UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21934
NAME OF REGISTRANT: RiverNorth Funds
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 360 South Rosemary Avenue
Suite 1420
West Palm Beach, FL 33401
NAME AND ADDRESS OF AGENT FOR SERVICE: Marc L. Collins
360 South Rosemary Avenue
Suite 1420
West Palm Beach, FL 33401
REGISTRANT'S TELEPHONE NUMBER: 312 832 1440
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2022 - 06/30/2023
All proxies required to be voted proportionally were done so. Some matters had too few votes for (or
against) a proposal to equal more than 1%
RiverNorth Funds
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY EMERGING MKTS Agenda Number: 935868248
--------------------------------------------------------------------------------------------------------------------------
Security: 617477104
Meeting Type: Annual
Meeting Date: 22-Jun-2023
Ticker: EDD
ISIN: US6174771047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frances L. Cashman Mgmt Split 96% For 4% Withheld Split
Kathleen A. Dennis Mgmt Split 96% For 4% Withheld Split
Joseph J. Kearns Mgmt Split 87% For 13% Withheld Split
Patricia A. Maleski Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD Agenda Number: 935771279
--------------------------------------------------------------------------------------------------------------------------
Security: 01879R106
Meeting Type: Annual
Meeting Date: 29-Mar-2023
Ticker: AWF
ISIN: US01879R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class Two Director: Onur Erzan Mgmt Split 96% For 2% Against 2% AbstainSplit
1.2 Election of Class Two Director: Carol C. Mgmt Split 97% For 2% Against 1% AbstainSplit
McMullen
2. To ratify the appointment of Ernst & Young Mgmt Split 96% For 3% Against 1% AbstainSplit
LLP as the Fund's independent registered
public accounting firm for the fiscal year
ending March 31, 2024.
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ALLIANZGI CONV & INC FD Agenda Number: 935673598
--------------------------------------------------------------------------------------------------------------------------
Security: 92838X102
Meeting Type: Annual
Meeting Date: 12-Jul-2022
Ticker: NCV
ISIN: US92838X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1e. Election of Class I Trustee: William B. Mgmt Split 94% For 6% Withheld Split
Ogden, IV
1g. Election of Class I Trustee: Alan Rappaport Mgmt Split 94% For 6% Withheld Split
1h. Election of Class III Trustee: Brian T. Mgmt Split 95% For 5% Withheld Split
Zino
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI CONV & INC FD Agenda Number: 935673601
--------------------------------------------------------------------------------------------------------------------------
Security: 92838X706
Meeting Type: Annual
Meeting Date: 12-Jul-2022
Ticker: NCVPRA
ISIN: US92838X7066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1e. Election of Class I Trustee: William B. Mgmt Split 99% For 1% Withheld Split
Ogden, IV
1f. Election of Class I Trustee: Philip R. Mgmt Split 99% For 1% Withheld Split
McLoughlin
1g. Election of Class I Trustee: Alan Rappaport Mgmt Split 99% For 1% Withheld Split
1h. Election of Class III Trustee: Brian T. Mgmt Split 99% For 1% Withheld Split
Zino
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI CONV & INC FD Agenda Number: 935699150
--------------------------------------------------------------------------------------------------------------------------
Security: 92838X102
Meeting Type: Special
Meeting Date: 10-Nov-2022
Ticker: NCV
ISIN: US92838X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the new Subadvisory Agreement Mgmt Split 91% For 3% Against 6% AbstainSplit
by and among each Fund, Virtus Investment
Advisers, Inc. and Voya Investment
Management Co. LLC.
2. To consider and vote upon such other Mgmt Split 68% For 25% Against 7% AbstainSplit
matters, including adjournments, as may
properly come before the Meeting or any
adjournments thereof.
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI CONV & INC FD Agenda Number: 935699150
--------------------------------------------------------------------------------------------------------------------------
Security: 92838X706
Meeting Type: Special
Meeting Date: 10-Nov-2022
Ticker: NCVPRA
ISIN: US92838X7066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the new Subadvisory Agreement Mgmt Split 94% For 3% Against 3% AbstainSplit
by and among each Fund, Virtus Investment
Advisers, Inc. and Voya Investment
Management Co. LLC.
2. To consider and vote upon such other Mgmt Split 82% For 14% Against 4% AbstainSplit
matters, including adjournments, as may
properly come before the Meeting or any
adjournments thereof.
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI CONV & INC FD Agenda Number: 935837104
--------------------------------------------------------------------------------------------------------------------------
Security: 92838X706
Meeting Type: Annual
Meeting Date: 22-May-2023
Ticker: NCVPRA
ISIN: US92838X7066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3a. Election of Class I Trustee: Geraldine M. Mgmt Split 98% For 2% Withheld Split
McNamara
3b. Election of Class II Trustee: George R. Mgmt Split 98% For 2% Withheld Split
Aylward
3c. Election of Class II Trustee: Sarah E. Mgmt Split 97% For 3% Withheld Split
Cogan
3d. Election of Class II Trustee: R. Keith Mgmt Split 98% For 2% Withheld Split
Walton
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI CONV & INM 2024 TRGT TRM COM Agenda Number: 935699150
--------------------------------------------------------------------------------------------------------------------------
Security: 92838R105
Meeting Type: Special
Meeting Date: 10-Nov-2022
Ticker: CBH
ISIN: US92838R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the new Subadvisory Agreement Mgmt Split 95% For 1% Against 4% AbstainSplit
by and among each Fund, Virtus Investment
Advisers, Inc. and Voya Investment
Management Co. LLC.
2. To consider and vote upon such other Mgmt Split 51% For 45% Against 4% AbstainSplit
matters, including adjournments, as may
properly come before the Meeting or any
adjournments thereof.
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI CONV & INM 2024 TRGT TRM COM Agenda Number: 935837091
--------------------------------------------------------------------------------------------------------------------------
Security: 92838R105
Meeting Type: Annual
Meeting Date: 22-May-2023
Ticker: CBH
ISIN: US92838R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2a. Election of Class III Trustee: George R. Mgmt Split 98% For 2% Withheld Split
Aylward
2b. Election of Class III Trustee: Sarah E. Mgmt Split 99% For 1% Withheld Split
Cogan
2c. Election of Class III Trustee: Deborah A. Mgmt Split 99% For 1% Withheld Split
DeCotis
--------------------------------------------------------------------------------------------------------------------------
APOLLO TACTICAL INCOME FUND INC. Agenda Number: 935847422
--------------------------------------------------------------------------------------------------------------------------
Security: 037638103
Meeting Type: Annual
Meeting Date: 09-Jun-2023
Ticker: AIF
ISIN: US0376381036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert L. Borden Mgmt Split 90% For 9% Against 1% AbstainSplit
1b. Election of Director: Meredith Coffey Mgmt Split 92% For 7% Against 1% AbstainSplit
2. To consider and ratify the appointment of Mgmt Split 99% For 1% Abstain Split
Deloitte & Touche LLP as the Fund's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
BARINGS BDC, INC. Agenda Number: 935787183
--------------------------------------------------------------------------------------------------------------------------
Security: 06759L103
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: BBDC
ISIN: US06759L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director who will Mgmt Split 79% For 19% Against 2% AbstainSplit
serve until 2026 Annual Meeting: Steve
Byers
1b. Election of Class II Director who will Mgmt Split 79% For 18% Against 3% AbstainSplit
serve until 2026 Annual Meeting: Valerie
Lancaster-Beal
1c. Election of Class II Director who will Mgmt Split 79% For 19% Against 2% AbstainSplit
serve until 2026 Annual Meeting: John A.
Switzer
2. To authorize the Company, with subsequent Mgmt Split 78% For 19% Against 3% AbstainSplit
approval of its Board of Directors, to
issue and sell shares of its common stock
at a price below its then current net asset
value per share in one or more offerings,
subject to certain limitations (including,
without limitation, that the number of
shares does not exceed 30% of its then
outstanding common stock immediately prior
to each such offering).
--------------------------------------------------------------------------------------------------------------------------
BARINGS GBL SHORT DURATION H/Y FUND Agenda Number: 935685872
--------------------------------------------------------------------------------------------------------------------------
Security: 06760L100
Meeting Type: Annual
Meeting Date: 08-Aug-2022
Ticker: BGH
ISIN: US06760L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David M. Mihalick Mgmt Split 94% For 6% Withheld Split
Dr.Bernard A Harris Jr. Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK Agenda Number: 935675059
--------------------------------------------------------------------------------------------------------------------------
Security: 09260Q108
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: BIGZ
ISIN: US09260Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Fabozzi Mgmt Split 90% For 10% Withheld Split
Robert Fairbairn Mgmt Split 90% For 10% Withheld Split
J. Phillip Holloman Mgmt Split 89% For 11% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CAPITAL ALLOCATION TRUST Agenda Number: 935675059
--------------------------------------------------------------------------------------------------------------------------
Security: 09260U109
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: BCAT
ISIN: US09260U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Fabozzi Mgmt Split 91% For 9% Withheld Split
Robert Fairbairn Mgmt Split 96% For 4% Withheld Split
J. Phillip Holloman Mgmt Split 91% For 9% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CORE BOND TRUST Agenda Number: 935675061
--------------------------------------------------------------------------------------------------------------------------
Security: 09249E101
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: BHK
ISIN: US09249E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia L. Egan Mgmt Split 96% For 4% Withheld Split
Robert Fairbairn Mgmt Split 96% For 4% Withheld Split
Stayce D. Harris Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CREDIT ALLOCATION INCOME TRUST Agenda Number: 935675061
--------------------------------------------------------------------------------------------------------------------------
Security: 092508100
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: BTZ
ISIN: US0925081004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia L. Egan Mgmt Split 96% For 4% Withheld Split
Robert Fairbairn Mgmt Split 96% For 4% Withheld Split
Stayce D. Harris Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK DEBT STRATEGIES FD INC Agenda Number: 935675059
--------------------------------------------------------------------------------------------------------------------------
Security: 09255R202
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: DSU
ISIN: US09255R2022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Fabozzi Mgmt Split 95% For 5% Withheld Split
Robert Fairbairn Mgmt Split 97% For 3% Withheld Split
J. Phillip Holloman Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK ESG CAPITAL ALLOCATION Agenda Number: 935675059
--------------------------------------------------------------------------------------------------------------------------
Security: 09262F100
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: ECAT
ISIN: US09262F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Fabozzi Mgmt Split 75% For 25% Withheld Split
Robert Fairbairn Mgmt Split 80% For 20% Withheld Split
J. Phillip Holloman Mgmt Split 75% For 25% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK FUNDS Agenda Number: 935675061
--------------------------------------------------------------------------------------------------------------------------
Security: 09258G104
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: BST
ISIN: US09258G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia L. Egan Mgmt Split 93% For 7% Withheld Split
Robert Fairbairn Mgmt Split 93% For 7% Withheld Split
Stayce D. Harris Mgmt Split 93% For 7% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKSTONE / GSO SENIOR FLT RATE TERM FD Agenda Number: 935780711
--------------------------------------------------------------------------------------------------------------------------
Security: 09256U105
Meeting Type: Annual
Meeting Date: 19-Apr-2023
Ticker: BSL
ISIN: US09256U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Edward D'Alelio Mgmt Split 95% For 5% Withheld Split
1.2 Election of Trustee: Jane Siebels Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKSTONE FUNDS Agenda Number: 935780709
--------------------------------------------------------------------------------------------------------------------------
Security: 09257D102
Meeting Type: Annual
Meeting Date: 19-Apr-2023
Ticker: BGX
ISIN: US09257D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2.1 Election of Trustee: Jane Siebels Mgmt Split 80% For 20% Withheld Split
2.2 Election of Trustee: Daniel H. Smith, Jr. Mgmt Split 84% For 16% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKSTONE FUNDS Agenda Number: 935780696
--------------------------------------------------------------------------------------------------------------------------
Security: 09257R101
Meeting Type: Annual
Meeting Date: 19-Apr-2023
Ticker: BGB
ISIN: US09257R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3.1 Election of Trustee: Jane Siebels Mgmt Split 89% For 11% Withheld Split
3.2 Election of Trustee: Daniel H. Smith, Jr. Mgmt Split 91% For 9% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BNY MELLON HIGH YIELD STRATEGIES FUND Agenda Number: 935686494
--------------------------------------------------------------------------------------------------------------------------
Security: 09660L105
Meeting Type: Annual
Meeting Date: 16-Aug-2022
Ticker: DHF
ISIN: US09660L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bradley J. Skapyak Mgmt Split 93% For 7% Withheld Split
Roslyn M. Watson Mgmt Split 91% For 9% Withheld Split
Benaree Pratt Wiley Mgmt Split 91% For 9% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BNY MELLON HIGH YIELD STRATEGIES FUND Agenda Number: 935707325
--------------------------------------------------------------------------------------------------------------------------
Security: 09660L105
Meeting Type: Special
Meeting Date: 14-Dec-2022
Ticker: DHF
ISIN: US09660L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a sub-investment advisory Mgmt Split 82% For 6% Against 12% AbstainSplit
agreement between BNY Mellon Investment
Adviser, Inc., on behalf of the Fund, and
Alcentra NY, LLC.
--------------------------------------------------------------------------------------------------------------------------
BRANDYWINEGLOBAL-GLOBAL INCOME OPP FD Agenda Number: 935780874
--------------------------------------------------------------------------------------------------------------------------
Security: 10537L104
Meeting Type: Annual
Meeting Date: 14-Apr-2023
Ticker: BWG
ISIN: US10537L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt Split 93% For 6% Against 1% AbstainSplit
until the 2026 Annual Meeting: Nisha Kumar
1.2 Election of Class II Director to serve Mgmt Split 93% For 6% Against 1% AbstainSplit
until the 2026 Annual Meeting: Jane Trust
2. To ratify the selection of Mgmt Split 99% For 1% Abstain Split
PricewaterhouseCoopers LLP as the Fund's
independent registered public accountants
for the fiscal year ending October 31,
2023.
--------------------------------------------------------------------------------------------------------------------------
CALAMOS INVESTMENTS Agenda Number: 935869795
--------------------------------------------------------------------------------------------------------------------------
Security: 12812C106
Meeting Type: Annual
Meeting Date: 20-Jun-2023
Ticker: CPZ
ISIN: US12812C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John P. Calamos, Sr. Mgmt Split 95% For 5% Withheld Split
William R. Rybak Mgmt Split 94% For 6% Withheld Split
Christopher M. Toub Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
CC NEUBERGER PRINCIPAL HOLDINGS II Agenda Number: 935686901
--------------------------------------------------------------------------------------------------------------------------
Security: G3166T103
Meeting Type: Special
Meeting Date: 19-Jul-2022
Ticker: PRPB
ISIN: KYG3166T1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Domestication Merger Proposal - To consider Mgmt For For
and vote upon a proposal by special
resolution to approve CCNB merging with and
into Vector Domestication Merger Sub, LLC
("Domestication Merger Sub") in accordance
with Section 18-209 of the DLLCA and
ceasing to exist in the Cayman Islands in
accordance with Part XVI the Companies Act,
with Domestication Merger Sub surviving the
merger as a wholly-owned direct subsidiary
of New CCNB (the "Domestication Merger"),
and all outstanding securities of CCNB
...(due to space limits, see proxy material
for full proposal).
2. Business Combination Proposal - To consider Mgmt For For
and vote upon a proposal to approve the
Business Combination Agreement, dated
December 9, 2021 (the "Business Combination
Agreement"), by and among CCNB, New CCNB,
Domestication Merger Sub, Vector Merger Sub
1, LLC, a Delaware limited liability
company and a wholly- owned subsidiary of
CCNB ("G Merger Sub 1"), Vector Merger Sub
2, LLC, a Delaware limited liability
company and a wholly-owned subsidiary of
CCNB ("G Merger Sub 2"), Griffey Global
Holdings, ...(due to space limits, see
proxy material for full proposal).
3. Adjournment Proposal - To consider and vote Mgmt For For
upon a proposal to approve the adjournment
of the Shareholders Meeting to a later date
or dates, if necessary, to permit further
solicitation and vote of proxies in the
event that there are insufficient votes
for, or otherwise in connection with, the
approval of the Business Combination
Proposal. This proposal will only be
presented at the Shareholders Meeting (i)
to the extent necessary to ensure that any
legally required supplement or ...(due to
space limits, see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
COHEN & STEERS Agenda Number: 935780735
--------------------------------------------------------------------------------------------------------------------------
Security: 19249X108
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: PTA
ISIN: US19249X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael G. Clark Mgmt Split 96% For 4% Withheld Split
Dean A. Junkans Mgmt Split 98% For 2% Withheld Split
Ramona Rogers-Windsor Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE FLOATING-RATE INCOME TRUST Agenda Number: 935763652
--------------------------------------------------------------------------------------------------------------------------
Security: 278279104
Meeting Type: Annual
Meeting Date: 16-Mar-2023
Ticker: EFT
ISIN: US2782791048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. DIRECTOR
Thomas E. Faust Jr. Mgmt Split 98% For 2% Withheld Split
Cynthia E. Frost Mgmt Split 98% For 2% Withheld Split
Scott E. Wennerholm Mgmt Split 97% For 3% Withheld Split
Nancy A. Wiser Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ETRACS 2X LEVERAGED FED SIGNAL Agenda Number: 935688979
--------------------------------------------------------------------------------------------------------------------------
Security: 246107106
Meeting Type: Annual
Meeting Date: 10-Aug-2022
Ticker: IVH
ISIN: US2461071068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
H. Jeffrey Dobbs Mgmt Split 74% For 26% Withheld Split
F. A. Sevilla-Sacasa Mgmt Split 74% For 26% Withheld Split
Christianna Wood Mgmt Split 80% For 20% Withheld Split
Joseph W. Chow Mgmt Split 79% For 21% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ETRACS 2X LEVERAGED FED SIGNAL Agenda Number: 935718998
--------------------------------------------------------------------------------------------------------------------------
Security: 246107106
Meeting Type: Special
Meeting Date: 09-Nov-2022
Ticker: IVH
ISIN: US2461071068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an Agreement and Plan of Mgmt Split 77% For 20% Against 3% AbstainSplit
Reorganization providing for the transfer
of all of the assets of Delaware Ivy High
Income Opportunities Fund ("IVH") to abrdn
Income Credit Strategies Fund (the
"Acquiring Fund") in exchange solely for
newly issued common shares of beneficial
interest of the Acquiring Fund and the
assumption by the Acquiring Fund of all or
substantially all liabilities of IVH and
the distribution of common shares of
beneficial interest of the Acquiring Fund
to the shareholders of IVH and complete
liquidation of IVH.
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST ADVISORS Agenda Number: 935781434
--------------------------------------------------------------------------------------------------------------------------
Security: 33738C103
Meeting Type: Annual
Meeting Date: 17-Apr-2023
Ticker: FIF
ISIN: US33738C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Trustee for a Mgmt Split 82% For 18% Withheld Split
three-year term: Denise M. Keefe
1.2 Election of Class I Trustee for a Mgmt Split 81% For 19% Withheld Split
three-year term: Robert F. Keith
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST ADVISORS Agenda Number: 935781434
--------------------------------------------------------------------------------------------------------------------------
Security: 33739M100
Meeting Type: Annual
Meeting Date: 17-Apr-2023
Ticker: FPL
ISIN: US33739M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Trustee for a Mgmt Split 84% For 16% Withheld Split
three-year term: Denise M. Keefe
1.2 Election of Class I Trustee for a Mgmt Split 83% For 17% Withheld Split
three-year term: Robert F. Keith
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST DYNAMIC EUROPE Agenda Number: 935776356
--------------------------------------------------------------------------------------------------------------------------
Security: 33740D107
Meeting Type: Annual
Meeting Date: 03-Apr-2023
Ticker: FDEU
ISIN: US33740D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Trustee for a three Mgmt No vote
year term: Denise M. Keefe
1b. Election of Class I Trustee for a three Mgmt No vote
year term: Robert F. Keith
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST HY OPPORTUNITIES 2027 TERM Agenda Number: 935701044
--------------------------------------------------------------------------------------------------------------------------
Security: 33741Q107
Meeting Type: Annual
Meeting Date: 19-Sep-2022
Ticker: FTHY
ISIN: US33741Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Trustee for a Mgmt Split 96% For 4% Withheld Split
three-year term: James A. Bowen
1.2 Election of Class III Trustee for a Mgmt Split 96% For 4% Withheld Split
three-year term: Robert F. Keith
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN TEMPLETON LTD DURATION INC TR Agenda Number: 935702248
--------------------------------------------------------------------------------------------------------------------------
Security: 35472T101
Meeting Type: Annual
Meeting Date: 04-Oct-2022
Ticker: FTF
ISIN: US35472T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Trustee: Harris J. Ashton Mgmt Split 93% For 7% Withheld Split
1b. Election of Trustee: Edith E. Holiday Mgmt Split 93% For 7% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
GOLUB CAPITAL BDC, INC. Agenda Number: 935752623
--------------------------------------------------------------------------------------------------------------------------
Security: 38173M102
Meeting Type: Annual
Meeting Date: 07-Feb-2023
Ticker: GBDC
ISIN: US38173M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director of the Company Mgmt Split 80% For 20% Against Split
who will each serve for a term expiring in
2026: David B. Golub
1b. Election of Class I Director of the Company Mgmt Split 75% For 25% Against Split
who will each serve for a term expiring in
2026: Anita J. Rival
2. To ratify the selection of Ernst & Young Mgmt Split 97% For 2% Against 1% AbstainSplit
LLP to serve as the Company's independent
registered public accounting firm for the
fiscal year ending September 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
GORES TECHNOLOGY PARTNERS II, INC. Agenda Number: 935744436
--------------------------------------------------------------------------------------------------------------------------
Security: 38287L107
Meeting Type: Special
Meeting Date: 15-Dec-2022
Ticker: GTPB
ISIN: US38287L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To amend the Company's Amended and Restated Mgmt For For
Certificate of Incorporation (the
"Charter") by adopting an amendment to the
Charter in the form set forth in Annex A of
the proxy statement (the "Charter
Amendment") to accelerate the date by which
the Company must cease all operations,
except for the purpose of winding up, if it
fails to complete a merger, capital stock
exchange, asset acquisition, stock
purchase, reorganization or similar
business combination with one or more
businesses, from ...(due to space
limits,see proxy material for full
proposal).
2. To amend the Investment Management Trust Mgmt For For
Agreement, dated March 16, 2021 (the "Trust
Agreement"), by and between the Company and
Computershare Trust Company, N.A., as
trustee ("Computershare"), pursuant to an
amendment to the Trust Agreement in the
form set forth in Annex B of the proxy
statement, to change the date on which
Computershare must commence liquidation of
the trust account established in connection
with the Company's initial public offering
to the Amended Termination Date (the "Trust
Amendment Proposal").
3. To allow the chairman of the Special Mgmt For For
Meeting to adjourn the Special Meeting to a
later date or dates, if necessary, for the
absence of a quorum, to solicit additional
proxies from Company stockholders to
approve the Charter Amendment Proposal
and/or the Trust Amendment Proposal or to
ensure that any supplement or amendment to
the accompanying proxy statement/prospectus
is timely provided to Company stockholders.
--------------------------------------------------------------------------------------------------------------------------
INTELSAT S.A. Agenda Number: 935878491
--------------------------------------------------------------------------------------------------------------------------
Security: L5217E120
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker:
ISIN: LU2445093128
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Approval of the statutory stand-alone Mgmt For For
financial statements
3. Approval of the consolidated financial Mgmt For For
statements
4. Approval of discharge (quitus) to directors Mgmt For For
for proper performance of their duties
5. Approval of carry forward of net results Mgmt For For
6. Confirmation of David Wajsgras (co-opted) Mgmt For For
as director
7. Confirmation of David Mack (co-opted) as Mgmt For For
director
8a. Re-election of Director: Roy Chestnutt Mgmt For For
8b. Re-election of Director: Lisa Hammitt Mgmt For For
8c. Re-election of Director: David Mack Mgmt For For
8d. Re-election of Director: Marc Montagner Mgmt For For
8e. Re-election of Director: Easwaran Sundaram Mgmt For For
8f. Re-election of Director: David Wajsgras Mgmt For For
8g. Re-election of Director: Jinhy Yoon Mgmt For For
9. Ratification of directors' remuneration for Mgmt For For
2022
10. Approval of directors' remuneration for Mgmt For For
2023
11. Approval of re-appointment of KPMG Audit Mgmt For For
S.a r.l. as approved statutory auditor
12. Approval of share repurchases and treasury Mgmt For For
share holdings, pursuant to and in line
with Article 9 of the articles of
association of the Company (relating to
communication laws)
--------------------------------------------------------------------------------------------------------------------------
INVESCO SENIOR INCOME TRUST Agenda Number: 935687725
--------------------------------------------------------------------------------------------------------------------------
Security: 46131H107
Meeting Type: Annual
Meeting Date: 08-Aug-2022
Ticker: VVR
ISIN: US46131H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia Hostetler Mgmt Split 95% For 5% Withheld Split
Eli Jones Mgmt Split 95% For 5% Withheld Split
Ann Barnett Stern Mgmt Split 95% For 5% Withheld Split
Daniel S. Vandivort Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
LONGVIEW ACQUISITION CORP II Agenda Number: 935739308
--------------------------------------------------------------------------------------------------------------------------
Security: 54319Q113
Meeting Type: Special
Meeting Date: 14-Dec-2022
Ticker: LGVWS
ISIN: US54319Q1132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Charter Amendment Proposal: Amend the Mgmt For For
Company's amended and restated certificate
of incorporation to extend the date that
the Company has to consummate a business
combination from March 23, 2023 to
September 23, 2023 or such earlier date
determined by the Company's board of
directors (the "Board') and publicly
announced by the Company.
2. Trust Amendment Proposal: Amend the Mgmt For For
Company's Investment Trust Management
Agreement, dated March 18, 2021 (the "Trust
Agreement"), by and between the Company and
Continental Stock Transfer & Trust Company,
a New York limited purpose trust company,
as trustee ("ContinentaI") to change the
date that Continental must commence
liquidation of the trust account to the
earliest of (i) the Company's completion of
an initial business combination, (ii)
September 23, 2023, and (iii) such earlier
date determined by the Board.
3. Adjournment Proposal: Adjourn the Mgmt For For
Stockholder Meeting to a later date or
dates, if necessary, to permit further
solicitation and vote of proxies in the
event that there are insufficient votes
for, or otherwise in connection with, the
approval of Proposal l and/or Proposal 2,
if the Board determines before the
Stockholder Meeting that it is not
necessary or no longer desirable to proceed
with Proposal 1 and/or Proposal 2, or if
otherwise determined by the chairperson of
the Stockholder Meeting to be necessary or
appropriate.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY EMER MKTS DEBT FUND, INC. Agenda Number: 935868248
--------------------------------------------------------------------------------------------------------------------------
Security: 61744H105
Meeting Type: Annual
Meeting Date: 22-Jun-2023
Ticker: MSD
ISIN: US61744H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frances L. Cashman Mgmt Split 96% For 4% Withheld Split
Kathleen A. Dennis Mgmt Split 96% For 4% Withheld Split
Joseph J. Kearns Mgmt Split 87% For 13% Withheld Split
Patricia A. Maleski Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NEUBERGER BERMAN HI/YLD STRATEGY Agenda Number: 935699681
--------------------------------------------------------------------------------------------------------------------------
Security: 64128C106
Meeting Type: Annual
Meeting Date: 16-Sep-2022
Ticker: NHS
ISIN: US64128C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Michael J. Mgmt Split 92% For 8% Withheld Split
Cosgrove
1b. Election of Class II Director: Deborah C. Mgmt Split 92% For 8% Withheld Split
McLean
--------------------------------------------------------------------------------------------------------------------------
NUVEEN AMT FREE QUALITY MUNI INC FD Agenda Number: 935686470
--------------------------------------------------------------------------------------------------------------------------
Security: 670657105
Meeting Type: Annual
Meeting Date: 05-Aug-2022
Ticker: NEA
ISIN: US6706571055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Judith M. Stockdale Mgmt Split 94% For 6% Withheld Split
Carole E. Stone Mgmt Split 94% For 6% Withheld Split
Margaret L. Wolff Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN CORE PLUS IMPACT FUND Agenda Number: 935816679
--------------------------------------------------------------------------------------------------------------------------
Security: 67080D103
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: NPCT
ISIN: US67080D1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. DIRECTOR
Robert L. Young* Mgmt For For
Amy B.R. Lancellotta** Mgmt For For
John K. Nelson** Mgmt For For
Terence J. Toth** Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN FUNDS Agenda Number: 935816693
--------------------------------------------------------------------------------------------------------------------------
Security: 67079F101
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: JHAA
ISIN: US67079F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Robert L. Young* Mgmt Split 90% For 10% Withheld Split
Amy B.R. Lancellotta** Mgmt Split 90% For 10% Withheld Split
John K. Nelson** Mgmt Split 90% For 10% Withheld Split
Terence J. Toth** Mgmt Split 90% For 10% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 935816679
--------------------------------------------------------------------------------------------------------------------------
Security: 67073D102
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: JQC
ISIN: US67073D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. DIRECTOR
Robert L. Young* Mgmt Split 82% For 18% Withheld Split
Amy B.R. Lancellotta** Mgmt Split 91% For 9% Withheld Split
John K. Nelson** Mgmt Split 81% For 19% Withheld Split
Terence J. Toth** Mgmt Split 91% For 9% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERRED AND INC SECURITIES FD Agenda Number: 935816679
--------------------------------------------------------------------------------------------------------------------------
Security: 67072C105
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: JPS
ISIN: US67072C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. DIRECTOR
Robert L. Young* Mgmt For For
Amy B.R. Lancellotta** Mgmt For For
John K. Nelson** Mgmt For For
Terence J. Toth** Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERRED AND INCOME TERM FUND Agenda Number: 935816693
--------------------------------------------------------------------------------------------------------------------------
Security: 67075A106
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: JPI
ISIN: US67075A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Robert L. Young* Mgmt Split 94% For 6% Withheld Split
Amy B.R. Lancellotta** Mgmt Split 95% For 5% Withheld Split
John K. Nelson** Mgmt Split 94% For 6% Withheld Split
Terence J. Toth** Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN QUALITY MUNICIPAL INCOME FUND Agenda Number: 935686470
--------------------------------------------------------------------------------------------------------------------------
Security: 67066V101
Meeting Type: Annual
Meeting Date: 05-Aug-2022
Ticker: NAD
ISIN: US67066V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Judith M. Stockdale Mgmt Split 96% For 4% Withheld Split
Carole E. Stone Mgmt Split 96% For 4% Withheld Split
Margaret L. Wolff Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN SENIOR INCOME FUND Agenda Number: 935816718
--------------------------------------------------------------------------------------------------------------------------
Security: 67067Y104
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: NSL
ISIN: US67067Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an Agreement and Plan of Merger Mgmt For For
pursuant to which Nuveen Senior Income Fund
(a "Target Fund") would be merged with and
into NFRIF Merger Sub, LLC, a Massachusetts
limited liability company and wholly-owned
subsidiary of Nuveen Floating Rate Income
Fund (the "Acquiring Fund"), with the
issued and outstanding common and preferred
shares of the Target Fund being converted
into newly issued common and preferred
shares of the Acquiring Fund.
3. DIRECTOR
Robert L. Young* Mgmt For For
Amy B. R. Lancellotta# Mgmt For For
John K. Nelson# Mgmt For For
Terence J. Toth# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN SENIOR INCOME FUND Agenda Number: 935866612
--------------------------------------------------------------------------------------------------------------------------
Security: 67067Y104
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: NSL
ISIN: US67067Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an Agreement and Plan of Merger Mgmt For For
pursuant to which Nuveen Senior Income Fund
(a "Target Fund") would be merged with and
into NFRIF Merger Sub, LLC, a Massachusetts
limited liability company and wholly-owned
subsidiary of Nuveen Floating Rate Income
Fund (the "Acquiring Fund"), with the
issued and outstanding common and preferred
shares of the Target Fund being converted
into newly issued common and preferred
shares of the Acquiring Fund.
3. DIRECTOR
Robert L. Young* Mgmt For For
Amy B. R. Lancellotta# Mgmt For For
John K. Nelson# Mgmt For For
Terence J. Toth# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN VARIABLE RATE PREFERRED & INCOME Agenda Number: 935816679
--------------------------------------------------------------------------------------------------------------------------
Security: 67080R102
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: NPFD
ISIN: US67080R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. DIRECTOR
Robert L. Young* Mgmt For For
Amy B.R. Lancellotta** Mgmt For For
John K. Nelson** Mgmt For For
Terence J. Toth** Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PGIM INVESTMENTS Agenda Number: 935765579
--------------------------------------------------------------------------------------------------------------------------
Security: 69346H100
Meeting Type: Annual
Meeting Date: 29-Mar-2023
Ticker: ISD
ISIN: US69346H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Kevin J. Mgmt Split 85% For 14% Against 1% AbstainSplit
Bannon
1.2 Election of Class II Director: Keith F. Mgmt Split 85% For 14% Against 1% AbstainSplit
Hartstein
1.3 Election of Class II Director: Grace C. Mgmt Split 95% For 4% Against 1% AbstainSplit
Torres
2. Ratify the appointment of Mgmt Split 98% For 1% Against 1% AbstainSplit
PricewaterhouseCoopers LLP as the Fund's
independent registered public accountant
for the fiscal year ending July 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
PGIM INVESTMENTS Agenda Number: 935765581
--------------------------------------------------------------------------------------------------------------------------
Security: 69346J106
Meeting Type: Annual
Meeting Date: 29-Mar-2023
Ticker: GHY
ISIN: US69346J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Kevin J. Mgmt Split 85% For 14% Against 1% AbstainSplit
Bannon
1.2 Election of Class II Director: Keith F. Mgmt Split 85% For 14% Against 1% AbstainSplit
Hartstein
1.3 Election of Class II Director: Grace C. Mgmt Split 91% For 8% Against 1% AbstainSplit
Torres
2. Ratify the appointment of Mgmt Split 99% For 1% Abstain Split
PricewaterhouseCoopers LLP as the Fund's
independent registered public accountant
for the fiscal year ending July 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
PGIM SHORT DURATION HIGH YIELD OPP Agenda Number: 935765593
--------------------------------------------------------------------------------------------------------------------------
Security: 69355J104
Meeting Type: Annual
Meeting Date: 29-Mar-2023
Ticker: SDHY
ISIN: US69355J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Trustee: Kevin J. Mgmt Split 89% For 10% Against 1% AbstainSplit
Bannon
1.2 Election of Class II Trustee: Keith F. Mgmt Split 84% For 15% Against 1% AbstainSplit
Hartstein
1.3 Election of Class II Trustee: Grace C. Mgmt Split 84% For 15% Against 1% AbstainSplit
Torres
--------------------------------------------------------------------------------------------------------------------------
PIMCO ACCESS INCOME FUND Agenda Number: 935795851
--------------------------------------------------------------------------------------------------------------------------
Security: 72203T100
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: PAXS
ISIN: US72203T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Kathleen McCartney Mgmt Split 98% For 2% Withheld *
1.2 Election of Trustee: Deborah DeCotis Mgmt Split 98% For 2% Withheld *
1.3 Election of Trustee: David Fisher Mgmt Split 98% For 2% Withheld *
1.4 Election of Trustee: Joseph B. Kittredge, Mgmt Split 98% For 2% Withheld *
Jr.
--------------------------------------------------------------------------------------------------------------------------
PIMCO CLOSED-END FUNDS Agenda Number: 935795801
--------------------------------------------------------------------------------------------------------------------------
Security: 69355M107
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: PDO
ISIN: US69355M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Kathleen McCartney Mgmt Split 97% For 3% Withheld Split
1.2 Election of Trustee: Sarah E. Cogan Mgmt Split 97% For 3% Withheld Split
1.3 Election of Trustee: E. Grace Vandecruze Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO DYNAMIC INCOME FUND Agenda Number: 935880395
--------------------------------------------------------------------------------------------------------------------------
Security: 72201Y101
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: PDI
ISIN: US72201Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Kathleen A. McCartney Mgmt Split 96% For 4% Withheld Split
1.2 Election of Trustee: E. Grace Vandecruze Mgmt Split 96% For 4% Withheld Split
1.3 Election of Trustee: Joseph B. Kittredge, Mgmt Split 96% For 4% Withheld Split
Jr.
1.4 Election of Trustee: David Fisher Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO FLOATING RATE INCOME FUND Agenda Number: 935880408
--------------------------------------------------------------------------------------------------------------------------
Security: 72201H108
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: PFL
ISIN: US72201H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Kathleen A. McCartney Mgmt Split 92% For 8% Withheld *
1.2 Election of Trustee: Libby D. Cantrill Mgmt Split 93% For 7% Withheld *
1.3 Election of Trustee: Sarah E. Cogan Mgmt Split 93% For 7% Withheld *
--------------------------------------------------------------------------------------------------------------------------
PIMCO FLOATING RATE STRATEGY FUND Agenda Number: 935880410
--------------------------------------------------------------------------------------------------------------------------
Security: 72201J104
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: PFN
ISIN: US72201J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Kathleen A. McCartney Mgmt Split 90% For 10% Withheld *
1.2 Election of Trustee: Libby D. Cantrill Mgmt Split 92% For 8% Withheld *
1.3 Election of Trustee: E. Grace Vandecruze Mgmt Split 92% For 8% Withheld *
--------------------------------------------------------------------------------------------------------------------------
PIMCO HIGH INCOME FUND Agenda Number: 935880371
--------------------------------------------------------------------------------------------------------------------------
Security: 722014107
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: PHK
ISIN: US7220141078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Kathleen A. McCartney Mgmt Split 92% For 8% Withheld Split
1.2 Election of Trustee: E. Grace Vandecruze Mgmt Split 92% For 8% Withheld Split
1.3 Election of Trustee: David Fisher Mgmt Split 93% For 7% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
SPECIAL OPPORTUNITIES FUND, INC Agenda Number: 935737392
--------------------------------------------------------------------------------------------------------------------------
Security: 84741T104
Meeting Type: Annual
Meeting Date: 14-Dec-2022
Ticker: SPE
ISIN: US84741T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mr. Andrew Dakos Mgmt Split 91% For 9% Withheld Split
Mr. Ben Harris Mgmt Split 96% For 4% Withheld Split
Mr. Gerald Hellerman Mgmt Split 91% For 9% Withheld Split
Mr. Charles Walden Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
TISHMAN SPEYER INNOVATION CORP. II Agenda Number: 935734916
--------------------------------------------------------------------------------------------------------------------------
Security: 88825H100
Meeting Type: Special
Meeting Date: 29-Nov-2022
Ticker: TSIB
ISIN: US88825H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of an amendment to the Company's Mgmt For For
amended and restated Certificate of
Incorporation (the "Charter") to change the
termination date of the business
combination requirement from February 17,
2023 to November 30, 2022.
2. Approval of an amendment to the Charter Mgmt For For
eliminating the prohibition on redemption
of Class A common stock by the Company,
when such redemption would result in the
Company having net tangible assets of less
than $5,000,001.
3. Approval of an amendment to the Investment Mgmt For For
Management Trust Agreement between the
Company and Continental Stock Transfer &
Trust Company ("Continental") to change the
date on which Continental must commence
liquidation of the trust to November 30,
2022.
4. Adjournment of the special meeting of Mgmt For For
stockholders to a later date if necessary
or appropriate.
--------------------------------------------------------------------------------------------------------------------------
VAN KAMPEN FUNDS Agenda Number: 935687725
--------------------------------------------------------------------------------------------------------------------------
Security: 46131M106
Meeting Type: Annual
Meeting Date: 08-Aug-2022
Ticker: VGM
ISIN: US46131M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia Hostetler Mgmt Split 91% For 9% Withheld Split
Eli Jones Mgmt Split 91% For 9% Withheld Split
Ann Barnett Stern Mgmt Split 91% For 9% Withheld Split
Daniel S. Vandivort Mgmt Split 93% For 7% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
VIRTUS GLOBAL DIVIDEND AND INCOME FUND I Agenda Number: 935837178
--------------------------------------------------------------------------------------------------------------------------
Security: 92835W107
Meeting Type: Annual
Meeting Date: 22-May-2023
Ticker: ZTR
ISIN: US92835W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
10a Election of Class III Director: Connie D. Mgmt For *
McDaniel
10b Election of Class III Director: Geraldine Mgmt For *
M. McNamara
10c Election of Class III Director: R. Keith Mgmt For *
Walton
10d Election of Class III Director: Brian T. Mgmt For *
Zino
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET DIVERSIFIED INCOME FUND Agenda Number: 935780886
--------------------------------------------------------------------------------------------------------------------------
Security: 95790K109
Meeting Type: Annual
Meeting Date: 14-Apr-2023
Ticker: WDI
ISIN: US95790K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt Split 90% For 9% Against 1% AbstainSplit
until the 2026 Annual Meeting: Paolo M.
Cucchi
1.2 Election of Class II Director to serve Mgmt Split 90% For 9% Against 1% AbstainSplit
until the 2026 Annual Meeting: Eileen A.
Kamerick
2. To ratify the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit
PricewaterhouseCoopers LLP as the Fund's
independent registered public accountants
for the fiscal year ending December 31,
2023.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET EMERGING MKTS DEBT FD INC. Agenda Number: 935713241
--------------------------------------------------------------------------------------------------------------------------
Security: 95766A101
Meeting Type: Annual
Meeting Date: 21-Oct-2022
Ticker: EMD
ISIN: US95766A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt Split 97% For 2% Against 1% AbstainSplit
until the 2025 Annual Meeting: William R.
Hutchinson
1.2 Election of Class II Director to serve Mgmt Split 97% For 2% Against 1% AbstainSplit
until the 2025 Annual Meeting: Nisha Kumar
1.3 Election of Class II Director to serve Mgmt Split 97% For 2% Against 1% AbstainSplit
until the 2025 Annual Meeting: Jane Trust
2. To ratify the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit
PricewaterhouseCoopers LLP as the Fund's
independent registered public accountants
for the fiscal year ending December 31,
2022.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET HIGH INC OPP FD INC. Agenda Number: 935780812
--------------------------------------------------------------------------------------------------------------------------
Security: 95766K109
Meeting Type: Annual
Meeting Date: 14-Apr-2023
Ticker: HIO
ISIN: US95766K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve until Mgmt Split 96% For 3% Against 1% AbstainSplit
the 2026 Annual Meeting: Robert D. Agdern
1.2 Election of Class I Director to serve until Mgmt Split 96% For 3% Against 1% AbstainSplit
the 2026 Annual Meeting: Carol L. Colman
1.3 Election of Class I Director to serve until Mgmt Split 88% For 11% Against 1% AbstainSplit
the 2026 Annual Meeting: Daniel P. Cronin
2. To ratify the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit
PricewaterhouseCoopers LLP as the Fund's
independent registered public accountants
for the fiscal year ending September 30,
2023.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET/CLAYMORE LINKED OPP & INC Agenda Number: 935829955
--------------------------------------------------------------------------------------------------------------------------
Security: 95766R104
Meeting Type: Annual
Meeting Date: 19-May-2023
Ticker: WIW
ISIN: US95766R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan B. Kerley Mgmt Split 88% For 12% Withheld Split
Michael Larson Mgmt Split 88% For 12% Withheld Split
Ronald L. Olson Mgmt Split 90% For 10% Withheld Split
Avedick B. Poladian Mgmt Split 88% For 12% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
XAI OCTAGON FUNDS Agenda Number: 935868325
--------------------------------------------------------------------------------------------------------------------------
Security: 98400T205
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: XFLTPR
ISIN: US98400T2050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Trustee to serve Mgmt Split 33% For 47% Against 20% AbstainSplit
until the 2026 annual meeting: Scott Craven
Jones
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) RiverNorth Funds
By (Signature) /s/ Patrick W. Galley
Name Patrick W. Galley
Title Chief Executive Officer
Date 08/17/2023