UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-09821
NAME OF REGISTRANT: ALLIED ASSET ADVISORS FUNDS
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 715 Enterprise Drive, Suite
100
Oak Brook, il 60523
NAME AND ADDRESS OF AGENT FOR SERVICE: US BANCORP FUND SERVICES
LLC
615 E. MICHIGAN
MILWAUKEE, wi 53202
REGISTRANT'S TELEPHONE NUMBER: 866-386-3785
DATE OF FISCAL YEAR END: 05/31
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
IMAN FUND
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10X GENOMICS, INC. Agenda Number: 935414728
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Security: 88025U109
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: TXG
ISIN: US88025U1097
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold Mgmt For For
office for a three year term expiring at
our 2024 Annual Meeting: Bryan E. Roberts,
Ph.D.
1B. Election of Class II Director to hold Mgmt For For
office for a three year term expiring at
our 2024 Annual Meeting: Kimberly J.
Popovits
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm to audit our
financial statements for our fiscal year
ending December 31, 2021.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve the compensation
paid to our named executive officers.
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ADOBE INC Agenda Number: 935343412
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Security: 00724F101
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: ADBE
ISIN: US00724F1012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Amy Banse
1B. Election of Director for a term of one Mgmt For For
year: Melanie Boulden
1C. Election of Director for a term of one Mgmt For For
year: Frank Calderoni
1D. Election of Director for a term of one Mgmt For For
year: James Daley
1E. Election of Director for a term of one Mgmt For For
year: Laura Desmond
1F. Election of Director for a term of one Mgmt For For
year: Shantanu Narayen
1G. Election of Director for a term of one Mgmt For For
year: Kathleen Oberg
1H. Election of Director for a term of one Mgmt For For
year: Dheeraj Pandey
1I. Election of Director for a term of one Mgmt For For
year: David Ricks
1J. Election of Director for a term of one Mgmt For For
year: Daniel Rosensweig
1K. Election of Director for a term of one Mgmt For For
year: John Warnock
2. Approve the Adobe Inc. 2019 Equity Mgmt For For
Incentive Plan, as amended, to increase the
available share reserve by 6 million
shares.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on December
3, 2021.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
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ADVANCED MICRO DEVICES, INC. Agenda Number: 935345810
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Security: 007903107
Meeting Type: Special
Meeting Date: 07-Apr-2021
Ticker: AMD
ISIN: US0079031078
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of shares of common Mgmt For For
stock, par value $0.01 per share, of AMD to
the stockholders of Xilinx, Inc. ("Xilinx")
in connection with the merger contemplated
by the Agreement and Plan of Merger, dated
October 26, 2020, as it may be amended from
time to time, by and among AMD, Thrones
Merger Sub, Inc., a wholly owned subsidiary
of AMD, and Xilinx (the "AMD share issuance
proposal").
2. Approve the adjournment of the Special Mgmt For For
Meeting, if necessary or appropriate, to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve the AMD share
issuance proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to the stockholders of AMD.
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ADVANCED MICRO DEVICES, INC. Agenda Number: 935366523
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Security: 007903107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: AMD
ISIN: US0079031078
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John E. Caldwell Mgmt For For
1B. Election of Director: Nora M. Denzel Mgmt For For
1C. Election of Director: Mark Durcan Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Joseph A. Householder Mgmt For For
1F. Election of Director: John W. Marren Mgmt For For
1G. Election of Director: Lisa T. Su Mgmt For For
1H. Election of Director: Abhi Y. Talwalkar Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
3. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
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AGNICO EAGLE MINES LIMITED Agenda Number: 935380876
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Security: 008474108
Meeting Type: Annual and Special
Meeting Date: 30-Apr-2021
Ticker: AEM
ISIN: CA0084741085
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Leona Aglukkaq Mgmt For For
Sean Boyd Mgmt For For
Martine A. Celej Mgmt For For
Robert J. Gemmell Mgmt For For
Mel Leiderman Mgmt For For
Deborah McCombe Mgmt For For
James D. Nasso Mgmt For For
Dr. Sean Riley Mgmt For For
J. Merfyn Roberts Mgmt For For
Jamie C. Sokalsky Mgmt For For
2 Appointment of Ernst & Young LLP as Mgmt For For
Auditors of the Company for the ensuing
year and authorizing the Directors to fix
their remuneration.
3 An ordinary resolution approving amendments Mgmt For For
of Agnico Eagle's Stock Option Plan.
4 Consideration of and, if deemed advisable, Mgmt For For
the passing of a non- binding, advisory
resolution accepting the Company's approach
to executive compensation.
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AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 935315045
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Security: 009158106
Meeting Type: Annual
Meeting Date: 28-Jan-2021
Ticker: APD
ISIN: US0091581068
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan K. Carter Mgmt For For
1b. Election of Director: Charles I. Cogut Mgmt For For
1c. Election of Director: Lisa A. Davis Mgmt For For
1d. Election of Director: Chadwick C. Deaton Mgmt For For
1e. Election of Director: Seifollah Ghasemi Mgmt For For
1f. Election of Director: David H.Y. Ho Mgmt For For
1g. Election of Director: Edward L. Monser Mgmt For For
1h. Election of Director: Matthew H. Paull Mgmt For For
2. Advisory vote approving the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the Air Products and Chemicals, Mgmt For For
Inc. 2021 Long-Term Incentive Plan.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
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ALAMOS GOLD INC. Agenda Number: 935403206
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Security: 011532108
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: AGI
ISIN: CA0115321089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Elaine Ellingham Mgmt For For
David Fleck Mgmt For For
David Gower Mgmt For For
Claire M. Kennedy Mgmt For For
John A. McCluskey Mgmt For For
Monique Mercier Mgmt For For
Paul J. Murphy Mgmt For For
J. Robert S. Prichard Mgmt For For
Kenneth Stowe Mgmt For For
2 Appointment of KPMG LLP as auditors of the Mgmt For For
Company for the ensuing year and
authorizing the directors to fix their
remuneration.
3 To consider, and if deemed advisable, pass Mgmt For For
a resolution to approve an advisory
resolution on the Company's approach to
executive compensation.
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ALPHABET INC. Agenda Number: 935406264
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Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GOOGL
ISIN: US02079K3059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt For For
1B. Election of Director: Sergey Brin Mgmt For For
1C. Election of Director: Sundar Pichai Mgmt For For
1D. Election of Director: John L. Hennessy Mgmt For For
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt For For
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt For For
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt For For
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding the Shr For Against
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
6. A stockholder proposal regarding a report Shr For Against
on sustainability metrics, if properly
presented at the meeting.
7. A stockholder proposal regarding a report Shr For Against
on takedown requests, if properly presented
at the meeting.
8. A stockholder proposal regarding a report Shr For Against
on whistleblower policies and practices, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr For Against
on charitable contributions, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr For Against
on risks related to anticompetitive
practices, if properly presented at the
meeting.
11. A stockholder proposal regarding a Shr For Against
transition to a public benefit corporation,
if properly presented at the meeting.
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ANSYS, INC. Agenda Number: 935371459
--------------------------------------------------------------------------------------------------------------------------
Security: 03662Q105
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ANSS
ISIN: US03662Q1058
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director for Three-Year Mgmt For For
Term: Jim Frankola
1B. Election of Class I Director for Three-Year Mgmt For For
Term: Alec D. Gallimore
1C. Election of Class I Director for Three-Year Mgmt For For
Term: Ronald W. Hovsepian
2. Ratification of the Selection of Deloitte & Mgmt For For
Touche LLP as the Company's Independent
Registered Public Accounting Firm for
Fiscal Year 2021.
3. Approval of the ANSYS, Inc. 2021 Equity and Mgmt For For
Incentive Compensation Plan.
4. Advisory Approval of the Compensation of Mgmt For For
Our Named Executive Officers.
5. Stockholder Proposal Requesting the Shr For Against
Adoption of a Simple Majority Voting
Provision, if Properly Presented.
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APPFOLIO, INC. Agenda Number: 935369606
--------------------------------------------------------------------------------------------------------------------------
Security: 03783C100
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: APPF
ISIN: US03783C1009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy Bliss Mgmt For For
Jason Randall Mgmt For For
Winifred Webb Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of our named executive
officers.
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APPIAN CORPORATION Agenda Number: 935416974
--------------------------------------------------------------------------------------------------------------------------
Security: 03782L101
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: APPN
ISIN: US03782L1017
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew Calkins Mgmt For For
Robert C. Kramer Mgmt For For
A.G.W. Jack Biddle, III Mgmt For For
Prashanth PV Boccassam Mgmt For For
Michael G. Devine Mgmt For For
Barbara Bobbie Kilberg Mgmt For For
Michael J. Mulligan Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of BDO
USA, LLP as independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
accompanying Proxy Statement.
4. To approve the Appian Corporation Employee Mgmt For For
Stock Purchase Plan.
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APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. A shareholder proposal entitled Shr For Against
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr For Against
"Shareholder Proposal to Improve Executive
Compensation Program".
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ASML HOLDINGS N.V. Agenda Number: 935388529
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Security: N07059210
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: ASML
ISIN: USN070592100
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3a Advisory vote on the remuneration report Mgmt For For
for the Board of Management and the
Supervisory Board for the financial year
2020.
3b Proposal to adopt the financial statements Mgmt For For
of the Company for the financial year 2020,
as prepared in accordance with Dutch law.
3d Proposal to adopt a dividend in respect of Mgmt For For
the financial year 2020.
4a Proposal to discharge the members of the Mgmt For For
Board of Management from liability for
their responsibilities in the financial
year 2020.
4b Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability for their
responsibilities in the financial year
2020.
5 Proposal to approve the number of shares Mgmt For For
for the Board of Management.
6 Proposal to adopt certain adjustments to Mgmt For For
the Remuneration Policy for the Board of
Management.
7 Proposal to adopt certain adjustments to Mgmt For For
the Remuneration Policy for the Supervisory
Board.
9a Proposal to appoint Ms. B. Conix as a Mgmt For For
member of the Supervisory Board.
10 Proposal to appoint KPMG Accountants N.V. Mgmt For For
as external auditor for the reporting year
2022.
11a Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% for general purposes.
11b Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with agenda item 11 a).
11c Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% in connection with or on
the occasion of mergers, acquisitions
and/or (strategic) alliances.
11d Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with agenda item 11 c).
12a Authorization to repurchase ordinary shares Mgmt For For
up to 10% of the issued share capital.
12b Authorization to repurchase additional Mgmt For For
ordinary shares up to 10% of the issued
share capital.
13 Proposal to cancel ordinary shares. Mgmt For For
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ATLASSIAN CORPORATION PLC Agenda Number: 935287513
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Security: G06242104
Meeting Type: Annual
Meeting Date: 03-Dec-2020
Ticker: TEAM
ISIN: GB00BZ09BD16
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's accounts and the Mgmt For For
reports of the directors and the auditors
for the year ended June 30, 2020 (the
Annual Report).
2. To approve the Directors' Remuneration Mgmt For For
Report, as set forth in the Annual Report.
3. To reappoint Ernst & Young LLP as auditor Mgmt For For
of the Company to hold office until the
conclusion of the next annual general
meeting of the Company.
4. To authorize the Audit Committee of the Mgmt For For
Board of Directors to determine the
remuneration of the auditor.
5. To re-elect Shona L. Brown as a director of Mgmt For For
the Company.
6. To re-elect Michael Cannon-Brookes as a Mgmt For For
director of the Company.
7. To re-elect Scott Farquhar as a director of Mgmt For For
the Company.
8. To re-elect Heather Mirjahangir Fernandez Mgmt For For
as a director of the Company.
9. To re-elect Sasan Goodarzi as a director of Mgmt For For
the Company.
10. To re-elect Jay Parikh as a director of the Mgmt For For
Company.
11. To re-elect Enrique Salem as a director of Mgmt For For
the Company.
12. To re-elect Steven Sordello as a director Mgmt For For
of the Company.
13. To re-elect Richard P. Wong as a director Mgmt For For
of the Company.
14. To consider and, if thought fit, pass the Mgmt For For
following as an ordinary resolution: That
the Company be generally and
unconditionally authorized in accordance
with section 693A of the Companies Act 2006
to make off-market purchases (within the
meaning of section 693 of the Companies Act
2006) of its own Class A ordinary shares
for the purposes of, or pursuant to, an
employee share scheme (within the meaning
of section 1166 of the Companies Act 2006).
15. To consider and, if thought fit, pass the Mgmt For For
following as an ordinary resolution: That
the Company be authorized pursuant to
section 694 of Companies Act 2006 to
repurchase up to a maximum of 65,081 of its
own Class A ordinary shares pursuant to, &
on terms described in, a Securities
Restriction Agreement and produced at
meeting ("Securities Restriction
Agreement") & that the terms, & entry into,
of Securities Restriction Agreement is
hereby approved, ratified & confirmed
(authority conferred on Company by this
Resolution 15 to expire on December 3,
2025).
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ATRICURE, INC. Agenda Number: 935369644
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Security: 04963C209
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: ATRC
ISIN: US04963C2098
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael H. Carrel Mgmt For For
1B. Election of Director: Mark A. Collar Mgmt For For
1C. Election of Director: Daniel P. Florin Mgmt For For
1D. Election of Director: Regina E. Groves Mgmt For For
1E. Election of Director: B. Kristine Johnson Mgmt For For
1F. Election of Director: Karen N. Prange Mgmt For For
1G. Election of Director: Sven A. Wehrwein Mgmt For For
1H. Election of Director: Robert S. White Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as independent
registered public accounting firm for the
Company for the fiscal year ending December
31, 2021.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers as disclosed in
the proxy statement for the 2021 Annual
Meeting.
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AXCELIS TECHNOLOGIES, INC. Agenda Number: 935381537
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Security: 054540208
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: ACLS
ISIN: US0545402085
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tzu-Yin Chiu Mgmt For For
Richard J. Faubert Mgmt For For
Arthur L. George, Jr. Mgmt For For
Joseph P. Keithley Mgmt For For
John T. Kurtzweil Mgmt For For
Mary G. Puma Mgmt For For
Thomas St. Dennis Mgmt For For
Jorge Titinger Mgmt For For
2. Proposal to ratify independent public Mgmt For For
accounting firm.
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
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BEYOND MEAT, INC. Agenda Number: 935385749
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Security: 08862E109
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: BYND
ISIN: US08862E1091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sally Grimes Mgmt For For
Muktesh "Micky" Pant Mgmt For For
Ned Segal Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
3. To approve, on an advisory (non-binding) Mgmt 1 Year For
basis, the frequency of future stockholder
advisory votes to approve the compensation
paid to the Company's named executive
officers.
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BIO-TECHNE CORP Agenda Number: 935270570
--------------------------------------------------------------------------------------------------------------------------
Security: 09073M104
Meeting Type: Annual
Meeting Date: 29-Oct-2020
Ticker: TECH
ISIN: US09073M1045
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To set the number of Directors at nine. Mgmt For For
2A. Election of Director: Robert V. Baumgartner Mgmt For For
2B. Election of Director: Julie L. Bushman Mgmt For For
2C. Election of Director: John L. Higgins Mgmt For For
2D. Election of Director: Joseph D. Keegan Mgmt For For
2E. Election of Director: Charles R. Kummeth Mgmt For For
2F. Election of Director: Roeland Nusse Mgmt For For
2G. Election of Director: Alpna Seth Mgmt For For
2H. Election of Director: Randolph Steer Mgmt For For
2I. Election of Director: Rupert Vessey Mgmt For For
3. Cast a non-binding vote on named executive Mgmt For For
officer compensation.
4. Approve an amendment and restatement to the Mgmt For For
Company's Second Amended and Restated 2010
Equity Incentive Plan to allocate 1,300,000
additional shares to the Plan reserve and
to make certain additional amendments.
5. Ratify the appointment of the Company's Mgmt For For
independent registered public accounting
firm for the 2021 fiscal year.
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BIOLIFE SOLUTIONS, INC. Agenda Number: 935422799
--------------------------------------------------------------------------------------------------------------------------
Security: 09062W204
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: BLFS
ISIN: US09062W2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Rice Mgmt For For
Raymond W. Cohen Mgmt For For
Andrew Hinson Mgmt For For
Joseph Schick Mgmt For For
Amy DuRoss Mgmt For For
Rachel Ellingson Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To approve an amendment to the Second Mgmt For For
Amended and Restated 2013 Performance
Incentive Plan to increase the aggregate
number of shares of common stock which may
be issued under the plan from 5,000,000 to
6,500,000 shares.
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CADENCE DESIGN SYSTEMS, INC. Agenda Number: 935363375
--------------------------------------------------------------------------------------------------------------------------
Security: 127387108
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: CDNS
ISIN: US1273871087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Mark W. Adams Mgmt For For
1B Election of Director: Ita Brennan Mgmt For For
1C Election of Director: Lewis Chew Mgmt For For
1D Election of Director: Julia Liuson Mgmt For For
1E Election of Director: James D. Plummer Mgmt For For
1F Election of Director: Alberto Mgmt For For
Sangiovanni-Vincentelli
1G Election of Director: John B. Shoven Mgmt For For
1H Election of Director: Young K. Sohn Mgmt For For
1I Election of Director: Lip-Bu Tan Mgmt For For
2. Advisory resolution to approve named Mgmt For For
executive officer compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Cadence for its fiscal year ending
January 1, 2022.
4. Stockholder proposal regarding written Shr For Against
consent.
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CALIX, INC. Agenda Number: 935367006
--------------------------------------------------------------------------------------------------------------------------
Security: 13100M509
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CALX
ISIN: US13100M5094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Don Listwin Mgmt For For
Kevin Peters Mgmt For For
J. Daniel Plants Mgmt For For
2. Approval of the Amended and Restated 2019 Mgmt For For
Equity Incentive Award Plan.
3. Approval of the Amended and Restated Mgmt For For
Employee Stock Purchase Plan.
4. Approval of the Amended and Restated 2017 Mgmt For For
Nonqualified Employee Stock Purchase Plan.
5. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of Calix's named
executive officers.
6. Ratification of the selection of KPMG LLP Mgmt For For
as Calix's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CALIX, INC. Agenda Number: 935366941
--------------------------------------------------------------------------------------------------------------------------
Security: 13100M509
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CALX
ISIN: US13100M5094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Don Listwin Mgmt For For
Kevin Peters Mgmt For For
J. Daniel Plants Mgmt For For
2. Approval of the Amended and Restated 2019 Mgmt For For
Equity Incentive Award Plan.
3. Approval of the Amended and Restated Mgmt For For
Employee Stock Purchase Plan.
4. Approval of the Amended and Restated 2017 Mgmt For For
Nonqualified Employee Stock Purchase Plan.
5. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of Calix's named
executive officers.
6. Ratification of the selection of KPMG LLP Mgmt For For
as Calix's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
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CARDLYTICS, INC. Agenda Number: 935380371
--------------------------------------------------------------------------------------------------------------------------
Security: 14161W105
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: CDLX
ISIN: US14161W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John V. Balen Mgmt For For
Aimee Lapic Mgmt For For
Jessica Jensen Mgmt For For
2. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
3. Advisory vote to approve compensation of Mgmt For For
our named executive officers.
4. Advisory vote to approve the preferred Mgmt 1 Year For
frequency of stockholder advisory votes on
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CAREDX, INC. Agenda Number: 935424325
--------------------------------------------------------------------------------------------------------------------------
Security: 14167L103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: CDNA
ISIN: US14167L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. W. Bickerstaff, III Mgmt For For
Grace E. Colon, Ph.D. Mgmt For For
Ralph Snyderman, M.D. Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
4. Approval of amendments to the Company's Mgmt For For
Certificate of Incorporation and Bylaws to
eliminate certain supermajority voting
requirements.
--------------------------------------------------------------------------------------------------------------------------
CARVANA CO. Agenda Number: 935356104
--------------------------------------------------------------------------------------------------------------------------
Security: 146869102
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: CVNA
ISIN: US1468691027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ernest Garcia III Mgmt For For
Ira Platt Mgmt For For
2. Approval of the Carvana Co. Employee Stock Mgmt For For
Purchase Plan.
3. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Approval, by an advisory vote, of Carvana's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CERIDIAN HCM HOLDING INC. Agenda Number: 935345098
--------------------------------------------------------------------------------------------------------------------------
Security: 15677J108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CDAY
ISIN: US15677J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David D. Ossip Mgmt For For
Andrea S. Rosen Mgmt For For
Gerald C. Throop Mgmt For For
2. To approve the de-classification of the Mgmt For For
Board and the adoption of the Fourth
Amended and Restated Certificate of
Incorporation
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of Ceridian's named
executive officers (commonly known as a
"Say on Pay" vote)
4. To ratify the appointment of KPMG LLP as Mgmt For For
Ceridian's independent registered public
accounting firm for the fiscal year ending
December 31, 2021
--------------------------------------------------------------------------------------------------------------------------
CERUS CORPORATION Agenda Number: 935404032
--------------------------------------------------------------------------------------------------------------------------
Security: 157085101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CERS
ISIN: US1570851014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel N. Swisher, Jr. Mgmt For For
Frank Witney, Ph.D. Mgmt For For
Eric Bjerkholt Mgmt For For
2. The approval of a certificate of amendment Mgmt For For
of the Company's Amended and Restated
Certificate of Incorporation, as amended,
to increase the total number of authorized
shares of common stock from 225,000,000
shares to 400,000,000 shares.
3. The approval of an amendment and Mgmt For For
restatement of the Company's Amended and
Restated 2008 Equity Incentive Plan to
increase the aggregate number of shares of
common stock authorized for issuance
thereunder by 7,600,000 shares and to make
certain other changes thereto as described
further in the accompanying Proxy
Statement.
4. The approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
5. The ratification of the selection by the Mgmt For For
Audit Committee of the Board of Directors
of Ernst & Young LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CONTEXTLOGIC INC Agenda Number: 935412902
--------------------------------------------------------------------------------------------------------------------------
Security: 21077C107
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: WISH
ISIN: US21077C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Piotr Szulczewski Mgmt For For
Julie Bradley Mgmt For For
Ari Emanuel Mgmt For For
Joe Lonsdale Mgmt For For
Jacqueline Reses Mgmt For For
Tanzeen Syed Mgmt For For
Stephanie Tilenius Mgmt For For
Hans Tung Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation for the year ended
December 31, 2020, as disclosed herein.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of holding an advisory vote on
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP, INC. Agenda Number: 935407684
--------------------------------------------------------------------------------------------------------------------------
Security: 22160N109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CSGP
ISIN: US22160N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Michael R. Klein Mgmt For For
1B. Election of director: Andrew C. Florance Mgmt For For
1C. Election of director: Laura Cox Kaplan Mgmt For For
1D. Election of director: Michael J. Glosserman Mgmt For For
1E. Election of director: John W. Hill Mgmt For For
1F. Election of director: Robert W. Musslewhite Mgmt For For
1G. Election of director: Christopher J. Mgmt For For
Nassetta
1H. Election of director: Louise S. Sams Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered public accounting firm for 2021.
3. Proposal to approve, on an advisory basis, Mgmt For For
the Company's executive compensation.
4. Proposal to approve the adoption of the Mgmt For For
Company's Fourth Amended and Restated
Certificate of Incorporation to increase
the total number of shares of common stock
that the Company is authorized to issue
from 60,000,000 to 1,200,000,000 and
correspondingly increase the total number
of shares of capital stock that the Company
is authorized to issue from 62,000,000 to
1,202,000,000.
5. Proposal to approve the amendment and Mgmt For For
restatement of the CoStar Employee Stock
Purchase Plan to increase the number of
shares authorized for issuance thereunder.
6. Stockholder proposal regarding simple Shr For Against
majority vote, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
COUPA SOFTWARE INCORPORATED Agenda Number: 935391639
--------------------------------------------------------------------------------------------------------------------------
Security: 22266L106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: COUP
ISIN: US22266L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger Siboni Mgmt For For
Tayloe Stansbury Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent registered public accounting
firm for fiscal year ending January 31,
2022.
3. Advisory (non-binding) vote to approve Mgmt For For
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CRYOPORT, INC. Agenda Number: 935348703
--------------------------------------------------------------------------------------------------------------------------
Security: 229050307
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: CYRX
ISIN: US2290503075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Linda Baddour Mgmt For For
Richard Berman Mgmt For For
Daniel Hancock Mgmt For For
Robert Hariri, M.D, PhD Mgmt For For
Ram M. Jagannath Mgmt For For
Ramkumar Mandalam, Ph.D Mgmt For For
Jerrell W. Shelton Mgmt For For
Edward Zecchini Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company and its
subsidiaries for the year ending December
31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers, as disclosed in this Proxy
Statement.
4. To approve an amendment to the Company's Mgmt For For
2018 Omnibus Equity Incentive Plan to
increase the number of authorized shares
under the plan.
--------------------------------------------------------------------------------------------------------------------------
DEXCOM, INC. Agenda Number: 935383430
--------------------------------------------------------------------------------------------------------------------------
Security: 252131107
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: DXCM
ISIN: US2521311074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Kevin R. Sayer
1.2 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Nicholas
Augustinos
1.3 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Bridgette P.
Heller
2. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To hold a non-binding vote on an advisory Mgmt For For
resolution to approve executive
compensation.
4. To approve the amendment and restatement of Mgmt For For
our Certificate of Incorporation to
declassify our Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
DOCUSIGN, INC. Agenda Number: 935397453
--------------------------------------------------------------------------------------------------------------------------
Security: 256163106
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: DOCU
ISIN: US2561631068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Enrique Salem Mgmt For For
Peter Solvik Mgmt For For
Inhi Cho Suh Mgmt For For
Mary Agnes Wilderotter Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year ending January 31,
2022.
3. Approval, on an advisory basis, of our Mgmt For For
named executive officers' compensation.
--------------------------------------------------------------------------------------------------------------------------
DOORDASH, INC. Agenda Number: 935426608
--------------------------------------------------------------------------------------------------------------------------
Security: 25809K105
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: DASH
ISIN: US25809K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tony Xu Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
3. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
4. The approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
EMCOR GROUP, INC. Agenda Number: 935410528
--------------------------------------------------------------------------------------------------------------------------
Security: 29084Q100
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: EME
ISIN: US29084Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John W. Altmeyer Mgmt For For
1B. Election of Director: Anthony J. Guzzi Mgmt For For
1C. Election of Director: Ronald L. Johnson Mgmt For For
1D. Election of Director: David H. Laidley Mgmt For For
1E. Election of Director: Carol P. Lowe Mgmt For For
1F. Election of Director: M. Kevin McEvoy Mgmt For For
1G. Election of Director: William P. Reid Mgmt For For
1H. Election of Director: Steven B. Mgmt For For
Schwarzwaelder
1I. Election of Director: Robin Walker-Lee Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt For For
named executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent auditors for 2021.
4. Stockholder proposal regarding written Shr For Against
consent.
--------------------------------------------------------------------------------------------------------------------------
EPAM SYSTEMS, INC. Agenda Number: 935416948
--------------------------------------------------------------------------------------------------------------------------
Security: 29414B104
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: EPAM
ISIN: US29414B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to hold Mgmt For For
office for a three year term: Arkadiy
Dobkin
1B. Election of Class III Director to hold Mgmt For For
office for a three year term: Robert E.
Segert
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation for our named
executive officers as disclosed in this
Proxy Statement.
4. To approve, on an advisory and non-binding Mgmt 1 Year For
basis, the frequency in which future
advisory votes on the compensation for our
named executive officers will occur.
5. To approve the EPAM Systems, Inc. 2021 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION Agenda Number: 935434960
--------------------------------------------------------------------------------------------------------------------------
Security: 30063P105
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: EXAS
ISIN: US30063P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul Clancy Mgmt For For
Pierre Jacquet Mgmt For For
Daniel Levangie Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
EXP WORLD HOLDINGS, INC. Agenda Number: 935375596
--------------------------------------------------------------------------------------------------------------------------
Security: 30212W100
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: EXPI
ISIN: US30212W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Glenn Sanford Mgmt For For
1B. Election of Director: Jason Gesing Mgmt For For
1C. Election of Director: Randall Miles Mgmt For For
1D. Election of Director: Dan Cahir Mgmt For For
1E. Election of Director: Darren Jacklin Mgmt For For
1F. Election of Director: Eugene Frederick Mgmt For For
1G. Election of Director: Felicia Gentry Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for 2021.
3. Approve, by a non-binding, advisory vote, Mgmt For For
the 2020 compensation of our named
executive officers.
4. Approve an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation to
increase the number of authorized shares of
our common stock, $0.00001 par value per
share, from 220,000,000 to 900,000,000.
--------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 935329638
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sandra E. Bergeron Mgmt For For
1B. Election of Director: Elizabeth L. Buse Mgmt For For
1C. Election of Director: Michel Combes Mgmt For For
1D. Election of Director: Michael L. Dreyer Mgmt For For
1E. Election of Director: Alan J. Higginson Mgmt For For
1F. Election of Director: Peter S. Klein Mgmt For For
1G. Election of Director: Francois Locoh-Donou Mgmt For For
1H. Election of Director: Nikhil Mehta Mgmt For For
1I. Election of Director: Marie E. Myers Mgmt For For
1J. Election of Director: Sripada Shivananda Mgmt For For
2. Approve the F5 Networks, Inc. 2014 Mgmt For For
Incentive Plan.
3. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2021.
4. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the director Mgmt For For
compensation policy.
4. A shareholder proposal regarding dual class Shr For Against
capital structure.
5. A shareholder proposal regarding an Shr For Against
independent chair.
6. A shareholder proposal regarding child Shr For Against
exploitation.
7. A shareholder proposal regarding Shr For Against
human/civil rights expert on board.
8. A shareholder proposal regarding platform Shr For Against
misuse.
9. A shareholder proposal regarding public Shr For Against
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
FARFETCH LIMITED Agenda Number: 935267852
--------------------------------------------------------------------------------------------------------------------------
Security: 30744W107
Meeting Type: Annual
Meeting Date: 02-Oct-2020
Ticker: FTCH
ISIN: KY30744W1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Important Information: Save the information Mgmt Abstain
that is printed in the box marked by the
arrow, this is your unique control number
to enter the Virtual Meeting. Please find
enclosed Notice of AGM for FARFETCH LIMITED
and additional details on how to attend.
--------------------------------------------------------------------------------------------------------------------------
FASTENAL COMPANY Agenda Number: 935342270
--------------------------------------------------------------------------------------------------------------------------
Security: 311900104
Meeting Type: Annual
Meeting Date: 24-Apr-2021
Ticker: FAST
ISIN: US3119001044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott A. Satterlee Mgmt For For
1B. Election of Director: Michael J. Ancius Mgmt For For
1C. Election of Director: Stephen L. Eastman Mgmt For For
1D. Election of Director: Daniel L. Florness Mgmt For For
1E. Election of Director: Rita J. Heise Mgmt For For
1F. Election of Director: Hsenghung Sam Hsu Mgmt For For
1G. Election of Director: Daniel L. Johnson Mgmt For For
1H. Election of Director: Nicholas J. Lundquist Mgmt For For
1I. Election of Director: Reyne K. Wisecup Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as independent registered public accounting
firm for the 2021 fiscal year.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
FERRARI, NV Agenda Number: 935362498
--------------------------------------------------------------------------------------------------------------------------
Security: N3167Y103
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: RACE
ISIN: NL0011585146
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2.C Remuneration Report 2020 (advisory vote) Mgmt For For
2.D Adoption of the 2020 Annual Accounts Mgmt For For
2.E Determination and distribution of dividend Mgmt For For
2.F Granting of discharge to the directors in Mgmt For For
respect of the performance of their duties
during the financial year 2020
3.A Re-appointment of the executive director: Mgmt For For
John Elkann
3.B Re-appointment of the non-executive Mgmt For For
director: Piero Ferrari
3.C Re-appointment of the non-executive Mgmt For For
director: Delphine Arnault
3.D Re-appointment of the non-executive Mgmt For For
director: Francesca Bellettini
3.E Re-appointment of the non-executive Mgmt For For
director: Eduardo H. Cue
3.F Re-appointment of the non-executive Mgmt For For
director: Sergio Duca
3.G Re-appointment of the non-executive Mgmt For For
director: John Galantic
3.H Re-appointment of the non-executive Mgmt For For
director: Maria Patrizia Grieco
3.I Re-appointment of the non-executive Mgmt For For
director: Adam Keswick
4. Appointment of the independent auditor - Mgmt For For
Proposal to appoint Ernst & Young
Accountants LLP as the independent auditor
of the Company.
5.1 Proposal to designate the Board of Mgmt For For
Directors as the corporate body authorized
to issue common shares and to grant rights
to subscribe for common shares as provided
for in article 6 of the Company's articles
of association.
5.2 Proposal to designate the Board of Mgmt For For
Directors as the corporate body authorized
to limit or to exclude pre-emption rights
for common shares as provided for in
article 7 of the Company's articles of
association.
5.3 Proposal to designate the Board of Mgmt For For
Directors as the corporate body authorized
to issue special voting shares and to grant
rights to subscribe for special voting
shares as provided for in article 6 of the
Company's articles of association.
6. Delegation to the Board of Directors of the Mgmt For For
authority to acquire common shares in the
capital of the Company - Proposal to
authorize the Board of Directors to acquire
fully paid-up common shares in the
Company's own share capital as specified in
article 8 of the Company's articles of
association.
7. Approval of awards to the executive Mgmt For For
director - Proposal to approve the plan to
award (rights to subscribe for) common
shares in the capital of the Company to the
executive director in accordance with
article 14.6 of the Company's articles of
association.
--------------------------------------------------------------------------------------------------------------------------
GARMIN LTD Agenda Number: 935402507
--------------------------------------------------------------------------------------------------------------------------
Security: H2906T109
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: GRMN
ISIN: CH0114405324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Garmin's 2020 Annual Report, Mgmt For For
including the consolidated financial
statements of Garmin for the fiscal year
ended December 26, 2020 and the statutory
financial statements of Garmin for the
fiscal year ended December 26, 2020.
2. Approval of the appropriation of available Mgmt For For
earnings.
3. Approval of the payment of a cash dividend Mgmt For For
in the aggregate amount of U.S. $2.68 per
outstanding share out of Garmin's reserve
from capital contribution in four equal
installments.
4. Discharge of the members of the Board of Mgmt For For
Directors and the Executive Management from
liability for the fiscal year ended
December 26, 2020.
5A. Re-election of Director: Jonathan C. Mgmt For For
Burrell
5B. Re-election of Director: Joseph J. Hartnett Mgmt For For
5C. Re-election of Director: Min H. Kao Mgmt For For
5D. Re-election of Director: Catherine A. Lewis Mgmt For For
5E. Re-election of Director: Charles W. Peffer Mgmt For For
5F. Re-election of Director: Clifton A. Pemble Mgmt For For
6. Re-election of Min H. Kao as Executive Mgmt For For
Chairman of the Board of Directors.
7A. Re-election of Compensation Committee Mgmt For For
member: Jonathan C. Burrell
7B. Re-election of Compensation Committee Mgmt For For
member: Joseph J. Hartnett
7C. Re-election of Compensation Committee Mgmt For For
member: Catherine A. Lewis
7D. Re-election of Compensation Committee Mgmt For For
member: Charles W. Peffer
8. Re-election of the law firm Wuersch & Mgmt For For
Gering LLP as independent voting rights
representative.
9. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Garmin's Independent
Registered Public Accounting Firm for the
fiscal year ending December 25, 2021 and
re-election of Ernst & Young Ltd as
Garmin's statutory auditor for another
one-year term.
10. Advisory vote on executive compensation. Mgmt For For
11. Binding vote to approve Fiscal Year 2022 Mgmt For For
maximum aggregate compensation for the
Executive Management.
12. Binding vote to approve maximum aggregate Mgmt For For
compensation for the Board of Directors for
the period between the 2021 Annual General
Meeting and the 2022 Annual General
Meeting.
--------------------------------------------------------------------------------------------------------------------------
GLOBUS MEDICAL, INC. Agenda Number: 935413156
--------------------------------------------------------------------------------------------------------------------------
Security: 379577208
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: GMED
ISIN: US3795772082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David D. Davidar Mgmt For For
1b. Election of Director: James R. Tobin Mgmt For For
1c. Election of Director: Stephen T. Zarrilli Mgmt For For
2. The approval of the 2021 Equity Incentive Mgmt For For
Plan.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
4. To approve, in an advisory vote, the Mgmt For For
compensation of the Company's named
executive officers (the Say-on-Pay Vote).
--------------------------------------------------------------------------------------------------------------------------
GUARDANT HEALTH, INC. Agenda Number: 935420810
--------------------------------------------------------------------------------------------------------------------------
Security: 40131M109
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: GH
ISIN: US40131M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Helmy Mgmt For For
Eltoukhy, Ph.D.
1B. Election of Class III Director: AmirAli Mgmt For For
Talasaz, Ph.D.
1C. Election of Class III Director: Bahija Mgmt For For
Jallal, Ph.D.
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Guardant Health, Inc.'s
independent registered public accounting
firm for the year ending December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
HUBSPOT, INC. Agenda Number: 935406341
--------------------------------------------------------------------------------------------------------------------------
Security: 443573100
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: HUBS
ISIN: US4435731009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Brian
Halligan
1B. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Ron Gill
1C. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Jill Ward
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Non-binding advisory vote to approve the Mgmt For For
compensation of the Company's Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ICON PLC Agenda Number: 935238875
--------------------------------------------------------------------------------------------------------------------------
Security: G4705A100
Meeting Type: Annual
Meeting Date: 21-Jul-2020
Ticker: ICLR
ISIN: IE0005711209
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ms. Mary Pendergast Mgmt For For
1.2 Election of Director: Professor Hugh Brady Mgmt For For
1.3 Election of Director: Mr. Ronan Murphy Mgmt For For
1.4 Election of Director: Ms. Julie O'Neill Mgmt For For
2. To review the Company's affairs and Mgmt For For
consider the Accounts and Reports
3. To authorise the fixing of the Auditors' Mgmt For For
Remuneration
4. To authorise the Company to allot shares Mgmt For For
5. To disapply the statutory pre-emption Mgmt For For
rights
6. To disapply the statutory pre-emption Mgmt For For
rights for funding capital investment or
acquisitions
7. To authorise the Company to make market Mgmt For For
purchases of shares
8. To authorise the price range at which the Mgmt For For
Company can reissue shares that it holds as
treasury shares
--------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION Agenda Number: 935361484
--------------------------------------------------------------------------------------------------------------------------
Security: 45167R104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: IEX
ISIN: US45167R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three Mgmt For For
years: WILLIAM M. COOK
1B. Election of Director for a term of three Mgmt For For
years: MARK A. BUTHMAN
1C. Election of Director for a term of three Mgmt For For
years: LAKECIA N. GUNTER
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
IDEXX LABORATORIES, INC. Agenda Number: 935370508
--------------------------------------------------------------------------------------------------------------------------
Security: 45168D104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: IDXX
ISIN: US45168D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce L. Claflin Mgmt For For
1B. Election of Director: Asha S. Collins, PhD Mgmt For For
1C. Election of Director: Daniel M. Junius Mgmt For For
1D. Election of Director: Sam Samad Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm. To
ratify the selection of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the current fiscal year (Proposal
Two).
3. Advisory Vote on Executive Compensation. To Mgmt For For
approve a nonbinding advisory resolution on
the Company's executive compensation
(Proposal Three).
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 935395485
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Caroline D. Dorsa Mgmt For For
1B. Election of Director: Robert S. Epstein, Mgmt For For
M.D.
1C. Election of Director: Scott Gottlieb, M.D. Mgmt For For
1D. Election of Director: Gary S. Guthart Mgmt For For
1E. Election of Director: Philip W. Schiller Mgmt For For
1F. Election of Director: John W. Thompson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 2, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935313217
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eve Burton Mgmt For For
1b. Election of Director: Scott D. Cook Mgmt For For
1c. Election of Director: Richard L. Dalzell Mgmt For For
1d. Election of Director: Sasan K. Goodarzi Mgmt For For
1e. Election of Director: Deborah Liu Mgmt For For
1f. Election of Director: Tekedra Mawakana Mgmt For For
1g. Election of Director: Suzanne Nora Johnson Mgmt For For
1h. Election of Director: Dennis D. Powell Mgmt For For
1i. Election of Director: Brad D. Smith Mgmt For For
1j. Election of Director: Thomas Szkutak Mgmt For For
1k. Election of Director: Raul Vazquez Mgmt For For
1l. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 935347460
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig H. Barratt, Mgmt For For
Ph.D.
1B. Election of Director: Joseph C. Beery Mgmt For For
1C. Election of Director: Gary S. Guthart, Mgmt For For
Ph.D.
1D. Election of Director: Amal M. Johnson Mgmt For For
1E. Election of Director: Don R. Kania, Ph.D. Mgmt For For
1F. Election of Director: Amy L. Ladd, M.D. Mgmt For For
1G. Election of Director: Keith R. Leonard, Jr. Mgmt For For
1H. Election of Director: Alan J. Levy, Ph.D. Mgmt For For
1I. Election of Director: Jami Dover Nachtsheim Mgmt For For
1J. Election of Director: Monica P. Reed, M.D. Mgmt For For
1K. Election of Director: Mark J. Rubash Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. The ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. To approve the Company's Amended and Mgmt For For
Restated 2010 Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda Number: 935282006
--------------------------------------------------------------------------------------------------------------------------
Security: 426281101
Meeting Type: Annual
Meeting Date: 17-Nov-2020
Ticker: JKHY
ISIN: US4262811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. Flanigan Mgmt For For
J. Prim Mgmt For For
T. Wilson Mgmt For For
J. Fiegel Mgmt For For
T. Wimsett Mgmt For For
L. Kelly Mgmt For For
S. Miyashiro Mgmt For For
W. Brown Mgmt For For
D. Foss Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve an amendment to our certificate Mgmt For For
of incorporation to remove a supermajority
voting standard for stockholder approval of
an acquisition of the company by another
person or entity.
4. To ratify the selection of the Company's Mgmt For For
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935345214
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Nadja Y. West Mgmt For For
1N. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2021.
4. Report on Government Financial Support and Shr For Against
Access to COVID-19 Vaccines and
Therapeutics.
5. Independent Board Chair. Shr For Against
6. Civil Rights Audit. Shr For Against
7. Executive Compensation Bonus Deferral. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 935272675
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 03-Nov-2020
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sohail U. Ahmed Mgmt For For
Timothy M. Archer Mgmt For For
Eric K. Brandt Mgmt For For
Michael R. Cannon Mgmt For For
Catherine P. Lego Mgmt For For
Bethany J. Mayer Mgmt For For
Abhijit Y. Talwalkar Mgmt For For
Lih Shyng (Rick L) Tsai Mgmt For For
Leslie F. Varon Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of Lam
Research, or "Say on Pay."
3. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
LOGITECH INTERNATIONAL S.A. Agenda Number: 935252267
--------------------------------------------------------------------------------------------------------------------------
Security: H50430232
Meeting Type: Annual
Meeting Date: 09-Sep-2020
Ticker: LOGI
ISIN: CH0025751329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Annual Report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of Logitech
International S.A. for fiscal year 2020.
2. Advisory vote on executive compensation. Mgmt For For
3. Appropriation of retained earnings and Mgmt For For
declaration of dividend.
4. Amendment of the Articles regarding the Mgmt For For
creation of an authorized capital.
5. Release of the Board of Directors and Mgmt For For
Executive Officers from liability for
activities during fiscal year 2020.
6A. Re-election of Dr. Patrick Aebischer as Mgmt For For
member of Board of Directors.
6B. Re-election of Ms. Wendy Becker as member Mgmt For For
of Board of Directors.
6C. Re-election of Dr. Edouard Bugnion as Mgmt For For
member of Board of Directors.
6D. Re-election of Mr. Bracken Darrell as Mgmt For For
member of Board of Directors.
6E. Re-election of Mr. Guy Gecht as member of Mgmt For For
Board of Directors.
6F. Re-election of Mr. Didier Hirsch as member Mgmt For For
of Board of Directors.
6G. Re-election of Dr. Neil Hunt as member of Mgmt For For
Board of Directors.
6H. Re-election of Ms. Marjorie Lao as member Mgmt For For
of Board of Directors.
6I. Re-election of Ms. Neela Montgomery as Mgmt For For
member of Board of Directors.
6J. Re-election of Mr. Michael Polk as member Mgmt For For
of Board of Directors.
6K. Election of Mr. Riet Cadonau as member of Mgmt For For
Board of Directors.
6L. Election of Ms. Deborah Thomas as member of Mgmt For For
Board of Directors.
7. Election of the Chairperson of the Board. Mgmt For For
8A. Re-election of Dr. Edouard Bugnion as Mgmt For For
member of Compensation Committee.
8B. Re-election of Dr. Neil Hunt as member of Mgmt For For
Compensation Committee.
8C. Re-election of Mr. Michael Polk as member Mgmt For For
of Compensation Committee.
8D. Election of Mr. Riet Cadonau as member of Mgmt For For
Compensation Committee.
9. Approval of Compensation for the Board of Mgmt For For
Directors for the 2020 to 2021 Board Year.
10. Approval of Compensation for the Group Mgmt For For
Management Team for fiscal year 2022.
11. Re-election of KPMG AG as Logitech's Mgmt For For
auditors and ratification of the
appointment of KPMG LLP as Logitech's
independent registered public accounting
firm for fiscal year 2021.
12. Re-election of Etude Regina Wenger & Sarah Mgmt For For
Keiser-Wuger as Independent Representative.
A If additional proposals or amended Mgmt For For
proposals in connection with the above
proposals are formulated at the Annual
General Meeting, I instruct the Independent
Representative to vote in favor of the
recommendations of the Board (For), against
the proposals (Against) or abstain
(Abstain).
--------------------------------------------------------------------------------------------------------------------------
LOGITECH INTERNATIONAL S.A. Agenda Number: 935252267
--------------------------------------------------------------------------------------------------------------------------
Security: H50430A99
Meeting Type: Annual
Meeting Date: 09-Sep-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Annual Report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of Logitech
International S.A. for fiscal year 2020.
2. Advisory vote on executive compensation. Mgmt For For
3. Appropriation of retained earnings and Mgmt For For
declaration of dividend.
4. Amendment of the Articles regarding the Mgmt For For
creation of an authorized capital.
5. Release of the Board of Directors and Mgmt For For
Executive Officers from liability for
activities during fiscal year 2020.
6A. Re-election of Dr. Patrick Aebischer as Mgmt For For
member of Board of Directors.
6B. Re-election of Ms. Wendy Becker as member Mgmt For For
of Board of Directors.
6C. Re-election of Dr. Edouard Bugnion as Mgmt For For
member of Board of Directors.
6D. Re-election of Mr. Bracken Darrell as Mgmt For For
member of Board of Directors.
6E. Re-election of Mr. Guy Gecht as member of Mgmt For For
Board of Directors.
6F. Re-election of Mr. Didier Hirsch as member Mgmt For For
of Board of Directors.
6G. Re-election of Dr. Neil Hunt as member of Mgmt For For
Board of Directors.
6H. Re-election of Ms. Marjorie Lao as member Mgmt For For
of Board of Directors.
6I. Re-election of Ms. Neela Montgomery as Mgmt For For
member of Board of Directors.
6J. Re-election of Mr. Michael Polk as member Mgmt For For
of Board of Directors.
6K. Election of Mr. Riet Cadonau as member of Mgmt For For
Board of Directors.
6L. Election of Ms. Deborah Thomas as member of Mgmt For For
Board of Directors.
7. Election of the Chairperson of the Board. Mgmt For For
8A. Re-election of Dr. Edouard Bugnion as Mgmt For For
member of Compensation Committee.
8B. Re-election of Dr. Neil Hunt as member of Mgmt For For
Compensation Committee.
8C. Re-election of Mr. Michael Polk as member Mgmt For For
of Compensation Committee.
8D. Election of Mr. Riet Cadonau as member of Mgmt For For
Compensation Committee.
9. Approval of Compensation for the Board of Mgmt For For
Directors for the 2020 to 2021 Board Year.
10. Approval of Compensation for the Group Mgmt For For
Management Team for fiscal year 2022.
11. Re-election of KPMG AG as Logitech's Mgmt For For
auditors and ratification of the
appointment of KPMG LLP as Logitech's
independent registered public accounting
firm for fiscal year 2021.
12. Re-election of Etude Regina Wenger & Sarah Mgmt For For
Keiser-Wuger as Independent Representative.
A If additional proposals or amended Mgmt For For
proposals in connection with the above
proposals are formulated at the Annual
General Meeting, I instruct the Independent
Representative to vote in favor of the
recommendations of the Board (For), against
the proposals (Against) or abstain
(Abstain).
--------------------------------------------------------------------------------------------------------------------------
LOGITECH INTERNATIONAL S.A. Agenda Number: 935252267
--------------------------------------------------------------------------------------------------------------------------
Security: H50430B99
Meeting Type: Annual
Meeting Date: 09-Sep-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Annual Report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of Logitech
International S.A. for fiscal year 2020.
2. Advisory vote on executive compensation. Mgmt For For
3. Appropriation of retained earnings and Mgmt For For
declaration of dividend.
4. Amendment of the Articles regarding the Mgmt For For
creation of an authorized capital.
5. Release of the Board of Directors and Mgmt For For
Executive Officers from liability for
activities during fiscal year 2020.
6A. Re-election of Dr. Patrick Aebischer as Mgmt For For
member of Board of Directors.
6B. Re-election of Ms. Wendy Becker as member Mgmt For For
of Board of Directors.
6C. Re-election of Dr. Edouard Bugnion as Mgmt For For
member of Board of Directors.
6D. Re-election of Mr. Bracken Darrell as Mgmt For For
member of Board of Directors.
6E. Re-election of Mr. Guy Gecht as member of Mgmt For For
Board of Directors.
6F. Re-election of Mr. Didier Hirsch as member Mgmt For For
of Board of Directors.
6G. Re-election of Dr. Neil Hunt as member of Mgmt For For
Board of Directors.
6H. Re-election of Ms. Marjorie Lao as member Mgmt For For
of Board of Directors.
6I. Re-election of Ms. Neela Montgomery as Mgmt For For
member of Board of Directors.
6J. Re-election of Mr. Michael Polk as member Mgmt For For
of Board of Directors.
6K. Election of Mr. Riet Cadonau as member of Mgmt For For
Board of Directors.
6L. Election of Ms. Deborah Thomas as member of Mgmt For For
Board of Directors.
7. Election of the Chairperson of the Board. Mgmt For For
8A. Re-election of Dr. Edouard Bugnion as Mgmt For For
member of Compensation Committee.
8B. Re-election of Dr. Neil Hunt as member of Mgmt For For
Compensation Committee.
8C. Re-election of Mr. Michael Polk as member Mgmt For For
of Compensation Committee.
8D. Election of Mr. Riet Cadonau as member of Mgmt For For
Compensation Committee.
9. Approval of Compensation for the Board of Mgmt For For
Directors for the 2020 to 2021 Board Year.
10. Approval of Compensation for the Group Mgmt For For
Management Team for fiscal year 2022.
11. Re-election of KPMG AG as Logitech's Mgmt For For
auditors and ratification of the
appointment of KPMG LLP as Logitech's
independent registered public accounting
firm for fiscal year 2021.
12. Re-election of Etude Regina Wenger & Sarah Mgmt For For
Keiser-Wuger as Independent Representative.
A If additional proposals or amended Mgmt For For
proposals in connection with the above
proposals are formulated at the Annual
General Meeting, I instruct the Independent
Representative to vote in favor of the
recommendations of the Board (For), against
the proposals (Against) or abstain
(Abstain).
--------------------------------------------------------------------------------------------------------------------------
LOGITECH INTERNATIONAL S.A. Agenda Number: 935252267
--------------------------------------------------------------------------------------------------------------------------
Security: H50430C99
Meeting Type: Annual
Meeting Date: 09-Sep-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Annual Report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of Logitech
International S.A. for fiscal year 2020.
2. Advisory vote on executive compensation. Mgmt For For
3. Appropriation of retained earnings and Mgmt For For
declaration of dividend.
4. Amendment of the Articles regarding the Mgmt For For
creation of an authorized capital.
5. Release of the Board of Directors and Mgmt For For
Executive Officers from liability for
activities during fiscal year 2020.
6A. Re-election of Dr. Patrick Aebischer as Mgmt For For
member of Board of Directors.
6B. Re-election of Ms. Wendy Becker as member Mgmt For For
of Board of Directors.
6C. Re-election of Dr. Edouard Bugnion as Mgmt For For
member of Board of Directors.
6D. Re-election of Mr. Bracken Darrell as Mgmt For For
member of Board of Directors.
6E. Re-election of Mr. Guy Gecht as member of Mgmt For For
Board of Directors.
6F. Re-election of Mr. Didier Hirsch as member Mgmt For For
of Board of Directors.
6G. Re-election of Dr. Neil Hunt as member of Mgmt For For
Board of Directors.
6H. Re-election of Ms. Marjorie Lao as member Mgmt For For
of Board of Directors.
6I. Re-election of Ms. Neela Montgomery as Mgmt For For
member of Board of Directors.
6J. Re-election of Mr. Michael Polk as member Mgmt For For
of Board of Directors.
6K. Election of Mr. Riet Cadonau as member of Mgmt For For
Board of Directors.
6L. Election of Ms. Deborah Thomas as member of Mgmt For For
Board of Directors.
7. Election of the Chairperson of the Board. Mgmt For For
8A. Re-election of Dr. Edouard Bugnion as Mgmt For For
member of Compensation Committee.
8B. Re-election of Dr. Neil Hunt as member of Mgmt For For
Compensation Committee.
8C. Re-election of Mr. Michael Polk as member Mgmt For For
of Compensation Committee.
8D. Election of Mr. Riet Cadonau as member of Mgmt For For
Compensation Committee.
9. Approval of Compensation for the Board of Mgmt For For
Directors for the 2020 to 2021 Board Year.
10. Approval of Compensation for the Group Mgmt For For
Management Team for fiscal year 2022.
11. Re-election of KPMG AG as Logitech's Mgmt For For
auditors and ratification of the
appointment of KPMG LLP as Logitech's
independent registered public accounting
firm for fiscal year 2021.
12. Re-election of Etude Regina Wenger & Sarah Mgmt For For
Keiser-Wuger as Independent Representative.
A If additional proposals or amended Mgmt For For
proposals in connection with the above
proposals are formulated at the Annual
General Meeting, I instruct the Independent
Representative to vote in favor of the
recommendations of the Board (For), against
the proposals (Against) or abstain
(Abstain).
--------------------------------------------------------------------------------------------------------------------------
LOGITECH INTERNATIONAL S.A. Agenda Number: 935252267
--------------------------------------------------------------------------------------------------------------------------
Security: H50430D99
Meeting Type: Annual
Meeting Date: 09-Sep-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Annual Report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of Logitech
International S.A. for fiscal year 2020.
2. Advisory vote on executive compensation. Mgmt For For
3. Appropriation of retained earnings and Mgmt For For
declaration of dividend.
4. Amendment of the Articles regarding the Mgmt For For
creation of an authorized capital.
5. Release of the Board of Directors and Mgmt For For
Executive Officers from liability for
activities during fiscal year 2020.
6A. Re-election of Dr. Patrick Aebischer as Mgmt For For
member of Board of Directors.
6B. Re-election of Ms. Wendy Becker as member Mgmt For For
of Board of Directors.
6C. Re-election of Dr. Edouard Bugnion as Mgmt For For
member of Board of Directors.
6D. Re-election of Mr. Bracken Darrell as Mgmt For For
member of Board of Directors.
6E. Re-election of Mr. Guy Gecht as member of Mgmt For For
Board of Directors.
6F. Re-election of Mr. Didier Hirsch as member Mgmt For For
of Board of Directors.
6G. Re-election of Dr. Neil Hunt as member of Mgmt For For
Board of Directors.
6H. Re-election of Ms. Marjorie Lao as member Mgmt For For
of Board of Directors.
6I. Re-election of Ms. Neela Montgomery as Mgmt For For
member of Board of Directors.
6J. Re-election of Mr. Michael Polk as member Mgmt For For
of Board of Directors.
6K. Election of Mr. Riet Cadonau as member of Mgmt For For
Board of Directors.
6L. Election of Ms. Deborah Thomas as member of Mgmt For For
Board of Directors.
7. Election of the Chairperson of the Board. Mgmt For For
8A. Re-election of Dr. Edouard Bugnion as Mgmt For For
member of Compensation Committee.
8B. Re-election of Dr. Neil Hunt as member of Mgmt For For
Compensation Committee.
8C. Re-election of Mr. Michael Polk as member Mgmt For For
of Compensation Committee.
8D. Election of Mr. Riet Cadonau as member of Mgmt For For
Compensation Committee.
9. Approval of Compensation for the Board of Mgmt For For
Directors for the 2020 to 2021 Board Year.
10. Approval of Compensation for the Group Mgmt For For
Management Team for fiscal year 2022.
11. Re-election of KPMG AG as Logitech's Mgmt For For
auditors and ratification of the
appointment of KPMG LLP as Logitech's
independent registered public accounting
firm for fiscal year 2021.
12. Re-election of Etude Regina Wenger & Sarah Mgmt For For
Keiser-Wuger as Independent Representative.
A If additional proposals or amended Mgmt For For
proposals in connection with the above
proposals are formulated at the Annual
General Meeting, I instruct the Independent
Representative to vote in favor of the
recommendations of the Board (For), against
the proposals (Against) or abstain
(Abstain).
--------------------------------------------------------------------------------------------------------------------------
LOGITECH INTERNATIONAL S.A. Agenda Number: 935252267
--------------------------------------------------------------------------------------------------------------------------
Security: H50430E99
Meeting Type: Annual
Meeting Date: 09-Sep-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Annual Report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of Logitech
International S.A. for fiscal year 2020.
2. Advisory vote on executive compensation. Mgmt For For
3. Appropriation of retained earnings and Mgmt For For
declaration of dividend.
4. Amendment of the Articles regarding the Mgmt For For
creation of an authorized capital.
5. Release of the Board of Directors and Mgmt For For
Executive Officers from liability for
activities during fiscal year 2020.
6A. Re-election of Dr. Patrick Aebischer as Mgmt For For
member of Board of Directors.
6B. Re-election of Ms. Wendy Becker as member Mgmt For For
of Board of Directors.
6C. Re-election of Dr. Edouard Bugnion as Mgmt For For
member of Board of Directors.
6D. Re-election of Mr. Bracken Darrell as Mgmt For For
member of Board of Directors.
6E. Re-election of Mr. Guy Gecht as member of Mgmt For For
Board of Directors.
6F. Re-election of Mr. Didier Hirsch as member Mgmt For For
of Board of Directors.
6G. Re-election of Dr. Neil Hunt as member of Mgmt For For
Board of Directors.
6H. Re-election of Ms. Marjorie Lao as member Mgmt For For
of Board of Directors.
6I. Re-election of Ms. Neela Montgomery as Mgmt For For
member of Board of Directors.
6J. Re-election of Mr. Michael Polk as member Mgmt For For
of Board of Directors.
6K. Election of Mr. Riet Cadonau as member of Mgmt For For
Board of Directors.
6L. Election of Ms. Deborah Thomas as member of Mgmt For For
Board of Directors.
7. Election of the Chairperson of the Board. Mgmt For For
8A. Re-election of Dr. Edouard Bugnion as Mgmt For For
member of Compensation Committee.
8B. Re-election of Dr. Neil Hunt as member of Mgmt For For
Compensation Committee.
8C. Re-election of Mr. Michael Polk as member Mgmt For For
of Compensation Committee.
8D. Election of Mr. Riet Cadonau as member of Mgmt For For
Compensation Committee.
9. Approval of Compensation for the Board of Mgmt For For
Directors for the 2020 to 2021 Board Year.
10. Approval of Compensation for the Group Mgmt For For
Management Team for fiscal year 2022.
11. Re-election of KPMG AG as Logitech's Mgmt For For
auditors and ratification of the
appointment of KPMG LLP as Logitech's
independent registered public accounting
firm for fiscal year 2021.
12. Re-election of Etude Regina Wenger & Sarah Mgmt For For
Keiser-Wuger as Independent Representative.
A If additional proposals or amended Mgmt For For
proposals in connection with the above
proposals are formulated at the Annual
General Meeting, I instruct the Independent
Representative to vote in favor of the
recommendations of the Board (For), against
the proposals (Against) or abstain
(Abstain).
--------------------------------------------------------------------------------------------------------------------------
LOGITECH INTERNATIONAL S.A. Agenda Number: 935268816
--------------------------------------------------------------------------------------------------------------------------
Security: H50430232
Meeting Type: Annual
Meeting Date: 09-Sep-2020
Ticker: LOGI
ISIN: CH0025751329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Annual Report, the Mgmt No vote
consolidated financial statements and the
statutory financial statements of Logitech
International S.A. for fiscal year 2020.
2. Advisory vote on executive compensation. Mgmt No vote
3. Appropriation of retained earnings and Mgmt No vote
declaration of dividend.
4. Amendment of the Articles regarding the Mgmt No vote
creation of an authorized capital.
5. Release of the Board of Directors and Mgmt No vote
Executive Officers from liability for
activities during fiscal year 2020.
6A. Re-election of Dr. Patrick Aebischer as Mgmt No vote
member of Board of Directors.
6B. Re-election of Ms. Wendy Becker as member Mgmt No vote
of Board of Directors.
6C. Re-election of Dr. Edouard Bugnion as Mgmt No vote
member of Board of Directors.
6D. Re-election of Mr. Bracken Darrell as Mgmt No vote
member of Board of Directors.
6E. Re-election of Mr. Guy Gecht as member of Mgmt No vote
Board of Directors.
6F. Re-election of Mr. Didier Hirsch as member Mgmt No vote
of Board of Directors.
6G. Re-election of Dr. Neil Hunt as member of Mgmt No vote
Board of Directors.
6H. Re-election of Ms. Marjorie Lao as member Mgmt No vote
of Board of Directors.
6I. Re-election of Ms. Neela Montgomery as Mgmt No vote
member of Board of Directors.
6J. Re-election of Mr. Michael Polk as member Mgmt No vote
of Board of Directors.
6K. Election of Mr. Riet Cadonau as member of Mgmt No vote
Board of Directors.
6L. Election of Ms. Deborah Thomas as member of Mgmt No vote
Board of Directors.
7. Election of the Chairperson of the Board. Mgmt No vote
8A. Re-election of Dr. Edouard Bugnion as Mgmt No vote
member of Compensation Committee.
8B. Re-election of Dr. Neil Hunt as member of Mgmt No vote
Compensation Committee.
8C. Re-election of Mr. Michael Polk as member Mgmt No vote
of Compensation Committee.
8D. Election of Mr. Riet Cadonau as member of Mgmt No vote
Compensation Committee.
9. Approval of Compensation for the Board of Mgmt No vote
Directors for the 2020 to 2021 Board Year.
10. Approval of Compensation for the Group Mgmt No vote
Management Team for fiscal year 2022.
11. Re-election of KPMG AG as Logitech's Mgmt No vote
auditors and ratification of the
appointment of KPMG LLP as Logitech's
independent registered public accounting
firm for fiscal year 2021.
12. Re-election of Etude Regina Wenger & Sarah Mgmt No vote
Keiser-Wuger as Independent Representative.
--------------------------------------------------------------------------------------------------------------------------
LOGITECH INTERNATIONAL SA Agenda Number: 712987556
--------------------------------------------------------------------------------------------------------------------------
Security: H50430232
Meeting Type: AGM
Meeting Date: 09-Sep-2020
Ticker:
ISIN: CH0025751329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 ADVISORY VOTE TO RATIFY NAMED EXECUTIVE Mgmt For For
OFFICERS' COMPENSATION
3 APPROPRIATION OF RETAINED EARNINGS AND Mgmt For For
DECLARATION OF DIVIDEND
4 APPROVE CREATION OF CHF 4.3 MILLION POOL OF Mgmt For For
AUTHORIZED CAPITAL WITHOUT PREEMPTIVE
RIGHTS
5 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For
MANAGEMENT
6.A ELECT PATRICK AEBISCHER TO THE BOARD OF Mgmt For For
DIRECTORS
6.B ELECT WENDY BECKER TO THE BOARD OF Mgmt For For
DIRECTORS
6.C ELECT EDOUARD BUGNION TO THE BOARD OF Mgmt For For
DIRECTORS
6.D ELECT BRACKEN DARRELL TO THE BOARD OF Mgmt For For
DIRECTORS
6.E ELECT GUY GECHT TO THE BOARD OF DIRECTORS Mgmt For For
6.F ELECT DIDIER HIRSCH TO THE BOARD OF Mgmt For For
DIRECTORS
6.G ELECT NEIL HUNT TO THE BOARD OF DIRECTORS Mgmt For For
6.H ELECT MARJORIE LAO TO THE BOARD OF Mgmt For For
DIRECTORS
6.I ELECT NEELA MONTGOMERY TO THE BOARD OF Mgmt For For
DIRECTORS
6.J ELECT MICHAEL POLK TO THE BOARD OF Mgmt For For
DIRECTORS
6.K ELECT RIET CADONAU TO THE BOARD OF Mgmt For For
DIRECTORS
6.L ELECT DEBORAH THOMAS TO THE BOARD OF Mgmt For For
DIRECTORS
7 ELECT WENDY BECKER AS BOARD CHAIRMAN Mgmt For For
8.A APPOINT EDOUARD BUGNION AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
8.B APPOINT NEIL HUNT AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
8.C APPOINT MICHAEL POLK AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
8.D APPOINT RIET CADONAU AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
9 APPROVE REMUNERATION OF BOARD OF DIRECTORS Mgmt For For
IN THE AMOUNT OF CHF 3,500,000
10 APPROVE REMUNERATION OF THE GROUP Mgmt For For
MANAGEMENT TEAM IN THE AMOUNT OF USD
29,400,000
11 RATIFY KPMG AG AS AUDITORS AND RATIFY KPMG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2021
12 DESIGNATE ETUDE REGINA WENGER SARAH Mgmt For For
KEISER-WUGER AS INDEPENDENT REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 935415100
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Calvin Mgmt For For
McDonald
1B. Election of Class II Director: Martha Mgmt For For
Morfitt
1C. Election of Class II Director: Emily White Mgmt For For
1D. Election of Class I Director: Kourtney Mgmt For For
Gibson
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending January 30,
2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
LYFT, INC. Agenda Number: 935416518
--------------------------------------------------------------------------------------------------------------------------
Security: 55087P104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: LYFT
ISIN: US55087P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Zimmer Mgmt For For
Valerie Jarrett Mgmt For For
David Lawee Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. A stockholder proposal regarding a report Shr For Against
disclosing certain lobbying expenditures
and activities, if properly presented at
the meeting.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 935353475
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Special
Meeting Date: 15-Apr-2021
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE MARVELL BYE-LAW AMENDMENT PROPOSAL: To Mgmt For For
approve an amendment to Marvell's Fourth
Amended and Restated Bye-Laws to reduce the
shareholder vote required to approve a
merger with any other company from the
affirmative vote of 75% of the votes cast
at a general meeting of the shareholders,
the statutory default under Bermuda law, to
a simple majority of the votes cast at a
general meeting of the shareholders.
2. THE MARVELL MERGER PROPOSAL. To approve: Mgmt For For
(i) the Agreement and Plan of Merger and
Reorganization, dated as of October 29,
2020, by and among Marvell, Marvell
Technology, Inc. (f/k/a Maui HoldCo, Inc.),
a wholly owned subsidiary of Marvell
("HoldCo"), Maui Acquisition Company Ltd, a
wholly owned subsidiary of HoldCo ("Bermuda
Merger Sub"), Indigo Acquisition Corp., a
wholly owned subsidiary of HoldCo
("Delaware Merger Sub"), and Inphi
Corporation ("Inphi").
3. THE MARVELL ADJOURNMENT PROPOSAL: To Mgmt For For
approve the adjournment of the Marvell
shareholder meeting, if necessary or
appropriate, to permit further solicitation
of proxies if there are not sufficient
votes at the time of the Marvell
shareholder meeting to approve the Marvell
Bye-Law Amendment Proposal or the Marvell
Merger Proposal.
--------------------------------------------------------------------------------------------------------------------------
MASIMO CORPORATION Agenda Number: 935399534
--------------------------------------------------------------------------------------------------------------------------
Security: 574795100
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: MASI
ISIN: US5747951003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Mr. Joe Mgmt For For
Kiani
2. To ratify the selection of Grant Thornton Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
ended January 1, 2022.
3. To provide an advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr For Against
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 935369846
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rajeev Batra Mgmt For For
Gerald G. Colella Mgmt For For
Elizabeth A. Mora Mgmt For For
2. The approval, on an advisory basis, of Mgmt For For
executive compensation.
3. The ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MONGODB, INC. Agenda Number: 935437853
--------------------------------------------------------------------------------------------------------------------------
Security: 60937P106
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: MDB
ISIN: US60937P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt For For
Dev Ittycheria Mgmt For For
John McMahon Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of our named executive
officers.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
--------------------------------------------------------------------------------------------------------------------------
NANOSTRING TECHNOLOGIES, INC. Agenda Number: 935421216
--------------------------------------------------------------------------------------------------------------------------
Security: 63009R109
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: NSTG
ISIN: US63009R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Elisha W. Finney Mgmt For For
1B. Election of Director: Gregory Norden Mgmt For For
1C. Election of Director: Janet George Mgmt For For
1D. Election of Director: Charles P. Waite Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
NEOPHOTONICS CORPORATION Agenda Number: 935404513
--------------------------------------------------------------------------------------------------------------------------
Security: 64051T100
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: NPTN
ISIN: US64051T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles J. Abbe Mgmt For For
Bandel L. Carano Mgmt For For
Michael J. Sophie Mgmt For For
2. Approval of Amended and Restated 2020 Mgmt For For
Equity Incentive Plan.
3 Ratification of the selection by our Audit Mgmt For For
Committee of BDO USA, LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 935256378
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 17-Sep-2020
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class B Director: Alan B. Graf, Mgmt For For
Jr.
1b. Election of Class B Director: Peter B. Mgmt For For
Henry
1c. Election of Class B Director: Michelle A. Mgmt For For
Peluso
2. To approve executive compensation by an Mgmt For For
advisory vote.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
4. To approve the Nike, Inc. Stock Incentive Mgmt For For
Plan, as amended and restated.
5. To consider a shareholder proposal Shr For Against
regarding political contributions
disclosure.
--------------------------------------------------------------------------------------------------------------------------
NOVOCURE LIMITED Agenda Number: 935397871
--------------------------------------------------------------------------------------------------------------------------
Security: G6674U108
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: NVCR
ISIN: JE00BYSS4X48
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Asaf Danziger Mgmt For For
1B. Election of Director: William Doyle Mgmt For For
1C. Election of Director: Jeryl Hilleman Mgmt For For
1D. Election of Director: David Hung Mgmt For For
1E. Election of Director: Kinyip Gabriel Leung Mgmt For For
1F. Election of Director: Martin Madden Mgmt For For
1G. Election of Director: Sherilyn McCoy Mgmt For For
1H. Election of Director: Timothy Scannell Mgmt For For
1I. Election of Director: William Vernon Mgmt For For
2. The approval and ratification of the Mgmt For For
appointment, by the Audit Committee of our
Board of Directors, of Kost Forer Gabbay &
Kasierer, a member of Ernst & Young Global,
as the auditor and independent registered
public accounting firm of the Company for
the Company's fiscal year ending December
31, 2021.
3. A non-binding advisory vote to approve Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
OKTA, INC. Agenda Number: 935426418
--------------------------------------------------------------------------------------------------------------------------
Security: 679295105
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: OKTA
ISIN: US6792951054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Todd McKinnon Mgmt For For
Michael Stankey Mgmt For For
2. A proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending January 31, 2022.
3. To approve, on an advisory non-binding Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
OMNICELL, INC. Agenda Number: 935395776
--------------------------------------------------------------------------------------------------------------------------
Security: 68213N109
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: OMCL
ISIN: US68213N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randall A. Lipps Mgmt For For
Vance B. Moore Mgmt For For
Mark W. Parrish Mgmt For For
2. Say on Pay - An advisory vote to approve Mgmt For For
named executive officer compensation.
3. Proposal to approve Omnicell's 2009 Equity Mgmt For For
Incentive Plan, as amended, to among other
items, add an additional 1,100,000 shares
of common stock to the number of shares
authorized for issuance under the plan.
4. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
ONTO INNOVATION INC. Agenda Number: 935362513
--------------------------------------------------------------------------------------------------------------------------
Security: 683344105
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: ONTO
ISIN: US6833441057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Leo Berlinghieri Mgmt For For
1.2 Election of Director: Edward J. Brown, Jr. Mgmt For For
1.3 Election of Director: David B. Miller Mgmt For For
1.4 Election of Director: Michael P. Plisinski Mgmt For For
1.5 Election of Director: Bruce C. Rhine Mgmt For For
1.6 Election of Director: Christopher A. Seams Mgmt For For
1.7 Election of Director: Christine A. Tsingos Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers as disclosed in the
proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 1, 2022.
--------------------------------------------------------------------------------------------------------------------------
PENUMBRA, INC. Agenda Number: 935402494
--------------------------------------------------------------------------------------------------------------------------
Security: 70975L107
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: PEN
ISIN: US70975L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Adam Elsesser Mgmt For For
Harpreet Grewal Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm for Penumbra, Inc.
for the fiscal year ending December 31,
2021.
3. To approve the Penumbra, Inc. RSU Sub-Plan Mgmt For For
for France.
4. To approve, on an advisory basis, the Mgmt For For
compensation of Penumbra, Inc.'s named
executive officers as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
PINTEREST, INC. Agenda Number: 935394938
--------------------------------------------------------------------------------------------------------------------------
Security: 72352L106
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PINS
ISIN: US72352L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold Mgmt For For
office until the 2024 annual meeting:
Fredric Reynolds
1B. Election of Class II Director to hold Mgmt For For
office until the 2024 annual meeting: Evan
Sharp
1C. Election of Class II Director to hold Mgmt For For
office until the 2024 annual meeting:
Andrea Wishom
2. Ratify the audit committee's selection of Mgmt For For
Ernst & Young LLP as the company's
independent registered public accounting
firm for the fiscal year 2021.
3. Approve, on an advisory non-binding basis, Mgmt For For
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
POOL CORPORATION Agenda Number: 935369416
--------------------------------------------------------------------------------------------------------------------------
Security: 73278L105
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: POOL
ISIN: US73278L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter D. Arvan Mgmt For For
1B. Election of Director: Timothy M. Graven Mgmt For For
1C. Election of Director: Debra S. Oler Mgmt For For
1D. Election of Director: Manuel J. Perez de la Mgmt For For
Mesa
1E. Election of Director: Harlan F. Seymour Mgmt For For
1F. Election of Director: Robert C. Sledd Mgmt For For
1G. Election of Director: John E. Stokely Mgmt For For
1H. Election of Director: David G. Whalen Mgmt For For
2. Ratification of the retention of Ernst & Mgmt For For
Young LLP, certified public accountants, as
our independent registered public
accounting firm for the 2021 fiscal year.
3. Say-on-pay vote: Advisory vote to approve Mgmt For For
the compensation of our named executive
officers as disclosed in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
R1 RCM INC. Agenda Number: 935372994
--------------------------------------------------------------------------------------------------------------------------
Security: 749397105
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: RCM
ISIN: US7493971052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael C. Feiner Mgmt For For
Joseph Flanagan Mgmt For For
John B. Henneman, III Mgmt For For
Alex J. Mandl Mgmt For For
Neal Moszkowski Mgmt For For
Ian Sacks Mgmt For For
Jill Smith Mgmt For For
Anthony J. Speranzo Mgmt For For
Anthony R. Tersigni Mgmt For For
Albert R. Zimmerli Mgmt For For
2. To approve our Third Amended and Restated Mgmt For For
2010 Stock Incentive Plan.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
5A. Election of Additional Director: David M. Mgmt For For
Dill
--------------------------------------------------------------------------------------------------------------------------
REDFIN CORPORATION Agenda Number: 935416695
--------------------------------------------------------------------------------------------------------------------------
Security: 75737F108
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: RDFN
ISIN: US75737F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Austin Ligon Mgmt For For
1B. Election of Class I Director: David Lissy Mgmt For For
1C. Election of Class I Director: James Slavet Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
4. A stockholder proposal regarding majority Shr For Against
vote for election of directors.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935414627
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, Mgmt For For
M.D.
1B. Election of Director: Arthur F. Ryan Mgmt For For
1C. Election of Director: George L. Sing Mgmt For For
1D. Election of Director: Marc Tessier-Lavigne, Mgmt For For
Ph.D.
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
RESMED INC. Agenda Number: 935280115
--------------------------------------------------------------------------------------------------------------------------
Security: 761152107
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: RMD
ISIN: US7611521078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2021 Mgmt For For
annual meeting: Karen Drexler
2B. Election of Director to serve until 2021 Mgmt For For
annual meeting: Michael Farrell
2. Ratify our appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
3. Approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers, as disclosed in the proxy
statement ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
RINGCENTRAL, INC. Agenda Number: 935432207
--------------------------------------------------------------------------------------------------------------------------
Security: 76680R206
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: RNG
ISIN: US76680R2067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vladimir Shmunis Mgmt For For
Kenneth Goldman Mgmt For For
Michelle McKenna Mgmt For For
Robert Theis Mgmt For For
Allan Thygesen Mgmt For For
Neil Williams Mgmt For For
Mignon Clyburn Mgmt For For
Arne Duncan Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the named executive officers'
compensation, as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 935372778
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ROST
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: K. Gunnar Bjorklund Mgmt For For
1B. Election of Director: Michael J. Bush Mgmt For For
1C. Election of Director: Sharon D. Garrett Mgmt For For
1D. Election of Director: Michael J. Hartshorn Mgmt For For
1E. Election of Director: Stephen D. Milligan Mgmt For For
1F. Election of Director: Patricia H. Mueller Mgmt For For
1G. Election of Director: George P. Orban Mgmt For For
1H. Election of Director: Gregory L. Quesnel Mgmt For For
1I. Election of Director: Larree M. Renda Mgmt For For
1J. Election of Director: Barbara Rentler Mgmt For For
1K. Election of Director: Doniel N. Sutton Mgmt For For
2. Advisory vote to approve the resolution on Mgmt For For
the compensation of the named executive
officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending January 29, 2022.
4. To vote on a stockholder proposal regarding Shr For Against
executive share retention, if properly
presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935416811
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan to increase the
number of shares reserved for issuance.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
4. An advisory vote to approve the fiscal 2021 Mgmt For For
compensation of our named executive
officers.
5. A stockholder proposal requesting that the Shr For Against
Board of Directors take steps necessary to
transition Salesforce to a Public Benefit
Corporation, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SCHRODINGER, INC. Agenda Number: 935414906
--------------------------------------------------------------------------------------------------------------------------
Security: 80810D103
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: SDGR
ISIN: US80810D1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until Mgmt For For
the 2024 Annual Meeting: Ramy Farid
1B. Election of Class I Director to serve until Mgmt For For
the 2024 Annual Meeting: Gary Ginsberg
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SEASPINE HOLDINGS CORPORATION Agenda Number: 935414348
--------------------------------------------------------------------------------------------------------------------------
Security: 81255T108
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: SPNE
ISIN: US81255T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stuart M. Essig, Ph.D. Mgmt For For
Keith C. Valentine Mgmt For For
2. Ratification of the appointment of RSM US Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
4. Indication, on an advisory basis, of the Mgmt 1 Year For
preferred frequency of holding an advisory
vote on the compensation of the Company's
named executive officers.
5. Approval of an amendment to the Company's Mgmt For For
2015 Employee Stock Purchase Plan.
6. Approval of an amendment to the Company's Mgmt For For
amended and restated certificate of
incorporation.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 935416746
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan L. Bostrom Mgmt For For
1B. Election of Director: Jonathan C. Chadwick Mgmt For For
1C. Election of Director: Lawrence J. Jackson, Mgmt For For
Jr.
1D. Election of Director: Frederic B. Luddy Mgmt For For
1E. Election of Director: Jeffrey A. Miller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers ("Say-on-Pay").
3. To ratify PricewaterhouseCoopers LLP as the Mgmt For For
independent registered public accounting
firm for 2021.
4. To approve an amendment to our Restated Mgmt For For
Certificate of Incorporation, as amended,
to provide shareholders with the right to
call a special meeting.
5. To approve the 2021 Equity Incentive Plan Mgmt For For
to replace the 2012 Equity Incentive Plan.
6. To approve the Amended and Restated 2012 Mgmt For For
Employee Stock Purchase
--------------------------------------------------------------------------------------------------------------------------
SHOPIFY INC. Agenda Number: 935411366
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual and Special
Meeting Date: 26-May-2021
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Tobias Lutke Mgmt For For
1B Election of Director: Robert Ashe Mgmt For For
1C Election of Director: Gail Goodman Mgmt For For
1D Election of Director: Colleen Johnston Mgmt For For
1E Election of Director: Jeremy Levine Mgmt For For
1F Election of Director: John Phillips Mgmt For For
02 Appointment of the Auditors Resolution Mgmt For For
approving the re-appointment of
PricewaterhouseCoopers LLP as auditors of
Shopify Inc. and authorizing the Board of
Directors to fix their remuneration.
03 Approval of Stock Option Plan Resolution Mgmt For For
approving the second amendment and
restatement of Shopify Inc.'s Stock Option
Plan and approving all unallocated options
under the Stock Option Plan, as amended,
all as disclosed in the Management
Information Circular for the Meeting.
04 Approval of Long Term Incentive Plan Mgmt For For
Resolution approving the second amendment
and restatement of Shopify Inc.'s Long Term
Incentive Plan and approving all
unallocated awards under the Long Term
Incentive Plan, as amended, all as
disclosed in the Management Information
Circular for the Meeting.
05 Advisory Vote on Executive Compensation Mgmt For For
Non-binding advisory resolution that the
shareholders accept Shopify Inc.'s approach
to executive compensation as disclosed in
the Management Information Circular for the
Meeting.
--------------------------------------------------------------------------------------------------------------------------
SI-BONE, INC. Agenda Number: 935426228
--------------------------------------------------------------------------------------------------------------------------
Security: 825704109
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: SIBN
ISIN: US8257041090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Helen Loh Mgmt For For
1B. Election of Director: Mika Nishimura Mgmt For For
1C. Election of Director: Keith C. Valentine Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
PricewaterhouseCoopers LLP as SI-BONE,
Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
STITCH FIX, INC. Agenda Number: 935289442
--------------------------------------------------------------------------------------------------------------------------
Security: 860897107
Meeting Type: Annual
Meeting Date: 16-Dec-2020
Ticker: SFIX
ISIN: US8608971078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: J. William Gurley Mgmt For For
1b. Election of Director: Kirsten Lynch Mgmt For For
1c. Election of Director: Mikkel Svane Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2020 Business Report and Mgmt For For
Financial Statements.
2) Based on recent amendments to the "Template Mgmt For For
of Procedures for Election of Director" by
the Taiwan Stock Exchange, to approve
amendments to the ballot format requirement
for election of Directors set forth in
TSMC's "Rules for Election of Directors".
3) To approve the issuance of employee Mgmt For For
restricted stock awards for year 2021.
4) DIRECTOR
Mark Liu* Mgmt For For
C.C. Wei* Mgmt For For
F.C. Tseng* Mgmt For For
Ming-Hsin Kung*+ Mgmt For For
Sir Peter L. Bonfield# Mgmt For For
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
Moshe N. Gavrielov# Mgmt For For
Yancey Hai# Mgmt For For
L. Rafael Reif# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935377437
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Christopher Bischoff
1B. Election of Director for a term of one Mgmt For For
year: Karen L. Daniel
1C. Election of Director for a term of one Mgmt For For
year: Sandra L. Fenwick
1D. Election of Director for a term of one Mgmt For For
year: William H. Frist, MD
1E. Election of Director for a term of one Mgmt For For
year: Jason Gorevic
1F. Election of Director for a term of one Mgmt For For
year: Catherine A. Jacobson
1G. Election of Director for a term of one Mgmt For For
year: Thomas G. McKinley
1H. Election of Director for a term of one Mgmt For For
year: Kenneth H. Paulus
1I. Election of Director for a term of one Mgmt For For
year: David Shedlarz
1J. Election of Director for a term of one Mgmt For For
year: Mark Douglas Smith, MD
1K. Election of Director for a term of one Mgmt For For
year: David B. Snow, Jr.
2. Approve, on an advisory basis, the Mgmt For For
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935259514
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 22-Sep-2020
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve for a Mgmt For For
term of three years: Elon Musk
1.2 Election of Class I Director to serve for a Mgmt For For
term of three years: Robyn Denholm
1.3 Election of Class I Director to serve for a Mgmt For For
term of three years: Hiromichi Mizuno
2. Tesla proposal to approve executive Mgmt For For
compensation on a non-binding advisory
basis.
3. Tesla proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Tesla's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. Stockholder proposal regarding paid Shr For Against
advertising.
5. Stockholder proposal regarding simple Shr For Against
majority voting provisions in our governing
documents.
6. Stockholder proposal regarding reporting on Shr For Against
employee arbitration.
7. Stockholder proposal regarding additional Shr For Against
reporting on human rights.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935341709
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2021.
4. Stockholder proposal to permit shareholder Shr For Against
action by written consent.
--------------------------------------------------------------------------------------------------------------------------
THE ENSIGN GROUP, INC. Agenda Number: 935388175
--------------------------------------------------------------------------------------------------------------------------
Security: 29358P101
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: ENSG
ISIN: US29358P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher R. Mgmt For For
Christensen
1B. Election of Director: Daren J. Shaw Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for 2021.
3. Approval, on an advisory basis, of our Mgmt For For
named executive officers' compensation.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935414831
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: JoseB. Alvarez Mgmt For For
1C. Election of Director: Alan M. Bennett Mgmt For For
1D. Election of Director: Rosemary T. Berkery Mgmt For For
1E. Election of Director: David T. Ching Mgmt For For
1F. Election of Director: C. Kim Goodwin Mgmt For For
1G. Election of Director: Ernie Herrman Mgmt For For
1H. Election of Director: Michael F. Hines Mgmt For For
1I. Election of Director: Amy B. Lane Mgmt For For
1J. Election of Director: Carol Meyrowitz Mgmt For For
1K. Election of Director: Jackwyn L. Nemerov Mgmt For For
1L. Election of Director: John F. O'Brien Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2022.
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on-pay vote).
4. Shareholder proposal for a report on animal Shr For Against
welfare.
5. Shareholder proposal for setting target Shr For Against
amounts for CEO compensation.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK, INC. Agenda Number: 935289745
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Special
Meeting Date: 22-Dec-2020
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The amendment of our certificate of Mgmt For For
incorporation to change the events upon
which all of our shares of Class B common
stock will automatically convert into Class
A common stock.
2. The amendment of our certificate of Mgmt For For
incorporation to permit stockholders to act
by written consent beginning on the first
date on which the outstanding shares of
Class B common stock represent less than
50% of the Company's outstanding voting
power.
3. The amendment of our certificate of Mgmt For For
incorporation to permit stockholders owning
at least 20% of our outstanding shares of
common stock continuously for one year to
request special stockholder meetings.
4. The amendment of our certificate of Mgmt For For
incorporation to provide that the holders
of our Class A common stock, voting as a
single class, will be entitled to elect one
director if the total number of directors
is eight or fewer or two directors if the
total number of directors is nine or
greater.
5. The adoption of the Amended and Restated Mgmt For For
Bylaws of the Company.
6. The approval of one or more adjournments of Mgmt For For
the Special Meeting, if necessary, to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve any of the
proposals to be considered at the meeting.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK, INC. Agenda Number: 935395271
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David R. Pickles Mgmt For For
Gokul Rajaram Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP ("PwC") as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TRIPADVISOR, INC. Agenda Number: 935418144
--------------------------------------------------------------------------------------------------------------------------
Security: 896945201
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TRIP
ISIN: US8969452015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory B. Maffei Mgmt For For
Stephen Kaufer Mgmt For For
Jay C. Hoag Mgmt For For
Betsy L. Morgan Mgmt For For
M. Greg O'Hara Mgmt For For
Jeremy Philips Mgmt For For
Albert E. Rosenthaler Mgmt For For
Jane Sun Mgmt For For
Trynka Shineman Blake Mgmt For For
Robert S. Wiesenthal Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
TripAdvisor, Inc.'s independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Approval of Amendment to TripAdvisor, Inc. Mgmt For For
2018 Stock and Annual Incentive Plan.
4. Advisory Vote on Compensation of Named Mgmt For For
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 935414716
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: TWLO
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Lawson Mgmt For For
Byron Deeter Mgmt For For
Jeffrey Epstein Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Approval of, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TWITTER, INC. Agenda Number: 935395120
--------------------------------------------------------------------------------------------------------------------------
Security: 90184L102
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: TWTR
ISIN: US90184L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jesse Cohn Mgmt For For
1B. Election of Director: Martha Lane Fox Mgmt For For
1C. Election of Director: Fei-Fei Li Mgmt For For
1D. Election of Director: David Rosenblatt Mgmt For For
2. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers ("Say-on-Pay").
3. The approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
5. The approval of an amendment to our amended Mgmt For For
and restated certificate of incorporation
to declassify our board of directors.
6. Shareholder proposal no. 6 has been Shr For Against
withdrawn
7. A stockholder proposal regarding a director Shr For Against
candidate with human and/or civil rights
expertise, if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UBER TECHNOLOGIES, INC. Agenda Number: 935369341
--------------------------------------------------------------------------------------------------------------------------
Security: 90353T100
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: UBER
ISIN: US90353T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald Sugar Mgmt For For
1B. Election of Director: Revathi Advaithi Mgmt For For
1C. Election of Director: Ursula Burns Mgmt For For
1D. Election of Director: Robert Eckert Mgmt For For
1E. Election of Director: Amanda Ginsberg Mgmt For For
1F. Election of Director: Dara Khosrowshahi Mgmt For For
1G. Election of Director: Wan Ling Martello Mgmt For For
1H. Election of Director: Yasir Al-Rumayyan Mgmt For For
1I. Election of Director: John Thain Mgmt For For
1J. Election of Director: David Trujillo Mgmt For For
1K. Election of Director: Alexander Wynaendts Mgmt For For
2. Advisory vote to approve 2020 named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval of amendments to Certificate of Mgmt For For
Incorporation and Bylaws to remove
supermajority voting requirements.
5. Stockholder proposal to prepare an annual Shr For Against
report on lobbying activities.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935312518
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Special
Meeting Date: 13-Jan-2021
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The adoption and approval of the amendments Mgmt For For
to our Restated Certificate of
Incorporation to become a public benefit
corporation.
2. The adoption and approval of the amendments Mgmt For For
to our Restated Certificate of
Incorporation to eliminate the classified
structure of our Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935433677
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting: Mark Carges
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting: Paul E. Chamberlain
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting: Ronald E.F. Codd
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting: Peter P. Gassner
1E. Election of Director to serve until the Mgmt For For
2022 annual meeting: Mary Lynne Hedley
1F. Election of Director to serve until the Mgmt For For
2022 annual meeting: Gordon Ritter
1G. Election of Director to serve until the Mgmt For For
2022 annual meeting: Paul Sekhri
1H. Election of Director to serve until the Mgmt For For
2022 annual meeting: Matthew J. Wallach
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
January 31, 2022.
3. To hold an advisory (non-binding) vote to Mgmt For For
approve named executive officer
compensation.
4. To hold an advisory (non-binding) vote on Mgmt 3 Years For
the frequency of future shareholder
advisory votes to approve named executive
officer compensation.
5. To amend and restate our Restated Mgmt For For
Certificate of Incorporation to permit
shareholders to call special meetings as
specified in our amended and restated
bylaws, which would allow shareholders
holding 25% or more of the voting power of
our capital stock for at least one year to
call special meetings.
6. To consider and vote upon a shareholder Shr Against For
proposal, if properly presented, to enable
shareholders holding 15% or more of our
common stock to call special meetings.
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935383959
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sangeeta Bhatia Mgmt For For
1B. Election of Director: Lloyd Carney Mgmt For For
1C. Election of Director: Alan Garber Mgmt For For
1D. Election of Director: Terrence Kearney Mgmt For For
1E. Election of Director: Reshma Kewalramani Mgmt For For
1F. Election of Director: Yuchun Lee Mgmt For For
1G. Election of Director: Jeffrey Leiden Mgmt For For
1H. Election of Director: Margaret McGlynn Mgmt For For
1I. Election of Director: Diana McKenzie Mgmt For For
1J. Election of Director: Bruce Sachs Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent Registered Public Accounting
firm for the year ending December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal, if properly presented Shr For Against
at the meeting, regarding a report on
lobbying activities.
5. Shareholder proposal, if properly presented Shr For Against
at the meeting, regarding a report on
political spending.
--------------------------------------------------------------------------------------------------------------------------
VROOM, INC. Agenda Number: 935431433
--------------------------------------------------------------------------------------------------------------------------
Security: 92918V109
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: VRM
ISIN: US92918V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert J. Mylod Mgmt For For
Scott A. Dahnke Mgmt For For
Michael J. Farello Mgmt For For
Paul J. Hennessy Mgmt For For
Laura W. Lang Mgmt For For
Laura G. O'Shaughnessy Mgmt For For
Paula B. Pretlow Mgmt For For
Frederick O. Terrell Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for the year ending December 31, 2021.
3. To approve on an advisory (non-binding) Mgmt 1 Year For
basis the frequency of future advisory
votes on the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
WAYFAIR INC Agenda Number: 935361763
--------------------------------------------------------------------------------------------------------------------------
Security: 94419L101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: W
ISIN: US94419L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Niraj Shah Mgmt For For
1B. Election of Director: Steven Conine Mgmt For For
1C. Election of Director: Michael Choe Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Michael Kumin Mgmt For For
1F. Election of Director: Jeffrey Naylor Mgmt For For
1G. Election of Director: Anke Schaferkordt Mgmt For For
1H. Election of Director: Michael E. Sneed Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Corporation's independent
registered public accountants for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
WEST PHARMACEUTICAL SERVICES, INC. Agenda Number: 935356003
--------------------------------------------------------------------------------------------------------------------------
Security: 955306105
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: WST
ISIN: US9553061055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Buthman Mgmt For For
1B. Election of Director: William F. Feehery Mgmt For For
1C. Election of Director: Robert Friel Mgmt For For
1D. Election of Director: Eric M. Green Mgmt For For
1E. Election of Director: Thomas W. Hofmann Mgmt For For
1F. Election of Director: Deborah L. V. Keller Mgmt For For
1G. Election of Director: Myla P. Lai-Goldman Mgmt For For
1H. Election of Director: Douglas A. Michels Mgmt For For
1I. Election of Director: Paolo Pucci Mgmt For For
1J. Election of Director: Patrick J. Zenner Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
WHEATON PRECIOUS METALS CORP. Agenda Number: 935388341
--------------------------------------------------------------------------------------------------------------------------
Security: 962879102
Meeting Type: Annual and Special
Meeting Date: 14-May-2021
Ticker: WPM
ISIN: CA9628791027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
George L. Brack Mgmt For For
John A. Brough Mgmt For For
R. Peter Gillin Mgmt For For
Chantal Gosselin Mgmt For For
Douglas M. Holtby Mgmt For For
Glenn Ives Mgmt For For
Charles A. Jeannes Mgmt For For
Eduardo Luna Mgmt For For
Marilyn Schonberner Mgmt For For
Randy V.J. Smallwood Mgmt For For
2 The appointment of Deloitte LLP, Mgmt For For
Independent Registered Public Accounting
Firm, as auditors for 2021 and to authorize
the directors to fix the auditors'
remuneration
3 A non-binding advisory resolution on the Mgmt For For
Company's approach to executive
compensation
--------------------------------------------------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC. Agenda Number: 935412926
--------------------------------------------------------------------------------------------------------------------------
Security: 98980L101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: ZM
ISIN: US98980L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Chadwick Mgmt For For
Kimberly L. Hammonds Mgmt For For
Dan Scheinman Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
3. To approve, on an advisory non-binding Mgmt For For
basis, the compensation of our named
executive officers as disclosed in our
proxy statement.
4. To approve, on an advisory non-binding Mgmt 1 Year For
basis, the frequency of future advisory
non-binding votes on the compensation of
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ZOOMINFO TECHNOLOGIES INC. Agenda Number: 935357928
--------------------------------------------------------------------------------------------------------------------------
Security: 98980F104
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: ZI
ISIN: US98980F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Mitesh Dhruv Mgmt For For
Keith Enright Mgmt For For
Henry Schuck Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ALLIED ASSET ADVISORS FUNDS
By (Signature) /s/ Mohmad Nasir
Name Mohmad Nasir
Title General Manager
Date 08/13/2021