UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-58433
NAME OF REGISTRANT: BMO Funds, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 111 East Kilbourn Avenue
Suite 200
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Timothy M. Bonin
111 East Kilbourn Avenue
Suite 200
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 800-236-3863
DATE OF FISCAL YEAR END: 08/31
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
BMO Aggressive Allocation Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
BMO Balanced Allocation Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
BMO Conservative Allocation Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
BMO Core Plus Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
BMO Corporate Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
BMO Disciplined International Equity Fund
--------------------------------------------------------------------------------------------------------------------------
AERCAP HOLDINGS N.V. Agenda Number: 935406149
--------------------------------------------------------------------------------------------------------------------------
Security: N00985106
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: AER
ISIN: NL0000687663
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3 Adoption of the annual accounts for the Mgmt For For
2020 financial year.
5 Release of liability of the directors with Mgmt For For
respect to their management during the 2020
financial year.
6 Approval pursuant to Article 2:107a Dutch Mgmt For For
Civil Code and article 16.7 of the
Company's articles of association in
relation to the anticipated acquisition of
the GECAS Business.
7A Conditional re-appointment of the Company's Mgmt For For
Chief Executive Officer, Mr. Aengus Kelly,
as executive director for a period of four
years in relation to the anticipated
acquisition of the GECAS Business.
7B Conditional re-appointment of Mr. Paul Mgmt Against Against
Dacier as non-executive director for a
period of four years in relation to the
anticipated acquisition of the GECAS
Business.
7C Re-appointment of Mr. Michael Walsh as Mgmt For For
non-executive director for a period of four
years.
7D Re-appointment of Mr. James Lawrence as Mgmt For For
non-executive director for a period of four
years.
8 Conditional appointment of Ms. Jennifer Mgmt For For
VanBelle as non- executive director for a
period of four years in relation to the
anticipated acquisition of the GECAS
Business.
9 Approval of increase in number of ordinary Mgmt Against Against
shares in the Company's capital available
for issuance under the Company's equity
incentive plan.
10 Appointment of Mr. Peter L. Juhas as the Mgmt For For
person referred to in article 16, paragraph
8 of the Company's articles of association.
11 Appointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. for the audit of the
Company's annual accounts for the 2021
financial year.
12A Authorization of the Board of Directors to Mgmt For For
issue shares and to grant rights to
subscribe for shares.
12B Authorization of the Board of Directors to Mgmt For For
limit or exclude pre-emptive rights in
relation to agenda item 12(a).
12C Authorization of the Board of Directors to Mgmt Against Against
issue additional shares and to grant
additional rights to subscribe for shares.
12D Authorization of the Board of Directors to Mgmt Against Against
limit or exclude pre-emptive rights in
relation to agenda item 12(c).
12E Conditional authorization of the Board of Mgmt For For
Directors to issue additional shares and to
grant additional rights to subscribe for
shares in relation to the anticipated
acquisition of the GECAS Business.
12F Conditional authorization of the Board of Mgmt For For
Directors to limit or exclude pre-emptive
rights in relation to agenda item 12(e) in
relation to the anticipated acquisition of
the GECAS Business.
13A Authorization of the Board of Directors to Mgmt For For
repurchase shares.
13B Conditional authorization of the Board of Mgmt For For
Directors to repurchase additional shares.
14 Reduction of capital through cancellation Mgmt For For
of shares.
15 Conditional amendment to the Company's Mgmt For For
articles of association, to increase the
authorized share capital to EUR 4,500,000
and to permit the interim filling of
vacancies on the Board of Directors, and
the designation of each of the Company's
directors and each (candidate) civil law
notary and lawyer at NautaDutilh to
implement the amendment to the Company's
articles of association.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 935327571
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pierre R. Brondeau Mgmt Against Against
1B. Election of Director: Terrence R. Curtin Mgmt For For
1C. Election of Director: Carol A. ("John") Mgmt Against Against
Davidson
1D. Election of Director: Lynn A. Dugle Mgmt For For
1E. Election of Director: William A. Jeffrey Mgmt For For
1F. Election of Director: David M. Kerko Mgmt Abstain Against
1G. Election of Director: Thomas J. Lynch Mgmt For For
1H. Election of Director: Heath A. Mitts Mgmt For For
1I. Election of Director: Yong Nam Mgmt For For
1J. Election of Director: Daniel J. Phelan Mgmt Against Against
1K. Election of Director: Abhijit Y. Talwalkar Mgmt Against Against
1L. Election of Director: Mark C. Trudeau Mgmt For For
1M. Election of Director: Dawn C. Willoughby Mgmt For For
1N. Election of Director: Laura H. Wright Mgmt For For
2. To elect Thomas J. Lynch as the Chairman of Mgmt For For
the Board of Directors
3A. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Daniel J. Phelan
3B. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Abhijit Y. Talwalkar
3C. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Mark C. Trudeau
3D. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Dawn C. Willoughby
4. To elect Dr. Rene Schwarzenbach, of Proxy Mgmt For For
Voting Services GmbH, or another individual
representative of Proxy Voting Services
GmbH if Dr. Schwarzenbach is unable to
serve at the relevant meeting, as the
independent proxy at the 2022 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting
5.1 To approve the 2020 Annual Report of TE Mgmt For For
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 25, 2020, the consolidated
financial statements for the fiscal year
ended September 25, 2020 and the Swiss
Compensation Report for the fiscal year
ended September 25, 2020)
5.2 To approve the statutory financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 25, 2020
5.3 To approve the consolidated financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 25, 2020
6. To release the members of the Board of Mgmt For For
Directors and executive officers of TE
Connectivity for activities during the
fiscal year ended September 25, 2020
7.1 To elect Deloitte & Touche LLP as TE Mgmt For For
Connectivity's independent registered
public accounting firm for fiscal year 2021
7.2 To elect Deloitte AG, Zurich, Switzerland, Mgmt For For
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity
7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For
Switzerland, as TE Connectivity's special
auditor until the next annual general
meeting of TE Connectivity
8. An advisory vote to approve named executive Mgmt Against Against
officer compensation
9. A binding vote to approve fiscal year 2022 Mgmt For For
maximum aggregate compensation amount for
executive management
10. A binding vote to approve fiscal year 2022 Mgmt For For
maximum aggregate compensation amount for
the Board of Directors
11. To approve the carryforward of Mgmt For For
unappropriated accumulated earnings at
September 25, 2020
12. To approve a dividend payment to Mgmt For For
shareholders equal to $2.00 per issued
share to be paid in four equal quarterly
installments of $0.50 starting with the
third fiscal quarter of 2021 and ending in
the second fiscal quarter of 2022 pursuant
to the terms of the dividend resolution
13. To approve a reduction of share capital for Mgmt For For
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association
of TE Connectivity Ltd.
14. To approve the authorization of additional Mgmt For For
shares under the TE Connectivity Ltd.
Employee Stock Purchase Plan
15. To approve the Amended and Restated TE Mgmt For For
Connectivity Ltd. 2007 Stock Incentive Plan
for purposes of Section 162(m) of the
Internal Revenue Code
16. To approve any adjournments or Mgmt For For
postponements of the meeting
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 935338144
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pierre R. Brondeau Mgmt Against Against
1B. Election of Director: Terrence R. Curtin Mgmt For For
1C. Election of Director: Carol A. ("John") Mgmt Against Against
Davidson
1D. Election of Director: Lynn A. Dugle Mgmt For For
1E. Election of Director: William A. Jeffrey Mgmt For For
1F. Election of Director: David M. Kerko Mgmt Abstain Against
1G. Election of Director: Thomas J. Lynch Mgmt For For
1H. Election of Director: Heath A. Mitts Mgmt For For
1I. Election of Director: Yong Nam Mgmt For For
1J. Election of Director: Daniel J. Phelan Mgmt Against Against
1K. Election of Director: Abhijit Y. Talwalkar Mgmt Against Against
1L. Election of Director: Mark C. Trudeau Mgmt For For
1M. Election of Director: Dawn C. Willoughby Mgmt For For
1N. Election of Director: Laura H. Wright Mgmt For For
2. To elect Thomas J. Lynch as the Chairman of Mgmt For For
the Board of Directors
3A. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Daniel J. Phelan
3B. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Abhijit Y. Talwalkar
3C. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Mark C. Trudeau
3D. To elect the member of the Management Mgmt For For
Development and Compensation Committee:
Dawn C. Willoughby
4. To elect Dr. Rene Schwarzenbach, of Proxy Mgmt For For
Voting Services GmbH, or another individual
representative of Proxy Voting Services
GmbH if Dr. Schwarzenbach is unable to
serve at the relevant meeting, as the
independent proxy at the 2022 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting
5.1 To approve the 2020 Annual Report of TE Mgmt For For
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 25, 2020, the consolidated
financial statements for the fiscal year
ended September 25, 2020 and the Swiss
Compensation Report for the fiscal year
ended September 25, 2020)
5.2 To approve the statutory financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 25, 2020
5.3 To approve the consolidated financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 25, 2020
6. To release the members of the Board of Mgmt For For
Directors and executive officers of TE
Connectivity for activities during the
fiscal year ended September 25, 2020
7.1 To elect Deloitte & Touche LLP as TE Mgmt For For
Connectivity's independent registered
public accounting firm for fiscal year 2021
7.2 To elect Deloitte AG, Zurich, Switzerland, Mgmt For For
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity
7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For
Switzerland, as TE Connectivity's special
auditor until the next annual general
meeting of TE Connectivity
8. An advisory vote to approve named executive Mgmt Against Against
officer compensation
9. A binding vote to approve fiscal year 2022 Mgmt For For
maximum aggregate compensation amount for
executive management
10. A binding vote to approve fiscal year 2022 Mgmt For For
maximum aggregate compensation amount for
the Board of Directors
11. To approve the carryforward of Mgmt For For
unappropriated accumulated earnings at
September 25, 2020
12. To approve a dividend payment to Mgmt For For
shareholders equal to $2.00 per issued
share to be paid in four equal quarterly
installments of $0.50 starting with the
third fiscal quarter of 2021 and ending in
the second fiscal quarter of 2022 pursuant
to the terms of the dividend resolution
13. To approve a reduction of share capital for Mgmt For For
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association
of TE Connectivity Ltd.
14. To approve the authorization of additional Mgmt For For
shares under the TE Connectivity Ltd.
Employee Stock Purchase Plan
15. To approve the Amended and Restated TE Mgmt For For
Connectivity Ltd. 2007 Stock Incentive Plan
for purposes of Section 162(m) of the
Internal Revenue Code
16. To approve any adjournments or Mgmt For For
postponements of the meeting
BMO Dividend Income Fund
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935357891
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Richard A. Gonzalez Mgmt For For
Rebecca B. Roberts Mgmt For For
Glenn F. Tilton Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2021.
3. Say on Pay-An advisory vote on the approval Mgmt For For
of executive compensation.
4. Approval of the Amended and Restated 2013 Mgmt Against Against
Incentive Stock Program.
5. Approval of the Amended and Restated 2013 Mgmt For For
Employee Stock Purchase Plan for non-U.S.
employees.
6. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting.
7. Stockholder Proposal - to Issue an Annual Shr For Against
Report on Lobbying.
8. Stockholder Proposal - to Adopt a Policy to Shr For Against
Require Independent Chairman.
--------------------------------------------------------------------------------------------------------------------------
ALLY FINANCIAL INC. Agenda Number: 935348070
--------------------------------------------------------------------------------------------------------------------------
Security: 02005N100
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: ALLY
ISIN: US02005N1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Franklin W. Hobbs Mgmt For For
1B. Election of Director: Kenneth J. Bacon Mgmt For For
1C. Election of Director: Katryn (Trynka) Mgmt For For
Shineman Blake
1D. Election of Director: Maureen A. Mgmt For For
Breakiron-Evans
1E. Election of Director: William H. Cary Mgmt For For
1F. Election of Director: Mayree C. Clark Mgmt For For
1G. Election of Director: Kim S. Fennebresque Mgmt Against Against
1H. Election of Director: Marjorie Magner Mgmt For For
1I. Election of Director: Brian H. Sharples Mgmt For For
1J. Election of Director: John J. Stack Mgmt For For
1K. Election of Director: Michael F. Steib Mgmt For For
1L. Election of Director: Jeffrey J. Brown Mgmt For For
2. Advisory vote on executive compensation. Mgmt Against Against
3. Advisory vote on the frequency of the Mgmt 1 Year For
stockholder advisory vote on executive
compensation.
4. Approval of the Ally Financial Inc. Mgmt For For
Incentive Compensation Plan, amended and
restated effective as of May 4, 2021.
5. Approval of the Ally Financial Inc. Mgmt Against Against
Non-Employee Directors Equity Compensation
Plan, amended and restated effective as of
May 4, 2021.
6. Approval of the Ally Financial Inc. Mgmt For For
Employee Stock Purchase Plan, amended and
restated effective as of May 4, 2021.
7. Ratification of the Audit Committee's Mgmt Against Against
engagement of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
AMDOCS LIMITED Agenda Number: 935319409
--------------------------------------------------------------------------------------------------------------------------
Security: G02602103
Meeting Type: Annual
Meeting Date: 29-Jan-2021
Ticker: DOX
ISIN: GB0022569080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Minicucci Mgmt Against Against
1B. Election of Director: Adrian Gardner Mgmt Against Against
1C. Election of Director: James S. Kahan Mgmt Against Against
1D. Election of Director: Rafael de la Vega Mgmt For For
1E. Election of Director: Giora Yaron Mgmt For For
1F. Election of Director: Eli Gelman Mgmt For For
1G. Election of Director: Richard T.C. LeFave Mgmt For For
1H. Election of Director: John A. MacDonald Mgmt For For
1I. Election of Director: Shuky Sheffer Mgmt For For
1J. Election of Director: Yvette Kanouff Mgmt For For
2. To approve an increase in the dividend rate Mgmt For For
under our quarterly cash dividend program
from $0.3275 per share to $0.36 per share
(Proposal II).
3. To approve our Consolidated Financial Mgmt For For
Statements for the fiscal year ended
September 30, 2020 (Proposal III).
4. To ratify and approve the appointment of Mgmt Against Against
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending September 30, 2021, and
until the next annual general meeting, and
authorize the Audit Committee of the Board
of Directors to fix the remuneration of
such independent registered public
accounting firm in accordance with the
nature and extent of its services (Proposal
IV).
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 935353728
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James M. Cracchiolo Mgmt For For
1B. Election of Director: Dianne Neal Blixt Mgmt For For
1C. Election of Director: Amy DiGeso Mgmt For For
1D. Election of Director: Lon R. Greenberg Mgmt For For
1E. Election of Director: Jeffrey Noddle Mgmt For For
1F. Election of Director: Robert F. Sharpe, Jr. Mgmt For For
1G. Election of Director: Brian T. Shea Mgmt For For
1H. Election of Director: W. Edward Walter III Mgmt For For
1I. Election of Director: Christopher J. Mgmt For For
Williams
2. To approve the compensation of the named Mgmt For For
executive officers by a nonbinding advisory
vote.
3. To ratify the Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 935329373
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rani Borkar Mgmt For For
1B. Election of Director: Judy Bruner Mgmt For For
1C. Election of Director: Xun (Eric) Chen Mgmt For For
1D. Election of Director: Aart J. de Geus Mgmt For For
1E. Election of Director: Gary E. Dickerson Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt For For
1G. Election of Director: Alexander A. Karsner Mgmt For For
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Yvonne McGill Mgmt For For
1J. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of Applied Materials' named
executive officers for fiscal year 2020.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Applied Materials' independent
registered public accounting firm for
fiscal year 2021.
4. Approval of the amended and restated Mgmt For For
Employee Stock Incentive Plan.
5. Approval of the Omnibus Employees' Stock Mgmt For For
Purchase Plan.
6. Shareholder proposal to adopt a policy, and Shr For Against
amend our governing documents as necessary,
to require the Chairman of the Board to be
independent whenever possible including the
next Chairman of the Board transition.
7. Shareholder proposal to improve the Shr Against For
executive compensation program and policy
to include CEO pay ratio and other factors.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 935347179
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William E. Kennard Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1C. Election of Director: Scott T. Ford Mgmt For For
1D. Election of Director: Glenn H. Hutchins Mgmt For For
1E. Election of Director: Debra L. Lee Mgmt For For
1F. Election of Director: Stephen J. Luczo Mgmt For For
1G. Election of Director: Michael B. Mgmt For For
McCallister
1H. Election of Director: Beth E. Mooney Mgmt For For
1I. Election of Director: Matthew K. Rose Mgmt Against Against
1J. Election of Director: John T. Stankey Mgmt For For
1K. Election of Director: Cynthia B. Taylor Mgmt For For
1L. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent Mgmt Against Against
auditors.
3. Advisory approval of executive Mgmt Against Against
compensation.
4. Stockholder Right to Act by Written Shr Against For
Consent.
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 935420656
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Corie S. Barry Mgmt For For
1B. Election of Director: Lisa M. Caputo Mgmt For For
1C. Election of Director: J. Patrick Doyle Mgmt For For
1D. Election of Director: David W. Kenny Mgmt For For
1E. Election of Director: Mario J. Marte Mgmt For For
1F. Election of Director: Karen A. McLoughlin Mgmt For For
1G. Election of Director: Thomas L. Millner Mgmt For For
1H. Election of Director: Claudia F. Munce Mgmt For For
1I. Election of Director: Richelle P. Parham Mgmt For For
1J. Election of Director: Steven E. Rendle Mgmt For For
1K. Election of Director: Eugene A. Woods Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 29, 2022.
3. To approve in a non-binding advisory vote Mgmt Against Against
our named executive officer compensation.
4. To vote on a shareholder proposal entitled Shr Against For
"Right to Act by Written Consent".
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935359643
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt For For
1B) Election of Director: Michael W. Bonney Mgmt Against Against
1C) Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1D) Election of Director: Julia A. Haller, M.D. Mgmt For For
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt For For
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt For For
1I) Election of Director: Karen Vousden, Ph.D. Mgmt For For
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt Against Against
of our Named Executive Officers.
3. Approval of the Company's 2021 Stock Award Mgmt For For
and Incentive Plan.
4. Ratification of the Appointment of an Mgmt For For
Independent Registered Public Accounting
Firm.
5. Approval of an Amendment to the Certificate Mgmt For For
of Incorporation to Lower the Ownership
Threshold for Special Shareholder Meetings
to 15%.
6. Shareholder Proposal on Adoption of a Board Shr For Against
Policy that the Chairperson of the Board be
an Independent Director.
7. Shareholder Proposal on Shareholder Right Shr Against For
to Act by Written Consent.
8. Shareholder Proposal to Lower the Ownership Shr For Against
Threshold for Special Shareholder Meetings
to 10%.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 935335768
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 05-Apr-2021
Ticker: AVGO
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ms. Diane M. Bryant Mgmt For For
1B. Election of Director: Ms. Gayla J. Delly Mgmt For For
1C. Election of Director: Mr. Raul J. Fernandez Mgmt For For
1D. Election of Director: Mr. Eddy W. Mgmt For For
Hartenstein
1E. Election of Director: Mr. Check Kian Low Mgmt For For
1F. Election of Director: Ms. Justine F. Page Mgmt For For
1G. Election of Director: Dr. Henry Samueli Mgmt For For
1H. Election of Director: Mr. Hock E. Tan Mgmt For For
1I. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
Pricewaterhouse-Coopers LLP as Broadcom's
independent registered public accounting
firm for the fiscal year ending October 31,
2021.
3. Approval of an amendment and restatement of Mgmt Against Against
Broadcom's 2012 Stock Incentive Plan.
4. Advisory vote to approve compensation of Mgmt For For
Broadcom's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CARLISLE COMPANIES INCORPORATED Agenda Number: 935357841
--------------------------------------------------------------------------------------------------------------------------
Security: 142339100
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: CSL
ISIN: US1423391002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James D. Frias Mgmt Against Against
1B. Election of Director: Maia A. Hansen Mgmt For For
1C. Election of Director: Corrine D. Ricard Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
Company's named executive officer
compensation in 2020.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 935415617
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kelly A. Ayotte Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Daniel M. Dickinson Mgmt For For
1D. Election of Director: Gerald Johnson Mgmt For For
1E. Election of Director: David W. MacLennan Mgmt For For
1F. Election of Director: Debra L. Reed-Klages Mgmt For For
1G. Election of Director: Edward B. Rust, Jr. Mgmt For For
1H. Election of Director: Susan C. Schwab Mgmt For For
1I. Election of Director: D. James Umpleby III Mgmt For For
1J. Election of Director: Miles D. White Mgmt Against Against
1K. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratification of our Independent Registered Mgmt Against Against
Public Accounting Firm.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Shareholder Proposal - Report on Climate Shr For Against
Policy.
5. Shareholder Proposal - Report on Diversity Shr For Against
and Inclusion.
6. Shareholder Proposal - Transition to a Shr Against For
Public Benefit Corporation.
7. Shareholder Proposal - Shareholder Action Shr Against For
by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
CDW CORP Agenda Number: 935380307
--------------------------------------------------------------------------------------------------------------------------
Security: 12514G108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CDW
ISIN: US12514G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Virginia C.
Addicott
1B. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: James A. Bell
1C. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Lynda M. Clarizio
1D. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Paul J. Finnegan
1E. Election of Director for a term to Expire Mgmt Against Against
at 2022 Annual Meeting: Anthony R. Foxx
1F. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Christine A. Leahy
1G. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Sanjay Mehrotra
1H. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: David W. Nelms
1I. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Joseph R. Swedish
1J. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Donna F. Zarcone
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
4. To approve the amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the supermajority voting requirement in
Article Eleven and to make certain
non-substantive changes.
5. To approve the amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the obsolete competition and corporate
opportunity provision.
6. To approve the CDW Corporation 2021 Mgmt For For
Long-Term Incentive Plan.
7. To approve the amendment to the CDW Mgmt For For
Corporation Coworker Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC. Agenda Number: 935357651
--------------------------------------------------------------------------------------------------------------------------
Security: 125269100
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: CF
ISIN: US1252691001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Javed Ahmed Mgmt For For
1B. Election of Director: Robert C. Arzbaecher Mgmt For For
1C. Election of Director: Deborah L. DeHaas Mgmt For For
1D. Election of Director: John W. Eaves Mgmt For For
1E. Election of Director: Stephen A. Furbacher Mgmt For For
1F. Election of Director: Stephen J. Hagge Mgmt For For
1G. Election of Director: Anne P. Noonan Mgmt For For
1H. Election of Director: Michael J. Toelle Mgmt For For
1I. Election of Director: Theresa E. Wagler Mgmt For For
1J. Election of Director: Celso L. White Mgmt For For
1K. Election of Director: W. Anthony Will Mgmt For For
2. Approval of an advisory resolution Mgmt Against Against
regarding the compensation of CF Industries
Holdings, Inc.'s named executive officers.
3. Approval of an amendment to CF Industries Mgmt Against Against
Holdings, Inc.'s bylaws to provide for
courts located in Delaware to be the
exclusive forum for certain legal actions
and for federal district courts of the
United States of America to be the
exclusive forum for certain other legal
actions.
4. Ratification of the selection of KPMG LLP Mgmt Against Against
as CF Industries Holdings, Inc.'s
independent registered public accounting
firm for 2021.
5. Shareholder proposal regarding the right to Shr Against For
act by written consent, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935390132
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wanda M. Austin Mgmt Against Against
1B. Election of Director: John B. Frank Mgmt For For
1C. Election of Director: Alice P. Gast Mgmt For For
1D. Election of Director: Enrique Hernandez, Mgmt For For
Jr.
1E. Election of Director: Marillyn A. Hewson Mgmt For For
1F. Election of Director: Jon M. Huntsman Jr. Mgmt For For
1G. Election of Director: Charles W. Moorman IV Mgmt For For
1H. Election of Director: Dambisa F. Moyo Mgmt For For
1I. Election of Director: Debra Reed-Klages Mgmt For For
1J. Election of Director: Ronald D. Sugar Mgmt Against Against
1K. Election of Director: D. James Umpleby III Mgmt For For
1L. Election of Director: Michael K. Wirth Mgmt For For
2. Ratification of Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm.
3. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
4. Reduce Scope 3 Emissions. Shr For Against
5. Report on Impacts of Net Zero 2050 Shr For Against
Scenario.
6. Shift to Public Benefit Corporation. Shr Against For
7. Report on Lobbying. Shr For Against
8. Independent Chair. Shr For Against
9. Special Meetings. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935287498
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2020
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt Against Against
1b. Election of Director: Wesley G. Bush Mgmt For For
1c. Election of Director: Michael D. Capellas Mgmt Against Against
1d. Election of Director: Mark Garrett Mgmt For For
1e. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1f. Election of Director: Roderick C. McGeary Mgmt Against Against
1g. Election of Director: Charles H. Robbins Mgmt For For
1h. Election of Director: Arun Sarin Mgmt Abstain Against
1i. Election of Director: Brenton L. Saunders Mgmt Against Against
1j. Election of Director: Dr. Lisa T. Su Mgmt For For
2. Approval of the reincorporation of Cisco Mgmt For For
from California to Delaware.
3. Approval of amendment and restatement of Mgmt For For
the 2005 Stock Incentive Plan.
4. Approval, on an advisory basis, of Mgmt Against Against
executive compensation.
5. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as Cisco's independent registered public
accounting firm for fiscal 2021.
6. Approval to have Cisco's Board adopt a Shr For Against
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935349515
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen M. Costello Mgmt For For
1B. Election of Director: Grace E. Dailey Mgmt For For
1C. Election of Director: Barbara J. Desoer Mgmt For For
1D. Election of Director: John C. Dugan Mgmt For For
1E. Election of Director: Jane N. Fraser Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt Against Against
LLP as Citi's independent registered public
accounting firm for 2021.
3. Advisory vote to approve Citi's 2020 Mgmt Against Against
Executive Compensation.
4. Approval of additional authorized shares Mgmt For For
under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr For Against
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting an Shr For Against
Independent Board Chairman.
7. Stockholder proposal requesting Shr For Against
non-management employees on director
nominee candidate lists.
8. Stockholder proposal requesting a report Shr For Against
disclosing information regarding Citi's
lobbying payments, policies and activities.
9. Stockholder proposal requesting a racial Shr Abstain Against
equity audit analyzing Citi's adverse
impacts on nonwhite stakeholders and
communities of color.
10. Stockholder proposal requesting that the Shr Against For
Board approve an amendment to Citi's
Certificate of Incorporation to become a
Public Benefit Corporation and to submit
the proposed amendment to stockholders for
approval.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC. Agenda Number: 935342826
--------------------------------------------------------------------------------------------------------------------------
Security: 174610105
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: CFG
ISIN: US1746101054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Van Saun Mgmt For For
1B. Election of Director: Lee Alexander Mgmt For For
1C. Election of Director: Christine M. Cumming Mgmt For For
1D. Election of Director: William P. Hankowsky Mgmt Against Against
1E. Election of Director: Leo I. ("Lee") Higdon Mgmt For For
1F. Election of Director: Edward J. ("Ned") Mgmt For For
Kelly III
1G. Election of Director: Charles J. ("Bud") Mgmt Against Against
Koch
1H. Election of Director: Robert G. Leary Mgmt For For
1I. Election of Director: Terrance J. Lillis Mgmt For For
1J. Election of Director: Shivan Subramaniam Mgmt Against Against
1K. Election of Director: Christopher J. Swift Mgmt For For
1L. Election of Director: Wendy A. Watson Mgmt For For
1M. Election of Director: Marita Zuraitis Mgmt For For
2. Advisory vote on executive compensation. Mgmt Against Against
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
4. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935407139
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt Withheld Against
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt Withheld Against
Gerald L. Hassell Mgmt Withheld Against
Jeffrey A. Honickman Mgmt Withheld Against
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation. Mgmt Against Against
3. Ratification of the appointment of our Mgmt Against Against
independent auditors.
4. Shareholder Proposal: To conduct Shr Abstain Against
independent investigation and report on
risks posed by failing to prevent sexual
harassment.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 935317962
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Special
Meeting Date: 15-Jan-2021
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock, par value $0.01 per share, of
ConocoPhillips to the stockholders of
Concho Resources Inc. ("Concho") in
connection with the merger contemplated by
the Agreement and Plan of Merger, dated as
of October 18, 2020 (as it may be amended
from time to time), among ConocoPhillips,
Falcon Merger Sub Corp. and Concho.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 935367602
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Charles E. Bunch Mgmt For For
1B. ELECTION OF DIRECTOR: Caroline Maury Devine Mgmt For For
1C. ELECTION OF DIRECTOR: John V. Faraci Mgmt For For
1D. ELECTION OF DIRECTOR: Jody Freeman Mgmt For For
1E. ELECTION OF DIRECTOR: Gay Huey Evans Mgmt For For
1F. ELECTION OF DIRECTOR: Jeffrey A. Joerres Mgmt For For
1G. ELECTION OF DIRECTOR: Ryan M. Lance Mgmt For For
1H. ELECTION OF DIRECTOR: Timothy A. Leach Mgmt For For
1I. ELECTION OF DIRECTOR: William H. McRaven Mgmt For For
1J. ELECTION OF DIRECTOR: Sharmila Mulligan Mgmt For For
1K. ELECTION OF DIRECTOR: Eric D. Mullins Mgmt For For
1L. ELECTION OF DIRECTOR: Arjun N. Murti Mgmt For For
1M. ELECTION OF DIRECTOR: Robert A. Niblock Mgmt For For
1N. ELECTION OF DIRECTOR: David T. Seaton Mgmt For For
1O. ELECTION OF DIRECTOR: R.A. Walker Mgmt For For
2. Proposal to ratify appointment of Ernst & Mgmt Against Against
Young LLP as ConocoPhillips' independent
registered public accounting firm for 2021.
3. Advisory Approval of Executive Mgmt Against Against
Compensation.
4. Simple Majority Vote Standard. Mgmt For For
5. Emission Reduction Targets. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 935361662
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Election of Director: N. Thomas Linebarger Mgmt For For
2) Election of Director: Robert J. Bernhard Mgmt Against Against
3) Election of Director: Dr. Franklin R. Chang Mgmt For For
Diaz
4) Election of Director: Bruno V. Di Leo Allen Mgmt For For
5) Election of Director: Stephen B. Dobbs Mgmt For For
6) Election of Director: Carla A. Harris Mgmt Against Against
7) Election of Director: Robert K. Herdman Mgmt Against Against
8) Election of Director: Alexis M. Herman Mgmt Against Against
9) Election of Director: Thomas J. Lynch Mgmt For For
10) Election of Director: William I. Miller Mgmt Against Against
11) Election of Director: Georgia R. Nelson Mgmt Against Against
12) Election of Director: Kimberly A. Nelson Mgmt For For
13) Election of Director: Karen H. Quintos Mgmt For For
14) Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers as
disclosed in the proxy statement.
15) Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our auditors
for 2021.
16) The shareholder proposal regarding Shr For Against
professional services allowance for our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CVS HEALTH CORPORATION Agenda Number: 935366927
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fernando Aguirre Mgmt For For
1B. Election of Director: C. David Brown II Mgmt Against Against
1C. Election of Director: Alecia A. DeCoudreaux Mgmt For For
1D. Election of Director: Nancy-Ann M. DeParle Mgmt For For
1E. Election of Director: David W. Dorman Mgmt Against Against
1F. Election of Director: Roger N. Farah Mgmt For For
1G. Election of Director: Anne M. Finucane Mgmt For For
1H. Election of Director: Edward J. Ludwig Mgmt For For
1I. Election of Director: Karen S. Lynch Mgmt For For
1J. Election of Director: Jean-Pierre Millon Mgmt Against Against
1K. Election of Director: Mary L. Schapiro Mgmt For For
1L. Election of Director: William C. Weldon Mgmt For For
1M. Election of Director: Tony L. White Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
3. Say on Pay, a proposal to approve, on an Mgmt For For
advisory basis, the Company's executive
compensation.
4. Stockholder proposal for reducing the Shr Against For
threshold for our stockholder right to act
by written consent.
5. Stockholder proposal regarding our Shr For Against
independent Board Chair.
--------------------------------------------------------------------------------------------------------------------------
CYRUSONE INC. Agenda Number: 935383454
--------------------------------------------------------------------------------------------------------------------------
Security: 23283R100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: CONE
ISIN: US23283R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bruce W. Duncan Mgmt For For
David H. Ferdman Mgmt For For
John W. Gamble, Jr. Mgmt For For
T. Tod Nielsen Mgmt For For
Denise Olsen Mgmt For For
Alex Shumate Mgmt For For
William E. Sullivan Mgmt For For
Lynn A. Wentworth Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of the Company's named executive officers.
3. Recommendation, by advisory (non-binding) Mgmt 1 Year For
vote, of the frequency of future advisory
votes on the compensation of the Company's
named executive officers.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 935348765
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey S. Aronin Mgmt Against Against
1B. Election of Director: Mary K. Bush Mgmt Against Against
1C. Election of Director: Gregory C. Case Mgmt Against Against
1D. Election of Director: Candace H. Duncan Mgmt For For
1E. Election of Director: Joseph F. Eazor Mgmt For For
1F. Election of Director: Cynthia A. Glassman Mgmt For For
1G. Election of Director: Roger C. Hochschild Mgmt For For
1H. Election of Director: Thomas G. Maheras Mgmt For For
1I. Election of Director: Michael H. Moskow Mgmt Against Against
1J. Election of Director: David L. Rawlinson II Mgmt For For
1K. Election of Director: Mark A. Thierer Mgmt For For
1L. Election of Director: Jennifer L. Wong Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 935349692
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig Arnold Mgmt For For
1B. Election of Director: Christopher M. Connor Mgmt Against Against
1C. Election of Director: Olivier Leonetti Mgmt For For
1D. Election of Director: Deborah L. McCoy Mgmt Against Against
1E. Election of Director: Silvio Napoli Mgmt For For
1F. Election of Director: Gregory R. Page Mgmt Against Against
1G. Election of Director: Sandra Pianalto Mgmt For For
1H. Election of Director: Lori J. Ryerkerk Mgmt For For
1I. Election of Director: Gerald B. Smith Mgmt For For
1J. Election of Director: Dorothy C. Thompson Mgmt For For
2. Approving the appointment of Ernst & Young Mgmt Against Against
as independent auditor for 2021 and
authorizing the Audit Committee of the
Board of Directors to set its remuneration.
3. Advisory approval of the Company's Mgmt Against Against
executive compensation.
4. Approving a proposal to grant the Board Mgmt For For
authority to issue shares.
5. Approving a proposal to grant the Board Mgmt For For
authority to opt out of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Company shares.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 935355354
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve a three year Mgmt For For
term: K. Baicker, Ph.D.
1b. Election of Director to serve a three year Mgmt For For
term: J.E. Fyrwald
1c. Election of Director to serve a three year Mgmt Against Against
term: J. Jackson
1d. Election of Director to serve a three year Mgmt For For
term: G. Sulzberger
1e. Election of Director to serve a three year Mgmt Against Against
term: J.P. Tai
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the independent auditor for
2021.
4. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate the
classified board structure.
5. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate
supermajority voting provisions.
6. Shareholder proposal to disclose direct and Shr For Against
indirect lobbying activities and
expenditures.
7. Shareholder proposal to amend the bylaws to Shr For Against
require an independent board chair.
8. Shareholder proposal to implement a bonus Shr For Against
deferral policy.
9. Shareholder proposal to disclose clawbacks Shr For Against
on executive incentive compensation due to
misconduct.
--------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 935360052
--------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ETR
ISIN: US29364G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: J. R. Burbank Mgmt For For
1B. Election of Director: P. J. Condon Mgmt For For
1C. Election of Director: L. P. Denault Mgmt For For
1D. Election of Director: K. H. Donald Mgmt For For
1E. Election of Director: B. W. Ellis Mgmt For For
1F. Election of Director: P. L. Frederickson Mgmt For For
1G. Election of Director: A. M. Herman Mgmt Against Against
1H. Election of Director: M. E. Hyland Mgmt For For
1I. Election of Director: S. L. Levenick Mgmt Against Against
1J. Election of Director: B. L. Lincoln Mgmt For For
1K. Election of Director: K. A. Puckett Mgmt For For
2. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as Entergy's Independent
Registered Public Accountants for 2021.
3. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
4. Vote to Approve an Amendment to Entergy's Mgmt For For
Restated Certificate of Incorporation
Authorizing the Issuance of Preferred
Stock.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 935350835
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Janet F. Clark
1B. Election of Director to hold office until Mgmt Against Against
the 2022 annual meeting: Charles R. Crisp
1C. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Robert P. Daniels
1D. Election of Director to hold office until Mgmt Against Against
the 2022 annual meeting: James C. Day
1E. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: C. Christopher
Gaut
1F. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Michael T. Kerr
1G. Election of Director to hold office until Mgmt Against Against
the 2022 annual meeting: Julie J. Robertson
1H. Election of Director to hold office until Mgmt Against Against
the 2022 annual meeting: Donald F. Textor
1I. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: William R. Thomas
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP, independent
registered public accounting firm, as
auditors for the Company for the year
ending December 31, 2021.
3. To approve the EOG Resources, Inc. 2021 Mgmt For For
Omnibus Equity Compensation Plan.
4. To approve, by non-binding vote, the Mgmt Against Against
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC. Agenda Number: 935417065
--------------------------------------------------------------------------------------------------------------------------
Security: 36467J108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: GLPI
ISIN: US36467J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter M. Carlino Mgmt For For
1B. Election of Director: Carol ("Lili") Lynton Mgmt For For
1C. Election of Director: Joseph W. Marshall, Mgmt For For
III
1D. Election of Director: James B. Perry Mgmt For For
1E. Election of Director: Barry F. Schwartz Mgmt For For
1F. Election of Director: Earl C. Shanks Mgmt For For
1G. Election of Director: E. Scott Urdang Mgmt Against Against
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
current fiscal year.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the Company's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 935353817
--------------------------------------------------------------------------------------------------------------------------
Security: 443510607
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: HUBB
ISIN: US4435106079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gerben W. Bakker Mgmt For For
Carlos M. Cardoso Mgmt For For
Anthony J. Guzzi Mgmt Withheld Against
Rhett A. Hernandez Mgmt For For
Neal J. Keating Mgmt For For
Bonnie C. Lind Mgmt For For
John F. Malloy Mgmt For For
Jennifer M. Pollino Mgmt For For
John G. Russell Mgmt For For
Steven R. Shawley Mgmt For For
2. To approve, by non-binding vote, the Mgmt Against Against
compensation of our named executive
officers as presented in the 2021 Proxy
Statement.
3. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year 2021.
--------------------------------------------------------------------------------------------------------------------------
HUNTSMAN CORPORATION Agenda Number: 935351318
--------------------------------------------------------------------------------------------------------------------------
Security: 447011107
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: HUN
ISIN: US4470111075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter R. Huntsman Mgmt For For
1B. Election of Director: Nolan D. Archibald Mgmt Against Against
1C. Election of Director: Mary C. Beckerle Mgmt For For
1D. Election of Director: M. Anthony Burns Mgmt For For
1E. Election of Director: Sonia Dula Mgmt For For
1F. Election of Director: Cynthia L. Egan Mgmt For For
1G. Election of Director: Daniele Ferrari Mgmt For For
1H. Election of Director: Sir Robert J. Mgmt Against Against
Margetts
1I. Election of Director: Jeanne McGovern Mgmt For For
1J. Election of Director: Wayne A. Reaud Mgmt Against Against
1K. Election of Director: Jan E. Tighe Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as Huntsman Corporation's
independent registered public accounting
firm for the year ending December 31, 2021.
4. Stockholder proposal regarding stockholder Shr Against For
right to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935369012
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick P. Gelsinger Mgmt For For
1B. Election of Director: James J. Goetz Mgmt For For
1C. Election of Director: Alyssa Henry Mgmt For For
1D. Election of Director: Omar Ishrak Mgmt For For
1E. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1F. Election of Director: Tsu-Jae King Liu Mgmt For For
1G. Election of Director: Gregory D. Smith Mgmt For For
1H. Election of Director: Dion J. Weisler Mgmt For For
1I. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for 2021.
3. Advisory vote to approve executive Mgmt Against Against
compensation of our listed officers.
4. Stockholder proposal on whether to allow Shr Against For
stockholders to act by written consent, if
properly presented at the meeting.
5. Stockholder proposal requesting a report on Shr Against For
median pay gaps across race and gender, if
properly presented at the meeting.
6. Stockholder proposal requesting a report on Shr Against For
whether written policies or unwritten norms
at the company reinforce racism in company
culture, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935345214
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Nadja Y. West Mgmt For For
1N. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Ratification of Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2021.
4. Report on Government Financial Support and Shr For Against
Access to COVID-19 Vaccines and
Therapeutics.
5. Independent Board Chair. Shr For Against
6. Civil Rights Audit. Shr Abstain Against
7. Executive Compensation Bonus Deferral. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
KLA CORPORATION Agenda Number: 935275176
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 04-Nov-2020
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt Against Against
Edward Barnholt
1B. Election of Director for a one-year term: Mgmt Against Against
Robert Calderoni
1C. Election of Director for a one-year term: Mgmt For For
Jeneanne Hanley
1D. Election of Director for a one-year term: Mgmt For For
Emiko Higashi
1E. Election of Director for a one-year term: Mgmt Against Against
Kevin Kennedy
1F. Election of Director for a one-year term: Mgmt For For
Gary Moore
1G. Election of Director for a one-year term: Mgmt Against Against
Marie Myers
1H. Election of Director for a one-year term: Mgmt For For
Kiran Patel
1I. Election of Director for a one-year term: Mgmt For For
Victor Peng
1J. Election of Director for a one-year term: Mgmt For For
Robert Rango
1K. Election of Director for a one-year term: Mgmt For For
Richard Wallace
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
3. Approval on a non-binding, advisory basis Mgmt Against Against
of our named executive officer
compensation.
4. Stockholder proposal regarding proxy Shr For Against
access, if properly submitted at the Annual
Meeting.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 935272675
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 03-Nov-2020
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sohail U. Ahmed Mgmt For For
Timothy M. Archer Mgmt For For
Eric K. Brandt Mgmt For For
Michael R. Cannon Mgmt For For
Catherine P. Lego Mgmt Withheld Against
Bethany J. Mayer Mgmt For For
Abhijit Y. Talwalkar Mgmt Withheld Against
Lih Shyng (Rick L) Tsai Mgmt For For
Leslie F. Varon Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of the named executive officers of Lam
Research, or "Say on Pay."
3. Ratification of the appointment of the Mgmt Against Against
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
LAMAR ADVERTISING COMPANY Agenda Number: 935383567
--------------------------------------------------------------------------------------------------------------------------
Security: 512816109
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: LAMR
ISIN: US5128161099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nancy Fletcher Mgmt For For
John E. Koerner, III Mgmt Withheld Against
Marshall A. Loeb Mgmt For For
Stephen P. Mumblow Mgmt Withheld Against
Thomas V. Reifenheiser Mgmt Withheld Against
Anna Reilly Mgmt Withheld Against
Kevin P. Reilly, Jr. Mgmt For For
Wendell Reilly Mgmt Withheld Against
Elizabeth Thompson Mgmt For For
2. Ratify the appointment of KPMG LLP as the Mgmt Against Against
Company's independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC. Agenda Number: 935355582
--------------------------------------------------------------------------------------------------------------------------
Security: 525327102
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: LDOS
ISIN: US5253271028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory R. Dahlberg Mgmt For For
1B. Election of Director: David G. Fubini Mgmt For For
1C. Election of Director: Miriam E. John Mgmt For For
1D. Election of Director: Frank Kendall III Mgmt For For
1E. Election of Director: Robert C. Kovarik, Mgmt For For
Jr.
1F. Election of Director: Harry M.J. Kraemer, Mgmt Against Against
Jr.
1G. Election of Director: Roger A. Krone Mgmt For For
1H. Election of Director: Gary S. May Mgmt For For
1I. Election of Director: Surya N. Mohapatra Mgmt For For
1J. Election of Director: Robert S. Shapard Mgmt For For
1K. Election of Director: Susan M. Stalnecker Mgmt For For
1L. Election of Director: Noel B. Williams Mgmt For For
2. Approve, by an advisory vote, executive Mgmt Against Against
compensation.
3. The ratification of the appointment of Mgmt Against Against
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LIFE STORAGE, INC. Agenda Number: 935393859
--------------------------------------------------------------------------------------------------------------------------
Security: 53223X107
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: LSI
ISIN: US53223X1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark G. Barberio Mgmt For For
Joseph V. Saffire Mgmt For For
Stephen R. Rusmisel Mgmt For For
Arthur L. Havener, Jr. Mgmt For For
Dana Hamilton Mgmt For For
Edward J. Pettinella Mgmt For For
David L. Rogers Mgmt For For
Susan Harnett Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the independent registered
public accounting firm for the Company for
the fiscal year ending December 31, 2021.
3. Proposal to amend the Charter of the Mgmt For For
Company to increase the number of
authorized shares of common stock from
100,000,000 to 200,000,000.
4. Proposal to approve the compensation of the Mgmt Against Against
Company's executive officers.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 935381107
--------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: LNC
ISIN: US5341871094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting:
Deirdre P. Connelly
1B. Election of director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting:
William H. Cunningham
1C. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting:
Reginald E. Davis
1D. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Dennis
R. Glass
1E. Election of director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting: George
W. Henderson, III
1F. Election of director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting: Eric
G. Johnson
1G. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Gary
C. Kelly
1H. Election of director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting: M.
Leanne Lachman
1I. Election of director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting:
Michael F. Mee
1J. Election of director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting:
Patrick S. Pittard
1K. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Lynn
M. Utter
2. The ratification of the appointment of Mgmt Against Against
Ernst & Young LLP as the independent
registered public accounting firm for 2021.
3. The approval of an advisory resolution on Mgmt Against Against
the compensation of our named executive
officers.
4. Shareholder proposal to amend our bylaws to Shr Against For
remove the one-year holding requirement
from our special shareholder meeting right.
5. Shareholder proposal to amend our proxy Shr For Against
access bylaws to remove the 20-shareholder
aggregation limit.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 935349933
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel F. Akerson Mgmt For For
1B. Election of Director: David B. Burritt Mgmt Against Against
1C. Election of Director: Bruce A. Carlson Mgmt For For
1D. Election of Director: Joseph F. Dunford, Mgmt For For
Jr.
1E. Election of Director: James O. Ellis, Jr. Mgmt Against Against
1F. Election of Director: Thomas J. Falk Mgmt For For
1G. Election of Director: Ilene S. Gordon Mgmt For For
1H. Election of Director: Vicki A. Hollub Mgmt For For
1I. Election of Director: Jeh C. Johnson Mgmt For For
1J. Election of Director: Debra L. Reed-Klages Mgmt For For
1K. Election of Director: James D. Taiclet Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt Against Against
Young LLP as Independent Auditors for 2021.
3. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers
(Say-on-Pay).
4. Stockholder Proposal to Adopt Stockholder Shr Against For
Action By Written Consent.
5. Stockholder Proposal to issue a Report on Shr For Against
Human Rights Due Diligence.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935387729
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Daniel J. Heinrich Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Mary Beth West Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2020.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2021.
4. Shareholder proposal regarding amending the Shr For Against
Company's proxy access bylaw to remove
shareholder aggregation limits.
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 935349868
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Abdulaziz F. Mgmt Against Against
Alkhayyal
1B. Election of Class I Director: Jonathan Z. Mgmt For For
Cohen
1C. Election of Class I Director: Michael J. Mgmt For For
Hennigan
1D. Election of Class I Director: Frank M. Mgmt For For
Semple
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent auditor for 2021.
3. Approval, on an advisory basis, of the Mgmt Against Against
company's named executive officer
compensation.
4. Approval of the Marathon Petroleum Mgmt For For
Corporation 2021 Incentive Compensation
Plan.
5. Approval of an amendment to the company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority provisions.
6. Approval of an amendment to the company's Mgmt For For
Restated Certificate of Incorporation to
declassify the Board of Directors.
7. Shareholder proposal seeking to prohibit Shr For Against
accelerated vesting of equity awards in
connection with a change in control.
--------------------------------------------------------------------------------------------------------------------------
MDU RESOURCES GROUP, INC. Agenda Number: 935362993
--------------------------------------------------------------------------------------------------------------------------
Security: 552690109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: MDU
ISIN: US5526901096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Everist Mgmt For For
1B. Election of Director: Karen B. Fagg Mgmt For For
1C. Election of Director: David L. Goodin Mgmt For For
1D. Election of Director: Dennis W. Johnson Mgmt For For
1E. Election of Director: Patricia L. Moss Mgmt For For
1F. Election of Director: Dale S. Rosenthal Mgmt For For
1G. Election of Director: Edward A. Ryan Mgmt For For
1H. Election of Director: David M. Sparby Mgmt For For
1I. Election of Director: Chenxi Wang Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt Against Against
Paid to the Company's Named Executive
Officers.
3. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935288286
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 11-Dec-2020
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt Against Against
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Michael O. Leavitt Mgmt For For
1G. Election of Director: James T. Lenehan Mgmt Against Against
1H. Election of Director: Kevin E. Lofton Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt Against Against
1L. Election of Director: Kendall J. Powell Mgmt Against Against
2. To ratify, in a non-binding vote, the Mgmt Against Against
appointment of PricewaterhouseCoopers LLP
as the Company's independent auditor for
fiscal year 2021 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt Against Against
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2021.
4. Shareholder proposal concerning a Shr Against For
shareholder right to act by written
consent.
5. Shareholder proposal regarding access to Shr For Against
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt Against Against
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 935372312
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Elizabeth Corley Mgmt For For
1B. Election of Director: Alistair Darling Mgmt For For
1C. Election of Director: Thomas H. Glocer Mgmt For For
1D. Election of Director: James P. Gorman Mgmt For For
1E. Election of Director: Robert H. Herz Mgmt For For
1F. Election of Director: Nobuyuki Hirano Mgmt For For
1G. Election of Director: Hironori Kamezawa Mgmt For For
1H. Election of Director: Shelley B. Leibowitz Mgmt For For
1I. Election of Director: Stephen J. Luczo Mgmt For For
1J. Election of Director: Jami Miscik Mgmt For For
1K. Election of Director: Dennis M. Nally Mgmt For For
1L. Election of Director: Mary L. Schapiro Mgmt For For
1M. Election of Director: Perry M. Traquina Mgmt For For
1N. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as independent auditor.
3. To approve the compensation of executives Mgmt Against Against
as disclosed in the proxy statement
(non-binding advisory vote).
4. To approve the amended and restated Equity Mgmt Against Against
Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 935363274
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for One-Year Term: Mgmt For For
Gregory Q. Brown
1B. Election of Director for One-Year Term: Mgmt For For
Kenneth D. Denman
1C. Election of Director for One-Year Term: Mgmt Against Against
Egon P. Durban
1D. Election of Director for One-Year Term: Mgmt For For
Clayton M. Jones
1E. Election of Director for One-Year Term: Mgmt For For
Judy C. Lewent
1F. Election of Director for One-Year Term: Mgmt Against Against
Gregory K. Mondre
1G. Election of Director for One-Year Term: Mgmt For For
Joseph M. Tucci
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for 2021.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
NEWMONT CORPORATION Agenda Number: 935348183
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Awuah. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1B. Election of Director: Gregory Boyce. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1C. Election of Director: Bruce Brook. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1D. Election of Director: Maura Clark. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1E. Election of Director: Matthew Coon Come. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1F. Election of Director: Jose Manuel Madero. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1G. Election of Director: Rene Medori. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1H. Election of Director: Jane Nelson. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1I. Election of Director: Thomas Palmer. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1J. Election of Director: Julio Quintana. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1K. Election of Director: Susan Story. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
2. Approve, on an Advisory Basis, Named Mgmt Against Against
Executive Officer Compensation.
3. Ratify Appointment of Independent Mgmt For For
Registered Public Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
NEXSTAR MEDIA GROUP, INC. Agenda Number: 935434946
--------------------------------------------------------------------------------------------------------------------------
Security: 65336K103
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: NXST
ISIN: US65336K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Perry A. Sook Mgmt For For
Geoffrey D. Armstrong Mgmt Withheld Against
Jay M. Grossman Mgmt Withheld Against
2. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Approval, by an advisory vote, of executive Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 935386018
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathy J. Warden Mgmt For For
1B. Election of Director: David P. Abney Mgmt For For
1C. Election of Director: Marianne C. Brown Mgmt For For
1D. Election of Director: Donald E. Felsinger Mgmt Against Against
1E. Election of Director: Ann M. Fudge Mgmt For For
1F. Election of Director: William H. Hernandez Mgmt For For
1G. Election of Director: Madeleine A. Kleiner Mgmt For For
1H. Election of Director: Karl J. Krapek Mgmt For For
1I. Election of Director: Gary Roughead Mgmt For For
1J. Election of Director: Thomas M. Schoewe Mgmt For For
1K. Election of Director: James S. Turley Mgmt For For
1L. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt Against Against
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2021.
4. Shareholder proposal that the Company Shr For Against
assess and report on potential human rights
impacts that could result from governments'
use of the Company's products and services,
including in conflict-affected areas.
5. Shareholder proposal to move to a 10% Shr Against For
ownership threshold for shareholders to
request action by written consent.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 935347446
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: E. Spencer Abraham Mgmt For For
1B. Election of Director: Antonio Carrillo Mgmt For For
1C. Election of Director: Matthew Carter, Jr. Mgmt For For
1D. Election of Director: Lawrence S. Coben Mgmt Against Against
1E. Election of Director: Heather Cox Mgmt For For
1F. Election of Director: Elisabeth B. Donohue Mgmt For For
1G. Election of Director: Mauricio Gutierrez Mgmt For For
1H. Election of Director: Paul W. Hobby Mgmt Against Against
1I. Election of Director: Alexandra Pruner Mgmt For For
1J. Election of Director: Anne C. Schaumburg Mgmt Against Against
1K. Election of Director: Thomas H. Weidemeyer Mgmt Against Against
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC. Agenda Number: 935405375
--------------------------------------------------------------------------------------------------------------------------
Security: 681936100
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: OHI
ISIN: US6819361006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kapila K. Anand Mgmt For For
Craig R. Callen Mgmt For For
Barbara B. Hill Mgmt For For
Kevin J. Jacobs Mgmt For For
Edward Lowenthal Mgmt Withheld Against
C. Taylor Pickett Mgmt For For
Stephen D. Plavin Mgmt Withheld Against
Burke W. Whitman Mgmt For For
2. Ratification of Independent Auditors Ernst Mgmt Against Against
& Young LLP for fiscal year 2021.
3. Approval, on an Advisory Basis, of Mgmt Against Against
Executive Compensation.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 935363666
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: John D. Wren Mgmt For For
1.2 Election of Director: Mary C. Choksi Mgmt For For
1.3 Election of Director: Leonard S. Coleman, Mgmt Against Against
Jr.
1.4 Election of Director: Susan S. Denison Mgmt Against Against
1.5 Election of Director: Ronnie S. Hawkins Mgmt For For
1.6 Election of Director: Deborah J. Kissire Mgmt For For
1.7 Election of Director: Gracia C. Martore Mgmt For For
1.8 Election of Director: Linda Johnson Rice Mgmt Against Against
1.9 Election of Director: Valerie M. Williams Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent auditors for
the 2021 fiscal year.
4. Approval of the Omnicom Group Inc. 2021 Mgmt For For
Incentive Award Plan.
5. Shareholder proposal regarding political Shr For Against
spending disclosure.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935274554
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 04-Nov-2020
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt Withheld Against
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt For For
Lawrence J. Ellison Mgmt For For
Rona A. Fairhead Mgmt Withheld Against
Jeffrey O. Henley Mgmt For For
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt For For
Leon E. Panetta Mgmt For For
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt For For
Vishal Sikka Mgmt For For
2. Advisory Vote to Approve Compensation of Mgmt Against Against
Named Executive Officers.
3. Approve the Oracle Corporation 2020 Equity Mgmt Against Against
Incentive Plan.
4. Ratification of Selection of Independent Mgmt For For
Registered Public Accounting Firm.
5. Stockholder Proposal Regarding Pay Equity Shr For Against
Report.
6. Stockholder Proposal Regarding Independent Shr For Against
Board Chair.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 935278487
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 28-Oct-2020
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lee C. Banks Mgmt For For
1B. Election of Director: Robert G. Bohn Mgmt For For
1C. Election of Director: Linda A. Harty Mgmt Against Against
1D. Election of Director: Kevin A. Lobo Mgmt For For
1E. Election of Director: Candy M. Obourn Mgmt Against Against
1F. Election of Director: Joseph Scaminace Mgmt Against Against
1G. Election of Director: Ake Svensson Mgmt For For
1H. Election of Director: Laura K. Thompson Mgmt For For
1I. Election of Director: James R. Verrier Mgmt For For
1J. Election of Director: James L. Wainscott Mgmt For For
1K. Election of Director: Thomas L. Williams Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending June 30, 2021.
3. Approval of, on a non-binding, advisory Mgmt Against Against
basis, the compensation of our Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 935355342
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Segun Agbaje Mgmt For For
1B. Election of Director: Shona L. Brown Mgmt For For
1C. Election of Director: Cesar Conde Mgmt For For
1D. Election of Director: Ian Cook Mgmt Against Against
1E. Election of Director: Dina Dublon Mgmt Against Against
1F. Election of Director: Michelle Gass Mgmt For For
1G. Election of Director: Ramon L. Laguarta Mgmt For For
1H. Election of Director: Dave Lewis Mgmt For For
1I. Election of Director: David C. Page Mgmt For For
1J. Election of Director: Robert C. Pohlad Mgmt For For
1K. Election of Director: Daniel Vasella Mgmt Against Against
1L. Election of Director: Darren Walker Mgmt For For
1M. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for fiscal year
2021.
3. Advisory approval of the Company's Mgmt Against Against
executive compensation.
4. Shareholder Proposal - Special Shareholder Shr For Against
Meeting Vote Threshold.
5. Shareholder Proposal - Report on Sugar and Shr Against For
Public Health.
6. Shareholder Proposal - Report on External Shr Against For
Public Health Costs.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 935359112
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brant Bonin Bough Mgmt For For
1B. Election of Director: Andre Calantzopoulos Mgmt For For
1C. Election of Director: Michel Combes Mgmt Against Against
1D. Election of Director: Juan Jose Daboub Mgmt For For
1E. Election of Director: Werner Geissler Mgmt For For
1F. Election of Director: Lisa A. Hook Mgmt For For
1G. Election of Director: Jun Makihara Mgmt For For
1H. Election of Director: Kalpana Morparia Mgmt For For
1I. Election of Director: Lucio A. Noto Mgmt For For
1J. Election of Director: Jacek Olczak Mgmt For For
1K. Election of Director: Frederik Paulsen Mgmt For For
1L. Election of Director: Robert B. Polet Mgmt For For
1M. Election of Director: Shlomo Yanai Mgmt For For
2. Advisory Vote Approving Executive Mgmt Against Against
Compensation.
3. Ratification of the Selection of Mgmt For For
Independent Auditors.
--------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda Number: 935339336
--------------------------------------------------------------------------------------------------------------------------
Security: 693506107
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: PPG
ISIN: US6935061076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: STEVEN A. DAVIS
1B. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt Against Against
2024: MICHAEL W. LAMACH
1C. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: MICHAEL T. NALLY
1D. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: GUILLERMO NOVO
1E. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt Against Against
2024: MARTIN H. RICHENHAGEN
1F. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: CATHERINE R. SMITH
2. APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt Against Against
NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS.
3. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS.
4. PROPOSAL TO APPROVE AMENDMENTS TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION AND
BYLAWS TO REPLACE THE SUPERMAJORITY VOTING
REQUIREMENTS.
5. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2021.
6. SHAREHOLDER PROPOSAL TO ADOPT A POLICY Shr For Against
REQUIRING AN INDEPENDENT BOARD CHAIRMAN, IF
PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935327569
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sylvia Acevedo Mgmt For For
1B. Election of Director: Mark Fields Mgmt For For
1C. Election of Director: Jeffrey W. Henderson Mgmt For For
1D. Election of Director: Gregory N. Johnson Mgmt For For
1E. Election of Director: Ann M. Livermore Mgmt For For
1F. Election of Director: Harish Manwani Mgmt Against Against
1G. Election of Director: Mark D. McLaughlin Mgmt For For
1H. Election of Director: Jamie S. Miller Mgmt For For
1I. Election of Director: Steve Mollenkopf Mgmt For For
1J. Election of Director: Clark T. Randt, Jr. Mgmt For For
1K. Election of Director: Irene B. Rosenfeld Mgmt For For
1L. Election of Director: Kornelis "Neil" Smit Mgmt For For
1M. Election of Director: Jean-Pascal Tricoire Mgmt For For
1N. Election of Director: Anthony J. Mgmt Against Against
Vinciquerra
2. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 26, 2021.
3. To approve, on an advisory basis, our Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RALPH LAUREN CORPORATION Agenda Number: 935240426
--------------------------------------------------------------------------------------------------------------------------
Security: 751212101
Meeting Type: Annual
Meeting Date: 30-Jul-2020
Ticker: RL
ISIN: US7512121010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank A. Bennack, Jr. Mgmt For For
Michael A. George Mgmt For For
Hubert Joly Mgmt For For
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending March 27, 2021.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers and our compensation philosophy,
policies and practices as described in the
accompanying Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES Agenda Number: 935347218
--------------------------------------------------------------------------------------------------------------------------
Security: 75513E101
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: RTX
ISIN: US75513E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tracy A. Atkinson Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Thomas A. Kennedy Mgmt For For
1D. Election of Director: Marshall O. Larsen Mgmt For For
1E. Election of Director: George R. Oliver Mgmt For For
1F. Election of Director: Robert K. (Kelly) Mgmt For For
Ortberg
1G. Election of Director: Margaret L. Mgmt For For
O'Sullivan
1H. Election of Director: Dinesh C. Paliwal Mgmt For For
1I. Election of Director: Ellen M. Pawlikowski Mgmt For For
1J. Election of Director: Denise L. Ramos Mgmt For For
1K. Election of Director: Fredric G. Reynolds Mgmt For For
1L. Election of Director: Brian C. Rogers Mgmt For For
1M. Election of Director: James A. Winnefeld, Mgmt For For
Jr.
1N. Election of Director: Robert O. Work Mgmt Against Against
2. Advisory Vote to Approve Executive Mgmt Against Against
Compensation.
3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt Against Against
as Independent Auditor for 2021.
4. Approve Raytheon Technologies Corporation Mgmt For For
Executive Annual Incentive Plan.
5. Approve Amendment to the Raytheon Mgmt Against Against
Technologies Corporation 2018 Long-Term
Incentive Plan.
6. Shareowner Proposal to Amend Proxy Access Shr For Against
Bylaw.
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 935377576
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: RS
ISIN: US7595091023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sarah J. Anderson Mgmt For For
1B. Election of Director: Lisa L. Baldwin Mgmt For For
1C. Election of Director: Karen W. Colonias Mgmt For For
1D. Election of Director: John G. Figueroa Mgmt For For
1E. Election of Director: James D. Hoffman Mgmt For For
1F. Election of Director: Mark V. Kaminski Mgmt Against Against
1G. Election of Director: Karla R. Lewis Mgmt For For
1H. Election of Director: Robert A. McEvoy Mgmt For For
1I. Election of Director: Andrew G. Sharkey, Mgmt Against Against
III
1J. Election of Director: Douglas W. Stotlar Mgmt For For
2. To consider a non-binding, advisory vote to Mgmt For For
approve the compensation of the Company's
named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 935267016
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Annual
Meeting Date: 22-Oct-2020
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark W. Adams Mgmt Against Against
1B. Election of Director: Judy Bruner Mgmt For For
1C. Election of Director: Michael R. Cannon Mgmt Against Against
1D. Election of Director: William T. Coleman Mgmt For For
1E. Election of Director: Jay L. Geldmacher Mgmt For For
1F. Election of Director: Dylan G. Haggart Mgmt For For
1G. Election of Director: Stephen J. Luczo Mgmt For For
1H. Election of Director: William D. Mosley Mgmt For For
1I. Election of Director: Stephanie Tilenius Mgmt For For
1J. Election of Director: Edward J. Zander Mgmt For For
2. Approve, in an advisory, non binding vote, Mgmt For For
the compensation of the Company's named
executive officers ("Say-on-Pay").
3. Ratify, in an advisory, non-binding vote, Mgmt Against Against
the appointment of Ernst & Young LLP as the
independent auditors of the Company for
fiscal year 2021, and to authorize, in a
binding vote, the Audit Committee of the
Company's Board of Directors to set the
auditors' remuneration.
4. In accordance with Irish law, determine the Mgmt For For
price range at which the Company can
re-allot shares that it holds as treasury
shares.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 935342028
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Special
Meeting Date: 14-Apr-2021
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Scheme, as described in the Mgmt For For
proxy statement, in its original form or
with or subject to any modification,
addition or condition approved or imposed
by the Irish Court, and the directors of
Seagate be authorized to take all such
action as they consider necessary or
appropriate for carrying the Scheme of
Arrangement into effect.
2. Amend the articles of association of Mgmt For For
Seagate, which are part of the Seagate
Constitution, referred to as the
"Articles", by adding a new Article 194, so
that the Seagate Ordinary Shares that are
issued on or after the Voting Record Time
will either be subject to the terms of the
Scheme or will be immediately and
automatically acquired by Holdings for the
Scheme Consideration.
3. Approve, on an advisory, non-binding basis, Mgmt For For
the reduction of the share premium of
Holdings resulting from a capitalisation of
the merger reserve arising in its books of
account as a result of the consummation of
the Scheme in order to create distributable
reserves in Holdings.
4. Approve any motion by the chair of the EGM Mgmt For For
to adjourn the EGM, or any adjournments
thereof, to another time and place if
necessary or appropriate to solicit
additional proxies if there are
insufficient votes at the time of the EGM
to approve proposals 1 and 2.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 935342030
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M111
Meeting Type: Special
Meeting Date: 14-Apr-2021
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Scheme, as described in the Mgmt For For
proxy statement, in its original form or
with or subject to any modification,
addition or condition approved or imposed
by the Irish Court.
--------------------------------------------------------------------------------------------------------------------------
SYSCO CORPORATION Agenda Number: 935276457
--------------------------------------------------------------------------------------------------------------------------
Security: 871829107
Meeting Type: Annual
Meeting Date: 20-Nov-2020
Ticker: SYY
ISIN: US8718291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel J. Brutto Mgmt For For
1B. Election of Director: John M. Cassaday Mgmt For For
1C. Election of Director: Joshua D. Frank Mgmt For For
1D. Election of Director: Larry C. Glasscock Mgmt For For
1E. Election of Director: Bradley M. Halverson Mgmt For For
1F. Election of Director: John M. Hinshaw Mgmt For For
1G. Election of Director: Kevin P. Hourican Mgmt For For
1H. Election of Director: Hans-Joachim Koerber Mgmt For For
1I. Election of Director: Stephanie A. Mgmt For For
Lundquist
1J. Election of Director: Nelson Peltz Mgmt For For
1K. Election of Director: Edward D. Shirley Mgmt For For
1L. Election of Director: Sheila G. Talton Mgmt For For
2. To approve, by advisory vote, the Mgmt Against Against
compensation paid to Sysco's named
executive officers, as disclosed in Sysco's
2020 proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Sysco's independent registered
public accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935412635
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Robert L. Edwards Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Donald R. Knauss Mgmt For For
1G. Election of Director: Christine A. Leahy Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
1K. Election of Director: Kenneth L. Salazar Mgmt For For
1L. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt Against Against
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt Against Against
basis, our executive compensation (Say on
Pay).
4. Shareholder proposal to amend the proxy Shr For Against
access bylaw to remove the shareholder
group limit.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935341709
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt Against Against
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt Against Against
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt Against Against
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt Against Against
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2021.
4. Stockholder proposal to permit shareholder Shr Against For
action by written consent.
--------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION Agenda Number: 935343397
--------------------------------------------------------------------------------------------------------------------------
Security: 00130H105
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: AES
ISIN: US00130H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Janet G. Davidson Mgmt For For
1B. Election of Director: Andres R. Gluski Mgmt For For
1C. Election of Director: Tarun Khanna Mgmt For For
1D. Election of Director: Holly K. Koeppel Mgmt For For
1E. Election of Director: Julia M. Laulis Mgmt For For
1F. Election of Director: James H. Miller Mgmt For For
1G. Election of Director: Alain Monie Mgmt For For
1H. Election of Director: John B. Morse, Jr. Mgmt For For
1I. Election of Director: Moises Naim Mgmt For For
1J. Election of Director: Teresa M. Sebastian Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
Company's executive compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent auditor of the
Company for fiscal year 2021.
4. To vote on a non-binding Stockholder Shr Against For
proposal seeking to adopt a by-law to
subject any by-law or charter amendments to
a Stockholder vote.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 935387402
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald E. Brown Mgmt For For
1B. Election of Director: Kermit R. Crawford Mgmt For For
1C. Election of Director: Michael L. Eskew Mgmt For For
1D. Election of Director: Richard T. Hume Mgmt For For
1E. Election of Director: Margaret M. Keane Mgmt For For
1F. Election of Director: Siddharth N. Mehta Mgmt For For
1G. Election of Director: Jacques P. Perold Mgmt For For
1H. Election of Director: Andrea Redmond Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Judith A. Sprieser Mgmt Against Against
1K. Election of Director: Perry M. Traquina Mgmt For For
1L. Election of Director: Thomas J. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of the named executives.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as Allstate's independent
registered public accountant for 2021.
4. Shareholder proposal to amend proxy access. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935349351
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Drew G. Faust Mgmt For For
1C. Election of Director: Mark A. Flaherty Mgmt For For
1D. Election of Director: Ellen J. Kullman Mgmt For For
1E. Election of Director: Lakshmi N. Mittal Mgmt Against Against
1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1G. Election of Director: Peter Oppenheimer Mgmt For For
1H. Election of Director: David M. Solomon Mgmt For For
1I. Election of Director: Jan E. Tighe Mgmt For For
1J. Election of Director: Jessica R. Uhl Mgmt For For
1K. Election of Director: David A. Viniar Mgmt For For
1L. Election of Director: Mark O. Winkelman Mgmt Against Against
2. Advisory Vote to Approve Executive Mgmt Against Against
Compensation (Say on Pay).
3. Approval of The Goldman Sachs Amended and Mgmt Against Against
Restated Stock Incentive Plan (2021).
4. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as our Independent Registered Public
Accounting Firm for 2021.
5. Shareholder Proposal Regarding Shareholder Shr Against For
Right to Act by Written Consent.
6. Shareholder Proposal Regarding a Report on Shr For Against
the Effects of the Use of Mandatory
Arbitration.
7. Shareholder Proposal Regarding Conversion Shr Against For
to a Public Benefit Corporation.
8. Shareholder Proposal Regarding a Racial Shr Abstain Against
Equity Audit
--------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 935369264
--------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: HIG
ISIN: US4165151048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert B. Allardice, Mgmt Against Against
III
1B. Election of Director: Larry D. De Shon Mgmt For For
1C. Election of Director: Carlos Dominguez Mgmt For For
1D. Election of Director: Trevor Fetter Mgmt Against Against
1E. Election of Director: Donna James Mgmt For For
1F. Election of Director: Kathryn A. Mikells Mgmt For For
1G. Election of Director: Michael G. Morris Mgmt Against Against
1H. Election of Director: Teresa W. Roseborough Mgmt For For
1I. Election of Director: Virginia P. Mgmt For For
Ruesterholz
1J. Election of Director: Christopher J. Swift Mgmt For For
1K. Election of Director: Matthew E. Winter Mgmt For For
1L. Election of Director: Greig Woodring Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2021.
3. Management proposal to approve, on a Mgmt Against Against
non-binding advisory basis, the
compensation of the Company's named
executive officers as disclosed in the
Company's proxy statement.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935264969
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 13-Oct-2020
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Francis S. Blake Mgmt For For
1B. ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For
1C. ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For
1D. ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For
1E. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1F. ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For
1G. ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For
1H. ELECTION OF DIRECTOR: W. James McNerney, Mgmt For For
Jr.
1I. ELECTION OF DIRECTOR: Nelson Peltz Mgmt For For
1J. ELECTION OF DIRECTOR: David S. Taylor Mgmt For For
1K. ELECTION OF DIRECTOR: Margaret C. Whitman Mgmt For For
1L. ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt Against Against
Registered Public Accounting Firm.
3. Advisory Vote to Approve the Company's Mgmt Against Against
Executive Compensation (the "Say on Pay"
vote).
4. Approval of The Procter & Gamble Company Mgmt For For
International Stock Ownership Plan, As
Amended and Restated.
5. Shareholder Proposal - Report on Efforts to Shr For Against
Eliminate Deforestation.
6. Shareholder Proposal - Annual Report on Shr For Against
Diversity.
--------------------------------------------------------------------------------------------------------------------------
THE TIMKEN COMPANY Agenda Number: 935346379
--------------------------------------------------------------------------------------------------------------------------
Security: 887389104
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: TKR
ISIN: US8873891043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Maria A. Crowe Mgmt For For
Elizabeth A. Harrell Mgmt For For
Richard G. Kyle Mgmt For For
Sarah C. Lauber Mgmt For For
John A. Luke, Jr. Mgmt Withheld Against
Christopher L. Mapes Mgmt For For
James F. Palmer Mgmt For For
Ajita G. Rajendra Mgmt For For
Frank C. Sullivan Mgmt Withheld Against
John M. Timken, Jr. Mgmt Withheld Against
Ward J. Timken, Jr. Mgmt Withheld Against
Jacqueline F. Woods Mgmt Withheld Against
2. Approval, on an advisory basis, of our Mgmt For For
named executive officer compensation.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent auditor for
the fiscal year ending December 31, 2021.
4. Consideration of a shareholder proposal Shr For Against
asking our Board of Directors to take the
steps necessary to give holders in the
aggregate of 10% of our outstanding common
shares the power to call a special meeting
of shareholders, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935414831
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Jose B. Alvarez Mgmt For For
1C. Election of Director: Alan M. Bennett Mgmt For For
1D. Election of Director: Rosemary T. Berkery Mgmt For For
1E. Election of Director: David T. Ching Mgmt For For
1F. Election of Director: C. Kim Goodwin Mgmt For For
1G. Election of Director: Ernie Herrman Mgmt For For
1H. Election of Director: Michael F. Hines Mgmt For For
1I. Election of Director: Amy B. Lane Mgmt For For
1J. Election of Director: Carol Meyrowitz Mgmt For For
1K. Election of Director: Jackwyn L. Nemerov Mgmt For For
1L. Election of Director: John F. O'Brien Mgmt For For
2. Ratification of appointment of Mgmt Against Against
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2022.
3. Advisory approval of TJX's executive Mgmt Against Against
compensation (the say-on-pay vote).
4. Shareholder proposal for a report on animal Shr Against For
welfare.
5. Shareholder proposal for setting target Shr Against For
amounts for CEO compensation.
--------------------------------------------------------------------------------------------------------------------------
TRAVEL + LEISURE CO. Agenda Number: 935367765
--------------------------------------------------------------------------------------------------------------------------
Security: 894164102
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: TNL
ISIN: US8941641024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Louise F. Brady Mgmt For For
Michael D. Brown Mgmt For For
James E. Buckman Mgmt Withheld Against
George Herrera Mgmt Withheld Against
Stephen P. Holmes Mgmt Withheld Against
Denny Marie Post Mgmt For For
Ronald L. Rickles Mgmt For For
Michael H. Wargotz Mgmt Withheld Against
2. A non-binding, advisory resolution to Mgmt Against Against
approve our executive compensation program.
3. A proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP to serve as our
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 935344262
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warner L. Baxter Mgmt For For
1B. Election of Director: Dorothy J. Bridges Mgmt For For
1C. Election of Director: Elizabeth L. Buse Mgmt For For
1D. Election of Director: Andrew Cecere Mgmt For For
1E. Election of Director: Kimberly N. Mgmt For For
Ellison-Taylor
1F. Election of Director: Kimberly J. Harris Mgmt For For
1G. Election of Director: Roland A. Hernandez Mgmt For For
1H. Election of Director: Olivia F. Kirtley Mgmt Against Against
1I. Election of Director: Karen S. Lynch Mgmt For For
1J. Election of Director: Richard P. McKenney Mgmt For For
1K. Election of Director: Yusuf I. Mehdi Mgmt For For
1L. Election of Director: John P. Wiehoff Mgmt For For
1M. Election of Director: Scott W. Wine Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent auditor for
the 2021 fiscal year.
3. An advisory vote to approve the Mgmt Against Against
compensation of our executives disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt Against Against
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt Against Against
1D. Election of Director: Michele J. Hooper Mgmt Against Against
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Gail R. Wilensky, Mgmt Against Against
Ph.D.
1I. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's Mgmt Against Against
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2021.
4. Approval of an amendment to the Mgmt For For
UnitedHealth Group 1993 Employee Stock
Purchase Plan.
5. If properly presented at the 2021 Annual Shr For Against
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting a reduction of the share
ownership threshold for calling a special
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935364846
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Roxanne S. Austin Mgmt For For
1c. Election of Director: Mark T. Bertolini Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt Against Against
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2 Advisory Vote to Approve Executive Mgmt For For
Compensation
3 Ratification of Appointment of Independent Mgmt Against Against
Registered Public Accounting Firm
4 Shareholder Action by Written Consent Shr Against For
5 Amend Clawback Policy Shr For Against
6 Shareholder Ratification of Annual Equity Shr For Against
Awards
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935404866
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cesar Conde Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Sarah J. Friar Mgmt For For
1D. Election of Director: Carla A. Harris Mgmt Against Against
1E. Election of Director: Thomas W. Horton Mgmt For For
1F. Election of Director: Marissa A. Mayer Mgmt For For
1G. Election of Director: C. Douglas McMillon Mgmt For For
1H. Election of Director: Gregory B. Penner Mgmt For For
1I. Election of Director: Steven S Reinemund Mgmt For For
1J. Election of Director: Randall L. Stephenson Mgmt For For
1K. Election of Director: S. Robson Walton Mgmt For For
1L. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Ernst & Young LLP as Mgmt Against Against
Independent Accountants.
4. Report on Refrigerants Released from Shr Against For
Operations.
5. Report on Lobbying Disclosures. Shr For Against
6. Report on Alignment of Racial Justice Goals Shr For Against
and Starting Wages.
7. Create a Pandemic Workforce Advisory Shr For Against
Council.
8. Report on Statement of the Purpose of a Shr Against For
Corporation.
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 935369199
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James C. Fish, Jr. Mgmt For For
1B. Election of Director: Andres R. Gluski Mgmt For For
1C. Election of Director: Victoria M. Holt Mgmt For For
1D. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1E. Election of Director: Sean E. Menke Mgmt For For
1F. Election of Director: William B. Plummer Mgmt For For
1G. Election of Director: John C. Pope Mgmt For For
1H. Election of Director: Maryrose T. Sylvester Mgmt For For
1I. Election of Director: Thomas H. Weidemeyer Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for 2021.
3. Non-binding, advisory proposal to approve Mgmt Against Against
our executive compensation.
BMO Global Low Volatility Equity Fund
--------------------------------------------------------------------------------------------------------------------------
A2A SPA Agenda Number: 713746951
--------------------------------------------------------------------------------------------------------------------------
Security: T0579B105
Meeting Type: MIX
Meeting Date: 29-Apr-2021
Ticker:
ISIN: IT0001233417
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1.1 TO APPROVE BALANCE SHEET AS OF 31 DECEMBER Mgmt For For
2020; BOARD OF DIRECTORS', INTERNAL AND
EXTERNAL AUDITORS' REPORTS. TO PRESENT THE
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2020. TO PRESENT THE NON-FINANCIAL
CONSOLIDATED DECLARATION AS PER LEGISLATIVE
DECREE 254/2016 AND RELATED SUPPLEMENT -
2020 INTEGRATED BALANCE SHEET
O.1.2 PROFIT ALLOCATION AND DIVIDEND DISTRIBUTION Mgmt For For
O.2.1 AUREWARDING REPORT AND REPORT ON EMOLUMENT Mgmt For For
PAID AS PER EX ART. 123-TER OF THE
LEGISLATIVE DECREE OF 24 FEBRUARY 1998 NO.
58, AS SUCCESSIVELY MODIFIED AND
INTEGRATED: RESOLUTIONS ON THE "FIRST
SECTION" (REWARDING POLICY)
O.2.2 REWARDING REPORT AND REPORT ON EMOLUMENT Mgmt For For
PAID AS PER EX ART. 123-TER OF THE
LEGISLATIVE DECREE OF 24 FEBRUARY 1998
N.58, AS SUCCESSIVELY MODIFIED AND
INTEGRATED: RESOLUTIONS ON THE "SECOND
SECTION" (EMOLUMENT PAID TO MEMBERS OF
MANAGEMENT AND CONTROL BOARDS, TO DIRECTORS
AND OTHER MANAGERS WITH STRATEGIC
RESPONSIBILITIES)
O.3 AUTHORIZATION TO PURCHASE AND DISPOSE OF Mgmt For For
OWN SHARES UPON REVOKING, AS FOR THE UNUSED
PART, OF THE PREVIOUS MEETING RESOLUTIONS
OF 13 MAY 2020
E.1 TO APPROVE MERGER BY INCORPORATION OF Mgmt For For
COMPANY "A2A TELECOMMUNICATIONS S.R.L" IN
THE COMPANY "A2A S.P.A": RESOLUTIONS
RELATED THERETO
E.2 TO APPROVE MERGER BY INCORPORATION OF Mgmt For For
COMPANY "SUNCITY ENERGY S.R.L" IN THE
COMPANY "A2A S.P.A": RESOLUTIONS RELATED
THERETO
CMMT 31 MAR 2021: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE A SECOND CALL ON 30 ARP 2021.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
CMMT 02 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING DATE FROM
30 APR 2021 TO 29 APR 2021 AND ADDITION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
CMMT 02 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA Agenda Number: 713386628
--------------------------------------------------------------------------------------------------------------------------
Security: Y00289119
Meeting Type: EGM
Meeting Date: 27-Nov-2020
Ticker:
ISIN: CNE100000Q43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 471668 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 5 . ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:https://www1.hkexnews.hk/listedco/lis
tconews/sehk/2020/1012/2020101200672.pdf,
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1012/2020101200780.pdf,
1 TO CONSIDER AND APPROVE THE 2019 Mgmt For For
REMUNERATION OF THE DIRECTORS
2 TO CONSIDER AND APPROVE THE 2019 Mgmt For For
REMUNERATION OF THE SUPERVISORS
3 TO CONSIDER AND APPROVE THE ELECTION OF MS. Mgmt For For
ZHOU JI AS A NON-EXECUTIVE DIRECTOR OF THE
BANK
4 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
FAN JIANQIANG AS A SUPERVISOR REPRESENTING
SHAREHOLDERS OF THE BANK
5 TO CONSIDER AND APPROVE THE ADDITIONAL Mgmt For For
DONATION BUDGET FOR ANTI-PANDEMIC MATERIALS
FOR THE YEAR 2020
--------------------------------------------------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA Agenda Number: 713503046
--------------------------------------------------------------------------------------------------------------------------
Security: Y00289119
Meeting Type: EGM
Meeting Date: 28-Jan-2021
Ticker:
ISIN: CNE100000Q43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0112/2021011200357.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0112/2021011200395.pdf
1 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
GU SHU AS AN EXECUTIVE DIRECTOR OF THE BANK
2 TO CONSIDER AND APPROVE THE ADDITIONAL Mgmt For For
BUDGET FOR POVERTY ALLEVIATION DONATIONS
--------------------------------------------------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA LIMITED Agenda Number: 713896148
--------------------------------------------------------------------------------------------------------------------------
Security: Y00289119
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: CNE100000Q43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0411/2021041100057.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0411/2021041100047.pdf
1 TO CONSIDER AND APPROVE THE 2020 WORK Mgmt For For
REPORT OF THE BOARD OF DIRECTORS OF THE
BANK
2 TO CONSIDER AND APPROVE THE 2020 WORK Mgmt For For
REPORT OF THE BOARD OF SUPERVISORS OF THE
BANK
3 TO CONSIDER AND APPROVE THE FINAL FINANCIAL Mgmt For For
ACCOUNTS OF THE BANK FOR 2020
4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE BANK FOR 2020
5 TO CONSIDER AND APPROVE THE APPOINTMENTS OF Mgmt For For
EXTERNAL AUDITORS OF THE BANK FOR 2021:
KPMG HUAZHEN LLP AND KPMG
6 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
LIN LI AS AN EXECUTIVE DIRECTOR OF THE BANK
7 TO CONSIDER AND APPROVE THE FIXED ASSETS Mgmt For For
INVESTMENT BUDGET FOR 2021
8 TO LISTEN TO THE 2020 WORK REPORT OF Non-Voting
INDEPENDENT DIRECTORS OF THE BANK
9 TO LISTEN TO THE 2020 REPORT ON THE Non-Voting
IMPLEMENTATION OF THE PLAN ON AUTHORIZATION
OF GENERAL MEETING OF SHAREHOLDERS TO THE
BOARD OF DIRECTORS OF THE BANK
10 TO LISTEN TO THE 2020 REPORT ON THE Non-Voting
MANAGEMENT OF RELATED TRANSACTIONS OF THE
BANK
CMMT 14 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 5. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ARCA CONTINENTAL SAB DE CV Agenda Number: 713673019
--------------------------------------------------------------------------------------------------------------------------
Security: P0448R103
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: MX01AC100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I SUBMISSION AND, AS THE CASE MAY BE, Mgmt For For
APPROVAL. I OF THE CHIEF EXECUTIVE OFFICERS
REPORT PREPARED PURSUANT TO ARTICLE 44,
SECTION XI OF THE SECURITIES MARKET LAW, IN
RESPECT TO THE COMPANY'S TRANSACTIONS AND
RESULTS FOR THE FISCAL YEAR ENDED AS OF
DECEMBER 31, 2020, TOGETHER WITH THE
EXTERNAL AUDITORS REPORT, AS WELL AS THE
BOARD OF DIRECTORS OPINION ON THE CONTENT
OF SUCH REPORT, II OF THE BOARD OF
DIRECTORS REPORT ON THE TRANSACTIONS AND
ACTIVITIES IN WHICH THE SAME PARTICIPATED,
PURSUANT TO THE PROVISIONS SET FORTH IN THE
SECURITIES MARKET LAW, AS WELL AS IN
RESPECT SO SECTION B OF ARTICLE 172 OF THE
GENERAL CORPORATION AND PARTNERSHIP LAW,
AND III OF THE ANNUAL REPORT OF THE
CHAIRMAN OF THE AUDIT AND CORPORATE
PRACTICES COMMITTEE. READING OF THE REPORT
ON THE COMPLIANCE WITH THE TAX OBLIGATIONS
II PROPOSAL ON THE ALLOCATION OF THE PROFIT Mgmt For For
AND LOSS ACCOUNT OF FISCAL YEAR 2020, WHICH
INCLUDES TO DECLARE AND PAY A DIVIDEND IN
CASH, IN MEXICAN CURRENCY, AT A RATIO OF
2.94 TWO PESOS AND NINETY FOUR CENTS,
MEXICAN CURRENCY PER EACH OF THE SHARES
OUTSTANDING
III PROPOSAL IN RESPECT TO THE MAXIMUM AMOUNT Mgmt For For
OF FUNDS THAT MAY BE USED FOR THE PURCHASE
OF OWN SHARES
IV ELECTION OF THE MEMBERS OF THE COMPANY'S Mgmt Against Against
BOARD OF DIRECTORS, ASSESSMENT OF THE
INDEPENDENCE THEREOF, UNDER THE TERMS OF
ARTICLE 26 OF THE SECURITIES MARKET LAW,
DETERMINATION OF COMPENSATIONS THERETO AND
RESOLUTIONS IN CONNECTION THEREWITH.
ELECTION OF SECRETARIES
V DETERMINATION OF COMPENSATIONS TO THE Mgmt Against Against
MEMBERS OF THE DIFFERENT COMMITTEES OF THE
BOARD OF DIRECTORS, AS WELL AS APPOINTMENT
OF THE CHAIRMAN OF THE AUDIT AND CORPORATE
PRACTICES COMMITTEE
VI APPOINTMENT OF REPRESENTATIVES Mgmt For For
VII READING AND, AS THE CASE MAY BE, APPROVAL Mgmt For For
OF THE MEETINGS MINUTE
CMMT 16 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
07 APR 2021 TO 09 APR 2021 AND FURTHER
CHANGE IN RECORD DATE FROM 09 APR 2021 TO
31 MAR 2021. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ASSURA PLC Agenda Number: 712799684
--------------------------------------------------------------------------------------------------------------------------
Security: G2386T109
Meeting Type: AGM
Meeting Date: 07-Jul-2020
Ticker:
ISIN: GB00BVGBWW93
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S REPORT AND Mgmt For For
ACCOUNTS
2 TO APPROVE THE RULES OF THE ASSURA SHARE Mgmt For For
INCENTIVE PLAN
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT
4 TO RE-APPOINT DELOITTE LLP AS AUDITOR OF Mgmt For For
THE COMPANY
5 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITOR'S REMUNERATION
6 TO RE-ELECT ED SMITH AS A DIRECTOR OF THE Mgmt For For
COMPANY
7 TO RE-ELECT LOUISE FOWLER AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT JONATHAN MURPHY AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 TO RE-ELECT JENEFER GREENWOOD AS A DIRECTOR Mgmt For For
OF THE COMPANY
10 TO RE-ELECT JAYNE COTTAM AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT JONATHAN DAVIES AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
13 TO EMPOWER THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS
14 TO EMPOWER THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS IN CONNECTION WITH AN
ACQUISITION OR SPECIFIED CAPITAL INVESTMENT
15 TO AUTHORISE THE MARKET PURCHASE OR THE Mgmt For For
COMPANY'S OWN SHARES
16 TO AUTHORISE THE COMPANY TO CALL ANY Mgmt For For
GENERAL MEETING OTHER THAN THE ANNUAL
GENERAL MEETING BY NOT LESS THAN 14 CLEAR
DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 713747648
--------------------------------------------------------------------------------------------------------------------------
Security: G0593M107
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: GB0009895292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITOR AND
THE STRATEGIC REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO CONFIRM DIVIDENDS Mgmt For For
3 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR
4 TO AUTHORISE THE DIRECTORS TO AGREE THE Mgmt For For
REMUNERATION OF THE AUDITOR
5A TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: LEIF JOHANSSON
5B TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: PASCAL SORIOT
5C TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: MARC DUNOYER
5D TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: PHILIP BROADLEY
5E TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: EUAN ASHLEY
5F TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: MICHEL DEMARE
5G TO ELECT OR RE-ELECT THE FOLLOWING Mgmt Against Against
DIRECTORS: DEBORAH DISANZO
5H TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: DIANA LAYFIELD
5I TO ELECT OR RE-ELECT THE FOLLOWING Mgmt Against Against
DIRECTORS: SHERI MCCOY
5J TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: TONY MOK
5K TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: NAZNEEN RAHMAN
5L TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: MARCUS WALLENBERG
6 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION FOR THE YEAR ENDED 31 DECEMBER
2020
7 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
POLICY
8 TO AUTHORISE LIMITED POLITICAL DONATIONS Mgmt For For
9 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
10 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
11 TO AUTHORISE THE DIRECTORS TO FURTHER Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS FOR
ACQUISITIONS AND SPECIFIED CAPITAL
INVESTMENTS
12 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
13 TO REDUCE THE NOTICE PERIOD FOR GENERAL Mgmt For For
MEETINGS
14 TO AMEND THE RULES OF THE PERFORMANCE SHARE Mgmt Against Against
PLAN 2020
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 713898495
--------------------------------------------------------------------------------------------------------------------------
Security: G0593M107
Meeting Type: OGM
Meeting Date: 11-May-2021
Ticker:
ISIN: GB0009895292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROPOSED ACQUISITION BY THE COMPANY OF Mgmt For For
ALEXION PHARMACEUTICALS INC
CMMT 23 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM EGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ATRION CORPORATION Agenda Number: 935374962
--------------------------------------------------------------------------------------------------------------------------
Security: 049904105
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: ATRI
ISIN: US0499041053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Preston G. Athey Mgmt For For
1B. Election of Director: Hugh J. Morgan, Jr. Mgmt Against Against
2. Approval of the Atrion Corporation 2021 Mgmt Against Against
Equity Incentive Plan.
3. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm for the
year 2021.
4. Advisory vote to approve executive officer Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC. Agenda Number: 935294520
--------------------------------------------------------------------------------------------------------------------------
Security: 053332102
Meeting Type: Annual
Meeting Date: 16-Dec-2020
Ticker: AZO
ISIN: US0533321024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Douglas H. Brooks Mgmt For For
1b. Election of Director: Linda A. Goodspeed Mgmt For For
1c. Election of Director: Earl G. Graves, Jr. Mgmt Against Against
1d. Election of Director: Enderson Guimaraes Mgmt For For
1e. Election of Director: Michael M. Calbert Mgmt For For
1f. Election of Director: D. Bryan Jordan Mgmt For For
1g. Election of Director: Gale V. King Mgmt For For
1h. Election of Director: George R. Mrkonic, Mgmt Against Against
Jr.
1i. Election of Director: William C. Rhodes, Mgmt For For
III
1j. Election of Director: Jill A. Soltau Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt Against Against
independent registered public accounting
firm for the 2021 fiscal year.
3. Approval of advisory vote on executive Mgmt Against Against
compensation
4. Approval of Autozone, Inc. 2020 Omnibus Mgmt Against Against
Incentive Award Plan
--------------------------------------------------------------------------------------------------------------------------
BACHEM HOLDING AG Agenda Number: 713755176
--------------------------------------------------------------------------------------------------------------------------
Security: H04002129
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: CH0012530207
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE ANNUAL REPORT, THE ANNUAL Mgmt For For
ACCOUNTS OF BACHEM HOLDING AG AND THE
CONSOLIDATED ACCOUNTS FOR THE 2020
FINANCIAL YEAR
2 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE GROUP MANAGEMENT
3 APPROPRIATION OF THE NET PROFIT AND Mgmt For For
RESERVES FROM CAPITAL CONTRIBUTIONS
4.1 FIXING AND APPROVAL OF THE TOTAL AMOUNT OF Mgmt For For
THE ANNUAL REMUNERATION FOR THE BOARD OF
DIRECTORS
4.2 FIXING AND APPROVAL OF THE TOTAL AMOUNT OF Mgmt For For
THE ANNUAL REMUNERATION FOR THE GROUP
MANAGEMENT
5.1 RE-ELECTION OF DR. KUNO SOMMER (AND Mgmt Against Against
ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS IN THE SAME VOTE) AS BOARD OF
DIRECTOR
5.2 RE-ELECTION OF MS. NICOLE GROGG HOETZER AS Mgmt Against Against
BOARD OF DIRECTOR
5.3 RE-ELECTION OF MS. PROF. DR. HELMA Mgmt Against Against
WENNEMERS AS BOARD OF DIRECTOR
5.4 RE-ELECTION OF MR. DR. STEFFEN LANG AS Mgmt Against Against
BOARD OF DIRECTOR
5.5 ELECTION OF MR. DR. ALEX FAESSLER AS BOARD Mgmt Against Against
OF DIRECTOR
6.1 RE-ELECTION OF DR. KUNO SOMMER (CHAIRMAN OF Mgmt Against Against
THE REMUNERATION COMMITTEE) TO THE
REMUNERATION COMMITTEE
6.2 ELECTION OF MS. NICOLE GROGG HOETZER TO THE Mgmt Against Against
REMUNERATION COMMITTEE
6.3 ELECTION OF MR. DR. ALEX FAESSLER TO THE Mgmt Against Against
REMUNERATION COMMITTEE
7 RE-ELECTION OF THE AUDITOR: RE-ELECTION OF Mgmt For For
MAZARS SA, ZUERICH, AS AUDITOR OF BACHEM
HOLDING AG FOR THE 2021 FINANCIAL YEAR
8 RE-ELECTION OF THE INDEPENDENT VOTING Mgmt For For
PROXY: RE-ELECTION OF PAUL WIESLI,
ZOFINGEN, AS INDEPENDENT VOTING PROXY OF
BACHEM HOLDING AG UNTIL THE END OF THE NEXT
AGM
--------------------------------------------------------------------------------------------------------------------------
BANK LEUMI LE-ISRAEL B.M. Agenda Number: 713019746
--------------------------------------------------------------------------------------------------------------------------
Security: M16043107
Meeting Type: OGM
Meeting Date: 10-Sep-2020
Ticker:
ISIN: IL0006046119
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DEBATE OF BANK FINANCIAL STATEMENTS AND Non-Voting
BOARD REPORT FOR THE YEAR ENDED DECEMBER
31ST 2019
2 REAPPOINTMENT OF THE SOMECH HAIKIN (KPMG) Mgmt For For
AND BRIGHTMAN ALMAGOR ZOHAR AND CO. CPA
FIRMS AS BANK JOINT AUDITING ACCOUNTANTS,
AND AUTHORIZATION OF BANK BOARD TO
DETERMINE THEIR COMPENSATION
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 3 Non-Voting
CANDIDATES TO BE ELECTED AS DIRECTORS,
THERE ARE ONLY 2 VACANCIES AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 2 OF THE 3
DIRECTORS. THANK YOU.
3.1 SPLIT VOTE OVER THE APPOINTMENT OF TWO OF Mgmt For For
THE FOLLOWING AS OTHER DIRECTOR: MR. AVI
BAZURA
3.2 SPLIT VOTE OVER THE APPOINTMENT OF TWO OF Mgmt No vote
THE FOLLOWING AS OTHER DIRECTOR: PROF.
YIFAT BITTON
3.3 SPLIT VOTE OVER THE APPOINTMENT OF TWO OF Mgmt For For
THE FOLLOWING AS OTHER DIRECTOR DR. SAMER
HAJ YEHIA
CMMT PLEASE NOTE THAT ALTHOUGH THERE IS 1 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY ONE CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN THANK YOU.
4.1 SPLIT VOTE OVER THE APPOINTMENT OF ONE (1) Mgmt Abstain Against
OF THE FOLLOWING EXTERNAL DIRECTOR: MS.
DORIT SALINGER
4.2 SPLIT VOTE OVER THE APPOINTMENT OF ONE (1) Mgmt For For
OF THE FOLLOWING EXTERNAL DIRECTOR: PROF.
YEDIDIA (ZVI) STERN
--------------------------------------------------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO LTD Agenda Number: 714135577
--------------------------------------------------------------------------------------------------------------------------
Security: Y06988102
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: CNE100000205
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0512/2021051200592.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0512/2021051200576.pdf
1 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE REPORT OF THE BOARD OF DIRECTORS (THE
"BOARD") OF THE BANK FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE REPORT OF THE BOARD OF SUPERVISORS OF
THE BANK FOR THE YEAR ENDED 31 DECEMBER
2020
3 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE FINANCIAL REPORT OF THE BANK FOR THE
YEAR ENDED 31 DECEMBER 2020
4 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE PROFIT DISTRIBUTION PLAN OF THE BANK
FOR THE YEAR ENDED 31 DECEMBER 2020
5 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE FIXED ASSETS INVESTMENT PLAN OF THE
BANK FOR THE YEAR ENDING 31 DECEMBER 2021
6 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE APPOINTMENT OF PRICEWATERHOUSECOOPERS
AS THE INTERNATIONAL AUDITOR AND
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS
THE DOMESTIC AUDITOR OF THE BANK FOR THE
YEAR 2021 FOR THE PROVISION OF AUDITING
SERVICES AND OTHER RELEVANT SERVICES TO THE
BANK FOR A TOTAL REMUNERATION OF RMB36.807
MILLION, AND WITH A TERM COMMENCING FROM
THE DATE OF APPROVAL AT THE AGM AND ENDING
ON THE DATE OF CONCLUSION OF THE ANNUAL
GENERAL MEETING FOR THE YEAR 2021; AND TO
AUTHORISE THE BOARD TO DETERMINE AND ENTER
INTO RESPECTIVE ENGAGEMENT WITH THEM
--------------------------------------------------------------------------------------------------------------------------
BCE INC. Agenda Number: 935362284
--------------------------------------------------------------------------------------------------------------------------
Security: 05534B760
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: BCE
ISIN: CA05534B7604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
Mirko Bibic Mgmt For For
David F. Denison Mgmt For For
Robert P. Dexter Mgmt For For
Ian Greenberg Mgmt For For
Katherine Lee Mgmt For For
Monique F. Leroux Mgmt For For
Sheila A. Murray Mgmt For For
Gordon M. Nixon Mgmt For For
Louis P. Pagnutti Mgmt For For
Calin Rovinescu Mgmt For For
Karen Sheriff Mgmt For For
Robert C. Simmonds Mgmt For For
Jennifer Tory Mgmt For For
Cornell Wright Mgmt For For
02 Appointment of Deloitte LLP as auditors Mgmt For For
03 Advisory resolution on executive Mgmt For For
compensation as described in the management
proxy circular.
--------------------------------------------------------------------------------------------------------------------------
BRIDGESTONE CORPORATION Agenda Number: 713633661
--------------------------------------------------------------------------------------------------------------------------
Security: J04578126
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3830800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Minor Revisions Mgmt For For
3.1 Appoint a Director Ishibashi, Shuichi Mgmt For For
3.2 Appoint a Director Higashi, Masahiro Mgmt For For
3.3 Appoint a Director Scott Trevor Davis Mgmt For For
3.4 Appoint a Director Okina, Yuri Mgmt For For
3.5 Appoint a Director Masuda, Kenichi Mgmt For For
3.6 Appoint a Director Yamamoto, Kenzo Mgmt For For
3.7 Appoint a Director Terui, Keiko Mgmt For For
3.8 Appoint a Director Sasa, Seiichi Mgmt For For
3.9 Appoint a Director Shiba, Yojiro Mgmt For For
3.10 Appoint a Director Suzuki, Yoko Mgmt For For
3.11 Appoint a Director Hara, Hideo Mgmt For For
3.12 Appoint a Director Yoshimi, Tsuyoshi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHINA FEIHE LIMITED Agenda Number: 713910633
--------------------------------------------------------------------------------------------------------------------------
Security: G2121Q105
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: KYG2121Q1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0415/2021041500675.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0415/2021041500669.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER
2020
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.1586 Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2020
3.A TO RE-ELECT MS. LIU JINPING AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.B TO RE-ELECT MR. SONG JIANWU AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.C TO RE-ELECT MR. FAN YONGHONG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.D TO RE-ELECT MR. JACQUES MAURICE LAFORGE AS Mgmt For For
AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
3.E TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE RESPECTIVE DIRECTORS'
REMUNERATION
4 TO RE-APPOINT ERNST & YOUNG AS THE AUDITOR Mgmt For For
OF THE COMPANY AND TO AUTHORIZE THE BOARD
OF DIRECTORS OF THE COMPANY TO FIX ITS
REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES OF THE
COMPANY NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ISSUE, ALLOT AND DEAL
WITH ADDITIONAL SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ISSUE,
ALLOT AND DEAL WITH ADDITIONAL SHARES IN
THE SHARE CAPITAL OF THE COMPANY BY THE
AGGREGATE NUMBER OF THE SHARES REPURCHASED
BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD. Agenda Number: 713441513
--------------------------------------------------------------------------------------------------------------------------
Security: Y1495M112
Meeting Type: EGM
Meeting Date: 22-Jan-2021
Ticker:
ISIN: CNE100000HF9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1207/2020120700817.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1207/2020120700844.pdf
1 RESOLUTION ON THE ELECTION OF MR. YUAN Mgmt For For
GUIJUN AS AN EXECUTIVE DIRECTOR
2 RESOLUTION ON THE AMENDMENTS TO CERTAIN Mgmt For For
PROVISIONS OF THE ARTICLES OF ASSOCIATION
3 RESOLUTION ON THE AMENDMENTS TO CERTAIN Mgmt For For
PROVISIONS OF THE RULES OF PROCEDURES FOR
SHAREHOLDERS' GENERAL MEETING
4 RESOLUTION ON THE AMENDMENTS TO CERTAIN Mgmt For For
PROVISIONS OF THE ADMINISTRATIVE MEASURES
OF RELATED PARTY TRANSACTIONS
5 RESOLUTION ON THE CAPITAL MANAGEMENT PLAN Mgmt For For
FOR 2021 TO 2023
--------------------------------------------------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORPORATION Agenda Number: 713066909
--------------------------------------------------------------------------------------------------------------------------
Security: Y1495M112
Meeting Type: EGM
Meeting Date: 16-Oct-2020
Ticker:
ISIN: CNE100000HF9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 THE RESOLUTION REGARDING THE ELECTION OF Mgmt For For
DIRECTOR OF THE EIGHTH SESSION OF THE BOARD
OF THE COMPANY: TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. ZHANG HONGWEI AS
NONEXECUTIVE DIRECTOR OF THE COMPANY
1.2 THE RESOLUTION REGARDING THE ELECTION OF Mgmt For For
DIRECTOR OF THE EIGHTH SESSION OF THE BOARD
OF THE COMPANY: TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. LU ZHIQIANG AS
NONEXECUTIVE DIRECTOR OF THE COMPANY
1.3 THE RESOLUTION REGARDING THE ELECTION OF Mgmt For For
DIRECTOR OF THE EIGHTH SESSION OF THE BOARD
OF THE COMPANY: TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. LIU YONGHAO AS
NONEXECUTIVE DIRECTOR OF THE COMPANY
1.4 THE RESOLUTION REGARDING THE ELECTION OF Mgmt For For
DIRECTOR OF THE EIGHTH SESSION OF THE BOARD
OF THE COMPANY: TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. SHI YUZHU AS
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.5 THE RESOLUTION REGARDING THE ELECTION OF Mgmt For For
DIRECTOR OF THE EIGHTH SESSION OF THE BOARD
OF THE COMPANY: TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. WU DI AS NON-EXECUTIVE
DIRECTOR OF THE COMPANY
1.6 THE RESOLUTION REGARDING THE ELECTION OF Mgmt Against Against
DIRECTOR OF THE EIGHTH SESSION OF THE BOARD
OF THE COMPANY: TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. SONG CHUNFENG AS
NONEXECUTIVE DIRECTOR OF THE COMPANY
1.7 THE RESOLUTION REGARDING THE ELECTION OF Mgmt Against Against
DIRECTOR OF THE EIGHTH SESSION OF THE BOARD
OF THE COMPANY: TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. WENG ZHENJIE AS
NONEXECUTIVE DIRECTOR OF THE COMPANY
1.8 THE RESOLUTION REGARDING THE ELECTION OF Mgmt For For
DIRECTOR OF THE EIGHTH SESSION OF THE BOARD
OF THE COMPANY: TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. ZHAO PENG AS
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.9 THE RESOLUTION REGARDING THE ELECTION OF Mgmt For For
DIRECTOR OF THE EIGHTH SESSION OF THE BOARD
OF THE COMPANY: TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. YANG XIAOLING AS
NONEXECUTIVE DIRECTOR OF THE COMPANY
1.10 THE RESOLUTION REGARDING THE ELECTION OF Mgmt Against Against
DIRECTOR OF THE EIGHTH SESSION OF THE BOARD
OF THE COMPANY: TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. LIU JIPENG AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
1.11 THE RESOLUTION REGARDING THE ELECTION OF Mgmt For For
DIRECTOR OF THE EIGHTH SESSION OF THE BOARD
OF THE COMPANY: TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. LI HANCHENG AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
1.12 THE RESOLUTION REGARDING THE ELECTION OF Mgmt Against Against
DIRECTOR OF THE EIGHTH SESSION OF THE BOARD
OF THE COMPANY: TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. XIE ZHICHUN AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
1.13 THE RESOLUTION REGARDING THE ELECTION OF Mgmt Against Against
DIRECTOR OF THE EIGHTH SESSION OF THE BOARD
OF THE COMPANY: TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. PENG XUEFENG AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
1.14 THE RESOLUTION REGARDING THE ELECTION OF Mgmt For For
DIRECTOR OF THE EIGHTH SESSION OF THE BOARD
OF THE COMPANY: TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. LIU NINGYU AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
1.15 THE RESOLUTION REGARDING THE ELECTION OF Mgmt For For
DIRECTOR OF THE EIGHTH SESSION OF THE BOARD
OF THE COMPANY: TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. QU XINJIU AS INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.16 THE RESOLUTION REGARDING THE ELECTION OF Mgmt For For
DIRECTOR OF THE EIGHTH SESSION OF THE BOARD
OF THE COMPANY: TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. GAO YINGXIN AS EXECUTIVE
DIRECTOR OF THE COMPANY
1.17 THE RESOLUTION REGARDING THE ELECTION OF Mgmt For For
DIRECTOR OF THE EIGHTH SESSION OF THE BOARD
OF THE COMPANY: TO CONSIDER AND APPROVE THE
APPOINTMENT OF MR. ZHENG WANCHUN AS
EXECUTIVE DIRECTOR OF THE COMPANY
2.1 THE RESOLUTION REGARDING THE ELECTION OF Mgmt For For
SHAREHOLDER SUPERVISOR AND EXTERNAL
SUPERVISOR OF THE EIGHTH SESSION OF THE
BOARD OF SUPERVISOR OF THE COMPANY: TO
CONSIDER AND APPROVE THE APPOINTMENT OF MR.
LU ZHONGNAN AS SHAREHOLDER SUPERVISOR OF
THE COMPANY
2.2 THE RESOLUTION REGARDING THE ELECTION OF Mgmt For For
SHAREHOLDER SUPERVISOR AND EXTERNAL
SUPERVISOR OF THE EIGHTH SESSION OF THE
BOARD OF SUPERVISOR OF THE COMPANY: TO
CONSIDER AND APPROVE THE APPOINTMENT OF MR.
ZHAO HUAN JOHN AS SHAREHOLDER SUPERVISOR OF
THE COMPANY
2.3 THE RESOLUTION REGARDING THE ELECTION OF Mgmt For For
SHAREHOLDER SUPERVISOR AND EXTERNAL
SUPERVISOR OF THE EIGHTH SESSION OF THE
BOARD OF SUPERVISOR OF THE COMPANY: TO
CONSIDER AND APPROVE THE APPOINTMENT OF MR.
LI YU AS SHAREHOLDER SUPERVISOR OF THE
COMPANY
2.4 THE RESOLUTION REGARDING THE ELECTION OF Mgmt For For
SHAREHOLDER SUPERVISOR AND EXTERNAL
SUPERVISOR OF THE EIGHTH SESSION OF THE
BOARD OF SUPERVISOR OF THE COMPANY: TO
CONSIDER AND APPROVE THE APPOINTMENT OF MR.
WANG YUGUI AS EXTERNAL SUPERVISOR OF THE
COMPANY
2.5 THE RESOLUTION REGARDING THE ELECTION OF Mgmt For For
SHAREHOLDER SUPERVISOR AND EXTERNAL
SUPERVISOR OF THE EIGHTH SESSION OF THE
BOARD OF SUPERVISOR OF THE COMPANY: TO
CONSIDER AND APPROVE THE APPOINTMENT OF MR.
ZHAO FUGAO AS EXTERNAL SUPERVISOR OF THE
COMPANY
2.6 THE RESOLUTION REGARDING THE ELECTION OF Mgmt For For
SHAREHOLDER SUPERVISOR AND EXTERNAL
SUPERVISOR OF THE EIGHTH SESSION OF THE
BOARD OF SUPERVISOR OF THE COMPANY: TO
CONSIDER AND APPROVE THE APPOINTMENT OF MR.
ZHANG LIQING AS EXTERNAL SUPERVISOR OF THE
COMPANY
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0830/2020083000125.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0830/2020083000111.pdf
--------------------------------------------------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORPORATION Agenda Number: 713990124
--------------------------------------------------------------------------------------------------------------------------
Security: Y1495M112
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: CNE100000HF9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042302028.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042302052.pdf
1 THE RESOLUTION REGARDING THE ANNUAL REPORT Mgmt For For
FOR 2020 OF THE COMPANY
2 THE RESOLUTION REGARDING THE FINAL Mgmt For For
FINANCIAL REPORT FOR 2020 OF THE COMPANY
3 THE RESOLUTION REGARDING THE PROPOSED Mgmt For For
PROFIT DISTRIBUTION PLAN FOR 2020 OF THE
COMPANY
4 THE RESOLUTION REGARDING THE ANNUAL BUDGETS Mgmt For For
FOR 2021 OF THE COMPANY
5 THE RESOLUTION REGARDING THE WORK REPORT OF Mgmt For For
THE BOARD FOR 2020 OF THE COMPANY
6 THE RESOLUTION REGARDING THE WORK REPORT OF Mgmt For For
THE BOARD OF SUPERVISORS FOR 2020 OF THE
COMPANY
7 THE RESOLUTION REGARDING THE REPORT OF Mgmt For For
REMUNERATION OF DIRECTORS FOR 2020 OF THE
COMPANY
8 THE RESOLUTION REGARDING THE REPORT OF Mgmt For For
REMUNERATION OF SUPERVISORS FOR 2020 OF THE
COMPANY
9 THE RESOLUTION REGARDING THE RE-APPOINTMENT Mgmt For For
AND REMUNERATION OF AUDITING FIRMS FOR 2021
10 THE RESOLUTION REGARDING THE EXTENSION OF Mgmt For For
THE VALIDITY PERIOD OF THE RESOLUTIONS ON
THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS AND THE AUTHORIZATION
PERIOD TO THE BOARD AND ITS AUTHORIZED
PERSONS TO EXERCISE FULL POWER TO DEAL WITH
MATTERS RELATING TO THE ISSUANCE
11 THE RESOLUTION REGARDING THE GRANTING OF Mgmt Against Against
GENERAL MANDATE FOR THE ISSUANCE OF SHARES
TO THE BOARD
12 THE RESOLUTION REGARDING THE PROPOSED Mgmt Against Against
AMENDMENTS TO CERTAIN PROVISIONS OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORPORATION Agenda Number: 713990136
--------------------------------------------------------------------------------------------------------------------------
Security: Y1495M112
Meeting Type: CLS
Meeting Date: 11-Jun-2021
Ticker:
ISIN: CNE100000HF9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042302062.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042302040.pdf
1 THE RESOLUTION REGARDING THE EXTENSION OF Mgmt For For
THE VALIDITY PERIOD OF THE RESOLUTIONS ON
THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE
CORPORATE BONDS AND THE AUTHORIZATION
PERIOD TO THE BOARD AND ITS AUTHORIZED
PERSONS TO EXERCISE FULL POWER TO DEAL WITH
MATTERS RELATING TO THE ISSUANCE
--------------------------------------------------------------------------------------------------------------------------
CHUBU ELECTRIC POWER COMPANY,INCORPORATED Agenda Number: 714242815
--------------------------------------------------------------------------------------------------------------------------
Security: J06510101
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3526600006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Katsuno, Satoru Mgmt For For
2.2 Appoint a Director Hayashi, Kingo Mgmt For For
2.3 Appoint a Director Mizutani, Hitoshi Mgmt Against Against
2.4 Appoint a Director Ito, Hisanori Mgmt Against Against
2.5 Appoint a Director Ihara, Ichiro Mgmt Against Against
2.6 Appoint a Director Otani, Shinya Mgmt Against Against
2.7 Appoint a Director Hashimoto, Takayuki Mgmt For For
2.8 Appoint a Director Shimao, Tadashi Mgmt Against Against
2.9 Appoint a Director Kurihara, Mitsue Mgmt Against Against
3 Approve Details of the Performance-based Mgmt Against Against
Stock Compensation to be received by
Directors
4 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (1)
5 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (2)
6 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (3)
7 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (4)
--------------------------------------------------------------------------------------------------------------------------
CLEARWAY ENERGY, INC. Agenda Number: 935350998
--------------------------------------------------------------------------------------------------------------------------
Security: 18539C204
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: CWEN
ISIN: US18539C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Bram Mgmt For For
Nathaniel Anschuetz Mgmt For For
Brian R. Ford Mgmt For For
Bruce MacLennan Mgmt For For
Ferrell P. McClean Mgmt For For
Daniel B. More Mgmt For For
E. Stanley O'Neal Mgmt For For
Christopher S. Sotos Mgmt For For
Scott Stanley Mgmt For For
2. To approve, on a non-binding advisory Mgmt Against Against
basis, Clearway Energy, Inc.'s executive
compensation.
3. To approve the amendment and restatement of Mgmt For For
the Amended and Restated 2013 Equity
Incentive Plan to increase the number of
shares of common stock available for
issuance under the plan and to make certain
additional changes.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Clearway Energy, Inc.'s independent
registered public accounting firm for the
2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CLP HOLDINGS LTD Agenda Number: 713718205
--------------------------------------------------------------------------------------------------------------------------
Security: Y1660Q104
Meeting Type: AGM
Meeting Date: 14-May-2021
Ticker:
ISIN: HK0002007356
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0323/2021032300429.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0323/2021032300431.pdf
1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2020 AND THE
REPORTS OF THE DIRECTORS AND INDEPENDENT
AUDITOR THEREON
2.A TO ELECT MS CHRISTINA GAW AS DIRECTOR Mgmt For For
2.B TO ELECT MR CHUNYUAN GU AS DIRECTOR Mgmt For For
2.C TO RE-ELECT MR JOHN ANDREW HARRY LEIGH AS Mgmt For For
DIRECTOR
2.D TO RE-ELECT MR ANDREW CLIFFORD WINAWER Mgmt For For
BRANDLER AS DIRECTOR
2.E TO RE-ELECT MR NICHOLAS CHARLES ALLEN AS Mgmt For For
DIRECTOR
2.F TO RE-ELECT MRS LAW FAN CHIU FUN FANNY AS Mgmt For For
DIRECTOR
2.G TO RE-ELECT MR RICHARD KENDALL LANCASTER AS Mgmt For For
DIRECTOR
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
INDEPENDENT AUDITOR OF THE COMPANY AND
AUTHORISE THE DIRECTORS TO FIX THE
AUDITOR'S REMUNERATION FOR THE YEAR ENDING
31 DECEMBER 2021
4 TO APPROVE AND ADOPT THE NEW ARTICLES OF Mgmt For For
ASSOCIATION IN SUBSTITUTION FOR, AND TO THE
EXCLUSION OF, THE CURRENT ARTICLES OF
ASSOCIATION OF THE COMPANY
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO EXERCISE ALL THE POWERS OF THE COMPANY
TO ALLOT, ISSUE AND DISPOSE OF ADDITIONAL
SHARES IN THE COMPANY; NOT EXCEEDING FIVE
PER CENT OF THE TOTAL NUMBER OF SHARES IN
ISSUE AT THE DATE OF THIS RESOLUTION AND
SUCH SHARES SHALL NOT BE ISSUED AT A
DISCOUNT OF MORE THAN TEN PER CENT TO THE
BENCHMARKED PRICE OF SUCH SHARES
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO EXERCISE ALL THE POWERS OF THE COMPANY
TO BUY BACK OR OTHERWISE ACQUIRE SHARES OF
THE COMPANY IN ISSUE; NOT EXCEEDING TEN PER
CENT OF THE TOTAL NUMBER OF SHARES IN ISSUE
AT THE DATE OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 935361597
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CMS
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jon E. Barfield Mgmt Against Against
1b. Election of Director: Deborah H. Butler Mgmt For For
1c. Election of Director: Kurt L. Darrow Mgmt For For
1d. Election of Director: William D. Harvey Mgmt For For
1e. Election of Director: Garrick J. Rochow Mgmt For For
1f. Election of Director: John G. Russell Mgmt For For
1g. Election of Director: Suzanne F. Shank Mgmt For For
1h. Election of Director: Myrna M. Soto Mgmt For For
1i. Election of Director: John G. Sznewajs Mgmt For For
1j. Election of Director: Ronald J. Tanski Mgmt For For
1k. Election of Director: Laura H. Wright Mgmt For For
2. Approve, on an advisory basis, the Mgmt Against Against
Company's executive compensation.
3. Ratify the appointment of independent Mgmt For For
registered public accounting firm
(PricewaterhouseCoopers LLP).
4. Shareholder Proposal - Greenwashing Audit. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COGECO COMMUNICATIONS INC. Agenda Number: 935318142
--------------------------------------------------------------------------------------------------------------------------
Security: 19239C106
Meeting Type: Annual
Meeting Date: 15-Jan-2021
Ticker: CGEAF
ISIN: CA19239C1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Colleen Abdoulah Mgmt For For
Louis Audet Mgmt For For
Robin Bienenstock Mgmt For For
James C. Cherry Mgmt For For
Pippa Dunn Mgmt For For
Joanne Ferstman Mgmt For For
Philippe Jette Mgmt For For
Bernard Lord Mgmt For For
David McAusland Mgmt For For
Caroline Papadatos Mgmt For For
2 Appointment of Auditors Appoint Deloitte Mgmt For For
LLP, Chartered Accountants, as auditors and
authorize the Board of Directors to fix
their remuneration.
3 Board's approach to Executive Compensation Mgmt For For
Management and the Board of Directors of
the Corporation recommend voting FOR the
advisory resolution accepting the Board's
approach to executive compensation. The
text of the advisory resolution accepting
the Board's approach to executive
compensation is set out on page 18 of the
Management Proxy Circular.
--------------------------------------------------------------------------------------------------------------------------
CORETRONIC CORPORATION Agenda Number: 714135072
--------------------------------------------------------------------------------------------------------------------------
Security: Y1756P150
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: TW0005371009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RATIFICATION OF 2020 ANNUAL BUSINESS REPORT Mgmt For For
AND FINANCIAL STATEMENTS.
2 RATIFICATION OF THE PROPOSAL FOR THE Mgmt For For
DISTRIBUTION OF 2020 EARNINGS. PROPOSED
CASH DIVIDEND: TWD 3 PER SHARE. PROPOSED
CASH DISTRIBUTION FROM CAPITAL ACCOUNT :
TWD 1 PER SHARE.
3 PROPOSAL OF FORMULATING THE COMPANY'S RULES Mgmt For For
OF PROCEDURE FOR SHAREHOLDERS' MEETINGS.
4 PROPOSAL OF FORMULATING THE COMPANY'S RULES Mgmt For For
GOVERNING ELECTION OF DIRECTORS.
5 PROPOSAL OF AMENDING THE COMPANY'S Mgmt For For
PROCEDURES OF ACQUISITION OR DISPOSAL OF
ASSETS.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 935360292
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Rainer M. Blair
1B. Election of Director to hold office until Mgmt Against Against
the 2022 Annual Meeting: Linda Hefner
Filler
1C. Election of Director to hold office until Mgmt Against Against
the 2022 Annual Meeting: Teri List
1D. Election of Director to hold office until Mgmt Against Against
the 2022 Annual Meeting: Walter G. Lohr,
Jr.
1E. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Jessica L. Mega,
MD
1F. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Mitchell P. Rales
1G. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Steven M. Rales
1H. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Pardis C. Sabeti,
MD
1I. Election of Director to hold office until Mgmt Against Against
the 2022 Annual Meeting: John T. Schwieters
1J. Election of Director to hold office until Mgmt Against Against
the 2022 Annual Meeting: Alan G. Spoon
1K. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Raymond C.
Stevens, Ph.D
1L. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Elias A. Zerhouni,
MD
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Danaher's independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve on an advisory basis the Mgmt Against Against
Company's named executive officer
compensation.
4. To act upon a shareholder proposal Shr For Against
requesting that Danaher amend its governing
documents to reduce the percentage of
shares required for shareholders to call a
special meeting of shareholders from 25% to
10%.
--------------------------------------------------------------------------------------------------------------------------
DCM HOLDINGS CO.,LTD. Agenda Number: 714018985
--------------------------------------------------------------------------------------------------------------------------
Security: J12549101
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: JP3548660004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Tabuchi, Masato
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 935355354
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve a three year Mgmt For For
term: K. Baicker, Ph.D.
1b. Election of Director to serve a three year Mgmt For For
term: J.E. Fyrwald
1c. Election of Director to serve a three year Mgmt Against Against
term: J. Jackson
1d. Election of Director to serve a three year Mgmt For For
term: G. Sulzberger
1e. Election of Director to serve a three year Mgmt Against Against
term: J.P. Tai
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the independent auditor for
2021.
4. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate the
classified board structure.
5. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate
supermajority voting provisions.
6. Shareholder proposal to disclose direct and Shr For Against
indirect lobbying activities and
expenditures.
7. Shareholder proposal to amend the bylaws to Shr For Against
require an independent board chair.
8. Shareholder proposal to implement a bonus Shr For Against
deferral policy.
9. Shareholder proposal to disclose clawbacks Shr For Against
on executive incentive compensation due to
misconduct.
--------------------------------------------------------------------------------------------------------------------------
ENEL S.P.A. Agenda Number: 713943529
--------------------------------------------------------------------------------------------------------------------------
Security: T3679P115
Meeting Type: OGM
Meeting Date: 20-May-2021
Ticker:
ISIN: IT0003128367
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 TO APPROVE THE BALANCE SHEET AS OF 31 Mgmt For For
DECEMBER 2020. BOARD OF DIRECTORS' REPORT,
INTERNAL AND EXTERNAL AUDITORS REPORTS.
RESOLUTIONS RELATED THERETO. TO PRESENT THE
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2020 AND THE NON-FINANCIAL
CONSOLIDATED DECLARATION RELATED TO YEAR
2020
O.2 PROFIT ALLOCATION AND DIVIDEND DISTRIBUTION Mgmt For For
OF AVAILABLE RESERVES
O.3 TO AUTHORISE THE PURCHASE AND DISPOSAL OF Mgmt Against Against
OWN SHARES, UPON REVOCATION OF THE
AUTHORISATION CONFERRED BY THE ORDINARY
MEETING OF THE 14 MAY 2020. RESOLUTIONS
RELATED THERETO
O.4 2021 LONG-TERM INCENTIVE PLAN FOR THE Mgmt For For
MANAGEMENT OF ENEL S.P.A. AND/OR COMPANIES
CONTROLLED BY IT AS PER ART. 2359 OF THE
CIVIL CODE
O.5.1 REWARDING POLICY AND EMOLUMENT PAID REPORT. Mgmt Against Against
FIRST SECTION: REWARDING POLICY REPORT FOR
2021 (BINDING RESOLUTION)
O.5.2 REWARDING POLICY AND EMOLUMENT PAID REPORT. Mgmt For For
SECOND SECTION: EMOLUMENT PAID REPORT FOR
2020 (NON-BINDING RESOLUTION)
CMMT 21 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 22 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
MEETING TYPE WAS CHANGED FROM AGM TO OGM.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
ENSTAR GROUP LIMITED Agenda Number: 935415186
--------------------------------------------------------------------------------------------------------------------------
Security: G3075P101
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: ESGR
ISIN: BMG3075P1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of an amendment to our Bye-Laws to Mgmt For For
declassify the Board of Directors over a
three-year period.
2A. Election of Class III Director: Susan L. Mgmt For For
Cross (to hold office until 2022, if
Proposal 1 is approved by the shareholders,
or, if Proposal 1 is not approved, to hold
office until 2024)
2B. Election of Class III Director: Hans-Peter Mgmt For For
Gerhardt (to hold office until 2022, if
Proposal 1 is approved by the shareholders,
or, if Proposal 1 is not approved, to hold
office until 2024)
2C. Election of Class III Director: Dominic Mgmt For For
Silvester (to hold office until 2022, if
Proposal 1 is approved by the shareholders,
or, if Proposal 1 is not approved, to hold
office until 2024)
2D. Election of Class III Director: Poul Mgmt For For
Winslow (to hold office until 2022, if
Proposal 1 is approved by the shareholders,
or, if Proposal 1 is not approved, to hold
office until 2024)
3. Advisory vote to approve executive Mgmt Against Against
compensation.
4. To ratify the appointment of KPMG Audit Mgmt For For
Limited as our independent registered
public accounting firm for 2021 and to
authorize the Board of Directors, acting
through the Audit Committee, to approve the
fees for the independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
EQUITY LIFESTYLE PROPERTIES, INC. Agenda Number: 935348145
--------------------------------------------------------------------------------------------------------------------------
Security: 29472R108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: ELS
ISIN: US29472R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Berkenfield Mgmt For For
Derrick Burks Mgmt For For
Philip Calian Mgmt Withheld Against
David Contis Mgmt For For
Constance Freedman Mgmt For For
Thomas Heneghan Mgmt Withheld Against
Marguerite Nader Mgmt For For
Scott Peppet Mgmt For For
Sheli Rosenberg Mgmt Withheld Against
Samuel Zell Mgmt Withheld Against
2. Ratification of the selection of Ernst & Mgmt Against Against
Young LLP as the Company's Independent
Registered Public Accounting Firm for 2021.
3. Approval on a non-binding, advisory basis Mgmt Against Against
of our executive compensation as disclosed
in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
EXTRA SPACE STORAGE INC. Agenda Number: 935378441
--------------------------------------------------------------------------------------------------------------------------
Security: 30225T102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: EXR
ISIN: US30225T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth M. Woolley Mgmt Against Against
1B. Election of Director: Joseph D. Margolis Mgmt For For
1C. Election of Director: Roger B. Porter Mgmt Against Against
1D. Election of Director: Joseph J. Bonner Mgmt For For
1E. Election of Director: Gary L. Crittenden Mgmt Against Against
1F. Election of Director: Spencer F. Kirk Mgmt Against Against
1G. Election of Director: Dennis J. Letham Mgmt For For
1H. Election of Director: Diane Olmstead Mgmt For For
1I. Election of Director: Julia Vander Ploeg Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm.
3. Advisory vote on the compensation of the Mgmt For For
Company's named executive officers.
4. Advisory vote on frequency of stockholder Mgmt 1 Year For
vote on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
FAR EASTONE TELECOMMUNICATIONS CO LTD Agenda Number: 714211872
--------------------------------------------------------------------------------------------------------------------------
Security: Y7540C108
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: TW0004904008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RATIFY THE 2020 FINANCIAL STATEMENTS Mgmt For For
(INCLUDING 2020 BUSINESS REPORT)
2 TO RATIFY THE 2020 RETAINED EARNINGS Mgmt For For
DISTRIBUTION (CASH DIVIDEND NT2.234 PER
SHARE)
3 TO DISCUSS AND APPROVE THE CASH Mgmt For For
DISTRIBUTION FROM CAPITAL SURPLUS (CASH
NT1.016 PER SHARE)
4 TO DISCUSS AND APPROVE THE AMENDMENT OF Mgmt For For
ARTICLES OF INCORPORATION OF THE COMPANY
5.1 THE ELECTION OF THE DIRECTOR:YUAN DING Mgmt For For
INVESTMENT CO., LTD. ,SHAREHOLDER
NO.0000001,DOUGLAS HSU AS REPRESENTATIVE
5.2 THE ELECTION OF THE DIRECTOR:YUAN DING Mgmt Against Against
INVESTMENT CO., LTD. ,SHAREHOLDER
NO.0000001,PETER HSU AS REPRESENTATIVE
5.3 THE ELECTION OF THE DIRECTOR:YUAN DING Mgmt Against Against
INVESTMENT CO., LTD. ,SHAREHOLDER
NO.0000001,JAN NILSSON AS REPRESENTATIVE
5.4 THE ELECTION OF THE DIRECTOR:YUAN DING CO., Mgmt Against Against
LTD. ,SHAREHOLDER NO.0017366,CHAMPION LEE
AS REPRESENTATIVE
5.5 THE ELECTION OF THE DIRECTOR:YUAN DING CO., Mgmt Against Against
LTD. ,SHAREHOLDER NO.0017366,JEFF HSU AS
REPRESENTATIVE
5.6 THE ELECTION OF THE DIRECTOR:DING YUAN Mgmt Against Against
INTERNATIONAL INVESTMENT CO., LTD.
,SHAREHOLDER NO.0001212,TOON LIM AS
REPRESENTATIVE
5.7 THE ELECTION OF THE DIRECTOR:U-MING MARINE Mgmt Against Against
TRANSPORT CORP. ,SHAREHOLDER
NO.0051567,NOBUTAKA KURATA AS
REPRESENTATIVE
5.8 THE ELECTION OF THE DIRECTOR:ASIA Mgmt Against Against
INVESTMENT CORP. ,SHAREHOLDER
NO.0015088,BONNIE PENG AS REPRESENTATIVE
5.9 THE ELECTION OF THE INDEPENDENT Mgmt Against Against
DIRECTOR:LAWRENCE JUEN-YEE LAU,SHAREHOLDER
NO.1944121XXX
5.10 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:JYUO-MIN SHYU,SHAREHOLDER
NO.F102333XXX
5.11 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:TA-SUNG LEE,SHAREHOLDER
NO.F120669XXX
6 TO DISCUSS TO RELEASE THE NON-COMPETITION Mgmt Against Against
RESTRICTION ON DIRECTORS IN ACCORDANCE WITH
ARTICLE 209 OF THE COMPANY LAW
CMMT 26 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTION 5.10. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FIRST PHILIPPINE HOLDINGS CORP. Agenda Number: 712854721
--------------------------------------------------------------------------------------------------------------------------
Security: Y2558N120
Meeting Type: AGM
Meeting Date: 30-Jul-2020
Ticker:
ISIN: PHY2558N1203
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 426732 DUE TO UPDATED AGENDA.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
1 CALL TO ORDER Mgmt For For
2 PROOF OF REQUIRED NOTICE Mgmt For For
3 DETERMINATION OF QUORUM Mgmt For For
4 APPROVAL OF THE MINUTES OF THE MAY 10, 2019 Mgmt For For
STOCKHOLDERS MEETING
5 REPORTS OF THE CHAIRMAN AND THE PRESIDENT Mgmt For For
6 APPROVAL OR RATIFICATION OF THE DECEMBER Mgmt For For
31, 2019 REPORTS AND THE AUDITED FINANCIAL
STATEMENTS
7 RATIFICATION OF THE ACTS OF THE BOARD, OF Mgmt For For
THE EXECUTIVE COMMITTEE AND OF MANAGEMENT
8 ELECTION OF DIRECTOR: AUGUSTO ALMEDA-LOPEZ Mgmt Against Against
9 ELECTION OF DIRECTOR: PETER D. GARRUCHO, JR Mgmt Against Against
10 ELECTION OF DIRECTOR: ELPIDIO L. IBANEZ Mgmt Against Against
11 ELECTION OF DIRECTOR: EUGENIO L. LOPEZ III Mgmt Against Against
12 ELECTION OF DIRECTOR: FEDERICO R. LOPEZ Mgmt For For
13 ELECTION OF DIRECTOR: MANUEL M. LOPEZ Mgmt Against Against
14 ELECTION OF DIRECTOR: OSCAR M. LOPEZ Mgmt Against Against
15 ELECTION OF DIRECTOR: FRANCIS GILES B. PUNO Mgmt Against Against
16 ELECTION OF DIRECTOR: ERNESTO B. RUFINO, JR Mgmt Against Against
17 ELECTION OF DIRECTOR: RICHARD B. TANTOCO Mgmt Against Against
18 ELECTION OF DIRECTOR: ANITA B. QUITAIN Mgmt Against Against
19 ELECTION OF INDEPENDENT DIRECTOR: STEPHEN Mgmt For For
T. CUUNJIENG
20 ELECTION OF INDEPENDENT DIRECTOR: RIZALINA Mgmt For For
G. MANTARING
21 ELECTION OF INDEPENDENT DIRECTOR: ARTEMIO Mgmt Against Against
V. PANGANIBAN
22 ELECTION OF INDEPENDENT DIRECTOR: JUAN B. Mgmt For For
SANTOS
23 APPOINTMENT OF EXTERNAL AUDITORS: SYCIP Mgmt Against Against
GORRES VELAYO AND COMPANY
24 OTHER MATTERS Mgmt Against Against
25 ADJOURNMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FISHER & PAYKEL HEALTHCARE CORPORATION LTD Agenda Number: 712960625
--------------------------------------------------------------------------------------------------------------------------
Security: Q38992105
Meeting Type: AGM
Meeting Date: 21-Aug-2020
Ticker:
ISIN: NZFAPE0001S2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT PIP GREENWOOD BE RE ELECTED A S A Mgmt For For
DIRECTOR OF THE COMPANY
2 THAT GERALDINE MCBRIDE BE RE ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
3 THAT THE DIRECTORS BE AUTHORISED TO FIX THE Mgmt Against Against
FEES AND EXPENSES OF PRICEWATERHOUSECOOPERS
AS THE COMPANYS AUDITOR
4 THAT THE MAXIMUM AGGREGATE ANNUAL Mgmt Against Against
REMUNERATION PAYABLE TO NON-EXECUTIVE
DIRECTO RS BE INCREASED BY NZD 405,000 FROM
NZD 1,050,000 TO NZD 1,455,000 (PLUS GST AS
APPROPRIATE)
5 THAT APPROVAL BE GIVEN FOR THE ISSUE OF UP Mgmt Against Against
TO 60,000 PERFORMANCE SHARE RIGHTS UNDER
THE FISHER AND PAYKEL 2019 PERFORMANCE
SHARE RIGHTS PLAN TO LEWIS GRADON MANAGING
DIRECTOR AND CHIEF EXECUTIVE OFFICER OF THE
COMPANY
6 THAT APPROVAL BE GIVEN FOR THE ISSUE OF UP Mgmt Against Against
TO 190,000 OPTIONS UNDER THE FISHER AND
PAYKEL HEALTHCARE 2019 SHARE OPTION PLAN TO
LEWIS GRADON MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER OF THE COMPANY
7 THAT THE 2019 PERFORMANCE SHARE RIGHTS PLAN Mgmt For For
RULES NORTH AMERICAN PLAN AND THE 2019
SHARE OPTION PLAN RULES NORTH AMERICAN PLAN
BE APPROVED
CMMT 14 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FLOW TRADERS N.V. Agenda Number: 713683591
--------------------------------------------------------------------------------------------------------------------------
Security: N33101101
Meeting Type: AGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: NL0011279492
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. REPORT OF THE MANAGEMENT BOARD FOR THE Non-Voting
FINANCIAL YEAR 2020; MANAGEMENT BOARD
REMUNERATION; ADOPTION OF THE ANNUAL
ACCOUNTS; DIVIDEND POLICY; DETERMINATION OF
DIVIDEND
2a. REPORT OF THE MANAGEMENT BOARD FOR THE Non-Voting
FINANCIAL YEAR 2020
2b. ADOPTION OF THE ANNUAL ACCOUNTS Mgmt For For
2c. DIVIDEND POLICY Non-Voting
2d. DETERMINATION OF DIVIDEND Mgmt For For
2e. REMUNERATION REPORT OVER THE YEAR 2020 Mgmt Against Against
(ADVISORY VOTING ITEM)
2f. REMUNERATION POLICY FOR THE SUPERVISORY Mgmt For For
BOARD
2g. REMUNERATION POLICY FOR THE MANAGEMENT Mgmt Against Against
BOARD
3. DISCHARGE OF MANAGEMENT BOARD MEMBERS Mgmt For For
4. DISCHARGE OF SUPERVISORY BOARD MEMBERS Mgmt For For
5. COMPOSITION SUPERVISORY BOARD Non-Voting
5a. PROPOSAL APPOINTMENT OF LINDA HOVIUS AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
5b. PROPOSAL APPOINTMENT OF ILONKA JANKOVICH AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
5c. PROPOSAL REAPPOINTMENT OF RUDOLF FERSCHA AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
6. AUTHORITY TO ISSUE SHARES AND RESTRICT OR Non-Voting
EXCLUDE PRE-EMPTIVE RIGHTS
6a. AUTHORITY TO ISSUE SHARES Mgmt For For
6b. AUTHORITY TO RESTRICT OR EXCLUDE Mgmt For For
PRE-EMPTIVE RIGHTS
7. AUTHORITY TO ACQUIRE OWN SHARES Mgmt For For
8. AUTHORITY TO CANCEL OWN SHARES Mgmt For For
9. AUDITOR: ERNST AND YOUNG ACCOUNTANTS LLP Mgmt For For
10. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT 16 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 9. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FUBON FINANCIAL HOLDING CO LTD Agenda Number: 714163704
--------------------------------------------------------------------------------------------------------------------------
Security: Y26528102
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: TW0002881000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE 2020 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 THE 2020 EARNINGS DISTRIBUTION PLAN. Mgmt For For
PROPOSED CASH DIVIDEND: TWD 3 PER SHARE.
3 ISSUANCE OF NEW SHARES FROM CAPITALIZATION Mgmt For For
OF THE COMPANYS CAPITAL RESERVE. PROPOSED
BONUS ISSUE: 100 SHARES PER 1,000 SHARES.
4 THE COMPANYS PLAN TO RAISE LONG-TERM Mgmt For For
CAPITAL.
5 AMENDMENT TO THE COMPANYS RULES GOVERNING Mgmt For For
THE PROCEDURES FOR SHAREHOLDERS MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
FUJIFILM HOLDINGS CORPORATION Agenda Number: 714264873
--------------------------------------------------------------------------------------------------------------------------
Security: J14208102
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3814000000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sukeno, Kenji Mgmt For For
2.2 Appoint a Director Goto, Teiichi Mgmt For For
2.3 Appoint a Director Tamai, Koichi Mgmt Against Against
2.4 Appoint a Director Iwasaki, Takashi Mgmt Against Against
2.5 Appoint a Director Ishikawa, Takatoshi Mgmt Against Against
2.6 Appoint a Director Okada, Junji Mgmt Against Against
2.7 Appoint a Director Kawada, Tatsuo Mgmt For For
2.8 Appoint a Director Kitamura, Kunitaro Mgmt Against Against
2.9 Appoint a Director Eda, Makiko Mgmt For For
2.10 Appoint a Director Shimada, Takashi Mgmt For For
2.11 Appoint a Director Higuchi, Masayuki Mgmt Against Against
3 Appoint a Corporate Auditor Kawasaki, Mgmt For For
Motoko
4 Approve Details of the Restricted-Share Mgmt Against Against
Compensation and the Performance-based
Stock Compensation to be received by
Directors (Excluding Outside Directors)
5 Approve Provision of Special Payment for Mgmt For For
Retiring Directors
--------------------------------------------------------------------------------------------------------------------------
GEO HOLDINGS CORPORATION Agenda Number: 714322207
--------------------------------------------------------------------------------------------------------------------------
Security: J17768102
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3282400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Endo, Yuzo Mgmt For For
2.2 Appoint a Director Yoshikawa, Yasushi Mgmt Against Against
2.3 Appoint a Director Kosaka, Masaaki Mgmt Against Against
2.4 Appoint a Director Imai, Noriyuki Mgmt Against Against
2.5 Appoint a Director Kubo, Koji Mgmt Against Against
2.6 Appoint a Director Ogino, Tsunehisa Mgmt For For
2.7 Appoint a Director Yasuda, Kana Mgmt For For
3 Appoint a Corporate Auditor Komiyama, Mgmt For For
Futoshi
4 Appoint a Substitute Corporate Auditor Mgmt For For
Hiramatsu, Yutaka
--------------------------------------------------------------------------------------------------------------------------
GEORGE WESTON LIMITED Agenda Number: 935383214
--------------------------------------------------------------------------------------------------------------------------
Security: 961148509
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: WNGRF
ISIN: CA9611485090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Paviter S. Binning Mgmt For For
Andrew A. Ferrier Mgmt For For
Nancy H.O. Lockhart Mgmt For For
Sarabjit S. Marwah Mgmt For For
Gordon M. Nixon Mgmt For For
J. Robert S. Prichard Mgmt For For
Christi Strauss Mgmt For For
Barbara Stymiest Mgmt For For
Galen G. Weston Mgmt For For
2 Appointment of KPMG LLP as Auditor and Mgmt For For
authorization of the directors to fix the
Auditor's remuneration.
3 Vote on the advisory resolution on the Mgmt For For
approach to executive compensation.
--------------------------------------------------------------------------------------------------------------------------
GETTY REALTY CORP. Agenda Number: 935352904
--------------------------------------------------------------------------------------------------------------------------
Security: 374297109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: GTY
ISIN: US3742971092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher J. Mgmt For For
Constant
1B. Election of Director: Milton Cooper Mgmt Abstain Against
1C. Election of Director: Philip E. Coviello Mgmt Abstain Against
1D. Election of Director: Mary Lou Malanoski Mgmt For For
1E. Election of Director: Richard E. Montag Mgmt For For
1F. Election of Director: Howard B. Safenowitz Mgmt Abstain Against
2. ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION (SAY-ON- PAY).
3. RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2021.
4. APPROVAL OF THE GETTY REALTY CORP. THIRD Mgmt Against Against
AMENDED AND RESTATED 2004 OMNIBUS INCENTIVE
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
GLOBE TELECOM INC Agenda Number: 713688034
--------------------------------------------------------------------------------------------------------------------------
Security: Y27257149
Meeting Type: AGM
Meeting Date: 20-Apr-2021
Ticker:
ISIN: PHY272571498
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 502990 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 CALL TO ORDER Mgmt Abstain Against
2 NOTICE OF MEETING, DETERMINATION OF QUORUM Mgmt Abstain Against
AND RULES OF CONDUCT AND PROCEDURES
3 APPROVAL OF THE MINUTES OF THE STOCKHOLDERS Mgmt For For
MEETING HELD ON APRIL 21, 2020
4 ANNUAL REPORT OF OFFICERS AND AUDITED Mgmt For For
FINANCIAL STATEMENTS
5 RATIFICATION OF ALL ACTS AND RESOLUTIONS OF Mgmt For For
THE BOARD OF DIRECTORS AND MANAGEMENT
ADOPTED DURING THE PRECEDING YEAR
6 ELECTION OF DIRECTOR: JAIME AUGUSTO ZOBEL Mgmt Against Against
DE AYALA
7 ELECTION OF DIRECTOR: LANG TAO YIH, ARTHUR Mgmt Against Against
8 ELECTION OF DIRECTOR: FERNANDO ZOBEL DE Mgmt Against Against
AYALA
9 ELECTION OF DIRECTOR: SAMBA NATARAJAN Mgmt Against Against
10 ELECTION OF DIRECTOR: ERNEST L. CU Mgmt For For
11 ELECTION OF DIRECTOR: DELFIN L. LAZARO Mgmt Against Against
12 ELECTION OF DIRECTOR: ROMEO L. BERNARDO Mgmt Against Against
13 ELECTION OF DIRECTOR: CEZAR P. CONSING Mgmt Against Against
14 ELECTION OF DIRECTOR: REX MA. A. MENDOZA Mgmt For For
(INDEPENDENT DIRECTOR)
15 ELECTION OF DIRECTOR: SAW PHAIK HWA Mgmt For For
(INDEPENDENT DIRECTOR)
16 ELECTION OF DIRECTOR: CIRILO P. NOEL Mgmt For For
(INDEPENDENT DIRECTOR)
17 ELECTION OF INDEPENDENT AUDITORS AND FIXING Mgmt For For
OF THEIR REMUNERATION
18 CONSIDERATION OF SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING
19 ADJOURNMENT Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
GLOBUS MEDICAL, INC. Agenda Number: 935413156
--------------------------------------------------------------------------------------------------------------------------
Security: 379577208
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: GMED
ISIN: US3795772082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David D. Davidar Mgmt Against Against
1b. Election of Director: James R. Tobin Mgmt Against Against
1c. Election of Director: Stephen T. Zarrilli Mgmt For For
2. The approval of the 2021 Equity Incentive Mgmt Against Against
Plan.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
4. To approve, in an advisory vote, the Mgmt Against Against
compensation of the Company's named
executive officers (the Say-on-Pay Vote).
--------------------------------------------------------------------------------------------------------------------------
GOLD FIELDS LTD Agenda Number: 712742154
--------------------------------------------------------------------------------------------------------------------------
Security: S31755101
Meeting Type: AGM
Meeting Date: 20-Aug-2020
Ticker:
ISIN: ZAE000018123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 APPOINTMENT OF AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS INC
O.2.1 RE-ELECTION OF A DIRECTOR: TP GOODLACE Mgmt For For
O.2.2 RE-ELECTION OF A DIRECTOR: NJ HOLLAND Mgmt For For
O.2.3 RE-ELECTION OF A DIRECTOR: RP MENELL Mgmt For For
O.2.4 RE-ELECTION OF A DIRECTOR: YGH SULEMAN Mgmt For For
O.3.1 RE-ELECTION OF A MEMBER AND CHAIRPERSON OF Mgmt For For
THE AUDIT COMMITTEE: YGH SULEMAN
O.3.2 RE-ELECTION OF A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE: A ANDANI
O.3.3 RE-ELECTION OF A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE: PJ BACCHUS
O.3.4 RE-ELECTION OF A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE: RP MENELL
O.4 APPROVAL FOR THE ISSUE OF AUTHORISED BUT Mgmt For For
UNISSUED ORDINARY SHARES
S.1 APPROVAL FOR THE ISSUING OF EQUITY Mgmt For For
SECURITIES FOR CASH
AE.1 ADVISORY ENDORSEMENT OF THE REMUNERATION Mgmt Against Against
POLICY
AE.2 ADVISORY ENDORSEMENT OF THE REMUNERATION Mgmt Against Against
IMPLEMENTATION REPORT
S.2 APPROVAL OF THE REMUNERATION OF NEDS Mgmt For For
S.3 APPROVAL FOR THE COMPANY TO GRANT FINANCIAL Mgmt For For
ASSISTANCE IN TERMS OF SECTIONS 44 AND 45
OF THE COMPANIES ACT
S.4 ACQUISITION OF THE COMPANY'S OWN SHARES Mgmt For For
CMMT 29 MAY 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME FOR
RESOLUTION O.1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GRANITE REAL ESTATE INVESTMENT TRUST Agenda Number: 935419502
--------------------------------------------------------------------------------------------------------------------------
Security: 387437114
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: GRPU
ISIN: CA3874371147
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Trustees of Granite REIT Mgmt For For
Election of Trustee - Peter Aghar
1B Election of Trustee - Remco Daal Mgmt For For
1C Election of Trustee - Kevan Gorrie Mgmt For For
1D Election of Trustee - Fern Grodner Mgmt For For
1E Election of Trustee - Kelly Marshall Mgmt For For
1F Election of Trustee - Al Mawani Mgmt For For
1G Election of Trustee - Gerald Miller Mgmt For For
1H Election of Trustee - Sheila A. Murray Mgmt For For
1I Election of Trustee - Jennifer Warren Mgmt For For
2A Election of Directors of Granite REIT Inc. Mgmt For For
("Granite GP") Election of Director - Peter
Aghar
2B Election of Director - Remco Daal Mgmt For For
2C Election of Director - Kevan Gorrie Mgmt For For
2D Election of Director - Fern Grodner Mgmt For For
2E Election of Director - Kelly Marshall Mgmt For For
2F Election of Director - Al Mawani Mgmt For For
2G Election of Director - Gerald Miller Mgmt For For
2H Election of Director - Sheila A. Murray Mgmt For For
2I Election of Director - Jennifer Warren Mgmt For For
03 Re-appointment of the Auditor of Granite Mgmt For For
REIT The re-appointment of Deloitte LLP, as
auditor of Granite REIT.
04 Re-appointment of the Auditor of Granite GP Mgmt For For
The re-appointment of Deloitte LLP, as
auditor of Granite GP and authorize the
directors of Granite GP to fix the
auditor's remuneration.
05 Advisory Resolution on Executive Mgmt For For
Compensation Vote on the non-binding
advisory resolution on Granite's approach
to executive compensation as set out in the
Circular.
--------------------------------------------------------------------------------------------------------------------------
GREAT WALL ENTERPRISE CO LTD Agenda Number: 714114369
--------------------------------------------------------------------------------------------------------------------------
Security: Y2866P106
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: TW0001210003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE 2020 FINANCIAL STATEMENTS. Mgmt For For
2 THE 2020 PROFIT DISTRIBUTION.PROPOSED CASH Mgmt For For
DIVIDEND :TWD 2.7 PER SHARE.
3 THE ISSUANCE OF NEW SHARES FROM RETAINED Mgmt For For
EARNINGS.PROPOSED STOCK DIVIDEND :30 SHARES
PER 1000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
HK ELECTRIC INVESTMENTS/HK ELECTRIC INVESTMENTS LI Agenda Number: 713795055
--------------------------------------------------------------------------------------------------------------------------
Security: Y32359104
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: HK0000179108
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0401/2021040102381.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0401/2021040102271.pdf
1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt For For
OF THE TRUST AND THE COMPANY AND OF THE
TRUSTEE-MANAGER, THE COMBINED REPORT OF THE
DIRECTORS, AND THE INDEPENDENT AUDITOR'S
REPORTS FOR THE YEAR ENDED 31 DECEMBER 2020
2.A TO ELECT MR. LI TZAR KUOI, VICTOR AS A Mgmt Against Against
DIRECTOR
2.B TO ELECT MR. WAN CHI TIN AS A DIRECTOR Mgmt For For
2.C TO ELECT MR. FAHAD HAMAD A H AL-MOHANNADI Mgmt For For
AS A DIRECTOR
2.D TO ELECT MR. CHAN LOI SHUN AS A DIRECTOR Mgmt For For
2.E TO ELECT MR. KWAN KAI CHEONG AS A DIRECTOR Mgmt Against Against
2.F TO ELECT MR. ZHU GUANGCHAO AS A DIRECTOR Mgmt Against Against
3 TO APPOINT KPMG AS AUDITOR OF THE TRUST, Mgmt For For
THE TRUSTEE-MANAGER AND THE COMPANY, AND TO
AUTHORISE THE DIRECTORS OF THE
TRUSTEE-MANAGER AND THE COMPANY TO FIX THE
AUDITOR'S REMUNERATION
4 TO PASS RESOLUTION 4 OF THE NOTICE OF Mgmt For For
ANNUAL GENERAL MEETING AS AN ORDINARY
RESOLUTION - TO GIVE A GENERAL MANDATE TO
THE DIRECTORS OF THE TRUSTEE-MANAGER AND
THE COMPANY TO ISSUE AND DEAL WITH
ADDITIONAL SHARE STAPLED UNITS NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF SHARE
STAPLED UNITS IN ISSUE
--------------------------------------------------------------------------------------------------------------------------
HKT TRUST AND HKT LTD Agenda Number: 713756154
--------------------------------------------------------------------------------------------------------------------------
Security: Y3R29Z107
Meeting Type: AGM
Meeting Date: 07-May-2021
Ticker:
ISIN: HK0000093390
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0331/2021033101240.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0331/2021033101262.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
HKT TRUST AND THE COMPANY FOR THE YEAR
ENDED DECEMBER 31, 2020, THE AUDITED
FINANCIAL STATEMENTS OF THE TRUSTEE-MANAGER
FOR THE YEAR ENDED DECEMBER 31, 2020, THE
COMBINED REPORT OF THE DIRECTORS AND THE
INDEPENDENT AUDITOR'S REPORTS
2 TO DECLARE A FINAL DISTRIBUTION BY THE HKT Mgmt For For
TRUST IN RESPECT OF THE SHARE STAPLED
UNITS, OF 40.97 HK CENTS PER SHARE STAPLED
UNIT (AFTER DEDUCTION OF ANY OPERATING
EXPENSES PERMISSIBLE UNDER THE TRUST DEED),
IN RESPECT OF THE YEAR ENDED DECEMBER 31,
2020 (AND IN ORDER TO ENABLE THE HKT TRUST
TO PAY THAT DISTRIBUTION, TO DECLARE FINAL
DIVIDEND BY THE COMPANY IN RESPECT OF THE
ORDINARY SHARES IN THE COMPANY HELD BY THE
TRUSTEE-MANAGER, OF 40.97 HK CENTS PER
ORDINARY SHARE, IN RESPECT OF THE SAME
PERIOD)
3.A TO RE-ELECT MS. HUI HON HING, SUSANNA AS A Mgmt For For
DIRECTOR OF THE COMPANY AND THE
TRUSTEE-MANAGER
3.B TO RE-ELECT PROFESSOR CHANG HSIN KANG AS A Mgmt For For
DIRECTOR OF THE COMPANY AND THE
TRUSTEE-MANAGER
3.C TO RE-ELECT MR. SUNIL VARMA AS A DIRECTOR Mgmt For For
OF THE COMPANY AND THE TRUSTEE-MANAGER
3.D TO RE-ELECT MS. FRANCES WAIKWUN WONG AS A Mgmt For For
DIRECTOR OF THE COMPANY AND THE
TRUSTEE-MANAGER
3.E TO AUTHORIZE THE DIRECTORS OF THE COMPANY Mgmt For For
AND THE TRUSTEE-MANAGER TO FIX THEIR
REMUNERATION
4 TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS Mgmt For For
AS AUDITOR OF THE HKT TRUST, THE COMPANY
AND THE TRUSTEE-MANAGER AND AUTHORIZE THE
DIRECTORS OF THE COMPANY AND THE
TRUSTEE-MANAGER TO FIX THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY AND THE TRUSTEE-MANAGER TO
ISSUE NEW SHARE STAPLED UNITS
6 TO APPROVE THE TERMINATION OF EXISTING Mgmt Against Against
SHARE STAPLED UNITS OPTION SCHEME AND THE
ADOPTION OF NEW SHARE STAPLED UNITS OPTION
SCHEME
CMMT 16 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HOGY MEDICAL CO.,LTD. Agenda Number: 714226455
--------------------------------------------------------------------------------------------------------------------------
Security: J21042106
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3840800001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Hoki, Junichi Mgmt Against Against
1.2 Appoint a Director Kobayashi, Takuya Mgmt Against Against
1.3 Appoint a Director Fujimoto, Wataru Mgmt Against Against
1.4 Appoint a Director Uesugi, Kiyoshi Mgmt For For
1.5 Appoint a Director Inoue, Ichiro Mgmt For For
1.6 Appoint a Director Kawakubo, Hideki Mgmt Against Against
1.7 Appoint a Director Ishikawa, Ko Mgmt Against Against
2 Appoint a Corporate Auditor Fuse, Ikuo Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD Agenda Number: 713690180
--------------------------------------------------------------------------------------------------------------------------
Security: Y3506N139
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: HK0388045442
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0316/2021031600529.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0316/2021031600523.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2020
TOGETHER WITH THE REPORTS OF THE DIRECTORS
AND AUDITOR THEREON
2.A TO ELECT NICHOLAS CHARLES ALLEN AS DIRECTOR Mgmt For For
2.B TO ELECT CHEUNG MING MING, ANNA AS DIRECTOR Mgmt For For
2.C TO ELECT ZHANG YICHEN AS DIRECTOR Mgmt For For
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt Against Against
AUDITOR AND TO AUTHORISE THE DIRECTORS TO
FIX ITS REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF HKEX, NOT EXCEEDING
10% OF THE NUMBER OF ISSUED SHARES OF HKEX
AS AT THE DATE OF THIS RESOLUTION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF HKEX, NOT EXCEEDING 10% OF THE
NUMBER OF ISSUED SHARES OF HKEX AS AT THE
DATE OF THIS RESOLUTION, AND THE DISCOUNT
FOR ANY SHARES TO BE ISSUED SHALL NOT
EXCEED 10%
--------------------------------------------------------------------------------------------------------------------------
HORIZON THERAPEUTICS PLC Agenda Number: 935347282
--------------------------------------------------------------------------------------------------------------------------
Security: G46188101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: HZNP
ISIN: IE00BQPVQZ61
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: William F. Mgmt For For
Daniel
1B. Election of Class I Director: H. Thomas Mgmt Against Against
Watkins
1C. Election of Class I Director: Pascale Witz Mgmt For For
2. Approval of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021 and authorization of the Audit
Committee to determine the auditors'
remuneration.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
4. Authorization for us and/or any of our Mgmt For For
subsidiaries to make market purchases or
overseas market purchases of our ordinary
shares.
5. Approval of the Amended and Restated 2020 Mgmt Against Against
Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
HYDRO ONE LIMITED Agenda Number: 935401024
--------------------------------------------------------------------------------------------------------------------------
Security: 448811208
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: HRNNF
ISIN: CA4488112083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Cherie Brant Mgmt For For
1B Election of Director: Blair Cowper-Smith Mgmt For For
1C Election of Director: David Hay Mgmt For For
1D Election of Director: Timothy Hodgson Mgmt For For
1E Election of Director: Jessica McDonald Mgmt For For
1F Election of Director: Stacey Mowbray Mgmt For For
1G Election of Director: Mark Poweska Mgmt For For
1H Election of Director: Russel Robertson Mgmt For For
1I Election of Director: William Sheffield Mgmt For For
1J Election of Director: Melissa Sonberg Mgmt For For
1K Election of Director: Susan Wolburgh Jenah Mgmt For For
02 Appointment of External Auditors Appoint Mgmt For For
KPMG LLP as external auditors for the
ensuing year and authorize the directors to
fix their remuneration.
03 Say on Pay Advisory resolution on Hydro One Mgmt For For
Limited's approach to executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
INFRATIL LTD Agenda Number: 712977214
--------------------------------------------------------------------------------------------------------------------------
Security: Q4933Q124
Meeting Type: AGM
Meeting Date: 20-Aug-2020
Ticker:
ISIN: NZIFTE0003S3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT MARKO BOGOIEVSKI BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF INFRATIL
2 THAT PETER SPRINGFORD BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF INFRATIL
3 THAT INFRATIL BE AUTHORISED TO ISSUE TO Mgmt For For
MORRISON & CO INFRASTRUCTURE MANAGEMENT
LIMITED (MORRISON & CO), WITHIN THE TIME,
IN THE MANNER, AND AT THE PRICE, PRESCRIBED
IN THE MANAGEMENT AGREEMENT, SUCH NUMBER OF
FULLY PAID ORDINARY SHARES IN INFRATIL
(SHARES) AS IS REQUIRED TO PAY ALL OR SUCH
PORTION OF THE SECOND INSTALMENT OF THE
FY2020 INCENTIVE FEE (IF PAYABLE) AS THE
BOARD ELECTS TO PAY BY THE ISSUE OF SHARES
(SCRIP OPTION), AND THE BOARD BE AUTHORISED
TO TAKE ALL ACTIONS AND ENTER INTO ANY
AGREEMENTS AND OTHER DOCUMENTS ON
INFRATIL'S BEHALF THAT THE BOARD CONSIDERS
NECESSARY TO COMPLETE THE SCRIP OPTION
4 THAT THE BOARD BE AUTHORISED TO FIX THE Mgmt Against Against
AUDITOR'S REMUNERATION
CMMT 23 JUL 2020: VOTING EXCLUSIONS APPLY TO Non-Voting
THIS MEETING FOR PROPOSAL "3" AND VOTES
CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED. HENCE, IF YOU HAVE
OBTAINED BENEFIT OR DO EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") FOR THE RELEVANT PROPOSAL ITEMS.
CMMT 23 JUL 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL CONTAINER TERMINAL SERVICES INC Agenda Number: 713609280
--------------------------------------------------------------------------------------------------------------------------
Security: Y41157101
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: PHY411571011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CALL TO ORDER Mgmt Abstain Against
2 DETERMINATION OF EXISTENCE OF QUORUM Mgmt Abstain Against
3 APPROVAL OF THE MINUTES OF THE ANNUAL Mgmt For For
STOCKHOLDERS MEETING HELD ON JUNE 18, 2020
4 CHAIRMAN'S REPORT Mgmt For For
5 APPROVAL OF THE CHAIRMAN'S REPORT AND THE Mgmt For For
2020 AUDITED FINANCIAL STATEMENTS
6 APPROVAL/RATIFICATION OF ACTS, CONTRACTS, Mgmt For For
INVESTMENTS AND RESOLUTIONS OF THE BOARD OF
DIRECTORS AND MANAGEMENT SINCE THE LAST
ANNUAL STOCKHOLDERS MEETING
7 ELECTION OF DIRECTOR: ENRIQUE K. RAZON, JR Mgmt For For
8 ELECTION OF DIRECTOR: CESAR A. BUENAVENTURA Mgmt Abstain Against
(INDEPENDENT DIRECTOR)
9 ELECTION OF DIRECTOR: CARLOS C. EJERCITO Mgmt For For
(INDEPENDENT DIRECTOR)
10 ELECTION OF DIRECTOR: JOSEPH R. HIGDON Mgmt Abstain Against
11 ELECTION OF DIRECTOR: JOSE C. IBAZETA Mgmt Abstain Against
12 ELECTION OF DIRECTOR: STEPHEN A. PARADIES Mgmt Abstain Against
13 ELECTION OF DIRECTOR: ANDRES SORIANO III Mgmt Abstain Against
14 APPOINTMENT OF EXTERNAL AUDITOR: SGV AND CO Mgmt For For
15 OTHER MATTERS Mgmt Abstain For
16 ADJOURNMENT Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
IREN S.P.A. Agenda Number: 713936322
--------------------------------------------------------------------------------------------------------------------------
Security: T5551Y106
Meeting Type: OGM
Meeting Date: 06-May-2021
Ticker:
ISIN: IT0003027817
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538176 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
O.1 TO APPROVE BALANCE SHEET AS 31 DECEMBER Mgmt For For
2020; MANAGEMENT REPORT, INTERNAL AND
EXTERNAL AUDITORS' REPORT
O.2 PROFIT ALLOCATION: INHERENT AND CONSEQUENT Mgmt For For
RESOLUTIONS
O.3 REWARDING POLICY REPORT 2021 PREPARED Mgmt Against Against
PURSUANT TO ART. 123-TER OF TUF (AS
MODIFIED BY LEGISLATIVE DECREE 49/2019),
FIRST SECTION: INHERENT AND CONSEQUENT
RESOLUTIONS
O.4 EMOLUMENT PAID'S REPORT IN 2020 AS PER ART. Mgmt Against Against
123-TER OF TUF (AS MODIFIED BY LEGISLATIVE
DECREE 49/2019), SECOND SECTION: INHERENT
AND CONSEQUENT RESOLUTIONS - ADVISORY
RESOLUTION
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY ONE CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN THANK YOU
O.5.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL
AUDITOR'S AND CHAIRMAN FOR FINANCIAL YEARS
2021-2022-2023 AND STATE EMOLUMENT:
INHERENT AND CONSEQUENT RESOLUTIONS. LIST
PRESENTED BY FINANZIARIA SVILUPPO UTILITIES
SRL, REPRESENTING 18.851PCT OF THE STOCK
CAPITAL; FCT HOLDING SPA, REPRESENTING
13.803PCT OF THE STOCK CAPITAL; COMUNE DI
REGGIO EMILIA, REPRESENTING 6.423PCT OF THE
STOCK CAPITAL: EFFECTIVE AUDITORS: UGO
BALLERINI, CRISTINA CHIANTIA, SIMONE
CAPRARI, MARGHERITA SPAINI, VITTORIO
GUIDETTI AND ALTERNATE AUDITORS: LUCIA
TACCHINO, DANIELA DEMICHELIS
O.5.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL
AUDITOR'S AND CHAIRMAN FOR FINANCIAL YEARS
2021-2022-2023 AND STATE EMOLUMENT:
INHERENT AND CONSEQUENT RESOLUTIONS. LIST
PRESENTED BY AMUNDI ASSET MANAGEMENT SGR
SPA; ANIMA SGR SPA; ARCA FONDI SGR SPA;
BANCOPOSTA FONDI SPA SGR; EURIZON CAPITAL
MANAGEMENT SGR SPA; EURIZON CAPITAL S.A.;
FIDELITY FUNDS - SICAV; FIDEURAM ASSET
MANAGEMENT IRELAND; FIDEURAM INTESA
SANPAOLO PRIVATE BANKING ASSET MANAGEMENT
SGR SPA; INTERFUND SICAV - INTERFUND EQUITY
ITALY; GENERALI INVESTMENTS LUXEMBOURG
S.A.; KAIROS PARTNERS SGR SPA; MEDIOBANCA
SGR SPA; MEDIOBANCA SICAV - EURO EQUITIES;
MEDIOLANUM INTERNATIONAL FUNDS LIMITED -
CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY;
MEDIOLANUM GESTIONE FONDI SGR SPA;
PRAMERICA SGR SPA, REPRESENTING TOGETHER
4.69810PCT OF THE STOCK CAPITAL: EFFECTIVE
AUDITORS: MICHELE RUTIGLIANO, SONIA FERRERO
AND ALTERNATE AUDITORS: FABRIZIO RICCARDO
DI GIUSTO, BARBARA CAVALIERI
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KDDI CORPORATION Agenda Number: 714212711
--------------------------------------------------------------------------------------------------------------------------
Security: J31843105
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3496400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Tanaka, Takashi Mgmt For For
2.2 Appoint a Director Takahashi, Makoto Mgmt For For
2.3 Appoint a Director Shoji, Takashi Mgmt Against Against
2.4 Appoint a Director Muramoto, Shinichi Mgmt Against Against
2.5 Appoint a Director Mori, Keiichi Mgmt Against Against
2.6 Appoint a Director Morita, Kei Mgmt Against Against
2.7 Appoint a Director Amamiya, Toshitake Mgmt Against Against
2.8 Appoint a Director Takeyama, Hirokuni Mgmt Against Against
2.9 Appoint a Director Yoshimura, Kazuyuki Mgmt Against Against
2.10 Appoint a Director Yamaguchi, Goro Mgmt Against Against
2.11 Appoint a Director Yamamoto, Keiji Mgmt Against Against
2.12 Appoint a Director Oyagi, Shigeo Mgmt For For
2.13 Appoint a Director Kano, Riyo Mgmt For For
2.14 Appoint a Director Goto, Shigeki Mgmt For For
3 Appoint a Corporate Auditor Asahina, Mgmt For For
Yukihiro
--------------------------------------------------------------------------------------------------------------------------
KERRY LOGISTICS NETWORK LTD Agenda Number: 713980286
--------------------------------------------------------------------------------------------------------------------------
Security: G52418103
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: BMG524181036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042301171.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042301121.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND THE
REPORTS OF THE DIRECTORS AND THE AUDITOR
FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2020: THE BOARD RESOLVED
TO PROPOSE TO THE SHAREHOLDERS IN THE
ANNUAL GENERAL MEETING ON 26 MAY 2021 FOR
THE DISTRIBUTION OF A FINAL DIVIDEND OF
23.8 HK CENTS PER SHARE FOR THE YEAR ENDED
31 DECEMBER 2020 PAYABLE TO THE
SHAREHOLDERS WHOSE NAMES ARE LISTED IN THE
REGISTERS OF MEMBERS OF THE COMPANY ON 1
JUNE 2021
3 TO RE-ELECT MR KUOK KHOON HUA AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR MA WING KAI WILLIAM AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
5 TO RE-ELECT MS WONG YU POK MARINA AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS
7 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
ITS REMUNERATION
8.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 10% OF THE NUMBER OF
ISSUED SHARES OF THE COMPANY AS AT THE DATE
OF PASSING OF THIS RESOLUTION
8.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES IN THE CAPITAL OF THE
COMPANY NOT EXCEEDING 10% OF THE NUMBER OF
ISSUED SHARES OF THE COMPANY AS AT THE DATE
OF PASSING OF THIS RESOLUTION
8.C TO EXTEND, CONDITIONAL UPON THE ABOVE Mgmt Against Against
RESOLUTION 8B BEING DULY PASSED, THE
GENERAL MANDATE TO ALLOT SHARES BY ADDING
THE AGGREGATE AMOUNT OF THE REPURCHASED
SHARES TO THE 10% GENERAL MANDATE
--------------------------------------------------------------------------------------------------------------------------
KERRY LOGISTICS NETWORK LTD Agenda Number: 714048205
--------------------------------------------------------------------------------------------------------------------------
Security: G52418103
Meeting Type: SGM
Meeting Date: 26-May-2021
Ticker:
ISIN: BMG524181036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0503/2021050300061.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0503/2021050300069.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 THAT THE TRANSACTIONS CONTEMPLATED UNDER Mgmt For For
THE WAREHOUSES SALE AGREEMENT AND ALL
ACTIONS TAKEN OR TO BE TAKEN BY THE COMPANY
AND/OR ITS SUBSIDIARIES PURSUANT TO OR
INCIDENTAL TO THE WAREHOUSES SALE AGREEMENT
BE AND ARE HEREBY APPROVED, AND THE
DIRECTORS OF THE COMPANY BE AND ARE HEREBY
AUTHORISED TO TAKE ALL SUCH STEPS, DO ALL
SUCH ACTS AND THINGS AND TO SIGN, EXECUTE,
SEAL (WHERE REQUIRED) AND DELIVER ALL SUCH
DOCUMENTS WHICH HE/SHE MAY IN HIS/HER
ABSOLUTE DISCRETION, CONSIDER NECESSARY,
APPROPRIATE, DESIRABLE OR EXPEDIENT IN
CONNECTION WITH OR TO IMPLEMENT OR GIVE
EFFECT TO THE WAREHOUSES SALE AGREEMENT AND
THE TRANSACTIONS CONTEMPLATED THEREUNDER
2 THAT THE TRANSACTIONS CONTEMPLATED UNDER Mgmt For For
EACH OF THE WAREHOUSES MANAGEMENT
AGREEMENTS AND ALL ACTIONS TAKEN OR TO BE
TAKEN BY THE COMPANY AND/OR ITS
SUBSIDIARIES PURSUANT TO OR INCIDENTAL TO
THE WAREHOUSES MANAGEMENT AGREEMENTS BE AND
ARE HEREBY APPROVED, AND THE DIRECTORS OF
THE COMPANY BE AND ARE HEREBY AUTHORISED TO
TAKE ALL SUCH STEPS, DO ALL SUCH ACTS AND
THINGS AND TO SIGN, EXECUTE, SEAL (WHERE
REQUIRED) AND DELIVER ALL SUCH DOCUMENTS
WHICH HE/SHE MAY IN HIS/HER ABSOLUTE
DISCRETION, CONSIDER NECESSARY,
APPROPRIATE, DESIRABLE OR EXPEDIENT IN
CONNECTION WITH OR TO IMPLEMENT OR GIVE
EFFECT TO THE WAREHOUSES MANAGEMENT
AGREEMENTS AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER
3 THAT THE TRANSACTIONS CONTEMPLATED UNDER Mgmt For For
THE TAIWAN BUSINESS SALE AGREEMENT AND ALL
ACTIONS TAKEN OR TO BE TAKEN BY THE COMPANY
AND/OR ITS SUBSIDIARIES PURSUANT TO OR
INCIDENTAL TO THE TAIWAN BUSINESS SALE
AGREEMENT BE AND ARE HEREBY APPROVED, AND
THE DIRECTORS OF THE COMPANY BE AND ARE
HEREBY AUTHORISED TO TAKE ALL SUCH STEPS,
DO ALL SUCH ACTS AND THINGS AND TO SIGN,
EXECUTE, SEAL (WHERE REQUIRED) AND DELIVER
ALL SUCH DOCUMENTS WHICH HE/SHE MAY IN
HIS/HER ABSOLUTE DISCRETION, CONSIDER
NECESSARY, APPROPRIATE, DESIRABLE OR
EXPEDIENT IN CONNECTION WITH OR TO
IMPLEMENT OR GIVE EFFECT TO THE TAIWAN
BUSINESS SALE AGREEMENT AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER
4 THAT THE TRANSACTIONS CONTEMPLATED UNDER Mgmt For For
EACH OF THE BRAND LICENCE AGREEMENTS AND
ALL ACTIONS TAKEN OR TO BE TAKEN BY THE
COMPANY AND/OR ITS SUBSIDIARIES PURSUANT TO
OR INCIDENTAL TO THE BRAND LICENCE
AGREEMENTS BE AND ARE HEREBY APPROVED, AND
THE DIRECTORS OF THE COMPANY BE AND ARE
HEREBY AUTHORISED TO TAKE ALL SUCH STEPS,
DO ALL SUCH ACTS AND THINGS AND TO SIGN,
EXECUTE, SEAL (WHERE REQUIRED) AND DELIVER
ALL SUCH DOCUMENTS WHICH HE/SHE MAY IN
HIS/HER ABSOLUTE DISCRETION, CONSIDER
NECESSARY, APPROPRIATE, DESIRABLE OR
EXPEDIENT IN CONNECTION WITH OR TO
IMPLEMENT OR GIVE EFFECT TO THE BRAND
LICENCE AGREEMENTS AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER
5 THAT THE TRANSACTIONS CONTEMPLATED UNDER Mgmt For For
THE SHAREHOLDERS' AGREEMENT AND ALL ACTIONS
TAKEN OR TO BE TAKEN BY THE COMPANY AND/OR
ITS SUBSIDIARIES PURSUANT TO OR INCIDENTAL
TO THE SHAREHOLDERS' AGREEMENT BE AND ARE
HEREBY APPROVED, AND THE DIRECTORS OF THE
COMPANY BE AND ARE HEREBY AUTHORISED TO
TAKE ALL SUCH STEPS, DO ALL SUCH ACTS AND
THINGS AND TO SIGN, EXECUTE, SEAL (WHERE
REQUIRED) AND DELIVER ALL SUCH DOCUMENTS
WHICH HE/SHE MAY IN HIS/HER ABSOLUTE
DISCRETION, CONSIDER NECESSARY,
APPROPRIATE, DESIRABLE OR EXPEDIENT IN
CONNECTION WITH OR TO IMPLEMENT OR GIVE
EFFECT TO THE SHAREHOLDERS' AGREEMENT AND
THE TRANSACTIONS CONTEMPLATED THEREUNDER
6 THAT THE TRANSACTIONS CONTEMPLATED UNDER Mgmt For For
THE FRAMEWORK SERVICES AGREEMENT AND ALL
ACTIONS TAKEN OR TO BE TAKEN BY THE COMPANY
AND/OR ITS SUBSIDIARIES PURSUANT TO OR
INCIDENTAL TO THE FRAMEWORK SERVICES
AGREEMENT BE AND ARE HEREBY APPROVED, AND
THE DIRECTORS OF THE COMPANY BE AND ARE
HEREBY AUTHORISED TO TAKE ALL SUCH STEPS,
DO ALL SUCH ACTS AND THINGS AND TO SIGN,
EXECUTE, SEAL (WHERE REQUIRED) AND DELIVER
ALL SUCH DOCUMENTS WHICH HE/SHE MAY IN
HIS/HER ABSOLUTE DISCRETION, CONSIDER
NECESSARY, APPROPRIATE, DESIRABLE OR
EXPEDIENT IN CONNECTION WITH OR TO
IMPLEMENT OR GIVE EFFECT TO THE FRAMEWORK
SERVICES AGREEMENT AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER
7 THAT THE AMENDED AND RESTATED BYE-LAWS BE Mgmt For For
AND ARE HEREBY APPROVED AND ADOPTED AS THE
BYE-LAWS OF THE COMPANY IN SUBSTITUTION
FOR, AND TO THE EXCLUSION OF, THE EXISTING
BYE-LAWS OF THE COMPANY AND WITH EFFECT
FROM THE EFFECTIVE TIME
--------------------------------------------------------------------------------------------------------------------------
KERRY PROPERTIES LTD Agenda Number: 713910594
--------------------------------------------------------------------------------------------------------------------------
Security: G52440107
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: BMG524401079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0415/2021041500405.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0415/2021041500451.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO ADOPT THE AUDITED FINANCIAL STATEMENTS Mgmt For For
AND THE REPORTS OF THE DIRECTORS AND THE
AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2020: HKD 0.95 PER SHARE
3.A TO RE-ELECT MR. BRYAN PALLOP GAW, A Mgmt For For
RETIRING DIRECTOR, AS A DIRECTOR
3.B TO RE-ELECT MS. WONG YU POK, MARINA, A Mgmt Against Against
RETIRING DIRECTOR, AS A DIRECTOR
3.C TO RE-ELECT MR. HUI CHUN YUE, DAVID, A Mgmt For For
RETIRING DIRECTOR, AS A DIRECTOR
4 TO FIX DIRECTORS' FEES Mgmt For For
5 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR AND TO AUTHORIZE THE DIRECTORS TO
FIX ITS REMUNERATION
6.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF THE NUMBER OF
ISSUED SHARES OF THE COMPANY AS AT THE DATE
OF PASSING OF THIS RESOLUTION
6.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES IN THE CAPITAL OF THE
COMPANY NOT EXCEEDING 10% OF THE NUMBER OF
ISSUED SHARES OF THE COMPANY AS AT THE DATE
OF PASSING OF THIS RESOLUTION
6.C TO EXTEND, CONDITIONAL UPON THE ABOVE Mgmt Against Against
RESOLUTION 6B BEING DULY PASSED, THE
GENERAL MANDATE TO ALLOT SHARES BY ADDING
THE AGGREGATE AMOUNT OF THE REPURCHASED
SHARES TO THE 20% GENERAL MANDATE
--------------------------------------------------------------------------------------------------------------------------
KERRY PROPERTIES LTD Agenda Number: 714063512
--------------------------------------------------------------------------------------------------------------------------
Security: G52440107
Meeting Type: SGM
Meeting Date: 27-May-2021
Ticker:
ISIN: BMG524401079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0504/2021050401263.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0504/2021050401224.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1.A TO CONFIRM, RATIFY AND APPROVE THE KPL Mgmt For For
IRREVOCABLE UNDERTAKING AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER; AND
(B) TO AUTHORISE THE BOARD OF DIRECTORS OF
THE COMPANY TO TAKE ALL SUCH ACTIONS AS IT
CONSIDERS NECESSARY OR DESIRABLE TO
IMPLEMENT AND GIVE EFFECT TO THE KPL
IRREVOCABLE UNDERTAKING AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER
2.A TO APPROVE THE PROPOSED PLACING ON THE Mgmt For For
TERMS OF THE PROPOSED PLACING MANDATE; AND
(B) TO AUTHORISE THE BOARD OF DIRECTORS OF
THE COMPANY TO TAKE ALL SUCH ACTIONS AS IT
CONSIDERS NECESSARY OR DESIRABLE TO
IMPLEMENT AND GIVE EFFECT TO THE PROPOSED
PLACING PURSUANT TO THE PROPOSED PLACING
MANDATE AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER
3.A TO CONFIRM, RATIFY AND APPROVE THE Mgmt For For
SHAREHOLDERS' AGREEMENT AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER; AND
(B) TO AUTHORISE THE BOARD OF DIRECTORS OF
THE COMPANY TO TAKE ALL SUCH ACTIONS AS IT
CONSIDERS NECESSARY OR DESIRABLE TO
IMPLEMENT AND GIVE EFFECT TO THE
SHAREHOLDERS' AGREEMENT AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER
4.A TO CONFIRM, RATIFY AND APPROVE THE Mgmt For For
PARTICIPATION AGREEMENT AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER; AND
(B) TO AUTHORISE THE BOARD OF DIRECTORS OF
THE COMPANY TO TAKE ALL SUCH ACTIONS AS IT
CONSIDERS NECESSARY OR DESIRABLE TO
IMPLEMENT AND GIVE EFFECT TO THE
PARTICIPATION AGREEMENT AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER
--------------------------------------------------------------------------------------------------------------------------
KIRKLAND LAKE GOLD LTD. Agenda Number: 935407280
--------------------------------------------------------------------------------------------------------------------------
Security: 49741E100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: KL
ISIN: CA49741E1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Jonathan Gill Mgmt For For
Peter Grosskopf Mgmt For For
Ingrid Hibbard Mgmt For For
Arnold Klassen Mgmt Withheld Against
Elizabeth Lewis-Gray Mgmt For For
Anthony Makuch Mgmt For For
Barry Olson Mgmt For For
Jeff Parr Mgmt For For
2 To appoint KPMG LLP, Chartered Professional Mgmt For For
Accountants as auditor of the Company and
authorize the Board to fix their
remuneration.
3 To consider and, if deemed appropriate, Mgmt Against Against
pass, with or without variation, a
non-binding advisory resolution on the
Company's approach to executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE AHOLD DELHAIZE N.V. Agenda Number: 713650718
--------------------------------------------------------------------------------------------------------------------------
Security: N0074E105
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: NL0011794037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2. REPORT OF THE MANAGEMENT BOARD FOR THE Non-Voting
FINANCIAL YEAR 2020
3. EXPLANATION OF POLICY ON ADDITIONS TO Non-Voting
RESERVES AND DIVIDENDS
4. PROPOSAL TO ADOPT THE 2020 FINANCIAL Mgmt For For
STATEMENTS
5. PROPOSAL TO DETERMINE THE DIVIDEND OVER Mgmt For For
FINANCIAL YEAR 2020
6. REMUNERATION REPORT Mgmt For For
7. PROPOSAL FOR DISCHARGE OF LIABILITIES OF Mgmt For For
THE MEMBERS OF THE MANAGEMENT BOARD
8. PROPOSAL FOR DISCHARGE OF LIABILITIES OF Mgmt For For
THE MEMBERS OF THE SUPERVISORY BOARD
9. PROPOSAL TO APPOINT JAN ZIJDERVELD AS A NEW Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
10. PROPOSAL TO APPOINT BALA SUBRAMANIAN AS NEW Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
11. PROPOSAL TO RE-APPOINT Mgmt For For
PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS
EXTERNAL AUDITOR FOR FINANCIAL YEAR 2021
12. AUTHORIZATION TO ISSUE SHARES Mgmt For For
13. AUTHORIZATION TO RESTRICT OR EXCLUDE Mgmt For For
PRE-EMPTIVE RIGHTS
14. AUTHORIZATION TO ACQUIRE COMMON SHARES Mgmt For For
15. CANCELLATION OF SHARES Mgmt For For
16. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
LAMB WESTON HOLDINGS, INC. Agenda Number: 935257178
--------------------------------------------------------------------------------------------------------------------------
Security: 513272104
Meeting Type: Annual
Meeting Date: 24-Sep-2020
Ticker: LW
ISIN: US5132721045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Bensen Mgmt For For
1B. Election of Director: Charles A. Blixt Mgmt For For
1C. Election of Director: Robert J. Coviello Mgmt For For
1D. Election of Director: Andre J. Hawaux Mgmt For For
1E. Election of Director: W.G. Jurgensen Mgmt For For
1F. Election of Director: Thomas P. Maurer Mgmt For For
1G. Election of Director: Robert A. Niblock Mgmt For For
1H. Election of Director: Hala G. Moddelmog Mgmt For For
1I. Election of Director: Maria Renna Sharpe Mgmt For For
1J. Election of Director: Thomas P. Werner Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as Independent Auditors for Fiscal Year
2021.
--------------------------------------------------------------------------------------------------------------------------
LITE-ON TECHNOLOGY CORP Agenda Number: 714041415
--------------------------------------------------------------------------------------------------------------------------
Security: Y5313K109
Meeting Type: AGM
Meeting Date: 31-May-2021
Ticker:
ISIN: TW0002301009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF 2020 FINANCIAL STATEMENTS. Mgmt For For
2 ADOPTION OF 2020 EARNINGS DISTRIBUTION. Mgmt For For
PROPOSED CASH DIVIDEND: TWD 3.4 PER SHARE.
3 DISCUSSION OF THE AMENDMENT TO ARTICLES OF Mgmt For For
INCORPORATION.
4 DISCUSSION OF THE AMENDMENT TO RULES AND Mgmt For For
PROCEDURES OF SHAREHOLDERS MEETING.
5 DISCUSSION OF THE AMENDMENT TO PROCEDURES Mgmt For For
FOR ACQUISITION AND DISPOSAL OF ASSETS.
6.1 THE ELECTION OF THE INDEPENDENT DIRECTOR:MK Mgmt Against Against
LU,SHAREHOLDER NO.K100673XXX
7 DISCUSSION OF RELEASE OF DIRECTORS FROM Mgmt For For
NON-COMPETITION RESTRICTIONS.
--------------------------------------------------------------------------------------------------------------------------
LOBLAW COMPANIES LIMITED Agenda Number: 935383137
--------------------------------------------------------------------------------------------------------------------------
Security: 539481101
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: LBLCF
ISIN: CA5394811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Paviter S. Binning Mgmt For For
Scott B. Bonham Mgmt For For
Warren Bryant Mgmt For For
Christie J.B. Clark Mgmt For For
Daniel Debow Mgmt For For
William A. Downe Mgmt For For
Janice Fukakusa Mgmt For For
M. Marianne Harris Mgmt For For
Claudia Kotchka Mgmt For For
Beth Pritchard Mgmt For For
Sarah Raiss Mgmt For For
Galen G. Weston Mgmt For For
2 Appointment of KPMG LLP as Auditor and Mgmt For For
authorization of the directors to fix the
Auditor's remuneration.
3 Vote on the advisory resolution on the Mgmt Against Against
approach to executive compensation.
4 Shareholder Proposal Shr For Against
--------------------------------------------------------------------------------------------------------------------------
MAGYAR TELEKOM TELECOMMUNICATIONS PLC Agenda Number: 713746470
--------------------------------------------------------------------------------------------------------------------------
Security: X5187V109
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: HU0000073507
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 530403 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 27 APRIL 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 RECEIVE MANAGEMENT BOARD REPORT ON Mgmt No vote
COMPANY'S AND GROUP'S OPERATIONS, BUSINESS
POLICY, AND FINANCIAL STANDING
2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt No vote
AND STATUTORY REPORTS
3 APPROVE FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
4 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
5.1 APPROVE REPORT ON SHARE REPURCHASE PROGRAM Mgmt No vote
APPROVED AT 2020 AGM
5.2 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt No vote
6 APPROVE COMPANY'S CORPORATE GOVERNANCE Mgmt No vote
STATEMENT
7.1 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL 2020
7.2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt No vote
FISCAL 2019
8 APPROVE REMUNERATION OF MANAGEMENT BOARD Mgmt No vote
MEMBERS
9 APPROVE REDUCTION IN SHARE CAPITAL Mgmt No vote
10 APPROVE PRICEWATERHOUSECOOPERS AUDITING Mgmt No vote
LTD. AS AUDITOR AND AUTHORIZE BOARD TO FIX
ITS REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
MANILA ELECTRIC CO. Agenda Number: 713754198
--------------------------------------------------------------------------------------------------------------------------
Security: Y5764J148
Meeting Type: AGM
Meeting Date: 25-May-2021
Ticker:
ISIN: PHY5764J1483
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 516654 DUE TO RECEIVED UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 CALL TO ORDER Mgmt Abstain Against
2 CERTIFICATION OF NOTICE AND QUORUM Mgmt Abstain Against
3 APPROVAL OF THE MINUTES OF THE ANNUAL Mgmt For For
MEETING OF STOCKHOLDERS HELD ON MAY 26,
2020
4 REPORT OF THE PRESIDENT AND CHIEF EXECUTIVE Mgmt Abstain Against
OFFICER
5 PROSPECT/OUTLOOK FROM THE CHAIRMAN Mgmt Abstain Against
6 APPROVAL OF THE 2020 AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS
7 RATIFICATION OF ACTS OF THE BOARD AND Mgmt For For
MANAGEMENT
8 ELECTION OF DIRECTOR: MS. ANABELLE L. CHUA Mgmt Against Against
9 ELECTION OF DIRECTOR: ATTY. RAY C. ESPINOSA Mgmt For For
10 ELECTION OF DIRECTOR: MR. JAMES L. GO Mgmt Against Against
11 ELECTION OF DIRECTOR: MR. FREDERICK D. GO Mgmt Against Against
12 ELECTION OF DIRECTOR: MR. LANCE Y. Mgmt Against Against
GOKONGWEI
13 ELECTION OF DIRECTOR: MS. LYDIA B. ECHAUZ Mgmt For For
(INDEPENDENT DIRECTOR)
14 ELECTION OF DIRECTOR: MR. JOSE MA. K. LIM Mgmt Against Against
15 ELECTION OF DIRECTOR: RETIRED CHIEF JUSTICE Mgmt Against Against
ARTEMIO V. PANGANIBAN (INDEPENDENT
DIRECTOR)
16 ELECTION OF DIRECTOR: MR. MANUEL V. Mgmt Against Against
PANGILINAN
17 ELECTION OF DIRECTOR: MR. PEDRO E. ROXAS Mgmt Against Against
(INDEPENDENT DIRECTOR)
18 ELECTION OF DIRECTOR: MR. VICTORICO P. Mgmt Against Against
VARGAS
19 APPOINTMENT OF EXTERNAL AUDITOR: SGV AND Mgmt For For
COMPANY
20 OTHER BUSINESS THAT MAY PROPERLY BE BROUGHT Mgmt Abstain For
BEFORE THE MEETING
21 ADJOURNMENT Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
MAPLETREE INDUSTRIAL TRUST Agenda Number: 712853983
--------------------------------------------------------------------------------------------------------------------------
Security: Y5759S103
Meeting Type: AGM
Meeting Date: 15-Jul-2020
Ticker:
ISIN: SG2C32962814
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE REPORT OF DBS Mgmt For For
TRUSTEE LIMITED, AS TRUSTEE OF MIT (THE
"TRUSTEE"), THE STATEMENT BY MAPLETREE
INDUSTRIAL TRUST MANAGEMENT LTD., AS
MANAGER OF MIT (THE "MANAGER"), AND THE
AUDITED FINANCIAL STATEMENTS OF MIT FOR THE
FINANCIAL YEAR ENDED 31 MARCH 2020 AND THE
AUDITOR'S REPORT THEREON
2 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE AUDITOR OF MIT TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF MIT, AND TO AUTHORISE THE
MANAGER TO FIX THEIR REMUNERATION
3 THAT APPROVAL BE AND IS HEREBY GIVEN TO THE Mgmt Against Against
MANAGER, TO (A) (I) ISSUE UNITS IN MIT
("UNITS") WHETHER BY WAY OF RIGHTS, BONUS
OR OTHERWISE; AND/OR (II) MAKE OR GRANT
OFFERS, AGREEMENTS OR OPTIONS
(COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR
WOULD REQUIRE UNITS TO BE ISSUED, INCLUDING
BUT NOT LIMITED TO THE CREATION AND ISSUE
OF (AS WELL AS ADJUSTMENTS TO) SECURITIES,
WARRANTS, DEBENTURES OR OTHER INSTRUMENTS
CONVERTIBLE INTO UNITS, AT ANY TIME AND
UPON SUCH TERMS AND CONDITIONS AND FOR SUCH
PURPOSES AND TO SUCH PERSONS AS THE MANAGER
MAY IN ITS ABSOLUTE DISCRETION DEEM FIT;
AND (B) ISSUE UNITS IN PURSUANCE OF ANY
INSTRUMENTS MADE OR GRANTED BY THE MANAGER
WHILE THIS RESOLUTION WAS IN FORCE
(NOTWITHSTANDING THAT THE AUTHORITY
CONFERRED BY THIS RESOLUTION MAY HAVE
CEASED TO BE IN FORCE AT THE TIME SUCH
UNITS ARE ISSUED), PROVIDED THAT: (1)
THE AGGREGATE NUMBER OF UNITS TO BE ISSUED
PURSUANT TO THIS RESOLUTION (INCLUDING
UNITS TO BE ISSUED IN PURSUANCE OF
INSTRUMENTS MADE OR GRANTED PURSUANT TO
THIS RESOLUTION) SHALL NOT EXCEED FIFTY PER
CENT. (50%) OF THE TOTAL NUMBER OF ISSUED
UNITS (AS CALCULATED IN ACCORDANCE WITH
SUB-PARAGRAPH (2) BELOW), OF WHICH THE
AGGREGATE NUMBER OF UNITS TO BE ISSUED
OTHER THAN ON A PRO RATA BASIS TO
UNITHOLDERS (INCLUDING UNITS TO BE ISSUED
IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED
PURSUANT TO THIS RESOLUTION) SHALL NOT
EXCEED TWENTY PER CENT. (20%) OF THE TOTAL
NUMBER OF ISSUED UNITS (AS CALCULATED IN
ACCORDANCE WITH SUB-PARAGRAPH (2) BELOW);
(2) SUBJECT TO SUCH MANNER OF CALCULATION
AS MAY BE PRESCRIBED BY SINGAPORE EXCHANGE
SECURITIES TRADING LIMITED (THE "SGX-ST")
FOR THE PURPOSE OF DETERMINING THE
AGGREGATE NUMBER OF UNITS THAT MAY BE
ISSUED UNDER SUBPARAGRAPH (1) ABOVE, THE
TOTAL NUMBER OF ISSUED UNITS SHALL BE BASED
ON THE TOTAL NUMBER OF ISSUED UNITS AT THE
TIME THIS RESOLUTION IS PASSED, AFTER
ADJUSTING FOR: (A) ANY NEW UNITS ARISING
FROM THE CONVERSION OR EXERCISE OF ANY
INSTRUMENTS WHICH ARE OUTSTANDING OR
SUBSISTING AT THE TIME THIS RESOLUTION IS
PASSED; AND (B) ANY SUBSEQUENT BONUS
ISSUE, CONSOLIDATION OR SUBDIVISION OF
UNITS; (3) IN EXERCISING THE AUTHORITY
CONFERRED BY THIS RESOLUTION, THE MANAGER
SHALL COMPLY WITH THE PROVISIONS OF THE
LISTING MANUAL OF THE SGX-ST FOR THE TIME
BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS
BEEN WAIVED BY THE SGX-ST) AND THE TRUST
DEED CONSTITUTING MIT (AS AMENDED) (THE
"TRUST DEED") FOR THE TIME BEING IN FORCE
(UNLESS OTHERWISE EXEMPTED OR WAIVED BY THE
MONETARY AUTHORITY OF SINGAPORE); (4)
(UNLESS REVOKED OR VARIED BY UNITHOLDERS IN
A GENERAL MEETING) THE AUTHORITY CONFERRED
BY THIS RESOLUTION SHALL CONTINUE IN FORCE
UNTIL (I) THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF MIT OR (II) THE DATE BY
WHICH THE NEXT ANNUAL GENERAL MEETING OF
MIT IS REQUIRED BY APPLICABLE REGULATIONS
TO BE HELD, WHICHEVER IS EARLIER; (5)
WHERE THE TERMS OF THE ISSUE OF THE
INSTRUMENTS PROVIDE FOR ADJUSTMENT TO THE
NUMBER OF INSTRUMENTS OR UNITS INTO WHICH
THE INSTRUMENTS MAY BE CONVERTED IN THE
EVENT OF RIGHTS, BONUS OR OTHER
CAPITALISATION ISSUES OR ANY OTHER EVENTS,
THE MANAGER IS AUTHORISED TO ISSUE
ADDITIONAL INSTRUMENTS OR UNITS PURSUANT TO
SUCH ADJUSTMENT NOTWITHSTANDING THAT THE
AUTHORITY CONFERRED BY THIS RESOLUTION MAY
HAVE CEASED TO BE IN FORCE AT THE TIME THE
INSTRUMENTS OR UNITS ARE ISSUED; AND (6)
THE MANAGER AND THE TRUSTEE BE AND ARE
HEREBY SEVERALLY AUTHORISED TO COMPLETE AND
DO ALL SUCH ACTS AND THINGS (INCLUDING
EXECUTING ALL SUCH DOCUMENTS AS MAY BE
REQUIRED) AS THE MANAGER OR, AS THE CASE
MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT
OR NECESSARY OR IN THE INTEREST OF MIT TO
GIVE EFFECT TO THE AUTHORITY CONFERRED BY
THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
MAPLETREE INDUSTRIAL TRUST Agenda Number: 713004442
--------------------------------------------------------------------------------------------------------------------------
Security: Y5759S103
Meeting Type: EGM
Meeting Date: 27-Aug-2020
Ticker:
ISIN: SG2C32962814
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE PROPOSED ACQUISITION OF THE REMAINING Mgmt For For
60.0% INTEREST IN 14 DATA CENTRES LOCATED
IN THE UNITED STATES OF AMERICA, AS AN
INTERESTED PERSON TRANSACTION
--------------------------------------------------------------------------------------------------------------------------
MEIJI HOLDINGS CO.,LTD. Agenda Number: 714250038
--------------------------------------------------------------------------------------------------------------------------
Security: J41729104
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3918000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kawamura, Kazuo Mgmt For For
1.2 Appoint a Director Kobayashi, Daikichiro Mgmt For For
1.3 Appoint a Director Matsuda, Katsunari Mgmt For For
1.4 Appoint a Director Shiozaki, Koichiro Mgmt For For
1.5 Appoint a Director Furuta, Jun Mgmt For For
1.6 Appoint a Director Matsumura, Mariko Mgmt For For
1.7 Appoint a Director Kawata, Masaya Mgmt For For
1.8 Appoint a Director Kuboyama, Michiko Mgmt For For
2.1 Appoint a Corporate Auditor Chida, Hiroaki Mgmt For For
2.2 Appoint a Corporate Auditor Ono, Takayoshi Mgmt For For
2.3 Appoint a Corporate Auditor Watanabe, Mgmt For For
Hajime
2.4 Appoint a Corporate Auditor Ando, Makoto Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Imamura, Makoto
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2021.
4. Shareholder proposal concerning a Shr Against For
shareholder right to act by written
consent.
5. Shareholder proposal regarding access to Shr For Against
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
MERCK KGAA Agenda Number: 713679251
--------------------------------------------------------------------------------------------------------------------------
Security: D5357W103
Meeting Type: AGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: DE0006599905
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS FOR FISCAL YEAR 2020
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.40 PER SHARE
4 APPROVE DISCHARGE OF EXECUTIVE BOARD FISCAL Mgmt For For
YEAR 2020
5 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt Against Against
FISCAL YEAR 2020
6 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt Against Against
2021
7 AMEND ARTICLES RE: SUPERVISORY BOARD Mgmt For For
APPROVAL OF TRANSACTIONS WITH RELATED
PARTIES
8 APPROVE REMUNERATION POLICY Mgmt Against Against
9 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
10 APPROVE ELEVEN AFFILIATION AGREEMENTS Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
MITSUI DM SUGAR HOLDINGS CO.,LTD. Agenda Number: 714246130
--------------------------------------------------------------------------------------------------------------------------
Security: J4517A105
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3890400009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Morimoto, Taku
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sato, Yu
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nomura,
Junichi
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Mikayama,
Hideyuki
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Handa, Junichi
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tonedachi,
Jiro
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sato, Munehide
3 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Chihara,
Maiko
4 Approve Details of the Performance-based Mgmt Against Against
Stock Compensation to be received by
Directors
--------------------------------------------------------------------------------------------------------------------------
MITSUI SUGAR CO.,LTD. Agenda Number: 713587927
--------------------------------------------------------------------------------------------------------------------------
Security: J4517A105
Meeting Type: EGM
Meeting Date: 22-Feb-2021
Ticker:
ISIN: JP3890400009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Stock-for-stock Exchange Agreement Mgmt For For
2 Approve Absorption-Type Company Split Mgmt For For
Agreement
3 Amend Articles to: Change Official Company Mgmt For For
Name, Amend Business Lines, Increase the
Board of Directors Size, Transition to a
Company with Supervisory Committee
4.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Morimoto, Taku
4.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Nomura,
Junichi
4.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Mikayama,
Hideyuki
4.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Handa, Junichi
4.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sato, Yu
4.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Osada, Tsutomu
4.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tonedachi,
Jiro
5.1 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Iijima, Ichiro
5.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kawamura,
Yusuke
5.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Sogabe, Mihoko
6 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
7 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
--------------------------------------------------------------------------------------------------------------------------
MONETA MONEY BANK, A.S Agenda Number: 713001472
--------------------------------------------------------------------------------------------------------------------------
Security: X3R0GS100
Meeting Type: OGM
Meeting Date: 02-Sep-2020
Ticker:
ISIN: CZ0008040318
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 ADOPTION OF RULES OF PROCEDURE OF THE Mgmt For For
GENERAL MEETING: THE GENERAL MEETING ADOPTS
THE RULES OF PROCEDURE OF THE GENERAL
MEETING, IN THE WORDING SUBMITTED BY THE
MANAGEMENT BOARD
2 ELECTION OF THE CHAIRMAN OF THE GENERAL Mgmt For For
MEETING, THE MINUTES CLERK, THE MINUTES
VERIFIERS AND THE SCRUTINEERS: THE GENERAL
MEETING ELECTS MR. KAREL DREVINEK AS THE
CHAIRMAN OF THE GENERAL MEETING, MRS.
DOMINIKA BUBENICKOVA AS THE MINUTES CLERK,
MR. JIRI BURES AND MR. PAVEL MRAZEK AS THE
MINUTES VERIFIERS, AND MR. PETR BRANT AND
MR. MILAN VACHA AS THE SCRUTINEERS
3 ELECTION OF MEMBERS OF THE SUPERVISORY Mgmt Against Against
BOARD OF MONETA MONEY BANK, A.S: (I) THE
GENERAL MEETING ELECTS A MEMBER OF THE
SUPERVISORY BOARD OF MONETA MONEY BANK,
A.S., MR. CLARE RONALD CLARKE, BORN ON 30.
9. 1957, RESIDING AT ZTRACENA 1393, STARA
BOLESLAV, 250 01 BRANDYS NAD LABEM-STARA
BOLESLAV. (II) THE GENERAL MEETING ELECTS A
MEMBER OF THE SUPERVISORY BOARD OF MONETA
MONEY BANK, A.S., MR. MICHAL PETRMAN, BORN
ON 3. 1 1958, RESIDING AT KRALOVNY ZOFIE
1694/21, KUNRATICE, 148 00 PRAGUE 4. (III)
THE GENERAL MEETING ELECTS A MEMBER OF THE
SUPERVISORY BOARD OF MONETA MONEY BANK,
A.S., MR. DENISE ARTHUR HALL, BORN ON 9.
11. 1955, RESIDING AT HP84SS CHALFONT ST
GILES, BUCKINGHAMSHIRE, 6 BARRINGTON PARK
GARDENS, UNITED KINGDOM
4 ELECTION OF MEMBERS OF THE AUDIT COMMITTEE Mgmt For For
OF MONETA MONEY BANK, A.S: (I) THE GENERAL
MEETING ELECTS A MEMBER OF THE AUDIT
COMMITTEE OF MONETA MONEY BANK, A.S., MR.
MICHAL PETRMAN, BORN ON 3. 1 1958, RESIDING
AT KRALOVNY ZOFIE 1694/21, KUNRATICE, 148
00 PRAGUE 4. (II) THE GENERAL MEETING
ELECTS A MEMBER OF THE AUDIT COMMITTEE OF
MONETA MONEY BANK, A.S., MR. DENISE ARTHUR
HALL, BORN ON 9. 11. 1955, RESIDING AT
HP84SS CHALFONT ST GILES, BUCKINGHAMSHIRE,
6 BARRINGTON PARK GARDENS, UNITED KINGDOM
5 REPORT OF THE MANAGEMENT BOARD ON BUSINESS Non-Voting
AND ASSETS OF MONETA MONEY BANK, A.S. FOR
THE YEAR 2019 AND SUMMARY EXPLANATORY
REPORT OF THE MANAGEMENT BOARD PURSUANT TO
SECTION 118 SUB. 9 OF THE CAPITAL MARKETS
ACT
6 REPORT OF THE SUPERVISORY BOARD ON RESULTS Non-Voting
OF ITS ACTIVITIES FOR THE YEAR 2019;
OPINION OF THE SUPERVISORY BOARD ON THE
ANNUAL CONSOLIDATED FINANCIAL STATEMENTS
FOR THE YEAR 2019, OPINION OF THE
SUPERVISORY BOARD ON THE ANNUAL SEPARATE
FINANCIAL STATEMENTS FOR THE YEAR 2019, AND
OPINION OF THE SUPERVISORY BOARD ON THE
PROPOSAL FOR DISTRIBUTION OF PROFIT
7 REPORT OF THE AUDIT COMMITTEE ON RESULTS OF Non-Voting
ITS ACTIVITIES FOR THE YEAR 2019
8 APPROVAL OF THE ANNUAL CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF MONETA MONEY BANK,
A.S. AS OF 31. 12. 2019: THE GENERAL
MEETING APPROVES THE ANNUAL CONSOLIDATED
FINANCIAL STATEMENTS OF MONETA MONEY BANK,
A.S. AS OF 31. 12. 2019
9 APPROVAL OF THE ANNUAL SEPARATE FINANCIAL Mgmt For For
STATEMENTS OF MONETA MONEY BANK, A.S. AS OF
31. 12. 2019: THE GENERAL MEETING APPROVES
THE ANNUAL SEPARATE FINANCIAL STATEMENTS OF
MONETA MONEY BANK, A.S. AS OF 31. 12. 2019
10 RESOLUTION ON DISTRIBUTION OF PROFIT OF Mgmt For For
MONETA MONEY BANK, A.S: THE GENERAL MEETING
APPROVES THAT THE PROFIT AFTER TAX FOR THE
YEAR 2019 PER THE SEPARATE FINANCIAL
STATEMENTS OF THE MONETA MONEY BANK, A.S.
AS AT AND FOR THE YEAR ENDED 31. 12. 2019
IN THE TOTAL AMOUNT OF CZK 3,842,644,232.52
IS TO BE TRANSFERRED TO THE ACCOUNT OF
RETAINED EARNINGS
11 APPROVAL OF AGREEMENT ON PERFORMANCE OF Mgmt For For
FUNCTION OF MEMBER OF THE SUPERVISORY BOARD
OF MONETA MONEY BANK, A.S
12 APPOINTMENT OF AUDITOR TO CONDUCT THE Mgmt For For
STATUTORY AUDIT OF MONETA MONEY BANK, A.S.
FOR THE FINANCIAL YEAR 2020: BASED UPON THE
PROPOSAL OF THE SUPERVISORY BOARD AND
RECOMMENDATION OF THE AUDIT COMMITTEE, THE
GENERAL MEETING APPOINTS THE AUDIT FIRM
DELOITTE AUDIT S.R.O., ID NUMBER: 496 20
592, WITH ITS REGISTERED SEAT AT ITALSKA
2581/67, VINOHRADY, POSTAL CODE 120 00,
PRAGUE 2, AS AUDITOR TO CONDUCT THE
STATUTORY AUDIT OF MONETA MONEY BANK, A.S.
FOR THE FINANCIAL YEAR 2020
13 APPROVAL OF THE REMUNERATION POLICY APPLIED Mgmt For For
TO MANAGEMENT AND SUPERVISORY BOARDS OF
MONETA MONEY BANK, A.S
14 RESOLUTION ON AMENDMENT OF ARTICLES OF Mgmt For For
ASSOCIATION OF MONETA MONEY BANK, A.S:
ARTICLE 12B
--------------------------------------------------------------------------------------------------------------------------
MOODY'S CORPORATION Agenda Number: 935344438
--------------------------------------------------------------------------------------------------------------------------
Security: 615369105
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: MCO
ISIN: US6153691059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jorge A. Bermudez Mgmt For For
1B. Election of Director: Therese Esperdy Mgmt For For
1C. Election of Director: Robert Fauber Mgmt For For
1D. Election of Director: Vincent A. Forlenza Mgmt For For
1E. Election of Director: Kathryn M. Hill Mgmt For For
1F. Election of Director: Lloyd W. Howell, Jr. Mgmt For For
1G. Election of Director: Raymond W. McDaniel, Mgmt Against Against
Jr.
1H. Election of Director: Leslie F. Seidman Mgmt For For
1I. Election of Director: Bruce Van Saun Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as independent registered public accounting
firm of the Company for 2021.
3. Advisory resolution approving executive Mgmt For For
compensation.
4. Advisory "Say-on-Climate Plan" resolution Mgmt For For
approving the Company's 2020
Decarbonization Plan.
--------------------------------------------------------------------------------------------------------------------------
MORINAGA MILK INDUSTRY CO.,LTD. Agenda Number: 714243285
--------------------------------------------------------------------------------------------------------------------------
Security: J46410114
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3926800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Miyahara, Michio Mgmt For For
2.2 Appoint a Director Onuki, Yoichi Mgmt For For
2.3 Appoint a Director Okawa, Teiichiro Mgmt Against Against
2.4 Appoint a Director Minato, Tsuyoshi Mgmt Against Against
2.5 Appoint a Director Yanagida, Yasuhiko Mgmt Against Against
2.6 Appoint a Director Hyodo, Hitoshi Mgmt Against Against
2.7 Appoint a Director Kawakami, Shoji Mgmt For For
2.8 Appoint a Director Yoneda, Takatomo Mgmt Against Against
2.9 Appoint a Director Tominaga, Yukari Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Suzuki, Michio
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 713713469
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 508495 DUE TO RECEIPT OF CHANGE
IN VOTING STAUS FOR RESOLUTON 8. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REVIEW, THE Mgmt For For
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2020
1.2 ACCEPTANCE OF THE COMPENSATION REPORT 2020 Mgmt Against Against
(ADVISORY VOTE)
2 DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT
3 APPROPRIATION OF PROFIT RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2020
4.1.1 RE-ELECTION AS MEMBER AND CHAIRMAN OF THE Mgmt For For
BOARD OF DIRECTORS: PAUL BULCKE
4.1.2 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ULF MARK SCHNEIDER
4.1.3 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HENRI DE CASTRIES
4.1.4 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: RENATO FASSBIND
4.1.5 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PABLO ISLA
4.1.6 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ANN M. VENEMAN
4.1.7 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: EVA CHENG
4.1.8 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PATRICK AEBISCHER
4.1.9 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: KASPER RORSTED
4.110 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: KIMBERLY A. ROSS
4.111 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DICK BOER
4.112 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DINESH PALIWAL
4.113 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HANNE JIMENEZ DE MORA
4.2 ELECTION TO THE BOARD OF DIRECTORS: LINDIWE Mgmt For For
MAJELE SIBANDA
4.3.1 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: PABLO ISLA
4.3.2 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: PATRICK AEBISCHER
4.3.3 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: DICK BOER
4.3.4 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: KASPER RORSTED
4.4 ELECTION OF THE STATUTORY AUDITORS: ERNST Mgmt For For
AND YOUNG LTD, LAUSANNE BRANCH
4.5 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt For For
HARTMANN DREYER, ATTORNEYS-AT-LAW
5.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS
5.2 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD
6 CAPITAL REDUCTION (BY CANCELLATION OF Mgmt For For
SHARES)
7 SUPPORT OF NESTLE'S CLIMATE ROADMAP Mgmt For For
(ADVISORY VOTE)
8 IN THE EVENT OF ANY YET UNKNOWN NEW OR Shr Against For
MODIFIED PROPOSAL BY A SHAREHOLDER DURING
THE GENERAL MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO VOTE AS
FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH
YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY
SUCH YET UNKNOWN PROPOSAL, ABSTAIN =
ABSTAIN FROM VOTING) - THE BOARD OF
DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH
YET UNKNOWN PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
NETLINK NBN TRUST Agenda Number: 713046010
--------------------------------------------------------------------------------------------------------------------------
Security: Y6S61H108
Meeting Type: AGM
Meeting Date: 28-Sep-2020
Ticker:
ISIN: SG1DH9000006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For
STATEMENT AND THE AUDITED FINANCIAL
STATEMENTS OF THE TRUSTEE-MANAGER FOR THE
FINANCIAL YEAR ENDED 31 MARCH 2020 AND THE
INDEPENDENT AUDITOR'S REPORT THEREIN
2 TO APPROVE THE PAYMENT OF DIRECTORS' FEES Mgmt For For
OF UP TO SGD 1,022,000 TO THE DIRECTORS OF
THE TRUSTEE-MANAGER FOR THE FINANCIAL YEAR
ENDING 31 MARCH 2021, PAYABLE QUARTERLY IN
ARREARS
3 TO RE-APPOINT DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS OF THE TRUSTEE-MANAGER AND
AUTHORISE DIRECTORS OF THE TRUSTEE-MANAGER
TO FIX THEIR REMUNERATION
4 TO RE-ELECT MR CHALY MAH CHEE KHEONG AS Mgmt For For
DIRECTOR OF THE TRUSTEE-MANAGER
5 TO RE-ELECT MS KOH KAH SEK AS DIRECTOR OF Mgmt For For
THE TRUSTEE-MANAGER
6 TO RE-ELECT MR SEAN PATRICK SLATTERY AS Mgmt For For
DIRECTOR OF THE TRUSTEE-MANAGER
--------------------------------------------------------------------------------------------------------------------------
NETLINK NBN TRUST Agenda Number: 713057633
--------------------------------------------------------------------------------------------------------------------------
Security: Y6S61H108
Meeting Type: AGM
Meeting Date: 28-Sep-2020
Ticker:
ISIN: SG1DH9000006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE REPORT OF THE Mgmt For For
TRUSTEE-MANAGER, STATEMENT BY THE
TRUSTEE-MANAGER AND THE AUDITED FINANCIAL
STATEMENTS OF NETLINK NBN TRUST FOR THE
FINANCIAL YEAR ENDED 31 MARCH 2020 TOGETHER
WITH THE INDEPENDENT AUDITOR'S REPORT
THEREIN
2 TO RE-APPOINT DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS OF NETLINK NBN TRUST TO HOLD
OFFICE UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING AND TO AUTHORISE THE
DIRECTORS OF THE TRUSTEE-MANAGER TO FIX
THEIR REMUNERATION
3 GENERAL MANDATE TO ISSUE UNITS IN NETLINK Mgmt For For
NBN TRUST ("UNITS")
4 PROPOSED AMENDMENT AND RESTATEMENT OF TRUST Mgmt For For
DEED
--------------------------------------------------------------------------------------------------------------------------
NHN KCP CORP. Agenda Number: 713614875
--------------------------------------------------------------------------------------------------------------------------
Security: Y7871J102
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: KR7060250008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 ELECTION OF A NON-PERMANENT DIRECTOR: JEONG Mgmt For For
YEON HUN
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NIHON KOHDEN CORPORATION Agenda Number: 714242574
--------------------------------------------------------------------------------------------------------------------------
Security: J50538115
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3706800004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ogino,
Hirokazu
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tamura,
Takashi
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hasegawa,
Tadashi
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yanagihara,
Kazuteru
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hirose, Fumio
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tanaka, Eiichi
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yoshitake,
Yasuhiro
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Obara, Minoru
2.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Muraoka,
Kanako
3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Hirata,
Shigeru
--------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH AND TELEPHONE CORPORATION Agenda Number: 714183427
--------------------------------------------------------------------------------------------------------------------------
Security: J59396101
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3735400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors
3 Approve Details of the Compensation to be Mgmt For For
received by Directors
4 Shareholder Proposal: Remove a Director Shr Against For
Shibutani, Naoki
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 713572988
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 02-Mar-2021
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE OPERATING AND FINANCIAL Mgmt For For
REVIEW OF NOVARTIS AG, THE FINANCIAL
STATEMENTS OF NOVARTIS AG AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
2020 FINANCIAL YEAR
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND FOR 2020
4 REDUCTION OF SHARE CAPITAL Mgmt For For
5 FURTHER SHARE REPURCHASES Mgmt For For
6.1 VOTE ON COMPENSATION FOR THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE: BINDING VOTE ON THE MAXIMUM
AGGREGATE AMOUNT OF COMPENSATION FOR THE
BOARD OF DIRECTORS FROM THE 2021 ANNUAL
GENERAL MEETING TO THE 2022 ANNUAL GENERAL
MEETING
6.2 VOTE ON COMPENSATION FOR THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE: BINDING VOTE ON THE MAXIMUM
AGGREGATE AMOUNT OF COMPENSATION FOR THE
EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR
2022
6.3 VOTE ON COMPENSATION FOR THE MEMBERS OF THE Mgmt Against Against
BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE: ADVISORY VOTE ON THE 2020
COMPENSATION REPORT
7.1 RE-ELECTION OF JOERG REINHARDT AS MEMBER Mgmt For For
AND CHAIRMAN OF THE BOARD OF DIRECTORS
7.2 RE-ELECTION OF NANCY C. ANDREWS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.3 RE-ELECTION OF TON BUECHNER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.4 RE-ELECTION OF PATRICE BULA AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.5 RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.6 RE-ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
7.7 RE-ELECTION OF BRIDGETTE HELLER AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.8 RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.9 RE-ELECTION OF SIMON MORONEY AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.10 RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.11 RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.12 RE-ELECTION OF ENRICO VANNI AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.13 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
8.1 RE-ELECTION OF PATRICE BULA TO THE Mgmt For For
COMPENSATION COMMITTEE
8.2 RE-ELECTION OF BRIDGETTE HELLER TO THE Mgmt For For
COMPENSATION COMMITTEE
8.3 RE-ELECTION OF ENRICO VANNI TO THE Mgmt For For
COMPENSATION COMMITTEE
8.4 RE-ELECTION OF WILLIAM T. WINTERS TO THE Mgmt For For
COMPENSATION COMMITTEE
8.5 ELECTION OF SIMON MORONEY AS NEW MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
9 RE-ELECTION OF THE STATUTORY AUDITOR: THE Mgmt Against Against
BOARD OF DIRECTORS PROPOSES THE RE-ELECTION
OF PRICEWATERHOUSECOOPERS AG AS AUDITOR FOR
THE FINANCIAL YEAR STARTING ON JANUARY 1,
2021
10 RE-ELECTION OF THE INDEPENDENT PROXY: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THE RE-ELECTION
OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY
AT LAW, BASEL, AS INDEPENDENT PROXY UNTIL
THE END OF THE NEXT ANNUAL GENERAL MEETING
11 AMENDMENT TO ARTICLE 20 PARAGRAPH 3 OF THE Mgmt For For
ARTICLES OF INCORPORATION
B GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE Mgmt Against Against
MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN
THE INVITATION TO THE ANNUAL GENERAL
MEETING, AND/OR OF MOTIONS RELATING TO
ADDITIONAL AGENDA ITEMS ACCORDING TO
ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE
OF OBLIGATIONS. I/WE INSTRUCT THE
INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR
= ACCORDING TO THE MOTION OF THE BOARD OF
DIRECTORS, AGAINST = AGAINST ALTERNATIVE
AND/OR ADDITIONAL MOTIONS, ABSTAIN =
ABSTAIN FROM VOTING)
--------------------------------------------------------------------------------------------------------------------------
PARAMOUNT BED HOLDINGS CO.,LTD. Agenda Number: 714296123
--------------------------------------------------------------------------------------------------------------------------
Security: J63525109
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3781620004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kimura,
Kyosuke
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kimura,
Tomohiko
1.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sato, Izumi
1.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Hatta,
Toshiyuki
1.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kimura, Yosuke
2 Approve Details of the Restricted-Share Mgmt Against Against
Compensation to be received by Directors
(Excluding Directors who are Audit and
Supervisory Committee Members and Outside
Directors)
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 935355342
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Segun Agbaje Mgmt For For
1B. Election of Director: Shona L. Brown Mgmt For For
1C. Election of Director: Cesar Conde Mgmt For For
1D. Election of Director: Ian Cook Mgmt Against Against
1E. Election of Director: Dina Dublon Mgmt Against Against
1F. Election of Director: Michelle Gass Mgmt For For
1G. Election of Director: Ramon L. Laguarta Mgmt For For
1H. Election of Director: Dave Lewis Mgmt For For
1I. Election of Director: David C. Page Mgmt For For
1J. Election of Director: Robert C. Pohlad Mgmt For For
1K. Election of Director: Daniel Vasella Mgmt Against Against
1L. Election of Director: Darren Walker Mgmt For For
1M. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for fiscal year
2021.
3. Advisory approval of the Company's Mgmt Against Against
executive compensation.
4. Shareholder Proposal - Special Shareholder Shr For Against
Meeting Vote Threshold.
5. Shareholder Proposal - Report on Sugar and Shr Against For
Public Health.
6. Shareholder Proposal - Report on External Shr Against For
Public Health Costs.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 935344503
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald E. Blaylock Mgmt For For
1B. Election of Director: Albert Bourla Mgmt For For
1C. Election of Director: Susan Mgmt For For
Desmond-Hellmann
1D. Election of Director: Joseph J. Echevarria Mgmt For For
1E. Election of Director: Scott Gottlieb Mgmt For For
1F. Election of Director: Helen H. Hobbs Mgmt For For
1G. Election of Director: Susan Hockfield Mgmt For For
1H. Election of Director: Dan R. Littman Mgmt For For
1I. Election of Director: Shantanu Narayen Mgmt For For
1J. Election of Director: Suzanne Nora Johnson Mgmt Against Against
1K. Election of Director: James Quincey Mgmt For For
1L. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt Against Against
independent registered public accounting
firm for 2021.
3. 2021 advisory approval of executive Mgmt For For
compensation.
4. Shareholder proposal regarding independent Shr For Against
chair policy.
5. Shareholder proposal regarding political Shr For Against
spending report.
6. Shareholder proposal regarding access to Shr For Against
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
PHARMING GROUP NV Agenda Number: 713399031
--------------------------------------------------------------------------------------------------------------------------
Security: N69603145
Meeting Type: EGM
Meeting Date: 11-Dec-2020
Ticker:
ISIN: NL0010391025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 488735 DUE TO INCLUSION OF
NON-VOTABLE RESOLUTIONS 4 AND 5. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. CHANGE OF THE COMPANY'S CORPORATE Non-Voting
GOVERNANCE STRUCTURE
3. PROPOSAL (I) TO AMEND THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION FOR THE
IMPLEMENTATION BY PHARMING OF A ONE-TIER
BOARD STRUCTURE IN ANTICIPATION OF THE
ISSUANCE AND LISTING OF AMERICAN DEPOSITORY
RECEIPTS (ADRS) ON THE NASDAQ STOCK MARKET,
(II) TO AUTHORIZE NAUTADUTILH N.V. TO
EXECUTE THE DEED OF AMENDMENT TO EFFECT
THESE AMENDMENTS, AND (III) TO DESIGNATE
THE COMPANY'S CHIEF EXECUTIVE OFFICER AND
ITS SUPERVISORY DIRECTORS (INCLUDING THE
INDIVIDUALS MENTIONED IN AGENDA ITEM 4, IF
APPOINTED) AS EXECUTIVE DIRECTOR AND
NON-EXECUTIVE BOARD MEMBERS, RESPECTIVELY,
UPON SUCH AMENDMENTS TO THE ARTICLES OF
ASSOCIATION TAKING EFFECT
4. APPOINTMENT OF TWO NEW SUPERVISORY Non-Voting
DIRECTORS
4.1 MS. BARBARA YANNI AS NEW MEMBER OF THE Mgmt For For
BOARD OF SUPERVISORY DIRECTORS WITH
IMMEDIATE EFFECT
4.2 MARK PYKETT AS NEW MEMBER OF THE BOARD OF Mgmt For For
SUPERVISORY DIRECTORS WITH IMMEDIATE EFFECT
5. REMUNERATION Non-Voting
5.1 REMUNERATION POLICY FOR THE BOARD OF Mgmt Against Against
DIRECTORS
5.2 LONG-TERM INCENTIVE (LTI) PROGRAM Non-Voting
5.2.1 APPROVAL OF THE LTI PROGRAM FOR EXECUTIVE Mgmt Against Against
BOARD MEMBERS
5.2.2 APPROVAL OF ONE-OFF TRANSITION ARRANGEMENT Mgmt Against Against
FOR IMPLEMENTATION OF THE LTI PROGRAM
6. ANY OTHER BUSINESS Non-Voting
7. CLOSING Non-Voting
CMMT 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT 07 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR MID:
497708 PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PHARMING GROUP NV Agenda Number: 713868745
--------------------------------------------------------------------------------------------------------------------------
Security: N69603145
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: NL0010391025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 549433 DUE TO RECEIVED CHANGE IN
VOTING STATUS OF RESOLUTION.2.C AND 2.D.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. ANNUAL REPORT 2020 Non-Voting
2.a EXPLANATION OF THE BUSINESS, THE OPERATIONS Non-Voting
AND THE RESULTS FOR THE YEAR ENDING ON 31
DECEMBER 2020
2.b REMUNERATION REPORT FOR 2020 (ADVISORY Mgmt Against Against
VOTING ITEM)
2.c CORPORATE GOVERNANCE Non-Voting
2.d EXPLANATION OF THE DIVIDEND POLICY Non-Voting
2.e PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
FOR 2020
2.f PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS FOR THEIR
RESPONSIBILITIES
3. APPOINTMENT OF NEW NON-EXECUTIVE DIRECTORS Non-Voting
PROPOSAL TO APPOINT, UPON BINDING
RECOMMENDATION OF THE BOARD OF DIRECTORS
3.a APPOINTMENT OF NEW NON-EXECUTIVE DIRECTOR: Mgmt For For
PROPOSAL TO APPOINT, UPON BINDING
RECOMMENDATION OF THE BOARD OF DIRECTORS:
JABINE VAN DER MEIJS
3.b APPOINTMENT OF NEW NON-EXECUTIVE DIRECTOR: Mgmt For For
PROPOSAL TO APPOINT, UPON BINDING
RECOMMENDATION OF THE BOARD OF DIRECTORS:
STEVEN BAERT
3.c APPOINTMENT OF NEW NON-EXECUTIVE DIRECTOR: Mgmt For For
PROPOSAL TO APPOINT, UPON BINDING
RECOMMENDATION OF THE BOARD OF DIRECTORS AS
NEW NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS WITH IMMEDIATE EFFECT FOR A
PERIOD OF FOUR YEARS: LEONARD KRUIMER
4. PROPOSAL TO RE-APPOINT MR. SIJMEN DE VRIES Mgmt For For
AS EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS, UPON BINDING RECOMMENDATION OF
THE BOARD OF DIRECTORS, WITH IMMEDIATE
EFFECT FOR A PERIOD OF FOUR YEARS
5. PROPOSAL TO RE-APPOINT DELOITTE ACCOUNTANTS Mgmt For For
B.V. AS THE EXTERNAL AUDITOR OF THE COMPANY
FOR THE FINANCIAL YEARS 2021 AND 2022
6. DESIGNATION OF THE BOARD OF DIRECTORS AS Non-Voting
THE COMPANY S BODY, AUTHORIZED TO: (I)
ISSUE SHARES, (II) GRANT OPTION RIGHTS AND
(III) RESTRICT OR EXCLUDE PRE-EMPTIVE
RIGHTS
6.1 GENERAL AUTHORIZATION FOR GENERIC CORPORATE Mgmt For For
PURPOSES, INCLUDING SHARE ISSUANCES
PURSUANT TO STAFF EQUITY INCENTIVE PLANS
(EXCLUDING THE CEO AND NON-EXECUTIVE
DIRECTORS), FOR A PERIOD OF EIGHTEEN MONTHS
UP TO 10% OF THE ISSUED SHARE CAPITAL
6.2 AUTHORIZATION, UP TO 10% OF THE ISSUED Mgmt Against Against
SHARE CAPITAL, FOR THE FINANCING OF MERGERS
OR ACQUISITIONS ONLY
7. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
DIRECTORS OR A PERIOD FOR A PERIOD OF
EIGHTEEN MONTHS STARTING ON 19 MAY 2021 AS
THE BODY WHICH IS AUTHORIZED, TO REPURCHASE
NOT MORE THAN 10% OF THE ISSUED CAPITAL
THROUGH THE STOCK EXCHANGE OR OTHERWISE
8. ANY OTHER BUSINESS Non-Voting
9. CLOSING Non-Voting
CMMT 03 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING FOR
RESOLUTIONS 1., 2., 3. TO 6. AND 7. TO 9.
IF YOU HAVE ALREADY SENT IN YOUR VOTES TO
MID 553282, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PLDT INC Agenda Number: 714161471
--------------------------------------------------------------------------------------------------------------------------
Security: Y7072Q103
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: PHY7072Q1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 527241 DUE TO CHANGE IN SEQUENCE
OF RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 CALL TO ORDER Mgmt Abstain Against
2 CERTIFICATION OF SERVICE OF NOTICE AND Mgmt Abstain Against
QUORUM
3 PRESIDENTS REPORT Mgmt Abstain Against
4 APPROVAL OF THE AUDITED FINANCIAL Mgmt For For
STATEMENTS FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2020 CONTAINED IN THE
COMPANY'S 2020 ANNUAL REPORT POSTED ON THE
PSE EDGE AND THE COMPANY'S WEBSITE
5 ELECTION OF DIRECTOR: MR. BERNIDO H. LIU Mgmt For For
(INDEPENDENT DIRECTOR)
6 ELECTION OF DIRECTOR: CHIEF JUSTICE ARTEMIO Mgmt Abstain Against
V. PANGANIBAN (INDEPENDENT DIRECTOR)
7 ELECTION OF DIRECTOR: MS. BERNARDINE T. SIY Mgmt For For
(INDEPENDENT DIRECTOR)
8 ELECTION OF DIRECTOR: MR. MANUEL L. ARGEL, Mgmt Abstain Against
JR
9 ELECTION OF DIRECTOR: MS. HELEN Y. DEE Mgmt Abstain Against
10 ELECTION OF DIRECTOR: ATTY. RAY C. ESPINOSA Mgmt Abstain Against
11 ELECTION OF DIRECTOR: MR. JAMES L. GO Mgmt Abstain Against
12 ELECTION OF DIRECTOR: MR. SHIGEKI HAYASHI Mgmt Abstain Against
13 ELECTION OF DIRECTOR: MR. JUNICHI IGARASHI Mgmt Abstain Against
14 ELECTION OF DIRECTOR: MR. MANUEL V. Mgmt Abstain Against
PANGILINAN
15 ELECTION OF DIRECTOR: MR. ALFREDO S. Mgmt For For
PANLILIO
16 ELECTION OF DIRECTOR: AMBASSADOR ALBERT F. Mgmt Abstain Against
DEL ROSARIO
17 ELECTION OF DIRECTOR: MS. MARIFE B. ZAMORA Mgmt Abstain Against
18 OTHER BUSINESS AS MAY PROPERLY COME BEFORE Mgmt Abstain For
THE MEETING AND AT ANY ADJOURNMENTS THEREOF
--------------------------------------------------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC CO Agenda Number: 935346963
--------------------------------------------------------------------------------------------------------------------------
Security: 736508847
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: POR
ISIN: US7365088472
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney Brown Mgmt For For
1B. Election of Director: Jack Davis Mgmt For For
1C. Election of Director: Kirby Dyess Mgmt For For
1D. Election of Director: Mark Ganz Mgmt For For
1E. Election of Director: Marie Oh Huber Mgmt For For
1F. Election of Director: Kathryn Jackson, PhD Mgmt For For
1G. Election of Director: Michael Lewis Mgmt For For
1H. Election of Director: Michael Millegan Mgmt For For
1I. Election of Director: Neil Nelson Mgmt For For
1J. Election of Director: Lee Pelton, PhD Mgmt For For
1K. Election of Director: Maria Pope Mgmt For For
1L. Election of Director: James Torgerson Mgmt For For
2. To approve, by a non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of Deloitte and Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
PREMIUM BRANDS HOLDINGS CORPORATION Agenda Number: 935367878
--------------------------------------------------------------------------------------------------------------------------
Security: 74061A108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: PRBZF
ISIN: CA74061A1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To fix the number of Directors to be Mgmt For For
elected at the Meeting at not more than
eight (8).
2 DIRECTOR
Sean Cheah Mgmt For For
Johnny Ciampi Mgmt Withheld Against
Bruce Hodge Mgmt Withheld Against
Kathleen Keller-Hobson Mgmt For For
Hugh McKinnon Mgmt Withheld Against
George Paleologou Mgmt For For
Mary Wagner Mgmt For For
John Zaplatynsky Mgmt Withheld Against
3 To approve the appointment of Mgmt For For
PricewaterhouseCoopers LLP, Chartered
Professional Accountants, as Auditors of
the Corporation for the ensuing year, and
to authorize the Directors of the
Corporation to fix the remuneration to be
paid to the Auditors.
4 The Corporation's approach to executive Mgmt Against Against
compensation described in the accompanying
Information Circular. **NOTE**: This is an
advisory vote only
--------------------------------------------------------------------------------------------------------------------------
QUALITAS CONTROLADORA SAB DE CV Agenda Number: 713743563
--------------------------------------------------------------------------------------------------------------------------
Security: P7921H130
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: MX01Q0000008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DISCUSSION, MODIFICATION OR APPROVAL, AS Mgmt For For
THE CASE MAY BE, OF THE ANNUAL REPORT
REFERRED TO IN THE GENERAL STATEMENT OF
ARTICLE 172 OF THE GENERAL CORPORATION AND
PARTNERSHIP LAW, IN RESPECT TO THE
TRANSACTIONS CARRIED OUT BY THE COMPANY AND
THE SUBSIDIARIES THEREOF, DURING THE FISCAL
YEAR COMPRISED FROM JANUARY 1 TO DECEMBER
31, 2020, WITH THE PRIOR RECOMMENDATION OF
THE AUDIT AND CORPORATE PRACTICES COMMITTEE
II REPORT ON THE COMPLIANCE WITH THE TAX Mgmt For For
OBLIGATIONS TO BE DISCHARGED BY THE COMPANY
DURING THE FISCAL YEAR ENDED AS OF DECEMBER
31, 2019
III DISCUSSION, MODIFICATION OR APPROVAL, AS Mgmt For For
THE CASE MAY BE, OF THE ANNUAL REPORT, IN
RESPECT TO THE TRANSACTIONS PERFORMED BY
THE AUDIT AND CORPORATE PRACTICES COMMITTEE
DURING THE FISCAL YEAR COMPRISED FROM
JANUARY 1 TO DECEMBER 31, 2020
IV DETERMINATION IN RESPECT TO THE ALLOCATION Mgmt For For
OF PROFITS OBTAINED BY THE COMPANY
V BOARD OF DIRECTORS REPORT IN RESPECT TO THE Mgmt For For
SHARES REPRESENTING THE COMPANY'S CAPITAL
STOCK, REPURCHASED AGAINST THE FUND FOR THE
REPURCHASE OF OWN SHARES, AS WELL AS THE
REPLACEMENT THEREOF AND DETERMINATION OF
THE AMOUNT OF FUNDS TO BE USED FOR THE
REPURCHASE OF OWN SHARES
VI APPOINTMENT OR RATIFICATION, AS THE CASE Mgmt Against Against
MAY BE, OF THE MEMBERS OF THE COMPANY'S
BOARD OF DIRECTORS, OFFICERS AND MEMBERS OF
THE COMPANY'S INTERMEDIATE ADMINISTRATION
BODIES
VII DETERMINATION OF COMPENSATIONS TO THE Mgmt For For
MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS
AND OF THE COMPANY'S INTERMEDIATE
ADMINISTRATION BODIES
VIII CAPITAL STOCK DECREASE DUE TO THE Mgmt For For
CANCELLATION OF TREASURY SHARES
IX PARTIAL AMENDMENT TO THE CORPORATE BYLAWS Mgmt For For
AS A CONSEQUENCE OF THE CAPITAL STOCK
DECREASE
X APPOINTMENT OF SPECIAL REPRESENTATIVES TO Mgmt For For
FORMALIZE AND EXECUTE THE RESOLUTIONS TO BE
ADOPTED
CMMT 06 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM AGM TO MIX. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
QUEBECOR INC. Agenda Number: 935398138
--------------------------------------------------------------------------------------------------------------------------
Security: 748193208
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: QBCRF
ISIN: CA7481932084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Chantal Belanger Mgmt For For
Lise Croteau Mgmt For For
Normand Provost Mgmt For For
2 Appoint Ernst & Young LLP as external Mgmt For For
auditor.
3 Adoption of an advisory resolution on the Mgmt For For
Board of Directors of the Corporation's
approach to executive compensation
--------------------------------------------------------------------------------------------------------------------------
REIT 1 LTD Agenda Number: 712905390
--------------------------------------------------------------------------------------------------------------------------
Security: M8209Q100
Meeting Type: MIX
Meeting Date: 30-Jul-2020
Ticker:
ISIN: IL0010989205
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1.1 REELECT DROR GAD AS DIRECTOR Mgmt For For
1.2 REELECT DAVID BARUCH AS DIRECTOR Mgmt Against Against
1.3 REELECT YITZHAK SHARIR AS DIRECTOR Mgmt For For
1.4 REELECT YEKUTIEL GAVISH AS DIRECTOR Mgmt Against Against
1.5 REELECT OFER ERDMAN AS DIRECTOR Mgmt Against Against
2 REAPPOINT BDO ZIV HAFT AS AUDITORS AND Mgmt Against Against
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
3 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
4 REELECT IRIT SHLOMI AS EXTERNAL DIRECTOR Mgmt For For
5 APPROVE RENEWAL OF MANAGEMENT SERVICE Mgmt For For
AGREEMENT WITH MANAGEMENT COMPANY
6 APPROVE AMENDED COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935329816
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Special
Meeting Date: 11-Mar-2021
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the S&P Global Share Issuance. Mgmt For For
To vote on a proposal to approve the
issuance of S&P Global Inc. common stock,
par value $1.00 per share, to the
shareholders of IHS Markit Ltd. in
connection with the merger contemplated by
Agreement and Plan of Merger dated Nov. 29,
2020, as amended by Amendment No. 1, dated
as of January 20, 2021, and as it may
further be amended from time to time, by
and among S&P Global Inc., Sapphire
Subsidiary, Ltd. and IHS Markit Ltd.
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935381462
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marco Alvera Mgmt For For
1b. Election of Director: William J. Amelio Mgmt For For
1c. Election of Director: William D. Green Mgmt For For
1d. Election of Director: Stephanie C. Hill Mgmt For For
1e. Election of Director: Rebecca Jacoby Mgmt For For
1f. Election of Director: Monique F. Leroux Mgmt Against Against
1g. Election of Director: Ian P. Livingston Mgmt For For
1h. Election of Director: Maria R. Morris Mgmt For For
1i. Election of Director: Douglas L. Peterson Mgmt For For
1j. Election of Director: Edward B. Rust, Jr. Mgmt Against Against
1k. Election of Director: Kurt L. Schmoke Mgmt Against Against
1l. Election of Director: Richard E. Thornburgh Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
executive compensation program for the
Company's named executive officers.
3. Ratify the selection of Ernst & Young LLP Mgmt Against Against
as our independent auditor for 2021.
4. Approve, on an advisory basis, the Mgmt For For
Company's Greenhouse Gas (GHG) Emissions
Reduction Plan.
5. Shareholder proposal to transition to a Shr Against For
Public Benefit Corporation.
--------------------------------------------------------------------------------------------------------------------------
SAFETY INSURANCE GROUP, INC. Agenda Number: 935373388
--------------------------------------------------------------------------------------------------------------------------
Security: 78648T100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: SAFT
ISIN: US78648T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve a Mgmt Abstain Against
three year term expiring in 2024: Peter J.
Manning
1B. Election of Class I Director to serve a Mgmt For For
three year term expiring in 2024: Mary C.
Moran
2. Ratification of the Appointment of Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP.
3. Advisory Vote on Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SANOFI SA Agenda Number: 713892962
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: MIX
Meeting Date: 30-Apr-2021
Ticker:
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 553318 DUE TO RECEIPT OF
DELETION OF RESOLUTION 7. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104122100899-44
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND
4 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt For For
GILLES SCHNEPP AS DIRECTOR
5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
FABIENNE LECORVAISIER AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
MELANIE LEE AS DIRECTOR
7 APPOINTMENT OF MRS. BARBARA LAVERNOS AS Mgmt For For
DIRECTOR
8 APPROVAL OF THE COMPENSATION REPORT FOR Mgmt For For
CORPORATE OFFICERS ISSUED PURSUANT TO
ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL
CODE
9 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. SERGE
WEINBERG, CHAIRMAN OF THE BOARD OF
DIRECTORS
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt Against Against
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. PAUL HUDSON,
CHIEF EXECUTIVE OFFICER
11 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
DIRECTORS
12 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
13 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt Against Against
CHIEF EXECUTIVE OFFICER
14 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO TRADE IN THE
COMPANY'S SHARES (TO BE USED OUTSIDE OF
PUBLIC OFFERING PERIODS)
15 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO REDUCE THE SHARE
CAPITAL BY CANCELLING TREASURY SHARES
16 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY, OF ANY
SUBSIDIARY AND/OR OF ANY OTHER COMPANY (TO
BE USED OUTSIDE OF PUBLIC OFFERING PERIODS)
17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY, OF ANY
SUBSIDIARY AND/OR OF ANY OTHER COMPANY, BY
WAY OF A PUBLIC OFFERING OTHER THAN THAT
MENTIONED IN ARTICLE L. 411-2-1DECREE OF
THE FRENCH MONETARY AND FINANCIAL CODE (TO
BE USED OUTSIDE OF PUBLIC OFFERING PERIODS)
18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY, OF ANY
SUBSIDIARY AND/OR OF ANY OTHER COMPANY,
WITHIN THE CONTEXT OF AN OFFER REFERRED TO
IN ARTICLE L. 411-2 1DECREE OF THE FRENCH
MONETARY AND FINANCIAL CODE (OFFER RESERVED
FOR A RESTRICTED CIRCLE OF INVESTORS) ( TO
BE USED OUTSIDE OF PUBLIC OFFERING PERIODS)
19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE OF DEBT SECURITIES GRANTING ACCESS TO
THE CAPITAL OF SUBSIDIARIES OF THE COMPANY
AND/OR OF ANY OTHER COMPANY) (TO BE USED
OUTSIDE OF PUBLIC OFFERING PERIODS)
20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF AN ISSUE OF COMMON SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL OF THE COMPANY, OF
ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY
WITH OR WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT) (TO BE USED OUTSIDE OF
PUBLIC OFFERING PERIODS)
21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO ISSUE,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY, OF ONE OF ITS
SUBSIDIARIES AND/OR OF ANOTHER COMPANY IN
CONSIDERATION OF CONTRIBUTIONS IN KIND) (TO
BE USED OUTSIDE OF PUBLIC OFFERING PERIODS)
22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO DECIDE
TO INCREASE THE SHARE CAPITAL BY
CAPITALISATION OF PREMIUMS, RESERVES,
PROFITS OR OTHERS) (TO BE USED OUTSIDE OF
PUBLIC OFFERING PERIODS)
23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE OF SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE COMPANY'S CAPITAL
RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER
24 AUTHORISATION GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS IN ORDER TO PROCEED WITH FREE
ALLOCATIONS OF EXISTING SHARES OR SHARES TO
BE ISSUED FOR THE BENEFIT OF EMPLOYEES AND
CORPORATE OFFICERS OF THE GROUP OR SOME OF
THEM
25 AMENDMENT OF ARTICLE 13 OF THE BY-LAWS IN Mgmt For For
ORDER TO ALLOW THE BOARD OF DIRECTORS TO
TAKE DECISIONS BY WRITTEN CONSULTATION
26 AMENDMENT TO ARTICLE 14 AND ARTICLE 17 OF Mgmt For For
THE BY-LAWS IN ORDER TO ALIGN THEIR CONTENT
WITH THE PACTE LAW
27 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SATS LTD Agenda Number: 713057645
--------------------------------------------------------------------------------------------------------------------------
Security: Y7992U101
Meeting Type: AGM
Meeting Date: 24-Sep-2020
Ticker:
ISIN: SG1I52882764
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE DIRECTORS' STATEMENT, THE Mgmt For For
AUDITED FINANCIAL STATEMENTS AND THE
AUDITORS' REPORT THEREON
2 RE-ELECTION OF MR YAP KIM WAH AS DIRECTOR Mgmt For For
3 RE-ELECTION OF MR ACHAL AGARWAL AS DIRECTOR Mgmt For For
4 RE-ELECTION OF MR CHIA KIM HUAT AS DIRECTOR Mgmt For For
5 RE-ELECTION OF MS JESSICA TAN SOON NEO AS Mgmt For For
DIRECTOR
6 APPROVAL OF DIRECTORS' FEES FOR THE Mgmt For For
FINANCIAL YEAR ENDING 31 MARCH 2021
7 RE-APPOINTMENT OF AUDITORS AND Mgmt For For
AUTHORISATION FOR DIRECTORS TO FIX THEIR
REMUNERATION: MESSRS KPMG LLP
8 TO GRANT AUTHORITY TO THE DIRECTORS TO Mgmt For For
ISSUE ADDITIONAL SHARES AND CONVERTIBLE
INSTRUMENTS PURSUANT TO SECTION 161 OF THE
COMPANIES ACT, CHAPTER 50 OF SINGAPORE
9 TO GRANT AUTHORITY TO THE DIRECTORS TO Mgmt Against Against
GRANT AWARDS AND ISSUE SHARES IN ACCORDANCE
WITH THE PROVISIONS OF THE SATS PERFORMANCE
SHARE PLAN AND THE SATS RESTRICTED SHARE
PLAN
10 TO APPROVE THE PROPOSED RENEWAL OF THE Mgmt For For
MANDATE FOR INTERESTED PERSON TRANSACTIONS
11 TO APPROVE THE PROPOSED RENEWAL OF THE Mgmt For For
SHARE PURCHASE MANDATE
CMMT 27 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 7. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SERIA CO.,LTD. Agenda Number: 714252614
--------------------------------------------------------------------------------------------------------------------------
Security: J7113X106
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3423520000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kawai, Eiji
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Iwama, Yasushi
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tanaka,
Masahiro
--------------------------------------------------------------------------------------------------------------------------
SHENG SIONG GROUP LTD Agenda Number: 713834390
--------------------------------------------------------------------------------------------------------------------------
Security: Y7709X109
Meeting Type: AGM
Meeting Date: 26-Apr-2021
Ticker:
ISIN: SG2D54973185
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTORS' STATEMENT AND AUDITED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF PAYMENT OF THE FINAL DIVIDEND: Mgmt For For
TO DECLARE A FINAL (ONE-TIER TAX EXEMPT)
DIVIDEND OF 3.0 CENTS PER ORDINARY SHARE
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2020
3 RE-ELECTION ON OF MR. LIM HOCK CHEE AS A Mgmt For For
DIRECTOR
4 RE-ELECTION ON OF MS. LIN RUIWEN AS A Mgmt For For
DIRECTOR
5 RE-ELECTION ON OF MR. LEE TECK LENG, ROBSON Mgmt Against Against
AS A DIRECTOR
6 RE-ELECTION ON OF MS. TAN POH HONG AS A Mgmt For For
DIRECTOR
7 APPROVAL OF DIRECTORS' FEES AMOUNTING TO Mgmt For For
SGD 300,000 FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
8 RE-APPOINTMENT OF KPMG LLP AS AUDITORS AND Mgmt For For
TO AUTHORISE THE BOARD OF DIRECTORS OF THE
COMPANY TO FIX THEIR REMUNERATION
9 AUTHORITY TO ALLOT AND ISSUE SHARES IN THE Mgmt Against Against
CAPITAL OF THE COMPANY - SHARE ISSUE
MANDATE
10 AUTHORITY TO GRANT OPTIONS AND ISSUE SHARES Mgmt Against Against
UNDER THE SHENG SIONG SHARE AWARD SCHEME
--------------------------------------------------------------------------------------------------------------------------
SPARK NEW ZEALAND LTD Agenda Number: 713163272
--------------------------------------------------------------------------------------------------------------------------
Security: Q8619N107
Meeting Type: AGM
Meeting Date: 06-Nov-2020
Ticker:
ISIN: NZTELE0001S4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT DELOITTE LIMITED IS APPOINTED AS Mgmt For For
AUDITOR OF SPARK AND THE DIRECTORS OF SPARK
ARE AUTHORISED TO FIX THE AUDITOR'S
REMUNERATION
2 THAT MR PAUL BERRIMAN, WHO RETIRES BY Mgmt For For
ROTATION AND IS ELIGIBLE FOR RE-ELECTION,
IS RE-ELECTED AS A DIRECTOR OF SPARK
3 THAT MR CHARLES SITCH, WHO RETIRES BY Mgmt For For
ROTATION AND IS ELIGIBLE FOR RE-ELECTION,
IS RE-ELECTED AS A DIRECTOR OF SPARK
--------------------------------------------------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC. Agenda Number: 935380422
--------------------------------------------------------------------------------------------------------------------------
Security: 85208M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SFM
ISIN: US85208M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph Fortunato Mgmt For For
Lawrence P. Molloy Mgmt Withheld Against
Joseph D. O'Leary Mgmt For For
2. To vote on a non-binding advisory Mgmt For For
resolution to approve the compensation paid
to our named executive officers for fiscal
2020 ("say-on-pay").
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending January 2,
2022.
--------------------------------------------------------------------------------------------------------------------------
STELLA-JONES INC. Agenda Number: 935388113
--------------------------------------------------------------------------------------------------------------------------
Security: 85853F105
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: STLJF
ISIN: CA85853F1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Robert Coallier Mgmt For For
Anne E. Giardini Mgmt For For
Rhodri J. Harries Mgmt For For
Karen Laflamme Mgmt For For
Katherine A. Lehman Mgmt For For
James A. Manzi, Jr. Mgmt For For
Douglas Muzyka Mgmt For For
Simon Pelletier Mgmt For For
eric Vachon Mgmt For For
Mary Webster Mgmt For For
2 Appointment of PricewaterhouseCoopers LLP Mgmt For For
as Auditors of the Corporation for the
ensuing year and authorizing the Directors
to fix their remuneration.
3 The adoption of an advisory non-binding Mgmt Against Against
resolution in respect of the Company's
approach to executive compensation.
--------------------------------------------------------------------------------------------------------------------------
STRAUSS GROUP LTD Agenda Number: 713059928
--------------------------------------------------------------------------------------------------------------------------
Security: M8553H110
Meeting Type: AGM
Meeting Date: 30-Sep-2020
Ticker:
ISIN: IL0007460160
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2 REAPPOINT SOMEKH CHAIKIN AS AUDITORS AND Mgmt Against Against
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
3.1 REELECT ADI NATHAN STRAUSS AS DIRECTOR Mgmt Against Against
3.2 REELECT GALIA MAOR AS DIRECTOR Mgmt Against Against
3.3 REELECT ARIE OVADIA AS DIRECTOR Mgmt Against Against
4 APPROVE GRANT OF OPTIONS EXERCISABLE INTO Mgmt Against Against
ORDINARY SHARES TO GIORA BAR DEA, CEO
5 APPROVE COMPENSATION OF ADI NATHAN STRAUSS, Mgmt For For
EXPERT DIRECTOR AND CONTROLLER'S RELATIVE
6 APPROVE PREMIUM OF LIABILITY INSURANCE Mgmt For For
POLICY TO DIRECTORS/OFFICERS
A VOTE FOR IF YOU ARE A CONTROLLING Mgmt Against
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN
ONE OR SEVERAL RESOLUTIONS, AS INDICATED IN
THE PROXY CARD; OTHERWISE, VOTE AGAINST.
YOU MAY NOT ABSTAIN. IF YOU VOTE FOR,
PLEASE PROVIDE AN EXPLANATION TO YOUR
ACCOUNT MANAGER
B.1 IF YOU ARE AN INTEREST HOLDER AS DEFINED IN Mgmt Against
SECTION 1 OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST
B.2 IF YOU ARE A SENIOR OFFICER AS DEFINED IN Mgmt Against
SECTION 37(D) OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST
B.3 IF YOU ARE AN INSTITUTIONAL INVESTOR AS Mgmt For
DEFINED IN REGULATION 1 OF THE SUPERVISION
FINANCIAL SERVICES REGULATIONS 2009 OR A
MANAGER OF A JOINT INVESTMENT TRUST FUND AS
DEFINED IN THE JOINT INVESTMENT TRUST LAW,
1994, VOTE FOR. OTHERWISE, VOTE AGAINST
--------------------------------------------------------------------------------------------------------------------------
STRAUSS GROUP LTD Agenda Number: 714262540
--------------------------------------------------------------------------------------------------------------------------
Security: M8553H110
Meeting Type: SGM
Meeting Date: 30-Jun-2021
Ticker:
ISIN: IL0007460160
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 ELECT ZIPORA (TZIPI) OZER-ARMON AS DIRECTOR Mgmt For For
2 ISSUE EXEMPTION AGREEMENT RENEWAL TO ADI Mgmt For For
NATHAN STRAUSS, CONTROLLER
3 APPROVE AMENDMENT IN COMPENSATION POLICY Mgmt For For
FOR THE DIRECTORS AND OFFICERS OF THE
COMPANY
A VOTE FOR IF YOU ARE A CONTROLLING Mgmt Against
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN
ONE OR SEVERAL RESOLUTIONS, AS INDICATED IN
THE PROXY CARD; OTHERWISE, VOTE AGAINST.
YOU MAY NOT ABSTAIN. IF YOU VOTE FOR,
PLEASE PROVIDE AN EXPLANATION TO YOUR
ACCOUNT MANAGER
B.1 IF YOU ARE AN INTEREST HOLDER AS DEFINED IN Mgmt Against
SECTION 1 OF THE SECURITIES LAW, 1968, VOTE
FOR. OTHERWISE, VOTE AGAINST
B.2 IF YOU ARE A SENIOR OFFICER AS DEFINED IN Mgmt Against
SECTION 37(D) OF THE SECURITIES LAW, 1968,
VOTE FOR. OTHERWISE, VOTE AGAINST
B.3 IF YOU ARE AN INSTITUTIONAL INVESTOR AS Mgmt For
DEFINED IN REGULATION 1 OF THE SUPERVISION
FINANCIAL SERVICES REGULATIONS 2009 OR A
MANAGER OF A JOINT INVESTMENT TRUST FUND AS
DEFINED IN THE JOINT INVESTMENT TRUST LAW,
1994, VOTE FOR. OTHERWISE, VOTE AGAINST
--------------------------------------------------------------------------------------------------------------------------
SUGI HOLDINGS CO.,LTD. Agenda Number: 714019052
--------------------------------------------------------------------------------------------------------------------------
Security: J7687M106
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: JP3397060009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Sakakibara, Eiichi Mgmt For For
1.2 Appoint a Director Sugiura, Katsunori Mgmt For For
1.3 Appoint a Director Sugiura, Shinya Mgmt For For
1.4 Appoint a Director Kamino, Shigeyuki Mgmt For For
1.5 Appoint a Director Hayama, Yoshiko Mgmt For For
1.6 Appoint a Director Hori, Michiko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUNDRUG CO.,LTD. Agenda Number: 714312369
--------------------------------------------------------------------------------------------------------------------------
Security: J78089109
Meeting Type: AGM
Meeting Date: 26-Jun-2021
Ticker:
ISIN: JP3336600006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUZUKEN CO.,LTD. Agenda Number: 714244299
--------------------------------------------------------------------------------------------------------------------------
Security: J78454105
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3398000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Increase the Board of Mgmt For For
Directors Size, Transition to a Company
with Supervisory Committee
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Bessho,
Yoshiki
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Miyata, Hiromi
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Asano, Shigeru
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tamura,
Hisashi
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Takahashi,
Chie
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Usui, Yasunori
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Samura,
Shunichi
3.1 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Ueda, Keisuke
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Iwatani,
Toshiaki
3.3 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Ogasawara,
Takeshi
4 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Usui,
Yasunori
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
6 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
7 Approve Details of the Restricted-Share Mgmt Against Against
Compensation to be received by Directors
(Excluding Non-Executive Directors,
Directors who are Audit and Supervisory
Committee Members and Outside Directors)
--------------------------------------------------------------------------------------------------------------------------
TAICHUNG COMMERCIAL BANK Agenda Number: 714019658
--------------------------------------------------------------------------------------------------------------------------
Security: Y8371H109
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: TW0002812005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RATIFICATION OF THE PROPOSAL OF THE 2020 Mgmt For For
BUSINESS REPORT AND FINANCIAL STATEMENTS.
2 RATIFICATION OF THE PROPOSAL OF THE 2020 Mgmt For For
EARNINGS DISTRIBUTION STATEMENT. PROPOSED
STOCK DIVIDEND: TWD 0.45 PER SHARE.
PROPOSED CASH DIVIDEND: TWD 0.24 PER SHARE
3 DISCUSSION OF THE HANDLING THE ISSUANCE OF Mgmt For For
NEW SHARES ISSUED THROUGH CAPITALIZATION OF
EARNINGS IN 2020
4 DISCUSSION OF THE AMENDMENTS TO PARTIAL Mgmt For For
PROVISIONS OF THE COMPANY CORPORATE
CHARTER. (ARTICLES OF INCORPORATION)
5 DISCUSSION OF THE AMENDMENTS TO PARTIAL Mgmt For For
PROVISIONS OF THE REGULATIONS GOVERNING
SELECTION OF DIRECTORS.
6 DISCUSSION OF THE AMENDMENTS TO PARTIAL Mgmt For For
PROVISIONS OF THE RULES OF PROCEDURE FOR
SHAREHOLDERS MEETING.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SECOM Agenda Number: 714172068
--------------------------------------------------------------------------------------------------------------------------
Security: Y8461H100
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: TW0009917005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECOGNITION OF THE 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS
2 RECOGNITION OF DISTRIBUTION OF THE 2020 Mgmt For For
RETAINED EARNINGS. PROPOSED CASH DIVIDEND:
TWD 4.92 PER SHARE.
3 DISTRIBUTION OF CASH DIVIDEND BY CAPITAL Mgmt For For
SURPLUS.PROPOSED CASH DIVIDEND: TWD 0.08
PER SHARE.
CMMT 18 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTIONS 1 TO 3. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TALANX AG Agenda Number: 713730403
--------------------------------------------------------------------------------------------------------------------------
Security: D82827110
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: DE000TLX1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.50 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt Against Against
FISCAL YEAR 2020
5 APPROVE REMUNERATION POLICY Mgmt Against Against
6 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
7 AMEND ARTICLES RE: SIMPLE MAJORITY Mgmt For For
REQUIREMENT FOR PASSING RESOLUTIONS
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935412635
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Robert L. Edwards Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Donald R. Knauss Mgmt For For
1G. Election of Director: Christine A. Leahy Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
1K. Election of Director: Kenneth L. Salazar Mgmt For For
1L. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt Against Against
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt Against Against
basis, our executive compensation (Say on
Pay).
4. Shareholder proposal to amend the proxy Shr For Against
access bylaw to remove the shareholder
group limit.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935377437
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Christopher Bischoff
1B. Election of Director for a term of one Mgmt For For
year: Karen L. Daniel
1C. Election of Director for a term of one Mgmt For For
year: Sandra L. Fenwick
1D. Election of Director for a term of one Mgmt For For
year: William H. Frist, MD
1E. Election of Director for a term of one Mgmt For For
year: Jason Gorevic
1F. Election of Director for a term of one Mgmt For For
year: Catherine A. Jacobson
1G. Election of Director for a term of one Mgmt For For
year: Thomas G. McKinley
1H. Election of Director for a term of one Mgmt For For
year: Kenneth H. Paulus
1I. Election of Director for a term of one Mgmt For For
year: David Shedlarz
1J. Election of Director for a term of one Mgmt For For
year: Mark Douglas Smith, MD
1K. Election of Director for a term of one Mgmt For For
year: David B. Snow, Jr.
2. Approve, on an advisory basis, the Mgmt For For
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TELENET GROUP HOLDING NV Agenda Number: 713333045
--------------------------------------------------------------------------------------------------------------------------
Security: B89957110
Meeting Type: EGM
Meeting Date: 03-Dec-2020
Ticker:
ISIN: BE0003826436
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. PROPOSED RESOLUTION: ON THE RECOMMENDATION Mgmt For For
OF THE BOARD OF DIRECTORS, THE SPECIAL
SHAREHOLDERS MEETING RESOLVES TO APPROVE AN
INTERMEDIATE DIVIDEND PER SHARE OF EUR
1.375, OR IN TOTAL EUR 150.1 MILLION ON THE
DATE OF 29 OCTOBER 2020, PAYABLE AS FROM 8
DECEMBER 2020, BY DEDUCTION FROM THE
AVAILABLE RESERVES OF THE COMPANY
2. PROPOSED RESOLUTION: THE SPECIAL Mgmt For For
SHAREHOLDERS? MEETING RESOLVES TO DELEGATE
TO THE BOARD OF DIRECTORS ALL FURTHER
POWERS WITH REGARD TO THE PAYMENT OF THE
INTERMEDIATE DIVIDEND TO THE SHAREHOLDERS
CMMT 09 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TELENET GROUP HOLDING NV Agenda Number: 713732851
--------------------------------------------------------------------------------------------------------------------------
Security: B89957110
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: BE0003826436
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. REPORTS ON THE STATUTORY FINANCIAL Non-Voting
STATEMENTS: COMMUNICATION OF AND DISCUSSION
ON THE ANNUAL REPORT OF THE BOARD OF
DIRECTORS AND THE REPORT OF THE STATUTORY
AUDITOR ON THE STATUTORY FINANCIAL
STATEMENTS, FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2020
2. CONSOLIDATED FINANCIAL STATEMENTS AND Non-Voting
REPORTS ON THE CONSOLIDATED FINANCIAL
STATEMENTS: COMMUNICATION OF AND DISCUSSION
ON (I) THE CONSOLIDATED FINANCIAL
STATEMENTS, (II) THE ANNUAL REPORT OF THE
BOARD OF DIRECTORS AND (III) THE REPORT OF
THE STATUTORY AUDITOR ON THE CONSOLIDATED
FINANCIAL STATEMENTS, FOR THE FINANCIAL
YEAR ENDED ON DECEMBER 31, 2020
3. COMMUNICATION AND APPROVAL OF THE STATUTORY Mgmt For For
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED ON DECEMBER 31, 2020, AND OF THE
PROPOSED ALLOCATION OF THE RESULT,
INCLUDING THE APPROVAL OF A DIVIDEND. POWER
OF ATTORNEY. PROPOSED RESOLUTION: APPROVAL
OF THE STATUTORY FINANCIAL STATEMENTS FOR
THE FINANCIAL YEAR ENDED ON DECEMBER 31,
2020, AND OF THE PROPOSED ALLOCATION OF THE
RESULT, INCLUDING THE APPROVAL OF A
DIVIDEND OF EUR 1.375 PER SHARE GROSS,
PAYABLE AS FROM 5 MAY 2021. THIS REPRESENTS
AN AGGREGATE AMOUNT OF EUR 150.1 MILLION
GROSS AS PER 19 MARCH 2021 WHILE NOTING
THAT THIS AGGREGATE AMOUNT MAY CHANGE IN
FUNCTION OF POSSIBLE CHANGES IN THE NUMBER
OF OWN SHARES HELD BY THE COMPANY ON THE
RECORD DATE FOR THE PAYMENT OF THE
DIVIDEND. THE ANNUAL GENERAL MEETING
DELEGATES ALL FURTHER POWERS WITH REGARD TO
THE PAYMENT OF THE DIVIDEND TO THE BOARD OF
DIRECTORS
4. COMMUNICATION OF AND APPROVAL OF THE Mgmt Against Against
REMUNERATION REPORT, INCLUDED IN THE ANNUAL
REPORT OF THE BOARD OF DIRECTORS, FOR THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2020.
PROPOSED RESOLUTION: APPROVAL OF THE
REMUNERATION REPORT, AS INCLUDED IN THE
ANNUAL REPORT OF THE BOARD OF DIRECTORS,
FOR THE FINANCIAL YEAR ENDED ON DECEMBER
31, 2020
5. IN ACCORDANCE WITH ARTICLE 7:89/1 OF THE Mgmt Against Against
BELGIAN CODE OF COMPANIES AND ASSOCIATIONS,
THE COMPANY IS REQUIRED TO ESTABLISH A
REMUNERATION POLICY AND TO SUBMIT SUCH
POLICY TO THE APPROVAL OF THE GENERAL
SHAREHOLDERS MEETING. THE REMUNERATION
POLICY ALSO TAKES INTO ACCOUNT THE
RECOMMENDATION OF PROVISION 7.1 OF THE
BELGIAN CORPORATE GOVERNANCE CODE 2020.
PROPOSED RESOLUTION APPROVAL OF THE
REMUNERATION POLICY
6. TO GRANT DISCHARGE FROM LIABILITY TO THE Non-Voting
DIRECTORS WHO WERE IN OFFICE DURING THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2020,
FOR THE EXERCISE OF THEIR MANDATE DURING
SAID FINANCIAL YEAR
6.a. TO GRANT DISCHARGE FROM LIABILITY TO THE Mgmt For For
DIRECTORS WHO WERE IN OFFICE DURING THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2020,
FOR THE EXERCISE OF THEIR MANDATE DURING
SAID FINANCIAL YEAR: BERT DE GRAEVE (IDW
CONSULT BV)
6.b. TO GRANT DISCHARGE FROM LIABILITY TO THE Mgmt For For
DIRECTORS WHO WERE IN OFFICE DURING THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2020,
FOR THE EXERCISE OF THEIR MANDATE DURING
SAID FINANCIAL YEAR: JO VAN BIESBROECK
(JOVB BV)
6.c. TO GRANT DISCHARGE FROM LIABILITY TO THE Mgmt For For
DIRECTORS WHO WERE IN OFFICE DURING THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2020,
FOR THE EXERCISE OF THEIR MANDATE DURING
SAID FINANCIAL YEAR: CHRISTIANE FRANCK
6.d. TO GRANT DISCHARGE FROM LIABILITY TO THE Mgmt For For
DIRECTORS WHO WERE IN OFFICE DURING THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2020,
FOR THE EXERCISE OF THEIR MANDATE DURING
SAID FINANCIAL YEAR: JOHN PORTER
6.e. TO GRANT DISCHARGE FROM LIABILITY TO THE Mgmt For For
DIRECTORS WHO WERE IN OFFICE DURING THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2020,
FOR THE EXERCISE OF THEIR MANDATE DURING
SAID FINANCIAL YEAR: CHARLES H. BRACKEN
6.f. TO GRANT DISCHARGE FROM LIABILITY TO THE Mgmt For For
DIRECTORS WHO WERE IN OFFICE DURING THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2020,
FOR THE EXERCISE OF THEIR MANDATE DURING
SAID FINANCIAL YEAR: MANUEL KOHNSTAMM
6.g. TO GRANT DISCHARGE FROM LIABILITY TO THE Mgmt For For
DIRECTORS WHO WERE IN OFFICE DURING THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2020,
FOR THE EXERCISE OF THEIR MANDATE DURING
SAID FINANCIAL YEAR: SEVERINA PASCU
6.h. TO GRANT DISCHARGE FROM LIABILITY TO THE Mgmt For For
DIRECTORS WHO WERE IN OFFICE DURING THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2020,
FOR THE EXERCISE OF THEIR MANDATE DURING
SAID FINANCIAL YEAR: AMY BLAIR
6.i. TO GRANT DISCHARGE FROM LIABILITY TO THE Mgmt For For
DIRECTORS WHO WERE IN OFFICE DURING THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2020,
FOR THE EXERCISE OF THEIR MANDATE DURING
SAID FINANCIAL YEAR: ENRIQUE RODRIGUEZ
7. TO GRANT DISCHARGE FROM LIABILITY TO THE Mgmt For For
STATUTORY AUDITOR FOR THE EXERCISE OF HIS
MANDATE DURING THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2020
8. RE-APPOINTMENT OF A DIRECTOR: TAKING INTO Non-Voting
ACCOUNT THE ADVICE OF THE REMUNERATION AND
NOMINATION COMMITTEE OF THE BOARD, THE
BOARD RECOMMENDS ADOPTING THE FOLLOWING
RESOLUTIONS. FOR FURTHER INFORMATION, IN
RELATION TO THE RELEVANT PERSON PROPOSED TO
BE (RE-)APPOINTED AND HIS RESUME, REFERENCE
IS MADE TO THE CORPORATE GOVERNANCE
STATEMENT IN THE ANNUAL REPORT OF THE BOARD
8.a. RE-APPOINTMENT OF MR. JOHN PORTER AS Mgmt For For
DIRECTOR OF THE COMPANY, FOR A TERM OF 4
YEARS, WITH IMMEDIATE EFFECT AND UNTIL THE
CLOSING OF THE GENERAL SHAREHOLDERS MEETING
OF 2025 WHICH WILL BE HELD TO DELIBERATE ON
THE FINANCIAL STATEMENTS OF THE FINANCIAL
YEAR ENDED ON DECEMBER 31, 2024
8.b. THE MANDATE OF THE DIRECTOR APPOINTED IS Mgmt For For
NOT REMUNERATED
9. RATIFICATION AND APPROVAL IN ACCORDANCE Mgmt Against Against
WITH ARTICLE 7:151 OF THE BELGIAN CODE OF
COMPANIES AND ASSOCIATIONS: RATIFICATION
AND APPROVAL, IN AS FAR AS NEEDED AND
APPLICABLE, IN ACCORDANCE WITH ARTICLE
7:151 OF THE BELGIAN CODE OF COMPANIES AND
ASSOCIATIONS, OF THE TERMS AND CONDITIONS
OF (I) THE PERFORMANCE SHARE PLANS, (II)
THE SHARE OPTION PLANS AND (III) THE
RESTRICTED SHARE PLANS ISSUED ON 11 MAY
2020 TO (SELECTED) EMPLOYEES OF THE
COMPANY, WHICH MAY GRANT RIGHTS THAT EITHER
COULD HAVE A SUBSTANTIAL IMPACT ON THE
COMPANY'S ASSETS OR COULD GIVE RISE TO
SUBSTANTIAL LIABILITY OR OBLIGATION OF THE
COMPANY IN CASE OF A CHANGE OF CONTROL OVER
THE COMPANY OR A PUBLIC TAKEOVER BID ON THE
SHARES OF THE COMPANY
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTIONS 5 AND 8.A. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 713856310
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802057.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802049.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR 'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR YANG SIU SHUN AS DIRECTOR Mgmt For For
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION: PRICEWATERHOUSECOOPERS AS
AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
CMMT 12 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 714010410
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: EGM
Meeting Date: 20-May-2021
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042302014.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO ADOPT THE SHARE OPTION PLAN OF CHINA Mgmt Against Against
LITERATURE LIMITED
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 935387402
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald E. Brown Mgmt For For
1B. Election of Director: Kermit R. Crawford Mgmt For For
1C. Election of Director: Michael L. Eskew Mgmt For For
1D. Election of Director: Richard T. Hume Mgmt For For
1E. Election of Director: Margaret M. Keane Mgmt For For
1F. Election of Director: Siddharth N. Mehta Mgmt For For
1G. Election of Director: Jacques P. Perold Mgmt For For
1H. Election of Director: Andrea Redmond Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Judith A. Sprieser Mgmt Against Against
1K. Election of Director: Perry M. Traquina Mgmt For For
1L. Election of Director: Thomas J. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of the named executives.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as Allstate's independent
registered public accountant for 2021.
4. Shareholder proposal to amend proxy access. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 935377300
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P. M. Arway Mgmt For For
J. W. Brown Mgmt For For
M. G. Buck Mgmt For For
V. L. Crawford Mgmt For For
R. M. Dutkowsky Mgmt For For
M. K. Haben Mgmt For For
J. C. Katzman Mgmt For For
M. D. Koken Mgmt For For
R. M. Malcolm Mgmt For For
A. J. Palmer Mgmt For For
J. R. Perez Mgmt For For
W. L. Schoppert Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors for 2021.
3. Approve named executive officer Mgmt For For
compensation on a non-binding advisory
basis.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935365874
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt Against Against
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt Against Against
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt Against Against
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG Mgmt Against Against
LLP.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay").
4. Shareholder Proposal Regarding Amendment of Shr For Against
Shareholder Written Consent Right.
5. Shareholder Proposal Regarding Political Shr For Against
Contributions Congruency Analysis.
6. Shareholder Proposal Regarding Report on Shr Against For
Prison Labor in the Supply Chain.
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 935432889
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nora A. Aufreiter Mgmt For For
1B. Election of Director: Kevin M. Brown Mgmt For For
1C. Election of Director: Anne Gates Mgmt For For
1D. Election of Director: Karen M. Hoguet Mgmt For For
1E. Election of Director: W. Rodney McMullen Mgmt For For
1F. Election of Director: Clyde R. Moore Mgmt For For
1G. Election of Director: Ronald L. Sargent Mgmt For For
1H. Election of Director: J. Amanda Sourry Knox Mgmt For For
1I. Election of Director: Mark S. Sutton Mgmt For For
1J. Election of Director: Ashok Vemuri Mgmt For For
2. Approval, on an advisory basis, of Kroger's Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP, Mgmt Against Against
as auditors.
4. A shareholder proposal, if properly Shr For Against
presented, to issue a report assessing the
environmental impacts of using unrecyclable
packaging for private label brands.
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 935369050
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: PGR
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Philip Bleser Mgmt For For
1B. Election of Director: Stuart B. Burgdoerfer Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Charles A. Davis Mgmt For For
1E. Election of Director: Roger N. Farah Mgmt For For
1F. Election of Director: Lawton W. Fitt Mgmt For For
1G. Election of Director: Susan Patricia Mgmt For For
Griffith
1H. Election of Director: Devin C. Johnson Mgmt For For
1I. Election of Director: Jeffrey D. Kelly Mgmt For For
1J. Election of Director: Barbara R. Snyder Mgmt For For
1K. Election of Director: Jan E. Tighe Mgmt For For
1L. Election of Director: Kahina Van Dyke Mgmt For For
2. Cast an advisory vote to approve our Mgmt Against Against
executive compensation program.
3. Ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
TINGYI (CAYMAN ISLANDS) HOLDING CORP Agenda Number: 713931930
--------------------------------------------------------------------------------------------------------------------------
Security: G8878S103
Meeting Type: AGM
Meeting Date: 07-Jun-2021
Ticker:
ISIN: KYG8878S1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0416/2021041600229.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0416/2021041600215.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
ACCOUNTS AND THE REPORTS OF THE DIRECTORS
AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER
2020
2 TO APPROVE THE PAYMENT OF A FINAL DIVIDEND Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2020
3 TO APPROVE THE PAYMENT OF A SPECIAL Mgmt For For
DIVIDEND FOR THE YEAR ENDED 31 DECEMBER
2020
4 TO RE-ELECT MR. WEI HONG-CHEN AS AN Mgmt For For
EXECUTIVE DIRECTOR AND TO AUTHORIZE THE
DIRECTORS TO FIX HIS REMUNERATION
5 TO RE-ELECT MR. KOJI SHINOHARA AS AN Mgmt For For
EXECUTIVE DIRECTOR AND TO AUTHORIZE THE
DIRECTORS TO FIX HIS REMUNERATION
6 TO RE-ELECT MR. LEE TIONG-HOCK AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR AND TO
AUTHORIZE THE DIRECTORS TO FIX HIS
REMUNERATION
7 TO RE-APPOINT AUDITORS OF THE COMPANY AND Mgmt For For
AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION: MAZARS CPA LIMITED
8 TO CONSIDER AND APPROVE THE GENERAL MANDATE Mgmt Against Against
TO ISSUE SHARES
9 TO CONSIDER AND APPROVE THE GENERAL MANDATE Mgmt For For
TO BUY BACK SHARES OF THE COMPANY
10 TO CONSIDER AND APPROVE THAT THE TOTAL Mgmt Against Against
NUMBER OF SHARES WHICH ARE BOUGHT BACK BY
THE COMPANY SHALL BE ADDED TO THE TOTAL
NUMBER OF SHARES WHICH MAY BE ALLOTED
PURSUANT TO THE GENERAL MANDATE FOR ISSUE
OF SHARES
CMMT 20 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 7. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TIS INC. Agenda Number: 714196359
--------------------------------------------------------------------------------------------------------------------------
Security: J8T622102
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3104890003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Amend Business Lines Mgmt For For
3.1 Appoint a Director Kuwano, Toru Mgmt For For
3.2 Appoint a Director Okamoto, Yasushi Mgmt For For
3.3 Appoint a Director Adachi, Masahiko Mgmt For For
3.4 Appoint a Director Yanai, Josaku Mgmt For For
3.5 Appoint a Director Kitaoka, Takayuki Mgmt For For
3.6 Appoint a Director Shinkai, Akira Mgmt For For
3.7 Appoint a Director Sano, Koichi Mgmt For For
3.8 Appoint a Director Tsuchiya, Fumio Mgmt For For
3.9 Appoint a Director Mizukoshi, Naoko Mgmt For For
4 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors, etc.
--------------------------------------------------------------------------------------------------------------------------
TOWA PHARMACEUTICAL CO.,LTD. Agenda Number: 714264847
--------------------------------------------------------------------------------------------------------------------------
Security: J90505108
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3623150004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yoshida,
Itsuro
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Konno,
Kazuhiko
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tanaka, Masao
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Shirakawa,
Toshio
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Eiki, Norikazu
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Goto, Kenryo
--------------------------------------------------------------------------------------------------------------------------
TRIPOD TECHNOLOGY CO LTD Agenda Number: 714171218
--------------------------------------------------------------------------------------------------------------------------
Security: Y8974X105
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: TW0003044004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REVIEW REPORT ON 2020 FINANCIAL STATEMENTS. Mgmt For For
2 2020 SURPLUS DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD7.35 PER SHARE.
3 AMEND THE COMPANY'S RULES OF PROCEDURES OF Mgmt For For
SHAREHOLDERS' MEETINGS.
4 AMEND THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION.
5.1 THE ELECTION OF THE DIRECTORS:JING-CHUN Mgmt For For
WANG,SHAREHOLDER NO.1
5.2 THE ELECTION OF THE DIRECTORS:JING-XIU Mgmt For For
HU,SHAREHOLDER NO.167
5.3 THE ELECTION OF THE DIRECTORS:CHAO-KUEI Mgmt For For
HSU,SHAREHOLDER NO.6
5.4 THE ELECTION OF THE DIRECTORS:YUN JIE Mgmt For For
INVESTMENT LTD.,SHAREHOLDER
NO.44224,ZHENG-TING WANG AS REPRESENTATIVE
5.5 THE ELECTION OF THE DIRECTORS:YUN AN Mgmt For For
INVESTMENT LTD.,SHAREHOLDER
NO.44225,ZHENG-MING WANG AS REPRESENTATIVE
5.6 THE ELECTION OF THE DIRECTORS:CHAO SHENG Mgmt For For
INVESTMENT CO., LTD.,SHAREHOLDER
NO.24186,CHAO-WEI HU AS REPRESENTATIVE
5.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTORS:YONG-CHENG WU,SHAREHOLDER
NO.J120325XXX
5.8 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTORS:XING-ZHENG DAI,SHAREHOLDER
NO.H101424XXX
5.9 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTORS:WEI-BIN TANG,SHAREHOLDER
NO.S221305XXX
6 BUSINESS RELEASE OF NON-COMPETITION Mgmt For For
RESTRICTION ON NEW DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
TSUMURA & CO. Agenda Number: 714264835
--------------------------------------------------------------------------------------------------------------------------
Security: J93407120
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3535800001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kato, Terukazu
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Adachi, Susumu
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Handa, Muneki
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Matsui,
Kenichi
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Miyake,
Hiroshi
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Okada, Tadashi
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Okochi,
Kimikazu
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Matsushita,
Mitsutoshi
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Mochizuki,
Akemi
4 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Noda,
Seiko
--------------------------------------------------------------------------------------------------------------------------
UCB SA Agenda Number: 713755190
--------------------------------------------------------------------------------------------------------------------------
Security: B93562120
Meeting Type: OGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: BE0003739530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538074 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
1 PRESENTATION OF THE REPORT OF THE BOARD OF Non-Voting
DIRECTORS
2 PRESENTATION OF THE REPORT OF THE STATUTORY Non-Voting
AUDITOR
3 PRESENTATION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS
4 APPROVAL OF THE ANNUAL ACCOUNTS AND Mgmt For For
APPROPRIATION OF THE RESULTS
5 APPROVAL OF THE REMUNERATION REPORT Mgmt Against Against
6 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt Against Against
2021
7 PROPOSAL TO GRANT DISCHARGE TO THE Mgmt For For
DIRECTORS
8 PROPOSAL TO GRANT DISCHARGE TO THE Mgmt For For
STATUTORY AUDITOR
9.1.A PROPOSAL TO APPOINT STEFAN OSCHMANN AS Mgmt For For
DIRECTOR
9.1.B PROPOSAL TO ACKNOWLEDGE THAT, FROM THE Mgmt For For
INFORMATION MADE AVAILABLE TO THE COMPANY,
STEFAN OSCHMANN QUALIFIES AS AN INDEPENDENT
DIRECTOR
9.2 PROPOSAL TO APPOINT FIONA DU MONCEAU AS Mgmt For For
DIRECTOR
9.3.A PROPOSAL TO APPROVE THE CO-OPTATION OF Mgmt For For
SUSAN GASSER AS INDEPENDENT DIRECTOR FROM 1
JANUARY 2021 TILL 29 APRIL 2021
9.3.B PROPOSAL TO APPOINT SUSAN GASSER AS Mgmt For For
INDEPENDENT DIRECTOR FOR A TERM OF 4 YEARS
9.3.C PROPOSAL TO ACKNOWLEDGE THAT, FROM THE Mgmt For For
INFORMATION MADE AVAILABLE TO THE COMPANY,
SUSAN GASSER QUALIFIES AS AN INDEPENDENT
DIRECTOR
9.4.A PROPOSAL TO APPOINT JONATHAN PEACOCK AS Mgmt For For
INDEPENDENT DIRECTOR
9.4.B PROPOSAL TO ACKNOWLEDGE THAT, FROM THE Mgmt For For
INFORMATION MADE AVAILABLE TO THE COMPANY,
JONATHAN PEACOCK QUALIFIES AS AN
INDEPENDENT DIRECTOR
9.5.A PROPOSAL TO APPOINT ALBRECHT DE GRAEVE AS Mgmt For For
DIRECTOR
9.5.B PROPOSAL TO ACKNOWLEDGE TAHT, FROM THE Mgmt For For
INFORMATION MADE AVAILABLE TO THE COMPANY,
ALBRECHT DE GRAEVE QUALIFIES AS AN
INDEPENDENT DIRECTOR
9.6.A PROPOSAL TO APPOINT VIVIANE MONGES AS Mgmt For For
DIRECTOR
9.6.B PROPOSAL TO ACKNOWLEDGE THAT, FROM THE Mgmt For For
INFORMATION MADE AVAILABLE TO THE COMPANY,
VIVIANE MONGES QUALIFIES AS AN INDEPENDENT
DIRECTOR
10 PROPOSAL TO APPOINT MAZARS REVISEURS Mgmt For For
D'ENTREPRISES CVBA AS STATUTORY AUDITOR
11 PROPOSAL TO APPROVE THE DECISION OF THE Mgmt Against Against
BOARD OF DIRECTORS TO ALLOCATE AN ESTIMATE
OF 940.000 FREE SHARES
12.1 APPROVAL TO RENEW, PURSUANT TO ARTICLE Mgmt For For
7.151 OF THE BELGIAN CODE OF COMPANIES AND
ASSOCIATIONS, : (I) OF CONDITION 5 (E) (I)
OF THE TERMS AND CONDITIONS OF THE EMTN
PROGRAM IN RESPECT OF ANY SERIES OF NOTES
TO WHICH SUCH CONDITION IS MADE APPLICABLE
BEING ISSUED UNDER THE PROGRAM FROM 30
APRIL 2021 UNTIL 28 APRIL 2022, UNDER WHICH
ANY AND ALL OF THE HOLDERS OF THE RELEVANT
NOTES CAN, IN CERTAIN CIRCUMSTANCES WHEN A
CHANGE OF CONTROL AT THE LEVEL OF UCB SA/NV
OCCURS, REQUIRE UCB SA/NV TO REDEEM THAT
NOTE ON THE CHANGE OF CONTROL PUT DATE AT
THE PUT REDEMPTION AMOUNT TOGETHER, IF
APPROPRIATE, WITH INTEREST ACCRUED TO SUCH
CHANGE OF CONTROL PUT DATE, FOLLOWING A
CHANGE OF CONTROL OF UCB SA/NV; AND (II) OF
ANY OTHER PROVISION OF THE EMTN PROGRAM OR
NOTES ISSUED UNDER THE EMTN PROGRAM
GRANTING RIGHTS TO THIRD PARTIES WHICH
COULD AFFECT AN OBLIGATION ON UCB SA/NV
WHERE IN EACH CASE THE EXERCISE OF THESE
RIGHTS IS DEPENDENT ON THE OCCURRENCE OF A
CHANGE OF CONTROL
--------------------------------------------------------------------------------------------------------------------------
UNI-PRESIDENT ENTERPRISES CORP Agenda Number: 714205045
--------------------------------------------------------------------------------------------------------------------------
Security: Y91475106
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: TW0001216000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 COMPANY'S BUSINESS REPORTS AND Mgmt For For
FINANCIAL STATEMENTS.
2 ADOPTION OF THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2020 PROFITS. PROPOSED CASH DIVIDEND:
TWD 2.7 PER SHARE.
3 AMENDMENT TO THE COMPANY'S RULES OF Mgmt For For
PROCEDURE FOR SHAREHOLDERS MEETING.
4 AMENDMENT TO THE COMPANY'S PROCEDURES FOR Mgmt For For
ELECTION OF DIRECTORS.
5 DELETION OF THE NON COMPETITION PROMISE BAN Mgmt For For
IMPOSED UPON THE COMPANY'S DIRECTORS AND
INDEPENDENT DIRECTORS ACCORDING TO THE
ARTICLE 209 OF COMPANY ACT.
--------------------------------------------------------------------------------------------------------------------------
VALOR HOLDINGS CO.,LTD. Agenda Number: 714296452
--------------------------------------------------------------------------------------------------------------------------
Security: J94512100
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3778400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tashiro,
Masami
1.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yokoyama,
Satoru
1.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shinohana,
Akira
1.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Mori,
Katsuyuki
1.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Koike,
Takayuki
1.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yoneyama,
Satoshi
1.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Wagato,
Morisaku
1.8 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Takasu,
Motohiko
1.9 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Asakura,
Shunichi
1.10 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takahashi,
Toshiyuki
1.11 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hayashi,
Mihoko
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935364846
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Roxanne S. Austin Mgmt For For
1c. Election of Director: Mark T. Bertolini Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt Against Against
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2 Advisory Vote to Approve Executive Mgmt For For
Compensation
3 Ratification of Appointment of Independent Mgmt Against Against
Registered Public Accounting Firm
4 Shareholder Action by Written Consent Shr Against For
5 Amend Clawback Policy Shr For Against
6 Shareholder Ratification of Annual Equity Shr For Against
Awards
--------------------------------------------------------------------------------------------------------------------------
VITAL KSK HOLDINGS,INC. Agenda Number: 714271917
--------------------------------------------------------------------------------------------------------------------------
Security: J9460Q106
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3778280002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Suzuki, Ken Mgmt Against Against
1.2 Appoint a Director Murai, Taisuke Mgmt Against Against
1.3 Appoint a Director Okamoto, Soichiro Mgmt Against Against
1.4 Appoint a Director Ichijo, Takeshi Mgmt Against Against
1.5 Appoint a Director Hattori, Tamotsu Mgmt Against Against
1.6 Appoint a Director Ichijo, Hiroshi Mgmt Against Against
1.7 Appoint a Director Iguchi, Toshiyuki Mgmt Against Against
1.8 Appoint a Director Matsui, Shutaro Mgmt Against Against
1.9 Appoint a Director Manabe, Masaaki Mgmt Against Against
1.10 Appoint a Director Yoshimura, Yasuaki Mgmt Against Against
2.1 Appoint a Corporate Auditor Jinen, Hirofumi Mgmt For For
2.2 Appoint a Corporate Auditor Honda, Takahiro Mgmt For For
2.3 Appoint a Corporate Auditor Takahashi, Mgmt For For
Seiya
3 Approve Details of the Performance-based Mgmt Against Against
Stock Compensation to be received by
Directors
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935404866
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cesar Conde Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Sarah J. Friar Mgmt For For
1D. Election of Director: Carla A. Harris Mgmt Against Against
1E. Election of Director: Thomas W. Horton Mgmt For For
1F. Election of Director: Marissa A. Mayer Mgmt For For
1G. Election of Director: C. Douglas McMillon Mgmt For For
1H. Election of Director: Gregory B. Penner Mgmt For For
1I. Election of Director: Steven S Reinemund Mgmt For For
1J. Election of Director: Randall L. Stephenson Mgmt For For
1K. Election of Director: S. Robson Walton Mgmt For For
1L. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Ernst & Young LLP as Mgmt Against Against
Independent Accountants.
4. Report on Refrigerants Released from Shr Against For
Operations.
5. Report on Lobbying Disclosures. Shr For Against
6. Report on Alignment of Racial Justice Goals Shr For Against
and Starting Wages.
7. Create a Pandemic Workforce Advisory Shr For Against
Council.
8. Report on Statement of the Purpose of a Shr Against For
Corporation.
--------------------------------------------------------------------------------------------------------------------------
WEIS MARKETS, INC. Agenda Number: 935353160
--------------------------------------------------------------------------------------------------------------------------
Security: 948849104
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: WMK
ISIN: US9488491047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan H. Weis Mgmt For For
Harold G. Graber Mgmt For For
Dennis G. Hatchell Mgmt For For
Edward J. Lauth III Mgmt For For
Gerrald B. Silverman Mgmt Withheld Against
2. Proposal to ratify the appointment of RSM Mgmt For For
US LLP as the independent registered public
accounting firm of the corporation.
3. Shareholder proposal to amend the Company's Shr For Against
articles of incorporation and/or bylaws to
provide that directors shall be elected by
the affirmative vote of the majority of
votes cast at an annual meeting of
shareholders in uncontested elections.
4. Shareholder proposal to adopt a policy, and Shr For Against
amend the bylaws as necessary, to require
the Board Chair to be an independent
director.
--------------------------------------------------------------------------------------------------------------------------
YAKULT HONSHA CO.,LTD. Agenda Number: 714250026
--------------------------------------------------------------------------------------------------------------------------
Security: J95468120
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3931600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Narita, Hiroshi Mgmt For For
1.2 Appoint a Director Wakabayashi, Hiroshi Mgmt For For
1.3 Appoint a Director Ishikawa, Fumiyasu Mgmt For For
1.4 Appoint a Director Ito, Masanori Mgmt For For
1.5 Appoint a Director Doi, Akifumi Mgmt For For
1.6 Appoint a Director Hayashida, Tetsuya Mgmt For For
1.7 Appoint a Director Hirano, Susumu Mgmt For For
1.8 Appoint a Director Imada, Masao Mgmt For For
1.9 Appoint a Director Yasuda, Ryuji Mgmt For For
1.10 Appoint a Director Fukuoka, Masayuki Mgmt For For
1.11 Appoint a Director Maeda, Norihito Mgmt For For
1.12 Appoint a Director Tobe, Naoko Mgmt For For
1.13 Appoint a Director Hirano, Koichi Mgmt For For
1.14 Appoint a Director Shimbo, Katsuyoshi Mgmt For For
1.15 Appoint a Director Nagasawa, Yumiko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
YAOKO CO.,LTD Agenda Number: 714297884
--------------------------------------------------------------------------------------------------------------------------
Security: J96832100
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3930200005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kawano, Yukio Mgmt For For
2.2 Appoint a Director Kawano, Sumito Mgmt For For
2.3 Appoint a Director Kobayashi, Masao Mgmt Against Against
2.4 Appoint a Director Kamiike, Masanobu Mgmt Against Against
2.5 Appoint a Director Kozawa, Mitsuo Mgmt Against Against
2.6 Appoint a Director Ishizuka, Takanori Mgmt Against Against
2.7 Appoint a Director Yagihashi, Hiroaki Mgmt Against Against
2.8 Appoint a Director Kurokawa, Shigeyuki Mgmt Against Against
2.9 Appoint a Director Yano, Asako Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ZOETIS INC. Agenda Number: 935383252
--------------------------------------------------------------------------------------------------------------------------
Security: 98978V103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: ZTS
ISIN: US98978V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sanjay Khosla Mgmt For For
1B. Election of Director: Antoinette R. Mgmt For For
Leatherberry
1C. Election of Director: Willie M. Reed Mgmt For For
1D. Election of Director: Linda Rhodes Mgmt For For
2. Advisory vote to approve our executive Mgmt Against Against
compensation (Say on Pay).
3. Ratification of appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
4. Shareholder proposal regarding simple Shr For Against
majority vote.
BMO Government Money Market Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
BMO Growth Allocation Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
BMO Intermediate Tax-Free Fund
--------------------------------------------------------------------------------------------------------------------------
NUVEEN AMT-FREE MUNICIPAL CREDIT INC FD Agenda Number: 935245539
--------------------------------------------------------------------------------------------------------------------------
Security: 67071L825
Meeting Type: Annual
Meeting Date: 05-Aug-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
John K. Nelson Mgmt Withheld Against
Terence J. Toth Mgmt For For
Robert L. Young Mgmt For For
William C. Hunter Mgmt Withheld Against
Albin F. Moschner Mgmt For For
BMO LGM Emerging Markets Equity Fund
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD Agenda Number: 713839073
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040800938.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040800946.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY, THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF 100.30 HONG Mgmt For For
KONG CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2020
3 TO RE-ELECT MR. LEE YUAN SIONG AS EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. CHUNG-KONG CHOW AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO RE-ELECT MR. JOHN BARRIE HARRISON AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO RE-ELECT PROFESSOR LAWRENCE JUEN-YEE LAU Mgmt For For
AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
7 TO RE-ELECT MR. CESAR VELASQUEZ PURISIMA AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
8 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
ITS REMUNERATION
9.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY, NOT EXCEEDING 10 PER
CENT OF THE NUMBER OF SHARES OF THE COMPANY
IN ISSUE AS AT THE DATE OF THIS RESOLUTION,
AND THE DISCOUNT FOR ANY SHARES TO BE
ISSUED SHALL NOT EXCEED 10 PER CENT TO THE
BENCHMARKED PRICE
9.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY, NOT
EXCEEDING 10 PER CENT OF THE NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
ANTA SPORTS PRODUCTS LTD Agenda Number: 713757271
--------------------------------------------------------------------------------------------------------------------------
Security: G04011105
Meeting Type: AGM
Meeting Date: 07-May-2021
Ticker:
ISIN: KYG040111059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:https://www1.hkexnews.hk/listedco/lis
tconews/sehk/2021/0401/2021040102225.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0401/2021040102315.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND THE AUDITOR OF
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2020
2 TO DECLARE A FINAL DIVIDEND OF HK47 CENTS Mgmt For For
PER ORDINARY SHARE OF THE COMPANY IN
RESPECT OF THE YEAR ENDED 31 DECEMBER 2020
3 TO RE-ELECT MR. DING SHIJIA AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. ZHENG JIE AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
5 TO RE-ELECT MR. YIU KIN WAH STEPHEN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO RE-ELECT MR. LAI HIN WING HENRY STEPHEN Mgmt For For
AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
7 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
COMPANY'S DIRECTORS
8 TO RE-APPOINT KPMG AS THE COMPANY'S AUDITOR Mgmt For For
AND TO AUTHORISE THE BOARD OF DIRECTORS OF
THE COMPANY TO FIX THEIR REMUNERATION
9 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH THE COMPANY'S SHARES
10 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE THE COMPANY'S
SHARES
11 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY UNDER
RESOLUTION NO. 9 BY THE NUMBER OF SHARES
REPURCHASED UNDER RESOLUTION NO. 10
--------------------------------------------------------------------------------------------------------------------------
BEIJING SINNET TECHNOLOGY CO LTD Agenda Number: 713971251
--------------------------------------------------------------------------------------------------------------------------
Security: Y0R7V6101
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: CNE100001S16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
2 2020 ANNUAL ACCOUNTS Mgmt For For
3 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
4 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
5 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY0.25000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
6 2021 REMUNERATION INCENTIVE SYSTEM FOR Mgmt For For
DIRECTORS AND SUPERVISORS
7 2021 REAPPOINTMENT OF AUDIT FIRM Mgmt For For
8.1 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION AND MATCHING SYSTEMS:
AMENDMENTS TO THE COMPANY'S ARTICLES OF
ASSOCIATION
8.2 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt Against Against
ASSOCIATION AND MATCHING SYSTEMS:
AMENDMENTS TO THE COMPANY'S RULES OF
PROCEDURE GOVERNING SHAREHOLDERS' GENERAL
MEETINGS
8.3 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt Against Against
ASSOCIATION AND MATCHING SYSTEMS:
AMENDMENTS TO THE WORK SYSTEM FOR
INDEPENDENT DIRECTORS
8.4 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt Against Against
ASSOCIATION AND MATCHING SYSTEMS:
AMENDMENTS TO THE EXTERNAL GUARANTEE
MANAGEMENT SYSTEM
8.5 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt Against Against
ASSOCIATION AND MATCHING SYSTEMS:
AMENDMENTS TO THE EXTERNAL INVESTMENT
MANAGEMENT SYSTEM
8.6 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt Against Against
ASSOCIATION AND MATCHING SYSTEMS:
AMENDMENTS TO THE CONNECTED TRANSACTIONS
MANAGEMENT SYSTEM
8.7 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt Against Against
ASSOCIATION AND MATCHING SYSTEMS:
AMENDMENTS TO THE MANAGEMENT SYSTEM FOR THE
USE OF RAISED FUNDS
9 A SUPPLEMENTARY AGREEMENT II TO THE CAPITAL Mgmt For For
INCREASE AGREEMENT REGARDING A COMPANY
--------------------------------------------------------------------------------------------------------------------------
BY-HEALTH CO LTD Agenda Number: 713664921
--------------------------------------------------------------------------------------------------------------------------
Security: Y2924V103
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: CNE100000Y84
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 ANNUAL ACCOUNTS Mgmt For For
3 2021 FINANCIAL BUDGET REPORT Mgmt For For
4 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
5 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY7.00000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
6 2020 SPECIAL REPORT ON THE DEPOSIT AND USE Mgmt For For
OF RAISED FUNDS
7 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION AND CHANGE OF THE COMPANY'S
BUSINESS SCOPE
8 2021 REAPPOINTMENT OF AUDIT FIRM Mgmt For For
9 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
CMMT 12 MAR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM EGM TO AGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES GAS GROUP LTD Agenda Number: 713938390
--------------------------------------------------------------------------------------------------------------------------
Security: G2113B108
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: BMG2113B1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0419/2021041900888.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0419/2021041900912.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
DIRECTORS' REPORT AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF 78 HK CENTS Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2020
3.1 TO RE-ELECT MR. GE BIN AS DIRECTOR Mgmt Against Against
3.2 TO RE-ELECT MADAM WAN SUET FEI AS DIRECTOR Mgmt For For
3.3 TO RE-ELECT MR. YANG YUCHUAN AS DIRECTOR Mgmt For For
3.4 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT MESSRS. ERNST & YOUNG AS Mgmt For For
AUDITOR AND TO AUTHORISE THE BOARD OF
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
5.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20 PER
CENT. OF THE EXISTING ISSUED SHARES OF THE
COMPANY (THE "GENERAL MANDATE")
5.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10 PER CENT. OF THE EXISTING
ISSUED SHARES OF THE COMPANY (THE
"REPURCHASE MANDATE")
5.C TO ISSUE UNDER THE GENERAL MANDATE AN Mgmt Against Against
ADDITIONAL NUMBER OF SHARES REPRESENTING
THE NUMBER OF SHARES REPURCHASED UNDER THE
REPURCHASE MANDATE
--------------------------------------------------------------------------------------------------------------------------
CLICKS GROUP LIMITED Agenda Number: 713417764
--------------------------------------------------------------------------------------------------------------------------
Security: S17249111
Meeting Type: AGM
Meeting Date: 27-Jan-2021
Ticker:
ISIN: ZAE000134854
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 ADOPTION OF FINANCIAL STATEMENTS Mgmt For For
O.2 REAPPOINTMENT OF AUDITOR: ERNST YOUNG INC Mgmt For For
O.3 ELECTION OF MFUNDISO NJEKE AS A DIRECTOR Mgmt For For
O.4 RE-ELECTION OF JOHN BESTER AS A DIRECTOR Mgmt For For
O.5 RE-ELECTION OF BERTINA ENGELBRECHT AS A Mgmt For For
DIRECTOR
O.6 RE-ELECTION OF MICHAEL FLEMING AS A Mgmt For For
DIRECTOR
O.7.1 ELECTION OF MEMBER OF THE AUDIT AND RISK Mgmt For For
COMMITTEE (SEPARATE VOTING): JOHN BESTER
O.7.2 ELECTION OF MEMBER OF THE AUDIT AND RISK Mgmt For For
COMMITTEE (SEPARATE VOTING): FATIMA DANIELS
O.7.3 ELECTION OF MEMBER OF THE AUDIT AND RISK Mgmt For For
COMMITTEE (SEPARATE VOTING): MFUNDISO NJEKE
NB.8 NON-BINDING ADVISORY VOTE: APPROVAL OF THE Mgmt For For
COMPANY'S REMUNERATION POLICY
NB.9 NON-BINDING ADVISORY VOTE: ENDORSEMENT OF Mgmt For For
THE COMPANY'S REMUNERATION IMPLEMENTATION
REPORT
S.1 GENERAL AUTHORITY TO REPURCHASE SHARES Mgmt For For
S.2 APPROVAL OF DIRECTORS' FEES Mgmt For For
S.3 GENERAL APPROVAL TO PROVIDE FINANCIAL Mgmt For For
ASSISTANCE
S.4 AMENDMENTS TO THE MEMORANDUM OF Mgmt For For
INCORPORATION
CMMT 11 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF NUMBERING
OF RESOLUTIONS NB.8 & NB.9 AND MODIFICATION
OF TEXT IN RESOLUTION 2. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE (INDIA) LTD Agenda Number: 712911797
--------------------------------------------------------------------------------------------------------------------------
Security: Y1673X104
Meeting Type: AGM
Meeting Date: 29-Jul-2020
Ticker:
ISIN: INE259A01022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY FOR THE FINANCIAL
YEAR ENDED MARCH 31, 2020 AND THE REPORTS
OF THE BOARD OF DIRECTORS AND AUDITORS
THEREON
2 TO APPOINT A DIRECTOR IN PLACE OF MR. M.S. Mgmt For For
JACOB (DIN: 07645510), WHO RETIRES BY
ROTATION AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-APPOINTMENT
3 APPOINTMENT OF MR. SEKHAR NATARAJAN (DIN: Mgmt For For
01031445) AS AN INDEPENDENT DIRECTOR
4 APPOINTMENT OF MS. GOPIKA PANT (DIN: Mgmt For For
00388675) AS AN INDEPENDENT DIRECTOR
5 APPOINTMENT OF MR. SURENDER SHARMA (DIN: Mgmt For For
02731373) AS A WHOLE-TIME DIRECTOR
6 RE-APPOINTMENT OF MS. SHYAMALA GOPINATH Mgmt For For
(DIN: 02362921) AS AN INDEPENDENT DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
DIAN DIAGNOSTICS GROUP CO., LTD. Agenda Number: 713889004
--------------------------------------------------------------------------------------------------------------------------
Security: Y988BG101
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: CNE1000015N1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
2 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
3 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
4 2020 ANNUAL ACCOUNTS Mgmt For For
5 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY1.30000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
6 2021 APPOINTMENT OF FINANCIAL AUDIT FIRM Mgmt For For
7 2021 REMUNERATION FOR DIRECTORS AND SENIOR Mgmt For For
MANAGEMENT
8 APPLICATION FOR CREDIT LINE TO FINANCIAL Mgmt For For
INSTITUTIONS AND GUARANTEE
9 2021 ESTIMATED CONTINUING CONNECTED Mgmt For For
TRANSACTIONS
10 2021 ANNUAL REMUNERATION FOR SUPERVISORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DISCOVERY LIMITED Agenda Number: 713301670
--------------------------------------------------------------------------------------------------------------------------
Security: S2192Y109
Meeting Type: AGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: ZAE000022331
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 CONSIDERATION OF ANNUAL FINANCIAL Mgmt For For
STATEMENTS
2.O.2 RE-APPOINTMENT OF EXTERNAL AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS INC. (PWC)
3O3.1 RE-ELECTION AND ELECTION OF DIRECTOR: MS Mgmt For For
SINDI ZILWA
4O3.2 RE-ELECTION AND ELECTION OF DIRECTOR: MR Mgmt For For
MARK TUCKER
5O3.3 RE-ELECTION AND ELECTION OF DIRECTOR: MR Mgmt For For
DAVID MACREADY
6O4.1 ELECTION OF INDEPENDENT AUDIT COMMITTEE: MR Mgmt For For
DAVID MACREADY
7O4.2 ELECTION OF INDEPENDENT AUDIT COMMITTEE: MS Mgmt Against Against
SINDI ZILWA
8O4.3 ELECTION OF INDEPENDENT AUDIT COMMITTEE: MS Mgmt Against Against
SONJA DE BRUYN
9O5.1 ADVISORY ENDORSEMENT OF THE REMUNERATION Mgmt For For
POLICY AND IMPLEMENTATION REPORT:
NON-BINDING ADVISORY VOTE ON THE
REMUNERATION POLICY
10O52 ADVISORY ENDORSEMENT OF THE REMUNERATION Mgmt For For
POLICY AND IMPLEMENTATION REPORT:
NON-BINDING ADVISORY VOTE ON THE
IMPLEMENTATION OF THE REMUNERATION POLICY
11O.6 DIRECTORS' AUTHORITY TO TAKE ALL SUCH Mgmt For For
ACTIONS NECESSARY TO IMPLEMENT THE
AFORESAID ORDINARY RESOLUTIONS AND THE
SPECIAL RESOLUTIONS MENTIONED BELOW
12O71 GENERAL AUTHORITY TO ISSUE PREFERENCE Mgmt For For
SHARES: TO GIVE THE DIRECTORS THE GENERAL
AUTHORITY TO ALLOT AND ISSUE 10 000 000 A
PREFERENCE SHARES
13O72 GENERAL AUTHORITY TO ISSUE PREFERENCE Mgmt For For
SHARES: TO GIVE THE DIRECTORS THE GENERAL
AUTHORITY TO ALLOT AND ISSUE 12 000 000 B
PREFERENCE SHARES
14O73 GENERAL AUTHORITY TO ISSUE PREFERENCE Mgmt For For
SHARES: TO GIVE THE DIRECTORS THE GENERAL
AUTHORITY TO ALLOT AND ISSUE 20 000 000 C
PREFERENCE SHARES
15S.1 APPROVAL OF NON-EXECUTIVE DIRECTORS' Mgmt For For
REMUNERATION - 2020 OR 2021
16S.2 GENERAL AUTHORITY TO REPURCHASE SHARES IN Mgmt For For
TERMS OF THE JSE LISTINGS REQUIREMENTS
17S.3 AUTHORITY TO PROVIDE FINANCIAL ASSISTANCE Mgmt For For
IN TERMS OF SECTION 44 AND 45 OF THE
COMPANIES ACT
CMMT 04 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 2.O.2. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO SAB DE CV Agenda Number: 713622593
--------------------------------------------------------------------------------------------------------------------------
Security: P4182H115
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: MXP320321310
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I REPORT OF THE CEO OF THE COMPANY, WHICH Mgmt For For
INCLUDES THE FINANCIAL STATEMENTS OF THE
COMPANY CORRESPONDING TO THE FISCAL YEAR
2020, THE OPINION OF THE BOARD OF DIRECTORS
OF THE COMPANY ON THE CONTENT OF THE REPORT
OF THE CEO OF THE COMPANY. REPORTS OF THE
BOARD OF DIRECTORS OF THE COMPANY
CONTAINING THE MAIN POLICIES AND ACCOUNTING
AND INFORMATION CRITERIA FOLLOWED IN THE
PREPARATION OF THE FINANCIAL INFORMATION OF
THE COMPANY, AS WELL AS REPORTS ON THE
OPERATIONS AND ACTIVITIES IN WHICH IT
INTERVENED DURING THE FISCAL YEAR 2020, AND
REPORTS FROM THE CHAIRMEN OF THE COMPANY'S
AUDIT AND CORPORATE PRACTICES COMMITTEES IN
THE TERMS OF ARTICLE 28 SECTION IV OF THE
LEY DEL MERCADO DE VALORES HEREINAFTER THE
LAW
II APPLICATION OF THE INCOME STATEMENT OF THE Mgmt For For
COMPANY FOR THE FINANCIAL YEAR 2020, WHICH
INCLUDES DECREEING AND PAYING A DIVIDEND IN
CASH, IN NATIONAL CURRENCY
III DETERMINATION OF THE MAXIMUM AMOUNT OF Mgmt For For
RESOURCES THAT MAY BE ALLOCATED TO THE
PURCHASE OF THE COMPANY'S OWN SHARES, IN
TERMS OF THE PROVISIONS OF ARTICLE 56,
SECTION IV OF THE LAW
IV ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt Against Against
DIRECTORS AND SECRETARIES OF THE COMPANY,
QUALIFICATION OF THEIR INDEPENDENCE, IN THE
TERMS OF THE LAW, AND DETERMINATION OF
THEIR EMOLUMENTS
V ELECTION OF THE MEMBERS OF THE COMMITTEES Mgmt For For
OF I STRATEGY AND FINANCE, I AUDIT AND III
CORPORATE PRACTICES OF THE COMPANY,
APPOINTMENT OF THE CHAIRMAN OF EACH ONE OF
THEM AND DETERMINATION OF THEIR EMOLUMENTS
VI APPOINTMENT OF DELEGATES TO FORMALIZE THE Mgmt For For
AGREEMENTS OF THE MEETING
VII READING AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE MINUTES OF THE MEETING
CMMT 25 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
RESOLUTIONS III AND IV. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GUARANTY TRUST BANK PLC Agenda Number: 713386755
--------------------------------------------------------------------------------------------------------------------------
Security: V41619103
Meeting Type: CRT
Meeting Date: 04-Dec-2020
Ticker:
ISIN: NGGUARANTY06
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE UNDERMENTIONED SUB JOINED RESOLUTIONS Mgmt For For
WILL BE PROPOSED AND IF THOUGHT FIT PASSED
A SPECIAL RESOLUTION AT THE MEETING THAT
THE SCHEME OF ARRANGEMENT DATED NOVEMBER 4,
2020, A PRINTED COPY OF WHICH HAS BEEN
PRODUCED FOR THE MEETING AND (FOR THE
PURPOSE OF IDENTIFICATION ONLY), SIGNED BY
THE CHAIRMAN BE AND IS HEREBY APPROVED
2 IN ACCORDANCE WITH THE SCHEME, THE Mgmt For For
29,431,179,224 ORDINARY SHARES OF 50 KOBO
EACH IN THE ISSUED AND PAID UP SHARE
CAPITAL OF THE BANK HELD BY THE
SHAREHOLDERS BE AND ARE HEREBY TRANSFERRED
TO GUARANTY TRUST HOLDING COMPANY PLC THE
HOLDCO IN EXCHANGE FOR THE ALLOTMENT OF
29,431,179,224 ORDINARY SHARES OF 50 KOBO
EACH IN THE SHARE CAPITAL OF THE HOLDCO TO
THE SHAREHOLDERS IN THE SAME PROPORTION TO
THEIR SHAREHOLDING IN THE BANK CREDITED AS
FULLY PAID WITHOUT ANY FURTHER ACT OR DEED
3 IN ACCORDANCE WITH THE SCHEME AND PURSUANT Mgmt For For
TO THE PROSPECTUS ISSUED BY THE HOLDCO,
EACH EXISTING HOLDER OF THE GLOBAL
DEPOSITARY RECEIPTS ISSUED BY THE BANK (THE
EXISTING GDRS) RECEIVE, AS CONSIDERATION
FOR EACH EXISTING GDR HELD, ONE NEW GLOBAL
DEPOSITARY RECEIPT ISSUED BY JP MORGAN
CHASE BANK N.A. (JP MORGAN CHASE), THE
DEPOSITARY BANK FOR THE HOLDCO GDR
PROGRAMME (THE HOLDCO GDRS)
4 THE BOARD OF DIRECTORS OF THE BANK BE AND Mgmt For For
IS HEREBY AUTHORISED TO TAKE ALL NECESSARY
ACTIONS TO DELIST THE SHARES OF THE BANK
FROM THE OFFICIAL LIST OF THE NIGERIAN
STOCK EXCHANGE
5 THE BOARD OF DIRECTORS OF THE BANK BE AND Mgmt For For
IS HEREBY AUTHORISED TO TAKE ALL NECESSARY
ACTIONS TO CANCEL AND DELIST THE EXISTING
GDRS FROM THE OFFICIAL LIST OF THE UNITED
KINGDOM (UK) FINANCIAL CONDUCT AUTHORITY
AND FROM TRADING ON THE LONDON STOCK
EXCHANGE
6 THE BANK BE RE-REGISTERED AS A PRIVATE Mgmt For For
LIMITED COMPANY UNDER THE ACT AND THE
MEMORANDUM AND ARTICLES OF THE BANK BE AND
ARE HEREBY AMENDED AS SET OUT IN THE
ANNEXURE TO THE SCHEME DOCUMENT
7 THE BOARD OF DIRECTORS OF THE BANK BE AND Mgmt For For
IS HEREBY AUTHORISED TO DO ALL SUCH THINGS
AND TAKE ALL SUCH ACTIONS AS ARE REQUIRED
TO GIVE EFFECT TO THE SCHEME, INCLUDING
CONSENTING TO ANY MODIFICATIONS OF THE
SCHEME OF ARRANGEMENT OR ANY CONDITIONS
THAT THE CENTRAL BANK OF NIGERIA, THE
SECURITIES AND EXCHANGE COMMISSION, THE
FEDERAL HIGH COURT OR ANY OTHER REGULATORY
AUTHORITY MAY THINK FIT TO APPROVE OR
IMPOSE
--------------------------------------------------------------------------------------------------------------------------
GUARANTY TRUST BANK PLC Agenda Number: 713715514
--------------------------------------------------------------------------------------------------------------------------
Security: V41619103
Meeting Type: AGM
Meeting Date: 09-Apr-2021
Ticker:
ISIN: NGGUARANTY06
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt For For
FOR THE YEAR ENDED DECEMBER 31, 2020, AND
THE REPORTS OF THE DIRECTORS, AUDITORS AND
STATUTORY AUDIT COMMITTEE THEREON
2 TO DECLARE A DIVIDEND Mgmt For For
3 TO RE-ELECT DIRECTORS Mgmt Against Against
4 TO APPOINT ERNST & YOUNG AS THE EXTERNAL Mgmt For For
AUDITOR OF THE COMPANY IN PLACE OF
PRICEWATERHOUSECOOPERS, WHO WOULD BE
RETIRING AS THE COMPANY'S AUDITOR
5 TO AUTHORISE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
6 TO DISCLOSE THE REMUNERATION OF MANAGERS Mgmt For For
7 TO ELECT THE SHAREHOLDER REPRESENTATIVES OF Mgmt Against Against
THE STATUTORY AUDIT COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD. Agenda Number: 713594100
--------------------------------------------------------------------------------------------------------------------------
Security: Y298BN100
Meeting Type: EGM
Meeting Date: 05-Mar-2021
Ticker:
ISIN: CNE1000048K8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 24 FEB 2021: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE FORM IS AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0207/2021020700109.pdf;
1 CONSIDER AND APPROVE THE RESOLUTION ON THE Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF HAIER SMART HOME CO., LTD
2 CONSIDER AND APPROVE THE RESOLUTION ON THE Mgmt For For
APPOINTMENT OF INTERNATIONAL ACCOUNTING
STANDARDS AUDITOR FOR 2020
3 CONSIDER AND APPROVE THE RESOLUTION ON THE Mgmt For For
GENERAL MANDATE FOR THE REPURCHASE OF H
SHARES UPON THE COMPLETION OF THE LISTING
BY WAY OF INTRODUCTION
4.1 CONSIDER AND APPROVE THE RESOLUTION ON THE Mgmt For For
ELECTION OF MR. XIE JU ZHI AS AN ADDITIONAL
DIRECTOR OF THE COMPANY
4.2 CONSIDER AND APPROVE THE RESOLUTION ON THE Mgmt Against Against
ELECTION OF MR. YU HON TO, DAVID AS AN
ADDITIONAL DIRECTOR OF THE COMPANY
4.3 CONSIDER AND APPROVE THE RESOLUTION ON THE Mgmt For For
ELECTION OF MS. EVA CHENG LI KAM FUN AS AN
ADDITIONAL DIRECTOR OF THE COMPANY
5 CONSIDER AND APPROVE THE RESOLUTION ON THE Mgmt For For
ELECTION OF ADDITIONAL INDEPENDENT
NON-EXECUTIVE DIRECTOR: (MR. LI SHIPENG)
CMMT 24 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT AND
CHANGE IN TEXT OF RESOLUTION 5. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 10 FEB 2021: "PLEASE NOTE THAT PER THE Non-Voting
AGENDA PUBLISHED BY THE ISSUER, AGAINST AND
ABSTAIN VOTES FOR RESOLUTIONS 4.1 THROUGH
4.3 WILL BE PROCESSED AS TAKE NO ACTIONBY
THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES
FOR THESE RESOLUTIONS WILL BE LODGED IN THE
MARKET."
--------------------------------------------------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD. Agenda Number: 713594112
--------------------------------------------------------------------------------------------------------------------------
Security: Y298BN100
Meeting Type: CLS
Meeting Date: 05-Mar-2021
Ticker:
ISIN: CNE1000048K8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 24 FEB 2021: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE IS AVAILABLE BY CLICKING ON THE URL
LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0207/2021020700113.pdf &
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0210/2021021000667.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE GENERAL MANDATE FOR THE REPURCHASE OF H
SHARES UPON THE COMPLETION OF THE LISTING
BY WAY OF INTRODUCTION
CMMT 24 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD. Agenda Number: 713754073
--------------------------------------------------------------------------------------------------------------------------
Security: Y298BN100
Meeting Type: CLS
Meeting Date: 25-Jun-2021
Ticker:
ISIN: CNE1000048K8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0331/2021033100411.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0331/2021033100407.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE GENERAL MEETING TO GRANT A GENERAL
MANDATE TO THE BOARD OF DIRECTORS TO DECIDE
TO REPURCHASE NOT MORE THAN 10% OF THE
TOTAL NUMBER OF H SHARES OF THE COMPANY IN
ISSUE
2 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE GENERAL MEETING TO GRANT A GENERAL
MANDATE TO THE BOARD OF DIRECTORS TO DECIDE
TO REPURCHASE NOT MORE THAN 10% OF THE
TOTAL NUMBER OF D SHARES OF THE COMPANY IN
ISSUE
--------------------------------------------------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD. Agenda Number: 714225388
--------------------------------------------------------------------------------------------------------------------------
Security: Y298BN100
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: CNE1000048K8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 570541 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0525/2021052501511.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0525/2021052501503.pdf
1 TO CONSIDER AND APPROVE 2020 FINANCIAL Mgmt For For
STATEMENTS
2 TO CONSIDER AND APPROVE 2020 ANNUAL REPORT Mgmt For For
AND ANNUAL REPORT SUMMARY
3 TO CONSIDER AND APPROVE 2020 REPORT ON THE Mgmt For For
WORK OF THE BOARD OF DIRECTORS
4 TO CONSIDER AND APPROVE 2020 REPORT ON THE Mgmt For For
WORK OF THE BOARD OF SUPERVISORS
5 TO CONSIDER AND APPROVE 2020 AUDIT REPORT Mgmt For For
ON INTERNAL CONTROL
6 TO CONSIDER AND APPROVE 2020 PROFIT Mgmt For For
DISTRIBUTION PLAN
7 TO CONSIDER AND APPROVE RESOLUTION ON THE Mgmt For For
ANTICIPATED PROVISION OF GUARANTEES FOR ITS
SUBSIDIARIES IN 2021
8 TO CONSIDER AND APPROVE RESOLUTION ON THE Mgmt For For
CONDUCT OF FOREIGN EXCHANGE FUND
DERIVATIVES BUSINESS
9 TO CONSIDER AND APPROVE RESOLUTION ON THE Mgmt For For
ADJUSTMENT OF ALLOWANCES OF DIRECTORS
10 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
CLOSING CERTAIN FUND-RAISING INVESTMENT
PROJECTS FROM CONVERTIBLE CORPORATE BONDS
AND PERMANENTLY SUPPLEMENTING THE WORKING
CAPITAL WITH THE SURPLUS FUNDS
11 TO CONSIDER AND APPROVE RESOLUTION ON THE Mgmt Against Against
GENERAL MEETING TO GRANT A GENERAL MANDATE
TO THE BOARD OF DIRECTORS ON ADDITIONAL
ISSUANCE OF H SHARES OF THE COMPANY
12 TO CONSIDER AND APPROVE RESOLUTION ON THE Mgmt Against Against
GENERAL MEETING TO GRANT A GENERAL MANDATE
TO THE BOARD OF DIRECTORS ON ADDITIONAL
ISSUANCE OF D SHARES OF THE COMPANY
13 TO CONSIDER AND APPROVE RESOLUTION ON THE Mgmt For For
GENERAL MEETING TO GRANT A GENERAL MANDATE
TO THE BOARD OF DIRECTORS TO DECIDE TO
REPURCHASE NOT MORE THAN 10% OF THE TOTAL
NUMBER OF H SHARES OF THE COMPANY IN ISSUE
14 TO CONSIDER AND APPROVE RESOLUTION ON THE Mgmt For For
GENERAL MEETING TO GRANT A GENERAL MANDATE
TO THE BOARD OF DIRECTORS TO DECIDE TO
REPURCHASE NOT MORE THAN 10% OF THE TOTAL
NUMBER OF D SHARES OF THE COMPANY IN ISSUE
15 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
16 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
AMENDMENTS TO THE RULES OF PROCEDURE FOR
THE BOARD OF DIRECTORS
17 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
AMENDMENTS TO THE RULES OF PROCEDURE FOR
THE BOARD OF SUPERVISORS
18 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
AMENDMENTS TO THE EXTERNAL GUARANTEE
MANAGEMENT SYSTEM
19 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
RE-APPOINTMENT OF PRC ACCOUNTING STANDARDS
AUDITOR
20 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
RE-APPOINTMENT OF INTERNATIONAL ACCOUNTING
STANDARDS AUDITOR
21 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
RENEWAL OF THE FINANCIAL SERVICES FRAMEWORK
AGREEMENT AND ITS EXPECTED RELATED-PARTY
TRANSACTION LIMIT WITH HAIER GROUP AND
HAIER FINANCE
22 TO CONSIDER AND APPROVE THE A SHARE CORE Mgmt For For
EMPLOYEE STOCK OWNERSHIP PLAN (2021-2025)
(DRAFT) AND ITS SUMMARY
23 TO CONSIDER AND APPROVE THE H SHARE CORE Mgmt For For
EMPLOYEE STOCK OWNERSHIP PLAN (2021-2025)
(DRAFT) AND ITS SUMMARY
24 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
AUTHORIZATION BY THE GENERAL MEETING TO THE
BOARD OF DIRECTORS TO HANDLE MATTERS
PERTAINING TO THE CORE EMPLOYEE STOCK
OWNERSHIP PLAN OF THE COMPANY
25 TO CONSIDER AND APPROVE THE H SHARE Mgmt Against Against
RESTRICTED SHARE UNIT SCHEME (2021-2025)
(DRAFT)
26 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt Against Against
AUTHORIZATION BY THE GENERAL MEETING TO THE
BOARD OF DIRECTORS OR THE DELEGATEE TO
HANDLE MATTERS PERTAINING TO THE RESTRICTED
SHARE UNIT SCHEME
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 27.1 THROUGH 28.1 TO 28.2
WILL BE PROCESSED AS TAKE NO ACTION BY THE
LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR
THESE RESOLUTIONS WILL BE LODGED IN THE
MARKET
27.1 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
ELECTION OF INDEPENDENT DIRECTOR: WU QI
28.1 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
ELECTION OF SUPERVISOR OF THE COMPANY: LIU
DALIN
28.2 TO CONSIDER AND APPROVE RESOLUTION ON Mgmt For For
ELECTION OF SUPERVISOR OF THE COMPANY: MA
YINGJIE
--------------------------------------------------------------------------------------------------------------------------
HDFC BANK LTD Agenda Number: 712875612
--------------------------------------------------------------------------------------------------------------------------
Security: Y3119P190
Meeting Type: AGM
Meeting Date: 18-Jul-2020
Ticker:
ISIN: INE040A01034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS (STANDALONE) OF THE
BANK FOR THE FINANCIAL YEAR ENDED MARCH 31,
2020 AND THE REPORTS OF THE BOARD OF
DIRECTORS AND AUDITORS THEREON
2 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS (CONSOLIDATED) OF THE
BANK FOR THE FINANCIAL YEAR ENDED MARCH 31,
2020 AND THE REPORT OF THE AUDITORS THEREON
3 TO CONFIRM THE SPECIAL INTERIM DIVIDEND OF Mgmt For For
INR 5/- PER EQUITY SHARE OF ERSTWHILE FACE
VALUE OF INR 2/- EACH FULLY PAID-UP, FOR
THE FINANCIAL YEAR 2019-20, APPROVED BY THE
BOARD OF DIRECTORS AND ALREADY PAID TO
ELIGIBLE SHAREHOLDERS
4 TO APPOINT A DIRECTOR IN PLACE OF MR. Mgmt For For
KAIZAD BHARUCHA (DIN 02490648), WHO RETIRES
BY ROTATION AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-APPOINTMENT
5 TO APPROVE THE FEES / REMUNERATION OF THE Mgmt For For
STATUTORY AUDITORS, M/S. MSKA & ASSOCIATES,
CHARTERED ACCOUNTANTS AND IN THIS REGARD TO
CONSIDER, AND IF THOUGHT FIT, TO PASS, THE
FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION: "RESOLVED THAT PURSUANT TO
SECTION 142 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 AND THE RELEVANT RULES THEREUNDER,
INCLUDING ANY AMENDMENTS, MODIFICATIONS,
VARIATIONS OR RE-ENACTMENTS THEREOF,
APPROVAL OF THE MEMBERS OF THE BANK BE AND
IS HEREBY ACCORDED FOR PAYMENT OF
REMUNERATION OF INR 26,500,000 (RUPEES TWO
CRORES SIXTY FIVE LACS ONLY) TO M/S. MSKA &
ASSOCIATES, STATUTORY AUDITORS OF THE BANK,
FOR THE PURPOSE OF AUDIT OF THE BANK'S
ACCOUNTS AT ITS HEAD OFFICE, BRANCHES AND
OTHER OFFICES INCLUDING REPORTING ON
INTERNAL FINANCIAL CONTROLS AND ADDITIONAL
CERTIFICATION AS REQUIRED BY THE RESERVE
BANK OF INDIA ("RBI"), AND ADDITIONAL FEES
OF INR 2,500,000 (RUPEES TWENTY FIVE LACS
ONLY) FOR THE PURPOSE OF REVIEW /
FINALIZATION OF THE 'FIT FOR CONSOLIDATION'
INFORMATION FOR THE LIMITED PURPOSE OF
SUBMITTING SUCH 'FIT FOR CONSOLIDATION'
INFORMATION TO HOUSING DEVELOPMENT FINANCE
CORPORATION LIMITED ("HDFC LIMITED") FOR
FACILITATING CONSOLIDATION OF FINANCIAL
STATEMENTS OF THE BANK WITH THAT OF HDFC
LIMITED UNDER IND-AS, PLUS EXPENSES,
OUTLAYS AND TAXES AS APPLICABLE, FOR THE
FINANCIAL YEAR 2020-21, AND FOR SUCH
REMUNERATION AND EXPENSES THEREAFTER AS MAY
BE MUTUALLY AGREED BETWEEN THE BANK AND THE
SAID STATUTORY AUDITORS AND AS MAY BE
FURTHER APPROVED BY THE BOARD FROM TIME TO
TIME, WITH POWER TO THE BOARD, INCLUDING
RELEVANT COMMITTEE(S) THEREOF, TO ALTER AND
VARY THE TERMS AND CONDITIONS OF
APPOINTMENT ETC., INCLUDING BY REASON OF
NECESSITY ON ACCOUNT OF CONDITIONS AS MAY
BE STIPULATED BY THE RBI AND / OR ANY OTHER
AUTHORITY, IN SUCH MANNER AND TO SUCH
EXTENT AS MAY BE MUTUALLY AGREED WITH THE
STATUTORY AUDITORS."
6 TO RATIFY THE ADDITIONAL FEES / Mgmt For For
REMUNERATION TO THE STATUTORY AUDITORS,
M/S. MSKA & ASSOCIATES, CHARTERED
ACCOUNTANTS AND IN THIS REGARD TO CONSIDER,
AND IF THOUGHT FIT, TO PASS, THE FOLLOWING
RESOLUTION AS AN ORDINARY RESOLUTION:
"RESOLVED THAT PURSUANT TO SECTION 142 AND
OTHER APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013 AND THE RELEVANT RULES
THEREUNDER, IN ADDITION TO THE RESOLUTION
PASSED BY THE MEMBERS OF THE BANK ON JULY
12, 2019, FOR PAYMENT OF REMUNERATION OF
INR 25,000,000 (RUPEES TWO CRORES FIFTY
LACS ONLY) FOR THE FINANCIAL YEAR 2019-20
TO M/S. MSKA & ASSOCIATES, STATUTORY
AUDITORS OF THE BANK, FURTHER APPROVAL OF
THE MEMBERS OF THE BANK BE AND IS HEREBY
ACCORDED FOR RATIFYING THE FEES OF INR
6,000,000 (RUPEES SIXTY LACS ONLY) FOR
ADDITIONAL CERTIFICATION AS REQUIRED BY THE
RBI, FOR THE FINANCIAL YEAR 2019-20."
7 TO RE-APPOINT MR. MALAY PATEL (DIN Mgmt For For
06876386) AS AN INDEPENDENT DIRECTOR AND IN
THIS REGARD TO CONSIDER, AND IF THOUGHT
FIT, TO PASS, THE FOLLOWING RESOLUTION AS A
SPECIAL RESOLUTION: "RESOLVED THAT PURSUANT
TO SECTIONS 149, 152 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 AND THE RELEVANT RULES THEREUNDER READ
WITH SCHEDULE IV TO THE COMPANIES ACT, 2013
AND PURSUANT TO SECTION 10A(2)(A) OF THE
BANKING REGULATION ACT, 1949, AND RELEVANT
CIRCULARS ISSUED BY THE RBI FROM TIME TO
TIME, INCLUDING ANY AMENDMENTS,
MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS
THEREOF AND RECOMMENDATION OF THE
NOMINATION AND REMUNERATION COMMITTEE OF
DIRECTORS AND THE BOARD OF DIRECTORS OF THE
BANK, MR. MALAY PATEL (DIN 06876386), BE
AND IS HEREBY RE-APPOINTED AS AN
INDEPENDENT DIRECTOR OF THE BANK HAVING
SPECIALIZED KNOWLEDGE AND PRACTICAL
EXPERIENCE IN MATTERS RELATING TO SMALL
SCALE INDUSTRIES, TO HOLD OFFICE FOR A
PERIOD OF THREE (3) YEARS COMMENCING FROM
MARCH 31, 2020 AND THAT HE SHALL NOT BE
LIABLE TO RETIRE BY ROTATION AND THAT HE
SHALL BE PAID SITTING FEES AND REIMBURSED
EXPENSES FOR ATTENDING BOARD AND COMMITTEE
MEETINGS, AS MAY BE PERMISSIBLE UNDER LAW
FROM TIME TO TIME, AS WELL AS PROFIT
RELATED COMMISSION AS MAY BE ALLOWED BY
RELEVANT RBI GUIDELINES AND OTHER
APPLICABLE LAWS, FROM TIME TO TIME."
8 TO APPROVE THE RE-APPOINTMENT OF MR. KAIZAD Mgmt For For
BHARUCHA (DIN 02490648) AS AN EXECUTIVE
DIRECTOR AND IN THIS REGARD TO CONSIDER,
AND IF THOUGHT FIT, TO PASS, THE FOLLOWING
RESOLUTION AS AN ORDINARY RESOLUTION;
"RESOLVED THAT PURSUANT TO SECTIONS 196,
197, 203 AND OTHER APPLICABLE PROVISIONS,
IF ANY, OF THE COMPANIES ACT, 2013 AND THE
RELEVANT RULES THEREUNDER, THE BANKING
REGULATION ACT, 1949, RELEVANT CIRCULARS
ISSUED BY THE RESERVE BANK OF INDIA ("RBI")
FROM TIME TO TIME, INCLUDING ANY
AMENDMENTS, MODIFICATIONS, VARIATIONS OR
RE-ENACTMENTS THEREOF AND RECOMMENDATION OF
THE NOMINATION AND REMUNERATION COMMITTEE
OF DIRECTORS AND THE BOARD OF DIRECTORS OF
THE BANK (HEREINAFTER REFERRED TO AS THE
"BOARD", WHICH TERM SHALL BE DEEMED TO
INCLUDE ANY COMMITTEE CONSTITUTED /
EMPOWERED / TO BE CONSTITUTED BY THE BOARD
FROM TIME TO TIME TO EXERCISE ITS POWERS
CONFERRED BY THIS RESOLUTION), AND PURSUANT
TO THE APPROVAL RECEIVED FROM THE RBI AND
SUBJECT TO THE APPROVALS, AS MAY BE
NECESSARY FROM CONCERNED AUTHORITIES OR
BODIES AND SUBJECT TO THE CONDITIONS AS MAY
BE PRESCRIBED BY ANY OF THEM WHILE GRANTING
SUCH APPROVALS, MR. KAIZAD BHARUCHA (DIN
02490648), BE AND IS HEREBY RE-APPOINTED AS
EXECUTIVE DIRECTOR OF THE BANK, LIABLE TO
RETIRE BY ROTATION, FOR A PERIOD OF THREE
(3) YEARS COMMENCING FROM JUNE 13, 2020 UP
TO JUNE 12, 2023 UPON SUCH TERMS AND
CONDITIONS INCLUDING REMUNERATION AS SET
OUT IN THE EXPLANATORY STATEMENT TO THE
RESOLUTION AS PER ITEM NO. 8 OF THE NOTICE
OF THE ANNUAL GENERAL MEETING AND WHICH IS
SPECIFICALLY APPROVED AND SANCTIONED WITH
AUTHORITY TO THE BOARD TO ALTER AND VARY
THE TERMS AND CONDITIONS OF THE SAID
APPOINTMENT AND / OR AGREEMENT INCLUDING
INCREMENTS AND / OR ANY OTHER COMPONENTS OF
THE REMUNERATION, AS MAY BE NECESSARY FROM
TIME TO TIME, IN VIEW OF ANY APPROVALS AND
CONDITIONS AS MAY BE GIVEN / STIPULATED BY
THE RBI OR ANY OTHER STATUTORY AUTHORITY,
(INCLUDING AUTHORITY, FROM TIME TO TIME TO
DETERMINE THE AMOUNT OF SALARY AS ALSO THE
TYPE AND AMOUNT OF PERQUISITES AND OTHER
BENEFITS PAYABLE TO MR. BHARUCHA), IN SUCH
MANNER AS MAY BE DECIDED BY THE BOARD;
RESOLVED FURTHER THAT THE BOARD BE AND IS
HEREBY AUTHORIZED TO DO ALL SUCH ACTS,
DEEDS, MATTERS AND THINGS AND TO EXECUTE
ANY AGREEMENTS, DOCUMENTS, INSTRUMENTS AND
WRITINGS AS MAY BE REQUIRED, WITH POWER TO
SETTLE ALL QUESTIONS, DIFFICULTIES OR
DOUBTS THAT MAY ARISE IN REGARD TO THE SAID
APPOINTMENT AS IT MAY IN ITS SOLE
DISCRETION DEEM FIT AND NECESSARY AND TO
DELEGATE ALL OR ANY OF ITS POWERS CONFERRED
HEREIN TO ANY DIRECTOR(S) AND / OR
OFFICER(S) OF THE BANK TO GIVE EFFECT TO
THIS RESOLUTION."
9 TO APPOINT MRS. RENU KARNAD (DIN 00008064) Mgmt For For
AS A NON- EXECUTIVE DIRECTOR AND IN THIS
REGARD TO CONSIDER, AND IF THOUGHT FIT, TO
PASS, THE FOLLOWING RESOLUTION AS AN
ORDINARY RESOLUTION: "RESOLVED THAT
PURSUANT TO SECTION 152 AND OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013 AND THE RELEVANT RULES
THEREUNDER, THE BANKING REGULATION ACT,
1949, RELEVANT CIRCULARS ISSUED BY THE RBI
FROM TIME TO TIME INCLUDING ANY AMENDMENTS,
MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS
THEREOF AND RECOMMENDATION OF THE
NOMINATION AND REMUNERATION COMMITTEE AND
THE BOARD OF DIRECTORS OF THE BANK
(HEREINAFTER REFERRED TO AS THE "BOARD",
WHICH TERM SHALL BE DEEMED TO INCLUDE ANY
COMMITTEE CONSTITUTED / EMPOWERED / TO BE
CONSTITUTED BY THE BOARD FROM TIME TO TIME
TO EXERCISE ITS POWERS CONFERRED BY THIS
RESOLUTION), MRS. RENU KARNAD (DIN
00008064), WHO HAS BEEN APPOINTED AS AN
ADDITIONAL NON- EXECUTIVE DIRECTOR OF THE
BANK BY THE BOARD WITH EFFECT FROM MARCH 3,
2020 UNTIL SHE ATTAINS THE AGE OF 70 YEARS
I.E. UPTO SEPTEMBER 3, 2022 IN ACCORDANCE
WITH SECTION 161(1) OF THE COMPANIES ACT,
2013 AND THE ARTICLES OF ASSOCIATION OF THE
BANK AND WHOSE TERM OF OFFICE EXPIRES AT
THE ANNUAL GENERAL MEETING, BE AND IS
HEREBY APPOINTED AS A NON- EXECUTIVE
DIRECTOR (NOMINEE OF HOUSING DEVELOPMENT
FINANCE CORPORATION LIMITED, PROMOTER OF
THE BANK), AND THAT SHE SHALL BE LIABLE TO
RETIRE BY ROTATION AND SHALL BE PAID
SITTING FEES AND REIMBURSED EXPENSES FOR
ATTENDING BOARD AND COMMITTEE MEETINGS, AS
MAY BE PERMISSIBLE UNDER LAW FROM TIME TO
TIME, AS WELL AS PROFIT RELATED COMMISSION
AS MAY BE ALLOWED BY RELEVANT RBI
GUIDELINES AND OTHER APPLICABLE LAWS, FROM
TIME TO TIME."
10 TO RATIFY AND APPROVE THE RELATED PARTY Mgmt For For
TRANSACTIONS WITH HOUSING DEVELOPMENT
FINANCE CORPORATION LIMITED AND IN THIS
REGARD TO CONSIDER AND, IF THOUGHT FIT, TO
PASS, THE FOLLOWING RESOLUTION AS AN
ORDINARY RESOLUTION: "RESOLVED THAT
PURSUANT TO THE SECURITIES AND EXCHANGE
BOARD OF INDIA (LISTING OBLIGATIONS AND
DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
("LISTING REGULATIONS") AND ANY OTHER
APPLICABLE PROVISIONS OF LAW, INCLUDING ANY
AMENDMENTS, MODIFICATIONS, VARIATIONS OR
RE-ENACTMENTS THEREOF, THE MEMBERS OF THE
BANK DO HEREBY RATIFY AS ALSO ACCORD
FURTHER APPROVAL TO THE BOARD OF DIRECTORS
OF THE BANK (HEREINAFTER REFERRED TO AS THE
"BOARD", WHICH TERM SHALL BE DEEMED TO
INCLUDE ANY COMMITTEE CONSTITUTED /
EMPOWERED / TO BE CONSTITUTED BY THE BOARD
FROM TIME TO TIME TO EXERCISE ITS POWERS
CONFERRED BY THIS RESOLUTION) FOR CARRYING
OUT AND / OR CONTINUING WITH ARRANGEMENTS
AND TRANSACTIONS (WHETHER INDIVIDUAL
TRANSACTION OR TRANSACTIONS TAKEN TOGETHER
OR SERIES OF TRANSACTIONS OR OTHERWISE)
WITH HOUSING DEVELOPMENT FINANCE
CORPORATION LIMITED ("HDFC LIMITED"), BEING
A RELATED PARTY, WHETHER BY WAY OF
RENEWAL(S) OR EXTENSION(S) OR
MODIFICATION(S) OF EARLIER ARRANGEMENTS /
TRANSACTIONS OR OTHERWISE, INCLUDING
BANKING TRANSACTIONS, TRANSACTIONS FOR
SOURCING OF HOME LOANS FOR HDFC LIMITED
AGAINST THE CONSIDERATION OF THE COMMISSION
AGREED UPON OR AS MAY BE MUTUALLY AGREED
UPON FROM TIME TO TIME, PURCHASE /
SECURITIZATION OF SUCH PERCENTAGE OF HOME
LOANS SOURCED AND DISBURSED AS MAY BE
AGREED FROM TIME TO TIME MUTUALLY BETWEEN
THE BANK AND HDFC LIMITED, SERVICING BY
HDFC LIMITED OF HOME LOANS ASSIGNED BY IT /
SECURITIZED AGAINST THE CONSIDERATION
AGREED UPON OR AS MAY BE AGREED UPON FROM
TIME TO TIME AND ANY OTHER TRANSACTIONS
INCLUDING THOSE AS MAY BE DISCLOSED IN THE
NOTES FORMING PART OF THE FINANCIAL
STATEMENTS FOR THE RELEVANT PERIOD,
NOTWITHSTANDING THE FACT THAT ALL THESE
TRANSACTIONS WITHIN THE FINANCIAL YEAR
2020-21 IN AGGREGATE MAY EXCEED 10% OF THE
ANNUAL CONSOLIDATED TURNOVER OF THE BANK AS
PER THE BANK'S LAST AUDITED FINANCIAL
STATEMENTS OR ANY MATERIALITY THRESHOLD AS
MAY BE APPLICABLE FROM TIME TO TIME;
RESOLVED FURTHER THAT THE MEMBERS OF THE
BANK DO HEREBY RATIFY AS ALSO ACCORD
FURTHER APPROVAL TO THE BOARD OF DIRECTORS
OF THE BANK TO SIGN AND EXECUTE ALL SUCH
DOCUMENTS, DEEDS AND WRITINGS AND TO DO ALL
SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY
BE DEEMED NECESSARY, EXPEDIENT AND
INCIDENTAL THERETO AND TO DELEGATE ALL OR
ANY OF ITS POWERS HEREIN CONFERRED TO ANY
COMMITTEE OF DIRECTORS AND / OR DIRECTOR(S)
AND / OR OFFICER(S) / EMPLOYEE(S) OF THE
BANK / ANY OTHER PERSON(S) TO GIVE EFFECT
TO THE AFORESAID RESOLUTION."
11 TO RATIFY AND APPROVE THE RELATED PARTY Mgmt For For
TRANSACTIONS WITH HDB FINANCIAL SERVICES
LIMITED AND IN THIS REGARD TO CONSIDER, AND
IF THOUGHT FIT, TO PASS, THE FOLLOWING
RESOLUTION AS AN ORDINARY RESOLUTION:
"RESOLVED THAT PURSUANT TO THE SECURITIES
AND EXCHANGE BOARD OF INDIA (LISTING
OBLIGATIONS AND DISCLOSURE REQUIREMENTS)
REGULATIONS, 2015 ("LISTING REGULATIONS")
AND ANY OTHER APPLICABLE PROVISIONS OF LAW,
INCLUDING ANY AMENDMENTS, MODIFICATIONS,
VARIATIONS OR RE-ENACTMENTS THEREOF, THE
MEMBERS OF THE BANK DO HEREBY RATIFY AND
ALSO ACCORD FURTHER APPROVAL TO THE BOARD
OF DIRECTORS OF THE BANK (HEREINAFTER
REFERRED TO AS THE "BOARD", WHICH TERM
SHALL BE DEEMED TO INCLUDE ANY COMMITTEE
CONSTITUTED / EMPOWERED / TO BE CONSTITUTED
BY THE BOARD FROM TIME TO TIME TO EXERCISE
ITS POWERS CONFERRED BY THIS RESOLUTION)
FOR CARRYING OUT AND/OR CONTINUING WITH
ARRANGEMENTS AND THE TRANSACTIONS (WHETHER
INDIVIDUAL TRANSACTIONS OR TRANSACTIONS
TAKEN TOGETHER OR SERIES OF TRANSACTIONS OR
OTHERWISE) WITH HDB FINANCIAL SERVICES
LIMITED ("HDBFSL"), BEING A RELATED PARTY,
INCLUDING TRANSACTIONS OF PURCHASE /
SECURITIZATION OF LOANS, SERVICING
ARRANGEMENTS, IF ANY, BANKING TRANSACTIONS
AND ANY OTHER ARRANGEMENTS / TRANSACTIONS
AS DISCLOSED IN THE NOTES FORMING PART OF
THE FINANCIAL STATEMENTS, WHETHER BY WAY OF
CONTINUATION, RENEWAL(S) OR EXTENSION(S) OR
MODIFICATION(S) OF EARLIER ARRANGEMENTS /
TRANSACTIONS OR OTHERWISE, AGAINST SUCH
CONSIDERATION AS AGREED UPON OR AS MAY BE
MUTUALLY AGREED UPON FROM TIME TO TIME
BETWEEN THE BANK AND HDBFSL,
NOTWITHSTANDING THE FACT THAT ALL THESE
TRANSACTIONS WITHIN THE FINANCIAL YEAR
2020-21 IN AGGREGATE MAY EXCEED 10% OF THE
ANNUAL CONSOLIDATED TURNOVER OF THE BANK AS
PER THE BANK'S LAST AUDITED FINANCIAL
STATEMENTS OR ANY MATERIALITY THRESHOLD AS
MAY BE APPLICABLE FROM TIME TO TIME;
RESOLVED FURTHER THAT THE MEMBERS OF THE
BANK DO HEREBY RATIFY AS ALSO ACCORD
FURTHER APPROVAL TO THE BOARD OF DIRECTORS
OF THE BANK TO SIGN AND EXECUTE ALL SUCH
DOCUMENTS, DEEDS AND WRITINGS AND TO DO ALL
SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY
BE DEEMED NECESSARY, EXPEDIENT AND
INCIDENTAL THERETO AND TO DELEGATE ALL OR
ANY OF ITS POWERS HEREIN CONFERRED TO ANY
COMMITTEE OF DIRECTORS AND / OR DIRECTOR(S)
AND / OR OFFICER(S) / EMPLOYEE(S) OF THE
BANK / ANY OTHER PERSON(S) TO GIVE EFFECT
TO THE AFORESAID RESOLUTION."
12 TO ISSUE UNSECURED PERPETUAL DEBT Mgmt For For
INSTRUMENTS (PART OF ADDITIONAL TIER I
CAPITAL), TIER II CAPITAL BONDS AND LONG
TERM BONDS (FINANCING OF INFRASTRUCTURE AND
AFFORDABLE HOUSING) ON A PRIVATE PLACEMENT
BASIS AND IN THIS REGARD TO CONSIDER AND,
IF THOUGHT FIT, TO PASS THE FOLLOWING
RESOLUTION, AS A SPECIAL RESOLUTION:
"RESOLVED THAT PURSUANT TO SECTION 42 AND
OTHER APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013, RULE 14 AND OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES (PROSPECTUS AND ALLOTMENT OF
SECURITIES) RULES, 2014, THE COMPANIES
(SHARE CAPITAL AND DEBENTURE) RULES, 2014,
ANY OTHER APPLICABLE RULES, SECURITIES AND
EXCHANGE BOARD OF INDIA (ISSUE AND LISTING
OF DEBT SECURITIES) REGULATIONS, 2008, ANY
OTHER APPLICABLE PROVISIONS OF LAW, ANY
AMENDMENTS, MODIFICATIONS, VARIATIONS OR
REENACTMENTS THERETO FROM TIME TO TIME, AND
THE PROVISIONS OF THE MEMORANDUM AND
ARTICLES OF ASSOCIATION OF THE BANK AND
SUBJECT TO SUCH OTHER APPROVAL(S),
CONSENT(S), PERMISSION(S) AND SANCTION(S)
AS MAY BE NECESSARY FROM THE CONCERNED
AUTHORITIES / REGULATORS / STATUTORY
AUTHORITY(IES), INCLUDING THE RESERVE BANK
OF INDIA ("RBI"), THE APPROVAL OF THE
MEMBERS OF THE BANK BE AND IS HEREBY
ACCORDED TO THE BOARD OF DIRECTORS OF THE
BANK (HEREINAFTER REFERRED TO AS "BOARD"
AND WHICH TERM SHALL BE DEEMED TO INCLUDE
ANY COMMITTEE OF THE BOARD OR ANY OTHER
PERSONS TO WHOM POWERS ARE DELEGATED BY THE
BOARD AS PERMITTED UNDER THE COMPANIES ACT,
2013 OR RULES THEREUNDER) FOR BORROWING /
RAISING FUNDS IN INDIAN CURRENCY BY ISSUE
OF UNSECURED PERPETUAL DEBT INSTRUMENTS
(PART OF ADDITIONAL TIER I CAPITAL), TIER
II CAPITAL BONDS AND LONG TERM BONDS
(FINANCING OF INFRASTRUCTURE AND AFFORDABLE
HOUSING) IN DOMESTIC MARKET ON A PRIVATE
PLACEMENT BASIS AND / OR FOR MAKING OFFERS
AND / OR INVITATIONS THEREFOR AND / OR
ISSUE(S) / ISSUANCES THEREFOR, ON PRIVATE
PLACEMENT BASIS, FOR A PERIOD OF ONE (1)
YEAR FROM THE DATE HEREOF, IN ONE OR MORE
TRANCHES AND / OR SERIES AND UNDER ONE OR
MORE SHELF DISCLOSURE DOCUMENTS AND / OR
ONE OR MORE ISSUES / LETTERS OF OFFER OR
SUCH OTHER DOCUMENTS OR AMENDMENTS /
REVISIONS THEREOF AND ON SUCH TERMS AND
CONDITIONS FOR EACH SERIES / TRANCHES
INCLUDING THE PRICE, COUPON, PREMIUM,
DISCOUNT, TENOR, ETC. AS DEEMED FIT BY THE
BOARD, AS PER THE STRUCTURE AND WITHIN THE
LIMITS PERMITTED BY THE RBI, OF AN AMOUNT
IN AGGREGATE NOT EXCEEDING INR 50,000
CRORES (RUPEES FIFTY THOUSAND CRORES ONLY);
RESOLVED FURTHER THAT THE MEMBERS OF THE
BANK DO HEREBY ACCORD APPROVAL TO THE BOARD
OF DIRECTORS OF THE BANK TO SIGN AND
EXECUTE ALL SUCH DOCUMENTS, DEEDS AND
WRITINGS AND TO DO ALL SUCH ACTS, DEEDS,
MATTERS AND THINGS AS MAY BE DEEMED
NECESSARY, EXPEDIENT AND INCIDENTAL THERETO
WITH POWER TO SETTLE ALL QUESTIONS,
DIFFICULTIES OR DOUBTS THAT MAY ARISE WITH
REGARD TO ANY OF THE SAID MATTERS, AND TO
DELEGATE ALL OR ANY OF ITS POWERS HEREIN
CONFERRED TO ANY COMMITTEE OF DIRECTORS AND
/ OR DIRECTOR(S) AND / OR OFFICER(S) /
EMPLOYEE(S) OF THE BANK / ANY OTHER
PERSON(S) TO GIVE EFFECT TO THE AFORESAID
RESOLUTION."
--------------------------------------------------------------------------------------------------------------------------
HDFC BANK LTD Agenda Number: 713329440
--------------------------------------------------------------------------------------------------------------------------
Security: Y3119P190
Meeting Type: OTH
Meeting Date: 01-Dec-2020
Ticker:
ISIN: INE040A01034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 APPOINTMENT OF MR. SASHIDHAR JAGDISHAN Mgmt For For
(DIN: 08614396) AS A DIRECTOR OF THE BANK
2 APPOINTMENT OF MR. SASHIDHAR JAGDISHAN Mgmt For For
(DIN: 08614396) AS THE MANAGING DIRECTOR &
CHIEF EXECUTIVE OFFICER OF THE BANK, FOR A
PERIOD OF THREE (3) YEARS, W.E.F. OCTOBER
27, 2020, ON THE TERMS AND CONDITIONS
RELATING TO THE SAID APPOINTMENT, INCLUDING
REMUNERATION, AS APPROVED BY THE RBI
--------------------------------------------------------------------------------------------------------------------------
HOME PRODUCT CENTER PUBLIC CO LTD Agenda Number: 713624129
--------------------------------------------------------------------------------------------------------------------------
Security: Y32758115
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: TH0661010015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER THE APPROVAL OF THE MINUTES OF Mgmt For For
THE ANNUAL GENERAL MEETING OF THE
SHAREHOLDERS FOR THE YEAR 2020
2 TO CONSIDER FOR ACKNOWLEDGMENT THE Mgmt For For
COMPANY'S OPERATION RESULT OF THE YEAR 2020
3 TO CONSIDER THE APPROVAL OF THE STATEMENTS Mgmt For For
OF FINANCIAL POSITION AND STATEMENTS OF
COMPREHENSIVE INCOME, INCLUDING THE
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
4 TO CONSIDER THE APPROVAL OF THE DIVIDEND Mgmt For For
PAYMENT FOR THE YEAR 2020
5.1 TO CONSIDER THE APPROVAL THE APPOINTMENT OF Mgmt Against Against
THE COMPANY'S DIRECTOR IN PLACE OF THE
DIRECTOR WHO IS RETIRED BY ROTATION: MR.
RUTT PHANIJPHAND
5.2 TO CONSIDER THE APPROVAL THE APPOINTMENT OF Mgmt Against Against
THE COMPANY'S DIRECTOR IN PLACE OF THE
DIRECTOR WHO IS RETIRED BY ROTATION: MR.
MANIT UDOMKUNNATUM
5.3 TO CONSIDER THE APPROVAL THE APPOINTMENT OF Mgmt For For
THE COMPANY'S DIRECTOR IN PLACE OF THE
DIRECTOR WHO IS RETIRED BY ROTATION: MR.
BOONSOM LERDHIRUNWONG
5.4 TO CONSIDER THE APPROVAL THE APPOINTMENT OF Mgmt For For
THE COMPANY'S DIRECTOR IN PLACE OF THE
DIRECTOR WHO IS RETIRED BY ROTATION: MR.
WEERAPUN UNGSUMALEE
6 TO CONSIDER THE APPROVAL THE REMUNERATION Mgmt For For
OF DIRECTORS FOR THE YEAR 2021
7 TO CONSIDER THE APPROVAL THE PAYMENT OF Mgmt Against Against
DIRECTORS' BONUS FOR THE YEAR 2020
8 TO CONSIDER THE APPROVAL THE APPOINTMENT OF Mgmt For For
AUDITORS AND DETERMINATION THE AUDITING FEE
FOR THE YEAR 2021
9 TO CONSIDER FOR APPROVAL THE AMENDMENT OF Mgmt For For
CLAUSE 3 OF THE MEMORANDUM OF ASSOCIATION
(OBJECTIVE)
CMMT 25 FEB 2021: IN THE SITUATION WHERE THE Non-Voting
CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE
AGENDA AND/OR ADD NEW AGENDA DURING THE
MEETING, WE WILL VOTE THAT AGENDA AS
ABSTAIN.
CMMT 25 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD Agenda Number: 713690180
--------------------------------------------------------------------------------------------------------------------------
Security: Y3506N139
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: HK0388045442
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0316/2021031600529.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0316/2021031600523.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2020
TOGETHER WITH THE REPORTS OF THE DIRECTORS
AND AUDITOR THEREON
2.A TO ELECT NICHOLAS CHARLES ALLEN AS DIRECTOR Mgmt For For
2.B TO ELECT CHEUNG MING MING, ANNA AS DIRECTOR Mgmt For For
2.C TO ELECT ZHANG YICHEN AS DIRECTOR Mgmt For For
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt Against Against
AUDITOR AND TO AUTHORISE THE DIRECTORS TO
FIX ITS REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF HKEX, NOT EXCEEDING
10% OF THE NUMBER OF ISSUED SHARES OF HKEX
AS AT THE DATE OF THIS RESOLUTION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF HKEX, NOT EXCEEDING 10% OF THE
NUMBER OF ISSUED SHARES OF HKEX AS AT THE
DATE OF THIS RESOLUTION, AND THE DISCOUNT
FOR ANY SHARES TO BE ISSUED SHALL NOT
EXCEED 10%
--------------------------------------------------------------------------------------------------------------------------
HUALAN BIOLOGICAL ENGINEERING INC Agenda Number: 713743866
--------------------------------------------------------------------------------------------------------------------------
Security: Y3737H125
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: CNE000001JN8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
4 2020 ANNUAL ACCOUNTS Mgmt For For
5 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY3.00000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
6 INVESTMENT AND WEALTH MANAGEMENT WITH Mgmt Against Against
PROPRIETARY FUNDS
7 2021 APPOINTMENT OF AUDIT FIRM Mgmt For For
8 FORMULATION OF THE SHAREHOLDER RETURN PLAN Mgmt For For
FOR THE NEXT THREE YEARS FROM 2021 TO 2023
--------------------------------------------------------------------------------------------------------------------------
ICICI BANK LTD Agenda Number: 712935420
--------------------------------------------------------------------------------------------------------------------------
Security: Y3860Z132
Meeting Type: OTH
Meeting Date: 09-Aug-2020
Ticker:
ISIN: INE090A01021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 AUTHORIZE CAPITAL RAISING THROUGH ISSUANCE Mgmt For For
OF EQUITY SHARES AND/OR EQUITY LINKED
SECURITIES
--------------------------------------------------------------------------------------------------------------------------
ICICI BANK LTD Agenda Number: 712961045
--------------------------------------------------------------------------------------------------------------------------
Security: Y3860Z132
Meeting Type: AGM
Meeting Date: 14-Aug-2020
Ticker:
ISIN: INE090A01021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF FINANCIAL STATEMENTS FOR THE Mgmt For For
FINANCIAL YEAR ENDED MARCH 31, 2020
2 RE-APPOINTMENT OF MS. VISHAKHA MULYE (DIN: Mgmt For For
00203578), WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, OFFERS HERSELF FOR
RE-APPOINTMENT
3 RE-APPOINTMENT OF M/S WALKER CHANDIOK & CO Mgmt For For
LLP, CHARTERED ACCOUNTANTS (REGISTRATION
NO. 001076N/N500013) AS STATUTORY AUDITORS
OF THE BANK
4 APPOINTMENT OF BRANCH AUDITORS Mgmt For For
5 RE-APPOINTMENT OF MS. VISHAKHA MULYE (DIN: Mgmt For For
00203578) AS A WHOLE TIME DIRECTOR
(DESIGNATED AS EXECUTIVE DIRECTOR) OF THE
BANK
6 RE-APPOINTMENT OF MR. GIRISH CHANDRA Mgmt For For
CHATURVEDI (DIN: 00110996) AS AN
INDEPENDENT DIRECTOR OF THE BANK
7 RE-APPOINTMENT MR. GIRISH CHANDRA Mgmt For For
CHATURVEDI (DIN: 00110996) AS NONEXECUTIVE
(PART-TIME) CHAIRMAN OF THE BANK
8 SHIFTING THE REGISTERED OFFICE OF THE BANK Mgmt For For
FROM THE STATE OF GUJARAT TO THE STATE OF
MAHARASHTRA AND CONSEQUENT AMENDMENT TO THE
MEMORANDUM OF ASSOCIATION OF THE BANK
--------------------------------------------------------------------------------------------------------------------------
INFOSYS LTD Agenda Number: 714227471
--------------------------------------------------------------------------------------------------------------------------
Security: Y4082C133
Meeting Type: AGM
Meeting Date: 19-Jun-2021
Ticker:
ISIN: INE009A01021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF FINANCIAL STATEMENTS Mgmt For For
2 DECLARATION OF DIVIDEND: DIVIDEND OF INR 15 Mgmt For For
PER EQUITY SHARE FOR THE YEAR ENDED MARCH
31, 2021
3 APPOINTMENT OF U.B. PRAVIN RAO AS A Mgmt For For
DIRECTOR LIABLE TO RETIRE BY ROTATION
4 APPROVAL FOR THE BUYBACK OF EQUITY SHARES Mgmt For For
OF THE COMPANY
5 REAPPOINTMENT OF MICHAEL GIBBS AS AN Mgmt For For
INDEPENDENT DIRECTOR
6 APPOINTMENT OF BOBBY PARIKH AS AN Mgmt For For
INDEPENDENT DIRECTOR
7 APPOINTMENT OF CHITRA NAYAK AS AN Mgmt For For
INDEPENDENT DIRECTOR
8 APPROVAL FOR CHANGING THE TERMS OF Mgmt For For
REMUNERATION OF U.B. PRAVIN RAO, CHIEF
OPERATING OFFICER AND WHOLE-TIME DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO LTD Agenda Number: 713096611
--------------------------------------------------------------------------------------------------------------------------
Security: Y408DG116
Meeting Type: EGM
Meeting Date: 25-Sep-2020
Ticker:
ISIN: CNE000000JP5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 LONG-TERM SERVICE PLAN (DRAFT) AND ITS Mgmt For For
SUMMARY
2 MANAGEMENT RULES FOR THE LONG-TERM SERVICE Mgmt For For
PLAN (DRAFT)
3 REPURCHASE AND CANCELLATION OF SOME 2019 Mgmt For For
RESTRICTED STOCKS
4 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
OF THE COMPANY IN RESPECT TO THE REGISTERED
CAPITAL AND TOTAL SHARE CAPITAL
--------------------------------------------------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO LTD Agenda Number: 714022491
--------------------------------------------------------------------------------------------------------------------------
Security: Y408DG116
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: CNE000000JP5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
2 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
3 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
4 2021 BUSINESS POLICIES AND INVESTMENT PLAN Mgmt For For
5 2020 ANNUAL ACCOUNTS AND 2021 FINANCIAL Mgmt For For
BUDGET PLAN
6 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY8.20000000 2) BONUS ISSUE FROM
PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
7 2020 WORK REPORT OF INDEPENDENT DIRECTORS Mgmt For For
8 AUTHORIZATION TO A WHOLLY-OWNED SUBSIDIARY Mgmt For For
TO PROVIDE GUARANTEE FOR THE INDUSTRIAL
UPSTREAM AND DOWNSTREAM PARTNERS IN 2021
9 REGISTRATION AND ISSUANCE OF SUPER AND Mgmt For For
SHORT-TERM COMMERCIAL PAPERS
10 PROVISION OF GUARANTEE FOR WHOLLY-OWNED Mgmt For For
SUBSIDIARIES
11 PROVISION OF GUARANTEE FOR A COMPANY Mgmt Against Against
12 REPURCHASE AND CANCELLATION OF SOME Mgmt For For
RESTRICTED STOCKS IN 2019
13 AMENDMENTS TO THE ARTICLES OF ASSOCIATIONS Mgmt For For
14 SYSTEM FOR INDEPENDENT DIRECTORS Mgmt For For
15 CONNECTED TRANSACTIONS MANAGEMENT SYSTEM Mgmt For For
16 REAPPOINTMENT OF AUDIT FIRM Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO LTD Agenda Number: 714340661
--------------------------------------------------------------------------------------------------------------------------
Security: Y408DG116
Meeting Type: EGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: CNE000000JP5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE COMPANY'S ELIGIBILITY FOR NON-PUBLIC Mgmt For For
A-SHARE OFFERING
2.1 PLAN FOR 2021 NON-PUBLIC A-SHARE OFFERING: Mgmt For For
STOCK TYPE AND PAR VALUE
2.2 PLAN FOR 2021 NON-PUBLIC A-SHARE OFFERING: Mgmt For For
ISSUING METHOD AND DATE
2.3 PLAN FOR 2021 NON-PUBLIC A-SHARE OFFERING: Mgmt For For
PRICING BASE DATE, PRICING PRINCIPLES AND
ISSUE PRICE
2.4 PLAN FOR 2021 NON-PUBLIC A-SHARE Mgmt For For
OFFERING:ISSUING VOLUME
2.5 PLAN FOR 2021 NON-PUBLIC A-SHARE OFFERING: Mgmt For For
ISSUING TARGETS AND SUBSCRIPTION METHOD
2.6 PLAN FOR 2021 NON-PUBLIC A-SHARE OFFERING: Mgmt For For
AMOUNT AND PURPOSE OF THE RAISED FUNDS
2.7 PLAN FOR 2021 NON-PUBLIC A-SHARE OFFERING: Mgmt For For
LOCKUP PERIOD ARRANGEMENT
2.8 PLAN FOR 2021 NON-PUBLIC A-SHARE OFFERING: Mgmt For For
LISTING PLACE
2.9 PLAN FOR 2021 NON-PUBLIC A-SHARE OFFERING: Mgmt For For
ARRANGEMENT FOR THE ACCUMULATED RETAINED
PROFITS BEFORE THE NON-PUBLIC OFFERING
2.10 PLAN FOR 2021 NON-PUBLIC A-SHARE OFFERING: Mgmt For For
THE VALID PERIOD OF THE RESOLUTION ON THIS
OFFERING
3 PREPLAN FOR 2021 NON-PUBLIC A-SHARE Mgmt For For
OFFERING
4 FEASIBILITY ANALYSIS REPORT ON THE USE OF Mgmt For For
FUNDS TO BE RAISED FROM THE 2021 NON-PUBLIC
A-SHARE OFFERING
5 NO NEED TO PREPARE A REPORT ON USE OF Mgmt For For
PREVIOUSLY RAISED FUNDS
6 DILUTED IMMEDIATE RETURN AFTER 2021 Mgmt For For
NON-PUBLIC A-SHARE OFFERING AND FILLING
MEASURES, AND COMMITMENTS OF RELEVANT
PARTIES
7 SHAREHOLDER RETURN PLAN FOR THE NEXT THREE Mgmt For For
YEARS FROM 2021 TO 2023
8 FULL AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS REGARDING THE NON-PUBLIC A-SHARE
OFFERING
9 AMENDMENTS TO THE BUSINESS SCOPE AND THE Mgmt For For
ARTICLES OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
JERONIMO MARTINS SGPS SA Agenda Number: 713328905
--------------------------------------------------------------------------------------------------------------------------
Security: X40338109
Meeting Type: EGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: PTJMT0AE0001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED BY THE
COMPANY HOLDING THIS MEETING. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 TO RESOLVE ON THE PROPOSAL FOR THE PARTIAL Mgmt For For
DISTRIBUTION OF FREE RESERVES
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS ("CDIS") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
JERONIMO MARTINS SGPS SA Agenda Number: 713689810
--------------------------------------------------------------------------------------------------------------------------
Security: X40338109
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: PTJMT0AE0001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED BY THE
COMPANY HOLDING THIS MEETING. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 TO RESOLVE ON THE 2020 FINANCIAL Mgmt For For
STATEMENTS, INCLUDING THE MANAGEMENT
REPORT, THE INDIVIDUAL AND CONSOLIDATED
ACCOUNTS, THE CORPORATE GOVERNANCE REPORT
AND OTHER CORPORATE, SUPERVISORY AND AUDIT
INFORMATION DOCUMENTS
2 TO RESOLVE ON THE PROPOSAL FOR APPLICATION Mgmt For For
OF RESULTS
3 TO ASSESS, IN GENERAL TERMS, THE MANAGEMENT Mgmt For For
AND AUDIT OF THE COMPANY
4 TO RESOLVE ON THE COMPANY'S CORPORATE Mgmt For For
BODIES REMUNERATION POLICY
CMMT 24 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 24 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
MAGNIT PJSC Agenda Number: 713437146
--------------------------------------------------------------------------------------------------------------------------
Security: 55953Q202
Meeting Type: EGM
Meeting Date: 24-Dec-2020
Ticker:
ISIN: US55953Q2021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PAYMENT OF DIVIDENDS ON PJSC "MAGNIT" Mgmt For For
SHARES FOLLOWING THE RESULTS OF 9 MONTHS OF
2020
2 APPROVAL OF THE NEW VERSION OF THE ARTICLES Mgmt For For
OF ASSOCIATION OF PJSC "MAGNIT"
3 APPROVAL OF THE NEW VERSION OF THE Mgmt For For
REGULATIONS ON THE COLLECTIVE EXECUTIVE
BODY (MANAGEMENT BOARD) OF PJSC "MAGNIT"
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
--------------------------------------------------------------------------------------------------------------------------
MARICO LTD Agenda Number: 713005761
--------------------------------------------------------------------------------------------------------------------------
Security: Y5841R170
Meeting Type: AGM
Meeting Date: 28-Aug-2020
Ticker:
ISIN: INE196A01026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2020,
TOGETHER WITH THE REPORTS OF THE BOARD OF
DIRECTORS AND STATUTORY AUDITORS THEREON
2 TO APPOINT A DIRECTOR IN PLACE OF MR. Mgmt For For
RISHABH MARIWALA (DIN:03072284), WHO
RETIRES BY ROTATION AND BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-APPOINTMENT
3 TO RATIFY THE REMUNERATION PAYABLE TO M/S. Mgmt For For
ASHWIN SOLANKI & ASSOCIATES, COST
ACCOUNTANTS (FIRM REGISTRATION NO. 100392),
THE COST AUDITORS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDING MARCH 31, 2021 AND IF
THOUGHT FIT TO PASS WITH OR WITHOUT
MODIFICATION(S), THE FOLLOWING RESOLUTION
AS AN ORDINARY RESOLUTION: RESOLVED THAT
PURSUANT TO THE PROVISIONS OF SECTION 148
AND OTHER APPLICABLE PROVISIONS, IF ANY, OF
THE COMPANIES ACT, 2013 AND THE RELEVANT
RULES FRAMED THEREUNDER, AS AMENDED FROM
TIME TO TIME, THE MEMBERS OF THE COMPANY DO
HEREBY RATIFY THE REMUNERATION OF R
9,00,000/- (RUPEES NINE LACS ONLY), PLUS
APPLICABLE TAXES AND REIMBURSEMENT OF OUT
OF POCKET EXPENSES, IF ANY, TO M/S. ASHWIN
SOLANKI & ASSOCIATES, COST ACCOUNTANTS
(FIRM REGISTRATION NO. 100392), AS APPROVED
BY THE BOARD OF DIRECTORS OF THE COMPANY,
FOR CONDUCTING AUDIT OF THE COST RECORDS OF
THE COMPANY FOR THE FINANCIAL YEAR ENDING
MARCH 31, 2021
4 TO APPROVE THE APPOINTMENT OF MR. SANJAY Mgmt For For
DUBE (DIN:00327906) AS AN INDEPENDENT
DIRECTOR OF THE COMPANY AND IF THOUGHT FIT,
TO PASS WITH OR WITHOUT MODIFICATION(S),
THE FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION: RESOLVED THAT PURSUANT TO THE
PROVISIONS OF SECTIONS 149, 150, 152 AND
160 READ WITH SCHEDULE IV AND OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013 ("THE ACT"), AND THE
RULES FRAMED THEREUNDER, SEBI (LISTING
OBLIGATIONS AND DISCLOSURE REQUIREMENTS)
REGULATIONS, 2015 ("SEBI LISTING
REGULATIONS"), AS AMENDED FROM TIME TO TIME
AND THE ARTICLES OF ASSOCIATION OF THE
COMPANY, MR. SANJAY DUBE (DIN: 00327906),
WHO WAS APPOINTED AS AN ADDITIONAL DIRECTOR
(INDEPENDENT) WITH EFFECT FROM JANUARY 30,
2020, IN RESPECT OF WHOM THE COMPANY HAS
RECEIVED A NOTICE OF CANDIDATURE FROM A
MEMBER UNDER SECTION 160 OF THE ACT AND WHO
MEETS THE CRITERIA OF INDEPENDENCE AS
PRESCRIBED UNDER THE ACT AND SEBI LISTING
REGULATIONS AND WHO HOLDS OFFICE UP TO THE
DATE OF THIS ANNUAL GENERAL MEETING, BE AND
IS HEREBY APPOINTED AS THE INDEPENDENT
DIRECTOR OF THE COMPANY TO HOLD OFFICE FOR
A TENURE OF 5 (FIVE) CONSECUTIVE YEARS WITH
EFFECT FROM JANUARY 30, 2020 TO JANUARY 29,
2025, NOT BEING LIABLE TO RETIRE BY
ROTATION
5 TO APPROVE THE APPOINTMENT OF MR. KANWAR Mgmt For For
BIR SINGH ANAND (DIN: 03518282) AS AN
INDEPENDENT DIRECTOR OF THE COMPANY AND IF
THOUGHT FIT, TO PASS WITH OR WITHOUT
MODIFICATION(S), THE FOLLOWING RESOLUTION
AS AN ORDINARY RESOLUTION: RESOLVED THAT
PURSUANT TO THE PROVISIONS OF SECTIONS 149,
150, 152 AND 160 READ WITH SCHEDULE IV AND
OTHER APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013 ("THE ACT"), AND THE
RULES FRAMED THEREUNDER, SEBI (LISTING
OBLIGATIONS AND DISCLOSURE REQUIREMENTS)
REGULATIONS, 2015 ("SEBI LISTING
REGULATIONS"), AS AMENDED FROM TIME TO
TIME, AND THE ARTICLES OF ASSOCIATION OF
THE COMPANY, MR. KANWAR BIR SINGH ANAND
(DIN: 03518282), WHO WAS APPOINTED AS AN
ADDITIONAL DIRECTOR (INDEPENDENT) WITH
EFFECT FROM APRIL 1, 2020, IN RESPECT OF
WHOM THE COMPANY HAS RECEIVED A NOTICE OF
CANDIDATURE FROM A MEMBER UNDER SECTION 160
OF THE ACT AND WHO MEETS THE CRITERIA OF
INDEPENDENCE AS PRESCRIBED UNDER THE ACT
AND SEBI LISTING REGULATIONS AND WHO HOLDS
OFFICE UP TO THE DATE OF THIS ANNUAL
GENERAL MEETING, BE AND IS HEREBY APPOINTED
AS THE INDEPENDENT DIRECTOR OF THE COMPANY
TO HOLD OFFICE FOR A TENURE OF 5 (FIVE)
CONSECUTIVE YEARS WITH EFFECT FROM APRIL 1,
2020 TO MARCH 31, 2025, NOT BEING LIABLE TO
RETIRE BY ROTATION
6 TO APPROVE THE REMUNERATION PAYABLE TO MR. Mgmt For For
HARSH MARIWALA (DIN: 00210342), CHAIRMAN OF
THE BOARD AND NON-EXECUTIVE DIRECTOR OF THE
COMPANY, FOR THE FINANCIAL YEAR 2020-21 AND
IF THOUGHT FIT, TO PASS WITH OR WITHOUT
MODIFICATION(S), THE FOLLOWING RESOLUTION
AS A SPECIAL RESOLUTION: "RESOLVED THAT
PURSUANT TO THE PROVISIONS OF SECTIONS 197,
198 AND OTHER APPLICABLE PROVISIONS OF THE
COMPANIES ACT, 2013, IF ANY, AND THE RULES
FRAMED THEREUNDER ("THE ACT"), THE
APPLICABLE PROVISIONS OF THE SEBI (LISTING
OBLIGATIONS AND DISCLOSURE REQUIREMENTS)
REGULATIONS, 2015, AS AMENDED FROM TIME TO
TIME, THE ARTICLES OF ASSOCIATION OF THE
COMPANY, THE COMPANY'S POLICY ON
NOMINATION, REMUNERATION & EVALUATION, THE
RESOLUTION PASSED BY THE MEMBERS AT THE
27TH ANNUAL GENERAL MEETING OF THE COMPANY
HELD ON AUGUST 5, 2015 APPROVING THE
REMUNERATION PAYABLE TO THE NON-EXECUTIVE
DIRECTORS OF THE COMPANY, IN AGGREGATE UP
TO 3% (THREE PERCENT) OF THE NET PROFITS OF
THE COMPANY FOR ANY FINANCIAL YEAR, AS
COMPUTED IN THE MANNER LAID DOWN UNDER THE
ACT, APPROVAL OF THE MEMBERS BE AND IS
HEREBY GIVEN FOR PAYMENT OF REMUNERATION TO
MR. HARSH MARIWALA (DIN: 00210342),
CHAIRMAN OF THE BOARD AND NON-EXECUTIVE
DIRECTOR OF THE COMPANY, AS BELOW, FOR THE
FINANCIAL YEAR 2020-21: I. R 40,000,000
(RUPEES FOUR CRORES ONLY); II. OTHER
BENEFITS AND ENTITLEMENTS LIKE PROVISION OF
OFFICE STAFF AND CARS, MEMBERSHIPS TO
CLUB(S), HEALTH INSURANCE AND
REIMBURSEMENTS FOR TRAVEL AND ENTERTAINMENT
AS MAY BE REQUIRED FOR OFFICIAL PURPOSE AND
AS APPROVED BY THE BOARD OF DIRECTORS; III.
SITTING FEES AS APPROVED BY THE BOARD OF
DIRECTORS FOR ALL THE NON-EXECUTIVE
DIRECTORS FROM TIME TO TIME
--------------------------------------------------------------------------------------------------------------------------
MARUTI SUZUKI INDIA LTD Agenda Number: 713001991
--------------------------------------------------------------------------------------------------------------------------
Security: Y7565Y100
Meeting Type: AGM
Meeting Date: 26-Aug-2020
Ticker:
ISIN: INE585B01010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 "RESOLVED THAT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS (INCLUDING THE CONSOLIDATED
FINANCIAL STATEMENTS) OF THE COMPANY FOR
THE YEAR ENDED 31ST MARCH, 2020 INCLUDING
THE AUDITED BALANCE SHEET AS AT 31ST MARCH,
2020, THE STATEMENT OF PROFIT AND LOSS FOR
THE YEAR ENDED ON THAT DATE AND THE REPORTS
OF THE BOARD OF DIRECTORS AND AUDITORS
THEREON BE AND ARE HEREBY CONSIDERED AND
ADOPTED."
2 "RESOLVED THAT PURSUANT TO THE Mgmt For For
RECOMMENDATION OF THE BOARD OF DIRECTORS OF
THE COMPANY, DIVIDEND AT THE RATE OF RS. 60
PER SHARE BE AND IS HEREBY DECLARED TO BE
PAID TO THE MEMBERS OF THE COMPANY."
3 RESOLVED THAT PURSUANT TO ARTICLE 76(5) OF Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY
READ WITH SECTION 152 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013, MR. KENICHI AYUKAWA (DIN: 02262755)
WHO RETIRES BY ROTATION AND BEING ELIGIBLE
FOR RE-APPOINTMENT, BE AND IS HEREBY
RE-APPOINTED AS A DIRECTOR OF THE COMPANY,
LIABLE TO RETIRE BY ROTATION."
4 "RESOLVED THAT PURSUANT TO ARTICLE 76(5) OF Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY
READ WITH SECTION 152 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013, MR. TAKAHIKO HASHIMOTO (DIN:
08506746) WHO RETIRES BY ROTATION AND BEING
ELIGIBLE FOR RE-APPOINTMENT, BE AND IS
HEREBY RE-APPOINTED AS A DIRECTOR OF THE
COMPANY, LIABLE TO RETIRE BY ROTATION."
5 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTIONS 149, 152, 160 AND ALL OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013 (INCLUDING ANY
STATUTORY MODIFICATION(S) OR RE-ENACTMENT
THEREOF, FOR THE TIME BEING IN FORCE) AND
THE RULES MADE THEREUNDER, MR. KENICHIRO
TOYOFUKU (DIN: 08619076) BE AND IS HEREBY
APPOINTED AS A DIRECTOR LIABLE TO RETIRE BY
ROTATION." "FURTHER RESOLVED THAT PURSUANT
TO ARTICLE 76 OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY AND SECTIONS 196
AND 197, SCHEDULE V AND ALL OTHER
APPLICABLE PROVISIONS OF THE COMPANIES ACT,
2013 (INCLUDING ANY STATUTORY
MODIFICATION(S) OR RE-ENACTMENT THEREOF,
FOR THE TIME BEING IN FORCE) MR. KENICHIRO
TOYOFUKU BE AND IS HEREBY APPOINTED AS A
WHOLE-TIME DIRECTOR DESIGNATED AS DIRECTOR
(CORPORATE PLANNING) WITH EFFECT FROM 5TH
DEC, 2019 FOR A PERIOD OF THREE YEARS AT
THE FOLLOWING REMUNERATION: A) BASIC
SALARY: RS. 139.92 LAC PER ANNUM IN THE
SCALE OF RS. 125 LAC TO RS. 200 LAC PER
ANNUM WITH AUTHORITY TO THE BOARD (WHICH
EXPRESSION SHALL INCLUDE A COMMITTEE
THEREOF) TO REVISE HIS SALARY FROM TIME TO
TIME. THE ANNUAL INCREMENTS WILL BE MERIT
BASED AND TAKE INTO ACCOUNT THE COMPANY'S
PERFORMANCE. B) SPECIAL SALARY: RS. 12 LAC
PER ANNUM WITH AUTHORITY TO THE BOARD
(WHICH EXPRESSION SHALL INCLUDE A COMMITTEE
THEREOF) TO INCREASE IT UPTO RS. 30 LAC PER
ANNUM. C) PERFORMANCE LINKED BONUS: A
PERFORMANCE LINKED BONUS EQUIVALENT TO A
GUARANTEED MINIMUM OF FOUR MONTHS' BASIC
SALARY AND A MAXIMUM OF TEN MONTHS' BASIC
SALARY, TO BE PAID ANNUALLY, WITH AUTHORITY
TO THE BOARD (WHICH EXPRESSION SHALL
INCLUDE A COMMITTEE THEREOF) TO FIX THE
SAME BASED ON CERTAIN PERFORMANCE CRITERIA
TO BE LAID DOWN BY THE BOARD. D)
PERQUISITES AND ALLOWANCES: IN ADDITION TO
THE SALARY AND PERFORMANCE LINKED BONUS, HE
SHALL ALSO BE ENTITLED TO PERQUISITES AND
ALLOWANCES LIKE ACCOMMODATION (FURNISHED OR
OTHERWISE) OR HOUSE RENT ALLOWANCE IN LIEU
THEREOF; HOUSE MAINTENANCE ALLOWANCE,
TOGETHER WITH THE REIMBURSEMENT OF EXPENSES
OR ALLOWANCE FOR UTILITIES SUCH AS GAS,
ELECTRICITY, WATER, FURNISHINGS, REPAIRS,
SERVANTS' SALARIES, SOCIETY CHARGES AND
PROPERTY TAX ETC.; MEDICAL REIMBURSEMENT,
MEDICAL / ACCIDENT INSURANCE, LEAVE TRAVEL
CONCESSION FOR HIMSELF AND HIS FAMILY; CLUB
FEES AND SUCH OTHER PERQUISITES AND
ALLOWANCES IN ACCORDANCE WITH THE RULES OF
THE COMPANY OR AS MAY BE AGREED TO BY THE
BOARD AND HIM; PROVIDED THAT SUCH
PERQUISITES AND ALLOWANCES WILL BE RS.
63.24 LAC PER ANNUM WITH AUTHORITY TO THE
BOARD (WHICH EXPRESSION SHALL INCLUDE A
COMMITTEE THEREOF) TO INCREASE IT FROM TIME
TO TIME UPTO A MAXIMUM OF RS. 120 LAC PER
ANNUM. FOR THE PURPOSE OF CALCULATING THE
ABOVE CEILING, PERQUISITES AND ALLOWANCES
SHALL BE EVALUATED AS PER INCOME TAX RULES,
WHEREVER APPLICABLE. IN THE ABSENCE OF ANY
SUCH RULES, PERQUISITES AND ALLOWANCES
SHALL BE EVALUATED AT ACTUAL COST. IN
ADDITION, HE WILL BE ENTITLED FOR A
CONTRIBUTION TO THE PROVIDENT AND PENSION
FUND AS PER APPLICABLE LAW IN FORCE FROM
TIME TO TIME. PROVISION FOR THE USE OF
COMPANY'S CAR FOR OFFICIAL DUTIES AND
TELEPHONE (INCLUDING PAYMENT FOR LOCAL
CALLS AND LONG DISTANCE OFFICIAL CALLS)
SHALL NOT BE INCLUDED IN THE COMPUTATION OF
PERQUISITES AND ALLOWANCES FOR THE PURPOSE
OF CALCULATING THE SAID CEILING. MINIMUM
REMUNERATION NOTWITHSTANDING ANYTHING TO
THE CONTRARY HEREIN CONTAINED, WHERE IN ANY
FINANCIAL YEAR DURING THE CURRENCY OF HIS
TENURE, IN THE EVENT OF LOSS OR INADEQUACY
OF PROFITS, THE COMPANY WILL SUBJECT TO
APPLICABLE LAWS, PAY REMUNERATION BY WAY OF
BASIC AND SPECIAL SALARY, PERFORMANCE
LINKED BONUS NOT EXCEEDING FOUR MONTHS'
BASIC SALARY, PERQUISITES AND ALLOWANCES AS
SPECIFIED ABOVE."
6 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTIONS 149, 150, 152, SCHEDULE IV AND
ALL OTHER APPLICABLE PROVISIONS OF THE
COMPANIES ACT, 2013, RULES MADE THEREUNDER
AND SEBI (LISTING OBLIGATIONS AND
DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
AND THE ARTICLES OF ASSOCIATION OF THE
COMPANY, MR. MAHESWAR SAHU (DIN: 00034051),
BE AND IS HEREBY APPOINTED AS AN
INDEPENDENT DIRECTOR, NOT TO RETIRE BY
ROTATION, FOR A PERIOD OF FIVE YEARS WITH
EFFECT FROM 14TH MAY, 2020 TO 13TH MAY,
2025."
7 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTIONS 149, 152, 160 AND ALL OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013 (INCLUDING ANY
STATUTORY MODIFICATION(S) OR RE-ENACTMENT
THEREOF, FOR THE TIME BEING IN FORCE) AND
THE RULES MADE THEREUNDER, MR. HISASHI
TAKEUCHI (DIN: 07806180) BE AND IS HEREBY
APPOINTED AS A DIRECTOR LIABLE TO RETIRE BY
ROTATION."
8 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTION 148 AND OTHER APPLICABLE
PROVISIONS, IF ANY, OF THE COMPANIES ACT,
2013 AND THE RULES MADE THEREUNDER, THE
REMUNERATION OF M/S R.J.GOEL & CO., COST
ACCOUNTANTS (FIRM REGISTRATION NO. 000026)
APPOINTED BY THE BOARD OF DIRECTORS AS COST
AUDITOR TO CONDUCT THE AUDIT OF THE
APPLICABLE COST RECORDS OF THE COMPANY FOR
THE FINANCIAL YEAR 2020-21 AMOUNTING TO RS.
2.40 LAC PLUS APPLICABLE TAXES THEREON
BESIDES REIMBURSEMENT OF OUT OF POCKET
EXPENSES ON ACTUALS INCURRED IN CONNECTION
WITH THE AFORESAID AUDIT, BE AND IS HEREBY
RATIFIED AND CONFIRMED."
--------------------------------------------------------------------------------------------------------------------------
MARUTI SUZUKI INDIA LTD Agenda Number: 713595405
--------------------------------------------------------------------------------------------------------------------------
Security: Y7565Y100
Meeting Type: OTH
Meeting Date: 16-Mar-2021
Ticker:
ISIN: INE585B01010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 ALTERATION OF THE OBJECT CLAUSE OF THE Mgmt For For
MEMORANDUM OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
MOSCOW EXCHANGE MICEX-RTS PJSC Agenda Number: 713662143
--------------------------------------------------------------------------------------------------------------------------
Security: X6983N101
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: RU000A0JR4A1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 APPROVAL OF THE ANNUAL REPORT FOR THE Mgmt For For
COMPANY'S ACTIVITIES IN 2020
2.1 APPROVAL OF THE COMPANY DIVIDENDS FOR 2020 Mgmt For For
YEAR
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 12 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 12
DIRECTORS ARE TO BE ELECTED. BROADRIDGE
WILL APPLY CUMULATIVE VOTING EVENLY AMONG
ONLY DIRECTORS FOR WHOM YOU VOTE 'FOR,' AND
WILL SUBMIT INSTRUCTION TO THE LOCAL AGENT
IN THIS MANNER. CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
3.1.1 ELECT RAMON ADARRAGA MORALES AS A MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
3.1.2 ELECT PAUL ANNE F. BODART AS A MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
3.1.3 ELECT OLEG VIYUGIN AS A MEMBER OF THE Mgmt For For
SUPERVISORY BOARD
3.1.4 ELECT MARIA GORDON AS A MEMBER OF THE Mgmt For For
SUPERVISORY BOARD
3.1.5 ELECT VALERY GOREGLYAD AS A MEMBER OF THE Mgmt Against Against
SUPERVISORY BOARD
3.1.6 ELECT DMITRY EREMEEV AS A MEMBER OF THE Mgmt For For
SUPERVISORY BOARD
3.1.7 ELECT BELLA ZLATKIS AS A MEMBER OF THE Mgmt Against Against
SUPERVISORY BOARD
3.1.8 ELECT ALEXANDER IZOSIMOV AS A MEMBER OF THE Mgmt For For
SUPERVISORY BOARD
3.1.9 ELECT MAXIM KRASNYKH AS A MEMBER OF THE Mgmt For For
SUPERVISORY BOARD
3.110 ELECT VADIM KULIK AS A MEMBER OF THE Mgmt Against Against
SUPERVISORY BOARD
3.111 ELECT SERGEY LYKOV AS A MEMBER OF THE Mgmt Against Against
SUPERVISORY BOARD
3.112 ELECT OSKAR HARTMANN AS A MEMBER OF THE Mgmt For For
SUPERVISORY BOARD
4.1 APPROVAL OF THE COMPANY EXTERNAL AUDITOR: Mgmt For For
ERNST AND YOUNG LLC
5.1 APPROVAL OF A NEW EDITION OF THE COMPANY Mgmt For For
CHARTER
6.1 APPROVAL OF A NEW EDITION OF THE COMPANY Mgmt For For
REGULATIONS ON THE SUPERVISORY BOARD
7.1 APPROVAL OF A NEW EDITION OF THE COMPANY Mgmt For For
REGULATIONS ON REMUNERATION FOR THE
SUPERVISORY BOARD
8.1 ON REMUNERATION FOR THE COMPANY SUPERVISORY Mgmt For For
BOARD
CMMT 08 ARP 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS AND RECEIPT OF NAME FOR
RESOLUTION 4.1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NAVER CORP Agenda Number: 713622670
--------------------------------------------------------------------------------------------------------------------------
Security: Y62579100
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: KR7035420009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt For For
CHANGE OF HEAD OFFICE ADDRESS
2.2 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt For For
AMENDMENT ON TASK OF TRANSFER AGENT
2.3 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt For For
ADDITION OF PROVIDING LIST OF SHAREHOLDERS
2.4 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt For For
DELETE OF SHAREHOLDER LIST CLOSURE
PROCEDURE
2.5 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt For For
AMENDMENT OF TERM OF DIRECTOR
3 APPOINTMENT OF INSIDE DIRECTOR: CHOI IN Mgmt For For
HYUK
4 APPOINTMENT OF OUTSIDE DIRCTOR WHO IS Mgmt For For
AUDITOR: LEE IN MOO
5 APPOINTMENT OF OUTSIDE DIRECTOR: LEE GUN Mgmt For For
HYUK
6 APPOINTMENT OF MEMBER OF AUDIT COMMITTEE: Mgmt For For
LEE GUN HYUK
7 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
8 APPROVAL OF GRANT OF STOCK OPTION APPROVED Mgmt For For
BY BOD
9 GRANT OF STOCK OPTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NESTLE INDIA LIMITED Agenda Number: 713417904
--------------------------------------------------------------------------------------------------------------------------
Security: Y6268T111
Meeting Type: OTH
Meeting Date: 24-Dec-2020
Ticker:
ISIN: INE239A01016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU
1 "RESOLVED THAT PURSUANT TO THE PROVISIONS Mgmt For For
OF SECTIONS 152 AND ANY OTHER APPLICABLE
PROVISIONS OF THE COMPANIES ACT, 2013
("ACT") AND THE RULES, CIRCULARS, ORDERS
AND NOTIFICATIONS ISSUED THEREUNDER
(INCLUDING ANY STATUTORY MODIFICATION(S) OR
RE-ENACTMENT THEREOF FOR THE TIME BEING IN
FORCE), MR MATTHIAS CHRISTOPH LOHNER (DIN:
0008934420), WHO HAS BEEN APPOINTED AS AN
ADDITIONAL DIRECTOR OF THE COMPANY BY THE
BOARD OF DIRECTORS WITH EFFECT FROM 1ST
NOVEMBER 2020 IN TERMS OF SECTION 161(1) OF
THE ACT AND ARTICLE 127 OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY, BE AND IS
HEREBY APPOINTED AS A DIRECTOR OF THE
COMPANY AND THE PERIOD OF HIS OFFICE SHALL
BE LIABLE TO DETERMINATION BY RETIREMENT OF
DIRECTORS BY ROTATION. RESOLVED FURTHER
THAT PURSUANT TO THE PROVISIONS OF SECTIONS
196, 197 AND ANY OTHER APPLICABLE
PROVISIONS OF THE ACT AND THE COMPANIES
(APPOINTMENT AND REMUNERATION OF MANAGERIAL
PERSONNEL) RULES, 2014, CIRCULARS, ORDERS
AND NOTIFICATIONS ISSUED UNDER THE ACT
(INCLUDING ANY STATUTORY MODIFICATION(S) OR
RE-ENACTMENT THEREOF FOR THE TIME BEING IN
FORCE), READ WITH SCHEDULE V TO THE ACT AND
SUBJECT TO APPROVAL BY THE CENTRAL
GOVERNMENT, THE COMPANY HEREBY ACCORDS ITS
APPROVAL TO THE APPOINTMENT OF MR MATTHIAS
CHRISTOPH LOHNER (DIN: 0008934420), AS
WHOLE-TIME DIRECTOR, DESIGNATED AS
"EXECUTIVE DIRECTOR-TECHNICAL", FOR A TERM
OF FIVE CONSECUTIVE YEARS WITH EFFECT FROM
1ST NOVEMBER 2020 ON THE TERMS AND
CONDITIONS OF APPOINTMENT AND REMUNERATION
AS CONTAINED IN THE DRAFT AGREEMENT,
MATERIAL TERMS OF WHICH ARE SET OUT IN THE
EXPLANATORY STATEMENT ATTACHED TO THIS
NOTICE. RESOLVED FURTHER THAT THE BOARD OF
DIRECTORS BE AND IS HEREBY AUTHORISED TO
ALTER AND VARY SUCH TERMS OF APPOINTMENT
AND REMUNERATION SO AS NOT TO EXCEED THE
LIMITS SPECIFIED IN SCHEDULE V TO THE ACT
AS MAY BE AGREED TO BY THE BOARD OF
DIRECTORS AND MR LOHNER AND TO PERFORM AND
EXECUTE ALL SUCH ACTS, DEEDS, MATTERS AND
THINGS, AS MAY BE DEEMED NECESSARY, PROPER
OR EXPEDIENT TO GIVE EFFECT TO THIS
RESOLUTION AND FOR THE MATTERS CONNECTED
THEREWITH OR INCIDENTAL THERETO."
--------------------------------------------------------------------------------------------------------------------------
NESTLE INDIA LIMITED Agenda Number: 713900721
--------------------------------------------------------------------------------------------------------------------------
Security: Y6268T111
Meeting Type: AGM
Meeting Date: 07-May-2021
Ticker:
ISIN: INE239A01016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR 2020 INCLUDING BALANCE SHEET AS AT
31ST DECEMBER 2020, THE STATEMENT OF PROFIT
AND LOSS AND CASH FLOW STATEMENT FOR THE
YEAR ENDED ON THAT DATE AND THE REPORTS OF
THE BOARD OF DIRECTORS AND AUDITORS THEREON
2 TO CONFIRM PAYMENT OF INTERIM DIVIDEND OF Mgmt For For
INR 135/- PER EQUITY SHARE FOR THE YEAR
2020 AND TO DECLARE FINAL DIVIDEND ON
EQUITY SHARES FOR THE FINANCIAL YEAR ENDED
31ST DECEMBER 2020
3 TO APPOINT A DIRECTOR IN PLACE OF MR DAVID Mgmt For For
STEVEN MCDANIEL (DIN: 08662504), WHO
RETIRES BY ROTATION AND BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-APPOINTMENT
4 TO CONSIDER AND IF THOUGHT FIT, TO PASS Mgmt For For
WITH OR WITHOUT MODIFICATION(S), THE
FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION: "RESOLVED THAT PURSUANT TO THE
PROVISIONS OF SECTION 148 OF THE COMPANIES
ACT, 2013 READ WITH RULE 14 OF THE
COMPANIES (AUDIT AND AUDITORS) RULES, 2014
(INCLUDING ANY STATUTORY MODIFICATION(S) OR
RE-ENACTMENT THEREOF FOR THE TIME BEING IN
FORCE), M/S. RAMANATH IYER & CO., COST
ACCOUNTANTS (FIRM REGISTRATION NO. 00019),
APPOINTED AS THE COST AUDITORS BY THE BOARD
OF DIRECTORS OF THE COMPANY TO CONDUCT THE
AUDIT OF THE COST ACCOUNTING RECORDS FOR
THE PRODUCTS FALLING UNDER THE SPECIFIED
CUSTOMS TARIFF ACT HEADING 0402,
MANUFACTURED BY THE COMPANY FOR THE
FINANCIAL YEAR ENDING 31ST DECEMBER 2021 BE
PAID, INR 2,07,000/- PLUS OUT OF POCKET
EXPENSES AND APPLICABLE TAXES."
--------------------------------------------------------------------------------------------------------------------------
PROSUS N.V. Agenda Number: 712915808
--------------------------------------------------------------------------------------------------------------------------
Security: N7163R103
Meeting Type: AGM
Meeting Date: 18-Aug-2020
Ticker:
ISIN: NL0013654783
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 TO DISCUSS THE ANNUAL REPORT Non-Voting
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT
3 TO ADOPT THE ANNUAL ACCOUNTS Mgmt For For
4.A PROPOSAL TO MAKE A DISTRIBUTION (INCLUDING Mgmt For For
REDUCTION OF PROSUS'S ISSUED CAPITAL AND
TWO AMENDMENTS TO THE ARTICLES OF
ASSOCIATION)
4.B PROPOSAL FOR CAPITAL INCREASE AND CAPITAL Mgmt For For
REDUCTION FOR FINANCIAL YEAR 2021 (AND
ONWARDS)
5 TO ADOPT THE REMUNERATION POLICY FOR THE Mgmt Against Against
EXECUTIVE DIRECTORS
6 TO ADOPT THE REMUNERATION POLICY OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS
7 RELEASE OF THE EXECUTIVE DIRECTORS FROM Mgmt For For
LIABILITY
8 RELEASE OF THE NON-EXECUTIVE DIRECTORS FROM Mgmt For For
LIABILITY
9 TO APPOINT MS Y XU AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
10.1 TO REAPPOINT THE FOLLOWING NON-EXECUTIVE Mgmt For For
DIRECTOR: D G ERIKSSON
10.2 TO REAPPOINT THE FOLLOWING NON-EXECUTIVE Mgmt For For
DIRECTOR: M R SOROUR
10.3 TO REAPPOINT THE FOLLOWING NON-EXECUTIVE Mgmt For For
DIRECTOR: E M CHOI
10.4 TO REAPPOINT THE FOLLOWING NON-EXECUTIVE Mgmt For For
DIRECTOR: M GIROTRA
10.5 TO REAPPOINT THE FOLLOWING NON-EXECUTIVE Mgmt For For
DIRECTOR: R C C JAFTA
11 TO REAPPOINT PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS THE AUDITOR CHARGED
WITH THE AUDITING OF THE ANNUAL ACCOUNTS
FOR THE YEAR ENDED 31 MARCH 2021 AND 31
MARCH 2022
12 TO DESIGNATE THE BOARD OF DIRECTORS AS THE Mgmt For For
COMPANY BODY AUTHORISED IN RESPECT OF THE
ISSUE OF SHARES IN THE SHARE CAPITAL OF
PROSUS
13 AUTHORITY FOR THE COMPANY OR ITS Mgmt For For
SUBSIDIARIES TO ACQUIRE SHARES IN THE
COMPANY
14 APPROVAL OF AMENDMENTS TO THE EXISTING Mgmt Against Against
PROSUS SHARE AWARD PLAN
15 OTHER BUSINESS Non-Voting
16 VOTING RESULTS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK Agenda Number: 713159425
--------------------------------------------------------------------------------------------------------------------------
Security: Y7123S108
Meeting Type: EGM
Meeting Date: 21-Oct-2020
Ticker:
ISIN: ID1000095003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL ON THE CHANGES OF THE COMPANY'S Mgmt Against Against
MANAGEMENT
--------------------------------------------------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK Agenda Number: 713614281
--------------------------------------------------------------------------------------------------------------------------
Security: Y7123S108
Meeting Type: AGM
Meeting Date: 15-Mar-2021
Ticker:
ISIN: ID1000095003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE COMPANY'S ANNUAL REPORT AND Mgmt For For
VALIDATION OF THE COMPANY'S CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
2020 AND APPROVAL OF THE BOARD OF
COMMISSIONERS SUPERVISORY ACTIONS REPORT OF
2020 AND VALIDATION OF THE FINANCIAL
STATEMENTS OF PARTNERSHIP AND COMMUNITY
DEVELOPMENT PROGRAM 2019, INCLUDING THE
GRANTING OF FULL RELEASE AND DISCHARGE
(VOLLEDIG ACQUIT ET DE CHARGE) TO THE BOARD
OF DIRECTORS FOR MANAGEMENT ACTIONS AND TO
THE BOARD OF COMMISSIONERS FOR SUPERVISORY
ACTIONS CARRIED OUT FOR THE FINANCIAL YEAR
2020
2 THE APPROVAL OF THE USE THE NET PROFITS OF Mgmt Against Against
THE COMPANY'S FOR THE FINANCIAL YEAR 2020
3 THE DETERMINATION OF THE REMUNERATION Mgmt For For
(SALARY, FACILITY, ALLOWANCE AND OTHER
BENEFITS) FOR THE BOARD OF DIRECTORS AND
BOARD OF COMMISSIONERS OF THE COMPANY FOR
THE YEAR 2021 AS WELL AS TANTIEM FOR THE
YEAR 2020
4 THE APPOINTMENT OF PUBLIC ACCOUNTANT FIRM Mgmt For For
TO PERFORM AUDIT ON THE COMPANY'S FINANCIAL
STATEMENTS AND THE FINANCIAL STATEMENTS OF
PARTNERSHIP PROGRAM AND COMMUNITY
DEVELOPMENT PROGRAM FOR FINANCIAL YEAR 2020
5 APPROVAL ON UTILIZATION OF FUND RESULTING Mgmt For For
FROM LIMITED BOND OFFERING
6 APPROVAL ON AMENDMENT OF ARTICLE OF Mgmt Against Against
ASSOCIATION
7 APPROVAL ON THE IMPLEMENTATION OF DECREE OF Mgmt For For
STATE OWNED ENTERPRISE MINISTRY'S
REGULATION IN LINE WITH PROCUREMENT OF
GOODS AND SERVICES OF COMPANY (PERMEN BUMN
NO.08/2020)
8 APPROVAL ON THE IMPLEMENTATION OF DECREE OF Mgmt For For
STATE OWNED ENTERPRISE MINISTRY'S
REGULATION IN LINE WITH ANNUAL MANAGEMENT
CONTRACT (PERMEN BUMN NO.11/2020)
9 APPROVAL OF THE CHANGES OF THE COMPANY'S Mgmt Against Against
MANAGEMENT
--------------------------------------------------------------------------------------------------------------------------
RAIA DROGASIL SA Agenda Number: 713025016
--------------------------------------------------------------------------------------------------------------------------
Security: P7942C102
Meeting Type: EGM
Meeting Date: 15-Sep-2020
Ticker:
ISIN: BRRADLACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 SPLIT OF THE TOTALITY OF SHARES ISSUED BY Mgmt For For
THE COMPANY, IN THE PROPORTION OF 5 COMMON
SHARES FOR EACH SHARE OF THE SAME TYPE
EXISTING ON THE DATE OF THE RESOLUTION,
WITHOUT CHANGING THE CAPITAL STOCK, WITH
THE CONSEQUENT AMENDMENT OF ARTICLE 4,
CAPUT AND PARAGRAPH FIVE, OF THE COMPANYS
ARTICLE OF INCORPORATION, ACCORDING TO
MANAGEMENT PROPOSAL
2 AMENDMENT OF ARTICLE 11, PARAGRAPH FOUR, OF Mgmt For For
THE COMPANYS ARTICLE OF INCORPORATION,
ACCORDING TO MANAGEMENT PROPOSAL
3 AMENDMENT OF ARTICLE 14 OF THE COMPANYS Mgmt For For
ARTICLE OF INCORPORATION, ACCORDING TO
MANAGEMENT PROPOSAL
4 IF APPROVED RESOLUTIONS FROM 1 TO 3, Mgmt For For
CONSOLIDATION OF THE COMPANYS ARTICLE OF
INCORPORATION
5 APPROVAL OF THE RESTRICTED SHARES PLAN Mgmt For For
PERFORMANCE SHARES, ACCORDING TO MANAGEMENT
PROPOSAL
6 IN THE EVENTUALITY OF A SECOND CALL OF THIS Mgmt For For
MEETING, THE VOTING INSTRUCTIONS IN THIS
VOTING LIST MAY ALSO BE CONSIDERED VALID
FOR THE PURPOSES OF HOLDING THE MEETING ON
SECOND CALL
--------------------------------------------------------------------------------------------------------------------------
RAIA DROGASIL SA Agenda Number: 713823412
--------------------------------------------------------------------------------------------------------------------------
Security: P7942C102
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: BRRADLACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 RENDERING OF ACCOUNTS BY OFFICERS, Mgmt For For
EXAMINATION, DISCUSSION AND VOTING OF THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2020, ACCOMPANIED BY THE
MANAGEMENT REPORT AND THE INDEPENDENT
AUDITORS REPORT, TO BE PUBLISHED IN THE
OFFICIAL SAO PAULO STATE GAZETTE AND IN THE
O ESTADO DE SAO PAULO NEWSPAPER ISSUE OF
MARCH 10, 2021, AS WELL AS THE SUPERVISORY
BOARDS OPINION
2 ALLOCATION OF NET PROFIT FOR THE FISCAL Mgmt For For
YEAR ENDED DECEMBER 31, 2020, IN ORDER TO
ENDORSE THE DISTRIBUTION OF INTEREST ON
EQUITY CAPITAL PREVIOUSLY APPROVED BY THE
BOARD OF DIRECTORS, WHICH SHALL BE ASSIGNED
TO THE MANDATORY DIVIDENDS
3 DELIBERATE ON THE NUMBER OF MEMBERS TO Mgmt For For
COMPOSE THE BOARD OF DIRECTORS OF THE
COMPANY, ACCORDING TO THE MANAGEMENT
PROPOSAL OF 11 MEMBERS
4 WOULD YOU LIKE TO REQUEST THE MULTIPLE Mgmt Abstain Against
VOTING PROCESS FOR THE ELECTION OF THE
BOARD OF DIRECTORS, PURSUANT TO ARTICLE 141
OF LAW NO. 6,404,76
5 ELECTION OF THE BOARD OF DIRECTORS BY Mgmt For For
SINGLE GROUP OF CANDIDATES. INDICATION OF
ALL THE NAMES COMPRISING THE SINGLE GROUP.
THE VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
SHARES WITH VOTING RIGHTS ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. ANTONIO CARLOS PIPPONZI. CARLOS PIRES
OLIVEIRA DIAS. CRISTIANA ALMEIDA PIPPONZI.
PLINIO VILLARES MUSETTI. PAULO SERGIO
COUTINHO GALVAO FILHO. RENATO PIRES
OLIVEIRA DIAS. MARCO AMBROGIO CRESPI
BONOMI, INDEPENDENT MEMBER. SYLVIA DE SOUZA
LEAO WANDERLEY, INDEPENDENT MEMBER. DENISE
SOARES DOS SANTOS, INDEPENDENT MEMBER.
PHILIPP PAUL MARIE POVEL, INDEPENDENT
MEMBER. CESAR NIVALDO GON, INDEPENDENT
MEMBER
6 IF ONE OF THE CANDIDATES OF THE CHOSEN Mgmt Against Against
GROUP IS REMOVED, WILL THE VOTES
CORRESPONDING TO YOUR SHARES STILL APPLY TO
THE CHOSEN GROUP
CMMT FOR THE PROPOSAL 7 REGARDING THE ADOPTION Non-Voting
OF CUMULATIVE VOTING, PLEASE BE ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 8.1 TO 8.11. IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS
7 IN CASE OF ELECTION BY MULTIPLE VOTING Mgmt Abstain Against
PROCESS, DO YOU WANT TO DISTRIBUTE YOUR
VOTE IN EQUAL PERCENTAGES TO THE CANDIDATES
WHO COMPOSE THE CHOSEN GROUP. IN CASE THE
SHAREHOLDER CHOOSES TO ABSTAIN AND THE
ELECTION OCCURS THROUGH THE MULTIPLE VOTING
PROCESS, THE VOTE MUST BE COUNTED AS AN
ABSTENTION IN THE RESPECTIVE RESOLUTION OF
THE MEETING
8.1 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
ANTONIO CARLOS PIPPONZI
8.2 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
CARLOS PIRES OLIVEIRA DIAS
8.3 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
CRISTIANA ALMEIDA PIPPONZI
8.4 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
PLINIO VILLARES MUSETTI
8.5 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
PAULO SERGIO COUTINHO GALVAO FILHO
8.6 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
RENATO PIRES OLIVEIRA DIAS
8.7 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
MARCO AMBROGIO CRESPI BONOMI, INDEPENDENT
MEMBER
8.8 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
SYLVIA DE SOUZA LEAO WANDERLEY, INDEPENDENT
MEMBER
8.9 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
DENISE SOARES DOS SANTOS, INDEPENDENT
MEMBER
8.10 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
PHILIPP PAUL MARIE POVEL, INDEPENDENT
MEMBER
8.11 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
CESAR NIVALDO GON, INDEPENDENT MEMBER
9 WOULD YOU LIKE TO REQUEST THE SEPARATE Mgmt For For
ELECTION OF MEMBERS THE BOARD OF DIRECTORS,
PURSUANT TO ARTICLE 141,4, I OF LAW NO.
6,404,76
10 ESTABLISHMENT OF THE ANNUAL OVERALL Mgmt For For
COMPENSATION OF THE COMPANY'S OFFICERS, IN
ACCORDANCE WITH THE MANAGEMENT PROPOSAL
11 ELECTION OF THE FISCAL BOARD BY SINGLE Mgmt Abstain Against
GROUP OF CANDIDATES. INDICATION OF ALL THE
NAMES COMPRISING THE SINGLE GROUP. GILBERTO
LERIO, PRINCIPAL MEMBER AND FLAVIO STAMM,
SUBSTITUTE MEMBER. PAULO SERGIO BUZAID
TOHME, PRINCIPAL MEMBER AND ADEILDO
PAULINO, SUBSTITUTE MEMBER. MARIO ANTONIO
LUIZ CORREA, PRINCIPAL MEMBER AND VIVIAN DO
VALLE SOUZA LEEO MIKUI, SUBSTITUTE MEMBER
12 IF ONE OF THE CANDIDATES THAT COMPOSES THE Mgmt Against Against
CHOSEN GROUP IS REMOVED IN ORDER TO ENABLE
THE ELECTION PURSUANT TO ARTICLES 161,
PARAGRAPH 4, AND 240 OF LAW NO. 6,404,76,
WILL THE VOTES CORRESPONDING TO YOUR SHARES
STILL BE AWARDED TO THE CHOSEN GROUP
13 SEPARATE ELECTION OF THE FISCAL COUNCIL, Mgmt For For
COMMON SHARES. INDICATION OF CANDIDATES TO
THE SUPERVISORY BOARD BY MINORITY
SHAREHOLDERS HOLDING VOTING SHARES, THE
SHAREHOLDERS MAY ONLY COMPLETE THIS FIELD
IF TICKET ELECTION ITEMS WERE LEFT IN
BLANK. ANTONIO EDSON MACIEL DOS SANTOS,
PRINCIPAL MEMBER AND ALESSANDRA ELOY
GADELHA, SUBSTITUTE MEMBER
14 ESTABLISHMENT OF THE ANNUAL OVERALL Mgmt For For
COMPENSATION OF THE MEMBERS OF THE
SUPERVISORY BOARD, IN ACCORDANCE WITH THE
MANAGEMENT PROPOSAL
15 IN THE EVENT OF A SECOND CALL OF THE ANNUAL Mgmt For For
GENERAL MEETING, THE VOTING INSTRUCTIONS
PROVIDED IN THIS VOTING FORM MAY ALSO BE
CONSIDERED FOR THE ANNUAL GENERAL MEETING
ON SECOND CALL
--------------------------------------------------------------------------------------------------------------------------
RAIA DROGASIL SA Agenda Number: 713823272
--------------------------------------------------------------------------------------------------------------------------
Security: P7942C102
Meeting Type: EGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: BRRADLACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 AMENDMENT OF PARAGRAPH SEVEN OF ARTICLE 5 Mgmt For For
OF THE COMPANY'S BYLAWS, IN ORDER TO
CLARIFY THAT THE MEMBERS OF THE BOARD OF
DIRECTORS MAY ISSUE A POWER OF ATTORNEY TO
ANOTHER MEMBER OF THE RESPECTIVE BODY TO
CAST THEIR VOTE AT THE MEETING
2 AMENDMENT OF THE CAPUT OF ARTICLE 6 OF THE Mgmt For For
COMPANY'S BYLAWS TO ALTER THE COMPOSITION
OF THE BOARD OF DIRECTORS TO A MINIMUM OF
11 AND A MAXIMUM OF 13 MEMBERS
3 AMENDMENT OF THE CAPUT OF ARTICLE 6 OF THE Mgmt For For
COMPANY'S BYLAWS TO REMOVE THE ELECTION OF
ALTERNATE MEMBERS OF THE BOARD OF DIRECTORS
4 INCLUSION OF A NEW PARAGRAPH FIRST OF Mgmt For For
ARTICLE 6 OF THE COMPANY'S BYLAWS, IN ORDER
TO ADD A PROHIBITION OF COMBINATION OF
POSITIONS BY MEMBERS OF THE COMPANY'S THE
EXECUTIVE BOARD AND BOARD OF DIRECTORS, AND
RENUMBERING OF THE FOLLOWING PARAGRAPHS
5 AMENDMENT OF PARAGRAPH SEVEN OF ARTICLE 6 Mgmt For For
OF THE COMPANY'S BYLAWS, CONSIDERING THE
NEW NUMBERING OF PARAGRAPHS, TO REMOVE THE
PROVISION THAT DETERMINED ALTERNATE MEMBERS
OF THE BOARD OF DIRECTORS TO REPLACE THE
SITTING MEMBERS IN THE EVENT OF VACANCY
6 AMENDMENT OF PARAGRAPHS EIGHTH AND NINTH OF Mgmt For For
ARTICLE 6 OF THE COMPANY'S BYLAWS,
CONSIDERING THE NEW NUMBERING OF
PARAGRAPHS, TO PROVIDE FOR THE AUTHORITY OF
THE MEMBERS OF THE BOARD OF DIRECTORS FOR
THE ELECTION AND REMOVAL OF THE CHAIRMAN
AND VICE CHAIRMAN OF THE BOARD OF DIRECTORS
7 AMENDMENT OF PARAGRAPH TENTH OF ARTICLE 6 Mgmt For For
OF THE COMPANY'S BYLAWS, CONSIDERING THE
NEW NUMBERING OF PARAGRAPHS, TO PROVIDE
THAT, IN THE VACANCY OF THE POSITION OF A
MEMBER, THE BOARD OF DIRECTORS ITSELF SHALL
ELECT ITS SUBSTITUTE TO TERMINATE THE TERM
OF OFFICE
8 AMENDMENT OF THE CAPUT OF ARTICLE 9 OF THE Mgmt For For
COMPANY'S BYLAWS TO CREATE THE POSITION OF
VICE CHAIRMAN OF THE BOARD OF DIRECTORS
9 INCLUSION OF THE SOLE PARAGRAPH OF ARTICLE Mgmt For For
9 OF THE COMPANY'S BYLAWS TO DEFINE THE
DUTIES OF THE POSITION OF VICE CHAIRMAN OF
THE BOARD OF DIRECTORS
10 AMENDMENT TO THE CAPUT AND PARAGRAPH ONE OF Mgmt For For
ARTICLE 7 OF THE COMPANY'S BYLAWS TO ADD A
PROVISION THAT, IN THE ABSENCE OR
IMPEDIMENT OF THE CHAIRMAN OF THE BOARD OF
DIRECTORS, THE VICE CHAIRMAN MAY CALL AND
CHAIR THE BOARD OF DIRECTORS MEETING
11 AMEND ARTICLES 1, SECOND PARAGRAPH, 11, 18, Mgmt For For
A, 19, CAPUT AND PARAGRAPH ONE, AND 20, OF
THE COMPANY'S BYLAWS, TO CONVERT THE
COMPANY'S SUPERVISORY BOARD INTO A
PERMANENT BODY
12 CONSOLIDATION OF THE COMPANY'S BYLAWS, Mgmt For For
ACCORDING TO THE MANAGEMENT PROPOSAL
13 IN THE EVENT OF A SECOND CALL OF THE Mgmt For For
EXTRAORDINARY SHAREHOLDERS GENERAL MEETING,
THE VOTING INSTRUCTIONS PROVIDED IN THIS
VOTING FORM MAY ALSO BE CONSIDERED FOR THE
EXTRAORDINARY SHAREHOLDERS GENERAL MEETING
ON SECOND CALL
--------------------------------------------------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD Agenda Number: 712933818
--------------------------------------------------------------------------------------------------------------------------
Security: Y72596102
Meeting Type: AGM
Meeting Date: 15-Jul-2020
Ticker:
ISIN: INE002A01018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A TO CONSIDER AND ADOPT: RESOLVED THAT THE Mgmt For For
AUDITED FINANCIAL STATEMENT OF THE COMPANY
FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020
AND THE REPORTS OF THE BOARD OF DIRECTORS
AND AUDITORS THEREON, AS CIRCULATED TO THE
MEMBERS, BE AND ARE HEREBY CONSIDERED AND
ADOPTED
1.B TO CONSIDER AND ADOPT: RESOLVED THAT THE Mgmt For For
AUDITED CONSOLIDATED FINANCIAL STATEMENT OF
THE COMPANY FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2020 AND THE REPORT OF AUDITORS
THEREON, AS CIRCULATED TO THE MEMBERS, BE
AND ARE HEREBY CONSIDERED AND ADOPTED
2 TO DECLARE A DIVIDEND ON EQUITY SHARES FOR Mgmt For For
THE FY ENDED MARCH 31, 2020: "RESOLVED THAT
A DIVIDEND AT THE RATE OF INR 6.50 (SIX
RUPEES AND FIFTY PAISE ONLY) PER EQUITY
SHARE OF INR 10/- (TEN RUPEES) EACH FULLY
PAIDUP OF THE COMPANY, AND A PRO-RATA
DIVIDEND OF INR 1.625 ON EACH OF THE PARTLY
PAID-UP RIGHTS EQUITY SHARES OF THE
COMPANY, AS RECOMMENDED BY THE BOARD OF
DIRECTORS, BE AND IS HEREBY DECLARED FOR
THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND
THE SAME BE PAID OUT OF THE PROFITS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED MARCH
31, 2020."
3 TO APPOINT SHRI HITAL R. MESWANI, WHO Mgmt For For
RETIRES BY ROTATION AS A DIRECTOR
4 TO APPOINT SHRI P.M.S. PRASAD, WHO RETIRES Mgmt For For
BY ROTATION AS A DIRECTOR
5 TO RE APPOINT SHRI HITAL R. MESWANI AS A Mgmt For For
WHOLE TIME DIRECTOR
6 TO APPOINT SHRI K. V. CHOWDARY AS A Mgmt For For
DIRECTOR
7 TO RATIFY THE REMUNERATION OF COST AUDITORS Mgmt For For
FOR THE FY ENDING MARCH 31, 2021
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 436946 DUE TO SPLITTING OF
RESOLUTION 1. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD Agenda Number: 713658663
--------------------------------------------------------------------------------------------------------------------------
Security: Y72596102
Meeting Type: CRT
Meeting Date: 31-Mar-2021
Ticker:
ISIN: INE002A01018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 FOR THE PURPOSE OF THEIR CONSIDERING, AND Mgmt For For
IF THOUGHT FIT, APPROVING, WITH OR WITHOUT
MODIFICATION(S), THE PROPOSED SCHEME OF
ARRANGEMENT BETWEEN RELIANCE INDUSTRIES
LIMITED ("TRANSFEROR COMPANY" OR "COMPANY")
& ITS SHAREHOLDERS AND CREDITORS AND
RELIANCE O2C LIMITED ("TRANSFEREE COMPANY")
& ITS SHAREHOLDERS AND CREDITORS ("SCHEME")
--------------------------------------------------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD Agenda Number: 714272870
--------------------------------------------------------------------------------------------------------------------------
Security: Y72596102
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: INE002A01018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND ADOPT (A) THE AUDITED Mgmt For For
FINANCIAL STATEMENT OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2021 AND THE
REPORTS OF THE BOARD OF DIRECTORS AND
AUDITORS THEREON; AND (B) THE AUDITED
CONSOLIDATED FINANCIAL STATEMENT OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED MARCH
31, 2021AND THE REPORT OF AUDITORS THEREON
AND, IN THIS REGARD, TO CONSIDER AND IF
THOUGHT FIT, TO PASS, WITH OR WITHOUT
MODIFICATION(S), THE FOLLOWING RESOLUTIONS
AS ORDINARY RESOLUTIONS: A) 'RESOLVED THAT
THE AUDITED FINANCIAL STATEMENT OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED MARCH
31, 2021 AND THE REPORTS OF THE BOARD OF
DIRECTORS AND AUDITORS THEREON, AS
CIRCULATED TO THE MEMBERS, BE AND ARE
HEREBY CONSIDERED AND ADOPTED " B)
'RESOLVED THAT THE AUDITED CONSOLIDATED
FINANCIAL STATEMENT OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2021 AND THE
REPORT OF AUDITORS THEREON, AS CIRCULATED
TO THE MEMBERS, BE AND ARE HEREBY
CONSIDERED AND ADOPTED
2 RESOLVED THAT A DIVIDEND AT THE RATE OF INR Mgmt For For
7/- (SEVEN RUPEES ONLY) PER EQUITY SHARE OF
E 10/- (TEN RUPEES) EACH FULLY PAID-UP OF
THE COMPANY, AND A PRO-RATA DIVIDEND ON THE
PARTLY PAID-UP EQUITY SHARES OF THE COMPANY
(THAT IS, DIVIDEND IN PROPORTION TO THE
AMOUNT PAID-UP ON SUCH SHARES), AS
RECOMMENDED BY THE BOARD OF DIRECTORS, BE
AND IS HEREBY DECLARED FOR THE FINANCIAL
YEAR ENDED MARCH 31, 2021 AND THE SAME BE
PAID OUT OF THE PROFITS OF THE COMPANY
3 RESOLVED THAT IN ACCORDANCE WITH THE Mgmt For For
PROVISIONS OF SECTION 152 AND OTHER
APPLICABLE PROVISIONS OF THE COMPANIES ACT,
2013, SHRI NIKHIL R. MESWANI (DIN:
00001620), WHO RETIRES BY ROTATION AT THIS
MEETING, BE AND IS HEREBY APPOINTED AS A
DIRECTOR OF THE COMPANY
4 RESOLVED THAT IN ACCORDANCE WITH THE Mgmt For For
PROVISIONS OF SECTION 152 AND OTHER
APPLICABLE PROVISIONS OF THE COMPANIES ACT,
2013, SHRI PAWAN KUMAR KAPIL (DIN:
02460200), WHO RETIRES BY ROTATION AT THIS
MEETING, BE AND IS HEREBY APPOINTED AS A
DIRECTOR OF THE COMPANY
5 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt For For
SECTIONS 149, 152 READ WITH SCHEDULE IV AND
OTHER APPLICABLE PROVISIONS OF THE
COMPANIES ACT, 2013 ("THE ACT") AND THE
COMPANIES (APPOINTMENT AND QUALIFICATION OF
DIRECTORS) RULES, 2014 AND THE APPLICABLE
PROVISIONS OF THE SECURITIES AND EXCHANGE
BOARD OF INDIA (LISTING OBLIGATIONS AND
DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
(INCLUDING ANY STATUTORY MODIFICATION(S) OR
FOR TIME BEING IN FORCE), DR. SHUMEET
BANERJI (DIN: 02787784), WHO WAS APPOINTED
AS AN INDEPENDENT DIRECTOR END WHO HOLDS
OFFICE AS AN INDEPENDENT DIRECTOR UP TO
JULY 20, 2022 AND IN RESPECT OF WHOM THE
COMPANY HAS RECEIVED A NOTICE IN WRITING
UNDER SECTION 160 OF THE ACT FROM A MEMBER
PROPOSING HIS CANDIDATURE FOR THE OFFICE OF
DIRECTOR, BEING ELIGIBLE, BE AND IS HEREBY
RE-APPOINTED AS AN INDEPENDENT DIRECTOR,
NOT LIABLE TO RETIRE BY ROTATION AND TO
HOLD OFFICE FOR A SECOND TERM OF 5 (FIVE)
CONSECUTIVE YEARS, THAT IS, UP TO JULY 20,
2027, RESOLVED FURTHER THAT THE BOARD OF
DIRECTORS BE AND IS HEREBY AUTHORISED TO DO
ALL ACTS AND TAKE ALL SUCH STEPS ES MAY BE
NECESSARY, PROPER OR EXPEDIENT TO GIVE
EFFECT TO THIS RESOLUTION
6 RESOLVED THAT IN ACCORDANCE WITH THE Mgmt For For
PROVISIONS OF SECTION 148 AND OTHER
APPLICABLE PROVISIONS OF THE COMPANIES ACT,
2013 READ WITH THE COMPANIES (AUDIT AND
AUDITORS) RULES, 2014 (INCLUDING ANY
STATUTORY MODIFICATION(S) OR
RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING
IN FORCE), THE REMUNERATION, AS APPROVED BY
THE BOARD OF DIRECTORS AND SET OUT IN THE
STATEMENT ANNEXED TO THE NOTICE, TO BE PAID
TO THE COST AUDITORS APPOINTED BY THE BOARD
OF DIRECTORS, TO CONDUCT THE AUDIT OF COST
RECORDS OF THE COMPANY FOR THE FINANCIAL
YEAR ENDING MARCH 31, 2022, BE AND IS
HEREBY RATIFIED
CMMT 07 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SINOPHARM GROUP CO LTD Agenda Number: 713077584
--------------------------------------------------------------------------------------------------------------------------
Security: Y8008N107
Meeting Type: EGM
Meeting Date: 18-Sep-2020
Ticker:
ISIN: CNE100000FN7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 07 SEP 2020: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE AND PROXY FORM ARE AVAILABLE BY
CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0903/2020090300035.pdf,
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. LI ZHIMING AS AN
EXECUTIVE DIRECTOR OF THE FIFTH SESSION OF
THE BOARD (THE "BOARD") OF THE COMPANY, TO
AUTHORIZE THE BOARD TO DETERMINE HIS
REMUNERATION AND TO AUTHORIZE THE CHAIRMAN
OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF
THE COMPANY TO ENTER INTO THE SERVICE
CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
2 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. YU QINGMING AS AN
EXECUTIVE DIRECTOR OF THE FIFTH SESSION OF
THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
3 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. LIU YONG AS AN
EXECUTIVE DIRECTOR OF THE FIFTH SESSION OF
THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
4 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt Against Against
THE RE-ELECTION OF MR. CHEN QIYU AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
5 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. MA PING AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
6 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt Against Against
THE RE-ELECTION OF MR. HU JIANWEI AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
7 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt Against Against
THE RE-ELECTION OF MR. DENG JINDONG AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
8 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt Against Against
THE RE-ELECTION OF MR. WEN DEYONG AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
9 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt Against Against
THE RE-ELECTION OF MS. GUAN XIAOHUI AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HER REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HER
10 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt Against Against
THE RE-ELECTION OF MS. FENG RONGLI AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HER REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HER
11 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt Against Against
THE RE-ELECTION OF MR. ZHUO FUMIN AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
12 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. CHEN FANGRUO AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
13 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE APPOINTMENT OF MR. LI PEIYU AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
14 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt Against Against
THE APPOINTMENT OF MR. WU TAK LUNG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
15 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE APPOINTMENT OF MR. YU WEIFENG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
16 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE APPOINTMENT OF MR. WU YIFANG AS AN
INDEPENDENT SUPERVISOR OF THE FIFTH SESSION
OF THE SUPERVISORY COMMITTEE OF THE COMPANY
(THE "SUPERVISORY COMMITTEE"), TO AUTHORIZE
THE SUPERVISORY COMMITTEE TO DETERMINE HIS
REMUNERATION AND TO AUTHORIZE THE CHAIRMAN
OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF
THE COMPANY TO ENTER INTO THE SERVICE
CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
17 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE APPOINTMENT OF MR. LIU ZHENGDONG AS AN
INDEPENDENT SUPERVISOR OF THE FIFTH SESSION
OF THE SUPERVISORY COMMITTEE, TO AUTHORIZE
THE SUPERVISORY COMMITTEE TO DETERMINE HIS
REMUNERATION AND TO AUTHORIZE THE CHAIRMAN
OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF
THE COMPANY TO ENTER INTO THE SERVICE
CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
18 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MS. LI XIAOJUAN AS A
SHAREHOLDER REPRESENTATIVE SUPERVISOR OF
THE FIFTH SESSION OF THE SUPERVISORY
COMMITTEE, TO AUTHORIZE THE CHAIRMAN OF THE
BOARD OR ANY EXECUTIVE DIRECTOR OF THE
COMPANY TO ENTER INTO THE SERVICE CONTRACT
OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL
AGREEMENTS OR DEEDS WITH HER
19 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION (THE "ARTICLES OF ASSOCIATION")
OF THE COMPANY AS SET OUT IN THE CIRCULAR
DATED 3 SEPTEMBER 2020 OF THE COMPANY AND
TO AUTHORISE ANY EXECUTIVE DIRECTOR TO
HANDLE THE APPROVAL AND FILING PROCEDURES
WITH RELEVANT ADMINISTRATION FOR MARKET
REGULATION IN RELATION TO SUCH AMENDMENTS,
AND TO MAKE WORDING ADJUSTMENTS TO SUCH
AMENDMENTS ACCORDING TO OPINIONS OF
ADMINISTRATION FOR MARKET REGULATION (IF
APPLICABLE)
CMMT 07 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF URL LINK IN
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD Agenda Number: 714114244
--------------------------------------------------------------------------------------------------------------------------
Security: Y84629107
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: TW0002330008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACCEPT 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 BASED ON RECENT AMENDMENTS TO THE 'TEMPLATE Mgmt For For
OF PROCEDURES FOR ELECTION OF DIRECTOR' BY
THE TAIWAN STOCK EXCHANGE, TO APPROVE
AMENDMENTS TO THE BALLOT FORMAT REQUIREMENT
FOR ELECTION OF DIRECTORS SET FORTH IN
TSMC'S 'RULES FOR ELECTION OF DIRECTORS'.
3 TO APPROVE THE ISSUANCE OF EMPLOYEE Mgmt For For
RESTRICTED STOCK AWARDS FOR YEAR 2021.
4.1 THE ELECTION OF THE DIRECTOR.:MARK Mgmt For For
LIU,SHAREHOLDER NO.10758
4.2 THE ELECTION OF THE DIRECTOR.:C.C. Mgmt For For
WEI,SHAREHOLDER NO.370885
4.3 THE ELECTION OF THE DIRECTOR.:F.C. Mgmt For For
TSENG,SHAREHOLDER NO.104
4.4 THE ELECTION OF THE DIRECTOR.:NATIONAL Mgmt For For
DEVELOPMENT FUND, EXECUTIVE
YUAN,SHAREHOLDER NO.1,MING HSIN KUNG AS
REPRESENTATIVE
4.5 THE ELECTION OF THE INDEPENDENT Mgmt Against Against
DIRECTOR.:SIR PETER L. BONFIELD,SHAREHOLDER
NO.504512XXX
4.6 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:KOK CHOO CHEN,SHAREHOLDER
NO.A210358XXX
4.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:MICHAEL R. SPLINTER,SHAREHOLDER
NO.488601XXX
4.8 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:MOSHE N. GAVRIELOV,SHAREHOLDER
NO.505930XXX
4.9 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:YANCEY HAI,SHAREHOLDER
NO.D100708XXX
4.10 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:L. RAFAEL REIF,SHAREHOLDER
NO.545784XXX
--------------------------------------------------------------------------------------------------------------------------
TATA CONSULTANCY SERVICES LTD Agenda Number: 713250582
--------------------------------------------------------------------------------------------------------------------------
Security: Y85279100
Meeting Type: OTH
Meeting Date: 18-Nov-2020
Ticker:
ISIN: INE467B01029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU.
1 APPROVAL FOR BUYBACK OF EQUITY SHARES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TATA CONSULTANCY SERVICES LTD Agenda Number: 714185786
--------------------------------------------------------------------------------------------------------------------------
Security: Y85279100
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: INE467B01029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT: A. THE Mgmt For For
AUDITED STANDALONE FINANCIAL STATEMENTS OF
THE COMPANY FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2021, TOGETHER WITH THE REPORTS
OF THE BOARD OF DIRECTORS AND THE AUDITORS
THEREON; AND B. THE AUDITED CONSOLIDATED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2021,
TOGETHER WITH THE REPORT OF THE AUDITORS
THEREON
2 TO CONFIRM THE PAYMENT OF INTERIM DIVIDENDS Mgmt For For
ON EQUITY SHARES AND TO DECLARE A FINAL
DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL
YEAR 2020-21
3 TO APPOINT A DIRECTOR IN PLACE OF N Mgmt For For
CHANDRASEKARAN (DIN 00121863) WHO RETIRES
BY ROTATION AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-APPOINTMENT
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 713856310
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802057.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802049.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR 'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR YANG SIU SHUN AS DIRECTOR Mgmt For For
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION: PRICEWATERHOUSECOOPERS AS
AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
CMMT 12 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 714010410
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: EGM
Meeting Date: 20-May-2021
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042302014.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO ADOPT THE SHARE OPTION PLAN OF CHINA Mgmt Against Against
LITERATURE LIMITED
--------------------------------------------------------------------------------------------------------------------------
THE WESTERN UNION COMPANY Agenda Number: 935371005
--------------------------------------------------------------------------------------------------------------------------
Security: 959802109
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: WU
ISIN: US9598021098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Martin I. Cole Mgmt For For
1b. Election of Director: Hikmet Ersek Mgmt For For
1c. Election of Director: Richard A. Goodman Mgmt For For
1d. Election of Director: Betsy D. Holden Mgmt Against Against
1e. Election of Director: Jeffrey A. Joerres Mgmt For For
1f. Election of Director: Michael A. Miles, Jr. Mgmt Against Against
1g. Election of Director: Timothy P. Murphy Mgmt For For
1h. Election of Director: Joyce A. Phillips Mgmt For For
1i. Election of Director: Jan Siegmund Mgmt For For
1j. Election of Director: Angela A. Sun Mgmt For For
1k. Election of Director: Solomon D. Trujillo Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation
3. Ratification of Selection of Ernst & Young Mgmt For For
LLP as Independent Registered Public
Accounting Firm for 2021
4. Stockholder Proposal Regarding Stockholder Shr Against For
Right to Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 713023341
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: CRT
Meeting Date: 12-Oct-2020
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT
1 APPROVAL OF CROSS-BORDER MERGER Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 713023339
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: OGM
Meeting Date: 12-Oct-2020
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE SPECIAL RESOLUTION IS TO APPROVE: (I) Mgmt For For
THE CROSS-BORDER MERGER, INCLUDING ALL SUCH
STEPS AS ARE NECESSARY TO BE TAKEN FOR THE
PURPOSE OF EFFECTING THE CROSS-BORDER
MERGER; AND (II) THE AMENDMENTS TO THE
COMPANY'S ARTICLES OF ASSOCIATION. THE
SPECIAL RESOLUTION IS SET OUT IN FULL IN
THE NOTICE OF GENERAL MEETING CONTAINED IN
SCHEDULE 2 OF THE CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 713716972
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2. APPROVE REMUNERATION REPORT Mgmt For For
3. APPROVE REMUNERATION POLICY Mgmt For For
4. APPROVE CLIMATE TRANSITION ACTION PLAN Mgmt For For
5. RE-ELECT NILS ANDERSEN AS DIRECTOR Mgmt For For
6. RE-ELECT LAURA CHA AS DIRECTOR Mgmt For For
7. RE-ELECT DR JUDITH HARTMANN AS DIRECTOR Mgmt For For
8. RE-ELECT ALAN JOPE AS DIRECTOR Mgmt For For
9. RE-ELECT ANDREA JUNG AS DIRECTOR Mgmt For For
10. RE-ELECT SUSAN KILSBY AS DIRECTOR Mgmt For For
11. RE-ELECT STRIVE MASIYIWA AS DIRECTOR Mgmt For For
12. RE-ELECT YOUNGME MOON AS DIRECTOR Mgmt For For
13. RE-ELECT GRAEME PITKETHLY AS DIRECTOR Mgmt For For
14. RE-ELECT JOHN RISHTON AS DIRECTOR Mgmt For For
15. RE-ELECT FEIKE SIJBESMA AS DIRECTOR Mgmt For For
16. REAPPOINT KPMG LLP AS AUDITORS Mgmt For For
17. AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
18. AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
19. APPROVE SHARES PLAN Mgmt For For
20. AUTHORISE ISSUE OF EQUITY Mgmt For For
21. AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
22. AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
23. AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
24. AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
25. ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
26. APPROVE REDUCTION OF THE SHARE PREMIUM Mgmt For For
ACCOUNT
CMMT 23 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
VIETNAM DAIRY PRODUCT CORPORATION Agenda Number: 713943947
--------------------------------------------------------------------------------------------------------------------------
Security: Y9365V104
Meeting Type: AGM
Meeting Date: 26-Apr-2021
Ticker:
ISIN: VN000000VNM8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION.
CMMT PLEASE NOTE THAT IN LINE WITH THE STANDARD Non-Voting
MARKET PRACTICE FOR VIETNAM, IF YOU WISH TO
ATTEND THE MEETING, YOU WILL NEED TO
CONTACT THE ISSUER DIRECTLY. BROADRIDGE IS
NOT ABLE TO PROCESS MEETING ATTENDANCE
REQUESTS WITH THE LOCAL SUB-CUSTODIAN IN
THIS MARKET AS THESE WILL BE REJECTED.
PLEASE REFER TO THE ISSUERS WEBSITE FOR
MORE DETAILS ON ATTENDING THE MEETING AS
ADDITIONAL DOCUMENTS MAY BE REQUIRED IN
ORDER TO ATTEND AND VOTE. THANK YOU.
1 APPROVAL OF THE AGENDA OF THE ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS
2 APPROVAL OF THE MEMBERS OF THE VOTE Mgmt For For
COUNTING COMMITTEE
3 APPROVAL OF THE AUDITED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR OF 2020
4 APPROVAL OF BOD REPORT 2020 Mgmt For For
5 APPROVAL OF DIVIDEND PAYMENT FOR THE Mgmt For For
FINANCIAL YEAR OF 2020
6 APPROVAL OF PLAN OF REVENUE AND PROFIT FOR Mgmt For For
2021 (CONSOLIDATED)
7 APPROVAL OF DIVIDEND PAYMENT PLAN FOR THE Mgmt For For
FINANCIAL YEAR OF 2021
8 APPROVAL OF SELECTING THE INDEPENDENT Mgmt Against Against
AUDITOR FOR THE FINANCIAL YEAR OF 2021
9 APPROVAL OF REMUNERATION OF THE BOD IN 2021 Mgmt For For
10 APPROVAL OF AMENDMENT OF COMPANY'S CHARTER Mgmt For For
11 APPROVAL OF AMENDMENT OF INTERNAL Mgmt For For
REGULATIONS ON CORPORATE GOVERNANCE
12 APPROVAL OF THE REGULATIONS ON OPERATION OF Mgmt For For
THE BOD
13 APPROVAL OF THE RESIGNATION OF MR. NGUYEN Mgmt For For
BA DUONG
14 APPROVAL OF THE RESIGNATION OF MS. NGUYEN Mgmt For For
THI THAM
15 ELECTION MS. TIEU YEN TRINH AS BOD MEMBER Mgmt For For
16 ELECTION MR HOANG NGOC THACH AS BOD MEMBER Mgmt For For
17 OTHER ISSUES WITHIN THE JURISDICTION OF THE Mgmt Against Against
AGM
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 547192 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
VITASOY INTERNATIONAL HOLDINGS LTD Agenda Number: 712957248
--------------------------------------------------------------------------------------------------------------------------
Security: Y93794108
Meeting Type: AGM
Meeting Date: 18-Aug-2020
Ticker:
ISIN: HK0345001611
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0716/2020071600526.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0716/2020071600542.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS AND THE REPORTS OF THE DIRECTORS
AND AUDITORS FOR THE YEAR ENDED 31ST MARCH,
2020
2 TO DECLARE A FINAL DIVIDEND: HK28.4 CENTS Mgmt For For
PER ORDINARY SHARE
3.A.I TO RE-ELECT DR. ROY CHI-PING CHUNG AS AN Mgmt For For
INDEPENDENT NONEXECUTIVE DIRECTOR
3.AII TO RE-ELECT MS. YVONNE MO-LING LO AS A Mgmt Against Against
NON-EXECUTIVE DIRECTOR
3AIII TO RE-ELECT MR. PETER TAK-SHING LO AS A Mgmt Against Against
NON-EXECUTIVE DIRECTOR
3.AIV TO RE-ELECT MS. MAY LO AS A NON-EXECUTIVE Mgmt Against Against
DIRECTOR
3.A.V TO RE-ELECT MR. EUGENE LYE AS AN EXECUTIVE Mgmt For For
DIRECTOR
3.B TO DETERMINE THE REMUNERATION OF THE Mgmt For For
DIRECTORS
4 TO APPOINT AUDITORS AND AUTHORISE THE Mgmt Against Against
DIRECTORS TO FIX THEIR REMUNERATION: KPMG
5.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY, NOT EXCEEDING 10% OF
THE NUMBER OF ISSUED SHARES OF THE COMPANY
AS AT THE DATE OF THIS RESOLUTION
5.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY-BACK SHARES OF THE COMPANY, NOT
EXCEEDING 10% OF THE NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
THIS RESOLUTION
5.C TO ADD THE NUMBER OF SHARES BOUGHT-BACK Mgmt Against Against
PURSUANT TO RESOLUTION 5B TO THE NUMBER OF
SHARES AVAILABLE PURSUANT TO RESOLUTION 5A
--------------------------------------------------------------------------------------------------------------------------
WAL-MART DE MEXICO SAB DE CV Agenda Number: 713637001
--------------------------------------------------------------------------------------------------------------------------
Security: P98180188
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: MX01WA000038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 522006 DUE TO SPLITTING OF
RESOLUTION 6. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
1.A APPROVE REPORT OF AUDIT AND CORPORATE Mgmt For For
PRACTICES COMMITTEES
1.B APPROVE CEOS REPORT AND BOARD OPINION ON Mgmt For For
CEOS REPORT
1.C APPROVE BOARD OF DIRECTORS REPORT Mgmt For For
2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF MXN 1.63 PER SHARE
4 APPROVE REPORT AND RESOLUTIONS RE EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
5 APPROVE REPORT ON SHARE REPURCHASE RESERVES Mgmt For For
6.A.1 ELECT OR RATIFY ENRIQUE OSTALE AS DIRECTOR Mgmt For For
6.A.2 ELECT OR RATIFY RICHARD MAYFIELD AS Mgmt For For
DIRECTOR
6.A.3 ELECT OR RATIFY AMANDA WHALEN AS DIRECTOR Mgmt For For
6.A.4 ELECT OR RATIFY TOM WARD AS DIRECTOR Mgmt For For
6.A.5 ELECT OR RATIFY KIRSTEN EVANS AS DIRECTOR Mgmt For For
6.A.6 ELECT OR RATIFY GUILHERME LOUREIRO AS Mgmt For For
DIRECTOR
6.A.7 ELECT OR RATIFY ADOLFO CEREZO AS DIRECTOR Mgmt For For
6.A.8 ELECT OR RATIFY BLANCA TREVINO AS DIRECTOR Mgmt For For
6.A.9 ELECT OR RATIFY ROBERTO NEWELL AS DIRECTOR Mgmt For For
6.A10 ELECT OR RATIFY ERNESTO CERVERA AS DIRECTOR Mgmt For For
6.A11 ELECT OR RATIFY ERIC PEREZ GROVAS AS Mgmt For For
DIRECTOR
6.B.1 ELECT OR RATIFY ADOLFO CEREZO AS CHAIRMAN Mgmt For For
OF AUDIT AND CORPORATE PRACTICES COMMITTEES
6.B.2 APPROVE DISCHARGE OF BOARD OF DIRECTORS AND Mgmt For For
OFFICERS
6.B.3 APPROVE DIRECTORS AND OFFICERS LIABILITY Mgmt For For
6.C.1 APPROVE REMUNERATION OF BOARD CHAIRMAN Mgmt For For
6.C.2 APPROVE REMUNERATION OF DIRECTOR Mgmt For For
6.C.3 APPROVE REMUNERATION OF CHAIRMAN OF AUDIT Mgmt For For
AND CORPORATE PRACTICES COMMITTEES
6.C.4 APPROVE REMUNERATION OF MEMBER OF AUDIT AND Mgmt For For
CORPORATE PRACTICES COMMITTEES
7 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For
APPROVED RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
WAL-MART DE MEXICO SAB DE CV Agenda Number: 714298812
--------------------------------------------------------------------------------------------------------------------------
Security: P98180188
Meeting Type: EGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: MX01WA000038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I AMENDMENT OF SECTION 3 OF THE BYLAWS OF THE Mgmt For For
COMPANY, IN REGARD TO THE CORPORATE PURPOSE
AND ACTIVITIES IN PURSUIT OF THE MENTIONED
PURPOSE THAT THE COMPANY CAN CARRY OUT
II REPORT IN REGARD TO THE STOCK PLAN FOR Mgmt For For
EMPLOYEES OF THE SUBSIDIARIES OF THE
COMPANY AND RESOLUTIONS IN THIS REGARD
III DESIGNATION OF SPECIAL DELEGATES WHO WILL Mgmt For For
CARRY OUT THE RESOLUTIONS THAT ARE PASSED
--------------------------------------------------------------------------------------------------------------------------
WIN SEMICONDUCTORS CORP Agenda Number: 714115208
--------------------------------------------------------------------------------------------------------------------------
Security: Y9588T126
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: TW0003105003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS AND PROFIT ALLOCATION
PROPOSAL. PROPOSED CASH DIVIDEND TWD 10 PER
SHARE.
2 AMENDMENT TO THE COMPANY'S 'ARTICLES OF Mgmt For For
INCORPORATION'.
3 AMENDMENT TO THE COMPANY'S 'RULES AND Mgmt For For
PROCEDURES OF SHAREHOLDERS' MEETING'.
4 AMENDMENT TO THE COMPANY'S 'RULES FOR Mgmt For For
ELECTION OF DIRECTORS'.
5 PROPOSAL FOR RELEASE OF DIRECTORS FROM Mgmt For For
NON-COMPETITION RESTRICTIONS.
--------------------------------------------------------------------------------------------------------------------------
WIZZ AIR HOLDINGS PLC Agenda Number: 712908043
--------------------------------------------------------------------------------------------------------------------------
Security: G96871101
Meeting Type: AGM
Meeting Date: 28-Jul-2020
Ticker:
ISIN: JE00BN574F90
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31
MARCH 2020 TOGETHER WITH THE RELATED
DIRECTORS' AND AUDITOR'S REPORT
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE FINANCIAL YEAR ENDED 31
MARCH 2020
3 TO RE-ELECT WILLIAM A. FRANKE AS A DIRECTOR Mgmt For For
OF THE COMPANY
4 TO RE-ELECT JOZSEF VARADI AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT SIMON DUFFY AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT SIMON DUFFY AS A DIRECTOR OF Mgmt For For
THE COMPANY (INDEPENDENT SHAREHOLDER VOTE)
7 TO RE-ELECT STEPHEN L. JOHNSON AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 TO RE-ELECT BARRY ECCLESTON AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 TO RE-ELECT BARRY ECCLESTON AS A DIRECTOR Mgmt For For
OF THE COMPANY (INDEPENDENT SHAREHOLDER
VOTE)
10 TO ELECT PETER AGNEFJALL AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO ELECT PETER AGNEFJALL AS A DIRECTOR OF Mgmt For For
THE COMPANY (INDEPENDENT SHAREHOLDER VOTE)
12 TO ELECT MARIA KYRIACOU AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO ELECT MARIA KYRIACOU AS A DIRECTOR OF Mgmt For For
THE COMPANY (INDEPENDENT SHAREHOLDER VOTE)
14 TO ELECT ANDREW S. BRODERICK AS A DIRECTOR Mgmt For For
OF THE COMPANY
15 TO ELECT CHARLOTTE PEDERSEN AS A DIRECTOR Mgmt For For
OF THE COMPANY
16 TO ELECT CHARLOTTE PEDERSEN AS A DIRECTOR Mgmt For For
OF THE COMPANY (INDEPENDENT SHAREHOLDER
VOTE)
17 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY'S AUDITORS UNTIL THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY
18 TO AUTHORISE THE DIRECTORS AND/OR THE AUDIT Mgmt For For
COMMITTEE TO AGREE THE REMUNERATION OF THE
AUDITORS
19 AUTHORITY TO ALLOT SHARES Mgmt For For
20 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
21 DISAPPLICATION OF PRE-EMPTION RIGHTS IN Mgmt For For
CONNECTION WITH AN ACQUISITION OR SPECIFIED
CAPITAL INVESTMENT
--------------------------------------------------------------------------------------------------------------------------
ZHEJIANG SUPOR CO LTD Agenda Number: 713284569
--------------------------------------------------------------------------------------------------------------------------
Security: Y98925103
Meeting Type: EGM
Meeting Date: 12-Nov-2020
Ticker:
ISIN: CNE000001KS5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 ESTIMATED ADDITIONAL CONTINUING Mgmt For For
CONNECTED TRANSACTIONS
--------------------------------------------------------------------------------------------------------------------------
ZHEJIANG SUPOR CO LTD Agenda Number: 713760052
--------------------------------------------------------------------------------------------------------------------------
Security: Y98925103
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: CNE000001KS5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2020 WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE
3 2020 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
4 2020 ANNUAL ACCOUNTS Mgmt For For
5 2020 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX
INCLUDED):CNY12.90000000 2) BONUS ISSUE
FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS
ISSUE FROM CAPITAL RESERVE (SHARE/10
SHARES):NONE
6 2021 APPOINTMENT OF AUDIT FIRM Mgmt For For
7 AGREEMENT ON CONTINUING CONNECTED Mgmt For For
TRANSACTIONS WITH A COMPANY IN 2021
8 PURCHASE OF SHORT-TERM WEALTH MANAGEMENT Mgmt For For
PRODUCTS WITH IDLE PROPRIETARY WORKING
CAPITAL
9 PROVISION OF GUARANTEE FOR AND BETWEEN Mgmt For For
WHOLLY-OWNED SUBSIDIARIES
10 REPURCHASE AND CANCELLATION OF SOME GRANTED Mgmt For For
RESTRICTED STOCKS
11 ELECTION OF DIRECTORS Mgmt For For
12 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
ZHEJIANG SUPOR CO LTD Agenda Number: 713985248
--------------------------------------------------------------------------------------------------------------------------
Security: Y98925103
Meeting Type: EGM
Meeting Date: 12-May-2021
Ticker:
ISIN: CNE000001KS5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 PLAN FOR REPURCHASE OF PUBLIC SHARES: Mgmt For For
OBJECTIVE AND PURPOSE OF THE SHARE
REPURCHASE
1.2 PLAN FOR REPURCHASE OF PUBLIC SHARES: Mgmt For For
METHOD OF THE SHARE REPURCHASE
1.3 PLAN FOR REPURCHASE OF PUBLIC SHARES: PRICE Mgmt For For
AND PRICING PRINCIPLES OF SHARE REPURCHASE
1.4 PLAN FOR REPURCHASE OF PUBLIC SHARES: TYPE, Mgmt For For
NUMBER AND PERCENTAGE TO THE TOTAL CAPITAL
OF SHARES TO BE REPURCHASED
1.5 PLAN FOR REPURCHASE OF PUBLIC SHARES: TOTAL Mgmt For For
AMOUNT AND SOURCE OF THE FUNDS TO BE USED
FOR THE REPURCHASE
1.6 PLAN FOR REPURCHASE OF PUBLIC SHARES: Mgmt For For
SOURCE OF THE FUNDS FOR THE REPURCHASE
1.7 PLAN FOR REPURCHASE OF PUBLIC SHARES: TIME Mgmt For For
LIMIT OF THE SHARE REPURCHASE
1.8 PLAN FOR REPURCHASE OF PUBLIC SHARES: THE Mgmt For For
VALID PERIOD OF THE RESOLUTION
2 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
BMO Large-Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 935359085
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Thomas "Tony" K.
Brown
1B. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Pamela J. Craig
1C. Elect the member to the Board of Directors Mgmt For For
for a term of one year: David B. Dillon
1D. Elect the member to the Board of Directors Mgmt Against Against
for a term of one year: Michael L. Eskew
1E. Elect the member to the Board of Directors Mgmt For For
for a term of one year: James R. Fitterling
1F. Elect the member to the Board of Directors Mgmt Against Against
for a term of one year: Herbert L. Henkel
1G. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Amy E. Hood
1H. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Muhtar Kent
1I. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Dambisa F. Moyo
1J. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Gregory R. Page
1K. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Michael F. Roman
1L. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Patricia A. Woertz
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as 3M's
independent registered public accounting
firm.
3. Advisory approval of executive Mgmt Against Against
compensation.
4. To approve the amendment and restatement of Mgmt Against Against
3M Company 2016 Long-Term Incentive Plan.
5. Shareholder proposal on setting target Shr Abstain Against
amounts for CEO compensation.
6. Shareholder proposal on transitioning the Shr Against For
Company to a public benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
ACADIA HEALTHCARE COMPANY, INC. Agenda Number: 935357699
--------------------------------------------------------------------------------------------------------------------------
Security: 00404A109
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ACHC
ISIN: US00404A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: E. Perot Bissell Mgmt For For
1B. Election of Director: Vicky B. Gregg Mgmt For For
1C. Election of Director: Debra K. Osteen Mgmt For For
2. Approve an amendment to the Acadia Mgmt Against Against
Healthcare Company, Inc. Incentive
Compensation Plan.
3. Advisory vote on the compensation of the Mgmt For For
Company's named executive officers as
presented in the Proxy Statement.
4. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC Agenda Number: 935343412
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Amy Banse
1B. Election of Director for a term of one Mgmt For For
year: Melanie Boulden
1C. Election of Director for a term of one Mgmt For For
year: Frank Calderoni
1D. Election of Director for a term of one Mgmt Against Against
year: James Daley
1E. Election of Director for a term of one Mgmt For For
year: Laura Desmond
1F. Election of Director for a term of one Mgmt For For
year: Shantanu Narayen
1G. Election of Director for a term of one Mgmt For For
year: Kathleen Oberg
1H. Election of Director for a term of one Mgmt For For
year: Dheeraj Pandey
1I. Election of Director for a term of one Mgmt For For
year: David Ricks
1J. Election of Director for a term of one Mgmt For For
year: Daniel Rosensweig
1K. Election of Director for a term of one Mgmt For For
year: John Warnock
2. Approve the Adobe Inc. 2019 Equity Mgmt Against Against
Incentive Plan, as amended, to increase the
available share reserve by 6 million
shares.
3. Ratify the appointment of KPMG LLP as our Mgmt Against Against
independent registered public accounting
firm for our fiscal year ending on December
3, 2021.
4. Approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC. Agenda Number: 935371132
--------------------------------------------------------------------------------------------------------------------------
Security: 016255101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ALGN
ISIN: US0162551016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin J. Dallas Mgmt For For
1B. Election of Director: Joseph M. Hogan Mgmt For For
1C. Election of Director: Joseph Lacob Mgmt Against Against
1D. Election of Director: C. Raymond Larkin, Mgmt Against Against
Jr.
1E. Election of Director: George J. Morrow Mgmt Against Against
1F. Election of Director: Anne M. Myong Mgmt For For
1G. Election of Director: Andrea L. Saia Mgmt For For
1H. Election of Director: Greg J. Santora Mgmt Against Against
1I. Election of Director: Susan E. Siegel Mgmt For For
1J. Election of Director: Warren S. Thaler Mgmt Against Against
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt Against Against
REGISTERED PUBLIC ACCOUNTANTS: Proposal to
ratify the appointment of
PricewaterhouseCoopers LLP as Align
Technology, Inc.'s independent registered
public accountants for the fiscal year
ending December 31, 2021.
3. BYLAW AMENDMENT: Ratify an Amendment of our Mgmt Against Against
Bylaws to designate Delaware and the
District Courts of the United States as the
Exclusive Forums for adjudication of
certain disputes.
4. APPROVAL OF AMENDED STOCK PLAN: Approve the Mgmt For For
Amendment and Restatement of our 2010
Employee Stock Purchase Plan.
5. ADVISORY VOTE ON NAMED EXECUTIVES Mgmt Against Against
COMPENSATION: Consider an Advisory Vote to
Approve the Compensation of our Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935406264
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt Against Against
1B. Election of Director: Sergey Brin Mgmt Against Against
1C. Election of Director: Sundar Pichai Mgmt For For
1D. Election of Director: John L. Hennessy Mgmt Against Against
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt Against Against
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt Against Against
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt Against Against
1K. Election of Director: Robin L. Washington Mgmt Against Against
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt Against Against
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding the Shr For Against
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
6. A stockholder proposal regarding a report Shr For Against
on sustainability metrics, if properly
presented at the meeting.
7. A stockholder proposal regarding a report Shr For Against
on takedown requests, if properly presented
at the meeting.
8. A stockholder proposal regarding a report Shr For Against
on whistleblower policies and practices, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on charitable contributions, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr For Against
on risks related to anticompetitive
practices, if properly presented at the
meeting.
11. A stockholder proposal regarding a Shr Against For
transition to a public benefit corporation,
if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt Against Against
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt Against Against
1D. Election of Director: Andrea Jung Mgmt Against Against
1E. Election of Director: Art Levinson Mgmt Against Against
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
4. A shareholder proposal entitled Shr For Against
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr Against For
"Shareholder Proposal to Improve Executive
Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935359643
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt For For
1B) Election of Director: Michael W. Bonney Mgmt Against Against
1C) Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1D) Election of Director: Julia A. Haller, M.D. Mgmt For For
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt For For
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt For For
1I) Election of Director: Karen Vousden, Ph.D. Mgmt For For
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt Against Against
of our Named Executive Officers.
3. Approval of the Company's 2021 Stock Award Mgmt For For
and Incentive Plan.
4. Ratification of the Appointment of an Mgmt For For
Independent Registered Public Accounting
Firm.
5. Approval of an Amendment to the Certificate Mgmt For For
of Incorporation to Lower the Ownership
Threshold for Special Shareholder Meetings
to 15%.
6. Shareholder Proposal on Adoption of a Board Shr For Against
Policy that the Chairperson of the Board be
an Independent Director.
7. Shareholder Proposal on Shareholder Right Shr Against For
to Act by Written Consent.
8. Shareholder Proposal to Lower the Ownership Shr For Against
Threshold for Special Shareholder Meetings
to 10%.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 935335768
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 05-Apr-2021
Ticker: AVGO
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ms. Diane M. Bryant Mgmt For For
1B. Election of Director: Ms. Gayla J. Delly Mgmt For For
1C. Election of Director: Mr. Raul J. Fernandez Mgmt For For
1D. Election of Director: Mr. Eddy W. Mgmt For For
Hartenstein
1E. Election of Director: Mr. Check Kian Low Mgmt For For
1F. Election of Director: Ms. Justine F. Page Mgmt For For
1G. Election of Director: Dr. Henry Samueli Mgmt For For
1H. Election of Director: Mr. Hock E. Tan Mgmt For For
1I. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
Pricewaterhouse-Coopers LLP as Broadcom's
independent registered public accounting
firm for the fiscal year ending October 31,
2021.
3. Approval of an amendment and restatement of Mgmt Against Against
Broadcom's 2012 Stock Incentive Plan.
4. Advisory vote to approve compensation of Mgmt For For
Broadcom's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CARLISLE COMPANIES INCORPORATED Agenda Number: 935357841
--------------------------------------------------------------------------------------------------------------------------
Security: 142339100
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: CSL
ISIN: US1423391002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James D. Frias Mgmt Against Against
1B. Election of Director: Maia A. Hansen Mgmt For For
1C. Election of Director: Corrine D. Ricard Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
Company's named executive officer
compensation in 2020.
--------------------------------------------------------------------------------------------------------------------------
CARTER'S INC. Agenda Number: 935393087
--------------------------------------------------------------------------------------------------------------------------
Security: 146229109
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CRI
ISIN: US1462291097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hali Borenstein Mgmt For For
1B. Election of Director: Giuseppina Mgmt For For
Buonfantino
1C. Election of Director: Michael D. Casey Mgmt For For
1D. Election of Director: A. Bruce Cleverly Mgmt Against Against
1E. Election of Director: Jevin S. Eagle Mgmt For For
1F. Election of Director: Mark P. Hipp Mgmt For For
1G. Election of Director: William J. Montgoris Mgmt Against Against
1H. Election of Director: David Pulver Mgmt Against Against
1I. Election of Director: Gretchen W. Schar Mgmt For For
2. Advisory approval of executive Mgmt Against Against
compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION Agenda Number: 935335352
--------------------------------------------------------------------------------------------------------------------------
Security: 171779309
Meeting Type: Annual
Meeting Date: 01-Apr-2021
Ticker: CIEN
ISIN: US1717793095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Hassan M. Mgmt For For
Ahmed, Ph.D.
1B. Election of Class III Director: Bruce L. Mgmt Against Against
Claflin
1C. Election of Class III Director: T. Michael Mgmt For For
Nevens
1D. Election of Class III Director: Patrick T. Mgmt For For
Gallagher
2. Approval of the amendment and restatement Mgmt For For
of our Employee Stock Purchase Plan to (a)
extend the term thereof to April 1, 2031,
(b) increase the number of shares available
for issuance thereunder by 8.7 million
shares, (c) eliminate the evergreen
mechanism thereunder, and (d) make such
other changes described in the proxy
materials.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal 2021.
4. Advisory vote on our named executive Mgmt Against Against
officer compensation, as described in the
proxy materials.
--------------------------------------------------------------------------------------------------------------------------
DAVITA INC. Agenda Number: 935415148
--------------------------------------------------------------------------------------------------------------------------
Security: 23918K108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DVA
ISIN: US23918K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pamela M. Arway Mgmt For For
1B. Election of Director: Charles G. Berg Mgmt Against Against
1C. Election of Director: Barbara J. Desoer Mgmt For For
1D. Election of Director: Paul J. Diaz Mgmt Against Against
1E. Election of Director: Shawn M. Guertin Mgmt Abstain Against
1F. Election of Director: John M. Nehra Mgmt Against Against
1G. Election of Director: Paula A. Price Mgmt For For
1H. Election of Director: Javier J. Rodriguez Mgmt For For
1I. Election of Director: Phyllis R. Yale Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt Against Against
our independent registered public
accounting firm for fiscal year 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
4. Stockholder proposal regarding political Shr For Against
contributions disclosure, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION Agenda Number: 935252635
--------------------------------------------------------------------------------------------------------------------------
Security: 243537107
Meeting Type: Annual
Meeting Date: 11-Sep-2020
Ticker: DECK
ISIN: US2435371073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael F. Devine, III Mgmt For For
Nelson C. Chan Mgmt For For
Cynthia (Cindy) L Davis Mgmt For For
Juan R. Figuereo Mgmt For For
Victor Luis Mgmt For For
Dave Powers Mgmt For For
Lauri M. Shanahan Mgmt For For
Brian A. Spaly Mgmt For For
Bonita C. Stewart Mgmt Withheld Against
2. To ratify the selection of KPMG LLP as our Mgmt Against Against
independent registered public accounting
firm for fiscal year 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our Named
Executive Officers, as disclosed in the
Compensation Discussion and Analysis
section of the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
DOW INC. Agenda Number: 935340567
--------------------------------------------------------------------------------------------------------------------------
Security: 260557103
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: DOW
ISIN: US2605571031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Gaurdie Banister Jr. Mgmt For For
1C. Election of Director: Wesley G. Bush Mgmt For For
1D. Election of Director: Richard K. Davis Mgmt For For
1E. Election of Director: Debra L. Dial Mgmt For For
1F. Election of Director: Jeff M. Fettig Mgmt For For
1G. Election of Director: Jim Fitterling Mgmt For For
1H. Election of Director: Jacqueline C. Hinman Mgmt Against Against
1I. Election of Director: Luis A. Moreno Mgmt For For
1J. Election of Director: Jill S. Wyant Mgmt For For
1K. Election of Director: Daniel W. Yohannes Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation.
3. Approval of the Amendment to the 2019 Stock Mgmt Against Against
Incentive Plan.
4. Approval of the 2021 Employee Stock Mgmt For For
Purchase Plan.
5. Ratification of the Appointment of Deloitte Mgmt Against Against
& Touche LLP as the Company's Independent
Registered Public Accounting Firm for 2021.
6. Stockholder Proposal - Shareholder Right to Shr Against For
Act by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 935241707
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 06-Aug-2020
Ticker: EA
ISIN: US2855121099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leonard S. Coleman Mgmt Against Against
1b. Election of Director: Jay C. Hoag Mgmt For For
1c. Election of Director: Jeffrey T. Huber Mgmt For For
1d. Election of Director: Lawrence F. Probst Mgmt Against Against
III
1e. Election of Director: Talbott Roche Mgmt For For
1f. Election of Director: Richard A. Simonson Mgmt Against Against
1g. Election of Director: Luis A. Ubinas Mgmt For For
1h. Election of Director: Heidi J. Ueberroth Mgmt For For
1i. Election of Director: Andrew Wilson Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of KPMG LLP Mgmt Against Against
as our independent public registered
accounting firm for the fiscal year ending
March 31, 2021.
4. To consider and vote upon a stockholder Shr Against For
proposal, if properly presented at the
Annual Meeting, on whether to allow
stockholders to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 935355354
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve a three year Mgmt For For
term: K. Baicker, Ph.D.
1b. Election of Director to serve a three year Mgmt For For
term: J.E. Fyrwald
1c. Election of Director to serve a three year Mgmt Against Against
term: J. Jackson
1d. Election of Director to serve a three year Mgmt For For
term: G. Sulzberger
1e. Election of Director to serve a three year Mgmt Against Against
term: J.P. Tai
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the independent auditor for
2021.
4. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate the
classified board structure.
5. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate
supermajority voting provisions.
6. Shareholder proposal to disclose direct and Shr For Against
indirect lobbying activities and
expenditures.
7. Shareholder proposal to amend the bylaws to Shr For Against
require an independent board chair.
8. Shareholder proposal to implement a bonus Shr For Against
deferral policy.
9. Shareholder proposal to disclose clawbacks Shr For Against
on executive incentive compensation due to
misconduct.
--------------------------------------------------------------------------------------------------------------------------
ETSY, INC. Agenda Number: 935412611
--------------------------------------------------------------------------------------------------------------------------
Security: 29786A106
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: ETSY
ISIN: US29786A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt Abstain Against
until our 2024 Annual Meeting: Gary S.
Briggs
1B. Election of Class III Director to serve Mgmt Abstain Against
until our 2024 Annual Meeting: Edith W.
Cooper
1C. Election of Class III Director to serve Mgmt Abstain Against
until our 2024 Annual Meeting: Melissa
Reiff
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
EXELIXIS, INC. Agenda Number: 935398405
--------------------------------------------------------------------------------------------------------------------------
Security: 30161Q104
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: EXEL
ISIN: US30161Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles Cohen, Ph.D. Mgmt Against Against
1B. Election of Director: Carl B. Feldbaum, Mgmt Against Against
Esq.
1C. Election of Director: Maria C. Freire, Mgmt For For
Ph.D.
1D. Election of Director: Alan M. Garber, M.D., Mgmt Against Against
Ph.D.
1E. Election of Director: Vincent T. Marchesi, Mgmt Against Against
M.D., Ph.D.
1F. Election of Director: Michael M. Morrissey, Mgmt For For
Ph.D.
1G. Election of Director: Stelios Papadopoulos, Mgmt Against Against
Ph.D.
1H. Election of Director: George Poste, DVM, Mgmt Against Against
Ph.D., FRS
1I. Election of Director: Julie Anne Smith Mgmt For For
1J. Election of Director: Lance Willsey, M.D. Mgmt Against Against
1K. Election of Director: Jack L. Wyszomierski Mgmt Against Against
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as Exelixis' independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Exelixis' named executive
officers, as disclosed in the accompanying
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 935329638
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sandra E. Bergeron Mgmt For For
1B. Election of Director: Elizabeth L. Buse Mgmt For For
1C. Election of Director: Michel Combes Mgmt For For
1D. Election of Director: Michael L. Dreyer Mgmt For For
1E. Election of Director: Alan J. Higginson Mgmt For For
1F. Election of Director: Peter S. Klein Mgmt For For
1G. Election of Director: Francois Locoh-Donou Mgmt For For
1H. Election of Director: Nikhil Mehta Mgmt For For
1I. Election of Director: Marie E. Myers Mgmt Against Against
1J. Election of Director: Sripada Shivananda Mgmt For For
2. Approve the F5 Networks, Inc. 2014 Mgmt Against Against
Incentive Plan.
3. Ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2021.
4. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt Withheld Against
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt Withheld Against
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt Withheld Against
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt Withheld Against
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the director Mgmt Against Against
compensation policy.
4. A shareholder proposal regarding dual class Shr For Against
capital structure.
5. A shareholder proposal regarding an Shr For Against
independent chair.
6. A shareholder proposal regarding child Shr For Against
exploitation.
7. A shareholder proposal regarding Shr For Against
human/civil rights expert on board.
8. A shareholder proposal regarding platform Shr For Against
misuse.
9. A shareholder proposal regarding public Shr Against For
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 935425391
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting: Ken
Xie
1.2 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Michael Xie
1.3 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Kelly Ducourty
1.4 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Kenneth A. Goldman
1.5 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Ming Hsieh
1.6 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Jean Hu
1.7 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
William Neukom
1.8 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Judith Sim
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Fortinet's independent
registered accounting firm for the fiscal
year ending December 31, 2021.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation, as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
GARTNER, INC. Agenda Number: 935402608
--------------------------------------------------------------------------------------------------------------------------
Security: 366651107
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: IT
ISIN: US3666511072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term expiring in Mgmt For For
2022: Peter E. Bisson
1B. Election of Director for term expiring in Mgmt Against Against
2022: Richard J. Bressler
1C. Election of Director for term expiring in Mgmt For For
2022: Raul E. Cesan
1D. Election of Director for term expiring in Mgmt Against Against
2022: Karen E. Dykstra
1E. Election of Director for term expiring in Mgmt Against Against
2022: Anne Sutherland Fuchs
1F. Election of Director for term expiring in Mgmt Against Against
2022: William O. Grabe
1G. Election of Director for term expiring in Mgmt For For
2022: Eugene A. Hall
1H. Election of Director for term expiring in Mgmt Against Against
2022: Stephen G. Pagliuca
1I. Election of Director for term expiring in Mgmt For For
2022: Eileen M. Serra
1J. Election of Director for term expiring in Mgmt Against Against
2022: James C. Smith
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for the 2021 fiscal
year.
4. Approval of the Amended and Restated 2011 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
GODADDY INC. Agenda Number: 935402646
--------------------------------------------------------------------------------------------------------------------------
Security: 380237107
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GDDY
ISIN: US3802371076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Herald Y. Chen Mgmt Withheld Against
Brian H. Sharples Mgmt Withheld Against
Leah Sweet Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. To approve named executive officer Mgmt Against Against
compensation in a non-binding advisory
vote.
--------------------------------------------------------------------------------------------------------------------------
HORIZON THERAPEUTICS PLC Agenda Number: 935347282
--------------------------------------------------------------------------------------------------------------------------
Security: G46188101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: HZNP
ISIN: IE00BQPVQZ61
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: William F. Mgmt For For
Daniel
1B. Election of Class I Director: H. Thomas Mgmt Against Against
Watkins
1C. Election of Class I Director: Pascale Witz Mgmt For For
2. Approval of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021 and authorization of the Audit
Committee to determine the auditors'
remuneration.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
4. Authorization for us and/or any of our Mgmt For For
subsidiaries to make market purchases or
overseas market purchases of our ordinary
shares.
5. Approval of the Amended and Restated 2020 Mgmt Against Against
Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION Agenda Number: 935361484
--------------------------------------------------------------------------------------------------------------------------
Security: 45167R104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: IEX
ISIN: US45167R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three Mgmt Against Against
years: WILLIAM M. COOK
1B. Election of Director for a term of three Mgmt For For
years: MARK A. BUTHMAN
1C. Election of Director for a term of three Mgmt For For
years: LAKECIA N. GUNTER
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 935389014
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Valentin P. Mgmt For For
Gapontsev, Ph.D.
1.2 Election of Director: Eugene A. Scherbakov, Mgmt For For
Ph.D.
1.3 Election of Director: Michael C. Child Mgmt For For
1.4 Election of Director: Jeanmarie F. Desmond Mgmt For For
1.5 Election of Director: Gregory P. Dougherty Mgmt For For
1.6 Election of Director: Eric Meurice Mgmt For For
1.7 Election of Director: Natalia Pavlova Mgmt For For
1.8 Election of Director: John R. Peeler Mgmt For For
1.9 Election of Director: Thomas J. Seifert Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
JAZZ PHARMACEUTICALS PLC Agenda Number: 935239144
--------------------------------------------------------------------------------------------------------------------------
Security: G50871105
Meeting Type: Annual
Meeting Date: 30-Jul-2020
Ticker: JAZZ
ISIN: IE00B4Q5ZN47
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce C. Cozadd Mgmt For For
1B. Election of Director: Heather Ann McSharry Mgmt For For
1C. Election of Director: Anne O'Riordan Mgmt For For
1D. Election of Director: Rick E Winningham Mgmt For For
2. To ratify, on a non-binding advisory basis, Mgmt For For
the appointment of KPMG as the independent
auditors of Jazz Pharmaceuticals plc for
the fiscal year ending December 31, 2020
and to authorize, in a binding vote, the
board of directors, acting through the
audit committee, to determine the auditors'
remuneration.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of Jazz
Pharmaceuticals plc's named executive
officers as disclosed in the proxy
statement.
4. To approve an amendment and restatement of Mgmt Against Against
Jazz Pharmaceuticals plc's Amended and
Restated 2007 Non-Employee Directors Stock
Award Plan in order to, among other things,
increase the number of ordinary shares
authorized for issuance by 500,000 shares.
5. To approve a capital reduction and creation Mgmt For For
of distributable reserves under Irish law.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 935272675
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 03-Nov-2020
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sohail U. Ahmed Mgmt For For
Timothy M. Archer Mgmt For For
Eric K. Brandt Mgmt For For
Michael R. Cannon Mgmt For For
Catherine P. Lego Mgmt Withheld Against
Bethany J. Mayer Mgmt For For
Abhijit Y. Talwalkar Mgmt Withheld Against
Lih Shyng (Rick L) Tsai Mgmt For For
Leslie F. Varon Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of the named executive officers of Lam
Research, or "Say on Pay."
3. Ratification of the appointment of the Mgmt Against Against
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
LAMAR ADVERTISING COMPANY Agenda Number: 935383567
--------------------------------------------------------------------------------------------------------------------------
Security: 512816109
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: LAMR
ISIN: US5128161099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nancy Fletcher Mgmt For For
John E. Koerner, III Mgmt Withheld Against
Marshall A. Loeb Mgmt For For
Stephen P. Mumblow Mgmt Withheld Against
Thomas V. Reifenheiser Mgmt Withheld Against
Anna Reilly Mgmt Withheld Against
Kevin P. Reilly, Jr. Mgmt For For
Wendell Reilly Mgmt Withheld Against
Elizabeth Thompson Mgmt For For
2. Ratify the appointment of KPMG LLP as the Mgmt Against Against
Company's independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935387729
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Daniel J. Heinrich Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Mary Beth West Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2020.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2021.
4. Shareholder proposal regarding amending the Shr For Against
Company's proxy access bylaw to remove
shareholder aggregation limits.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935420644
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ajay Banga Mgmt For For
1B. Election of Director: Merit E. Janow Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt Against Against
1E. Election of Director: Julius Genachowski Mgmt Against Against
1F. Election of Director: Choon Phong Goh Mgmt Against Against
1G. Election of Director: Oki Matsumoto Mgmt For For
1H. Election of Director: Michael Miebach Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt Against Against
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt Against Against
compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2021.
4. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006 Long
Term Incentive Plan.
5. Approval of the amendment and restatement Mgmt Against Against
of the Mastercard Incorporated 2006
Non-Employee Director Equity Compensation
Plan.
6. Approval of amendments to Mastercard's Mgmt For For
Certificate of Incorporation to remove
supermajority voting requirements.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2021.
4. Shareholder proposal concerning a Shr Against For
shareholder right to act by written
consent.
5. Shareholder proposal regarding access to Shr For Against
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt Against Against
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 935363274
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for One-Year Term: Mgmt For For
Gregory Q. Brown
1B. Election of Director for One-Year Term: Mgmt For For
Kenneth D. Denman
1C. Election of Director for One-Year Term: Mgmt Against Against
Egon P. Durban
1D. Election of Director for One-Year Term: Mgmt For For
Clayton M. Jones
1E. Election of Director for One-Year Term: Mgmt For For
Judy C. Lewent
1F. Election of Director for One-Year Term: Mgmt Against Against
Gregory K. Mondre
1G. Election of Director for One-Year Term: Mgmt For For
Joseph M. Tucci
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for 2021.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC. Agenda Number: 935384115
--------------------------------------------------------------------------------------------------------------------------
Security: 64125C109
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: NBIX
ISIN: US64125C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William H Rastetter PhD Mgmt Withheld Against
George J. Morrow Mgmt For For
Leslie V. Norwalk Mgmt Withheld Against
2. Advisory vote to approve the compensation Mgmt Against Against
paid to the Company's named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt Against Against
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt Against Against
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt Against Against
1K. Election of Director: A. Brooke Seawell Mgmt Against Against
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt Against Against
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935274554
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 04-Nov-2020
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt Withheld Against
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt For For
Lawrence J. Ellison Mgmt For For
Rona A. Fairhead Mgmt Withheld Against
Jeffrey O. Henley Mgmt For For
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt For For
Leon E. Panetta Mgmt For For
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt For For
Vishal Sikka Mgmt For For
2. Advisory Vote to Approve Compensation of Mgmt Against Against
Named Executive Officers.
3. Approve the Oracle Corporation 2020 Equity Mgmt Against Against
Incentive Plan.
4. Ratification of Selection of Independent Mgmt For For
Registered Public Accounting Firm.
5. Stockholder Proposal Regarding Pay Equity Shr For Against
Report.
6. Stockholder Proposal Regarding Independent Shr For Against
Board Chair.
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 935287501
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105
Meeting Type: Annual
Meeting Date: 09-Dec-2020
Ticker: PANW
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Nikesh Mgmt For For
Arora
1b. Election of Class III Director: Carl Mgmt Abstain Against
Eschenbach
1c. Election of Class III Director: Lorraine Mgmt Abstain Against
Twohill
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
July 31, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
4. Stockholder proposal - Stockholder right to Shr Against For
act by written consent.
5. Stockholder Proposal - Assessing Inclusion Shr Against For
in the Workplace.
--------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda Number: 935339336
--------------------------------------------------------------------------------------------------------------------------
Security: 693506107
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: PPG
ISIN: US6935061076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: STEVEN A. DAVIS
1B. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt Against Against
2024: MICHAEL W. LAMACH
1C. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: MICHAEL T. NALLY
1D. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: GUILLERMO NOVO
1E. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt Against Against
2024: MARTIN H. RICHENHAGEN
1F. ELECTION OF DIRECTOR FOR THE TERM ENDING Mgmt For For
2024: CATHERINE R. SMITH
2. APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt Against Against
NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS.
3. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS.
4. PROPOSAL TO APPROVE AMENDMENTS TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION AND
BYLAWS TO REPLACE THE SUPERMAJORITY VOTING
REQUIREMENTS.
5. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2021.
6. SHAREHOLDER PROPOSAL TO ADOPT A POLICY Shr For Against
REQUIRING AN INDEPENDENT BOARD CHAIRMAN, IF
PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
QUANTA SERVICES, INC. Agenda Number: 935394851
--------------------------------------------------------------------------------------------------------------------------
Security: 74762E102
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PWR
ISIN: US74762E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Earl C. (Duke) Mgmt For For
Austin, Jr.
1.2 Election of Director: Doyle N. Beneby Mgmt For For
1.3 Election of Director: Vincent D. Foster Mgmt Against Against
1.4 Election of Director: Bernard Fried Mgmt Against Against
1.5 Election of Director: Worthing F. Jackman Mgmt Against Against
1.6 Election of Director: David M. McClanahan Mgmt For For
1.7 Election of Director: Margaret B. Shannon Mgmt For For
1.8 Election of Director: Pat Wood, III Mgmt Against Against
1.9 Election of Director: Martha B. Wyrsch Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt Against Against
Quanta's executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Quanta's
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
SENSATA TECHNOLOGIES HOLDING PLC Agenda Number: 935390031
--------------------------------------------------------------------------------------------------------------------------
Security: G8060N102
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: ST
ISIN: GB00BFMBMT84
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew C. Teich Mgmt For For
1B. Election of Director: Jeffrey J. Cote Mgmt For For
1C. Election of Director: John P. Absmeier Mgmt For For
1D. Election of Director: Daniel L. Black Mgmt For For
1E. Election of Director: Lorraine A. Bolsinger Mgmt For For
1F. Election of Director: James E. Heppelmann Mgmt Against Against
1G. Election of Director: Charles W. Peffer Mgmt For For
1H. Election of Director: Constance E. Skidmore Mgmt For For
1I. Election of Director: Steven A. Sonnenberg Mgmt For For
1J. Election of Director: Martha N. Sullivan Mgmt For For
1K. Election of Director: Stephen M. Zide Mgmt For For
2. Advisory resolution to approve executive Mgmt Against Against
compensation.
3. Ordinary resolution to approve the Mgmt For For
Company's 2021 Equity Incentive Plan.
4. Ordinary resolution to ratify the Mgmt For For
appointment of Ernst & Young LLP as the
Company's independent registered public
accounting firm.
5. Advisory resolution on Director Mgmt Against Against
Compensation Report.
6. Ordinary resolution to reappoint Ernst & Mgmt For For
Young LLP as the Company's U.K. statutory
auditor.
7. Ordinary resolution to authorize the Audit Mgmt For For
Committee, for and on behalf of the Board,
to determine the Company's U.K. statutory
auditor's reimbursement.
8. Ordinary resolution to receive the Mgmt For For
Company's 2020 Annual Report and Accounts.
9. Ordinary resolution to authorize the Board Mgmt For For
of Directors to issue equity securities.
10. Special resolution to authorize the Board Mgmt For For
of Directors to issue equity securities
without pre-emptive rights.
11. Ordinary resolution to authorize the Board Mgmt For For
of Directors to issue equity securities
under our equity incentive plans.
12. Special resolution to authorize the Board Mgmt For For
of Directors to issue equity securities
under our equity incentive plans without
pre- emptive rights.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 935416746
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan L. Bostrom Mgmt For For
1B. Election of Director: Jonathan C. Chadwick Mgmt For For
1C. Election of Director: Lawrence J. Jackson, Mgmt For For
Jr.
1D. Election of Director: Frederic B. Luddy Mgmt For For
1E. Election of Director: Jeffrey A. Miller Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our Named Executive
Officers ("Say-on-Pay").
3. To ratify PricewaterhouseCoopers LLP as the Mgmt For For
independent registered public accounting
firm for 2021.
4. To approve an amendment to our Restated Mgmt For For
Certificate of Incorporation, as amended,
to provide shareholders with the right to
call a special meeting.
5. To approve the 2021 Equity Incentive Plan Mgmt Against Against
to replace the 2012 Equity Incentive Plan.
6. To approve the Amended and Restated 2012 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 935256758
--------------------------------------------------------------------------------------------------------------------------
Security: 874054109
Meeting Type: Annual
Meeting Date: 16-Sep-2020
Ticker: TTWO
ISIN: US8740541094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Strauss Zelnick Mgmt For For
1B. Election of Director: Michael Dornemann Mgmt Against Against
1C. Election of Director: J. Moses Mgmt Against Against
1D. Election of Director: Michael Sheresky Mgmt Against Against
1E. Election of Director: LaVerne Srinivasan Mgmt For For
1F. Election of Director: Susan Tolson Mgmt For For
1G. Election of Director: Paul Viera Mgmt For For
1H. Election of Director: Roland Hernandez Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of the Company's "named
executive officers" as disclosed in the
Proxy Statement.
3. Approval of the Amended and Restated Mgmt For For
Take-Two Interactive Software, Inc. 2017
Stock Incentive Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our Independent registered
public accounting firm for the fiscal year
ending March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935412635
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Robert L. Edwards Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Donald R. Knauss Mgmt For For
1G. Election of Director: Christine A. Leahy Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
1K. Election of Director: Kenneth L. Salazar Mgmt For For
1L. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt Against Against
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt Against Against
basis, our executive compensation (Say on
Pay).
4. Shareholder proposal to amend the proxy Shr For Against
access bylaw to remove the shareholder
group limit.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935341709
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt Against Against
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt Against Against
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt Against Against
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt Against Against
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2021.
4. Stockholder proposal to permit shareholder Shr Against For
action by written consent.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 935387402
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald E. Brown Mgmt For For
1B. Election of Director: Kermit R. Crawford Mgmt For For
1C. Election of Director: Michael L. Eskew Mgmt For For
1D. Election of Director: Richard T. Hume Mgmt For For
1E. Election of Director: Margaret M. Keane Mgmt For For
1F. Election of Director: Siddharth N. Mehta Mgmt For For
1G. Election of Director: Jacques P. Perold Mgmt For For
1H. Election of Director: Andrea Redmond Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Judith A. Sprieser Mgmt Against Against
1K. Election of Director: Perry M. Traquina Mgmt For For
1L. Election of Director: Thomas J. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of the named executives.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as Allstate's independent
registered public accountant for 2021.
4. Shareholder proposal to amend proxy access. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda Number: 935274530
--------------------------------------------------------------------------------------------------------------------------
Security: 518439104
Meeting Type: Annual
Meeting Date: 10-Nov-2020
Ticker: EL
ISIN: US5184391044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Charlene Mgmt Abstain Against
Barshefsky
1B. Election of Class III Director: Wei Sun Mgmt For For
Christianson
1C. Election of Class III Director: Fabrizio Mgmt For For
Freda
1D. Election of Class III Director: Jane Lauder Mgmt For For
1E. Election of Class III Director: Leonard A. Mgmt For For
Lauder
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for the 2021 fiscal year.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 935377300
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P. M. Arway Mgmt For For
J. W. Brown Mgmt For For
M. G. Buck Mgmt For For
V. L. Crawford Mgmt For For
R. M. Dutkowsky Mgmt For For
M. K. Haben Mgmt For For
J. C. Katzman Mgmt For For
M. D. Koken Mgmt For For
R. M. Malcolm Mgmt For For
A. J. Palmer Mgmt For For
J. R. Perez Mgmt For For
W. L. Schoppert Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors for 2021.
3. Approve named executive officer Mgmt For For
compensation on a non-binding advisory
basis.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935264969
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 13-Oct-2020
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Francis S. Blake Mgmt For For
1B. ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For
1C. ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For
1D. ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For
1E. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1F. ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For
1G. ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For
1H. ELECTION OF DIRECTOR: W. James McNerney, Mgmt For For
Jr.
1I. ELECTION OF DIRECTOR: Nelson Peltz Mgmt For For
1J. ELECTION OF DIRECTOR: David S. Taylor Mgmt For For
1K. ELECTION OF DIRECTOR: Margaret C. Whitman Mgmt For For
1L. ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt Against Against
Registered Public Accounting Firm.
3. Advisory Vote to Approve the Company's Mgmt Against Against
Executive Compensation (the "Say on Pay"
vote).
4. Approval of The Procter & Gamble Company Mgmt For For
International Stock Ownership Plan, As
Amended and Restated.
5. Shareholder Proposal - Report on Efforts to Shr For Against
Eliminate Deforestation.
6. Shareholder Proposal - Annual Report on Shr For Against
Diversity.
--------------------------------------------------------------------------------------------------------------------------
TRANSUNION Agenda Number: 935359667
--------------------------------------------------------------------------------------------------------------------------
Security: 89400J107
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: TRU
ISIN: US89400J1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William P. (Billy) Mgmt For For
Bosworth
1B. Election of Director: Suzanne P. Clark Mgmt For For
1C. Election of Director: Kermit R. Crawford Mgmt For For
1D. Election of Director: Russell P. Fradin Mgmt Against Against
1E. Election of Director: Pamela A. Joseph Mgmt For For
1F. Election of Director: Thomas L. Monahan, Mgmt For For
III
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as TransUnion's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 935344262
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warner L. Baxter Mgmt For For
1B. Election of Director: Dorothy J. Bridges Mgmt For For
1C. Election of Director: Elizabeth L. Buse Mgmt For For
1D. Election of Director: Andrew Cecere Mgmt For For
1E. Election of Director: Kimberly N. Mgmt For For
Ellison-Taylor
1F. Election of Director: Kimberly J. Harris Mgmt For For
1G. Election of Director: Roland A. Hernandez Mgmt For For
1H. Election of Director: Olivia F. Kirtley Mgmt Against Against
1I. Election of Director: Karen S. Lynch Mgmt For For
1J. Election of Director: Richard P. McKenney Mgmt For For
1K. Election of Director: Yusuf I. Mehdi Mgmt For For
1L. Election of Director: John P. Wiehoff Mgmt For For
1M. Election of Director: Scott W. Wine Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent auditor for
the 2021 fiscal year.
3. An advisory vote to approve the Mgmt Against Against
compensation of our executives disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935312518
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Special
Meeting Date: 13-Jan-2021
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The adoption and approval of the amendments Mgmt For For
to our Restated Certificate of
Incorporation to become a public benefit
corporation.
2. The adoption and approval of the amendments Mgmt For For
to our Restated Certificate of
Incorporation to eliminate the classified
structure of our Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935433677
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting: Mark Carges
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting: Paul E. Chamberlain
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting: Ronald E.F. Codd
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting: Peter P. Gassner
1E. Election of Director to serve until the Mgmt Against Against
2022 annual meeting: Mary Lynne Hedley
1F. Election of Director to serve until the Mgmt For For
2022 annual meeting: Gordon Ritter
1G. Election of Director to serve until the Mgmt Against Against
2022 annual meeting: Paul Sekhri
1H. Election of Director to serve until the Mgmt For For
2022 annual meeting: Matthew J. Wallach
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
January 31, 2022.
3. To hold an advisory (non-binding) vote to Mgmt For For
approve named executive officer
compensation.
4. To hold an advisory (non-binding) vote on Mgmt 1 Year Against
the frequency of future shareholder
advisory votes to approve named executive
officer compensation.
5. To amend and restate our Restated Mgmt For For
Certificate of Incorporation to permit
shareholders to call special meetings as
specified in our amended and restated
bylaws, which would allow shareholders
holding 25% or more of the voting power of
our capital stock for at least one year to
call special meetings.
6. To consider and vote upon a shareholder Shr For Against
proposal, if properly presented, to enable
shareholders holding 15% or more of our
common stock to call special meetings.
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935383959
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sangeeta Bhatia Mgmt For For
1B. Election of Director: Lloyd Carney Mgmt Against Against
1C. Election of Director: Alan Garber Mgmt For For
1D. Election of Director: Terrence Kearney Mgmt For For
1E. Election of Director: Reshma Kewalramani Mgmt For For
1F. Election of Director: Yuchun Lee Mgmt For For
1G. Election of Director: Jeffrey Leiden Mgmt For For
1H. Election of Director: Margaret McGlynn Mgmt For For
1I. Election of Director: Diana McKenzie Mgmt For For
1J. Election of Director: Bruce Sachs Mgmt Against Against
2. Ratification of Ernst & Young LLP as Mgmt For For
independent Registered Public Accounting
firm for the year ending December 31, 2021.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
4. Shareholder proposal, if properly presented Shr For Against
at the meeting, regarding a report on
lobbying activities.
5. Shareholder proposal, if properly presented Shr For Against
at the meeting, regarding a report on
political spending.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935315576
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt Against Against
1C. Election of Director: Francisco Javier Mgmt Against Against
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt Against Against
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt Against Against
1J. Election of Director: Linda J. Rendle Mgmt For For
1K. Election of Director: John A. C. Swainson Mgmt Against Against
1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
4. Approval of the Visa Inc. 2007 Equity Mgmt For For
Incentive Compensation Plan, as amended and
restated.
5. Approval of an amendment to our Certificate Mgmt For For
of Incorporation to enable the adoption of
a special meeting right for Class A common
stockholders.
6. To vote on a stockholder proposal Shr Against For
requesting stockholders' right to act by
written consent, if properly presented.
7. To vote on a stockholder proposal to amend Shr Against For
our principles of executive compensation
program, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
W.W. GRAINGER, INC. Agenda Number: 935352423
--------------------------------------------------------------------------------------------------------------------------
Security: 384802104
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: GWW
ISIN: US3848021040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney C. Adkins Mgmt For For
Brian P. Anderson Mgmt Withheld Against
V. Ann Hailey Mgmt Withheld Against
Katherine D. Jaspon Mgmt For For
Stuart L. Levenick Mgmt Withheld Against
D.G. Macpherson Mgmt For For
Neil S. Novich Mgmt Withheld Against
Beatriz R. Perez Mgmt Withheld Against
Michael J. Roberts Mgmt Withheld Against
E. Scott Santi Mgmt For For
Susan Slavik Williams Mgmt Withheld Against
Lucas E. Watson Mgmt For For
Steven A. White Mgmt Withheld Against
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as independent auditor for the
year ending December 31, 2021.
3. Say on Pay: To approve on a non-binding Mgmt For For
advisory basis the compensation of the
Company's Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
YETI HOLDINGS, INC. Agenda Number: 935377223
--------------------------------------------------------------------------------------------------------------------------
Security: 98585X104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: YETI
ISIN: US98585X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tracey D. Brown Mgmt For For
Alison Dean Mgmt For For
David L. Schnadig Mgmt Withheld Against
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation paid to our named executive
officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as YETI
Holdings, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 1, 2022.
--------------------------------------------------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION Agenda Number: 935369252
--------------------------------------------------------------------------------------------------------------------------
Security: 989207105
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ZBRA
ISIN: US9892071054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chirantan "CJ" Desai Mgmt For For
Richard L. Keyser Mgmt For For
Ross W. Manire Mgmt Withheld Against
2. Proposal to approve, by non-binding vote, Mgmt Against Against
compensation of named executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent auditors for 2021.
BMO Large-Cap Value Fund
--------------------------------------------------------------------------------------------------------------------------
AGCO CORPORATION Agenda Number: 935363577
--------------------------------------------------------------------------------------------------------------------------
Security: 001084102
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: AGCO
ISIN: US0010841023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Roy V. Armes Mgmt For For
1B. Election of Director: Michael C. Arnold Mgmt For For
1C. Election of Director: Sondra L. Barbour Mgmt For For
1D. Election of Director: P. George Benson Mgmt For For
1E. Election of Director: Suzanne P. Clark Mgmt For For
1F. Election of Director: Bob De Lange Mgmt For For
1G Election of Director: Eric P. Hansotia Mgmt For For
1H. Election of Director: George E. Minnich Mgmt For For
1I. Election of Director: Mallika Srinivasan Mgmt For For
1J. Election of Director: Matthew Tsien Mgmt For For
2. NON-BINDING ADVISORY RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2021.
--------------------------------------------------------------------------------------------------------------------------
ALLISON TRANSMISSION HOLDINGS, INC. Agenda Number: 935355479
--------------------------------------------------------------------------------------------------------------------------
Security: 01973R101
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: ALSN
ISIN: US01973R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Judy L. Altmaier Mgmt For For
1B. Election of Director: Stan A. Askren Mgmt For For
1C. Election of Director: David C. Everitt Mgmt For For
1D. Election of Director: Alvaro Garcia-Tunon Mgmt For For
1E. Election of Director: David S. Graziosi Mgmt For For
1F. Election of Director: Carolann I. Haznedar Mgmt For For
1G. Election of Director: Richard P. Lavin Mgmt For For
1H. Election of Director: Thomas W. Rabaut Mgmt Against Against
1I. Election of Director: Richard V. Reynolds Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. An advisory non-binding vote to approve the Mgmt Against Against
compensation paid to our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 935357358
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt Against Against
year: Thomas J. Baltimore
1B. Election of Director for a term of one Mgmt For For
year: Charlene Barshefsky
1C. Election of Director for a term of one Mgmt For For
year: John J. Brennan
1D. Election of Director for a term of one Mgmt Against Against
year: Peter Chernin
1E. Election of Director for a term of one Mgmt For For
year: Ralph de la Vega
1F. Election of Director for a term of one Mgmt For For
year: Michael O. Leavitt
1G. Election of Director for a term of one Mgmt For For
year: Theodore J. Leonsis
1H. Election of Director for a term of one Mgmt For For
year: Karen L. Parkhill
1I. Election of Director for a term of one Mgmt For For
year: Charles E. Phillips
1J. Election of Director for a term of one Mgmt For For
year: Lynn A. Pike
1K. Election of Director for a term of one Mgmt For For
year: Stephen J. Squeri
1L. Election of Director for a term of one Mgmt For For
year: Daniel L. Vasella
1M. Election of Director for a term of one Mgmt For For
year: Lisa W. Wardell
1N. Election of Director for a term of one Mgmt For For
year: Ronald A. Williams
1O. Election of Director for a term of one Mgmt For For
year: Christopher D. Young
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2021.
3. Approval, on an advisory basis, of the Mgmt Against Against
Company's executive compensation.
4. Shareholder proposal relating to action by Shr Against For
written consent.
5. Shareholder proposal relating to annual Shr For Against
report on diversity.
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 935353728
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James M. Cracchiolo Mgmt For For
1B. Election of Director: Dianne Neal Blixt Mgmt For For
1C. Election of Director: Amy DiGeso Mgmt For For
1D. Election of Director: Lon R. Greenberg Mgmt For For
1E. Election of Director: Jeffrey Noddle Mgmt For For
1F. Election of Director: Robert F. Sharpe, Jr. Mgmt For For
1G. Election of Director: Brian T. Shea Mgmt For For
1H. Election of Director: W. Edward Walter III Mgmt For For
1I. Election of Director: Christopher J. Mgmt For For
Williams
2. To approve the compensation of the named Mgmt For For
executive officers by a nonbinding advisory
vote.
3. To ratify the Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
AVANGRID, INC. Agenda Number: 935402355
--------------------------------------------------------------------------------------------------------------------------
Security: 05351W103
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: AGR
ISIN: US05351W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ignacio S. Galan Mgmt Withheld Against
John Baldacci Mgmt For For
Daniel Alcain Lopez Mgmt Withheld Against
Dennis V. Arriola Mgmt For For
Pedro Azagra Blazquez Mgmt Withheld Against
Robert Duffy Mgmt For For
Teresa Herbert Mgmt For For
Patricia Jacobs Mgmt For For
John Lahey Mgmt Withheld Against
Jose A. Marra Rodriguez Mgmt Withheld Against
Santiago M. Garrido Mgmt Withheld Against
Jose Sainz Armada Mgmt Withheld Against
Alan Solomont Mgmt For For
Elizabeth Timm Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS AVANGRID, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2021.
3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE AVANGRID, Mgmt Against Against
INC. AMENDED AND RESTATED OMNIBUS INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 935352459
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose (Joe) Almeida Mgmt For For
1B. Election of Director: Thomas F. Chen Mgmt For For
1C. Election of Director: John D. Forsyth Mgmt For For
1D. Election of Director: Peter S. Hellman Mgmt For For
1E. Election of Director: Michael F. Mahoney Mgmt For For
1F. Election of Director: Patricia B. Morrison Mgmt For For
1G. Election of Director: Stephen N. Oesterle Mgmt For For
1H. Election of Director: Cathy R. Smith Mgmt For For
1I. Election of Director: Thomas T. Stallkamp Mgmt For For
1J. Election of Director: Albert P.L. Stroucken Mgmt For For
1K. Election of Director: Amy A. Wendell Mgmt For For
1L. Election of Director: David S. Wilkes Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Ratification of Appointment of Independent Mgmt Against Against
Registered Public Accounting Firm.
4. Vote to Approve the Omnibus Plan. Mgmt For For
5. Vote to Approve the ESPP Amendment. Mgmt For For
6. Stockholder Proposal - Right to Act by Shr Against For
Written Consent.
7. Stockholder Proposal - Independent Board Shr For Against
Chairman.
--------------------------------------------------------------------------------------------------------------------------
BRIXMOR PROPERTY GROUP INC Agenda Number: 935343361
--------------------------------------------------------------------------------------------------------------------------
Security: 11120U105
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: BRX
ISIN: US11120U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: James M. Taylor Jr. Mgmt For For
1.2 Election of Director: John G. Schreiber Mgmt For For
1.3 Election of Director: Michael Berman Mgmt For For
1.4 Election of Director: Julie Bowerman Mgmt For For
1.5 Election of Director: Sheryl M. Crosland Mgmt For For
1.6 Election of Director: Thomas W. Dickson Mgmt For For
1.7 Election of Director: Daniel B. Hurwitz Mgmt For For
1.8 Election of Director: William D. Rahm Mgmt For For
1.9 Election of Director: Gabrielle Sulzberger Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation paid to our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
CACI INTERNATIONAL INC Agenda Number: 935274198
--------------------------------------------------------------------------------------------------------------------------
Security: 127190304
Meeting Type: Annual
Meeting Date: 12-Nov-2020
Ticker: CACI
ISIN: US1271903049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Daniels Mgmt For For
1B. Election of Director: Susan M. Gordon Mgmt For For
1C. Election of Director: William L. Jews Mgmt For For
1D. Election of Director: Gregory G. Johnson Mgmt Against Against
1E. Election of Director: J. Phillip London Mgmt For For
1F. Election of Director: John S. Mengucci Mgmt For For
1G. Election of Director: James L. Pavitt Mgmt For For
1H. Election of Director: Warren R. Phillips Mgmt Against Against
1I. Election of Director: Debora A. Plunkett Mgmt For For
1J. Election of Director: Charles P. Revoile Mgmt Against Against
1K. Election of Director: William S. Wallace Mgmt For For
2. To approve on a non-binding, advisory basis Mgmt For For
the compensation of our named executive
officers.
3. To approve an amendment of the Company's Mgmt For For
2016 Amended and Restated Incentive
Compensation Plan to authorize an
additional 1,200,000 shares for issuance.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN PROPERTY TRUST Agenda Number: 935366662
--------------------------------------------------------------------------------------------------------------------------
Security: 133131102
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CPT
ISIN: US1331311027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard J. Campo Mgmt For For
Heather J. Brunner Mgmt For For
Mark D. Gibson Mgmt For For
Scott S. Ingraham Mgmt Withheld Against
Renu Khator Mgmt For For
D. Keith Oden Mgmt For For
William F. Paulsen Mgmt Withheld Against
F. A. Sevilla-Sacasa Mgmt For For
Steven A. Webster Mgmt Withheld Against
Kelvin R. Westbrook Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt Against Against
the independent registered public
accounting firm.
3. Approval, by an advisory vote, of executive Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 935353730
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt For For
1B. Election of Director: Ime Archibong Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt For For
1D. Election of Director: Peter Thomas Killalea Mgmt For For
1E. Election of Director: Cornelis "Eli" Mgmt For For
Leenaars
1F. Election of Director: Francois Locoh-Donou Mgmt For For
1G. Election of Director: Peter E. Raskind Mgmt For For
1H. Election of Director: Eileen Serra Mgmt For For
1I. Election of Director: Mayo A. Shattuck III Mgmt For For
1J. Election of Director: Bradford H. Warner Mgmt For For
1K. Election of Director: Catherine G. West Mgmt Against Against
1L. Election of Director: Craig Anthony Mgmt For For
Williams
2. Ratification of the selection of Ernst & Mgmt Against Against
Young LLP as independent registered public
accounting firm of Capital One for 2021.
3. Advisory approval of Capital One's 2020 Mgmt Against Against
Named Executive Officer compensation.
4. Approval and adoption of the Capital One Mgmt For For
Financial Corporation Sixth Amended and
Restated 2004 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CARLISLE COMPANIES INCORPORATED Agenda Number: 935357841
--------------------------------------------------------------------------------------------------------------------------
Security: 142339100
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: CSL
ISIN: US1423391002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James D. Frias Mgmt Against Against
1B. Election of Director: Maia A. Hansen Mgmt For For
1C. Election of Director: Corrine D. Ricard Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
Company's named executive officer
compensation in 2020.
--------------------------------------------------------------------------------------------------------------------------
CARTER'S INC. Agenda Number: 935393087
--------------------------------------------------------------------------------------------------------------------------
Security: 146229109
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CRI
ISIN: US1462291097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hali Borenstein Mgmt For For
1B. Election of Director: Giuseppina Mgmt For For
Buonfantino
1C. Election of Director: Michael D. Casey Mgmt For For
1D. Election of Director: A. Bruce Cleverly Mgmt Against Against
1E. Election of Director: Jevin S. Eagle Mgmt For For
1F. Election of Director: Mark P. Hipp Mgmt For For
1G. Election of Director: William J. Montgoris Mgmt Against Against
1H. Election of Director: David Pulver Mgmt Against Against
1I. Election of Director: Gretchen W. Schar Mgmt For For
2. Advisory approval of executive Mgmt Against Against
compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
CDW CORP Agenda Number: 935380307
--------------------------------------------------------------------------------------------------------------------------
Security: 12514G108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CDW
ISIN: US12514G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Virginia C.
Addicott
1B. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: James A. Bell
1C. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Lynda M. Clarizio
1D. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Paul J. Finnegan
1E. Election of Director for a term to Expire Mgmt Against Against
at 2022 Annual Meeting: Anthony R. Foxx
1F. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Christine A. Leahy
1G. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Sanjay Mehrotra
1H. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: David W. Nelms
1I. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Joseph R. Swedish
1J. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Donna F. Zarcone
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
4. To approve the amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the supermajority voting requirement in
Article Eleven and to make certain
non-substantive changes.
5. To approve the amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the obsolete competition and corporate
opportunity provision.
6. To approve the CDW Corporation 2021 Mgmt For For
Long-Term Incentive Plan.
7. To approve the amendment to the CDW Mgmt For For
Corporation Coworker Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 935364822
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Mitchell E. Mgmt For For
Daniels, Jr.
1B. Election of Class II Director: Elder Mgmt For For
Granger, M.D.
1C. Election of Class II Director: John J. Mgmt For For
Greisch
1D. Election of Class II Director: Melinda J. Mgmt For For
Mount
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as the independent registered public
accounting firm of Cerner Corporation for
2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our Named Executive
Officers.
4. Shareholder proposal to eliminate Shr For Against
supermajority voting, if properly presented
at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 935350772
--------------------------------------------------------------------------------------------------------------------------
Security: 125523100
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: CI
ISIN: US1255231003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David M. Cordani Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: Eric J. Foss Mgmt For For
1D. Election of Director: Elder Granger, MD, Mgmt For For
MG, USA (Retired)
1E. Election of Director: Isaiah Harris, Jr. Mgmt For For
1F. Election of Director: George Kurian Mgmt For For
1G. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1H. Election of Director: Mark B. McClellan, Mgmt For For
MD, PhD
1I. Election of Director: John M. Partridge Mgmt For For
1J. Election of Director: Kimberly A. Ross Mgmt For For
1K. Election of Director: Eric C. Wiseman Mgmt For For
1L. Election of Director: Donna F. Zarcone Mgmt For For
2. Advisory approval of Cigna's executive Mgmt Against Against
compensation.
3. Approval of the Amended and Restated Cigna Mgmt For For
Long-Term Incentive Plan.
4. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Cigna's
independent registered public accounting
firm for 2021.
5. Shareholder proposal - Shareholder right to Shr Against For
act by written consent.
6. Shareholder proposal - Gender pay gap Shr Abstain Against
report.
7. Shareholder proposal - Board ideology Shr Against For
disclosure policy.
--------------------------------------------------------------------------------------------------------------------------
CIMAREX ENERGY CO. Agenda Number: 935359097
--------------------------------------------------------------------------------------------------------------------------
Security: 171798101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: XEC
ISIN: US1717981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Kathleen A. Mgmt For For
Hogenson
1.2 Election of Class I Director: Lisa A. Mgmt For For
Stewart
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. Approve Amended and Restated 2019 Equity Mgmt Against Against
Incentive Plan.
4. Proposal to amend and restate our Mgmt For For
Certificate of Incorporation to provide for
the annual election of all directors.
5. Ratify the appointment of KPMG LLP as our Mgmt For For
independent auditors for 2021.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935287498
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2020
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt Against Against
1b. Election of Director: Wesley G. Bush Mgmt For For
1c. Election of Director: Michael D. Capellas Mgmt Against Against
1d. Election of Director: Mark Garrett Mgmt For For
1e. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1f. Election of Director: Roderick C. McGeary Mgmt Against Against
1g. Election of Director: Charles H. Robbins Mgmt For For
1h. Election of Director: Arun Sarin Mgmt Abstain Against
1i. Election of Director: Brenton L. Saunders Mgmt Against Against
1j. Election of Director: Dr. Lisa T. Su Mgmt For For
2. Approval of the reincorporation of Cisco Mgmt For For
from California to Delaware.
3. Approval of amendment and restatement of Mgmt For For
the 2005 Stock Incentive Plan.
4. Approval, on an advisory basis, of Mgmt Against Against
executive compensation.
5. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as Cisco's independent registered public
accounting firm for fiscal 2021.
6. Approval to have Cisco's Board adopt a Shr For Against
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935349515
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen M. Costello Mgmt For For
1B. Election of Director: Grace E. Dailey Mgmt For For
1C. Election of Director: Barbara J. Desoer Mgmt For For
1D. Election of Director: John C. Dugan Mgmt For For
1E. Election of Director: Jane N. Fraser Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt Against Against
LLP as Citi's independent registered public
accounting firm for 2021.
3. Advisory vote to approve Citi's 2020 Mgmt Against Against
Executive Compensation.
4. Approval of additional authorized shares Mgmt For For
under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr For Against
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting an Shr For Against
Independent Board Chairman.
7. Stockholder proposal requesting Shr For Against
non-management employees on director
nominee candidate lists.
8. Stockholder proposal requesting a report Shr For Against
disclosing information regarding Citi's
lobbying payments, policies and activities.
9. Stockholder proposal requesting a racial Shr Abstain Against
equity audit analyzing Citi's adverse
impacts on nonwhite stakeholders and
communities of color.
10. Stockholder proposal requesting that the Shr Against For
Board approve an amendment to Citi's
Certificate of Incorporation to become a
Public Benefit Corporation and to submit
the proposed amendment to stockholders for
approval.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC. Agenda Number: 935342826
--------------------------------------------------------------------------------------------------------------------------
Security: 174610105
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: CFG
ISIN: US1746101054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Van Saun Mgmt For For
1B. Election of Director: Lee Alexander Mgmt For For
1C. Election of Director: Christine M. Cumming Mgmt For For
1D. Election of Director: William P. Hankowsky Mgmt Against Against
1E. Election of Director: Leo I. ("Lee") Higdon Mgmt For For
1F. Election of Director: Edward J. ("Ned") Mgmt For For
Kelly III
1G. Election of Director: Charles J. ("Bud") Mgmt Against Against
Koch
1H. Election of Director: Robert G. Leary Mgmt For For
1I. Election of Director: Terrance J. Lillis Mgmt For For
1J. Election of Director: Shivan Subramaniam Mgmt Against Against
1K. Election of Director: Christopher J. Swift Mgmt For For
1L. Election of Director: Wendy A. Watson Mgmt For For
1M. Election of Director: Marita Zuraitis Mgmt For For
2. Advisory vote on executive compensation. Mgmt Against Against
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
4. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 935404703
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan S. McKim Mgmt For For
John T. Preston Mgmt Withheld Against
2. To approve an advisory vote on the Mgmt Against Against
Company's executive compensation.
3. To approve the Company's Amended and Mgmt For For
Restated Management Incentive Plan.
4. To ratify the selection by the Audit Mgmt For For
Committee of the Company's Board of
Directors of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the current fiscal
year.
5. To ratify, on an advisory basis, an Mgmt Against Against
exclusive forum amendment to the Company's
By-Laws.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935407139
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt Withheld Against
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt Withheld Against
Gerald L. Hassell Mgmt Withheld Against
Jeffrey A. Honickman Mgmt Withheld Against
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation. Mgmt Against Against
3. Ratification of the appointment of our Mgmt Against Against
independent auditors.
4. Shareholder Proposal: To conduct Shr Abstain Against
independent investigation and report on
risks posed by failing to prevent sexual
harassment.
--------------------------------------------------------------------------------------------------------------------------
DAVITA INC. Agenda Number: 935415148
--------------------------------------------------------------------------------------------------------------------------
Security: 23918K108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DVA
ISIN: US23918K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pamela M. Arway Mgmt For For
1B. Election of Director: Charles G. Berg Mgmt Against Against
1C. Election of Director: Barbara J. Desoer Mgmt For For
1D. Election of Director: Paul J. Diaz Mgmt Against Against
1E. Election of Director: Shawn M. Guertin Mgmt Abstain Against
1F. Election of Director: John M. Nehra Mgmt Against Against
1G. Election of Director: Paula A. Price Mgmt For For
1H. Election of Director: Javier J. Rodriguez Mgmt For For
1I. Election of Director: Phyllis R. Yale Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt Against Against
our independent registered public
accounting firm for fiscal year 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
4. Stockholder proposal regarding political Shr For Against
contributions disclosure, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION Agenda Number: 935252635
--------------------------------------------------------------------------------------------------------------------------
Security: 243537107
Meeting Type: Annual
Meeting Date: 11-Sep-2020
Ticker: DECK
ISIN: US2435371073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael F. Devine, III Mgmt For For
Nelson C. Chan Mgmt For For
Cynthia (Cindy) L Davis Mgmt For For
Juan R. Figuereo Mgmt For For
Victor Luis Mgmt For For
Dave Powers Mgmt For For
Lauri M. Shanahan Mgmt For For
Brian A. Spaly Mgmt For For
Bonita C. Stewart Mgmt Withheld Against
2. To ratify the selection of KPMG LLP as our Mgmt Against Against
independent registered public accounting
firm for fiscal year 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our Named
Executive Officers, as disclosed in the
Compensation Discussion and Analysis
section of the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
DOLBY LABORATORIES, INC. Agenda Number: 935317506
--------------------------------------------------------------------------------------------------------------------------
Security: 25659T107
Meeting Type: Annual
Meeting Date: 02-Feb-2021
Ticker: DLB
ISIN: US25659T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin Yeaman Mgmt For For
Peter Gotcher Mgmt For For
Micheline Chau Mgmt For For
David Dolby Mgmt For For
Simon Segars Mgmt For For
Roger Siboni Mgmt Withheld Against
Anjali Sud Mgmt For For
Avadis Tevanian, Jr. Mgmt For For
2. An advisory vote to approve Named Executive Mgmt Against Against
Officer compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending September 24, 2021.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 935408509
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DLTR
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Arnold S. Barron Mgmt For For
1B. Election of Director: Gregory M. Bridgeford Mgmt For For
1C. Election of Director: Thomas W. Dickson Mgmt For For
1D. Election of Director: Lemuel E. Lewis Mgmt For For
1E. Election of Director: Jeffrey G. Naylor Mgmt For For
1F. Election of Director: Winnie Y. Park Mgmt For For
1G. Election of Director: Bob Sasser Mgmt For For
1H. Election of Director: Stephanie P. Stahl Mgmt For For
1I. Election of Director: Carrie A. Wheeler Mgmt Against Against
1J. Election of Director: Thomas E. Whiddon Mgmt For For
1K. Election of Director: Michael A. Witynski Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt Against Against
the compensation of the Company's named
executive officers.
3. To ratify the selection of KPMG LLP as the Mgmt Against Against
Company's independent registered public
accounting firm for the fiscal year 2021.
4. To approve the Company's 2021 Omnibus Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 935241707
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 06-Aug-2020
Ticker: EA
ISIN: US2855121099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leonard S. Coleman Mgmt Against Against
1b. Election of Director: Jay C. Hoag Mgmt For For
1c. Election of Director: Jeffrey T. Huber Mgmt For For
1d. Election of Director: Lawrence F. Probst Mgmt Against Against
III
1e. Election of Director: Talbott Roche Mgmt For For
1f. Election of Director: Richard A. Simonson Mgmt Against Against
1g. Election of Director: Luis A. Ubinas Mgmt For For
1h. Election of Director: Heidi J. Ueberroth Mgmt For For
1i. Election of Director: Andrew Wilson Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of KPMG LLP Mgmt Against Against
as our independent public registered
accounting firm for the fiscal year ending
March 31, 2021.
4. To consider and vote upon a stockholder Shr Against For
proposal, if properly presented at the
Annual Meeting, on whether to allow
stockholders to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 935355354
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve a three year Mgmt For For
term: K. Baicker, Ph.D.
1b. Election of Director to serve a three year Mgmt For For
term: J.E. Fyrwald
1c. Election of Director to serve a three year Mgmt Against Against
term: J. Jackson
1d. Election of Director to serve a three year Mgmt For For
term: G. Sulzberger
1e. Election of Director to serve a three year Mgmt Against Against
term: J.P. Tai
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the independent auditor for
2021.
4. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate the
classified board structure.
5. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate
supermajority voting provisions.
6. Shareholder proposal to disclose direct and Shr For Against
indirect lobbying activities and
expenditures.
7. Shareholder proposal to amend the bylaws to Shr For Against
require an independent board chair.
8. Shareholder proposal to implement a bonus Shr For Against
deferral policy.
9. Shareholder proposal to disclose clawbacks Shr For Against
on executive incentive compensation due to
misconduct.
--------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 935360052
--------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ETR
ISIN: US29364G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: J. R. Burbank Mgmt For For
1B. Election of Director: P. J. Condon Mgmt For For
1C. Election of Director: L. P. Denault Mgmt For For
1D. Election of Director: K. H. Donald Mgmt For For
1E. Election of Director: B. W. Ellis Mgmt For For
1F. Election of Director: P. L. Frederickson Mgmt For For
1G. Election of Director: A. M. Herman Mgmt Against Against
1H. Election of Director: M. E. Hyland Mgmt For For
1I. Election of Director: S. L. Levenick Mgmt Against Against
1J. Election of Director: B. L. Lincoln Mgmt For For
1K. Election of Director: K. A. Puckett Mgmt For For
2. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as Entergy's Independent
Registered Public Accountants for 2021.
3. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
4. Vote to Approve an Amendment to Entergy's Mgmt For For
Restated Certificate of Incorporation
Authorizing the Issuance of Preferred
Stock.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 935350835
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Janet F. Clark
1B. Election of Director to hold office until Mgmt Against Against
the 2022 annual meeting: Charles R. Crisp
1C. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Robert P. Daniels
1D. Election of Director to hold office until Mgmt Against Against
the 2022 annual meeting: James C. Day
1E. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: C. Christopher
Gaut
1F. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Michael T. Kerr
1G. Election of Director to hold office until Mgmt Against Against
the 2022 annual meeting: Julie J. Robertson
1H. Election of Director to hold office until Mgmt Against Against
the 2022 annual meeting: Donald F. Textor
1I. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: William R. Thomas
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP, independent
registered public accounting firm, as
auditors for the Company for the year
ending December 31, 2021.
3. To approve the EOG Resources, Inc. 2021 Mgmt For For
Omnibus Equity Compensation Plan.
4. To approve, by non-binding vote, the Mgmt Against Against
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
EURONET WORLDWIDE, INC. Agenda Number: 935381866
--------------------------------------------------------------------------------------------------------------------------
Security: 298736109
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: EEFT
ISIN: US2987361092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul S. Althasen Mgmt Withheld Against
Thomas A. McDonnell Mgmt For For
Michael N. Frumkin Mgmt For For
2. Approval of amendments to the amended 2006 Mgmt Against Against
Stock Incentive Plan.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Euronet's independent registered public
accounting firm for the year ending
December 31, 2021.
4. Advisory vote on executive compensation. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
EVEREST RE GROUP, LTD. Agenda Number: 935393190
--------------------------------------------------------------------------------------------------------------------------
Security: G3223R108
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: RE
ISIN: BMG3223R1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a term to end in Mgmt For For
2022: John J. Amore
1.2 Election of Director for a term to end in Mgmt For For
2022: Juan C. Andrade
1.3 Election of Director for a term to end in Mgmt Against Against
2022: William F. Galtney, Jr.
1.4 Election of Director for a term to end in Mgmt For For
2022: John A. Graf
1.5 Election of Director for a term to end in Mgmt For For
2022: Meryl Hartzband
1.6 Election of Director for a term to end in Mgmt For For
2022: Gerri Losquadro
1.7 Election of Director for a term to end in Mgmt For For
2022: Roger M. Singer
1.8 Election of Director for a term to end in Mgmt Against Against
2022: Joseph V. Taranto
1.9 Election of Director for a term to end in Mgmt Against Against
2022: John A. Weber
2. For the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm to act as the Company's independent
auditor for 2021 and authorize the
Company's Board of Directors acting through
its Audit Committee to determine the
independent auditor's remuneration.
3. For the approval, by non-binding advisory Mgmt Against Against
vote, of the 2020 compensation paid to the
Company's Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
EXELIXIS, INC. Agenda Number: 935398405
--------------------------------------------------------------------------------------------------------------------------
Security: 30161Q104
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: EXEL
ISIN: US30161Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles Cohen, Ph.D. Mgmt Against Against
1B. Election of Director: Carl B. Feldbaum, Mgmt Against Against
Esq.
1C. Election of Director: Maria C. Freire, Mgmt For For
Ph.D.
1D. Election of Director: Alan M. Garber, M.D., Mgmt Against Against
Ph.D.
1E. Election of Director: Vincent T. Marchesi, Mgmt Against Against
M.D., Ph.D.
1F. Election of Director: Michael M. Morrissey, Mgmt For For
Ph.D.
1G. Election of Director: Stelios Papadopoulos, Mgmt Against Against
Ph.D.
1H. Election of Director: George Poste, DVM, Mgmt Against Against
Ph.D., FRS
1I. Election of Director: Julie Anne Smith Mgmt For For
1J. Election of Director: Lance Willsey, M.D. Mgmt Against Against
1K. Election of Director: Jack L. Wyszomierski Mgmt Against Against
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as Exelixis' independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Exelixis' named executive
officers, as disclosed in the accompanying
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 935329638
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sandra E. Bergeron Mgmt For For
1B. Election of Director: Elizabeth L. Buse Mgmt For For
1C. Election of Director: Michel Combes Mgmt For For
1D. Election of Director: Michael L. Dreyer Mgmt For For
1E. Election of Director: Alan J. Higginson Mgmt For For
1F. Election of Director: Peter S. Klein Mgmt For For
1G. Election of Director: Francois Locoh-Donou Mgmt For For
1H. Election of Director: Nikhil Mehta Mgmt For For
1I. Election of Director: Marie E. Myers Mgmt Against Against
1J. Election of Director: Sripada Shivananda Mgmt For For
2. Approve the F5 Networks, Inc. 2014 Mgmt Against Against
Incentive Plan.
3. Ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2021.
4. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 935377893
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Bisignano Mgmt For For
Alison Davis Mgmt For For
Henrique de Castro Mgmt For For
Harry F. DiSimone Mgmt For For
Dennis F. Lynch Mgmt Withheld Against
Heidi G. Miller Mgmt For For
Scott C. Nuttall Mgmt For For
Denis J. O'Leary Mgmt For For
Doyle R. Simons Mgmt Withheld Against
Kevin M. Warren Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of the named executive
officers of Fiserv, Inc.
3. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as the independent registered
public accounting firm of Fiserv, Inc. for
2021.
--------------------------------------------------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC. Agenda Number: 935417065
--------------------------------------------------------------------------------------------------------------------------
Security: 36467J108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: GLPI
ISIN: US36467J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter M. Carlino Mgmt For For
1B. Election of Director: Carol ("Lili") Lynton Mgmt For For
1C. Election of Director: Joseph W. Marshall, Mgmt For For
III
1D. Election of Director: James B. Perry Mgmt For For
1E. Election of Director: Barry F. Schwartz Mgmt For For
1F. Election of Director: Earl C. Shanks Mgmt For For
1G. Election of Director: E. Scott Urdang Mgmt Against Against
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
current fiscal year.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the Company's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. Agenda Number: 935257976
--------------------------------------------------------------------------------------------------------------------------
Security: 370334104
Meeting Type: Annual
Meeting Date: 22-Sep-2020
Ticker: GIS
ISIN: US3703341046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: R. Kerry Clark Mgmt For For
1B. Election of Director: David M. Cordani Mgmt For For
1C. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1D. Election of Director: Jeffrey L. Harmening Mgmt For For
1E. Election of Director: Maria G. Henry Mgmt For For
1F. Election of Director: Jo Ann Jenkins Mgmt For For
1G. Election of Director: Elizabeth C. Lempres Mgmt For For
1H. Election of Director: Diane L. Neal Mgmt For For
1I. Election of Director: Steve Odland Mgmt Against Against
1J. Election of Director: Maria A. Sastre Mgmt For For
1K. Election of Director: Eric D. Sprunk Mgmt For For
1L. Election of Director: Jorge A. Uribe Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratify Appointment of the Independent Mgmt Against Against
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 935353817
--------------------------------------------------------------------------------------------------------------------------
Security: 443510607
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: HUBB
ISIN: US4435106079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gerben W. Bakker Mgmt For For
Carlos M. Cardoso Mgmt For For
Anthony J. Guzzi Mgmt Withheld Against
Rhett A. Hernandez Mgmt For For
Neal J. Keating Mgmt For For
Bonnie C. Lind Mgmt For For
John F. Malloy Mgmt For For
Jennifer M. Pollino Mgmt For For
John G. Russell Mgmt For For
Steven R. Shawley Mgmt For For
2. To approve, by non-binding vote, the Mgmt Against Against
compensation of our named executive
officers as presented in the 2021 Proxy
Statement.
3. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year 2021.
--------------------------------------------------------------------------------------------------------------------------
HUNTSMAN CORPORATION Agenda Number: 935351318
--------------------------------------------------------------------------------------------------------------------------
Security: 447011107
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: HUN
ISIN: US4470111075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter R. Huntsman Mgmt For For
1B. Election of Director: Nolan D. Archibald Mgmt Against Against
1C. Election of Director: Mary C. Beckerle Mgmt For For
1D. Election of Director: M. Anthony Burns Mgmt For For
1E. Election of Director: Sonia Dula Mgmt For For
1F. Election of Director: Cynthia L. Egan Mgmt For For
1G. Election of Director: Daniele Ferrari Mgmt For For
1H. Election of Director: Sir Robert J. Mgmt Against Against
Margetts
1I. Election of Director: Jeanne McGovern Mgmt For For
1J. Election of Director: Wayne A. Reaud Mgmt Against Against
1K. Election of Director: Jan E. Tighe Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as Huntsman Corporation's
independent registered public accounting
firm for the year ending December 31, 2021.
4. Stockholder proposal regarding stockholder Shr Against For
right to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda Number: 935359833
--------------------------------------------------------------------------------------------------------------------------
Security: 460146103
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: IP
ISIN: US4601461035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director (one-year term): Mgmt For For
Christopher M. Connor
1b. Election of Director (one-year term): Ahmet Mgmt Against Against
C. Dorduncu
1c. Election of Director (one-year term): Ilene Mgmt For For
S. Gordon
1d. Election of Director (one-year term): Mgmt For For
Anders Gustafsson
1e. Election of Director (one-year term): Mgmt For For
Jacqueline C. Hinman
1f. Election of Director (one-year term): Mgmt For For
Clinton A. Lewis, Jr.
1g. Election of Director (one-year term): DG Mgmt For For
Macpherson
1h. Election of Director (one-year term): Mgmt Against Against
Kathryn D. Sullivan
1i. Election of Director (one-year term): Mark Mgmt For For
S. Sutton
1j. Election of Director (one-year term): Anton Mgmt For For
V. Vincent
1k. Election of Director (one-year term): Ray Mgmt For For
G. Young
2. Ratification of Deloitte & Touche LLP as Mgmt For For
the Company's Independent Registered Public
Accounting Firm for 2021.
3. A Non-Binding Resolution to Approve the Mgmt Against Against
Compensation of the Company's Named
Executive Officers, as Disclosed Under the
Heading "Compensation Discussion &
Analysis".
4. Shareowner Proposal to Reduce Ownership Shr Against For
Threshold for Requesting Action by Written
Consent.
--------------------------------------------------------------------------------------------------------------------------
JABIL INC. Agenda Number: 935315615
--------------------------------------------------------------------------------------------------------------------------
Security: 466313103
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: JBL
ISIN: US4663131039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Anousheh Ansari
1b. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Martha F. Brooks
1c. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Christopher S.
Holland
1d. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Timothy L. Main
1e. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Mark T. Mondello
1f. Election of Director to serve until the Mgmt Abstain Against
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: John C. Plant
1g. Election of Director to serve until the Mgmt Abstain Against
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Steven A. Raymund
1h. Election of Director to serve until the Mgmt Abstain Against
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Thomas A. Sansone
1i. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: David M. Stout
1j. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Kathleen A. Walters
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Jabil's independent registered public
accounting firm for the fiscal year ending
August 31, 2021.
3. Approve (on an advisory basis) Jabil's Mgmt For For
executive compensation.
4. Approve the Jabil Inc. 2021 Equity Mgmt For For
Incentive Plan.
5. Approve an Amendment to the Jabil Inc. 2011 Mgmt For For
Employee Stock Purchase Plan to Increase
Shares Available for Issuance.
--------------------------------------------------------------------------------------------------------------------------
JAZZ PHARMACEUTICALS PLC Agenda Number: 935239144
--------------------------------------------------------------------------------------------------------------------------
Security: G50871105
Meeting Type: Annual
Meeting Date: 30-Jul-2020
Ticker: JAZZ
ISIN: IE00B4Q5ZN47
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce C. Cozadd Mgmt For For
1B. Election of Director: Heather Ann McSharry Mgmt For For
1C. Election of Director: Anne O'Riordan Mgmt For For
1D. Election of Director: Rick E Winningham Mgmt For For
2. To ratify, on a non-binding advisory basis, Mgmt For For
the appointment of KPMG as the independent
auditors of Jazz Pharmaceuticals plc for
the fiscal year ending December 31, 2020
and to authorize, in a binding vote, the
board of directors, acting through the
audit committee, to determine the auditors'
remuneration.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of Jazz
Pharmaceuticals plc's named executive
officers as disclosed in the proxy
statement.
4. To approve an amendment and restatement of Mgmt Against Against
Jazz Pharmaceuticals plc's Amended and
Restated 2007 Non-Employee Directors Stock
Award Plan in order to, among other things,
increase the number of ordinary shares
authorized for issuance by 500,000 shares.
5. To approve a capital reduction and creation Mgmt For For
of distributable reserves under Irish law.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935345214
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Nadja Y. West Mgmt For For
1N. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Ratification of Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2021.
4. Report on Government Financial Support and Shr For Against
Access to COVID-19 Vaccines and
Therapeutics.
5. Independent Board Chair. Shr For Against
6. Civil Rights Audit. Shr Abstain Against
7. Executive Compensation Bonus Deferral. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 935380977
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: KSU
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lydia I. Beebe Mgmt For For
1B. Election of Director: Lu M. Cordova Mgmt For For
1C. Election of Director: Robert J. Druten Mgmt For For
1D. Election of Director: Antonio O. Garza, Jr. Mgmt For For
1E. Election of Director: David Garza-Santos Mgmt For For
1F. Election of Director: Janet H. Kennedy Mgmt For For
1G. Election of Director: Mitchell J. Krebs Mgmt For For
1H. Election of Director: Henry J. Maier Mgmt Against Against
1I. Election of Director: Thomas A. McDonnell Mgmt Against Against
1J. Election of Director: Patrick J. Mgmt For For
Ottensmeyer
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
our independent registered public
accounting firm for 2021.
3. An Advisory vote to approve the 2020 Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 935364959
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bruce D. Broussard Mgmt For For
1b. Election of Director: Alexander M. Cutler Mgmt Against Against
1c. Election of Director: H. James Dallas Mgmt Against Against
1d. Election of Director: Elizabeth R. Gile Mgmt For For
1e. Election of Director: Ruth Ann M. Gillis Mgmt For For
1f. Election of Director: Christopher M. Gorman Mgmt For For
1g. Election of Director: Robin N. Hayes Mgmt For For
1h. Election of Director: Carlton L. Highsmith Mgmt For For
1i. Election of Director: Richard J. Hipple Mgmt For For
1j. Election of Director: Devina A. Rankin Mgmt For For
1k. Election of Director: Barbara R. Snyder Mgmt For For
1l. Election of Director: Todd J. Vasos Mgmt For For
1m. Election of Director: David K. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt Against Against
independent auditor.
3. Advisory approval of executive Mgmt Against Against
compensation.
4. Approval of KeyCorp Second Amended and Mgmt For For
Restated Discounted Stock Purchase Plan.
5. Management proposal to reduce the ownership Mgmt For For
threshold to call a special shareholder
meeting.
--------------------------------------------------------------------------------------------------------------------------
LAMAR ADVERTISING COMPANY Agenda Number: 935383567
--------------------------------------------------------------------------------------------------------------------------
Security: 512816109
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: LAMR
ISIN: US5128161099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nancy Fletcher Mgmt For For
John E. Koerner, III Mgmt Withheld Against
Marshall A. Loeb Mgmt For For
Stephen P. Mumblow Mgmt Withheld Against
Thomas V. Reifenheiser Mgmt Withheld Against
Anna Reilly Mgmt Withheld Against
Kevin P. Reilly, Jr. Mgmt For For
Wendell Reilly Mgmt Withheld Against
Elizabeth Thompson Mgmt For For
2. Ratify the appointment of KPMG LLP as the Mgmt Against Against
Company's independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935387729
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Daniel J. Heinrich Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Mary Beth West Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2020.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2021.
4. Shareholder proposal regarding amending the Shr For Against
Company's proxy access bylaw to remove
shareholder aggregation limits.
--------------------------------------------------------------------------------------------------------------------------
MASCO CORPORATION Agenda Number: 935383101
--------------------------------------------------------------------------------------------------------------------------
Security: 574599106
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: MAS
ISIN: US5745991068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark R. Alexander Mgmt For For
1B. Election of Director: Marie A. Ffolkes Mgmt For For
1C. Election of Director: John C. Plant Mgmt Against Against
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation paid to the Company's
named executive officers, as disclosed
pursuant to the compensation disclosure
rules of the SEC, including the
Compensation Discussion and Analysis, the
compensation tables and the related
materials disclosed in the Proxy Statement.
3. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as independent
auditors for the Company for 2021.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935288286
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 11-Dec-2020
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt Against Against
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Michael O. Leavitt Mgmt For For
1G. Election of Director: James T. Lenehan Mgmt Against Against
1H. Election of Director: Kevin E. Lofton Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt Against Against
1L. Election of Director: Kendall J. Powell Mgmt Against Against
2. To ratify, in a non-binding vote, the Mgmt Against Against
appointment of PricewaterhouseCoopers LLP
as the Company's independent auditor for
fiscal year 2021 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt Against Against
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2021.
4. Shareholder proposal concerning a Shr Against For
shareholder right to act by written
consent.
5. Shareholder proposal regarding access to Shr For Against
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt Against Against
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 935372312
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Elizabeth Corley Mgmt For For
1B. Election of Director: Alistair Darling Mgmt For For
1C. Election of Director: Thomas H. Glocer Mgmt For For
1D. Election of Director: James P. Gorman Mgmt For For
1E. Election of Director: Robert H. Herz Mgmt For For
1F. Election of Director: Nobuyuki Hirano Mgmt For For
1G. Election of Director: Hironori Kamezawa Mgmt For For
1H. Election of Director: Shelley B. Leibowitz Mgmt For For
1I. Election of Director: Stephen J. Luczo Mgmt For For
1J. Election of Director: Jami Miscik Mgmt For For
1K. Election of Director: Dennis M. Nally Mgmt For For
1L. Election of Director: Mary L. Schapiro Mgmt For For
1M. Election of Director: Perry M. Traquina Mgmt For For
1N. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as independent auditor.
3. To approve the compensation of executives Mgmt Against Against
as disclosed in the proxy statement
(non-binding advisory vote).
4. To approve the amended and restated Equity Mgmt Against Against
Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 935386018
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathy J. Warden Mgmt For For
1B. Election of Director: David P. Abney Mgmt For For
1C. Election of Director: Marianne C. Brown Mgmt For For
1D. Election of Director: Donald E. Felsinger Mgmt Against Against
1E. Election of Director: Ann M. Fudge Mgmt For For
1F. Election of Director: William H. Hernandez Mgmt For For
1G. Election of Director: Madeleine A. Kleiner Mgmt For For
1H. Election of Director: Karl J. Krapek Mgmt For For
1I. Election of Director: Gary Roughead Mgmt For For
1J. Election of Director: Thomas M. Schoewe Mgmt For For
1K. Election of Director: James S. Turley Mgmt For For
1L. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt Against Against
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2021.
4. Shareholder proposal that the Company Shr For Against
assess and report on potential human rights
impacts that could result from governments'
use of the Company's products and services,
including in conflict-affected areas.
5. Shareholder proposal to move to a 10% Shr Against For
ownership threshold for shareholders to
request action by written consent.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935274554
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 04-Nov-2020
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt Withheld Against
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt For For
Lawrence J. Ellison Mgmt For For
Rona A. Fairhead Mgmt Withheld Against
Jeffrey O. Henley Mgmt For For
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt For For
Leon E. Panetta Mgmt For For
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt For For
Vishal Sikka Mgmt For For
2. Advisory Vote to Approve Compensation of Mgmt Against Against
Named Executive Officers.
3. Approve the Oracle Corporation 2020 Equity Mgmt Against Against
Incentive Plan.
4. Ratification of Selection of Independent Mgmt For For
Registered Public Accounting Firm.
5. Stockholder Proposal Regarding Pay Equity Shr For Against
Report.
6. Stockholder Proposal Regarding Independent Shr For Against
Board Chair.
--------------------------------------------------------------------------------------------------------------------------
OWENS CORNING Agenda Number: 935341280
--------------------------------------------------------------------------------------------------------------------------
Security: 690742101
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: OC
ISIN: US6907421019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian D. Chambers Mgmt For For
1B. Election of Director: Eduardo E. Cordeiro Mgmt For For
1C. Election of Director: Adrienne D. Elsner Mgmt For For
1D. Election of Director: Alfred E. Festa Mgmt For For
1E. Election of Director: Edward F. Lonergan Mgmt For For
1F. Election of Director: Maryann T. Mannen Mgmt For For
1G. Election of Director: Paul E. Martin Mgmt For For
1H. Election of Director: W. Howard Morris Mgmt For For
1I. Election of Director: Suzanne P. Nimocks Mgmt For For
1J. Election of Director: John D. Williams Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. To approve, on an advisory basis, named Mgmt Against Against
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
POLARIS INC. Agenda Number: 935350760
--------------------------------------------------------------------------------------------------------------------------
Security: 731068102
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: PII
ISIN: US7310681025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin M. Farr Mgmt For For
1B. Election of Director: John P. Wiehoff Mgmt Against Against
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve the compensation Mgmt Against Against
of our Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
QUANTA SERVICES, INC. Agenda Number: 935394851
--------------------------------------------------------------------------------------------------------------------------
Security: 74762E102
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PWR
ISIN: US74762E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Earl C. (Duke) Mgmt For For
Austin, Jr.
1.2 Election of Director: Doyle N. Beneby Mgmt For For
1.3 Election of Director: Vincent D. Foster Mgmt Against Against
1.4 Election of Director: Bernard Fried Mgmt Against Against
1.5 Election of Director: Worthing F. Jackman Mgmt Against Against
1.6 Election of Director: David M. McClanahan Mgmt For For
1.7 Election of Director: Margaret B. Shannon Mgmt For For
1.8 Election of Director: Pat Wood, III Mgmt Against Against
1.9 Election of Director: Martha B. Wyrsch Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt Against Against
Quanta's executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Quanta's
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
RALPH LAUREN CORPORATION Agenda Number: 935240426
--------------------------------------------------------------------------------------------------------------------------
Security: 751212101
Meeting Type: Annual
Meeting Date: 30-Jul-2020
Ticker: RL
ISIN: US7512121010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank A. Bennack, Jr. Mgmt For For
Michael A. George Mgmt For For
Hubert Joly Mgmt For For
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending March 27, 2021.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers and our compensation philosophy,
policies and practices as described in the
accompanying Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC. Agenda Number: 935322898
--------------------------------------------------------------------------------------------------------------------------
Security: 754730109
Meeting Type: Annual
Meeting Date: 18-Feb-2021
Ticker: RJF
ISIN: US7547301090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles G. von Mgmt For For
Arentschildt
1B. Election of Director: Marlene Debel Mgmt For For
1C. Election of Director: Robert M. Dutkowsky Mgmt For For
1D. Election of Director: Jeffrey N. Edwards Mgmt For For
1E. Election of Director: Benjamin C. Esty Mgmt For For
1F. Election of Director: Anne Gates Mgmt For For
1G. Election of Director: Francis S. Godbold Mgmt For For
1H. Election of Director: Thomas A. James Mgmt For For
1I. Election of Director: Gordon L. Johnson Mgmt For For
1J. Election of Director: Roderick C. McGeary Mgmt For For
1K. Election of Director: Paul C. Reilly Mgmt For For
1L. Election of Director: Raj Seshadri Mgmt For For
1M. Election of Director: Susan N. Story Mgmt Against Against
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 935344452
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carolyn H. Byrd Mgmt For For
1B. Election of Director: Don DeFosset Mgmt Against Against
1C. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1D. Election of Director: Zhanna Golodryga Mgmt For For
1E. Election of Director: John D. Johns Mgmt For For
1F. Election of Director: Ruth Ann Marshall Mgmt For For
1G. Election of Director: Charles D. McCrary Mgmt Against Against
1H. Election of Director: James T. Prokopanko Mgmt For For
1I. Election of Director: Lee J. Styslinger III Mgmt Against Against
1J. Election of Director: Jose S. Suquet Mgmt For For
1K. Election of Director: John M. Turner, Jr. Mgmt For For
1L. Election of Director: Timothy Vines Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt Against Against
Young LLP as the Independent Registered
Public Accounting Firm for 2021.
3. Advisory Vote on Executive Compensation. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC. Agenda Number: 935406098
--------------------------------------------------------------------------------------------------------------------------
Security: 770323103
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: RHI
ISIN: US7703231032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Julia L. Coronado Mgmt For For
1B. Election of Director: Dirk A. Kempthorne Mgmt For For
1C. Election of Director: Harold M. Messmer, Mgmt For For
Jr.
1D. Election of Director: Marc H. Morial Mgmt For For
1E. Election of Director: Barbara J. Novogradac Mgmt Against Against
1F. Election of Director: Robert J. Pace Mgmt For For
1G. Election of Director: Frederick A. Richman Mgmt Against Against
1H. Election of Director: M. Keith Waddell Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP, as the
Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 935380408
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: P. de Saint-Aignan Mgmt For For
1B. Election of Director: M. Chandoha Mgmt For For
1C. Election of Director: A. Fawcett Mgmt Against Against
1D. Election of Director: W. Freda Mgmt For For
1E. Election of Director: S. Mathew Mgmt For For
1F. Election of Director: W. Meaney Mgmt For For
1G. Election of Director: R. O'Hanley Mgmt For For
1H. Election of Director: S. O'Sullivan Mgmt For For
1I. Election of Director: J. Portalatin Mgmt For For
1J. Election of Director: J. Rhea Mgmt For For
1K. Election of Director: R. Sergel Mgmt Against Against
1L. Election of Director: G. Summe Mgmt Against Against
2. To approve an advisory proposal on Mgmt Against Against
executive compensation.
3. To ratify the selection of Ernst & Young Mgmt Against Against
LLP as State Street's independent
registered public accounting firm for the
year ending December 31, 2021.
4. Shareholder proposal requesting that the Shr Abstain Against
board oversee a racial equity audit.
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 935357586
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark S. Bartlett Mgmt For For
1B. Election of Director: Mary K. Bush Mgmt For For
1C. Election of Director: Dina Dublon Mgmt For For
1D. Election of Director: Dr. Freeman A. Mgmt For For
Hrabowski, III
1E. Election of Director: Robert F. MacLellan Mgmt For For
1F. Election of Director: Olympia J. Snowe Mgmt For For
1G. Election of Director: Robert J. Stevens Mgmt For For
1H. Election of Director: William J. Stromberg Mgmt For For
1I. Election of Director: Richard R. Verma Mgmt For For
1J. Election of Director: Sandra S. Wijnberg Mgmt For For
1K. Election of Director: Alan D. Wilson Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation paid by the Company to its
Named Executive Officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for 2021.
4. Stockholder proposal for a report on voting Shr For Against
by our funds and portfolios on matters
related to climate change.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935412635
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Robert L. Edwards Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Donald R. Knauss Mgmt For For
1G. Election of Director: Christine A. Leahy Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
1K. Election of Director: Kenneth L. Salazar Mgmt For For
1L. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt Against Against
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt Against Against
basis, our executive compensation (Say on
Pay).
4. Shareholder proposal to amend the proxy Shr For Against
access bylaw to remove the shareholder
group limit.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935341709
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt Against Against
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt Against Against
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt Against Against
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt Against Against
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2021.
4. Stockholder proposal to permit shareholder Shr Against For
action by written consent.
--------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION Agenda Number: 935343397
--------------------------------------------------------------------------------------------------------------------------
Security: 00130H105
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: AES
ISIN: US00130H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Janet G. Davidson Mgmt For For
1B. Election of Director: Andres R. Gluski Mgmt For For
1C. Election of Director: Tarun Khanna Mgmt For For
1D. Election of Director: Holly K. Koeppel Mgmt For For
1E. Election of Director: Julia M. Laulis Mgmt For For
1F. Election of Director: James H. Miller Mgmt For For
1G. Election of Director: Alain Monie Mgmt For For
1H. Election of Director: John B. Morse, Jr. Mgmt For For
1I. Election of Director: Moises Naim Mgmt For For
1J. Election of Director: Teresa M. Sebastian Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
Company's executive compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent auditor of the
Company for fiscal year 2021.
4. To vote on a non-binding Stockholder Shr Against For
proposal seeking to adopt a by-law to
subject any by-law or charter amendments to
a Stockholder vote.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 935387402
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald E. Brown Mgmt For For
1B. Election of Director: Kermit R. Crawford Mgmt For For
1C. Election of Director: Michael L. Eskew Mgmt For For
1D. Election of Director: Richard T. Hume Mgmt For For
1E. Election of Director: Margaret M. Keane Mgmt For For
1F. Election of Director: Siddharth N. Mehta Mgmt For For
1G. Election of Director: Jacques P. Perold Mgmt For For
1H. Election of Director: Andrea Redmond Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Judith A. Sprieser Mgmt Against Against
1K. Election of Director: Perry M. Traquina Mgmt For For
1L. Election of Director: Thomas J. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of the named executives.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as Allstate's independent
registered public accountant for 2021.
4. Shareholder proposal to amend proxy access. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935349351
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Drew G. Faust Mgmt For For
1C. Election of Director: Mark A. Flaherty Mgmt For For
1D. Election of Director: Ellen J. Kullman Mgmt For For
1E. Election of Director: Lakshmi N. Mittal Mgmt Against Against
1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1G. Election of Director: Peter Oppenheimer Mgmt For For
1H. Election of Director: David M. Solomon Mgmt For For
1I. Election of Director: Jan E. Tighe Mgmt For For
1J. Election of Director: Jessica R. Uhl Mgmt For For
1K. Election of Director: David A. Viniar Mgmt For For
1L. Election of Director: Mark O. Winkelman Mgmt Against Against
2. Advisory Vote to Approve Executive Mgmt Against Against
Compensation (Say on Pay).
3. Approval of The Goldman Sachs Amended and Mgmt Against Against
Restated Stock Incentive Plan (2021).
4. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as our Independent Registered Public
Accounting Firm for 2021.
5. Shareholder Proposal Regarding Shareholder Shr Against For
Right to Act by Written Consent.
6. Shareholder Proposal Regarding a Report on Shr For Against
the Effects of the Use of Mandatory
Arbitration.
7. Shareholder Proposal Regarding Conversion Shr Against For
to a Public Benefit Corporation.
8. Shareholder Proposal Regarding a Racial Shr Abstain Against
Equity Audit
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 935377300
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P. M. Arway Mgmt For For
J. W. Brown Mgmt For For
M. G. Buck Mgmt For For
V. L. Crawford Mgmt For For
R. M. Dutkowsky Mgmt For For
M. K. Haben Mgmt For For
J. C. Katzman Mgmt For For
M. D. Koken Mgmt For For
R. M. Malcolm Mgmt For For
A. J. Palmer Mgmt For For
J. R. Perez Mgmt For For
W. L. Schoppert Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors for 2021.
3. Approve named executive officer Mgmt For For
compensation on a non-binding advisory
basis.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935264969
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 13-Oct-2020
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Francis S. Blake Mgmt For For
1B. ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For
1C. ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For
1D. ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For
1E. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1F. ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For
1G. ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For
1H. ELECTION OF DIRECTOR: W. James McNerney, Mgmt For For
Jr.
1I. ELECTION OF DIRECTOR: Nelson Peltz Mgmt For For
1J. ELECTION OF DIRECTOR: David S. Taylor Mgmt For For
1K. ELECTION OF DIRECTOR: Margaret C. Whitman Mgmt For For
1L. ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt Against Against
Registered Public Accounting Firm.
3. Advisory Vote to Approve the Company's Mgmt Against Against
Executive Compensation (the "Say on Pay"
vote).
4. Approval of The Procter & Gamble Company Mgmt For For
International Stock Ownership Plan, As
Amended and Restated.
5. Shareholder Proposal - Report on Efforts to Shr For Against
Eliminate Deforestation.
6. Shareholder Proposal - Annual Report on Shr For Against
Diversity.
--------------------------------------------------------------------------------------------------------------------------
THE TIMKEN COMPANY Agenda Number: 935346379
--------------------------------------------------------------------------------------------------------------------------
Security: 887389104
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: TKR
ISIN: US8873891043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Maria A. Crowe Mgmt For For
Elizabeth A. Harrell Mgmt For For
Richard G. Kyle Mgmt For For
Sarah C. Lauber Mgmt For For
John A. Luke, Jr. Mgmt Withheld Against
Christopher L. Mapes Mgmt For For
James F. Palmer Mgmt For For
Ajita G. Rajendra Mgmt For For
Frank C. Sullivan Mgmt Withheld Against
John M. Timken, Jr. Mgmt Withheld Against
Ward J. Timken, Jr. Mgmt Withheld Against
Jacqueline F. Woods Mgmt Withheld Against
2. Approval, on an advisory basis, of our Mgmt For For
named executive officer compensation.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent auditor for
the fiscal year ending December 31, 2021.
4. Consideration of a shareholder proposal Shr For Against
asking our Board of Directors to take the
steps necessary to give holders in the
aggregate of 10% of our outstanding common
shares the power to call a special meeting
of shareholders, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
TRAVEL + LEISURE CO. Agenda Number: 935367765
--------------------------------------------------------------------------------------------------------------------------
Security: 894164102
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: TNL
ISIN: US8941641024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Louise F. Brady Mgmt For For
Michael D. Brown Mgmt For For
James E. Buckman Mgmt Withheld Against
George Herrera Mgmt Withheld Against
Stephen P. Holmes Mgmt Withheld Against
Denny Marie Post Mgmt For For
Ronald L. Rickles Mgmt For For
Michael H. Wargotz Mgmt Withheld Against
2. A non-binding, advisory resolution to Mgmt Against Against
approve our executive compensation program.
3. A proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP to serve as our
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
TYSON FOODS, INC. Agenda Number: 935320476
--------------------------------------------------------------------------------------------------------------------------
Security: 902494103
Meeting Type: Annual
Meeting Date: 11-Feb-2021
Ticker: TSN
ISIN: US9024941034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John H. Tyson Mgmt For For
1b. Election of Director: Les R. Baledge Mgmt For For
1c. Election of Director: Gaurdie E. Banister Mgmt For For
Jr.
1d. Election of Director: Dean Banks Mgmt For For
1e. Election of Director: Mike Beebe Mgmt For For
1f. Election of Director: Maria Claudia Borras Mgmt For For
1g. Election of Director: David J. Bronczek Mgmt For For
1h. Election of Director: Mikel A. Durham Mgmt For For
1i. Election of Director: Jonathan D. Mariner Mgmt For For
1j. Election of Director: Kevin M. McNamara Mgmt Against Against
1k. Election of Director: Cheryl S. Miller Mgmt For For
1l. Election of Director: Jeffrey K. Mgmt For For
Schomburger
1m. Election of Director: Robert Thurber Mgmt For For
1n. Election of Director: Barbara A. Tyson Mgmt For For
1o. Election of Director: Noel White Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending October 2,
2021.
3. To approve the amendment and restatement of Mgmt For For
the Tyson Foods, Inc. 2000 Stock Incentive
Plan.
4. Shareholder proposal to request a report Shr For Against
regarding human rights due diligence.
5. Shareholder proposal regarding share Shr For Against
voting.
6. Shareholder proposal to request a report Shr For Against
disclosing the policy and procedures,
expenditures, and other activities related
to lobbying and grassroots lobbying
communications.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 935359782
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose B. Alvarez Mgmt For For
1B. Election of Director: Marc A. Bruno Mgmt For For
1C. Election of Director: Matthew J. Flannery Mgmt For For
1D. Election of Director: Bobby J. Griffin Mgmt For For
1E. Election of Director: Kim Harris Jones Mgmt For For
1F. Election of Director: Terri L. Kelly Mgmt For For
1G. Election of Director: Michael J. Kneeland Mgmt For For
1H. Election of Director: Gracia C. Martore Mgmt For For
1I. Election of Director: Filippo Passerini Mgmt For For
1J. Election of Director: Donald C. Roof Mgmt For For
1K. Election of Director: Shiv Singh Mgmt For For
2. Ratification of Appointment of Public Mgmt Against Against
Accounting Firm.
3. Advisory Approval of Executive Mgmt Against Against
Compensation.
4. Stockholder Proposal to Improve Shareholder Shr Against For
Written Consent.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC. Agenda Number: 935378059
--------------------------------------------------------------------------------------------------------------------------
Security: 913903100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: UHS
ISIN: US9139031002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Proposal to ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935364846
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Roxanne S. Austin Mgmt For For
1c. Election of Director: Mark T. Bertolini Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt Against Against
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2 Advisory Vote to Approve Executive Mgmt For For
Compensation
3 Ratification of Appointment of Independent Mgmt Against Against
Registered Public Accounting Firm
4 Shareholder Action by Written Consent Shr Against For
5 Amend Clawback Policy Shr For Against
6 Shareholder Ratification of Annual Equity Shr For Against
Awards
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935383959
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sangeeta Bhatia Mgmt For For
1B. Election of Director: Lloyd Carney Mgmt Against Against
1C. Election of Director: Alan Garber Mgmt For For
1D. Election of Director: Terrence Kearney Mgmt For For
1E. Election of Director: Reshma Kewalramani Mgmt For For
1F. Election of Director: Yuchun Lee Mgmt For For
1G. Election of Director: Jeffrey Leiden Mgmt For For
1H. Election of Director: Margaret McGlynn Mgmt For For
1I. Election of Director: Diana McKenzie Mgmt For For
1J. Election of Director: Bruce Sachs Mgmt Against Against
2. Ratification of Ernst & Young LLP as Mgmt For For
independent Registered Public Accounting
firm for the year ending December 31, 2021.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
4. Shareholder proposal, if properly presented Shr For Against
at the meeting, regarding a report on
lobbying activities.
5. Shareholder proposal, if properly presented Shr For Against
at the meeting, regarding a report on
political spending.
--------------------------------------------------------------------------------------------------------------------------
W.W. GRAINGER, INC. Agenda Number: 935352423
--------------------------------------------------------------------------------------------------------------------------
Security: 384802104
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: GWW
ISIN: US3848021040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney C. Adkins Mgmt For For
Brian P. Anderson Mgmt Withheld Against
V. Ann Hailey Mgmt Withheld Against
Katherine D. Jaspon Mgmt For For
Stuart L. Levenick Mgmt Withheld Against
D.G. Macpherson Mgmt For For
Neil S. Novich Mgmt Withheld Against
Beatriz R. Perez Mgmt Withheld Against
Michael J. Roberts Mgmt Withheld Against
E. Scott Santi Mgmt For For
Susan Slavik Williams Mgmt Withheld Against
Lucas E. Watson Mgmt For For
Steven A. White Mgmt Withheld Against
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as independent auditor for the
year ending December 31, 2021.
3. Say on Pay: To approve on a non-binding Mgmt For For
advisory basis the compensation of the
Company's Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935404866
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cesar Conde Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Sarah J. Friar Mgmt For For
1D. Election of Director: Carla A. Harris Mgmt Against Against
1E. Election of Director: Thomas W. Horton Mgmt For For
1F. Election of Director: Marissa A. Mayer Mgmt For For
1G. Election of Director: C. Douglas McMillon Mgmt For For
1H. Election of Director: Gregory B. Penner Mgmt For For
1I. Election of Director: Steven S Reinemund Mgmt For For
1J. Election of Director: Randall L. Stephenson Mgmt For For
1K. Election of Director: S. Robson Walton Mgmt For For
1L. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Ernst & Young LLP as Mgmt Against Against
Independent Accountants.
4. Report on Refrigerants Released from Shr Against For
Operations.
5. Report on Lobbying Disclosures. Shr For Against
6. Report on Alignment of Racial Justice Goals Shr For Against
and Starting Wages.
7. Create a Pandemic Workforce Advisory Shr For Against
Council.
8. Report on Statement of the Purpose of a Shr Against For
Corporation.
--------------------------------------------------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC. Agenda Number: 935390308
--------------------------------------------------------------------------------------------------------------------------
Security: 969904101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: WSM
ISIN: US9699041011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Laura Alber Mgmt For For
1.2 Election of Director: Esi Eggleston Bracey Mgmt Against Against
1.3 Election of Director: Scott Dahnke, Chair Mgmt For For
1.4 Election of Director: Anne Mulcahy Mgmt For For
1.5 Election of Director: William Ready Mgmt Against Against
1.6 Election of Director: Sabrina Simmons Mgmt For For
1.7 Election of Director: Frits van Paasschen Mgmt For For
2. The amendment of our 2001 Long-Term Mgmt For For
Incentive Plan.
3. An advisory vote to approve executive Mgmt For For
compensation.
4. Ratification of the selection of Deloitte & Mgmt Against Against
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION Agenda Number: 935369252
--------------------------------------------------------------------------------------------------------------------------
Security: 989207105
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ZBRA
ISIN: US9892071054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chirantan "CJ" Desai Mgmt For For
Richard L. Keyser Mgmt For For
Ross W. Manire Mgmt Withheld Against
2. Proposal to approve, by non-binding vote, Mgmt Against Against
compensation of named executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent auditors for 2021.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 935348854
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Maria Contreras-Sweet Mgmt For For
1B. Election of Director: Gary L. Crittenden Mgmt For For
1C. Election of Director: Suren K. Gupta Mgmt For For
1D. Election of Director: Claire A. Huang Mgmt For For
1E. Election of Director: Vivian S. Lee Mgmt For For
1F. Election of Director: Scott J. McLean Mgmt For For
1G. Election of Director: Edward F. Murphy Mgmt For For
1H. Election of Director: Stephen D. Quinn Mgmt For For
1I. Election of Director: Harris H. Simmons Mgmt For For
1J. Election of Director: Aaron B. Skonnard Mgmt For For
1K. Election of Director: Barbara A. Yastine Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the Independent Registered
Public Accounting Firm to audit the Bank's
financial statements for the current fiscal
year.
3. Approval, on a nonbinding advisory basis, Mgmt Against Against
of the compensation paid to the Bank's
named executive officers with respect to
fiscal year ended December 31, 2020.
BMO Low Volatility Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935357891
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Richard A. Gonzalez Mgmt For For
Rebecca B. Roberts Mgmt For For
Glenn F. Tilton Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2021.
3. Say on Pay-An advisory vote on the approval Mgmt For For
of executive compensation.
4. Approval of the Amended and Restated 2013 Mgmt Against Against
Incentive Stock Program.
5. Approval of the Amended and Restated 2013 Mgmt For For
Employee Stock Purchase Plan for non-U.S.
employees.
6. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting.
7. Stockholder Proposal - to Issue an Annual Shr For Against
Report on Lobbying.
8. Stockholder Proposal - to Adopt a Policy to Shr For Against
Require Independent Chairman.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt Against Against
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
AMEREN CORPORATION Agenda Number: 935352942
--------------------------------------------------------------------------------------------------------------------------
Security: 023608102
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: AEE
ISIN: US0236081024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WARNER L. BAXTER Mgmt For For
1B. ELECTION OF DIRECTOR: CYNTHIA J. BRINKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: CATHERINE S. BRUNE Mgmt For For
1D. ELECTION OF DIRECTOR: J. EDWARD COLEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: WARD H. DICKSON Mgmt For For
1F. ELECTION OF DIRECTOR: NOELLE K. EDER Mgmt For For
1G. ELECTION OF DIRECTOR: ELLEN M. FITZSIMMONS Mgmt For For
1H. ELECTION OF DIRECTOR: RAFAEL FLORES Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD J. HARSHMAN Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG S. IVEY Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES C. JOHNSON Mgmt Against Against
1L. ELECTION OF DIRECTOR: STEVEN H. LIPSTEIN Mgmt For For
1M. ELECTION OF DIRECTOR: LEO S. MACKAY, JR. Mgmt Against Against
2. COMPANY PROPOSAL - ADVISORY APPROVAL OF Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS DISCLOSED IN THE PROXY STATEMENT.
3. COMPANY PROPOSAL - RATIFICATION OF THE Mgmt Against Against
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 935342749
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nicholas K. Akins Mgmt For For
1B. Election of Director: David J. Anderson Mgmt For For
1C. Election of Director: J. Barnie Beasley, Mgmt For For
Jr.
1D. Election of Director: Art A. Garcia Mgmt For For
1E. Election of Director: Linda A. Goodspeed Mgmt For For
1F. Election of Director: Thomas E. Hoaglin Mgmt For For
1G. Election of Director: Sandra Beach Lin Mgmt For For
1H. Election of Director: Margaret M. McCarthy Mgmt For For
1I. Election of Director: Stephen S. Rasmussen Mgmt For For
1J. Election of Director: Oliver G. Richard III Mgmt For For
1K. Election of Director: Daryl Roberts Mgmt For For
1L. Election of Director: Sara Martinez Tucker Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory approval of the Company's Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC. Agenda Number: 935369074
--------------------------------------------------------------------------------------------------------------------------
Security: 030420103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: AWK
ISIN: US0304201033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey N. Edwards Mgmt For For
1B. Election of Director: Martha Clark Goss Mgmt Against Against
1C. Election of Director: Veronica M. Hagen Mgmt For For
1D. Election of Director: Kimberly J. Harris Mgmt For For
1E. Election of Director: Julia L. Johnson Mgmt For For
1F. Election of Director: Patricia L. Kampling Mgmt For For
1G. Election of Director: Karl F. Kurz Mgmt For For
1H. Election of Director: Walter J. Lynch Mgmt For For
1I. Election of Director: George MacKenzie Mgmt Against Against
1J. Election of Director: James G. Stavridis Mgmt Against Against
1K. Election of Director: Lloyd M. Yates Mgmt For For
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of the Company's named
executive officers.
3. Ratification of the appointment, by the Mgmt Against Against
Audit, Finance and Risk Committee of the
Board of Directors, of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 935375382
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Wanda M. Austin
1B. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Robert A. Bradway
1C. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Brian J. Druker
1D. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Robert A. Eckert
1E. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Greg C. Garland
1F. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Charles M. Holley, Jr.
1G. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Tyler Jacks
1H. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Ms.
Ellen J. Kullman
1I. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Ms.
Amy E. Miles
1J. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Ronald D. Sugar
1K. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr. R.
Sanders Williams
2. Advisory vote to approve our executive Mgmt For For
compensation.
3. To ratify the selection of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 935347179
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William E. Kennard Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1C. Election of Director: Scott T. Ford Mgmt For For
1D. Election of Director: Glenn H. Hutchins Mgmt For For
1E. Election of Director: Debra L. Lee Mgmt For For
1F. Election of Director: Stephen J. Luczo Mgmt For For
1G. Election of Director: Michael B. Mgmt For For
McCallister
1H. Election of Director: Beth E. Mooney Mgmt For For
1I. Election of Director: Matthew K. Rose Mgmt Against Against
1J. Election of Director: John T. Stankey Mgmt For For
1K. Election of Director: Cynthia B. Taylor Mgmt For For
1L. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent Mgmt Against Against
auditors.
3. Advisory approval of executive Mgmt Against Against
compensation.
4. Stockholder Right to Act by Written Shr Against For
Consent.
--------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC. Agenda Number: 935294520
--------------------------------------------------------------------------------------------------------------------------
Security: 053332102
Meeting Type: Annual
Meeting Date: 16-Dec-2020
Ticker: AZO
ISIN: US0533321024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Douglas H. Brooks Mgmt For For
1b. Election of Director: Linda A. Goodspeed Mgmt For For
1c. Election of Director: Earl G. Graves, Jr. Mgmt Against Against
1d. Election of Director: Enderson Guimaraes Mgmt For For
1e. Election of Director: Michael M. Calbert Mgmt For For
1f. Election of Director: D. Bryan Jordan Mgmt For For
1g. Election of Director: Gale V. King Mgmt For For
1h. Election of Director: George R. Mrkonic, Mgmt Against Against
Jr.
1i. Election of Director: William C. Rhodes, Mgmt For For
III
1j. Election of Director: Jill A. Soltau Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt Against Against
independent registered public accounting
firm for the 2021 fiscal year.
3. Approval of advisory vote on executive Mgmt Against Against
compensation
4. Approval of Autozone, Inc. 2020 Omnibus Mgmt Against Against
Incentive Award Plan
--------------------------------------------------------------------------------------------------------------------------
AVANGRID, INC. Agenda Number: 935402355
--------------------------------------------------------------------------------------------------------------------------
Security: 05351W103
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: AGR
ISIN: US05351W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ignacio S. Galan Mgmt Withheld Against
John Baldacci Mgmt For For
Daniel Alcain Lopez Mgmt Withheld Against
Dennis V. Arriola Mgmt For For
Pedro Azagra Blazquez Mgmt Withheld Against
Robert Duffy Mgmt For For
Teresa Herbert Mgmt For For
Patricia Jacobs Mgmt For For
John Lahey Mgmt Withheld Against
Jose a. Marra Rodriguez Mgmt Withheld Against
Santiago M. Garrido Mgmt Withheld Against
Jose Sainz Armada Mgmt Withheld Against
Alan Solomont Mgmt For For
Elizabeth Timm Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS AVANGRID, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2021.
3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE AVANGRID, Mgmt Against Against
INC. AMENDED AND RESTATED OMNIBUS INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 935352459
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose (Joe) Almeida Mgmt For For
1B. Election of Director: Thomas F. Chen Mgmt For For
1C. Election of Director: John D. Forsyth Mgmt For For
1D. Election of Director: Peter S. Hellman Mgmt For For
1E. Election of Director: Michael F. Mahoney Mgmt For For
1F. Election of Director: Patricia B. Morrison Mgmt For For
1G. Election of Director: Stephen N. Oesterle Mgmt For For
1H. Election of Director: Cathy R. Smith Mgmt For For
1I. Election of Director: Thomas T. Stallkamp Mgmt For For
1J. Election of Director: Albert P.L. Stroucken Mgmt For For
1K. Election of Director: Amy A. Wendell Mgmt For For
1L. Election of Director: David S. Wilkes Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Ratification of Appointment of Independent Mgmt Against Against
Registered Public Accounting Firm.
4. Vote to Approve the Omnibus Plan. Mgmt For For
5. Vote to Approve the ESPP Amendment. Mgmt For For
6. Stockholder Proposal - Right to Act by Shr Against For
Written Consent.
7. Stockholder Proposal - Independent Board Shr For Against
Chairman.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935359643
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt For For
1B) Election of Director: Michael W. Bonney Mgmt Against Against
1C) Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1D) Election of Director: Julia A. Haller, M.D. Mgmt For For
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt For For
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt For For
1I) Election of Director: Karen Vousden, Ph.D. Mgmt For For
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt Against Against
of our Named Executive Officers.
3. Approval of the Company's 2021 Stock Award Mgmt For For
and Incentive Plan.
4. Ratification of the Appointment of an Mgmt For For
Independent Registered Public Accounting
Firm.
5. Approval of an Amendment to the Certificate Mgmt For For
of Incorporation to Lower the Ownership
Threshold for Special Shareholder Meetings
to 15%.
6. Shareholder Proposal on Adoption of a Board Shr For Against
Policy that the Chairperson of the Board be
an Independent Director.
7. Shareholder Proposal on Shareholder Right Shr Against For
to Act by Written Consent.
8. Shareholder Proposal to Lower the Ownership Shr For Against
Threshold for Special Shareholder Meetings
to 10%.
--------------------------------------------------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY Agenda Number: 935279528
--------------------------------------------------------------------------------------------------------------------------
Security: 134429109
Meeting Type: Annual
Meeting Date: 18-Nov-2020
Ticker: CPB
ISIN: US1344291091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 Election of Director: Fabiola R. Arredondo Mgmt For For
02 Election of Director: Howard M. Averill Mgmt For For
03 Election of Director: John P. (JP) Bilbrey Mgmt For For
04 Election of Director: Mark A. Clouse Mgmt For For
05 Election of Director: Bennett Dorrance Mgmt Against Against
06 Election of Director: Maria Teresa (Tessa) Mgmt For For
Hilado
07 Election of Director: Sarah Hofstetter Mgmt For For
08 Election of Director: Marc B. Lautenbach Mgmt For For
09 Election of Director: Mary Alice D. Malone Mgmt Against Against
10 Election of Director: Keith R. McLoughlin Mgmt For For
11 Election of Director: Kurt T. Schmidt Mgmt For For
12 Election of Director: Archbold D. van Mgmt Against Against
Beuren
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
Independent registered public accounting
firm for fiscal 2021.
3. To vote on an advisory resolution to Mgmt Against Against
approve the fiscal 2020 compensation of our
named executive officers, commonly referred
to as "say on pay" vote.
--------------------------------------------------------------------------------------------------------------------------
CASEY'S GENERAL STORES, INC. Agenda Number: 935251289
--------------------------------------------------------------------------------------------------------------------------
Security: 147528103
Meeting Type: Annual
Meeting Date: 02-Sep-2020
Ticker: CASY
ISIN: US1475281036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: H. Lynn Horak Mgmt For For
1b. Election of Director: Diane C. Bridgewater Mgmt Against Against
1c. Election of Director: David K. Lenhardt Mgmt For For
1d. Election of Director: Darren M. Rebelez Mgmt For For
1e. Election of Director: Larree M. Renda Mgmt For For
1f. Election of Director: Judy A. Schmeling Mgmt For For
1g. Election of Director: Allison M. Wing Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt Against Against
the independent registered public
accounting firm of the Company for the
fiscal year ending April 30, 2021.
3. To hold an advisory vote on our named Mgmt Against Against
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 935364822
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Mitchell E. Mgmt For For
Daniels, Jr.
1B. Election of Class II Director: Elder Mgmt For For
Granger, M.D.
1C. Election of Class II Director: John J. Mgmt For For
Greisch
1D. Election of Class II Director: Melinda J. Mgmt For For
Mount
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as the independent registered public
accounting firm of Cerner Corporation for
2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our Named Executive
Officers.
4. Shareholder proposal to eliminate Shr For Against
supermajority voting, if properly presented
at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. Agenda Number: 935348599
--------------------------------------------------------------------------------------------------------------------------
Security: 16119P108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CHTR
ISIN: US16119P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. Lance Conn Mgmt Against Against
1B. Election of Director: Kim C. Goodman Mgmt For For
1C. Election of Director: Craig A. Jacobson Mgmt For For
1D. Election of Director: Gregory B. Maffei Mgmt Against Against
1E. Election of Director: John D. Markley, Jr. Mgmt Against Against
1F. Election of Director: David C. Merritt Mgmt For For
1G. Election of Director: James E. Meyer Mgmt For For
1H. Election of Director: Steven A. Miron Mgmt Against Against
1I. Election of Director: Balan Nair Mgmt Against Against
1J. Election of Director: Michael A. Newhouse Mgmt For For
1K. Election of Director: Mauricio Ramos Mgmt Against Against
1L. Election of Director: Thomas M. Rutledge Mgmt For For
1M. Election of Director: Eric L. Zinterhofer Mgmt Against Against
2. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ended
December 31, 2021.
3. Stockholder proposal regarding lobbying Shr For Against
activities.
4. Stockholder proposal regarding Chairman of Shr For Against
the Board and CEO roles.
5. Stockholder proposal regarding diversity Shr For Against
and inclusion efforts.
6. Stockholder proposal regarding disclosure Shr For Against
of greenhouse gas emissions.
7. Stockholder proposal regarding EEO-1 Shr For Against
reports.
--------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. Agenda Number: 935348753
--------------------------------------------------------------------------------------------------------------------------
Security: 171340102
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: CHD
ISIN: US1713401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt Against Against
year: James R. Craigie
1B. Election of Director for a term of one Mgmt For For
year: Matthew T. Farrell
1C. Election of Director for a term of one Mgmt Against Against
year: Bradley C. Irwin
1D. Election of Director for a term of one Mgmt For For
year: Penry W. Price
1E. Election of Director for a term of one Mgmt For For
year: Susan G. Saideman
1F. Election of Director for a term of one Mgmt Against Against
year: Ravichandra K. Saligram
1G. Election of Director for a term of one Mgmt Against Against
year: Robert K. Shearer
1H. Election of Director for a term of one Mgmt For For
year: Janet S. Vergis
1I. Election of Director for a term of one Mgmt Against Against
year: Arthur B. Winkleblack
1J. Election of Director for a term of one Mgmt For For
year: Laurie J. Yoler
2. An advisory vote to approve compensation of Mgmt Against Against
our named executive officers.
3. Proposal to amend the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
remove the requirement for holders of two-
thirds of our outstanding stock to fill
vacancies on the Board of Directors.
4. Proposal to amend the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
remove the requirement to have holders of
two-thirds of our outstanding stock approve
certain mergers, consolidations or
dispositions of substantial assets.
5. Proposal to amend the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
remove certain procedural provisions that
will no longer be required once the Board
is fully declassified.
6. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS, INC. Agenda Number: 935400666
--------------------------------------------------------------------------------------------------------------------------
Security: 177376100
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: CTXS
ISIN: US1773761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert M. Calderoni Mgmt For For
1B. Election of Director: Nanci E. Caldwell Mgmt Against Against
1C. Election of Director: Murray J. Demo Mgmt Against Against
1D. Election of Director: Ajei S. Gopal Mgmt For For
1E. Election of Director: David J. Henshall Mgmt For For
1F. Election of Director: Thomas E. Hogan Mgmt For For
1G. Election of Director: Moira A. Kilcoyne Mgmt For For
1H. Election of Director: Robert E. Knowling, Mgmt For For
Jr.
1I. Election of Director: Peter J. Sacripanti Mgmt For For
1J. Election of Director: J. Donald Sherman Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the Company's independent
registered public accounting firm for 2021.
3. Advisory vote to approve the compensation Mgmt Against Against
of the Company's named executive officers.
4. Shareholder proposal regarding simple Shr For
majority voting provisions.
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 935361597
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CMS
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jon E. Barfield Mgmt Against Against
1b. Election of Director: Deborah H. Butler Mgmt For For
1c. Election of Director: Kurt L. Darrow Mgmt For For
1d. Election of Director: William D. Harvey Mgmt For For
1e. Election of Director: Garrick J. Rochow Mgmt For For
1f. Election of Director: John G. Russell Mgmt For For
1g. Election of Director: Suzanne F. Shank Mgmt For For
1h. Election of Director: Myrna M. Soto Mgmt For For
1i. Election of Director: John G. Sznewajs Mgmt For For
1j. Election of Director: Ronald J. Tanski Mgmt For For
1k. Election of Director: Laura H. Wright Mgmt For For
2. Approve, on an advisory basis, the Mgmt Against Against
Company's executive compensation.
3. Ratify the appointment of independent Mgmt For For
registered public accounting firm
(PricewaterhouseCoopers LLP).
4. Shareholder Proposal - Greenwashing Audit. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 935312796
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan L. Decker Mgmt Withheld Against
Kenneth D. Denman Mgmt For For
Richard A. Galanti Mgmt For For
W. Craig Jelinek Mgmt For For
Sally Jewell Mgmt For For
Charles T. Munger Mgmt Withheld Against
Jeffrey S. Raikes Mgmt For For
2. Ratification of selection of independent Mgmt For For
auditors.
3. Approval, on an advisory basis, of Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CUBESMART Agenda Number: 935356611
--------------------------------------------------------------------------------------------------------------------------
Security: 229663109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: CUBE
ISIN: US2296631094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Piero Bussani Mgmt For For
Dorothy Dowling Mgmt For For
John W. Fain Mgmt For For
Marianne M. Keler Mgmt For For
Christopher P. Marr Mgmt For For
Deborah Ratner Salzberg Mgmt For For
John F. Remondi Mgmt For For
Jeffrey F. Rogatz Mgmt Withheld Against
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the year ending
December 31, 2021.
3. To cast an advisory vote to approve our Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
DISCOVERY, INC. Agenda Number: 935417902
--------------------------------------------------------------------------------------------------------------------------
Security: 25470F104
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DISCA
ISIN: US25470F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert R. Beck Mgmt Withheld Against
Robert L. Johnson Mgmt Withheld Against
J. David Wargo Mgmt Withheld Against
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Discovery,
Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION Agenda Number: 935374924
--------------------------------------------------------------------------------------------------------------------------
Security: 256677105
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: DG
ISIN: US2566771059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warren F. Bryant Mgmt For For
1B. Election of Director: Michael M. Calbert Mgmt For For
1C. Election of Director: Patricia D. Mgmt For For
Fili-Krushel
1D. Election of Director: Timothy I. McGuire Mgmt For For
1E. Election of Director: William C. Rhodes, Mgmt For For
III
1F. Election of Director: Debra A. Sandler Mgmt For For
1G. Election of Director: Ralph E. Santana Mgmt For For
1H. Election of Director: Todd J. Vasos Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the resolution regarding the
compensation of Dollar General
Corporation's named executive officers as
disclosed in the proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Dollar General Corporation's
independent registered public accounting
firm for fiscal 2021.
4. To approve the Dollar General Corporation Mgmt For For
2021 Stock Incentive Plan.
5. To approve an amendment to the amended and Mgmt For For
restated charter of Dollar General
Corporation to allow shareholders holding
25% or more of our common stock to request
special meetings of shareholders.
6. To vote on a shareholder proposal regarding Shr For Against
shareholders' ability to call special
meetings of shareholders.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 935408509
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DLTR
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Arnold S. Barron Mgmt For For
1B. Election of Director: Gregory M. Bridgeford Mgmt For For
1C. Election of Director: Thomas W. Dickson Mgmt For For
1D. Election of Director: Lemuel E. Lewis Mgmt For For
1E. Election of Director: Jeffrey G. Naylor Mgmt For For
1F. Election of Director: Winnie Y. Park Mgmt For For
1G. Election of Director: Bob Sasser Mgmt For For
1H. Election of Director: Stephanie P. Stahl Mgmt For For
1I. Election of Director: Carrie A. Wheeler Mgmt Against Against
1J. Election of Director: Thomas E. Whiddon Mgmt For For
1K. Election of Director: Michael A. Witynski Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt Against Against
the compensation of the Company's named
executive officers.
3. To ratify the selection of KPMG LLP as the Mgmt Against Against
Company's independent registered public
accounting firm for the fiscal year 2021.
4. To approve the Company's 2021 Omnibus Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
DOMINO'S PIZZA, INC. Agenda Number: 935348400
--------------------------------------------------------------------------------------------------------------------------
Security: 25754A201
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: DPZ
ISIN: US25754A2015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David A. Brandon Mgmt Withheld Against
Richard E. Allison, Jr. Mgmt For For
C. Andrew Ballard Mgmt For For
Andrew B. Balson Mgmt Withheld Against
Corie S. Barry Mgmt For For
Diana F. Cantor Mgmt Withheld Against
Richard L. Federico Mgmt For For
James A. Goldman Mgmt Withheld Against
Patricia E. Lopez Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for the 2021 fiscal
year.
3. Advisory vote to approve the compensation Mgmt Against Against
of the named executive officers of the
Company.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 935418790
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony J. Bates Mgmt For For
1B. Election of Director: Adriane M. Brown Mgmt For For
1C. Election of Director: Diana Farrell Mgmt For For
1D. Election of Director: Logan D. Green Mgmt For For
1E. Election of Director: Bonnie S. Hammer Mgmt For For
1F. Election of Director: E. Carol Hayles Mgmt For For
1G. Election of Director: Jamie Iannone Mgmt For For
1H. Election of Director: Kathleen C. Mitic Mgmt For For
1I. Election of Director: Matthew J. Murphy Mgmt For For
1J. Election of Director: Paul S. Pressler Mgmt For For
1K. Election of Director: Mohak Shroff Mgmt For For
1L. Election of Director: Robert H. Swan Mgmt Against Against
1M. Election of Director: Perry M. Traquina Mgmt For For
2. Ratification of appointment of independent Mgmt Against Against
auditors.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
4. Executive Compensation, if properly Shr Abstain Against
presented.
5. Right to Act by Written Consent, if Shr Against For
properly presented.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 935355354
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve a three year Mgmt For For
term: K. Baicker, Ph.D.
1b. Election of Director to serve a three year Mgmt For For
term: J.E. Fyrwald
1c. Election of Director to serve a three year Mgmt Against Against
term: J. Jackson
1d. Election of Director to serve a three year Mgmt For For
term: G. Sulzberger
1e. Election of Director to serve a three year Mgmt Against Against
term: J.P. Tai
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the independent auditor for
2021.
4. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate the
classified board structure.
5. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate
supermajority voting provisions.
6. Shareholder proposal to disclose direct and Shr For Against
indirect lobbying activities and
expenditures.
7. Shareholder proposal to amend the bylaws to Shr For Against
require an independent board chair.
8. Shareholder proposal to implement a bonus Shr For Against
deferral policy.
9. Shareholder proposal to disclose clawbacks Shr For Against
on executive incentive compensation due to
misconduct.
--------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 935360052
--------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ETR
ISIN: US29364G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: J. R. Burbank Mgmt For For
1B. Election of Director: P. J. Condon Mgmt For For
1C. Election of Director: L. P. Denault Mgmt For For
1D. Election of Director: K. H. Donald Mgmt For For
1E. Election of Director: B. W. Ellis Mgmt For For
1F. Election of Director: P. L. Frederickson Mgmt For For
1G. Election of Director: A. M. Herman Mgmt Against Against
1H. Election of Director: M. E. Hyland Mgmt For For
1I. Election of Director: S. L. Levenick Mgmt Against Against
1J. Election of Director: B. L. Lincoln Mgmt For For
1K. Election of Director: K. A. Puckett Mgmt For For
2. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as Entergy's Independent
Registered Public Accountants for 2021.
3. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
4. Vote to Approve an Amendment to Entergy's Mgmt For For
Restated Certificate of Incorporation
Authorizing the Issuance of Preferred
Stock.
--------------------------------------------------------------------------------------------------------------------------
EQUITY COMMONWEALTH Agenda Number: 935409133
--------------------------------------------------------------------------------------------------------------------------
Security: 294628102
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: EQC
ISIN: US2946281027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sam Zell Mgmt Withheld Against
Ellen-Blair Chube Mgmt For For
Martin L. Edelman Mgmt For For
David A. Helfand Mgmt For For
Peter Linneman Mgmt For For
Mary Jane Robertson Mgmt For For
Gerald A. Spector Mgmt For For
James A. Star Mgmt For For
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EQUITY LIFESTYLE PROPERTIES, INC. Agenda Number: 935348145
--------------------------------------------------------------------------------------------------------------------------
Security: 29472R108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: ELS
ISIN: US29472R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Berkenfield Mgmt For For
Derrick Burks Mgmt For For
Philip Calian Mgmt Withheld Against
David Contis Mgmt For For
Constance Freedman Mgmt For For
Thomas Heneghan Mgmt Withheld Against
Marguerite Nader Mgmt For For
Scott Peppet Mgmt For For
Sheli Rosenberg Mgmt Withheld Against
Samuel Zell Mgmt Withheld Against
2. Ratification of the selection of Ernst & Mgmt Against Against
Young LLP as the Company's Independent
Registered Public Accounting Firm for 2021.
3. Approval on a non-binding, advisory basis Mgmt Against Against
of our executive compensation as disclosed
in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
EVEREST RE GROUP, LTD. Agenda Number: 935393190
--------------------------------------------------------------------------------------------------------------------------
Security: G3223R108
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: RE
ISIN: BMG3223R1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a term to end in Mgmt For For
2022: John J. Amore
1.2 Election of Director for a term to end in Mgmt For For
2022: Juan C. Andrade
1.3 Election of Director for a term to end in Mgmt Against Against
2022: William F. Galtney, Jr.
1.4 Election of Director for a term to end in Mgmt For For
2022: John A. Graf
1.5 Election of Director for a term to end in Mgmt For For
2022: Meryl Hartzband
1.6 Election of Director for a term to end in Mgmt For For
2022: Gerri Losquadro
1.7 Election of Director for a term to end in Mgmt For For
2022: Roger M. Singer
1.8 Election of Director for a term to end in Mgmt Against Against
2022: Joseph V. Taranto
1.9 Election of Director for a term to end in Mgmt Against Against
2022: John A. Weber
2. For the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm to act as the Company's independent
auditor for 2021 and authorize the
Company's Board of Directors acting through
its Audit Committee to determine the
independent auditor's remuneration.
3. For the approval, by non-binding advisory Mgmt Against Against
vote, of the 2020 compensation paid to the
Company's Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
EXTRA SPACE STORAGE INC. Agenda Number: 935378441
--------------------------------------------------------------------------------------------------------------------------
Security: 30225T102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: EXR
ISIN: US30225T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth M. Woolley Mgmt Against Against
1B. Election of Director: Joseph D. Margolis Mgmt For For
1C. Election of Director: Roger B. Porter Mgmt Against Against
1D. Election of Director: Joseph J. Bonner Mgmt For For
1E. Election of Director: Gary L. Crittenden Mgmt Against Against
1F. Election of Director: Spencer F. Kirk Mgmt Against Against
1G. Election of Director: Dennis J. Letham Mgmt For For
1H. Election of Director: Diane Olmstead Mgmt For For
1I. Election of Director: Julia Vander Ploeg Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm.
3. Advisory vote on the compensation of the Mgmt For For
Company's named executive officers.
4. Advisory vote on frequency of stockholder Mgmt 1 Year For
vote on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt Withheld Against
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt Withheld Against
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt Withheld Against
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt Withheld Against
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the director Mgmt Against Against
compensation policy.
4. A shareholder proposal regarding dual class Shr For Against
capital structure.
5. A shareholder proposal regarding an Shr For Against
independent chair.
6. A shareholder proposal regarding child Shr For Against
exploitation.
7. A shareholder proposal regarding Shr For Against
human/civil rights expert on board.
8. A shareholder proposal regarding platform Shr For Against
misuse.
9. A shareholder proposal regarding public Shr Against For
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 935377893
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Bisignano Mgmt For For
Alison Davis Mgmt For For
Henrique de Castro Mgmt For For
Harry F. DiSimone Mgmt For For
Dennis F. Lynch Mgmt Withheld Against
Heidi G. Miller Mgmt For For
Scott C. Nuttall Mgmt For For
Denis J. O'Leary Mgmt For For
Doyle R. Simons Mgmt Withheld Against
Kevin M. Warren Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of the named executive
officers of Fiserv, Inc.
3. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as the independent registered
public accounting firm of Fiserv, Inc. for
2021.
--------------------------------------------------------------------------------------------------------------------------
FLOWERS FOODS, INC. Agenda Number: 935383719
--------------------------------------------------------------------------------------------------------------------------
Security: 343498101
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: FLO
ISIN: US3434981011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a term of Mgmt Against Against
one year: George E. Deese
1B. Election of Director to serve for a term of Mgmt For For
one year: Edward J. Casey, Jr.
1C. Election of Director to serve for a term of Mgmt For For
one year: Thomas C. Chubb, III
1D. Election of Director to serve for a term of Mgmt For For
one year: Rhonda Gass
1E. Election of Director to serve for a term of Mgmt Against Against
one year: Benjamin H. Griswold, IV
1F. Election of Director to serve for a term of Mgmt For For
one year: Margaret G. Lewis
1G. Election of Director to serve for a term of Mgmt For For
one year: W. Jameson McFadden
1H. Election of Director to serve for a term of Mgmt For For
one year: A. Ryals McMullian
1I. Election of Director to serve for a term of Mgmt For For
one year: James T. Spear
1J. Election of Director to serve for a term of Mgmt Against Against
one year: Melvin T. Stith, Ph.D.
1K. Election of Director to serve for a term of Mgmt For For
one year: Terry S. Thomas
1L. Election of Director to serve for a term of Mgmt Against Against
one year: C. Martin Wood III
2. To approve by advisory vote the Mgmt Against Against
compensation of the company's named
executive officers.
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Flowers Foods, Inc. for the fiscal
year ending January 1, 2022.
4. A shareholder proposal regarding political Shr For Against
contribution disclosure, if properly
presented at the annual meeting.
--------------------------------------------------------------------------------------------------------------------------
FTI CONSULTING, INC. Agenda Number: 935380345
--------------------------------------------------------------------------------------------------------------------------
Security: 302941109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: FCN
ISIN: US3029411093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brenda J. Bacon Mgmt Against Against
1B. Election of Director: Mark S. Bartlett Mgmt For For
1C. Election of Director: Claudio Costamagna Mgmt For For
1D. Election of Director: Vernon Ellis Mgmt For For
1E. Election of Director: Nicholas C. Mgmt For For
Fanandakis
1F. Election of Director: Steven H. Gunby Mgmt For For
1G. Election of Director: Gerard E. Holthaus Mgmt Against Against
1H. Election of Director: Laureen E. Seeger Mgmt For For
2. Ratify the appointment of KPMG LLP as FTI Mgmt For For
Consulting, Inc.'s independent registered
public accounting firm for the year ending
December 31, 2021.
3. Vote on an advisory (non-binding) Mgmt Against Against
resolution to approve the compensation of
the named executive officers for the year
ended December 31, 2020 at the 2021 Annual
Meeting of Shareholders.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. Agenda Number: 935257976
--------------------------------------------------------------------------------------------------------------------------
Security: 370334104
Meeting Type: Annual
Meeting Date: 22-Sep-2020
Ticker: GIS
ISIN: US3703341046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: R. Kerry Clark Mgmt For For
1B. Election of Director: David M. Cordani Mgmt For For
1C. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1D. Election of Director: Jeffrey L. Harmening Mgmt For For
1E. Election of Director: Maria G. Henry Mgmt For For
1F. Election of Director: Jo Ann Jenkins Mgmt For For
1G. Election of Director: Elizabeth C. Lempres Mgmt For For
1H. Election of Director: Diane L. Neal Mgmt For For
1I. Election of Director: Steve Odland Mgmt Against Against
1J. Election of Director: Maria A. Sastre Mgmt For For
1K. Election of Director: Eric D. Sprunk Mgmt For For
1L. Election of Director: Jorge A. Uribe Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratify Appointment of the Independent Mgmt Against Against
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 935366561
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for the next Mgmt For For
year: Jacqueline K. Barton, Ph.D.
1B. Election of Director to serve for the next Mgmt For For
year: Jeffrey A. Bluestone, Ph.D.
1C. Election of Director to serve for the next Mgmt For For
year: Sandra J. Horning, M.D.
1D. Election of Director to serve for the next Mgmt For For
year: Kelly A. Kramer
1E. Election of Director to serve for the next Mgmt For For
year: Kevin E. Lofton
1F. Election of Director to serve for the next Mgmt Against Against
year: Harish Manwani
1G. Election of Director to serve for the next Mgmt For For
year: Daniel P. O'Day
1H. Election of Director to serve for the next Mgmt For For
year: Javier J. Rodriguez
1I. Election of Director to serve for the next Mgmt For For
year: Anthony Welters
2. To ratify the selection of Ernst & Young Mgmt Against Against
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if Shr For Against
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairperson of the Board of
Directors be an independent director.
--------------------------------------------------------------------------------------------------------------------------
GRAHAM HOLDINGS COMPANY Agenda Number: 935367614
--------------------------------------------------------------------------------------------------------------------------
Security: 384637104
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: GHC
ISIN: US3846371041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tony Allen Mgmt For For
Christopher C. Davis Mgmt Withheld Against
Anne M. Mulcahy Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
INGREDION INC Agenda Number: 935373009
--------------------------------------------------------------------------------------------------------------------------
Security: 457187102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: INGR
ISIN: US4571871023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt Against Against
year: Luis Aranguren- Trellez
1B. Election of Director for a term of one Mgmt For For
year: David B. Fischer
1C. Election of Director for a term of one Mgmt Against Against
year: Paul Hanrahan
1D. Election of Director for a term of one Mgmt For For
year: Rhonda L. Jordan
1E. Election of Director for a term of one Mgmt Against Against
year: Gregory B. Kenny
1F. Election of Director for a term of one Mgmt Against Against
year: Barbara A. Klein
1G. Election of Director for a term of one Mgmt For For
year: Victoria J. Reich
1H. Election of Director for a term of one Mgmt For For
year: Stephan B. Tanda
1I. Election of Director for a term of one Mgmt For For
year: Jorge A. Uribe
1J. Election of Director for a term of one Mgmt For For
year: Dwayne A. Wilson
1K. Election of Director for a term of one Mgmt For For
year: James P. Zallie
2. To approve, by advisory vote, the Mgmt Against Against
compensation of the Company's "named
executive officers."
3. To ratify the appointment of KPMG LLP as Mgmt Against Against
the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2021.
4. To approve an amendment to the Ingredion Mgmt Against Against
Incorporated Stock Incentive Plan to
increase the number of shares of common
stock authorized for issuance under the
plan.
--------------------------------------------------------------------------------------------------------------------------
JOHN WILEY & SONS, INC. Agenda Number: 935259778
--------------------------------------------------------------------------------------------------------------------------
Security: 968223206
Meeting Type: Annual
Meeting Date: 24-Sep-2020
Ticker: JWA
ISIN: US9682232064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Beth Birnbaum Mgmt For For
David C. Dobson Mgmt For For
Mariana Garavaglia Mgmt For For
William Pence Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as independent accountants for the fiscal
year ending April 30, 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935345214
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Nadja Y. West Mgmt For For
1N. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Ratification of Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2021.
4. Report on Government Financial Support and Shr For Against
Access to COVID-19 Vaccines and
Therapeutics.
5. Independent Board Chair. Shr For Against
6. Civil Rights Audit. Shr Abstain Against
7. Executive Compensation Bonus Deferral. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
KELLOGG COMPANY Agenda Number: 935348359
--------------------------------------------------------------------------------------------------------------------------
Security: 487836108
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: K
ISIN: US4878361082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director (term expires 2024): Mgmt For For
Carter Cast
1B. Election of Director (term expires 2024): Mgmt For For
Zack Gund
1C. Election of Director (term expires 2024): Mgmt For For
Don Knauss
1D. Election of Director (term expires 2024): Mgmt For For
Mike Schlotman
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Kellogg's
independent registered public accounting
firm for fiscal year 2021.
4. Management proposal to reduce supermajority Mgmt For For
vote requirements.
5. Shareowner proposal, if properly presented Shr For
at the meeting, to adopt shareowner right
to call a special meeting.
--------------------------------------------------------------------------------------------------------------------------
LAMB WESTON HOLDINGS, INC. Agenda Number: 935257178
--------------------------------------------------------------------------------------------------------------------------
Security: 513272104
Meeting Type: Annual
Meeting Date: 24-Sep-2020
Ticker: LW
ISIN: US5132721045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Bensen Mgmt For For
1B. Election of Director: Charles A. Blixt Mgmt For For
1C. Election of Director: Robert J. Coviello Mgmt For For
1D. Election of Director: Andre J. Hawaux Mgmt For For
1E. Election of Director: W.G. Jurgensen Mgmt For For
1F. Election of Director: Thomas P. Maurer Mgmt For For
1G. Election of Director: Robert A. Niblock Mgmt For For
1H. Election of Director: Hala G. Moddelmog Mgmt For For
1I. Election of Director: Maria Renna Sharpe Mgmt For For
1J. Election of Director: Thomas P. Werner Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as Independent Auditors for Fiscal Year
2021.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 935349933
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel F. Akerson Mgmt For For
1B. Election of Director: David B. Burritt Mgmt Against Against
1C. Election of Director: Bruce A. Carlson Mgmt For For
1D. Election of Director: Joseph F. Dunford, Mgmt For For
Jr.
1E. Election of Director: James O. Ellis, Jr. Mgmt Against Against
1F. Election of Director: Thomas J. Falk Mgmt For For
1G. Election of Director: Ilene S. Gordon Mgmt For For
1H. Election of Director: Vicki A. Hollub Mgmt For For
1I. Election of Director: Jeh C. Johnson Mgmt For For
1J. Election of Director: Debra L. Reed-Klages Mgmt For For
1K. Election of Director: James D. Taiclet Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt Against Against
Young LLP as Independent Auditors for 2021.
3. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers
(Say-on-Pay).
4. Stockholder Proposal to Adopt Stockholder Shr Against For
Action By Written Consent.
5. Stockholder Proposal to issue a Report on Shr For Against
Human Rights Due Diligence.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935420644
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ajay Banga Mgmt For For
1B. Election of Director: Merit E. Janow Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt Against Against
1E. Election of Director: Julius Genachowski Mgmt Against Against
1F. Election of Director: Choon Phong Goh Mgmt Against Against
1G. Election of Director: Oki Matsumoto Mgmt For For
1H. Election of Director: Michael Miebach Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt Against Against
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt Against Against
compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2021.
4. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006 Long
Term Incentive Plan.
5. Approval of the amendment and restatement Mgmt Against Against
of the Mastercard Incorporated 2006
Non-Employee Director Equity Compensation
Plan.
6. Approval of amendments to Mastercard's Mgmt For For
Certificate of Incorporation to remove
supermajority voting requirements.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935288286
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 11-Dec-2020
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt Against Against
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Michael O. Leavitt Mgmt For For
1G. Election of Director: James T. Lenehan Mgmt Against Against
1H. Election of Director: Kevin E. Lofton Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt Against Against
1L. Election of Director: Kendall J. Powell Mgmt Against Against
2. To ratify, in a non-binding vote, the Mgmt Against Against
appointment of PricewaterhouseCoopers LLP
as the Company's independent auditor for
fiscal year 2021 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt Against Against
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2021.
4. Shareholder proposal concerning a Shr Against For
shareholder right to act by written
consent.
5. Shareholder proposal regarding access to Shr For Against
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt Against Against
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MORNINGSTAR, INC. Agenda Number: 935361650
--------------------------------------------------------------------------------------------------------------------------
Security: 617700109
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: MORN
ISIN: US6177001095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joe Mansueto Mgmt For For
1B. Election of Director: Kunal Kapoor Mgmt For For
1C. Election of Director: Robin Diamonte Mgmt Against Against
1D. Election of Director: Cheryl Francis Mgmt Against Against
1E. Election of Director: Steve Joynt Mgmt For For
1F. Election of Director: Steve Kaplan Mgmt For For
1G. Election of Director: Gail Landis Mgmt Against Against
1H. Election of Director: Bill Lyons Mgmt For For
1I. Election of Director: Doniel Sutton Mgmt Against Against
1J. Election of Director: Caroline Tsay Mgmt Against Against
2. Approve the Morningstar, Inc. Amended and Mgmt For For
Restated 2011 Stock Incentive Plan.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
4. Ratification of the appointment of KPMG LLP Mgmt For For
as Morningstar's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 935363274
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for One-Year Term: Mgmt For For
Gregory Q. Brown
1B. Election of Director for One-Year Term: Mgmt For For
Kenneth D. Denman
1C. Election of Director for One-Year Term: Mgmt Against Against
Egon P. Durban
1D. Election of Director for One-Year Term: Mgmt For For
Clayton M. Jones
1E. Election of Director for One-Year Term: Mgmt For For
Judy C. Lewent
1F. Election of Director for One-Year Term: Mgmt Against Against
Gregory K. Mondre
1G. Election of Director for One-Year Term: Mgmt For For
Joseph M. Tucci
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for 2021.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
NEWMONT CORPORATION Agenda Number: 935348183
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Awuah. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1B. Election of Director: Gregory Boyce. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1C. Election of Director: Bruce Brook. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1D. Election of Director: Maura Clark. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1E. Election of Director: Matthew Coon Come. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1F. Election of Director: Jose Manuel Madero. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1G. Election of Director: Rene Medori. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1H. Election of Director: Jane Nelson. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1I. Election of Director: Thomas Palmer. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1J. Election of Director: Julio Quintana. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1K. Election of Director: Susan Story. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
2. Approve, on an Advisory Basis, Named Mgmt Against Against
Executive Officer Compensation.
3. Ratify Appointment of Independent Mgmt For For
Registered Public Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 935378201
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: James L. Camaren Mgmt For For
1C. Election of Director: Kenneth B. Dunn Mgmt For For
1D. Election of Director: Naren K. Gursahaney Mgmt For For
1E. Election of Director: Kirk S. Hachigian Mgmt For For
1F. Election of Director: Amy B. Lane Mgmt For For
1G. Election of Director: David L. Porges Mgmt For For
1H. Election of Director: James L. Robo Mgmt For For
1I. Election of Director: Rudy E. Schupp Mgmt For For
1J. Election of Director: John L. Skolds Mgmt For For
1K. Election of Director: Lynn M. Utter Mgmt For For
1L. Election of Director: Darryl L. Wilson Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt Against Against
Touche LLP as NextEra Energy's independent
registered public accounting firm for 2021.
3. Approval, by non-binding advisory vote, of Mgmt Against Against
NextEra Energy's compensation of its named
executive officers as disclosed in the
proxy statement.
4. Approval of the NextEra Energy, Inc. 2021 Mgmt Against Against
Long Term Incentive Plan.
5. A proposal entitled "Right to Act by Shr Against For
Written Consent" to request action by
written consent of shareholders.
--------------------------------------------------------------------------------------------------------------------------
NISOURCE INC. Agenda Number: 935412560
--------------------------------------------------------------------------------------------------------------------------
Security: 65473P105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: NI
ISIN: US65473P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the next Annual Meeting: Peter A. Altabef
1B. Election of Director to hold office until Mgmt For For
the next Annual Meeting: Theodore H.
Bunting, Jr.
1C. Election of Director to hold office until Mgmt For For
the next Annual Meeting: Eric L. Butler
1D. Election of Director to hold office until Mgmt For For
the next Annual Meeting: Aristides S.
Candris
1E. Election of Director to hold office until Mgmt For For
the next Annual Meeting: Wayne S. DeVeydt
1F. Election of Director to hold office until Mgmt For For
the next Annual Meeting: Joseph Hamrock
1G. Election of Director to hold office until Mgmt For For
the next Annual Meeting: Deborah A.
Henretta
1H. Election of Director to hold office until Mgmt For For
the next Annual Meeting: Deborah A. P.
Hersman
1I. Election of Director to hold office until Mgmt Against Against
the next Annual Meeting: Michael E. Jesanis
1J. Election of Director to hold office until Mgmt For For
the next Annual Meeting: Kevin T. Kabat
1K. Election of Director to hold office until Mgmt Against Against
the next Annual Meeting: Carolyn Y. Woo
1L. Election of Director to hold office until Mgmt For For
the next Annual Meeting: Lloyd M. Yates
2. To approve named executive officer Mgmt For For
compensation on an advisory basis.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2021.
4. To consider a stockholder proposal Shr For Against
regarding proxy access.
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 935287501
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105
Meeting Type: Annual
Meeting Date: 09-Dec-2020
Ticker: PANW
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Nikesh Mgmt For For
Arora
1b. Election of Class III Director: Carl Mgmt Abstain Against
Eschenbach
1c. Election of Class III Director: Lorraine Mgmt Abstain Against
Twohill
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
July 31, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 935355342
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Segun Agbaje Mgmt For For
1B. Election of Director: Shona L. Brown Mgmt For For
1C. Election of Director: Cesar Conde Mgmt For For
1D. Election of Director: Ian Cook Mgmt Against Against
1E. Election of Director: Dina Dublon Mgmt Against Against
1F. Election of Director: Michelle Gass Mgmt For For
1G. Election of Director: Ramon L. Laguarta Mgmt For For
1H. Election of Director: Dave Lewis Mgmt For For
1I. Election of Director: David C. Page Mgmt For For
1J. Election of Director: Robert C. Pohlad Mgmt For For
1K. Election of Director: Daniel Vasella Mgmt Against Against
1L. Election of Director: Darren Walker Mgmt For For
1M. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for fiscal year
2021.
3. Advisory approval of the Company's Mgmt Against Against
executive compensation.
4. Shareholder Proposal - Special Shareholder Shr For Against
Meeting Vote Threshold.
5. Shareholder Proposal - Report on Sugar and Shr Against For
Public Health.
6. Shareholder Proposal - Report on External Shr Against For
Public Health Costs.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 935344503
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald E. Blaylock Mgmt For For
1B. Election of Director: Albert Bourla Mgmt For For
1C. Election of Director: Susan Mgmt For For
Desmond-Hellmann
1D. Election of Director: Joseph J. Echevarria Mgmt For For
1E. Election of Director: Scott Gottlieb Mgmt For For
1F. Election of Director: Helen H. Hobbs Mgmt For For
1G. Election of Director: Susan Hockfield Mgmt For For
1H. Election of Director: Dan R. Littman Mgmt For For
1I. Election of Director: Shantanu Narayen Mgmt For For
1J. Election of Director: Suzanne Nora Johnson Mgmt Against Against
1K. Election of Director: James Quincey Mgmt For For
1L. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt Against Against
independent registered public accounting
firm for 2021.
3. 2021 advisory approval of executive Mgmt For For
compensation.
4. Shareholder proposal regarding independent Shr For Against
chair policy.
5. Shareholder proposal regarding political Shr For Against
spending report.
6. Shareholder proposal regarding access to Shr For Against
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
PUBLIC STORAGE Agenda Number: 935350912
--------------------------------------------------------------------------------------------------------------------------
Security: 74460D109
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: PSA
ISIN: US74460D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Ronald L. Havner, Jr. Mgmt Against Against
1B. Election of Trustee: Tamara Hughes Mgmt For For
Gustavson
1C. Election of Trustee: Leslie S. Heisz Mgmt For For
1D. Election of Trustee: Michelle Mgmt For For
Millstone-Shroff
1E. Election of Trustee: Shankh S. Mitra Mgmt For For
1F. Election of Trustee: David J. Neithercut Mgmt For For
1G. Election of Trustee: Rebecca Owen Mgmt For For
1H. Election of Trustee: Kristy M. Pipes Mgmt Against Against
1I. Election of Trustee: Avedick B. Poladian Mgmt For For
1J. Election of Trustee: John Reyes Mgmt For For
1K. Election of Trustee: Joseph D. Russell, Jr. Mgmt For For
1L. Election of Trustee: Tariq M. Shaukat Mgmt For For
1M. Election of Trustee: Ronald P. Spogli Mgmt For For
1N. Election of Trustee: Paul S. Williams Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of Named Executive Officers.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
4. Approval of the 2021 Equity and Mgmt For For
Performance-Based Incentive Compensation
Plan.
5. Approval of the amendment to the Mgmt For For
Declaration of Trust to eliminate
cumulative voting.
--------------------------------------------------------------------------------------------------------------------------
RENAISSANCERE HOLDINGS LTD. Agenda Number: 935353083
--------------------------------------------------------------------------------------------------------------------------
Security: G7496G103
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: RNR
ISIN: BMG7496G1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian G. J. Gray Mgmt For For
1B. Election of Director: Duncan P. Hennes Mgmt For For
1C. Election of Director: Kevin J. O'Donnell Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of the named executive
officers of RenaissanceRe Holdings Ltd. as
disclosed in the proxy statement.
3. To approve the appointment of Ernst & Young Mgmt Against Against
Ltd. as the independent registered public
accounting firm of RenaissanceRe Holdings
Ltd. for the 2021 fiscal year and to refer
the determination of the auditor's
remuneration to the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC. Agenda Number: 935380775
--------------------------------------------------------------------------------------------------------------------------
Security: 760759100
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: RSG
ISIN: US7607591002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Manuel Kadre Mgmt For For
1B. Election of Director: Tomago Collins Mgmt For For
1C. Election of Director: Michael A. Duffy Mgmt For For
1D. Election of Director: Thomas W. Handley Mgmt For For
1E. Election of Director: Jennifer M. Kirk Mgmt For For
1F. Election of Director: Michael Larson Mgmt For For
1G. Election of Director: Kim S. Pegula Mgmt For For
1H. Election of Director: James P. Snee Mgmt For For
1I. Election of Director: Brian S. Tyler Mgmt For For
1J. Election of Director: Sandra M. Volpe Mgmt For For
1K. Election of Director: Katharine B. Weymouth Mgmt For For
2. Advisory vote to approve our named Mgmt Against Against
executive officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
4. Shareholder Proposal to incorporate ESG Shr For Against
metrics into executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC. Agenda Number: 935380422
--------------------------------------------------------------------------------------------------------------------------
Security: 85208M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SFM
ISIN: US85208M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph Fortunato Mgmt For For
Lawrence P. Molloy Mgmt Withheld Against
Joseph D. O'Leary Mgmt For For
2. To vote on a non-binding advisory Mgmt For For
resolution to approve the compensation paid
to our named executive officers for fiscal
2020 ("say-on-pay").
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending January 2,
2022.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935412635
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Robert L. Edwards Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Donald R. Knauss Mgmt For For
1G. Election of Director: Christine A. Leahy Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
1K. Election of Director: Kenneth L. Salazar Mgmt For For
1L. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt Against Against
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt Against Against
basis, our executive compensation (Say on
Pay).
4. Shareholder proposal to amend the proxy Shr For Against
access bylaw to remove the shareholder
group limit.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935377437
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Christopher Bischoff
1B. Election of Director for a term of one Mgmt For For
year: Karen L. Daniel
1C. Election of Director for a term of one Mgmt For For
year: Sandra L. Fenwick
1D. Election of Director for a term of one Mgmt For For
year: William H. Frist, MD
1E. Election of Director for a term of one Mgmt For For
year: Jason Gorevic
1F. Election of Director for a term of one Mgmt For For
year: Catherine A. Jacobson
1G. Election of Director for a term of one Mgmt For For
year: Thomas G. McKinley
1H. Election of Director for a term of one Mgmt For For
year: Kenneth H. Paulus
1I. Election of Director for a term of one Mgmt For For
year: David Shedlarz
1J. Election of Director for a term of one Mgmt For For
year: Mark Douglas Smith, MD
1K. Election of Director for a term of one Mgmt For For
year: David B. Snow, Jr.
2. Approve, on an advisory basis, the Mgmt For For
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TERMINIX GLOBAL HOLDINGS INC Agenda Number: 935397720
--------------------------------------------------------------------------------------------------------------------------
Security: 88087E100
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TMX
ISIN: US88087E1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until Mgmt For For
the 2024 Annual Meeting: David J. Frear
1B. Election of Class I Director to serve until Mgmt For For
the 2024 Annual Meeting: Brett T. Ponton
1C. Election of Class I Director to serve until Mgmt For For
the 2024 Annual Meeting: Stephen J. Sedita
2. To hold a non-binding advisory vote Mgmt Against Against
approving executive compensation.
3. To hold a non-binding advisory vote on the Mgmt 1 Year For
frequency of future advisory votes
approving executive compensation.
4. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 935387402
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald E. Brown Mgmt For For
1B. Election of Director: Kermit R. Crawford Mgmt For For
1C. Election of Director: Michael L. Eskew Mgmt For For
1D. Election of Director: Richard T. Hume Mgmt For For
1E. Election of Director: Margaret M. Keane Mgmt For For
1F. Election of Director: Siddharth N. Mehta Mgmt For For
1G. Election of Director: Jacques P. Perold Mgmt For For
1H. Election of Director: Andrea Redmond Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Judith A. Sprieser Mgmt Against Against
1K. Election of Director: Perry M. Traquina Mgmt For For
1L. Election of Director: Thomas J. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of the named executives.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as Allstate's independent
registered public accountant for 2021.
4. Shareholder proposal to amend proxy access. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 935377300
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P. M. Arway Mgmt For For
J. W. Brown Mgmt For For
M. G. Buck Mgmt For For
V. L. Crawford Mgmt For For
R. M. Dutkowsky Mgmt For For
M. K. Haben Mgmt For For
J. C. Katzman Mgmt For For
M. D. Koken Mgmt For For
R. M. Malcolm Mgmt For For
A. J. Palmer Mgmt For For
J. R. Perez Mgmt For For
W. L. Schoppert Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors for 2021.
3. Approve named executive officer Mgmt For For
compensation on a non-binding advisory
basis.
--------------------------------------------------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY Agenda Number: 935244599
--------------------------------------------------------------------------------------------------------------------------
Security: 832696405
Meeting Type: Annual
Meeting Date: 19-Aug-2020
Ticker: SJM
ISIN: US8326964058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director whose term of office Mgmt For For
will expire in 2021: Susan E.
Chapman-Hughes
1B. Election of Director whose term of office Mgmt For For
will expire in 2021: Paul J. Dolan
1C. Election of Director whose term of office Mgmt For For
will expire in 2021: Jay L. Henderson
1D. Election of Director whose term of office Mgmt Against Against
will expire in 2021: Kirk L. Perry
1E. Election of Director whose term of office Mgmt For For
will expire in 2021: Sandra Pianalto
1F. Election of Director whose term of office Mgmt For For
will expire in 2021: Nancy Lopez Russell
1G. Election of Director whose term of office Mgmt For For
will expire in 2021: Alex Shumate
1H. Election of Director whose term of office Mgmt For For
will expire in 2021: Mark T. Smucker
1I. Election of Director whose term of office Mgmt For For
will expire in 2021: Richard K. Smucker
1J. Election of Director whose term of office Mgmt For For
will expire in 2021: Timothy P. Smucker
1K. Election of Director whose term of office Mgmt For For
will expire in 2021: Jodi L. Taylor
1L. Election of Director whose term of office Mgmt For For
will expire in 2021: Dawn C. Willoughby
2. Ratification of appointment of Ernst & Mgmt Against Against
Young LLP as the Company's Independent
Registered Public Accounting Firm for the
2021 fiscal year.
3. Advisory approval of the Company's Mgmt Against Against
executive compensation.
4. Approval of The J. M. Smucker Company 2020 Mgmt Against Against
Equity and Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 935432889
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nora A. Aufreiter Mgmt For For
1B. Election of Director: Kevin M. Brown Mgmt For For
1C. Election of Director: Anne Gates Mgmt For For
1D. Election of Director: Karen M. Hoguet Mgmt For For
1E. Election of Director: W. Rodney McMullen Mgmt For For
1F. Election of Director: Clyde R. Moore Mgmt For For
1G. Election of Director: Ronald L. Sargent Mgmt For For
1H. Election of Director: J. Amanda Sourry Knox Mgmt For For
1I. Election of Director: Mark S. Sutton Mgmt For For
1J. Election of Director: Ashok Vemuri Mgmt For For
2. Approval, on an advisory basis, of Kroger's Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP, Mgmt Against Against
as auditors.
4. A shareholder proposal, if properly Shr For Against
presented, to issue a report assessing the
environmental impacts of using unrecyclable
packaging for private label brands.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935264969
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 13-Oct-2020
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Francis S. Blake Mgmt For For
1B. ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For
1C. ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For
1D. ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For
1E. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1F. ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For
1G. ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For
1H. ELECTION OF DIRECTOR: W. James McNerney, Mgmt For For
Jr.
1I. ELECTION OF DIRECTOR: Nelson Peltz Mgmt For For
1J. ELECTION OF DIRECTOR: David S. Taylor Mgmt For For
1K. ELECTION OF DIRECTOR: Margaret C. Whitman Mgmt For For
1L. ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt Against Against
Registered Public Accounting Firm.
3. Advisory Vote to Approve the Company's Mgmt Against Against
Executive Compensation (the "Say on Pay"
vote).
4. Approval of The Procter & Gamble Company Mgmt For For
International Stock Ownership Plan, As
Amended and Restated.
5. Shareholder Proposal - Report on Efforts to Shr For Against
Eliminate Deforestation.
6. Shareholder Proposal - Annual Report on Shr For Against
Diversity.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935375736
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: R. Alexandra Keith Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: James C. Mullen Mgmt For For
1I. Election of Director: Lars R. Sorensen Mgmt Against Against
1J. Election of Director: Debora L. Spar Mgmt For For
1K. Election of Director: Scott M. Sperling Mgmt For For
1L. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2021.
4. A shareholder Proposal regarding special Shr For Against
Shareholder Meetings.
--------------------------------------------------------------------------------------------------------------------------
TYSON FOODS, INC. Agenda Number: 935320476
--------------------------------------------------------------------------------------------------------------------------
Security: 902494103
Meeting Type: Annual
Meeting Date: 11-Feb-2021
Ticker: TSN
ISIN: US9024941034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John H. Tyson Mgmt For For
1b. Election of Director: Les R. Baledge Mgmt For For
1c. Election of Director: Gaurdie E. Banister Mgmt For For
Jr.
1d. Election of Director: Dean Banks Mgmt For For
1e. Election of Director: Mike Beebe Mgmt For For
1f. Election of Director: Maria Claudia Borras Mgmt For For
1g. Election of Director: David J. Bronczek Mgmt For For
1h. Election of Director: Mikel A. Durham Mgmt For For
1i. Election of Director: Jonathan D. Mariner Mgmt For For
1j. Election of Director: Kevin M. McNamara Mgmt Against Against
1k. Election of Director: Cheryl S. Miller Mgmt For For
1l. Election of Director: Jeffrey K. Mgmt For For
Schomburger
1m. Election of Director: Robert Thurber Mgmt For For
1n. Election of Director: Barbara A. Tyson Mgmt For For
1o. Election of Director: Noel White Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending October 2,
2021.
3. To approve the amendment and restatement of Mgmt For For
the Tyson Foods, Inc. 2000 Stock Incentive
Plan.
4. Shareholder proposal to request a report Shr For Against
regarding human rights due diligence.
5. Shareholder proposal regarding share Shr For Against
voting.
6. Shareholder proposal to request a report Shr For Against
disclosing the policy and procedures,
expenditures, and other activities related
to lobbying and grassroots lobbying
communications.
--------------------------------------------------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION Agenda Number: 935430291
--------------------------------------------------------------------------------------------------------------------------
Security: 91307C102
Meeting Type: Annual
Meeting Date: 25-Jun-2021
Ticker: UTHR
ISIN: US91307C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Katherine Klein Mgmt For For
1B. Election of Director: Ray Kurzweil Mgmt Against Against
1C. Election of Director: Linda Maxwell Mgmt For For
1D. Election of Director: Martine Rothblatt Mgmt For For
1E. Election of Director: Louis Sullivan Mgmt Against Against
2. Advisory resolution to approve executive Mgmt Against Against
compensation.
3. Approval of the amendment and restatement Mgmt For For
of the United Therapeutics Corporation
Amended and Restated 2015 Stock Incentive
Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935364846
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Roxanne S. Austin Mgmt For For
1c. Election of Director: Mark T. Bertolini Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt Against Against
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2 Advisory Vote to Approve Executive Mgmt For For
Compensation
3 Ratification of Appointment of Independent Mgmt Against Against
Registered Public Accounting Firm
4 Shareholder Action by Written Consent Shr Against For
5 Amend Clawback Policy Shr For Against
6 Shareholder Ratification of Annual Equity Shr For Against
Awards
--------------------------------------------------------------------------------------------------------------------------
VIRTU FINANCIAL INC Agenda Number: 935404525
--------------------------------------------------------------------------------------------------------------------------
Security: 928254101
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: VIRT
ISIN: US9282541013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Virginia Gambale Mgmt For For
John D. Nixon Mgmt Withheld Against
David J. Urban Mgmt For For
Michael T. Viola Mgmt Withheld Against
2. Advisory Vote to Approve Compensation of Mgmt Against Against
Named Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935404866
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cesar Conde Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Sarah J. Friar Mgmt For For
1D. Election of Director: Carla A. Harris Mgmt Against Against
1E. Election of Director: Thomas W. Horton Mgmt For For
1F. Election of Director: Marissa A. Mayer Mgmt For For
1G. Election of Director: C. Douglas McMillon Mgmt For For
1H. Election of Director: Gregory B. Penner Mgmt For For
1I. Election of Director: Steven S Reinemund Mgmt For For
1J. Election of Director: Randall L. Stephenson Mgmt For For
1K. Election of Director: S. Robson Walton Mgmt For For
1L. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Ernst & Young LLP as Mgmt Against Against
Independent Accountants.
4. Report on Refrigerants Released from Shr Against For
Operations.
5. Report on Lobbying Disclosures. Shr For Against
6. Report on Alignment of Racial Justice Goals Shr For Against
and Starting Wages.
7. Create a Pandemic Workforce Advisory Shr For Against
Council.
8. Report on Statement of the Purpose of a Shr Against For
Corporation.
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 935369199
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James C. Fish, Jr. Mgmt For For
1B. Election of Director: Andres R. Gluski Mgmt For For
1C. Election of Director: Victoria M. Holt Mgmt For For
1D. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1E. Election of Director: Sean E. Menke Mgmt For For
1F. Election of Director: William B. Plummer Mgmt For For
1G. Election of Director: John C. Pope Mgmt For For
1H. Election of Director: Maryrose T. Sylvester Mgmt For For
1I. Election of Director: Thomas H. Weidemeyer Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for 2021.
3. Non-binding, advisory proposal to approve Mgmt Against Against
our executive compensation.
--------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda Number: 935380321
--------------------------------------------------------------------------------------------------------------------------
Security: 98389B100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: XEL
ISIN: US98389B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lynn Casey Mgmt For For
1B. Election of Director: Ben Fowke Mgmt For For
1C. Election of Director: Robert Frenzel Mgmt For For
1D. Election of Director: Netha Johnson Mgmt For For
1E. Election of Director: Patricia Kampling Mgmt For For
1F. Election of Director: George Kehl Mgmt For For
1G. Election of Director: Richard O'Brien Mgmt For For
1H. Election of Director: Charles Pardee Mgmt For For
1I. Election of Director: Christopher Mgmt For For
Policinski
1J. Election of Director: James Prokopanko Mgmt Against Against
1K. Election of Director: David Westerlund Mgmt For For
1L. Election of Director: Kim Williams Mgmt For For
1M. Election of Director: Timothy Wolf Mgmt For For
1N. Election of Director: Daniel Yohannes Mgmt For For
2. Company proposal to approve, on an advisory Mgmt Against Against
basis, executive compensation.
3. Company proposal to ratify the appointment Mgmt For For
of Deloitte & Touche LLP as Xcel Energy
Inc.'s independent registered public
accounting firm for 2021.
4. Shareholder proposal regarding a report on Shr Against For
the costs and benefits of Xcel Energy's
voluntary climate-related activities.
--------------------------------------------------------------------------------------------------------------------------
ZOETIS INC. Agenda Number: 935383252
--------------------------------------------------------------------------------------------------------------------------
Security: 98978V103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: ZTS
ISIN: US98978V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sanjay Khosla Mgmt For For
1B. Election of Director: Antoinette R. Mgmt For For
Leatherberry
1C. Election of Director: Willie M. Reed Mgmt For For
1D. Election of Director: Linda Rhodes Mgmt For For
2. Advisory vote to approve our executive Mgmt Against Against
compensation (Say on Pay).
3. Ratification of appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
4. Shareholder proposal regarding simple Shr For Against
majority vote.
BMO Mid-Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
2U, INC. Agenda Number: 935404222
--------------------------------------------------------------------------------------------------------------------------
Security: 90214J101
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: TWOU
ISIN: US90214J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul A. Maeder Mgmt Withheld Against
Christopher J. Paucek Mgmt For For
Gregory K. Peters Mgmt Withheld Against
Robert M. Stavis Mgmt Withheld Against
2. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of the Company's Named
Executive Officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2021 fiscal
year.
4. Stockholder proposal to elect each director Shr For
annually, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
ABIOMED, INC. Agenda Number: 935242761
--------------------------------------------------------------------------------------------------------------------------
Security: 003654100
Meeting Type: Annual
Meeting Date: 12-Aug-2020
Ticker: ABMD
ISIN: US0036541003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dorothy E. Puhy Mgmt Withheld Against
Paul G. Thomas Mgmt For For
C.D. Van Gorder Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt Against Against
the compensation of our named executive
officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BIO-TECHNE CORP Agenda Number: 935270570
--------------------------------------------------------------------------------------------------------------------------
Security: 09073M104
Meeting Type: Annual
Meeting Date: 29-Oct-2020
Ticker: TECH
ISIN: US09073M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To set the number of Directors at nine. Mgmt For For
2A. Election of Director: Robert V. Baumgartner Mgmt Against Against
2B. Election of Director: Julie L. Bushman Mgmt For For
2C. Election of Director: John L. Higgins Mgmt For For
2D. Election of Director: Joseph D. Keegan Mgmt For For
2E. Election of Director: Charles R. Kummeth Mgmt For For
2F. Election of Director: Roeland Nusse Mgmt For For
2G. Election of Director: Alpna Seth Mgmt For For
2H. Election of Director: Randolph Steer Mgmt Against Against
2I. Election of Director: Rupert Vessey Mgmt For For
3. Cast a non-binding vote on named executive Mgmt For For
officer compensation.
4. Approve an amendment and restatement to the Mgmt For For
Company's Second Amended and Restated 2010
Equity Incentive Plan to allocate 1,300,000
additional shares to the Plan reserve and
to make certain additional amendments.
5. Ratify the appointment of the Company's Mgmt For For
independent registered public accounting
firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC. Agenda Number: 935385357
--------------------------------------------------------------------------------------------------------------------------
Security: 09061G101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: BMRN
ISIN: US09061G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jean-Jacques Bienaime Mgmt For For
Elizabeth M. Anderson Mgmt For For
Willard Dere Mgmt For For
Michael Grey Mgmt Withheld Against
Elaine J. Heron Mgmt Withheld Against
Maykin Ho Mgmt For For
Robert J. Hombach Mgmt For For
V. Bryan Lawlis Mgmt Withheld Against
Richard A. Meier Mgmt Withheld Against
David E.I. Pyott Mgmt For For
Dennis J. Slamon Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
independent registered public accounting
firm for BioMarin for the fiscal year
ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's Named
Executive Officers as disclosed in the
Proxy Statement.
4. To approve an amendment to the 2017 Equity Mgmt For For
Incentive Plan, as amended.
--------------------------------------------------------------------------------------------------------------------------
BRUKER CORPORATION Agenda Number: 935403004
--------------------------------------------------------------------------------------------------------------------------
Security: 116794108
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: BRKR
ISIN: US1167941087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William A. Linton Ph.D. Mgmt Withheld Against
Adelene Q. Perkins Mgmt Withheld Against
Robert Rosenthal, Ph.D. Mgmt Withheld Against
2. Approval on an advisory basis of the 2020 Mgmt Against Against
compensation of our named executive
officers, as discussed in the Proxy
Statement.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CACI INTERNATIONAL INC Agenda Number: 935274198
--------------------------------------------------------------------------------------------------------------------------
Security: 127190304
Meeting Type: Annual
Meeting Date: 12-Nov-2020
Ticker: CACI
ISIN: US1271903049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Daniels Mgmt For For
1B. Election of Director: Susan M. Gordon Mgmt For For
1C. Election of Director: William L. Jews Mgmt For For
1D. Election of Director: Gregory G. Johnson Mgmt Against Against
1E. Election of Director: J. Phillip London Mgmt For For
1F. Election of Director: John S. Mengucci Mgmt For For
1G. Election of Director: James L. Pavitt Mgmt For For
1H. Election of Director: Warren R. Phillips Mgmt Against Against
1I. Election of Director: Debora A. Plunkett Mgmt For For
1J. Election of Director: Charles P. Revoile Mgmt Against Against
1K. Election of Director: William S. Wallace Mgmt For For
2. To approve on a non-binding, advisory basis Mgmt For For
the compensation of our named executive
officers.
3. To approve an amendment of the Company's Mgmt For For
2016 Amended and Restated Incentive
Compensation Plan to authorize an
additional 1,200,000 shares for issuance.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC. Agenda Number: 935363375
--------------------------------------------------------------------------------------------------------------------------
Security: 127387108
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: CDNS
ISIN: US1273871087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Mark W. Adams Mgmt Against Against
1B Election of Director: Ita Brennan Mgmt For For
1C Election of Director: Lewis Chew Mgmt For For
1D Election of Director: Julia Liuson Mgmt For For
1E Election of Director: James D. Plummer Mgmt Against Against
1F Election of Director: Alberto Mgmt Against Against
Sangiovanni-Vincentelli
1G Election of Director: John B. Shoven Mgmt Against Against
1H Election of Director: Young K. Sohn Mgmt For For
1I Election of Director: Lip-Bu Tan Mgmt For For
2. Advisory resolution to approve named Mgmt Against Against
executive officer compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Cadence for its fiscal year ending
January 1, 2022.
4. Stockholder proposal regarding written Shr Against For
consent.
--------------------------------------------------------------------------------------------------------------------------
CDW CORP Agenda Number: 935380307
--------------------------------------------------------------------------------------------------------------------------
Security: 12514G108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CDW
ISIN: US12514G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Virginia C.
Addicott
1B. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: James A. Bell
1C. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Lynda M. Clarizio
1D. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Paul J. Finnegan
1E. Election of Director for a term to Expire Mgmt Against Against
at 2022 Annual Meeting: Anthony R. Foxx
1F. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Christine A. Leahy
1G. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Sanjay Mehrotra
1H. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: David W. Nelms
1I. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Joseph R. Swedish
1J. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Donna F. Zarcone
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
4. To approve the amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the supermajority voting requirement in
Article Eleven and to make certain
non-substantive changes.
5. To approve the amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the obsolete competition and corporate
opportunity provision.
6. To approve the CDW Corporation 2021 Mgmt For For
Long-Term Incentive Plan.
7. To approve the amendment to the CDW Mgmt For For
Corporation Coworker Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
CHEGG, INC. Agenda Number: 935389848
--------------------------------------------------------------------------------------------------------------------------
Security: 163092109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CHGG
ISIN: US1630921096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marne Levine Mgmt For For
Richard Sarnoff Mgmt Withheld Against
Paul LeBlanc Mgmt For For
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CHEMED CORPORATION Agenda Number: 935393481
--------------------------------------------------------------------------------------------------------------------------
Security: 16359R103
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: CHE
ISIN: US16359R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin J. McNamara Mgmt For For
1B. Election of Director: Ron DeLyons Mgmt For For
1C. Election of Director: Joel F. Gemunder Mgmt Against Against
1D. Election of Director: Patrick P. Grace Mgmt Against Against
1E. Election of Director: Christopher J. Heaney Mgmt For For
1F. Election of Director: Thomas C. Hutton Mgmt For For
1G. Election of Director: Andrea R. Lindell Mgmt Against Against
1H. Election of Director: Thomas P. Rice Mgmt For For
1I. Election of Director: Donald E. Saunders Mgmt Against Against
1J. Election of Director: George J. Walsh III Mgmt Against Against
2. Ratification of Audit Committee's selection Mgmt Against Against
of PricewaterhouseCoopers LLP as
independent accountants for 2021.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
4. Stockholder proposal requesting a Shr For Against
semi-annual report on (a) the Company's
policies on political spending, and (b)
political contributions made.
--------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION Agenda Number: 935335352
--------------------------------------------------------------------------------------------------------------------------
Security: 171779309
Meeting Type: Annual
Meeting Date: 01-Apr-2021
Ticker: CIEN
ISIN: US1717793095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Hassan M. Mgmt For For
Ahmed, Ph.D.
1B. Election of Class III Director: Bruce L. Mgmt Against Against
Claflin
1C. Election of Class III Director: T. Michael Mgmt For For
Nevens
1D. Election of Class III Director: Patrick T. Mgmt For For
Gallagher
2. Approval of the amendment and restatement Mgmt For For
of our Employee Stock Purchase Plan to (a)
extend the term thereof to April 1, 2031,
(b) increase the number of shares available
for issuance thereunder by 8.7 million
shares, (c) eliminate the evergreen
mechanism thereunder, and (d) make such
other changes described in the proxy
materials.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal 2021.
4. Advisory vote on our named executive Mgmt Against Against
officer compensation, as described in the
proxy materials.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 935404703
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan S. McKim Mgmt For For
John T. Preston Mgmt Withheld Against
2. To approve an advisory vote on the Mgmt Against Against
Company's executive compensation.
3. To approve the Company's Amended and Mgmt For For
Restated Management Incentive Plan.
4. To ratify the selection by the Audit Mgmt For For
Committee of the Company's Board of
Directors of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the current fiscal
year.
5. To ratify, on an advisory basis, an Mgmt Against Against
exclusive forum amendment to the Company's
By-Laws.
--------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP, INC. Agenda Number: 935407684
--------------------------------------------------------------------------------------------------------------------------
Security: 22160N109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CSGP
ISIN: US22160N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Michael R. Klein Mgmt Against Against
1B. Election of director: Andrew C. Florance Mgmt For For
1C. Election of director: Laura Cox Kaplan Mgmt For For
1D. Election of director: Michael J. Glosserman Mgmt Against Against
1E. Election of director: John W. Hill Mgmt For For
1F. Election of director: Robert W. Musslewhite Mgmt For For
1G. Election of director: Christopher J. Mgmt Against Against
Nassetta
1H. Election of director: Louise S. Sams Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt Against Against
& Young LLP as the Company's independent
registered public accounting firm for 2021.
3. Proposal to approve, on an advisory basis, Mgmt Against Against
the Company's executive compensation.
4. Proposal to approve the adoption of the Mgmt For For
Company's Fourth Amended and Restated
Certificate of Incorporation to increase
the total number of shares of common stock
that the Company is authorized to issue
from 60,000,000 to 1,200,000,000 and
correspondingly increase the total number
of shares of capital stock that the Company
is authorized to issue from 62,000,000 to
1,202,000,000.
5. Proposal to approve the amendment and Mgmt For For
restatement of the CoStar Employee Stock
Purchase Plan to increase the number of
shares authorized for issuance thereunder.
6. Stockholder proposal regarding simple Shr For Against
majority vote, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 935361662
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Election of Director: N. Thomas Linebarger Mgmt For For
2) Election of Director: Robert J. Bernhard Mgmt Against Against
3) Election of Director: Dr. Franklin R. Chang Mgmt For For
Diaz
4) Election of Director: Bruno V. Di Leo Allen Mgmt For For
5) Election of Director: Stephen B. Dobbs Mgmt For For
6) Election of Director: Carla A. Harris Mgmt Against Against
7) Election of Director: Robert K. Herdman Mgmt Against Against
8) Election of Director: Alexis M. Herman Mgmt Against Against
9) Election of Director: Thomas J. Lynch Mgmt For For
10) Election of Director: William I. Miller Mgmt Against Against
11) Election of Director: Georgia R. Nelson Mgmt Against Against
12) Election of Director: Kimberly A. Nelson Mgmt For For
13) Election of Director: Karen H. Quintos Mgmt For For
14) Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers as
disclosed in the proxy statement.
15) Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our auditors
for 2021.
16) The shareholder proposal regarding Shr For Against
professional services allowance for our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION Agenda Number: 935252635
--------------------------------------------------------------------------------------------------------------------------
Security: 243537107
Meeting Type: Annual
Meeting Date: 11-Sep-2020
Ticker: DECK
ISIN: US2435371073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael F. Devine, III Mgmt For For
Nelson C. Chan Mgmt For For
Cynthia (Cindy) L Davis Mgmt For For
Juan R. Figuereo Mgmt For For
Victor Luis Mgmt For For
Dave Powers Mgmt For For
Lauri M. Shanahan Mgmt For For
Brian A. Spaly Mgmt For For
Bonita C. Stewart Mgmt Withheld Against
2. To ratify the selection of KPMG LLP as our Mgmt Against Against
independent registered public accounting
firm for fiscal year 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our Named
Executive Officers, as disclosed in the
Compensation Discussion and Analysis
section of the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
DOLBY LABORATORIES, INC. Agenda Number: 935317506
--------------------------------------------------------------------------------------------------------------------------
Security: 25659T107
Meeting Type: Annual
Meeting Date: 02-Feb-2021
Ticker: DLB
ISIN: US25659T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin Yeaman Mgmt For For
Peter Gotcher Mgmt For For
Micheline Chau Mgmt For For
David Dolby Mgmt For For
Simon Segars Mgmt For For
Roger Siboni Mgmt Withheld Against
Anjali Sud Mgmt For For
Avadis Tevanian, Jr. Mgmt For For
2. An advisory vote to approve Named Executive Mgmt Against Against
Officer compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending September 24, 2021.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 935408509
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DLTR
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Arnold S. Barron Mgmt For For
1B. Election of Director: Gregory M. Bridgeford Mgmt For For
1C. Election of Director: Thomas W. Dickson Mgmt For For
1D. Election of Director: Lemuel E. Lewis Mgmt For For
1E. Election of Director: Jeffrey G. Naylor Mgmt For For
1F. Election of Director: Winnie Y. Park Mgmt For For
1G. Election of Director: Bob Sasser Mgmt For For
1H. Election of Director: Stephanie P. Stahl Mgmt For For
1I. Election of Director: Carrie A. Wheeler Mgmt Against Against
1J. Election of Director: Thomas E. Whiddon Mgmt For For
1K. Election of Director: Michael A. Witynski Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt Against Against
the compensation of the Company's named
executive officers.
3. To ratify the selection of KPMG LLP as the Mgmt Against Against
Company's independent registered public
accounting firm for the fiscal year 2021.
4. To approve the Company's 2021 Omnibus Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
DROPBOX INC Agenda Number: 935374847
--------------------------------------------------------------------------------------------------------------------------
Security: 26210C104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: DBX
ISIN: US26210C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew W. Houston Mgmt For For
Donald W. Blair Mgmt For For
Lisa Campbell Mgmt Withheld Against
Paul E. Jacobs Mgmt Withheld Against
Robert J. Mylod, Jr. Mgmt Withheld Against
Karen Peacock Mgmt For For
Michael Seibel Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
EPAM SYSTEMS, INC. Agenda Number: 935416948
--------------------------------------------------------------------------------------------------------------------------
Security: 29414B104
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: EPAM
ISIN: US29414B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to hold Mgmt For For
office for a three year term: Arkadiy
Dobkin
1B. Election of Class III Director to hold Mgmt For For
office for a three year term: Robert E.
Segert
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. To approve, on an advisory and non-binding Mgmt Against Against
basis, the compensation for our named
executive officers as disclosed in this
Proxy Statement.
4. To approve, on an advisory and non-binding Mgmt 1 Year For
basis, the frequency in which future
advisory votes on the compensation for our
named executive officers will occur.
5. To approve the EPAM Systems, Inc. 2021 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
EQUITY LIFESTYLE PROPERTIES, INC. Agenda Number: 935348145
--------------------------------------------------------------------------------------------------------------------------
Security: 29472R108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: ELS
ISIN: US29472R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Berkenfield Mgmt For For
Derrick Burks Mgmt For For
Philip Calian Mgmt Withheld Against
David Contis Mgmt For For
Constance Freedman Mgmt For For
Thomas Heneghan Mgmt Withheld Against
Marguerite Nader Mgmt For For
Scott Peppet Mgmt For For
Sheli Rosenberg Mgmt Withheld Against
Samuel Zell Mgmt Withheld Against
2. Ratification of the selection of Ernst & Mgmt Against Against
Young LLP as the Company's Independent
Registered Public Accounting Firm for 2021.
3. Approval on a non-binding, advisory basis Mgmt Against Against
of our executive compensation as disclosed
in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
EXELIXIS, INC. Agenda Number: 935398405
--------------------------------------------------------------------------------------------------------------------------
Security: 30161Q104
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: EXEL
ISIN: US30161Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles Cohen, Ph.D. Mgmt Against Against
1B. Election of Director: Carl B. Feldbaum, Mgmt Against Against
Esq.
1C. Election of Director: Maria C. Freire, Mgmt For For
Ph.D.
1D. Election of Director: Alan M. Garber, M.D., Mgmt Against Against
Ph.D.
1E. Election of Director: Vincent T. Marchesi, Mgmt Against Against
M.D., Ph.D.
1F. Election of Director: Michael M. Morrissey, Mgmt For For
Ph.D.
1G. Election of Director: Stelios Papadopoulos, Mgmt Against Against
Ph.D.
1H. Election of Director: George Poste, DVM, Mgmt Against Against
Ph.D., FRS
1I. Election of Director: Julie Anne Smith Mgmt For For
1J. Election of Director: Lance Willsey, M.D. Mgmt Against Against
1K. Election of Director: Jack L. Wyszomierski Mgmt Against Against
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as Exelixis' independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Exelixis' named executive
officers, as disclosed in the accompanying
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
FIRST INDUSTRIAL REALTY TRUST, INC. Agenda Number: 935388024
--------------------------------------------------------------------------------------------------------------------------
Security: 32054K103
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: FR
ISIN: US32054K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director term expires in 2022: Mgmt For For
Peter E. Baccile
1.2 Election of Director term expires in 2022: Mgmt For For
Teresa B. Bazemore
1.3 Election of Director term expires in 2022: Mgmt For For
Matthew S. Dominski
1.4 Election of Director term expires in 2022: Mgmt For For
H. Patrick Hackett, Jr.
1.5 Election of Director term expires in 2022: Mgmt For For
Denise A. Olsen
1.6 Election of Director term expires in 2022: Mgmt Against Against
John E. Rau
1.7 Election of Director term expires in 2022: Mgmt For For
Marcus L. Smith
2. To approve, on an advisory (i.e. Mgmt Against Against
non-binding) basis, the compensation of the
Company's named executive officers as
disclosed in the Proxy Statement for the
2021 Annual Meeting.
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS HOME & SECURITY, INC. Agenda Number: 935352473
--------------------------------------------------------------------------------------------------------------------------
Security: 34964C106
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: FBHS
ISIN: US34964C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Ann F. Mgmt For For
Hackett
1B. Election of Class I Director: John G. Mgmt For For
Morikis
1C. Election of Class I Director: Jeffery S. Mgmt For For
Perry
1D. Election of Class I Director: Ronald V. Mgmt Against Against
Waters, III
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2021.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
GENERAC HOLDINGS INC. Agenda Number: 935423222
--------------------------------------------------------------------------------------------------------------------------
Security: 368736104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: GNRC
ISIN: US3687361044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert D. Dixon Mgmt Withheld Against
David A. Ramon Mgmt For For
William D. Jenkins, Jr. Mgmt For For
Kathryn V. Roedel Mgmt For For
2. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
3. Advisory vote on the non-binding Mgmt Against Against
"say-on-pay" resolution to approve the
compensation of our executive officers.
--------------------------------------------------------------------------------------------------------------------------
GENPACT LIMITED Agenda Number: 935364024
--------------------------------------------------------------------------------------------------------------------------
Security: G3922B107
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: G
ISIN: BMG3922B1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N.V. Tyagarajan Mgmt For For
1B. Election of Director: James Madden Mgmt Against Against
1C. Election of Director: Ajay Agrawal Mgmt For For
1D. Election of Director: Stacey Cartwright Mgmt For For
1E. Election of Director: Laura Conigliaro Mgmt For For
1F. Election of Director: Tamara Franklin Mgmt For For
1G. Election of Director: Carol Lindstrom Mgmt For For
1H. Election of Director: CeCelia Morken Mgmt For For
1I. Election of Director: Mark Nunnelly Mgmt For For
1J. Election of Director: Brian Stevens Mgmt For For
1K. Election of Director: Mark Verdi Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To approve the appointment of KPMG as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GODADDY INC. Agenda Number: 935402646
--------------------------------------------------------------------------------------------------------------------------
Security: 380237107
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GDDY
ISIN: US3802371076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Herald Y. Chen Mgmt Withheld Against
Brian H. Sharples Mgmt Withheld Against
Leah Sweet Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. To approve named executive officer Mgmt Against Against
compensation in a non-binding advisory
vote.
--------------------------------------------------------------------------------------------------------------------------
GUIDEWIRE SOFTWARE, INC. Agenda Number: 935299429
--------------------------------------------------------------------------------------------------------------------------
Security: 40171V100
Meeting Type: Annual
Meeting Date: 15-Dec-2020
Ticker: GWRE
ISIN: US40171V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew Brown Mgmt For For
1b. Election of Director: Margaret Dillon Mgmt For For
1c. Election of Director: Michael Keller Mgmt For For
1d. Election of Director: Catherine P. Lego Mgmt For For
1e. Election of Director: Mike Rosenbaum Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
July 31, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future non-binding, advisory
votes to approve the compensation of the
Company's named executive officers.
5. To approve the Guidewire Software, Inc. Mgmt Against Against
2020 Stock Plan.
6. To consider a stockholder proposal Shr For For
regarding adoption of a simple majority
voting standard in the Company's
Certificate of Incorporation and Bylaws for
all actions that require a vote by
stockholders, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
HAEMONETICS CORPORATION Agenda Number: 935229725
--------------------------------------------------------------------------------------------------------------------------
Security: 405024100
Meeting Type: Annual
Meeting Date: 21-Jul-2020
Ticker: HAE
ISIN: US4050241003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher A. Simon Mgmt For For
Robert E. Abernathy Mgmt For For
Michael J. Coyle Mgmt For For
Charles J. Dockendorff Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
April 3, 2021.
--------------------------------------------------------------------------------------------------------------------------
HORIZON THERAPEUTICS PLC Agenda Number: 935347282
--------------------------------------------------------------------------------------------------------------------------
Security: G46188101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: HZNP
ISIN: IE00BQPVQZ61
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: William F. Mgmt For For
Daniel
1B. Election of Class I Director: H. Thomas Mgmt Against Against
Watkins
1C. Election of Class I Director: Pascale Witz Mgmt For For
2. Approval of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021 and authorization of the Audit
Committee to determine the auditors'
remuneration.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
4. Authorization for us and/or any of our Mgmt For For
subsidiaries to make market purchases or
overseas market purchases of our ordinary
shares.
5. Approval of the Amended and Restated 2020 Mgmt Against Against
Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
HUBSPOT, INC. Agenda Number: 935406341
--------------------------------------------------------------------------------------------------------------------------
Security: 443573100
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: HUBS
ISIN: US4435731009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Brian
Halligan
1B. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Ron Gill
1C. Election of Class I Director to hold office Mgmt Against Against
until the 2024 Annual Meeting: Jill Ward
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Non-binding advisory vote to approve the Mgmt Against Against
compensation of the Company's Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ICU MEDICAL, INC. Agenda Number: 935383276
--------------------------------------------------------------------------------------------------------------------------
Security: 44930G107
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: ICUI
ISIN: US44930G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vivek Jain Mgmt For For
George A. Lopez, M.D. Mgmt For For
Robert S. Swinney, M.D. Mgmt Withheld Against
David C. Greenberg Mgmt Withheld Against
Elisha W. Finney Mgmt For For
David F. Hoffmeister Mgmt For For
Donald M. Abbey Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as auditors for the Company for
the year ending December 31, 2021.
3. To approve named executive officer Mgmt For For
compensation on an advisory basis.
--------------------------------------------------------------------------------------------------------------------------
IDEXX LABORATORIES, INC. Agenda Number: 935370508
--------------------------------------------------------------------------------------------------------------------------
Security: 45168D104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: IDXX
ISIN: US45168D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce L. Claflin Mgmt For For
1B. Election of Director: Asha S. Collins, PhD Mgmt For For
1C. Election of Director: Daniel M. Junius Mgmt For For
1D. Election of Director: Sam Samad Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm. To
ratify the selection of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the current fiscal year (Proposal
Two).
3. Advisory Vote on Executive Compensation. To Mgmt Against Against
approve a nonbinding advisory resolution on
the Company's executive compensation
(Proposal Three).
--------------------------------------------------------------------------------------------------------------------------
IONIS PHARMACEUTICALS, INC. Agenda Number: 935403977
--------------------------------------------------------------------------------------------------------------------------
Security: 462222100
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: IONS
ISIN: US4622221004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brett Monia Mgmt For For
Frederick Muto Mgmt Withheld Against
Peter Reikes Mgmt For For
2. To approve an amendment of the Ionis Mgmt For For
Pharmaceuticals, Inc. 2011 Equity Incentive
Plan to, among other things, increase the
aggregate number of shares of common stock
authorized for issuance under such plan by
6,700,000 shares to an aggregate of
29,700,000 shares and add a fungible share
counting ratio.
3. To approve, by non-binding vote, executive Mgmt Against Against
compensation.
4. Ratify the Audit Committee's selection of Mgmt Against Against
Ernst & Young LLP as independent auditors
for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
ITT INC. Agenda Number: 935380357
--------------------------------------------------------------------------------------------------------------------------
Security: 45073V108
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ITT
ISIN: US45073V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Orlando D. Ashford Mgmt For For
1B. Election of Director: Geraud Darnis Mgmt For For
1C. Election of Director: Donald DeFosset, Jr. Mgmt For For
1D. Election of Director: Nicholas C. Mgmt For For
Fanandakis
1E. Election of Director: Richard P. Lavin Mgmt For For
1F. Election of Director: Mario Longhi Mgmt Abstain Against
1G. Election of Director: Rebecca A. McDonald Mgmt For For
1H. Election of Director: Timothy H. Powers Mgmt For For
1I. Election of Director: Luca Savi Mgmt For For
1J. Election of Director: Cheryl L. Shavers Mgmt For For
1K. Election of Director: Sabrina Soussan Mgmt Against Against
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
the 2021 fiscal year.
3. Approval of an advisory vote on executive Mgmt Against Against
compensation.
4. A shareholder proposal regarding special Shr For Against
shareholder meetings.
--------------------------------------------------------------------------------------------------------------------------
JAZZ PHARMACEUTICALS PLC Agenda Number: 935239144
--------------------------------------------------------------------------------------------------------------------------
Security: G50871105
Meeting Type: Annual
Meeting Date: 30-Jul-2020
Ticker: JAZZ
ISIN: IE00B4Q5ZN47
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce C. Cozadd Mgmt For For
1B. Election of Director: Heather Ann McSharry Mgmt For For
1C. Election of Director: Anne O'Riordan Mgmt For For
1D. Election of Director: Rick E Winningham Mgmt For For
2. To ratify, on a non-binding advisory basis, Mgmt For For
the appointment of KPMG as the independent
auditors of Jazz Pharmaceuticals plc for
the fiscal year ending December 31, 2020
and to authorize, in a binding vote, the
board of directors, acting through the
audit committee, to determine the auditors'
remuneration.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of Jazz
Pharmaceuticals plc's named executive
officers as disclosed in the proxy
statement.
4. To approve an amendment and restatement of Mgmt Against Against
Jazz Pharmaceuticals plc's Amended and
Restated 2007 Non-Employee Directors Stock
Award Plan in order to, among other things,
increase the number of ordinary shares
authorized for issuance by 500,000 shares.
5. To approve a capital reduction and creation Mgmt For For
of distributable reserves under Irish law.
--------------------------------------------------------------------------------------------------------------------------
KEYSIGHT TECHNOLOGIES, INC. Agenda Number: 935329361
--------------------------------------------------------------------------------------------------------------------------
Security: 49338L103
Meeting Type: Annual
Meeting Date: 18-Mar-2021
Ticker: KEYS
ISIN: US49338L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ronald S. Nersesian Mgmt For For
1.2 Election of Director: Charles J. Mgmt For For
Dockendorff
1.3 Election of Director: Robert A. Rango Mgmt For For
2. To ratify the Audit and Finance Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Keysight's independent registered public
accounting firm.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of Keysight's named
executive officers.
4. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of the stockholder
vote on the compensation of Keysight's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
KLA CORPORATION Agenda Number: 935275176
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 04-Nov-2020
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt Against Against
Edward Barnholt
1B. Election of Director for a one-year term: Mgmt Against Against
Robert Calderoni
1C. Election of Director for a one-year term: Mgmt For For
Jeneanne Hanley
1D. Election of Director for a one-year term: Mgmt For For
Emiko Higashi
1E. Election of Director for a one-year term: Mgmt Against Against
Kevin Kennedy
1F. Election of Director for a one-year term: Mgmt For For
Gary Moore
1G. Election of Director for a one-year term: Mgmt Against Against
Marie Myers
1H. Election of Director for a one-year term: Mgmt For For
Kiran Patel
1I. Election of Director for a one-year term: Mgmt For For
Victor Peng
1J. Election of Director for a one-year term: Mgmt For For
Robert Rango
1K. Election of Director for a one-year term: Mgmt For For
Richard Wallace
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
3. Approval on a non-binding, advisory basis Mgmt Against Against
of our named executive officer
compensation.
4. Stockholder proposal regarding proxy Shr For Against
access, if properly submitted at the Annual
Meeting.
--------------------------------------------------------------------------------------------------------------------------
LHC GROUP, INC. Agenda Number: 935408547
--------------------------------------------------------------------------------------------------------------------------
Security: 50187A107
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: LHCG
ISIN: US50187A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keith G. Myers Mgmt For For
Ronald T. Nixon Mgmt Withheld Against
W. Earl Reed III Mgmt For For
2. To adopt, on an advisory basis, a Mgmt Against Against
resolution approving the compensation of
our named executive officers.
3. The ratification of the selection of KPMG Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC. Agenda Number: 935357524
--------------------------------------------------------------------------------------------------------------------------
Security: 50212V100
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: LPLA
ISIN: US50212V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dan H. Arnold Mgmt For For
1B. Election of Director: Edward C. Bernard Mgmt For For
1C. Election of Director: H. Paulett Eberhart Mgmt For For
1D. Election of Director: William F. Glavin, Mgmt For For
Jr.
1E. Election of Director: Allison H. Mnookin Mgmt For For
1F. Election of Director: Anne M. Mulcahy Mgmt For For
1G. Election of Director: James S. Putnam Mgmt Against Against
1H. Election of Director: Richard P. Schifter Mgmt For For
1I. Election of Director: Corey E. Thomas Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approve, in an advisory vote, the Mgmt Against Against
compensation paid to the Company's named
executive officers.
4. Approve the LPL Financial Holdings Inc. Mgmt Against Against
2021 Omnibus Equity Incentive Plan.
5. Approve the LPL Financial Holdings Inc. Mgmt For For
2021 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 935369846
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rajeev Batra Mgmt For For
Gerald G. Colella Mgmt For For
Elizabeth A. Mora Mgmt For For
2. The approval, on an advisory basis, of Mgmt Against Against
executive compensation.
3. The ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC. Agenda Number: 935349452
--------------------------------------------------------------------------------------------------------------------------
Security: 60855R100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: MOH
ISIN: US60855R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt Against Against
the 2022 Annual Meeting: Daniel Cooperman
(Class I)
1B. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Stephen H.
Lockhart (Class I)
1C. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Richard M.
Schapiro (Class I)
1D. Election of Director to hold office until Mgmt Against Against
the 2022 Annual Meeting: Ronna E. Romney
(Class III)
1E. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Dale B. Wolf
(Class III)
1F. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Joseph M.
Zubretsky (Class III)
2. To consider and approve, on a non-binding, Mgmt For For
advisory basis, the compensation of our
named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 935363274
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for One-Year Term: Mgmt For For
Gregory Q. Brown
1B. Election of Director for One-Year Term: Mgmt For For
Kenneth D. Denman
1C. Election of Director for One-Year Term: Mgmt Against Against
Egon P. Durban
1D. Election of Director for One-Year Term: Mgmt For For
Clayton M. Jones
1E. Election of Director for One-Year Term: Mgmt For For
Judy C. Lewent
1F. Election of Director for One-Year Term: Mgmt Against Against
Gregory K. Mondre
1G. Election of Director for One-Year Term: Mgmt For For
Joseph M. Tucci
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for 2021.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MSCI INC. Agenda Number: 935348006
--------------------------------------------------------------------------------------------------------------------------
Security: 55354G100
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: MSCI
ISIN: US55354G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Henry A. Fernandez Mgmt For For
1B. Election of Director: Robert G. Ashe Mgmt For For
1C. Election of Director: Wayne Edmunds Mgmt For For
1D. Election of Director: Catherine R. Kinney Mgmt For For
1E. Election of Director: Jacques P. Perold Mgmt For For
1F. Election of Director: Sandy C. Rattray Mgmt For For
1G. Election of Director: Linda H. Riefler Mgmt Against Against
1H. Election of Director: Marcus L. Smith Mgmt For For
1I. Election of Director: Paula Volent Mgmt For For
2. To approve, by non-binding vote, our Mgmt For For
executive compensation, as described in
these proxy materials.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditor.
--------------------------------------------------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC. Agenda Number: 935384115
--------------------------------------------------------------------------------------------------------------------------
Security: 64125C109
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: NBIX
ISIN: US64125C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William H Rastetter PhD Mgmt Withheld Against
George J. Morrow Mgmt For For
Leslie V. Norwalk Mgmt Withheld Against
2. Advisory vote to approve the compensation Mgmt Against Against
paid to the Company's named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NEW RELIC, INC. Agenda Number: 935244575
--------------------------------------------------------------------------------------------------------------------------
Security: 64829B100
Meeting Type: Annual
Meeting Date: 19-Aug-2020
Ticker: NEWR
ISIN: US64829B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lewis Cirne Mgmt For For
Michael Christenson Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's Named
Executive Officers as disclosed in the
Proxy Statement.
3. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending March
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC. Agenda Number: 935362121
--------------------------------------------------------------------------------------------------------------------------
Security: 67103H107
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: ORLY
ISIN: US67103H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David O'Reilly Mgmt For For
1B. Election of Director: Larry O'Reilly Mgmt Against Against
1C. Election of Director: Greg Henslee Mgmt For For
1D. Election of Director: Jay D. Burchfield Mgmt Against Against
1E. Election of Director: Thomas T. Hendrickson Mgmt For For
1F. Election of Director: John R. Murphy Mgmt Against Against
1G. Election of Director: Dana M. Perlman Mgmt For For
1H. Election of Director: Maria A. Sastre Mgmt For For
1I. Election of Director: Andrea M. Weiss Mgmt For For
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. Ratification of appointment of Ernst & Mgmt Against Against
Young LLP, as independent auditors for the
fiscal year ending December 31, 2021.
4. Shareholder proposal entitled "Improve Our Shr For Against
Catch-22 Proxy Access."
--------------------------------------------------------------------------------------------------------------------------
OLD DOMINION FREIGHT LINE, INC. Agenda Number: 935402317
--------------------------------------------------------------------------------------------------------------------------
Security: 679580100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ODFL
ISIN: US6795801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sherry A. Aaholm Mgmt For For
David S. Congdon Mgmt For For
John R. Congdon, Jr. Mgmt For For
Bradley R. Gabosch Mgmt For For
Greg C. Gantt Mgmt For For
Patrick D. Hanley Mgmt For For
John D. Kasarda Mgmt Withheld Against
Wendy T. Stallings Mgmt For For
Thomas A. Stith, III Mgmt For For
Leo H. Suggs Mgmt For For
D. Michael Wray Mgmt Withheld Against
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION Agenda Number: 935372348
--------------------------------------------------------------------------------------------------------------------------
Security: 682189105
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: ON
ISIN: US6821891057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Atsushi Abe
1B. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Alan Campbell
1C. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Susan K. Carter
1D. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Thomas L. Deitrich
1E. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Gilles Delfassy
1F. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Hassane S. El-Khoury
1G. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Bruce E. Kiddoo
1H. Election of Director to serve until 2022 Mgmt Against Against
Annual Meeting: Paul A. Mascarenas
1I. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Gregory L. Waters
1J. Election of Director to serve until 2022 Mgmt Against Against
Annual Meeting: Christine Y. Yan
2. Advisory (non-binding) resolution to Mgmt Against Against
approve the compensation of our named
executive officers.
3. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2021.
4. Approval of an amendment to the ON Mgmt For For
Semiconductor Corporation 2000 Employee
Stock Purchase Plan.
5. Approval of amendments to the ON Mgmt Against Against
Semiconductor Corporation Amended and
Restated Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 935287501
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105
Meeting Type: Annual
Meeting Date: 09-Dec-2020
Ticker: PANW
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Nikesh Mgmt For For
Arora
1b. Election of Class III Director: Carl Mgmt Abstain Against
Eschenbach
1c. Election of Class III Director: Lorraine Mgmt Abstain Against
Twohill
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
July 31, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PINTEREST, INC. Agenda Number: 935394938
--------------------------------------------------------------------------------------------------------------------------
Security: 72352L106
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PINS
ISIN: US72352L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold Mgmt Against Against
office until the 2024 annual meeting:
Fredric Reynolds
1B. Election of Class II Director to hold Mgmt For For
office until the 2024 annual meeting: Evan
Sharp
1C. Election of Class II Director to hold Mgmt For For
office until the 2024 annual meeting:
Andrea Wishom
2. Ratify the audit committee's selection of Mgmt For For
Ernst & Young LLP as the company's
independent registered public accounting
firm for the fiscal year 2021.
3. Approve, on an advisory non-binding basis, Mgmt For For
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
POLARIS INC. Agenda Number: 935350760
--------------------------------------------------------------------------------------------------------------------------
Security: 731068102
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: PII
ISIN: US7310681025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin M. Farr Mgmt For For
1B. Election of Director: John P. Wiehoff Mgmt Against Against
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve the compensation Mgmt Against Against
of our Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
PROOFPOINT, INC. Agenda Number: 935420745
--------------------------------------------------------------------------------------------------------------------------
Security: 743424103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: PFPT
ISIN: US7434241037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt Against Against
until the third annual meeting: Dana Evan
1B. Election of Class III Director to serve Mgmt For For
until the third annual meeting: Kristen Gil
1C. Election of Class III Director to serve Mgmt For For
until the third annual meeting: Gary Steele
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PTC INC. Agenda Number: 935319372
--------------------------------------------------------------------------------------------------------------------------
Security: 69370C100
Meeting Type: Annual
Meeting Date: 10-Feb-2021
Ticker: PTC
ISIN: US69370C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Janice Chaffin Mgmt For For
Phillip Fernandez Mgmt For For
James Heppelmann Mgmt For For
Klaus Hoehn Mgmt For For
Paul Lacy Mgmt For For
Corinna Lathan Mgmt For For
Blake Moret Mgmt For For
Robert Schechter Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers
(say-on-pay).
3. Advisory vote to confirm the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
QUALYS, INC. Agenda Number: 935410693
--------------------------------------------------------------------------------------------------------------------------
Security: 74758T303
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: QLYS
ISIN: US74758T3032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey P. Hank Mgmt For For
Sumedh Thakar Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as Qualys, Inc.'s independent
registered public accounting firm for its
fiscal year ending December 31, 2021.
3. To approve, on an advisory and non-binding Mgmt Against Against
basis, the compensation of Qualys, Inc.'s
named executive officers as described in
the Proxy Statement.
4. To approve Qualys, Inc.'s 2021 Employee Mgmt For For
Stock Purchase Plan and its material terms.
--------------------------------------------------------------------------------------------------------------------------
ROKU, INC. Agenda Number: 935414932
--------------------------------------------------------------------------------------------------------------------------
Security: 77543R102
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: ROKU
ISIN: US77543R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until Mgmt Abstain Against
the 2024 annual meeting: Ravi Ahuja
1B. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Mai Fyfield
1C. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Laurie Simon
Hodrick
2. Advisory vote to approve our named Mgmt Against Against
executive officer compensation.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SENSATA TECHNOLOGIES HOLDING PLC Agenda Number: 935390031
--------------------------------------------------------------------------------------------------------------------------
Security: G8060N102
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: ST
ISIN: GB00BFMBMT84
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew C. Teich Mgmt For For
1B. Election of Director: Jeffrey J. Cote Mgmt For For
1C. Election of Director: John P. Absmeier Mgmt For For
1D. Election of Director: Daniel L. Black Mgmt For For
1E. Election of Director: Lorraine A. Bolsinger Mgmt For For
1F. Election of Director: James E. Heppelmann Mgmt Against Against
1G. Election of Director: Charles W. Peffer Mgmt For For
1H. Election of Director: Constance E. Skidmore Mgmt For For
1I. Election of Director: Steven A. Sonnenberg Mgmt For For
1J. Election of Director: Martha N. Sullivan Mgmt For For
1K. Election of Director: Stephen M. Zide Mgmt For For
2. Advisory resolution to approve executive Mgmt Against Against
compensation.
3. Ordinary resolution to approve the Mgmt For For
Company's 2021 Equity Incentive Plan.
4. Ordinary resolution to ratify the Mgmt For For
appointment of Ernst & Young LLP as the
Company's independent registered public
accounting firm.
5. Advisory resolution on Director Mgmt Against Against
Compensation Report.
6. Ordinary resolution to reappoint Ernst & Mgmt For For
Young LLP as the Company's U.K. statutory
auditor.
7. Ordinary resolution to authorize the Audit Mgmt For For
Committee, for and on behalf of the Board,
to determine the Company's U.K. statutory
auditor's reimbursement.
8. Ordinary resolution to receive the Mgmt For For
Company's 2020 Annual Report and Accounts.
9. Ordinary resolution to authorize the Board Mgmt For For
of Directors to issue equity securities.
10. Special resolution to authorize the Board Mgmt For For
of Directors to issue equity securities
without pre-emptive rights.
11. Ordinary resolution to authorize the Board Mgmt For For
of Directors to issue equity securities
under our equity incentive plans.
12. Special resolution to authorize the Board Mgmt For For
of Directors to issue equity securities
under our equity incentive plans without
pre- emptive rights.
--------------------------------------------------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 935406048
--------------------------------------------------------------------------------------------------------------------------
Security: 83417M104
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: SEDG
ISIN: US83417M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nadav Zafrir Mgmt Against Against
1B. Election of Director: Avery More Mgmt Against Against
1C. Election of Director: Zvi Lando Mgmt For For
2. Ratification of appointment of EY as Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2021.
3. Approval of, on an advisory and non-binding Mgmt Against Against
basis, the compensation of our named
executive officers (the "Say-on-Pay
Proposal").
--------------------------------------------------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY S.A. Agenda Number: 935346038
--------------------------------------------------------------------------------------------------------------------------
Security: L8681T102
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: SPOT
ISIN: LU1778762911
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Company's annual accounts for Mgmt For For
the financial year ended December 31, 2020
and the Company's consolidated financial
statements for the financial year ended
December 31, 2020.
2. Approve allocation of the Company's annual Mgmt For For
results for the financial year ended
December 31, 2020.
3. Grant discharge of the liability of the Mgmt For For
members of the Board of Directors for, and
in connection with, the financial year
ended December 31, 2020.
4A. Election of Director: Mr. Daniel Ek (A Mgmt For For
Director)
4B. Election of Director: Mr. Martin Lorentzon Mgmt For For
(A Director)
4C. Election of Director: Mr. Shishir Samir Mgmt For For
Mehrotra (A Director)
4D. Election of Director: Mr. Christopher Mgmt For For
Marshall (B Director)
4E. Election of Director: Mr. Barry McCarthy (B Mgmt For For
Director)
4F. Election of Director: Ms. Heidi O'Neill (B Mgmt For For
Director)
4G. Election of Director: Mr. Ted Sarandos (B Mgmt For For
Director)
4H. Election of Director: Mr. Thomas Owen Mgmt For For
Staggs (B Director)
4I. Election of Director: Ms. Cristina Mayville Mgmt For For
Stenbeck (B Director)
4J. Election of Director: Ms. Mona Sutphen (B Mgmt For For
Director)
4K. Election of Director: Ms. Padmasree Warrior Mgmt For For
(B Director)
5. Appoint Ernst & Young S.A. (Luxembourg) as Mgmt For For
the independent auditor for the period
ending at the general meeting approving the
annual accounts for the financial year
ending on December 31, 2021.
6. Approve the directors' remuneration for the Mgmt Against Against
year 2021.
7. Authorize the Board to repurchase Mgmt For For
10,000,000 shares issued by the Company
during a period of five years, for a price
that will be determined by the Board within
the following limits: at least the par
value and at the most the fair market
value.
8. Authorize and empower each of Mr. Guy Mgmt For For
Harles and Mr. Alexandre Gobert to execute
and deliver, under their sole signature, on
behalf of the Company and with full power
of substitution, any documents necessary or
useful in connection with the annual filing
and registration required by the Luxembourg
laws.
--------------------------------------------------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC. Agenda Number: 935380422
--------------------------------------------------------------------------------------------------------------------------
Security: 85208M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SFM
ISIN: US85208M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph Fortunato Mgmt For For
Lawrence P. Molloy Mgmt Withheld Against
Joseph D. O'Leary Mgmt For For
2. To vote on a non-binding advisory Mgmt For For
resolution to approve the compensation paid
to our named executive officers for fiscal
2020 ("say-on-pay").
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending January 2,
2022.
--------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 935337255
--------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 08-Apr-2021
Ticker: SNPS
ISIN: US8716071076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Aart J. de Geus Mgmt For For
1B. Election of Director: Chi-Foon Chan Mgmt For For
1C. Election of Director: Janice D. Chaffin Mgmt For For
1D. Election of Director: Bruce R. Chizen Mgmt For For
1E. Election of Director: Mercedes Johnson Mgmt For For
1F. Election of Director: Chrysostomos L. "Max" Mgmt For For
Nikias
1G. Election of Director: Jeannine P. Sargent Mgmt For For
1H. Election of Director: John Schwarz Mgmt For For
1I. Election of Director: Roy Vallee Mgmt For For
2. To approve our 2006 Employee Equity Mgmt For For
Incentive Plan, as amended, in order to,
among other items, increase the number of
shares available for issuance under the
plan by 4,700,000 shares.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
4. To ratify the selection of KPMG LLP as our Mgmt Against Against
independent registered public accounting
firm for the fiscal year ending October 30,
2021.
5. To vote on the stockholder proposal Shr For Against
regarding special stockholder meetings, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 935256758
--------------------------------------------------------------------------------------------------------------------------
Security: 874054109
Meeting Type: Annual
Meeting Date: 16-Sep-2020
Ticker: TTWO
ISIN: US8740541094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Strauss Zelnick Mgmt For For
1B. Election of Director: Michael Dornemann Mgmt Against Against
1C. Election of Director: J. Moses Mgmt Against Against
1D. Election of Director: Michael Sheresky Mgmt Against Against
1E. Election of Director: LaVerne Srinivasan Mgmt For For
1F. Election of Director: Susan Tolson Mgmt For For
1G. Election of Director: Paul Viera Mgmt For For
1H. Election of Director: Roland Hernandez Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of the Company's "named
executive officers" as disclosed in the
Proxy Statement.
3. Approval of the Amended and Restated Mgmt For For
Take-Two Interactive Software, Inc. 2017
Stock Incentive Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our Independent registered
public accounting firm for the fiscal year
ending March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TANDEM DIABETES CARE, INC. Agenda Number: 935377463
--------------------------------------------------------------------------------------------------------------------------
Security: 875372203
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: TNDM
ISIN: US8753722037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director for a Mgmt Against Against
three-year term to expire at the 2024
annual meeting: Dick P. Allen
1B. Election of Class II Director for a Mgmt For For
three-year term to expire at the 2024
annual meeting: Rebecca B. Robertson
1C. Election of Class II Director for a Mgmt For For
three-year term to expire at the 2024
annual meeting: Rajwant S. Sodhi
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 935359516
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: Michael A. Bradley
1B. Election of Director to serve for a one Mgmt For For
year term: Edwin J. Gillis
1C. Election of Director to serve for a one Mgmt For For
year term: Timothy E. Guertin
1D. Election of Director to serve for a one Mgmt Against Against
year term: Peter Herweck
1E. Election of Director to serve for a one Mgmt For For
year term: Mark E. Jagiela
1F. Election of Director to serve for a one Mgmt For For
year term: Mercedes Johnson
1G. Election of Director to serve for a one Mgmt For For
year term: Marilyn Matz
1H. Election of Director to serve for a one Mgmt For For
year term: Paul J. Tufano
2. To approve, in a non-binding, advisory Mgmt Against Against
vote, the compensation of the Company's
named executive officers.
3. To approve an amendment to the Company's Mgmt For For
Articles of Organization to lower the
voting requirement for shareholder approval
of mergers, share exchanges and substantial
sales of Company assets from a
super-majority to a simple majority.
4. To approve an amendment to the Company's Mgmt For For
Articles of Organization to permit
shareholders to act by a simple majority
written consent, rather than by unanimous
written consent.
5. To approve an amendment to the 1996 Mgmt For For
Employee Stock Purchase Plan to increase
the aggregate number of shares of common
stock that may be issued pursuant to the
plan by 3,000,000 shares.
6. To approve the 2006 Equity and Cash Mgmt For For
Compensation Incentive Plan, as amended, to
include, among other changes, a new total
annual compensation cap for non-employee
directors.
7. To ratify the selection of the firm of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TRANSUNION Agenda Number: 935359667
--------------------------------------------------------------------------------------------------------------------------
Security: 89400J107
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: TRU
ISIN: US89400J1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William P. (Billy) Mgmt For For
Bosworth
1B. Election of Director: Suzanne P. Clark Mgmt For For
1C. Election of Director: Kermit R. Crawford Mgmt For For
1D. Election of Director: Russell P. Fradin Mgmt Against Against
1E. Election of Director: Pamela A. Joseph Mgmt For For
1F. Election of Director: Thomas L. Monahan, Mgmt For For
III
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as TransUnion's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TRAVEL + LEISURE CO. Agenda Number: 935367765
--------------------------------------------------------------------------------------------------------------------------
Security: 894164102
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: TNL
ISIN: US8941641024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Louise F. Brady Mgmt For For
Michael D. Brown Mgmt For For
James E. Buckman Mgmt Withheld Against
George Herrera Mgmt Withheld Against
Stephen P. Holmes Mgmt Withheld Against
Denny Marie Post Mgmt For For
Ronald L. Rickles Mgmt For For
Michael H. Wargotz Mgmt Withheld Against
2. A non-binding, advisory resolution to Mgmt Against Against
approve our executive compensation program.
3. A proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP to serve as our
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC. Agenda Number: 935351065
--------------------------------------------------------------------------------------------------------------------------
Security: 920253101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: VMI
ISIN: US9202531011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel P. Neary Mgmt Withheld Against
Theo W. Freye Mgmt For For
Stephen Kaniewski Mgmt For For
Joan Robinson-Berry Mgmt For For
2. Advisory approval of the company's Mgmt Against Against
executive compensation.
3. Ratifying the appointment of Deloitte & Mgmt Against Against
Touche LLP as independent auditors for
fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935312518
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Special
Meeting Date: 13-Jan-2021
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The adoption and approval of the amendments Mgmt For For
to our Restated Certificate of
Incorporation to become a public benefit
corporation.
2. The adoption and approval of the amendments Mgmt For For
to our Restated Certificate of
Incorporation to eliminate the classified
structure of our Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935433677
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting: Mark Carges
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting: Paul E. Chamberlain
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting: Ronald E.F. Codd
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting: Peter P. Gassner
1E. Election of Director to serve until the Mgmt Against Against
2022 annual meeting: Mary Lynne Hedley
1F. Election of Director to serve until the Mgmt For For
2022 annual meeting: Gordon Ritter
1G. Election of Director to serve until the Mgmt Against Against
2022 annual meeting: Paul Sekhri
1H. Election of Director to serve until the Mgmt For For
2022 annual meeting: Matthew J. Wallach
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
January 31, 2022.
3. To hold an advisory (non-binding) vote to Mgmt For For
approve named executive officer
compensation.
4. To hold an advisory (non-binding) vote on Mgmt 1 Year Against
the frequency of future shareholder
advisory votes to approve named executive
officer compensation.
5. To amend and restate our Restated Mgmt For For
Certificate of Incorporation to permit
shareholders to call special meetings as
specified in our amended and restated
bylaws, which would allow shareholders
holding 25% or more of the voting power of
our capital stock for at least one year to
call special meetings.
6. To consider and vote upon a shareholder Shr For Against
proposal, if properly presented, to enable
shareholders holding 15% or more of our
common stock to call special meetings.
--------------------------------------------------------------------------------------------------------------------------
VIRTU FINANCIAL INC Agenda Number: 935404525
--------------------------------------------------------------------------------------------------------------------------
Security: 928254101
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: VIRT
ISIN: US9282541013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Virginia Gambale Mgmt For For
John D. Nixon Mgmt Withheld Against
David J. Urban Mgmt For For
Michael T. Viola Mgmt Withheld Against
2. Advisory Vote to Approve Compensation of Mgmt Against Against
Named Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
YETI HOLDINGS, INC. Agenda Number: 935377223
--------------------------------------------------------------------------------------------------------------------------
Security: 98585X104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: YETI
ISIN: US98585X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tracey D. Brown Mgmt For For
Alison Dean Mgmt For For
David L. Schnadig Mgmt Withheld Against
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation paid to our named executive
officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as YETI
Holdings, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 1, 2022.
BMO Mid-Cap Value Fund
--------------------------------------------------------------------------------------------------------------------------
ACADIA HEALTHCARE COMPANY, INC. Agenda Number: 935357699
--------------------------------------------------------------------------------------------------------------------------
Security: 00404A109
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ACHC
ISIN: US00404A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: E. Perot Bissell Mgmt For For
1B. Election of Director: Vicky B. Gregg Mgmt For For
1C. Election of Director: Debra K. Osteen Mgmt For For
2. Approve an amendment to the Acadia Mgmt Against Against
Healthcare Company, Inc. Incentive
Compensation Plan.
3. Advisory vote on the compensation of the Mgmt For For
Company's named executive officers as
presented in the Proxy Statement.
4. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AGCO CORPORATION Agenda Number: 935363577
--------------------------------------------------------------------------------------------------------------------------
Security: 001084102
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: AGCO
ISIN: US0010841023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Roy V. Armes Mgmt For For
1B. Election of Director: Michael C. Arnold Mgmt For For
1C. Election of Director: Sondra L. Barbour Mgmt For For
1D. Election of Director: P. George Benson Mgmt For For
1E. Election of Director: Suzanne P. Clark Mgmt For For
1F. Election of Director: Bob De Lange Mgmt For For
1G Election of Director: Eric P. Hansotia Mgmt For For
1H. Election of Director: George E. Minnich Mgmt For For
1I. Election of Director: Mallika Srinivasan Mgmt For For
1J. Election of Director: Matthew Tsien Mgmt For For
2. NON-BINDING ADVISORY RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2021.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 935407420
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon Bowen Mgmt For For
1B. Election of Director: Marianne Brown Mgmt For For
1C. Election of Director: Monte Ford Mgmt For For
1D. Election of Director: Jill Greenthal Mgmt For For
1E. Election of Director: Dan Hesse Mgmt For For
1F. Election of Director: Tom Killalea Mgmt For For
1G. Election of Director: Tom Leighton Mgmt For For
1H. Election of Director: Jonathan Miller Mgmt For For
1I. Election of Director: Madhu Ranganathan Mgmt Against Against
1J. Election of Director: Ben Verwaayen Mgmt For For
1K. Election of Director: Bill Wagner Mgmt For For
2. To approve an amendment and restatement of Mgmt For For
the Akamai Technologies, Inc. 2013 Stock
Incentive Plan.
3. To approve, on an advisory basis, our Mgmt Against Against
executive officer compensation.
4. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALLY FINANCIAL INC. Agenda Number: 935348070
--------------------------------------------------------------------------------------------------------------------------
Security: 02005N100
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: ALLY
ISIN: US02005N1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Franklin W. Hobbs Mgmt For For
1B. Election of Director: Kenneth J. Bacon Mgmt For For
1C. Election of Director: Katryn (Trynka) Mgmt For For
Shineman Blake
1D. Election of Director: Maureen A. Mgmt For For
Breakiron-Evans
1E. Election of Director: William H. Cary Mgmt For For
1F. Election of Director: Mayree C. Clark Mgmt For For
1G. Election of Director: Kim S. Fennebresque Mgmt Against Against
1H. Election of Director: Marjorie Magner Mgmt For For
1I. Election of Director: Brian H. Sharples Mgmt For For
1J. Election of Director: John J. Stack Mgmt For For
1K. Election of Director: Michael F. Steib Mgmt For For
1L. Election of Director: Jeffrey J. Brown Mgmt For For
2. Advisory vote on executive compensation. Mgmt Against Against
3. Advisory vote on the frequency of the Mgmt 1 Year For
stockholder advisory vote on executive
compensation.
4. Approval of the Ally Financial Inc. Mgmt For For
Incentive Compensation Plan, amended and
restated effective as of May 4, 2021.
5. Approval of the Ally Financial Inc. Mgmt Against Against
Non-Employee Directors Equity Compensation
Plan, amended and restated effective as of
May 4, 2021.
6. Approval of the Ally Financial Inc. Mgmt For For
Employee Stock Purchase Plan, amended and
restated effective as of May 4, 2021.
7. Ratification of the Audit Committee's Mgmt Against Against
engagement of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN FINANCIAL GROUP, INC. Agenda Number: 935374900
--------------------------------------------------------------------------------------------------------------------------
Security: 025932104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: AFG
ISIN: US0259321042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carl H. Lindner III Mgmt For For
S. Craig Lindner Mgmt For For
John B. Berding Mgmt For For
Virginia C. Drosos Mgmt For For
James E. Evans Mgmt For For
Terry S. Jacobs Mgmt For For
Gregory G. Joseph Mgmt For For
Mary Beth Martin Mgmt For For
Evans N. Nwankwo Mgmt For For
William W. Verity Mgmt Withheld Against
John I. Von Lehman Mgmt For For
2. Proposal to ratify the Audit Committee's Mgmt Against Against
appointment of Ernst & Young LLP as the
Company's Independent Registered Public
Accounting Firm for 2021.
3. Advisory vote on compensation of named Mgmt Against Against
executive officers.
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 935353728
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James M. Cracchiolo Mgmt For For
1B. Election of Director: Dianne Neal Blixt Mgmt For For
1C. Election of Director: Amy DiGeso Mgmt For For
1D. Election of Director: Lon R. Greenberg Mgmt For For
1E. Election of Director: Jeffrey Noddle Mgmt For For
1F. Election of Director: Robert F. Sharpe, Jr. Mgmt For For
1G. Election of Director: Brian T. Shea Mgmt For For
1H. Election of Director: W. Edward Walter III Mgmt For For
1I. Election of Director: Christopher J. Mgmt For For
Williams
2. To approve the compensation of the named Mgmt For For
executive officers by a nonbinding advisory
vote.
3. To ratify the Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC. Agenda Number: 935294520
--------------------------------------------------------------------------------------------------------------------------
Security: 053332102
Meeting Type: Annual
Meeting Date: 16-Dec-2020
Ticker: AZO
ISIN: US0533321024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Douglas H. Brooks Mgmt For For
1b. Election of Director: Linda A. Goodspeed Mgmt For For
1c. Election of Director: Earl G. Graves, Jr. Mgmt Against Against
1d. Election of Director: Enderson Guimaraes Mgmt For For
1e. Election of Director: Michael M. Calbert Mgmt For For
1f. Election of Director: D. Bryan Jordan Mgmt For For
1g. Election of Director: Gale V. King Mgmt For For
1h. Election of Director: George R. Mrkonic, Mgmt Against Against
Jr.
1i. Election of Director: William C. Rhodes, Mgmt For For
III
1j. Election of Director: Jill A. Soltau Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt Against Against
independent registered public accounting
firm for the 2021 fiscal year.
3. Approval of advisory vote on executive Mgmt Against Against
compensation
4. Approval of Autozone, Inc. 2020 Omnibus Mgmt Against Against
Incentive Award Plan
--------------------------------------------------------------------------------------------------------------------------
AVANTOR, INC. Agenda Number: 935400628
--------------------------------------------------------------------------------------------------------------------------
Security: 05352A100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: AVTR
ISIN: US05352A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Matthew Holt Mgmt For For
1b. Election of Director: Christi Shaw Mgmt For For
1c. Election of Director: Michael Severino Mgmt For For
1d. Election of Director: Gregory Summe Mgmt Against Against
2a. Amendment to the Certificate of Mgmt For For
Incorporation to permit stockholders of
record representing at least 20% of the
relevant voting power continuously for one
year to call a special meeting of
stockholders.
2b. Amendment to the Certificate of Mgmt For For
Incorporation to remove supermajority
voting standards for stockholder approval
of future amendments to the Certificate of
Incorporation and Bylaws.
3. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered accounting firm for 2021.
4. Approve, on an Advisory Basis, Named Mgmt Against Against
Executive Officer Compensation.
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES COMPANY Agenda Number: 935366535
--------------------------------------------------------------------------------------------------------------------------
Security: 05722G100
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: BKR
ISIN: US05722G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. Geoffrey Beattie Mgmt For For
Gregory D. Brenneman Mgmt For For
Cynthia B. Carroll Mgmt For For
Clarence P. Cazalot, Jr Mgmt For For
Nelda J. Connors Mgmt For For
Gregory L. Ebel Mgmt For For
Lynn L. Elsenhans Mgmt For For
John G. Rice Mgmt For For
Lorenzo Simonelli Mgmt For For
2. An advisory vote related to the Company's Mgmt Against Against
executive compensation program.
3. The ratification of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for fiscal year 2021.
4. The approval of the Amendment and Mgmt For For
Restatement of the Baker Hughes Company
Employee Stock Purchase Plan.
5. The approval of the Baker Hughes Company Mgmt For For
2021 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
BLACK KNIGHT, INC. Agenda Number: 935418752
--------------------------------------------------------------------------------------------------------------------------
Security: 09215C105
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: BKI
ISIN: US09215C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William P. Foley, II Mgmt Withheld Against
Anthony M. Jabbour Mgmt For For
Catherine L. Burke Mgmt For For
Thomas M. Hagerty Mgmt For For
Joseph M. Otting Mgmt For For
John D. Rood Mgmt For For
Nancy L. Shanik Mgmt For For
2. Approval of a non-binding advisory Mgmt Against Against
resolution on the compensation paid to our
named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN PROPERTY TRUST Agenda Number: 935366662
--------------------------------------------------------------------------------------------------------------------------
Security: 133131102
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CPT
ISIN: US1331311027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard J. Campo Mgmt For For
Heather J. Brunner Mgmt For For
Mark D. Gibson Mgmt For For
Scott S. Ingraham Mgmt Withheld Against
Renu Khator Mgmt For For
D. Keith Oden Mgmt For For
William F. Paulsen Mgmt Withheld Against
F. A. Sevilla-Sacasa Mgmt For For
Steven A. Webster Mgmt Withheld Against
Kelvin R. Westbrook Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt Against Against
the independent registered public
accounting firm.
3. Approval, by an advisory vote, of executive Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
CARLISLE COMPANIES INCORPORATED Agenda Number: 935357841
--------------------------------------------------------------------------------------------------------------------------
Security: 142339100
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: CSL
ISIN: US1423391002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James D. Frias Mgmt Against Against
1B. Election of Director: Maia A. Hansen Mgmt For For
1C. Election of Director: Corrine D. Ricard Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
Company's named executive officer
compensation in 2020.
--------------------------------------------------------------------------------------------------------------------------
CDW CORP Agenda Number: 935380307
--------------------------------------------------------------------------------------------------------------------------
Security: 12514G108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CDW
ISIN: US12514G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Virginia C.
Addicott
1B. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: James A. Bell
1C. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Lynda M. Clarizio
1D. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Paul J. Finnegan
1E. Election of Director for a term to Expire Mgmt Against Against
at 2022 Annual Meeting: Anthony R. Foxx
1F. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Christine A. Leahy
1G. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Sanjay Mehrotra
1H. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: David W. Nelms
1I. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Joseph R. Swedish
1J. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Donna F. Zarcone
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
4. To approve the amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the supermajority voting requirement in
Article Eleven and to make certain
non-substantive changes.
5. To approve the amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the obsolete competition and corporate
opportunity provision.
6. To approve the CDW Corporation 2021 Mgmt For For
Long-Term Incentive Plan.
7. To approve the amendment to the CDW Mgmt For For
Corporation Coworker Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
CELANESE CORPORATION Agenda Number: 935340846
--------------------------------------------------------------------------------------------------------------------------
Security: 150870103
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: CE
ISIN: US1508701034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jean S. Blackwell Mgmt For For
1B. Election of Director: William M. Brown Mgmt For For
1C. Election of Director: Edward G. Galante Mgmt For For
1D. Election of Director: Kathryn M. Hill Mgmt For For
1E. Election of Director: David F. Hoffmeister Mgmt Against Against
1F. Election of Director: Dr. Jay V. Ihlenfeld Mgmt For For
1G. Election of Director: Deborah J. Kissire Mgmt For For
1H. Election of Director: Kim K.W. Rucker Mgmt For For
1I. Election of Director: Lori J. Ryerkerk Mgmt For For
1J. Election of Director: John K. Wulff Mgmt Against Against
2. Ratification of the selection of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
CHARLES RIVER LABORATORIES INTL., INC. Agenda Number: 935370483
--------------------------------------------------------------------------------------------------------------------------
Security: 159864107
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: CRL
ISIN: US1598641074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James C. Foster Mgmt For For
1B. Election of Director: Nancy C. Andrews Mgmt For For
1C. Election of Director: Robert Bertolini Mgmt For For
1D. Election of Director: Deborah T. Kochevar Mgmt For For
1E. Election of Director: George Llado, Sr. Mgmt For For
1F. Election of Director: Martin W. MacKay Mgmt For For
1G. Election of Director: George E. Massaro Mgmt For For
1H. Election of Director: George M. Milne, Jr. Mgmt For For
1I. Election of Director: C. Richard Reese Mgmt For For
1J. Election of Director: Richard F. Wallman Mgmt For For
1K. Election of Director: Virginia M. Wilson Mgmt For For
2. Say on Pay. Mgmt Against Against
3. Ratification of Auditors. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
CIMAREX ENERGY CO. Agenda Number: 935359097
--------------------------------------------------------------------------------------------------------------------------
Security: 171798101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: XEC
ISIN: US1717981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Kathleen A. Mgmt For For
Hogenson
1.2 Election of Class I Director: Lisa A. Mgmt For For
Stewart
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. Approve Amended and Restated 2019 Equity Mgmt Against Against
Incentive Plan.
4. Proposal to amend and restate our Mgmt For For
Certificate of Incorporation to provide for
the annual election of all directors.
5. Ratify the appointment of KPMG LLP as our Mgmt For For
independent auditors for 2021.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC. Agenda Number: 935342826
--------------------------------------------------------------------------------------------------------------------------
Security: 174610105
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: CFG
ISIN: US1746101054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Van Saun Mgmt For For
1B. Election of Director: Lee Alexander Mgmt For For
1C. Election of Director: Christine M. Cumming Mgmt For For
1D. Election of Director: William P. Hankowsky Mgmt Against Against
1E. Election of Director: Leo I. ("Lee") Higdon Mgmt For For
1F. Election of Director: Edward J. ("Ned") Mgmt For For
Kelly III
1G. Election of Director: Charles J. ("Bud") Mgmt Against Against
Koch
1H. Election of Director: Robert G. Leary Mgmt For For
1I. Election of Director: Terrance J. Lillis Mgmt For For
1J. Election of Director: Shivan Subramaniam Mgmt Against Against
1K. Election of Director: Christopher J. Swift Mgmt For For
1L. Election of Director: Wendy A. Watson Mgmt For For
1M. Election of Director: Marita Zuraitis Mgmt For For
2. Advisory vote on executive compensation. Mgmt Against Against
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
4. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 935404703
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan S. McKim Mgmt For For
John T. Preston Mgmt Withheld Against
2. To approve an advisory vote on the Mgmt Against Against
Company's executive compensation.
3. To approve the Company's Amended and Mgmt For For
Restated Management Incentive Plan.
4. To ratify the selection by the Audit Mgmt For For
Committee of the Company's Board of
Directors of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the current fiscal
year.
5. To ratify, on an advisory basis, an Mgmt Against Against
exclusive forum amendment to the Company's
By-Laws.
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 935346444
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: Michael E. Collins Mgmt For For
02 ELECTION OF DIRECTOR: Roger A. Cregg Mgmt Against Against
03 ELECTION OF DIRECTOR: T. Kevin DeNicola Mgmt Against Against
04 ELECTION OF DIRECTOR: Curtis C. Farmer Mgmt For For
05 ELECTION OF DIRECTOR: Jacqueline P. Kane Mgmt Against Against
06 ELECTION OF DIRECTOR: Richard G. Lindner Mgmt Against Against
07 ELECTION OF DIRECTOR: Barbara R. Smith Mgmt For For
08 ELECTION OF DIRECTOR: Robert S. Taubman Mgmt Against Against
09 ELECTION OF DIRECTOR: Reginald M. Turner, Mgmt Against Against
Jr.
10 ELECTION OF DIRECTOR: Nina G. Vaca Mgmt Against Against
11 ELECTION OF DIRECTOR: Michael G. Van de Ven Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt Against Against
Young LLP as Independent Registered Public
Accounting Firm.
3. Approval of a Non-Binding, Advisory Mgmt For For
Proposal Approving Executive Compensation.
4. Approval of the Comerica Incorporated Mgmt For For
Amended and Restated 2018 Long-Term
Incentive Plan.
5. Approval of the Comerica Incorporated 2021 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
CRANE CO. Agenda Number: 935346557
--------------------------------------------------------------------------------------------------------------------------
Security: 224399105
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: CR
ISIN: US2243991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Martin R. Benante Mgmt For For
1B. Election of Director: Donald G. Cook Mgmt Against Against
1C. Election of Director: Michael Dinkins Mgmt For For
1D. Election of Director: Ronald C. Lindsay Mgmt For For
1E. Election of Director: Ellen McClain Mgmt For For
1F. Election of Director: Charles G. McClure, Mgmt For For
Jr.
1G. Election of Director: Max H. Mitchell Mgmt For For
1H. Election of Director: Jennifer M. Pollino Mgmt For For
1I. Election of Director: John S. Stroup Mgmt Against Against
1J. Election of Director: James L.L. Tullis Mgmt Against Against
2. Ratification of selection of Deloitte & Mgmt Against Against
Touche LLP as independent auditors for the
Company for 2021.
3. Say on Pay - An advisory vote to approve Mgmt Against Against
the compensation paid to certain executive
officers.
4. Proposal to approve the 2018 Amended & Mgmt For For
Restated Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CROWN HOLDINGS, INC. Agenda Number: 935352601
--------------------------------------------------------------------------------------------------------------------------
Security: 228368106
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: CCK
ISIN: US2283681060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John W. Conway Mgmt For For
Timothy J. Donahue Mgmt For For
Richard H. Fearon Mgmt For For
Andrea J. Funk Mgmt For For
Stephen J. Hagge Mgmt For For
Rose Lee Mgmt For For
James H. Miller Mgmt Withheld Against
Josef M. Muller Mgmt For For
B. Craig Owens Mgmt For For
Caesar F. Sweitzer Mgmt For For
Jim L. Turner Mgmt Withheld Against
William S. Urkiel Mgmt Withheld Against
Dwayne A. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt Against Against
independent auditors for the fiscal year
ending December 31, 2021.
3. Approval by advisory vote of the resolution Mgmt Against Against
on executive compensation as described in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 935361662
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Election of Director: N. Thomas Linebarger Mgmt For For
2) Election of Director: Robert J. Bernhard Mgmt Against Against
3) Election of Director: Dr. Franklin R. Chang Mgmt For For
Diaz
4) Election of Director: Bruno V. Di Leo Allen Mgmt For For
5) Election of Director: Stephen B. Dobbs Mgmt For For
6) Election of Director: Carla A. Harris Mgmt Against Against
7) Election of Director: Robert K. Herdman Mgmt Against Against
8) Election of Director: Alexis M. Herman Mgmt Against Against
9) Election of Director: Thomas J. Lynch Mgmt For For
10) Election of Director: William I. Miller Mgmt Against Against
11) Election of Director: Georgia R. Nelson Mgmt Against Against
12) Election of Director: Kimberly A. Nelson Mgmt For For
13) Election of Director: Karen H. Quintos Mgmt For For
14) Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers as
disclosed in the proxy statement.
15) Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our auditors
for 2021.
16) The shareholder proposal regarding Shr For Against
professional services allowance for our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
DOLBY LABORATORIES, INC. Agenda Number: 935317506
--------------------------------------------------------------------------------------------------------------------------
Security: 25659T107
Meeting Type: Annual
Meeting Date: 02-Feb-2021
Ticker: DLB
ISIN: US25659T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin Yeaman Mgmt For For
Peter Gotcher Mgmt For For
Micheline Chau Mgmt For For
David Dolby Mgmt For For
Simon Segars Mgmt For For
Roger Siboni Mgmt Withheld Against
Anjali Sud Mgmt For For
Avadis Tevanian, Jr. Mgmt For For
2. An advisory vote to approve Named Executive Mgmt Against Against
Officer compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending September 24, 2021.
--------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 935360052
--------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ETR
ISIN: US29364G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: J. R. Burbank Mgmt For For
1B. Election of Director: P. J. Condon Mgmt For For
1C. Election of Director: L. P. Denault Mgmt For For
1D. Election of Director: K. H. Donald Mgmt For For
1E. Election of Director: B. W. Ellis Mgmt For For
1F. Election of Director: P. L. Frederickson Mgmt For For
1G. Election of Director: A. M. Herman Mgmt Against Against
1H. Election of Director: M. E. Hyland Mgmt For For
1I. Election of Director: S. L. Levenick Mgmt Against Against
1J. Election of Director: B. L. Lincoln Mgmt For For
1K. Election of Director: K. A. Puckett Mgmt For For
2. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as Entergy's Independent
Registered Public Accountants for 2021.
3. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
4. Vote to Approve an Amendment to Entergy's Mgmt For For
Restated Certificate of Incorporation
Authorizing the Issuance of Preferred
Stock.
--------------------------------------------------------------------------------------------------------------------------
EQUITY LIFESTYLE PROPERTIES, INC. Agenda Number: 935348145
--------------------------------------------------------------------------------------------------------------------------
Security: 29472R108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: ELS
ISIN: US29472R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Berkenfield Mgmt For For
Derrick Burks Mgmt For For
Philip Calian Mgmt Withheld Against
David Contis Mgmt For For
Constance Freedman Mgmt For For
Thomas Heneghan Mgmt Withheld Against
Marguerite Nader Mgmt For For
Scott Peppet Mgmt For For
Sheli Rosenberg Mgmt Withheld Against
Samuel Zell Mgmt Withheld Against
2. Ratification of the selection of Ernst & Mgmt Against Against
Young LLP as the Company's Independent
Registered Public Accounting Firm for 2021.
3. Approval on a non-binding, advisory basis Mgmt Against Against
of our executive compensation as disclosed
in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
EVERCORE INC. Agenda Number: 935424301
--------------------------------------------------------------------------------------------------------------------------
Security: 29977A105
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: EVR
ISIN: US29977A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger C. Altman Mgmt For For
Richard I. Beattie Mgmt For For
Pamela G. Carlton Mgmt For For
Ellen V. Futter Mgmt For For
Gail B. Harris Mgmt Withheld Against
Robert B. Millard Mgmt For For
Willard J. Overlock Jr Mgmt For For
Sir Simon M. Robertson Mgmt For For
Ralph L. Schlosstein Mgmt For For
John S. Weinberg Mgmt For For
William J. Wheeler Mgmt For For
Sarah K. Williamson Mgmt For For
Kendrick R. Wilson III Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
executive compensation of our Named
Executive Officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
EVERGY, INC. Agenda Number: 935361674
--------------------------------------------------------------------------------------------------------------------------
Security: 30034W106
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: EVRG
ISIN: US30034W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David A. Campbell Mgmt For For
1b. Election of Director: Mollie Hale Carter Mgmt Against Against
1c. Election of Director: Thomas D. Hyde Mgmt For For
1d. Election of Director: B. Anthony Isaac Mgmt Against Against
1e. Election of Director: Paul M. Keglevic Mgmt For For
1f. Election of Director: Mary L. Landrieu Mgmt For For
1g. Election of Director: Sandra A.J. Lawrence Mgmt Against Against
1h. Election of Director: Ann D. Murtlow Mgmt For For
1i. Election of Director: Sandra J. Price Mgmt For For
1j. Election of Director: Mark A. Ruelle Mgmt For For
1k. Election of Director: S. Carl Soderstrom Mgmt For For
Jr.
1l. Election of Director: John Arthur Stall Mgmt For For
1m. Election of Director: C. John Wilder Mgmt Against Against
2. Approval, on a non-binding advisory basis, Mgmt Against Against
the 2020 compensation of the Company's
named executive officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
EXELIXIS, INC. Agenda Number: 935398405
--------------------------------------------------------------------------------------------------------------------------
Security: 30161Q104
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: EXEL
ISIN: US30161Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles Cohen, Ph.D. Mgmt Against Against
1B. Election of Director: Carl B. Feldbaum, Mgmt Against Against
Esq.
1C. Election of Director: Maria C. Freire, Mgmt For For
Ph.D.
1D. Election of Director: Alan M. Garber, M.D., Mgmt Against Against
Ph.D.
1E. Election of Director: Vincent T. Marchesi, Mgmt Against Against
M.D., Ph.D.
1F. Election of Director: Michael M. Morrissey, Mgmt For For
Ph.D.
1G. Election of Director: Stelios Papadopoulos, Mgmt Against Against
Ph.D.
1H. Election of Director: George Poste, DVM, Mgmt Against Against
Ph.D., FRS
1I. Election of Director: Julie Anne Smith Mgmt For For
1J. Election of Director: Lance Willsey, M.D. Mgmt Against Against
1K. Election of Director: Jack L. Wyszomierski Mgmt Against Against
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as Exelixis' independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Exelixis' named executive
officers, as disclosed in the accompanying
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
FTI CONSULTING, INC. Agenda Number: 935380345
--------------------------------------------------------------------------------------------------------------------------
Security: 302941109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: FCN
ISIN: US3029411093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brenda J. Bacon Mgmt Against Against
1B. Election of Director: Mark S. Bartlett Mgmt For For
1C. Election of Director: Claudio Costamagna Mgmt For For
1D. Election of Director: Vernon Ellis Mgmt For For
1E. Election of Director: Nicholas C. Mgmt For For
Fanandakis
1F. Election of Director: Steven H. Gunby Mgmt For For
1G. Election of Director: Gerard E. Holthaus Mgmt Against Against
1H. Election of Director: Laureen E. Seeger Mgmt For For
2. Ratify the appointment of KPMG LLP as FTI Mgmt For For
Consulting, Inc.'s independent registered
public accounting firm for the year ending
December 31, 2021.
3. Vote on an advisory (non-binding) Mgmt Against Against
resolution to approve the compensation of
the named executive officers for the year
ended December 31, 2020 at the 2021 Annual
Meeting of Shareholders.
--------------------------------------------------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC. Agenda Number: 935417065
--------------------------------------------------------------------------------------------------------------------------
Security: 36467J108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: GLPI
ISIN: US36467J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter M. Carlino Mgmt For For
1B. Election of Director: Carol ("Lili") Lynton Mgmt For For
1C. Election of Director: Joseph W. Marshall, Mgmt For For
III
1D. Election of Director: James B. Perry Mgmt For For
1E. Election of Director: Barry F. Schwartz Mgmt For For
1F. Election of Director: Earl C. Shanks Mgmt For For
1G. Election of Director: E. Scott Urdang Mgmt Against Against
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
current fiscal year.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the Company's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
GARMIN LTD Agenda Number: 935402507
--------------------------------------------------------------------------------------------------------------------------
Security: H2906T109
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: GRMN
ISIN: CH0114405324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Garmin's 2020 Annual Report, Mgmt For For
including the consolidated financial
statements of Garmin for the fiscal year
ended December 26, 2020 and the statutory
financial statements of Garmin for the
fiscal year ended December 26, 2020.
2. Approval of the appropriation of available Mgmt For For
earnings.
3. Approval of the payment of a cash dividend Mgmt For For
in the aggregate amount of U.S. $2.68 per
outstanding share out of Garmin's reserve
from capital contribution in four equal
installments.
4. Discharge of the members of the Board of Mgmt For For
Directors and the Executive Management from
liability for the fiscal year ended
December 26, 2020.
5A. Re-election of Director: Jonathan C. Mgmt Against Against
Burrell
5B. Re-election of Director: Joseph J. Hartnett Mgmt For For
5C. Re-election of Director: Min H. Kao Mgmt For For
5D. Re-election of Director: Catherine A. Lewis Mgmt For For
5E. Re-election of Director: Charles W. Peffer Mgmt Against Against
5F. Re-election of Director: Clifton A. Pemble Mgmt For For
6. Re-election of Min H. Kao as Executive Mgmt For For
Chairman of the Board of Directors.
7A. Re-election of Compensation Committee Mgmt Against Against
member: Jonathan C. Burrell
7B. Re-election of Compensation Committee Mgmt For For
member: Joseph J. Hartnett
7C. Re-election of Compensation Committee Mgmt For For
member: Catherine A. Lewis
7D. Re-election of Compensation Committee Mgmt Against Against
member: Charles W. Peffer
8. Re-election of the law firm Wuersch & Mgmt For For
Gering LLP as independent voting rights
representative.
9. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as Garmin's Independent
Registered Public Accounting Firm for the
fiscal year ending December 25, 2021 and
re-election of Ernst & Young Ltd as
Garmin's statutory auditor for another
one-year term.
10. Advisory vote on executive compensation. Mgmt For For
11. Binding vote to approve Fiscal Year 2022 Mgmt For For
maximum aggregate compensation for the
Executive Management.
12. Binding vote to approve maximum aggregate Mgmt For For
compensation for the Board of Directors for
the period between the 2021 Annual General
Meeting and the 2022 Annual General
Meeting.
--------------------------------------------------------------------------------------------------------------------------
GARTNER, INC. Agenda Number: 935402608
--------------------------------------------------------------------------------------------------------------------------
Security: 366651107
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: IT
ISIN: US3666511072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term expiring in Mgmt For For
2022: Peter E. Bisson
1B. Election of Director for term expiring in Mgmt Against Against
2022: Richard J. Bressler
1C. Election of Director for term expiring in Mgmt For For
2022: Raul E. Cesan
1D. Election of Director for term expiring in Mgmt Against Against
2022: Karen E. Dykstra
1E. Election of Director for term expiring in Mgmt Against Against
2022: Anne Sutherland Fuchs
1F. Election of Director for term expiring in Mgmt Against Against
2022: William O. Grabe
1G. Election of Director for term expiring in Mgmt For For
2022: Eugene A. Hall
1H. Election of Director for term expiring in Mgmt Against Against
2022: Stephen G. Pagliuca
1I. Election of Director for term expiring in Mgmt For For
2022: Eileen M. Serra
1J. Election of Director for term expiring in Mgmt Against Against
2022: James C. Smith
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for the 2021 fiscal
year.
4. Approval of the Amended and Restated 2011 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
GLOBE LIFE INC. Agenda Number: 935357752
--------------------------------------------------------------------------------------------------------------------------
Security: 37959E102
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GL
ISIN: US37959E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles E. Adair Mgmt Against Against
1B. Election of Director: Linda L. Addison Mgmt For For
1C. Election of Director: Marilyn A. Alexander Mgmt For For
1D. Election of Director: Cheryl D. Alston Mgmt For For
1E. Election of Director: Jane M. Buchan Mgmt Against Against
1F. Election of Director: Gary L. Coleman Mgmt For For
1G. Election of Director: Larry M. Hutchison Mgmt For For
1H. Election of Director: Robert W. Ingram Mgmt Against Against
1I. Election of Director: Steven P. Johnson Mgmt For For
1J. Election of Director: Darren M. Rebelez Mgmt For For
1K. Election of Director: Mary E. Thigpen Mgmt For For
2. Ratification of Auditors. Mgmt Against Against
3. Approval of 2020 Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GRAHAM HOLDINGS COMPANY Agenda Number: 935367614
--------------------------------------------------------------------------------------------------------------------------
Security: 384637104
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: GHC
ISIN: US3846371041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tony Allen Mgmt For For
Christopher C. Davis Mgmt Withheld Against
Anne M. Mulcahy Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 935353817
--------------------------------------------------------------------------------------------------------------------------
Security: 443510607
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: HUBB
ISIN: US4435106079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gerben W. Bakker Mgmt For For
Carlos M. Cardoso Mgmt For For
Anthony J. Guzzi Mgmt Withheld Against
Rhett A. Hernandez Mgmt For For
Neal J. Keating Mgmt For For
Bonnie C. Lind Mgmt For For
John F. Malloy Mgmt For For
Jennifer M. Pollino Mgmt For For
John G. Russell Mgmt For For
Steven R. Shawley Mgmt For For
2. To approve, by non-binding vote, the Mgmt Against Against
compensation of our named executive
officers as presented in the 2021 Proxy
Statement.
3. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year 2021.
--------------------------------------------------------------------------------------------------------------------------
JABIL INC. Agenda Number: 935315615
--------------------------------------------------------------------------------------------------------------------------
Security: 466313103
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: JBL
ISIN: US4663131039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Anousheh Ansari
1b. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Martha F. Brooks
1c. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Christopher S.
Holland
1d. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Timothy L. Main
1e. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Mark T. Mondello
1f. Election of Director to serve until the Mgmt Abstain Against
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: John C. Plant
1g. Election of Director to serve until the Mgmt Abstain Against
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Steven A. Raymund
1h. Election of Director to serve until the Mgmt Abstain Against
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Thomas A. Sansone
1i. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: David M. Stout
1j. Election of Director to serve until the Mgmt For For
next annual meeting of stockholders or
until their respective successors are duly
elected and qualified: Kathleen A. Walters
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Jabil's independent registered public
accounting firm for the fiscal year ending
August 31, 2021.
3. Approve (on an advisory basis) Jabil's Mgmt For For
executive compensation.
4. Approve the Jabil Inc. 2021 Equity Mgmt For For
Incentive Plan.
5. Approve an Amendment to the Jabil Inc. 2011 Mgmt For For
Employee Stock Purchase Plan to Increase
Shares Available for Issuance.
--------------------------------------------------------------------------------------------------------------------------
JAZZ PHARMACEUTICALS PLC Agenda Number: 935239144
--------------------------------------------------------------------------------------------------------------------------
Security: G50871105
Meeting Type: Annual
Meeting Date: 30-Jul-2020
Ticker: JAZZ
ISIN: IE00B4Q5ZN47
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce C. Cozadd Mgmt For For
1B. Election of Director: Heather Ann McSharry Mgmt For For
1C. Election of Director: Anne O'Riordan Mgmt For For
1D. Election of Director: Rick E Winningham Mgmt For For
2. To ratify, on a non-binding advisory basis, Mgmt For For
the appointment of KPMG as the independent
auditors of Jazz Pharmaceuticals plc for
the fiscal year ending December 31, 2020
and to authorize, in a binding vote, the
board of directors, acting through the
audit committee, to determine the auditors'
remuneration.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of Jazz
Pharmaceuticals plc's named executive
officers as disclosed in the proxy
statement.
4. To approve an amendment and restatement of Mgmt Against Against
Jazz Pharmaceuticals plc's Amended and
Restated 2007 Non-Employee Directors Stock
Award Plan in order to, among other things,
increase the number of ordinary shares
authorized for issuance by 500,000 shares.
5. To approve a capital reduction and creation Mgmt For For
of distributable reserves under Irish law.
--------------------------------------------------------------------------------------------------------------------------
LAMAR ADVERTISING COMPANY Agenda Number: 935383567
--------------------------------------------------------------------------------------------------------------------------
Security: 512816109
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: LAMR
ISIN: US5128161099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nancy Fletcher Mgmt For For
John E. Koerner, III Mgmt Withheld Against
Marshall A. Loeb Mgmt For For
Stephen P. Mumblow Mgmt Withheld Against
Thomas V. Reifenheiser Mgmt Withheld Against
Anna Reilly Mgmt Withheld Against
Kevin P. Reilly, Jr. Mgmt For For
Wendell Reilly Mgmt Withheld Against
Elizabeth Thompson Mgmt For For
2. Ratify the appointment of KPMG LLP as the Mgmt Against Against
Company's independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
LEAR CORPORATION Agenda Number: 935381133
--------------------------------------------------------------------------------------------------------------------------
Security: 521865204
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: LEA
ISIN: US5218652049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mei-Wei Cheng Mgmt For For
1B. Election of Director: Jonathan F. Foster Mgmt For For
1C. Election of Director: Bradley M. Halverson Mgmt For For
1D. Election of Director: Mary Lou Jepsen Mgmt For For
1E. Election of Director: Roger A. Krone Mgmt For For
1F. Election of Director: Patricia L. Lewis Mgmt For For
1G. Election of Director: Kathleen A. Ligocki Mgmt For For
1H. Election of Director: Conrad L. Mallett, Mgmt Against Against
Jr.
1I. Election of Director: Raymond E. Scott Mgmt For For
1J. Election of Director: Gregory C. Smith Mgmt For For
2. Ratification of the retention of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
3. Approve, in a non-binding advisory vote, Mgmt For For
Lear Corporation's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
LIFE STORAGE, INC. Agenda Number: 935393859
--------------------------------------------------------------------------------------------------------------------------
Security: 53223X107
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: LSI
ISIN: US53223X1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark G. Barberio Mgmt For For
Joseph V. Saffire Mgmt For For
Stephen R. Rusmisel Mgmt For For
Arthur L. Havener, Jr. Mgmt For For
Dana Hamilton Mgmt For For
Edward J. Pettinella Mgmt For For
David L. Rogers Mgmt For For
Susan Harnett Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the independent registered
public accounting firm for the Company for
the fiscal year ending December 31, 2021.
3. Proposal to amend the Charter of the Mgmt For For
Company to increase the number of
authorized shares of common stock from
100,000,000 to 200,000,000.
4. Proposal to approve the compensation of the Mgmt Against Against
Company's executive officers.
--------------------------------------------------------------------------------------------------------------------------
MAXIMUS, INC. Agenda Number: 935330035
--------------------------------------------------------------------------------------------------------------------------
Security: 577933104
Meeting Type: Annual
Meeting Date: 16-Mar-2021
Ticker: MMS
ISIN: US5779331041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: John J. Haley Mgmt For For
1B. Election of Class II Director: Jan D. Mgmt For For
Madsen
1C. Election of Class III Director: Bruce L. Mgmt For For
Caswell
1D. Election of Class III Director: Richard A. Mgmt Against Against
Montoni
1E. Election of Class III Director: Raymond B. Mgmt Against Against
Ruddy
2. The approval of 2021 Omnibus Incentive Mgmt For For
Plan.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent public
accountants for our 2021 fiscal year.
4. Advisory vote to approve the compensation Mgmt Against Against
of the Named Executive Officers.
5. A shareholder proposal pertaining to the Shr For Against
disclosure by the Company of certain
lobbying expenditures and activities.
--------------------------------------------------------------------------------------------------------------------------
MDU RESOURCES GROUP, INC. Agenda Number: 935362993
--------------------------------------------------------------------------------------------------------------------------
Security: 552690109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: MDU
ISIN: US5526901096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Everist Mgmt For For
1B. Election of Director: Karen B. Fagg Mgmt For For
1C. Election of Director: David L. Goodin Mgmt For For
1D. Election of Director: Dennis W. Johnson Mgmt For For
1E. Election of Director: Patricia L. Moss Mgmt For For
1F. Election of Director: Dale S. Rosenthal Mgmt For For
1G. Election of Director: Edward A. Ryan Mgmt For For
1H. Election of Director: David M. Sparby Mgmt For For
1I. Election of Director: Chenxi Wang Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt Against Against
Paid to the Company's Named Executive
Officers.
3. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC. Agenda Number: 935372374
--------------------------------------------------------------------------------------------------------------------------
Security: 59522J103
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: MAA
ISIN: US59522J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: H. Eric Bolton, Jr. Mgmt For For
1B. Election of Director: Alan B. Graf, Jr. Mgmt Against Against
1C. Election of Director: Toni Jennings Mgmt For For
1D. Election of Director: Edith Kelly-Green Mgmt For For
1E. Election of Director: James K. Lowder Mgmt For For
1F. Election of Director: Thomas H. Lowder Mgmt Against Against
1G. Election of Director: Monica McGurk Mgmt For For
1H. Election of Director: Claude B. Nielsen Mgmt For For
1I. Election of Director: Philip W. Norwood Mgmt Against Against
1J. Election of Director: W. Reid Sanders Mgmt For For
1K. Election of Director: Gary Shorb Mgmt For For
1L. Election of Director: David P. Stockert Mgmt For For
2. Advisory (non-binding) vote to approve the Mgmt Against Against
compensation of our named executive
officers as disclosed in the proxy
statement.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
MOLSON COORS BEVERAGE COMPANY Agenda Number: 935387589
--------------------------------------------------------------------------------------------------------------------------
Security: 60871R209
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: TAP
ISIN: US60871R2094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger G. Eaton Mgmt Withheld Against
Charles M. Herington Mgmt Withheld Against
H. Sanford Riley Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
NORTONLIFELOCK INC. Agenda Number: 935251190
--------------------------------------------------------------------------------------------------------------------------
Security: 668771108
Meeting Type: Annual
Meeting Date: 08-Sep-2020
Ticker: NLOK
ISIN: US6687711084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sue Barsamian Mgmt For For
1B. Election of Director: Eric K. Brandt Mgmt For For
1C. Election of Director: Frank E. Dangeard Mgmt For For
1D. Election of Director: Nora M. Denzel Mgmt For For
1E. Election of Director: Peter A. Feld Mgmt For For
1F. Election of Director: Kenneth Y. Hao Mgmt For For
1G. Election of Director: David W. Humphrey Mgmt For For
1H. Election of Director: Vincent Pilette Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
4. Stockholder proposal regarding political Shr Abstain Against
spending disclosure.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 935347446
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: E. Spencer Abraham Mgmt For For
1B. Election of Director: Antonio Carrillo Mgmt For For
1C. Election of Director: Matthew Carter, Jr. Mgmt For For
1D. Election of Director: Lawrence S. Coben Mgmt Against Against
1E. Election of Director: Heather Cox Mgmt For For
1F. Election of Director: Elisabeth B. Donohue Mgmt For For
1G. Election of Director: Mauricio Gutierrez Mgmt For For
1H. Election of Director: Paul W. Hobby Mgmt Against Against
1I. Election of Director: Alexandra Pruner Mgmt For For
1J. Election of Director: Anne C. Schaumburg Mgmt Against Against
1K. Election of Director: Thomas H. Weidemeyer Mgmt Against Against
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION Agenda Number: 935372348
--------------------------------------------------------------------------------------------------------------------------
Security: 682189105
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: ON
ISIN: US6821891057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Atsushi Abe
1B. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Alan Campbell
1C. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Susan K. Carter
1D. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Thomas L. Deitrich
1E. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Gilles Delfassy
1F. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Hassane S. El-Khoury
1G. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Bruce E. Kiddoo
1H. Election of Director to serve until 2022 Mgmt Against Against
Annual Meeting: Paul A. Mascarenas
1I. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Gregory L. Waters
1J. Election of Director to serve until 2022 Mgmt Against Against
Annual Meeting: Christine Y. Yan
2. Advisory (non-binding) resolution to Mgmt Against Against
approve the compensation of our named
executive officers.
3. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2021.
4. Approval of an amendment to the ON Mgmt For For
Semiconductor Corporation 2000 Employee
Stock Purchase Plan.
5. Approval of amendments to the ON Mgmt Against Against
Semiconductor Corporation Amended and
Restated Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935316403
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Special
Meeting Date: 12-Jan-2021
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO VOTE ON A PROPOSAL TO APPROVE THE Mgmt For For
ISSUANCE OF SHARES OF PIONEER COMMON STOCK,
PAR VALUE $0.01 PER SHARE ("PIONEER COMMON
STOCK"), PURSUANT TO THE TERMS OF THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
OCTOBER 20, 2020 ("MERGER AGREEMENT"), BY
AND AMONG PIONEER, PARSLEY ENERGY, INC.
("PARSLEY") AND CERTAIN SUBSIDIARIES OF
PIONEER AND PARSLEY, AND OTHER SHARES OF
PIONEER COMMON STOCK RESERVED FOR ISSUANCE
IN CONNECTION WITH THE TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT (THE
"STOCK ISSUANCE" AND THE "PIONEER STOCK
ISSUANCE PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935392883
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: A.R. Alameddine Mgmt Against Against
1B. Election of Director: Edison C. Buchanan Mgmt Against Against
1C. Election of Director: Matt Gallagher Mgmt For For
1D. Election of Director: Phillip A. Gobe Mgmt For For
1E. Election of Director: Larry R. Grillot Mgmt For For
1F. Election of Director: Stacy P. Methvin Mgmt For For
1G. Election of Director: Royce W. Mitchell Mgmt For For
1H. Election of Director: Frank A. Risch Mgmt Against Against
1I. Election of Director: Scott D. Sheffield Mgmt For For
1J. Election of Director: J. Kenneth Thompson Mgmt For For
1K. Election of Director: Phoebe A. Wood Mgmt Against Against
1L. Election of Director: Michael D. Wortley Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt Against Against
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2021.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC. Agenda Number: 935380597
--------------------------------------------------------------------------------------------------------------------------
Security: 74251V102
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: PFG
ISIN: US74251V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Roger C. Hochschild Mgmt For For
1B. Election of Director: Daniel J. Houston Mgmt For For
1C. Election of Director: Diane C. Nordin Mgmt For For
1D. Election of Director: Alfredo Rivera Mgmt For For
2. Advisory Approval of Compensation of Our Mgmt For For
Named Executive Officers.
3. Ratification of Appointment of Independent Mgmt Against Against
Registered Public Accountants.
4. Approval of Principal Financial Group, Inc. Mgmt Against Against
2021 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PULTEGROUP, INC. Agenda Number: 935365646
--------------------------------------------------------------------------------------------------------------------------
Security: 745867101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: PHM
ISIN: US7458671010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian P. Anderson Mgmt Against Against
1B. Election of Director: Bryce Blair Mgmt For For
1C. Election of Director: Richard W. Dreiling Mgmt Against Against
1D. Election of Director: Thomas J. Folliard Mgmt For For
1E. Election of Director: Cheryl W. Grise Mgmt Against Against
1F. Election of Director: Andre J. Hawaux Mgmt For For
1G. Election of Director: J. Phillip Holloman Mgmt For For
1H. Election of Director: Ryan R. Marshall Mgmt For For
1I. Election of Director: John R. Peshkin Mgmt For For
1J. Election of Director: Scott F. Powers Mgmt For For
1K. Election of Director: Lila Snyder Mgmt For For
2. Ratification of appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for 2021.
3. Say-on-pay: Advisory vote to approve Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PVH CORP. Agenda Number: 935421266
--------------------------------------------------------------------------------------------------------------------------
Security: 693656100
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: PVH
ISIN: US6936561009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRENT CALLINICOS Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE CHEEKS Mgmt For For
1C. ELECTION OF DIRECTOR: EMANUEL CHIRICO Mgmt For For
1D. ELECTION OF DIRECTOR: JOSEPH B. FULLER Mgmt For For
1E. ELECTION OF DIRECTOR: STEFAN LARSSON Mgmt For For
1F. ELECTION OF DIRECTOR: V. JAMES MARINO Mgmt For For
1G. ELECTION OF DIRECTOR: G. PENNY McINTYRE Mgmt For For
1H. ELECTION OF DIRECTOR: AMY McPHERSON Mgmt For For
1I. ELECTION OF DIRECTOR: HENRY NASELLA Mgmt For For
1J. ELECTION OF DIRECTOR: ALLISON PETERSON Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD R. ROSENFELD Mgmt For For
1L. ELECTION OF DIRECTOR: JUDITH AMANDA SOURRY Mgmt For For
KNOX
2. Approval of the advisory resolution on Mgmt Against Against
executive compensation.
3. Ratification of auditors. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
QUANTA SERVICES, INC. Agenda Number: 935394851
--------------------------------------------------------------------------------------------------------------------------
Security: 74762E102
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PWR
ISIN: US74762E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Earl C. (Duke) Mgmt For For
Austin, Jr.
1.2 Election of Director: Doyle N. Beneby Mgmt For For
1.3 Election of Director: Vincent D. Foster Mgmt Against Against
1.4 Election of Director: Bernard Fried Mgmt Against Against
1.5 Election of Director: Worthing F. Jackman Mgmt Against Against
1.6 Election of Director: David M. McClanahan Mgmt For For
1.7 Election of Director: Margaret B. Shannon Mgmt For For
1.8 Election of Director: Pat Wood, III Mgmt Against Against
1.9 Election of Director: Martha B. Wyrsch Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt Against Against
Quanta's executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Quanta's
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
QURATE RETAIL, INC. Agenda Number: 935395245
--------------------------------------------------------------------------------------------------------------------------
Security: 74915M100
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: QRTEA
ISIN: US74915M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard N. Barton Mgmt Withheld Against
Michael A. George Mgmt For For
Gregory B. Maffei Mgmt For For
2. The auditors ratification proposal, to Mgmt Against Against
ratify the selection of KPMG LLP as our
independent auditors for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
RALPH LAUREN CORPORATION Agenda Number: 935240426
--------------------------------------------------------------------------------------------------------------------------
Security: 751212101
Meeting Type: Annual
Meeting Date: 30-Jul-2020
Ticker: RL
ISIN: US7512121010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank A. Bennack, Jr. Mgmt For For
Michael A. George Mgmt For For
Hubert Joly Mgmt For For
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending March 27, 2021.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers and our compensation philosophy,
policies and practices as described in the
accompanying Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC. Agenda Number: 935322898
--------------------------------------------------------------------------------------------------------------------------
Security: 754730109
Meeting Type: Annual
Meeting Date: 18-Feb-2021
Ticker: RJF
ISIN: US7547301090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles G. von Mgmt For For
Arentschildt
1B. Election of Director: Marlene Debel Mgmt For For
1C. Election of Director: Robert M. Dutkowsky Mgmt For For
1D. Election of Director: Jeffrey N. Edwards Mgmt For For
1E. Election of Director: Benjamin C. Esty Mgmt For For
1F. Election of Director: Anne Gates Mgmt For For
1G. Election of Director: Francis S. Godbold Mgmt For For
1H. Election of Director: Thomas A. James Mgmt For For
1I. Election of Director: Gordon L. Johnson Mgmt For For
1J. Election of Director: Roderick C. McGeary Mgmt For For
1K. Election of Director: Paul C. Reilly Mgmt For For
1L. Election of Director: Raj Seshadri Mgmt For For
1M. Election of Director: Susan N. Story Mgmt Against Against
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
REALTY INCOME CORPORATION Agenda Number: 935362929
--------------------------------------------------------------------------------------------------------------------------
Security: 756109104
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: O
ISIN: US7561091049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt Against Against
2022 annual meeting: Kathleen R. Allen
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting: A. Larry Chapman
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting: Reginald H. Gilyard
1D. Election of Director to serve until the Mgmt Against Against
2022 annual meeting: Priya Cherian Huskins
1E. Election of Director to serve until the Mgmt Against Against
2022 annual meeting: Gerardo I. Lopez
1F. Election of Director to serve until the Mgmt Against Against
2022 annual meeting: Michael D. McKee
1G. Election of Director to serve until the Mgmt Against Against
2022 annual meeting: Gregory T. McLaughlin
1H. Election of Director to serve until the Mgmt Against Against
2022 annual meeting: Ronald L. Merriman
1I. Election of Director to serve until the Mgmt For For
2022 annual meeting: Sumit Roy
2. The ratification of the appointment of KPMG Mgmt Against Against
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. A non-binding advisory proposal to approve Mgmt Against Against
the compensation of our named executive
officers as described in the Proxy
Statement.
4. The approval of the Realty Income Mgmt Against Against
Corporation 2021 Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
REGAL BELOIT CORPORATION Agenda Number: 935350051
--------------------------------------------------------------------------------------------------------------------------
Security: 758750103
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: RBC
ISIN: US7587501039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for the term expiring Mgmt For For
in 2022: Jan A. Bertsch
1B. Election of Director for the term expiring Mgmt For For
in 2022: Stephen M. Burt
1C. Election of Director for the term expiring Mgmt For For
in 2022: Anesa T. Chaibi
1D. Election of Director for the term expiring Mgmt Against Against
in 2022: Christopher L. Doerr
1E. Election of Director for the term expiring Mgmt Against Against
in 2022: Dean A. Foate
1F. Election of Director for the term expiring Mgmt For For
in 2022: Michael F. Hilton
1G. Election of Director for the term expiring Mgmt For For
in 2022: Louis V. Pinkham
1H. Election of Director for the term expiring Mgmt Against Against
in 2022: Rakesh Sachdev
1I. Election of Director for the term expiring Mgmt Against Against
in 2022: Curtis W. Stoelting
2. Advisory vote on the compensation of the Mgmt Against Against
company's named executive officers as
disclosed in the company's proxy statement.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm for the
year ending January 1, 2022.
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 935344452
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carolyn H. Byrd Mgmt For For
1B. Election of Director: Don DeFosset Mgmt Against Against
1C. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1D. Election of Director: Zhanna Golodryga Mgmt For For
1E. Election of Director: John D. Johns Mgmt For For
1F. Election of Director: Ruth Ann Marshall Mgmt For For
1G. Election of Director: Charles D. McCrary Mgmt Against Against
1H. Election of Director: James T. Prokopanko Mgmt For For
1I. Election of Director: Lee J. Styslinger III Mgmt Against Against
1J. Election of Director: Jose S. Suquet Mgmt For For
1K. Election of Director: John M. Turner, Jr. Mgmt For For
1L. Election of Director: Timothy Vines Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt Against Against
Young LLP as the Independent Registered
Public Accounting Firm for 2021.
3. Advisory Vote on Executive Compensation. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC. Agenda Number: 935380775
--------------------------------------------------------------------------------------------------------------------------
Security: 760759100
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: RSG
ISIN: US7607591002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Manuel Kadre Mgmt For For
1B. Election of Director: Tomago Collins Mgmt For For
1C. Election of Director: Michael A. Duffy Mgmt For For
1D. Election of Director: Thomas W. Handley Mgmt For For
1E. Election of Director: Jennifer M. Kirk Mgmt For For
1F. Election of Director: Michael Larson Mgmt For For
1G. Election of Director: Kim S. Pegula Mgmt For For
1H. Election of Director: James P. Snee Mgmt For For
1I. Election of Director: Brian S. Tyler Mgmt For For
1J. Election of Director: Sandra M. Volpe Mgmt For For
1K. Election of Director: Katharine B. Weymouth Mgmt For For
2. Advisory vote to approve our named Mgmt Against Against
executive officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
4. Shareholder Proposal to incorporate ESG Shr For Against
metrics into executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RYDER SYSTEM, INC. Agenda Number: 935352598
--------------------------------------------------------------------------------------------------------------------------
Security: 783549108
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: R
ISIN: US7835491082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
Robert J. Eck
1B. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
Robert A. Hagemann
1C. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
Michael F. Hilton
1D. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
Tamara L. Lundgren
1E. Election of Director For a 1-year term of Mgmt Against Against
office expiring at the 2022 Annual Meeting:
Luis P. Nieto, Jr.
1F. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
David G. Nord
1G. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
Robert E. Sanchez
1H. Election of Director For a 1-year term of Mgmt Against Against
office expiring at the 2022 Annual Meeting:
Abbie J. Smith
1I. Election of Director For a 1-year term of Mgmt Against Against
office expiring at the 2022 Annual Meeting:
E. Follin Smith
1J. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
Dmitri L. Stockton
1K. Election of Director For a 1-year term of Mgmt Against Against
office expiring at the 2022 Annual Meeting:
Hansel E. Tookes, II
2. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as independent registered certified public
accounting firm for the 2021 fiscal year.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
4. Approval of the Amendment to the 2019 Mgmt Against Against
Equity and Incentive Compensation Plan.
5. Shareholder proposal to vote, on an Shr Against For
advisory basis, on a shareholder proposal
regarding written consent.
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER NATIONAL, INC. Agenda Number: 935347321
--------------------------------------------------------------------------------------------------------------------------
Security: 80689H102
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: SNDR
ISIN: US80689H1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jyoti Chopra Mgmt For For
James R. Giertz Mgmt Withheld Against
Adam P. Godfrey Mgmt Withheld Against
Robert W. Grubbs Mgmt Withheld Against
Robert M. Knight, Jr. Mgmt For For
Therese A. Koller Mgmt For For
Mark B. Rourke Mgmt For For
Paul J. Schneider Mgmt Withheld Against
John A. Swainson Mgmt Withheld Against
James L. Welch Mgmt Withheld Against
2. Appointment of Auditors: Shareholders will Mgmt For For
be asked to ratify the appointment of
Deloitte & Touche, LLP ("Deloitte") as the
Company's independent registered auditors
for the current year. Information regarding
the appointment of Deloitte may be found in
the Ratification of Appointment of
Independent Registered Public Accounting
Firm section of the Proxy Statement.
3. Say on Pay: Shareholders will be asked to Mgmt For For
approve, on an advisory basis, the
compensation of our named executive
officers, which is more fully described in
the Compensation Discussion and Analysis
and Executive Compensation Tables and
Narrative sections of the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 935345101
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: SBNY
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathryn A. Byrne Mgmt For For
1B. Election of Director: Maggie Timoney Mgmt For For
1C. Election of Director: George Tsunis Mgmt For For
2. To ratify the appointment of KPMG LLP, an Mgmt For For
independent registered public accounting
firm, as the independent auditors for the
year ending December 31, 2021.
3. Advisory vote on executive compensation. Mgmt Against Against
4. Approval of the Bank's share repurchase Mgmt For For
plan.
5. Approval to amend the Bank's Organization Mgmt For For
Certificate to increase the authorized
common stock of the Bank.
6. Approval to amend the 2004 Equity Plan to Mgmt For For
increase the number of shares of the Bank's
common stock.
--------------------------------------------------------------------------------------------------------------------------
SS&C TECHNOLOGIES HOLDINGS, INC. Agenda Number: 935382717
--------------------------------------------------------------------------------------------------------------------------
Security: 78467J100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: SSNC
ISIN: US78467J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan E. Michael Mgmt Withheld Against
2. The approval of the compensation of the Mgmt Against Against
named executive officers.
3. The ratification of PricewaterhouseCoopers Mgmt Against Against
LLP as SS&C's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 935380408
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: P. de Saint-Aignan Mgmt For For
1B. Election of Director: M. Chandoha Mgmt For For
1C. Election of Director: A. Fawcett Mgmt Against Against
1D. Election of Director: W. Freda Mgmt For For
1E. Election of Director: S. Mathew Mgmt For For
1F. Election of Director: W. Meaney Mgmt For For
1G. Election of Director: R. O'Hanley Mgmt For For
1H. Election of Director: S. O'Sullivan Mgmt For For
1I. Election of Director: J. Portalatin Mgmt For For
1J. Election of Director: J. Rhea Mgmt For For
1K. Election of Director: R. Sergel Mgmt Against Against
1L. Election of Director: G. Summe Mgmt Against Against
2. To approve an advisory proposal on Mgmt Against Against
executive compensation.
3. To ratify the selection of Ernst & Young Mgmt Against Against
LLP as State Street's independent
registered public accounting firm for the
year ending December 31, 2021.
4. Shareholder proposal requesting that the Shr Abstain Against
board oversee a racial equity audit.
--------------------------------------------------------------------------------------------------------------------------
STEEL DYNAMICS, INC. Agenda Number: 935383024
--------------------------------------------------------------------------------------------------------------------------
Security: 858119100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: STLD
ISIN: US8581191009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark D. Millett Mgmt For For
Sheree L. Bargabos Mgmt For For
Keith E. Busse Mgmt Withheld Against
Frank D. Byrne, M.D. Mgmt Withheld Against
Kenneth W. Cornew Mgmt For For
Traci M. Dolan Mgmt For For
James C. Marcuccilli Mgmt Withheld Against
Bradley S. Seaman Mgmt Withheld Against
Gabriel L. Shaheen Mgmt For For
Steven A. Sonnenberg Mgmt For For
Richard P. Teets, Jr. Mgmt Withheld Against
2. TO APPROVE THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS STEEL DYNAMICS INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR 2021
3. TO HOLD AN ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STERIS PLC Agenda Number: 935236768
--------------------------------------------------------------------------------------------------------------------------
Security: G8473T100
Meeting Type: Annual
Meeting Date: 28-Jul-2020
Ticker: STE
ISIN: IE00BFY8C754
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director: Richard C. Breeden Mgmt For For
1b. Re-election of Director: Cynthia L. Mgmt Against Against
Feldmann
1c. Re-election of Director: Dr. Jacqueline B. Mgmt Against Against
Kosecoff
1d. Re-election of Director: David B. Lewis Mgmt For For
1e. Re-election of Director: Walter M Mgmt For For
Rosebrough, Jr.
1f. Re-election of Director: Dr. Nirav R. Shah Mgmt For For
1g. Re-election of Director: Dr. Mohsen M. Sohi Mgmt Against Against
1h. Re-election of Director: Dr. Richard M. Mgmt Against Against
Steeves
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the year ending
March 31, 2021.
3. To appoint Ernst & Young Chartered Mgmt Against Against
Accountants as the Company's Irish
statutory auditor under the Act to hold
office until the conclusion of the
Company's next Annual General Meeting.
4. To authorize the Directors of the Company Mgmt For For
or the Audit Committee to determine the
remuneration of Ernst & Young Chartered
Accountants as the Company's Irish
statutory auditor.
5. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed
pursuant to the disclosure rules of the
Securities and Exchange Commission,
including the Compensation Discussion and
Analysis and the tabular and narrative
disclosure contained in the Company's proxy
statement dated June 12, 2020.
--------------------------------------------------------------------------------------------------------------------------
SYSCO CORPORATION Agenda Number: 935276457
--------------------------------------------------------------------------------------------------------------------------
Security: 871829107
Meeting Type: Annual
Meeting Date: 20-Nov-2020
Ticker: SYY
ISIN: US8718291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel J. Brutto Mgmt For For
1B. Election of Director: John M. Cassaday Mgmt For For
1C. Election of Director: Joshua D. Frank Mgmt For For
1D. Election of Director: Larry C. Glasscock Mgmt For For
1E. Election of Director: Bradley M. Halverson Mgmt For For
1F. Election of Director: John M. Hinshaw Mgmt For For
1G. Election of Director: Kevin P. Hourican Mgmt For For
1H. Election of Director: Hans-Joachim Koerber Mgmt For For
1I. Election of Director: Stephanie A. Mgmt For For
Lundquist
1J. Election of Director: Nelson Peltz Mgmt For For
1K. Election of Director: Edward D. Shirley Mgmt For For
1L. Election of Director: Sheila G. Talton Mgmt For For
2. To approve, by advisory vote, the Mgmt Against Against
compensation paid to Sysco's named
executive officers, as disclosed in Sysco's
2020 proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Sysco's independent registered
public accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
TEGNA INC. Agenda Number: 935375724
--------------------------------------------------------------------------------------------------------------------------
Security: 87901J105
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: TGNA
ISIN: US87901J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gina L. Bianchini Mgmt For For
Howard D. Elias Mgmt For For
Stuart J. Epstein Mgmt For For
Lidia Fonseca Mgmt For For
Karen H. Grimes Mgmt For For
David T. Lougee Mgmt For For
Scott K. McCune Mgmt For For
Henry W. McGee Mgmt For For
Susan Ness Mgmt For For
Bruce P. Nolop Mgmt For For
Neal Shapiro Mgmt For For
Melinda C. Witmer Mgmt For For
2. PROPOSAL TO RATIFY the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the 2021 fiscal year.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt Against Against
the compensation of the Company's named
executive officers.
4. COMPANY PROPOSAL TO APPROVE the Elimination Mgmt For For
of Supermajority Voting Provisions.
--------------------------------------------------------------------------------------------------------------------------
TERMINIX GLOBAL HOLDINGS INC Agenda Number: 935397720
--------------------------------------------------------------------------------------------------------------------------
Security: 88087E100
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TMX
ISIN: US88087E1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until Mgmt For For
the 2024 Annual Meeting: David J. Frear
1B. Election of Class I Director to serve until Mgmt For For
the 2024 Annual Meeting: Brett T. Ponton
1C. Election of Class I Director to serve until Mgmt For For
the 2024 Annual Meeting: Stephen J. Sedita
2. To hold a non-binding advisory vote Mgmt Against Against
approving executive compensation.
3. To hold a non-binding advisory vote on the Mgmt 1 Year For
frequency of future advisory votes
approving executive compensation.
4. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION Agenda Number: 935343397
--------------------------------------------------------------------------------------------------------------------------
Security: 00130H105
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: AES
ISIN: US00130H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Janet G. Davidson Mgmt For For
1B. Election of Director: Andres R. Gluski Mgmt For For
1C. Election of Director: Tarun Khanna Mgmt For For
1D. Election of Director: Holly K. Koeppel Mgmt For For
1E. Election of Director: Julia M. Laulis Mgmt For For
1F. Election of Director: James H. Miller Mgmt For For
1G. Election of Director: Alain Monie Mgmt For For
1H. Election of Director: John B. Morse, Jr. Mgmt For For
1I. Election of Director: Moises Naim Mgmt For For
1J. Election of Director: Teresa M. Sebastian Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
Company's executive compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent auditor of the
Company for fiscal year 2021.
4. To vote on a non-binding Stockholder Shr Against For
proposal seeking to adopt a by-law to
subject any by-law or charter amendments to
a Stockholder vote.
--------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 935369264
--------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: HIG
ISIN: US4165151048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert B. Allardice, Mgmt Against Against
III
1B. Election of Director: Larry D. De Shon Mgmt For For
1C. Election of Director: Carlos Dominguez Mgmt For For
1D. Election of Director: Trevor Fetter Mgmt Against Against
1E. Election of Director: Donna James Mgmt For For
1F. Election of Director: Kathryn A. Mikells Mgmt For For
1G. Election of Director: Michael G. Morris Mgmt Against Against
1H. Election of Director: Teresa W. Roseborough Mgmt For For
1I. Election of Director: Virginia P. Mgmt For For
Ruesterholz
1J. Election of Director: Christopher J. Swift Mgmt For For
1K. Election of Director: Matthew E. Winter Mgmt For For
1L. Election of Director: Greig Woodring Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2021.
3. Management proposal to approve, on a Mgmt Against Against
non-binding advisory basis, the
compensation of the Company's named
executive officers as disclosed in the
Company's proxy statement.
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 935377300
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P. M. Arway Mgmt For For
J. W. Brown Mgmt For For
M. G. Buck Mgmt For For
V. L. Crawford Mgmt For For
R. M. Dutkowsky Mgmt For For
M. K. Haben Mgmt For For
J. C. Katzman Mgmt For For
M. D. Koken Mgmt For For
R. M. Malcolm Mgmt For For
A. J. Palmer Mgmt For For
J. R. Perez Mgmt For For
W. L. Schoppert Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors for 2021.
3. Approve named executive officer Mgmt For For
compensation on a non-binding advisory
basis.
--------------------------------------------------------------------------------------------------------------------------
TRANSUNION Agenda Number: 935359667
--------------------------------------------------------------------------------------------------------------------------
Security: 89400J107
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: TRU
ISIN: US89400J1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William P. (Billy) Mgmt For For
Bosworth
1B. Election of Director: Suzanne P. Clark Mgmt For For
1C. Election of Director: Kermit R. Crawford Mgmt For For
1D. Election of Director: Russell P. Fradin Mgmt Against Against
1E. Election of Director: Pamela A. Joseph Mgmt For For
1F. Election of Director: Thomas L. Monahan, Mgmt For For
III
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as TransUnion's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TWITTER, INC. Agenda Number: 935395120
--------------------------------------------------------------------------------------------------------------------------
Security: 90184L102
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: TWTR
ISIN: US90184L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jesse Cohn Mgmt For For
1B. Election of Director: Martha Lane Fox Mgmt For For
1C. Election of Director: Fei-Fei Li Mgmt For For
1D. Election of Director: David Rosenblatt Mgmt For For
2. The approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers ("Say-on-Pay").
3. The approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
5. The approval of an amendment to our amended Mgmt For For
and restated certificate of incorporation
to declassify our board of directors.
6. Shareholder proposal no. 6 has been Shr Abstain Against
withdrawn
7. A stockholder proposal regarding a director Shr Abstain Against
candidate with human and/or civil rights
expertise, if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UGI CORPORATION Agenda Number: 935316718
--------------------------------------------------------------------------------------------------------------------------
Security: 902681105
Meeting Type: Annual
Meeting Date: 29-Jan-2021
Ticker: UGI
ISIN: US9026811052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term expiring in Mgmt For For
2022: Frank S. Hermance, Chair
1B. Election of Director for a term expiring in Mgmt For For
2022: M. Shawn Bort
1C. Election of Director for a term expiring in Mgmt For For
2022: Theodore A. Dosch
1D. Election of Director for a term expiring in Mgmt For For
2022: Alan N. Harris
1E. Election of Director for a term expiring in Mgmt For For
2022: Mario Longhi
1F. Election of Director for a term expiring in Mgmt For For
2022: William J. Marrazzo
1G. Election of Director for a term expiring in Mgmt For For
2022: Cindy J. Miller
1H. Election of Director for a term expiring in Mgmt For For
2022: Kelly A. Romano
1I. Election of Director for a term expiring in Mgmt For For
2022: James B. Stallings, Jr.
1J. Election of Director for a term expiring in Mgmt For For
2022: John L. Walsh
2. Advisory Vote on Executive Compensation. Mgmt Against Against
3. Approval of the Company's 2021 Incentive Mgmt Against Against
Award Plan.
4. Ratification of Independent Registered Mgmt For For
Public Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC. Agenda Number: 935351065
--------------------------------------------------------------------------------------------------------------------------
Security: 920253101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: VMI
ISIN: US9202531011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel P. Neary Mgmt Withheld Against
Theo W. Freye Mgmt For For
Stephen Kaniewski Mgmt For For
Joan Robinson-Berry Mgmt For For
2. Advisory approval of the company's Mgmt Against Against
executive compensation.
3. Ratifying the appointment of Deloitte & Mgmt Against Against
Touche LLP as independent auditors for
fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
VALVOLINE INC. Agenda Number: 935316097
--------------------------------------------------------------------------------------------------------------------------
Security: 92047W101
Meeting Type: Annual
Meeting Date: 28-Jan-2021
Ticker: VVV
ISIN: US92047W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerald W. Evans, Jr Mgmt For For
1B. Election of Director: Richard J. Freeland Mgmt For For
1C. Election of Director: Stephen F. Kirk Mgmt For For
1D. Election of Director: Carol H. Kruse Mgmt For For
1E. Election of Director: Stephen E. Macadam Mgmt For For
1F. Election of Director: Vada O. Manager Mgmt For For
1G. Election of Director: Samuel J. Mitchell, Mgmt For For
Jr.
1H. Election of Director: Charles M. Sonsteby Mgmt For For
1I. Election of Director: Mary J. Twinem Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Valvoline's independent
registered public accounting firm for
fiscal 2021.
3. Non-binding advisory resolution approving Mgmt For For
our executive compensation.
--------------------------------------------------------------------------------------------------------------------------
WESTROCK COMPANY Agenda Number: 935315691
--------------------------------------------------------------------------------------------------------------------------
Security: 96145D105
Meeting Type: Annual
Meeting Date: 29-Jan-2021
Ticker: WRK
ISIN: US96145D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Colleen F. Arnold Mgmt For For
1B. Election of Director: Timothy J. Bernlohr Mgmt For For
1C. Election of Director: J. Powell Brown Mgmt For For
1D. Election of Director: Terrell K. Crews Mgmt For For
1E. Election of Director: Russell M. Currey Mgmt For For
1F. Election of Director: Suzan F. Harrison Mgmt For For
1G. Election of Director: John A. Luke, Jr. Mgmt For For
1H. Election of Director: Gracia C. Martore Mgmt For For
1I. Election of Director: James E. Nevels Mgmt For For
1J. Election of Director: Steven C. Voorhees Mgmt For For
1K. Election of Director: Bettina M. Whyte Mgmt For For
1L. Election of Director: Alan D. Wilson Mgmt For For
2. Advisory Vote to Approve Executive Mgmt Against Against
Compensation.
3. Approval of WestRock Company 2020 Incentive Mgmt For For
Stock Plan.
4. Ratification of Appointment of Ernst & Mgmt Against Against
Young LLP.
--------------------------------------------------------------------------------------------------------------------------
XYLEM INC. Agenda Number: 935365658
--------------------------------------------------------------------------------------------------------------------------
Security: 98419M100
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: XYL
ISIN: US98419M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeanne Beliveau-Dunn Mgmt For For
1B. Election of Director: Patrick K. Decker Mgmt For For
1C. Election of Director: Robert F. Friel Mgmt For For
1D. Election of Director: Jorge M. Gomez Mgmt For For
1E. Election of Director: Victoria D. Harker Mgmt Against Against
1F. Election of Director: Steven R. Loranger Mgmt Against Against
1G. Election of Director: Surya N. Mohapatra, Mgmt For For
Ph.D.
1H. Election of Director: Jerome A. Peribere Mgmt For For
1I. Election of Director: Markos I. Tambakeras Mgmt For For
1J. Election of Director: Lila Tretikov Mgmt For For
1K. Election of Director: Uday Yadav Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our Independent Registered
Public Accounting Firm for 2021.
3. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
4. Shareholder proposal requesting amendments Shr For Against
to our proxy access by-law, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC. Agenda Number: 935362892
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ZBH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher B. Begley Mgmt For For
1B. Election of Director: Betsy J. Bernard Mgmt For For
1C. Election of Director: Michael J. Farrell Mgmt For For
1D. Election of Director: Robert A. Hagemann Mgmt For For
1E. Election of Director: Bryan C. Hanson Mgmt For For
1F. Election of Director: Arthur J. Higgins Mgmt For For
1G. Election of Director: Maria Teresa Hilado Mgmt For For
1H. Election of Director: Syed Jafry Mgmt For For
1I. Election of Director: Sreelakshmi Kolli Mgmt For For
1J. Election of Director: Michael W. Michelson Mgmt For For
2. Ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. Approve, on a non-binding advisory basis, Mgmt Against Against
named executive officer compensation ("Say
on Pay").
4. Approve the amended 2009 Stock Incentive Mgmt For For
Plan.
5. Approve the amended Stock Plan for Mgmt Against Against
Non-Employee Directors.
6. Approve the amended Deferred Compensation Mgmt For For
Plan for Non-Employee Directors.
7. Approve amendments to our Restated Mgmt For For
Certificate of Incorporation to permit
shareholders to call a special meeting.
BMO Moderate Allocation Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
BMO Prime Money Market Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
BMO Pyrford International Stock Fund
--------------------------------------------------------------------------------------------------------------------------
ABC-MART,INC. Agenda Number: 714093630
--------------------------------------------------------------------------------------------------------------------------
Security: J00056101
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: JP3152740001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Noguchi,
Minoru
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Katsunuma,
Kiyoshi
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kojima, Jo
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kikuchi,
Takashi
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hattori,
Kiichiro
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Matsuoka,
Tadashi
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Sugahara, Taio
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Toyoda, Ko
--------------------------------------------------------------------------------------------------------------------------
ADVANTECH CO LTD Agenda Number: 713988028
--------------------------------------------------------------------------------------------------------------------------
Security: Y0017P108
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: TW0002395001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 ADOPTION OF THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2020 PROFITS. CASH DIVIDEND OF NT 7.10
PER SHARE.
3 AMENDMENT TO THE COMPANYS ARTICLES OF Mgmt For For
INCORPORATION.
4 APPROVE OF AMENDMENT TO THE RULES AND Mgmt For For
PROCEDURES OF SHAREHOLDERS MEETING.
5 LNC TECHNOLOGY CO., LTD., A SUBSIDIARY OF Mgmt For For
THE COMPANY, IS PLANNING TO APPLY FOR
LISTING AND OTC LISTING. IN ORDER TO COMPLY
WITH RELEVANT LAWS AND REGULATIONS, SUCH A
PLAN WILL BE PROPOSED AT THE SHAREHOLDERS
MEETING TO REACH A RESOLUTION WHETHER TO OR
NOT TO AUTHORIZE THE BOARD OF DIRECTORS TO
IMPLEMENT MATTERS RELATED TO THE ISSUANCE
OF SHARES TO LNC PRIOR TO THE FILING OF THE
APPLICATION.
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD Agenda Number: 713839073
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040800938.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040800946.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY, THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF 100.30 HONG Mgmt For For
KONG CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2020
3 TO RE-ELECT MR. LEE YUAN SIONG AS EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. CHUNG-KONG CHOW AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO RE-ELECT MR. JOHN BARRIE HARRISON AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO RE-ELECT PROFESSOR LAWRENCE JUEN-YEE LAU Mgmt For For
AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
7 TO RE-ELECT MR. CESAR VELASQUEZ PURISIMA AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
8 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
ITS REMUNERATION
9.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY, NOT EXCEEDING 10 PER
CENT OF THE NUMBER OF SHARES OF THE COMPANY
IN ISSUE AS AT THE DATE OF THIS RESOLUTION,
AND THE DISCOUNT FOR ANY SHARES TO BE
ISSUED SHALL NOT EXCEED 10 PER CENT TO THE
BENCHMARKED PRICE
9.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY, NOT
EXCEEDING 10 PER CENT OF THE NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
AIR LIQUIDE SA Agenda Number: 713611019
--------------------------------------------------------------------------------------------------------------------------
Security: F01764103
Meeting Type: MIX
Meeting Date: 04-May-2021
Ticker:
ISIN: FR0000120073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 18 FEB 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. PLEASE
NOTE THAT IF YOU HOLD CREST DEPOSITORY
INTERESTS (CDIs) AND PARTICIPATE AT THIS
MEETING, YOU (OR YOUR CREST SPONSORED
MEMBER/CUSTODIAN) WILL BE REQUIRED TO
INSTRUCT A TRANSFER OF THE RELEVANT CDIs TO
THE ESCROW ACCOUNT SPECIFIED IN THE
ASSOCIATED CORPORATE EVENT IN THE CREST
SYSTEM. THIS TRANSFER WILL NEED TO BE
COMPLETED BY THE SPECIFIED CREST SYSTEM
DEADLINE. ONCE THIS TRANSFER HAS SETTLED,
THE CDIs WILL BE BLOCKED IN THE CREST
SYSTEM. THE CDIs WILL BE RELEASED FROM
ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 18 FEB 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202102172100163-21: REVISION DUE TO
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2020; SETTING OF THE DIVIDEND
4 18-MONTH AUTHORIZATION GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO ALLOW THE COMPANY TO TRADE
IN ITS OWN SHARES
5 RENEWAL OF THE TERM OF OFFICE OF MR. XAVIER Mgmt For For
HUILLARD AS DIRECTOR
6 APPOINTMENT OF MR. PIERRE BREBER AS Mgmt For For
DIRECTOR OF THE COMPANY
7 APPOINTMENT OF MR. AIMAN EZZAT AS DIRECTOR Mgmt For For
OF THE COMPANY
8 APPOINTMENT OF MR. BERTRAND DUMAZY AS Mgmt For For
DIRECTOR OF THE COMPANY
9 STATUTORY AUDITORS' SPECIAL REPORT ON THE Mgmt For For
AGREEMENTS REFERRED TO IN ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. BENOIT POTIER
11 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF THE CORPORATE OFFICERS
REFERRED TO IN ARTICLE L. 22-10-9 I OF THE
FRENCH COMMERCIAL CODE
12 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO EXECUTIVE CORPORATE OFFICERS
13 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO DIRECTORS
14 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR 24 MONTHS TO REDUCE THE
CAPITAL BY CANCELLING TREASURY SHARES
15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR 26 MONTHS IN ORDER
TO INCREASE THE SHARE CAPITAL BY ISSUING
COMMON SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS, IMMEDIATELY AND/OR IN THE
FUTURE, TO THE COMPANY'S CAPITAL, WITH
RETENTION OF SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS FOR A MAXIMUM NOMINAL
AMOUNT OF 470 MILLION EUROS
16 AUTHORISATION GRANTED FOR 26 MONTHS TO THE Mgmt For For
BOARD OF DIRECTORS IN ORDER TO INCREASE, IN
THE EVENT OF EXCESS DEMAND, THE AMOUNT OF
ISSUES OF SHARES OR TRANSFERABLE
SECURITIES)
17 DELEGATION OF AUTHORITY GRANTED FOR 26 Mgmt For For
MONTHS TO THE BOARD OF DIRECTORS IN ORDER
TO PROCEED WITH CAPITAL INCREASES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT RESERVED FOR MEMBERS OF
A COMPANY OR GROUP SAVINGS PLAN
18 DELEGATION OF AUTHORITY GRANTED FOR 18 Mgmt For For
MONTHS TO THE BOARD OF DIRECTORS IN ORDER
TO PROCEED WITH CAPITAL INCREASES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT RESERVED FOR A CATEGORY
OF BENEFICIARIES
19 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ASSA ABLOY AB Agenda Number: 713258172
--------------------------------------------------------------------------------------------------------------------------
Security: W0817X204
Meeting Type: EGM
Meeting Date: 24-Nov-2020
Ticker:
ISIN: SE0007100581
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: JOHAN Non-Voting
AHLGREN
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO CHECK THE Non-Voting
MINUTES: AXEL MARTENSSON (MELKER SCHORLING
AB) AND MARIANNE NILSSON (SWEDBANK ROBUR
FONDER)
6 DETERMINATION AS TO WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 RESOLUTION ON DIVIDEND: SEK 1.85 PER SHARE Mgmt For For
8 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ASSA ABLOY AB Agenda Number: 713725337
--------------------------------------------------------------------------------------------------------------------------
Security: W0817X204
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: SE0007100581
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL Non-Voting
MEETING: LARS RENSTROM
2 ELECTION OF TWO PERSONS TO CHECK THE ANNUAL Non-Voting
GENERAL MEETING MINUTES: JOHAN HJERTONSSON
(INVESTMENT AB LATOUR), LISELOTT LEDIN
(ALECTA)
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION OF WHETHER THE ANNUAL GENERAL Non-Voting
MEETING HAS BEEN DULY CONVENED
6 PRESENTATION OF A) THE ANNUAL REPORT AND Non-Voting
THE AUDIT REPORT AS WELL AS THE
CONSOLIDATED ACCOUNTS AND THE AUDIT REPORT
FOR THE GROUP, AND B) THE AUDITOR'S
STATEMENT REGARDING WHETHER THE GUIDELINES
FOR REMUNERATION TO SENIOR EXECUTIVES
ADOPTED ON THE PREVIOUS ANNUAL GENERAL
MEETING HAVE BEEN COMPLIED WITH
7.A RESOLUTION REGARDING ADOPTION OF THE Mgmt For For
STATEMENT OF INCOME AND THE BALANCE SHEET
AS WELL AS THE CONSOLIDATED STATEMENT OF
INCOME AND THE CONSOLIDATED BALANCE SHEET
7.B RESOLUTION REGARDING DISPOSITIONS OF THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE ADOPTED
BALANCE SHEET: SEK 3.90 PER SHARE
7.C.1 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: LARS RENSTROM
(CHAIRMAN OF THE BOARD)
7.C.2 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: CARL DOUGLAS (VICE
CHAIRMAN OF THE BOARD)
7.C.3 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: EVA KARLSSON (BOARD
MEMBER)
7.C.4 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: BIRGITTA KLASEN
(BOARD MEMBER)
7.C.5 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: LENA OLVING (BOARD
MEMBER)
7.C.6 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: SOFIA SCHORLING
HOGBERG (BOARD MEMBER)
7.C.7 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: JAN SVENSSON (BOARD
MEMBER)
7.C.8 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: JOAKIM WEIDEMANIS
(BOARD MEMBER)
7.C.9 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: RUNE HJALM (BOARD
MEMBER, EMPLOYEE REPRESENTATIVE)
7.C10 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: MATS PERSSON (BOARD
MEMBER, EMPLOYEE REPRESENTATIVE)
7.C11 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: BJARNE JOHANSSON
(DEPUTY BOARD MEMBER, EMPLOYEE
REPRESENTATIVE)
7.C12 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: NADJA WIKSTROM
(DEPUTY BOARD MEMBER, EMPLOYEE
REPRESENTATIVE)
7.C13 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTOR AND THE CEO: NICO DELVAUX (CEO)
8 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS: THE NUMBER OF
MEMBERS OF THE BOARD OF DIRECTORS SHALL BE
EIGHT
9.A DETERMINATION OF FEES TO THE BOARD OF Mgmt For For
DIRECTORS
9.B DETERMINATION OF FEES TO THE AUDITOR Mgmt For For
10 ELECTION OF THE BOARD OF DIRECTORS, Mgmt Against Against
CHAIRMAN OF THE BOARD OF DIRECTORS AND VICE
CHAIRMAN OF THE BOARD OF DIRECTORS:
RE-ELECTION OF LARS RENSTROM, CARL DOUGLAS,
EVA KARLSSON, LENA OLVING, SOFIA SCHORLING
HOGBERG AND JOAKIM WEIDEMANIS AS MEMBERS OF
THE BOARD OF DIRECTORS. BIRGITTA KLASEN AND
JAN SVENSSON HAVE DECLINED RE-ELECTION.
ELECTION OF JOHAN HJERTONSSON AND SUSANNE
PAHLEN AKLUNDH AS NEW MEMBERS OF THE BOARD
OF DIRECTORS. RE-ELECTION OF LARS RENSTROM
AS CHAIRMAN OF THE BOARD OF DIRECTORS AND
CARL DOUGLAS AS VICE CHAIRMAN
11 ELECTION OF AUDITOR: RE-ELECTION OF THE Mgmt For For
REGISTERED AUDIT FIRM ERNST & YOUNG AB AS
AUDITOR FOR THE TIME PERIOD UNTIL THE END
OF THE ANNUAL GENERAL MEETING 2022, IN
ACCORDANCE WITH THE AUDIT COMMITTEE'S
RECOMMENDATION. ERNST & YOUNG AB HAS
NOTIFIED THAT, PROVIDED THAT THE NOMINATION
COMMITTEE'S PROPOSAL IS ADOPTED BY THE
ANNUAL GENERAL MEETING, AUTHORIZED PUBLIC
ACCOUNTANT HAMISH MABON WILL REMAIN
APPOINTED AS AUDITOR IN CHARGE
12 RESOLUTION ON APPROVAL OF THE REMUNERATION Mgmt For For
REPORT
13 RESOLUTION REGARDING AUTHORIZATION TO Mgmt For For
REPURCHASE AND TRANSFER SERIES B SHARES IN
THE COMPANY
14 RESOLUTION REGARDING LONG-TERM INCENTIVE Mgmt Against Against
PROGRAM
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ATLAS COPCO AB Agenda Number: 713277538
--------------------------------------------------------------------------------------------------------------------------
Security: W1R924161
Meeting Type: EGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: SE0011166610
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIR FOR THE MEETING: HANS Non-Voting
STRABERG
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE PERSON, THE ADJUSTER, TO Non-Voting
APPROVE THE MINUTES TOGETHER WITH THE CHAIR
5 DETERMINATION WHETHER THE MEETING HAS BEEN Non-Voting
PROPERLY CONVENED
6 RESOLUTION ON DIVIDEND AND RECORD DATE: AS Mgmt For For
A CONSEQUENCE OF THE UNCERTAINTY CAUSED BY
COVID-19, IT WAS DECIDED AT ATLAS COPCO' S
AGM ON APRIL 23, 2020, ON A DIVIDEND OF SEK
3.50 PER SHARE
7 RESOLUTION ON AMENDMENT OF THE ARTICLES OF Mgmt For For
ASSOCIATION
8 CONCLUSION OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ATLAS COPCO AB Agenda Number: 713724931
--------------------------------------------------------------------------------------------------------------------------
Security: W1R924161
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: SE0011166610
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535275 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1 OPENING OF MEETING; ELECT CHAIRMAN OF Non-Voting
MEETING
2 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
3 APPROVE AGENDA OF MEETING Non-Voting
4 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
6 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
7.A ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
7.B.1 APPROVE DISCHARGE OF STAFFAN BOHMAN Mgmt For For
7.B.2 APPROVE DISCHARGE OF TINA DONIKOWSKI Mgmt For For
7.B.3 APPROVE DISCHARGE OF JOHAN FORSSELL Mgmt For For
7.B.4 APPROVE DISCHARGE OF ANNA OHLSSON-LEIJON Mgmt For For
7.B.5 APPROVE DISCHARGE OF MATS RAHMSTROM Mgmt For For
7.B.6 APPROVE DISCHARGE OF GORDON RISKE Mgmt For For
7.B.7 APPROVE DISCHARGE OF HANS STRABERG Mgmt For For
7.B.8 APPROVE DISCHARGE OF PETER WALLENBERG JR Mgmt For For
7.B.9 APPROVE DISCHARGE OF SABINE NEUSS Mgmt For For
7.B10 APPROVE DISCHARGE OF MIKAEL BERGSTEDT Mgmt For For
7.B11 APPROVE DISCHARGE OF BENNY LARSSON Mgmt For For
7.B12 APPROVE DISCHARGE OF PRESIDENT MATS Mgmt For For
RAHMSTROM
7.C APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF SEK 7.30 PER SHARE
7.D APPROVE RECORD DATE FOR DIVIDEND PAYMENT Mgmt For For
8.A DETERMINE NUMBER OF MEMBERS (8) AND DEPUTY Mgmt For For
MEMBERS OF BOARD (0)
8.B DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY Mgmt For For
AUDITORS (0)
9.A ELECTION OF BOARD MEMBERS Non-Voting
9.A.1 REELECT STAFFAN BOHMAN AS DIRECTOR Mgmt Against Against
9.A.2 REELECT TINA DONIKOWSKI AS DIRECTOR Mgmt For For
9.A.3 REELECT JOHAN FORSSELL AS DIRECTOR Mgmt Against Against
9.A.4 REELECT ANNA OHLSSON-LEIJON AS DIRECTOR Mgmt For For
9.A.5 REELECT MATS RAHMSTROM AS DIRECTOR Mgmt For For
9.A.6 REELECT GORDON RISKE AS DIRECTOR Mgmt For For
9.A.7 REELECT HANS STRABERG AS DIRECTOR Mgmt Against Against
9.A.8 REELECT PETER WALLENBERG JR AS DIRECTOR Mgmt Against Against
9.B REELECT HANS STRABERG AS BOARD CHAIRMAN Mgmt Against Against
9.C RATIFY ERNST & YOUNG AS AUDITORS Mgmt For For
10.A APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF SEK 2.6 MILLION TO CHAIR AND SEK
825,000 TO OTHER DIRECTORS; APPROVE
REMUNERATION FOR COMMITTEE WORK; APPROVE
DELIVERING PART OF REMUNERATION IN FORM OF
SYNTHETIC SHARES
10.B APPROVE REMUNERATION OF AUDITORS Mgmt For For
11.A APPROVE REMUNERATION REPORT Mgmt Against Against
11.B APPROVE STOCK OPTION PLAN 2021 FOR KEY Mgmt For For
EMPLOYEES
12.A ACQUIRE CLASS A SHARES RELATED TO PERSONNEL Mgmt For For
OPTION PLAN FOR 2021
12.B ACQUIRE CLASS A SHARES RELATED TO Mgmt For For
REMUNERATION OF DIRECTORS IN THE FORM OF
SYNTHETIC SHARES
12.C TRANSFER CLASS A SHARES RELATED TO Mgmt For For
PERSONNEL OPTION PLAN FOR 2021
12.D SELL CLASS A SHARES TO COVER COSTS RELATED Mgmt For For
TO SYNTHETIC SHARES TO THE BOARD
12.E SELL CLASS A TO COVER COSTS IN RELATION TO Mgmt For For
THE PERSONNEL OPTION PLANS FOR 2016, 2017
AND 2018
13 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
AXIATA GROUP BHD Agenda Number: 712903497
--------------------------------------------------------------------------------------------------------------------------
Security: Y0488A101
Meeting Type: AGM
Meeting Date: 29-Jul-2020
Ticker:
ISIN: MYL6888OO001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RE-ELECT DATO DR NIK RAMLAH NIK MAHMOOD, Mgmt For For
WHO RETIRES BY ROTATION PURSUANT TO CLAUSE
104 OF THE CONSTITUTION OF THE COMPANY
2 TO RE-ELECT DR DAVID ROBERT DEAN, WHO Mgmt For For
RETIRES BY ROTATION PURSUANT TO CLAUSE 104
OF THE CONSTITUTION OF THE COMPANY
3 TO RE-ELECT THAYAPARAN S SANGARAPILLAI, WHO Mgmt For For
RETIRES PURSUANT TO CLAUSE 110 (II) OF THE
CONSTITUTION OF THE COMPANY
4 A) TO APPROVE DIRECTORS FEES WITH EFFECT Mgmt For For
FROM THE 28TH ANNUAL GENERAL MEETING UNTIL
THE NEXT ANNUAL GENERAL MEETING:- I)
RM30,000 PER MONTH FOR NON-EXECUTIVE
CHAIRMAN (NEC), RM20,000 PER MONTH FOR
NON-EXECUTIVE DIRECTOR (NED); II) RM4,000
PER MONTH FOR NEC AND RM2,000 PER MONTH FOR
NEDS FOR BOARD AUDIT COMMITTEE; AND III)
RM1,200 PER MONTH FOR NEC AND RM800 PER
MONTH FOR NEDS FOR BOARD NOMINATION &
REMUNERATION COMMITTEE. (EACH OF THE
FOREGOING PAYMENTS BEING EXCLUSIVE OF THE
OTHERS). B) TO APPROVE BENEFITS PAYABLE TO
NEC AND NEDS FROM THE 28TH ANNUAL GENERAL
MEETING UNTIL THE NEXT ANNUAL GENERAL
MEETING
5 TO APPROVE THE PAYMENT OF FEES AND BENEFITS Mgmt For For
PAYABLE BY THE SUBSIDIARIES TO THE NEDS OF
THE COMPANY FROM THE 28TH ANNUAL GENERAL
MEETING UNTIL THE NEXT ANNUAL GENERAL
MEETING
6 TO RE-APPOINT PRICEWATERHOUSECOOPERS PLT Mgmt For For
HAVING CONSENTED TO ACT AS THE AUDITORS OF
THE COMPANY FOR THE FINANCIAL YEAR ENDING
31 DECEMBER 2020 AND TO AUTHORISE THE
DIRECTORS TO FIX THEIR REMUNERATION
7 PROPOSED RENEWAL OF SHAREHOLDERS MANDATE Mgmt For For
FOR RECURRENT RELATED PARTY TRANSACTIONS OF
A REVENUE OR TRADING NATURE
8 PROPOSED RENEWAL OF THE AUTHORITY FOR Mgmt For For
DIRECTORS TO ALLOT AND ISSUE NEW ORDINARY
SHARES IN THE COMPANY (AXIATA SHARES) IN
RELATION TO THE DIVIDEND REINVESTMENT
SCHEME THAT PROVIDES THE SHAREHOLDERS OF
THE COMPANY THE OPTION TO ELECT TO REINVEST
THEIR CASH DIVIDEND ENTITLEMENTS IN NEW
AXIATA SHARES (DRS)
9 PROPOSED LISTING OF ROBI AXIATA LIMITED, A Mgmt For For
68.69%-OWNED SUBSIDIARY OF AXIATA GROUP
BERHAD, ON THE DHAKA STOCK EXCHANGE LIMITED
AND THE CHITTAGONG STOCK EXCHANGE LIMITED
IN BANGLADESH
--------------------------------------------------------------------------------------------------------------------------
AXIATA GROUP BHD Agenda Number: 714175533
--------------------------------------------------------------------------------------------------------------------------
Security: Y0488A101
Meeting Type: AGM
Meeting Date: 15-Jun-2021
Ticker:
ISIN: MYL6888OO001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RE-ELECT THE FOLLOWING DIRECTOR, EACH OF Mgmt For For
WHO RETIRES BY ROTATION PURSUANT TO CLAUSE
104 OF THE CONSTITUTION OF THE COMPANY
("CONSTITUTION") AND BEING ELIGIBLE, OFFERS
HIMSELF/HERSELF FOR RE-ELECTION: THAYAPARAN
S SANGARAPILLAI
2 TO RE-ELECT THE FOLLOWING DIRECTOR, EACH OF Mgmt For For
WHO RETIRES BY ROTATION PURSUANT TO CLAUSE
104 OF THE CONSTITUTION OF THE COMPANY
("CONSTITUTION") AND BEING ELIGIBLE, OFFERS
HIMSELF/HERSELF FOR RE-ELECTION: KHOO GAIK
BEE
3 TO RE-ELECT THE FOLLOWING DIRECTOR, EACH OF Mgmt For For
WHO RETIRES PURSUANT TO CLAUSE 110 (II) OF
THE CONSTITUTION AND BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION: TAN SRI DR HALIM
SHAFIE
4 TO RE-ELECT THE FOLLOWING DIRECTOR, EACH OF Mgmt For For
WHO RETIRES PURSUANT TO CLAUSE 110 (II) OF
THE CONSTITUTION AND BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION: SYED ALI SYED
SALEM ALSAGOFF
5 TO RE-ELECT THE FOLLOWING DIRECTOR, EACH OF Mgmt For For
WHO RETIRES PURSUANT TO CLAUSE 110 (II) OF
THE CONSTITUTION AND BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION: ONG KING HOW
6 BENEFITS PAYABLE TO NEC AND NEDS FROM THE Mgmt For For
29TH ANNUAL GENERAL MEETING UNTIL THE NEXT
ANNUAL GENERAL MEETING
7 TO APPROVE THE PAYMENT OF FEES AND BENEFITS Mgmt For For
PAYABLE BY THE SUBSIDIARIES TO THE NEDS OF
THE COMPANY FROM THE 29TH ANNUAL GENERAL
MEETING UNTIL THE NEXT ANNUAL GENERAL
MEETING
8 THE REVISED ACCRUED FEES OF THE NEC AND NED Mgmt For For
OF THE BOARD RISK & COMPLIANCE COMMITTEE
("BRCC") FOR THE NEC AND NED OF BRCC FROM
20 FEBRUARY 2020, BEING THE DATE OF THE
ASSUMPTION OF EXPANDED DUTIES AND
RESPONSIBILITIES TO FURTHER STRENGTHEN RISK
AND COMPLIANCE AND CONSEQUENT THERETO THE
RENAMING OF THE BOARD RISK MANAGEMENT
COMMITTEE TO BRCC, UP TO THE DATE OF 29TH
ANNUAL GENERAL MEETING
9 THE ACCRUED PAYMENT OF THE TRAVEL ALLOWANCE Mgmt For For
BENEFIT PAYABLE TO NON-RESIDENT NEDS FOR
ATTENDING MEETINGS OF THE BOARD OF THE
COMPANY AND THE BOARD OF ITS SUBSIDIARIES
VIRTUALLY, TO BE APPLICABLE FOR THE PERIOD
FROM 1 JANUARY 2020 UNTIL THE 29TH ANNUAL
GENERAL MEETING
10 TO RE-APPOINT PRICEWATERHOUSECOOPERS PLT Mgmt For For
HAVING CONSENTED TO ACT AS THE AUDITORS OF
THE COMPANY FOR THE FINANCIAL YEAR ENDING
31 DECEMBER 2021 AND TO AUTHORISE THE
DIRECTORS TO FIX THEIR REMUNERATION
11 PROPOSED SHAREHOLDERS' MANDATE FOR Mgmt For For
RECURRENT RELATED PARTY TRANSACTIONS OF A
REVENUE OR TRADING NATURE
12 PROPOSED AWARD OF AXIATA SHARES TO DATO' Mgmt Against Against
MOHD IZZADDIN IDRIS PURSUANT TO THE
LONG-TERM INCENTIVE PLAN (LTIP) (PROPOSED
AWARD)
--------------------------------------------------------------------------------------------------------------------------
BP PLC Agenda Number: 713731962
--------------------------------------------------------------------------------------------------------------------------
Security: G12793108
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: GB0007980591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS Mgmt For For
2 DIRECTORS' REMUNERATION REPORT Mgmt For For
3.A ELECTION OF DIRECTOR: MR M AUCHINCLOSS Mgmt For For
3.B ELECTION OF DIRECTOR: MR T MORZARIA Mgmt For For
3.C ELECTION OF DIRECTOR: MRS K RICHARDSON Mgmt For For
3.D ELECTION OF DIRECTOR: DR J TEYSSEN Mgmt For For
3.E RE-ELECTION OF DIRECTOR: MR B LOONEY Mgmt For For
3.F RE-ELECTION OF DIRECTOR: MISS P DALEY Mgmt For For
3.G RE-ELECTION OF DIRECTOR: MR H LUND Mgmt For For
3.H RE-ELECTION OF DIRECTOR: MRS M B MEYER Mgmt For For
3.I RE-ELECTION OF DIRECTOR: MRS P R REYNOLDS Mgmt For For
3.J RE-ELECTION OF DIRECTOR: SIR J SAWERS Mgmt For For
4 REAPPOINTMENT OF AUDITOR: TO REAPPOINT Mgmt For For
DELOITTE LLP AS AUDITOR FROM THE CONCLUSION
OF THE MEETING UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING BEFORE WHICH
ACCOUNTS ARE LAID
5 REMUNERATION OF AUDITOR Mgmt For For
6 POLITICAL DONATIONS AND POLITICAL Mgmt For For
EXPENDITURE
7 RENEWAL OF THE SCRIP DIVIDEND PROGRAMME Mgmt For For
8 DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt For For
(SECTION 551)
9 AUTHORITY FOR DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS (SECTION 561)
10 ADDITIONAL AUTHORITY FOR DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS (SECTION 561)
11 SHARE BUYBACK Mgmt For For
12 NOTICE OF GENERAL MEETINGS: TO AUTHORIZE Mgmt For For
THE CALLING OF GENERAL MEETINGS OF THE
COMPANY (NOT BEING AN ANNUAL GENERAL
MEETING) BY NOTICE OF AT LEAST 14 CLEAR
DAYS
13 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: FOLLOW THIS
SHAREHOLDER RESOLUTION ON CLIMATE CHANGE
TARGETS: SHAREHOLDERS SUPPORT THE COMPANY
TO SET AND PUBLISH TARGETS THAT ARE
CONSISTENT WITH THE GOAL OF THE PARIS
CLIMATE AGREEMENT: TO LIMIT GLOBAL WARMING
TO WELL BELOW 2DECREEC ABOVE PRE-INDUSTRIAL
LEVELS AND TO PURSUE EFFORTS TO LIMIT THE
TEMPERATURE INCREASE TO 1.5DECREEC. THESE
QUANTITATIVE TARGETS SHOULD COVER THE
SHORT-, MEDIUM-, AND LONG-TERM GREENHOUSE
GAS (GHG) EMISSIONS OF THE COMPANY'S
OPERATIONS AND THE USE OF ITS ENERGY
PRODUCTS (SCOPE 1, 2 AND 3)
--------------------------------------------------------------------------------------------------------------------------
BRAMBLES LTD Agenda Number: 713077471
--------------------------------------------------------------------------------------------------------------------------
Security: Q6634U106
Meeting Type: AGM
Meeting Date: 08-Oct-2020
Ticker:
ISIN: AU000000BXB1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND 8 TO 11 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 TO CONSIDER AND RECEIVE THE FINANCIAL Non-Voting
REPORT, DIRECTORS' REPORT AND AUDITORS'
REPORT FOR BRAMBLES AND THE GROUP FOR THE
YEAR ENDED 30 JUNE 2020
2 TO ADOPT THE REMUNERATION REPORT FOR Mgmt For For
BRAMBLES AND THE GROUP FOR THE YEAR ENDED
30 JUNE 2020
3 THAT MR JOHN PATRICK MULLEN BE ELECTED TO Mgmt For For
THE BOARD OF BRAMBLES
4 THAT DR NORA LIA SCHEINKESTEL BE ELECTED TO Mgmt For For
THE BOARD OF BRAMBLES
5 THAT MR KENNETH STANLEY MCCALL BE ELECTED Mgmt For For
TO THE BOARD OF BRAMBLES
6 THAT MS TAHIRA HASSAN BE RE-ELECTED TO THE Mgmt For For
BOARD OF BRAMBLES
7 THAT MS NESSA O'SULLIVAN BE RE-ELECTED TO Mgmt For For
THE BOARD OF BRAMBLES
8 THAT THE BRAMBLES LIMITED MYSHARE PLAN (THE Mgmt For For
MYSHARE PLAN), AND THE ISSUE OF SHARES
UNDER THE MYSHARE PLAN, BE APPROVED FOR ALL
PURPOSES, INCLUDING FOR THE PURPOSE OF
AUSTRALIAN SECURITIES EXCHANGE LISTING RULE
7.2, EXCEPTION 13
9 THAT THE PARTICIPATION BY MR GRAHAM Mgmt For For
CHIPCHASE UNTIL THE 2021 ANNUAL GENERAL
MEETING IN THE BRAMBLES LIMITED PERFORMANCE
SHARE PLAN IN THE MANNER SET OUT IN THE
EXPLANATORY NOTES ACCOMPANYING THIS NOTICE
OF MEETING BE APPROVED FOR ALL PURPOSES
INCLUDING FOR THE PURPOSE OF AUSTRALIAN
SECURITIES EXCHANGE LISTING RULE 10.14
10 THAT THE PARTICIPATION BY MS NESSA Mgmt For For
O'SULLIVAN UNTIL THE 2021 ANNUAL GENERAL
MEETING IN THE BRAMBLES LIMITED PERFORMANCE
SHARE PLAN IN THE MANNER SET OUT IN THE
EXPLANATORY NOTES ACCOMPANYING THIS NOTICE
OF MEETING BE APPROVED FOR ALL PURPOSES
INCLUDING FOR THE PURPOSE OF AUSTRALIAN
SECURITIES EXCHANGE LISTING RULE 10.14
11 THAT THE PARTICIPATION BY MS NESSA Mgmt For For
O'SULLIVAN UNTIL 8 OCTOBER 2023 IN THE
BRAMBLES LIMITED MYSHARE PLAN IN THE MANNER
SET OUT IN THE EXPLANATORY NOTES
ACCOMPANYING THIS NOTICE OF MEETING BE
APPROVED FOR ALL PURPOSES INCLUDING THE
PURPOSE OF AUSTRALIAN SECURITIES EXCHANGE
LISTING RULE 10.14
12 THAT FOR THE PURPOSES OF SECTION 257C OF Mgmt For For
THE CORPORATIONS ACT AND FOR ALL OTHER
PURPOSES, SHAREHOLDERS AUTHORISE AND
APPROVE THE ON-MARKET BUY-BACK OF UP TO
150,400,000 FULLY PAID ORDINARY SHARES IN
THE COMPANY (REPRESENTING APPROXIMATELY 10%
OF THE COMPANY'S ISSUED SHARES AS AT 26
AUGUST 2020) IN THE 12 MONTH PERIOD
FOLLOWING THE APPROVAL OF THIS RESOLUTION,
PURSUANT TO AN ON-MARKET BUY-BACK CONDUCTED
IN ACCORDANCE WITH THE REQUIREMENTS OF THE
ASX LISTING RULES AND THE CORPORATIONS ACT
ON THE TERMS AS DESCRIBED IN THE
EXPLANATORY NOTES ACCOMPANYING THIS NOTICE
OF MEETING
--------------------------------------------------------------------------------------------------------------------------
BRENNTAG SE Agenda Number: 714036399
--------------------------------------------------------------------------------------------------------------------------
Security: D12459117
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: DE000A1DAHH0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.35 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6 APPROVE REMUNERATION POLICY FOR THE Mgmt For For
MANAGEMENT BOARD
7.1 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
7.2 APPROVE REMUNERATION POLICY FOR THE Mgmt For For
SUPERVISORY BOARD
CMMT 04 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 04 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC Agenda Number: 713831320
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 532482 DUE TO RECEIPT OF
DELETION FOR RESOLUTION NUMBER 9. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 RECEIPT OF THE 2020 ANNUAL REPORT AND Mgmt For For
ACCOUNTS
2 APPROVAL OF THE 2020 DIRECTORS' Mgmt Against Against
REMUNERATION REPORT
3 REAPPOINTMENT OF THE AUDITORS: KPMG LLP Mgmt For For
4 AUTHORITY FOR THE AUDIT COMMITTEE TO AGREE Mgmt For For
THE AUDITORS' REMUNERATION
5 RE-ELECTION OF LUC JOBIN AS A DIRECTOR (A, Mgmt For For
N)
6 RE-ELECTION OF JACK BOWLES AS A DIRECTOR Mgmt For For
7 RE-ELECTION OF TADEU MARROCO AS A DIRECTOR Mgmt For For
8 RE-ELECTION OF SUE FARR AS A DIRECTOR Mgmt For For
9 RE-ELECTION OF JEREMY FOWDEN AS A DIRECTOR Non-Voting
(A, N)
10 RE-ELECTION OF DR MARION HELMES AS A Mgmt For For
DIRECTOR (N, R)
11 RE-ELECTION OF HOLLY KELLER KOEPPEL AS A Mgmt For For
DIRECTOR (A, N)
12 RE-ELECTION OF SAVIO KWAN AS A DIRECTOR (N, Mgmt For For
R)
13 RE-ELECTION OF DIMITRI PANAYOTOPOULOS AS A Mgmt For For
DIRECTOR (N, R)
14 ELECTION OF KAREN GUERRA AS A DIRECTOR (N, Mgmt For For
R) WHO HAS BEEN APPOINTED SINCE THE LAST
ANNUAL GENERAL MEETING
15 ELECTION OF DARRELL THOMAS AS A DIRECTOR Mgmt For For
(A, N), WHO HAS BEEN APPOINTED SINCE THE
LAST ANNUAL GENERAL MEETING
16 RENEWAL OF THE DIRECTORS' AUTHORITY TO Mgmt For For
ALLOT SHARES
17 RENEWAL OF THE DIRECTORS' AUTHORITY TO Mgmt Against Against
DISAPPLY PRE-EMPTION RIGHTS
18 AUTHORITY FOR THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
19 AUTHORITY TO MAKE DONATIONS TO POLITICAL Mgmt For For
ORGANISATIONS AND TO INCUR POLITICAL
EXPENDITURE
20 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BUNZL PLC Agenda Number: 713704080
--------------------------------------------------------------------------------------------------------------------------
Security: G16968110
Meeting Type: AGM
Meeting Date: 21-Apr-2021
Ticker:
ISIN: GB00B0744B38
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE ACCOUNTS FOR Mgmt For For
THE YEAR ENDED 31 DECEMBER 2020 TOGETHER
WITH THE REPORTS OF THE DIRECTORS AND
AUDITORS
2 TO DECLARE A FINAL DIVIDEND: FINAL DIVIDEND Mgmt For For
OF 38.3P PER ORDINARY SHARE
3 TO RE-APPOINT PETER VENTRESS AS A DIRECTOR Mgmt For For
4 TO RE-APPOINT FRANK VAN ZANTEN AS A Mgmt For For
DIRECTOR
5 TO RE-APPOINT RICHARD HOWES AS A DIRECTOR Mgmt For For
6 TO RE-APPOINT VANDA MURRAY AS A DIRECTOR Mgmt For For
7 TO RE-APPOINT LLOYD PITCHFORD AS A DIRECTOR Mgmt For For
8 TO RE-APPOINT STEPHAN NANNINGA AS A Mgmt For For
DIRECTOR
9 TO APPOINT VIN MURRIA AS A DIRECTOR Mgmt For For
10 TO APPOINT MARIA FERNANDA MEJIA AS A Mgmt For For
DIRECTOR
11 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS TO HOLD OFFICE FROM THE CONCLUSION
OF THIS YEAR'S AGM UNTIL THE CONCLUSION OF
THE NEXT GENERAL MEETING AT WHICH ACCOUNTS
ARE LAID BEFORE THE COMPANY
12 TO AUTHORISE THE DIRECTORS, ACTING THROUGH Mgmt For For
THE AUDIT COMMITTEE, TO DETERMINE THE
REMUNERATION OF THE AUDITORS
13 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY AS SET OUT ON PAGES 119 TO 127
(INCLUSIVE) OF THE ANNUAL REPORT FOR THE
YEAR ENDED 31 DECEMBER 2020
14 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT AS SET OUT ON PAGES 114 TO 139
(INCLUSIVE) (EXCLUDING THE DIRECTORS'
REMUNERATION POLICY AS SET OUT ON PAGES 119
TO 127 (INCLUSIVE)) OF THE ANNUAL REPORT
FOR THE YEAR ENDED 31 DECEMBER 2020
15 APPROVAL OF POLICY RELATED AMENDMENTS TO Mgmt For For
THE COMPANY'S LONG-TERM INCENTIVE PLAN
16 APPROVAL OF NEW US EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN
17 RENEWAL OF SAVINGS-RELATED SHARE OPTION Mgmt For For
SCHEME
18 AUTHORITY TO ALLOT ORDINARY SHARES Mgmt For For
19 GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt Against Against
RIGHTS
20 SPECIFIC AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For
RIGHTS IN CONNECTION WITH AN ACQUISITION OR
SPECIFIED CAPITAL INVESTMENT
21 PURCHASE OF OWN ORDINARY SHARES Mgmt For For
22 NOTICE OF GENERAL MEETINGS Mgmt For For
23 AMENDMENTS TO ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BUREAU VERITAS SA Agenda Number: 714197325
--------------------------------------------------------------------------------------------------------------------------
Security: F96888114
Meeting Type: MIX
Meeting Date: 25-Jun-2021
Ticker:
ISIN: FR0006174348
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT 24 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 07 JUNE 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105192101757-60 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202106072102367-68 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED ON DECEMBER 31ST
2020, AS PRESENTED TO THE MEETING, SHOWING
EARNINGS AMOUNTING TO EUR 63,524,466.48.
THE SHAREHOLDERS' MEETING APPROVES THE
NON-DEDUCTIBLE EXPENSES AND CHARGES
AMOUNTING TO EUR 75,664.00 AND THEIR
CORRESPONDING TAX OF EUR 21,885.02
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE
MEETING, SHOWING EARNINGS AMOUNTING TO EUR
138,900,000.00
3 ALLOCATION OF EARNINGS: ORIGIN EARNINGS: Mgmt For For
EUR 63,524,466.48 LEGAL RESERVE: EUR
(1,585,24) FOLLOWING THIS ALLOCATION, THE
LEGAL RESERVE ACCOUNT, WHICH PREVIOUSLY
AMOUNTED TO EUR 5,425,115.86, WILL SHOW A
NEW BALANCE OF EUR 5,426,701.10
REPRESENTING 10 PER CENT OF THE SHARE
CAPITAL. DISTRIBUTABLE INCOME: EUR
63,522,881.24 OTHER RESERVES: EUR
1,137,341,005.78 ALLOCATION DIVIDEND: EUR
162,801,033.12 THE SHAREHOLDERS WILL BE
GRANTED A DIVIDEND OF EUR 0.36 PER SHARE,
THAT WILL BE ELIGIBLE FOR THE 40 PER CENT
DEDUCTION PROVIDED BY THE FRENCH GENERAL
TAX CODE. THIS DIVIDEND WILL BE PAID ON
JULY 7TH 2021. AS REQUIRED BY LAW, IT IS
REMINDED THAT, FOR THE LAST THREE FINANCIAL
YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS:
EUR 0.56 PER SHARE FOR FISCAL YEARS 2017
AND 2018, NO DIVIDEND WAS PAID FOR FISCAL
YEAR 2019
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF
THE FRENCH COMMERCIAL CODE, APPROVES SAID
REPORT AND TAKES NOTICE THAT NO NEW
AGREEMENT AND NOT APPROVED BY THE
SHAREHOLDERS' MEETING AS REFERRED TO
THEREIN HAS BEEN AUTHORIZED FOR SAID FISCAL
YEAR
5 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MS ANA GIROS CALPE AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MS LUCIA SINAPI- THOMAS AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
7 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR ANDRE FRANCOIS-PONCET AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
8 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR JEROME MICHIELS AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
9 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt For For
DIRECTOR, MS JULIE AVRANE-CHOPARD, TO
REPLACE MS IEDA GOMES YELL FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
10 THE SHAREHOLDERS' MEETING RATIFIES THE Mgmt For For
APPOINTMENT OF MS CHRISTINE
ANGLADE-PIRZADEH AS A DIRECTOR, TO REPLACE
MS STEPHANIE BESNIER, FOR THE REMAINDER OF
MS STEPHANIE BESNIER'S TERM OF OFFICE, I.E.
UNTIL THE SHAREHOLDERS' MEETING CALLED TO
RULE ON THE FINANCIAL STATEMENTS FOR THE
FISCAL YEAR 2023
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION REGARDING THE COMPENSATION OF
THE CORPORATE OFFICERS AS MENTIONED IN
ARTICLE L.22-10-9 I OF THE COMMERCIAL CODE,
FOR THE 2020 FISCAL YEAR
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID AND AWARDED TO MR
ALDO CARDOSO, AS CHAIRMAN OF THE BOARD OF
DIRECTORS FOR THE 2020 FISCAL YEAR
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID AND AWARDED TO MR
DIDIER MICHAUD-DANIEL, AS MANAGING DIRECTOR
FOR THE 2020 FISCAL YEAR
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY OF THE DIRECTORS
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY OF THE CHAIRMAN OF THE
BOARD OF DIRECTORS
16 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY OF THE MANAGING
DIRECTOR
17 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES, SUBJECT TO THE CONDITIONS
DESCRIBED BELOW: MAXIMUM PURCHASE PRICE:
EUR 45.00, MAXIMUM NUMBER OF ORDINARY
SHARES TO BE ACQUIRED: 10 PER CENT OF THE
SHARES COMPOSING THE SHARE CAPITAL (I.E.
45,222,509 SHARES COMPOSING THE SHARE
CAPITAL AS OF DECEMBER 31ST 2020), MAXIMUM
FUNDS INVESTED IN THE SHARE BUYBACKS: EUR
2,035,012,905.00. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF JUNE 26TH 2020IN
ITS RESOLUTION NUMBER 15. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
18 THE SHAREHOLDERS' MEETING DECIDES THAT THE Mgmt For For
OVERALL NOMINAL AMOUNT PERTAINING TO: - THE
CAPITAL INCREASES TO BE CARRIED OUT WITH
THE USE OF THE DELEGATIONS GIVEN BY
RESOLUTIONS NUMBER 19, 21 TO 24, 26 AND 29
SHALL NOT EXCEED EUR 21,600,000.00, - THE
CAPITAL INCREASES, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS TO BE
CARRIED OUT WITH THE USE OF THE DELEGATIONS
GIVEN BY RESOLUTIONS NUMBER 21 TO 24, 26
AND 29 SHALL NOT EXCEED EUR 5,400,000.00, -
THE ISSUANCES OF DEBT SECURITIES TO BE
CARRIED OUT WITH THE USE OF THE DELEGATIONS
GIVEN BY RESOLUTIONS NUMBER 19, 21 TO 24,
26 AND 29 SHALL NOT EXCEED EUR
1,000,000,000.00 THIS AUTHORIZATION IS
GIVEN FOR A 26-MONTH PERIOD. THIS
DELEGATION OF POWERS SUPERSEDES ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT
19 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt For For
BOARD OF DIRECTORS THE NECESSARY POWERS TO
INCREASE THE CAPITAL, UP TO EUR
16,200,000.00, BY ISSUANCE, WITH
PREFERENTIAL SUBSCRIPTION RIGHTS
MAINTAINED, OF ORDINARY SHARES, EQUITY
SECURITIES OR DEBT SECURITIES GIVING ACCESS
TO OTHER EXISTING EQUITY SECURITIES OR TO
BE ISSUED BY THE COMPANY PARENT COMPANY OR
SUBSIDIARIES. THE ISSUANCE OF PREFERENCE
SHARES AND SECURITIES GIVING ACCESS TO
PREFERENCE SHARES IS EXCLUDED. THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY
BE ISSUED SHALL NOT EXCEED EUR
1,000,000,000.00. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF MAY 14TH 2019 IN
ITS RESOLUTION NUMBER 12. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
20 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt For For
BOARD OF DIRECTORS ALL POWERS IN ORDER TO
INCREASE THE SHARE CAPITAL, UP TO EUR
16,200,000.00, BY WAY OF CAPITALIZING
RESERVES, PROFITS, PREMIUMS OR OTHER MEANS,
PROVIDED THAT SUCH CAPITALIZATION IS
ALLOWED BY LAW AND UNDER THE BYLAWS, BY
ISSUING BONUS SHARES OR RAISING THE PAR
VALUE OF EXISTING SHARES, OR BY A
COMBINATION OF BOTH METHODS. THIS
AUTHORIZATION IS GRANTED FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF MAY
14TH 2019 IN ITS RESOLUTION NUMBER 13. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
21 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL, UP TO 10 PER
CENT OF THE SHARE CAPITAL, BY ISSUING
ORDINARY SHARES OR SECURITIES GIVING ACCESS
TO THE SHARE CAPITAL, IN CONSIDERATION FOR
THE CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY AND COMPOSED OF CAPITAL SECURITIES
OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL. THE MAXIMUM NOMINAL AMOUNT OF DEBT
SECURITIES WHICH MAY BE ISSUED SHALL NOT
EXCEED EUR 1,000,000,000.00. THIS
AUTHORIZATION IS GRANTED FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF MAY
14TH 2019 IN ITS RESOLUTION NUMBER 14. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
22 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL, UP TO EUR
5,400,000.00, BY ISSUING ORDINARY SHARES OR
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL, IN CONSIDERATION FOR CONTRIBUTIONS
OF SECURITIES GRANTED TO THE COMPANY IN THE
SCOPE OF A PUBLIC EXCHANGE OFFER INITIATED
BY THE COMPANY THE MAXIMUM NOMINAL AMOUNT
OF DEBT SECURITIES WHICH MAY BE ISSUED
SHALL NOT EXCEED EUR 1,000,000,000.00. THIS
AUTHORIZATION IS GRANTED FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF MAY
14TH 2019 IN ITS RESOLUTION NUMBER 15. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
23 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL UP TO EUR
5,400,000.00, BY ISSUANCE BY WAY OF A
PUBLIC OFFERING, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, OF
ORDINARY SHARES, EQUITY SECURITIES OR DEBT
SECURITIES GIVING ACCESS TO OTHER EXISTING
EQUITY SECURITIES OR TO BE ISSUED BY THE
COMPANY PARENT COMPANY OR SUBSIDIARIES. THE
ISSUANCE OF PREFERENCE SHARES AND
SECURITIES GIVING ACCESS TO PREFERENCE
SHARES IS EXCLUDED. THE MAXIMUM NOMINAL
AMOUNT OF DEBT SECURITIES WHICH MAY BE
ISSUED SHALL NOT EXCEED EUR
1,000,000,000.00. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF MAY 14TH 2019 IN
ITS RESOLUTION NUMBER 16. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
24 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL UP TO EUR
5,400,000.00, BY ISSUANCE BY WAY OF A
PRIVATE OFFERING, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, OF
ORDINARY SHARES, EQUITY SECURITIES OR DEBT
SECURITIES GIVING ACCESS TO OTHER EXISTING
EQUITY SECURITIES OR TO BE ISSUED BY THE
COMPANY PARENT COMPANY OR SUBSIDIARIES. THE
ISSUANCE OF PREFERENCE SHARES AND
SECURITIES GIVING ACCESS TO PREFERENCE
SHARES IS EXCLUDED. THE MAXIMUM NOMINAL
AMOUNT OF DEBT SECURITIES WHICH MAY BE
ISSUED SHALL NOT EXCEED EUR
1,000,000,000.00. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF MAY 14TH 2019 IN
ITS RESOLUTION NUMBER 17. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
25 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF 12
MONTHS AND WITHIN THE LIMIT OF 10 PER CENT
OF THE SHARE CAPITAL PER YEAR, TO SET THE
ISSUE PRICE OF THE ORDINARY SHARES AND
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL TO BE ISSUED UNDER RESOLUTIONS 23
AND 24, IN ACCORDANCE WITH THE TERMS AND
CONDITIONS DETERMINED BY THE SHAREHOLDERS'
MEETING. THIS AUTHORIZATION IS GRANTED FOR
A 26-MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF MAY 14TH 2019 IN ITS RESOLUTION
NUMBER 18
26 SUBJECT TO THE ADOPTION OF RESOLUTION 19 Mgmt For For
AND 23 TO 25, THE SHAREHOLDERS' MEETING
RESOLVES THAT THE BOARD OF DIRECTORS MAY
DECIDE TO INCREASE THE NUMBER OF ORDINARY
SHARES OR SECURITIES GIVING ACCESS TO THE
SHARE CAPITAL OR SECURITIES GIVING RIGHT TO
THE ALLOCATION OF DEBT SECURITIES TO BE
ISSUED IN THE EVENT OF A CAPITAL INCREASE
WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHT OF SHAREHOLDERS, WITHIN 30 DAYS OF
THE CLOSING OF THE SUBSCRIPTION PERIOD, UP
TO A MAXIMUM OF 15 PER CENT OF THE INITIAL
ISSUE AND AT THE SAME PRICE. THIS
AUTHORIZATION IS GRANTED FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF MAY
14TH 2019 IN ITS RESOLUTION NUMBER 19
27 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS TO GRANT,
IN FAVOR OF BENEFICIARIES TO BE CHOSEN
AMONG EMPLOYEES AND MANAGING CORPORATE
OFFICERS OF THE COMPANY, RELATED COMPANIES
OR SUBSIDIARIES, OPTIONS GIVING THE RIGHT
EITHER TO SUBSCRIBE FOR COMPANY'S SHARES TO
BE ISSUED THROUGH A SHARE CAPITAL INCREASE,
OR TO PURCHASE EXISTING SHARES PURCHASED BY
THE COMPANY. PROVIDED THE OPTIONS SHALL NOT
GIVE RIGHTS TO A TOTAL NUMBER OF SHARES,
EXCEEDING 1.5 PER CENT OF THE SHARE CAPITAL
AND 0.1 PER CENT OF THE SHARE CAPITAL FOR
CORPORATE OFFICERS OF THE COMPANY. THIS
AUTHORIZATION IS GRANTED FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF MAY
14TH 2019 IN ITS RESOLUTION NUMBER 20. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
28 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO GRANT, FOR FREE
EXISTING OR FUTURE SHARES, IN FAVOR OF THE
EMPLOYEES OR THE MANAGING CORPORATE
OFFICERS OF THE COMPANY, RELATED COMPANIES
OR SUBSIDIARIES FOR AN AMOUNT REPRESENTING
1 PER CENT OF THE SHARE CAPITAL AND 0.1 PER
CENT FOR THE FREE SHARES ALLOCATED TO THE
MANAGING CORPORATE OFFICERS. THOSE AMOUNTS
SHALL COUNT AGAINST THE OVERALL VALUE SET
FORTH IN RESOLUTION NUMBER 27. THIS
AUTHORIZATION IS GRANTED FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF MAY
14TH 2019 IN ITS RESOLUTION NUMBER 21. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
29 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, IN FAVOR OF MEMBERS OF A COMPANY
SAVINGS OR RELATED COMPANIES PLAN, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS, BY ISSUANCE OF ORDINARY SHARES
AND-OR SECURITIES GIVING ACCESS TO THE
SHARE CAPITAL. THIS DELEGATION IS GIVEN FOR
A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT
THAT SHALL NOT EXCEED 1 PER CENT OF THE
SHARE CAPITAL. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF MAY 14TH 2019 IN ITS RESOLUTION
NUMBER 24. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
30 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt For For
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL BY CANCELLING ALL OR PART OF
THE SHARES HELD BY THE COMPANY IN
CONNECTION WITH THE STOCK REPURCHASE PLAN
UNDER RESOLUTION 17, UP TO 10 PER CENT OF
THE SHARE CAPITAL OVER A 24-MONTH PERIOD.
THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF MAY
14TH 2019 IN ITS RESOLUTION NUMBER 23. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
31 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLE NUMBER 10: 'IDENTIFICATION OF
SHAREHOLDERS ' OF THE BYLAWS
32 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLE NUMBER 15: 'CONVENING AND
PROCEEDINGS OF THE BOARD OF DIRECTORS' OF
THE BYLAWS
33 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLE NUMBER 17: 'CHAIR AND VICE-CHAIR OF
THE BOARD OF DIRECTORS' OF THE BYLAWS
34 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLE NUMBER 19: 'EXECUTIVE MANAGEMENT -
THE DEPUTY GENERAL MANAGEMENT ' OF THE
BYLAWS
35 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLE NUMBER 22: 'AUDITORS' OF THE BYLAWS
36 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
THE FOLLOWING ARTICLES NUMBER 4: 'HEAD
OFFICE' OF THE BYLAW NUMBER 20 :
'COMPENSATION' OF THE BYLAW NUMBER 21:
'NON-VOTING DIRECTORS' OF THE BYLAW NUMBER
28: 'QUORUM- VOTE- NUMBER OF VOTES' OF THE
BYLAW NUMBER 34: 'RESULT FIXATION,
APPROPRIATION AND ALLOCATION' OF THE BYLAW
37 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE LIMITED Agenda Number: 713730198
--------------------------------------------------------------------------------------------------------------------------
Security: Y14965100
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: HK0941009539
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0326/2021032600670.pdf and
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0326/2021032600702.pdf
CMMT 08 APR 2021: DELETION OF COMMENT Non-Voting
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS OF THE COMPANY AND
ITS SUBSIDIARIES FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2020
3.I TO RE-ELECT MR. YANG JIE AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.II TO RE-ELECT MR. DONG XIN AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.III TO RE-ELECT MR. LI RONGHUA AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-ELECT DR. YANG QIANG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO APPOINT KPMG AND KPMG HUAZHEN LLP AS THE Mgmt For For
AUDITORS OF THE GROUP FOR HONG KONG
FINANCIAL REPORTING AND U.S. FINANCIAL
REPORTING PURPOSES, RESPECTIVELY, AND TO
AUTHORIZE THE BOARD OF DIRECTORS OF THE
COMPANY TO FIX THEIR REMUNERATION
6 TO GIVE A GENERAL MANDATE TO THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY TO BUY BACK SHARES
IN THE COMPANY NOT EXCEEDING 10% OF THE
NUMBER OF ISSUED SHARES IN ACCORDANCE WITH
ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN
THE AGM NOTICE
7 TO GIVE A GENERAL MANDATE TO THE BOARD OF Mgmt Against Against
DIRECTORS OF THE COMPANY TO ALLOT, ISSUE
AND DEAL WITH ADDITIONAL SHARES IN THE
COMPANY NOT EXCEEDING 20% OF THE NUMBER OF
ISSUED SHARES IN ACCORDANCE WITH ORDINARY
RESOLUTION NUMBER 7 AS SET OUT IN THE AGM
NOTICE
8 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS OF THE COMPANY TO
ALLOT, ISSUE AND DEAL WITH SHARES BY THE
NUMBER OF SHARES BOUGHT BACK IN ACCORDANCE
WITH ORDINARY RESOLUTION NUMBER 8 AS SET
OUT IN THE AGM NOTICE
9 TO APPROVE THE ADOPTION OF THE NEW ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY IN ACCORDANCE
WITH SPECIAL RESOLUTION NUMBER 9 AS SET OUT
IN THE AGM NOTICE
CMMT 08 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE LIMITED Agenda Number: 714206340
--------------------------------------------------------------------------------------------------------------------------
Security: Y14965100
Meeting Type: EGM
Meeting Date: 09-Jun-2021
Ticker:
ISIN: HK0941009539
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0524/2021052400199.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0524/2021052400197.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE THE RMB SHARE ISSUE Mgmt For For
AND THE SPECIFIC MANDATE IN ACCORDANCE WITH
ORDINARY RESOLUTION NUMBER 1 AS SET OUT IN
THE NOTICE OF THE EGM
2 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt For For
TO THE BOARD AND ITS AUTHORISED PERSONS TO
DEAL WITH MATTERS RELATING TO THE RMB SHARE
ISSUE (INCLUDING BUT NOT LIMITED TO THE
PARTICULARS AS SET OUT IN THE SECTION
HEADED "RESOLUTION ON THE AUTHORISATION TO
BE GRANTED AT THE EGM TO THE BOARD TO DEAL
WITH MATTERS RELATING TO THE RMB SHARE
ISSUE" IN THE CIRCULAR OF THE COMPANY DATED
24 MAY 2021 (THE "CIRCULAR"))
3 TO CONSIDER AND APPROVE THE PLAN FOR Mgmt For For
DISTRIBUTION OF PROFITS ACCUMULATED BEFORE
THE RMB SHARE ISSUE (INCLUDING BUT NOT
LIMITED TO THE PARTICULARS AS SET OUT IN
THE SECTION HEADED "RESOLUTION ON THE PLAN
FOR DISTRIBUTION OF PROFITS ACCUMULATED
PRIOR TO THE RMB SHARE ISSUE" IN THE
CIRCULAR)
4 TO CONSIDER AND APPROVE THE PLAN FOR Mgmt For For
STABILISATION OF THE PRICE OF RMB SHARES
WITHIN THREE YEARS FOLLOWING THE RMB SHARE
ISSUE IN THE FORM AS SET FORTH IN APPENDIX
I TO THE CIRCULAR
5 TO CONSIDER AND APPROVE THE SHAREHOLDER Mgmt For For
RETURN PLAN WITHIN THREE YEARS FOLLOWING
THE RMB SHARE ISSUE IN THE FORM AS SET
FORTH IN APPENDIX II TO THE CIRCULAR
6 TO CONSIDER AND APPROVE THE USE OF PROCEEDS Mgmt For For
FROM THE RMB SHARE ISSUE (INCLUDING BUT NOT
LIMITED TO THE PARTICULARS AS SET OUT IN
THE SECTION HEADED "RESOLUTION ON THE USE
OF PROCEEDS FROM THE RMB SHARE ISSUE" IN
THE CIRCULAR)
7 TO CONSIDER AND APPROVE THE REMEDIAL Mgmt For For
MEASURES FOR THE POTENTIAL DILUTION OF
IMMEDIATE RETURNS RESULTING FROM THE RMB
SHARE ISSUE IN THE FORM AS SET FORTH IN
APPENDIX III TO THE CIRCULAR
8 TO CONSIDER AND APPROVE THE UNDERTAKINGS Mgmt For For
AND CORRESPONDING BINDING MEASURES FOR THE
RMB SHARE ISSUE (INCLUDING BUT NOT LIMITED
TO THE PARTICULARS AS SET OUT IN THE
SECTION HEADED "RESOLUTION ON UNDERTAKINGS
AND CORRESPONDING BINDING MEASURES IN
CONNECTION WITH THE RMB SHARE ISSUE" IN THE
CIRCULAR)
9 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
DEALING WITH MATTER RELATED TO DIRECTOR AND
SENIOR MANAGEMENT LIABILITY INSURANCE AND A
SHARE PROSPECTUS LIABILITY INSURANCE
(INCLUDING BUT NOT LIMITED TO THE
PARTICULARS AS SET OUT IN THE SECTION
HEADED "RESOLUTION ON DEALING WITH MATTERS
RELATED TO DIRECTOR AND SENIOR MANAGEMENT
LIABILITY INSURANCE AND A SHARE PROSPECTUS
LIABILITY INSURANCE" IN THE CIRCULAR)
10 TO CONSIDER AND APPROVE THE ADOPTION OF THE Mgmt For For
POLICY GOVERNING THE PROCEDURES OF GENERAL
MEETINGS IN THE FORM AS SET FORTH IN
APPENDIX V TO THE CIRCULAR WHICH WILL TAKE
EFFECT ON THE DATE OF LISTING OF RMB SHARES
ON THE SHANGHAI STOCK EXCHANGE
11 TO CONSIDER AND APPROVE THE ADOPTION OF THE Mgmt For For
POLICY GOVERNING THE PROCEDURES OF BOARD
MEETINGS IN THE FORM AS SET FORTH IN
APPENDIX VI TO THE CIRCULAR WHICH WILL TAKE
EFFECT ON THE DATE OF LISTING OF RMB SHARES
ON THE SHANGHAI STOCK EXCHANGE
12 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY
IN ACCORDANCE WITH SPECIAL RESOLUTION
NUMBER 12 AS SET OUT IN THE NOTICE OF THE
EGM
--------------------------------------------------------------------------------------------------------------------------
CHUNGHWA TELECOM CO LTD Agenda Number: 714011816
--------------------------------------------------------------------------------------------------------------------------
Security: Y1613J108
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: TW0002412004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RATIFICATION OF 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 RATIFICATION OF 2020 EARNINGS DISTRIBUTION Mgmt For For
PROPOSAL. PROPOSED CASH DIVIDEND: TWD 4.306
PER SHARE
3 AMENDMENTS TO THE ARTICLES OF INCORPORATION Mgmt For For
OF THE COMPANY.
4 AMENDMENTS TO THE ORDINANCE OF SHAREHOLDERS Mgmt For For
MEETINGS OF THE COMPANY.
5 AMENDMENTS TO THE DIRECTORS ELECTION Mgmt For For
REGULATIONS OF THE COMPANY.
6 RELEASE OF NON COMPETITION RESTRICTIONS ON Mgmt For For
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
COMFORTDELGRO CORPORATION LTD Agenda Number: 713730667
--------------------------------------------------------------------------------------------------------------------------
Security: Y1690R106
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: SG1N31909426
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For
STATEMENT AND AUDITED FINANCIAL STATEMENTS
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 TOGETHER WITH THE AUDITORS' REPORT
THEREON
2 TO DECLARE A TAX-EXEMPT ONE-TIER FINAL Mgmt For For
DIVIDEND OF 1.43 CENTS PER ORDINARY SHARE
IN RESPECT OF THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 TO APPROVE THE PAYMENT OF DIRECTORS' FEES Mgmt For For
OF SGD 885,114 FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2020. (FY2019: SGD 948,069
4 TO RE-ELECT MR LIM JIT POH AS A DIRECTOR ON Mgmt For For
THE FOLLOWING TERMS (AS SPECIFIED)
5 SUBJECT TO AND CONTINGENT UPON RESOLUTION 4 Mgmt For For
BEING PASSED, PURSUANT TO RULE
210(5)(D)(III)(B) OF THE LISTING MANUAL OF
THE SGX-ST (WHICH WILL COME INTO EFFECT ON
1 JANUARY 2022), TO RE-ELECT MR LIM JIT POH
AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR ON
THE FOLLOWING TERMS (AS SPECIFIED)
6 TO RE-ELECT MS SUM WAI FUN, ADELINE AS A Mgmt For For
DIRECTOR ON THE FOLLOWING TERMS (AS
SPECIFIED)
7 SUBJECT TO AND CONTINGENT UPON RESOLUTION 6 Mgmt For For
BEING PASSED, PURSUANT TO RULE
210(5)(D)(III)(B) OF THE LISTING MANUAL OF
THE SGX-ST (WHICH WILL COME INTO EFFECT ON
1 JANUARY 2022), TO RE-ELECT MS SUM WAI
FUN, ADELINE AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR ON THE FOLLOWING
TERMS (AS SPECIFIED)
8 TO RE-ELECT MS THAM EE MERN, LILIAN, A Mgmt For For
DIRECTOR RETIRING PURSUANT TO REGULATION 93
OF THE COMPANY'S CONSTITUTION
9 TO RE-ELECT MR MARK CHRISTOPHER GREAVES, A Mgmt For For
DIRECTOR RETIRING PURSUANT TO REGULATION 99
OF THE COMPANY'S CONSTITUTION
10 TO RE-APPOINT MESSRS DELOITTE & TOUCHE LLP Mgmt For For
AS AUDITORS OF THE COMPANY AND TO AUTHORISE
THE DIRECTORS TO FIX THEIR REMUNERATION
11 AUTHORITY TO ISSUE SHARES UNDER THE Mgmt For For
COMFORTDELGRO EXECUTIVE SHARE AWARD SCHEME
12 RENEWAL OF SHARE BUYBACK MANDATE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COMPUTERSHARE LTD Agenda Number: 713312281
--------------------------------------------------------------------------------------------------------------------------
Security: Q2721E105
Meeting Type: AGM
Meeting Date: 11-Nov-2020
Ticker:
ISIN: AU000000CPU5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 470403 DUE TO RECEIVED DELETION
OF RESOLUTION NO 5(B). ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
IF VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4, 5.A AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 RE-ELECTION OF MR JOSEPH VELLI AS A Mgmt For For
DIRECTOR
3 RE-ELECTION OF MS ABI CLELAND AS A DIRECTOR Mgmt For For
4 REMUNERATION REPORT Mgmt For For
5.A EQUITY GRANT TO THE CHIEF EXECUTIVE OFFICER Mgmt For For
- FY21 LTI GRANT
5.B EQUITY GRANT TO THE CHIEF EXECUTIVE OFFICER Non-Voting
- RECOVERY EQUITY AWARD
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE POST AG Agenda Number: 712954317
--------------------------------------------------------------------------------------------------------------------------
Security: D19225107
Meeting Type: AGM
Meeting Date: 27-Aug-2020
Ticker:
ISIN: DE0005552004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.15 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL 2020
6.1 ELECT JOERG KUKIES TO THE SUPERVISORY BOARD Mgmt For For
6.2 ELECT LAWRENCE ROSEN TO THE SUPERVISORY Mgmt For For
BOARD
7 APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES Mgmt For For
APPROVE CREATION OF EUR 12 MILLION POOL OF
CONDITIONAL CAPITAL TO GUARANTEE CONVERSION
RIGHTS
8 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 1.5 BILLION APPROVE CREATION
OF EUR 40 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
9.1 AMEND ARTICLES RE: ONLINE PARTICIPATION Mgmt For For
9.2 AMEND ARTICLES RE: INTERIM DIVIDEND Mgmt For For
CMMT 04 AUGUST 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 7. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE POST AG Agenda Number: 713717823
--------------------------------------------------------------------------------------------------------------------------
Security: D19225107
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: DE0005552004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.35 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6.1 ELECT INGRID DELTENRE TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT KATJA WINDT TO THE SUPERVISORY BOARD Mgmt For For
6.3 ELECT NIKOLAUS VON BOMHARD TO THE Mgmt For For
SUPERVISORY BOARD
7 APPROVE CREATION OF EUR 130 MILLION POOL OF Mgmt For For
CAPITAL WITHOUT PREEMPTIVE RIGHTS
8 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
9 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For
REPURCHASING SHARES
10 APPROVE REMUNERATION POLICY Mgmt For For
11 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ESSITY AB Agenda Number: 713159184
--------------------------------------------------------------------------------------------------------------------------
Security: W3R06F100
Meeting Type: EGM
Meeting Date: 28-Oct-2020
Ticker:
ISIN: SE0009922164
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 ELECTION OF CHAIRMAN OF THE MEETING Non-Voting
2 SELECTION OF TWO PERSONS TO VERIFY THE Non-Voting
MEETING
3 ESTABLISHMENT AND APPROVAL OF THE BALLOT Non-Voting
PAPER
4 EXAMINATION OF WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
5 APPROVAL OF AGENDA Non-Voting
6 RESOLUTION ON DISPOSITIONS REGARDING THE Mgmt For For
COMPANY'S PROFIT AND RECORD DATE FOR
DIVIDENDS
--------------------------------------------------------------------------------------------------------------------------
ESSITY AB Agenda Number: 713618710
--------------------------------------------------------------------------------------------------------------------------
Security: W3R06F100
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: SE0009922164
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 522050 DUE TO RECEIPT OF
SPLITTING OF RESOLUTION 10. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
1 ELECTION OF CHAIRMAN OF THE MEETING: EVA Non-Voting
HAGG
2 ELECTION OF TWO PERSONS TO CHECK THE Non-Voting
MINUTES: MADELEINE WALLMARK AND ANDERS
OSCARSSON
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
5 APPROVAL OF THE AGENDA Non-Voting
6 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT AND THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITOR'S
REPORT ON THE CONSOLIDATED FINANCIAL
STATEMENTS
7.A RESOLUTION ON: ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET, AND OF THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
7.B RESOLUTION ON: APPROPRIATIONS OF THE Mgmt For For
COMPANY'S EARNINGS UNDER THE ADOPTED
BALANCE SHEET AND RECORD DATE FOR DIVIDEND:
THE BOARD OF DIRECTORS PROPOSES A DIVIDEND
FOR THE FINANCIAL YEAR 2020 OF SEK 6.75 PER
SHARE. AS RECORD DATE FOR THE DIVIDEND, THE
BOARD OF DIRECTORS PROPOSES MONDAY, 29
MARCH 2021. IF THE MEETING RESOLVES IN
ACCORDANCE WITH THIS PROPOSAL, THE DIVIDEND
IS EXPECTED TO BE DISTRIBUTED BY EUROCLEAR
SWEDEN AB ON THURSDAY, 1 APRIL 2021
7.C.1 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: EWA BJORLING
7.C.2 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: PAR BOMAN
7.C.3 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: MAIJA-LIISA FRIMAN
7.C.4 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: ANNEMARIE GARDSHOL
7.C.5 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: MAGNUS GROTH
7.C.6 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: SUSANNA LIND
7.C.7 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: BERT NORDBERG
7.C.8 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: LOUISE SVANBERG
7.C.9 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: ORJAN SVENSSON
7.C10 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: LARS REBIEN SORENSEN
7.C11 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: BARBARA MILIAN
THORALFSSON
7.C12 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: NICLAS THULIN
7.C13 RESOLUTION ON: DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT FOR 2020: MAGNUS GROTH (AS
PRESIDENT)
CMMT PLEASE NOTE THAT RESOLUTIONS 8 TO 13 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
8 RESOLUTION ON THE NUMBER OF DIRECTORS AND Mgmt For
DEPUTY DIRECTORS: NINE WITH NO DEPUTY
DIRECTORS
9 RESOLUTION ON THE NUMBER OF AUDITORS AND Mgmt For
DEPUTY AUDITORS: ONE WITH NO DEPUTY AUDITOR
10.A REMUNERATION TO THE BOARD OF DIRECTORS Mgmt For
10.B REMUNERATION TO THE AUDITOR Mgmt For
11.A RE-ELECTION OF DIRECTOR: EWA BJORLING Mgmt For
11.B RE-ELECTION OF DIRECTOR: PAR BOMAN Mgmt Against
11.C RE-ELECTION OF DIRECTOR: ANNEMARIE GARDSHOL Mgmt For
11.D RE-ELECTION OF DIRECTOR: MAGNUS GROTH Mgmt For
11.E RE-ELECTION OF DIRECTOR: BERT NORDBERG Mgmt For
11.F RE-ELECTION OF DIRECTOR: LOUISE SVANBERG Mgmt For
11.G RE-ELECTION OF DIRECTOR: LARS REBIEN Mgmt For
SORENSEN
11.H RE-ELECTION OF DIRECTOR: BARBARA MILIAN Mgmt For
THORALFSSON
11.I NEW ELECTION OF DIRECTOR: TORBJORN LOOF Mgmt For
12 ELECTION OF PAR BOMAN AS CHAIRMAN OF THE Mgmt Against
BOARD OF DIRECTORS
13 ELECTION OF AUDITORS AND DEPUTY AUDITORS: Mgmt For
RE-ELECTION OF THE REGISTERED ACCOUNTING
FIRM ERNST & YOUNG AB, IN ACCORDANCE WITH
THE AUDIT COMMITTEE'S RECOMMENDATION, FOR
THE PERIOD UNTIL THE END OF THE ANNUAL
GENERAL MEETING 2022. IF ELECTED, ERNST &
YOUNG AB HAS ANNOUNCED ITS APPOINTMENT OF
HAMISH MABON AS AUDITOR IN CHARGE
14 RESOLUTION ON GUIDELINES FOR REMUNERATION Mgmt For For
FOR THE SENIOR MANAGEMENT
15 RESOLUTION ON APPROVAL OF THE BOARD'S Mgmt For For
REPORT ON REMUNERATION FOR THE SENIOR
MANAGEMENT
16.A RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO RESOLVE ON ACQUISITION OF
OWN SHARES
16.B RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO RESOLVE ON TRANSFER OF OWN
SHARES ON ACCOUNT OF COMPANY ACQUISITIONS
17 RESOLUTION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION: SECTION 1 NAME, SECTION 11
NOTICE
--------------------------------------------------------------------------------------------------------------------------
FIELMANN AG Agenda Number: 712848110
--------------------------------------------------------------------------------------------------------------------------
Security: D2617N114
Meeting Type: AGM
Meeting Date: 09-Jul-2020
Ticker:
ISIN: DE0005772206
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 427829 DUE TO CHANGE OF
RESOLUTION 6 AS A SINGLE VOTING ITEM. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2019 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS AND
GROUP ANNUAL REPORT AS WELL AS THE REPORT
BY THE BOARD OF MDS PURSUANT TO SECTIONS
289A(1) AND 315A(1) OF THE GERMAN
COMMERCIAL CODE
2 RESOLUTION ON THE DISTRIBUTABLE PROFIT OF Mgmt For For
EUR 163,800,000 SHALL BE APPROPRIATED AS
FOLLOWS: THE ENTIRE AMOUNT SHALL BE CARRIED
FORWARD
3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
5 APPOINTMENT OF AUDITORS THE FOLLOWING Mgmt For For
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2020 FINANCIAL
YEAR: DELOITTE GMBH, HAMBURG
6 ELECTIONS TO THE SUPERVISORY BOARD - MARK Mgmt Against Against
K. BINZ HANS-GEORG FREY - CAROLINA
MUELLER-MOEHL - HANS JOACHIM OLTERSDORF -
MARIE-CHRISTINE OSTERMANN - PIER PAOLO
RIGHI - SARNA ROESER - HANS-OTTO SCHRADER
7 RESOLUTION ON AN AMENDMENT TO SECTION 13(2) Mgmt For For
OF THE ARTICLES OF ASSOCIATION SECTION
13(2) SHALL BE AMENDED IN RESPECT OF A
SHAREHOLDER BEING AUTHORIZED TO PARTICIPATE
IN AND VOTE AT A SHAREHOLDERS' MEETING IF
HE/SHE PROVIDES A PROOF OF SHAREHOLDING
(ISSUED BY THE LAST INTERMEDIARY IN TEXT
FORM 21 DAYS PRIOR TO THE SHAREHOLDERS'
MEETING)
--------------------------------------------------------------------------------------------------------------------------
FUCHS PETROLUB SE Agenda Number: 713726125
--------------------------------------------------------------------------------------------------------------------------
Security: D27462122
Meeting Type: AGM
Meeting Date: 04-May-2021
Ticker:
ISIN: DE0005790430
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORTS PRESENTATION OF THE
FINANCIAL STATEMENTS AND ANNUAL REPORT FOR
THE 2020 FINANCIAL YEAR WITH THE REPORT OF
THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL REPORT AS WELL
AS THE REPORT BY THE BOARD OF MDS PURSUANT
TO SECTIONS 289A(1) AND 315A(1) OF THE
GERMAN COMMERCIAL CODE
2 RESOLUTION ON THE APPROPRIATION OF THE Non-Voting
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT OF EUR 136,915,000 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 0.98 PER DIVIDEND-ENTITLED
ORDINARY SHARE PAYMENT OF A DIVIDEND OF EUR
0.99 PER DIVIDEND- ENTITLED PREFERRED SHARE
EX-DIVIDEND DATE: MAY 5, 2021PAYABLE DATE:
MAY 7, 2021
3 RATIFICATION OF THE ACTS OF THE BOARD OF Non-Voting
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD
5 APPOINTMENT OF AUDITORS THE FOLLOWING Non-Voting
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2021 FINANCIAL
YEAR: PRICEWATERHOUSECOOPERS GMBH, MANNHEIM
6 RESOLUTION ON THE APPROVAL OF THE Non-Voting
REMUNERATION FOR THE MEMBERS OF THE BOARD
OF MDS THE REMUNERATION SYSTEM FOR THE
MEMBERS OF THE BOARD OF MDS SHALL BE
APPROVED
7 RESOLUTION ON THE REMUNERATION FOR THE Non-Voting
MEMBERS OF THE SUPERVISORY BOARD AND THE
CORRESPONDING AMENDMENT TO THE ARTICLES OF
ASSOCIATION AS OF JANUARY 1, 2021, EACH
MEMBER OF THE SUPERVISORY BOARD SHALL
RECEIVE A FIXED ANNUAL REMUNERATION OF EUR
85,000. THE CHAIRMAN SHALL RECEIVE TWICE
AND THE DEPUTY CHAIRMAN ONE AND A HALF
TIMES OF THIS AMOUNT
8 RESOLUTION ON THE CONVERSION OF THE Non-Voting
COMPANY'S BEARER SHARES INTO REGISTERED
SHARES AND THE CORRESPONDING AMENDMENT TO
THE ARTICLES OF ASSOCIATION THE COMPANY'S
BEARER SHARES SHALL BE CONVERTED INTO
REGISTERED SHARES
9 RESOLUTION ON AN AMENDMENT TO SECTION 13(2) Non-Voting
OF THE ARTICLES OF ASSOCIATION SECTION
13(2) SHALL BE ADJUSTED IN RESPECT OF THE
USE OF ELECTRONIC MEANS OF COMMUNICATION
FOR THE CONVOCATION OF MEETINGS OF THE
SUPERVISORY BOARD
CMMT 26 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 26 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GEA GROUP AG Agenda Number: 713249806
--------------------------------------------------------------------------------------------------------------------------
Security: D28304109
Meeting Type: AGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: DE0006602006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT 21 OCT 2020: FROM 10TH FEBRUARY, BROADRIDGE Non-Voting
WILL CODE ALL AGENDAS FOR GERMAN MEETINGS
IN ENGLISH ONLY. IF YOU WISH TO SEE THE
AGENDA IN GERMAN, THIS WILL BE MADE
AVAILABLE AS A LINK UNDER THE MATERIAL URL
DROPDOWN AT THE TOP OF THE BALLOT. THE
GERMAN AGENDAS FOR ANY EXISTING OR PAST
MEETINGS WILL REMAIN IN PLACE. FOR FURTHER
INFORMATION, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.43 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2020 Mgmt For For
6 ELECT ANNETTE KOEHLER TO THE SUPERVISORY Mgmt For For
BOARD
7 APPROVE AFFILIATION AGREEMENT WITH GEA Mgmt For For
INTERNAL SERVICES GMBH
8.1 AMEND ARTICLES RE PROOF OF ENTITLEMENT Mgmt For For
8.2 AMEND ARTICLES RE ELECTRONIC PARTICIPATION Mgmt For For
IN THE GENERAL MEETING AND ABSENTEE VOTE
8.3 AMEND ARTICLES RE SUPERVISORY BOARD Mgmt For For
MEETINGS AND RESOLUTIONS
8.4 AMEND ARTICLES RE ADVANCED PAYMENT Mgmt For For
9 APPROVE CREATION OF EUR 130 MILLION POOL OF Mgmt For For
CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
10 APPROVE CREATION OF EUR 52 MILLION POOL OF Mgmt For For
CAPITAL WITHOUT PREEMPTIVE RIGHTS
11 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 750 MILLION APPROVE CREATION
OF EUR 52 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
CMMT 21 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT IN
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GEA GROUP AG Agenda Number: 713717443
--------------------------------------------------------------------------------------------------------------------------
Security: D28304109
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: DE0006602006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.85 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
6.1 ELECT JUERGEN FLEISCHER TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT COLIN HALL TO THE SUPERVISORY BOARD Mgmt For For
6.3 ELECT KLAUS HELMRICH TO THE SUPERVISORY Mgmt For For
BOARD
6.4 ELECT ANNETTE KOEHLER TO THE SUPERVISORY Mgmt For For
BOARD
6.5 ELECT HOLLY LEI TO THE SUPERVISORY BOARD Mgmt For For
6.6 ELECT MOLLY ZHANG TO THE SUPERVISORY BOARD Mgmt For For
7 APPROVE REMUNERATION POLICY Mgmt For For
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
9 AMEND ARTICLES RE: SUPERVISORY BOARD TERM Mgmt For For
OF OFFICE
10 APPROVE CREATION OF EUR 52 MILLION POOL OF Mgmt For For
AUTHORIZED CAPITAL I WITH PREEMPTIVE RIGHTS
11 APPROVE CREATION OF EUR 52 MILLION POOL OF Mgmt For For
AUTHORIZED CAPITAL II WITH PARTIAL
EXCLUSION OF PREEMPTIVE RIGHTS
12 APPROVE CREATION OF EUR 52 MILLION POOL OF Mgmt For For
AUTHORIZED CAPITAL III WITH PARTIAL
EXCLUSION OF PREEMPTIVE RIGHTS
13 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH
PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 750
MILLION; APPROVE CREATION OF EUR 52 MILLION
POOL OF CAPITAL TO GUARANTEE CONVERSION
RIGHTS
--------------------------------------------------------------------------------------------------------------------------
GEBERIT AG Agenda Number: 713679491
--------------------------------------------------------------------------------------------------------------------------
Security: H2942E124
Meeting Type: OGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: CH0030170408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE BUSINESS AND FINANCIAL Mgmt For For
REVIEW, THE FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR 2020,
ACCEPTANCE OF THE AUDITORS' REPORTS
2 RESOLUTION ON THE APPROPRIATION OF Mgmt For For
AVAILABLE EARNINGS: CHF 11.40 PER SHARE
3 FORMAL APPROVAL OF THE ACTIONS OF THE BOARD Mgmt Against Against
OF DIRECTORS
4.1.1 RE-ELECTION OF ALBERT M. BAEHNY AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS AND AS CHAIRMAN
OF THE BOARD OF DIRECTORS
4.1.2 RE-ELECTION OF FELIX R. EHRAT: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES THAT FELIX R. EHRAT BE
RE-ELECTED AS A MEMBER OF THE BOARD OF
DIRECTORS UNTIL THE CLOSING OF THE NEXT
ORDINARY GENERAL MEETING
4.1.3 RE-ELECTION OF WERNER KARLEN: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES THAT WERNER KARLEN BE
RE-ELECTED AS A MEMBER OF THE BOARD OF
DIRECTORS UNTIL THE CLOSING OF THE NEXT
ORDINARY GENERAL MEETING
4.1.4 RE-ELECTION OF BERNADETTE KOCH: THE BOARD Mgmt For For
OF DIRECTORS PROPOSES THAT BERNADETTE KOCH
BE RE-ELECTED AS A MEMBER OF THE BOARD OF
DIRECTORS UNTIL THE CLOSING OF THE NEXT
ORDINARY GENERAL MEETING
4.1.5 RE-ELECTION OF EUNICE ZEHNDER-LAI: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THAT EUNICE
ZEHNDER-LAI BE RE-ELECTED AS A MEMBER OF
THE BOARD OF DIRECTORS UNTIL THE CLOSING OF
THE NEXT ORDINARY GENERAL MEETING
4.1.6 ELECTION OF THOMAS BACHMANN: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES THAT THOMAS BACHMANN BE
ELECTED AS A MEMBER OF THE BOARD OF
DIRECTORS UNTIL THE CLOSING OF THE NEXT
ORDINARY GENERAL MEETING
4.2.1 RE-ELECTION OF WERNER KARLEN: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES THAT WERNER KARLEN BE
RE-ELECTED AS A MEMBER OF THE COMPENSATION
COMMITTEE UNTIL THE CLOSING OF THE NEXT
ORDINARY GENERAL MEETING
4.2.2 RE-ELECTION OF EUNICE ZEHNDER-LAI: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THAT EUNICE
ZEHNDER-LAI BE RE-ELECTED AS A MEMBER OF
THE COMPENSATION COMMITTEE UNTIL THE
CLOSING OF THE NEXT ORDINARY GENERAL
MEETING. IF EUNICE ZEHNDER-LAI IS
RE-ELECTED AS A MEMBER OF THE COMPENSATION
COMMITTEE, THE BOARD OF DIRECTORS INTENDS
TO APPOINT HER AS CHAIRWOMAN OF THE
COMPENSATION COMMITTEE
4.2.3 ELECTION OF THOMAS BACHMANN: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES THAT THOMAS BACHMANN BE
ELECTED AS A MEMBER OF THE COMPENSATION
COMMITTEE UNTIL THE CLOSING OF THE NEXT
ORDINARY GENERAL MEETING
5 RE-ELECTION OF THE INDEPENDENT PROXY: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THAT THE
LAWYER'S OFFICE HBA RECHTSANWALTE AG,
ZURICH, REPRESENTED BY ROGER MULLER,
LAWYER, BE RE-ELECTED AS THE INDEPENDENT
PROXY UNTIL THE CLOSING OF THE NEXT
ORDINARY GENERAL MEETING
6 RE-APPOINTMENT OF THE AUDITORS: THE BOARD Mgmt For For
OF DIRECTORS PROPOSES THAT
PRICEWATERHOUSECOOPERS AG BE RE-APPOINTED
AS AUDITORS FOR THE 2021 BUSINESS YEAR
7.1 CONSULTATIVE VOTE ON THE 2020 REMUNERATION Mgmt For For
REPORT
7.2 APPROVAL OF THE MAXIMUM AGGREGATE Mgmt For For
REMUNERATION AMOUNT FOR THE MEMBERS OF THE
BOARD OF DIRECTORS FOR THE PERIOD UNTIL THE
NEXT ORDINARY GENERAL MEETING
7.3 APPROVAL OF THE MAXIMUM AGGREGATE Mgmt For For
REMUNERATION AMOUNT FOR THE MEMBERS OF THE
GROUP EXECUTIVE BOARD FOR THE BUSINESS YEAR
2022
8 REDUCTION IN CAPITAL: REDUCTION IN THE Mgmt For For
SHARE CAPITAL BY CANCELLING 1,167,094 OF
THE COMPANY'S SHARES THAT WERE ACQUIRED AS
PART OF THE SHARE BUYBACK PROGRAMME
ANNOUNCED ON 6 JUNE 2017 AND CONCLUDED ON
30 APRIL 2020 AS WELL AS THE SHARE BUYBACK
PROGRAMME STARTED ON 17 SEPTEMBER 2020, NOT
CONCLUDED YET
--------------------------------------------------------------------------------------------------------------------------
GIVAUDAN SA Agenda Number: 713633104
--------------------------------------------------------------------------------------------------------------------------
Security: H3238Q102
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: CH0010645932
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For
ANNUAL FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS 2020
2 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt For For
REPORT 2020
3 APPROPRIATION OF AVAILABLE EARNINGS AND Mgmt For For
DISTRIBUTION
4 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt Against Against
5.1.1 RE-ELECTION OF EXISTING BOARD MEMBER: MR Mgmt For For
VICTOR BALLI
5.1.2 RE-ELECTION OF EXISTING BOARD MEMBER: PROF. Mgmt For For
DR WERNER BAUER
5.1.3 RE-ELECTION OF EXISTING BOARD MEMBER: MS Mgmt For For
LILIAN BINER
5.1.4 RE-ELECTION OF EXISTING BOARD MEMBER: MR Mgmt For For
MICHAEL CARLOS
5.1.5 RE-ELECTION OF EXISTING BOARD MEMBER: MS Mgmt For For
INGRID DELTENRE
5.1.6 RE-ELECTION OF EXISTING BOARD MEMBER: MR Mgmt For For
OLIVIER FILLIOL
5.1.7 RE-ELECTION OF EXISTING BOARD MEMBER: MS Mgmt For For
SOPHIE GASPERMENT( BOTH, AS MEMBER AND ALSO
AS CHAIRMAN OF THE BOARD OF DIRECTORS)
5.1.8 RE-ELECTION OF EXISTING BOARD MEMBER AND Mgmt For For
ELECTION OF THE CHAIRMAN: MR CALVIN GRIEDER
(BOTH, AS MEMBER AND ALSO AS CHAIRMAN OF
THE BOARD OF DIRECTORS)
5.2.1 THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT Mgmt For For
THE FOLLOWING MEMBER TO THE COMPENSATION
COMMITTEE, EACH FOR A TERM OF ONE YEAR
UNTIL THE NEXT ANNUAL GENERAL MEETING OF
SHAREHOLDERS: PROF. DR WERNER BAUER
5.2.2 THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT Mgmt For For
THE FOLLOWING MEMBER TO THE COMPENSATION
COMMITTEE, EACH FOR A TERM OF ONE YEAR
UNTIL THE NEXT ANNUAL GENERAL MEETING OF
SHAREHOLDERS: MS INGRID DELTENRE
5.2.3 THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT Mgmt For For
THE FOLLOWING MEMBER TO THE COMPENSATION
COMMITTEE, EACH FOR A TERM OF ONE YEAR
UNTIL THE NEXT ANNUAL GENERAL MEETING OF
SHAREHOLDERS: MR VICTOR BALLI
5.3 RE-ELECTION OF THE INDEPENDENT VOTING Mgmt For For
RIGHTS REPRESENTATIVE: MR. MANUEL ISLER
5.4 THE BOARD OF DIRECTORS PROPOSES TO Mgmt For For
RE-ELECT: DELOITTE SA AS THE STATUTORY
AUDITORS FOR THE FINANCIAL YEAR 2021
6.1 PROPOSAL OF THE BOARD OF DIRECTORS: Mgmt For For
APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF
COMPENSATION OF THE BOARD OF DIRECTORS FOR
THE TERM UNTIL THE 2022 ANNUAL GENERAL
MEETING OF CHF 3,250,000
6.2.1 PROPOSAL OF THE BOARD OF DIRECTORS: Mgmt For For
APPROVAL OF THE AGGREGATE AMOUNT OF SHORT
TERM VARIABLE COMPENSATION OF THE EXECUTIVE
COMMITTEE FOR THE FISCAL YEAR 2020 OF CHF
4,812,783
6.2.2 PROPOSAL OF THE BOARD OF DIRECTORS: Mgmt For For
APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF
FIXED COMPENSATION AND LONG TERM VARIABLE
COMPENSATION OF THE EXECUTIVE COMMITTEE FOR
THE FISCAL YEAR 2021 OF CHF 15,400,000
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 713744488
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE 2020 ANNUAL REPORT Mgmt For For
2 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION
3 TO RE-ELECT SIR JONATHAN SYMONDS AS A Mgmt For For
DIRECTOR
4 TO RE-ELECT EMMA WALMSLEY AS A DIRECTOR Mgmt For For
5 TO RE-ELECT CHARLES BANCROFT AS A DIRECTOR Mgmt For For
6 TO RE-ELECT VINDI BANGA AS A DIRECTOR Mgmt For For
7 TO RE-ELECT DR HAL BARRON AS A DIRECTOR Mgmt For For
8 TO RE-ELECT DR VIVIENNE COX AS A DIRECTOR Mgmt For For
9 TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR Mgmt For For
10 TO RE-ELECT DR LAURIE GLIMCHER AS A Mgmt For For
DIRECTOR
11 TO RE-ELECT DR JESSE GOODMAN AS A DIRECTOR Mgmt For For
12 TO RE-ELECT IAIN MACKAY AS A DIRECTOR Mgmt For For
13 TO RE-ELECT URS ROHNER AS A DIRECTOR Mgmt For For
14 TO RE-APPOINT THE AUDITOR: DELOITTE LLP Mgmt For For
15 TO DETERMINE REMUNERATION OF THE AUDITOR Mgmt For For
16 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL
ORGANISATIONS AND INCUR POLITICAL
EXPENDITURE
17 TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For
18 TO DISAPPLY PRE-EMPTION RIGHTS - GENERAL Mgmt For For
POWER
19 TO DISAPPLY PRE-EMPTION RIGHTS - IN Mgmt For For
CONNECTION WITH AN ACQUISITION OR SPECIFIED
CAPITAL INVESTMENT
20 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
21 TO AUTHORISE EXEMPTION FROM STATEMENT OF Mgmt For For
NAME OF SENIOR STATUTORY AUDITOR
22 TO AUTHORISE REDUCED NOTICE OF A GENERAL Mgmt For For
MEETING OTHER THAN AN AGM
--------------------------------------------------------------------------------------------------------------------------
IMI PLC Agenda Number: 713734932
--------------------------------------------------------------------------------------------------------------------------
Security: G47152114
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: GB00BGLP8L22
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 DECLARATION OF DIVIDEND Mgmt For For
3 APPROVE REMUNERATION REPORT Mgmt For For
4 APPROVE REMUNERATION POLICY Mgmt For For
5 RE-ELECTION OF LORD SMITH OF KELVIN Mgmt For For
6 RE-ELECTION OF THOMAS THUNE ANDERSEN Mgmt For For
7 RE-ELECTION OF CAROLINE DOWLING Mgmt For For
8 RE-ELECTION OF CARL-PETER FORSTER Mgmt For For
9 RE-ELECTION OF KATIE JACKSON Mgmt For For
10 ELECTION OF DR AJAI PURI Mgmt For For
11 RE-ELECTION OF ISOBEL SHARP Mgmt For For
12 RE-ELECTION OF DANIEL SHOOK Mgmt For For
13 RE-ELECTION OF ROY TWITE Mgmt For For
14 APPOINTMENT OF THE AUDITOR: DELOITTE LLP Mgmt For For
15 AUTHORITY TO SET AUDITOR'S REMUNERATION Mgmt For For
16 AUTHORITY TO ALLOT SHARES Mgmt For For
17 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
18 RENEWAL OF THE IMI EMPLOYEE SHARE OWNERSHIP Mgmt For For
PLAN (ESOP)
A AUTHORITY TO ALLOT SECURITIES FOR CASH FOR Mgmt Against Against
GENERAL FINANCING
B AUTHORITY TO ALLOT SECURITIES FOR SPECFIC Mgmt For For
FINANCING
C AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
D NOTICE OF GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL BRANDS PLC Agenda Number: 713464888
--------------------------------------------------------------------------------------------------------------------------
Security: G4720C107
Meeting Type: AGM
Meeting Date: 03-Feb-2021
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE ANNUAL REPORT AND ACCOUNTS FOR THE Mgmt For For
FINANCIAL YEAR ENDED 30 SEPTEMBER 2020 BE
RECEIVED
2 THAT THE DIRECTORS' REMUNERATION REPORT Mgmt Against Against
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY) SET OUT ON PAGES 96 TO 123 OF THE
ANNUAL REPORT AND ACCOUNTS FOR THE
FINANCIAL YEAR ENDED 30 SEPTEMBER 2020, BE
APPROVED
3 THAT THE DIRECTORS' REMUNERATION POLICY, Mgmt For For
THE FULL TEXT OF WHICH IS SET OUT ON PAGES
100 TO 109 OF THE ANNUAL REPORT AND
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 30
SEPTEMBER 2020, BE APPROVED
4 THAT THE RULES OF THE IMPERIAL BRANDS PLC Mgmt For For
INTERNATIONAL SHARESAVE PLAN 2021 (THE 'NEW
SHARESAVE'), A COPY OF THE DRAFT RULES OF
WHICH HAS BEEN PRODUCED TO THE AGM AND
INITIALLED BY THE CHAIR (FOR THE PURPOSE OF
IDENTIFICATION ONLY) AND A SUMMARY OF THE
MAIN PROVISIONS OF WHICH IS SET OUT IN PART
I OF APPENDIX II TO THE NOTICE OF AGM, BE
AND ARE HEREBY APPROVED AND THE DIRECTORS
BE AUTHORISED TO: (A) MAKE SUCH
MODIFICATIONS TO THE NEW SHARESAVE AS THEY
MAY CONSIDER APPROPRIATE TO TAKE ACCOUNT OF
THE REQUIREMENTS OF BEST PRACTICE AND
APPLICABLE LEGISLATION, AND TO ADOPT THE
NEW SHARESAVE AS SO MODIFIED AND TO DO ALL
SUCH OTHER ACTS AND THINGS AS THEY MAY
CONSIDER NECESSARY AND EXPEDIENT TO GIVE
EFFECT TO THE NEW SHARESAVE; AND (B)
ESTABLISH FURTHER PLANS BASED ON THE NEW
SHARESAVE BUT MODIFIED TO TAKE ACCOUNT OF
LOCAL TAX, EXCHANGE CONTROL OR SECURITIES
LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT
SUCH FURTHER PLANS ARE MATERIALLY SIMILAR
TO THE NEW SHARESAVE AND THAT ANY SHARES
MADE AVAILABLE UNDER SUCH FURTHER PLANS ARE
TREATED AS COUNTING AGAINST THE LIMITS ON
INDIVIDUAL OR OVERALL PARTICIPATION IN THE
NEW SHARESAVE
5 THAT THE RULES OF THE IMPERIAL BRANDS PLC Mgmt For For
LONG TERM INCENTIVE PLAN 2021 (THE 'NEW
LTIP'), A COPY OF THE DRAFT RULES OF WHICH
HAS BEEN PRODUCED TO THE AGM AND INITIALLED
BY THE CHAIR (FOR THE PURPOSE OF
IDENTIFICATION ONLY) AND A SUMMARY OF THE
MAIN PROVISIONS OF WHICH IS SET OUT IN PART
II OF APPENDIX II TO THE NOTICE OF AGM, BE
AND ARE HEREBY APPROVED AND THE DIRECTORS
BE AUTHORISED TO: (A) MAKE SUCH
MODIFICATIONS TO THE NEW LTIP AS THEY MAY
CONSIDER APPROPRIATE TO TAKE ACCOUNT OF THE
REQUIREMENTS OF BEST PRACTICE AND
APPLICABLE LEGISLATION, AND TO ADOPT THE
NEW LTIP AS SO MODIFIED AND TO DO ALL SUCH
OTHER ACTS AND THINGS AS THEY MAY CONSIDER
NECESSARY AND EXPEDIENT TO GIVE EFFECT TO
THE NEW LTIP; AND (B) ESTABLISH FURTHER
PLANS BASED ON THE NEW LTIP BUT MODIFIED TO
TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL
OR SECURITIES LAWS IN OVERSEAS TERRITORIES,
PROVIDED THAT SUCH FURTHER PLANS ARE
MATERIALLY SIMILAR TO THE NEW LTIP AND THAT
ANY SHARES MADE AVAILABLE UNDER SUCH
FURTHER PLANS ARE TREATED AS COUNTING
AGAINST THE LIMITS ON INDIVIDUAL OR OVERALL
PARTICIPATION IN THE NEW LTIP
6 THAT THE RULES OF THE IMPERIAL BRANDS PLC Mgmt For For
DEFERRED SHARE BONUS PLAN 2021 (THE
'DSBP'), A COPY OF THE DRAFT RULES OF WHICH
HAS BEEN PRODUCED TO THE AGM AND INITIALLED
BY THE CHAIR (FOR THE PURPOSE OF
IDENTIFICATION ONLY) AND A SUMMARY OF THE
MAIN PROVISIONS OF WHICH IS SET OUT IN PART
III OF APPENDIX II TO THE NOTICE OF AGM, BE
AND ARE HEREBY APPROVED AND THE DIRECTORS
BE AUTHORISED TO: (A) MAKE SUCH
MODIFICATIONS TO THE DSBP AS THEY MAY
CONSIDER APPROPRIATE TO TAKE ACCOUNT OF THE
REQUIREMENTS OF BEST PRACTICE AND
APPLICABLE LEGISLATION, AND TO ADOPT THE
DSBP AS SO MODIFIED AND TO DO ALL SUCH
OTHER ACTS AND THINGS AS THEY MAY CONSIDER
NECESSARY AND EXPEDIENT TO GIVE EFFECT TO
THE DSBP; AND (B) ESTABLISH FURTHER PLANS
BASED ON THE DSBP BUT MODIFIED TO TAKE
ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR
SECURITIES LAWS IN OVERSEAS TERRITORIES,
PROVIDED THAT SUCH FURTHER PLANS ARE
MATERIALLY SIMILAR TO THE DSBP AND THAT ANY
SHARES MADE AVAILABLE UNDER SUCH FURTHER
PLANS ARE TREATED AS COUNTING AGAINST THE
LIMITS ON INDIVIDUAL OR OVERALL
PARTICIPATION IN THE DSBP
7 THAT A FINAL DIVIDEND FOR THE FINANCIAL Mgmt For For
YEAR ENDED 30 SEPTEMBER 2020 OF 48.01 PENCE
PER ORDINARY SHARE OF 10 PENCE PAYABLE ON
31 MARCH 2021 TO THOSE SHAREHOLDERS ON THE
REGISTER AT THE CLOSE OF BUSINESS ON 19
FEBRUARY 2021 BE DECLARED
8 THAT STEFAN BOMHARD BE ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
9 THAT SUSAN CLARK BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 THAT THERESE ESPERDY BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 THAT ALAN JOHNSON BE ELECTED AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 THAT ROBERT KUNZE-CONCEWITZ BE ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
13 THAT SIMON LANGELIER BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
14 THAT PIERRE-JEAN SIVIGNON BE ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
15 THAT STEVEN STANBROOK BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
16 THAT JONATHAN STANTON BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
17 THAT OLIVER TANT BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
18 THAT ERNST & YOUNG LLP ('EY') BE Mgmt For For
RE-APPOINTED AS AUDITOR OF THE COMPANY TO
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE
LAID BEFORE THE COMPANY
19 THAT THE AUDIT COMMITTEE (FOR AND ON BEHALF Mgmt For For
OF THE BOARD) BE AUTHORISED TO SET THE
REMUNERATION OF THE AUDITOR
20 THAT IN ACCORDANCE WITH SECTION 366 OF THE Mgmt For For
COMPANIES ACT 2006 THE COMPANY AND ALL
COMPANIES THAT ARE SUBSIDIARIES OF THE
COMPANY AT ANY TIME DURING THE PERIOD FOR
WHICH THIS RESOLUTION HAS EFFECT ARE
AUTHORISED TO: (A) MAKE POLITICAL DONATIONS
TO POLITICAL PARTIES OR INDEPENDENT
ELECTION CANDIDATES, NOT EXCEEDING GBP
100,000 IN TOTAL; (B) MAKE POLITICAL
DONATIONS TO POLITICAL ORGANISATIONS OTHER
THAN POLITICAL PARTIES, NOT EXCEEDING GBP
100,000 IN TOTAL; AND (C) INCUR POLITICAL
EXPENDITURE NOT EXCEEDING GBP 100,000 IN
TOTAL, PROVIDED THAT THE AGGREGATE AMOUNT
OF ANY SUCH DONATIONS AND EXPENDITURE SHALL
NOT EXCEED GBP 100,000, DURING THE PERIOD
BEGINNING WITH THE DATE OF THE PASSING OF
THIS RESOLUTION AND ENDING AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE PASSING OF
THIS RESOLUTION OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 31 MARCH 2022. FOR THE
PURPOSE OF THIS RESOLUTION THE TERMS
"POLITICAL DONATIONS", "POLITICAL PARTIES",
"INDEPENDENT ELECTION CANDIDATES",
"POLITICAL ORGANISATIONS" AND "POLITICAL
EXPENDITURE" HAVE THE MEANINGS SET OUT IN
SECTIONS 363 TO 365 OF THE COMPANIES ACT
2006
21 THAT THE DIRECTORS BE AUTHORISED TO ALLOT Mgmt For For
ORDINARY SHARES OF 10 PENCE EACH IN THE
CAPITAL OF THE COMPANY (THE 'ORDINARY
SHARES') OR GRANT RIGHTS TO SUBSCRIBE FOR,
OR CONVERT ANY SECURITY INTO, ORDINARY
SHARES IN ACCORDANCE WITH ARTICLE 7 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, UP TO A
MAXIMUM NOMINAL AMOUNT OF GBP 14,150,000
THIS AUTHORITY SHALL EXPIRE AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE PASSING OF
THIS RESOLUTION OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 31 MARCH 2022; AND ALL
PREVIOUS UNUTILISED AUTHORITIES UNDER
SECTION 551 OF THE COMPANIES ACT 2006 (THE
'ACT') SHALL CEASE TO HAVE EFFECT (SAVE TO
THE EXTENT THAT A PREVIOUS AUTHORITY IS
EXERCISABLE PURSUANT TO SECTION 551(7) OF
THE ACT BY REASON OF ANY OFFER OR AGREEMENT
MADE PRIOR TO THE DATE OF THIS RESOLUTION
WHICH WOULD OR MIGHT REQUIRE ORDINARY
SHARES TO BE ALLOTTED OR RIGHTS TO BE
GRANTED ON OR AFTER THAT DATE)
22 THAT, IN ACCORDANCE WITH ARTICLE 8 OF THE Mgmt For For
COMPANY'S ARTICLES OF ASSOCIATION, IF
RESOLUTION 21 IS PASSED, THE BOARD BE
AUTHORISED TO ALLOT EQUITY SECURITIES (AS
DEFINED IN SECTION 560(1) THE COMPANIES ACT
2006 (THE 'ACT')) FOR CASH UNDER THE
AUTHORITY GIVEN BY RESOLUTION 21 AND/OR TO
SELL ORDINARY SHARES OF 10 PENCE EACH IN
THE CAPITAL OF THE COMPANY (THE 'ORDINARY
SHARES') HELD BY THE COMPANY AS TREASURY
SHARES FOR CASH AS IF SECTION 561 OF THE
ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR
SALE, SUCH AUTHORITY TO BE LIMITED TO: I.
THE ALLOTMENT OF EQUITY SECURITIES AND SALE
OF TREASURY SHARES FOR CASH IN CONNECTION
WITH AN OFFER OF, OR INVITATION TO APPLY
FOR, EQUITY SECURITIES FOR A PERIOD FIXED
BY THE BOARD: A. TO OR IN FAVOUR OF HOLDERS
OF ORDINARY SHARES IN PROPORTION (OR AS
CLOSELY AS MAY BE PRACTICABLE) TO THEIR
EXISTING HOLDINGS; AND B. TO HOLDERS OF
OTHER EQUITY SECURITIES AS REQUIRED BY THE
RIGHTS ATTACHED TO THOSE SECURITIES OR AS
THE DIRECTORS OTHERWISE CONSIDER NECESSARY,
AND SO THAT THE DIRECTORS MAY IMPOSE ANY
LIMITS OR RESTRICTIONS AND MAKE ANY
ARRANGEMENTS AS THE DIRECTORS DEEM
NECESSARY OR APPROPRIATE TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES, ANY LEGAL, REGULATORY OR
PRACTICAL PROBLEMS IN, OR UNDER THE LAWS
OF, ANY TERRITORY, OR ANY OTHER MATTER; AND
II. TO THE ALLOTMENT OF EQUITY SECURITIES
OR SALE OF TREASURY SHARES (OTHERWISE THAN
UNDER PARAGRAPH (I) ABOVE) UP TO A NOMINAL
AMOUNT OF GBP 4,730,000, SUCH AUTHORITY TO
EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY (OR, IF
EARLIER, AT THE CLOSE OF BUSINESS ON 31
MARCH 2022) BUT, IN EACH CASE, PRIOR TO ITS
EXPIRY THE COMPANY MAY MAKE OFFERS, AND
ENTER INTO AGREEMENTS, WHICH WOULD, OR
MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND TREASURY SHARES TO BE SOLD)
AFTER THE AUTHORITY EXPIRES AND THE
DIRECTORS MAY ALLOT EQUITY SECURITIES (AND
SELL TREASURY SHARES) UNDER ANY SUCH OFFER
OR AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED
23 THAT IN ACCORDANCE WITH THE COMPANIES ACT Mgmt For For
2006 (THE 'ACT'), THE COMPANY IS HEREBY
GENERALLY AND UNCONDITIONALLY AUTHORISED
FOR THE PURPOSES OF SECTION 701 OF THE ACT
TO MAKE MARKET PURCHASES (WITHIN THE
MEANING OF SECTION 693(4) OF THE ACT) OF
ORDINARY SHARES OF 10 PENCE EACH IN THE
CAPITAL OF THE COMPANY (ORDINARY SHARES) ON
SUCH TERMS AND IN SUCH MANNER AS THE
DIRECTORS MAY FROM TIME TO TIME DETERMINE,
PROVIDED THAT: I. THE MAXIMUM NUMBER OF
ORDINARY SHARES THAT MAY BE PURCHASED UNDER
THIS AUTHORITY IS 94,600,000; II. THE
MINIMUM PRICE WHICH MAY BE PAID FOR EACH
ORDINARY SHARE IS 10 PENCE (EXCLUSIVE OF
ALL EXPENSES); III. THE MAXIMUM PRICE WHICH
MAY BE PAID FOR EACH ORDINARY SHARE
(EXCLUSIVE OF ALL EXPENSES) SHALL NOT BE
MORE THAN THE HIGHER OF: A. AN AMOUNT EQUAL
TO 105 PER CENT OF THE AVERAGE OF THE
MIDDLE MARKET PRICES SHOWN IN THE
QUOTATIONS FOR THE ORDINARY SHARES IN THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST
FOR THE FIVE BUSINESS DAYS IMMEDIATELY
PRECEDING THE DAY ON WHICH THAT ORDINARY
SHARE IS PURCHASED; AND B. AN AMOUNT EQUAL
TO THE HIGHER OF THE PRICE OF THE LAST
INDEPENDENT TRADE OF AN ORDINARY SHARE AND
THE HIGHEST CURRENT INDEPENDENT BID FOR AN
ORDINARY SHARE ON THE TRADING VENUE WHERE
THE PURCHASE IS CARRIED OUT; AND IV. THE
AUTHORITY HEREBY CONFERRED SHALL, UNLESS
PREVIOUSLY REVOKED OR VARIED, EXPIRE AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE PASSING OF
THIS RESOLUTION OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 31 MARCH 2022 SAVE IN
RELATION TO PURCHASES OF ORDINARY SHARES
THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE
THE EXPIRY OF THIS AUTHORITY AND WHICH WILL
OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY, WHERE THE COMPANY MAY MAKE A
PURCHASE OF ORDINARY SHARES IN PURSUANCE OF
ANY SUCH CONTRACT OR CONTRACTS. ALL
PREVIOUS UNUTILISED AUTHORITIES FOR THE
COMPANY TO MAKE MARKET PURCHASES OF
ORDINARY SHARES ARE REVOKED, EXCEPT IN
RELATION TO THE PURCHASE OF ORDINARY SHARES
UNDER A CONTRACT OR CONTRACTS CONCLUDED
BEFORE THE DATE OF THIS RESOLUTION AND
WHERE SUCH PURCHASE HAS NOT YET BEEN
EXECUTED
24 THAT A GENERAL MEETING OF THE COMPANY OTHER Mgmt For For
THAN AN ANNUAL GENERAL MEETING OF THE
COMPANY MAY BE CALLED ON NOT LESS THAN 14
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
JAPAN TOBACCO INC. Agenda Number: 713633560
--------------------------------------------------------------------------------------------------------------------------
Security: J27869106
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: JP3726800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Director Kitera, Masato Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KDDI CORPORATION Agenda Number: 714212711
--------------------------------------------------------------------------------------------------------------------------
Security: J31843105
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3496400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Tanaka, Takashi Mgmt For For
2.2 Appoint a Director Takahashi, Makoto Mgmt For For
2.3 Appoint a Director Shoji, Takashi Mgmt For For
2.4 Appoint a Director Muramoto, Shinichi Mgmt For For
2.5 Appoint a Director Mori, Keiichi Mgmt For For
2.6 Appoint a Director Morita, Kei Mgmt For For
2.7 Appoint a Director Amamiya, Toshitake Mgmt For For
2.8 Appoint a Director Takeyama, Hirokuni Mgmt For For
2.9 Appoint a Director Yoshimura, Kazuyuki Mgmt For For
2.10 Appoint a Director Yamaguchi, Goro Mgmt For For
2.11 Appoint a Director Yamamoto, Keiji Mgmt For For
2.12 Appoint a Director Oyagi, Shigeo Mgmt For For
2.13 Appoint a Director Kano, Riyo Mgmt For For
2.14 Appoint a Director Goto, Shigeki Mgmt For For
3 Appoint a Corporate Auditor Asahina, Mgmt For For
Yukihiro
--------------------------------------------------------------------------------------------------------------------------
KONE OYJ Agenda Number: 713575516
--------------------------------------------------------------------------------------------------------------------------
Security: X4551T105
Meeting Type: AGM
Meeting Date: 02-Mar-2021
Ticker:
ISIN: FI0009013403
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER: ATTORNEY Non-Voting
MERJA KIVELA WILL SERVE AS CHAIRPERSON OF
THE MEETING. IN THE EVENT MERJA KIVELA IS
PREVENTED FROM SERVING AS THE CHAIRPERSON
FOR A WEIGHTY REASON, THE BOARD OF
DIRECTORS WILL APPOINT THE PERSON THEY DEEM
THE MOST SUITABLE TO SERVE AS THE
CHAIRPERSON
3 ELECTION OF PERSON TO SCRUTINIZE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES: THE COMPANY'S LEGAL COUNSEL HETA
RONKKO WILL SCRUTINIZE THE MINUTES AND
SUPERVISE THE COUNTING OF THE VOTES. IN THE
EVENT HETA RONKKO IS PREVENTED FROM
SCRUTINIZING THE MINUTES AND SUPERVISING
THE COUNTING OF THE VOTES FOR A WEIGHTY
REASON, THE BOARD OF DIRECTORS WILL APPOINT
THE PERSON THEY DEEM THE MOST SUITABLE TO
SCRUTINIZE THE MINUTES AND SUPERVISE THE
COUNTING OF THE VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE ANNUAL ACCOUNTS, THE Non-Voting
REPORT OF THE BOARD OF DIRECTORS AND THE
AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE ANNUAL ACCOUNTS Mgmt For For
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDENDS: THE BOARD OF DIRECTORS PROPOSES
THAT FOR THE FINANCIAL YEAR 2020 A DIVIDEND
OF EUR 1.7475 IS PAID FOR EACH CLASS A
SHARE AND A DIVIDEND OF EUR 1.75 IS PAID
FOR EACH CLASS B SHARE. FURTHER, THE BOARD
PROPOSES THAT AN EXTRA DIVIDEND OF EUR
0.4975 IS PAID FOR EACH CLASS A SHARE AND
AN EXTRA DIVIDEND OF EUR 0.50 IS PAID FOR
EACH CLASS B SHARE
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY FOR THE FINANCIAL
YEAR 2020
10 CONSIDERATION OF THE REMUNERATION REPORT Mgmt Against Against
FOR GOVERNING BODIES
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE Non-Voting
PROPOSED BY NOMINATION AND COMPENSATION
COMMITTEE AND BOARD DOES NOT MAKE ANY
RECOMMENDATION ON THESE PROPOSALS. THE
STANDING INSTRUCTIONS ARE DISABLED FOR THIS
MEETING
11 RESOLUTION ON THE REMUNERATION OF THE Mgmt Against
MEMBERS OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For
BOARD OF DIRECTORS: THE NOMINATION AND
COMPENSATION COMMITTEE OF THE BOARD OF
DIRECTORS PROPOSES TO THE GENERAL MEETING
THAT EIGHT BOARD MEMBERS ARE ELECTED
13 ELECTION OF MEMBERS OF THE BOARD OF Mgmt Against
DIRECTORS: THE NOMINATION AND COMPENSATION
COMMITTEE OF THE BOARD OF DIRECTORS
PROPOSES TO THE GENERAL MEETING THAT MATTI
ALAHUHTA, SUSAN DUINHOVEN, ANTTI HERLIN,
IIRIS HERLIN, JUSSI HERLIN, RAVI KANT AND
JUHANI KASKEALA ARE RE-ELECTED TO THE BOARD
OF DIRECTORS AND JENNIFER XIN-ZHE LI IS
ELECTED AS A NEW MEMBER TO THE BOARD OF
DIRECTORS
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITORS
15 RESOLUTION ON THE NUMBER OF AUDITORS: IN Mgmt For For
THE BEGINNING OF 2020, KONE FINALIZED THE
MANDATORY AUDIT FIRM SELECTION PROCEDURE
CONCERNING THE AUDIT FOR THE FINANCIAL YEAR
2021. CONSEQUENTLY, AUDIT FIRM ERNST &
YOUNG OY WAS ELECTED AS THE AUDITOR OF THE
COMPANY FOR THE FINANCIAL YEAR 2021 ALREADY
IN THE GENERAL MEETING 2020 AND IN THE SAME
CONTEXT ALSO THE NUMBER OF AUDITORS FOR THE
FINANCIAL YEAR 2021 WAS RESOLVED.
THEREFORE, THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS NOW PROPOSES TO THE GENERAL
MEETING THAT ONE AUDITOR IS ELECTED FOR THE
COMPANY FOR A TERM ENDING AT THE CONCLUSION
OF THE FOLLOWING ANNUAL GENERAL MEETING
16 ELECTION OF AUDITORS: IN THE BEGINNING OF Mgmt For For
2020, KONE FINALIZED THE MANDATORY AUDIT
FIRM SELECTION PROCEDURE CONCERNING THE
AUDIT FOR THE FINANCIAL YEAR 2021.
CONSEQUENTLY, AUDIT FIRM ERNST & YOUNG OY
WAS ELECTED AS THE AUDITOR OF THE COMPANY
FOR THE FINANCIAL YEAR 2021 ALREADY IN THE
GENERAL MEETING 2020. THEREFORE, THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS NOW
PROPOSES TO THE GENERAL MEETING THAT AUDIT
FIRM ERNST & YOUNG OY BE ELECTED AS THE
AUDITOR OF THE COMPANY FOR A TERM ENDING AT
THE CONCLUSION OF THE FOLLOWING ANNUAL
GENERAL MEETING
17 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES
18 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE ISSUANCE OF SHARES AS WELL AS
THE ISSUANCE OF OPTIONS AND OTHER SPECIAL
RIGHTS ENTITLING TO SHARES
19 CLOSING OF THE MEETING Non-Voting
CMMT 02 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 02 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE VOPAK N.V. Agenda Number: 713674554
--------------------------------------------------------------------------------------------------------------------------
Security: N5075T159
Meeting Type: AGM
Meeting Date: 21-Apr-2021
Ticker:
ISIN: NL0009432491
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2. DISCUSSION OF THE MANAGEMENT REPORT FOR THE Non-Voting
2020 FINANCIAL YEAR
3. IMPLEMENTATION OF THE REMUNERATION POLICY Mgmt Against Against
FOR THE 2020 FINANCIAL YEAR (ADVISORY VOTE)
4. DISCUSSION AND ADOPTION OF THE FINANCIAL Mgmt For For
STATEMENTS FOR THE 2020 FINANCIAL YEAR
5.a. DIVIDEND: EXPLANATION OF POLICY ON Non-Voting
ADDITIONS TO RESERVES AND DIVIDENDS
5.b. DIVIDEND: PROPOSED DISTRIBUTION OF DIVIDEND Mgmt For For
FOR THE 2020 FINANCIAL YEAR
6. DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE EXECUTIVE BOARD FOR THE PERFORMANCE OF
THEIR DUTIES IN THE 2020 FINANCIAL YEAR
7. DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD FOR THE PERFORMANCE
OF THEIR DUTIES IN THE 2020 FINANCIAL YEAR
8. APPOINTMENT OF MR. R.M. HOOKWAY AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD
9. PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO ACQUIRE ORDINARY SHARES
10. APPOINTMENT OF DELOITTE ACCOUNTANTS B.V. AS Mgmt For For
THE EXTERNAL AUDITOR FOR THE 2022 FINANCIAL
YEAR
11. ANY OTHER BUSINESS Non-Voting
12. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
LEGAL & GENERAL GROUP PLC Agenda Number: 713933477
--------------------------------------------------------------------------------------------------------------------------
Security: G54404127
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: GB0005603997
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE AUDITED REPORT AND ACCOUNTS OF THE Mgmt For For
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2020, TOGETHER WITH THE DIRECTORS' REPORT,
STRATEGIC REPORT AND THE AUDITOR'S REPORT
ON THOSE ACCOUNTS, BE RECEIVED AND ADOPTED
2 THAT A FINAL DIVIDEND OF 12.64 PENCE PER Mgmt For For
ORDINARY SHARE IN RESPECT OF THE YEAR ENDED
31 DECEMBER 2020 BE DECLARED AND BE PAID ON
27 MAY 2021 TO SHAREHOLDERS ON THE REGISTER
OF MEMBERS AT THE CLOSE OF BUSINESS ON 16
APRIL 2021
3 THAT RIC LEWIS BE ELECTED AS A DIRECTOR Mgmt For For
4 THAT NILUFER VON BISMARCK BE ELECTED AS A Mgmt For For
DIRECTOR
5 THAT HENRIETTA BALDOCK BE RE-ELECTED AS A Mgmt For For
DIRECTOR
6 THAT PHILIP BROADLEY BE RE-ELECTED AS A Mgmt For For
DIRECTOR
7 THAT JEFF DAVIES BE RE-ELECTED AS A Mgmt For For
DIRECTOR
8 THAT SIR JOHN KINGMAN BE RE-ELECTED AS A Mgmt For For
DIRECTOR
9 THAT LESLEY KNOX BE RE-ELECTED AS A Mgmt For For
DIRECTOR
10 THAT GEORGE LEWIS BE RE-ELECTED AS A Mgmt For For
DIRECTOR
11 THAT TOBY STRAUSS BE RE-ELECTED AS A Mgmt For For
DIRECTOR
12 THAT NIGEL WILSON BE RE-ELECTED AS A Mgmt For For
DIRECTOR
13 THAT KPMG LLP BE RE-APPOINTED AS AUDITOR OF Mgmt For For
THE COMPANY, TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID
14 THAT THE DIRECTORS BE AUTHORISED TO Mgmt For For
DETERMINE THE AUDITOR'S REMUNERATION
15 THAT THE DIRECTORS' REPORT ON REMUNERATION Mgmt For For
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY), AS SET OUT ON PAGES 88 TO 90 OF
THE COMPANY'S 2020 ANNUAL REPORT AND
ACCOUNTS, BE APPROVED
16 RENEWAL OF DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
SHARES
17 ADDITIONAL AUTHORITY TO ALLOT SHARES IN Mgmt For For
RESPECT OF CONTINGENT CONVERTIBLE
SECURITIES
18 POLITICAL DONATIONS Mgmt For For
19 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
20 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS FOR PURPOSES OF
ACQUISITIONS OR SPECIFIED CAPITAL
INVESTMENTS
21 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS IN CONNECTION WITH THE
ISSUE OF CCS
22 PURCHASE OF OWN SHARES Mgmt For For
23 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
24 THAT A GENERAL MEETING OF THE COMPANY OTHER Mgmt For For
THAN AN ANNUAL GENERAL MEETING OF THE
COMPANY MAY BE CALLED ON NOT LESS THAN 14
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
LEGRAND SA Agenda Number: 713911976
--------------------------------------------------------------------------------------------------------------------------
Security: F56196185
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker:
ISIN: FR0010307819
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 16 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A
TRANSFER OF THE RELEVANT CDIS TO THE ESCROW
ACCOUNT SPECIFIED IN THE ASSOCIATED
CORPORATE EVENT IN THE CREST SYSTEM. THIS
TRANSFER WILL NEED TO BE COMPLETED BY THE
SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS
TRANSFER HAS SETTLED, THE CDIS WILL BE
BLOCKED IN THE CREST SYSTEM. THE CDIS WILL
BE RELEASED FROM ESCROW AS SOON AS
PRACTICABLE ON THE BUSINESS DAY PRIOR TO
MEETING DATE UNLESS OTHERWISE SPECIFIED. IN
ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED
POSITION MUST BE BLOCKED IN THE REQUIRED
ESCROW ACCOUNT IN THE CREST SYSTEM. BY
VOTING ON THIS MEETING, YOUR CUSTODIAN MAY
USE YOUR VOTE INSTRUCTION AS THE
AUTHORIZATION TO TAKE THE NECESSARY ACTION
WHICH WILL INCLUDE TRANSFERRING YOUR
INSTRUCTED POSITION TO ESCROW. PLEASE
CONTACT YOUR CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING EARNINGS
AMOUNTING TO EUR 427,487,360.64. THE
SHAREHOLDERS' MEETING APPROVES THE NON
DEDUCTIBLE EXPENSES AND CHARGES AMOUNTING
TO EUR 46,734.00 AND THEIR CORRESPONDING
TAX OF EUR 14,966.00
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE
MEETING, SHOWING NET EARNINGS (GROUP SHARE)
AMOUNTING TO EUR 681,200,000.00
3 THE SHAREHOLDERS' MEETING RESOLVES TO Mgmt For For
ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN:
EARNINGS: EUR 427,487,360.64 LEGAL RESERVE:
EUR (68,647.20) RETAINED EARNINGS: EUR
90,255,385.25 INTERIM DISTRIBUTABLE INCOME:
EUR 517,674,098.69 UNAVAILABLE RESERVES FOR
TREASURY SHARES: EUR (5,158,756.43)
DISTRIBUTABLE INCOME: EUR 512,515,342.26
ALLOCATION: DIVIDENDS: EUR 379,597,721.38
(BASED ON THE SHARES COMPOSING THE SHARE
CAPITAL AS OF THE 31ST OF DECEMBER 2020)
RETAINED EARNINGS: EUR 132,917,620.88
FOLLOWING THIS ALLOCATION, THE UNAVAILABLE
RESERVES FOR TREASURY SHARES WILL SHOW A
NEW BALANCE OF EUR 8,615,006.54. THE
SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF
EUR 1.42 PER SHARE, THAT WILL BE ELIGIBLE
TO THE 40 PER CENT DEDUCTION PROVIDED BY
THE FRENCH GENERAL TAX CODE. THIS DIVIDEND
WILL BE PAID ON THE 1ST OF JUNE 2021. AS
REQUIRED BY LAW, IT IS REMINDED THAT, FOR
THE LAST THREE FINANCIAL YEARS, THE
DIVIDENDS WERE PAID AS FOLLOWS: EUR 1.26
PER SHARE FOR FISCAL YEAR 2017 EUR 1.34 PER
SHARE FOR FISCAL YEARS 2018 AND 2019
4 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION MENTIONED IN THE ARTICLE
L.22-10-9 I OF THE FRENCH COMMERCIAL CODE
5 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR GILLES SCHNEPP AS CHAIRMAN OF
THE BOARD OF DIRECTORS UNTIL THE 30TH OF
JUNE 2020 FOR THE 2020 FINANCIAL YEAR
6 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MRS ANGELES GARCIA-POVEDA AS
CHAIRWOMAN OF THE BOARD OF DIRECTORS FROM
THE 1ST OF JULY 2020 FOR THE 2020 FINANCIAL
YEAR
7 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR BENOIT COQUART AS MANAGING
DIRECTOR FOR THE 2020 FINANCIAL YEAR
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE MANAGING DIRECTOR
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE MEMBERS OF THE BOARD OF DIRECTORS
11 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MRS ANNALISA LOUSTAU ELIA AS
A DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR
12 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt For For
DIRECTOR, MR JEAN-MARC CHERY FOR A 3-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR
13 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES, SUBJECT TO THE CONDITIONS
DESCRIBED BELOW: MAXIMUM PURCHASE PRICE:
EUR 120.00, MAXIMUM NUMBER OF SHARES TO BE
ACQUIRED: 10 PER CENT OF THE SHARE CAPITAL,
MAXIMUM FUNDS INVESTED IN THE SHARE
BUYBACKS: EUR 1,000,000,000.00. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
14 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt For For
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND
AT ITS SOLE DISCRETION, BY CANCELLING ALL
OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH THE STOCK REPURCHASE
PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE
SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
15 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO GRANT, FOR FREE, ON
ONE OR MORE OCCASIONS, EXISTING OR TO BE
ISSUED COMPANY'S SHARES, IN FAVOUR OF
BENEFICIARIES TO BE CHOSEN AMONG THE
EMPLOYEES AND OR THE CORPORATE OFFICERS OF
THE COMPANY AND RELATED COMPANIES. THEY MAY
NOT REPRESENT MORE THAN 1.5 PER CENT OF THE
SHARE CAPITAL, AMONG WHICH THE SHARES
GRANTED TO THE CORPORATE OFFICERS OF THE
COMPANY MAY NOT REPRESENT MORE THAN 10 PER
CENT OF THE TOTAL NUMBER OF SHARES GRANTED
FOR FREE. THIS AUTHORIZATION IS GIVEN FOR A
38-MONTH PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
16 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLE NR 12.4 : 'VOTING RIGHT' OF THE
BYLAWS
17 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
CMMT 05 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104142100842-45 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105052101375-54 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT AND DUE TO RECEIPT OF UPDATED
BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
MALAYAN BANKING BHD MAYBANK Agenda Number: 713694075
--------------------------------------------------------------------------------------------------------------------------
Security: Y54671105
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: MYL1155OO000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE PAYMENT OF A FINAL Mgmt For For
SINGLE-TIER DIVIDEND OF 38.5 SEN PER
ORDINARY SHARE IN RESPECT OF THE FINANCIAL
YEAR ENDED 31 DECEMBER 2020
2 TO RE-ELECT DATUK ABDUL FARID ALIAS AS Mgmt For For
DIRECTOR OF THE COMPANY
3 TO RE-ELECT DATUK R. KARUNAKARAN AS Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR EDWIN GERUNGAN AS DIRECTOR Mgmt For For
OF THE COMPANY
5 TO RE-ELECT MS CHE ZAKIAH CHE DIN AS Mgmt For For
DIRECTOR OF THE COMPANY
6 TO RE-ELECT TAN SRI DATO' SRI ZAMZAMZAIRANI Mgmt For For
MOHD ISA AS DIRECTOR OF THE COMPANY
7 TO APPROVE THE PAYMENT OF NON-EXECUTIVE Mgmt For For
DIRECTORS' FEES FROM THE 61ST AGM TO THE
62ND AGM OF THE COMPANY
8 TO APPROVE THE PAYMENT OF BENEFITS TO THE Mgmt For For
NON-EXECUTIVE DIRECTORS FROM THE 61ST AGM
TO THE 62ND AGM OF THE COMPANY
9 TO RE-APPOINT MESSRS ERNST & YOUNG PLT AS Mgmt For For
AUDITORS OF THE COMPANY FOR THE FINANCIAL
YEAR ENDING 31 DECEMBER 2021 AND TO
AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
10 AUTHORITY TO DIRECTORS TO ISSUE NEW Mgmt Against Against
ORDINARY SHARES IN MAYBANK PURSUANT TO
SECTION 75 OF THE COMPANIES ACT, 2016
11 ALLOTMENT AND ISSUANCE OF NEW ORDINARY Mgmt For For
SHARES IN MAYBANK IN RELATION TO THE
RECURRENT AND OPTIONAL DIVIDEND
REINVESTMENT PLAN
--------------------------------------------------------------------------------------------------------------------------
MALAYAN BANKING BHD MAYBANK Agenda Number: 713978697
--------------------------------------------------------------------------------------------------------------------------
Security: Y54671105
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: MYL1155OO000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE PAYMENT OF A FINAL Mgmt For For
SINGLE-TIER DIVIDEND OF 38.5 SEN PER
ORDINARY SHARE IN RESPECT OF THE FINANCIAL
YEAR ENDED 31 DECEMBER 2020
2 TO RE-ELECT THE FOLLOWING DIRECTORS, EACH Mgmt For For
OF WHOM RETIRES BY ROTATION IN ACCORDANCE
WITH ARTICLES 103 AND 104 OF THE COMPANY'S
CONSTITUTION AND BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION: DATUK ABDUL FARID
ALIAS
3 TO RE-ELECT THE FOLLOWING DIRECTORS, EACH Mgmt For For
OF WHOM RETIRES BY ROTATION IN ACCORDANCE
WITH ARTICLES 103 AND 104 OF THE COMPANY'S
CONSTITUTION AND BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION: DATUK R.
KARUNAKARAN
4 TO RE-ELECT THE FOLLOWING DIRECTORS, EACH Mgmt For For
OF WHOM RETIRES BY ROTATION IN ACCORDANCE
WITH ARTICLES 103 AND 104 OF THE COMPANY'S
CONSTITUTION AND BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION: MR EDW IN GERUNGAN
5 TO RE-ELECT THE FOLLOWING DIRECTORS, EACH Mgmt For For
OF WHOM RETIRES BY ROTATION IN ACCORDANCE
WITH ARTICLES 103 AND 104 OF THE COMPANY'S
CONSTITUTION AND BEING ELIGIBLE, OFFERS
HERSELF FOR RE-ELECTION: MS CHE ZAKIAH CHE
DIN
6 TO RE-ELECT TAN SRI DATO' SRI ZAMZAMZAIRANI Mgmt For For
MOHD ISA WHO RETIRES IN ACCORDANCE W ITH
ARTICLE 107 OF THE COMPANY'S CONSTITUTION
AND BEING ELIGIBLE, OFFERS HIMSELF FOR
RE-ELECTION
7 BOARD COMMITTEE MEMBER'S FEE OF RM45,000 Mgmt For For
PER ANNUM FOR EACH MEMBER OF A BOARD
COMMITTEE
8 TO APPROVE THE PAYMENT OF BENEFITS TO Mgmt For For
ELIGIBLE NON-EXECUTIVE DIRECTORS OF AN
AMOUNT UP TO RM3,104,400 FOR THE PERIOD
FROM THE 61ST AGM TO THE 62ND AGM OF THE
COMPANY
9 TO RE-APPOINT MESSRS ERNST & YOUNG PLT AS Mgmt For For
AUDITORS OF THE COMPANY FOR THE FINANCIAL
YEAR ENDING 31 DECEMBER 2021 AND TO
AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
10 AUTHORITY TO DIRECTORS TO ALLOT NEW ORDINA Mgmt For For
RY SHARES IN MAYBANK (MAYBANK SHARES)
11 ALLOTMENT AND ISSUANCE OF NEW ORDINARY Mgmt For For
SHARES IN MAYBANK (MAYBANK SHARES) IN
RELATION TO THE RECURRENT AND OPTIONAL
DIVIDEND REINVESTMENT PLAN THAT ALLOWS
SHAREHOLDERS OF MAYBANK (SHAREHOLDERS) TO
REINVEST THEIR DIVIDEND TO WHICH THE
DIVIDEND REINVESTMENT PLAN APPLIES, IN NEW
MAYBANK SHARES (DIVIDEND REINV ESTMENT
PLAN)
--------------------------------------------------------------------------------------------------------------------------
MERIDA INDUSTRY CO LTD Agenda Number: 714218751
--------------------------------------------------------------------------------------------------------------------------
Security: Y6020B101
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: TW0009914002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 ADOPTION OF THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2020 P ROFITS.PROPOSED CASH DIVIDEND:
TWD 7 PER SHARE.
3 AMENDMENT TO THE COMPANYS CORPORATE Mgmt For For
CHARTER.
4 AMENDMENT TO THE RULES OF PROCEDURE FOR Mgmt For For
SHAREHOLDERS MEETINGS.
5.1 THE ELECTION OF THE DIRECTOR.:ZENG Mgmt For For
SONG-ZHU,SHAREHOLDER NO.15
5.2 THE ELECTION OF THE DIRECTOR.:ZENGLU Mgmt Against Against
MIN-HUA,SHAREHOLDER NO.18
5.3 THE ELECTION OF THE DIRECTOR.:ZENG Mgmt Against Against
SONG-LING,SHAREHOLDER NO.16
5.4 THE ELECTION OF THE DIRECTOR.:LO Mgmt Against Against
TSAI-JEN,SHAREHOLDER NO.519
5.5 THE ELECTION OF THE DIRECTOR.:DINGCHENG Mgmt Against Against
INVESTMENT CO LTD,SHAREHOLDER NO.24746,ZENG
HUI-JUAN AS REPRESENTATIVE
5.6 THE ELECTION OF THE DIRECTOR.:DINGHONG Mgmt Against Against
INVESTMENT CO LTD,SHAREHOLDER
NO.115936,ZHENG WEN-XIANG AS REPRESENTATIVE
5.7 THE ELECTION OF THE DIRECTOR.:DINGHONG Mgmt Against Against
INVESTMENT CO LTD,SHAREHOLDER
NO.115936,YUAN QI-BIN AS REPRESENTATIVE
5.8 THE ELECTION OF THE DIRECTOR.:DINGHONG Mgmt Against Against
INVESTMENT CO LTD,SHAREHOLDER NO.115936,LAI
RU-DING AS REPRESENTATIVE
5.9 THE ELECTION OF THE DIRECTOR.:DINGHONG Mgmt Against Against
INVESTMENT CO LTD,SHAREHOLDER
NO.115936,TSENG CHING-CHENG AS
REPRESENTATIVE
5.10 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:CHEN SHUI-JIN,SHAREHOLDER
NO.P120616XXX
5.11 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:CHEN JIAN-NAN,SHAREHOLDER
NO.E121399XXX
5.12 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:WU-YING TSAI,SHAREHOLDER NO.521
5.13 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:SHIN-JUNG LEI,SHAREHOLDER
NO.Q222744XXX
6 PROPOSAL FOR RELEASE THE PROHIBITION ON Mgmt Against Against
DIRECTORS FROM PARTICIPATION IN COMPETITIVE
BUSINESS.
CMMT 27 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 5.1 TO 5.13. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI ELECTRIC CORPORATION Agenda Number: 714265041
--------------------------------------------------------------------------------------------------------------------------
Security: J43873116
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3902400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Sakuyama, Masaki Mgmt For For
1.2 Appoint a Director Sugiyama, Takeshi Mgmt For For
1.3 Appoint a Director Sagawa, Masahiko Mgmt For For
1.4 Appoint a Director Kawagoishi, Tadashi Mgmt For For
1.5 Appoint a Director Sakamoto, Takashi Mgmt For For
1.6 Appoint a Director Uruma, Kei Mgmt For For
1.7 Appoint a Director Masuda, Kuniaki Mgmt For For
1.8 Appoint a Director Yabunaka, Mitoji Mgmt For For
1.9 Appoint a Director Obayashi, Hiroshi Mgmt For For
1.10 Appoint a Director Watanabe, Kazunori Mgmt For For
1.11 Appoint a Director Koide, Hiroko Mgmt For For
1.12 Appoint a Director Oyamada, Takashi Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NABTESCO CORPORATION Agenda Number: 713622074
--------------------------------------------------------------------------------------------------------------------------
Security: J4707Q100
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: JP3651210001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Teramoto, Katsuhiro Mgmt For For
2.2 Appoint a Director Hakoda, Daisuke Mgmt For For
2.3 Appoint a Director Naoki, Shigeru Mgmt For For
2.4 Appoint a Director Kitamura, Akiyoshi Mgmt For For
2.5 Appoint a Director Habe, Atsushi Mgmt For For
2.6 Appoint a Director Kimura, Kazumasa Mgmt For For
2.7 Appoint a Director Uchida, Norio Mgmt For For
2.8 Appoint a Director Iizuka, Mari Mgmt For For
2.9 Appoint a Director Mizukoshi, Naoko Mgmt For For
2.10 Appoint a Director Hidaka, Naoki Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC Agenda Number: 712887528
--------------------------------------------------------------------------------------------------------------------------
Security: G6S9A7120
Meeting Type: AGM
Meeting Date: 27-Jul-2020
Ticker:
ISIN: GB00BDR05C01
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3 TO RE-ELECT SIR PETER GERSHON Mgmt For For
4 TO RE-ELECT JOHN PETTIGREW Mgmt For For
5 TO RE-ELECT ANDY AGG Mgmt For For
6 TO RE-ELECT NICOLA SHAW Mgmt For For
7 TO RE-ELECT MARK WILLIAMSON Mgmt For For
8 TO RE-ELECT JONATHAN DAWSON Mgmt For For
9 TO RE-ELECT THERESE ESPERDY Mgmt For For
10 TO RE-ELECT PAUL GOLBY Mgmt For For
11 TO ELECT LIZ HEWITT Mgmt For For
12 TO RE-ELECT AMANDA MESLER Mgmt For For
13 TO RE-ELECT EARL SHIPP Mgmt For For
14 TO RE-ELECT JONATHAN SILVER Mgmt For For
15 TO RE-APPOINT THE AUDITORS DELOITTE LLP Mgmt For For
16 TO AUTHORISE THE AUDIT COMMITTEE OF THE Mgmt For For
BOARD TO SET THE AUDITORS REMUNERATION
17 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT EXCLUDING EXCERPTS FROM THE
DIRECTORS REMUNERATION POLICY
18 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS
19 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For
ORDINARY SHARES
20 TO REAPPROVE THE NATIONAL GRID SHARE Mgmt For For
INCENTIVE PLAN
21 TO REAPPROVE THE NATIONAL GRID SHARESAVE Mgmt For For
PLAN
22 TO APPROVE AN INCREASED BORROWING LIMIT Mgmt For For
23 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt Against Against
24 TO DISAPPLY PRE-EMPTION RIGHTS FOR Mgmt For For
ACQUISITIONS
25 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES
26 TO AUTHORISE THE DIRECTORS TO HOLD GENERAL Mgmt For For
MEETINGS ON 14 CLEAR DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC Agenda Number: 713755354
--------------------------------------------------------------------------------------------------------------------------
Security: G6S9A7120
Meeting Type: EGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: GB00BDR05C01
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACQUISITION OF PPL WPD INVESTMENTS LIMITED: Mgmt For For
THAT, CONDITIONAL UPON THE PASSING OF
RESOLUTION 2 (INCREASED BORROWING LIMIT),
THE ACQUISITION BY THE COMPANY OF PPL WPD
INVESTMENTS LIMITED, AS DESCRIBED IN THE
CIRCULAR TO THE SHAREHOLDERS OF THE COMPANY
DATED 31 MARCH 2021, ON THE TERMS AND
SUBJECT TO THE CONDITIONS SET OUT IN THE
SHARE PURCHASE AGREEMENT BETWEEN THE
COMPANY, NATIONAL GRID HOLDINGS ONE PLC AND
PPL WPD LIMITED DATED 17 MARCH 2021 (AS
AMENDED, MODIFIED, RESTATED OR SUPPLEMENTED
FROM TIME TO TIME) (THE "SHARE PURCHASE
AGREEMENT") (THE "WPD ACQUISITION"),
TOGETHER WITH ALL ASSOCIATED AGREEMENTS AND
ANCILLARY ARRANGEMENTS, BE AND ARE HEREBY
APPROVED, AND THAT THE DIRECTORS OF THE
COMPANY (THE "DIRECTORS") (OR A DULY
AUTHORISED PERSON) BE AUTHORISED TO: (I)
TAKE ALL SUCH STEPS, EXECUTE ALL SUCH
AGREEMENTS, AND MAKE ALL SUCH ARRANGEMENTS,
TO IMPLEMENT OR IN CONNECTION WITH THE WPD
ACQUISITION; AND (II) AGREE AND MAKE ANY
AMENDMENTS, VARIATIONS, WAIVERS OR
EXTENSIONS TO THE TERMS OF THE WPD
ACQUISITION OR THE SHARE PURCHASE AGREEMENT
AND/OR ALL ASSOCIATED AGREEMENTS AND
ANCILLARY ARRANGEMENTS RELATING THERETO
(PROVIDING SUCH AMENDMENTS, VARIATIONS,
WAIVERS OR EXTENSIONS ARE NOT OF A MATERIAL
NATURE), IN EACH CASE WHICH THEY IN THEIR
ABSOLUTE DISCRETION CONSIDER NECESSARY OR
APPROPRIATE
2 INCREASED BORROWING LIMIT: TO APPROVE, Mgmt For For
CONDITIONAL UPON THE PASSING OF RESOLUTION
1 (ACQUISITION OF PPL WPD INVESTMENTS
LIMITED), IN ACCORDANCE WITH ARTICLE 93.1
OF THE COMPANY'S ARTICLES OF ASSOCIATION,
BORROWINGS BY THE COMPANY AND/OR ANY OF ITS
SUBSIDIARY UNDERTAKINGS (AS CALCULATED IN
ACCORDANCE WITH ARTICLE 93) NOT EXCEEDING
GBP 55,000,000,000, SUCH APPROVAL TO APPLY
INDEFINITELY
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 713713469
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 508495 DUE TO RECEIPT OF CHANGE
IN VOTING STAUS FOR RESOLUTON 8. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REVIEW, THE Mgmt For For
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2020
1.2 ACCEPTANCE OF THE COMPENSATION REPORT 2020 Mgmt For For
(ADVISORY VOTE)
2 DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt Against Against
DIRECTORS AND OF THE MANAGEMENT
3 APPROPRIATION OF PROFIT RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2020
4.1.1 RE-ELECTION AS MEMBER AND CHAIRMAN OF THE Mgmt For For
BOARD OF DIRECTORS: PAUL BULCKE
4.1.2 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ULF MARK SCHNEIDER
4.1.3 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HENRI DE CASTRIES
4.1.4 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: RENATO FASSBIND
4.1.5 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PABLO ISLA
4.1.6 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ANN M. VENEMAN
4.1.7 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: EVA CHENG
4.1.8 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PATRICK AEBISCHER
4.1.9 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: KASPER RORSTED
4.110 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: KIMBERLY A. ROSS
4.111 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DICK BOER
4.112 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DINESH PALIWAL
4.113 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HANNE JIMENEZ DE MORA
4.2 ELECTION TO THE BOARD OF DIRECTORS: LINDIWE Mgmt For For
MAJELE SIBANDA
4.3.1 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: PABLO ISLA
4.3.2 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: PATRICK AEBISCHER
4.3.3 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: DICK BOER
4.3.4 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: KASPER RORSTED
4.4 ELECTION OF THE STATUTORY AUDITORS: ERNST Mgmt For For
AND YOUNG LTD, LAUSANNE BRANCH
4.5 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt For For
HARTMANN DREYER, ATTORNEYS-AT-LAW
5.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS
5.2 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD
6 CAPITAL REDUCTION (BY CANCELLATION OF Mgmt For For
SHARES)
7 SUPPORT OF NESTLE'S CLIMATE ROADMAP Mgmt For For
(ADVISORY VOTE)
8 IN THE EVENT OF ANY YET UNKNOWN NEW OR Shr Against For
MODIFIED PROPOSAL BY A SHAREHOLDER DURING
THE GENERAL MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO VOTE AS
FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH
YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY
SUCH YET UNKNOWN PROPOSAL, ABSTAIN =
ABSTAIN FROM VOTING) - THE BOARD OF
DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH
YET UNKNOWN PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
NEWCREST MINING LTD Agenda Number: 713165137
--------------------------------------------------------------------------------------------------------------------------
Security: Q6651B114
Meeting Type: AGM
Meeting Date: 11-Nov-2020
Ticker:
ISIN: AU000000NCM7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 06 OCT 2020: VOTING EXCLUSIONS APPLY TO Non-Voting
THIS MEETING FOR PROPOSALS 3.A, 3.B, 4 AND
VOTES CAST BY ANY INDIVIDUAL OR RELATED
PARTY WHO BENEFIT FROM THE PASSING OF THE
PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
(AS REFERRED IN THE COMPANY ANNOUNCEMENT)
VOTE ABSTAIN ON THE RELEVANT PROPOSAL
ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT
YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S. BY VOTING (FOR OR
AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S,
YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION
2.A ELECTION OF SALLY-ANNE LAYMAN AS A DIRECTOR Mgmt For For
2.B RE-ELECTION OF ROGER HIGGINS AS A DIRECTOR Mgmt For For
2.C RE-ELECTION OF GERARD BOND AS A DIRECTOR Mgmt For For
3.A GRANT OF PERFORMANCE RIGHTS TO MANAGING Mgmt For For
DIRECTOR AND CHIEF EXECUTIVE OFFICER
SANDEEP BISWAS
3.B GRANT OF PERFORMANCE RIGHTS TO FINANCE Mgmt For For
DIRECTOR AND CHIEF FINANCIAL OFFICER GERARD
BOND
4 ADOPTION OF THE REMUNERATION REPORT FOR THE Mgmt For For
YEAR ENDED 30 JUNE 2020 (ADVISORY ONLY)
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
5 RENEWAL OF PROPORTIONAL TAKEOVER BID Mgmt For For
PROVISIONS IN THE CONSTITUTION
6 AMENDMENT OF THE CONSTITUTION AS PROPOSED Mgmt Against Against
CMMT 06 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT IN
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NIHON KOHDEN CORPORATION Agenda Number: 714242574
--------------------------------------------------------------------------------------------------------------------------
Security: J50538115
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3706800004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ogino,
Hirokazu
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tamura,
Takashi
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hasegawa,
Tadashi
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yanagihara,
Kazuteru
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hirose, Fumio
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tanaka, Eiichi
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yoshitake,
Yasuhiro
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Obara, Minoru
2.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Muraoka,
Kanako
3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Hirata,
Shigeru
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 713572988
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 02-Mar-2021
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE OPERATING AND FINANCIAL Mgmt For For
REVIEW OF NOVARTIS AG, THE FINANCIAL
STATEMENTS OF NOVARTIS AG AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
2020 FINANCIAL YEAR
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt Against Against
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND FOR 2020
4 REDUCTION OF SHARE CAPITAL Mgmt For For
5 FURTHER SHARE REPURCHASES Mgmt For For
6.1 VOTE ON COMPENSATION FOR THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE: BINDING VOTE ON THE MAXIMUM
AGGREGATE AMOUNT OF COMPENSATION FOR THE
BOARD OF DIRECTORS FROM THE 2021 ANNUAL
GENERAL MEETING TO THE 2022 ANNUAL GENERAL
MEETING
6.2 VOTE ON COMPENSATION FOR THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE: BINDING VOTE ON THE MAXIMUM
AGGREGATE AMOUNT OF COMPENSATION FOR THE
EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR
2022
6.3 VOTE ON COMPENSATION FOR THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE: ADVISORY VOTE ON THE 2020
COMPENSATION REPORT
7.1 RE-ELECTION OF JOERG REINHARDT AS MEMBER Mgmt For For
AND CHAIRMAN OF THE BOARD OF DIRECTORS
7.2 RE-ELECTION OF NANCY C. ANDREWS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.3 RE-ELECTION OF TON BUECHNER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.4 RE-ELECTION OF PATRICE BULA AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.5 RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.6 RE-ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
7.7 RE-ELECTION OF BRIDGETTE HELLER AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.8 RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.9 RE-ELECTION OF SIMON MORONEY AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.10 RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.11 RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.12 RE-ELECTION OF ENRICO VANNI AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.13 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
8.1 RE-ELECTION OF PATRICE BULA TO THE Mgmt For For
COMPENSATION COMMITTEE
8.2 RE-ELECTION OF BRIDGETTE HELLER TO THE Mgmt For For
COMPENSATION COMMITTEE
8.3 RE-ELECTION OF ENRICO VANNI TO THE Mgmt For For
COMPENSATION COMMITTEE
8.4 RE-ELECTION OF WILLIAM T. WINTERS TO THE Mgmt For For
COMPENSATION COMMITTEE
8.5 ELECTION OF SIMON MORONEY AS NEW MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
9 RE-ELECTION OF THE STATUTORY AUDITOR: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THE RE-ELECTION
OF PRICEWATERHOUSECOOPERS AG AS AUDITOR FOR
THE FINANCIAL YEAR STARTING ON JANUARY 1,
2021
10 RE-ELECTION OF THE INDEPENDENT PROXY: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THE RE-ELECTION
OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY
AT LAW, BASEL, AS INDEPENDENT PROXY UNTIL
THE END OF THE NEXT ANNUAL GENERAL MEETING
11 AMENDMENT TO ARTICLE 20 PARAGRAPH 3 OF THE Mgmt For For
ARTICLES OF INCORPORATION
B GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE Mgmt Against Against
MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN
THE INVITATION TO THE ANNUAL GENERAL
MEETING, AND/OR OF MOTIONS RELATING TO
ADDITIONAL AGENDA ITEMS ACCORDING TO
ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE
OF OBLIGATIONS. I/WE INSTRUCT THE
INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR
= ACCORDING TO THE MOTION OF THE BOARD OF
DIRECTORS, AGAINST = AGAINST ALTERNATIVE
AND/OR ADDITIONAL MOTIONS, ABSTAIN =
ABSTAIN FROM VOTING)
--------------------------------------------------------------------------------------------------------------------------
POWER ASSETS HOLDINGS LTD Agenda Number: 713756724
--------------------------------------------------------------------------------------------------------------------------
Security: Y7092Q109
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: HK0006000050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0401/2021040102791.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0401/2021040102757.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE REPORT OF THE DIRECTORS AND
THE INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO ELECT MR. NEIL DOUGLAS MCGEE AS A Mgmt For For
DIRECTOR
3.B TO ELECT MR. RALPH RAYMOND SHEA AS A Mgmt For For
DIRECTOR
3.C TO ELECT MR. WAN CHI TIN AS A DIRECTOR Mgmt For For
3.D TO ELECT MR. WU TING YUK, ANTHONY AS A Mgmt Against Against
DIRECTOR
4 TO APPOINT KPMG AS AUDITOR OF THE COMPANY Mgmt For For
AND TO AUTHORISE THE DIRECTORS TO FIX THE
AUDITOR'S REMUNERATION
5 TO PASS RESOLUTION 5 OF THE NOTICE OF Mgmt For For
ANNUAL GENERAL MEETING AS AN ORDINARY
RESOLUTION - TO GIVE A GENERAL MANDATE TO
THE DIRECTORS TO ISSUE AND DISPOSE OF
ADDITIONAL SHARES NOT EXCEEDING 10% OF THE
TOTAL NUMBER OF SHARES OF THE COMPANY IN
ISSUE
6 TO PASS RESOLUTION 6 OF THE NOTICE OF Mgmt For For
ANNUAL GENERAL MEETING AS AN ORDINARY
RESOLUTION - TO GIVE A GENERAL MANDATE TO
THE DIRECTORS TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES
OF THE COMPANY IN ISSUE
--------------------------------------------------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK Agenda Number: 713490592
--------------------------------------------------------------------------------------------------------------------------
Security: Y0697U112
Meeting Type: EGM
Meeting Date: 21-Jan-2021
Ticker:
ISIN: ID1000118201
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL ON THE AMENDMENT TO THE ARTICLE OF Mgmt Against Against
THE ASSOCIATION OF THE COMPANY
2 AFFIRMATION ON THE IMPLEMENTATION OF Mgmt For For
REGULATION OF THE MINISTER OF STATE-OWNED
ENTERPRISE NUMBER PER-08/MBU/12/2019 DATED
12 DEC 2019 CONCERNING GENERAL GUIDELINES
OF THE IMPLEMENTATION OF PROCUREMENT OF
GOODS AND SERVICES
3 AFFIRMATION ON THE IMPLEMENTATION OF Mgmt For For
REGULATION OF THE MINISTER OF STATE-OWNED
ENTERPRISE NUMBER PER-11/MBU/11/2020 DATED
12 DEC 2020 CONCERNING MANAGEMENT CONTRACT
AND ANNUAL MANAGEMENT CONTRACT OF
STATE-OWNED ENTERPRISES
4 APPROVAL ON THE TRANSFER OF SHARES Mgmt Against Against
RESULTING FROM BUY BACK OF SHARES THAT IS
KEPT AS A TREASURY STOCK
5 APPROVAL ON THE CHANGES IN THE COMPOSITION Mgmt Against Against
OF THE COMPANY'S MANAGEMENT
--------------------------------------------------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK Agenda Number: 713648523
--------------------------------------------------------------------------------------------------------------------------
Security: Y0697U112
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: ID1000118201
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE FINANCIAL STATEMENTS, STATUTORY Mgmt For For
REPORTS, ANNUAL REPORT, REPORT OF THE
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM (PCDP), AND DISCHARGE OF DIRECTORS
AND COMMISSIONERS
2 APPROVE ALLOCATION OF INCOME Mgmt For For
3 APPROVE REMUNERATION AND TANTIEM OF Mgmt For For
DIRECTORS AND COMMISSIONERS
4 APPOINT AUDITORS OF THE COMPANY AND THE Mgmt For For
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM (PCDP)
--------------------------------------------------------------------------------------------------------------------------
PT TELKOM INDONESIA (PERSERO) TBK Agenda Number: 714064944
--------------------------------------------------------------------------------------------------------------------------
Security: Y71474145
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: ID1000129000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF ANNUAL REPORT AND RATIFICATION Mgmt For For
OF THE COMPANY'S CONSOLIDATED FINANCIAL
STATEMENT FOR FINANCIAL YEAR OF 2020 AS
WELL AS THE BOARD OF COMMISSIONERS
SUPERVISION DUTY IMPLEMENTATION REPORT FOR
FINANCIAL YEAR OF 2020
2 RATIFICATION OF THE COMPANY ANNUAL REPORT Mgmt For For
OF PARTNERSHIPS AND COMMUNITY DEVELOPMENT
PROGRAM FOR FINANCIAL YEAR OF 2020
3 DETERMINATION ON UTILIZATION OF THE COMPANY Mgmt For For
NET PROFIT FOR FINANCIAL YEAR OF 2020
4 DETERMINATION OF BONUS FOR THE FINANCIAL Mgmt For For
YEAR OF 2020, SALARY FOR BOARD OF DIRECTORS
AND HONORARIUM FOR BOARD OF COMMISSIONERS
INCLUDING OTHER FACILITIES AND BENEFITS FOR
THE YEAR OF 2021
5 APPOINTMENT OF PUBLIC ACCOUNTING FIRM TO Mgmt For For
AUDIT THE COMPANY'S CONSOLIDATED FINANCIAL
STATEMENT AND FINANCIAL STATEMENT OF THE
SOCIAL AND ENVIRONMENTAL RESPONSIBILITY
PROGRAM FOR FINANCIAL YEAR OF 2021
6 APPROVAL ON AMENDMENT OF THE ARTICLES OF Mgmt Against Against
ASSOCIATION OF THE COMPANY
7 RATIFICATION ON REGULATION OF MINISTER OF Mgmt For For
STATE OWNED ENTERPRISE ABOUT CONCERNING
MANAGEMENT CONTRACT AND ANNUAL MANAGEMENT
CONTRACT OF STATE OWNED ENTERPRISE
DIRECTORS
8 CHANGES TO THE MANAGEMENT OF THE COMPANY Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
QBE INSURANCE GROUP LTD Agenda Number: 713756267
--------------------------------------------------------------------------------------------------------------------------
Security: Q78063114
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: AU000000QBE9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
3.A TO RE-ELECT MR S FITZGERALD AS A DIRECTOR Mgmt For For
3.B TO RE-ELECT SIR BRIAN POMEROY AS A DIRECTOR Mgmt For For
3.C TO RE-ELECT MS J SKINNER AS A DIRECTOR Mgmt For For
3.D TO ELECT MS T LE AS A DIRECTOR Mgmt For For
3.E TO ELECT MR E SMITH AS A DIRECTOR Mgmt For For
4.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: TO AMEND THE
CONSTITUTION
4.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: TO PUBLISH EXPOSURE
REDUCTION TARGETS
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC Agenda Number: 713857211
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE 2020 REPORT AND Mgmt For For
FINANCIAL STATEMENTS
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3 TO DECLARE A FINAL DIVIDEND OF 101.6P PER Mgmt For For
ORDINARY SHARE
4 TO RE-ELECT ANDREW BONFIELD AS A DIRECTOR Mgmt For For
5 TO RE-ELECT JEFF CARR AS A DIRECTOR Mgmt For For
6 TO RE-ELECT NICANDRO DURANTE AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MARY HARRIS AS A DIRECTOR Mgmt For For
8 TO RE-ELECT MEHMOOD KHAN AS A DIRECTOR Mgmt For For
9 TO RE-ELECT PAM KIRBY AS A DIRECTOR Mgmt For For
10 TO RE-ELECT SARA MATHEW AS A DIRECTOR Mgmt For For
11 TO RE-ELECT LAXMAN NARASIMHAN AS A DIRECTOR Mgmt For For
12 TO RE-ELECT CHRIS SINCLAIR AS A DIRECTOR Mgmt For For
13 TO RE-ELECT ELANE STOCK AS A DIRECTOR Mgmt For For
14 TO ELECT OLIVIER BOHUON AS A DIRECTOR Mgmt For For
15 TO ELECT MARGHERITA DELLA VALLE AS A Mgmt For For
DIRECTOR
16 TO REAPPOINT KPMG LLP AS THE EXTERNAL Mgmt For For
AUDITOR
17 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE EXTERNAL AUDITOR'S
REMUNERATION
18 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS
19 TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
SHARES
20 TO RENEW THE DIRECTORS' POWER TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS IN RESPECT OF UP TO 5
PER CENT OF ISSUED SHARE CAPITAL
21 TO AUTHORISE THE DIRECTORS' POWER TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF
UP TO AN ADDITIONAL 5 PER CENT OF ISSUED
SHARE CAPITAL
22 TO RENEW THE COMPANY'S AUTHORITY TO Mgmt For For
PURCHASE ITS OWN SHARES
23 TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
24 TO AUTHORISE THE DIRECTORS TO CALL A Mgmt For For
GENERAL MEETING ON 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO LTD Agenda Number: 713713988
--------------------------------------------------------------------------------------------------------------------------
Security: Q81437107
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: AU000000RIO1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 508747 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4 AND 17 VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RECEIPT OF THE 2020 ANNUAL REPORT Mgmt For For
2 APPROVAL OF THE REMUNERATION POLICY Mgmt For For
3 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT: IMPLEMENTATION REPORT
4 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT
5 TO RE-ELECT MEGAN CLARK AC AS A DIRECTOR Mgmt For For
6 TO RE-ELECT HINDA GHARBI AS A DIRECTOR Mgmt For For
7 TO RE-ELECT SIMON HENRY AS A DIRECTOR Mgmt For For
8 TO RE-ELECT SAM LAIDLAW AS A DIRECTOR Mgmt For For
9 TO RE-ELECT SIMON MCKEON AO AS A DIRECTOR Mgmt For For
10 TO RE-ELECT JENNIFER NASON AS A DIRECTOR Mgmt For For
11 TO RE-ELECT JAKOB STAUSHOLM AS A DIRECTOR Mgmt For For
12 TO RE-ELECT SIMON THOMPSON AS A DIRECTOR Mgmt For For
13 TO RE-ELECT NGAIRE WOODS CBE AS A DIRECTOR Mgmt For For
14 RE-APPOINTMENT OF AUDITORS: TO RE-APPOINT Mgmt For For
KPMG LLP AS AUDITORS OF RIO TINTO PLC TO
HOLD OFFICE UNTIL THE CONCLUSION OF RIO
TINTO'S 2022 ANNUAL GENERAL MEETINGS
15 REMUNERATION OF AUDITORS Mgmt For For
16 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
17 RENEWAL OF AND AMENDMENT TO THE RIO TINTO Mgmt For For
GLOBAL EMPLOYEE SHARE PLAN
18 RENEWAL OF OFF-MARKET AND ON-MARKET SHARE Mgmt For For
BUY-BACK AUTHORITIES (SPECIAL RESOLUTION)
19 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: REQUISITIONED
RESOLUTION ON EMISSIONS TARGETS
20 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: REQUISITIONED
RESOLUTION ON CLIMATE-RELATED LOBBYING
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 713926737
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A118
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: GB00B03MM408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF ANNUAL REPORT AND ACCOUNTS Mgmt For For
2. APPROVAL OF DIRECTORS REMUNERATION REPORT Mgmt For For
3. APPOINTMENT OF JANE HOLL LUTE AS A DIRECTOR Mgmt For For
OF THE COMPANY
4. REAPPOINTMENT OF BEN VAN BEURDEN AS A Mgmt For For
DIRECTOR OF THE COMPANY
5. REAPPOINTMENT OF DICK BOER AS A DIRECTOR OF Mgmt For For
THE COMPANY
6. REAPPOINTMENT OF NEIL CARSON AS A DIRECTOR Mgmt For For
OF THE COMPANY
7. REAPPOINTMENT OF ANN GODBEHERE AS A Mgmt For For
DIRECTOR OF THE COMPANY
8. REAPPOINTMENT OF EULEEN GOH AS A DIRECTOR Mgmt For For
OF THE COMPANY
9. REAPPOINTMENT OF CATHERINE HUGHES AS A Mgmt For For
DIRECTOR OF THE COMPANY
10. REAPPOINTMENT OF MARTINA HUND-MEJEAN AS A Mgmt For For
DIRECTOR OF THE COMPANY
11. REAPPOINTMENT OF SIR ANDREW MACKENZIE AS A Mgmt For For
DIRECTOR OF THE COMPANY
12. REAPPOINTMENT OF ABRAHAM BRAM SCHOT AS A Mgmt For For
DIRECTOR OF THE COMPANY
13. REAPPOINTMENT OF JESSICA UHL AS A DIRECTOR Mgmt For For
OF THE COMPANY
14. REAPPOINTMENT OF GERRIT ZALM AS A DIRECTOR Mgmt For For
OF THE COMPANY
15. REAPPOINTMENT OF AUDITORS: ERNST & YOUNG Mgmt For For
LLP
16. REMUNERATION OF AUDITORS Mgmt For For
17. AUTHORITY TO ALLOT SHARES Mgmt For For
18. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt Against Against
19. AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
20. SHELLS ENERGY TRANSITION STRATEGY Mgmt For For
21. PLEASE NOTE THAT THIS IS A SHAREHOLDER Shr Against For
PROPOSAL: SHAREHOLDER RESOLUTION: THE
COMPANY HAS RECEIVED NOTICE PURSUANT TO THE
UK COMPANIES ACT 2006 OF THE INTENTION TO
MOVE THE RESOLUTION SET FORTH ON PAGE 6 AND
INCORPORATED HEREIN BY WAY OF REFERENCE AT
THE COMPANY'S 2021 AGM. THE RESOLUTION HAS
BEEN REQUISITIONED BY A GROUP OF
SHAREHOLDERS AND SHOULD BE READ TOGETHER
WITH THEIR STATEMENT IN SUPPORT OF THEIR
PROPOSED RESOLUTION SET FORTHON PAGE 6.
CMMT 03 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING FOR ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ROYAL PHILIPS NV Agenda Number: 713728321
--------------------------------------------------------------------------------------------------------------------------
Security: N7637U112
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: NL0000009538
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535842 DUE TO RECEIPT OF
ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1. SPEECH OF THE PRESIDENT Non-Voting
2. ANNUAL REPORT 2020 Non-Voting
2a. EXPLANATION OF THE POLICY ON ADDITIONS TO Non-Voting
RESERVES AND DIVIDENDS
2b. PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
2c. PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.85 Mgmt For For
PER COMMON SHARE, IN CASH OR IN SHARES AT
THE OPTION OF THE SHAREHOLDER, AGAINST THE
NET INCOME FOR 2020
2d. REMUNERATION REPORT 2020 (ADVISORY VOTE) Mgmt For For
2e. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT
2f. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD
3. COMPOSITION OF THE BOARD OF MANAGEMENT: Mgmt For For
PROPOSAL TO RE-APPOINT MR M.J. VAN GINNEKEN
AS MEMBER OF THE BOARD OF MANAGEMENT WITH
EFFECT FROM MAY 6, 2021
4. COMPOSITION OF THE SUPERVISORY BOARD Non-Voting
4.a. PROPOSAL TO APPOINT MRS S.K. CHUA AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD WITH EFFECT FROM
MAY 6, 2021
4.b. PROPOSAL TO APPOINT MRS I.K. NOOYI AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD WITH EFFECT
FROM MAY 6, 2021
5. AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Non-Voting
(I) ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE
SHARES AND (II) RESTRICT OR EXCLUDE
PRE-EMPTION RIGHTS
5a. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT FOR A PERIOD OF 18 MONTHS,
EFFECTIVE MAY 6, 2021, AS THE BODY WHICH IS
AUTHORIZED, WITH THE APPROVAL OF THE
SUPERVISORY BOARD, TO ISSUE SHARES OR GRANT
RIGHTS TO ACQUIRE SHARES WITHIN THE LIMITS
LAID DOWN IN THE ARTICLES OF ASSOCIATION:
THE AUTHORIZATION REFERRED TO ABOVE UNDER
A. WILL BE LIMITED TO A MAXIMUM OF 10% OF
THE NUMBER OF ISSUED SHARES AS OF MAY 6,
2021
5b. PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT FOR A PERIOD OF 18 MONTHS,
EFFECTIVE MAY 6, 2021, AS THE BODY WHICH IS
AUTHORIZED, WITH THE APPROVAL OF THE
SUPERVISORY BOARD, TO RESTRICT OR EXCLUDE
THE PRE-EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS
6. AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For
ACQUIRE SHARES IN THE COMPANY: PROPOSAL TO
AUTHORIZE THE BOARD OF MANAGEMENT FOR A
PERIOD OF 18 MONTHS, EFFECTIVE MAY 6, 2021,
WITHIN THE LIMITS OF THE LAW AND THE
ARTICLES OF ASSOCIATION, TO ACQUIRE, WITH
THE APPROVAL OF THE SUPERVISORY BOARD, FOR
VALUABLE CONSIDERATION, ON THE STOCK
EXCHANGE OR OTHERWISE, SHARES IN THE
COMPANY AT A PRICE BETWEEN, ON THE ONE
HAND, AN AMOUNT EQUAL TO THE PAR VALUE OF
THE SHARES AND, ON THE OTHER HAND, AN
AMOUNT EQUAL TO 110% OF THE MARKET PRICE OF
THESE SHARES ON EURONEXT AMSTERDAM; THE
MARKET PRICE BEING THE AVERAGE OF THE
HIGHEST PRICE ON EACH OF THE FIVE DAYS OF
TRADING PRIOR TO THE DATE ON WHICH THE
AGREEMENT TO ACQUIRE THE SHARES IS ENTERED
INTO, AS SHOWN IN THE OFFICIAL PRICE LIST
OF EURONEXT AMSTERDAM THE MAXIMUM NUMBER OF
SHARES THE COMPANY MAY ACQUIRE AND HOLD,
WILL NOT EXCEED 10% OF THE ISSUED SHARE
CAPITAL AS OF MAY 6, 2021, WHICH NUMBER MAY
BE INCREASED BY 10% OF THE ISSUED CAPITAL
AS OF THAT SAME
7. CANCELLATION OF SHARES: PROPOSAL TO CANCEL Mgmt For For
COMMON SHARES IN THE SHARE CAPITAL OF THE
COMPANY HELD OR TO BE ACQUIRED BY THE
COMPANY. THE NUMBER OF SHARES THAT WILL BE
CANCELLED SHALL BE DETERMINED BY THE BOARD
OF MANAGEMENT
8. ANY OTHER BUSINESS Non-Voting
CMMT 29 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
RESOLUTION 4.a. AND 4.b. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
RUBIS SCA Agenda Number: 713345141
--------------------------------------------------------------------------------------------------------------------------
Security: F7686C152
Meeting Type: MIX
Meeting Date: 09-Dec-2020
Ticker:
ISIN: FR0013269123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT 23 NOV 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202011042004409-133 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202011232004613-141; THIS IS A
REVISION DUE TO ADDITION OF URL LINK IN
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 AUTHORISATION TO BE GRANTED TO THE Mgmt For For
MANAGEMENT BOARD, FOR A PERIOD OF 18
MONTHS, IN ORDER TO PROCEED WITH A SHARE
BUYBACK PROGRAMME AS PART OF A LIQUIDITY
CONTRACT OR WITH A VIEW TO REDUCING THE
CAPITAL BY CANCELLING THE REPURCHASED
SHARES
2 AUTHORISATION TO BE GRANTED TO THE Mgmt For For
MANAGEMENT BOARD IN ORDER TO REDUCE THE
CAPITAL BY CANCELLING TREASURY SHARES HELD
BY THE COMPANY (ARTICLE L. 225-209 OF THE
FRENCH COMMERCIAL CODE
3 AMENDMENT TO ARTICLE 56 OF THE BY-LAWS Mgmt For For
("RIGHTS OF THE GENERAL PARTNERS IN THE
RESULT OF THE COMPANY")
4 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT 06 NOV 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
RUBIS SCA Agenda Number: 714047328
--------------------------------------------------------------------------------------------------------------------------
Security: F7686C152
Meeting Type: MIX
Meeting Date: 10-Jun-2021
Ticker:
ISIN: FR0013269123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 04 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 19 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105032101306-53 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105192101884-60 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE MANAGEMENT
COMMITTEE, THE SUPERVISORY BOARD AND THE
AUDITORS, APPROVES THE COMPANY'S FINANCIAL
STATEMENTS FOR THE FISCAL YEAR THAT ENDED
ON DECEMBER 31ST 2020, AS PRESENTED,
SHOWING EARNINGS AMOUNTING TO EUR
336,673,641.86
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE MANAGEMENT
COMMITTEE, THE SUPERVISORY BOARD AND THE
AUDITORS, APPROVES THE CONSOLIDATED
FINANCIAL STATEMENTS FOR SAID FISCAL YEAR,
AS PRESENTED TO THE MEETING, SHOWING
EARNINGS AMOUNTING TO EUR 280,333,000.00
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
RECOMMENDATIONS OF THE MANAGEMENT COMMITTEE
AND RESOLVES TO ALLOCATE THE EARNINGS AS
FOLLOWS: ORIGIN EARNINGS: EUR
336,673,641.86 RETAINED EARNINGS: EUR
10,435,428.52 DISTRIBUTABLE INCOME: EUR
347,109,070.41 ALLOCATION DIVIDENDS: EUR
181,789,200.00 (INCLUDING THE DIVIDENDS
PERTAINING TO THE 5,188 PREFERENCE SHARES)
LEGAL RESERVE: EUR 34,822.50 RETAINED
EARNINGS: EUR 165,285,047.91 THE AMOUNT
CORRESPONDING TO THE TREASURY SHARES WILL
BE ALLOCATED TO THE RETAINED EARNINGS
ACCOUNT. THE SHAREHOLDERS WILL BE GRANTED A
DIVIDEND OF EUR 1.80 PER ORDINARY SHARES
AND EUR 0.90 PER PREFERENCE SHARE AS
REQUIRED BY LAW, IT IS REMINDED THAT, FOR
THE LAST THREE FINANCIAL YEARS, THE
DIVIDENDS WERE PAID AS FOLLOWS: EUR 1.50
PER ORDINARY SHARE AND 0.75 PER PREFERENCE
SHARE FOR FISCAL YEAR 2017 EUR 1.59 PER
ORDINARY SHARE AND 0.79 PER PREFERENCE
SHARE FOR FISCAL YEAR 2018 EUR 1.75 PER
ORDINARY SHARE AND 0.87 PER PREFERENCE
SHARE FOR FISCAL YEAR 2019
4 THE DIVIDEND PAYMENT WILL BE FULLY CARRIED Mgmt For For
OUT EITHER IN CASH OR IN SHARES AS PER THE
FOLLOWING CONDITIONS: THE ALLOCATION OF
DIVIDENDS FOR SHAREHOLDERS OF PREFERENCE
SHARES WILL BE ONLY PAID IN CASH. THE
OPTION WILL BE EFFECTIVE FROM JUNE 18TH
2021, TO JULY 2ND 2021 (INCLUSIVE), THE
SHAREHOLDERS WHO HAVE NOT OPTED FOR A
DIVIDEND PAYMENT IN SHARES AT THE END OF
THIS PERIOD, WILL BE PAID IN CASH IF THE
AMOUNT OF THE DIVIDENDS FOR WHICH THE
OPTION IS EXERCISED DOES NOT CORRESPOND TO
A WHOLE NUMBER OF SECURITIES, THE
SHAREHOLDER WILL RECEIVE THE NUMBER OF
SHARES IMMEDIATELY LOWER PLUS AN AMOUNT IN
CASH. THE DIVIDEND PAYMENT WILL BE CARRIED
OUT IN CASH AND IN SHARES ON JULY 8TH 2021
5 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MS LAURE GRIMONPRET-TAHON AS
MEMBERS OF THE SUPERVISORY BOARD FOR A
3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR HERVE CLAQUIN AS MEMBERS
OF THE SUPERVISORY BOARD FOR A 3-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR
7 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR ERIK POINTILLART AS
MEMBERS OF THE SUPERVISORY BOARD FOR A
3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR
8 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD, MR NILS
CHRISTIAN BERGENE FOR A 3-YEAR PERIOD, I.E.
UNTIL THE SHAREHOLDERS' MEETING CALLED TO
RULE ON THE FINANCIAL STATEMENTS FOR THE
2023 FISCAL YEAR
9 THE SHAREHOLDERS' MEETING DECIDES TO Mgmt For For
APPOINT MAZARS COMPANY AS AN ALTERNATE
AUDITORS TO REPLACE MS MANUELA
BAUDOIN-REVERT, WHO RESIGNED, FOR THE
REMAINDER OF MS MANUELA BAUDOIN-REVERT'S
TERM OF OFFICE, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
2021
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION REGARDING THE COMPENSATION OF
THE CORPORATE OFFICERS AS MENTIONED IN
ARTICLE L.22-10-9 I OF THE COMMERCIAL CODE,
FOR THE 2020 FISCAL YEAR
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID OR AWARDED TO MR
GILLES GOBIN, AS MANAGER OF THE COMPANY FOR
THE 2020 FISCAL YEAR
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID OR AWARDED TO
SORGEMA SARL COMPANY, AS MANAGER FOR THE
2020 FISCAL YEAR
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID OR AWARDED TO AGENA
SAS COMPANY, AS MANAGER FOR THE 2020 FISCAL
YEAR
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS PAID OR AWARDED TO MR
OLIVIER HECKENROTH, AS CHAIRMAN OF THE
SUPERVISORY BOARD FOR THE 2020 FISCAL YEAR
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY OF THE MANAGEMENT
COMMITTEE OF RUBIS SCA, FOR THE 2021 FISCAL
YEAR
16 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY OF THE MEMBERS OF THE
SUPERVISORY BOARD OF RUBIS SCA, FOR THE
2021 FISCAL YEAR
17 THE SHAREHOLDERS' MEETING RESOLVES TO AWARD Mgmt For For
TOTAL ANNUAL FEES OF EUR 240,000.00 TO THE
MEMBERS OF THE SUPERVISORY BOARD FOR THE
CURRENT FISCAL YEAR, UNTIL FURTHER NOTICE
18 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 AND
IN APPLICATION OF THE ARTICLE L.226-10 OF
THE FRENCH COMMERCIAL CODE, APPROVES SAID
REPORT AND THE AGREEMENTS REFERRED TO
THEREIN OTHER THAN THE AGREEMENTS MENTIONED
IN RESOLUTIONS 19 AND 20
19 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 AND
IN APPLICATION OF THE ARTICLE L.226-10 OF
THE FRENCH COMMERCIAL CODE, APPROVES SAID
REPORT AND THE CONVENTION MADE BETWEEN
SORGEMA SARL AND RUBIS SCA ON SEPTEMBER
17TH 2020 REFERRED TO THEREIN
20 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 AND
IN APPLICATION OF THE ARTICLE L.226-10 OF
THE FRENCH COMMERCIAL CODE, APPROVES SAID
REPORT AND THE CONVENTION MADE BETWEEN
AGENA SAS AND RUBIS SCA ON SEPTEMBER 17TH
2020 REFERRED TO THEREIN
21 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-42 OF
THE FRENCH COMMERCIAL CODE, RATIFIES
SHAREHOLDERS LOAN AGREEMENT MADE BETWEEN
RUBIS SCA AND RUBIS TERMINAL SA THE
REFERRED TO THEREIN
22 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-42 OF
THE FRENCH COMMERCIAL CODE, RATIFIES
SHAREHOLDERS LOAN AGREEMENT MADE BETWEEN
RUBIS SCA, CUBE STORAGE EUROPE HOLDCO LDT
AND RT INVEST SA THE REFERRED TO THEREIN
23 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-42 OF
THE FRENCH COMMERCIAL CODE, RATIFIES THE
AMENDMENTS NR 2 AND NR 3 OF THE ASSISTANCE
AGREEMENT MADE BETWEEN: RUBIS SCA, RUBIS
TERMINAL SA AND RUBIS ENERGIE SAS RUBIS SCA
AND RUBIS ENERGIE SAS, REFERRED TO THEREIN
24 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt For For
MANAGEMENT COMMITTEE ALL POWERS IN ORDER TO
INCREASE THE SHARE CAPITAL, UP TO EUR
10,000,000.00, BY WAY OF CAPITALIZING
RESERVES, PROFITS, PREMIUMS OR OTHER MEANS,
PROVIDED THAT SUCH CAPITALIZATION IS
ALLOWED BY LAW AND UNDER THE BYLAWS, BY
ISSUING BONUS ORDINARY SHARES OR RAISING
THE PAR VALUE OF EXISTING SHARES. THIS
AUTHORIZATION IS GIVEN FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF
JUNE 11TH2019 IN ITS RESOLUTION NUMBER 20.
THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE MANAGEMENT COMMITTEE TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
25 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt For For
MANAGEMENT COMMITTEE THE NECESSARY POWERS
TO INCREASE THE CAPITAL, UP TO EUR
38,000,000.00, BY ISSUANCE, WITH
PREFERENTIAL SUBSCRIPTION RIGHTS
MAINTAINED, OF ORDINARY SHARES AND-OR
EQUITY SECURITIES GIVING ACCESS TO OTHER
EQUITY SECURITIES OR GIVING RIGHT TO
ALLOCATION OF DEBT SECURITIES AND-OR OTHER
SECURITIES INCLUDING SUBSCRIPTION WARRANTS,
GIVING ACCESS TO EQUITY SECURITIES TO BE
ISSUED OF THE COMPANY. PREFERENCE SHARES
AND SECURITIES GIVING ACCESS TO PREFERENCE
SHARES ARE EXCLUDING. THE MAXIMUM NOMINAL
AMOUNT OF DEBT SECURITIES WHICH MAY BE
ISSUED SHALL NOT EXCEED EUR 400,000,000.00.
THIS AUTHORIZATION IS GRANTED FOR A
26-MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF JUNE 11TH2019 IN ITS RESOLUTION
NUMBER 18. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE MANAGEMENT
COMMITTEE TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
26 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES IN THE EVENT THOSE GRANTED
UNDER RESOLUTIONS 25 HEREIN EXCEED THE
INITIAL NUMBER OF SECURITIES TO BE ISSUED
(OVERSUBSCRIPTION), UP TO 15 PER CENT. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF JUNE 11TH2019 IN
ITS RESOLUTION NUMBER 19
27 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE MANAGEMENT COMMITTEE TO
ISSUE, UP TO A NOMINAL AMOUNT OF EUR
10,000,000.00, SHARES AND-OR DEBT
SECURITIES GIVING ACCESS TO THE CAPITAL, IN
CONSIDERATION FOR THE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND COMPOSED OF
CAPITAL SECURITIES OR DEBT SECURITIES
GIVING ACCESS TO SHARE CAPITAL. THIS
AUTHORIZATION IS GRANTED FOR A 26-MONTH
PERIOD. THE SHAREHOLDERS' MEETING DELEGATES
ALL POWERS TO THE MANAGEMENT COMMITTEE TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
28 THE SHAREHOLDERS' MEETING GIVES ALL POWERS Mgmt For For
TO THE MANAGEMENT COMMITTEE TO ISSUE
COMPANY'S SHARES AND-OR SECURITIES GIVING
ACCESS TO THE COMPANY'S SHARE CAPITAL, IN
CONSIDERATION FOR SECURITIES TENDERED AS A
PART OF A PUBLIC EXCHANGE OFFER INITIATED
BY THE COMPANY CONCERNING THE SHARES OF
ANOTHER COMPANY. THE MAXIMAL NOMINAL AMOUNT
OF CAPITAL INCREASES SHALL NOT EXCEED EUR
6,000,000.00. THIS AUTHORIZATION IS GRANTED
FOR A 26-MONTH PERIOD THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE
MANAGEMENT COMMITTEE TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
29 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE MANAGEMENT COMMITTEE TO
INCREASE THE SHARE CAPITAL UP TO EUR
5,500,000.00, BY ISSUANCE, OF ORDINARY
SHARES AND-OR EQUITY SECURITIES GIVING
ACCESS TO EQUITY SECURITIES AND-OR DEBT
SECURITIES GIVING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, INCLUDING
AUTONOMOUS WARRANTS. THE SHAREHOLDERS'
MEETING DECIDES TO CANCEL THE SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR
OF BENEFICIARIES TO BE CHOSEN AMONG:
FINANCIAL ESTABLISHMENTS AUTHORIZED TO
PROVIDE THE INVESTMENT SERVICES, WHICH
ENTITIES HAD AGREED TO ACT AS UNDERWRITERS
FOR THE COMPANY'S EQUITY SECURITIES, IT
BEING SPECIFIED THAT, IF APPLICABLE, THE
BENEFICIARY MAY BE A SINGLE ENTITY AND THAT
SUCH BENEFICIARY OR BENEFICIARIES WOULD NOT
INTEND TO RETAIN ANY OF THE COMPANY'S
CAPITAL. THE PRESENT DELEGATION IS GIVEN
FOR AN 18-MONTH PERIOD. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE
MANAGEMENT COMMITTEE TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
30 THE SHAREHOLDERS' MEETING DECIDES THAT THE Mgmt For For
OVERALL NOMINAL AMOUNT PERTAINING TO: - THE
CAPITAL INCREASES TO BE CARRIED OUT WITH
THE USE OF THE DELEGATIONS GIVEN BY
RESOLUTIONS NUMBER 24 TO 29 SHALL NOT
EXCEED 40 PER CENT OF THE SHARE CAPITAL, -
THE CAPITAL INCREASES WITH CANCELLATION OF
THE SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION
RIGHTS TO BE CARRIED OUT WITH THE USE OF
THE DELEGATIONS GIVEN BY RESOLUTIONS NUMBER
27 TO 29 SHALL NOT EXCEED 10 PER CENT. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF JUNE 11TH2019 IN
ITS RESOLUTION NUMBER 17
31 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
MANAGEMENT COMMITTEE TO GRANT, FOR FREE
EXISTING OR FUTURE ORDINARY SHARES, BY
CAPITALIZING PREMIUMS, RESERVES, EARNINGS
OR ANY OTHER ITEM ABLE TO BE CAPITALIZED,
IN FAVOR OF THE EMPLOYEES OR THE MANAGING
CORPORATE OFFICERS OF THE COMPANY AND
RELATED COMPANIES OR GROUPINGS. THE TOTAL
NUMBER OF PERFORMANCE SHARES TO BE
ALLOCATED SHALL NOT EXCEED 0.30 PER CENT OF
THE SHARE CAPITAL. THE EXECUTIVES OF THE
MANAGERS OF THE COMPANY WILL HAVE NO RIGHT
TO THE ALLOCATION OF FREE PERFORMANCE
SHARES. THE PRESENT DELEGATION IS GIVEN FOR
A 26-MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF JUNE 11TH2019 IN ITS RESOLUTION
NUMBER 22. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE MANAGEMENT
COMMITTEE TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
32 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
MANAGEMENT COMMITTEE TO INCREASE THE SHARE
CAPITAL, IN FAVOR OF MEMBERS OF A COMPANY
SAVINGS PLAN, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, BY
ISSUANCE OF ORDINARY SHARES. THE AMOUNT OF
SHARES TO BE ISSUED SHALL NOT EXCEED EUR
700,000.00. THE PRESENT DELEGATION IS GIVEN
FOR A 26-MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF JUNE 11TH2019 IN ITS RESOLUTION
NUMBER 24. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE MANAGEMENT
COMMITTEE TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
33 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
THE FOLLOWING ARTICLES: ARTICLE NUMBER 24:
'GENERAL PARTNERS' DECISION' OF THE BYLAWS.
ARTICLE NUMBER 28: 'DELIBERATION OF THE
BOARD' OF THE BYLAWS. ARTICLE NUMBER 30:
'COMPENSATION' OF THE BYLAWS. ARTICLE
NUMBER 31: 'AUDITORS' OF THE BYLAWS.
ARTICLE NUMBER 43: 'OBJECT AND STAGE OF THE
ORDINARY GENERAL MEETINGS' OF THE BYLAWS
34 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
SAMPO PLC Agenda Number: 713697398
--------------------------------------------------------------------------------------------------------------------------
Security: X75653109
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: FI0009003305
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER: Non-Voting
ATTORNEY-AT-LAW MIKKO HEINONEN
3 ELECTION OF PERSONS TO SCRUTINIZE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES: LAWYER LAURI MARJAMAKI SHALL
SCRUTINIZE THE MINUTES AND SUPERVISE THE
COUNTING OF THE VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE FINANCIAL STATEMENTS, Non-Voting
THE BOARD OF DIRECTORS' REPORT AND THE
AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE FINANCIAL STATEMENTS Mgmt For For
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: EUR 1.70 PER SHARE
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY FOR THE FINANCIAL
YEAR 2020
10 REMUNERATION REPORT FOR GOVERNING BODIES Mgmt Against Against
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE Non-Voting
PROPOSED BY NOMINATION AND REMUNERATION
COMMITTEE AND BOARD DOES NOT MAKE ANY
RECOMMENDATION ON THESE PROPOSALS. THE
STANDING INSTRUCTIONS ARE DISABLED FOR THIS
MEETING
11 RESOLUTION ON THE REMUNERATION OF THE Mgmt For
MEMBERS OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For
BOARD OF DIRECTORS: EIGHT (8)
13 ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS: THE NOMINATION AND REMUNERATION
COMMITTEE OF THE BOARD OF DIRECTORS
PROPOSES THAT THE CURRENT MEMBERS OF THE
BOARD CHRISTIAN CLAUSEN, FIONA CLUTTERBUCK,
GEORG EHRNROOTH, JANNICA FAGERHOLM, JOHANNA
LAMMINEN, RISTO MURTO AND BJORN WAHLROOS BE
RE-ELECTED FOR A TERM CONTINUING UNTIL THE
CLOSE OF THE NEXT ANNUAL GENERAL MEETING.
OF THE CURRENT MEMBERS ANTTI MAKINEN IS NOT
AVAILABLE FOR RE-ELECTION. THE COMMITTEE
PROPOSES THAT MARKUS RAURAMO BE ELECTED AS
A NEW MEMBER TO THE BOARD
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR
15 ELECTION OF THE AUDITOR: THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS
PROPOSES THAT THE AUTHORIZED PUBLIC
ACCOUNTANT FIRM DELOITTE LTD BE ELECTED AS
THE COMPANY'S AUDITOR UNTIL CLOSE OF THE
NEXT ANNUAL GENERAL MEETING. DELOITTE LTD
HAS ANNOUNCED THAT JUKKA VATTULAINEN, APA,
WILL ACT AS THE PRINCIPALLY RESPONSIBLE
AUDITOR IF THE ANNUAL GENERAL MEETING
ELECTS DELOITTE LTD TO ACT AS THE COMPANY'S
AUDITOR
16 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES
17 CLOSING OF THE MEETING Non-Voting
CMMT 18 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 18 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 18 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
SANOFI SA Agenda Number: 713892962
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: MIX
Meeting Date: 30-Apr-2021
Ticker:
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 553318 DUE TO RECEIPT OF
DELETION OF RESOLUTION 7. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104122100899-44
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND
4 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt For For
GILLES SCHNEPP AS DIRECTOR
5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
FABIENNE LECORVAISIER AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
MELANIE LEE AS DIRECTOR
7 APPOINTMENT OF MRS. BARBARA LAVERNOS AS Mgmt For For
DIRECTOR
8 APPROVAL OF THE COMPENSATION REPORT FOR Mgmt For For
CORPORATE OFFICERS ISSUED PURSUANT TO
ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL
CODE
9 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. SERGE
WEINBERG, CHAIRMAN OF THE BOARD OF
DIRECTORS
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. PAUL HUDSON,
CHIEF EXECUTIVE OFFICER
11 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
DIRECTORS
12 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
13 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHIEF EXECUTIVE OFFICER
14 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO TRADE IN THE
COMPANY'S SHARES (TO BE USED OUTSIDE OF
PUBLIC OFFERING PERIODS)
15 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO REDUCE THE SHARE
CAPITAL BY CANCELLING TREASURY SHARES
16 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY, OF ANY
SUBSIDIARY AND/OR OF ANY OTHER COMPANY (TO
BE USED OUTSIDE OF PUBLIC OFFERING PERIODS)
17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY, OF ANY
SUBSIDIARY AND/OR OF ANY OTHER COMPANY, BY
WAY OF A PUBLIC OFFERING OTHER THAN THAT
MENTIONED IN ARTICLE L. 411-2-1DECREE OF
THE FRENCH MONETARY AND FINANCIAL CODE (TO
BE USED OUTSIDE OF PUBLIC OFFERING PERIODS)
18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY, OF ANY
SUBSIDIARY AND/OR OF ANY OTHER COMPANY,
WITHIN THE CONTEXT OF AN OFFER REFERRED TO
IN ARTICLE L. 411-2 1DECREE OF THE FRENCH
MONETARY AND FINANCIAL CODE (OFFER RESERVED
FOR A RESTRICTED CIRCLE OF INVESTORS) ( TO
BE USED OUTSIDE OF PUBLIC OFFERING PERIODS)
19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE OF DEBT SECURITIES GRANTING ACCESS TO
THE CAPITAL OF SUBSIDIARIES OF THE COMPANY
AND/OR OF ANY OTHER COMPANY) (TO BE USED
OUTSIDE OF PUBLIC OFFERING PERIODS)
20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF AN ISSUE OF COMMON SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL OF THE COMPANY, OF
ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY
WITH OR WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT) (TO BE USED OUTSIDE OF
PUBLIC OFFERING PERIODS)
21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO ISSUE,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY, OF ONE OF ITS
SUBSIDIARIES AND/OR OF ANOTHER COMPANY IN
CONSIDERATION OF CONTRIBUTIONS IN KIND) (TO
BE USED OUTSIDE OF PUBLIC OFFERING PERIODS)
22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO DECIDE
TO INCREASE THE SHARE CAPITAL BY
CAPITALISATION OF PREMIUMS, RESERVES,
PROFITS OR OTHERS) (TO BE USED OUTSIDE OF
PUBLIC OFFERING PERIODS)
23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE OF SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE COMPANY'S CAPITAL
RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER
24 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO PROCEED WITH FREE
ALLOCATIONS OF EXISTING SHARES OR SHARES TO
BE ISSUED FOR THE BENEFIT OF EMPLOYEES AND
CORPORATE OFFICERS OF THE GROUP OR SOME OF
THEM
25 AMENDMENT OF ARTICLE 13 OF THE BY-LAWS IN Mgmt For For
ORDER TO ALLOW THE BOARD OF DIRECTORS TO
TAKE DECISIONS BY WRITTEN CONSULTATION
26 AMENDMENT TO ARTICLE 14 AND ARTICLE 17 OF Mgmt For For
THE BY-LAWS IN ORDER TO ALIGN THEIR CONTENT
WITH THE PACTE LAW
27 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAP SE Agenda Number: 713760329
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.85 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
6.1 ELECT QI LU TO THE SUPERVISORY BOARD Mgmt For For
6.2 ELECT ROUVEN WESTPHAL TO THE SUPERVISORY Mgmt For For
BOARD
7 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 10 BILLION APPROVE CREATION
OF EUR 100 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
8 AMEND CORPORATE PURPOSE Mgmt For For
9 AMEND ARTICLES RE: PROOF OF ENTITLEMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SGS SA Agenda Number: 713641810
--------------------------------------------------------------------------------------------------------------------------
Security: H7485A108
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: CH0002497458
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 ANNUAL REPORT, FINANCIAL STATEMENTS OF SGS Mgmt For For
SA AND CONSOLIDATED FINANCIAL STATEMENTS OF
THE SGS GROUP FOR 2020
1.2 ADVISORY VOTE ON THE 2020 REMUNERATION Mgmt For For
REPORT
2 RELEASE OF THE BOARD OF DIRECTORS AND OF Mgmt Against Against
THE MANAGEMENT
3 APPROPRIATION OF PROFIT Mgmt For For
4.1.1 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. CALVIN GRIEDER
4.1.2 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. SAMI ATIYA
4.1.3 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. PAUL DESMARAIS, JR
4.1.4 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. IAN GALLIENNE
4.1.5 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. SHELBY R. DU PASQUIER
4.1.6 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MS. KORY SORENSON
4.1.7 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MR. TOBIAS HARTMANN
4.1.8 RE-ELECTION AND ELECTION TO THE BOARD OF Mgmt For For
DIRECTOR: MS. JANET S. VERGIS (NEW)
4.2.1 ELECTION OF MR. CALVIN GRIEDER AS CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS
4.3.1 ELECTION TO THE REMUNERATION COMMITTEE: MR. Mgmt Against Against
IAN GALLIENNE
4.3.2 ELECTION TO THE REMUNERATION COMMITTEE: MR. Mgmt Against Against
SHELBY R. DU PASQUIER
4.3.3 ELECTION TO THE REMUNERATION COMMITTEE: MS. Mgmt For For
KORY SORENSEN
4.4 ELECTION OF THE STATUTORY AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS SA, GENEVA
4.5 ELECTION OF THE INDEPENDENT PROXY: JEANDIN Mgmt For For
+ DEFACQZ, GENEVA
5.1 REMUNERATION MATTERS: REMUNERATION OF THE Mgmt For For
BOARD OF DIRECTORS UNTIL THE 2022 ANNUAL
GENERAL MEETING
5.2 REMUNERATION MATTERS: FIXED REMUNERATION OF Mgmt For For
SENIOR MANAGEMENT FOR THE FISCAL YEAR 2022
5.3 REMUNERATION MATTERS: ANNUAL VARIABLE Mgmt For For
REMUNERATION OF SENIOR MANAGEMENT FOR THE
FISCAL YEAR 2020
5.4 REMUNERATION MATTERS: LONG TERM INCENTIVE Mgmt For For
PLAN TO BE ISSUED IN 2021
6 REDUCTION OF SHARE CAPITAL Mgmt For For
7 AUTHORIZED SHARE CAPITAL Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SINGAPORE TECHNOLOGIES ENGINEERING LTD Agenda Number: 713742016
--------------------------------------------------------------------------------------------------------------------------
Security: Y7996W103
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: SG1F60858221
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF DIRECTORS' STATEMENT, AUDITED Mgmt For For
FINANCIAL STATEMENTS AND AUDITOR'S REPORT
2 DECLARATION OF FINAL ORDINARY DIVIDEND Mgmt For For
3 RE-ELECTION OF MR VINCENT CHONG SY FENG AS Mgmt For For
DIRECTOR PURSUANT TO ARTICLE 100 OF THE
CONSTITUTION OF THE COMPANY
4 RE-ELECTION OF MR LIM AH DOO AS DIRECTOR Mgmt For For
PURSUANT TO ARTICLE 100 OF THE CONSTITUTION
OF THE COMPANY
5 RE-ELECTION OF MR LIM SIM SENG AS DIRECTOR Mgmt For For
PURSUANT TO ARTICLE 100 OF THE CONSTITUTION
OF THE COMPANY
6 RE-ELECTION OF LG ONG SU KIAT MELVYN AS Mgmt For For
DIRECTOR PURSUANT TO ARTICLE 100 OF THE
CONSTITUTION OF THE COMPANY
7 RE-ELECTION OF MS NG BEE BEE (MAY) AS Mgmt For For
DIRECTOR PURSUANT TO ARTICLE 106 OF THE
CONSTITUTION OF THE COMPANY
8 APPROVAL OF DIRECTORS' REMUNERATION FOR Mgmt For For
FY2020
9 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE AUDITOR OF THE COMPANY AND TO
AUTHORISE THE DIRECTORS TO FIX ITS
REMUNERATION
10 AUTHORITY FOR DIRECTORS TO ISSUE SHARES AND Mgmt For For
TO MAKE OR GRANT CONVERTIBLE INSTRUMENTS
11 AUTHORITY FOR DIRECTORS TO GRANT AWARDS AND Mgmt For For
ALLOT SHARES PURSUANT TO THE SINGAPORE
TECHNOLOGIES ENGINEERING PERFORMANCE SHARE
PLAN 2020 AND THE SINGAPORE TECHNOLOGIES
ENGINEERING RESTRICTED SHARE PLAN 2020
12 RENEWAL OF THE SHAREHOLDERS MANDATE FOR Mgmt For For
INTERESTED PERSON TRANSACTIONS
13 RENEWAL OF THE SHARE PURCHASE MANDATE Mgmt For For
14 TIER-1" APPROVAL FOR MR KWA CHONG SENG AS Mgmt For For
INDEPENDENT DIRECTOR
15 TIER-2" APPROVAL FOR MR KWA CHONG SENG AS Mgmt For For
INDEPENDENT DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD Agenda Number: 712908221
--------------------------------------------------------------------------------------------------------------------------
Security: Y79985209
Meeting Type: AGM
Meeting Date: 30-Jul-2020
Ticker:
ISIN: SG1T75931496
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For
STATEMENT AND AUDITED FINANCIAL STATEMENTS
AND AUDITORS' REPORT THEREON
2 TO DECLARE A FINAL DIVIDEND OF 5.45 CENTS Mgmt For For
PER SHARE
3 TO RE-ELECT MS CHUA SOCK KOONG AS DIRECTOR Mgmt For For
4 TO RE-ELECT MR LOW CHECK KIAN AS DIRECTOR Mgmt For For
5 TO RE-ELECT MR LEE THENG KIAT AS DIRECTOR Mgmt For For
6 TO APPROVE PAYMENT OF DIRECTORS' FEES BY Mgmt For For
THE COMPANY FOR THE FINANCIAL YEAR ENDING
31 MARCH 2021
7 TO RE-APPOINT THE AUDITORS AND AUTHORISE Mgmt For For
THE DIRECTORS TO FIX THEIR REMUNERATION
8 TO APPROVE THE PROPOSED SHARE ISSUE MANDATE Mgmt For For
9 TO AUTHORISE THE DIRECTORS TO GRANT AWARDS Mgmt For For
AND ALLOT/ISSUE SHARES PURSUANT TO THE
SINGTEL PERFORMANCE SHARE PLAN 2012
10 TO APPROVE THE PROPOSED RENEWAL OF THE Mgmt For For
SHARE PURCHASE MANDATE
11 TO APPROVE THE PROPOSED ALTERATIONS TO THE Mgmt For For
CONSTITUTION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO RUBBER INDUSTRIES,LTD. Agenda Number: 713654235
--------------------------------------------------------------------------------------------------------------------------
Security: J77884112
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3404200002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ikeda, Ikuji Mgmt For For
2.2 Appoint a Director Yamamoto, Satoru Mgmt For For
2.3 Appoint a Director Kinameri, Kazuo Mgmt For For
2.4 Appoint a Director Ii, Yasutaka Mgmt For For
2.5 Appoint a Director Ishida, Hiroki Mgmt For For
2.6 Appoint a Director Kuroda, Yutaka Mgmt For For
2.7 Appoint a Director Harada, Naofumi Mgmt For For
2.8 Appoint a Director Nishiguchi, Hidekazu Mgmt For For
2.9 Appoint a Director Kosaka, Keizo Mgmt For For
2.10 Appoint a Director Murakami, Kenji Mgmt For For
2.11 Appoint a Director Kobayashi, Nobuyuki Mgmt For For
2.12 Appoint a Director Sonoda, Mari Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD Agenda Number: 714114244
--------------------------------------------------------------------------------------------------------------------------
Security: Y84629107
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: TW0002330008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACCEPT 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 BASED ON RECENT AMENDMENTS TO THE 'TEMPLATE Mgmt For For
OF PROCEDURES FOR ELECTION OF DIRECTOR' BY
THE TAIWAN STOCK EXCHANGE, TO APPROVE
AMENDMENTS TO THE BALLOT FORMAT REQUIREMENT
FOR ELECTION OF DIRECTORS SET FORTH IN
TSMC'S 'RULES FOR ELECTION OF DIRECTORS'.
3 TO APPROVE THE ISSUANCE OF EMPLOYEE Mgmt For For
RESTRICTED STOCK AWARDS FOR YEAR 2021.
4.1 THE ELECTION OF THE DIRECTOR.:MARK Mgmt For For
LIU,SHAREHOLDER NO.10758
4.2 THE ELECTION OF THE DIRECTOR.:C.C. Mgmt For For
WEI,SHAREHOLDER NO.370885
4.3 THE ELECTION OF THE DIRECTOR.:F.C. Mgmt For For
TSENG,SHAREHOLDER NO.104
4.4 THE ELECTION OF THE DIRECTOR.:NATIONAL Mgmt For For
DEVELOPMENT FUND, EXECUTIVE
YUAN,SHAREHOLDER NO.1,MING HSIN KUNG AS
REPRESENTATIVE
4.5 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:SIR PETER L. BONFIELD,SHAREHOLDER
NO.504512XXX
4.6 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:KOK CHOO CHEN,SHAREHOLDER
NO.A210358XXX
4.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:MICHAEL R. SPLINTER,SHAREHOLDER
NO.488601XXX
4.8 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:MOSHE N. GAVRIELOV,SHAREHOLDER
NO.505930XXX
4.9 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:YANCEY HAI,SHAREHOLDER
NO.D100708XXX
4.10 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:L. RAFAEL REIF,SHAREHOLDER
NO.545784XXX
--------------------------------------------------------------------------------------------------------------------------
TELENOR ASA Agenda Number: 714103049
--------------------------------------------------------------------------------------------------------------------------
Security: R21882106
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: NO0010063308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 REGISTRATION OF ATTENDING SHAREHOLDERS AND Non-Voting
PROXIES
3 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
4 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
5 RECEIVE CHAIRMAN'S REPORT Non-Voting
6 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 9 PER SHARE
7 APPROVE REMUNERATION OF AUDITORS Mgmt For For
8 APPROVE COMPANY'S CORPORATE GOVERNANCE Mgmt For For
STATEMENT
9 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt Against Against
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
10 APPROVE EQUITY PLAN FINANCING Mgmt Against Against
11.1 ELECT BJORN ERIK NAESS AS MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.2 ELECT JOHN GORDON BERNANDER AS MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.3 ELECT HEIDI FINSKAS AS MEMBER OF CORPORATE Mgmt For For
ASSEMBLY
11.4 ELECT WIDAR SALBUVIK AS MEMBER OF CORPORATE Mgmt For For
ASSEMBLY
11.5 ELECT SILVIJA SERES AS MEMBER OF CORPORATE Mgmt For For
ASSEMBLY
11.6 ELECT LISBETH KARIN NAERO AS MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.7 ELECT TRINE SAETHER ROMULD AS MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.8 ELECT MARIANNE BERGMANN ROREN AS MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.9 ELECT MAALFRID BRATH AS MEMBER OF CORPORATE Mgmt For For
ASSEMBLY
11.10 ELECT KJETIL HOUG AS MEMBER OF CORPORATE Mgmt For For
ASSEMBLY
11.11 ELECT ELIN MYRMEL-JOHANSEN AS DEPUTY MEMBER Mgmt For For
OF CORPORATE ASSEMBLY
11.12 ELECT RANDI MARJAMAA AS DEPUTY MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.13 ELECT LARS TRONSGAARD AS DEPUTY MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
12.1 ELECT JAN TORE FOSUND AS MEMBER OF Mgmt For For
NOMINATING COMMITTEE
13 APPROVE REMUNERATION OF CORPORATE ASSEMBLY Mgmt For For
AND NOMINATING COMMITTEE
14 CLOSE MEETING Non-Voting
CMMT 10 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 10 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TOYOTA TSUSHO CORPORATION Agenda Number: 714244011
--------------------------------------------------------------------------------------------------------------------------
Security: J92719111
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3635000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Karube, Jun Mgmt For For
2.2 Appoint a Director Kashitani, Ichiro Mgmt For For
2.3 Appoint a Director Kondo, Takahiro Mgmt For For
2.4 Appoint a Director Tominaga, Hiroshi Mgmt For For
2.5 Appoint a Director Iwamoto, Hideyuki Mgmt For For
2.6 Appoint a Director Fujisawa, Kumi Mgmt For For
2.7 Appoint a Director Komoto, Kunihito Mgmt For For
2.8 Appoint a Director Didier Leroy Mgmt For For
2.9 Appoint a Director Inoue, Yukari Mgmt For For
3 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
UNILEVER NV Agenda Number: 713022844
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F289
Meeting Type: EGM
Meeting Date: 21-Sep-2020
Ticker:
ISIN: NL0000388619
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 TO AMEND NV'S ARTICLES OF ASSOCIATION IN Mgmt For For
CONNECTION WITH UNIFICATION
2 TO APPROVE UNIFICATION Mgmt For For
3 TO DISCHARGE EXECUTIVE DIRECTORS Mgmt For For
4 TO DISCHARGE NON-EXECUTIVE DIRECTORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 713716972
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2. APPROVE REMUNERATION REPORT Mgmt For For
3. APPROVE REMUNERATION POLICY Mgmt For For
4. APPROVE CLIMATE TRANSITION ACTION PLAN Mgmt For For
5. RE-ELECT NILS ANDERSEN AS DIRECTOR Mgmt For For
6. RE-ELECT LAURA CHA AS DIRECTOR Mgmt For For
7. RE-ELECT DR JUDITH HARTMANN AS DIRECTOR Mgmt For For
8. RE-ELECT ALAN JOPE AS DIRECTOR Mgmt For For
9. RE-ELECT ANDREA JUNG AS DIRECTOR Mgmt For For
10. RE-ELECT SUSAN KILSBY AS DIRECTOR Mgmt For For
11. RE-ELECT STRIVE MASIYIWA AS DIRECTOR Mgmt For For
12. RE-ELECT YOUNGME MOON AS DIRECTOR Mgmt For For
13. RE-ELECT GRAEME PITKETHLY AS DIRECTOR Mgmt For For
14. RE-ELECT JOHN RISHTON AS DIRECTOR Mgmt For For
15. RE-ELECT FEIKE SIJBESMA AS DIRECTOR Mgmt For For
16. REAPPOINT KPMG LLP AS AUDITORS Mgmt For For
17. AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
18. AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
19. APPROVE SHARES PLAN Mgmt For For
20. AUTHORISE ISSUE OF EQUITY Mgmt For For
21. AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
22. AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
23. AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
24. AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
25. ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
26. APPROVE REDUCTION OF THE SHARE PREMIUM Mgmt For For
ACCOUNT
CMMT 23 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
UNITED OVERSEAS BANK LTD Agenda Number: 713795726
--------------------------------------------------------------------------------------------------------------------------
Security: Y9T10P105
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: SG1M31001969
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 AUDITED FINANCIAL STATEMENTS, DIRECTORS' Mgmt For For
STATEMENT AND AUDITOR'S REPORT
2 FINAL DIVIDEND: 39 CENTS (2019: 55 CENTS) Mgmt For For
PER ORDINARY SHARE
3 DIRECTORS' FEES Mgmt For For
4 AUDITOR AND ITS REMUNERATION: ERNST & YOUNG Mgmt For For
LLP
5 RE-ELECTION (MR WONG KAN SENG) Mgmt For For
6 RE-ELECTION (MR ALVIN YEO KHIRN HAI) Mgmt For For
7 RE-ELECTION (DR CHIA TAI TEE) Mgmt For For
8 AUTHORITY TO ISSUE ORDINARY SHARES Mgmt For For
9 AUTHORITY TO ISSUE ORDINARY SHARES PURSUANT Mgmt For For
TO THE UOB SCRIP DIVIDEND SCHEME
10 RENEWAL OF SHARE PURCHASE MANDATE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 712822988
--------------------------------------------------------------------------------------------------------------------------
Security: G93882192
Meeting Type: AGM
Meeting Date: 28-Jul-2020
Ticker:
ISIN: GB00BH4HKS39
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt For For
STRATEGIC REPORT AND REPORTS OF THE
DIRECTORS AND THE AUDITOR FOR THE YEAR
ENDED 31 MARCH 2020
2 TO ELECT JEAN-FRANCOIS VAN BOXMEER AS A Mgmt For For
DIRECTOR
3 TO RE-ELECT GERARD KLEISTERLEE AS A Mgmt For For
DIRECTOR
4 TO RE-ELECT NICK READ AS A DIRECTOR Mgmt For For
5 TO RE-ELECT MARGHERITA DELLA VALLE AS A Mgmt For For
DIRECTOR
6 TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MICHEL DEMARE AS A DIRECTOR Mgmt For For
8 TO RE-ELECT DAME CLARA FURSE AS A DIRECTOR Mgmt For For
9 TO RE-ELECT VALERIE GOODING AS A DIRECTOR Mgmt For For
10 TO RE-ELECT RENEE JAMES AS A DIRECTOR Mgmt For For
11 TO RE-ELECT MARIA AMPARO MORALEDA MARTINEZ Mgmt For For
AS A DIRECTOR
12 TO RE-ELECT SANJIV AHUJA AS A DIRECTOR Mgmt For For
13 TO RE-ELECT DAVID THODEY AS A DIRECTOR Mgmt Against Against
14 TO RE-ELECT DAVID NISH AS A DIRECTOR Mgmt For For
15 TO DECLARE A FINAL DIVIDEND OF 4.50 Mgmt For For
EUROCENTS PER ORDINARY SHARE FOR THE YEAR
ENDED 31 MARCH 2020
16 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY SET OUT ON PAGES 102 TO 107 OF THE
ANNUAL REPORT
17 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION CONTAINED IN THE REMUNERATION
REPORT OF THE BOARD FOR THE YEAR ENDED 31
MARCH 2020
18 TO REAPPOINT ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S AUDITOR UNTIL THE END OF THE NEXT
GENERAL MEETING AT WHICH ACCOUNTS ARE LAID
BEFORE THE COMPANY
19 TO AUTHORISE THE AUDIT AND RISK COMMITTEE Mgmt For For
TO DETERMINE THE REMUNERATION THE AUDITOR
20 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
21 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt Against Against
PRE-EMPTION RIGHTS
22 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS UP TO A FURTHER 5
PERCENT FOR THE PURPOSES OF FINANCING AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
23 TO AUTHORISE THE COMPANY TO PURCHASES OWN Mgmt For For
SHARES
24 TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
25 TO AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETINGS (OTHER THAN AGMS) ON 14 CLEAR
DAYS' NOTICE
26 TO APPROVE THE RULES OF THE VODAFONE SHARE Mgmt For For
INCENTIVE PLAN (SIP)
--------------------------------------------------------------------------------------------------------------------------
VTECH HOLDINGS LTD Agenda Number: 712785471
--------------------------------------------------------------------------------------------------------------------------
Security: G9400S132
Meeting Type: AGM
Meeting Date: 10-Jul-2020
Ticker:
ISIN: BMG9400S1329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0605/2020060500749.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0605/2020060500773.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND THE AUDITOR FOR THE YEAR
ENDED 31 MARCH 2020
2 TO CONSIDER AND DECLARE A FINAL DIVIDEND IN Mgmt For For
RESPECT OF THE YEAR ENDED 31 MARCH 2020
3.A TO RE-ELECT DR. PANG KING FAI AS EXECUTIVE Mgmt For For
DIRECTOR
3.B TO RE-ELECT MR. WILLIAM WONG YEE LAI AS Mgmt For For
NON-EXECUTIVE DIRECTOR
3.C TO RE-ELECT MR. WONG KAI MAN AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
3.D TO FIX THE DIRECTORS' FEE (INCLUDING THE Mgmt For For
ADDITIONAL FEE PAYABLE TO CHAIRMAN AND
MEMBERS OF THE AUDIT COMMITTEE, NOMINATION
COMMITTEE AND REMUNERATION COMMITTEE)
4 TO RE-APPOINT KPMG AS THE AUDITOR AND Mgmt For For
AUTHORISE THE BOARD OF DIRECTORS TO FIX ITS
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES REPRESENTING UP TO 10%
OF THE ISSUED SHARE CAPITAL OF THE COMPANY
AT THE DATE OF THE 2020 AGM
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES REPRESENTING UP TO 10% OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AT THE DATE OF
THE 2020 AGM, AND THE DISCOUNT FOR ANY
SHARES TO BE ISSUED SHALL NOT BE MORE THAN
10% TO THE BENCHMARKED PRICE (AS DEFINED IN
THE NOTICE OF THE 2020 AGM)
CMMT 08 JUN 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT IN
RESOLUTIONS 5 AND 6. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
WOLTERS KLUWER N.V. Agenda Number: 713679174
--------------------------------------------------------------------------------------------------------------------------
Security: N9643A197
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: NL0000395903
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 528968 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1. OPENING Non-Voting
2. 2020 ANNUAL REPORT Non-Voting
2.a. REPORT OF THE EXECUTIVE BOARD FOR 2020 Non-Voting
2.b. REPORT OF THE SUPERVISORY BOARD FOR 2020 Non-Voting
2.c. ADVISORY VOTE ON THE REMUNERATION REPORT AS Mgmt For For
INCLUDED IN THE 2020 ANNUAL REPORT
3. 2020 FINANCIAL STATEMENTS AND DIVIDEND Non-Voting
3.a. PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
FOR 2020 AS INCLUDED IN THE 2020 ANNUAL
REPORT
3.b. EXPLANATION OF DIVIDEND POLICY Non-Voting
3.c. PROPOSAL TO DISTRIBUTE A TOTAL DIVIDEND OF Mgmt For For
1.36 PER ORDINARY SHARE, RESULTING IN A
FINAL DIVIDEND OF 0.89 PER ORDINARY SHARE
4. RELEASE OF THE MEMBERS OF THE EXECUTIVE Non-Voting
BOARD AND THE SUPERVISORY BOARD FROM
LIABILITY FOR THE EXERCISE OF THEIR
RESPECTIVE DUTIES
4.a. PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt For For
EXECUTIVE BOARD FOR THE EXERCISE OF THEIR
DUTIES
4.b. PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FOR THE EXERCISE OF THEIR
DUTIES
5. COMPOSITION SUPERVISORY BOARD Non-Voting
5.a. PROPOSAL TO REAPPOINT MR. FRANS CREMERS AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
5.b. PROPOSAL TO REAPPOINT MS. ANN ZIEGLER AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
6. PROPOSAL TO REAPPOINT MR. KEVIN ENTRICKEN Mgmt For For
AS MEMBER OF THE EXECUTIVE BOARD
7. PROPOSAL TO ADOPT THE REMUNERATION POLICY Mgmt For For
FOR THE MEMBERS OF THE EXECUTIVE BOARD
8. PROPOSAL TO EXTEND THE AUTHORITY OF THE Non-Voting
EXECUTIVE BOARD
8.a. TO ISSUE SHARES AND/OR GRANT RIGHTS TO Mgmt For For
SUBSCRIBE FOR SHARES
8.b. TO RESTRICT OR EXCLUDE STATUTORY Mgmt For For
PRE-EMPTION RIGHTS
9. PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO ACQUIRE SHARES IN THE COMPANY
10. PROPOSAL TO CANCEL SHARES Mgmt For For
11. ANY OTHER BUSINESS Non-Voting
12. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
WOODSIDE PETROLEUM LTD Agenda Number: 713713546
--------------------------------------------------------------------------------------------------------------------------
Security: 980228100
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: AU000000WPL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 515684 DUE TO WITHDRAWAL OF
RESOLUTION 6. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU.
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A RE-ELECTION OF DR CHRISTOPHER HAYNES Mgmt For For
2.B RE-ELECTION OF MR RICHARD GOYDER Mgmt For For
2.C RE-ELECTION OF MR GENE TILBROOK Mgmt For For
3 REMUNERATION REPORT Mgmt For For
4 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
CEO AND MANAGING DIRECTOR
5.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: AMENDMENT TO THE
CONSTITUTION (MARKET FORCES)
5.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: CONTINGENT RESOLUTION
- CAPITAL PROTECTION (MARKET FORCES)
6 AMENDMENT TO THE CONSTITUTION (ACCR) Non-Voting
--------------------------------------------------------------------------------------------------------------------------
WOOLWORTHS GROUP LTD Agenda Number: 713169820
--------------------------------------------------------------------------------------------------------------------------
Security: Q98418108
Meeting Type: AGM
Meeting Date: 12-Nov-2020
Ticker:
ISIN: AU000000WOW2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 07 OCT 2020: VOTING EXCLUSIONS APPLY TO Non-Voting
THIS MEETING FOR PROPOSALS 4, 5 AND VOTES
CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT (AS REFERRED IN THE
COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE
RELEVANT PROPOSAL ITEMS. 3BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 RE-ELECT MR SCOTT PERKINS AS A DIRECTOR Mgmt For For
3 ADOPT REMUNERATION REPORT Mgmt For For
4 APPROVE F21 LONG TERM INCENTIVE GRANT TO Mgmt For For
CEO
5 RENEW APPROACH TO TERMINATION BENEFITS FOR Mgmt For For
3 YEARS
CMMT 07 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT IN
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
WOOLWORTHS GROUP LTD Agenda Number: 714129562
--------------------------------------------------------------------------------------------------------------------------
Security: Q98418108
Meeting Type: OGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: AU000000WOW2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1.A THAT THE DEMERGER OF ENDEAVOUR GROUP FROM Mgmt For For
WOOLWORTHS DESCRIBED IN THE DEMERGER
BOOKLET AND ALL AGREEMENTS AND ARRANGEMENTS
ENTERED INTO BY WOOLWORTHS AND ENDEAVOUR
AND THEIR RESPECTIVE RELATED BODIES
CORPORATE TO GIVE EFFECT TO THAT DEMERGER
ARE APPROVED FOR ALL PURPOSES
1.B THAT, FOR THE PURPOSE OF SECTION 256C(1) OF Mgmt For For
THE CORPORATIONS ACT AND FOR ALL OTHER
PURPOSES, AND CONDITIONAL UPON THE DEMERGER
APPROVAL RESOLUTION BEING PASSED, THE SHARE
CAPITAL OF WOOLWORTHS BE REDUCED BY THE
CAPITAL REDUCTION AMOUNT ON THE
IMPLEMENTATION DATE, WITH THE REDUCTION TO
BE EFFECTED AND SATISFIED BY APPLYING SUCH
AMOUNT EQUALLY AGAINST EACH WOOLWORTHS
SHARE ON ISSUE AT THE DEMERGER RECORD DATE
IN THE MANNER MORE PARTICULARLY DESCRIBED
IN THE DEMERGER BOOKLET
2 EMPLOYEE INCENTIVE RESOLUTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG Agenda Number: 713683452
--------------------------------------------------------------------------------------------------------------------------
Security: H9870Y105
Meeting Type: AGM
Meeting Date: 07-Apr-2021
Ticker:
ISIN: CH0011075394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 REPORTING ON THE FINANCIAL YEAR 2020: Mgmt For For
APPROVAL OF THE MANAGEMENT REPORT, THE
ANNUAL FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS 2020
1.2 REPORTING ON THE FINANCIAL YEAR 2020: Mgmt For For
ADVISORY VOTE ON THE REMUNERATION REPORT
2020
2 APPROPRIATION OF AVAILABLE EARNINGS FOR Mgmt For For
2020: CHF 20 PER SHARE
3 DISCHARGE OF MEMBERS OF THE BOARD OF Mgmt Against Against
DIRECTORS AND OF THE EXECUTIVE COMMITTEE
4.1.1 RE-ELECTION OF MICHEL M. LIES AS MEMBER AND Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
4.1.2 RE-ELECTION OF JOAN AMBLE AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.1.3 RE-ELECTION OF CATHERINE BESSANT AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.1.4 RE-ELECTION OF DAME ALISON CARNWATH AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.1.5 RE-ELECTION OF CHRISTOPH FRANZ AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.6 RE-ELECTION OF MICHAEL HALBHERR AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.7 RE-ELECTION OF JEFFREY HAYMAN AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.8 RE-ELECTION OF MONICA MACHLER AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.9 RE-ELECTION OF KISHORE MAHBUBANI AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.110 RE-ELECTION OF JASMIN STAIBLIN AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.111 RE-ELECTION OF BARRY STOWE AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.112 ELECTION OF SABINE KELLER-BUSSE AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.2.1 RE-ELECTION OF MICHEL M. LIES AS A MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE
4.2.2 RE-ELECTION OF CATHERINE BESSANT AS A Mgmt For For
MEMBER OF THE REMUNERATION COMMITTEE
4.2.3 RE-ELECTION OF CHRISTOPH FRANZ AS A MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE
4.2.4 RE-ELECTION OF KISHORE MAHBUBANI AS A Mgmt For For
MEMBER OF THE REMUNERATION COMMITTEE
4.2.5 RE-ELECTION OF JASMIN STAIBLIN AS A MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE
4.2.6 NEW-ELECTION OF SABINE KELLER-BUSSE AS A Mgmt For For
MEMBER OF THE REMUNERATION COMMITTEE
4.3 RE-ELECTION OF THE INDEPENDENT VOTING Mgmt For For
RIGHTS REPRESENTATIVE: THE BOARD OF
DIRECTORS PROPOSES TO RE-ELECT THE LAW
OFFICE KELLER PARTNERSHIP, ZURICH, AS
INDEPENDENT VOTING RIGHTS REPRESENTATIVE
FOR A TERM OF OFFICE ENDING WITH THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING
4.4 ELECTION OF THE AUDITORS: THE COMPANY RAN A Mgmt For For
THOROUGH TENDER PROCESS BASED ON WHICH THE
BOARD OF DIRECTORS DECIDED TO ROTATE THE
AUDITORS AND PROPOSE ERNST &YOUNG LTD TO
THE GENERAL MEETING AS NEW AUDITORS. THE
BOARD OF DIRECTORS PROPOSES TO ELECT ERNST
&YOUNG LTD, ZURICH, AS AUDITORS FOR THE
FINANCIAL YEAR 2021
5.1 APPROVAL OF THE REMUNERATION FOR THE BOARD Mgmt For For
OF DIRECTORS
5.2 APPROVAL OF THE REMUNERATION FOR THE Mgmt For For
EXECUTIVE COMMITTEE
6 EXTENSION OF AUTHORIZED SHARE CAPITAL AND Mgmt For For
RESPECTIVE CHANGES TO THE ARTICLES OF
ASSOCIATION (ART. 5BIS AND ART. 5TER)
BMO Short Tax-Free Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
BMO Short-Term Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
BMO Small-Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
1-800-FLOWERS.COM, INC. Agenda Number: 935288565
--------------------------------------------------------------------------------------------------------------------------
Security: 68243Q106
Meeting Type: Annual
Meeting Date: 09-Dec-2020
Ticker: FLWS
ISIN: US68243Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Geralyn R. Breig Mgmt For For
Celia R. Brown Mgmt For For
James A. Cannavino Mgmt For For
Eugene F. DeMark Mgmt For For
Leonard J. Elmore Mgmt For For
Adam Hanft Mgmt For For
Stephanie R. Hofmann Mgmt For For
Christopher G. McCann Mgmt For For
James F. McCann Mgmt For For
Katherine Oliver Mgmt For For
Larry Zarin Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
June 27, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
Company's executive compensation.
4. To approve the 2003 Long Term Incentive and Mgmt Against Against
Share Award Plan, as Amended and Restated
October 15, 2020.
--------------------------------------------------------------------------------------------------------------------------
2U, INC. Agenda Number: 935404222
--------------------------------------------------------------------------------------------------------------------------
Security: 90214J101
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: TWOU
ISIN: US90214J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul A. Maeder Mgmt Withheld Against
Christopher J. Paucek Mgmt For For
Gregory K. Peters Mgmt Withheld Against
Robert M. Stavis Mgmt Withheld Against
2. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of the Company's Named
Executive Officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2021 fiscal
year.
4. Stockholder proposal to elect each director Shr For
annually, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
ACADIA PHARMACEUTICALS INC. Agenda Number: 935440052
--------------------------------------------------------------------------------------------------------------------------
Security: 004225108
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: ACAD
ISIN: US0042251084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen Biggar, MD Ph.D Mgmt Withheld Against
Julian C. Baker Mgmt Withheld Against
Daniel B. Soland Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers, as disclosed in the proxy
statement for the annual meeting.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED ENERGY INDUSTRIES, INC. Agenda Number: 935350784
--------------------------------------------------------------------------------------------------------------------------
Security: 007973100
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: AEIS
ISIN: US0079731008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Grant H. Beard Mgmt For For
Frederick A. Ball Mgmt Withheld Against
Anne T. DelSanto Mgmt For For
Tina M. Donikowski Mgmt For For
Ronald C. Foster Mgmt For For
Edward C. Grady Mgmt Withheld Against
Stephen D. Kelley Mgmt For For
Lanesha T. Minnix Mgmt For For
Thomas M. Rohrs Mgmt Withheld Against
John A. Roush Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Advanced Energy's independent
registered public accounting firm for 2021.
3. Advisory approval of Advanced Energy's Mgmt Against Against
compensation of its named executive
officers.
4. Approval of an increase in the total number Mgmt For For
of shares of common stock authorized for
issuance under the Employee Stock Purchase
Plan from 1,000,000 shares to 1,500,000
shares.
--------------------------------------------------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC. Agenda Number: 935336330
--------------------------------------------------------------------------------------------------------------------------
Security: 00847X104
Meeting Type: Special
Meeting Date: 25-Mar-2021
Ticker: AGIO
ISIN: US00847X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the proposed sale of the Mgmt For For
oncology portfolio of Agios
Pharmaceuticals, Inc. ("Agios") to Servier
Pharmaceuticals, LLC ("Servier") pursuant
to the terms of the Purchase and Sale
Agreement, dated as of December 20, 2020,
by and among Agios, Servier and Servier
S.A.S.
--------------------------------------------------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC. Agenda Number: 935386498
--------------------------------------------------------------------------------------------------------------------------
Security: 00847X104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: AGIO
ISIN: US00847X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kaye Foster Mgmt For For
Maykin Ho Mgmt For For
John Maraganore Mgmt For For
2. To vote, on an advisory basis, to approve Mgmt Against Against
named executive officer compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALBIREO PHARMA INC. Agenda Number: 935422674
--------------------------------------------------------------------------------------------------------------------------
Security: 01345P106
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: ALBO
ISIN: US01345P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald H.W. Cooper Mgmt For For
Anne Klibanski, M.D. Mgmt For For
Stephanie S. Okey, M.S. Mgmt For For
2. To approve an amendment to Albireo's Mgmt For For
Restated Certificate of Incorporation, as
amended, to increase the number of shares
of common stock authorized for issuance
from 30,000,000 to 60,000,000.
3. To approve the amendment to the Albireo Mgmt Against Against
Pharma, Inc. 2018 Equity Incentive Plan, as
amended.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Albireo's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMERISAFE, INC. Agenda Number: 935426595
--------------------------------------------------------------------------------------------------------------------------
Security: 03071H100
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: AMSF
ISIN: US03071H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Philip A. Garcia Mgmt For For
Millard E. Morris Mgmt Withheld Against
Randall E. Roach Mgmt Withheld Against
2. To approve, on an advisory basis, our Mgmt Against Against
executive compensation as described in the
Proxy Statement.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
AMICUS THERAPEUTICS, INC. Agenda Number: 935410679
--------------------------------------------------------------------------------------------------------------------------
Security: 03152W109
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: FOLD
ISIN: US03152W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Craig A. Wheeler Mgmt For For
Burke W. Whitman Mgmt For For
2. Approval of the Amended and Restated 2007 Mgmt Against Against
Equity Incentive Plan to add 7,000,000
shares to the equity pool.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
4. Approval, on an advisory basis, the Mgmt Against Against
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
APPLIED INDUSTRIAL TECHNOLOGIES, INC. Agenda Number: 935271267
--------------------------------------------------------------------------------------------------------------------------
Security: 03820C105
Meeting Type: Annual
Meeting Date: 27-Oct-2020
Ticker: AIT
ISIN: US03820C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert J. Pagano, Jr. Mgmt For For
Neil A. Schrimsher Mgmt For For
Peter C. Wallace Mgmt Withheld Against
2. Say on Pay - To approve, through a Mgmt For For
nonbinding advisory vote, the compensation
of Applied's named executive officers.
3. To ratify the Audit Committee's appointment Mgmt Against Against
of independent auditors.
--------------------------------------------------------------------------------------------------------------------------
ARCOSA, INC. Agenda Number: 935357500
--------------------------------------------------------------------------------------------------------------------------
Security: 039653100
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: ACA
ISIN: US0396531008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Joseph Mgmt For For
Alvarado
1B. Election of Class II Director: Jeffrey A. Mgmt For For
Craig
1C. Election of Class II Director: John W. Mgmt For For
Lindsay
1D. Election of Class III Director: Rhys J. Mgmt Against Against
Best
1E. Election of Class III Director: David W. Mgmt For For
Biegler
1F. Election of Class III Director: Antonio Mgmt For For
Carrillo
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify the Appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ASTEC INDUSTRIES, INC. Agenda Number: 935348258
--------------------------------------------------------------------------------------------------------------------------
Security: 046224101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: ASTE
ISIN: US0462241011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James B. Baker Mgmt For For
Glen E. Tellock Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt Against Against
Compensation of the Company's named
executive officers.
3. To approve the Company's 2021 Equity Mgmt Against Against
Incentive Plan.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for calendar year 2021.
--------------------------------------------------------------------------------------------------------------------------
ATARA BIOTHERAPEUTICS, INC. Agenda Number: 935413714
--------------------------------------------------------------------------------------------------------------------------
Security: 046513107
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: ATRA
ISIN: US0465131078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eric L. Dobmeier Mgmt For For
William K. Heiden Mgmt For For
Beth Seidenberg, M.D. Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as disclosed in the
Proxy Statement.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AXOGEN INC Agenda Number: 935365292
--------------------------------------------------------------------------------------------------------------------------
Security: 05463X106
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: AXGN
ISIN: US05463X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Karen Zaderej Mgmt For For
Gregory Freitag Mgmt For For
Quentin S. Blackford Mgmt Withheld Against
Dr. Mark Gold Mgmt For For
Alan M. Levine Mgmt For For
Guido Neels Mgmt For For
Paul Thomas Mgmt For For
Amy Wendell Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the Company's Proxy Statement
4. To approve the Axogen, Inc. Amended and Mgmt Against Against
Restated 2019 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
BIOLIFE SOLUTIONS, INC. Agenda Number: 935422799
--------------------------------------------------------------------------------------------------------------------------
Security: 09062W204
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: BLFS
ISIN: US09062W2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Rice Mgmt For For
Raymond W. Cohen Mgmt Withheld Against
Andrew Hinson Mgmt Withheld Against
Joseph Schick Mgmt Withheld Against
Amy DuRoss Mgmt For For
Rachel Ellingson Mgmt For For
2. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
3. To approve an amendment to the Second Mgmt For For
Amended and Restated 2013 Performance
Incentive Plan to increase the aggregate
number of shares of common stock which may
be issued under the plan from 5,000,000 to
6,500,000 shares.
--------------------------------------------------------------------------------------------------------------------------
BLACKLINE, INC. Agenda Number: 935359441
--------------------------------------------------------------------------------------------------------------------------
Security: 09239B109
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: BL
ISIN: US09239B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Owen Ryan Mgmt Withheld Against
Kevin Thompson Mgmt For For
Sophia Velastegui Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP ("PwC") as the
Company's independent registered public
accounting firm for its fiscal year ending
December 31, 2021.
3. Approval, on a non-binding, advisory basis, Mgmt Against Against
of the 2020 compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC. Agenda Number: 935286131
--------------------------------------------------------------------------------------------------------------------------
Security: 101388106
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: EPAY
ISIN: US1013881065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keneth J. D'Amato Mgmt For For
Robert A. Eberle Mgmt For For
Jeffrey C. Leathe Mgmt Withheld Against
2. Non-binding advisory vote to approve Mgmt Against Against
executive compensation.
3. Approval of the amendment to the Company's Mgmt Against Against
2019 Stock Incentive Plan to increase the
number of shares of common stock authorized
for issuance thereunder by 2,200,000.
4. Ratification of the selection of Ernst & Mgmt Against Against
Young LLP as the Company's registered
public accounting firm for the current
fiscal year.
--------------------------------------------------------------------------------------------------------------------------
BOX INC Agenda Number: 935228658
--------------------------------------------------------------------------------------------------------------------------
Security: 10316T104
Meeting Type: Annual
Meeting Date: 15-Jul-2020
Ticker: BOX
ISIN: US10316T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sue Barsamian Mgmt Withheld Against
Carl Bass Mgmt For For
Jack Lazar Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for our fiscal year
ending January 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BROOKS AUTOMATION, INC. Agenda Number: 935317291
--------------------------------------------------------------------------------------------------------------------------
Security: 114340102
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: BRKS
ISIN: US1143401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robyn C. Davis Mgmt For For
Joseph R. Martin Mgmt For For
Erica J. McLaughlin Mgmt For For
Krishna G. Palepu Mgmt For For
Michael Rosenblatt Mgmt For For
Stephen S. Schwartz Mgmt For For
Alfred Woollacott, III Mgmt For For
Mark S. Wrighton Mgmt For For
Ellen M. Zane Mgmt For For
2. To approve by a non-binding advisory vote Mgmt For For
the compensation of the Company's named
executive officers.
3. To approve the Company's 2020 Equity Mgmt For For
Incentive Plan.
4. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered accounting firm for
the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
BUILDERS FIRSTSOURCE, INC. Agenda Number: 935306503
--------------------------------------------------------------------------------------------------------------------------
Security: 12008R107
Meeting Type: Special
Meeting Date: 22-Dec-2020
Ticker: BLDR
ISIN: US12008R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the issuance of shares of Mgmt For For
Builders FirstSource, Inc. common stock to
the stockholders of BMC Stock Holdings,
Inc. pursuant to the merger agreement.
2. Adoption of an amendment to the charter to Mgmt For For
increase the number of authorized shares of
common stock.
3. Approval of the adjournment of the Builders Mgmt For For
FirstSource, Inc. stockholder meeting in
accordance with the merger agreement,
including to solicit additional proxies if
there are not sufficient votes.
--------------------------------------------------------------------------------------------------------------------------
CARDIOVASCULAR SYSTEMS, INC. Agenda Number: 935276128
--------------------------------------------------------------------------------------------------------------------------
Security: 141619106
Meeting Type: Annual
Meeting Date: 11-Nov-2020
Ticker: CSII
ISIN: US1416191062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Martha Goldberg Mgmt For For
Aronson
1B. Election of Director: William Cohn, M.D. Mgmt For For
1C. Election of Director: Stephen Stenbeck Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of the Company for its fiscal year
ending June 30, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation paid to our named executive
officers as disclosed in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
CASTLE BIOSCIENCES INC. Agenda Number: 935410504
--------------------------------------------------------------------------------------------------------------------------
Security: 14843C105
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CSTL
ISIN: US14843C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mara G. Aspinall Mgmt Withheld Against
Daniel M. Bradbury Mgmt Withheld Against
2. To ratify the selection of KPMG LLP by the Mgmt For For
Audit Committee of the Board of Directors
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CHANNELADVISOR CORPORATION Agenda Number: 935357764
--------------------------------------------------------------------------------------------------------------------------
Security: 159179100
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ECOM
ISIN: US1591791009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy J. Buckley Mgmt Withheld Against
Joseph L. Cowan Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2021.
3. ADVISORY (NONBINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COHERUS BIOSCIENCES INC Agenda Number: 935381121
--------------------------------------------------------------------------------------------------------------------------
Security: 19249H103
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: CHRS
ISIN: US19249H1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
V. Bryan Lawlis, Ph.D. Mgmt Withheld Against
Kimberly J. Tzoumakas Mgmt For For
Alan C. Mendelson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
COHU, INC. Agenda Number: 935361698
--------------------------------------------------------------------------------------------------------------------------
Security: 192576106
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: COHU
ISIN: US1925761066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class 2 Director for a term of Mgmt For For
three years: Andrew M. Caggia
1b. Election of Class 2 Director for a term of Mgmt For For
three years: Luis A. Muller
2. Advisory vote to approve Named Executive Mgmt Against Against
Officer ("NEO") compensation.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as Cohu's independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
COLLEGIUM PHARMACEUTICAL, INC. Agenda Number: 935386450
--------------------------------------------------------------------------------------------------------------------------
Security: 19459J104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: COLL
ISIN: US19459J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rita Balice-Gordon, Mgmt For For
Ph.D.
1b. Election of Director: Garen Bohlin Mgmt For For
1c. Election of Director: Gwen Melincoff Mgmt For For
1d. Election of Director: Theodore Schroeder Mgmt Against Against
2. Approval of, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
COMMVAULT SYSTEMS, INC. Agenda Number: 935247848
--------------------------------------------------------------------------------------------------------------------------
Security: 204166102
Meeting Type: Annual
Meeting Date: 27-Aug-2020
Ticker: CVLT
ISIN: US2041661024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: R. Todd Bradley Mgmt For For
1B Election of Director: Charles Moran Mgmt For For
1C Election of Director: Allison Pickens Mgmt For For
1D Election of Director: Arlen Shenkman Mgmt For For
2. Approve amendments to the Company's Mgmt For For
articles of incorporation to de-classify
the Board of Directors.
3. Ratify the appointment of Ernst & Young as Mgmt Against Against
independent public accountants for the
fiscal year ending March 31, 2021.
4. Approve amendment providing additional Mgmt Against Against
shares for grant under Company's Omnibus
Incentive Plan.
5. Approve, by non-binding vote, the Company's Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
COVANTA HOLDING CORPORATION Agenda Number: 935363262
--------------------------------------------------------------------------------------------------------------------------
Security: 22282E102
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CVA
ISIN: US22282E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David M. Barse Mgmt Withheld Against
Ronald J. Broglio Mgmt Withheld Against
Peter C.B. Bynoe Mgmt Withheld Against
Linda J. Fisher Mgmt Withheld Against
Joseph M. Holsten Mgmt Withheld Against
Owen Michaelson Mgmt For For
Danielle Pletka Mgmt For For
Michael W. Ranger Mgmt For For
Robert S. Silberman Mgmt Withheld Against
Jean Smith Mgmt Withheld Against
Samuel Zell Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Covanta Holding Corporation's
independent registered public accountants
for the 2021 fiscal year.
3. An advisory vote on executive compensation. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
CROCS, INC. Agenda Number: 935403054
--------------------------------------------------------------------------------------------------------------------------
Security: 227046109
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: CROX
ISIN: US2270461096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald L. Frasch Mgmt Withheld Against
Andrew Rees Mgmt For For
Charisse Ford Hughes Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for fiscal year
2021.
3. An advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CSW INDUSTRIALS, INC. Agenda Number: 935247850
--------------------------------------------------------------------------------------------------------------------------
Security: 126402106
Meeting Type: Annual
Meeting Date: 14-Aug-2020
Ticker: CSWI
ISIN: US1264021064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph Armes Mgmt For For
Michael Gambrell Mgmt For For
Terry Johnston Mgmt For For
Linda Livingstone Mgmt For For
William Quinn Mgmt For For
Robert Swartz Mgmt For For
Kent Sweezey Mgmt For For
Debra von Storch Mgmt For For
2. To approve, by non-binding vote, executive Mgmt Against Against
compensation.
3. The ratification of Grant Thornton LLP to Mgmt For For
serve as independent registered public
accounting firm for the fiscal year ended
March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DECIPHERA PHARMACEUTICALS, INC. Agenda Number: 935424414
--------------------------------------------------------------------------------------------------------------------------
Security: 24344T101
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: DCPH
ISIN: US24344T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James A. Bristol, Ph.D. Mgmt Withheld Against
Frank S. Friedman Mgmt Withheld Against
Ron Squarer Mgmt For For
2. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation of our named
executive officers, as disclosed in the
proxy statement accompanying this notice.
3. To recommend, on a non-binding, advisory Mgmt 1 Year For
basis, the preferred frequency of future
advisory votes on compensation of our named
executive officers.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Deciphera
Pharmaceuticals, Inc.'s independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION Agenda Number: 935252635
--------------------------------------------------------------------------------------------------------------------------
Security: 243537107
Meeting Type: Annual
Meeting Date: 11-Sep-2020
Ticker: DECK
ISIN: US2435371073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael F. Devine, III Mgmt For For
Nelson C. Chan Mgmt For For
Cynthia (Cindy) L Davis Mgmt For For
Juan R. Figuereo Mgmt For For
Victor Luis Mgmt For For
Dave Powers Mgmt For For
Lauri M. Shanahan Mgmt For For
Brian A. Spaly Mgmt For For
Bonita C. Stewart Mgmt Withheld Against
2. To ratify the selection of KPMG LLP as our Mgmt Against Against
independent registered public accounting
firm for fiscal year 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our Named
Executive Officers, as disclosed in the
Compensation Discussion and Analysis
section of the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
DICERNA PHARMACEUTICALS, INC. Agenda Number: 935401125
--------------------------------------------------------------------------------------------------------------------------
Security: 253031108
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: DRNA
ISIN: US2530311081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Fambrough, Mgmt For For
III
1B. Election of Director: J. Kevin Buchi Mgmt For For
1C. Election of Director: Stephen Doberstein Mgmt For For
1D. Election of Director: Martin Freed Mgmt Against Against
1E. Election of Director: Patrick M. Gray Mgmt For For
1F. Election of Director: Stephen J. Hoffman Mgmt Against Against
1G. Election of Director: Adam M. Koppel Mgmt Against Against
1H. Election of Director: Marc Kozin Mgmt For For
1I. Election of Director: Cynthia Smith Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Approval, on a non-binding, advisory basis, Mgmt Against Against
of the compensation of the Company's named
executive officers as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC. Agenda Number: 935385674
--------------------------------------------------------------------------------------------------------------------------
Security: 277276101
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: EGP
ISIN: US2772761019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: D. Pike Aloian
1B. Election of Director to serve for a Mgmt For For
one-year term: H. Eric Bolton, Jr.
1C. Election of Director to serve for a one Mgmt Against Against
year term: Donald F. Colleran
1D. Election of Director to serve for a one Mgmt For For
year term: Hayden C. Eaves III
1E. Election of Director to serve for a one Mgmt Against Against
year term: David H. Hoster II
1F. Election of Director to serve for a one Mgmt For For
year term: Marshall A. Loeb
1G. Election of Director to serve for a one Mgmt For For
year term: Mary E. McCormick
1H. Election of Director to serve for a one Mgmt For For
year term: Katherine M. Sandstrom
2. To ratify the appointment of KPMG LLP as Mgmt Against Against
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve by a non-binding advisory vote Mgmt Against Against
the compensation of the Company's Named
Executive Officers as described in the
Company's definitive proxy statement.
4. To approve the amendment and restatement of Mgmt For For
the Company's charter and bylaws to allow
the bylaws to be amended by a majority of
stockholder votes.
--------------------------------------------------------------------------------------------------------------------------
ECHO GLOBAL LOGISTICS, INC. Agenda Number: 935411912
--------------------------------------------------------------------------------------------------------------------------
Security: 27875T101
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: ECHO
ISIN: US27875T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas R. Waggoner Mgmt For For
1B. Election of Director: Samuel K. Skinner Mgmt Against Against
1C. Election of Director: Matthew Ferguson Mgmt For For
1D. Election of Director: David Habiger Mgmt Against Against
1E. Election of Director: William M. Farrow III Mgmt For For
1F. Election of Director: Virginia L. Henkels Mgmt Against Against
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
3. Advisory approval of the Company's named Mgmt Against Against
executive officer compensation.
4. Approve the amendment and restatement of Mgmt Against Against
the 2008 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
EMCOR GROUP, INC. Agenda Number: 935410528
--------------------------------------------------------------------------------------------------------------------------
Security: 29084Q100
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: EME
ISIN: US29084Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John W. Altmeyer Mgmt For For
1B. Election of Director: Anthony J. Guzzi Mgmt For For
1C. Election of Director: Ronald L. Johnson Mgmt For For
1D. Election of Director: David H. Laidley Mgmt For For
1E. Election of Director: Carol P. Lowe Mgmt Against Against
1F. Election of Director: M. Kevin McEvoy Mgmt For For
1G. Election of Director: William P. Reid Mgmt For For
1H. Election of Director: Steven B. Mgmt For For
Schwarzwaelder
1I. Election of Director: Robin Walker-Lee Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt Against Against
named executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent auditors for 2021.
4. Stockholder proposal regarding written Shr Against For
consent.
--------------------------------------------------------------------------------------------------------------------------
EVOQUA WATER TECHNOLOGIES CORP. Agenda Number: 935320882
--------------------------------------------------------------------------------------------------------------------------
Security: 30057T105
Meeting Type: Annual
Meeting Date: 16-Feb-2021
Ticker: AQUA
ISIN: US30057T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary A. Cappeline Mgmt Withheld Against
Lisa Glatch Mgmt Withheld Against
Brian R. Hoesterey Mgmt For For
Vinay Kumar Mgmt For For
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers; and
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
EXLSERVICE HOLDINGS, INC. Agenda Number: 935413182
--------------------------------------------------------------------------------------------------------------------------
Security: 302081104
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: EXLS
ISIN: US3020811044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Garen Staglin Mgmt For For
1B. Election of Director: Rohit Kapoor Mgmt For For
1C. Election of Director: Anne Minto Mgmt For For
1D. Election of Director: Som Mittal Mgmt For For
1E. Election of Director: Clyde Ostler Mgmt For For
1F. Election of Director: Vikram Pandit Mgmt For For
1G. Election of Director: Kristy Pipes Mgmt For For
1H. Election of Director: Nitin Sahney Mgmt For For
1I. Election of Director: Jaynie Studenmund Mgmt For For
2. The ratification of the selection of Mgmt For For
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for fiscal year 2021.
3. The approval, on a non-binding advisory Mgmt Against Against
basis, of the compensation of the named
executive officers of the Company.
--------------------------------------------------------------------------------------------------------------------------
FORMFACTOR, INC. Agenda Number: 935369923
--------------------------------------------------------------------------------------------------------------------------
Security: 346375108
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: FORM
ISIN: US3463751087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rebeca Mgmt For For
Obregon-Jimenez
1B. Election of Director: Kelley Steven-Waiss Mgmt For For
2. Advisory approval of FormFactor's executive Mgmt Against Against
compensation.
3. Ratification of the selection of KPMG LLP Mgmt For For
as FormFactor's independent registered
public accounting firm for fiscal year
2021.
--------------------------------------------------------------------------------------------------------------------------
FREQUENCY THERAPEUTICS, INC. Agenda Number: 935426569
--------------------------------------------------------------------------------------------------------------------------
Security: 35803L108
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: FREQ
ISIN: US35803L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia L. Feldmann Mgmt For For
Michael Huang Mgmt Withheld Against
Joel S. Marcus Mgmt Withheld Against
2. To ratify, in a non-binding vote, the Mgmt For For
appointment of RSM US LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
FRESHPET, INC. Agenda Number: 935259398
--------------------------------------------------------------------------------------------------------------------------
Security: 358039105
Meeting Type: Annual
Meeting Date: 24-Sep-2020
Ticker: FRPT
ISIN: US3580391056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles A. Norris Mgmt For For
Leta D. Priest Mgmt For For
Olu Beck Mgmt For For
William B. Cyr Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm for 2020.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
4. To approve an amendment of our Third Mgmt For For
Amended and Restated Certificate of
Incorporation (as amended) to eliminate all
of its supermajority voting requirements.
5. To approve our Second Amended and Restated Mgmt Against Against
2014 Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
GENTHERM INCORPORATED Agenda Number: 935375332
--------------------------------------------------------------------------------------------------------------------------
Security: 37253A103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: THRM
ISIN: US37253A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sophie Desormiere Mgmt For For
Phillip M. Eyler Mgmt For For
Yvonne Hao Mgmt For For
David Heinzmann Mgmt For For
Ronald Hundzinski Mgmt For For
Charles Kummeth Mgmt For For
Betsy Meter Mgmt For For
Byron Shaw II Mgmt For For
John Stacey Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
3. Approval (on an advisory basis) of the 2020 Mgmt Against Against
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
GIBRALTAR INDUSTRIES, INC. Agenda Number: 935382539
--------------------------------------------------------------------------------------------------------------------------
Security: 374689107
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: ROCK
ISIN: US3746891072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark G. Barberio Mgmt For For
1B. Election of Director: William T. Bosway Mgmt For For
1C. Election of Director: Craig A. Hindman Mgmt For For
1D. Election of Director: Gwendolyn G. Mizell Mgmt For For
1E. Election of Director: William P. Montague Mgmt Against Against
1F. Election of Director: Linda K. Myers Mgmt For For
1G. Election of Director: James B. Nish Mgmt For For
1H. Election of Director: Atlee Valentine Pope Mgmt For For
1I. Election of Director: Manish H. Shah Mgmt For For
2. Approval of an Amendment to the Company's Mgmt For For
Certificate of Incorporation of Gibraltar
Industries, Inc. to increase the number of
authorized shares of common stock from
50,000,000 to 100,000,000, and to
correspondingly increase the total
authorized shares of stock from 60,000,000
to 110,000,000.
3. Advisory approval on the Company's Mgmt Against Against
executive compensation (Say- On-Pay).
4. Ratification of Ernst & Young LLP as our Mgmt For For
Independent Registered Public Accounting
Firm.
--------------------------------------------------------------------------------------------------------------------------
GOLDEN ENTERTAINMENT, INC. Agenda Number: 935400159
--------------------------------------------------------------------------------------------------------------------------
Security: 381013101
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: GDEN
ISIN: US3810131017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Blake L. Sartini Mgmt For For
Lyle A. Berman Mgmt For For
Ann Dozier Mgmt Withheld Against
Mark A. Lipparelli Mgmt Withheld Against
Anthony A. Marnell III Mgmt Withheld Against
Robert L. Miodunski Mgmt For For
Terrence L. Wright Mgmt Withheld Against
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of our named
executive officers as disclosed in the
accompanying proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
HAEMONETICS CORPORATION Agenda Number: 935229725
--------------------------------------------------------------------------------------------------------------------------
Security: 405024100
Meeting Type: Annual
Meeting Date: 21-Jul-2020
Ticker: HAE
ISIN: US4050241003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher A. Simon Mgmt For For
Robert E. Abernathy Mgmt For For
Michael J. Coyle Mgmt For For
Charles J. Dockendorff Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
April 3, 2021.
--------------------------------------------------------------------------------------------------------------------------
HALOZYME THERAPEUTICS, INC. Agenda Number: 935356116
--------------------------------------------------------------------------------------------------------------------------
Security: 40637H109
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: HALO
ISIN: US40637H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jean-Pierre Bizzari Mgmt For For
James M. Daly Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt Against Against
the compensation of the Company's named
executive officers.
3. To approve the Halozyme Therapeutics, Inc. Mgmt For For
2021 Stock Plan.
4. To approve the Halozyme Therapeutics, Inc. Mgmt For For
2021 Employee Stock Purchase Plan.
5. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
HERMAN MILLER, INC. Agenda Number: 935265567
--------------------------------------------------------------------------------------------------------------------------
Security: 600544100
Meeting Type: Annual
Meeting Date: 12-Oct-2020
Ticker: MLHR
ISIN: US6005441000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary Vermeer Andringa Mgmt For For
Andrea (Andi) R. Owen Mgmt For For
Candace S. Matthews Mgmt For For
2. Proposal to ratify the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm.
3. Proposal to approve the Herman Miller, Inc. Mgmt Against Against
2020 Long-Term Incentive Plan.
4. Proposal to approve, on an advisory basis, Mgmt For For
the compensation paid to the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
HUB GROUP, INC. Agenda Number: 935387565
--------------------------------------------------------------------------------------------------------------------------
Security: 443320106
Meeting Type: Annual
Meeting Date: 24-May-2021
Ticker: HUBG
ISIN: US4433201062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David P. Yeager Mgmt For For
Mary H. Boosalis Mgmt For For
James C. Kenny Mgmt For For
Peter B. McNitt Mgmt For For
Charles R. Reaves Mgmt Withheld Against
Martin P. Slark Mgmt Withheld Against
Jonathan P. Ward Mgmt For For
Jenell R. Ross Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Hub Group's independent
registered accounting firm.
--------------------------------------------------------------------------------------------------------------------------
HURON CONSULTING GROUP INC. Agenda Number: 935351205
--------------------------------------------------------------------------------------------------------------------------
Security: 447462102
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: HURN
ISIN: US4474621020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hugh E. Sawyer Mgmt Withheld Against
Debra L. Zumwalt Mgmt For For
2. To approve an amendment to the Company's Mgmt Against Against
Amended and Restated 2012 Omnibus Incentive
Plan.
3. An advisory vote to approve the Company's Mgmt For For
executive compensation.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ICF INTERNATIONAL, INC. Agenda Number: 935395409
--------------------------------------------------------------------------------------------------------------------------
Security: 44925C103
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: ICFI
ISIN: US44925C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ms. Cheryl W. Grise Mgmt For For
Mr. Randall Mehl Mgmt For For
Mr. Scott B. Salmirs Mgmt For For
2. ADVISORY VOTE REGARDING ICF INTERNATIONAL'S Mgmt Against Against
OVERALL PAY-FOR-PERFORMANCE NAMED EXECUTIVE
OFFICER COMPENSATION PROGRAM: Approve, by
non-binding vote, the Company's overall
pay-for-performance executive compensation
program, as described in the Compensation
Discussion and Analysis, the compensation
tables and the related narratives and other
materials in the Proxy Statement.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt Against Against
PUBLIC ACCOUNTING FIRM: Ratify the
selection of Grant Thornton LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
INFRASTRUCTURE AND ENERGY ALTERNATIVES Agenda Number: 935363286
--------------------------------------------------------------------------------------------------------------------------
Security: 45686J104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: IEA
ISIN: US45686J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles Garner Mgmt Withheld Against
Michael Della Rocca Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche, LLP as our independent registered
public accounting firm for the 2021 fiscal
year.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's Named
Executive Officers.
4. To approve an amendment and restatement of Mgmt Against Against
the Infrastructure and Energy Alternatives,
Inc. 2018 Equity Incentive Plan (as amended
and restated).
5. To approve the Infrastructure and Energy Mgmt For For
Alternatives, Inc. 2021 Employee Stock
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
INOVALON HOLDINGS INC. Agenda Number: 935390803
--------------------------------------------------------------------------------------------------------------------------
Security: 45781D101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: INOV
ISIN: US45781D1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keith R. Dunleavy, M.D. Mgmt For For
Denise K. Fletcher Mgmt Withheld Against
William D. Green Mgmt Withheld Against
Isaac S Kohane M.D Ph.D Mgmt For For
Mark A. Pulido Mgmt For For
Lee D. Roberts Mgmt For For
William J. Teuber, Jr. Mgmt Withheld Against
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent auditor for
fiscal year 2021.
3. Non-binding advisory vote to approve the Mgmt For For
compensation of our Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
K12 INC. Agenda Number: 935288933
--------------------------------------------------------------------------------------------------------------------------
Security: 48273U102
Meeting Type: Annual
Meeting Date: 15-Dec-2020
Ticker: LRN
ISIN: US48273U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term: Aida M. Alvarez
1B. Election of Director to serve for a Mgmt For For
one-year term: Craig R. Barrett
1C. Election of Director to serve for a Mgmt For For
one-year term: Guillermo Bron
1D. Election of Director to serve for a Mgmt For For
one-year term: Robert L. Cohen
1E. Election of Director to serve for a Mgmt For For
one-year term: Nathaniel A. Davis
1F. Election of Director to serve for a Mgmt For For
one-year term: John M. Engler
1G. Election of Director to serve for a Mgmt Abstain Against
one-year term: Steven B. Fink
1H. Election of Director to serve for a Mgmt Abstain Against
one-year term: Victoria D. Harker
1I. Election of Director to serve for a Mgmt For For
one-year term: Robert E. Knowling, Jr.
1J. Election of Director to serve for a Mgmt For For
one-year term: Liza McFadden
2. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of the named executive
officers of the Company.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP, as the Company's independent
registered public accounting firm for the
fiscal year ending June 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
KINSALE CAPITAL GROUP, INC. Agenda Number: 935385193
--------------------------------------------------------------------------------------------------------------------------
Security: 49714P108
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: KNSL
ISIN: US49714P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael P. Kehoe Mgmt For For
1B. Election of Director: Steven J. Bensinger Mgmt For For
1C. Election of Director: Teresa P. Chia Mgmt For For
1D. Election of Director: Robert V. Hatcher, Mgmt For For
III
1E. Election of Director: Anne C. Kronenberg Mgmt For For
1F. Election of Director: Robert Lippincott, Mgmt For For
III
1G. Election of Director: James J. Ritchie Mgmt For For
1H. Election of Director: Frederick L. Russell, Mgmt For For
Jr.
1I. Election of Director: Gregory M. Share Mgmt For For
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Independent Registered Public Accounting
Firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
KORN FERRY Agenda Number: 935258891
--------------------------------------------------------------------------------------------------------------------------
Security: 500643200
Meeting Type: Annual
Meeting Date: 23-Sep-2020
Ticker: KFY
ISIN: US5006432000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Doyle N. Beneby Mgmt For For
1B. Election of Director: Gary D. Burnison Mgmt For For
1C. Election of Director: Christina A. Gold Mgmt For For
1D. Election of Director: Jerry P. Leamon Mgmt For For
1E. Election of Director: Angel R. Martinez Mgmt For For
1F. Election of Director: Debra J. Perry Mgmt For For
1G. Election of Director: Lori J. Robinson Mgmt For For
1H. Election of Director: George T. Shaheen Mgmt For For
2. Advisory (non-binding) resolution to Mgmt Against Against
approve the Company's executive
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
Company's 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
MATERION CORPORATION Agenda Number: 935351089
--------------------------------------------------------------------------------------------------------------------------
Security: 576690101
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: MTRN
ISIN: US5766901012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vinod M. Khilnani Mgmt For For
Emily M. Liggett Mgmt For For
Robert J. Phillippy Mgmt For For
Patrick Prevost Mgmt For For
N. Mohan Reddy Mgmt Withheld Against
Craig S. Shular Mgmt Withheld Against
Darlene J. S. Solomon Mgmt For For
Robert B. Toth Mgmt For For
Jugal K. Vijayvargiya Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the independent registered public
accounting firm of the Company.
3. To approve, by non-binding vote, named Mgmt Against Against
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
MEDPACE HOLDINGS, INC. Agenda Number: 935363820
--------------------------------------------------------------------------------------------------------------------------
Security: 58506Q109
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: MEDP
ISIN: US58506Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Fred B. Davenport, Jr. Mgmt Withheld Against
C. P. McCarthy III Mgmt Withheld Against
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers as disclosed in the proxy
statement for the 2021 Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
MERIT MEDICAL SYSTEMS, INC. Agenda Number: 935423688
--------------------------------------------------------------------------------------------------------------------------
Security: 589889104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: MMSI
ISIN: US5898891040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for three year term: Mgmt For For
Fred P. Lampropoulos
1B. Election of Director for three year term: Mgmt For For
A. Scott Anderson
1C. Election of Director for three year term: Mgmt For For
Lynne N. Ward
1D. Election of Director for three year term: Mgmt For For
Stephen C. Evans
2. Approval of an amendment to the 2018 Mgmt Against Against
Long-Term Incentive Plan to increase the
number of shares of Common Stock authorized
for issuance thereunder by 3,000,000
shares.
3. Approval of an amendment to the 1996 Mgmt For For
Employee Stock Purchase Plan to increase
the number of shares of Common Stock
authorized for issuance thereunder by
100,000 shares.
4. Approval of a non-binding, advisory Mgmt Against Against
resolution approving the compensation of
the Company's named executive officers as
described in the Merit Medical Systems,
Inc. Proxy Statement.
5. Ratification of the Audit Committee's Mgmt Against Against
appointment of Deloitte & Touche LLP to
serve as the independent registered public
accounting firm of the Company for the year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MITEK SYSTEMS, INC. Agenda Number: 935331366
--------------------------------------------------------------------------------------------------------------------------
Security: 606710200
Meeting Type: Annual
Meeting Date: 03-Mar-2021
Ticker: MITK
ISIN: US6067102003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William K. "Bill" Aulet Mgmt For For
Scipio "Max" Carnecchia Mgmt For For
James C. Hale Mgmt For For
Bruce E. Hansen Mgmt For For
Alex W. "Pete" Hart Mgmt For For
Kim S. Stevenson Mgmt Withheld Against
Donna C. Wells Mgmt For For
2. To ratify the selection of Mayer Hoffman Mgmt For For
McCann P.C. as our independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers as presented in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC. Agenda Number: 935392845
--------------------------------------------------------------------------------------------------------------------------
Security: 624756102
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: MLI
ISIN: US6247561029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory L. Christopher Mgmt For For
Elizabeth Donovan Mgmt For For
Gennaro J. Fulvio Mgmt Withheld Against
Gary S. Gladstein Mgmt Withheld Against
Scott J. Goldman Mgmt Withheld Against
John B. Hansen Mgmt Withheld Against
Terry Hermanson Mgmt Withheld Against
Charles P. Herzog, Jr. Mgmt For For
2. Approve the appointment of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accounting firm.
3. To approve, on an advisory basis by Mgmt Against Against
non-binding vote, executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MUELLER WATER PRODUCTS, INC. Agenda Number: 935318180
--------------------------------------------------------------------------------------------------------------------------
Security: 624758108
Meeting Type: Annual
Meeting Date: 09-Feb-2021
Ticker: MWA
ISIN: US6247581084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shirley C. Franklin Mgmt For For
1B. Election of Director: Scott Hall Mgmt For For
1C. Election of Director: Thomas J. Hansen Mgmt For For
1D. Election of Director: Jerry W. Kolb Mgmt Against Against
1E. Election of Director: Mark J. O'Brien Mgmt Against Against
1F. Election of Director: Christine Ortiz Mgmt For For
1G. Election of Director: Bernard G. Rethore Mgmt Against Against
1H. Election of Director: Lydia W. Thomas Mgmt Against Against
1I. Election of Director: Michael T. Tokarz Mgmt Against Against
1J. Election of Director: Stephen C. Van Mgmt For For
Arsdell
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
NATERA, INC. Agenda Number: 935394926
--------------------------------------------------------------------------------------------------------------------------
Security: 632307104
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: NTRA
ISIN: US6323071042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt Withheld Against
Steve Chapman Mgmt For For
Todd Cozzens Mgmt For For
Matthew Rabinowitz Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Natera, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Natera, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
NEOGEN CORPORATION Agenda Number: 935268032
--------------------------------------------------------------------------------------------------------------------------
Security: 640491106
Meeting Type: Annual
Meeting Date: 08-Oct-2020
Ticker: NEOG
ISIN: US6404911066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. Bruce Papesh Mgmt For For
Ralph A. Rodriguez Mgmt For For
Catherine E Woteki, PhD Mgmt For For
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt Against Against
THE COMPENSATION OF EXECUTIVES.
3. RATIFICATION OF APPOINTMENT OF BDO USA LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
NEOGENOMICS, INC. Agenda Number: 935389759
--------------------------------------------------------------------------------------------------------------------------
Security: 64049M209
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: NEO
ISIN: US64049M2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one (1) year Mgmt For For
term: Douglas M. VanOort
1B. Election of Director for a one (1) year Mgmt For For
term: Mark W. Mallon
1C. Election of Director for a one (1) year Mgmt For For
term: Lynn A. Tetrault
1D. Election of Director for a one (1) year Mgmt For For
term: Bruce K. Crowther
1E. Election of Director for a one (1) year Mgmt For For
term: Dr. Alison L. Hannah
1F. Election of Director for a one (1) year Mgmt For For
term: Kevin C. Johnson
1G. Election of Director for a one (1) year Mgmt For For
term: Stephen M. Kanovsky
1H. Election of Director for a one (1) year Mgmt For For
term: Michael A. Kelly
1I. Election of Director for a one (1) year Mgmt For For
term: Rachel A. Stahler
2. Advisory Vote on the Compensation Paid to Mgmt Against Against
our Named Executive Officers.
3. Second Amendment of the Amended and Mgmt Against Against
Restated Equity Incentive Plan.
4. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
NETSCOUT SYSTEMS, INC. Agenda Number: 935252736
--------------------------------------------------------------------------------------------------------------------------
Security: 64115T104
Meeting Type: Annual
Meeting Date: 10-Sep-2020
Ticker: NTCT
ISIN: US64115T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph G. Hadzima, Jr. Mgmt Withheld Against
Christopher Perretta Mgmt For For
Susan L. Spradley Mgmt For For
2. To approve an amendment and restatement of Mgmt Against Against
the NetScout Systems, Inc. 2019 Equity
Incentive Plan as described in Proposal 2
in the proxy statement.
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as NetScout's
independent registered public accounting
firm for the fiscal year ended March 31,
2021.
4. To approve, on an advisory basis, the Mgmt Against Against
compensation of NetScout's named executive
officers as disclosed in the proxy
statement in accordance with Securities and
Exchange Commission rules.
--------------------------------------------------------------------------------------------------------------------------
NOW INC. Agenda Number: 935393847
--------------------------------------------------------------------------------------------------------------------------
Security: 67011P100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: DNOW
ISIN: US67011P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Terry Bonno Mgmt For For
1B. Election of Director: David Cherechinsky Mgmt For For
1C. Election of Director: Galen Cobb Mgmt For For
1D. Election of Director: James Crandell Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors for 2021.
3. Approval of Compensation of our Named Mgmt Against Against
Executive Officers.
4. Recommend, by non-binding vote, the Mgmt 1 Year For
frequency of the advisory vote on named
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC. Agenda Number: 935377704
--------------------------------------------------------------------------------------------------------------------------
Security: 670704105
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: NUVA
ISIN: US6707041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Vickie L. Mgmt For For
Capps
1.2 Election of Class II Director: John A. Mgmt Against Against
DeFord, Ph.D
1.3 Election of Class II Director: R. Scott Mgmt Against Against
Huennekens
1.4 Election of Class II Director: Siddhartha Mgmt For For
C. Kadia, Ph.D.
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of a non-binding advisory Mgmt Against Against
resolution regarding the compensation of
the Company's named executive officers for
the fiscal year ended December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
OMNICELL, INC. Agenda Number: 935395776
--------------------------------------------------------------------------------------------------------------------------
Security: 68213N109
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: OMCL
ISIN: US68213N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randall A. Lipps Mgmt For For
Vance B. Moore Mgmt For For
Mark W. Parrish Mgmt For For
2. Say on Pay - An advisory vote to approve Mgmt Against Against
named executive officer compensation.
3. Proposal to approve Omnicell's 2009 Equity Mgmt For For
Incentive Plan, as amended, to among other
items, add an additional 1,100,000 shares
of common stock to the number of shares
authorized for issuance under the plan.
4. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
OPTION CARE HEALTH, INC. Agenda Number: 935367157
--------------------------------------------------------------------------------------------------------------------------
Security: 68404L201
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: OPCH
ISIN: US68404L2016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John J. Arlotta Mgmt For For
Elizabeth Q. Betten Mgmt For For
David W. Golding Mgmt For For
Harry M.J. Kraemer, Jr. Mgmt For For
Alan Nielsen Mgmt For For
R. Carter Pate Mgmt For For
John C. Rademacher Mgmt For For
Nitin Sahney Mgmt For For
Timothy Sullivan Mgmt For For
Mark Vainisi Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, our executive compensation.
4. To approve an amendment to the Option Care Mgmt For For
Health, Inc. 2018 Equity Incentive Plan for
the reservation of an additional 5,000,000
shares of Common Stock for future issuance
under such plan.
--------------------------------------------------------------------------------------------------------------------------
ORMAT TECHNOLOGIES, INC. Agenda Number: 935363806
--------------------------------------------------------------------------------------------------------------------------
Security: 686688102
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: ORA
ISIN: US6866881021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Isaac Angel Mgmt For For
1B. Election of Director: Albertus Bruggink Mgmt For For
1C. Election of Director: Dan Falk Mgmt Against Against
1D. Election of Director: David Granot Mgmt For For
1E. Election of Director: Mike Nikkel Mgmt For For
1F. Election of Director: Dafna Sharir Mgmt For For
1G. Election of Director: Stanley B. Stern Mgmt Against Against
1H. Election of Director: Hidetake Takahashi Mgmt For For
1I. Election of Director: Byron G. Wong Mgmt For For
2. To ratify the appointment of Kesselman Mgmt For For
Kesselman, a member firm of
PricewaterhouseCoopers International
Limited, as independent auditors of the
Company for 2021.
3. To approve, in a non-binding, advisory Mgmt Against Against
vote, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 935337926
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Fiederowicz Mgmt Withheld Against
Peter S. Kirlin Mgmt For For
Daniel Liao Mgmt For For
Constantine Macricostas Mgmt Withheld Against
George Macricostas Mgmt Withheld Against
Mary Paladino Mgmt For For
Mitchell G. Tyson Mgmt Withheld Against
2. To ratify the selection of Deloitte & Mgmt Against Against
Touche LLP as independent registered public
accounting firm for the fiscal year ending
October 31, 2021.
3. To approve, by non-binding advisory vote, Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PLEXUS CORP. Agenda Number: 935318952
--------------------------------------------------------------------------------------------------------------------------
Security: 729132100
Meeting Type: Annual
Meeting Date: 17-Feb-2021
Ticker: PLXS
ISIN: US7291321005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen P. Cortinovis Mgmt For For
Joann M. Eisenhart Mgmt For For
Dean A. Foate Mgmt For For
Rainer Jueckstock Mgmt For For
Peter Kelly Mgmt For For
Todd P. Kelsey Mgmt For For
Joel Quadracci Mgmt For For
Karen M. Rapp Mgmt Withheld Against
Paul A. Rooke Mgmt For For
Michael V. Schrock Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of Plexus Corp.'s named executive officers,
as disclosed in "Compensation Discussion
and Analysis" and "Executive Compensation"
in the Proxy Statement.
3. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as Independent Auditors for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
PROTAGONIST THERAPEUTICS INC Agenda Number: 935393239
--------------------------------------------------------------------------------------------------------------------------
Security: 74366E102
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PTGX
ISIN: US74366E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sarah O'Dowd Mgmt For For
William D. Waddill Mgmt Withheld Against
Lewis T.Williams MD.PhD Mgmt Withheld Against
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Ernst & Young LLP
as Protagonist Therapeutics' independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PTC THERAPEUTICS, INC. Agenda Number: 935417851
--------------------------------------------------------------------------------------------------------------------------
Security: 69366J200
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: PTCT
ISIN: US69366J2006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Emma Reeve Mgmt For For
Michael Schmertzler Mgmt Withheld Against
G.D.Steele Jr.,M.D.,PhD Mgmt For For
Mary Smith Mgmt For For
2. Approval of an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
increase the number of authorized shares of
common stock from 125,000,000 to
250,000,000.
3. Approval of an amendment to the Company's Mgmt For For
2016 Employee Stock Purchase Plan to
increase the number of authorized shares of
common stock under the plan from 1,000,000
to 2,000,000.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
5. Approval on a non-binding, advisory basis, Mgmt Against Against
of the Company's named executive officer
compensation as described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
PUMA BIOTECHNOLOGY, INC. Agenda Number: 935412940
--------------------------------------------------------------------------------------------------------------------------
Security: 74587V107
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: PBYI
ISIN: US74587V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan H. Auerbach Mgmt For For
Ann C. Miller Mgmt For For
Michael P. Miller Mgmt For For
Jay M. Moyes Mgmt For For
Adrian M. Senderowicz Mgmt For For
Brian Stuglik Mgmt Withheld Against
Troy E. Wilson Mgmt Withheld Against
2. Ratification of the selection of KPMG LLP Mgmt For For
as independent registered public accounting
firm of Puma Biotechnology, Inc. for the
fiscal year ending December 31, 2021.
3. Advisory (non-binding) vote to approve the Mgmt Against Against
compensation of Puma Biotechnology, Inc.'s
named executive officers as described in
the proxy statement.
4. Approve an amendment to extend the Mgmt Against Against
expiration date of a warrant issued to Alan
H. Auerbach, as described in the proxy
statement.
5. Approve an amendment to increase the number Mgmt Against Against
of shares of the Company's common stock
reserved for issuance under its 2011
Incentive Award Plan, as described in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
QTS REALTY TRUST, INC. Agenda Number: 935360141
--------------------------------------------------------------------------------------------------------------------------
Security: 74736A103
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: QTS
ISIN: US74736A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chad L. Williams Mgmt For For
John W. Barter Mgmt For For
Joan A. Dempsey Mgmt Withheld Against
Catherine R. Kinney Mgmt For For
Peter A. Marino Mgmt For For
Scott D. Miller Mgmt For For
Mazen Rawashdeh Mgmt For For
Wayne M. Rehberger Mgmt For For
Philip P. Trahanas Mgmt For For
Stephen E. Westhead Mgmt For For
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation paid to the
Company's named executive officers.
3. To approve an amendment and restatement of Mgmt Against Against
the QTS Realty Trust, Inc. 2013 Equity
Incentive Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
QUANTERIX CORPORATION Agenda Number: 935423703
--------------------------------------------------------------------------------------------------------------------------
Security: 74766Q101
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: QTRX
ISIN: US74766Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martin D. Madaus, PhD Mgmt Withheld Against
Laurie J. Olson Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
QUOTIENT TECHNOLOGY INC. Agenda Number: 935407153
--------------------------------------------------------------------------------------------------------------------------
Security: 749119103
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: QUOT
ISIN: US7491191034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steve Horowitz Mgmt For For
Christy Wyatt Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers, as disclosed in the proxy
statement in accordance with Securities and
Exchange Commission rules.
3. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of
Ernst & Young LLP as Quotient Technology
Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
R1 RCM INC. Agenda Number: 935372994
--------------------------------------------------------------------------------------------------------------------------
Security: 749397105
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: RCM
ISIN: US7493971052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael C. Feiner Mgmt For For
Joseph Flanagan Mgmt For For
John B. Henneman, III Mgmt For For
Alex J. Mandl Mgmt For For
Neal Moszkowski Mgmt Withheld Against
Ian Sacks Mgmt Withheld Against
Jill Smith Mgmt For For
Anthony J. Speranzo Mgmt For For
Anthony R. Tersigni Mgmt For For
Albert R. Zimmerli Mgmt For For
2. To approve our Third Amended and Restated Mgmt Against Against
2010 Stock Incentive Plan.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
5A. Election of Additional Director: David M. Mgmt For For
Dill
--------------------------------------------------------------------------------------------------------------------------
RADIUS HEALTH, INC. Agenda Number: 935403991
--------------------------------------------------------------------------------------------------------------------------
Security: 750469207
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: RDUS
ISIN: US7504692077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Owen Hughes Mgmt Against Against
1B. Election of Class I Director: G. Kelly Mgmt For For
Martin
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. Approve, on an advisory non-binding basis, Mgmt For For
the compensation of our named executive
officers.
4. Approve, on an advisory non-binding basis, Mgmt 1 Year For
the frequency of future advisory votes on
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
RENEWABLE ENERGY GROUP, INC. Agenda Number: 935369442
--------------------------------------------------------------------------------------------------------------------------
Security: 75972A301
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: REGI
ISIN: US75972A3014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James C. Borel Mgmt For For
1B. Election of Director: Cynthia J. Warner Mgmt For For
1C. Election of Director: Walter Berger Mgmt For For
2. Proposal to approve the advisory Mgmt For For
(non-binding) resolution relating to
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
4. Approval of the Renewable Energy Group 2021 Mgmt For For
Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
ROGERS CORPORATION Agenda Number: 935359744
--------------------------------------------------------------------------------------------------------------------------
Security: 775133101
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: ROG
ISIN: US7751331015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keith L. Barnes Mgmt For For
Megan Faust Mgmt For For
Bruce D. Hoechner Mgmt For For
Carol R. Jensen Mgmt Withheld Against
Keith Larson Mgmt For For
Ganesh Moorthy Mgmt For For
Jeffrey J. Owens Mgmt For For
Helene Simonet Mgmt For For
Peter C. Wallace Mgmt For For
2. To vote on a non-binding advisory Mgmt Against Against
resolution to approve the 2020 compensation
of the named executive officers of Rogers
Corporation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Rogers Corporation for the fiscal
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SANGAMO THERAPEUTICS, INC. Agenda Number: 935391499
--------------------------------------------------------------------------------------------------------------------------
Security: 800677106
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: SGMO
ISIN: US8006771062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt For For
2022 annual meeting: Robert F. Carey
1.2 Election of Director to serve until the Mgmt For For
2022 annual meeting: Kenneth J. Hillan,
M.B., Ch.B., Ph.D.
1.3 Election of Director to serve until the Mgmt For For
2022 annual meeting: Alexander D. Macrae,
M.B., Ch.B., Ph.D.
1.4 Election of Director to serve until the Mgmt For For
2022 annual meeting: John H. Markels, Ph.D.
1.5 Election of Director to serve until the Mgmt For For
2022 annual meeting: James R. Meyers
1.6 Election of Director to serve until the Mgmt Against Against
2022 annual meeting: H. Stewart Parker
1.7 Election of Director to serve until the Mgmt For For
2022 annual meeting: Saira Ramasastry
1.8 Election of Director to serve until the Mgmt Against Against
2022 annual meeting: Karen L. Smith, M.D.,
Ph.D., M.B.A., L.L.M.
1.9 Election of Director to serve until the Mgmt For For
2022 annual meeting: Joseph S. Zakrzewski
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers, as described in the accompanying
proxy statement.
3. To approve the Sangamo Therapeutics, Inc. Mgmt For For
2020 Employee Stock Purchase Plan pursuant
to which 5,000,000 shares of our common
stock will be available for sale and
issuance to our employees.
4. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SELECT MEDICAL HOLDINGS CORPORATION Agenda Number: 935345163
--------------------------------------------------------------------------------------------------------------------------
Security: 81619Q105
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: SEM
ISIN: US81619Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director for a three Mgmt For For
year term: James S. Ely III
1.2 Election of Class III Director for a three Mgmt For For
year term: Rocco A. Ortenzio
1.3 Election of Class III Director for a three Mgmt Against Against
year term: Thomas A. Scully
2. Non-binding advisory vote to approve Mgmt Against Against
executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SHAKE SHACK INC Agenda Number: 935413118
--------------------------------------------------------------------------------------------------------------------------
Security: 819047101
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: SHAK
ISIN: US8190471016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sumaiya Balbale Mgmt For For
Jenna Lyons Mgmt Withheld Against
Robert Vivian Mgmt For For
2. Ratification of Ernst & Young LLP as the Mgmt For For
Company's Independent Registered Public
Accounting Firm.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
SHUTTERSTOCK, INC. Agenda Number: 935407038
--------------------------------------------------------------------------------------------------------------------------
Security: 825690100
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: SSTK
ISIN: US8256901005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas R. Evans Mgmt For For
Paul J. Hennessy Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the accompanying
proxy statement.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. To indicate, on an advisory basis, the Mgmt 1 Year For
preferred frequency of future stockholder
advisory votes on the compensation of our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SI-BONE, INC. Agenda Number: 935426228
--------------------------------------------------------------------------------------------------------------------------
Security: 825704109
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: SIBN
ISIN: US8257041090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Helen Loh Mgmt For For
1B. Election of Director: Mika Nishimura Mgmt For For
1C. Election of Director: Keith C. Valentine Mgmt Abstain Against
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
PricewaterhouseCoopers LLP as SI-BONE,
Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SILICON LABORATORIES INC. Agenda Number: 935342737
--------------------------------------------------------------------------------------------------------------------------
Security: 826919102
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: SLAB
ISIN: US8269191024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. Tyson Tuttle Mgmt For For
Sumit Sadana Mgmt For For
Gregg Lowe Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for the fiscal year ending
January 1, 2022.
3. To vote on an advisory (non-binding) Mgmt Against Against
resolution to approve executive
compensation.
4. To approve amendments to the 2009 Stock Mgmt Against Against
Incentive Plan.
5. To approve amendments to the 2009 Employee Mgmt For For
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
SKYLINE CHAMPION Agenda Number: 935239714
--------------------------------------------------------------------------------------------------------------------------
Security: 830830105
Meeting Type: Annual
Meeting Date: 29-Jul-2020
Ticker: SKY
ISIN: US8308301055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keith Anderson Mgmt For For
Michael Berman Mgmt For For
Timothy Bernlohr Mgmt For For
Eddie Capel Mgmt For For
John C. Firth Mgmt For For
Michael Kaufman Mgmt Withheld Against
Erin Mulligan Nelson Mgmt For For
Gary E. Robinette Mgmt For For
Mark Yost Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Skyline Champion's independent
registered public accounting firm.
3. To consider a non-binding advisory vote on Mgmt Against Against
fiscal 2020 compensation paid to Skyline
Champion's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SLEEP NUMBER CORPORATION Agenda Number: 935361511
--------------------------------------------------------------------------------------------------------------------------
Security: 83125X103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SNBR
ISIN: US83125X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel I. Alegre Mgmt For For
Stephen L. Gulis, Jr. Mgmt Withheld Against
Brenda J. Lauderback Mgmt Withheld Against
2. Advisory Vote on Executive Compensation Mgmt For For
(Say-on-Pay)
3. Ratification of Selection of Independent Mgmt For For
Registered Public Accounting Firm
--------------------------------------------------------------------------------------------------------------------------
SONOS, INC. Agenda Number: 935328220
--------------------------------------------------------------------------------------------------------------------------
Security: 83570H108
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: SONO
ISIN: US83570H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick Spence Mgmt For For
Deirdre Findlay Mgmt Withheld Against
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Sonos'
independent registered accounting firm for
the fiscal year ending October 2, 2021.
3. Advisory approval of the named executive Mgmt Against Against
officer compensation (the say-on-pay vote).
--------------------------------------------------------------------------------------------------------------------------
SPROUT SOCIAL, INC. Agenda Number: 935382452
--------------------------------------------------------------------------------------------------------------------------
Security: 85209W109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SPT
ISIN: US85209W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Justyn Howard Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC. Agenda Number: 935380422
--------------------------------------------------------------------------------------------------------------------------
Security: 85208M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SFM
ISIN: US85208M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph Fortunato Mgmt For For
Lawrence P. Molloy Mgmt Withheld Against
Joseph D. O'Leary Mgmt For For
2. To vote on a non-binding advisory Mgmt For For
resolution to approve the compensation paid
to our named executive officers for fiscal
2020 ("say-on-pay").
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending January 2,
2022.
--------------------------------------------------------------------------------------------------------------------------
SPS COMMERCE, INC. Agenda Number: 935380333
--------------------------------------------------------------------------------------------------------------------------
Security: 78463M107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: SPSC
ISIN: US78463M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Archie Black Mgmt For For
1B. Election of Director: James Ramsey Mgmt For For
1C. Election of Director: Marty Reaume Mgmt For For
1D. Election of Director: Tami Reller Mgmt Against Against
1E. Election of Director: Philip Soran Mgmt For For
1F. Election of Director: Anne Sempowski Ward Mgmt For For
1G. Election of Director: Sven Wehrwein Mgmt For For
2. Ratification of the selection of KPMG LLP Mgmt For For
as the independent auditor of SPS Commerce,
Inc. for the fiscal year ending December
31, 2021.
3. Advisory approval of the compensation of Mgmt Against Against
the named executive officers of SPS
Commerce, Inc.
--------------------------------------------------------------------------------------------------------------------------
STAG INDUSTRIAL, INC. Agenda Number: 935360747
--------------------------------------------------------------------------------------------------------------------------
Security: 85254J102
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: STAG
ISIN: US85254J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Benjamin S. Butcher Mgmt For For
1B. Election of Director: Jit Kee Chin Mgmt For For
1C. Election of Director: Virgis W. Colbert Mgmt For For
1D. Election of Director: Michelle S. Dilley Mgmt For For
1E. Election of Director: Jeffrey D. Furber Mgmt For For
1F. Election of Director: Larry T. Guillemette Mgmt For For
1G. Election of Director: Francis X. Jacoby III Mgmt For For
1H. Election of Director: Christopher P. Marr Mgmt For For
1I. Election of Director: Hans S. Weger Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the year ending December 31, 2021.
3. The approval, by non-binding vote, of Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
STEELCASE INC. Agenda Number: 935229662
--------------------------------------------------------------------------------------------------------------------------
Security: 858155203
Meeting Type: Annual
Meeting Date: 15-Jul-2020
Ticker: SCS
ISIN: US8581552036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lawrence J. Blanford Mgmt For For
1B. Election of Director: Timothy C. E. Brown Mgmt For For
1C. Election of Director: Connie K. Duckworth Mgmt For For
1D. Election of Director: James P. Keane Mgmt For For
1E. Election of Director: Todd P. Kelsey Mgmt For For
1F. Election of Director: Jennifer C. Niemann Mgmt For For
1G. Election of Director: Robert C. Pew III Mgmt Against Against
1H. Election of Director: Cathy D. Ross Mgmt Against Against
1I. Election of Director: Catherine C. B. Mgmt For For
Schmelter
1J. Election of Director: Peter M. Wege II Mgmt Against Against
1K. Election of Director: Kate Pew Wolters Mgmt Against Against
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
--------------------------------------------------------------------------------------------------------------------------
STEVEN MADDEN, LTD. Agenda Number: 935392794
--------------------------------------------------------------------------------------------------------------------------
Security: 556269108
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SHOO
ISIN: US5562691080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward R. Rosenfeld Mgmt For For
Al Ferrara Mgmt For For
Mitchell S. Klipper Mgmt For For
Maria Teresa Kumar Mgmt For For
Rose Peabody Lynch Mgmt For For
Peter Migliorini Mgmt For For
Ravi Sachdev Mgmt For For
Robert Smith Mgmt For For
Amelia Newton Varela Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2021.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt Against Against
THE EXECUTIVE COMPENSATION DESCRIBED IN THE
STEVEN MADDEN, LTD. PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SUMMIT MATERIALS, INC. Agenda Number: 935377502
--------------------------------------------------------------------------------------------------------------------------
Security: 86614U100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: SUM
ISIN: US86614U1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Howard L. Lance Mgmt For For
Anne K. Wade Mgmt For For
Susan A. Ellerbusch Mgmt For For
2. Nonbinding advisory vote on the Mgmt Against Against
compensation of our named executive
officers for 2020.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent auditors for our fiscal
year ending January 1, 2022.
4. Approval and adoption of an amendment and Mgmt Against Against
restatement of our 2015 Omnibus Incentive
Plan.
5. Approval and adoption of our 2021 Employee Mgmt For For
Stock Purchase Plan.
6. Approval and adoption of an amendment to Mgmt For For
our amended and restated Certificate of
Incorporation (the "Charter") to remove the
three separate classes of directors of the
Board and replace with one class of
directors and to make certain
non-substantive changes related thereto.
7. Approval and adoption of an amendment to Mgmt For For
our Charter to reduce the vote required to
amend certain provisions of our Charter and
Bylaws to the affirmative vote of the
holders of a majority of the total voting
power of the then-outstanding shares of
stock of the Company.
8. Approval and adoption of an amendment to Mgmt For For
our Charter to add an exclusive federal
forum selection provision for any action
arising under the federal securities laws
of the United States of America.
9. Approval and adoption of an amendment to Mgmt For For
our Charter to delete Article X regarding
the waiver of Section 203 of the Delaware
General Corporation Law and to make certain
non-substantive amendments related thereto
and the fact that The Blackstone Group Inc.
together with its affiliates, subsidiaries,
successors and assigns no longer owns 30%
or more in voting power of our stock
entitled to vote in the election of
directors.
--------------------------------------------------------------------------------------------------------------------------
SYNAPTICS INCORPORATED Agenda Number: 935271015
--------------------------------------------------------------------------------------------------------------------------
Security: 87157D109
Meeting Type: Annual
Meeting Date: 27-Oct-2020
Ticker: SYNA
ISIN: US87157D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nelson Chan Mgmt For For
1B. Election of Director: Susan Hardman Mgmt For For
2. Proposal to approve, on a non-binding Mgmt Against Against
advisory basis, the compensation of the
Company's Named Executive Officers for
fiscal 2020 ("say-on-pay").
3. Proposal to ratify the appointment of KPMG Mgmt For For
LLP, an independent registered public
accounting firm, as the Company's
independent auditor for the fiscal year
ending June 26, 2021.
4. Proposal to approve the Company's amended Mgmt Against Against
and restated 2019 Equity and Incentive
Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
TECHTARGET, INC. Agenda Number: 935415631
--------------------------------------------------------------------------------------------------------------------------
Security: 87874R100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TTGT
ISIN: US87874R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Robert D. Mgmt For For
Burke
1.2 Election of Class II Director: Bruce Mgmt For For
Levenson
2. To ratify the appointment of Stowe & Degon, Mgmt For For
LLC as our independent registered public
accounting firm for 2021.
3. To approve an amendment to the TechTarget, Mgmt Against Against
Inc. 2017 Stock Option and Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
TENABLE HOLDINGS, INC. Agenda Number: 935387844
--------------------------------------------------------------------------------------------------------------------------
Security: 88025T102
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: TENB
ISIN: US88025T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Arthur W. Coviello, Jr. Mgmt Withheld Against
Kimberly L. Hammonds Mgmt Withheld Against
Jerry M. Kennelly Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for the year ending December 31,
2021.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
TENNANT COMPANY Agenda Number: 935350811
--------------------------------------------------------------------------------------------------------------------------
Security: 880345103
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: TNC
ISIN: US8803451033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Azita Arvani Mgmt For For
1B. Election of Director: Timothy R. Morse Mgmt For For
1C. Election of Director: Steven A. Sonnenberg Mgmt Against Against
1D. Election of Director: David W. Huml Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
the year ending December 31, 2021.
3. Advisory approval of executive Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
TRAVERE THERAPEUTICS INC. Agenda Number: 935404347
--------------------------------------------------------------------------------------------------------------------------
Security: 89422G107
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: TVTX
ISIN: US89422G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen Aselage Mgmt For For
Roy Baynes Mgmt Withheld Against
Suzanne Bruhn Mgmt For For
Timothy Coughlin Mgmt For For
Eric Dube Mgmt For For
Gary Lyons Mgmt Withheld Against
Jeffrey Meckler Mgmt For For
John Orwin Mgmt Withheld Against
Sandra Poole Mgmt For For
Ron Squarer Mgmt For For
2. To approve an amendment to the Company's Mgmt For For
Certificate of Incorporation, as amended,
to increase the authorized number of shares
of common stock from 100,000,000 to
200,000,000.
3. To approve the Company's 2018 Equity Mgmt Against Against
Incentive Plan, as amended, to, among other
items, increase the number of shares of
common stock authorized for issuance
thereunder by 3,200,000 shares.
4. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers.
5. To ratify the selection of BDO USA, LLP as Mgmt For For
the independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TTEC HOLDINGS, INC. Agenda Number: 935390740
--------------------------------------------------------------------------------------------------------------------------
Security: 89854H102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: TTEC
ISIN: US89854H1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth D. Tuchman Mgmt For For
1B. Election of Director: Steven J. Anenen Mgmt For For
1C. Election of Director: Tracy L. Bahl Mgmt For For
1D. Election of Director: Gregory A. Conley Mgmt For For
1E. Election of Director: Robert N. Frerichs Mgmt For For
1F. Election of Director: Marc L. Holtzman Mgmt Against Against
1G. Election of Director: Gina L. Loften Mgmt For For
1H. Election of Director: Ekta Singh-Bushell Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as TTEC's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
TTM TECHNOLOGIES, INC. Agenda Number: 935356077
--------------------------------------------------------------------------------------------------------------------------
Security: 87305R109
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: TTMI
ISIN: US87305R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John G. Mayer Mgmt For For
Rex D. Geveden Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. The ratification of the appointment of KPMG Mgmt For For
LLP as independent registered public
accounting firm for the fiscal year ending
January 3, 2022.
--------------------------------------------------------------------------------------------------------------------------
VERICEL CORPORATION Agenda Number: 935348981
--------------------------------------------------------------------------------------------------------------------------
Security: 92346J108
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: VCEL
ISIN: US92346J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert L. Zerbe Mgmt Withheld Against
Alan L. Rubino Mgmt Withheld Against
Heidi Hagen Mgmt For For
Steven Gilman Mgmt For For
Kevin McLaughlin Mgmt For For
Paul Wotton Mgmt For For
Dominick C. Colangelo Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of Vericel Corporation's named
executive officers.
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Vericel
Corporation's Independent Registered Public
Accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
VERINT SYSTEMS INC. Agenda Number: 935427179
--------------------------------------------------------------------------------------------------------------------------
Security: 92343X100
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: VRNT
ISIN: US92343X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dan Bodner Mgmt For For
Linda Crawford Mgmt For For
John Egan Mgmt For For
Reid French Mgmt For For
Stephen Gold Mgmt For For
William Kurtz Mgmt For For
Andrew Miller Mgmt For For
Richard Nottenburg Mgmt For For
Jason Wright Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as independent registered public
accountants for the year ending January 31,
2022.
3. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation of the named
executive officers as disclosed in the
accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
VIAVI SOLUTIONS INC. Agenda Number: 935278564
--------------------------------------------------------------------------------------------------------------------------
Security: 925550105
Meeting Type: Annual
Meeting Date: 11-Nov-2020
Ticker: VIAV
ISIN: US9255501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard E. Belluzzo Mgmt Withheld Against
Keith Barnes Mgmt For For
Laura Black Mgmt For For
Tor Braham Mgmt For For
Timothy Campos Mgmt For For
Donald Colvin Mgmt For For
Glenda Dorchak Mgmt For For
Masood A. Jabbar Mgmt Withheld Against
Oleg Khaykin Mgmt For For
2. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending July 3,
2021.
3. The approval of, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers for the fiscal year
ended June 27, 2020.
--------------------------------------------------------------------------------------------------------------------------
WORKIVA INC. Agenda Number: 935407088
--------------------------------------------------------------------------------------------------------------------------
Security: 98139A105
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: WK
ISIN: US98139A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert H. Herz Mgmt Withheld Against
David S. Mulcahy Mgmt For For
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of Workiva's named executive
officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
XENCOR, INC. Agenda Number: 935422662
--------------------------------------------------------------------------------------------------------------------------
Security: 98401F105
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: XNCR
ISIN: US98401F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bassil I. Dahiyat Ph.D. Mgmt For For
Ellen G. Feigal, M.D. Mgmt For For
Kevin C. Gorman, Ph. D. Mgmt For For
Kurt A. Gustafson Mgmt Withheld Against
Yujiro S. Hata Mgmt For For
A. Bruce Montgomery M.D Mgmt For For
Richard J. Ranieri Mgmt For For
Dagmar Rosa-Bjorkeson Mgmt Withheld Against
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of RSM
US LLP as the independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2021.
3. To hold a non-binding advisory vote on the Mgmt Against Against
compensation of the Company's named
executive officers, as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
YELP INC. Agenda Number: 935218835
--------------------------------------------------------------------------------------------------------------------------
Security: 985817105
Meeting Type: Annual
Meeting Date: 01-Jul-2020
Ticker: YELP
ISIN: US9858171054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Diane M. Irvine Mgmt For For
Christine Barone Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as Yelp's independent registered
public accounting firm for the year ending
December 31, 2020.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of Yelp's named executive
officers, as disclosed in the accompanying
proxy statement.
4. To approve the amendment of Yelp's Amended Mgmt For For
and Restated Certificate of Incorporation
to declassify our Board of Directors and to
provide for the annual election of
directors beginning with the 2021 Annual
Meeting of Stockholders.
--------------------------------------------------------------------------------------------------------------------------
YETI HOLDINGS, INC. Agenda Number: 935377223
--------------------------------------------------------------------------------------------------------------------------
Security: 98585X104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: YETI
ISIN: US98585X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tracey D. Brown Mgmt For For
Alison Dean Mgmt For For
David L. Schnadig Mgmt Withheld Against
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation paid to our named executive
officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as YETI
Holdings, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 1, 2022.
BMO Small-Cap Value Fund
--------------------------------------------------------------------------------------------------------------------------
1ST SOURCE CORPORATION Agenda Number: 935340896
--------------------------------------------------------------------------------------------------------------------------
Security: 336901103
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: SRCE
ISIN: US3369011032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term expiring Mgmt For For
April 2024: Tracy D. Graham
1B. Election of Director for term expiring Mgmt For For
April 2024: Ronda Shrewsbury Weybright
1C. Election of Director for term expiring Mgmt For For
April 2024: Melody Birmingham
1D. Election of Director for term expiring Mgmt Against Against
April 2024: Mark D. Schwabero
2. Ratification of the appointment of BKD LLP Mgmt For For
as 1st Source Corporation's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC. Agenda Number: 935340581
--------------------------------------------------------------------------------------------------------------------------
Security: 014491104
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: ALEX
ISIN: US0144911049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher J. Mgmt For For
Benjamin
1B. Election of Director: Diana M. Laing Mgmt Against Against
1C. Election of Director: John T. Leong Mgmt For For
1D. Election of Director: Thomas A. Lewis, Jr. Mgmt For For
1E. Election of Director: Douglas M. Pasquale Mgmt For For
1F. Election of Director: Michele K. Saito Mgmt For For
1G. Election of Director: Eric K. Yeaman Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY RESOLUTION Mgmt Against Against
RELATING TO EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt Against Against
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
ALKERMES PLC Agenda Number: 935437865
--------------------------------------------------------------------------------------------------------------------------
Security: G01767105
Meeting Type: Annual
Meeting Date: 14-Jun-2021
Ticker: ALKS
ISIN: IE00B56GVS15
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: David A. Mgmt For For
Daglio, Jr.
1.2 Election of Class I Director: Nancy L. Mgmt For For
Snyderman, M.D.
1.3 Election of Class I Director: Frank Anders Mgmt For For
Wilson
1.4 Election of Class I Director: Nancy J. Mgmt For For
Wysenski
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers.
3. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as the independent auditor and accounting
firm of the Company and to authorize, in a
binding vote, the Audit and Risk Committee
of the Board to set the independent auditor
and accounting firm's remuneration.
4. To approve the Alkermes plc 2018 Stock Mgmt Against Against
Option and Incentive Plan, as amended.
5. To approve certain amendments to the Mgmt For For
Company's Articles of Association that
would serve to declassify the Board.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HLDGS, INC Agenda Number: 935353259
--------------------------------------------------------------------------------------------------------------------------
Security: 024061103
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: AXL
ISIN: US0240611030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: David C. Dauch Mgmt For For
1.2 Election of Director: William L. Kozyra Mgmt For For
1.3 Election of Director: Peter D. Lyons Mgmt For For
1.4 Election of Director: Samuel Valenti III Mgmt For For
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of the Company's named
executive officers.
3. Approval of Amended & Restated 2018 Omnibus Mgmt Against Against
Incentive Plan.
4. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMERISAFE, INC. Agenda Number: 935426595
--------------------------------------------------------------------------------------------------------------------------
Security: 03071H100
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: AMSF
ISIN: US03071H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Philip A. Garcia Mgmt For For
Millard E. Morris Mgmt Withheld Against
Randall E. Roach Mgmt Withheld Against
2. To approve, on an advisory basis, our Mgmt Against Against
executive compensation as described in the
Proxy Statement.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
AMKOR TECHNOLOGY, INC. Agenda Number: 935397732
--------------------------------------------------------------------------------------------------------------------------
Security: 031652100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: AMKR
ISIN: US0316521006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James J. Kim Mgmt For For
Susan Y. Kim Mgmt For For
Giel Rutten Mgmt For For
Douglas A. Alexander Mgmt For For
Roger A. Carolin Mgmt Withheld Against
Winston J. Churchill Mgmt Withheld Against
Daniel Liao Mgmt Withheld Against
MaryFrances McCourt Mgmt For For
Robert R. Morse Mgmt For For
Gil C. Tily Mgmt For For
David N. Watson Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
3. Approval of the 2021 Equity Incentive Plan. Mgmt For For
4. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ANGIODYNAMICS, INC. Agenda Number: 935267408
--------------------------------------------------------------------------------------------------------------------------
Security: 03475V101
Meeting Type: Annual
Meeting Date: 13-Oct-2020
Ticker: ANGO
ISIN: US03475V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eileen O. Auen Mgmt For For
James C. Clemmer Mgmt For For
Howard W. Donnelly Mgmt Withheld Against
Jan Stern Reed Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as AngioDynamics independent
registered public accounting firm for the
fiscal year ending May 31, 2021.
3. Say-on-Pay - An advisory vote on the Mgmt Against Against
approval of compensation of our named
executive officers.
4. Consider and vote upon a proposal to Mgmt For For
approve the AngioDynamics, Inc. 2020 Stock
and Incentive Award Plan.
5. Consider and vote upon a proposal to Mgmt For For
approve the amended AngioDynamics, Inc.
Employee Stock Purchase Plan to increase
the total number of shares of common stock
reserved for issuance under the plan from
3,500,000 to 4,000,000.
--------------------------------------------------------------------------------------------------------------------------
ARCBEST CORPORATION Agenda Number: 935350114
--------------------------------------------------------------------------------------------------------------------------
Security: 03937C105
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: ARCB
ISIN: US03937C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
Eduardo F. Conrado Mgmt For For
Fredrik J. Eliasson Mgmt For For
Stephen E. Gorman Mgmt For For
Michael P. Hogan Mgmt For For
Kathleen D. McElligott Mgmt For For
Judy R. McReynolds Mgmt For For
Craig E. Philip Mgmt For For
Steven L. Spinner Mgmt For For
Janice E. Stipp Mgmt For For
II To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's Named
Executive Officers.
III To approve the Second Amendment to the Mgmt Against Against
Amended and Restated Ownership Incentive
Plan.
IV To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for fiscal year
2021.
--------------------------------------------------------------------------------------------------------------------------
ASSOCIATED BANC-CORP Agenda Number: 935346278
--------------------------------------------------------------------------------------------------------------------------
Security: 045487105
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: ASB
ISIN: US0454871056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John F. Bergstrom Mgmt For For
Philip B. Flynn Mgmt For For
R. Jay Gerken Mgmt For For
Judith P. Greffin Mgmt For For
Michael J. Haddad Mgmt For For
Robert A. Jeffe Mgmt For For
Eileen A. Kamerick Mgmt Withheld Against
Gale E. Klappa Mgmt Withheld Against
Cory L. Nettles Mgmt For For
Karen T. van Lith Mgmt Withheld Against
John (Jay) B. Williams Mgmt For For
2. Advisory approval of Associated Banc-Corp's Mgmt Against Against
named executive officer compensation.
3. The ratification of the selection of KPMG Mgmt Against Against
LLP as the independent registered public
accounting firm for Associated Banc-Corp
for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ASTEC INDUSTRIES, INC. Agenda Number: 935348258
--------------------------------------------------------------------------------------------------------------------------
Security: 046224101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: ASTE
ISIN: US0462241011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James B. Baker Mgmt For For
Glen E. Tellock Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt Against Against
Compensation of the Company's named
executive officers.
3. To approve the Company's 2021 Equity Mgmt Against Against
Incentive Plan.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for calendar year 2021.
--------------------------------------------------------------------------------------------------------------------------
AXOS FINANCIAL, INC. Agenda Number: 935268614
--------------------------------------------------------------------------------------------------------------------------
Security: 05465C100
Meeting Type: Annual
Meeting Date: 22-Oct-2020
Ticker: AX
ISIN: US05465C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. Brandon Black Mgmt Withheld Against
Tamara N. Bohlig Mgmt For For
Nicholas A. Mosich Mgmt For For
2. To approve, in a non-binding and advisory Mgmt For For
vote, the compensation of the Company's
named executive officers as disclosed in
the Company's proxy statement.
3. To ratify the selection of BDO USA, LLP as Mgmt For For
the Company's independent public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
BANNER CORPORATION Agenda Number: 935357904
--------------------------------------------------------------------------------------------------------------------------
Security: 06652V208
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: BANR
ISIN: US06652V2088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Roberto R. Herencia Mgmt Against Against
(for three-year term)
1.2 Election of Director: John R. Layman (for Mgmt Against Against
three-year term)
1.3 Election of Director: Kevin F. Riordan (for Mgmt For For
three-year term)
1.4 Election of Director: Terry Schwakopf (for Mgmt For For
three-year term)
1.5 Election of Director: Ellen R.M. Boyer (for Mgmt For For
one-year term)
1.6 Election of Director: David I. Matson (for Mgmt For For
one-year term)
1.7 Election of Director: John Pedersen (for Mgmt For For
one-year term)
2. Advisory approval of the compensation of Mgmt Against Against
Banner Corporation's named executive
officers.
3. Ratification of the Audit Committee's Mgmt For For
appointment of Moss Adams LLP as the
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BIG LOTS, INC. Agenda Number: 935395156
--------------------------------------------------------------------------------------------------------------------------
Security: 089302103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: BIG
ISIN: US0893021032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sandra Campos Mgmt For For
James R. Chambers Mgmt For For
Sebastian J. DiGrande Mgmt For For
Marla C. Gottschalk Mgmt For For
Cynthia T. Jamison Mgmt For For
Thomas A. Kingsbury Mgmt For For
Christopher J McCormick Mgmt For For
Kimberley A. Newton Mgmt For For
Nancy A. Reardon Mgmt For For
Wendy L. Schoppert Mgmt For For
Bruce K. Thorn Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt Against Against
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2021.
--------------------------------------------------------------------------------------------------------------------------
BOISE CASCADE COMPANY Agenda Number: 935352396
--------------------------------------------------------------------------------------------------------------------------
Security: 09739D100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: BCC
ISIN: US09739D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nate Jorgensen Mgmt For For
1B. Election of Director: Richard Fleming Mgmt For For
1C. Election of Director: Mack Hogans Mgmt For For
1D. Election of Director: Christopher McGowan Mgmt For For
2. Advisory vote approving the Company's Mgmt For For
executive compensation.
3. To ratify the appointment of KPMG as the Mgmt For For
Company's external auditors for the year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BOYD GAMING CORPORATION Agenda Number: 935359869
--------------------------------------------------------------------------------------------------------------------------
Security: 103304101
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: BYD
ISIN: US1033041013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John R. Bailey Mgmt For For
Robert L. Boughner Mgmt Withheld Against
William R. Boyd Mgmt For For
William S. Boyd Mgmt For For
Marianne Boyd Johnson Mgmt For For
Keith E. Smith Mgmt For For
Christine J. Spadafor Mgmt For For
A. Randall Thoman Mgmt For For
Peter M. Thomas Mgmt Withheld Against
Paul W. Whetsell Mgmt For For
Veronica J. Wilson Mgmt Withheld Against
2. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CADENCE BANCORPORATION Agenda Number: 935362260
--------------------------------------------------------------------------------------------------------------------------
Security: 12739A100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: CADE
ISIN: US12739A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul B. Murphy, Jr. Mgmt For For
Precious W. Owodunni Mgmt For For
Marc J. Shapiro Mgmt For For
J. Thomas Wiley, Jr. Mgmt For For
2. Approval (on an advisory basis) of the Mgmt Against Against
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP to serve as the Company's
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
CALERES, INC. Agenda Number: 935392908
--------------------------------------------------------------------------------------------------------------------------
Security: 129500104
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: CAL
ISIN: US1295001044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lisa A. Flavin Mgmt For For
Brenda C. Freeman Mgmt For For
Lori H. Greeley Mgmt For For
2. Ratification of Ernst & Young LLP as the Mgmt Against Against
Company's independent registered public
accountants.
3. Approval, by non-binding advisory vote, of Mgmt Against Against
the Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CARTER'S INC. Agenda Number: 935393087
--------------------------------------------------------------------------------------------------------------------------
Security: 146229109
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CRI
ISIN: US1462291097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hali Borenstein Mgmt For For
1B. Election of Director: Giuseppina Mgmt For For
Buonfantino
1C. Election of Director: Michael D. Casey Mgmt For For
1D. Election of Director: A. Bruce Cleverly Mgmt Against Against
1E. Election of Director: Jevin S. Eagle Mgmt For For
1F. Election of Director: Mark P. Hipp Mgmt For For
1G. Election of Director: William J. Montgoris Mgmt Against Against
1H. Election of Director: David Pulver Mgmt Against Against
1I. Election of Director: Gretchen W. Schar Mgmt For For
2. Advisory approval of executive Mgmt Against Against
compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
CATHAY GENERAL BANCORP Agenda Number: 935402519
--------------------------------------------------------------------------------------------------------------------------
Security: 149150104
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: CATY
ISIN: US1491501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election Class I Director for the term Mgmt For For
ending in 2024: Jane Jelenko
1B. Election Class I Director for the term Mgmt Against Against
ending in 2024: Anthony M. Tang
1C. Election Class I Director for the term Mgmt For For
ending in 2024: Shally Wang
1D. Election Class I Director for the term Mgmt Against Against
ending in 2024: Peter Wu
1E. Election Class II Director for the term Mgmt For For
ending 2022: Chang M. Liu
2. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation paid to Cathay General
Bancorp's named executive officers as
disclosed in the proxy statement.
3. Ratification of the appointment of KPMG LLP Mgmt Against Against
as Cathay General Bancorp's independent
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL PACIFIC FINANCIAL CORP. Agenda Number: 935341254
--------------------------------------------------------------------------------------------------------------------------
Security: 154760409
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: CPF
ISIN: US1547604090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christine H. H. Camp Mgmt Withheld Against
Earl E. Fry Mgmt Withheld Against
Wayne K. Kamitaki Mgmt For For
Paul J. Kosasa Mgmt Withheld Against
Duane K. Kurisu Mgmt For For
Christopher T. Lutes Mgmt For For
Colbert M. Matsumoto Mgmt Withheld Against
A. Catherine Ngo Mgmt For For
Saedene K. Ota Mgmt For For
Crystal K. Rose Mgmt Withheld Against
Paul K. Yonamine Mgmt For For
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of the company's
named executive officers ("Say-On-Pay").
3. To ratify the appointment of Crowe LLP as Mgmt For For
the company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CENTURY COMMUNITIES, INC. Agenda Number: 935354174
--------------------------------------------------------------------------------------------------------------------------
Security: 156504300
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: CCS
ISIN: US1565043007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dale Francescon Mgmt For For
1B. Election of Director: Robert J. Francescon Mgmt For For
1C. Election of Director: Patricia L. Arvielo Mgmt For For
1D. Election of Director: John P. Box Mgmt For For
1E. Election of Director: Keith R. Guericke Mgmt For For
1F. Election of Director: James M. Lippman Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 935404703
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan S. McKim Mgmt For For
John T. Preston Mgmt Withheld Against
2. To approve an advisory vote on the Mgmt Against Against
Company's executive compensation.
3. To approve the Company's Amended and Mgmt For For
Restated Management Incentive Plan.
4. To ratify the selection by the Audit Mgmt For For
Committee of the Company's Board of
Directors of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the current fiscal
year.
5. To ratify, on an advisory basis, an Mgmt Against Against
exclusive forum amendment to the Company's
By-Laws.
--------------------------------------------------------------------------------------------------------------------------
CLEARWAY ENERGY, INC. Agenda Number: 935350998
--------------------------------------------------------------------------------------------------------------------------
Security: 18539C204
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: CWEN
ISIN: US18539C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Bram Mgmt For For
Nathaniel Anschuetz Mgmt For For
Brian R. Ford Mgmt For For
Bruce MacLennan Mgmt For For
Ferrell P. McClean Mgmt For For
Daniel B. More Mgmt For For
E. Stanley O'Neal Mgmt For For
Christopher S. Sotos Mgmt For For
Scott Stanley Mgmt For For
2. To approve, on a non-binding advisory Mgmt Against Against
basis, Clearway Energy, Inc.'s executive
compensation.
3. To approve the amendment and restatement of Mgmt For For
the Amended and Restated 2013 Equity
Incentive Plan to increase the number of
shares of common stock available for
issuance under the plan and to make certain
additional changes.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Clearway Energy, Inc.'s independent
registered public accounting firm for the
2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
COHERUS BIOSCIENCES INC Agenda Number: 935381121
--------------------------------------------------------------------------------------------------------------------------
Security: 19249H103
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: CHRS
ISIN: US19249H1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
V. Bryan Lawlis, Ph.D. Mgmt Withheld Against
Kimberly J. Tzoumakas Mgmt For For
Alan C. Mendelson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
COLUMBUS MCKINNON CORPORATION Agenda Number: 935236047
--------------------------------------------------------------------------------------------------------------------------
Security: 199333105
Meeting Type: Annual
Meeting Date: 20-Jul-2020
Ticker: CMCO
ISIN: US1993331057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard H. Fleming Mgmt For For
David J. Wilson Mgmt For For
Nicholas T. Pinchuk Mgmt For For
Liam G. McCarthy Mgmt For For
R. Scott Trumbull Mgmt For For
Heath A. Mitts Mgmt For For
Kathryn V. Roedel Mgmt For For
Aziz Aghili Mgmt For For
Jeanne Beliveau-Dunn Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as independent registered public
accounting firm for the fiscal year ending
March 31, 2021.
3. To conduct a shareholder advisory vote on Mgmt Against Against
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
COMMERCIAL METALS COMPANY Agenda Number: 935308088
--------------------------------------------------------------------------------------------------------------------------
Security: 201723103
Meeting Type: Annual
Meeting Date: 13-Jan-2021
Ticker: CMC
ISIN: US2017231034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vicki L. Avril-Groves Mgmt For For
Barbara R. Smith Mgmt For For
Joseph C. Winkler Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending August 31, 2021.
3. Advisory vote on executive compensation. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
COMMUNITY TRUST BANCORP, INC. Agenda Number: 935369339
--------------------------------------------------------------------------------------------------------------------------
Security: 204149108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CTBI
ISIN: US2041491083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles J. Baird Mgmt For For
David Collins Mgmt For For
Franklin H. Farris, Jr. Mgmt For For
Jean R. Hale Mgmt For For
Eugenia C. Luallen Mgmt For For
Ina Michelle Matthews Mgmt For For
James E. McGhee II Mgmt For For
Franky Minnifield Mgmt For For
M. Lynn Parrish Mgmt For For
Anthony W. St. Charles Mgmt For For
Chad C. Street Mgmt For For
2. Proposal to ratify and approve the Mgmt For For
appointment of BKD, LLP as Community Trust
Bancorp, Inc.'s Independent Registered
Public Accounting Firm for the fiscal year
ending December 31, 2021.
3. Proposal to approve the advisory Mgmt For For
(nonbinding) resolution relating to
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
COMPUTER PROGRAMS AND SYSTEMS, INC. Agenda Number: 935368983
--------------------------------------------------------------------------------------------------------------------------
Security: 205306103
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CPSI
ISIN: US2053061030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Class I Director: Glenn P. Mgmt For For
Tobin
2. To approve on an advisory basis the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accountants for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CONMED CORPORATION Agenda Number: 935384002
--------------------------------------------------------------------------------------------------------------------------
Security: 207410101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CNMD
ISIN: US2074101013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Bronson Mgmt For For
Brian P. Concannon Mgmt For For
LaVerne Council Mgmt For For
Charles M. Farkas Mgmt For For
Martha Goldberg Aronson Mgmt For For
Curt R. Hartman Mgmt For For
Jerome J. Lande Mgmt For For
B.J. Schwarzentraub Mgmt For For
Mark E. Tryniski Mgmt Withheld Against
Dr. John L. Workman Mgmt For For
2. Ratification of appointment of Mgmt Against Against
Pricewaterhouse Coopers, LLP as the
Company's Independent registered accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory Vote on Named Executive Officer Mgmt Against Against
Compensation.
--------------------------------------------------------------------------------------------------------------------------
COWEN INC. Agenda Number: 935447955
--------------------------------------------------------------------------------------------------------------------------
Security: 223622606
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: COWN
ISIN: US2236226062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brett H. Barth Mgmt For For
Katherine E. Dietze Mgmt For For
Gregg A. Gonsalves Mgmt For For
Steven Kotler Mgmt For For
Lawrence E. Leibowitz Mgmt For For
Margaret L. Poster Mgmt For For
Douglas A. Rediker Mgmt For For
Jeffrey M. Solomon Mgmt For For
2. An advisory vote to approve the Mgmt Against Against
compensation of the named executive
officers.
3. Ratify the appointment of KPMG LLP as the Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. Approve an increase in the shares available Mgmt Against Against
for issuance under the 2020 Equity
Incentive Plan.
5. A Shareholder Proposal Entitled Shr Against For
"Shareholder Right to Act by Written
Consent".
--------------------------------------------------------------------------------------------------------------------------
CRANE CO. Agenda Number: 935346557
--------------------------------------------------------------------------------------------------------------------------
Security: 224399105
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: CR
ISIN: US2243991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Martin R. Benante Mgmt For For
1B. Election of Director: Donald G. Cook Mgmt Against Against
1C. Election of Director: Michael Dinkins Mgmt For For
1D. Election of Director: Ronald C. Lindsay Mgmt For For
1E. Election of Director: Ellen McClain Mgmt For For
1F. Election of Director: Charles G. McClure, Mgmt For For
Jr.
1G. Election of Director: Max H. Mitchell Mgmt For For
1H. Election of Director: Jennifer M. Pollino Mgmt For For
1I. Election of Director: John S. Stroup Mgmt Against Against
1J. Election of Director: James L.L. Tullis Mgmt Against Against
2. Ratification of selection of Deloitte & Mgmt Against Against
Touche LLP as independent auditors for the
Company for 2021.
3. Say on Pay - An advisory vote to approve Mgmt Against Against
the compensation paid to certain executive
officers.
4. Proposal to approve the 2018 Amended & Mgmt For For
Restated Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
DANA INCORPORATED Agenda Number: 935342268
--------------------------------------------------------------------------------------------------------------------------
Security: 235825205
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: DAN
ISIN: US2358252052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rachel A. Gonzalez Mgmt For For
James K. Kamsickas Mgmt For For
Virginia A. Kamsky Mgmt For For
Bridget E. Karlin Mgmt For For
Raymond E. Mabus, Jr. Mgmt For For
Michael J. Mack, Jr. Mgmt For For
R. Bruce McDonald Mgmt For For
Diarmuid B. O'Connell Mgmt For For
Keith E. Wandell Mgmt Withheld Against
2. Approval of a non-binding advisory proposal Mgmt For For
approving executive compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm.
4. Approval of the Dana Incorporated 2021 Mgmt For For
Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
DEL TACO RESTAURANTS, INC. Agenda Number: 935398241
--------------------------------------------------------------------------------------------------------------------------
Security: 245496104
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: TACO
ISIN: US2454961044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph Stein Mgmt For For
Valerie L. Insignares Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 28, 2021.
3. Advisory approval of the compensation paid Mgmt Against Against
to the Company's named executive officers,
as disclosed in the Company's proxy
statement with respect to the 2021 Annual
Meeting of Shareholders pursuant to the
Securities and Exchange Commission's
compensation disclosure rules.
4. Approve and adopt the second amendment to Mgmt For For
the Del Taco Restaurants, Inc. 2015 Omnibus
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
DINE BRANDS GLOBAL, INC. Agenda Number: 935366876
--------------------------------------------------------------------------------------------------------------------------
Security: 254423106
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: DIN
ISIN: US2544231069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Howard M. Berk Mgmt For For
1b. Election of Director: Daniel J. Brestle Mgmt For For
1c. Election of Director: Susan M. Collyns Mgmt For For
1d. Election of Director: Richard J. Dahl Mgmt For For
1e. Election of Director: Michael C. Hyter Mgmt For For
1f. Election of Director: Larry A. Kay Mgmt For For
1g. Election of Director: Caroline W. Nahas Mgmt For For
1h. Election of Director: Douglas M. Pasquale Mgmt For For
1i. Election of Director: John W. Peyton Mgmt For For
1j. Election of Director: Lilian C. Tomovich Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Corporation's independent
auditor for the fiscal year ending December
31, 2021.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of the Corporation's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
DIODES INCORPORATED Agenda Number: 935380585
--------------------------------------------------------------------------------------------------------------------------
Security: 254543101
Meeting Type: Annual
Meeting Date: 24-May-2021
Ticker: DIOD
ISIN: US2545431015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Angie Chen Button Mgmt For For
C.H. Chen Mgmt Withheld Against
Warren Chen Mgmt For For
Michael R. Giordano Mgmt Withheld Against
Keh-Shew Lu Mgmt For For
Peter M. Menard Mgmt For For
Christina Wen-Chi Sung Mgmt For For
Michael K.C. Tsai Mgmt For For
2. Approval of Executive Compensation. To Mgmt For For
approve, on an advisory basis, the
Company's executive compensation.
3. Ratification of Appointment of Independent Mgmt Against Against
Registered Public Accounting Firm. To
Ratify the appointment of Moss Adams LLP as
the Company's independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DXP ENTERPRISES, INC. Agenda Number: 935414134
--------------------------------------------------------------------------------------------------------------------------
Security: 233377407
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: DXPE
ISIN: US2333774071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David R. Little Mgmt For For
Kent Yee Mgmt For For
Joseph R. Mannes Mgmt Withheld Against
Timothy P. Halter Mgmt Withheld Against
David Patton Mgmt Withheld Against
2. Approve, on a non-binding, advisory basis, Mgmt Against Against
the compensation of the named executive
officers.
3. Ratify the appointment of Moss Adams LLP as Mgmt For For
the independent registered public
accounting firm for DXP Enterprises, Inc.
for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC. Agenda Number: 935385674
--------------------------------------------------------------------------------------------------------------------------
Security: 277276101
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: EGP
ISIN: US2772761019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: D. Pike Aloian
1B. Election of Director to serve for a Mgmt For For
one-year term: H. Eric Bolton, Jr.
1C. Election of Director to serve for a one Mgmt Against Against
year term: Donald F. Colleran
1D. Election of Director to serve for a one Mgmt For For
year term: Hayden C. Eaves III
1E. Election of Director to serve for a one Mgmt Against Against
year term: David H. Hoster II
1F. Election of Director to serve for a one Mgmt For For
year term: Marshall A. Loeb
1G. Election of Director to serve for a one Mgmt For For
year term: Mary E. McCormick
1H. Election of Director to serve for a one Mgmt For For
year term: Katherine M. Sandstrom
2. To ratify the appointment of KPMG LLP as Mgmt Against Against
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve by a non-binding advisory vote Mgmt Against Against
the compensation of the Company's Named
Executive Officers as described in the
Company's definitive proxy statement.
4. To approve the amendment and restatement of Mgmt For For
the Company's charter and bylaws to allow
the bylaws to be amended by a majority of
stockholder votes.
--------------------------------------------------------------------------------------------------------------------------
EMCOR GROUP, INC. Agenda Number: 935410528
--------------------------------------------------------------------------------------------------------------------------
Security: 29084Q100
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: EME
ISIN: US29084Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John W. Altmeyer Mgmt For For
1B. Election of Director: Anthony J. Guzzi Mgmt For For
1C. Election of Director: Ronald L. Johnson Mgmt For For
1D. Election of Director: David H. Laidley Mgmt For For
1E. Election of Director: Carol P. Lowe Mgmt Against Against
1F. Election of Director: M. Kevin McEvoy Mgmt For For
1G. Election of Director: William P. Reid Mgmt For For
1H. Election of Director: Steven B. Mgmt For For
Schwarzwaelder
1I. Election of Director: Robin Walker-Lee Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt Against Against
named executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent auditors for 2021.
4. Stockholder proposal regarding written Shr Against For
consent.
--------------------------------------------------------------------------------------------------------------------------
EMPLOYERS HOLDINGS, INC. Agenda Number: 935395738
--------------------------------------------------------------------------------------------------------------------------
Security: 292218104
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: EIG
ISIN: US2922181043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Katherine H. Mgmt For For
Antonello
1B. Election of Director: Richard W. Blakey Mgmt Against Against
1C. Election of Director: Joao "John" M. de Mgmt For For
Figueiredo
1D. Election of Director: James R. Kroner Mgmt For For
1E. Election of Director: Michael J. McColgan Mgmt For For
1F. Election of Director: Michael J. McSally Mgmt For For
1G. Election of Director: Prasanna G. Dhore Mgmt For For
1H. Election of Director: Valerie R. Glenn Mgmt Against Against
1I. Election of Director: Barbara A. Higgins Mgmt For For
1J. Election of Director: Jeanne L. Mockard Mgmt For For
2. To approve the Company's executive Mgmt Against Against
compensation.
3. Ratification of the appointment of the Mgmt For For
Company's independent accounting firm,
Ernst & Young LLP, for 2021.
--------------------------------------------------------------------------------------------------------------------------
ENCORE CAPITAL GROUP, INC. Agenda Number: 935413384
--------------------------------------------------------------------------------------------------------------------------
Security: 292554102
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: ECPG
ISIN: US2925541029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael P. Monaco Mgmt For For
Ashwini (Ash) Gupta Mgmt For For
Wendy G. Hannam Mgmt For For
Jeffrey A. Hilzinger Mgmt For For
Angela A. Knight Mgmt For For
Laura Newman Olle Mgmt For For
Richard J. Srednicki Mgmt For For
Richard P. Stovsky Mgmt For For
Ashish Masih Mgmt For For
2. Non-binding advisory vote to approve the Mgmt Against Against
compensation of the Company's named
executive officers.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ESSENT GROUP LTD Agenda Number: 935388822
--------------------------------------------------------------------------------------------------------------------------
Security: G3198U102
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: ESNT
ISIN: BMG3198U1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jane P. Chwick Mgmt For For
Aditya Dutt Mgmt For For
Roy J. Kasmar Mgmt For For
2. REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDED DECEMBER 31, 2021
AND UNTIL THE 2022 ANNUAL GENERAL MEETING
OF SHAREHOLDERS, AND TO REFER THE
DETERMINATION OF THE AUDITORS' COMPENSATION
TO THE BOARD OF DIRECTORS.
3. PROVIDE A NON-BINDING, ADVISORY VOTE ON OUR Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EVERCORE INC. Agenda Number: 935424301
--------------------------------------------------------------------------------------------------------------------------
Security: 29977A105
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: EVR
ISIN: US29977A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger C. Altman Mgmt For For
Richard I. Beattie Mgmt For For
Pamela G. Carlton Mgmt For For
Ellen V. Futter Mgmt For For
Gail B. Harris Mgmt Withheld Against
Robert B. Millard Mgmt For For
Willard J. Overlock Jr Mgmt For For
Sir Simon M. Robertson Mgmt For For
Ralph L. Schlosstein Mgmt For For
John S. Weinberg Mgmt For For
William J. Wheeler Mgmt For For
Sarah K. Williamson Mgmt For For
Kendrick R. Wilson III Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
executive compensation of our Named
Executive Officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
FABRINET Agenda Number: 935288399
--------------------------------------------------------------------------------------------------------------------------
Security: G3323L100
Meeting Type: Annual
Meeting Date: 10-Dec-2020
Ticker: FN
ISIN: KYG3323L1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Seamus Grady Mgmt For For
Thomas F. Kelly Mgmt For For
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers ABAS Ltd. as
Fabrinet's independent registered public
accounting firm for the fiscal year ending
June 25, 2021.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation paid to Fabrinet's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
FINANCIAL INSTITUTIONS, INC. Agenda Number: 935420668
--------------------------------------------------------------------------------------------------------------------------
Security: 317585404
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: FISI
ISIN: US3175854047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dawn H. Burlew Mgmt For For
Robert N. Latella Mgmt For For
Mauricio F. Riveros Mgmt For For
Mark A. Zupan, PhD Mgmt For For
2. Advisory Vote to Approve Compensation of Mgmt Against Against
Our Named Executive Officers.
3. Approval of Amended and Restated 2015 Mgmt Against Against
Long-Term Incentive Plan.
4. Ratification of Appointment of RSM US LLP Mgmt For For
as our Independent Registered Public
Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
FIRST BANCORP Agenda Number: 935348260
--------------------------------------------------------------------------------------------------------------------------
Security: 318910106
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: FBNC
ISIN: US3189101062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel T. Blue, Jr. Mgmt For For
Mary Clara Capel Mgmt Withheld Against
James C. Crawford, III Mgmt Withheld Against
Suzanne S. DeFerie Mgmt Withheld Against
Abby J. Donnelly Mgmt For For
John B. Gould Mgmt For For
Michael G. Mayer Mgmt For For
Richard H. Moore Mgmt For For
O. Temple Sloan, III Mgmt For For
Frederick L. Taylor, II Mgmt Withheld Against
Virginia C. Thomasson Mgmt Withheld Against
Dennis A. Wicker Mgmt Withheld Against
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as the independent auditors of the Company
for 2021.
3. To approve, on a non-binding basis, the Mgmt Against Against
compensation paid to the Company's named
executive officers, as disclosed in the
accompanying proxy statement ("Say on
Pay").
4. To approve an amendment to the First Mgmt Against Against
Bancorp 2014 Equity Plan.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMONWEALTH FINANCIAL CORPORATION Agenda Number: 935354186
--------------------------------------------------------------------------------------------------------------------------
Security: 319829107
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: FCF
ISIN: US3198291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Julie A. Caponi Mgmt Withheld Against
Ray T. Charley Mgmt Withheld Against
Gary R. Claus Mgmt For For
David S. Dahlmann Mgmt Withheld Against
Johnston A. Glass Mgmt Withheld Against
Jon L. Gorney Mgmt For For
Jane Grebenc Mgmt For For
David W. Greenfield Mgmt For For
Bart E. Johnson Mgmt For For
Luke A. Latimer Mgmt For For
Aradhna M. Oliphant Mgmt For For
T. Michael Price Mgmt For For
Robert J. Ventura Mgmt Withheld Against
Stephen A. Wolfe Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the company's independent registered
public accounting firm for 2021.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
FIRST INDUSTRIAL REALTY TRUST, INC. Agenda Number: 935388024
--------------------------------------------------------------------------------------------------------------------------
Security: 32054K103
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: FR
ISIN: US32054K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director term expires in 2022: Mgmt For For
Peter E. Baccile
1.2 Election of Director term expires in 2022: Mgmt For For
Teresa B. Bazemore
1.3 Election of Director term expires in 2022: Mgmt For For
Matthew S. Dominski
1.4 Election of Director term expires in 2022: Mgmt For For
H. Patrick Hackett, Jr.
1.5 Election of Director term expires in 2022: Mgmt For For
Denise A. Olsen
1.6 Election of Director term expires in 2022: Mgmt Against Against
John E. Rau
1.7 Election of Director term expires in 2022: Mgmt For For
Marcus L. Smith
2. To approve, on an advisory (i.e. Mgmt Against Against
non-binding) basis, the compensation of the
Company's named executive officers as
disclosed in the Proxy Statement for the
2021 Annual Meeting.
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 935361915
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael R. Becher Mgmt For For
Susan W. Brooks Mgmt For For
Mark K. Hardwick Mgmt For For
William L. Hoy Mgmt Withheld Against
Patrick A. Sherman Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt Against Against
the compensation of First Merchants
Corporation's named executive officers.
3. Proposal to ratify the appointment of the Mgmt Against Against
firm BKD, LLP as the independent auditor
for 2021.
--------------------------------------------------------------------------------------------------------------------------
FLAGSTAR BANCORP, INC. Agenda Number: 935389773
--------------------------------------------------------------------------------------------------------------------------
Security: 337930705
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: FBC
ISIN: US3379307057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alessandro P. DiNello Mgmt For For
1B. Election of Director: Jay J. Hansen Mgmt Against Against
1C. Election of Director: Toan Huynh Mgmt For For
1D. Election of Director: Lori Jordan Mgmt For For
1E. Election of Director: John D. Lewis Mgmt For For
1F. Election of Director: Bruce E. Nyberg Mgmt For For
1G. Election of Director: James A. Ovenden Mgmt For For
1H. Election of Director: Peter Schoels Mgmt For For
1I. Election of Director: David L. Treadwell Mgmt For For
1J. Election of Director: Jennifer R. Whip Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2021.
3. To adopt an advisory (non-binding) Mgmt Against Against
resolution to approve named executive
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
GETTY REALTY CORP. Agenda Number: 935352904
--------------------------------------------------------------------------------------------------------------------------
Security: 374297109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: GTY
ISIN: US3742971092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher J. Mgmt For For
Constant
1B. Election of Director: Milton Cooper Mgmt Abstain Against
1C. Election of Director: Philip E. Coviello Mgmt Abstain Against
1D. Election of Director: Mary Lou Malanoski Mgmt For For
1E. Election of Director: Richard E. Montag Mgmt For For
1F. Election of Director: Howard B. Safenowitz Mgmt Abstain Against
2. ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION (SAY-ON- PAY).
3. RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2021.
4. APPROVAL OF THE GETTY REALTY CORP. THIRD Mgmt Against Against
AMENDED AND RESTATED 2004 OMNIBUS INCENTIVE
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
GLADSTONE COMMERCIAL CORPORATION Agenda Number: 935355847
--------------------------------------------------------------------------------------------------------------------------
Security: 376536108
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: GOOD
ISIN: US3765361080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Terry L. Brubaker Mgmt For For
Caren D. Merrick Mgmt Withheld Against
Walter H. Wilkinson, Jr Mgmt Withheld Against
2. To ratify our Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GOLDEN ENTERTAINMENT, INC. Agenda Number: 935400159
--------------------------------------------------------------------------------------------------------------------------
Security: 381013101
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: GDEN
ISIN: US3810131017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Blake L. Sartini Mgmt For For
Lyle A. Berman Mgmt For For
Ann Dozier Mgmt Withheld Against
Mark A. Lipparelli Mgmt Withheld Against
Anthony A. Marnell III Mgmt Withheld Against
Robert L. Miodunski Mgmt For For
Terrence L. Wright Mgmt Withheld Against
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of our named
executive officers as disclosed in the
accompanying proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GRAHAM HOLDINGS COMPANY Agenda Number: 935367614
--------------------------------------------------------------------------------------------------------------------------
Security: 384637104
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: GHC
ISIN: US3846371041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tony Allen Mgmt For For
Christopher C. Davis Mgmt Withheld Against
Anne M. Mulcahy Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
GRAY TELEVISION, INC. Agenda Number: 935356217
--------------------------------------------------------------------------------------------------------------------------
Security: 389375106
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: GTN
ISIN: US3893751061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hilton H. Howell, Jr. Mgmt For For
Howell W. Newton Mgmt Withheld Against
Richard L. Boger Mgmt Withheld Against
T. L. Elder Mgmt Withheld Against
Luis A. Garcia Mgmt For For
Richard B. Hare Mgmt For For
Robin R. Howell Mgmt Withheld Against
Donald P. LaPlatney Mgmt For For
Paul H. McTear Mgmt Withheld Against
Sterling A Spainhour Jr Mgmt For For
2. The ratification of the appointment of RSM Mgmt For For
US LLP as Gray Television, Inc.'s
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
GREAT SOUTHERN BANCORP, INC. Agenda Number: 935369834
--------------------------------------------------------------------------------------------------------------------------
Security: 390905107
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: GSBC
ISIN: US3909051076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas J. Carlson Mgmt Withheld Against
Debra M. Shantz Hart Mgmt Withheld Against
Joseph W. Turner Mgmt For For
2. The advisory (non-binding) vote on Mgmt Against Against
executive compensation.
3. The ratification of the appointment of BKD, Mgmt Against Against
LLP as Great Southern Bancorp, Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GREAT WESTERN BANCORP INC Agenda Number: 935321024
--------------------------------------------------------------------------------------------------------------------------
Security: 391416104
Meeting Type: Annual
Meeting Date: 09-Feb-2021
Ticker: GWB
ISIN: US3914161043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James Brannen Mgmt For For
Thomas Henning Mgmt For For
Daniel Rykhus Mgmt For For
2. To approve, by advisory vote, a resolution Mgmt For For
on executive compensation.
3. To approve an amendment to the Company's Mgmt Against Against
2014 Omnibus Incentive Plan.
4. To approve an amendment to the Company's Mgmt Against Against
2014 Non-Employee Director Plan.
5. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
H&E EQUIPMENT SERVICES, INC. Agenda Number: 935365898
--------------------------------------------------------------------------------------------------------------------------
Security: 404030108
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: HEES
ISIN: US4040301081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John M. Engquist Mgmt For For
Bradley W. Barber Mgmt For For
Paul N. Arnold Mgmt Withheld Against
Gary W. Bagley Mgmt Withheld Against
Bruce C. Bruckmann Mgmt Withheld Against
Patrick L. Edsell Mgmt For For
Thomas J. Galligan III Mgmt For For
Lawrence C. Karlson Mgmt Withheld Against
John T. Sawyer Mgmt Withheld Against
2. Ratification of appointment of BDO USA, LLP Mgmt For For
as independent registered public accounting
firm for the year ending December 31, 2021.
3. Advisory vote on Named Executive Officer Mgmt Against Against
compensation as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
HANCOCK WHITNEY CORPORATION Agenda Number: 935344286
--------------------------------------------------------------------------------------------------------------------------
Security: 410120109
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: HWC
ISIN: US4101201097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John M. Hairston Mgmt For For
James H. Horne Mgmt Withheld Against
Suzette K. Kent Mgmt For For
Jerry L. Levens Mgmt For For
Christine L. Pickering Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm to audit the books of the Company and
its subsidiaries for 2021.
--------------------------------------------------------------------------------------------------------------------------
HANGER, INC. Agenda Number: 935378136
--------------------------------------------------------------------------------------------------------------------------
Security: 41043F208
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HNGR
ISIN: US41043F2083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vinit K. Asar Mgmt For For
Asif Ahmad Mgmt For For
Christopher B. Begley Mgmt For For
John T. Fox Mgmt For For
Thomas C. Freyman Mgmt For For
Stephen E. Hare Mgmt For For
Mark M. Jones Mgmt For For
Cynthia L. Lucchese Mgmt For For
Richard R. Pettingill Mgmt For For
Kathryn M. Sullivan Mgmt For For
2. To approve, by advisory vote, the Mgmt Against Against
compensation of the Company's named
executive officers.
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent auditor for the fiscal year
ended December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
HEALTHCARE REALTY TRUST INCORPORATED Agenda Number: 935360545
--------------------------------------------------------------------------------------------------------------------------
Security: 421946104
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: HR
ISIN: US4219461047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Todd J. Meredith Mgmt For For
John V. Abbott Mgmt For For
Nancy H. Agee Mgmt For For
Edward H. Braman Mgmt For For
Ajay Gupta Mgmt For For
James J. Kilroy Mgmt For For
Peter F. Lyle, Sr. Mgmt For For
John Knox Singleton Mgmt For For
Christann M. Vasquez Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as the independent registered public
accounting firm for the Company and its
subsidiaries for the Company's 2021 fiscal
year.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the following resolution: RESOLVED,
that the shareholders of Healthcare Realty
Trust Incorporated approve, on a
non-binding advisory basis, the
compensation of the Named Executive
Officers as disclosed pursuant to Item 402
of Regulation S-K in the Company's proxy
statement for the 2021 Annual Meeting of
Shareholders.
--------------------------------------------------------------------------------------------------------------------------
HEALTHSTREAM, INC. Agenda Number: 935381690
--------------------------------------------------------------------------------------------------------------------------
Security: 42222N103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HSTM
ISIN: US42222N1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert A. Frist, Jr. Mgmt For For
Frank E. Gordon Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
HEARTLAND FINANCIAL USA, INC. Agenda Number: 935382680
--------------------------------------------------------------------------------------------------------------------------
Security: 42234Q102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: HTLF
ISIN: US42234Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director for a Term Mgmt For For
Expiring in 2024: Lynn B. Fuller
1B. Election of Class I Director for a Term Mgmt For For
Expiring in 2024: Christopher S. Hylen
1C. Election of Class I Director for a Term Mgmt For For
Expiring in 2024: Susan G. Murphy
1D. Election of Class I Director for a Term Mgmt For For
Expiring in 2024: Martin J. Schmitz
1E. Election of Class I Director for a Term Mgmt For For
Expiring in 2024: Kathryn Graves Unger
2. Ratify the appointment of KPMG LLP as the Mgmt Against Against
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. Take a non-binding, advisory vote on Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
HEIDRICK & STRUGGLES INTERNATIONAL, INC. Agenda Number: 935410415
--------------------------------------------------------------------------------------------------------------------------
Security: 422819102
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: HSII
ISIN: US4228191023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth L. Axelrod Mgmt For For
Laszlo Bock Mgmt For For
Lyle Logan Mgmt Withheld Against
T. Willem Mesdag Mgmt For For
Krishnan Rajagopalan Mgmt For For
Stacey Rauch Mgmt For For
Adam Warby Mgmt For For
2. Advisory vote to approve Named Executive Mgmt For For
Officer compensation.
3. To ratify the appointment of RSM US LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
HERC HOLDINGS INC. Agenda Number: 935355493
--------------------------------------------------------------------------------------------------------------------------
Security: 42704L104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: HRI
ISIN: US42704L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt Against Against
next Annual Meeting: Patrick D. Campbell
1B. Election of Director to serve until the Mgmt For For
next Annual Meeting: Lawrence H. Silber
1C. Election of Director to serve until the Mgmt For For
next Annual Meeting: James H. Browning
1D. Election of Director to serve until the Mgmt For For
next Annual Meeting: Shari L. Burgess
1E. Election of Director to serve until the Mgmt Against Against
next Annual Meeting: Jonathan Frates
1F. Election of Director to serve until the Mgmt For For
next Annual Meeting: Jean K. Holley
1G. Election of Director to serve until the Mgmt For For
next Annual Meeting: Jacob M. Katz
1H. Election of Director to serve until the Mgmt For For
next Annual Meeting: Michael A. Kelly
1I. Election of Director to serve until the Mgmt Against Against
next Annual Meeting: Andrew N. Langham
1J. Election of Director to serve until the Mgmt For For
next Annual Meeting: Mary Pat Salomone
1K. Election of Director to serve until the Mgmt Against Against
next Annual Meeting: Andrew J. Teno
2. Approval, by a non-binding advisory vote, Mgmt For For
of the named executive officers'
compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
HIBBETT SPORTS, INC. Agenda Number: 935393443
--------------------------------------------------------------------------------------------------------------------------
Security: 428567101
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: HIBB
ISIN: US4285671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Terrance G. Mgmt Against Against
Finley
1.2 Election of Class I Director: Dorlisa K. Mgmt For For
Flur
1.3 Election of Class I Director: Michael E. Mgmt For For
Longo
1.4 Election of Class I Director: Lorna E. Mgmt For For
Nagler
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm for Fiscal 2022.
3. Say on Pay - Approval, by non-binding Mgmt Against Against
advisory vote, of the compensation of our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
HILLTOP HOLDINGS INC. Agenda Number: 935220602
--------------------------------------------------------------------------------------------------------------------------
Security: 432748101
Meeting Type: Annual
Meeting Date: 23-Jul-2020
Ticker: HTH
ISIN: US4327481010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charlotte J. Anderson Mgmt For For
Rhodes R. Bobbitt Mgmt Withheld Against
Tracy A. Bolt Mgmt For For
J. Taylor Crandall Mgmt For For
Charles R. Cummings Mgmt Withheld Against
Hill A. Feinberg Mgmt For For
Gerald J. Ford Mgmt Withheld Against
Jeremy B. Ford Mgmt For For
J. Markham Green Mgmt Withheld Against
William T. Hill, Jr. Mgmt For For
Lee Lewis Mgmt Withheld Against
Andrew J. Littlefair Mgmt For For
W. Robert Nichols, III Mgmt For For
Kenneth D. Russell Mgmt Withheld Against
A. Haag Sherman Mgmt For For
Jonathan S. Sobel Mgmt Withheld Against
Robert C. Taylor, Jr. Mgmt For For
Carl B. Webb Mgmt Withheld Against
2. Approval of the Hilltop Holdings Inc. 2020 Mgmt For For
Equity Incentive Plan.
3. Approval of the Hilltop Holdings Inc. Mgmt For For
Employee Stock Purchase Plan.
4. Non-binding advisory vote to approve Mgmt For For
executive compensation.
5. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Hilltop
Holdings Inc.'s independent registered
public accounting firm for the 2020 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
HMS HOLDINGS CORP. Agenda Number: 935339540
--------------------------------------------------------------------------------------------------------------------------
Security: 40425J101
Meeting Type: Special
Meeting Date: 26-Mar-2021
Ticker: HMSY
ISIN: US40425J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of December 20, 2020, by and among
HMS Holdings Corp. ("HMS"), Gainwell
Acquisition Corp. ("Gainwell"), Mustang
MergerCo Inc., a wholly owned subsidiary of
Gainwell ("Merger Sub"), and Gainwell
Intermediate Holding Corp., and approve the
transactions contemplated thereby,
including the merger of Merger Sub with and
into HMS (the "Merger"), with HMS
continuing as the surviving corporation and
a wholly owned subsidiary of Gainwell (the
"Merger Proposal").
2. To approve, on an advisory non-binding Mgmt Against Against
basis, the compensation that may be paid or
become payable to HMS's named executive
officers in connection with the Merger.
3. To approve the adjournment of the Special Mgmt For For
Meeting to a later date or dates, if
necessary or appropriate, including to
solicit additional proxies if there are
insufficient votes to approve the Merger
Proposal at the time of the Special
Meeting.
--------------------------------------------------------------------------------------------------------------------------
HOMESTREET, INC. Agenda Number: 935415174
--------------------------------------------------------------------------------------------------------------------------
Security: 43785V102
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: HMST
ISIN: US43785V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott Boggs Mgmt Against Against
1B. Election of Director: Jeff Green Mgmt For For
1C. Election of Director: James R. Mitchell, Mgmt For For
Jr.
1D. Election of Director: Mark Patterson Mgmt For For
1E. Election of Director: Nancy D. Pellegrino Mgmt For For
1F. Election of Director: Doug Smith Mgmt For For
2. Approval of the compensation of the Mgmt Against Against
Company's named executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
HUB GROUP, INC. Agenda Number: 935387565
--------------------------------------------------------------------------------------------------------------------------
Security: 443320106
Meeting Type: Annual
Meeting Date: 24-May-2021
Ticker: HUBG
ISIN: US4433201062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David P. Yeager Mgmt For For
Mary H. Boosalis Mgmt For For
James C. Kenny Mgmt For For
Peter B. McNitt Mgmt For For
Charles R. Reaves Mgmt Withheld Against
Martin P. Slark Mgmt Withheld Against
Jonathan P. Ward Mgmt For For
Jenell R. Ross Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Hub Group's independent
registered accounting firm.
--------------------------------------------------------------------------------------------------------------------------
HURON CONSULTING GROUP INC. Agenda Number: 935351205
--------------------------------------------------------------------------------------------------------------------------
Security: 447462102
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: HURN
ISIN: US4474621020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hugh E. Sawyer Mgmt Withheld Against
Debra L. Zumwalt Mgmt For For
2. To approve an amendment to the Company's Mgmt Against Against
Amended and Restated 2012 Omnibus Incentive
Plan.
3. An advisory vote to approve the Company's Mgmt For For
executive compensation.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORPORATION Agenda Number: 935340961
--------------------------------------------------------------------------------------------------------------------------
Security: 453838609
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: IBCP
ISIN: US4538386099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christina L. Keller Mgmt For For
Ronia F. Kruse Mgmt For For
Michael M. Magee, Jr. Mgmt For For
Matthew J. Missad Mgmt For For
2. Ratification of the appointment of Crowe Mgmt For For
LLP as independent auditors for the fiscal
year ending December 31, 2021.
3. Approval of an advisory (non-binding) Mgmt Against Against
resolution to approve the compensation paid
to our Executives.
4. Approval of the Independent Bank Mgmt For For
Corporation 2021 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
INTEGER HOLDINGS CORPORATION Agenda Number: 935384139
--------------------------------------------------------------------------------------------------------------------------
Security: 45826H109
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ITGR
ISIN: US45826H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sheila Antrum Mgmt For For
Pamela G. Bailey Mgmt Withheld Against
Cheryl C. Capps Mgmt For For
Joseph W. Dziedzic Mgmt For For
James F. Hinrichs Mgmt For For
Jean Hobby Mgmt For For
Tyrone Jeffers Mgmt For For
M. Craig Maxwell Mgmt For For
Filippo Passerini Mgmt For For
Bill R. Sanford Mgmt For For
Donald J. Spence Mgmt Withheld Against
William B. Summers, Jr. Mgmt Withheld Against
2. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as the independent registered
public accounting firm for Integer Holdings
Corporation for fiscal year 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
4. To approve the adoption of the Integer Mgmt For For
Holdings Corporation 2021 Omnibus Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
INTER PARFUMS, INC. Agenda Number: 935262636
--------------------------------------------------------------------------------------------------------------------------
Security: 458334109
Meeting Type: Annual
Meeting Date: 08-Oct-2020
Ticker: IPAR
ISIN: US4583341098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jean Madar Mgmt For For
Philippe Benacin Mgmt For For
Russell Greenberg Mgmt For For
Philippe Santi Mgmt For For
Francois Heilbronn Mgmt Withheld Against
Robert Bensoussan Mgmt Withheld Against
Patrick Choel Mgmt Withheld Against
Michel Dyens Mgmt For For
Veronique Gabai-Pinsky Mgmt Withheld Against
Gilbert Harrison Mgmt For For
2. To vote for the advisory resolution to Mgmt Against Against
approve executive compensation.
--------------------------------------------------------------------------------------------------------------------------
INTERFACE, INC. Agenda Number: 935378643
--------------------------------------------------------------------------------------------------------------------------
Security: 458665304
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TILE
ISIN: US4586653044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John P. Burke Mgmt For For
Dwight Gibson Mgmt For For
Daniel T. Hendrix Mgmt For For
Christopher G. Kennedy Mgmt Withheld Against
Joseph Keough Mgmt For For
Catherine M. Kilbane Mgmt For For
K. David Kohler Mgmt For For
Sheryl D. Palmer Mgmt For For
2. Approval, on an advisory basis, of Mgmt Against Against
executive compensation.
3. Ratification of the appointment of BDO USA, Mgmt Against Against
LLP as independent auditors for 2021.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BANCSHARES CORPORATION Agenda Number: 935407595
--------------------------------------------------------------------------------------------------------------------------
Security: 459044103
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: IBOC
ISIN: US4590441030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: J. De Anda Mgmt For For
1b. Election of Director: I. Greenblum Mgmt Against Against
1c. Election of Director: D. B. Howland Mgmt For For
1d. Election of Director: R. Miles Mgmt For For
1e. Election of Director: D. E. Nixon Mgmt For For
1f. Election of Director: L.A. Norton Mgmt For For
1g. Election of Director: R.R. Resendez Mgmt For For
1h. Election of Director: A. R. Sanchez, Jr. Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF RSM Mgmt For For
US LLP, as the independent auditors of the
Company for the fiscal year ending December
31, 2021.
3. PROPOSAL TO CONSIDER AND VOTE ON a Mgmt For For
non-binding advisory resolution to approve
the compensation of the Company's named
executives as described in the Compensation
Discussion and Analysis and the tabular
disclosure regarding named executive
officer compensation in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON OUTDOORS INC. Agenda Number: 935323939
--------------------------------------------------------------------------------------------------------------------------
Security: 479167108
Meeting Type: Annual
Meeting Date: 25-Feb-2021
Ticker: JOUT
ISIN: US4791671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Terry E. London Mgmt Withheld Against
John M. Fahey, Jr. Mgmt Withheld Against
William D. Perez Mgmt For For
2. To ratify the appointment of RSM US LLP, an Mgmt For For
independent registered public accounting
firm, as auditors of the Company for its
fiscal year ending October 1, 2021.
3. To approve a non-binding advisory proposal Mgmt Against Against
on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
K12 INC. Agenda Number: 935288933
--------------------------------------------------------------------------------------------------------------------------
Security: 48273U102
Meeting Type: Annual
Meeting Date: 15-Dec-2020
Ticker: LRN
ISIN: US48273U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term: Aida M. Alvarez
1B. Election of Director to serve for a Mgmt For For
one-year term: Craig R. Barrett
1C. Election of Director to serve for a Mgmt For For
one-year term: Guillermo Bron
1D. Election of Director to serve for a Mgmt For For
one-year term: Robert L. Cohen
1E. Election of Director to serve for a Mgmt For For
one-year term: Nathaniel A. Davis
1F. Election of Director to serve for a Mgmt For For
one-year term: John M. Engler
1G. Election of Director to serve for a Mgmt Abstain Against
one-year term: Steven B. Fink
1H. Election of Director to serve for a Mgmt Abstain Against
one-year term: Victoria D. Harker
1I. Election of Director to serve for a Mgmt For For
one-year term: Robert E. Knowling, Jr.
1J. Election of Director to serve for a Mgmt For For
one-year term: Liza McFadden
2. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of the named executive
officers of the Company.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP, as the Company's independent
registered public accounting firm for the
fiscal year ending June 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
KB HOME Agenda Number: 935334641
--------------------------------------------------------------------------------------------------------------------------
Security: 48666K109
Meeting Type: Annual
Meeting Date: 08-Apr-2021
Ticker: KBH
ISIN: US48666K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Arthur R. Collins Mgmt For For
1B. Election of Director: Dorene C. Dominguez Mgmt For For
1C. Election of Director: Kevin P. Eltife Mgmt For For
1D. Election of Director: Timothy W. Finchem Mgmt For For
1E. Election of Director: Dr. Stuart A. Gabriel Mgmt For For
1F. Election of Director: Dr. Thomas W. Mgmt For For
Gilligan
1G. Election of Director: Jodeen A. Kozlak Mgmt For For
1H. Election of Director: Robert L. Johnson Mgmt Against Against
1I. Election of Director: Melissa Lora Mgmt For For
1J. Election of Director: Jeffrey T. Mezger Mgmt For For
1K. Election of Director: James C. Weaver Mgmt For For
1L. Election of Director: Michael M. Wood Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratify Ernst & Young LLP's appointment as Mgmt Against Against
KB Home's independent registered public
accounting firm for the fiscal year ending
November 30, 2021.
4. Approve the Amended Rights Agreement. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KIMBALL INTERNATIONAL, INC. Agenda Number: 935268626
--------------------------------------------------------------------------------------------------------------------------
Security: 494274103
Meeting Type: Annual
Meeting Date: 27-Oct-2020
Ticker: KBAL
ISIN: US4942741038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN B. FRAMPTON Mgmt Withheld Against
SCOTT M. SETTERSTEN Mgmt For For
2. APPROVE, BY A NON-BINDING, ADVISORY VOTE, Mgmt Against Against
THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2021.
--------------------------------------------------------------------------------------------------------------------------
KNOWLES CORPORATION Agenda Number: 935346014
--------------------------------------------------------------------------------------------------------------------------
Security: 49926D109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: KN
ISIN: US49926D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Keith Barnes Mgmt For For
1B. Election of Director: Hermann Eul Mgmt For For
1C. Election of Director: Didier Hirsch Mgmt For For
1D. Election of Director: Ronald Jankov Mgmt For For
1E. Election of Director: Ye Jane Li Mgmt For For
1F. Election of Director: Donald Macleod Mgmt For For
1G. Election of Director: Jeffrey Niew Mgmt For For
1H. Election of Director: Cheryl Shavers Mgmt For For
1I. Election of Director: Michael Wishart Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
3. Non-binding, advisory vote to approve named Mgmt Against Against
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
KOPPERS HOLDINGS INC. Agenda Number: 935388226
--------------------------------------------------------------------------------------------------------------------------
Security: 50060P106
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: KOP
ISIN: US50060P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Leroy M. Ball Mgmt For For
1.2 Election of Director: Xudong Feng Mgmt For For
1.3 Election of Director: Traci L. Jensen Mgmt For For
1.4 Election of Director: David L. Motley Mgmt For For
1.5 Election of Director: Albert J. Neupaver Mgmt For For
1.6 Election of Director: Louis L. Testoni Mgmt For For
1.7 Election of Director: Stephen R. Tritch Mgmt For For
1.8 Election of Director: Sonja M. Wilkerson Mgmt For For
2. PROPOSAL TO APPROVE AN AMENDMENT TO OUR Mgmt Against Against
2020 LONG TERM INCENTIVE PLAN.
3. PROPOSAL TO APPROVE OUR AMENDED AND Mgmt For For
RESTATED EMPLOYEE STOCK PURCHASE PLAN.
4. PROPOSAL TO APPROVE AN ADVISORY RESOLUTION Mgmt Against Against
ON OUR EXECUTIVE COMPENSATION.
5. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2021.
--------------------------------------------------------------------------------------------------------------------------
LA-Z-BOY INCORPORATED Agenda Number: 935250489
--------------------------------------------------------------------------------------------------------------------------
Security: 505336107
Meeting Type: Annual
Meeting Date: 01-Sep-2020
Ticker: LZB
ISIN: US5053361078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kurt L. Darrow Mgmt For For
Sarah M. Gallagher Mgmt For For
Janet E. Kerr Mgmt For For
Michael T. Lawton Mgmt For For
H. George Levy, MD Mgmt Withheld Against
W. Alan McCollough Mgmt Withheld Against
Rebecca L. O'Grady Mgmt For For
Lauren B. Peters Mgmt For For
Dr. Nido R. Qubein Mgmt Withheld Against
2. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
3. To approve, through a non-binding advisory Mgmt Against Against
vote, the compensation of the company's
named executive officers as disclosed in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
LAKELAND BANCORP, INC. Agenda Number: 935381791
--------------------------------------------------------------------------------------------------------------------------
Security: 511637100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: LBAI
ISIN: US5116371007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bruce D. Bohuny Mgmt Withheld Against
Mary Ann Deacon Mgmt Withheld Against
Brian Flynn Mgmt For For
Brian A. Gragnolati Mgmt For For
2. Approval, on an advisory basis, of the Mgmt Against Against
executive compensation of the Company's
Named Executive Officers as described in
the proxy statement.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
LEXINGTON REALTY TRUST Agenda Number: 935375558
--------------------------------------------------------------------------------------------------------------------------
Security: 529043101
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: LXP
ISIN: US5290431015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
T. Wilson Eglin Mgmt For For
Richard S. Frary Mgmt Withheld Against
Lawrence L. Gray Mgmt For For
Jamie Handwerker Mgmt For For
Claire A. Koeneman Mgmt For For
Howard Roth Mgmt For For
2. To consider and vote upon an advisory, Mgmt For For
non-binding resolution to approve the
compensation of the named executive
officers, as disclosed in the accompanying
proxy statement.
3. To consider and vote upon the ratification Mgmt For For
of the appointment of Deloitte & Touche LLP
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY OILFIELD SERVICES INC. Agenda Number: 935290255
--------------------------------------------------------------------------------------------------------------------------
Security: 53115L104
Meeting Type: Special
Meeting Date: 30-Nov-2020
Ticker: LBRT
ISIN: US53115L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Stock Issuance Proposal - To consider and Mgmt For For
vote upon a proposal to approve, for
purposes of complying with NYSE Listing
Rule 312.03, the issuance of up to
66,326,134 shares of Class A Common Stock,
par value $0.01 per share, of Liberty
Oilfield Services Inc. (the "Company")
pursuant to that certain Master Transaction
Agreement, dated as of August 31, 2020, by
and among Schlumberger Technology
Corporation, Schlumberger Canada Limited,
Liberty Oilfield Services New HoldCo LLC,
LOS Canada Operations Inc., and the Company
("Stock Issuance Proposal").
2. Adjournment Proposal - To consider and vote Mgmt For For
upon a proposal to adjourn the Special
Meeting to a later date or dates, if
necessary, to permit further solicitation
and vote of proxies if there are
insufficient votes for, or otherwise in
connection with, the approval of the Stock
Issuance Proposal. This proposal will only
be presented at the Special Meeting if
there are not sufficient votes to approve
the Stock Issuance Proposal ("Adjournment
Proposal").
--------------------------------------------------------------------------------------------------------------------------
LUMINEX CORPORATION Agenda Number: 935379289
--------------------------------------------------------------------------------------------------------------------------
Security: 55027E102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: LMNX
ISIN: US55027E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward A. Ogunro, Mgmt For For
Ph.D.
1B. Election of Director: Kevin M. McNamara Mgmt Against Against
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Approval of the amendment and restatement Mgmt For For
of the Luminex Corporation Employee Stock
Purchase Plan.
4. Approval of the amendment and restatement Mgmt Against Against
of the Luminex Corporation 2018 Equity
Incentive Plan.
5. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the Company's independent
registered public accounting firm for
fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
LUMINEX CORPORATION Agenda Number: 935446193
--------------------------------------------------------------------------------------------------------------------------
Security: 55027E102
Meeting Type: Special
Meeting Date: 21-Jun-2021
Ticker: LMNX
ISIN: US55027E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of April 11, 2021, as it may be
amended, supplemented or modified from time
to time, by and among Luminex Corporation,
DiaSorin S.p.A., and Diagonal Subsidiary
Inc. and approve the Merger.
2. To adjourn the Special Meeting, if Mgmt For For
necessary and for a minimum period of time
reasonable under the circumstances, to
ensure that any necessary supplement or
amendment to the proxy statement is
provided to the stockholders of Luminex
Corporation a reasonable amount of time in
advance of the Special Meeting, or to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve the proposal to
adopt the Merger Agreement and approve the
Merger.
3. To approve, by non-binding, advisory vote, Mgmt Against Against
the compensation that will or may be paid
or become payable to Luminex Corporation's
named executive officers that is based on
or otherwise relates to the Merger.
--------------------------------------------------------------------------------------------------------------------------
LYDALL, INC. Agenda Number: 935341406
--------------------------------------------------------------------------------------------------------------------------
Security: 550819106
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: LDL
ISIN: US5508191062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David G. Bills Mgmt For For
1B. Election of Director: James J. Cannon Mgmt For For
1C. Election of Director: Marc T. Giles Mgmt For For
1D. Election of Director: Paul Graves Mgmt For For
1E. Election of Director: Sara A. Greenstein Mgmt For For
1F. Election of Director: Suzanne Hammett Mgmt For For
1G. Election of Director: Katherine Harper Mgmt For For
2. Approving an advisory vote on executive Mgmt Against Against
compensation.
3. Ratifying the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as independent
auditor for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
M/I HOMES, INC. Agenda Number: 935393203
--------------------------------------------------------------------------------------------------------------------------
Security: 55305B101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: MHO
ISIN: US55305B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael P. Glimcher Mgmt For For
Elizabeth K. Ingram Mgmt For For
Kumi D. Walker Mgmt For For
2. A non-binding, advisory resolution to Mgmt Against Against
approve the compensation of the named
executive officers of M/I Homes, Inc.
3. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as M/I Homes, Inc.'s independent
registered public accounting firm for the
2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
MARINEMAX, INC. Agenda Number: 935320399
--------------------------------------------------------------------------------------------------------------------------
Security: 567908108
Meeting Type: Annual
Meeting Date: 25-Feb-2021
Ticker: HZO
ISIN: US5679081084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for a Mgmt For For
three-year term expiring in 2024: William
H. McGill Jr.
1b. Election of Director to serve for a Mgmt For For
three-year term expiring in 2024: Charles
R. Oglesby
1c. Election of Director to serve for a Mgmt For For
three-year term expiring in 2024: Rebecca
White
2. To approve (on an advisory basis) our Mgmt Against Against
executive compensation ("say-on-pay").
3. To ratify the appointment of KPMG LLP, an Mgmt For For
independent registered public accounting
firm, as the independent auditor of our
Company for the fiscal year ending
September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
MASONITE INTERNATIONAL CORPORATION Agenda Number: 935355633
--------------------------------------------------------------------------------------------------------------------------
Security: 575385109
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: DOOR
ISIN: CA5753851099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Howard C. Heckes Mgmt For For
Jody L. Bilney Mgmt For For
Robert J. Byrne Mgmt For For
John H. Chuang Mgmt For For
Peter R. Dachowski Mgmt For For
Jonathan F. Foster Mgmt For For
Daphne E. Jones Mgmt For For
William S. Oesterle Mgmt For For
Francis M. Scricco Mgmt For For
Jay I. Steinfeld Mgmt For For
2. TO VOTE, on an advisory basis, on the Mgmt For For
compensation of our named executive
officers as set forth in the Proxy
Statement.
3. TO APPOINT Ernst & Young, LLP, an Mgmt For For
independent registered public accounting
firm, as the auditors of the Company
through to the next annual general meeting
of the Shareholders and authorize the Board
of Directors of the Company to fix the
remuneration of the auditors.
4. TO APPROVE, the Masonite International Mgmt Against Against
Corporation 2021 Omnibus Incentive Plan, as
more particularly described in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
MATRIX SERVICE COMPANY Agenda Number: 935271685
--------------------------------------------------------------------------------------------------------------------------
Security: 576853105
Meeting Type: Annual
Meeting Date: 03-Nov-2020
Ticker: MTRX
ISIN: US5768531056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Martha Z. Carnes Mgmt For For
1B. Election of Director: John D. Chandler Mgmt For For
1C. Election of Director: Carlin G. Conner Mgmt For For
1D. Election of Director: John R. Hewitt Mgmt For For
1E. Election of Director: Liane K. Hinrichs Mgmt For For
1F. Election of Director: James H. Miller Mgmt Against Against
1G. Election of Director: Jim W. Mogg Mgmt For For
2. To ratify the engagement of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
fiscal 2021.
3. Advisory vote on named executive officer Mgmt Against Against
compensation.
4. To approve the Matrix Service Company 2020 Mgmt Against Against
Stock and Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
MERITAGE HOMES CORPORATION Agenda Number: 935385131
--------------------------------------------------------------------------------------------------------------------------
Security: 59001A102
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: MTH
ISIN: US59001A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Peter L. Ax Mgmt Against Against
1b. Election of Class II Director: Gerald Mgmt Against Against
Haddock
1c. Election of Class II Director: Joseph Mgmt For For
Keough
1d. Election of Class II Director: Michael R. Mgmt For For
Odell
1e. Election of Class II Director: Phillippe Mgmt For For
Lord
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
2021 fiscal year.
3. Advisory vote to approve compensation of Mgmt Against Against
our Named Executive Officers ("Say on
Pay").
--------------------------------------------------------------------------------------------------------------------------
MILLER INDUSTRIES, INC. Agenda Number: 935411417
--------------------------------------------------------------------------------------------------------------------------
Security: 600551204
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: MLR
ISIN: US6005512040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Theodore H. Ashford Mgmt Against Against
III
1.2 Election of Director: A. Russell Chandler Mgmt Against Against
III
1.3 Election of Director: William G. Miller Mgmt For For
1.4 Election of Director: William G. Miller II Mgmt For For
1.5 Election of Director: Richard H. Roberts Mgmt Against Against
1.6 Election of Director: Leigh Walton Mgmt Against Against
1.7 Election of Director: Deborah L. Whitmire Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MOVADO GROUP, INC. Agenda Number: 935430342
--------------------------------------------------------------------------------------------------------------------------
Security: 624580106
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: MOV
ISIN: US6245801062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter A. Bridgman Mgmt For For
Alex Grinberg Mgmt For For
Efraim Grinberg Mgmt For For
Alan H. Howard Mgmt Withheld Against
Richard Isserman Mgmt Withheld Against
Ann Kirschner Mgmt For For
Stephen Sadove Mgmt For For
2. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending January 31,
2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as described in the
Proxy Statement under "Executive
Compensation".
--------------------------------------------------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC. Agenda Number: 935392845
--------------------------------------------------------------------------------------------------------------------------
Security: 624756102
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: MLI
ISIN: US6247561029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory L. Christopher Mgmt For For
Elizabeth Donovan Mgmt For For
Gennaro J. Fulvio Mgmt Withheld Against
Gary S. Gladstein Mgmt Withheld Against
Scott J. Goldman Mgmt Withheld Against
John B. Hansen Mgmt Withheld Against
Terry Hermanson Mgmt Withheld Against
Charles P. Herzog, Jr. Mgmt For For
2. Approve the appointment of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accounting firm.
3. To approve, on an advisory basis by Mgmt Against Against
non-binding vote, executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MYR GROUP INC Agenda Number: 935344274
--------------------------------------------------------------------------------------------------------------------------
Security: 55405W104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: MYRG
ISIN: US55405W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II NOMINEE TO SERVE A Mgmt For For
TERM OF THREE YEARS: Donald C.I. Lucky
1B. ELECTION OF CLASS II NOMINEE TO SERVE A Mgmt For For
TERM OF THREE YEARS: Maurice E. Moore
1C. ELECTION OF CLASS II NOMINEE TO SERVE A Mgmt For For
TERM OF THREE YEARS: Shirin O'Connor
2. ADVISORY RESOLUTION TO APPROVE THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL STORAGE AFFILIATES TRUST Agenda Number: 935390221
--------------------------------------------------------------------------------------------------------------------------
Security: 637870106
Meeting Type: Annual
Meeting Date: 24-May-2021
Ticker: NSA
ISIN: US6378701063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Arlen D. Nordhagen Mgmt For For
1B. Election of Trustee: George L. Chapman Mgmt For For
1C. Election of Trustee: Tamara D. Fischer Mgmt For For
1D. Election of Trustee: Paul W. Hylbert, Jr. Mgmt For For
1E. Election of Trustee: Chad L. Meisinger Mgmt For For
1F. Election of Trustee: Steven G. Osgood Mgmt For For
1G. Election of Trustee: Dominic M. Palazzo Mgmt For For
1H. Election of Trustee: Rebecca L. Steinfort Mgmt For For
1I. Election of Trustee: Mark Van Mourick Mgmt For For
1J. Election of Trustee: J. Timothy Warren Mgmt For For
1K. Election of Trustee: Charles F. Wu Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Shareholder advisory vote (non-binding) on Mgmt Against Against
the executive compensation of the Company's
Named Executive Officers as more fully
described in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
NELNET, INC. Agenda Number: 935385458
--------------------------------------------------------------------------------------------------------------------------
Security: 64031N108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: NNI
ISIN: US64031N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director for three-year Mgmt For For
term: Michael S. Dunlap
1B. Election of Class I Director for three-year Mgmt For For
term: Preeta D. Bansal
1C. Election of Class I Director for three-year Mgmt For For
term: JoAnn M. Martin
2. Ratify the appointment of KPMG LLP as the Mgmt Against Against
Company's independent registered public
accounting firm for 2021.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
NETSCOUT SYSTEMS, INC. Agenda Number: 935252736
--------------------------------------------------------------------------------------------------------------------------
Security: 64115T104
Meeting Type: Annual
Meeting Date: 10-Sep-2020
Ticker: NTCT
ISIN: US64115T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph G. Hadzima, Jr. Mgmt Withheld Against
Christopher Perretta Mgmt For For
Susan L. Spradley Mgmt For For
2. To approve an amendment and restatement of Mgmt Against Against
the NetScout Systems, Inc. 2019 Equity
Incentive Plan as described in Proposal 2
in the proxy statement.
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as NetScout's
independent registered public accounting
firm for the fiscal year ended March 31,
2021.
4. To approve, on an advisory basis, the Mgmt Against Against
compensation of NetScout's named executive
officers as disclosed in the proxy
statement in accordance with Securities and
Exchange Commission rules.
--------------------------------------------------------------------------------------------------------------------------
NMI HOLDINGS, INC. Agenda Number: 935369810
--------------------------------------------------------------------------------------------------------------------------
Security: 629209305
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: NMIH
ISIN: US6292093050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bradley M. Shuster Mgmt For For
Claudia J. Merkle Mgmt For For
Michael Embler Mgmt For For
Priya Huskins Mgmt For For
James G. Jones Mgmt For For
Lynn McCreary Mgmt For For
Michael Montgomery Mgmt For For
Regina Muehlhauser Mgmt For For
Steven L. Scheid Mgmt For For
2. Advisory approval of our executive Mgmt For For
compensation.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as NMI Holdings, Inc.'s independent
auditors.
--------------------------------------------------------------------------------------------------------------------------
NORTHWEST PIPE COMPANY Agenda Number: 935416621
--------------------------------------------------------------------------------------------------------------------------
Security: 667746101
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: NWPX
ISIN: US6677461013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a three year term, Mgmt For For
expiring in 2024: Amanda Kulesa
1B. Election of Director for a three year term, Mgmt Abstain Against
expiring in 2024: Keith Larson
1C. Election of Director for a three year term, Mgmt For For
expiring in 2024: Richard Roman
2. Approve, on an Advisory Basis, Named Mgmt Against Against
Executive Officer Compensation.
3. Ratify the Appointment of Moss Adams LLP as Mgmt For For
the Company's independent registered public
accounting firm
--------------------------------------------------------------------------------------------------------------------------
NOW INC. Agenda Number: 935393847
--------------------------------------------------------------------------------------------------------------------------
Security: 67011P100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: DNOW
ISIN: US67011P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Terry Bonno Mgmt For For
1B. Election of Director: David Cherechinsky Mgmt For For
1C. Election of Director: Galen Cobb Mgmt For For
1D. Election of Director: James Crandell Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors for 2021.
3. Approval of Compensation of our Named Mgmt Against Against
Executive Officers.
4. Recommend, by non-binding vote, the Mgmt 1 Year For
frequency of the advisory vote on named
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC. Agenda Number: 935253966
--------------------------------------------------------------------------------------------------------------------------
Security: 670704105
Meeting Type: Special
Meeting Date: 10-Sep-2020
Ticker: NUVA
ISIN: US6707041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
increase the number of shares of our common
stock authorized for issuance from
120,000,000 shares to 150,000,000 shares
2. To approve the adjournment of the Special Mgmt For For
Meeting to a later date or dates, if
necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to adopt Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
ONTO INNOVATION INC. Agenda Number: 935362513
--------------------------------------------------------------------------------------------------------------------------
Security: 683344105
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: ONTO
ISIN: US6833441057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Leo Berlinghieri Mgmt For For
1.2 Election of Director: Edward J. Brown, Jr. Mgmt For For
1.3 Election of Director: David B. Miller Mgmt For For
1.4 Election of Director: Michael P. Plisinski Mgmt For For
1.5 Election of Director: Bruce C. Rhine Mgmt Against Against
1.6 Election of Director: Christopher A. Seams Mgmt For For
1.7 Election of Director: Christine A. Tsingos Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the compensation of our named
executive officers as disclosed in the
proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 1, 2022.
--------------------------------------------------------------------------------------------------------------------------
ORION ENGINEERED CARBONS S A Agenda Number: 935432803
--------------------------------------------------------------------------------------------------------------------------
Security: L72967109
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: OEC
ISIN: LU1092234845
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ms. Kerry Galvin Mgmt For For
1B. Election of Director: Mr. Paul Huck Mgmt For For
1C. Election of Director: Ms. Mary Lindsey Mgmt For For
1D. Election of Director: Mr. Didier Miraton Mgmt For For
1E. Election of Director: Mr. Yi Hyon Paik Mgmt For For
1F. Election of Director: Mr. Corning F. Mgmt For For
Painter
1G. Election of Director: Mr. Dan F. Smith Mgmt For For
1H. Election of Director: Mr. Hans-Dietrich Mgmt For For
Winkhaus
1I. Election of Director: Mr. Michel Wurth Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation paid to the Company's
named executive officers for 2020 (Say-on-
Pay vote) as disclosed in the accompanying
proxy statement.
3. Approval of the compensation that shall be Mgmt For For
paid to the Board of Directors of the
Company for the period commencing on
January 1, 2021 and ending on December 31,
2021.
4. Approval of the annual accounts of the Mgmt For For
Company for the financial year that ended
on December 31, 2020.
5. Approval of the consolidated financial Mgmt For For
statements of the Company for the financial
year that ended on December 31, 2020.
6. Allocation of results, approval of the Mgmt For For
payment by the Company of the interim
dividend in the amount of $12,044,829.40
during the financial year that ended on
December 31, 2020, paid on March 31, 2020.
7. Discharge of the current members of the Mgmt For For
Board of Directors of the Company for the
performance of their mandates during the
financial year that ended on December 31,
2020.
8. Discharge of the independent auditor of the Mgmt For For
Company, Ernst & Young, Luxembourg, Societe
anonyme - Cabinet de revision agree for the
financial year that ended on December 31,
2020.
9. Appointment of Ernst & Young, Luxembourg, Mgmt For For
Societe anonyme - Cabinet de revision
agree, to be the Company's independent
auditor (Reviseur d'Entreprises) for all
statutory accounts required by Luxembourg
law for the financial year ending on
December 31, 2021.
10. Ratification of the appointment of Ernst & Mgmt For For
Young GmbH Wirtschaftsprufungsgesellschaft
(for the period January 1 - February 18,
2021) and of the appointment of Ernst &
Young LLC (for the period February 18 -
December 31, 2021), each as the Company's
independent registered public accounting
firm for all matters not required by
Luxembourg law.
--------------------------------------------------------------------------------------------------------------------------
ORTHOFIX MEDICAL INC. Agenda Number: 935424286
--------------------------------------------------------------------------------------------------------------------------
Security: 68752M108
Meeting Type: Annual
Meeting Date: 21-Jun-2021
Ticker: OFIX
ISIN: US68752M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Catherine M. Burzik Mgmt For For
1.2 Election of Director: Jason M. Hannon Mgmt For For
1.3 Election of Director: James F. Hinrichs Mgmt For For
1.4 Election of Director: Alexis V. Lukianov Mgmt For For
1.5 Election of Director: Lilly Marks Mgmt For For
1.6 Election of Director: Michael E. Paolucci Mgmt For For
1.7 Election of Director: Jon C. Serbousek Mgmt For For
1.8 Election of Director: John E. Sicard Mgmt For For
2. Advisory vote on compensation of named Mgmt Against Against
executive officers.
3. Approval of Amendment No. 2 to the Amended Mgmt Against Against
and Restated 2012 Long-Term Incentive Plan.
4. Approval of Amendment No. 2 to the Second Mgmt For For
Amended and Restated Stock Purchase Plan.
5. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PEAPACK-GLADSTONE FINANCIAL CORPORATION Agenda Number: 935356267
--------------------------------------------------------------------------------------------------------------------------
Security: 704699107
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: PGC
ISIN: US7046991078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carmen M. Bowser Mgmt For For
Dr. Susan A. Cole Mgmt For For
Anthony J. Consi, II Mgmt Withheld Against
Richard Daingerfield Mgmt For For
Edward A. Gramigna, Jr. Mgmt For For
Peter D. Horst Mgmt For For
Steven A. Kass Mgmt For For
Douglas L. Kennedy Mgmt For For
F. Duffield Meyercord Mgmt Withheld Against
Patrick J. Mullen Mgmt For For
Philip W. Smith, III Mgmt For For
Tony Spinelli Mgmt For For
Beth Welsh Mgmt For For
2. To approve, on a non-binding basis, the Mgmt Against Against
compensation of the Company's named
executive officers.
3. To approve the Peapack-Gladstone Financial Mgmt Against Against
Corporation 2021 Long-Term Incentive Plan
(to replace the 2012 Plan which expires in
early 2022).
4. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PENN VIRGINIA CORPORATION Agenda Number: 935317063
--------------------------------------------------------------------------------------------------------------------------
Security: 70788V102
Meeting Type: Special
Meeting Date: 13-Jan-2021
Ticker: PVAC
ISIN: US70788V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and vote upon a proposal to Mgmt For For
approve, for purposes of complying with
Nasdaq Listing Rule 5635(a), the potential
issuance of up to 22,597,757 shares of our
common stock, par value $0.01 per share
(the "Common Stock"), upon the redemption
or exchange of up to 225,977.57 shares of
Series A Preferred Stock, par value $0.01
per share, of the Company (which Series A
Preferred Stock will be a non-economic
voting interest) ("Series A Preferred
Stock").
2. To consider and vote upon a proposal to Mgmt For For
approve, for purposes of complying with
Nasdaq Listing Rule 5635(b), the change of
control under Nasdaq Listing Rule 5635(b)
that would result from the proposed
issuance to affiliates of Juniper Capital
of up to 225,977.57 shares of Series A
Preferred Stock pursuant to the
transactions contemplated by the
Contribution Agreement and the Asset
Agreement, which proposal is conditioned
upon the approval of the Issuance Proposal
(the "Change of Control Proposal" and,
together with the Issuance Proposal, the
"Nasdaq Proposals").
3. To consider and vote upon a proposal to Mgmt For For
approve the adjournment of the Special
Meeting to a later date or dates, if
necessary or appropriate, to permit further
solicitation and vote of proxies if there
are insufficient votes for, or otherwise in
connection with, the approval of the Nasdaq
Proposals.
--------------------------------------------------------------------------------------------------------------------------
PENN VIRGINIA CORPORATION Agenda Number: 935390764
--------------------------------------------------------------------------------------------------------------------------
Security: 70788V102
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: PVAC
ISIN: US70788V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tiffany Thom Cepak Mgmt For For
1B. Election of Director: Darrin J. Henke Mgmt For For
1C. Election of Director: Darin G. Holderness Mgmt For For
1D. Election of Director: Jeffrey E. Wojahn Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation paid to the Company's named
executive officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
4. To approve the amendment to the Penn Mgmt Against Against
Virginia Corporation 2019 Management
Incentive Plan to increase the number of
shares available for issuance thereunder by
3,000,000 shares, subject to adjustment in
accordance with the terms thereof.
5. To approve the amendment to the Second Mgmt Against Against
Amended and Restated Articles of
Incorporation to increase the number of
authorized shares of common stock and the
corresponding total authorized number of
shares.
6. To approve the amendment to the Second Mgmt For For
Amended and Restated Articles of
Incorporation to remove inoperative
provisions.
7. To approve the amendment to the Second Mgmt Against Against
Amended and Restated Articles of
Incorporation to reduce the share ownership
required for shareholders to act by written
consent from unanimous written consent to
not less than a majority of the voting
power of the outstanding shares entitled to
vote.
8. To approve the amendment to the Second Mgmt Against Against
Amended and Restated Articles of
Incorporation to provide that a majority of
votes cast is required to approve a merger
or share exchange.
9. To approve the amendment to the Second Mgmt Against Against
Amended and Restated Articles of
Incorporation to provide the forum for
causes of action arising under the
Securities Act of 1933.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 935337926
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Fiederowicz Mgmt Withheld Against
Peter S. Kirlin Mgmt For For
Daniel Liao Mgmt For For
Constantine Macricostas Mgmt Withheld Against
George Macricostas Mgmt Withheld Against
Mary Paladino Mgmt For For
Mitchell G. Tyson Mgmt Withheld Against
2. To ratify the selection of Deloitte & Mgmt Against Against
Touche LLP as independent registered public
accounting firm for the fiscal year ending
October 31, 2021.
3. To approve, by non-binding advisory vote, Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PIEDMONT OFFICE REALTY TRUST, INC Agenda Number: 935354415
--------------------------------------------------------------------------------------------------------------------------
Security: 720190206
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: PDM
ISIN: US7201902068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Frank C. McDowell Mgmt Against Against
1B Election of Director: Kelly H. Barrett Mgmt For For
1C Election of Director: Wesley E. Cantrell Mgmt Against Against
1D Election of Director: Glenn G. Cohen Mgmt For For
1E Election of Director: Barbara B. Lang Mgmt For For
1F Election of Director: C. Brent Smith Mgmt For For
1G Election of Director: Jeffrey L. Swope Mgmt Against Against
1H Election of Director: Dale H. Taysom Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2021.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt Against Against
THE NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF OUR SECOND AMENDED AND RESTATED Mgmt For For
2007 OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PLEXUS CORP. Agenda Number: 935318952
--------------------------------------------------------------------------------------------------------------------------
Security: 729132100
Meeting Type: Annual
Meeting Date: 17-Feb-2021
Ticker: PLXS
ISIN: US7291321005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen P. Cortinovis Mgmt For For
Joann M. Eisenhart Mgmt For For
Dean A. Foate Mgmt For For
Rainer Jueckstock Mgmt For For
Peter Kelly Mgmt For For
Todd P. Kelsey Mgmt For For
Joel Quadracci Mgmt For For
Karen M. Rapp Mgmt Withheld Against
Paul A. Rooke Mgmt For For
Michael V. Schrock Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of Plexus Corp.'s named executive officers,
as disclosed in "Compensation Discussion
and Analysis" and "Executive Compensation"
in the Proxy Statement.
3. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as Independent Auditors for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC CO Agenda Number: 935346963
--------------------------------------------------------------------------------------------------------------------------
Security: 736508847
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: POR
ISIN: US7365088472
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney Brown Mgmt For For
1B. Election of Director: Jack Davis Mgmt For For
1C. Election of Director: Kirby Dyess Mgmt For For
1D. Election of Director: Mark Ganz Mgmt For For
1E. Election of Director: Marie Oh Huber Mgmt For For
1F. Election of Director: Kathryn Jackson, PhD Mgmt For For
1G. Election of Director: Michael Lewis Mgmt For For
1H. Election of Director: Michael Millegan Mgmt For For
1I. Election of Director: Neil Nelson Mgmt For For
1J. Election of Director: Lee Pelton, PhD Mgmt For For
1K. Election of Director: Maria Pope Mgmt For For
1L. Election of Director: James Torgerson Mgmt For For
2. To approve, by a non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of Deloitte and Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
POTLATCHDELTIC CORPORATION Agenda Number: 935374835
--------------------------------------------------------------------------------------------------------------------------
Security: 737630103
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: PCH
ISIN: US7376301039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting: William L. Driscoll
1B. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: D. Mark Leland
1C. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Lenore M. Sullivan
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as our independent auditors for 2021.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
PREFERRED BANK Agenda Number: 935396247
--------------------------------------------------------------------------------------------------------------------------
Security: 740367404
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: PFBC
ISIN: US7403674044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William C. Y. Cheng Mgmt Withheld Against
Chih-Wei Wu Mgmt For For
Shirley Wang Mgmt For For
Wayne Wu Mgmt For For
2. Advisory Compensation Vote ("Say on Pay") Mgmt Against Against
3. Frequency of Advisory Vote Mgmt 1 Year Against
4. Authorization of Share Repurchase Authority Mgmt For For
5. Ratification of Independent Registered Mgmt For For
Public Accountants
--------------------------------------------------------------------------------------------------------------------------
PRIMORIS SERVICES CORPORATION Agenda Number: 935375611
--------------------------------------------------------------------------------------------------------------------------
Security: 74164F103
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: PRIM
ISIN: US74164F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen C. Cook Mgmt For For
David L. King Mgmt For For
Carla S. Mashinski Mgmt For For
Terry D. McCallister Mgmt For For
Thomas E. McCormick Mgmt For For
Jose R. Rodriguez Mgmt For For
John P. Schauerman Mgmt Withheld Against
Robert A. Tinstman Mgmt For For
Patricia K. Wagner Mgmt For For
2. Ratification of Selection of Moss Adams LLP Mgmt For For
as the Company's Independent Registered
Public Accounting Firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PROASSURANCE CORPORATION Agenda Number: 935382414
--------------------------------------------------------------------------------------------------------------------------
Security: 74267C106
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: PRA
ISIN: US74267C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. James Gorrie Mgmt For For
Ziad R. Haydar, M.D. Mgmt For For
Frank A. Spinosa, D.P.M Mgmt For For
Thomas A.S Wilson Jr MD Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as independent auditor.
3. Advisory vote on executive compensation. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
PROPETRO HOLDING CORP. Agenda Number: 935372487
--------------------------------------------------------------------------------------------------------------------------
Security: 74347M108
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: PUMP
ISIN: US74347M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Phillip A. Gobe Mgmt For For
Spencer D. Armour III Mgmt For For
Mark S. Berg Mgmt For For
Anthony J. Best Mgmt For For
Michele V. Choka Mgmt For For
Alan E. Douglas Mgmt For For
G. Larry Lawrence Mgmt For For
Jack B. Moore Mgmt For For
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP to serve as the Company's
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
QCR HOLDINGS, INC. Agenda Number: 935380319
--------------------------------------------------------------------------------------------------------------------------
Security: 74727A104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: QCRH
ISIN: US74727A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary Kay Bates Mgmt For For
John-Paul E. Besong Mgmt For For
Todd A. Gipple Mgmt For For
Donna J. Sorensen Mgmt For For
2. To approve, in a non-binding, advisory Mgmt Against Against
vote, the compensation of certain executive
officers which is referred to as a "say-on-
pay" proposal.
3. To ratify the appointment of RSM US LLP as Mgmt Against Against
QCR Holdings' independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
QUANEX BUILDING PRODUCTS CORP Agenda Number: 935329640
--------------------------------------------------------------------------------------------------------------------------
Security: 747619104
Meeting Type: Annual
Meeting Date: 25-Feb-2021
Ticker: NX
ISIN: US7476191041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Susan F. Davis Mgmt Against Against
1.2 Election of Director: William C. Griffiths Mgmt For For
1.3 Election of Director: Donald R. Maier Mgmt For For
1.4 Election of Director: Meredith W. Mendes Mgmt For For
1.5 Election of Director: Joseph D. Rupp Mgmt Against Against
1.6 Election of Director: Curtis M. Stevens Mgmt For For
1.7 Election of Director: William E. Waltz, Jr. Mgmt For For
1.8 Election of Director: George L. Wilson Mgmt For For
2. To approve an advisory resolution approving Mgmt Against Against
the compensation of the Company's named
executive officers.
3. To approve a resolution ratifying the Mgmt For For
appointment of the Company's independent
auditor for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
REGAL BELOIT CORPORATION Agenda Number: 935350051
--------------------------------------------------------------------------------------------------------------------------
Security: 758750103
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: RBC
ISIN: US7587501039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for the term expiring Mgmt For For
in 2022: Jan A. Bertsch
1B. Election of Director for the term expiring Mgmt For For
in 2022: Stephen M. Burt
1C. Election of Director for the term expiring Mgmt For For
in 2022: Anesa T. Chaibi
1D. Election of Director for the term expiring Mgmt Against Against
in 2022: Christopher L. Doerr
1E. Election of Director for the term expiring Mgmt Against Against
in 2022: Dean A. Foate
1F. Election of Director for the term expiring Mgmt For For
in 2022: Michael F. Hilton
1G. Election of Director for the term expiring Mgmt For For
in 2022: Louis V. Pinkham
1H. Election of Director for the term expiring Mgmt Against Against
in 2022: Rakesh Sachdev
1I. Election of Director for the term expiring Mgmt Against Against
in 2022: Curtis W. Stoelting
2. Advisory vote on the compensation of the Mgmt Against Against
company's named executive officers as
disclosed in the company's proxy statement.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm for the
year ending January 1, 2022.
--------------------------------------------------------------------------------------------------------------------------
RENEWABLE ENERGY GROUP, INC. Agenda Number: 935369442
--------------------------------------------------------------------------------------------------------------------------
Security: 75972A301
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: REGI
ISIN: US75972A3014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James C. Borel Mgmt For For
1B. Election of Director: Cynthia J. Warner Mgmt For For
1C. Election of Director: Walter Berger Mgmt For For
2. Proposal to approve the advisory Mgmt For For
(non-binding) resolution relating to
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
4. Approval of the Renewable Energy Group 2021 Mgmt For For
Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
RYDER SYSTEM, INC. Agenda Number: 935352598
--------------------------------------------------------------------------------------------------------------------------
Security: 783549108
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: R
ISIN: US7835491082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
Robert J. Eck
1B. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
Robert A. Hagemann
1C. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
Michael F. Hilton
1D. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
Tamara L. Lundgren
1E. Election of Director For a 1-year term of Mgmt Against Against
office expiring at the 2022 Annual Meeting:
Luis P. Nieto, Jr.
1F. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
David G. Nord
1G. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
Robert E. Sanchez
1H. Election of Director For a 1-year term of Mgmt Against Against
office expiring at the 2022 Annual Meeting:
Abbie J. Smith
1I. Election of Director For a 1-year term of Mgmt Against Against
office expiring at the 2022 Annual Meeting:
E. Follin Smith
1J. Election of Director For a 1-year term of Mgmt For For
office expiring at the 2022 Annual Meeting:
Dmitri L. Stockton
1K. Election of Director For a 1-year term of Mgmt Against Against
office expiring at the 2022 Annual Meeting:
Hansel E. Tookes, II
2. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as independent registered certified public
accounting firm for the 2021 fiscal year.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
4. Approval of the Amendment to the 2019 Mgmt Against Against
Equity and Incentive Compensation Plan.
5. Shareholder proposal to vote, on an Shr Against For
advisory basis, on a shareholder proposal
regarding written consent.
--------------------------------------------------------------------------------------------------------------------------
SABRA HEALTH CARE REIT, INC. Agenda Number: 935426381
--------------------------------------------------------------------------------------------------------------------------
Security: 78573L106
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: SBRA
ISIN: US78573L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig A. Barbarosh Mgmt For For
1B. Election of Director: Katie Cusack Mgmt For For
1C. Election of Director: Michael J. Foster Mgmt For For
1D. Election of Director: Ronald G. Geary Mgmt For For
1E. Election of Director: Lynne S. Katzmann Mgmt For For
1F. Election of Director: Ann Kono Mgmt For For
1G. Election of Director: Raymond J. Lewis Mgmt For For
1H. Election of Director: Jeffrey A. Malehorn Mgmt For For
1I. Election of Director: Richard K. Matros Mgmt For For
1J. Election of Director: Clifton J. Porter II Mgmt For For
1K. Election of Director: Milton J. Walters Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Sabra's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of Sabra's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SALLY BEAUTY HOLDINGS, INC. Agenda Number: 935313332
--------------------------------------------------------------------------------------------------------------------------
Security: 79546E104
Meeting Type: Annual
Meeting Date: 28-Jan-2021
Ticker: SBH
ISIN: US79546E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Timothy R. Baer Mgmt For For
1B. Election of Director: Christian A. Brickman Mgmt For For
1C. Election of Director: Marshall E. Eisenberg Mgmt Against Against
1D. Election of Director: Diana S. Ferguson Mgmt For For
1E. Election of Director: Dorlisa K. Flur Mgmt For For
1F. Election of Director: James M. Head Mgmt For For
1G. Election of Director: Linda Heasley Mgmt For For
1H. Election of Director: Robert R. McMaster Mgmt Against Against
1I. Election of Director: John A. Miller Mgmt Against Against
1J. Election of Director: Susan R. Mulder Mgmt For For
1K. Election of Director: Denise Paulonis Mgmt For For
1L. Election of Director: Edward W. Rabin Mgmt Against Against
2. Approval of the compensation of the Mgmt Against Against
Corporation's executive officers including
the Corporation's compensation practices
and principles and their implementation.
3. Ratification of the selection of KPMG LLP Mgmt For For
as the Corporation's independent registered
public accounting firm for the fiscal year
2021.
--------------------------------------------------------------------------------------------------------------------------
SANMINA CORPORATION Agenda Number: 935329753
--------------------------------------------------------------------------------------------------------------------------
Security: 801056102
Meeting Type: Annual
Meeting Date: 15-Mar-2021
Ticker: SANM
ISIN: US8010561020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Eugene A. Delaney Mgmt For For
1B. Election of Director: John P. Goldsberry Mgmt Against Against
1C. Election of Director: Rita S. Lane Mgmt For For
1D. Election of Director: Joseph G. Licata, Jr. Mgmt Against Against
1E. Election of Director: Krish Prabhu Mgmt For For
1F. Election of Director: Mario M. Rosati Mgmt Against Against
1G. Election of Director: Jure Sola Mgmt For For
1H. Election of Director: Jackie M. Ward Mgmt Against Against
2. Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Sanmina Corporation for its fiscal
year ending October 2, 2021.
3. Proposal to approve, on an advisory Mgmt Against Against
(non-binding) basis, the compensation of
Sanmina Corporation's named executive
officers, as disclosed in the Proxy
Statement for the 2021 Annual Meeting of
Stockholders pursuant to the compensation
disclosure rules of the Securities and
Exchange Commission, including the
Compensation Discussion and Analysis, the
compensation tables and the other related
disclosure.
4. Proposal to approve the reservation of an Mgmt For For
additional 1,400,000 shares of common stock
for issuance under the 2019 Equity
Incentive Plan of Sanmina Corporation.
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER NATIONAL, INC. Agenda Number: 935347321
--------------------------------------------------------------------------------------------------------------------------
Security: 80689H102
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: SNDR
ISIN: US80689H1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jyoti Chopra Mgmt For For
James R. Giertz Mgmt Withheld Against
Adam P. Godfrey Mgmt Withheld Against
Robert W. Grubbs Mgmt Withheld Against
Robert M. Knight, Jr. Mgmt For For
Therese A. Koller Mgmt For For
Mark B. Rourke Mgmt For For
Paul J. Schneider Mgmt Withheld Against
John A. Swainson Mgmt Withheld Against
James L. Welch Mgmt Withheld Against
2. Appointment of Auditors: Shareholders will Mgmt For For
be asked to ratify the appointment of
Deloitte & Touche, LLP ("Deloitte") as the
Company's independent registered auditors
for the current year. Information regarding
the appointment of Deloitte may be found in
the Ratification of Appointment of
Independent Registered Public Accounting
Firm section of the Proxy Statement.
3. Say on Pay: Shareholders will be asked to Mgmt For For
approve, on an advisory basis, the
compensation of our named executive
officers, which is more fully described in
the Compensation Discussion and Analysis
and Executive Compensation Tables and
Narrative sections of the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
SCHNITZER STEEL INDUSTRIES, INC. Agenda Number: 935316744
--------------------------------------------------------------------------------------------------------------------------
Security: 806882106
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: SCHN
ISIN: US8068821060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Glenda J. Minor Mgmt For For
Michael W. Sutherlin Mgmt For For
2. To vote on an advisory resolution on Mgmt Against Against
executive compensation.
3. To ratify the selection of independent Mgmt Against Against
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
SELECT ENERGY SERVICES, INC. Agenda Number: 935359821
--------------------------------------------------------------------------------------------------------------------------
Security: 81617J301
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: WTTR
ISIN: US81617J3014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David C. Baldwin Mgmt For For
1b. Election of Director: Richard A. Burnett Mgmt For For
1c. Election of Director: Robert V. Delaney Mgmt For For
1d. Election of Director: John D. Schmitz Mgmt For For
1e. Election of Director: Troy W. Thacker Mgmt For For
1f. Election of Director: David A. Trice Mgmt For For
1g. Election of Director: Douglas J. Wall Mgmt Against Against
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the independent registered public
accounting firm of Select Energy Services,
Inc. for fiscal year 2021.
3. To approve, by a non-binding vote, the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SITE CENTERS CORP Agenda Number: 935372350
--------------------------------------------------------------------------------------------------------------------------
Security: 82981J109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: SITC
ISIN: US82981J1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Linda B. Abraham Mgmt For For
1.2 Election of Director: Terrance R. Ahern Mgmt Against Against
1.3 Election of Director: Jane E. DeFlorio Mgmt For For
1.4 Election of Director: Thomas Finne Mgmt For For
1.5 Election of Director: David R. Lukes Mgmt For For
1.6 Election of Director: Victor B. MacFarlane Mgmt For For
1.7 Election of Director: Alexander Otto Mgmt For For
1.8 Election of Director: Dawn M. Sweeney Mgmt For For
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of the Company's named
executive officers.
3. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as the Company's independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
SM ENERGY COMPANY Agenda Number: 935395930
--------------------------------------------------------------------------------------------------------------------------
Security: 78454L100
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: SM
ISIN: US78454L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director until the next annual Mgmt For For
meeting: Carla J. Bailo
1.2 Election of Director until the next annual Mgmt For For
meeting: Stephen R. Brand
1.3 Election of Director until the next annual Mgmt For For
meeting: Ramiro G. Peru
1.4 Election of Director until the next annual Mgmt Against Against
meeting: Julio M. Quintana
1.5 Election of Director until the next annual Mgmt For For
meeting: Rose M. Robeson
1.6 Election of Director until the next annual Mgmt For For
meeting: William D. Sullivan
1.7 Election of Director until the next annual Mgmt For For
meeting: Herbert S. Vogel
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation philosophy,
policies and procedures, and the
compensation of our Company's named
executive officers, as disclosed in the
accompanying Proxy Statement.
3. To ratify the appointment by the Audit Mgmt For For
Committee of Ernst & Young LLP as our
independent registered public accounting
firm for 2021.
4. To approve our 2021 Employee Stock Purchase Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
SOLARIS OILFIELD INFRASTRUCTURE, INC. Agenda Number: 935370495
--------------------------------------------------------------------------------------------------------------------------
Security: 83418M103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SOI
ISIN: US83418M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James R. Burke Mgmt Withheld Against
F. Gardner Parker Mgmt For For
2. Ratify the appointment of BDO USA, LLP as Mgmt For For
the Company's independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST GAS HOLDINGS, INC. Agenda Number: 935363680
--------------------------------------------------------------------------------------------------------------------------
Security: 844895102
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: SWX
ISIN: US8448951025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert L. Boughner Mgmt Withheld Against
Jose A. Cardenas Mgmt For For
Stephen C. Comer Mgmt Withheld Against
John P. Hester Mgmt For For
Jane Lewis-Raymond Mgmt For For
Anne L. Mariucci Mgmt Withheld Against
Michael J. Melarkey Mgmt Withheld Against
A. Randall Thoman Mgmt For For
Thomas A. Thomas Mgmt For For
Leslie T. Thornton Mgmt For For
2. To APPROVE, on a non-binding, advisory Mgmt For For
basis, the Company's Executive
Compensation.
3. To RATIFY the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
SPECTRUM BRANDS HOLDINGS, INC. Agenda Number: 935242494
--------------------------------------------------------------------------------------------------------------------------
Security: 84790A105
Meeting Type: Annual
Meeting Date: 28-Jul-2020
Ticker: SPB
ISIN: US84790A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Kenneth C. Mgmt Against Against
Ambrecht
1B. Election of Class II Director: Hugh R. Mgmt For For
Rovit
2. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
September 30, 2020.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers.
4. To approve the Spectrum Brands Holdings, Mgmt For For
Inc. 2020 Omnibus Equity Plan.
--------------------------------------------------------------------------------------------------------------------------
SPIRE INC. Agenda Number: 935312758
--------------------------------------------------------------------------------------------------------------------------
Security: 84857L101
Meeting Type: Annual
Meeting Date: 28-Jan-2021
Ticker: SR
ISIN: US84857L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark A. Borer Mgmt For For
Maria V. Fogarty Mgmt For For
Stephen S. Schwartz Mgmt For For
2. Advisory nonbinding approval of resolution Mgmt Against Against
to approve compensation of our named
executive officers.
3. Ratify the appointment of Deloitte & Touche Mgmt Against Against
LLP as our independent registered public
accountant for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
STAG INDUSTRIAL, INC. Agenda Number: 935360747
--------------------------------------------------------------------------------------------------------------------------
Security: 85254J102
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: STAG
ISIN: US85254J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Benjamin S. Butcher Mgmt For For
1B. Election of Director: Jit Kee Chin Mgmt For For
1C. Election of Director: Virgis W. Colbert Mgmt For For
1D. Election of Director: Michelle S. Dilley Mgmt For For
1E. Election of Director: Jeffrey D. Furber Mgmt For For
1F. Election of Director: Larry T. Guillemette Mgmt For For
1G. Election of Director: Francis X. Jacoby III Mgmt For For
1H. Election of Director: Christopher P. Marr Mgmt For For
1I. Election of Director: Hans S. Weger Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the year ending December 31, 2021.
3. The approval, by non-binding vote, of Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
STANDARD MOTOR PRODUCTS, INC. Agenda Number: 935408802
--------------------------------------------------------------------------------------------------------------------------
Security: 853666105
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: SMP
ISIN: US8536661056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John P. Gethin Mgmt Withheld Against
Pamela Forbes Lieberman Mgmt Withheld Against
Patrick S. McClymont Mgmt For For
Joseph W. McDonnell Mgmt For For
Alisa C. Norris Mgmt For For
Eric P. Sills Mgmt For For
Lawrence I. Sills Mgmt Withheld Against
William H. Turner Mgmt Withheld Against
Richard S. Ward Mgmt Withheld Against
2. Approval of the Standard Motor Products, Mgmt For For
Inc. Amended & Restated 2016 Omnibus
Incentive Plan.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
4. Approval of non-binding, advisory Mgmt For For
resolution on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
STEELCASE INC. Agenda Number: 935229662
--------------------------------------------------------------------------------------------------------------------------
Security: 858155203
Meeting Type: Annual
Meeting Date: 15-Jul-2020
Ticker: SCS
ISIN: US8581552036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lawrence J. Blanford Mgmt For For
1B. Election of Director: Timothy C. E. Brown Mgmt For For
1C. Election of Director: Connie K. Duckworth Mgmt For For
1D. Election of Director: James P. Keane Mgmt For For
1E. Election of Director: Todd P. Kelsey Mgmt For For
1F. Election of Director: Jennifer C. Niemann Mgmt For For
1G. Election of Director: Robert C. Pew III Mgmt Against Against
1H. Election of Director: Cathy D. Ross Mgmt Against Against
1I. Election of Director: Catherine C. B. Mgmt For For
Schmelter
1J. Election of Director: Peter M. Wege II Mgmt Against Against
1K. Election of Director: Kate Pew Wolters Mgmt Against Against
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
--------------------------------------------------------------------------------------------------------------------------
STIFEL FINANCIAL CORP. Agenda Number: 935388036
--------------------------------------------------------------------------------------------------------------------------
Security: 860630102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SF
ISIN: US8606301021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Adam Berlew Mgmt Withheld Against
Kathleen Brown Mgmt For For
Michael W. Brown Mgmt For For
Robert E. Grady Mgmt For For
Ronald J. Kruszewski Mgmt For For
Daniel J. Ludeman Mgmt For For
Maura A. Markus Mgmt For For
David A. Peacock Mgmt For For
Thomas W. Weisel Mgmt For For
Michael J. Zimmerman Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers (say on pay).
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
STONERIDGE, INC. Agenda Number: 935366674
--------------------------------------------------------------------------------------------------------------------------
Security: 86183P102
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: SRI
ISIN: US86183P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan B. DeGaynor Mgmt For For
Jeffrey P. Draime Mgmt Withheld Against
Douglas C. Jacobs Mgmt Withheld Against
Ira C. Kaplan Mgmt For For
Kim Korth Mgmt Withheld Against
William M. Lasky Mgmt Withheld Against
George S. Mayes, Jr. Mgmt For For
Paul J. Schlather Mgmt For For
Frank S. Sklarsky Mgmt For For
2. Ratification of Ernst & Young LLP as the Mgmt For For
Company's independent registered public
accounting firm for 2021.
3. Approval, on advisory basis, of the 2020 Mgmt Against Against
compensation of the Company's named
executive officers.
4. Approval of the Company's Annual Incentive Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
STONEX GROUP INC. Agenda Number: 935325452
--------------------------------------------------------------------------------------------------------------------------
Security: 861896108
Meeting Type: Annual
Meeting Date: 25-Feb-2021
Ticker: SNEX
ISIN: US8618961085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Annabelle G. Bexiga Mgmt For For
Scott J. Branch Mgmt Withheld Against
Diane L. Cooper Mgmt For For
John Fowler Mgmt Withheld Against
Steven Kass Mgmt For For
Bruce W. Krehbiel Mgmt For For
Sean M. O'Connor Mgmt For For
Eric Parthemore Mgmt For For
John Radziwill Mgmt Withheld Against
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the 2021 fiscal year.
3. To approve the advisory (non-binding) Mgmt Against Against
resolution relating to executive
compensation.
4. To approve an amendment to the 2013 Stock Mgmt Against Against
Option Plan to increase the total number of
shares authorized for issuance under the
Plan from 2,000,000 shares to 3,000,000
shares.
--------------------------------------------------------------------------------------------------------------------------
TANGER FACTORY OUTLET CENTERS, INC. Agenda Number: 935382654
--------------------------------------------------------------------------------------------------------------------------
Security: 875465106
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: SKT
ISIN: US8754651060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 Election of Director: Jeffrey B. Citrin Mgmt For For
02 Election of Director: David B. Henry Mgmt For For
03 Election of Director: Thomas J. Reddin Mgmt For For
04 Election of Director: Bridget M. Mgmt For For
Ryan-Berman
05 Election of Director: Susan E. Skerritt Mgmt For For
06 Election of Director: Steven B. Tanger Mgmt For For
07 Election of Director: Luis A. Ubinas Mgmt For For
08 Election of Director: Stephen J. Yalof Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve, on an advisory (non-binding) Mgmt Against Against
basis, named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
TEGNA INC. Agenda Number: 935375724
--------------------------------------------------------------------------------------------------------------------------
Security: 87901J105
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: TGNA
ISIN: US87901J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gina L. Bianchini Mgmt For For
Howard D. Elias Mgmt For For
Stuart J. Epstein Mgmt For For
Lidia Fonseca Mgmt For For
Karen H. Grimes Mgmt For For
David T. Lougee Mgmt For For
Scott K. McCune Mgmt For For
Henry W. McGee Mgmt For For
Susan Ness Mgmt For For
Bruce P. Nolop Mgmt For For
Neal Shapiro Mgmt For For
Melinda C. Witmer Mgmt For For
2. PROPOSAL TO RATIFY the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the 2021 fiscal year.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt Against Against
the compensation of the Company's named
executive officers.
4. COMPANY PROPOSAL TO APPROVE the Elimination Mgmt For For
of Supermajority Voting Provisions.
--------------------------------------------------------------------------------------------------------------------------
TENNECO INC. Agenda Number: 935372437
--------------------------------------------------------------------------------------------------------------------------
Security: 880349105
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: TEN
ISIN: US8803491054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Roy V. Armes Mgmt For For
1B. Election of Director: Thomas C. Freyman Mgmt For For
1C. Election of Director: Denise Gray Mgmt For For
1D. Election of Director: Brian J. Kesseler Mgmt For For
1E. Election of Director: Dennis J. Letham Mgmt For For
1F. Election of Director: James S. Metcalf Mgmt For For
1G. Election of Director: Aleksandra A. Mgmt For For
Miziolek
1H. Election of Director: Charles K. Stevens, Mgmt For For
III
1I. Election of Director: John S. Stroup Mgmt Against Against
1J. Election of Director: Jane L. Warner Mgmt For For
2. Ratify appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
public accountants for 2021.
3. Approve executive compensation in an Mgmt Against Against
advisory vote.
4. Approve the Tenneco Inc. 2021 Long-Term Mgmt Against Against
Incentive Plan.
5. Ratify the Section 382 Rights Agreement, Mgmt For For
dated as of April 15, 2020, between the
Company and Equiniti Trust Company, as
rights agent.
--------------------------------------------------------------------------------------------------------------------------
THE BANCORP, INC. Agenda Number: 935382490
--------------------------------------------------------------------------------------------------------------------------
Security: 05969A105
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: TBBK
ISIN: US05969A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel G. Cohen Mgmt Against Against
1B. Election of Director: Damian M. Kozlowski Mgmt For For
1C. Election of Director: Walter T. Beach Mgmt Against Against
1D. Election of Director: Michael J. Bradley Mgmt Against Against
1E. Election of Director: John C. Chrystal Mgmt Against Against
1F. Election of Director: Matthew N. Cohn Mgmt Against Against
1G. Election of Director: John M. Eggemeyer Mgmt For For
1H. Election of Director: Hersh Kozlov Mgmt Against Against
1I. Election of Director: William H. Lamb Mgmt Against Against
1J. Election of Director: James J. McEntee lll Mgmt Against Against
1K. Election of Director: Daniela A. Mielke Mgmt For For
1L. Election of Director: Stephanie B. Mudick Mgmt For For
1M. Election of Director: Mei-Mei H. Tuan Mgmt For For
2. Proposal to approve a non-binding advisory Mgmt Against Against
vote on the Company's compensation program
for its named executive officers.
3. Proposal to approve the selection of Grant Mgmt Against Against
Thornton LLP as independent public
accountants for the Company for the fiscal
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY Agenda Number: 935343260
--------------------------------------------------------------------------------------------------------------------------
Security: 382550101
Meeting Type: Annual
Meeting Date: 12-Apr-2021
Ticker: GT
ISIN: US3825501014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James A. Firestone Mgmt Against Against
1B. Election of Director: Werner Geissler Mgmt For For
1C. Election of Director: Peter S. Hellman Mgmt For For
1D. Election of Director: Laurette T. Koellner Mgmt For For
1E. Election of Director: Richard J. Kramer Mgmt For For
1F. Election of Director: Karla R. Lewis Mgmt For For
1G. Election of Director: W. Alan McCollough Mgmt Against Against
1H. Election of Director: John E. McGlade Mgmt For For
1I. Election of Director: Roderick A. Palmore Mgmt For For
1J. Election of Director: Hera Siu Mgmt For For
1K. Election of Director: Stephanie A. Streeter Mgmt For For
1L. Election of Director: Michael R. Wessel Mgmt For For
1M. Election of Director: Thomas L. Williams Mgmt For For
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. Ratification of appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm.
4. Shareholder Proposal re: Special Shr For Against
Shareholder Meeting Threshold.
--------------------------------------------------------------------------------------------------------------------------
TRI POINTE HOMES, INC. Agenda Number: 935344565
--------------------------------------------------------------------------------------------------------------------------
Security: 87265H109
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: TPH
ISIN: US87265H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas F. Bauer Mgmt For For
1B. Election of Director: Lawrence B. Burrows Mgmt For For
1C. Election of Director: Daniel S. Fulton Mgmt For For
1D. Election of Director: Steven J. Gilbert Mgmt For For
1E. Election of Director: Vicki D. McWilliams Mgmt For For
1F. Election of Director: Constance B. Moore Mgmt For For
2. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of Tri Pointe Homes,
Inc.'s named executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Tri Pointe Homes, Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TRICO BANCSHARES Agenda Number: 935394154
--------------------------------------------------------------------------------------------------------------------------
Security: 896095106
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: TCBK
ISIN: US8960951064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald J. Amaral Mgmt Withheld Against
L. Gage Chrysler III Mgmt Withheld Against
Craig S. Compton Mgmt Withheld Against
Kirsten E. Garen Mgmt For For
Cory W. Giese Mgmt For For
John S. A. Hasbrook Mgmt Withheld Against
Margaret L. Kane Mgmt For For
Michael W. Koehnen Mgmt Withheld Against
Martin A. Mariani Mgmt For For
Thomas C. McGraw Mgmt For For
Richard P. Smith Mgmt For For
Kimberley H. Vogel Mgmt For For
2. Advisory approval of the company's Mgmt Against Against
executive compensation.
3. To ratify the selection of Moss Adams LLP Mgmt For For
as the company's independent auditor for
2021.
--------------------------------------------------------------------------------------------------------------------------
TRONOX HOLDINGS PLC Agenda Number: 935386448
--------------------------------------------------------------------------------------------------------------------------
Security: G9087Q102
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: TROX
ISIN: GB00BJT16S69
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ilan Kaufthal Mgmt For For
1B. Election of Director: Mutlaq Al-Morished Mgmt Against Against
1C. Election of Director: Vanessa Guthrie Mgmt For For
1D. Election of Director: Peter Johnston Mgmt For For
1E. Election of Director: Ginger Jones Mgmt For For
1F. Election of Director: Stephen Jones Mgmt For For
1G. Election of Director: Moazzam Khan Mgmt For For
1H. Election of Director: Sipho Nkosi Mgmt For For
1I. Election of Director: John Romano Mgmt For For
1J. Election of Director: Jean-Francois Turgeon Mgmt For For
2. A non-binding advisory vote to approve Mgmt Against Against
executive compensation.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP (U.S.) as the
Company's independent registered public
accounting firm.
4. Approve receipt of our U.K. audited annual Mgmt For For
report and accounts and related directors'
and auditor's reports for the fiscal year
ended December 31, 2020.
5. Approve on a non-binding advisory basis our Mgmt Against Against
U.K. directors' remuneration report for the
fiscal year ended December 31, 2020.
6. Re-appoint PricewaterhouseCoopers LLP as Mgmt For For
our U.K. statutory auditor for the year
ended December 31, 2020.
7. Authorize the Board or the Audit Committee Mgmt For For
to determine the remuneration of PwC U.K.
in its capacity as the Company's U.K.
statutory auditor.
--------------------------------------------------------------------------------------------------------------------------
TRUEBLUE, INC Agenda Number: 935372449
--------------------------------------------------------------------------------------------------------------------------
Security: 89785X101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: TBI
ISIN: US89785X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: A. Patrick Beharelle Mgmt For For
1B. Election of Director: Colleen B. Brown Mgmt For For
1C. Election of Director: Steven C. Cooper Mgmt For For
1D. Election of Director: William C. Goings Mgmt For For
1E. Election of Director: Kim Harris Jones Mgmt For For
1F. Election of Director: R. Chris Kreidler Mgmt For For
1G. Election of Director: Jeffrey B. Sakaguchi Mgmt For For
1H. Election of Director: Kristi A. Savacool Mgmt For For
1I. Election of Director: Bonnie W. Soodik Mgmt For For
2. To approve, by advisory vote, compensation Mgmt For For
for our named executive officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 26, 2021.
--------------------------------------------------------------------------------------------------------------------------
TRUSTCO BANK CORP NY Agenda Number: 935378237
--------------------------------------------------------------------------------------------------------------------------
Security: 898349105
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: TRST
ISIN: US8983491056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Lisa
M. Lucarelli
1B. Election of Director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting: Thomas
O. Maggs
1C. Election of Director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting:
Anthony J. Marinello, M.D., Ph.D.
1D. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Robert
J. McCormick
1E. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting:
Kimberly A. Russell
1F. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Frank
B. Silverman
2. Approval of a non-binding advisory Mgmt Against Against
resolution on the compensation of TrustCo's
named executive officers.
3. Approval of reverse stock split of Mgmt For For
TrustCo's Common Stock at a ratio of 1 for
5 and an amendment to TrustCo's Amended and
Restated Certificate of Incorporation to
effect a reverse stock split of TrustCo
Common Stock at a ratio of 1 for 5 and a
corresponding proportionate reduction in
TrustCo's authorized Common Stock.
4. Ratification of the appointment of Crowe Mgmt For For
LLP as TrustCo's independent auditors for
2021.
--------------------------------------------------------------------------------------------------------------------------
TRUSTMARK CORPORATION Agenda Number: 935350001
--------------------------------------------------------------------------------------------------------------------------
Security: 898402102
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: TRMK
ISIN: US8984021027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Adolphus B. Baker Mgmt Against Against
1B. Election of Director: William A. Brown Mgmt For For
1C. Election of Director: Augustus L. Collins Mgmt For For
1D. Election of Director: Tracy T. Conerly Mgmt For For
1E. Election of Director: Toni D. Cooley Mgmt For For
1F. Election of Director: Duane A. Dewey Mgmt For For
1G. Election of Director: Marcelo Eduardo Mgmt For For
1H. Election of Director: J. Clay Hays, Jr., Mgmt For For
M.D.
1I. Election of Director: Gerard R. Host Mgmt For For
1J. Election of Director: Harris V. Morrissette Mgmt For For
1K. Election of Director: Richard H. Puckett Mgmt Against Against
1L. Election of Director: William G. Yates III Mgmt For For
2. To provide advisory approval of Trustmark's Mgmt Against Against
executive compensation.
3. To ratify the selection of Crowe LLP as Mgmt For For
Trustmark's independent auditor for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
U.S. CONCRETE, INC. Agenda Number: 935365418
--------------------------------------------------------------------------------------------------------------------------
Security: 90333L201
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: USCR
ISIN: US90333L2016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael D. Lundin Mgmt For For
Susan M. Ball Mgmt For For
Kurt M. Cellar Mgmt For For
Rajan C. Penkar Mgmt For For
Ronnie Pruitt Mgmt For For
Theodore P. Rossi Mgmt For For
Colin M. Sutherland Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent public accounting firm
of the Company for the year ending December
31, 2021.
3. Cast a non-binding, advisory vote on the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
proxy materials.
4. Approval of an amendment to the U.S. Mgmt For For
Concrete, Inc. Long Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC. Agenda Number: 935419160
--------------------------------------------------------------------------------------------------------------------------
Security: 90385V107
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: UCTT
ISIN: US90385V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Clarence L. Granger Mgmt For For
1B. Election of Director: James P. Scholhamer Mgmt For For
1C. Election of Director: David T. ibnAle Mgmt Against Against
1D. Election of Director: Emily M. Liggett Mgmt For For
1E. Election of Director: Thomas T. Edman Mgmt For For
1F. Election of Director: Barbara V. Scherer Mgmt For For
1G. Election of Director: Ernest E. Maddock Mgmt For For
1H. Election of Director: Jacqueline A. Seto Mgmt For For
2. Ratification of the appointment of Moss Mgmt For For
Adams LLP as the independent registered
public accounting firm of Ultra Clean
Holdings, Inc. for fiscal 2021.
3. Approval, by an advisory vote, of the Mgmt Against Against
compensation of Ultra Clean Holdings,
Inc.'s named executive officers for fiscal
2020 as disclosed in our proxy statement
for the 2021 Annual Meeting of
Stockholders.
--------------------------------------------------------------------------------------------------------------------------
UMH PROPERTIES, INC. Agenda Number: 935406365
--------------------------------------------------------------------------------------------------------------------------
Security: 903002103
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: UMH
ISIN: US9030021037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anna T. Chew Mgmt For For
Eugene W. Landy Mgmt For For
Samuel A. Landy Mgmt For For
Stuart D. Levy Mgmt Withheld Against
2. Ratification of the appointment of PKF Mgmt For For
O'Connor Davies, LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2021.
3. The approval of an amendment to the Amended Mgmt Against Against
and Restated 2013 Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
UNITIL CORPORATION Agenda Number: 935361802
--------------------------------------------------------------------------------------------------------------------------
Security: 913259107
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: UTL
ISIN: US9132591077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Suzanne Foster Mgmt For For
Thomas P. Meissner, Jr. Mgmt For For
Justine Vogel Mgmt For For
2. To ratify the selection of independent Mgmt For For
registered accounting firm, Deloitte &
Touche LLP, for fiscal year 2021.
3. Advisory vote on the approval of Executive Mgmt Against Against
Compensation.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL ELECTRONICS INC. Agenda Number: 935403167
--------------------------------------------------------------------------------------------------------------------------
Security: 913483103
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: UEIC
ISIN: US9134831034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul D. Arling Mgmt For For
2. Say on Pay - Approval, on an advisory Mgmt Against Against
basis, of named executive officer
compensation.
3. Adoption and approval of an amendment to Mgmt Against Against
our 2018 Equity and Incentive Compensation
Plan.
4. Ratification of the appointment of Grant Mgmt For For
Thornton LLP, a firm of Independent
Registered Public Accountants as the
Company's auditors for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
UNIVEST FINANCIAL CORPORATION Agenda Number: 935350924
--------------------------------------------------------------------------------------------------------------------------
Security: 915271100
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: UVSP
ISIN: US9152711001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William S. Aichele* Mgmt For For
Suzanne Keenan* Mgmt For For
Thomas M. Petro* Mgmt For For
Charles H. Zimmerman* Mgmt For For
Alt Dir:Joseph P Beebe# Mgmt For For
2. Ratification of KPMG LLP as our independent Mgmt For For
registered public accounting firm for 2021.
3. Approval of, on an advisory (non-binding) Mgmt Against Against
basis, the compensation of our named
executive officers as presented in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC. Agenda Number: 935351065
--------------------------------------------------------------------------------------------------------------------------
Security: 920253101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: VMI
ISIN: US9202531011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel P. Neary Mgmt Withheld Against
Theo W. Freye Mgmt For For
Stephen Kaniewski Mgmt For For
Joan Robinson-Berry Mgmt For For
2. Advisory approval of the company's Mgmt Against Against
executive compensation.
3. Ratifying the appointment of Deloitte & Mgmt Against Against
Touche LLP as independent auditors for
fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
VERICEL CORPORATION Agenda Number: 935348981
--------------------------------------------------------------------------------------------------------------------------
Security: 92346J108
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: VCEL
ISIN: US92346J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert L. Zerbe Mgmt Withheld Against
Alan L. Rubino Mgmt Withheld Against
Heidi Hagen Mgmt For For
Steven Gilman Mgmt For For
Kevin McLaughlin Mgmt For For
Paul Wotton Mgmt For For
Dominick C. Colangelo Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of Vericel Corporation's named
executive officers.
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Vericel
Corporation's Independent Registered Public
Accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
VERINT SYSTEMS INC. Agenda Number: 935427179
--------------------------------------------------------------------------------------------------------------------------
Security: 92343X100
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: VRNT
ISIN: US92343X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dan Bodner Mgmt For For
Linda Crawford Mgmt For For
John Egan Mgmt For For
Reid French Mgmt For For
Stephen Gold Mgmt For For
William Kurtz Mgmt For For
Andrew Miller Mgmt For For
Richard Nottenburg Mgmt For For
Jason Wright Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as independent registered public
accountants for the year ending January 31,
2022.
3. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation of the named
executive officers as disclosed in the
accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
VIRTU FINANCIAL INC Agenda Number: 935404525
--------------------------------------------------------------------------------------------------------------------------
Security: 928254101
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: VIRT
ISIN: US9282541013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Virginia Gambale Mgmt For For
John D. Nixon Mgmt Withheld Against
David J. Urban Mgmt For For
Michael T. Viola Mgmt Withheld Against
2. Advisory Vote to Approve Compensation of Mgmt Against Against
Named Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC. Agenda Number: 935377742
--------------------------------------------------------------------------------------------------------------------------
Security: 928298108
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: VSH
ISIN: US9282981086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc Zandman Mgmt For For
Ruta Zandman Mgmt Withheld Against
Ziv Shoshani Mgmt Withheld Against
Jeffrey H. Vanneste Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as Vishay's independent registered
public accounting firm for the year ending
December 31, 2021.
3. The advisory approval of the compensation Mgmt Against Against
of the Company's executive officers.
--------------------------------------------------------------------------------------------------------------------------
VISHAY PRECISION GROUP,INC. Agenda Number: 935390485
--------------------------------------------------------------------------------------------------------------------------
Security: 92835K103
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: VPG
ISIN: US92835K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc Zandman Mgmt Withheld Against
Janet Clarke Mgmt For For
Wesley Cummins Mgmt For For
Bruce Lerner Mgmt For For
Saul Reibstein Mgmt For For
Ziv Shoshani Mgmt For For
Timothy Talbert Mgmt For For
2. To approve the ratification of Brightman Mgmt For For
Almagor Zohar & Co., a firm in the Deloitte
Global Network, as Vishay Precision Group,
Inc.'s independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve the non-binding resolution Mgmt Against Against
relating to the executive compensation.
--------------------------------------------------------------------------------------------------------------------------
WERNER ENTERPRISES, INC. Agenda Number: 935381210
--------------------------------------------------------------------------------------------------------------------------
Security: 950755108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: WERN
ISIN: US9507551086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott C. Arves* Mgmt For For
V. Mansharamani, Ph.D.* Mgmt For For
Alexi A. Wellman* Mgmt For For
Carmen A. Tapio** Mgmt For For
Derek J. Leathers+ Mgmt For For
2. To approve the advisory resolution on Mgmt For For
executive compensation.
3. To ratify the appointment of KPMG LLP as Mgmt Against Against
the independent registered public
accounting firm of Werner Enterprises, Inc.
for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
WINTRUST FINANCIAL CORPORATION Agenda Number: 935387870
--------------------------------------------------------------------------------------------------------------------------
Security: 97650W108
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: WTFC
ISIN: US97650W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter D. Crist Mgmt For For
1B. Election of Director: Bruce K. Crowther Mgmt For For
1C. Election of Director: William J. Doyle Mgmt For For
1D. Election of Director: Marla F. Glabe Mgmt For For
1E. Election of Director: H. Patrick Hackett, Mgmt For For
Jr.
1F. Election of Director: Scott K. Heitmann Mgmt For For
1G. Election of Director: Deborah L. Hall Mgmt For For
Lefevre
1H Election of Director: Suzet M. McKinney Mgmt For For
1I. Election of Director: Gary D. "Joe" Sweeney Mgmt For For
1J. Election of Director: Karin Gustafson Mgmt For For
Teglia
1K. Election of Director: Alex E. Washington, Mgmt For For
III
1L. Election of Director: Edward J. Wehmer Mgmt For For
2. Proposal to approve the Amended and Mgmt For For
Restated Employee Stock Purchase Plan (to
increase number of shares that may be
offered by 200,000).
3. Proposal to approve, on an advisory Mgmt Against Against
(non-binding) basis, the Company's
executive compensation as described in the
2021 Proxy Statement.
4. Proposal to ratify the appointment of Ernst Mgmt Against Against
& Young LLP to serve as the independent
registered public accounting firm for
fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
WORLD FUEL SERVICES CORPORATION Agenda Number: 935381448
--------------------------------------------------------------------------------------------------------------------------
Security: 981475106
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: INT
ISIN: US9814751064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Kasbar Mgmt For For
Ken Bakshi Mgmt Withheld Against
Jorge L. Benitez Mgmt For For
Sharda Cherwoo Mgmt For For
Richard A. Kassar Mgmt Withheld Against
John L. Manley Mgmt For For
Stephen K. Roddenberry Mgmt Withheld Against
Paul H. Stebbins Mgmt Withheld Against
2. Approval of the non-binding, advisory vote Mgmt Against Against
on executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered certified public
accounting firm for the 2021 fiscal year.
4. Approval of the World Fuel Services Mgmt For For
Corporation 2021 Omnibus Plan.
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 935360444
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: WSFS
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anat Bird # Mgmt For For
Jennifer W. Davis # Mgmt For For
Michael J. Donahue # Mgmt For For
Nancy J. Foster * Mgmt For For
2. An advisory (non-binding) Say-on-Pay Vote. Mgmt Against Against
3. An amendment of the 2018 Incentive Plan to Mgmt Against Against
increase the number of shares of Common
Stock available for issuance under the
Plan.
4. The ratification of the appointment of KPMG Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 935436748
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102
Meeting Type: Special
Meeting Date: 10-Jun-2021
Ticker: WSFS
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. WSFS Merger and Share Issuance Proposal: To Mgmt For For
adopt the Agreement and Plan of Merger,
dated as of March 9, 2021 (the "Merger
Agreement"), by and between WSFS Financial
Corporation ("WSFS") and Bryn Mawr Bank
Corporation, and to approve the
transactions contemplated by the Merger
Agreement, including the merger and the
issuance of shares of WSFS common stock as
consideration under the Merger Agreement
(the "WSFS Merger and Share Issuance
Proposal").
2. WSFS Adjournment Proposal: To approve one Mgmt For For
or more adjournments of the WSFS Special
Meeting of Stockholders, if necessary or
appropriate, to solicit additional proxies
in favor of approval of the WSFS Merger and
Share Issuance Proposal.
--------------------------------------------------------------------------------------------------------------------------
ZUMIEZ INC. Agenda Number: 935402406
--------------------------------------------------------------------------------------------------------------------------
Security: 989817101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: ZUMZ
ISIN: US9898171015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard M. Brooks Mgmt For For
1B. Election of Director: Steve P. Louden Mgmt For For
1C. Election of Director: James P. Murphy Mgmt For For
2. Ratification of the selection of Moss Adams Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending January 29, 2022 (fiscal 2021).
BMO Strategic Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
BMO Tax-Free Money Market Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
BMO Ultra Short Tax-Free Fund
--------------------------------------------------------------------------------------------------------------------------
NUVEEN AMT FREE QUALITY MUNI INC FD Agenda Number: 935245539
--------------------------------------------------------------------------------------------------------------------------
Security: 670657774
Meeting Type: Annual
Meeting Date: 05-Aug-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
John K. Nelson Mgmt Withheld Against
Terence J. Toth Mgmt For For
Robert L. Young Mgmt For For
William C. Hunter Mgmt Withheld Against
Albin F. Moschner Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN AMT FREE QUALITY MUNI INC FD Agenda Number: 935293679
--------------------------------------------------------------------------------------------------------------------------
Security: 670657774
Meeting Type: Special
Meeting Date: 07-Dec-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an Agreement and Plan of Mgmt For For
Reorganization pursuant to which Nuveen
Michigan Quality Municipal Income Fund (the
"Target Fund") would (i) transfer
substantially all of its assets to Nuveen
AMT-Free Quality Municipal Income Fund (the
"Acquiring Fund"), (ii) distribute such
newly issued shares of the Acquiring Fund
to the common shareholders and preferred
shareholders of the Target Fund, and (iii)
liquidate, dissolve and terminate in
accordance with applicable law.
--------------------------------------------------------------------------------------------------------------------------
NUVEEN AMT-FREE MUNICIPAL CREDIT INC FD Agenda Number: 935245539
--------------------------------------------------------------------------------------------------------------------------
Security: 67071L825
Meeting Type: Annual
Meeting Date: 05-Aug-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
John K. Nelson Mgmt Withheld Against
Terence J. Toth Mgmt For For
Robert L. Young Mgmt For For
William C. Hunter Mgmt Withheld Against
Albin F. Moschner Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN CALIFORNIA AMT FREE MUNI INC FD Agenda Number: 935285797
--------------------------------------------------------------------------------------------------------------------------
Security: 670651868
Meeting Type: Annual
Meeting Date: 16-Nov-2020
Ticker:
ISIN: US6706518684
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John K. Nelson Mgmt Withheld Against
Terence J. Toth Mgmt Withheld Against
Robert L. Young Mgmt Withheld Against
William C. Hunter Mgmt Withheld Against
Albin F. Moschner Mgmt Withheld Against
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) BMO Funds, Inc.
By (Signature) /s/ John Blaser
Name John Blaser
Title President
Date 08/16/2021