UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21948
NAME OF REGISTRANT: Cohen & Steers Closed-End
Opportunity Fund, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 280 Park Avenue
10th Floor
New York, NY 10017
NAME AND ADDRESS OF AGENT FOR SERVICE: Dana A. DeVivo
280 Park Avenue
10th Floor
New York, NY 10017
REGISTRANT'S TELEPHONE NUMBER: 212-832-3232
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2022 - 06/30/2023
Cohen & Steers Closed-End Opportunity Fund, Inc.
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ABERDEEN FUNDS Agenda Number: 935847472
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Security: 00326L100
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: AOD
ISIN: US00326L1008
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Trustee for a Mgmt Split 83% For 17% Withheld Split
three-year term until the 2026 Annual
Meeting: Nancy Yao Maasbach
1.2 Election of Class III Trustee for a Mgmt Split 89% For 11% Withheld Split
three-year term until the 2026 Annual
Meeting: Stephen Bird
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ADAMS DIVERSIFIED EQUITY FUND, INC. Agenda Number: 935767775
--------------------------------------------------------------------------------------------------------------------------
Security: 006212104
Meeting Type: Annual
Meeting Date: 20-Apr-2023
Ticker: ADX
ISIN: US0062121043
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Dale Mgmt Split 91% For 9% Withheld Split
Frederic A. Escherich Mgmt Split 89% For 11% Withheld Split
James P. Haynie Mgmt Split 91% For 9% Withheld Split
Mary C. Jammet Mgmt Split 89% For 11% Withheld Split
Lauriann C. Kloppenburg Mgmt Split 89% For 11% Withheld Split
Jane Musser Nelson Mgmt Split 91% For 9% Withheld Split
Mark E. Stoeckle Mgmt Split 89% For 11% Withheld Split
2. Ratification of the selection of Mgmt Split 92% For 7% Against 1% AbstainSplit
PricewaterhouseCoopers LLP as independent
public auditors.
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ADAMS NATURAL RESOURCES FUND, INC. Agenda Number: 935767787
--------------------------------------------------------------------------------------------------------------------------
Security: 00548F105
Meeting Type: Annual
Meeting Date: 20-Apr-2023
Ticker: PEO
ISIN: US00548F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Dale Mgmt Split 97% For 3% Withheld Split
Frederic A. Escherich Mgmt Split 97% For 3% Withheld Split
James P. Haynie Mgmt Split 97% For 3% Withheld Split
Mary C. Jammet Mgmt Split 97% For 3% Withheld Split
Lauriann C. Kloppenburg Mgmt Split 97% For 3% Withheld Split
Jane Musser Nelson Mgmt Split 97% For 3% Withheld Split
Mark E. Stoeckle Mgmt Split 97% For 3% Withheld Split
2. Ratification of the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit
PricewaterhouseCoopers LLP as independent
public auditors.
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ GLOBAL INVESTORS Agenda Number: 935673649
--------------------------------------------------------------------------------------------------------------------------
Security: 92841M101
Meeting Type: Annual
Meeting Date: 12-Jul-2022
Ticker: NIE
ISIN: US92841M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1u. Election of Class III Trustee: George R. Mgmt Split 96% For 4% Withheld *
Aylward
1v. Election of Class III Trustee: Sarah E. Mgmt Split 92% For 8% Withheld *
Cogan
1w. Election of Class III Trustee: Deborah A. Mgmt Split 92% For 8% Withheld *
DeCotis
1x. Election of Class I Trustee: Brian T. Zino Mgmt Split 95% For 5% Withheld *
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ GLOBAL INVESTORS Agenda Number: 935699150
--------------------------------------------------------------------------------------------------------------------------
Security: 92841M101
Meeting Type: Special
Meeting Date: 10-Nov-2022
Ticker: NIE
ISIN: US92841M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the new Subadvisory Agreement Mgmt Split 91% For 3% Against 6% AbstainSplit
by and among each Fund, Virtus Investment
Advisers, Inc. and Voya Investment
Management Co. LLC.
2. To consider and vote upon such other Mgmt Split 59% For 34% Against 7% AbstainSplit
matters, including adjournments, as may
properly come before the Meeting or any
adjournments thereof.
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ GLOBAL INVESTORS Agenda Number: 935837142
--------------------------------------------------------------------------------------------------------------------------
Security: 92841M101
Meeting Type: Annual
Meeting Date: 22-May-2023
Ticker: NIE
ISIN: US92841M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
7a. Election of Class I Trustee: Geraldine M. Mgmt Split 97% For 3% Withheld *
McNamara
7b. Election of Class I Trustee: R. Keith Mgmt Split 97% For 3% Withheld *
Walton
7c. Election of Class I Trustee: Brian T. Zino Mgmt Split 97% For 3% Withheld *
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ALLIANZGI CONV & INC FD Agenda Number: 935673598
--------------------------------------------------------------------------------------------------------------------------
Security: 92838X102
Meeting Type: Annual
Meeting Date: 12-Jul-2022
Ticker: NCV
ISIN: US92838X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1e. Election of Class I Trustee: William B. Mgmt Split 94% For 6% Withheld Split
Ogden, IV
1g. Election of Class I Trustee: Alan Rappaport Mgmt Split 94% For 6% Withheld Split
1h. Election of Class III Trustee: Brian T. Mgmt Split 95% For 5% Withheld Split
Zino
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI CONV & INCOME FD II Agenda Number: 935673613
--------------------------------------------------------------------------------------------------------------------------
Security: 92838U108
Meeting Type: Annual
Meeting Date: 12-Jul-2022
Ticker: NCZ
ISIN: US92838U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1j. Election of Class I Trustee: William B. Mgmt Split 88% For 12% Withheld *
Ogden, IV
1k. Election of Class I Trustee: Alan Rappaport Mgmt Split 88% For 12% Withheld *
1l. Election of Class I Trustee: Brian T. Zino Mgmt Split 95% For 5% Withheld *
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI CONV & INCOME FD II Agenda Number: 935699150
--------------------------------------------------------------------------------------------------------------------------
Security: 92838U108
Meeting Type: Special
Meeting Date: 10-Nov-2022
Ticker: NCZ
ISIN: US92838U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the new Subadvisory Agreement Mgmt Split 92% For 4% Against 4% AbstainSplit
by and among each Fund, Virtus Investment
Advisers, Inc. and Voya Investment
Management Co. LLC.
2. To consider and vote upon such other Mgmt Split 58% For 37% Against 5% AbstainSplit
matters, including adjournments, as may
properly come before the Meeting or any
adjournments thereof.
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APOLLO TACTICAL INCOME FUND INC. Agenda Number: 935847422
--------------------------------------------------------------------------------------------------------------------------
Security: 037638103
Meeting Type: Annual
Meeting Date: 09-Jun-2023
Ticker: AIF
ISIN: US0376381036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert L. Borden Mgmt Split 90% For 9% Against 1% AbstainSplit
1b. Election of Director: Meredith Coffey Mgmt Split 92% For 7% Against 1% AbstainSplit
2. To consider and ratify the appointment of Mgmt Split 99% For 1% Abstain Split
Deloitte & Touche LLP as the Fund's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
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ARES DYNAMIC CREDIT ALLOCATION FUND Agenda Number: 935806818
--------------------------------------------------------------------------------------------------------------------------
Security: 04014F102
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: ARDC
ISIN: US04014F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve for a Mgmt Split 95% For 5% Withheld Split
term expiring in 2026 Annual Meeting: Bruce
H. Spector
--------------------------------------------------------------------------------------------------------------------------
BAILLIE GIFFORD US GROWTH TRUST PLC Agenda Number: 715979146
--------------------------------------------------------------------------------------------------------------------------
Security: G077C0107
Meeting Type: AGM
Meeting Date: 16-Sep-2022
Ticker:
ISIN: GB00BDFGHW41
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION POLICY Mgmt For For
3 APPROVE REMUNERATION REPORT Mgmt For For
4 RE-ELECT TOM BURNET AS DIRECTOR Mgmt For For
5 RE-ELECT SUE INGLIS AS DIRECTOR Mgmt For For
6 RE-ELECT GRAHAM PATERSON AS DIRECTOR Mgmt For For
7 RE-ELECT CHRIS VAN DER KUYL AS DIRECTOR Mgmt For For
8 RE-ELECT RACHAEL PALMER AS DIRECTOR Mgmt For For
9 REAPPOINT KPMG LLP AS AUDITORS Mgmt For For
10 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
11 AUTHORISE ISSUE OF EQUITY Mgmt For For
12 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
13 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
--------------------------------------------------------------------------------------------------------------------------
BARINGS GBL SHORT DURATION H/Y FUND Agenda Number: 935685872
--------------------------------------------------------------------------------------------------------------------------
Security: 06760L100
Meeting Type: Annual
Meeting Date: 08-Aug-2022
Ticker: BGH
ISIN: US06760L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David M. Mihalick Mgmt Split 94% For 6% Withheld Split
Dr.Bernard A Harris Jr. Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935785418
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 06-May-2023
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt Split 90% For 10% Withheld Split
Charles T. Munger Mgmt Split 86% For 14% Withheld Split
Gregory E. Abel Mgmt Split 86% For 14% Withheld Split
Howard G. Buffett Mgmt Split 85% For 15% Withheld Split
Susan A. Buffett Mgmt Split 86% For 14% Withheld Split
Stephen B. Burke Mgmt Split 70% For 30% Withheld Split
Kenneth I. Chenault Mgmt Split 71% For 29% Withheld Split
Christopher C. Davis Mgmt Split 90% For 10% Withheld Split
Susan L. Decker Mgmt Split 48% For 52% Withheld Split
Charlotte Guyman Mgmt Split 48% For 52% Withheld Split
Ajit Jain Mgmt Split 86% For 14% Withheld Split
Thomas S. Murphy, Jr. Mgmt Split 94% For 6% Withheld Split
Ronald L. Olson Mgmt Split 85% For 15% Withheld Split
Wallace R. Weitz Mgmt Split 91% For 9% Withheld Split
Meryl B. Witmer Mgmt Split 91% For 9% Withheld Split
2. Non-binding resolution to approve the Mgmt Split 70% For 30% Against Split
compensation of the Company's Named
Executive Officers, as described in the
2023 Proxy Statement.
3. Non-binding resolution to determine the Mgmt Split 80% 1 Year 1% 2 Years 19% 3 YearsSplit
frequency (whether annual, biennial or
triennial) with which shareholders of the
Company shall be entitled to have an
advisory vote on executive compensation.
4. Shareholder proposal regarding how the Shr Split 69% For 24% Against 7% AbstainSplit
Company manages physical and transitional
climate related risks and opportunities.
5. Shareholder proposal regarding how climate Shr Split 56% For 37% Against 7% AbstainSplit
related risks are being governed by the
Company.
6. Shareholder proposal regarding how the Shr Split 50% For 43% Against 7% AbstainSplit
Company intends to measure, disclose and
reduce GHG emissions associated with its
underwriting, insuring and investment
activities.
7. Shareholder proposal regarding the Shr Split 39% For 54% Against 7% AbstainSplit
reporting on the effectiveness of the
Corporation's diversity, equity and
inclusion efforts.
8. Shareholder proposal regarding the adoption Shr Split 31% For 68% Against 1% AbstainSplit
of a policy requiring that two separate
people hold the offices of the Chairman and
the CEO.
9. Shareholder proposal requesting that the Shr Split 1% For 98% Against 1% AbstainSplit
Company avoid supporting or taking a public
policy position on controversial social and
political issues.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CAPITAL ALLOCATION TRUST Agenda Number: 935675059
--------------------------------------------------------------------------------------------------------------------------
Security: 09260U109
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: BCAT
ISIN: US09260U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Fabozzi Mgmt Split 91% For 9% Withheld Split
Robert Fairbairn Mgmt Split 96% For 4% Withheld Split
J. Phillip Holloman Mgmt Split 91% For 9% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CORPORATE HIGH YIELD FD VI INC Agenda Number: 935675059
--------------------------------------------------------------------------------------------------------------------------
Security: 09255P107
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: HYT
ISIN: US09255P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Fabozzi Mgmt Split 96% For 4% Withheld Split
Robert Fairbairn Mgmt Split 97% For 3% Withheld Split
J. Phillip Holloman Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK DEBT STRATEGIES FD INC Agenda Number: 935675059
--------------------------------------------------------------------------------------------------------------------------
Security: 09255R202
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: DSU
ISIN: US09255R2022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Fabozzi Mgmt Split 95% For 5% Withheld Split
Robert Fairbairn Mgmt Split 97% For 3% Withheld Split
J. Phillip Holloman Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK ENHANCED CAPITAL & INCOME FUND Agenda Number: 935675059
--------------------------------------------------------------------------------------------------------------------------
Security: 09256A109
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: CII
ISIN: US09256A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Fabozzi Mgmt Split 96% For 4% Withheld Split
Robert Fairbairn Mgmt Split 97% For 3% Withheld Split
J. Phillip Holloman Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK ESG CAPITAL ALLOCATION Agenda Number: 935675059
--------------------------------------------------------------------------------------------------------------------------
Security: 09262F100
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: ECAT
ISIN: US09262F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Fabozzi Mgmt Split 75% For 25% Withheld Split
Robert Fairbairn Mgmt Split 80% For 20% Withheld Split
J. Phillip Holloman Mgmt Split 75% For 25% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK FLOATING RATE INCOME TRUST Agenda Number: 935675061
--------------------------------------------------------------------------------------------------------------------------
Security: 091941104
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: BGT
ISIN: US0919411043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia L. Egan Mgmt Split 95% For 5% Withheld Split
Robert Fairbairn Mgmt Split 95% For 5% Withheld Split
Stayce D. Harris Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK FUNDS Agenda Number: 935675061
--------------------------------------------------------------------------------------------------------------------------
Security: 09258G104
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: BST
ISIN: US09258G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia L. Egan Mgmt Split 93% For 7% Withheld Split
Robert Fairbairn Mgmt Split 93% For 7% Withheld Split
Stayce D. Harris Mgmt Split 93% For 7% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK HEALTH SCIENCES Agenda Number: 935675059
--------------------------------------------------------------------------------------------------------------------------
Security: 09260E105
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: BMEZ
ISIN: US09260E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Fabozzi Mgmt Split 96% For 4% Withheld Split
Robert Fairbairn Mgmt Split 96% For 4% Withheld Split
J. Phillip Holloman Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK LTD DURATION INCOME TR Agenda Number: 935675061
--------------------------------------------------------------------------------------------------------------------------
Security: 09249W101
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: BLW
ISIN: US09249W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia L. Egan Mgmt Split 97% For 3% Withheld Split
Robert Fairbairn Mgmt Split 97% For 3% Withheld Split
Stayce D. Harris Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS FUND, INC Agenda Number: 935675061
--------------------------------------------------------------------------------------------------------------------------
Security: 09253N104
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: MHD
ISIN: US09253N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia L. Egan Mgmt Split 57% For 43% Withheld Split
Robert Fairbairn Mgmt Split 58% For 42% Withheld Split
Stayce D. Harris Mgmt Split 57% For 43% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INSD FD II INC Agenda Number: 935675061
--------------------------------------------------------------------------------------------------------------------------
Security: 09254C107
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: MUE
ISIN: US09254C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia L. Egan Mgmt Split 42% For 58% Withheld Split
Robert Fairbairn Mgmt Split 42% For 58% Withheld Split
Stayce D. Harris Mgmt Split 42% For 58% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIVEST FUND INC Agenda Number: 935675061
--------------------------------------------------------------------------------------------------------------------------
Security: 09253R105
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: MVF
ISIN: US09253R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia L. Egan Mgmt Split 64% For 36% Withheld Split
Robert Fairbairn Mgmt Split 64% For 36% Withheld Split
Stayce D. Harris Mgmt Split 64% For 36% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIYIELD INSURED FUND Agenda Number: 935675061
--------------------------------------------------------------------------------------------------------------------------
Security: 09254E103
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: MYI
ISIN: US09254E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia L. Egan Mgmt Split 45% For 55% Withheld Split
Robert Fairbairn Mgmt Split 45% For 55% Withheld Split
Stayce D. Harris Mgmt Split 45% For 55% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND Agenda Number: 935675061
--------------------------------------------------------------------------------------------------------------------------
Security: 09254F100
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: MQY
ISIN: US09254F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia L. Egan Mgmt Split 53% For 47% Withheld Split
Robert Fairbairn Mgmt Split 53% For 47% Withheld Split
Stayce D. Harris Mgmt Split 53% For 47% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND II Agenda Number: 935675061
--------------------------------------------------------------------------------------------------------------------------
Security: 09254G108
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: MQT
ISIN: US09254G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia L. Egan Mgmt Split 51% For 49% Withheld Split
Robert Fairbairn Mgmt Split 51% For 49% Withheld Split
Stayce D. Harris Mgmt Split 53% For 47% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKSTONE FUNDS Agenda Number: 935780709
--------------------------------------------------------------------------------------------------------------------------
Security: 09257D102
Meeting Type: Annual
Meeting Date: 19-Apr-2023
Ticker: BGX
ISIN: US09257D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2.1 Election of Trustee: Jane Siebels Mgmt Split 80% For 20% Withheld Split
2.2 Election of Trustee: Daniel H. Smith, Jr. Mgmt Split 84% For 16% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BOULDER GROWTH & INCOME FUND, INC. Agenda Number: 935724662
--------------------------------------------------------------------------------------------------------------------------
Security: 101507101
Meeting Type: Annual
Meeting Date: 17-Nov-2022
Ticker: STEW
ISIN: US1015071012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Dean Jacobson Mgmt Split 92% For 8% Withheld Split
Nicole Murphey Mgmt Split 93% For 7% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
CBRE CLARION GLOBAL REAL ESTATE INC FD Agenda Number: 935709444
--------------------------------------------------------------------------------------------------------------------------
Security: 12504G100
Meeting Type: Annual
Meeting Date: 11-Oct-2022
Ticker: IGR
ISIN: US12504G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John R. Bartholdson Mgmt Split 92% For 8% Withheld Split
Leslie E. Greis Mgmt Split 93% For 7% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
DNP SELECT INCOME FUND, INC. Agenda Number: 935758182
--------------------------------------------------------------------------------------------------------------------------
Security: 23325P104
Meeting Type: Annual
Meeting Date: 06-Mar-2023
Ticker: DNP
ISIN: US23325P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a1 Election of Director: Mareile B. Cusack Mgmt Split 97% For 3% Withheld Split
1a2 Election of Director: David J. Vitale Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
DOUBLELINE INCOME SOLUTIONS FUND Agenda Number: 935762179
--------------------------------------------------------------------------------------------------------------------------
Security: 258622109
Meeting Type: Annual
Meeting Date: 24-Feb-2023
Ticker: DSL
ISIN: US2586221093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Trustee: John C. Salter Mgmt Split 56% For 44% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
DOUBLELINE MUTUAL FUNDS Agenda Number: 935762181
--------------------------------------------------------------------------------------------------------------------------
Security: 25862D105
Meeting Type: Annual
Meeting Date: 24-Feb-2023
Ticker: DLY
ISIN: US25862D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Trustee: John C. Mgmt Split 28% For 72% Withheld Split
Salter
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE FLOATING-RATE INCOME TRUST Agenda Number: 935763652
--------------------------------------------------------------------------------------------------------------------------
Security: 278279104
Meeting Type: Annual
Meeting Date: 16-Mar-2023
Ticker: EFT
ISIN: US2782791048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. DIRECTOR
Thomas E. Faust Jr. Mgmt Split 98% For 2% Withheld Split
Cynthia E. Frost Mgmt Split 98% For 2% Withheld Split
Scott E. Wennerholm Mgmt Split 97% For 3% Withheld Split
Nancy A. Wiser Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE RISK-MGD DIV EQTY INCM FD Agenda Number: 935771370
--------------------------------------------------------------------------------------------------------------------------
Security: 27829G106
Meeting Type: Annual
Meeting Date: 12-Apr-2023
Ticker: ETJ
ISIN: US27829G1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. DIRECTOR
Thomas E. Faust Jr. Mgmt Split 95% For 5% Withheld Split
Cynthia E. Frost Mgmt Split 94% For 6% Withheld Split
Keith Quinton Mgmt Split 95% For 5% Withheld Split
Scott E. Wennerholm Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE SENIOR FLOATING-RATE TRUST Agenda Number: 935682751
--------------------------------------------------------------------------------------------------------------------------
Security: 27828Q105
Meeting Type: Annual
Meeting Date: 11-Aug-2022
Ticker: EFR
ISIN: US27828Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) DIRECTOR
Cynthia E. Frost Mgmt Split 96% For 4% Withheld Split
Valerie A. Mosley Mgmt Split 95% For 5% Withheld Split
Scott E. Wennerholm Mgmt Split 96% For 4% Withheld Split
Nancy A. Wiser Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED DIV INCOME FD Agenda Number: 935683549
--------------------------------------------------------------------------------------------------------------------------
Security: 27828G107
Meeting Type: Annual
Meeting Date: 11-Aug-2022
Ticker: EVT
ISIN: US27828G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1b) DIRECTOR
Cynthia E. Frost Mgmt Split 97% For 3% Withheld Split
Valerie A. Mosley Mgmt Split 97% For 3% Withheld Split
Susan J. Sutherland Mgmt Split 97% For 3% Withheld Split
Nancy A. Wiser Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED GLOBAL DIV FD Agenda Number: 935683551
--------------------------------------------------------------------------------------------------------------------------
Security: 27828S101
Meeting Type: Annual
Meeting Date: 11-Aug-2022
Ticker: ETG
ISIN: US27828S1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c) DIRECTOR
Cynthia E. Frost Mgmt Split 97% For 3% Withheld Split
Valerie A. Mosley Mgmt Split 97% For 3% Withheld Split
Scott E. Wennerholm Mgmt Split 97% For 3% Withheld Split
Nancy A. Wiser Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-MANGD GLB DIV EQ INC FD Agenda Number: 935684034
--------------------------------------------------------------------------------------------------------------------------
Security: 27829F108
Meeting Type: Annual
Meeting Date: 11-Aug-2022
Ticker: EXG
ISIN: US27829F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1d) DIRECTOR
Thomas E. Faust Jr. Mgmt Split 98% For 2% Withheld Split
Cynthia E. Frost Mgmt Split 98% For 2% Withheld Split
Scott E. Wennerholm Mgmt Split 98% For 2% Withheld Split
Nancy A. Wiser Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EV TAX-MANAGED DIVERSIFIED EQUITY INCOME Agenda Number: 935683563
--------------------------------------------------------------------------------------------------------------------------
Security: 27828N102
Meeting Type: Annual
Meeting Date: 11-Aug-2022
Ticker: ETY
ISIN: US27828N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1d) DIRECTOR
Thomas E. Faust Jr. Mgmt Split 98% For 2% Withheld Split
Cynthia E. Frost Mgmt Split 98% For 2% Withheld Split
Scott E. Wennerholm Mgmt Split 98% For 2% Withheld Split
Nancy A. Wiser Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST Agenda Number: 935781434
--------------------------------------------------------------------------------------------------------------------------
Security: 33738G104
Meeting Type: Annual
Meeting Date: 17-Apr-2023
Ticker: FEN
ISIN: US33738G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Trustee for a Mgmt Split 94% For 6% Withheld Split
three-year term: Denise M. Keefe
1.2 Election of Class I Trustee for a Mgmt Split 94% For 6% Withheld Split
three-year term: Robert F. Keith
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST ADVISORS Agenda Number: 935781434
--------------------------------------------------------------------------------------------------------------------------
Security: 33738C103
Meeting Type: Annual
Meeting Date: 17-Apr-2023
Ticker: FIF
ISIN: US33738C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Trustee for a Mgmt Split 82% For 18% Withheld Split
three-year term: Denise M. Keefe
1.2 Election of Class I Trustee for a Mgmt Split 81% For 19% Withheld Split
three-year term: Robert F. Keith
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST ADVISORS Agenda Number: 935781434
--------------------------------------------------------------------------------------------------------------------------
Security: 33739B104
Meeting Type: Annual
Meeting Date: 17-Apr-2023
Ticker: FEI
ISIN: US33739B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Trustee for a Mgmt Split 89% For 11% Withheld Split
three-year term: Denise M. Keefe
1.2 Election of Class I Trustee for a Mgmt Split 87% For 13% Withheld Split
three-year term: Robert F. Keith
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST ADVISORS Agenda Number: 935781434
--------------------------------------------------------------------------------------------------------------------------
Security: 33739M100
Meeting Type: Annual
Meeting Date: 17-Apr-2023
Ticker: FPL
ISIN: US33739M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Trustee for a Mgmt Split 84% For 16% Withheld Split
three-year term: Denise M. Keefe
1.2 Election of Class I Trustee for a Mgmt Split 83% For 17% Withheld Split
three-year term: Robert F. Keith
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST INTERMEDIATE Agenda Number: 935781434
--------------------------------------------------------------------------------------------------------------------------
Security: 33718W103
Meeting Type: Annual
Meeting Date: 17-Apr-2023
Ticker: FPF
ISIN: US33718W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Trustee for a Mgmt Split 96% For 4% Withheld Split
three-year term: Denise M. Keefe
1.2 Election of Class I Trustee for a Mgmt Split 96% For 4% Withheld Split
three-year term: Robert F. Keith
--------------------------------------------------------------------------------------------------------------------------
FLAHERTY & CRUMRINE Agenda Number: 935776750
--------------------------------------------------------------------------------------------------------------------------
Security: 33848W106
Meeting Type: Annual
Meeting Date: 19-Apr-2023
Ticker: DFP
ISIN: US33848W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Karen H. Hogan Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FLAHERTY & CRUMRINE/CLAYMORE PFD SEC INC Agenda Number: 935776736
--------------------------------------------------------------------------------------------------------------------------
Security: 338478100
Meeting Type: Annual
Meeting Date: 19-Apr-2023
Ticker: FFC
ISIN: US3384781007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: David Gale Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST Agenda Number: 935810374
--------------------------------------------------------------------------------------------------------------------------
Security: 36242H104
Meeting Type: Annual
Meeting Date: 22-May-2023
Ticker: GDV
ISIN: US36242H1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Fahrenkopf,Jr. Mgmt Split 40% For 60% Withheld Split
Anthonie C. van Ekris Mgmt Split 40% For 60% Withheld Split
Salvatore J. Zizza Mgmt Split 40% For 60% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS COMPANY, INC. Agenda Number: 935769717
--------------------------------------------------------------------------------------------------------------------------
Security: 368802104
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: GAM
ISIN: US3688021043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mr. Berens Mgmt Split 82% For 18% Withheld Split
Mr. Davidson Mgmt Split 82% For 18% Withheld Split
Ms. Del Villar Mgmt Split 83% For 17% Withheld Split
Mr. Gordan Mgmt Split 80% For 20% Withheld Split
Ms. Gotbaum Mgmt Split 81% For 19% Withheld Split
Ms. Lynch Mgmt Split 83% For 17% Withheld Split
Mr. Priest Mgmt Split 82% For 18% Withheld Split
Ms. Sachs Mgmt Split 83% For 17% Withheld Split
2. Ratification of the selection of Ernst & Mgmt Split 89% For 11% Against Split
Young LLP as auditors.
--------------------------------------------------------------------------------------------------------------------------
GUGGENHEIM ACTIVE ALLOCATION FUND Agenda Number: 935781270
--------------------------------------------------------------------------------------------------------------------------
Security: 40170T106
Meeting Type: Annual
Meeting Date: 06-Apr-2023
Ticker: GUG
ISIN: US40170T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Trustee to serve until Mgmt Split 90% For 9% Against 1% AbstainSplit
2026 annual meeting or until a successor is
elected and qualified: Randall C. Barnes
1b. Election of Class I Trustee to serve until Mgmt Split 90% For 9% Against 1% AbstainSplit
2026 annual meeting or until a successor is
elected and qualified: Angela Brock-Kyle
--------------------------------------------------------------------------------------------------------------------------
GUGGENHEIM FUNDS Agenda Number: 935781268
--------------------------------------------------------------------------------------------------------------------------
Security: 40167F101
Meeting Type: Annual
Meeting Date: 06-Apr-2023
Ticker: GOF
ISIN: US40167F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Trustee to serve until Mgmt Split 96% For 2% Against 2% AbstainSplit
2025 annual meeting or until a successor is
elected and qualified: Thomas F. Lydon Jr.
1b. Election of Class II Trustee to serve until Mgmt Split 96% For 2% Against 2% AbstainSplit
2025 annual meeting or until a successor is
elected and qualified: Ronald A. Nyberg
1c. Election of Class II Trustee to serve until Mgmt Split 95% For 3% Against 2% AbstainSplit
2025 annual meeting or until a successor is
elected and qualified: Sandra G. Sponem
1d. Election of Class II Trustee to serve until Mgmt Split 96% For 2% Against 2% AbstainSplit
2025 annual meeting or until a successor is
elected and qualified: Ronald E. Toupin,
Jr.
--------------------------------------------------------------------------------------------------------------------------
HIPGNOSIS SONGS FUND LIMITED Agenda Number: 715959497
--------------------------------------------------------------------------------------------------------------------------
Security: G4497R113
Meeting Type: AGM
Meeting Date: 21-Sep-2022
Ticker:
ISIN: GG00BFYT9H72
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE ANNUAL REPORT AND Mgmt For For
AUDITED FINANCIAL STATEMENTS OF THE COMPANY
FOR THE YEAR ENDED 31 MARCH 2022 (THE
"ANNUAL REPORT")
2 THAT THE DIRECTORS' REMUNERATION FOR THE Mgmt For For
PERIOD ENDED 31 MARCH 2022 AS PROVIDED ON
PAGE 110 OF THE ANNUAL REPORT BE APPROVED
3 THAT THE COMPANY'S REMUNERATION POLICY AS Mgmt For For
PUBLISHED ON THE COMPANY'S WEBSITE
(WWW.HIPGNOSISSONGS.COM/COMPANY-POLICIES)
BE APPROVED FOR A PERIOD OF 3 YEARS, UNLESS
VARIED AT AN EARLIER DATE
4 THAT PURSUANT TO ARTICLE 25.1 OF THE Mgmt For For
ARTICLES, AS SUPPLEMENTED BY AN ORDINARY
RESOLUTION OF THE SHAREHOLDERS DATED 8
SEPTEMBER 2020, THE MAXIMUM AGGREGATE
AMOUNT OF FEES TO BE PAID TO THE DIRECTORS
BE INCREASED FROM GBP 500,000 PER ANNUM TO
GBP 550,000 PER ANNUM
5 TO RE-APPOINT PRICEWATERHOUSECOOPERS CI Mgmt For For
LLP, WHO HAVE INDICATED THEIR WILLINGNESS
TO CONTINUE IN OFFICE, AS AUDITOR OF THE
COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY IN 2023
6 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF PRICEWATERHOUSECOOPERS CI
LLP
7 TO RE-ELECT ANDREW SUTCH, RETIRING IN Mgmt For For
ACCORDANCE WITH THE COMPANY'S ARTICLES OF
INCORPORATION (THE "ARTICLES"), AS A
DIRECTOR OF THE COMPANY
8 TO RE-ELECT ANDREW WILKINSON, RETIRING IN Mgmt For For
ACCORDANCE WITH THE ARTICLES, AS A DIRECTOR
OF THE COMPANY
9 TO RE-ELECT SIMON HOLDEN, RETIRING IN Mgmt For For
ACCORDANCE WITH THE ARTICLES, AS A DIRECTOR
OF THE COMPANY
10 TO RE-ELECT PAUL BURGER, RETIRING IN Mgmt For For
ACCORDANCE WITH THE ARTICLES, AS A DIRECTOR
OF THE COMPANY
11 TO RE-ELECT SYLVIA COLEMAN, RETIRING IN Mgmt For For
ACCORDANCE WITH THE ARTICLES, AS A DIRECTOR
OF THE COMPANY
12 TO RE-ELECT VANIA SCHLOGEL, RETIRING IN Mgmt For For
ACCORDANCE WITH THE ARTICLES, AS A DIRECTOR
OF THE COMPANY
13 THAT THE COMPANY'S DIVIDEND POLICY BE Mgmt For For
APPROVED
14 THAT THE DIRECTORS BE AND ARE HEREBY Mgmt For For
AUTHORISED, PURSUANT TO ARTICLE 5.8 OF THE
ARTICLES, TO ALLOT AND ISSUE OR MAKE OFFERS
OR AGREEMENTS TO ALLOT AND ISSUE, GRANT
RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY
SECURITIES INTO ORDINARY SHARES (INCLUDING
BY WAY OF SALE OF ORDINARY SHARES FROM
TREASURY) ("RELEVANT SECURITIES") FOR CASH
UP TO THE AGGREGATE NUMBER OF 60,560,714
ORDINARY SHARES (REPRESENTING 5 PER CENT.
OF THE ORDINARY SHARES IN ISSUE AS AT THE
DATE OF THIS DOCUMENT (EXCLUDING ANY
ORDINARY SHARES HELD IN TREASURY AND AFTER
GIVING EFFECT TO THE EXERCISE OF ANY
WARRANTS, OPTIONS OR OTHER CONVERTIBLE
SECURITIES OUTSTANDING AS AT SUCH DATE)) AS
IF ARTICLE 5.1 OF THE ARTICLES DID NOT
APPLY TO ANY SUCH ALLOTMENT AND ISSUE, SUCH
AUTHORITY TO EXPIRE ON THE DATE WHICH IS 15
MONTHS FROM THE DATE OF THE PASSING OF THIS
RESOLUTION OR, IF EARLIER, AT THE END OF
THE ANNUAL GENERAL MEETING OF THE COMPANY
TO BE HELD IN 2023 (UNLESS PREVIOUSLY
RENEWED, REVOKED OR VARIED BY THE COMPANY
BY A SPECIAL RESOLUTION) SAVE THAT THE
COMPANY MAY, BEFORE SUCH EXPIRY, MAKE AN
OFFER OR AGREEMENT WHICH WOULD OR MIGHT
REQUIRE RELEVANT SECURITIES TO BE ALLOTTED
AND ISSUED AFTER SUCH EXPIRY AND THE
DIRECTORS MAY ALLOT AND ISSUE RELEVANT
SECURITIES IN PURSUANCE OF SUCH AN OFFER OR
AGREEMENT AS IF THE AUTHORITY CONFERRED BY
THIS RESOLUTION HAD NOT EXPIRED
15 THAT THE COMPANY, IN ACCORDANCE WITH Mgmt For For
SECTION 315 OF THE COMPANIES (GUERNSEY) LAW
2008 AS AMENDED (THE "LAW"), BE APPROVED TO
MAKE MARKET ACQUISITIONS (AS DEFINED IN
SECTION 316 OF THE LAW), OF ITS ORDINARY
SHARES EITHER FOR RETENTION AS TREASURY
SHARES, INSOFAR AS PERMITTED BY THE LAW, OR
CANCELLATION, PROVIDED THAT:- (I) THE
MAXIMUM NUMBER OF SHARES AUTHORISED TO BE
PURCHASED IN THE MARKET IS UP TO 14.99 PER
CENT. OF THE ORDINARY SHARES IN ISSUE
(EXCLUDING TREASURY SHARES IN ISSUE) AS AT
THE TIME IMMEDIATELY FOLLOWING THE PASSING
OF THIS RESOLUTION); (II) THE MINIMUM PRICE
(EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID
FOR AN ORDINARY SHARE IS GBP 0.01; (III)
THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES)
WHICH MAY BE PAID FOR AN ORDINARY SHARE IS
AN AMOUNT EQUAL TO THE HIGHER OF: (I) 5 PER
CENT ABOVE THE AVERAGE OF THE MID-MARKET
VALUES FOR AN ORDINARY SHARE (AS DERIVED
FROM THE REGULATED MARKET ON WHICH THE
REPURCHASE IS CARRIED OUT) FOR THE FIVE
BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY
ON WHICH THAT PURCHASE IS MADE; AND (II)
THE HIGHER OF: (A) THE PRICE OF THE LAST
INDEPENDENT TRADE; OR (B) THE HIGHEST
CURRENT INDEPENDENT BID AT THE TIME OF
PURCHASE, IN EACH CASE ON THE REGULATED
MARKET WHERE THE PURCHASE IS CARRIED OUT;
(IV) SUBJECT TO PARAGRAPH (V), SUCH
AUTHORITY SHALL EXPIRE AT THE ANNUAL
GENERAL MEETING OF THE COMPANY TO BE HELD
IN 2023 (UNLESS PREVIOUSLY VARIED, REVOKED
OR RENEWED BY THE COMPANY IN GENERAL
MEETING) OR, IF EARLIER, THE DATE FALLING
18 MONTHS FROM THE PASSING OF THIS
RESOLUTION; (V) NOTWITHSTANDING PARAGRAPH
(IV), THE COMPANY MAY MAKE A CONTRACT TO
PURCHASE ITS ORDINARY SHARES PURSUANT TO
THE AUTHORITY HEREBY CONFERRED PRIOR TO THE
EXPIRY OF SUCH AUTHORITY WHICH WILL OR MAY
BE EXECUTED WHOLLY OR PARTLY AFTER THE
EXPIRY OF SUCH AUTHORITY AND MAY MAKE A
PURCHASE OF ITS OWN ORDINARY SHARES IN
PURSUANCE OF ANY SUCH CONTRACT
NOTWITHSTANDING THE AUTHORITY GIVEN BY THIS
RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
INVESCO SENIOR INCOME TRUST Agenda Number: 935687725
--------------------------------------------------------------------------------------------------------------------------
Security: 46131H107
Meeting Type: Annual
Meeting Date: 08-Aug-2022
Ticker: VVR
ISIN: US46131H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia Hostetler Mgmt Split 95% For 5% Withheld Split
Eli Jones Mgmt Split 95% For 5% Withheld Split
Ann Barnett Stern Mgmt Split 95% For 5% Withheld Split
Daniel S. Vandivort Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
JOHN HANCOCK PREFERRED INCOME FUND Agenda Number: 935751330
--------------------------------------------------------------------------------------------------------------------------
Security: 41013W108
Meeting Type: Annual
Meeting Date: 21-Feb-2023
Ticker: HPI
ISIN: US41013W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James R. Boyle Mgmt Split 97% For 3% Withheld Split
William H. Cunningham Mgmt Split 95% For 5% Withheld Split
Grace K. Fey Mgmt Split 95% For 5% Withheld Split
Noni L. Ellison Mgmt Split 96% For 4% Withheld Split
Dean C. Garfield Mgmt Split 96% For 4% Withheld Split
Patricia Lizarraga Mgmt Split 95% For 5% Withheld Split
Paul Lorentz Mgmt Split 97% For 3% Withheld Split
Hassell H. McClellan Mgmt Split 95% For 5% Withheld Split
Gregory A. Russo Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
KKR INCOME OPPORTUNITIES FUND Agenda Number: 935766254
--------------------------------------------------------------------------------------------------------------------------
Security: 48249T106
Meeting Type: Annual
Meeting Date: 22-Mar-2023
Ticker: KIO
ISIN: US48249T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey L. Zlot Mgmt Split 90% For 10% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
LIBERTY ALL-STAR EQUITY FUND Agenda Number: 935685846
--------------------------------------------------------------------------------------------------------------------------
Security: 530158104
Meeting Type: Annual
Meeting Date: 25-Aug-2022
Ticker: USA
ISIN: US5301581048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John J. Neuhauser Mgmt Split 96% For 4% Withheld Split
Milton M. Irvin Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
LIBERTY ALL-STAR GROWTH FUND, INC. Agenda Number: 935685858
--------------------------------------------------------------------------------------------------------------------------
Security: 529900102
Meeting Type: Annual
Meeting Date: 25-Aug-2022
Ticker: ASG
ISIN: US5299001025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. DIRECTOR
George R. Gaspari Mgmt Split 96% For 4% Withheld Split
Edmund J. Burke Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RT Agenda Number: 935684363
--------------------------------------------------------------------------------------------------------------------------
Security: 55608D101
Meeting Type: Annual
Meeting Date: 10-Aug-2022
Ticker: MGU
ISIN: US55608D1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt Split 40% For 60% Withheld Split
until the 2025 Annual Meeting: Thomas W.
Hunersen
--------------------------------------------------------------------------------------------------------------------------
MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RT Agenda Number: 935718962
--------------------------------------------------------------------------------------------------------------------------
Security: 55608D101
Meeting Type: Special
Meeting Date: 09-Nov-2022
Ticker: MGU
ISIN: US55608D1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an Agreement and Plan of Mgmt Split 91% For 7% Against 2% AbstainSplit
Reorganization providing for the transfer
of all of the assets of Macquarie Global
Infrastructure Total Return Fund Inc.
("MGU") to abrdn Global Infrastructure
Income Fund (the "Acquiring Fund") in
exchange solely for newly issued common
shares of beneficial interest of the
Acquiring Fund and the assumption by the
Acquiring Fund of all or substantially all
liabilities of MGU and the distribution of
common shares of beneficial interest of the
Acquiring Fund to the shareholders of MGU
and complete liquidation of MGU.
--------------------------------------------------------------------------------------------------------------------------
MAINSTAY DEFINED TERM Agenda Number: 935693134
--------------------------------------------------------------------------------------------------------------------------
Security: 56064K100
Meeting Type: Annual
Meeting Date: 28-Sep-2022
Ticker: MMD
ISIN: US56064K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan B. Kerley Mgmt Split 98% For 2% Withheld Split
Jacques P. Perold Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN AMT FREE QUALITY MUNI INC FD Agenda Number: 935686470
--------------------------------------------------------------------------------------------------------------------------
Security: 670657105
Meeting Type: Annual
Meeting Date: 05-Aug-2022
Ticker: NEA
ISIN: US6706571055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Judith M. Stockdale Mgmt Split 94% For 6% Withheld Split
Carole E. Stone Mgmt Split 94% For 6% Withheld Split
Margaret L. Wolff Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN AMT-FREE MUNICIPAL CREDIT INC FD Agenda Number: 935686470
--------------------------------------------------------------------------------------------------------------------------
Security: 67071L106
Meeting Type: Annual
Meeting Date: 05-Aug-2022
Ticker: NVG
ISIN: US67071L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Judith M. Stockdale Mgmt Split 95% For 5% Withheld Split
Carole E. Stone Mgmt Split 95% For 5% Withheld Split
Margaret L. Wolff Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN CORE EQUITY ALPHA FUND Agenda Number: 935816693
--------------------------------------------------------------------------------------------------------------------------
Security: 67090X107
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: JCE
ISIN: US67090X1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Robert L. Young* Mgmt Split 95% For 5% Withheld Split
Amy B.R. Lancellotta** Mgmt Split 95% For 5% Withheld Split
John K. Nelson** Mgmt Split 95% For 5% Withheld Split
Terence J. Toth** Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN DYNAMIC Agenda Number: 935686470
--------------------------------------------------------------------------------------------------------------------------
Security: 67079X102
Meeting Type: Annual
Meeting Date: 05-Aug-2022
Ticker: NDMO
ISIN: US67079X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Judith M. Stockdale Mgmt Split 98% For 2% Withheld Split
Carole E. Stone Mgmt Split 98% For 2% Withheld Split
Margaret L. Wolff Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN FUNDS Agenda Number: 935816679
--------------------------------------------------------------------------------------------------------------------------
Security: 670663103
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: NMCO
ISIN: US6706631032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. DIRECTOR
Robert L. Young* Mgmt Split 97% For 3% Withheld Split
Amy B.R. Lancellotta** Mgmt Split 97% For 3% Withheld Split
John K. Nelson** Mgmt Split 96% For 4% Withheld Split
Terence J. Toth** Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN MUNICIPAL CREDIT INCOME FUND Agenda Number: 935686470
--------------------------------------------------------------------------------------------------------------------------
Security: 67070X101
Meeting Type: Annual
Meeting Date: 05-Aug-2022
Ticker: NZF
ISIN: US67070X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Judith M. Stockdale Mgmt Split 94% For 6% Withheld Split
Carole E. Stone Mgmt Split 94% For 6% Withheld Split
Margaret L. Wolff Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN MUNICIPAL VALUE FUND INC Agenda Number: 935686468
--------------------------------------------------------------------------------------------------------------------------
Security: 670928100
Meeting Type: Annual
Meeting Date: 05-Aug-2022
Ticker: NUV
ISIN: US6709281009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1b. DIRECTOR
William C. Hunter Mgmt Split 97% For 3% Withheld Split
Judith M. Stockdale Mgmt Split 97% For 3% Withheld Split
Carole E. Stone Mgmt Split 97% For 3% Withheld Split
Margaret L. Wolff Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 935816679
--------------------------------------------------------------------------------------------------------------------------
Security: 67073D102
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: JQC
ISIN: US67073D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. DIRECTOR
Robert L. Young* Mgmt Split 82% For 18% Withheld Split
Amy B.R. Lancellotta** Mgmt Split 91% For 9% Withheld Split
John K. Nelson** Mgmt Split 81% For 19% Withheld Split
Terence J. Toth** Mgmt Split 91% For 9% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERRED AND INC SECURITIES FD Agenda Number: 935816679
--------------------------------------------------------------------------------------------------------------------------
Security: 67072C105
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: JPS
ISIN: US67072C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. DIRECTOR
Robert L. Young* Mgmt Split 95% For 5% Withheld Split
Amy B.R. Lancellotta** Mgmt Split 96% For 4% Withheld Split
John K. Nelson** Mgmt Split 94% For 6% Withheld Split
Terence J. Toth** Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERRED AND INCOME OPP FD Agenda Number: 935816679
--------------------------------------------------------------------------------------------------------------------------
Security: 67073B106
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: JPC
ISIN: US67073B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. DIRECTOR
Robert L. Young* Mgmt Split 95% For 5% Withheld Split
Amy B.R. Lancellotta** Mgmt Split 95% For 5% Withheld Split
John K. Nelson** Mgmt Split 94% For 6% Withheld Split
Terence J. Toth** Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN QUALITY MUNICIPAL INCOME FUND Agenda Number: 935686470
--------------------------------------------------------------------------------------------------------------------------
Security: 67066V101
Meeting Type: Annual
Meeting Date: 05-Aug-2022
Ticker: NAD
ISIN: US67066V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Judith M. Stockdale Mgmt Split 96% For 4% Withheld Split
Carole E. Stone Mgmt Split 96% For 4% Withheld Split
Margaret L. Wolff Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN REAL ASSET INCOME AND GROWTH FUND Agenda Number: 935816693
--------------------------------------------------------------------------------------------------------------------------
Security: 67074Y105
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: JRI
ISIN: US67074Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Robert L. Young* Mgmt Split 87% For 13% Withheld Split
Amy B.R. Lancellotta** Mgmt Split 92% For 8% Withheld Split
John K. Nelson** Mgmt Split 87% For 13% Withheld Split
Terence J. Toth** Mgmt Split 92% For 8% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN REAL ESTATE INCOME FUND Agenda Number: 935816693
--------------------------------------------------------------------------------------------------------------------------
Security: 67071B108
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: JRS
ISIN: US67071B1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Robert L. Young* Mgmt Split 96% For 4% Withheld Split
Amy B.R. Lancellotta** Mgmt Split 96% For 4% Withheld Split
John K. Nelson** Mgmt Split 96% For 4% Withheld Split
Terence J. Toth** Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PGIM INVESTMENTS Agenda Number: 935765579
--------------------------------------------------------------------------------------------------------------------------
Security: 69346H100
Meeting Type: Annual
Meeting Date: 29-Mar-2023
Ticker: ISD
ISIN: US69346H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Kevin J. Mgmt Split 85% For 14% Against 1% AbstainSplit
Bannon
1.2 Election of Class II Director: Keith F. Mgmt Split 85% For 14% Against 1% AbstainSplit
Hartstein
1.3 Election of Class II Director: Grace C. Mgmt Split 95% For 4% Against 1% AbstainSplit
Torres
2. Ratify the appointment of Mgmt Split 98% For 1% Against 1% AbstainSplit
PricewaterhouseCoopers LLP as the Fund's
independent registered public accountant
for the fiscal year ending July 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
PGIM INVESTMENTS Agenda Number: 935765581
--------------------------------------------------------------------------------------------------------------------------
Security: 69346J106
Meeting Type: Annual
Meeting Date: 29-Mar-2023
Ticker: GHY
ISIN: US69346J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Kevin J. Mgmt Split 85% For 14% Against 1% AbstainSplit
Bannon
1.2 Election of Class II Director: Keith F. Mgmt Split 85% For 14% Against 1% AbstainSplit
Hartstein
1.3 Election of Class II Director: Grace C. Mgmt Split 91% For 8% Against 1% AbstainSplit
Torres
2. Ratify the appointment of Mgmt Split 99% For 1% Abstain Split
PricewaterhouseCoopers LLP as the Fund's
independent registered public accountant
for the fiscal year ending July 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
PGIM SHORT DURATION HIGH YIELD OPP Agenda Number: 935765593
--------------------------------------------------------------------------------------------------------------------------
Security: 69355J104
Meeting Type: Annual
Meeting Date: 29-Mar-2023
Ticker: SDHY
ISIN: US69355J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Trustee: Kevin J. Mgmt Split 89% For 10% Against 1% AbstainSplit
Bannon
1.2 Election of Class II Trustee: Keith F. Mgmt Split 84% For 15% Against 1% AbstainSplit
Hartstein
1.3 Election of Class II Trustee: Grace C. Mgmt Split 84% For 15% Against 1% AbstainSplit
Torres
--------------------------------------------------------------------------------------------------------------------------
PIMCO ACCESS INCOME FUND Agenda Number: 935795851
--------------------------------------------------------------------------------------------------------------------------
Security: 72203T100
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: PAXS
ISIN: US72203T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Kathleen McCartney Mgmt Split 98% For 2% Withheld *
1.2 Election of Trustee: Deborah DeCotis Mgmt Split 98% For 2% Withheld *
1.3 Election of Trustee: David Fisher Mgmt Split 98% For 2% Withheld *
1.4 Election of Trustee: Joseph B. Kittredge, Mgmt Split 98% For 2% Withheld *
Jr.
--------------------------------------------------------------------------------------------------------------------------
PIMCO CLOSED-END FUNDS Agenda Number: 935795801
--------------------------------------------------------------------------------------------------------------------------
Security: 69355M107
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: PDO
ISIN: US69355M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Kathleen McCartney Mgmt Split 97% For 3% Withheld Split
1.2 Election of Trustee: Sarah E. Cogan Mgmt Split 97% For 3% Withheld Split
1.3 Election of Trustee: E. Grace Vandecruze Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO DYNAMIC INCOME FUND Agenda Number: 935880395
--------------------------------------------------------------------------------------------------------------------------
Security: 72201Y101
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: PDI
ISIN: US72201Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Kathleen A. McCartney Mgmt Split 96% For 4% Withheld Split
1.2 Election of Trustee: E. Grace Vandecruze Mgmt Split 96% For 4% Withheld Split
1.3 Election of Trustee: Joseph B. Kittredge, Mgmt Split 96% For 4% Withheld Split
Jr.
1.4 Election of Trustee: David Fisher Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO FUNDS Agenda Number: 935880422
--------------------------------------------------------------------------------------------------------------------------
Security: 69346N107
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: NRGX
ISIN: US69346N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Kathleen A. McCartney Mgmt Split 91% For 9% Withheld *
1.2 Election of Trustee: Libby D. Cantrill Mgmt Split 91% For 9% Withheld *
1.3 Election of Trustee: David Fisher Mgmt Split 91% For 9% Withheld *
1.4 Election of Trustee: Sarah E. Cogan Mgmt Split 87% For 13% Withheld *
--------------------------------------------------------------------------------------------------------------------------
PIMCO HIGH INCOME FUND Agenda Number: 935880371
--------------------------------------------------------------------------------------------------------------------------
Security: 722014107
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: PHK
ISIN: US7220141078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Kathleen A. McCartney Mgmt Split 92% For 8% Withheld Split
1.2 Election of Trustee: E. Grace Vandecruze Mgmt Split 92% For 8% Withheld Split
1.3 Election of Trustee: David Fisher Mgmt Split 93% For 7% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO MUNICIPAL INCOME FUND Agenda Number: 935734500
--------------------------------------------------------------------------------------------------------------------------
Security: 72200R107
Meeting Type: Annual
Meeting Date: 16-Dec-2022
Ticker: PMF
ISIN: US72200R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Deborah DeCotis Mgmt Split 95% For 5% Withheld Split
1.2 Election of Trustee: Kathleen McCartney Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO MUNICIPAL INCOME FUND III Agenda Number: 935734485
--------------------------------------------------------------------------------------------------------------------------
Security: 72201A103
Meeting Type: Annual
Meeting Date: 16-Dec-2022
Ticker: PMX
ISIN: US72201A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Alan Rappaport Mgmt Split 93% For 7% Withheld Split
1.2 Election of Trustee: Kathleen McCartney Mgmt Split 93% For 7% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIONEER DIVERSIFIED HIGH INCOME TRUST Agenda Number: 935697904
--------------------------------------------------------------------------------------------------------------------------
Security: 723653101
Meeting Type: Annual
Meeting Date: 15-Sep-2022
Ticker: HNW
ISIN: US7236531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt Split 90% For 8% Against 2% AbstainSplit
third annual meeting: John E. Baumgardner,
Jr.
1.2 Election of Director to serve until the Mgmt Split 90% For 8% Against 2% AbstainSplit
third annual meeting: Lisa M. Jones
1.3 Election of Director to serve until the Mgmt Split 89% For 8% Against 3% AbstainSplit
third annual meeting: Lorraine H. Monchak
--------------------------------------------------------------------------------------------------------------------------
PIONEER HIGH INCOME TRUST Agenda Number: 935697904
--------------------------------------------------------------------------------------------------------------------------
Security: 72369H106
Meeting Type: Annual
Meeting Date: 15-Sep-2022
Ticker: PHT
ISIN: US72369H1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt Split 93% For 5% Against 2% AbstainSplit
third annual meeting: John E. Baumgardner,
Jr.
1.2 Election of Director to serve until the Mgmt Split 92% For 5% Against 3% AbstainSplit
third annual meeting: Lisa M. Jones
1.3 Election of Director to serve until the Mgmt Split 92% For 5% Against 3% AbstainSplit
third annual meeting: Lorraine H. Monchak
--------------------------------------------------------------------------------------------------------------------------
ROYCE VALUE TRUST, INC. Agenda Number: 935699857
--------------------------------------------------------------------------------------------------------------------------
Security: 780910105
Meeting Type: Annual
Meeting Date: 28-Sep-2022
Ticker: RVT
ISIN: US7809101055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patricia W. Chadwick Mgmt Split 96% For 4% Withheld Split
Arthur S. Mehlman Mgmt Split 96% For 4% Withheld Split
Michael K. Shields Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
TEKLA CAPITAL FUNDS Agenda Number: 935832635
--------------------------------------------------------------------------------------------------------------------------
Security: 87911K100
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: HQL
ISIN: US87911K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen L. Goetz Mgmt Split 95% For 5% Withheld Split
W. Mark Watson Mgmt Split 95% For 5% Withheld Split
2. The ratification or rejection of the Mgmt Split 97% For 2% Against 1% AbstainSplit
selection of Deloitte & Touche LLP as the
independent registered public accountants
of the Fund for the fiscal year ending
September 30, 2023.
3. Take action on a shareholder proposal Mgmt Split 44% For 51% Against 5% AbstainSplit
requesting that the Fund take the steps
necessary to reorganize the Board of
Trustees into one class with each Trustee
subject to election each year, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
TEKLA CAPITAL MANAGEMENT LLC Agenda Number: 935832659
--------------------------------------------------------------------------------------------------------------------------
Security: 879105104
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: THQ
ISIN: US8791051043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey A. Bailey Mgmt Split 97% For 3% Withheld Split
Thomas M. Kent, CPA Mgmt Split 97% For 3% Withheld Split
2. The ratification or rejection of the Mgmt Split 98% For 1% Against 1% AbstainSplit
selection of Deloitte & Touche LLP as the
independent registered public accountants
of the Fund for the fiscal year ending
September 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
TEKLA CAPITAL MANAGEMENT LLC Agenda Number: 935832647
--------------------------------------------------------------------------------------------------------------------------
Security: 87911J103
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: HQH
ISIN: US87911J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey A. Bailey Mgmt Split 96% For 4% Withheld Split
Rakesh K. Jain, Ph.D. Mgmt Split 96% For 4% Withheld Split
2. The ratification or rejection of the Mgmt Split 97% For 2% Against 1% AbstainSplit
selection of Deloitte & Touche LLP as the
independent registered public accountants
of the Fund for the fiscal year ending
September 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
TEMPLETON EMERGING MARKETS INVESTMENT TRUST PLC Agenda Number: 715806684
--------------------------------------------------------------------------------------------------------------------------
Security: G87546258
Meeting Type: AGM
Meeting Date: 14-Jul-2022
Ticker:
ISIN: GB00BKPG0S09
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND Mgmt For For
4.1 RE-ELECT PAUL MANDUCA AS DIRECTOR Mgmt For For
4.2 RE-ELECT CHARLIE RICKETTS AS DIRECTOR Mgmt For For
4.3 RE-ELECT DAVID GRAHAM AS DIRECTOR Mgmt For For
4.4 RE-ELECT SIMON JEFFREYS AS DIRECTOR Mgmt For For
4.5 RE-ELECT MAGDALENE MILLER AS DIRECTOR Mgmt For For
5 REAPPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For
6 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
7 AUTHORISE ISSUE OF EQUITY Mgmt For For
8 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
9 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
10 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS NOTICE
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST INC. Agenda Number: 935810300
--------------------------------------------------------------------------------------------------------------------------
Security: 362397101
Meeting Type: Annual
Meeting Date: 22-May-2023
Ticker: GAB
ISIN: US3623971013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Fahrenkopf, Jr Mgmt Split 81% For 19% Withheld Split
Laura Linehan Mgmt Split 81% For 19% Withheld Split
Salvatore J. Zizza Mgmt Split 81% For 19% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
THORNBURG INVESTMENT INCOME BUILDER OPP Agenda Number: 935766266
--------------------------------------------------------------------------------------------------------------------------
Security: 885213108
Meeting Type: Annual
Meeting Date: 14-Mar-2023
Ticker: TBLD
ISIN: US8852131080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Trustee: Benjamin D. Mgmt Split 88% For 12% Withheld Split
Kirby
1.2 Election of Class I Trustee: Anne W. Mgmt Split 89% For 11% Withheld Split
Kritzmire
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO ADVANTAGE INCOME OPP FUND Agenda Number: 935685860
--------------------------------------------------------------------------------------------------------------------------
Security: 94987B105
Meeting Type: Annual
Meeting Date: 08-Aug-2022
Ticker: EAD
ISIN: US94987B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy J. Penny Mgmt Split 94% For 6% Withheld Split
James G. Polisson Mgmt Split 94% For 6% Withheld Split
Pamela Wheelock Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET DIVERSIFIED INCOME FUND Agenda Number: 935780886
--------------------------------------------------------------------------------------------------------------------------
Security: 95790K109
Meeting Type: Annual
Meeting Date: 14-Apr-2023
Ticker: WDI
ISIN: US95790K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt Split 90% For 9% Against 1% AbstainSplit
until the 2026 Annual Meeting: Paolo M.
Cucchi
1.2 Election of Class II Director to serve Mgmt Split 90% For 9% Against 1% AbstainSplit
until the 2026 Annual Meeting: Eileen A.
Kamerick
2. To ratify the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit
PricewaterhouseCoopers LLP as the Fund's
independent registered public accountants
for the fiscal year ending December 31,
2023.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET GBL HIGH INC FD INC. Agenda Number: 935713188
--------------------------------------------------------------------------------------------------------------------------
Security: 95766B109
Meeting Type: Annual
Meeting Date: 21-Oct-2022
Ticker: EHI
ISIN: US95766B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to serve Mgmt Split 92% For 4% Against 4% AbstainSplit
until the 2025 Annual Meeting: Robert D.
Agdern
1.2 Election of Class III Director to serve Mgmt Split 92% For 4% Against 4% AbstainSplit
until the 2025 Annual Meeting: Eileen A.
Kamerick
2. To ratify the selection of Mgmt Split 95% For 1% Against 4% AbstainSplit
PricewaterhouseCoopers LLP as the Fund's
independent registered public accountants
for the fiscal year ending May 31, 2023.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Cohen & Steers Closed-End Opportunity Fund, Inc.
By (Signature) /s/ Dana A. DeVivo
Name Dana A. DeVivo
Title Secretary and Chief Legal Officer
Date 08/29/2023