UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21745
NAME OF REGISTRANT: Eaton Vance Tax-Managed Global
Buy-Write Opportunities
Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place
Boston, MA 02110
NAME AND ADDRESS OF AGENT FOR SERVICE: Deidre E. Walsh, Esq.
Two International Place
Boston, MA 02110
REGISTRANT'S TELEPHONE NUMBER: 617-482-8260
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 935359085
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Thomas "Tony" K.
Brown
1B. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Pamela J. Craig
1C. Elect the member to the Board of Directors Mgmt For For
for a term of one year: David B. Dillon
1D. Elect the member to the Board of Directors Mgmt Against Against
for a term of one year: Michael L. Eskew
1E. Elect the member to the Board of Directors Mgmt For For
for a term of one year: James R. Fitterling
1F. Elect the member to the Board of Directors Mgmt Against Against
for a term of one year: Herbert L. Henkel
1G. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Amy E. Hood
1H. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Muhtar Kent
1I. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Dambisa F. Moyo
1J. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Gregory R. Page
1K. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Michael F. Roman
1L. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Patricia A. Woertz
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as 3M's
independent registered public accounting
firm.
3. Advisory approval of executive Mgmt For For
compensation.
4. To approve the amendment and restatement of Mgmt For For
3M Company 2016 Long-Term Incentive Plan.
5. Shareholder proposal on setting target Shr For Against
amounts for CEO compensation.
6. Shareholder proposal on transitioning the Shr For Against
Company to a public benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
ABB LTD Agenda Number: 713634031
--------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: CH0012221716
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
ANNUAL FINANCIAL STATEMENTS FOR 2020
2 CONSULTATIVE VOTE ON THE 2020 COMPENSATION Mgmt For For
REPORT
3 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt For For
PERSONS ENTRUSTED WITH MANAGEMENT
4 APPROPRIATION OF EARNINGS: DIVIDEND OF CHF Mgmt For For
0.80 GROSS PER REGISTERED SHARE
5 CAPITAL REDUCTION THROUGH CANCELLATION OF Mgmt For For
SHARES REPURCHASED UNDER THE SHARE BUYBACK
PROGRAM
6 RENEWAL OF AUTHORIZED SHARE CAPITAL Mgmt Against Against
7.1 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION OF THE BOARD OF
DIRECTORS FOR THE NEXT TERM OF OFFICE, I.
E. FROM THE 2021 ANNUAL GENERAL MEETING TO
THE 2022 ANNUAL GENERAL MEETING
7.2 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION OF THE EXECUTIVE
COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR,
I. E. 2022
8.1 REELECT GUNNAR BROCK AS DIRECTOR Mgmt For For
8.2 REELECT DAVID CONSTABLE AS DIRECTOR Mgmt For For
8.3 REELECT FREDERICO CURADO AS DIRECTOR Mgmt Against Against
8.4 REELECT LARS FOERBERG AS DIRECTOR Mgmt For For
8.5 REELECT JENNIFER XIN-ZHE LI AS DIRECTOR Mgmt For For
8.6 REELECT GERALDINE MATCHETT AS DIRECTOR Mgmt For For
8.7 REELECT DAVID MELINE AS DIRECTOR Mgmt For For
8.8 REELECT SATISH PAI AS DIRECTOR Mgmt For For
8.9 REELECT JACOB WALLENBERG AS DIRECTOR Mgmt Against Against
8.10 REELECT PETER VOSER AS DIRECTOR AND BOARD Mgmt For For
CHAIRMAN
9.1 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
DAVID CONSTABLE
9.2 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt Against Against
FREDERICO FLEURY CURADO
9.3 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
JENNIFER XIN-ZHE LI
10 ELECTION OF THE INDEPENDENT PROXY: DR. HANS Mgmt For For
ZEHNDER, ATTORNEY-AT-LAW
11 ELECTION OF THE AUDITOR: KPMG AG, ZURICH Mgmt For For
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 935345125
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. Alpern Mgmt Withheld Against
R.S. Austin Mgmt Withheld Against
S.E. Blount Mgmt For For
R.B. Ford Mgmt Withheld Against
M.A. Kumbier Mgmt For For
D.W. McDew Mgmt For For
N. McKinstry Mgmt For For
W.A. Osborn Mgmt Withheld Against
M.F. Roman Mgmt For For
D.J. Starks Mgmt Withheld Against
J.G. Stratton Mgmt For For
G.F. Tilton Mgmt Withheld Against
M.D. White Mgmt Withheld Against
2. Ratification of Ernst & Young LLP as Mgmt For For
Auditors.
3. Say on Pay - An Advisory Vote to Approve Mgmt For For
Executive Compensation.
4A. Amendments to the Articles of Incorporation Mgmt For For
to Eliminate Statutory Supermajority Voting
Standards for: Amendments to the Articles
of Incorporation.
4B. Amendments to the Articles of Incorporation Mgmt For For
to Eliminate Statutory Supermajority Voting
Standards for: Approval of Certain
Extraordinary Transactions.
5. Shareholder Proposal - Lobbying Disclosure. Shr For Against
6. Shareholder Proposal - Report on Racial Shr For Against
Justice.
7. Shareholder Proposal - Independent Board Shr For Against
Chairman.
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935357891
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Richard A. Gonzalez Mgmt For For
Rebecca B. Roberts Mgmt Withheld Against
Glenn F. Tilton Mgmt Withheld Against
2. Ratification of Ernst & Young LLP as Mgmt Against Against
AbbVie's independent registered public
accounting firm for 2021.
3. Say on Pay-An advisory vote on the approval Mgmt Against Against
of executive compensation.
4. Approval of the Amended and Restated 2013 Mgmt Against Against
Incentive Stock Program.
5. Approval of the Amended and Restated 2013 Mgmt For For
Employee Stock Purchase Plan for non-U.S.
employees.
6. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting.
7. Stockholder Proposal - to Issue an Annual Shr For Against
Report on Lobbying.
8. Stockholder Proposal - to Adopt a Policy to Shr For Against
Require Independent Chairman.
--------------------------------------------------------------------------------------------------------------------------
ACCIONA SA Agenda Number: 713697069
--------------------------------------------------------------------------------------------------------------------------
Security: E0008Z109
Meeting Type: EGM
Meeting Date: 12-Apr-2021
Ticker:
ISIN: ES0125220311
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVE SALE OF SHARES OF CORPORACION Mgmt For For
ACCIONA ENERGIA RENOVABLES SA
CMMT 22 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 22 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ACCIONA SA Agenda Number: 714240568
--------------------------------------------------------------------------------------------------------------------------
Security: E0008Z109
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: ES0125220311
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1.1 APPROVE CONSOLIDATED AND STANDALONE Mgmt For For
FINANCIAL STATEMENTS
1.2 APPROVE CONSOLIDATED AND STANDALONE Mgmt For For
MANAGEMENT REPORTS
1.3 APPROVE DISCHARGE OF BOARD Mgmt For For
1.4 APPROVE NON-FINANCIAL INFORMATION STATEMENT Mgmt For For
1.5 APPROVE SUSTAINABILITY REPORT Mgmt For For
1.6 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
1.7 RENEW APPOINTMENT OF KPMG AUDITORES AS Mgmt For For
AUDITOR
2.1 REELECT JOSE MANUEL ENTRECANALES DOMECQ AS Mgmt Against Against
DIRECTOR
2.2 REELECT JUAN IGNACIO ENTRECANALES FRANCO AS Mgmt For For
DIRECTOR
2.3 REELECT DANIEL ENTRECANALES DOMECQ AS Mgmt For For
DIRECTOR
2.4 REELECT JAVIER ENTRECANALES FRANCO AS Mgmt For For
DIRECTOR
2.5 REELECT JAVIER SENDAGORTA GOMEZ DEL Mgmt For For
CAMPILLO AS DIRECTOR
2.6 REELECT JOSE MARIA PACHECO GUARDIOLA AS Mgmt For For
DIRECTOR
2.7 REELECT ANA SAIZ DE VICUNA BEMBERG AS Mgmt For For
DIRECTOR
2.8 ELECT MARIA DOLORES DANCAUSA TREVINO AS Mgmt For For
DIRECTOR
3.1 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For
3.2 AUTHORIZE COMPANY TO CALL EGM WITH 15 DAYS' Mgmt For For
NOTICE
4.1 AMEND ARTICLES RE: CORPORATE PURPOSE AND Mgmt For For
REPRESENTATION OF SHARES
4.2 AMEND ARTICLE 18 RE: ALLOW SHAREHOLDER Mgmt For For
MEETINGS TO BE HELD IN VIRTUAL-ONLY FORMAT
4.3 AMEND ARTICLES RE: COMPETENCES, PROXIES, Mgmt For For
ADOPTION OF RESOLUTION, MINUTES OF MEETINGS
AND CERTIFICATIONS
4.4 AMEND ARTICLE 31 RE: BOARD TERM AND Mgmt For For
REMUNERATION
4.5 AMEND ARTICLES RE: BOARD OF DIRECTORS AND Mgmt For For
BOARD COMMITTEES
4.6 AMEND ARTICLES RE: ANNUAL ACCOUNTS Mgmt For For
5.1 AMEND ARTICLES OF GENERAL MEETING Mgmt For For
REGULATIONS RE: INTERPRETATION,
COMPETENCES, INFORMATION AVAILABLE FOR
SHAREHOLDERS, INFORMATION SUBJECT TO
REQUEST BY SHAREHOLDERS, MEETING LOCATION
AND REQUEST FOR INFORMATION
5.2 AMEND ARTICLES OF GENERAL MEETING Mgmt For For
REGULATIONS RE: ALLOW SHAREHOLDER MEETINGS
TO BE HELD IN VIRTUAL-ONLY FORMAT
6 ADVISORY VOTE ON REMUNERATION REPORT Mgmt Against Against
7 RECEIVE AMENDMENTS TO BOARD OF DIRECTORS Non-Voting
REGULATIONS
8 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For
APPROVED RESOLUTIONS
CMMT 31 MAY 2021: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE A SECOND CALL ON 30 JUN 2021.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
CMMT 10 JUN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 10 JUN 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG Agenda Number: 712830808
--------------------------------------------------------------------------------------------------------------------------
Security: D0066B185
Meeting Type: AGM
Meeting Date: 11-Aug-2020
Ticker:
ISIN: DE000A1EWWW0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORTS: PRESENTATION OF THE
FINANCIAL STATEMENTS AND ANNUAL REPORT FOR
THE 2019 FINANCIAL YEAR WITH THE REPORT OF
THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL REPORT AS WELL
AS THE PROPOSAL OF THE BOARD OF MDS ON THE
APPROPRIATION OF THE DISTRIBUTABLE PROFIT
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE
PROFIT OF EUR 828,030,120.54 SHALL BE
APPROPRIATED AS FOLLOWS: THE ENTIRE AMOUNT
SHALL BE CARRIED FORWARD
3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
5 RESOLUTION ON AN AMENDMENT TO SECTION 20 OF Mgmt For For
THE ARTICLES OF ASSOCIATION: SECTION 20 A
NEW PARAGRAPH 4 SHALL BE ADDED TO ALLOW
ELECTRONIC PARTICIPATION IN THE
SHAREHOLDERS' MEETING
6 ELECTION OF CHRISTIAN KLEIN TO THE Mgmt For For
SUPERVISORY BOARD
7 APPOINTMENT OF AUDITORS: THE FOLLOWING Mgmt For For
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2020 FINANCIAL
YEAR: KPMG AG, BERLINKFURT TIME ON AUGUST
3, 2020
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG Agenda Number: 713728701
--------------------------------------------------------------------------------------------------------------------------
Security: D0066B185
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: DE000A1EWWW0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.00 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 ELECT JACKIE JOYNER-KERSEE TO THE Mgmt For For
SUPERVISORY BOARD
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 AMEND ARTICLES RE: INFORMATION FOR Mgmt For For
REGISTRATION IN THE SHARE REGISTER
9 APPROVE CREATION OF EUR 50 MILLION POOL OF Mgmt For For
CAPITAL WITH PREEMPTIVE RIGHTS
10 APPROVE CREATION OF EUR 20 MILLION POOL OF Mgmt For For
CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
11 CANCEL AUTHORIZED CAPITAL 2016 Mgmt For For
12 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
13 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For
REPURCHASING SHARES
14 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC Agenda Number: 935343412
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Amy Banse
1B. Election of Director for a term of one Mgmt For For
year: Melanie Boulden
1C. Election of Director for a term of one Mgmt For For
year: Frank Calderoni
1D. Election of Director for a term of one Mgmt Against Against
year: James Daley
1E. Election of Director for a term of one Mgmt For For
year: Laura Desmond
1F. Election of Director for a term of one Mgmt For For
year: Shantanu Narayen
1G. Election of Director for a term of one Mgmt For For
year: Kathleen Oberg
1H. Election of Director for a term of one Mgmt For For
year: Dheeraj Pandey
1I. Election of Director for a term of one Mgmt For For
year: David Ricks
1J. Election of Director for a term of one Mgmt Against Against
year: Daniel Rosensweig
1K. Election of Director for a term of one Mgmt For For
year: John Warnock
2. Approve the Adobe Inc. 2019 Equity Mgmt For For
Incentive Plan, as amended, to increase the
available share reserve by 6 million
shares.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on December
3, 2021.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 713491455
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: EGM
Meeting Date: 12-Feb-2021
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. PROPOSAL APPOINTMENT ALEXANDER MATTHEY AS Mgmt For For
MEMBER OF THE MANAGEMENT BOARD WITH THE
TITLE CHIEF TECHNOLOGY OFFICER
3. PROPOSAL APPOINTMENT CAOIMHE TREASA KEOGAN Mgmt For For
AS MEMBER OF THE SUPERVISORY BOARD
4. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 713974219
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: AGM
Meeting Date: 03-Jun-2021
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. ANNUAL REPORT; MANAGEMENT BOARD Non-Voting
REMUNERATION; SUPERVISORY BOARD
REMUNERATION; ADOPTION OF THE ANNUAL
ACCOUNTS; DIVIDEND POLICY; DETERMINATION OF
DIVIDEND
2.a. DISCUSSION OF THE MANAGEMENT BOARD'S REPORT Non-Voting
AND THE SUPERVISORY BOARD'S REPORT FOR THE
PAST FINANCIAL YEAR. THE MANAGEMENT BOARD
WILL GIVE A PRESENTATION ON THE PERFORMANCE
OF THE COMPANY IN 2020. FURTHERMORE, THE
SUPERVISORY BOARD'S REPORT AND ACCOUNTANT
STATEMENTS WILL BE DISCUSSED
2.b. DISCUSSION OF THE REMUNERATION REPORT OVER Mgmt For For
THE YEAR 2020 INCLUDING THE MANAGEMENT
BOARD AND SUPERVISORY BOARD'S REMUNERATION
FOR THE PAST FINANCIAL YEAR. PLEASE REFER
TO THE REMUNERATION REPORT FOR THE
FINANCIAL YEAR 2020 (IN ACCORDANCE WITH THE
COMPANY'S EXISTING REMUNERATION POLICY AS
APPROVED BY THE GENERAL MEETING OF
SHAREHOLDERS WHICH WAS HELD ON 26 MAY 2020)
INCLUDED IN OUR ANNUAL REPORT ON PAGE 88,
AS PUBLISHED ON OUR WEBSITE
2.c. IT IS PROPOSED TO ADOPT THE ANNUAL ACCOUNTS Mgmt For For
FOR THE FINANCIAL YEAR 2020 AS DRAWN UP BY
THE MANAGEMENT BOARD AND SIGNED BY THE
MANAGEMENT BOARD AND THE SUPERVISORY BOARD.
PRICEWATERHOUSECOOPERS N.V. (PWC) HAS
AUDITED THE ANNUAL ACCOUNTS AND HAS ISSUED
AN UNQUALIFIED AUDITOR'S REPORT
2.d. DISCUSSION OF THE POLICY ON DIVIDEND, Non-Voting
RESERVATIONS AND DISTRIBUTIONS. PLEASE
REFER TO THE DIVIDEND POLICY PUBLISHED ON
THE COMPANY'S WEBSITE, AS FURTHER REFERRED
TO ON PAGE 128 OF THE ANNUAL REPORT FOR THE
FINANCIAL YEAR 2020. IN ACCORDANCE WITH THE
ARTICLES OF ASSOCIATION OF THE COMPANY, THE
MANAGEMENT BOARD, WITH THE APPROVAL OF THE
SUPERVISORY BOARD, DECIDED TO ALLOCATE THE
PROFITS FOR THE FINANCIAL YEAR 2020 TO THE
RESERVES OF THE COMPANY
3. IT IS PROPOSED TO DISCHARGE THE MEMBERS OF Mgmt For For
THE MANAGEMENT BOARD (IN 2020 BEING PIETER
VAN DER DOES (CEO), ARNOUT SCHUIJFF (CTO),
INGO UYTDEHAAGE (CFO), ROELANT PRINS (CCO),
MARITTE SWART (CLCO) AND KAMRAN ZAKI (COO))
FROM LIABILITY IN RESPECT OF THE
PERFORMANCE OF THEIR MANAGEMENT DUTIES TO
THE EXTENT THAT SUCH PERFORMANCE IS
APPARENT FROM THE ANNUAL ACCOUNTS FOR THE
FINANCIAL YEAR 2020 OR HAS BEEN OTHERWISE
DISCLOSED TO THE GENERAL MEETING BEFORE THE
RESOLUTION IS ADOPTED. IT IS FURTHERMORE
PROPOSED TO DISCHARGE THE MEMBERS OF THE
MANAGEMENT BOARD WHO RESIGNED IN THE COURSE
OF 2020 (BEING JOOP WIJN (FORMER CSRO) AND
SAM HALSE (FORMER COO)) FROM LIABILITY FOR
MANAGEMENT DUTIES PERFORMED IN THE
FINANCIAL YEAR 2020 UNTIL THEIR EFFECTIVE
DATE OF RESIGNATION
4. IT IS PROPOSED TO DISCHARGE THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD (IN 2020 BEING PIERO
OVERMARS, DELFIN RUEDA, JOEP VAN BEURDEN
AND PAMELA JOSEPH) FROM LIABILITY IN
RESPECT OF THE PERFORMANCE OF THEIR
SUPERVISORY DUTIES TO THE EXTENT THAT SUCH
PERFORMANCE IS APPARENT FROM THE ANNUAL
ACCOUNTS FOR THE FINANCIAL YEAR 2020 OR HAS
BEEN OTHERWISE DISCLOSED TO THE GENERAL
MEETING BEFORE THE RESOLUTION IS ADOPTED
5. PROPOSAL REAPPOINTMENT INGO JEROEN Mgmt For For
UYTDEHAAGE AS MEMBER OF THE MANAGEMENT
BOARD WITH THE TITLE CHIEF FINANCIAL
OFFICER
6. PROPOSAL REAPPOINTMENT DELFIN RUEDA ARROYO Mgmt For For
AS MEMBER OF THE SUPERVISORY BOARD
7. IT IS PROPOSED TO RENEW THE AUTHORITY OF Mgmt For For
THE MANAGEMENT BOARD, SUBJECT TO THE
SUPERVISORY BOARD S APPROVAL, TO ISSUE
ORDINARY SHARES OR TO GRANT RIGHTS TO
SUBSCRIBE FOR ORDINARY SHARES FOR A PERIOD
OF 18 MONTHS FROM THE DATE OF THIS GENERAL
MEETING UP TO 10% OF THE TOTAL NUMBER OF
SHARES ISSUED AT THE TIME OF THE GENERAL
MEETING FOR ANY PURPOSES. ONCE THIS
AUTHORIZATION IS APPROVED, THIS WILL
REPLACE THE CURRENT AUTHORIZATIONS. ONCE
APPROVED, THE AUTHORIZATION CANNOT BE
REVOKED
8. IT IS PROPOSED TO RENEW THE AUTHORITY OF Mgmt For For
THE MANAGEMENT BOARD, SUBJECT TO THE
SUPERVISORY BOARD'S APPROVAL, TO RESTRICT
OR EXCLUDE APPLICABLE PRE-EMPTIVE RIGHTS
WHEN ISSUING ORDINARY SHARES OR GRANTING
RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES AS
SET OUT IN ITEM 7 ABOVE FOR A PERIOD OF 18
MONTHS FROM THE DATE OF THIS GENERAL
MEETING. ONCE THIS AUTHORIZATION IS
APPROVED, THIS WILL REPLACE THE CURRENT
AUTHORIZATIONS. ONCE APPROVED, THE
AUTHORIZATION CANNOT BE REVOKED
9. AUTHORITY TO ACQUIRE OWN SHARES Mgmt For For
10. IN ACCORDANCE WITH THE RECOMMENDATIONS OF Mgmt For For
THE AUDIT COMMITTEE, THE SUPERVISORY BOARD
PROPOSES TO REAPPOINT PWC AS EXTERNAL
AUDITOR OF THE COMPANY FOR THE CURRENT
FINANCIAL YEAR
11. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
--------------------------------------------------------------------------------------------------------------------------
AEROPORTS DE PARIS ADP Agenda Number: 713755859
--------------------------------------------------------------------------------------------------------------------------
Security: F00882104
Meeting Type: MIX
Meeting Date: 11-May-2021
Ticker:
ISIN: FR0010340141
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 19 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104192100953-47 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING FOR ALL RESOLUTIONS AND
MODIFICATION OF THE TEXT IN COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
1 AMENDMENTS TO THE BYLAWS RELATED TO Mgmt For For
LEGISLATIVE AND REGULATORY CHANGES -
CANCELATION OF THE REFERENCE TO DEPUTY
STATUTORY AUDITORS
2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
4 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020
5 APPROVAL OF AGREEMENTS CONCLUDED WITH THE Mgmt For For
FRENCH STATE AS REFERRED TO IN ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
6 APPROVAL OF AN AGREEMENT CONCLUDED WITH THE Mgmt For For
PUBLIC ESTABLISHMENT GRAND PARIS
AMENAGEMENT REFERRED TO IN ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
7 APPROVAL OF AN AGREEMENT CONCLUDED WITH Mgmt For For
SOCIETE DU GRAND PARIS REFERRED TO IN
ARTICLES L. 225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
8 APPROVAL OF AN AGREEMENT CONCLUDED WITH Mgmt For For
ROYAL SCHIPHOL GROUP N.V. COMPANY (FORMERLY
N.V. LUCHTHAVEN SCHIPHOL) REFERRED TO IN
ARTICLES L. 225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
9 APPROVAL OF AN AGREEMENT CONCLUDED WITH THE Mgmt For For
FRENCH STATE PURSUANT TO ARTICLE L. 225-42
OF THE FRENCH COMMERCIAL CODE
10 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt Against Against
TRADE IN THE COMPANY'S SHARES UNDER ARTICLE
L. 22-10-62 OF THE FRENCH COMMERCIAL CODE
11 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt For For
ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL
CODE CONCERNING THE COMPENSATION OF
CORPORATE OFFICERS
12 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING, OR ALLOCATED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. AUGUSTIN DE
ROMANET, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
13 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS (OTHER
THAN THE CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
14 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt For For
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
15 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt Against Against
JEAN-BENOIT ALBERTINI AS DIRECTOR, AS A
REPLACEMENT FOR MR. CHRISTOPHE MIRMAND, WHO
RESIGNED
16 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt For For
SEVERIN CABANNES AS DIRECTOR, AS A
REPLACEMENT FOR VINCI COMPANY, WHICH
RESIGNED
17 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt Against Against
ROBERT CARSOUW AS DIRECTOR, AS A
REPLACEMENT FOR MRS. JACOBA VAN DER MEIJS,
WHO RESIGNED
18 RENEWAL OF THE TERM OF OFFICE OF ERNST & Mgmt For For
YOUNG AUDIT COMPANY AS PRINCIPAL STATUTORY
AUDITOR
19 RENEWAL OF THE TERM OF OFFICE OF DELOITTE & Mgmt For For
ASSOCIES COMPANY AS PRINCIPAL STATUTORY
AUDITOR
20 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AGEAS NV Agenda Number: 713146048
--------------------------------------------------------------------------------------------------------------------------
Security: B0148L138
Meeting Type: SGM
Meeting Date: 22-Oct-2020
Ticker:
ISIN: BE0974264930
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
2 PROPOSAL TO ADOPT AN INTERMEDIARY GROSS Mgmt For For
DIVIDEND FOR THE 2019 FINANCIAL YEAR OF EUR
2.38 PER AGEAS SA/NV SHARE; THE DIVIDEND
WILL BE PAYABLE AS FROM 5 NOVEMBER 2020.
THE DIVIDEND WILL BE FUNDED THROUGH
DISTRIBUTABLE RESERVES
3 PROPOSAL TO APPOINT MR. HANS DE CUYPER AS A Mgmt For For
NON-INDEPENDENT MEMBER OF THE BOARD OF
DIRECTORS OF THE COMPANY, UNTIL THE CLOSE
OF THE ORDINARY GENERAL MEETING OF
SHAREHOLDERS IN 2024. MR. HANS DE CUYPER
WILL HOLD THE TITLE OF CHIEF EXECUTIVE
OFFICER IN ACCORDANCE WITH THE ARTICLES OF
ASSOCIATION. THIS PROPOSAL IS SUBJECT TO
APPROVAL OF THE NOMINATION BY THE NATIONAL
BANK OF BELGIUM
4 PROPOSAL TO POSITION THE BASE COMPENSATION Mgmt For For
OF THE CEO OF AGEAS WITHIN A RANGE OF EUR
650.000 TO EUR 900.000 GROSS/YEAR AND TO
FIX IT AS OF 1 NOVEMBER 2020, AT EUR
650.000 /YEAR WITH A STI ON TARGET OF 50%
AND A LTI OF 45%. THE WEIGHT OF THE
COMPONENTS TO DETERMINE THE STI WILL BE
AGEAS KPI'S (70%) AND INDIVIDUAL KPI'S
(30%)
5 PROPOSAL TO SET THE TRANSITION FEE OF MR. Mgmt For For
JOZEF DE MEY AT EUR 100.000
--------------------------------------------------------------------------------------------------------------------------
AGEAS NV Agenda Number: 713944026
--------------------------------------------------------------------------------------------------------------------------
Security: B0148L138
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: BE0974264930
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535853 DUE TO RECEIPT OF
POSTPONEMENT OF MEETING FROM 22 APR 2021 TO
19 MAY 2021 AND CHANGE IN RECORD DATE FROM
8 APR 2021 TO 5 MAY 2021. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 OPENING Non-Voting
2.1.1 DISCUSSION OF THE ANNUAL REPORT ON THE Non-Voting
FINANCIAL YEAR 2020
2.1.2 DISCUSSION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS FOR THE FINANCIAL YEAR 2020
2.1.3 PROPOSAL TO APPROVE THE STATUTORY ANNUAL Mgmt For For
ACCOUNTS OF THE COMPANY FOR THE FINANCIAL
YEAR 2020 AND ALLOCATION OF THE RESULTS
2.2.1 INFORMATION ON THE DIVIDEND POLICY Non-Voting
2.2.2 PROPOSAL TO ADOPT A GROSS DIVIDEND FOR THE Mgmt For For
2020 FINANCIAL YEAR OF EUR 2.65 PER AGEAS
SA/NV SHARE; THE DIVIDEND WILL BE PAYABLE
AS FROM 4 JUNE 2021. THE DIVIDEND WILL BE
FUNDED FROM THE AVAILABLE RESERVES, AS WELL
AS FROM AMOUNTS RESERVED FOR DIVIDENDS ON
FINANCIAL YEAR 2019, BUT WHICH HAD NOT BEEN
PAID OUT DUE TO THE PURCHASE OF OWN SHARES
2.3.1 PROPOSAL TO GRANT DISCHARGE OF LIABILITY TO Mgmt For For
THE MEMBERS OF THE BOARD OF DIRECTORS FOR
THE FINANCIAL YEAR 2020
2.3.2 PROPOSAL TO GRANT DISCHARGE OF LIABILITY TO Mgmt For For
THE AUDITOR FOR THE FINANCIAL YEAR 2020
3 PROPOSAL TO APPROVE THE REMUNERATION REPORT Mgmt For For
4.1 PROPOSAL TO APPOINT MR. JEAN-MICHEL Mgmt For For
CHATAGNY AS AN INDEPENDENT1 NON-EXECUTIVE
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY, FOR A PERIOD OF FOUR YEARS, UNTIL
THE CLOSE OF THE ORDINARY GENERAL MEETING
OF SHAREHOLDERS IN 2025
4.2 PROPOSAL TO RE-APPOINT MS. KATLEEN Mgmt For For
VANDEWEYER AS AN INDEPENDENT3 NON-EXECUTIVE
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY, FOR A PERIOD OF FOUR YEARS, UNTIL
THE CLOSE OF THE ORDINARY GENERAL MEETING
OF SHAREHOLDERS IN 2025
4.3 PROPOSAL TO RE-APPOINT MR. BART DE SMET AS Mgmt Against Against
A NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS OF THE COMPANY, FOR A PERIOD OF
FOUR YEARS, UNTIL THE CLOSE OF THE ORDINARY
GENERAL MEETING OF SHAREHOLDERS IN 2025
4.4 UPON RECOMMENDATION OF THE AUDIT COMMITTEE, Mgmt For For
PROPOSAL TO RE-APPOINT PWC
BEDRIJFSREVISOREN BV / PWC REVISEURS
D'ENTREPRISES SRL AS STATUTORY AUDITOR OF
THE COMPANY FOR A PERIOD OF THREE YEARS FOR
THE FINANCIAL YEARS 2021, 2022 AND 2023 AND
TO SET ITS REMUNERATION AT AN ANNUAL AMOUNT
OF EUR 700,650. FOR THE INFORMATION OF THE
GENERAL MEETING, PWC BEDRIJFSREVISOREN BV /
PWC REVISEURS D'ENTREPRISES SRL WILL
APPOINT MR KURT CAPPOEN AND MR ROLAND
JEANQUART AS ITS PERMANENT REPRESENTATIVES
5.1 PROPOSAL TO AMEND PARAGRAPH A) OF ARTICLE 1 Mgmt For For
BY ADDING "(IN SHORT AGEAS)", AS INDICATED
IN ITALICS BELOW: A) THE COMPANY: THE
COMPANY WITH LIMITED LIABILITY INCORPORATED
UNDER THE LAWS OF BELGIUM (SOCIETE
ANONYME/NAAMLOZE VENNOOTSCHAP) AGEAS SA/NV
(IN SHORT "AGEAS"), WITH REGISTERED OFFICE
ESTABLISHED IN THE BRUSSELS CAPITAL REGION
5.2.1 COMMUNICATION OF THE SPECIAL REPORT BY THE Non-Voting
BOARD OF DIRECTORS ON THE PROPOSED
AMENDMENTS TO THE PURPOSE CLAUSE IN
ACCORDANCE WITH ARTICLE 7:154 OF THE
BELGIAN COMPANIES AND ASSOCIATIONS CODE
5.2.2 PROPOSAL TO AMEND PARAGRAPH C) AND D) OF Mgmt For For
ARTICLE 4 BY ADDING "THAT SERVE TO REALIZE
THE PURPOSE OF THE COMPANY" AS INDICATED IN
ITALICS BELOW: C) THE PURCHASE,
SUBSCRIPTION, EXCHANGE, ASSIGNMENT AND SALE
OF, AND ALL OTHER SIMILAR OPERATIONS
RELATING TO, EVERY KIND OF TRANSFERABLE
SECURITY, SHARE, STOCK, BOND, WARRANT AND
GOVERNMENT STOCK, AND, IN A GENERAL WAY,
ALL RIGHTS ON MOVABLE AND IMMOVABLE
PROPERTY, AS WELL AS ALL FORMS OF
INTELLECTUAL RIGHTS, THAT SERVE TO REALIZE
THE PURPOSE OF THE COMPANY. D)
ADMINISTRATIVE, COMMERCIAL AND FINANCIAL
MANAGEMENT AND THE UNDERTAKING OF EVERY
KIND OF STUDY FOR THIRD PARTIES AND IN
PARTICULAR FOR COMPANIES, PARTNERSHIPS,
ENTERPRISES, ESTABLISHMENTS AND FOUNDATIONS
IN WHICH IT HOLDS A PARTICIPATING INTEREST,
EITHER DIRECTLY OR INDIRECTLY; THE GRANTING
OF LOANS, ADVANCES, GUARANTEES OR SECURITY
IN WHATEVER FORM, AND OF TECHNICAL,
ADMINISTRATIVE AND FINANCIAL ASSISTANCE IN
WHATEVER FORM, THAT SERVE TO REALIZE THE
PURPOSE OF THE COMPANY
5.3 PROPOSAL TO CANCEL 3,520,446 OWN SHARES Mgmt For For
ACQUIRED BY THE COMPANY. THE UNAVAILABLE
RESERVE CREATED FOR THE ACQUISITION OF THE
OWN SHARES AS REQUIRED BY ARTICLE 7:219 OF
THE BELGIAN CODE OF COMPANIES AND
ASSOCIATIONS WILL BE CANCELLED. ARTICLE 5
OF THE ARTICLES OF ASSOCIATION WILL BE
ACCORDINGLY MODIFIED AND WORDED AS FOLLOWS:
THE COMPANY CAPITAL IS SET AT ONE BILLION,
FIVE HUNDRED AND TWO MILLION, THREE HUNDRED
SIXTY-FOUR THOUSAND, TWO HUNDRED
SEVENTY-TWO EUROS AND SIXTY CENTS (EUR
1,502,364,272.60) AND IS FULLY PAID UP. IT
IS REPRESENTED BY ONE HUNDRED AND
NINETY-ONE MILLION, THIRTY-THREE THOUSAND,
ONE HUNDRED AND TWENTY-EIGHT (191.033.128)
SHARES, WITHOUT INDICATION OF NOMINAL
VALUE. THE GENERAL MEETING RESOLVES TO
DELEGATE ALL POWERS TO THE COMPANY
SECRETARY, ACTING INDIVIDUALLY, WITH THE
POSSIBILITY OF SUB-DELEGATION, IN ORDER TO
TAKE ALL MEASURES AND CARRY OUT ALL ACTIONS
REQUIRED FOR THE EXECUTION OF THE DECISION
OF CANCELLATION
5.4.1 COMMUNICATION OF THE SPECIAL REPORT BY THE Non-Voting
BOARD OF DIRECTORS ON THE USE AND PURPOSE
OF THE AUTHORIZED CAPITAL PREPARED IN
ACCORDANCE WITH ARTICLE 7:199 OF THE
BELGIAN COMPANIES AND ASSOCIATIONS CODE.
5.4.2 PROPOSAL TO (I) AUTHORIZE, FOR A PERIOD OF Mgmt For For
THREE YEARS STARTING ON THE DATE OF THE
PUBLICATION IN THE BELGIAN STATE GAZETTE OF
THE AMENDMENT TO THE ARTICLES OF
ASSOCIATION RESOLVED BY THE EXTRAORDINARY
GENERAL MEETING OF SHAREHOLDERS WHICH WILL
DELIBERATE ON THIS POINT, THE BOARD OF
DIRECTORS TO INCREASE THE COMPANY CAPITAL,
IN ONE OR MORE TRANSACTIONS, BY A MAXIMUM
AMOUNT OF EUR 150,000,000 AS MENTIONED IN
THE SPECIAL REPORT BY THE BOARD OF
DIRECTORS, (II) THEREFORE, CANCEL THE
UNUSED BALANCE OF THE AUTHORIZED CAPITAL,
AS MENTIONED IN ARTICLE 6 A) OF THE
ARTICLES OF ASSOCIATION, EXISTING AT THE
DATE MENTIONED UNDER (I) ABOVE AND (III)
MODIFY ARTICLE 6 A) OF THE ARTICLES OF
ASSOCIATION ACCORDINGLY, AS SET OUT IN THE
SPECIAL REPORT BY THE BOARD OF DIRECTORS
5.5 PROPOSAL TO AMEND PARAGRAPH A) OF ARTICLE Mgmt For For
12 BY REPLACING THE END OF THAT PARAGRAPH
BY THE TEXT INDICATED IN ITALICS BELOW; A)
THE COMPANY HAS AN EXECUTIVE COMMITTEE IN
ACCORDANCE WITH ARTICLE 45 OF THE LAW
REGARDING THE STATUTE AND SUPERVISION OF
INSURANCE AND REINSURANCE COMPANIES TO
WHICH ALL MANAGEMENT POWERS DESCRIBED IN
ARTICLE 7:110 OF THE COMPANIES AND
ASSOCIATIONS CODE ARE DELEGATED BY THE
BOARD OF DIRECTORS
6 PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY FOR A PERIOD OF 24
MONTHS STARTING AFTER THE PUBLICATION OF
THE ARTICLES OF ASSOCIATION IN THE ANNEXES
TO THE BELGIAN STATE GAZETTE, TO ACQUIRE
AGEAS SA/NV SHARES FOR A CONSIDERATION
EQUIVALENT TO THE CLOSING PRICE OF THE
AGEAS SA/NV SHARE ON EURONEXT ON THE DAY
IMMEDIATELY PRECEDING THE ACQUISITION, PLUS
A MAXIMUM OF FIFTEEN PER CENT (15%) OR
MINUS A MAXIMUM OF FIFTEEN PER CENT (15%).
THE NUMBER OF SHARES WHICH CAN BE ACQUIRED
BY THE BOARD OF DIRECTORS OF THE COMPANY
AND ITS DIRECT SUBSIDIARIES WITHIN THE
FRAMEWORK OF THIS AUTHORIZATION CUMULATED
WITH THE AUTHORIZATION GIVEN BY THE GENERAL
MEETING OF SHAREHOLDERS OF 20 MAY 2020 WILL
NOT REPRESENT MORE THAN 10% OF THE ISSUED
SHARE CAPITAL
7 CLOSE Non-Voting
CMMT 27 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM EGM TO MIX AND CHANGE IN
MEETING TYPE MIX TO AGM . IF YOU HAVE
ALREADY SENT IN YOUR VOTES, FOR MID: 561291
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
AIR LIQUIDE SA Agenda Number: 713611019
--------------------------------------------------------------------------------------------------------------------------
Security: F01764103
Meeting Type: MIX
Meeting Date: 04-May-2021
Ticker:
ISIN: FR0000120073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 18 FEB 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting
DETAILS ARE REQUIRED TO VOTE AT THIS
MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. PLEASE
NOTE THAT IF YOU HOLD CREST DEPOSITORY
INTERESTS (CDIs) AND PARTICIPATE AT THIS
MEETING, YOU (OR YOUR CREST SPONSORED
MEMBER/CUSTODIAN) WILL BE REQUIRED TO
INSTRUCT A TRANSFER OF THE RELEVANT CDIs TO
THE ESCROW ACCOUNT SPECIFIED IN THE
ASSOCIATED CORPORATE EVENT IN THE CREST
SYSTEM. THIS TRANSFER WILL NEED TO BE
COMPLETED BY THE SPECIFIED CREST SYSTEM
DEADLINE. ONCE THIS TRANSFER HAS SETTLED,
THE CDIs WILL BE BLOCKED IN THE CREST
SYSTEM. THE CDIs WILL BE RELEASED FROM
ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 18 FEB 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202102172100163-21: REVISION DUE TO
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2020; SETTING OF THE DIVIDEND
4 18-MONTH AUTHORIZATION GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO ALLOW THE COMPANY TO TRADE
IN ITS OWN SHARES
5 RENEWAL OF THE TERM OF OFFICE OF MR. XAVIER Mgmt For For
HUILLARD AS DIRECTOR
6 APPOINTMENT OF MR. PIERRE BREBER AS Mgmt For For
DIRECTOR OF THE COMPANY
7 APPOINTMENT OF MR. AIMAN EZZAT AS DIRECTOR Mgmt For For
OF THE COMPANY
8 APPOINTMENT OF MR. BERTRAND DUMAZY AS Mgmt Against Against
DIRECTOR OF THE COMPANY
9 STATUTORY AUDITORS' SPECIAL REPORT ON THE Mgmt For For
AGREEMENTS REFERRED TO IN ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. BENOIT POTIER
11 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF THE CORPORATE OFFICERS
REFERRED TO IN ARTICLE L. 22-10-9 I OF THE
FRENCH COMMERCIAL CODE
12 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO EXECUTIVE CORPORATE OFFICERS
13 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO DIRECTORS
14 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR 24 MONTHS TO REDUCE THE
CAPITAL BY CANCELLING TREASURY SHARES
15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR 26 MONTHS IN ORDER
TO INCREASE THE SHARE CAPITAL BY ISSUING
COMMON SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS, IMMEDIATELY AND/OR IN THE
FUTURE, TO THE COMPANY'S CAPITAL, WITH
RETENTION OF SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS FOR A MAXIMUM NOMINAL
AMOUNT OF 470 MILLION EUROS
16 AUTHORISATION GRANTED FOR 26 MONTHS TO THE Mgmt For For
BOARD OF DIRECTORS IN ORDER TO INCREASE, IN
THE EVENT OF EXCESS DEMAND, THE AMOUNT OF
ISSUES OF SHARES OR TRANSFERABLE
SECURITIES)
17 DELEGATION OF AUTHORITY GRANTED FOR 26 Mgmt For For
MONTHS TO THE BOARD OF DIRECTORS IN ORDER
TO PROCEED WITH CAPITAL INCREASES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT RESERVED FOR MEMBERS OF
A COMPANY OR GROUP SAVINGS PLAN
18 DELEGATION OF AUTHORITY GRANTED FOR 18 Mgmt For For
MONTHS TO THE BOARD OF DIRECTORS IN ORDER
TO PROCEED WITH CAPITAL INCREASES WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT RESERVED FOR A CATEGORY
OF BENEFICIARIES
19 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 935315045
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 28-Jan-2021
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan K. Carter Mgmt For For
1b. Election of Director: Charles I. Cogut Mgmt For For
1c. Election of Director: Lisa A. Davis Mgmt For For
1d. Election of Director: Chadwick C. Deaton Mgmt For For
1e. Election of Director: Seifollah Ghasemi Mgmt For For
1f. Election of Director: David H.Y. Ho Mgmt For For
1g. Election of Director: Edward L. Monser Mgmt For For
1h. Election of Director: Matthew H. Paull Mgmt For For
2. Advisory vote approving the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the Air Products and Chemicals, Mgmt Against Against
Inc. 2021 Long-Term Incentive Plan.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
AIRBUS SE Agenda Number: 713648472
--------------------------------------------------------------------------------------------------------------------------
Security: N0280G100
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: NL0000235190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING AND GENERAL INTRODUCTORY STATEMENTS Non-Voting
2.1 PRESENTATION BY THE CHAIRMAN AND THE CHIEF Non-Voting
EXECUTIVE OFFICER, INCLUDING THE REPORT BY
THE BOARD OF DIRECTORS IN RESPECT OF THE:
CORPORATE GOVERNANCE STATEMENT
2.2 PRESENTATION BY THE CHAIRMAN AND THE CHIEF Non-Voting
EXECUTIVE OFFICER, INCLUDING THE REPORT BY
THE BOARD OF DIRECTORS IN RESPECT OF THE:
REPORT ON THE BUSINESS AND FINANCIAL
RESULTS OF 2020
2.3 PRESENTATION BY THE CHAIRMAN AND THE CHIEF Non-Voting
EXECUTIVE OFFICER, INCLUDING THE REPORT BY
THE BOARD OF DIRECTORS IN RESPECT OF THE:
POLICY ON DIVIDEND
3 DISCUSSION OF ALL AGENDA ITEMS Non-Voting
4.1 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
ADOPTION OF THE AUDITED ACCOUNTS FOR THE
FINANCIAL YEAR 2020
4.2 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
RELEASE FROM LIABILITY OF THE NON-EXECUTIVE
MEMBERS OF THE BOARD OF DIRECTORS
4.3 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
RELEASE FROM LIABILITY OF THE EXECUTIVE
MEMBER OF THE BOARD OF DIRECTORS
4.4 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
RENEWAL OF THE APPOINTMENT OF ERNST & YOUNG
ACCOUNTANTS LLP AS AUDITOR FOR THE
FINANCIAL YEAR 2021
4.5 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
APPROVAL, AS AN ADVISORY VOTE, OF THE
IMPLEMENTATION OF THE REMUNERATION POLICY
FOR THE FINANCIAL YEAR 2020
4.6 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
RENEWAL OF THE APPOINTMENT OF MR. RENE
OBERMANN AS NON-EXECUTIVE MEMBER OF THE
BOARD OF DIRECTORS FOR A TERM OF THREE
YEARS
4.7 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt Against Against
RENEWAL OF THE APPOINTMENT OF MS. AMPARO
MORALEDA AS NON-EXECUTIVE MEMBER OF THE
BOARD OF DIRECTORS FOR A TERM OF THREE
YEARS
4.8 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
RENEWAL OF THE APPOINTMENT OF MR. VICTOR
CHU AS NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS FOR A TERM OF THREE YEARS
4.9 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
RENEWAL OF THE APPOINTMENT OF MR.
JEAN-PIERRE CLAMADIEU AS NON-EXECUTIVE
MEMBER OF THE BOARD OF DIRECTORS FOR A TERM
OF THREE YEARS
4.10 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
DELEGATION TO THE BOARD OF DIRECTORS OF
POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND TO LIMIT OR
EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS FOR THE PURPOSE OF
EMPLOYEE SHARE OWNERSHIP PLANS AND
SHARE-RELATED LONG-TERM INCENTIVE PLANS
4.11 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
DELEGATION TO THE BOARD OF DIRECTORS OF
POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND TO LIMIT OR
EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS FOR THE PURPOSE OF
FUNDING (OR ANY OTHER CORPORATE PURPOSE )
THE COMPANY AND ITS GROUP COMPANIES
4.12 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
RENEWAL OF THE AUTHORISATION FOR THE BOARD
OF DIRECTORS TO REPURCHASE UP TO 10% OF THE
COMPANY'S ISSUED SHARE CAPITAL
4.13 VOTE ON THE RESOLUTION IN RESPECT OF THE: Mgmt For For
CANCELLATION OF SHARES REPURCHASED BY THE
COMPANY
5 CLOSING OF THE MEETING Non-Voting
CMMT 05 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 05 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AKZO NOBEL NV Agenda Number: 713674617
--------------------------------------------------------------------------------------------------------------------------
Security: N01803308
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: NL0013267909
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
1. OPENING Non-Voting
2. FINANCIAL YEAR 2020 Non-Voting
2.a REPORT OF THE BOARD OF MANAGEMENT FOR THE Non-Voting
FINANCIAL YEAR 2020
3. FINANCIAL STATEMENTS, RESULT AND DIVIDEND Non-Voting
3.a ADOPTION OF THE 2020 FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY
3.b DISCUSSION ON THE DIVIDEND POLICY Non-Voting
3.c PROFIT ALLOCATION AND ADOPTION OF DIVIDEND Mgmt For For
PROPOSAL
3.d REMUNERATION REPORT 2020 (ADVISORY VOTE) Mgmt Against Against
4. DISCHARGE Non-Voting
4.a DISCHARGE FROM LIABILITY OF MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT IN OFFICE IN 2020 FOR
THE PERFORMANCE OF THEIR DUTIES IN 2020
4.b DISCHARGE FROM LIABILITY OF MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD IN OFFICE IN 2020 FOR THE
PERFORMANCE OF THEIR DUTIES IN 2020
5 REMUNERATION Non-Voting
5.a AMENDMENT REMUNERATION POLICY FOR THE BOARD Mgmt For For
OF MANAGEMENT
5.b AMENDMENT REMUNERATION POLICY FOR THE Mgmt For For
SUPERVISORY BOARD
6. BOARD OF MANAGEMENT Non-Voting
6.a RE-APPOINTMENT OF MR. T.F.J. VANLANCKER Mgmt For For
7. SUPERVISORY BOARD Non-Voting
7.a RE-APPOINTMENT OF MR. P.W. THOMAS Mgmt For For
8 AUTHORIZATION FOR THE BOARD OF MANAGEMENT Non-Voting
8.a TO ISSUE SHARES Mgmt For For
8.b TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS Mgmt For For
OF SHAREHOLDERS
9. AUTHORIZATION FOR THE BOARD OF MANAGEMENT Mgmt For For
TO ACQUIRE COMMON SHARES IN THE SHARE
CAPITAL OF THE COMPANY ON BEHALF OF THE
COMPANY
10. CANCELLATION OF COMMON SHARES HELD OR Mgmt For For
ACQUIRED BY THE COMPANY
11. CLOSING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE Agenda Number: 713711718
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: DE0008404005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROPRIATION OF NET EARNINGS Mgmt For For
3 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt For For
THE BOARD OF MANAGEMENT
4 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD
5 APPROVAL OF THE REMUNERATION SYSTEM FOR Mgmt For For
MEMBERS OF THE BOARD OF MANAGEMENT OF
ALLIANZ SE
6 APPROVAL OF THE REMUNERATION OF THE MEMBERS Mgmt For For
OF THE SUPERVISORY BOARD OF ALLIANZ SE AND
CORRESPONDING AMENDMENT OF THE STATUTES
7 AMENDMENT OF THE STATUTES REGARDING THE Mgmt For For
TERM OF OFFICE OF THE MEMBERS OF THE
SUPERVISORY BOARD
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935406264
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt Against Against
1B. Election of Director: Sergey Brin Mgmt Against Against
1C. Election of Director: Sundar Pichai Mgmt Against Against
1D. Election of Director: John L. Hennessy Mgmt Against Against
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt Against Against
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt Against Against
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt Against Against
1K. Election of Director: Robin L. Washington Mgmt Against Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt Against Against
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding the Shr For Against
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
6. A stockholder proposal regarding a report Shr For Against
on sustainability metrics, if properly
presented at the meeting.
7. A stockholder proposal regarding a report Shr For Against
on takedown requests, if properly presented
at the meeting.
8. A stockholder proposal regarding a report Shr For Against
on whistleblower policies and practices, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on charitable contributions, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr For Against
on risks related to anticompetitive
practices, if properly presented at the
meeting.
11. A stockholder proposal regarding a Shr For Against
transition to a public benefit corporation,
if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ALPS ALPINE CO.,LTD. Agenda Number: 714243829
--------------------------------------------------------------------------------------------------------------------------
Security: J01176114
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3126400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kuriyama,
Toshihiro
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kimoto,
Takashi
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Endo, Koichi
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sasao, Yasuo
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Saeki,
Tetsuhiro
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Fujie, Naofumi
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Oki, Noriko
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Gomi, Yuko
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kawarada, Yoji
--------------------------------------------------------------------------------------------------------------------------
AMADEUS IT GROUP S.A Agenda Number: 714182906
--------------------------------------------------------------------------------------------------------------------------
Security: E04648114
Meeting Type: OGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: ES0109067019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 582439 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 17 JUNE 2021 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU'
1 APPROVE CONSOLIDATED AND STANDALONE Mgmt For For
FINANCIAL STATEMENTS
2 APPROVE NON-FINANCIAL INFORMATION STATEMENT Mgmt For For
3 APPROVE TREATMENT OF NET LOSS Mgmt For For
4 APPROVE DISCHARGE OF BOARD Mgmt For For
5.1 ELECT JANA EGGERS AS DIRECTOR Mgmt For For
5.2 ELECT AMANDA MESLER AS DIRECTOR Mgmt For For
5.3 REELECT LUIS MAROTO CAMINO AS DIRECTOR Mgmt For For
5.4 REELECT DAVID WEBSTER AS DIRECTOR Mgmt For For
5.5 REELECT CLARA FURSE AS DIRECTOR Mgmt For For
5.6 REELECT NICOLAS HUSS AS DIRECTOR Mgmt For For
5.7 REELECT STEPHAN GEMKOW AS DIRECTOR Mgmt For For
5.8 REELECT PETER KUERPICK AS DIRECTOR Mgmt For For
5.9 REELECT PILAR GARCIA CEBALLOS ZUNIGA AS Mgmt For For
DIRECTOR
5.10 REELECT FRANCESCO LOREDAN AS DIRECTOR Mgmt Against Against
6 ADVISORY VOTE ON REMUNERATION REPORT Mgmt Against Against
7 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
8 APPROVE REMUNERATION POLICY Mgmt For For
9 APPROVE PERFORMANCE SHARE PLAN Mgmt For For
10.1 AMEND ARTICLE 11 RE: SHARE CAPITAL INCREASE Mgmt For For
10.2 AMEND ARTICLE 24 RE: REMOTE VOTING Mgmt For For
10.3 ADD NEW ARTICLE 24 BIS RE: ALLOW Mgmt For For
SHAREHOLDER MEETINGS TO BE HELD IN
VIRTUAL-ONLY FORMAT
10.4 AMEND ARTICLES RE: BOARD FUNCTIONS AND Mgmt For For
REMUNERATION
10.5 AMEND ARTICLES RE: BOARD COMMITTEES Mgmt For For
11.1 AMEND ARTICLES OF GENERAL MEETING Mgmt For For
REGULATIONS RE: COMPANY'S NAME AND
CORPORATE WEBSITE
11.2 AMEND ARTICLE 7 OF GENERAL MEETING Mgmt For For
REGULATIONS RE: RIGHT TO INFORMATION
11.3 AMEND ARTICLES OF GENERAL MEETING Mgmt For For
REGULATIONS RE: HOLDING OF THE GENERAL
MEETING
11.4 AMEND ARTICLES OF GENERAL MEETING Mgmt For For
REGULATIONS RE: CONSTITUTION AND START OF
THE SESSION
12 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For
APPROVED RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt Against Against
1I. Election of Director: Patricia Q. Mgmt Against Against
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 935357358
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt Against Against
year: Thomas J. Baltimore
1B. Election of Director for a term of one Mgmt For For
year: Charlene Barshefsky
1C. Election of Director for a term of one Mgmt For For
year: John J. Brennan
1D. Election of Director for a term of one Mgmt Against Against
year: Peter Chernin
1E. Election of Director for a term of one Mgmt For For
year: Ralph de la Vega
1F. Election of Director for a term of one Mgmt For For
year: Michael O. Leavitt
1G. Election of Director for a term of one Mgmt For For
year: Theodore J. Leonsis
1H. Election of Director for a term of one Mgmt For For
year: Karen L. Parkhill
1I. Election of Director for a term of one Mgmt For For
year: Charles E. Phillips
1J. Election of Director for a term of one Mgmt For For
year: Lynn A. Pike
1K. Election of Director for a term of one Mgmt For For
year: Stephen J. Squeri
1L. Election of Director for a term of one Mgmt For For
year: Daniel L. Vasella
1M. Election of Director for a term of one Mgmt Against Against
year: Lisa W. Wardell
1N. Election of Director for a term of one Mgmt Against Against
year: Ronald A. Williams
1O. Election of Director for a term of one Mgmt For For
year: Christopher D. Young
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2021.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
4. Shareholder proposal relating to action by Shr For Against
written consent.
5. Shareholder proposal relating to annual Shr For Against
report on diversity.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 935387755
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas A. Bartlett Mgmt Against Against
1B. Election of Director: Raymond P. Dolan Mgmt Against Against
1C. Election of Director: Kenneth R. Frank Mgmt For For
1D. Election of Director: Robert D. Hormats Mgmt For For
1E. Election of Director: Gustavo Lara Cantu Mgmt Against Against
1F. Election of Director: Grace D. Lieblein Mgmt For For
1G. Election of Director: Craig Macnab Mgmt For For
1H. Election of Director: JoAnn A. Reed Mgmt Against Against
1I. Election of Director: Pamela D.A. Reeve Mgmt Against Against
1J. Election of Director: David E. Sharbutt Mgmt Against Against
1K. Election of Director: Bruce L. Tanner Mgmt For For
1L. Election of Director: Samme L. Thompson Mgmt Against Against
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2021.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. Stockholder proposal to amend the Shr For Against
appropriate governing documents to reduce
the ownership threshold required to call a
special meeting of the stockholders.
5. Stockholder proposal to require the Board Shr For Against
of Directors to create a standing committee
to oversee human rights issues.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 935375382
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Wanda M. Austin
1B. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Robert A. Bradway
1C. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Brian J. Druker
1D. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Robert A. Eckert
1E. Election of Director for a term of office Mgmt Against Against
expiring at the 2022 annual meeting: Mr.
Greg C. Garland
1F. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Charles M. Holley, Jr.
1G. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Tyler Jacks
1H. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Ms.
Ellen J. Kullman
1I. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Ms.
Amy E. Miles
1J. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Ronald D. Sugar
1K. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr. R.
Sanders Williams
2. Advisory vote to approve our executive Mgmt For For
compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt Against Against
1C. Election of Director: Al Gore Mgmt Against Against
1D. Election of Director: Andrea Jung Mgmt Against Against
1E. Election of Director: Art Levinson Mgmt Against Against
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt Against Against
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
4. A shareholder proposal entitled Shr For Against
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr For Against
"Shareholder Proposal to Improve Executive
Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV Agenda Number: 713687234
--------------------------------------------------------------------------------------------------------------------------
Security: N07059202
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: NL0010273215
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2. OVERVIEW OF THE COMPANY'S BUSINESS, Non-Voting
FINANCIAL SITUATION AND SUSTAINABILITY
3. FINANCIAL STATEMENTS, RESULTS AND DIVIDEND Non-Voting
3.a ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt For For
FOR THE BOARD OF MANAGEMENT AND THE
SUPERVISORY BOARD FOR THE FINANCIAL YEAR
2020
3.b PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY FOR THE FINANCIAL YEAR 2020,
AS PREPARED IN ACCORDANCE WITH DUTCH LAW
3.c CLARIFICATION OF THE COMPANY'S RESERVES AND Non-Voting
DIVIDEND POLICY
3.d PROPOSAL TO ADOPT A DIVIDEND IN RESPECT OF Mgmt For For
THE FINANCIAL YEAR 2020: EUR 2.75 PER SHARE
4 DISCHARGE Non-Voting
4.a PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT FROM LIABILITY FOR
THEIR RESPONSIBILITIES IN THE FINANCIAL
YEAR 2020
4.b PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY FOR THEIR
RESPONSIBILITIES IN THE FINANCIAL YEAR 2020
5. PROPOSAL TO APPROVE THE NUMBER OF SHARES Mgmt For For
FOR THE BOARD OF MANAGEMENT
6. PROPOSAL TO ADOPT CERTAIN ADJUSTMENTS TO Mgmt For For
THE REMUNERATION POLICY FOR THE BOARD OF
MANAGEMENT
7. PROPOSAL TO ADOPT CERTAIN ADJUSTMENTS TO Mgmt For For
THE REMUNERATION POLICY FOR THE SUPERVISORY
BOARD
8. COMPOSITION OF THE BOARD OF MANAGEMENT Non-Voting
9. COMPOSITION OF THE SUPERVISORY BOARD Non-Voting
9.a PROPOSAL TO APPOINT MS. B. CONIX AS A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
9.b COMPOSITION OF THE SUPERVISORY BOARD IN Non-Voting
2022
10. PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. Mgmt For For
AS EXTERNAL AUDITOR FOR THE REPORTING YEAR
2022: KPMG Accountants N.V.
11. PROPOSALS TO AUTHORIZE THE BOARD OF Non-Voting
MANAGEMENT TO ISSUE ORDINARY SHARES OR
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES, AS WELL AS TO RESTRICT OR EXCLUDE
THE PRE-EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS
11.a AUTHORIZATION TO ISSUE ORDINARY SHARES OR Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES UP TO 5% FOR GENERAL PURPOSES
11.b AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For
RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN
CONNECTION WITH AGENDA ITEM 11 A)
11.c AUTHORIZATION TO ISSUE ORDINARY SHARES OR Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES UP TO 5% IN CONNECTION WITH OR ON
THE OCCASION OF MERGERS, ACQUISITIONS
AND/OR (STRATEGIC) ALLIANCES
11.d AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For
RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN
CONNECTION WITH AGENDA ITEM 11 C)
12. PROPOSALS TO AUTHORIZE THE BOARD OF Non-Voting
MANAGEMENT TO REPURCHASE ORDINARY SHARES UP
TO 20% OF THE ISSUED SHARE CAPITAL
12.a AUTHORIZATION TO REPURCHASE ORDINARY SHARES Mgmt For For
UP TO 10% OF THE ISSUED SHARE CAPITAL
12.b AUTHORIZATION TO REPURCHASE ADDITIONAL Mgmt For For
ORDINARY SHARES UP TO 10% OF THE ISSUED
SHARE CAPITAL
13. PROPOSAL TO CANCEL ORDINARY SHARES Mgmt For For
14. ANY OTHER BUSINESS Non-Voting
15. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 30 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 3.D, 10 AND CHANGE IN NUMBERING
OF ALL RESOLUTIONS.. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 30 MAr 2021: Deletion of comment Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ASTELLAS PHARMA INC. Agenda Number: 714226506
--------------------------------------------------------------------------------------------------------------------------
Security: J03393105
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3942400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hatanaka,
Yoshihiko
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yasukawa,
Kenji
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Okamura, Naoki
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sekiyama,
Mamoru
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kawabe,
Hiroshi
1.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ishizuka,
Tatsuro
1.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tanaka,
Takashi
2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Shibumura,
Haruko
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 713747648
--------------------------------------------------------------------------------------------------------------------------
Security: G0593M107
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: GB0009895292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITOR AND
THE STRATEGIC REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO CONFIRM DIVIDENDS Mgmt For For
3 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR
4 TO AUTHORISE THE DIRECTORS TO AGREE THE Mgmt For For
REMUNERATION OF THE AUDITOR
5A TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: LEIF JOHANSSON
5B TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: PASCAL SORIOT
5C TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: MARC DUNOYER
5D TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: PHILIP BROADLEY
5E TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: EUAN ASHLEY
5F TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: MICHEL DEMARE
5G TO ELECT OR RE-ELECT THE FOLLOWING Mgmt Against Against
DIRECTORS: DEBORAH DISANZO
5H TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: DIANA LAYFIELD
5I TO ELECT OR RE-ELECT THE FOLLOWING Mgmt Against Against
DIRECTORS: SHERI MCCOY
5J TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: TONY MOK
5K TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For
DIRECTORS: NAZNEEN RAHMAN
5L TO ELECT OR RE-ELECT THE FOLLOWING Mgmt Against Against
DIRECTORS: MARCUS WALLENBERG
6 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION FOR THE YEAR ENDED 31 DECEMBER
2020
7 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
POLICY
8 TO AUTHORISE LIMITED POLITICAL DONATIONS Mgmt For For
9 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt Against Against
10 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
11 TO AUTHORISE THE DIRECTORS TO FURTHER Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS FOR
ACQUISITIONS AND SPECIFIED CAPITAL
INVESTMENTS
12 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
13 TO REDUCE THE NOTICE PERIOD FOR GENERAL Mgmt For For
MEETINGS
14 TO AMEND THE RULES OF THE PERFORMANCE SHARE Mgmt Against Against
PLAN 2020
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 713898495
--------------------------------------------------------------------------------------------------------------------------
Security: G0593M107
Meeting Type: OGM
Meeting Date: 11-May-2021
Ticker:
ISIN: GB0009895292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROPOSED ACQUISITION BY THE COMPANY OF Mgmt For For
ALEXION PHARMACEUTICALS INC
CMMT 23 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM EGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ATOS SE Agenda Number: 713156417
--------------------------------------------------------------------------------------------------------------------------
Security: F06116101
Meeting Type: OGM
Meeting Date: 27-Oct-2020
Ticker:
ISIN: FR0000051732
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 469953 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT 1 OCT 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202009212004060-114 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202009282004118-117 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING OF RES 3. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
1 FAVOURABLE OPINION ON THE COMPANY'S Mgmt For For
MEDIUM-TERM ORIENTATIONS
2 APPOINTMENT OF MR. EDOUARD PHILIPPE AS Mgmt For For
DIRECTOR
3 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT 15 OCT 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM AGM TO OGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES TO MID
471500, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ATOS SE Agenda Number: 713839794
--------------------------------------------------------------------------------------------------------------------------
Security: F06116101
Meeting Type: MIX
Meeting Date: 12-May-2021
Ticker:
ISIN: FR0000051732
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 23 APR 2021:PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104232101143-49 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt Against Against
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE MEETING
3 THE SHAREHOLDERS' MEETING RESOLVES TO Mgmt For For
ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN:
EARNINGS: EUR 1,378,572,313.17 RETAINED
EARNINGS: EUR 3,528,430,291.23
DISTRIBUTABLE INCOME: EUR 4,907,002,604.40
ALLOCATION: ORDINARY DIVIDENDS: EUR
98,945,910.90 (BASED ON 109,993,166 SHARES
COMPOSING THE SHARE CAPITAL AS OF THE 31ST
OF DECEMBER 2020, INCLUDING 53,265 TREASURY
SHARES) RETAINED EARNINGS: EUR
4,808,056,693.50 THE SHAREHOLDERS WILL BE
GRANTED A DIVIDEND OF EUR 0.90 PER SHARE
(BASED ON 109,939,901 SHARES), ELIGIBLE TO
THE 40 PER CENT DEDUCTION PROVIDED BY THE
FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL
BE PAID ON THE 18TH OF MAY 2021. FOLLOWING
THIS ALLOCATION, THE LEGAL RESERVE ACCOUNT
WILL SHOW A NEW BALANCE OF EUR
10,999,316.60. THE AMOUNT CORRESPONDING TO
THE TREASURY SHARES WILL BE ALLOCATED TO
THE OTHER RESERVES ACCOUNT. FOR THE LAST
THREE FINANCIAL YEARS, THE DIVIDENDS WERE
PAID AS FOLLOWS: EUR 0.00 PER SHARE FOR
FISCAL YEAR 2019 EUR 1.70 PER SHARE FOR
FISCAL YEAR 2018 EUR 1.60 PER SHARE FOR
FISCAL YEAR 2017
4 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR VIVEK BADRINATH AS A
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR
5 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt Against Against
APPOINTMENT OF MR BERTRAND MEUNIER AS A
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MRS AMINATA NIANE AS A
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR
7 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MRS LYNN PAINE AS A DIRECTOR
FOR A 3-YEAR PERIOD, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE 2023 FISCAL
YEAR
8 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE,
APPROVES SAID REPORT AND THE AGREEMENTS
AUTHORIZED FOR SAID FISCAL YEAR REFERRED TO
THEREIN
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR BERTRAND MEUNIER AS CHAIRMAN
OF THE BOARD OF DIRECTORS FOR THE 2020
FINANCIAL YEAR
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR ELIE GIRARD AS MANAGING
DIRECTOR FOR THE 2020 FINANCIAL YEAR
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION RELATED TO THE COMPENSATION
APPLICABLE TO THE CORPORATE OFFICERS IN
ACCORDANCE WITH THE ARTICLE L.22-10-9 I OF
THE FRENCH COMMERCIAL CODE
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE DIRECTORS
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE MANAGING DIRECTOR
15 THE SHAREHOLDERS' MEETING GIVES A Mgmt For For
FAVOURABLE OPINION ON THE AMBITION OF THE
COMPANY AND ITS GROUP IN TERMS OF 'NET ZERO
EMISSIONS' DECARBONISATION
16 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES, SUBJECT TO THE CONDITIONS
DESCRIBED BELOW: MAXIMUM PURCHASE PRICE:
EUR 120.00, MAXIMUM NUMBER OF SHARES TO BE
ACQUIRED: 10 PER CENT OF THE SHARES
COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
1,319,917,920.00. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
DELEGATION OF POWERS SUPERSEDES ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
17 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt For For
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND
AT ITS SOLE DISCRETION, BY CANCELLING ALL
OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH THE STOCK REPURCHASE
PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE
SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS
AUTHORIZATION IS GIVEN FOR A 26-MONTH
PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT
18 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, ON ONE OR MORE OCCASIONS, IN
FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS
OF THE COMPANY OR RELATED COMPANIES WHO ARE
MEMBERS OF A COMPANY SAVINGS PLAN OR ANY
OTHER QUALIFIED EQUIVALENT PLAN, BY
ISSUANCE OF SHARES OR OTHER EQUITY
SECURITIES OF THE COMPANY, OR SECURITIES
GIVING ACCESS TO EXISTING OR TO BE ISSUED
SHARES OR OTHER EQUITY SECURITIES OF THE
COMPANY, WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. THIS DELEGATION IS
GIVEN FOR AN 18-MONTH PERIOD AND FOR A
NOMINAL AMOUNT THAT SHALL NOT EXCEED 2 PER
CENT OF THE SHARE CAPITAL. THIS AMOUNT
SHALL COUNT AGAINST THE OVERALL VALUE SET
FORTH IN RESOLUTION NUMBER 24 GRANTED BY
THE SHAREHOLDERS' MEETING OF THE 16TH OF
JUNE 2020. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
19 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL IN FAVOUR OF (I) EMPLOYEES,
CORPORATE OFFICERS OF RELATED COMPANIES
WITH THEIR HEAD OFFICE ABROAD, (II) AIF,
UCITS, EMPLOYEE SHAREHOLDING INVESTED IN
COMPANY'S EQUITIES WHOSE SHAREHOLDERS ARE
REFERRED IN (I), (III) ANY CREDIT
INSTITUTION SETTING UP ON BEHALF OF THE
COMPANY A SHAREHOLDING OR SAVINGS PLAN FOR
THE PERSONS REFERRED IN (I) TO OFFER A
SHAREHOLDING-EMPLOYEE SAVINGS PLAN SIMILAR
TO THE PLAN GRANTED TO THE OTHER EMPLOYEES
OF THE ATOS GROUP, BY ISSUANCE OF SHARES
(PREFERENCE SHARES EXCLUDED), SECURITIES
GIVING ACCESS TO THE COMPANY'S SHARE
CAPITAL (INCLUDING EQUITY SECURITIES GIVING
RIGHT TO THE ALLOCATION OF DEBT
SECURITIES), WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS.
DELEGATION FOR 18 MONTHS, FOR A NOMINAL
AMOUNT THAT SHALL NOT EXCEED 0.2 PER CENT
OF THE SHARE CAPITAL AND COUNTING AGAINST
THE OVERALL VALUE SET FORTH IN RESOLUTION
24 GRANTED ON JUNE 16, 2020. ALL POWERS TO
THE BOARD OF DIRECTORS
20 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO GRANT, FOR FREE, ON
ONE OR MORE OCCASIONS, EXISTING OR TO BE
ISSUED SHARES, IN FAVOUR OF BENEFICIARIES
TO BE CHOSEN AMONG THE EMPLOYEES OR THE
CORPORATE OFFICERS OF THE COMPANY AND OR
RELATED COMPANIES OR ECONOMIC INTEREST
GROUPINGS. THEY MAY NOT REPRESENT MORE THAN
0.9 PER CENT OF THE SHARE CAPITAL, AMONG
WHICH THE SHARES GRANTED TO THE MANAGING
CORPORATE OFFICERS MAY NOT REPRESENT MORE
THAN 0.09 PER CENT OF THE SHARE CAPITAL.
THIS AUTHORIZATION IS GIVEN FOR A 38-MONTH
PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
21 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLES: NR 25: 'REGULATED AGREEMENTS', NR
28: 'PROVISIONS COMMON TO THE SHAREHOLDERS'
MEETINGS', NR 33: 'DELIBERATIONS OF THE
SHAREHOLDERS' MEETINGS', OF THE BYLAWS
22 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935345670
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt Against Against
1C. Election of Director: Frank P. Bramble, Sr. Mgmt Against Against
1D. Election of Director: Pierre J.P. de Weck Mgmt For For
1E. Election of Director: Arnold W. Donald Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Monica C. Lozano Mgmt Against Against
1H. Election of Director: Thomas J. May Mgmt Against Against
1I. Election of Director: Brian T. Moynihan Mgmt For For
1J. Election of Director: Lionel L. Nowell III Mgmt For For
1K. Election of Director: Denise L. Ramos Mgmt For For
1L. Election of Director: Clayton S. Rose Mgmt For For
1M. Election of Director: Michael D. White Mgmt For For
1N. Election of Director: Thomas D. Woods Mgmt For For
1O. Election of Director: R. David Yost Mgmt For For
1P. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an Mgmt For For
advisory, nonbinding "Say on Pay"
resolution).
3. Ratifying the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
4. Amending and restating the Bank of America Mgmt For For
Corporation Key Employee Equity Plan.
5. Shareholder proposal requesting amendments Shr For Against
to our proxy access by law.
6. Shareholder proposal requesting amendments Shr For Against
to allow shareholders to act by written
consent.
7. Shareholder proposal requesting a change in Shr For Against
organizational form.
8. Shareholder proposal requesting a racial Shr For Against
equity audit.
--------------------------------------------------------------------------------------------------------------------------
BARRATT DEVELOPMENTS PLC Agenda Number: 713130716
--------------------------------------------------------------------------------------------------------------------------
Security: G08288105
Meeting Type: AGM
Meeting Date: 14-Oct-2020
Ticker:
ISIN: GB0000811801
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE AUDITOR'S AND DIRECTORS' Mgmt For For
REPORTS, THE STRATEGIC REPORT AND THE
ACCOUNTS FOR THE YEAR ENDED 30 JUNE 2020
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 30 JUNE 2020
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY)
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
4 TO RE-ELECT JOHN ALLAN AS A DIRECTOR OF THE Mgmt For For
COMPANY
5 TO RE-ELECT DAVID THOMAS AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT STEVEN BOYES AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT JESSICA WHITE AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT RICHARD AKERS AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT NINA BIBBY AS A DIRECTOR OF THE Mgmt For For
COMPANY
10 TO RE-ELECT JOCK LENNOX AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT SHARON WHITE AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-APPOINT DELOITTE LLP AS THE AUDITOR Mgmt For For
OF THE COMPANY
13 TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE Mgmt For For
AUDITOR'S REMUNERATION
14 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS AND INCUR POLITICAL EXPENDITURE
15 TO AUTHORISE THE BOARD TO ALLOT SHARES AND Mgmt For For
GRANT SUBSCRIPTION/CONVERSION RIGHTS OVER
SHARES
16 TO AUTHORISE THE BOARD TO ALLOT OR SELL Mgmt For For
ORDINARY SHARES WITHOUT COMPLYING WITH
PRE-EMPTION RIGHTS
17 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS ORDINARY SHARES
18 TO ALLOW THE COMPANY TO HOLD GENERAL Mgmt For For
MEETINGS, OTHER THAN AN ANNUAL GENERAL
MEETING, ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
19 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BASF SE Agenda Number: 713711629
--------------------------------------------------------------------------------------------------------------------------
Security: D06216317
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: DE000BASF111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.30 PER SHARE
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
6 ELECT LIMING CHEN TO THE SUPERVISORY BOARD Mgmt For For
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
21 APR 2021 TO 22 APR 2021 AND ADDITION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
BAYER AG Agenda Number: 713690433
--------------------------------------------------------------------------------------------------------------------------
Security: D0712D163
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: DE000BAY0017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 DISTRIBUTION OF THE PROFIT Mgmt For For
2 RATIFICATION OF THE ACTIONS OF THE MEMBERS Mgmt For For
OF THE BOARD OF MANAGEMENT
3 RATIFICATION OF THE ACTIONS OF THE MEMBERS Mgmt For For
OF THE SUPERVISORY BOARD
4.1 SUPERVISORY BOARD ELECTION: DR. FEI-FEI LI Mgmt For For
4.2 SUPERVISORY BOARD ELECTION: ALBERTO WEISSER Mgmt For For
5 COMPENSATION OF THE SUPERVISORY BOARD - Mgmt For For
AMENDMENT TO THE ARTICLES OF INCORPORATION
6 ELECTION OF THE AUDITOR (FULL-YEAR, Mgmt For For
HALF-YEAR AND Q3 2021; Q1 2022)
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU"
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935351128
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 01-May-2021
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt Withheld Against
Charles T. Munger Mgmt Withheld Against
Gregory E. Abel Mgmt Withheld Against
Howard G. Buffett Mgmt Withheld Against
Stephen B. Burke Mgmt Withheld Against
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt Withheld Against
David S. Gottesman Mgmt Withheld Against
Charlotte Guyman Mgmt Withheld Against
Ajit Jain Mgmt Withheld Against
Thomas S. Murphy Mgmt Withheld Against
Ronald L. Olson Mgmt Withheld Against
Walter Scott, Jr. Mgmt Withheld Against
Meryl B. Witmer Mgmt Withheld Against
2. Shareholder proposal regarding the Shr For Against
reporting of climate-related risks and
opportunities.
3. Shareholder proposal regarding diversity Shr For Against
and inclusion reporting.
--------------------------------------------------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC. Agenda Number: 935385357
--------------------------------------------------------------------------------------------------------------------------
Security: 09061G101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: BMRN
ISIN: US09061G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jean-Jacques BienaimE Mgmt For For
Elizabeth M. Anderson Mgmt For For
Willard Dere Mgmt For For
Michael Grey Mgmt Withheld Against
Elaine J. Heron Mgmt Withheld Against
Maykin Ho Mgmt For For
Robert J. Hombach Mgmt For For
V. Bryan Lawlis Mgmt Withheld Against
Richard A. Meier Mgmt For For
David E.I. Pyott Mgmt For For
Dennis J. Slamon Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
independent registered public accounting
firm for BioMarin for the fiscal year
ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named
Executive Officers as disclosed in the
Proxy Statement.
4. To approve an amendment to the 2017 Equity Mgmt Against Against
Incentive Plan, as amended.
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA Agenda Number: 713666418
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 18-May-2021
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202102262100347-25 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING FOR RESOLUTIONS 1 TO 21. IF YOU
HAVE ALREADY SENT IN YOUR VOTES TO MID
528360, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020 -
APPROVAL OF THE OVERALL AMOUNT OF THE
EXPENSES AND COSTS REFERRED TO IN ARTICLE
39-4 OF THE FRENCH GENERAL TAX CODE
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND DISTRIBUTION OF
THE DIVIDEND
4 STATUTORY AUDITORS' SPECIAL REPORT ON THE Mgmt For For
AGREEMENTS AND COMMITMENTS REFERRED TO IN
ARTICLES L. 225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
5 AUTHORIZATION FOR BNP PARIBAS TO REPURCHASE Mgmt For For
ITS OWN SHARES
6 RENEWAL OF THE TERM OF OFFICE OF MR. PIERRE Mgmt For For
ANDRE AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MRS. RAJNA Mgmt For For
GIBSON BRANDON AS DIRECTOR
8 APPOINTMENT OF MR. CHRISTIAN NOYER AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MR. DENIS
KESSLER
9 RESOLUTION PROPOSED BY THE SUPERVISORY Mgmt For For
BOARD OF THE "BNP PARIBAS ACTIONNARIAT
MONDE" CORPORATE MUTUAL FUND (FCPE) AND
AGREED BY THE BOARD OF DIRECTORS:
APPOINTMENT OF MRS. JULIETTE BRISAC AS
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
IN ACCORDANCE WITH ARTICLE 7 OF THE
BY-LAWS)
10 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY ATTRIBUTABLE TO DIRECTORS
11 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY ATTRIBUTABLE TO THE CHAIRMAN OF THE
BOARD OF DIRECTORS
12 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY ATTRIBUTABLE TO THE CHIEF EXECUTIVE
OFFICER AND THE DEPUTY CHIEF EXECUTIVE
OFFICERS
13 VOTE ON THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION PAID DURING THE FINANCIAL YEAR
2020 OR ALLOCATED IN RESPECT OF THE SAME
FINANCIAL YEAR TO ALL CORPORATE OFFICERS
14 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED FOR THE SAME FINANCIAL YEAR TO
MR. JEAN LEMIERRE, CHAIRMAN OF THE BOARD OF
DIRECTORS
15 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED FOR THE SAME FINANCIAL YEAR TO
MR. JEAN-LAURENT BONNAFE, CHIEF EXECUTIVE
OFFICER
16 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED FOR THE SAME FINANCIAL YEAR TO
MR. PHILIPPE BORDENAVE, DEPUTY CHIEF
EXECUTIVE OFFICER
17 CONSULTATIVE VOTE ON THE TOTAL COMPENSATION Mgmt For For
PACKAGE OF ANY KIND PAID DURING THE
FINANCIAL YEAR 2020 TO THE ACTUAL MANAGERS
AND CERTAIN CATEGORIES OF PERSONNEL
18 SETTING OF THE ANNUAL AMOUNT OF Mgmt For For
COMPENSATIONS PAID TO THE MEMBERS OF THE
BOARD OF DIRECTORS
19 SETTING OF A CEILING FOR THE VARIABLE Mgmt For For
PORTION OF THE COMPENSATION OF ACTUAL
MANAGERS AND CERTAIN CATEGORIES OF
PERSONNEL
20 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE CAPITAL BY
CANCELLING SHARES
21 POWERS TO CARRY OUT FORMALITIES Mgmt For For
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTION PROPOSED
BY THE SUPERVISORY BOARD OF THE "BNP
PARIBAS ACTIONNARIAT MONDE" CORPORATE
MUTUAL FUND (FCPE) AND NON-AGREED BY THE
BOARD OF DIRECTORS: (APPOINTMENT OF MRS.
ISABELLE CORON AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH
ARTICLE 7 OF THE BY-LAWS)
B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTIONS PROPOSED
BY EMPLOYEE SHAREHOLDERS AND NON-AGREED BY
THE BOARD OF DIRECTORS: (APPOINTMENT OF
MRS. CECILE BESSE AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH
ARTICLE 7 OF THE BY-LAWS)
C PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTIONS PROPOSED
BY EMPLOYEE SHAREHOLDERS AND NON-AGREED BY
THE BOARD OF DIRECTORS: (APPOINTMENT OF
MRS. DOMINIQUE POTIER AS DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS IN
ACCORDANCE WITH ARTICLE 7 OF THE BY-LAWS)
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXY EDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 524609 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935408434
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Bob van Dijk Mgmt Withheld Against
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2020 executive Mgmt For For
compensation.
3. Management proposal to amend the Company's Mgmt For For
1999 Omnibus Plan.
4. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
5. Management proposal to amend the Company's Mgmt For For
Certificate of Incorporation to allow
stockholders the right to act by written
consent.
6. Stockholder proposal requesting the right Shr For Against
of stockholders to act by written consent.
7. Stockholder proposal requesting the Company Shr For Against
issue a climate transition report.
8. Stockholder proposal requesting the Company Shr Against For
hold an annual advisory stockholder vote on
the Company's climate policies and
strategies.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935359643
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt For For
1B) Election of Director: Michael W. Bonney Mgmt For For
1C) Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1D) Election of Director: Julia A. Haller, M.D. Mgmt For For
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt For For
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt For For
1I) Election of Director: Karen Vousden, Ph.D. Mgmt For For
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers.
3. Approval of the Company's 2021 Stock Award Mgmt For For
and Incentive Plan.
4. Ratification of the Appointment of an Mgmt Against Against
Independent Registered Public Accounting
Firm.
5. Approval of an Amendment to the Certificate Mgmt For For
of Incorporation to Lower the Ownership
Threshold for Special Shareholder Meetings
to 15%.
6. Shareholder Proposal on Adoption of a Board Shr For Against
Policy that the Chairperson of the Board be
an Independent Director.
7. Shareholder Proposal on Shareholder Right Shr For Against
to Act by Written Consent.
8. Shareholder Proposal to Lower the Ownership Shr For Against
Threshold for Special Shareholder Meetings
to 10%.
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC Agenda Number: 713831320
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 532482 DUE TO RECEIPT OF
DELETION FOR RESOLUTION NUMBER 9. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 RECEIPT OF THE 2020 ANNUAL REPORT AND Mgmt For For
ACCOUNTS
2 APPROVAL OF THE 2020 DIRECTORS' Mgmt Against Against
REMUNERATION REPORT
3 REAPPOINTMENT OF THE AUDITORS: KPMG LLP Mgmt For For
4 AUTHORITY FOR THE AUDIT COMMITTEE TO AGREE Mgmt For For
THE AUDITORS' REMUNERATION
5 RE-ELECTION OF LUC JOBIN AS A DIRECTOR (A, Mgmt For For
N)
6 RE-ELECTION OF JACK BOWLES AS A DIRECTOR Mgmt For For
7 RE-ELECTION OF TADEU MARROCO AS A DIRECTOR Mgmt For For
8 RE-ELECTION OF SUE FARR AS A DIRECTOR Mgmt For For
9 RE-ELECTION OF JEREMY FOWDEN AS A DIRECTOR Non-Voting
(A, N)
10 RE-ELECTION OF DR MARION HELMES AS A Mgmt For For
DIRECTOR (N, R)
11 RE-ELECTION OF HOLLY KELLER KOEPPEL AS A Mgmt For For
DIRECTOR (A, N)
12 RE-ELECTION OF SAVIO KWAN AS A DIRECTOR (N, Mgmt For For
R)
13 RE-ELECTION OF DIMITRI PANAYOTOPOULOS AS A Mgmt For For
DIRECTOR (N, R)
14 ELECTION OF KAREN GUERRA AS A DIRECTOR (N, Mgmt For For
R) WHO HAS BEEN APPOINTED SINCE THE LAST
ANNUAL GENERAL MEETING
15 ELECTION OF DARRELL THOMAS AS A DIRECTOR Mgmt For For
(A, N), WHO HAS BEEN APPOINTED SINCE THE
LAST ANNUAL GENERAL MEETING
16 RENEWAL OF THE DIRECTORS' AUTHORITY TO Mgmt Against Against
ALLOT SHARES
17 RENEWAL OF THE DIRECTORS' AUTHORITY TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS
18 AUTHORITY FOR THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
19 AUTHORITY TO MAKE DONATIONS TO POLITICAL Mgmt For For
ORGANISATIONS AND TO INCUR POLITICAL
EXPENDITURE
20 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BRITISH LAND COMPANY PLC Agenda Number: 712909019
--------------------------------------------------------------------------------------------------------------------------
Security: G15540118
Meeting Type: AGM
Meeting Date: 29-Jul-2020
Ticker:
ISIN: GB0001367019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND AUDITED Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED 31
MARCH 2020
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 MARCH 2020
3 TO RE-ELECT SIMON CARTER AS A DIRECTOR Mgmt For For
4 TO RE-ELECT LYNN GLADDEN AS A DIRECTOR Mgmt For For
5 TO RE-ELECT CHRIS GRIGG AS A DIRECTOR Mgmt For For
6 TO RE-ELECT ALASTAIR HUGHES AS A DIRECTOR Mgmt For For
7 TO RE-ELECT WILLIAM JACKSON AS A DIRECTOR Mgmt For For
8 TO RE-ELECT NICHOLAS MACPHERSON AS A Mgmt For For
DIRECTOR
9 TO RE-ELECT PREBEN PREBENSEN AS A DIRECTOR Mgmt For For
10 TO RE-ELECT TIM SCORE AS A DIRECTOR Mgmt For For
11 TO RE-ELECT LAURA WADE-GERY AS A DIRECTOR Mgmt For For
12 TO RE-ELECT REBECCA WORTHINGTON AS A Mgmt For For
DIRECTOR
13 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY
14 TO AUTHORISE THE AUDIT COMMITTEE TO AGREE Mgmt For For
THE AUDITORS REMUNERATION
15 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS AND POLITICAL EXPENDITURE OF NOT
MORE THAN 20000 POUNDS IN TOTAL
16 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt Against Against
UP TO A LIMITED AMOUNT
17 TO EMPOWER THE DIRECTORS TO ALLOT SHARES Mgmt For For
FOR CASH WITHOUT MAKING A PRE-EMPTIVE OFFER
TO SHAREHOLDERS UP TO THE SPECIFIED AMOUNT
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
19 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES UP TO THE SPECIFIED LIMIT
20 TO AUTHORISE THE CALLING OF GENERAL Mgmt For For
MEETINGS OTHER THAN AN ANNUAL GENERAL
MEETING ON NOT LESS THAN 14 CLEAR DAYS
NOTICE
CMMT 03 JUL 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 18. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CAPGEMINI SE Agenda Number: 713823513
--------------------------------------------------------------------------------------------------------------------------
Security: F4973Q101
Meeting Type: MIX
Meeting Date: 20-May-2021
Ticker:
ISIN: FR0000125338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538214 DUE TO CHANGE IN
NUMBERING OF RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING NET
EARNINGS AMOUNTING TO EUR 181,627,000.73.
APPROVAL OF THE COMPANY'S FINANCIAL
STATEMENTS
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE
MEETING, SHOWING NET EARNINGS (GROUP SHARE)
AMOUNTING TO EUR 957,000,000.00.
CONSOLIDATED FINANCIAL STATEMENTS
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND RESOLVES TO ALLOCATE THE EARNINGS AS
FOLLOWS: ORIGIN: NET EARNINGS: EUR
181,627,000.73 RETAINED EARNINGS: EUR
5,976,182,226.62 DISTRIBUTABLE INCOME: EUR
6,157,809,227.35 ALLOCATION: DIVIDENDS: EUR
329,130,432.15 RETAINED EARNINGS: EUR
5,828,678,795.20 THE SHAREHOLDERS WILL BE
GRANTED A DIVIDEND OF EUR 1.95 PER SHARE,
THAT WILL BE ELIGIBLE TO THE 40 PER CENT
DEDUCTION PROVIDED BY THE FRENCH GENERAL
TAX CODE. THIS DIVIDEND WILL BE PAID FROM
THE 4TH OF JUNE 2021. THE AMOUNT
CORRESPONDING TO THE TREASURY SHARES WILL
BE ALLOCATED TO THE RETAINED EARNINGS
ACCOUNT. AS REQUIRED BY LAW, IT IS REMINDED
THAT, FOR THE LAST THREE FINANCIAL YEARS,
THE DIVIDENDS WERE PAID AS FOLLOWS: EUR
1.35 PER SHARE FOR FISCAL YEAR 2019 EUR
1.70 PER SHARE FOR FISCAL YEARS 2018 AND
2017 RESULTS APPROPRIATION
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE,
APPROVES SAID REPORT AND THE AGREEMENT
REFERRED TO THEREIN AND NOT APPROVED YET.
SPECIAL AUDITORS' REPORT ON AGREEMENTS
5 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR PAUL HERMELIN AS CHIEF
EXECUTIVE OFFICER UNTIL THE 20TH OF MAY
2020 FOR THE 2020 FINANCIAL YEAR. APPROVAL
OF COMPENSATION
6 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR AIMAN EZZAT AS DEPUTY
MANAGING DIRECTOR UNTIL THE 20TH OF MAY
2020 FOR THE 2020 FINANCIAL YEAR. APPROVAL
OF COMPENSATION
7 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR PAUL HERMELIN AS CHAIRMAN OF
THE BOARD OF DIRECTORS FROM THE 20TH OF MAY
2020 FOR THE 2020 FINANCIAL YEAR. APPROVAL
OF COMPENSATION
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR AIMAN EZZAT AS MANAGING
DIRECTOR FROM THE 20TH OF MAY 2020 FOR THE
2020 FINANCIAL YEAR. APPROVAL OF
COMPENSATION
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION RELATED TO THE COMPENSATION
APPLICABLE TO THE CORPORATE OFFICERS IN
ACCORDANCE WITH THE ARTICLE L.22-10-9 I OF
THE FRENCH COMMERCIAL CODE. APPROVAL OF THE
INFORMATION RELATED TO THE COMPENSATION
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS.
APPROVAL OF THE COMPENSATION POLICY
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE MANAGING DIRECTOR APPROVAL OF THE
COMPENSATION POLICY
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE DIRECTORS. APPROVAL OF THE COMPENSATION
POLICY
13 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR PATRICK POUYANNE AS A
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR. RENEWAL OF A TERM OF OFFICE
14 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt For For
DIRECTOR, MRS TANJA RUECKERT FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR.
APPOINTMENT
15 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt For For
DIRECTOR, MR KURT SIEVERS FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR.
APPOINTMENT
16 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES, SUBJECT TO THE CONDITIONS
DESCRIBED BELOW: MAXIMUM PURCHASE PRICE:
EUR 190.00, MAXIMUM NUMBER OF SHARES TO BE
ACQUIRED: 10 PER CENT OF THE SHARES
COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
3,200,000,000.00. THE NUMBER OF SHARES
ACQUIRED BY THE COMPANY WITH A VIEW TO
RETAINING OR DELIVERING IN CASH OR IN AN
EXCHANGE AS PART OF A MERGER, DIVESTMENT OR
CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER
CENT OF ITS CAPITAL. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 20TH OF MAY
2020 IN ITS RESOLUTION NUMBER 20. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES. AUTHORIZATION TO BUY
BACK SHARES
17 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLE NR 12: 'PRESENCE OF THE DIRECTORS
BY VIDEO CONFERENCE CALL OR OTHER MEANS OF
TELECOMMUNICATION' OF THE BYLAWS. AMENDMENT
TO ARTICLES OF THE BYLAWS
18 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS, TO GRANT, UNDER
PERFORMANCE CONDITIONS, EXISTING OR TO BE
ISSUED COMPANY'S SHARES, IN FAVOUR OF
BENEFICIARIES TO BE CHOSEN AMONG THE
EMPLOYEES OF THE COMPANY, AND THE EMPLOYEES
AND THE CORPORATE OFFICERS OF THE FRENCH
AND FOREIGN RELATED COMPANY'S SUBSIDIARIES,
WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. THEY MAY NOT REPRESENT
MORE THAN 1.2 PER CENT OF THE SHARE
CAPITAL, AMONG WHICH (I) 10 PER CENT MAY BE
GRANTED TO THE COMPANY'S MANAGING CORPORATE
OFFICERS, (II) 15 PER CENT MAY BE GRANTED
TO THE EMPLOYEES OF THE COMPANY AND ITS
FRENCH OR FOREIGN SUBSIDIARIES, THE MEMBERS
OF EXECUTIVE COMMITTEE EXCLUDED, WITHOUT
PERFORMANCE CONDITIONS. THIS DELEGATION IS
GIVEN FOR AN 18-MONTH PERIOD, SUPERSEDES
THE FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF THE
20TH OF MAY 2020 IN ITS RESOLUTION NUMBER
30. ALL POWERS TO THE BOARD OF DIRECTORS TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES. ALLOCATION OF
SHARES
19 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS
SOLE DISCRETION, IN FAVOUR OF THE MEMBERS
OF ONE OR SEVERAL WAGE SAVINGS PLANS SET UP
BY FRENCH OR FOREIGN COMPANY OR GROUP OF
COMPANIES WITHIN THE COMPANY'S ACCOUNT
CONSOLIDATION OR COMBINATION SCOPE, BY
ISSUANCE OF COMPANY'S SHARES (PREFERENCE
SHARES EXCLUDED) AND OR SECURITIES GIVING
ACCESS TO THE COMPANY'S SHARE CAPITAL, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS. THIS DELEGATION IS GIVEN FOR AN
18-MONTH PERIOD AND FOR A NOMINAL AMOUNT
THAT SHALL NOT EXCEED EUR 32,000,000.00.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 20TH OF MAY
2020 IN ITS RESOLUTION NUMBER 31. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES. SHARE CAPITAL
INCREASE RESERVED FOR EMPLOYEES
20 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL IN FAVOUR OF (I) FOREIGN EMPLOYEES,
(II) UCITS, EMPLOYEE SHAREHOLDING INVESTED
IN COMPANY'S EQUITIES WHOSE SHAREHOLDERS
ARE COMPOSED OF FOREIGN EMPLOYEES, (III)
ANY FINANCIAL INSTITUTION UNDERTAKING ON
BEHALF OF THE COMPANY THE SETTING UP OF A
STRUCTURED PLAN TO THE BENEFIT OF THE
FOREIGN EMPLOYEES SIMILAR TO AN EMPLOYEE
SHAREHOLDING SCHEME AS THE ONE OFFERED
WITHIN THE CONTEXT OF RESOLUTION 19, BY
ISSUANCE OF COMPANY'S SHARES (PREFERENCE
SHARES EXCLUDED) AND OR SECURITIES GIVING
ACCESS TO THE COMPANY'S SHARE CAPITAL, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS. THIS DELEGATION IS GIVEN FOR 18
MONTHS ALONG WITH THE IMPLEMENTATION OF
RESOLUTION 19, FOR A NOMINAL AMOUNT THAT
SHALL NOT EXCEED EUR 16,000,000.00, THAT
SHALL COUNT AGAINST THE OVERALL VALUE SET
FORTH IN RESOLUTION 19, AND SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION 32
GRANTED ON THE 20TH OF MAY 2020. ALL POWERS
TO THE BOARD OF DIRECTORS. SHARE CAPITAL
INCREASE RESERVED FOR EMPLOYEES
21 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW. POWERS
TO ACCOMPLISH FORMALITIES
CMMT 28 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104282101109-51 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES TO MID 547998, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CAPITAL & COUNTIES PROPERTIES PLC Agenda Number: 712977959
--------------------------------------------------------------------------------------------------------------------------
Security: G19406100
Meeting Type: OGM
Meeting Date: 10-Aug-2020
Ticker:
ISIN: GB00B62G9D36
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE PROPOSED ACQUISITION OF 16,336,824 Mgmt Against Against
ORDINARY SHARES BY THE COMPANY IN
SHAFTESBURY PLC BE AND IS HEREBY APPROVED
--------------------------------------------------------------------------------------------------------------------------
CAPITAL & COUNTIES PROPERTIES PLC Agenda Number: 713758918
--------------------------------------------------------------------------------------------------------------------------
Security: G19406100
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: GB00B62G9D36
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ACCOUNTS AND THE REPORTS OF Mgmt For For
THE DIRECTORS AND THE AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2020
2 TO RE-ELECT HENRY STAUNTON AS A DIRECTOR Mgmt For For
(CHAIRMAN)
3 TO RE-ELECT IAN HAWKSWORTH AS A DIRECTOR Mgmt Against Against
(EXECUTIVE)
4 TO RE-ELECT SITUL JOBANPUTRA AS A DIRECTOR Mgmt Against Against
(EXECUTIVE)
5 TO RE-ELECT MICHELLE MCGRATH AS A DIRECTOR Mgmt Against Against
(EXECUTIVE)
6 TO RE-ELECT CHARLOTTE BOYLE AS A DIRECTOR Mgmt For For
(NON-EXECUTIVE)
7 TO RE-ELECT JONATHAN LANE AS A DIRECTOR Mgmt For For
(NON-EXECUTIVE)
8 TO RE-ELECT ANTHONY STEAINS AS A DIRECTOR Mgmt For For
(NON-EXECUTIVE)
9 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY
10 TO AUTHORISE THE AUDIT COMMITTEE OF THE Mgmt For For
BOARD TO DETERMINE THE AUDITOR'S
REMUNERATION
11 THAT THE DIRECTORS' REMUNERATION REPORT Mgmt For For
(OTHER THAN THE PART CONTAINING THE
DIRECTORS' REMUNERATION POLICY) SET OUT ON
PAGES 90 TO 104 OF THE ANNUAL REPORT FOR
THE YEAR ENDED 31 DECEMBER 2020 BE APPROVED
12 THAT THE DIRECTORS BE AND ARE GENERALLY AND Mgmt Against Against
UNCONDITIONALLY AUTHORISED IN ACCORDANCE
WITH SECTION 551 OF THE COMPANIES ACT 2006
TO EXERCISE ALL THE POWERS OF THE COMPANY
TO ALLOT SHARES IN THE COMPANY AND TO GRANT
RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY
SECURITIES INTO, SHARES IN THE COMPANY: I.
UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP
70,855,706.75 (SUCH AMOUNT THE SECTION 551
AMOUNT FOR THE PURPOSES OF THE COMPANY'S
ARTICLES OF ASSOCIATION); AND II. UP TO A
FURTHER AGGREGATE NOMINAL AMOUNT OF GBP
70,855,706.75, PROVIDED THAT (I) THEY ARE
EQUITY SECURITIES (WITHIN THE MEANING OF
SECTION 560(1) OF THE COMPANIES ACT 2006)
AND (II) ARE OFFERED IN CONNECTION WITH AN
OFFER BY WAY OF A RIGHTS ISSUE TO HOLDERS
OF ORDINARY SHARES ON THE REGISTER OF
MEMBERS AT SUCH RECORD DATE AS THE
DIRECTORS MAY DETERMINE WHERE THE EQUITY
SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE
INTERESTS OF THE ORDINARY SHAREHOLDERS ARE
PROPORTIONATE (AS NEARLY AS MAY BE
PRACTICABLE) TO THE RESPECTIVE NUMBERS OF
ORDINARY SHARES HELD BY THEM ON ANY SUCH
RECORD DATE AND TO HOLDERS OF OTHER EQUITY
SECURITIES ENTITLED TO PARTICIPATE THEREIN
(IF ANY), SUBJECT TO SUCH EXCLUSIONS OR
OTHER ARRANGEMENTS AS THE DIRECTORS MAY
DEEM NECESSARY OR EXPEDIENT TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS OR
LEGAL OR PRACTICAL PROBLEMS ARISING UNDER
THE LAWS OF ANY OVERSEAS TERRITORY OR THE
REQUIREMENTS OF ANY REGULATORY BODY OR
STOCK EXCHANGE OR BY VIRTUE OF SHARES BEING
REPRESENTED BY DEPOSITARY RECEIPTS OR ANY
OTHER MATTER, PROVIDED THAT THIS AUTHORITY
SHALL EXPIRE AT THE CONCLUSION OF THE
ANNUAL GENERAL MEETING IN 2022, OR ON 11
AUGUST 2022, WHICHEVER IS EARLIER, SAVE
THAT THE COMPANY SHALL BE ENTITLED TO MAKE
OFFERS OR AGREEMENTS BEFORE THE EXPIRY OF
SUCH AUTHORITY WHICH WOULD OR MIGHT REQUIRE
SHARES TO BE ALLOTTED OR SUCH RIGHTS TO BE
GRANTED AFTER SUCH EXPIRY AND THE DIRECTORS
SHALL BE ENTITLED TO ALLOT SHARES AND GRANT
RIGHTS PURSUANT TO ANY SUCH OFFER OR
AGREEMENT AS IF THIS AUTHORITY HAD NOT
EXPIRED. THE AUTHORITIES IN THIS RESOLUTION
APPLY IN SUBSTITUTION FOR ALL PREVIOUS
AUTHORITIES PURSUANT TO SECTION 551 OF THE
COMPANIES ACT 2006
13 THAT SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
12 ABOVE, THE DIRECTORS BE AND ARE
AUTHORISED PURSUANT TO SECTIONS 570 AND 573
OF THE COMPANIES ACT 2006 TO ALLOT EQUITY
SECURITIES (AS DEFINED IN SECTION 560(1) OF
THAT ACT) FOR CASH PURSUANT TO THE
AUTHORITY CONFERRED BY RESOLUTION 12 ABOVE
AND BY WAY OF A SALE OF TREASURY SHARES AS
IF SECTION 561(1) OF THAT ACT DID NOT APPLY
TO ANY SUCH ALLOTMENT PROVIDED THAT THIS
POWER SHALL BE LIMITED TO: I. THE ALLOTMENT
OF EQUITY SECURITIES OR SALE OF TREASURY
SHARES IN CONNECTION WITH AN OFFER OF
SECURITIES (BUT IN THE CASE OF THE
AUTHORITY GRANTED UNDER PARAGRAPH (II) OF
RESOLUTION 12 ABOVE BY WAY OF RIGHTS ISSUE
ONLY) IN FAVOUR OF THE HOLDERS OF ORDINARY
SHARES ON THE REGISTER OF MEMBERS AT SUCH
RECORD DATES AS THE DIRECTORS MAY DETERMINE
AND OTHER PERSONS ENTITLED TO PARTICIPATE
THEREIN WHERE THE EQUITY SECURITIES
RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS
OF THE ORDINARY SHAREHOLDERS ARE
PROPORTIONATE (AS NEARLY AS MAY BE
PRACTICABLE) TO THE RESPECTIVE NUMBERS OF
ORDINARY SHARES HELD BY THEM ON ANY SUCH
RECORD DATES, SUBJECT TO SUCH EXCLUSIONS OR
OTHER ARRANGEMENTS AS THE DIRECTORS MAY
DEEM NECESSARY OR EXPEDIENT TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS OR
LEGAL OR PRACTICAL PROBLEMS ARISING UNDER
THE LAWS OF ANY OVERSEAS TERRITORY OR THE
REQUIREMENTS OF ANY REGULATORY BODY OR
STOCK EXCHANGE OR BY VIRTUE OF ORDINARY
SHARES BEING REPRESENTED BY DEPOSITARY
RECEIPTS OR ANY OTHER MATTER; AND IN
CONNECTION WITH A PRE-EMPTIVE OFFER; AND
II. THE ALLOTMENT OF EQUITY SECURITIES OR
SALE OF TREASURY SHARES (OTHERWISE THAN
PURSUANT TO SUB-PARAGRAPH (I) OF THIS
RESOLUTION 13) TO ANY PERSON OR PERSONS UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP
10,638,995.00, THE AGGREGATE OF THE AMOUNTS
DESCRIBED BY SUB-PARAGRAPHS (I) AND (II) OF
RESOLUTION 13 ABOVE BEING THE SECTION 561
AMOUNT FOR THE PURPOSES OF THE COMPANY'S
ARTICLES OF ASSOCIATION. THIS AUTHORITY
SHALL EXPIRE UPON THE EXPIRY OF THE GENERAL
AUTHORITY CONFERRED BY RESOLUTION 12 ABOVE,
SAVE THAT THE COMPANY SHALL BE ENTITLED TO
MAKE OFFERS OR AGREEMENTS BEFORE THE EXPIRY
OF SUCH POWER WHICH WOULD OR MIGHT REQUIRE
EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH
EXPIRY AND THE DIRECTORS SHALL BE ENTITLED
TO ALLOT EQUITY SECURITIES PURSUANT TO ANY
SUCH OFFER OR AGREEMENT AS IF THE POWER
CONFERRED HEREBY HAD NOT EXPIRED
14 THAT THE COMPANY BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED TO MAKE MARKET
PURCHASES (AS DEFINED IN SECTION 693 OF THE
COMPANIES ACT 2006) OF ORDINARY SHARES OF
25 PENCE EACH IN THE CAPITAL OF THE COMPANY
ON SUCH TERMS AND IN SUCH MANNER AS THE
DIRECTORS MAY FROM TIME TO TIME DETERMINE,
PROVIDED THAT: A. THE MAXIMUM NUMBER OF
ORDINARY SHARES WHICH MAY BE PURCHASED IS
85,111,960, REPRESENTING APPROXIMATELY 10
PER CENT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY AS AT 26 MARCH 2020; B. THE MINIMUM
PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE
PAID FOR ANY SUCH ORDINARY SHARE IS 25
PENCE; C. THE MAXIMUM PRICE (EXCLUSIVE OF
EXPENSES) WHICH MAY BE PAID FOR ANY SUCH
ORDINARY SHARE IS AN AMOUNT EQUAL TO THE
HIGHER OF: I. 105 PER CENT OF THE AVERAGE
OF THE MIDDLE MARKET QUOTATIONS FOR THE
COMPANY'S ORDINARY SHARES AS DERIVED FROM
THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY
PRECEDING THE DAY ON WHICH SUCH SHARE IS
CONTRACTED TO BE PURCHASED; AND II. THE
HIGHER OF THE PRICE OF THE LAST INDEPENDENT
TRADE AND THE HIGHEST CURRENT INDEPENDENT
BID FOR AN ORDINARY SHARE IN THE COMPANY ON
THE TRADING VENUES WHERE THE MARKET
PURCHASES BY THE COMPANY PURSUANT TO THE
AUTHORITY CONFERRED BY THIS RESOLUTION 14
WILL BE CARRIED OUT; D. THIS AUTHORITY
SHALL EXPIRE ON 11 AUGUST 2022 OR AT THE
CONCLUSION OF THE ANNUAL GENERAL MEETING OF
THE COMPANY TO BE HELD IN 2022, WHICHEVER
IS THE EARLIER, UNLESS SUCH AUTHORITY IS
RENEWED, VARIED OR REVOKED BY THE COMPANY
IN GENERAL MEETING PRIOR TO SUCH TIME; AND
E. THE COMPANY MAY MAKE A CONTRACT TO
PURCHASE ITS ORDINARY SHARES UNDER THE
AUTHORITY HEREBY CONFERRED PRIOR TO THE
EXPIRY OF SUCH AUTHORITY, WHICH CONTRACT
WILL OR MAY BE EXECUTED WHOLLY OR PARTLY
AFTER THE EXPIRY OF SUCH AUTHORITY, AND MAY
PURCHASE ITS ORDINARY SHARES IN PURSUANCE
OF ANY SUCH CONTRACT
15 THAT A GENERAL MEETING, OTHER THAN AN Mgmt For For
ANNUAL GENERAL MEETING, MAY BE CALLED ON
NOT LESS THAN 14 CLEAR DAYS' NOTICE
16 THAT, WITH EFFECT FROM THE END OF THE Mgmt For For
MEETING, THE ARTICLES OF ASSOCIATION
PRODUCED TO THE MEETING AND, FOR THE
PURPOSE OF IDENTIFICATION, SIGNED BY THE
CHAIR OF THE MEETING, BE ADOPTED AS THE
ARTICLES OF ASSOCIATION OF THE COMPANY IN
SUBSTITUTION FOR AND TO THE EXCLUSION OF
THE COMPANY'S EXISTING ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
CASIO COMPUTER CO.,LTD. Agenda Number: 714295587
--------------------------------------------------------------------------------------------------------------------------
Security: J05250139
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3209000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kashio,
Kazuhiro
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nakayama, Jin
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takano, Shin
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kashio, Tetsuo
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamagishi,
Toshiyuki
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ozaki, Motoki
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yamaguchi,
Akihiko
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Chiba, Michiko
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Abe, Hirotomo
--------------------------------------------------------------------------------------------------------------------------
CBRE GROUP, INC. Agenda Number: 935375534
--------------------------------------------------------------------------------------------------------------------------
Security: 12504L109
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CBRE
ISIN: US12504L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brandon B. Boze Mgmt For For
1B. Election of Director: Beth F. Cobert Mgmt For For
1C. Election of Director: Reginald H. Gilyard Mgmt For For
1D. Election of Director: Shira D. Goodman Mgmt For For
1E. Election of Director: Christopher T. Jenny Mgmt For For
1F. Election of Director: Gerardo I. Lopez Mgmt For For
1G. Election of Director: Oscar Munoz Mgmt For For
1H. Election of Director: Robert E. Sulentic Mgmt For For
1I. Election of Director: Laura D. Tyson Mgmt Against Against
1J. Election of Director: Sanjiv Yajnik Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation for 2020.
4. Stockholder proposal regarding our Shr For Against
stockholders' ability to call special
stockholder meetings.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL JAPAN RAILWAY COMPANY Agenda Number: 714204485
--------------------------------------------------------------------------------------------------------------------------
Security: J05523105
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3566800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. Agenda Number: 935348599
--------------------------------------------------------------------------------------------------------------------------
Security: 16119P108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CHTR
ISIN: US16119P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. Lance Conn Mgmt Against Against
1B. Election of Director: Kim C. Goodman Mgmt For For
1C. Election of Director: Craig A. Jacobson Mgmt For For
1D. Election of Director: Gregory B. Maffei Mgmt Against Against
1E. Election of Director: John D. Markley, Jr. Mgmt Against Against
1F. Election of Director: David C. Merritt Mgmt Against Against
1G. Election of Director: James E. Meyer Mgmt For For
1H. Election of Director: Steven A. Miron Mgmt Against Against
1I. Election of Director: Balan Nair Mgmt Against Against
1J. Election of Director: Michael A. Newhouse Mgmt For For
1K. Election of Director: Mauricio Ramos Mgmt Against Against
1L. Election of Director: Thomas M. Rutledge Mgmt For For
1M. Election of Director: Eric L. Zinterhofer Mgmt Against Against
2. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ended
December 31, 2021.
3. Stockholder proposal regarding lobbying Shr For Against
activities.
4. Stockholder proposal regarding Chairman of Shr For Against
the Board and CEO roles.
5. Stockholder proposal regarding diversity Shr For Against
and inclusion efforts.
6. Stockholder proposal regarding disclosure Shr For Against
of greenhouse gas emissions.
7. Stockholder proposal regarding EEO-1 Shr For Against
reports.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935390132
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wanda M. Austin Mgmt For For
1B. Election of Director: John B. Frank Mgmt For For
1C. Election of Director: Alice P. Gast Mgmt For For
1D. Election of Director: Enrique Hernandez, Mgmt Against Against
Jr.
1E. Election of Director: Marillyn A. Hewson Mgmt For For
1F. Election of Director: Jon M. Huntsman Jr. Mgmt For For
1G. Election of Director: Charles W. Moorman IV Mgmt For For
1H. Election of Director: Dambisa F. Moyo Mgmt For For
1I. Election of Director: Debra Reed-Klages Mgmt For For
1J. Election of Director: Ronald D. Sugar Mgmt Against Against
1K. Election of Director: D. James Umpleby III Mgmt For For
1L. Election of Director: Michael K. Wirth Mgmt Against Against
2. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm.
3. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
4. Reduce Scope 3 Emissions. Shr For Against
5. Report on Impacts of Net Zero 2050 Shr For Against
Scenario.
6. Shift to Public Benefit Corporation. Shr For Against
7. Report on Lobbying. Shr For Against
8. Independent Chair. Shr For Against
9. Special Meetings. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CHUBB LIMITED Agenda Number: 935381501
--------------------------------------------------------------------------------------------------------------------------
Security: H1467J104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CB
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the management report, Mgmt For For
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2020.
2A Allocation of disposable profit. Mgmt For For
2B Distribution of a dividend out of legal Mgmt For For
reserves (by way of release and allocation
to a dividend reserve).
3 Discharge of the Board of Directors. Mgmt For For
4A Election of PricewaterhouseCoopers AG Mgmt For For
(Zurich) as our statutory auditor.
4B Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP (United States)
as independent registered public accounting
firm for purposes of U.S. securities law
reporting.
4C Election of BDO AG (Zurich) as special Mgmt For For
audit firm.
5A Election of Director: Evan G. Greenberg Mgmt For For
5B Election of Director: Michael P. Connors Mgmt For For
5C Election of Director: Michael G. Atieh Mgmt For For
5D Election of Director: Sheila P. Burke Mgmt For For
5E Election of Director: Mary Cirillo Mgmt Against Against
5F Election of Director: Robert J. Hugin Mgmt For For
5G Election of Director: Robert W. Scully Mgmt For For
5H Election of Director: Eugene B. Shanks, Jr. Mgmt For For
5I Election of Director: Theodore E. Shasta Mgmt Against Against
5J Election of Director: David H. Sidwell Mgmt For For
5K Election of Director: Olivier Steimer Mgmt For For
5L Election of Director: Luis TEllez Mgmt For For
5M Election of Director: Frances F. Townsend Mgmt For For
6 Election of Evan G. Greenberg as Chairman Mgmt Against Against
of the Board of Directors.
7A Election of Director of the Compensation Mgmt For For
Committee: Michael P. Connors
7B Election of Director of the Compensation Mgmt Against Against
Committee: Mary Cirillo
7C Election of Director of the Compensation Mgmt For For
Committee: Frances F. Townsend
8 Election of Homburger AG as independent Mgmt For For
proxy.
9 Approval of the Chubb Limited 2016 Mgmt Against Against
Long-Term Incentive Plan, as amended and
restated.
10 Reduction of share capital. Mgmt For For
11A Compensation of the Board of Directors Mgmt For For
until the next annual general meeting.
11B Compensation of Executive Management for Mgmt For For
the next calendar year.
12 Advisory vote to approve executive Mgmt For For
compensation under U.S. securities law
requirements.
A If a new agenda item or a new proposal for Mgmt Against Against
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows.
--------------------------------------------------------------------------------------------------------------------------
CHUGAI PHARMACEUTICAL CO.,LTD. Agenda Number: 713618760
--------------------------------------------------------------------------------------------------------------------------
Security: J06930101
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: JP3519400000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Oku, Masayuki Mgmt For For
2.2 Appoint a Director Ichimaru, Yoichiro Mgmt For For
2.3 Appoint a Director Christoph Franz Mgmt For For
2.4 Appoint a Director William N. Anderson Mgmt For For
2.5 Appoint a Director James H. Sabry Mgmt For For
3 Appoint a Corporate Auditor Ohashi, Mgmt For For
Yoshiaki
--------------------------------------------------------------------------------------------------------------------------
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA Agenda Number: 713712683
--------------------------------------------------------------------------------------------------------------------------
Security: F61824144
Meeting Type: MIX
Meeting Date: 21-May-2021
Ticker:
ISIN: FR0000121261
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 11 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 11 MAY 2021:PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103192100603-34 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING OF ALL RESOLUTIONS AND
MODIFICATION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
2 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2020 AND SETTING OF THE DIVIDEND
3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
4 REGULATED AGREEMENTS Mgmt For For
5 AUTHORISATION TO BE GRANTED TO THE Mgmt For For
MANAGERS, OR TO ONE OF THEM, IN ORDER TO
ALLOW THE COMPANY TO TRADE ITS OWN SHARES,
EXCEPT DURING A PUBLIC OFFERING PERIOD,
WITHIN THE CONTEXT OF A SHARE BUYBACK
PROGRAMME WITH A MAXIMUM PURCHASE PRICE OF
EUR 180 PER SHARE
6 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO MANAGERS
7 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
MEMBERS OF THE SUPERVISORY BOARD
8 APPROVAL OF THE INFORMATION ON THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS
9 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED TO MR. FLORENT MENEGAUX
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2020
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED TO MR. YVES CHAPOT FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020
11 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED TO MR. MICHEL ROLLIER FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020
12 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt For For
JEAN-MICHEL SEVERINO AS MEMBER OF THE
SUPERVISORY BOARD AS A REPLACEMENT FOR MR.
CYRILLE POUGHON, WHO RESIGNED
13 APPOINTMENT OF MR. WOLF-HENNING SCHEIDER AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
14 AUTHORISATION TO BE GRANTED TO THE Mgmt For For
MANAGERS, OR TO ONE OF THEM, IN ORDER TO
REDUCE THE CAPITAL BY CANCELLING SHARES
15 AMENDMENTS TO THE BY-LAWS RELATING TO THE Mgmt For For
FINANCIAL RIGHTS OF GENERAL PARTNERS
16 AMENDMENTS TO THE BY-LAWS RELATING TO THE Mgmt For For
TERMS AND CONDITIONS OF THE MANAGERS'
COMPENSATION
17 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
CINCINNATI FINANCIAL CORPORATION Agenda Number: 935351762
--------------------------------------------------------------------------------------------------------------------------
Security: 172062101
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: CINF
ISIN: US1720621010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas J. Aaron Mgmt For For
1B. Election of Director: William F. Bahl Mgmt Against Against
1C. Election of Director: Nancy C. Benacci Mgmt For For
1D. Election of Director: Linda W. Mgmt Against Against
Clement-Holmes
1E. Election of Director: Dirk J. Debbink Mgmt For For
1F. Election of Director: Steven J. Johnston Mgmt Against Against
1G. Election of Director: Kenneth C. Mgmt Against Against
Lichtendahl
1H. Election of Director: Jill P. Meyer Mgmt For For
1I. Election of Director: David P. Osborn Mgmt For For
1J. Election of Director: Gretchen W. Schar Mgmt Against Against
1K. Election of Director: Charles O. Schiff Mgmt Against Against
1L. Election of Director: Douglas S. Skidmore Mgmt Against Against
1M. Election of Director: John F. Steele, Jr. Mgmt Against Against
1N. Election of Director: Larry R. Webb Mgmt Against Against
2. A nonbinding proposal to approve Mgmt For For
compensation for the company's named
executive officers.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935287498
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2020
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt Against Against
1b. Election of Director: Wesley G. Bush Mgmt For For
1c. Election of Director: Michael D. Capellas Mgmt Against Against
1d. Election of Director: Mark Garrett Mgmt For For
1e. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1f. Election of Director: Roderick C. McGeary Mgmt Against Against
1g. Election of Director: Charles H. Robbins Mgmt For For
1h. Election of Director: Arun Sarin Mgmt Abstain Against
1i. Election of Director: Brenton L. Saunders Mgmt For For
1j. Election of Director: Dr. Lisa T. Su Mgmt For For
2. Approval of the reincorporation of Cisco Mgmt For For
from California to Delaware.
3. Approval of amendment and restatement of Mgmt For For
the 2005 Stock Incentive Plan.
4. Approval, on an advisory basis, of Mgmt For For
executive compensation.
5. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as Cisco's independent registered public
accounting firm for fiscal 2021.
6. Approval to have Cisco's Board adopt a Shr For Against
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS, INC. Agenda Number: 935400666
--------------------------------------------------------------------------------------------------------------------------
Security: 177376100
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: CTXS
ISIN: US1773761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert M. Calderoni Mgmt For For
1B. Election of Director: Nanci E. Caldwell Mgmt Against Against
1C. Election of Director: Murray J. Demo Mgmt Against Against
1D. Election of Director: Ajei S. Gopal Mgmt For For
1E. Election of Director: David J. Henshall Mgmt For For
1F. Election of Director: Thomas E. Hogan Mgmt For For
1G. Election of Director: Moira A. Kilcoyne Mgmt For For
1H. Election of Director: Robert E. Knowling, Mgmt For For
Jr.
1I. Election of Director: Peter J. Sacripanti Mgmt For For
1J. Election of Director: J. Donald Sherman Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2021.
3. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
4. Shareholder proposal regarding simple Shr For
majority voting provisions.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 935359340
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Equity Director: Terrence A. Mgmt Against Against
Duffy
1B. Election of Equity Director: Timothy S. Mgmt Against Against
Bitsberger
1C. Election of Equity Director: Charles P. Mgmt Against Against
Carey
1D. Election of Equity Director: Dennis H. Mgmt Against Against
Chookaszian
1E. Election of Equity Director: Bryan T. Mgmt Against Against
Durkin
1F. Election of Equity Director: Ana Dutra Mgmt For For
1G. Election of Equity Director: Martin J. Mgmt Against Against
Gepsman
1H. Election of Equity Director: Larry G. Mgmt Against Against
Gerdes
1I. Election of Equity Director: Daniel R. Mgmt Against Against
Glickman
1J. Election of Equity Director: Daniel G. Kaye Mgmt For For
1K. Election of Equity Director: Phyllis M. Mgmt For For
Lockett
1L. Election of Equity Director: Deborah J. Mgmt For For
Lucas
1M. Election of Equity Director: Terry L. Mgmt Against Against
Savage
1N. Election of Equity Director: Rahael Seifu Mgmt For For
1O. Election of Equity Director: William R. Mgmt Against Against
Shepard
1P. Election of Equity Director: Howard J. Mgmt Against Against
Siegel
1Q. Election of Equity Director: Dennis A. Mgmt Against Against
Suskind
2. Ratification of the appointment of Ernst & Mgmt For For
Young as our independent registered public
accounting firm for 2021.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 935361597
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CMS
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jon E. Barfield Mgmt Against Against
1b. Election of Director: Deborah H. Butler Mgmt For For
1c. Election of Director: Kurt L. Darrow Mgmt For For
1d. Election of Director: William D. Harvey Mgmt For For
1e. Election of Director: Garrick J. Rochow Mgmt For For
1f. Election of Director: John G. Russell Mgmt For For
1g. Election of Director: Suzanne F. Shank Mgmt For For
1h. Election of Director: Myrna M. Soto Mgmt For For
1i. Election of Director: John G. Sznewajs Mgmt For For
1j. Election of Director: Ronald J. Tanski Mgmt For For
1k. Election of Director: Laura H. Wright Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. Ratify the appointment of independent Mgmt For For
registered public accounting firm
(PricewaterhouseCoopers LLP).
4. Shareholder Proposal - Greenwashing Audit. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 935406973
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting: Zein Abdalla
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting: Vinita Bali
1C. Election of Director to serve until the Mgmt Against Against
2022 annual meeting: Maureen
Breakiron-Evans
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting: Archana Deskus
1E. Election of Director to serve until the Mgmt For For
2022 annual meeting: John M. Dineen
1F. Election of Director to serve until the Mgmt For For
2022 annual meeting: Brian Humphries
1G. Election of Director to serve until the Mgmt For For
2022 annual meeting: Leo S. Mackay, Jr.
1H. Election of Director to serve until the Mgmt For For
2022 annual meeting: Michael Patsalos-Fox
1I. Election of Director to serve until the Mgmt For For
2022 annual meeting: Joseph M. Velli
1J. Election of Director to serve until the Mgmt For For
2022 annual meeting: Sandra S. Wijnberg
2. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of the company's
named executive officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent registered public accounting
firm for the year ending December 31, 2021.
4. Shareholder proposal requesting that the Shr For Against
board of directors take action as necessary
to permit shareholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935407139
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt Withheld Against
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt Withheld Against
Gerald L. Hassell Mgmt Withheld Against
Jeffrey A. Honickman Mgmt Withheld Against
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of our Mgmt For For
independent auditors.
4. Shareholder Proposal: To conduct Shr For Against
independent investigation and report on
risks posed by failing to prevent sexual
harassment.
--------------------------------------------------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC. Agenda Number: 935230754
--------------------------------------------------------------------------------------------------------------------------
Security: 21036P108
Meeting Type: Annual
Meeting Date: 21-Jul-2020
Ticker: STZ
ISIN: US21036P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christy Clark Mgmt For For
Jennifer M. Daniels Mgmt For For
Jerry Fowden Mgmt Withheld Against
Ernesto M. Hernandez Mgmt For For
S. Somersille Johnson Mgmt For For
James A. Locke III Mgmt Withheld Against
J. Manuel Madero Garza Mgmt For For
Daniel J. McCarthy Mgmt For For
William A. Newlands Mgmt For For
Richard Sands Mgmt For For
Robert Sands Mgmt For For
Judy A. Schmeling Mgmt Withheld Against
2. To ratify the selection of KPMG LLP as the Mgmt Against Against
Company's independent registered public
accounting firm for the fiscal year ending
February 28, 2021.
3. To approve, by an advisory vote, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 935346975
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald W. Blair Mgmt For For
1B. Election of Director: Leslie A. Brun Mgmt For For
1C. Election of Director: Stephanie A. Burns Mgmt For For
1D. Election of Director: Richard T. Clark Mgmt For For
1E. Election of Director: Robert F. Cummings, Mgmt Against Against
Jr.
1F. Election of Director: Roger W. Ferguson, Mgmt For For
Jr.
1G. Election of Director: Deborah A. Henretta Mgmt For For
1H. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1I. Election of Director: Kurt M. Landgraf Mgmt Against Against
1J. Election of Director: Kevin J. Martin Mgmt For For
1K. Election of Director: Deborah D. Rieman Mgmt Against Against
1L. Election of Director: Hansel E. Tookes, II Mgmt Against Against
1M. Election of Director: Wendell P. Weeks Mgmt For For
1N. Election of Director: Mark S. Wrighton Mgmt For For
2. Advisory approval of our executive Mgmt Against Against
compensation (Say on Pay).
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. Approval of our 2021 Long-Term Incentive Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
CORTEVA INC. Agenda Number: 935363779
--------------------------------------------------------------------------------------------------------------------------
Security: 22052L104
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CTVA
ISIN: US22052L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lamberto Andreotti Mgmt For For
1B. Election of Director: James C. Collins, Jr. Mgmt For For
1C. Election of Director: Klaus A. Engel Mgmt For For
1D. Election of Director: David C. Everitt Mgmt For For
1E. Election of Director: Janet P. Giesselman Mgmt Against Against
1F. Election of Director: Karen H. Grimes Mgmt For For
1G. Election of Director: Michael O. Johanns Mgmt For For
1H. Election of Director: Rebecca B. Liebert Mgmt For For
1I. Election of Director: Marcos M. Lutz Mgmt For For
1J. Election of Director: Nayaki Nayyar Mgmt For For
1K. Election of Director: Gregory R. Page Mgmt For For
1L. Election of Director: Kerry J. Preete Mgmt For For
1M. Election of Director: Patrick J. Ward Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 935312796
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan L. Decker Mgmt Withheld Against
Kenneth D. Denman Mgmt For For
Richard A. Galanti Mgmt Withheld Against
W. Craig Jelinek Mgmt Withheld Against
Sally Jewell Mgmt For For
Charles T. Munger Mgmt Withheld Against
Jeffrey S. Raikes Mgmt Withheld Against
2. Ratification of selection of independent Mgmt Against Against
auditors.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CREDIT AGRICOLE SA Agenda Number: 713725185
--------------------------------------------------------------------------------------------------------------------------
Security: F22797108
Meeting Type: MIX
Meeting Date: 12-May-2021
Ticker:
ISIN: FR0000045072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 26 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 26 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU AND PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104262100066-50 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING OF ALL RESOLUTIONS AND
MODIFICATION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1 AMENDMENTS TO THE COMPANY'S BYLAWS TO ALLOW Mgmt For For
THE PAYMENT OF THE DIVIDEND IN SHARES
2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 - APPROVAL OF THE OVERALL
AMOUNT OF NON-DEDUCTIBLE EXPENSES AND COSTS
3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
4 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2020 AND SETTING OF THE DIVIDEND
5 OPTION FOR THE PAYMENT OF THE DIVIDEND IN Mgmt For For
SHARES
6 APPROVAL OF THE LOAN AGREEMENT BETWEEN Mgmt For For
CREDIT AGRICOLE S.A. AND CREDIT DU MAROC,
TO RESPOND TO THE REQUEST OF THE MOROCCAN
SUPERVISOR THAT THE INSTITUTIONS UNDER ITS
SUPERVISION RETAIN THE 2019 DIVIDEND,
ISSUED AFTER THE GENERAL MEETING, IN
ACCORDANCE WITH ARTICLES L.225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
7 APPROVAL OF THE AMENDMENT TO THE Mgmt For For
ASSOCIATES' PACT, SIGNED ON 8 JUNE 2018,
SPECIFYING THE RULES OF GOVERNANCE OF
CAGIP, IN ACCORDANCE WITH ARTICLES L.225-38
AND FOLLOWING OF THE FRENCH COMMERCIAL CODE
8 APPROVAL OF THE AMENDMENT TO THE AGREEMENT Mgmt For For
FOR THE TRANSFER OF CREDIT AGRICOLE S.A.'S
DSB ACTIVITY TO CACIB, RELATING TO THE
MODIFICATION OF THE SCOPE OF THE TRANSFER
OF GOODWILL BETWEEN CREDIT AGRICOLE SA AND
CA-CIB ON 1 JANUARY 2018, IN ACCORDANCE
WITH ARTICLES L.225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
9 APPROVAL OF THE FOUR TAX CONSOLIDATION Mgmt For For
AGREEMENTS RENEWED BY THE BOARD ON 10
FEBRUARY 2021, IN ACCORDANCE WITH ARTICLES
L.225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
10 APPROVAL OF THE AMENDMENT TO THE AMENDING Mgmt For For
LOAN AGREEMENT DATED 10 OCTOBER 2017,
CONCLUDED BETWEEN CREDIT AGRICOLE SA AND
CAISSE REGIONALE DE NORMANDIE, IN
ACCORDANCE WITH ARTICLES L.225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
11 APPOINTMENT OF MRS. AGNES AUDIER AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MRS.
LAURENCE DORS
12 APPOINTMENT OF MRS. MARIANNE LAIGNEAU AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MRS. MONICA
MONDARDINI
13 APPOINTMENT OF MRS. ALESSIA MOSCA AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MRS.
CAROLINE CATOIRE
14 APPOINTMENT OF MR. OLIVIER AUFFRAY AS Mgmt Against Against
DIRECTOR, AS A REPLACEMENT FOR MR. PHILIPPE
DE WAAL
15 APPOINTMENT OF MR. CHRISTOPHE LESUR AS Mgmt For For
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
AND MRS. CAROLINE CORBIERE AS HIS DEPUTY,
AS A REPLACEMENT FOR THE POSITION OF
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
OF REGIONAL FUNDS (CAISSES REGIONALES)
OCCUPIED BY MRS. PASCALE BERGER
16 RENEWAL OF THE TERM OF OFFICE OF MR. LOUIS Mgmt Against Against
TERCINIER AS DIRECTOR
17 RENEWAL OF THE TERM OF OFFICE OF SAS, RUE Mgmt Against Against
DE LA BOETIE AS DIRECTOR
18 RATIFICATION OF THE CO-OPTATION OF MRS. Mgmt Against Against
NICOLE GOURMELON AS DIRECTOR, AS A
REPLACEMENT FOR MRS. RENE TALAMONA, WHO
RESIGNED
19 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt Against Against
NICOLE GOURMELON AS DIRECTOR
20 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
21 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHIEF EXECUTIVE OFFICER
22 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
DEPUTY CHIEF EXECUTIVE OFFICER
23 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
DIRECTORS
24 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt For For
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 OR GRANTED FOR THE SAME
FINANCIAL YEAR TO MR. DOMINIQUE LEFEBVRE,
CHAIRMAN OF THE BOARD OF DIRECTORS
25 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 OR ALLOCATED FOR THE SAME FINANCIAL
YEAR TO MR. PHILIPPE BRASSAC, CHIEF
EXECUTIVE OFFICER
26 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 OR ALLOCATED FOR THE SAME FINANCIAL
YEAR TO MR. XAVIER MUSCA, DEPUTY CHIEF
EXECUTIVE OFFICER
27 APPROVAL OF THE COMPENSATION REPORT Mgmt For For
28 OPINION ON THE TOTAL AMOUNT OF COMPENSATION Mgmt For For
PAID DURING THE PAST FINANCIAL YEAR TO
CATEGORIES OF EMPLOYEES WHOSE PROFESSIONAL
ACTIVITIES HAVE A SIGNIFICANT IMPACT ON THE
RISK PROFILE OF THE COMPANY OR GROUP, AS
REFERRED TO IN ARTICLE L.511-71 OF THE
FRENCH MONETARY AND FINANCIAL CODE
29 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE OR ARRANGE FOR THE
PURCHASE OF THE COMPANY'S SHARES
30 AMENDMENTS TO THE BYLAWS TO TAKE NOTE OF Mgmt For For
THE RENUMBERING OF THE FRENCH COMMERCIAL
CODE RESULTING FROM ORDER NO. 2020-1142 OF
16 SEPTEMBER 2020 CREATING, WITHIN THE
FRENCH COMMERCIAL CODE, A CHAPTER RELATING
TO COMPANIES WHOSE SECURITIES ARE ADMITTED
TO TRADING ON A REGULATED MARKET OR ON A
MULTILATERAL TRADING FACILITY
31 AMENDMENT TO ARTICLE 11 OF THE BYLAWS TO Mgmt For For
DETERMINE THE PROCEDURES FOR APPOINTING
DIRECTORS REPRESENTING EMPLOYEES IN
ACCORDANCE WITH THE PROVISIONS OF ARTICLE
L. 225-27-1 OF THE FRENCH COMMERCIAL CODE
32 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATELY OR
IN THE FUTURE, TO THE CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, RESERVED FOR EMPLOYEES
OF THE COMPANIES OF THE CREDIT AGRICOLE
GROUP WHO ARE MEMBERS OF A COMPANY SAVINGS
PLAN
33 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY ISSUING SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS,
IMMEDIATELY OR IN THE FUTURE, TO THE
CAPITAL, RESERVED FOR A CATEGORY OF
BENEFICIARIES, IN THE CONTEXT OF AN
EMPLOYEE SHAREHOLDING OPERATION
34 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CRH PLC Agenda Number: 713544814
--------------------------------------------------------------------------------------------------------------------------
Security: G25508105
Meeting Type: EGM
Meeting Date: 09-Feb-2021
Ticker:
ISIN: IE0001827041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 TO APPROVE THE MIGRATION OF THE MIGRATING Mgmt For For
SHARES TO EUROCLEAR BANK'S CENTRAL
SECURITIES DEPOSITORY
2 TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE Mgmt For For
COMPANY
3 TO AUTHORISE THE COMPANY TO TAKE ALL Mgmt For For
ACTIONS NECESSARY TO IMPLEMENT THE
MIGRATION
4 TO AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For
PROVIDE FOR THE SURRENDER FOR NIL
CONSIDERATION, AND AUTHORISE THE
CANCELLATION OF, THE INCOME SHARES OF THE
COMPANY OF E0.02 EACH
5 SUBJECT TO THE APPROVAL OF RESOLUTION 4, TO Mgmt For For
DIMINISH THE AUTHORISED SHARE CAPITAL OF
THE COMPANY BY E25,000,000 FROM
E426,297,940 TO E401,297,940
6 TO AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For
DELETE ALL REFERENCES TO THE INCOME SHARES
--------------------------------------------------------------------------------------------------------------------------
CRH PLC Agenda Number: 713896201
--------------------------------------------------------------------------------------------------------------------------
Security: G25508105
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: IE0001827041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 539798 DUE TO RECEIPT OF
ADDITIONAL SEDOL. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 TO REVIEW THE COMPANY'S AFFAIRS AND Mgmt For For
CONSIDER THE COMPANY'S FINANCIAL STATEMENTS
AND THE REPORTS OF THE DIRECTORS (INCLUDING
THE GOVERNANCE APPENDIX1) AND AUDITORS FOR
THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A DIVIDEND ON THE ORDINARY Mgmt For For
SHARES
3 TO CONSIDER THE 2020 DIRECTORS' Mgmt For For
REMUNERATION REPORT (EXCLUDING THE 2019
DIRECTORS' REMUNERATION POLICY SUMMARY
SECTION), THE FULL TEXT OF WHICH IS SET OUT
ON PAGES 74 TO 99 OF THE 2020 ANNUAL REPORT
AND FORM 20-F
4.A TO RE-ELECT THE FOLLOWING DIRECTOR: MR. R. Mgmt For For
BOUCHER
4.B TO RE-ELECT THE FOLLOWING DIRECTOR: MS. C. Mgmt For For
DOWLING
4.C TO RE-ELECT THE FOLLOWING DIRECTOR: MR. R. Mgmt For For
FEARON
4.D TO RE-ELECT THE FOLLOWING DIRECTOR: MR. J. Mgmt For For
KARLSTROM
4.E TO RE-ELECT THE FOLLOWING DIRECTOR: MR. S. Mgmt For For
KELLY
4.F TO RE-ELECT THE FOLLOWING DIRECTOR: MR. L. Mgmt For For
MCKAY
4.G TO RE-ELECT THE FOLLOWING DIRECTOR: MR. A. Mgmt For For
MANIFOLD
4.H TO RE-ELECT THE FOLLOWING DIRECTOR: MS. Mgmt For For
G.L. PLATT
4.I TO RE-ELECT THE FOLLOWING DIRECTOR: MS. Mgmt Against Against
M.K. RHINEHART
4.J TO RE-ELECT THE FOLLOWING DIRECTOR: MS. S. Mgmt For For
TALBOT
5 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
6 TO CONSIDER THE CONTINUATION OF DELOITTE Mgmt For For
IRELAND LLP AS AUDITORS OF THE COMPANY
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY
7 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For
AN ORDINARY RESOLUTION THE FOLLOWING
RESOLUTION TO RENEW THE ANNUAL AUTHORITY TO
ALLOT UNISSUED SHARE CAPITAL OF THE
COMPANY: THAT, IN ACCORDANCE WITH THE
POWERS, PROVISIONS AND LIMITATIONS OF
ARTICLE 11(D) OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY, THE DIRECTORS
BE AND THEY ARE HEREBY AUTHORISED TO ALLOT
RELEVANT SECURITIES (WITHIN THE MEANING OF
SECTION 1021 OF THE COMPANIES ACT 2014):
(A) UP TO AN AGGREGATE NOMINAL VALUE OF EUR
83,966,000; AND (B) UP TO A FURTHER
AGGREGATE NOMINAL AMOUNT OF EUR 43,255,000
PROVIDED THAT ANY ORDINARY SHARES ALLOTTED
PURSUANT TO THIS AUTHORITY ARE OFFERED BY
WAY OF A RIGHTS ISSUE OR OTHER PRE-EMPTIVE
ISSUE TO THE HOLDERS OF ORDINARY SHARES TO
THE EXTENT PERMITTED BY PARAGRAPH (B) IN
RESOLUTION 8 IN THE NOTICE OF THIS MEETING.
THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF
BUSINESS ON THE EARLIER OF THE DATE OF THE
ANNUAL GENERAL MEETING IN 2022 OR 28 JULY
2022
8 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For
A SPECIAL RESOLUTION THE FOLLOWING
RESOLUTION TO RENEW THE ANNUAL AUTHORITY TO
DISAPPLY STATUTORY PRE-EMPTION RIGHTS TO
ALLOW THE DIRECTORS TO ALLOT NEW SHARES FOR
CASH EQUIVALENT TO 5% OF THE ISSUED
ORDINARY SHARE CAPITAL AS AT 3 MARCH 2021
AND ALLOW THE DIRECTORS TO DISAPPLY
PRE-EMPTION RIGHTS IN A RIGHTS ISSUE OR
OTHER PRE-EMPTIVE ISSUE IN ORDER TO
ACCOMMODATE ANY REGULATORY RESTRICTIONS IN
CERTAIN JURISDICTIONS: THAT THE DIRECTORS
BE AND THEY ARE HEREBY EMPOWERED TO ALLOT
EQUITY SECURITIES (WITHIN THE MEANING OF
SECTION 1023 OF THE COMPANIES ACT 2014) FOR
CASH TO THE EXTENT PERMITTED BY RESOLUTION
7 IN THE NOTICE OF THIS MEETING PROVIDED
THAT THIS AUTHORITY MAY ONLY BE USED FOR:
(A) THE ALLOTMENT OF EQUITY SECURITIES UP
TO A NOMINAL VALUE OF EUR 12,722,000 EXCEPT
THAT THIS LIMIT SHALL BE REDUCED BY THE
NOMINAL VALUE OF ALL TREASURY SHARES (AS
DEFINED IN SECTION 1078 OF THE COMPANIES
ACT 2014) REISSUED WHILE THIS AUTHORITY
REMAINS OPERABLE; AND/OR (B) THE ALLOTMENT
OF EQUITY SECURITIES BY WAY OF A RIGHTS
ISSUE OR OTHER PRE-EMPTIVE ISSUE TO THE
HOLDERS OF ORDINARY SHARES IN ACCORDANCE
WITH ARTICLE 11(E) OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY ON THE BASIS
THAT THE REFERENCE TO A RIGHTS ISSUE IN
ARTICLE 11(E) SHALL INCLUDE RIGHTS ISSUES
AND OTHER PRE-EMPTIVE ISSUES. THIS
AUTHORITY SHALL EXPIRE AT THE CLOSE OF
BUSINESS ON THE EARLIER OF THE DATE OF THE
ANNUAL GENERAL MEETING IN 2022 OR 28 JULY
2022
9 SUBJECT TO THE PASSING OF RESOLUTION 8, TO Mgmt For For
CONSIDER AND, IF THOUGHT FIT, PASS AS A
SPECIAL RESOLUTION THE FOLLOWING ADDITIONAL
RESOLUTION TO RENEW THE ANNUAL AUTHORITY TO
DISAPPLY STATUTORY PRE-EMPTION RIGHTS IN
RELATION TO ALLOTMENTS OF NEW SHARES FOR
CASH UP TO A FURTHER 5% OF THE ISSUED
ORDINARY SHARE CAPITAL OF THE COMPANY AS AT
3 MARCH 2021 IN CONNECTION WITH AN
ACQUISITION OR SPECIFIED CAPITAL
INVESTMENT: THAT THE DIRECTORS BE AND THEY
ARE HEREBY EMPOWERED TO ALLOT ADDITIONAL
EQUITY SECURITIES (WITHIN THE MEANING OF
SECTION 1023 OF THE COMPANIES ACT 2014) FOR
CASH AS PERMITTED BY RESOLUTION 7 IN THE
NOTICE OF THIS MEETING AS IF SECTION 1022
OF THE COMPANIES ACT 2014 DID NOT APPLY TO
ANY SUCH ALLOTMENT, PROVIDED THAT: (A) THE
PROCEEDS OF ANY SUCH ALLOTMENT ARE TO BE
USED ONLY FOR THE PURPOSES OF FINANCING (OR
RE-FINANCING, IF THE AUTHORITY IS TO BE
USED WITHIN SIX MONTHS AFTER THE ORIGINAL
TRANSACTION) A TRANSACTION WHICH THE
DIRECTORS DETERMINE TO BE AN ACQUISITION OR
OTHER CAPITAL INVESTMENT OF A KIND
CONTEMPLATED BY THE STATEMENT OF PRINCIPLES
ON DISAPPLYING PRE-EMPTION RIGHTS MOST
RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP
PRIOR TO THE DATE OF THIS NOTICE; AND (B)
THE NOMINAL VALUE OF ALL EQUITY SECURITIES
ALLOTTED PURSUANT TO THIS AUTHORITY
TOGETHER WITH THE NOMINAL VALUE OF ALL
TREASURY SHARES (AS DEFINED IN SECTION 1078
OF THE COMPANIES ACT 2014) REISSUED WHILE
THIS AUTHORITY REMAINS OPERABLE MAY NOT
EXCEED EUR 12,722,000. THIS AUTHORITY SHALL
EXPIRE AT THE CLOSE OF BUSINESS ON THE
EARLIER OF THE DATE OF THE ANNUAL GENERAL
MEETING IN 2022 OR 28 JULY 2022 SAVE THAT
THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN
OFFER OR AGREEMENT WHICH WOULD OR MIGHT
REQUIRE EQUITY SECURITIES TO BE ALLOTTED
AFTER SUCH EXPIRY DATE AND THE DIRECTORS
MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF
SUCH OFFER OR AGREEMENT AS IF SUCH POWER
HAD NOT EXPIRED
10 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For
A SPECIAL RESOLUTION THE FOLLOWING
RESOLUTION TO RENEW THE ANNUAL AUTHORITY OF
THE COMPANY TO PURCHASE UP TO 10% OF THE
COMPANY'S ISSUED ORDINARY SHARE CAPITAL:
THAT THE COMPANY AND/OR ANY OF ITS
SUBSIDIARIES BE AND ARE HEREBY AUTHORISED
TO PURCHASE ORDINARY SHARES ON A SECURITIES
MARKET (AS DEFINED IN SECTION 1072 OF THE
COMPANIES ACT 2014), AT PRICES PROVIDED FOR
IN ARTICLE 8A OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY UP TO A MAXIMUM
OF 10% OF THE ORDINARY SHARES IN ISSUE AT
THE DATE OF THE PASSING OF THIS RESOLUTION.
THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF
BUSINESS ON THE EARLIER OF THE DATE OF THE
ANNUAL GENERAL MEETING IN 2022 OR 28 JULY
2022. THE COMPANY OR ANY SUBSIDIARY MAY
BEFORE SUCH EXPIRY ENTER INTO A CONTRACT
FOR THE PURCHASE OF ORDINARY SHARES WHICH
WOULD OR MIGHT BE WHOLLY OR PARTLY EXECUTED
AFTER SUCH EXPIRY AND MAY COMPLETE ANY SUCH
CONTRACT AS IF THE AUTHORITY CONFERRED
HEREBY HAD NOT EXPIRED
11 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For
A SPECIAL RESOLUTION THE FOLLOWING
RESOLUTION TO RENEW THE DIRECTOR'S
AUTHORITY TO REISSUE TREASURY SHARES: THAT
THE COMPANY BE AND IS HEREBY AUTHORISED TO
REISSUE TREASURY SHARES (AS DEFINED IN
SECTION 1078 OF THE COMPANIES ACT 2014), IN
THE MANNER PROVIDED FOR IN ARTICLE 8B OF
THE ARTICLES OF ASSOCIATION OF THE COMPANY.
THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF
BUSINESS ON THE EARLIER OF THE DATE OF THE
ANNUAL GENERAL MEETING IN 2022 OR 28 JULY
2022
12 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For
AN ORDINARY RESOLUTION THE FOLLOWING
RESOLUTION TO RENEW THE DIRECTOR'S
AUTHORITY TO MAKE SCRIP DIVIDEND OFFERS:
THAT THE DIRECTORS BE AND THEY ARE HEREBY
AUTHORISED, PURSUANT TO ARTICLE 138(B) OF
THE ARTICLES OF ASSOCIATION OF THE COMPANY,
TO EXERCISE THE POWERS CONTAINED IN THE
SAID ARTICLE SO THAT THE DIRECTORS MAY
OFFER TO THE SHAREHOLDERS THE RIGHT TO
ELECT TO RECEIVE AN ALLOTMENT OF ADDITIONAL
SHARES CREDITED AS FULLY PAID INSTEAD OF
CASH IN RESPECT OF ALL OR PART OF ANY
DIVIDEND OR DIVIDENDS FALLING TO BE
DECLARED OR PAID BY THE COMPANY. UNLESS
RENEWED AT THE ANNUAL GENERAL MEETING IN
2022, THIS AUTHORITY SHALL EXPIRE AT THE
CLOSE OF BUSINESS ON 28 JULY 2022
13 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For
AN ORDINARY RESOLUTION: THAT APPROVAL BE
AND IS HEREBY GIVEN FOR THE ESTABLISHMENT
BY THE COMPANY OF SAVINGS-RELATED SHARE
OPTION SCHEMES (THE "2021 SAVINGS-RELATED
SHARE OPTION SCHEMES"), THE PRINCIPAL
FEATURES OF WHICH ARE SUMMARISED IN THE
CIRCULAR TO SHAREHOLDERS DATED 24 MARCH
2021 THAT ACCOMPANIES THE NOTICE CONVENING
THIS MEETING AND THAT THE DIRECTORS BE AND
ARE HEREBY AUTHORISED TO: (A) TAKE ALL SUCH
ACTION OR STEPS (INCLUDING THE MAKING OF
AMENDMENTS TO THE 2021 SAVINGS-RELATED
SHARE OPTION SCHEMES AND THE RULES THEREOF)
AS MAY BE NECESSARY TO OBTAIN THE APPROVAL
OF THE RELEVANT REVENUE AUTHORITIES FOR THE
SAID SCHEMES; AND (B) ESTABLISH SCHEMES IN
OTHER JURISDICTIONS SIMILAR IN SUBSTANCE TO
THE 2021 SAVINGS-RELATED SHARE OPTION
SCHEMES BUT MODIFIED TO TAKE ACCOUNT OF
LOCAL TAX, EXCHANGE CONTROL OR SECURITIES
LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT
ANY SHARES MADE AVAILABLE UNDER ANY SUCH
SCHEME WILL BE TREATED AS COUNTING TOWARDS
ANY LIMITS ON INDIVIDUAL OR OVERALL
PARTICIPATION IN THE 2021 SAVINGS-RELATED
SHARE OPTION SCHEMES
14 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For
A SPECIAL RESOLUTION THE FOLLOWING
RESOLUTION TO REDUCE THE SHARE PREMIUM OF
THE COMPANY: THAT SUBJECT TO AND WITH THE
CONSENT OF THE IRISH HIGH COURT IN
ACCORDANCE WITH THE PROVISIONS OF SECTIONS
84 AND 85 OF THE COMPANIES ACT 2014, THE
COMPANY CAPITAL OF THE COMPANY BE REDUCED
BY THE CANCELLATION OF THE ENTIRE AMOUNT
STANDING TO THE CREDIT OF THE COMPANY'S
SHARE PREMIUM ACCOUNT AS AT 31 DECEMBER
2020 OR SUCH OTHER LESSER AMOUNT AS THE
BOARD OF DIRECTORS OF THE COMPANY OR THE
IRISH HIGH COURT MAY DETERMINE AND THAT THE
RESERVE RESULTING FROM THE CANCELLATION OF
THE SHARE PREMIUM BE TREATED AS PROFITS
AVAILABLE FOR DISTRIBUTION AS DEFINED BY
SECTION 117 OF THE IRISH COMPANIES ACT 2014
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 935354390
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donna M. Alvarado Mgmt Against Against
1B. Election of Director: Thomas P. Bostick Mgmt For For
1C. Election of Director: James M. Foote Mgmt For For
1D. Election of Director: Steven T. Halverson Mgmt Against Against
1E. Election of Director: Paul C. Hilal Mgmt For For
1F. Election of Director: David M. Moffett Mgmt For For
1G. Election of Director: Linda H. Riefler Mgmt Against Against
1H. Election of Director: Suzanne M. Vautrinot Mgmt For For
1I. Election of Director: James L. Wainscott Mgmt For For
1J. Election of Director: J. Steven Whisler Mgmt For For
1K. Election of Director: John J. Zillmer Mgmt Against Against
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Independent
Registered Public Accounting Firm for 2021.
3. Advisory (non-binding) resolution to Mgmt For For
approve compensation for the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CVS HEALTH CORPORATION Agenda Number: 935366927
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fernando Aguirre Mgmt For For
1B. Election of Director: C. David Brown II Mgmt Against Against
1C. Election of Director: Alecia A. DeCoudreaux Mgmt For For
1D. Election of Director: Nancy-Ann M. DeParle Mgmt For For
1E. Election of Director: David W. Dorman Mgmt Against Against
1F. Election of Director: Roger N. Farah Mgmt For For
1G. Election of Director: Anne M. Finucane Mgmt For For
1H. Election of Director: Edward J. Ludwig Mgmt For For
1I. Election of Director: Karen S. Lynch Mgmt For For
1J. Election of Director: Jean-Pierre Millon Mgmt Against Against
1K. Election of Director: Mary L. Schapiro Mgmt For For
1L. Election of Director: William C. Weldon Mgmt For For
1M. Election of Director: Tony L. White Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
3. Say on Pay, a proposal to approve, on an Mgmt For For
advisory basis, the Company's executive
compensation.
4. Stockholder proposal for reducing the Shr For Against
threshold for our stockholder right to act
by written consent.
5. Stockholder proposal regarding our Shr For Against
independent Board Chair.
--------------------------------------------------------------------------------------------------------------------------
DAICEL CORPORATION Agenda Number: 712944253
--------------------------------------------------------------------------------------------------------------------------
Security: J08484149
Meeting Type: EGM
Meeting Date: 07-Aug-2020
Ticker:
ISIN: JP3485800001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Non-votable Reporting item: the Annual Non-Voting
Business Reports, the Consolidated
Financial Statements, the Audit Reports and
the Financial Statements
--------------------------------------------------------------------------------------------------------------------------
DAICEL CORPORATION Agenda Number: 714243413
--------------------------------------------------------------------------------------------------------------------------
Security: J08484149
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3485800001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Fudaba, Misao Mgmt For For
2.2 Appoint a Director Ogawa, Yoshimi Mgmt For For
2.3 Appoint a Director Sugimoto, Kotaro Mgmt For For
2.4 Appoint a Director Sakaki, Yasuhiro Mgmt For For
2.5 Appoint a Director Takabe, Akihisa Mgmt For For
2.6 Appoint a Director Nogimori, Masafumi Mgmt For For
2.7 Appoint a Director Kitayama, Teisuke Mgmt For For
2.8 Appoint a Director Hatchoji, Sonoko Mgmt For For
2.9 Appoint a Director Asano, Toshio Mgmt For For
2.10 Appoint a Director Furuichi, Takeshi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAIKIN INDUSTRIES,LTD. Agenda Number: 714226619
--------------------------------------------------------------------------------------------------------------------------
Security: J10038115
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3481800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Inoue, Noriyuki Mgmt For For
2.2 Appoint a Director Togawa, Masanori Mgmt For For
2.3 Appoint a Director Kawada, Tatsuo Mgmt For For
2.4 Appoint a Director Makino, Akiji Mgmt For For
2.5 Appoint a Director Torii, Shingo Mgmt For For
2.6 Appoint a Director Arai, Yuko Mgmt For For
2.7 Appoint a Director Tayano, Ken Mgmt For For
2.8 Appoint a Director Minaka, Masatsugu Mgmt For For
2.9 Appoint a Director Matsuzaki, Takashi Mgmt For For
2.10 Appoint a Director Kanwal Jeet Jawa Mgmt For For
2.11 Appoint a Director Mineno, Yoshihiro Mgmt For For
3 Appoint a Corporate Auditor Yano, Ryu Mgmt Against Against
4 Appoint a Substitute Corporate Auditor Ono, Mgmt For For
Ichiro
5 Approve Details of Compensation as Stock Mgmt For For
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG Agenda Number: 712846407
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 08-Jul-2020
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
2 ALLOCATION OF DISTRIBUTABLE PROFIT: IN THE Mgmt For For
EVENT THAT THE COMPANY DIRECTLY OR
INDIRECTLY HOLDS ANY TREASURY SHARES AT THE
DATE OF THE ANNUAL MEETING, THAT ARE NOT
ENTITLED TO A DIVIDEND PURSUANT TO SECTION
71B OF THE GERMAN STOCK CORPORATION ACT
(AKTIENGESETZ), IT IS RECOMMENDED TO THE
ANNUAL MEETING THAT WITH AN UNCHANGED
DIVIDEND OF EUR 0.90 PER NO-PAR VALUE SHARE
ENTITLED TO DIVIDENDS THE PORTION OF THE
DISTRIBUTABLE PROFIT ATTRIBUTABLE TO NO-PAR
VALUE SHARES NOT ENTITLED TO DIVIDENDS
SHALL BE TRANSFERRED TO RETAINED EARNINGS
3 RATIFICATION OF BOARD OF MANAGEMENT Mgmt For For
MEMBERS' ACTIONS IN THE 2019 FINANCIAL YEAR
4 RATIFICATION OF SUPERVISORY BOARD MEMBERS' Mgmt For For
ACTIONS IN THE 2019 FINANCIAL YEAR
5.A APPOINTMENT OF AUDITORS FOR THE COMPANY AND Mgmt For For
FOR THE GROUP: 2020 FINANCIAL YEAR
INCLUDING INTERIM FINANCIAL REPORTS: BASED
ON THE RECOMMENDATION OF THE AUDIT
COMMITTEE (PRUFUNGSAUSSCHUSS), THE
SUPERVISORY BOARD PROPOSES THAT KPMG AG
WIRTSCHAFTSPRUEFUNGSGESELLSCHAFT, BERLIN,
BE APPOINTED AS THE AUDITOR FOR THE ANNUAL
FINANCIAL STATEMENTS, THE AUDITOR FOR THE
CONSOLIDATED FINANCIAL STATEMENTS AND THE
AUDITOR FOR THE REVIEW OF THE INTERIM
FINANCIAL REPORTS FOR THE 2020 FINANCIAL
YEAR
5.B APPOINTMENT OF AUDITORS FOR THE COMPANY AND Mgmt For For
FOR THE GROUP: INTERIM FINANCIAL REPORTS
FOR THE 2021 FINANCIAL YEAR UNTIL ANNUAL
MEETING 2021: BASED ON THE RECOMMENDATION
OF THE AUDIT COMMITTEE (PRUFUNGSAUSSCHUSS),
THE SUPERVISORY BOARD PROPOSES THAT KPMG AG
WIRTSCHAFTSPRUEFUNGSGESELLSCHAFT, BERLIN,
BE APPOINTED AS THE AUDITOR FOR THE REVIEW
OF THE INTERIM FINANCIAL REPORTS FOR THE
2021 FINANCIAL YEAR IN THE PERIOD UNTIL THE
NEXT ANNUAL MEETING OF THE SHAREHOLDERS IN
THE 2021 FINANCIAL YEAR
6 APPROVAL OF THE REMUNERATION SYSTEM FOR THE Mgmt For For
MEMBERS OF THE BOARD OF MANAGEMENT
7 ELECTION OF TIMOTHEUS HOETTGES TO THE Mgmt For For
SUPERVISORY BOARD
8 AUTHORIZATION TO ACQUIRE AND USE OWN SHARES Mgmt For For
AND TO EXCLUDE SHAREHOLDERS' SUBSCRIPTION
RIGHTS AND RIGHTS TO SELL SHARES TO THE
COMPANY
9 AUTHORIZATION TO USE DERIVATIVE FINANCIAL Mgmt For For
INSTRUMENTS IN THE CONTEXT OF ACQUIRING OWN
SHARES AND TO EXCLUDE SHAREHOLDERS'
SUBSCRIPTION RIGHTS AND RIGHTS TO SELL
SHARES TO THE COMPANY
10 AUTHORIZATION TO ISSUE CONVERTIBLE BONDS Mgmt For For
AND/OR BONDS WITH WARRANTS AND TO EXCLUDE
SHAREHOLDERS' SUBSCRIPTION RIGHTS; CREATION
OF CONDITIONAL CAPITAL 2020 AND AMENDMENT
TO THE ARTICLES OF INCORPORATION
11.A AMENDMENT OF THE ARTICLES OF INCORPORATION Mgmt For For
BY NEW ARTICLE 11A AND NEW SECTION 5 TO
ARTICLE 13: AMENDMENT BY NEW ARTICLE 11A
(ANNUAL MEETING - VIDEO AND AUDIO
TRANSMISSION)
11.B AMENDMENT OF THE ARTICLES OF INCORPORATION Mgmt For For
BY NEW ARTICLE 11A AND NEW SECTION 5 TO
ARTICLE 13: AMENDMENT BY NEW SECTION 5 TO
ARTICLE 13 (ANNUAL MEETING - ELECTRONIC
PARTICIPATION OF SHAREHOLDERS)
12.A AMENDMENT TO ARTICLE 16 OF THE ARTICLES OF Mgmt For For
INCORPORATION (ANNUAL MEETING -
RESOLUTION): DELETION OF ARTICLE 16 SEC. 2
12.B AMENDMENT TO ARTICLE 16 OF THE ARTICLES OF Mgmt Against Against
INCORPORATION (ANNUAL MEETING -
RESOLUTION): AMENDMENT AND REVISION OF
ARTICLE 16 SEC. 1
13 APPROVAL OF THE CONCLUSION OF A PROFIT Mgmt For For
TRANSFER AGREEMENT BETWEEN DAIMLER AG AND
MERCEDES-BENZ BANK AG
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG Agenda Number: 713616324
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 31-Mar-2021
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.35 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5.1 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
5.2 RATIFY KPMG AG AS AUDITORS FOR THE 2022 Mgmt For For
INTERIM FINANCIAL STATEMENTS UNTIL THE 2022
AGM
5.3 RATIFY KPMG AG AS AUDITORS OF THE FINAL Mgmt For For
BALANCE SHEETS REQUIRED UNDER THE GERMAN
REORGANIZATION ACT
6.1 ELECT ELIZABETH CENTONI TO THE SUPERVISORY Mgmt Against Against
BOARD
6.2 ELECT BEN VAN BEURDEN TO THE SUPERVISORY Mgmt For For
BOARD
6.3 ELECT MARTIN BRUDERMUELLER TO THE Mgmt For For
SUPERVISORY BOARD
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 AMEND ARTICLES RE: PARTICIPATION OF Mgmt For For
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND VIDEO
TRANSMISSION
9 AMEND ARTICLES RE: PLACE OF JURISDICTION Mgmt For For
CMMT 24 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 22 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
DAITO TRUST CONSTRUCTION CO.,LTD. Agenda Number: 714242283
--------------------------------------------------------------------------------------------------------------------------
Security: J11151107
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3486800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kobayashi, Katsuma Mgmt For For
2.2 Appoint a Director Kawai, Shuji Mgmt For For
2.3 Appoint a Director Takeuchi, Kei Mgmt For For
2.4 Appoint a Director Sato, Koji Mgmt For For
2.5 Appoint a Director Uchida, Kanitsu Mgmt For For
2.6 Appoint a Director Tate, Masafumi Mgmt For For
2.7 Appoint a Director Mori, Yoshihiro Mgmt For For
2.8 Appoint a Director Yamaguchi, Toshiaki Mgmt For For
2.9 Appoint a Director Sasaki, Mami Mgmt For For
2.10 Appoint a Director Shoda, Takashi Mgmt For For
2.11 Appoint a Director Iritani, Atsushi Mgmt For For
3.1 Appoint a Corporate Auditor Uno, Masayasu Mgmt For For
3.2 Appoint a Corporate Auditor Matsushita, Mgmt For For
Masa
3.3 Appoint a Corporate Auditor Kobayashi, Mgmt For For
Kenji
4 Appoint Accounting Auditors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DANSKE BANK A/S Agenda Number: 713614053
--------------------------------------------------------------------------------------------------------------------------
Security: K22272114
Meeting Type: AGM
Meeting Date: 16-Mar-2021
Ticker:
ISIN: DK0010274414
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 4.A TO 4.J AND 5. THANK
YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1 THE BOARD OF DIRECTORS' REPORT ON DANSKE Non-Voting
BANK'S ACTIVITIES IN 2020
2 ADOPTION OF ANNUAL REPORT 2020 Mgmt For For
3 ALLOCATION OF PROFITS ACCORDING TO THE Mgmt For For
ADOPTED ANNUAL REPORT: THE NET PROFIT OF
DANSKE BANK A/S FOR 2020 IS DKK 4,511
MILLION. THE BOARD OF DIRECTORS PROPOSES
THAT THE NET PROFIT FOR 2020 BE ALLOCATED
AS FOLLOWS: PAYMENT OF A DIVIDEND OF DKK 2
PER SHARE OF DKK 10, CORRESPONDING TO DKK
1,724 MILLION OR APPROXIMATELY 38 PERCENT
OF NET PROFIT FOR THE YEAR FOR THE DANSKE
BANK GROUP TRANSFER OF DKK 760 MILLION FROM
THE ''EQUITY METHOD RESERVE'' TRANSFER OF
DKK 551 MILLION TO ''ADDITIONAL TIER 1
CAPITAL HOLDER'' TRANSFER OF DKK 1,476
MILLION TO ''RETAINED EARNINGS'' PLEASE
ALSO REFER TO PAGE 217 OF THE ANNUAL REPORT
2020
4.A RE-ELECTION OF MARTIN BLESSING AS MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
4.B RE-ELECTION OF LARS-ERIK BRENOE AS MEMBER Mgmt Abstain Against
TO THE BOARD OF DIRECTORS
4.C RE-ELECTION OF KARSTEN DYBVAD AS MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
4.D RE-ELECTION OF RAIJA-LEENA HANKONEN AS Mgmt For For
MEMBER TO THE BOARD OF DIRECTORS
4.E RE-ELECTION OF BENTE AVNUNG LANDSNES AS Mgmt For For
MEMBER TO THE BOARD OF DIRECTORS
4.F RE-ELECTION OF JAN THORSGAARD NIELSEN AS Mgmt Abstain Against
MEMBER TO THE BOARD OF DIRECTORS
4.G RE-ELECTION OF CAROL SERGEANT AS MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
4.H RE-ELECTION OF GERRIT ZALM AS MEMBER TO THE Mgmt For For
BOARD OF DIRECTORS
4.I ELECTION OF TOPI MANNER AS MEMBER TO THE Mgmt Abstain Against
BOARD OF DIRECTORS
4.J PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain For
SHAREHOLDER PROPOSAL: ELECTION OF LARS
WISMANN AS MEMBER TO THE BOARD OF DIRECTORS
5 RE-APPOINTMENT OF DELOITTE STATSAUTORISERET Mgmt For For
REVISIONSPARTNERSELSKAB AS EXTERNAL
AUDITORS
6.A THE BOARD OF DIRECTORS' PROPOSALS TO AMEND Mgmt For For
THE ARTICLES OF ASSOCIATION: EXTENSION BY
ONE YEAR OF THE EXISTING AUTHORITY IN
ARTICLES 6.1. AND 6.2. REGARDING CAPITAL
INCREASES WITH PRE-EMPTION RIGHTS
6.B THE BOARD OF DIRECTORS' PROPOSALS TO AMEND Mgmt For For
THE ARTICLES OF ASSOCIATION: EXTENSION BY
ONE YEAR OF THE EXISTING AUTHORITY IN
ARTICLES 6.5. AND 6.6. REGARDING CAPITAL
INCREASES WITHOUT PRE-EMPTION RIGHTS
7 EXTENSION OF THE BOARD OF DIRECTORS' Mgmt For For
EXISTING AUTHORITY TO ACQUIRE OWN SHARES
8 PRESENTATION OF DANSKE BANK'S REMUNERATION Mgmt For For
REPORT 2020 FOR AN ADVISORY VOTE
9 ADOPTION OF THE REMUNERATION OF THE BOARD Mgmt For For
OF DIRECTORS
10 ADJUSTMENTS TO THE REMUNERATION POLICY Mgmt For For
11 RENEWAL OF EXISTING INDEMNIFICATION OF Mgmt For For
DIRECTORS AND OFFICERS APPROVED AT THE
ANNUAL GENERAL MEETING IN 2020 AND WITH
EFFECT UNTIL THE ANNUAL GENERAL MEETING
2022
12.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: PROPOSALS FROM
SHAREHOLDER GUNNAR MIKKELSEN: CRIMINAL
COMPLAINT AND LEGAL PROCEEDINGS AGAINST
DANSKE BANK'S BOARD OF DIRECTORS, EXECUTIVE
LEADERSHIP TEAM, OTHER FORMER AND CURRENT
MEMBERS OF MANAGEMENT, EXTERNAL AUDITORS AS
WELL AS SIGNING AUDITORS
13 AUTHORISATION TO THE CHAIRMAN OF THE Mgmt For For
GENERAL MEETING
14 ANY OTHER BUSINESS Non-Voting
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
DASSAULT SYSTEMES SE Agenda Number: 713941094
--------------------------------------------------------------------------------------------------------------------------
Security: F2457H472
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker:
ISIN: FR0000130650
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 10 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104162100983-46 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105102101516-56 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE PARENT COMPANY ANNUAL Mgmt For For
FINANCIAL STATEMENTS
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS
3 ALLOCATION OF THE RESULTS Mgmt For For
4 RELATED-PARTY AGREEMENTS Mgmt For For
5 COMPENSATION POLICY FOR CORPORATE OFFICERS Mgmt Against Against
6 COMPENSATION ELEMENTS PAID IN 2020 OR Mgmt For For
GRANTED WITH RESPECT TO 2020 TO MR. CHARLES
EDELSTENNE, CHAIRMAN OF THE BOARD
7 COMPENSATION ELEMENTS PAID IN 2020 OR Mgmt Against Against
GRANTED WITH RESPECT TO 2020 TO MR. BERNARD
CHARLES, VICE-CHAIRMAN OF THE BOARD OF
DIRECTORS AND CHIEF EXECUTIVE OFFICER
8 APPROVAL OF THE INFORMATION CONTAINED IN Mgmt For For
THE CORPORATE GOVERNANCE REPORT AND
RELATING TO THE COMPENSATION OF THE
CORPORATE OFFICERS (ARTICLE L. 22-10-9 OF
THE FRENCH COMMERCIAL CODE)
9 RE-APPOINTMENT OF MS. ODILE DESFORGES Mgmt For For
10 RE-APPOINTMENT OF MR. SOUMITRA DUTTA Mgmt For For
11 RATIFICATION OF THE APPOINTMENT OF MR. Mgmt Against Against
PASCAL DALOZ AS A DIRECTOR ON A TEMPORARY
BASIS BY THE BOARD OF DIRECTORS
12 AUTHORIZATION TO REPURCHASE DASSAULT Mgmt For For
SYSTEMES SHARES
13 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLATION OF PREVIOUSLY REPURCHASED
SHARES IN THE FRAMEWORK OF THE SHARE
BUYBACK PROGRAM
14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY OR GIVING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES AND TO ISSUE SECURITIES GIVING
ACCESS TO THE COMPANY'S EQUITY SECURITIES
TO BE ISSUED, WITH PREFERENTIAL
SUBSCRIPTION RIGHTS FOR SHAREHOLDERS
15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY OR GIVING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES AND TO ISSUE SECURITIES GIVING
ACCESS TO EQUITY SECURITIES TO BE ISSUED,
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS
FOR SHAREHOLDERS AND BY WAY OF A PUBLIC
OFFERING OTHER THAN THOSE REFERRED TO IN
ARTICLE L. 411-2 1 OF THE FRENCH MONETARY
AND FINANCIAL CODE
16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OR GIVING ENTITLEMENT TO THE
ALLOCATION OF DEBT SECURITIES AND TO ISSUE
SECURITIES GIVING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS FOR
SHAREHOLDERS, UNDER A PUBLIC OFFERING
REFERRED TO IN ARTICLE L. 411-2 1 OF THE
FRENCH MONETARY AND FINANCIAL CODE
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES TO BE ISSUED IN THE EVENT OF
A SHARE CAPITAL INCREASE WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS OR PREMIUMS
19 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL
BY ISSUING SHARES OR EQUITY SECURITIES
GIVING ACCESS TO OTHER EQUITY SECURITIES OR
GIVING ENTITLEMENT TO THE ALLOCATION OF
DEBT SECURITIES AS WELL AS TO THE
SECURITIES GIVING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, UP TO A MAXIMUM OF
10%, TO REMUNERATE CONTRIBUTIONS IN KIND OF
SHARES OR EQUITY-LINKED SECURITIES
20 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOCATE COMPANY SHARE
SUBSCRIPTION TO CORPORATE OFFICERS
(MANDATAIRES SOCIAUX) AND EMPLOYEES OF THE
COMPANY AND ITS AFFILIATED COMPANIES
ENTAILING AUTOMATICALLY THAT SHAREHOLDERS
WAIVE THEIR PREFERENTIAL SUBSCRIPTION
RIGHTS
21 AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE SHARE CAPITAL FOR THE BENEFIT
OF MEMBERS OF A CORPORATE SAVINGS PLAN,
WITHOUT PRE-EMPTIVE RIGHTS
22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL FOR THE BENEFIT OF A CATEGORY OF
BENEFICIARIES, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS
23 FIVE-FOR-ONE STOCK SPLIT Mgmt For For
24 POWERS FOR FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DENSO CORPORATION Agenda Number: 714176840
--------------------------------------------------------------------------------------------------------------------------
Security: J12075107
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3551500006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Arima, Koji Mgmt For For
1.2 Appoint a Director Shinohara, Yukihiro Mgmt For For
1.3 Appoint a Director Ito, Kenichiro Mgmt For For
1.4 Appoint a Director Matsui, Yasushi Mgmt For For
1.5 Appoint a Director Toyoda, Akio Mgmt For For
1.6 Appoint a Director George Olcott Mgmt For For
1.7 Appoint a Director Kushida, Shigeki Mgmt For For
1.8 Appoint a Director Mitsuya, Yuko Mgmt For For
2.1 Appoint a Corporate Auditor Kuwamura, Mgmt For For
Shingo
2.2 Appoint a Corporate Auditor Niwa, Motomi Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Kitagawa, Hiromi
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE POST AG Agenda Number: 712954317
--------------------------------------------------------------------------------------------------------------------------
Security: D19225107
Meeting Type: AGM
Meeting Date: 27-Aug-2020
Ticker:
ISIN: DE0005552004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.15 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL 2020
6.1 ELECT JOERG KUKIES TO THE SUPERVISORY BOARD Mgmt For For
6.2 ELECT LAWRENCE ROSEN TO THE SUPERVISORY Mgmt For For
BOARD
7 APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES Mgmt For For
APPROVE CREATION OF EUR 12 MILLION POOL OF
CONDITIONAL CAPITAL TO GUARANTEE CONVERSION
RIGHTS
8 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 1.5 BILLION APPROVE CREATION
OF EUR 40 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
9.1 AMEND ARTICLES RE: ONLINE PARTICIPATION Mgmt For For
9.2 AMEND ARTICLES RE: INTERIM DIVIDEND Mgmt For For
CMMT 04 AUGUST 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 7. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE POST AG Agenda Number: 713717823
--------------------------------------------------------------------------------------------------------------------------
Security: D19225107
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: DE0005552004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.35 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6.1 ELECT INGRID DELTENRE TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT KATJA WINDT TO THE SUPERVISORY BOARD Mgmt For For
6.3 ELECT NIKOLAUS VON BOMHARD TO THE Mgmt For For
SUPERVISORY BOARD
7 APPROVE CREATION OF EUR 130 MILLION POOL OF Mgmt For For
CAPITAL WITHOUT PREEMPTIVE RIGHTS
8 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
9 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For
REPURCHASING SHARES
10 APPROVE REMUNERATION POLICY Mgmt For For
11 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG Agenda Number: 713657762
--------------------------------------------------------------------------------------------------------------------------
Security: D2035M136
Meeting Type: AGM
Meeting Date: 01-Apr-2021
Ticker:
ISIN: DE0005557508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.60 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5.1 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
5.2 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR THE 2021 INTERIM FINANCIAL
STATEMENTS
5.3 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR THE FIRST QUARTER OF FISCAL
YEAR 2021
5.4 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR THE THIRD QUARTER OF FISCAL
YEAR 2021 AND FIRST QUARTER OF FISCAL YEAR
2022
6 ELECT HELGA JUNG TO THE SUPERVISORY BOARD Mgmt For For
7 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
8 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For
REPURCHASING SHARES
9 APPROVE REMUNERATION POLICY Mgmt Against Against
10 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSAL
SUBMITTED BY DEUTSCHE SCHUTZVEREINIGUNG
FUER WERTPAPIERBESITZ E.V. (DSW): AMEND
ARTICLES RE: SHAREHOLDERS' RIGHT TO
PARTICIPATION DURING THE VIRTUAL MEETING
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 522716 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 11. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 16 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 16 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DOVER CORPORATION Agenda Number: 935360672
--------------------------------------------------------------------------------------------------------------------------
Security: 260003108
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: DOV
ISIN: US2600031080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Deborah L. DeHaas Mgmt For For
1B. Election of Director: H. J. Gilbertson, Jr. Mgmt For For
1C. Election of Director: K. C. Graham Mgmt Against Against
1D. Election of Director: M. F. Johnston Mgmt For For
1E. Election of Director: E. A. Spiegel Mgmt For For
1F. Election of Director: R. J. Tobin Mgmt Against Against
1G. Election of Director: S. M. Todd Mgmt Against Against
1H. Election of Director: S. K. Wagner Mgmt Against Against
1I. Election of Director: K. E. Wandell Mgmt For For
1J. Election of Director: M. A. Winston Mgmt Against Against
2. To adopt the Dover Corporation 2021 Omnibus Mgmt Against Against
Incentive Plan.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
5. To consider a shareholder proposal Shr For Against
regarding the right to allow shareholders
to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
DOW INC. Agenda Number: 935340567
--------------------------------------------------------------------------------------------------------------------------
Security: 260557103
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: DOW
ISIN: US2605571031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt Against Against
1B. Election of Director: Gaurdie Banister Jr. Mgmt For For
1C. Election of Director: Wesley G. Bush Mgmt For For
1D. Election of Director: Richard K. Davis Mgmt For For
1E. Election of Director: Debra L. Dial Mgmt For For
1F. Election of Director: Jeff M. Fettig Mgmt Against Against
1G. Election of Director: Jim Fitterling Mgmt For For
1H. Election of Director: Jacqueline C. Hinman Mgmt For For
1I. Election of Director: Luis A. Moreno Mgmt For For
1J. Election of Director: Jill S. Wyant Mgmt For For
1K. Election of Director: Daniel W. Yohannes Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation.
3. Approval of the Amendment to the 2019 Stock Mgmt Against Against
Incentive Plan.
4. Approval of the 2021 Employee Stock Mgmt For For
Purchase Plan.
5. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm for 2021.
6. Stockholder Proposal - Shareholder Right to Shr For Against
Act by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
DUPONT DE NEMOURS INC Agenda Number: 935348436
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: DD
ISIN: US26614N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy G. Brady Mgmt For For
1B. Election of Director: Edward D. Breen Mgmt For For
1C. Election of Director: Ruby R. Chandy Mgmt For For
1D. Election of Director: Franklin K. Clyburn, Mgmt For For
Jr.
1E. Election of Director: Terrence R. Curtin Mgmt For For
1F. Election of Director: Alexander M. Cutler Mgmt For For
1G. Election of Director: EleuthEre I. du Pont Mgmt For For
1H. Election of Director: Luther C. Kissam Mgmt For For
1I. Election of Director: Frederick M. Lowery Mgmt For For
1J. Election of Director: Raymond J. Milchovich Mgmt For For
1K. Election of Director: Deanna M. Mulligan Mgmt For For
1L. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
4. Amendment and Restatement of the Company's Mgmt For For
Certificate of Incorporation to Decrease
the Ownership Threshold for Stockholders to
Call a Special Meeting.
5. Right to Act by Written Consent. Shr For Against
6. Annual Disclosure of EEO-1 Data. Shr For Against
7. Annual Report on Plastic Pollution. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
EAST JAPAN RAILWAY COMPANY Agenda Number: 714183403
--------------------------------------------------------------------------------------------------------------------------
Security: J1257M109
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3783600004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Tomita, Tetsuro Mgmt For For
2.2 Appoint a Director Fukasawa, Yuji Mgmt For For
2.3 Appoint a Director Kise, Yoichi Mgmt For For
2.4 Appoint a Director Ise, Katsumi Mgmt For For
2.5 Appoint a Director Ichikawa, Totaro Mgmt For For
2.6 Appoint a Director Sakai, Kiwamu Mgmt For For
2.7 Appoint a Director Ouchi, Atsushi Mgmt For For
2.8 Appoint a Director Ito, Atsuko Mgmt For For
2.9 Appoint a Director Ito, Motoshige Mgmt For For
2.10 Appoint a Director Amano, Reiko Mgmt For For
2.11 Appoint a Director Sakuyama, Masaki Mgmt For For
2.12 Appoint a Director Kawamoto, Hiroko Mgmt For For
3 Appoint a Corporate Auditor Mori, Kimitaka Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY Agenda Number: 935370572
--------------------------------------------------------------------------------------------------------------------------
Security: 277432100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: EMN
ISIN: US2774321002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: HUMBERTO P. ALFONSO Mgmt For For
1b. Election of Director: VANESSA L. ALLEN Mgmt For For
SUTHERLAND
1c. Election of Director: BRETT D. BEGEMANN Mgmt For For
1d. Election of Director: MARK J. COSTA Mgmt For For
1e. Election of Director: EDWARD L. DOHENY II Mgmt For For
1f. Election of Director: JULIE F. HOLDER Mgmt For For
1g. Election of Director: RENEE J. HORNBAKER Mgmt Against Against
1h. Election of Director: KIM ANN MINK Mgmt For For
1i. Election of Director: JAMES J. O'BRIEN Mgmt For For
1j. Election of Director: DAVID W. RAISBECK Mgmt Against Against
1k. Election of Director: CHARLES K. STEVENS Mgmt For For
III
2. Advisory Approval of Executive Compensation Mgmt For For
as Disclosed in Proxy Statement
3. Approve the 2021 Omnibus Stock Compensation Mgmt Against Against
Plan
4. Ratify Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm
5. Advisory Vote on Stockholder Proposal Shr For Against
Requesting that the Board of Directors Take
Steps Necessary to Permit Stockholders to
Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
EBARA CORPORATION Agenda Number: 713633736
--------------------------------------------------------------------------------------------------------------------------
Security: J12600128
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3166000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Maeda, Toichi Mgmt For For
2.2 Appoint a Director Asami, Masao Mgmt For For
2.3 Appoint a Director Uda, Sakon Mgmt For For
2.4 Appoint a Director Sawabe, Hajime Mgmt For For
2.5 Appoint a Director Oeda, Hiroshi Mgmt For For
2.6 Appoint a Director Hashimoto, Masahiro Mgmt For For
2.7 Appoint a Director Nishiyama, Junko Mgmt For For
2.8 Appoint a Director Fujimoto, Mie Mgmt For For
2.9 Appoint a Director Kitayama, Hisae Mgmt For For
2.10 Appoint a Director Nagamine, Akihiko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 935343258
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: EIX
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeanne Beliveau-Dunn Mgmt For For
1B. Election of Director: Michael C. CamuNez Mgmt For For
1C. Election of Director: Vanessa C.L. Chang Mgmt Against Against
1D. Election of Director: James T. Morris Mgmt For For
1E. Election of Director: Timothy T. O'Toole Mgmt For For
1F. Election of Director: Pedro J. Pizarro Mgmt For For
1G. Election of Director: Carey A. Smith Mgmt For For
1H. Election of Director: Linda G. Stuntz Mgmt For For
1I. Election of Director: William P. Sullivan Mgmt For For
1J. Election of Director: Peter J. Taylor Mgmt For For
1K. Election of Director: Keith Trent Mgmt For For
2. Ratification of the Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Approval of the Edison International Mgmt For For
Employee Stock Purchase Plan.
5. Shareholder Proposal Regarding Proxy Shr For Against
Access.
--------------------------------------------------------------------------------------------------------------------------
EISAI CO.,LTD. Agenda Number: 714176787
--------------------------------------------------------------------------------------------------------------------------
Security: J12852117
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3160400002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Naito, Haruo Mgmt Against Against
1.2 Appoint a Director Kato, Yasuhiko Mgmt For For
1.3 Appoint a Director Bruce Aronson Mgmt For For
1.4 Appoint a Director Tsuchiya, Yutaka Mgmt For For
1.5 Appoint a Director Kaihori, Shuzo Mgmt For For
1.6 Appoint a Director Murata, Ryuichi Mgmt For For
1.7 Appoint a Director Uchiyama, Hideyo Mgmt For For
1.8 Appoint a Director Hayashi, Hideki Mgmt For For
1.9 Appoint a Director Miwa, Yumiko Mgmt For For
1.10 Appoint a Director Ike, Fumihiko Mgmt For For
1.11 Appoint a Director Kato, Yoshiteru Mgmt For For
1.12 Appoint a Director Miura, Ryota Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 935241707
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 06-Aug-2020
Ticker: EA
ISIN: US2855121099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leonard S. Coleman Mgmt Against Against
1b. Election of Director: Jay C. Hoag Mgmt For For
1c. Election of Director: Jeffrey T. Huber Mgmt Against Against
1d. Election of Director: Lawrence F. Probst Mgmt Against Against
III
1e. Election of Director: Talbott Roche Mgmt For For
1f. Election of Director: Richard A. Simonson Mgmt Against Against
1g. Election of Director: Luis A. Ubinas Mgmt For For
1h. Election of Director: Heidi J. Ueberroth Mgmt For For
1i. Election of Director: Andrew Wilson Mgmt Against Against
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of KPMG LLP Mgmt Against Against
as our independent public registered
accounting firm for the fiscal year ending
March 31, 2021.
4. To consider and vote upon a stockholder Shr For Against
proposal, if properly presented at the
Annual Meeting, on whether to allow
stockholders to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 935355354
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve a three year Mgmt For For
term: K. Baicker, Ph.D.
1b. Election of Director to serve a three year Mgmt Against Against
term: J.E. Fyrwald
1c. Election of Director to serve a three year Mgmt For For
term: J. Jackson
1d. Election of Director to serve a three year Mgmt For For
term: G. Sulzberger
1e. Election of Director to serve a three year Mgmt Against Against
term: J.P. Tai
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent auditor for
2021.
4. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate the
classified board structure.
5. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate
supermajority voting provisions.
6. Shareholder proposal to disclose direct and Shr For Against
indirect lobbying activities and
expenditures.
7. Shareholder proposal to amend the bylaws to Shr For Against
require an independent board chair.
8. Shareholder proposal to implement a bonus Shr For Against
deferral policy.
9. Shareholder proposal to disclose clawbacks Shr For Against
on executive incentive compensation due to
misconduct.
--------------------------------------------------------------------------------------------------------------------------
ENEL S.P.A. Agenda Number: 713943529
--------------------------------------------------------------------------------------------------------------------------
Security: T3679P115
Meeting Type: OGM
Meeting Date: 20-May-2021
Ticker:
ISIN: IT0003128367
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 TO APPROVE THE BALANCE SHEET AS OF 31 Mgmt For For
DECEMBER 2020. BOARD OF DIRECTORS' REPORT,
INTERNAL AND EXTERNAL AUDITORS REPORTS.
RESOLUTIONS RELATED THERETO. TO PRESENT THE
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2020 AND THE NON-FINANCIAL
CONSOLIDATED DECLARATION RELATED TO YEAR
2020
O.2 PROFIT ALLOCATION AND DIVIDEND DISTRIBUTION Mgmt For For
OF AVAILABLE RESERVES
O.3 TO AUTHORISE THE PURCHASE AND DISPOSAL OF Mgmt For For
OWN SHARES, UPON REVOCATION OF THE
AUTHORISATION CONFERRED BY THE ORDINARY
MEETING OF THE 14 MAY 2020. RESOLUTIONS
RELATED THERETO
O.4 2021 LONG-TERM INCENTIVE PLAN FOR THE Mgmt For For
MANAGEMENT OF ENEL S.P.A. AND/OR COMPANIES
CONTROLLED BY IT AS PER ART. 2359 OF THE
CIVIL CODE
O.5.1 REWARDING POLICY AND EMOLUMENT PAID REPORT. Mgmt For For
FIRST SECTION: REWARDING POLICY REPORT FOR
2021 (BINDING RESOLUTION)
O.5.2 REWARDING POLICY AND EMOLUMENT PAID REPORT. Mgmt For For
SECOND SECTION: EMOLUMENT PAID REPORT FOR
2020 (NON-BINDING RESOLUTION)
CMMT 21 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 22 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
MEETING TYPE WAS CHANGED FROM AGM TO OGM.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
ENGIE SA Agenda Number: 714067483
--------------------------------------------------------------------------------------------------------------------------
Security: F7629A107
Meeting Type: MIX
Meeting Date: 20-May-2021
Ticker:
ISIN: FR0010208488
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105032101281-53
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 571213 DUE TO RECEIVED CHANGE IN
SEQUENCE OF RESOLUTIONS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
IF VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING NET LOSS
AMOUNTING TO EUR (3,928,252,423.00). THE
SHAREHOLDERS' MEETING APPROVES THE
NON-DEDUCTIBLE EXPENSES AND CHARGES
AMOUNTING TO EUR 1,238,685.00
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE
MEETING, SHOWING NET CONSOLIDATED LOSS
(GROUP SHARE) AMOUNTING TO EUR
(1,536,305,773.00)
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND RESOLVES TO RECORD THE NET LOSS FOR THE
YEAR OF EUR (3,928,252,423.00) AS A DEFICIT
IN THE ADDITIONAL PAID-IN CAPITAL ACCOUNT
(THE RETAINED EARNINGS AMOUNTING TO EUR
0.00), AND DECIDES TO TRANSFER THE AMOUNT
OF EUR 1,304,535,923.00 FROM THE ADDITIONAL
PAID-IN CAPITAL ACCOUNT TO ALLOCATE THE
DIVIDENDS, AFTER WHICH, THE ADDITIONAL
PAID-IN CAPITAL ACCOUNT WILL SHOW A NEW
BALANCE OF EUR 22,233,760,727.00. THE
SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF
EUR 0.53 PER SHARE. A 10 PER CENT
EXCEPTIONAL DIVIDEND, I.E. EUR 0.053 PER
SHARE, WILL BE ALLOCATED TO THE SHARES
UNDER REGISTERED FORM. THE DIVIDEND AND
EXCEPTIONAL DIVIDEND WILL BE PAID ON MAY
26, 2021. THE AMOUNT CORRESPONDING TO THE
TREASURY SHARES WILL BE ALLOCATED TO THE
OTHER RESERVES. FOR THE LAST 3 FINANCIAL
YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS:
EUR 0.70 PER SHARE FOR FISCAL YEAR 2017 EUR
1.12 PER SHARE FOR FISCAL YEAR 2018 EUR
0.00 PER SHARE FOR FISCAL YEAR 2019
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF
THE FRENCH COMMERCIAL CODE, APPROVES SAID
REPORT AND TAKES NOTICE OF THE AGREEMENTS
REFERRED TO THEREIN ENTERED INTO AND
PREVIOUSLY APPROVED WHICH REMAINED IN FORCE
DURING SAID FISCAL YEAR
5 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES, SUBJECT TO THE CONDITIONS
DESCRIBED BELOW: MAXIMUM PURCHASE PRICE:
EUR 30.00, MAXIMUM NUMBER OF SHARES TO BE
ACQUIRED: 10 PER CENT OF THE SHARES
COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
7,300,000,000.00. THE NUMBER OF SHARES
ACQUIRED BY THE COMPANY WITH A VIEW TO
RETAINING OR DELIVERING IN CASH OR IN AN
EXCHANGE AS PART OF A MERGER, DIVESTMENT OR
CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER
CENT OF ITS CAPITAL. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 14TH OF MAY
2020 IN ITS RESOLUTION NUMBER 6. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
6 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt For For
DIRECTOR, MRS CATHERINE MACGREGOR, FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
7 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt For For
DIRECTOR REPRESENTING THE EMPLOYEE
SHAREHOLDERS, MRS JACINTHE DELAGE, FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
8 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt Against Against
DIRECTOR REPRESENTING THE EMPLOYEE
SHAREHOLDERS, MR STEVEN LAMBERT, FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION RELATED TO THE COMPENSATION
PAID AND AWARDED TO THE CORPORATE OFFICERS
FOR THE 2020 FISCAL YEAR, IN ACCORDANCE
WITH THE ARTICLE L.22-10-9 I OF THE FRENCH
COMMERCIAL CODE
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR JEAN-PIERRE CLAMADIEU AS
CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE
2020 FINANCIAL YEAR
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MRS ISABELLE KOCHER AS MANAGING
DIRECTOR FROM THE 1ST OF JANUARY 2020 UNTIL
THE 24TH OF FEBRUARY 2020
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MRS CLAIRE WAYSAND AS MANAGING
DIRECTOR FROM THE 24TH OF FEBRUARY 2020
UNTIL THE 31ST OF DECEMBER 2020
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE DIRECTORS
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE MANAGING DIRECTOR
16 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL IN FAVOUR OF THE MEMBERS OF ONE OR
SEVERAL COMPANY SAVINGS PLANS SET UP BY THE
GROUP COMPOSED OF THE COMPANY AND THE
FRENCH OR FOREIGN COMPANIES WITHIN THE
COMPANY'S ACCOUNT CONSOLIDATION SCOPE, BY
ISSUANCE OF SHARES OR SECURITIES GIVING
ACCESS TO EQUITY SECURITIES TO BE ISSUED,
WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. THIS AMOUNT SHALL
COUNT AGAINST THE OVERALL VALUE SET FORTH
IN RESOLUTION NUMBER 24 GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 14TH OF MAY
2020. THIS DELEGATION IS GIVEN FOR A
26-MONTH PERIOD AND FOR A NOMINAL AMOUNT
THAT SHALL NOT EXCEED 2 PER CENT OF THE
SHARE CAPITAL. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF THE 14TH OF MAY 2020 IN ITS
RESOLUTION NUMBER 27. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
17 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL IN FAVOUR OF ANY LEGAL PERSON,
UNDER FRENCH OR FOREIGN LAW, INCLUDING ANY
FINANCIAL INSTITUTION OR ITS SUBSIDIARIES,
ACTING ON BEHALF OF THE COMPANY TO SET UP
AN INTERNATIONAL EMPLOYEE SHAREHOLDING
SCHEME FOR THE ENGIE GROUP, BY ISSUANCE OF
SHARES AND OR SECURITIES GIVING ACCESS TO
EQUITY SECURITIES TO BE ISSUED, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS. THIS DELEGATION IS GIVEN FOR AN
18-MONTH PERIOD AND FOR A NOMINAL AMOUNT
THAT SHALL NOT EXCEED 0.5 PER CENT OF THE
SHARE CAPITAL. THIS AMOUNT SHALL COUNT
AGAINST THE OVERALL VALUE SET FORTH IN
RESOLUTION 16 OF THE PRESENT SHAREHOLDERS'
MEETING AND RESOLUTION 24 OF THE
SHAREHOLDERS' MEETING OF THE 14TH OF MAY
2020. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF THE
14TH OF MAY 2020 IN ITS RESOLUTION 28. ALL
POWERS TO THE BOARD OF DIRECTORS TO
ACCOMPLISH ALL NECESSARY FORMALITIES
18 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO GRANT, FOR FREE,
COMPANY'S EXISTING SHARES, IN FAVOUR OF THE
EMPLOYEES OF THE COMPANY AND THE EMPLOYEES
AND CORPORATE OFFICERS OF THE RELATED
COMPANIES OR GROUPINGS, THE CORPORATE
OFFICERS OF THE COMPANY BEING EXCLUDED,
BEING REMINDED THAT THE ALLOCATION WILL BE
GRANTED EITHER TO ALL THE EMPLOYEES WITHIN
A SCHEME OF FREE SHARES ALLOCATION OR TO
THE EMPLOYEES WHO ARE MEMBERS OF AN
INTERNATIONAL EMPLOYEE SHAREHOLDING SCHEME
OF THE ENGIE GROUP . THEY MAY NOT REPRESENT
MORE THAN 0.75 PER CENT OF THE SHARE
CAPITAL WITHOUT EXCEEDING 0.25 PER CENT OF
THE SHARE CAPITAL PER YEAR. THIS AMOUNT
SHALL COUNT AGAINST THE OVERALL VALUE SET
FORTH IN RESOLUTION NUMBER 19. THIS
AUTHORIZATION IS GIVEN FOR 38 MONTHS,
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF THE 18TH OF MAY 2018 IN ITS
RESOLUTION NUMBER 28. ALL POWERS TO THE
BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
19 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO GRANT, FOR FREE,
COMPANY'S EXISTING SHARES, IN FAVOUR OF
SOME EMPLOYEES OF THE COMPANY AND SOME
EMPLOYEES AND CORPORATE OFFICERS OF THE
RELATED COMPANIES OR GROUPINGS, THE
CORPORATE OFFICERS OF THE COMPANY BEING
EXCLUDED. THEY MAY NOT REPRESENT MORE THAN
0.75 PER CENT OF THE SHARE CAPITAL WITHOUT
EXCEEDING 0.25 PER CENT OF THE SHARE
CAPITAL PER YEAR. THIS AUTHORIZATION IS
GIVEN FOR A 38-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 18TH OF MAY
2018 IN ITS RESOLUTION NUMBER 29. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
20 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: THE SHAREHOLDERS'
MEETING RESOLVES TO RECORD THE LOSS FOR THE
YEAR OF EUR (3,928,252,423.00) AS A DEFICIT
IN THE ADDITIONAL PAID-IN CAPITAL ACCOUNT,
TO ALLOCATE DIVIDENDS FOR THE AMOUNT OF EUR
1,304,535,923.00 FROM THE ADDITIONAL
PAID-IN CAPITAL ACCOUNT, WHICH WILL SHOW A
NEW BALANCE OF EUR 22,233,760,727.00. THE
SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF
EUR 0.35 PER SHARE. A 10 PER CENT
EXCEPTIONAL DIVIDEND, I.E. EUR 0.035 PER
SHARE, WILL BE ALLOCATED TO THE SHARES
UNDER REGISTERED FORM FOR AT LEAST 2 YEARS
BY DEC. 31, 2020, WITHOUT ANY INTERRUPTION
UNTIL MAY 26, 2021. IF SOME OF THE
261,035,225 SHARES UNDER REGISTERED FORM
WERE TO CEASE TO BE REGISTERED AS SUCH
BETWEEN JAN. 1, 2021 AND MAY 26, 2021, THE
AMOUNT CORRESPONDING TO THE EXCEPTIONAL
DIVIDEND WOULD BE ALLOCATED TO THE OTHER
RESERVES. THE DIVIDEND AND EXCEPTIONAL
DIVIDEND WILL BE PAID ON MAY 26, 2021.
DIVIDENDS PAID FOR THE LAST YEARS: FISCAL
YEAR 2017: EUR 0.70 PER SHARE FISCAL YEAR
2018: EUR 1.12 PER SHARE FISCAL YEAR 2019:
EUR 0.00 PER SHARE
--------------------------------------------------------------------------------------------------------------------------
EQUIFAX INC. Agenda Number: 935362171
--------------------------------------------------------------------------------------------------------------------------
Security: 294429105
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: EFX
ISIN: US2944291051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark W. Begor Mgmt For For
1B. Election of Director: Mark L. Feidler Mgmt Against Against
1C. Election of Director: G. Thomas Hough Mgmt For For
1D. Election of Director: Robert D. Marcus Mgmt For For
1E. Election of Director: Scott A. McGregor Mgmt For For
1F. Election of Director: John A. McKinley Mgmt Against Against
1G. Election of Director: Robert W. Selander Mgmt For For
1H. Election of Director: Melissa D. Smith Mgmt For For
1I. Election of Director: Audrey Boone Tillman Mgmt For For
1J. Election of Director: Heather H. Wilson Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
EXPEDITORS INT'L OF WASHINGTON, INC. Agenda Number: 935356255
--------------------------------------------------------------------------------------------------------------------------
Security: 302130109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: EXPD
ISIN: US3021301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert R. Wright Mgmt Against Against
1.2 Election of Director: Glenn M. Alger Mgmt Against Against
1.3 Election of Director: Robert P. Carlile Mgmt For For
1.4 Election of Director: James M. DuBois Mgmt For For
1.5 Election of Director: Mark A. Emmert Mgmt Against Against
1.6 Election of Director: Diane H. Gulyas Mgmt For For
1.7 Election of Director: Jeffrey S. Musser Mgmt Against Against
1.8 Election of Director: Liane J. Pelletier Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
EXPERIAN PLC Agenda Number: 712825910
--------------------------------------------------------------------------------------------------------------------------
Security: G32655105
Meeting Type: AGM
Meeting Date: 22-Jul-2020
Ticker:
ISIN: GB00B19NLV48
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIPT OF THE ANNUAL REPORT AND FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY FOR THE YEAR
ENDED 31 MARCH 2020
2 TO APPROVE THE REPORT ON DIRECTORS' Mgmt For For
REMUNERATION
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
4 TO RE-ELECT DR RUBA BORNO AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT BRIAN CASSIN AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT CAROLINE DONAHUE AS A DIRECTOR Mgmt For For
OF THE COMPANY
7 TO RE-ELECT LUIZ FLEURY AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT DEIRDRE MAHLAN AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT LLOYD PITCHFORD AS A DIRECTOR Mgmt For For
OF THE COMPANY
10 TO RE-ELECT MIKE ROGERS AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT GEORGE ROSE AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-ELECT KERRY WILLIAMS AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-APPOINT KPMG LLP AS AUDITOR Mgmt For For
14 DIRECTORS' AUTHORITY TO DETERMINE THE Mgmt For For
AUDITORS' REMUNERATION
15 DIRECTORS' AUTHORITY TO ALLOT RELEVANT Mgmt For For
SECURITIES
16 DIRECTORS' AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
17 ADDITIONAL DIRECTORS' AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS FOR
ACQUISITIONS/SPECIFIED CAPITAL INVESTMENTS
18 DIRECTORS' AUTHORITY TO PURCHASE THE Mgmt For For
COMPANY'S OWN SHARES
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt Withheld Against
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt Withheld Against
Sheryl K. Sandberg Mgmt Withheld Against
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the director Mgmt Against Against
compensation policy.
4. A shareholder proposal regarding dual class Shr For Against
capital structure.
5. A shareholder proposal regarding an Shr For Against
independent chair.
6. A shareholder proposal regarding child Shr For Against
exploitation.
7. A shareholder proposal regarding Shr For Against
human/civil rights expert on board.
8. A shareholder proposal regarding platform Shr For Against
misuse.
9. A shareholder proposal regarding public Shr For Against
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 714226645
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Directors, Transition
to a Company with Supervisory Committee,
Approve Minor Revisions
3.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Inaba,
Yoshiharu
3.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamaguchi,
Kenji
3.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Michael J.
Cicco
3.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsukuda, Kazuo
3.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sumikawa,
Masaharu
3.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamazaki,
Naoko
4.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kohari, Katsuo
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Mitsumura,
Katsuya
4.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Imai, Yasuo
4.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yokoi,
Hidetoshi
4.5 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Tomita, Mieko
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
6 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
7 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Directors who are Audit and
Supervisory Committee Members and Outside
Directors)
--------------------------------------------------------------------------------------------------------------------------
FAST RETAILING CO.,LTD. Agenda Number: 713339263
--------------------------------------------------------------------------------------------------------------------------
Security: J1346E100
Meeting Type: AGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: JP3802300008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Amend Business Lines Mgmt For For
2.1 Appoint a Director Yanai, Tadashi Mgmt For For
2.2 Appoint a Director Hambayashi, Toru Mgmt For For
2.3 Appoint a Director Hattori, Nobumichi Mgmt For For
2.4 Appoint a Director Shintaku, Masaaki Mgmt For For
2.5 Appoint a Director Nawa, Takashi Mgmt For For
2.6 Appoint a Director Ono, Naotake Mgmt For For
2.7 Appoint a Director Okazaki, Takeshi Mgmt For For
2.8 Appoint a Director Yanai, Kazumi Mgmt For For
2.9 Appoint a Director Yanai, Koji Mgmt For For
3.1 Appoint a Corporate Auditor Shinjo, Masaaki Mgmt For For
3.2 Appoint a Corporate Auditor Kaneko, Keiko Mgmt For For
3.3 Appoint a Corporate Auditor Mori, Masakatsu Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
FERGUSON PLC Agenda Number: 712909045
--------------------------------------------------------------------------------------------------------------------------
Security: G3421J106
Meeting Type: OGM
Meeting Date: 29-Jul-2020
Ticker:
ISIN: JE00BJVNSS43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE Mgmt For For
COMPANY
--------------------------------------------------------------------------------------------------------------------------
FERGUSON PLC Agenda Number: 713329503
--------------------------------------------------------------------------------------------------------------------------
Security: G3421J106
Meeting Type: AGM
Meeting Date: 03-Dec-2020
Ticker:
ISIN: JE00BJVNSS43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt Against Against
3 APPROVE FINAL DIVIDEND: 208.2 CENTS PER Mgmt For For
ORDINARY SHARE
4 ELECT BILL BRUNDAGE AS DIRECTOR Mgmt For For
5 RE-ELECT TESSA BAMFORD AS DIRECTOR Mgmt For For
6 RE-ELECT GEOFF DRABBLE AS DIRECTOR Mgmt For For
7 RE-ELECT CATHERINE HALLIGAN AS DIRECTOR Mgmt For For
8 RE-ELECT KEVIN MURPHY AS DIRECTOR Mgmt For For
9 RE-ELECT ALAN MURRAY AS DIRECTOR Mgmt For For
10 RE-ELECT TOM SCHMITT AS DIRECTOR Mgmt For For
11 RE-ELECT DR NADIA SHOURABOURA AS DIRECTOR Mgmt For For
12 RE-ELECT JACQUELINE SIMMONDS AS DIRECTOR Mgmt For For
13 REAPPOINT DELOITTE LLP AS AUDITORS Mgmt For For
14 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
15 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
16 AUTHORISE ISSUE OF EQUITY Mgmt Against Against
17 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
19 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
CMMT 04 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS . IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FERROVIAL SA Agenda Number: 713633368
--------------------------------------------------------------------------------------------------------------------------
Security: E49512119
Meeting Type: OGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: ES0118900010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 09 APR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
CMMT SHAREHOLDERS HOLDING LESS THAN "100" SHARES Non-Voting
(MINIMUM AMOUNT TO ATTEND THE MEETING) MAY
GRANT A PROXY TO ANOTHER SHAREHOLDER
ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM
TO REACH AT LEAST THAT NUMBER, GIVING
REPRESENTATION TO A SHAREHOLDER OF THE
GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
1.1 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt For For
ANNUAL ACCOUNTS AND MANAGEMENT REPORTS
1.2 APPROVAL OF THE NON-FINANCIAL INFORMATION Mgmt For For
REPORT
2 ALLOCATION OF RESULTS Mgmt For For
3 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt For For
DIRECTORS
4 APPROVAL OF THE FIRST CAPITAL INCREASE Mgmt For For
5 APPROVAL OF THE SECOND CAPITAL INCREASE Mgmt For For
6 APPROVAL OF A DECREASE IN SHARE CAPITAL Mgmt For For
7.1 CONSULTIVE VOTE ABOUT THE COMPANY Mgmt For For
GREENHOUSE GAS EMISSIONS REDUCTION PLAN
7.2 CONSULTIVE VOTE ABOUT THE COMPANY'S CLIMATE Mgmt For For
STRATEGY REPORT
8 APPROVAL OF THE DIRECTOR'S REMUNERATION Mgmt For For
POLICY
9 CONSULTIVE VOTE ON THE ANNUAL REPORT ON Mgmt For For
DIRECTOR'S REMUNERATION
10 DELEGATION OF POWERS TO IMPLEMENT Mgmt For For
AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE
GENERAL MEETING
11 INFORMATION ABOUT AMENDMENTS ON THE Non-Voting
REGULATIONS OF THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935378097
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen R. Alemany Mgmt For For
1B. Election of Director: Jeffrey A. Goldstein Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt Against Against
1D. Election of Director: Keith W. Hughes Mgmt Against Against
1E. Election of Director: Gary L. Lauer Mgmt For For
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Mgmt For For
Jr.
1J. Election of Director: Jeffrey E. Stiefler Mgmt For For
2. Advisory vote on Fidelity National Mgmt For For
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 935338980
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Nicholas K. Akins
1B. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: B. Evan Bayh, III
1C. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Jorge L. Benitez
1D. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Katherine B.
Blackburn
1E. Election of member of the Board of Mgmt Against Against
Directors to serve until the Annual Meeting
of Shareholders in 2022: Emerson L.
Brumback
1F. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Greg D. Carmichael
1G. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Linda W.
Clement-Holmes
1H. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: C. Bryan Daniels
1I. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Mitchell S. Feiger
1J. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Thomas H. Harvey
1K. Election of member of the Board of Mgmt Against Against
Directors to serve until the Annual Meeting
of Shareholders in 2022: Gary R. Heminger
1L. Election of member of the Board of Mgmt Against Against
Directors to serve until the Annual Meeting
of Shareholders in 2022: Jewell D. Hoover
1M. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Eileen A. Mallesch
1N. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Michael B.
McCallister
1O. Election of member of the Board of Mgmt Against Against
Directors to serve until the Annual Meeting
of Shareholders in 2022: Marsha C. Williams
2. Ratification of the appointment of the firm Mgmt For For
of Deloitte & Touche LLP to serve as the
independent external audit firm for the
Company for the year 2021.
3. An advisory vote on approval of the Mgmt For For
Company's executive compensation.
4. An advisory vote to determine whether the Mgmt 1 Year For
shareholder vote on the compensation of the
Company's executives will occur every 1, 2,
or 3 years.
5. Approval of the Fifth Third Bancorp 2021 Mgmt For For
Incentive Compensation Plan, including the
issuance of shares of common stock
authorized thereunder.
6. Approval of an amendment to the Fifth Third Mgmt For For
Bancorp Articles of Incorporation to
eliminate statutory supermajority vote
requirements.
7. Approval of an amendment to the Fifth Third Mgmt For For
Bancorp Articles of Incorporation to
eliminate cumulative voting.
--------------------------------------------------------------------------------------------------------------------------
FNAC DARTY SA Agenda Number: 713935495
--------------------------------------------------------------------------------------------------------------------------
Security: F3808N101
Meeting Type: MIX
Meeting Date: 27-May-2021
Ticker:
ISIN: FR0011476928
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 19 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 10 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104162100971-46 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105102101550-56 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 APPROVAL OF THE EXPENSES AND COSTS REFERRED Mgmt For For
TO IN ARTICLE 39-4 OF THE FRENCH GENERAL
TAX CODE
4 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND
5 STATUTORY AUDITORS' SPECIAL REPORT ON THE Mgmt For For
REGULATED AGREEMENTS - ACKNOWLEDGEMENT OF
THE ABSENCE OF NEW AGREEMENTS
6 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
CAROLINE GREGOIRE SAINTE MARIE AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
SANDRA LAGUMINA AS DIRECTOR
8 RENEWAL OF THE TERM OF OFFICE OF MR. NONCE Mgmt For For
PAOLINI AS DIRECTOR
9 ANNUAL FIXED AMOUNT TO BE ALLOCATED TO Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
10 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
11 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
12 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHIEF EXECUTIVE OFFICER AND/OR ANY OTHER
EXECUTIVE CORPORATE OFFICER
13 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt For For
SECTION I OF ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE
14 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE PREVIOUS FINANCIAL YEAR OR
AWARDED FOR THE SAME FINANCIAL YEAR TO MR.
JACQUES VEYRAT, CHAIRMAN OF THE BOARD OF
DIRECTORS
15 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE PREVIOUS FINANCIAL YEAR OR
AWARDED FOR THE SAME FINANCIAL YEAR TO MR.
ENRIQUE MARTINEZ, CHIEF EXECUTIVE OFFICER
16 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR THE COMPANY TO BUY BACK ITS
OWN SHARES IN ACCORDANCE WITH THE
PROVISIONS OF ARTICLE L. 22-10-62 OF THE
FRENCH COMMERCIAL CODE
17 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO CANCEL THE SHARES
REPURCHASED BY THE COMPANY WITHIN THE
CONTEXT OF THE PROVISIONS OF ARTICLE L.
22-10-62 OF THE FRENCH COMMERCIAL CODE
18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY CAPITALISATION OF RESERVES,
PROFITS AND/OR PREMIUMS
19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE COMMON
SHARES GRANTING, WHERE APPLICABLE, ACCESS
TO COMMON SHARES OR TO THE ALLOCATION OF
DEBT SECURITIES, AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO COMMON
SHARES, WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE COMMON
SHARES GRANTING, WHERE APPLICABLE, ACCESS
TO COMMON SHARES OR TO THE ALLOCATION OF
DEBT SECURITIES, AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO COMMON
SHARES, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT AND OPTIONAL
PRIORITY PERIOD BY PUBLIC OFFERING
(EXCLUDING THE OFFERS REFERRED TO IN
SECTION 1 OF ARTICLE L.411-2 OF THE FRENCH
MONETARY AND FINANCIAL CODE) AND/OR IN
COMPENSATION FOR SECURITIES IN THE CONTEXT
OF A PUBLIC EXCHANGE OFFER
21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE COMMON
SHARES GRANTING, WHERE APPLICABLE, ACCESS
TO COMMON SHARES OR TO THE ALLOCATION OF
DEBT SECURITIES, AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO COMMON
SHARES, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT THROUGH AN
OFFER REFERRED TO IN SECTION 1 OF ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE)
22 AUTHORISATION, IN THE EVENT OF AN ISSUE Mgmt For For
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, TO SET THE ISSUE PRICE,
WITHIN THE LIMIT OF 10% OF THE CAPITAL PER
YEAR, UNDER THE TERMS AND CONDITIONS
DETERMINED BY THE MEETING
23 AUTHORISATION TO INCREASE THE AMOUNT OF Mgmt For For
ISSUES
24 DELEGATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE CAPITAL BY
ISSUING COMMON SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
WITHIN THE LIMIT OF 10% OF THE CAPITAL IN
ORDER TO COMPENSATE CONTRIBUTIONS IN KIND
OF SECURITIES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL
25 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY ISSUING COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE
BENEFIT OF THE MEMBERS OF A COMPANY SAVINGS
PLAN PURSUANT TO ARTICLES L. 3332-18 AND
FOLLOWING OF THE FRENCH LABOUR CODE
26 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT 19 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 19 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FUJIKURA LTD. Agenda Number: 713030687
--------------------------------------------------------------------------------------------------------------------------
Security: J14784128
Meeting Type: EGM
Meeting Date: 16-Sep-2020
Ticker:
ISIN: JP3811000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
The Transfer Agent in Japan for this event Non-Voting
requires it be registered as an "EGM"
though the event will be conducted as an
"AGM"
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ito, Masahiko
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Wada, Akira
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kitajima,
Takeaki
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hosoya,
Hideyuki
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takizawa,
Takashi
1.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ito, Tetsu
1.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Joseph E.
Gallagher
1.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Inaba, Masato
1.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sekikawa,
Shigeo
--------------------------------------------------------------------------------------------------------------------------
FUJIKURA LTD. Agenda Number: 714242447
--------------------------------------------------------------------------------------------------------------------------
Security: J14784128
Meeting Type: AGM
Meeting Date: 30-Jun-2021
Ticker:
ISIN: JP3811000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Reduce the Board of Mgmt For For
Directors Size, Eliminate the Articles
Related to Counselors and/or Advisors,
Approve Minor Revisions
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ito, Masahiko
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Okada, Naoki
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Joseph E.
Gallagher
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Inaba, Masato
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Sekikawa,
Shigeo
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Shirai, Yoshio
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Hanazaki,
Hamako
3.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yoshikawa,
Keiji
3.5 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Yamaguchi,
Yoji
3.6 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Meguro, Kozo
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 935359338
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James S. Crown Mgmt Against Against
1B. Election of Director: Rudy F. deLeon Mgmt Against Against
1C. Election of Director: Cecil D. Haney Mgmt For For
1D. Election of Director: Mark M. Malcolm Mgmt For For
1E. Election of Director: James N. Mattis Mgmt For For
1F. Election of Director: Phebe N. Novakovic Mgmt For For
1G. Election of Director: C. Howard Nye Mgmt Against Against
1H. Election of Director: Catherine B. Reynolds Mgmt For For
1I. Election of Director: Laura J. Schumacher Mgmt Against Against
1J. Election of Director: Robert K. Steel Mgmt For For
1K. Election of Director: John G. Stratton Mgmt For For
1L. Election of Director: Peter A. Wall Mgmt For For
2. Advisory Vote on the Selection of Mgmt For For
Independent Auditors.
3. Advisory Vote to approve Executive Mgmt For For
Compensation.
4. Shareholder Proposal to reduce the Shr For Against
ownership threshold required to call a
Special Shareholder meeting.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 935366561
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for the next Mgmt For For
year: Jacqueline K. Barton, Ph.D.
1B. Election of Director to serve for the next Mgmt For For
year: Jeffrey A. Bluestone, Ph.D.
1C. Election of Director to serve for the next Mgmt For For
year: Sandra J. Horning, M.D.
1D. Election of Director to serve for the next Mgmt For For
year: Kelly A. Kramer
1E. Election of Director to serve for the next Mgmt Against Against
year: Kevin E. Lofton
1F. Election of Director to serve for the next Mgmt For For
year: Harish Manwani
1G. Election of Director to serve for the next Mgmt For For
year: Daniel P. O'Day
1H. Election of Director to serve for the next Mgmt For For
year: Javier J. Rodriguez
1I. Election of Director to serve for the next Mgmt For For
year: Anthony Welters
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if Shr For Against
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairperson of the Board of
Directors be an independent director.
--------------------------------------------------------------------------------------------------------------------------
GLENCORE PLC Agenda Number: 713733740
--------------------------------------------------------------------------------------------------------------------------
Security: G39420107
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: JE00B4T3BW64
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED 31 DECEMBER 2020
2 TO APPROVE THAT THE COMPANY'S CAPITAL Mgmt For For
CONTRIBUTION RESERVES (FORMING PART OF ITS
SHARE PREMIUM ACCOUNT) BE REDUCED AND BE
REPAID TO SHAREHOLDERS AS PER THE TERMS SET
OUT IN THE NOTICE OF MEETING
3 TO RE-ELECT ANTHONY HAYWARD AS A DIRECTOR Mgmt For For
4 TO RE-ELECT IVAN GLASENBERG AS A DIRECTOR, Mgmt For For
FOR A TERM EXPIRING ON 30 JUNE 2021
5 TO RE-ELECT PETER COATES AS A DIRECTOR Mgmt Against Against
6 TO RE-ELECT MARTIN GILBERT AS A DIRECTOR Mgmt Against Against
7 TO RE-ELECT GILL MARCUS AS A DIRECTOR Mgmt For For
8 TO RE-ELECT PATRICE MERRIN AS A DIRECTOR Mgmt For For
9 TO RE-ELECT KALIDAS MADHAVPEDDI AS A Mgmt For For
DIRECTOR
10 TO ELECT CYNTHIA CARROLL AS A DIRECTOR Mgmt For For
11 TO REAPPOINT DELOITTE LLP AS THE COMPANY'S Mgmt For For
AUDITORS TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID OR A DATE TO BE
DETERMINED BY THE DIRECTORS
12 TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
13 TO APPROVE RULES OF THE GLENCORE PLC Mgmt Against Against
INCENTIVE PLAN
14 TO APPROVE COMPANY'S CLIMATE ACTION Mgmt Against Against
TRANSITION PLAN DATED 4TH DECEMBER 2020
15 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
POLICY AS SET OUT IN THE 2020 ANNUAL REPORT
16 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT AS SET OUT IN THE 2020 ANNUAL REPORT
17 TO RENEW THE AUTHORITY CONFERRED ON THE Mgmt For For
DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE
COMPANY'S ARTICLES OF ASSOCIATION
18 SUBJECT TO THE PASSING OF RESOLUTION 17, TO Mgmt For For
RENEW THE AUTHORITY CONFERRED ON THE
DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE
COMPANY'S ARTICLES OF ASSOCIATION TO ALLOT
EQUITY SECURITIES FOR CASH FOR AN ALLOTMENT
PERIOD
19 SUBJECT TO THE PASSING OF RESOLUTION 17, Mgmt For For
AND IN ADDITION TO ANY AUTHORITY GRANTED
UNDER RESOLUTION 18, TO EMPOWER THE
DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE
ARTICLES TO ALLOT EQUITY SECURITIES FOR
CASH FOR AN ALLOTMENT PERIOD
20 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ORDINARY SHARES
--------------------------------------------------------------------------------------------------------------------------
GROUPE BRUXELLES LAMBERT SA Agenda Number: 713749123
--------------------------------------------------------------------------------------------------------------------------
Security: B4746J115
Meeting Type: OGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: BE0003797140
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 MANAGEMENT REPORT OF THE BOARD OF DIRECTORS Non-Voting
AND REPORTS OF THE STATUTORY AUDITOR ON THE
2020 FINANCIAL YEAR
2.1 FINANCIAL STATEMENTS FOR THE YEAR ENDED Non-Voting
DECEMBER 31, 2020: PRESENTATION OF THE
CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED
DECEMBER 31, 2020. THIS ITEM DOES NOT
REQUIRE A VOTE
2.2 FINANCIAL STATEMENTS FOR THE YEAR ENDED Mgmt For For
DECEMBER 31, 2020: APPROVAL OF ANNUAL
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2020
3 DISCHARGE OF THE DIRECTORS: PROPOSAL FOR Mgmt For For
THE DISCHARGE TO BE GRANTED TO THE
DIRECTORS FOR DUTIES PERFORMED DURING THE
YEAR ENDED DECEMBER 31, 2020
4 DISCHARGE OF THE STATUTORY AUDITOR: Mgmt For For
PROPOSAL FOR THE DISCHARGE TO BE GRANTED TO
THE STATUTORY AUDITOR FOR DUTIES PERFORMED
DURING THE YEAR ENDED DECEMBER 31, 2020
5.1 RESIGNATION AND APPOINTMENT OF DIRECTOR: Non-Voting
ACKNOWLEDGMENT OF THE RESIGNATION OF GERARD
LAMARCHE AS DIRECTOR AT THE CONCLUSION OF
THIS GENERAL SHAREHOLDERS' MEETING
5.2 RESIGNATION AND APPOINTMENT OF DIRECTOR: Mgmt Against Against
APPOINTMENT OF A DIRECTOR: PROPOSAL TO
APPOINT JACQUES VEYRAT AS DIRECTOR FOR A
FOUR-YEAR TERM AND TO ACKNOWLEDGE THE
INDEPENDENCE OF JACQUES VEYRAT WHO MEETS
THE CRITERIA LISTED IN ARTICLE 7:87,
SECTION1 OF THE CODE ON COMPANIES AND
ASSOCIATIONS AND INCLUDED IN THE GBL
CORPORATE GOVERNANCE CHARTER
5.3.1 RESIGNATION AND APPOINTMENT OF DIRECTOR: Mgmt Against Against
RENEWAL OF DIRECTORS' TERM OF OFFICE:
PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM,
IN HIS CAPACITY AS DIRECTOR, CLAUDE
GENEREUX WHOSE CURRENT TERM OF OFFICE
EXPIRES AT THE CONCLUSION OF THIS GENERAL
SHAREHOLDERS' MEETING
5.3.2 RESIGNATION AND APPOINTMENT OF DIRECTOR: Mgmt Against Against
RENEWAL OF DIRECTORS' TERM OF OFFICE:
PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM,
IN HIS CAPACITY AS DIRECTOR, JOCELYN
LEFEBVRE WHOSE CURRENT TERM OF OFFICE
EXPIRES AT THE CONCLUSION OF THIS GENERAL
SHAREHOLDERS' MEETING
5.3.3 RESIGNATION AND APPOINTMENT OF DIRECTOR: Mgmt For For
RENEWAL OF DIRECTORS' TERM OF OFFICE:
PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM,
IN HER CAPACITY AS DIRECTOR, AGNES TOURAINE
WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE
CONCLUSION OF THIS GENERAL SHAREHOLDERS'
MEETING AND TO ACKNOWLEDGE THE INDEPENDENCE
OF AGNES TOURAINE WHO MEETS THE CRITERIA
MENTIONED IN ARTICLE 7:87, SECTION1 OF THE
CODE ON COMPANIES AND ASSOCIATIONS AND
INCLUDED IN THE GBL CORPORATE GOVERNANCE
CHARTER
6.1 RESIGNATION AND APPOINTMENT OF THE Non-Voting
STATUTORY AUDITOR: ACKNOWLEDGMENT OF THE
RESIGNATION, AT THE CONCLUSION OF THIS
GENERAL SHAREHOLDERS' MEETING, OF DELOITTE
REVISEURS D'ENTREPRISES SCRL, REPRESENTED
BY CORINE MAGNIN AS STATUTORY AUDITOR
6.2 RESIGNATION AND APPOINTMENT OF THE Mgmt For For
STATUTORY AUDITOR: ON THE RECOMMENDATION OF
THE AUDIT COMMITTEE, PROPOSAL TO APPOINT AS
STATUTORY AUDITOR PRICEWATERHOUSECOOPERS
BEDRIJFSREVISOREN-REVISEURS D'ENTREPRISES
FOR A THREE-YEAR TERM AND TO SET ITS FEES
AT EUR 91,000 A YEAR EXCLUSIVE OF VAT. FOR
INFORMATION, IT IS STATED THAT THE
STATUTORY AUDITOR WILL BE REPRESENTED BY
ALEXIS VAN BAVEL
7 REMUNERATION REPORT: PROPOSAL TO APPROVE Mgmt For For
THE BOARD OF DIRECTORS' REMUNERATION REPORT
FOR THE 2020 FINANCIAL YEAR
8.1 LONG TERM INCENTIVE: PROPOSAL TO CONFIRM AN Mgmt Against Against
ADDITIONAL ALLOCATION OF OPTIONS TO THE
CEO, MADE IN DECEMBER 2020. THESE OPTIONS
HAVE THE SAME CHARACTERISTICS AS THE
OPTIONS ALLOCATED TO HIM IN THE FIRST HALF
OF 2020. THESE CHARACTERISTICS ARE
DESCRIBED IN THE REMUNERATION REPORT. THE
UNDERLYING VALUE OF THE ASSETS OF THE
SUBSIDIARY COVERED BY THE OPTIONS GRANTED
TO THE CEO IN DECEMBER 2020 AMOUNTS TO EUR
4.32 MILLION. IT IS SPECIFIED THAT THE
POSSIBILITY FOR THE CEO TO EXERCISE THESE
OPTIONS HAS, AMONG OTHER CONDITIONS, BEEN
SUBJECT TO THE APPROVAL OF THIS GENERAL
MEETING. AN ADDITIONAL GRANT OF OPTIONS WAS
ALSO MADE IN DECEMBER 2020 IN FAVOR OF
STAFF MEMBERS
8.2 LONG TERM INCENTIVE: TO THE EXTENT Mgmt For For
NECESSARY, PROPOSAL TO APPROVE THE STOCK
OPTION PLAN FOR 2021 UNDER WHICH THE CEO
MAY RECEIVE IN 2021 OPTIONS RELATING TO
EXISTING SHARES OF A SUBSIDIARY OF THE
COMPANY. THE UNDERLYING VALUE OF THE ASSETS
OF THE SUBSIDIARY COVERED BY THE OPTIONS
THAT MAY BE GRANTED TO THE CEO IN 2021
AMOUNTS TO EUR 4.32 MILLION. THESE OPTIONS
WILL BE SUBJECT TO THE EXERCISE CONDITIONS
SPECIFIED IN THE REMUNERATION POLICY. THE
2021 STOCK OPTION PLAN WILL ALSO BENEFIT
STAFF MEMBERS
8.3 LONG TERM INCENTIVE: REPORT OF THE BOARD OF Mgmt For For
DIRECTORS DRAWN UP PURSUANT TO ARTICLE
7:227 OF THE CODE ON COMPANIES AND
ASSOCIATIONS WITH RESPECT TO THE GUARANTEES
REFERRED TO IN THE FOLLOWING RESOLUTION
PROPOSAL
8.4 LONG TERM INCENTIVE: PURSUANT TO ARTICLE Mgmt For For
7:227 OF THE CODE ON COMPANIES AND
ASSOCIATIONS, TO THE EXTENT NECESSARY,
PROPOSAL TO APPROVE THE GRANT BY GBL OF
GUARATEES TO ONE OR SEVERAL BANKS WITH
RESPECT TO THE CREDITS GRANTED BY THAT OR
THESE BANKS TO ONE OR SEVERAL SUBSIDIARIES
OF GBL, PERMITTING THE LATTER TO ACQUIRE
GBL SHARES IN THE FRAMEWORK OF THE
AFOREMENTIONED PLANS
9 MISCELLANEOUS Non-Voting
CMMT 01 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 01 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
REVISED DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HAKUHODO DY HOLDINGS INCORPORATED Agenda Number: 714257311
--------------------------------------------------------------------------------------------------------------------------
Security: J19174101
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3766550002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Minor Revisions Mgmt For For
3.1 Appoint a Director Toda, Hirokazu Mgmt For For
3.2 Appoint a Director Mizushima, Masayuki Mgmt For For
3.3 Appoint a Director Yajima, Hirotake Mgmt For For
3.4 Appoint a Director Nishioka, Masanori Mgmt For For
3.5 Appoint a Director Ebana, Akihiko Mgmt For For
3.6 Appoint a Director Nakatani, Yoshitaka Mgmt For For
3.7 Appoint a Director Matsuda, Noboru Mgmt For For
3.8 Appoint a Director Hattori, Nobumichi Mgmt For For
3.9 Appoint a Director Yamashita, Toru Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HALMA PLC Agenda Number: 712982289
--------------------------------------------------------------------------------------------------------------------------
Security: G42504103
Meeting Type: AGM
Meeting Date: 04-Sep-2020
Ticker:
ISIN: GB0004052071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ACCOUNTS AND THE REPORTS OF Mgmt For For
THE DIRECTORS (INCLUDING THE STRATEGIC
REPORT) AND THE AUDITOR FOR THE YEAR ENDED
31 MARCH 2020
2 TO DECLARE A FINAL DIVIDEND OF 9.96P PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 MARCH 2020,
PAYABLE ON 1 OCTOBER 2020 TO SHAREHOLDERS
ON THE REGISTER OF MEMBERS AT THE CLOSE OF
BUSINESS ON 28 AUGUST 2020
3 TO APPROVE THE REMUNERATION REPORT FOR THE Mgmt For For
YEAR ENDED 31 MARCH 2020 AS SET OUT ON
PAGES 77 TO 95 OF THE ANNUAL REPORT AND
ACCOUNTS 2020
4 TO RE-ELECT PAUL WALKER AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT ANDREW WILLIAMS AS A DIRECTOR Mgmt Against Against
OF THE COMPANY
6 TO RE-ELECT ADAM MEYERS AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT DANIELA BARONE SOARES AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 TO RE-ELECT ROY TWITE AS A DIRECTOR OF THE Mgmt For For
COMPANY
9 TO RE-ELECT TONY RICE AS A DIRECTOR OF THE Mgmt For For
COMPANY
10 TO RE-ELECT CAROLE CRAN AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT JO HARLOW AS A DIRECTOR OF THE Mgmt For For
COMPANY
12 TO RE-ELECT JENNIFER WARD AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-ELECT MARC RONCHETTI AS A DIRECTOR OF Mgmt For For
THE COMPANY
14 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY
15 TO AUTHORISE THE DIRECTORS, ACTING THROUGH Mgmt For For
THE AUDIT COMMITTEE, TO DETERMINE THE
REMUNERATION OF THE AUDITOR
16 AUTHORITY TO ALLOT SHARES Mgmt For For
17 THAT, IN ACCORDANCE WITH SECTIONS 366 AND Mgmt For For
367 OF THE 2006 ACT, THE COMPANY AND ANY
COMPANY WHICH IS, OR BECOMES, A SUBSIDIARY
OF THE COMPANY AT ANY TIME DURING THE
PERIOD FOR WHICH THIS RESOLUTION HAS
EFFECT, BE AUTHORISED TO: A. MAKE POLITICAL
DONATIONS TO POLITICAL PARTIES AND/OR
INDEPENDENT ELECTION CANDIDATES NOT
EXCEEDING GBP 100,000 IN TOTAL; B. MAKE
POLITICAL DONATIONS TO POLITICAL
ORGANISATIONS, OTHER THAN POLITICAL
PARTIES, NOT EXCEEDING GBP 100,000 IN
TOTAL; AND C. INCUR POLITICAL EXPENDITURE
NOT EXCEEDING GBP 100,000 IN TOTAL, (AS
SUCH TERMS ARE DEFINED IN PART 14 OF THE
2006 ACT) DURING THE PERIOD BEGINNING ON
THE DATE OF THE PASSING OF THIS RESOLUTION
AND ENDING ON THE EARLIER OF (I) THE
CONCLUSION OF THE ANNUAL GENERAL MEETING OF
THE COMPANY TO BE HELD IN 2021 AND (II) 30
SEPTEMBER 2021, PROVIDED THAT THE AGGREGATE
AMOUNT OF ALL POLITICAL DONATIONS AND
POLITICAL EXPENDITURE MADE OR INCURRED
UNDER PARAGRAPHS A., B. AND C. ABOVE SHALL
NOT EXCEED GBP 100,000 IN TOTAL
18 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
19 ADDITIONAL DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
20 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
21 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
22 THAT THE ARTICLES OF ASSOCIATION AS Mgmt For For
PRODUCED TO THE MEETING AND INITIALLED BY
THE CHAIRMAN (FOR THE PURPOSE OF
IDENTIFICATION) BE ADOPTED AS THE ARTICLES
OF ASSOCIATION OF THE COMPANY IN
SUBSTITUTION FOR, AND TO THE EXCLUSION OF,
THE EXISTING ARTICLES OF ASSOCIATION, WITH
EFFECT FROM THE CONCLUSION OF THE AGM
--------------------------------------------------------------------------------------------------------------------------
HANNOVER RUECK SE Agenda Number: 713727521
--------------------------------------------------------------------------------------------------------------------------
Security: D3015J135
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: DE0008402215
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 4.50 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH
PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 2
BILLION; APPROVE CREATION OF EUR 24.1
MILLION POOL OF CAPITAL TO GUARANTEE
CONVERSION RIGHTS
6 APPROVE CREATION OF EUR 24.1 MILLION POOL Mgmt For For
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
7 APPROVE CREATION OF EUR 1 MILLION POOL OF Mgmt For For
CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
8 APPROVE REMUNERATION POLICY Mgmt For For
9 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HASBRO, INC. Agenda Number: 935373807
--------------------------------------------------------------------------------------------------------------------------
Security: 418056107
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HAS
ISIN: US4180561072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth A. Bronfin Mgmt Against Against
1B. Election of Director: Michael R. Burns Mgmt For For
1C. Election of Director: Hope F. Cochran Mgmt For For
1D. Election of Director: Lisa Gersh Mgmt Against Against
1E. Election of Director: Brian D. Goldner Mgmt For For
1F. Election of Director: Tracy A. Leinbach Mgmt Against Against
1G. Election of Director: Edward M. Philip Mgmt Against Against
1H. Election of Director: Laurel J. Richie Mgmt For For
1I. Election of Director: Richard S. Stoddart Mgmt For For
1J. Election of Director: Mary Best West Mgmt For For
1K. Election of Director: Linda K. Zecher Mgmt For For
2. The adoption, on an advisory basis, of a Mgmt For For
resolution approving the compensation of
the Named Executive Officers of Hasbro,
Inc., as described in the "Compensation
Discussion and Analysis" and "Executive
Compensation" sections of the 2021 Proxy
Statement.
3. Ratification of the selection of KPMG LLP Mgmt For For
as Hasbro, Inc.'s independent registered
public accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
HEINEKEN HOLDING NV Agenda Number: 713673184
--------------------------------------------------------------------------------------------------------------------------
Security: N39338194
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: NL0000008977
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. REPORT OF THE BOARD OF DIRECTORS FOR THE Non-Voting
2020 FINANCIAL YEAR
2. ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt For For
FOR THE 2020 FINANCIAL YEAR
3. ADOPTION OF THE FINANCIAL STATEMENTS FOR Mgmt For For
THE 2020 FINANCIAL YEAR
4. ANNOUNCEMENT OF THE APPROPRIATION OF THE Non-Voting
BALANCE OF THE INCOME STATEMENT PURSUANT TO
THE PROVISIONS IN ARTICLE 10, PARAGRAPH 6,
OF THE ARTICLES OF ASSOCIATION
5. DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS
6. AUTHORISATIONS Non-Voting
6.a. AUTHORISATION OF THE BOARD OF DIRECTORS TO Mgmt For For
ACQUIRE OWN SHARES
6.b. AUTHORISATION OF THE BOARD OF DIRECTORS TO Mgmt For For
ISSUE (RIGHTS TO) SHARES
6.c. AUTHORISATION OF THE BOARD OF DIRECTORS TO Mgmt For For
RESTRICT OR EXCLUDE SHAREHOLDERS
PRE-EMPTIVE RIGHTS
7. COMPOSITION BOARD OF DIRECTORS Non-Voting
7.a. REAPPOINTMENT OF MR M. DAS AS A Mgmt Against Against
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS
7.b. REAPPOINTMENT OF MR A.A.C. DE CARVALHO AS A Mgmt Against Against
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS
8. REAPPOINTMENT OF THE EXTERNAL AUDITOR FOR A Mgmt For For
PERIOD OF ONE YEAR: DELOITTE ACCOUNTANTS
B.V.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT 22 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTIONS 6,7 AND 8. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HEINEKEN NV Agenda Number: 713673196
--------------------------------------------------------------------------------------------------------------------------
Security: N39427211
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: NL0000009165
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1. OPENING Non-Voting
1a. REPORT OF THE EXECUTIVE BOARD FOR THE Non-Voting
FINANCIAL YEAR 2020
1b. ADVISORY VOTE ON THE 2020 REMUNERATION Mgmt For For
REPORT
1c. ADOPTION OF THE 2020 FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY
1d. EXPLANATION OF THE DIVIDEND POLICY Non-Voting
1e. ADOPTION OF THE DIVIDEND PROPOSAL FOR 2020: Mgmt For For
EUR 0.70 PER SHARE
1f. DISCHARGE OF THE MEMBERS OF THE EXECUTIVE Mgmt For For
BOARD
1g. DISCHARGE OF THE MEMBERS OF THE SUPERVISORY Mgmt For For
BOARD
2. AUTHORISATIONS Non-Voting
2a. AUTHORISATION OF THE EXECUTIVE BOARD TO Mgmt For For
ACQUIRE OWN SHARES
2b. AUTHORISATION OF THE EXECUTIVE BOARD TO Mgmt For For
ISSUE (RIGHTS TO) SHARES
2c. AUTHORISATION OF THE EXECUTIVE BOARD TO Mgmt For For
RESTRICT OR EXCLUDE SHAREHOLDERS
PRE-EMPTIVE RIGHTS
3. COMPOSITION EXECUTIVE BOARD APPOINTMENT OF Mgmt For For
MR. H.P.J. VAN DEN BROEK AS MEMBER OF THE
EXECUTIVE BOARD
4. COMPOSITION SUPERVISORY BOARD Non-Voting
4a. RE-APPOINTMENT OF MR. M. DAS AS MEMBER (AND Mgmt Against Against
DELEGATED MEMBER) OF THE SUPERVISORY BOARD
4b. APPOINTMENT OF MR. N. PARANJPE AS MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
5. RE-APPOINTMENT OF THE EXTERNAL AUDITOR FOR Mgmt For For
A PERIOD OF ONE YEAR: DELOITTE ACCOUNTANTS
B.V
6. CLOSING Non-Voting
CMMT 22 Mar 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTIONS 6 AND 1e. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HEIWA REAL ESTATE CO.,LTD. Agenda Number: 714242752
--------------------------------------------------------------------------------------------------------------------------
Security: J19278100
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3834800009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Tsuchimoto, Kiyoyuki Mgmt For For
2.2 Appoint a Director Iwasaki, Norio Mgmt For For
2.3 Appoint a Director Yamada, Kazuo Mgmt For For
2.4 Appoint a Director Mizuta, Hiroki Mgmt For For
2.5 Appoint a Director Nakao, Tomoharu Mgmt For For
2.6 Appoint a Director Masui, Kiichiro Mgmt For For
2.7 Appoint a Director Ota, Junji Mgmt For For
2.8 Appoint a Director Moriguchi, Takahiro Mgmt For For
2.9 Appoint a Director Utsunomiya, Junko Mgmt For For
3 Appoint a Corporate Auditor Shimomura, Mgmt Against Against
Shosaku
4 Shareholder Proposal: Amend Articles of Shr For Against
Incorporation (Establish the Articles
Related to Prohibition of Appointments of
Officials from Japan Exchange Group, Inc.)
5 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establish the Articles
Related to Inclusion of Required Experience
of Directors)
6 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establish the Articles
Related to Dissolution of
Cross-Shareholdings)
--------------------------------------------------------------------------------------------------------------------------
HENKEL AG & CO. KGAA Agenda Number: 713737647
--------------------------------------------------------------------------------------------------------------------------
Security: D3207M110
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: DE0006048432
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 527351 DUE TO CHANGE IN RECORD
DATE FROM 26 MAR 2021 TO 25 MAR 2021
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Non-Voting
OF EUR 1.83 PER ORDINARY SHARE AND EUR 1.85
PER PREFERRED SHARE
3 APPROVE DISCHARGE OF PERSONALLY LIABLE Non-Voting
PARTNER FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Non-Voting
FISCAL YEAR 2020
5 APPROVE DISCHARGE OF SHAREHOLDERS' Non-Voting
COMMITTEE FOR FISCAL YEAR 2020
6 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Non-Voting
AUDITORS FOR FISCAL YEAR 2021
7 ELECT JAMES ROWAN TO THE SHAREHOLDERS' Non-Voting
COMMITTEE
8 APPROVE REMUNERATION POLICY Non-Voting
9 AMEND ARTICLES RE: REMUNERATION OF Non-Voting
SUPERVISORY BOARD AND SHAREHOLDERS'
COMMITTEE
10 APPROVE REMUNERATION OF SUPERVISORY BOARD Non-Voting
AND SHAREHOLDERS' COMMITTEE
11 AMEND ARTICLES RE: ELECTRONIC PARTICIPATION Non-Voting
IN THE GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY Agenda Number: 935339045
--------------------------------------------------------------------------------------------------------------------------
Security: 42824C109
Meeting Type: Annual
Meeting Date: 14-Apr-2021
Ticker: HPE
ISIN: US42824C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel Ammann Mgmt For For
1B. Election of Director: Pamela L. Carter Mgmt For For
1C. Election of Director: Jean M. Hobby Mgmt For For
1D. Election of Director: George R. Kurtz Mgmt For For
1E. Election of Director: Raymond J. Lane Mgmt For For
1F. Election of Director: Ann M. Livermore Mgmt For For
1G. Election of Director: Antonio F. Neri Mgmt For For
1H. Election of Director: Charles H. Noski Mgmt For For
1I. Election of Director: Raymond E. Ozzie Mgmt For For
1J. Election of Director: Gary M. Reiner Mgmt For For
1K. Election of Director: Patricia F. Russo Mgmt For For
1L. Election of Director: Mary Agnes Mgmt For For
Wilderotter
2. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 31,
2021.
3. Approval of the Hewlett Packard Enterprise Mgmt For For
2021 Stock Incentive Plan.
4. Advisory vote to approve executive Mgmt For For
compensation.
5. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
HONDA MOTOR CO.,LTD. Agenda Number: 714257880
--------------------------------------------------------------------------------------------------------------------------
Security: J22302111
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3854600008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Reduce the Board of Mgmt For For
Directors Size, Transition to a Company
with Three Committees, Approve Minor
Revisions Related to Change of Laws and
Regulations, Approve Minor Revisions
2.1 Appoint a Director Mikoshiba, Toshiaki Mgmt For For
2.2 Appoint a Director Mibe, Toshihiro Mgmt For For
2.3 Appoint a Director Kuraishi, Seiji Mgmt For For
2.4 Appoint a Director Takeuchi, Kohei Mgmt For For
2.5 Appoint a Director Suzuki, Asako Mgmt For For
2.6 Appoint a Director Suzuki, Masafumi Mgmt For For
2.7 Appoint a Director Sakai, Kunihiko Mgmt For For
2.8 Appoint a Director Kokubu, Fumiya Mgmt For For
2.9 Appoint a Director Ogawa, Yoichiro Mgmt For For
2.10 Appoint a Director Higashi, Kazuhiro Mgmt For For
2.11 Appoint a Director Nagata, Ryoko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 935374861
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt Against Against
1E. Election of Director: D. Scott Davis Mgmt Against Against
1F. Election of Director: Deborah Flint Mgmt For For
1G. Election of Director: Judd Gregg Mgmt Against Against
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Raymond T. Odierno Mgmt For For
1J. Election of Director: George Paz Mgmt Against Against
1K. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of Independent Accountants. Mgmt For For
4. Shareholder Right To Act By Written Shr For Against
Consent.
--------------------------------------------------------------------------------------------------------------------------
HP INC. Agenda Number: 935339021
--------------------------------------------------------------------------------------------------------------------------
Security: 40434L105
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: HPQ
ISIN: US40434L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Aida M. Alvarez Mgmt For For
1B. Election of Director: Shumeet Banerji Mgmt For For
1C. Election of Director: Robert R. Bennett Mgmt For For
1D. Election of Director: Charles V. Bergh Mgmt For For
1E. Election of Director: Stacy Brown-Philpot Mgmt For For
1F. Election of Director: Stephanie A. Burns Mgmt For For
1G. Election of Director: Mary Anne Citrino Mgmt For For
1H. Election of Director: Richard Clemmer Mgmt For For
1I. Election of Director: Enrique Lores Mgmt For For
1J. Election of Director: Judith Miscik Mgmt For For
1K. Election of Director: Subra Suresh Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as HP Inc.'s independent registered
public accounting firm for the fiscal year
ending October 31, 2021.
3. To approve, on an advisory basis, HP Inc.'s Mgmt For For
executive compensation.
4. Stockholder proposal requesting Shr For Against
stockholders' right to act by written
consent, if properly presented at the
annual meeting.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC Agenda Number: 713725743
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT & ACCOUNTS Mgmt For For
2020
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3.A TO ELECT JAMES FORESE AS A DIRECTOR Mgmt For For
3.B TO ELECT STEVEN GUGGENHEIMER AS A DIRECTOR Mgmt For For
3.C TO ELECT EILEEN MURRAY AS A DIRECTOR Mgmt For For
3.D TO RE-ELECT IRENE LEE AS A DIRECTOR Mgmt Against Against
3.E TO RE-ELECT DR JOSE ANTONIO MEADE KURIBRENA Mgmt For For
AS A DIRECTOR
3.F TO RE-ELECT DAVID NISH AS A DIRECTOR Mgmt For For
3.G TO RE-ELECT NOEL QUINN AS A DIRECTOR Mgmt For For
3.H TO RE-ELECT EWEN STEVENSON AS A DIRECTOR Mgmt For For
3.I TO RE-ELECT JACKSON TAI AS A DIRECTOR Mgmt For For
3.J TO RE-ELECT MARK E TUCKER AS A DIRECTOR Mgmt For For
3.K TO RE-ELECT PAULINE VAN DER MEER MOHR AS A Mgmt For For
DIRECTOR
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY
5 TO AUTHORISE THE GROUP AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE REMUNERATION OF THE AUDITOR
6 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS
7 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt Against Against
8 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
9 TO FURTHER DISAPPLY PRE-EMPTION RIGHTS FOR Mgmt For For
ACQUISITIONS
10 TO AUTHORISE THE DIRECTORS TO ALLOT ANY Mgmt For For
REPURCHASED SHARES
11 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES
12 TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY Mgmt For For
SECURITIES IN RELATION TO CONTINGENT
CONVERTIBLE SECURITIES
13 TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION Mgmt For For
TO THE ISSUE OF CONTINGENT CONVERTIBLE
SECURITIES
14 TO CALL GENERAL MEETINGS (OTHER THAN AN Mgmt For For
AGM) ON 14 CLEAR DAYS' NOTICE
15 CLIMATE CHANGE RESOLUTION Mgmt For For
16 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: SHAREHOLDER
REQUISITIONED RESOLUTION REGARDING THE
MIDLAND BANK DEFINED BENEFIT PENSION SCHEME
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935338649
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Special
Meeting Date: 25-Mar-2021
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the merger of TCF Financial Mgmt For For
Corporation ("TCF") with and into
Huntington Bancshares Incorporated
("Huntington"), as contemplated by the
Agreement and Plan of Merger, dated as of
December 13, 2020 (as it may be amended
from time to time), by and between
Huntington and TCF, with Huntington as the
surviving corporation (the "Huntington
merger proposal").
2. Approval of an amendment to Huntington's Mgmt For For
charter to increase the number of
authorized shares of Huntington common
stock from one billion five hundred million
shares (1,500,000,000) to two billion two
hundred fifty million shares
(2,250,000,000) (the "Huntington authorized
share count proposal").
3. Approval of the adjournment of special Mgmt For For
meeting of Huntington shareholders, if
necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, there are not sufficient
votes at the time of the Huntington special
meeting to approve the Huntington merger
proposal or the Huntington authorized share
count proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to holders of Huntington common
stock (the "Huntington adjournment
proposal").
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935345252
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lizabeth Ardisana Mgmt For For
Alanna Y. Cotton Mgmt For For
Ann B. Crane Mgmt Withheld Against
Robert S. Cubbin Mgmt For For
Steven G. Elliott Mgmt For For
Gina D. France Mgmt For For
J Michael Hochschwender Mgmt For For
John C. Inglis Mgmt For For
Katherine M. A. Kline Mgmt For For
Richard W. Neu Mgmt Withheld Against
Kenneth J. Phelan Mgmt For For
David L. Porteous Mgmt Withheld Against
Stephen D. Steinour Mgmt For For
2. An advisory resolution to approve, on a Mgmt Against Against
non-binding basis, the compensation of
executives as disclosed in the accompanying
proxy statement.
3. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval of the Amended and Restated 2018 Mgmt Against Against
Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
IBERDROLA SA Agenda Number: 714171030
--------------------------------------------------------------------------------------------------------------------------
Security: E6165F166
Meeting Type: OGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: ES0144580Y14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT DELETION OF COMMENT Non-Voting
1 ANNUAL FINANCIAL STATEMENTS 2020 Mgmt For For
2 DIRECTORS' REPORTS 2020 Mgmt For For
3 STATEMENT OF NON-FINANCIAL INFORMATION 2020 Mgmt For For
4 CORPORATE MANAGEMENT AND ACTIVITIES OF THE Mgmt For For
BOARD OF DIRECTORS IN 2020
5 AMENDMENT OF THE PREAMBLE AND OF ARTICLES Mgmt For For
1, 4, 8, 9, 12, 14, 15, 17, 19, 21, 23, 24,
27, 30, 31, 32, 33, 35, 36, 37, 38, 42, 43,
44, 45, 46, 47 AND 49 OF THE BY-LAWS TO
UPDATE THE NAME OF THE GOVERNANCE AND
SUSTAINABILITY SYSTEM AND MAKE OTHER
TECHNICAL IMPROVEMENTS
6 AMENDMENT OF ARTICLE 10 OF THE BY-LAWS IN Mgmt For For
ORDER TO REFLECT THE AMOUNT OF SHARE
CAPITAL RESULTING FROM THE REDUCTION
THEREIN BY MEANS OF THE RETIREMENT OF A
MAXIMUM OF 178,156,000 OWN SHARES (2.776%
OF THE SHARE CAPITAL)
7 AMENDMENT OF ARTICLES 12, 17, 28, 33, 39, Mgmt For For
40 AND 41 OF THE BY-LAWS TO CONFORM THE
TEXT THEREOF TO THE NEW LEGAL PROVISIONS AS
REGARDS THE ENCOURAGEMENT OF LONG-TERM
SHAREHOLDER ENGAGEMENT
8 AMENDMENT OF ARTICLES 18, 19, 20, 22, 23, Mgmt For For
24, 26 AND 27 OF THE BY-LAWS TO REGULATE
REMOTE ATTENDANCE AT THE GENERAL
SHAREHOLDERS' MEETING
9 AMENDMENT OF ARTICLE 32 OF THE BY-LAWS TO Mgmt For For
INCLUDE THE APPROVAL OF A CLIMATE ACTION
PLAN
10 AMENDMENT OF ARTICLES 35 AND 36 OF THE Mgmt For For
BY-LAWS TO UPDATE THE RULES ON THE WAYS OF
HOLDING MEETINGS OF THE BOARD OF DIRECTORS
AND OF ITS COMMITTEES
11 AMENDMENT OF ARTICLES 53 AND 54 OF THE Mgmt For For
BY-LAWS AND ADDITION OF SIX NEW ARTICLES
NUMBERED FROM 55 TO 60, REORGANISING THE
CHAPTERS OF TITLE V, TO ESTABLISH THE
REGULATIONS FOR THE PREPARATION,
VERIFICATION AND APPROVAL OF THE ANNUAL
FINANCIAL AND NON-FINANCIAL INFORMATION
12 AMENDMENT OF ARTICLES 55 AND 56 OF THE Mgmt For For
BY-LAWS, WHICH WILL BECOME ARTICLES 61 AND
62, TO MAKE TECHNICAL IMPROVEMENTS AND
GROUP THEM WITHIN A NEW TITLE VI
13 AMENDMENT OF ARTICLES 4, 6, 7, 8, 9, 19, Mgmt For For
20, 28, 29, 30, 38, 39, 40 AND 41 OF THE
REGULATIONS FOR THE GENERAL SHAREHOLDERS'
MEETING IN ORDER TO UPDATE THE NAME OF THE
GOVERNANCE AND SUSTAINABILITY SYSTEM AND TO
MAKE OTHER TECHNICAL IMPROVEMENTS
14 AMENDMENT OF ARTICLES 9 AND 20 OF THE Mgmt For For
REGULATIONS FOR THE GENERAL SHAREHOLDERS'
MEETING TO CONFORM THE TEXT THEREOF TO THE
NEW LEGAL PROVISIONS AS REGARDS THE
ENCOURAGEMENT OF LONG-TERM SHAREHOLDER
ENGAGEMENT
15 AMENDMENT OF ARTICLES 11, 14, 18, 19, 21, Mgmt For For
22, 23, 24, 25, 26, 29, 31, 33, 34, 35, 36,
40 AND 43 OF THE REGULATIONS FOR THE
GENERAL SHAREHOLDERS' MEETING AND ADDITION
OF A NEW ARTICLE 37 TO ESTABLISH THE RULES
FOR REMOTE ATTENDANCE, AND NUMBERING OF THE
ARTICLES
16 DIRECTOR REMUNERATION POLICY Mgmt For For
17 ALLOCATION OF PROFITS/LOSSES AND Mgmt For For
DISTRIBUTION OF 2020 DIVIDENDS, THE
SUPPLEMENTARY PAYMENT OF WHICH WILL BE MADE
WITHIN THE FRAMEWORK OF THE "IBERDROLA
RETRIBUCION FLEXIBLE" OPTIONAL DIVIDEND
SYSTEM
18 FIRST INCREASE IN CAPITAL BY MEANS OF A Mgmt For For
SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET
VALUE OF 1,725 MILLION EUROS IN ORDER TO
IMPLEMENT THE "IBERDROLA RETRIBUCION
FLEXIBLE" OPTIONAL DIVIDEND SYSTEM
19 SECOND INCREASE IN CAPITAL BY MEANS OF A Mgmt For For
SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET
VALUE OF 1,250 MILLION EUROS IN ORDER TO
IMPLEMENT THE "IBERDROLA RETRIBUCION
FLEXIBLE" OPTIONAL DIVIDEND SYSTEM
20 RE-ELECTION OF MR JUAN MANUEL GONZALEZ Mgmt For For
SERNA AS INDEPENDENT DIRECTOR
21 RE-ELECTION OF MR FRANCISCO MARTINEZ Mgmt For For
CORCOLES AS EXECUTIVE DIRECTOR
22 RATIFICATION AND RE-ELECTION OF MR ANGEL Mgmt For For
JESUS ACEBES PANIAGUA AS INDEPENDENT
DIRECTOR
23 SETTING OF THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AT FOURTEEN
24 AUTHORISATION TO ISSUE SIMPLE DEBENTURES OR Mgmt For For
BONDS AND OTHER FIXED-INCOME SECURITIES,
NOT EXCHANGEABLE FOR OR CONVERTIBLE INTO
SHARES, WITH A LIMIT OF 6,000 MILLION EUROS
FOR PROMISSORY NOTES AND 30,000 MILLION
EUROS FOR OTHER FIXED-INCOME SECURITIES, AS
WELL AS TO GUARANTEE ISSUES OF SUBSIDIARIES
25 DELEGATION OF POWERS TO FORMALISE AND TO Mgmt For For
CONVERT THE RESOLUTIONS ADOPTED INTO A
PUBLIC INSTRUMENT
26 ANNUAL DIRECTOR REMUNERATION REPORT 2020 Mgmt For For
27 CLIMATE ACTION POLICY Mgmt For For
CMMT 24 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM SECOND CALL DATE FROM 17 JUNE
2021 TO 18 JUNE 2021. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
IDEMITSU KOSAN CO.,LTD. Agenda Number: 714218155
--------------------------------------------------------------------------------------------------------------------------
Security: J2388K103
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3142500002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Amend Business Lines, Mgmt For For
Reduce the Board of Directors Size, Amend
the Articles Related to Substitute
Corporate Auditors, Approve Minor Revisions
2 Approve Reduction of Capital Reserve Mgmt For For
3.1 Appoint a Director Kito, Shunichi Mgmt For For
3.2 Appoint a Director Matsushita, Takashi Mgmt For For
3.3 Appoint a Director Nibuya, Susumu Mgmt For For
3.4 Appoint a Director Hirano, Atsuhiko Mgmt For For
3.5 Appoint a Director Sakai, Noriaki Mgmt For For
3.6 Appoint a Director Idemitsu, Masakazu Mgmt For For
3.7 Appoint a Director Kubohara, Kazunari Mgmt For For
3.8 Appoint a Director Kikkawa, Takeo Mgmt For For
3.9 Appoint a Director Koshiba, Mitsunobu Mgmt For For
3.10 Appoint a Director Noda, Yumiko Mgmt For For
3.11 Appoint a Director Kado, Maki Mgmt For For
4 Appoint a Corporate Auditor Yoshioka, Mgmt For For
Tsutomu
5 Appoint a Substitute Corporate Auditor Kai, Mgmt For For
Junko
--------------------------------------------------------------------------------------------------------------------------
INFINEON TECHNOLOGIES AG Agenda Number: 713541060
--------------------------------------------------------------------------------------------------------------------------
Security: D35415104
Meeting Type: AGM
Meeting Date: 25-Feb-2021
Ticker:
ISIN: DE0006231004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.22 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER REINHARD PLOSS FOR FISCAL 2020
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER HELMUT GASSEL FOR FISCAL 2020
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JOCHEN HANEBECK FOR FISCAL 2020
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER SVEN SCHNEIDER FOR FISCAL 2020
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WOLFGANG EDER FOR FISCAL 2020
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER PETER BAUER (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER XIAOQUN CLEVER (FROM FEB. 20, 2020)
FOR FISCAL 2020
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JOHANN DECHANT FOR FISCAL 2020
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HERBERT DIESS (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER FRIEDRICH EICHINER (FROM FEB. 20,
2020) FOR FISCAL 2020
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ANNETTE ENGELFRIED FOR FISCAL 2020
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER PETER GRUBER FOR FISCAL 2020
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GERHARD HOBBACH (UNTIL FEB. 20,
2020) FOR FISCAL 2020
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HANS ULRICH HOLDENRIED FOR FISCAL
2020
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER RENATE KOECHER (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER SUSANNE LACHENMANN FOR FISCAL 2020
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GERALDINE PICAUD FOR FISCAL 2020
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MANFRED PUFFER FOR FISCAL 2020
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MELANIE RIEDL (FROM FEB. 20, 2020)
FOR FISCAL 2020
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER KERSTIN SCHULZENDORF FOR FISCAL 2020
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JUERGEN SCHOLZ FOR FISCAL 2020
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ULRICH SPIESSHOFER (FROM FEB. 20,
2020) FOR FISCAL 2020
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MARGRET SUCKALE (FROM FEB. 20, 2020)
FOR FISCAL 2020
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ECKART SUENNER (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.21 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DIANA VITALE FOR FISCAL 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2021 Mgmt For For
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 APPROVE CREATION OF EUR 30 MILLION POOL OF Mgmt For For
CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
9 AMEND ARTICLES RE: INFORMATION FOR Mgmt For For
REGISTRATION IN THE SHARE REGISTER
10 AMEND ARTICLES RE: SUPERVISORY BOARD'S Mgmt For For
RULES OF PROCEDURE
CMMT 18 JAN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 20 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 20 JAN 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ING GROUP NV Agenda Number: 713687068
--------------------------------------------------------------------------------------------------------------------------
Security: N4578E595
Meeting Type: AGM
Meeting Date: 26-Apr-2021
Ticker:
ISIN: NL0011821202
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING REMARKS AND ANNOUNCEMENTS Non-Voting
2a. REPORT OF THE EXECUTIVE BOARD FOR 2020 Non-Voting
2b. SUSTAINABILITY Non-Voting
2c. REPORT OF THE SUPERVISORY BOARD FOR 2020 Non-Voting
2d. REMUNERATION REPORT FOR 2020 Mgmt For For
2e. FINANCIAL STATEMENTS (ANNUAL ACCOUNTS) FOR Mgmt For For
2020
3a. PROFIT RETENTION AND DISTRIBUTION POLICY Non-Voting
3b. DIVIDEND FOR 2020: EUR 0.12 PER SHARE Mgmt For For
4a. DISCHARGE OF THE MEMBERS AND FORMER MEMBERS Mgmt For For
OF THE EXECUTIVE BOARD IN RESPECT OF THEIR
DUTIES PERFORMED DURING THE YEAR 2020
4b. DISCHARGE OF THE MEMBERS AND FORMER MEMBERS Mgmt For For
OF THE SUPERVISORY BOARD IN RESPECT OF
THEIR DUTIES PERFORMED DURING THE YEAR 2020
5. VARIABLE REMUNERATION CAP FOR SELECTED Mgmt For For
GLOBAL STAFF
6. AMENDMENTS OF THE ARTICLES OF ASSOCIATION Mgmt For For
7a. COMPOSITION OF THE EXECUTIVE BOARD: Mgmt For For
REAPPOINTMENT OF STEVEN VAN RIJSWIJK
7b. COMPOSITION OF THE EXECUTIVE BOARD: Mgmt For For
APPOINTMENT OF LJILJANA CORTAN
8a. COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
REAPPOINTMENT OF HANS WIJERS
8b. COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
REAPPOINTMENT OF MARGARETE HAASE
8c. COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
APPOINTMENT OF LODEWIJK HIJMANS VAN DEN
BERGH
9a. AUTHORISATION TO ISSUE ORDINARY SHARES Mgmt For For
9b. AUTHORISATION TO ISSUE ORDINARY SHARES, Mgmt For For
WITH OR WITHOUT PRE-EMPTIVE RIGHTS OF
EXISTING SHAREHOLDERS
10. AUTHORISATION TO ACQUIRE ORDINARY SHARES IN Mgmt For For
THE COMPANY'S OWN CAPITAL
CMMT 18 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 30 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT,
MODIFICATION OF TEXT IN RESOLUTION 3b. AND
CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935369012
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick P. Gelsinger Mgmt For For
1B. Election of Director: James J. Goetz Mgmt For For
1C. Election of Director: Alyssa Henry Mgmt For For
1D. Election of Director: Omar Ishrak Mgmt For For
1E. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1F. Election of Director: Tsu-Jae King Liu Mgmt For For
1G. Election of Director: Gregory D. Smith Mgmt For For
1H. Election of Director: Dion J. Weisler Mgmt For For
1I. Election of Director: Frank D. Yeary Mgmt Against Against
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. Advisory vote to approve executive Mgmt Against Against
compensation of our listed officers.
4. Stockholder proposal on whether to allow Shr For Against
stockholders to act by written consent, if
properly presented at the meeting.
5. Stockholder proposal requesting a report on Shr For Against
median pay gaps across race and gender, if
properly presented at the meeting.
6. Stockholder proposal requesting a report on Shr For Against
whether written policies or unwritten norms
at the company reinforce racism in company
culture, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
INTESA SANPAOLO SPA Agenda Number: 713738752
--------------------------------------------------------------------------------------------------------------------------
Security: T55067101
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: IT0000072618
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1.a TO APPROVE THE 2020 THE PARENT COMPANY Mgmt For For
BALANCE SHEET
O.1.b NET INCOME ALLOCATION AND DISTRIBUTION OF A Mgmt For For
DIVIDEND AND OF A PART OF THE SHARE PREMIUM
RESERVE TO THE SHAREHOLDERS
O.2.a REWARDING POLICY AND EMOLUMENTS PAID Mgmt For For
REPORT: SECTION I - 2021 INTESA SANPAOLO
GROUP REWARDING AND INCENTIVES POLICY
O.2.b REWARDING POLICY AND EMOLUMENTS PAID Mgmt For For
REPORT: NON-BINDING RESOLUTION ON THE
SECTION II - INFORMATION ON THE EMOLUMENTS
PAID DURING THE 2020
O.2.c TO INCREASE THE BUDGETARY IMPACT OF THE Mgmt For For
NON-RECURRING REWARD WITH RESPECT TO THE
RECURRING REWARD WITHIN THE EMPLOYMENT
OFFER IN FAVOR OF THE FINANCIAL ADVISORS
NEWLY ENTERING INTESA SANPAOLO GROUP
O.2.d APPROVAL OF THE 2021 ANNUAL INCENTIVES Mgmt For For
SYSTEM BASED ON FINANCIAL SECURITIES
O.2.e TO UPDATE OF THE LONG-TERM INCENTIVES PLAN Mgmt Against Against
FOR THE YEARS 2018-2021 POP (PERFORMANCE
CALL OPTION) IN FAVOR OF THE TOP
MANAGEMENT, THE RISK TAKER AND THE
STRATEGIC MANAGERS. RESOLUTIONS RELATED
THERETO
O.2.f DIRECTORS AND OFFICERS' LIABILITY Mgmt For For
INSURANCE. RESOLUTIONS RELATED THERETO
O.3.a AUTHORIZATION TO PURCHASE AND DISPOSE OF Mgmt For For
OWN SHARES FOR THE INCENTIVES PLANS
O.3.b AUTHORIZATION TO PURCHASE AND DISPOSE OF Mgmt For For
OWN SHARES FOR THE MARKET OPERATIONS
E.1 TO AMEND THE FOLLOWING ARTICLES OF THE Mgmt For For
BY-LAW: ART. 2 (REGISTERED OFFICE), 13
(BOARD OF DIRECTORS AND MANAGEMENT CONTROL
COMMITTEE), 14 (ELECTION OD BOARD OF
DIRECTORS), 17 (MEETINGS AND RESOLUTIONS OF
THE BOARD OF DIRECTORS), 18 (POWERS OF THE
BOARD OF DIRECTORS), 19 (CHAIRMAN OF THE
BOARD OF DIRECTORS), 29 (FINANCIAL
STATEMENTS AND NET INCOME); ANNULMENT OF
THE TITLE VIII OF THE BY-LAW (TRANSITORY
RULES, INCLUDING ARTICLES 34 (PROVISIONS OF
THE ARTICLES OF ASSOCIATION INTRODUCED BY
THE SHAREHOLDERS' MEETING ON 26 FEBRUARY
2016) AND 35 (CHAIRMAN EMERITUS))
CMMT 30 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 30 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ISUZU MOTORS LIMITED Agenda Number: 714257854
--------------------------------------------------------------------------------------------------------------------------
Security: J24994113
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3137200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Set the Maximum Size of Mgmt For For
the Board of Directors, Transition to a
Company with Supervisory Committee, Approve
Minor Revisions
3.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Katayama,
Masanori
3.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takahashi,
Shinichi
3.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Minami,
Shinsuke
3.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Seto, Koichi
3.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ikemoto,
Tetsuya
3.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Fujimori, Shun
3.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shibata,
Mitsuyoshi
3.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nakayama,
Kozue
4.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Fujimori,
Masayuki
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Miyazaki,
Kenji
4.3 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Shindo,
Tetsuhiko
4.4 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Kawamura,
Kanji
4.5 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Sakuragi,
Kimie
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
6 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
7 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors (Excluding Directors who are
Audit and Supervisory Committee Members),
etc
--------------------------------------------------------------------------------------------------------------------------
ITALGAS S.P.A. Agenda Number: 713713495
--------------------------------------------------------------------------------------------------------------------------
Security: T6R89Z103
Meeting Type: MIX
Meeting Date: 20-Apr-2021
Ticker:
ISIN: IT0005211237
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 ITALGAS S.P.A. BALANCE SHEET AS OF 31 Mgmt For For
DECEMBER 2020, INTEGRATED ANNUAL REPORT AS
OF 31 DECEMBER 2020, BOARD OF DIRECTORS'
REPORTS, INTERNAL AND EXTERNAL AUDITORS'
REPORTS. RESOLUTIONS RELATED THERETO
O.2 PROFIT ALLOCATION AND DIVIDEND DISTRIBUTION Mgmt For For
O.3.1 REWARDING POLICY AND EMOLUMENT PAID REPORT: Mgmt For For
TO APPROVE THE REWARDING POLICY AS PER ART.
123-TER, ITEM 3-BIS, OF THE LEGISLATIVE
DECREE NO. 58/1998
O.3.2 REWARDING POLICY AND EMOLUMENT PAID REPORT: Mgmt For For
RESOLUTIONS ON THE REPORT'S 'SECOND
SECTION', AS PER ART. 123-TER, ITEM 6, OF
THE LEGISLATIVE DECREE NO.58/1998
O.4 2021-2023 CO-INVESTMENT PLAN RESERVED TO Mgmt For For
ITALGAS S.P.A AND/OR GROUP COMPANIES'
EMPLOYEES
E.1 PROPOSAL FOR A STOCK CAPITAL INCREASE FREE Mgmt For For
OF PAYMENT, TO BE RESERVED TO ITALGAS SPA
AND/OR GROUP COMPANIES' EMPLOYEES, FOR A
MAXIMUM NOMINAL AMOUNT OF EURO
5,580,000.00, IN ONE OR MORE TRANCHES,
THROUGH ASSIGNMENT, PURSUANT TO OF THE ART.
2349 OF THE ITALIAN CIVIL CODE, OF A
CORRESPONDING AMOUNT WITHDRAWN FROM
RETAINED EARNINGS RESERVES, WITH THE ISSUE
OF NO MORE THAN NO. 4,500,000 ORDINARY
SHARES. TO AMEND THE ART. 5 (COMPANY'S
CAPITAL) OF THE BY-LAWS
CMMT 25 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 25 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 25 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
JAPAN TOBACCO INC. Agenda Number: 713633560
--------------------------------------------------------------------------------------------------------------------------
Security: J27869106
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: JP3726800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Director Kitera, Masato Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935345214
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt Against Against
1J. Election of Director: Charles Prince Mgmt Against Against
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Nadja Y. West Mgmt For For
1N. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2021.
4. Report on Government Financial Support and Shr For Against
Access to COVID-19 Vaccines and
Therapeutics.
5. Independent Board Chair. Shr For Against
6. Civil Rights Audit. Shr For Against
7. Executive Compensation Bonus Deferral. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
JOHNSON MATTHEY PLC Agenda Number: 712858058
--------------------------------------------------------------------------------------------------------------------------
Security: G51604166
Meeting Type: AGM
Meeting Date: 23-Jul-2020
Ticker:
ISIN: GB00BZ4BQC70
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS FOR THE Mgmt For For
YEAR ENDED 31ST MARCH 2020
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31ST MARCH 2020
3 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
POLICY
4 TO AMEND THE COMPANY'S PERFORMANCE SHARE Mgmt For For
PLAN RULES
5 TO DECLARE A FINAL DIVIDEND OF 31.25 PENCE Mgmt For For
PER SHARE ON THE ORDINARY SHARES
6 TO ELECT MR DR WEBB AS A DIRECTOR OF THE Mgmt For For
COMPANY
7 TO RE-ELECT DR JV GRIFFITHS AS A DIRECTOR Mgmt For For
OF THE COMPANY
8 TO RE-ELECT MS X LIU AS A DIRECTOR OF THE Mgmt For For
COMPANY
9 TO RE-ELECT MR RJ MACLEOD AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT MRS AO MANZ AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT MR CJ MOTTERSHEAD AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 TO RE-ELECT MR J O HIGGINS AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-ELECT MR P THOMAS AS A DIRECTOR OF Mgmt For For
THE COMPANY
14 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR FOR THE FORTHCOMING YEAR
15 TO AUTHORISE THE AUDIT COMMITTEE OF THE Mgmt For For
BOARD TO DETERMINE THE REMUNERATION OF THE
AUDITOR
16 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS
AND INCUR POLITICAL EXPENDITURE WITHIN
CERTAIN LIMITS
17 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt Against Against
18 TO DISAPPLY THE STATUTORY PRE-EMPTION Mgmt For For
RIGHTS ATTACHING TO SHARES
19 TO DISAPPLY THE STATUTORY PRE-EMPTION Mgmt For For
RIGHTS ATTACHING TO SHARES IN CONNECTION
WITH AN ACQUISITION OR OTHER CAPITAL
INVESTMENT
20 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS OWN SHARES
21 TO AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS
ON NOT LESS THAN 14 CLEAR DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935372285
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt Against Against
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt Against Against
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt Against Against
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Phebe N. Novakovic Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Approval of Amended and Restated Long-Term Mgmt For For
Incentive Plan effective May 18, 2021.
4. Ratification of independent registered Mgmt For For
public accounting firm.
5. Improve shareholder written consent. Shr For Against
6. Racial equity audit and report. Shr For Against
7. Independent board chairman. Shr For Against
8. Political and electioneering expenditure Shr For Against
congruency report.
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 935380977
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: KSU
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lydia I. Beebe Mgmt Against Against
1B. Election of Director: Lu M. Cordova Mgmt Against Against
1C. Election of Director: Robert J. Druten Mgmt Against Against
1D. Election of Director: Antonio O. Garza, Jr. Mgmt Against Against
1E. Election of Director: David Garza-Santos Mgmt Against Against
1F. Election of Director: Janet H. Kennedy Mgmt For For
1G. Election of Director: Mitchell J. Krebs Mgmt For For
1H. Election of Director: Henry J. Maier Mgmt Against Against
1I. Election of Director: Thomas A. McDonnell Mgmt Against Against
1J. Election of Director: Patrick J. Mgmt Against Against
Ottensmeyer
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
our independent registered public
accounting firm for 2021.
3. An Advisory vote to approve the 2020 Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
KAO CORPORATION Agenda Number: 713618758
--------------------------------------------------------------------------------------------------------------------------
Security: J30642169
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3205800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sawada, Michitaka Mgmt For For
2.2 Appoint a Director Hasebe, Yoshihiro Mgmt For For
2.3 Appoint a Director Takeuchi, Toshiaki Mgmt For For
2.4 Appoint a Director Matsuda, Tomoharu Mgmt For For
2.5 Appoint a Director Kadonaga, Sonosuke Mgmt For For
2.6 Appoint a Director Shinobe, Osamu Mgmt For For
2.7 Appoint a Director Mukai, Chiaki Mgmt For For
2.8 Appoint a Director Hayashi, Nobuhide Mgmt For For
3.1 Appoint a Corporate Auditor Kawashima, Mgmt For For
Sadanao
3.2 Appoint a Corporate Auditor Amano, Hideki Mgmt For For
4 Approve Details of the Stock Compensation Mgmt For For
to be received by Directors, etc.
--------------------------------------------------------------------------------------------------------------------------
KAWASAKI HEAVY INDUSTRIES,LTD. Agenda Number: 714257791
--------------------------------------------------------------------------------------------------------------------------
Security: J31502131
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3224200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kanehana,
Yoshinori
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hashimoto,
Yasuhiko
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Namiki,
Sukeyuki
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamamoto,
Katsuya
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nakatani,
Hiroshi
1.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tamura,
Yoshiaki
1.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Jenifer Rogers
1.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsujimura,
Hideo
2 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors (Excluding Directors who are
Audit and Supervisory Committee Members)
--------------------------------------------------------------------------------------------------------------------------
KBC GROUPE SA Agenda Number: 713773124
--------------------------------------------------------------------------------------------------------------------------
Security: B5337G162
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: BE0003565737
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 REVIEW OF THE COMBINED ANNUAL REPORT OF THE Non-Voting
BOARD OF DIRECTORS OF KBC GROUP NV ON THE
COMPANY AND CONSOLIDATED ANNUAL ACCOUNTS
FOR THE FINANCIAL YEAR ENDING ON 31
DECEMBER 2020
2 REVIEW OF THE STATUTORY AUDITOR'S REPORTS Non-Voting
ON THE COMPANY AND CONSOLIDATED ANNUAL
ACCOUNTS OF KBC GROUP NV FOR THE FINANCIAL
YEAR ENDING ON 31 DECEMBER 2020
3 REVIEW OF THE CONSOLIDATED ANNUAL ACCOUNTS Non-Voting
OF KBC GROUP NV FOR THE FINANCIAL YEAR
ENDING ON 31 DECEMBER 2020
4 RESOLUTION TO APPROVE THE COMPANY ANNUAL Mgmt For For
ACCOUNTS OF KBC GROUP NV FOR THE FINANCIAL
YEAR ENDING ON 31 DECEMBER 2020
5.A RESOLUTION WITH RESPECT TO THE PROFIT Mgmt For For
DISTRIBUTION BY KBC GROUP NV FOR THE
FINANCIAL YEAR ENDING ON 31 DECEMBER 2020:
FIRST RESOLUTION TO ALLOCATE 10 328 813.08
EUROS AS CATEGORIZED PROFIT PREMIUM AS
STIPULATED IN THE COLLECTIVE LABOUR
AGREEMENT OF 22 NOVEMBER 2019 WITH REGARD
TO THE CATEGORIZED PROFIT PREMIUM
CONCERNING FINANCIAL YEAR 2020
5.B RESOLUTION WITH RESPECT TO THE PROFIT Mgmt For For
DISTRIBUTION BY KBC GROUP NV FOR THE
FINANCIAL YEAR ENDING ON 31 DECEMBER 2020:
SECOND RESOLUTION TO ALLOCATE 183 345
605.52 EUROS AS A GROSS DIVIDEND, I.E. A
GROSS DIVIDEND PER SHARE OF 0.44 EUROS
6 RESOLUTION TO APPROVE THE REMUNERATION Mgmt For For
REPORT OF KBC GROUP NV FOR THE FINANCIAL
YEAR ENDING ON 31 DECEMBER 2020, AS
INCLUDED IN THE COMBINED ANNUAL REPORT OF
THE BOARD OF DIRECTORS OF KBC GROUP NV
REFERRED TO UNDER ITEM 1 OF THIS AGENDA
7 RESOLUTION TO APPROVE THE REMUNERATION Mgmt For For
POLICY OF KBC GROUP NV, WHICH IS MADE
AVAILABLE AS A SEPARATE DOCUMENT ON
WWW.KBC.COM
8 RESOLUTION TO GRANT DISCHARGE TO THE Mgmt For For
DIRECTORS OF KBC GROUP NV FOR THE
PERFORMANCE OF THEIR DUTIES DURING
FINANCIAL YEAR 2020
9 RESOLUTION TO GRANT DISCHARGE TO THE Mgmt For For
STATUTORY AUDITOR OF KBC GROUP NV FOR THE
PERFORMANCE OF ITS DUTIES DURING FINANCIAL
YEAR 2020
10 AT THE REQUEST OF THE STATUTORY AUDITOR AND Mgmt For For
FOLLOWING FAVOURABLE ENDORSEMENT BY THE
AUDIT COMMITTEE, RESOLUTION TO RAISE THE
STATUTORY AUDITOR'S FEE FOR FINANCIAL YEAR
2020 TO THE AMOUNT OF 254 709 EUROS
11.A APPOINTMENTS: RESOLUTION TO APPOINT MR. LUC Mgmt Against Against
POPELIER, AS DIRECTOR FOR A PERIOD OF FOUR
YEARS, I.E. UNTIL THE CLOSE OF THE ANNUAL
GENERAL MEETING OF 2025, IN REPLACEMENT OF
MR. HENDRIK SCHEERLINCK WHO WILL REACH THE
STATUTORY AGE LIMIT, WITH EFFECT FROM THE
END OF THIS ANNUAL GENERAL MEETING
11.B APPOINTMENTS: RESOLUTION TO RE-APPOINT MRS. Mgmt Against Against
KATELIJN CALLEWAERT, AS DIRECTOR FOR A
PERIOD OF FOUR YEARS, I.E. UNTIL THE CLOSE
OF THE ANNUAL GENERAL MEETING OF 2025
11.C APPOINTMENTS: RESOLUTION TO RE-APPOINT MR. Mgmt Against Against
PHILIPPE VLERICK, AS DIRECTOR FOR A PERIOD
OF FOUR YEARS, I.E. UNTIL THE CLOSE OF THE
ANNUAL GENERAL MEETING OF 2025
12 OTHER BUSINESS Non-Voting
CMMT 07 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 07 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
REVISED DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KBC GROUPE SA Agenda Number: 713773136
--------------------------------------------------------------------------------------------------------------------------
Security: B5337G162
Meeting Type: EGM
Meeting Date: 06-May-2021
Ticker:
ISIN: BE0003565737
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 REVIEW OF THE REPORT OF THE BOARD OF Non-Voting
DIRECTORS, DRAWN UP IN ACCORDANCE WITH
ARTICLE 7:154 OF THE CODE ON COMPANIES AND
ASSOCIATIONS WITH RESPECT TO THE PROPOSED
MODIFICATION OF THE OBJECT OF THE COMPANY
2 MOTION TO REPLACE ARTICLE 2, PARAGRAPHS 1 Mgmt For For
TO 4 OF THE ARTICLES OF ASSOCIATION BY THE
FOLLOWING TEXT: 'THE COMPANY HAS AS ITS
OBJECT THE DIRECT OR INDIRECT OWNERSHIP AND
MANAGEMENT OF SHAREHOLDINGS IN OTHER
COMPANIES, INCLUDING BUT NOT RESTRICTED TO
CREDIT INSTITUTIONS, INSURANCE COMPANIES
AND OTHER FINANCIAL INSTITUTIONS. THE
COMPANY ALSO HAS AS OBJECT TO PROVIDE
SERVICES TO THIRD PARTIES, EITHER FOR ITS
OWN ACCOUNT OR FOR THE ACCOUNT OF OTHERS,
INCLUDING TO COMPANIES IN WHICH THE COMPANY
HAS AN INTEREST -EITHER DIRECTLY OR
INDIRECTLY- AND TO (POTENTIAL) CLIENTS OF
THOSE COMPANIES. THE OBJECT OF THE COMPANY
IS ALSO TO ACQUIRE IN THE BROADEST SENSE OF
THE WORD (INCLUDING BY MEANS OF PURCHASE,
HIRE AND LEASE), TO MAINTAIN AND TO OPERATE
RESOURCES, AND TO MAKE THESE RESOURCES
AVAILABLE IN THE BROADEST SENSE OF THE WORD
(INCLUDING THROUGH LETTING AND GRANTING
RIGHTS OF USE) TO THE BENEFICIARIES
REFERRED TO IN THE SECOND PARAGRAPH. IN
ADDITION, THE COMPANY MAY FUNCTION AS AN
INTELLECTUAL PROPERTY COMPANY RESPONSIBLE
FOR, AMONG OTHER THINGS, THE DEVELOPMENT,
ACQUISITION, MANAGEMENT, PROTECTION AND
MAINTENANCE OF INTELLECTUAL PROPERTY
RIGHTS, AS WELL AS FOR MAKING THESE RIGHTS
AVAILABLE, GRANTING RIGHTS OF USE IN
RESPECT OF THESE RIGHTS AND/OR TRANSFERRING
THESE RIGHTS.'
3 MOTION TO DELETE THE LAST SENTENCE OF Mgmt For For
ARTICLE 3, PARAGRAPH 1 OF THE ARTICLES OF
ASSOCIATION REGARDING THE TRANSFER OF THE
REGISTERED OFFICE
4 MOTION TO DELETE ARTICLE 4, PARAGRAPH 2 OF Mgmt For For
THE ARTICLES OF ASSOCIATION REGARDING THE
CONDITIONS FOR VOLUNTARY DISSOLUTION OF THE
COMPANY
5 MOTION TO REPLACE ARTICLE 8, PARAGRAPH 3 OF Mgmt For For
THE ARTICLES OF ASSOCIATION BY THE
FOLLOWING TEXT: 'IN THE EVENT A SHARE
PREMIUM IS PAID ON A CAPITAL INCREASE
DECIDED UPON BY THE BOARD OF DIRECTORS OR
THE GENERAL MEETING OF SHAREHOLDERS, OR ON
THE CONVERSION OF BONDS OR THE EXERCISE OF
SUBSCRIPTION RIGHTS, OR IF AN ISSUE PRICE
IS POSTED TO THE ACCOUNTS AS A SHARE
PREMIUM ON THE ISSUE OF SUBSCRIPTION RIGHTS
DECIDED UPON BY THE BOARD OF DIRECTORS OR
THE GENERAL MEETING OF SHAREHOLDERS, THIS
WILL BE EARMARKED FOR APPROPRIATION TO THE
SHARE PREMIUM ACCOUNT AND RECORDED AS OWN
FUNDS ON THE LIABILITIES SIDE OF THE
BALANCE SHEET.'
6 MOTION TO REPLACE ARTICLE 10 OF THE Mgmt For For
ARTICLES OF ASSOCIATION BY THE FOLLOWING
TEXT: 'THE COMPANY RECOGNISES ONLY ONE
OWNER PER SHARE OR SUB-SHARE FOR THE
EXERCISE OF VOTING RIGHTS AT THE GENERAL
MEETING OF SHAREHOLDERS AND OF ALL RIGHTS
ATTACHING TO THE SHARES OR SUB-SHARES.
PERSONS WHO, FOR ONE REASON OR ANOTHER,
HAVE A JOINT RIGHT IN REM TO A SHARE,
SUB-SHARE OR OTHER SECURITY, SHALL ARRANGE
TO BE REPRESENTED BY ONE AND THE SAME
PERSON. THIS REPRESENTATIVE MUST EITHER BE
ONE OF THE PERSONS CO-ENTITLED OR MUST MEET
THE REQUIREMENTS OF ARTICLE 28 OF THE
ARTICLES OF ASSOCIATION. UNTIL SUCH TIME AS
THIS PROVISION HAS BEEN MET, THE COMPANY
SHALL BE ENTITLED TO SUSPEND THE EXERCISE
OF THE RIGHTS ATTACHING TO THESE SHARES,
SUB-SHARES OR OTHER SECURITIES. IN THE
EVENT OF USUFRUCT, THE USUFRUCTUARY SHALL
EXERCISE ALL THE RIGHTS ATTACHING TO THE
SHARES, SUB-SHARES OR OTHER SECURITIES,
UNLESS STIPULATED OTHERWISE IN A WILL OR AN
AGREEMENT OF WHICH THE COMPANY HAS BEEN
NOTIFIED IN WRITING.'
7 MOTION TO REPLACE ARTICLE 12, PARAGRAPHS 2 Mgmt For For
AND 3 OF THE ARTICLES OF ASSOCIATION BY THE
FOLLOWING TEXT: 'THE BOARD OF DIRECTORS
SHALL COMPRISE AT LEAST SEVEN DIRECTORS
APPOINTED BY THE GENERAL MEETING OF
SHAREHOLDERS, ON CONDITION THAT AT LEAST
THREE MEMBERS OF THE BOARD HAVE THE
CAPACITY OF INDEPENDENT DIRECTOR IN
ACCORDANCE WITH THE LAW. THE GENERAL
MEETING OF SHAREHOLDERS MAY AT ANY TIME
REMOVE A DIRECTOR FROM OFFICE. THE TERM OF
OFFICE OF DIRECTORS AMOUNTS TO FOUR YEARS
AT THE MOST AND EXPIRES AFTER THE ANNUAL
ORDINARY GENERAL MEETING OF SHAREHOLDERS.'
8 MOTION TO REPLACE ARTICLE 13 OF THE Mgmt For For
ARTICLES OF ASSOCIATION BY THE FOLLOWING
TEXT: 'IF A DIRECTOR'S SEAT BECOMES VACANT,
THE REMAINING DIRECTORS SHALL HAVE THE
RIGHT TO CO-OPT A NEW DIRECTOR. THE NEXT
GENERAL MEETING OF SHAREHOLDERS MUST
CONFIRM THE OFFICE OF THE CO-OPTED
DIRECTOR. UPON CONFIRMATION, THE CO-OPTED
DIRECTOR SHALL COMPLETE THE TERM OF OFFICE
OF HIS/HER PREDECESSOR, UNLESS THE GENERAL
MEETING OF SHAREHOLDERS OPTS FOR A
DIFFERENT TERM OF OFFICE. IN THE ABSENCE OF
CONFIRMATION, THE OFFICE OF THE CO-OPTED
DIRECTOR SHALL END FOLLOWING THE GENERAL
MEETING OF SHAREHOLDERS.'
9 MOTION TO ADD TO ARTICLE 15, LAST PARAGRAPH Mgmt For For
OF THE ARTICLES OF ASSOCIATION THE
FOLLOWING SENTENCE: 'THESE ARRANGEMENTS ARE
LAID DOWN IN THE CORPORATE GOVERNANCE
CHARTER, THAT CAN BE CONSULTED ON THE
COMPANY'S WEBSITE.'
10 MOTION TO REPLACE THE LAST SENTENCE OF Mgmt For For
ARTICLE 16, PARAGRAPH 1 OF THE ARTICLES OF
ASSOCIATION BY THE FOLLOWING SENTENCE:
'DIRECTORS WHO, IN ACCORDANCE WITH THE LAW,
MAY NOT PARTICIPATE IN THE DELIBERATIONS
AND THE VOTE ARE INCLUDED TO DETERMINE
WHETHER THE ATTENDANCE QUORUM HAS BEEN
REACHED BUT SHALL NOT BE COUNTED (EITHER IN
THE NUMERATOR OR IN THE DENOMINATOR) WHEN
DETERMINING THE VOTING MAJORITY.'
11 MOTION TO ADD THE FOLLOWING SENTENCE TO Mgmt For For
ARTICLE 16, LAST PARAGRAPH OF THE ARTICLES
OF ASSOCIATION: 'IN THAT CASE, ARTICLE 15,
PARAGRAPHS 2 TO 4 INCLUSIVE, ARTICLE 16,
PARAGRAPHS 1 TO 3 INCLUSIVE AND ARTICLE 17,
PARAGRAPHS 1 TO 3 INCLUSIVE OF THE ARTICLES
OF ASSOCIATION SHALL NOT APPLY.'
12 MOTION TO REPLACE ARTICLE 20, PARAGRAPHS 2 Mgmt For For
TO 4 OF THE ARTICLES OF ASSOCIATION BY THE
FOLLOWING TEXT: 'THE EXECUTIVE COMMITTEE
SHALL COMPRISE A MAXIMUM OF TEN MEMBERS.
TOGETHER, THESE MEMBERS FORM A COLLEGIATE
BODY. MEMBERS OF THE EXECUTIVE COMMITTEE
WHO, PURSUANT TO THE LAW, MAY NOT
PARTICIPATE IN THE DELIBERATIONS AND THE
VOTE, ARE INCLUDED TO DETERMINE WHETHER THE
ATTENDANCE QUORUM HAS BEEN REACHED BUT
SHALL NOT BE COUNTED (EITHER IN THE
NUMERATOR OR IN THE DENOMINATOR) WHEN
DETERMINING THE VOTING MAJORITY. IF ALL OR
ALL BUT ONE OF THE MEMBERS OF THE EXECUTIVE
COMMITTEE HAVE A DIRECT OR INDIRECT
INTEREST OF A FINANCIAL NATURE THAT IS
INCOMPATIBLE WITH A DECISION OR TRANSACTION
THAT FALLS WITHIN THE COMPETENCE OF THE
EXECUTIVE COMMITTEE, THE MEMBERS OF THE
EXECUTIVE COMMITTEE SHALL INFORM THE BOARD
OF DIRECTORS WHICH SHALL PASS THE
RESOLUTION ACCORDING TO THE PROCEDURE
PRESCRIBED BY LAW. THE RESOLUTIONS OF THE
EXECUTIVE COMMITTEE MAY BE PASSED BY
UNANIMOUS WRITTEN AGREEMENT OF ITS MEMBERS.
THE EXECUTIVE COMMITTEE CAN ALSO MAKE ALL
ARRANGEMENTS TO ENSURE IT FUNCTIONS
EFFECTIVELY. THE PRESIDENT AND THE MEMBERS
OF THE EXECUTIVE COMMITTEE SHALL BE
APPOINTED AND REMOVED BY THE BOARD OF
DIRECTORS, IN ACCORDANCE WITH THE RELEVANT
LEGAL AND REGULATORY PROVISIONS.'
13 MOTION TO REPLACE THE FIRST PARAGRAPH OF Mgmt For For
ARTICLE 22 OF THE ARTICLES OF ASSOCIATION
BY THE FOLLOWING TEXT: 'THE STATUTORY AUDIT
OF THE FINANCIAL STATEMENTS SHALL BE
PERFORMED BY ONE OR MORE STATUTORY AUDITORS
APPOINTED AND REMUNERATED IN ACCORDANCE
WITH THE PREVAILING STATUTORY RULES.' AND
MOTION TO DELETE THE LAST PARAGRAPH OF THE
SAME ARTICLE WITH REGARD TO THE
REPRESENTATION OF THE STATUTORY AUDITORS
14 MOTION TO ADD THE FOLLOWING SENTENCE TO THE Mgmt For For
FIRST SUBSECTION OF ARTICLE 27, PARAGRAPH 1
OF THE ARTICLES OF ASSOCIATION: 'IN THE
CASES PERMITTED BY LAW, THE BOARD OF
DIRECTORS MAY SET A DIFFERENT RECORD DATE.'
15 MOTION TO COMPLETE THE FIRST SENTENCE OF Mgmt For For
ARTICLE 27, PARAGRAPH 2 OF THE ARTICLES OF
ASSOCIATION AS FOLLOWS: 'EVERY SHAREHOLDER
AND EVERY HOLDER OF CONVERTIBLE BONDS,
SUBSCRIPTION RIGHTS OR CERTIFICATES ISSUED
IN CO-OPERATION WITH THE COMPANY, WHO
WISHES TO ATTEND THE GENERAL MEETING OF
SHAREHOLDERS, MUST INFORM THE COMPANY OR A
PERSON SO DESIGNATED BY THE COMPANY BY NO
LATER THAN THE SIXTH DAY BEFORE THE DAY OF
THE GENERAL MEETING OF SHAREHOLDERS OF
HIS/HER INTENTION TO ATTEND AND ALSO
INDICATE THE NUMBER OF SECURITIES WITH
WHICH HE/SHE WISHES TO PARTICIPATE AND THE
MANNER IN WHICH HE/SHE INTENDS TO ATTEND.'
16 MOTION TO INSERT A NEW ARTICLE 28BIS IN THE Mgmt For For
ARTICLES OF ASSOCIATION, WHICH READS AS
FOLLOWS: 'IF THE CONVENING NOTICE EXPRESSLY
SO PROVIDES, EACH SHAREHOLDER HAS THE RIGHT
TO CAST VOTES REMOTELY PRIOR TO THE GENERAL
MEETING OF SHAREHOLDERS BY CORRESPONDENCE,
THROUGH THE COMPANY WEBSITE OR IN ANY OTHER
WAY INDICATED IN THE NOTICE. IF THIS RIGHT
IS GRANTED, THE CONVENING NOTICE SHALL
CONTAIN A DESCRIPTION OF THE PROCEDURES TO
BE FOLLOWED BY THE SHAREHOLDER IN ORDER TO
VOTE REMOTELY. THE CONVENING NOTICE, OR
INFORMATION ON THE COMPANY WEBSITE TO WHICH
THE CONVENING NOTICE REFERS, SHALL SPECIFY
THE WAY IN WHICH THE COMPANY MAY VERIFY THE
CAPACITY AND IDENTITY OF THE SHAREHOLDER.
TO CALCULATE THE RULES ON ATTENDANCE QUORUM
AND VOTING MAJORITY ONLY THE REMOTE VOTES
SHALL BE TAKEN INTO ACCOUNT WHICH ARE CAST
BY SHAREHOLDERS MEETING THE FORMALITIES TO
BE ADMITTED TO THE GENERAL MEETING OF
SHAREHOLDERS AS REFERRED TO IN ARTICLE 27
OF THESE ARTICLES OF ASSOCIATION. A
SHAREHOLDER WHO HAS CAST HIS VOTES REMOTELY
MAY NO LONGER CHOOSE ANY OTHER WAY OF
PARTICIPATION IN THE GENERAL MEETING OF
SHAREHOLDERS FOR THE NUMBER OF THE THUS
CAST VOTES.'
17 MOTION TO ADD TO ARTICLE 30 THE FOLLOWING Mgmt For For
SENTENCE: 'IN CASE OF REMOTE PARTICIPATION
IN THE GENERAL MEETING OF SHAREHOLDERS, THE
LOGIN TO THE ELECTRONIC SYSTEM SET UP BY OR
ON BEHALF OF THE COMPANY WILL COUNT AS A
SIGNATURE ON THE ATTENDANCE ROSTER.'
18 MOTION TO DELETE ARTICLE 32, PARAGRAPH 3 OF Mgmt For For
THE ARTICLES OF ASSOCIATION WITH RESPECT TO
THE POSSIBILITY TO ASK FOR A SECRET BALLOT
19 MOTION TO COMPLETE THE FIRST SENTENCE OF Mgmt For For
ARTICLE 35 OF THE ARTICLES OF ASSOCIATION
AS FOLLOWS: 'THE MINUTES OF THE GENERAL
MEETINGS OF SHAREHOLDERS SHALL BE SIGNED BY
THE OFFICERS OF THE MEETING AND BY THE
SHAREHOLDERS WHO SO REQUEST.'
20 MOTION TO DELETE IN TITLE V THE WORDS Mgmt For For
'INVENTORY' AND 'RESERVES' AND TO DELETE
ARTICLE 36, PARAGRAPHS 2 TO 4 OF THE
ARTICLES OF ASSOCIATION REGARDING INVENTORY
TAKING AND PREPARING THE FINANCIAL
STATEMENTS AND THE ANNUAL REPORT BY THE
BOARD OF DIRECTORS
21 MOTION TO REPLACE ARTICLE 41 OF THE Mgmt For For
ARTICLES OF ASSOCIATION BY THE FOLLOWING
TEXT: 'EVERY SHAREHOLDER WHO IS DOMICILED
ABROAD SHALL BE OBLIGED TO ELECT DOMICILE
IN BELGIUM FOR THE PURPOSE OF ALL DEALINGS
WITH THE COMPANY. EACH MEMBER OF THE BOARD
OF DIRECTORS AND EACH MEMBER OF THE
EXECUTIVE COMMITTEE MAY ELECT DOMICILE AT
THE REGISTERED OFFICE OF THE COMPANY FOR
ALL MATTERS RELATING TO THE PERFORMANCE OF
THEIR OFFICE. MEMBERS OF THE BOARD OF
DIRECTORS, MEMBERS OF THE EXECUTIVE
COMMITTEE, STATUTORY AUDITORS AND
LIQUIDATORS WHO ARE DOMICILED ABROAD SHALL
BE DEEMED TO HAVE ELECTED DOMICILE AT THE
REGISTERED OFFICE OF THE COMPANY, WHERE ALL
NOTIFICATIONS, SUMMONSES AND WRITS MAY
LEGALLY BE SERVED UPON THEM, AND ALL
NOTICES OR LETTERS MAY BE SENT TO THEM.'
22 MOTION TO CANCEL THE AUTHORISATION TO Mgmt For For
DISPOSE OF OWN SHARES GRANTED BY THE
GENERAL SHAREHOLDERS' MEETING OF 3 MAY
2012, WITHOUT PREJUDICE TO THE GENERAL
POWERS OF THE BOARD OF DIRECTORS OF THE
COMPANY AND OF THOSE OF ITS SUBSIDIARIES TO
TRANSFER THE COMPANY'S OWN SHARES IN
ACCORDANCE WITH STATUTORY PROVISIONS
23 MOTION TO GRANT A POWER OF ATTORNEY TO DRAW Mgmt For For
UP AND SIGN THE CONSOLIDATED TEXT OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY, AND
TO FILE IT WITH THE REGISTRY OF THE COURT
OF RELEVANT JURISDICTION
24 MOTION TO GRANT AUTHORISATION FOR Mgmt For For
IMPLEMENTATION OF THE MOTIONS PASSED
25 MOTION TO GRANT A POWER OF ATTORNEY TO Mgmt For For
EFFECT THE REQUISITE FORMALITIES WITH THE
CROSSROADS BANK FOR ENTERPRISES AND THE TAX
AUTHORITIES
CMMT 07 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
REVISED DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 07 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KDDI CORPORATION Agenda Number: 714212711
--------------------------------------------------------------------------------------------------------------------------
Security: J31843105
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3496400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Tanaka, Takashi Mgmt For For
2.2 Appoint a Director Takahashi, Makoto Mgmt For For
2.3 Appoint a Director Shoji, Takashi Mgmt For For
2.4 Appoint a Director Muramoto, Shinichi Mgmt For For
2.5 Appoint a Director Mori, Keiichi Mgmt For For
2.6 Appoint a Director Morita, Kei Mgmt For For
2.7 Appoint a Director Amamiya, Toshitake Mgmt For For
2.8 Appoint a Director Takeyama, Hirokuni Mgmt For For
2.9 Appoint a Director Yoshimura, Kazuyuki Mgmt For For
2.10 Appoint a Director Yamaguchi, Goro Mgmt For For
2.11 Appoint a Director Yamamoto, Keiji Mgmt For For
2.12 Appoint a Director Oyagi, Shigeo Mgmt For For
2.13 Appoint a Director Kano, Riyo Mgmt For For
2.14 Appoint a Director Goto, Shigeki Mgmt For For
3 Appoint a Corporate Auditor Asahina, Mgmt For For
Yukihiro
--------------------------------------------------------------------------------------------------------------------------
KEIO CORPORATION Agenda Number: 714244237
--------------------------------------------------------------------------------------------------------------------------
Security: J32190126
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3277800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nagata,
Tadashi
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Komura,
Yasushi
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nakaoka,
Kazunori
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Minami,
Yoshitaka
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Terada,
Yuichiro
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takahashi,
Atsushi
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Furuichi,
Takeshi
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Komada, Ichiro
2.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Maruyama, So
2.10 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Wakabayashi,
Katsuyoshi
2.11 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsumura,
Satoshi
--------------------------------------------------------------------------------------------------------------------------
KERING SA Agenda Number: 713707048
--------------------------------------------------------------------------------------------------------------------------
Security: F5433L103
Meeting Type: MIX
Meeting Date: 22-Apr-2021
Ticker:
ISIN: FR0000121485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT 19 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 07 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104072100801-42 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF THE TEXT OF COMMENT AND CHANGE IN
NUMBERING OF RESOLUTIONS AND RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND
4 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
FRANCOIS-HENRI PINAULT AS DIRECTOR
5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
JEAN-FRANCOIS PALUS AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF FINANCIERE Mgmt Against Against
PINAULT COMPANY, REPRESENTED BY MRS.
HELOISE TEMPLE-BOYER, AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
BAUDOUIN PROT AS DIRECTOR
8 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt For For
SECTION I OF ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE RELATING TO THE
COMPENSATION PAID DURING OR AWARDED FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO
THE CORPORATE OFFICERS, IN RESPECT OF THEIR
DUTIES AS DIRECTORS
9 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR.
FRANCOIS-HENRI PINAULT, IN RESPECT OF HIS
CAPACITY AS CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. JEAN-FRANCOIS
PALUS, IN RESPECT OF HIS CAPACITY AS DEPUTY
CHIEF EXECUTIVE OFFICER
11 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
EXECUTIVE CORPORATE OFFICERS
12 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
CORPORATE OFFICERS IN RESPECT OF THEIR
DUTIES AS DIRECTORS
13 SETTING THE TOTAL ANNUAL AMOUNT OF THE Mgmt For For
COMPENSATION FOR MEMBERS OF THE BOARD OF
DIRECTORS
14 AUTHORISATION TO THE BOARD OF DIRECTORS IN Mgmt For For
ORDER TO BUY, HOLD OR TRANSFER SHARES OF
THE COMPANY
15 AUTHORISATION TO THE BOARD OF DIRECTORS IN Mgmt For For
ORDER TO REDUCE THE SHARE CAPITAL BY
CANCELLING SHARES PURCHASED OR TO BE
PURCHASED UNDER A SHARE BUYBACK PROGRAMME
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO ISSUE COMMON SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
IMMEDIATE AND/OR FUTURE ACCESS TO THE
COMPANY'S CAPITAL, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS (TO BE USED OUTSIDE PUBLIC OFFERING
PERIODS)
17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO INCREASE THE SHARE
CAPITAL BY CAPITALISATION OF RESERVES,
PROFITS OR SHARE PREMIUMS (TO BE USED
OUTSIDE OF PUBLIC OFFERING PERIODS)
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO PROCEED WITH ISSUES
OF COMMON SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING IMMEDIATE AND/OR FUTURE
ACCESS TO THE COMPANY'S CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC
OFFERING (OTHER THAN AN OFFERING REFERRED
TO IN ARTICLE L.411-2 OF THE FRENCH
MONETARY AND FINANCIAL CODE) (TO BE USED
OUTSIDE OF THE PERIODS OF PUBLIC OFFERING)
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO ISSUE COMMON SHARES,
AND/OR EQUITY SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES OR GRANTING ENTITLEMENT
TO THE ALLOCATION OF DEBT SECURITIES,
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO EQUITY SECURITIES TO BE ISSUED,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, FOR THE BENEFIT OF
QUALIFIED INVESTORS OR A LIMITED CIRCLE OF
INVESTORS IN THE CONTEXT OF A PUBLIC
OFFERING REFERRED TO IN ARTICLE L.411-2,
1DECREE OF THE FRENCH MONETARY AND
FINANCIAL CODE (TO BE USED OUTSIDE PUBLIC
OFFERING PERIODS)
20 AUTHORISATION TO THE BOARD OF DIRECTORS IN Mgmt For For
ORDER TO SET THE ISSUE PRICE OF COMMON
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL ACCORDING TO
CERTAIN TERMS AND CONDITIONS, WITHIN THE
LIMIT OF 5% OF THE CAPITAL PER YEAR, IN THE
CONTEXT OF AN INCREASE IN THE SHARE CAPITAL
BY ISSUE WITHOUT PRE-EMPTIVE SUBSCRIPTION
RIGHTS
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO INCREASE THE NUMBER
OF COMMON SHARES OR TRANSFERABLE SECURITIES
TO BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH OR WITHOUT A PRE-EMPTIVE
SUBSCRIPTION RIGHT WITHIN THE LIMIT OF 15%
OF THE INITIAL ISSUE CARRIED OUT PURSUANT
TO THE 16TH, 18TH AND 19TH RESOLUTIONS
22 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO PROCEED WITH THE
ISSUE OF COMMON SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL IN ORDER TO COMPENSATE
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY CONSISTING OF EQUITY SECURITIES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, WITHIN THE LIMIT OF
10% OF THE SHARE CAPITAL (TO BE USED
OUTSIDE OF PUBLIC OFFERING PERIODS)
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO DECIDE ON AN INCREASE
IN THE SHARE CAPITAL BY ISSUING, WITHOUT A
PRE-EMPTIVE SUBSCRIPTION RIGHT, OF COMMON
SHARES OR OTHER SECURITIES GRANTING ACCESS
TO THE CAPITAL RESERVED FOR EMPLOYEES AND
FORMER EMPLOYEES WHO ARE MEMBERS OF ONE OR
MORE COMPANY SAVINGS PLANS
24 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 935364959
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bruce D. Broussard Mgmt For For
1b. Election of Director: Alexander M. Cutler Mgmt Against Against
1c. Election of Director: H. James Dallas Mgmt Against Against
1d. Election of Director: Elizabeth R. Gile Mgmt Against Against
1e. Election of Director: Ruth Ann M. Gillis Mgmt For For
1f. Election of Director: Christopher M. Gorman Mgmt For For
1g. Election of Director: Robin N. Hayes Mgmt For For
1h. Election of Director: Carlton L. Highsmith Mgmt For For
1i. Election of Director: Richard J. Hipple Mgmt For For
1j. Election of Director: Devina A. Rankin Mgmt For For
1k. Election of Director: Barbara R. Snyder Mgmt Against Against
1l. Election of Director: Todd J. Vasos Mgmt For For
1m. Election of Director: David K. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor.
3. Advisory approval of executive Mgmt For For
compensation.
4. Approval of KeyCorp Second Amended and Mgmt For For
Restated Discounted Stock Purchase Plan.
5. Management proposal to reduce the ownership Mgmt For For
threshold to call a special shareholder
meeting.
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 935343272
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John W. Culver Mgmt For For
1B. Election of Director: Robert W. Decherd Mgmt Against Against
1C. Election of Director: Michael D. Hsu Mgmt For For
1D. Election of Director: Mae C. Jemison, M.D. Mgmt Against Against
1E. Election of Director: S. Todd Maclin Mgmt For For
1F. Election of Director: Sherilyn S. McCoy Mgmt Against Against
1G. Election of Director: Christa S. Quarles Mgmt For For
1H. Election of Director: Ian C. Read Mgmt Against Against
1I. Election of Director: Dunia A. Shive Mgmt For For
1J. Election of Director: Mark T. Smucker Mgmt For For
1K. Election of Director: Michael D. White Mgmt For For
2. Ratification of Auditor. Mgmt For For
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Approval of 2021 Equity Participation Plan. Mgmt Against Against
5. Approval of 2021 Outside Directors' Mgmt For For
Compensation Plan.
6. Reduce Ownership Threshold required to call Mgmt For For
a Special Meeting of Stockholders.
7. Stockholder Proposal Regarding Right to Act Shr For Against
by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
KIRIN HOLDINGS COMPANY,LIMITED Agenda Number: 713622036
--------------------------------------------------------------------------------------------------------------------------
Security: 497350108
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: JP3258000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Isozaki, Yoshinori Mgmt For For
2.2 Appoint a Director Nishimura, Keisuke Mgmt For For
2.3 Appoint a Director Miyoshi, Toshiya Mgmt For For
2.4 Appoint a Director Yokota, Noriya Mgmt For For
2.5 Appoint a Director Kobayashi, Noriaki Mgmt For For
2.6 Appoint a Director Mori, Masakatsu Mgmt For For
2.7 Appoint a Director Yanagi, Hiroyuki Mgmt For For
2.8 Appoint a Director Matsuda, Chieko Mgmt For For
2.9 Appoint a Director Shiono, Noriko Mgmt For For
2.10 Appoint a Director Rod Eddington Mgmt For For
2.11 Appoint a Director George Olcott Mgmt For For
2.12 Appoint a Director Kato, Kaoru Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KOMATSU LTD. Agenda Number: 714203938
--------------------------------------------------------------------------------------------------------------------------
Security: J35759125
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3304200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ohashi, Tetsuji Mgmt For For
2.2 Appoint a Director Ogawa, Hiroyuki Mgmt For For
2.3 Appoint a Director Moriyama, Masayuki Mgmt For For
2.4 Appoint a Director Mizuhara, Kiyoshi Mgmt For For
2.5 Appoint a Director Kigawa, Makoto Mgmt For For
2.6 Appoint a Director Kunibe, Takeshi Mgmt For For
2.7 Appoint a Director Arthur M. Mitchell Mgmt For For
2.8 Appoint a Director Horikoshi, Takeshi Mgmt For For
2.9 Appoint a Director Saiki, Naoko Mgmt For For
3.1 Appoint a Corporate Auditor Ono, Kotaro Mgmt For For
3.2 Appoint a Corporate Auditor Inagaki, Mgmt For For
Yasuhiro
--------------------------------------------------------------------------------------------------------------------------
KYOCERA CORPORATION Agenda Number: 714257777
--------------------------------------------------------------------------------------------------------------------------
Security: J37479110
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3249600002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Yamaguchi, Goro Mgmt For For
2.2 Appoint a Director Tanimoto, Hideo Mgmt For For
2.3 Appoint a Director Fure, Hiroshi Mgmt For For
2.4 Appoint a Director Ina, Norihiko Mgmt For For
2.5 Appoint a Director Kano, Koichi Mgmt For For
2.6 Appoint a Director Aoki, Shoichi Mgmt For For
2.7 Appoint a Director Aoyama, Atsushi Mgmt For For
2.8 Appoint a Director Koyano, Akiko Mgmt For For
2.9 Appoint a Director Kakiuchi, Eiji Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Kida, Minoru
--------------------------------------------------------------------------------------------------------------------------
L3HARRIS TECHNOLOGIES INC. Agenda Number: 935345694
--------------------------------------------------------------------------------------------------------------------------
Security: 502431109
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: LHX
ISIN: US5024311095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Sallie B. Bailey
1B. Election of Director for a Term Expiring at Mgmt Against Against
the 2022 Annual Meeting of Shareholders:
William M. Brown
1C. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Peter W. Chiarelli
1D. Election of Director for a Term Expiring at Mgmt Against Against
the 2022 Annual Meeting of Shareholders:
Thomas A. Corcoran
1E. Election of Director for a Term Expiring at Mgmt Against Against
the 2022 Annual Meeting of Shareholders:
Thomas A. Dattilo
1F. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Roger B. Fradin
1G. Election of Director for a Term Expiring at Mgmt Against Against
the 2022 Annual Meeting of Shareholders:
Lewis Hay III
1H. Election of Director for a Term Expiring at Mgmt Against Against
the 2022 Annual Meeting of Shareholders:
Lewis Kramer
1I. Election of Director for a Term Expiring at Mgmt Against Against
the 2022 Annual Meeting of Shareholders:
Christopher E. Kubasik
1J. Election of Director for a Term Expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders:
Rita S. Lane
1K. Election of Director for a Term Expiring at Mgmt Against Against
the 2022 Annual Meeting of Shareholders:
Robert B. Millard
1L. Election of Director for a Term Expiring at Mgmt Against Against
the 2022 Annual Meeting of Shareholders:
Lloyd W. Newton
2. Approval, in an Advisory Vote, of the Mgmt For For
Compensation of Named Executive Officers as
Disclosed in the Proxy Statement.
3. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm for Fiscal Year 2021.
--------------------------------------------------------------------------------------------------------------------------
LEGAL & GENERAL GROUP PLC Agenda Number: 713933477
--------------------------------------------------------------------------------------------------------------------------
Security: G54404127
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: GB0005603997
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE AUDITED REPORT AND ACCOUNTS OF THE Mgmt For For
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2020, TOGETHER WITH THE DIRECTORS' REPORT,
STRATEGIC REPORT AND THE AUDITOR'S REPORT
ON THOSE ACCOUNTS, BE RECEIVED AND ADOPTED
2 THAT A FINAL DIVIDEND OF 12.64 PENCE PER Mgmt For For
ORDINARY SHARE IN RESPECT OF THE YEAR ENDED
31 DECEMBER 2020 BE DECLARED AND BE PAID ON
27 MAY 2021 TO SHAREHOLDERS ON THE REGISTER
OF MEMBERS AT THE CLOSE OF BUSINESS ON 16
APRIL 2021
3 THAT RIC LEWIS BE ELECTED AS A DIRECTOR Mgmt For For
4 THAT NILUFER VON BISMARCK BE ELECTED AS A Mgmt For For
DIRECTOR
5 THAT HENRIETTA BALDOCK BE RE-ELECTED AS A Mgmt For For
DIRECTOR
6 THAT PHILIP BROADLEY BE RE-ELECTED AS A Mgmt For For
DIRECTOR
7 THAT JEFF DAVIES BE RE-ELECTED AS A Mgmt For For
DIRECTOR
8 THAT SIR JOHN KINGMAN BE RE-ELECTED AS A Mgmt For For
DIRECTOR
9 THAT LESLEY KNOX BE RE-ELECTED AS A Mgmt For For
DIRECTOR
10 THAT GEORGE LEWIS BE RE-ELECTED AS A Mgmt For For
DIRECTOR
11 THAT TOBY STRAUSS BE RE-ELECTED AS A Mgmt For For
DIRECTOR
12 THAT NIGEL WILSON BE RE-ELECTED AS A Mgmt For For
DIRECTOR
13 THAT KPMG LLP BE RE-APPOINTED AS AUDITOR OF Mgmt For For
THE COMPANY, TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID
14 THAT THE DIRECTORS BE AUTHORISED TO Mgmt For For
DETERMINE THE AUDITOR'S REMUNERATION
15 THAT THE DIRECTORS' REPORT ON REMUNERATION Mgmt For For
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY), AS SET OUT ON PAGES 88 TO 90 OF
THE COMPANY'S 2020 ANNUAL REPORT AND
ACCOUNTS, BE APPROVED
16 RENEWAL OF DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
SHARES
17 ADDITIONAL AUTHORITY TO ALLOT SHARES IN Mgmt For For
RESPECT OF CONTINGENT CONVERTIBLE
SECURITIES
18 POLITICAL DONATIONS Mgmt For For
19 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
20 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS FOR PURPOSES OF
ACQUISITIONS OR SPECIFIED CAPITAL
INVESTMENTS
21 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS IN CONNECTION WITH THE
ISSUE OF CCS
22 PURCHASE OF OWN SHARES Mgmt For For
23 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
24 THAT A GENERAL MEETING OF THE COMPANY OTHER Mgmt For For
THAN AN ANNUAL GENERAL MEETING OF THE
COMPANY MAY BE CALLED ON NOT LESS THAN 14
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
LEGRAND SA Agenda Number: 713911976
--------------------------------------------------------------------------------------------------------------------------
Security: F56196185
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker:
ISIN: FR0010307819
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 16 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A
TRANSFER OF THE RELEVANT CDIS TO THE ESCROW
ACCOUNT SPECIFIED IN THE ASSOCIATED
CORPORATE EVENT IN THE CREST SYSTEM. THIS
TRANSFER WILL NEED TO BE COMPLETED BY THE
SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS
TRANSFER HAS SETTLED, THE CDIS WILL BE
BLOCKED IN THE CREST SYSTEM. THE CDIS WILL
BE RELEASED FROM ESCROW AS SOON AS
PRACTICABLE ON THE BUSINESS DAY PRIOR TO
MEETING DATE UNLESS OTHERWISE SPECIFIED. IN
ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED
POSITION MUST BE BLOCKED IN THE REQUIRED
ESCROW ACCOUNT IN THE CREST SYSTEM. BY
VOTING ON THIS MEETING, YOUR CUSTODIAN MAY
USE YOUR VOTE INSTRUCTION AS THE
AUTHORIZATION TO TAKE THE NECESSARY ACTION
WHICH WILL INCLUDE TRANSFERRING YOUR
INSTRUCTED POSITION TO ESCROW. PLEASE
CONTACT YOUR CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING EARNINGS
AMOUNTING TO EUR 427,487,360.64. THE
SHAREHOLDERS' MEETING APPROVES THE NON
DEDUCTIBLE EXPENSES AND CHARGES AMOUNTING
TO EUR 46,734.00 AND THEIR CORRESPONDING
TAX OF EUR 14,966.00
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE
MEETING, SHOWING NET EARNINGS (GROUP SHARE)
AMOUNTING TO EUR 681,200,000.00
3 THE SHAREHOLDERS' MEETING RESOLVES TO Mgmt For For
ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN:
EARNINGS: EUR 427,487,360.64 LEGAL RESERVE:
EUR (68,647.20) RETAINED EARNINGS: EUR
90,255,385.25 INTERIM DISTRIBUTABLE INCOME:
EUR 517,674,098.69 UNAVAILABLE RESERVES FOR
TREASURY SHARES: EUR (5,158,756.43)
DISTRIBUTABLE INCOME: EUR 512,515,342.26
ALLOCATION: DIVIDENDS: EUR 379,597,721.38
(BASED ON THE SHARES COMPOSING THE SHARE
CAPITAL AS OF THE 31ST OF DECEMBER 2020)
RETAINED EARNINGS: EUR 132,917,620.88
FOLLOWING THIS ALLOCATION, THE UNAVAILABLE
RESERVES FOR TREASURY SHARES WILL SHOW A
NEW BALANCE OF EUR 8,615,006.54. THE
SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF
EUR 1.42 PER SHARE, THAT WILL BE ELIGIBLE
TO THE 40 PER CENT DEDUCTION PROVIDED BY
THE FRENCH GENERAL TAX CODE. THIS DIVIDEND
WILL BE PAID ON THE 1ST OF JUNE 2021. AS
REQUIRED BY LAW, IT IS REMINDED THAT, FOR
THE LAST THREE FINANCIAL YEARS, THE
DIVIDENDS WERE PAID AS FOLLOWS: EUR 1.26
PER SHARE FOR FISCAL YEAR 2017 EUR 1.34 PER
SHARE FOR FISCAL YEARS 2018 AND 2019
4 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION MENTIONED IN THE ARTICLE
L.22-10-9 I OF THE FRENCH COMMERCIAL CODE
5 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR GILLES SCHNEPP AS CHAIRMAN OF
THE BOARD OF DIRECTORS UNTIL THE 30TH OF
JUNE 2020 FOR THE 2020 FINANCIAL YEAR
6 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MRS ANGELES GARCIA-POVEDA AS
CHAIRWOMAN OF THE BOARD OF DIRECTORS FROM
THE 1ST OF JULY 2020 FOR THE 2020 FINANCIAL
YEAR
7 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR BENOIT COQUART AS MANAGING
DIRECTOR FOR THE 2020 FINANCIAL YEAR
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE MANAGING DIRECTOR
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE MEMBERS OF THE BOARD OF DIRECTORS
11 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MRS ANNALISA LOUSTAU ELIA AS
A DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR
12 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt For For
DIRECTOR, MR JEAN-MARC CHERY FOR A 3-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2023 FISCAL YEAR
13 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES, SUBJECT TO THE CONDITIONS
DESCRIBED BELOW: MAXIMUM PURCHASE PRICE:
EUR 120.00, MAXIMUM NUMBER OF SHARES TO BE
ACQUIRED: 10 PER CENT OF THE SHARE CAPITAL,
MAXIMUM FUNDS INVESTED IN THE SHARE
BUYBACKS: EUR 1,000,000,000.00. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
14 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt For For
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND
AT ITS SOLE DISCRETION, BY CANCELLING ALL
OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH THE STOCK REPURCHASE
PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE
SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
15 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO GRANT, FOR FREE, ON
ONE OR MORE OCCASIONS, EXISTING OR TO BE
ISSUED COMPANY'S SHARES, IN FAVOUR OF
BENEFICIARIES TO BE CHOSEN AMONG THE
EMPLOYEES AND OR THE CORPORATE OFFICERS OF
THE COMPANY AND RELATED COMPANIES. THEY MAY
NOT REPRESENT MORE THAN 1.5 PER CENT OF THE
SHARE CAPITAL, AMONG WHICH THE SHARES
GRANTED TO THE CORPORATE OFFICERS OF THE
COMPANY MAY NOT REPRESENT MORE THAN 10 PER
CENT OF THE TOTAL NUMBER OF SHARES GRANTED
FOR FREE. THIS AUTHORIZATION IS GIVEN FOR A
38-MONTH PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
16 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLE NR 12.4 : 'VOTING RIGHT' OF THE
BYLAWS
17 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
CMMT 05 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104142100842-45 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105052101375-54 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT AND DUE TO RECEIPT OF UPDATED
BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 935381107
--------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: LNC
ISIN: US5341871094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting:
Deirdre P. Connelly
1B. Election of director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting:
William H. Cunningham
1C. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting:
Reginald E. Davis
1D. Election of director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting: Dennis
R. Glass
1E. Election of director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting: George
W. Henderson, III
1F. Election of director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting: Eric
G. Johnson
1G. Election of director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting: Gary
C. Kelly
1H. Election of director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting: M.
Leanne Lachman
1I. Election of director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting:
Michael F. Mee
1J. Election of director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting:
Patrick S. Pittard
1K. Election of director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting: Lynn
M. Utter
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the independent
registered public accounting firm for 2021.
3. The approval of an advisory resolution on Mgmt Against Against
the compensation of our named executive
officers.
4. Shareholder proposal to amend our bylaws to Shr Against For
remove the one-year holding requirement
from our special shareholder meeting right.
5. Shareholder proposal to amend our proxy Shr For Against
access bylaws to remove the 20-shareholder
aggregation limit.
--------------------------------------------------------------------------------------------------------------------------
LINDE PLC Agenda Number: 712639042
--------------------------------------------------------------------------------------------------------------------------
Security: G5494J103
Meeting Type: AGM
Meeting Date: 27-Jul-2020
Ticker:
ISIN: IE00BZ12WP82
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 406268 DUE TO CHANGE IN RECORD
DATE FROM 27 APRIL 2020 TO 24 JULY 2020.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU
1.A ELECTION OF DIRECTOR: PROF. DR. WOLFGANG Mgmt For For
REITZLE
1.B ELECTION OF DIRECTOR: STEPHEN F. ANGEL Mgmt For For
1.C ELECTION OF DIRECTOR: PROF. DDR. Mgmt For For
ANN-KRISTIN ACHLEITNER
1.D ELECTION OF DIRECTOR: PROF. DR. CLEMENS Mgmt For For
BORSIG
1.E ELECTION OF DIRECTOR: DR. NANCE K. DICCIANI Mgmt For For
1.F ELECTION OF DIRECTOR: DR. THOMAS ENDERS Mgmt For For
1.G ELECTION OF DIRECTOR: FRANZ FEHRENBACH Mgmt For For
1.H ELECTION OF DIRECTOR: EDWARD G. GALANTE Mgmt For For
1.I ELECTION OF DIRECTOR: LARRY D. MCVAY Mgmt For For
1.J ELECTION OF DIRECTOR: DR. VICTORIA OSSADNIK Mgmt For For
1.K ELECTION OF DIRECTOR: PROF. DR. MARTIN H. Mgmt For For
RICHENHAGEN
1.L ELECTION OF DIRECTOR: ROBERT L. WOOD Mgmt For For
2.A TO RATIFY, ON AN ADVISORY AND NON-BINDING Mgmt Against Against
BASIS, THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS ("PWC") AS THE
INDEPENDENT AUDITOR
2.B TO AUTHORIZE THE BOARD, ACTING THROUGH THE Mgmt For For
AUDIT COMMITTEE, TO DETERMINE PWC'S
REMUNERATION
3 TO DETERMINE THE PRICE RANGE AT WHICH LINDE Mgmt For For
PLC CAN RE-ALLOT SHARES THAT IT ACQUIRES AS
TREASURY SHARES UNDER IRISH LAW
4 TO APPROVE, ON AN ADVISORY AND NON-BINDING Mgmt Against Against
BASIS, THE COMPENSATION OF LINDE PLC'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN
THE 2020 PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 935362878
--------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: LKQ
ISIN: US5018892084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Berard Mgmt For For
1B. Election of Director: Meg A. Divitto Mgmt For For
1C. Election of Director: Robert M. Hanser Mgmt For For
1D. Election of Director: Joseph M. Holsten Mgmt For For
1E. Election of Director: Blythe J. McGarvie Mgmt For For
1F. Election of Director: John W. Mendel Mgmt For For
1G. Election of Director: Jody G. Miller Mgmt For For
1H. Election of Director: Guhan Subramanian Mgmt Against Against
1I. Election of Director: Xavier Urbain Mgmt For For
1J. Election of Director: Jacob H. Welch Mgmt For For
1K. Election of Director: Dominick Zarcone Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC Agenda Number: 713722951
--------------------------------------------------------------------------------------------------------------------------
Security: G5533W248
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: GB0008706128
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND OF THE AUDITOR
FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO ELECT MR R F BUDENBERG AS A DIRECTOR OF Mgmt For For
THE COMPANY
3 TO RE-ELECT MR W L D CHALMERS AS A DIRECTOR Mgmt For For
OF THE COMPANY
4 TO RE-ELECT MR A P DICKINSON AS A DIRECTOR Mgmt For For
OF THE COMPANY
5 TO RE-ELECT MS S C LEGG AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT LORD LUPTON AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT MS A F MACKENZIE AS A DIRECTOR Mgmt For For
OF THE COMPANY
8 TO RE-ELECT MR N E T PRETTEJOHN AS A Mgmt For For
DIRECTOR OF THE COMPANY
9 TO RE-ELECT MR S W SINCLAIR AS A DIRECTOR Mgmt For For
OF THE COMPANY
10 TO RE-ELECT MS C M WOODS AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT IN THE FORM SET OUT ON PAGES 115 TO
134 OF THE ANNUAL REPORT AND ACCOUNTS FOR
THE YEAR ENDED 31 DECEMBER 2020
12 TO DECLARE AND PAY A FINAL ORDINARY Mgmt For For
DIVIDEND OF 0.57 PENCE PER ORDINARY SHARE
IN RESPECT OF THE FINANCIAL YEAR ENDED 31
DECEMBER 2020, PAYABLE ON 25 MAY 2021 TO
ORDINARY SHAREHOLDERS WHOSE NAMES APPEAR IN
THE REGISTER OF MEMBERS AT THE CLOSE OF
BUSINESS ON 16 APRIL 2021
13 TO APPOINT DELOITTE LLP AS AUDITOR OF THE Mgmt For For
COMPANY, TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY
14 TO AUTHORISE THE AUDIT COMMITTEE TO SET THE Mgmt For For
REMUNERATION OF THE COMPANY'S AUDITOR
15 LLOYDS BANKING GROUP DEFERRED BONUS PLAN Mgmt For For
2021
16 AUTHORITY FOR THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS OR
INCUR POLITICAL EXPENDITURE
17 DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt Against Against
18 DIRECTORS' AUTHORITY TO ALLOT SHARES IN Mgmt For For
RELATION TO THE ISSUE OF REGULATORY CAPITAL
CONVERTIBLE INSTRUMENTS
19 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
20 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS IN THE EVENT OF FINANCING AN
ACQUISITION TRANSACTION OR OTHER CAPITAL
INVESTMENT
21 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS IN RELATION TO THE ISSUE OF
REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS
22 AUTHORITY TO PURCHASE ORDINARY SHARES Mgmt For For
23 AUTHORITY TO PURCHASE PREFERENCE SHARES Mgmt For For
24 ADOPTION OF NEW ARTICLES OF ASSOCIATION Mgmt For For
25 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC Agenda Number: 713234108
--------------------------------------------------------------------------------------------------------------------------
Security: G5689U103
Meeting Type: OGM
Meeting Date: 03-Nov-2020
Ticker:
ISIN: GB00B0SWJX34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE PROPOSED DIVESTMENT BY THE Mgmt For For
COMPANY OF THE BORSA ITALIANA GROUP AND THE
ASSOCIATED ARRANGEMENTS, AS DESCRIBED IN
THE CIRCULAR TO SHAREHOLDERS OF WHICH THE
NOTICE OF GENERAL MEETING FORMS PART
--------------------------------------------------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC Agenda Number: 713718560
--------------------------------------------------------------------------------------------------------------------------
Security: G5689U103
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: GB00B0SWJX34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 TO DECLARE A DIVIDEND Mgmt For For
3 TO APPROVE THE ANNUAL REPORT ON Mgmt Against Against
REMUNERATION AND THE ANNUAL STATEMENT OF
THE CHAIR OF THE REMUNERATION COMMITTEE
4 TO RE-ELECT JACQUES AIGRAIN AS A DIRECTOR Mgmt For For
5 TO RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR Mgmt For For
6 TO RE-ELECT PROFESSOR KATHLEEN DEROSE AS A Mgmt For For
DIRECTOR
7 TO RE-ELECT CRESSIDA HOGG CBE AS A DIRECTOR Mgmt For For
8 TO RE-ELECT STEPHEN OCONNOR AS A DIRECTOR Mgmt For For
9 TO RE-ELECT DR VAL RAHMANI AS A DIRECTOR Mgmt For For
10 TO RE-ELECT DON ROBERT AS A DIRECTOR Mgmt For For
11 TO RE-ELECT DAVID SCHWIMMER AS A DIRECTOR Mgmt For For
12 TO ELECT MARTIN BRAND AS A DIRECTOR Mgmt Against Against
13 TO ELECT ERIN BROWN AS A DIRECTOR Mgmt Against Against
14 TO ELECT ANNA MANZ AS A DIRECTOR Mgmt For For
15 TO ELECT DOUGLAS STEENLAND AS A DIRECTOR Mgmt Against Against
16 TO RE-APPOINT ERNST AND YOUNG LLP AS Mgmt For For
AUDITORS
17 TO AUTHORISE THE DIRECTORS TO APPROVE THE Mgmt For For
AUDITORS REMUNERATION
18 TO RENEW THE DIRECTORS AUTHORITY TO ALLOT Mgmt Against Against
SHARES
19 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS AND INCUR POLITICAL EXPENDITURE
20 TO APPROVE THE LONDON STOCK EXCHANGE GROUP Mgmt For For
UK SAYE
21 TO APPROVE THE ADOPTION OF NEW ARTICLES OF Mgmt For For
ASSOCIATION
22 TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT Mgmt For For
OF AN ALLOTMENT OF EQUITY SECURITIES FOR
CASH
23 TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT Mgmt For For
OF A FURTHER ALLOTMENT OF EQUITY SECURITIES
FOR CASH FOR THE PURPOSES OF FINANCING A
TRANSACTION
24 TO GRANT THE DIRECTORS AUTHORITY TO Mgmt For For
PURCHASE THE COMPANY'S OWN SHARES
25 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935387729
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Daniel J. Heinrich Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Mary Beth West Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt Against Against
executive officer compensation in fiscal
2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2021.
4. Shareholder proposal regarding amending the Shr For Against
Company's proxy access bylaw to remove
shareholder aggregation limits.
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SE Agenda Number: 713673110
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: MIX
Meeting Date: 15-Apr-2021
Ticker:
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 12 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE
NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 08 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
COMMENT AND CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU AND PLEASE NOTE
THAT IMPORTANT ADDITIONAL MEETING
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103102100415-30
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
AND SETTING OF THE DIVIDEND
4 APPROVAL OF REGULATED AGREEMENTS REFERRED Mgmt Against Against
TO IN ARTICLE L. 225-38 OF THE FRENCH
COMMERCIAL CODE
5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
ANTOINE ARNAULT AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
NICOLAS BAZIRE AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
CHARLES DE CROISSET AS DIRECTOR
8 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
YVES-THIBAULT DE SILGUY AS DIRECTOR
9 APPOINTMENT OF MR. M. OLIVIER LENEL AS Mgmt For For
DEPUTY STATUTORY AUDITOR, AS A REPLACEMENT
FOR MR. PHILIPPE CASTAGNAC WHO RESIGNED
10 APPROVAL OF THE CHANGES MADE FOR THE Mgmt For For
FINANCIAL YEAR 2020 TO THE DIRECTORS'
COMPENSATION POLICY
11 APPROVAL OF THE CHANGES MADE FOR THE YEAR Mgmt Against Against
2020 TO THE COMPENSATION POLICY FOR THE
CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND
THE DEPUTY CHIEF EXECUTIVE OFFICER
12 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt Against Against
ARTICLE L. 22-10-9 I OF THE FRENCH
COMMERCIAL CODE
13 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt Against Against
DURING THE FINANCIAL YEAR 2020 OR GRANTED
FOR THE SAME FINANCIAL YEAR TO MR. BERNARD
ARNAULT, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
14 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt Against Against
DURING THE FINANCIAL YEAR 2020 OR GRANTED
FOR THE SAME FINANCIAL YEAR TO MR. ANTONIO
BELLONI, DEPUTY CHIEF EXECUTIVE OFFICER
15 APPROVAL OF THE COMPENSATION POLICY OF Mgmt For For
DIRECTORS
16 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt Against Against
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
17 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt Against Against
DEPUTY CHIEF EXECUTIVE OFFICER
18 AUTHORIZATION FOR THE BOARD OF DIRECTORS, Mgmt For For
FOR A PERIOD OF 18 MONTHS, TO TRADE IN THE
COMPANY'S SHARES FOR A MAXIMUM PURCHASE
PRICE OF 700 EUROS PER SHARE, I.E. A
MAXIMUM AGGREGATE AMOUNT OF 35.3 BILLION
EUROS
19 AUTHORIZATION TO THE BOARD OF DIRECTORS, Mgmt For For
FOR A PERIOD OF 18 MONTHS, TO REDUCE THE
SHARE CAPITAL BY CANCELLING SHARES HELD BY
THE COMPANY FOLLOWING THE REPURCHASE OF ITS
OWN SHARES
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO INCREASE THE CAPITAL BY
INCORPORATING PROFITS, RESERVES, PREMIUMS
OR OTHERS
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE COMMON SHARES, AND/OR
EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OR GRANTING ENTITLEMENT
TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHTS
22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE, BY WAY OF A PUBLIC
OFFERING, COMMON SHARES, AND/OR EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR GRANTING ENTITLEMENT TO THE
ALLOTMENT OF DEBT SECURITIES, AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT WITH A PRIORITY RIGHT
OPTION
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE COMMON SHARES, AND/OR
EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OR GRANTING ENTITLEMENT
TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
EQUITY SECURITIES TO BE ISSUED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, FOR THE BENEFIT OF
QUALIFIED INVESTORS OR A LIMITED CIRCLE OF
INVESTORS
24 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO INCREASE THE NUMBER OF SHARES TO
BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH RETENTION OR CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE RIGHT OF
SUBSCRIPTION IN THE CONTEXT OF
OVER-ALLOTMENT OPTIONS IN THE EVENT OF
SUBSCRIPTIONS EXCEEDING THE NUMBER OF
SECURITIES PROPOSED
25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE SHARES AND/OR EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR TO THE ALLOCATION OF DEBT
SECURITIES AS REMUNERATION OF SECURITIES
CONTRIBUTED TO ANY PUBLIC EXCHANGE OFFER
INITIATED BY THE COMPANY
26 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE, WITHIN THE LIMIT OF 10%
OF THE SHARE CAPITAL, COMMON SHARES OR
EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OF THE COMPANY OR
GRANTING ENTITLEMENT TO THE ALLOCATION OF
DEBT SECURITIES AS REMUNERATION FOR
CONTRIBUTIONS IN KIND OF EQUITY SECURITIES
OR TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE CAPITAL, GRANTED TO THE COMPANY
27 AUTHORIZATION FOR THE BOARD OF DIRECTORS, Mgmt Against Against
FOR A PERIOD OF 26 MONTHS, TO GRANT SHARE
SUBSCRIPTION OPTIONS WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS, OR SHARE PURCHASE OPTIONS TO
EMPLOYEES AND/OR EXECUTIVE OFFICERS OF THE
COMPANY AND RELATED ENTITIES, WITHIN THE
LIMIT OF 1% OF THE CAPITAL
28 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, TO ISSUE SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS, FOR THE BENEFIT OF THE MEMBERS OF
THE GROUP'S COMPANY SAVINGS PLAN(S), WITHIN
THE LIMIT OF 1% OF THE SHARE CAPITAL
29 SETTING OF THE OVERALL CEILING FOR Mgmt For For
IMMEDIATE OR FUTURE CAPITAL INCREASES
DECIDED BY VIRTUE OF DELEGATIONS OF
AUTHORITY
30 AMENDMENT TO ARTICLE 22 OF THE BY-LAWS Mgmt For For
CONCERNING THE STATUTORY AUDITORS
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SE Agenda Number: 713972330
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: OGM
Meeting Date: 28-May-2021
Ticker:
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104212101036-48 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105072101411-55 AND PLEASE NOTE
THAT THE MEETING TYPE CHANGED FROM EGM TO
OGM AND ADDITTION OF CDI COMMENT AND CHANGE
IN RECORD DATE FROM 26 MAY 2021 TO 25 MAY
2021 AND ADDITION OF BALO LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU AND PLEASE
NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED
TO VOTE AT THIS MEETING. IF NO SHAREHOLDER
DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY
CARRY A HEIGHTENED RISK OF BEING REJECTED.
THANK YOU AND PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
1 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
--------------------------------------------------------------------------------------------------------------------------
M&G PLC Agenda Number: 713911546
--------------------------------------------------------------------------------------------------------------------------
Security: G6107R102
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: GB00BKFB1C65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 ELECT CLARE CHAPMAN AS DIRECTOR Mgmt For For
4 ELECT FIONA CLUTTERBUCK AS DIRECTOR Mgmt Against Against
5 RE-ELECT JOHN FOLEY AS DIRECTOR Mgmt For For
6 RE-ELECT CLARE BOUSFIELD AS DIRECTOR Mgmt For For
7 RE-ELECT CLIVE ADAMSON AS DIRECTOR Mgmt For For
8 RE-ELECT CLARE THOMPSON AS DIRECTOR Mgmt For For
9 RE-ELECT MASSIMO TOSATO AS DIRECTOR Mgmt For For
10 REAPPOINT KPMG LLP AS AUDITORS Mgmt For For
11 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
12 AUTHORISE UK POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
13 AUTHORISE ISSUE OF EQUITY Mgmt Against Against
14 AUTHORISE ISSUE OF EQUITY IN CONNECTION Mgmt For For
WITH THE ISSUE OF MANDATORY CONVERTIBLE
SECURITIES
15 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
16 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH THE
ISSUE OF MANDATORY CONVERTIBLE SECURITIES
17 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
18 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
MAKITA CORPORATION Agenda Number: 714257652
--------------------------------------------------------------------------------------------------------------------------
Security: J39584107
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3862400003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Increase the Board of Mgmt For For
Directors Size, Adopt Reduction of
Liability System for Directors, Transition
to a Company with Supervisory Committee,
Allow the Board of Directors to Authorize
Appropriation of Surplus and Purchase Own
Shares, Approve Minor Revisions
3.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Goto, Masahiko
3.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Goto,
Munetoshi
3.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tomita,
Shinichiro
3.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kaneko,
Tetsuhisa
3.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ota, Tomoyuki
3.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsuchiya,
Takashi
3.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yoshida,
Masaki
3.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Omote, Takashi
3.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Otsu, Yukihiro
3.10 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sugino,
Masahiro
3.11 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Iwase,
Takahiro
4.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Wakayama,
Mitsuhiko
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kodama, Akira
4.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Inoue, Shoji
4.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nishikawa,
Koji
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
6 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
7 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Directors who are Audit and
Supervisory Committee Members and Outside
Directors)
8 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 935349868
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Abdulaziz F. Mgmt Against Against
Alkhayyal
1B. Election of Class I Director: Jonathan Z. Mgmt For For
Cohen
1C. Election of Class I Director: Michael J. Mgmt For For
Hennigan
1D. Election of Class I Director: Frank M. Mgmt For For
Semple
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent auditor for 2021.
3. Approval, on an advisory basis, of the Mgmt Against Against
company's named executive officer
compensation.
4. Approval of the Marathon Petroleum Mgmt Against Against
Corporation 2021 Incentive Compensation
Plan.
5. Approval of an amendment to the company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority provisions.
6. Approval of an amendment to the company's Mgmt For For
Restated Certificate of Incorporation to
declassify the Board of Directors.
7. Shareholder proposal seeking to prohibit Shr For Against
accelerated vesting of equity awards in
connection with a change in control.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 935372817
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony K. Anderson Mgmt For For
1B. Election of Director: Oscar Fanjul Mgmt Against Against
1C. Election of Director: Daniel S. Glaser Mgmt For For
1D. Election of Director: H. Edward Hanway Mgmt Against Against
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Tamara Ingram Mgmt For For
1G. Election of Director: Jane H. Lute Mgmt For For
1H. Election of Director: Steven A. Mills Mgmt For For
1I. Election of Director: Bruce P. Nolop Mgmt Against Against
1J. Election of Director: Marc D. Oken Mgmt For For
1K. Election of Director: Morton O. Schapiro Mgmt Against Against
1L. Election of Director: Lloyd M. Yates Mgmt For For
1M. Election of Director: R. David Yost Mgmt For For
2. Advisory (Nonbinding) Vote to Approve Named Mgmt For For
Executive Officer Compensation.
3. Ratification of Selection of Independent Mgmt For For
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
MARUBENI CORPORATION Agenda Number: 714204106
--------------------------------------------------------------------------------------------------------------------------
Security: J39788138
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3877600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kokubu, Fumiya Mgmt For For
1.2 Appoint a Director Takahara, Ichiro Mgmt For For
1.3 Appoint a Director Kakinoki, Masumi Mgmt For For
1.4 Appoint a Director Terakawa, Akira Mgmt For For
1.5 Appoint a Director Ishizuki, Mutsumi Mgmt For For
1.6 Appoint a Director Oikawa, Kenichiro Mgmt For For
1.7 Appoint a Director Furuya, Takayuki Mgmt For For
1.8 Appoint a Director Kitabata, Takao Mgmt For For
1.9 Appoint a Director Takahashi, Kyohei Mgmt For For
1.10 Appoint a Director Okina, Yuri Mgmt For For
1.11 Appoint a Director Hatchoji, Takashi Mgmt For For
1.12 Appoint a Director Kitera, Masato Mgmt For For
1.13 Appoint a Director Ishizuka, Shigeki Mgmt For For
2.1 Appoint a Corporate Auditor Kida, Toshiaki Mgmt For For
2.2 Appoint a Corporate Auditor Yoneda, Mgmt For For
Tsuyoshi
3 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Outside Directors)
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 935232126
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Annual
Meeting Date: 23-Jul-2020
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tudor Brown Mgmt For For
1B. Election of Director: Brad Buss Mgmt For For
1C. Election of Director: Edward Frank Mgmt For For
1D. Election of Director: Richard S. Hill Mgmt For For
1E. Election of Director: Bethany Mayer Mgmt For For
1F. Election of Director: Matthew J. Murphy Mgmt For For
1G. Election of Director: Michael Strachan Mgmt For For
1H. Election of Director: Robert E. Switz Mgmt For For
2. An advisory (non-binding) vote to approve Mgmt Against Against
compensation of our named executive
officers.
3. The appointment of Deloitte & Touche LLP as Mgmt For For
our auditors and independent registered
public accounting firm, and authorization
of the audit committee, acting on behalf of
our board of directors, to fix the
remuneration of the firm for the fiscal
year ending January 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 935353475
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Special
Meeting Date: 15-Apr-2021
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE MARVELL BYE-LAW AMENDMENT PROPOSAL: To Mgmt For For
approve an amendment to Marvell's Fourth
Amended and Restated Bye-Laws to reduce the
shareholder vote required to approve a
merger with any other company from the
affirmative vote of 75% of the votes cast
at a general meeting of the shareholders,
the statutory default under Bermuda law, to
a simple majority of the votes cast at a
general meeting of the shareholders.
2. THE MARVELL MERGER PROPOSAL. To approve: Mgmt For For
(i) the Agreement and Plan of Merger and
Reorganization, dated as of October 29,
2020, by and among Marvell, Marvell
Technology, Inc. (f/k/a Maui HoldCo, Inc.),
a wholly owned subsidiary of Marvell
("HoldCo"), Maui Acquisition Company Ltd, a
wholly owned subsidiary of HoldCo ("Bermuda
Merger Sub"), Indigo Acquisition Corp., a
wholly owned subsidiary of HoldCo
("Delaware Merger Sub"), and Inphi
Corporation ("Inphi").
3. THE MARVELL ADJOURNMENT PROPOSAL: To Mgmt For For
approve the adjournment of the Marvell
shareholder meeting, if necessary or
appropriate, to permit further solicitation
of proxies if there are not sufficient
votes at the time of the Marvell
shareholder meeting to approve the Marvell
Bye-Law Amendment Proposal or the Marvell
Merger Proposal.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935420644
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ajay Banga Mgmt For For
1B. Election of Director: Merit E. Janow Mgmt Against Against
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt Against Against
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt Against Against
1G. Election of Director: Oki Matsumoto Mgmt For For
1H. Election of Director: Michael Miebach Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: JosE Octavio Reyes Mgmt Against Against
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt Against Against
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt Against Against
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2021.
4. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006 Long
Term Incentive Plan.
5. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006
Non-Employee Director Equity Compensation
Plan.
6. Approval of amendments to Mastercard's Mgmt For For
Certificate of Incorporation to remove
supermajority voting requirements.
--------------------------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. Agenda Number: 935270455
--------------------------------------------------------------------------------------------------------------------------
Security: 57772K101
Meeting Type: Special
Meeting Date: 08-Oct-2020
Ticker: MXIM
ISIN: US57772K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of July 12, 2020 (as it may be
amended from time to time, the "Merger
Agreement"), by and among Analog Devices,
Inc. ("Analog Devices"), Magneto Corp., a
Delaware corporation and wholly-owned
subsidiary of Analog Devices, and Maxim
Integrated Products, Inc. ("Maxim" and,
this proposal, the "Maxim merger
proposal").
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation that may be paid or
become payable to Maxim's named executive
officers that is based on or otherwise
relates to the transactions contemplated by
the Merger Agreement (the "Maxim
compensation proposal").
3. To adjourn the Special Meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if there are not
sufficient votes at the time of the Special
Meeting to approve the Maxim merger
proposal or to ensure that any supplement
or amendment to the accompanying joint
proxy statement/prospectus is timely
provided to Maxim stockholders (the "Maxim
adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. Agenda Number: 935275506
--------------------------------------------------------------------------------------------------------------------------
Security: 57772K101
Meeting Type: Annual
Meeting Date: 05-Nov-2020
Ticker: MXIM
ISIN: US57772K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William P. Sullivan Mgmt For For
1B. Election of Director: Tunc Doluca Mgmt Against Against
1C. Election of Director: Tracy C. Accardi Mgmt For For
1D. Election of Director: James R. Bergman Mgmt Against Against
1E. Election of Director: Joseph R. Bronson Mgmt Against Against
1F. Election of Director: Robert E. Grady Mgmt Against Against
1G. Election of Director: Mercedes Johnson Mgmt For For
1H. Election of Director: William D. Watkins Mgmt Against Against
1I. Election of Director: MaryAnn Wright Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Maxim
Integrated's independent registered public
accounting firm for the fiscal year ending
June 26, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
MAZDA MOTOR CORPORATION Agenda Number: 714218321
--------------------------------------------------------------------------------------------------------------------------
Security: J41551110
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3868400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Marumoto,
Akira
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Fujiwara,
Kiyoshi
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shobuda,
Kiyotaka
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ono, Mitsuru
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Koga, Akira
1.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Moro, Masahiro
1.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Aoyama,
Yasuhiro
1.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sato, Kiyoshi
1.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ogawa, Michiko
2.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Maruyama,
Masatoshi
2.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Watabe,
Nobuhiko
2.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Sakai, Ichiro
2.4 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Kitamura,
Akira
2.5 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Shibasaki,
Hiroko
2.6 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Sugimori,
Masato
3 Approve Details of Compensation as Mgmt For For
Stock-Linked Compensation Type Stock
Options for Directors (Excluding Directors
who are Audit and Supervisory Committee
Members and Outside Directors)
--------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION Agenda Number: 935239182
--------------------------------------------------------------------------------------------------------------------------
Security: 58155Q103
Meeting Type: Annual
Meeting Date: 29-Jul-2020
Ticker: MCK
ISIN: US58155Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Dominic J. Caruso
1B. Election of Director for a one-year term: Mgmt For For
N. Anthony Coles, M.D.
1C. Election of Director for a one-year term: Mgmt Against Against
M. Christine Jacobs
1D. Election of Director for a one-year term: Mgmt For For
Donald R. Knauss
1E. Election of Director for a one-year term: Mgmt Against Against
Marie L. Knowles
1F. Election of Director for a one-year term: Mgmt For For
Bradley E. Lerman
1G. Election of Director for a one-year term: Mgmt For For
Maria Martinez
1H. Election of Director for a one-year term: Mgmt Against Against
Edward A. Mueller
1I. Election of Director for a one-year term: Mgmt For For
Susan R. Salka
1J. Election of Director for a one-year term: Mgmt For For
Brian S. Tyler
1K. Election of Director for a one-year term: Mgmt For For
Kenneth E. Washington, Ph.D.
2. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as the company's independent
registered public accounting firm for the
fiscal year ending March 31, 2021.
3. Advisory vote on executive compensation. Mgmt Against Against
4. Shareholder proposal on action by written Shr For Against
consent of shareholders.
5. Shareholder proposal on disclosure of Shr For Against
lobbying activities and expenditures.
6. Shareholder proposal on statement of Shr For Against
purpose of a corporation.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt Against Against
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt Against Against
1F. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt Against Against
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt Against Against
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2021.
4. Shareholder proposal concerning a Shr For Against
shareholder right to act by written
consent.
5. Shareholder proposal regarding access to Shr For Against
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt Against Against
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr For Against
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI CORPORATION Agenda Number: 714204132
--------------------------------------------------------------------------------------------------------------------------
Security: J43830116
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3898400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kobayashi, Ken Mgmt For For
2.2 Appoint a Director Kakiuchi, Takehiko Mgmt For For
2.3 Appoint a Director Masu, Kazuyuki Mgmt For For
2.4 Appoint a Director Murakoshi, Akira Mgmt For For
2.5 Appoint a Director Hirai, Yasuteru Mgmt For For
2.6 Appoint a Director Kashiwagi, Yutaka Mgmt For For
2.7 Appoint a Director Nishiyama, Akihiko Mgmt For For
2.8 Appoint a Director Saiki, Akitaka Mgmt For For
2.9 Appoint a Director Tatsuoka, Tsuneyoshi Mgmt For For
2.10 Appoint a Director Miyanaga, Shunichi Mgmt For For
2.11 Appoint a Director Akiyama, Sakie Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI GAS CHEMICAL COMPANY,INC. Agenda Number: 714257436
--------------------------------------------------------------------------------------------------------------------------
Security: J43959113
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3896800004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kurai, Toshikiyo Mgmt For For
1.2 Appoint a Director Fujii, Masashi Mgmt For For
1.3 Appoint a Director Inari, Masato Mgmt For For
1.4 Appoint a Director Ariyoshi, Nobuhisa Mgmt For For
1.5 Appoint a Director Kato, Kenji Mgmt For For
1.6 Appoint a Director Kosaka, Yasushi Mgmt For For
1.7 Appoint a Director Nagaoka, Naruyuki Mgmt For For
1.8 Appoint a Director Kitagawa, Motoyasu Mgmt For For
1.9 Appoint a Director Sato, Tsugio Mgmt For For
1.10 Appoint a Director Hirose, Haruko Mgmt For For
1.11 Appoint a Director Suzuki, Toru Mgmt For For
1.12 Appoint a Director Manabe, Yasushi Mgmt For For
2 Appoint a Corporate Auditor Inamasa, Kenji Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Kanzaki, Hiroaki
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 935357360
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lewis W.K. Booth Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt Against Against
1C. Election of Director: Lois D. Juliber Mgmt Against Against
1D. Election of Director: Peter W. May Mgmt For For
1E. Election of Director: Jorge S. Mesquita Mgmt For For
1F. Election of Director: Jane H. Nielsen Mgmt For For
1G. Election of Director: Fredric G. Reynolds Mgmt Against Against
1H. Election of Director: Christiana S. Shi Mgmt For For
1I. Election of Director: Patrick T. Siewert Mgmt For For
1J. Election of Director: Michael A. Todman Mgmt For For
1K. Election of Director: Jean-FranCois M. L. Mgmt Against Against
van Boxmeer
1L. Election of Director: Dirk Van de Put Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Independent Registered Public
Accountants for Fiscal Year Ending December
31, 2021.
4. Consider Employee Pay in Setting Chief Shr For Against
Executive Officer Pay.
--------------------------------------------------------------------------------------------------------------------------
MONDI PLC Agenda Number: 713720806
--------------------------------------------------------------------------------------------------------------------------
Security: G6258S107
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: GB00B1CRLC47
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND: 41.00 EURO CENTS Mgmt For For
PER ORDINARY SHARE
4 ELECT SVEIN RICHARD BRANDTZAEG AS DIRECTOR Mgmt Against Against
5 ELECT SUE CLARK AS DIRECTOR Mgmt For For
6 ELECT MIKE POWELL AS DIRECTOR Mgmt For For
7 ELECT ANGELA STRANK AS DIRECTOR Mgmt For For
8 RE-ELECT TANYA FRATTO AS DIRECTOR Mgmt For For
9 RE-ELECT ENOCH GODONGWANA AS DIRECTOR Mgmt For For
10 RE-ELECT ANDREW KING AS DIRECTOR Mgmt For For
11 RE-ELECT DOMINIQUE REINICHE AS DIRECTOR Mgmt For For
12 RE-ELECT PHILIP YEA AS DIRECTOR Mgmt For For
13 RE-ELECT STEPHEN YOUNG AS DIRECTOR Mgmt For For
14 REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS
15 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
16 AUTHORISE ISSUE OF EQUITY Mgmt For For
17 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
18 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
19 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
20 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
CMMT 26 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
MOODY'S CORPORATION Agenda Number: 935344438
--------------------------------------------------------------------------------------------------------------------------
Security: 615369105
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: MCO
ISIN: US6153691059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jorge A. Bermudez Mgmt For For
1B. Election of Director: ThErEse Esperdy Mgmt For For
1C. Election of Director: Robert Fauber Mgmt For For
1D. Election of Director: Vincent A. Forlenza Mgmt For For
1E. Election of Director: Kathryn M. Hill Mgmt For For
1F. Election of Director: Lloyd W. Howell, Jr. Mgmt For For
1G. Election of Director: Raymond W. McDaniel, Mgmt For For
Jr.
1H. Election of Director: Leslie F. Seidman Mgmt For For
1I. Election of Director: Bruce Van Saun Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as independent registered public accounting
firm of the Company for 2021.
3. Advisory resolution approving executive Mgmt For For
compensation.
4. Advisory "Say-on-Climate Plan" resolution Mgmt For For
approving the Company's 2020
Decarbonization Plan.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 935372312
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Elizabeth Corley Mgmt For For
1B. Election of Director: Alistair Darling Mgmt For For
1C. Election of Director: Thomas H. Glocer Mgmt For For
1D. Election of Director: James P. Gorman Mgmt For For
1E. Election of Director: Robert H. Herz Mgmt For For
1F. Election of Director: Nobuyuki Hirano Mgmt For For
1G. Election of Director: Hironori Kamezawa Mgmt For For
1H. Election of Director: Shelley B. Leibowitz Mgmt For For
1I. Election of Director: Stephen J. Luczo Mgmt For For
1J. Election of Director: Jami Miscik Mgmt For For
1K. Election of Director: Dennis M. Nally Mgmt For For
1L. Election of Director: Mary L. Schapiro Mgmt For For
1M. Election of Director: Perry M. Traquina Mgmt For For
1N. Election of Director: Rayford Wilkins, Jr. Mgmt Against Against
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as independent auditor.
3. To approve the compensation of executives Mgmt For For
as disclosed in the proxy statement
(non-binding advisory vote).
4. To approve the amended and restated Equity Mgmt Against Against
Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
MS&AD INSURANCE GROUP HOLDINGS,INC. Agenda Number: 714204447
--------------------------------------------------------------------------------------------------------------------------
Security: J4687C105
Meeting Type: AGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: JP3890310000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Karasawa, Yasuyoshi Mgmt For For
2.2 Appoint a Director Kanasugi, Yasuzo Mgmt For For
2.3 Appoint a Director Hara, Noriyuki Mgmt For For
2.4 Appoint a Director Higuchi, Tetsuji Mgmt For For
2.5 Appoint a Director Fukuda, Masahito Mgmt For For
2.6 Appoint a Director Endo, Takaoki Mgmt For For
2.7 Appoint a Director Bando, Mariko Mgmt For For
2.8 Appoint a Director Arima, Akira Mgmt For For
2.9 Appoint a Director Tobimatsu, Junichi Mgmt For For
2.10 Appoint a Director Rochelle Kopp Mgmt For For
3.1 Appoint a Corporate Auditor Suto, Atsuko Mgmt For For
3.2 Appoint a Corporate Auditor Uemura, Kyoko Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
Meguro, Kozo
5 Approve Provision of Condolence Allowance Mgmt For For
for a Deceased Director
--------------------------------------------------------------------------------------------------------------------------
NATWEST GROUP PLC Agenda Number: 713722759
--------------------------------------------------------------------------------------------------------------------------
Security: G6422B105
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: GB00B7T77214
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND Mgmt For For
4 RE-ELECT HOWARD DAVIES AS DIRECTOR Mgmt For For
5 RE-ELECT ALISON ROSE-SLADE AS DIRECTOR Mgmt For For
6 RE-ELECT KATIE MURRAY AS DIRECTOR Mgmt For For
7 RE-ELECT FRANK DANGEARD AS DIRECTOR Mgmt For For
8 RE-ELECT PATRICK FLYNN AS DIRECTOR Mgmt For For
9 RE-ELECT MORTEN FRIIS AS DIRECTOR Mgmt For For
10 RE-ELECT ROBERT GILLESPIE AS DIRECTOR Mgmt For For
11 RE-ELECT YASMIN JETHA AS DIRECTOR Mgmt For For
12 RE-ELECT MIKE ROGERS AS DIRECTOR Mgmt For For
13 RE-ELECT MARK SELIGMAN AS DIRECTOR Mgmt For For
14 RE-ELECT LENA WILSON AS DIRECTOR Mgmt For For
15 REAPPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For
16 AUTHORISE THE GROUP AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
17 AUTHORISE ISSUE OF EQUITY Mgmt Against Against
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
19 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
20 AUTHORISE ISSUE OF EQUITY IN CONNECTION Mgmt For For
WITH EQUITY CONVERTIBLE NOTES
21 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH
EQUITY CONVERTIBLE NOTES
22 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
23 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
24 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
25 AUTHORISE OFF-MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
26 AUTHORISE OFF-MARKET PURCHASE OF PREFERENCE Mgmt For For
SHARES
27 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
28 AUTHORISE BOARD TO OFFER SCRIP DIVIDEND Mgmt For For
CMMT 08 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO REMOVAL OF RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NAVIENT CORPORATION Agenda Number: 935384103
--------------------------------------------------------------------------------------------------------------------------
Security: 63938C108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: NAVI
ISIN: US63938C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Nominee for one-year term: Mgmt For For
Frederick Arnold
1B. Election of Nominee for one-year term: Anna Mgmt For For
Escobedo Cabral
1C. Election of Nominee for one-year term: Mgmt For For
Larry A. Klane
1D. Election of Nominee for one-year term: Mgmt For For
Katherine A. Lehman
1E. Election of Nominee for one-year term: Mgmt For For
Linda A. Mills
1F. Election of Nominee for one-year term: John Mgmt For For
F. Remondi
1G. Election of Nominee for one-year term: Jane Mgmt For For
J. Thompson
1H. Election of Nominee for one-year term: Mgmt For For
Laura S. Unger
1I. Election of Nominee for one-year term: Mgmt For For
David L. Yowan
2. Ratify the appointment of KPMG LLP as Mgmt For For
Navient's independent registered public
accounting firm for 2021.
3. Approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to Navient's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 713713469
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 508495 DUE TO RECEIPT OF CHANGE
IN VOTING STAUS FOR RESOLUTON 8. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REVIEW, THE Mgmt For For
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2020
1.2 ACCEPTANCE OF THE COMPENSATION REPORT 2020 Mgmt For For
(ADVISORY VOTE)
2 DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT
3 APPROPRIATION OF PROFIT RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2020
4.1.1 RE-ELECTION AS MEMBER AND CHAIRMAN OF THE Mgmt Against Against
BOARD OF DIRECTORS: PAUL BULCKE
4.1.2 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ULF MARK SCHNEIDER
4.1.3 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HENRI DE CASTRIES
4.1.4 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: RENATO FASSBIND
4.1.5 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PABLO ISLA
4.1.6 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ANN M. VENEMAN
4.1.7 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: EVA CHENG
4.1.8 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PATRICK AEBISCHER
4.1.9 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS: KASPER RORSTED
4.110 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: KIMBERLY A. ROSS
4.111 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DICK BOER
4.112 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DINESH PALIWAL
4.113 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HANNE JIMENEZ DE MORA
4.2 ELECTION TO THE BOARD OF DIRECTORS: LINDIWE Mgmt For For
MAJELE SIBANDA
4.3.1 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: PABLO ISLA
4.3.2 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: PATRICK AEBISCHER
4.3.3 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: DICK BOER
4.3.4 ELECTION AS MEMBER OF THE COMPENSATION Mgmt Against Against
COMMITTEE: KASPER RORSTED
4.4 ELECTION OF THE STATUTORY AUDITORS: ERNST Mgmt For For
AND YOUNG LTD, LAUSANNE BRANCH
4.5 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt For For
HARTMANN DREYER, ATTORNEYS-AT-LAW
5.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS
5.2 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD
6 CAPITAL REDUCTION (BY CANCELLATION OF Mgmt For For
SHARES)
7 SUPPORT OF NESTLE'S CLIMATE ROADMAP Mgmt For For
(ADVISORY VOTE)
8 IN THE EVENT OF ANY YET UNKNOWN NEW OR Shr Against For
MODIFIED PROPOSAL BY A SHAREHOLDER DURING
THE GENERAL MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO VOTE AS
FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH
YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY
SUCH YET UNKNOWN PROPOSAL, ABSTAIN =
ABSTAIN FROM VOTING) - THE BOARD OF
DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH
YET UNKNOWN PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935406252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt Abstain Against
until the 2024 Annual Meeting: Richard N.
Barton
1B. Election of Class I Director to hold office Mgmt Abstain Against
until the 2024 Annual Meeting: Rodolphe
Belmer
1C. Election of Class I Director to hold office Mgmt Abstain Against
until the 2024 Annual Meeting: Bradford L.
Smith
1D. Election of Class I Director to hold office Mgmt Abstain Against
until the 2024 Annual Meeting: Anne M.
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the Company's Mgmt Against Against
executive officer compensation.
4. Stockholder proposal entitled, "Proposal 4 Shr For Against
- Political Disclosures," if properly
presented at the meeting.
5. Stockholder proposal entitled, "Proposal 5 Shr For Against
- Simple Majority Vote," if properly
presented at the meeting.
6. Stockholder proposal entitled, "Stockholder Shr For Against
Proposal to Improve the Executive
Compensation Philosophy," if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NEXT PLC Agenda Number: 713959700
--------------------------------------------------------------------------------------------------------------------------
Security: G6500M106
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: GB0032089863
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE ACCOUNTS AND Mgmt For For
REPORTS
2 TO APPROVE THE REMUNERATION REPORT Mgmt For For
3 TO ELECT TOM HALL Mgmt For For
4 TO RE-ELECT JONATHAN BEWES Mgmt Against Against
5 TO RE-ELECT TRISTIA HARRISON Mgmt For For
6 TO RE-ELECT AMANDA JAMES Mgmt Against Against
7 TO RE-ELECT RICHARD PAPP Mgmt Against Against
8 TO RE-ELECT MICHAEL RONEY Mgmt Against Against
9 TO RE-ELECT JANE SHIELDS Mgmt Against Against
10 TO RE-ELECT DAME DIANNE THOMPSON Mgmt For For
11 TO RE-ELECT LORD WOLFSON Mgmt Against Against
12 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR
13 TO AUTHORISE THE AUDIT COMMITTEE TO SET THE Mgmt For For
AUDITORS REMUNERATION
14 DIRECTORS AUTHORITY TO ALLOT SHARES Mgmt Against Against
15 GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For
RIGHTS
16 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
17 AUTHORITY FOR ON-MARKET PURCHASES OF OWN Mgmt For For
SHARES
18 AUTHORITY FOR OFF-MARKET PURCHASES OF OWN Mgmt For For
SHARES
19 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
20 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 935378201
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt Against Against
1B. Election of Director: James L. Camaren Mgmt Against Against
1C. Election of Director: Kenneth B. Dunn Mgmt Against Against
1D. Election of Director: Naren K. Gursahaney Mgmt For For
1E. Election of Director: Kirk S. Hachigian Mgmt For For
1F. Election of Director: Amy B. Lane Mgmt For For
1G. Election of Director: David L. Porges Mgmt For For
1H. Election of Director: James L. Robo Mgmt Against Against
1I. Election of Director: Rudy E. Schupp Mgmt Against Against
1J. Election of Director: John L. Skolds Mgmt For For
1K. Election of Director: Lynn M. Utter Mgmt For For
1L. Election of Director: Darryl L. Wilson Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy's independent
registered public accounting firm for 2021.
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy's compensation of its named
executive officers as disclosed in the
proxy statement.
4. Approval of the NextEra Energy, Inc. 2021 Mgmt Against Against
Long Term Incentive Plan.
5. A proposal entitled "Right to Act by Shr For Against
Written Consent" to request action by
written consent of shareholders.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 935256378
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 17-Sep-2020
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class B Director: Alan B. Graf, Mgmt Abstain Against
Jr.
1b. Election of Class B Director: Peter B. Mgmt For For
Henry
1c. Election of Class B Director: Michelle A. Mgmt For For
Peluso
2. To approve executive compensation by an Mgmt Against Against
advisory vote.
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
4. To approve the Nike, Inc. Stock Incentive Mgmt For For
Plan, as amended and restated.
5. To consider a shareholder proposal Shr For Against
regarding political contributions
disclosure.
--------------------------------------------------------------------------------------------------------------------------
NISOURCE INC. Agenda Number: 935412560
--------------------------------------------------------------------------------------------------------------------------
Security: 65473P105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: NI
ISIN: US65473P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the next Annual Meeting: Peter A. Altabef
1B. Election of Director to hold office until Mgmt For For
the next Annual Meeting: Theodore H.
Bunting, Jr.
1C. Election of Director to hold office until Mgmt For For
the next Annual Meeting: Eric L. Butler
1D. Election of Director to hold office until Mgmt For For
the next Annual Meeting: Aristides S.
Candris
1E. Election of Director to hold office until Mgmt For For
the next Annual Meeting: Wayne S. DeVeydt
1F. Election of Director to hold office until Mgmt For For
the next Annual Meeting: Joseph Hamrock
1G. Election of Director to hold office until Mgmt For For
the next Annual Meeting: Deborah A.
Henretta
1H. Election of Director to hold office until Mgmt For For
the next Annual Meeting: Deborah A. P.
Hersman
1I. Election of Director to hold office until Mgmt Against Against
the next Annual Meeting: Michael E. Jesanis
1J. Election of Director to hold office until Mgmt Against Against
the next Annual Meeting: Kevin T. Kabat
1K. Election of Director to hold office until Mgmt Against Against
the next Annual Meeting: Carolyn Y. Woo
1L. Election of Director to hold office until Mgmt For For
the next Annual Meeting: Lloyd M. Yates
2. To approve named executive officer Mgmt For For
compensation on an advisory basis.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2021.
4. To consider a stockholder proposal Shr For Against
regarding proxy access.
--------------------------------------------------------------------------------------------------------------------------
NISSHINBO HOLDINGS INC. Agenda Number: 713641884
--------------------------------------------------------------------------------------------------------------------------
Security: J57333106
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: JP3678000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kawata, Masaya Mgmt For For
1.2 Appoint a Director Murakami, Masahiro Mgmt For For
1.3 Appoint a Director Koarai, Takeshi Mgmt For For
1.4 Appoint a Director Ogura, Ryo Mgmt For For
1.5 Appoint a Director Baba, Kazunori Mgmt For For
1.6 Appoint a Director Ishii, Yasuji Mgmt For For
1.7 Appoint a Director Tsukatani, Shuji Mgmt For For
1.8 Appoint a Director Taga, Keiji Mgmt For For
1.9 Appoint a Director Fujino, Shinobu Mgmt For For
1.10 Appoint a Director Yagi, Hiroaki Mgmt For For
1.11 Appoint a Director Chuma, Hiroyuki Mgmt For For
1.12 Appoint a Director Tani, Naoko Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Nagaya, Fumihiro
--------------------------------------------------------------------------------------------------------------------------
NISSIN FOODS HOLDINGS CO.,LTD. Agenda Number: 714242310
--------------------------------------------------------------------------------------------------------------------------
Security: J58063124
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3675600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ando, Koki Mgmt For For
2.2 Appoint a Director Ando, Noritaka Mgmt For For
2.3 Appoint a Director Yokoyama, Yukio Mgmt For For
2.4 Appoint a Director Kobayashi, Ken Mgmt For For
2.5 Appoint a Director Okafuji, Masahiro Mgmt For For
2.6 Appoint a Director Mizuno, Masato Mgmt For For
2.7 Appoint a Director Nakagawa, Yukiko Mgmt For For
2.8 Appoint a Director Sakuraba, Eietsu Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt Against Against
Sugiura, Tetsuro
4 Approve Details of Compensation as Mgmt For For
Stock-Linked Compensation Type Stock
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
NITTO DENKO CORPORATION Agenda Number: 714204005
--------------------------------------------------------------------------------------------------------------------------
Security: J58472119
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3684000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Payment of Bonuses to Directors Mgmt For For
3.1 Appoint a Director Takasaki, Hideo Mgmt For For
3.2 Appoint a Director Todokoro, Nobuhiro Mgmt For For
3.3 Appoint a Director Miki, Yosuke Mgmt For For
3.4 Appoint a Director Iseyama, Yasuhiro Mgmt For For
3.5 Appoint a Director Furuse, Yoichiro Mgmt For For
3.6 Appoint a Director Hatchoji, Takashi Mgmt For For
3.7 Appoint a Director Fukuda, Tamio Mgmt For For
3.8 Appoint a Director WONG Lai Yong Mgmt For For
3.9 Appoint a Director Sawada, Michitaka Mgmt For For
4 Approve Details of the Compensation to be Mgmt For For
received by Corporate Officers
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORP Agenda Number: 713654855
--------------------------------------------------------------------------------------------------------------------------
Security: X61873133
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: FI0009000681
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 MATTERS OF ORDER FOR THE MEETING Non-Voting
3 ELECTION OF A PERSON TO CONFIRM THE MINUTES Non-Voting
AND A PERSON TO VERIFY THE COUNTING OF
VOTES
4 RECORDING THE LEGAL CONVENING OF THE Non-Voting
MEETING AND QUORUM
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE ANNUAL ACCOUNTS, THE Non-Voting
REVIEW BY THE BOARD OF DIRECTORS AND THE
AUDITOR'S REPORT FOR THE FINANCIAL YEAR
2020
7 ADOPTION OF THE ANNUAL ACCOUNTS Mgmt For For
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY FOR THE FINANCIAL
YEAR 2020
10 ADDRESSING THE REMUNERATION REPORT Mgmt For For
11 RESOLUTION ON THE REMUNERATION TO THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS: EIGHT (8)
13 ELECTION OF MEMBERS OF THE BOARD OF Mgmt Against Against
DIRECTORS: ELIZABETH NELSON HAS INFORMED
THAT SHE WILL NO LONGER BE AVAILABLE TO
SERVE ON THE NOKIA BOARD OF DIRECTORS AFTER
THE ANNUAL GENERAL MEETING. THE BOARD
PROPOSES, ON THE RECOMMENDATION OF THE
BOARD'S CORPORATE GOVERNANCE AND NOMINATION
COMMITTEE, THAT THE FOLLOWING EIGHT CURRENT
BOARD MEMBERS BE RE-ELECTED AS MEMBERS OF
THE NOKIA BOARD OF DIRECTORS FOR A TERM
ENDING AT THE CLOSE OF THE NEXT ANNUAL
GENERAL MEETING: SARI BALDAUF, BRUCE BROWN,
THOMAS DANNENFELDT, JEANETTE HORAN, EDWARD
KOZEL, SOREN SKOU, CARLA SMITS-NUSTELING,
AND KARI STADIGH
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR
15 ELECTION OF AUDITOR FOR THE FINANCIAL YEAR Mgmt For For
2022: DELOITTE OY
16 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
RESOLVE TO REPURCHASE THE COMPANY'S OWN
SHARES
17 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
RESOLVE TO ISSUE SHARES AND SPECIAL RIGHTS
ENTITLING TO SHARES
18 CLOSING OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 935386018
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathy J. Warden Mgmt For For
1B. Election of Director: David P. Abney Mgmt For For
1C. Election of Director: Marianne C. Brown Mgmt For For
1D. Election of Director: Donald E. Felsinger Mgmt Against Against
1E. Election of Director: Ann M. Fudge Mgmt For For
1F. Election of Director: William H. Hernandez Mgmt For For
1G. Election of Director: Madeleine A. Kleiner Mgmt Against Against
1H. Election of Director: Karl J. Krapek Mgmt Against Against
1I. Election of Director: Gary Roughead Mgmt For For
1J. Election of Director: Thomas M. Schoewe Mgmt For For
1K. Election of Director: James S. Turley Mgmt For For
1L. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2021.
4. Shareholder proposal that the Company Shr For Against
assess and report on potential human rights
impacts that could result from governments'
use of the Company's products and services,
including in conflict-affected areas.
5. Shareholder proposal to move to a 10% Shr For Against
ownership threshold for shareholders to
request action by written consent.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 713572988
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 02-Mar-2021
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE OPERATING AND FINANCIAL Mgmt For For
REVIEW OF NOVARTIS AG, THE FINANCIAL
STATEMENTS OF NOVARTIS AG AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
2020 FINANCIAL YEAR
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND FOR 2020
4 REDUCTION OF SHARE CAPITAL Mgmt For For
5 FURTHER SHARE REPURCHASES Mgmt For For
6.1 VOTE ON COMPENSATION FOR THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE: BINDING VOTE ON THE MAXIMUM
AGGREGATE AMOUNT OF COMPENSATION FOR THE
BOARD OF DIRECTORS FROM THE 2021 ANNUAL
GENERAL MEETING TO THE 2022 ANNUAL GENERAL
MEETING
6.2 VOTE ON COMPENSATION FOR THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE: BINDING VOTE ON THE MAXIMUM
AGGREGATE AMOUNT OF COMPENSATION FOR THE
EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR
2022
6.3 VOTE ON COMPENSATION FOR THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE: ADVISORY VOTE ON THE 2020
COMPENSATION REPORT
7.1 RE-ELECTION OF JOERG REINHARDT AS MEMBER Mgmt Against Against
AND CHAIRMAN OF THE BOARD OF DIRECTORS
7.2 RE-ELECTION OF NANCY C. ANDREWS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.3 RE-ELECTION OF TON BUECHNER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.4 RE-ELECTION OF PATRICE BULA AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.5 RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.6 RE-ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt Against Against
BOARD OF DIRECTORS
7.7 RE-ELECTION OF BRIDGETTE HELLER AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.8 RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.9 RE-ELECTION OF SIMON MORONEY AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.10 RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER Mgmt Against Against
OF THE BOARD OF DIRECTORS
7.11 RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
7.12 RE-ELECTION OF ENRICO VANNI AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.13 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
8.1 RE-ELECTION OF PATRICE BULA TO THE Mgmt For For
COMPENSATION COMMITTEE
8.2 RE-ELECTION OF BRIDGETTE HELLER TO THE Mgmt For For
COMPENSATION COMMITTEE
8.3 RE-ELECTION OF ENRICO VANNI TO THE Mgmt For For
COMPENSATION COMMITTEE
8.4 RE-ELECTION OF WILLIAM T. WINTERS TO THE Mgmt For For
COMPENSATION COMMITTEE
8.5 ELECTION OF SIMON MORONEY AS NEW MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
9 RE-ELECTION OF THE STATUTORY AUDITOR: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THE RE-ELECTION
OF PRICEWATERHOUSECOOPERS AG AS AUDITOR FOR
THE FINANCIAL YEAR STARTING ON JANUARY 1,
2021
10 RE-ELECTION OF THE INDEPENDENT PROXY: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THE RE-ELECTION
OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY
AT LAW, BASEL, AS INDEPENDENT PROXY UNTIL
THE END OF THE NEXT ANNUAL GENERAL MEETING
11 AMENDMENT TO ARTICLE 20 PARAGRAPH 3 OF THE Mgmt For For
ARTICLES OF INCORPORATION
B GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE Mgmt Against Against
MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN
THE INVITATION TO THE ANNUAL GENERAL
MEETING, AND/OR OF MOTIONS RELATING TO
ADDITIONAL AGENDA ITEMS ACCORDING TO
ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE
OF OBLIGATIONS. I/WE INSTRUCT THE
INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR
= ACCORDING TO THE MOTION OF THE BOARD OF
DIRECTORS, AGAINST = AGAINST ALTERNATIVE
AND/OR ADDITIONAL MOTIONS, ABSTAIN =
ABSTAIN FROM VOTING)
--------------------------------------------------------------------------------------------------------------------------
NSK LTD. Agenda Number: 714212292
--------------------------------------------------------------------------------------------------------------------------
Security: J55505101
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3720800006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Uchiyama, Toshihiro Mgmt For For
1.2 Appoint a Director Ichii, Akitoshi Mgmt For For
1.3 Appoint a Director Nogami, Saimon Mgmt For For
1.4 Appoint a Director Yamana, Kenichi Mgmt For For
1.5 Appoint a Director Bada, Hajime Mgmt For For
1.6 Appoint a Director Mochizuki, Akemi Mgmt For For
1.7 Appoint a Director Fujita, Yoshitaka Mgmt For For
1.8 Appoint a Director Nagahama, Mitsuhiro Mgmt Against Against
1.9 Appoint a Director Obara, Koichi Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NTT DATA CORPORATION Agenda Number: 714177006
--------------------------------------------------------------------------------------------------------------------------
Security: J59031104
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3165700000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Homma, Yo
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamaguchi,
Shigeki
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Fujiwara,
Toshi
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nishihata,
Kazuhiro
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Suzuki,
Masanori
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sasaki, Yutaka
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hirano, Eiji
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Fujii, Mariko
2.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Patrizio
Mapelli
2.10 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Arimoto,
Takeshi
2.11 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ike, Fumihiko
3 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Okada, Akihiko
4 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors (Excluding Directors who are
Audit and Supervisory Committee Members)
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 935428335
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the 2020 Statutory Annual Mgmt For For
Accounts.
2. Discharge of the members of the Board for Mgmt For For
their responsibilities in the financial
year ended December 31, 2020
3A. Re-appoint Kurt Sievers as executive Mgmt For For
director
3B. Re-appoint Sir Peter Bonfield as Mgmt Against Against
non-executive director
3C. Appoint Annette Clayton as non-executive Mgmt For For
director
3D. Appoint Anthony Foxx as non-executive Mgmt For For
director
3E. Re-appoint Kenneth A. Goldman as Mgmt Against Against
non-executive director
3F. Re-appoint Josef Kaeser as non-executive Mgmt For For
director
3G. Re-appoint Lena Olving as non-executive Mgmt Against Against
director
3H. Re-appoint Peter Smitham as non-executive Mgmt Against Against
director
3I. Re-appoint Julie Southern as non-executive Mgmt Against Against
director
3J. Re-appoint Jasmin Staiblin as non-executive Mgmt Against Against
director
3K. Re-appoint Gregory Summe as non-executive Mgmt Against Against
director
3L. Re-appoint Karl-Henrik Sundstrom as Mgmt Against Against
non-executive director
4. Authorization of the Board to issue Mgmt For For
ordinary shares of the Company and grant
rights to acquire ordinary shares
5. Authorization of the Board to restrict or Mgmt For For
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights.
6. Authorization of the Board to repurchase Mgmt For For
ordinary shares
7. Authorization of the Board to cancel Mgmt For For
ordinary shares held or to be acquired by
the Company
8. Approval of the amended remuneration of the Mgmt For For
non-executive members of the Board
9. Non-binding, advisory approval of the Named Mgmt Against Against
Executive Officers' compensation
--------------------------------------------------------------------------------------------------------------------------
OBIC CO.,LTD. Agenda Number: 714295880
--------------------------------------------------------------------------------------------------------------------------
Security: J5946V107
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3173400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Noda, Masahiro Mgmt For For
2.2 Appoint a Director Tachibana, Shoichi Mgmt For For
2.3 Appoint a Director Kawanishi, Atsushi Mgmt For For
2.4 Appoint a Director Fujimoto, Takao Mgmt For For
2.5 Appoint a Director Gomi, Yasumasa Mgmt For For
2.6 Appoint a Director Ejiri, Takashi Mgmt For For
3.1 Appoint a Corporate Auditor Koyamachi, Mgmt For For
Akira
3.2 Appoint a Corporate Auditor Tanaka, Takeo Mgmt For For
3.3 Appoint a Corporate Auditor Yamada, Mgmt For For
Shigetsugu
4 Approve Details of the Compensation to be Mgmt For For
received by Directors
--------------------------------------------------------------------------------------------------------------------------
OCADO GROUP PLC Agenda Number: 713609533
--------------------------------------------------------------------------------------------------------------------------
Security: G6718L106
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: GB00B3MBS747
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3 TO RE-APPOINT TIM STEINER Mgmt Against Against
4 TO RE-APPOINT NEILL ABRAMS Mgmt Against Against
5 TO RE-APPOINT MARK RICHARDSON Mgmt Against Against
6 TO RE-APPOINT LUKE JENSEN Mgmt Against Against
7 TO RE-APPOINT JORN RAUSING Mgmt Against Against
8 TO RE-APPOINT ANDREW HARRISON Mgmt Against Against
9 TO RE-APPOINT EMMA LLOYD Mgmt For For
10 TO RE-APPOINT JULIE SOUTHERN Mgmt For For
11 TO RE-APPOINT JOHN MARTIN Mgmt For For
12 TO APPOINT MICHAEL SHERMAN Mgmt For For
13 TO APPOINT RICHARD HAYTHORNTHWAITE Mgmt For For
14 TO APPOINT STEPHEN DAINTITH Mgmt Against Against
15 TO RE-APPOINT DELOITTE LLP AS AUDITORS Mgmt For For
16 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITORS' REMUNERATION
17 AUTHORITY FOR POLITICAL DONATIONS AND Mgmt For For
POLITICAL EXPENDITURE
18 AMENDMENT TO THE OCADO EMPLOYEE SHARE Mgmt For For
PURCHASE PLAN
19 AUTHORITY TO ALLOT SHARES UP TO ONE-THIRD Mgmt For For
OF ISSUED SHARE CAPITAL
20 AUTHORITY TO ALLOT SHARES IN CONNECTION Mgmt Against Against
WITH A RIGHTS ISSUE ONLY
21 GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For
RIGHTS
22 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
23 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
24 NOTICE OF GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OJI HOLDINGS CORPORATION Agenda Number: 714218092
--------------------------------------------------------------------------------------------------------------------------
Security: J6031N109
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3174410005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Yajima, Susumu Mgmt For For
1.2 Appoint a Director Kaku, Masatoshi Mgmt For For
1.3 Appoint a Director Koseki, Yoshiki Mgmt For For
1.4 Appoint a Director Isono, Hiroyuki Mgmt For For
1.5 Appoint a Director Shindo, Fumio Mgmt For For
1.6 Appoint a Director Kamada, Kazuhiko Mgmt For For
1.7 Appoint a Director Ishida, Koichi Mgmt For For
1.8 Appoint a Director Aoki, Shigeki Mgmt For For
1.9 Appoint a Director Nara, Michihiro Mgmt For For
1.10 Appoint a Director Takata, Toshihisa Mgmt For For
1.11 Appoint a Director Ai, Sachiko Mgmt For For
1.12 Appoint a Director Nagai, Seiko Mgmt For For
2.1 Appoint a Corporate Auditor Yamashita, Mgmt For For
Tomihiro
2.2 Appoint a Corporate Auditor Chimori, Hidero Mgmt For For
2.3 Appoint a Corporate Auditor Sekiguchi, Mgmt For For
Noriko
3 Approve Details of the Compensation to be Mgmt For For
received by Directors
--------------------------------------------------------------------------------------------------------------------------
OLYMPUS CORPORATION Agenda Number: 712915505
--------------------------------------------------------------------------------------------------------------------------
Security: J61240107
Meeting Type: EGM
Meeting Date: 30-Jul-2020
Ticker:
ISIN: JP3201200007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
The Transfer Agent in Japan for this event Non-Voting
requires it be registered as an "EGM"
though the event will be conducted as an
"AGM"
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow the Board of Mgmt For For
Directors to Authorize Appropriation of
Surplus and Purchase Own Shares
3.1 Appoint a Director Takeuchi, Yasuo Mgmt For For
3.2 Appoint a Director Fujita, Sumitaka Mgmt For For
3.3 Appoint a Director Kaminaga, Susumu Mgmt For For
3.4 Appoint a Director Kikawa, Michijiro Mgmt For For
3.5 Appoint a Director Iwamura, Tetsuo Mgmt For For
3.6 Appoint a Director Masuda, Yasumasa Mgmt For For
3.7 Appoint a Director Natori, Katsuya Mgmt For For
3.8 Appoint a Director Iwasaki, Atsushi Mgmt For For
3.9 Appoint a Director David Robert Hale Mgmt For For
3.10 Appoint a Director Jimmy C. Beasley Mgmt For For
3.11 Appoint a Director Stefan Kaufmann Mgmt For For
3.12 Appoint a Director Koga, Nobuyuki Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OLYMPUS CORPORATION Agenda Number: 714243956
--------------------------------------------------------------------------------------------------------------------------
Security: J61240107
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3201200007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Takeuchi, Yasuo Mgmt For For
1.2 Appoint a Director Fujita, Sumitaka Mgmt For For
1.3 Appoint a Director Kaminaga, Susumu Mgmt For For
1.4 Appoint a Director Iwamura, Tetsuo Mgmt For For
1.5 Appoint a Director Masuda, Yasumasa Mgmt For For
1.6 Appoint a Director Iwasaki, Atsushi Mgmt For For
1.7 Appoint a Director David Robert Hale Mgmt For For
1.8 Appoint a Director Jimmy C. Beasley Mgmt For For
1.9 Appoint a Director Ichikawa, Sachiko Mgmt For For
1.10 Appoint a Director Stefan Kaufmann Mgmt For For
1.11 Appoint a Director Koga, Nobuyuki Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935274554
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 04-Nov-2020
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt Withheld Against
Safra A. Catz Mgmt Withheld Against
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt Withheld Against
Lawrence J. Ellison Mgmt Withheld Against
Rona A. Fairhead Mgmt For For
Jeffrey O. Henley Mgmt Withheld Against
Renee J. James Mgmt Withheld Against
Charles W. Moorman IV Mgmt For For
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt Withheld Against
Naomi O. Seligman Mgmt Withheld Against
Vishal Sikka Mgmt Withheld Against
2. Advisory Vote to Approve Compensation of Mgmt Against Against
Named Executive Officers.
3. Approve the Oracle Corporation 2020 Equity Mgmt For For
Incentive Plan.
4. Ratification of Selection of Independent Mgmt Against Against
Registered Public Accounting Firm.
5. Stockholder Proposal Regarding Pay Equity Shr For Against
Report.
6. Stockholder Proposal Regarding Independent Shr For Against
Board Chair.
--------------------------------------------------------------------------------------------------------------------------
ORIX CORPORATION Agenda Number: 714242714
--------------------------------------------------------------------------------------------------------------------------
Security: J61933123
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3200450009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Amend Business Lines Mgmt For For
2.1 Appoint a Director Inoue, Makoto Mgmt For For
2.2 Appoint a Director Irie, Shuji Mgmt For For
2.3 Appoint a Director Taniguchi, Shoji Mgmt For For
2.4 Appoint a Director Matsuzaki, Satoru Mgmt For For
2.5 Appoint a Director Suzuki, Yoshiteru Mgmt For For
2.6 Appoint a Director Stan Koyanagi Mgmt For For
2.7 Appoint a Director Takenaka, Heizo Mgmt For For
2.8 Appoint a Director Michael Cusumano Mgmt For For
2.9 Appoint a Director Akiyama, Sakie Mgmt For For
2.10 Appoint a Director Watanabe, Hiroshi Mgmt For For
2.11 Appoint a Director Sekine, Aiko Mgmt For For
2.12 Appoint a Director Hodo, Chikatomo Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OTSUKA CORPORATION Agenda Number: 713633647
--------------------------------------------------------------------------------------------------------------------------
Security: J6243L115
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3188200004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Otsuka, Yuji Mgmt For For
2.2 Appoint a Director Katakura, Kazuyuki Mgmt For For
2.3 Appoint a Director Takahashi, Toshiyasu Mgmt For For
2.4 Appoint a Director Tsurumi, Hironobu Mgmt For For
2.5 Appoint a Director Saito, Hironobu Mgmt For For
2.6 Appoint a Director Yano, Katsuhiro Mgmt For For
2.7 Appoint a Director Sakurai, Minoru Mgmt For For
2.8 Appoint a Director Makino, Jiro Mgmt For For
2.9 Appoint a Director Saito, Tetsuo Mgmt For For
2.10 Appoint a Director Hamabe, Makiko Mgmt For For
3 Appoint a Corporate Auditor Murata, Tatsumi Mgmt For For
4 Approve Provision of Retirement Allowance Mgmt Against Against
for Retiring Directors
5 Approve Provision of Retirement Allowance Mgmt Against Against
for Retiring Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 935278487
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 28-Oct-2020
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lee C. Banks Mgmt Against Against
1B. Election of Director: Robert G. Bohn Mgmt For For
1C. Election of Director: Linda A. Harty Mgmt Against Against
1D. Election of Director: Kevin A. Lobo Mgmt For For
1E. Election of Director: Candy M. Obourn Mgmt Against Against
1F. Election of Director: Joseph Scaminace Mgmt Against Against
1G. Election of Director: ake Svensson Mgmt For For
1H. Election of Director: Laura K. Thompson Mgmt For For
1I. Election of Director: James R. Verrier Mgmt For For
1J. Election of Director: James L. Wainscott Mgmt Against Against
1K. Election of Director: Thomas L. Williams Mgmt Against Against
2. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending June 30, 2021.
3. Approval of, on a non-binding, advisory Mgmt Against Against
basis, the compensation of our Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
4. Stockholder proposal - Stockholder right to Shr For Against
act by written consent.
5. Stockholder Proposal - Assessing Inclusion Shr For Against
in the Workplace.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 935355342
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Segun Agbaje Mgmt For For
1B. Election of Director: Shona L. Brown Mgmt Against Against
1C. Election of Director: Cesar Conde Mgmt For For
1D. Election of Director: Ian Cook Mgmt Against Against
1E. Election of Director: Dina Dublon Mgmt Against Against
1F. Election of Director: Michelle Gass Mgmt For For
1G. Election of Director: Ramon L. Laguarta Mgmt For For
1H. Election of Director: Dave Lewis Mgmt For For
1I. Election of Director: David C. Page Mgmt For For
1J. Election of Director: Robert C. Pohlad Mgmt For For
1K. Election of Director: Daniel Vasella Mgmt Against Against
1L. Election of Director: Darren Walker Mgmt For For
1M. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
2021.
3. Advisory approval of the Company's Mgmt Against Against
executive compensation.
4. Shareholder Proposal - Special Shareholder Shr For Against
Meeting Vote Threshold.
5. Shareholder Proposal - Report on Sugar and Shr For Against
Public Health.
6. Shareholder Proposal - Report on External Shr For Against
Public Health Costs.
--------------------------------------------------------------------------------------------------------------------------
PERKINELMER, INC. Agenda Number: 935345505
--------------------------------------------------------------------------------------------------------------------------
Security: 714046109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: PKI
ISIN: US7140461093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for one year term: Mgmt For For
Peter Barrett, PhD
1B. Election of Director for one year term: Mgmt For For
Samuel R. Chapin
1C. Election of Director for one year term: Mgmt For For
Sylvie GrEgoire, PharmD
1D. Election of Director for one year term: Mgmt Against Against
Alexis P. Michas
1E. Election of Director for one year term: Mgmt For For
Prahlad R. Singh, PhD
1F. Election of Director for one year term: Mgmt For For
Michel Vounatsos
1G. Election of Director for one year term: Mgmt For For
Frank Witney, PhD
1H. Election of Director for one year term: Mgmt For For
Pascale Witz
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as PerkinElmer's independent
registered public accounting firm for the
current fiscal year.
3. To approve, by non-binding advisory vote, Mgmt For For
our executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PERSPECTA INC. Agenda Number: 935240072
--------------------------------------------------------------------------------------------------------------------------
Security: 715347100
Meeting Type: Annual
Meeting Date: 05-Aug-2020
Ticker: PRSP
ISIN: US7153471005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sanju K. Bansal Mgmt For For
1b. Election of Director: Sondra L. Barbour Mgmt For For
1c. Election of Director: John M. Curtis Mgmt For For
1d. Election of Director: Lisa S. Disbrow Mgmt For For
1e. Election of Director: Glenn A. Eisenberg Mgmt For For
1f. Election of Director: Pamela O. Kimmet Mgmt For For
1g. Election of Director: Ramzi M. Musallam Mgmt For For
1h. Election of Director: Philip O. Nolan Mgmt For For
1i. Election of Director: Betty J. Sapp Mgmt For For
1j. Election of Director: Michael E. Ventling Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche as our independent registered
public accounting firm for the fiscal year
ending April 2, 2021
3. Approval, in a non-binding advisory vote, Mgmt For For
of our named executive officer compensation
4. Approval of the Perspecta Inc. Employee Mgmt For For
Stock Purchase Plan
--------------------------------------------------------------------------------------------------------------------------
PERSPECTA INC. Agenda Number: 935389292
--------------------------------------------------------------------------------------------------------------------------
Security: 715347100
Meeting Type: Special
Meeting Date: 05-May-2021
Ticker: PRSP
ISIN: US7153471005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of January 27, 2021, as amended
from time to time (the "Merger Agreement"),
among (i) Perspecta Inc. (the "Company"),
(ii) Jaguar ParentCo Inc., and (iii) Jaguar
Merger Sub Inc. ("Merger Sub"), pursuant to
which Merger Sub will merge with and into
the Company (the "Merger").
2. To approve, by non-binding, advisory vote, Mgmt For For
certain compensation arrangements for the
Company's named executive officers in
connection with the Merger.
3. To approve the adjournment of the Special Mgmt For For
Meeting, if necessary or appropriate,
including adjournment to solicit additional
proxies if there are insufficient votes at
the time of the Special Meeting to adopt
the Merger Agreement.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 935344503
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald E. Blaylock Mgmt For For
1B. Election of Director: Albert Bourla Mgmt For For
1C. Election of Director: Susan Mgmt For For
Desmond-Hellmann
1D. Election of Director: Joseph J. Echevarria Mgmt For For
1E. Election of Director: Scott Gottlieb Mgmt For For
1F. Election of Director: Helen H. Hobbs Mgmt For For
1G. Election of Director: Susan Hockfield Mgmt For For
1H. Election of Director: Dan R. Littman Mgmt For For
1I. Election of Director: Shantanu Narayen Mgmt For For
1J. Election of Director: Suzanne Nora Johnson Mgmt Against Against
1K. Election of Director: James Quincey Mgmt For For
1L. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2021.
3. 2021 advisory approval of executive Mgmt For For
compensation.
4. Shareholder proposal regarding independent Shr For Against
chair policy.
5. Shareholder proposal regarding political Shr For Against
spending report.
6. Shareholder proposal regarding access to Shr For Against
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 935359112
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brant Bonin Bough Mgmt For For
1B. Election of Director: AndrE Calantzopoulos Mgmt For For
1C. Election of Director: Michel Combes Mgmt For For
1D. Election of Director: Juan JosE Daboub Mgmt For For
1E. Election of Director: Werner Geissler Mgmt For For
1F. Election of Director: Lisa A. Hook Mgmt Against Against
1G. Election of Director: Jun Makihara Mgmt For For
1H. Election of Director: Kalpana Morparia Mgmt Against Against
1I. Election of Director: Lucio A. Noto Mgmt Against Against
1J. Election of Director: Jacek Olczak Mgmt For For
1K. Election of Director: Frederik Paulsen Mgmt For For
1L. Election of Director: Robert B. Polet Mgmt For For
1M. Election of Director: Shlomo Yanai Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For
Compensation.
3. Ratification of the Selection of Mgmt For For
Independent Auditors.
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 935362133
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of office Mgmt Against Against
expiring at the 2024 annual meeting of
shareholder: Julie L. Bushman
1B. Election of Director for a term of office Mgmt Against Against
expiring at the 2024 annual meeting of
shareholder: Lisa A. Davis
2. Management proposal for the annual election Mgmt For For
of directors.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2021.
4. Advisory vote to approve our executive Mgmt Against Against
compensation.
5. Shareholder proposal regarding greenhouse Shr For Against
gas emissions targets.
6. Shareholder proposal regarding report on Shr For Against
climate lobbying.
--------------------------------------------------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC. Agenda Number: 935380597
--------------------------------------------------------------------------------------------------------------------------
Security: 74251V102
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: PFG
ISIN: US74251V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Roger C. Hochschild Mgmt For For
1B. Election of Director: Daniel J. Houston Mgmt For For
1C. Election of Director: Diane C. Nordin Mgmt For For
1D. Election of Director: Alfredo Rivera Mgmt For For
2. Advisory Approval of Compensation of Our Mgmt For For
Named Executive Officers.
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accountants.
4. Approval of Principal Financial Group, Inc. Mgmt Against Against
2021 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 935369163
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas J. Baltimore, Mgmt Against Against
Jr.
1b. Election of Director: Gilbert F. Casellas Mgmt Against Against
1c. Election of Director: Robert M. Falzon Mgmt For For
1d. Election of Director: Martina Hund-Mejean Mgmt For For
1e. Election of Director: Wendy Jones Mgmt For For
1f. Election of Director: Karl J. Krapek Mgmt Against Against
1g. Election of Director: Peter R. Lighte Mgmt For For
1h. Election of Director: Charles F. Lowrey Mgmt For For
1i. Election of Director: George Paz Mgmt For For
1j. Election of Director: Sandra Pianalto Mgmt For For
1k. Election of Director: Christine A. Poon Mgmt For For
1l. Election of Director: Douglas A. Scovanner Mgmt For For
1m. Election of Director: Michael A. Todman Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of the Prudential Financial, Inc. Mgmt For For
2021 Omnibus Incentive Plan.
5. Shareholder proposal regarding an Shr For Against
Independent Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC Agenda Number: 713870461
--------------------------------------------------------------------------------------------------------------------------
Security: G72899100
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: GB0007099541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE 2020 ACCOUNTS Mgmt For For
STRATEGIC REPORT DIRECTORS REMUNERATION
REPORT DIRECTORS REPORT AND THE AUDITORS
REPORT THE ANNUAL REPORT
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
3 TO ELECT CHUA SOCK KOONG AS A DIRECTOR Mgmt For For
4 TO ELECT MING LU AS A DIRECTOR Mgmt Against Against
5 TO ELECT JEANETTE WONG AS A DIRECTOR Mgmt For For
6 TO RE-ELECT SHRITI VADERA AS A DIRECTOR Mgmt For For
7 TO RE-ELECT JEREMY ANDERSON AS A DIRECTOR Mgmt For For
8 TO RE-ELECT MARK FITZPATRICK AS A DIRECTOR Mgmt For For
9 TO RE-ELECT DAVID LAW AS A DIRECTOR Mgmt For For
10 TO RE-ELECT ANTHONY NIGHTINGALE AS A Mgmt For For
DIRECTOR
11 TO RE-ELECT PHILIP REMNANT AS A DIRECTOR Mgmt For For
12 TO RE-ELECT ALICE SCHROEDER AS A DIRECTOR Mgmt For For
13 TO RE-ELECT JAMES TURNER AS A DIRECTOR Mgmt For For
14 TO RE-ELECT THOMAS WATJEN AS A DIRECTOR Mgmt For For
15 TO RE-ELECT MICHAEL WELLS AS A DIRECTOR Mgmt For For
16 TO RE-ELECT FIELDS WICKER-MIURIN AS A Mgmt For For
DIRECTOR
17 TO RE-ELECT AMY YIP AS A DIRECTOR Mgmt For For
18 TO RE-APPOINT KPMG LLP AS THE COMPANY'S Mgmt For For
AUDITOR
19 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AMOUNT OF THE AUDITORS
REMUNERATION
20 TO RENEW THE AUTHORITY TO MAKE POLITICAL Mgmt For For
DONATIONS
21 TO RENEW THE AUTHORITY TO ALLOT ORDINARY Mgmt Against Against
SHARES
22 TO RENEW THE EXTENSION OF AUTHORITY TO Mgmt Against Against
ALLOT ORDINARY SHARES TO INCLUDE
REPURCHASED SHARES
23 TO RENEW THE AUTHORITY FOR DISAPPLICATION Mgmt For For
OF PRE-EMPTION RIGHTS
24 TO RENEW THE AUTHORITY FOR DISAPPLICATION Mgmt For For
OF PRE-EMPTION RIGHTS FOR PURPOSES OF
ACQUISITIONS OR SPECIFIED CAPITAL
INVESTMENTS
25 TO RENEW THE AUTHORITY FOR PURCHASE OF OWN Mgmt For For
SHARES
26 TO RENEW THE AUTHORITY IN RESPECT OF NOTICE Mgmt For For
FOR GENERAL MEETINGS
--------------------------------------------------------------------------------------------------------------------------
PULTEGROUP, INC. Agenda Number: 935365646
--------------------------------------------------------------------------------------------------------------------------
Security: 745867101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: PHM
ISIN: US7458671010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian P. Anderson Mgmt Against Against
1B. Election of Director: Bryce Blair Mgmt For For
1C. Election of Director: Richard W. Dreiling Mgmt Against Against
1D. Election of Director: Thomas J. Folliard Mgmt For For
1E. Election of Director: Cheryl W. GrisE Mgmt Against Against
1F. Election of Director: AndrE J. Hawaux Mgmt For For
1G. Election of Director: J. Phillip Holloman Mgmt For For
1H. Election of Director: Ryan R. Marshall Mgmt For For
1I. Election of Director: John R. Peshkin Mgmt For For
1J. Election of Director: Scott F. Powers Mgmt For For
1K. Election of Director: Lila Snyder Mgmt For For
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
3. Say-on-pay: Advisory vote to approve Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES Agenda Number: 935347218
--------------------------------------------------------------------------------------------------------------------------
Security: 75513E101
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: RTX
ISIN: US75513E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tracy A. Atkinson Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Thomas A. Kennedy Mgmt For For
1D. Election of Director: Marshall O. Larsen Mgmt For For
1E. Election of Director: George R. Oliver Mgmt For For
1F. Election of Director: Robert K. (Kelly) Mgmt For For
Ortberg
1G. Election of Director: Margaret L. Mgmt For For
O'Sullivan
1H. Election of Director: Dinesh C. Paliwal Mgmt For For
1I. Election of Director: Ellen M. Pawlikowski Mgmt For For
1J. Election of Director: Denise L. Ramos Mgmt For For
1K. Election of Director: Fredric G. Reynolds Mgmt For For
1L. Election of Director: Brian C. Rogers Mgmt For For
1M. Election of Director: James A. Winnefeld, Mgmt For For
Jr.
1N. Election of Director: Robert O. Work Mgmt Against Against
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2021.
4. Approve Raytheon Technologies Corporation Mgmt Against Against
Executive Annual Incentive Plan.
5. Approve Amendment to the Raytheon Mgmt For For
Technologies Corporation 2018 Long-Term
Incentive Plan.
6. Shareowner Proposal to Amend Proxy Access Shr For Against
Bylaw.
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC Agenda Number: 713857211
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE 2020 REPORT AND Mgmt For For
FINANCIAL STATEMENTS
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3 TO DECLARE A FINAL DIVIDEND OF 101.6P PER Mgmt For For
ORDINARY SHARE
4 TO RE-ELECT ANDREW BONFIELD AS A DIRECTOR Mgmt For For
5 TO RE-ELECT JEFF CARR AS A DIRECTOR Mgmt For For
6 TO RE-ELECT NICANDRO DURANTE AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MARY HARRIS AS A DIRECTOR Mgmt For For
8 TO RE-ELECT MEHMOOD KHAN AS A DIRECTOR Mgmt For For
9 TO RE-ELECT PAM KIRBY AS A DIRECTOR Mgmt For For
10 TO RE-ELECT SARA MATHEW AS A DIRECTOR Mgmt Against Against
11 TO RE-ELECT LAXMAN NARASIMHAN AS A DIRECTOR Mgmt Against Against
12 TO RE-ELECT CHRIS SINCLAIR AS A DIRECTOR Mgmt For For
13 TO RE-ELECT ELANE STOCK AS A DIRECTOR Mgmt For For
14 TO ELECT OLIVIER BOHUON AS A DIRECTOR Mgmt For For
15 TO ELECT MARGHERITA DELLA VALLE AS A Mgmt Against Against
DIRECTOR
16 TO REAPPOINT KPMG LLP AS THE EXTERNAL Mgmt For For
AUDITOR
17 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE EXTERNAL AUDITOR'S
REMUNERATION
18 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS
19 TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT Mgmt Against Against
SHARES
20 TO RENEW THE DIRECTORS' POWER TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS IN RESPECT OF UP TO 5
PER CENT OF ISSUED SHARE CAPITAL
21 TO AUTHORISE THE DIRECTORS' POWER TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF
UP TO AN ADDITIONAL 5 PER CENT OF ISSUED
SHARE CAPITAL
22 TO RENEW THE COMPANY'S AUTHORITY TO Mgmt For For
PURCHASE ITS OWN SHARES
23 TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
24 TO AUTHORISE THE DIRECTORS TO CALL A Mgmt For For
GENERAL MEETING ON 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
RECRUIT HOLDINGS CO.,LTD. Agenda Number: 714203899
--------------------------------------------------------------------------------------------------------------------------
Security: J6433A101
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3970300004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Minegishi, Masumi Mgmt For For
1.2 Appoint a Director Idekoba, Hisayuki Mgmt For For
1.3 Appoint a Director Senaha, Ayano Mgmt For For
1.4 Appoint a Director Rony Kahan Mgmt For For
1.5 Appoint a Director Izumiya, Naoki Mgmt For For
1.6 Appoint a Director Totoki, Hiroki Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Tanaka, Miho
3 Approve Details of the Stock Compensation Mgmt Against Against
to be received by Directors, etc.
4 Approve Details of Compensation as Stock Mgmt For For
Options for Directors (Excluding Outside
Directors)
5 Amend Articles to: Establish the Articles Mgmt Against Against
Related to Shareholders Meeting held
without specifying a venue
--------------------------------------------------------------------------------------------------------------------------
RENTOKIL INITIAL PLC Agenda Number: 713755873
--------------------------------------------------------------------------------------------------------------------------
Security: G7494G105
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: GB00B082RF11
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY AND THE DIRECTORS AND
AUDITORS REPORT THEREON
02 TO APPROVE THE 2021 DIRECTORS REMUNERATION Mgmt Against Against
POLICY
03 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
04 TO APPROVE THE AMENDED RULES OF THE Mgmt Against Against
PERFORMANCE SHARE PLAN 2016
05 TO DECLARE A FINAL DIVIDEND Mgmt For For
06 TO ELECT STUART INGALL-TOMBS AS A DIRECTOR Mgmt For For
07 TO ELECT SAROSH MISTRY AS A DIRECTOR Mgmt For For
08 TO RE-ELECT JOHN PETTIGREW AS A DIRECTOR Mgmt For For
09 TO RE-ELECT ANDY RANSOM AS A DIRECTOR Mgmt For For
10 TO RE-ELECT RICHARD SOLOMONS AS A DIRECTOR Mgmt For For
11 TO RE-ELECT JULIE SOUTHERN AS A DIRECTOR Mgmt For For
12 TO RE-ELECT CATHY TURNER AS A DIRECTOR Mgmt For For
13 TO RE-ELECT LINDA YUEH AS A DIRECTOR Mgmt Against Against
14 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR
15 TO AUTHORISE THE DIRECTORS TO AGREE THE Mgmt For For
AUDITOR'S REMUNERATION
16 TO AUTHORISE THE MAKING OF POLITICAL Mgmt For For
DONATIONS
17 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt Against Against
18 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS Mgmt For For
19 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS - Mgmt For For
ADDITIONAL 5 PERCENT
20 TO AUTHORISE THE DIRECTORS TO MAKE MARKET Mgmt For For
PURCHASES OF THE COMPANY'S OWN SHARES
21 TO AUTHORISE THE CALLING OF A GENERAL Mgmt For For
MEETING OTHER THAN AN ANNUAL GENERAL
MEETING ON 14 DAYS CLEAR NOTICE
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 713665341
--------------------------------------------------------------------------------------------------------------------------
Security: G75754104
Meeting Type: AGM
Meeting Date: 09-Apr-2021
Ticker:
ISIN: GB0007188757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION POLICY Mgmt For For
3 APPROVE REMUNERATION REPORT FOR UK LAW Mgmt Against Against
PURPOSES
4 APPROVE REMUNERATION REPORT FOR AUSTRALIAN Mgmt Against Against
LAW PURPOSES
5 RE-ELECT MEGAN CLARK AS DIRECTOR Mgmt Against Against
6 RE-ELECT HINDA GHARBI AS DIRECTOR Mgmt For For
7 RE-ELECT SIMON HENRY AS DIRECTOR Mgmt For For
8 RE-ELECT SAM LAIDLAW AS DIRECTOR Mgmt For For
9 RE-ELECT SIMON MCKEON AS DIRECTOR Mgmt For For
10 RE-ELECT JENNIFER NASON AS DIRECTOR Mgmt For For
11 RE-ELECT JAKOB STAUSHOLM AS DIRECTOR Mgmt For For
12 RE-ELECT SIMON THOMPSON AS DIRECTOR Mgmt For For
13 RE-ELECT NGAIRE WOODS AS DIRECTOR Mgmt For For
14 REAPPOINT KPMG LLP AS AUDITORS Mgmt For For
15 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
16 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
17 APPROVE GLOBAL EMPLOYEE SHARE PLAN Mgmt For For
18 APPROVE UK SHARE PLAN Mgmt For For
19 AUTHORISE ISSUE OF EQUITY Mgmt For For
20 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
21 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
22 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC. Agenda Number: 935406098
--------------------------------------------------------------------------------------------------------------------------
Security: 770323103
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: RHI
ISIN: US7703231032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Julia L. Coronado Mgmt For For
1B. Election of Director: Dirk A. Kempthorne Mgmt For For
1C. Election of Director: Harold M. Messmer, Mgmt Against Against
Jr.
1D. Election of Director: Marc H. Morial Mgmt For For
1E. Election of Director: Barbara J. Novogradac Mgmt Against Against
1F. Election of Director: Robert J. Pace Mgmt Against Against
1G. Election of Director: Frederick A. Richman Mgmt Against Against
1H. Election of Director: M. Keith Waddell Mgmt Against Against
2. Advisory vote to approve executive Mgmt For For
compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP, as the
Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC Agenda Number: 713170671
--------------------------------------------------------------------------------------------------------------------------
Security: G76225104
Meeting Type: OGM
Meeting Date: 27-Oct-2020
Ticker:
ISIN: GB00B63H8491
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 AUTHORISE ISSUE OF EQUITY IN CONNECTION Mgmt For For
WITH THE RIGHTS ISSUE
CMMT 13 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 713912536
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A100
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: GB00B03MLX29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2. APPROVAL OF DIRECTORS REMUNERATION REPORT Mgmt For For
3. APPOINTMENT OF JANE HOLL LUTE AS A DIRECTOR Mgmt For For
(DIV) OF THE COMPANY (/DIV)
4. REAPPOINTMENT OF BEN VAN BEURDEN AS A Mgmt For For
DIRECTOR OF THE COMPANY
5. REAPPOINTMENT OF DICK BOER AS A DIRECTOR OF Mgmt For For
THE COMPANY
6. REAPPOINTMENT OF NEIL CARSON AS A DIRECTOR Mgmt For For
OF THE COMPANY
7. REAPPOINTMENT OF ANN GODBEHERE AS A Mgmt For For
DIRECTOR OF THE COMPANY
8. REAPPOINTMENT OF EULEEN GOH AS A DIRECTOR Mgmt For For
OF THE COMPANY
9. REAPPOINTMENT OF CATHERINE HUGHES AS A Mgmt For For
DIRECTOR OF THE COMPANY
10. REAPPOINTMENT OF MARTINA HUND-MEJEAN AS A Mgmt For For
DIRECTOR OF THE COMPANY
11. REAPPOINTMENT OF SIR ANDREW MACKENZIE AS A Mgmt For For
DIRECTOR OF THE COMPANY
12. REAPPOINTMENT OF ABRAHAM (BRAM) SCHOT AS A Mgmt For For
DIRECTOR OF THE COMPANY
13. REAPPOINTMENT OF JESSICA UHL AS A DIRECTOR Mgmt For For
OF THE COMPANY
14. REAPPOINTMENT OF GERRIT ZALM AS A DIRECTOR Mgmt For For
OF THE COMPANY
15. REAPPOINTMENT OF AUDITORS: ERNST & YOUNG Mgmt For For
LLP
16. REMUNERATION OF AUDITORS Mgmt For For
17. AUTHORITY TO ALLOT SHARES Mgmt For For
18. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
19. AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
20. SHELL'S ENERGY TRANSITION STRATEGY Mgmt For For
21. PLEASE NOTE THAT THIS IS A SHAREHOLDER Shr For Against
PROPOSAL: SHAREHOLDER RESOLUTION: THE
COMPANY HAS RECEIVED NOTICE PURSUANT TO THE
UK COMPANIES ACT 2006 OF THE INTENTION TO
MOVE THE RESOLUTION SET FORTH ON PAGE 6 AND
INCORPORATED HEREIN BY WAY OF REFERENCE AT
THE COMPANY'S 2021 AGM. THE RESOLUTION HAS
BEEN REQUISITIONED BY A GROUP OF
SHAREHOLDERS AND SHOULD BE READ TOGETHER
WITH THEIR STATEMENT IN SUPPORT OF THEIR
PROPOSED RESOLUTION SET FORTH ON PAGE 6
CMMT 03 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING FOR ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 713926737
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A118
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: GB00B03MM408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF ANNUAL REPORT AND ACCOUNTS Mgmt For For
2. APPROVAL OF DIRECTORS REMUNERATION REPORT Mgmt For For
3. APPOINTMENT OF JANE HOLL LUTE AS A DIRECTOR Mgmt For For
OF THE COMPANY
4. REAPPOINTMENT OF BEN VAN BEURDEN AS A Mgmt For For
DIRECTOR OF THE COMPANY
5. REAPPOINTMENT OF DICK BOER AS A DIRECTOR OF Mgmt For For
THE COMPANY
6. REAPPOINTMENT OF NEIL CARSON AS A DIRECTOR Mgmt For For
OF THE COMPANY
7. REAPPOINTMENT OF ANN GODBEHERE AS A Mgmt For For
DIRECTOR OF THE COMPANY
8. REAPPOINTMENT OF EULEEN GOH AS A DIRECTOR Mgmt For For
OF THE COMPANY
9. REAPPOINTMENT OF CATHERINE HUGHES AS A Mgmt For For
DIRECTOR OF THE COMPANY
10. REAPPOINTMENT OF MARTINA HUND-MEJEAN AS A Mgmt For For
DIRECTOR OF THE COMPANY
11. REAPPOINTMENT OF SIR ANDREW MACKENZIE AS A Mgmt For For
DIRECTOR OF THE COMPANY
12. REAPPOINTMENT OF ABRAHAM BRAM SCHOT AS A Mgmt For For
DIRECTOR OF THE COMPANY
13. REAPPOINTMENT OF JESSICA UHL AS A DIRECTOR Mgmt For For
OF THE COMPANY
14. REAPPOINTMENT OF GERRIT ZALM AS A DIRECTOR Mgmt For For
OF THE COMPANY
15. REAPPOINTMENT OF AUDITORS: ERNST & YOUNG Mgmt For For
LLP
16. REMUNERATION OF AUDITORS Mgmt For For
17. AUTHORITY TO ALLOT SHARES Mgmt For For
18. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
19. AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
20. SHELLS ENERGY TRANSITION STRATEGY Mgmt For For
21. PLEASE NOTE THAT THIS IS A SHAREHOLDER Shr For Against
PROPOSAL: SHAREHOLDER RESOLUTION: THE
COMPANY HAS RECEIVED NOTICE PURSUANT TO THE
UK COMPANIES ACT 2006 OF THE INTENTION TO
MOVE THE RESOLUTION SET FORTH ON PAGE 6 AND
INCORPORATED HEREIN BY WAY OF REFERENCE AT
THE COMPANY'S 2021 AGM. THE RESOLUTION HAS
BEEN REQUISITIONED BY A GROUP OF
SHAREHOLDERS AND SHOULD BE READ TOGETHER
WITH THEIR STATEMENT IN SUPPORT OF THEIR
PROPOSED RESOLUTION SET FORTHON PAGE 6.
CMMT 03 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING FOR ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935329816
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Special
Meeting Date: 11-Mar-2021
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the S&P Global Share Issuance. Mgmt For For
To vote on a proposal to approve the
issuance of S&P Global Inc. common stock,
par value $1.00 per share, to the
shareholders of IHS Markit Ltd. in
connection with the merger contemplated by
Agreement and Plan of Merger dated Nov. 29,
2020, as amended by Amendment No. 1, dated
as of January 20, 2021, and as it may
further be amended from time to time, by
and among S&P Global Inc., Sapphire
Subsidiary, Ltd. and IHS Markit Ltd.
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935381462
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marco Alvera Mgmt For For
1b. Election of Director: William J. Amelio Mgmt For For
1c. Election of Director: William D. Green Mgmt For For
1d. Election of Director: Stephanie C. Hill Mgmt For For
1e. Election of Director: Rebecca Jacoby Mgmt For For
1f. Election of Director: Monique F. Leroux Mgmt For For
1g. Election of Director: Ian P. Livingston Mgmt For For
1h. Election of Director: Maria R. Morris Mgmt For For
1i. Election of Director: Douglas L. Peterson Mgmt For For
1j. Election of Director: Edward B. Rust, Jr. Mgmt Against Against
1k. Election of Director: Kurt L. Schmoke Mgmt Against Against
1l. Election of Director: Richard E. Thornburgh Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
executive compensation program for the
Company's named executive officers.
3. Ratify the selection of Ernst & Young LLP Mgmt For For
as our independent auditor for 2021.
4. Approve, on an advisory basis, the Mgmt For For
Company's Greenhouse Gas (GHG) Emissions
Reduction Plan.
5. Shareholder proposal to transition to a Shr For Against
Public Benefit Corporation.
--------------------------------------------------------------------------------------------------------------------------
SAGE GROUP PLC Agenda Number: 713447212
--------------------------------------------------------------------------------------------------------------------------
Security: G7771K142
Meeting Type: AGM
Meeting Date: 04-Feb-2021
Ticker:
ISIN: GB00B8C3BL03
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
OF THE COMPANY TOGETHER WITH THE REPORTS OF
THE DIRECTORS AND OF THE COMPANY'S AUDITORS
FOR THE FINANCIAL YEAR ENDED 30 SEPTEMBER
2020
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE FINANCIAL YEAR ENDED 30
SEPTEMBER 2020, SET OUT ON PAGES 120 TO 148
OF THE FY20 ANNUAL REPORT AND ACCOUNTS
(EXCLUDING THE PART SUMMARISING THE
DIRECTORS' REMUNERATION POLICY, WHICH IS ON
PAGES 128 TO 132)
3 TO DECLARE A FINAL DIVIDEND RECOMMENDED BY Mgmt For For
THE DIRECTORS OF 11.32 PENCE PER ORDINARY
SHARE FOR THE FINANCIAL YEAR ENDED 30
SEPTEMBER 2020 TO BE PAID ON 11 FEBRUARY
2021 TO MEMBERS WHOSE NAMES APPEAR ON THE
REGISTER OF MEMBERS AT THE CLOSE OF
BUSINESS ON 15 JANUARY 2021
4 THAT SANGEETA ANAND BE ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
5 THAT IRANA WASTI BE ELECTED AS A DIRECTOR Mgmt For For
OF THE COMPANY
6 THAT SIR DONALD BRYDON BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
7 THAT DR JOHN BATES BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 THAT JONATHAN BEWES BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
9 THAT ANNETTE COURT BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 THAT DRUMMOND HALL BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 THAT STEVE HARE BE RE-ELECTED AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 THAT JONATHAN HOWELL BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
13 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For
TO THE COMPANY TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY
14 THAT THE AUDIT AND RISK COMMITTEE OF THE Mgmt For For
BOARD BE AUTHORISED TO DETERMINE AND AGREE
THE REMUNERATION OF THE AUDITORS TO THE
COMPANY
15 THAT, IN ACCORDANCE WITH SECTION 366 OF THE Mgmt For For
COMPANIES ACT 2006, THE COMPANY AND ALL
COMPANIES THAT ARE SUBSIDIARIES OF THE
COMPANY AT ANY TIME DURING THE PERIOD FOR
WHICH THIS RESOLUTION HAS EFFECT ARE
AUTHORISED TO: (A) MAKE POLITICAL DONATIONS
TO POLITICAL PARTIES OR INDEPENDENT
ELECTION CANDIDATES NOT EXCEEDING GBP
100,000 IN TOTAL; (B) MAKE POLITICAL
DONATIONS TO POLITICAL ORGANISATIONS OTHER
THAN POLITICAL PARTIES NOT EXCEEDING GBP
100,000 IN TOTAL; AND (C) INCUR POLITICAL
EXPENDITURE NOT EXCEEDING GBP 100,000 IN
TOTAL, PROVIDED THAT THE AGGREGATE AMOUNT
OF ANY SUCH DONATIONS AND EXPENDITURE SHALL
NOT EXCEED GBP 100,000 IN TOTAL, DURING THE
PERIOD BEGINNING WITH THE DATE OF THE
PASSING OF THIS RESOLUTION AND ENDING AT
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE PASSING OF
THIS RESOLUTION OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 31 MARCH 2022. FOR THE
PURPOSE OF THIS RESOLUTION THE TERMS
"POLITICAL DONATIONS", "POLITICAL PARTIES",
"INDEPENDENT ELECTION CANDIDATES",
"POLITICAL ORGANISATIONS" AND "POLITICAL
EXPENDITURE" HAVE THE MEANINGS SET OUT IN
SECTIONS 363 TO 365 OF THE COMPANIES ACT
2006
16 THAT THE EXISTING THE SAGE GROUP PLC 2019 Mgmt For For
RESTRICTED SHARE PLAN ("RSP") AND THE SAGE
GROUP PLC 2015 PERFORMANCE SHARE PLAN
("PSP") (TOGETHER, THE "DISCRETIONARY SHARE
PLANS") BE AMENDED TO INCLUDE THE ADOPTION
OF A FRENCH APPENDIX (UNDER THE RSP) /
SCHEDULE (UNDER THE PSP) (THE "FRENCH
APPENDIX" AND "FRENCH SCHEDULE"
RESPECTIVELY) WHICH ARE BASED ON THE TERMS
OF THE RELEVANT DISCRETIONARY SHARE PLAN
SAVE WHERE MODIFIED, IN ORDER TO FALL
WITHIN THE SCOPE OF THE "LOI MACRON" AND
BENEFIT FROM THE APPLICABLE TAX ADVANTAGES,
AND/OR TO TAKE ACCOUNT OF LOCAL LAWS IN
FRANCE, AND ARE HEREBY ADOPTED BY THE
COMPANY, AND THE DIRECTORS BE AND ARE
HEREBY AUTHORISED TO DO ALL SUCH ACTS AND
THINGS NECESSARY TO GIVE EFFECT TO THE SAME
17 THAT: (A) THE DIRECTORS BE AND ARE HEREBY Mgmt Against Against
GENERALLY AND UNCONDITIONALLY AUTHORISED IN
ACCORDANCE WITH ARTICLE 7 OF THE COMPANY'S
ARTICLES OF ASSOCIATION AND SECTION 551 OF
THE COMPANIES ACT 2006 TO EXERCISE ALL THE
POWERS OF THE COMPANY TO ALLOT SHARES IN
THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE
FOR, OR CONVERT ANY SECURITY INTO, SHARES
IN THE COMPANY: (I) UP TO A MAXIMUM NOMINAL
AMOUNT OF GBP 3,830,707.75 (SUCH AMOUNT TO
BE REDUCED BY THE NOMINAL AMOUNT OF ANY
EQUITY SECURITIES (AS DEFINED IN ARTICLE 8
OF THE COMPANY'S ARTICLES OF ASSOCIATION)
ALLOTTED UNDER PARAGRAPH (II) BELOW IN
EXCESS OF GBP 3,830,707.75); AND (II)
COMPRISING EQUITY SECURITIES (AS DEFINED IN
ARTICLE 8 OF THE COMPANY'S ARTICLES OF
ASSOCIATION) UP TO A MAXIMUM NOMINAL AMOUNT
OF GBP 7,661,415.50 (SUCH AMOUNT TO BE
REDUCED BY ANY SHARES ALLOTTED OR RIGHTS
GRANTED UNDER PARAGRAPH (I) ABOVE) IN
CONNECTION WITH AN OFFER BY WAY OF A RIGHTS
ISSUE (AS DEFINED IN ARTICLE 8 OF THE
COMPANY'S ARTICLES OF ASSOCIATION); (B)
THIS AUTHORITY SHALL EXPIRE AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE PASSING OF
THIS RESOLUTION, OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 31 MARCH 2022; AND (C)
ALL PREVIOUS UNUTILISED AUTHORITIES UNDER
SECTION 551 OF THE COMPANIES ACT 2006 SHALL
CEASE TO HAVE EFFECT (SAVE TO THE EXTENT
THAT THE SAME ARE EXERCISABLE PURSUANT TO
SECTION 551(7) OF THE COMPANIES ACT 2006 BY
REASON OF ANY OFFER OR AGREEMENT MADE PRIOR
TO THE DATE OF THIS RESOLUTION WHICH WOULD
OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR
RIGHTS TO BE GRANTED ON OR AFTER THAT DATE)
18 THAT: (A) IN ACCORDANCE WITH ARTICLE 8 OF Mgmt For For
THE COMPANY'S ARTICLES OF ASSOCIATION, THE
DIRECTORS BE GIVEN POWER TO ALLOT EQUITY
SECURITIES FOR CASH AS IF SECTION 561 OF
THE COMPANIES ACT 2006 DID NOT APPLY; (B)
THE POWER UNDER PARAGRAPH (A) ABOVE (OTHER
THAN IN CONNECTION WITH A RIGHTS ISSUE, AS
DEFINED IN ARTICLE 8 OF THE COMPANY'S
ARTICLES OF ASSOCIATION) SHALL BE LIMITED
TO THE ALLOTMENT OF EQUITY SECURITIES
HAVING A NOMINAL AMOUNT NOT EXCEEDING IN
AGGREGATE GBP 575,181.34; (C) THIS
AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY AFTER THE PASSING OF THIS
RESOLUTION OR, IF EARLIER, AT THE CLOSE OF
BUSINESS ON 31 MARCH 2022
19 THAT: (A) IN ADDITION TO ANY AUTHORITY Mgmt For For
GRANTED UNDER RESOLUTION 18, THE DIRECTORS
BE AUTHORISED: (I) SUBJECT TO THE PASSING
OF RESOLUTION 17, TO ALLOT EQUITY
SECURITIES (AS DEFINED IN SECTION 560 OF
THE COMPANIES ACT 2006) FOR CASH PURSUANT
TO THE AUTHORITY CONFERRED ON THEM BY THAT
RESOLUTION UNDER SECTION 551 OF THAT ACT;
AND (II) TO ALLOT EQUITY SECURITIES AS
DEFINED IN SECTION 560(3) OF THAT ACT (SALE
OF TREASURY SHARES) FOR CASH, IN EITHER
CASE AS IF SECTION 561 OF THAT ACT DID NOT
APPLY TO THE ALLOTMENT OR SALE, BUT THIS
POWER SHALL BE: (A) LIMITED TO THE
ALLOTMENT OF EQUITY SECURITIES UP TO A
MAXIMUM NOMINAL AMOUNT OF GBP 575,181.34;
AND (B) USED ONLY FOR THE PURPOSES OF
FINANCING (OR REFINANCING, IF THE AUTHORITY
IS TO BE USED WITHIN SIX MONTHS AFTER THE
ORIGINAL TRANSACTION) A TRANSACTION WHICH
THE BOARD OF THE COMPANY DETERMINES TO BE
AN ACQUISITION OR OTHER CAPITAL INVESTMENT
OF A KIND CONTEMPLATED BY THE STATEMENT OF
PRINCIPLES ON DISAPPLYING PRE-EMPTION
RIGHTS MOST RECENTLY PUBLISHED BY THE
PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS
DOCUMENT; (B) THIS POWER SHALL EXPIRE AT
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE PASSING OF
THIS RESOLUTION OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 31 MARCH 2022; AND (C)
THE COMPANY MAY, BEFORE THIS POWER EXPIRES,
MAKE AN OFFER OR ENTER INTO AN AGREEMENT,
WHICH WOULD OR MIGHT REQUIRE EQUITY
SECURITIES TO BE ALLOTTED AFTER IT EXPIRES,
AND THE DIRECTORS MAY ALLOT EQUITY
SECURITIES IN PURSUANCE OF SUCH OFFER OR
AGREEMENT AS IF THIS POWER HAD NOT EXPIRED
20 THAT IN ACCORDANCE WITH SECTION 701 OF THE Mgmt For For
COMPANIES ACT 2006, THE COMPANY BE AND IS
HEREBY GRANTED GENERAL AND UNCONDITIONAL
AUTHORITY TO MAKE ONE OR MORE MARKET
PURCHASES (WITHIN THE MEANING OF SECTION
693 OF THE COMPANIES ACT 2006) OF ORDINARY
SHARES IN THE CAPITAL OF THE COMPANY ON
SUCH TERMS AND IN SUCH MANNER AS THE
DIRECTORS SHALL DETERMINE PROVIDED THAT:
(A) THE MAXIMUM NUMBER OF ORDINARY SHARES
WHICH MAY BE ACQUIRED PURSUANT TO THIS
AUTHORITY IS 109,355,465 ORDINARY SHARES IN
THE CAPITAL OF THE COMPANY; (B) THE MINIMUM
PRICE WHICH MAY BE PAID FOR EACH SUCH
ORDINARY SHARE (EXCLUSIVE OF ALL EXPENSES)
IS ITS NOMINAL VALUE; (C) THE MAXIMUM PRICE
WHICH MAY BE PAID FOR EACH SUCH ORDINARY
SHARE (EXCLUSIVE OF ALL EXPENSES) SHALL NOT
BE MORE THAN THE HIGHER OF: (I) AN AMOUNT
EQUAL TO 105% OF THE AVERAGE OF THE MIDDLE
MARKET PRICES SHOWN IN THE QUOTATIONS FOR
THE ORDINARY SHARES IN THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE
BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY
ON WHICH THAT ORDINARY SHARE IS PURCHASED;
AND (II) AN AMOUNT EQUAL TO THE HIGHER OF
THE PRICE OF THE LAST INDEPENDENT TRADE OF
AN ORDINARY SHARE AND THE HIGHEST CURRENT
INDEPENDENT BID FOR AN ORDINARY SHARE ON
THE TRADING VENUE WHERE THE PURCHASE IS
CARRIED OUT; (D) THIS AUTHORITY SHALL
EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY AFTER THE
PASSING OF THIS RESOLUTION, OR, IF EARLIER,
AT THE CLOSE OF BUSINESS ON 31 MARCH 2022
UNLESS RENEWED BEFORE THAT TIME; AND (E)
THE COMPANY MAY MAKE A CONTRACT OR
CONTRACTS TO PURCHASE ORDINARY SHARES UNDER
THIS AUTHORITY BEFORE ITS EXPIRY WHICH WILL
BE OR MAY BE EXECUTED WHOLLY OR PARTLY
AFTER EXPIRY OF THIS AUTHORITY AND MAY MAKE
A PURCHASE OF ORDINARY SHARES IN PURSUANCE
OF SUCH CONTRACT
21 THAT A GENERAL MEETING (OTHER THAN AN Mgmt For For
ANNUAL GENERAL MEETING) MAY BE CALLED ON
NOT LESS THAN 14 CLEAR DAYS' NOTICE
22 THAT WITH EFFECT FROM THE CONCLUSION OF THE Mgmt For For
ANNUAL GENERAL MEETING, THE ARTICLES OF
ASSOCIATION PRODUCED TO THE MEETING AND FOR
THE PURPOSE OF IDENTIFICATION INITIALLED BY
THE CHAIRMAN OF THE MEETING BE ADOPTED AS
THE ARTICLES OF ASSOCIATION OF THE COMPANY
IN SUBSTITUTION FOR, AND TO THE EXCLUSION
OF, THE EXISTING ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935416811
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt Against Against
1B. Election of Director: Craig Conway Mgmt Against Against
1C. Election of Director: Parker Harris Mgmt Against Against
1D. Election of Director: Alan Hassenfeld Mgmt Against Against
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt Against Against
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt Against Against
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt Against Against
Equity Incentive Plan to increase the
number of shares reserved for issuance.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
4. An advisory vote to approve the fiscal 2021 Mgmt Against Against
compensation of our named executive
officers.
5. A stockholder proposal requesting that the Shr For Against
Board of Directors take steps necessary to
transition Salesforce to a Public Benefit
Corporation, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SANOFI SA Agenda Number: 713892962
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: MIX
Meeting Date: 30-Apr-2021
Ticker:
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 553318 DUE TO RECEIPT OF
DELETION OF RESOLUTION 7. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104122100899-44
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND SETTING OF THE
DIVIDEND
4 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt Against Against
GILLES SCHNEPP AS DIRECTOR
5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
FABIENNE LECORVAISIER AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
MELANIE LEE AS DIRECTOR
7 APPOINTMENT OF MRS. BARBARA LAVERNOS AS Mgmt For For
DIRECTOR
8 APPROVAL OF THE COMPENSATION REPORT FOR Mgmt For For
CORPORATE OFFICERS ISSUED PURSUANT TO
ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL
CODE
9 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. SERGE
WEINBERG, CHAIRMAN OF THE BOARD OF
DIRECTORS
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 TO MR. PAUL HUDSON,
CHIEF EXECUTIVE OFFICER
11 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
DIRECTORS
12 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
13 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHIEF EXECUTIVE OFFICER
14 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO TRADE IN THE
COMPANY'S SHARES (TO BE USED OUTSIDE OF
PUBLIC OFFERING PERIODS)
15 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO REDUCE THE SHARE
CAPITAL BY CANCELLING TREASURY SHARES
16 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY, OF ANY
SUBSIDIARY AND/OR OF ANY OTHER COMPANY (TO
BE USED OUTSIDE OF PUBLIC OFFERING PERIODS)
17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY, OF ANY
SUBSIDIARY AND/OR OF ANY OTHER COMPANY, BY
WAY OF A PUBLIC OFFERING OTHER THAN THAT
MENTIONED IN ARTICLE L. 411-2-1DECREE OF
THE FRENCH MONETARY AND FINANCIAL CODE (TO
BE USED OUTSIDE OF PUBLIC OFFERING PERIODS)
18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY, OF ANY
SUBSIDIARY AND/OR OF ANY OTHER COMPANY,
WITHIN THE CONTEXT OF AN OFFER REFERRED TO
IN ARTICLE L. 411-2 1DECREE OF THE FRENCH
MONETARY AND FINANCIAL CODE (OFFER RESERVED
FOR A RESTRICTED CIRCLE OF INVESTORS) ( TO
BE USED OUTSIDE OF PUBLIC OFFERING PERIODS)
19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE OF DEBT SECURITIES GRANTING ACCESS TO
THE CAPITAL OF SUBSIDIARIES OF THE COMPANY
AND/OR OF ANY OTHER COMPANY) (TO BE USED
OUTSIDE OF PUBLIC OFFERING PERIODS)
20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF AN ISSUE OF COMMON SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL OF THE COMPANY, OF
ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY
WITH OR WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT) (TO BE USED OUTSIDE OF
PUBLIC OFFERING PERIODS)
21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO ISSUE,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY, OF ONE OF ITS
SUBSIDIARIES AND/OR OF ANOTHER COMPANY IN
CONSIDERATION OF CONTRIBUTIONS IN KIND) (TO
BE USED OUTSIDE OF PUBLIC OFFERING PERIODS)
22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS IN ORDER TO DECIDE
TO INCREASE THE SHARE CAPITAL BY
CAPITALISATION OF PREMIUMS, RESERVES,
PROFITS OR OTHERS) (TO BE USED OUTSIDE OF
PUBLIC OFFERING PERIODS)
23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE OF SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE COMPANY'S CAPITAL
RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER
24 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO PROCEED WITH FREE
ALLOCATIONS OF EXISTING SHARES OR SHARES TO
BE ISSUED FOR THE BENEFIT OF EMPLOYEES AND
CORPORATE OFFICERS OF THE GROUP OR SOME OF
THEM
25 AMENDMENT OF ARTICLE 13 OF THE BY-LAWS IN Mgmt For For
ORDER TO ALLOW THE BOARD OF DIRECTORS TO
TAKE DECISIONS BY WRITTEN CONSULTATION
26 AMENDMENT TO ARTICLE 14 AND ARTICLE 17 OF Mgmt For For
THE BY-LAWS IN ORDER TO ALIGN THEIR CONTENT
WITH THE PACTE LAW
27 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SCHRODERS PLC Agenda Number: 713735352
--------------------------------------------------------------------------------------------------------------------------
Security: G78602136
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: GB0002405495
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 TO DECLARE THE FINAL DIVIDEND: THAT A FINAL Mgmt For For
DIVIDEND OF 79 PENCE PER SHARE ON THE
ORDINARY SHARES AND ON THE NON-VOTING
ORDINARY SHARES AS RECOMMENDED BY THE
DIRECTORS BE DECLARED PAYABLE ON 6 MAY 2021
TO SHAREHOLDERS ON THE REGISTER ON 26 MARCH
2021
3 TO APPROVE THE REMUNERATION REPORT Mgmt For For
4 TO RE-ELECT MICHAEL DOBSON Mgmt Against Against
5 TO RE-ELECT PETER HARRISON Mgmt For For
6 TO RE-ELECT RICHARD KEERS Mgmt For For
7 TO RE-ELECT IAN KING Mgmt For For
8 TO RE-ELECT SIR DAMON BUFFINI Mgmt For For
9 TO RE-ELECT RHIAN DAVIES Mgmt For For
10 TO RE-ELECT RAKHI GOSS-CUSTARD Mgmt For For
11 TO RE-ELECT DEBORAH WATERHOUSE Mgmt For For
12 TO RE-ELECT MATTHEW WESTERMAN Mgmt For For
13 TO RE-ELECT CLAIRE FITZALAN HOWARD Mgmt Against Against
14 TO RE-ELECT LEONIE SCHRODER Mgmt Against Against
15 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR Mgmt For For
16 TO AUTHORISE THE AUDIT AND RISK COMMITTEE Mgmt For For
TO DETERMINE THE AUDITOR'S REMUNERATION
17 TO RENEW THE AUTHORITY TO ALLOT SHARES Mgmt For For
18 TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS
19 TO RENEW THE AUTHORITY TO PURCHASE OWN Mgmt For For
SHARES
20 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
21 NOTICE OF GENERAL MEETINGS: THAT A GENERAL Mgmt For For
MEETING OTHER THAN AN ANNUAL GENERAL
MEETING MAY BE CALLED ON NOT LESS THAN 14
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
SCOR SE Agenda Number: 714207316
--------------------------------------------------------------------------------------------------------------------------
Security: F15561677
Meeting Type: MIX
Meeting Date: 30-Jun-2021
Ticker:
ISIN: FR0010411983
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT 26 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 14 JUNE 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105212102055-61 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202106142102652-71 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE REPORTS AND CORPORATE Mgmt For For
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020 - APPROVAL OF THE
AMOUNT OF EXPENSES AND COSTS
2 ALLOCATION OF INCOME AND SETTING OF THE Mgmt For For
DIVIDEND FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
4 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt For For
ARTICLE L.22-10-9, I OF THE FRENCH
COMMERCIAL CODE
5 APPROVAL OF THE FIXED, VARIABLE AND Mgmt Against Against
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
REMUNERATION AND BENEFITS OF ANY KIND PAID
DURING OR ALLOCATED IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO
MR. DENIS KESSLER, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
6 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt For For
COMPANY'S DIRECTORS PURSUANT TO ARTICLE
L.22-10-8 II OF THE FRENCH COMMERCIAL CODE
7 AMENDMENT OF THE ANNUAL GLOBAL FIXED AMOUNT Mgmt For For
ALLOCATED TO THE DIRECTORS AS REMUNERATION
FOR THEIR ACTIVITY FOR THE CURRENT AND
SUBSEQUENT FINANCIAL YEARS
8 APPROVAL OF THE REMUNERATION POLICY OF MR. Mgmt Against Against
DENIS KESSLER IN HIS CAPACITY AS CHAIRMAN
AND CHIEF EXECUTIVE OFFICER PURSUANT TO
ARTICLE L. 22-10-8 II OF THE FRENCH
COMMERCIAL CODE
9 RENEWAL OF THE TERM OF OFFICE OF MR. DENIS Mgmt Against Against
KESSLER AS DIRECTOR OF THE COMPANY
10 RENEWAL OF THE TERM OF OFFICE OF MR. CLAUDE Mgmt Against Against
TENDIL AS DIRECTOR OF THE COMPANY
11 RENEWAL OF THE TERM OF OFFICE OF MR. BRUNO Mgmt For For
PFISTER AS DIRECTOR OF THE COMPANY
12 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
PATRICIA LACOSTE AS DIRECTOR OF THE COMPANY
13 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
LAURENT ROUSSEAU AS DIRECTOR OF THE COMPANY
14 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt For For
ADRIEN COURET AS A DIRECTOR OF THE COMPANY,
AS A REPLACEMENT FOR MR. JEAN-MARC RABY,
WHO RESIGNED
15 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE THE COMPANY'S COMMON
SHARES
16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE ON THE
CAPITALISATION OF PROFITS, RESERVES OR
PREMIUMS
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE ON THE ISSUE
OF SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS, IMMEDIATELY OR IN THE
FUTURE, TO COMMON SHARES TO BE ISSUED, WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHT
18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE ON THE ISSUE,
IN THE CONTEXT OF A PUBLIC OFFERING
EXCLUDING THE OFFERS REFERRED TO IN 1DECREE
OF ARTICLE L. 411-2 OF THE FRENCH MONETARY
AND FINANCIAL CODE, OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS,
IMMEDIATELY OR IN THE FUTURE, TO COMMON
SHARES TO BE ISSUED, WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT AND WITH
A MANDATORY PRIORITY PERIOD
19 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE, IN THE
CONTEXT OF AN OFFER REFERRED TO IN 1DECREE
OF ARTICLE L.411-2 OF THE FRENCH MONETARY
AND FINANCIAL CODE, TO ISSUE SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS,
IMMEDIATELY OR IN THE FUTURE, TO COMMON
SHARES TO BE ISSUED, WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT
20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE ON THE ISSUE,
AS REMUNERATION FOR SECURITIES CONTRIBUTED
TO THE COMPANY IN THE CONTEXT OF ANY PUBLIC
EXCHANGE OFFER INITIATED BY THE LATTER, OF
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS, IMMEDIATELY OR IN THE
FUTURE, TO COMMON SHARES TO BE ISSUED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
21 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO ISSUE SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS,
IMMEDIATELY OR IN THE FUTURE, TO COMMON
SHARES TO BE ISSUED, IN CONSIDERATION OF
SECURITIES CONTRIBUTED IN KIND TO THE
COMPANY WITHIN THE LIMIT OF 10% OF ITS
CAPITAL, WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
22 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES IN THE EVENT OF A CAPITAL
INCREASE WITH OR WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
23 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE WARRANTS TO
ISSUE COMMON SHARES OF THE COMPANY WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF
CATEGORIES OF PERSONS MEETING SPECIFIED
CHARACTERISTICS TO IMPLEMENT A CONTINGENT
CAPITAL PROGRAM
24 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE WARRANTS TO
ISSUE COMMON SHARES OF THE COMPANY WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT TO
CATEGORIES OF PERSONS MEETING SPECIFIC
CHARACTERISTICS TO IMPLEMENT AN AUXILIARY
EQUITY PROGRAMME
25 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING TREASURY SHARES
26 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO GRANT SHARE SUBSCRIPTION
AND/OR PURCHASE OPTIONS WITH WAIVER OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF
EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS
27 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO FREELY ALLOCATE EXISTING
COMMON SHARES OF THE COMPANY IN FAVOUR OF
EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS
28 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES RESERVED FOR MEMBERS OF
SAVINGS PLANS, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF
THE LATTER
29 OVERALL CEILING FOR CAPITAL INCREASES Mgmt For For
30 ALIGNMENT OF THE BY-LAWS WITH RECENT Mgmt For For
LEGISLATIVE CHANGES AND CANCELLATION OF
OBSOLETE PROVISIONS
31 STATUTORY AMENDMENT CONCERNING THE Mgmt For For
GOVERNANCE OF THE COMPANY
32 STATUTORY AMENDMENTS CONCERNING THE TERM OF Mgmt For For
OFFICE OF DIRECTORS
33 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SECOM CO.,LTD. Agenda Number: 714258250
--------------------------------------------------------------------------------------------------------------------------
Security: J69972107
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3421800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Iida, Makoto Mgmt For For
2.2 Appoint a Director Nakayama, Yasuo Mgmt For For
2.3 Appoint a Director Ozeki, Ichiro Mgmt For For
2.4 Appoint a Director Yoshida, Yasuyuki Mgmt For For
2.5 Appoint a Director Fuse, Tatsuro Mgmt For For
2.6 Appoint a Director Izumida, Tatsuya Mgmt For For
2.7 Appoint a Director Kurihara, Tatsushi Mgmt For For
2.8 Appoint a Director Hirose, Takaharu Mgmt For For
2.9 Appoint a Director Kawano, Hirobumi Mgmt For For
2.10 Appoint a Director Watanabe, Hajime Mgmt For For
2.11 Appoint a Director Hara, Miri Mgmt For For
3 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
SEKISUI CHEMICAL CO.,LTD. Agenda Number: 714218117
--------------------------------------------------------------------------------------------------------------------------
Security: J70703137
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3419400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Koge, Teiji Mgmt For For
2.2 Appoint a Director Kato, Keita Mgmt For For
2.3 Appoint a Director Hirai, Yoshiyuki Mgmt For For
2.4 Appoint a Director Kamiyoshi, Toshiyuki Mgmt For For
2.5 Appoint a Director Kamiwaki, Futoshi Mgmt For For
2.6 Appoint a Director Shimizu, Ikusuke Mgmt For For
2.7 Appoint a Director Murakami, Kazuya Mgmt For For
2.8 Appoint a Director Kase, Yutaka Mgmt For For
2.9 Appoint a Director Oeda, Hiroshi Mgmt For For
2.10 Appoint a Director Ishikura, Yoko Mgmt For For
3 Appoint a Corporate Auditor Taketomo, Mgmt For For
Hiroyuki
--------------------------------------------------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO.,LTD. Agenda Number: 713987569
--------------------------------------------------------------------------------------------------------------------------
Security: J7165H108
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: JP3422950000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Isaka, Ryuichi Mgmt For For
2.2 Appoint a Director Goto, Katsuhiro Mgmt For For
2.3 Appoint a Director Ito, Junro Mgmt For For
2.4 Appoint a Director Yamaguchi, Kimiyoshi Mgmt For For
2.5 Appoint a Director Maruyama, Yoshimichi Mgmt For For
2.6 Appoint a Director Nagamatsu, Fumihiko Mgmt For For
2.7 Appoint a Director Kimura, Shigeki Mgmt For For
2.8 Appoint a Director Joseph Michael DePinto Mgmt For For
2.9 Appoint a Director Tsukio, Yoshio Mgmt For For
2.10 Appoint a Director Ito, Kunio Mgmt For For
2.11 Appoint a Director Yonemura, Toshiro Mgmt For For
2.12 Appoint a Director Higashi, Tetsuro Mgmt For For
2.13 Appoint a Director Kazuko Rudy Mgmt For For
3 Appoint a Corporate Auditor Habano, Mgmt For For
Noriyuki
--------------------------------------------------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO.,LTD. Agenda Number: 714250090
--------------------------------------------------------------------------------------------------------------------------
Security: J72810120
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3371200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Reduce the Board of Mgmt For For
Directors Size, Reduce Term of Office of
Directors to One Year
3.1 Appoint a Director Saito, Yasuhiko Mgmt For For
3.2 Appoint a Director Ueno, Susumu Mgmt For For
3.3 Appoint a Director Frank Peter Popoff Mgmt For For
3.4 Appoint a Director Miyazaki, Tsuyoshi Mgmt For For
3.5 Appoint a Director Fukui, Toshihiko Mgmt For For
4 Appoint a Corporate Auditor Kagami, Mitsuko Mgmt For For
5 Approve Details of the Compensation to be Mgmt For For
received by Directors
6 Approve Details of Compensation as Stock Mgmt For For
Options for Directors
7 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Employees
--------------------------------------------------------------------------------------------------------------------------
SHINSEI BANK,LIMITED Agenda Number: 714212583
--------------------------------------------------------------------------------------------------------------------------
Security: J7385L129
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3729000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kudo, Hideyuki Mgmt For For
1.2 Appoint a Director Hirasawa, Akira Mgmt For For
1.3 Appoint a Director Ernest M. Higa Mgmt For For
1.4 Appoint a Director Makihara, Jun Mgmt For For
1.5 Appoint a Director Murayama, Rie Mgmt For For
1.6 Appoint a Director Sasaki, Hiroko Mgmt For For
1.7 Appoint a Director Tomimura, Ryuichi Mgmt For For
2 Approve Details of Compensation as Mgmt For For
Stock-Linked Compensation Type Stock
Options for Full-time Directors
3 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 712718228
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: EGM
Meeting Date: 09-Jul-2020
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 TO RESOLVE ON THE APPROVAL OF THE SPIN-OFF Mgmt For For
AND TRANSFER AGREEMENT BETWEEN SIEMENS AG
AND SIEMENS ENERGY AG, MUNICH, DATED MAY
22, 2020
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 713501131
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 03-Feb-2021
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 502455 DUE TO ADDITION OF
RESOLUTION 10. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019/20
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.50 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JOE KAESER FOR FISCAL 2019/20
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER ROLAND BUSCH FOR FISCAL 2019/20
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER LISA DAVIS (UNTIL FEB. 29, 2020) FOR
FISCAL 2019/20
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER KLAUS HELMRICH FOR FISCAL 2019/20
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JANINA KUGEL (UNTIL JAN. 31, 2020)
FOR FISCAL 2019/20
3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER CEDRIK NEIKE FOR FISCAL 2019/20
3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER MICHAEL SEN (UNTIL MARCH 31, 2020)
FOR FISCAL 2019/20
3.8 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER RALF THOMAS FOR FISCAL 2019/20
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JIM SNABE FOR FISCAL 2019/20
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BIRGIT STEINBORN FOR FISCAL 2019/20
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WERNER WENNING FOR FISCAL 2019/20
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WERNER BRANDT FOR FISCAL 2019/20
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MICHAEL DIEKMANN FOR FISCAL 2019/20
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ANDREA FEHRMANN FOR FISCAL 2019/20
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BETTINA HALLER FOR FISCAL 2019/20
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ROBERT KENSBOCK (UNTIL SEP. 25,
2020) FOR FISCAL 2019/20
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HARALD KERN FOR FISCAL 2019/20
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JUERGEN KERNER FOR FISCAL 2019/20
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NICOLA LEIBINGER-KAMMUELLER FOR
FISCAL 2019/20
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BENOIT POTIER FOR FISCAL 2019/20
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HAGEN REIMER FOR FISCAL 2019/20
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NORBERT REITHOFER FOR FISCAL 2019/20
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NEMAT SHAFIK FOR FISCAL 2019/20
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NATHALIE VON SIEMENS FOR FISCAL
2019/20
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MICHAEL SIGMUND FOR FISCAL 2019/20
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DOROTHEA SIMON FOR FISCAL 2019/20
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MATTHIAS ZACHERT FOR FISCAL 2019/20
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GUNNAR ZUKUNFT FOR FISCAL 2019/20
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL 2020/21
6.1 ELECT GRAZIA VITTADINI TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT KASPER RORSTED TO THE SUPERVISORY Mgmt For For
BOARD
6.3 REELECT JIM SNABE TO THE SUPERVISORY BOARD Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 APPROVE CREATION OF EUR 90 MILLION POOL OF Mgmt For For
CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
9 AMEND AFFILIATION AGREEMENT WITH SIEMENS Mgmt For For
BANK GMBH
10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: AMENDMENT TO THE
ARTICLES OF ASSOCIATION OF SIEMENS AG
--------------------------------------------------------------------------------------------------------------------------
SIEMENS ENERGY AG Agenda Number: 713453809
--------------------------------------------------------------------------------------------------------------------------
Security: D6T47E106
Meeting Type: AGM
Meeting Date: 10-Feb-2021
Ticker:
ISIN: DE000ENER6Y0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019/20
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019/20
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019/20
4 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL 2020/21
5.1 ELECT CHRISTINE BORTENLAENGER TO THE Mgmt For For
SUPERVISORY BOARD
5.2 ELECT SIGMAR GABRIEL TO THE SUPERVISORY Mgmt For For
BOARD
5.3 ELECT JOE KAESER TO THE SUPERVISORY BOARD Mgmt Against Against
5.4 ELECT HUBERT LIENHARD TO THE SUPERVISORY Mgmt For For
BOARD
5.5 ELECT HILDEGARD MUELLER TO THE SUPERVISORY Mgmt For For
BOARD
5.6 ELECT LAURENCE MULLIEZ TO THE SUPERVISORY Mgmt For For
BOARD
5.7 ELECT MATTHIAS REBELLIUS TO THE SUPERVISORY Mgmt For For
BOARD
5.8 ELECT RALF THOMAS TO THE SUPERVISORY BOARD Mgmt Against Against
5.9 ELECT GEISHA WILLIAMS TO THE SUPERVISORY Mgmt For For
BOARD
5.10 ELECT RANDY ZWIRN TO THE SUPERVISORY BOARD Mgmt For For
6 APPROVE REMUNERATION POLICY FOR THE Mgmt For For
MANAGEMENT BOARD
7 APPROVE REMUNERATION POLICY FOR THE Mgmt For For
SUPERVISORY BOARD
CMMT 16 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 21 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 21 DEC 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
SMC CORPORATION Agenda Number: 714257614
--------------------------------------------------------------------------------------------------------------------------
Security: J75734103
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3162600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Takada, Yoshiki Mgmt For For
2.2 Appoint a Director Isoe, Toshio Mgmt For For
2.3 Appoint a Director Ota, Masahiro Mgmt For For
2.4 Appoint a Director Maruyama, Susumu Mgmt For For
2.5 Appoint a Director Samuel Neff Mgmt For For
2.6 Appoint a Director Doi, Yoshitada Mgmt For For
2.7 Appoint a Director Kaizu, Masanobu Mgmt For For
2.8 Appoint a Director Kagawa, Toshiharu Mgmt For For
2.9 Appoint a Director Iwata, Yoshiko Mgmt For For
2.10 Appoint a Director Miyazaki, Kyoichi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SMITH & NEPHEW PLC Agenda Number: 713647090
--------------------------------------------------------------------------------------------------------------------------
Security: G82343164
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: GB0009223206
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND Mgmt For For
4 RE-ELECT ROLAND DIGGELMANN AS DIRECTOR Mgmt For For
5 RE-ELECT ERIK ENGSTROM AS DIRECTOR Mgmt For For
6 RE-ELECT ROBIN FREESTONE AS DIRECTOR Mgmt Against Against
7 ELECT JOHN MA AS DIRECTOR Mgmt For For
8 ELECT KATARZYNA MAZUR-HOFSAESS AS DIRECTOR Mgmt For For
9 ELECT RICK MEDLOCK AS DIRECTOR Mgmt For For
10 ELECT ANNE-FRANCOISE NESMES AS DIRECTOR Mgmt For For
11 RE-ELECT MARC OWEN AS DIRECTOR Mgmt For For
12 RE-ELECT ROBERTO QUARTA AS DIRECTOR Mgmt For For
13 RE-ELECT ANGIE RISLEY AS DIRECTOR Mgmt For For
14 ELECT BOB WHITE AS DIRECTOR Mgmt For For
15 REAPPOINT KPMG LLP AS AUDITORS Mgmt For For
16 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
17 AUTHORISE ISSUE OF EQUITY Mgmt Against Against
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
19 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
20 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
21 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS NOTICE
22 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
CMMT 03 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 21. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SMURFIT KAPPA GROUP PLC Agenda Number: 713523252
--------------------------------------------------------------------------------------------------------------------------
Security: G8248F104
Meeting Type: EGM
Meeting Date: 05-Feb-2021
Ticker:
ISIN: IE00B1RR8406
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 TO APPROVE THE MIGRATION OF THE MIGRATING Mgmt For For
SHARES TO EUROCLEAR BANK'S CENTRAL
SECURITIES DEPOSITORY
2 TO APPROVE AND ADOPT NEW ARTICLES OF Mgmt For For
ASSOCIATION
3 TO AUTHORISE THE COMPANY TO TAKE ALL Mgmt For For
ACTIONS TO IMPLEMENT THE MIGRATION
--------------------------------------------------------------------------------------------------------------------------
SMURFIT KAPPA GROUP PLC Agenda Number: 713754148
--------------------------------------------------------------------------------------------------------------------------
Security: G8248F104
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: IE00B1RR8406
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE REMUNERATION POLICY Mgmt For For
4 APPROVE FINAL DIVIDEND Mgmt For For
5 ELECT KAISA HIETALA AS DIRECTOR Mgmt For For
6A RE-ELECT IRIAL FINAN AS DIRECTOR Mgmt Against Against
6B RE-ELECT ANTHONY SMURFIT AS DIRECTOR Mgmt For For
6C RE-ELECT KEN BOWLES AS DIRECTOR Mgmt For For
6D RE-ELECT ANNE ANDERSON AS DIRECTOR Mgmt For For
6E RE-ELECT FRITS BEURSKENS AS DIRECTOR Mgmt Against Against
6F RE-ELECT CAROL FAIRWEATHER AS DIRECTOR Mgmt For For
6G RE-ELECT JAMES LAWRENCE AS DIRECTOR Mgmt For For
6H RE-ELECT DR LOURDES MELGAR AS DIRECTOR Mgmt For For
6I RE-ELECT JOHN MOLONEY AS DIRECTOR Mgmt For For
6J RE-ELECT JORGEN RASMUSSEN AS DIRECTOR Mgmt For For
6K RE-ELECT GONZALO RESTREPO AS DIRECTOR Mgmt For For
7 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
8 AUTHORISE ISSUE OF EQUITY Mgmt For For
9 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
10 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
11 AUTHORISE MARKET PURCHASE OF SHARES Mgmt For For
12 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
13 APPROVE INCREASE IN THE MAXIMUM AWARD Mgmt For For
OPPORTUNITY IN THE RULES OF THE 2018
PERFORMANCE SHARE PLAN
CMMT 01 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 26 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND DUE
CHANGE IN NUMBERING FOR RESOLUTION 6.A TO
6.K. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SNAM S.P.A. Agenda Number: 713490439
--------------------------------------------------------------------------------------------------------------------------
Security: T8578N103
Meeting Type: EGM
Meeting Date: 02-Feb-2021
Ticker:
ISIN: IT0003153415
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
E.1 TO MODIFY THE ARTICLE 2 (INCORPORATION AND Mgmt For For
PURPOSE OF THE COMPANY) OF THE BY-LAWS.
RESOLUTIONS RELATED THERETO
E.2 TO MODIFY THE ARTICLE 12 (SHAREHOLDERS Mgmt For For
MEETINGS) OF THE BY-LAWS. RESOLUTIONS
RELATED THERETO
E.3 TO MODIFY THE ARTICLES 13 (BOARD OF Mgmt For For
DIRECTORS) AND 24 (TRANSITIONAL CLAUSE) OF
THE BY-LAWS. RESOLUTIONS RELATED THERETO
CMMT 30 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 05 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 05 JAN 2021: PLEASE NOTE THAT THERE IS Non-Voting
WITHDRAWAL RIGHTS FOR THIS MEETING. PLEASE
CONTACT YOUR CUSTODIAN CORPORATE ACTIONS
TEAM FOR FURTHER INFORMATION
--------------------------------------------------------------------------------------------------------------------------
SNAM S.P.A. Agenda Number: 713743400
--------------------------------------------------------------------------------------------------------------------------
Security: T8578N103
Meeting Type: OGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: IT0003153415
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 TO APPROVE SNAM S.P.A. BALANCE SHEET AS OF Mgmt For For
31 DECEMBER 2020, CONSOLIDATED BALANCE
SHEET AS OF 31 DECEMBER 2020. BOARD OF
DIRECTORS' REPORT, THE INTERNAL AUDITORS'
REPORT AND INDEPENDENT AUDITORS' REPORT.
RESOLUTIONS RELATED THERETO
O.2 TO ALLOCATE THE PROFIT FOR THE YEAR AND TO Mgmt For For
DISTRIBUTE THE DIVIDEND.
O.3 TO AUTHORIZE THE PURCHASE AND DISPOSAL OF Mgmt For For
TREASURY SHARES, SUBJECT TO REVOCATION OF
THE AUTHORIZATION GRANTED BY THE ORDINARY
SHAREHOLDERS' MEETING HELD ON 18 JUNE 2020,
FOR THE PART THAT HAS NOT BEEN EXECUTED
O.4.1 REPORT ON THE REWARDING POLICY AND Mgmt For For
EMOLUMENT PAID: FIRST SECTION, REPORT ON
THE REWARDING POLICY (BINDING RESOLUTION)
O.4.2 REPORT ON THE REWARDING POLICY AND Mgmt For For
EMOLUMENT PAID: SECOND SECTION, REPORT ON
THE EMOLUMENT PAID (NON-BINDING RESOLUTION)
O.5 TO AMEND THE 2020-2022 LONG-TERM SHARE Mgmt For For
INCENTIVE PLAN. RESOLUTIONS RELATED THERETO
CMMT 31 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 31 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SNAP-ON INCORPORATED Agenda Number: 935351332
--------------------------------------------------------------------------------------------------------------------------
Security: 833034101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: SNA
ISIN: US8330341012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David C. Adams Mgmt For For
1B. Election of Director: Karen L. Daniel Mgmt Against Against
1C. Election of Director: Ruth Ann M. Gillis Mgmt For For
1D. Election of Director: James P. Holden Mgmt Against Against
1E. Election of Director: Nathan J. Jones Mgmt Against Against
1F. Election of Director: Henry W. Knueppel Mgmt For For
1G. Election of Director: W. Dudley Lehman Mgmt Against Against
1H. Election of Director: Nicholas T. Pinchuk Mgmt Against Against
1I. Election of Director: Gregg M. Sherrill Mgmt Against Against
1J. Election of Director: Donald J. Stebbins Mgmt For For
2. Proposal to ratify the appointment of Mgmt Against Against
Deloitte & Touche LLP as Snap-on
Incorporated's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve the compensation Mgmt For For
of Snap-on Incorporated's named executive
officers, as disclosed in "Compensation
Discussion and Analysis" and "Executive
Compensation Information" in the Proxy
Statement.
4. Proposal to amend and restate the Snap-on Mgmt Against Against
Incorporated 2011 Incentive Stock and
Awards Plan.
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK GROUP CORP. Agenda Number: 714242904
--------------------------------------------------------------------------------------------------------------------------
Security: J7596P109
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3436100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Amend Business Lines, Mgmt Against Against
Reduce the Board of Directors Size,
Eliminate the Articles Related to
Counselors and/or Advisors, Establish the
Articles Related to Shareholders Meeting
held without specifying a venue, Approve
Minor Revisions
3.1 Appoint a Director Son, Masayoshi Mgmt For For
3.2 Appoint a Director Goto, Yoshimitsu Mgmt For For
3.3 Appoint a Director Miyauchi, Ken Mgmt For For
3.4 Appoint a Director Kawabe, Kentaro Mgmt For For
3.5 Appoint a Director Iijima, Masami Mgmt For For
3.6 Appoint a Director Matsuo, Yutaka Mgmt For For
3.7 Appoint a Director Lip-Bu Tan Mgmt For For
3.8 Appoint a Director Erikawa, Keiko Mgmt For For
3.9 Appoint a Director Kenneth A.Siegel Mgmt For For
4.1 Appoint a Corporate Auditor Nakata, Yuji Mgmt Against Against
4.2 Appoint a Corporate Auditor Uno, Soichiro Mgmt For For
4.3 Appoint a Corporate Auditor Otsuka, Keiichi Mgmt For For
5 Approve Details of the Compensation to be Mgmt For For
received by Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
ST. JAMES'S PLACE PLC Agenda Number: 713853441
--------------------------------------------------------------------------------------------------------------------------
Security: G5005D124
Meeting Type: AGM
Meeting Date: 14-May-2021
Ticker:
ISIN: GB0007669376
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL ACCOUNTS Mgmt For For
AND REPORTS OF THE DIRECTORS AND AUDITORS
THEREON FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF 38.49 PENCE Mgmt For For
PER ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2020
3 TO RE-ELECT ANDREW CROFT AS A DIRECTOR Mgmt For For
4 TO RE-ELECT IAN GASCOIGNE AS A DIRECTOR Mgmt For For
5 TO RE-ELECT CRAIG GENTLE AS A DIRECTOR Mgmt For For
6 TO RE-ELECT EMMA GRIFFIN AS A DIRECTOR Mgmt For For
7 TO RE-ELECT ROSEMARY HILARY AS A DIRECTOR Mgmt For For
8 TO RE-ELECT SIMON JEFFREYS AS A DIRECTOR Mgmt Against Against
9 TO RE-ELECT ROGER YATES AS A DIRECTOR Mgmt For For
10 TO ELECT LESLEY-ANN NASH AS A DIRECTOR Mgmt For For
11 TO ELECT PAUL MANDUCA AS A DIRECTOR Mgmt For For
12 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 DECEMBER 2020
13 TO RE-APPOINT PWC AS THE AUDITORS OF THE Mgmt For For
COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT GENERAL MEETING AT WHICH
ACCOUNTS ARE LAID BEFORE THE COMPANY
14 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITORS OF THE COMPANY
15 THAT THE DIRECTORS BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED PURSUANT TO
SECTION 551 OF THE COMPANIES ACT 2006 TO: I
ALLOT SHARES IN THE COMPANY, AND TO GRANT
RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY
SECURITY INTO SHARES IN THE COMPANY, UP TO
AN AGGREGATE NOMINAL AMOUNT OF GBP
26,929,233.20 FOR A PERIOD EXPIRING (UNLESS
PREVIOUSLY RENEWED, VARIED OR REVOKED BY
THE COMPANY IN GENERAL MEETING) AT THE END
OF THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY AFTER THE DATE ON WHICH THIS
RESOLUTION IS PASSED (OR, IF EARLIER, AT
THE CLOSE OF BUSINESS ON 30 JUNE 2022); AND
II MAKE AN OFFER OR AGREEMENT WHICH WOULD
OR MIGHT REQUIRE SHARES TO BE ALLOTTED, OR
RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY
SECURITY INTO SHARES TO BE GRANTED, AFTER
EXPIRY OF THIS AUTHORITY AND THE DIRECTORS
MAY ALLOT SHARES AND GRANT RIGHTS IN
PURSUANCE OF THAT OFFER OR AGREEMENT AS IF
THIS AUTHORITY HAD NOT EXPIRED; THAT,
SUBJECT TO THE PARAGRAPH BELOW, ALL
EXISTING AUTHORITIES GIVEN TO THE DIRECTORS
PURSUANT TO SECTION 551 OF THE COMPANIES
ACT 2006 BE REVOKED BY THIS RESOLUTION; AND
THAT THE PARAGRAPH ABOVE SHALL BE WITHOUT
PREJUDICE TO THE CONTINUING AUTHORITY OF
THE DIRECTORS TO ALLOT SHARES, OR GRANT
RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY
SECURITY INTO SHARES, PURSUANT TO AN OFFER
OR AGREEMENT MADE BY THE COMPANY BEFORE THE
EXPIRY OF THE AUTHORITY PURSUANT TO WHICH
SUCH OFFER OR AGREEMENT WAS MADE
16 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
15 IN THE NOTICE OF THE ANNUAL GENERAL
MEETING AND IN PLACE OF ALL EXISTING
POWERS, THE DIRECTORS BE GENERALLY
EMPOWERED PURSUANT TO SECTION 570 AND
SECTION 573 OF THE COMPANIES ACT 2006 TO
ALLOT EQUITY SECURITIES (AS DEFINED IN THE
COMPANIES ACT 2006) FOR CASH, PURSUANT TO
THE AUTHORITY CONFERRED BY RESOLUTION 15 IN
THE NOTICE OF THE ANNUAL GENERAL MEETING AS
IF SECTION 561(1) OF THE COMPANIES ACT 2006
DID NOT APPLY TO THE ALLOTMENT. THIS POWER:
I EXPIRES (UNLESS PREVIOUSLY RENEWED,
VARIED OR REVOKED BY THE COMPANY IN GENERAL
MEETING) AT THE END OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY AFTER THE
DATE ON WHICH THIS RESOLUTION IS PASSED
(OR, IF EARLIER, AT THE CLOSE OF BUSINESS
ON 30 JUNE 2022), BUT THE COMPANY MAY MAKE
AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT
REQUIRE EQUITY SECURITIES TO BE ALLOTTED
AFTER EXPIRY OF THIS POWER AND THE
DIRECTORS MAY ALLOT EQUITY SECURITIES IN
PURSUANCE OF THAT OFFER OR AGREEMENT AS IF
THIS POWER HAD NOT EXPIRED; AND II SHALL BE
LIMITED TO: A. THE ALLOTMENT OF EQUITY
SECURITIES IN CONNECTION WITH AN OFFER TO:
1. ORDINARY SHAREHOLDERS IN PROPORTION (AS
NEARLY AS MAY BE PRACTICABLE) TO THEIR
EXISTING HOLDINGS; AND 2. PEOPLE WHO HOLD
OTHER EQUITY SECURITIES IF THIS IS REQUIRED
BY THE RIGHTS OF THOSE SECURITIES OR, IF
THE DIRECTORS CONSIDER IT NECESSARY, AS
PERMITTED BY THE RIGHTS OF THOSE SECURITIES
AND SO THAT THE DIRECTORS MAY IMPOSE ANY
LIMITS OR RESTRICTIONS AND MAKE ANY
ARRANGEMENTS WHICH THEY CONSIDER NECESSARY
OR APPROPRIATE TO DEAL WITH TREASURY
SHARES, FRACTIONAL ENTITLEMENTS, RECORD
DATES, LEGAL, REGULATORY OR PRACTICAL
PROBLEMS IN, OR UNDER THE LAWS OF, ANY
TERRITORY OR ANY OTHER MATTER; AND B. THE
ALLOTMENT OF EQUITY SECURITIES FOR CASH
OTHERWISE THAN PURSUANT TO PARAGRAPH (A) UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP
4,039,385. THIS POWER APPLIES IN RELATION
TO A SALE OF SHARES WHICH IS AN ALLOTMENT
OF EQUITY SECURITIES BY VIRTUE OF SECTION
560(3) OF THE COMPANIES ACT 2006 AS IF IN
THE FIRST PARAGRAPH OF THIS RESOLUTION THE
WORDS 'PURSUANT TO THE AUTHORITY CONFERRED
BY RESOLUTION 15 IN THE NOTICE OF THE
ANNUAL GENERAL MEETING' WERE OMITTED
17 THAT THE COMPANY BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED TO MAKE ONE OR
MORE MARKET PURCHASES (WITHIN THE MEANING
OF SECTION 693(4) OF THE COMPANIES ACT
2006) OF ORDINARY SHARES OF 15P EACH IN THE
CAPITAL OF THE COMPANY PROVIDED THAT: I THE
MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES
AUTHORISED TO BE ACQUIRED IS 53,858,466; II
THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES)
WHICH MAY BE PAID FOR AN ORDINARY SHARE IS
15P; III THE MAXIMUM PRICE (EXCLUSIVE OF
EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY
SHARE IS THE HIGHER OF: A. AN AMOUNT EQUAL
TO 105 PER CENT OF THE AVERAGE OF THE
MIDDLE MARKET QUOTATIONS OF AN ORDINARY
SHARE OF THE COMPANY AS DERIVED FROM THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST
FOR THE FIVE BUSINESS DAYS IMMEDIATELY
PRECEDING THE DAY ON WHICH THE ORDINARY
SHARE IS CONTRACTED TO BE PURCHASED; AND B.
AN AMOUNT EQUAL TO THE HIGHER OF THE PRICE
OF THE LAST INDEPENDENT TRADE OF AN
ORDINARY SHARE AND THE HIGHEST CURRENT
INDEPENDENT BID FOR AN ORDINARY SHARE ON
THE TRADING VENUE WHERE THE PURCHASE IS
CARRIED OUT; IV THIS AUTHORITY WILL (UNLESS
PREVIOUSLY REVOKED, VARIED OR RENEWED)
EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY HELD AFTER
THE DATE ON WHICH THIS RESOLUTION IS PASSED
OR, IF EARLIER, 30 JUNE 2022; AND V THE
COMPANY MAY MAKE A CONTRACT OR CONTRACTS TO
PURCHASE ORDINARY SHARES UNDER THIS
AUTHORITY BEFORE THIS AUTHORITY EXPIRES
WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER THE EXPIRY OF SUCH AUTHORITY
AND MAY MAKE A PURCHASE OF ORDINARY SHARES
IN PURSUANCE OF ANY SUCH CONTRACT AS IF THE
AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED
18 THAT A GENERAL MEETING OF THE COMPANY, Mgmt For For
OTHER THAN AN ANNUAL GENERAL MEETING OF THE
COMPANY, MAY BE CALLED ON NOT LESS THAN 14
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC Agenda Number: 713838766
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT FOR Mgmt For For
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020
TOGETHER WITH THE REPORTS OF THE DIRECTORS
AND AUDITORS
2 TO DECLARE A FINAL DIVIDEND OF USD 0.09 PER Mgmt For For
ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2020
3 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION CONTAINED IN THE DIRECTORS'
REMUNERATION REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
4 TO ELECT MARIA RAMOS, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
5 TO RE-ELECT DAVID CONNER, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
6 TO RE-ELECT BYRON GROTE, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
7 TO RE-ELECT ANDY HALFORD, AN EXECUTIVE Mgmt For For
DIRECTOR
8 TO RE-ELECT CHRISTINE HODGSON, CBE, AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
9 TO RE-ELECT GAY HUEY EVANS, OBE, AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
10 TO RE-ELECT NAGUIB KHERAJ, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
11 TO RE-ELECT PHIL RIVETT, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
12 TO RE-ELECT DAVID TANG, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
13 TO RE-ELECT CARLSON TONG, AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
14 TO RE-ELECT JOSE VINALS, AS GROUP CHAIRMAN Mgmt For For
15 TO RE-ELECT JASMINE WHITBREAD, AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
16 TO RE-ELECT BILL WINTERS, CBE, AN EXECUTIVE Mgmt For For
DIRECTOR
17 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR Mgmt For For
TO THE COMPANY FROM THE END OF THE AGM
UNTIL THE END OF NEXT YEAR'S AGM
18 TO AUTHORISE THE AUDIT COMMITTEE, ACTING Mgmt For For
FOR AND ON BEHALF OF THE BOARD, TO SET THE
REMUNERATION OF THE AUDITOR
19 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS
AND INCUR POLITICAL EXPENDITURE WITHIN THE
LIMITS PRESCRIBED IN THE RESOLUTION
20 TO APPROVE THE 2021 STANDARD CHARTERED Mgmt For For
SHARE PLAN AND AUTHORISE THE BOARD TO DO
ANYTHING IT CONSIDERS NECESSARY OR
DESIRABLE FOR ITS IMPLEMENTATION AND
OPERATION
21 TO AUTHORISE THE BOARD TO ALLOT ORDINARY Mgmt Against Against
SHARES
22 TO EXTEND THE AUTHORITY TO ALLOT ORDINARY Mgmt Against Against
SHARES GRANTED PURSUANT TO RESOLUTION 21 BY
SUCH NUMBER OF SHARES REPURCHASED BY THE
COMPANY UNDER THE AUTHORITY GRANTED
PURSUANT TO RESOLUTION 27
23 TO AUTHORISE THE BOARD TO ALLOT SHARES AND Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT
ANY SECURITY INTO SHARES IN RELATION TO ANY
ISSUES BY THE COMPANY OF EQUITY CONVERTIBLE
ADDITIONAL TIER 1 SECURITIES
24 TO AUTHORISE THE BOARD TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS IN RELATION TO THE
AUTHORITY GRANTED PURSUANT TO RESOLUTION 21
25 IN ADDITION TO THE AUTHORITY GRANTED Mgmt For For
PURSUANT TO RESOLUTION 24, TO AUTHORISE THE
BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN
RELATION TO THE AUTHORITY GRANTED PURSUANT
TO RESOLUTION 21 FOR THE PURPOSES OF
ACQUISITIONS AND OTHER CAPITAL INVESTMENTS
26 IN ADDITION TO THE AUTHORITIES GRANTED Mgmt For For
PURSUANT TO RESOLUTIONS 24 AND 25, TO
AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION
RIGHTS IN RELATION TO THE AUTHORITY
GRANTED, IN RESPECT OF EQUITY CONVERTIBLE
ADDITIONAL TIER 1 SECURITIES, PURSUANT TO
RESOLUTION 23
27 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES
28 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN PREFERENCE SHARES
29 TO ENABLE THE COMPANY TO CALL A GENERAL Mgmt For For
MEETING OTHER THAN AN AGM ON NO LESS THAN
14 CLEAR DAYS' NOTICE
CMMT 12 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MEETING NEED TO BE
COMPLETED WITHOUT RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC. Agenda Number: 935369125
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrea J. Ayers Mgmt For For
1B. Election of Director: George W. Buckley Mgmt Against Against
1C. Election of Director: Patrick D. Campbell Mgmt Against Against
1D. Election of Director: Carlos M. Cardoso Mgmt Against Against
1E. Election of Director: Robert B. Coutts Mgmt Against Against
1F. Election of Director: Debra A. Crew Mgmt For For
1G. Election of Director: Michael D. Hankin Mgmt For For
1H. Election of Director: James M. Loree Mgmt For For
1I. Election of Director: Jane M. Palmieri Mgmt For For
1J. Election of Director: Mojdeh Poul Mgmt For For
1K. Election of Director: Dmitri L. Stockton Mgmt For For
1L. Election of Director: Irving Tan Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To approve the selection of Ernst & Young Mgmt Against Against
LLP as the Company's independent auditors
for the Company's 2021 fiscal year.
4. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to allow
shareholders to act by written consent.
5. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to
eliminate supermajority vote provisions
applicable to the Company under the
Connecticut Business Corporation Act.
6. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to
eliminate supermajority vote provisions of
capital stock related to approval of
business combinations with interested
shareholders and clarify when no
shareholder vote is required.
7. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to adopt a
majority voting standard in an uncontested
election of Directors.
--------------------------------------------------------------------------------------------------------------------------
STMICROELECTRONICS NV Agenda Number: 714049980
--------------------------------------------------------------------------------------------------------------------------
Security: N83574108
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: NL0000226223
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538679 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
3 REMUNERATION REPORT Mgmt Against Against
4 ADOPTION OF A NEW REMUNERATION POLICY FOR Mgmt For For
THE MANAGING BOARD
5 ADOPTION OF THE COMPANY'S ANNUAL ACCOUNTS Mgmt For For
FOR ITS 2020 FINANCIAL YEAR
6 ADOPTION OF A DIVIDEND Mgmt For For
7 DISCHARGE OF THE SOLE MEMBER OF THE Mgmt For For
MANAGING BOARD
8 DISCHARGE OF THE MEMBERS OF THE SUPERVISORY Mgmt For For
BOARD
9 RE-APPOINTMENT OF MR. JEAN-MARC CHERY AS Mgmt For For
SOLE MEMBER OF THE MANAGING BOARD
10 APPROVAL OF THE STOCK-BASED PORTION OF THE Mgmt For For
COMPENSATION OF THE PRESIDENT AND CEO
11 APPROVAL OF A NEW 3-YEAR UNVESTED STOCK Mgmt For For
AWARD PLAN FOR MANAGEMENT AND KEY EMPLOYEES
12 RE-APPOINTMENT OF MR. NICOLAS DUFOURCQ AS Mgmt Against Against
MEMBER OF THE SUPERVISORY BOARD
13 AUTHORIZATION TO THE MANAGING BOARD, UNTIL Mgmt For For
THE CONCLUSION OF THE 2022 AGM, TO
REPURCHASE SHARES, SUBJECT TO THE APPROVAL
OF THE SUPERVISORY BOARD
14 DELEGATION TO THE SUPERVISORY BOARD OF THE Mgmt For For
AUTHORITY TO ISSUE NEW COMMON SHARES, TO
GRANT RIGHTS TO SUBSCRIBE FOR SUCH SHARES,
AND TO LIMIT AND/OR EXCLUDE EXISTING
SHAREHOLDERS' PREEMPTIVE RIGHTS ON COMMON
SHARES, UNTIL THE CONCLUSION OF THE 2022
AGM
CMMT 13 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 13 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR MID:
571399, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO CHEMICAL COMPANY,LIMITED Agenda Number: 714203673
--------------------------------------------------------------------------------------------------------------------------
Security: J77153120
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3401400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tokura, Masakazu Mgmt For For
1.2 Appoint a Director Iwata, Keiichi Mgmt For For
1.3 Appoint a Director Takeshita, Noriaki Mgmt For For
1.4 Appoint a Director Matsui, Masaki Mgmt For For
1.5 Appoint a Director Akahori, Kingo Mgmt For For
1.6 Appoint a Director Mito, Nobuaki Mgmt For For
1.7 Appoint a Director Ueda, Hiroshi Mgmt For For
1.8 Appoint a Director Niinuma, Hiroshi Mgmt For For
1.9 Appoint a Director Ikeda, Koichi Mgmt For For
1.10 Appoint a Director Tomono, Hiroshi Mgmt For For
1.11 Appoint a Director Ito, Motoshige Mgmt For For
1.12 Appoint a Director Muraki, Atsuko Mgmt For For
2 Appoint a Corporate Auditor Aso, Mitsuhiro Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.) Agenda Number: 714204120
--------------------------------------------------------------------------------------------------------------------------
Security: J77282119
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3404600003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nakamura, Kuniharu Mgmt For For
2.2 Appoint a Director Hyodo, Masayuki Mgmt For For
2.3 Appoint a Director Nambu, Toshikazu Mgmt For For
2.4 Appoint a Director Yamano, Hideki Mgmt For For
2.5 Appoint a Director Seishima, Takayuki Mgmt For For
2.6 Appoint a Director Shiomi, Masaru Mgmt For For
2.7 Appoint a Director Ehara, Nobuyoshi Mgmt For For
2.8 Appoint a Director Ishida, Koji Mgmt For For
2.9 Appoint a Director Iwata, Kimie Mgmt For For
2.10 Appoint a Director Yamazaki, Hisashi Mgmt For For
2.11 Appoint a Director Ide, Akiko Mgmt For For
3 Appoint a Corporate Auditor Nagashima, Mgmt For For
Yukiko
4 Approve Details of the Restricted Mgmt For For
Performance-based Stock Compensation to be
received by Directors
5 Shareholder Proposal: Amend Articles of Shr For Against
Incorporation (Adoption and disclosure of a
plan outlining the company's business
strategy to align its business with the
goals of the Paris Agreement)
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO REALTY & DEVELOPMENT CO.,LTD. Agenda Number: 714297581
--------------------------------------------------------------------------------------------------------------------------
Security: J77841112
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3409000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Onodera, Kenichi Mgmt For For
2.2 Appoint a Director Nishima, Kojun Mgmt For For
2.3 Appoint a Director Takemura, Nobuaki Mgmt For For
2.4 Appoint a Director Kobayashi, Masato Mgmt For For
2.5 Appoint a Director Kato, Hiroshi Mgmt For For
2.6 Appoint a Director Katayama, Hisatoshi Mgmt For For
2.7 Appoint a Director Odai, Yoshiyuki Mgmt For For
2.8 Appoint a Director Ito, Koji Mgmt For For
2.9 Appoint a Director Izuhara, Yozo Mgmt For For
2.10 Appoint a Director Kemori, Nobumasa Mgmt For For
3 Appoint a Substitute Corporate Auditor Uno, Mgmt For For
Kozo
--------------------------------------------------------------------------------------------------------------------------
TAIYO YUDEN CO.,LTD. Agenda Number: 714250418
--------------------------------------------------------------------------------------------------------------------------
Security: J80206113
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3452000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Tosaka, Shoichi Mgmt For For
2.2 Appoint a Director Masuyama, Shinji Mgmt For For
2.3 Appoint a Director Sase, Katsuya Mgmt For For
2.4 Appoint a Director Fukuda, Tomomitsu Mgmt For For
2.5 Appoint a Director Hiraiwa, Masashi Mgmt For For
2.6 Appoint a Director Koike, Seiichi Mgmt For For
2.7 Appoint a Director Hamada, Emiko Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Arai, Hiroshi
--------------------------------------------------------------------------------------------------------------------------
TAKARA HOLDINGS INC. Agenda Number: 714243312
--------------------------------------------------------------------------------------------------------------------------
Security: J80733108
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3459600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Omiya, Hisashi Mgmt For For
2.2 Appoint a Director Kimura, Mutsumi Mgmt For For
2.3 Appoint a Director Nakao, Koichi Mgmt For For
2.4 Appoint a Director Murata, Kenji Mgmt For For
2.5 Appoint a Director Takahashi, Hideo Mgmt For For
2.6 Appoint a Director Mori, Keisuke Mgmt For For
2.7 Appoint a Director Yoshida, Toshihiko Mgmt For For
2.8 Appoint a Director Tomotsune, Masako Mgmt For For
2.9 Appoint a Director Kawakami, Tomoko Mgmt For For
3.1 Appoint a Corporate Auditor Yamanaka, Mgmt Against Against
Toshihito
3.2 Appoint a Corporate Auditor Suzuki, Yoichi Mgmt For For
3.3 Appoint a Corporate Auditor Matsunaga, Mgmt Against Against
Satoshi
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935412635
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Robert L. Edwards Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Donald R. Knauss Mgmt For For
1G. Election of Director: Christine A. Leahy Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt Against Against
1J. Election of Director: Derica W. Rice Mgmt For For
1K. Election of Director: Kenneth L. Salazar Mgmt For For
1L. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt For For
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt Against Against
basis, our executive compensation (Say on
Pay).
4. Shareholder proposal to amend the proxy Shr For Against
access bylaw to remove the shareholder
group limit.
--------------------------------------------------------------------------------------------------------------------------
TDK CORPORATION Agenda Number: 714203988
--------------------------------------------------------------------------------------------------------------------------
Security: J82141136
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3538800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ishiguro, Shigenao Mgmt For For
2.2 Appoint a Director Yamanishi, Tetsuji Mgmt For For
2.3 Appoint a Director Sumita, Makoto Mgmt For For
2.4 Appoint a Director Osaka, Seiji Mgmt For For
2.5 Appoint a Director Sato, Shigeki Mgmt For For
2.6 Appoint a Director Ishimura, Kazuhiko Mgmt For For
2.7 Appoint a Director Nakayama, Kozue Mgmt For For
2.8 Appoint a Director Iwai, Mutsuo Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TERUMO CORPORATION Agenda Number: 714243487
--------------------------------------------------------------------------------------------------------------------------
Security: J83173104
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3546800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Mimura,
Takayoshi
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sato, Shinjiro
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takagi,
Toshiaki
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hatano, Shoji
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nishikawa, Kyo
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kuroda, Yukiko
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nishi,
Hidenori
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ozawa, Keiya
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Shibazaki,
Takanori
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nakamura,
Masaichi
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Uno, Soichiro
4 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Sakaguchi,
Koichi
--------------------------------------------------------------------------------------------------------------------------
TESCO PLC Agenda Number: 713571520
--------------------------------------------------------------------------------------------------------------------------
Security: G87621101
Meeting Type: OGM
Meeting Date: 11-Feb-2021
Ticker:
ISIN: GB0008847096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT, SUBJECT TO AND CONDITIONAL ON: (A) Mgmt For For
ADMISSION OF THE NEW ORDINARY SHARES OF 61
/3 PENCE EACH IN THE CAPITAL OF THE COMPANY
TO: (I) THE PREMIUM LISTING SEGMENT OF THE
OFFICIAL LIST AND TO TRADING ON THE LONDON
STOCK EXCHANGE'S MAIN MARKET FOR LISTED
SECURITIES AND; (II) THE SECONDARY LISTING
SEGMENT OF THE IRISH OFFICIAL LIST AND TO
TRADING ON EURONEXT DUBLIN'S MAIN MARKET
FOR LISTED SECURITIES, IN EACH CASE
BECOMING EFFECTIVE AT 8.00 A.M. ON 15
FEBRUARY 2021 (OR SUCH LATER TIME AND/ OR
DATE AS THE DIRECTORS MAY IN THEIR ABSOLUTE
DISCRETION DETERMINE) (ADMISSION); AND (B)
A DIVIDEND OF 50.93 PENCE PER EXISTING
ORDINARY SHARE OF 5 PENCE EACH IN THE
CAPITAL OF THE COMPANY BE, AND IS HEREBY
DECLARED TO BE, PAID TO EACH SHAREHOLDER ON
THE REGISTER OF MEMBERS OF THE COMPANY AT
6.00 P.M. ON 12 FEBRUARY 2021
2 SHARE CONSOLIDATION Mgmt For For
3 AUTHORITY TO ALLOT SHARES Mgmt Against Against
4 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
5 DISAPPLICATION OF PRE-EMPTION RIGHTS FOR Mgmt For For
ACQUISITIONS AND OTHER CAPITAL INVESTMENT
6 PURCHASE OF OWN SHARES Mgmt For For
CMMT 26 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TESCO PLC Agenda Number: 714179909
--------------------------------------------------------------------------------------------------------------------------
Security: G8T67X102
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: GB00BLGZ9862
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE REPORT AND ACCOUNTS Mgmt For For
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
3 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
POLICY
4 TO DECLARE A FINAL DIVIDEND Mgmt For For
5 TO RE-ELECT JOHN ALLAN AS A DIRECTOR Mgmt For For
6 TO RE-ELECT MELISSA BETHELL AS A DIRECTOR Mgmt For For
7 TO RE-ELECT STEWART GILLILAND AS A DIRECTOR Mgmt For For
8 TO RE-ELECT STEVE GOLSBY AS A DIRECTOR Mgmt For For
9 TO RE-ELECT BYRON GROTE AS A DIRECTOR Mgmt For For
10 TO RE-ELECT KEN MURPHY AS A DIRECTOR Mgmt For For
11 TO RE-ELECT SIMON PATTERSON AS A DIRECTOR Mgmt For For
12 TO RE-ELECT ALISON PLATT AS A DIRECTOR Mgmt For For
13 TO RE-ELECT LINDSEY POWNALL AS A DIRECTOR Mgmt For For
14 TO ELECT BERTRAND BODSON AS A DIRECTOR Mgmt For For
15 TO ELECT THIERRY GARNIER AS A DIRECTOR Mgmt For For
16 TO ELECT IMRAN NAWAZ AS A DIRECTOR Mgmt For For
17 TO ELECT KAREN WHITWORTH AS A DIRECTOR Mgmt For For
18 TO RE-APPOINT THE AUDITORS: DELOITTE LLP Mgmt For For
19 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITORS REMUNERATION
20 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt Against Against
21 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS
22 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS FOR ACQUISITIONS AND
OTHER CAPITAL INVESTMENT
23 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
24 TO AUTHORISE POLITICAL DONATIONS BY THE Mgmt For For
COMPANY AND ITS SUBSIDIARIES
25 TO AUTHORISE A 14 DAY NOTICE PERIOD FOR Mgmt For For
GENERAL MEETINGS
26 TO APPROVE THE LONG-TERM INCENTIVE PLAN Mgmt For For
2021
27 TO APPROVE THE SAVINGS-RELATED SHARE OPTION Mgmt For For
SCHEME 2021
28 TO ADOPT THE NEW ARTICLES OF ASSOCIATION Mgmt For For
CMMT 19 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 18. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935341709
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt Against Against
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt Against Against
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt Against Against
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2021.
4. Stockholder proposal to permit shareholder Shr For Against
action by written consent.
--------------------------------------------------------------------------------------------------------------------------
TEXTRON INC. Agenda Number: 935343323
--------------------------------------------------------------------------------------------------------------------------
Security: 883203101
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: TXT
ISIN: US8832031012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott C. Donnelly Mgmt Against Against
1B. Election of Director: Kathleen M. Bader Mgmt Against Against
1C. Election of Director: R. Kerry Clark Mgmt Against Against
1D. Election of Director: James T. Conway Mgmt For For
1E. Election of Director: Paul E. GagnE Mgmt Against Against
1F. Election of Director: Ralph D. Heath Mgmt For For
1G. Election of Director: Deborah Lee James Mgmt For For
1H. Election of Director: Lionel L. Nowell III Mgmt For For
1I. Election of Director: James L. Ziemer Mgmt Against Against
1J. Election of Director: Maria T. Zuber Mgmt For For
2. Approval of the advisory (non-binding) Mgmt Against Against
resolution to approve executive
compensation.
3. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
4. Shareholder proposal regarding shareholder Shr For Against
action by written consent.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 935387402
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald E. Brown Mgmt For For
1B. Election of Director: Kermit R. Crawford Mgmt For For
1C. Election of Director: Michael L. Eskew Mgmt For For
1D. Election of Director: Richard T. Hume Mgmt For For
1E. Election of Director: Margaret M. Keane Mgmt For For
1F. Election of Director: Siddharth N. Mehta Mgmt For For
1G. Election of Director: Jacques P. Perold Mgmt For For
1H. Election of Director: Andrea Redmond Mgmt Against Against
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Judith A. Sprieser Mgmt Against Against
1K. Election of Director: Perry M. Traquina Mgmt For For
1L. Election of Director: Thomas J. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executives.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Allstate's independent
registered public accountant for 2021.
4. Shareholder proposal to amend proxy access. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY Agenda Number: 935281383
--------------------------------------------------------------------------------------------------------------------------
Security: 189054109
Meeting Type: Annual
Meeting Date: 18-Nov-2020
Ticker: CLX
ISIN: US1890541097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy Banse Mgmt For For
1B. Election of Director: Richard H. Carmona Mgmt Against Against
1C. Election of Director: Benno Dorer Mgmt For For
1D. Election of Director: Spencer C. Fleischer Mgmt For For
1E. Election of Director: Esther Lee Mgmt For For
1F. Election of Director: A.D. David Mackay Mgmt For For
1G. Election of Director: Paul Parker Mgmt For For
1H. Election of Director: Linda Rendle Mgmt For For
1I. Election of Director: Matthew J. Shattock Mgmt For For
1J. Election of Director: Kathryn Tesija Mgmt For For
1K. Election of Director: Pamela Thomas-Graham Mgmt Against Against
1L. Election of Director: Russell Weiner Mgmt For For
1M. Election of Director: Christopher J. Mgmt For For
Williams
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of the Selection of Ernst & Mgmt Against Against
Young LLP as the Clorox Company's
Independent Registered Public Accounting
Firm.
4. Approval of the Amended and Restated Mgmt For For
Certificate of Incorporation to Eliminate
Supermajority Voting Provision.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 935342547
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Herbert A. Allen Mgmt For For
1B. Election of Director: Marc Bolland Mgmt For For
1C. Election of Director: Ana Botin Mgmt For For
1D. Election of Director: Christopher C. Davis Mgmt For For
1E. Election of Director: Barry Diller Mgmt Against Against
1F. Election of Director: Helene D. Gayle Mgmt For For
1G. Election of Director: Alexis M. Herman Mgmt Against Against
1H. Election of Director: Robert A. Kotick Mgmt For For
1I. Election of Director: Maria Elena Mgmt Against Against
Lagomasino
1J. Election of Director: James Quincey Mgmt For For
1K. Election of Director: Caroline J. Tsay Mgmt For For
1L. Election of Director: David B. Weinberg Mgmt For For
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors.
4. Shareowner proposal on sugar and public Shr For Against
health.
--------------------------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda Number: 935274530
--------------------------------------------------------------------------------------------------------------------------
Security: 518439104
Meeting Type: Annual
Meeting Date: 10-Nov-2020
Ticker: EL
ISIN: US5184391044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Charlene Mgmt Abstain Against
Barshefsky
1B. Election of Class III Director: Wei Sun Mgmt Abstain Against
Christianson
1C. Election of Class III Director: Fabrizio Mgmt Abstain Against
Freda
1D. Election of Class III Director: Jane Lauder Mgmt Abstain Against
1E. Election of Class III Director: Leonard A. Mgmt Abstain Against
Lauder
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for the 2021 fiscal year.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 935369264
--------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: HIG
ISIN: US4165151048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert B. Allardice, Mgmt Against Against
III
1B. Election of Director: Larry D. De Shon Mgmt For For
1C. Election of Director: Carlos Dominguez Mgmt For For
1D. Election of Director: Trevor Fetter Mgmt Against Against
1E. Election of Director: Donna James Mgmt For For
1F. Election of Director: Kathryn A. Mikells Mgmt Against Against
1G. Election of Director: Michael G. Morris Mgmt Against Against
1H. Election of Director: Teresa W. Roseborough Mgmt For For
1I. Election of Director: Virginia P. Mgmt For For
Ruesterholz
1J. Election of Director: Christopher J. Swift Mgmt For For
1K. Election of Director: Matthew E. Winter Mgmt For For
1L. Election of Director: Greig Woodring Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2021.
3. Management proposal to approve, on a Mgmt For For
non-binding advisory basis, the
compensation of the Company's named
executive officers as disclosed in the
Company's proxy statement.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935365874
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt Against Against
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt Against Against
1G. Election of Director: Helena B. Foulkes Mgmt Against Against
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG Mgmt For For
LLP.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay").
4. Shareholder Proposal Regarding Amendment of Shr For Against
Shareholder Written Consent Right.
5. Shareholder Proposal Regarding Political Shr For Against
Contributions Congruency Analysis.
6. Shareholder Proposal Regarding Report on Shr For Against
Prison Labor in the Supply Chain.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 935343208
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph Alvarado Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt Against Against
1C. Election of Director: Debra A. Cafaro Mgmt For For
1D. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1E. Election of Director: David L. Cohen Mgmt For For
1F. Election of Director: William S. Demchak Mgmt For For
1G. Election of Director: Andrew T. Feldstein Mgmt For For
1H. Election of Director: Richard J. Harshman Mgmt For For
1I. Election of Director: Daniel R. Hesse Mgmt For For
1J. Election of Director: Linda R. Medler Mgmt For For
1K. Election of Director: Martin Pfinsgraff Mgmt For For
1L. Election of Director: Toni Townes-Whitley Mgmt For For
1M. Election of Director: Michael J. Ward Mgmt For For
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
PNC's independent registered public
accounting firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal regarding report on Shr For Against
risk management and the nuclear weapons
industry.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935264969
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 13-Oct-2020
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Francis S. Blake Mgmt For For
1B. ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For
1C. ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For
1D. ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For
1E. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1F. ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For
1G. ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For
1H. ELECTION OF DIRECTOR: W. James McNerney, Mgmt Against Against
Jr.
1I. ELECTION OF DIRECTOR: Nelson Peltz Mgmt For For
1J. ELECTION OF DIRECTOR: David S. Taylor Mgmt For For
1K. ELECTION OF DIRECTOR: Margaret C. Whitman Mgmt For For
1L. ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt Against Against
2. Ratify Appointment of the Independent Mgmt Against Against
Registered Public Accounting Firm.
3. Advisory Vote to Approve the Company's Mgmt Against Against
Executive Compensation (the "Say on Pay"
vote).
4. Approval of The Procter & Gamble Company Mgmt For For
International Stock Ownership Plan, As
Amended and Restated.
5. Shareholder Proposal - Report on Efforts to Shr For Against
Eliminate Deforestation.
6. Shareholder Proposal - Annual Report on Shr For Against
Diversity.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935328206
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 09-Mar-2021
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt Against Against
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Robert A. Chapek Mgmt For For
1E. Election of Director: Francis A. deSouza Mgmt For For
1F. Election of Director: Michael B.G. Froman Mgmt For For
1G. Election of Director: Robert A. Iger Mgmt For For
1H. Election of Director: Maria Elena Mgmt For For
Lagomasino
1I. Election of Director: Mark G. Parker Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2021.
3. To approve the advisory resolution on Mgmt Against Against
executive compensation.
4. Shareholder proposal requesting an annual Shr For Against
report disclosing information regarding the
Company's lobbying policies and activities.
5. Shareholder proposal requesting Shr For Against
non-management employees on director
nominee candidate lists.
--------------------------------------------------------------------------------------------------------------------------
THE YOKOHAMA RUBBER COMPANY,LIMITED Agenda Number: 713662496
--------------------------------------------------------------------------------------------------------------------------
Security: J97536171
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: JP3955800002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Yamaishi, Masataka Mgmt For For
2.2 Appoint a Director Noro, Masaki Mgmt For For
2.3 Appoint a Director Matsuo, Gota Mgmt For For
2.4 Appoint a Director Nakamura, Toru Mgmt For For
2.5 Appoint a Director Nitin Mantri Mgmt For For
2.6 Appoint a Director Nakayama, Yasuo Mgmt For For
2.7 Appoint a Director Okada, Hideichi Mgmt For For
2.8 Appoint a Director Takenaka, Nobuo Mgmt For For
2.9 Appoint a Director Kono, Hirokazu Mgmt For For
2.10 Appoint a Director Yamane, Takashi Mgmt For For
2.11 Appoint a Director Hori, Masatoshi Mgmt For For
3 Appoint a Corporate Auditor Mikami, Osamu Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935375736
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt Against Against
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt Against Against
1E. Election of Director: R. Alexandra Keith Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt Against Against
1G. Election of Director: Jim P. Manzi Mgmt Against Against
1H. Election of Director: James C. Mullen Mgmt Against Against
1I. Election of Director: Lars R. SOrensen Mgmt Against Against
1J. Election of Director: Debora L. Spar Mgmt For For
1K. Election of Director: Scott M. Sperling Mgmt Against Against
1L. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2021.
4. A shareholder Proposal regarding special Shr For Against
Shareholder Meetings.
--------------------------------------------------------------------------------------------------------------------------
TIFFANY & CO. Agenda Number: 935313053
--------------------------------------------------------------------------------------------------------------------------
Security: 886547108
Meeting Type: Special
Meeting Date: 30-Dec-2020
Ticker: TIF
ISIN: US8865471085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Amended and Restated Agreement Mgmt For For
and Plan of Merger, dated as of October 28,
2020, (the "merger agreement"), by and
among the Tiffany & Co. (the "Company"),
LVMH Moet Hennessy- Louis Vuitton SE, a
societas Europaea (European company)
organized under the laws of France
("Parent"), Breakfast Holdings Acquisition
Corp., a Delaware corporation and an
indirect wholly owned subsidiary of Parent
("Holding"), and Breakfast Acquisition
Corp., a Delaware corporation and a direct
wholly owned subsidiary of Holding ("Merger
Sub").
2. The compensation proposal - To approve, by Mgmt Against Against
non-binding, advisory vote, certain
compensation arrangements for the Company's
named executive officers in connection with
the merger.
3. N/A Mgmt For
--------------------------------------------------------------------------------------------------------------------------
TOKYO ELECTRON LIMITED Agenda Number: 714204118
--------------------------------------------------------------------------------------------------------------------------
Security: J86957115
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3571400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tsuneishi, Tetsuo Mgmt For For
1.2 Appoint a Director Kawai, Toshiki Mgmt For For
1.3 Appoint a Director Sasaki, Sadao Mgmt For For
1.4 Appoint a Director Nunokawa, Yoshikazu Mgmt For For
1.5 Appoint a Director Nagakubo, Tatsuya Mgmt For For
1.6 Appoint a Director Sunohara, Kiyoshi Mgmt For For
1.7 Appoint a Director Ikeda, Seisu Mgmt For For
1.8 Appoint a Director Mitano, Yoshinobu Mgmt For For
1.9 Appoint a Director Charles Ditmars Lake II Mgmt For For
1.10 Appoint a Director Sasaki, Michio Mgmt For For
1.11 Appoint a Director Eda, Makiko Mgmt For For
1.12 Appoint a Director Ichikawa, Sachiko Mgmt For For
2 Appoint a Corporate Auditor Wagai, Kyosuke Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock-Linked Compensation Type
Stock Options for Directors
5 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock-Linked Compensation Type
Stock Options for Corporate Officers of the
Company and the Company's Subsidiaries
6 Approve Details of the Compensation to be Mgmt For For
received by Outside Directors
--------------------------------------------------------------------------------------------------------------------------
TORAY INDUSTRIES,INC. Agenda Number: 714212153
--------------------------------------------------------------------------------------------------------------------------
Security: J89494116
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3621000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Director Suga, Yasuo Mgmt For For
3 Appoint a Corporate Auditor Tanaka, Mgmt For For
Yoshiyuki
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
TOSOH CORPORATION Agenda Number: 714226479
--------------------------------------------------------------------------------------------------------------------------
Security: J90096132
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3595200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Yamamoto, Toshinori Mgmt For For
1.2 Appoint a Director Tashiro, Katsushi Mgmt For For
1.3 Appoint a Director Kuwada, Mamoru Mgmt For For
1.4 Appoint a Director Adachi, Toru Mgmt For For
1.5 Appoint a Director Doi, Toru Mgmt For For
1.6 Appoint a Director Abe, Tsutomu Mgmt For For
1.7 Appoint a Director Miura, Keiichi Mgmt For For
1.8 Appoint a Director Hombo, Yoshihiro Mgmt For For
1.9 Appoint a Director Hidaka, Mariko Mgmt For For
2 Appoint a Corporate Auditor Okayama, Makoto Mgmt Against Against
3.1 Appoint a Substitute Corporate Auditor Mgmt For For
Takahashi, Yojiro
3.2 Appoint a Substitute Corporate Auditor Mgmt For For
Nagao, Kenta
--------------------------------------------------------------------------------------------------------------------------
TOTAL SE Agenda Number: 713755912
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 28-May-2021
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103312100724-39 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105072101494-55 PLEASE NOTE THAT
THIS IS A REVISION DUE TO CHANGE IN
NUMBERING OF RESOLUTIONS AND MODIFICATION
OF THE TEXT IN COMMENT AND DUE TO RECEIPT
OF UPDATED BALO LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 ALLOCATION OF INCOME AND SETTING OF THE Mgmt For For
DIVIDEND FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
4 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS,
IN ORDER TO TRADE IN THE COMPANY'S SHARES
5 AGREEMENTS REFERRED TO IN ARTICLES L. Mgmt For For
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
PATRICK POUYANNE AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
ANNE-MARIE IDRAC AS DIRECTOR
8 APPOINTMENT OF MR. JACQUES ASCHENBROICH AS Mgmt Against Against
DIRECTOR
9 APPOINTMENT OF MR. GLENN HUBBARD AS Mgmt For For
DIRECTOR
10 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
REMUNERATION OF CORPORATE OFFICERS
MENTIONED IN SECTION I OF ARTICLE L.
22-10-9 OF THE FRENCH COMMERCIAL CODE
11 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt For For
DIRECTORS
12 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
REMUNERATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2020 OR AWARDED
IN RESPECT OF THIS FINANCIAL YEAR TO MR.
PATRICK POUYANNE, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
13 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt Against Against
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
14 OPINION ON THE COMPANY'S AMBITION IN TERMS Mgmt For For
OF SUSTAINABLE DEVELOPMENT AND ENERGY
TRANSITION TOWARDS CARBON NEUTRALITY AND
ITS OBJECTIVES IN THIS AREA BY 2030
15 AMENDMENT OF THE CORPORATE NAME TO Mgmt For For
TOTALENERGIES SE AND TO ARTICLE 2 OF THE
BY-LAWS
16 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF THIRTY-EIGHT
MONTHS, IN ORDER TO PROCEED WITH FREE
ALLOCATIONS OF EXISTING SHARES OF THE
COMPANY OR SHARES TO BE ISSUED TO EMPLOYEES
AND EXECUTIVE CORPORATE OFFICERS OF THE
GROUP, OR TO SOME OF THEM, ENTAILING THE
WAIVER BY THE SHAREHOLDERS OF THEIR
PRE-EMPTIVE SUBSCRIPTION RIGHT TO THE
SHARES TO BE ISSUED
17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO PROCEED,
UNDER THE CONDITIONS PROVIDED FOR BY
ARTICLES L. 3332-18 AND FOLLOWING OF THE
FRENCH LABOUR CODE, WITH CAPITAL INCREASES,
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED
FOR MEMBERS OF A COMPANY OR GROUP SAVINGS
PLAN
--------------------------------------------------------------------------------------------------------------------------
TOYO SUISAN KAISHA,LTD. Agenda Number: 714257347
--------------------------------------------------------------------------------------------------------------------------
Security: 892306101
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3613000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Tsutsumi, Tadasu Mgmt For For
2.2 Appoint a Director Imamura, Masanari Mgmt For For
2.3 Appoint a Director Sumimoto, Noritaka Mgmt For For
2.4 Appoint a Director Oki, Hitoshi Mgmt For For
2.5 Appoint a Director Makiya, Rieko Mgmt For For
2.6 Appoint a Director Mochizuki, Masahisa Mgmt For For
2.7 Appoint a Director Murakami, Osamu Mgmt For For
2.8 Appoint a Director Murayama, Ichiro Mgmt For For
2.9 Appoint a Director Hayama, Tomohide Mgmt For For
2.10 Appoint a Director Matsumoto, Chiyoko Mgmt For For
2.11 Appoint a Director Yachi, Hiroyasu Mgmt For For
2.12 Appoint a Director Mineki, Machiko Mgmt For For
2.13 Appoint a Director Yazawa, Kenichi Mgmt For For
2.14 Appoint a Director Chino, Isamu Mgmt For For
2.15 Appoint a Director Kobayashi, Tetsuya Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Ushijima, Tsutomu
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
TOYOTA INDUSTRIES CORPORATION Agenda Number: 714203926
--------------------------------------------------------------------------------------------------------------------------
Security: J92628106
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: JP3634600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Toyoda, Tetsuro Mgmt For For
1.2 Appoint a Director Onishi, Akira Mgmt For For
1.3 Appoint a Director Sasaki, Takuo Mgmt For For
1.4 Appoint a Director Mizuno, Yojiro Mgmt For For
1.5 Appoint a Director Ishizaki, Yuji Mgmt For For
1.6 Appoint a Director Sumi, Shuzo Mgmt For For
1.7 Appoint a Director Yamanishi, Kenichiro Mgmt For For
1.8 Appoint a Director Maeda, Masahiko Mgmt For For
2 Appoint a Corporate Auditor Inagawa, Toru Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Furusawa, Hitoshi
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 714176852
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Uchiyamada, Takeshi Mgmt For For
1.2 Appoint a Director Hayakawa, Shigeru Mgmt For For
1.3 Appoint a Director Toyoda, Akio Mgmt For For
1.4 Appoint a Director Kobayashi, Koji Mgmt For For
1.5 Appoint a Director James Kuffner Mgmt For For
1.6 Appoint a Director Kon, Kenta Mgmt For For
1.7 Appoint a Director Sugawara, Ikuro Mgmt For For
1.8 Appoint a Director Sir Philip Craven Mgmt For For
1.9 Appoint a Director Kudo, Teiko Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Sakai, Ryuji
3 Amend Articles to: Eliminate the Articles Mgmt For For
Related to Class Shares
--------------------------------------------------------------------------------------------------------------------------
TREND MICRO INCORPORATED Agenda Number: 713625804
--------------------------------------------------------------------------------------------------------------------------
Security: J9298Q104
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: JP3637300009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Reduce Term of Office of Mgmt Against Against
Directors to One Year, Allow the Board of
Directors to Authorize Appropriation of
Surplus and Purchase Own Shares
3.1 Appoint a Director Chang Ming-Jang Mgmt For For
3.2 Appoint a Director Eva Chen Mgmt For For
3.3 Appoint a Director Mahendra Negi Mgmt For For
3.4 Appoint a Director Omikawa, Akihiko Mgmt For For
3.5 Appoint a Director Nonaka, Ikujiro Mgmt For For
3.6 Appoint a Director Koga, Tetsuo Mgmt For For
4.1 Appoint a Corporate Auditor Sempo, Masaru Mgmt For For
4.2 Appoint a Corporate Auditor Hasegawa, Fumio Mgmt For For
4.3 Appoint a Corporate Auditor Kameoka, Yasuo Mgmt For For
4.4 Appoint a Corporate Auditor Fujita, Koji Mgmt For For
5 Approve Details of Compensation as Stock Mgmt For For
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
TRUIST FINANCIAL CORPORATION Agenda Number: 935345288
--------------------------------------------------------------------------------------------------------------------------
Security: 89832Q109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: TFC
ISIN: US89832Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting of
Shareholders: Jennifer S. Banner
1B. Election of Director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting of
Shareholders: K. David Boyer, Jr.
1C. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Agnes Bundy Scanlan
1D. Election of Director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting of
Shareholders: Anna R. Cablik
1E. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Dallas S. Clement
1F. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Paul D. Donahue
1G. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Paul R. Garcia
1H. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Patrick C. Graney III
1I. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Linnie M. Haynesworth
1J. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Kelly S. King
1K. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Easter A. Maynard
1L. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Donna S. Morea
1M. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Charles A. Patton
1N. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Nido R. Qubein
1O. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: David M. Ratcliffe
1P. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: William H. Rogers, Jr.
1Q. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Frank P. Scruggs, Jr.
1R. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Christine Sears
1S. Election of Director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting of
Shareholders: Thomas E. Skains
1T. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Bruce L. Tanner
1U. Election of Director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting of
Shareholders: Thomas N. Thompson
1V. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Steven C. Voorhees
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Truist's
independent registered public accounting
firm for 2021.
3. Advisory vote to approve Truist's executive Mgmt For For
compensation program.
--------------------------------------------------------------------------------------------------------------------------
UCB SA Agenda Number: 713755190
--------------------------------------------------------------------------------------------------------------------------
Security: B93562120
Meeting Type: OGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: BE0003739530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538074 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
1 PRESENTATION OF THE REPORT OF THE BOARD OF Non-Voting
DIRECTORS
2 PRESENTATION OF THE REPORT OF THE STATUTORY Non-Voting
AUDITOR
3 PRESENTATION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS
4 APPROVAL OF THE ANNUAL ACCOUNTS AND Mgmt For For
APPROPRIATION OF THE RESULTS
5 APPROVAL OF THE REMUNERATION REPORT Mgmt For For
6 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt For For
2021
7 PROPOSAL TO GRANT DISCHARGE TO THE Mgmt For For
DIRECTORS
8 PROPOSAL TO GRANT DISCHARGE TO THE Mgmt For For
STATUTORY AUDITOR
9.1.A PROPOSAL TO APPOINT STEFAN OSCHMANN AS Mgmt For For
DIRECTOR
9.1.B PROPOSAL TO ACKNOWLEDGE THAT, FROM THE Mgmt For For
INFORMATION MADE AVAILABLE TO THE COMPANY,
STEFAN OSCHMANN QUALIFIES AS AN INDEPENDENT
DIRECTOR
9.2 PROPOSAL TO APPOINT FIONA DU MONCEAU AS Mgmt Against Against
DIRECTOR
9.3.A PROPOSAL TO APPROVE THE CO-OPTATION OF Mgmt For For
SUSAN GASSER AS INDEPENDENT DIRECTOR FROM 1
JANUARY 2021 TILL 29 APRIL 2021
9.3.B PROPOSAL TO APPOINT SUSAN GASSER AS Mgmt For For
INDEPENDENT DIRECTOR FOR A TERM OF 4 YEARS
9.3.C PROPOSAL TO ACKNOWLEDGE THAT, FROM THE Mgmt For For
INFORMATION MADE AVAILABLE TO THE COMPANY,
SUSAN GASSER QUALIFIES AS AN INDEPENDENT
DIRECTOR
9.4.A PROPOSAL TO APPOINT JONATHAN PEACOCK AS Mgmt Against Against
INDEPENDENT DIRECTOR
9.4.B PROPOSAL TO ACKNOWLEDGE THAT, FROM THE Mgmt For For
INFORMATION MADE AVAILABLE TO THE COMPANY,
JONATHAN PEACOCK QUALIFIES AS AN
INDEPENDENT DIRECTOR
9.5.A PROPOSAL TO APPOINT ALBRECHT DE GRAEVE AS Mgmt Against Against
DIRECTOR
9.5.B PROPOSAL TO ACKNOWLEDGE TAHT, FROM THE Mgmt For For
INFORMATION MADE AVAILABLE TO THE COMPANY,
ALBRECHT DE GRAEVE QUALIFIES AS AN
INDEPENDENT DIRECTOR
9.6.A PROPOSAL TO APPOINT VIVIANE MONGES AS Mgmt For For
DIRECTOR
9.6.B PROPOSAL TO ACKNOWLEDGE THAT, FROM THE Mgmt For For
INFORMATION MADE AVAILABLE TO THE COMPANY,
VIVIANE MONGES QUALIFIES AS AN INDEPENDENT
DIRECTOR
10 PROPOSAL TO APPOINT MAZARS REVISEURS Mgmt For For
D'ENTREPRISES CVBA AS STATUTORY AUDITOR
11 PROPOSAL TO APPROVE THE DECISION OF THE Mgmt For For
BOARD OF DIRECTORS TO ALLOCATE AN ESTIMATE
OF 940.000 FREE SHARES
12.1 APPROVAL TO RENEW, PURSUANT TO ARTICLE Mgmt For For
7.151 OF THE BELGIAN CODE OF COMPANIES AND
ASSOCIATIONS, : (I) OF CONDITION 5 (E) (I)
OF THE TERMS AND CONDITIONS OF THE EMTN
PROGRAM IN RESPECT OF ANY SERIES OF NOTES
TO WHICH SUCH CONDITION IS MADE APPLICABLE
BEING ISSUED UNDER THE PROGRAM FROM 30
APRIL 2021 UNTIL 28 APRIL 2022, UNDER WHICH
ANY AND ALL OF THE HOLDERS OF THE RELEVANT
NOTES CAN, IN CERTAIN CIRCUMSTANCES WHEN A
CHANGE OF CONTROL AT THE LEVEL OF UCB SA/NV
OCCURS, REQUIRE UCB SA/NV TO REDEEM THAT
NOTE ON THE CHANGE OF CONTROL PUT DATE AT
THE PUT REDEMPTION AMOUNT TOGETHER, IF
APPROPRIATE, WITH INTEREST ACCRUED TO SUCH
CHANGE OF CONTROL PUT DATE, FOLLOWING A
CHANGE OF CONTROL OF UCB SA/NV; AND (II) OF
ANY OTHER PROVISION OF THE EMTN PROGRAM OR
NOTES ISSUED UNDER THE EMTN PROGRAM
GRANTING RIGHTS TO THIRD PARTIES WHICH
COULD AFFECT AN OBLIGATION ON UCB SA/NV
WHERE IN EACH CASE THE EXERCISE OF THESE
RIGHTS IS DEPENDENT ON THE OCCURRENCE OF A
CHANGE OF CONTROL
--------------------------------------------------------------------------------------------------------------------------
UNILEVER NV Agenda Number: 713022844
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F289
Meeting Type: EGM
Meeting Date: 21-Sep-2020
Ticker:
ISIN: NL0000388619
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 TO AMEND NV'S ARTICLES OF ASSOCIATION IN Mgmt For For
CONNECTION WITH UNIFICATION
2 TO APPROVE UNIFICATION Mgmt For For
3 TO DISCHARGE EXECUTIVE DIRECTORS Mgmt For For
4 TO DISCHARGE NON-EXECUTIVE DIRECTORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 713023341
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: CRT
Meeting Date: 12-Oct-2020
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT
1 APPROVAL OF CROSS-BORDER MERGER Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 713023339
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: OGM
Meeting Date: 12-Oct-2020
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE SPECIAL RESOLUTION IS TO APPROVE: (I) Mgmt For For
THE CROSS-BORDER MERGER, INCLUDING ALL SUCH
STEPS AS ARE NECESSARY TO BE TAKEN FOR THE
PURPOSE OF EFFECTING THE CROSS-BORDER
MERGER; AND (II) THE AMENDMENTS TO THE
COMPANY'S ARTICLES OF ASSOCIATION. THE
SPECIAL RESOLUTION IS SET OUT IN FULL IN
THE NOTICE OF GENERAL MEETING CONTAINED IN
SCHEDULE 2 OF THE CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 713716972
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2. APPROVE REMUNERATION REPORT Mgmt For For
3. APPROVE REMUNERATION POLICY Mgmt For For
4. APPROVE CLIMATE TRANSITION ACTION PLAN Mgmt For For
5. RE-ELECT NILS ANDERSEN AS DIRECTOR Mgmt For For
6. RE-ELECT LAURA CHA AS DIRECTOR Mgmt For For
7. RE-ELECT DR JUDITH HARTMANN AS DIRECTOR Mgmt For For
8. RE-ELECT ALAN JOPE AS DIRECTOR Mgmt For For
9. RE-ELECT ANDREA JUNG AS DIRECTOR Mgmt For For
10. RE-ELECT SUSAN KILSBY AS DIRECTOR Mgmt Against Against
11. RE-ELECT STRIVE MASIYIWA AS DIRECTOR Mgmt For For
12. RE-ELECT YOUNGME MOON AS DIRECTOR Mgmt For For
13. RE-ELECT GRAEME PITKETHLY AS DIRECTOR Mgmt For For
14. RE-ELECT JOHN RISHTON AS DIRECTOR Mgmt For For
15. RE-ELECT FEIKE SIJBESMA AS DIRECTOR Mgmt For For
16. REAPPOINT KPMG LLP AS AUDITORS Mgmt Against Against
17. AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt Against Against
AUDITORS
18. AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
19. APPROVE SHARES PLAN Mgmt For For
20. AUTHORISE ISSUE OF EQUITY Mgmt For For
21. AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
22. AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
23. AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
24. AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
25. ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
26. APPROVE REDUCTION OF THE SHARE PREMIUM Mgmt For For
ACCOUNT
CMMT 23 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
UNITED INTERNET AG Agenda Number: 713931358
--------------------------------------------------------------------------------------------------------------------------
Security: D8542B125
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: DE0005089031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.50 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER RALPH DOMMERMUTH FOR FISCAL YEAR
2020
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER FRANK KRAUSE FOR FISCAL YEAR 2020
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER MARTIN MILDNER FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt Against Against
FISCAL YEAR 2021
6.1 ELECT STEFAN RASCH TO THE SUPERVISORY BOARD Mgmt For For
6.2 ELECT ANDREAS SOEFFING TO THE SUPERVISORY Mgmt For For
BOARD
7 APPROVE REMUNERATION POLICY Mgmt Against Against
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
CMMT 20 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 20 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt Against Against
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt Against Against
1D. Election of Director: Michele J. Hooper Mgmt Against Against
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Gail R. Wilensky, Mgmt Against Against
Ph.D.
1I. Election of Director: Andrew Witty Mgmt Against Against
2. Advisory approval of the Company's Mgmt Against Against
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2021.
4. Approval of an amendment to the Mgmt For For
UnitedHealth Group 1993 Employee Stock
Purchase Plan.
5. If properly presented at the 2021 Annual Shr For Against
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting a reduction of the share
ownership threshold for calling a special
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
USS CO.,LTD. Agenda Number: 714203154
--------------------------------------------------------------------------------------------------------------------------
Security: J9446Z105
Meeting Type: AGM
Meeting Date: 15-Jun-2021
Ticker:
ISIN: JP3944130008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ando, Yukihiro Mgmt For For
2.2 Appoint a Director Seta, Dai Mgmt For For
2.3 Appoint a Director Yamanaka, Masafumi Mgmt For For
2.4 Appoint a Director Akase, Masayuki Mgmt For For
2.5 Appoint a Director Ikeda, Hiromitsu Mgmt For For
2.6 Appoint a Director Tamura, Hitoshi Mgmt For For
2.7 Appoint a Director Kato, Akihiko Mgmt For For
2.8 Appoint a Director Takagi, Nobuko Mgmt For For
3.1 Appoint a Corporate Auditor Goto, Kenichi Mgmt For For
3.2 Appoint a Corporate Auditor Miyake, Keiji Mgmt For For
3.3 Appoint a Corporate Auditor Ogawa, Jun Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VEOLIA ENVIRONNEMENT SA Agenda Number: 713822383
--------------------------------------------------------------------------------------------------------------------------
Security: F9686M107
Meeting Type: MIX
Meeting Date: 22-Apr-2021
Ticker:
ISIN: FR0000124141
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104022100777-40
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 533434 DUE TO RECEIPT OF CHANGE
IN NUMBERING OF RESOLUTIONS AND DELETION OF
COMMENT. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
1 APPROVAL OF THE COMPANY'S FINANCIAL Mgmt For For
STATEMENTS: THE SHAREHOLDERS' MEETING,
AFTER HAVING REVIEWED THE REPORTS OF THE
BOARD OF DIRECTORS AND THE AUDITORS,
APPROVES THE COMPANY'S FINANCIAL STATEMENTS
FOR THE FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING
2 CONSOLIDATED FINANCIAL STATEMENTS: THE Mgmt For For
SHAREHOLDERS' MEETING, AFTER HAVING
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR AS PRESENTED TO THE MEETING
3 APPROVAL OF THE EXPENSE AND CHARGE: THE Mgmt For For
SHAREHOLDERS' MEETING APPROVES THE
NON-DEDUCTIBLE EXPENSES AND CHARGES
AMOUNTING TO EUR 1,048,908.00
4 RESULTS APPROPRIATION: THE SHAREHOLDERS' Mgmt For For
MEETING APPROVES THE FINANCIAL STATEMENTS
AND RESOLVES TO ALLOCATE EARNINGS AS
FOLLOWS: ORIGIN: - EARNINGS FOR THE
FINANCIAL YEAR: EUR 620,912,828.00 -
DISTRIBUTABLE RESERVES: EUR
7,104,501,770.00 - RETAINED EARNINGS: EUR
1,307,827,016.00 - DISTRIBUTABLE INCOME:
EUR 9,033,241,614.00 ALLOCATION: - LEGAL
RESERVE: EUR 289,305,682.00 - DIVIDENDS:
EUR 396,040,182.00 (DIVIDED INTO
565,771,689 SHARES) - RETAINED EARNINGS:
EUR 1,532,699,662 - CAPITALIZATION: EUR
2,893,056,810.00 - SHARE PREMIUM: EUR
7,104,501,770.00 THE SHAREHOLDERS WILL BE
GRANTED A NET DIVIDEND OF EUR 0.70 PER
SHARE, WHICH WILL BE ELIGIBLE FOR THE 40
PERCENT DEDUCTION PROVIDED BY THE FRENCH
GENERAL TAX CODE. THIS DIVIDEND WILL BE
PAID ON MAY 12TH 2021. AS REQUIRED BY LAW,
IT IS REMINDED THAT, FOR THE LAST THREE
FINANCIAL YEARS, THE DIVIDENDS WERE PAID
FOLLOWS: EUR 0.50 PER SHARE FOR FISCAL YEAR
2019 EUR 0.92 PER SHARE FOR FISCAL YEAR
2018 EUR 0.84 PER SHARE FOR FISCAL YEAR
2017
5 SPECIAL REPORT: THE SHAREHOLDERS' MEETING, Mgmt For For
AFTER REVIEWING THE SPECIAL REPORT OF THE
AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE
L. 225-38 AND L.225-40 TO L.225-42 OF THE
FRENCH COMMERCIAL CODE, APPROVES THIS
REPORT AS WELL AS THE NEW AGREEMENT
APPROVED BY THE BOARD OF DIRECTORS DURING
THIS FISCAL YEAR, AND TAKES NOTE OF THE
INFORMATION RELATING TO THE AGREEMENTS
CONCLUDED AND THE COMMITMENTS MADE DURING
PREVIOUS FISCAL YEARS
6 RENEWAL OF A TERM OF OFFICE: THE Mgmt For For
SHAREHOLDERS' MEETING RENEWS THE
APPOINTMENT OF LA CAISSE DES DEPOTS ET
CONSIGNATIONS REPRESENTED BY MR OLIVIER
MAREUSE AS DIRECTOR FOR A 4-YEAR PERIOD,
I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED
TO RULE ON THE FINANCIAL STATEMENTS FOR THE
2024 FISCAL YEAR
7 RENEWAL OF A TERM OF OFFICE: THE Mgmt For For
SHAREHOLDERS' MEETING RENEWS THE
APPOINTMENT OF MRS MARION GUILLOU AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
8 RENEWAL OF A TERM OF OFFICE: THE Mgmt Against Against
SHAREHOLDERS' MEETING DECIDES TO APPOINT OF
MR PIERRE-ANDRE DE CHALENDAR AS DIRECTOR
FOR A 4-YEAR PERIOD, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE 2024 FISCAL
YEAR
9 APPROVAL OF THE AMENDMENT OF THE INTERNAL Mgmt Against Against
ECONOMIC PERFORMANCE CRITERION: THE
SHAREHOLDERS' MEETING APPROVES THE
AMENDMENT OF THE INTERNAL ECONOMIC
PERFORMANCE CRITERION (NET CURRENT INCOME
GROUP SHARE PER SHARE) LINKED TO THE
ACQUISITION OF PERFORMANCE SHARES ALLOCATED
TO THE CEO, UNDER PLAN 1 GRANTED BY THE
BOARD OF DIRECTORS ON MAY 2ND 2018
10 APPROVAL OF THE AMENDMENT OF THE INTERNAL Mgmt For For
ECONOMIC PERFORMANCE CRITERION: THE
SHAREHOLDERS' MEETING APPROVES THE
AMENDMENT OF THE INTERNAL ECONOMIC
PERFORMANCE CRITERION (NET CURRENT INCOME
GROUP SHARE PER SHARE) LINKED TO THE
ACQUISITION OF PERFORMANCE SHARES ALLOCATED
TO THE CEO, UNDER PLAN 2 GRANTED BY THE
BOARD OF DIRECTORS ON APRIL 31ST 2019
11 APPROVAL OF THE AMENDMENT OF THE INTERNAL Mgmt For For
ECONOMIC PERFORMANCE CRITERION: THE
SHAREHOLDERS' MEETING APPROVES THE
AMENDMENT OF THE INTERNAL ECONOMIC
PERFORMANCE CRITERION (NET CURRENT INCOME
GROUP SHARE PER SHARE) LINKED TO THE
ACQUISITION OF PERFORMANCE SHARES ALLOCATED
TO THE CEO, UNDER PLAN 3 GRANTED BY THE
BOARD OF DIRECTORS ON MAY 5TH 2020
12 COMPENSATION OF EXECUTIVE CORPORATE Mgmt Against Against
OFFICERS: THE SHAREHOLDERS' MEETING
APPROVES THE INFORMATION MENTIONED IN
ARTICLE L. 22-10-9 I OF THE FRENCH
COMMERCIAL CODE, AND THE FIXED, VARIABLE
AND ONE-OFF COMPONENTS OF THE TOTAL
COMPENSATION AS WELL AS THE BENEFITS OR
PERKS OF ANY KIND PAID AND AWARDED TO THE
MR ANTOINE FREROT AS THE CEO FOR THE
CURRENT OR PREVIOUS FISCAL YEARS
13 COMPENSATION OF CORPORATE OFFICERS: THE Mgmt For For
SHAREHOLDERS' MEETING APPROVES THE
INFORMATION MENTIONED IN ARTICLE L. 22-10-9
I OF THE FRENCH COMMERCIAL CODE REGARDING
THE COMPENSATION OF THE CORPORATE OFFICERS
(EXCLUDING EXECUTIVES) FOR THE 2020 FISCAL
YEAR
14 APPROVAL OF THE COMPENSATION POLICY: THE Mgmt For For
SHAREHOLDERS' MEETING APPROVES THE
COMPENSATION POLICY APPLICABLE TO THE CEO,
FOR THE 2021 FISCAL YEAR
15 COMPENSATION OF CORPORATE OFFICERS: THE Mgmt For For
SHAREHOLDERS' MEETING APPROVES THE
INFORMATION MENTIONED IN ARTICLE L. 22-10-9
I OF THE FRENCH COMMERCIAL CODE REGARDING
THE COMPENSATION OF THE CORPORATE OFFICERS
(EXCLUDING EXECUTIVES) FOR THE 2021 FISCAL
YEAR
16 AUTHORIZATION TO BUY BACK SHARES: THE Mgmt For For
SHAREHOLDERS' MEETING AUTHORIZES THE BOARD
OF DIRECTORS TO BUY BACK THE COMPANY'S
SHARES ON THE OPEN MARKET, SUBJECT TO THE
CONDITIONS DESCRIBED BELOW: MAXIMUM
PURCHASE PRICE: EUR 36.00, MAXIMUM NUMBER
OF SHARES TO BE ACQUIRED: 10 PERCENT OF THE
SHARES COMPOSING THE SHARE CAPITAL (I.E.
57,861,136 SHARES), THE NUMBER OF SHARES
ACQUIRED BY THE COMPANY WITH A VIEW TO
RETAINING OR DELIVERING IN CASH OR IN AN
EXCHANGE AS PART OF A MERGER, DIVESTMENT OR
CAPITAL CONTRIBUTION CANNOT EXCEED 5
PERCENT OF ITS CAPITAL. MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
1,000,000,000.00. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT
17 CAPITAL INCREASE THROUGH ISSUANCE, WITH Mgmt For For
PREFERRED SUBSCRIPTION RIGHTS MAINTAINED,
OF SHARES AND-OR SECURITIES: THE
SHAREHOLDERS' MEETING DELEGATES TO THE
BOARD OF DIRECTORS THE NECESSARY POWERS TO
INCREASE THE CAPITAL, UP TO EUR
868,000,000.00 (I.E. 30 PERCENT OF THE
SHARE CAPITAL), BY ISSUANCE OF SHARES
(EXCLUDING PREFERENCE SHARES) AND-OR
SECURITIES GIVING ACCESS TO THE COMPANY'S
OR A RELATED COMPANY'S SHARE CAPITAL
(INCLUDING EQUITY SECURITIES GIVING RIGHTS
TO DEBT SECURITIES), WITH PREFERENTIAL
SUBSCRIPTION RIGHTS MAINTAINED. THE
SHAREHOLDERS' MEETING SETS THE MAXIMUM
OVERALL VALUE OF THE CAPITAL INCREASE
CARRIED OUT BY RESOLUTIONS 17 TO 21 TO EUR
868,000,000.00. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN
RESOLUTION 15. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
18 ISSUE OF SECURITIES IN THE EVENT OF A Mgmt For For
PUBLIC EXCHANGE OFFER: THE SHAREHOLDERS'
MEETING GIVES ALL POWERS TO THE BOARD OF
DIRECTORS TO ISSUE, UP TO EUR
868,000,000.00 (I.E. 30 PERCENT OF THE
SHARE CAPITAL), SHARES (EXCLUDING
PREFERENCE SHARES) AND-OR SECURITIES GIVING
ACCESS TO THE COMPANY'S OR A RELATED
COMPANY'S SHARE CAPITAL (INCLUDING EQUITY
SECURITIES GIVING RIGHTS TO DEBT
SECURITIES), IN CONSIDERATION FOR
SECURITIES TENDERED AS A PART OF A PUBLIC
EXCHANGE OFFER INITIATED BY THE COMPANY
CONCERNING THE SHARES OF ANOTHER COMPANY,
WITH CANCELATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN
RESOLUTION 16. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
19 AUTHORIZATION TO INCREASE THE NUMBER OF Mgmt For For
SECURITIES TO BE ISSUED (OVERSUBSCRIPTION):
THE SHAREHOLDERS' MEETING AUTHORIZES THE
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES IN THE EVENT THOSE EXCEED THE
INITIAL NUMBER OF SECURITIES TO BE ISSUED
(OVERSUBSCRIPTION), UP TO 15 PERCENT,
WITHIN 30 DAYS OF THE SUBSCRIPTION CLOSING.
THIS DELEGATION IS GIVEN FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON APRIL 22TH
2020 IN RESOLUTION 19
20 SHARE CAPITAL INCREASE RESERVED FOR Mgmt For For
EMPLOYEES: THE SHAREHOLDERS' MEETING
AUTHORIZES THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL, IN FAVOR OF
EMPLOYEES AND CORPORATE OFFICERS OF THE
COMPANY WHO ARE MEMBERS OF A COMPANY
SAVINGS PLAN, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, BY
ISSUANCE OF SHARES (EXCLUDING PREFERENCE
SHARES) AND-OR SECURITIES GIVING ACCESS TO
THE COMPANY'S OR A RELATED COMPANY'S SHARE
CAPITAL (INCLUDING EQUITY SECURITIES GIVING
RIGHTS TO DEBT SECURITIES). THIS DELEGATION
IS GIVEN FOR A 26-MONTH PERIOD AND FOR A
NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR
57,861,136.00 (I.E. 2 PERCENT OF THE SHARE
CAPITAL). THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON APRIL 22TH
2020 IN RESOLUTION 21. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
21 CAPITAL INCREASE BY ISSUING SHARES WITHOUT Mgmt For For
PREFERRED SUBSCRIPTION RIGHT BY OFFERS: THE
SHAREHOLDERS' MEETING TO THE BOARD OF
DIRECTORS TO INCREASE THE SHARE CAPITAL UP
TO EUR 17,358,340.00 (I.E. 0.6 PERCENT OF
THE SHARE CAPITAL), BY ISSUANCE OF SHARES
(EXCLUDING PREFERENCE SHARES) AND-OR
SECURITIES GIVING ACCESS TO THE COMPANY'S
OR A RELATED COMPANY'S SHARE CAPITAL
(INCLUDING EQUITY SECURITIES GIVING RIGHTS
TO DEBT SECURITIES), WITH CANCELATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR
OF: - EMPLOYEES AND CORPORATE OFFICERS; -
UCITS, SHAREHOLDING INVESTED IN COMPANY
SECURITIES WHOSE SHAREHOLDERS WILL BE
PERSONS MENTIONED ABOVE; - ANY BANKING
ESTABLISHMENT INTERVENING AT THE REQUEST OF
THE COMPANY TO SET UP A SHAREHOLDING SCHEME
OR A SAVINGS SCHEME FOR THE BENEFIT OF THE
PERSONS MENTIONED ABOVE; THE PRESENT
DELEGATION IS GIVEN FOR AN 18-MONTH PERIOD
AND SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GIVEN BY THE SHAREHOLDERS'
MEETING ON APRIL 22TH 2020 IN RESOLUTION
22. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS
22 ALLOCATION OF SHARES FREE OF CHARGE: THE Mgmt For For
SHAREHOLDERS' MEETING AUTHORIZES THE BOARD
OF DIRECTORS TO GRANT FOR FREE, EXISTING OR
FUTURE SHARES, IN FAVOR OF THE EMPLOYEES OR
THE CORPORATE OFFICERS OF THE COMPANY AND
RELATED COMPANIES, FOR AN AMOUNT
REPRESENTING 0.5 PERCENT OF THE SHARE
CAPITAL. THE TOTAL NUMBER OF SHARES
ALLOCATED TO THE EXECUTIVE CORPORATE
OFFICERS OF THE COMPANY MAY NOT EXCEED 0.04
PERCENT OF THE SHARE CAPITAL. THE PRESENT
DELEGATION IS GIVEN FOR A 26-MONTH PERIOD.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN
RESOLUTION 23. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
23 AMENDMENT TO ARTICLES OF THE BYLAWS: THE Mgmt For For
SHAREHOLDERS' MEETING DECIDES TO ADD TO
ARTICLE 11 OF THE BYLAWS A 3RD PARAGRAPH
PERTAINING TO THE APPOINTMENT OF A DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS
24 NEW ARTICLES OF THE BYLAWS: THE Mgmt For For
SHAREHOLDERS' MEETING DECIDES TO OVERHAUL
THE ARTICLES OF THE BYLAWS FOR THEM TO
COMPLY WITH THE LEGAL PROVISIONS IN FORCE.
THE SHAREHOLDERS' MEETING DECIDES TO AMEND
ARTICLE 11: ' COMPOSITION OF THE BOARD OF
DIRECTORS' OF THE BYLAWS
25 POWERS TO ACCOMPLISH FORMALITIES: THE Mgmt For For
SHAREHOLDERS' MEETING GRANTS FULL POWERS TO
THE BEARER OF AN ORIGINAL, A COPY OR
EXTRACT OF THE MINUTES OF THIS MEETING TO
CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935364846
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Roxanne S. Austin Mgmt For For
1c. Election of Director: Mark T. Bertolini Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt Against Against
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt Against Against
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2 Advisory Vote to Approve Executive Mgmt For For
Compensation
3 Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4 Shareholder Action by Written Consent Shr For Against
5 Amend Clawback Policy Shr For Against
6 Shareholder Ratification of Annual Equity Shr For Against
Awards
--------------------------------------------------------------------------------------------------------------------------
VIVENDI SE Agenda Number: 713615980
--------------------------------------------------------------------------------------------------------------------------
Security: F97982106
Meeting Type: EGM
Meeting Date: 29-Mar-2021
Ticker:
ISIN: FR0000127771
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 10 MAR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103102100488-30 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
URL LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 AMENDMENT TO ARTICLE 20 OF THE BY-LAWS - Mgmt For For
ALLOCATION AND DISTRIBUTION OF INCOME
2 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
VIVENDI SE Agenda Number: 714164934
--------------------------------------------------------------------------------------------------------------------------
Security: F97982106
Meeting Type: MIX
Meeting Date: 22-Jun-2021
Ticker:
ISIN: FR0000127771
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105122101684-57 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202106042102385-67
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE EXECUTIVE
COMMITTEE AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING NET
EARNINGS AMOUNTING TO EUR 3,009,370,168.18
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE EXECUTIVE
COMMITTEE AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE MEETING
3 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-88 OF
THE FRENCH COMMERCIAL CODE, APPROVES SAID
REPORT AND THE AGREEMENT AUTHORIZED SINCE
THE CLOSING OF THE 2020 FISCAL YEAR AS
REFERRED TO THEREIN, AND TAKES NOTICE THAT
NO NEW AGREEMENT HAS BEEN AUTHORIZED FOR
SAID FISCAL YEAR AND THAT NO AGREEMENT
PREVIOUSLY ENTERED INTO REMAINED IN FORCE
DURING SAID FISCAL YEAR
4 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
RECOMMENDATIONS OF THE EXECUTIVE COMMITTEE
AND RESOLVES TO ALLOCATE THE EARNINGS AS
FOLLOWS: ORIGIN: EARNINGS: EUR
3,009,370,168.18 RETAINED EARNINGS: EUR
2,955,604,551.07 DISTRIBUTABLE INCOME: EUR
5,964,974,719.25 ALLOCATION: DIVIDENDS: EUR
651,333,876.60 RETAINED EARNINGS: EUR
5,313,640,842.65 THE SHAREHOLDERS WILL BE
GRANTED AN ORDINARY DIVIDEND OF EUR 0.60
PER SHARE, THAT WILL BE ELIGIBLE TO THE 40
PER CENT DEDUCTION PROVIDED BY THE FRENCH
GENERAL TAX CODE. THIS DIVIDEND WILL BE
PAID FROM THE 25TH OF JUNE 2021. AS
REQUIRED BY LAW, IT IS REMINDED THAT, FOR
THE LAST THREE FINANCIAL YEARS, THE
DIVIDENDS WERE PAID AS FOLLOWS: EUR 0.45
PER SHARE FOR FISCAL YEAR 2017 EUR 0.50 PER
SHARE FOR FISCAL YEAR 2018 EUR 0.60 PER
SHARE FOR FISCAL YEAR 2019 RESULTS
APPROPRIATION
5 THE SHAREHOLDERS' MEETING ISSUES A Mgmt For For
FAVOURABLE OPINION ON THE PROPOSED
EXCEPTIONAL DISTRIBUTION OF CONTRIBUTIONS
IN KIND OF A MAJORITY OF THE SHARE CAPITAL
OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY
TO THE SHAREHOLDERS OF THE VIVENDI SE
COMPANY, AS REFERRED TO IN RESOLUTION 6
6 THE SHAREHOLDERS' MEETING DECIDES TO Mgmt For For
EXCEPTIONALLY GRANT 1,086,266,883 SHARES OF
THE UNIVERSAL MUSIC GROUP N.V. COMPANY, AT
THE RATE OF 1 SHARE OF THE UNIVERSAL MUSIC
GROUP N.V. COMPANY FOR 1 SHARE OF THE
VIVENDI SE COMPANY, CORRESPONDING TO A
VALUE OF EUR 19,800,000,000.00 THAT WILL BE
CHARGED ON THE RETAINED EARNINGS ACCOUNT
FOR THE AMOUNT OF EUR 5,313,640,842.65
(THIS LATTER AMOUNT CORRESPONDING TO THE
2020 EARNINGS AMOUNTING TO EUR
3,009,370,168.18 DIMINISHED BY THE ORDINARY
DIVIDEND AMOUNTING TO EUR 651,333,876.60,
I.E. EUR 2,358,036,291.58, ADDED WITH THE
PREVIOUS RETAINED EARNINGS AMOUNTING TO EUR
2,955,604,551.07) TO BE PAID ON THE 29TH OF
SEPTEMBER 2021, TO THE BENEFIT OF THE
SHAREHOLDERS OF THE VIVENDI SE COMPANY
WHOSE SHARES ARE REGISTERED BY THE 28TH OF
SEPTEMBER 2021. THE AMOUNT OF THE DOWN
PAYMENT AMOUNTING TO EUR 14,486,359,157.35
WILL BE CHARGED ON THE RESULTS
APPROPRIATION OF THE 2021 FISCAL YEAR. ALL
POWERS TO THE EXECUTIVE COMMITTEE TO
ACCOMPLISH ALL NECESSARY FORMALITIES
7 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
INFORMATION MENTIONED IN THE ARTICLE
L.22-10-9 I OF THE FRENCH COMMERCIAL CODE
8 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR YANNICK BOLLORE AS
CHAIRMAN OF THE SUPERVISORY BOARD FOR THE
2020 FINANCIAL YEAR
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR ARNAUD DE
PUYFONTAINE AS CHAIRMAN OF THE EXECUTIVE
COMMITTEE FOR THE 2020 FINANCIAL YEAR
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR GILLES ALIX AS
MEMBER OF THE EXECUTIVE COMMITTEE FOR THE
2020 FINANCIAL YEAR
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR CEDRIC DE
BAILLIENCOURT AS MEMBER OF THE EXECUTIVE
COMMITTEE FOR THE 2020 FINANCIAL YEAR
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR FREDERIC CREPIN AS
MEMBER OF THE EXECUTIVE COMMITTEE FOR THE
2020 FINANCIAL YEAR
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR SIMON GILLHAM AS
MEMBER OF THE EXECUTIVE COMMITTEE FOR THE
2020 FINANCIAL YEAR
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR HERVE PHILIPPE AS
MEMBER OF THE EXECUTIVE COMMITTEE FOR THE
2020 FINANCIAL YEAR
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
COMPONENTS OF THE TOTAL COMPENSATION AS
WELL AS THE BENEFITS OR PERKS OF ANY KIND
PAID AND AWARDED TO MR STEPHANE ROUSSEL AS
MEMBER OF THE EXECUTIVE COMMITTEE FOR THE
2020 FINANCIAL YEAR
16 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
POLICY OF THE COMPENSATION APPLICABLE TO
THE MEMBERS OF THE SUPERVISORY BOARD AND
ITS CHAIRMAN FOR THE 2021 FISCAL YEAR
17 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
POLICY OF THE COMPENSATION APPLICABLE TO
THE CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR
THE 2021 FISCAL YEAR
18 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
POLICY OF THE COMPENSATION APPLICABLE TO
THE MEMBERS OF THE EXECUTIVE COMMITTEE FOR
THE 2021 FISCAL YEAR
19 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MRS VERONIQUE DRIOT-ARGENTIN
AS A MEMBER OF THE SUPERVISORY BOARD FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
20 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MRS SANDRINE LE BIHAN AS A
MEMBER OF THE SUPERVISORY BOARD
REPRESENTING THE EMPLOYEE SHAREHOLDERS FOR
A 4-YEAR PERIOD, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE 2024 FISCAL
YEAR
21 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
EXECUTIVE COMMITTEE TO BUY BACK THE
COMPANY'S EQUITIES, SUBJECT TO THE
CONDITIONS DESCRIBED BELOW: MAXIMUM
PURCHASE PRICE: EUR 29.00, MAXIMUM NUMBER
OF EQUITIES TO BE ACQUIRED: 10 PER CENT OF
THE SHARE CAPITAL. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 20TH OF APRIL
2020 IN ITS RESOLUTION NUMBER 6. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE EXECUTIVE COMMITTEE TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
22 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt For For
TO THE EXECUTIVE COMMITTEE TO REDUCE THE
SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND
AT ITS SOLE DISCRETION, BY CANCELLING ALL
OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH THE STOCK REPURCHASE
PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE
SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF THE
20TH OF APRIL 2020 IN ITS RESOLUTION NUMBER
7. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE EXECUTIVE COMMITTEE TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
23 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt Against Against
EXECUTIVE COMMITTEE, EXCEPT DURING THE
PERIOD OF A PUBLIC OFFER ON THE COMPANY'S
EQUITIES, TO REPURCHASE A MAXIMUM NUMBER OF
592,997,810 COMPANY'S SHARES, WITHIN THE
LIMIT OF 50 PER CENT OF THE SHARE CAPITAL,
TO BE OFFERED TO ALL THE SHAREHOLDERS, WITH
A VIEW TO CANCELLING THEM AND REDUCING THE
SHARE CAPITAL BY A MAXIMUM NOMINAL AMOUNT
OF EUR 3,261,487,955.00. THE MAXIMUM
PURCHASE PRICE PER SHARE IN THE CONTEXT OF
THIS PUBLIC SHARE BUYBACK OFFERING IS SET
AT EUR 29.00, CORRESPONDING TO A MAXIMUM
AMOUNT OF EUR 17,196,936,490.00. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THE SHAREHOLDERS' MEETING DELEGATES
ALL POWERS TO THE EXECUTIVE COMMITTEE TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
24 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt For For
EXECUTIVE COMMITTEE THE NECESSARY POWERS TO
INCREASE THE CAPITAL, ON ONE OR MORE
OCCASIONS, IN FRANCE OR ABROAD, BY A
MAXIMUM NOMINAL AMOUNT OF EUR
655,000,000.00, BY ISSUANCE OF COMPANY'S
ORDINARY SHARES AND ANY SECURITIES GIVING
ACCESS TO COMPANY'S EQUITY SECURITIES, WITH
PREFERENTIAL SUBSCRIPTION RIGHTS
MAINTAINED. THIS AUTHORIZATION IS GIVEN FOR
A 26-MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF THE 15TH OF APRIL 2019 IN ITS
RESOLUTION NUMBER 30
25 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt For For
EXECUTIVE COMMITTEE ALL POWERS IN ORDER TO
INCREASE THE SHARE CAPITAL, IN ONE OR MORE
OCCASIONS AND AT ITS SOLE DISCRETION, UP TO
A MAXIMUM NOMINAL AMOUNT OF EUR
327,500,000.00, BY WAY OF CAPITALIZING
RESERVES, PROFITS, PREMIUMS OR OTHER MEANS,
PROVIDED THAT SUCH CAPITALIZATION IS
ALLOWED BY LAW AND UNDER THE BYLAWS, BY
ISSUING FREE SHARES OR RAISING THE PAR
VALUE OF EXISTING SHARES. THIS AMOUNT SHALL
COUNT AGAINST THE AMOUNT SET FORTH IN
RESOLUTION 24. THIS AUTHORIZATION IS GIVEN
FOR A 26-MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF THE 15TH OF APRIL 2019 IN ITS
RESOLUTION NUMBER 31
26 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE EXECUTIVE COMMITTEE TO
INCREASE THE SHARE CAPITAL, UP TO 5 PER
CENT OF THE SHARE CAPITAL, IN CONSIDERATION
FOR THE CONTRIBUTIONS IN KIND GRANTED TO
THE COMPANY AND COMPOSED OF EQUITY
SECURITIES OR SECURITIES GIVING ACCESS TO
THE SHARE CAPITAL, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS. THIS
AMOUNT SHALL COUNT AGAINST THE AMOUNT SET
FORTH IN RESOLUTION 24. THIS AUTHORIZATION
IS GIVEN FOR A 26-MONTH PERIOD. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE EXECUTIVE COMMITTEE TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
27 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
EXECUTIVE COMMITTEE TO GRANT, ON ONE OR
MORE OCCASIONS, (I) FREE EXISTING OR TO BE
ISSUED COMPANY'S SHARES, IN FAVOUR OF THE
EMPLOYEES OF THE COMPANY OR RELATED
COMPANIES (II) EXISTING OR TO BE ISSUED
COMPANY'S PERFORMANCE SHARES IN FAVOUR OF
THE EMPLOYEES AND THE CORPORATE OFFICERS OF
THE COMPANY OR RELATED COMPANIES, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS. THEY MAY NOT REPRESENT MORE THAN 1
PER CENT OF THE SHARE CAPITAL, AMONG WHICH
THE PERFORMANCE SHARES GRANTED YEARLY TO
THE MEMBERS OF THE EXECUTIVE COMMITTEE MAY
NOT REPRESENT MORE THAN 0.035 PER CENT OF
THE SHARE CAPITAL. THIS AUTHORIZATION IS
GIVEN FOR A 38-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 19TH OF APRIL
2018 IN ITS RESOLUTION NUMBER 27. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE EXECUTIVE COMMITTEE TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
28 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
EXECUTIVE COMMITTEE TO INCREASE THE SHARE
CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS
SOLE DISCRETION, IN FAVOUR OF THE MEMBERS
OF A COMPANY SAVINGS PLAN OF THE COMPANY
AND FRENCH OR FOREIGN RELATED COMPANIES, BY
ISSUANCE OF SHARES AND ANY OTHER SECURITIES
GIVING ACCESS TO THE COMPANY'S SHARE
CAPITAL, WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. THIS DELEGATION IS
GIVEN FOR A 26-MONTH PERIOD AND FOR A
NOMINAL AMOUNT THAT SHALL NOT EXCEED 1 PER
CENT OF THE SHARE CAPITAL (INCLUDING THE
SHARE CAPITAL INCREASE MENTIONED IN
RESOLUTION 27). THIS AMOUNT SHALL COUNT
AGAINST THE OVERALL VALUE SET FORTH AT EUR
655,000,000.00 IN RESOLUTION NUMBER 24.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 15TH OF APRIL
2019 IN ITS RESOLUTION NUMBER 32. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE EXECUTIVE COMMITTEE TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
29 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
EXECUTIVE COMMITTEE TO INCREASE THE SHARE
CAPITAL UP TO 1 PER CENT OF THE SHARE
CAPITAL IN FAVOUR OF (A) EMPLOYEES,
CORPORATE OFFICERS OF RELATED COMPANIES OF
THE VIVENDI GROUP WITH THEIR HEAD OFFICE
ABROAD; (B) UCITS, EMPLOYEE SHAREHOLDING
INVESTED IN COMPANY'S EQUITIES WHOSE
SHAREHOLDERS ARE COMPOSED OF THE PERSONS IN
(A); (C) ANY FINANCIAL INSTITUTION SETTING
UP A STRUCTURED SHAREHOLDING SCHEME FOR
EMPLOYEES OF FRENCH COMPANIES OF THE
VIVENDI GROUP WITHIN THE USE OF RESOLUTION
27, OR OFFERING THE SUBSCRIPTION OF SHARES
TO PERSONS IN (A) NOT BENEFITING FROM THE
SHAREHOLDING SCHEME MENTIONED ABOVE OR TO
THE EXTENT THAT THE SUBSCRIPTION OF
COMPANY'S SHARES BY THAT FINANCIAL
INSTITUTION WOULD ALLOW PERSONS IN (A) TO
BENEFIT FROM SHAREHOLDING OR SAVINGS
SCHEMES, BY ISSUANCE OF SHARES OR ANY OTHER
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL, WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. 18 MONTHS, SUPERSEDING
THE AUTHORIZATION 33 GRANTED ON APRIL 15,
2019
30 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 712822988
--------------------------------------------------------------------------------------------------------------------------
Security: G93882192
Meeting Type: AGM
Meeting Date: 28-Jul-2020
Ticker:
ISIN: GB00BH4HKS39
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt For For
STRATEGIC REPORT AND REPORTS OF THE
DIRECTORS AND THE AUDITOR FOR THE YEAR
ENDED 31 MARCH 2020
2 TO ELECT JEAN-FRANCOIS VAN BOXMEER AS A Mgmt For For
DIRECTOR
3 TO RE-ELECT GERARD KLEISTERLEE AS A Mgmt For For
DIRECTOR
4 TO RE-ELECT NICK READ AS A DIRECTOR Mgmt For For
5 TO RE-ELECT MARGHERITA DELLA VALLE AS A Mgmt For For
DIRECTOR
6 TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MICHEL DEMARE AS A DIRECTOR Mgmt For For
8 TO RE-ELECT DAME CLARA FURSE AS A DIRECTOR Mgmt For For
9 TO RE-ELECT VALERIE GOODING AS A DIRECTOR Mgmt For For
10 TO RE-ELECT RENEE JAMES AS A DIRECTOR Mgmt For For
11 TO RE-ELECT MARIA AMPARO MORALEDA MARTINEZ Mgmt For For
AS A DIRECTOR
12 TO RE-ELECT SANJIV AHUJA AS A DIRECTOR Mgmt For For
13 TO RE-ELECT DAVID THODEY AS A DIRECTOR Mgmt Against Against
14 TO RE-ELECT DAVID NISH AS A DIRECTOR Mgmt For For
15 TO DECLARE A FINAL DIVIDEND OF 4.50 Mgmt For For
EUROCENTS PER ORDINARY SHARE FOR THE YEAR
ENDED 31 MARCH 2020
16 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY SET OUT ON PAGES 102 TO 107 OF THE
ANNUAL REPORT
17 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION CONTAINED IN THE REMUNERATION
REPORT OF THE BOARD FOR THE YEAR ENDED 31
MARCH 2020
18 TO REAPPOINT ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S AUDITOR UNTIL THE END OF THE NEXT
GENERAL MEETING AT WHICH ACCOUNTS ARE LAID
BEFORE THE COMPANY
19 TO AUTHORISE THE AUDIT AND RISK COMMITTEE Mgmt For For
TO DETERMINE THE REMUNERATION THE AUDITOR
20 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt Against Against
21 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS
22 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS UP TO A FURTHER 5
PERCENT FOR THE PURPOSES OF FINANCING AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
23 TO AUTHORISE THE COMPANY TO PURCHASES OWN Mgmt For For
SHARES
24 TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
25 TO AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETINGS (OTHER THAN AGMS) ON 14 CLEAR
DAYS' NOTICE
26 TO APPROVE THE RULES OF THE VODAFONE SHARE Mgmt For For
INCENTIVE PLAN (SIP)
--------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG Agenda Number: 713043115
--------------------------------------------------------------------------------------------------------------------------
Security: D94523103
Meeting Type: AGM
Meeting Date: 30-Sep-2020
Ticker:
ISIN: DE0007664039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS, THE APPROVED
CONSOLIDATED FINANCIAL STATEMENTS, THE
COMBINED MANAGEMENT REPORT AS WELL AS THE
COMBINED SEPARATE NONFINANCIAL REPORT OF
THE VOLKSWAGEN GROUP AND VOLKSWAGEN AG FOR
THE YEAR ENDED DECEMBER 31, 2019, TOGETHER
WITH THE REPORT OF THE SUPERVISORY BOARD ON
FISCAL YEAR 2019 AND THE EXPLANATORY REPORT
BY THE BOARD OF MANAGEMENT ON THE
INFORMATION IN ACCORDANCE WITH SECTIONS
289A AND 315A OF THE HANDELSGESETZBUCH (HGB
- GERMAN COMMERCIAL CODE)
2 RESOLUTION ON THE APPROPRIATION OF THE NET Non-Voting
PROFIT OF VOLKSWAGEN AKTIENGESELLSCHAFT:
THE SUPERVISORY BOARD AND THE BOARD OF
MANAGEMENT RECOMMEND THAT VOLKSWAGEN
AKTIENGESELLSCHAFT'S NET RETAINED PROFITS
FOR FISCAL YEAR 2019 OF EUR
3,273,363,539.80 BE APPROPRIATED AS
FOLLOWS: A) EUR 1,416,431,126.40 TO PAY A
DIVIDEND OF EUR 4.80 PER ORDINARY SHARE
CARRYING DIVIDEND RIGHTS AND B) EUR
1,002,158,462.70 TO PAY A DIVIDEND OF EUR
4.86 PER PREFERRED SHARE CARRYING DIVIDEND
RIGHTS AND C) EUR 854,773,950.70 TO BE
CARRIED FORWARD TO NEW ACCOUNT. ACCORDING
TO THE VERSION OF SECTION 58(4) SENTENCE 2
OF THE AKTIENGESETZ (AKTG - GERMAN STOCK
CORPORATION ACT), THE DIVIDEND IS DUE ON
THE THIRD BUSINESS DAY FOLLOWING THE
RESOLUTION ADOPTED BY THE ANNUAL GENERAL
MEETING, I.E. ON OCTOBER 5, 2020
3 RESOLUTION ON THE FORMAL APPROVAL FOR Non-Voting
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBERS OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019
4 RESOLUTION ON THE FORMAL APPROVAL FOR Non-Voting
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBERS OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019
5 ELECTION OF A MEMBER OF THE SUPERVISORY Non-Voting
BOARD: DR. HUSSAIN ALI AL ABDULLA
6 RESOLUTION ON THE AMENDMENT OF ARTICLE Non-Voting
21(2) SENTENCE 2 OF THE ARTICLES OF
ASSOCIATION (ADAPTATION TO THE AKTIENGESETZ
(AKTG - GERMAN STOCK CORPORATION ACT) AS
AMENDED BY THE SHAREHOLDER RIGHTS DIRECTIVE
II IMPLEMENTATION ACT)
7 RESOLUTION ON THE APPOINTMENT OF THE ANNUAL Non-Voting
AUDITORS AND GROUP ANNUAL AUDITORS AND THE
AUDITOR FOR INTERIM CONSOLIDATED FINANCIAL
STATEMENTS AND INTERIM MANAGEMENT REPORTS:
ERNST & YOUNG GMBH
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, HANOVER
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935404866
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cesar Conde Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Sarah J. Friar Mgmt Against Against
1D. Election of Director: Carla A. Harris Mgmt For For
1E. Election of Director: Thomas W. Horton Mgmt Against Against
1F. Election of Director: Marissa A. Mayer Mgmt For For
1G. Election of Director: C. Douglas McMillon Mgmt For For
1H. Election of Director: Gregory B. Penner Mgmt For For
1I. Election of Director: Steven S Reinemund Mgmt Against Against
1J. Election of Director: Randall L. Stephenson Mgmt For For
1K. Election of Director: S. Robson Walton Mgmt For For
1L. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants.
4. Report on Refrigerants Released from Shr For Against
Operations.
5. Report on Lobbying Disclosures. Shr For Against
6. Report on Alignment of Racial Justice Goals Shr For Against
and Starting Wages.
7. Create a Pandemic Workforce Advisory Shr For Against
Council.
8. Report on Statement of the Purpose of a Shr For Against
Corporation.
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 935369199
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James C. Fish, Jr. Mgmt For For
1B. Election of Director: AndrEs R. Gluski Mgmt For For
1C. Election of Director: Victoria M. Holt Mgmt For For
1D. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1E. Election of Director: Sean E. Menke Mgmt For For
1F. Election of Director: William B. Plummer Mgmt For For
1G. Election of Director: John C. Pope Mgmt Against Against
1H. Election of Director: Maryrose T. Sylvester Mgmt For For
1I. Election of Director: Thomas H. Weidemeyer Mgmt Against Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for 2021.
3. Non-binding, advisory proposal to approve Mgmt For For
our executive compensation.
--------------------------------------------------------------------------------------------------------------------------
WOLTERS KLUWER N.V. Agenda Number: 713679174
--------------------------------------------------------------------------------------------------------------------------
Security: N9643A197
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: NL0000395903
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 528968 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1. OPENING Non-Voting
2. 2020 ANNUAL REPORT Non-Voting
2.a. REPORT OF THE EXECUTIVE BOARD FOR 2020 Non-Voting
2.b. REPORT OF THE SUPERVISORY BOARD FOR 2020 Non-Voting
2.c. ADVISORY VOTE ON THE REMUNERATION REPORT AS Mgmt For For
INCLUDED IN THE 2020 ANNUAL REPORT
3. 2020 FINANCIAL STATEMENTS AND DIVIDEND Non-Voting
3.a. PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
FOR 2020 AS INCLUDED IN THE 2020 ANNUAL
REPORT
3.b. EXPLANATION OF DIVIDEND POLICY Non-Voting
3.c. PROPOSAL TO DISTRIBUTE A TOTAL DIVIDEND OF Mgmt For For
1.36 PER ORDINARY SHARE, RESULTING IN A
FINAL DIVIDEND OF 0.89 PER ORDINARY SHARE
4. RELEASE OF THE MEMBERS OF THE EXECUTIVE Non-Voting
BOARD AND THE SUPERVISORY BOARD FROM
LIABILITY FOR THE EXERCISE OF THEIR
RESPECTIVE DUTIES
4.a. PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt For For
EXECUTIVE BOARD FOR THE EXERCISE OF THEIR
DUTIES
4.b. PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FOR THE EXERCISE OF THEIR
DUTIES
5. COMPOSITION SUPERVISORY BOARD Non-Voting
5.a. PROPOSAL TO REAPPOINT MR. FRANS CREMERS AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
5.b. PROPOSAL TO REAPPOINT MS. ANN ZIEGLER AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
6. PROPOSAL TO REAPPOINT MR. KEVIN ENTRICKEN Mgmt For For
AS MEMBER OF THE EXECUTIVE BOARD
7. PROPOSAL TO ADOPT THE REMUNERATION POLICY Mgmt For For
FOR THE MEMBERS OF THE EXECUTIVE BOARD
8. PROPOSAL TO EXTEND THE AUTHORITY OF THE Non-Voting
EXECUTIVE BOARD
8.a. TO ISSUE SHARES AND/OR GRANT RIGHTS TO Mgmt For For
SUBSCRIBE FOR SHARES
8.b. TO RESTRICT OR EXCLUDE STATUTORY Mgmt For For
PRE-EMPTION RIGHTS
9. PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO ACQUIRE SHARES IN THE COMPANY
10. PROPOSAL TO CANCEL SHARES Mgmt For For
11. ANY OTHER BUSINESS Non-Voting
12. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
WORLDLINE SA Agenda Number: 713932449
--------------------------------------------------------------------------------------------------------------------------
Security: F9867T103
Meeting Type: MIX
Meeting Date: 20-May-2021
Ticker:
ISIN: FR0011981968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CUSTODIAN)
WILL BE REQUIRED TO INSTRUCT A TRANSFER OF
THE RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CUSTODIAN
DIRECTLY FOR FURTHER INFORMATION ON THE
CUSTODY PROCESS AND WHETHER OR NOT THEY
REQUIRE SEPARATE INSTRUCTIONS FROM YOU.
1 APPROVAL OF THE COMPANY FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDING
DECEMBER 31, 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDING
DECEMBER 31, 2020
3 ALLOCATION OF THE NET INCOME FOR THE Mgmt For For
FINANCIAL YEAR ENDING DECEMBER 31, 2020
4 APPROVAL OF THE AGREEMENTS ENTERED INTO Mgmt For For
BETWEEN WORLDLINE AND SIX GROUP AG - SECOND
SETTLEMENT AGREEMENT AND LOCK-UP AGREEMENT
- AS REFERRED TO IN ARTICLE L.225-38 OF THE
FRENCH COMMERCIAL CODE
5 APPROVAL OF THE AMENDMENT TO THE BUSINESS Mgmt For For
COMBINATION AGREEMENT ENTERED INTO BETWEEN
WORLDLINE AND DEUTSCHER SPARKASSEN VERLAG
GMBH (DSV) AS REFERRED TO IN ARTICLE
L.225-38 OF THE FRENCH COMMERCIAL CODE
6 RENEWAL OF MS. AGNES AUDIER AS DIRECTOR Mgmt For For
7 RENEWAL OF MS. NAZAN SOMER OZELGIN AS Mgmt For For
DIRECTOR
8 RENEWAL OF MS. DANIELLE LAGARDE AS DIRECTOR Mgmt For For
9 RENEWAL OF MR. LORENZ VON HABSBURG Mgmt Against Against
LOTHRINGEN AS DIRECTOR
10 RENEWAL OF MR. DANIEL SCHMUCKI AS DIRECTOR Mgmt Against Against
11 RENEWAL OF MR. JOHANNES DIJSSELHOF AS Mgmt Against Against
CENSOR
12 APPROVAL OF THE INFORMATION ON CORPORATE Mgmt For For
OFFICERS' COMPENSATION REFERRED TO IN I OF
ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL
CODE RELATED TO THE COMPENSATION PAID
DURING THE FINANCIAL YEAR ENDING DECEMBER
31, 2020 OR AWARDED FOR THE SAME TO THE
CORPORATE OFFICERS
13 APPROVAL OF THE ELEMENTS OF COMPENSATION Mgmt Against Against
AND BENEFITS PAID FOR THE FINANCIAL YEAR
ENDING DECEMBER 31, 2020 OR AWARDED FOR THE
SAME TO MR. GILLES GRAPINET, CHIEF
EXECUTIVE OFFICER
14 APPROVAL OF THE ELEMENTS OF COMPENSATION Mgmt Against Against
AND BENEFITS PAID FOR THE FINANCIAL YEAR
ENDING DECEMBER 31, 2019 OR AWARDED FOR THE
SAME TO MR. MARC-HENRI DESPORTES, DEPUTY
CHIEF EXECUTIVE OFFICER
15 APPROVAL OF THE 2021 COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
16 APPROVAL OF THE 2021 COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE DEPUTY CHIEF EXECUTIVE
OFFICER
17 APPROVAL OF THE 2021 COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHAIRMAN OF THE BOARD OF
DIRECTORS
18 APPROVAL OF THE 2021 COMPENSATION POLICY Mgmt For For
APPLICABLE TO NON-EXECUTIVE DIRECTORS
19 AUTHORIZATION TO THE BOARD OF DIRECTORS FOR Mgmt For For
THE PURPOSE OF PURCHASING, HOLDING OR
TRANSFERRING SHARES OF THE COMPANY
20 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE THE ISSUE OF SHARES
AND/OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL AND/OR SECURITIES CARRYING A RIGHT
TO THE ALLOCATION OF DEBT INSTRUMENTS -
WHILE MAINTAINING PREFERENTIAL SUBSCRIPTION
RIGHTS
21 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE THE ISSUE OF SHARES
AND/OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL AND/OR SECURITIES CARRYING A RIGHT
TO THE ALLOCATION OF DEBT INSTRUMENT
THROUGH PUBLIC OFFERINGS, WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS,
CONFERRING ON THE SHAREHOLDERS A PRIORITY
SUBSCRIPTION
22 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE THE ISSUE OF SHARES
AND/OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL AND/OR SECURITIES CARRYING A RIGHT
TO THE ALLOCATION OF DEBT SECURITIES
THROUGH PUBLIC OFFERINGS MENTIONED IN
ARTICLE L.411-2 II OF THE FRENCH MONETARY
AND FINANCIAL CODE, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS
23 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN CONNECTION WITH
A SHARE CAPITAL INCREASE WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
24 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE THE ISSUE OF SHARES OR
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL IN CONSIDERATION FOR CONTRIBUTIONS
IN KIND RELATING TO EQUITY SECURITIES OR
SECURITIES GIVING ACCESS TO THE CAPITAL
(OTHER THAN PUBLIC EXCHANGE OFFERINGS)
25 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE THE ISSUE OF SHARES,
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS,
RESERVED FOR PEOPLE WITH CERTAIN
CHARACTERISTICS
26 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO INCREASE THE SHARE CAPITAL OF
THE COMPANY WITH CANCELATION OF THE
SHAREHOLDER'S PREFERENTIAL SUBSCRIPTION
RIGHTS TO THE BENEFIT OF MEMBERS OF A
COMPANY OR GROUP SAVINGS PLAN AS EMPLOYEES
AND/OR EXECUTIVE OFFICERS OF THE COMPANY
AND ITS AFFILIATED COMPANIES
27 DELEGATION OF POWER TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE COMPANY'S SHARE
CAPITAL, WITH CANCELATION OF THE
PREFERENTIAL SUBSCRIPTION RIGHT FOR THE
BENEFIT OF A CATEGORY OF BENEFICIARIES
CONSISTING OF EMPLOYEES AND/OR CORPORATE
OFFICERS OF THE COMPANY'S FOREIGN
SUBSIDIARIES, WITHIN THE MEANING OF ARTICLE
L. 233-15 OF THE FRENCH COMMERCIAL CODE, IN
THE CONTEXT OF AN EMPLOYEE SHAREHOLDING
PLAN
28 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
GRANT OPTIONS TO SUBSCRIBE FOR OR TO
PURCHASE SHARES TO THE EMPLOYEES AND/OR
CORPORATE OFFICERS OF THE COMPANY AND/OR
ITS AFFILIATED COMPANIES
29 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
GRANT FREE PERFORMANCE SHARES TO THE
EMPLOYEES AND CORPORATE OFFICERS OF THE
COMPANY AND/OR ITS AFFILIATED COMPANIES
30 APPROVAL OF THE DRAFT CONTRIBUTION Mgmt For For
AGREEMENT SUBJECT TO THE REGIME GOVERNING
SPIN-OFFS BY THE COMPANY OF ITS OPERATIONAL
AND COMMERCIAL ACTIVITIES, AND THE RELATED
SUPPORT FUNCTIONS, FOR THE BENEFIT OF
WORLDLINE FRANCE SAS, A WHOLLY OWNED
SUBSIDIARY OF THE COMPANY; APPROVAL OF THE
CONTRIBUTION, ITS VALUATION, AND ITS
CONSIDERATION
31 POWERS Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 03 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104142100865-45 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105032101233-53 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
YAMAHA CORPORATION Agenda Number: 714218408
--------------------------------------------------------------------------------------------------------------------------
Security: J95732103
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3942600002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nakata, Takuya Mgmt For For
2.2 Appoint a Director Yamahata, Satoshi Mgmt For For
2.3 Appoint a Director Fukui, Taku Mgmt For For
2.4 Appoint a Director Hidaka, Yoshihiro Mgmt For For
2.5 Appoint a Director Fujitsuka, Mikio Mgmt For For
2.6 Appoint a Director Paul Candland Mgmt For For
2.7 Appoint a Director Shinohara, Hiromichi Mgmt For For
2.8 Appoint a Director Yoshizawa, Naoko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
YUM! BRANDS, INC. Agenda Number: 935373198
--------------------------------------------------------------------------------------------------------------------------
Security: 988498101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: YUM
ISIN: US9884981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paget L. Alves Mgmt For For
1B. Election of Director: Keith Barr Mgmt For For
1C. Election of Director: Christopher M. Connor Mgmt For For
1D. Election of Director: Brian C. Cornell Mgmt For For
1E. Election of Director: Tanya L. Domier Mgmt For For
1F. Election of Director: David W. Gibbs Mgmt For For
1G. Election of Director: Mirian M. Mgmt For For
Graddick-Weir
1H. Election of Director: Lauren R. Hobart Mgmt For For
1I. Election of Director: Thomas C. Nelson Mgmt Against Against
1J. Election of Director: P. Justin Skala Mgmt For For
1K. Election of Director: Elane B. Stock Mgmt For For
1L. Election of Director: Annie Young-Scrivner Mgmt For For
2. Ratification of Independent Auditors. Mgmt For For
3. Advisory Vote on Executive Compensation. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ZSCALER, INC. Agenda Number: 935301705
--------------------------------------------------------------------------------------------------------------------------
Security: 98980G102
Meeting Type: Annual
Meeting Date: 06-Jan-2021
Ticker: ZS
ISIN: US98980G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jagtar ("Jay") Chaudhry Mgmt Withheld Against
Amit Sinha Mgmt Withheld Against
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
3. To approve on a non-binding, advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
By (Signature) /s/ Edward J. Perkin
Name Edward J. Perkin
Title President
Date 08/25/2021