UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-09235
First Defined Portfolio Fund, LLC
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: December 31
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Date of reporting period: July 1, 2010 - June 30, 2011
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
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TARGET MANAGED VIP PORTFOLIO
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MEETING DATE COMPANY TICKER SECURITY ID
07/26/10 National Grid plc NG/ G6375K151
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Re-elect Sir John Parker as Director For For Mgmt
4 Re-elect Steve Holliday as Director For For Mgmt
5 Re-elect Ken Harvey as Director For For Mgmt
6 Re-elect Steve Lucas as Director For For Mgmt
7 Re-elect Stephen Pettit as Director For For Mgmt
8 Re-elect Nick Winser as Director For For Mgmt
9 Re-elect George Rose as Director For For Mgmt
10 Re-elect Tom King as Director For For Mgmt
11 Re-elect Maria Richter as Director For For Mgmt
12 Re-elect John Allan as Director For For Mgmt
13 Re-elect Linda Adamany as Director For For Mgmt
14 Re-elect Mark Fairbairn as Director For For Mgmt
15 Re-elect Philip Aiken as Director For For Mgmt
16 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
17 Authorise Board to Fix Remuneration of Auditors For For Mgmt
18 Approve Remuneration Report For For Mgmt
19 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
21 Authorise Market Purchase For For Mgmt
22 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/27/10 Vodafone Group plc VOD G93882135
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Re-elect Sir John Bond as Director For For Mgmt
3 Re-elect John Buchanan as Director For For Mgmt
4 Re-elect Vittorio Colao as Director For For Mgmt
5 Re-elect Michel Combes as Director For For Mgmt
6 Re-elect Andy Halford as Director For For Mgmt
7 Re-elect Stephen Pusey as Director For For Mgmt
8 Re-elect Alan Jebson as Director For For Mgmt
9 Re-elect Samuel Jonah as Director For For Mgmt
10 Re-elect Nick Land as Director For For Mgmt
11 Re-elect Anne Lauvergeon as Director For For Mgmt
12 Re-elect Luc Vandevelde as Director For For Mgmt
13 Re-elect Anthony Watson as Director For For Mgmt
14 Re-elect Philip Yea as Director For For Mgmt
15 Approve Final Dividend For For Mgmt
16 Approve Remuneration Report For For Mgmt
17 Reappoint Deloitte LLP as Auditors For For Mgmt
18 Authorise Audit Committee to Fix Remuneration of Auditors For For Mgmt
19 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
21 Authorise Market Purchase For For Mgmt
22 Adopt New Articles of Association For For Mgmt
23 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt
24 Approve Share Incentive Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/03/10 Universal Corporation UVV 913456109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Chester A. Crocker For For Mgmt
1.2 Elect Director Charles H. Foster, Jr. For For Mgmt
1.3 Elect Director Thomas H. Johnson For For Mgmt
1.4 Elect Director Jeremiah J. Sheehan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/13/10 Bob Evans Farms, Inc. BOBE 096761101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Michael J. Gasser For For Mgmt
2 Elect Director E. Gordon Gee For For Mgmt
3 Elect Director E.W. (Bill) Ingram For For Mgmt
4 Elect Director Bryan G. Stockton For For Mgmt
5 Declassify the Board of Directors For For Mgmt
6 Reduce Supermajority Vote Requirement For For Mgmt
7 Ratify Auditors For For Mgmt
8 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/21/10 Culp, Inc. CFI 230215105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert G. Culp, III For For Mgmt
1.2 Elect Director Franklin N. Saxon For For Mgmt
1.3 Elect Director Patrick B. Flavin For For Mgmt
1.4 Elect Director Kenneth R. Larson For For Mgmt
1.5 Elect Director Kenneth W. McAllister For For Mgmt
2 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/22/10 NBTY, Inc. NTY 628782104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/30/10 California Pizza Kitchen, Inc. CPKI 13054D109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Leslie E. Bider For For Mgmt
1.2 Elect Director Marshall S. Geller For For Mgmt
1.3 Elect Director Larry S. Flax For For Mgmt
1.4 Elect Director Charles G. Phillips For For Mgmt
1.5 Elect Director Richard L. Rosenfield For For Mgmt
1.6 Elect Director Alan I. Rothenberg For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
Page 1
MEETING DATE COMPANY TICKER SECURITY ID
10/12/10 The Procter & Gamble Company PG 742718109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Angela F. Braly For For Mgmt
2 Elect Director Kenneth I. Chenault For For Mgmt
3 Elect Director Scott D. Cook For For Mgmt
4 Elect Director Rajat K. Gupta For For Mgmt
5 Elect Director Robert A. Mcdonald For For Mgmt
6 Elect Director W. James Mcnerney, Jr. For For Mgmt
7 Elect Director Johnathan A. Rodgers For For Mgmt
8 Elect Director Mary A. Wilderotter For For Mgmt
9 Elect Director Patricia A. Woertz For For Mgmt
10 Elect Director Ernesto Zedillo For For Mgmt
11 Ratify Auditors For For Mgmt
12 Provide for Cumulative Voting Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
10/18/10 Lawson Software, Inc. LWSN 52078P102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Steven C. Chang For For Mgmt
1.2 Elect Director Harry Debes For For Mgmt
1.3 Elect Director Peter Gyenes For For Mgmt
1.4 Elect Director David R. Hubers For For Mgmt
1.5 Elect Director H. Richard Lawson For For Mgmt
1.6 Elect Director Michael A. Rocca For For Mgmt
1.7 Elect Director Robert A. Schriesheim For For Mgmt
1.8 Elect Director Romesh Wadhwani For For Mgmt
1.9 Elect Director Paul Wahl For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/26/10 Dionex Corporation DNEX 254546104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David L. Anderson For For Mgmt
1.2 Elect Director A. Blaine Bowman For For Mgmt
1.3 Elect Director Frank Witney For For Mgmt
1.4 Elect Director Roderick McGeary For For Mgmt
1.5 Elect Director Riccardo Pigliucci For For Mgmt
1.6 Elect Director Michael W. Pope For For Mgmt
2 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/27/10 Abaxis, Inc. ABAX 002567105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Clinton H. Severson For For Mgmt
1.2 Elect Director Richard J. Bastiani For For Mgmt
1.3 Elect Director Michael D. Casey For For Mgmt
1.4 Elect Director Henk J. Evenhuis For For Mgmt
1.5 Elect Director Prithipal Singh For For Mgmt
1.6 Elect Director Ernest S. Tucker III For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/03/10 Coach, Inc. COH 189754104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Lew Frankfort For For Mgmt
1.2 Elect Director Susan Kropf For For Mgmt
1.3 Elect Director Gary Loveman For For Mgmt
1.4 Elect Director Ivan Menezes For For Mgmt
1.5 Elect Director Irene Miller For For Mgmt
1.6 Elect Director Michael Murphy For For Mgmt
1.7 Elect Director Jide Zeitlin For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Adopt Policy on Ending Use of Animal Fur in Products Against Against Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
11/10/10 Netezza Corporation NZ 64111N101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/11/10 Western Digital Corporation WDC 958102105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Peter D. Behrendt For For Mgmt
2 Elect Director Kathleen A. Cote For For Mgmt
3 Elect Director John F. Coyne For For Mgmt
4 Elect Director Henry T. DeNero For For Mgmt
5 Elect Director William L. Kimsey For For Mgmt
6 Elect Director Michael D. Lambert For For Mgmt
7 Elect Director Len J. Lauer For For Mgmt
8 Elect Director Matthew E. Massengill For For Mgmt
9 Elect Director Roger H. Moore For For Mgmt
10 Elect Director Thomas E. Pardun For For Mgmt
11 Elect Director Arif Shakeel For For Mgmt
12 Ratify Auditors For For Mgmt
Page 2
MEETING DATE COMPANY TICKER SECURITY ID
11/16/10 Microsoft Corporation MSFT 594918104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Steven A. Ballmer For For Mgmt
2 Elect Director Dina Dublon For For Mgmt
3 Elect Director William H. Gates III For For Mgmt
4 Elect Director Raymond V. Gilmartin For For Mgmt
5 Elect Director Reed Hastings For For Mgmt
6 Elect Director Maria M. Klawe For For Mgmt
7 Elect Director David F. Marquardt For For Mgmt
8 Elect Director Charles H. Noski For For Mgmt
9 Elect Director Helmut Panke For For Mgmt
10 Ratify Auditors For For Mgmt
11 Amend Bylaws to Establish a Board Committee on Environmental Against Against Shrhlder
Sustainability
MEETING DATE COMPANY TICKER SECURITY ID
12/02/10 ScanSource, Inc. SCSC 806037107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael L. Baur For For Mgmt
1.2 Elect Director Steven R. Fischer For For Mgmt
1.3 Elect Director Michael J. Grainger For For Mgmt
1.4 Elect Director John P. Reilly For For Mgmt
1.5 Elect Director Charles R. Whitchurch For For Mgmt
2 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/09/10 PAREXEL International Corporation PRXL 699462107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director A. Dana Callow, Jr. For For Mgmt
1.2 Elect Director Christopher J. Lindop For For Mgmt
1.3 Elect Director Josef H. von Rickenbach For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/16/10 United Natural Foods, Inc. UNFI 911163103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Gordon D. Barker For For Mgmt
2 Elect Director Gail A. Graham For For Mgmt
3 Elect Director Mary Elizabeth Burton For For Mgmt
4 Ratify Auditors For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/17/10 The Dress Barn, Inc. DBRN 261570105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Formation of Holding Company For For Mgmt
2.1 Elect Director Elliot S. Jaffe For For Mgmt
2.2 Elect Director Michael W. Rayden For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/07/11 Robbins & Myers, Inc. RBN 770196103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/12/11 Syniverse Holdings, Inc. SVR 87163F106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/10/11 ZOLL Medical Corporation ZOLL 989922109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Judith C. Pelham For For Mgmt
1.2 Elect Director Benson F. Smith For For Mgmt
1.3 Elect Director John J. Wallace For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Non-Employee Director Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
6 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/24/11 Foster Wheeler AG FWLT H27178104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Umberto della Sala as Director For For Mgmt
2 Authorize Repurchase of Issued Share Capital For For Mgmt
3 Transact Other Business (Voting) For Against Mgmt
Page 3
MEETING DATE COMPANY TICKER SECURITY ID
03/08/11 Joy Global Inc. JOYG 481165108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Steven L. Gerard For For Mgmt
1.2 Elect Director John Nils Hanson For For Mgmt
1.3 Elect Director Ken C. Johnsen For For Mgmt
1.4 Elect Director Gale E. Klappa For For Mgmt
1.5 Elect Director Richard B. Loynd For For Mgmt
1.6 Elect Director P. Eric Siegert For For Mgmt
1.7 Elect Director Michael W. Sutherlin For For Mgmt
1.8 Elect Director James H. Tate For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Qualified Employee Stock Purchase Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/11/11 Banco Bilbao Vizcaya Argentaria, S.A. BBVA E11805103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Individual and Consolidated Financial Statements and Statutory For For Mgmt
Reports, Allocation of Income and Distribution of Dividend, and
Discharge Directors for Fiscal Year Ended Dec. 31, 2010
2.1 Reelect Tomas Alfaro Drake as Director For For Mgmt
2.2 Reelect Juan Carlos Alvarez Mezquiriz as Director For For Mgmt
2.3 Reelect Carlos Loring Martinez de Irujo as Director For For Mgmt
2.4 Reelect Susana Rodriguez Vidarte as Director For For Mgmt
2.5 Ratify and Reelect Jose Luis Palao Garcia-Suelto as Directors For For Mgmt
3 Approve Merger by Absorption of Finanzia Banco de Credito SA For For Mgmt
(Unipersonal)
4 Authorize Increase in Capital up to 50 Percent via Issuance of New For For Mgmt
Shares without Preemptive Rights; Amend Article 5 of Company Bylaws
5.1 Authorize Increase in Capital via Issuance of New Shares with Nominal For For Mgmt
Value of EUR 0.49 per Share Charged to Voluntary Reserves
5.2 Authorize Increase in Capital via Issuance of New Shares with Nominal For For Mgmt
Value of EUR 0.49 per Share Charged to Voluntary Reserves
6 Authorize Issuance of Debt Securities up to EUR 250 Billion Within Five For For Mgmt
Years; Void Unused Part of Previous Authorization
7 Approve Variable Remuneration of Executives and Directors in Company For For Mgmt
Shares
8 Approve Extension of Deferred Share Remuneration Plan For For Mgmt
9 Elect Auditors for Fiscal Year 2011 For For Mgmt
10 Amend Articles 1, 6, 9, 13 ter, 15, 16, 19, 20, 21, 22, 24, 28, 30, 31, For For Mgmt
32, 48, 51, 52, 53, 54 and 56 of Company Bylaws
11 Amend Articles 2, 3, 4, 5, 9, 10, 11, 18 and 20 of General Meeting For For Mgmt
Guidelines
12 Authorize Board to Ratify and Execute Approved Resolutions For For Mgmt
13 Approve Remuneration Report For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/19/11 Bank of The Ozarks, Inc. OZRK 063904106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director George Gleason For For Mgmt
1.2 Elect Director Mark Ross For For Mgmt
1.3 Elect Director Jean Arehart For For Mgmt
1.4 Elect Director Richard Cisne For For Mgmt
1.5 Elect Director Robert East For For Mgmt
1.6 Elect Director Linda Gleason For For Mgmt
1.7 Elect Director Walter Kimbrough For For Mgmt
1.8 Elect Director Henry Mariani For For Mgmt
1.9 Elect Director Robert Proost For For Mgmt
1.10 Elect Director R.l. Qualls For For Mgmt
1.11 Elect Director Kennith Smith For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/11 C. R. Bard, Inc. BCR 067383109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John C. Kelly For For Mgmt
1.2 Elect Director Gail K. Naughton For For Mgmt
1.3 Elect Director John H. Weiland For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Prepare Sustainability Report Against For Shrhlder
6 Declassify the Board of Directors Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
04/20/11 RWE AG RWE D6629K109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Fiscal 2010 Mgmt
(Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 3.50 per Share For For Mgmt
3 Approve Discharge of Management Board for Fiscal 2010 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2010 For For Mgmt
5 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2011 For For Mgmt
6 Ratify PricewaterhouseCoopers AG for the Inspection of the 2011 For For Mgmt
Mid-Year Report
7a Elect Paul Achleitner to the Supervisory Board For For Mgmt
7b Elect Carl-Ludwig von Boehm-Bezing to the Supervisory Board For Against Mgmt
7c Elect Roger Graef to the Supervisory Board For For Mgmt
7d Elect Frithjof Kuehn to the Supervisory Board For Against Mgmt
7e Elect Dagmar Muehlenfeld to the Supervisory Board For Against Mgmt
7f Elect Manfred Schneider to the Supervisory Board For Against Mgmt
7g Elect Ekkehard Schulz to the Supervisory Board For For Mgmt
7h Elect Wolfgang Schuessel to the Supervisory Board For For Mgmt
7i Elect Ullrich Sierau to the Supervisory Board For Against Mgmt
7j Elect Dieter Zetsche to the Supervisory Board For For Mgmt
8a Authorize Share Repurchase Program and Reissuance or Cancellation of For For Mgmt
Repurchased Shares
8b Authorize Use of Financial Derivatives when Repurchasing Shares For For Mgmt
9 Amend Articles Re: Allow Dividends in Kind For For Mgmt
Page 4
MEETING DATE COMPANY TICKER SECURITY ID
04/20/11 The Sherwin-Williams Company SHW 824348106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director A.F. Anton For For Mgmt
1.2 Elect Director J.C. Boland For For Mgmt
1.3 Elect Director C.M. Connor For For Mgmt
1.4 Elect Director D.F. Hodnik For For Mgmt
1.5 Elect Director T.G. Kadien For For Mgmt
1.6 Elect Director S.J. Kropf For For Mgmt
1.7 Elect Director G.E. McCullough For For Mgmt
1.8 Elect Director A.M. Mixon, III For For Mgmt
1.9 Elect Director C.E. Moll For For Mgmt
1.10 Elect Director R.K. Smucker For For Mgmt
1.11 Elect Director J.M. Stropki, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Permit Board to Amend Bylaws Without Shareholder Consent For For Mgmt
5 Ratify Auditors For For Mgmt
6 Require a Majority Vote for the Election of Directors Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
04/21/11 PPG Industries, Inc. PPG 693506107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Stephen F. Angel For For Mgmt
1.2 Elect Director Hugh Grant For For Mgmt
1.3 Elect Director Michele J. Hooper For For Mgmt
1.4 Elect Director Robert Mehrabian For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Ratify Auditors For For Mgmt
7 Report on Community Environmental Impact Disclosure Process Against Against Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
04/21/11 Texas Instruments Incorporated TXN 882508104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director R.W. Babb, Jr. For For Mgmt
2 Elect Director D.A. Carp For For Mgmt
3 Elect Director C.S. Cox For For Mgmt
4 Elect Director S.P. MacMillan For For Mgmt
5 Elect Director P.H. Patsley For For Mgmt
6 Elect Director R.E. Sanchez For For Mgmt
7 Elect Director W.R. Sanders For For Mgmt
8 Elect Director R.J. Simmons For For Mgmt
9 Elect Director R.K. Templeton For For Mgmt
10 Elect Director C.T. Whitman For For Mgmt
11 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
12 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
13 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/11 International Business Machines Corporation IBM 459200101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director A. J. P. Belda For For Mgmt
2 Elect Director W. R. Brody For For Mgmt
3 Elect Director K. I. Chenault For For Mgmt
4 Elect Director M. L. Eskew For For Mgmt
5 Elect Director S. A. Jackson For For Mgmt
6 Elect Director A. N. Liveris For For Mgmt
7 Elect Director W. J. McNerney, Jr. For For Mgmt
8 Elect Director J. W. Owens For For Mgmt
9 Elect Director S. J. Palmisano For For Mgmt
10 Elect Director J. E. Spero For For Mgmt
11 Elect Director S. Taurel For For Mgmt
12 Elect Director L. H. Zambrano For For Mgmt
13 Ratify Auditors For For Mgmt
14 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
15 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
16 Provide for Cumulative Voting Against For Shrhlder
17 Report on Political Contributions Against For Shrhlder
18 Report on Lobbying Expenses Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
04/26/11 Mead Johnson Nutrition Company MJN 582839106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Stephen W. Golsby For For Mgmt
1.2 Elect Director Steven M. Altschuler For For Mgmt
1.3 Elect Director Howard B. Bernick For For Mgmt
1.4 Elect Director Kimberly A. Casiano For For Mgmt
1.5 Elect Director Anna C. Catalano For For Mgmt
1.6 Elect Director Celeste A. Clark For For Mgmt
1.7 Elect Director James M. Cornelius For For Mgmt
1.8 Elect Director Peter G. Ratcliffe For For Mgmt
1.9 Elect Director Elliott Sigal For For Mgmt
1.10 Elect Director Robert S. Singer For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Auditors For For Mgmt
Page 5
MEETING DATE COMPANY TICKER SECURITY ID
04/26/11 RPC, Inc. RES 749660106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director R. Randall Rollins For Withhold Mgmt
1.2 Elect Director Henry B. Tippie For For Mgmt
1.3 Elect Director James B. Williams For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For Against Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
6 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/11 Teradata Corporation TDC 88076W103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Nancy E. Cooper For For Mgmt
2 Elect Director David E. Kepler For For Mgmt
3 Elect Director William S. Stavropoulos For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/11 The Chubb Corporation CB 171232101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Zoe Baird For For Mgmt
2 Elect Director Sheila P. Burke For For Mgmt
3 Elect Director James I. Cash, Jr. For For Mgmt
4 Elect Director John D. Finnegan For For Mgmt
5 Elect Director Lawrence W. Kellner For For Mgmt
6 Elect Director Martin G. McGuinn For For Mgmt
7 Elect Director Lawrence M. Small For For Mgmt
8 Elect Director Jess Soderberg For For Mgmt
9 Elect Director Daniel E. Somers For For Mgmt
10 Elect Director James M. Zimmerman For For Mgmt
11 Elect Director Alfred W. Zollar For For Mgmt
12 Approve Executive Incentive Bonus Plan For For Mgmt
13 Ratify Auditors For For Mgmt
14 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
15 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/11 Boise Inc. BZ 09746Y105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Nathan D. Leight For For Mgmt
1.2 Elect Director Alexander Toeldte For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/11 Sturm, Ruger & Company, Inc. RGR 864159108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director C. Michael Jacobi For For Mgmt
1.2 Elect Director John A. Cosentino, Jr. For For Mgmt
1.3 Elect Director James E. Service For For Mgmt
1.4 Elect Director Amir P. Rosenthal For For Mgmt
1.5 Elect Director Ronald C. Whitaker For For Mgmt
1.6 Elect Director Phillip C. Widman For For Mgmt
1.7 Elect Director Michael O. Fifer For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/11 W.W. Grainger, Inc. GWW 384802104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Brian P. Anderson For For Mgmt
1.2 Elect Director Wilbur H. Gantz For For Mgmt
1.3 Elect Director V. Ann Hailey For For Mgmt
1.4 Elect Director William K. Hall For For Mgmt
1.5 Elect Director Stuart L. Levenick For For Mgmt
1.6 Elect Director John W. McCarter, Jr. For For Mgmt
1.7 Elect Director Neil S. Novich For For Mgmt
1.8 Elect Director Michael J. Roberts For For Mgmt
1.9 Elect Director Gary L. Rogers For For Mgmt
1.10 Elect Director James T. Ryan For For Mgmt
1.11 Elect Director E. Scott Santi For For Mgmt
1.12 Elect Director James D. Slavik For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
Page 6
MEETING DATE COMPANY TICKER SECURITY ID
04/28/11 AstraZeneca plc AZN G0593M107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Confirm First Interim Dividend; Confirm as Final Dividend the Second For For Mgmt
Interim Dividend
3 Reappoint KPMG Audit plc as Auditors For For Mgmt
4 Authorise Board to Fix Remuneration of Auditors For For Mgmt
5(a) Re-elect Louis Schweitzer as Director For For Mgmt
5(b) Re-elect David Brennan as Director For For Mgmt
5(c) Re-elect Simon Lowth as Director For For Mgmt
5(d) Elect Bruce Burlington as Director For For Mgmt
5(e) Re-elect Jean-Philippe Courtois as Director For For Mgmt
5(f) Re-elect Michele Hooper as Director For For Mgmt
5(g) Re-elect Rudy Markham as Director For For Mgmt
5(h) Re-elect Nancy Rothwell as Director For For Mgmt
5(i) Elect Shriti Vadera as Director For For Mgmt
5(j) Re-elect John Varley as Director For For Mgmt
5(k) Re-elect Marcus Wallenberg as Director For For Mgmt
6 Approve Remuneration Report For For Mgmt
7 Authorise EU Political Donations and Expenditure For For Mgmt
8 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
9 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
10 Authorise Market Purchase For For Mgmt
11 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/28/11 USEC Inc. USU 90333E108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James R. Mellor For For Mgmt
1.2 Elect Director Michael H. Armacost For For Mgmt
1.3 Elect Director Joyce F. Brown For For Mgmt
1.4 Elect Director Sigmund L. Cornelius For For Mgmt
1.5 Elect Director Joseph T. Doyle For For Mgmt
1.6 Elect Director H. William Habermeyer For For Mgmt
1.7 Elect Director William J. Madia For For Mgmt
1.8 Elect Director W. Henson Moore For For Mgmt
1.9 Elect Director Walter E. Skowronski For For Mgmt
1.10 Elect Director M. Richard Smith For For Mgmt
1.11 Elect Director John K. Welch For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/28/11 eBay Inc. EBAY 278642103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Fred D. Anderson For For Mgmt
2 Elect Director Edward W. Barnholt For For Mgmt
3 Elect Director Scott D. Cook For For Mgmt
4 Elect Director John J. Donahoe For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
6 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
7 Ratify Auditors For For Mgmt
8 Reduce Supermajority Vote Requirement Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
04/29/11 AT&T Inc. T 00206R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Randall L. Stephenson For For Mgmt
2 Elect Director Gilbert F. Amelio For For Mgmt
3 Elect Director Reuben V. Anderson For For Mgmt
4 Elect Director James H. Blanchard For For Mgmt
5 Elect Director Jaime Chico Pardo For For Mgmt
6 Elect Director James P. Kelly For For Mgmt
7 Elect Director Jon C. Madonna For For Mgmt
8 Elect Director Lynn M. Martin For For Mgmt
9 Elect Director John B. McCoy For For Mgmt
10 Elect Director Joyce M. Roche For For Mgmt
11 Elect Director Matthew K. Rose For For Mgmt
12 Elect Director Laura D Andrea Tyson For For Mgmt
13 Ratify Auditors For For Mgmt
14 Approve Omnibus Stock Plan For For Mgmt
15 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
16 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
17 Report on Political Contributions Against For Shrhlder
18 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For Shrhlder
19 Provide Right to Act by Written Consent Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
04/30/11 Berkshire Hathaway Inc. BRK.B 084670702
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Warren E. Buffett For For Mgmt
1.2 Elect Director Charles T. Munger For For Mgmt
1.3 Elect Director Howard G. Buffett For For Mgmt
1.4 Elect Director Stephen B. Burke For For Mgmt
1.5 Elect Director Susan L. Decker For For Mgmt
1.6 Elect Director William H. Gates III For For Mgmt
1.7 Elect Director David S. Gottesman For For Mgmt
1.8 Elect Director Charlotte Guyman For For Mgmt
1.9 Elect Director Donald R. Keough For For Mgmt
1.10 Elect Director Thomas S. Murphy For For Mgmt
1.11 Elect Director Ronald L. Olson For For Mgmt
1.12 Elect Director Walter Scott, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Adopt Quantitative GHG Goals for Products and Operations Against For Shrhlder
Page 7
MEETING DATE COMPANY TICKER SECURITY ID
05/02/11 GDF Suez GSZ F42768105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Accept Consolidated Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation of Income and Dividends of EUR 1.50 per Share For For Mgmt
4 Approve Auditors' Special Report on Related-Party Transactions For For Mgmt
5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt
6 Reelect Albert Frere as Director For Against Mgmt
7 Reelect Edmond Alphandery as Director For For Mgmt
8 Reelect Aldo Cardoso as Director For For Mgmt
9 Reelect Rene Carron as Director For For Mgmt
10 Reelect Thierry de Rudder as Director For For Mgmt
11 Elect Francoise Malrieu as Director For For Mgmt
12 Ratify Change of Registered Office to 1 place Samuel de Champlain, For For Mgmt
92400 Courbevoie, and Amend Bylaws Accordingly
13 Approve Employee Stock Purchase Plan For For Mgmt
14 Approve Stock Purchase Plan Reserved for International Employees For For Mgmt
15 Authorize up to 0.5 Percent of Issued Capital for Use in Restricted For For Mgmt
Stock Plan
16 Authorize Filing of Required Documents/Other Formalities For For Mgmt
A Approve Dividends of EUR 0.83 per Share Against Against Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/03/11 Power-One, Inc. PWER 73930R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kendall R. Bishop For For Mgmt
1.2 Elect Director Jon Gacek For For Mgmt
1.3 Elect Director Kambiz Hooshmand For For Mgmt
1.4 Elect Director Mark Milliar-Smith For For Mgmt
1.5 Elect Director Richard M. Swanson For For Mgmt
1.6 Elect Director Richard J. Thompson For For Mgmt
1.7 Elect Director Jay Walters For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Advisory Vote on Say on Pay Frequency Two Years One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/11 Fairchild Semiconductor International, Inc. FCS 303726103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Charles P. Carinalli For For Mgmt
2 Elect Director Randy W. Carson For For Mgmt
3 Elect Director Anthony Lear For For Mgmt
4 Elect Director Thomas L. Magnanti For For Mgmt
5 Elect Director Kevin J. McGarity For For Mgmt
6 Elect Director Bryan R. Roub For For Mgmt
7 Elect Director Ronald W. Shelly For For Mgmt
8 Elect Director Mark S. Thompson For For Mgmt
9 Amend Omnibus Stock Plan For For Mgmt
10 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
11 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
12 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/11 GlaxoSmithKline plc GSK G3910J112
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Elect Simon Dingemans as Director For For Mgmt
4 Elect Stacey Cartwright as Director For For Mgmt
5 Elect Judy Lewent as Director For For Mgmt
6 Re-elect Sir Christopher Gent as Director For For Mgmt
7 Re-elect Andrew Witty as Director For For Mgmt
8 Re-elect Sir Roy Anderson as Director For For Mgmt
9 Re-elect Dr Stephanie Burns as Director For For Mgmt
10 Re-elect Larry Culp as Director For For Mgmt
11 Re-elect Sir Crispin Davis as Director For For Mgmt
12 Re-elect Sir Deryck Maughan as Director For For Mgmt
13 Re-elect James Murdoch as Director For For Mgmt
14 Re-elect Dr Daniel Podolsky as Director For For Mgmt
15 Re-elect Dr Moncef Slaoui as Director For For Mgmt
16 Re-elect Tom de Swaan as Director For For Mgmt
17 Re-elect Sir Robert Wilson as Director For For Mgmt
18 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
19 Authorise Audit Committee to Fix Remuneration of Auditors For For Mgmt
20 Authorise EU Political Donations and Expenditure For For Mgmt
21 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
22 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
23 Authorise Market Purchase For For Mgmt
24 Approve the Exemption from Statement of the Name of the Senior For For Mgmt
Statutory Auditor in Published Copies of the Auditors' Reports
25 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/11 Newfield Exploration Company NFX 651290108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Lee K. Boothby For For Mgmt
2 Elect Director Philip J. Burguieres For For Mgmt
3 Elect Director Pamela J. Gardner For For Mgmt
4 Elect Director John Randolph Kemp, lll For For Mgmt
5 Elect Director J. Michael Lacey For For Mgmt
6 Elect Director Joseph H. Netherland For For Mgmt
7 Elect Director Howard H. Newman For For Mgmt
8 Elect Director Thomas G. Ricks For For Mgmt
9 Elect Director Juanita F. Romans For For Mgmt
10 Elect Director C. E. (Chuck) Shultz For For Mgmt
11 Elect Director J. Terry Strange For For Mgmt
12 Approve Omnibus Stock Plan For For Mgmt
13 Approve Omnibus Stock Plan For For Mgmt
14 Ratify Auditors For For Mgmt
15 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
16 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
Page 8
MEETING DATE COMPANY TICKER SECURITY ID
05/05/11 Valassis Communications, Inc. VCI 918866104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Joseph B. Anderson, Jr. For For Mgmt
2 Elect Director Patrick F. Brennan For For Mgmt
3 Elect Director Kenneth V. Darish For For Mgmt
4 Elect Director Walter H. Ku For For Mgmt
5 Elect Director Robert L. Recchia For For Mgmt
6 Elect Director Thomas J. Reddin For For Mgmt
7 Elect Director Alan F. Schultz For For Mgmt
8 Elect Director Wallace S. Snyder For For Mgmt
9 Elect Director Faith Whittlesey For For Mgmt
10 Amend Omnibus Stock Plan For Against Mgmt
11 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
12 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
13 Ratify Auditors For For Mgmt
14 Adjourn Meeting For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/06/11 FMC Technologies, Inc. FTI 30249U101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director C. Maury Devine For For Mgmt
2 Elect Director John T. Gremp For For Mgmt
3 Elect Director Thomas M. Hamilton For For Mgmt
4 Elect Director Richard A. Pattarozzi For For Mgmt
5 Ratify Auditors For For Mgmt
6 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
7 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
8 Increase Authorized Common Stock For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/06/11 Susquehanna Bancshares, Inc. SUSQ 869099101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Anthony J. Agnone, Sr. For For Mgmt
1.2 Elect Director Wayne E. Alter, Jr. For For Mgmt
1.3 Elect Director Peter DeSoto For For Mgmt
1.4 Elect Director Eddie L. Dunklebarger For For Mgmt
1.5 Elect Director Henry R. Gibbel For For Mgmt
1.6 Elect Director Bruce A. Hepburn For For Mgmt
1.7 Elect Director Donald L. Hoffman For For Mgmt
1.8 Elect Director Sara G. Kirkland For For Mgmt
1.9 Elect Director Guy W. Miller, Jr. For For Mgmt
1.10 Elect Director Michael A. Morello For For Mgmt
1.11 Elect Director Scott J. Newkam For For Mgmt
1.12 Elect Director E. Susan Piersol For For Mgmt
1.13 Elect Director William J. Reuter For For Mgmt
1.14 Elect Director Christine Sears For For Mgmt
1.15 Elect Director James A. Ulsh For For Mgmt
1.16 Elect Director Roger V. Wiest, Sr. For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Approve Qualified Employee Stock Purchase Plan For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
6 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
7 Ratify Auditors For For Mgmt
8 Approve Acquisition For For Mgmt
9 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/11 Altera Corporation ALTR 021441100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director John P. Daane For For Mgmt
2 Elect Director Robert J. Finocchio, Jr. For For Mgmt
3 Elect Director Kevin McGarity For For Mgmt
4 Elect Director T. Michael Nevens For For Mgmt
5 Elect Director Krish A. Prabhu For For Mgmt
6 Elect Director John Shoemaker For For Mgmt
7 Elect Director Susan Wang For For Mgmt
8 Amend Omnibus Stock Plan For For Mgmt
9 Amend Qualified Employee Stock Purchase Plan For For Mgmt
10 Reduce Supermajority Vote Requirement For For Mgmt
11 Adopt the Jurisdiction of Incorporation as the Exclusive Forum for For Against Mgmt
Certain Disputes
12 Provide Right to Call Special Meeting For For Mgmt
13 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
14 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
15 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/11 Autoliv Inc. ALV 052800109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jan Carlson For For Mgmt
1.2 Elect Director Lars Nyberg For For Mgmt
1.3 Elect Director James M. Ringler For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/11 Impax Laboratories, Inc. IPXL 45256B101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Leslie Z. Benet For For Mgmt
1.2 Elect Director Robert L. Burr For For Mgmt
1.3 Elect Director Allen Chao For For Mgmt
1.4 Elect Director Nigel Ten Fleming For For Mgmt
1.5 Elect Director Larry Hsu For For Mgmt
1.6 Elect Director Michael Markbreiter For For Mgmt
1.7 Elect Director Peter R. Terreri For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
Page 9
MEETING DATE COMPANY TICKER SECURITY ID
05/10/11 Synchronoss Technologies, Inc. SNCR 87157B103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas J. Hopkins For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/11 Philip Morris International Inc. PM 718172109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Harold Brown For For Mgmt
2 Elect Director Mathis Cabiallavetta For For Mgmt
3 Elect Director Louis C. Camilleri For For Mgmt
4 Elect Director J. Dudley Fishburn For For Mgmt
5 Elect Director Jennifer Li For For Mgmt
6 Elect Director Graham Mackay For For Mgmt
7 Elect Director Sergio Marchionne For Against Mgmt
8 Elect Director Lucio A. Noto For For Mgmt
9 Elect Director Carlos Slim Helu For For Mgmt
10 Elect Director Stephen M. Wolf For For Mgmt
11 Ratify Auditors For For Mgmt
12 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
13 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
14 Report on Effect of Marketing Practices on the Poor Against Against Shrhlder
15 Require Independent Board Chairman Against Against Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/11/11 United Rentals, Inc. URI 911363109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Jenne K. Britell For For Mgmt
2 Elect Director Jose B. Alvarez For For Mgmt
3 Elect Director Howard L. Clark, Jr. For For Mgmt
4 Elect Director Bobby J. Griffin For For Mgmt
5 Elect Director Michael J. Kneeland For For Mgmt
6 Elect Director Singleton B. McAllister For For Mgmt
7 Elect Director Brian D. McAuley For For Mgmt
8 Elect Director John S. McKinney For For Mgmt
9 Elect Director Jason D. Papastavrou For For Mgmt
10 Elect Director Filippo Passerini For For Mgmt
11 Elect Director Keith Wimbush For For Mgmt
12 Ratify Auditors For For Mgmt
13 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
14 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/11 DTS, Inc. DTSI 23335C101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Joerg D. Agin For For Mgmt
1.2 Elect Director Jon E. Kirchner For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/11 Deutsche Telekom AG DTE D2035M136
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Fiscal 2010 Mgmt
(Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.70 per Share For For Mgmt
3 Approve Discharge of Management Board for Fiscal 2010 For For Mgmt
4 Postpone Discharge of Supervisory Board Member Klaus Zumwinkel for For For Mgmt
Fiscal 2008
5 Approve Discharge of Supervisory Board for Fiscal 2010 For For Mgmt
6 Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 For For Mgmt
7 Authorize Share Repurchase Program and Reissuance or Cancellation of For For Mgmt
Repurchased Shares
8 Reelect Hubertus von Gruenberg to the Supervisory Board For For Mgmt
9 Reelect Bernhard Walter to the Supervisory Board For For Mgmt
10 Amend Affiliation Agreement with Subsidiary T-Systems For For Mgmt
International GmbH
11 Amend Amendment of Affiliation Agreement with Subsidiary For For Mgmt
DeTeFleetServices GmbH
12 Approve Amendment of Affiliation Agreement with Subsidiary DFMG For For Mgmt
Holding GmbH
13 Approve Amendment of Affiliation Agreement with Subsidiary For For Mgmt
DeTeAssekuranz (Deutsche TelekomAssekuranz-Vermittlungsgesellschaft
mbH)
14 Approve Amendment of Affiliation Agreement with Subsidiary Vivento For For Mgmt
Customer Services GmbH
15 Approve Amendment of Affiliation Agreement with Subsidiary Vivento For For Mgmt
Technical Services GmbH
16 Approve Amendment of Affiliation Agreement with Subsidiary Deutsche For For Mgmt
Telekom Accounting GmbH
17 Approve Amendment of Affiliation Agreement with Subsidiary Deutsche For For Mgmt
Telekom Training GmbH
18 Approve Amendment of Affiliation Agreement with Subsidiary Norma For For Mgmt
Telekommunikationsdienste GmbH
19 Approve Amendment of Affiliation Agreement with Subsidiary DeTeAsia For For Mgmt
Holding GmbH
20 Approve Amendment of Affiliation Agreement with Subsidiary Traviata For For Mgmt
Telekommunikationsdienste GmbH
21 Approve Amendment of Affiliation Agreement with Subsidiary Scout24 For For Mgmt
Holding GmbH
22 Approve Amendment of Affiliation Agreement with Subsidiary T-Mobile For For Mgmt
Worldwide Holding GmbH
23 Approve Amendment of Affiliation Agreement with Subsidiary Telekom For For Mgmt
Deutschland GmbH
24 Approve Amendment of Affiliation Agreement with Subsidiary MagyarCom For For Mgmt
Holding GmbH
25 Amend Corporate Purpose For For Mgmt
26 Approve Settlement Agreement Between Deutsche Telekom AG and Former For For Mgmt
Management Board Member Kai Ricke
27 Approve Settlement Agreement Between Deutsche Telekom AG and Former For For Mgmt
Supervisory Board Member Klaus Zumwinkel
Page 10
MEETING DATE COMPANY TICKER SECURITY ID
05/12/11 Ford Motor Company F 345370860
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Stephen G. Butler For For Mgmt
2 Elect Director Kimberly A. Casiano For For Mgmt
3 Elect Director Anthony F. Earley, Jr. For For Mgmt
4 Elect Director Edsel B. Ford II For For Mgmt
5 Elect Director William Clay Ford, Jr. For For Mgmt
6 Elect Director Richard A. Gephardt For For Mgmt
7 Elect Director James H. Hance, Jr. For For Mgmt
8 Elect Director Irvine O. Hockaday, Jr. For For Mgmt
9 Elect Director Richard A. Manoogian For For Mgmt
10 Elect Director Ellen R. Marram For For Mgmt
11 Elect Director Alan Mulally For For Mgmt
12 Elect Director Homer A. Neal For For Mgmt
13 Elect Director Gerald L. Shaheen For For Mgmt
14 Elect Director John L. Thornton For For Mgmt
15 Ratify Auditors For For Mgmt
16 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
17 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
18 Publish Political Contributions Against Against Shrhlder
19 Approve Recapitalization Plan for all Stock to have One-vote per Share Against For Shrhlder
20 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/12/11 Hanger Orthopedic Group, Inc. HGR 41043F208
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas P. Cooper For For Mgmt
1.2 Elect Director Cynthia L. Feldmann For For Mgmt
1.3 Elect Director Eric A. Green For For Mgmt
1.4 Elect Director Stephen E. Hare For For Mgmt
1.5 Elect Director Issac Kaufman For For Mgmt
1.6 Elect Director Thomas F. Kirk For For Mgmt
1.7 Elect Director Peter J. Nelf For For Mgmt
1.8 Elect Director Bennett Rosenthal For For Mgmt
1.9 Elect Director Ivan R. Sabel For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Eliminate Class of Common Stock For For Mgmt
5 Permit Board to Amend Bylaws Without Shareholder Consent For For Mgmt
6 Amend Certificate of Incorporation to Remove Duplicative Provisions For For Mgmt
and Make Other Changes
7 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/11 j2 Global Communications, Inc. JCOM 46626E205
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elector Director Douglas Y. Bech For For Mgmt
1.2 Elect Director Robert J. Cresci For For Mgmt
1.3 Elect Director W. Brian Kretzmer For For Mgmt
1.4 Elect Director Richard S. Ressler For For Mgmt
1.5 Elect Director John F. Rieley For For Mgmt
1.6 Elect Director Stephen Ross For For Mgmt
1.7 Elect Director Michael P. Schulhof For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Other Business For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/13/11 Total SA TOT F92124100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Accept Consolidated Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation of Income and Dividends of EUR 2.28 per Share For For Mgmt
4 Approve Auditors' Special Report on Related-Party Transactions For For Mgmt
5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt
6 Reelect Patricia Barbizet as Director For Against Mgmt
7 Reelect Paul Desmarais Jr. as Director For Against Mgmt
8 Reelect Claude Mandil as Director For For Mgmt
9 Elect Marie-Christine Coisne as Director For For Mgmt
10 Elect Barbara Kux as Director For For Mgmt
11 Authorize up to 0.8 Percent of Issued Capital for Use in Restricted For For Mgmt
Stock Plan
A Amend Article 9 of Bylaws Re: Share Ownership Disclosure Threshold Against Against Shrhlder
Publication
MEETING DATE COMPANY TICKER SECURITY ID
05/13/11 TriQuint Semiconductor, Inc. TQNT 89674K103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Charles Scott Gibson For For Mgmt
2 Elect Director David H.y. Ho For For Mgmt
3 Elect Director Nicolas Kauser For For Mgmt
4 Elect Director Ralph G. Quinsey For For Mgmt
5 Elect Director Walden C. Rhines For For Mgmt
6 Elect Director Steven J. Sharp For For Mgmt
7 Elect Director Willis C. Young For For Mgmt
8 Ratify Auditors For For Mgmt
9 Amend Omnibus Stock Plan For For Mgmt
10 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
11 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
Page 11
MEETING DATE COMPANY TICKER SECURITY ID
05/17/11 Telefonica S.A. TEF 879382109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Individual and Consolidated Financial Statements, Statutory For For Mgmt
Reports, Allocation of Income, and Discharge Directors for FY 2010
2 Approve Dividend Distribution of EUR 0.77 Per Share Charged to For For Mgmt
Unrestricted Reserves
3.1 Amend Several Articles of Bylaws to Adapt to Revised Legislations For For Mgmt
3.2 Add New Paragraph 5 to Article 16 of Bylaws Re: General Meeting For For Mgmt
3.3 Add New Article 26 bis to Bylaws Re: Board-Related For For Mgmt
4.1 Amend Several Articles of General Meeting Regulations to Adapt to For For Mgmt
Revised Legislations
4.2 Amend Article 14.1 of General Meeting Regulations For For Mgmt
5.1 Re-elect Isidro Faine Casas as Director For Against Mgmt
5.2 Re-elect Vitalino Manuel Nafria Aznar as Director For Against Mgmt
5.3 Re-elect Julio Linares Lopez as Director For Against Mgmt
5.4 Re-elect David Arculus as Director For For Mgmt
5.5 Re-elect Carlos Colomer Casellas as Director For For Mgmt
5.6 Re-elect Peter Erskine as Director For Against Mgmt
5.7 Re-elect Alfonso Ferrari Herrero as Director For For Mgmt
5.8 Re-elect Antonio Massanell Lavilla as Director For Against Mgmt
5.9 Elect Chang Xiaobing as Director For Against Mgmt
6 Authorize Increase in Capital up to 50 Percent via Issuance of New For For Mgmt
Shares with Possibility of Total or Partial Exclusion of Preemptive
Rights
7 Re-elect Ernst & Young SL as Auditors of Individual and Consolidated For For Mgmt
Accounts
8 Approve Long-Term Incentive Plan Consisting of Delivery of Company For For Mgmt
Shares to Executive Team Members of Telefonica Group
9 Approve Long-Term Incentive Restricted Plan Consisting of Delivery of For For Mgmt
Shares to Employees and Executive Personnel of Telefonica Group
10 Approve Share Matching Plan For For Mgmt
11 Authorize Board to Ratify and Execute Approved Resolutions For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/11 The Ultimate Software Group, Inc. ULTI 90385D107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director LeRoy A. Vander Putten For For Mgmt
1.2 Elect Director Robert A. Yanover For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 ACE Limited ACE H0023R105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Evan G. Greenberg as Director For For Mgmt
1.2 Elect Leo F. Mullin as Director For For Mgmt
1.3 Elect Olivier Steimer as Director For For Mgmt
1.4 Elect Michael P. Connors as Director For For Mgmt
1.5 Elect Eugene B. Shanks, Jr as Director For For Mgmt
1.6 Elect John A. Krol as Director For For Mgmt
2.1 Approve Annual Report For For Mgmt
2.2 Accept Statutory Financial Statements For For Mgmt
2.3 Accept Consolidated Financial Statements For For Mgmt
3 Approve Allocation of Income and Dividends For For Mgmt
4 Approve Discharge of Board and Senior Management For For Mgmt
5.1 Ratify PricewaterhouseCoopers AG as Auditors For For Mgmt
5.2 Ratify Ratify PricewaterhouseCoopers LLC as Independent Registered For For Mgmt
Public Accounting Firm as Auditors
5.3 Ratify BDO AG as Special Auditors For For Mgmt
6 Approve Dividend Distribution from Legal Reserves For For Mgmt
7 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
8 Advisory Vote on Say on Pay Frequency None One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 Atmel Corporation ATML 049513104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Steven Laub For For Mgmt
2 Elect Director Tsung-Ching Wu For For Mgmt
3 Elect Director David Sugishita For For Mgmt
4 Elect Director Papken Der Torossian For For Mgmt
5 Elect Director Jack L. Saltich For For Mgmt
6 Elect Director Charles Carinalli For For Mgmt
7 Elect Director Edward Ross For For Mgmt
8 Amend Omnibus Stock Plan For For Mgmt
9 Ratify Auditors For For Mgmt
10 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
11 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 F.N.B. Corporation FNB 302520101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William B. Campbell For For Mgmt
1.2 Elect Director Henry M. Ekker For For Mgmt
1.3 Elect Director Philip E. Gingerich For For Mgmt
1.4 Elect Director Robert B. Goldstein For For Mgmt
1.5 Elect Director Stephen J. Gurgovits For For Mgmt
1.6 Elect Director Dawne S. Hickton For For Mgmt
1.7 Elect Director David J. Malone For For Mgmt
1.8 Elect Director D. Stephen Martz For For Mgmt
1.9 Elect Director Harry F. Radcliffe For For Mgmt
1.10 Elect Director Arthur J. Rooney, II For For Mgmt
1.11 Elect Director John W. Rose For For Mgmt
1.12 Elect Director Stanton R. Sheetz For For Mgmt
1.13 Elect Director William J. Strimbu For For Mgmt
1.14 Elect Director Earl K. Wahl, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Auditors For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
Page 12
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 Northrop Grumman Corporation NOC 666807102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Wesley G. Bush For For Mgmt
2 Elect Director Lewis W. Coleman For For Mgmt
3 Elect Director Victor H. Fazio For For Mgmt
4 Elect Director Donald E. Felsinger For For Mgmt
5 Elect Director Stephen E. Frank For For Mgmt
6 Elect Director Bruce S. Gordon For For Mgmt
7 Elect Director Madeleine Kleiner For For Mgmt
8 Elect Director Karl J. Krapek For For Mgmt
9 Elect Director Richard B. Myers For For Mgmt
10 Elect Director Aulana L. Peters For For Mgmt
11 Elect Director Kevin W. Sharer For For Mgmt
12 Ratify Auditors For For Mgmt
13 Approve Omnibus Stock Plan For For Mgmt
14 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
15 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
16 Provide for Cumulative Voting Against For Shrhlder
17 Report on Political Contributions Against For Shrhlder
18 Provide Right to Act by Written Consent Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 Ross Stores, Inc. ROST 778296103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director George P. Orban For For Mgmt
1.2 Elect Director Donald H. Seiler For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
6 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 TRW Automotive Holdings Corp. TRW 87264S106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Francois J. Castaing For For Mgmt
1.2 Elect Director Michael R. Gambrell For For Mgmt
1.3 Elect Director Paul H. O'neill For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 Tenneco Inc. TEN 880349105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Charles W. Cramb For For Mgmt
2 Elect Director Dennis J. Letham For For Mgmt
3 Elect Director Hari N. Nair For For Mgmt
4 Elect Director Roger B. Porter For For Mgmt
5 Elect Director David B. Price, Jr. For For Mgmt
6 Elect Director Gregg M. Sherrill For For Mgmt
7 Elect Director Paul T. Stecko For For Mgmt
8 Elect Director Mitsunobu Takeuchi For For Mgmt
9 Elect Director Jane L. Warner For For Mgmt
10 Ratify Auditors For For Mgmt
11 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
12 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/19/11 Lorillard, Inc. LO 544147101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Dianne Neal Blixt For For Mgmt
1.2 Elect Director David E. R. Dangoor For For Mgmt
1.3 Elect Director Murray S. Kessler For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Auditors For For Mgmt
5 Require a Majority Vote for the Election of Directors None For Shrhlder
6 Report on Political Contributions Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/19/11 McDonald's Corporation MCD 580135101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Susan E. Arnold For For Mgmt
2 Elect Director Richard H. Lenny For For Mgmt
3 Elect Director Cary D. McMillan For For Mgmt
4 Elect Director Sheila A. Penrose For For Mgmt
5 Elect Director James A. Skinner For For Mgmt
6 Ratify Auditors For For Mgmt
7 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
8 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
9 Reduce Supermajority Vote Requirement for Transactions With For For Mgmt
Interested Shareholders
10 Reduce Supermajority Vote Requirement Relating to the Board of For For Mgmt
Directors
11 Reduce Supermajority Vote Requirement for Shareholder Action For For Mgmt
12 Declassify the Board of Directors Against For Shrhlder
13 Require Suppliers to Adopt CAK Against Against Shrhlder
14 Report on Policy Responses to Children's Health Concerns and Fast Food Against Against Shrhlder
15 Report on Beverage Container Environmental Strategy Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/19/11 NN, Inc. NNBR 629337106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director G. Ronald Morris For For Mgmt
1.2 Elect Director Steven T. Warshaw For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Ratify Auditors For For Mgmt
Page 13
MEETING DATE COMPANY TICKER SECURITY ID
05/19/11 Texas Roadhouse, Inc. TXRH 882681109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James R. Ramsey For For Mgmt
1.2 Elect Director James R. Zarley For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/20/11 Innophos Holdings, Inc. IPHS 45774N108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gary Cappeline For For Mgmt
1.2 Elect Director Amado Cavazos For For Mgmt
1.3 Elect Director Randolph Gress For For Mgmt
1.4 Elect Director Linda Myrick For For Mgmt
1.5 Elect Director Karen Osar For For Mgmt
1.6 Elect Director John Steitz For For Mgmt
1.7 Elect Director Stephen M. Zide For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/20/11 The Children's Place Retail Stores, Inc. PLCE 168905107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Joseph Alutto For For Mgmt
2 Elect Director Jamie Iannone For For Mgmt
3 Elect Director Joseph Gromek For For Mgmt
4 Ratify Auditors For For Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
7 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/21/11 Dillard's, Inc. DDS 254067101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director R. Brad Martin For For Mgmt
2 Elect Director Frank R. Mori For Against Mgmt
3 Elect Director J.C. Watts, Jr. For For Mgmt
4 Elect Director Nick White For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
6 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/11 Arbitron Inc. ARB 03875Q108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Shellye L. Archambeau For For Mgmt
1.2 Elect Director David W. Devonshire For For Mgmt
1.3 Elect Director John A. Dimling For For Mgmt
1.4 Elect Director Erica Farber For For Mgmt
1.5 Elect Director Philip Guarascio For For Mgmt
1.6 Elect Director William T. Kerr For For Mgmt
1.7 Elect Director Larry E. Kittelberger For For Mgmt
1.8 Elect Director Luis G. Nogales For For Mgmt
1.9 Elect Director Richard A. Post For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/11 NETGEAR, Inc. NTGR 64111Q104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Patrick C.S. Lo For For Mgmt
1.2 Elect Director Jocelyn E. Carter-Miller For For Mgmt
1.3 Elect Director Ralph E. Faison For For Mgmt
1.4 Elect Director A. Timothy Godwin For For Mgmt
1.5 Elect Director Jef Graham For For Mgmt
1.6 Elect Director Linwood A. Lacy, Jr. For For Mgmt
1.7 Elect Director Gregory J. Rossmann For For Mgmt
1.8 Elect Director Julie A. Shimer For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/11 Community Bank System, Inc. CBU 203607106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Brian R. Ace For For Mgmt
1.2 Elect Director Paul M. Cantwell, Jr. For For Mgmt
1.3 Elect Director James W. Gibson, Jr. For For Mgmt
1.4 Elect Director John Parente For For Mgmt
1.5 Elect Director John F. Whipple, Jr. For For Mgmt
1.6 Elect Director Alfred S. Whittet For For Mgmt
1.7 Elect Director Brian R. Wright For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Ratify Auditors For For Mgmt
Page 14
MEETING DATE COMPANY TICKER SECURITY ID
05/25/11 Exxon Mobil Corporation XOM 30231G102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director M.J. Boskin For For Mgmt
1.2 Elect Director P. Brabeck-Letmathe For For Mgmt
1.3 Elect Director L.R. Faulkner For For Mgmt
1.4 Elect Director J.S. Fishman For For Mgmt
1.5 Elect Director K.C. Frazier For For Mgmt
1.6 Elect Director W.W. George For For Mgmt
1.7 Elect Director M.C. Nelson For For Mgmt
1.8 Elect Director S.J. Palmisano For For Mgmt
1.9 Elect Director S.S. Reinemund For For Mgmt
1.10 Elect Director R.W. Tillerson For For Mgmt
1.11 Elect Director E.E. Whitacre, Jr. For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Require Independent Board Chairman Against For Shrhlder
6 Report on Political Contributions Against For Shrhlder
7 Amend EEO Policy to Prohibit Discrimination based on Sexual Against Against Shrhlder
Orientation and Gender Identity
8 Adopt Policy on Human Right to Water Against Against Shrhlder
9 Report on Environmental Impact of Oil Sands Operations in Canada Against For Shrhlder
10 Report on Environmental Impacts of Natural Gas Fracturing Against For Shrhlder
11 Report on Energy Technologies Development Against Against Shrhlder
12 Adopt Quantitative GHG Goals for Products and Operations Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/25/11 Fossil, Inc. FOSL 349882100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Elaine Agather For For Mgmt
1.2 Elect Director Jeffrey N. Boyer For For Mgmt
1.3 Elect Director Kosta N. Kartsotis For For Mgmt
1.4 Elect Director Elysia Holt Ragusa For For Mgmt
1.5 Elect Director Jal S. Shroff For For Mgmt
1.6 Elect Director James E. Skinner For For Mgmt
1.7 Elect Director Michael Steinberg For For Mgmt
1.8 Elect Director Donald J. Stone For For Mgmt
1.9 Elect Director James M. Zimmerman For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/11 KapStone Paper and Packaging Corporation KS 48562P103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John M. Chapman For For Mgmt
1.2 Elect Director Matthew Kaplan For For Mgmt
1.3 Elect Director Ronald J. Gidwitz For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/26/11 Hibbett Sports, Inc. HIBB 428567101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Albert C. Johnson For For Mgmt
1.2 Elect Director Ralph T. Parks For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Amend Executive Incentive Bonus Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/26/11 Maidenform Brands, Inc. MFB 560305104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Norman Axelrod For For Mgmt
1.2 Elect Director Bernd Beetz For For Mgmt
1.3 Elect Director Harold F. Compton For For Mgmt
1.4 Elect Director Barbara Eisenberg For For Mgmt
1.5 Elect Director Maurice S. Reznik For For Mgmt
1.6 Elect Director Karen Rose For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/26/11 MetroPCS Communications, Inc. PCS 591708102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Roger D. Linquist For For Mgmt
1.2 Elect Director Arthur C. Patterson For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/26/11 Park-Ohio Holdings Corp. PKOH 700666100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kevin R. Greene For For Mgmt
1.2 Elect Director A. Malachi Mixon, III For For Mgmt
1.3 Elect Director Dan. T. Moore, III For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
Page 15
MEETING DATE COMPANY TICKER SECURITY ID
05/27/11 Iberdrola S.A. IBE E6165F166
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Individual and Consolidated Financial Statements for FY 2010 For For Mgmt
2 Accept Individual and Consolidated Management Reports for FY 2010 For For Mgmt
3 Approve Discharge of Directors for FY 2010 For For Mgmt
4 Re-elect Ernst & Young SL as Auditors of Individual and Consolidated For For Mgmt
Accounts for FY 2011
5 Approve Allocation of Income and Dividends of EUR 0.03 Per Share For For Mgmt
6 Authorize Capital Increase of up to EUR 1.91 Billion via Capitalization For For Mgmt
of Reserves, and Amend Article 5 Accordingly
7 Approve 2011-2013 Restricted Sotck Plan For For Mgmt
8 Authorize Issuance of Equity or Equity-Linked Securities of up to 50 For For Mgmt
percent, Excluding Preemptive Riqhts of up to 20 Percent
9 Authorize Issuance of Convertible Bonds/Debentures Including Warrants For For Mgmt
without Preemptive Rights up to EUR 5 Billion
10 Authorize Issuance of (i) Bonds/Debentures/Preferred Stock up to For For Mgmt
Aggregate Nominal Amount of EUR 20 Billion, and (ii) Notes up to EUR 6
Billion
11 Authorize Listing on and Delisting from Secondary Exchanges of Shares For For Mgmt
and Other Securities
12 Authorize Board to Create and Fund Associations and Foundations For For Mgmt
13.1 Amend Article 1 Re: include Concept of Corporate Governance System and For For Mgmt
Corporate Interest
13.2 Amend Several Articles Re: Technical and Textual Adjustments For For Mgmt
13.3 Amend Several Articles Re: General Meeting Rules For For Mgmt
13.4 Amend Several Articles Re: Technical and Textual Adjustments on General For For Mgmt
Meeting Rules
13.5 Amend Several Articles Re: Voting Rights For For Mgmt
13.6 Amend Articles Re: Board and Committees For For Mgmt
13.7 Adopt Restated Bylaws For For Mgmt
14 Amend General Meeting Regulations For For Mgmt
15 Approve Merger by Absorption of Iberdrola Renovables SA For For Mgmt
16 Authorize Board to Ratify and Execute Approved Resolutions For For Mgmt
17 Advisory Vote on Remuneration Report For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/27/11 Steven Madden, Ltd. SHOO 556269108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Edward R Rosenfeld For For Mgmt
1.2 Elect Director John L Madden For For Mgmt
1.3 Elect Director Peter Migliorini For For Mgmt
1.4 Elect Director Richard P Randall For For Mgmt
1.5 Elect Director Ravi Sachdev For For Mgmt
1.6 Elect Director Thomas H Schwartz For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/31/11 Deckers Outdoor Corporation DECK 243537107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Angel R. Martinez For For Mgmt
1.2 Elect Director Rex A. Licklider For For Mgmt
1.3 Elect Director John M. Gibbons For For Mgmt
1.4 Elect Director John G. Perenchio For For Mgmt
1.5 Elect Director Maureen Conners For For Mgmt
1.6 Elect Director Ruth M. Owades For For Mgmt
1.7 Elect Director Karyn O. Barsa For For Mgmt
1.8 Elect Director Michael F. Devine, III For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/01/11 Vishay Intertechnology, Inc. VSH 928298108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Eliyahu Hurvitz For For Mgmt
1.2 Elect Director Abraham Ludomirski For For Mgmt
1.3 Elect Director Wayne M. Rogers For For Mgmt
1.4 Elect Director Ronald Ruzic For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/01/11 Vitamin Shoppe, Inc. VSI 92849E101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard L. Markee For For Mgmt
1.2 Elect Director B. Michael Becker For For Mgmt
1.3 Elect Director Catherine E. Buggeln For For Mgmt
1.4 Elect Director John H. Edmondson For For Mgmt
1.5 Elect Director David H. Edwab For For Mgmt
1.6 Elect Director Douglas R. Korn For For Mgmt
1.7 Elect Director Richard L. Perkal For For Mgmt
1.8 Elect Director Beth M. Pritchard For For Mgmt
1.9 Elect Director Katherine Savitt-Lennon For For Mgmt
1.10 Elect Director Anthony N. Truesdale For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Auditors For For Mgmt
Page 16
MEETING DATE COMPANY TICKER SECURITY ID
06/02/11 Biogen Idec Inc. BIIB 09062X103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Caroline D. Dorsa For For Mgmt
2 Elect Director Stelios Papadopoulos For For Mgmt
3 Elect Director George A. Scangos For For Mgmt
4 Elect Director Lynn Schenk For For Mgmt
5 Elect Director Alexander J. Denner For For Mgmt
6 Elect Director Nancy L. Leaming For For Mgmt
7 Elect Director Richard C. Mulligan For For Mgmt
8 Elect Director Robert W. Pangia For For Mgmt
9 Elect Director Brian S. Posner For For Mgmt
10 Elect Director Eric K. Rowinsky For For Mgmt
11 Elect Director Stephen A. Sherwin For For Mgmt
12 Elect Director William D. Young For For Mgmt
13 Ratify Auditors For For Mgmt
14 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
15 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
16 Declassify the Board of Directors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/02/11 Cognizant Technology Solutions Corporation CTSH 192446102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Robert W. Howe For For Mgmt
2 Elect Director Robert E. Weissman For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Increase Authorized Common Stock For For Mgmt
6 Reduce Supermajority Vote Requirement For For Mgmt
7 Reduce Supermajority Vote Requirement For For Mgmt
8 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/02/11 GeoEye, Inc. GEOY 37250W108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James A. Abrahamson For For Mgmt
1.2 Elect Director Joseph M. Ahearn For For Mgmt
1.3 Elect Director Martin C. Faga For For Mgmt
1.4 Elect Director Michael F. Horn, Sr. For For Mgmt
1.5 Elect Director Lawrence A. Hough For For Mgmt
1.6 Elect Director Matthew M. O'Connell For For Mgmt
1.7 Elect Director Roberta E. Lenczowski For For Mgmt
1.8 Elect Director James M. Simon, Jr. For For Mgmt
1.9 Elect Director William W. Sprague For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/02/11 The Home Depot, Inc. HD 437076102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director F. Duane Ackerman For For Mgmt
2 Elect Director Francis S. Blake For For Mgmt
3 Elect Director Ari Bousbib For For Mgmt
4 Elect Director Gregory D. Brenneman For For Mgmt
5 Elect Director J. Frank Brown For For Mgmt
6 Elect Director Albert P. Carey For For Mgmt
7 Elect Director Armando Codina For For Mgmt
8 Elect Director Bonnie G. Hill For For Mgmt
9 Elect Director Karen L. Katen For For Mgmt
10 Elect Director Ronald L. Sargent For For Mgmt
11 Ratify Auditors For For Mgmt
12 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
13 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
14 Provide Right to Act by Written Consent For For Mgmt
15 Restore or Provide for Cumulative Voting Against For Shrhlder
16 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For Shrhlder
17 Prepare Employment Diversity Report Against For Shrhlder
18 Adopt Proxy Statement Reporting on Political Contributions and Against Against Shrhlder
Advisory Vote
MEETING DATE COMPANY TICKER SECURITY ID
06/02/11 priceline.com Incorporated PCLN 741503403
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jeffery H. Boyd For For Mgmt
1.2 Elect Director Ralph M. Bahna For For Mgmt
1.3 Elect Director Howard W. Barker, Jr. For For Mgmt
1.4 Elect Director Jan L. Docter For For Mgmt
1.5 Elect Director Jeffrey E. Epstein For For Mgmt
1.6 Elect Director James M. Guyette For For Mgmt
1.7 Elect Director Nancy B. Peretsman For For Mgmt
1.8 Elect Director Craig W. Rydin For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Provide Right to Act by Written Consent Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
06/03/11 Netflix, Inc. NFLX 64110L106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Reed Hastings For For Mgmt
1.2 Elect Director Jay C. Hoag For For Mgmt
1.3 Elect Director A. George (Skip) Battle For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Reduce Supermajority Vote Requirement Against For Shrhlder
Page 17
MEETING DATE COMPANY TICKER SECURITY ID
06/07/11 France Telecom FTE F4113C103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Accept Consolidated Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation of Income and Dividends of EUR 1.40 per Share For For Mgmt
4 Acknowledge Auditors' Special Report on Related-Party Transactions For For Mgmt
5 Reelect Bernard Dufau as Director For For Mgmt
6 Elect Helle Kristoffersen as Director For For Mgmt
7 Elect Muriel Penicaud as Director For For Mgmt
8 Elect Jean Michel Severino as Director For For Mgmt
9 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt
10 Authorize Issuance of Equity or Equity-Linked Securities with For For Mgmt
Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion
11 Authorize Issuance of Equity or Equity-Linked Securities without For For Mgmt
Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion
12 Approve Issuance of up to 20 Percent of Issued Capital Per Year for a For For Mgmt
Private Placement, up to Aggregate Nominal Amount of EUR 1.5 Billion
13 Authorize Board to Increase Capital in the Event of Additional Demand For For Mgmt
Related to Delegation Submitted to Shareholder Vote under Items 10,
11 and 12 Above
14 Authorize Capital Increase of up to EUR 1.5 Billion for Future For For Mgmt
Exchange Offers
15 Authorize Capital Increase of up to 10 Percent of Issued Capital for For For Mgmt
Future Acquisitions
16 Authorize Capital Increase of up to EUR 35 Million to Holders of For For Mgmt
Orange SA Stock Options or Shares in Connection with France Telecom
Liquidity Agreement
17 Authorize up to EUR 500,000 for Issuance of Free Option-Based Liquidity For For Mgmt
Instruments Reserved for Holders of Orange SA Stock Options Benefiting
from a Liquidity Agreement
18 Set Total Limit for Capital Increase to Result from All Issuance For For Mgmt
Requests under Items 10 to 17 at EUR 3.5 Billion
19 Approve Issuance of Securities Convertible into Debt up to Aggregate For For Mgmt
Nominal Amount of EUR 7 Billion
20 Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus For For Mgmt
Issue or Increase in Par Value
21 Approve Employee Stock Purchase Plan For For Mgmt
22 Approve Reduction in Share Capital via Cancellation of Repurchased For For Mgmt
Shares
23 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/07/11 G-III Apparel Group, Ltd. GIII 36237H101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Morris Goldfarb For For Mgmt
1.2 Elect Director Sammy Aaron For For Mgmt
1.3 Elect Director Thomas J. Brosig For For Mgmt
1.4 Elect Director Alan Feller For For Mgmt
1.5 Elect Director Jeffrey Goldfarb For For Mgmt
1.6 Elect Director Carl Katz For For Mgmt
1.7 Elect Director Laura Pomerantz For For Mgmt
1.8 Elect Director Willem van Bokhorst For For Mgmt
1.9 Elect Director Richard White For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/07/11 Sandisk Corporation SNDK 80004C101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael Marks For For Mgmt
1.2 Elect Director Kevin DeNuccio For For Mgmt
1.3 Elect Director Irwin Federman For For Mgmt
1.4 Elect Director Steven J. Gomo For For Mgmt
1.5 Elect Director Eddy W. Hartenstein For For Mgmt
1.6 Elect Director Chenming Hu For For Mgmt
1.7 Elect Director Catherine P. Lego For For Mgmt
1.8 Elect Director Sanjay Mehrotra For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
6 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/07/11 Virgin Media Inc. VMED 92769L101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James A. Chiddix For For Mgmt
1.2 Elect Director William R. Huff For For Mgmt
1.3 Elect Director James F. Mooney For For Mgmt
1.4 Elect Director John N. Rigsby For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/09/11 US Airways Group, Inc. LCC 90341W108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Bruce R. Lakefield For For Mgmt
2 Elect Director W. Douglas Parker For For Mgmt
3 Ratify Auditors For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
6 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
7 Provide for Cumulative Voting Against For Shrhlder
Page 18
MEETING DATE COMPANY TICKER SECURITY ID
06/10/11 Portfolio Recovery Associates, Inc. PRAA 73640Q105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James M. Voss For For Mgmt
1.2 Elect Director Scott M. Tabakin For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/14/11 Air Methods Corporation AIRM 009128307
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Samuel H. Gray For For Mgmt
1.2 Elect Director Morad Tahbaz For For Mgmt
1.3 Elect Director Aaron D. Todd For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/15/11 ACI Worldwide, Inc. ACIW 004498101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Alfred R. Berkeley, III For For Mgmt
1.2 Elect Director John D. Curtis For For Mgmt
1.3 Elect Director Philip G. Heasley For For Mgmt
1.4 Elect Director James C. McGroddy For For Mgmt
1.5 Elect Director Harlan F. Seymour For For Mgmt
1.6 Elect Director John M. Shay, Jr. For For Mgmt
1.7 Elect Director John E. Stokely For For Mgmt
1.8 Elect Director Jan H. Suwinski For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/15/11 Cardtronics, Inc. CATM 14161H108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert P. Barone For For Mgmt
1.2 Elect Director Jorge M. Diaz For For Mgmt
1.3 Elect Director G. Patrick Phillips For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/15/11 Freeport-McMoRan Copper & Gold Inc. FCX 35671D857
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard C. Adkerson For For Mgmt
1.2 Elect Director Robert J. Allison, Jr. For For Mgmt
1.3 Elect Director Robert A. Day For For Mgmt
1.4 Elect Director Gerald J. Ford For For Mgmt
1.5 Elect Director H. Devon Graham, Jr. For For Mgmt
1.6 Elect Director Charles C. Krulak For For Mgmt
1.7 Elect Director Bobby Lee Lackey For For Mgmt
1.8 Elect Director Jon C. Madonna For For Mgmt
1.9 Elect Director Dustan E. McCoy For For Mgmt
1.10 Elect Director James R. Moffett For For Mgmt
1.11 Elect Director B.M. Rankin, Jr. For For Mgmt
1.12 Elect Director Stephen H. Siegele For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Auditors For For Mgmt
5 Request Director Nominee with Environmental Qualifications Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
06/16/11 Dollar Tree, Inc. DLTR 256746108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Macon F. Brock, Jr. For For Mgmt
1.2 Elect Director Mary Anne Citrino For For Mgmt
1.3 Elect Director Thomas E. Whiddon For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Ratify Auditors For For Mgmt
Page 19
MEETING DATE COMPANY TICKER SECURITY ID
06/17/11 Banco Santander S.A. STD E19790109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.A Accept Individual and Consolidated Financial Statements and Statutory For For Mgmt
Reports for FY 2010
1.B Approve Discharge of Directors for FY 2010 For For Mgmt
2 Approve Allocation of Income for FY 2010 For For Mgmt
3.A Reelect Ana Patricia Botin-Sanz de Sautuola y O'Shea as Director For Against Mgmt
3.B Reelect Rodrigo Echenique Gordillo as Director For Against Mgmt
3.C Reelect Lord Burns as Director For Against Mgmt
3.D Reelect Assicurazioni Generali S.p.A. as Director For Against Mgmt
4 Reelect Deloitte, S.L. as Auditors for FY 2011 For For Mgmt
5.A Amend Articles 8, 11, 15, 16 and 18 Re: Equity-Related For For Mgmt
5.B Amend Several Articles of Bylaws For For Mgmt
5.C Amend Article 62 and 69 of Bylaws For For Mgmt
6.A Amend Preamble and Article 2 of General Meeting Regulations For For Mgmt
6.B Amend Articles 4, 5 and 8 of General Meeting Regulations; Add For For Mgmt
Article 6 Bis to General Meeting Regulations
6.C Amend Article 12, 19, 21 and Additional Provision of General Meeting For For Mgmt
Regulations
7 Grant Board Authorization to Increase Capital For For Mgmt
8.A Authorize Increase in Capital Charged to Voluntary Reserves for Bonus For For Mgmt
Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares
8.B Authorize Increase in Capital Charged to Voluntary Reserves for Bonus For For Mgmt
Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares
9.A Authorize to Issuance of Convertible and/or Exchangeable Debt For For Mgmt
Securities Including Warrants Without Preemptive Rights; Void
Authorization at 2010 AGM
9.B Authorize Issuance of Non Convertible Debt Securities Including For For Mgmt
Warrants
10.A Approve Sixth Cycle of Performance Share Plan For For Mgmt
10.B Approve Second Cycle of Deferred and Conditional Share Plan For For Mgmt
10.C Approve First Cycle of Deferred and Conditional Variable Remuneration For For Mgmt
Plan
10.D Approve Savings Plan for Santander UK plc Employees and Other For For Mgmt
Companies of Santander Group in UK
11 Authorize Board to Ratify and Execute Approved Resolutions For For Mgmt
12 Advisory Vote on Remuneration Policy Report For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/21/11 Pre-Paid Legal Services, Inc. PPD 740065107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/11 Smith Micro Software, Inc. SMSI 832154108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William W. Smith, Jr. For For Mgmt
1.2 Elect Director William C. Keiper For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/27/11 General Communication, Inc. GNCMA 369385109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jerry A. Edgerton For For Mgmt
1.2 Elect Director Mark W. Kroloff For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/11 Pier 1 Imports, Inc PIR 720279108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Claire H. Babrowski For For Mgmt
2 Elect Director John H. Burgoyne For For Mgmt
3 Elect Director Hamish A. Dodds For For Mgmt
4 Elect Director Michael R. Ferrari For For Mgmt
5 Elect Director Brendan L. Hoffman For For Mgmt
6 Elect Director Terry E. London For For Mgmt
7 Elect Director Alexander W. Smith For For Mgmt
8 Elect Director Cece Smith For For Mgmt
9 Amend Omnibus Stock Plan For For Mgmt
10 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
11 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
12 Ratify Auditors For For Mgmt
Page 20
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MEETING DATE COMPANY TICKER SECURITY ID
10/12/10 The Procter & Gamble Company PG 742718109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Angela F. Braly For For Mgmt
2 Elect Director Kenneth I. Chenault For For Mgmt
3 Elect Director Scott D. Cook For For Mgmt
4 Elect Director Rajat K. Gupta For For Mgmt
5 Elect Director Robert A. Mcdonald For For Mgmt
6 Elect Director W. James Mcnerney, Jr. For For Mgmt
7 Elect Director Johnathan A. Rodgers For For Mgmt
8 Elect Director Mary A. Wilderotter For For Mgmt
9 Elect Director Patricia A. Woertz For For Mgmt
10 Elect Director Ernesto Zedillo For For Mgmt
11 Ratify Auditors For For Mgmt
12 Provide for Cumulative Voting Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
03/23/11 Hewlett-Packard Company HPQ 428236103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director M. L. Andreessen For For Mgmt
2 Elect Director L. Apotheker For For Mgmt
3 Elect Director L.T. Babbio, Jr. For Against Mgmt
4 Elect Director S.M. Baldauf For Against Mgmt
5 Elect Director S. Banerji For For Mgmt
6 Elect Director R.L. Gupta For For Mgmt
7 Elect Director J.H. Hammergren For For Mgmt
8 Elect Director R.J. Lane For For Mgmt
9 Elect Director G.M. Reiner For For Mgmt
10 Elect Director P.F. Russo For For Mgmt
11 Elect Director D. Senequier For For Mgmt
12 Elect Director G.K. Thompson For Against Mgmt
13 Elect Director M.C. Whitman For For Mgmt
14 Ratify Auditors For For Mgmt
15 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
16 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
17 Approve Qualified Employee Stock Purchase Plan For For Mgmt
18 Amend Executive Incentive Bonus Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/11 International Business Machines Corporation IBM 459200101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director A. J. P. Belda For For Mgmt
2 Elect Director W. R. Brody For For Mgmt
3 Elect Director K. I. Chenault For For Mgmt
4 Elect Director M. L. Eskew For For Mgmt
5 Elect Director S. A. Jackson For For Mgmt
6 Elect Director A. N. Liveris For For Mgmt
7 Elect Director W. J. McNerney, Jr. For For Mgmt
8 Elect Director J. W. Owens For For Mgmt
9 Elect Director S. J. Palmisano For For Mgmt
10 Elect Director J. E. Spero For For Mgmt
11 Elect Director S. Taurel For For Mgmt
12 Elect Director L. H. Zambrano For For Mgmt
13 Ratify Auditors For For Mgmt
14 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
15 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
16 Provide for Cumulative Voting Against For Shrhlder
17 Report on Political Contributions Against For Shrhlder
18 Report on Lobbying Expenses Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
04/29/11 AT&T Inc. T 00206R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Randall L. Stephenson For For Mgmt
2 Elect Director Gilbert F. Amelio For For Mgmt
3 Elect Director Reuben V. Anderson For For Mgmt
4 Elect Director James H. Blanchard For For Mgmt
5 Elect Director Jaime Chico Pardo For For Mgmt
6 Elect Director James P. Kelly For For Mgmt
7 Elect Director Jon C. Madonna For For Mgmt
8 Elect Director Lynn M. Martin For For Mgmt
9 Elect Director John B. McCoy For For Mgmt
10 Elect Director Joyce M. Roche For For Mgmt
11 Elect Director Matthew K. Rose For For Mgmt
12 Elect Director Laura D Andrea Tyson For For Mgmt
13 Ratify Auditors For For Mgmt
14 Approve Omnibus Stock Plan For For Mgmt
15 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
16 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
17 Report on Political Contributions Against For Shrhlder
18 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For Shrhlder
19 Provide Right to Act by Written Consent Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/05/11 Verizon Communications Inc. VZ 92343V104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Richard L. Carrion For For Mgmt
2 Elect Director M. Frances Keeth For For Mgmt
3 Elect Director Robert W. Lane For For Mgmt
4 Elect Director Lowell C. Mcadam For For Mgmt
5 Elect Director Sandra O. Moose For For Mgmt
6 Elect Director Joseph Neubauer For For Mgmt
7 Elect Director Donald T. Nicolaisen For For Mgmt
8 Elect Director Clarence Otis, Jr. For For Mgmt
9 Elect Director Hugh B. Price For For Mgmt
10 Elect Director Ivan G. Seidenberg For For Mgmt
11 Elect Director Rodney E. Slater For For Mgmt
12 Elect Director John W. Snow For For Mgmt
13 Ratify Auditors For For Mgmt
14 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
15 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
16 Disclose Prior Government Service Against Against Shrhlder
17 Performance-Based Equity Awards Against For Shrhlder
18 Restore or Provide for Cumulative Voting Against For Shrhlder
19 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/19/11 McDonald's Corporation MCD 580135101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Susan E. Arnold For For Mgmt
2 Elect Director Richard H. Lenny For For Mgmt
3 Elect Director Cary D. McMillan For For Mgmt
4 Elect Director Sheila A. Penrose For For Mgmt
5 Elect Director James A. Skinner For For Mgmt
6 Ratify Auditors For For Mgmt
7 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
8 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
9 Reduce Supermajority Vote Requirement for Transactions With Interested For For Mgmt
Shareholders
10 Reduce Supermajority Vote Requirement Relating to the Board of For For Mgmt
Directors
11 Reduce Supermajority Vote Requirement for Shareholder Action For For Mgmt
12 Declassify the Board of Directors Against For Shrhlder
13 Require Suppliers to Adopt CAK Against Against Shrhlder
14 Report on Policy Responses to Children's Health Concerns and Fast Food Against Against Shrhlder
15 Report on Beverage Container Environmental Strategy Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/26/11 The Travelers Companies, Inc. TRV 89417E109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Alan L. Beller For For Mgmt
2 Elect Director John H. Dasburg For For Mgmt
3 Elect Director Janet M. Dolan For For Mgmt
4 Elect Director Kenneth M. Duberstein For For Mgmt
5 Elect Director Jay S. Fishman For For Mgmt
6 Elect Director Lawrence G. Graev For For Mgmt
7 Elect Director Patricia L. Higgins For For Mgmt
8 Elect Director Thomas R. Hodgson For For Mgmt
9 Elect Director Cleve L. Killingsworth, Jr. For For Mgmt
10 Elect Director Donald J. Shepard For For Mgmt
11 Elect Director Laurie J. Thomsen For For Mgmt
12 Ratify Auditors For For Mgmt
13 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
14 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
Page 1
MEETING DATE COMPANY TICKER SECURITY ID
06/02/11 The Home Depot, Inc. HD 437076102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director F. Duane Ackerman For For Mgmt
2 Elect Director Francis S. Blake For For Mgmt
3 Elect Director Ari Bousbib For For Mgmt
4 Elect Director Gregory D. Brenneman For For Mgmt
5 Elect Director J. Frank Brown For For Mgmt
6 Elect Director Albert P. Carey For For Mgmt
7 Elect Director Armando Codina For For Mgmt
8 Elect Director Bonnie G. Hill For For Mgmt
9 Elect Director Karen L. Katen For For Mgmt
10 Elect Director Ronald L. Sargent For For Mgmt
11 Ratify Auditors For For Mgmt
12 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
13 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
14 Provide Right to Act by Written Consent For For Mgmt
15 Restore or Provide for Cumulative Voting Against For Shrhlder
16 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For Shrhlder
17 Prepare Employment Diversity Report Against For Shrhlder
18 Adopt Proxy Statement Reporting on Political Contributions and Advisory Against Against Shrhlder
Vote
MEETING DATE COMPANY TICKER SECURITY ID
06/03/11 Wal-Mart Stores, Inc. WMT 931142103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Aida M. Alvarez For For Mgmt
2 Elect Director James W. Breyer For For Mgmt
3 Elect Director M. Michele Burns For For Mgmt
4 Elect Director James I. Cash, Jr. For For Mgmt
5 Elect Director Roger C. Corbett For For Mgmt
6 Elect Director Douglas N. Daft For For Mgmt
7 Elect Director Michael T. Duke For For Mgmt
8 Elect Director Gregory B. Penner For For Mgmt
9 Elect Director Steven S Reinemund For For Mgmt
10 Elect Director H. Lee Scott, Jr. For For Mgmt
11 Elect Director Arne M. Sorenson For For Mgmt
12 Elect Director Jim C. Walton For For Mgmt
13 Elect Director S. Robson Walton For For Mgmt
14 Elect Director Christopher J. Williams For For Mgmt
15 Elect Director Linda S. Wolf For For Mgmt
16 Ratify Auditors For For Mgmt
17 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
18 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
19 Amend EEO Policy to Prohibit Discrimination based on Gender Identity Against For Shrhlder
20 Report on Political Contributions Against For Shrhlder
21 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For Shrhlder
22 Require Suppliers to Produce Sustainability Reports Against Against Shrhlder
23 Report on Climate Change Business Risks Against Against Shrhlder
Page 2
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THE DOW(R) TARGET DIVIDEND PORTFOLIO
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MEETING DATE COMPANY TICKER SECURITY ID
08/03/10 Universal Corporation UVV 913456109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Chester A. Crocker For For Mgmt
1.2 Elect Director Charles H. Foster, Jr. For For Mgmt
1.3 Elect Director Thomas H. Johnson For For Mgmt
1.4 Elect Director Jeremiah J. Sheehan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/20/10 First Niagara Financial Group, Inc. FNFG 33582V108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Issue Shares in Connection with Acquisition For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/04/11 Northeast Utilities NU 664397106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Fix Number of Trustees at Fourteen For For Mgmt
4 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/18/11 MeadWestvaco Corporation MWV 583334107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Michael E. Campbell For For Mgmt
2 Elect Director Thomas W. Cole, Jr. For For Mgmt
3 Elect Director James G. Kaiser For For Mgmt
4 Elect Director Richard B. Kelson For For Mgmt
5 Elect Director James M. Kilts For For Mgmt
6 Elect Director Susan J. Kropf For For Mgmt
7 Elect Director Douglas S. Luke For For Mgmt
8 Elect Director John A. Luke, Jr. For For Mgmt
9 Elect Director Robert C. McCormack For For Mgmt
10 Elect Director Timothy H. Powers For For Mgmt
11 Elect Director Jane L. Warner For For Mgmt
12 Ratify Auditors For For Mgmt
13 Amend Omnibus Stock Plan For For Mgmt
14 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
15 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/11 First Niagara Financial Group, Inc. FNFG 33582V108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas E. Baker For For Mgmt
1.2 Elect Director G. Thomas Bowers For For Mgmt
1.3 Elect Director William H. Jones For For Mgmt
1.4 Elect Director Peter B. Robinson For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Rescind Fair Price Provision For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
6 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/28/11 Edison International EIX 281020107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Jagjeet S. Bindra For For Mgmt
2 Elect Director Vanessa C.L. Chang For For Mgmt
3 Elect Director France A. Cordova For For Mgmt
4 Elect Director Theodore F. Craver, Jr. For For Mgmt
5 Elect Director Charles B. Curtis For For Mgmt
6 Elect Director Bradford M. Freeman For For Mgmt
7 Elect Director Luis G. Nogales For For Mgmt
8 Elect Director Ronald L. Olson For For Mgmt
9 Elect Director James M. Rosser For For Mgmt
10 Elect Director Richard T. Schlosberg, III For For Mgmt
11 Elect Director Thomas C. Sutton For For Mgmt
12 Elect Director Brett White For For Mgmt
13 Ratify Auditors For For Mgmt
14 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
15 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
16 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/29/11 AT&T Inc. T 00206R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Randall L. Stephenson For For Mgmt
2 Elect Director Gilbert F. Amelio For For Mgmt
3 Elect Director Reuben V. Anderson For For Mgmt
4 Elect Director James H. Blanchard For For Mgmt
5 Elect Director Jaime Chico Pardo For For Mgmt
6 Elect Director James P. Kelly For For Mgmt
7 Elect Director Jon C. Madonna For For Mgmt
8 Elect Director Lynn M. Martin For For Mgmt
9 Elect Director John B. McCoy For For Mgmt
10 Elect Director Joyce M. Roche For For Mgmt
11 Elect Director Matthew K. Rose For For Mgmt
12 Elect Director Laura D Andrea Tyson For For Mgmt
13 Ratify Auditors For For Mgmt
14 Approve Omnibus Stock Plan For For Mgmt
15 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
16 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
17 Report on Political Contributions Against For Shrhlder
18 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For Shrhlder
19 Provide Right to Act by Written Consent Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
04/29/11 Cleco Corporation CNL 12561W105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William L. Marks For For Mgmt
1.2 Elect Director Robert T. Ratcliff, Sr. For For Mgmt
1.3 Elect Director Peter M. Scott III For For Mgmt
1.4 Elect Director William H.walker, Jr. For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Eliminate Cumulative Voting and Declassify the Board For For Mgmt
6 Eliminate Cumulative Voting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/30/11 Cincinnati Financial Corporation CINF 172062101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kenneth C. Lichtendahl For For Mgmt
1.2 Elect Director W. Rodney McMullen For For Mgmt
1.3 Elect Director Thomas R. Schiff For For Mgmt
1.4 Elect Director John F. Steele, Jr. For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/06/11 Entergy Corporation ETR 29364G103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Maureen Scannell Bateman For For Mgmt
2 Elect Director Gary W. Edwards For For Mgmt
3 Elect Director Alexis M. Herman For For Mgmt
4 Elect Director Donald C. Hintz For For Mgmt
5 Elect Director J. Wayne Leonard For For Mgmt
6 Elect Director Stuart L. Levenick For For Mgmt
7 Elect Director Blanche L. Lincoln For For Mgmt
8 Elect Director Stewart C. Myers For For Mgmt
9 Elect Director William A. Percy, II For For Mgmt
10 Elect Director W.J. Tauzin For For Mgmt
11 Elect Director Steven V. Wilkinson For For Mgmt
12 Ratify Auditors For For Mgmt
13 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
14 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
15 Approve Omnibus Stock Plan For For Mgmt
Page 1
MEETING DATE COMPANY TICKER SECURITY ID
05/10/11 Alliant Energy Corporation LNT 018802108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William D. Harvey For For Mgmt
1.2 Elect Director Singleton B. McAllister For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/11 Masco Corporation MAS 574599106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Verne G. Istock For For Mgmt
2 Elect Director J. Michael Losh For For Mgmt
3 Elect Director Timothy Wadhams For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/11 NiSource Inc. NI 65473P105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Richard A. Abdoo For For Mgmt
2 Elect Director Steven C. Beering For For Mgmt
3 Elect Director Michael E. Jesanis For For Mgmt
4 Elect Director Marty R. Kittrell For For Mgmt
5 Elect Director W. Lee Nutter For For Mgmt
6 Elect Director Deborah S. Parker For For Mgmt
7 Elect Director Ian M. Rolland For For Mgmt
8 Elect Director Robert C. Skaggs, Jr. For For Mgmt
9 Elect Director Richard L. Thompson For For Mgmt
10 Elect Director Carolyn Y. Woo For For Mgmt
11 Ratify Auditors For For Mgmt
12 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
13 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
14 Provide Right to Act by Written Consent Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/11/11 Integrys Energy Group, Inc. TEG 45822P105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Keith E. Bailey For For Mgmt
1.2 Elect Director William J. Brodsky For For Mgmt
1.3 Elect Director Albert J. Budney, Jr. For For Mgmt
1.4 Elect Director Pastora San Juan Cafferty For For Mgmt
1.5 Elect Director Ellen Carnahan For For Mgmt
1.6 Elect Director Michelle L. Collins For For Mgmt
1.7 Elect Director Kathryn M. Hasselblad-Pascale For For Mgmt
1.8 Elect Director John W. Higgins For For Mgmt
1.9 Elect Director James L. Kemerling For For Mgmt
1.10 Elect Director Michael E. Lavin For For Mgmt
1.11 Elect Director William F. Protz, Jr. For For Mgmt
1.12 Elect Director Charles A. Schrock For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/11 Leggett & Platt, Incorporated LEG 524660107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Robert E. Brunner For For Mgmt
2 Elect Director Ralph W. Clark For For Mgmt
3 Elect Director R. Ted Enloe, III For For Mgmt
4 Elect Director Richard T. Fisher For For Mgmt
5 Elect Director Matthew C. Flanigan For For Mgmt
6 Elect Director Karl G. Glassman For For Mgmt
7 Elect Director Ray A. Griffith For For Mgmt
8 Elect Director David S. Haffner For For Mgmt
9 Elect Director Joseph W. McClanathan For For Mgmt
10 Elect Director Judy C. Odom For For Mgmt
11 ElectElect Director Maurice E. Purnell, Jr. For For Mgmt
12 Elect Director Phoebe A. Wood For For Mgmt
13 Ratify Auditors For For Mgmt
14 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
15 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
16 Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation Against For Shrhlder
and Gender Identity
MEETING DATE COMPANY TICKER SECURITY ID
05/17/11 The Allstate Corporation ALL 020002101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director F. Duane Ackerman For Against Mgmt
2 Elect Director Robert D. Beyer For Against Mgmt
3 Elect Director W. James Farrell For Against Mgmt
4 Elect Director Jack M. Greenberg For Against Mgmt
5 Elect Director Ronald T. Lemay For Against Mgmt
6 Elect Director Andrea Redmond For Against Mgmt
7 Elect Director H. John Riley, Jr. For Against Mgmt
8 Elect Director Joshua I. Smith For Against Mgmt
9 Elect Director Judith A. Sprieser For Against Mgmt
10 Elect Director Mary Alice Taylor For Against Mgmt
11 Elect Director Thomas J. Wilson For Against Mgmt
12 Ratify Auditors For For Mgmt
13 Provide Right to Call Special Meeting For For Mgmt
14 Adopt the Jurisdiction of Incorporation as the Exclusive Forum for For Against Mgmt
Certain Disputes
15 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
16 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
17 Provide Right to Act by Written Consent Against For Shrhlder
18 Report on Political Contributions Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 CenturyLink, Inc. CTL 156700106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Virginia Boulet For For Mgmt
1.2 Elect Director Peter C. Brown For For Mgmt
1.3 Elect Director Richard A. Gephardt For For Mgmt
1.4 Elect Director Gregory J. McCray For For Mgmt
1.5 Elect Director Michael J. Roberts For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Report on Political Contributions Against For Shrhlder
7 Declassify the Board of Directors Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 F.N.B. Corporation FNB 302520101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William B. Campbell For For Mgmt
1.2 Elect Director Henry M. Ekker For For Mgmt
1.3 Elect Director Philip E. Gingerich For For Mgmt
1.4 Elect Director Robert B. Goldstein For For Mgmt
1.5 Elect Director Stephen J. Gurgovits For For Mgmt
1.6 Elect Director Dawne S. Hickton For For Mgmt
1.7 Elect Director David J. Malone For For Mgmt
1.8 Elect Director D. Stephen Martz For For Mgmt
1.9 Elect Director Harry F. Radcliffe For For Mgmt
1.10 Elect Director Arthur J. Rooney, II For For Mgmt
1.11 Elect Director John W. Rose For For Mgmt
1.12 Elect Director Stanton R. Sheetz For For Mgmt
1.13 Elect Director William J. Strimbu For For Mgmt
1.14 Elect Director Earl K. Wahl, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Auditors For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
Page 2
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 Northrop Grumman Corporation NOC 666807102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Wesley G. Bush For For Mgmt
2 Elect Director Lewis W. Coleman For For Mgmt
3 Elect Director Victor H. Fazio For For Mgmt
4 Elect Director Donald E. Felsinger For For Mgmt
5 Elect Director Stephen E. Frank For For Mgmt
6 Elect Director Bruce S. Gordon For For Mgmt
7 Elect Director Madeleine Kleiner For For Mgmt
8 Elect Director Karl J. Krapek For For Mgmt
9 Elect Director Richard B. Myers For For Mgmt
10 Elect Director Aulana L. Peters For For Mgmt
11 Elect Director Kevin W. Sharer For For Mgmt
12 Ratify Auditors For For Mgmt
13 Approve Omnibus Stock Plan For For Mgmt
14 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
15 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
16 Provide for Cumulative Voting Against For Shrhlder
17 Report on Political Contributions Against For Shrhlder
18 Provide Right to Act by Written Consent Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 Pinnacle West Capital Corporation PNW 723484101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Edward N. Basha, Jr. For For Mgmt
1.2 Elect Director Donald E. Brandt For For Mgmt
1.3 Elect Director Susan Clark-Johnson For For Mgmt
1.4 Elect Director Denis A. Cortese For For Mgmt
1.5 Elect Director Michael L. Gallagher For For Mgmt
1.6 Elect Director Pamela Grant For For Mgmt
1.7 Elect Director R.A. Herberger, Jr For For Mgmt
1.8 Elect Director Dale E. Klein For For Mgmt
1.9 Elect Director Humberto S. Lopez For For Mgmt
1.10 Elect Director Kathryn L. Munro For For Mgmt
1.11 Elect Director Bruce J. Nordstrom For For Mgmt
1.12 Elect Director W. Douglas Parker For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/19/11 R. R. Donnelley & Sons Company RRD 257867101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Thomas J. Quinlan, III For For Mgmt
2 Elect Director Stephen M. Wolf For For Mgmt
3 Elect Director Lee A. Chaden For For Mgmt
4 Elect Director Judith H. Hamilton For For Mgmt
5 Elect Director Susan M. Ivey For For Mgmt
6 Elect Director Thomas S. Johnson For For Mgmt
7 Elect Director John C. Pope For For Mgmt
8 Elect Director Michael T. Riordan For For Mgmt
9 Elect Director Oliver R. Sockwell For For Mgmt
10 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
11 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
12 Ratify Auditors For For Mgmt
13 Report on Sustainable Paper Purchasing Against For Shrhlder
14 Report on Political Contributions Against For Shrhlder
15 Provide Right to Act by Written Consent Against For Shrhlder
16 Other Business For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/11 Black Hills Corporation BKH 092113109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David R. Emery For For Mgmt
1.2 Elect Director Rebecca B. Roberts For For Mgmt
1.3 Elect Director Warren L. Robinson For For Mgmt
1.4 Elect Director John B. Vering For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/11 Chevron Corporation CVX 166764100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director L.F. Deily For For Mgmt
2 Elect Director R.E. Denham For For Mgmt
3 Elect Director R.J. Eaton For For Mgmt
4 Elect Director C. Hagel For For Mgmt
5 Elect Director E. Hernandez For For Mgmt
6 Elect Director G.L. Kirkland For For Mgmt
7 Elect Director D.B. Rice For For Mgmt
8 Elect Director K.W. Sharer For For Mgmt
9 Elect Director C.R. Shoemate For For Mgmt
10 Elect Director J.G. Stumpf For For Mgmt
11 Elect Director R.D. Sugar For For Mgmt
12 Elect Director C. Ware For For Mgmt
13 Elect Director J.S. Watson For For Mgmt
14 Ratify Auditors For For Mgmt
15 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
16 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
17 Request Director Nominee with Environmental Qualifications Against For Shrhlder
18 Amend Bylaws to Establish a Board Committee on Human Rights Against Against Shrhlder
19 Include Sustainability as a Performance Measure for Senior Executive Against Against Shrhlder
Compensation
20 Adopt Guidelines for Country Selection Against For Shrhlder
21 Report on Financial Risks of Climate Change Against Against Shrhlder
22 Report on Environmental Impacts of Natural Gas Fracturing Against For Shrhlder
23 Report on Offshore Oil Wells and Spill Mitigation Measures Against Against Shrhlder
Page 3
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GLOBAL DIVIDEND TARGET 15 PORTFOLIO
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MEETING DATE COMPANY TICKER SECURITY ID
07/08/10 Man Group plc EMG LN B28KQ18
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Elect Ruud Hendriks as Director For For Mgmt
5 Elect Frederic Jolly as Director For For Mgmt
6 Re-elect Alison Carnwath as Director For For Mgmt
7 Re-elect Kevin Hayes as Director For For Mgmt
8 Re-elect Patrick O'Sullivan as Director For For Mgmt
9 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
10 Authorise Board to Fix Remuneration of Auditors For For Mgmt
11 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
12 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
13 Authorise Market Purchase For For Mgmt
14 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt
15 Adopt New Articles of Association For For Mgmt
16 Approve 2010 Sharesave Scheme For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/14/10 Marks and Spencer Group plc MKS LN 3127489
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Sir Stuart Rose as Director For For Mgmt
5 Elect Marc Bolland as Director For For Mgmt
6 Elect John Dixon as Director For For Mgmt
7 Re-elect Martha Fox as Director For For Mgmt
8 Re-elect Steven Holliday as Director For For Mgmt
9 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
10 Authorise Audit Committee to Fix Remuneration of Auditors For For Mgmt
11 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
12 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
13 Authorise Market Purchase For For Mgmt
14 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt
15 Authorise EU Political Donations and Expenditure For For Mgmt
16 Adopt New Articles of Association For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/22/10 Tate & Lyle plc TATE LN 0875413
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Liz Airey as Director For For Mgmt
5 Re-elect Evert Henkes as Director For For Mgmt
6 Re-elect Sir Peter Gershon as Director For For Mgmt
7 Elect Javed Ahmed as Director For For Mgmt
8 Elect William Camp as Director For For Mgmt
9 Elect Douglas Hurt as Director For For Mgmt
10 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
11 Authorise Board to Fix Remuneration of Auditors For For Mgmt
12 Authorise EU Political Donations and Expenditure For For Mgmt
13 Amend 2003 Performance Share Plan For For Mgmt
14 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
15 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
16 Authorise Market Purchase For For Mgmt
17 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt
18 Adopt New Articles of Association For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/27/10 Vodafone Group plc VOD LN B16GWD5
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Re-elect Sir John Bond as Director For For Mgmt
3 Re-elect John Buchanan as Director For For Mgmt
4 Re-elect Vittorio Colao as Director For For Mgmt
5 Re-elect Michel Combes as Director For For Mgmt
6 Re-elect Andy Halford as Director For For Mgmt
7 Re-elect Stephen Pusey as Director For For Mgmt
8 Re-elect Alan Jebson as Director For For Mgmt
9 Re-elect Samuel Jonah as Director For For Mgmt
10 Re-elect Nick Land as Director For For Mgmt
11 Re-elect Anne Lauvergeon as Director For For Mgmt
12 Re-elect Luc Vandevelde as Director For For Mgmt
13 Re-elect Anthony Watson as Director For For Mgmt
14 Re-elect Philip Yea as Director For For Mgmt
15 Approve Final Dividend For For Mgmt
16 Approve Remuneration Report For For Mgmt
17 Reappoint Deloitte LLP as Auditors For For Mgmt
18 Authorise Audit Committee to Fix Remuneration of Auditors For For Mgmt
19 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
21 Authorise Market Purchase For For Mgmt
22 Adopt New Articles of Association For For Mgmt
23 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt
24 Approve Share Incentive Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/20/10 Bank of China Limited 3988 HK B154564
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Approve Type and Nominal Value of the Rights Shares For For Mgmt
1b Approve Proportion and Number of the Rights Shares to be Issued For For Mgmt
1c Approve Subscription Price for the Rights Shares For For Mgmt
1d Approve Target Subscribers for the Rights Issue For For Mgmt
1e Approve Use of Proceeds For For Mgmt
1d Approve Target Subscribers for the Rights Issue For For Mgmt
1e Approve Use of Proceeds For For Mgmt
1f Approve Effective Period of the Resolution For For Mgmt
1g Approve Authorization for the Rights Issue For For Mgmt
1g Approve Authorisation for the Rights Issue For For Mgmt
2 Approve Proposal in Relation to Arrangement for Accumulated For For Mgmt
Undistributed Profits of the Bank Prior to the Rights Issue
3 Approve Feasibility Analysis Report on the Use of Proceeds Raised from For For Mgmt
the Rights Issue
4 Approve Report on the Use of Proceeds Raised from the Previous Issuance For For Mgmt
of Securities by the Bank
5a Reelect Hong Zhihua as Non-Executive Director For For Mgmt
5b Reelect Huang Haibo as Non-Executive Director For For Mgmt
5c Reelect Cai Haoyi as Non-Executive Director For For Mgmt
5d Elect Sun Zhijun as Non-Executive Director For For Mgmt
5e Elect Liu Lina as Non-Executive Director For For Mgmt
5f Elect Jiang Yansong as Non-Executive Director For For Mgmt
5g Elect Chow Man Yiu, Paul as Independent Non-Executive Director For For Mgmt
6 Approve Remuneration Plan for the Chairman, Executive Directors, For For Mgmt
Chairman of the Board of Supervisors and Supervisors of 2009
MEETING DATE COMPANY TICKER SECURITY ID
09/01/10 Man Group plc EMG LN B28KQ18
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Acquisition of GLG Partners Inc For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/09/10 Hongkong Electric Holdings Ltd. 6 HK 6435327
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve JV Transaction and Related Transactions For Did not Vote Mgmt
Page 1
MEETING DATE COMPANY TICKER SECURITY ID
09/21/10 Industrial and Commercial Bank of China Limited 1398 HK B1G1QD8
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Approve Types and Nominal Value of Securities to be Issued in Relation For For Mgmt
to the Rights Issue of A Shares and H Shares
1a Approve Type and Nominal Value of the Rights Shares For For Mgmt
1b Approve Proportion and Number of Shares to be Issued in Relation to For For Mgmt
the Rights Issue of A Shares and H Shares
1b Approve Proportion and Number of the Rights Shares to be Issued For For Mgmt
1c Approve Subscription Price for the Rights Shares For For Mgmt
1c Approve Subscription Price and Basis for Price Determination in For For Mgmt
Relation to the Rights Issue of A Shares and H Shares
1d Approve Target Subscribers for the Rights Issue For For Mgmt
1d Approve Target Subscribers in Relation to the Rights Issue of A Shares For For Mgmt
and H Shares
1e Approve Use of Proceeds For For Mgmt
1e Approve Amount and Use of Proceeds in Relation to the Rights Issue of For For Mgmt
A Shares and H Shares
1f Approve Effective Period of the Resolution For For Mgmt
1f Approve Effective Period of the Resolutions in Relation to the Rights For For Mgmt
Issue of A Shares and H Shares
1g Approve Authorization for the Rights Issue For For Mgmt
1g Approve Authorization for the Rights Issue in Relation to the Rights For For Mgmt
Issue of A Shares and H Shares
2 Approve Arrangements for the Accumulated Undistributed Profits Prior For For Mgmt
to the Completion of the Rights Issue of A Shares and H Shares
3 Approve Feasibility Analysis Report on Use of Proceeds from the Rights For For Mgmt
Issue of A Shares and H Shares
4 Approve Report on Utilization of Proceeds from Previous Issuances For For Mgmt
5 Authorize Board to Fix Remuneration of Directors and Supervisors For For Mgmt
6 Elect Xu Shanda as Independent Non-Executive Director For For Mgmt
7 Elect Li Xiaopeng as Executive Director None For Shrhlder
8 Approve Utilization of Proceeds from the Previous Issuance of A Share None For Shrhlder
Convertible Bonds
MEETING DATE COMPANY TICKER SECURITY ID
11/24/10 CNOOC Ltd. 883 HK B00G0S5
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Non-Exempt Continuing Connected Transactions For For Mgmt
2 Approve Proposed Caps for Each Category of Non-Exempt Continuing For For Mgmt
Connected Transactions
MEETING DATE COMPANY TICKER SECURITY ID
01/26/11 Hongkong Electric Holdings Ltd. 6 HK 6435327
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Change Company Name from Hongkong Electric Holdings Limited to Power For For Mgmt
Assets Holdings Limited
MEETING DATE COMPANY TICKER SECURITY ID
01/28/11 Bank of China Limited 3988 HK B154564
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Jackson Tai as Independent Non-Executive Director For For Mgmt
2 Authorize Issuance of Renminbi Denominated Bonds for an Amount Not For For Mgmt
Exceeding RMB 20 Billion
MEETING DATE COMPANY TICKER SECURITY ID
04/28/11 Pfizer Inc. PFE 717081103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Dennis A. Ausiello For For Mgmt
2 Elect Director Michael S. Brown For For Mgmt
3 Elect Director M. Anthony Burns For For Mgmt
4 Elect Director W. Don Cornwell For For Mgmt
5 Elect Director Frances D. Fergusson For For Mgmt
6 Elect Director William H. Gray III For For Mgmt
7 Elect Director Constance J. Horner For For Mgmt
8 Elect Director James M. Kilts For For Mgmt
9 Elect Director George A. Lorch For For Mgmt
10 Elect Director John P. Mascotte For For Mgmt
11 Elect Director Suzanne Nora Johnson For For Mgmt
12 Elect Director Ian C. Read For For Mgmt
13 Elect Director Stephen W. Sanger For For Mgmt
14 Ratify Auditors For For Mgmt
15 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
16 Advisory Vote on Say on Pay Frequency Two Years One Year Mgmt
17 Publish Political Contributions Against Against Shrhlder
18 Report on Public Policy Advocacy Process Against Against Shrhlder
19 Adopt Policy to Restrain Pharmaceutical Price Increases Against Against Shrhlder
20 Provide Right to Act by Written Consent Against For Shrhlder
21 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For Shrhlder
22 Report on Animal Testing and Plans for Reduction Against Against Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
04/29/11 AT&T Inc. T 00206R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Randall L. Stephenson For For Mgmt
2 Elect Director Gilbert F. Amelio For For Mgmt
3 Elect Director Reuben V. Anderson For For Mgmt
4 Elect Director James H. Blanchard For For Mgmt
5 Elect Director Jaime Chico Pardo For For Mgmt
6 Elect Director James P. Kelly For For Mgmt
7 Elect Director Jon C. Madonna For For Mgmt
8 Elect Director Lynn M. Martin For For Mgmt
9 Elect Director John B. McCoy For For Mgmt
10 Elect Director Joyce M. Roche For For Mgmt
11 Elect Director Matthew K. Rose For For Mgmt
12 Elect Director Laura D Andrea Tyson For For Mgmt
13 Ratify Auditors For For Mgmt
14 Approve Omnibus Stock Plan For For Mgmt
15 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
16 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
17 Report on Political Contributions Against For Shrhlder
18 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For Shrhlder
19 Provide Right to Act by Written Consent Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/04/11 BAE Systems plc BA/ LN 0263494
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Paul Anderson as Director For For Mgmt
5 Re-elect Michael Hartnall as Director For For Mgmt
6 Re-elect Linda Hudson as Director For For Mgmt
7 Re-elect Ian King as Director For For Mgmt
8 Re-elect Sir Peter Mason as Director For For Mgmt
9 Re-elect Richard Olver as Director For For Mgmt
10 Re-elect Roberto Quarta as Director For For Mgmt
11 Re-elect Nicholas Rose as Director For For Mgmt
12 Re-elect Carl Symon as Director For For Mgmt
13 Elect Harriet Green as Director For For Mgmt
14 Elect Peter Lynas as Director For For Mgmt
15 Elect Paula Rosput Reynolds as Director For For Mgmt
16 Reappoint KPMG Audit plc as Auditors of the Company For For Mgmt
17 Authorise the Audit Committee to Fix Remuneration of Auditors For For Mgmt
18 Authorise EU Political Donations and Expenditure For For Mgmt
19 Approve Restricted Share Plan 2011 For For Mgmt
20 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
21 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
22 Authorise Market Purchase For For Mgmt
23 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt
Page 2
MEETING DATE COMPANY TICKER SECURITY ID
05/05/11 Verizon Communications Inc. VZ 92343V104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Richard L. Carrion For For Mgmt
2 Elect Director M. Frances Keeth For For Mgmt
3 Elect Director Robert W. Lane For For Mgmt
4 Elect Director Lowell C. Mcadam For For Mgmt
5 Elect Director Sandra O. Moose For For Mgmt
6 Elect Director Joseph Neubauer For For Mgmt
7 Elect Director Donald T. Nicolaisen For For Mgmt
8 Elect Director Clarence Otis, Jr. For For Mgmt
9 Elect Director Hugh B. Price For For Mgmt
10 Elect Director Ivan G. Seidenberg For For Mgmt
11 Elect Director Rodney E. Slater For For Mgmt
12 Elect Director John W. Snow For For Mgmt
13 Ratify Auditors For For Mgmt
14 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
15 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
16 Disclose Prior Government Service Against Against Shrhlder
17 Performance-Based Equity Awards Against For Shrhlder
18 Restore or Provide for Cumulative Voting Against For Shrhlder
19 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 Petrochina Company Limited 857 HK B28SLD9
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Report of the Board of Directors For For Mgmt
2 Accept Report of the Supervisory Committee For For Mgmt
3 Accept Financial Statements and Statutory Reports For For Mgmt
4 Approve Final Dividends For For Mgmt
5 Authorize Board to Determine the Distribution of Interim Dividends for For For Mgmt
the Year 2011
6 Reappoint PricewaterhouseCoopers, Certified Public Accountants and For For Mgmt
PricewaterhouseCoopers Zhong Tian CPAs Company Limited, Certified
Public Accountants as International and Domestic Auditors,
Respectively, and Authorize Board to Fix Their Remuneration
7a Elect Jiang Jiemin as Director For For Mgmt
7b Elect Zhou Jiping as Director For For Mgmt
7c Elect Wang Yilin as Director Mgmt
7d Elect Li Xinhua as Director For For Mgmt
7e Elect Liao Yongyuan as Director For For Mgmt
7f Elect Wang Guoliang as Director For For Mgmt
7g Elect Wang Dongjin as Director For For Mgmt
7h Elect Yu Baocai as Director For For Mgmt
7i Elect Ran Xinquan as Director For For Mgmt
7j Elect Liu Hongru as Independent Director For For Mgmt
7k Elect Franco Bernabe as Independent Director For For Mgmt
7l Elect Li Yongwu as Independent Director For For Mgmt
7m Elect Cui Junhui as Independent Director For For Mgmt
7n Elect Chen Zhiwu as Independent Director For For Mgmt
8a Elect Chen Ming as Supervisor For For Mgmt
8b Elect Guo Jinping as Supervisor For For Mgmt
8c Elect Wen Qingshan as Supervisor For For Mgmt
8d Elect Sun Xianfeng as Supervisor For For Mgmt
8e Elect Li Yuan as Independent Supervisor For For Mgmt
8f Elect Wang Daocheng as Independent Supervisor For For Mgmt
9 Approve Issuance of Equity or Equity-Linked Securities without For Against Mgmt
Preemptive Rights
10 Approve Issuance of Debt Financing Instruments in the Aggregate For For Mgmt
Principal Amount of up to RMB 100 Billion
MEETING DATE COMPANY TICKER SECURITY ID
05/19/11 Intel Corporation INTC 458140100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Charlene Barshefsky For For Mgmt
2 Elect Director Susan L. Decker For For Mgmt
3 Elect Director John J. Donahoe For For Mgmt
4 Elect Director Reed E. Hundt For For Mgmt
5 Elect Director Paul S. Otellini For For Mgmt
6 Elect Director James D. Plummer For For Mgmt
7 Elect Director David S. Pottruck For For Mgmt
8 Elect Director Jane E. Shaw For For Mgmt
9 Elect Director Frank D. Yeary For For Mgmt
10 Elect Director David B. Yoffie For For Mgmt
11 Ratify Auditors For For Mgmt
12 Amend Omnibus Stock Plan For For Mgmt
13 Amend Qualified Employee Stock Purchase Plan For For Mgmt
14 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
15 Advisory Vote on Say on Pay Frequency None One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/11 RSA Insurance Group plc RSA LN 0661689
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Re-elect John Napier as Director For For Mgmt
4 Re-elect Andy Haste as Director For For Mgmt
5 Re-elect Edward Lea as Director For For Mgmt
6 Approve Remuneration Report For For Mgmt
7 Reappoint Deloitte LLP as Auditors For For Mgmt
8 Authorise Board to Fix Remuneration of Auditors For For Mgmt
9 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt
10 Authorise EU Political Donations and Expenditure For For Mgmt
11 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
12 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
13 Authorise Market Purchase For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/11 Kraft Foods Inc. KFT 50075N104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Ajaypal S. Banga For For Mgmt
2 Elect Director Myra M. Hart For For Mgmt
3 Elect Director Peter B. Henry For For Mgmt
4 Elect Director Lois D. Juliber For For Mgmt
5 Elect Director Mark D. Ketchum For For Mgmt
6 Elect Director Richard A. Lerner For For Mgmt
7 Elect Director Mackey J. McDonald For For Mgmt
8 Elect Director John C. Pope For For Mgmt
9 Elect Director Fredric G. Reynolds For For Mgmt
10 Elect Director Irene B. Rosenfeld For For Mgmt
11 Elect Director J.F. Van Boxmeer For For Mgmt
12 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
13 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
14 Amend Non-Employee Director Omnibus Stock Plan For For Mgmt
15 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/11 BOC Hong Kong (Holdings) Ltd. 2388 HK 6536112
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
1 Approve Connected Transaction with a Related Party For For Mgmt
2 Declare Final Dividend of HK$0.572 Per Share For For Mgmt
3a Reelect He Guangbei as Director For For Mgmt
3b Reelect Li Zaohang as Director For For Mgmt
3c Reelect Fung Victor Kwok King as Director For For Mgmt
3d Reelect Shan Weijian as Director For For Mgmt
4 Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to For For Mgmt
Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Securities without For Against Mgmt
Preemptive Rights
6 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt
7 Authorize Reissuance of Repurchased Shares For Against Mgmt
Page 3
MEETING DATE COMPANY TICKER SECURITY ID
05/27/11 Bank of China Limited 3988 HK B154564
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Report of Board of Directors For For Mgmt
2 Approve Report of Board of Supervisors For For Mgmt
3 Approve the Annual Financial Statements For For Mgmt
4 Approve Profit Distribution Plan For For Mgmt
5 Approve the Annual Budget Report For For Mgmt
6 Reappoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company and For For Mgmt
PricewaterhouseCoopers Hong Kong as Auditors and Authorize Board to
Fix Their Remuneration
7a Elect Zhang Xiangdong as Non-Executive Director For For Mgmt
7b Elect Zhang Qi as Non-Executive Director For For Mgmt
8a Elect Mei Xingbao as External Supervisor For For Mgmt
8b Elect Bao Guoming as External Supervisor For For Mgmt
9 Approve Issuance of Ordinary Financial Bonds For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/31/11 Industrial and Commercial Bank of China Limited 1398 HK B1G1QD8
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve 2010 Work Report of Board of Directors For For Mgmt
2 Approve 2010 Work Report of Board of Supervisors For For Mgmt
3 Approve 2010 Audited Accounts For For Mgmt
4 Approve 2010 Profit Distribution Plan For For Mgmt
5 Approve Purchase of Office Premises by Shanghai Branch For For Mgmt
6 Approve 2011 Fixed Assets Investment Budget For For Mgmt
7 Reappoint Ernst & Young and Ernst & Young Hua Ming as External For For Mgmt
Auditors and Fix Aggregate Audit Fees for 2011 at RMB 159.6 Million
8 Elect Zhao Lin as Shareholder Supervisor None For Shrhlder
9 Approve Payment of Remuneration to Directors and Supervisors None For Shrhlder
Page 4
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S&P(R) TARGET 24 PORTFOLIO
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MEETING DATE COMPANY TICKER SECURITY ID
11/03/10 Coach, Inc. COH 189754104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Lew Frankfort For For Mgmt
1.2 Elect Director Susan Kropf For For Mgmt
1.3 Elect Director Gary Loveman For For Mgmt
1.4 Elect Director Ivan Menezes For For Mgmt
1.5 Elect Director Irene Miller For For Mgmt
1.6 Elect Director Michael Murphy For For Mgmt
1.7 Elect Director Jide Zeitlin For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Adopt Policy on Ending Use of Animal Fur in Products Against Against Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
04/20/11 C. R. Bard, Inc. BCR 067383109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John C. Kelly For For Mgmt
1.2 Elect Director Gail K. Naughton For For Mgmt
1.3 Elect Director John H. Weiland For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Prepare Sustainability Report Against For Shrhlder
6 Declassify the Board of Directors Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
04/20/11 The Sherwin-Williams Company SHW 824348106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director A.F. Anton For For Mgmt
1.2 Elect Director J.C. Boland For For Mgmt
1.3 Elect Director C.M. Connor For For Mgmt
1.4 Elect Director D.F. Hodnik For For Mgmt
1.5 Elect Director T.G. Kadien For For Mgmt
1.6 Elect Director S.J. Kropf For For Mgmt
1.7 Elect Director G.E. McCullough For For Mgmt
1.8 Elect Director A.M. Mixon, III For For Mgmt
1.9 Elect Director C.E. Moll For For Mgmt
1.10 Elect Director R.K. Smucker For For Mgmt
1.11 Elect Director J.M. Stropki, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Permit Board to Amend Bylaws Without Shareholder Consent For For Mgmt
5 Ratify Auditors For For Mgmt
6 Require a Majority Vote for the Election of Directors Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
04/21/11 PPG Industries, Inc. PPG 693506107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Stephen F. Angel For For Mgmt
1.2 Elect Director Hugh Grant For For Mgmt
1.3 Elect Director Michele J. Hooper For For Mgmt
1.4 Elect Director Robert Mehrabian For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Ratify Auditors For For Mgmt
7 Report on Community Environmental Impact Disclosure Process Against Against Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
04/21/11 Texas Instruments Incorporated TXN 882508104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director R.W. Babb, Jr. For For Mgmt
2 Elect Director D.A. Carp For For Mgmt
3 Elect Director C.S. Cox For For Mgmt
4 Elect Director S.P. MacMillan For For Mgmt
5 Elect Director P.H. Patsley For For Mgmt
6 Elect Director R.E. Sanchez For For Mgmt
7 Elect Director W.R. Sanders For For Mgmt
8 Elect Director R.J. Simmons For For Mgmt
9 Elect Director R.K. Templeton For For Mgmt
10 Elect Director C.T. Whitman For For Mgmt
11 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
12 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
13 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/11 Mead Johnson Nutrition Company MJN 582839106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Stephen W. Golsby For For Mgmt
1.2 Elect Director Steven M. Altschuler For For Mgmt
1.3 Elect Director Howard B. Bernick For For Mgmt
1.4 Elect Director Kimberly A. Casiano For For Mgmt
1.5 Elect Director Anna C. Catalano For For Mgmt
1.6 Elect Director Celeste A. Clark For For Mgmt
1.7 Elect Director James M. Cornelius For For Mgmt
1.8 Elect Director Peter G. Ratcliffe For For Mgmt
1.9 Elect Director Elliott Sigal For For Mgmt
1.10 Elect Director Robert S. Singer For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/11 Teradata Corporation TDC 88076W103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Nancy E. Cooper For For Mgmt
2 Elect Director David E. Kepler For For Mgmt
3 Elect Director William S. Stavropoulos For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/11 The Chubb Corporation CB 171232101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Zoe Baird For For Mgmt
2 Elect Director Sheila P. Burke For For Mgmt
3 Elect Director James I. Cash, Jr. For For Mgmt
4 Elect Director John D. Finnegan For For Mgmt
5 Elect Director Lawrence W. Kellner For For Mgmt
6 Elect Director Martin G. McGuinn For For Mgmt
7 Elect Director Lawrence M. Small For For Mgmt
8 Elect Director Jess Soderberg For For Mgmt
9 Elect Director Daniel E. Somers For For Mgmt
10 Elect Director James M. Zimmerman For For Mgmt
11 Elect Director Alfred W. Zollar For For Mgmt
12 Approve Executive Incentive Bonus Plan For For Mgmt
13 Ratify Auditors For For Mgmt
14 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
15 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/11 W.W. Grainger, Inc. GWW 384802104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Brian P. Anderson For For Mgmt
1.2 Elect Director Wilbur H. Gantz For For Mgmt
1.3 Elect Director V. Ann Hailey For For Mgmt
1.4 Elect Director William K. Hall For For Mgmt
1.5 Elect Director Stuart L. Levenick For For Mgmt
1.6 Elect Director John W. McCarter, Jr. For For Mgmt
1.7 Elect Director Neil S. Novich For For Mgmt
1.8 Elect Director Michael J. Roberts For For Mgmt
1.9 Elect Director Gary L. Rogers For For Mgmt
1.10 Elect Director James T. Ryan For For Mgmt
1.11 Elect Director E. Scott Santi For For Mgmt
1.12 Elect Director James D. Slavik For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
Page 1
MEETING DATE COMPANY TICKER SECURITY ID
04/30/11 Berkshire Hathaway Inc. BRK.B 084670702
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Warren E. Buffett For For Mgmt
1.2 Elect Director Charles T. Munger For For Mgmt
1.3 Elect Director Howard G. Buffett For For Mgmt
1.4 Elect Director Stephen B. Burke For For Mgmt
1.5 Elect Director Susan L. Decker For For Mgmt
1.6 Elect Director William H. Gates III For For Mgmt
1.7 Elect Director David S. Gottesman For For Mgmt
1.8 Elect Director Charlotte Guyman For For Mgmt
1.9 Elect Director Donald R. Keough For For Mgmt
1.10 Elect Director Thomas S. Murphy For For Mgmt
1.11 Elect Director Ronald L. Olson For For Mgmt
1.12 Elect Director Walter Scott, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Adopt Quantitative GHG Goals for Products and Operations Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/05/11 Newfield Exploration Company NFX 651290108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Lee K. Boothby For For Mgmt
2 Elect Director Philip J. Burguieres For For Mgmt
3 Elect Director Pamela J. Gardner For For Mgmt
4 Elect Director John Randolph Kemp, lll For For Mgmt
5 Elect Director J. Michael Lacey For For Mgmt
6 Elect Director Joseph H. Netherland For For Mgmt
7 Elect Director Howard H. Newman For For Mgmt
8 Elect Director Thomas G. Ricks For For Mgmt
9 Elect Director Juanita F. Romans For For Mgmt
10 Elect Director C. E. (Chuck) Shultz For For Mgmt
11 Elect Director J. Terry Strange For For Mgmt
12 Approve Omnibus Stock Plan For For Mgmt
13 Approve Omnibus Stock Plan For For Mgmt
14 Ratify Auditors For For Mgmt
15 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
16 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/06/11 FMC Technologies, Inc. FTI 30249U101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director C. Maury Devine For For Mgmt
2 Elect Director John T. Gremp For For Mgmt
3 Elect Director Thomas M. Hamilton For For Mgmt
4 Elect Director Richard A. Pattarozzi For For Mgmt
5 Ratify Auditors For For Mgmt
6 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
7 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
8 Increase Authorized Common Stock For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/11 Philip Morris International Inc. PM 718172109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Harold Brown For For Mgmt
2 Elect Director Mathis Cabiallavetta For For Mgmt
3 Elect Director Louis C. Camilleri For For Mgmt
4 Elect Director J. Dudley Fishburn For For Mgmt
5 Elect Director Jennifer Li For For Mgmt
6 Elect Director Graham Mackay For For Mgmt
7 Elect Director Sergio Marchionne For Against Mgmt
8 Elect Director Lucio A. Noto For For Mgmt
9 Elect Director Carlos Slim Helu For For Mgmt
10 Elect Director Stephen M. Wolf For For Mgmt
11 Ratify Auditors For For Mgmt
12 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
13 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
14 Report on Effect of Marketing Practices on the Poor Against Against Shrhlder
15 Require Independent Board Chairman Against Against Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 ACE Limited ACE H0023R105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Evan G. Greenberg as Director For For Mgmt
1.2 Elect Leo F. Mullin as Director For For Mgmt
1.3 Elect Olivier Steimer as Director For For Mgmt
1.4 Elect Michael P. Connors as Director For For Mgmt
1.5 Elect Eugene B. Shanks, Jr as Director For For Mgmt
1.6 Elect John A. Krol as Director For For Mgmt
2.1 Approve Annual Report For For Mgmt
2.2 Accept Statutory Financial Statements For For Mgmt
2.3 Accept Consolidated Financial Statements For For Mgmt
3 Approve Allocation of Income and Dividends For For Mgmt
4 Approve Discharge of Board and Senior Management For For Mgmt
5.1 Ratify PricewaterhouseCoopers AG as Auditors For For Mgmt
5.2 Ratify Ratify PricewaterhouseCoopers LLC as Independent Registered For For Mgmt
Public Accounting Firm as Auditors
5.3 Ratify BDO AG as Special Auditors For For Mgmt
6 Approve Dividend Distribution from Legal Reserves For For Mgmt
7 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
8 Advisory Vote on Say on Pay Frequency None One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 Northrop Grumman Corporation NOC 666807102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Wesley G. Bush For For Mgmt
2 Elect Director Lewis W. Coleman For For Mgmt
3 Elect Director Victor H. Fazio For For Mgmt
4 Elect Director Donald E. Felsinger For For Mgmt
5 Elect Director Stephen E. Frank For For Mgmt
6 Elect Director Bruce S. Gordon For For Mgmt
7 Elect Director Madeleine Kleiner For For Mgmt
8 Elect Director Karl J. Krapek For For Mgmt
9 Elect Director Richard B. Myers For For Mgmt
10 Elect Director Aulana L. Peters For For Mgmt
11 Elect Director Kevin W. Sharer For For Mgmt
12 Ratify Auditors For For Mgmt
13 Approve Omnibus Stock Plan For For Mgmt
14 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
15 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
16 Provide for Cumulative Voting Against For Shrhlder
17 Report on Political Contributions Against For Shrhlder
18 Provide Right to Act by Written Consent Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/19/11 Lorillard, Inc. LO 544147101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Dianne Neal Blixt For For Mgmt
1.2 Elect Director David E. R. Dangoor For For Mgmt
1.3 Elect Director Murray S. Kessler For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Auditors For For Mgmt
5 Require a Majority Vote for the Election of Directors None For Shrhlder
6 Report on Political Contributions Against For Shrhlder
Page 2
MEETING DATE COMPANY TICKER SECURITY ID
05/25/11 Exxon Mobil Corporation XOM 30231G102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director M.J. Boskin For For Mgmt
1.2 Elect Director P. Brabeck-Letmathe For For Mgmt
1.3 Elect Director L.R. Faulkner For For Mgmt
1.4 Elect Director J.S. Fishman For For Mgmt
1.5 Elect Director K.C. Frazier For For Mgmt
1.6 Elect Director W.W. George For For Mgmt
1.7 Elect Director M.C. Nelson For For Mgmt
1.8 Elect Director S.J. Palmisano For For Mgmt
1.9 Elect Director S.S. Reinemund For For Mgmt
1.10 Elect Director R.W. Tillerson For For Mgmt
1.11 Elect Director E.E. Whitacre, Jr. For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Require Independent Board Chairman Against For Shrhlder
6 Report on Political Contributions Against For Shrhlder
7 Amend EEO Policy to Prohibit Discrimination based on Sexual Against Against Shrhlder
Orientation and Gender Identity
8 Adopt Policy on Human Right to Water Against Against Shrhlder
9 Report on Environmental Impact of Oil Sands Operations in Canada Against For Shrhlder
10 Report on Environmental Impacts of Natural Gas Fracturing Against For Shrhlder
11 Report on Energy Technologies Development Against Against Shrhlder
12 Adopt Quantitative GHG Goals for Products and Operations Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
06/02/11 Biogen Idec Inc. BIIB 09062X103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Caroline D. Dorsa For For Mgmt
2 Elect Director Stelios Papadopoulos For For Mgmt
3 Elect Director George A. Scangos For For Mgmt
4 Elect Director Lynn Schenk For For Mgmt
5 Elect Director Alexander J. Denner For For Mgmt
6 Elect Director Nancy L. Leaming For For Mgmt
7 Elect Director Richard C. Mulligan For For Mgmt
8 Elect Director Robert W. Pangia For For Mgmt
9 Elect Director Brian S. Posner For For Mgmt
10 Elect Director Eric K. Rowinsky For For Mgmt
11 Elect Director Stephen A. Sherwin For For Mgmt
12 Elect Director William D. Young For For Mgmt
13 Ratify Auditors For For Mgmt
14 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
15 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
16 Declassify the Board of Directors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/03/11 Netflix, Inc. NFLX 64110L106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Reed Hastings For For Mgmt
1.2 Elect Director Jay C. Hoag For For Mgmt
1.3 Elect Director A. George (Skip) Battle For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Reduce Supermajority Vote Requirement Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
06/15/11 Freeport-McMoRan Copper & Gold Inc. FCX 35671D857
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard C. Adkerson For For Mgmt
1.2 Elect Director Robert J. Allison, Jr. For For Mgmt
1.3 Elect Director Robert A. Day For For Mgmt
1.4 Elect Director Gerald J. Ford For For Mgmt
1.5 Elect Director H. Devon Graham, Jr. For For Mgmt
1.6 Elect Director Charles C. Krulak For For Mgmt
1.7 Elect Director Bobby Lee Lackey For For Mgmt
1.8 Elect Director Jon C. Madonna For For Mgmt
1.9 Elect Director Dustan E. McCoy For For Mgmt
1.10 Elect Director James R. Moffett For For Mgmt
1.11 Elect Director B.M. Rankin, Jr. For For Mgmt
1.12 Elect Director Stephen H. Siegele For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Auditors For For Mgmt
5 Request Director Nominee with Environmental Qualifications Against For Shrhlder
Page 3
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NASDAQ(R) TARGET 15 PORTFOLIO
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MEETING DATE COMPANY TICKER SECURITY ID
11/16/10 Microsoft Corporation MSFT 594918104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Steven A. Ballmer For For Mgmt
2 Elect Director Dina Dublon For For Mgmt
3 Elect Director William H. Gates III For For Mgmt
4 Elect Director Raymond V. Gilmartin For For Mgmt
5 Elect Director Reed Hastings For For Mgmt
6 Elect Director Maria M. Klawe For For Mgmt
7 Elect Director David F. Marquardt For For Mgmt
8 Elect Director Charles H. Noski For For Mgmt
9 Elect Director Helmut Panke For For Mgmt
10 Ratify Auditors For For Mgmt
11 Amend Bylaws to Establish a Board Committee on Environmental Against Against Shrhlder
Sustainability
MEETING DATE COMPANY TICKER SECURITY ID
02/24/11 Foster Wheeler AG FWLT H27178104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Umberto della Sala as Director For For Mgmt
2 Authorize Repurchase of Issued Share Capital For For Mgmt
3 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/08/11 Joy Global Inc. JOYG 481165108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Steven L. Gerard For For Mgmt
1.2 Elect Director John Nils Hanson For For Mgmt
1.3 Elect Director Ken C. Johnsen For For Mgmt
1.4 Elect Director Gale E. Klappa For For Mgmt
1.5 Elect Director Richard B. Loynd For For Mgmt
1.6 Elect Director P. Eric Siegert For For Mgmt
1.7 Elect Director Michael W. Sutherlin For For Mgmt
1.8 Elect Director James H. Tate For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Qualified Employee Stock Purchase Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/28/11 eBay Inc. EBAY 278642103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Fred D. Anderson For For Mgmt
2 Elect Director Edward W. Barnholt For For Mgmt
3 Elect Director Scott D. Cook For For Mgmt
4 Elect Director John J. Donahoe For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
6 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
7 Ratify Auditors For For Mgmt
8 Reduce Supermajority Vote Requirement Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/10/11 Altera Corporation ALTR 021441100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director John P. Daane For For Mgmt
2 Elect Director Robert J. Finocchio, Jr. For For Mgmt
3 Elect Director Kevin McGarity For For Mgmt
4 Elect Director T. Michael Nevens For For Mgmt
5 Elect Director Krish A. Prabhu For For Mgmt
6 Elect Director John Shoemaker For For Mgmt
7 Elect Director Susan Wang For For Mgmt
8 Amend Omnibus Stock Plan For For Mgmt
9 Amend Qualified Employee Stock Purchase Plan For For Mgmt
10 Reduce Supermajority Vote Requirement For For Mgmt
11 Adopt the Jurisdiction of Incorporation as the Exclusive Forum for For Against Mgmt
Certain Disputes
12 Provide Right to Call Special Meeting For For Mgmt
13 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
14 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
15 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 Ross Stores, Inc. ROST 778296103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director George P. Orban For For Mgmt
1.2 Elect Director Donald H. Seiler For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
6 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/02/11 Cognizant Technology Solutions Corporation CTSH 192446102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Robert W. Howe For For Mgmt
2 Elect Director Robert E. Weissman For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Increase Authorized Common Stock For For Mgmt
6 Reduce Supermajority Vote Requirement For For Mgmt
7 Reduce Supermajority Vote Requirement For For Mgmt
8 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/02/11 priceline.com Incorporated PCLN 741503403
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jeffery H. Boyd For For Mgmt
1.2 Elect Director Ralph M. Bahna For For Mgmt
1.3 Elect Director Howard W. Barker, Jr. For For Mgmt
1.4 Elect Director Jan L. Docter For For Mgmt
1.5 Elect Director Jeffrey E. Epstein For For Mgmt
1.6 Elect Director James M. Guyette For For Mgmt
1.7 Elect Director Nancy B. Peretsman For For Mgmt
1.8 Elect Director Craig W. Rydin For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Provide Right to Act by Written Consent Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
06/03/11 Netflix, Inc. NFLX 64110L106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Reed Hastings For For Mgmt
1.2 Elect Director Jay C. Hoag For For Mgmt
1.3 Elect Director A. George (Skip) Battle For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Reduce Supermajority Vote Requirement Against For Shrhlder
Page 1
MEETING DATE COMPANY TICKER SECURITY ID
06/07/11 Sandisk Corporation SNDK 80004C101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael Marks For For Mgmt
1.2 Elect Director Kevin DeNuccio For For Mgmt
1.3 Elect Director Irwin Federman For For Mgmt
1.4 Elect Director Steven J. Gomo For For Mgmt
1.5 Elect Director Eddy W. Hartenstein For For Mgmt
1.6 Elect Director Chenming Hu For For Mgmt
1.7 Elect Director Catherine P. Lego For For Mgmt
1.8 Elect Director Sanjay Mehrotra For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
6 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/07/11 Virgin Media Inc. VMED 92769L101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James A. Chiddix For For Mgmt
1.2 Elect Director William R. Huff For For Mgmt
1.3 Elect Director James F. Mooney For For Mgmt
1.4 Elect Director John N. Rigsby For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/16/11 Dollar Tree, Inc. DLTR 256746108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Macon F. Brock, Jr. For For Mgmt
1.2 Elect Director Mary Anne Citrino For For Mgmt
1.3 Elect Director Thomas E. Whiddon For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Ratify Auditors For For Mgmt
Page 2
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FIRST TRUST TARGET FOCUS FOUR PORTFOLIO
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MEETING DATE COMPANY TICKER SECURITY ID
08/03/10 Universal Corporation UVV 913456109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Chester A. Crocker For For Mgmt
1.2 Elect Director Charles H. Foster, Jr. For For Mgmt
1.3 Elect Director Thomas H. Johnson For For Mgmt
1.4 Elect Director Jeremiah J. Sheehan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/04/10 Bristow Group Inc. BRS 110394103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas N. Amonett For For Mgmt
1.2 Elect Director Stephen J. Cannon For For Mgmt
1.3 Elect Director William E. Chiles For For Mgmt
1.4 Elect Director Michael A. Flick For For Mgmt
1.5 Elect Director Ian A. Godden For For Mgmt
1.6 Elect Director Thomas C. Knudson For For Mgmt
1.7 Elect Director John M. May For For Mgmt
1.8 Elect Director Bruce H. Stover For For Mgmt
1.9 Elect Director Ken C. Tamblyn For For Mgmt
1.10 Elect Director William P. Wyatt For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/10/10 Black Box Corporation BBOX 091826107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William F. Andrews For For Mgmt
1.2 Elect Director R. Terry Blakemore For For Mgmt
1.3 Elect Director Richard L. Crouch For For Mgmt
1.4 Elect Director Thomas W. Golonski For For Mgmt
1.5 Elect Director Thomas G. Greig For For Mgmt
1.6 Elect Director William H. Hernandez For For Mgmt
1.7 Elect Director Edward A. Nicholson For For Mgmt
2 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/17/10 School Specialty, Inc. SCHS 807863105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director A. Jacqueline Dout For For Mgmt
1.2 Elect Director Terry L. Lay For For Mgmt
1.3 Elect Director Herbert A. Trucksess, III For For Mgmt
2 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/19/10 Iconix Brand Group, Inc. ICON 451055107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Neil Cole For For Mgmt
1.2 Elect Director Barry Emanuel For For Mgmt
1.3 Elect Director Steven Mendelow For For Mgmt
1.4 Elect Director Drew Cohen For For Mgmt
1.5 Elect Director F. Peter Cuneo For For Mgmt
1.6 Elect Director Mark Friedman For For Mgmt
1.7 Elect Director James A. Marcum For For Mgmt
2 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/21/10 Culp, Inc. CFI 230215105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert G. Culp, III For For Mgmt
1.2 Elect Director Franklin N. Saxon For For Mgmt
1.3 Elect Director Patrick B. Flavin For For Mgmt
1.4 Elect Director Kenneth R. Larson For For Mgmt
1.5 Elect Director Kenneth W. McAllister For For Mgmt
2 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/22/10 NBTY, Inc. NTY 628782104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/22/10 Scholastic Corporation SCHL 807066105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James W. Barge For For Mgmt
1.2 Elect Director Marianne Caponnetto For For Mgmt
1.3 Elect Director John G. McDonald For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/28/10 Triumph Group, Inc. TGI 896818101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Paul Bourgon For For Mgmt
1.2 Elect Director Elmer L. Doty For For Mgmt
1.3 Elect Director Ralph E. Eberhart For For Mgmt
1.4 Elect Director Richard C. Gozon For For Mgmt
1.5 Elect Director Richard C. Ill For For Mgmt
1.6 Elect Director Claude F. Kronk For For Mgmt
1.7 Elect Director Adam J. Palmer For For Mgmt
1.8 Elect Director Joseph M. Silvestri For For Mgmt
1.9 Elect Director George Simpson For For Mgmt
2 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/29/10 AmeriCredit Corp. ACF 03060R101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/13/10 The Marcus Corporation MCS 566330106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Stephen H. Marcus For For Mgmt
1.2 Elect Director Diane Marcus Gershowitz For For Mgmt
1.3 Elect Director Daniel F. McKeithan, Jr For For Mgmt
1.4 Elect Director Allan H. Selig For For Mgmt
1.5 Elect Director Timothy E. Hoeksema For For Mgmt
1.6 Elect Director Bruce J. Olson For For Mgmt
1.7 Elect Director Philip L. Milstein For For Mgmt
1.8 Elect Director Bronson J. Haase For For Mgmt
1.9 Elect Director James D. Ericson For For Mgmt
1.10 Elect Director Gregory S. Marcus For For Mgmt
2 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/11/10 Western Digital Corporation WDC 958102105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Peter D. Behrendt For For Mgmt
2 Elect Director Kathleen A. Cote For For Mgmt
3 Elect Director John F. Coyne For For Mgmt
4 Elect Director Henry T. DeNero For For Mgmt
5 Elect Director William L. Kimsey For For Mgmt
6 Elect Director Michael D. Lambert For For Mgmt
7 Elect Director Len J. Lauer For For Mgmt
8 Elect Director Matthew E. Massengill For For Mgmt
9 Elect Director Roger H. Moore For For Mgmt
10 Elect Director Thomas E. Pardun For For Mgmt
11 Elect Director Arif Shakeel For For Mgmt
12 Ratify Auditors For For Mgmt
Page 1
MEETING DATE COMPANY TICKER SECURITY ID
11/26/10 National Bank of Greece SA NBG X56533114
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Repurchase Preference Shares Held by the Government For For Mgmt
2 Elect Directors For For Mgmt
3 Various Announcements For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/17/10 Res-Care, Inc. RSCR 760943100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/17/10 The Dress Barn, Inc. DBRN 261570105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Formation of Holding Company For For Mgmt
2.1 Elect Director Elliot S. Jaffe For For Mgmt
2.2 Elect Director Michael W. Rayden For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/20/10 First Niagara Financial Group, Inc. FNFG 33582V108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Issue Shares in Connection with Acquisition For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/25/11 ArcelorMittal MT L0302D129
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Suzanne P. Nimocks as Director For For Mgmt
1 Acknowledge Report of the Board Re: Spin-Off of the Stainless and For For Mgmt
Specialty Steel Business
2 Acknowledge Report of PricewaterhouseCoopers Re: The Spin-Off For For Mgmt
3 Approve Spin-Off of the Stainless and Specialty Steel Business to a For For Mgmt
Newly Created Company Called APERAM
4 Determination of the Effective Date of the Spin-Off For For Mgmt
5 Approve Reduction in Share Capital to Reflect Spin-Off without For For Mgmt
Cancellation of Outstanding Shares
6 Amend Articles to Reflect Changes in Capital as Proposed under Item 5 For For Mgmt
7 Amend Articles Re: Legislative Changes and Implementation of the EU For For Mgmt
Shareholder Rights Directive
8 Authorize Board to Ratify and Execute Approved Resolutions For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/03/11 Griffon Corporation GFF 398433102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Bertrand M. Bell For For Mgmt
1.2 Elect Director Robert G. Harrison For For Mgmt
1.3 Elect Director Ronald J. Kramer For For Mgmt
1.4 Elect Director Martin S. Sussman For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Two Years One Year Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Approve Executive Incentive Bonus Plan For For Mgmt
6 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/09/11 Atmos Energy Corporation ATO 049560105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Kim R. Cocklin For For Mgmt
2 Elect Director Richard W. Douglas For For Mgmt
3 Elect Director Ruben E. Esquivel For For Mgmt
4 Elect Director Richard K. Gordon For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
6 Amend Executive Incentive Bonus Plan For For Mgmt
7 Ratify Auditors For For Mgmt
8 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
9 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/02/11 Esterline Technologies Corporation ESL 297425100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Robert W. Cremin For For Mgmt
2 Elect Director Anthony P. Franceschini For For Mgmt
3 Elect Director James J. Morris For For Mgmt
4 Elect Director Delores M. Etter For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
6 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
7 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/04/11 Northeast Utilities NU 664397106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Fix Number of Trustees at Fourteen For For Mgmt
4 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/04/11 Petroleo Brasileiro SA-Petrobras PBR P78331140
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Article 20 For For Mgmt
2.1 Approve Agreement to Absorb Companhia Mexilhao do Brasil For For Mgmt
2.2 Appoint KPMG to Appraise Proposed Absorption For For Mgmt
2.3 Approve KPMG's Appraisal For For Mgmt
2.4 Approve Absorption of Companhia Mexilhao do Brasil For For Mgmt
2.5 Authorize Board to Ratify and Execute Approved Resolutions For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/15/11 Repsol YPF S.A REP E8471S130
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Individual and Consolidated Financial Statements and Statutory For For Mgmt
Reports, and Allocation of Income for Fiscal Year Ended Dec. 31, 2010
2 Approve Discharge of Directors for Fiscal Year 2010 For For Mgmt
3 Reelect Deloitte SL as Auditor For For Mgmt
4 Amend Articles 9, 11, 19, 24, 27, 29, 32, 39, 44, 50, and 56 of Company For For Mgmt
Bylaws; Amend Articles 3, 5, 8, 13, 14, and 15 of General Meeting
Regulations
5 Amend Article 52 of Company Bylaws Re: Allocation of Income For For Mgmt
6 Amend Articles 40 and 35 of Company Bylaws Re: Chairman and For For Mgmt
Vice-Chairman, and Board of Directors' Meeting
7 Reelect Antonio Brufau Niubo as Director For Against Mgmt
8 Reelect Luis Fernando del Rivero Asensio as Director For For Mgmt
9 Reelect Juan Abello Gallo as Director For For Mgmt
10 Reelect Luis Carlos Croissier Batista as Director For For Mgmt
11 Reelect Angel Durandez Adeva as Director For For Mgmt
12 Reelect Jose Manuel Loureda Mantinan as Director For For Mgmt
13 Elect Mario Fernandez Pelaz as Director For For Mgmt
14 Approve Share Matching Plan For For Mgmt
15 Approve Payment to Executives and Other Employees of the Group of For For Mgmt
Compensation Owed to Them in the Form of Stock in Lieu of Cash
16 Authorize EUR 3 Billion Issuance of Convertibles including Warrants For For Mgmt
without Preemptive Rights and EUR 4 Billion Issuance of Convertibles
including Warrants with Preemptive Rights; Void Unused Part of
Authorization Granted at the AGM Held on June 16, 2006
17 Authorize Board to Ratify and Execute Approved Resolutions For For Mgmt
Page 2
MEETING DATE COMPANY TICKER SECURITY ID
04/18/11 MeadWestvaco Corporation MWV 583334107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Michael E. Campbell For For Mgmt
2 Elect Director Thomas W. Cole, Jr. For For Mgmt
3 Elect Director James G. Kaiser For For Mgmt
4 Elect Director Richard B. Kelson For For Mgmt
5 Elect Director James M. Kilts For For Mgmt
6 Elect Director Susan J. Kropf For For Mgmt
7 Elect Director Douglas S. Luke For For Mgmt
8 Elect Director John A. Luke, Jr. For For Mgmt
9 Elect Director Robert C. McCormack For For Mgmt
10 Elect Director Timothy H. Powers For For Mgmt
11 Elect Director Jane L. Warner For For Mgmt
12 Ratify Auditors For For Mgmt
13 Amend Omnibus Stock Plan For For Mgmt
14 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
15 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/22/11 GATX Corporation GMT 361448103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Anne L. Arvia For For Mgmt
1.2 Elect Director Deborah M. Fretz For For Mgmt
1.3 Elect Director Ernst A. Haberli For For Mgmt
1.4 Elect Director Brian A. Kenney For For Mgmt
1.5 Elect Director Mark G. McGrath For For Mgmt
1.6 Elect Director James B. Ream For For Mgmt
1.7 Elect Director David S. Sutherland For For Mgmt
1.8 Elect Director Casey J. Sylla For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/11 First Niagara Financial Group, Inc. FNFG 33582V108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas E. Baker For For Mgmt
1.2 Elect Director G. Thomas Bowers For For Mgmt
1.3 Elect Director William H. Jones For For Mgmt
1.4 Elect Director Peter B. Robinson For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Rescind Fair Price Provision For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
6 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/11 MDU Resources Group, Inc. MDU 552690109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Thomas Everist For For Mgmt
2 Elect Director Karen B. Fagg For For Mgmt
3 Elect Director Terry D. Hildestad For For Mgmt
4 Elect Director A. Bart Holaday For For Mgmt
5 Elect Director Dennis W. Johnson For For Mgmt
6 Elect Director Thomas C. Knudson For For Mgmt
7 Elect Director Richard H. Lewis For For Mgmt
8 Elect Director Patricia L. Moss For For Mgmt
9 Elect Director Harry J. Pearce For For Mgmt
10 Elect Director John K. Wilson For For Mgmt
11 Amend Omnibus Stock Plan For For Mgmt
12 Ratify Auditors For For Mgmt
13 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
14 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/11 RPC, Inc. RES 749660106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director R. Randall Rollins For Withhold Mgmt
1.2 Elect Director Henry B. Tippie For For Mgmt
1.3 Elect Director James B. Williams For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For Against Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
6 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/11 Barclays plc BARC G08036124
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Elect Alison Carnwath as Director For For Mgmt
4 Elect Dambisa Moyo as Director For For Mgmt
5 Re-elect Marcus Agius as Director For For Mgmt
6 Re-elect David Booth as Director For For Mgmt
7 Re-elect Sir Richard Broadbent as Director For For Mgmt
8 Re-elect Fulvio Conti as Director For For Mgmt
9 Re-elect Robert Diamond Jr as Director For For Mgmt
10 Re-elect Simon Fraser as Director For For Mgmt
11 Re-elect Reuben Jeffery III as Director For For Mgmt
12 Re-elect Sir Andrew Likierman as Director For For Mgmt
13 Re-elect Chris Lucas as Director For For Mgmt
14 Re-elect Sir Michael Rake as Director For For Mgmt
15 Re-elect Sir John Sunderland as Director For For Mgmt
16 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
17 Authorise Board to Fix Remuneration of Auditors For For Mgmt
18 Approve EU Political Donations and Expenditure For For Mgmt
19 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
21 Authorise Market Purchase For For Mgmt
22 Authorise the Company to Call EGM with Two Weeks Notice For For Mgmt
23 Approve Long-Term Incentive Plan For For Mgmt
24 Amend Group Share Value Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/11 Convergys Corporation CVG 212485106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jeffrey H. Fox For For Mgmt
1.2 Elect Director Ronald L. Nelson For For Mgmt
2 Ratify Auditors For For Mgmt
3 Adopt Majority Voting for Uncontested Election of Directors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/11 Lithia Motors, Inc. LAD 536797103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Sidney B. DeBoer For For Mgmt
1.2 Elect Director Thomas Becker For For Mgmt
1.3 Elect Director Susan O. Cain For For Mgmt
1.4 Elect Director Bryan B. DeBoer For For Mgmt
1.5 Elect Director William J. Young For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Ratify Auditors For For Mgmt
Page 3
MEETING DATE COMPANY TICKER SECURITY ID
04/28/11 Edison International EIX 281020107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Jagjeet S. Bindra For For Mgmt
2 Elect Director Vanessa C.L. Chang For For Mgmt
3 Elect Director France A. Cordova For For Mgmt
4 Elect Director Theodore F. Craver, Jr. For For Mgmt
5 Elect Director Charles B. Curtis For For Mgmt
6 Elect Director Bradford M. Freeman For For Mgmt
7 Elect Director Luis G. Nogales For For Mgmt
8 Elect Director Ronald L. Olson For For Mgmt
9 Elect Director James M. Rosser For For Mgmt
10 Elect Director Richard T. Schlosberg, III For For Mgmt
11 Elect Director Thomas C. Sutton For For Mgmt
12 Elect Director Brett White For For Mgmt
13 Ratify Auditors For For Mgmt
14 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
15 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
16 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/28/11 Petroleo Brasileiro SA-Petrobras PBR P78331140
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended For For Mgmt
Dec. 31, 2010
2 Approve Capital Budget for Upcoming Fiscal Year For For Mgmt
3 Approve Allocation of Income and Dividends For For Mgmt
4 Elect Directors For Against Mgmt
5 Elect Board Chairman For For Mgmt
6 Elect Fiscal Council Members For For Mgmt
7 Approve Remuneration of Executive Officers, Non-Executive Directors, For For Mgmt
and Fiscal Council Members
1 Authorize Capitalization of Reserves without Issuance of New Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/29/11 AT&T Inc. T 00206R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Randall L. Stephenson For For Mgmt
2 Elect Director Gilbert F. Amelio For For Mgmt
3 Elect Director Reuben V. Anderson For For Mgmt
4 Elect Director James H. Blanchard For For Mgmt
5 Elect Director Jaime Chico Pardo For For Mgmt
6 Elect Director James P. Kelly For For Mgmt
7 Elect Director Jon C. Madonna For For Mgmt
8 Elect Director Lynn M. Martin For For Mgmt
9 Elect Director John B. McCoy For For Mgmt
10 Elect Director Joyce M. Roche For For Mgmt
11 Elect Director Matthew K. Rose For For Mgmt
12 Elect Director Laura D Andrea Tyson For For Mgmt
13 Ratify Auditors For For Mgmt
14 Approve Omnibus Stock Plan For For Mgmt
15 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
16 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
17 Report on Political Contributions Against For Shrhlder
18 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For Shrhlder
19 Provide Right to Act by Written Consent Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
04/29/11 Cleco Corporation CNL 12561W105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William L. Marks For For Mgmt
1.2 Elect Director Robert T. Ratcliff, Sr. For For Mgmt
1.3 Elect Director Peter M. Scott III For For Mgmt
1.4 Elect Director William H.walker, Jr. For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Eliminate Cumulative Voting and Declassify the Board For For Mgmt
6 Eliminate Cumulative Voting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/29/11 Myers Industries, Inc. MYE 628464109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Vincent C. Byrd For For Mgmt
1.2 Elect Director Sarah R. Coffin For For Mgmt
1.3 Elect Director John B. Crowe For For Mgmt
1.4 Elect Director William A. Foley For For Mgmt
1.5 Elect Director Robert B. Heisler, Jr. For For Mgmt
1.6 Elect Director Richard P. Johnston For For Mgmt
1.7 Elect Director Edward W. Kissel For For Mgmt
1.8 Elect Director John C. Orr For For Mgmt
1.9 Elect Director Robert A. Stefanko For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
1.1 Elect Director Robert S. Prather, Jr. N/A Do Not Vote Shrhlder
1.2 Elect Director Jack Liebau, Jr. N/A Do Not Vote Shrhlder
2 Ratify Auditors None Do Not Vote Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation None Do Not Vote Mgmt
4 Advisory Vote on Say on Pay Frequency None Do Not Vote Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/30/11 Cincinnati Financial Corporation CINF 172062101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kenneth C. Lichtendahl For For Mgmt
1.2 Elect Director W. Rodney McMullen For For Mgmt
1.3 Elect Director Thomas R. Schiff For For Mgmt
1.4 Elect Director John F. Steele, Jr. For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/02/11 Arrow Electronics, Inc. ARW 042735100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Daniel W. Duval For For Mgmt
1.2 Elect Director Philip K. Asherman For For Mgmt
1.3 Elect Director Gail E. Hamilton For For Mgmt
1.4 Elect Director John N. Hanson For For Mgmt
1.5 Elect Director Richard S. Hill For Withhold Mgmt
1.6 Elect Director M.F. Keeth For For Mgmt
1.7 Elect Director Andrew C. Kerin For For Mgmt
1.8 Elect Director Michael J. Long For For Mgmt
1.9 Elect Director Stephen C. Patrick For For Mgmt
1.10 Elect Director Barry W. Perry For For Mgmt
1.11 Elect Director John C. Waddell For Withhold Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/02/11 Trinity Industries, Inc. TRN 896522109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John L. Adams For For Mgmt
1.2 Elect Director Rhys J. Best For For Mgmt
1.3 Elect Director David W. Biegler For For Mgmt
1.4 Elect Director Leldon E. Echols For For Mgmt
1.5 Elect Director Ronald J. Gafford For For Mgmt
1.6 Elect Director Ronald W. Haddock For For Mgmt
1.7 Elect Director Adrian Lajous For For Mgmt
1.8 Elect Director Charles W. Matthews For For Mgmt
1.9 Elect Director Diana S. Natalicio For For Mgmt
1.10 Elect Director Douglas L. Rock For For Mgmt
1.11 Elect Director Timothy R. Wallace For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Auditors For For Mgmt
Page 4
MEETING DATE COMPANY TICKER SECURITY ID
05/03/11 Cross Country Healthcare, Inc. CCRN 227483104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Joseph A. Boshart For For Mgmt
1.2 Elect Director Emil Hensel For For Mgmt
1.3 Elect Director W. Larry Cash For For Mgmt
1.4 Elect Director Thomas C. Dircks For For Mgmt
1.5 Elect Director Gale Fitzgerald For For Mgmt
1.6 Elect Director Joseph Trunfio For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Two Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/11 Exterran Holdings, Inc. EXH 30225X103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Janet F. Clark For For Mgmt
1.2 Elect Director Ernie L. Danner For For Mgmt
1.3 Elect Director Uriel E. Dutton For For Mgmt
1.4 Elect Director Gordon T. Hall For For Mgmt
1.5 Elect Director J.W.G. Honeybourne For For Mgmt
1.6 Elect Director Mark A. Mccollum For For Mgmt
1.7 Elect Director William C. Pate For For Mgmt
1.8 Elect Director Stephen M. Pazuk For For Mgmt
1.9 Elect Director Christopher T. Seaver For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan For Against Mgmt
6 Amend Qualified Employee Stock Purchase Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/11 Great Plains Energy Incorporated GXP 391164100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director D.L. Bodde For For Mgmt
1.2 Elect Director M.J. Chesser For For Mgmt
1.3 Elect Director W.H. Downey For For Mgmt
1.4 Elect Director R.C. Ferguson, Jr. For For Mgmt
1.5 Elect Director G.D. Forsee For For Mgmt
1.6 Elect Director J.A. Mitchell For For Mgmt
1.7 Elect Director W.C. Nelson For For Mgmt
1.8 Elect Director J.J. Sherman For For Mgmt
1.9 Elect Director L.H. Talbott For For Mgmt
1.10 Elect Director R.H. West For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/11 NV Energy, Inc. NVE 67073Y106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Joseph B. Anderson, Jr. For For Mgmt
1.2 Elect Director Glenn C. Christenson For For Mgmt
1.3 Elect Director Brian J. Kennedy For For Mgmt
1.4 Elect Director John F. O'Reilly For For Mgmt
1.5 Elect Director Philip G. Satre For For Mgmt
1.6 Elect Director Michael W. Yackira For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Reduce Supermajority Vote Requirement for Amending Articles on Director For For Mgmt
Elections and Removals
6 Reduce Supermajority Vote Requirement for Fair Price Provisions For For Mgmt
7 Ratify Auditors For For Mgmt
8 Require a Majority Vote for the Election of Directors Against For Shrhlder
9 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For Shrhlder
10 Stock Retention/Holding Period Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/03/11 Power-One, Inc. PWER 73930R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kendall R. Bishop For For Mgmt
1.2 Elect Director Jon Gacek For For Mgmt
1.3 Elect Director Kambiz Hooshmand For For Mgmt
1.4 Elect Director Mark Milliar-Smith For For Mgmt
1.5 Elect Director Richard M. Swanson For For Mgmt
1.6 Elect Director Richard J. Thompson For For Mgmt
1.7 Elect Director Jay Walters For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Advisory Vote on Say on Pay Frequency Two Years One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/11 Penn Virginia Corporation PVA 707882106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John U. Clarke For For Mgmt
1.2 Elect Director Edward B. Cloues, II For For Mgmt
1.3 Elect Director Robert Garrett For For Mgmt
1.4 Elect Director Steven W. Krablin For For Mgmt
1.5 Elect Director Marsha R. Perelman For For Mgmt
1.6 Elect Director P. van Marcke de Lummen For For Mgmt
1.7 Elect Director M. Baird Whitehead For For Mgmt
1.8 Elect Director Gary K. Wright For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/11 Piper Jaffray Companies PJC 724078100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Andrew S. Duff For For Mgmt
1.2 Elect Director Michael R. Francis For For Mgmt
1.3 Elect Director B. Kristine Johnson For For Mgmt
1.4 Elect Director Addison L. Piper For For Mgmt
1.5 Elect Director Lisa K. Polsky For For Mgmt
1.6 Elect Director Frank L. Sims For For Mgmt
1.7 Elect Director Jean M. Taylor For For Mgmt
1.8 Elect Director Michele Volpi For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/11 Unit Corporation UNT 909218109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director J. Michael Adcock For For Mgmt
1.2 Elect Director Steven B. Hildebrand For For Mgmt
1.3 Elect Director Larry C. Payne For For Mgmt
1.4 Elect Director G. Bailey Peyton For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/11 Affymetrix, Inc. AFFX 00826T108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Stephen P.A. Fodor, Ph.D. For For Mgmt
2 Elect Director Kevin M. King For For Mgmt
3 Elect Director Nelson C. Chan For For Mgmt
4 Elect Director John D. Diekman, Ph.D. For For Mgmt
5 Elect Director Gary S. Guthart, Ph.D. For For Mgmt
6 Elect Director Jami Dover Nachtsheim For For Mgmt
7 Elect Director Robert H. Trice, Ph.D. For For Mgmt
8 Elect Director Robert P. Wayman For For Mgmt
9 Ratify Auditors For For Mgmt
10 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
11 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
Page 5
MEETING DATE COMPANY TICKER SECURITY ID
05/05/11 Fairchild Semiconductor International, Inc. FCS 303726103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Charles P. Carinalli For For Mgmt
2 Elect Director Randy W. Carson For For Mgmt
3 Elect Director Anthony Lear For For Mgmt
4 Elect Director Thomas L. Magnanti For For Mgmt
5 Elect Director Kevin J. McGarity For For Mgmt
6 Elect Director Bryan R. Roub For For Mgmt
7 Elect Director Ronald W. Shelly For For Mgmt
8 Elect Director Mark S. Thompson For For Mgmt
9 Amend Omnibus Stock Plan For For Mgmt
10 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
11 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
12 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/11 Louisiana-Pacific Corporation LPX 546347105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director E. Gary Cook For For Mgmt
1.2 Elect Director Kurt M. Landgraf For For Mgmt
1.3 Elect Director John W. Weaver For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/11 Manulife Financial Corporation MFC 56501R106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Linda B. Bammann For For Mgmt
1.2 Elect Director Joseph P. Caron For For Mgmt
1.3 Elect Director John M. Cassaday For For Mgmt
1.4 Elect Director Gail C. A. Cook-Bennett For For Mgmt
1.5 Elect Director Thomas P. d'Aquino For For Mgmt
1.6 Elect Director Richard B. DeWolfe For For Mgmt
1.7 Elect Director Robert E. Dineen Jr. For For Mgmt
1.8 Elect Director Donald A. Guloien For For Mgmt
1.9 Elect Director Scott M. Hand For For Mgmt
1.10 Elect Director Robert J. Harding For For Mgmt
1.11 Elect Director Luther S. Helms For For Mgmt
1.12 Elect Director Donald R. Lindsay For For Mgmt
1.13 Elect Director Lorna R. Marsden For For Mgmt
1.14 Elect Director John R.V. Palmer For For Mgmt
1.15 Elect Director Hugh W. Sloan Jr. For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote on Executive Compensation Approach For For Mgmt
4.1 Critical Mass of Qualified Women on the Board Against Against Shrhlder
4.2 Adopt a Policy Stipulating an Internal Pay Ratio Against Against Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/05/11 Plains Exploration & Production Company PXP 726505100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director James C. Flores For For Mgmt
2 Elect Director Isaac Arnold, Jr. For For Mgmt
3 Elect Director Alan R. Buckwalter, III For For Mgmt
4 Elect Director Jerry L. Dees For For Mgmt
5 Elect Director Tom H. Delimitros For For Mgmt
6 Elect Director Thomas A. Fry, III For For Mgmt
7 Elect Director Charles G. Groat For For Mgmt
8 Elect Director John H. Lollar For For Mgmt
9 Ratify Auditors For For Mgmt
10 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
11 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/11 Valassis Communications, Inc. VCI 918866104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Joseph B. Anderson, Jr. For For Mgmt
2 Elect Director Patrick F. Brennan For For Mgmt
3 Elect Director Kenneth V. Darish For For Mgmt
4 Elect Director Walter H. Ku For For Mgmt
5 Elect Director Robert L. Recchia For For Mgmt
6 Elect Director Thomas J. Reddin For For Mgmt
7 Elect Director Alan F. Schultz For For Mgmt
8 Elect Director Wallace S. Snyder For For Mgmt
9 Elect Director Faith Whittlesey For For Mgmt
10 Amend Omnibus Stock Plan For Against Mgmt
11 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
12 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
13 Ratify Auditors For For Mgmt
14 Adjourn Meeting For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/06/11 Entergy Corporation ETR 29364G103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Maureen Scannell Bateman For For Mgmt
2 Elect Director Gary W. Edwards For For Mgmt
3 Elect Director Alexis M. Herman For For Mgmt
4 Elect Director Donald C. Hintz For For Mgmt
5 Elect Director J. Wayne Leonard For For Mgmt
6 Elect Director Stuart L. Levenick For For Mgmt
7 Elect Director Blanche L. Lincoln For For Mgmt
8 Elect Director Stewart C. Myers For For Mgmt
9 Elect Director William A. Percy, II For For Mgmt
10 Elect Director W.J. Tauzin For For Mgmt
11 Elect Director Steven V. Wilkinson For For Mgmt
12 Ratify Auditors For For Mgmt
13 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
14 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
15 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/11 Haverty Furniture Companies, Inc. HVT 419596101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John T. Glover For For Mgmt
1.2 Elect Director Rawson Haverty, Jr. For For Mgmt
1.3 Elect Director L. Phillip Humann For For Mgmt
1.4 Elect Director Mylle H. Mangum For For Mgmt
1.5 Elect Director Frank S. McGaughey III For For Mgmt
1.6 Elect Director Clarence H. Smith For For Mgmt
1.7 Elect Director Al Trujillo For For Mgmt
1.8 Elect Director Terence F. McGuirk For Withhold Mgmt
1.9 Elect Director Vicki R. Palmer For For Mgmt
1.10 Elect Director Fred L. Schuermann For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/11 ING Groep NV ING N4578E413
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2a Receive Report of Management Board (Non-Voting) Mgmt
2b Receive Report of Supervisory Board (Non-Voting) Mgmt
2c Adopt Financial Statements For For Mgmt
3 Receive Explanation on Company's Reserves and Dividend Policy Mgmt
4a Discuss Remuneration Report Mgmt
4b Approve Remuneration Report Containing Remuneration Policy for For Against Mgmt
Management Board Members
5a Discussion on Company's Corporate Governance Structure Mgmt
5b Increase Authorized Common Stock For For Mgmt
5c Amend Articles Re: Legislative Changes For For Mgmt
6 Discuss Corporate Responsibility Mgmt
7a Approve Discharge of Management Board For For Mgmt
7b Approve Discharge of Supervisory Board For For Mgmt
8 Reelect Koos Timmermans to Executive Board For For Mgmt
9a Reelect Peter Elverding to Supervisory Board For For Mgmt
9b Reelect Henk Breukink to Supervisory Board For For Mgmt
9c Elect Sjoerd van Keulen to Supervisory Board For For Mgmt
9d Elect Joost Kuiper to Supervisory Board For For Mgmt
9e Elect Luc Vandewalle to Supervisory Board For For Mgmt
10a Grant Board Authority to Issue Shares Up To 10 Percent of Issued For For Mgmt
Capital and Restricting/Excluding Preemptive Rights
10b Grant Board Authority to Issue Shares Up To 10 Percent of Issued For For Mgmt
Capital Plus in Case of Takeover/Merger and Restricting/Excluding
Preemptive Rights
11a Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt
11b Authorize Repurchase of Up to 10 Percent of Issued Share Capital in For For Mgmt
Connection with a Major Capital Restructuring
12 Any Other Businesss and Close Meeting Mgmt
Page 6
MEETING DATE COMPANY TICKER SECURITY ID
05/09/11 Protective Life Corporation PL 743674103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert O. Burton For For Mgmt
1.2 Elect Director Thomas L. Hamby For For Mgmt
1.3 Elect Director John D. Johns For For Mgmt
1.4 Elect Director Vanessa Leonard For For Mgmt
1.5 Elect Director Charles D. McCrary For For Mgmt
1.6 Elect Director John J. McMahon, Jr. For For Mgmt
1.7 Elect Director Hans H. Miller For For Mgmt
1.8 Elect Director Malcolm Portera For For Mgmt
1.9 Elect Director C. Dowd Ritter For For Mgmt
1.10 Elect Director Jesse J. Spikes For For Mgmt
1.11 Elect Director William A. Terry For For Mgmt
1.12 Elect Director W. Michael Warren, Jr. For For Mgmt
1.13 Elect Director Vanessa Wilson For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/11 Alliant Energy Corporation LNT 018802108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William D. Harvey For For Mgmt
1.2 Elect Director Singleton B. McAllister For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/11 Autoliv Inc. ALV 052800109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jan Carlson For For Mgmt
1.2 Elect Director Lars Nyberg For For Mgmt
1.3 Elect Director James M. Ringler For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/11 Masco Corporation MAS 574599106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Verne G. Istock For For Mgmt
2 Elect Director J. Michael Losh For For Mgmt
3 Elect Director Timothy Wadhams For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/11 NiSource Inc. NI 65473P105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Richard A. Abdoo For For Mgmt
2 Elect Director Steven C. Beering For For Mgmt
3 Elect Director Michael E. Jesanis For For Mgmt
4 Elect Director Marty R. Kittrell For For Mgmt
5 Elect Director W. Lee Nutter For For Mgmt
6 Elect Director Deborah S. Parker For For Mgmt
7 Elect Director Ian M. Rolland For For Mgmt
8 Elect Director Robert C. Skaggs, Jr. For For Mgmt
9 Elect Director Richard L. Thompson For For Mgmt
10 Elect Director Carolyn Y. Woo For For Mgmt
11 Ratify Auditors For For Mgmt
12 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
13 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
14 Provide Right to Act by Written Consent Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/10/11 OM Group, Inc. OMG 670872100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William J. Reidy For Withhold Mgmt
1.2 Elect Director Joseph Scaminace For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Review and Assess Human Rights Policies Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/11/11 American Financial Group, Inc. AFG 025932104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Carl H. Lindner For For Mgmt
1.2 Elect Director Carl H. Lindner, III For For Mgmt
1.3 Elect Director S. Craig Lindner For For Mgmt
1.4 Elect Director Kenneth C. Ambrecht For For Mgmt
1.5 Elect Director Theodore H. Emmerich For For Mgmt
1.6 Elect Director James E. Evans For For Mgmt
1.7 Elect Director Terry S. Jacobs For For Mgmt
1.8 Elect Director Gregory G. Joseph For For Mgmt
1.9 Elect Director William W. Verity For For Mgmt
1.10 Elect Director John I. Von Lehman For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
6 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
7 Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation Against For Shrhlder
and Gender Identity
8 Adopt Policy and Report on Board Diversity Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/11/11 Helix Energy Solutions Group, Inc. HLX 42330P107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Nancy K. Quinn For For Mgmt
1.2 Elect Director William L. Transier For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/11 Integrys Energy Group, Inc. TEG 45822P105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Keith E. Bailey For For Mgmt
1.2 Elect Director William J. Brodsky For For Mgmt
1.3 Elect Director Albert J. Budney, Jr. For For Mgmt
1.4 Elect Director Pastora San Juan Cafferty For For Mgmt
1.5 Elect Director Ellen Carnahan For For Mgmt
1.6 Elect Director Michelle L. Collins For For Mgmt
1.7 Elect Director Kathryn M. Hasselblad-Pascale For For Mgmt
1.8 Elect Director John W. Higgins For For Mgmt
1.9 Elect Director James L. Kemerling For For Mgmt
1.10 Elect Director Michael E. Lavin For For Mgmt
1.11 Elect Director William F. Protz, Jr. For For Mgmt
1.12 Elect Director Charles A. Schrock For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/11 Mohawk Industries, Inc. MHK 608190104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Karen A. Smith Bogart For For Mgmt
1.2 Elect Director John F. Fiedler For For Mgmt
1.3 Elect Director Richard C. Ill For For Mgmt
1.4 Elect Director Jeffrey S. Lorberbaum For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
Page 7
MEETING DATE COMPANY TICKER SECURITY ID
05/11/11 United Rentals, Inc. URI 911363109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Jenne K. Britell For For Mgmt
2 Elect Director Jose B. Alvarez For For Mgmt
3 Elect Director Howard L. Clark, Jr. For For Mgmt
4 Elect Director Bobby J. Griffin For For Mgmt
5 Elect Director Michael J. Kneeland For For Mgmt
6 Elect Director Singleton B. McAllister For For Mgmt
7 Elect Director Brian D. McAuley For For Mgmt
8 Elect Director John S. McKinney For For Mgmt
9 Elect Director Jason D. Papastavrou For For Mgmt
10 Elect Director Filippo Passerini For For Mgmt
11 Elect Director Keith Wimbush For For Mgmt
12 Ratify Auditors For For Mgmt
13 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
14 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/11 Ford Motor Company F 345370860
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Stephen G. Butler For For Mgmt
2 Elect Director Kimberly A. Casiano For For Mgmt
3 Elect Director Anthony F. Earley, Jr. For For Mgmt
4 Elect Director Edsel B. Ford II For For Mgmt
5 Elect Director William Clay Ford, Jr. For For Mgmt
6 Elect Director Richard A. Gephardt For For Mgmt
7 Elect Director James H. Hance, Jr. For For Mgmt
8 Elect Director Irvine O. Hockaday, Jr. For For Mgmt
9 Elect Director Richard A. Manoogian For For Mgmt
10 Elect Director Ellen R. Marram For For Mgmt
11 Elect Director Alan Mulally For For Mgmt
12 Elect Director Homer A. Neal For For Mgmt
13 Elect Director Gerald L. Shaheen For For Mgmt
14 Elect Director John L. Thornton For For Mgmt
15 Ratify Auditors For For Mgmt
16 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
17 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
18 Publish Political Contributions Against Against Shrhlder
19 Approve Recapitalization Plan for all Stock to have One-vote per Share Against For Shrhlder
20 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/12/11 Leggett & Platt, Incorporated LEG 524660107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Robert E. Brunner For For Mgmt
2 Elect Director Ralph W. Clark For For Mgmt
3 Elect Director R. Ted Enloe, III For For Mgmt
4 Elect Director Richard T. Fisher For For Mgmt
5 Elect Director Matthew C. Flanigan For For Mgmt
6 Elect Director Karl G. Glassman For For Mgmt
7 Elect Director Ray A. Griffith For For Mgmt
8 Elect Director David S. Haffner For For Mgmt
9 Elect Director Joseph W. McClanathan For For Mgmt
10 Elect Director Judy C. Odom For For Mgmt
11 ElectElect Director Maurice E. Purnell, Jr. For For Mgmt
12 Elect Director Phoebe A. Wood For For Mgmt
13 Ratify Auditors For For Mgmt
14 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
15 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
16 Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation Against For Shrhlder
and Gender Identity
MEETING DATE COMPANY TICKER SECURITY ID
05/12/11 Pioneer Drilling Company PDC 723655106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Dean A. Burkhardt For For Mgmt
1.2 Elect Director Scott D. Urban For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/11 The E. W. Scripps Company SSP 811054402
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Roger L. Ogden For For Mgmt
1.2 Elect Director J. Marvin Quin For For Mgmt
1.3 Elect Director Kim Williams For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/13/11 Group 1 Automotive, Inc. GPI 398905109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Louis E. Lataif For For Mgmt
1.2 Elect Director Stephen D. Quinn For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Advisory Vote on Say on Pay Frequency None One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/13/11 TriQuint Semiconductor, Inc. TQNT 89674K103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Charles Scott Gibson For For Mgmt
2 Elect Director David H.y. Ho For For Mgmt
3 Elect Director Nicolas Kauser For For Mgmt
4 Elect Director Ralph G. Quinsey For For Mgmt
5 Elect Director Walden C. Rhines For For Mgmt
6 Elect Director Steven J. Sharp For For Mgmt
7 Elect Director Willis C. Young For For Mgmt
8 Ratify Auditors For For Mgmt
9 Amend Omnibus Stock Plan For For Mgmt
10 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
11 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/16/11 International Bancshares Corporation IBOC 459044103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director I. Greenblum For For Mgmt
1.2 Elect Director R.D. Guerra For Withhold Mgmt
1.3 Elect Director D.B. Hastings, Jr. For For Mgmt
1.4 Elect Director D.B. Howland For For Mgmt
1.5 Elect Director I. Navarro For Withhold Mgmt
1.6 Elect Director S. Neiman For Withhold Mgmt
1.7 Elect Director P.J. Newman For For Mgmt
1.8 Elect Director D.E. Nixon For Withhold Mgmt
1.9 Elect Director L. Norton For For Mgmt
1.10 Elect Director L. Salinas For For Mgmt
1.11 Elect Director A.R. Sanchez, Jr. For Withhold Mgmt
1.12 Elect Director Guillermo F. Trevino For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/16/11 StanCorp Financial Group, Inc. SFG 852891100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Frederick W. Buckman For For Mgmt
2 Elect Director J. Greg Ness For For Mgmt
3 Elect Director Mary F. Sammons For For Mgmt
4 Elect Director Ronald E. Timpe For For Mgmt
5 Ratify Auditors For For Mgmt
6 Renew Shareholder Rights Plan (Poison Pill) For For Mgmt
7 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
8 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
Page 8
MEETING DATE COMPANY TICKER SECURITY ID
05/17/11 Benchmark Electronics, Inc. BHE 08160H101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Cary T. Fu For For Mgmt
1.2 Elect Director Michael R. Dawson For For Mgmt
1.3 Elect Director Peter G. Dorflinger For For Mgmt
1.4 Elect Director Douglas G. Duncan For For Mgmt
1.5 Elect Director Bernee D.l. Strom For For Mgmt
1.6 Elect Director Clay C. Williams For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/11 CDI Corp. CDI 125071100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Paulett Eberhart For For Mgmt
1.2 Elect Director Michael J. Emmi For For Mgmt
1.3 Elect Director Walter R. Garrison For Withhold Mgmt
1.4 Elect Director Lawrence C. Karlson For For Mgmt
1.5 Elect Director Ronald J. Kozich For For Mgmt
1.6 Elect Director Anna M. Seal For For Mgmt
1.7 Elect Director Albert E. Smith For For Mgmt
1.8 Elect Director Barton J. Winokur For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Amend Nonqualified Employee Stock Purchase Plan For For Mgmt
6 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/11 Comstock Resources, Inc. CRK 205768203
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director M. Jay Allison For For Mgmt
1.2 Elect Director David W. Sledge For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/11 PNM Resources, Inc. PNM 69349H107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Adelmo E. Archuleta For For Mgmt
1.2 Elect Director Patricia K. Collawn For For Mgmt
1.3 Elect Director Julie A. Dobson For For Mgmt
1.4 Elect Director Robert R. Nordhaus For For Mgmt
1.5 Elect Director Manuel T. Pacheco For For Mgmt
1.6 Elect Director Bonnie S. Reitz For For Mgmt
1.7 Elect Director Donald K. Schwanz For For Mgmt
1.8 Elect Director Jeffry E. Sterba For For Mgmt
1.9 Elect Director Bruce W. Wilkinson For For Mgmt
1.10 Elect Director Joan B. Woodard For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/11 The Allstate Corporation ALL 020002101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director F. Duane Ackerman For Against Mgmt
2 Elect Director Robert D. Beyer For Against Mgmt
3 Elect Director W. James Farrell For Against Mgmt
4 Elect Director Jack M. Greenberg For Against Mgmt
5 Elect Director Ronald T. Lemay For Against Mgmt
6 Elect Director Andrea Redmond For Against Mgmt
7 Elect Director H. John Riley, Jr. For Against Mgmt
8 Elect Director Joshua I. Smith For Against Mgmt
9 Elect Director Judith A. Sprieser For Against Mgmt
10 Elect Director Mary Alice Taylor For Against Mgmt
11 Elect Director Thomas J. Wilson For Against Mgmt
12 Ratify Auditors For For Mgmt
13 Provide Right to Call Special Meeting For For Mgmt
14 Adopt the Jurisdiction of Incorporation as the Exclusive Forum for For Against Mgmt
Certain Disputes
15 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
16 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
17 Provide Right to Act by Written Consent Against For Shrhlder
18 Report on Political Contributions Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 Atmel Corporation ATML 049513104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Steven Laub For For Mgmt
2 Elect Director Tsung-Ching Wu For For Mgmt
3 Elect Director David Sugishita For For Mgmt
4 Elect Director Papken Der Torossian For For Mgmt
5 Elect Director Jack L. Saltich For For Mgmt
6 Elect Director Charles Carinalli For For Mgmt
7 Elect Director Edward Ross For For Mgmt
8 Amend Omnibus Stock Plan For For Mgmt
9 Ratify Auditors For For Mgmt
10 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
11 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 CenturyLink, Inc. CTL 156700106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Virginia Boulet For For Mgmt
1.2 Elect Director Peter C. Brown For For Mgmt
1.3 Elect Director Richard A. Gephardt For For Mgmt
1.4 Elect Director Gregory J. McCray For For Mgmt
1.5 Elect Director Michael J. Roberts For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Report on Political Contributions Against For Shrhlder
7 Declassify the Board of Directors Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 F.N.B. Corporation FNB 302520101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William B. Campbell For For Mgmt
1.2 Elect Director Henry M. Ekker For For Mgmt
1.3 Elect Director Philip E. Gingerich For For Mgmt
1.4 Elect Director Robert B. Goldstein For For Mgmt
1.5 Elect Director Stephen J. Gurgovits For For Mgmt
1.6 Elect Director Dawne S. Hickton For For Mgmt
1.7 Elect Director David J. Malone For For Mgmt
1.8 Elect Director D. Stephen Martz For For Mgmt
1.9 Elect Director Harry F. Radcliffe For For Mgmt
1.10 Elect Director Arthur J. Rooney, II For For Mgmt
1.11 Elect Director John W. Rose For For Mgmt
1.12 Elect Director Stanton R. Sheetz For For Mgmt
1.13 Elect Director William J. Strimbu For For Mgmt
1.14 Elect Director Earl K. Wahl, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Auditors For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
Page 9
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 Northrop Grumman Corporation NOC 666807102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Wesley G. Bush For For Mgmt
2 Elect Director Lewis W. Coleman For For Mgmt
3 Elect Director Victor H. Fazio For For Mgmt
4 Elect Director Donald E. Felsinger For For Mgmt
5 Elect Director Stephen E. Frank For For Mgmt
6 Elect Director Bruce S. Gordon For For Mgmt
7 Elect Director Madeleine Kleiner For For Mgmt
8 Elect Director Karl J. Krapek For For Mgmt
9 Elect Director Richard B. Myers For For Mgmt
10 Elect Director Aulana L. Peters For For Mgmt
11 Elect Director Kevin W. Sharer For For Mgmt
12 Ratify Auditors For For Mgmt
13 Approve Omnibus Stock Plan For For Mgmt
14 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
15 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
16 Provide for Cumulative Voting Against For Shrhlder
17 Report on Political Contributions Against For Shrhlder
18 Provide Right to Act by Written Consent Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 Pinnacle West Capital Corporation PNW 723484101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Edward N. Basha, Jr. For For Mgmt
1.2 Elect Director Donald E. Brandt For For Mgmt
1.3 Elect Director Susan Clark-Johnson For For Mgmt
1.4 Elect Director Denis A. Cortese For For Mgmt
1.5 Elect Director Michael L. Gallagher For For Mgmt
1.6 Elect Director Pamela Grant For For Mgmt
1.7 Elect Director R.A. Herberger, Jr For For Mgmt
1.8 Elect Director Dale E. Klein For For Mgmt
1.9 Elect Director Humberto S. Lopez For For Mgmt
1.10 Elect Director Kathryn L. Munro For For Mgmt
1.11 Elect Director Bruce J. Nordstrom For For Mgmt
1.12 Elect Director W. Douglas Parker For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 Reliance Steel & Aluminum Co. RS 759509102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John G. Figueroa For For Mgmt
1.2 Elect Director Thomas W. Gimbel For For Mgmt
1.3 Elect Director Douglas M. Hayes For For Mgmt
1.4 Elect Director Franklin R. Johnson For For Mgmt
1.5 Elect Director Leslie A. Waite For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Approve Non-Employee Director Omnibus Stock Plan For Against Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Ratify Auditors For For Mgmt
7 Other Business For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 Standard Pacific Corp. SPF 85375C101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kenneth L. Campbell For For Mgmt
1.2 Elect Director Bruce A. Choate For For Mgmt
1.3 Elect Director James L. Doti For For Mgmt
1.4 Elect Director Ronald R. Foell For For Mgmt
1.5 Elect Director Douglas C. Jacobs For For Mgmt
1.6 Elect Director David J. Matlin For For Mgmt
1.7 Elect Director F. Patt Schiewitz For For Mgmt
1.8 Elect Director Peter Schoels For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Ratify Auditors For For Mgmt
6 Adopt Quantitative GHG Goals for Products and Operations Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 Sun Life Financial Inc. SLF 866796105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William D. Anderson For For Mgmt
1.2 Elect Director Richard H. Booth For For Mgmt
1.3 Elect Director Jon A. Boscia For For Mgmt
1.4 Elect Director John H. Clappison For For Mgmt
1.5 Elect Director David A. Ganong For For Mgmt
1.6 Elect Director Martin J. G. Glynn For For Mgmt
1.7 Elect Director Krystyna T. Hoeg For For Mgmt
1.8 Elect Director David W. Kerr For For Mgmt
1.9 Elect Director Idalene F. Kesner For For Mgmt
1.10 Elect Director Mitchell M. Merin For For Mgmt
1.11 Elect Director Ronald W. Osborne For For Mgmt
1.12 Elect Director Hugh D. Segal For For Mgmt
1.13 Elect Director Donald A. Stewart For For Mgmt
1.14 Elect Director James H. Sutcliffe For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Approve a Non-Binding Advisory Vote on Executive Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 TRW Automotive Holdings Corp. TRW 87264S106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Francois J. Castaing For For Mgmt
1.2 Elect Director Michael R. Gambrell For For Mgmt
1.3 Elect Director Paul H. O'neill For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 Tenneco Inc. TEN 880349105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Charles W. Cramb For For Mgmt
2 Elect Director Dennis J. Letham For For Mgmt
3 Elect Director Hari N. Nair For For Mgmt
4 Elect Director Roger B. Porter For For Mgmt
5 Elect Director David B. Price, Jr. For For Mgmt
6 Elect Director Gregg M. Sherrill For For Mgmt
7 Elect Director Paul T. Stecko For For Mgmt
8 Elect Director Mitsunobu Takeuchi For For Mgmt
9 Elect Director Jane L. Warner For For Mgmt
10 Ratify Auditors For For Mgmt
11 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
12 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/19/11 NN, Inc. NNBR 629337106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director G. Ronald Morris For For Mgmt
1.2 Elect Director Steven T. Warshaw For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Ratify Auditors For For Mgmt
Page 10
MEETING DATE COMPANY TICKER SECURITY ID
05/19/11 R. R. Donnelley & Sons Company RRD 257867101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Thomas J. Quinlan, III For For Mgmt
2 Elect Director Stephen M. Wolf For For Mgmt
3 Elect Director Lee A. Chaden For For Mgmt
4 Elect Director Judith H. Hamilton For For Mgmt
5 Elect Director Susan M. Ivey For For Mgmt
6 Elect Director Thomas S. Johnson For For Mgmt
7 Elect Director John C. Pope For For Mgmt
8 Elect Director Michael T. Riordan For For Mgmt
9 Elect Director Oliver R. Sockwell For For Mgmt
10 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
11 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
12 Ratify Auditors For For Mgmt
13 Report on Sustainable Paper Purchasing Against For Shrhlder
14 Report on Political Contributions Against For Shrhlder
15 Provide Right to Act by Written Consent Against For Shrhlder
16 Other Business For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/19/11 Telephone and Data Systems, Inc. TDS 879433100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Clarence A. Davis For For Mgmt
1.2 Elect Director Christopher D. O'Leary For For Mgmt
1.3 Elect Director Gary L. Sugarman For For Mgmt
1.4 Elect Director Herbert S. Wander For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Equal Rights for All Shares Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/21/11 Dillard's, Inc. DDS 254067101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director R. Brad Martin For For Mgmt
2 Elect Director Frank R. Mori For Against Mgmt
3 Elect Director J.C. Watts, Jr. For For Mgmt
4 Elect Director Nick White For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
6 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/11 China Unicom (Hong Kong) Ltd CHU Y1519S111
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Declare Final Dividend For For Mgmt
3a1 Reelect Lu Yimin as Director For For Mgmt
3a2 Reelect Li Fushen as Director For For Mgmt
3a3 Reelect Cesareo Alierta Izuel as Director For Against Mgmt
3a4 Reelect Wong Wai Ming as Director For For Mgmt
3a5 Reelect Cai Hongbin as Director For For Mgmt
3b Authorize Board to Fix Remuneration of Directors For For Mgmt
4 Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix For For Mgmt
Their Remuneration
5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt
6 Approve Issuance of Equity or Equity-Linked Securities without For Against Mgmt
Preemptive Rights
7 Authorize Reissuance of Repurchased Shares For Against Mgmt
8 Amend Articles of Association For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/11 East West Bancorp, Inc. EWBC 27579R104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Iris S. Chan For For Mgmt
1.2 Elect Director Rudolph I. Estrada For For Mgmt
1.3 Elect Director Julia S. Gouw For For Mgmt
1.4 Elect Director Paul H. Irving For For Mgmt
1.5 Elect Director Andrew S. Kane For For Mgmt
1.6 Elect Director John Lee For For Mgmt
1.7 Elect Director Herman Y. Li For For Mgmt
1.8 Elect Director Jack C. Liu For For Mgmt
1.9 Elect Director Dominic Ng For For Mgmt
1.10 Elect Director Keith W. Renken For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/11 SEACOR Holdings Inc. CKH 811904101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Charles Fabrikant For For Mgmt
1.2 Elect Director Pierre de Demandolx For For Mgmt
1.3 Elect Director Richard Fairbanks For For Mgmt
1.4 Elect Director Blaine V. Fogg For For Mgmt
1.5 Elect Director John C. Hadjipateras For For Mgmt
1.6 Elect Director Oivind Lorentzen For For Mgmt
1.7 Elect Director Andrew R. Morse For For Mgmt
1.8 Elect Director Christopher Regan For For Mgmt
1.9 Elect Director Steven Webster For For Mgmt
1.10 Elect Director Steven J. Wisch For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/11 Black Hills Corporation BKH 092113109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David R. Emery For For Mgmt
1.2 Elect Director Rebecca B. Roberts For For Mgmt
1.3 Elect Director Warren L. Robinson For For Mgmt
1.4 Elect Director John B. Vering For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/11 Chevron Corporation CVX 166764100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director L.F. Deily For For Mgmt
2 Elect Director R.E. Denham For For Mgmt
3 Elect Director R.J. Eaton For For Mgmt
4 Elect Director C. Hagel For For Mgmt
5 Elect Director E. Hernandez For For Mgmt
6 Elect Director G.L. Kirkland For For Mgmt
7 Elect Director D.B. Rice For For Mgmt
8 Elect Director K.W. Sharer For For Mgmt
9 Elect Director C.R. Shoemate For For Mgmt
10 Elect Director J.G. Stumpf For For Mgmt
11 Elect Director R.D. Sugar For For Mgmt
12 Elect Director C. Ware For For Mgmt
13 Elect Director J.S. Watson For For Mgmt
14 Ratify Auditors For For Mgmt
15 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
16 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
17 Request Director Nominee with Environmental Qualifications Against For Shrhlder
18 Amend Bylaws to Establish a Board Committee on Human Rights Against Against Shrhlder
19 Include Sustainability as a Performance Measure for Senior Executive Against Against Shrhlder
Compensation
20 Adopt Guidelines for Country Selection Against For Shrhlder
21 Report on Financial Risks of Climate Change Against Against Shrhlder
22 Report on Environmental Impacts of Natural Gas Fracturing Against For Shrhlder
23 Report on Offshore Oil Wells and Spill Mitigation Measures Against Against Shrhlder
Page 11
MEETING DATE COMPANY TICKER SECURITY ID
05/25/11 Fossil, Inc. FOSL 349882100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Elaine Agather For For Mgmt
1.2 Elect Director Jeffrey N. Boyer For For Mgmt
1.3 Elect Director Kosta N. Kartsotis For For Mgmt
1.4 Elect Director Elysia Holt Ragusa For For Mgmt
1.5 Elect Director Jal S. Shroff For For Mgmt
1.6 Elect Director James E. Skinner For For Mgmt
1.7 Elect Director Michael Steinberg For For Mgmt
1.8 Elect Director Donald J. Stone For For Mgmt
1.9 Elect Director James M. Zimmerman For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/11 Infinity Property and Casualty Corporation IPCC 45665Q103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Teresa A. Canida For For Mgmt
1.2 Elect Director Jorge G. Castro For For Mgmt
1.3 Elect Director James R. Gober For For Mgmt
1.4 Elect Director Harold E. Layman For For Mgmt
1.5 Elect Director Drayton Nabers, Jr. For For Mgmt
1.6 Elect Director Samuel J. Simon For For Mgmt
1.7 Elect Director Roger Smith For For Mgmt
1.8 Elect Director William Stancil Starnes For For Mgmt
1.9 Elect Director Gregory C. Thomas For For Mgmt
1.10 Elect Director Samuel J. Weinhoff For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/26/11 Boyd Gaming Corporation BYD 103304101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert L. Boughner For For Mgmt
1.2 Elect Director William R. Boyd For For Mgmt
1.3 Elect Director William S. Boyd For For Mgmt
1.4 Elect Director Thomas V. Girardi For For Mgmt
1.5 Elect Director Marianne Boyd Johnson For For Mgmt
1.6 Elect Director Billy G. McCoy For For Mgmt
1.7 Elect Director Frederick J. Schwab For For Mgmt
1.8 Elect Director Keith E. Smith For For Mgmt
1.9 Elect Director Christine J. Spadafor For For Mgmt
1.10 Elect Director Peter M. Thomas For For Mgmt
1.11 Elect Director Veronica J. Wilson For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
5 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/26/11 Deutsche Bank AG DB D18190898
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Fiscal 2010 Mgmt
(Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.75 per Share For For Mgmt
3 Approve Discharge of Management Board for Fiscal 2010 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2010 For For Mgmt
5 Ratify KPMG as Auditors for Fiscal 2011 For For Mgmt
6 Authorize Share Repurchase Program and Reissuance or Cancellation of For For Mgmt
Repurchased Shares
7 Authorize Use of Financial Derivatives when Repurchasing Shares For For Mgmt
8 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible For For Mgmt
Bonds with Partial Exclusion of Preemptive Rights up to Aggregate
Nominal Amount of EUR 9 Billion; Approve Creation of EUR 230.4 Million
Pool of Capital to Guarantee Conversion Rights
9 Approve Creation of EUR 230.4 Million Pool of Capital with Partial For For Mgmt
Exclusion of Preemptive Rights
10 Approve Creation of EUR 230.4 Million Pool of Capital without For For Mgmt
Preemptive Rights
11 Approve Creation of EUR 691.2 Million Pool of Capital with Partial For For Mgmt
Exclusion of Preemptive Rights
12 Elect Katherine Garrett-Cox to the Supervisory Board For For Mgmt
13 Approve Revenue Sharing and Operating Agreements with Subsidiary For For Mgmt
Deutsche Bank Financial LLC
MEETING DATE COMPANY TICKER SECURITY ID
05/26/11 Kindred Healthcare, Inc. KND 494580103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Issue Shares in Connection with Acquisition For For Mgmt
2 Elect Director Edward L. Kuntz For For Mgmt
3 Elect Director Joel Ackerman For For Mgmt
4 Elect Director Ann C. Berzin For For Mgmt
5 Elect Director Jonathan D. Blum For For Mgmt
6 Elect Director Thomas P. Cooper For For Mgmt
7 Elect Director Paul J. Diaz For For Mgmt
8 Elect Director Isaac Kaufman For For Mgmt
9 Elect Director Frederick J. Kleisner For For Mgmt
10 Elect Director Eddy J. Rogers, Jr. For For Mgmt
11 Elect Director Phyllis R. Yale For For Mgmt
12 Ratify Auditors For For Mgmt
13 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
14 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
15 Approve Omnibus Stock Plan For For Mgmt
16 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/26/11 MetroPCS Communications, Inc. PCS 591708102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Roger D. Linquist For For Mgmt
1.2 Elect Director Arthur C. Patterson For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/26/11 Park-Ohio Holdings Corp. PKOH 700666100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kevin R. Greene For For Mgmt
1.2 Elect Director A. Malachi Mixon, III For For Mgmt
1.3 Elect Director Dan. T. Moore, III For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/31/11 Deckers Outdoor Corporation DECK 243537107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Angel R. Martinez For For Mgmt
1.2 Elect Director Rex A. Licklider For For Mgmt
1.3 Elect Director John M. Gibbons For For Mgmt
1.4 Elect Director John G. Perenchio For For Mgmt
1.5 Elect Director Maureen Conners For For Mgmt
1.6 Elect Director Ruth M. Owades For For Mgmt
1.7 Elect Director Karyn O. Barsa For For Mgmt
1.8 Elect Director Michael F. Devine, III For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
Page 12
MEETING DATE COMPANY TICKER SECURITY ID
06/01/11 Vishay Intertechnology, Inc. VSH 928298108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Eliyahu Hurvitz For For Mgmt
1.2 Elect Director Abraham Ludomirski For For Mgmt
1.3 Elect Director Wayne M. Rogers For For Mgmt
1.4 Elect Director Ronald Ruzic For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/02/11 United Online, Inc. UNTD 911268100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Mark R. Goldston For For Mgmt
1.2 Elect Director Howard G. Phanstiel For For Mgmt
1.3 Elect Director Carol A. Scott For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/07/11 Ceradyne, Inc. CRDN 156710105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Joel P. Moskowitz For For Mgmt
1.2 Elect Director Richard A. Alliegro For For Mgmt
1.3 Elect Director Frank Edelstein For For Mgmt
1.4 Elect Director Richard A. Kertson For For Mgmt
1.5 Elect Director William C. LaCourse For For Mgmt
1.6 Elect Director Milton L. Lohr For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/07/11 France Telecom FTE F4113C103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Accept Consolidated Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation of Income and Dividends of EUR 1.40 per Share For For Mgmt
4 Acknowledge Auditors' Special Report on Related-Party Transactions For For Mgmt
5 Reelect Bernard Dufau as Director For For Mgmt
6 Elect Helle Kristoffersen as Director For For Mgmt
7 Elect Muriel Penicaud as Director For For Mgmt
8 Elect Jean Michel Severino as Director For For Mgmt
9 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt
10 Authorize Issuance of Equity or Equity-Linked Securities with For For Mgmt
Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion
11 Authorize Issuance of Equity or Equity-Linked Securities without For For Mgmt
Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion
12 Approve Issuance of up to 20 Percent of Issued Capital Per Year for a For For Mgmt
Private Placement, up to Aggregate Nominal Amount of EUR 1.5 Billion
13 Authorize Board to Increase Capital in the Event of Additional Demand For For Mgmt
Related to Delegation Submitted to Shareholder Vote under Items 10, 11
and 12 Above
14 Authorize Capital Increase of up to EUR 1.5 Billion for Future Exchange For For Mgmt
Offers
15 Authorize Capital Increase of up to 10 Percent of Issued Capital for For For Mgmt
Future Acquisitions
16 Authorize Capital Increase of up to EUR 35 Million to Holders of Orange For For Mgmt
SA Stock Options or Shares in Connection with France Telecom Liquidity
Agreement
17 Authorize up to EUR 500,000 for Issuance of Free Option-Based Liquidity For For Mgmt
Instruments Reserved for Holders of Orange SA Stock Options Benefiting
from a Liquidity Agreement
18 Set Total Limit for Capital Increase to Result from All Issuance For For Mgmt
Requests under Items 10 to 17 at EUR 3.5 Billion
19 Approve Issuance of Securities Convertible into Debt up to Aggregate For For Mgmt
Nominal Amount of EUR 7 Billion
20 Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus For For Mgmt
Issue or Increase in Par Value
21 Approve Employee Stock Purchase Plan For For Mgmt
22 Approve Reduction in Share Capital via Cancellation of Repurchased For For Mgmt
Shares
23 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/08/11 Ingram Micro Inc. IM 457153104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Howard I. Atkins For For Mgmt
2 Elect Director Leslie Stone Heisz For For Mgmt
3 Elect Director John R. Ingram For For Mgmt
4 Elect Director Orrin H. Ingram, II For For Mgmt
5 Elect Director Dale R. Laurance For For Mgmt
6 Elect Director Linda Fayne Levinson For For Mgmt
7 Elect Director Scott A. McGregor For For Mgmt
8 Elect Director Michael T. Smith For For Mgmt
9 Elect Director Gregory M.E. Spierkel For For Mgmt
10 Elect Director Joe B. Wyatt For For Mgmt
11 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
12 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
13 Amend Omnibus Stock Plan For For Mgmt
14 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/09/11 Amedisys, Inc. AMED 023436108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William F. Borne For For Mgmt
1.2 Elect Director Ronald A. LaBorde For For Mgmt
1.3 Elect Director Jake L. Netterville For For Mgmt
1.4 Elect Director David R. Pitts For For Mgmt
1.5 Elect Director Peter F. Ricchiuti For For Mgmt
1.6 Elect Director Donald A. Washburn For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/09/11 Perry Ellis International, Inc. PERY 288853104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Joseph Natoli For For Mgmt
1.2 Elect Director Eduardo M. Sardina For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Amend Omnibus Stock Plan For Against Mgmt
6 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/09/11 US Airways Group, Inc. LCC 90341W108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Bruce R. Lakefield For For Mgmt
2 Elect Director W. Douglas Parker For For Mgmt
3 Ratify Auditors For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
6 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
7 Provide for Cumulative Voting Against For Shrhlder
Page 13
MEETING DATE COMPANY TICKER SECURITY ID
06/16/11 Movado Group, Inc. MOV 624580106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Margaret Hayes Adame For For Mgmt
1.2 Elect Director Richard J. Cote For For Mgmt
1.3 Elect Director Efraim Grinberg For For Mgmt
1.4 Elect Director Alan H. Howard For For Mgmt
1.5 Elect Director Richard Isserman For For Mgmt
1.6 Elect Director Nathan Leventhal For For Mgmt
1.7 Elect Director Donald Oresman For For Mgmt
1.8 Elect Director Leonard L. Silverstein For For Mgmt
1.9 Elect Director Alex Grinberg For For Mgmt
1.10 Elect Director Maurice S. Reznik For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/17/11 Banco Santander S.A. STD E19790109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.A Accept Individual and Consolidated Financial Statements and Statutory For For Mgmt
Reports for FY 2010
1.B Approve Discharge of Directors for FY 2010 For For Mgmt
2 Approve Allocation of Income for FY 2010 For For Mgmt
3.A Reelect Ana Patricia Botin-Sanz de Sautuola y O'Shea as Director For Against Mgmt
3.B Reelect Rodrigo Echenique Gordillo as Director For Against Mgmt
3.C Reelect Lord Burns as Director For Against Mgmt
3.D Reelect Assicurazioni Generali S.p.A. as Director For Against Mgmt
4 Reelect Deloitte, S.L. as Auditors for FY 2011 For For Mgmt
5.A Amend Articles 8, 11, 15, 16 and 18 Re: Equity-Related For For Mgmt
5.B Amend Several Articles of Bylaws For For Mgmt
5.C Amend Article 62 and 69 of Bylaws For For Mgmt
6.A Amend Preamble and Article 2 of General Meeting Regulations For For Mgmt
6.B Amend Articles 4, 5 and 8 of General Meeting Regulations; Add Article For For Mgmt
6 Bis to General Meeting Regulations
6.C Amend Article 12, 19, 21 and Additional Provision of General Meeting For For Mgmt
Regulations
7 Grant Board Authorization to Increase Capital For For Mgmt
8.A Authorize Increase in Capital Charged to Voluntary Reserves for Bonus For For Mgmt
Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares
8.B Authorize Increase in Capital Charged to Voluntary Reserves for Bonus For For Mgmt
Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares
9.A Authorize to Issuance of Convertible and/or Exchangeable Debt For For Mgmt
Securities Including Warrants Without Preemptive Rights; Void
Authorization Granted at 2010 AGM
9.B Authorize Issuance of Non Convertible Debt Securities Including For For Mgmt
Warrants
10.A Approve Sixth Cycle of Performance Share Plan For For Mgmt
10.B Approve Second Cycle of Deferred and Conditional Share Plan For For Mgmt
10.C Approve First Cycle of Deferred and Conditional Variable Remuneration For For Mgmt
Plan
10.D Approve Savings Plan for Santander UK plc Employees and Other Companies For For Mgmt
of Santander Group in UK
11 Authorize Board to Ratify and Execute Approved Resolutions For For Mgmt
12 Advisory Vote on Remuneration Policy Report For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/17/11 NTT DOCOMO, INC. DCM J59399105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of JPY 2600 For For Mgmt
2 Amend Articles To Amend Business Lines For For Mgmt
3.1 Elect Director Shindo, Tsutomu For For Mgmt
3.2 Elect Director Kagawa, Wataru For For Mgmt
3.3 Elect Director Yoshizawa, Kazuhiro For For Mgmt
4.1 Appoint Statutory Auditor Hoshizawa, Shuro For For Mgmt
4.2 Appoint Statutory Auditor Yoshizawa, Kyoichi For Against Mgmt
4.3 Appoint Statutory Auditor Morosawa, Haruo For For Mgmt
4.4 Appoint Statutory Auditor Tsujiyama, Eiko For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/17/11 Toyota Motor Corp. TM J92676113
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of JPY 30 For For Mgmt
2 Amend Articles To Decrease Maximum Board Size For For Mgmt
3.1 Elect Director Cho, Fujio For For Mgmt
3.2 Elect Director Toyoda, Akio For For Mgmt
3.3 Elect Director Uchiyamada, Takeshi For For Mgmt
3.4 Elect Director Funo, Yukitoshi For For Mgmt
3.5 Elect Director Niimi, Atsushi For For Mgmt
3.6 Elect Director Sasaki, Shinichi For For Mgmt
3.7 Elect Director Ozawa, Satoshi For For Mgmt
3.8 Elect Director Kodaira, Nobuyori For For Mgmt
3.9 Elect Director Furuhashi, Mamoru For For Mgmt
3.10 Elect Director Ijichi, Takahiko For For Mgmt
3.11 Elect Director Ihara, Yasumori For For Mgmt
4.1 Appoint Statutory Auditor Matsuo, Kunihiro For For Mgmt
4.2 Appoint Statutory Auditor Wake, Yoko For For Mgmt
4.3 Appoint Statutory Auditor Ichimaru, Yoichiro For For Mgmt
4.4 Appoint Statutory Auditor Kato, Masahiro For For Mgmt
5 Approve Adjustment to Aggregate Compensation Ceiling for Directors For For Mgmt
6 Approve Annual Bonus Payment to Directors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/21/11 Mizuho Financial Group Inc. MFG J4599L102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of JPY 6 For For Mgmt
2 Amend Articles To Increase Authorized Capital For For Mgmt
3.1 Elect Director Sato, Yasuhiro For For Mgmt
3.2 Elect Director Nishizawa, Junichi For For Mgmt
3.3 Elect Director Tsuchiya, Mitsuaki For For Mgmt
3.4 Elect Director Kono, Masaaki For For Mgmt
3.5 Elect Director Nomiyama, Akihiko For For Mgmt
3.6 Elect Director Ohashi, Mitsuo For For Mgmt
3.7 Elect Director Anraku, Kanemitsu For For Mgmt
4.1 Appoint Statutory Auditor Shigeji, Yoshinobu For For Mgmt
4.2 Appoint Statutory Auditor Iyoda, Toshinari For For Mgmt
4.3 Appoint Statutory Auditor Imai, Isao For For Mgmt
5 Amend Articles to Require Sound Corporate Evaluations Against Against Shrhlder
6 Amend Articles to Require Appointment of a Committee to Investigate Against Against Shrhlder
Evaluations by Mizuho Subsidiaries Later Ruled to be At Least
50 Percent Underestimates or 100 Percent Overstatements (viz. Kanebo)
7 Amend Articles to Require Subsidiaries Owning Shares in Allied Firms to Against For Shrhlder
Vote Shares Appropriately
8 Amend Articles to Require Disclosure of Individual Breakdown of Against For Shrhlder
Director and Officer Compensation, including Payments to Former
Directors and Officers
9 Amend Articles to Mandate All Possible Measures to Avoid ATM System Against Against Shrhlder
Outages
10 Amend Articles to Relax Limit to Allow Shareholder Proposal Against For Shrhlder
Justification Statements Up to 4,000 Characters
MEETING DATE COMPANY TICKER SECURITY ID
06/23/11 Honda Motor Co. Ltd. HMC J22302111
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of JPY 15 For For Mgmt
2 Amend Articles To Authorize Public Announcements in Electronic Format - For For Mgmt
Authorize Internet Disclosure of Shareholder Meeting Materials -
Decrease Maximum Board Size - Abolish Annual Bonus Payment for
Statutory Auditors
3.1 Elect Director Kondo, Koichi For For Mgmt
3.2 Elect Director Ito, Takanobu For For Mgmt
3.3 Elect Director Hamada, Akio For For Mgmt
3.4 Elect Director Oyama, Tatsuhiro For For Mgmt
3.5 Elect Director Ike, Fumihiko For For Mgmt
3.6 Elect Director Kawanabe, Tomohiko For For Mgmt
3.7 Elect Director Hogen, Kensaku For For Mgmt
3.8 Elect Director Kuroyanagi, Nobuo For For Mgmt
3.9 Elect Director Fukui, Takeo For For Mgmt
3.10 Elect Director Yamada, Takuji For For Mgmt
3.11 Elect Director Yoshida, Masahiro For For Mgmt
3.12 Elect Director Yamamoto, Yoshiharu For For Mgmt
4.1 Appoint Statutory Auditor Abe, Hirotake For For Mgmt
4.2 Appoint Statutory Auditor Iwashita, Tomochika For Against Mgmt
5 Approve Annual Bonus Payment to Directors and Statutory Auditors For For Mgmt
6 Approve Adjustment to Aggregate Compensation Ceilings for Directors For For Mgmt
and Statutory Auditors
Page 14
MEETING DATE COMPANY TICKER SECURITY ID
06/23/11 Nippon Telegraph & Telephone Corp. NTT J59396101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of JPY 60 For For Mgmt
2.1 Appoint Statutory Auditor Amitani, Shunsuke For For Mgmt
2.2 Appoint Statutory Auditor Makitani, Yoshitaka For For Mgmt
2.3 Appoint Statutory Auditor Iwamoto, Shigeru For Against Mgmt
2.4 Appoint Statutory Auditor Motobayashi, Toru For For Mgmt
2.5 Appoint Statutory Auditor Tomonaga, Michiko For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/24/11 American Greetings Corporation AM 026375105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jeffery D. Dunn For For Mgmt
1.2 Elect Director Michael J. Merriman, Jr For Withhold Mgmt
1.3 Elect Director Morry Weiss For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/24/11 Panasonic Corp PC J6354Y104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Nakamura, Kunio For For Mgmt
1.2 Elect Director Matsushita, Masayuki For For Mgmt
1.3 Elect Director Otsubo, Fumio For For Mgmt
1.4 Elect Director Sakamoto, Toshihiro For For Mgmt
1.5 Elect Director Mori, Takahiro For For Mgmt
1.6 Elect Director Katsura, Yasuo For For Mgmt
1.7 Elect Director Morita, Ken For For Mgmt
1.8 Elect Director Kashima, Ikusaburo For For Mgmt
1.9 Elect Director Yamada, Yoshihiko For For Mgmt
1.10 Elect Director Takami, Kazunori For For Mgmt
1.11 Elect Director Uenoyama, Makoto For For Mgmt
1.12 Elect Director Harada, Masatoshi For For Mgmt
1.13 Elect Director Toyama, Takashi For For Mgmt
1.14 Elect Director Uno, Ikuo For For Mgmt
1.15 Elect Director Oku, Masayuki For For Mgmt
1.16 Elect Director Matsushita, Masaharu For For Mgmt
1.17 Elect Director Tsuga, Kazuhiro For For Mgmt
1.18 Elect Director Miyata, Yoshiiku For For Mgmt
1.19 Elect Director Miyabe, Yoshiyuki For For Mgmt
1.20 Elect Director Nakagawa, Yoshiaki For For Mgmt
2.1 Appoint Statutory Auditor Yoshino, Yasuo For Against Mgmt
2.2 Appoint Statutory Auditor Furuta, Yoshihiro For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/27/11 General Communication, Inc. GNCMA 369385109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jerry A. Edgerton For For Mgmt
1.2 Elect Director Mark W. Kroloff For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/11 Pier 1 Imports, Inc PIR 720279108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Claire H. Babrowski For For Mgmt
2 Elect Director John H. Burgoyne For For Mgmt
3 Elect Director Hamish A. Dodds For For Mgmt
4 Elect Director Michael R. Ferrari For For Mgmt
5 Elect Director Brendan L. Hoffman For For Mgmt
6 Elect Director Terry E. London For For Mgmt
7 Elect Director Alexander W. Smith For For Mgmt
8 Elect Director Cece Smith For For Mgmt
9 Amend Omnibus Stock Plan For For Mgmt
10 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
11 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
12 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/11 Sony Corporation SNE J76379106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Stringer, Howard For For Mgmt
1.2 Elect Director Chuubachi, Ryoji For For Mgmt
1.3 Elect Director Kobayashi, Yotaro For For Mgmt
1.4 Elect Director Yamauchi, Yoshiaki For For Mgmt
1.5 Elect Director Bonfield, Peter For For Mgmt
1.6 Elect Director Cho, Fujio For For Mgmt
1.7 Elect Director Yasuda, Ryuuji For For Mgmt
1.8 Elect Director Uchinaga, Yukako For For Mgmt
1.9 Elect Director Yahagi, Mitsuaki For For Mgmt
1.10 Elect Director Hsieh, Tsun-Yan For For Mgmt
1.11 Elect Director Hernandez, Roland For For Mgmt
1.12 Elect Director Anraku, Kanemitsu For For Mgmt
1.13 Elect Director Kojima, Yorihiko For For Mgmt
1.14 Elect Director Nagayama, Osamu For For Mgmt
1.15 Elect Director Anzai, Yuuichiro For For Mgmt
2 Approve Stock Option Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/11 Mitsubishi UFJ Financial Group MTU J44497105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of JPY 6 For For Mgmt
2.1 Elect Director Okihara, Takamune For For Mgmt
2.2 Elect Director Okauchi, Kinya For For Mgmt
2.3 Elect Director Nagayasu, Katsunori For For Mgmt
2.4 Elect Director Tanaka, Tatsuo For For Mgmt
2.5 Elect Director Hirano, Nobuyuki For For Mgmt
2.6 Elect Director Yuuki, Taihei For For Mgmt
2.7 Elect Director Hamakawa, Ichiro For For Mgmt
2.8 Elect Director Hasegawa, Masao For For Mgmt
2.9 Elect Director Toyoizumi, Toshiro For For Mgmt
2.10 Elect Director Teraoka, Shunsuke For For Mgmt
2.11 Elect Director Wakabayashi, Tatsuo For For Mgmt
2.12 Elect Director Oyamada, Takashi For For Mgmt
2.13 Elect Director Noguchi, Hiroyuki For For Mgmt
2.14 Elect Director Araki, Ryuuji For For Mgmt
2.15 Elect Director Watanabe, Kazuhiro For For Mgmt
2.16 Elect Director Otoshi, Takuma For For Mgmt
3 Appoint Statutory Auditor Nemoto, Takehiko For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/11 Sumitomo Mitsui Financial Group, Inc. SMFG J7771X109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of JPY 50 for For For Mgmt
Ordinary Shares
2.1 Elect Director Oku, Masayuki For For Mgmt
2.2 Elect Director Kunibe, Takeshi For For Mgmt
2.3 Elect Director Kubo, Tetsuya For For Mgmt
2.4 Elect Director Nakanishi, Satoru For For Mgmt
2.5 Elect Director Jyono, Kazuya For For Mgmt
2.6 Elect Director Danno, Koichi For For Mgmt
2.7 Elect Director Ito, Yujiro For For Mgmt
2.8 Elect Director Fuchizaki, Masahiro For For Mgmt
2.9 Elect Director Iwamoto, Shigeru For For Mgmt
2.10 Elect Director Nomura, Kuniaki For For Mgmt
3.1 Appoint Statutory Auditor Mizoguchi, Jun For For Mgmt
3.2 Appoint Statutory Auditor Kawaguchi, Shin For For Mgmt
Page 15
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VALUE LINE(R) TARGET 25 PORTFOLIO
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MEETING DATE COMPANY TICKER SECURITY ID
09/21/10 Culp, Inc. CFI 230215105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert G. Culp, III For For Mgmt
1.2 Elect Director Franklin N. Saxon For For Mgmt
1.3 Elect Director Patrick B. Flavin For For Mgmt
1.4 Elect Director Kenneth R. Larson For For Mgmt
1.5 Elect Director Kenneth W. McAllister For For Mgmt
2 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/22/10 NBTY, Inc. NTY 628782104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/11/10 Western Digital Corporation WDC 958102105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Peter D. Behrendt For For Mgmt
2 Elect Director Kathleen A. Cote For For Mgmt
3 Elect Director John F. Coyne For For Mgmt
4 Elect Director Henry T. DeNero For For Mgmt
5 Elect Director William L. Kimsey For For Mgmt
6 Elect Director Michael D. Lambert For For Mgmt
7 Elect Director Len J. Lauer For For Mgmt
8 Elect Director Matthew E. Massengill For For Mgmt
9 Elect Director Roger H. Moore For For Mgmt
10 Elect Director Thomas E. Pardun For For Mgmt
11 Elect Director Arif Shakeel For For Mgmt
12 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/17/10 The Dress Barn, Inc. DBRN 261570105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Formation of Holding Company For For Mgmt
2.1 Elect Director Elliot S. Jaffe For For Mgmt
2.2 Elect Director Michael W. Rayden For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/11 RPC, Inc. RES 749660106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director R. Randall Rollins For Withhold Mgmt
1.2 Elect Director Henry B. Tippie For For Mgmt
1.3 Elect Director James B. Williams For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For Against Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
6 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/11 Power-One, Inc. PWER 73930R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kendall R. Bishop For For Mgmt
1.2 Elect Director Jon Gacek For For Mgmt
1.3 Elect Director Kambiz Hooshmand For For Mgmt
1.4 Elect Director Mark Milliar-Smith For For Mgmt
1.5 Elect Director Richard M. Swanson For For Mgmt
1.6 Elect Director Richard J. Thompson For For Mgmt
1.7 Elect Director Jay Walters For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Advisory Vote on Say on Pay Frequency Two Years One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/11 Fairchild Semiconductor International, Inc. FCS 303726103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Charles P. Carinalli For For Mgmt
2 Elect Director Randy W. Carson For For Mgmt
3 Elect Director Anthony Lear For For Mgmt
4 Elect Director Thomas L. Magnanti For For Mgmt
5 Elect Director Kevin J. McGarity For For Mgmt
6 Elect Director Bryan R. Roub For For Mgmt
7 Elect Director Ronald W. Shelly For For Mgmt
8 Elect Director Mark S. Thompson For For Mgmt
9 Amend Omnibus Stock Plan For For Mgmt
10 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
11 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
12 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/11 Valassis Communications, Inc. VCI 918866104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Joseph B. Anderson, Jr. For For Mgmt
2 Elect Director Patrick F. Brennan For For Mgmt
3 Elect Director Kenneth V. Darish For For Mgmt
4 Elect Director Walter H. Ku For For Mgmt
5 Elect Director Robert L. Recchia For For Mgmt
6 Elect Director Thomas J. Reddin For For Mgmt
7 Elect Director Alan F. Schultz For For Mgmt
8 Elect Director Wallace S. Snyder For For Mgmt
9 Elect Director Faith Whittlesey For For Mgmt
10 Amend Omnibus Stock Plan For Against Mgmt
11 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
12 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
13 Ratify Auditors For For Mgmt
14 Adjourn Meeting For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/11 Autoliv Inc. ALV 052800109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jan Carlson For For Mgmt
1.2 Elect Director Lars Nyberg For For Mgmt
1.3 Elect Director James M. Ringler For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/11 United Rentals, Inc. URI 911363109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Jenne K. Britell For For Mgmt
2 Elect Director Jose B. Alvarez For For Mgmt
3 Elect Director Howard L. Clark, Jr. For For Mgmt
4 Elect Director Bobby J. Griffin For For Mgmt
5 Elect Director Michael J. Kneeland For For Mgmt
6 Elect Director Singleton B. McAllister For For Mgmt
7 Elect Director Brian D. McAuley For For Mgmt
8 Elect Director John S. McKinney For For Mgmt
9 Elect Director Jason D. Papastavrou For For Mgmt
10 Elect Director Filippo Passerini For For Mgmt
11 Elect Director Keith Wimbush For For Mgmt
12 Ratify Auditors For For Mgmt
13 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
14 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
Page 1
MEETING DATE COMPANY TICKER SECURITY ID
05/12/11 Ford Motor Company F 345370860
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Stephen G. Butler For For Mgmt
2 Elect Director Kimberly A. Casiano For For Mgmt
3 Elect Director Anthony F. Earley, Jr. For For Mgmt
4 Elect Director Edsel B. Ford II For For Mgmt
5 Elect Director William Clay Ford, Jr. For For Mgmt
6 Elect Director Richard A. Gephardt For For Mgmt
7 Elect Director James H. Hance, Jr. For For Mgmt
8 Elect Director Irvine O. Hockaday, Jr. For For Mgmt
9 Elect Director Richard A. Manoogian For For Mgmt
10 Elect Director Ellen R. Marram For For Mgmt
11 Elect Director Alan Mulally For For Mgmt
12 Elect Director Homer A. Neal For For Mgmt
13 Elect Director Gerald L. Shaheen For For Mgmt
14 Elect Director John L. Thornton For For Mgmt
15 Ratify Auditors For For Mgmt
16 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
17 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
18 Publish Political Contributions Against Against Shrhlder
19 Approve Recapitalization Plan for all Stock to have One-vote per Share Against For Shrhlder
20 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
05/13/11 TriQuint Semiconductor, Inc. TQNT 89674K103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Charles Scott Gibson For For Mgmt
2 Elect Director David H.y. Ho For For Mgmt
3 Elect Director Nicolas Kauser For For Mgmt
4 Elect Director Ralph G. Quinsey For For Mgmt
5 Elect Director Walden C. Rhines For For Mgmt
6 Elect Director Steven J. Sharp For For Mgmt
7 Elect Director Willis C. Young For For Mgmt
8 Ratify Auditors For For Mgmt
9 Amend Omnibus Stock Plan For For Mgmt
10 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
11 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 Atmel Corporation ATML 049513104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Steven Laub For For Mgmt
2 Elect Director Tsung-Ching Wu For For Mgmt
3 Elect Director David Sugishita For For Mgmt
4 Elect Director Papken Der Torossian For For Mgmt
5 Elect Director Jack L. Saltich For For Mgmt
6 Elect Director Charles Carinalli For For Mgmt
7 Elect Director Edward Ross For For Mgmt
8 Amend Omnibus Stock Plan For For Mgmt
9 Ratify Auditors For For Mgmt
10 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
11 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 TRW Automotive Holdings Corp. TRW 87264S106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Francois J. Castaing For For Mgmt
1.2 Elect Director Michael R. Gambrell For For Mgmt
1.3 Elect Director Paul H. O'neill For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/11 Tenneco Inc. TEN 880349105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Charles W. Cramb For For Mgmt
2 Elect Director Dennis J. Letham For For Mgmt
3 Elect Director Hari N. Nair For For Mgmt
4 Elect Director Roger B. Porter For For Mgmt
5 Elect Director David B. Price, Jr. For For Mgmt
6 Elect Director Gregg M. Sherrill For For Mgmt
7 Elect Director Paul T. Stecko For For Mgmt
8 Elect Director Mitsunobu Takeuchi For For Mgmt
9 Elect Director Jane L. Warner For For Mgmt
10 Ratify Auditors For For Mgmt
11 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
12 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/19/11 NN, Inc. NNBR 629337106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director G. Ronald Morris For For Mgmt
1.2 Elect Director Steven T. Warshaw For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/21/11 Dillard's, Inc. DDS 254067101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director R. Brad Martin For For Mgmt
2 Elect Director Frank R. Mori For Against Mgmt
3 Elect Director J.C. Watts, Jr. For For Mgmt
4 Elect Director Nick White For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
6 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/11 Fossil, Inc. FOSL 349882100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Elaine Agather For For Mgmt
1.2 Elect Director Jeffrey N. Boyer For For Mgmt
1.3 Elect Director Kosta N. Kartsotis For For Mgmt
1.4 Elect Director Elysia Holt Ragusa For For Mgmt
1.5 Elect Director Jal S. Shroff For For Mgmt
1.6 Elect Director James E. Skinner For For Mgmt
1.7 Elect Director Michael Steinberg For For Mgmt
1.8 Elect Director Donald J. Stone For For Mgmt
1.9 Elect Director James M. Zimmerman For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/26/11 MetroPCS Communications, Inc. PCS 591708102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Roger D. Linquist For For Mgmt
1.2 Elect Director Arthur C. Patterson For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/26/11 Park-Ohio Holdings Corp. PKOH 700666100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kevin R. Greene For For Mgmt
1.2 Elect Director A. Malachi Mixon, III For For Mgmt
1.3 Elect Director Dan. T. Moore, III For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
Page 2
MEETING DATE COMPANY TICKER SECURITY ID
05/31/11 Deckers Outdoor Corporation DECK 243537107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Angel R. Martinez For For Mgmt
1.2 Elect Director Rex A. Licklider For For Mgmt
1.3 Elect Director John M. Gibbons For For Mgmt
1.4 Elect Director John G. Perenchio For For Mgmt
1.5 Elect Director Maureen Conners For For Mgmt
1.6 Elect Director Ruth M. Owades For For Mgmt
1.7 Elect Director Karyn O. Barsa For For Mgmt
1.8 Elect Director Michael F. Devine, III For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/01/11 Vishay Intertechnology, Inc. VSH 928298108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Eliyahu Hurvitz For For Mgmt
1.2 Elect Director Abraham Ludomirski For For Mgmt
1.3 Elect Director Wayne M. Rogers For For Mgmt
1.4 Elect Director Ronald Ruzic For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/09/11 US Airways Group, Inc. LCC 90341W108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Bruce R. Lakefield For For Mgmt
2 Elect Director W. Douglas Parker For For Mgmt
3 Ratify Auditors For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
6 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
7 Provide for Cumulative Voting Against For Shrhlder
MEETING DATE COMPANY TICKER SECURITY ID
06/27/11 General Communication, Inc. GNCMA 369385109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jerry A. Edgerton For For Mgmt
1.2 Elect Director Mark W. Kroloff For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/11 Pier 1 Imports, Inc PIR 720279108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Claire H. Babrowski For For Mgmt
2 Elect Director John H. Burgoyne For For Mgmt
3 Elect Director Hamish A. Dodds For For Mgmt
4 Elect Director Michael R. Ferrari For For Mgmt
5 Elect Director Brendan L. Hoffman For For Mgmt
6 Elect Director Terry E. London For For Mgmt
7 Elect Director Alexander W. Smith For For Mgmt
8 Elect Director Cece Smith For For Mgmt
9 Amend Omnibus Stock Plan For For Mgmt
10 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
11 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
12 Ratify Auditors For For Mgmt
Page 3
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) FIRST DEFINED PORTFOLIO FUND, LLC
---------------------------------------
By (Signature and Title)* /s/ James A. Bowen
-----------------------------------
James A. Bowen, President
Date August 31, 2011
-------------------------
* Print the name and title of each signing officer under his or her signature.