UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-22080
FIRST TRUST DIVIDEND AND INCOME FUND
(formerly known as FIRST TRUST ACTIVE DIVIDEND INCOME FUND)
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: November 30
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Date of reporting period: July 1, 2012 - June 30, 2013
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
COMPANY NAME TICKER SECURITY MEETING PROPONENT PROPOSAL CODE MANAGEMENT VOTE VAM
ID ON DATE DESCRIPTION RECOM- INSTRUCT- Y/N
BALLOT MENDATION ION
National Grid plc NG. 636274300 30-Jul-12 Management Accept Financial For For No
Statements and
Statutory Reports
National Grid plc NG. 636274300 30-Jul-12 Management Approve Dividends For For No
National Grid plc NG. 636274300 30-Jul-12 Management Elect Director For For No
National Grid plc NG. 636274300 30-Jul-12 Management Elect Director For For No
National Grid plc NG. 636274300 30-Jul-12 Management Elect Director For For No
National Grid plc NG. 636274300 30-Jul-12 Management Elect Director For For No
National Grid plc NG. 636274300 30-Jul-12 Management Elect Director For For No
National Grid plc NG. 636274300 30-Jul-12 Management Elect Director For For No
National Grid plc NG. 636274300 30-Jul-12 Management Elect Director For For No
National Grid plc NG. 636274300 30-Jul-12 Management Elect Director For For No
National Grid plc NG. 636274300 30-Jul-12 Management Elect Director For For No
National Grid plc NG. 636274300 30-Jul-12 Management Elect Director For For No
National Grid plc NG. 636274300 30-Jul-12 Management Elect Director For For No
National Grid plc NG. 636274300 30-Jul-12 Management Elect Director For For No
National Grid plc NG. 636274300 30-Jul-12 Management Elect Director For For No
National Grid plc NG. 636274300 30-Jul-12 Management Ratify Auditors For For No
National Grid plc NG. 636274300 30-Jul-12 Management Authorize Board to Fix For For No
Remuneration of
External Auditor(s)
National Grid plc NG. 636274300 30-Jul-12 Management Approve Remuneration For For No
Report
National Grid plc NG. 636274300 30-Jul-12 Management Authorize Issuance of For For No
Equity with Preemptive
Rights
National Grid plc NG. 636274300 30-Jul-12 Management Approve Issuance of For For No
Equity without
Preemptive Rights
National Grid plc NG. 636274300 30-Jul-12 Management Authorize Share For For No
Repurchase Program
National Grid plc NG. 636274300 30-Jul-12 Management Authorize the Company For For No
to Call EGM with Two
Weeks Notice
National Grid plc NG. 636274300 30-Jul-12 Management Amend For For No
Articles/Bylaws/Charter
-- Non-Routine
NIKE, Inc. NKE 654106103 20-Sep-12 Management Elect Director For For No
NIKE, Inc. NKE 654106103 20-Sep-12 Management Elect Director For For No
NIKE, Inc. NKE 654106103 20-Sep-12 Management Elect Director For For No
NIKE, Inc. NKE 654106103 20-Sep-12 Management Approve Remuneration For For No
Report
NIKE, Inc. NKE 654106103 20-Sep-12 Management Increase Authorized For For No
Common Stock
NIKE, Inc. NKE 654106103 20-Sep-12 Management Approve/Amend Executive For For No
Incentive Bonus Plan
NIKE, Inc. NKE 654106103 20-Sep-12 Management Ratify Auditors For For No
NIKE, Inc. NKE 654106103 20-Sep-12 Share Holder Political Contributions Against For Yes
and Lobbying
Telecom Corporation of TEL 879278208 28-Sep-12 Management Authorize Board to Fix For For No
New Zealand Ltd. Remuneration of
External Auditor(s)
Telecom Corporation of TEL 879278208 28-Sep-12 Management Elect Director For For No
New Zealand Ltd.
Telecom Corporation of TEL 879278208 28-Sep-12 Management Elect Director For For No
New Zealand Ltd.
Telecom Corporation of TEL 879278208 28-Sep-12 Management Elect Director For For No
New Zealand Ltd.
Telecom Corporation of TEL 879278208 28-Sep-12 Management Approve Share Plan For For No
New Zealand Ltd. Grant
Telecom Corporation of TEL 879278208 28-Sep-12 Management Approve Share Plan For For No
New Zealand Ltd. Grant
Seagate Technology plc STX G7945M107 24-Oct-12 Management Elect Director For For No
Seagate Technology plc STX G7945M107 24-Oct-12 Management Elect Director For For No
Seagate Technology plc STX G7945M107 24-Oct-12 Management Elect Director For For No
Seagate Technology plc STX G7945M107 24-Oct-12 Management Elect Director For For No
Seagate Technology plc STX G7945M107 24-Oct-12 Management Elect Director For For No
Seagate Technology plc STX G7945M107 24-Oct-12 Management Elect Director For For No
Seagate Technology plc STX G7945M107 24-Oct-12 Management Elect Director For For No
Seagate Technology plc STX G7945M107 24-Oct-12 Management Elect Director For For No
Seagate Technology plc STX G7945M107 24-Oct-12 Management Elect Director For For No
Seagate Technology plc STX G7945M107 24-Oct-12 Management Elect Director For For No
Seagate Technology plc STX G7945M107 24-Oct-12 Management Elect Director For For No
Seagate Technology plc STX G7945M107 24-Oct-12 Management Elect Director For For No
Seagate Technology plc STX G7945M107 24-Oct-12 Management Amend Qualified For For No
Employee Stock Purchase
Plan
Seagate Technology plc STX G7945M107 24-Oct-12 Management Authorize Reissuance of For For No
Repurchased Shares
Seagate Technology plc STX G7945M107 24-Oct-12 Management Change Date/Location of For For No
Annual Meeting
Seagate Technology plc STX G7945M107 24-Oct-12 Management Approve Remuneration For For No
Report
Seagate Technology plc STX G7945M107 24-Oct-12 Management Ratify Auditors For For No
Page 1
Molex Incorporated MOLX 608554101 26-Oct-12 Management Elect Director For For No
Molex Incorporated MOLX 608554101 26-Oct-12 Management Elect Director For For No
Molex Incorporated MOLX 608554101 26-Oct-12 Management Elect Director For For No
Molex Incorporated MOLX 608554101 26-Oct-12 Management Elect Director For For No
Molex Incorporated MOLX 608554101 26-Oct-12 Management Elect Director For For No
Molex Incorporated MOLX 608554101 26-Oct-12 Management Ratify Auditors For For No
CACI International Inc CACI 127190304 15-Nov-12 Management Elect Director For For No
CACI International Inc CACI 127190304 15-Nov-12 Management Elect Director For For No
CACI International Inc CACI 127190304 15-Nov-12 Management Elect Director For For No
CACI International Inc CACI 127190304 15-Nov-12 Management Elect Director For For No
CACI International Inc CACI 127190304 15-Nov-12 Management Elect Director For For No
CACI International Inc CACI 127190304 15-Nov-12 Management Elect Director For For No
CACI International Inc CACI 127190304 15-Nov-12 Management Elect Director For For No
CACI International Inc CACI 127190304 15-Nov-12 Management Elect Director For For No
CACI International Inc CACI 127190304 15-Nov-12 Management Elect Director For For No
CACI International Inc CACI 127190304 15-Nov-12 Management Approve Remuneration For For No
Report
CACI International Inc CACI 127190304 15-Nov-12 Management Ratify Auditors For For No
KT Corp. 030200 48268K101 23-Nov-12 Management Approve Spin-Off For For No
Agreement
PriceSmart, Inc. PSMT 741511109 22-Jan-13 Management Elect Director For For No
PriceSmart, Inc. PSMT 741511109 22-Jan-13 Management Elect Director For For No
PriceSmart, Inc. PSMT 741511109 22-Jan-13 Management Elect Director For For No
PriceSmart, Inc. PSMT 741511109 22-Jan-13 Management Elect Director For For No
PriceSmart, Inc. PSMT 741511109 22-Jan-13 Management Elect Director For For No
PriceSmart, Inc. PSMT 741511109 22-Jan-13 Management Elect Director For For No
PriceSmart, Inc. PSMT 741511109 22-Jan-13 Management Elect Director For Withhold Yes
PriceSmart, Inc. PSMT 741511109 22-Jan-13 Management Elect Director For Withhold Yes
PriceSmart, Inc. PSMT 741511109 22-Jan-13 Management Approve Omnibus Stock For For No
Plan
Apple Inc. AAPL 037833100 27-Feb-13 Management Elect Director For For No
Apple Inc. AAPL 037833100 27-Feb-13 Management Elect Director For For No
Apple Inc. AAPL 037833100 27-Feb-13 Management Elect Director For For No
Apple Inc. AAPL 037833100 27-Feb-13 Management Elect Director For For No
Apple Inc. AAPL 037833100 27-Feb-13 Management Elect Director For For No
Apple Inc. AAPL 037833100 27-Feb-13 Management Elect Director For For No
Apple Inc. AAPL 037833100 27-Feb-13 Management Elect Director For For No
Apple Inc. AAPL 037833100 27-Feb-13 Management Elect Director For For No
Apple Inc. AAPL 037833100 27-Feb-13 Management Amend For For No
Articles/Bylaws/Charter
-- Routine
Apple Inc. AAPL 037833100 27-Feb-13 Management Ratify Auditors For For No
Apple Inc. AAPL 037833100 27-Feb-13 Management Approve Remuneration For Against Yes
Report
Apple Inc. AAPL 037833100 27-Feb-13 Share Holder Stock Retention/Holding Against For Yes
Period
Apple Inc. AAPL 037833100 27-Feb-13 Share Holder Establish Against Against No
Environmental/Social
Issue Board Committee
Deere & Company DE 244199105 27-Feb-13 Management Elect Director For For No
Deere & Company DE 244199105 27-Feb-13 Management Elect Director For For No
Deere & Company DE 244199105 27-Feb-13 Management Elect Director For For No
Deere & Company DE 244199105 27-Feb-13 Management Elect Director For For No
Deere & Company DE 244199105 27-Feb-13 Management Elect Director For For No
Deere & Company DE 244199105 27-Feb-13 Management Elect Director For For No
Deere & Company DE 244199105 27-Feb-13 Management Elect Director For For No
Deere & Company DE 244199105 27-Feb-13 Management Elect Director For For No
Deere & Company DE 244199105 27-Feb-13 Management Elect Director For For No
Deere & Company DE 244199105 27-Feb-13 Management Elect Director For For No
Deere & Company DE 244199105 27-Feb-13 Management Elect Director For For No
Deere & Company DE 244199105 27-Feb-13 Management Approve Remuneration For For No
Report
Deere & Company DE 244199105 27-Feb-13 Management Approve/Amend Executive For For No
Incentive Bonus Plan
Deere & Company DE 244199105 27-Feb-13 Management Ratify Auditors For For No
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Elect Director For For No
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Elect Director For For No
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Elect Director For For No
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Elect Director For For No
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Elect Director For For No
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Elect Director For For No
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Elect Director For For No
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Elect Director For For No
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Elect Director For For No
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Elect Director For For No
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Elect Director For For No
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Amend Omnibus Stock For For No
Plan
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Ratify Auditors For For No
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Approve Remuneration For For No
Report
Page 2
KT Corp. 030200 48268K101 15-Mar-13 Management Approve For For No
Financials/Income
Allocation/Director
Discharge
KT Corp. 030200 48268K101 15-Mar-13 Management Amend For For No
Articles/Bylaws/Charter
-- Non-Routine
KT Corp. 030200 48268K101 15-Mar-13 Management Elect Director For For No
KT Corp. 030200 48268K101 15-Mar-13 Management Elect Director For For No
KT Corp. 030200 48268K101 15-Mar-13 Management Elect Director For For No
KT Corp. 030200 48268K101 15-Mar-13 Management Elect Director For For No
KT Corp. 030200 48268K101 15-Mar-13 Management Elect Director For For No
KT Corp. 030200 48268K101 15-Mar-13 Management Elect Members of Audit For For No
Committee
KT Corp. 030200 48268K101 15-Mar-13 Management Approve Remuneration of For For No
Directors
Stanley Black & SWK 854502101 16-Apr-13 Management Elect Director For For No
Decker, Inc.
Stanley Black & SWK 854502101 16-Apr-13 Management Elect Director For For No
Decker, Inc.
Stanley Black & SWK 854502101 16-Apr-13 Management Elect Director For For No
Decker, Inc.
Stanley Black & SWK 854502101 16-Apr-13 Management Elect Director For For No
Decker, Inc.
Stanley Black & SWK 854502101 16-Apr-13 Management Elect Director For For No
Decker, Inc.
Stanley Black & SWK 854502101 16-Apr-13 Management Elect Director For For No
Decker, Inc.
Stanley Black & SWK 854502101 16-Apr-13 Management Elect Director For For No
Decker, Inc.
Stanley Black & SWK 854502101 16-Apr-13 Management Elect Director For For No
Decker, Inc.
Stanley Black & SWK 854502101 16-Apr-13 Management Elect Director For For No
Decker, Inc.
Stanley Black & SWK 854502101 16-Apr-13 Management Approve Omnibus Stock For For No
Decker, Inc. Plan
Stanley Black & SWK 854502101 16-Apr-13 Management Ratify Auditors For For No
Decker, Inc.
Stanley Black & SWK 854502101 16-Apr-13 Management Approve Remuneration For For No
Decker, Inc. Report
Vale S.A. VALE5 91912E105 17-Apr-13 Management Accept Financial For For No
Statements and
Statutory Reports
Vale S.A. VALE5 91912E105 17-Apr-13 Management Approve Allocation of For For No
Income and Dividends
Vale S.A. VALE5 91912E105 17-Apr-13 Management Elect Directors For For No
(Bundled)
Vale S.A. VALE5 91912E105 17-Apr-13 Management Appoint Internal For For No
Statutory Auditors
Vale S.A. VALE5 91912E105 17-Apr-13 Management Approve Remuneration of For Withhold Yes
Directors
Vale S.A. VALE5 91912E105 17-Apr-13 Management Amend For For No
Articles/Bylaws/Charter
-- Non-Routine
Vale S.A. VALE5 91912E105 17-Apr-13 Management Amend For For No
Articles/Bylaws/Charter
-- Non-Routine
BB&T Corporation BBT 054937107 23-Apr-13 Management Amend For For No
Articles/Bylaws/Charter
-- Non-Routine
BB&T Corporation BBT 054937107 23-Apr-13 Management Elect Director For For No
BB&T Corporation BBT 054937107 23-Apr-13 Management Adjourn Meeting For For No
BB&T Corporation BBT 054937107 23-Apr-13 Management Elect Director For For No
BB&T Corporation BBT 054937107 23-Apr-13 Management Elect Director For For No
BB&T Corporation BBT 054937107 23-Apr-13 Management Elect Director For For No
BB&T Corporation BBT 054937107 23-Apr-13 Management Elect Director For For No
BB&T Corporation BBT 054937107 23-Apr-13 Management Elect Director For For No
BB&T Corporation BBT 054937107 23-Apr-13 Management Elect Director For For No
BB&T Corporation BBT 054937107 23-Apr-13 Management Elect Director For For No
BB&T Corporation BBT 054937107 23-Apr-13 Management Elect Director For For No
BB&T Corporation BBT 054937107 23-Apr-13 Management Elect Director For For No
BB&T Corporation BBT 054937107 23-Apr-13 Management Elect Director For For No
BB&T Corporation BBT 054937107 23-Apr-13 Management Elect Director For Withhold Yes
BB&T Corporation BBT 054937107 23-Apr-13 Management Elect Director For For No
BB&T Corporation BBT 054937107 23-Apr-13 Management Elect Director For For No
BB&T Corporation BBT 054937107 23-Apr-13 Management Elect Director For For No
BB&T Corporation BBT 054937107 23-Apr-13 Management Elect Director For For No
BB&T Corporation BBT 054937107 23-Apr-13 Management Elect Director For For No
BB&T Corporation BBT 054937107 23-Apr-13 Management Elect Director For For No
BB&T Corporation BBT 054937107 23-Apr-13 Management Elect Director For For No
BB&T Corporation BBT 054937107 23-Apr-13 Management Ratify Auditors For For No
BB&T Corporation BBT 054937107 23-Apr-13 Management Approve Remuneration For For No
Report
BB&T Corporation BBT 054937107 23-Apr-13 Share Holder Political Contributions Against For Yes
and Lobbying
BB&T Corporation BBT 054937107 23-Apr-13 Share Holder Require a Majority Vote Against For Yes
for the Election of
Directors
Page 3
EnCana Corporation ECA 292505104 23-Apr-13 Management Elect Director For For No
EnCana Corporation ECA 292505104 23-Apr-13 Management Elect Director For For No
EnCana Corporation ECA 292505104 23-Apr-13 Management Elect Director For For No
EnCana Corporation ECA 292505104 23-Apr-13 Management Elect Director For For No
EnCana Corporation ECA 292505104 23-Apr-13 Management Elect Director For For No
EnCana Corporation ECA 292505104 23-Apr-13 Management Elect Director For For No
EnCana Corporation ECA 292505104 23-Apr-13 Management Elect Director For For No
EnCana Corporation ECA 292505104 23-Apr-13 Management Elect Director For For No
EnCana Corporation ECA 292505104 23-Apr-13 Management Elect Director For For No
EnCana Corporation ECA 292505104 23-Apr-13 Management Approve Auditors and For For No
their Remuneration
EnCana Corporation ECA 292505104 23-Apr-13 Management Approve Remuneration For For No
Report
EnCana Corporation ECA 292505104 23-Apr-13 Management "Adopt,Renew or Amend For For No
Shareholder Rights Plan
(Poison Pill)"
Exelon Corporation EXC 30161N101 23-Apr-13 Management Elect Director For For No
Exelon Corporation EXC 30161N101 23-Apr-13 Management Elect Director For For No
Exelon Corporation EXC 30161N101 23-Apr-13 Management Elect Director For For No
Exelon Corporation EXC 30161N101 23-Apr-13 Management Elect Director For For No
Exelon Corporation EXC 30161N101 23-Apr-13 Management Elect Director For For No
Exelon Corporation EXC 30161N101 23-Apr-13 Management Elect Director For For No
Exelon Corporation EXC 30161N101 23-Apr-13 Management Elect Director For For No
Exelon Corporation EXC 30161N101 23-Apr-13 Management Elect Director For For No
Exelon Corporation EXC 30161N101 23-Apr-13 Management Elect Director For For No
Exelon Corporation EXC 30161N101 23-Apr-13 Management Elect Director For For No
Exelon Corporation EXC 30161N101 23-Apr-13 Management Elect Director For For No
Exelon Corporation EXC 30161N101 23-Apr-13 Management Elect Director For For No
Exelon Corporation EXC 30161N101 23-Apr-13 Management Elect Director For For No
Exelon Corporation EXC 30161N101 23-Apr-13 Management Elect Director For For No
Exelon Corporation EXC 30161N101 23-Apr-13 Management Elect Director For For No
Exelon Corporation EXC 30161N101 23-Apr-13 Management Elect Director For For No
Exelon Corporation EXC 30161N101 23-Apr-13 Management Ratify Auditors For For No
Exelon Corporation EXC 30161N101 23-Apr-13 Management Approve Remuneration For For No
Report
Exelon Corporation EXC 30161N101 23-Apr-13 Management Amend Qualified For For No
Employee Stock Purchase
Plan
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director For For No
Services Group, Inc.
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director For For No
Services Group, Inc.
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director For For No
Services Group, Inc.
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director For For No
Services Group, Inc.
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director For For No
Services Group, Inc.
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director For For No
Services Group, Inc.
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director For For No
Services Group, Inc.
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director For For No
Services Group, Inc.
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director For For No
Services Group, Inc.
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director For For No
Services Group, Inc.
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director For For No
Services Group, Inc.
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director For For No
Services Group, Inc.
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director For For No
Services Group, Inc.
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director For For No
Services Group, Inc.
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director For For No
Services Group, Inc.
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director For For No
Services Group, Inc.
The PNC Financial PNC 693475105 23-Apr-13 Management Ratify Auditors For For No
Services Group, Inc.
The PNC Financial PNC 693475105 23-Apr-13 Management Approve Remuneration For For No
Services Group, Inc. Report
The PNC Financial PNC 693475105 23-Apr-13 Share Holder Climate Change Against For Yes
Services Group, Inc.
Page 4
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director For For No
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director For For No
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director For For No
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director For For No
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director For For No
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director For For No
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director For For No
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director For For No
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director For For No
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director For For No
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director For For No
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director For For No
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director For For No
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director For For No
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Approve Remuneration For For No
Report
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Amend Omnibus Stock For For No
Plan
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Ratify Auditors For For No
Wells Fargo & Company WFC 949746101 23-Apr-13 Share Holder Require Independent Against Against No
Board Chairman
Wells Fargo & Company WFC 949746101 23-Apr-13 Share Holder Political Lobbying Against Against No
Disclosure
Wells Fargo & Company WFC 949746101 23-Apr-13 Share Holder Review Fair Lending Against For Yes
Policy
Citigroup Inc. C 172967424 24-Apr-13 Management Elect Director For For No
Citigroup Inc. C 172967424 24-Apr-13 Management Elect Director For For No
Citigroup Inc. C 172967424 24-Apr-13 Management Elect Director For For No
Citigroup Inc. C 172967424 24-Apr-13 Management Elect Director For For No
Citigroup Inc. C 172967424 24-Apr-13 Management Elect Director For For No
Citigroup Inc. C 172967424 24-Apr-13 Management Elect Director For For No
Citigroup Inc. C 172967424 24-Apr-13 Management Elect Director For For No
Citigroup Inc. C 172967424 24-Apr-13 Management Elect Director For For No
Citigroup Inc. C 172967424 24-Apr-13 Management Elect Director For For No
Citigroup Inc. C 172967424 24-Apr-13 Management Elect Director For For No
Citigroup Inc. C 172967424 24-Apr-13 Management Elect Director For For No
Citigroup Inc. C 172967424 24-Apr-13 Management Ratify Auditors For For No
Citigroup Inc. C 172967424 24-Apr-13 Management Approve Remuneration For For No
Report
Citigroup Inc. C 172967424 24-Apr-13 Management Amend Omnibus Stock For For No
Plan
Citigroup Inc. C 172967424 24-Apr-13 Share Holder Stock Retention/Holding Against For Yes
Period
Citigroup Inc. C 172967424 24-Apr-13 Share Holder Political Lobbying Against For Yes
Disclosure
Citigroup Inc. C 172967424 24-Apr-13 Share Holder Amend Director/Officer Against Against No
Indemnification/
Liability
Provisions
General Electric GE 369604103 24-Apr-13 Management Elect Director For For No
Company
General Electric GE 369604103 24-Apr-13 Management Elect Director For For No
Company
General Electric GE 369604103 24-Apr-13 Management Elect Director For For No
Company
General Electric GE 369604103 24-Apr-13 Management Elect Director For For No
Company
General Electric GE 369604103 24-Apr-13 Management Elect Director For For No
Company
General Electric GE 369604103 24-Apr-13 Management Elect Director For For No
Company
General Electric GE 369604103 24-Apr-13 Management Elect Director For For No
Company
General Electric GE 369604103 24-Apr-13 Management Elect Director For For No
Company
General Electric GE 369604103 24-Apr-13 Management Elect Director For For No
Company
General Electric GE 369604103 24-Apr-13 Management Elect Director For For No
Company
General Electric GE 369604103 24-Apr-13 Management Elect Director For For No
Company
General Electric GE 369604103 24-Apr-13 Management Elect Director For For No
Company
General Electric GE 369604103 24-Apr-13 Management Elect Director For For No
Company
General Electric GE 369604103 24-Apr-13 Management Elect Director For For No
Company
General Electric GE 369604103 24-Apr-13 Management Elect Director For For No
Company
General Electric GE 369604103 24-Apr-13 Management Elect Director For For No
Company
General Electric GE 369604103 24-Apr-13 Management Elect Director For For No
Company
General Electric GE 369604103 24-Apr-13 Management Approve Remuneration For For No
Company Report
General Electric GE 369604103 24-Apr-13 Management Ratify Auditors For For No
Company
General Electric GE 369604103 24-Apr-13 Share Holder Company-Specific-- Against Against No
Company Compensation-
Related
General Electric GE 369604103 24-Apr-13 Share Holder Establish Term Limits Against Against No
Company for Directors
General Electric GE 369604103 24-Apr-13 Share Holder Require Independent Against Against No
Company Board Chairman
General Electric GE 369604103 24-Apr-13 Share Holder Provide Right to Act Against Against No
Company by Written Consent
General Electric GE 369604103 24-Apr-13 Share Holder Stock Retention/Holding Against For Yes
Company Period
General Electric GE 369604103 24-Apr-13 Share Holder Require More Director Against Against No
Company Nominations Than Open
Seats
Page 5
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director For For No
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director For Against Yes
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director For For No
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director For For No
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director For For No
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director For For No
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director For For No
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director For For No
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director For For No
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director For For No
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director For For No
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director For For No
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director For For No
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director For For No
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director For For No
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director For For No
The Coca-Cola Company KO 191216100 24-Apr-13 Management Ratify Auditors For For No
The Coca-Cola Company KO 191216100 24-Apr-13 Management Approve Remuneration For Against Yes
Report
The Coca-Cola Company KO 191216100 24-Apr-13 Management Provide Right to Call For For No
Special Meeting
The Coca-Cola Company KO 191216100 24-Apr-13 Share Holder Establish Against Against No
Environmental/Social
Issue Board Committee
Arcos Dorados Holdings ARCO G0457F107 25-Apr-13 Management Accept Financial For Against Yes
Inc Statements and
Statutory Reports
Arcos Dorados Holdings ARCO G0457F107 25-Apr-13 Management Approve Auditors and For Against Yes
Inc their Remuneration
Arcos Dorados Holdings ARCO G0457F107 25-Apr-13 Management Elect Director For Withhold Yes
Inc
Arcos Dorados Holdings ARCO G0457F107 25-Apr-13 Management Elect Director For Withhold Yes
Inc
Arcos Dorados Holdings ARCO G0457F107 25-Apr-13 Management Elect Director For For No
Inc
Diebold, Incorporated DBD 253651103 25-Apr-13 Management Elect Director For For No
Diebold, Incorporated DBD 253651103 25-Apr-13 Management Elect Director For For No
Diebold, Incorporated DBD 253651103 25-Apr-13 Management Elect Director For For No
Diebold, Incorporated DBD 253651103 25-Apr-13 Management Elect Director For For No
Diebold, Incorporated DBD 253651103 25-Apr-13 Management Elect Director For For No
Diebold, Incorporated DBD 253651103 25-Apr-13 Management Elect Director For For No
Diebold, Incorporated DBD 253651103 25-Apr-13 Management Elect Director For For No
Diebold, Incorporated DBD 253651103 25-Apr-13 Management Elect Director For For No
Diebold, Incorporated DBD 253651103 25-Apr-13 Management Elect Director For For No
Diebold, Incorporated DBD 253651103 25-Apr-13 Management Elect Director For For No
Diebold, Incorporated DBD 253651103 25-Apr-13 Management Ratify Auditors For For No
Diebold, Incorporated DBD 253651103 25-Apr-13 Management Approve Remuneration For For No
Report
Page 6
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director For For No
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director For For No
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director For For No
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director For For No
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director For For No
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director For For No
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director For For No
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director For For No
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director For For No
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director For For No
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director For For No
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director For For No
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director For For No
Pfizer Inc. PFE 717081103 25-Apr-13 Management Ratify Auditors For For No
Pfizer Inc. PFE 717081103 25-Apr-13 Management Approve Remuneration For For No
Report
Pfizer Inc. PFE 717081103 25-Apr-13 Share Holder Stock Retention/Holding Against For Yes
Period
Pfizer Inc. PFE 717081103 25-Apr-13 Share Holder Provide Right to Act by Against For Yes
Written Consent
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director For For No
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director For For No
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director For For No
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director For For No
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director For For No
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director For For No
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director For For No
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director For For No
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director For For No
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director For For No
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director For For No
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director For For No
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director For For No
AT&T Inc. T 00206R102 26-Apr-13 Management Ratify Auditors For For No
AT&T Inc. T 00206R102 26-Apr-13 Management Approve Remuneration For For No
Report
AT&T Inc. T 00206R102 26-Apr-13 Management Amend Omnibus Stock For For No
Plan
AT&T Inc. T 00206R102 26-Apr-13 Share Holder Political Contributions Against For Yes
and Lobbying
AT&T Inc. T 00206R102 26-Apr-13 Share Holder Product Toxicity and Against For Yes
Safety
AT&T Inc. T 00206R102 26-Apr-13 Share Holder Submit Severance Against For Yes
Agreement to
Shareholder Vote
AT&T Inc. T 00206R102 26-Apr-13 Share Holder Require Independent Against Against No
Board Chairman
Abbott Laboratories ABT 002824100 26-Apr-13 Management Elect Director For For No
Abbott Laboratories ABT 002824100 26-Apr-13 Management Elect Director For For No
Abbott Laboratories ABT 002824100 26-Apr-13 Management Elect Director For For No
Abbott Laboratories ABT 002824100 26-Apr-13 Management Elect Director For For No
Abbott Laboratories ABT 002824100 26-Apr-13 Management Elect Director For For No
Abbott Laboratories ABT 002824100 26-Apr-13 Management Elect Director For For No
Abbott Laboratories ABT 002824100 26-Apr-13 Management Elect Director For For No
Abbott Laboratories ABT 002824100 26-Apr-13 Management Elect Director For For No
Abbott Laboratories ABT 002824100 26-Apr-13 Management Elect Director For For No
Abbott Laboratories ABT 002824100 26-Apr-13 Management Elect Director For For No
Abbott Laboratories ABT 002824100 26-Apr-13 Management Elect Director For For No
Abbott Laboratories ABT 002824100 26-Apr-13 Management Ratify Auditors For For No
Abbott Laboratories ABT 002824100 26-Apr-13 Management Approve Remuneration For For No
Report
Abbott Laboratories ABT 002824100 26-Apr-13 Share Holder Genetically Modified Against Against No
Organisms (GMO)
Abbott Laboratories ABT 002824100 26-Apr-13 Share Holder Political Lobbying Against For Yes
Disclosure
Abbott Laboratories ABT 002824100 26-Apr-13 Share Holder Require Independent Against Against No
Board Chairman
Abbott Laboratories ABT 002824100 26-Apr-13 Share Holder Stock Retention/Holding Against For Yes
Period
Abbott Laboratories ABT 002824100 26-Apr-13 Share Holder Company-Specific-- Against For Yes
Compensation-
Related
Abbott Laboratories ABT 002824100 26-Apr-13 Share Holder Limit/Prohibit Against For Yes
Accelerated Vesting of
Awards
Page 7
TransCanada TRP 89353D107 26-Apr-13 Management Elect Director For For No
Corporation
TransCanada TRP 89353D107 26-Apr-13 Management Elect Director For For No
Corporation
TransCanada TRP 89353D107 26-Apr-13 Management Elect Director For For No
Corporation
TransCanada TRP 89353D107 26-Apr-13 Management Elect Director For For No
Corporation
TransCanada TRP 89353D107 26-Apr-13 Management Elect Director For For No
Corporation
TransCanada TRP 89353D107 26-Apr-13 Management Elect Director For For No
Corporation
TransCanada TRP 89353D107 26-Apr-13 Management Elect Director For For No
Corporation
TransCanada TRP 89353D107 26-Apr-13 Management Elect Director For For No
Corporation
TransCanada TRP 89353D107 26-Apr-13 Management Elect Director For For No
Corporation
TransCanada TRP 89353D107 26-Apr-13 Management Elect Director For For No
Corporation
TransCanada TRP 89353D107 26-Apr-13 Management Elect Director For For No
Corporation
TransCanada TRP 89353D107 26-Apr-13 Management Approve Auditors and For For No
Corporation their Remuneration
TransCanada TRP 89353D107 26-Apr-13 Management Amend Executive Share For For No
Corporation Option Plan
TransCanada TRP 89353D107 26-Apr-13 Management "Adopt,Renew or Amend For For No
Corporation Shareholder Rights Plan
(Poison Pill)"
TransCanada TRP 89353D107 26-Apr-13 Management Approve Remuneration For For No
Corporation Report
XL Group plc XL G98290102 26-Apr-13 Management Elect Director For For No
XL Group plc XL G98290102 26-Apr-13 Management Elect Director For For No
XL Group plc XL G98290102 26-Apr-13 Management Elect Director For For No
XL Group plc XL G98290102 26-Apr-13 Management Approve Auditors and For For No
their Remuneration
XL Group plc XL G98290102 26-Apr-13 Management Approve Remuneration For For No
Report
L-3 Communications LLL 502424104 30-Apr-13 Management Elect Director For For No
Holdings, Inc.
L-3 Communications LLL 502424104 30-Apr-13 Management Elect Director For For No
Holdings, Inc.
L-3 Communications LLL 502424104 30-Apr-13 Management Elect Director For For No
Holdings, Inc.
L-3 Communications LLL 502424104 30-Apr-13 Management Elect Director For For No
Holdings, Inc.
L-3 Communications LLL 502424104 30-Apr-13 Management Elect Director For For No
Holdings, Inc.
L-3 Communications LLL 502424104 30-Apr-13 Management Amend Omnibus Stock For For No
Holdings, Inc. Plan
L-3 Communications LLL 502424104 30-Apr-13 Management Declassify the Board of For For No
Holdings, Inc. Directors
L-3 Communications LLL 502424104 30-Apr-13 Management Reduce Supermajority For For No
Holdings, Inc. Vote Requirement
L-3 Communications LLL 502424104 30-Apr-13 Management Provide Right to Act by For For No
Holdings, Inc. Written Consent
L-3 Communications LLL 502424104 30-Apr-13 Management Ratify Auditors For For No
Holdings, Inc.
L-3 Communications LLL 502424104 30-Apr-13 Management Approve Remuneration For For No
Holdings, Inc. Report
ARMOUR Residential ARR 042315101 01-May-13 Management Elect Director For For No
REIT, Inc.
ARMOUR Residential ARR 042315101 01-May-13 Management Elect Director For For No
REIT, Inc.
ARMOUR Residential ARR 042315101 01-May-13 Management Elect Director For For No
REIT, Inc.
ARMOUR Residential ARR 042315101 01-May-13 Management Elect Director For For No
REIT, Inc.
ARMOUR Residential ARR 042315101 01-May-13 Management Elect Director For For No
REIT, Inc.
ARMOUR Residential ARR 042315101 01-May-13 Management Elect Director For For No
REIT, Inc.
ARMOUR Residential ARR 042315101 01-May-13 Management Elect Director For For No
REIT, Inc.
ARMOUR Residential ARR 042315101 01-May-13 Management Elect Director For For No
REIT, Inc.
ARMOUR Residential ARR 042315101 01-May-13 Management Elect Director For For No
REIT, Inc.
ARMOUR Residential ARR 042315101 01-May-13 Management Amend Omnibus Stock For Against Yes
REIT, Inc. Plan
ARMOUR Residential ARR 042315101 01-May-13 Management Ratify Auditors For For No
REIT, Inc.
Page 8
General Dynamics GD 369550108 01-May-13 Management Elect Director For For No
Corporation
General Dynamics GD 369550108 01-May-13 Management Elect Director For For No
Corporation
General Dynamics GD 369550108 01-May-13 Management Elect Director For For No
Corporation
General Dynamics GD 369550108 01-May-13 Management Elect Director For For No
Corporation
General Dynamics GD 369550108 01-May-13 Management Elect Director For For No
Corporation
General Dynamics GD 369550108 01-May-13 Management Elect Director For For No
Corporation
General Dynamics GD 369550108 01-May-13 Management Elect Director For For No
Corporation
General Dynamics GD 369550108 01-May-13 Management Elect Director For For No
Corporation
General Dynamics GD 369550108 01-May-13 Management Elect Director For For No
Corporation
General Dynamics GD 369550108 01-May-13 Management Elect Director For For No
Corporation
General Dynamics GD 369550108 01-May-13 Management Ratify Auditors For For No
Corporation
General Dynamics GD 369550108 01-May-13 Management Approve Remuneration For Against Yes
Corporation Report
General Dynamics GD 369550108 01-May-13 Share Holder Political Lobbying Against For Yes
Corporation Disclosure
General Dynamics GD 369550108 01-May-13 Share Holder Improve Human Rights Against For Yes
Corporation Standards or Policies
Duke Energy DUK 26441C204 02-May-13 Management Elect Director For For No
Corporation
Duke Energy DUK 26441C204 02-May-13 Management Elect Director For For No
Corporation
Duke Energy DUK 26441C204 02-May-13 Management Elect Director For For No
Corporation
Duke Energy DUK 26441C204 02-May-13 Management Elect Director For For No
Corporation
Duke Energy DUK 26441C204 02-May-13 Management Elect Director For For No
Corporation
Duke Energy DUK 26441C204 02-May-13 Management Elect Director For For No
Corporation
Duke Energy DUK 26441C204 02-May-13 Management Elect Director For For No
Corporation
Duke Energy DUK 26441C204 02-May-13 Management Elect Director For For No
Corporation
Duke Energy DUK 26441C204 02-May-13 Management Elect Director For For No
Corporation
Duke Energy DUK 26441C204 02-May-13 Management Elect Director For For No
Corporation
Duke Energy DUK 26441C204 02-May-13 Management Elect Director For For No
Corporation
Duke Energy DUK 26441C204 02-May-13 Management Elect Director For For No
Corporation
Duke Energy DUK 26441C204 02-May-13 Management Elect Director For For No
Corporation
Duke Energy DUK 26441C204 02-May-13 Management Elect Director For For No
Corporation
Duke Energy DUK 26441C204 02-May-13 Management Elect Director For For No
Corporation
Duke Energy DUK 26441C204 02-May-13 Management Elect Director For For No
Corporation
Duke Energy DUK 26441C204 02-May-13 Management Ratify Auditors For For No
Corporation
Duke Energy DUK 26441C204 02-May-13 Management Approve Remuneration For For No
Corporation Report
Duke Energy DUK 26441C204 02-May-13 Management Approve/Amend Executive For For No
Corporation Incentive Bonus Plan
Duke Energy DUK 26441C204 02-May-13 Share Holder Provide Right to Act by Against For Yes
Corporation Written Consent
Duke Energy DUK 26441C204 02-May-13 Share Holder Require a Majority Vote Against For Yes
Corporation for the Election of
Directors
Kimberly-Clark KMB 494368103 02-May-13 Management Elect Director For For No
Corporation
Kimberly-Clark KMB 494368103 02-May-13 Management Elect Director For For No
Corporation
Kimberly-Clark KMB 494368103 02-May-13 Management Elect Director For For No
Corporation
Kimberly-Clark KMB 494368103 02-May-13 Management Elect Director For For No
Corporation
Kimberly-Clark KMB 494368103 02-May-13 Management Elect Director For For No
Corporation
Kimberly-Clark KMB 494368103 02-May-13 Management Elect Director For For No
Corporation
Kimberly-Clark KMB 494368103 02-May-13 Management Elect Director For For No
Corporation
Kimberly-Clark KMB 494368103 02-May-13 Management Elect Director For For No
Corporation
Kimberly-Clark KMB 494368103 02-May-13 Management Elect Director For For No
Corporation
Kimberly-Clark KMB 494368103 02-May-13 Management Elect Director For For No
Corporation
Kimberly-Clark KMB 494368103 02-May-13 Management Elect Director For For No
Corporation
Kimberly-Clark KMB 494368103 02-May-13 Management Elect Director For For No
Corporation
Kimberly-Clark KMB 494368103 02-May-13 Management Ratify Auditors For For No
Corporation
Kimberly-Clark KMB 494368103 02-May-13 Management Approve Remuneration For For No
Corporation Report
Page 9
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director For For No
Inc.
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director For For No
Inc.
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director For For No
Inc.
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director For For No
Inc.
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director For For No
Inc.
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director For For No
Inc.
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director For For No
Inc.
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director For For No
Inc.
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director For For No
Inc.
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director For For No
Inc.
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director For For No
Inc.
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director For For No
Inc.
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director For For No
Inc.
Verizon Communications VZ 92343V104 02-May-13 Management Ratify Auditors For For No
Inc.
Verizon Communications VZ 92343V104 02-May-13 Management Approve Remuneration For For No
Inc. Report
Verizon Communications VZ 92343V104 02-May-13 Management Amend Omnibus Stock For For No
Inc. Plan
Verizon Communications VZ 92343V104 02-May-13 Share Holder Internet Censorship Against For Yes
Inc.
Verizon Communications VZ 92343V104 02-May-13 Share Holder Political Lobbying Against For Yes
Inc. Disclosure
Verizon Communications VZ 92343V104 02-May-13 Share Holder Adopt Proxy Access Against For Yes
Inc. Right
Verizon Communications VZ 92343V104 02-May-13 Share Holder Submit Severance Against For Yes
Inc. Agreement to
Shareholder Vote
Verizon Communications VZ 92343V104 02-May-13 Share Holder Amend Against For Yes
Inc. Articles/Bylaws/Charter
- Call Special Meetings
Verizon Communications VZ 92343V104 02-May-13 Share Holder Provide Right to Act by Against For Yes
Inc. Written Consent
AbbVie Inc. ABBV 00287Y109 06-May-13 Management Elect Director For For No
AbbVie Inc. ABBV 00287Y109 06-May-13 Management Elect Director For For No
AbbVie Inc. ABBV 00287Y109 06-May-13 Management Elect Director For For No
AbbVie Inc. ABBV 00287Y109 06-May-13 Management Ratify Auditors For For No
AbbVie Inc. ABBV 00287Y109 06-May-13 Management Approve Remuneration For For No
Report
AbbVie Inc. ABBV 00287Y109 06-May-13 Management Advisory Vote on Say on One Year One Year No
Pay Frequency
AbbVie Inc. ABBV 00287Y109 06-May-13 Management Approve Omnibus Stock For For No
Plan
Page 10
Baxter International BAX 071813109 07-May-13 Management Elect Director For For No
Inc.
Baxter International BAX 071813109 07-May-13 Management Elect Director For For No
Inc.
Baxter International BAX 071813109 07-May-13 Management Elect Director For For No
Inc.
Baxter International BAX 071813109 07-May-13 Management Elect Director For For No
Inc.
Baxter International BAX 071813109 07-May-13 Management Elect Director For For No
Inc.
Baxter International BAX 071813109 07-May-13 Management Ratify Auditors For For No
Inc.
Baxter International BAX 071813109 07-May-13 Management Approve Remuneration For For No
Inc. Report
Baxter International BAX 071813109 07-May-13 Management Declassify the Board of For For No
Inc. Directors
Baxter International BAX 071813109 07-May-13 Management Provide Right to Call For For No
Inc. Special Meeting
Bank of America BAC 060505104 08-May-13 Management Elect Director For For No
Corporation
Bank of America BAC 060505104 08-May-13 Management Elect Director For For No
Corporation
Bank of America BAC 060505104 08-May-13 Management Elect Director For For No
Corporation
Bank of America BAC 060505104 08-May-13 Management Elect Director For For No
Corporation
Bank of America BAC 060505104 08-May-13 Management Elect Director For For No
Corporation
Bank of America BAC 060505104 08-May-13 Management Elect Director For For No
Corporation
Bank of America BAC 060505104 08-May-13 Management Elect Director For For No
Corporation
Bank of America BAC 060505104 08-May-13 Management Elect Director For For No
Corporation
Bank of America BAC 060505104 08-May-13 Management Elect Director For For No
Corporation
Bank of America BAC 060505104 08-May-13 Management Elect Director For For No
Corporation
Bank of America BAC 060505104 08-May-13 Management Elect Director For For No
Corporation
Bank of America BAC 060505104 08-May-13 Management Elect Director For For No
Corporation
Bank of America BAC 060505104 08-May-13 Management Elect Director For For No
Corporation
Bank of America BAC 060505104 08-May-13 Management Approve Remuneration For For No
Corporation Report
Bank of America BAC 060505104 08-May-13 Management Ratify Auditors For For No
Corporation
Bank of America BAC 060505104 08-May-13 Share Holder Political Contributions Against For Yes
Corporation and Lobbying
Bank of America BAC 060505104 08-May-13 Share Holder Adopt Proxy Access Against Against No
Corporation Right
Bank of America BAC 060505104 08-May-13 Share Holder Company-Specific Against Against No
Corporation Board-Related
Bank of America BAC 060505104 08-May-13 Share Holder Political Activities Against Against No
Corporation and Action
Bank of America BAC 060505104 08-May-13 Share Holder Review Fair Lending Against For Yes
Corporation Policy
Philip Morris PM 718172109 08-May-13 Management Elect Director For For No
International Inc.
Philip Morris PM 718172109 08-May-13 Management Elect Director For For No
International Inc.
Philip Morris PM 718172109 08-May-13 Management Elect Director For For No
International Inc.
Philip Morris PM 718172109 08-May-13 Management Elect Director For For No
International Inc.
Philip Morris PM 718172109 08-May-13 Management Elect Director For For No
International Inc.
Philip Morris PM 718172109 08-May-13 Management Elect Director For For No
International Inc.
Philip Morris PM 718172109 08-May-13 Management Elect Director For For No
International Inc.
Philip Morris PM 718172109 08-May-13 Management Elect Director For For No
International Inc.
Philip Morris PM 718172109 08-May-13 Management Elect Director For For No
International Inc.
Philip Morris PM 718172109 08-May-13 Management Elect Director For For No
International Inc.
Philip Morris PM 718172109 08-May-13 Management Elect Director For For No
International Inc.
Philip Morris PM 718172109 08-May-13 Management Elect Director For For No
International Inc.
Philip Morris PM 718172109 08-May-13 Management Elect Director For For No
International Inc.
Philip Morris PM 718172109 08-May-13 Management Ratify Auditors For For No
International Inc.
Philip Morris PM 718172109 08-May-13 Management Approve Remuneration For For No
International Inc. Report
Page 11
Express Scripts ESRX 30219G108 09-May-13 Management Elect Director For For No
Holding Company
Express Scripts ESRX 30219G108 09-May-13 Management Elect Director For For No
Holding Company
Express Scripts ESRX 30219G108 09-May-13 Management Elect Director For For No
Holding Company
Express Scripts ESRX 30219G108 09-May-13 Management Elect Director For For No
Holding Company
Express Scripts ESRX 30219G108 09-May-13 Management Elect Director For For No
Holding Company
Express Scripts ESRX 30219G108 09-May-13 Management Elect Director For For No
Holding Company
Express Scripts ESRX 30219G108 09-May-13 Management Elect Director For For No
Holding Company
Express Scripts ESRX 30219G108 09-May-13 Management Elect Director For For No
Holding Company
Express Scripts ESRX 30219G108 09-May-13 Management Elect Director For For No
Holding Company
Express Scripts ESRX 30219G108 09-May-13 Management Elect Director For For No
Holding Company
Express Scripts ESRX 30219G108 09-May-13 Management Elect Director For For No
Holding Company
Express Scripts ESRX 30219G108 09-May-13 Management Elect Director For For No
Holding Company
Express Scripts ESRX 30219G108 09-May-13 Management Ratify Auditors For For No
Holding Company
Express Scripts ESRX 30219G108 09-May-13 Management Approve Remuneration For For No
Holding Company Report
Ford Motor Company F 345370860 09-May-13 Management Elect Director For For No
Ford Motor Company F 345370860 09-May-13 Management Elect Director For For No
Ford Motor Company F 345370860 09-May-13 Management Elect Director For For No
Ford Motor Company F 345370860 09-May-13 Management Elect Director For For No
Ford Motor Company F 345370860 09-May-13 Management Elect Director For For No
Ford Motor Company F 345370860 09-May-13 Management Elect Director For For No
Ford Motor Company F 345370860 09-May-13 Management Elect Director For For No
Ford Motor Company F 345370860 09-May-13 Management Elect Director For For No
Ford Motor Company F 345370860 09-May-13 Management Elect Director For For No
Ford Motor Company F 345370860 09-May-13 Management Elect Director For Against Yes
Ford Motor Company F 345370860 09-May-13 Management Elect Director For For No
Ford Motor Company F 345370860 09-May-13 Management Elect Director For For No
Ford Motor Company F 345370860 09-May-13 Management Elect Director For For No
Ford Motor Company F 345370860 09-May-13 Management Elect Director For For No
Ford Motor Company F 345370860 09-May-13 Management Elect Director For For No
Ford Motor Company F 345370860 09-May-13 Management Ratify Auditors For For No
Ford Motor Company F 345370860 09-May-13 Management Approve Remuneration For For No
Report
Ford Motor Company F 345370860 09-May-13 Management Approve/Amend Executive For Against Yes
Incentive Bonus Plan
Ford Motor Company F 345370860 09-May-13 Management Amend Omnibus Stock For Against Yes
Plan
Ford Motor Company F 345370860 09-May-13 Management "Adopt, Renew or Amend For For No
NOL Rights Plan (NOL
Pill)"
Ford Motor Company F 345370860 09-May-13 Share Holder Approve Against For Yes
Recapitalization Plan
for all Stock to Have
One-vote
Ford Motor Company F 345370860 09-May-13 Share Holder Amend Against For Yes
Articles/Bylaws/Charter
- Call Special Meetings
ConocoPhillips COP 20825C104 14-May-13 Management Elect Director For For No
ConocoPhillips COP 20825C104 14-May-13 Management Elect Director For For No
ConocoPhillips COP 20825C104 14-May-13 Management Elect Director For For No
ConocoPhillips COP 20825C104 14-May-13 Management Elect Director For For No
ConocoPhillips COP 20825C104 14-May-13 Management Elect Director For For No
ConocoPhillips COP 20825C104 14-May-13 Management Elect Director For For No
ConocoPhillips COP 20825C104 14-May-13 Management Elect Director For For No
ConocoPhillips COP 20825C104 14-May-13 Management Elect Director For For No
ConocoPhillips COP 20825C104 14-May-13 Management Elect Director For For No
ConocoPhillips COP 20825C104 14-May-13 Management Elect Director For For No
ConocoPhillips COP 20825C104 14-May-13 Management Ratify Auditors For For No
ConocoPhillips COP 20825C104 14-May-13 Management Approve Remuneration For For No
Report
ConocoPhillips COP 20825C104 14-May-13 Share Holder Political Lobbying Against For Yes
Disclosure
ConocoPhillips COP 20825C104 14-May-13 Share Holder GHG Emissions Against For Yes
ConocoPhillips COP 20825C104 14-May-13 Share Holder Adopt Sexual Against For Yes
Orientation Anti-Bias
Policy
Page 12
Cummins Inc. CMI 231021106 14-May-13 Management Elect Director For For No
Cummins Inc. CMI 231021106 14-May-13 Management Elect Director For For No
Cummins Inc. CMI 231021106 14-May-13 Management Elect Director For For No
Cummins Inc. CMI 231021106 14-May-13 Management Elect Director For For No
Cummins Inc. CMI 231021106 14-May-13 Management Elect Director For For No
Cummins Inc. CMI 231021106 14-May-13 Management Elect Director For For No
Cummins Inc. CMI 231021106 14-May-13 Management Elect Director For For No
Cummins Inc. CMI 231021106 14-May-13 Management Elect Director For For No
Cummins Inc. CMI 231021106 14-May-13 Management Elect Director For For No
Cummins Inc. CMI 231021106 14-May-13 Management Approve Remuneration For For No
Report
Cummins Inc. CMI 231021106 14-May-13 Management Ratify Auditors For For No
Cummins Inc. CMI 231021106 14-May-13 Share Holder Require Independent Against Against No
Board Chairman
Morgan Stanley MS 617446448 14-May-13 Management Elect Director For For No
Morgan Stanley MS 617446448 14-May-13 Management Elect Director For For No
Morgan Stanley MS 617446448 14-May-13 Management Elect Director For For No
Morgan Stanley MS 617446448 14-May-13 Management Elect Director For For No
Morgan Stanley MS 617446448 14-May-13 Management Elect Director For For No
Morgan Stanley MS 617446448 14-May-13 Management Elect Director For For No
Morgan Stanley MS 617446448 14-May-13 Management Elect Director For For No
Morgan Stanley MS 617446448 14-May-13 Management Elect Director For For No
Morgan Stanley MS 617446448 14-May-13 Management Elect Director For For No
Morgan Stanley MS 617446448 14-May-13 Management Elect Director For For No
Morgan Stanley MS 617446448 14-May-13 Management Elect Director For For No
Morgan Stanley MS 617446448 14-May-13 Management Elect Director For For No
Morgan Stanley MS 617446448 14-May-13 Management Elect Director For For No
Morgan Stanley MS 617446448 14-May-13 Management Elect Director For For No
Morgan Stanley MS 617446448 14-May-13 Management Ratify Auditors For For No
Morgan Stanley MS 617446448 14-May-13 Management Approve Remuneration For For No
Report
Morgan Stanley MS 617446448 14-May-13 Management Amend Omnibus Stock For Against Yes
Plan
Morgan Stanley MS 617446448 14-May-13 Management Amend Omnibus Stock For For No
Plan
Morgan Stanley MS 617446448 14-May-13 Management Approve/Amend Executive For For No
Incentive Bonus Plan
AMERICAN INTERNATIONAL AIG 026874784 15-May-13 Management Elect Director For For No
GROUP, INC.
AMERICAN INTERNATIONAL AIG 026874784 15-May-13 Management Elect Director For For No
GROUP, INC.
AMERICAN INTERNATIONAL AIG 026874784 15-May-13 Management Elect Director For For No
GROUP, INC.
AMERICAN INTERNATIONAL AIG 026874784 15-May-13 Management Elect Director For For No
GROUP, INC.
AMERICAN INTERNATIONAL AIG 026874784 15-May-13 Management Elect Director For For No
GROUP, INC.
AMERICAN INTERNATIONAL AIG 026874784 15-May-13 Management Elect Director For For No
GROUP, INC.
AMERICAN INTERNATIONAL AIG 026874784 15-May-13 Management Elect Director For For No
GROUP, INC.
AMERICAN INTERNATIONAL AIG 026874784 15-May-13 Management Elect Director For For No
GROUP, INC.
AMERICAN INTERNATIONAL AIG 026874784 15-May-13 Management Elect Director For For No
GROUP, INC.
AMERICAN INTERNATIONAL AIG 026874784 15-May-13 Management Elect Director For For No
GROUP, INC.
AMERICAN INTERNATIONAL AIG 026874784 15-May-13 Management Elect Director For For No
GROUP, INC.
AMERICAN INTERNATIONAL AIG 026874784 15-May-13 Management Elect Director For For No
GROUP, INC.
AMERICAN INTERNATIONAL AIG 026874784 15-May-13 Management Elect Director For For No
GROUP, INC.
AMERICAN INTERNATIONAL AIG 026874784 15-May-13 Management Amend Omnibus Stock For For No
GROUP, INC. Plan
AMERICAN INTERNATIONAL AIG 026874784 15-May-13 Management Approve Remuneration For For No
GROUP, INC. Report
AMERICAN INTERNATIONAL AIG 026874784 15-May-13 Management Advisory Vote on Say on One Year One Year No
GROUP, INC. Pay Frequency
AMERICAN INTERNATIONAL AIG 026874784 15-May-13 Management Ratify Auditors For For No
GROUP, INC.
AMERICAN INTERNATIONAL AIG 026874784 15-May-13 Share Holder Company-Specific Against Against No
GROUP, INC. Board-Related
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director For For No
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director For For No
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director For For No
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director For For No
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director For For No
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director For For No
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director For For No
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director For For No
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director For For No
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director For For No
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director For For No
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director For For No
PPL CORPORATION PPL 69351T106 15-May-13 Management Adopt Majority Voting For For No
for Uncontested
Election of Directors
PPL CORPORATION PPL 69351T106 15-May-13 Management Ratify Auditors For For No
PPL CORPORATION PPL 69351T106 15-May-13 Management Approve Remuneration For For No
Report
PPL CORPORATION PPL 69351T106 15-May-13 Share Holder Political Contributions Against For Yes
and Lobbying
Page 13
Unilever NV 904784709 15-May-13 Management Receive Financial No
Statements and
Statutory Reports
Unilever NV 904784709 15-May-13 Management Approve For For No
Financials/Income
Allocation/Director
Discharge
Unilever NV 904784709 15-May-13 Management Approve Discharge of For For No
Management Board
Unilever NV 904784709 15-May-13 Management Approve Discharge of For For No
Supervisory Board
Unilever NV 904784709 15-May-13 Management Elect Director For For No
Unilever NV 904784709 15-May-13 Management Elect Director For For No
Unilever NV 904784709 15-May-13 Management Elect Director For For No
Unilever NV 904784709 15-May-13 Management Elect Director For For No
Unilever NV 904784709 15-May-13 Management Elect Director For For No
Unilever NV 904784709 15-May-13 Management Elect Director For For No
Unilever NV 904784709 15-May-13 Management Elect Director For For No
Unilever NV 904784709 15-May-13 Management Elect Director For For No
Unilever NV 904784709 15-May-13 Management Elect Director For For No
Unilever NV 904784709 15-May-13 Management Elect Director For For No
Unilever NV 904784709 15-May-13 Management Elect Director For For No
Unilever NV 904784709 15-May-13 Management Elect Director For For No
Unilever NV 904784709 15-May-13 Management Elect Director For For No
Unilever NV 904784709 15-May-13 Management Elect Director For For No
Unilever NV 904784709 15-May-13 Management Ratify Auditors For For No
Unilever NV 904784709 15-May-13 Management Approve Issuance of For For No
Equity without
Preemptive Rights
Unilever NV 904784709 15-May-13 Management Authorize Share For For No
Repurchase Program
Unilever NV 904784709 15-May-13 Management Approve Reduction in For For No
Share Capital
Unilever NV 904784709 15-May-13 Management Close Meeting No
Intel Corporation INTC 458140100 16-May-13 Management Elect Director For For No
Intel Corporation INTC 458140100 16-May-13 Management Elect Director For For No
Intel Corporation INTC 458140100 16-May-13 Management Elect Director For For No
Intel Corporation INTC 458140100 16-May-13 Management Elect Director For For No
Intel Corporation INTC 458140100 16-May-13 Management Elect Director For For No
Intel Corporation INTC 458140100 16-May-13 Management Elect Director For For No
Intel Corporation INTC 458140100 16-May-13 Management Elect Director For For No
Intel Corporation INTC 458140100 16-May-13 Management Elect Director For For No
Intel Corporation INTC 458140100 16-May-13 Management Elect Director For For No
Intel Corporation INTC 458140100 16-May-13 Management Ratify Auditors For For No
Intel Corporation INTC 458140100 16-May-13 Management Approve Remuneration For Against Yes
Report
Intel Corporation INTC 458140100 16-May-13 Management Amend Omnibus Stock For For No
Plan
Intel Corporation INTC 458140100 16-May-13 Share Holder Stock Retention/Holding Against For Yes
Period
JPMorgan Chase & Co. JPM 46625H100 21-May-13 Management Elect Director For For No
JPMorgan Chase & Co. JPM 46625H100 21-May-13 Management Elect Director For For No
JPMorgan Chase & Co. JPM 46625H100 21-May-13 Management Elect Director For For No
JPMorgan Chase & Co. JPM 46625H100 21-May-13 Management Elect Director For Against Yes
JPMorgan Chase & Co. JPM 46625H100 21-May-13 Management Elect Director For Against Yes
JPMorgan Chase & Co. JPM 46625H100 21-May-13 Management Elect Director For For No
JPMorgan Chase & Co. JPM 46625H100 21-May-13 Management Elect Director For For No
JPMorgan Chase & Co. JPM 46625H100 21-May-13 Management Elect Director For Against Yes
JPMorgan Chase & Co. JPM 46625H100 21-May-13 Management Elect Director For For No
JPMorgan Chase & Co. JPM 46625H100 21-May-13 Management Elect Director For For No
JPMorgan Chase & Co. JPM 46625H100 21-May-13 Management Elect Director For For No
JPMorgan Chase & Co. JPM 46625H100 21-May-13 Management Ratify Auditors For For No
JPMorgan Chase & Co. JPM 46625H100 21-May-13 Management Approve Remuneration For For No
Report
JPMorgan Chase & Co. JPM 46625H100 21-May-13 Management Provide Right to Act by For For No
Written Consent
JPMorgan Chase & Co. JPM 46625H100 21-May-13 Management Approve/Amend Executive For For No
Incentive Bonus Plan
JPMorgan Chase & Co. JPM 46625H100 21-May-13 Share Holder Require Independent Against For Yes
Board Chairman
JPMorgan Chase & Co. JPM 46625H100 21-May-13 Share Holder Stock Retention/Holding Against Against No
Period
JPMorgan Chase & Co. JPM 46625H100 21-May-13 Share Holder Improve Human Rights Against Against No
Standards or Policies
JPMorgan Chase & Co. JPM 46625H100 21-May-13 Share Holder Political Lobbying Against Against No
Disclosure
Page 14
Kraft Foods Group, KRFT 50076Q106 22-May-13 Management Elect Director For For No
Inc.
Kraft Foods Group, KRFT 50076Q106 22-May-13 Management Elect Director For For No
Inc.
Kraft Foods Group, KRFT 50076Q106 22-May-13 Management Elect Director For For No
Inc.
Kraft Foods Group, KRFT 50076Q106 22-May-13 Management Approve Remuneration For For No
Inc. Report
Kraft Foods Group, KRFT 50076Q106 22-May-13 Management Advisory Vote on Say on One Year One Year No
Inc. Pay Frequency
Kraft Foods Group, KRFT 50076Q106 22-May-13 Management Amend Omnibus Stock For For No
Inc. Plan
Kraft Foods Group, KRFT 50076Q106 22-May-13 Management Ratify Auditors For For No
Inc.
Kraft Foods Group, KRFT 50076Q106 22-May-13 Share Holder Genetically Modified Against Against No
Inc. Organisms (GMO)
Range Resources RRC 75281A109 22-May-13 Management Elect Director For For No
Corporation
Range Resources RRC 75281A109 22-May-13 Management Elect Director For For No
Corporation
Range Resources RRC 75281A109 22-May-13 Management Elect Director For For No
Corporation
Range Resources RRC 75281A109 22-May-13 Management Elect Director For For No
Corporation
Range Resources RRC 75281A109 22-May-13 Management Elect Director For For No
Corporation
Range Resources RRC 75281A109 22-May-13 Management Elect Director For For No
Corporation
Range Resources RRC 75281A109 22-May-13 Management Elect Director For For No
Corporation
Range Resources RRC 75281A109 22-May-13 Management Elect Director For For No
Corporation
Range Resources RRC 75281A109 22-May-13 Management Elect Director For For No
Corporation
Range Resources RRC 75281A109 22-May-13 Management Approve Remuneration For For No
Corporation Report
Range Resources RRC 75281A109 22-May-13 Management Ratify Auditors For For No
Corporation
Range Resources RRC 75281A109 22-May-13 Share Holder GHG Emissions Against For Yes
Corporation
McDonald's Corporation MCD 580135101 23-May-13 Management Elect Director For For No
McDonald's Corporation MCD 580135101 23-May-13 Management Elect Director For For No
McDonald's Corporation MCD 580135101 23-May-13 Management Elect Director For For No
McDonald's Corporation MCD 580135101 23-May-13 Management Elect Director For For No
McDonald's Corporation MCD 580135101 23-May-13 Management Approve Remuneration For For No
Report
McDonald's Corporation MCD 580135101 23-May-13 Management Ratify Auditors For For No
McDonald's Corporation MCD 580135101 23-May-13 Share Holder Report on Pay Disparity Against Against No
McDonald's Corporation MCD 580135101 23-May-13 Share Holder Stock Retention/Holding Against For Yes
Period
McDonald's Corporation MCD 580135101 23-May-13 Share Holder Improve Human Rights Against For Yes
Standards or Policies
McDonald's Corporation MCD 580135101 23-May-13 Share Holder Product Toxicity and Against Against No
Safety
The Home Depot, Inc. HD 437076102 23-May-13 Management Elect Director For For No
The Home Depot, Inc. HD 437076102 23-May-13 Management Elect Director For For No
The Home Depot, Inc. HD 437076102 23-May-13 Management Elect Director For For No
The Home Depot, Inc. HD 437076102 23-May-13 Management Elect Director For For No
The Home Depot, Inc. HD 437076102 23-May-13 Management Elect Director For For No
The Home Depot, Inc. HD 437076102 23-May-13 Management Elect Director For For No
The Home Depot, Inc. HD 437076102 23-May-13 Management Elect Director For For No
The Home Depot, Inc. HD 437076102 23-May-13 Management Elect Director For For No
The Home Depot, Inc. HD 437076102 23-May-13 Management Elect Director For For No
The Home Depot, Inc. HD 437076102 23-May-13 Management Elect Director For For No
The Home Depot, Inc. HD 437076102 23-May-13 Management Ratify Auditors For For No
The Home Depot, Inc. HD 437076102 23-May-13 Management Approve Remuneration For For No
Report
The Home Depot, Inc. HD 437076102 23-May-13 Management Approve/Amend Executive For For No
Incentive Bonus Plan
The Home Depot, Inc. HD 437076102 23-May-13 Management Amend Omnibus Stock For For No
Plan
The Home Depot, Inc. HD 437076102 23-May-13 Share Holder Report on EEO Against For Yes
The Home Depot, Inc. HD 437076102 23-May-13 Share Holder Report on Environmental Against Against No
Policies
Page 15
Chevron Corporation CVX 166764100 29-May-13 Management Elect Director For For No
Chevron Corporation CVX 166764100 29-May-13 Management Elect Director For For No
Chevron Corporation CVX 166764100 29-May-13 Management Elect Director For For No
Chevron Corporation CVX 166764100 29-May-13 Management Elect Director For For No
Chevron Corporation CVX 166764100 29-May-13 Management Elect Director For For No
Chevron Corporation CVX 166764100 29-May-13 Management Elect Director For For No
Chevron Corporation CVX 166764100 29-May-13 Management Elect Director For For No
Chevron Corporation CVX 166764100 29-May-13 Management Elect Director For For No
Chevron Corporation CVX 166764100 29-May-13 Management Elect Director For For No
Chevron Corporation CVX 166764100 29-May-13 Management Elect Director For For No
Chevron Corporation CVX 166764100 29-May-13 Management Elect Director For For No
Chevron Corporation CVX 166764100 29-May-13 Management Ratify Auditors For For No
Chevron Corporation CVX 166764100 29-May-13 Management Approve Remuneration For For No
Report
Chevron Corporation CVX 166764100 29-May-13 Management Amend Omnibus Stock For For No
Plan
Chevron Corporation CVX 166764100 29-May-13 Share Holder Hydraulic Fracturing Against For Yes
Chevron Corporation CVX 166764100 29-May-13 Share Holder Community Against Against No
-Environmental Impact
Chevron Corporation CVX 166764100 29-May-13 Share Holder Climate Change Against Against No
Chevron Corporation CVX 166764100 29-May-13 Share Holder Political Lobbying Against For Yes
Disclosure
Chevron Corporation CVX 166764100 29-May-13 Share Holder Political Activities Against Against No
and Action
Chevron Corporation CVX 166764100 29-May-13 Share Holder Restore or Provide for Against For Yes
Cumulative Voting
Chevron Corporation CVX 166764100 29-May-13 Share Holder Amend Against For Yes
Articles/Bylaws/Charter
- Call Special Meetings
Chevron Corporation CVX 166764100 29-May-13 Share Holder Require Against For Yes
Environmental/Social
Issue Qualifications
for Direct
Chevron Corporation CVX 166764100 29-May-13 Share Holder Operations in High Risk Against For Yes
Countries
Staples, Inc. SPLS 855030102 03-Jun-13 Management Elect Director For For No
Staples, Inc. SPLS 855030102 03-Jun-13 Management Elect Director For For No
Staples, Inc. SPLS 855030102 03-Jun-13 Management Elect Director For For No
Staples, Inc. SPLS 855030102 03-Jun-13 Management Elect Director For For No
Staples, Inc. SPLS 855030102 03-Jun-13 Management Elect Director For For No
Staples, Inc. SPLS 855030102 03-Jun-13 Management Elect Director For For No
Staples, Inc. SPLS 855030102 03-Jun-13 Management Elect Director For For No
Staples, Inc. SPLS 855030102 03-Jun-13 Management Elect Director For For No
Staples, Inc. SPLS 855030102 03-Jun-13 Management Elect Director For For No
Staples, Inc. SPLS 855030102 03-Jun-13 Management Elect Director For For No
Staples, Inc. SPLS 855030102 03-Jun-13 Management Elect Director For For No
Staples, Inc. SPLS 855030102 03-Jun-13 Management Elect Director For For No
Staples, Inc. SPLS 855030102 03-Jun-13 Management Elect Director For For No
Staples, Inc. SPLS 855030102 03-Jun-13 Management Approve Remuneration For For No
Report
Staples, Inc. SPLS 855030102 03-Jun-13 Management Ratify Auditors For For No
Staples, Inc. SPLS 855030102 03-Jun-13 Share Holder Adopt Proxy Access Against For Yes
Right
Staples, Inc. SPLS 855030102 03-Jun-13 Share Holder Require Independent Against For Yes
Board Chairman
Buckeye Partners, L.P. BPL 118230101 04-Jun-13 Management Elect Director For For No
Buckeye Partners, L.P. BPL 118230101 04-Jun-13 Management Elect Director For For No
Buckeye Partners, L.P. BPL 118230101 04-Jun-13 Management Elect Director For For No
Buckeye Partners, L.P. BPL 118230101 04-Jun-13 Management Approve Omnibus Stock For For No
Plan
Buckeye Partners, L.P. BPL 118230101 04-Jun-13 Management Ratify Auditors For For No
News Corporation NWS 65248E203 11-Jun-13 Management Company Specific - For For No
Equity Related
News Corporation NWS 65248E203 11-Jun-13 Management Company Specific - For For No
Equity Related
News Corporation NWS 65248E203 11-Jun-13 Management Change Company Name For For No
News Corporation NWS 65248E203 11-Jun-13 Management Certification of None For No
Citizen Share
Representation
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director For For No
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director For For No
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director For For No
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director For For No
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director For For No
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director For For No
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director For For No
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director For For No
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director For For No
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director For For No
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director For For No
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director For For No
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director For For No
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director For For No
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director For For No
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Ratify Auditors For For No
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Approve Remuneration For For No
Report
Caterpillar Inc. CAT 149123101 12-Jun-13 Share Holder Require a Majority Vote Against For Yes
for the Election of
Directors
Caterpillar Inc. CAT 149123101 12-Jun-13 Share Holder Provide Right to Act by Against For Yes
Written Consent
Caterpillar Inc. CAT 149123101 12-Jun-13 Share Holder Stock Retention/Holding Against For Yes
Period
Caterpillar Inc. CAT 149123101 12-Jun-13 Share Holder Link Executive Pay to Against Against No
Social Criteria
Caterpillar Inc. CAT 149123101 12-Jun-13 Share Holder Improve Human Rights Against For Yes
Standards or Policies
Caterpillar Inc. CAT 149123101 12-Jun-13 Share Holder Operations in High Risk Against Against No
Countries
Page 16
Philippine Long TEL 718252604 14-Jun-13 Management Accept Financial For For No
Distance Telephone Co. Statements and
Statutory Reports
Philippine Long TEL 718252604 14-Jun-13 Management Elect Director For For No
Distance Telephone Co. (Cumulative Voting)
Philippine Long TEL 718252604 14-Jun-13 Management Elect Director For For No
Distance Telephone Co. (Cumulative Voting)
Philippine Long TEL 718252604 14-Jun-13 Management Elect Director For For No
Distance Telephone Co. (Cumulative Voting)
Philippine Long TEL 718252604 14-Jun-13 Management Elect Director For For No
Distance Telephone Co. (Cumulative Voting)
Philippine Long TEL 718252604 14-Jun-13 Management Elect Director For For No
Distance Telephone Co. (Cumulative Voting)
Philippine Long TEL 718252604 14-Jun-13 Management Elect Director For For No
Distance Telephone Co. (Cumulative Voting)
Philippine Long TEL 718252604 14-Jun-13 Management Elect Director For For No
Distance Telephone Co. (Cumulative Voting)
Philippine Long TEL 718252604 14-Jun-13 Management Elect Director For For No
Distance Telephone Co. (Cumulative Voting)
Philippine Long TEL 718252604 14-Jun-13 Management Elect Director For For No
Distance Telephone Co. (Cumulative Voting)
Philippine Long TEL 718252604 14-Jun-13 Management Elect Director For For No
Distance Telephone Co. (Cumulative Voting)
Philippine Long TEL 718252604 14-Jun-13 Management Elect Director For For No
Distance Telephone Co. (Cumulative Voting)
Philippine Long TEL 718252604 14-Jun-13 Management Elect Director For For No
Distance Telephone Co. (Cumulative Voting)
Philippine Long TEL 718252604 14-Jun-13 Management Elect Director For For No
Distance Telephone Co. (Cumulative Voting)
Philippine Long TEL 718252604 14-Jun-13 Management Amend Articles/Charter For For No
Distance Telephone Co. to Reflect Changes in
Capital
Sony Corporation 6758 835699307 20-Jun-13 Management Elect Director For For No
Sony Corporation 6758 835699307 20-Jun-13 Management Elect Director For For No
Sony Corporation 6758 835699307 20-Jun-13 Management Elect Director For For No
Sony Corporation 6758 835699307 20-Jun-13 Management Elect Director For For No
Sony Corporation 6758 835699307 20-Jun-13 Management Elect Director For Withhold Yes
Sony Corporation 6758 835699307 20-Jun-13 Management Elect Director For For No
Sony Corporation 6758 835699307 20-Jun-13 Management Elect Director For For No
Sony Corporation 6758 835699307 20-Jun-13 Management Elect Director For For No
Sony Corporation 6758 835699307 20-Jun-13 Management Elect Director For For No
Sony Corporation 6758 835699307 20-Jun-13 Management Elect Director For For No
Sony Corporation 6758 835699307 20-Jun-13 Management Elect Director For For No
Sony Corporation 6758 835699307 20-Jun-13 Management Elect Director For For No
Sony Corporation 6758 835699307 20-Jun-13 Management Elect Director For For No
Sony Corporation 6758 835699307 20-Jun-13 Management Approve Executive Share For For No
Option Plan
Page 17
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) FIRST TRUST DIVIDEND AND INCOME FUND
(formerly known as FIRST TRUST ACTIVE
DIVIDEND INCOME FUND)
---------------------------------------
By (Signature and Title)* /s/ Mark R. Bradley
-----------------------------------
Mark R. Bradley, President
Date July 11, 2013
-------------------------
* Print the name and title of each signing officer under his or her signature.