UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-08568
NAME OF REGISTRANT: John Hancock Financial Opportunities
Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 200 Berkeley Street
Boston, MA 02116
NAME AND ADDRESS OF AGENT FOR SERVICE: Charles A. Rizzo
197 Clarendon Street
Boston, MA 02116
REGISTRANT'S TELEPHONE NUMBER: 6176633000
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
2X21 JHF Financial Opportunities Fund
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1ST SOURCE CORPORATION Agenda Number: 935340896
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Security: 336901103
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: SRCE
ISIN: US3369011032
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term expiring Mgmt For For
April 2024: Tracy D. Graham
1B. Election of Director for term expiring Mgmt For For
April 2024: Ronda Shrewsbury Weybright
1C. Election of Director for term expiring Mgmt For For
April 2024: Melody Birmingham
1D. Election of Director for term expiring Mgmt Against Against
April 2024: Mark D. Schwabero
2. Ratification of the appointment of BKD LLP Mgmt For For
as 1st Source Corporation's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
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AMERICAN BUSINESS BANK Agenda Number: 935242987
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Security: 02475L105
Meeting Type: Annual
Meeting Date: 21-Jul-2020
Ticker: AMBZ
ISIN: US02475L1052
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Leon I. Blankstein Mgmt For For
Donald P. Johnson Mgmt Withheld Against
Gaurav Malhotra Mgmt For For
Edith Matthai Mgmt For For
Trent D. Merrill Mgmt Withheld Against
Javier Sanchez Mgmt For For
Robert F. Schack Mgmt Withheld Against
Jon H. Schlobohm Mgmt For For
Robert I. Usdan Mgmt Withheld Against
Pasy Wang Mgmt For For
2. To ratify the appointment of RSM US LLP as Mgmt For For
the Bank's independent public accountants
as described more fully in the accompanying
proxy statement.
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AMERICAN BUSINESS BANK Agenda Number: 935407773
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Security: 02475L105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: AMBZ
ISIN: US02475L1052
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Leon I. Blankstein Mgmt For For
Donald P. Johnson Mgmt Withheld Against
Gaurav Malhotra Mgmt For For
Edith Matthai Mgmt For For
Trent D. Merrill Mgmt Withheld Against
Javier Sanchez Mgmt For For
Robert F. Schack Mgmt Withheld Against
John H. Schlobohm Mgmt For For
Robert I. Usdan Mgmt Withheld Against
Pasy Wang Mgmt For For
2. To ratify the appointment of RSM US LLP as Mgmt Against Against
the Bank's independent public accountants
as described more fully in the accompanying
proxy statement.
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AMERICAN NATIONAL BANKSHARES INC. Agenda Number: 935393885
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Security: 027745108
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: AMNB
ISIN: US0277451086
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael P. Haley Mgmt For For
Charles S. Harris Mgmt For For
F. D. Hornaday, III Mgmt For For
2. To ratify the selection of Yount, Hyde & Mgmt For For
Barbour, P.C., independent registered
public accounting firm, as auditors of the
company for the year ending December 31,
2021.
3. Advisory Vote on Executive compensation of Mgmt For For
the Company's named executive officers as
disclosed in the proxy statement.
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AMERICAN RIVER BANKSHARES Agenda Number: 935379481
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Security: 029326105
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: AMRB
ISIN: US0293261055
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nicolas C. Anderson Mgmt For For
Kimberly A. Box Mgmt For For
Charles D. Fite Mgmt For For
Jeffery Owensby Mgmt For For
Julie A. Raney Mgmt For For
William A. Robotham Mgmt For For
David E. Ritchie Jr. Mgmt For For
Philip A. Wright Mgmt For For
2. To ratify the selection of Crowe, LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the Company's named executive
officer compensation.
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AMERICAN RIVIERA BANK Agenda Number: 935417205
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Security: 02932A106
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: ARBV
ISIN: US02932A1060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth Cholawsky Mgmt For For
Darren D. Caesar Mgmt For For
Joe Campanelli Mgmt For For
Jeff DeVine Mgmt For For
Leonard Himelsein Mgmt For For
Jody D. Holehouse, CPA Mgmt For For
Weldon U Howell Jr. Esq Mgmt For For
Lawrence Koppelman Mgmt For For
Douglas Margerum Mgmt For For
2. To ratify the selection of Crowe LLP as the Mgmt For For
Bank's independent registered public
accounting firm.
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AMERIS BANCORP Agenda Number: 935411138
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Security: 03076K108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: ABCB
ISIN: US03076K1088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: William I.
Bowen, Jr.
1B. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Rodney D.
Bullard
1C. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Wm. Millard
Choate
1D. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: R. Dale Ezzell
1E. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Leo J. Hill
1F. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Daniel B.
Jeter
1G. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Robert P.
Lynch
1H. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Elizabeth A.
McCague
1I. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: James B.
Miller, Jr.
1J. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Gloria A.
O'Neal
1K. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: H. Palmer
Proctor, Jr.
1L. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: William H.
Stern
1M. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Jimmy D. Veal
2. Ratification of the appointment of Crowe Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
4. Approval of the Ameris Bancorp 2021 Omnibus Mgmt For For
Equity Incentive Plan.
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ARES MANAGEMENT CORPORATION Agenda Number: 935426329
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Security: 03990B101
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: ARES
ISIN: US03990B1017
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J Arougheti Mgmt Against Against
1B. Election of Director: Antoinette Bush Mgmt Against Against
1C. Election of Director: Paul G. Joubert Mgmt Against Against
1D. Election of Director: R. Kipp deVeer Mgmt Against Against
1E. Election of Director: David B. Kaplan Mgmt Against Against
1F. Election of Director: Michael Lynton Mgmt Against Against
1G. Election of Director: Dr. Judy D. Olian Mgmt Against Against
1H. Election of Director: Antony P. Ressler Mgmt Against Against
1I. Election of Director: Bennett Rosenthal Mgmt Against Against
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for our
2021 fiscal year.
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ASSURED GUARANTY LTD. Agenda Number: 935359162
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Security: G0585R106
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: AGO
ISIN: BMG0585R1060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Francisco L. Borges Mgmt For For
1B. Election of Director: G. Lawrence Buhl Mgmt For For
1C. Election of Director: Dominic J. Frederico Mgmt For For
1D. Election of Director: Bonnie L. Howard Mgmt For For
1E. Election of Director: Thomas W. Jones Mgmt For For
1F. Election of Director: Patrick W. Kenny Mgmt For For
1G. Election of Director: Alan J. Kreczko Mgmt For For
1H. Election of Director: Simon W. Leathes Mgmt For For
1I. Election of Director: Michelle McCloskey Mgmt For For
1J. Election of Director: Michael T. O'Kane Mgmt For For
1K. Election of Director: Yukiko Omura Mgmt For For
1L. Election of Director: Lorin P.T. Radtke Mgmt For For
1M. Election of Director: Courtney C. Shea Mgmt For For
2. Advisory vote on the compensation paid to Mgmt For For
the Company's named executive officers.
3. Appointment of PricewaterhouseCoopers LLP Mgmt For For
as the independent auditor of the Company
for the fiscal year ending December 31,
2021 and authorization of the Board of
Directors, acting through its Audit
Committee, to set the remuneration of the
independent auditor of the Company.
4AA Election of Director: Howard W. Albert Mgmt For For
4AB Election of Director: Robert A. Bailenson Mgmt For For
4AC Election of Director: Russell B. Brewer II Mgmt For For
4AD Election of Director: Gary Burnet Mgmt For For
4AE Election of Director: Ling Chow Mgmt For For
4AF Election of Director: Stephen Donnarumma Mgmt For For
4AG Election of Director: Dominic J. Frederico Mgmt For For
4AH Election of Director: Darrin Futter Mgmt For For
4AI Election of Director: Walter A. Scott Mgmt For For
4B. Appoint PricewaterhouseCoopers LLP as the Mgmt For For
independent auditor of Assured Guaranty Re
Ltd. for the fiscal year ending December
31, 2021.
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ATLANTIC CAPITAL BANCSHARES, INC. Agenda Number: 935395497
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Security: 048269203
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: ACBI
ISIN: US0482692037
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Deriso, Jr. Mgmt For For
Shantella E. Cooper Mgmt For For
David H. Eidson Mgmt For For
Henchy R. Enden Mgmt For For
James H. Graves Mgmt For For
Douglas J. Hertz Mgmt For For
Thomas M. Holder Mgmt For For
Lizanne Thomas Mgmt For For
Douglas L. Williams Mgmt For For
Marietta Edmunds Zakas Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our Named
Executive Officers.
4. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of future shareholder
advisory votes on the compensation of our
Named Executive Officers.
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ATLANTIC UNION BANKSHARES CORPORATION Agenda Number: 935356205
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Security: 04911A107
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: AUB
ISIN: US04911A1079
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Thomas P. Rohman
1.2 Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Thomas G. Snead, Jr.
1.3 Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Ronald L. Tillett
1.4 Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Keith L. Wampler
1.5 Election of Director to serve until the Mgmt For For
2022 Annual Meeting: F. Blair Wimbush
2. To approve the amendment and restatement of Mgmt For For
the Atlantic Union Bankshares Corporation
Stock and Incentive Plan.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
4. To approve, on an advisory (non-binding) Mgmt For For
basis, the Company's executive
compensation.
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AVIDBANK HOLDINGS, INC. Agenda Number: 935389141
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Security: 05368J103
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: AVBH
ISIN: US05368J1034
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark D. Mordell Mgmt For For
Kristofer W. Biorn Mgmt For For
Kenneth D. Brenner Mgmt For For
Diane J. Flynn Mgmt For For
Lisa B. Hendrickson Mgmt For For
Bryan C. Polster Mgmt For For
Roxy H. Rapp Mgmt For For
Michael F. Rosinus Mgmt For For
Robert H. Scott Mgmt For For
Marc J. Verissimo Mgmt For For
2. RATIFICATION OF CROWE LLP AS AUDITORS OF Mgmt For For
THE COMPANY FOR THE YEAR ENDED DECEMBER 31,
2021.
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BANK OF AMERICA CORPORATION Agenda Number: 935345670
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Security: 060505104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BAC
ISIN: US0605051046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1D. Election of Director: Pierre J.P. de Weck Mgmt For For
1E. Election of Director: Arnold W. Donald Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Monica C. Lozano Mgmt For For
1H. Election of Director: Thomas J. May Mgmt For For
1I. Election of Director: Brian T. Moynihan Mgmt For For
1J. Election of Director: Lionel L. Nowell III Mgmt For For
1K. Election of Director: Denise L. Ramos Mgmt For For
1L. Election of Director: Clayton S. Rose Mgmt For For
1M. Election of Director: Michael D. White Mgmt For For
1N. Election of Director: Thomas D. Woods Mgmt For For
1O. Election of Director: R. David Yost Mgmt For For
1P. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an Mgmt For For
advisory, nonbinding "Say on Pay"
resolution).
3. Ratifying the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
4. Amending and restating the Bank of America Mgmt For For
Corporation Key Employee Equity Plan.
5. Shareholder proposal requesting amendments Shr For Against
to our proxy access by law.
6. Shareholder proposal requesting amendments Shr For Against
to allow shareholders to act by written
consent.
7. Shareholder proposal requesting a change in Shr Against For
organizational form.
8. Shareholder proposal requesting a racial Shr For Against
equity audit.
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BANK OF COMMERCE HOLDINGS Agenda Number: 935380460
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Security: 06424J103
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: BOCH
ISIN: US06424J1034
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Orin N. Bennett Mgmt For For
Randall S. Eslick Mgmt For For
Joseph Q. Gibson Mgmt For For
Jon W. Halfhide Mgmt For For
David J. Inderkum Mgmt For For
Linda J. Miles Mgmt For For
Diane D. Miller Mgmt For For
Karl L. Silberstein Mgmt For For
Terence J. Street Mgmt For For
Lyle L. Tullis Mgmt For For
2. Ratification of the selection of Moss Adams Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2021.
3. An advisory vote to approve the Mgmt For For
compensation of the Company's named
executive officers (the "say-on-pay" vote).
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BANK OF MARIN BANCORP Agenda Number: 935461234
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Security: 063425102
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: BMRC
ISIN: US0634251021
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven I. Barlow Mgmt Withheld Against
Russell A. Colombo Mgmt Withheld Against
James C. Hale Mgmt Withheld Against
Robert Heller Mgmt Withheld Against
Norma J. Howard Mgmt Withheld Against
Kevin R. Kennedy Mgmt Withheld Against
William H. McDevitt, Jr Mgmt Withheld Against
Leslie E. Murphy Mgmt Withheld Against
Sanjiv S. Sanghvi Mgmt For For
Joel Sklar, MD Mgmt Withheld Against
Brian M. Sobel Mgmt Withheld Against
Secil Tabli Watson Mgmt For For
2. To vote, on an advisory basis, to approve Mgmt For For
the Company's executive compensation for
Named Executive Officers.
3. To ratify the selection of independent Mgmt For For
auditor.
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BAR HARBOR BANKSHARES Agenda Number: 935375178
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Security: 066849100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: BHB
ISIN: US0668491006
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daina H. Belair Mgmt For For
1B. Election of Director: Matthew L. Caras Mgmt For For
1C. Election of Director: David M. Colter Mgmt For For
1D. Election of Director: Steven H. Dimick Mgmt For For
1E. Election of Director: Martha T. Dudman Mgmt For For
1F. Election of Director: Lauri E. Fernald Mgmt For For
1G. Election of Director: Brendan J. O'Halloran Mgmt For For
1H. Election of Director: Curtis C. Simard Mgmt For For
1I. Election of Director: Kenneth E. Smith Mgmt For For
1J. Election of Director: Stephen R. Theroux Mgmt For For
1K. Election of Director: Scott G. Toothaker Mgmt For For
1L. Election of Director: David B. Woodside Mgmt For For
2. APPROVAL OF NON-BINDING, ADVISORY Mgmt For For
RESOLUTION ON THE 2020 COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF RSM US Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2021.
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BAYCOM CORP Agenda Number: 935424654
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Security: 07272M107
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: BCML
ISIN: US07272M1071
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James S. Camp Mgmt Withheld Against
Harpreet S. Chaudhary Mgmt Withheld Against
Rocco Davis Mgmt For For
George J. Guarini Mgmt For For
Malcolm F. Hotchkiss Mgmt Withheld Against
Lloyd W. Kendall Jr. Mgmt Withheld Against
Robert G. Laverne, MD Mgmt For For
Syvia L. Magid Mgmt For For
David M. Spatz Mgmt Withheld Against
2. Ratification of the appointment of Mgmt For For
auditors, Moss Adams, LLP for the fiscal
year ending December 31, 2021.
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BERKSHIRE HILLS BANCORP, INC. Agenda Number: 935380600
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Security: 084680107
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: BHLB
ISIN: US0846801076
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Baye Adofo-Wilson Mgmt For For
Deborah P. Bailey Mgmt For For
Rheo A. Brouillard Mgmt For For
David M. Brunelle Mgmt For For
Robert M. Curley Mgmt For For
John B. Davies Mgmt For For
J. Williar Dunlaevy Mgmt For For
William H. Hughes III Mgmt For For
Sylvia Maxfield Mgmt For For
Nitin J. Mhatre Mgmt For For
Laurie Norton Moffatt Mgmt For For
Jonathan I. Shulman Mgmt For For
Michael A. Zaitzeff Mgmt For For
2. To consider a non-binding proposal to give Mgmt For For
advisory approval of Berkshire's executive
compensation as described in the Proxy
Statement.
3. To ratify the appointment of Crowe LLP as Mgmt For For
Berkshire's Independent Registered Public
Accounting firm for fiscal year 2021.
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BROOKFIELD ASSET MANAGEMENT INC. Agenda Number: 935433994
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Security: 112585104
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: BAM
ISIN: CA1125851040
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
M. Elyse Allan Mgmt For For
Angela F. Braly Mgmt For For
Janice Fukakusa Mgmt For For
Maureen Kempston Darkes Mgmt For For
Frank J. McKenna Mgmt For For
Hutham S. Olayan Mgmt For For
Seek Ngee Huat Mgmt For For
Diana L. Taylor Mgmt For For
2 The appointment of Deloitte LLP as the Mgmt For For
external auditor and authorizing the
directors to set its remuneration.
3 The Say on Pay Resolution set out in the Mgmt For For
Corporation's Management Information
Circular dated April 30, 2021 (the
"Circular").
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BRYN MAWR BANK CORPORATION Agenda Number: 935347523
--------------------------------------------------------------------------------------------------------------------------
Security: 117665109
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: BMTC
ISIN: US1176651099
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director for the term Mgmt For For
to expire in 2025: Wendell F. Holland
1.2 Election of Class III Director for the term Mgmt For For
to expire in 2025: Diego F. Calderin
2. SAY-ON-PAY: To approve a non-binding Mgmt For For
advisory vote on Executive Officer
Compensation.
3. RATIFICATION OF AUDITORS: To ratify the Mgmt For For
appointment of KPMG LLP as the independent
registered public accounting firm for Bryn
Mawr Bank Corporation for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BRYN MAWR BANK CORPORATION Agenda Number: 935435708
--------------------------------------------------------------------------------------------------------------------------
Security: 117665109
Meeting Type: Special
Meeting Date: 10-Jun-2021
Ticker: BMTC
ISIN: US1176651099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Agreement and Plan of Mgmt For For
Merger, dated as of March 9, 2021, by and
between WSFS Financial Corporation ("WSFS")
and Bryn Mawr Bank Corporation ("Bryn
Mawr"), pursuant to which, among other
things, Bryn Mawr will merge with and into
WSFS and, simultaneously with the merger,
The Bryn Mawr Trust Company will merge with
and into Wilmington Savings Fund Society,
FSB ("Merger Proposal").
2. An advisory (non-binding) proposal to Mgmt Against Against
approve the specified compensation that may
become payable to the named executive
officers of Bryn Mawr in connection with
the merger.
3. Approval of one or more adjournments of the Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
in favor of approval of the Merger
Proposal.
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BUSINESS FIRST BANCSHARES, INC. Agenda Number: 935405200
--------------------------------------------------------------------------------------------------------------------------
Security: 12326C105
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: BFST
ISIN: US12326C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Drew C. Brees Mgmt For For
1B. Election of Director: James J. Buquet, III Mgmt For For
1C. Election of Director: Carol M. Calkins Mgmt For For
1D. Election of Director: Ricky D. Day Mgmt For For
1E. Election of Director: John P. Ducrest Mgmt For For
1F. Election of Director: Mark P. Folse Mgmt For For
1G. Election of Director: Robert S. Greer, Jr. Mgmt For For
1H. Election of Director: J. Vernon Johnson Mgmt For For
1I. Election of Director: Rolfe H. McCollister, Mgmt For For
Jr.
1J. Election of Director: Andrew D. McLindon Mgmt For For
1K. Election of Director: David R. Melville, Mgmt For For
III
1L. Election of Director: Patrick E. Mockler Mgmt For For
1M. Election of Director: David A. Montgomery, Mgmt For For
Jr.
1N. Election of Director: Arthur J. Price Mgmt For For
1O. Election of Director: Kenneth Wm. Smith Mgmt For For
1P. Election of Director: Keith A. Tillage Mgmt For For
1Q. Election of Director: Steven G. White Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. Vote, on an advisory basis, on the Mgmt 1 Year For
frequency of executive compensation
advisory votes.
4. To ratify the appointment of Dixon Hughes Mgmt For For
Goodman, LLP as auditor for the Company for
the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CADENCE BANCORPORATION Agenda Number: 935362260
--------------------------------------------------------------------------------------------------------------------------
Security: 12739A100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: CADE
ISIN: US12739A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul B. Murphy, Jr. Mgmt For For
Precious W. Owodunni Mgmt For For
Marc J. Shapiro Mgmt For For
J. Thomas Wiley, Jr. Mgmt For For
2. Approval (on an advisory basis) of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP to serve as the Company's
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
CALIFORNIA BANCORP Agenda Number: 935245983
--------------------------------------------------------------------------------------------------------------------------
Security: 13005U101
Meeting Type: Annual
Meeting Date: 06-Aug-2020
Ticker: CALB
ISIN: US13005U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen A. Cortese Mgmt For For
Andrew J. Armanino Mgmt For For
Kevin J. Cullen Mgmt For For
Stephen R. Dathe Mgmt For For
Wayne S. Doiguchi Mgmt Withheld Against
Donald J. Kintzer Mgmt For For
Rochelle G. Klein Mgmt For For
Frank L. Muller Mgmt For For
Steven E. Shelton Mgmt For For
Edmond E. Traille Mgmt For For
2. Ratification of the Appointment of Mgmt For For
Independent Public Accounting Firm. To
ratify the appointment of Crowe LLP as our
independent public accounting firm for the
fiscal year ending December 31, 2020.
3. Approval of Amendment and Restatement of Mgmt Against Against
2017 Equity Incentive Plan. To approve an
amendment and restatement of our 2017
Equity Incentive Plan that will, among
other things, increase the number of shares
issuable under the plan by 500,000 shares.
--------------------------------------------------------------------------------------------------------------------------
CALIFORNIA BANCORP Agenda Number: 935411405
--------------------------------------------------------------------------------------------------------------------------
Security: 13005U101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CALB
ISIN: US13005U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen A. Cortese Mgmt For For
Andrew J. Armanino Mgmt For For
Kevin J. Cullen Mgmt For For
Stephen R. Dathe Mgmt For For
Wayne S. Doiguchi Mgmt For For
Donald J. Kintzer Mgmt For For
Rochelle G. Klein Mgmt For For
Julie J. Levenson Mgmt For For
Frank L. Muller Mgmt For For
Steven E. Shelton Mgmt For For
Edmond E. Traille Mgmt For For
2. Ratification of the Appointment of Mgmt For For
Independent Public Accounting Firm. To
ratify the appointment of Crowe LLP as our
independent public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CAMBRIDGE BANCORP Agenda Number: 935363337
--------------------------------------------------------------------------------------------------------------------------
Security: 132152109
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: CATC
ISIN: US1321521098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeanette G. Clough Mgmt For For
Hambleton Lord Mgmt For For
R. Gregg Stone Mgmt For For
Simon R. Gerlin Mgmt For For
Kathryn M. Hinderhofer Mgmt For For
Thomas J. Fontaine Mgmt For For
2. Consideration and approval of a non-binding Mgmt For For
advisory resolution on the compensation of
the Company's named executive officers.
3. To ratify, on an advisory basis, the Mgmt For For
appointment of Wolf & Company, P.C. as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31,2021.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN NATIONAL CORPORATION Agenda Number: 935341103
--------------------------------------------------------------------------------------------------------------------------
Security: 133034108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CAC
ISIN: US1330341082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ann W. Bresnahan Mgmt For For
1B. Election of Director: Gregory A. Dufour Mgmt For For
1C. Election of Director: S. Catherine Longley Mgmt For For
1D. Election of Director: Carl J. Soderberg Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers ("Say-on-Pay").
3. To ratify the appointment of RSM US LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL VALLEY COMMUNITY BANCORP Agenda Number: 935379354
--------------------------------------------------------------------------------------------------------------------------
Security: 155685100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CVCY
ISIN: US1556851004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel N. Cunningham Mgmt For For
Daniel J. Doyle Mgmt Withheld Against
F.T "Tommy" Elliott, IV Mgmt For For
Robert J. Flautt Mgmt Withheld Against
James M. Ford Mgmt For For
Gary D. Gall Mgmt Withheld Against
Andriana D. Majarian Mgmt For For
Steven D. McDonald Mgmt For For
Louis McMurray Mgmt For For
Karen Musson Mgmt For For
Dorothea D. Silva Mgmt For For
William S. Smittcamp Mgmt For For
2. To approve the proposal to amend the bylaws Mgmt For For
to increase the range of the size of the
Board of Directors to a range of nine (9)
to fifteen (15) persons.
3. To approve the proposal to ratify the Mgmt For For
appointment of Crowe LLP as the independent
registered public accounting firm for the
Company's 2021 fiscal year.
4. Adopt a non-binding advisory resolution Mgmt For For
approving executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935349515
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen M. Costello Mgmt For For
1B. Election of Director: Grace E. Dailey Mgmt For For
1C. Election of Director: Barbara J. Desoer Mgmt For For
1D. Election of Director: John C. Dugan Mgmt For For
1E. Election of Director: Jane N. Fraser Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2021.
3. Advisory vote to approve Citi's 2020 Mgmt For For
Executive Compensation.
4. Approval of additional authorized shares Mgmt For For
under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr For Against
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting an Shr For Against
Independent Board Chairman.
7. Stockholder proposal requesting Shr Against For
non-management employees on director
nominee candidate lists.
8. Stockholder proposal requesting a report Shr For Against
disclosing information regarding Citi's
lobbying payments, policies and activities.
9. Stockholder proposal requesting a racial Shr For Against
equity audit analyzing Citi's adverse
impacts on nonwhite stakeholders and
communities of color.
10. Stockholder proposal requesting that the Shr Against For
Board approve an amendment to Citi's
Certificate of Incorporation to become a
Public Benefit Corporation and to submit
the proposed amendment to stockholders for
approval.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS COMMUNITY BANCORP, INC. Agenda Number: 935427511
--------------------------------------------------------------------------------------------------------------------------
Security: 174903104
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: CZWI
ISIN: US1749031043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kristina M. Bourget Mgmt For For
Timothy L. Olson Mgmt For For
2. Ratification of the appointment of Eide Mgmt For For
Bailly, LLP as Citizens' independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Advisory resolution to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC. Agenda Number: 935342826
--------------------------------------------------------------------------------------------------------------------------
Security: 174610105
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: CFG
ISIN: US1746101054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Van Saun Mgmt For For
1B. Election of Director: Lee Alexander Mgmt For For
1C. Election of Director: Christine M. Cumming Mgmt For For
1D. Election of Director: William P. Hankowsky Mgmt For For
1E. Election of Director: Leo I. ("Lee") Higdon Mgmt For For
1F. Election of Director: Edward J. ("Ned") Mgmt For For
Kelly III
1G. Election of Director: Charles J. ("Bud") Mgmt For For
Koch
1H. Election of Director: Robert G. Leary Mgmt For For
1I. Election of Director: Terrance J. Lillis Mgmt For For
1J. Election of Director: Shivan Subramaniam Mgmt For For
1K. Election of Director: Christopher J. Swift Mgmt For For
1L. Election of Director: Wendy A. Watson Mgmt For For
1M. Election of Director: Marita Zuraitis Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CITY HOLDING COMPANY Agenda Number: 935375988
--------------------------------------------------------------------------------------------------------------------------
Security: 177835105
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: CHCO
ISIN: US1778351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve for a Mgmt For For
term of three years: J. Thomas Jones
1.2 Election of Class I Director to serve for a Mgmt For For
term of three years: James L. Rossi
1.3 Election of Class I Director to serve for a Mgmt For For
term of three years: Diane W.
Strong-Treister
2. Proposal to ratify, on an advisory basis, Mgmt For For
the Audit Committee and the Board of
Directors' appointment of Crowe LLP as the
independent registered public accounting
firm for City Holding Company for 2021.
3. Proposal to approve a non-binding advisory Mgmt For For
proposal on the compensation of the Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
CIVISTA BANCSHARES, INC. Agenda Number: 935346569
--------------------------------------------------------------------------------------------------------------------------
Security: 178867107
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: CIVB
ISIN: US1788671071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas A. Depler Mgmt For For
Julie A. Mattlin Mgmt For For
James O. Miller Mgmt For For
Dennis E. Murray, Jr. Mgmt For For
Allen R. Nickles Mgmt For For
Mary Patricia Oliver Mgmt For For
William F. Ritzmann Mgmt For For
Dennis G. Shaffer Mgmt For For
Harry Singer Mgmt For For
Daniel J. White Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the
Corporation's named executive officers as
disclosed in the accompanying proxy
statement.
3. To ratify the appointment of BKD, LLP as Mgmt For For
the independent registered public
accounting firm of the Corporation for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
COASTAL FINANCIAL CORPORATION Agenda Number: 935390459
--------------------------------------------------------------------------------------------------------------------------
Security: 19046P209
Meeting Type: Annual
Meeting Date: 24-May-2021
Ticker: CCB
ISIN: US19046P2092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sadhana Akella-Mishra Mgmt Withheld Against
Sarah Elliott Mgmt For For
Eric M. Sprink Mgmt For For
Pamela Unger Mgmt For For
2. To approve the First Amendment to the Mgmt For For
Coastal Financial Corporation 2018 Omnibus
Incentive Plan.
3. To ratify the selection of Moss Adams LLP Mgmt For For
as the independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM,INC. Agenda Number: 935390106
--------------------------------------------------------------------------------------------------------------------------
Security: 197236102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: COLB
ISIN: US1972361026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig D. Eerkes Mgmt For For
1B. Election of Director: Laura Alvarez Schrag Mgmt For For
1C. Election of Director: Ford Elsaesser Mgmt For For
1D. Election of Director: Mark A. Finkelstein Mgmt For For
1E. Election of Director: Eric S. Forrest Mgmt For For
1F. Election of Director: Thomas M. Hulbert Mgmt For For
1G. Election of Director: Michelle M. Lantow Mgmt For For
1H. Election of Director: Randal L. Lund Mgmt For For
1I. Election of Director: Tracy Mack-Askew Mgmt For For
1J. Election of Director: S. Mae Fujita Numata Mgmt For For
1K. Election of Director: Elizabeth W. Seaton Mgmt For For
1L. Election of Director: Clint E. Stein Mgmt For For
1M. Election of Director: Janine T. Terrano Mgmt For For
2. To vote on an advisory (non-binding) Mgmt For For
resolution to approve the compensation of
Columbia's named executive officers.
3. To vote on an advisory (non-binding) Mgmt For For
resolution to appoint Deloitte & Touche LLP
as our independent registered public
accounting firm for fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 935346444
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: Michael E. Collins Mgmt For For
02 ELECTION OF DIRECTOR: Roger A. Cregg Mgmt For For
03 ELECTION OF DIRECTOR: T. Kevin DeNicola Mgmt For For
04 ELECTION OF DIRECTOR: Curtis C. Farmer Mgmt For For
05 ELECTION OF DIRECTOR: Jacqueline P. Kane Mgmt For For
06 ELECTION OF DIRECTOR: Richard G. Lindner Mgmt For For
07 ELECTION OF DIRECTOR: Barbara R. Smith Mgmt For For
08 ELECTION OF DIRECTOR: Robert S. Taubman Mgmt For For
09 ELECTION OF DIRECTOR: Reginald M. Turner, Mgmt For For
Jr.
10 ELECTION OF DIRECTOR: Nina G. Vaca Mgmt For For
11 ELECTION OF DIRECTOR: Michael G. Van de Ven Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm.
3. Approval of a Non-Binding, Advisory Mgmt For For
Proposal Approving Executive Compensation.
4. Approval of the Comerica Incorporated Mgmt For For
Amended and Restated 2018 Long-Term
Incentive Plan.
5. Approval of the Comerica Incorporated 2021 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
COMMUNITIES FIRST FINANCIAL CORPORATION Agenda Number: 935412673
--------------------------------------------------------------------------------------------------------------------------
Security: 20344D104
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: CFST
ISIN: US20344D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sheila Frowsing Mgmt For For
Jack Holt Mgmt For For
Robert Kubo Mgmt For For
Lorrie Marlette Mgmt For For
Jared Martin Mgmt For For
Steve Miller Mgmt For For
Mark Saleh Mgmt For For
Joel Slonski Mgmt For For
Al Smith Mgmt For For
2. To consider and vote upon a proposal to Mgmt For For
ratify the selection of Crowe LLP, as the
Bank's independent auditor for 2021.
--------------------------------------------------------------------------------------------------------------------------
COUNTY BANCORP, INC. Agenda Number: 935375041
--------------------------------------------------------------------------------------------------------------------------
Security: 221907108
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: ICBK
ISIN: US2219071089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William C. Censky Mgmt For For
Wayne D. Mueller Mgmt For For
Vicki L. Tandeski Mgmt For For
Gary J. Ziegelbauer Mgmt Withheld Against
2. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation of County Bancorp,
Inc.'s named executive officers.
3. To approve, on a non-binding, advisory Mgmt 1 Year For
basis, the frequency with which
shareholders will vote on future say-on-pay
proposals.
4. To approve the County Bancorp, Inc. 2021 Mgmt For For
Long-Term Incentive Plan.
5. To ratify the appointment of Plante & Mgmt For For
Moran, PLLC as the independent registered
public accounting firm for County Bancorp,
Inc. for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CVB FINANCIAL CORP. Agenda Number: 935379215
--------------------------------------------------------------------------------------------------------------------------
Security: 126600105
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CVBF
ISIN: US1266001056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George A. Borba, Jr. Mgmt For For
David A. Brager Mgmt For For
Stephen A. Del Guercio Mgmt For For
Rodrigo Guerra, Jr. Mgmt For For
Anna Kan Mgmt For For
Marshall V. Laitsch Mgmt For For
Kristina M. Leslie Mgmt For For
Raymond V. O'Brien III Mgmt For For
Jane Olvera Mgmt For For
Hal W. Oswalt Mgmt For For
2. Ratification of appointment of KPMG LLP as Mgmt For For
independent registered public accountants
of CVB Financial Corp. for the year ending
December 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers ("Say-On-Pay").
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 935348765
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey S. Aronin Mgmt For For
1B. Election of Director: Mary K. Bush Mgmt For For
1C. Election of Director: Gregory C. Case Mgmt For For
1D. Election of Director: Candace H. Duncan Mgmt For For
1E. Election of Director: Joseph F. Eazor Mgmt For For
1F. Election of Director: Cynthia A. Glassman Mgmt For For
1G. Election of Director: Roger C. Hochschild Mgmt For For
1H. Election of Director: Thomas G. Maheras Mgmt For For
1I. Election of Director: Michael H. Moskow Mgmt For For
1J. Election of Director: David L. Rawlinson II Mgmt For For
1K. Election of Director: Mark A. Thierer Mgmt For For
1L. Election of Director: Jennifer L. Wong Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
EAGLE BANCORP MONTANA, INC. Agenda Number: 935356229
--------------------------------------------------------------------------------------------------------------------------
Security: 26942G100
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: EBMT
ISIN: US26942G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Shavon R. Cape Mgmt For For
Thomas J. McCarvel Mgmt For For
Kenneth M. Walsh Mgmt For For
2. Ratification of the appointment of Moss Mgmt For For
Adams LLP as Eagle Bancorp Montana, Inc.'s
independent registered public accounting
firm for fiscal year ending December 31,
2021.
3. Advisory vote on named executive officer Mgmt For For
compensation as disclosed in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
EAST WEST BANCORP, INC. Agenda Number: 935384230
--------------------------------------------------------------------------------------------------------------------------
Security: 27579R104
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: EWBC
ISIN: US27579R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election as Director: Molly Campbell Mgmt For For
1.2 Election as Director: Iris S. Chan Mgmt For For
1.3 Election as Director: Archana Deskus Mgmt For For
1.4 Election as Director: Rudolph I. Estrada Mgmt For For
1.5 Election as Director: Paul H. Irving Mgmt For For
1.6 Election as Director: Jack C. Liu Mgmt For For
1.7 Election as Director: Dominic Ng Mgmt For For
1.8 Election as Director: Lester M. Sussman Mgmt For For
2. To approve, on an advisory basis, our Mgmt For For
executive compensation for 2020.
3. To approve the East West Bancorp, Inc. 2021 Mgmt For For
Stock Incentive Plan, as amended, restated
and renamed.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EQUITY BANCSHARES, INC. Agenda Number: 935344541
--------------------------------------------------------------------------------------------------------------------------
Security: 29460X109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: EQBK
ISIN: US29460X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Kevin E. Cook Mgmt For For
1.2 Election of Director: Brad S. Elliott Mgmt Against Against
1.3 Election of Director: Junetta M. Everett Mgmt Against Against
1.4 Election of Director: Gregory H. Kossover Mgmt Against Against
2. Advisory vote to approve the compensation Mgmt For For
paid to the Company's named executive
officers.
3. Advisory vote to approve the frequency of Mgmt 1 Year For
future advisory votes on the compensation
of the Company's named executive officers.
4. Ratification of Crowe LLP as the Company's Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EURAZEO SA Agenda Number: 713716465
--------------------------------------------------------------------------------------------------------------------------
Security: F3296A108
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: FR0000121121
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 25 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 9 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
COMMENT AND CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND REVISION DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU AND PLEASE NOTE
THAT IMPORTANT ADDITIONAL MEETING
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104092100844-43.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 - APPROVAL OF THE
NON-DEDUCTIBLE EXPENSES AMOUNT
2 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND DISTRIBUTION OF
DIVIDEND
3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
4 APPROVAL OF THE AGREEMENTS AND COMMITMENTS Mgmt Against Against
REFERRED TO IN ARTICLE L.225-86 OF THE
FRENCH COMMERCIAL CODE
5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
STEPHANE PALLEZ AS A MEMBER OF THE
SUPERVISORY BOARD
6 APPROVAL OF THE COMPENSATION POLICY OF Mgmt For For
MEMBERS OF THE SUPERVISORY BOARD
7 APPROVAL OF THE COMPENSATION POLICY TO THE Mgmt Against Against
MEMBERS OF THE MANAGEMENT BOARD
8 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS
MENTIONED IN SECTION I OF ARTICLE L.22-10-9
OF THE FRENCH COMMERCIAL CODE AS PRESENTED
IN THE REPORT ON CORPORATE GOVERNANCE
9 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID DURING THE FINANCIAL YEAR
2020 OR AWARDED FOR THE SAME FINANCIAL YEAR
TO MR. MICHEL DAVID-WEILL, CHAIRMAN OF THE
SUPERVISORY BOARD
10 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt Against Against
BENEFITS PAID DURING THE FINANCIAL YEAR
2020 OR AWARDED FOR THE SAME FINANCIAL YEAR
TO MRS. VIRGINIE MORGON, CHAIRMAN OF THE
MANAGEMENT BOARD
11 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt Against Against
BENEFITS PAID DURING THE FINANCIAL YEAR
2020 OR AWARDED FOR THE SAME FINANCIAL YEAR
TO MR. PHILIPPE AUDOUIN, MEMBER OF THE
MANAGEMENT BOARD
12 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt Against Against
BENEFITS PAID DURING THE FINANCIAL YEAR
2020 OR AWARDED FOR THE SAME FINANCIAL YEAR
TO MR. NICOLAS HUET, MEMBER OF THE
MANAGEMENT BOARD
13 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt Against Against
BENEFITS PAID DURING THE FINANCIAL YEAR
2020 OR AWARDED FOR THE SAME FINANCIAL YEAR
TO MR. OLIVIER MILLET, MEMBER OF THE
MANAGEMENT BOARD
14 AUTHORIZATION OF A BUYBACK PROGRAM BY THE Mgmt Against Against
COMPANY OF ITS OWN SHARES
15 AUTHORIZATION TO THE MANAGEMENT BOARD TO Mgmt For For
REDUCE THE SHARE CAPITAL BY CANCELLING
SHARES PURCHASED UNDER THE SHARE BUYBACK
PROGRAM
16 DELEGATION OF AUTHORITY TO PROCEED WITH THE Mgmt For For
SHARE CAPITAL INCREASE THROUGH THE ISSUANCE
OF COMMON SHARE AND/OR TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL,
RESERVED FOR MEMBERS OF A COMPANY SAVINGS
PLAN, WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE
LATTER
17 AUTHORIZATION TO THE MANAGEMENT BOARD TO Mgmt For For
PROCEED WITH THE ALLOCATION OF FREE SHARES
FOR THE BENEFIT OF EMPLOYEES AND CORPORATE
OFFICERS OF THE COMPANY AND/OR RELATED
COMPANIES
18 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
EVANS BANCORP, INC. Agenda Number: 935357740
--------------------------------------------------------------------------------------------------------------------------
Security: 29911Q208
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: EVBN
ISIN: US29911Q2084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin D. Maroney Mgmt For For
Robert G. Miller, Jr. Mgmt For For
Kimberley A. Minkel Mgmt For For
Christina P. Orsi Mgmt For For
Michael J. Rogers Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of Crowe Mgmt For For
LLP as Evans Bancorp, Inc.'s independent
registered public accounting firm for
fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
EVERTEC, INC. Agenda Number: 935388149
--------------------------------------------------------------------------------------------------------------------------
Security: 30040P103
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: EVTC
ISIN: PR30040P1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Frank G. D'Angelo Mgmt For For
1B. Election of Director: Morgan M. Schuessler, Mgmt For For
Jr.
1C. Election of Director: Kelly Barrett Mgmt For For
1D. Election of Director: Olga Botero Mgmt For For
1E. Election of Director: Jorge A. Junquera Mgmt For For
1F. Election of Director: Ivan Pagan Mgmt For For
1G. Election of Director: Aldo J. Polak Mgmt For For
1H. Election of Director: Alan H. Schumacher Mgmt For For
1I. Election of Director: Brian J. Smith Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm.
4. Advisory Vote on the Frequency of the Mgmt 1 Year For
Executive Compensation Advisory Vote.
--------------------------------------------------------------------------------------------------------------------------
F.N.B. CORPORATION Agenda Number: 935359302
--------------------------------------------------------------------------------------------------------------------------
Security: 302520101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: FNB
ISIN: US3025201019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pamela A. Bena Mgmt For For
William B. Campbell Mgmt For For
James D. Chiafullo Mgmt For For
Vincent J. Delie, Jr. Mgmt For For
Mary Jo Dively Mgmt For For
Robert A. Hormell Mgmt For For
David J. Malone Mgmt For For
Frank C. Mencini Mgmt For For
David L. Motley Mgmt For For
Heidi A. Nicholas Mgmt For For
John S. Stanik Mgmt For For
William J. Strimbu Mgmt For For
2. Advisory approval of the 2020 named Mgmt Against Against
executive officer compensation.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP as F.N.B.'s independent
registered public accounting firm for the
2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 935338980
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Nicholas K. Akins
1B. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: B. Evan Bayh, III
1C. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Jorge L. Benitez
1D. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Katherine B.
Blackburn
1E. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Emerson L.
Brumback
1F. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Greg D. Carmichael
1G. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Linda W.
Clement-Holmes
1H. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: C. Bryan Daniels
1I. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Mitchell S. Feiger
1J. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Thomas H. Harvey
1K. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Gary R. Heminger
1L. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Jewell D. Hoover
1M. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Eileen A. Mallesch
1N. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Michael B.
McCallister
1O. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Marsha C. Williams
2. Ratification of the appointment of the firm Mgmt For For
of Deloitte & Touche LLP to serve as the
independent external audit firm for the
Company for the year 2021.
3. An advisory vote on approval of the Mgmt For For
Company's executive compensation.
4. An advisory vote to determine whether the Mgmt 1 Year For
shareholder vote on the compensation of the
Company's executives will occur every 1, 2,
or 3 years.
5. Approval of the Fifth Third Bancorp 2021 Mgmt For For
Incentive Compensation Plan, including the
issuance of shares of common stock
authorized thereunder.
6. Approval of an amendment to the Fifth Third Mgmt For For
Bancorp Articles of Incorporation to
eliminate statutory supermajority vote
requirements.
7. Approval of an amendment to the Fifth Third Mgmt For For
Bancorp Articles of Incorporation to
eliminate cumulative voting.
--------------------------------------------------------------------------------------------------------------------------
FIRST BUSINESS FINL SVCS INC. Agenda Number: 935343703
--------------------------------------------------------------------------------------------------------------------------
Security: 319390100
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: FBIZ
ISIN: US3193901002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Laurie S. Benson Mgmt For For
Mark D. Bugher Mgmt For For
Corey A. Chambas Mgmt For For
John J. Harris Mgmt For For
2. To act upon a proposal to approve an Mgmt For For
amendment to the First Business Financial
Services, Inc. 2019 Equity Incentive Plan.
3. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers.
4. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMUNITY CORPORATION Agenda Number: 935380674
--------------------------------------------------------------------------------------------------------------------------
Security: 319835104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FCCO
ISIN: US3198351047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jan H. Hollar* Mgmt For For
C. Jimmy Chao# Mgmt For For
Ray E. Jones# Mgmt For For
E. Leland Reynolds# Mgmt For For
Alexander Snipe, Jr.# Mgmt For For
2. To approve the compensation of our named Mgmt For For
executive officers as disclosed in the
proxy statement (this is a non-binding,
advisory vote), ("Say-on-Pay").
3. To approve the First Community Corporation Mgmt For For
2021 Omnibus Equity Incentive Plan.
4. To ratify the appointment of Elliott Davis, Mgmt For For
LLC as our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP. Agenda Number: 935392958
--------------------------------------------------------------------------------------------------------------------------
Security: 320209109
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: FFBC
ISIN: US3202091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William G. Barron Mgmt For For
Vincent A. Berta Mgmt For For
Cynthia O. Booth Mgmt For For
Archie M. Brown Mgmt For For
Claude E. Davis Mgmt For For
Corinne R. Finnerty Mgmt For For
Susan L. Knust Mgmt For For
William J. Kramer Mgmt For For
John T. Neighbours Mgmt For For
Thomas M. O'Brien Mgmt For For
Maribeth S. Rahe Mgmt For For
2. Ratification of Crowe LLP as the Company's Mgmt For For
independent registered public accounting
firm for 2021.
3. Advisory (non-binding) vote on the Mgmt For For
compensation of the Company's executive
officers.
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON CORPORATION Agenda Number: 935349907
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: FHN
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Harry V. Barton, Jr.
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Kenneth A. Burdick
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Daryl G. Byrd
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: John N. Casbon
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: John C. Compton
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Wendy P. Davidson
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: William H.
Fenstermaker
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: D. Bryan Jordan
1I. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: J. Michael Kemp, Sr.
1J. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Rick E. Maples
1K. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Vicki R. Palmer
1L. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Colin V. Reed
1M. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: E. Stewart Shea, III
1N. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Cecelia D. Stewart
1O. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Rajesh Subramaniam
1P. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Rosa Sugranes
1Q. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: R. Eugene Taylor
2. Approval of the First Horizon Corporation Mgmt For For
2021 Incentive Plan.
3. Approval of an advisory resolution to Mgmt For For
approve executive compensation.
4. Ratification of appointment of KPMG LLP as Mgmt For For
auditors.
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 935361915
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael R. Becher Mgmt For For
Susan W. Brooks Mgmt For For
Mark K. Hardwick Mgmt For For
William L. Hoy Mgmt For For
Patrick A. Sherman Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of First Merchants
Corporation's named executive officers.
3. Proposal to ratify the appointment of the Mgmt For For
firm BKD, LLP as the independent auditor
for 2021.
--------------------------------------------------------------------------------------------------------------------------
FIRST MID BANCSHARES, INC. Agenda Number: 935351635
--------------------------------------------------------------------------------------------------------------------------
Security: 320866106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: FMBH
ISIN: US3208661062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Holly B. Adams (Bailey) Mgmt For For
Joseph R. Dively Mgmt Withheld Against
Zachary I. Horn Mgmt For For
2. A vote on the approval to increase the Mgmt For For
number of shares of common stock authorized
under the 2017 stock incentive plan by
250,000 shares.
--------------------------------------------------------------------------------------------------------------------------
FIRST RELIANCE BANCSHARES, INC. Agenda Number: 935402862
--------------------------------------------------------------------------------------------------------------------------
Security: 33615Q100
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: FSRL
ISIN: US33615Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James R. Lingle, Jr. Mgmt Withheld Against
Julius G. Parris Mgmt Withheld Against
Paul C. Saunders Mgmt Withheld Against
2. Approval of the First Reliance Bancshares, Mgmt Against Against
Inc. 2021 Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
GERMAN AMERICAN BANCORP, INC. Agenda Number: 935385408
--------------------------------------------------------------------------------------------------------------------------
Security: 373865104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: GABC
ISIN: US3738651047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc D. Fine Mgmt For For
Jason M. Kelly Mgmt For For
Christina M. Ryan Mgmt For For
Tyson J. Wagler Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
appointment of Crowe LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 935354011
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David C. Boyles Mgmt For For
Robert A. Cashell, Jr. Mgmt For For
Randall M. Chesler Mgmt For For
Sherry L. Cladouhos Mgmt For For
James M. English Mgmt For For
Annie M. Goodwin Mgmt For For
Kristen L. Heck Mgmt For For
Craig A. Langel Mgmt For For
Douglas J. McBride Mgmt For For
George R. Sutton Mgmt For For
2. To approve an amendment to the amended and Mgmt For For
restated articles of incorporation of
Glacier Bancorp, Inc. (the "Company") to
provide for indemnification of directors
and officers of the Company.
3. To vote on an advisory (non-binding) Mgmt For For
resolution to approve the compensation of
the Company's named executive officers.
4. To ratify the appointment of BKD, LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GOLUB CAPITAL BDC, INC. Agenda Number: 935319144
--------------------------------------------------------------------------------------------------------------------------
Security: 38173M102
Meeting Type: Annual
Meeting Date: 05-Feb-2021
Ticker: GBDC
ISIN: US38173M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director of the Mgmt For For
Company who will each serve for a term
expiring in 2024 or until his successor is
duly elected and qualified: John T. Baily
1B. Election of Class II Director of the Mgmt For For
Company who will each serve for a term
expiring in 2024 or until his successor is
duly elected and qualified: Kenneth F.
Bernstein
2. To ratify the selection of Ernst & Young Mgmt For For
LLP to serve as the Company's independent
registered public accounting firm for the
fiscal year ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
GREAT SOUTHERN BANCORP, INC. Agenda Number: 935369834
--------------------------------------------------------------------------------------------------------------------------
Security: 390905107
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: GSBC
ISIN: US3909051076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas J. Carlson Mgmt Withheld Against
Debra M. Shantz Hart Mgmt Withheld Against
Joseph W. Turner Mgmt For For
2. The advisory (non-binding) vote on Mgmt Against Against
executive compensation.
3. The ratification of the appointment of BKD, Mgmt For For
LLP as Great Southern Bancorp, Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GREAT WESTERN BANCORP INC Agenda Number: 935321024
--------------------------------------------------------------------------------------------------------------------------
Security: 391416104
Meeting Type: Annual
Meeting Date: 09-Feb-2021
Ticker: GWB
ISIN: US3914161043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James Brannen Mgmt For For
Thomas Henning Mgmt For For
Daniel Rykhus Mgmt For For
2. To approve, by advisory vote, a resolution Mgmt For For
on executive compensation.
3. To approve an amendment to the Company's Mgmt For For
2014 Omnibus Incentive Plan.
4. To approve an amendment to the Company's Mgmt For For
2014 Non-Employee Director Plan.
5. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
HANCOCK WHITNEY CORPORATION Agenda Number: 935344286
--------------------------------------------------------------------------------------------------------------------------
Security: 410120109
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: HWC
ISIN: US4101201097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John M. Hairston Mgmt For For
James H. Horne Mgmt For For
Suzette K. Kent Mgmt For For
Jerry L. Levens Mgmt For For
Christine L. Pickering Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm to audit the books of the Company and
its subsidiaries for 2021.
--------------------------------------------------------------------------------------------------------------------------
HBT FINANCIAL, INC. Agenda Number: 935381602
--------------------------------------------------------------------------------------------------------------------------
Security: 404111106
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HBT
ISIN: US4041111067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. Alvin Bowman Mgmt For For
Eric E. Burwell Mgmt For For
Patrick F. Busch Mgmt For For
J. Lance Carter Mgmt For For
Allen C. Drake Mgmt For For
Fred L. Drake Mgmt For For
Linda J. Koch Mgmt For For
Gerald E. Pfeiffer Mgmt For For
Dale S. Strassheim Mgmt For For
2. Ratification of the appointment of RSM US Mgmt For For
LLP as the independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE COMMERCE CORP Agenda Number: 935401632
--------------------------------------------------------------------------------------------------------------------------
Security: 426927109
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: HTBK
ISIN: US4269271098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. M. Biagini-Komas Mgmt For For
Frank G. Bisceglia Mgmt For For
Bruce H. Cabral Mgmt For For
Jack W. Conner Mgmt For For
Jason DiNapoli Mgmt For For
Stephen G. Heitel Mgmt For For
Walter T. Kaczmarek Mgmt For For
Robert T. Moles Mgmt For For
Laura Roden Mgmt For For
Marina Park Sutton Mgmt For For
Ranson W. Webster Mgmt For For
2. Advisory proposal on executive Mgmt Against Against
compensation.
3. Ratification of selection of independent Mgmt For For
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION Agenda Number: 935351180
--------------------------------------------------------------------------------------------------------------------------
Security: 42722X106
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: HFWA
ISIN: US42722X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Brian S. Charneski
1B. Election of Director for a one-year term: Mgmt For For
John A. Clees
1C. Election of Director for a one-year term: Mgmt For For
Kimberly T. Ellwanger
1D. Election of Director for a one-year term: Mgmt For For
Jeffrey J. Deuel
1E. Election of Director for a one-year term: Mgmt For For
Deborah J. Gavin
1F. Election of Director for a one-year term: Mgmt For For
Jeffrey S. Lyon
1G. Election of Director for a one-year term: Mgmt For For
Gragg E. Miller
1H. Election of Director for a one-year term: Mgmt For For
Anthony B. Pickering
1I. Election of Director for a one-year term: Mgmt For For
Frederick B. Rivera
1J. Election of Director for a one-year term: Mgmt For For
Brian L. Vance
1K. Election of Director for a one-year term: Mgmt For For
Ann Watson
2. Advisory (non-binding) approval of the Mgmt For For
compensation paid to named executive
officers as disclosed in the Proxy
Statement.
3. Ratification of the appointment of Crowe Mgmt For For
LLP as Heritage's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
HORIZON BANCORP, INC. Agenda Number: 935354340
--------------------------------------------------------------------------------------------------------------------------
Security: 440407104
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: HBNC
ISIN: US4404071049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Lawrence E. Burnell Mgmt For For
Julie Scheck Freigang Mgmt For For
Peter L. Pairitz Mgmt For For
Spero W. Valavanis Mgmt For For
2. Approval of the 2021 Omnibus Equity Mgmt For For
Incentive Plan.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Ratification of appointment of BKD, LLP as Mgmt For For
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
HOWARD BANCORP, INC. Agenda Number: 935396235
--------------------------------------------------------------------------------------------------------------------------
Security: 442496105
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: HBMD
ISIN: US4424961054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Howard Feinglass# Mgmt For For
John J. Keenan# Mgmt For For
Robert D. Kunisch, Jr.# Mgmt For For
Thomas P. O'Neill# Mgmt For For
Linda L. Singh* Mgmt For For
2. A non-binding advisory proposal to approve Mgmt For For
the compensation of our named executive
officers.
3. To ratify the appointment of Dixon Hughes Mgmt For For
Goodman LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935338649
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Special
Meeting Date: 25-Mar-2021
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the merger of TCF Financial Mgmt For For
Corporation ("TCF") with and into
Huntington Bancshares Incorporated
("Huntington"), as contemplated by the
Agreement and Plan of Merger, dated as of
December 13, 2020 (as it may be amended
from time to time), by and between
Huntington and TCF, with Huntington as the
surviving corporation (the "Huntington
merger proposal").
2. Approval of an amendment to Huntington's Mgmt For For
charter to increase the number of
authorized shares of Huntington common
stock from one billion five hundred million
shares (1,500,000,000) to two billion two
hundred fifty million shares
(2,250,000,000) (the "Huntington authorized
share count proposal").
3. Approval of the adjournment of special Mgmt For For
meeting of Huntington shareholders, if
necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, there are not sufficient
votes at the time of the Huntington special
meeting to approve the Huntington merger
proposal or the Huntington authorized share
count proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to holders of Huntington common
stock (the "Huntington adjournment
proposal").
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935345252
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lizabeth Ardisana Mgmt For For
Alanna Y. Cotton Mgmt For For
Ann B. Crane Mgmt For For
Robert S. Cubbin Mgmt For For
Steven G. Elliott Mgmt For For
Gina D. France Mgmt For For
J Michael Hochschwender Mgmt For For
John C. Inglis Mgmt For For
Katherine M. A. Kline Mgmt For For
Richard W. Neu Mgmt For For
Kenneth J. Phelan Mgmt For For
David L. Porteous Mgmt For For
Stephen D. Steinour Mgmt For For
2. An advisory resolution to approve, on a Mgmt For For
non-binding basis, the compensation of
executives as disclosed in the accompanying
proxy statement.
3. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval of the Amended and Restated 2018 Mgmt For For
Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 935381599
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Reelection of Class I Director: Donna L. Mgmt For For
Abelli
1.2 Reelection of Class I Director: Kevin J. Mgmt For For
Jones
1.3 Reelection of Class I Director: Mary L. Mgmt For For
Lentz
1.4 Reelection of Class I Director: John J. Mgmt For For
Morrissey
1.5 Reelection of Class I Director: Frederick Mgmt For For
Taw
2. Ratify the Appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2021.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORPORATION Agenda Number: 935340961
--------------------------------------------------------------------------------------------------------------------------
Security: 453838609
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: IBCP
ISIN: US4538386099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christina L. Keller Mgmt For For
Ronia F. Kruse Mgmt For For
Michael M. Magee, Jr. Mgmt For For
Matthew J. Missad Mgmt For For
2. Ratification of the appointment of Crowe Mgmt For For
LLP as independent auditors for the fiscal
year ending December 31, 2021.
3. Approval of an advisory (non-binding) Mgmt For For
resolution to approve the compensation paid
to our Executives.
4. Approval of the Independent Bank Mgmt For For
Corporation 2021 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
INVESCO LTD. Agenda Number: 935356457
--------------------------------------------------------------------------------------------------------------------------
Security: G491BT108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: IVZ
ISIN: BMG491BT1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sarah E. Beshar Mgmt For For
1B. Election of Director: Thomas M. Finke Mgmt For For
1C. Election of Director: Martin L. Flanagan Mgmt For For
1D. Election of Director: Edward P. Garden Mgmt For For
1E. Election of Director: William F. Glavin, Mgmt For For
Jr.
1F. Election of Director: C. Robert Henrikson Mgmt For For
1G. Election of Director: Denis Kessler Mgmt For For
1H. Election of Director: Nelson Peltz Mgmt For For
1I. Election of Director: Sir Nigel Sheinwald Mgmt For For
1J. Election of Director: Paula C. Tolliver Mgmt For For
1K. Election of Director: G. Richard Wagoner, Mgmt For For
Jr.
1L. Election of Director: Phoebe A. Wood Mgmt For For
2. Advisory vote to approve the company's 2020 Mgmt For For
executive compensation.
3. Approval of the Amendment and Restatement Mgmt For For
of the Invesco Ltd. 2016 Global Equity
Incentive Plan.
4. Appointment of PricewaterhouseCoopers LLP Mgmt For For
as the company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935372285
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Phebe N. Novakovic Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Approval of Amended and Restated Long-Term Mgmt For For
Incentive Plan effective May 18, 2021.
4. Ratification of independent registered Mgmt For For
public accounting firm.
5. Improve shareholder written consent. Shr For Against
6. Racial equity audit and report. Shr For Against
7. Independent board chairman. Shr Against For
8. Political and electioneering expenditure Shr For Against
congruency report.
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 935364959
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bruce D. Broussard Mgmt For For
1b. Election of Director: Alexander M. Cutler Mgmt For For
1c. Election of Director: H. James Dallas Mgmt For For
1d. Election of Director: Elizabeth R. Gile Mgmt For For
1e. Election of Director: Ruth Ann M. Gillis Mgmt For For
1f. Election of Director: Christopher M. Gorman Mgmt For For
1g. Election of Director: Robin N. Hayes Mgmt For For
1h. Election of Director: Carlton L. Highsmith Mgmt For For
1i. Election of Director: Richard J. Hipple Mgmt For For
1j. Election of Director: Devina A. Rankin Mgmt For For
1k. Election of Director: Barbara R. Snyder Mgmt For For
1l. Election of Director: Todd J. Vasos Mgmt For For
1m. Election of Director: David K. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor.
3. Advisory approval of executive Mgmt For For
compensation.
4. Approval of KeyCorp Second Amended and Mgmt For For
Restated Discounted Stock Purchase Plan.
5. Management proposal to reduce the ownership Mgmt For For
threshold to call a special shareholder
meeting.
--------------------------------------------------------------------------------------------------------------------------
LEVEL ONE BANCORP INC Agenda Number: 935360355
--------------------------------------------------------------------------------------------------------------------------
Security: 52730D208
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: LEVL
ISIN: US52730D2080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara E. Allushuski Mgmt For For
Victor L. Ansara Mgmt For For
James L. Bellinson Mgmt For For
Michael A. Brillati Mgmt For For
Shukri W. David Mgmt For For
Thomas A. Fabbri Mgmt For For
Patrick J. Fehring Mgmt For For
Jacob W. Haas Mgmt For For
Mark J. Herman Mgmt For For
Steven H. Rivera Mgmt For For
Stefan Wanczyk Mgmt For For
2. Ratification of the appointment of Plante & Mgmt For For
Moran, PLLC as the independent registered
public accounting firm for the Company for
the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LIVE OAK BANCSHARES INC Agenda Number: 935383012
--------------------------------------------------------------------------------------------------------------------------
Security: 53803X105
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: LOB
ISIN: US53803X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tonya W. Bradford Mgmt For For
William H. Cameron Mgmt For For
Diane B. Glossman Mgmt For For
Glen F. Hoffsis Mgmt For For
David G. Lucht Mgmt For For
James S. Mahan III Mgmt For For
Miltom E. Petty Mgmt For For
Neil L. Underwood Mgmt For For
William L. Williams III Mgmt For For
2. Amendment of 2015 Omnibus Stock Incentive Mgmt Against Against
Plan. Proposal to approve an amendment of
the Company's Amended and Restated 2015
Omnibus Stock Incentive Plan to increase
the number of shares of voting common stock
issuable under such plan.
3. Amendment and Restatement of Employee Stock Mgmt For For
Purchase Plan. Proposal to approve an
amendment and restatement of the Company's
Amended and Restated Employee Stock
Purchase Plan.
4. Say-on-Pay Vote. Non-binding, advisory Mgmt For For
proposal to approve compensation paid to
our named executive officers.
5. Ratification of Independent Auditors. Mgmt For For
Proposal to ratify Dixon Hughes Goodman LLP
as the Company's independent auditors for
2021.
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 935345733
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. Angela Bontempo Mgmt For For
Robert T. Brady Mgmt For For
Calvin G. Butler, Jr. Mgmt For For
T. J. Cunningham III Mgmt For For
Gary N. Geisel Mgmt For For
Leslie V. Godridge Mgmt For For
Richard S. Gold Mgmt For For
Richard A. Grossi Mgmt For For
Rene F. Jones Mgmt For For
Richard H. Ledgett, Jr. Mgmt For For
Newton P.S. Merrill Mgmt For For
Kevin J. Pearson Mgmt For For
Melinda R. Rich Mgmt For For
Robert E. Sadler, Jr. Mgmt For For
Denis J. Salamone Mgmt For For
John R. Scannell Mgmt For For
David S. Scharfstein Mgmt For For
Rudina Seseri Mgmt For For
Herbert L. Washington Mgmt For For
2. TO APPROVE THE COMPENSATION OF M&T BANK Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 935420238
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Special
Meeting Date: 25-May-2021
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AMENDMENT OF THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION OF M&T BANK
CORPORATION ("M&T") TO EFFECT AN INCREASE
IN THE NUMBER OF AUTHORIZED SHARES OF M&T'S
CAPITAL STOCK FROM 251,000,000 TO
270,000,000 AND TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF M&T'S PREFERRED STOCK
FROM 1,000,000 TO 20,000,000 (THE "M&T
CHARTER AMENDMENT PROPOSAL").
2. TO APPROVE THE ISSUANCE OF M&T COMMON STOCK Mgmt For For
TO HOLDERS OF PEOPLE'S UNITED FINANCIAL,
INC. ("PEOPLE'S UNITED") COMMON STOCK
PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF FEBRUARY 21, 2021 (AS
IT MAY BE AMENDED FROM TIME TO TIME), BY
AND AMONG M&T, BRIDGE MERGER CORP. AND
PEOPLE'S UNITED (THE "M&T SHARE ISSUANCE
PROPOSAL").
3. TO ADJOURN THE M&T SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF, IMMEDIATELY PRIOR TO
SUCH ADJOURNMENT, THERE ARE NOT SUFFICIENT
VOTES TO APPROVE THE M&T CHARTER AMENDMENT
PROPOSAL AND/OR THE M&T SHARE ISSUANCE
PROPOSAL, OR TO ENSURE THAT ANY SUPPLEMENT
OR AMENDMENT TO THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS IS TIMELY
PROVIDED TO HOLDERS OF M&T COMMON STOCK.
--------------------------------------------------------------------------------------------------------------------------
MACKINAC FINANCIAL CORPORATION Agenda Number: 935411746
--------------------------------------------------------------------------------------------------------------------------
Security: 554571109
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MFNC
ISIN: US5545711096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter J. Aspatore Mgmt For For
Robert H. Orley Mgmt For For
Randolph C. Paschke Mgmt Withheld Against
Martin Thomson Mgmt For For
2. To approve, in a non-binding advisory vote, Mgmt For For
the Corporation's compensation of its named
executive officers, as disclosed in the
Proxy Statement for the Annual Meeting.
3. To ratify the appointment of Plante & Mgmt For For
Moran, PLLC as the Corporation's
independent auditors for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
METROCITY BANKSHARES INC Agenda Number: 935406860
--------------------------------------------------------------------------------------------------------------------------
Security: 59165J105
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MCBS
ISIN: US59165J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: William J. Hungeling Mgmt For For
1.2 Election of Director: Farid Tan Mgmt Against Against
1.3 Election of Director: Don T.P Leung Mgmt Against Against
1.4 Election of Director: Young Park Mgmt Against Against
1.5 Election of Director: Ajit A. Patel Mgmt Against Against
2. Ratification of the appointment of Crowe Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MIDWESTONE FINANCIAL GROUP, INC. Agenda Number: 935349399
--------------------------------------------------------------------------------------------------------------------------
Security: 598511103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: MOFG
ISIN: US5985111039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard R. Donohue Mgmt For For
Richard J. Hartig Mgmt For For
Nathaniel J. Kaeding Mgmt For For
Ruth E. Stanoch Mgmt For For
Kurt R. Weise Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the named
executive officers of the Company.
3. To ratify the appointment of RSM US LLP to Mgmt For For
serve as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NBT BANCORP INC. Agenda Number: 935397491
--------------------------------------------------------------------------------------------------------------------------
Security: 628778102
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: NBTB
ISIN: US6287781024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
John H. Watt, Jr.
1B. Election of Director for a one-year term: Mgmt For For
Martin A. Dietrich
1C. Election of Director for a one-year term: Mgmt For For
Johanna R. Ames
1D. Election of Director for a one-year term: Mgmt For For
J. David Brown
1E. Election of Director for a one-year term: Mgmt For For
Patricia T. Civil
1F. Election of Director for a one-year term: Mgmt For For
Timothy E. Delaney
1G. Election of Director for a one-year term: Mgmt For For
James H. Douglas
1H. Election of Director for a one-year term: Mgmt For For
Andrew S. Kowalczyk, III
1I. Election of Director for a one-year term: Mgmt For For
John C. Mitchell
1J. Election of Director for a one-year term: Mgmt For For
V. Daniel Robinson, II
1K. Election of Director for a one-year term: Mgmt For For
Matthew J. Salanger
1L. Election of Director for a one-year term: Mgmt For For
Joseph A. Santangelo
1M. Election of Director for a one-year term: Mgmt For For
Lowell A. Seifter
1N. Election of Director for a one-year term: Mgmt For For
Jack H. Webb
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of NBT Bancorp
Inc.'s named executive officers ("Say on
Pay").
3. To ratify the appointment of KPMG LLP as Mgmt For For
NBT Bancorp Inc.'s independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NICOLET BANKSHARES, INC. Agenda Number: 935354693
--------------------------------------------------------------------------------------------------------------------------
Security: 65406E102
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: NCBS
ISIN: US65406E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert B. Atwell Mgmt For For
Rachel Campos-Duffy Mgmt For For
Michael E. Daniels Mgmt For For
John N. Dykema Mgmt For For
Terrence R. Fulwiler Mgmt For For
Christopher J. Ghidorzi Mgmt For For
Andrew F. Hetzel, Jr. Mgmt For For
Ann K. Lawson Mgmt For For
Donald J. Long, Jr. Mgmt For For
Dustin J. McClone Mgmt For For
Susan L. Merkatoris Mgmt For For
Oliver Pierce Smith Mgmt For For
Robert J. Weyers Mgmt For For
2. Ratification of selection of the Mgmt For For
independent registered public accounting
firm of Wipfli LLP to serve as the
independent registered public accounting
firm for the Company for the year ending
December 31, 2021.
3. Advisory vote to approve Nicolet's named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
NORTHRIM BANCORP, INC. Agenda Number: 935397972
--------------------------------------------------------------------------------------------------------------------------
Security: 666762109
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: NRIM
ISIN: US6667621097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry S. Cash Mgmt For For
Anthony Drabek Mgmt For For
Karl L. Hanneman Mgmt For For
David W. Karp Mgmt For For
David J. McCambridge Mgmt For For
Joseph P. Marushack Mgmt For For
Krystal M. Nelson Mgmt For For
Joseph M. Schierhorn Mgmt For For
Aaron M. Schutt Mgmt For For
John C. Swalling Mgmt For For
Linda C. Thomas Mgmt For For
David G. Wight Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. To Mgmt For For
approve, by nonbinding vote, the
compensation of the named executive
officers.
3. RATIFY THE SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM. To
ratify the selection of Moss Adams LLP as
the independent registered accounting firm
for Northrim BanCorp, Inc. for the fiscal
year 2021.
--------------------------------------------------------------------------------------------------------------------------
OAKTREE SPECIALTY LENDING CORPORATION Agenda Number: 935330946
--------------------------------------------------------------------------------------------------------------------------
Security: 67401P108
Meeting Type: Annual
Meeting Date: 15-Mar-2021
Ticker: OCSL
ISIN: US67401P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Deborah Gero Mgmt For For
1B. Election of Director: Craig Jacobson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Independent Registered Public
Accounting Firm for the Company for the
fiscal year ending September 30, 2021.
3. To approve the issuance of shares of common Mgmt For For
stock, par value $0.01 per share, of the
Company to be issued pursuant to the
Agreement and Plan of Merger, dated as of
October 28, 2020, among Oaktree Strategic
Income Corporation, a Delaware corporation
("OCSI"), the Company, Lion Merger Sub,
Inc., a Delaware corporation and a direct
wholly-owned subsidiary of the Company,
and, for the limited purposes set forth
therein, Oaktree Fund Advisors, LLC, a
Delaware limited liability company and
investment adviser to each of the Company
and OCSI.
--------------------------------------------------------------------------------------------------------------------------
OLD NATIONAL BANCORP Agenda Number: 935347256
--------------------------------------------------------------------------------------------------------------------------
Security: 680033107
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: ONB
ISIN: US6800331075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew E. Goebel Mgmt For For
Jerome F. Henry, Jr. Mgmt For For
Daniel S. Hermann Mgmt For For
Ryan C. Kitchell Mgmt For For
Phelps L. Lambert Mgmt For For
Austin M. Ramirez Mgmt For For
James C. Ryan, III Mgmt For For
Thomas E. Salmon Mgmt For For
Randall T. Shepard Mgmt For For
Rebecca S. Skillman Mgmt For For
Derrick J. Stewart Mgmt For For
Katherine E. White Mgmt For For
Linda E. White Mgmt For For
2. Approval of amendment to the Old National Mgmt For For
Bancorp Amended and Restated 2008 Incentive
Compensation Plan.
3. Ratification of prior awards made under the Mgmt For For
Old National Bancorp Amended and Restated
2008 Incentive Compensation Plan.
4. Approval of a non-binding advisory proposal Mgmt For For
on Executive Compensation.
5. Ratification of the appointment of Crowe Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
OLD SECOND BANCORP, INC. Agenda Number: 935248307
--------------------------------------------------------------------------------------------------------------------------
Security: 680277100
Meeting Type: Annual
Meeting Date: 18-Aug-2020
Ticker: OSBC
ISIN: US6802771005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I director: William Kane Mgmt For For
1b. Election of Class I director: John Ladowicz Mgmt For For
1c. Election of Class I director: Patti Temple Mgmt For For
Rocks
2. Proposal to approve on a non-binding, Mgmt For For
advisory basis, the compensation of the
Company's named executive officers, as
described in the Company's Proxy Statement.
3. Proposal to ratify the appointment of Mgmt For For
Plante & Moran, PLLC as the Company's
independent registered public accountants
for the fiscal year ending December 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
OLD SECOND BANCORP, INC. Agenda Number: 935407696
--------------------------------------------------------------------------------------------------------------------------
Security: 680277100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: OSBC
ISIN: US6802771005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II director nominee to Mgmt For For
serve for a term expiring in 2024: James
Eccher
1B. Election of Class II director nominee to Mgmt For For
serve for a term expiring in 2024: Barry
Finn
1C. Election of Class II director nominee to Mgmt For For
serve for a term expiring in 2024: Hugh
McLean
1D. Election of Class II director nominee to Mgmt For For
serve for a term expiring in 2024: James F.
Tapscott
2. Proposal to approve on a non-binding, Mgmt For For
advisory basis, the compensation of the
Company's named executive officers, as
described in the Company's Proxy Statement.
3. Proposal to approve the Old Second Bancorp, Mgmt For For
Inc. 2019 Equity Incentive Plan, as Amended
and Restated, to increase the number of
shares of common stock authorized for
issuance under the plan by 1,200,000
shares, from 600,000 shares to 1,800,000
shares.
4. Proposal to ratify the appointment of Mgmt For For
Plante & Moran, PLLC as the Company's
independent registered public accountants
for the fiscal year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
OP BANCORP Agenda Number: 935234168
--------------------------------------------------------------------------------------------------------------------------
Security: 67109R109
Meeting Type: Annual
Meeting Date: 23-Jul-2020
Ticker: OPBK
ISIN: US67109R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brian Choi Mgmt For For
Ernest E. Dow Mgmt For For
Jason Hwang Mgmt For For
Soo Hun Jung Mgmt For For
Min J. Kim Mgmt For For
Ock Hee Kim Mgmt For For
Myung Ja Park Mgmt For For
Yong Sin Shin Mgmt For For
2. To ratify the selection of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
OP BANCORP Agenda Number: 935432334
--------------------------------------------------------------------------------------------------------------------------
Security: 67109R109
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: OPBK
ISIN: US67109R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brian Choi Mgmt For For
Ernest E. Dow Mgmt For For
Jason Hwang Mgmt For For
Soo Hun Jung Mgmt For For
Min J. Kim Mgmt For For
Ock Hee Kim Mgmt For For
Myung Ja Park Mgmt For For
Yong Sin Shin Mgmt For For
2. Approval of the 2021 Equity Incentive Plan. Mgmt Against Against
3. To ratify the selection of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ORANGE COUNTY BANCORP INC Agenda Number: 935417128
--------------------------------------------------------------------------------------------------------------------------
Security: 68417L107
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: OCBI
ISIN: US68417L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Louis Heimbach Mgmt Withheld Against
Gregory Holcombe Mgmt For For
Terry Saturno Mgmt Withheld Against
Gustave Scacco Mgmt For For
2. The ratification of appointment of Crowe, Mgmt Against Against
LLP as the Company's Independent Accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC. Agenda Number: 935375192
--------------------------------------------------------------------------------------------------------------------------
Security: 69478X105
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: PPBI
ISIN: US69478X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ayad A. Fargo Mgmt For For
1B. Election of Director: Steven R. Gardner Mgmt For For
1C. Election of Director: Joseph L. Garrett Mgmt For For
1D. Election of Director: Jeffrey C. Jones Mgmt For For
1E. Election of Director: M. Christian Mitchell Mgmt For For
1F. Election of Director: Barbara S. Polsky Mgmt For For
1G. Election of Director: Zareh H. Sarrafian Mgmt For For
1H. Election of Director: Jaynie M. Studenmund Mgmt For For
1I. Election of Director: Cora M. Tellez Mgmt For For
1J. Election of Director: Richard C. Thomas Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF CROWE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 935364911
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to service for a Mgmt For For
one-year term: Tanya M. Acker
1B. Election of Director to service for a Mgmt For For
one-year term: Paul R. Burke
1C. Election of Director to service for a Mgmt For For
one-year term: Craig A. Carlson
1D. Election of Director to service for a Mgmt For For
one-year term: John M. Eggemeyer, III
1E. Election of Director to service for a Mgmt For For
one-year term: C. William Hosler
1F. Election of Director to service for a Mgmt For For
one-year term: Susan E. Lester
1G. Election of Director to service for a Mgmt For For
one-year term: Roger H. Molvar
1H. Election of Director to service for a Mgmt For For
one-year term: Daniel B. Platt
1I. Election of Director to service for a Mgmt For For
one-year term: Robert A. Stine
1J. Election of Director to service for a Mgmt For For
one-year term: Paul W. Taylor
1K. Election of Director to service for a Mgmt For For
one-year term: Matthew P. Wagner
2. To approve, on an advisory basis Mgmt Against Against
(non-binding), the compensation of the
Company's named executive officers.
3. To approve the Amended and Restated PacWest Mgmt For For
Bancorp 2017 Stock Incentive Plan.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent auditors for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PARK NATIONAL CORPORATION Agenda Number: 935346608
--------------------------------------------------------------------------------------------------------------------------
Security: 700658107
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: PRK
ISIN: US7006581075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a term of Mgmt For For
three years to expire at the 2024 Annual
Meeting: F. William Englefield IV
1B. Election of Director to serve for a term of Mgmt For For
three years to expire at the 2024 Annual
Meeting: Jason N. Judd
1C. Election of Director to serve for a term of Mgmt For For
three years to expire at the 2024 Annual
Meeting: David L. Trautman
1D. Election of Director to serve for a term of Mgmt For For
three years to expire at the 2024 Annual
Meeting: Leon Zazworsky
2. Approval of non-binding advisory resolution Mgmt For For
to approve the compensation of the
Company's named executive officers.
3. Ratification of the appointment of Crowe Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PEOPLES BANCORP INC. Agenda Number: 935343563
--------------------------------------------------------------------------------------------------------------------------
Security: 709789101
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: PEBO
ISIN: US7097891011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tara M. Abraham Mgmt For For
S. Craig Beam Mgmt For For
George W. Broughton Mgmt For For
David F. Dierker Mgmt For For
James S. Huggins Mgmt For For
Brooke W. James Mgmt For For
Susan D. Rector Mgmt For For
Charles W. Sulerzyski Mgmt For For
Michael N. Vittorio Mgmt For For
2. Approval of non-binding advisory resolution Mgmt For For
to approve the compensation of Peoples'
named executive officers as disclosed in
the Proxy Statement for the 2021 Annual
Meeting of Shareholders.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Peoples' independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC. Agenda Number: 935343246
--------------------------------------------------------------------------------------------------------------------------
Security: 72346Q104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: PNFP
ISIN: US72346Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Abney S. Boxley, III
1B. Election of Director for a term of one Mgmt For For
year: Gregory L. Burns
1C. Election of Director for a term of one Mgmt For For
year: Thomas C. Farnsworth, III
1D. Election of Director for a term of one Mgmt For For
year: David B. Ingram
1E. Election of Director for a term of one Mgmt For For
year: Decosta E. Jenkins
1F. Election of Director for a term of one Mgmt For For
year: G. Kennedy Thompson
1G. Election of Director for a term of one Mgmt For For
year: Charles E. Brock
1H. Election of Director for a term of one Mgmt For For
year: Richard D. Callicutt, II
1I. Election of Director for a term of one Mgmt For For
year: Joseph C. Galante
1J. Election of Director for a term of one Mgmt For For
year: Robert A. McCabe, Jr.
1K. Election of Director for a term of one Mgmt For For
year: Reese L. Smith, III
1L. Election of Director for a term of one Mgmt For For
year: M. Terry Turner
1M. Election of Director for a term of one Mgmt For For
year: Renda J. Burkhart
1N. Election of Director for a term of one Mgmt For For
year: Marty G. Dickens
1O. Election of Director for a term of one Mgmt For For
year: Glenda Baskin Glover
1P. Election of Director for a term of one Mgmt For For
year: Ronald L. Samuels
2. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement for the annual meeting
of shareholders.
4. To approve the amendment and restatement of Mgmt For For
the Pinnacle Financial Partners, Inc. 2018
Omnibus Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PLUMAS BANCORP Agenda Number: 935375495
--------------------------------------------------------------------------------------------------------------------------
Security: 729273102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: PLBC
ISIN: US7292731020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michonne R. Ascuaga Mgmt For For
Steven M. Coldani Mgmt For For
Gerald W. Fletcher Mgmt For For
Heidi S. Gansert Mgmt For For
Richard F. Kenny Mgmt For For
Robert J. McClintock Mgmt For For
Terrance J. Reeson Mgmt For For
Andrew J. Ryback Mgmt For For
Daniel E. West Mgmt For For
2. To vote on the ratification of the Mgmt For For
appointment of Eide Bailly, LLP as our
independent auditors for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PLYMOUTH INDUSTRIAL REIT, INC. Agenda Number: 935212845
--------------------------------------------------------------------------------------------------------------------------
Security: 729640102
Meeting Type: Annual
Meeting Date: 01-Jul-2020
Ticker: PLYM
ISIN: US7296401026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martin Barber Mgmt Withheld Against
Philip S. Cottone Mgmt Withheld Against
Richard J. DeAgazio Mgmt Withheld Against
David G. Gaw Mgmt For For
Pendleton P. White, Jr. Mgmt For For
Jeffrey E. Witherell Mgmt For For
2. Amend the Company's 2014 Incentive Award Mgmt For For
Plan.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for 2020.
--------------------------------------------------------------------------------------------------------------------------
PLYMOUTH INDUSTRIAL REIT, INC. Agenda Number: 935433730
--------------------------------------------------------------------------------------------------------------------------
Security: 729640102
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: PLYM
ISIN: US7296401026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martin Barber Mgmt Withheld Against
Philip S. Cottone Mgmt Withheld Against
Richard J. DeAgazio Mgmt Withheld Against
David G. Gaw Mgmt Withheld Against
John W. Guinee Mgmt For For
Caitlin Murphy Mgmt For For
Pendleton P. White, Jr. Mgmt Withheld Against
Jeffrey E. Witherell Mgmt Withheld Against
2. Approval, as required by the New York Stock Mgmt For For
Exchange, of the issuance of shares of the
Company's common stock upon conversion of
the Company's Series B Preferred Stock.
3. Approval, by an advisory, non-binding vote, Mgmt For For
of the Company's executive compensation.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for 2021.
--------------------------------------------------------------------------------------------------------------------------
POPULAR, INC. Agenda Number: 935355506
--------------------------------------------------------------------------------------------------------------------------
Security: 733174700
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: BPOP
ISIN: PR7331747001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Class 1 Director for a one-year Mgmt For For
term: Alejandro M. Ballester
1b) Election of Class 1 Director for a one-year Mgmt For For
term: Richard L. Carrion
1c) Election of Class 1 Director for a one-year Mgmt For For
term: Carlos A. Unanue
2) Approve, on an advisory basis, the Mgmt For For
Corporation's executive compensation.
3) Approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on the
Corporation's executive compensation.
4) Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Popular,
Inc.'s independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
PREMIER FINANCIAL CORP. Agenda Number: 935348614
--------------------------------------------------------------------------------------------------------------------------
Security: 74052F108
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: PFC
ISIN: US74052F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marty E. Adams Mgmt For For
Donald P. Hileman Mgmt For For
Gary M. Small Mgmt For For
Samuel S. Strausbaugh Mgmt For For
2. To consider and approve on a non-binding Mgmt For For
advisory basis the compensation of
Premier's named executive officers.
3. To consider and vote on a proposal to Mgmt For For
ratify the appointment of Crowe LLP as the
independent registered public accounting
firm for Premier for the fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
PRIME MERIDIAN HOLDING COMPANY Agenda Number: 935371168
--------------------------------------------------------------------------------------------------------------------------
Security: 74164R107
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: PMHG
ISIN: US74164R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth H. Compton Mgmt For For
William D. Crona Mgmt For For
Sammie D. Dixon, Jr. Mgmt Withheld Against
Steven L. Evans Mgmt For For
R. Randy Guemple Mgmt For For
Chris L. Jensen, Jr. Mgmt For For
Kathleen C. Jones Mgmt Withheld Against
Robert H. Kirby Mgmt For For
Frank L. Langston Mgmt For For
Michael A. Micallef Jr Mgmt For For
L. Collins Proctor Sr Mgmt For For
Garrison A. Rolle, M.D. Mgmt For For
Steven D. Smith Mgmt For For
Richard A. Weidner Mgmt For For
2. The ratification of the appointment of Mgmt For For
Hacker, Johnson & Smith, P.A. as the
independent auditors for the Company, for
the fiscal year ending December 31, 2021.
3. The adjournment of the Annual Meeting to Mgmt Against Against
solicit additional proxies in the event
there are an insufficient number of votes
to approve either one or both of the
foregoing Proposals.
--------------------------------------------------------------------------------------------------------------------------
PRIVATE BANCORP OF AMERICA, INC. Agenda Number: 935374722
--------------------------------------------------------------------------------------------------------------------------
Security: 74274F100
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: PBAM
ISIN: US74274F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Selwyn Isakow Mgmt Withheld Against
Leon Kassel Mgmt Withheld Against
Sisi Pouraghabagher Mgmt For For
Ernest Rady Mgmt For For
Larraine Segil Mgmt For For
Richard L. Sowers Mgmt For For
Thomas V. Wornham Mgmt For For
2. To transact such other business as may Mgmt Against Against
properly come before the Meeting and at any
continuations or adjournments thereof.
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL HOLDINGS, INC. Agenda Number: 935288313
--------------------------------------------------------------------------------------------------------------------------
Security: 743868101
Meeting Type: Annual
Meeting Date: 24-Nov-2020
Ticker: PROV
ISIN: US7438681014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Craig G. Blunden Mgmt For For
Roy H. Taylor Mgmt Withheld Against
2. Advisory approval of the compensation of Mgmt Against Against
our named executive officers as disclosed
in the Proxy Statement.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for Provident
Financial Holdings, Inc. for the fiscal
year ending June 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
QCR HOLDINGS, INC. Agenda Number: 935380319
--------------------------------------------------------------------------------------------------------------------------
Security: 74727A104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: QCRH
ISIN: US74727A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary Kay Bates Mgmt For For
John-Paul E. Besong Mgmt For For
Todd A. Gipple Mgmt For For
Donna J. Sorensen Mgmt For For
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of certain executive
officers which is referred to as a "say-on-
pay" proposal.
3. To ratify the appointment of RSM US LLP as Mgmt For For
QCR Holdings' independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
RED RIVER BANCSHARES, INC. Agenda Number: 935364935
--------------------------------------------------------------------------------------------------------------------------
Security: 75686R202
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: RRBI
ISIN: US75686R2022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. Scott Ashbrook Mgmt For For
R. Blake Chatelain Mgmt For For
Kirk D. Cooper Mgmt For For
Barry D. Hines Mgmt For For
Anna B. Moreau, DDS, MS Mgmt For For
Robert A. Nichols Mgmt For For
Willie P. Obey Mgmt For For
Teddy R. Price Mgmt For For
John C. Simpson Mgmt For For
Don L. Thompson Mgmt For For
H.L. Torbett, CPA, CFP Mgmt For For
2. Ratify the appointment of Postlethwaite & Mgmt For For
Netterville, APAC as the Company's auditor
for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 935344452
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carolyn H. Byrd Mgmt For For
1B. Election of Director: Don DeFosset Mgmt For For
1C. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1D. Election of Director: Zhanna Golodryga Mgmt For For
1E. Election of Director: John D. Johns Mgmt For For
1F. Election of Director: Ruth Ann Marshall Mgmt For For
1G. Election of Director: Charles D. McCrary Mgmt For For
1H. Election of Director: James T. Prokopanko Mgmt For For
1I. Election of Director: Lee J. Styslinger III Mgmt For For
1J. Election of Director: Jose S. Suquet Mgmt For For
1K. Election of Director: John M. Turner, Jr. Mgmt For For
1L. Election of Director: Timothy Vines Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm for 2021.
3. Advisory Vote on Executive Compensation. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
RENASANT CORPORATION Agenda Number: 935339932
--------------------------------------------------------------------------------------------------------------------------
Security: 75970E107
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: RNST
ISIN: US75970E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald Clark, Jr. * Mgmt For For
Albert J. Dale, III * Mgmt For For
Connie L. Engel * Mgmt For For
C. Mitchell Waycaster * Mgmt For For
John T. Foy # Mgmt For For
3. Adoption, in a non-binding advisory vote, Mgmt For For
of a resolution approving the compensation
of our named executive officers.
4. Ratification of the appointment of HORNE Mgmt For For
LLP as Renasant's independent registered
public accountants for 2021.
--------------------------------------------------------------------------------------------------------------------------
SANDY SPRING BANCORP, INC. Agenda Number: 935348412
--------------------------------------------------------------------------------------------------------------------------
Security: 800363103
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: SASR
ISIN: US8003631038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ralph F. Boyd, Jr. Mgmt For For
Walter C. Martz II Mgmt For For
Mark C. Michael Mgmt For For
Robert L. Orndorff Mgmt For For
Daniel J. Schrider Mgmt For For
2. A non-binding resolution to approve the Mgmt For For
compensation for the named executive
officers.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the independent
registered public accounting firm for the
year 2021.
--------------------------------------------------------------------------------------------------------------------------
SB FINANCIAL GROUP, INC. Agenda Number: 935342357
--------------------------------------------------------------------------------------------------------------------------
Security: 78408D105
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: SBFG
ISIN: US78408D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George W. Carter Mgmt For For
Tom R. Helberg Mgmt For For
Timothy J. Stolly Mgmt For For
2. To ratify the appointment of BKD, LLP as Mgmt For For
the independent registered accounting firm
of SB Financial for the fiscal year ending
December 31, 2021.
3. To approve a non-binding advisory Mgmt For For
resolution to approve the compensation of
SB Financial's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SHORE BANCSHARES, INC. Agenda Number: 935362145
--------------------------------------------------------------------------------------------------------------------------
Security: 825107105
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SHBI
ISIN: US8251071051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director (term Mgmt For For
expires 2024): David J. Bates
1B. Election of Class III Director (term Mgmt For For
expires 2024): Lloyd L. Beatty, Jr.
1C. Election of Class III Director (term Mgmt For For
expires 2024): James A. Judge
1D. Election of Class III Director (term Mgmt For For
expires 2024): R. Michael Clemmer, Jr.
2. Ratify the appointment of Yount, Hyde & Mgmt For For
Barbour, P.C. as the independent registered
public accounting firm for 2021.
3. Adopt a non-binding advisory resolution Mgmt For For
approving the compensation of the named
executive officers.
4. Approve the Shore Bancshares, Inc. 2021 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
SIERRA BANCORP Agenda Number: 935398948
--------------------------------------------------------------------------------------------------------------------------
Security: 82620P102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: BSRR
ISIN: US82620P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Albert L. Berra Mgmt For For
1B. Election of Director: Julie G. Castle Mgmt For For
1C. Election of Director: Vonn R. Christenson Mgmt For For
1D. Election of Director: Laurence S. Dutto Mgmt For For
1E. Election of Director: Kevin J. McPhaill Mgmt For For
1F. Election of Director: Gordon T. Woods Mgmt For For
2. Ratification of the appointment of Eide Mgmt For For
Bailly LLP as the independent registered
public accounting firm.
3. To ratify Indemnification Agreements with Mgmt For For
the directors and certain executive
officers as described in the proxy
statement dated April 15, 2021.
4. To approve, by non-binding vote, executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 935360608
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SPG
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Glyn F. Aeppel Mgmt For For
1B. Election of Director: Larry C. Glasscock Mgmt For For
1C. Election of Director: Karen N. Horn, Ph.D. Mgmt For For
1D. Election of Director: Allan Hubbard Mgmt For For
1E. Election of Director: Reuben S. Leibowitz Mgmt For For
1F. Election of Director: Gary M. Rodkin Mgmt For For
1G. Election of Director: Stefan M. Selig Mgmt For For
1H. Election of Director: Daniel C. Smith, Mgmt For For
Ph.D.
1I. Election of Director: J. Albert Smith, Jr. Mgmt For For
1J. Election of Director: Marta R. Stewart Mgmt For For
2. An Advisory Vote to Approve the Mgmt For For
Compensation of our Named Executive
Officers.
3. Ratification of Ernst & Young LLP as our Mgmt For For
Independent Registered Public Accounting
Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
SIXTH STREET SPECIALTY LENDING Agenda Number: 935396829
--------------------------------------------------------------------------------------------------------------------------
Security: 83012A109
Meeting Type: Special
Meeting Date: 26-May-2021
Ticker: TSLX
ISIN: US83012A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a proposal to authorize the Mgmt For For
Company to sell or otherwise issue shares
of its common stock at a price below its
then-current net asset value per share in
one or more offerings, in each case subject
to the approval of its Board of Directors
and subject to the conditions set forth in
the accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
SIXTH STREET SPECIALTY LENDING Agenda Number: 935389797
--------------------------------------------------------------------------------------------------------------------------
Security: 83012A109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: TSLX
ISIN: US83012A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Higginbotham Mgmt For For
David Stiepleman Mgmt For For
Ronald Tanemura Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SOUTH ATLANTIC BANCSHARES, INC. Agenda Number: 935357550
--------------------------------------------------------------------------------------------------------------------------
Security: 83636T104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: SABK
ISIN: US83636T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard N. Burch Mgmt Withheld Against
James Carson Benton, Jr Mgmt For For
Albert A. Springs, IV Mgmt Withheld Against
Jack L. Springs, Jr. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SOUTH STATE CORPORATION Agenda Number: 935267054
--------------------------------------------------------------------------------------------------------------------------
Security: 840441109
Meeting Type: Annual
Meeting Date: 29-Oct-2020
Ticker: SSB
ISIN: US8404411097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert R. Hill, Jr. Mgmt For For
Jean E. Davis Mgmt For For
Martin B. Davis Mgmt For For
John H. Holcomb III Mgmt For For
Charles. W. McPherson Mgmt For For
Ernest S. Pinner Mgmt For For
G. Ruffner Page, Jr. Mgmt For For
Joshua A. Snively Mgmt For For
John C. Corbett Mgmt For For
William K. Pou, Jr. Mgmt For For
David G. Salyers Mgmt For For
2. Approval of an amendment to South State Mgmt For For
Corporation's Articles of Incorporation to
eliminate the classified structure of the
Board of Directors.
3. Approval of the amendment and restatement Mgmt For For
of South State Corporation's Employee Stock
Purchase Plan to increase the number of
shares of our common stock that may be
issued under the plan by up to 1,400,000
shares.
4. Approval of the 2020 Omnibus Incentive Mgmt For For
Plan.
5. Approval, as an advisory, non-binding vote, Mgmt For For
of the compensation of our named executive
officers.
6. Ratification, as an advisory, non-binding Mgmt For For
vote, of the appointment of Dixon Hughes
Goodman LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SOUTH STATE CORPORATION Agenda Number: 935347294
--------------------------------------------------------------------------------------------------------------------------
Security: 840441109
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: SSB
ISIN: US8404411097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John C. Corbett Mgmt For For
1B. Election of Director: Jean E. Davis Mgmt For For
1C. Election of Director: Martin B. Davis Mgmt For For
1D. Election of Director: Robert H. Demere, Jr. Mgmt For For
1E. Election of Director: Cynthia A. Hartley Mgmt For For
1F. Election of Director: Robert R. Hill, Jr. Mgmt For For
1G. Election of Director: John H. Holcomb III Mgmt For For
1H. Election of Director: Robert R. Horger Mgmt For For
1I. Election of Director: Charles W. McPherson Mgmt For For
1J. Election of Director: G. Ruffner Page, Jr. Mgmt For For
1K. Election of Director: Ernest S. Pinner Mgmt For For
1L. Election of Director: John C. Pollok Mgmt For For
1M. Election of Director: William Knox Pou, Jr. Mgmt For For
1N. Election of Director: David G. Salyers Mgmt For For
1O. Election of Director: Joshua A. Snively Mgmt For For
1P. Election of Director: Kevin P. Walker Mgmt For For
2. Approval, as an advisory, non-binding vote, Mgmt For For
of the compensation of our named executive
officers.
3. Ratification, as an advisory, non-binding Mgmt For For
vote, of the appointment of Dixon Hughes
Goodman LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN FIRST BANCSHARES, INC. Agenda Number: 935393001
--------------------------------------------------------------------------------------------------------------------------
Security: 842873101
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: SFST
ISIN: US8428731017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark A Cothran* Mgmt For For
R. G Johnstone III* Mgmt For For
R Arthur Seaver Jr* Mgmt For For
Anna T Locke* Mgmt For For
Tecumseh Hooper Jr# Mgmt For For
2. To conduct an advisory vote on the Mgmt For For
compensation of our named executive
officers as disclosed in this proxy
statement (this is a non-binding, advisory
vote).
3. To ratify the appointment of Elliott Davis, Mgmt For For
LLC as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN MISSOURI BANCORP, INC. Agenda Number: 935275594
--------------------------------------------------------------------------------------------------------------------------
Security: 843380106
Meeting Type: Annual
Meeting Date: 26-Oct-2020
Ticker: SMBC
ISIN: US8433801060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rebecca M. Brooks Mgmt For For
Dennis C. Robison Mgmt For For
David J. Tooley Mgmt Withheld Against
2. Advisory (non binding) vote on Executive Mgmt For For
Compensation as disclosed in the
accompanying proxy statement.
3. Ratification of the appointment of BKD, LLP Mgmt For For
as Southern Missouri Bancorp's independent
auditors for the fiscal year ending June
30, 2021.
--------------------------------------------------------------------------------------------------------------------------
STOCK YARDS BANCORP, INC. Agenda Number: 935352497
--------------------------------------------------------------------------------------------------------------------------
Security: 861025104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: SYBT
ISIN: US8610251048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paul J. Bickel III Mgmt For For
1B. Election of Director: J. McCauley Brown Mgmt For For
1C. Election of Director: David P. Heintzman Mgmt For For
1D. Election of Director: Donna L. Heitzman Mgmt For For
1E. Election of Director: Carl G. Herde Mgmt For For
1F. Election of Director: James A. Hillebrand Mgmt For For
1G. Election of Director: Richard A. Lechleiter Mgmt For For
1H. Election of Director: Stephen M. Priebe Mgmt For For
1I. Election of Director: John L. Schutte Mgmt For For
1J. Election of Director: Kathy C. Thompson Mgmt For For
2. The ratification of BKD, LLP as the Mgmt For For
independent registered public accounting
firm for Stock Yards Bancorp, Inc. for the
year ending December 31, 2021.
3. The advisory approval of the compensation Mgmt For For
of Bancorp's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP. Agenda Number: 935341367
--------------------------------------------------------------------------------------------------------------------------
Security: 87161C501
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: SNV
ISIN: US87161C5013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tim E. Bentsen Mgmt For For
1B. Election of Director: Kevin S. Blair Mgmt For For
1C. Election of Director: F. Dixon Brooke, Jr Mgmt For For
1D. Election of Director: Stephen T. Butler Mgmt For For
1E. Election of Director: Elizabeth W. Camp Mgmt For For
1F. Election of Director: Pedro Cherry Mgmt For For
1G. Election of Director: Diana M. Murphy Mgmt For For
1H. Election of Director: Harris Pastides Mgmt For For
1I. Election of Director: Joseph J. Prochaska, Mgmt For For
Jr
1J. Election of Director: John L. Stallworth Mgmt For For
1K. Election of Director: Kessel D. Stelling Mgmt For For
1L. Election of Director: Barry L. Storey Mgmt For For
1M. Election of Director: Teresa White Mgmt For For
2. To approve the Synovus Financial Corp. 2021 Mgmt For For
Employee Stock Purchase Plan.
3. To approve the Synovus Financial Corp. 2021 Mgmt For For
Director Stock Purchase Plan.
4. To approve the Synovus Financial Corp. 2021 Mgmt For For
Omnibus Plan.
5. To approve, on an advisory basis, the Mgmt For For
compensation of Synovus' named executive
officers as determined by the Compensation
Committee.
6. To ratify the appointment of KPMG LLP as Mgmt For For
Synovus' independent auditor for the year
2021.
--------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION Agenda Number: 935338043
--------------------------------------------------------------------------------------------------------------------------
Security: 872307103
Meeting Type: Special
Meeting Date: 25-Mar-2021
Ticker: TCF
ISIN: US8723071036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Agreement and Plan of Mgmt For For
Merger, dated as of December 13, 2020 (as
it may be amended from time to time), by
and between TCF Financial Corporation
("TCF") and Huntington Bancshares
Incorporated ("Huntington"), pursuant to
which TCF will merge with and into
Huntington, with Huntington surviving the
merger (the "TCF merger proposal").
2. Approval of, on an advisory (non-binding) Mgmt For For
basis, the merger- related named executive
officer compensation that will or may be
paid to TCF's named executive officers in
connection with the merger (the "TCF
compensation proposal").
3. Approval of the adjournment of the special Mgmt For For
meeting of TCF shareholders to a later date
or dates, if necessary or appropriate, to
solicit additional proxies if, immediately
prior to such adjournment, there are not
sufficient votes at the time of the TCF
special meeting to approve the TCF merger
proposal or to ensure that any supplement
or amendment to this joint proxy
statement/prospectus is timely provided to
holders of TCF common stock (the "TCF
adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
TERRITORIAL BANCORP INC Agenda Number: 935397441
--------------------------------------------------------------------------------------------------------------------------
Security: 88145X108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: TBNK
ISIN: US88145X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Allan S. Kitagawa Mgmt For For
John M. Ohama Mgmt For For
2. The ratification of the appointment of Moss Mgmt For For
Adams LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
3. An advisory (non-binding) resolution to Mgmt For For
approve our executive compensation as
described in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
THE COMMUNITY FINANCIAL CORPORATION Agenda Number: 935380751
--------------------------------------------------------------------------------------------------------------------------
Security: 20368X101
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: TCFC
ISIN: US20368X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael B. Adams Mgmt For For
William J. Pasenelli Mgmt For For
E Lawrence Sanders, III Mgmt For For
Austin J. Slater, Jr. Mgmt For For
Joseph V. Stone, Jr. Mgmt For For
Gregory C. Cockerham Mgmt For For
James M. Burke Mgmt For For
James F. Di Misa Mgmt For For
2. The ratification of the appointment of Mgmt For For
Dixon Hughes Goodman LLP as the independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. The approval of a non-binding resolution of Mgmt For For
the compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCORP, INC. Agenda Number: 935354287
--------------------------------------------------------------------------------------------------------------------------
Security: 31866P102
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: FNLC
ISIN: US31866P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert B. Gregory Mgmt For For
Renee W. Kelly Mgmt For For
Tony C. McKim Mgmt For For
Mark N. Rosborough Mgmt For For
Cornelius J. Russell Mgmt For For
Stuart G. Smith Mgmt For For
Bruce B. Tindal Mgmt For For
F. Stephen Ward Mgmt For For
2. To approve (on a non-binding basis), the Mgmt For For
compensation of the Company's executives,
as disclosed in the Company's annual report
and proxy statement.
3. To ratify the Board of Directors Audit Mgmt For For
Committee's selection of Berry Dunn McNeil
& Parker, LLC, as independent auditors for
the Company for 2021.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC. Agenda Number: 935381486
--------------------------------------------------------------------------------------------------------------------------
Security: 318916103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: FBMS
ISIN: US3189161033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles R. Lightsey Mgmt For For
Fred A. McMurry Mgmt For For
Thomas E. Mitchell Mgmt For For
Andrew D. Stetelman Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of BKD, LLP Mgmt For For
as the independent registered public
accounting firm of the Company for the
fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 935343208
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph Alvarado Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt For For
1C. Election of Director: Debra A. Cafaro Mgmt For For
1D. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1E. Election of Director: David L. Cohen Mgmt For For
1F. Election of Director: William S. Demchak Mgmt For For
1G. Election of Director: Andrew T. Feldstein Mgmt For For
1H. Election of Director: Richard J. Harshman Mgmt For For
1I. Election of Director: Daniel R. Hesse Mgmt For For
1J. Election of Director: Linda R. Medler Mgmt For For
1K. Election of Director: Martin Pfinsgraff Mgmt For For
1L. Election of Director: Toni Townes-Whitley Mgmt For For
1M. Election of Director: Michael J. Ward Mgmt For For
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
PNC's independent registered public
accounting firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal regarding report on Shr For Against
risk management and the nuclear weapons
industry.
--------------------------------------------------------------------------------------------------------------------------
TRICO BANCSHARES Agenda Number: 935394154
--------------------------------------------------------------------------------------------------------------------------
Security: 896095106
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: TCBK
ISIN: US8960951064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald J. Amaral Mgmt For For
L. Gage Chrysler III Mgmt For For
Craig S. Compton Mgmt For For
Kirsten E. Garen Mgmt For For
Cory W. Giese Mgmt For For
John S. A. Hasbrook Mgmt For For
Margaret L. Kane Mgmt For For
Michael W. Koehnen Mgmt For For
Martin A. Mariani Mgmt For For
Thomas C. McGraw Mgmt For For
Richard P. Smith Mgmt For For
Kimberley H. Vogel Mgmt For For
2. Advisory approval of the company's Mgmt For For
executive compensation.
3. To ratify the selection of Moss Adams LLP Mgmt For For
as the company's independent auditor for
2021.
--------------------------------------------------------------------------------------------------------------------------
TRINITY CAPITAL INC Agenda Number: 935425377
--------------------------------------------------------------------------------------------------------------------------
Security: 896442308
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: TRIN
ISIN: US8964423086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Michael E. Zacharia Mgmt For For
1.2 Election of Director: Kyle Brown Mgmt Against Against
1.3 Election of Director: Richard R. Ward Mgmt Against Against
2. To authorize the Company to sell or Mgmt For For
otherwise issue up to 25% of
then-outstanding shares at a price below
then current NAV per share.
3. To authorize the Company to issue options, Mgmt Against Against
warrants or other convertible securities.
4. To approve the 2019 Trinity Capital Inc. Mgmt Against Against
Long-Term Incentive Plan.
5. To approve the Trinity Capital Inc. 2019 Mgmt For For
Non-Employee Director Restricted Stock
Plan.
--------------------------------------------------------------------------------------------------------------------------
TRUIST FINANCIAL CORPORATION Agenda Number: 935345288
--------------------------------------------------------------------------------------------------------------------------
Security: 89832Q109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: TFC
ISIN: US89832Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Jennifer S. Banner
1B. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: K. David Boyer, Jr.
1C. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Agnes Bundy Scanlan
1D. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Anna R. Cablik
1E. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Dallas S. Clement
1F. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Paul D. Donahue
1G. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Paul R. Garcia
1H. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Patrick C. Graney III
1I. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Linnie M. Haynesworth
1J. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Kelly S. King
1K. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Easter A. Maynard
1L. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Donna S. Morea
1M. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Charles A. Patton
1N. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Nido R. Qubein
1O. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: David M. Ratcliffe
1P. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: William H. Rogers, Jr.
1Q. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Frank P. Scruggs, Jr.
1R. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Christine Sears
1S. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Thomas E. Skains
1T. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Bruce L. Tanner
1U. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Thomas N. Thompson
1V. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Steven C. Voorhees
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Truist's
independent registered public accounting
firm for 2021.
3. Advisory vote to approve Truist's executive Mgmt For For
compensation program.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 935344262
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warner L. Baxter Mgmt For For
1B. Election of Director: Dorothy J. Bridges Mgmt For For
1C. Election of Director: Elizabeth L. Buse Mgmt For For
1D. Election of Director: Andrew Cecere Mgmt For For
1E. Election of Director: Kimberly N. Mgmt For For
Ellison-Taylor
1F. Election of Director: Kimberly J. Harris Mgmt For For
1G. Election of Director: Roland A. Hernandez Mgmt For For
1H. Election of Director: Olivia F. Kirtley Mgmt For For
1I. Election of Director: Karen S. Lynch Mgmt For For
1J. Election of Director: Richard P. McKenney Mgmt For For
1K. Election of Director: Yusuf I. Mehdi Mgmt For For
1L. Election of Director: John P. Wiehoff Mgmt For For
1M. Election of Director: Scott W. Wine Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent auditor for
the 2021 fiscal year.
3. An advisory vote to approve the Mgmt For For
compensation of our executives disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
UNITED BANCORPORATION OF ALABAMA, INC. Agenda Number: 935385814
--------------------------------------------------------------------------------------------------------------------------
Security: 90944R100
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: UBAB
ISIN: US90944R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard K. Maxwell Mgmt Withheld Against
Charles D. Cottrell Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNITED BANKSHARES, INC. Agenda Number: 935356180
--------------------------------------------------------------------------------------------------------------------------
Security: 909907107
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: UBSI
ISIN: US9099071071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard M. Adams Mgmt For For
Charles L. Capito, Jr. Mgmt For For
Peter A. Converse Mgmt For For
Michael P. Fitzgerald Mgmt For For
Theodore J. Georgelas Mgmt For For
Dr. Patrice A. Harris Mgmt For For
J. Paul McNamara Mgmt For For
Mark R. Nesselroad Mgmt For For
Jerold L Rexroad Mgmt For For
Albert H. Small, Jr. Mgmt For For
Mary K. Weddle Mgmt For For
Gary G. White Mgmt For For
P. Clinton Winter Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP to act as the independent registered
public accounting firm for 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of United's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
UNITED COMMUNITY BANKS, INC. Agenda Number: 935360507
--------------------------------------------------------------------------------------------------------------------------
Security: 90984P303
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: UCBI
ISIN: US90984P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert H. Blalock Mgmt For For
James P. Clements Mgmt For For
L. Cathy Cox Mgmt For For
Kenneth L. Daniels Mgmt For For
Lance F. Drummond Mgmt For For
H. Lynn Harton Mgmt For For
Jennifer K. Mann Mgmt For For
Thomas A. Richlovsky Mgmt For For
David C. Shaver Mgmt For For
Tim R. Wallis Mgmt For For
David H. Wilkins Mgmt Withheld Against
2. To approve an amendment to our Restated Mgmt For For
Articles of Incorporation, as amended, to
increase the number of shares of our voting
common stock, par value $1.00 available for
issuance from 150,000,000 to 200,000,000.
3. To approve, on an advisory basis, the Mgmt For For
compensation paid to our Named Executive
Officers.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accountants
for the fiscal year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON TRUST BANCORP, INC. Agenda Number: 935348171
--------------------------------------------------------------------------------------------------------------------------
Security: 940610108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: WASH
ISIN: US9406101082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Constance A. Howes, Esq Mgmt For For
Joseph J. MarcAurele Mgmt For For
Edwin J. Santos Mgmt For For
Lisa M. Stanton Mgmt For For
2. The approval of an amendment to the Mgmt For For
Corporation's Restated Articles of
Incorporation creating a new class of
capital stock which shall be designated as
"Undesignated Preferred Stock".
3. The ratification of the selection of Crowe Mgmt For For
LLP to serve as the Corporation's
independent registered public accounting
firm for the year ending December 31, 2021.
4. A non-binding advisory resolution to Mgmt For For
approve the compensation of the
Corporation's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
WESTBURY BANCORP, INC Agenda Number: 935323218
--------------------------------------------------------------------------------------------------------------------------
Security: 95727P106
Meeting Type: Annual
Meeting Date: 16-Feb-2021
Ticker: WBBW
ISIN: US95727P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen W. Sinner Mgmt For For
Donald J. Murn Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
CliftonLarsonAllen LLP as the Company's
independent registered public accounting
firm for the year ending September 30,
2021.
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 935360444
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: WSFS
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anat Bird # Mgmt For For
Jennifer W. Davis # Mgmt For For
Michael J. Donahue # Mgmt For For
Nancy J. Foster * Mgmt For For
2. An advisory (non-binding) Say-on-Pay Vote. Mgmt For For
3. An amendment of the 2018 Incentive Plan to Mgmt For For
increase the number of shares of Common
Stock available for issuance under the
Plan.
4. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 935436748
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102
Meeting Type: Special
Meeting Date: 10-Jun-2021
Ticker: WSFS
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. WSFS Merger and Share Issuance Proposal: To Mgmt For For
adopt the Agreement and Plan of Merger,
dated as of March 9, 2021 (the "Merger
Agreement"), by and between WSFS Financial
Corporation ("WSFS") and Bryn Mawr Bank
Corporation, and to approve the
transactions contemplated by the Merger
Agreement, including the merger and the
issuance of shares of WSFS common stock as
consideration under the Merger Agreement
(the "WSFS Merger and Share Issuance
Proposal").
2. WSFS Adjournment Proposal: To approve one Mgmt For For
or more adjournments of the WSFS Special
Meeting of Stockholders, if necessary or
appropriate, to solicit additional proxies
in favor of approval of the WSFS Merger and
Share Issuance Proposal.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 935348854
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Maria Contreras-Sweet Mgmt For For
1B. Election of Director: Gary L. Crittenden Mgmt For For
1C. Election of Director: Suren K. Gupta Mgmt For For
1D. Election of Director: Claire A. Huang Mgmt For For
1E. Election of Director: Vivian S. Lee Mgmt For For
1F. Election of Director: Scott J. McLean Mgmt For For
1G. Election of Director: Edward F. Murphy Mgmt For For
1H. Election of Director: Stephen D. Quinn Mgmt For For
1I. Election of Director: Harris H. Simmons Mgmt For For
1J. Election of Director: Aaron B. Skonnard Mgmt For For
1K. Election of Director: Barbara A. Yastine Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm to audit the Bank's
financial statements for the current fiscal
year.
3. Approval, on a nonbinding advisory basis, Mgmt For For
of the compensation paid to the Bank's
named executive officers with respect to
fiscal year ended December 31, 2020.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) John Hancock Financial Opportunities Fund
By (Signature) /s/ Andrew G. Arnott
Name Andrew G. Arnott
Title President
Date 08/18/2021