exemption from statement of Mgmt For For
name of senior statutory auditor
S24 To authorise reduced notice of a general Mgmt For For
meeting other than an AGM (special
resolution)
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON INGALLS INDUSTRIES, INC. Agenda Number: 935143216
--------------------------------------------------------------------------------------------------------------------------
Security: 446413106
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: HII
ISIN: US4464131063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Philip M. Bilden Mgmt For For
Augustus L. Collins Mgmt For For
Kirkland H. Donald Mgmt For For
Victoria D. Harker Mgmt For For
Anastasia D. Kelly Mgmt For For
Tracy B. McKibben Mgmt For For
C. Michael Petters Mgmt For For
Thomas C. Schievelbein Mgmt For For
John K. Welch Mgmt For For
Stephen R. Wilson Mgmt For For
2. Approve executive compensation on an Mgmt For For
advisory basis
3. Ratify the appointment of Deloitte and Mgmt For For
Touche LLP as independent auditors for 2020
4. Stockholder proposal to permit stockholders Shr For Against
to take action by written consent
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935170833
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Lee R. Raymond Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
4. Independent board chairman Shr For Against
5. Oil and gas company and project financing Shr Against For
related to the Arctic and the Canadian oil
sands
6. Climate change risk reporting Shr Against For
7. Amend shareholder written consent Shr Against For
provisions
8. Charitable contributions disclosure Shr Against For
9. Gender/Racial pay equity Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 935172394
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: KSU
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lydia I. Beebe Mgmt For For
1B. Election of Director: Lu M. Cordova Mgmt For For
1C. Election of Director: Robert J. Druten Mgmt For For
1D. Election of Director: Antonio O. Garza, Jr. Mgmt For For
1E. Election of Director: David Garza-Santos Mgmt For For
1F. Election of Director: Janet H. Kennedy Mgmt For For
1G. Election of Director: Mitchell J. Krebs Mgmt For For
1H. Election of Director: Henry J. Maier Mgmt For For
1I. Election of Director: Thomas A. McDonnell Mgmt For For
1J. Election of Director: Patrick J. Mgmt For For
Ottensmeyer
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
our independent registered public
accounting firm for 2020.
3. An Advisory vote to approve the 2019 Mgmt For For
compensation of our named executive
officers.
4. Stockholder proposal to allow stockholder Shr For Against
action by written consent
--------------------------------------------------------------------------------------------------------------------------
KLA CORPORATION Agenda Number: 935082533
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 05-Nov-2019
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward Barnholt Mgmt For For
1B. Election of Director: Robert Calderoni Mgmt For For
1C. Election of Director: Jeneanne Hanley Mgmt For For
1D. Election of Director: Emiko Higashi Mgmt For For
1E. Election of Director: Kevin Kennedy Mgmt For For
1F. Election of Director: Gary Moore Mgmt For For
1G. Election of Director: Kiran Patel Mgmt For For
1H. Election of Director: Victor Peng Mgmt For For
1I. Election of Director: Robert Rango Mgmt For For
1J. Election of Director: Richard Wallace Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending June 30,
2020.
3. Approval on a non-binding, advisory basis Mgmt For For
of our named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 935081959
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 05-Nov-2019
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sohail U. Ahmed Mgmt For For
Timothy M. Archer Mgmt For For
Eric K. Brandt Mgmt Withheld Against
Michael R. Cannon Mgmt For For
Youssef A. El-Mansy Mgmt For For
Catherine P. Lego Mgmt Withheld Against
Bethany J. Mayer Mgmt For For
Abhijit Y. Talwalkar Mgmt Withheld Against
Lih Shyng (Rick L) Tsai Mgmt For For
Leslie F. Varon Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of the named executive officers of Lam
Research, or "Say on Pay."
3. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 935168787
--------------------------------------------------------------------------------------------------------------------------
Security: 517834107
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: LVS
ISIN: US5178341070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sheldon G. Adelson Mgmt Withheld Against
Irwin Chafetz Mgmt Withheld Against
Micheline Chau Mgmt Withheld Against
Patrick Dumont Mgmt Withheld Against
Charles D. Forman Mgmt Withheld Against
Robert G. Goldstein Mgmt Withheld Against
George Jamieson Mgmt Withheld Against
Charles A. Koppelman Mgmt Withheld Against
Lewis Kramer Mgmt Withheld Against
David F. Levi Mgmt Withheld Against
Xuan Yan Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
3. An advisory (non-binding) vote to approve Mgmt Against Against
the compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
LEAR CORPORATION Agenda Number: 935165666
--------------------------------------------------------------------------------------------------------------------------
Security: 521865204
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: LEA
ISIN: US5218652049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas P. Capo Mgmt For For
1B. Election of Director: Mei-Wei Cheng Mgmt For For
1C. Election of Director: Jonathan F. Foster Mgmt For For
1D. Election of Director: Mary Lou Jepsen Mgmt For For
1E. Election of Director: Kathleen A. Ligocki Mgmt For For
1F. Election of Director: Conrad L. Mallett, Mgmt For For
Jr.
1G. Election of Director: Raymond E. Scott Mgmt For For
1H. Election of Director: Gregory C. Smith Mgmt For For
2. Ratification of the retention of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2020.
3. Advisory vote to approve Lear Corporation's Mgmt For For
executive compensation.
4. Stockholder proposal to require preparation Shr Against For
of a report regarding human rights impact
assessment.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 935133001
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 07-Apr-2020
Ticker: LEN
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rick Beckwitt Mgmt For For
1B. Election of Director: Irving Bolotin Mgmt Against Against
1C. Election of Director: Steven L. Gerard Mgmt For For
1D. Election of Director: Tig Gilliam Mgmt For For
1E. Election of Director: Sherrill W. Hudson Mgmt For For
1F. Election of Director: Jonathan M. Jaffe Mgmt For For
1G. Election of Director: Sidney Lapidus Mgmt For For
1H. Election of Director: Teri P. McClure Mgmt Against Against
1I. Election of Director: Stuart Miller Mgmt For For
1J. Election of Director: Armando Olivera Mgmt Against Against
1K. Election of Director: Jeffrey Sonnenfeld Mgmt Against Against
1L. Election of Director: Scott Stowell Mgmt Against Against
2. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
November 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 935144333
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of an amendment to the company's Mgmt For For
Restated Certificate of Incorporation to
phase out the classified Board of
Directors.
2A. Election of Class III Director: Steven A. Mgmt For For
Davis (One-year term expiring in 2021 if
Item 1 is approved, or three year term
expiring in 2023 if Item 1 is not
approved).
2B. Election of Class III Director: J. Michael Mgmt For For
Stice (One-year term expiring in 2021 if
Item 1 is approved, or three year term
expiring in 2023 if Item 1 is not
approved).
2C. Election of Class III Director: John P. Mgmt For For
Surma (One-year term expiring in 2021 if
Item 1 is approved, or three year term
expiring in 2023 if Item 1 is not
approved).
2D. Election of Class III Director: Susan Mgmt For For
Tomasky (One-year term expiring in 2021 if
Item 1 is approved, or three year term
expiring in 2023 if Item 1 is not
approved).
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent auditor for 2020.
4. Approval, on an advisory basis, of the Mgmt For For
company's named executive officer
compensation.
5. Shareholder proposal seeking simple Shr For For
majority vote provisions.
6. Shareholder proposal seeking a report on Shr Against For
integrating community impacts into the
company's executive compensation program.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 935171277
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony K. Anderson Mgmt For For
1B. Election of Director: Oscar Fanjul Mgmt For For
1C. Election of Director: Daniel S. Glaser Mgmt For For
1D. Election of Director: H. Edward Hanway Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Tamara Ingram Mgmt For For
1G. Election of Director: Jane H. Lute Mgmt For For
1H. Election of Director: Steven A. Mills Mgmt For For
1I. Election of Director: Bruce P. Nolop Mgmt For For
1J. Election of Director: Marc D. Oken Mgmt For For
1K. Election of Director: Morton O. Schapiro Mgmt For For
1L. Election of Director: Lloyd M. Yates Mgmt For For
1M. Election of Director: R. David Yost Mgmt For For
2. Advisory (Nonbinding) Vote to Approve Named Mgmt For For
Executive Officer Compensation
3. Ratification of Selection of Independent Mgmt For For
Registered Public Accounting Firm
4. Approval of the Marsh & McLennan Companies, Mgmt For For
Inc. 2020 Incentive and Stock Award Plan
--------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION Agenda Number: 935050714
--------------------------------------------------------------------------------------------------------------------------
Security: 58155Q103
Meeting Type: Annual
Meeting Date: 31-Jul-2019
Ticker: MCK
ISIN: US58155Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one-year term: Mgmt For For
Dominic J. Caruso
1b. Election of Director for a one-year term: Mgmt For For
N. Anthony Coles, M.D.
1c. Election of Director for a one-year term: Mgmt For For
M. Christine Jacobs
1d. Election of Director for a one-year term: Mgmt For For
Donald R. Knauss
1e. Election of Director for a one-year term: Mgmt For For
Marie L. Knowles
1f. Election of Director for a one-year term: Mgmt For For
Bradley E. Lerman
1g. Election of Director for a one-year term: Mgmt For For
Edward A. Mueller
1h. Election of Director for a one-year term: Mgmt For For
Susan R. Salka
1i. Election of Director for a one-year term: Mgmt For For
Brian S. Tyler
1j. Election of Director for a one-year term: Mgmt For For
Kenneth E. Washington
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the company's independent
registered public accounting firm for the
fiscal year ending March 31, 2020.
3. Advisory vote on executive compensation. Mgmt Against Against
4. Shareholder proposal on disclosure of Shr For Against
lobbying activities and expenditures.
5. Shareholder proposal on 10% ownership Shr For Against
threshold for calling special meetings of
shareholders.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935094336
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 06-Dec-2019
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Omar Ishrak Mgmt For For
1G. Election of Director: Michael O. Leavitt Mgmt For For
1H. Election of Director: James T. Lenehan Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt For For
2. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Medtronic's independent auditor for
fiscal year 2020 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt For For
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935176431
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Thomas R. Cech Mgmt For For
1C. Election of Director: Mary Ellen Coe Mgmt For For
1D. Election of Director: Pamela J. Craig Mgmt For For
1E. Election of Director: Kenneth C. Frazier Mgmt For For
1F. Election of Director: Thomas H. Glocer Mgmt For For
1G. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2020.
4. Shareholder proposal concerning shareholder Shr For Against
right to act by written consent.
5. Shareholder proposal regarding allocation Shr Against For
of corporate tax savings.
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 935112158
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 16-Jan-2020
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert L. Bailey Mgmt For For
1.2 Election of Director: Richard M. Beyer Mgmt For For
1.3 Election of Director: Steven J. Gomo Mgmt For For
1.4 Election of Director: Mary Pat McCarthy Mgmt For For
1.5 Election of Director: Sanjay Mehrotra Mgmt For For
1.6 Election of Director: Robert E. Switz Mgmt For For
1.7 Election of Director: MaryAnn Wright Mgmt Against Against
2. To approve a non-binding resolution to Mgmt For For
approve the compensation of our Named
Executive Officers as described in the
proxy statement.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting
Firm for the fiscal year ending September
3, 2020.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Shr Against For
Gap
--------------------------------------------------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC. Agenda Number: 935164638
--------------------------------------------------------------------------------------------------------------------------
Security: 608190104
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MHK
ISIN: US6081901042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three Mgmt Against Against
years: Karen A. Smith Bogart
1B. Election of Director for a term of three Mgmt For For
years: Jeffrey S. Lorberbaum
2. The ratification of the selection of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm.
3. Advisory vote to approve executive Mgmt For For
compensation, as disclosed in the Company's
Proxy Statement for the 2020 Annual Meeting
of Stockholders.
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 935141856
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey L. Berenson Mgmt For For
1B. Election of Director: James E. Craddock Mgmt For For
1C. Election of Director: Barbara J. Duganier Mgmt For For
1D. Election of Director: Thomas J. Edelman Mgmt For For
1E. Election of Director: Holli C. Ladhani Mgmt For For
1F. Election of Director: David L. Stover Mgmt For For
1G. Election of Director: Scott D. Urban Mgmt For For
1H. Election of Director: William T. Van Kleef Mgmt For For
1I. Election of Director: Martha B. Wyrsch Mgmt For For
2. To ratify the appointment of the Mgmt For For
independent auditor by the Company's Audit
Committee.
3. To approve, in an advisory vote, executive Mgmt For For
compensation.
4. To approve the 2020 Long-Term Incentive Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 935175162
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathy J. Warden Mgmt For For
1B. Election of Director: Marianne C. Brown Mgmt For For
1C. Election of Director: Donald E. Felsinger Mgmt For For
1D. Election of Director: Ann M. Fudge Mgmt For For
1E. Election of Director: Bruce S. Gordon Mgmt For For
1F. Election of Director: William H. Hernandez Mgmt For For
1G. Election of Director: Madeleine A. Kleiner Mgmt For For
1H. Election of Director: Karl J. Krapek Mgmt For For
1I. Election of Director: Gary Roughead Mgmt For For
1J. Election of Director: Thomas M. Schoewe Mgmt For For
1K. Election of Director: James S. Turley Mgmt For For
1L. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2020.
4. Shareholder proposal that the Company Shr Against For
assess and report on potential human rights
impacts that could result from governments'
use of the Company's products and services,
including in conflict-affected areas.
5. Shareholder proposal to move to a 3% Shr For Against
ownership threshold for shareholders to
request action by written consent.
--------------------------------------------------------------------------------------------------------------------------
NORTONLIFELOCK INC. Agenda Number: 935100709
--------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 19-Dec-2019
Ticker:
ISIN: US8715031089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sue Barsamian Mgmt For For
1B. Election of Director: Frank E. Dangeard Mgmt For For
1C. Election of Director: Nora M. Denzel Mgmt Against Against
1D. Election of Director: Peter A. Feld Mgmt For For
1E. Election of Director: Kenneth Y. Hao Mgmt For For
1F. Election of Director: David W. Humphrey Mgmt For For
1G. Election of Director: Vincent Pilette Mgmt For For
1H. Election of Director: V. Paul Unruh Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2020 fiscal year.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
4. Stockholder proposal regarding independent Shr For Against
board chairman.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 935212489
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the 2019 Statutory Annual Mgmt For For
Accounts
2. Discharge of the members of the Board for Mgmt For For
their responsibilities in the fiscal year
ended December 31, 2019
3A. Appoint Kurt Sievers as executive director Mgmt For For
3B. Re-appoint Sir Peter Bonfield as Mgmt For For
non-executive director
3C. Re-appoint Kenneth A. Goldman as Mgmt Against Against
non-executive director
3D. Re-appoint Josef Kaeser as non-executive Mgmt For For
director
3E. Re-appoint Lena Olving as non-executive Mgmt For For
director
3F. Re-appoint Peter Smitham as non-executive Mgmt For For
director
3G. Re-appoint Julie Southern as non-executive Mgmt For For
director
3H. Re-appoint Jasmin Staiblin as non-executive Mgmt For For
director
3I. Re-appoint Gregory Summe as non-executive Mgmt For For
director
3J. Re-appoint Karl-Henrik Sundstrom as Mgmt For For
non-executive director
4. Authorization of the Board to issue Mgmt For For
ordinary shares of the Company and grant
rights to acquire ordinary shares
5. Authorization of the Board to restrict or Mgmt Against Against
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights
6. Authorization of the Board to repurchase Mgmt For For
ordinary shares
7. Authorization of the Board to cancel Mgmt For For
ordinary shares held or to be acquired by
the Company
8. Appointment of Ernst & Young Accountants Mgmt For For
LLP as independent auditors for a
three-year period, starting with the fiscal
year ending December 31, 2020
9. Determination of the remuneration of the Mgmt For For
members and Chairs of the Audit Committee,
the Compensation Committee, and the
Nominating and Governance Committee of the
Board
10. Amendment of the Company's Articles of Mgmt For For
Association
11. Non-binding, advisory vote to approve Named Mgmt Against Against
Executive Officer compensation
12. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation votes
--------------------------------------------------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION Agenda Number: 935174184
--------------------------------------------------------------------------------------------------------------------------
Security: 682189105
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ON
ISIN: US6821891057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Atsushi Abe Mgmt For For
1B. Election of Director: Alan Campbell Mgmt Against Against
1C. Election of Director: Gilles Delfassy Mgmt For For
1D. Election of Director: Emmanuel T. Hernandez Mgmt Against Against
1E. Election of Director: Keith D. Jackson Mgmt For For
1F. Election of Director: Paul A. Mascarenas Mgmt Against Against
1G. Election of Director: Christine Y. Yan Mgmt For For
2. Advisory (non-binding) resolution to Mgmt For For
approve executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the current year.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935087165
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 19-Nov-2019
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt Withheld Against
Lawrence J. Ellison Mgmt For For
Rona A. Fairhead Mgmt For For
Hector Garcia-Molina Mgmt Withheld Against
Jeffrey O. Henley Mgmt For For
Mark V. Hurd Mgmt Withheld Against
Renee J. James Mgmt Withheld Against
Charles W. Moorman IV Mgmt Withheld Against
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt Withheld Against
2. Advisory Vote to Approve the Compensation Mgmt Against Against
of the Named Executive Officers.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm for Fiscal Year 2020.
4. Stockholder Proposal Regarding Pay Equity Shr For Against
Report.
5. Stockholder Proposal Regarding Independent Shr For Against
Board Chair.
--------------------------------------------------------------------------------------------------------------------------
OWENS CORNING Agenda Number: 935145260
--------------------------------------------------------------------------------------------------------------------------
Security: 690742101
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: OC
ISIN: US6907421019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian D. Chambers Mgmt For For
1B. Election of Director: Eduardo E. Cordeiro Mgmt For For
1C. Election of Director: Adrienne D. Elsner Mgmt For For
1D. Election of Director: J. Brian Ferguson Mgmt For For
1E. Election of Director: Ralph F. Hake Mgmt For For
1F. Election of Director: Edward F. Lonergan Mgmt For For
1G. Election of Director: Maryann T. Mannen Mgmt For For
1H. Election of Director: W. Howard Morris Mgmt For For
1I. Election of Director: Suzanne P. Nimocks Mgmt For For
1J. Election of Director: John D. Williams Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
3. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
4. To approve the Amended and Restated Owens Mgmt For For
Corning Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 935138998
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald E. Blaylock Mgmt For For
1B. Election of Director: Albert Bourla Mgmt For For
1C. Election of Director: W. Don Cornwell Mgmt For For
1D. Election of Director: Joseph J. Echevarria Mgmt For For
1E. Election of Director: Scott Gottlieb Mgmt For For
1F. Election of Director: Helen H. Hobbs Mgmt For For
1G. Election of Director: Susan Hockfield Mgmt For For
1H. Election of Director: James M. Kilts Mgmt Against Against
1I. Election of Director: Dan R. Littman Mgmt For For
1J. Election of Director: Shantanu Narayen Mgmt For For
1K. Election of Director: Suzanne Nora Johnson Mgmt For For
1L. Election of Director: James Quincey Mgmt For For
1M. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2020
3. 2020 advisory approval of executive Mgmt For For
compensation
4. Shareholder proposal regarding right to act Shr For Against
by written consent
5. Shareholder proposal regarding enhancing Shr For Against
proxy access
6. Shareholder proposal regarding report on Shr Against For
lobbying activities
7. Shareholder proposal regarding independent Shr For Against
chair policy
8. Shareholder proposal regarding gender pay Shr Against For
gap
9. Election of Director: Susan Mgmt For For
Desmond-Hellmann
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935179273
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edison C. Buchanan Mgmt For For
1B. Election of Director: Andrew F. Cates Mgmt For For
1C. Election of Director: Phillip A. Gobe Mgmt For For
1D. Election of Director: Larry R. Grillot Mgmt For For
1E. Election of Director: Stacy P. Methvin Mgmt For For
1F. Election of Director: Royce W. Mitchell Mgmt For For
1G. Election of Director: Frank A. Risch Mgmt For For
1H. Election of Director: Scott D. Sheffield Mgmt For For
1I. Election of Director: Mona K. Sutphen Mgmt For For
1J. Election of Director: J. Kenneth Thompson Mgmt For For
1K. Election of Director: Phoebe A. Wood Mgmt For For
1L. Election of Director: Michael D. Wortley Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2020.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 935159423
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Vicky B. Gregg Mgmt For For
1B. Election of Director: Wright L. Lassiter Mgmt For For
III
1C. Election of Director: Timothy L. Main Mgmt For For
1D. Election of Director: Denise M. Morrison Mgmt For For
1E. Election of Director: Gary M. Pfeiffer Mgmt For For
1F. Election of Director: Timothy M. Ring Mgmt For For
1G. Election of Director: Stephen H. Rusckowski Mgmt For For
1H. Election of Director: Daniel C. Stanzione Mgmt For For
1I. Election of Director: Helen I. Torley Mgmt For For
1J. Election of Director: Gail R. Wilensky Mgmt For For
2. An advisory resolution to approve the Mgmt For For
executive officer compensation disclosed in
the Company's 2020 proxy statement
3. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm for 2020
--------------------------------------------------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC. Agenda Number: 935184060
--------------------------------------------------------------------------------------------------------------------------
Security: 770323103
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: RHI
ISIN: US7703231032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Julia L. Coronado Mgmt For For
1.2 Election of Director: Dirk A. Kempthorne Mgmt For For
1.3 Election of Director: Harold M. Messmer, Mgmt For For
Jr.
1.4 Election of Director: Marc H. Morial Mgmt For For
1.5 Election of Director: Barbara J. Novogradac Mgmt For For
1.6 Election of Director: Robert J. Pace Mgmt For For
1.7 Election of Director: Frederick A. Richman Mgmt For For
1.8 Election of Director: M. Keith Waddell Mgmt For For
2. To cast an advisory vote to approve Mgmt For For
executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP, as the
Company's independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 935182256
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: LUV
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David W. Biegler Mgmt For For
1B. Election of Director: J. Veronica Biggins Mgmt For For
1C. Election of Director: Douglas H. Brooks Mgmt For For
1D. Election of Director: William H. Cunningham Mgmt For For
1E. Election of Director: John G. Denison Mgmt For For
1F. Election of Director: Thomas W. Gilligan Mgmt For For
1G. Election of Director: Gary C. Kelly Mgmt For For
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Nancy B. Loeffler Mgmt For For
1J. Election of Director: John T. Montford Mgmt For For
1K. Election of Director: Ron Ricks Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2020.
4. Advisory vote on shareholder proposal to Shr For Against
require an independent board chairman.
5. Advisory vote on shareholder proposal to Shr For Against
permit shareholder action by written
consent.
6. Advisory vote on shareholder proposal Shr Against For
requesting an annual report disclosing
information regarding the Company's
lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 935057655
--------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Special
Meeting Date: 30-Jul-2019
Ticker: STI
ISIN: US8679141031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Amended Agreement and Plan Mgmt For For
of Merger, dated as of February 7, 2019, as
amended as of June 14, 2019 (as further
amended from time to time, the "Merger
Agreement"), by and between BB&T
Corporation, a North Carolina corporation,
and SunTrust Banks, Inc., a Georgia
corporation ("SunTrust") (the "SunTrust
merger proposal").
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the executive officer compensation
that will or may be paid to SunTrust's
named executive officers in connection with
the transactions contemplated by the Merger
Agreement.
3. To adjourn the SunTrust special meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, there are not sufficient
votes to approve the SunTrust merger
proposal or to ensure that any supplement
or amendment to the accompanying joint
proxy statement/prospectus is timely
provided to holders of SunTrust common
stock and holders of SunTrust preferred
stock.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935219091
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Special
Meeting Date: 04-Jun-2020
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of Schwab common Mgmt For For
shares, consisting of common stock and
nonvoting common stock, to holders of
shares of TD Ameritrade common stock in
connection with the merger contemplated
with TD Ameritrade.
2. Approve an amendment to the Schwab charter Mgmt For For
to increase the number of authorized shares
of capital stock of Schwab by 300 million
and create a new class of Schwab nonvoting
common stock.
3. Approve a proposal that will give the Mgmt For For
Schwab board of directors authority to
adjourn the Schwab special meeting from
time to time if necessary to solicit
additional proxies if there are not
sufficient votes to approve Proposals 1 and
2 above at the time of the Schwab special
meeting, or any adjournment or postponement
of the Schwab special meeting.
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 935215788
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Nora A. Aufreiter Mgmt For For
1B. Election of director: Anne Gates Mgmt For For
1C. Election of director: Karen M. Hoguet Mgmt For For
1D. Election of director: Susan J. Kropf Mgmt For For
1E. Election of director: W. Rodney McMullen Mgmt For For
1F. Election of director: Clyde R. Moore Mgmt For For
1G. Election of director: Ronald L. Sargent Mgmt For For
1H. Election of director: Bobby S. Shackouls Mgmt For For
1I. Election of director: Mark S. Sutton Mgmt For For
1J. Election of director: Ashok Vemuri Mgmt For For
2. Approval, on an advisory basis, of Kroger's Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP, Mgmt For For
as auditors.
4. A shareholder proposal, if properly Shr Against For
presented, to issue a report assessing the
environmental impacts of using unrecyclable
packaging for private label brands.
5. A shareholder proposal, if properly Shr For Against
presented, to issue a report on human
rights due diligence process in operations
and supply chain.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935072998
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 08-Oct-2019
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Francis S. Blake Mgmt For For
1B. Election of Director: Angela F. Braly Mgmt Against Against
1C. Election of Director: Amy L. Chang Mgmt For For
1D. Election of Director: Scott D. Cook Mgmt For For
1E. Election of Director: Joseph Jimenez Mgmt For For
1F. Election of Director: Terry J. Lundgren Mgmt For For
1G. Election of Director: Christine M. McCarthy Mgmt For For
1H. Election of Director: W. James McNerney, Mgmt For For
Jr.
1I. Election of Director: Nelson Peltz Mgmt Against Against
1J. Election of Director: David S. Taylor Mgmt For For
1K. Election of Director: Margaret C. Whitman Mgmt For For
1L. Election of Director: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt For For
Registered Public Accounting Firm
3. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation (the "Say on Pay"
vote)
4. Approval of The Procter & Gamble 2019 Stock Mgmt For For
and Incentive Compensation Plan
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 935171556
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: PGR
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Philip Bleser Mgmt For For
1B. Election of Director: Stuart B. Burgdoerfer Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Charles A. Davis Mgmt For For
1E. Election of Director: Roger N. Farah Mgmt For For
1F. Election of Director: Lawton W. Fitt Mgmt For For
1G. Election of Director: Susan Patricia Mgmt For For
Griffith
1H. Election of Director: Jeffrey D. Kelly Mgmt For For
1I. Election of Director: Patrick H. Nettles, Mgmt For For
Ph.D.
1J. Election of Director: Barbara R. Snyder Mgmt For For
1K. Election of Director: Jan E. Tighe Mgmt For For
1L. Election of Director: Kahina Van Dyke Mgmt For For
2. Cast an advisory vote to approve our Mgmt For For
executive compensation program.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 935170908
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan L. Beller Mgmt For For
1B. Election of Director: Janet M. Dolan Mgmt For For
1C. Election of Director: Patricia L. Higgins Mgmt For For
1D. Election of Director: William J. Kane Mgmt For For
1E. Election of Director: Clarence Otis Jr. Mgmt For For
1F. Election of Director: Elizabeth E. Robinson Mgmt For For
1G. Election of Director: Philip T. Ruegger III Mgmt For For
1H. Election of Director: Todd C. Schermerhorn Mgmt For For
1I. Election of Director: Alan D. Schnitzer Mgmt For For
1J. Election of Director: Donald J. Shepard Mgmt For For
1K. Election of Director: Laurie J. Thomsen Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as The Travelers Companies, Inc.
independent registered public accounting
firm for 2020.
3. Non-binding vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
TOLL BROTHERS, INC. Agenda Number: 935128935
--------------------------------------------------------------------------------------------------------------------------
Security: 889478103
Meeting Type: Annual
Meeting Date: 10-Mar-2020
Ticker: TOL
ISIN: US8894781033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert I. Toll Mgmt For For
1B. Election of Director: Douglas C. Yearley, Mgmt For For
Jr.
1C. Election of Director: Edward G. Boehne Mgmt For For
1D. Election of Director: Richard J. Braemer Mgmt For For
1E. Election of Director: Stephen F. East Mgmt For For
1F. Election of Director: Christine N. Garvey Mgmt For For
1G. Election of Director: Karen H. Grimes Mgmt For For
1H. Election of Director: Carl B. Marbach Mgmt For For
1I. Election of Director: John A. McLean Mgmt For For
1J. Election of Director: Stephen A. Novick Mgmt For For
1K. Election of Director: Wendell E. Pritchett Mgmt For For
1L. Election of Director: Paul E. Shapiro Mgmt For For
2. The ratification of the re-appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the 2020 fiscal year.
3. The approval, in an advisory and Mgmt For For
non-binding vote, of the compensation of
the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. Agenda Number: 935211879
--------------------------------------------------------------------------------------------------------------------------
Security: 89151E109
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: TOT
ISIN: US89151E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Approval of the statutory financial Mgmt For For
statements for the fiscal year ended
December 31, 2019
O2 Approval of the consolidated financial Mgmt For For
statements for the fiscal year ended
December 31, 2019
O3 Allocation of earnings and declaration of Mgmt For For
dividend for the fiscal year ended December
31, 2019 - Option for the payment of the
final 2019 dividend in shares.
O4 Authorization granted to the Board of Mgmt For For
Directors, for a period of eighteen months,
for the purpose of trading in the Company's
shares
O5 Agreements covered by Articles L. 225-38 et Mgmt For For
seq. of the French Commercial Code
O6 Renewal of Ms. Patricia Barbizet's term as Mgmt For For
director
O7 Renewal of Ms. Marie-Christine Mgmt For For
Coisne-Roquette's term as director
O8 Renewal of Mr. Mark Cutifani's term as Mgmt For For
director
O9 Appointment of Mr. Jerome Contamine as a Mgmt For For
director
O10 Approval of the information relating to the Mgmt For For
compensation of executive and non executive
directors ("mandataires sociaux") ...(due
to space limits, see proxy material for
full proposal).
O11 Setting of the amount of directors' Mgmt For For
aggregate annual compensation and approval
of the compensation policy applicable to
directors
O12 Approval of the fixed, variable and Mgmt For For
extraordinary components making up the
total compensation and the in-kind benefits
paid ...(due to space limits, see proxy
material for full proposal).
O13 Approval of the compensation policy Mgmt For For
applicable to the Chairman and Chief
Executive Officer
E14 Approval of the conversion of the Company's Mgmt For For
corporate form through adoption of the
European company corporate form and of
...(due to space limits, see proxy material
for full proposal).
E15 Delegation of authority granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, for the purpose of
increasing ...(due to space limits, see
proxy material for full proposal).
E16 Delegation of authority granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, for the purpose of
increasing ...(due to space limits, see
proxy material for full proposal).
E17 Delegation of authority granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, for the purpose of
issuing, ...(due to space limits, see proxy
material for full proposal).
E18 Delegation of authority granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, for the purpose of
increasing ...(due to space limits, see
proxy material for full proposal).
E19 Delegation of authority granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, for the purpose of
increasing ...(due to space limits, see
proxy material for full proposal).
E20 Delegation of authority granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, for the purpose of
carrying out, ...(due to space limits, see
proxy material for full proposal).
E21 Authorization granted to the Board of Mgmt For For
Directors, for a period ...(due to space
limits, see proxy material for full
proposal).
A Presented in accordance with Article L. Mgmt Against Against
225-105 of the French Commercial Code (not
approved by the Board of Directors):
Amendment of Article 19 - Financial Year -
Financial Statements of the Articles of
Association.
--------------------------------------------------------------------------------------------------------------------------
TRUIST FINANCIAL CORPORATION Agenda Number: 935137249
--------------------------------------------------------------------------------------------------------------------------
Security: 89832Q109
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: TFC
ISIN: US89832Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jennifer S. Banner Mgmt For For
1B. Election of Director: K. David Boyer, Jr. Mgmt For For
1C. Election of Director: Agnes Bundy Scanlan Mgmt For For
1D. Election of Director: Anna R. Cablik Mgmt For For
1E. Election of Director: Dallas S. Clement Mgmt For For
1F. Election of Director: Paul D. Donahue Mgmt For For
1G. Election of Director: Paul R. Garcia Mgmt For For
1H. Election of Director: Patrick C. Graney III Mgmt For For
1I. Election of Director: Linnie M. Haynesworth Mgmt For For
1J. Election of Director: Kelly S. King Mgmt For For
1K. Election of Director: Easter A. Maynard Mgmt For For
1L. Election of Director: Donna S. Morea Mgmt For For
1M. Election of Director: Charles A. Patton Mgmt For For
1N. Election of Director: Nido R. Qubein Mgmt For For
1O. Election of Director: David M. Ratcliffe Mgmt For For
1P. Election of Director: William H. Rogers, Mgmt For For
Jr.
1Q. Election of Director: Frank P. Scruggs, Jr. Mgmt For For
1R. Election of Director: Christine Sears Mgmt For For
1S. Election of Director: Thomas E. Skains Mgmt For For
1T. Election of Director: Bruce L. Tanner Mgmt For For
1U. Election of Director: Thomas N. Thompson Mgmt For For
1V. Election of Director: Steven C. Voorhees Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Truist's
independent registered public accounting
firm for 2020.
3. Advisory vote to approve Truist's executive Mgmt For For
compensation program.
4. Shareholder proposal regarding an Shr For Against
independent Chairman of the Board of
Directors, if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
TYSON FOODS, INC. Agenda Number: 935117855
--------------------------------------------------------------------------------------------------------------------------
Security: 902494103
Meeting Type: Annual
Meeting Date: 06-Feb-2020
Ticker: TSN
ISIN: US9024941034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John Tyson Mgmt For For
1B. Election of Director: Gaurdie E. Banister Mgmt For For
Jr.
1C. Election of Director: Dean Banks Mgmt For For
1D. Election of Director: Mike Beebe Mgmt For For
1E. Election of Director: Mikel A. Durham Mgmt For For
1F. Election of Director: Jonathan D. Mariner Mgmt For For
1G. Election of Director: Kevin M. McNamara Mgmt For For
1H. Election of Director: Cheryl S. Miller Mgmt For For
1I. Election of Director: Jeffrey K. Mgmt For For
Schomburger
1J. Election of Director: Robert Thurber Mgmt For For
1K. Election of Director: Barbara A. Tyson Mgmt Against Against
1L. Election of Director: Noel White Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending October 3,
2020.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
4. Shareholder proposal to request a report Shr For Against
regarding the Company's efforts to
eliminate deforestation from its supply
chains.
5. Shareholder proposal to request a report Shr Against For
disclosing the policy and procedures,
expenditures, and other activities related
to lobbying and grassroots lobbying
communications.
6. Shareholder proposal to require the Shr For Against
preparation of a report on the Company's
due diligence process assessing and
mitigating human rights impacts.
7. Shareholder proposal to request the Shr For Against
adoption of a policy requiring senior
executive officers to retain a percentage
of shares received through equity
compensation programs.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 935158407
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew H. Card Jr. Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: David B. Dillon Mgmt For For
1D. Election of Director: Lance M. Fritz Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Jane H. Lute Mgmt For For
1G. Election of Director: Michael R. McCarthy Mgmt For For
1H. Election of Director: Thomas F. McLarty III Mgmt For For
1I. Election of Director: Bhavesh V. Patel Mgmt For For
1J. Election of Director: Jose H. Villarreal Mgmt For For
1K. Election of Director: Christopher J. Mgmt For For
Williams
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
2020.
3. An advisory vote to approve executive Mgmt For For
compensation ("Say on Pay").
4. Shareholder proposal regarding Independent Shr For Against
Chairman if properly presented at the
Annual Meeting.
5. Shareholder proposal regarding Climate Shr Against For
Assessment Report if properly presented at
the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 935156732
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2021 annual meeting: David P. Abney
1B. Election of Director to serve until the Mgmt For For
2021 annual meeting: Rodney C. Adkins
1C. Election of Director to serve until the Mgmt For For
2021 annual meeting: Michael J. Burns
1D. Election of Director to serve until the Mgmt For For
2021 annual meeting: William R. Johnson
1E. Election of Director to serve until the Mgmt For For
2021 annual meeting: Ann M. Livermore
1F. Election of Director to serve until the Mgmt For For
2021 annual meeting: Rudy H.P. Markham
1G. Election of Director to serve until the Mgmt For For
2021 annual meeting: Franck J. Moison
1H. Election of Director to serve until the Mgmt For For
2021 annual meeting: Clark T. Randt, Jr.
1I. Election of Director to serve until the Mgmt For For
2021 annual meeting: Christiana Smith Shi
1J. Election of Director to serve until the Mgmt For For
2021 annual meeting: John T. Stankey
1K. Election of Director to serve until the Mgmt For For
2021 annual meeting: Carol B. Tome
1L. Election of Director to serve until the Mgmt For For
2021 annual meeting: Kevin M. Warsh
2. Approve on an advisory basis a resolution Mgmt For For
on executive compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as UPS's independent registered
public accounting firm for the year ending
December 31, 2020.
4. To prepare an annual report on lobbying Shr Against For
activities.
5. To reduce the voting power of class A stock Shr For Against
from 10 votes per share to one vote per
share.
6. To prepare a report on reducing UPS's total Shr For Against
contribution to climate change.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 935080628
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Special
Meeting Date: 11-Oct-2019
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of UTC common stock, Mgmt For For
par value $1.00 per share, to Raytheon
stockholders in connection with the merger
contemplated by the Agreement and Plan of
Merger, dated as of June 9, 2019, by and
among United Technologies Corporation,
Light Merger Sub Corp. and Raytheon Company
(the "UTC share issuance proposal").
2. Approve the adjournment of the UTC special Mgmt For For
meeting to a later date or dates, if
necessary or appropriate, to solicit
additional proxies in the event there are
not sufficient votes at the time of the UTC
special meeting to approve the UTC share
issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 935142707
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd J. Austin III Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Marshall O. Larsen Mgmt For For
1D. Election of Director: Robert K. (Kelly) Mgmt For For
Ortberg
1E. Election of Director: Margaret L. Mgmt For For
O'Sullivan
1F. Election of Director: Denise L. Ramos Mgmt For For
1G. Election of Director: Fredric G. Reynolds Mgmt For For
1H. Election of Director: Brian C. Rogers Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2020.
4. Shareowner Proposal regarding a Simple Shr For
Majority Vote Requirement.
5. Shareowner Proposal to Create a Committee Shr Against For
to Prepare a Report regarding the Impact of
Plant Closure on Communities and
Alternatives to Help Mitigate the Effects.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Glenn M. Renwick Mgmt For For
1I. Election of Director: David S. Wichmann Mgmt For For
1J. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2020.
4. Approval of the UnitedHealth Group 2020 Mgmt For For
Stock Incentive Plan.
5. If properly presented at the 2020 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting any material amendment to the
Company's Bylaws be subject to a
non-binding shareholder vote.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC. Agenda Number: 935176897
--------------------------------------------------------------------------------------------------------------------------
Security: 913903100
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: UHS
ISIN: US9139031002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lawrence S. Gibbs Mgmt For For
2. Proposal to approve the Company's 2020 Mgmt Against Against
Omnibus Stock and Incentive Plan
3. Advisory (nonbinding) vote to approve named Mgmt Against Against
executive officer compensation.
4. Proposal to ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 935144484
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: H. Paulett Eberhart Mgmt For For
1B. Election of Director: Joseph W. Gorder Mgmt For For
1C. Election of Director: Kimberly S. Greene Mgmt For For
1D. Election of Director: Deborah P. Majoras Mgmt For For
1E. Election of Director: Eric D. Mullins Mgmt For For
1F. Election of Director: Donald L. Nickles Mgmt For For
1G. Election of Director: Philip J. Pfeiffer Mgmt For For
1H. Election of Director: Robert A. Profusek Mgmt For For
1I. Election of Director: Stephen M. Waters Mgmt For For
1J. Election of Director: Randall J. Mgmt For For
Weisenburger
1K. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratify the appointment of KPMG LLP as Mgmt For For
Valero's independent registered public
accounting firm for 2020.
3. Approve, by non-binding vote, the 2019 Mgmt For For
compensation of our named executive
officers.
4. Approve 2020 Omnibus Stock Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935148406
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Vittorio Colao Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4. Nonqualified Savings Plan Earnings Shr Against For
5. Special Shareholder Meetings Shr For Against
6. Lobbying Activities Report Shr For Against
7. User Privacy Metric Shr For Against
8. Amend Severance Approval Policy Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VISTRA ENERGY CORP Agenda Number: 935160387
--------------------------------------------------------------------------------------------------------------------------
Security: 92840M102
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: VST
ISIN: US92840M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve an amendment to the Vistra Energy Mgmt For For
Corp. Certificate of Incorporation (the
"Charter") to declassify the Board of
Directors so that all Directors will be
elected annually commencing with the 2020
Annual Meeting (the "Charter Amendment")
2A. Election of Director: Hilary E. Ackermann Mgmt For For
(If the Charter Amendment in proposal 1 is
approved)
2B. Election of Director: Arcilia C. Acosta (If Mgmt For For
the Charter Amendment in proposal 1 is
approved)
2C. Election of Director: Gavin R. Baiera (If Mgmt For For
the Charter Amendment in proposal 1 is
approved)
2D. Election of Director: Paul M. Barbas (If Mgmt For For
the Charter Amendment in proposal 1 is
approved)
2E. Election of Director: Lisa Crutchfield (If Mgmt For For
the Charter Amendment in proposal 1 is
approved)
2F. Election of Director: Brian K. Ferraioli Mgmt For For
(If the Charter Amendment in proposal 1 is
approved)
2G. Election of Director: Scott B. Helm (If the Mgmt For For
Charter Amendment in proposal 1 is
approved)
2H. Election of Director: Jeff D. Hunter (If Mgmt For For
the Charter Amendment in proposal 1 is
approved)
2I. Election of Director: Curtis A. Morgan (If Mgmt For For
the Charter Amendment in proposal 1 is
approved)
2J. Election of Director: John R. Sult (If the Mgmt For For
Charter Amendment in proposal 1 is
approved)
3.1 Election of Director: Gavin R. Baiera (If Mgmt For For
the Charter Amendment in proposal 1 is not
approved)
3.2 Election of Director: Scott B. Helm (If the Mgmt For For
Charter Amendment in proposal 1 is not
approved)
3.3 Election of Director: Curtis A. Morgan (If Mgmt For For
the Charter Amendment in proposal 1 is not
approved)
3.4 Election of Director: John R. Sult (If the Mgmt For For
Charter Amendment in proposal 1 is not
approved)
4. Approve, on an advisory basis, named Mgmt For For
executive officer compensation.
5. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 935145183
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven D. Black Mgmt For For
1B. Election of Director: Celeste A. Clark Mgmt For For
1C. Election of Director: Theodore F. Craver, Mgmt For For
Jr.
1D. Election of Director: Wayne M. Hewett Mgmt For For
1E. Election of Director: Donald M. James Mgmt For For
1F. Election of Director: Maria R. Morris Mgmt For For
1G. Election of Director: Charles H. Noski Mgmt For For
1H. Election of Director: Richard B. Payne, Jr. Mgmt For For
1I. Election of Director: Juan A. Pujadas Mgmt For For
1J. Election of Director: Ronald L. Sargent Mgmt For For
1K. Election of Director: Charles W. Scharf Mgmt For For
1L. Election of Director: Suzanne M. Vautrinot Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2020.
4. Shareholder Proposal - Shareholder Approval Shr Against For
of By-Law Amendments.
5. Shareholder Proposal - Report on Shr For Against
Incentive-Based Compensation and Risks of
Material Losses.
6. Shareholder Proposal - Report on Global Shr Against For
Median Pay Gap.
--------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION Agenda Number: 935135548
--------------------------------------------------------------------------------------------------------------------------
Security: 963320106
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: WHR
ISIN: US9633201069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Marc R. Bitzer Mgmt For For
1C. Election of Director: Greg Creed Mgmt For For
1D. Election of Director: Gary T. DiCamillo Mgmt For For
1E. Election of Director: Diane M. Dietz Mgmt For For
1F. Election of Director: Gerri T. Elliott Mgmt For For
1G. Election of Director: Jennifer A. LaClair Mgmt For For
1H. Election of Director: John D. Liu Mgmt For For
1I. Election of Director: James M. Loree Mgmt For For
1J. Election of Director: Harish Manwani Mgmt For For
1K. Election of Director: Patricia K. Poppe Mgmt For For
1L. Election of Director: Larry O. Spencer Mgmt For For
1M. Election of Director: Michael D. White Mgmt For For
2. Advisory vote to approve Whirlpool Mgmt For For
Corporation's executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Whirlpool Corporation's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC. Agenda Number: 935182434
--------------------------------------------------------------------------------------------------------------------------
Security: 969904101
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: WSM
ISIN: US9699041011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Laura Alber Mgmt For For
1.2 Election of Director: Scott Dahnke Mgmt For For
1.3 Election of Director: Anne Mulcahy Mgmt For For
1.4 Election of Director: William Ready Mgmt For For
1.5 Election of Director: Sabrina Simmons Mgmt For For
1.6 Election of Director: Frits van Paasschen Mgmt For For
2. An advisory vote to approve executive Mgmt For For
compensation
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2021
--------------------------------------------------------------------------------------------------------------------------
WYNDHAM DESTINATIONS, INC. Agenda Number: 935160539
--------------------------------------------------------------------------------------------------------------------------
Security: 98310W108
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: WYND
ISIN: US98310W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Louise F. Brady Mgmt For For
Michael D. Brown Mgmt For For
James E. Buckman Mgmt For For
George Herrera Mgmt For For
Stephen P. Holmes Mgmt For For
Denny Marie Post Mgmt For For
Ronald L. Rickles Mgmt For For
Michael H. Wargotz Mgmt For For
2. To vote on a non-binding, advisory Mgmt For For
resolution to approve our executive
compensation program.
3. To vote on a proposal to ratify the Mgmt For For
appointment of Deloitte & Touche LLP to
serve as our independent registered public
accounting firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
WYNDHAM HOTELS & RESORTS, INC. Agenda Number: 935160123
--------------------------------------------------------------------------------------------------------------------------
Security: 98311A105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: WH
ISIN: US98311A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Myra J. Biblowit Mgmt For For
Bruce B. Churchill Mgmt For For
Pauline D.E. Richards Mgmt For For
2A. To vote on amendments to our Amended and Mgmt For For
Restated Certificate of Incorporation
("Certificate of Incorporation") to
eliminate supermajority voting requirements
relating to amendments to our Certificate
of Incorporation and Amended and Restated
By-Laws and
2B. To vote on an amendment to our Certificate Mgmt For For
of Incorporation to eliminate supermajority
voting requirements relating to the removal
of directors
3. To vote on an advisory resolution to Mgmt For For
approve our executive compensation program.
4. To vote on a proposal to ratify the Mgmt For For
appointment of Deloitte & Touche LLP to
serve as our independent registered public
accounting firm for fiscal year 2020
--------------------------------------------------------------------------------------------------------------------------
YAMANA GOLD INC. Agenda Number: 935172180
--------------------------------------------------------------------------------------------------------------------------
Security: 98462Y100
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: AUY
ISIN: CA98462Y1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
John Begeman Mgmt For For
Christiane Bergevin Mgmt For For
Alexander Davidson Mgmt Withheld Against
Richard Graff Mgmt For For
Kimberly Keating Mgmt For For
Peter Marrone Mgmt For For
Jane Sadowsky Mgmt For For
Dino Titaro Mgmt For For
2 Appoint the auditors - Deloitte LLP See Mgmt For For
page 11 of our 2020 management information
circular.
3 On an advisory basis, and not to diminish Mgmt For For
the role and responsibilities of our board,
you accept the approach to executive
compensation disclosed in our 2020
management information circular.
--------------------------------------------------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC. Agenda Number: 935151516
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ZBH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher B. Begley Mgmt For For
1B. Election of Director: Betsy J. Bernard Mgmt For For
1C. Election of Director: Gail K. Boudreaux Mgmt For For
1D. Election of Director: Michael J. Farrell Mgmt For For
1E. Election of Director: Larry C. Glasscock Mgmt For For
1F. Election of Director: Robert A. Hagemann Mgmt For For
1G. Election of Director: Bryan C. Hanson Mgmt For For
1H. Election of Director: Arthur J. Higgins Mgmt For For
1I. Election of Director: Maria Teresa Hilado Mgmt For For
1J. Election of Director: Syed Jafry Mgmt For For
1K. Election of Director: Michael W. Michelson Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation (Say on Pay).
GUARDIAN LARGE CAP FUNDAMENTAL GROWTH VIP FUND
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC Agenda Number: 935132580
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 09-Apr-2020
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy Banse Mgmt For For
1B. Election of Director: Frank Calderoni Mgmt For For
1C. Election of Director: James Daley Mgmt For For
1D. Election of Director: Laura Desmond Mgmt For For
1E. Election of Director: Charles Geschke Mgmt For For
1F. Election of Director: Shantanu Narayen Mgmt For For
1G. Election of Director: Kathleen Oberg Mgmt For For
1H. Election of Director: Dheeraj Pandey Mgmt For For
1I. Election of Director: David Ricks Mgmt For For
1J. Election of Director: Daniel Rosensweig Mgmt For For
1K. Election of Director: John Warnock Mgmt For For
2. Approve the 2020 Employee Stock Purchase Mgmt For For
Plan, which amends and restates the 1997
Employee Stock Purchase Plan.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on November
27, 2020.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
5. Consider and vote upon one stockholder Shr Against For
proposal.
--------------------------------------------------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC. Agenda Number: 935163941
--------------------------------------------------------------------------------------------------------------------------
Security: 00751Y106
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: AAP
ISIN: US00751Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John F. Bergstrom Mgmt For For
1B. Election of Director: Brad W. Buss Mgmt For For
1C. Election of Director: John F. Ferraro Mgmt For For
1D. Election of Director: Thomas R. Greco Mgmt For For
1E. Election of Director: Jeffrey J. Jones II Mgmt For For
1F. Election of Director: Eugene I. Lee, Jr. Mgmt For For
1G. Election of Director: Sharon L. McCollam Mgmt For For
1H. Election of Director: Douglas A. Pertz Mgmt For For
1I. Election of Director: Nigel Travis Mgmt For For
2. Approve, by advisory vote, the compensation Mgmt For For
of our named executive officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP (Deloitte) as our independent
registered public accounting firm for 2020.
4. Advisory vote on the stockholder proposal Shr For Against
on the ability of stockholders to act by
written consent if presented at the annual
meeting.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 935172469
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tom Killalea Mgmt For For
Tom Leighton Mgmt For For
Jonathan Miller Mgmt For For
Monte Ford Mgmt For For
Madhu Ranganathan Mgmt For For
Fred Salerno Mgmt For For
Ben Verwaayen Mgmt For For
2. To approve, on an advisory basis, our named Mgmt For For
executive officer compensation
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 935161961
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Felix J. Baker Mgmt For For
David R. Brennan Mgmt For For
Christopher J. Coughlin Mgmt For For
Deborah Dunsire Mgmt For For
Paul A. Friedman Mgmt For For
Ludwig N. Hantson Mgmt For For
John T. Mollen Mgmt For For
Francois Nader Mgmt For For
Judith A. Reinsdorf Mgmt For For
Andreas Rummelt Mgmt For For
2. Proposal No. 2 - Ratification of Mgmt For For
appointment by the Board of Directors of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3. Proposal No. 3 - Approval of a non-binding Mgmt For For
advisory vote of the 2019 compensation paid
to Alexion's named executive officers.
4. Proposal No. 4 - Shareholder proposal Shr For Against
requesting certain By-law amendments to
lower the threshold for shareholders to
call a special meeting.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935052302
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 15-Jul-2019
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Effect an increase in the number of Mgmt For For
authorized Ordinary Shares to
32,000,000,000 and effect a one-to-eight
share subdivision of the Company's Ordinary
Shares.
2.1 Election of Director for a three year term: Mgmt For For
DANIEL ZHANG
2.2 Election of Director for a three year term: Mgmt For For
CHEE HWA TUNG
2.3 Election of Director for a three year term: Mgmt For For
JERRY YANG
2.4 Election of Director for a three year term: Mgmt For For
WAN LING MARTELLO
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935196762
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
Sundar Pichai Mgmt For For
John L. Hennessy Mgmt For For
Frances H. Arnold Mgmt For For
L. John Doerr Mgmt For For
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt For For
Alan R. Mulally Mgmt Withheld Against
K. Ram Shriram Mgmt For For
Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. An amendment to Alphabet's Amended and Mgmt Against Against
Restated 2012 Stock Plan to increase the
share reserve by 8,500,000 shares of Class
C capital stock.
4. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
5. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
6. A stockholder proposal regarding a report Shr For Against
on arbitration of employment-related
claims, if properly presented at the
meeting.
7. A stockholder proposal regarding the Shr Against For
establishment of a human rights risk
oversight committee, if properly presented
at the meeting.
8. A stockholder proposal regarding Shr Against For
non-binding vote on amendment of bylaws, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr For Against
on sustainability metrics, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
11. A stockholder proposal regarding majority Shr For Against
vote for election of directors, if properly
presented at the meeting.
12. A stockholder proposal regarding a report Shr Against For
on gender/racial pay equity, if properly
presented at the meeting.
13. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
14. A stockholder proposal regarding a report Shr Against For
on whistleblower policies and practices, if
properly presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of director: Thomas O. Ryder Mgmt For For
1I. Election of director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO LOWER STOCK
OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO
REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
EFFECTS OF FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POTENTIAL CUSTOMER MISUSE OF CERTAIN
TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
EFFORTS TO RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE REPORT ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
VIEWPOINT DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr For Against
SUPPLY CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 935151439
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Charlene Barshefsky
1B. Election of Director for a term of one Mgmt For For
year: John J. Brennan
1C. Election of Director for a term of one Mgmt For For
year: Peter Chernin
1D. Election of Director for a term of one Mgmt For For
year: Ralph de la Vega
1E. Election of Director for a term of one Mgmt For For
year: Anne Lauvergeon
1F. Election of Director for a term of one Mgmt For For
year: Michael O. Leavitt
1G. Election of Director for a term of one Mgmt For For
year: Theodore J. Leonsis
1H. Election of Director for a term of one Mgmt For For
year: Karen L. Parkhill
1I. Election of Director for a term of one Mgmt For For
year: Lynn A. Pike
1J. Election of Director for a term of one Mgmt For For
year: Stephen J. Squeri
1K. Election of Director for a term of one Mgmt For For
year: Daniel L. Vasella
1L. Election of Director for a term of one Mgmt For For
year: Ronald A. Williams
1M. Election of Director for a term of one Mgmt For For
year: Christopher D. Young
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2020.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
4. Approval of Amended and Restated Incentive Mgmt For For
Compensation Plan.
5. Shareholder proposal relating to action by Shr For Against
written consent.
6. Shareholder proposal relating to Shr Against For
gender/racial pay equity.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 935172419
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dr. Wanda M. Austin Mgmt For For
1B. Election of Director: Mr. Robert A. Bradway Mgmt For For
1C. Election of Director: Dr. Brian J. Druker Mgmt For For
1D. Election of Director: Mr. Robert A. Eckert Mgmt For For
1E. Election of Director: Mr. Greg C. Garland Mgmt For For
1F. Election of Director: Mr. Fred Hassan Mgmt For For
1G. Election of Director: Mr. Charles M. Mgmt For For
Holley, Jr.
1H. Election of Director: Dr. Tyler Jacks Mgmt For For
1I. Election of Director: Ms. Ellen J. Kullman Mgmt For For
1J. Election of Director: Dr. Ronald D. Sugar Mgmt For For
1K. Election of Director: Dr. R. Sanders Mgmt For For
Williams
2. Advisory vote to approve our executive Mgmt For For
compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2020.
4. Stockholder proposal to require an Shr Against For
independent board chair.
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA Agenda Number: 935164424
--------------------------------------------------------------------------------------------------------------------------
Security: 03524A108
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: BUD
ISIN: US03524A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Revised text of articles of association: Mgmt For For
Proposed resolution: amending article 24.4
of the articles of association in order to
...(due to space limits, see proxy material
for full proposal).
1B Revised text of articles of association: Mgmt For For
Proposed resolution: amending article 44 of
the articles of association in order to
...(due to space limits, see proxy material
for full proposal).
1C Revised text of articles of association: Mgmt For For
Proposed resolution: amending several
provisions of the articles of association
in ...(due to space limits, see proxy
material for full proposal).
5 Approval of the statutory annual accounts Mgmt For For
6 Discharge to the directors Mgmt For For
7 Discharge to the statutory auditor Mgmt For For
8A Appointment of director: Proposed Mgmt For For
resolution: upon proposal from the Board of
Directors, renewing the appointment of Ms.
...(due to space limits, see proxy material
for full proposal).
8B Appointment of director: Proposed Mgmt For For
resolution: upon proposal from the Board of
Directors, renewing the appointment of Mr.
Elio ...(due to space limits, see proxy
material for full proposal).
8C Appointment of director: Proposed Mgmt For For
resolution: upon proposal from the
Reference Shareholder, renewing the
appointment as ...(due to space limits, see
proxy material for full proposal).
8D Appointment of director: Proposed Mgmt For For
resolution: upon proposal from the
Reference Shareholder, renewing the
appointment as director ...(due to space
limits, see proxy material for full
proposal).
8E Appointment of director: Proposed Mgmt For For
resolution: upon proposal from the
Reference Shareholder, renewing the
appointment as director ...(due to space
limits, see proxy material for full
proposal).
8F Appointment of director: Proposed Mgmt For For
resolution: upon proposal from the
Reference Shareholder, renewing the
appointment as director ...(due to space
limits, see proxy material for full
proposal).
8G Appointment of director: Proposed Mgmt For For
resolution: upon proposal from the
Reference Shareholder, renewing the
appointment as director ...(due to space
limits, see proxy material for full
proposal).
8H Appointment of director: Proposed Mgmt For For
resolution: acknowledging the end of the
mandate of Mr. Marcel Herrmann Telles as
director ...(due to space limits, see proxy
material for full proposal).
8I Appointment of director: Proposed Mgmt For For
resolution: upon proposal from the
Restricted Shareholders, renewing the
appointment as ...(due to space limits, see
proxy material for full proposal).
8J Appointment of director: Proposed Mgmt For For
resolution: upon proposal from the
Restricted Shareholders, renewing the
appointment as ...(due to space limits, see
proxy material for full proposal).
8K Appointment of director: Proposed Mgmt For For
resolution: upon proposal from the
Restricted Shareholders, renewing the
appointment as ...(due to space limits, see
proxy material for full proposal).
9 Remuneration policy and remuneration Mgmt Against Against
report: Proposed ...(due to space limits,
see proxy material for full proposal).
10 Filings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA Agenda Number: 935213253
--------------------------------------------------------------------------------------------------------------------------
Security: 03524A108
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: BUD
ISIN: US03524A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Revised text of articles of association: Mgmt For For
Proposed resolution: amending article 24.4
of the articles of association in order to
...(due to space limits, see proxy material
for full proposal).
1B Revised text of articles of association: Mgmt For For
Proposed resolution: amending article 44 of
the articles of association in order to
...(due to space limits, see proxy material
for full proposal).
1C Revised text of articles of association: Mgmt For For
Proposed resolution: amending several
provisions of the articles of association
in ...(due to space limits, see proxy
material for full proposal).
5 Approval of the statutory annual accounts Mgmt For For
6 Discharge to the directors Mgmt For For
7 Discharge to the statutory auditor Mgmt For For
8A Appointment of director: Proposed Mgmt For For
resolution: upon proposal from the Board of
Directors, renewing the appointment of Ms.
Michele ...(due to space limits, see proxy
material for full proposal).
8B Appointment of director: Proposed Mgmt For For
resolution: upon proposal from the Board of
Directors, renewing the appointment of Mr.
Elio ...(due to space limits, see proxy
material for full proposal).
8C Appointment of director: Proposed Mgmt For For
resolution: upon proposal from the
Reference Shareholder, renewing the
appointment as ...(due to space limits, see
proxy material for full proposal).
8D Appointment of director: Proposed Mgmt For For
resolution: upon proposal from the
Reference Shareholder, renewing the
appointment as director ...(due to space
limits, see proxy material for full
proposal).
8E Appointment of director: Proposed Mgmt For For
resolution: upon proposal from the
Reference Shareholder, renewing the
appointment as director ...(due to space
limits, see proxy material for full
proposal).
8F Appointment of director: Proposed Mgmt For For
resolution: upon proposal from the
Reference Shareholder, renewing the
appointment as director ...(due to space
limits, see proxy material for full
proposal).
8G Appointment of director: Proposed Mgmt For For
resolution: upon proposal from the
Reference Shareholder, renewing the
appointment as director ...(due to space
limits, see proxy material for full
proposal).
8H Appointment of director: Proposed Mgmt For For
resolution: acknowledging the end of the
mandate of Mr. Marcel Herrmann Telles as
director ...(due to space limits, see proxy
material for full proposal).
8I Appointment of director: Proposed Mgmt For For
resolution: upon proposal from the
Restricted Shareholders, renewing the
appointment as ...(due to space limits, see
proxy material for full proposal).
8J Appointment of director: Proposed Mgmt For For
resolution: upon proposal from the
Restricted Shareholders, renewing the
appointment as ...(due to space limits, see
proxy material for full proposal).
8K Appointment of director: Proposed Mgmt For For
resolution: upon proposal from the
Restricted Shareholders, renewing the
appointment as ...(due to space limits, see
proxy material for full proposal).
9 Remuneration policy and remuneration Mgmt Against Against
report: Proposed resolution: approving the
remuneration report for the financial
...(due to space limits, see proxy material
for full proposal).
10 Filings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
5. A shareholder proposal relating to Shr Against For
sustainability and executive compensation
6. A shareholder proposal relating to policies Shr Against For
on freedom of expression
--------------------------------------------------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC. Agenda Number: 935180492
--------------------------------------------------------------------------------------------------------------------------
Security: 09061G101
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: BMRN
ISIN: US09061G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jean-Jacques Bienaime Mgmt For For
Elizabeth M. Anderson Mgmt For For
Willard Dere Mgmt For For
Michael Grey Mgmt For For
Elaine J. Heron Mgmt For For
Robert J. Hombach Mgmt For For
V. Bryan Lawlis Mgmt For For
Richard A. Meier Mgmt For For
David E.I. Pyott Mgmt For For
Dennis J. Slamon Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
independent registered public accounting
firm for BioMarin for the fiscal year
ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named
Executive Officers as disclosed in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935188929
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Jeffery H. Boyd Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Bob van Dijk Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2019 executive Mgmt For For
compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
4. Stockholder proposal requesting the right Shr For Against
of stockholders to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
C.H. ROBINSON WORLDWIDE, INC. Agenda Number: 935150019
--------------------------------------------------------------------------------------------------------------------------
Security: 12541W209
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: CHRW
ISIN: US12541W2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott P. Anderson Mgmt For For
1B. Election of Director: Robert C. Biesterfeld Mgmt For For
Jr.
1C. Election of Director: Wayne M. Fortun Mgmt For For
1D. Election of Director: Timothy C. Gokey Mgmt For For
1E. Election of Director: Mary J. Steele Mgmt For For
Guilfoile
1F. Election of Director: Jodee A. Kozlak Mgmt For For
1G. Election of Director: Brian P. Short Mgmt For For
1H. Election of Director: James B. Stake Mgmt For For
1I. Election of Director: Paula C. Tolliver Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935190532
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent auditors
3. Approval of Amended 2003 Stock Option Plan Mgmt For For
4. Approval of Amended 2002 Restricted Stock Mgmt For For
Plan
5. Advisory vote on executive compensation Mgmt Against Against
6. To provide a lobbying report Shr For Against
7. To require an independent board chairman Shr Against For
8. To conduct independent investigation and Shr Against For
report on risks posed by failing to prevent
sexual harassment
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 935114087
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 22-Jan-2020
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan L. Decker Mgmt For For
Richard A. Galanti Mgmt For For
Sally Jewell Mgmt For For
Charles T. Munger Mgmt For For
2. Ratification of selection of independent Mgmt For For
auditors.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
4. Approval to amend Articles of Incorporation Mgmt For For
to permit removal of directors without
cause.
5. Shareholder proposal regarding a director Shr Against For
skills matrix and disclosure of director
ideological perspectives.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 935147795
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: Shari L. Ballard Mgmt For For
1C. Election of Director: Barbara J. Beck Mgmt For For
1D. Election of Director: Jeffrey M. Ettinger Mgmt For For
1E. Election of Director: Arthur J. Higgins Mgmt For For
1F. Election of Director: Michael Larson Mgmt For For
1G. Election of Director: David W. MacLennan Mgmt For For
1H. Election of Director: Tracy B. McKibben Mgmt For For
1I. Election of Director: Lionel L. Nowell, III Mgmt For For
1J. Election of Director: Victoria J. Reich Mgmt For For
1K. Election of Director: Suzanne M. Vautrinot Mgmt For For
1L. Election of Director: John J. Zillmer Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
current year ending December 31, 2020.
3. Advisory vote to approve the compensation Mgmt For For
of executives disclosed in the Proxy
Statement.
4. Stockholder proposal regarding proxy Shr For Against
access, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 935209014
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Bartlett Mgmt For For
Nanci Caldwell Mgmt For For
Adaire Fox-Martin Mgmt For For
Gary Hromadko Mgmt For For
William Luby Mgmt For For
Irving Lyons III Mgmt For For
Charles Meyers Mgmt For For
Christopher Paisley Mgmt For For
Sandra Rivera Mgmt For For
Peter Van Camp Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of Equinix's named
executive officers.
3. To approve the Equinix, Inc. 2020 Equity Mgmt Against Against
Incentive Plan.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Equinix's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
5. Stockholder proposal related to political Shr Against For
contributions disclosure and oversight.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935178221
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. To approve the director compensation Mgmt For For
policy.
4. A stockholder proposal regarding change in Shr For Against
stockholder voting.
5. A stockholder proposal regarding an Shr Against For
independent chair.
6. A stockholder proposal regarding majority Shr For Against
voting for directors.
7. A stockholder proposal regarding political Shr For Against
advertising.
8. A stockholder proposal regarding Shr Against For
human/civil rights expert on board.
9. A stockholder proposal regarding report on Shr Against For
civil and human rights risks.
10. A stockholder proposal regarding child Shr For Against
exploitation.
11. A stockholder proposal regarding median Shr Against For
gender/racial pay gap.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935171203
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lee Adrean Mgmt For For
1B. Election of Director: Ellen R. Alemany Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt For For
1D. Election of Director: Keith W. Hughes Mgmt For For
1E. Election of Director: Gary L. Lauer Mgmt For For
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Mgmt For For
Jr.
1J. Election of Director: Jeffrey E. Stiefler Mgmt For For
2. Advisory vote on Fidelity National Mgmt For For
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 935137794
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: D. Scott Davis Mgmt For For
1F. Election of Director: Linnet F. Deily Mgmt For For
1G. Election of Director: Deborah Flint Mgmt For For
1H. Election of Director: Judd Gregg Mgmt For For
1I. Election of Director: Clive Hollick Mgmt For For
1J. Election of Director: Grace D. Lieblein Mgmt For For
1K. Election of Director: Raymond T. Odierno Mgmt For For
1L. Election of Director: George Paz Mgmt For For
1M. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of Independent Accountants. Mgmt For For
4. Let Shareholders Vote on Bylaw Amendments. Shr Against For
5. Report on Lobbying Activities and Shr For Against
Expenditures.
--------------------------------------------------------------------------------------------------------------------------
IHS MARKIT LTD Agenda Number: 935134344
--------------------------------------------------------------------------------------------------------------------------
Security: G47567105
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: INFO
ISIN: BMG475671050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lance Uggla Mgmt For For
1B. Election of Director: John Browne (The Lord Mgmt For For
Browne of Madingley)
1C. Election of Director: Ruann F. Ernst Mgmt For For
1D. Election of Director: William E. Ford Mgmt For For
1E. Election of Director: Jean-Paul L. Montupet Mgmt For For
1F. Election of Director: Deborah K. Orida Mgmt For For
1G. Election of Director: James A. Rosenthal Mgmt For For
2. To approve, on an advisory, non-binding Mgmt For For
basis, the compensation of the Company's
named executive officers.
3. To approve the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accountants until the close of the
next Annual General Meeting of Shareholders
and to authorize the Company's Board of
Directors, acting by the Audit Committee,
to determine the remuneration of the
independent registered public accountants.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935137934
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election Of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2020.
4. Amendment to the Restated Certificate of Mgmt For For
Incorporation to Permit Removal of
Directors Without Cause.
5. Independent Board Chair Shr For Against
6. Report on Governance of Opioids-Related Shr For Against
Risks
--------------------------------------------------------------------------------------------------------------------------
LINDE PLC Agenda Number: 935018920
--------------------------------------------------------------------------------------------------------------------------
Security: G5494J103
Meeting Type: Annual
Meeting Date: 26-Jul-2019
Ticker: LIN
ISIN: IE00BZ12WP82
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Prof. Dr. Wolfgang Mgmt For For
Reitzle
1b. Election of Director: Stephen F. Angel Mgmt For For
1c. Election of Director: Prof. DDr. Mgmt For For
Ann-Kristin Achleitner
1d. Election of Director: Prof. Dr. Clemens Mgmt For For
Borsig
1e. Election of Director: Dr. Nance K. Dicciani Mgmt For For
1f. Election of Director: Dr. Thomas Enders Mgmt For For
1g. Election of Director: Franz Fehrenbach Mgmt For For
1h. Election of Director: Edward G. Galante Mgmt For For
1i. Election of Director: Larry D. McVay Mgmt For For
1j. Election of Director: Dr. Victoria Ossadnik Mgmt For For
1k. Election of Director: Prof. Dr. Martin H. Mgmt For For
Richenhagen
1l. Election of Director: Robert L. Wood Mgmt For For
2a. To ratify, on an advisory and non-binding Mgmt For For
basis, the appointment of
PricewaterhouseCoopers ("PWC") as the
independent auditor.
2b. To authorize the Board, acting through the Mgmt For For
Audit Committee, to determine PWC's
remuneration.
3. To determine the price range at which Linde Mgmt For For
plc can re-allot shares that it acquires as
treasury shares under Irish law.
4. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of Linde plc's
Named Executive Officers, as disclosed in
the 2019 Proxy Statement.
5. To recommend, on an advisory and Mgmt 1 Year For
non-binding basis, the frequency of holding
future advisory shareholder votes on the
compensation of Linde plc's Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
MCCORMICK & COMPANY, INCORPORATED Agenda Number: 935129874
--------------------------------------------------------------------------------------------------------------------------
Security: 579780206
Meeting Type: Annual
Meeting Date: 01-Apr-2020
Ticker: MKC
ISIN: US5797802064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. YOU ARE CORDIALLY INVITED TO ATTEND THE Mgmt No vote
ANNUAL MEETING OF STOCKHOLDERS OF McCORMICK
& COMPANY, INCORPORATED (THE "COMPANY") TO
BE HELD VIA A VIRTUAL SHAREHOLDER MEETING
ON WEDNESDAY, APRIL 1, 2020 AT 10:00 AM
EDT. PLEASE USE THE FOLLOWING URL TO ACCESS
THE MEETING
(WWW.VIRTUALSHAREHOLDERMEETING.COM/MKC2020)
.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Shr For Against
Gap
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 935189527
--------------------------------------------------------------------------------------------------------------------------
Security: 61174X109
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: MNST
ISIN: US61174X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney C. Sacks Mgmt For For
Hilton H. Schlosberg Mgmt For For
Mark J. Hall Mgmt For For
Kathleen E. Ciaramello Mgmt For For
Gary P. Fayard Mgmt For For
Jeanne P. Jackson Mgmt For For
Steven G. Pizula Mgmt For For
Benjamin M. Polk Mgmt For For
Sydney Selati Mgmt For For
Mark S. Vidergauz Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2020.
3. Proposal to approve, on a non-binding, Mgmt For For
advisory basis, the compensation of the
Company's named executive officers.
4. Proposal to approve the Monster Beverage Mgmt For For
Corporation 2020 Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
NUTANIX, INC. Agenda Number: 935095489
--------------------------------------------------------------------------------------------------------------------------
Security: 67059N108
Meeting Type: Annual
Meeting Date: 13-Dec-2019
Ticker: NTNX
ISIN: US67059N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Ravi Mhatre Mgmt For For
1B. Election of Class III Director: Dheeraj Mgmt For For
Pandey
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending July 31, 2020.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our Named
Executive Officers.
4. To approve certain amendments to our 2016 Mgmt For For
Employee Stock Purchase Plan, including an
amendment to increase the maximum number of
shares of our Class A common stock
authorized for sale thereunder by 9,200,000
shares.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935196445
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: Persis S. Drell Mgmt For For
1D. Election of Director: Jen-Hsun Huang Mgmt For For
1E. Election of Director: Dawn Hudson Mgmt For For
1F. Election of Director: Harvey C. Jones Mgmt For For
1G. Election of Director: Michael G. McCaffery Mgmt For For
1H. Election of Director: Stephen C. Neal Mgmt For For
1I. Election of Director: Mark L. Perry Mgmt For For
1J. Election of Director: A. Brooke Seawell Mgmt For For
1K. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935087165
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 19-Nov-2019
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt For For
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt For For
George H. Conrades Mgmt For For
Lawrence J. Ellison Mgmt For For
Rona A. Fairhead Mgmt For For
Hector Garcia-Molina Mgmt Withheld Against
Jeffrey O. Henley Mgmt For For
Mark V. Hurd Mgmt Withheld Against
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt For For
Leon E. Panetta Mgmt For For
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt Against Against
of the Named Executive Officers.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm for Fiscal Year 2020.
4. Stockholder Proposal Regarding Pay Equity Shr For Against
Report.
5. Stockholder Proposal Regarding Independent Shr For Against
Board Chair.
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 935094350
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105
Meeting Type: Annual
Meeting Date: 09-Dec-2019
Ticker: PANW
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Asheem Mgmt For For
Chandna
1B. Election of Class II Director: James J. Mgmt For For
Goetz
1C. Election of Class II Director: Mark D. Mgmt For For
McLaughlin
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
July 31, 2020.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935179273
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edison C. Buchanan Mgmt For For
1B. Election of Director: Andrew F. Cates Mgmt For For
1C. Election of Director: Phillip A. Gobe Mgmt For For
1D. Election of Director: Larry R. Grillot Mgmt For For
1E. Election of Director: Stacy P. Methvin Mgmt For For
1F. Election of Director: Royce W. Mitchell Mgmt For For
1G. Election of Director: Frank A. Risch Mgmt For For
1H. Election of Director: Scott D. Sheffield Mgmt For For
1I. Election of Director: Mona K. Sutphen Mgmt For For
1J. Election of Director: J. Kenneth Thompson Mgmt For For
1K. Election of Director: Phoebe A. Wood Mgmt For For
1L. Election of Director: Michael D. Wortley Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2020.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935123783
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 10-Mar-2020
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark Fields Mgmt For For
1B. Election of Director: Jeffrey W. Henderson Mgmt For For
1C. Election of Director: Ann M. Livermore Mgmt For For
1D. Election of Director: Harish Manwani Mgmt For For
1E. Election of Director: Mark D. McLaughlin Mgmt For For
1F. Election of Director: Steve Mollenkopf Mgmt For For
1G. Election of Director: Clark T. Randt, Jr. Mgmt For For
1H. Election of Director: Irene B. Rosenfeld Mgmt For For
1I. Election of Director: Kornelis "Neil" Smit Mgmt For For
1J. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 27, 2020.
3. To approve the amended and restated 2016 Mgmt For For
Long-Term Incentive Plan, including an
increase in the share reserve by 74,500,000
shares.
4. To approve, on an advisory basis, our Mgmt Against Against
executive compensation.
5. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on our
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935202402
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan.
3. Amendment and restatement of our 2004 Mgmt For For
Employee Stock Purchase Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
5. An advisory vote to approve the fiscal 2020 Mgmt For For
compensation of our named executive
officers.
6. A stockholder proposal requesting the Shr For Against
ability of stockholders to act by written
consent, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 935196837
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: John Connors Mgmt For For
1B. Election of Class II Director: Patricia Mgmt For For
Morrison
1C. Election of Class II Director: Stephen Mgmt For For
Newberry
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935138722
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935165565
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William S. Haraf Mgmt For For
1B. Election of Director: Frank C. Herringer Mgmt For For
1C. Election of Director: Roger O. Walther Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as independent auditors
3. Advisory vote to approve named executive Mgmt For For
officer compensation
4. Approve the 2013 Stock Incentive Plan as Mgmt For For
Amended and Restated
5. Approve the Amended and Restated Bylaws to Mgmt For For
adopt a proxy access bylaw for director
nominations by stockholders
6. Stockholder Proposal requesting annual Shr For Against
disclosure of EEO-1 data
7. Stockholder Proposal requesting disclosure Shr For Against
of lobbying policy, procedures and
oversight; lobbying expenditures; and
participation in organizations engaged in
lobbying
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935219091
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Special
Meeting Date: 04-Jun-2020
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of Schwab common Mgmt For For
shares, consisting of common stock and
nonvoting common stock, to holders of
shares of TD Ameritrade common stock in
connection with the merger contemplated
with TD Ameritrade.
2. Approve an amendment to the Schwab charter Mgmt For For
to increase the number of authorized shares
of capital stock of Schwab by 300 million
and create a new class of Schwab nonvoting
common stock.
3. Approve a proposal that will give the Mgmt For For
Schwab board of directors authority to
adjourn the Schwab special meeting from
time to time if necessary to solicit
additional proxies if there are not
sufficient votes to approve Proposals 1 and
2 above at the time of the Schwab special
meeting, or any adjournment or postponement
of the Schwab special meeting.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935172130
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding Amendment of Shr Against For
Shareholder Written Consent Right
5. Shareholder Proposal Regarding EEO-1 Shr Against For
Disclosure
6. Shareholder Proposal Regarding Executive Shr Against For
Ownership Guidelines
7. Shareholder Proposal Regarding Shr For Against
Electioneering Contributions Congruency
Analysis
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935125648
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Francis A. deSouza Mgmt For For
1E. Election of Director: Michael B.G. Froman Mgmt For For
1F. Election of Director: Robert A. Iger Mgmt For For
1G. Election of Director: Maria Elena Mgmt For For
Lagomasino
1H. Election of Director: Mark G. Parker Mgmt For For
1I. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2020.
3. To approve the advisory resolution on Mgmt Against Against
executive compensation.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated 2011 Stock Incentive
Plan.
5. Shareholder proposal requesting an annual Shr Against For
report disclosing information regarding the
Company's lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935170136
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: Judy C. Lewent Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: James C. Mullen Mgmt For For
1I. Election of Director: Lars R. Sorensen Mgmt For For
1J. Election of Director: Debora L. Spar Mgmt For For
1K. Election of Director: Scott M. Sperling Mgmt For For
1L. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2020.
--------------------------------------------------------------------------------------------------------------------------
UBER TECHNOLOGIES INC Agenda Number: 935156869
--------------------------------------------------------------------------------------------------------------------------
Security: 90353T100
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: UBER
ISIN: US90353T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald Sugar Mgmt For For
1B. Election of Director: Ursula Burns Mgmt For For
1C. Election of Director: Robert Eckert Mgmt For For
1D. Election of Director: Amanda Ginsberg Mgmt For For
1E. Election of Director: Dara Khosrowshahi Mgmt For For
1F. Election of Director: Wan Ling Martello Mgmt For For
1G. Election of Director: Yasir Al-Rumayyan Mgmt For For
1H. Election of Director: John Thain Mgmt For For
1I. Election of Director: David Trujillo Mgmt For For
2. Approval, by non-binding vote, of the 2019 Mgmt For For
compensation paid to the Company's named
executive officers.
3. Approval, by non-binding vote, of the Mgmt 1 Year For
frequency of executive compensation votes.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 935156732
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2021 annual meeting: David P. Abney
1B. Election of Director to serve until the Mgmt For For
2021 annual meeting: Rodney C. Adkins
1C. Election of Director to serve until the Mgmt For For
2021 annual meeting: Michael J. Burns
1D. Election of Director to serve until the Mgmt For For
2021 annual meeting: William R. Johnson
1E. Election of Director to serve until the Mgmt For For
2021 annual meeting: Ann M. Livermore
1F. Election of Director to serve until the Mgmt For For
2021 annual meeting: Rudy H.P. Markham
1G. Election of Director to serve until the Mgmt For For
2021 annual meeting: Franck J. Moison
1H. Election of Director to serve until the Mgmt For For
2021 annual meeting: Clark T. Randt, Jr.
1I. Election of Director to serve until the Mgmt For For
2021 annual meeting: Christiana Smith Shi
1J. Election of Director to serve until the Mgmt For For
2021 annual meeting: John T. Stankey
1K. Election of Director to serve until the Mgmt For For
2021 annual meeting: Carol B. Tome
1L. Election of Director to serve until the Mgmt For For
2021 annual meeting: Kevin M. Warsh
2. Approve on an advisory basis a resolution Mgmt For For
on executive compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as UPS's independent registered
public accounting firm for the year ending
December 31, 2020.
4. To prepare an annual report on lobbying Shr For Against
activities.
5. To reduce the voting power of class A stock Shr For Against
from 10 votes per share to one vote per
share.
6. To prepare a report on reducing UPS's total Shr For Against
contribution to climate change.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 935142707
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd J. Austin III Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Marshall O. Larsen Mgmt For For
1D. Election of Director: Robert K. (Kelly) Mgmt For For
Ortberg
1E. Election of Director: Margaret L. Mgmt For For
O'Sullivan
1F. Election of Director: Denise L. Ramos Mgmt For For
1G. Election of Director: Fredric G. Reynolds Mgmt For For
1H. Election of Director: Brian C. Rogers Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2020.
4. Shareowner Proposal regarding a Simple Shr For
Majority Vote Requirement.
5. Shareowner Proposal to Create a Committee Shr Against For
to Prepare a Report regarding the Impact of
Plant Closure on Communities and
Alternatives to Help Mitigate the Effects.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Glenn M. Renwick Mgmt For For
1I. Election of Director: David S. Wichmann Mgmt For For
1J. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2020.
4. Approval of the UnitedHealth Group 2020 Mgmt For For
Stock Incentive Plan.
5. If properly presented at the 2020 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting any material amendment to the
Company's Bylaws be subject to a
non-binding shareholder vote.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935113807
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon L. Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: John A. C. Swainson Mgmt For For
1K. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
W.W. GRAINGER, INC. Agenda Number: 935142733
--------------------------------------------------------------------------------------------------------------------------
Security: 384802104
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: GWW
ISIN: US3848021040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney C. Adkins Mgmt For For
Brian P. Anderson Mgmt For For
V. Ann Hailey Mgmt For For
Stuart L. Levenick Mgmt For For
D.G. Macpherson Mgmt For For
Neil S. Novich Mgmt For For
Beatriz R. Perez Mgmt For For
Michael J. Roberts Mgmt For For
E. Scott Santi Mgmt For For
Susan Slavik Williams Mgmt For For
Lucas E. Watson Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as independent auditor for the
year ending December 31, 2020.
3. Say on Pay: To approve on a non-binding Mgmt For For
advisory basis the compensation of the
Company's Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ZOETIS INC. Agenda Number: 935169905
--------------------------------------------------------------------------------------------------------------------------
Security: 98978V103
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ZTS
ISIN: US98978V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory Norden Mgmt For For
1B. Election of Director: Louise M. Parent Mgmt For For
1C. Election of Director: Kristin C. Peck Mgmt For For
1D. Election of Director: Robert W. Scully Mgmt For For
2. Advisory vote to approve our executive Mgmt For For
compensation (Say on Pay).
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation
(Say on Pay frequency).
4. Ratification of appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
GUARDIAN MID CAP RELATIVE VALUE VIP FUND
--------------------------------------------------------------------------------------------------------------------------
A.O. SMITH CORPORATION Agenda Number: 935136348
--------------------------------------------------------------------------------------------------------------------------
Security: 831865209
Meeting Type: Annual
Meeting Date: 15-Apr-2020
Ticker: AOS
ISIN: US8318652091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William P. Greubel Mgmt For For
Dr. Ilham Kadri Mgmt For For
Idelle K. Wolf Mgmt For For
Gene C. Wulf Mgmt For For
2. Proposal to approve, by nonbinding advisory Mgmt For For
vote, the compensation of our named
executive officers.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm of the corporation.
4. Proposal to approve an amendment of the A. Mgmt For For
O. Smith Combined Incentive Compensation
Plan and increase of authorized shares of
Common Stock by 2,400,000.
--------------------------------------------------------------------------------------------------------------------------
AERCAP HOLDINGS N.V. Agenda Number: 935163371
--------------------------------------------------------------------------------------------------------------------------
Security: N00985106
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: AER
ISIN: NL0000687663
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3 Adoption of the annual accounts for the Mgmt For For
2019 financial year.
5 Release of liability of the directors with Mgmt For For
respect to their management during the 2019
financial year.
6A Re-appointment of Mr. Paul T. Dacier as Mgmt For For
non-executive director for a period of two
years.
6B Re-appointment of Mr. Richard M. Gradon as Mgmt For For
non-executive director for a period of two
years.
6C Re-appointment of Mr. Robert G. Warden as Mgmt For For
non-executive director for a period of two
years.
7 Appointment of Mr. Peter L. Juhas as the Mgmt For For
person referred to in article 16, paragraph
8 of the Company's articles of association.
8 Appointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. for the audit of the
Company's annual accounts for the 2020
financial year.
9A Authorization of the Board of Directors to Mgmt For For
issue shares and to grant rights to
subscribe for shares.
9B Authorization of the Board of Directors to Mgmt For For
limit or exclude pre- emptive rights in
relation to agenda item 9(a).
9C Authorization of the Board of Directors to Mgmt For For
issue additional shares and to grant
additional rights to subscribe for shares.
9D Authorization of the Board of Directors to Mgmt For For
limit or exclude pre- emptive rights in
relation to agenda item 9(c).
10A Authorization of the Board of Directors to Mgmt For For
repurchase shares.
10B Conditional authorization of the Board of Mgmt For For
Directors to repurchase additional shares.
11 Reduction of capital through cancellation Mgmt For For
of shares.
--------------------------------------------------------------------------------------------------------------------------
ALCON INC. Agenda Number: 935158786
--------------------------------------------------------------------------------------------------------------------------
Security: H01301128
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: ALC
ISIN: CH0432492467
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the operating and financial Mgmt For For
review of Alcon Inc., the annual financial
statements of Alcon Inc. and the
consolidated financial statements for 2019
2. Discharge of the Members of the Board of Mgmt For For
Directors and the Members of the Executive
Committee
3. Appropriation of earnings as per the Mgmt For For
balance sheet of Alcon Inc. of December 31,
2019.
4A. Consultative vote on the 2019 Compensation Mgmt For For
Report
4B. Binding vote on the maximum aggregate Mgmt For For
amount of compensation of the Board of
Directors for the next term of office, i.e.
from the 2020 Annual General Meeting to the
2021 Annual General Meeting
4C. Binding vote on the maximum aggregate Mgmt For For
amount of compensation of the Executive
Committee for the following financial year,
i.e. 2021
5A. Re-election of Director: F. Michael Ball Mgmt For For
(as Member and Chairman)
5B. Re-election of Director: Lynn D. Bleil (as Mgmt For For
Member)
5C. Re-election of Director: Arthur Cummings Mgmt For For
(as Member)
5D. Re-election of Director: David J. Endicott Mgmt For For
(as Member)
5E. Re-election of Director: Thomas Glanzmann Mgmt For For
(as Member)
5F. Re-election of Director: D. Keith Grossman Mgmt For For
(as Member)
5G. Re-election of Director: Scott Maw (as Mgmt For For
Member)
5H. Re-election of Director: Karen May (as Mgmt For For
Member)
5I. Re-election of Director: Ines Poschel (as Mgmt For For
Member)
5J. Re-election of Director: Dieter Spalti (as Mgmt For For
Member)
6A. Re-election of the Member of the Mgmt For For
Compensation Committee: Thomas Glanzmann
6B. Re-election of the Member of the Mgmt For For
Compensation Committee: D. Keith Grossman
6C. Re-election of the Member of the Mgmt For For
Compensation Committee: Karen May
6D. Re-election of the Member of the Mgmt For For
Compensation Committee: Ines Poschel
7. Re-election of the independent Mgmt For For
representative, Hartmann Dreyer
Attorneys-at-law
8. Re-election of the statutory auditors, Mgmt For For
PricewaterhouseCoopers SA, Geneva
9. Note: General instruction in case of new Mgmt Abstain
agenda items or proposals during the Annual
General Meeting (please check one box
only). * If you vote FOR, you will be
voting in accordance with the
recommendation of the Board of Directors.
** If you vote ABSTAIN, you will ABSTAIN
from voting.
--------------------------------------------------------------------------------------------------------------------------
AMDOCS LIMITED Agenda Number: 935119873
--------------------------------------------------------------------------------------------------------------------------
Security: G02602103
Meeting Type: Annual
Meeting Date: 31-Jan-2020
Ticker: DOX
ISIN: GB0022569080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Minicucci Mgmt For For
1B. Election of Director: Adrian Gardner Mgmt For For
1C. Election of Director: James S. Kahan Mgmt For For
1D. Election of Director: Rafael de la Vega Mgmt For For
1E. Election of Director: Giora Yaron Mgmt For For
1F. Election of Director: Eli Gelman Mgmt For For
1G. Election of Director: Richard T.C. LeFave Mgmt For For
1H. Election of Director: John A. MacDonald Mgmt For For
1I. Election of Director: Shuky Sheffer Mgmt For For
1J. Election of Director: Yvette Kanouff Mgmt For For
2. To approve an amendment of the Amdocs Mgmt For For
Limited 1998 Stock Option and Incentive
Plan increasing the number of shares
authorized for issuance under the plan and
the sublimit on "full value" awards under
the plan, in each case, by 3,000,000 shares
(Proposal II).
3. To approve an increase in the dividend rate Mgmt For For
under our quarterly cash dividend program
from $0.285 per share to $0.3275 per share
(Proposal III).
4. To approve our Consolidated Financial Mgmt For For
Statements for the fiscal year ended
September 30, 2019 (Proposal IV).
5. To ratify and approve the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending September 30, 2020, and
until the next annual general meeting, and
authorize the Audit Committee of the Board
of Directors to fix the remuneration of
such independent registered public
accounting firm in accordance with the
nature and extent of its services (Proposal
V).
--------------------------------------------------------------------------------------------------------------------------
AMERICAN CAMPUS COMMUNITIES, INC. Agenda Number: 935150134
--------------------------------------------------------------------------------------------------------------------------
Security: 024835100
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: ACC
ISIN: US0248351001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William C. Bayless, Mgmt For For
Jr.
1B. Election of Director: G. Steven Dawson Mgmt For For
1C. Election of Director: Cydney C. Donnell Mgmt For For
1D. Election of Director: Mary C. Egan Mgmt For For
1E. Election of Director: Edward Lowenthal Mgmt For For
1F. Election of Director: Oliver Luck Mgmt For For
1G. Election of Director: C. Patrick Oles, Jr. Mgmt For For
1H. Election of Director: John T. Rippel Mgmt For For
1I. Election of Director: Carla Pineyro Sublett Mgmt For For
2. Ratification of Ernst & Young as our Mgmt For For
independent auditors for 2020
3. To provide a non-binding advisory vote Mgmt For For
approving the Company's executive
compensation program
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 935134611
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nicholas K. Akins Mgmt For For
1B. Election of Director: David J. Anderson Mgmt For For
1C. Election of Director: J. Barnie Beasley, Mgmt For For
Jr.
1D. Election of Director: Ralph D. Crosby, Jr. Mgmt For For
1E. Election of Director: Art A. Garcia Mgmt For For
1F. Election of Director: Linda A. Goodspeed Mgmt For For
1G. Election of Director: Thomas E. Hoaglin Mgmt For For
1H. Election of Director: Sandra Beach Lin Mgmt For For
1I. Election of Director: Margaret M. McCarthy Mgmt For For
1J. Election of Director: Richard C. Notebaert Mgmt For For
1K. Election of Director: Stephen S. Rasmussen Mgmt For For
1L. Election of Director: Oliver G. Richard III Mgmt For For
1M. Election of Director: Sara Martinez Tucker Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC. Agenda Number: 935160248
--------------------------------------------------------------------------------------------------------------------------
Security: 030420103
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: AWK
ISIN: US0304201033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey N. Edwards Mgmt For For
1B. Election of Director: Martha Clark Goss Mgmt For For
1C. Election of Director: Veronica M. Hagen Mgmt For For
1D. Election of Director: Kimberly J. Harris Mgmt For For
1E. Election of Director: Julia L. Johnson Mgmt For For
1F. Election of Director: Patricia L. Kampling Mgmt For For
1G. Election of Director: Karl F. Kurz Mgmt For For
1H. Election of Director: Walter J. Lynch Mgmt For For
1I. Election of Director: George MacKenzie Mgmt For For
1J. Election of Director: James G. Stavridis Mgmt For For
1K. Election of Director: Lloyd M. Yates Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment, by the Mgmt For For
Audit, Finance and Risk Committee of the
Board of Directors, of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935123288
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ray Stata Mgmt For For
1B. Election of Director: Vincent Roche Mgmt For For
1C. Election of Director: James A. Champy Mgmt For For
1D. Election of Director: Anantha P. Mgmt For For
Chandrakasan
1E. Election of Director: Bruce R. Evans Mgmt For For
1F. Election of Director: Edward H. Frank Mgmt For For
1G. Election of Director: Karen M. Golz Mgmt For For
1H. Election of Director: Mark M. Little Mgmt For For
1I. Election of Director: Kenton J. Sicchitano Mgmt For For
1J. Election of Director: Susie Wee Mgmt For For
2. Advisory resolution to approve the Mgmt For For
compensation of our named executive
officers.
3. Approval of the Analog Devices, Inc. 2020 Mgmt For For
Equity Incentive Plan.
4. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC. Agenda Number: 935171013
--------------------------------------------------------------------------------------------------------------------------
Security: 035710409
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: NLY
ISIN: US0357104092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Francine J. Bovich Mgmt For For
1B. Election of Director: Katie Beirne Fallon Mgmt For For
1C. Election of Director: David L. Finkelstein Mgmt For For
1D. Election of Director: Thomas Hamilton Mgmt For For
1E. Election of Director: Kathy Hopinkah Hannan Mgmt For For
1F. Election of Director: John H. Schaefer Mgmt For For
1G. Election of Director: Glenn A. Votek Mgmt For For
1H. Election of Director: Vicki Williams Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Approval of the Company's 2020 Equity Mgmt For For
Incentive Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
5. Advisory stockholder proposal regarding Shr For
stockholder action by written consent.
--------------------------------------------------------------------------------------------------------------------------
APTARGROUP, INC. Agenda Number: 935156629
--------------------------------------------------------------------------------------------------------------------------
Security: 038336103
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: ATR
ISIN: US0383361039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: George L. Fotiades Mgmt For For
1b. Election of Director: B. Craig Owens Mgmt For For
1c. Election of Director: Dr. Joanne C. Smith Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approval of an amendment to the 2018 Equity Mgmt For For
Incentive Plan.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
APTIV PLC Agenda Number: 935134673
--------------------------------------------------------------------------------------------------------------------------
Security: G6095L109
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: APTV
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Kevin P. Clark Mgmt For For
2. Election of Director: Nancy E. Cooper Mgmt For For
3. Election of Director: Nicholas M. Donofrio Mgmt For For
4. Election of Director: Rajiv L. Gupta Mgmt For For
5. Election of Director: Joseph L. Hooley Mgmt For For
6. Election of Director: Sean O. Mahoney Mgmt For For
7. Election of Director: Paul M. Meister Mgmt Against Against
8. Election of Director: Robert K. Ortberg Mgmt For For
9. Election of Director: Colin J. Parris Mgmt For For
10. Election of Director: Ana G. Pinczuk Mgmt For For
11. Election of Director: Lawrence A. Zimmerman Mgmt For For
12. Proposal to re-appoint auditors, ratify Mgmt For For
independent public accounting firm and
authorize the directors to determine the
fees paid to the auditors.
13. Say-on-Pay - To approve, by advisory vote, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ARCH CAPITAL GROUP LTD. Agenda Number: 935156845
--------------------------------------------------------------------------------------------------------------------------
Security: G0450A105
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ACGL
ISIN: BMG0450A1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director for a term of Mgmt For For
three years: Louis J. Paglia
1B. Election of Class I Director for a term of Mgmt For For
three years: Brian S. Posner
1C. Election of Class I Director for a term of Mgmt For For
three years: John D. Vollaro
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To appoint PricewaterhouseCoopers LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2020.
4A. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries:
Robert Appleby
4B. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries:
Dennis R. Brand
4C. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries:
Graham B.R. Collis
4D. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries:
Matthew Dragonetti
4E. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries:
Seamus Fearon
4F. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries: Beau
H. Franklin
4G. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries:
Jerome Halgan
4H. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries: James
Haney
4I. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries: W.
Preston Hutchings
4J. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries:
Pierre Jal
4K. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries:
Francois Morin
4L. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries: David
J. Mulholland
4M. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries: Tim
Peckett
4N. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries:
Maamoun Rajeh
4O. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries:
Roderick Romeo
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES COMPANY Agenda Number: 935163612
--------------------------------------------------------------------------------------------------------------------------
Security: 05722G100
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: BKR
ISIN: US05722G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. Geoffrey Beattie Mgmt For For
Gregory D. Brenneman Mgmt For For
Cynthia B. Carroll Mgmt For For
Clarence P. Cazalot, Jr Mgmt For For
Nelda J. Connors Mgmt Withheld Against
Gregory L. Ebel Mgmt For For
Lynn L. Elsenhans Mgmt For For
John G. Rice Mgmt Withheld Against
Lorenzo Simonelli Mgmt For For
2. An advisory vote related to the Company's Mgmt For For
executive compensation program
3. The ratification of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for fiscal year 2020
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 935171897
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: GOLD
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
D. M. Bristow Mgmt For For
G. A. Cisneros Mgmt For For
C. L. Coleman Mgmt For For
J. M. Evans Mgmt For For
B. L. Greenspun Mgmt For For
J. B. Harvey Mgmt For For
A. J. Quinn Mgmt For For
M. L. Silva Mgmt For For
J. L. Thornton Mgmt For For
2 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP as the auditor
of Barrick and authorizing the directors to
fix its remuneration.
3 ADVISORY RESOLUTION ON APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BROWN & BROWN, INC. Agenda Number: 935154978
--------------------------------------------------------------------------------------------------------------------------
Security: 115236101
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: BRO
ISIN: US1152361010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. Hyatt Brown Mgmt For For
Samuel P. Bell, III Mgmt For For
Hugh M. Brown Mgmt For For
J. Powell Brown Mgmt For For
Lawrence L. Gellerstedt Mgmt For For
James C. Hays Mgmt For For
Theodore J. Hoepner Mgmt For For
James S. Hunt Mgmt For For
Toni Jennings Mgmt For For
Timothy R.M. Main Mgmt For For
H. Palmer Proctor, Jr. Mgmt For For
Wendell S. Reilly Mgmt For For
Chilton D. Varner Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Brown & Brown, Inc.'s
independent registered public accountants
for the fiscal year ending December 31,
2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CARLISLE COMPANIES INCORPORATED Agenda Number: 935150285
--------------------------------------------------------------------------------------------------------------------------
Security: 142339100
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: CSL
ISIN: US1423391002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert G. Bohn Mgmt For For
1B. Election of Director: Gregg A. Ostrander Mgmt For For
1C. Election of Director: Jesse G. Singh Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2020.
3. To approve, on an advisory basis, the Mgmt For For
Company's named executive officer
compensation in 2019.
--------------------------------------------------------------------------------------------------------------------------
CBOE GLOBAL MARKETS, INC. Agenda Number: 935171188
--------------------------------------------------------------------------------------------------------------------------
Security: 12503M108
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: CBOE
ISIN: US12503M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edward T. Tilly Mgmt For For
1b. Election of Director: Eugene S. Sunshine Mgmt For For
1c. Election of Director: William M. Farrow III Mgmt For For
1d. Election of Director: Edward J. Fitzpatrick Mgmt For For
1e. Election of Director: Janet P. Froetscher Mgmt For For
1f. Election of Director: Jill R. Goodman Mgmt For For
1g. Election of Director: Roderick A. Palmore Mgmt For For
1h. Election of Director: James E. Parisi Mgmt For For
1i. Election of Director: Joseph P. Ratterman Mgmt For For
1j. Election of Director: Michael L. Richter Mgmt For For
1k. Election of Director: Jill E. Sommers Mgmt For For
1l. Election of Director: Fredric J. Tomczyk Mgmt For For
2. Approve, in a non-binding resolution, the Mgmt For For
compensation paid to our executive
officers.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CBRE GROUP, INC. Agenda Number: 935158546
--------------------------------------------------------------------------------------------------------------------------
Security: 12504L109
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: CBRE
ISIN: US12504L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brandon B. Boze Mgmt For For
1B. Election of Director: Beth F. Cobert Mgmt For For
1C. Election of Director: Curtis F. Feeny Mgmt For For
1D. Election of Director: Reginald H. Gilyard Mgmt For For
1E. Election of Director: Shira D. Goodman Mgmt For For
1F. Election of Director: Christopher T. Jenny Mgmt For For
1G. Election of Director: Gerardo I. Lopez Mgmt For For
1H. Election of Director: Robert E. Sulentic Mgmt For For
1I. Election of Director: Laura D. Tyson Mgmt For For
1J. Election of Director: Ray Wirta Mgmt For For
1K. Election of Director: Sanjiv Yajnik Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation for 2019.
4. Stockholder proposal regarding our Shr For Against
stockholders' ability to call special
stockholder meetings.
--------------------------------------------------------------------------------------------------------------------------
CHARLES RIVER LABORATORIES INTL., INC. Agenda Number: 935159156
--------------------------------------------------------------------------------------------------------------------------
Security: 159864107
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: CRL
ISIN: US1598641074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James C. Foster Mgmt For For
1B. Election of Director: Nancy C. Andrews Mgmt For For
1C. Election of Director: Robert J. Bertolini Mgmt For For
1D. Election of Director: Stephen D. Chubb Mgmt For For
1E. Election of Director: Deborah T. Kochevar Mgmt For For
1F. Election of Director: Martin W. MacKay Mgmt For For
1G. Election of Director: George E. Massaro Mgmt For For
1H. Election of Director: George M. Milne, Jr. Mgmt For For
1I. Election of Director: C. Richard Reese Mgmt For For
1J. Election of Director: Richard F. Wallman Mgmt For For
1K. Election of Director: Virginia M. Wilson Mgmt For For
2. Say on Pay - An advisory vote to approve Mgmt For For
our executive compensation.
3. Proposal to Amend the 2018 Incentive Plan. Mgmt For For
4. Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accountants
for the fiscal year ending December 26,
2020
--------------------------------------------------------------------------------------------------------------------------
CIMAREX ENERGY CO. Agenda Number: 935152607
--------------------------------------------------------------------------------------------------------------------------
Security: 171798101
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: XEC
ISIN: US1717981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I director: Kathleen A. Mgmt For For
Hogenson
1.2 Election of Class III director: Paul N. Mgmt For For
Eckley
1.3 Election of Class III director: Thomas E. Mgmt For For
Jorden
1.4 Election of Class III director: Floyd R. Mgmt For For
Price
1.5 Election of Class III director: Frances M. Mgmt For For
Vallejo
2. Advisory vote to approve executive Mgmt For For
compensation
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent auditors for 2020
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 935149028
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Election of Director: N. Thomas Linebarger Mgmt For For
2) Election of Director: Robert J. Bernhard Mgmt For For
3) Election of Director: Dr. Franklin R. Chang Mgmt For For
Diaz
4) Election of Director: Bruno V. Di Leo Allen Mgmt For For
5) Election of Director: Stephen B. Dobbs Mgmt For For
6) Election of Director: Robert K. Herdman Mgmt For For
7) Election of Director: Alexis M. Herman Mgmt For For
8) Election of Director: Thomas J. Lynch Mgmt For For
9) Election of Director: William I. Miller Mgmt For For
10) Election of Director: Georgia R. Nelson Mgmt For For
11) Election of Director: Karen H. Quintos Mgmt For For
12) Advisory vote to approve the compensation Mgmt For For
of our named executive officers as
disclosed in the proxy statement.
13) Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our auditors
for 2020.
14) The shareholder proposal regarding by-law Shr Against For
amendments.
--------------------------------------------------------------------------------------------------------------------------
D.R. HORTON, INC. Agenda Number: 935119188
--------------------------------------------------------------------------------------------------------------------------
Security: 23331A109
Meeting Type: Annual
Meeting Date: 22-Jan-2020
Ticker: DHI
ISIN: US23331A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald R. Horton Mgmt For For
1B. Election of director: Barbara K. Allen Mgmt For For
1C. Election of director: Brad S. Anderson Mgmt For For
1D. Election of Director: Michael R. Buchanan Mgmt For For
1E. Election of Director: Michael W. Hewatt Mgmt For For
1F. Election of Director: Maribess L. Miller Mgmt For For
2. Proposal Two: Approval of the advisory Mgmt For For
resolution on executive compensation.
3. Proposal Three: Ratify the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 935190366
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara M. Baumann Mgmt For For
John E. Bethancourt Mgmt For For
Ann G. Fox Mgmt For For
David A. Hager Mgmt For For
Robert H. Henry Mgmt For For
Michael M. Kanovsky Mgmt For For
John Krenicki Jr. Mgmt For For
Robert A. Mosbacher Jr. Mgmt For For
Duane C. Radtke Mgmt For For
Keith O. Rattie Mgmt For For
Mary P. Ricciardello Mgmt For For
2. Ratify the appointment of the Company's Mgmt For For
Independent Auditors for 2020.
3. Advisory Vote to Approve Executive Mgmt Against Against
Compensation.
--------------------------------------------------------------------------------------------------------------------------
EAGLE MATERIALS INC Agenda Number: 935056401
--------------------------------------------------------------------------------------------------------------------------
Security: 26969P108
Meeting Type: Annual
Meeting Date: 06-Aug-2019
Ticker: EXP
ISIN: US26969P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: George J. Damiris Mgmt For For
1B. Election of Director: Martin M. Ellen Mgmt For For
1C. Election of Director: David B. Powers Mgmt For For
2. Advisory resolution regarding the Mgmt For For
compensation of our named executive
officers.
3. To approve the expected appointment of Mgmt For For
Ernst & Young LLP as independent auditors
for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
EURONET WORLDWIDE, INC. Agenda Number: 935177320
--------------------------------------------------------------------------------------------------------------------------
Security: 298736109
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: EEFT
ISIN: US2987361092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrzej Olechowski Mgmt For For
Eriberto R. Scocimara Mgmt For For
Mark R. Callegari Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as Euronet's independent registered public
accounting firm for the year ending
December 31, 2020.
3. Advisory vote on executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935051538
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Special
Meeting Date: 24-Jul-2019
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock of Fidelity National Information
Services, Inc., which we refer to as FIS,
in connection with the transactions
contemplated by the Agreement and Plan of
Merger, dated March 17, 2019, as it may be
amended from time to time, by and among
FIS, Wrangler Merger Sub, Inc., a
wholly-owned subsidiary of FIS, and
Worldpay, Inc., which proposal we refer to
as the FIS share issuance proposal.
2. To approve an amendment to the articles of Mgmt For For
incorporation of FIS to increase the number
of authorized shares of common stock of FIS
from 600,000,000 to 750,000,000, effective
only immediately prior to consummation of
the merger, which proposal we refer to as
the FIS articles amendment proposal.
3. To adjourn the FIS special meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, sufficient votes to
approve the FIS share issuance proposal or
the FIS articles amendment proposal have
not been obtained by FIS, which proposal we
refer to as the FIS adjournment proposal.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC. Agenda Number: 935192788
--------------------------------------------------------------------------------------------------------------------------
Security: 31620R303
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: FNF
ISIN: US31620R3030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William P. Foley, II Mgmt For For
Douglas K. Ammerman Mgmt For For
Thomas M. Hagerty Mgmt For For
Peter O. Shea, Jr. Mgmt For For
2. Approval of a non-binding advisory Mgmt For For
resolution on the compensation paid to our
named executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the 2020 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 935135170
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 14-Apr-2020
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nicholas K. Akins Mgmt For For
1B. Election of Director: B. Evan Bayh, III Mgmt For For
1C. Election of Director: Jorge L. Benitez Mgmt For For
1D. Election of Director: Katherine B. Mgmt For For
Blackburn
1E. Election of Director: Emerson L. Brumback Mgmt For For
1F. Election of Director: Jerry W. Burris Mgmt For For
1G. Election of Director: Greg D. Carmichael Mgmt For For
1H. Election of Director: C. Bryan Daniels Mgmt For For
1I. Election of Director: Thomas H. Harvey Mgmt For For
1J. Election of Director: Gary R. Heminger Mgmt For For
1K. Election of Director: Jewell D. Hoover Mgmt For For
1L. Election of Director: Eileen A. Mallesch Mgmt For For
1M. Election of Director: Michael B. Mgmt For For
McCallister
1N. Election of Director: Marsha C. Williams Mgmt For For
2. Approval of the appointment of the firm of Mgmt For For
Deloitte & Touche LLP to serve as the
independent external audit firm for the
Company for the year 2020.
3. An advisory approval of the Company's Mgmt For For
executive compensation.
4. An advisory vote to determine whether the Mgmt 1 Year For
shareholder vote on the compensation of the
Company's executives will occur every 1, 2,
or 3 years.
--------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda Number: 935157342
--------------------------------------------------------------------------------------------------------------------------
Security: 337932107
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: FE
ISIN: US3379321074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J. Anderson Mgmt For For
1B. Election of Director: Steven J. Demetriou Mgmt For For
1C. Election of Director: Julia L. Johnson Mgmt For For
1D. Election of Director: Charles E. Jones Mgmt For For
1E. Election of Director: Donald T. Misheff Mgmt For For
1F. Election of Director: Thomas N. Mitchell Mgmt For For
1G. Election of Director: James F. O'Neil III Mgmt For For
1H. Election of Director: Christopher D. Pappas Mgmt For For
1I. Election of Director: Sandra Pianalto Mgmt For For
1J. Election of Director: Luis A. Reyes Mgmt For For
1K. Election of Director: Leslie M. Turner Mgmt For For
2. Ratify the Appointment of the Independent Mgmt For For
Registered Public Accounting Firm for 2020.
3. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
4. Approve the FirstEnergy Corp. 2020 Mgmt For For
Incentive Compensation Plan.
5. Approve a Management Proposal to Amend the Mgmt For For
Company's Amended and Restated Code of
Regulations to authorize the Board of
Directors to make certain future amendments
to the Company's Amended and Restated Code
of Regulations.
6. Shareholder Proposal Requesting Removal of Shr For Against
Aggregation Limit for Proxy Access Groups.
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 935191116
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director to serve for a Mgmt For For
one-year term expiring in 2021: T.J. CHECKI
1B. Election of director to serve for a Mgmt For For
one-year term expiring in 2021: L.S.
COLEMAN, JR.
1C. Election of director to serve for a Mgmt For For
one-year term expiring in 2021: J. DUATO
1D. Election of director to serve for a Mgmt For For
one-year term expiring in 2021: J.B. HESS
1E. Election of director to serve for a Mgmt Against Against
one-year term expiring in 2021: E.E.
HOLIDAY
1F. Election of director to serve for a Mgmt For For
one-year term expiring in 2021: M.S.
LIPSCHULTZ
1G. Election of director to serve for a Mgmt For For
one-year term expiring in 2021: D. MCMANUS
1H. Election of director to serve for a Mgmt For For
one-year term expiring in 2021: K.O. MEYERS
1I. Election of director to serve for a Mgmt For For
one-year term expiring in 2021: J.H.
QUIGLEY
1J. Election of director to serve for a Mgmt For For
one-year term expiring in 2021: W.G.
SCHRADER
2. Advisory approval of the compensation of Mgmt For For
our named executive officers.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as our independent registered
public accountants for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 935136211
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kurt J. Hilzinger Mgmt For For
1B. Election of Director: Frank J. Bisignano Mgmt For For
1C. Election of Director: Bruce D. Broussard Mgmt For For
1D. Election of Director: Frank A. D'Amelio Mgmt For For
1E. Election of Director: W. Roy Dunbar Mgmt For For
1F. Election of Director: Wayne A. I. Mgmt For For
Frederick, M.D.
1G. Election of Director: John W. Garratt Mgmt For For
1H. Election of Director: David A. Jones, Jr. Mgmt For For
1I. Election of Director: Karen W. Katz Mgmt For For
1J. Election of Director: William J. McDonald Mgmt For For
1K. Election of Director: James J. O'Brien Mgmt For For
1L. Election of Director: Marissa T. Peterson Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3. Non-binding advisory vote for the approval Mgmt For For
of the compensation of the named executive
officers as disclosed in the 2020 proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda Number: 935153863
--------------------------------------------------------------------------------------------------------------------------
Security: 460146103
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: IP
ISIN: US4601461035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William J. Burns Mgmt For For
1B. Election of Director: Christopher M. Connor Mgmt For For
1C. Election of Director: Ahmet C. Dorduncu Mgmt Against Against
1D. Election of Director: Ilene S. Gordon Mgmt For For
1E. Election of Director: Anders Gustafsson Mgmt For For
1F. Election of Director: Jacqueline C. Hinman Mgmt For For
1G. Election of Director: Clinton A. Lewis, Jr. Mgmt For For
1H. Election of Director: Kathryn D. Sullivan Mgmt For For
1I. Election of Director: Mark S. Sutton Mgmt For For
1J. Election of Director: J. Steven Whisler Mgmt For For
1K. Election of Director: Ray G. Young Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
the Company's Independent Registered Public
Accounting Firm for 2020
3. A Non-Binding Resolution to Approve the Mgmt For For
Compensation of the Company's Named
Executive Officers, as Disclosed Under the
Heading "Compensation Discussion &
Analysis"
4. Shareowner Proposal to Reduce Special Shr For Against
Shareowner Meeting Ownership Threshold to
10 Percent
--------------------------------------------------------------------------------------------------------------------------
INVITATION HOMES INC. Agenda Number: 935156718
--------------------------------------------------------------------------------------------------------------------------
Security: 46187W107
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: INVH
ISIN: US46187W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bryce Blair Mgmt For For
Dallas B. Tanner Mgmt For For
Jana Cohen Barbe Mgmt For For
Richard D. Bronson Mgmt For For
Michael D. Fascitelli Mgmt For For
Jeffrey E. Kelter Mgmt For For
Joseph D. Margolis Mgmt For For
John B. Rhea Mgmt For For
J. Heidi Roizen Mgmt For For
Janice L. Sears Mgmt For For
William J. Stein Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2020.
3. To approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC. Agenda Number: 935112122
--------------------------------------------------------------------------------------------------------------------------
Security: 469814107
Meeting Type: Annual
Meeting Date: 14-Jan-2020
Ticker: JEC
ISIN: US4698141078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven J. Demetriou Mgmt For For
1B. Election of Director: Christopher M.T. Mgmt For For
Thompson
1C. Election of Director: Joseph R. Bronson Mgmt For For
1D. Election of Director: Robert C. Davidson, Mgmt For For
Jr.
1E. Election of Director: General Ralph E. Mgmt For For
Eberhart
1F. Election of Director: Georgette D. Kiser Mgmt For For
1G. Election of Director: Linda Fayne Levinson Mgmt For For
1H. Election of Director: Barbara L. Loughran Mgmt For For
1I. Election of Director: Robert A. McNamara Mgmt For For
1J. Election of Director: Peter J. Robertson Mgmt For For
2. Advisory vote to approve the Company's Mgmt For For
executive compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 935157708
--------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: JNPR
ISIN: US48203R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gary Daichendt Mgmt For For
1B. Election of Director: Anne DelSanto Mgmt For For
1C. Election of Director: Kevin DeNuccio Mgmt For For
1D. Election of Director: James Dolce Mgmt For For
1E. Election of Director: Christine Gorjanc Mgmt For For
1F. Election of Director: Janet Haugen Mgmt For For
1G. Election of Director: Scott Kriens Mgmt For For
1H. Election of Director: Rahul Merchant Mgmt For For
1I. Election of Director: Rami Rahim Mgmt For For
1J. Election of Director: William Stensrud Mgmt For For
2. Ratification of Ernst & Young LLP, an Mgmt For For
independent registered public accounting
firm, as our auditors for the fiscal year
ending December 31, 2020.
3. Approval of a non-binding advisory Mgmt For For
resolution on executive compensation.
4. Approval of the amendment and restatement Mgmt For For
of our 2008 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 935172394
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: KSU
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lydia I. Beebe Mgmt For For
1B. Election of Director: Lu M. Cordova Mgmt For For
1C. Election of Director: Robert J. Druten Mgmt For For
1D. Election of Director: Antonio O. Garza, Jr. Mgmt For For
1E. Election of Director: David Garza-Santos Mgmt For For
1F. Election of Director: Janet H. Kennedy Mgmt For For
1G. Election of Director: Mitchell J. Krebs Mgmt For For
1H. Election of Director: Henry J. Maier Mgmt For For
1I. Election of Director: Thomas A. McDonnell Mgmt For For
1J. Election of Director: Patrick J. Mgmt For For
Ottensmeyer
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
our independent registered public
accounting firm for 2020.
3. An Advisory vote to approve the 2019 Mgmt For For
compensation of our named executive
officers.
4. Stockholder proposal to allow stockholder Shr Against For
action by written consent
--------------------------------------------------------------------------------------------------------------------------
KOHL'S CORPORATION Agenda Number: 935151489
--------------------------------------------------------------------------------------------------------------------------
Security: 500255104
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: KSS
ISIN: US5002551043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael Bender Mgmt For For
1B. Election of Director: Peter Boneparth Mgmt For For
1C. Election of Director: Steven A. Burd Mgmt For For
1D. Election of Director: Yael Cosset Mgmt For For
1E. Election of Director: H. Charles Floyd Mgmt For For
1F. Election of Director: Michelle Gass Mgmt For For
1G. Election of Director: Jonas Prising Mgmt For For
1H. Election of Director: John E. Schlifske Mgmt For For
1I. Election of Director: Adrianne Shapira Mgmt For For
1J. Election of Director: Frank V. Sica Mgmt For For
1K. Election of Director: Stephanie A. Streeter Mgmt For For
2. Ratify Appointment of Ernst & Young LLP as Mgmt For For
our Independent Registered Public
Accounting Firm for the Fiscal Year Ending
January 30, 2021.
3. Advisory Vote on Approval of the Mgmt For For
Compensation of our Named Executive
Officers.
4. Shareholder Proposal: Shareholder Right to Shr Against For
Act by Written Consent.
5. Shareholder Proposal: Adoption of an Animal Shr Against For
Welfare Policy.
--------------------------------------------------------------------------------------------------------------------------
L3HARRIS TECHNOLOGIES INC. Agenda Number: 935079310
--------------------------------------------------------------------------------------------------------------------------
Security: 502431109
Meeting Type: Annual
Meeting Date: 25-Oct-2019
Ticker: LHX
ISIN: US5024311095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sallie B. Bailey Mgmt For For
1B. Election of Director: William M. Brown Mgmt For For
1C. Election of Director: Peter W. Chiarelli Mgmt For For
1D. Election of Director: Thomas A. Corcoran Mgmt For For
1E. Election of Director: Thomas A. Dattilo Mgmt For For
1F. Election of Director: Roger B. Fradin Mgmt Against Against
1G. Election of Director: Lewis Hay III Mgmt For For
1H. Election of Director: Lewis Kramer Mgmt For For
1I. Election of Director: Christopher E. Mgmt For For
Kubasik
1J. Election of Director: Rita S. Lane Mgmt For For
1k. Election of Director: Robert B. Millard Mgmt For For
1L. Election of Director: Lloyd W. Newton Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of Named Executive Officers as Disclosed in
the Proxy Statement.
3. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm for the fiscal transition
period ending January 3, 2020.
--------------------------------------------------------------------------------------------------------------------------
LAMB WESTON HOLDINGS, INC. Agenda Number: 935068165
--------------------------------------------------------------------------------------------------------------------------
Security: 513272104
Meeting Type: Annual
Meeting Date: 26-Sep-2019
Ticker: LW
ISIN: US5132721045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter J. Bensen Mgmt For For
1b. Election of Director: Charles A. Blixt Mgmt For For
1c. Election of Director: Andre J. Hawaux Mgmt For For
1d. Election of Director: W.G. Jurgensen Mgmt For For
1e. Election of Director: Thomas P. Maurer Mgmt For For
1f. Election of Director: Hala G. Moddelmog Mgmt For For
1g. Election of Director: Maria Renna Sharpe Mgmt For For
1h. Election of Director: Thomas P. Werner Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as Independent Auditors for Fiscal Year
2020.
4. Stockholder Proposal Regarding Pesticide Shr Against For
Use Report.
--------------------------------------------------------------------------------------------------------------------------
LEAR CORPORATION Agenda Number: 935165666
--------------------------------------------------------------------------------------------------------------------------
Security: 521865204
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: LEA
ISIN: US5218652049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas P. Capo Mgmt For For
1B. Election of Director: Mei-Wei Cheng Mgmt For For
1C. Election of Director: Jonathan F. Foster Mgmt For For
1D. Election of Director: Mary Lou Jepsen Mgmt For For
1E. Election of Director: Kathleen A. Ligocki Mgmt For For
1F. Election of Director: Conrad L. Mallett, Mgmt For For
Jr.
1G. Election of Director: Raymond E. Scott Mgmt For For
1H. Election of Director: Gregory C. Smith Mgmt For For
2. Ratification of the retention of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2020.
3. Advisory vote to approve Lear Corporation's Mgmt For For
executive compensation.
4. Stockholder proposal to require preparation Shr For Against
of a report regarding human rights impact
assessment.
--------------------------------------------------------------------------------------------------------------------------
LOEWS CORPORATION Agenda Number: 935156491
--------------------------------------------------------------------------------------------------------------------------
Security: 540424108
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: L
ISIN: US5404241086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ann E. Berman Mgmt For For
1B. Election of Director: Joseph L. Bower Mgmt For For
1C. Election of Director: Charles D. Davidson Mgmt For For
1D. Election of Director: Charles M. Diker Mgmt For For
1E. Election of Director: Paul J. Fribourg Mgmt For For
1F. Election of Director: Walter L. Harris Mgmt Against Against
1G. Election of Director: Philip A. Laskawy Mgmt For For
1H. Election of Director: Susan P. Peters Mgmt For For
1I. Election of Director: Andrew H. Tisch Mgmt For For
1J. Election of Director: James S. Tisch Mgmt For For
1k. Election of Director: Jonathan M. Tisch Mgmt For For
1l. Election of Director: Anthony Welters Mgmt For For
2. Approve, on an advisory basis, executive Mgmt For For
compensation.
3. Ratify Deloitte & Touche LLP as independent Mgmt For For
auditors.
4. Shareholder proposal requesting certain Shr For Against
disclosures regarding political
contributions, if presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
MASCO CORPORATION Agenda Number: 935174805
--------------------------------------------------------------------------------------------------------------------------
Security: 574599106
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: MAS
ISIN: US5745991068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Keith J. Allman Mgmt For For
1b. Election of Director: J. Michael Losh Mgmt For For
1c. Election of Director: Christopher A. Mgmt For For
O'Herlihy
1d. Election of Director: Charles K. Stevens, Mgmt For For
III
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation paid to the Company's
named executive officers, as disclosed
pursuant to the compensation disclosure
rules of the SEC, including the
Compensation Discussion and Analysis, the
compensation tables and the related
materials disclosed in the Proxy Statement.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for the Company for 2020.
--------------------------------------------------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC. Agenda Number: 935160604
--------------------------------------------------------------------------------------------------------------------------
Security: 59522J103
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: MAA
ISIN: US59522J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: H. Eric Bolton, Jr. Mgmt For For
1B. Election of Director: Russell R. French Mgmt For For
1C. Election of Director: Alan B. Graf, Jr. Mgmt For For
1D. Election of Director: Toni Jennings Mgmt For For
1E. Election of Director: James K. Lowder Mgmt For For
1F. Election of Director: Thomas H. Lowder Mgmt For For
1G. Election of Director: Monica McGurk Mgmt For For
1H. Election of Director: Claude B. Nielsen Mgmt For For
1I. Election of Director: Philip W. Norwood Mgmt For For
1J. Election of Director: W. Reid Sanders Mgmt For For
1K. Election of Director: Gary Shorb Mgmt For For
1L. Election of Director: David P. Stockert Mgmt For For
2. Advisory (non-binding) vote to approve the Mgmt For For
compensation of our named executive
officers as disclosed in the proxy
statement.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC. Agenda Number: 935164638
--------------------------------------------------------------------------------------------------------------------------
Security: 608190104
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MHK
ISIN: US6081901042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three Mgmt For For
years: Karen A. Smith Bogart
1B. Election of Director for a term of three Mgmt For For
years: Jeffrey S. Lorberbaum
2. The ratification of the selection of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm.
3. Advisory vote to approve executive Mgmt For For
compensation, as disclosed in the Company's
Proxy Statement for the 2020 Annual Meeting
of Stockholders.
--------------------------------------------------------------------------------------------------------------------------
MOLSON COORS BEVERAGE CO. Agenda Number: 935168814
--------------------------------------------------------------------------------------------------------------------------
Security: 60871R209
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: TAP
ISIN: US60871R2094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger G. Eaton Mgmt For For
Charles M. Herington Mgmt For For
H. Sanford Riley Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers (Say-on-Pay).
--------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 935174449
--------------------------------------------------------------------------------------------------------------------------
Security: 637071101
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: NOV
ISIN: US6370711011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Clay C. Williams Mgmt For For
1B. Election of Director: Greg L. Armstrong Mgmt For For
1C. Election of Director: Marcela E. Donadio Mgmt For For
1D. Election of Director: Ben A. Guill Mgmt For For
1E. Election of Director: James T. Hackett Mgmt For For
1F. Election of Director: David D. Harrison Mgmt For For
1G. Election of Director: Eric L. Mattson Mgmt For For
1H. Election of Director: Melody B. Meyer Mgmt For For
1I. Election of Director: William R. Thomas Mgmt For For
2. Ratification of Independent Auditors Mgmt For For
3. Approve, by non-binding vote, the Mgmt For For
compensation of our named executive
officers
4. Approve amendments to the National Oilwell Mgmt For For
Varco, Inc. 2018 Long-Term Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
NCR CORPORATION Agenda Number: 935139661
--------------------------------------------------------------------------------------------------------------------------
Security: 62886E108
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: NCR
ISIN: US62886E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark W. Begor Mgmt For For
Gregory R. Blank Mgmt For For
Catherine L. Burke Mgmt For For
Chinh E. Chu Mgmt For For
Deborah A. Farrington Mgmt For For
Michael D. Hayford Mgmt For For
Georgette D. Kiser Mgmt For For
Kirk T. Larsen Mgmt For For
Frank R. Martire Mgmt For For
Matthew A. Thompson Mgmt For For
2. To approve, on an advisory basis, Mgmt For For
compensation of the named executive
officers as more particularly described in
the proxy materials.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020 as more particularly described in
the proxy materials.
4. To approve the proposal to amend the NCR Mgmt For For
Corporation 2017 Stock Incentive Plan as
more particularly described in the proxy
materials.
5. To approve the Directors' proposal to amend Mgmt For For
and restate the charter of the Company to
eliminate the supermajority provisions as
more particularly described in the proxy
materials.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION Agenda Number: 935134356
--------------------------------------------------------------------------------------------------------------------------
Security: 665859104
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: NTRS
ISIN: US6658591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Walker Bynoe Mgmt For For
1B. Election of Director: Susan Crown Mgmt For For
1C. Election of Director: Dean M. Harrison Mgmt For For
1D. Election of Director: Jay L. Henderson Mgmt For For
1E. Election of Director: Marcy S. Klevorn Mgmt For For
1F. Election of Director: Siddharth N. (Bobby) Mgmt For For
Mehta
1G. Election of Director: Michael G. O'Grady Mgmt For For
1H. Election of Director: Jose Luis Prado Mgmt For For
1I. Election of Director: Thomas E. Richards Mgmt For For
1J. Election of Director: Martin P. Slark Mgmt For For
1K. Election of Director: David H. B. Smith, Mgmt For For
Jr.
1L. Election of Director: Donald Thompson Mgmt For For
1M. Election of Director: Charles A. Tribbett Mgmt For For
III
2. Approval, by an advisory vote, of the 2019 Mgmt For For
compensation of the Corporation's named
executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Corporation's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
NORWEGIAN CRUISE LINE HOLDINGS LTD. Agenda Number: 935196673
--------------------------------------------------------------------------------------------------------------------------
Security: G66721104
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: NCLH
ISIN: BMG667211046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: David M. Mgmt For For
Abrams
1B. Election of Class I Director: John W. Mgmt For For
Chidsey
1C. Election of Class I Director: Russell W. Mgmt For For
Galbut
2. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of our named executive
officers
3. Approval, on a non-binding, advisory basis, Mgmt 1 Year For
of the frequency of future shareholder
votes on the compensation of our named
executive officers
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP ("PwC") as our
independent registered public accounting
firm for the year ending December 31, 2020
and the determination of PwC's remuneration
by our Audit Committee
--------------------------------------------------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA Agenda Number: 935154269
--------------------------------------------------------------------------------------------------------------------------
Security: 695156109
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: PKG
ISIN: US6951561090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl K. Beebe Mgmt For For
1B. Election of Director: Duane C. Farrington Mgmt For For
1C. Election of Director: Donna A. Harman Mgmt For For
1D. Election of Director: Mark W. Kowlzan Mgmt For For
1E. Election of Director: Robert C. Lyons Mgmt For For
1F. Election of Director: Thomas P. Maurer Mgmt For For
1G. Election of Director: Samuel M. Mencoff Mgmt For For
1H. Election of Director: Roger B. Porter Mgmt For For
1I. Election of Director: Thomas S. Souleles Mgmt For For
1J. Election of Director: Paul T. Stecko Mgmt For For
1K. Election of Director: James D. Woodrum Mgmt For For
2. Proposal to ratify appointment of KPMG LLP Mgmt For For
as our auditors.
3. Proposal to approve the 1999 Long-Term Mgmt For For
Equity Incentive Plan.
4. Proposal to approve our executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 935156833
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tanya M. Acker Mgmt For For
1B. Election of Director: Paul R. Burke Mgmt For For
1C. Election of Director: Craig A. Carlson Mgmt For For
1D. Election of Director: John M. Eggemeyer, Mgmt For For
III
1E. Election of Director: C. William Hosler Mgmt For For
1F. Election of Director: Susan E. Lester Mgmt For For
1G. Election of Director: Arnold W. Messer Mgmt For For
1H. Election of Director: Roger H. Molvar Mgmt For For
1I. Election of Director: James J. Pieczynski Mgmt For For
1J. Election of Director: Daniel B. Platt Mgmt For For
1K. Election of Director: Robert A. Stine Mgmt For For
1L. Election of Director: Matthew P. Wagner Mgmt For For
1M. Election of Director: Mark T. Yung Mgmt For For
2. Advisory Vote on Executive Compensation. To Mgmt For For
approve, on an advisory basis
(non-binding), the compensation of the
Company's named executive officers.
3. Ratification of the Appointment of Mgmt For For
Independent Auditors. To ratify the
appointment of KPMG LLP as the Company's
independent auditors for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PARK HOTELS & RESORTS INC Agenda Number: 935141806
--------------------------------------------------------------------------------------------------------------------------
Security: 700517105
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: PK
ISIN: US7005171050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas J. Baltimore, Mgmt For For
Jr.
1B. Election of Director: Gordon M. Bethune Mgmt For For
1C. Election of Director: Patricia M. Bedient Mgmt For For
1D. Election of Director: Thomas D. Eckert Mgmt For For
1E. Election of Director: Geoffrey M. Garrett Mgmt For For
1F. Election of Director: Christie B. Kelly Mgmt For For
1G. Election of Director: Sen. Joseph I. Mgmt For For
Lieberman
1H. Election of Director: Thomas A. Natelli Mgmt For For
1I. Election of Director: Timothy J. Naughton Mgmt For For
1J. Election of Director: Stephen I. Sadove Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda Number: 935135132
--------------------------------------------------------------------------------------------------------------------------
Security: 693506107
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: PPG
ISIN: US6935061076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. APPROVE THE ELECTION OF DIRECTOR TO SERVE Mgmt For For
IN THE CLASS WHOSE TERM EXPIRES IN 2023:
STEPHEN F. ANGEL
1B. APPROVE THE ELECTION OF DIRECTOR TO SERVE Mgmt For For
IN THE CLASS WHOSE TERM EXPIRES IN 2023:
HUGH GRANT
1C. APPROVE THE ELECTION OF DIRECTOR TO SERVE Mgmt For For
IN THE CLASS WHOSE TERM EXPIRES IN 2023:
MELANIE L. HEALEY
2A. APPROVE THE APPOINMENT OF A DIRECTOR TO Mgmt For For
SERVE IN THE CLASS WHOSE TERM EXPIRES IN
2022: KATHLEEN A.LIGOCKI
3. APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS
4. PROPOSAL TO APPROVE AN AMENDMENT OF THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS
5. PROPOSAL TO APPROVE AN AMENDMENT OF THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION AND
BYLAWS TO REPLACE THE SUPERMAJORITY VOTING
REQUIREMENTS
6. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2020
--------------------------------------------------------------------------------------------------------------------------
PVH CORP. Agenda Number: 935208909
--------------------------------------------------------------------------------------------------------------------------
Security: 693656100
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: PVH
ISIN: US6936561009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY BAGLIVO Mgmt For For
1B. ELECTION OF DIRECTOR: BRENT CALLINICOS Mgmt For For
1C. ELECTION OF DIRECTOR: EMANUEL CHIRICO Mgmt For For
1D. ELECTION OF DIRECTOR: JOSEPH B. FULLER Mgmt For For
1E. ELECTION OF DIRECTOR: V. JAMES MARINO Mgmt For For
1F. ELECTION OF DIRECTOR: G. PENNY McINTYRE Mgmt For For
1G. ELECTION OF DIRECTOR: AMY McPHERSON Mgmt For For
1H. ELECTION OF DIRECTOR: HENRY NASELLA Mgmt For For
1I. ELECTION OF DIRECTOR: EDWARD R. ROSENFELD Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG RYDIN Mgmt For For
1K. ELECTION OF DIRECTOR: JUDITH AMANDA SOURRY Mgmt For For
KNOX
2. Approval of the advisory resolution on Mgmt For For
executive compensation.
3. Approval of amendments to the Company's Mgmt For For
Stock Incentive Plan.
4. Ratification of auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 935135803
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carolyn H. Byrd Mgmt For For
1B. Election of Director: Don DeFosset Mgmt For For
1C. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1D. Election of Director: Zhanna Golodryga Mgmt For For
1E. Election of Director: John D. Johns Mgmt For For
1F. Election of Director: Ruth Ann Marshall Mgmt For For
1G. Election of Director: Charles D. McCrary Mgmt For For
1H. Election of Director: James T. Prokopanko Mgmt For For
1I. Election of Director: Lee J. Styslinger III Mgmt For For
1J. Election of Director: Jose S. Suquet Mgmt For For
1K. Election of Director: John M. Turner, Jr. Mgmt For For
1L. Election of Director: Timothy Vines Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm for 2020.
3. Advisory Vote on Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC. Agenda Number: 935153457
--------------------------------------------------------------------------------------------------------------------------
Security: 760759100
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: RSG
ISIN: US7607591002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Manuel Kadre Mgmt For For
1B. Election of Director: Tomago Collins Mgmt For For
1C. Election of Director: Thomas W. Handley Mgmt For For
1D. Election of Director: Jennifer M. Kirk Mgmt For For
1E. Election of Director: Michael Larson Mgmt For For
1F. Election of Director: Kim S. Pegula Mgmt For For
1G. Election of Director: Donald W. Slager Mgmt For For
1H. Election of Director: James P. Snee Mgmt For For
1I. Election of Director: Sandra M. Volpe Mgmt For For
1J. Election of Director: Katharine B. Weymouth Mgmt For For
2. Advisory vote to approve our named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2020.
4. Proposal to approve the Republic Services, Mgmt For For
Inc. 2021 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
SPECTRUM BRANDS HOLDINGS, INC. Agenda Number: 935044141
--------------------------------------------------------------------------------------------------------------------------
Security: 84790A105
Meeting Type: Annual
Meeting Date: 10-Jul-2019
Ticker: SPB
ISIN: US84790A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of the Class I Director: Sherianne Mgmt For For
James
1.2 Election of the Class I Director: Norman Mgmt For For
Matthews
1.3 Election of the Class I Director: Joseph Mgmt For For
Steinberg
2. Ratify the appointment of KPMG LLP ("KPMG") Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2019 ("Fiscal 2019").
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's executive
officers.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC. Agenda Number: 935134469
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 17-Apr-2020
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrea J. Ayers Mgmt For For
1B. Election of Director: George W. Buckley Mgmt For For
1C. Election of Director: Patrick D. Campbell Mgmt For For
1D. Election of Director: Carlos M. Cardoso Mgmt For For
1E. Election of Director: Robert B. Coutts Mgmt For For
1F. Election of Director: Debra A. Crew Mgmt For For
1G. Election of Director: Michael D. Hankin Mgmt For For
1H. Election of Director: James M. Loree Mgmt For For
1I. Election of Director: Dmitri L. Stockton Mgmt For For
1J. Election of Director: Irving Tan Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. Approve the selection of Ernst & Young LLP Mgmt For For
as the Company's independent auditors for
the Company's 2020 fiscal year.
4. To consider a shareholder proposal Shr For Against
regarding action by written consent, if
properly presented.
--------------------------------------------------------------------------------------------------------------------------
STERIS PLC Agenda Number: 935051817
--------------------------------------------------------------------------------------------------------------------------
Security: G8473T100
Meeting Type: Annual
Meeting Date: 30-Jul-2019
Ticker: STE
ISIN: IE00BFY8C754
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director: Richard C. Breeden Mgmt For For
1b. Re-election of Director: Cynthia L. Mgmt For For
Feldmann
1c. Re-election of Director: Dr. Jacqueline B. Mgmt For For
Kosecoff
1d. Re-election of Director: David B. Lewis Mgmt For For
1e. Re-election of Director: Walter M Mgmt For For
Rosebrough, Jr.
1f. Re-election of Director: Dr. Nirav R. Shah Mgmt For For
1g. Re-election of Director: Dr. Mohsen M. Sohi Mgmt For For
1h. Re-election of Director: Dr. Richard M. Mgmt For For
Steeves
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
March 31, 2020.
3. To appoint Ernst & Young Chartered Mgmt For For
Accountants as the Company's Irish
statutory auditor under the Act to hold
office until the conclusion of the
Company's next Annual General Meeting.
4. To authorize the Directors of the Company Mgmt For For
or the Audit Committee to determine the
remuneration of Ernst & Young Chartered
Accountants as the Company's Irish
statutory auditor.
5. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed
pursuant to the disclosure rules of the
Securities and Exchange Commission,
including the Compensation Discussion and
Analysis and the tabular and narrative
disclosure contained in the Company's proxy
statement dated June 12, 2019.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 935169311
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kermit R. Crawford Mgmt For For
1B. Election of Director: Michael L. Eskew Mgmt For For
1C. Election of Director: Margaret M. Keane Mgmt For For
1D. Election of Director: Siddharth N. Mehta Mgmt For For
1E. Election of Director: Jacques P. Perold Mgmt For For
1F. Election of Director: Andrea Redmond Mgmt For For
1G. Election of Director: Gregg M. Sherrill Mgmt For For
1H. Election of Director: Judith A. Sprieser Mgmt For For
1I. Election of Director: Perry M. Traquina Mgmt For For
1J. Election of Director: Thomas J. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executives.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Allstate's independent
registered public accountant for 2020.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 935145474
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose B. Alvarez Mgmt For For
1B. Election of Director: Marc A. Bruno Mgmt For For
1C. Election of Director: Matthew J. Flannery Mgmt For For
1D. Election of Director: Bobby J. Griffin Mgmt For For
1E. Election of Director: Kim Harris Jones Mgmt For For
1F. Election of Director: Terri L. Kelly Mgmt For For
1G. Election of Director: Michael J. Kneeland Mgmt For For
1H. Election of Director: Gracia C. Martore Mgmt For For
1I. Election of Director: Filippo Passerini Mgmt For For
1J. Election of Director: Donald C. Roof Mgmt For For
1K. Election of Director: Shiv Singh Mgmt For For
2. Ratification of Appointment of Public Mgmt For For
Accounting Firm.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Approval of Proposed Amendment to the Mgmt For For
Certificate of Incorporation Granting
Stockholders the Right to Act by Written
Consent.
5. Stockholder Proposal to Let Shareholders Shr Against For
Vote on Bylaw Amendments.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC. Agenda Number: 935176897
--------------------------------------------------------------------------------------------------------------------------
Security: 913903100
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: UHS
ISIN: US9139031002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lawrence S. Gibbs Mgmt For For
2. Proposal to approve the Company's 2020 Mgmt Against Against
Omnibus Stock and Incentive Plan
3. Advisory (nonbinding) vote to approve named Mgmt Against Against
executive officer compensation.
4. Proposal to ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
VAIL RESORTS, INC. Agenda Number: 935093790
--------------------------------------------------------------------------------------------------------------------------
Security: 91879Q109
Meeting Type: Annual
Meeting Date: 05-Dec-2019
Ticker: MTN
ISIN: US91879Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan L. Decker Mgmt For For
1b. Election of Director: Robert A. Katz Mgmt For For
1c. Election of Director: John T. Redmond Mgmt For For
1d. Election of Director: Michele Romanow Mgmt For For
1e. Election of Director: Hilary A. Schneider Mgmt For For
1f. Election of Director: D. Bruce Sewell Mgmt For For
1g. Election of Director: John F. Sorte Mgmt For For
1h. Election of Director: Peter A. Vaughn Mgmt For For
2. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending July 31,
2020.
3. Hold an advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 935144484
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: H. Paulett Eberhart Mgmt For For
1B. Election of Director: Joseph W. Gorder Mgmt For For
1C. Election of Director: Kimberly S. Greene Mgmt For For
1D. Election of Director: Deborah P. Majoras Mgmt For For
1E. Election of Director: Eric D. Mullins Mgmt For For
1F. Election of Director: Donald L. Nickles Mgmt For For
1G. Election of Director: Philip J. Pfeiffer Mgmt For For
1H. Election of Director: Robert A. Profusek Mgmt For For
1I. Election of Director: Stephen M. Waters Mgmt For For
1J. Election of Director: Randall J. Mgmt For For
Weisenburger
1K. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratify the appointment of KPMG LLP as Mgmt For For
Valero's independent registered public
accounting firm for 2020.
3. Approve, by non-binding vote, the 2019 Mgmt For For
compensation of our named executive
officers.
4. Approve 2020 Omnibus Stock Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC. Agenda Number: 935117350
--------------------------------------------------------------------------------------------------------------------------
Security: 92220P105
Meeting Type: Annual
Meeting Date: 13-Feb-2020
Ticker: VAR
ISIN: US92220P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anat Ashkenazi Mgmt For For
1B. Election of Director: Jeffrey R. Balser Mgmt For For
1C. Election of Director: Judy Bruner Mgmt For For
1D. Election of Director: Jean-Luc Butel Mgmt For For
1E. Election of Director: Regina E. Dugan Mgmt For For
1F. Election of Director: R. Andrew Eckert Mgmt For For
1G. Election of Director: Phillip G. Febbo Mgmt For For
1H. Election of Director: David J. Illingworth Mgmt For For
1I. Election of Director: Michelle M. Le Beau Mgmt For For
1J. Election of Director: Dow R. Wilson Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Varian Medical Systems,
Inc. named executive officers as described
in the Proxy Statement.
3. To approve the Varian Medical Systems, Inc. Mgmt For For
2010 Employee Stock Purchase Plan, as
amended.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Varian
Medical Systems, Inc.'s independent
registered public accounting firm for
fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
VEREIT, INC. Agenda Number: 935171239
--------------------------------------------------------------------------------------------------------------------------
Security: 92339V100
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: VER
ISIN: US92339V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Glenn J. Rufrano Mgmt For For
1B. Election of Director: Hugh R. Frater Mgmt For For
1C. Election of Director: David B. Henry Mgmt For For
1D. Election of Director: Mary Hogan Preusse Mgmt For For
1E. Election of Director: Richard J. Lieb Mgmt For For
1F. Election of Director: Mark S. Ordan Mgmt For For
1G. Election of Director: Eugene A. Pinover Mgmt For For
1H. Election of Director: Julie G. Richardson Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. To approve by a non-binding advisory Mgmt For For
resolution the compensation of the
Company's named executive officers as
described in the Company's definitive proxy
statement.
4. To approve by a non-binding advisory vote Mgmt 1 Year For
the frequency of future non-binding
advisory resolutions on named executive
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
WILLIS TOWERS WATSON PLC Agenda Number: 935190342
--------------------------------------------------------------------------------------------------------------------------
Security: G96629103
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: WLTW
ISIN: IE00BDB6Q211
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anna C. Catalano Mgmt For For
1B. Election of Director: Victor F. Ganzi Mgmt For For
1C. Election of Director: John J. Haley Mgmt For For
1D. Election of Director: Wendy E. Lane Mgmt For For
1E. Election of Director: Brendan R. O'Neill Mgmt For For
1F. Election of Director: Jaymin B. Patel Mgmt For For
1G. Election of Director: Linda D. Rabbitt Mgmt For For
1H. Election of Director: Paul D. Thomas Mgmt For For
1I. Election of Director: Wilhelm Zeller Mgmt For For
2. Ratify, on an advisory basis, the Mgmt For For
appointment of (i) Deloitte & Touche LLP to
audit our financial statements and (ii)
Deloitte Ireland LLP to audit our Irish
Statutory Accounts, and authorize, in a
binding vote, the Board, acting through the
Audit Committee, to fix the independent
auditors' remuneration.
3. Approve, on an advisory basis, the named Mgmt For For
executive officer compensation.
4. Renew the Board's existing authority to Mgmt For For
issue shares under Irish law.
5. Renew the Board's existing authority to opt Mgmt For For
out of statutory pre-emption rights under
Irish law.
--------------------------------------------------------------------------------------------------------------------------
WPX ENERGY, INC. Agenda Number: 935129470
--------------------------------------------------------------------------------------------------------------------------
Security: 98212B103
Meeting Type: Special
Meeting Date: 05-Mar-2020
Ticker: WPX
ISIN: US98212B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Stock Issuance Proposal-To consider and Mgmt For For
vote upon a proposal to approve the
issuance of more than 20% of the Company's
issued and outstanding shares of common
stock, par value $0.01 per share, of the
Company ("Common Stock") in connection with
the Securities Purchase Agreement, dated as
of December 15, 2019 (the "Purchase
Agreement"), by and between the Company and
Felix Investments Holdings II, LLC ("Felix
Parent"), a copy of which is attached to
the proxy statement for the Special Meeting
as Annex A ("Proposal No. 1").
2. Adjournment Proposal-To consider and vote Mgmt For For
upon a proposal to approve the adjournment
of the Special Meeting to a later date or
dates, if necessary, to permit further
solicitation and vote of proxies in the
event that there are insufficient votes
for, or otherwise in connection with, the
approval of the Stock Issuance Proposal.
This proposal will only be presented at the
Special Meeting if there are not sufficient
votes to approve the Stock Issuance
Proposal ("Proposal No. 2").
--------------------------------------------------------------------------------------------------------------------------
WPX ENERGY, INC. Agenda Number: 935172572
--------------------------------------------------------------------------------------------------------------------------
Security: 98212B103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: WPX
ISIN: US98212B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John A Carrig Mgmt For For
1B. Election of Director: Clay M. Gaspar Mgmt For For
1C. Election of Director: Robert K. Herdman Mgmt For For
1D. Election of Director: Kelt Kindick Mgmt For For
1E. Election of Director: Karl F. Kurz Mgmt For For
1F. Election of Director: Kimberly S. Lubel Mgmt For For
1G. Election of Director: Richard E. Muncrief Mgmt For For
1H. Election of Director: D. Martin Phillips Mgmt For For
1I. Election of Director: Douglas E. Swanson, Mgmt For For
Jr.
1J. Election of Director: Valerie M. Williams Mgmt For For
2. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent public
accounting firm for the Company for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC. Agenda Number: 935156617
--------------------------------------------------------------------------------------------------------------------------
Security: 98850P109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: YUMC
ISIN: US98850P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fred Hu Mgmt For For
1B. Election of Director: Joey Wat Mgmt For For
1C. Election of Director: Peter A. Bassi Mgmt For For
1D. Election of Director: Christian L. Campbell Mgmt For For
1E. Election of Director: Ed Yiu-Cheong Chan Mgmt For For
1F. Election of Director: Edouard Ettedgui Mgmt For For
1G. Election of Director: Cyril Han Mgmt For For
1H. Election of Director: Louis T. Hsieh Mgmt For For
1I. Election of Director: Ruby Lu Mgmt For For
1J. Election of Director: Zili Shao Mgmt For For
1K. Election of Director: William Wang Mgmt For For
2. Ratification of Independent Auditor. Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC. Agenda Number: 935151516
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ZBH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher B. Begley Mgmt For For
1B. Election of Director: Betsy J. Bernard Mgmt For For
1C. Election of Director: Gail K. Boudreaux Mgmt For For
1D. Election of Director: Michael J. Farrell Mgmt For For
1E. Election of Director: Larry C. Glasscock Mgmt For For
1F. Election of Director: Robert A. Hagemann Mgmt For For
1G. Election of Director: Bryan C. Hanson Mgmt For For
1H. Election of Director: Arthur J. Higgins Mgmt For For
1I. Election of Director: Maria Teresa Hilado Mgmt For For
1J. Election of Director: Syed Jafry Mgmt For For
1K. Election of Director: Michael W. Michelson Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation (Say on Pay).
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 935149509
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jerry C. Atkin Mgmt For For
1B. Election of Director: Gary L. Crittenden Mgmt For For
1C. Election of Director: Suren K. Gupta Mgmt For For
1D. Election of Director: J. David Heaney Mgmt For For
1E. Election of Director: Vivian S. Lee Mgmt For For
1F. Election of Director: Scott J. McLean Mgmt For For
1G. Election of Director: Edward F. Murphy Mgmt For For
1H. Election of Director: Stephen D. Quinn Mgmt For For
1I. Election of Director: Harris H. Simmons Mgmt For For
1J. Election of Director: Aaron B. Skonnard Mgmt For For
1K. Election of Director: Barbara A. Yastine Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm to audit the Bank's
financial statements for the current fiscal
year.
3. Approval, on a nonbinding advisory basis, Mgmt For For
of the compensation paid to the Bank's
named executive officers with respect to
fiscal year ended December 31, 2020.
GUARDIAN MID CAP TRADITIONAL GROWTH VIP FUND
--------------------------------------------------------------------------------------------------------------------------
ALLIANT ENERGY CORPORATION Agenda Number: 935178257
--------------------------------------------------------------------------------------------------------------------------
Security: 018802108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: LNT
ISIN: US0188021085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick E. Allen Mgmt For For
Michael D. Garcia Mgmt For For
Singleton B. McAllister Mgmt For For
Susan D. Whiting Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Approve the Alliant Energy Corporation 2020 Mgmt For For
Omnibus Incentive Plan.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
AMDOCS LIMITED Agenda Number: 935119873
--------------------------------------------------------------------------------------------------------------------------
Security: G02602103
Meeting Type: Annual
Meeting Date: 31-Jan-2020
Ticker: DOX
ISIN: GB0022569080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Minicucci Mgmt For For
1B. Election of Director: Adrian Gardner Mgmt For For
1C. Election of Director: James S. Kahan Mgmt For For
1D. Election of Director: Rafael de la Vega Mgmt For For
1E. Election of Director: Giora Yaron Mgmt For For
1F. Election of Director: Eli Gelman Mgmt For For
1G. Election of Director: Richard T.C. LeFave Mgmt For For
1H. Election of Director: John A. MacDonald Mgmt For For
1I. Election of Director: Shuky Sheffer Mgmt For For
1J. Election of Director: Yvette Kanouff Mgmt For For
2. To approve an amendment of the Amdocs Mgmt For For
Limited 1998 Stock Option and Incentive
Plan increasing the number of shares
authorized for issuance under the plan and
the sublimit on "full value" awards under
the plan, in each case, by 3,000,000 shares
(Proposal II).
3. To approve an increase in the dividend rate Mgmt For For
under our quarterly cash dividend program
from $0.285 per share to $0.3275 per share
(Proposal III).
4. To approve our Consolidated Financial Mgmt For For
Statements for the fiscal year ended
September 30, 2019 (Proposal IV).
5. To ratify and approve the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending September 30, 2020, and
until the next annual general meeting, and
authorize the Audit Committee of the Board
of Directors to fix the remuneration of
such independent registered public
accounting firm in accordance with the
nature and extent of its services (Proposal
V).
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935118655
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Special resolution to approve a scheme of Mgmt For For
arrangement pursuant to Part 26 of the
Companies Act 2006 ("Scheme"), authorize
the Board of Directors to take all such
actions that it considers necessary or
appropriate to carry the Scheme into
effect, approve a reduction of the share
capital of the Company, approve an
amendment to the Company's articles of
association and approve the issue of Class
E ordinary shares of the Company to Aon
Ireland (as defined in the Scheme) as
required as part of the Scheme, as set
forth in the Proxy Statement/Scheme
Circular.
2. Special resolution to authorize Aon Ireland Mgmt For For
to create distributable profits by a
reduction of the share capital of Aon
Ireland, conditional upon the Scheme
becoming effective.
3. Ordinary resolution to approve the terms of Mgmt For For
an off-exchange buyback, prior to the
Scheme becoming effective, by the Company
from Aon Corporation of 125,000 Class B
ordinary shares of Pound 0.40 each of the
Company.
4. Special resolution to approve the delisting Mgmt For For
of the Company's shares from the New York
Stock Exchange, conditional upon the Scheme
becoming effective.
5. Ordinary resolution to approve the Mgmt For For
adjournment of the General Meeting, if
necessary.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935118667
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V111
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Scheme as set forth in the Mgmt For For
Proxy Statement/Scheme Circular.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935200763
--------------------------------------------------------------------------------------------------------------------------
Security: G0403H108
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: AON
ISIN: IE00BLP1HW54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lester B. Knight Mgmt For For
1B. Election of Director: Gregory C. Case Mgmt For For
1C. Election of Director: Jin-Yong Cai Mgmt For For
1D. Election of Director: Jeffrey C. Campbell Mgmt For For
1E. Election of Director: Fulvio Conti Mgmt For For
1F. Election of Director: Cheryl A. Francis Mgmt For For
1G. Election of Director: J. Michael Losh Mgmt For For
1H. Election of Director: Richard B. Myers Mgmt For For
1I. Election of Director: Richard C. Notebaert Mgmt For For
1J. Election of Director: Gloria Santona Mgmt For For
1K. Election of Director: Carolyn Y. Woo Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm
4. Re-appoint Ernst & Young Chartered Mgmt For For
Accountants as the Company's statutory
auditor under Irish law
5. Authorize the Board of Directors or the Mgmt For For
Audit Committee of the Board to determine
the remuneration of Ernst & Young Chartered
Accountants as the Company's Statutory
Auditor under Irish Law
--------------------------------------------------------------------------------------------------------------------------
ARAMARK Agenda Number: 935116954
--------------------------------------------------------------------------------------------------------------------------
Security: 03852U106
Meeting Type: Annual
Meeting Date: 29-Jan-2020
Ticker: ARMK
ISIN: US03852U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan M. Cameron Mgmt For For
1B. Election of Director: Greg Creed Mgmt For For
1C. Election of Director: Calvin Darden Mgmt For For
1D. Election of Director: Richard W. Dreiling Mgmt For For
1E. Election of Director: Irene M. Esteves Mgmt For For
1F. Election of Director: Daniel J. Heinrich Mgmt For For
1G. Election of Director: Paul C. Hilal Mgmt For For
1H. Election of Director: Karen M. King Mgmt For For
1I. Election of Director: Stephen I. Sadove Mgmt For For
1J. Election of Director: Arthur B. Winkleblack Mgmt For For
1K. Election of Director: John J. Zillmer Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
Aramark's independent registered public
accounting firm for the fiscal year ending
October 2, 2020.
3. To approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to the named
executive officers.
4. To approve Aramark's Second Amended and Mgmt For For
Restated 2013 Stock Incentive Plan.
5. To approve Aramark's Second Amended and Mgmt For For
Restated Certificate of Incorporation to
permit the holders of at least fifteen
percent (15%) of the Company's outstanding
shares of common stock to call a special
meeting of shareholders for any purpose
permissible under applicable law and to
delete certain obsolete provisions.
--------------------------------------------------------------------------------------------------------------------------
ATLASSIAN CORP PLC Agenda Number: 935093992
--------------------------------------------------------------------------------------------------------------------------
Security: G06242104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: TEAM
ISIN: GB00BZ09BD16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's accounts and the Mgmt For For
reports of the directors and the auditors
for the year ended June 30, 2019 (the
Annual Report).
2. To approve the Directors' Remuneration Mgmt For For
Report, other than the part containing the
Directors' Remuneration Policy, as set
forth in the Annual Report.
3. To approve the Directors' Remuneration Mgmt For For
Policy, as set forth in the Directors'
Remuneration Report in the Annual Report.
4. To reappoint Ernst & Young LLP as auditor Mgmt For For
of the Company to hold office until the
conclusion of the next annual general
meeting.
5. To authorize the Audit Committee of the Mgmt For For
Board of Directors to determine the
remuneration of the auditor.
6. To re-elect Shona L. Brown as a director of Mgmt For For
the Company.
7. To re-elect Michael Cannon-Brookes as a Mgmt For For
director of the Company.
8. To re-elect Scott Farquhar as a director of Mgmt For For
the Company.
9. To re-elect Heather Mirjahangir Fernandez Mgmt For For
as a director of the Company.
10. To re-elect Sasan Goodarzi as a director of Mgmt For For
the Company.
11. To re-elect Jay Parikh as a director of the Mgmt For For
Company.
12. To re-elect Enrique Salem as a director of Mgmt For For
the Company.
13. To re-elect Steven Sordello as a director Mgmt For For
of the Company.
14. To re-elect Richard P. Wong as a director Mgmt For For
of the Company.
--------------------------------------------------------------------------------------------------------------------------
BELDEN INC. Agenda Number: 935171455
--------------------------------------------------------------------------------------------------------------------------
Security: 077454106
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: BDC
ISIN: US0774541066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David J. Aldrich Mgmt For For
1B. Election of Director: Lance C. Balk Mgmt For For
1C. Election of Director: Steven W. Berglund Mgmt For For
1D. Election of Director: Diane D. Brink Mgmt For For
1E. Election of Director: Judy L. Brown Mgmt For For
1F. Election of Director: Bryan C. Cressey Mgmt For For
1G. Election of Director: Jonathan C. Klein Mgmt For For
1H. Election of Director: George E. Minnich Mgmt For For
1I. Election of Director: John S. Stroup Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation for 2019.
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 935151910
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: BSX
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nelda J. Connors Mgmt For For
1B. Election of Director: Charles J. Mgmt For For
Dockendorff
1C. Election of Director: Yoshiaki Fujimori Mgmt For For
1D. Election of Director: Donna A. James Mgmt For For
1E. Election of Director: Edward J. Ludwig Mgmt For For
1F. Election of Director: Stephen P. MacMillan Mgmt For For
1G. Election of Director: Michael F. Mahoney Mgmt For For
1H. Election of Director: David J. Roux Mgmt For For
1I. Election of Director: John E. Sununu Mgmt For For
1J. Election of Director: Ellen M. Zane Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, named executive officer
compensation.
3. To approve an amendment and restatement of Mgmt For For
the Company's 2011 Long-Term Incentive
Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the 2020 fiscal year.
5. To consider and vote upon a stockholder Shr Against For
proposal requesting a report on inclusion
of non-management employee representation
on the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935151681
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Robert Bertolini Mgmt For For
1C. Election of Director: Michael W. Bonney Mgmt For For
1D. Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1E. Election of Director: Matthew W. Emmens Mgmt For For
1F. Election of Director: Julia A. Haller, M.D. Mgmt For For
1G. Election of Director: Dinesh C. Paliwal Mgmt For For
1H. Election of Director: Theodore R. Samuels Mgmt For For
1I. Election of Director: Vicki L. Sato, Ph.D. Mgmt For For
1J. Election of Director: Gerald L. Storch Mgmt For For
1K. Election of Director: Karen H. Vousden, Mgmt For For
Ph.D.
1L. Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our Named Executive Officers.
3. Ratification of the appointment of an Mgmt For For
independent registered public accounting
firm.
4. Shareholder Proposal on Separate Chair & Shr For Against
CEO.
5. Shareholder Proposal on Shareholder Right Shr Against For
to Act by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC. Agenda Number: 935086226
--------------------------------------------------------------------------------------------------------------------------
Security: 11133T103
Meeting Type: Annual
Meeting Date: 14-Nov-2019
Ticker: BR
ISIN: US11133T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Pamela L. Carter Mgmt For For
1C. Election of Director: Richard J. Daly Mgmt For For
1D. Election of Director: Robert N. Duelks Mgmt For For
1E. Election of Director: Timothy C. Gokey Mgmt For For
1F. Election of Director: Brett A. Keller Mgmt For For
1G. Election of Director: Maura A. Markus Mgmt For For
1H. Election of Director: Thomas J. Perna Mgmt For For
1I. Election of Director: Alan J. Weber Mgmt For For
1J. Election of Director: Amit K. Zavery Mgmt For For
2) Advisory vote to approve the compensation Mgmt For For
of the Company's Named Executive Officers
(the Say on Pay Vote).
3) To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accountants for the
fiscal year ending June 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
CARLISLE COMPANIES INCORPORATED Agenda Number: 935150285
--------------------------------------------------------------------------------------------------------------------------
Security: 142339100
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: CSL
ISIN: US1423391002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert G. Bohn Mgmt For For
1B. Election of Director: Gregg A. Ostrander Mgmt For For
1C. Election of Director: Jesse G. Singh Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2020.
3. To approve, on an advisory basis, the Mgmt For For
Company's named executive officer
compensation in 2019.
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 935212390
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 23-Jun-2020
Ticker: KMX
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term: Mgmt For For
Peter J. Bensen
1B. Election of Director for a one year term: Mgmt For For
Ronald E. Blaylock
1C. Election of Director for a one year term: Mgmt For For
Sona Chawla
1D. Election of Director for a one year term: Mgmt For For
Thomas J. Folliard
1E. Election of Director for a one year term: Mgmt For For
Shira Goodman
1F. Election of Director for a one year term: Mgmt For For
Robert J. Hombach
1G. Election of Director for a one year term: Mgmt For For
David W. McCreight
1H. Election of Director for a one year term: Mgmt For For
William D. Nash
1I. Election of Director for a one year term: Mgmt For For
Mark F. O'Neil
1J. Election of Director for a one year term: Mgmt For For
Pietro Satriano
1K. Election of Director for a one year term: Mgmt For For
Marcella Shinder
1L. Election of Director for a one year term: Mgmt For For
Mitchell D. Steenrod
2. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accounting
firm.
3. To vote on an advisory resolution to Mgmt For For
approve the compensation of our named
executive officers.
4. To approve the CarMax, Inc. 2002 Stock Mgmt For For
Incentive Plan, as amended and restated.
--------------------------------------------------------------------------------------------------------------------------
CATALENT, INC. Agenda Number: 935078661
--------------------------------------------------------------------------------------------------------------------------
Security: 148806102
Meeting Type: Annual
Meeting Date: 30-Oct-2019
Ticker: CTLT
ISIN: US1488061029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Madhavan Balachandran Mgmt For For
1B. Election of Director: J. Martin Carroll Mgmt For For
1C. Election of Director: John J. Greisch Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent auditor for Fiscal 2020.
3. To approve, by non-binding vote, the Mgmt For For
compensation of our named executive
officers (say-on-pay).
--------------------------------------------------------------------------------------------------------------------------
CBOE GLOBAL MARKETS, INC. Agenda Number: 935171188
--------------------------------------------------------------------------------------------------------------------------
Security: 12503M108
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: CBOE
ISIN: US12503M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edward T. Tilly Mgmt For For
1b. Election of Director: Eugene S. Sunshine Mgmt For For
1c. Election of Director: William M. Farrow III Mgmt For For
1d. Election of Director: Edward J. Fitzpatrick Mgmt For For
1e. Election of Director: Janet P. Froetscher Mgmt For For
1f. Election of Director: Jill R. Goodman Mgmt For For
1g. Election of Director: Roderick A. Palmore Mgmt For For
1h. Election of Director: James E. Parisi Mgmt For For
1i. Election of Director: Joseph P. Ratterman Mgmt For For
1j. Election of Director: Michael L. Richter Mgmt For For
1k. Election of Director: Jill E. Sommers Mgmt For For
1l. Election of Director: Fredric J. Tomczyk Mgmt For For
2. Approve, in a non-binding resolution, the Mgmt For For
compensation paid to our executive
officers.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CIMPRESS N.V. Agenda Number: 935087494
--------------------------------------------------------------------------------------------------------------------------
Security: N20146101
Meeting Type: Special
Meeting Date: 25-Oct-2019
Ticker: CMPR
ISIN: NL0009272269
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adopt the resolution to amend our articles Mgmt For For
of association.
2. Subject to the amendment of our articles of Mgmt For For
association per proposal 1, adopt the
resolution to enter into the Merger
providing for Cimpress to change its
jurisdiction of incorporation from The
Netherlands to Ireland, through the Merger.
3. Approve, subject to the effectiveness of Mgmt For For
the Merger, the creation of distributable
profits of Cimpress plc under Irish law by
reducing the entire share premium of
Cimpress plc (or such lesser amount as may
be approved by the board of directors of
Cimpress plc) resulting from the allotment
and issue of ordinary shares of Cimpress
plc pursuant to the Merger.
--------------------------------------------------------------------------------------------------------------------------
CIMPRESS N.V. Agenda Number: 935097902
--------------------------------------------------------------------------------------------------------------------------
Security: N20146101
Meeting Type: Annual
Meeting Date: 22-Nov-2019
Ticker: CMPR
ISIN: NL0009272269
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appoint Robert S. Keane as an executive Mgmt For For
director to our Board of Directors to serve
for a term of three years ending on the
date of our annual general meeting of
shareholders in 2022.
2. Appoint Scott J. Vassalluzzo as a Mgmt For For
non-executive director to our Board of
Directors to serve for a term of three
years ending on the date of our annual
general meeting of shareholders in 2022.
3. Vote on a non-binding "say on pay" proposal Mgmt For For
regarding the compensation of our named
executive officers.
4. Adopt our statutory annual accounts for the Mgmt For For
fiscal year ended June 30, 2019.
5. Discharge the members of our Board of Mgmt For For
Directors from liability with respect to
the exercise of their duties during the
year ended June 30, 2019.
6. Discharge the former members of our Mgmt For For
Supervisory Board from liability with
respect to the exercise of their duties
during the year ended June 30, 2019.
7. Authorize the Board of Directors to Mgmt For For
repurchase up to 5,500,000 of our issued
and outstanding ordinary shares until May
22, 2021.
8. Appoint PricewaterhouseCoopers LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending June 30,
2020.
--------------------------------------------------------------------------------------------------------------------------
CONSTELLATION SOFTWARE INC. Agenda Number: 935183020
--------------------------------------------------------------------------------------------------------------------------
Security: 21037X100
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: CNSWF
ISIN: CA21037X1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Jeff Bender Mgmt For For
Lawrence Cunningham Mgmt For For
Susan Gayner Mgmt For For
Robert Kittel Mgmt For For
Mark Leonard Mgmt For For
Paul McFeeters Mgmt For For
Mark Miller Mgmt For For
Lori O'Neill Mgmt For For
Stephen R. Scotchmer Mgmt For For
Robin Van Poelje Mgmt For For
Dexter Salna Mgmt For For
2 Re-appointment of KPMG LLP, as auditors of Mgmt For For
the Corporation for the ensuing year and to
authorize the directors to fix the
remuneration to be paid to the auditors.
3 An advisory vote to accept the Mgmt For For
Corporation's approach to executive
compensation as more particularly described
in the accompanying management information
circular.
--------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP, INC. Agenda Number: 935189313
--------------------------------------------------------------------------------------------------------------------------
Security: 22160N109
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CSGP
ISIN: US22160N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael R. Klein Mgmt For For
1B. Election of Director: Andrew C. Florance Mgmt For For
1C. Election of Director: Laura Cox Kaplan Mgmt For For
1D. Election of Director: Michael J. Glosserman Mgmt For For
1E. Election of Director: John W. Hill Mgmt For For
1F. Election of Director: Robert W. Musslewhite Mgmt For For
1G. Election of Director: Christopher J. Mgmt For For
Nassetta
1H. Election of Director: Louise S. Sams Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered public accounting firm for 2020.
3. Proposal to approve, on an advisory basis, Mgmt For For
the Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP Agenda Number: 935157823
--------------------------------------------------------------------------------------------------------------------------
Security: 22822V101
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: CCI
ISIN: US22822V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: P. Robert Bartolo Mgmt For For
1B. Election of Director: Jay A. Brown Mgmt For For
1C. Election of Director: Cindy Christy Mgmt For For
1D. Election of Director: Ari Q. Fitzgerald Mgmt For For
1E. Election of Director: Robert E. Garrison II Mgmt For For
1F. Election of Director: Andrea J. Goldsmith Mgmt For For
1G. Election of Director: Lee W. Hogan Mgmt For For
1H. Election of Director: Edward C. Hutcheson, Mgmt For For
Jr.
1I. Election of Director: J. Landis Martin Mgmt For For
1J. Election of Director: Robert F. McKenzie Mgmt For For
1K. Election of Director: Anthony J. Melone Mgmt For For
1L. Election of Director: W. Benjamin Moreland Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for fiscal year 2020.
3. The non-binding, advisory vote to approve Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
DENTSPLY SIRONA INC. Agenda Number: 935171974
--------------------------------------------------------------------------------------------------------------------------
Security: 24906P109
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: XRAY
ISIN: US24906P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael C. Alfano Mgmt For For
1B. Election of Director: Eric K. Brandt Mgmt For For
1C. Election of Director: Donald M. Casey Jr. Mgmt For For
1D. Election of Director: Willie A. Deese Mgmt For For
1E. Election of Director: Betsy D. Holden Mgmt For For
1F. Election of Director: Arthur D. Kowaloff Mgmt For For
1G. Election of Director: Harry M. Kraemer Jr. Mgmt For For
1H. Election of Director: Gregory T. Lucier Mgmt For For
1I. Election of Director: Francis J. Lunger Mgmt For For
1J. Election of Director: Leslie F. Varon Mgmt For For
1K. Election of Director: Janet S. Vergis Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for 2020.
3. Approval, by non-binding vote, of the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
DOLBY LABORATORIES, INC. Agenda Number: 935115748
--------------------------------------------------------------------------------------------------------------------------
Security: 25659T107
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: DLB
ISIN: US25659T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin Yeaman Mgmt For For
Peter Gotcher Mgmt For For
Micheline Chau Mgmt For For
David Dolby Mgmt For For
N. William Jasper, Jr. Mgmt For For
Simon Segars Mgmt For For
Roger Siboni Mgmt For For
Anjali Sud Mgmt For For
Avadis Tevanian, Jr. Mgmt For For
2. A vote to amend and restate the Company's Mgmt For For
2005 Stock Plan.
3. An advisory vote to approve Named Executive Mgmt For For
Officer compensation.
4. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending September 25, 2020.
--------------------------------------------------------------------------------------------------------------------------
DUNKIN' BRANDS GROUP, INC. Agenda Number: 935161517
--------------------------------------------------------------------------------------------------------------------------
Security: 265504100
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: DNKN
ISIN: US2655041000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Boff Mgmt For For
1B. Election of Director: Irene Chang Britt Mgmt For For
1C. Election of Director: Michael Hines Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid by Dunkin' Brands to its
named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
Dunkin' Brands independent registered
public accounting firm for the current
fiscal year ending December 26, 2020.
--------------------------------------------------------------------------------------------------------------------------
EDENRED SA Agenda Number: 712317292
--------------------------------------------------------------------------------------------------------------------------
Security: F3192L109
Meeting Type: MIX
Meeting Date: 07-May-2020
Ticker:
ISIN: FR0010908533
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT THE FRENCH PROXY CARD IS Non-Voting
AVAILABLE AS A LINK UNDER THE 'MATERIAL
URL' DROPDOWN AT THE TOP OF THE BALLOT
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
O.1 APPROVE FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
O.2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
AND STATUTORY REPORTS
O.3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.87 PER SHARE
O.4 APPROVE STOCK DIVIDEND PROGRAM Mgmt For For
O.5 REELECT JEAN-PAUL BAILLY AS DIRECTOR Mgmt For For
O.6 REELECT DOMINIQUE D HINNIN AS DIRECTOR Mgmt For For
O.7 ELECT ALEXANDRE DE JUNIAC AS DIRECTOR Mgmt For For
O.8 APPROVE REMUNERATION POLICY OF CHAIRMAN AND Mgmt For For
CEO
O.9 APPROVE REMUNERATION POLICY OF BOARD Mgmt For For
MEMBERS
O.10 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AGGREGATE AMOUNT OF EUR 700,000
O.11 APPROVE COMPENSATION REPORT OF CORPORATE Mgmt For For
OFFICERS
O.12 APPROVE COMPENSATION OF BERTRAND DUMAZY, Mgmt For For
CHAIRMAN AND CEO
O.13 APPROVE AUDITORS. SPECIAL REPORT ON Mgmt For For
RELATED-PARTY TRANSACTIONS MENTIONING THE
ABSENCE OF NEW CONVENTIONS
O.14 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
E.15 AUTHORIZE DECREASE IN SHARE CAPITAL VIA Mgmt For For
CANCELLATION OF REPURCHASED SHARES
E.16 AUTHORIZE ISSUANCE OF EQUITY OR Mgmt For For
EQUITY-LINKED SECURITIES WITH PREEMPTIVE
RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 160,515,205
E.17 AUTHORIZE ISSUANCE OF EQUITY OR Mgmt For For
EQUITY-LINKED SECURITIES WITHOUT PREEMPTIVE
RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 24,320,485
E.18 APPROVE ISSUANCE OF EQUITY OR EQUITY-LINKED Mgmt For For
SECURITIES FOR QUALIFIED INVESTORS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 24,320,485
E.19 AUTHORIZE BOARD TO INCREASE CAPITAL IN THE Mgmt For For
EVENT OF ADDITIONAL DEMAND RELATED TO
DELEGATION SUBMITTED TO SHAREHOLDER VOTE
ABOVE
E.20 AUTHORIZE CAPITAL INCREASE OF UP TO 5 Mgmt For For
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS
IN KIND
E.21 AUTHORIZE CAPITALIZATION OF RESERVES OF UP Mgmt For For
TO EUR 160,515,205 FOR BONUS ISSUE OR
INCREASE IN PAR VALUE
E.22 AUTHORIZE CAPITAL ISSUANCES FOR USE IN Mgmt For For
EMPLOYEE STOCK PURCHASE PLANS
E.23 AUTHORIZE UP TO 1.5 PERCENT OF ISSUED Mgmt For For
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
WITHIN PERFORMANCE CONDITIONS ATTACHED
E.24 AMEND ARTICLE 15 OF BYLAWS RE: BOARD Mgmt For For
DELIBERATION
E.25 AMEND ARTICLES 1, 3, 4, 5, 7, 8, 9, 10, 12, Mgmt For For
13, 14, 16, 17, 18, 19, 20, 21, 22, 23, 24,
26, 27 OF BYLAWS TO COMPLY WITH LEGAL
CHANGES
E.26 AUTHORIZE FILING OF REQUIRED Mgmt For For
DOCUMENTS/OTHER FORMALITIES
CMMT 20 APR 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202004102000872-44 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202004202000974-48
CMMT 10 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT &
RECEIPT OF ADDITIONAL URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ELANCO ANIMAL HEALTH INCORPORATED Agenda Number: 935174691
--------------------------------------------------------------------------------------------------------------------------
Security: 28414H103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: ELAN
ISIN: US28414H1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael J. Harrington Mgmt Against Against
1b. Election of Director: Deborah T. Kochevar Mgmt Against Against
1c. Election of Director: Kirk P. McDonald Mgmt Against Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's principal independent
auditor for 2020.
3. To approve, by non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
EURONET WORLDWIDE, INC. Agenda Number: 935177320
--------------------------------------------------------------------------------------------------------------------------
Security: 298736109
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: EEFT
ISIN: US2987361092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrzej Olechowski Mgmt For For
Eriberto R. Scocimara Mgmt For For
Mark R. Callegari Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as Euronet's independent registered public
accounting firm for the year ending
December 31, 2020.
3. Advisory vote on executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FERGUSON PLC Agenda Number: 711652621
--------------------------------------------------------------------------------------------------------------------------
Security: G3421J106
Meeting Type: AGM
Meeting Date: 21-Nov-2019
Ticker:
ISIN: JE00BJVNSS43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS FOR THE YEAR ENDED 31 JULY 2019
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 JULY 2019
3 TO APPROVE THE REMUNERATION POLICY Mgmt For For
4 TO DECLARE A FINAL DIVIDEND OF 145.1 CENTS Mgmt For For
PER ORDINARY SHARE FOR THE YEAR ENDED 31
JULY 2019
5 TO ELECT MS TESSA BAMFORD' AS A DIRECTOR Mgmt For For
6 TO ELECT MR GARETH DAVIS' AS A DIRECTOR Mgmt For For
7 TO ELECT MR GEOFF DRABBLE' AS A DIRECTOR Mgmt For For
8 TO ELECT MS CATHERINE HALLIGAN' AS A Mgmt For For
DIRECTOR
9 TO ELECT MR KEVIN MURPHY' AS A DIRECTOR Mgmt For For
10 TO ELECT MR ALAN MURRAY' AS A DIRECTOR Mgmt For For
11 TO ELECT MR MICHAEL POWELL' AS A DIRECTOR Mgmt For For
12 TO ELECT MR TOM SCHMITT' AS A DIRECTOR Mgmt For For
13 TO ELECT DR NADIA SHOURABOURA' AS A Mgmt For For
DIRECTOR
14 TO ELECT MS JACQUELINE SIMMONDS' AS A Mgmt For For
DIRECTOR
15 TO APPOINT DELOITTE LLP AS THE AUDITORS Mgmt For For
16 TO AUTHORISE THE AUDIT COMMITTEE ON BEHALF Mgmt For For
OF THE DIRECTORS TO AGREE THE REMUNERATION
OF THE AUDITORS
17 TO AUTHORISE THE COMPANY TO INCUR POLITICAL Mgmt For For
EXPENDITURE AND TO MAKE POLITICAL DONATIONS
18 TO AUTHORISE THE COMPANY'S DIRECTORS TO Mgmt For For
ALLOT EQUITY SECURITIES
19 TO APPROVE THE AMENDMENTS TO THE FERGUSON Mgmt For For
GROUP LONG TERM INCENTIVE PLAN 2019
20 TO AUTHORISE THE COMPANY'S DIRECTORS TO Mgmt For For
ALLOT EQUITY SECURITIES WITHOUT THE
APPLICATION OF PRE-EMPTION RIGHTS'
21 TO AUTHORISE THE COMPANY'S DIRECTORS TO Mgmt For For
ALLOT EQUITY SECURITIES WITHOUT THE
APPLICATION OF PRE-EMPTION RIGHTS FOR THE
PURPOSES OF FINANCING OR REFINANCING AN
ACQUISITION OR SPECIFIED CAPITAL
INVESTMENT'
22 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES'
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935051538
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Special
Meeting Date: 24-Jul-2019
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock of Fidelity National Information
Services, Inc., which we refer to as FIS,
in connection with the transactions
contemplated by the Agreement and Plan of
Merger, dated March 17, 2019, as it may be
amended from time to time, by and among
FIS, Wrangler Merger Sub, Inc., a
wholly-owned subsidiary of FIS, and
Worldpay, Inc., which proposal we refer to
as the FIS share issuance proposal.
2. To approve an amendment to the articles of Mgmt For For
incorporation of FIS to increase the number
of authorized shares of common stock of FIS
from 600,000,000 to 750,000,000, effective
only immediately prior to consummation of
the merger, which proposal we refer to as
the FIS articles amendment proposal.
3. To adjourn the FIS special meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, sufficient votes to
approve the FIS share issuance proposal or
the FIS articles amendment proposal have
not been obtained by FIS, which proposal we
refer to as the FIS adjournment proposal.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935171203
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lee Adrean Mgmt For For
1B. Election of Director: Ellen R. Alemany Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt For For
1D. Election of Director: Keith W. Hughes Mgmt For For
1E. Election of Director: Gary L. Lauer Mgmt For For
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Mgmt For For
Jr.
1J. Election of Director: Jeffrey E. Stiefler Mgmt For For
2. Advisory vote on Fidelity National Mgmt For For
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
FLEX LTD. Agenda Number: 935060400
--------------------------------------------------------------------------------------------------------------------------
Security: Y2573F102
Meeting Type: Annual
Meeting Date: 20-Aug-2019
Ticker: FLEX
ISIN: SG9999000020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director: Revathi Advaithi Mgmt For For
(Subject to and contingent upon the passing
of Proposal 1 at the Extraordinary General
Meeting).
1b. Re-election of Director: Michael D. Mgmt For For
Capellas (Subject to and contingent upon
the passing of Proposal 1 at the
Extraordinary General Meeting).
1c. Re-election of Director: Jill A. Greenthal Mgmt For For
(Subject to and contingent upon the passing
of Proposal 1 at the Extraordinary General
Meeting).
1d. Re-election of Director: Jennifer Li Mgmt Against Against
(Subject to and contingent upon the passing
of Proposal 1 at the Extraordinary General
Meeting).
1e. Re-election of Director: Marc A. Onetto Mgmt For For
(Subject to and contingent upon the passing
of Proposal 1 at the Extraordinary General
Meeting).
1f. Re-election of Director: Willy C. Shih Mgmt For For
(Subject to and contingent upon the passing
of Proposal 1 at the Extraordinary General
Meeting).
1g. Re-election of Director: Charles K. Mgmt For For
Stevens, III (Subject to and contingent
upon the passing of Proposal 1 at the
Extraordinary General Meeting).
1h. Re-election of Director: Lay Koon Tan Mgmt For For
(Subject to and contingent upon the passing
of Proposal 1 at the Extraordinary General
Meeting).
1i. Re-election of Director: William D. Watkins Mgmt For For
(Subject to and contingent upon the passing
of Proposal 1 at the Extraordinary General
Meeting).
1j. Re-election of Director: Lawrence A. Mgmt For For
Zimmerman (Subject to and contingent upon
the passing of Proposal 1 at the
Extraordinary General Meeting).
2a. Re-election of Director who will retire by Mgmt For For
rotation pursuant to Article 94 of the
Company's Constitution: Willy C. Shih (In
the event that Proposal 1 at the
Extraordinary General Meeting is not
passed).
2b. Re-election of Director who will retire by Mgmt For For
rotation pursuant to Article 94 of the
Company's Constitution: William D. Watkins
(In the event that Proposal 1 at the
Extraordinary General Meeting is not
passed).
2c. Re-election of Director who will cease to Mgmt For For
hold office pursuant to Article 100 of the
Company's Constitution: Revathi Advaithi
(In the event that Proposal 1 at the
Extraordinary General Meeting is not
passed).
2d. Re-election of Director who will cease to Mgmt For For
hold office pursuant to Article 100 of the
Company's Constitution: Jill A. Greenthal
(In the event that Proposal 1 at the
Extraordinary General Meeting is not
passed).
2e. Re-election of Director who will cease to Mgmt For For
hold office pursuant to Article 100 of the
Company's Constitution: Charles K. Stevens,
III (In the event that Proposal 1 at the
Extraordinary General Meeting is not
passed).
3. To approve the re-appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
auditors for the 2020 fiscal year and to
authorize the Board of Directors to fix its
remuneration.
4. To approve a general authorization for the Mgmt For For
directors of the Company to allot and issue
ordinary shares.
5. NON-BINDING, ADVISORY RESOLUTION. To Mgmt For For
approve the compensation of the Company's
named executive officers, as disclosed
pursuant to Item 402 of Regulation S-K, set
forth in "Compensation Discussion and
Analysis" and in the compensation tables
and the accompanying narrative disclosure
under "Executive Compensation" in the
Company's proxy statement relating to its
2019 Annual General Meeting.
6. To approve the renewal of the Share Mgmt For For
Purchase Mandate relating to acquisitions
by the Company of its own issued ordinary
shares.
--------------------------------------------------------------------------------------------------------------------------
FLEX LTD. Agenda Number: 935060412
--------------------------------------------------------------------------------------------------------------------------
Security: Y2573F112
Meeting Type: Annual
Meeting Date: 20-Aug-2019
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. Extraordinary General Meeting Proposal: To Mgmt For For
approve amendments to the Company's
Constitution to remove the requirement that
the Company's directors retire by rotation
and effect related changes to the Company's
Constitution to account for the removal of
the rotational nature of director
elections.
S2. Extraordinary General Meeting Proposal: To Mgmt For For
approve amendments to the Company's
Constitution to increase the maximum size
of the Board of Directors to twelve
members.
S3. Extraordinary General Meeting Proposal: To Mgmt For For
approve amendments to the Company's
Constitution to account for changes in
Singapore law.
--------------------------------------------------------------------------------------------------------------------------
FRONTDOOR, INC. Agenda Number: 935163802
--------------------------------------------------------------------------------------------------------------------------
Security: 35905A109
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: FTDR
ISIN: US35905A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve for Mgmt For For
a one-year term: Richard P. Fox
1B. Election of Class II Director to serve for Mgmt For For
a one-year term: Brian P. McAndrews
1C. Election of Class II Director to serve for Mgmt For For
a one-year term: Rexford J. Tibbens
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
fiscal 2020.
3. Advisory vote to approve the Company's Mgmt For For
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
GILDAN ACTIVEWEAR INC. Agenda Number: 935165476
--------------------------------------------------------------------------------------------------------------------------
Security: 375916103
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: GIL
ISIN: CA3759161035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
William D. Anderson Mgmt For For
Donald C. Berg Mgmt For For
Maryse Bertrand Mgmt For For
Marc Caira Mgmt For For
Glenn J. Chamandy Mgmt For For
Shirley E. Cunningham Mgmt For For
Russell Goodman Mgmt For For
Charles M. Herington Mgmt For For
Luc Jobin Mgmt For For
Craig A. Leavitt Mgmt For For
Anne Martin-Vachon Mgmt For For
2 Confirming the adoption of and to ratify Mgmt For For
the Shareholder Rights Plan; See Schedule
"C" of the Management Proxy Circular.
3 Approving an advisory resolution on the Mgmt For For
Corporation's approach to executive
compensation; See Schedule "D" to the
Management Proxy Circular.
4 The appointment of KPMG LLP, Chartered Mgmt For For
Professional Accountants, as auditors for
the ensuing year.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935066678
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Mgmt For For
Merger, dated as of May 27, 2019, by and
between Global Payments Inc. ("Global
Payments") and Total System Services, Inc.
(as amended from time to time) and the
transactions contemplated thereby (the
"Global Payments merger proposal").
2. To approve an amendment to Global Payments' Mgmt For For
articles of incorporation to increase the
number of authorized shares of Global
Payments common stock from two hundred
million shares to four hundred million
shares (the "Global Payments authorized
share count proposal").
3. To approve an amendment to Global Payments' Mgmt For For
articles of incorporation to declassify the
Global Payments board of directors and
provide for annual elections of directors
(the "Global Payments declassification
proposal").
4. To adjourn the Global Payments special Mgmt For For
meeting, if necessary or appropriate, to
solicit additional proxies if, immediately
prior to such adjournment, there are not
sufficient votes to approve the Global
Payments merger proposal, the Global
Payments authorized share count proposal or
the Global Payments declassification
proposal or to ensure that any supplement
or amendment to the accompanying joint
proxy statement/prospectus is timely
provided to holders of Global Payments
common stock.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935147214
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: F. Thaddeus Arroyo Mgmt For For
1B. Election of Director: Robert H.B. Baldwin, Mgmt For For
Jr.
1C. Election of Director: John G. Bruno Mgmt For For
1D. Election of Director: Kriss Cloninger III Mgmt For For
1E. Election of Director: William I Jacobs Mgmt For For
1F. Election of Director: Joia M. Johnson Mgmt For For
1G. Election of Director: Ruth Ann Marshall Mgmt For For
1H. Election of Director: Connie D. McDaniel Mgmt For For
1I. Election of Director: William B. Plummer Mgmt For For
1J. Election of Director: Jeffrey S. Sloan Mgmt For For
1K. Election of Director: John T. Turner Mgmt For For
1L. Election of Director: M. Troy Woods Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers for 2019.
3. Approval of amendments to our articles of Mgmt For For
incorporation to eliminate supermajority
voting requirements.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GODADDY INC. Agenda Number: 935191510
--------------------------------------------------------------------------------------------------------------------------
Security: 380237107
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: GDDY
ISIN: US3802371076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Garrett Mgmt For For
Ryan Roslansky Mgmt For For
Lee E. Wittlinger Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. To approve named executive officer Mgmt For For
compensation in a non-binding advisory
vote.
--------------------------------------------------------------------------------------------------------------------------
ICU MEDICAL, INC. Agenda Number: 935185959
--------------------------------------------------------------------------------------------------------------------------
Security: 44930G107
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: ICUI
ISIN: US44930G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vivek Jain Mgmt For For
George A. Lopez, M.D Mgmt For For
Robert S. Swinney, M.D Mgmt For For
David C. Greenberg Mgmt For For
Elisha W. Finney Mgmt For For
David F. Hoffmeister Mgmt For For
Donald M. Abbey Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as auditors for the Company for
the year ending December 31, 2020.
3. To approve named executive officer Mgmt For For
compensation on an advisory basis.
--------------------------------------------------------------------------------------------------------------------------
IHS MARKIT LTD Agenda Number: 935134344
--------------------------------------------------------------------------------------------------------------------------
Security: G47567105
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: INFO
ISIN: BMG475671050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lance Uggla Mgmt For For
1B. Election of Director: John Browne (The Lord Mgmt For For
Browne of Madingley)
1C. Election of Director: Ruann F. Ernst Mgmt For For
1D. Election of Director: William E. Ford Mgmt For For
1E. Election of Director: Jean-Paul L. Montupet Mgmt For For
1F. Election of Director: Deborah K. Orida Mgmt For For
1G. Election of Director: James A. Rosenthal Mgmt For For
2. To approve, on an advisory, non-binding Mgmt For For
basis, the compensation of the Company's
named executive officers.
3. To approve the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accountants until the close of the
next Annual General Meeting of Shareholders
and to authorize the Company's Board of
Directors, acting by the Audit Committee,
to determine the remuneration of the
independent registered public accountants.
--------------------------------------------------------------------------------------------------------------------------
INGERSOLL RAND INC. Agenda Number: 935209533
--------------------------------------------------------------------------------------------------------------------------
Security: 45687V106
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: IR
ISIN: US45687V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Kirk E. Mgmt For For
Arnold
1B. Election of Class III Director: William P. Mgmt For For
Donnelly
1C. Election of Class III Director: Marc E. Mgmt For For
Jones
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Ingersoll Rand Inc.'s
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
INGERSOLL-RAND PLC Agenda Number: 935120232
--------------------------------------------------------------------------------------------------------------------------
Security: G47791101
Meeting Type: Special
Meeting Date: 04-Feb-2020
Ticker: IR
ISIN: IE00B6330302
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To vote to pass a special resolution to Mgmt For For
change the Company's name to Trane
Technologies plc on such date as determined
by the Chairman and Senior Vice President
and General Counsel of the Company.
--------------------------------------------------------------------------------------------------------------------------
INTACT FINANCIAL CORPORATION Agenda Number: 935182282
--------------------------------------------------------------------------------------------------------------------------
Security: 45823T106
Meeting Type: Annual and Special
Meeting Date: 06-May-2020
Ticker: IFCZF
ISIN: CA45823T1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
CHARLES BRINDAMOUR Mgmt For For
JANET DE SILVA Mgmt For For
CLAUDE DUSSAULT Mgmt For For
JANE E. KINNEY Mgmt For For
ROBERT G. LEARY Mgmt For For
SYLVIE PAQUETTE Mgmt For For
TIMOTHY H. PENNER Mgmt For For
STUART J. RUSSELL Mgmt For For
FREDERICK SINGER Mgmt For For
--------------- Mgmt For For
CAROL STEPHENSON Mgmt For For
WILLIAM L. YOUNG Mgmt For For
2 APPOINTMENT OF AUDITOR APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS AUDITOR OF THE COMPANY
3 CONFIRMATION OF THE AMENDED AND RESTATED Mgmt For For
SHAREHOLDER RIGHTS PLAN
4 ADVISORY RESOLUTION TO ACCEPT THE APPROACH Mgmt For For
TO EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935113693
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 23-Jan-2020
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Eve Burton Mgmt For For
1B. Election of Director: Scott D. Cook Mgmt For For
1C. Election of Director: Richard L. Dalzell Mgmt For For
1D. Election of Director: Sasan K. Goodarzi Mgmt For For
1E. Election of Director: Deborah Liu Mgmt For For
1F. Election of Director: Suzanne Nora Johnson Mgmt For For
1G. Election of Director: Dennis D. Powell Mgmt For For
1H. Election of Director: Brad D. Smith Mgmt For For
1I. Election of Director: Thomas Szkutak Mgmt For For
1J. Election of Director: Raul Vazquez Mgmt For For
1K. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2020.
4. Stockholder proposal to adopt a mandatory Shr Against For
arbitration bylaw.
--------------------------------------------------------------------------------------------------------------------------
IQVIA HOLDINGS INC. Agenda Number: 935132453
--------------------------------------------------------------------------------------------------------------------------
Security: 46266C105
Meeting Type: Annual
Meeting Date: 06-Apr-2020
Ticker: IQV
ISIN: US46266C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carol J. Burt Mgmt For For
Colleen A. Goggins Mgmt For For
Ronald A. Rittenmeyer Mgmt For For
2. An advisory (non-binding) vote to approve Mgmt For For
executive compensation.
3. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as IQVIA
Holdings Inc.'s independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
KLA CORPORATION Agenda Number: 935082533
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 05-Nov-2019
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward Barnholt Mgmt For For
1B. Election of Director: Robert Calderoni Mgmt For For
1C. Election of Director: Jeneanne Hanley Mgmt For For
1D. Election of Director: Emiko Higashi Mgmt For For
1E. Election of Director: Kevin Kennedy Mgmt For For
1F. Election of Director: Gary Moore Mgmt For For
1G. Election of Director: Kiran Patel Mgmt For For
1H. Election of Director: Victor Peng Mgmt For For
1I. Election of Director: Robert Rango Mgmt For For
1J. Election of Director: Richard Wallace Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending June 30,
2020.
3. Approval on a non-binding, advisory basis Mgmt For For
of our named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
L3HARRIS TECHNOLOGIES INC. Agenda Number: 935079310
--------------------------------------------------------------------------------------------------------------------------
Security: 502431109
Meeting Type: Annual
Meeting Date: 25-Oct-2019
Ticker: LHX
ISIN: US5024311095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sallie B. Bailey Mgmt For For
1B. Election of Director: William M. Brown Mgmt For For
1C. Election of Director: Peter W. Chiarelli Mgmt For For
1D. Election of Director: Thomas A. Corcoran Mgmt For For
1E. Election of Director: Thomas A. Dattilo Mgmt For For
1F. Election of Director: Roger B. Fradin Mgmt For For
1G. Election of Director: Lewis Hay III Mgmt For For
1H. Election of Director: Lewis Kramer Mgmt For For
1I. Election of Director: Christopher E. Mgmt For For
Kubasik
1J. Election of Director: Rita S. Lane Mgmt For For
1k. Election of Director: Robert B. Millard Mgmt For For
1L. Election of Director: Lloyd W. Newton Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of Named Executive Officers as Disclosed in
the Proxy Statement.
3. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm for the fiscal transition
period ending January 3, 2020.
--------------------------------------------------------------------------------------------------------------------------
L3HARRIS TECHNOLOGIES INC. Agenda Number: 935144852
--------------------------------------------------------------------------------------------------------------------------
Security: 502431109
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: LHX
ISIN: US5024311095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sallie B. Bailey Mgmt For For
1B. Election of Director: William M. Brown Mgmt For For
1C. Election of Director: Peter W. Chiarelli Mgmt For For
1D. Election of Director: Thomas A. Corcoran Mgmt For For
1E. Election of Director: Thomas A. Dattilo Mgmt For For
1F. Election of Director: Roger B. Fradin Mgmt For For
1G. Election of Director: Lewis Hay III Mgmt For For
1H. Election of Director: Lewis Kramer Mgmt For For
1I. Election of Director: Christopher E. Mgmt For For
Kubasik
1J. Election of Director: Rita S. Lane Mgmt For For
1K. Election of Director: Robert B. Millard Mgmt For For
1L. Election of Director: Lloyd W. Newton Mgmt For For
2. Approval, in an Advisory Vote, of the Mgmt For For
Compensation of Named Executive Officers as
Disclosed in the Proxy Statement
3. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm for Fiscal Year 2020
4. Approval of an Amendment to Our Restated Mgmt For For
Certificate of Incorporation to Eliminate
the Supermajority Voting and "Fair Price"
Requirements for Business Combinations
Involving Interested Shareholders
5. Approval of an Amendment to Our Restated Mgmt For For
Certificate of Incorporation to Eliminate
the "Anti-Greenmail" Provision
6. Approval of an Amendment to Our Restated Mgmt For For
Certificate of Incorporation to Eliminate
the Cumulative Voting Provision that
Applies When We Have a 40% Shareholder
7. Shareholder Proposal to Permit the Ability Shr Against For
of Shareholders to Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 935081959
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 05-Nov-2019
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sohail U. Ahmed Mgmt For For
Timothy M. Archer Mgmt For For
Eric K. Brandt Mgmt For For
Michael R. Cannon Mgmt For For
Youssef A. El-Mansy Mgmt For For
Catherine P. Lego Mgmt For For
Bethany J. Mayer Mgmt For For
Abhijit Y. Talwalkar Mgmt For For
Lih Shyng (Rick L) Tsai Mgmt For For
Leslie F. Varon Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of Lam
Research, or "Say on Pay."
3. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
LAMAR ADVERTISING COMPANY Agenda Number: 935181014
--------------------------------------------------------------------------------------------------------------------------
Security: 512816109
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: LAMR
ISIN: US5128161099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nancy Fletcher Mgmt For For
John E. Koerner, III Mgmt For For
Marshall A. Loeb Mgmt For For
Stephen P. Mumblow Mgmt For For
Thomas V. Reifenheiser Mgmt For For
Anna Reilly Mgmt For For
Kevin P. Reilly, Jr. Mgmt For For
Wendell Reilly Mgmt Withheld Against
Elizabeth Thompson Mgmt For For
2. Approval, on an advisory and non-binding Mgmt For For
basis, of the compensation of the Company's
named executive officers.
3. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC. Agenda Number: 935157289
--------------------------------------------------------------------------------------------------------------------------
Security: 50212V100
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: LPLA
ISIN: US50212V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dan H. Arnold Mgmt For For
1B. Election of Director: Edward C. Bernard Mgmt For For
1C. Election of Director: H. Paulett Eberhart Mgmt For For
1D. Election of Director: William F. Glavin, Mgmt For For
Jr.
1E. Election of Director: Allison H. Mnookin Mgmt For For
1F. Election of Director: Anne M. Mulcahy Mgmt For For
1G. Election of Director: James S. Putnam Mgmt For For
1H. Election of Director: Richard P. Schifter Mgmt For For
1I. Election of Director: Corey E. Thomas Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. Approve, in an advisory vote, the Mgmt For For
compensation paid to the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 935061185
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 20-Aug-2019
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Steve Sanghi Mgmt For For
1.2 Election of Director: Matthew W. Chapman Mgmt For For
1.3 Election of Director: L.B. Day Mgmt For For
1.4 Election of Director: Esther L. Johnson Mgmt For For
1.5 Election of Director: Wade F. Meyercord Mgmt For For
2. Proposal to approve a French sub-plan under Mgmt For For
our 2004 Equity Incentive Plan.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm of Microchip for the
fiscal year ending March 31, 2020.
4. Proposal to approve, on an advisory Mgmt For For
(non-binding) basis, the compensation of
our named executives.
5. Stockholder proposal requesting our Board Shr Against For
to report on our processes for identifying
and analyzing human rights risks to workers
in our operations and supply chain.
--------------------------------------------------------------------------------------------------------------------------
MSCI INC. Agenda Number: 935138518
--------------------------------------------------------------------------------------------------------------------------
Security: 55354G100
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: MSCI
ISIN: US55354G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Henry A. Fernandez Mgmt For For
1B. Election of Director: Robert G. Ashe Mgmt For For
1C. Election of Director: Benjamin F. duPont Mgmt For For
1D. Election of Director: Wayne Edmunds Mgmt For For
1E. Election of Director: Catherine R. Kinney Mgmt For For
1F. Election of Director: Jacques P. Perold Mgmt For For
1G. Election of Director: Sandy C. Rattray Mgmt For For
1H. Election of Director: Linda H. Riefler Mgmt For For
1I. Election of Director: Marcus L. Smith Mgmt For For
1J. Election of Director: Paula Volent Mgmt For For
2. To approve, by non-binding vote, our Mgmt For For
executive compensation, as described in
these proxy materials.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditor.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda Number: 935149496
--------------------------------------------------------------------------------------------------------------------------
Security: 636518102
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: NATI
ISIN: US6365181022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael E. McGrath Mgmt For For
Alexander M. Davern Mgmt For For
2. To approve the National Instruments Mgmt For For
Corporation 2020 Equity Incentive Plan.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as National Instruments Corporation's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. To approve an advisory (non-binding) Mgmt For For
proposal concerning our executive
compensation program.
--------------------------------------------------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC. Agenda Number: 935176758
--------------------------------------------------------------------------------------------------------------------------
Security: 64125C109
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: NBIX
ISIN: US64125C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin C. Gorman, Ph.D. Mgmt For For
Gary A. Lyons Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
paid to the Company's named executive
officers.
3. To approve the Company's 2020 Equity Mgmt For For
Incentive Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION Agenda Number: 935174184
--------------------------------------------------------------------------------------------------------------------------
Security: 682189105
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ON
ISIN: US6821891057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Atsushi Abe Mgmt For For
1B. Election of Director: Alan Campbell Mgmt For For
1C. Election of Director: Gilles Delfassy Mgmt For For
1D. Election of Director: Emmanuel T. Hernandez Mgmt For For
1E. Election of Director: Keith D. Jackson Mgmt For For
1F. Election of Director: Paul A. Mascarenas Mgmt For For
1G. Election of Director: Christine Y. Yan Mgmt For For
2. Advisory (non-binding) resolution to Mgmt For For
approve executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the current year.
--------------------------------------------------------------------------------------------------------------------------
PERKINELMER, INC. Agenda Number: 935142808
--------------------------------------------------------------------------------------------------------------------------
Security: 714046109
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: PKI
ISIN: US7140461093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter Barrett Mgmt For For
1B. Election of Director: Samuel R. Chapin Mgmt For For
1C. Election of Director: Sylvie Gregoire, Mgmt For For
PharmD
1D. Election of Director: Alexis P. Michas Mgmt For For
1E. Election of Director: Prahlad R. Singh, PhD Mgmt For For
1F. Election of Director: Michel Vounatsos Mgmt For For
1G. Election of Director: Frank Witney, PhD Mgmt For For
1H. Election of Director: Pascale Witz Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as PerkinElmer's independent
registered public accounting firm for the
current fiscal year.
3. To approve, by non-binding advisory vote, Mgmt For For
our executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PRA HEALTH SCIENCES, INC. Agenda Number: 935161012
--------------------------------------------------------------------------------------------------------------------------
Security: 69354M108
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: PRAH
ISIN: US69354M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Colin Shannon Mgmt For For
James C. Momtazee Mgmt For For
Alexander G. Dickinson Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2020.
3. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation paid to the Company's
named executive officers.
4. Approval of the PRA Health Sciences, Inc. Mgmt For For
2020 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
REXNORD CORPORATION Agenda Number: 935045484
--------------------------------------------------------------------------------------------------------------------------
Security: 76169B102
Meeting Type: Annual
Meeting Date: 25-Jul-2019
Ticker: RXN
ISIN: US76169B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark S. Bartlett Mgmt For For
David C. Longren Mgmt For For
George C. Moore Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers,
as disclosed in "Compensation Discussion
and Analysis" and "Executive Compensation"
in the Proxy Statement.
3. Approval of the amendment to, and Mgmt For For
restatement of, the Rexnord Corporation
Performance Incentive Plan.
4. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for
fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
RITCHIE BROS. AUCTIONEERS INCORPORATED Agenda Number: 935155071
--------------------------------------------------------------------------------------------------------------------------
Security: 767744105
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: RBA
ISIN: CA7677441056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ann Fandozzi Mgmt For For
1B. Election of Director: Beverley Ann Briscoe Mgmt For For
1C. Election of Director: Erik Olsson Mgmt For For
1D. Election of Director: Adam DeWitt Mgmt For For
1E. Election of Director: Robert George Elton Mgmt For For
1F. Election of Director: J. Kim Fennell Mgmt For For
1G. Election of Director: Amy Guggenheim Mgmt For For
Shenkan
1H. Election of Director: Sarah Elizabeth Raiss Mgmt For For
1I. Election of Director: Christopher Zimmerman Mgmt For For
2. Appointment of Ernst & Young LLP as Mgmt For For
Auditors of the Company for the ensuing
year and authorizing the Audit Committee to
fix their remuneration.
3. Approval, on an advisory basis, of a Mgmt For For
non-binding advisory resolution accepting
the Company's approach to executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
RYANAIR HOLDINGS, PLC Agenda Number: 935074889
--------------------------------------------------------------------------------------------------------------------------
Security: 783513203
Meeting Type: Annual
Meeting Date: 19-Sep-2019
Ticker: RYAAY
ISIN: US7835132033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Consideration of Financial Statements and Mgmt For For
Reports
2. Consideration of the Remuneration Report Mgmt For For
3A. Election of Director: David Bonderman Mgmt For For
3B. Election of Director: Roisin Brennan Mgmt For For
3C. Election of Director: Michael Cawley Mgmt For For
3D. Election of Director: Emer Daly Mgmt For For
3E. Election of Director: Stan McCarthy Mgmt For For
3F. Election of Director: Kyran McLaughlin Mgmt For For
3G. Election of Director: Howard Millar Mgmt For For
3H. Election of Director: Dick Milliken Mgmt For For
3I. Election of Director: Michael O'Brien Mgmt For For
3J. Election of Director: Michael O'Leary Mgmt For For
3K. Election of Director: Julie O'Neill Mgmt For For
3L. Election of Director: Louise Phelan Mgmt For For
4. Directors' Authority to fix the Auditors' Mgmt For For
Remuneration
5. Directors' Authority to allot Ordinary Mgmt For For
Shares
6. Disapplication of Statutory Pre-emption Mgmt For For
Rights
7. Authority to Repurchase Ordinary Shares Mgmt For For
8. Adoption of the 2019 Long Term Incentive Mgmt For For
Plan
--------------------------------------------------------------------------------------------------------------------------
SAREPTA THERAPEUTICS INC. Agenda Number: 935192803
--------------------------------------------------------------------------------------------------------------------------
Security: 803607100
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: SRPT
ISIN: US8036071004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Douglas S. Ingram Mgmt For For
1.2 Election of Director: Hans Wigzell, M.D., Mgmt For For
Ph.D.
1.3 Election of Director: Mary Ann Gray, Ph.D. Mgmt For For
2. ADVISORY VOTE TO APPROVE, ON A NON-BINDING Mgmt For For
BASIS, NAMED EXECUTIVE OFFICER COMPENSATION
3. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION, AS AMENDED, TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 99,000,000 TO 198,000,000 SHARES
4. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
2018 EQUITY INCENTIVE PLAN TO INCREASE THE
MAXIMUM AGGREGATE NUMBER OF SHARES OF
COMMON STOCK THAT MAY BE ISSUED PURSUANT TO
AWARDS GRANTED UNDER THE 2018 EQUITY
INCENTIVE PLAN BY 3,800,000 SHARES TO
8,187,596 SHARES
5. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2020
--------------------------------------------------------------------------------------------------------------------------
SEALED AIR CORPORATION Agenda Number: 935171051
--------------------------------------------------------------------------------------------------------------------------
Security: 81211K100
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: SEE
ISIN: US81211K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Francoise Colpron Mgmt For For
1B. Election of Director: Edward L. Doheny II Mgmt For For
1C. Election of Director: Michael P. Doss Mgmt For For
1D. Election of Director: Henry R. Keizer Mgmt For For
1E. Election of Director: Jacqueline B. Mgmt For For
Kosecoff
1F. Election of Director: Harry A. Lawton III Mgmt For For
1G. Election of Director: Neil Lustig Mgmt For For
1H. Election of Director: Suzanne B. Rowland Mgmt For For
1I. Election of Director: Jerry R. Whitaker Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Sealed Air's
independent auditor for the year ending
December 31, 2020.
3. Approval, as an advisory vote, of Sealed Mgmt For For
Air's 2019 executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SENSATA TECHNOLOGIES HOLDING PLC Agenda Number: 935182977
--------------------------------------------------------------------------------------------------------------------------
Security: G8060N102
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: ST
ISIN: GB00BFMBMT84
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew C. Teich Mgmt For For
1B. Election of Director: Jeffrey J. Cote Mgmt For For
1C. Election of Director: John P. Absmeier Mgmt For For
1D. Election of Director: Lorraine A. Bolsinger Mgmt For For
1E. Election of Director: James E. Heppelmann Mgmt For For
1F. Election of Director: Charles W. Peffer Mgmt For For
1G. Election of Director: Constance E. Skidmore Mgmt For For
1H. Election of Director: Steven A. Sonnenberg Mgmt For For
1I. Election of Director: Martha N. Sullivan Mgmt For For
1J. Election of Director: Thomas Wroe Jr. Mgmt For For
1K. Election of Director: Stephen M. Zide Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation
3. Advisory resolution on frequency of Mgmt 1 Year For
"Say-on-Pay" vote
4. Ordinary resolution to ratify the Mgmt For For
appointment of Ernst & Young LLP as the
Company's independent registered public
accounting firm
5. Advisory vote on Director Compensation Mgmt For For
Report
6. Ordinary resolution to reappoint Ernst & Mgmt For For
Young LLP as the Company's U.K. statutory
auditor
7. Ordinary resolution to authorize the Audit Mgmt For For
Committee, for and on behalf of the Board,
to determine the Company's U.K. statutory
auditor's reimbursement
8. Ordinary resolution to receive the Mgmt For For
Company's 2019 Annual Report and Accounts
9. Special resolution to approve the form of Mgmt For For
share repurchase contracts and repurchase
counterparties
10. Ordinary resolution to authorize the Board Mgmt For For
of Directors to issue equity securities
11. Special resolution to authorize the Board Mgmt For For
of Directors to issue equity securities
without pre-emptive rights
12. Ordinary resolution to authorize the Board Mgmt For For
of Directors to issue equity securities
under our equity incentive plans
13. Special resolution to authorize the Board Mgmt For For
of Directors to issue equity securities
under our equity incentive plans without
pre-emptive rights
--------------------------------------------------------------------------------------------------------------------------
SERVICEMASTER GLOBAL HOLDINGS INC. Agenda Number: 935202224
--------------------------------------------------------------------------------------------------------------------------
Security: 81761R109
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: SERV
ISIN: US81761R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Deborah H. Caplan Mgmt For For
1B. Election of Director: Naren K. Gursahaney Mgmt For For
1C. Election of Director: Mark E. Tomkins Mgmt For For
2. To hold a non-binding advisory vote Mgmt For For
approving executive compensation.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 935182256
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: LUV
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David W. Biegler Mgmt For For
1B. Election of Director: J. Veronica Biggins Mgmt For For
1C. Election of Director: Douglas H. Brooks Mgmt For For
1D. Election of Director: William H. Cunningham Mgmt For For
1E. Election of Director: John G. Denison Mgmt For For
1F. Election of Director: Thomas W. Gilligan Mgmt For For
1G. Election of Director: Gary C. Kelly Mgmt For For
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Nancy B. Loeffler Mgmt For For
1J. Election of Director: John T. Montford Mgmt For For
1K. Election of Director: Ron Ricks Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2020.
4. Advisory vote on shareholder proposal to Shr For Against
require an independent board chairman.
5. Advisory vote on shareholder proposal to Shr For Against
permit shareholder action by written
consent.
6. Advisory vote on shareholder proposal Shr Abstain Against
requesting an annual report disclosing
information regarding the Company's
lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
SS&C TECHNOLOGIES HOLDINGS, INC. Agenda Number: 935165503
--------------------------------------------------------------------------------------------------------------------------
Security: 78467J100
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: SSNC
ISIN: US78467J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Normand A. Boulanger Mgmt For For
David A. Varsano Mgmt For For
Michael J. Zamkow Mgmt Withheld Against
2. The approval of the compensation of the Mgmt For For
named executive officers.
3. The ratification of PricewaterhouseCoopers Mgmt For For
LLP as SS&C's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
STERIS PLC Agenda Number: 935051817
--------------------------------------------------------------------------------------------------------------------------
Security: G8473T100
Meeting Type: Annual
Meeting Date: 30-Jul-2019
Ticker: STE
ISIN: IE00BFY8C754
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director: Richard C. Breeden Mgmt For For
1b. Re-election of Director: Cynthia L. Mgmt For For
Feldmann
1c. Re-election of Director: Dr. Jacqueline B. Mgmt For For
Kosecoff
1d. Re-election of Director: David B. Lewis Mgmt For For
1e. Re-election of Director: Walter M Mgmt For For
Rosebrough, Jr.
1f. Re-election of Director: Dr. Nirav R. Shah Mgmt For For
1g. Re-election of Director: Dr. Mohsen M. Sohi Mgmt For For
1h. Re-election of Director: Dr. Richard M. Mgmt For For
Steeves
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
March 31, 2020.
3. To appoint Ernst & Young Chartered Mgmt For For
Accountants as the Company's Irish
statutory auditor under the Act to hold
office until the conclusion of the
Company's next Annual General Meeting.
4. To authorize the Directors of the Company Mgmt For For
or the Audit Committee to determine the
remuneration of Ernst & Young Chartered
Accountants as the Company's Irish
statutory auditor.
5. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed
pursuant to the disclosure rules of the
Securities and Exchange Commission,
including the Compensation Discussion and
Analysis and the tabular and narrative
disclosure contained in the Company's proxy
statement dated June 12, 2019.
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 935136398
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg W. Becker Mgmt For For
Eric A. Benhamou Mgmt For For
John S. Clendening Mgmt For For
Roger F. Dunbar Mgmt For For
Joel P. Friedman Mgmt For For
Jeffrey N. Maggioncalda Mgmt For For
Kay Matthews Mgmt For For
Mary J. Miller Mgmt For For
Kate D. Mitchell Mgmt For For
John F. Robinson Mgmt For For
Garen K. Staglin Mgmt For For
2. To approve, on an advisory basis, our Mgmt For For
executive compensation ("Say on Pay").
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for its fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SYNCHRONY FINANCIAL Agenda Number: 935174095
--------------------------------------------------------------------------------------------------------------------------
Security: 87165B103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: SYF
ISIN: US87165B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Margaret M. Keane Mgmt For For
1b. Election of Director: Fernando Aguirre Mgmt For For
1c. Election of Director: Paget L. Alves Mgmt For For
1d. Election of Director: Arthur W. Coviello, Mgmt For For
Jr.
1e. Election of Director: William W. Graylin Mgmt For For
1f. Election of Director: Roy A. Guthrie Mgmt For For
1g. Election of Director: Richard C. Hartnack Mgmt For For
1h. Election of Director: Jeffrey G. Naylor Mgmt For For
1i. Election of Director: Laurel J. Richie Mgmt For For
1j. Election of Director: Olympia J. Snowe Mgmt For For
1k. Election of Director: Ellen M. Zane Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Selection of KPMG LLP as Mgmt For For
Independent Registered Public Accounting
firm of the Company for 2020
--------------------------------------------------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORPORATION Agenda Number: 935216627
--------------------------------------------------------------------------------------------------------------------------
Security: 87236Y108
Meeting Type: Special
Meeting Date: 04-Jun-2020
Ticker: AMTD
ISIN: US87236Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve and adopt the Agreement Mgmt For For
and Plan of Merger, dated as of November
24, 2019, by and among The Charles Schwab
Corporation, Americano Acquisition Corp.
and TD Ameritrade Holding Corporation ("TD
Ameritrade"), as it may be amended from
time to time (the "merger agreement").
2. Proposal to approve, on a non-binding, Mgmt For For
advisory basis, certain compensation
arrangements that may be paid or become
payable to TD Ameritrade's named executive
officers in connection with the merger
contemplated by the merger agreement.
3. Proposal to approve the adjournment of the Mgmt For For
TD Ameritrade special meeting from time to
time if necessary to solicit additional
proxies if there are not sufficient votes
to approve and adopt the merger agreement
at the time of the TD Ameritrade special
meeting or any adjournment or postponement
thereof.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 935133479
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pierre R. Brondeau Mgmt For For
1B. Election of Director: Terrence R. Curtin Mgmt For For
1C. Election of Director: Carol A. ("John") Mgmt For For
Davidson
1D. Election of Director: Lynn A. Dugle Mgmt For For
1E. Election of Director: William A. Jeffrey Mgmt For For
1F. Election of Director: David M. Kerko Mgmt For For
1G. Election of Director: Thomas J. Lynch Mgmt For For
1H. Election of Director: Yong Nam Mgmt For For
1I. Election of Director: Daniel J. Phelan Mgmt For For
1J. Election of Director: Abhijit Y. Talwalkar Mgmt For For
1K. Election of Director: Mark C. Trudeau Mgmt For For
1L. Election of Director: Dawn C. Willoughby Mgmt For For
1M. Election of Director: Laura H. Wright Mgmt For For
2. To elect Thomas J. Lynch as the Chairman of Mgmt For For
the Board of Directors.
3A. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Daniel J. Phelan
3B. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Abhijit Y. Talwalkar
3C. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Mark C. Trudeau
3D. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Dawn C. Willoughby
4. To elect Dr. Rene Schwarzenbach, of Proxy Mgmt For For
Voting Services GmbH, or another individual
representative of Proxy Voting Services
GmbH if Dr. Schwarzenbach is unable to
serve at the relevant meeting, as the
independent proxy at the 2021 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting.
5.1 To approve the 2019 Annual Report of TE Mgmt For For
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 27, 2019, the consolidated
financial statements for the fiscal year
ended September 27, 2019 and the Swiss
Compensation Report for the fiscal year
ended September 27, 2019).
5.2 To approve the statutory financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019.
5.3 To approve the consolidated financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019.
6. To release the members of the Board of Mgmt For For
Directors and executive officers of TE
Connectivity for activities during the
fiscal year ended September 27, 2019.
7.1 To elect Deloitte & Touche LLP as TE Mgmt For For
Connectivity's independent registered
public accounting firm for fiscal year
2020.
7.2 To elect Deloitte AG, Zurich, Switzerland, Mgmt For For
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity.
7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For
Switzerland, as TE Connectivity's special
auditor until the next annual general
meeting of TE Connectivity.
8. An advisory vote to approve named executive Mgmt For For
officer compensation
9. A binding vote to approve fiscal year 2021 Mgmt For For
maximum aggregate compensation amount for
executive management.
10. A binding vote to approve fiscal year 2021 Mgmt For For
maximum aggregate compensation amount for
the Board of Directors.
11. To approve the carryforward of Mgmt For For
unappropriated accumulated earnings at
September 27, 2019.
12. To approve a dividend payment to Mgmt For For
shareholders equal to $1.92 per issued
share to be paid in four equal quarterly
installments of $0.48 starting with the
third fiscal quarter of 2020 and ending in
the second fiscal quarter of 2021 pursuant
to the terms of the dividend resolution.
13. To approve a renewal of authorized capital Mgmt For For
and related amendment to our articles of
association.
14. To approve a reduction of share capital for Mgmt For For
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association
of TE Connectivity Ltd.
15. To approve any adjournments or Mgmt Against Against
postponements of the meeting.
--------------------------------------------------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES INCORPORATED Agenda Number: 935139813
--------------------------------------------------------------------------------------------------------------------------
Security: 879360105
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: TDY
ISIN: US8793601050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Kenneth C. Dahlberg Mgmt For For
Robert A Malone Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2020.
3. APPROVAL OF NON-BINDING ADVISORY RESOLUTION Mgmt For For
ON THE COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TELEFLEX INCORPORATED Agenda Number: 935164335
--------------------------------------------------------------------------------------------------------------------------
Security: 879369106
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: TFX
ISIN: US8793691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: George Babich, Jr. Mgmt For For
1B. Election of Director: Gretchen R. Haggerty Mgmt For For
1C. Election of Director: Liam J. Kelly Mgmt For For
2. Approval, on an advisory basis, of named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE COOPER COMPANIES, INC. Agenda Number: 935127008
--------------------------------------------------------------------------------------------------------------------------
Security: 216648402
Meeting Type: Annual
Meeting Date: 18-Mar-2020
Ticker: COO
ISIN: US2166484020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: A. Thomas Bender Mgmt For For
1B Election of Director: Colleen E. Jay Mgmt For For
1C Election of Director: William A. Kozy Mgmt For For
1D Election of Director: Jody S. Lindell Mgmt For For
1E Election of Director: Gary S. Petersmeyer Mgmt For For
1F Election of Director: Allan E. Rubenstein, Mgmt For For
M.D.
1G Election of Director: Robert S. Weiss Mgmt For For
1H Election of Director: Albert G. White III Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for The Cooper Companies,
Inc. for the fiscal year ending October 31,
2020.
3. Approve the 2020 Long-Term Incentive Plan Mgmt For For
for Non-Employee Directors.
4. An advisory vote on the compensation of our Mgmt For For
named executive officers as presented in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
THE MIDDLEBY CORPORATION Agenda Number: 935205030
--------------------------------------------------------------------------------------------------------------------------
Security: 596278101
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: MIDD
ISIN: US5962781010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sarah Palisi Chapin Mgmt For For
Timothy J. FitzGerald Mgmt For For
Cathy L. McCarthy Mgmt For For
John R. Miller III Mgmt For For
Robert A. Nerbonne Mgmt For For
Gordon O'Brien Mgmt For For
Nassem Ziyad Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
public accountants for the current fiscal
year ending January 2, 2021
3. Approval, by an advisory vote, of the 2019 Mgmt For For
compensation of the Company's named
executive officers, as disclosed pursuant
to the compensation disclosure rules of the
Securities and Exchange Commission ("SEC")
--------------------------------------------------------------------------------------------------------------------------
TRANE TECHNOLOGIES PLC Agenda Number: 935197485
--------------------------------------------------------------------------------------------------------------------------
Security: G8994E103
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: TT
ISIN: IE00BK9ZQ967
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kirk E. Arnold Mgmt For For
1B. Election of Director: Ann C. Berzin Mgmt For For
1C. Election of Director: John Bruton Mgmt For For
1D. Election of Director: Jared L. Cohon Mgmt For For
1E. Election of Director: Gary D. Forsee Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Michael W. Lamach Mgmt For For
1H. Election of Director: Myles P. Lee Mgmt For For
1I. Election of Director: Karen B. Peetz Mgmt For For
1J. Election of Director: John P. Surma Mgmt For For
1K. Election of Director: Richard J. Swift Mgmt For For
1L. Election of Director: Tony L. White Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the appointment of independent Mgmt For For
auditors of the Company and authorization
of the Audit Committee of the Board of
Directors to set the auditors'
remuneration.
4. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares.
5. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares for cash
without first offering shares to existing
shareholders. (Special Resolution)
6. Determination of the price range at which Mgmt For For
the Company can re-allot shares that it
holds as treasury shares. (Special
Resolution)
--------------------------------------------------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC. Agenda Number: 935117350
--------------------------------------------------------------------------------------------------------------------------
Security: 92220P105
Meeting Type: Annual
Meeting Date: 13-Feb-2020
Ticker: VAR
ISIN: US92220P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anat Ashkenazi Mgmt For For
1B. Election of Director: Jeffrey R. Balser Mgmt For For
1C. Election of Director: Judy Bruner Mgmt For For
1D. Election of Director: Jean-Luc Butel Mgmt For For
1E. Election of Director: Regina E. Dugan Mgmt For For
1F. Election of Director: R. Andrew Eckert Mgmt For For
1G. Election of Director: Phillip G. Febbo Mgmt For For
1H. Election of Director: David J. Illingworth Mgmt For For
1I. Election of Director: Michelle M. Le Beau Mgmt For For
1J. Election of Director: Dow R. Wilson Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Varian Medical Systems,
Inc. named executive officers as described
in the Proxy Statement.
3. To approve the Varian Medical Systems, Inc. Mgmt For For
2010 Employee Stock Purchase Plan, as
amended.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Varian
Medical Systems, Inc.'s independent
registered public accounting firm for
fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS INC Agenda Number: 935160515
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: VRSK
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher M. Mgmt For For
Foskett
1B. Election of Director: David B. Wright Mgmt For For
1C. Election of Director: Annell R. Bay Mgmt For For
2. To approve executive compensation on an Mgmt For For
advisory, non-binding basis.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent auditor for
the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VISTEON CORPORATION Agenda Number: 935192930
--------------------------------------------------------------------------------------------------------------------------
Security: 92839U206
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: VC
ISIN: US92839U2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James J. Barrese Mgmt For For
1B. Election of Director: Naomi M. Bergman Mgmt For For
1C. Election of Director: Jeffrey D. Jones Mgmt For For
1D. Election of Director: Sachin S. Lawande Mgmt For For
1E. Election of Director: Joanne M. Maguire Mgmt For For
1F. Election of Director: Robert J. Manzo Mgmt For For
1G. Election of Director: Francis M. Scricco Mgmt For For
1H. Election of Director: David L. Treadwell Mgmt For For
1I. Election of Director: Rouzbeh Yassini-Fard Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
2020.
3. Provide advisory approval of the Company's Mgmt For For
executive compensation.
4. Approve the Company's 2020 Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
W. R. BERKLEY CORPORATION Agenda Number: 935198831
--------------------------------------------------------------------------------------------------------------------------
Security: 084423102
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: WRB
ISIN: US0844231029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Maria Luisa Ferre Mgmt For For
1B. Election of Director: Jack H. Nusbaum Mgmt For For
1C. Election of Director: Mark L. Shapiro Mgmt For For
1D. Election of Director: Jonathan Talisman Mgmt For For
2. To approve and adopt an amendment to the Mgmt For For
Company's Restated Certificate of
Incorporation to increase the authorized
number of shares of common stock from
500,000,000 to 750,000,000
3. Non-binding advisory vote on a resolution Mgmt For For
approving the compensation of the Company's
named executive officers pursuant to the
compensation disclosure rules of the U.S.
Securities and Exchange Commission, or
"say-on-pay" vote
4. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for the Company for the
fiscal year ending December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
WATERS CORPORATION Agenda Number: 935160236
--------------------------------------------------------------------------------------------------------------------------
Security: 941848103
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: WAT
ISIN: US9418481035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Baddour Mgmt For For
1B. Election of Director: Michael J Berendt, Mgmt For For
PH.D
1C. Election of Director: Edward Conard Mgmt For For
1D. Election of Director: Laurie H. Glimcher, Mgmt For For
M.D
1E. Election of Director: Gary E. Hendrickson Mgmt For For
1F. Election of Director: Christopher A. Mgmt For For
Kuebler
1G. Election of Director: Christopher J Mgmt For For
O'Connell
1H. Election of Director: Flemming Ornskov, Mgmt For For
M.D., M.P.H
1I. Election of Director: JoAnn A. Reed Mgmt For For
1J. Election of Director: Thomas P. Salice Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for the fiscal year ending December
31, 2020.
3. To approve, by non-binding vote, named Mgmt For For
executive officer compensation.
4. To approve the 2020 Equity Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WAYFAIR INC Agenda Number: 935151465
--------------------------------------------------------------------------------------------------------------------------
Security: 94419L101
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: W
ISIN: US94419L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Niraj Shah Mgmt For For
1B. Election of Director: Steven Conine Mgmt For For
1C. Election of Director: Julie Bradley Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Michael Kumin Mgmt For For
1F. Election of Director: James Miller Mgmt Abstain Against
1G. Election of Director: Jeffrey Naylor Mgmt For For
1H. Election of Director: Anke Schaferkordt Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Corporation's independent
registered public accountants for the
fiscal year ending December 31, 2020.
3. A non-binding advisory resolution to Mgmt For For
approve executive compensation.
--------------------------------------------------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP Agenda Number: 935159928
--------------------------------------------------------------------------------------------------------------------------
Security: 929740108
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: WAB
ISIN: US9297401088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rafael Santana Mgmt For For
Lee B. Foster, II Mgmt For For
2. Approve an advisory (non-binding) Mgmt For For
resolution relating to the approval of 2019
named executive officer compensation.
3. Approve the amendment to the 2011 Stock Mgmt For For
Incentive Plan to increase the number of
shares available under the Plan.
4. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WEX INC. Agenda Number: 935195152
--------------------------------------------------------------------------------------------------------------------------
Security: 96208T104
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: WEX
ISIN: US96208T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for three-year term: Mgmt For For
Susan Sobbott
1.2 Election of Director for three-year term: Mgmt For For
Stephen Smith
1.3 Election of Director for three-year term: Mgmt For For
James Groch
2. Advisory (non-binding) vote to approve the Mgmt For For
compensation of our named executive
officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC. Agenda Number: 935182434
--------------------------------------------------------------------------------------------------------------------------
Security: 969904101
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: WSM
ISIN: US9699041011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Laura Alber Mgmt For For
1.2 Election of Director: Scott Dahnke Mgmt For For
1.3 Election of Director: Anne Mulcahy Mgmt For For
1.4 Election of Director: William Ready Mgmt For For
1.5 Election of Director: Sabrina Simmons Mgmt For For
1.6 Election of Director: Frits van Paasschen Mgmt For For
2. An advisory vote to approve executive Mgmt For For
compensation
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2021
--------------------------------------------------------------------------------------------------------------------------
WILLIS TOWERS WATSON PLC Agenda Number: 935190342
--------------------------------------------------------------------------------------------------------------------------
Security: G96629103
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: WLTW
ISIN: IE00BDB6Q211
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anna C. Catalano Mgmt For For
1B. Election of Director: Victor F. Ganzi Mgmt For For
1C. Election of Director: John J. Haley Mgmt For For
1D. Election of Director: Wendy E. Lane Mgmt For For
1E. Election of Director: Brendan R. O'Neill Mgmt For For
1F. Election of Director: Jaymin B. Patel Mgmt For For
1G. Election of Director: Linda D. Rabbitt Mgmt For For
1H. Election of Director: Paul D. Thomas Mgmt For For
1I. Election of Director: Wilhelm Zeller Mgmt For For
2. Ratify, on an advisory basis, the Mgmt For For
appointment of (i) Deloitte & Touche LLP to
audit our financial statements and (ii)
Deloitte Ireland LLP to audit our Irish
Statutory Accounts, and authorize, in a
binding vote, the Board, acting through the
Audit Committee, to fix the independent
auditors' remuneration.
3. Approve, on an advisory basis, the named Mgmt For For
executive officer compensation.
4. Renew the Board's existing authority to Mgmt For For
issue shares under Irish law.
5. Renew the Board's existing authority to opt Mgmt For For
out of statutory pre-emption rights under
Irish law.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 935055194
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 08-Aug-2019
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Dennis Segers Mgmt For For
1b. Election of Director: Raman K. Chitkara Mgmt For For
1c. Election of Director: Saar Gillai Mgmt For For
1d. Election of Director: Ronald S. Jankov Mgmt For For
1e. Election of Director: Mary Louise Krakauer Mgmt For For
1f. Election of Director: Thomas H. Lee Mgmt For For
1g. Election of Director: J. Michael Patterson Mgmt For For
1h. Election of Director: Victor Peng Mgmt For For
1i. Election of Director: Marshall C. Turner Mgmt For For
1j. Election of Director: Elizabeth W. Mgmt For For
Vanderslice
2. Proposal to approve an amendment to the Mgmt For For
Company's 1990 Employee Qualified Stock
Purchase Plan to increase the number of
shares reserved for issuance thereunder by
2,000,000 shares.
3. Proposal to approve an amendment to the Mgmt For For
Company's 2007 Equity Incentive Plan to
increase the number of shares reserved for
issuance thereunder by 6,000,000 shares.
4. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's named
executive officers.
5. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered accounting firm for fiscal 2020.
GUARDIAN MULTI-SECTOR BOND VIP FUND
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
GUARDIAN SMALL CAP CORE VIP FUND
--------------------------------------------------------------------------------------------------------------------------
2U, INC. Agenda Number: 935203973
--------------------------------------------------------------------------------------------------------------------------
Security: 90214J101
Meeting Type: Annual
Meeting Date: 23-Jun-2020
Ticker: TWOU
ISIN: US90214J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sallie L. Krawcheck Mgmt For For
John M. Larson Mgmt For For
Edward S. Macias Mgmt For For
Alexis Maybank Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2020 fiscal
year.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
AARON'S INC. Agenda Number: 935217958
--------------------------------------------------------------------------------------------------------------------------
Security: 002535300
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: AAN
ISIN: US0025353006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kelly H. Barrett Mgmt For For
1B. Election of Director: Kathy T. Betty Mgmt For For
1C. Election of Director: Douglas C. Curling Mgmt For For
1D. Election of Director: Cynthia N. Day Mgmt For For
1E. Election of Director: Curtis L. Doman Mgmt For For
1F. Election of Director: Walter G. Ehmer Mgmt For For
1G. Election of Director: Hubert L. Harris, Jr. Mgmt For For
1H. Election of Director: John W. Robinson III Mgmt For For
1I. Election of Director: Ray M. Robinson Mgmt For For
2. Approval of a non-binding advisory Mgmt For For
resolution to approve the Company's
executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2020.
4. Effecting a Holding Company Formation and, Mgmt For For
in connection therewith, Approval of the
Agreement and Plan of Merger, by and among
Aaron's, Inc., Aaron's Holdings Company,
Inc. and Aaron's Merger Sub, Inc.
--------------------------------------------------------------------------------------------------------------------------
ACADIA HEALTHCARE COMPANY, INC. Agenda Number: 935152481
--------------------------------------------------------------------------------------------------------------------------
Security: 00404A109
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: ACHC
ISIN: US00404A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wade D. Miquelon Mgmt For For
1B. Election of Director: William M. Petrie, Mgmt For For
M.D.
2. Advisory vote on the compensation of the Mgmt For For
Company's named executive officers as
presented in the Proxy Statement.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED ENERGY INDUSTRIES, INC. Agenda Number: 935144117
--------------------------------------------------------------------------------------------------------------------------
Security: 007973100
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: AEIS
ISIN: US0079731008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Grant H. Beard Mgmt For For
Frederick A. Ball Mgmt For For
Tina M. Donikowski Mgmt For For
Ronald C. Foster Mgmt For For
Edward C. Grady Mgmt For For
Thomas M. Rohrs Mgmt For For
John A. Roush Mgmt For For
Yuval Wasserman Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Advanced Energy's independent
registered public accounting firm for 2020.
3. Advisory approval of Advanced Energy's Mgmt For For
compensation of its named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AERIE PHARMACEUTICALS, INC. Agenda Number: 935196623
--------------------------------------------------------------------------------------------------------------------------
Security: 00771V108
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: AERI
ISIN: US00771V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
V. Anido, Jr., Ph.D. Mgmt For For
B. McGraw, III, Pharm.D Mgmt For For
J. McHugh Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. To approve, by a non-binding vote, the Mgmt For For
compensation of our named executive
officers ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
AKEBIA THERAPEUTICS, INC. Agenda Number: 935191419
--------------------------------------------------------------------------------------------------------------------------
Security: 00972D105
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: AKBA
ISIN: US00972D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Adrian Adams Mgmt For For
Maxine Gowen, Ph.D. Mgmt For For
Michael Rogers Mgmt For For
2. Approval of an amendment to the company's Mgmt For For
Ninth Amended and Restated Certificate of
Incorporation to increase the number of
authorized shares of common stock.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of the company's named
executive officers, as described in the
company's Proxy Statement.
4. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of the advisory vote on executive
compensation.
5. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
AMICUS THERAPEUTICS, INC. Agenda Number: 935191154
--------------------------------------------------------------------------------------------------------------------------
Security: 03152W109
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: FOLD
ISIN: US03152W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lynn D. Bleil Mgmt For For
Bradley L. Campbell Mgmt For For
Robert Essner Mgmt For For
Ted W. Love, M.D. Mgmt For For
2. Approval of the Amended and Restated 2007 Mgmt For For
Equity Incentive Plan to add 9,500,000
shares to the equity pool.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
4. Approval, on an advisory basis, the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ASSURED GUARANTY LTD. Agenda Number: 935156489
--------------------------------------------------------------------------------------------------------------------------
Security: G0585R106
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: AGO
ISIN: BMG0585R1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Francisco L. Borges Mgmt For For
1B Election of Director: G. Lawrence Buhl Mgmt For For
1C Election of Director: Dominic J. Frederico Mgmt For For
1D Election of Director: Bonnie L. Howard Mgmt For For
1E Election of Director: Thomas W. Jones Mgmt For For
1F Election of Director: Patrick W. Kenny Mgmt For For
1G Election of Director: Alan J. Kreczko Mgmt For For
1H Election of Director: Simon W. Leathes Mgmt For For
1I Election of Director: Michael T. O'Kane Mgmt For For
1J Election of Director: Yukiko Omura Mgmt For For
2 To approve, on an advisory basis, the Mgmt For For
compensation paid to the Company's named
executive officers.
3 To appoint PricewaterhouseCoopers LLP Mgmt For For
("PwC") as the Company's independent
auditor for the fiscal year ending December
31, 2020, and to authorize the Board of
Directors, acting through its Audit
Committee, to set the fees of the
independent auditor.
4AA To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Howard
W. Albert
4AB To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Robert
A. Bailenson
4AC To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Russell
B. Brewer II
4AD To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Gary
Burnet
4AE To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Ling
Chow
4AF To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Stephen
Donnarumma
4AG To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Dominic
J. Frederico
4AH To authorize the Company to vote for Mgmt For For
Director of the Company's subsidiary,
Assured Guaranty Re Ltd. ("AG Re"): Walter
A. Scott
4B To authorize the Company to appoint PwC as Mgmt For For
AG Re's independent auditor for the fiscal
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
BANK OZK Agenda Number: 935145602
--------------------------------------------------------------------------------------------------------------------------
Security: 06417N103
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: OZK
ISIN: US06417N1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nicholas Brown Mgmt For For
1B. Election of Director: Paula Cholmondeley Mgmt For For
1C. Election of Director: Beverly Cole Mgmt For For
1D. Election of Director: Robert East Mgmt For For
1E. Election of Director: Kathleen Franklin Mgmt For For
1F. Election of Director: Catherine B. Mgmt For For
Freedberg
1G. Election of Director: Jeffrey Gearhart Mgmt For For
1H. Election of Director: George Gleason Mgmt For For
1I. Election of Director: Peter Kenny Mgmt For For
1J. Election of Director: William Koefoed, Jr. Mgmt For For
1K. Election of Director: Walter J. Mullen Mgmt For For
1L. Election of Director: Christopher Orndorff Mgmt For For
1M. Election of Director: John Reynolds Mgmt For For
1N. Election of Director: Steven Sadoff Mgmt For For
1O. Election of Director: Ross Whipple Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2020.
3. To approve, on an advisory, non-binding Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
BLACK HILLS CORPORATION Agenda Number: 935147175
--------------------------------------------------------------------------------------------------------------------------
Security: 092113109
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: BKH
ISIN: US0921131092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tony A. Jensen Mgmt For For
Kathleen S. McAllister Mgmt For For
Rebecca B. Roberts Mgmt For For
Teresa A. Taylor Mgmt For For
John B. Vering Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP to serve as Black Hills
Corporation's independent registered public
accounting firm for 2020.
3. Advisory resolution to approve executive Mgmt For For
compensation
--------------------------------------------------------------------------------------------------------------------------
BLUCORA INC Agenda Number: 935176176
--------------------------------------------------------------------------------------------------------------------------
Security: 095229100
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: BCOR
ISIN: US0952291005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Steven Aldrich Mgmt For For
1.2 Election of Director: Mark A. Ernst Mgmt For For
1.3 Election of Director: E. Carol Hayles Mgmt For For
1.4 Election of Director: John MacIlwaine Mgmt For For
1.5 Election of Director: Georganne C. Proctor Mgmt For For
1.6 Election of Director: Jana R. Schreuder Mgmt For For
1.7 Election of Director: Christopher W. Mgmt For For
Walters
1.8 Election of Director: Mary S. Zappone Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for 2020.
3. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of our Named Executive
Officers, as disclosed in the Proxy
Statement.
4. Approve an amendment to the Blucora, Inc. Mgmt For For
2018 Long-Term Incentive Plan
5. Approve an amendment to the Blucora, Inc. Mgmt For For
2016 Employee Stock Purchase Plan
--------------------------------------------------------------------------------------------------------------------------
BRANDYWINE REALTY TRUST Agenda Number: 935169397
--------------------------------------------------------------------------------------------------------------------------
Security: 105368203
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: BDN
ISIN: US1053682035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: James C. Diggs Mgmt For For
1B. Election of Trustee: Wyche Fowler Mgmt For For
1C. Election of Trustee: H. Richard Haverstick, Mgmt For For
Jr.
1D. Election of Trustee: Terri A. Herubin Mgmt For For
1E. Election of Trustee: Michael J. Joyce Mgmt For For
1F. Election of Trustee: Charles P. Pizzi Mgmt For For
1G. Election of Trustee: Gerard H. Sweeney Mgmt For For
2. Ratification of the Audit Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as our independent registered public
accounting firm for calendar year 2020.
3. Provide a non-binding, advisory vote on our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
BRIGHAM MINERALS INC Agenda Number: 935182701
--------------------------------------------------------------------------------------------------------------------------
Security: 10918L103
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: MNRL
ISIN: US10918L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. Howard Keenan, Jr. Mgmt For For
1B. Election of Director: James R. Levy Mgmt For For
1C. Election of Director: Richard K. Mgmt For For
Stoneburner
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
COMMERCIAL METALS COMPANY Agenda Number: 935108933
--------------------------------------------------------------------------------------------------------------------------
Security: 201723103
Meeting Type: Annual
Meeting Date: 08-Jan-2020
Ticker: CMC
ISIN: US2017231034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vicki L. Avril Mgmt For For
Sarah E. Raiss Mgmt For For
J. David Smith Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending August 31, 2020.
3. Advisory vote on executive compensation. Mgmt For For
4. Approval of the Company's 2013 Long-Term Mgmt For For
Equity Incentive Plan as amended and
restated.
--------------------------------------------------------------------------------------------------------------------------
COVETRUS, INC. Agenda Number: 935161694
--------------------------------------------------------------------------------------------------------------------------
Security: 22304C100
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: CVET
ISIN: US22304C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sandra L Helton Mgmt For For
Sharon Wienbar Mgmt For For
Benjamin Wolin Mgmt For For
2. The ratification of the selection of BDO Mgmt For For
USA, LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. To approve, by a non-binding, advisory Mgmt Against Against
vote, the 2019 compensation paid to the
Company's named executive officers.
4. To approve, by a non- binding, advisory Mgmt 1 Year For
vote, the frequency of future shareholder
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC. Agenda Number: 935168674
--------------------------------------------------------------------------------------------------------------------------
Security: 126349109
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: CSGS
ISIN: US1263491094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David G. Barnes Mgmt For For
1B. Election of Director: Marwan H. Fawaz Mgmt For For
1C. Election of Director: Dr. Rajan Naik Mgmt For For
1D. Election of Director: Haiyan Song Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve an amendment and restatement of Mgmt For For
our Amended and Restated 2005 Stock
Incentive Plan.
4. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
CVB FINANCIAL CORP. Agenda Number: 935168840
--------------------------------------------------------------------------------------------------------------------------
Security: 126600105
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: CVBF
ISIN: US1266001056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George A. Borba, Jr. Mgmt For For
David A. Brager Mgmt For For
Stephen A. Del Guercio Mgmt For For
Rodrigo Guerra, Jr. Mgmt For For
Anna Kan Mgmt For For
Marshall V. Laitsch Mgmt For For
Kristina M. Leslie Mgmt For For
Raymond V. O'Brien III Mgmt For For
Hal W. Oswalt Mgmt For For
2. Ratification of appointment of KPMG LLP as Mgmt For For
independent registered public accountants
of CVB Financial Corp. for the year ending
December 31, 2020.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers ("Say-On-Pay").
--------------------------------------------------------------------------------------------------------------------------
ENCOMPASS HEALTH CORPORATION Agenda Number: 935142670
--------------------------------------------------------------------------------------------------------------------------
Security: 29261A100
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: EHC
ISIN: US29261A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Greg D. Carmichael Mgmt For For
1B. Election of Director: John W. Chidsey Mgmt For For
1C. Election of Director: Donald L. Correll Mgmt For For
1D. Election of Director: Yvonne M. Curl Mgmt For For
1E. Election of Director: Charles M. Elson Mgmt For For
1F. Election of Director: Joan E. Herman Mgmt For For
1G. Election of Director: Leo I. Higdon, Jr. Mgmt For For
1H. Election of Director: Leslye G. Katz Mgmt For For
1I. Election of Director: Patricia A. Maryland Mgmt For For
1J. Election of Director: John E. Maupin, Jr. Mgmt For For
1K. Election of Director: Nancy M. Schlichting Mgmt For For
1L. Election of Director: L. Edward Shaw, Jr. Mgmt For For
1M. Election of Director: Mark J. Tarr Mgmt For For
1N. Election of Director: Terrance Williams Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2020.
3. An advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
ENCORE CAPITAL GROUP, INC. Agenda Number: 935205624
--------------------------------------------------------------------------------------------------------------------------
Security: 292554102
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: ECPG
ISIN: US2925541029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael P. Monaco Mgmt For For
Ashwini (Ash) Gupta Mgmt For For
Wendy G. Hannam Mgmt For For
Jeffrey A. Hilzinger Mgmt For For
Angela A. Knight Mgmt For For
Laura Newman Olle Mgmt For For
Richard J. Srednicki Mgmt For For
Richard P. Stovsky Mgmt For For
Ashish Masih Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of the Company's named
executive officers.
3. Non-binding advisory vote on the frequency Mgmt 1 Year For
of future non-binding advisory stockholder
votes to approve the compensation of the
Company's named executive officers.
4. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ENPRO INDUSTRIES, INC. Agenda Number: 935158572
--------------------------------------------------------------------------------------------------------------------------
Security: 29355X107
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: NPO
ISIN: US29355X1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marvin A. Riley Mgmt For For
Thomas M. Botts Mgmt For For
Felix M. Brueck Mgmt For For
B. Bernard Burns, Jr. Mgmt For For
Diane C. Creel Mgmt For For
Adele M. Gulfo Mgmt For For
David L. Hauser Mgmt For For
John Humphrey Mgmt For For
Kees van der Graaf Mgmt For For
2. On an advisory basis, to approve the Mgmt For For
compensation to our named executive
officers as disclosed in the proxy
statement.
3. To approve the EnPro Industries, Inc. 2020 Mgmt For For
Equity Compensation Plan.
4. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ESSENT GROUP LTD Agenda Number: 935193552
--------------------------------------------------------------------------------------------------------------------------
Security: G3198U102
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: ESNT
ISIN: BMG3198U1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark A. Casale Mgmt For For
Douglas J. Pauls Mgmt For For
William Spiegel Mgmt For For
2. REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDED DECEMBER 31, 2020
AND UNTIL THE 2021 ANNUAL GENERAL MEETING
OF SHAREHOLDERS, AND TO REFER THE
DETERMINATION OF THE AUDITORS' COMPENSATION
TO THE BOARD OF DIRECTORS.
3. PROVIDE A NON-BINDING, ADVISORY VOTE ON OUR Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EVERI HOLDINGS INC. Agenda Number: 935225296
--------------------------------------------------------------------------------------------------------------------------
Security: 30034T103
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: EVRI
ISIN: US30034T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Linster W. Fox Mgmt For For
Maureen T. Mullarkey Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
our named executive officers.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
EVERTEC, INC. Agenda Number: 935171710
--------------------------------------------------------------------------------------------------------------------------
Security: 30040P103
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: EVTC
ISIN: PR30040P1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Frank G. D'Angelo Mgmt For For
1B. Election of Director: Morgan M. Schuessler, Mgmt For For
Jr.
1C. Election of Director: Olga Botero Mgmt For For
1D. Election of Director: Jorge A. Junquera Mgmt For For
1E. Election of Director: Ivan Pagan Mgmt For For
1F. Election of Director: Aldo J. Polak Mgmt For For
1G. Election of Director: Alan H. Schumacher Mgmt For For
1H. Election of Director: Brian J. Smith Mgmt For For
1I. Election of Director: Thomas W. Swidarski Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
FIRST INTERSTATE BANCSYSTEM,INC Agenda Number: 935144155
--------------------------------------------------------------------------------------------------------------------------
Security: 32055Y201
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: FIBK
ISIN: US32055Y2019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alice S. Cho Mgmt For For
Dana L. Crandall Mgmt For For
Dennis L. Johnson Mgmt For For
Patricia L. Moss Mgmt For For
2. Ratification of RSM US LLP as our Mgmt For For
Independent Registered Public Accounting
Firm for the Year Ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
FOUNDATION BUILDING MATERIALS, INC. Agenda Number: 935184159
--------------------------------------------------------------------------------------------------------------------------
Security: 350392106
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: FBM
ISIN: US3503921062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt For For
until the 2023 annual meeting: Matthew J.
Espe
1B. Election of Class III Director to serve Mgmt For For
until the 2023 annual meeting: Fareed A.
Khan
1C. Election of Class III Director to serve Mgmt For For
until the 2023 annual meeting: James F.
Underhill
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers for the year ended
December 31, 2019, as set forth in the
Proxy Statement.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GATX CORPORATION Agenda Number: 935144307
--------------------------------------------------------------------------------------------------------------------------
Security: 361448103
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: GATX
ISIN: US3614481030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Diane M. Aigotti Mgmt For For
1.2 Election of Director: Anne L. Arvia Mgmt For For
1.3 Election of Director: Ernst A. Haberli Mgmt For For
1.4 Election of Director: Brian A. Kenney Mgmt For For
1.5 Election of Director: James B. Ream Mgmt For For
1.6 Election of Director: Adam L. Stanley Mgmt For For
1.7 Election of Director: David S. Sutherland Mgmt For For
1.8 Election of Director: Stephen R. Wilson Mgmt For For
1.9 Election of Director: Paul G. Yovovich Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR ENDING DECEMBER 31, 2020
--------------------------------------------------------------------------------------------------------------------------
GRAY TELEVISION, INC. Agenda Number: 935157570
--------------------------------------------------------------------------------------------------------------------------
Security: 389375106
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: GTN
ISIN: US3893751061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hilton H. Howell, Jr. Mgmt For For
Howell W. Newton Mgmt For For
Richard L. Boger Mgmt For For
T. L. Elder Mgmt For For
Luis A. Garcia Mgmt For For
Richard B. Hare Mgmt For For
Robin R. Howell Mgmt For For
Donald P. LaPlatney Mgmt For For
Paul H. McTear Mgmt For For
2. The approval, on a non-binding advisory Mgmt For For
basis, of the compensation of Gray
Television, Inc.'s named executive
officers.
3. The ratification of the appointment of RSM Mgmt For For
US LLP as Gray Television, Inc.'s
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
GREAT WESTERN BANCORP INC Agenda Number: 935116550
--------------------------------------------------------------------------------------------------------------------------
Security: 391416104
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: GWB
ISIN: US3914161043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frances Grieb Mgmt For For
James Israel Mgmt For For
Stephen Lacy Mgmt For For
2. To approve, by advisory vote, a resolution Mgmt For For
on executive compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
HEALTH CATALYST, INC. Agenda Number: 935203997
--------------------------------------------------------------------------------------------------------------------------
Security: 42225T107
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: HCAT
ISIN: US42225T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy G. Ferris Mgmt For For
Anita V. Pramoda Mgmt For For
S. Dawn Smith Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm of Health Catalyst,
Inc. for its fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
HEALTHEQUITY, INC. Agenda Number: 935213758
--------------------------------------------------------------------------------------------------------------------------
Security: 42226A107
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: HQY
ISIN: US42226A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of director to serve until the Mgmt For For
2021 annual meeting of stockholders: Robert
W. Selander
1.2 Election of director to serve until the Mgmt For For
2021 annual meeting of stockholders: Jon
Kessler
1.3 Election of director to serve until the Mgmt For For
2021 annual meeting of stockholders:
Stephen D. Neeleman, M.D.
1.4 Election of director to serve until the Mgmt For For
2021 annual meeting of stockholders: Frank
A. Corvino
1.5 Election of director to serve until the Mgmt For For
2021 annual meeting of stockholders: Adrian
T. Dillon
1.6 Election of director to serve until the Mgmt For For
2021 annual meeting of stockholders: Evelyn
Dilsaver
1.7 Election of director to serve until the Mgmt For For
2021 annual meeting of stockholders: Debra
McCowan
1.8 Election of director to serve until the Mgmt For For
2021 annual meeting of stockholders: Ian
Sacks
1.9 Election of director to serve until the Mgmt For For
2021 annual meeting of stockholders: Gayle
Wellborn
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2021.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the fiscal 2020 compensation of our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ICF INTERNATIONAL, INC. Agenda Number: 935185012
--------------------------------------------------------------------------------------------------------------------------
Security: 44925C103
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: ICFI
ISIN: US44925C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mr. Sudhakar Kesavan Mgmt For For
Mr. Michael Van Handel Mgmt For For
2. APPROVAL OF AMENDMENT TO 2018 INCENTIVE Mgmt For For
PLAN: Approve the amendment to the
Company's 2018 Omnibus Incentive Plan to
increase the number of shares available for
issuance by 415,000.
3. ADVISORY VOTE REGARDING ICF INTERNATIONAL'S Mgmt For For
OVERALL PAY-FOR- PERFORMANCE NAMED
EXECUTIVE OFFICER COMPENSATION PROGRAM -
Approve, by non-binding vote, the Company's
overall pay-for- performance executive
compensation program, as described in the
Compensation Discussion and Analysis, the
compensation tables and the related
narratives and other materials in the Proxy
Statement.
4. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM - Ratify the
selection of Grant Thornton LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL SEAWAYS INC Agenda Number: 935203012
--------------------------------------------------------------------------------------------------------------------------
Security: Y41053102
Meeting Type: Annual
Meeting Date: 22-Jun-2020
Ticker: INSW
ISIN: MHY410531021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Doug Wheat Mgmt For For
Timothy J. Bernlohr Mgmt For For
Ian T. Blackley Mgmt For For
Randee E. Day Mgmt For For
David I. Greenberg Mgmt For For
Joseph I. Kronsberg Mgmt Withheld Against
Ty E. Wallach Mgmt For For
Gregory A. Wright Mgmt For For
Lois K. Zabrocky Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year 2020.
3. Approval by an advisory vote of the Mgmt For For
compensation paid to the Named Executive
Officers of the Company for 2019 as
described in the Company's Proxy Statement.
4. Ratification and approval of the Mgmt For For
International Seaways, Inc. 2020
Non-Employee Director Incentive
Compensation Plan.
5. Ratification and approval of the Mgmt For For
International Seaways, Inc. 2020 Management
Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
INTRA-CELLULAR THERAPIES INC Agenda Number: 935181040
--------------------------------------------------------------------------------------------------------------------------
Security: 46116X101
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: ITCI
ISIN: US46116X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Lerner, M.D. Mgmt For For
2. To approve an amendment and restatement of Mgmt For For
the Company's 2018 Equity Incentive Plan.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
4. To approve by an advisory vote the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
ITRON, INC. Agenda Number: 935151388
--------------------------------------------------------------------------------------------------------------------------
Security: 465741106
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: ITRI
ISIN: US4657411066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jerome J. Lande Mgmt For For
1B. Election of Director: Frank M. Jaehnert Mgmt For For
1C. Election of Director: Gary E. Pruitt Mgmt For For
2. Proposal to approve the advisory Mgmt For For
(non-binding) resolution relating to
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accountant for 2020.
--------------------------------------------------------------------------------------------------------------------------
KITE REALTY GROUP TRUST Agenda Number: 935159017
--------------------------------------------------------------------------------------------------------------------------
Security: 49803T300
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: KRG
ISIN: US49803T3005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: John A. Kite Mgmt For For
1B. Election of Trustee: William E. Bindley Mgmt For For
1C. Election of Trustee: Victor J. Coleman Mgmt For For
1D. Election of Trustee: Lee A. Daniels Mgmt For For
1E. Election of Trustee: Christie B. Kelly Mgmt For For
1F. Election of Trustee: David R. O'Reilly Mgmt For For
1G. Election of Trustee: Barton R. Peterson Mgmt For For
1H. Election of Trustee: Charles H. Wurtzebach Mgmt For For
1I. Election of Trustee: Caroline L. Young Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for Kite Realty Group Trust
for the fiscal year ending December 31,
2020.
4. Approval of the proposed amendment to Kite Mgmt For For
Realty Group Trust's Articles of Amendment
and Restatement of Declaration of Trust to
allow shareholder bylaw amendments.
--------------------------------------------------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC. Agenda Number: 935167367
--------------------------------------------------------------------------------------------------------------------------
Security: 515098101
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: LSTR
ISIN: US5150981018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David G. Bannister Mgmt For For
1B. Election of Director: George P. Scanlon Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2020.
3. EXTEND THE TERM OF THE 2011 EQUITY Mgmt For For
INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LEXINGTON REALTY TRUST Agenda Number: 935172142
--------------------------------------------------------------------------------------------------------------------------
Security: 529043101
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: LXP
ISIN: US5290431015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T. Wilson Eglin Mgmt For For
Richard S. Frary Mgmt For For
Lawrence L. Gray Mgmt For For
Jamie Handwerker Mgmt For For
Claire A. Koeneman Mgmt For For
Howard Roth Mgmt For For
2. An advisory, non-binding resolution to Mgmt For For
approve the compensation of our named
executive officers, as disclosed in the
proxy statement for the 2020 Annual Meeting
of Shareholders.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
LITHIA MOTORS, INC. Agenda Number: 935137768
--------------------------------------------------------------------------------------------------------------------------
Security: 536797103
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: LAD
ISIN: US5367971034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sidney B. DeBoer Mgmt For For
1.2 Election of Director: Bryan B. DeBoer Mgmt For For
1.3 Election of Director: Susan O. Cain Mgmt For For
1.4 Election of Director: Shauna F. McIntyre Mgmt For For
1.5 Election of Director: Louis P. Miramontes Mgmt For For
1.6 Election of Director: Kenneth E. Roberts Mgmt For For
1.7 Election of Director: David J. Robino Mgmt For For
2. Approval by advisory vote, of the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratification of Appointment of KPMG LLP as Mgmt For For
our Independent Registered Public
Accounting Firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
MAIN STREET CAPITAL CORPORATION Agenda Number: 935139471
--------------------------------------------------------------------------------------------------------------------------
Security: 56035L104
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: MAIN
ISIN: US56035L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Valerie L. Banner Mgmt For For
1B. Election of Director: Arthur L. French Mgmt For For
1C. Election of Director: J. Kevin Griffin Mgmt For For
1D. Election of Director: John E. Jackson Mgmt For For
1E. Election of Director: Brian E. Lane Mgmt For For
1F. Election of Director: Kay Matthews Mgmt For For
1G. Election of Director: Dunia A. Shive Mgmt For For
1H. Election of Director: Stephen B. Solcher Mgmt For For
1I. Election of Director: Vincent D. Foster Mgmt For For
1J. Election of Director: Dwayne L. Hyzak Mgmt For For
2. Proposal to ratify the appointment of Grant Mgmt For For
Thornton LLP as our independent registered
public accounting firm for the year ended
December 31, 2020.
3. Advisory non-binding approval of executive Mgmt For For
compensation.
4. Proposal to approve an amendment to our Mgmt For For
Articles of Amendment and Restatement to
allow our stockholders to amend our bylaws.
--------------------------------------------------------------------------------------------------------------------------
MARTEN TRANSPORT, LTD. Agenda Number: 935147339
--------------------------------------------------------------------------------------------------------------------------
Security: 573075108
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: MRTN
ISIN: US5730751089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randolph L. Marten Mgmt For For
Larry B. Hagness Mgmt For For
Thomas J. Winkel Mgmt For For
Jerry M. Bauer Mgmt For For
Robert L. Demorest Mgmt For For
Ronald R. Booth Mgmt For For
Kathleen P. Iverson Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Proposal to confirm the selection of Grant Mgmt For For
Thornton LLP as independent public
accountants of the company for the fiscal
year ending December 31, 2020.
4. To transact other business if properly Mgmt For For
brought before the Annual Meeting or any
adjournment thereof.
--------------------------------------------------------------------------------------------------------------------------
MATADOR RESOURCES COMPANY Agenda Number: 935192613
--------------------------------------------------------------------------------------------------------------------------
Security: 576485205
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: MTDR
ISIN: US5764852050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph Wm. Foran Mgmt For For
1B. Election of Director: Reynald A. Baribault Mgmt For For
1C. Election of Director: Monika U. Ehrman Mgmt For For
1D. Election of Director: Timothy E. Parker Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MGP INGREDIENTS INC Agenda Number: 935220020
--------------------------------------------------------------------------------------------------------------------------
Security: 55303J106
Meeting Type: Annual
Meeting Date: 30-Jun-2020
Ticker: MGPI
ISIN: US55303J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James L. Bareuther Mgmt For For
1B. Election of Director: Terrence P. Dunn Mgmt For For
1C. Election of Director: Anthony P. Foglio Mgmt For For
1D. Election of Director: Kerry A. Walsh Skelly Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm.
3. To adopt an advisory resolution to approve Mgmt For For
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MRC GLOBAL INC. Agenda Number: 935155691
--------------------------------------------------------------------------------------------------------------------------
Security: 55345K103
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: MRC
ISIN: US55345K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
Rhys J. Best Mgmt For For
Deborah G. Adams Mgmt For For
Leonard M. Anthony Mgmt For For
Barbara J. Duganier Mgmt For For
Andrew R. Lane Mgmt For For
Cornelis A. Linse Mgmt For For
John A. Perkins Mgmt For For
Robert L. Wood Mgmt For For
II Approve a non-binding advisory resolution Mgmt For For
approving the Company's named executive
officer compensation.
III Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
MURPHY USA INC. Agenda Number: 935142858
--------------------------------------------------------------------------------------------------------------------------
Security: 626755102
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: MUSA
ISIN: US6267551025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Claiborne P. Deming Mgmt For For
Jack T. Taylor Mgmt For For
Hon. Jeanne L. Phillips Mgmt For For
2. Approval of Executive Compensation on an Mgmt For For
Advisory, Non-Binding Basis.
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm for
Fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY PARTNERS, LP Agenda Number: 935138102
--------------------------------------------------------------------------------------------------------------------------
Security: 65341B106
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: NEP
ISIN: US65341B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan D. Austin Mgmt For For
1B. Election of Director: Robert J. Byrne Mgmt For For
1C. Election of Director: Peter H. Kind Mgmt For For
1D. Election of Director: James L. Robo Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy Partners'
independent registered public accounting
firm for 2020.
3. Approval, by non-binding advisory vote, of Mgmt Against Against
NextEra Energy Partners' compensation of
its named executive officers as disclosed
in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
NLIGHT, INC. Agenda Number: 935185769
--------------------------------------------------------------------------------------------------------------------------
Security: 65487K100
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: LASR
ISIN: US65487K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Bandel Mgmt For For
Carano
1.2 Election of Class II Director: Raymond Link Mgmt For For
1.3 Election of Class II Director: Geoffrey Mgmt For For
Moore
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ONEMAIN HOLDINGS, INC. Agenda Number: 935172700
--------------------------------------------------------------------------------------------------------------------------
Security: 68268W103
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: OMF
ISIN: US68268W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jay N. Levine Mgmt For For
Roy A. Guthrie Mgmt For For
Peter B. Sinensky Mgmt For For
2. To approve, on an advisory basis, OneMain Mgmt For For
Holdings, Inc.'s named executive officer
compensation.
3. To approve, on an advisory basis, the Mgmt 1 Year Against
frequency of the advisory vote to approve
named executive officer compensation.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for OneMain Holdings, Inc. for the
year Holdings, Inc. for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
OPORTUN FINANCIAL CORPORATION Agenda Number: 935210839
--------------------------------------------------------------------------------------------------------------------------
Security: 68376D104
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: OPRT
ISIN: US68376D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until Mgmt For For
the 2023 Annual Meeting of Stockholders: Jo
Ann Barefoot
1B. Election of Class I Director to serve until Mgmt For For
the 2023 Annual Meeting of Stockholders:
David Strohm
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2020.
3. To approve, on an advisory non-binding Mgmt For For
basis, the named executive officer
compensation, as described in the proxy
statement.
4. To approve, on an advisory non-binding Mgmt 1 Year For
basis, the frequency of future stockholder
votes on the named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
OUTFRONT MEDIA INC. Agenda Number: 935187458
--------------------------------------------------------------------------------------------------------------------------
Security: 69007J106
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: OUT
ISIN: US69007J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Jeremy J. Mgmt For For
Male
1.2 Election of Class III Director: Joseph H. Mgmt For For
Wender
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as
OUTFRONT Media Inc.'s independent
registered public accounting firm for
fiscal year 2020.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of OUTFRONT Media
Inc.'s named executive officers.
--------------------------------------------------------------------------------------------------------------------------
OXFORD INDUSTRIES, INC. Agenda Number: 935207591
--------------------------------------------------------------------------------------------------------------------------
Security: 691497309
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: OXM
ISIN: US6914973093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Dennis M. Love Mgmt For For
1.2 Election of Director: Clyde C. Tuggle Mgmt For For
1.3 Election of Director: E. Jenner Wood III Mgmt For For
2. Ratify the selection of Ernst & Young LLP Mgmt For For
to serve as the Company's independent
registered public accounting firm for
fiscal 2020.
3. Proposal to approve, by a non-binding, Mgmt For For
advisory vote, the compensation of the
Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
PENNANTPARK INVESTMENT CORPORATION Agenda Number: 935118768
--------------------------------------------------------------------------------------------------------------------------
Security: 708062104
Meeting Type: Annual
Meeting Date: 17-Mar-2020
Ticker: PNNT
ISIN: US7080621045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marshall Brozost Mgmt For For
Samuel Katz Mgmt For For
2. To ratify the selection of RSM US LLP to Mgmt For For
serve as the Company's independent
registered public accounting firm for the
fiscal year ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
PHYSICIANS REALTY TRUST Agenda Number: 935150653
--------------------------------------------------------------------------------------------------------------------------
Security: 71943U104
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: DOC
ISIN: US71943U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John T. Thomas Mgmt For For
Tommy G. Thompson Mgmt For For
Stanton D. Anderson Mgmt For For
Mark A. Baumgartner Mgmt For For
Albert C. Black, Jr. Mgmt For For
William A Ebinger, M.D Mgmt For For
Pamela J. Kessler Mgmt For For
Richard A. Weiss Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
PNM RESOURCES, INC. Agenda Number: 935160680
--------------------------------------------------------------------------------------------------------------------------
Security: 69349H107
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: PNM
ISIN: US69349H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Vicky A. Bailey Mgmt For For
1b. Election of Director: Norman P. Becker Mgmt For For
1c. Election of Director: Patricia K. Collawn Mgmt For For
1d. Election of Director: E. Renae Conley Mgmt For For
1e. Election of Director: Alan J. Fohrer Mgmt For For
1f. Election of Director: Sidney M. Gutierrez Mgmt For For
1g. Election of Director: James A. Hughes Mgmt For For
1h. Election of Director: Maureen T. Mullarkey Mgmt For For
1i. Election of Director: Donald K. Schwanz Mgmt For For
1j. Election of Director: Bruce W. Wilkinson Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2020.
3. Approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers as disclosed in the 2020 proxy
statement.
4. Publish a report on coal combustion Shr Against For
residual matters at San Juan Generating
Station.
--------------------------------------------------------------------------------------------------------------------------
PROASSURANCE CORPORATION Agenda Number: 935166606
--------------------------------------------------------------------------------------------------------------------------
Security: 74267C106
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: PRA
ISIN: US74267C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Samuel A. DiPiazza, Jr. Mgmt For For
Robert E. Flowers Mgmt For For
Edward L. Rand, Jr. Mgmt For For
Katisha T. Vance Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent auditor.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
R1 RCM INC. Agenda Number: 935205307
--------------------------------------------------------------------------------------------------------------------------
Security: 749397105
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: RCM
ISIN: US7493971052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael C. Feiner Mgmt For For
Joseph Flanagan Mgmt For For
John B. Henneman, III Mgmt For For
Alex J. Mandl Mgmt For For
Neal Moszkowski Mgmt For For
Ian Sacks Mgmt For For
Jill Smith Mgmt For For
Anthony J. Speranzo Mgmt For For
Anthony R. Tersigni Mgmt For For
Albert R. Zimmerli Mgmt Withheld Against
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
RAPID7, INC. Agenda Number: 935193324
--------------------------------------------------------------------------------------------------------------------------
Security: 753422104
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: RPD
ISIN: US7534221046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Judy Bruner Mgmt For For
Benjamin Holzman Mgmt For For
Tom Schodorf Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of KPMG
LLP as the independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation (the "Certificate of
Incorporation"), to declassify its board of
directors.
5. To approve an amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the supermajority voting requirement for
(i) amendments to the Certificate of
Incorporation and (ii) stockholder
amendments to the Company's Amended and
Restated Bylaws.
--------------------------------------------------------------------------------------------------------------------------
RUSH ENTERPRISES, INC. Agenda Number: 935165945
--------------------------------------------------------------------------------------------------------------------------
Security: 781846209
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: RUSHA
ISIN: US7818462092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W.M. Rusty Rush Mgmt For For
Thomas A. Akin Mgmt For For
James C. Underwood Mgmt For For
Raymond J. Chess Mgmt For For
William H. Cary Mgmt For For
Dr. Kennon H. Guglielmo Mgmt For For
Elaine Mendoza Mgmt For For
2. PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt Against Against
RESTATEMENT OF THE 2007 LONG-TERM INCENTIVE
PLAN.
3. PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE 2004 EMPLOYEE STOCK
PURCHASE PLAN.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
5. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2020 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
SANDERSON FARMS, INC. Agenda Number: 935122856
--------------------------------------------------------------------------------------------------------------------------
Security: 800013104
Meeting Type: Annual
Meeting Date: 13-Feb-2020
Ticker: SAFM
ISIN: US8000131040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class A Director: David Mgmt For For
Barksdale
1.2 Election of Class A Director: Lampkin Butts Mgmt For For
1.3 Election of Class A Director: Beverly W. Mgmt For For
Hogan
1.4 Election of Class A Director: Phil K. Mgmt For For
Livingston
1.5 Election of Class A Director: Joe F. Mgmt For For
Sanderson, Jr.
1.6 Election of Class C Director: Sonia Perez Mgmt For For
2. Proposal to approve the Sanderson Farms, Mgmt For For
Inc. and Affiliates Amended and Restated
Stock Incentive Plan.
3. Proposal to approve, in a non-binding Mgmt For For
advisory vote, the compensation of the
Company's Named Executive Officers.
4. Proposal to approve, in a non-binding Mgmt 1 Year For
advisory vote, the frequency of future
advisory votes on executive compensation.
5. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
auditors for the fiscal year ending October
31, 2020.
6. Proposal to request that the Board of Shr Against For
Directors report annually on water resource
risks and related metrics.
7. Proposal to request that the Board of Shr For Against
Directors report on the Company's human
rights due diligence process.
--------------------------------------------------------------------------------------------------------------------------
SEMTECH CORPORATION Agenda Number: 935196471
--------------------------------------------------------------------------------------------------------------------------
Security: 816850101
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: SMTC
ISIN: US8168501018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James P. Burra Mgmt For For
Rodolpho C. Cardenuto Mgmt For For
Bruce C. Edwards Mgmt For For
Saar Gillai Mgmt For For
Rockell N. Hankin Mgmt For For
Ye Jane Li Mgmt For For
James T. Lindstrom Mgmt For For
Mohan R. Maheswaran Mgmt For For
Sylvia Summers Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
2021 fiscal year.
3. Advisory resolution to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
SERVICE CORPORATION INTERNATIONAL Agenda Number: 935160046
--------------------------------------------------------------------------------------------------------------------------
Security: 817565104
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: SCI
ISIN: US8175651046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan R. Buckwalter Mgmt For For
1B. Election of Director: Jakki L. Haussler Mgmt For For
1C. Election of Director: Victor L. Lund Mgmt For For
1D. Election of Director: Clifton H. Morris, Mgmt For For
Jr.
1E. Election of Director: Ellen Ochoa Mgmt For For
1F. Election of Director: Thomas L. Ryan Mgmt For For
1G. Election of Director: W. Blair Waltrip Mgmt For For
2. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year ending December 31,
2020.
3. To approve, by advisory vote, named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
SILGAN HOLDINGS INC. Agenda Number: 935203834
--------------------------------------------------------------------------------------------------------------------------
Security: 827048109
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: SLGN
ISIN: US8270481091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Leigh J. Abramson Mgmt For For
D. Greg Horrigan Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SKYWEST, INC. Agenda Number: 935155893
--------------------------------------------------------------------------------------------------------------------------
Security: 830879102
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: SKYW
ISIN: US8308791024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jerry C. Atkin Mgmt For For
W. Steve Albrecht Mgmt For For
Russell A. Childs Mgmt For For
Henry J. Eyring Mgmt For For
Meredith S. Madden Mgmt For For
Ronald J. Mittelstaedt Mgmt For For
Andrew C. Roberts Mgmt For For
Keith E. Smith Mgmt For For
Steven F. Udvar - Hazy Mgmt For For
James L. Welch Mgmt For For
2. To consider and vote upon, on an advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
SMART SAND, INC. Agenda Number: 935179540
--------------------------------------------------------------------------------------------------------------------------
Security: 83191H107
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: SND
ISIN: US83191H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sharon S. Spurlin Mgmt For For
Timothy J. Pawlenty Mgmt For For
2. Ratification of the selection of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
3. Approval of the Smart Sand, Inc. Amended Mgmt For For
and Restated 2016 Omnibus Incentive Plan.
4. Approval on an advisory (and non-binding) Mgmt For For
basis of the compensation paid to the
Company's named executive officers for the
year ended December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC. Agenda Number: 935144244
--------------------------------------------------------------------------------------------------------------------------
Security: 85208M102
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: SFM
ISIN: US85208M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joel D. Anderson Mgmt For For
Terri Funk Graham Mgmt For For
Doug G. Rauch Mgmt For For
2. To vote on a non-binding advisory Mgmt For For
resolution to approve the compensation paid
to our named executive officers for fiscal
2019 ("say-on-pay").
3. To vote on a non-binding advisory proposal Mgmt 1 Year For
on the frequency of future say-on-pay votes
("say-on-frequency").
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending January 03,
2021.
--------------------------------------------------------------------------------------------------------------------------
SUMMIT HOTEL PROPERTIES INC Agenda Number: 935151693
--------------------------------------------------------------------------------------------------------------------------
Security: 866082100
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: INN
ISIN: US8660821005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel P. Hansen Mgmt For For
1B. Election of Director: Bjorn R.L. Hanson Mgmt For For
1C. Election of Director: Jeffrey W. Jones Mgmt For For
1D. Election of Director: Kenneth J. Kay Mgmt For For
1E. Election of Director: Thomas W. Storey Mgmt For For
1F. Election of Director: Hope S. Taitz Mgmt For For
2. Ratify the appointment of ERNST & YOUNG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. Approve an advisory (non-binding) Mgmt For For
resolution on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SWITCH INC Agenda Number: 935203404
--------------------------------------------------------------------------------------------------------------------------
Security: 87105L104
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: SWCH
ISIN: US87105L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rob Roy Mgmt For For
Zareh Sarrafian Mgmt Withheld Against
Kim Sheehy Mgmt Withheld Against
Donald D. Snyder Mgmt For For
Tom Thomas Mgmt For For
Bryan Wolf Mgmt Withheld Against
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Switch,
Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2020
3. To vote on an advisory (non-binding) Mgmt Against Against
proposal to approve the compensation of the
named executive officers.
4. To vote on an advisory (non-binding) Mgmt 1 Year For
proposal on how frequently stockholders
should vote to approve the compensation of
the named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SYNEOS HEALTH, INC. Agenda Number: 935180656
--------------------------------------------------------------------------------------------------------------------------
Security: 87166B102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: SYNH
ISIN: US87166B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bernadette M. Mgmt For For
Connaughton
1B. Election of Director: Kenneth F. Meyers Mgmt For For
1C. Election of Director: Matthew E. Monaghan Mgmt For For
1D. Election of Director: Joshua M. Nelson Mgmt For For
2. To approve on an advisory (nonbinding) Mgmt For For
basis our executive compensation.
3. To ratify the appointment of the Company's Mgmt For For
independent auditors Deloitte & Touche LLP.
--------------------------------------------------------------------------------------------------------------------------
TEXTAINER GROUP HOLDINGS LIMITED Agenda Number: 935199706
--------------------------------------------------------------------------------------------------------------------------
Security: G8766E109
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: TGH
ISIN: BMG8766E1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: David M. Mgmt Against Against
Nurek
1.2 Election of Class I Director: Robert D. Mgmt For For
Pedersen
2. Proposal to approve the Company's annual Mgmt For For
audited financial statements for the fiscal
year ended December 31, 2019
3. Proposal to approve the re-appointment of Mgmt For For
KPMG LLP, an independent registered public
accounting firm, to act as the Company's
independent auditors for the fiscal year
ending December 31, 2020 and the
authorization for the Board of Directors,
acting through the Audit Committee to fix
the remuneration of the independent
auditors for the fiscal year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
TRISTATE CAPITAL HOLDINGS, INC. Agenda Number: 935200523
--------------------------------------------------------------------------------------------------------------------------
Security: 89678F100
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: TSC
ISIN: US89678F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anthony J. Buzzelli Mgmt For For
Helen Hanna Casey Mgmt For For
Brian S. Fetterolf Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
FOR FISCAL YEAR 2020
4. AMEND OMNIBUS INCENTIVE PLAN TO INCREASE Mgmt For For
THE NUMBER OF COMMON SHARES AUTHORIZED
--------------------------------------------------------------------------------------------------------------------------
TRITON INTERNATIONAL LIMITED Agenda Number: 935136110
--------------------------------------------------------------------------------------------------------------------------
Security: G9078F107
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: TRTN
ISIN: BMG9078F1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian M. Sondey Mgmt For For
1B. Election of Director: Robert W. Alspaugh Mgmt For For
1C. Election of Director: Malcolm P. Baker Mgmt For For
1D. Election of Director: David A. Coulter Mgmt Against Against
1E. Election of Director: Claude Germain Mgmt Against Against
1F. Election of Director: Kenneth Hanau Mgmt For For
1G. Election of Director: John S. Hextall Mgmt For For
1H. Election of Director: Robert L. Rosner Mgmt Against Against
1I. Election of Director: Simon R. Vernon Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF NAMED Mgmt For For
EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
TTEC HOLDINGS, INC. Agenda Number: 935160476
--------------------------------------------------------------------------------------------------------------------------
Security: 89854H102
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: TTEC
ISIN: US89854H1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth D. Tuchman Mgmt For For
1B. Election of Director: Steven J. Anenen Mgmt For For
1C. Election of Director: Tracy L. Bahl Mgmt For For
1D. Election of Director: Gregory A. Conley Mgmt For For
1E. Election of Director: Robert N. Frerichs Mgmt For For
1F. Election of Director: Marc L. Holtzman Mgmt For For
1G. Election of Director: Ekta Singh-Bushell Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as TTEC's
independent registered public accounting
firm for 2020.
3. Approval of TTEC's 2020 Equity Incentive Mgmt For For
Plan.
4. Advisory approval of TTEC's executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
TWIN RIVER WORLDWIDE HOLDINGS, INC. Agenda Number: 935167937
--------------------------------------------------------------------------------------------------------------------------
Security: 90171V204
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: TRWH
ISIN: US90171V2043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George T. Papanier Mgmt For For
Jeffrey W. Rollins Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche, LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
VENATOR MATERIALS PLC Agenda Number: 935224751
--------------------------------------------------------------------------------------------------------------------------
Security: G9329Z100
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: VNTR
ISIN: GB00BF3ZNS54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter R. Huntsman Mgmt For For
1b. Election of Director: Simon Turner Mgmt For For
1c. Election of Director: Sir Robert J. Mgmt For For
Margetts
1d. Election of Director: Douglas D. Anderson Mgmt For For
1e. Election of Director: Daniele Ferrari Mgmt For For
1f. Election of Director: Kathy D. Patrick Mgmt For For
2. To approve on a non-binding advisory basis Mgmt For For
the compensation of our named executive
officers.
3. To approve receipt of our U.K. audited Mgmt For For
annual report and accounts and related
directors' and auditor's reports for the
year ended December 31, 2019.
4. To approve our directors' remuneration Mgmt For For
policy included in the directors'
remuneration report.
5. To approve on a non-binding advisory basis Mgmt For For
our directors' remuneration report for the
year ended December 31, 2019.
6. To ratify the appointment of Deloitte LLP Mgmt For For
as our independent registered public
accounting firm for the year ending
December 31, 2020.
7. To re-appoint Deloitte LLP as our U.K. Mgmt For For
statutory auditor for the year ending
December 31, 2020.
8. To authorize the directors or the Audit Mgmt For For
Committee to determine the remuneration of
Deloitte LLP, in its capacity as our U.K.
statutory auditor.
9. To authorize Venator (and any company that Mgmt For For
is or becomes a subsidiary) to make
political donations and incur political
expenditures.
10. To approve the amendment and restatement of Mgmt Against Against
the Venator Materials 2017 Stock Incentive
Plan.
11. To approve the amendment and restatement of Mgmt Against Against
our Articles of Association.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON FEDERAL, INC. Agenda Number: 935114140
--------------------------------------------------------------------------------------------------------------------------
Security: 938824109
Meeting Type: Annual
Meeting Date: 22-Jan-2020
Ticker: WAFD
ISIN: US9388241096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen M. Graham Mgmt For For
David K. Grant Mgmt For For
Randall H. Talbot Mgmt For For
2. ADOPTION OF THE WASHINGTON FEDERAL, INC. Mgmt For For
2020 INCENTIVE PLAN.
3. ADVISORY VOTE ON THE COMPENSATION OF Mgmt For For
WASHINGTON FEDERAL'S NAMED EXECUTIVE
OFFICERS.
4. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
WESBANCO, INC. Agenda Number: 935150526
--------------------------------------------------------------------------------------------------------------------------
Security: 950810101
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: WSBC
ISIN: US9508101014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Crawford* Mgmt For For
Todd F. Clossin* Mgmt For For
Abigail M. Feinknopf* Mgmt For For
Denise Knouse-Snyder* Mgmt For For
Jay T. McCamic* Mgmt For For
F. Eric Nelson, Jr.* Mgmt For For
James W. Cornelsen# Mgmt For For
Gregory S. Proctor Jr.$ Mgmt For For
2. To approve an advisory (non-binding) vote Mgmt For For
on executive compensation paid to
Wesbanco's named executive officers.
3. To approve an advisory (non-binding) vote Mgmt For For
ratifying the appointment of Ernst & Young,
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
WINTRUST FINANCIAL CORPORATION Agenda Number: 935185707
--------------------------------------------------------------------------------------------------------------------------
Security: 97650W108
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: WTFC
ISIN: US97650W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter D. Crist Mgmt For For
1B. Election of Director: Bruce K. Crowther Mgmt For For
1C. Election of Director: William J. Doyle Mgmt For For
1D. Election of Director: Marla F. Glabe Mgmt For For
1E. Election of Director: H. Patrick Hackett, Mgmt For For
Jr.
1F. Election of Director: Scott K. Heitmann Mgmt For For
1G. Election of Director: Deborah L. Hall Mgmt For For
Lefevre
1H. Election of Director: Christopher J. Perry Mgmt For For
1I. Election of Director: Ingrid S. Stafford Mgmt For For
1J. Election of Director: Gary D. "Joe" Sweeney Mgmt For For
1K. Election of Director: Karin Gustafson Mgmt For For
Teglia
1L. Election of Director: Alex E. Washington, Mgmt For For
III
1M. Election of Director: Edward J. Wehmer Mgmt For For
2. Proposal to approve, on an advisory Mgmt For For
(non-binding) basis, the Company's
executive compensation as described in the
2020 Proxy Statement.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP to serve as the independent
registered public accounting firm for
fiscal year 2020.
GUARDIAN TOTAL RETURN BOND VIP FUND
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
GUARDIAN U.S. GOVERNMENT SECURITIES VIP FUND
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Guardian Variable Products Trust
By (Signature) /s/ Dominique Baede
Name Dominique Baede
Title President
Date 08/27/2020