UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-22717
First Trust Exchange-Traded Fund VI
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: September 30
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Date of reporting period: July 1, 2013 - June 30, 2014
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
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First Trust NASDAQ Technology Dividend Index Fund
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MEETING DATE COMPANY TICKER SECURITY ID
07/17/13 BT Group plc BT 05577E101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Sir Michael Rake as Director For For Mgmt
5 Re-elect Ian Livingston as Director For For Mgmt
6 Re-elect Tony Chanmugam as Director For For Mgmt
7 Re-elect Gavin Patterson as Director For For Mgmt
8 Re-elect Tony Ball as Director For For Mgmt
9 Re-elect Patricia Hewitt as Director For For Mgmt
10 Re-elect Phil Hodkinson as Director For For Mgmt
11 Re-elect Karen Richardson as Director For For Mgmt
12 Re-elect Nick Rose as Director For For Mgmt
13 Re-elect Jasmine Whitbread as Director For For Mgmt
14 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
15 Authorise Board to Fix Remuneration of Auditors For For Mgmt
16 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
18 Authorise Market Purchase of Ordinary Shares For For Mgmt
19 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt
20 Approve EU Political Donations and Expenditure For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/23/13 Vodafone Group plc VOD 92857W308
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Re-elect Gerard Kleisterlee as Director For For Mgmt
3 Re-elect Vittorio Colao as Director For For Mgmt
4 Re-elect Andy Halford as Director For For Mgmt
5 Re-elect Stephen Pusey as Director For For Mgmt
6 Re-elect Renee James as Director For For Mgmt
7 Re-elect Alan Jebson as Director For For Mgmt
8 Re-elect Samuel Jonah as Director For For Mgmt
9 Elect Omid Kordestani as Director For For Mgmt
10 Re-elect Nick Land as Director For For Mgmt
11 Re-elect Anne Lauvergeon as Director For For Mgmt
12 Re-elect Luc Vandevelde as Director For For Mgmt
13 Re-elect Anthony Watson as Director For For Mgmt
14 Re-elect Philip Yea as Director For For Mgmt
15 Approve Final Dividend For For Mgmt
16 Approve Remuneration Report For For Mgmt
17 Reappoint Deloitte LLP as Auditors For For Mgmt
18 Authorise the Audit and Risk Committee to Fix Remuneration of Auditors For For Mgmt
19 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
21 Authorise Market Purchase of Ordinary Shares For For Mgmt
22 Authorise EU Political Donations and Expenditure For For Mgmt
23 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/26/13 Spreadtrum Communications Inc. SPRD 849415203
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve to Reelect Datong Chen as a Director For Against Mgmt
2 Approve to Reelect Scott Sandell as a Director For Against Mgmt
3 Approve to Re-Appoint PricewaterhouseCoopers Zhong Tian CPAs
Limited Company as Auditor For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/31/13 CA, Inc. CA 12673P105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Jens Alder For For Mgmt
1B Elect Director Raymond J. Bromark For For Mgmt
1C Elect Director Gary J. Fernandes For For Mgmt
1D Elect Director Michael P. Gregoire For For Mgmt
1E Elect Director Rohit Kapoor For For Mgmt
1F Elect Director Kay Koplovitz For For Mgmt
1G Elect Director Christopher B. Lofgren For For Mgmt
1H Elect Director Richard Sulpizio For For Mgmt
1I Elect Director Laura S. Unger For For Mgmt
1J Elect Director Arthur F. Weinbach For For Mgmt
1K Elect Director Renato (Ron) Zambonini For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Amend Shareholder Rights Plan (Poison Pill) For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/01/13 Plantronics, Inc. PLT 727493108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Marv Tseu For For Mgmt
1.2 Elect Director Ken Kannappan For For Mgmt
1.3 Elect Director Brian Dexheimer For For Mgmt
1.4 Elect Director Robert Hagerty For For Mgmt
1.5 Elect Director Gregg Hammann For For Mgmt
1.6 Elect Director John Hart For For Mgmt
1.7 Elect Director Marshall Mohr For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/13/13 Computer Sciences Corporation CSC 205363104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David J. Barram For For Mgmt
1b Elect Director Erik Brynjolfsson For For Mgmt
1c Elect Director Rodney F. Chase For For Mgmt
1d Elect Director Judith R. Haberkorn For For Mgmt
1e Elect Director Nancy Killefer For For Mgmt
1f Elect Director J. Michael Lawrie For For Mgmt
1g Elect Director Brian Patrick MacDonald For For Mgmt
1h Elect Director Chong Sup Park For For Mgmt
1i Elect Director Lawrence A. Zimmerman For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Non-Employee Director Restricted Stock Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/14/13 Xilinx, Inc. XLNX 983919101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Philip T. Gianos For For Mgmt
1.2 Elect Director Moshe N. Gavrielov For For Mgmt
1.3 Elect Director John L. Doyle For For Mgmt
1.4 Elect Director William G. Howard, Jr. For For Mgmt
1.5 Elect Director J. Michael Patterson For For Mgmt
1.6 Elect Director Albert A. Pimentel For For Mgmt
1.7 Elect Director Marshall C. Turner For For Mgmt
1.8 Elect Director Elizabeth W. Vanderslice For For Mgmt
2 Amend Qualified Employee Stock Purchase Plan For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
6 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/15/13 Quality Systems, Inc. QSII 747582104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Steven T. Plochocki For For Mgmt
1.2 Elect Director Craig A. Barbarosh For For Mgmt
1.3 Elect Director George H. Bristol For For Mgmt
1.4 Elect Director James C. Malone For For Mgmt
1.5 Elect Director Peter M. Neupert For For Mgmt
1.6 Elect Director Morris Panner For For Mgmt
1.7 Elect Director D. Russell Pflueger For For Mgmt
1.8 Elect Director Sheldon Razin For For Mgmt
1.9 Elect Director Lance E. Rosenzweig For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
Page 1
MEETING DATE COMPANY TICKER SECURITY ID
08/16/13 Microchip Technology Incorporated MCHP 595017104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Steve Sanghi For For Mgmt
1.2 Elect Director Matthew W. Chapman For For Mgmt
1.3 Elect Director L.B. Day For For Mgmt
1.4 Elect Director Albert J. Hugo-Martinez For For Mgmt
1.5 Elect Director Wade F. Meyercord For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/04/13 Spreadtrum Communications Inc. SPRD 849415203
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Agreement and Plan of Merger For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/05/13 United Online, Inc. UNTD 911268100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Reverse Stock Split For For Mgmt
2 Amend Articles For For Mgmt
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/25/13 Vimpelcom Ltd. VIP 92719A106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Charter For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/25/13 Harris Corporation HRS 413875105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director William M. Brown For For Mgmt
1b Elect Director Peter W. Chiarelli For For Mgmt
1c Elect Director Thomas A. Dattilo For For Mgmt
1d Elect Director Terry D. Growcock For For Mgmt
1e Elect Director Lewis Hay, III For For Mgmt
1f Elect Director Vyomesh I. Joshi For For Mgmt
1g Elect Director Karen Katen For For Mgmt
1h Elect Director Stephen P. Kaufman For For Mgmt
1i Elect Director Leslie F. Kenne For For Mgmt
1j Elect Director David B. Rickard For For Mgmt
1k Elect Director James C. Stoffel For For Mgmt
1l Elect Director Gregory T. Swienton For For Mgmt
1m Elect Director Hansel E. Tookes, II For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/30/13 Seagate Technology plc STX G7945J104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Stephen J. Luczo For For Mgmt
1b Elect Director Frank J. Biondi, Jr. For For Mgmt
1c Elect Director Michael R. Cannon For For Mgmt
1d Elect Director Mei-Wei Cheng For For Mgmt
1e Elect Director William T. Coleman For For Mgmt
1f Elect Director Jay L. Geldmacher For For Mgmt
1g Elect Director Seh-Woong Jeong For For Mgmt
1h Elect Director Lydia M. Marshall For For Mgmt
1i Elect Director Kristen M. Onken For For Mgmt
1j Elect Director Chong Sup Park For For Mgmt
1k Elect Director Gregorio Reyes For For Mgmt
1l Elect Director Edward J. Zander For For Mgmt
2 Amend Executive Officer Performance Bonus Plan For For Mgmt
3 Determine Price Range for Reissuance of Treasury Shares For For Mgmt
4 Authorize the Holding of the 2014 AGM at a Location Outside Ireland For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
6a Amend Articles Re: Removing Restrictions on Holding AGM Outside
the U.S. For For Mgmt
6b Amend Articles Re: Clarify Shareholders' Right to Appoint Multiple
Proxies For For Mgmt
6c Amend Articles Re: Provide for Escheatment in Accordance with
U.S. Laws For For Mgmt
6d Amend Articles Re: Clarify the Company's Mechanism for Effecting
Share Repurchases For For Mgmt
7 Approve Ernst & Young as Auditors and Authorize Board to Fix Their
Remuneration For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/31/13 Oracle Corporation ORCL 68389X105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jeffrey S. Berg For Withhold Mgmt
1.2 Elect Director H. Raymond Bingham For Withhold Mgmt
1.3 Elect Director Michael J. Boskin For Withhold Mgmt
1.4 Elect Director Safra A. Catz For For Mgmt
1.5 Elect Director Bruce R. Chizen For Withhold Mgmt
1.6 Elect Director George H. Conrades For Withhold Mgmt
1.7 Elect Director Lawrence J. Ellison For For Mgmt
1.8 Elect Director Hector Garcia-Molina For Withhold Mgmt
1.9 Elect Director Jeffrey O. Henley For Withhold Mgmt
1.10 Elect Director Mark V. Hurd For For Mgmt
1.11 Elect Director Naomi O. Seligman For Withhold Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
4 Ratify Auditors For For Mgmt
5 Establish Human Rights Committee Against Against ShrHlder
6 Require Independent Board Chairman Against For ShrHlder
7 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
8 Adopt Multiple Performance Metrics Under Executive Incentive Plans Against For ShrHlder
9 Require Shareholder Approval of Quantifiable Performance Metrics Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
11/06/13 KLA-Tencor Corporation KLAC 482480100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Edward W. Barnholt For For Mgmt
1.2 Elect Director Emiko Higashi For For Mgmt
1.3 Elect Director Stephen P. Kaufman For For Mgmt
1.4 Elect Director Richard P. Wallace For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Amend Executive Incentive Bonus Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/06/13 Linear Technology Corporation LLTC 535678106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert H. Swanson, Jr. For For Mgmt
1.2 Elect Director Lothar Maier For For Mgmt
1.3 Elect Director Arthur C. Agnos For For Mgmt
1.4 Elect Director John J. Gordon For For Mgmt
1.5 Elect Director David S. Lee For For Mgmt
1.6 Elect Director Richard M. Moley For For Mgmt
1.7 Elect Director Thomas S. Volpe For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/08/13 Solera Holdings, Inc. SLH 83421A104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Tony Aquila For For Mgmt
1.2 Elect Director Thomas A. Dattilo For For Mgmt
1.3 Elect Director Arthur F. Kingsbury For For Mgmt
1.4 Elect Director Kurt J. Lauk For For Mgmt
1.5 Elect Director Kenneth A. Viellieu For For Mgmt
1.6 Elect Director Thomas C. Wajnert For For Mgmt
1.7 Elect Director Stuart J. Yarbrough For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
Page 2
MEETING DATE COMPANY TICKER SECURITY ID
11/13/13 Maxim Integrated Products, Inc. MXIM 57772K101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Tunc Doluca For For Mgmt
1.2 Elect Director B. Kipling Hagopian For For Mgmt
1.3 Elect Director James R. Bergman For For Mgmt
1.4 Elect Director Joseph R. Bronson For For Mgmt
1.5 Elect Director Robert E. Grady For For Mgmt
1.6 Elect Director William D. Watkins For For Mgmt
1.7 Elect Director A.R. Frank Wazzan For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/14/13 WESTERN DIGITAL CORPORATION WDC 958102105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Kathleen A. Cote For For Mgmt
1b Elect Director Henry T. DeNero For For Mgmt
1c Elect Director William L. Kimsey For For Mgmt
1d Elect Director Michael D. Lambert For For Mgmt
1e Elect Director Len J. Lauer For For Mgmt
1f Elect Director Matthew E. Massengill For For Mgmt
1g Elect Director Stephen D. Milligan For For Mgmt
1h Elect Director Roger H. Moore For For Mgmt
1i Elect Director Thomas E. Pardun For For Mgmt
1j Elect Director Arif Shakeel For For Mgmt
1k Elect Director Akio Yamamoto For For Mgmt
1l Elect Director Masahiro Yamamura For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/19/13 Cisco Systems, Inc. CSCO 17275R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Carol A. Bartz For For Mgmt
1b Elect Director Marc Benioff For For Mgmt
1c Elect Director Gregory Q. Brown For For Mgmt
1d Elect Director M. Michele Burns For For Mgmt
1e Elect Director Michael D. Capellas For For Mgmt
1f Elect Director John T. Chambers For For Mgmt
1g Elect Director Brian L. Halla For For Mgmt
1h Elect Director John L. Hennessy For For Mgmt
1i Elect Director Kristina M. Johnson For For Mgmt
1j Elect Director Roderick C. McGeary For For Mgmt
1k Elect Director Arun Sarin For For Mgmt
1l Elect Director Steven M. West For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Ratify Auditors For For Mgmt
5 Approve Proxy Advisor Competition Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
11/19/13 Microsoft Corporation MSFT 594918104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Steven A. Ballmer For For Mgmt
2 Elect Director Dina Dublon For For Mgmt
3 Elect Director William H. Gates For For Mgmt
4 Elect Director Maria M. Klawe For For Mgmt
5 Elect Director Stephen J. Luczo For For Mgmt
6 Elect Director David F. Marquardt For For Mgmt
7 Elect Director Charles H. Noski For For Mgmt
8 Elect Director Helmut Panke For For Mgmt
9 Elect Director John W. Thompson For For Mgmt
10 Amend Executive Incentive Bonus Plan For For Mgmt
11 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
12 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/02/13 STMicroelectronics NV STM 861012102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting N/A N/A Mgmt
2 Approve Granting of Quarterly Dividends of USD 0.10 per Share For For Mgmt
3 Authorize Supervisory Board to Decide on Dividend Payments In
Addition to Shareholders For For Mgmt
4 Close Meeting N/A N/A Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/12/13 Tim Participacoes S.A. TSU 88706P205
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Articles Re: Audit Committee For For Mgmt
2 Amend Corporate Purpose For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/23/14 Intuit Inc. INTU 461202103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Christopher W. Brody For For Mgmt
1b Elect Director William V. Campbell For For Mgmt
1c Elect Director Scott D. Cook For For Mgmt
1d Elect Director Diane B. Greene For For Mgmt
1e Elect Director Edward A. Kangas For For Mgmt
1f Elect Director Suzanne Nora Johnson For For Mgmt
1g Elect Director Dennis D. Powell For For Mgmt
1h Elect Director Brad D. Smith For For Mgmt
1i Elect Director Jeff Weiner For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/27/14 KT Corp. KT 48268K101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Hwang, Chang-Gyu as President For For Mgmt
2 Approve Employment Contract with President For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/28/14 Verizon Communications Inc. VZ 92343V104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Issue Shares in Connection with Acquisition For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/28/14 Vodafone Group plc VOD 92857W308
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Scheme of Arrangement For For Mgmt
1 Approve Disposal of All of the Shares in Vodafone Americas Finance 1
by Vodafone 4 Limited to Verizon Communications Inc For For Mgmt
2 Approve Matters Relating to the Return of Value to Shareholders For For Mgmt
3 Authorise Market Purchase of Ordinary Shares For For Mgmt
4 Authorise Board to Ratify and Execute Approved Resolutions For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/30/14 Amdocs Limited DOX G02602103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Robert A. Minicucci as a Director For For Mgmt
1.2 Elect Adrian Gardner as a Director For For Mgmt
1.3 Elect John T. McLennan as a Director For For Mgmt
1.4 Elect Simon Olswang as a Director For For Mgmt
1.5 Elect Zohar Zisapel as a Director For For Mgmt
1.6 Elect Julian A. Brodsky as a Director For For Mgmt
1.7 Elect Eli Gelman as a Director For For Mgmt
1.8 Elect James S. Kahan as a Director For For Mgmt
1.9 Elect Richard T.C. LeFave as a Director For For Mgmt
1.10 Elect Giora Yaron as a Director For For Mgmt
2 Approve Dividends For For Mgmt
3 Amend Articles Re: Termination of Shareholder Approval for
Declaration of Dividends For Against Mgmt
4 Approve Authorized Share Capital and Authorize Board to Issue Shares For For Mgmt
5 Accept Financial Statements and Statutory Reports For For Mgmt
6 Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their
Remuneration For For Mgmt
Page 3
MEETING DATE COMPANY TICKER SECURITY ID
02/05/14 Brooks Automation, Inc. BRKS 114340102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director A. Clinton Allen For For Mgmt
1.2 Elect Director Robyn C. Davis For For Mgmt
1.3 Elect Director Joseph R. Martin For For Mgmt
1.4 Elect Director John K. McGillicuddy For For Mgmt
1.5 Elect Director Krishna G. Palepu For For Mgmt
1.6 Elect Director Kirk P. Pond For For Mgmt
1.7 Elect Director Stephen S. Schwartz For For Mgmt
1.8 Elect Director Alfred Woollacott, III For For Mgmt
1.9 Elect Director Mark S. Wrighton For For Mgmt
1.10 Elect Director Ellen M. Zane For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/28/14 Apple Inc. AAPL 037833100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William Campbell For For Mgmt
1.2 Elect Director Timothy Cook For For Mgmt
1.3 Elect Director Millard Drexler For For Mgmt
1.4 Elect Director Al Gore For For Mgmt
1.5 Elect Director Robert Iger For For Mgmt
1.6 Elect Director Andrea Jung For For Mgmt
1.7 Elect Director Arthur Levinson For For Mgmt
1.8 Elect Director Ronald Sugar For For Mgmt
2 Adopt Majority Voting for Uncontested Election of Directors For For Mgmt
3 Amend Articles to Eliminate Board Blank Check Authority to Issue
Preferred Stock For For Mgmt
4 Establish a Par Value for Common Stock For For Mgmt
5 Ratify Auditors For For Mgmt
6 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
7 Approve Omnibus Stock Plan For For Mgmt
8 Establish Board Committee on Human Rights Against Against ShrHlder
9 Report on Trade Associations and Organizations that Promote
Sustainability Practices Against Against ShrHlder
10 Advisory Vote to Increase Capital Repurchase Program Against Against ShrHlder
11 Proxy Access Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
03/04/14 Applied Materials, Inc. AMAT 038222105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Aart J. de Geus For For Mgmt
1b Elect Director Gary E. Dickerson For For Mgmt
1c Elect Director Stephen R. Forrest For For Mgmt
1d Elect Director Thomas J. Iannotti For For Mgmt
1e Elect Director Susan M. James For For Mgmt
1f Elect Director Alexander A. Karsner For For Mgmt
1g Elect Director Gerhard H. Parker For For Mgmt
1h Elect Director Dennis D. Powell For For Mgmt
1i Elect Director Willem P. Roelandts For For Mgmt
1j Elect Director James E. Rogers For For Mgmt
1k Elect Director Michael R. Splinter For For Mgmt
1l Elect Director Robert H. Swan For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Amend Bylaws -- Call Special Meetings Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
03/04/14 QUALCOMM Incorporated QCOM 747525103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Barbara T. Alexander For For Mgmt
1b Elect Director Donald G. Cruickshank For For Mgmt
1c Elect Director Raymond V. Dittamore For For Mgmt
1d Elect Director Susan Hockfield For For Mgmt
1e Elect Director Thomas W. Horton For For Mgmt
1f Elect Director Paul E. Jacobs For For Mgmt
1g Elect Director Sherry Lansing For For Mgmt
1h Elect Director Steven M. Mollenkopf For For Mgmt
1i Elect Director Duane A. Nelles For For Mgmt
1j Elect Director Clark T. 'Sandy' Randt, Jr. For For Mgmt
1k Elect Director Francisco Ros For For Mgmt
1l Elect Director Jonathan J. Rubinstein For For Mgmt
1m Elect Director Brent Scowcroft For For Mgmt
1n Elect Director Marc I. Stern For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/12/14 Analog Devices, Inc. ADI 032654105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ray Stata For For Mgmt
1b Elect Director Vincent T. Roche For For Mgmt
1c Elect Director Richard M. Beyer For For Mgmt
1d Elect Director James A. Champy For For Mgmt
1e Elect Director John C. Hodgson For For Mgmt
1f Elect Director Yves-Andre Istel For For Mgmt
1g Elect Director Neil Novich For For Mgmt
1h Elect Director F. Grant Saviers For For Mgmt
1i Elect Director Kenton J. Sicchitano For For Mgmt
1j Elect Director Lisa T. Su For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/19/14 Hewlett-Packard Company HPQ 428236103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Marc L. Andreessen For For Mgmt
1.2 Elect Director Shumeet Banerji For For Mgmt
1.3 Elect Director Robert R. Bennett For For Mgmt
1.4 Elect Director Rajiv L. Gupta For For Mgmt
1.5 Elect Director Raymond J. Lane For For Mgmt
1.6 Elect Director Ann M. Livermore For For Mgmt
1.7 Elect Director Raymond E. Ozzie For For Mgmt
1.8 Elect Director Gary M. Reiner For For Mgmt
1.9 Elect Director Patricia F. Russo For For Mgmt
1.10 Elect Director James A. Skinner For For Mgmt
1.11 Elect Director Margaret C. Whitman For For Mgmt
1.12 Elect Director Ralph V. Whitworth For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Establish Board Committee on Human Rights Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
03/21/14 KT Corp. KT 48268K101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements, Allocation of Income, and Dividend
of KRW 800 per Share For For Mgmt
2.1 Elect Han Hoon as Inside Director For For Mgmt
2.2 Elect Lim Heon-Moon as Inside Director For For Mgmt
2.3 Elect Kim Jong-Gu as Outside Director For For Mgmt
2.4 Elect Park Dae-Geun as Outside Director For For Mgmt
2.5 Elect Lim Joo-Hwan as Outside Director For For Mgmt
2.6 Elect Yoo Pil-Hwa as Outside Director For For Mgmt
2.7 Elect Jang Suk-Kwon as Outside Director For For Mgmt
3.1 Elect Sung Keuk-Je as Member of Audit Committee For For Mgmt
3.2 Elect Kim Jong-Gu as Member of Audit Committee For For Mgmt
3.3 Elect Yoo Pil-Hwa as Member of Audit Committee For For Mgmt
4 Approve Total Remuneration of Inside Directors and Outside Directors For For Mgmt
Page 4
MEETING DATE COMPANY TICKER SECURITY ID
03/21/14 SK Telecom Co. SKM 78440P108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements, Allocation of Income, and Dividend of
KRW 8,400 per Share For For Mgmt
2 Amend Articles of Incorporation For For Mgmt
3.1 Reelect Ha Sung-Min as Inside Director For For Mgmt
3.2 Reelect Chung Jay-Young as Outside Director For For Mgmt
3.3 Elect Lee Jae-Hoon as Outside Director For For Mgmt
3.4 Elect Ahn Jae-Hyun as Outside Director For For Mgmt
4 Elect Ahn Jae-Hyun as Member of Audit Committee For For Mgmt
5 Approve Total Remuneration of Inside Directors and Outside Directors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/28/14 Compuware Corporation CPWR 205638109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gurminder S. Bedi For For Mgmt
1.2 Elect Director Jeffrey J. Clarke For For Mgmt
1.3 Elect Director John G. Freeland For For Mgmt
1.4 Elect Director David G. Fubini For For Mgmt
1.5 Elect Director William O. Grabe For For Mgmt
1.6 Elect Director Frederick A. Henderson For For Mgmt
1.7 Elect Director Faye Alexander Nelson For For Mgmt
1.8 Elect Director Robert C. Paul For For Mgmt
1.9 Elect Director Jennifer J. Raab For For Mgmt
1.10 Elect Director Lee D. Roberts For For Mgmt
1.11 Elect Director Stephen F. Schuckenbrock For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/04/14 PT Telekomunikasi Indonesia Tbk TLK 715684106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Annual Report, including Commissioners' Supervisory Report For For Mgmt
2 Ratify Company's Financial Statements and Report of Partnership and
Community Development Program (PCDP) and Discharge Directors and
Commissioners For For Mgmt
3 Approve Allocation of Income For For Mgmt
4 Approve Remuneration of Directors and Commissioners For For Mgmt
5 Approve Auditors of the Company and PCDP For For Mgmt
6 Elect Directors and Commissioners For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/09/14 Avago Technologies Limited AVGO Y0486S104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Hock E. Tan For For Mgmt
1b Elect Director John T. Dickson For For Mgmt
1c Elect Director James V. Diller For For Mgmt
1d Elect Director Lewis C. Eggebrecht For For Mgmt
1e Elect Director Bruno Guilmart For For Mgmt
1f Elect Director Kenneth Y. Hao For For Mgmt
1g Elect Director Justine F. Lien For For Mgmt
1h Elect Director Donald Macleod For For Mgmt
1i Elect Director Peter J. Marks For For Mgmt
2 Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board
to Fix Their Remuneration For For Mgmt
3 Approve Cash Compensation to Directors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Approve Issuance of Shares with or without Preemptive Rights For For Mgmt
6 Approve Repurchase of up to 10 Percent of Issued Capital For For Mgmt
7 Approve Omnibus Stock Plan For Against Mgmt
8 Approve or Amend Severance Agreements/Change-in-Control Agreements
with Hock E. Tan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/10/14 Tim Participacoes S.A. TSU 88706P205
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports for Fiscal Year
Ended Dec. 31, 2013 For For Mgmt
2 Approve Capital Budget for Upcoming Fiscal Year For For Mgmt
3 Approve Allocation of Income and Dividends For For Mgmt
4 Elect Fiscal Council Members For For Mgmt
5 Approve Remuneration of Company's Management For Against Mgmt
1 Approve Stock Option Plan For Against Mgmt
2 Approve Prolonging of Cooperation and Support Agreement between
Telecom Italia S.p.A., and Tim Celular S.A. and Intelig
Telecomunicacoes Ltda. For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/16/14 China Unicom (Hong Kong) Ltd CHU 16945R104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Declare Final Dividend For For Mgmt
3a1 Elect Lu Yimin as Director For For Mgmt
3a2 Elect Cheung Wing Lam Linus as Director For For Mgmt
3a3 Elect Wong Wai Ming as Director For Against Mgmt
3a4 Elect John Lawson Thornton as Director For Against Mgmt
3b Authorize Board to Fix Directors' Remuneration For For Mgmt
4 Reappoint Auditors and Authorize Board to Fix Their Remuneration For For Mgmt
5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt
6 Approve Issuance of Equity or Equity-Linked Securities without
Preemptive Rights For Against Mgmt
7 Authorize Reissuance of Repurchased Shares For Against Mgmt
8 Adopt New Share Option Scheme For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/17/14 Cogent Communications Group, Inc. CCOI 19239V302
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Dave Schaeffer For For Mgmt
1.2 Elect Director Steven D. Brooks For Withhold Mgmt
1.3 Elect Director Timothy Weingarten For Withhold Mgmt
1.4 Elect Director Richard T. Liebhaber For For Mgmt
1.5 Elect Director D. Blake Bath For For Mgmt
1.6 Elect Director Marc Montagner For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/17/14 Texas Instruments Incorporated TXN 882508104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ralph W. Babb, Jr. For For Mgmt
1b Elect Director Mark A. Blinn For For Mgmt
1c Elect Director Daniel A. Carp For For Mgmt
1d Elect Director Carrie S. Cox For For Mgmt
1e Elect Director Ronald Kirk For For Mgmt
1f Elect Director Pamela H. Patsley For For Mgmt
1g Elect Director Robert E. Sanchez For For Mgmt
1h Elect Director Wayne R. Sanders For For Mgmt
1i Elect Director Ruth J. Simmons For For Mgmt
1j Elect Director Richard K. Templeton For For Mgmt
1k Elect Director Christine Todd Whitman For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Approve Qualified Employee Stock Purchase Plan For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
Page 5
MEETING DATE COMPANY TICKER SECURITY ID
04/23/14 ASML Holding NV ASML N07059210
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting N/A N/A Mgmt
2 Discuss the Company's Business, Financial Situation and Sustainability N/A N/A Mgmt
3 Discuss the Remuneration Policy 2010 for Management Board Members N/A N/A Mgmt
4 Adopt Financial Statements and Statutory Reports For For Mgmt
5 Approve Discharge of Management Board For For Mgmt
6 Approve Discharge of Supervisory Board For For Mgmt
7 Receive Explanation on Company's Reserves and Dividend Policy N/A N/A Mgmt
8 Approve Dividends of EUR 0.61 Per Ordinary Share For For Mgmt
9 Amend Remuneration Policy for Management Board Members For For Mgmt
10 Approve Performance Share Arrangement According to Remuneration Policy For For Mgmt
11 Approve Numbers of Stock Options, Respectively Shares, for Employees For For Mgmt
12 Announce Intention to Reappoint P.T.F.M. Wennink, M.A.van den Brink,
F.J.M. Schneider-Maunoury, and W.U. Nickl to management Board N/A N/A Mgmt
13a Reelect F.W. Frohlich to Supervisory Board For For Mgmt
13b Elect J.M.C. Stork to Supervisory Board For For Mgmt
14 Announcement of Retirement of Supervisory Board Members
H.C.J. van den Burg and F.W. Frohlich by Rotation in 2015 N/A N/A Mgmt
15 Approve Remuneration of Supervisory Board For For Mgmt
16 Ratify Deloitte as Auditors For For Mgmt
17a Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital For For Mgmt
17b Authorize Board to Exclude Preemptive Rights from Issuance under
Item 17a For For Mgmt
17c Grant Board Authority to Issue Shares Up To 5 Percent in Case of
Takeover/Merger and Restricting/Excluding Preemptive Rights For For Mgmt
17d Authorize Board to Exclude Preemptive Rights from Issuance under
Item 17c For For Mgmt
18a Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt
18b Authorize Additional Repurchase of Up to 10 Percent of Issued
Share Capital For For Mgmt
19 Authorize Cancellation of Repurchased Shares For For Mgmt
20 Other Business (Non-Voting) N/A N/A Mgmt
21 Close Meeting N/A N/A Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/24/14 Diebold, Incorporated DBD 253651103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Patrick W. Allender For Withhold Mgmt
1.2 Elect Director Roberto Artavia For Withhold Mgmt
1.3 Elect Director Bruce L. Byrnes For Withhold Mgmt
1.4 Elect Director Phillip R. Cox For For Mgmt
1.5 Elect Director Richard L. Crandall For For Mgmt
1.6 Elect Director Gale S. Fitzgerald For For Mgmt
1.7 Elect Director Gary G. Greenfield For For Mgmt
1.8 Elect Director Andreas W. Mattes For For Mgmt
1.9 Elect Director Robert S. Prather, Jr. For Withhold Mgmt
1.10 Elect Director Rajesh K. Soin For For Mgmt
1.11 Elect Director Henry D.G. Wallace For For Mgmt
1.12 Elect Director Alan J. Weber For Withhold Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Approve Nonqualified Employee Stock Purchase Plan For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/24/14 Lexmark International, Inc. LXK 529771107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ralph E. Gomory For For Mgmt
1b Elect Director Jared L. Cohon For For Mgmt
1c Elect Director J. Edward Coleman For For Mgmt
1d Elect Director Sandra L. Helton For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/14 AT&T Inc. T 00206R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Randall L. Stephenson For For Mgmt
1.2 Elect Director Reuben V. Anderson For For Mgmt
1.3 Elect Director Jaime Chico Pardo For For Mgmt
1.4 Elect Director Scott T. Ford For For Mgmt
1.5 Elect Director James P. Kelly For For Mgmt
1.6 Elect Director Jon C. Madonna For For Mgmt
1.7 Elect Director Michael B. McCallister For For Mgmt
1.8 Elect Director John B. McCoy For For Mgmt
1.9 Elect Director Beth E. Mooney For For Mgmt
1.10 Elect Director Joyce M. Roche For For Mgmt
1.11 Elect Director Matthew K. Rose For For Mgmt
1.12 Elect Director Cynthia B. Taylor For For Mgmt
1.13 Elect Director Laura D'Andrea Tyson For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Approve Severance Agreements/Change-in-Control Agreements For For Mgmt
5 Report on Indirect Political Contributions Against For ShrHlder
6 Report on Lobbying Payments and Policy Against For ShrHlder
7 Lower Ownership Threshold for Action by Written Consent Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/28/14 America Movil S.A.B. de C.V. AMOV 02364W204
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Directors for Series L Shares For Against Mgmt
2 Authorize Board to Ratify and Execute Approved Resolutions For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/29/14 Consolidated Communications Holdings, Inc. CNSL 209034107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert J. Currey For For Mgmt
1.2 Elect Director C. Robert Udell, Jr. For For Mgmt
1.3 Elect Director Maribeth S. Rahe For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/29/14 Corning Incorporated GLW 219350105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Stephanie A. Burns For For Mgmt
1.2 Elect Director John A. Canning, Jr. For For Mgmt
1.3 Elect Director Richard T. Clark For For Mgmt
1.4 Elect Director Robert F. Cummings, Jr. For For Mgmt
1.5 Elect Director James B. Flaws For For Mgmt
1.6 Elect Director Deborah A. Henretta For For Mgmt
1.7 Elect Director Kurt M. Landgraf For For Mgmt
1.8 Elect Director Kevin J. Martin For For Mgmt
1.9 Elect Director Deborah D. Rieman For For Mgmt
1.10 Elect Director Hansel E. Tookes, II For For Mgmt
1.11 Elect Director Wendell P. Weeks For For Mgmt
1.12 Elect Director Mark S. Wrighton For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/29/14 EarthLink Holdings Corp. ELNK 27033X101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Susan D. Bowick For For Mgmt
1b Elect Director Joseph F. Eazor For For Mgmt
1c Elect Director David A. Koretz For For Mgmt
1d Elect Director Kathy S. Lane For For Mgmt
1e Elect Director Garry K. McGuire For For Mgmt
1f Elect Director R. Gerard Salemme For For Mgmt
1g Elect Director Julie A. Shimer For For Mgmt
1h Elect Director M. Wayne Wisehart For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Advance Notice Requirement for Shareholder Nominations of
Directors For For Mgmt
4 Ratify Auditors For For Mgmt
5 Other Business For Against Mgmt
Page 6
MEETING DATE COMPANY TICKER SECURITY ID
04/29/14 International Business Machines Corporation IBM 459200101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Alain J.P. Belda For For Mgmt
1.2 Elect Director William R. Brody For For Mgmt
1.3 Elect Director Kenneth I. Chenault For For Mgmt
1.4 Elect Director Michael L. Eskew For For Mgmt
1.5 Elect Director David N. Farr For For Mgmt
1.6 Elect Director Shirley Ann Jackson For For Mgmt
1.7 Elect Director Andrew N. Liveris For For Mgmt
1.8 Elect Director W. James McNerney, Jr. For For Mgmt
1.9 Elect Director James W. Owens For For Mgmt
1.10 Elect Director Virginia M. Rometty For For Mgmt
1.11 Elect Director Joan E. Spero For For Mgmt
1.12 Elect Director Sidney Taurel For For Mgmt
1.13 Elect Director Lorenzo H. Zambrano For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Approve Qualified Employee Stock Purchase Plan For For Mgmt
6 Report on Lobbying Payments and Policy Against For ShrHlder
7 Provide Right to Act by Written Consent Against For ShrHlder
8 Pro-rata Vesting of Equity Awards Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/01/14 ARM Holdings plc ARMH 042068106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Approve Remuneration Report For For Mgmt
4 Approve Remuneration Policy For For Mgmt
5 Elect Stuart Chambers as Director For For Mgmt
6 Re-elect Simon Segars as Director For For Mgmt
7 Re-elect Andy Green as Director For For Mgmt
8 Re-elect Larry Hirst as Director For For Mgmt
9 Re-elect Mike Muller as Director For For Mgmt
10 Re-elect Kathleen O'Donovan as Director For For Mgmt
11 Re-elect Janice Roberts as Director For For Mgmt
12 Re-elect Tim Score as Director For For Mgmt
13 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
14 Authorise Board to Fix Remuneration of Auditors For For Mgmt
15 Approve Increase in the Limit on Directors' Remuneration For For Mgmt
16 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
18 Authorise Market Purchase of Ordinary Shares For For Mgmt
19 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/01/14 Verizon Communications Inc. VZ 92343V104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Shellye L. Archambeau For For Mgmt
1.2 Elect Director Richard L. Carrion For For Mgmt
1.3 Elect Director Melanie L. Healey For For Mgmt
1.4 Elect Director M. Frances Keeth For For Mgmt
1.5 Elect Director Robert W. Lane For For Mgmt
1.6 Elect Director Lowell C. McAdam For For Mgmt
1.7 Elect Director Donald T. Nicolaisen For For Mgmt
1.8 Elect Director Clarence Otis, Jr. For For Mgmt
1.9 Elect Director Rodney E. Slater For For Mgmt
1.10 Elect Director Kathryn A. Tesija For For Mgmt
1.11 Elect Director Gregory D. Wasson For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Provide Proxy Access Right For For Mgmt
5 Report on Net Neutrality Against For ShrHlder
6 Report on Lobbying Payments and Policy Against For ShrHlder
7 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Against For ShrHlder
8 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For ShrHlder
9 Provide Right to Act by Written Consent Against For ShrHlder
10 Approve Proxy Voting Authority Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/05/14 MKS INSTRUMENTS, INC. MKSI 55306N104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John R. Bertucci For For Mgmt
1.2 Elect Director Robert R. Anderson For For Mgmt
1.3 Elect Director Gregory R. Beecher For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Qualified Employee Stock Purchase Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/14 Monotype Imaging Holdings Inc. TYPE 61022P100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert L. Lentz For For Mgmt
1.2 Elect Director Douglas J. Shaw For For Mgmt
1.3 Elect Director Peter J. Simone For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/14 Motorola Solutions, Inc. MSI 620076307
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gregory Q. Brown For For Mgmt
1b Elect Director Kenneth C. Dahlberg For For Mgmt
1c Elect Director David W. Dorman For For Mgmt
1d Elect Director Michael V. Hayden For For Mgmt
1e Elect Director Judy C. Lewent For For Mgmt
1f Elect Director Anne R. Pramaggiore For For Mgmt
1g Elect Director Samuel C. Scott, III For For Mgmt
1h Elect Director Bradley E. Singer For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Review and Amend Human Rights Policies Against Against ShrHlder
5 Report on Political Contributions Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/06/14 BCE Inc. BCE.CN 05534B760
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Barry K. Allen For For Mgmt
1.2 Elect Director Andre Berard For For Mgmt
1.3 Elect Director Ronald A. Brenneman For For Mgmt
1.4 Elect Director Sophie Brochu For For Mgmt
1.5 Elect Director Robert E. Brown For For Mgmt
1.6 Elect Director George A. Cope For For Mgmt
1.7 Elect Director David F. Denison For For Mgmt
1.8 Elect Director Ian Greenberg For For Mgmt
1.9 Elect Director Thomas C. O'Neill For For Mgmt
1.10 Elect Director James Prentice For For Mgmt
1.11 Elect Director Robert C. Simmonds For For Mgmt
1.12 Elect Director Carole Taylor For For Mgmt
1.13 Elect Director Paul R. Weiss For For Mgmt
2 Ratify Deloitte LLP as Auditors For For Mgmt
3 Advisory Vote on Executive Compensation Approach For For Mgmt
4.1 SP 1: Establish a Separate Risk Management Committee Against Against ShrHlder
4.2 SP 2: Limit the Individual Total Compensation for each Named
Executive Officer to $5,000,000 Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/06/14 Intersil Corporation ISIL 46069S109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Necip Sayiner For For Mgmt
1b Elect Director Donald Macleod For For Mgmt
1c Elect Director Robert W. Conn For For Mgmt
1d Elect Director James V. Diller For For Mgmt
1e Elect Director Mercedes Johnson For For Mgmt
1f Elect Director Gregory Lang For For Mgmt
1g Elect Director Jan Peeters For For Mgmt
1h Elect Director James A. Urry For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
5 Approve Executive Incentive Bonus Plan For For Mgmt
6 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
7 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
Page 7
MEETING DATE COMPANY TICKER SECURITY ID
05/07/14 j2 Global, Inc. JCOM 48123V102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Douglas Y. Bech For For Mgmt
1b Elect Director Robert J. Cresci For For Mgmt
1c Elect Director W. Brian Kretzmer For For Mgmt
1d Elect Director Richard S. Ressler For For Mgmt
1e Elect Director Stephen Ross For For Mgmt
1f Elect Director Michael P. Schulhof For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/07/14 Tessera Technologies, Inc. TSRA 88164L100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard S. Hill For For Mgmt
1.2 Elect Director Christopher A. Seams For For Mgmt
1.3 Elect Director Donald E. Stout For For Mgmt
1.4 Elect Director George Cwynar For For Mgmt
1.5 Elect Director George A. Riedel For For Mgmt
1.6 Elect Director John Chenault For For Mgmt
1.7 Elect Director Peter A. Feld For For Mgmt
1.8 Elect Director Timothy J. Stultz For For Mgmt
1.9 Elect Director Thomas Lacey For For Mgmt
1.10 Elect Director Tudor Brown For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/07/14 Windstream Holdings, Inc. WIN 97382A101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Carol B. Armitage For Against Mgmt
1b Elect Director Samuel E. Beall, III For For Mgmt
1c Elect Director Dennis E. Foster For For Mgmt
1d Elect Director Francis X. ('Skip') Frantz For For Mgmt
1e Elect Director Jeffery R. Gardner For For Mgmt
1f Elect Director Jeffrey T. Hinson For For Mgmt
1g Elect Director Judy K. Jones For For Mgmt
1h Elect Director William A. Montgomery For For Mgmt
1i Elect Director Alan L. Wells For Against Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Certificate of Incorporation of Windstream Corporation to
Eliminate Certain Voting Provisions For Against Mgmt
5 Provide Right to Call Special Meeting For For Mgmt
6 Eliminate Supermajority Vote Requirement For For Mgmt
7 Ratify Auditors For For Mgmt
8 Pro-rata Vesting of Equity Awards Against For ShrHlder
9 Provide Right to Act by Written Consent Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/08/14 Telus Corporation T.CN 87971M103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director R.H. (Dick) Auchinleck For For Mgmt
1.2 Elect Director A. Charles Baillie For For Mgmt
1.3 Elect Director Micheline Bouchard For For Mgmt
1.4 Elect Director R. John Butler For For Mgmt
1.5 Elect Director Raymond T. Chan For For Mgmt
1.6 Elect Director Stockwell Day For For Mgmt
1.7 Elect Director Darren Entwistle For For Mgmt
1.8 Elect Director Ruston (Rusty) E.T. Goepel For For Mgmt
1.9 Elect Director Mary Jo Haddad For For Mgmt
1.10 Elect Director John S. Lacey For For Mgmt
1.11 Elect Director William (Bill) A. MacKinnon For For Mgmt
1.12 Elect Director John Manley For For Mgmt
1.13 Elect Director Joe Natale For For Mgmt
1.14 Elect Director Donald Woodley For For Mgmt
2 Approve Deloitte LLP as Auditors and Authorize Board to Fix Their
Remuneration For For Mgmt
3 Advisory Vote on Executive Compensation Approach For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/14 Cypress Semiconductor Corporation CY 232806109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director T.J. Rodgers For For Mgmt
1.2 Elect Director W. Steve Albrecht For For Mgmt
1.3 Elect Director Eric A. Benhamou For For Mgmt
1.4 Elect Director James R. Long For For Mgmt
1.5 Elect Director Robert Y. L. Mao For For Mgmt
1.6 Elect Director J. D. Sherman For For Mgmt
1.7 Elect Director Wilbert van den Hoek For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/13/14 Altera Corporation ALTR 021441100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director John P. Daane For For Mgmt
1b Elect Director T. Michael Nevens For For Mgmt
1c Elect Director A. Blaine Bowman For For Mgmt
1d Elect Director Elisha W. Finney For For Mgmt
1e Elect Director Kevin McGarity For For Mgmt
1f Elect Director Krish A. Prabhu For For Mgmt
1g Elect Director Shane V. Robison For For Mgmt
1h Elect Director John Shoemaker For For Mgmt
1i Elect Director Thomas H. Waechter For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Ratify Auditors For For Mgmt
6 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/13/14 Broadcom Corporation BRCM 111320107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert J. Finocchio, Jr. For For Mgmt
1.2 Elect Director Nancy H. Handel For For Mgmt
1.3 Elect Director Eddy W. Hartenstein For For Mgmt
1.4 Elect Director Maria M. Klawe For For Mgmt
1.5 Elect Director John E. Major For For Mgmt
1.6 Elect Director Scott A. McGregor For For Mgmt
1.7 Elect Director William T. Morrow For For Mgmt
1.8 Elect Director Henry Samueli For For Mgmt
1.9 Elect Director Robert E. Switz For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/13/14 DST Systems, Inc. DST 233326107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Lynn Dorsey Bleil For For Mgmt
1.2 Elect Director John W. Clark For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Require Independent Board Chairman Against Against ShrHlder
5 Require a Majority Vote for the Election of Directors Against For ShrHlder
6 Declassify the Board of Directors None For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/13/14 Forrester Research, Inc. FORR 346563109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director George F. Colony For For Mgmt
1.2 Elect Director Michael H. Welles For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
Page 8
MEETING DATE COMPANY TICKER SECURITY ID
05/14/14 ADTRAN, Inc. ADTN 00738A106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas R. Stanton For For Mgmt
1.2 Elect Director H. Fenwick Huss For For Mgmt
1.3 Elect Director William L. Marks For For Mgmt
1.4 Elect Director James E. Matthews For For Mgmt
1.5 Elect Director Balan Nair For For Mgmt
1.6 Elect Director Roy J. Nichols For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/14 Computer Programs and Systems, Inc. CPSI 205306103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David A. Dye For For Mgmt
1.2 Elect Director A. Robert Outlaw, Jr. For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Restricted Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/19/14 Power Integrations, Inc. POWI 739276103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Balu Balakrishnan For For Mgmt
1.2 Elect Director Alan D. Bickell For For Mgmt
1.3 Elect Director Nicholas E. Brathwaite For For Mgmt
1.4 Elect Director William George For For Mgmt
1.5 Elect Director Balakrishnan S. Iyer For For Mgmt
1.6 Elect Director E. Floyd Kvamme For For Mgmt
1.7 Elect Director Steven J. Sharp For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/21/14 SAP AG SAP 803054204
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Fiscal 2013
(Non-Voting) N/A N/A Mgmt
2 Approve Allocation of Income and Dividends of EUR 1.00 per Share For For Mgmt
3 Approve Discharge of Management Board for Fiscal 2013 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2013 For For Mgmt
5 Ratify KPMG AG as Auditors for Fiscal 2014 For For Mgmt
6a Amend Affiliation Agreements with Subsidiary SAP Erste Beteiligungs-
und Vermoegensverwaltungs GmbH For For Mgmt
6b Amend Affiliation Agreements with Subsidiary SAP Zweite Beteiligungs-
und Vermoegensverwaltungs GmbH For For Mgmt
7 Approve Affiliation Agreements with Subsidiary SAP Ventures Investment
GmbH For For Mgmt
8a Change of Corporate Form to Societas Europaea (SE) For For Mgmt
8b.1 Elect Hasso Plattner to the Supervisory Board For Against Mgmt
8b.2 Elect Pekka Ala-Pietilae to the Supervisory Board For Against Mgmt
8b.3 Elect Anja Feldmann to the Supervisory Board For For Mgmt
8b.4 Elect Wilhelm Haarmann to the Supervisory Board For Against Mgmt
8b 5 Elect Bernard Liautaud to the Supervisory Board For For Mgmt
8b.6 Elect Hartmut Mehdorn to the Supervisory Board For Against Mgmt
8b.7 Elect Erhard Schipporeit to the Supervisory Board For Against Mgmt
8b.8 Elect Hagemann Snabe to the Supervisory Board For Against Mgmt
8b.9 Elect Klaus Wucherer to the Supervisory Board For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 China Mobile Limited CHL 16941M109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Declare Final Dividend For For Mgmt
3.1 Elect Xi Guohua as Director For For Mgmt
3.2 Elect Sha Yuejia as Director For For Mgmt
3.3 Elect Liu Aili as Director For For Mgmt
4.1 Elect Lo Ka Shui as Director For For Mgmt
4.2 Elect Paul Chow Man Yiu as Director For For Mgmt
5 Approve PricewaterhouseCoopers and PricewaterhouseCoopers
Zhong Tian LLP as Auditors and Authorize Board to Fix Their
Remuneration For For Mgmt
6 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt
7 Approve Issuance of Equity or Equity-Linked Securities without
Preemptive Rights For Against Mgmt
8 Authorize Reissuance of Repurchased Shares For Against Mgmt
9 Amend Articles of Association For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 CSG Systems International, Inc. CSGS 126349109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David G. Barnes For For Mgmt
1.2 Elect Director John L. M. Hughes For For Mgmt
1.3 Elect Director Donald V. Smith For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 Intel Corporation INTC 458140100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Charlene Barshefsky For For Mgmt
1b Elect Director Andy D. Bryant For For Mgmt
1c Elect Director Susan L. Decker For For Mgmt
1d Elect Director John J. Donahoe For For Mgmt
1e Elect Director Reed E. Hundt For For Mgmt
1f Elect Director Brian M. Krzanich For For Mgmt
1g Elect Director James D. Plummer For For Mgmt
1h Elect Director David S. Pottruck For For Mgmt
1i Elect Director Frank D. Yeary For For Mgmt
1j Elect Director David B. Yoffie For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 Telephone and Data Systems, Inc. TDS 879433829
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Clarence A. Davis For For Mgmt
1.2 Elect Director George W. Off For For Mgmt
1.3 Elect Director Mitchell H. Saranow For For Mgmt
1.4 Elect Director Gary L. Sugarman For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
1.1 Elect Directors Philip T. Blazek For Do Not Vote ShrHlder
1.2 Elect Directors Walter M. Schenker For Do Not Vote ShrHlder
2 Ratify Auditors For Do Not Vote Mgmt
3 Amend Omnibus Stock Plan Against Do Not Vote Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation Abstain Do Not Vote Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/14 NVIDIA Corporation NVDA 67066G104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robert K. Burgess For For Mgmt
1b Elect Director Tench Coxe For For Mgmt
1c Elect Director James C. Gaither For For Mgmt
1d Elect Director Jen-Hsun Huang For For Mgmt
1e Elect Director Dawn Hudson For For Mgmt
1f Elect Director Harvey C. Jones For For Mgmt
1g Elect Director William J. Miller For For Mgmt
1h Elect Director Mark L. Perry For For Mgmt
1i Elect Director A. Brooke Seawell For For Mgmt
1j Elect Director Mark A. Stevens For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Amend Qualified Employee Stock Purchase Plan For For Mgmt
Page 9
MEETING DATE COMPANY TICKER SECURITY ID
05/27/14 Nice Systems Ltd. NICE 653656108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Reelect David Kostman, Chairman, as Director Until the End of the Next
Annual General Meeting For For Mgmt
1.2 Reelect Joseph Atsmon, Vice-Chairman, as Director Until the End of the
Next Annual General Meeting For For Mgmt
1.3 Reelect Rimon Ben-Shaoul as Director Until the End of the Next Annual
General Meeting For For Mgmt
1.4 Reelect Yehoshua (Shuki) Ehrlich as Director Until the End of the Next
Annual General Meeting For For Mgmt
1.5 Reelect Leo Apotheker as Director Until the End of the Next Annual
General Meeting For For Mgmt
1.6 Reelect Joseph (Joe) Cowan as Director Until the End of the Next
Annual General Meeting For For Mgmt
2 Grant Options to Non-Executive Directors For For Mgmt
3 Approve Employment Terms of Barak Eilam, CEO For For Mgmt
4 Reappoint Kost Forer Gabay & Kasierer as Auditors and Authorize Board
to Fix Their Remuneration For For Mgmt
5 Discuss Financial Statements and the Report of the Board for 2012 N/A N/A Mgmt
A Vote FOR if you have a personal interest in one or several resolutions,
as indicated in the proxy card; otherwise, vote AGAINST. You may not
abstain. If you vote FOR, please provide an explanation to your account
manager None Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/04/14 Science Applications International Corporation SAIC 808625107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robert A. Bedingfield For For Mgmt
1b Elect Director Jere A. Drummond For For Mgmt
1c Elect Director Thomas F. Frist, III For For Mgmt
1d Elect Director John J. Hamre For For Mgmt
1e Elect Director Anthony J. Moraco For For Mgmt
1f Elect Director Donna S. Morea For For Mgmt
1g Elect Director Edward J. Sanderson, Jr. For For Mgmt
1h Elect Director Steven R. Shane For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/06/14 Garmin Ltd. GRMN G37260109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Chairman of Meeting For For Mgmt
2 Accept Consolidated Financial Statements and Statutory Reports For For Mgmt
3 Accept Financial Statements and Statutory Reports For For Mgmt
4 Approve Dividends For For Mgmt
5 Approve Discharge of Board and Senior Management For For Mgmt
6.1 Elect Director Donald H. Eller For For Mgmt
6.2 Elect Director Joseph J. Hartnett For For Mgmt
6.3 Elect Director Min H. Kao For For Mgmt
6.4 Elect Director Charles W. Peffer For For Mgmt
6.5 Elect Director Clifton A. Pemble For For Mgmt
6.6 Elect Director Thomas P. Poberezny For For Mgmt
7 Elect Min Kao as Board Chairman For For Mgmt
8.1 Appoint Donald H. Eller as Member of the Compensation Committee For For Mgmt
8.2 Appoint Joseph J. Hartnett as Member of the Compensation Committee For For Mgmt
8.3 Appoint Charles W. Peffer as Member of the Compensation Committee For For Mgmt
8.4 Appoint Thomas P. Poberezny as Member of the Compensation Committee For For Mgmt
9 Designate Reiss + Preuss LLP as Independent Proxy For For Mgmt
10 Ratify Ernst and Young LLP as Auditors For For Mgmt
11 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
12 Amend Articles Implementing Requirements Under the Swiss Ordinance
Regarding Elections and Certain Other Matters For For Mgmt
13 Amend Articles Implementing Requirements Under the Swiss Ordinance
Regarding Compensation of the Board and Executive Management and
Related Matters For For Mgmt
14 Amend Articles Allowing General Meetings to be Held Online For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/11/14 Mentor Graphics Corporation MENT 587200106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Keith L. Barnes For Withhold Mgmt
1.2 Elect Director Peter Bonfield For Withhold Mgmt
1.3 Elect Director Gregory K. Hinckley For Withhold Mgmt
1.4 Elect Director J. Daniel McCranie For Withhold Mgmt
1.5 Elect Director Patrick B. McManus For Withhold Mgmt
1.6 Elect Director Walden C. Rhines For Withhold Mgmt
1.7 Elect Director David S. Schechter For Withhold Mgmt
1.8 Elect Director Jeffrey M. Stafeil For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Adopt Majority Voting for Uncontested Election of Directors For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Amend Bundled Compensation Plans For For Mgmt
6 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/12/14 InterDigital, Inc. IDCC 45867G101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gilbert F. Amelio For For Mgmt
1b Elect Director Jeffrey K. Belk For For Mgmt
1c Elect Director Steven T. Clontz For For Mgmt
1d Elect Director Edward B. Kamins For For Mgmt
1e Elect Director John A. Kritzmacher For For Mgmt
1f Elect Director William J. Merritt For For Mgmt
1g Elect Director Jean F. Rankin For For Mgmt
1h Elect Director Robert S. Roath For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/13/14 STMicroelectronics NV STM 861012102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting N/A N/A Mgmt
2 Receive Report of Management Board (Non-Voting) N/A N/A Mgmt
3 Receive Report of Supervisory Board (Non-Voting) N/A N/A Mgmt
4a Discuss Remuneration Report Containing Remuneration Policy for
Management Board Members N/A N/A Mgmt
4b Adopt Financial Statements For For Mgmt
4c Approve Allocation of Income For For Mgmt
4d Approve Dividends For For Mgmt
4e Approve Discharge of Management Board For For Mgmt
4f Approve Discharge of Supervisory Board For For Mgmt
5 Elect Carlo Bozotti as CEO For For Mgmt
6 Approve Restricted Stock Grants to CEO For Against Mgmt
7a Elect Didier Lombard to Supervisory Board For Against Mgmt
7b Elect Maurizio Tamagnini to Supervisory Board For For Mgmt
7c Elect Jean d'Arthuys to Supervisory Board For Against Mgmt
7d Elect Alessandro Rivera to Supervisory Board For Against Mgmt
7e Elect Jean-Georges Malcor to Supervisory Board For For Mgmt
7f Elect Heleen Kersten to Supervisory Board For For Mgmt
8 Ratify PricewaterghouseCoopers as Auditors For For Mgmt
9 Grant Supervisory Board Authority to Issue Shares Up To 10 Percent
of Issued Capital Plus Additional 15 Percent in Case of Takeover/Merger
and Restricting/Excluding Preemptive Rights For Against Mgmt
10 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt
11 Allow Questions N/A N/A Mgmt
12 Close Meeting N/A N/A Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/14/14 Infosys Ltd. INFY 456788108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend of INR 43.00 Per Share and Confirm Interim
Dividend of INR 20.00 Per Share For For Mgmt
3 Reelect B.G. Srinivas as Director N/A N/A Mgmt
4 Reelect S. Gopalakrishnan as Director For For Mgmt
5 Approve BSR & Co. LLP as Auditors and Authorize Board to Fix Their
Remuneration For For Mgmt
6 Elect U.B.P. Rao as Director and Approve Appointment and Remuneration
of U.B.P. Rao as Executive Director For For Mgmt
7 Elect K. Mazumdar-Shaw as Independent Non-Executive Director For For Mgmt
8 Elect C.M. Browner as Independent Non-Executive Director For For Mgmt
9 Elect R. Venkatesan as Independent Non-Executive Director For For Mgmt
10 Approve Sale, Transfer, and/or Disposal of the Products, Platforms
and Solutions Business to Edgeverve Systems Ltd., a Wholly-Owned
Subsidiary of the Company, for a Consideration of USD 80 Million For For Mgmt
11 Approve Vacancy on the Board Resulting from the Retirement of
A.M. Fudge For For Mgmt
Page 10
MEETING DATE COMPANY TICKER SECURITY ID
06/17/14 Atlantic Tele-Network, Inc. ATNI 049079205
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Martin L. Budd For For Mgmt
1.2 Elect Director Michael T. Flynn For For Mgmt
1.3 Elect Director Liane J. Pelletier For For Mgmt
1.4 Elect Director Cornelius B. Prior, Jr. For For Mgmt
1.5 Elect Director Michael T. Prior For For Mgmt
1.6 Elect Director Charles J. Roesslein For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/18/14 IAC/InterActiveCorp IACI 44919P508
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Edgar Bronfman, Jr. For For Mgmt
1.2 Elect Director Chelsea Clinton For For Mgmt
1.3 Elect Director Sonali De Rycker For For Mgmt
1.4 Elect Director Barry Diller For For Mgmt
1.5 Elect Director Michael D. Eisner For For Mgmt
1.6 Elect Director Victor A. Kaufman For For Mgmt
1.7 Elect Director Donald R. Keough For For Mgmt
1.8 Elect Director Bryan Lourd For For Mgmt
1.9 Elect Director David Rosenblatt For For Mgmt
1.10 Elect Director Alan G. Spoon For For Mgmt
1.11 Elect Director Alexander von Furstenberg For For Mgmt
1.12 Elect Director Richard F. Zannino For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/19/14 SanDisk Corporation SNDK 80004C101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Michael E. Marks For For Mgmt
1b Elect Director Irwin Federman For For Mgmt
1c Elect Director Steven J. Gomo For For Mgmt
1d Elect Director Eddy W. Hartenstein For For Mgmt
1e Elect Director Chenming Hu For For Mgmt
1f Elect Director Catherine P. Lego For For Mgmt
1g Elect Director Sanjay Mehrotra For For Mgmt
1h Elect Director D. Scott Mercer For For Mgmt
2 Amend Qualified Employee Stock Purchase Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/14 Applied Materials, Inc. AMAT 038222105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Advisory Vote on Golden Parachutes For For Mgmt
3 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/14 Blackbaud, Inc. BLKB 09227Q100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Timothy Chou For For Mgmt
1.2 Elect Director Joyce M. Nelson For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/24/14 Mobile Telesystems OJSC MBT 607409109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Meeting Procedures, Elect Meeting Chairman For For Mgmt
2 Approve Annual Report, Financial Statements, and Allocation of Income,
Including Dividends of RUB 18.60 per Share For For Mgmt
3.1 Elect Anton Abugov as Director None Against Mgmt
3.2 Elect Aleksandr Gorbunov as Director None Against Mgmt
3.3 Elect Sergey Drozdov as Director None Against Mgmt
3.4 Elect Andrey Dubovskov as Director None Against Mgmt
3.5 Elect Ron Sommer as Director None Against Mgmt
3.6 Elect Michel Combes as Director None For Mgmt
3.7 Elect Stanley Miller as Director None For Mgmt
3.8 Elect Vsevolod Rozanov as Director None Against Mgmt
3.9 Elect Thomas Holtrop as Director None For Mgmt
4.1 Elect Irina Borisenkova as Member of Audit Commission For For Mgmt
4.2 Elect Natalia Demeshkina as Member of Audit Commission For Against Mgmt
4.3 Elect Maksim Mamonov as Member of Audit Commission For For Mgmt
4.4 Elect Andrey Tverdokhleb as Member of Audit Commission For Against Mgmt
5 Ratify Deloitte and Touche CIS as Auditor For For Mgmt
6 Approve Reorganization of Company via Merger with Subsidiaries ZAO Elf,
ZAO EFKOM, ZAO Pilot, ZAO Firma TVK i K, ZAO ZhelGorTeleCom,
ZAO Intercom, ZAO TRK TVT, ZAO Kaskad-TV, ZAO Kuznetsktelemost, ZAO
Systema Telecom,ZAO TZ For For Mgmt
7 Amend Charter in Connection with Reorganization Proposed under Item 6 For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/24/14 Taiwan Semiconductor Manufacturing Co., Ltd. TSM 874039100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve 2013 Business Operations Report and Financial Statements For For Mgmt
2 Approve 2013 Plan on Profit Distribution For For Mgmt
3 Approve Amendments to Procedures Governing the Acquisition or Disposal
of Assets and Trading Procedures Governing Derivatives Products For For Mgmt
Page 11
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Multi-Asset Diversified Income Index Fund
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MEETING DATE COMPANY TICKER SECURITY ID
09/18/13 Darden Restaurants, Inc. DRI 237194105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael W. Barnes For For Mgmt
1.2 Elect Director Leonard L. Berry For For Mgmt
1.3 Elect Director Christopher J. (CJ) Fraleigh For For Mgmt
1.4 Elect Director Victoria D. Harker For For Mgmt
1.5 Elect Director David H. Hughes For For Mgmt
1.6 Elect Director Charles A. Ledsinger, Jr. For For Mgmt
1.7 Elect Director William M. Lewis, Jr. For For Mgmt
1.8 Elect Director Connie Mack, III For For Mgmt
1.9 Elect Director Andrew H. (Drew) Madsen For For Mgmt
1.10 Elect Director Clarence Otis, Jr. For For Mgmt
1.11 Elect Director Michael D. Rose For For Mgmt
1.12 Elect Director Maria A. Sastre For For Mgmt
1.13 Elect Director William S. Simon For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Ratify Auditors For For Mgmt
5 Require a Majority Vote for the Election of Directors Against For ShrHlder
6 Adopt Proxy Access Right Against For ShrHlder
7 Report on Political Contributions Against For ShrHlder
8 Report on Lobbying Payments and Policy Against For ShrHlder
9 Prepare Employment Diversity Report Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
09/30/13 Enterprise Products Partners L.P. EPD 293792107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Omnibus Stock Plan For For Mgmt
2 Amend Nonqualified Employee Stock Purchase Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/21/13 United Bankshares, Inc. UBSI 909907107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Issue Shares in Connection with Acquisition For For Mgmt
3 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/31/13 PAA Natural Gas Storage, L.P. PNG 693139107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/22/14 New Jersey Resources Corporation NJR 646025106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jane M. Kenny For For Mgmt
1.2 Elect Director Sharon C. Taylor For For Mgmt
1.3 Elect Director David A. Trice For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Certificate of Incorporation For Against Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/30/14 The Laclede Group, Inc. LG 505597104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Edward L. Glotzbach For For Mgmt
1.2 Elect Director W. Stephen Maritz For For Mgmt
1.3 Elect Director John P. Stupp, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/06/14 Piedmont Natural Gas Company, Inc. PNY 720186105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Malcolm E. Everett, III For For Mgmt
1.2 Elect Director Frank B. Holding, Jr. For For Mgmt
1.3 Elect Director Minor M. Shaw For For Mgmt
1.4 Elect Director Michael C. Tarwater For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Reduce Supermajority Vote Requirement in the Articles of Incorporation For For Mgmt
5 Reduce Supermajority Vote Requirement in the Bylaws For For Mgmt
6 Declassify the Board of Directors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/06/14 WGL Holdings, Inc. WGL 92924F106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael D. Barnes For For Mgmt
1.2 Elect Director George P. Clancy, Jr. For For Mgmt
1.3 Elect Director James W. Dyke, Jr. For For Mgmt
1.4 Elect Director Melvyn J. Estrin For For Mgmt
1.5 Elect Director Nancy C. Floyd For For Mgmt
1.6 Elect Director Linda R. Gooden For For Mgmt
1.7 Elect Director James F. Lafond For For Mgmt
1.8 Elect Director Debra L. Lee For For Mgmt
1.9 Elect Director Terry D. McCallister For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/10/14 QR Energy LP QRE 74734R108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Omnibus Stock Plan For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/26/14 UNS Energy Corporation UNS 903119105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Advisory Vote on Golden Parachutes For For Mgmt
3 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/10/14 Weyerhaeuser Company WY 962166104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Debra A. Cafaro For For Mgmt
1.2 Elect Director Mark A. Emmert For For Mgmt
1.3 Elect Director John I. Kieckhefer For For Mgmt
1.4 Elect Director Wayne W. Murdy For For Mgmt
1.5 Elect Director Nicole W. Piasecki For For Mgmt
1.6 Elect Director Doyle R. Simons For For Mgmt
1.7 Elect Director Richard H. Sinkfield For For Mgmt
1.8 Elect Director D. Michael Steuert For For Mgmt
1.9 Elect Director Kim Williams For For Mgmt
1.10 Elect Director Charles R. Williamson For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/15/14 Public Service Enterprise Group Incorporated PEG 744573106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Albert R. Gamper, Jr. For For Mgmt
1.2 Elect Director William V. Hickey For For Mgmt
1.3 Elect Director Ralph Izzo For For Mgmt
1.4 Elect Director Shirley Ann Jackson For For Mgmt
1.5 Elect Director David Lilley For For Mgmt
1.6 Elect Director Thomas A. Renyi For For Mgmt
1.7 Elect Director Hak Cheol Shin For For Mgmt
1.8 Elect Director Richard J. Swift For For Mgmt
1.9 Elect Director Susan Tomasky For For Mgmt
1.10 Elect Director Alfred W. Zollar For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3a Reduce Supermajority Vote Requirement for Certain Business Combinations For For Mgmt
3b Reduce Supermajority Vote Requirement to Remove a Director Without Cause For For Mgmt
3c Reduce Supermajority Vote Requirement to Amend Bylaws For For Mgmt
4 Ratify Auditors For For Mgmt
Page 12
MEETING DATE COMPANY TICKER SECURITY ID
04/16/14 Northwest Bancshares, Inc. NWBI 667340103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William J. Wagner For For Mgmt
1.2 Elect Director A. Paul King For For Mgmt
1.3 Elect Director Sonia M. Probst For For Mgmt
1.4 Elect Director William F. McKnight For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/22/14 American Electric Power Company, Inc. AEP 025537101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Nicholas K. Akins For For Mgmt
1.2 Elect Director David J. Anderson For For Mgmt
1.3 Elect Director J. Barnie Beasley, Jr. For For Mgmt
1.4 Elect Director Ralph D. Crosby, Jr. For For Mgmt
1.5 Elect Director Linda A. Goodspeed For For Mgmt
1.6 Elect Director Thomas E. Hoaglin For For Mgmt
1.7 Elect Director Sandra Beach Lin For For Mgmt
1.8 Elect Director Richard C. Notebaert For For Mgmt
1.9 Elect Director Lionel L. Nowell, III For For Mgmt
1.10 Elect Director Stephen S. Rasmussen For For Mgmt
1.11 Elect Director Oliver G. Richard, III For For Mgmt
1.12 Elect Director Sara Martinez Tucker For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/22/14 National Penn Bancshares, Inc. NPBC 637138108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas A. Beaver For For Mgmt
1.2 Elect Director Jeffrey P. Feather For For Mgmt
1.3 Elect Director Patricia L. Langiotti For For Mgmt
1.4 Elect Director Natalye Paquin For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/22/14 TAL International Group, Inc. TAL 874083108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Brian M. Sondey For For Mgmt
1.2 Elect Director Malcolm P. Baker For For Mgmt
1.3 Elect Director Claude Germain For For Mgmt
1.4 Elect Director Kenneth Hanau For For Mgmt
1.5 Elect Director Helmut Kaspers For For Mgmt
1.6 Elect Director Frederic H. Lindeberg For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/24/14 Olin Corporation OLN 680665205
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gray G. Benoist For For Mgmt
1.2 Elect Director Richard M. Rompala For For Mgmt
1.3 Elect Director Joseph D. Rupp For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Ratify Auditors For For Mgmt
5 Report on Lobbying and Political Contributions Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/24/14 SCANA Corporation SCG 80589M102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John F.A.V. Cecil For For Mgmt
1.2 Elect Director D. Maybank Hagood For For Mgmt
1.3 Elect Director Alfredo Trujillo For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/24/14 Westamerica Bancorporation WABC 957090103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Etta Allen For For Mgmt
1.2 Elect Director Louis E. Bartolini For For Mgmt
1.3 Elect Director E. Joseph Bowler For For Mgmt
1.4 Elect Director Arthur C. Latno, Jr. For For Mgmt
1.5 Elect Director Patrick D. Lynch For For Mgmt
1.6 Elect Director Catherine Cope MacMillan For For Mgmt
1.7 Elect Director Ronald A. Nelson For For Mgmt
1.8 Elect Director David L. Payne For For Mgmt
1.9 Elect Director Edward B. Sylvester For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/14 AT&T Inc. T 00206R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Randall L. Stephenson For For Mgmt
1.2 Elect Director Reuben V. Anderson For For Mgmt
1.3 Elect Director Jaime Chico Pardo For For Mgmt
1.4 Elect Director Scott T. Ford For For Mgmt
1.5 Elect Director James P. Kelly For For Mgmt
1.6 Elect Director Jon C. Madonna For For Mgmt
1.7 Elect Director Michael B. McCallister For For Mgmt
1.8 Elect Director John B. McCoy For For Mgmt
1.9 Elect Director Beth E. Mooney For For Mgmt
1.10 Elect Director Joyce M. Roche For For Mgmt
1.11 Elect Director Matthew K. Rose For For Mgmt
1.12 Elect Director Cynthia B. Taylor For For Mgmt
1.13 Elect Director Laura D'Andrea Tyson For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Approve Severance Agreements/Change-in-Control Agreements For For Mgmt
5 Report on Indirect Political Contributions Against For ShrHlder
6 Report on Lobbying Payments and Policy Against For ShrHlder
7 Lower Ownership Threshold for Action by Written Consent Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/29/14 AGL Resources Inc. GAS 001204106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Sandra N. Bane For For Mgmt
1.2 Elect Director Thomas D. Bell, Jr. For For Mgmt
1.3 Elect Director Norman R. Bobins For For Mgmt
1.4 Elect Director Charles R. Crisp For For Mgmt
1.5 Elect Director Brenda J. Gaines For For Mgmt
1.6 Elect Director Arthur E. Johnson For For Mgmt
1.7 Elect Director Wyck A. Knox, Jr. For For Mgmt
1.8 Elect Director Dennis M. Love For For Mgmt
1.9 Elect Director Dean R. O'Hare For For Mgmt
1.10 Elect Director Armando J. Olivera For For Mgmt
1.11 Elect Director John E. Rau For For Mgmt
1.12 Elect Director James A. Rubright For For Mgmt
1.13 Elect Director John W. Somerhalder, II For For Mgmt
1.14 Elect Director Bettina M. Whyte For For Mgmt
1.15 Elect Director Henry C. Wolf For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Amend Nonqualified Employee Stock Purchase Plan For For Mgmt
5 Amend EEO Policy to Prohibit Discrimination based on Gender Identity Against For ShrHlder
6 Require a Majority Vote for the Election of Directors Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/30/14 Darden Restaurants, Inc. DRI 237194105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Revoke Consent to Request Special Meeting For Do Not Vote ShrHlder
1 Consent to Request Special Meeting For For ShrHlder
Page 13
MEETING DATE COMPANY TICKER SECURITY ID
04/30/14 Retail Opportunity Investments Corp. ROIC 76131N101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard A. Baker For For Mgmt
1.2 Elect Director Michael J. Indiveri For For Mgmt
1.3 Elect Director Edward H. Meyer For For Mgmt
1.4 Elect Director Lee S. Nebart For For Mgmt
1.5 Elect Director Charles J. Persico For For Mgmt
1.6 Elect Director Laura H. Pomerantz For For Mgmt
1.7 Elect Director Stuart A. Tanz For For Mgmt
1.8 Elect Director Eric S. Zorn For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/30/14 Starwood Property Trust, Inc. STWD 85571B105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard D. Bronson For For Mgmt
1.2 Elect Director Jeffrey F. DiModica For For Mgmt
1.3 Elect Director Jeffrey G. Dishner For For Mgmt
1.4 Elect Director Camille J. Douglas For For Mgmt
1.5 Elect Director Boyd W. Fellows For For Mgmt
1.6 Elect Director Barry S. Sternlicht For For Mgmt
1.7 Elect Director Strauss Zelnick For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/01/14 DTE Energy Company DTE 233331107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gerard M. Anderson For For Mgmt
1.2 Elect Director Lillian Bauder For For Mgmt
1.3 Elect Director David A. Brandon For For Mgmt
1.4 Elect Director W. Frank Fountain, Jr. For For Mgmt
1.5 Elect Director Charles G. McClure, Jr. For For Mgmt
1.6 Elect Director Gail J. McGovern For For Mgmt
1.7 Elect Director Mark A. Murray For For Mgmt
1.8 Elect Director James B. Nicholson For For Mgmt
1.9 Elect Director Charles W. Pryor, Jr. For For Mgmt
1.10 Elect Director Josue Robles, Jr. For For Mgmt
1.11 Elect Director Ruth G. Shaw For For Mgmt
1.12 Elect Director David A. Thomas For For Mgmt
1.13 Elect Director James H. Vandenberghe For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Report on Political Contributions Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/01/14 Duke Energy Corporation DUK 26441C204
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director G. Alex Bernhardt, Sr. For For Mgmt
1.2 Elect Director Michael G. Browning For For Mgmt
1.3 Elect Director Harris E. DeLoach, Jr. For For Mgmt
1.4 Elect Director Daniel R. DiMicco For For Mgmt
1.5 Elect Director John H. Forsgren For For Mgmt
1.6 Elect Director Lynn J. Good For For Mgmt
1.7 Elect Director Ann Maynard Gray For For Mgmt
1.8 Elect Director James H. Hance, Jr. For For Mgmt
1.9 Elect Director John T. Herron For For Mgmt
1.10 Elect Director James B. Hyler, Jr. For For Mgmt
1.11 Elect Director William E. Kennard For For Mgmt
1.12 Elect Director E. Marie McKee For For Mgmt
1.13 Elect Director E. James Reinsch For For Mgmt
1.14 Elect Director James T. Rhodes For For Mgmt
1.15 Elect Director Carlos A. Saladrigas For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Provide Right to Act by Less than Unanimous Written Consent For For Mgmt
5 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For ShrHlder
6 Report on Political Contributions Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/01/14 HCP, Inc. HCP 40414L109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Brian G. Cartwright For For Mgmt
1b Elect Director Christine N. Garvey For For Mgmt
1c Elect Director David B. Henry For For Mgmt
1d Elect Director Lauralee E. Martin For For Mgmt
1e Elect Director Michael D. McKee For For Mgmt
1f Elect Director Peter L. Rhein For For Mgmt
1g Elect Director Joseph P. Sullivan For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/01/14 Invesco Mortgage Capital Inc. IVR 46131B100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director G. Mark Armour For For Mgmt
1.2 Elect Director James S. Balloun For For Mgmt
1.3 Elect Director John S. Day For For Mgmt
1.4 Elect Director Karen Dunn Kelley For For Mgmt
1.5 Elect Director Edward J. Hardin For For Mgmt
1.6 Elect Director James R. Lientz, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/02/14 Entergy Corporation ETR 29364G103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Maureen Scannell Bateman For For Mgmt
1b Elect Director Leo P. Denault For For Mgmt
1c Elect Director Kirkland H. Donald For For Mgmt
1d Elect Director Gary W. Edwards For For Mgmt
1e Elect Director Alexis M. Herman For For Mgmt
1f Elect Director Donald C. Hintz For For Mgmt
1g Elect Director Stuart L. Levenick For For Mgmt
1h Elect Director Blanche Lambert Lincoln For For Mgmt
1i Elect Director Stewart C. Myers For For Mgmt
1j Elect Director W.J. 'Billy' Tauzin For For Mgmt
1k Elect Director Steven V. Wilkinson For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Decommission Indian Point Nuclear Reactors Against Against ShrHlder
5 Report on Major Nuclear Safety Concerns and NRC Actions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/02/14 RLJ Lodging Trust RLJ 74965L101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert L. Johnson For For Mgmt
1.2 Elect Director Thomas J. Baltimore, Jr. For For Mgmt
1.3 Elect Director Evan Bayh For For Mgmt
1.4 Elect Director Nathaniel A. Davis For For Mgmt
1.5 Elect Director Robert M. La Forgia For For Mgmt
1.6 Elect Director Glenda G. McNeal For For Mgmt
1.7 Elect Director Joseph Ryan For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/02/14 UNS Energy Corporation UNS 903119105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Paul J. Bonavia For For Mgmt
1.2 Elect Director Lawrence J. Aldrich For For Mgmt
1.3 Elect Director Barbara M. Baumann For For Mgmt
1.4 Elect Director Larry W. Bickle For For Mgmt
1.5 Elect Director Robert A. Elliott For For Mgmt
1.6 Elect Director Daniel W.L. Fessler For For Mgmt
1.7 Elect Director Louise L. Francesconi For For Mgmt
1.8 Elect Director David G. Hutchens For For Mgmt
1.9 Elect Director Ramiro G. Peru For For Mgmt
1.10 Elect Director Gregory A. Pivirotto For For Mgmt
1.11 Elect Director Joaquin Ruiz For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
Page 14
MEETING DATE COMPANY TICKER SECURITY ID
05/05/14 CBL & Associates Properties, Inc. CBL 124830100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Charles B. Lebovitz For For Mgmt
1.2 Elect Director Stephen D. Lebovitz For For Mgmt
1.3 Elect Director Gary L. Bryenton For For Mgmt
1.4 Elect Director A. Larry Chapman For For Mgmt
1.5 Elect Director Thomas J. DeRosa For For Mgmt
1.6 Elect Director Matthew S. Dominski For For Mgmt
1.7 Elect Director Gary J. Nay For For Mgmt
1.8 Elect Director Kathleen M. Nelson For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/14 Eli Lilly and Company LLY 532457108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Michael L. Eskew For For Mgmt
1b Elect Director Karen N. Horn For For Mgmt
1c Elect Director William G. Kaelin, Jr. For For Mgmt
1d Elect Director John C. Lechleiter For For Mgmt
1e Elect Director Marschall S. Runge For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/14 Potlatch Corporation PCH 737630103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John S. Moody For For Mgmt
1.2 Elect Director Lawrence S. Peiros For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Restricted Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/06/14 Great Plains Energy Incorporated GXP 391164100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Terry Bassham For For Mgmt
1.2 Elect Director David L. Bodde For For Mgmt
1.3 Elect Director Randall C. Ferguson, Jr. For For Mgmt
1.4 Elect Director Gary D. Forsee For For Mgmt
1.5 Elect Director Thomas D. Hyde For For Mgmt
1.6 Elect Director James A. Mitchell For For Mgmt
1.7 Elect Director Ann D. Murtlow For For Mgmt
1.8 Elect Director John J. Sherman For For Mgmt
1.9 Elect Director Linda H. Talbott For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Issue Updated Indemnification Agreements to Directors For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/06/14 Kimco Realty Corporation KIM 49446R109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Milton Cooper For For Mgmt
1.2 Elect Director Phillip E. Coviello For For Mgmt
1.3 Elect Director Richard G. Dooley For For Mgmt
1.4 Elect Director Joe Grills For For Mgmt
1.5 Elect Director David B. Henry For For Mgmt
1.6 Elect Director F. Patrick Hughes For For Mgmt
1.7 Elect Director Frank Lourenso For For Mgmt
1.8 Elect Director Colombe M. Nicholas For For Mgmt
1.9 Elect Director Richard B. Saltzman For For Mgmt
2 Reduce Supermajority Vote Requirement For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/06/14 Plum Creek Timber Company, Inc. PCL 729251108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Rick R. Holley For For Mgmt
1b Elect Director Robin Josephs For For Mgmt
1c Elect Director Sara Grootwassink Lewis For For Mgmt
1d Elect Director John G. McDonald For For Mgmt
1e Elect Director Robert B. McLeod For For Mgmt
1f Elect Director John F. Morgan, Sr. For For Mgmt
1g Elect Director Marc F. Racicot For For Mgmt
1h Elect Director Lawrence A. Selzer For For Mgmt
1i Elect Director Stephen C. Tobias For For Mgmt
1j Elect Director Martin A. White For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/07/14 Dominion Resources, Inc. D 25746U109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William P. Barr For For Mgmt
1.2 Elect Director Peter W. Brown For For Mgmt
1.3 Elect Director Helen E. Dragas For For Mgmt
1.4 Elect Director James O. Ellis, Jr. For For Mgmt
1.5 Elect Director Thomas F. Farrell, II For For Mgmt
1.6 Elect Director John W. Harris For Against Mgmt
1.7 Elect Director Mark J. Kington For For Mgmt
1.8 Elect Director Pamela J. Royal For For Mgmt
1.9 Elect Director Robert H. Spilman, Jr. For For Mgmt
1.10 Elect Director Michael E. Szymanczyk For For Mgmt
1.11 Elect Director David A. Wollard For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Stock Retention/Holding Period Against For ShrHlder
6 Report on Financial and Physical Risks of Climate Change Against For ShrHlder
7 Report on Methane Emissions Management and Reduction Targets Against For ShrHlder
8 Report on Lobbying Payments and Policy Against Against ShrHlder
9 Report on Environmental Impacts of Biomass and Assess Risks Against For ShrHlder
10 Adopt Quantitative GHG Goals for Products and Operations Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/07/14 Hawaiian Electric Industries, Inc. HE 419870100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Peggy Y. Fowler For For Mgmt
1.2 Elect Director Keith P. Russell For For Mgmt
1.3 Elect Director Barry K. Taniguchi For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/07/14 Leggett & Platt, Incorporated LEG 524660107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robert E. Brunner For For Mgmt
1b Elect Director Ralph W. Clark For For Mgmt
1c Elect Director Robert G. Culp, III For For Mgmt
1d Elect Director R. Ted Enloe, III For For Mgmt
1e Elect Director Richard T. Fisher For For Mgmt
1f Elect Director Matthew C. Flanigan For For Mgmt
1g Elect Director Karl G. Glassman For For Mgmt
1h Elect Director David S. Haffner For For Mgmt
1i Elect Director Joseph W. McClanathan For For Mgmt
1j Elect Director Judy C. Odom For For Mgmt
1k Elect Director Phoebe A. Wood For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Amend EEO Policy to Prohibit Discrimination Based on Sexual
Orientation and Gender Identity Against For ShrHlder
Page 15
MEETING DATE COMPANY TICKER SECURITY ID
05/07/14 Philip Morris International Inc. PM 718172109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Harold Brown For For Mgmt
1.2 Elect Director Andre Calantzopoulos For For Mgmt
1.3 Elect Director Louis C. Camilleri For For Mgmt
1.4 Elect Director Jennifer Li For For Mgmt
1.5 Elect Director Sergio Marchionne For Against Mgmt
1.6 Elect Director Kalpana Morparia For For Mgmt
1.7 Elect Director Lucio A. Noto For For Mgmt
1.8 Elect Director Robert B. Polet For For Mgmt
1.9 Elect Director Carlos Slim Helu For For Mgmt
1.10 Elect Director Stephen M. Wolf For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Report on Lobbying Payments and Policy Against For ShrHlder
5 Adopt Policy to Restrict Non-Required Animal Testing Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/07/14 Regal Entertainment Group RGC 758766109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Stephen A. Kaplan For For Mgmt
1.2 Elect Director Jack Tyrrell For For Mgmt
1.3 Elect Director Nestor R. Weigand Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/07/14 Six Flags Entertainment Corporation SIX 83001A102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kurt M. Cellar For For Mgmt
1.2 Elect Director Charles A. Koppelman For For Mgmt
1.3 Elect Director Jon L. Luther For For Mgmt
1.4 Elect Director Usman Nabi For For Mgmt
1.5 Elect Director Stephen D. Owens For For Mgmt
1.6 Elect Director James Reid-Anderson For For Mgmt
1.7 Elect Director Richard W. Roedel For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/08/14 Avista Corporation AVA 05379B107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Erik J. Anderson For For Mgmt
1b Elect Director Kristianne Blake For For Mgmt
1c Elect Director Donald C. Burke For For Mgmt
1d Elect Director John F. Kelly For For Mgmt
1e Elect Director Rebecca A. Klein For For Mgmt
1f Elect Director Scott L. Morris For For Mgmt
1g Elect Director Marc F. Racicot For For Mgmt
1h Elect Director Heidi B. Stanley For For Mgmt
1i Elect Director R. John Taylor For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Reduce Supermajority Vote Requirement For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/08/14 Colony Financial, Inc. CLNY 19624R106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas J. Barrack, Jr. For For Mgmt
1.2 Elect Director Richard B. Saltzman For For Mgmt
1.3 Elect Director George G. C. Parker For For Mgmt
1.4 Elect Director John A. Somers For For Mgmt
1.5 Elect Director John L. Steffens For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/08/14 Reynolds American Inc. RAI 761713106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Susan M. Cameron For For Mgmt
1b Elect Director Luc Jobin For For Mgmt
1c Elect Director Nana Mensah For For Mgmt
1d Elect Director Ronald S. Rolfe For For Mgmt
1e Elect Director John J. Zillmer For For Mgmt
1f Elect Director Nicholas Scheele For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Ratify Auditors For For Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Adopt Policy to Restrict Non-Required Animal Testing Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/09/14 Camden Property Trust CPT 133131102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard J. Campo For For Mgmt
1.2 Elect Director Scott S. Ingraham For For Mgmt
1.3 Elect Director Lewis A. Levey For For Mgmt
1.4 Elect Director William B. McGuire, Jr. For For Mgmt
1.5 Elect Director William F. Paulsen For For Mgmt
1.6 Elect Director D. Keith Oden For For Mgmt
1.7 Elect Director F. Gardner Parker For For Mgmt
1.8 Elect Director Frances Aldrich Sevilla-Sacasa For For Mgmt
1.9 Elect Director Steven A. Webster For For Mgmt
1.10 Elect Director Kelvin R. Westbrook For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/14 PG&E Corporation PCG 69331C108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Lewis Chew For For Mgmt
1.2 Elect Director Anthony F. Earley, Jr. For For Mgmt
1.3 Elect Director Fred J. Fowler For For Mgmt
1.4 Elect Director Maryellen C. Herringer For For Mgmt
1.5 Elect Director Richard C. Kelly For For Mgmt
1.6 Elect Director Roger H. Kimmel For For Mgmt
1.7 Elect Director Richard A. Meserve For For Mgmt
1.8 Elect Director Forrest E. Miller For For Mgmt
1.9 Elect Director Rosendo G. Parra For For Mgmt
1.10 Elect Director Barbara L. Rambo For For Mgmt
1.11 Elect Director Barry Lawson Williams For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/13/14 ALLETE, Inc. ALE 018522300
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Kathryn W. Dindo For For Mgmt
1b Elect Director Sidney W. Emery, Jr. For For Mgmt
1c Elect Director George G. Goldfarb For For Mgmt
1d Elect Director James S. Haines, Jr. For For Mgmt
1e Elect Director Alan R. Hodnik For For Mgmt
1f Elect Director James J. Hoolihan For For Mgmt
1g Elect Director Heidi E. Jimmerson For For Mgmt
1h Elect Director Madeleine W. Ludlow For For Mgmt
1i Elect Director Douglas C. Neve For For Mgmt
1j Elect Director Leonard C. Rodman For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/13/14 Alliant Energy Corporation LNT 018802108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Patrick E. Allen For For Mgmt
1.2 Elect Director Patricia L. Kampling For For Mgmt
1.3 Elect Director Singleton B. McAllister For For Mgmt
1.4 Elect Director Susan D. Whiting For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
Page 16
MEETING DATE COMPANY TICKER SECURITY ID
05/13/14 ConocoPhillips COP 20825C104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Richard L. Armitage For For Mgmt
1b Elect Director Richard H. Auchinleck For For Mgmt
1c Elect Director Charles E. Bunch For For Mgmt
1d Elect Director James E. Copeland, Jr. For For Mgmt
1e Elect Director Jody L. Freeman For For Mgmt
1f Elect Director Gay Huey Evans For For Mgmt
1g Elect Director Ryan M. Lance For For Mgmt
1h Elect Director Robert A. Niblock For For Mgmt
1i Elect Director Harald J. Norvik For For Mgmt
1j Elect Director William E. Wade, Jr. For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Adopt Quantitative GHG Goals for Operations Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/13/14 UIL Holdings Corporation UIL 902748102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thelma R. Albright For For Mgmt
1.2 Elect Director Arnold L. Chase For For Mgmt
1.3 Elect Director Betsy Henley-Cohn For For Mgmt
1.4 Elect Director Suedeen G. Kelly For For Mgmt
1.5 Elect Director John L. Lahey For For Mgmt
1.6 Elect Director Daniel J. Miglio For For Mgmt
1.7 Elect Director William F. Murdy For For Mgmt
1.8 Elect Director William B. Plummer For For Mgmt
1.9 Elect Director Donald R. Shassian For For Mgmt
1.10 Elect Director James P. Torgerson For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Adopt Majority Voting for Uncontested Election of Directors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/14/14 Altria Group, Inc. MO 02209S103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gerald L. Baliles For For Mgmt
1.2 Elect Director Martin J. Barrington For For Mgmt
1.3 Elect Director John T. Casteen, III For For Mgmt
1.4 Elect Director Dinyar S. Devitre For For Mgmt
1.5 Elect Director Thomas F. Farrell, II For For Mgmt
1.6 Elect Director Thomas W. Jones For For Mgmt
1.7 Elect Director Debra J. Kelly-Ennis For For Mgmt
1.8 Elect Director W. Leo Kiely, III For For Mgmt
1.9 Elect Director Kathryn B. McQuade For For Mgmt
1.10 Elect Director George Munoz For For Mgmt
1.11 Elect Director Nabil Y. Sakkab For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Inform Poor and Less Educated on Health Consequences of Tobacco Against Against ShrHlder
5 Report on Lobbying Payments and Policy Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/14/14 Dorchester Minerals, L.P. DMLP 25820R105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Buford P. Berry For Withhold Mgmt
1.2 Elect Director C.W. ('Bill') Russell For Withhold Mgmt
1.3 Elect Director Ronald P. Trout For Withhold Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/14 EPR Properties EPR 26884U109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David M. Brain For For Mgmt
1.2 Elect Director Robert J. Druten For For Mgmt
1.3 Elect Director Robin P. Sterneck For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/14 Integrys Energy Group, Inc. TEG 45822P105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William J. Brodsky For For Mgmt
1.2 Elect Director Albert J. Budney, Jr. For For Mgmt
1.3 Elect Director Ellen Carnahan For For Mgmt
1.4 Elect Director Michelle L. Collins For For Mgmt
1.5 Elect Director Kathryn M. Hasselblad-Pascale For For Mgmt
1.6 Elect Director John W. Higgins For For Mgmt
1.7 Elect Director Paul W. Jones For For Mgmt
1.8 Elect Director Holly Keller Koeppel For For Mgmt
1.9 Elect Director Michael E. Lavin For For Mgmt
1.10 Elect Director William F. Protz, Jr. For For Mgmt
1.11 Elect Director Charles A. Schrock For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/14 Legacy Reserves LP LGCY 524707304
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Cary D. Brown For For Mgmt
1.2 Elect Director Kyle A. McGraw For For Mgmt
1.3 Elect Director Dale A. Brown For For Mgmt
1.4 Elect Director G. Larry Lawrence For For Mgmt
1.5 Elect Director William D. (Bill) Sullivan For For Mgmt
1.6 Elect Director William R. Granberry For For Mgmt
1.7 Elect Director Kyle D. Vann For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/14 Lorillard, Inc. LO 544147101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Dianne Neal Blixt For For Mgmt
1.2 Elect Director Andrew H. Card, Jr. For For Mgmt
1.3 Elect Director Virgis W. Colbert For For Mgmt
1.4 Elect Director David E.R. Dangoor For For Mgmt
1.5 Elect Director Murray S. Kessler For For Mgmt
1.6 Elect Director Jerry W. Levin For For Mgmt
1.7 Elect Director Richard W. Roedel For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Inform Poor and Less Educated on Health Consequences of Tobacco Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/15/14 Medical Properties Trust, Inc. MPW 58463J304
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Edward K. Aldag, Jr. For For Mgmt
1.2 Elect Director G. Steven Dawson For For Mgmt
1.3 Elect Director R. Steven Hamner For For Mgmt
1.4 Elect Director Robert E. Holmes For Withhold Mgmt
1.5 Elect Director Sherry A. Kellett For Withhold Mgmt
1.6 Elect Director William G. McKenzie For For Mgmt
1.7 Elect Director L. Glenn Orr, Jr. For Withhold Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/14 Rayonier Inc. RYN 754907103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Paul G. Boynton For For Mgmt
1.2 Elect Director C. David Brown, II For For Mgmt
1.3 Elect Director John E. Bush For For Mgmt
1.4 Elect Director Mark E. Gaumond For For Mgmt
1.5 Elect Director Thomas I. Morgan For For Mgmt
1.6 Elect Director David W. Oskin For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Require Independent Board Chairman Against Against ShrHlder
5 Report on Risk Management of Effluent Discharges at Fiber Mill Against For ShrHlder
Page 17
MEETING DATE COMPANY TICKER SECURITY ID
05/15/14 Simon Property Group, Inc. SPG 828806109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Melvyn E. Bergstein For For Mgmt
1.2 Elect Director Larry C. Glasscock For For Mgmt
1.3 Elect Director Karen N. Horn For For Mgmt
1.4 Elect Director Allan Hubbard For For Mgmt
1.5 Elect Director Reuben S. Leibowitz For For Mgmt
1.6 Elect Director Daniel C. Smith For For Mgmt
1.7 Elect Director J. Albert Smith, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/14 Westar Energy, Inc. WR 95709T100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Mollie H. Carter For For Mgmt
1.2 Elect Director Jerry B. Farley For For Mgmt
1.3 Elect Director Mark A. Ruelle For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/16/14 CMS Energy Corporation CMS 125896100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jon E. Barfield For For Mgmt
1.2 Elect Director Kurt L. Darrow For For Mgmt
1.3 Elect Director Stephen E. Ewing For For Mgmt
1.4 Elect Director Richard M. Gabrys For For Mgmt
1.5 Elect Director William D. Harvey For For Mgmt
1.6 Elect Director David W. Joos For For Mgmt
1.7 Elect Director Philip R. Lochner, Jr. For For Mgmt
1.8 Elect Director John G. Russell For For Mgmt
1.9 Elect Director Kenneth L. Way For For Mgmt
1.10 Elect Director Laura H. Wright For For Mgmt
1.11 Elect Director John B. Yasinsky For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Approve Executive Incentive Bonus Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/19/14 Consolidated Edison, Inc. ED 209115104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Kevin Burke For For Mgmt
1b Elect Director Vincent A. Calarco For For Mgmt
1c Elect Director George Campbell, Jr. For For Mgmt
1d Elect Director Michael J. Del Giudice For For Mgmt
1e Elect Director Ellen V. Futter For For Mgmt
1f Elect Director John F. Hennessy, III For For Mgmt
1g Elect Director John F. Killian For For Mgmt
1h Elect Director John McAvoy For For Mgmt
1i Elect Director Armando J. Olivera For For Mgmt
1j Elect Director Sally H. Pinero For For Mgmt
1k Elect Director Michael W. Ranger For For Mgmt
1l Elect Director L. Frederick Sutherland For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Nonqualified Employee Stock Purchase Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/20/14 Redwood Trust, Inc. RWT 758075402
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard D. Baum For For Mgmt
1.2 Elect Director Mariann Byerwalter For For Mgmt
1.3 Elect Director Douglas B. Hansen For For Mgmt
1.4 Elect Director Martin S. Hughes For For Mgmt
1.5 Elect Director Greg H. Kubicek For For Mgmt
1.6 Elect Director Jeffrey T. Pero For For Mgmt
1.7 Elect Director Charles J. Toeniskoetter For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/20/14 Two Harbors Investment Corp. TWO 90187B101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director E. Spencer Abraham For For Mgmt
1.2 Elect Director James J. Bender For For Mgmt
1.3 Elect Director Mark D. Ein For For Mgmt
1.4 Elect Director Stephen G. Kasnet For For Mgmt
1.5 Elect Director Jacques R. Rolfo For For Mgmt
1.6 Elect Director W. Reid Sanders For For Mgmt
1.7 Elect Director Thomas E. Siering For For Mgmt
1.8 Elect Director Brian C. Taylor For For Mgmt
1.9 Elect Director Hope B. Woodhouse For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/21/14 DuPont Fabros Technology, Inc. DFT 26613Q106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael A. Coke For For Mgmt
1.2 Elect Director Lammot J. du Pont For For Mgmt
1.3 Elect Director Thomas D. Eckert For For Mgmt
1.4 Elect Director Hossein Fateh For For Mgmt
1.5 Elect Director Jonathan G. Heiliger For For Mgmt
1.6 Elect Director Frederic V. Malek For For Mgmt
1.7 Elect Director John T. Roberts, Jr. For For Mgmt
1.8 Elect Director John H. Toole For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/21/14 F.N.B. Corporation FNB 302520101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William B. Campbell For For Mgmt
1.2 Elect Director James D. Chiafullo For For Mgmt
1.3 Elect Director Vincent J. Delie, Jr. For For Mgmt
1.4 Elect Director Laura E. Ellsworth For For Mgmt
1.5 Elect Director Robert B. Goldstein For For Mgmt
1.6 Elect Director Stephen J. Gurgovits For For Mgmt
1.7 Elect Director David J. Malone For For Mgmt
1.8 Elect Director D. Stephen Martz For For Mgmt
1.9 Elect Director Robert J. McCarthy, Jr. For For Mgmt
1.10 Elect Director David L. Motley For For Mgmt
1.11 Elect Director Arthur J. Rooney, II For Withhold Mgmt
1.12 Elect Director John W. Rose For For Mgmt
1.13 Elect Director John S. Stanik For For Mgmt
1.14 Elect Director William J. Strimbu For For Mgmt
1.15 Elect Director Earl K. Wahl, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/21/14 MFA Financial, Inc. MFA 55272X102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Stephen R. Blank For For Mgmt
1b Elect Director William S. Gorin For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Declassify the Board of Directors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/21/14 Pinnacle West Capital Corporation PNW 723484101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Donald E. Brandt For For Mgmt
1.2 Elect Director Susan Clark-Johnson For For Mgmt
1.3 Elect Director Denis A. Cortese For For Mgmt
1.4 Elect Director Richard P. Fox For For Mgmt
1.5 Elect Director Michael L. Gallagher For For Mgmt
1.6 Elect Director Roy A. Herberger, Jr. For For Mgmt
1.7 Elect Director Dale E. Klein For For Mgmt
1.8 Elect Director Humberto S. Lopez For For Mgmt
1.9 Elect Director Kathryn L. Munro For For Mgmt
1.10 Elect Director Bruce J. Nordstrom For For Mgmt
1.11 Elect Director David P. Wagener For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
Page 18
MEETING DATE COMPANY TICKER SECURITY ID
05/21/14 PPL Corporation PPL 69351T106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Frederick M. Bernthal For For Mgmt
1.2 Elect Director John W. Conway For For Mgmt
1.3 Elect Director Philip G. Cox For For Mgmt
1.4 Elect Director Steven G. Elliott For For Mgmt
1.5 Elect Director Louise K. Goeser For For Mgmt
1.6 Elect Director Stuart E. Graham For For Mgmt
1.7 Elect Director Stuart Heydt For For Mgmt
1.8 Elect Director Raja Rajamannar For For Mgmt
1.9 Elect Director Craig A. Rogerson For For Mgmt
1.10 Elect Director William H. Spence For For Mgmt
1.11 Elect Director Natica von Althann For For Mgmt
1.12 Elect Director Keith H. Williamson For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Report on Political Contributions Against For ShrHlder
5 Amend Bylaws -- Call Special Meetings Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/21/14 Xcel Energy Inc. XEL 98389B100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gail Koziara Boudreaux For For Mgmt
1b Elect Director Richard K. Davis For For Mgmt
1c Elect Director Ben Fowke For For Mgmt
1d Elect Director Albert F. Moreno For For Mgmt
1e Elect Director Richard T. O'Brien For For Mgmt
1f Elect Director Christopher J. Policinski For For Mgmt
1g Elect Director A. Patricia Sampson For For Mgmt
1h Elect Director James J. Sheppard For For Mgmt
1i Elect Director David A. Westerlund For For Mgmt
1j Elect Director Kim Williams For For Mgmt
1k Elect Director Timothy V. Wolf For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Require Independent Board Chairman Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 Aircastle Limited AYR G0129K104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ronald L. Merriman For For Mgmt
1.2 Elect Director Agnes Mura For For Mgmt
1.3 Elect Director Charles W. Pollard For For Mgmt
2 Approve Increase in Size of Board For For Mgmt
3 Ratify Ernst & Young, LLP as Auditors For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Advisory Vote to Ratify Named Officer's Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 Annaly Capital Management, Inc. NLY 035710409
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Jonathan D. Green For For Mgmt
1b Elect Director John H. Schaefer For For Mgmt
1c Elect Director Francine J. Bovich For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 Intel Corporation INTC 458140100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Charlene Barshefsky For For Mgmt
1b Elect Director Andy D. Bryant For For Mgmt
1c Elect Director Susan L. Decker For For Mgmt
1d Elect Director John J. Donahoe For For Mgmt
1e Elect Director Reed E. Hundt For For Mgmt
1f Elect Director Brian M. Krzanich For For Mgmt
1g Elect Director James D. Plummer For For Mgmt
1h Elect Director David S. Pottruck For For Mgmt
1i Elect Director Frank D. Yeary For For Mgmt
1j Elect Director David B. Yoffie For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 NATIONAL RETAIL PROPERTIES, INC. NNN 637417106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Don DeFosset For For Mgmt
1.2 Elect Director David M. Fick For For Mgmt
1.3 Elect Director Edward J. Fritsch For For Mgmt
1.4 Elect Director Kevin B. Habicht For For Mgmt
1.5 Elect Director Richard B. Jennings For For Mgmt
1.6 Elect Director Ted B. Lanier For For Mgmt
1.7 Elect Director Robert C. Legler For For Mgmt
1.8 Elect Director Craig Macnab For For Mgmt
1.9 Elect Director Robert Martinez For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 Taubman Centers, Inc. TCO 876664103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert S. Taubman For For Mgmt
1.2 Elect Director Lisa A. Payne For For Mgmt
1.3 Elect Director William U. Parfet For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/14 Old Republic International Corporation ORI 680223104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James C. Hellauer For For Mgmt
1.2 Elect Director Arnold L. Steiner For For Mgmt
1.3 Elect Director Fredricka Taubitz For For Mgmt
1.4 Elect Director Aldo C. Zucaro For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/28/14 Capstead Mortgage Corporation CMO 14067E506
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jack Bernard For For Mgmt
1.2 Elect Director Jack Biegler For For Mgmt
1.3 Elect Director Michelle P. Goolsby For For Mgmt
1.4 Elect Director Andrew F. Jacobs For For Mgmt
1.5 Elect Director Gary Keiser For For Mgmt
1.6 Elect Director Christopher W. Mahowald For For Mgmt
1.7 Elect Director Michael G. O'Neil For For Mgmt
1.8 Elect Director Mark S. Whiting For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/28/14 The Southern Company SO 842587107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Juanita Powell Baranco For For Mgmt
1b Elect Director Jon A. Boscia For For Mgmt
1c Elect Director Henry A. 'Hal' Clark, III For For Mgmt
1d Elect Director Thomas A. Fanning For For Mgmt
1e Elect Director David J. Grain For For Mgmt
1f Elect Director Veronica M. Hagen For For Mgmt
1g Elect Director Warren A. Hood, Jr. For For Mgmt
1h Elect Director Linda P. Hudson For For Mgmt
1i Elect Director Donald M. James For For Mgmt
1j Elect Director Dale E. Klein For For Mgmt
1k Elect Director William G. Smith, Jr. For For Mgmt
1l Elect Director Steven R. Specker For For Mgmt
1m Elect Director E. Jenner Wood, III For Against Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Require Independent Board Chairman Against For ShrHlder
Page 19
MEETING DATE COMPANY TICKER SECURITY ID
06/03/14 Buckeye Partners, L.P. BPL 118230101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Forrest E. Wylie For For Mgmt
1.2 Elect Director Barbara J. Duganier For For Mgmt
1.3 Elect Director Joseph A. LaSala, Jr. For For Mgmt
1.4 Elect Director Martin A. White For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/06/14 Garmin Ltd. GRMN G37260109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Chairman of Meeting For For Mgmt
2 Accept Consolidated Financial Statements and Statutory Reports For For Mgmt
3 Accept Financial Statements and Statutory Reports For For Mgmt
4 Approve Dividends For For Mgmt
5 Approve Discharge of Board and Senior Management For For Mgmt
6.1 Elect Director Donald H. Eller For For Mgmt
6.2 Elect Director Joseph J. Hartnett For For Mgmt
6.3 Elect Director Min H. Kao For For Mgmt
6.4 Elect Director Charles W. Peffer For For Mgmt
6.5 Elect Director Clifton A. Pemble For For Mgmt
6.6 Elect Director Thomas P. Poberezny For For Mgmt
7 Elect Min Kao as Board Chairman For For Mgmt
8.1 Appoint Donald H. Eller as Member of the Compensation Committee For For Mgmt
8.2 Appoint Joseph J. Hartnett as Member of the Compensation Committee For For Mgmt
8.3 Appoint Charles W. Peffer as Member of the Compensation Committee For For Mgmt
8.4 Appoint Thomas P. Poberezny as Member of the Compensation Committee For For Mgmt
9 Designate Reiss + Preuss LLP as Independent Proxy For For Mgmt
10 Ratify Ernst and Young LLP as Auditors For For Mgmt
11 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
12 Amend Articles Implementing Requirements Under the Swiss Ordinance
Regarding Elections and Certain Other Matters For For Mgmt
13 Amend Articles Implementing Requirements Under the Swiss Ordinance
Regarding Compensation of the Board and Executive Management and
Related Matters For For Mgmt
14 Amend Articles Allowing General Meetings to be Held Online For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/10/14 LTC Properties, Inc. LTC 502175102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Boyd W. Hendrickson For For Mgmt
1.2 Elect Director Edmund C. King For For Mgmt
1.3 Elect Director James J. Pieczynski For For Mgmt
1.4 Elect Director Devra G. Shapiro For For Mgmt
1.5 Elect Director Wendy L. Simpson For For Mgmt
1.6 Elect Director Timothy J. Triche For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/12/14 Omega Healthcare Investors, Inc. OHI 681936100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Barbara B. Hill For For Mgmt
1.2 Elect Director Harold J. Kloosterman For For Mgmt
1.3 Elect Director C. Taylor Pickett For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/19/14 BreitBurn Energy Partners L.P. BBEP 106776107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Randall H. Breitenbach For For Mgmt
1.2 Elect Director David B. Kilpatrick For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
--------------------------------------------------------------------------------
International Multi-Asset Diversified Income Index Fund
--------------------------------------------------------------------------------
The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
--------------------------------------------------------------------------------
First Trust High Income ETF
--------------------------------------------------------------------------------
The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
Page 20
--------------------------------------------------------------------------------
First Trust Low Beta Income ETF
--------------------------------------------------------------------------------
MEETING DATE COMPANY TICKER SECURITY ID
04/16/14 Sonoco Products Company SON 835495102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Harry A. Cockrell For For Mgmt
1.2 Elect Director Blythe J. McGarvie For For Mgmt
1.3 Elect Director James M. Micali For For Mgmt
1.4 Elect Director Lloyd W. Newton For For Mgmt
1.5 Elect Director Marc D. Oken For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/16/14 Waddell & Reed Financial, Inc. WDR 930059100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Sharilyn S. Gasaway For For Mgmt
1.2 Elect Director Alan W. Kosloff For For Mgmt
1.3 Elect Director Jerry W. Walton For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/22/14 Praxair, Inc. PX 74005P104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Stephen F. Angel For For Mgmt
1.2 Elect Director Oscar Bernardes For For Mgmt
1.3 Elect Director Nance K. Dicciani For For Mgmt
1.4 Elect Director Edward G. Galante For For Mgmt
1.5 Elect Director Claire W. Gargalli For For Mgmt
1.6 Elect Director Ira D. Hall For For Mgmt
1.7 Elect Director Raymond W. LeBoeuf For For Mgmt
1.8 Elect Director Larry D. McVay For For Mgmt
1.9 Elect Director Denise L. Ramos For For Mgmt
1.10 Elect Director Wayne T. Smith For For Mgmt
1.11 Elect Director Robert L. Wood For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/22/14 RPC, Inc. RES 749660106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director R. Randall Rollins For Withhold Mgmt
1.2 Elect Director Henry B. Tippie For For Mgmt
1.3 Elect Director James B. Williams For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Report on Sustainability Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/24/14 Cullen/Frost Bankers, Inc. CFR 229899109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director R. Denny Alexander For For Mgmt
1.2 Elect Director Carlos Alvarez For For Mgmt
1.3 Elect Director Royce S. Caldwell For For Mgmt
1.4 Elect Director Crawford H. Edwards For For Mgmt
1.5 Elect Director Ruben M. Escobedo For For Mgmt
1.6 Elect Director Richard W. Evans, Jr. For For Mgmt
1.7 Elect Director Patrick B. Frost For For Mgmt
1.8 Elect Director David J. Haemisegger For For Mgmt
1.9 Elect Director Karen E. Jennings For For Mgmt
1.10 Elect Director Richard M. Kleberg, III For For Mgmt
1.11 Elect Director Charles W. Matthews For For Mgmt
1.12 Elect Director Ida Clement Steen For For Mgmt
1.13 Elect Director Horace Wilkins, Jr. For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/24/14 Diebold, Incorporated DBD 253651103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Patrick W. Allender For Withhold Mgmt
1.2 Elect Director Roberto Artavia For Withhold Mgmt
1.3 Elect Director Bruce L. Byrnes For Withhold Mgmt
1.4 Elect Director Phillip R. Cox For For Mgmt
1.5 Elect Director Richard L. Crandall For For Mgmt
1.6 Elect Director Gale S. Fitzgerald For For Mgmt
1.7 Elect Director Gary G. Greenfield For For Mgmt
1.8 Elect Director Andreas W. Mattes For For Mgmt
1.9 Elect Director Robert S. Prather, Jr. For Withhold Mgmt
1.10 Elect Director Rajesh K. Soin For For Mgmt
1.11 Elect Director Henry D.G. Wallace For For Mgmt
1.12 Elect Director Alan J. Weber For Withhold Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Approve Nonqualified Employee Stock Purchase Plan For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/24/14 Lexmark International, Inc. LXK 529771107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ralph E. Gomory For For Mgmt
1b Elect Director Jared L. Cohon For For Mgmt
1c Elect Director J. Edward Coleman For For Mgmt
1d Elect Director Sandra L. Helton For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/24/14 Polaris Industries Inc. PII 731068102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kevin M. Farr For For Mgmt
1.2 Elect Director Gary E. Hendrickson For For Mgmt
1.3 Elect Director R. M. (Mark) Schreck For For Mgmt
1.4 Elect Director William G. Van Dyke For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/14 Abbott Laboratories ABT 002824100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert J. Alpern For For Mgmt
1.2 Elect Director Roxanne S. Austin For For Mgmt
1.3 Elect Director Sally E. Blount For For Mgmt
1.4 Elect Director W. James Farrell For For Mgmt
1.5 Elect Director Edward M. Liddy For For Mgmt
1.6 Elect Director Nancy McKinstry For For Mgmt
1.7 Elect Director Phebe N. Novakovic For For Mgmt
1.8 Elect Director William A. Osborn For For Mgmt
1.9 Elect Director Samuel C. Scott, III For For Mgmt
1.10 Elect Director Glenn F. Tilton For For Mgmt
1.11 Elect Director Miles D. White For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Label Products with GMO Ingredients Against Against ShrHlder
5 Report on Lobbying Payments and Policy Against Against ShrHlder
6 Cease Compliance Adjustments to Performance Criteria Against For ShrHlder
Page 21
MEETING DATE COMPANY TICKER SECURITY ID
04/28/14 CRANE CO. CR 224399105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director E. Thayer Bigelow For For Mgmt
1.2 Elect Director Philip R. Lochner, Jr. For For Mgmt
1.3 Elect Director Max H. Mitchell For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/28/14 Honeywell International Inc. HON 438516106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Gordon M. Bethune For For Mgmt
1B Elect Director Kevin Burke For For Mgmt
1C Elect Director Jaime Chico Pardo For For Mgmt
1D Elect Director David M. Cote For For Mgmt
1E Elect Director D. Scott Davis For For Mgmt
1F Elect Director Linnet F. Deily For For Mgmt
1G Elect Director Judd Gregg For For Mgmt
1H Elect Director Clive Hollick For For Mgmt
1I Elect Director Grace D. Lieblein For For Mgmt
1J Elect Director George Paz For For Mgmt
1K Elect Director Bradley T. Sheares For For Mgmt
1L Elect Director Robin L. Washington For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Require Independent Board Chairman Against For ShrHlder
5 Provide Right to Act by Written Consent Against For ShrHlder
6 Pro-rata Vesting of Equity Awards Against For ShrHlder
7 Report on Lobbying Payments and Policy Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/28/14 United Technologies Corporation UTX 913017109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Louis R. Chenevert For For Mgmt
1b Elect Director John V. Faraci For For Mgmt
1c Elect Director Jean-Pierre Garnier For For Mgmt
1d Elect Director Jamie S. Gorelick For For Mgmt
1e Elect Director Edward A. Kangas For For Mgmt
1f Elect Director Ellen J. Kullman For For Mgmt
1g Elect Director Marshall O. Larsen For For Mgmt
1h Elect Director Harold McGraw, III For For Mgmt
1i Elect Director Richard B. Myers For For Mgmt
1j Elect Director H. Patrick Swygert For For Mgmt
1k Elect Director Andre Villeneuve For For Mgmt
1l Elect Director Christine Todd Whitman For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/29/14 COGNEX CORPORATION CGNX 192422103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert J. Shillman For For Mgmt
1.2 Elect Director Theodor Krantz For For Mgmt
1.3 Elect Director J. Bruce Robinson For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/29/14 International Business Machines Corporation IBM 459200101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Alain J.P. Belda For For Mgmt
1.2 Elect Director William R. Brody For For Mgmt
1.3 Elect Director Kenneth I. Chenault For For Mgmt
1.4 Elect Director Michael L. Eskew For For Mgmt
1.5 Elect Director David N. Farr For For Mgmt
1.6 Elect Director Shirley Ann Jackson For For Mgmt
1.7 Elect Director Andrew N. Liveris For For Mgmt
1.8 Elect Director W. James McNerney, Jr. For For Mgmt
1.9 Elect Director James W. Owens For For Mgmt
1.10 Elect Director Virginia M. Rometty For For Mgmt
1.11 Elect Director Joan E. Spero For For Mgmt
1.12 Elect Director Sidney Taurel For For Mgmt
1.13 Elect Director Lorenzo H. Zambrano For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Approve Qualified Employee Stock Purchase Plan For For Mgmt
6 Report on Lobbying Payments and Policy Against For ShrHlder
7 Provide Right to Act by Written Consent Against For ShrHlder
8 Pro-rata Vesting of Equity Awards Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/30/14 EMC Corporation EMC 268648102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Michael W. Brown For For Mgmt
1b Elect Director Randolph L. Cowen For For Mgmt
1c Elect Director Gail Deegan For For Mgmt
1d Elect Director James S. DiStasio For For Mgmt
1e Elect Director John R. Egan For For Mgmt
1f Elect Director William D. Green For For Mgmt
1g Elect Director Edmund F. Kelly For For Mgmt
1h Elect Director Jami Miscik For For Mgmt
1i Elect Director Paul Sagan For For Mgmt
1j Elect Director David N. Strohm For For Mgmt
1k Elect Director Joseph M. Tucci For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Require Independent Board Chairman Against For ShrHlder
5 Screen Political Contributions for Consistency with Corporate Values Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/30/14 Validus Holdings, Ltd. VR G9319H102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Joseph E. (Jeff) Consolino For For Mgmt
1.2 Elect Director Matthew J. Grayson For For Mgmt
1.3 Elect Director Jean-Marie Nessi For For Mgmt
1.4 Elect Director Mandakini Puri For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify PricewaterhouseCoopers, Ltd., Hamilton, Bermuda as Independent
Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/01/14 Tractor Supply Company TSCO 892356106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Cynthia T. Jamison For For Mgmt
1.2 Elect Director Johnston C. Adams For For Mgmt
1.3 Elect Director Peter D. Bewley For For Mgmt
1.4 Elect Director Jack C. Bingleman For For Mgmt
1.5 Elect Director Richard W. Frost For For Mgmt
1.6 Elect Director George MacKenzie For For Mgmt
1.7 Elect Director Edna K. Morris For For Mgmt
1.8 Elect Director Gregory A. Sandfort For For Mgmt
1.9 Elect Director Mark J. Weikel For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/02/14 Occidental Petroleum Corporation OXY 674599105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Spencer Abraham For For Mgmt
1.2 Elect Director Howard I. Atkins For For Mgmt
1.3 Elect Director Eugene L. Batchelder For For Mgmt
1.4 Elect Director Stephen I. Chazen For For Mgmt
1.5 Elect Director Edward P. Djerejian For For Mgmt
1.6 Elect Director John E. Feick For For Mgmt
1.7 Elect Director Margaret M. Foran For For Mgmt
1.8 Elect Director Carlos M. Gutierrez For For Mgmt
1.9 Elect Director William R. Klesse For For Mgmt
1.10 Elect Director Avedick B. Poladian For For Mgmt
1.11 Elect Director Elisse B. Walter For For Mgmt
2 Remove Age Restriction for Directors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Provide Right to Act by Written Consent For For Mgmt
5 Separate the Roles of the Chairman of the Board and the Chief
Executive Officer For For Mgmt
6 Ratify Auditors For For Mgmt
7 Stock Retention/Holding Period Against For ShrHlder
8 Review and Assess Membership of Lobbying Organizations Against For ShrHlder
9 Report on Management of Hydraulic Fracturing Risks and Opportunities Against For ShrHlder
10 Report on Methane Emissions Management and Reduction Targets Against For ShrHlder
Page 22
MEETING DATE COMPANY TICKER SECURITY ID
05/02/14 RLJ Lodging Trust RLJ 74965L101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert L. Johnson For For Mgmt
1.2 Elect Director Thomas J. Baltimore, Jr. For For Mgmt
1.3 Elect Director Evan Bayh For For Mgmt
1.4 Elect Director Nathaniel A. Davis For For Mgmt
1.5 Elect Director Robert M. La Forgia For For Mgmt
1.6 Elect Director Glenda G. McNeal For For Mgmt
1.7 Elect Director Joseph Ryan For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/06/14 Baxter International Inc. BAX 071813109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Wayne T. Hockmeyer For For Mgmt
1b Elect Director Robert L. Parkinson, Jr. For For Mgmt
1c Elect Director Thomas T. Stallkamp For For Mgmt
1d Elect Director Albert P. L. Stroucken For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Provide Right to Act by Written Consent Against For ShrHlder
5 Stock Retention/Holding Period Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/06/14 Bristol-Myers Squibb Company BMY 110122108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Lamberto Andreotti For For Mgmt
1B Elect Director Lewis B. Campbell For For Mgmt
1C Elect Director James M. Cornelius For For Mgmt
1D Elect Director Laurie H. Glimcher For For Mgmt
1E Elect Director Michael Grobstein For For Mgmt
1F Elect Director Alan J. Lacy For For Mgmt
1G Elect Director Thomas J. Lynch, Jr. For For Mgmt
1H Elect Director Dinesh C. Paliwal For For Mgmt
1I Elect Director Vicki L. Sato For For Mgmt
1J Elect Director Gerald L. Storch For For Mgmt
1K Elect Director Togo D. West, Jr. For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Adopt Simple Majority Vote None For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/06/14 West Pharmaceutical Services, Inc. WST 955306105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Mark A. Buthman For For Mgmt
1.2 Elect Director William F. Feehery For For Mgmt
1.3 Elect Director Thomas W. Hofmann For For Mgmt
1.4 Elect Director Paula A. Johnson For For Mgmt
1.5 Elect Director Myla P. Lai-Goldman For For Mgmt
1.6 Elect Director Douglas A. Michels For For Mgmt
1.7 Elect Director Donald E. Morel, Jr. For For Mgmt
1.8 Elect Director John H. Weiland For For Mgmt
1.9 Elect Director Anthony Welters For For Mgmt
1.10 Elect Director Patrick J. Zenner For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Other Business For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/07/14 Dominion Resources, Inc. D 25746U109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William P. Barr For For Mgmt
1.2 Elect Director Peter W. Brown For For Mgmt
1.3 Elect Director Helen E. Dragas For For Mgmt
1.4 Elect Director James O. Ellis, Jr. For For Mgmt
1.5 Elect Director Thomas F. Farrell, II For For Mgmt
1.6 Elect Director John W. Harris For Against Mgmt
1.7 Elect Director Mark J. Kington For For Mgmt
1.8 Elect Director Pamela J. Royal For For Mgmt
1.9 Elect Director Robert H. Spilman, Jr. For For Mgmt
1.10 Elect Director Michael E. Szymanczyk For For Mgmt
1.11 Elect Director David A. Wollard For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Stock Retention/Holding Period Against For ShrHlder
6 Report on Financial and Physical Risks of Climate Change Against For ShrHlder
7 Report on Methane Emissions Management and Reduction Targets Against For ShrHlder
8 Report on Lobbying Payments and Policy Against Against ShrHlder
9 Report on Environmental Impacts of Biomass and Assess Risks Against For ShrHlder
10 Adopt Quantitative GHG Goals for Products and Operations Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/07/14 Exelis Inc. XLS 30162A108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Paul J. Kern For For Mgmt
1b Elect Director Mark L. Reuss For For Mgmt
1c Elect Director Billie I. Williamson For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Provide Right to Call Special Meeting For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/07/14 Hawaiian Electric Industries, Inc. HE 419870100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Peggy Y. Fowler For For Mgmt
1.2 Elect Director Keith P. Russell For For Mgmt
1.3 Elect Director Barry K. Taniguchi For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/07/14 LaSalle Hotel Properties LHO 517942108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael D. Barnello For For Mgmt
1.2 Elect Director Donald A. Washburn For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Declassify the Board of Directors For For Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/07/14 Six Flags Entertainment Corporation SIX 83001A102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kurt M. Cellar For For Mgmt
1.2 Elect Director Charles A. Koppelman For For Mgmt
1.3 Elect Director Jon L. Luther For For Mgmt
1.4 Elect Director Usman Nabi For For Mgmt
1.5 Elect Director Stephen D. Owens For For Mgmt
1.6 Elect Director James Reid-Anderson For For Mgmt
1.7 Elect Director Richard W. Roedel For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/08/14 Covanta Holding Corporation CVA 22282E102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David M. Barse For For Mgmt
1.2 Elect Director Ronald J. Broglio For For Mgmt
1.3 Elect Director Peter C.B. Bynoe For Withhold Mgmt
1.4 Elect Director Linda J. Fisher For For Mgmt
1.5 Elect Director Joseph M. Holsten For For Mgmt
1.6 Elect Director Anthony J. Orlando For For Mgmt
1.7 Elect Director William C. Pate For For Mgmt
1.8 Elect Director Robert S. Silberman For For Mgmt
1.9 Elect Director Jean Smith For For Mgmt
1.10 Elect Director Samuel Zell For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
Page 23
MEETING DATE COMPANY TICKER SECURITY ID
05/08/14 Ford Motor Company F 345370860
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Stephen G. Butler For For Mgmt
1.2 Elect Director Kimberly A. Casiano For For Mgmt
1.3 Elect Director Anthony F. Earley, Jr. For For Mgmt
1.4 Elect Director Edsel B. Ford, II For For Mgmt
1.5 Elect Director William Clay Ford, Jr. For For Mgmt
1.6 Elect Director Richard A. Gephardt For For Mgmt
1.7 Elect Director James P. Hackett For For Mgmt
1.8 Elect Director James H. Hance, Jr. For For Mgmt
1.9 Elect Director William W. Helman, IV For For Mgmt
1.10 Elect Director Jon M. Huntsman, Jr. For For Mgmt
1.11 Elect Director John C. Lechleiter For For Mgmt
1.12 Elect Director Ellen R. Marram For For Mgmt
1.13 Elect Director Alan Mulally For For Mgmt
1.14 Elect Director Homer A. Neal For For Mgmt
1.15 Elect Director Gerald L. Shaheen For For Mgmt
1.16 Elect Director John L. Thornton For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Approve Non-Employee Director Omnibus Stock Plan For For Mgmt
5 Approve Recapitalization Plan for all Stock to Have One-vote per Share Against For ShrHlder
6 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/08/14 United Parcel Service, Inc. UPS 911312106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director F. Duane Ackerman For For Mgmt
1b Elect Director Rodney C. Adkins For For Mgmt
1c Elect Director Michael J. Burns For For Mgmt
1d Elect Director D. Scott Davis For For Mgmt
1e Elect Director Stuart E. Eizenstat For For Mgmt
1f Elect Director Michael L. Eskew For For Mgmt
1g Elect Director William R. Johnson For For Mgmt
1h Elect Director Candace Kendle For For Mgmt
1i Elect Director Ann M. Livermore For For Mgmt
1j Elect Director Rudy H.P. Markham For For Mgmt
1k Elect Director Clark T. "Sandy" Randt, Jr. For For Mgmt
1l Elect Director Carol B. Tome For For Mgmt
1m Elect Director Kevin M. Warsh For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Report on Lobbying Payments and Policy Against For ShrHlder
5 Approve Recapitalization Plan for all Stock to Have One-vote per Share Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/09/14 AbbVie Inc. ABBV 00287Y109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert J. Alpern For For Mgmt
1.2 Elect Director Edward M. Liddy For For Mgmt
1.3 Elect Director Frederick H. Waddell For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/14 Colgate-Palmolive Company CL 194162103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Nikesh Arora For For Mgmt
1b Elect Director John T. Cahill For For Mgmt
1c Elect Director Ian Cook For For Mgmt
1d Elect Director Helene D. Gayle For For Mgmt
1e Elect Director Ellen M. Hancock For For Mgmt
1f Elect Director Joseph Jimenez For For Mgmt
1g Elect Director Richard J. Kogan For For Mgmt
1h Elect Director Delano E. Lewis For For Mgmt
1i Elect Director J. Pedro Reinhard For For Mgmt
1j Elect Director Stephen I. Sadove For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Stock Retention Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/09/14 Equity One, Inc. EQY 294752100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Cynthia R. Cohen For Withhold Mgmt
1.2 Elect Director Neil Flanzraich For For Mgmt
1.3 Elect Director Jordan Heller For For Mgmt
1.4 Elect Director Chaim Katzman For Withhold Mgmt
1.5 Elect Director Peter Linneman For For Mgmt
1.6 Elect Director Galia Maor For Withhold Mgmt
1.7 Elect Director Jeffrey S. Olson For For Mgmt
1.8 Elect Director Dori Segal For Withhold Mgmt
1.9 Elect Director David Fischel For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/14 Rockwood Holdings, Inc. ROC 774415103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Doug Maine For For Mgmt
1.2 Elect Director Alejandro Wolff For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Amend Executive Incentive Bonus Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/14 Tupperware Brands Corporation TUP 899896104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Catherine A. Bertini For For Mgmt
1.2 Elect Director Susan M. Cameron For For Mgmt
1.3 Elect Director Kriss Cloninger, III For For Mgmt
1.4 Elect Director E. V. Goings For For Mgmt
1.5 Elect Director Joe R. Lee For For Mgmt
1.6 Elect Director Angel R. Martinez For For Mgmt
1.7 Elect Director Antonio Monteiro de Castro For For Mgmt
1.8 Elect Director Robert J. Murray For For Mgmt
1.9 Elect Director David R. Parker For For Mgmt
1.10 Elect Director Joyce M. Roche For For Mgmt
1.11 Elect Director M. Anne Szostak For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/14 Royal Caribbean Cruises Ltd. RCL V7780T103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director John F. Brock For For Mgmt
1b Elect Director Eyal M. Ofer For For Mgmt
1c Elect Director William K. Reilly For For Mgmt
1d Elect Director Vagn O. Sorensen For For Mgmt
1e Elect Director Arne Alexander Wilhelmsen For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/13/14 3M Company MMM 88579Y101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Linda G. Alvarado For For Mgmt
1b Elect Director Thomas 'Tony' K. Brown For For Mgmt
1c Elect Director Vance D. Coffman For For Mgmt
1d Elect Director Michael L. Eskew For For Mgmt
1e Elect Director Herbert L. Henkel For For Mgmt
1f Elect Director Muhtar Kent For For Mgmt
1g Elect Director Edward M. Liddy For For Mgmt
1h Elect Director Inge G. Thulin For For Mgmt
1i Elect Director Robert J. Ulrich For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Provide Right to Act by Written Consent Against For ShrHlder
Page 24
MEETING DATE COMPANY TICKER SECURITY ID
05/13/14 Alliant Energy Corporation LNT 018802108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Patrick E. Allen For For Mgmt
1.2 Elect Director Patricia L. Kampling For For Mgmt
1.3 Elect Director Singleton B. McAllister For For Mgmt
1.4 Elect Director Susan D. Whiting For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/13/14 Arthur J. Gallagher & Co. AJG 363576109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Sherry S. Barrat For For Mgmt
1b Elect Director William L. Bax For For Mgmt
1c Elect Director Frank E. English, Jr. For For Mgmt
1d Elect Director J. Patrick Gallagher, Jr. For For Mgmt
1e Elect Director Elbert O. Hand For For Mgmt
1f Elect Director David S. Johnson For For Mgmt
1g Elect Director Kay W. McCurdy For For Mgmt
1h Elect Director Norman L. Rosenthal For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/13/14 National Instruments Corporation NATI 636518102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jeffrey L. Kodosky For For Mgmt
1.2 Elect Director Donald M. Carlton For For Mgmt
1.3 Elect Director Michael E. McGrath For For Mgmt
2 Amend Qualified Employee Stock Purchase Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/13/14 Packaging Corporation of America PKG 695156109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Cheryl K. Beebe For For Mgmt
1.2 Elect Director Hasan Jameel For For Mgmt
1.3 Elect Director Mark W. Kowlzan For For Mgmt
1.4 Elect Director Robert C. Lyons For For Mgmt
1.5 Elect Director Thomas P. Maurer For For Mgmt
1.6 Elect Director Samuel M. Mencoff For For Mgmt
1.7 Elect Director Roger B. Porter For For Mgmt
1.8 Elect Director Thomas S. Souleles For For Mgmt
1.9 Elect Director Paul T. Stecko For For Mgmt
1.10 Elect Director James D. Woodrum For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/14 Steel Dynamics, Inc. STLD 858119100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Mark D. Millett For For Mgmt
1.2 Elect Director Richard P. Teets, Jr. For For Mgmt
1.3 Elect Director John C. Bates For For Mgmt
1.4 Elect Director Keith E. Busse For For Mgmt
1.5 Elect Director Frank D. Byrne For For Mgmt
1.6 Elect Director Traci M. Dolan For For Mgmt
1.7 Elect Director Paul B. Edgerley For For Mgmt
1.8 Elect Director Jurgen Kolb For For Mgmt
1.9 Elect Director James C. Marcuccilli For For Mgmt
1.10 Elect Director Bradley S. Seaman For For Mgmt
1.11 Elect Director Gabriel L. Shaheen For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Nonqualified Employee Stock Purchase Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/14 The Dow Chemical Company DOW 260543103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Arnold A. Allemang For For Mgmt
1b Elect Director Ajay Banga For For Mgmt
1c Elect Director Jacqueline K. Barton For For Mgmt
1d Elect Director James A. Bell For For Mgmt
1e Elect Director Jeff M. Fettig For For Mgmt
1f Elect Director Andrew N. Liveris For For Mgmt
1g Elect Director Paul Polman For For Mgmt
1h Elect Director Dennis H. Reilley For For Mgmt
1i Elect Director James M. Ringler For For Mgmt
1j Elect Director Ruth G. Shaw For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Provide Right to Act by Written Consent Against For ShrHlder
6 Stock Retention/Holding Period Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/15/14 Union Pacific Corporation UNP 907818108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Andrew H. Card, Jr. For For Mgmt
1.2 Elect Director Erroll B. Davis, Jr. For For Mgmt
1.3 Elect Director David B. Dillon For For Mgmt
1.4 Elect Director Judith Richards Hope For For Mgmt
1.5 Elect Director John J. Koraleski For For Mgmt
1.6 Elect Director Charles C. Krulak For For Mgmt
1.7 Elect Director Michael R. McCarthy For For Mgmt
1.8 Elect Director Michael W. McConnell For For Mgmt
1.9 Elect Director Thomas F. McLarty, III For For Mgmt
1.10 Elect Director Steven R. Rogel For For Mgmt
1.11 Elect Director Jose H. Villarreal For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Increase Authorized Common Stock For For Mgmt
5 Stock Retention/Holding Period Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/15/14 Westar Energy, Inc. WR 95709T100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Mollie H. Carter For For Mgmt
1.2 Elect Director Jerry B. Farley For For Mgmt
1.3 Elect Director Mark A. Ruelle For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/20/14 JPMorgan Chase & Co. JPM 46625h100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Linda B. Bammann For For Mgmt
1b Elect Director James A. Bell For For Mgmt
1c Elect Director Crandall C. Bowles For For Mgmt
1d Elect Director Stephen B. Burke For For Mgmt
1e Elect Director James S. Crown For For Mgmt
1f Elect Director James Dimon For For Mgmt
1g Elect Director Timothy P. Flynn For For Mgmt
1h Elect Director Laban P. Jackson, Jr. For For Mgmt
1i Elect Director Michael A. Neal For For Mgmt
1j Elect Director Lee R. Raymond For For Mgmt
1k Elect Director William C. Weldon For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Report on Lobbying Payments and Policy Against Against ShrHlder
5 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For ShrHlder
6 Provide for Cumulative Voting Against For ShrHlder
Page 25
MEETING DATE COMPANY TICKER SECURITY ID
05/21/14 Comcast Corporation CMCSA 20030N101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kenneth J. Bacon For For Mgmt
1.2 Elect Director Sheldon M. Bonovitz For For Mgmt
1.3 Elect Director Edward D. Breen For For Mgmt
1.4 Elect Director Joseph J. Collins For For Mgmt
1.5 Elect Director J. Michael Cook For For Mgmt
1.6 Elect Director Gerald L. Hassell For For Mgmt
1.7 Elect Director Jeffrey A. Honickman For For Mgmt
1.8 Elect Director Eduardo G. Mestre For For Mgmt
1.9 Elect Director Brian L. Roberts For For Mgmt
1.10 Elect Director Ralph J. Roberts For For Mgmt
1.11 Elect Director Johnathan A. Rodgers For For Mgmt
1.12 Elect Director Judith Rodin For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Report on Lobbying Payments and Policy Against For ShrHlder
5 Pro-rata Vesting of Equity Plans Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/21/14 Flowers Foods, Inc. FLO 343498101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Benjamin H. Griswold, IV For For Mgmt
1.2 Elect Director Margaret G. Lewis For For Mgmt
1.3 Elect Director Allen L. Shiver For For Mgmt
1.4 Elect Director C. Martin Wood, III For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Adopt Majority Voting for Uncontested Election of Directors For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/21/14 Foot Locker, Inc. FL 344849104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Nicholas DiPaolo For For Mgmt
1b Elect Director Matthew M. McKenna For For Mgmt
1c Elect Director Steven Oakland For For Mgmt
1d Elect Director Cheryl Nido Turpin For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/21/14 Kronos Worldwide, Inc. KRO 50105F105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Keith R. Coogan For For Mgmt
1.2 Elect Director Loretta J. Feehan For Withhold Mgmt
1.3 Elect Director Cecil H. Moore, Jr. For For Mgmt
1.4 Elect Director Bobby D. O'Brien For Withhold Mgmt
1.5 Elect Director Thomas P. Stafford For For Mgmt
1.6 Elect Director R. Gerald Turner For For Mgmt
1.7 Elect Director Steven L. Watson For Withhold Mgmt
1.8 Elect Director C. Kern Wildenthal For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/21/14 Mondelez International, Inc. MDLZ 609207105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Stephen F. Bollenbach For For Mgmt
1b Elect Director Lewis W.K. Booth For For Mgmt
1c Elect Director Lois D. Juliber For For Mgmt
1d Elect Director Mark D. Ketchum For For Mgmt
1e Elect Director Jorge S. Mesquita For For Mgmt
1f Elect Director Nelson Peltz For For Mgmt
1g Elect Director Fredric G. Reynolds For For Mgmt
1h Elect Director Irene B. Rosenfeld For For Mgmt
1i Elect Director Patrick T. Siewert For For Mgmt
1j Elect Director Ruth J. Simmons For For Mgmt
1k Elect Director Ratan N. Tata For For Mgmt
1l Elect Director Jean-Francois M. L. van Boxmeer For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Assess Environmental Impact of Non-Recyclable Packaging Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 CBOE Holdings, Inc. CBOE 12503M108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William J. Brodsky For For Mgmt
1.2 Elect Director James R. Boris For For Mgmt
1.3 Elect Director Frank E. English, Jr. For For Mgmt
1.4 Elect Director Edward J. Fitzpatrick For For Mgmt
1.5 Elect Director Janet P. Froetscher For For Mgmt
1.6 Elect Director Jill R. Goodman For For Mgmt
1.7 Elect Director R. Eden Martin For For Mgmt
1.8 Elect Director Roderick A. Palmore For For Mgmt
1.9 Elect Director Susan M. Phillips For For Mgmt
1.10 Elect Director Samuel K. Skinner For For Mgmt
1.11 Elect Director Carole E. Stone For For Mgmt
1.12 Elect Director Eugene S. Sunshine For For Mgmt
1.13 Elect Director Edward T. Tilly For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 Cinemark Holdings, Inc. CNK 17243V102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Steven P. Rosenberg For For Mgmt
1.2 Elect Director Enrique F. Senior For For Mgmt
1.3 Elect Director Donald G. Soderquist For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 Facebook, Inc. FB 30303M102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Marc L. Andreessen For For Mgmt
1.2 Elect Director Erskine B. Bowles For For Mgmt
1.3 Elect Director Susan D. Desmond-Hellmann For For Mgmt
1.4 Elect Director Donald E. Graham For For Mgmt
1.5 Elect Director Reed Hastings For For Mgmt
1.6 Elect Director Sheryl K. Sandberg For Withhold Mgmt
1.7 Elect Director Peter A. Thiel For For Mgmt
1.8 Elect Director Mark Zuckerberg For Withhold Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Recapitalization Plan for all Stock to Have One-vote per Share Against For ShrHlder
4 Report on Lobbying Payments and Policy Against For ShrHlder
5 Screen Political Contributions for Consistency with Corporate Values Against Against ShrHlder
6 Assess Privacy and Advertising Policy Relating to Childhood Obesity Against Against ShrHlder
7 Report on Sustainability Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 Intel Corporation INTC 458140100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Charlene Barshefsky For For Mgmt
1b Elect Director Andy D. Bryant For For Mgmt
1c Elect Director Susan L. Decker For For Mgmt
1d Elect Director John J. Donahoe For For Mgmt
1e Elect Director Reed E. Hundt For For Mgmt
1f Elect Director Brian M. Krzanich For For Mgmt
1g Elect Director James D. Plummer For For Mgmt
1h Elect Director David S. Pottruck For For Mgmt
1i Elect Director Frank D. Yeary For For Mgmt
1j Elect Director David B. Yoffie For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
Page 26
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 Landstar System, Inc. LSTR 515098101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David G. Bannister For For Mgmt
1.2 Elect Director Michael A. Henning For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 Thomson Reuters Corporation TRI.CN 884903105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David Thomson For For Mgmt
1.2 Elect Director James C. Smith For For Mgmt
1.3 Elect Director Sheila C. Bair For For Mgmt
1.4 Elect Director Manvinder S. Banga For For Mgmt
1.5 Elect Director David W. Binet For For Mgmt
1.6 Elect Director Mary Cirillo For For Mgmt
1.7 Elect Director Michael E. Daniels For For Mgmt
1.8 Elect Director Steven A. Denning For For Mgmt
1.9 Elect Director P. Thomas Jenkins For For Mgmt
1.10 Elect Director Ken Olisa For For Mgmt
1.11 Elect Director Vance K. Opperman For For Mgmt
1.12 Elect Director Peter J. Thomson For For Mgmt
1.13 Elect Director Wulf von Schimmelmann For For Mgmt
2 Approve PricewaterhouseCoopers LLP Auditors and Authorize Board to Fix
Their Remuneration For For Mgmt
3 Advisory Vote on Executive Compensation Approach For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 Vectren Corporation VVC 92240G101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Carl L. Chapman For For Mgmt
1.2 Elect Director James H. DeGraffenreidt, Jr. For For Mgmt
1.3 Elect Director Niel C. Ellerbrook For For Mgmt
1.4 Elect Director John D. Engelbrecht For For Mgmt
1.5 Elect Director Anton H. George For For Mgmt
1.6 Elect Director Martin C. Jischke For For Mgmt
1.7 Elect Director Robert G. Jones For For Mgmt
1.8 Elect Director J. Timothy McGinley For For Mgmt
1.9 Elect Director R. Daniel Sadlier For For Mgmt
1.10 Elect Director Michael L. Smith For For Mgmt
1.11 Elect Director Jean L. Wojtowicz For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/28/14 The Wendy's Company WEN 95058W100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Nelson Peltz For For Mgmt
1.2 Elect Director Peter W. May For For Mgmt
1.3 Elect Director Emil J. Brolick For For Mgmt
1.4 Elect Director Edward P. Garden For For Mgmt
1.5 Elect Director Janet Hill For For Mgmt
1.6 Elect Director Joseph A. Levato For For Mgmt
1.7 Elect Director J. Randolph Lewis For For Mgmt
1.8 Elect Director Peter H. Rothschild For For Mgmt
1.9 Elect Director David E. Schwab, II For For Mgmt
1.10 Elect Director Jack G. Wasserman For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/29/14 FleetCor Technologies, Inc. FLT 339041105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael Buckman For For Mgmt
1.2 Elect Director Mark A. Johnson For For Mgmt
1.3 Elect Director Steven T. Stull For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/29/14 Targa Resources Corp. TRGP 87612G101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Charles R. Crisp For For Mgmt
1.2 Elect Director Laura C. Fulton For For Mgmt
1.3 Elect Director James W. Whalen For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Report on Methane Emissions Management and Reduction Targets Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/29/14 Williams-Sonoma, Inc. WSM 969904101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Laura J. Alber For For Mgmt
1.2 Elect Director Adrian D.P. Bellamy For For Mgmt
1.3 Elect Director Rose Marie Bravo For For Mgmt
1.4 Elect Director Patrick J. Connolly For For Mgmt
1.5 Elect Director Adrian T. Dillon For For Mgmt
1.6 Elect Director Anthony A. Greener For For Mgmt
1.7 Elect Director Ted W. Hall For For Mgmt
1.8 Elect Director Michael R. Lynch For For Mgmt
1.9 Elect Director Lorraine Twohill For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/30/14 Lowe's Companies, Inc. LOW 548661107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Raul Alvarez For For Mgmt
1.2 Elect Director David W. Bernauer For For Mgmt
1.3 Elect Director Leonard L. Berry For For Mgmt
1.4 Elect Director Angela F. Braly For For Mgmt
1.5 Elect Director Richard W. Dreiling For For Mgmt
1.6 Elect Director Dawn E. Hudson For For Mgmt
1.7 Elect Director Robert L. Johnson For For Mgmt
1.8 Elect Director Marshall O. Larsen For For Mgmt
1.9 Elect Director Richard K. Lochridge For For Mgmt
1.10 Elect Director Robert A. Niblock For For Mgmt
1.11 Elect Director Eric C. Wiseman For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Ratify Auditors For For Mgmt
5 Report on Data Used to Make Environmental Goals and Costs and
Benefits of Sustainability Program Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/02/14 UnitedHealth Group Incorporated UNH 91324P102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director William C. Ballard, Jr. For For Mgmt
1b Elect Director Edson Bueno For For Mgmt
1c Elect Director Richard T. Burke For For Mgmt
1d Elect Directo Robert J. Darretta For For Mgmt
1e Elect Director Stephen J. Hemsley For For Mgmt
1f Elect Director Michele J. Hooper For For Mgmt
1g Elect Director Rodger A. Lawson For For Mgmt
1h Elect Director Douglas W. Leatherdale For For Mgmt
1i Elect Director Glenn M. Renwick For For Mgmt
1j Elect Director Kenneth I. Shine For For Mgmt
1k Elect Director Gail R. Wilensky For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Provide for Cumulative Voting Against For ShrHlder
5 Report on Lobbying Payments and Policy Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/04/14 Las Vegas Sands Corp. LVS 517834107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Charles D. Forman For For Mgmt
1.2 Elect Director George Jamieson For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
Page 27
MEETING DATE COMPANY TICKER SECURITY ID
06/05/14 Sinclair Broadcast Group, Inc. SBGI 829226109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David D. Smith For Withhold Mgmt
1.2 Elect Director Frederick G. Smith For Withhold Mgmt
1.3 Elect Director J. Duncan Smith For Withhold Mgmt
1.4 Elect Director Robert E. Smith For Withhold Mgmt
1.5 Elect Director Lawrence E. McCanna For Withhold Mgmt
1.6 Elect Director Daniel C. Keith For Withhold Mgmt
1.7 Elect Director Martin R. Leader For Withhold Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/10/14 KAR Auction Services, Inc. KAR 48238T109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ryan M. Birtwell For For Mgmt
1.2 Elect Director Brian T. Clingen For For Mgmt
1.3 Elect Director Donna R. Ecton For For Mgmt
1.4 Elect Director Peter R. Formanek For For Mgmt
1.5 Elect Director James P. Hallett For For Mgmt
1.6 Elect Director Mark E. Hill For For Mgmt
1.7 Elect Director Lynn Jolliffe For For Mgmt
1.8 Elect Director Michael T. Kestner For For Mgmt
1.9 Elect Director John P. Larson For For Mgmt
1.10 Elect Director Stephen E. Smith For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/10/14 The TJX Companies, Inc. TJX 872540109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Zein Abdalla For For Mgmt
1.2 Elect Director Jose B. Alvarez For For Mgmt
1.3 Elect Director Alan M. Bennett For For Mgmt
1.4 Elect Director Bernard Cammarata For For Mgmt
1.5 Elect Director David T. Ching For For Mgmt
1.6 Elect Director Michael F. Hines For For Mgmt
1.7 Elect Director Amy B. Lane For For Mgmt
1.8 Elect Director Carol Meyrowitz For For Mgmt
1.9 Elect Director John F. O'Brien For For Mgmt
1.10 Elect Director Willow B. Shire For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/11/14 Caterpillar Inc. CAT 149123101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David L. Calhoun For For Mgmt
1.2 Elect Director Daniel M. Dickinson For For Mgmt
1.3 Elect Director Juan Gallardo For For Mgmt
1.4 Elect Director Jesse J. Greene, Jr. For For Mgmt
1.5 Elect Director Jon M. Huntsman, Jr. For For Mgmt
1.6 Elect Director Peter A. Magowan For For Mgmt
1.7 Elect Director Dennis A. Muilenburg For For Mgmt
1.8 Elect Director Douglas R. Oberhelman For For Mgmt
1.9 Elect Director William A. Osborn For For Mgmt
1.10 Elect Director Edward B. Rust, Jr. For For Mgmt
1.11 Elect Director Susan C. Schwab For For Mgmt
1.12 Elect Director Miles D. White For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Approve Executive Incentive Bonus Plan For For Mgmt
6 Review and Amend Human Rights Policies Against For ShrHlder
7 Report on Controls to Ensure no Sales to Sudan Against For ShrHlder
8 Provide for Cumulative Voting Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/11/14 Target Corporation TGT 87612E106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Roxanne S. Austin For Against Mgmt
1b Elect Director Douglas M. Baker, Jr. For For Mgmt
1c Elect Director Calvin Darden For Against Mgmt
1d Elect Director Henrique De Castro For Against Mgmt
1e Elect Director James A. Johnson For Against Mgmt
1f Elect Director Mary E. Minnick For Against Mgmt
1g Elect Director Anne M. Mulcahy For Against Mgmt
1h Elect Director Derica W. Rice For Against Mgmt
1i Elect Director Kenneth L. Salazar For For Mgmt
1j Elect Director John G. Stumpf For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Eliminate Perquisites Against Against ShrHlder
5 Require Independent Board Chairman Against For ShrHlder
6 Cease Discrimination in Hiring, Vendor Contracts, or Customer
Relations Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/13/14 Signet Jewelers Limited SIG G81276100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect H. Todd Stitzer as Director For For Mgmt
1b Elect Virginia Drosos as Director For For Mgmt
1c Elect Dale W. Hilpert as Director For For Mgmt
1d Elect Marianne Miller Parrs as Director For For Mgmt
1e Elect Thomas G. Plaskett as Director For For Mgmt
1f Elect Russell Walls as Director For For Mgmt
1g Elect Helen McCluskey as Director For For Mgmt
1h Elect Robert Stack as Director For For Mgmt
1i Elect Eugenia Ulasewicz as Director For For Mgmt
1j Elect Michael W. Barnes as Director For For Mgmt
2 Approve KPMG LLP as Auditors and Authorize Board to Fix Their
Remuneration For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Amend Bylaws For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/13/14 Time Warner Inc. TWX 887317303
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James L. Barksdale For For Mgmt
1.2 Elect Director William P. Barr For For Mgmt
1.3 Elect Director Jeffrey L. Bewkes For For Mgmt
1.4 Elect Director Stephen F. Bollenbach For For Mgmt
1.5 Elect Director Robert C. Clark For For Mgmt
1.6 Elect Director Mathias Dopfner For For Mgmt
1.7 Elect Director Jessica P. Einhorn For For Mgmt
1.8 Elect Director Carlos M. Gutierrez For For Mgmt
1.9 Elect Director Fred Hassan For For Mgmt
1.10 Elect Director Kenneth J. Novack For For Mgmt
1.11 Elect Director Paul D. Wachter For For Mgmt
1.12 Elect Director Deborah C. Wright For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Require Independent Board Chairman Against Against ShrHlder
Page 28
MEETING DATE COMPANY TICKER SECURITY ID
06/17/14 CVR Energy, Inc. CVI 12662P108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Bob G. Alexander For For Mgmt
1.2 Elect Director SungHwan Cho For Withhold Mgmt
1.3 Elect Director Carl C. Icahn For Withhold Mgmt
1.4 Elect Director Courtney Mather For Withhold Mgmt
1.5 Elect Director John J. Lipinski For Withhold Mgmt
1.6 Elect Director Samuel Merksamer For Withhold Mgmt
1.7 Elect Director Stephen Mongillo For Withhold Mgmt
1.8 Elect Director Andrew Roberto For Withhold Mgmt
1.9 Elect Director James M. Strock For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Amend Omnibus Stock Plan For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/17/14 Freeport-McMoRan Copper & Gold Inc. FCX 35671D857
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard C. Adkerson For For Mgmt
1.2 Elect Director Robert J. Allison, Jr. For For Mgmt
1.3 Elect Director Alan R. Buckwalter, III For For Mgmt
1.4 Elect Director Robert A. Day For For Mgmt
1.5 Elect Director James C. Flores For For Mgmt
1.6 Elect Director Gerald J. Ford For For Mgmt
1.7 Elect Director Thomas A. Fry, III For For Mgmt
1.8 Elect Director H. Devon Graham, Jr. For For Mgmt
1.9 Elect Director Lydia H. Kennard For For Mgmt
1.10 Elect Director Charles C. Krulak For For Mgmt
1.11 Elect Director Bobby Lee Lackey For For Mgmt
1.12 Elect Director Jon C. Madonna For For Mgmt
1.13 Elect Director Dustan E. McCoy For For Mgmt
1.14 Elect Director James R. Moffett For For Mgmt
1.15 Elect Director Stephen H. Siegele For For Mgmt
1.16 Elect Director Frances Fragos Townsend For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Ratify Auditors For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Require Director Nominee with Environmental Experience Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/18/14 DSW Inc. DSW 23334L102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Carolee Friedlander For For Mgmt
1.2 Elect Director Harvey L. Sonnenberg For For Mgmt
1.3 Elect Director Allan J. Tanenbaum For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Approve Omnibus Stock Plan For Against Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/26/14 Guess?, Inc. GES 401617105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kay Isaacson-Leibowitz For For Mgmt
1.2 Elect Director Maurice Marciano For For Mgmt
1.3 Elect Director Alex Yemenidjian For For Mgmt
2 Amend Omnibus Stock Plan For Against Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Ratify Auditors For For Mgmt
Page 29
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First Trust NASDAQ Rising Dividend Achievers ETF
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MEETING DATE COMPANY TICKER SECURITY ID
04/16/14 LyondellBasell Industries NV LYB B3SPXZ3
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Jagjeet S. Bindra to Supervisory Board For For Mgmt
1b Elect Milton Carroll to Supervisory Board For For Mgmt
1c Elect Claire S. Farley to Supervisory Board For For Mgmt
1d Elect Rudy van der Meer to Supervisory Board For For Mgmt
1e Elect Isabella D. Goren to Supervisory Board For For Mgmt
1f Elect Nance K. Dicciani to Supervisory Board For For Mgmt
2a Elect Karyn F. Ovelmen to Management Board For For Mgmt
2b Elect Craig B. Glidden to Management Board For For Mgmt
2c Elect Bhavesh V. Patel to Management Board For For Mgmt
2d Elect Patrick D. Quarles to Management Board For For Mgmt
2e Elect Timothy D. Roberts to Management Board For For Mgmt
3 Adopt Financial Statements and Statutory Reports For For Mgmt
4 Approve Discharge of Management Board For For Mgmt
5 Approve Discharge of Supervisory Board For For Mgmt
6 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
7 Ratify PricewaterhouseCoopers Accountants N.V. as Auditors For For Mgmt
8 Approve Dividends of USD 2.20 Per Share For For Mgmt
9 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
10 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt
11 Approve Cancellation of up to 10 Percent of Issued Share Capital in
Treasury Account For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/23/14 The Coca-Cola Company KO 191216100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Herbert A. Allen For For Mgmt
1.2 Elect Director Ronald W. Allen For For Mgmt
1.3 Elect Director Ana Botin For For Mgmt
1.4 Elect Director Howard G. Buffett For For Mgmt
1.5 Elect Director Richard M. Daley For For Mgmt
1.6 Elect Director Barry Diller For For Mgmt
1.7 Elect Director Helene D. Gayle For For Mgmt
1.8 Elect Director Evan G. Greenberg For For Mgmt
1.9 Elect Director Alexis M. Herman For For Mgmt
1.10 Elect Director Muhtar Kent For For Mgmt
1.11 Elect Director Robert A. Kotick For For Mgmt
1.12 Elect Director Maria Elena Lagomasino For For Mgmt
1.13 Elect Director Sam Nunn For For Mgmt
1.14 Elect Director James D. Robinson, III For For Mgmt
1.15 Elect Director Peter V. Ueberroth For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/25/14 Abbott Laboratories ABT 002824100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert J. Alpern For For Mgmt
1.2 Elect Director Roxanne S. Austin For For Mgmt
1.3 Elect Director Sally E. Blount For For Mgmt
1.4 Elect Director W. James Farrell For For Mgmt
1.5 Elect Director Edward M. Liddy For For Mgmt
1.6 Elect Director Nancy McKinstry For For Mgmt
1.7 Elect Director Phebe N. Novakovic For For Mgmt
1.8 Elect Director William A. Osborn For For Mgmt
1.9 Elect Director Samuel C. Scott, III For For Mgmt
1.10 Elect Director Glenn F. Tilton For For Mgmt
1.11 Elect Director Miles D. White For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Label Products with GMO Ingredients Against Against ShrHlder
5 Report on Lobbying Payments and Policy Against Against ShrHlder
6 Cease Compliance Adjustments to Performance Criteria Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/28/14 Honeywell International Inc. HON 438516106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Gordon M. Bethune For For Mgmt
1B Elect Director Kevin Burke For For Mgmt
1C Elect Director Jaime Chico Pardo For For Mgmt
1D Elect Director David M. Cote For For Mgmt
1E Elect Director D. Scott Davis For For Mgmt
1F Elect Director Linnet F. Deily For For Mgmt
1G Elect Director Judd Gregg For For Mgmt
1H Elect Director Clive Hollick For For Mgmt
1I Elect Director Grace D. Lieblein For For Mgmt
1J Elect Director George Paz For For Mgmt
1K Elect Director Bradley T. Sheares For For Mgmt
1L Elect Director Robin L. Washington For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Require Independent Board Chairman Against For ShrHlder
5 Provide Right to Act by Written Consent Against For ShrHlder
6 Pro-rata Vesting of Equity Awards Against For ShrHlder
7 Report on Lobbying Payments and Policy Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/28/14 The Boeing Company BA 097023105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David L. Calhoun For For Mgmt
1b Elect Director Arthur D. Collins, Jr. For For Mgmt
1c Elect Director Linda Z. Cook For For Mgmt
1d Elect Director Kenneth M. Duberstein For For Mgmt
1e Elect Director Edmund P. Giambastiani, Jr. For For Mgmt
1f Elect Director Lawrence W. Kellner For For Mgmt
1g Elect Director Edward M. Liddy For For Mgmt
1h Elect Director W. James McNerney, Jr. For For Mgmt
1i Elect Director Susan C. Schwab For For Mgmt
1j Elect Director Ronald A. Williams For For Mgmt
1k Elect Director Mike S. Zafirovski For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Provide Right to Act by Written Consent Against For ShrHlder
7 Require Independent Board Chairman Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/29/14 Herbalife Ltd. HLF G4412G101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael O. Johnson For For Mgmt
1.2 Elect Director John Tartol For For Mgmt
1.3 Elect Director Hunter C. Gary For Withhold Mgmt
1.4 Elect Director Jesse A. Lynn For For Mgmt
1.5 Elect Director James L. Nelson For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/29/14 Humana Inc. HUM 444859102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Kurt J. Hilzinger For For Mgmt
1b Elect Director Bruce D. Broussard For For Mgmt
1c Elect Director Frank A. D'Amelio For For Mgmt
1d Elect Director W. Roy Dunbar For For Mgmt
1e Elect Director David A. Jones, Jr. For For Mgmt
1f Elect Director William J. McDonald For For Mgmt
1g Elect Director William E. Mitchell For For Mgmt
1h Elect Director David B. Nash For For Mgmt
1i Elect Director James J. O'Brien For For Mgmt
1j Elect Director Marissa T. Peterson For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Report on Political Contributions Against For ShrHlder
Page 30
MEETING DATE COMPANY TICKER SECURITY ID
04/30/14 Ameriprise Financial, Inc. AMP 03076C106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director James M. Cracchiolo For For Mgmt
1b Elect Director Dianne Neal Blixt For For Mgmt
1c Elect Director Amy DiGeso For For Mgmt
1d Elect Director Lon R. Greenberg For For Mgmt
1e Elect Director W. Walker Lewis For For Mgmt
1f Elect Director Siri S. Marshall For For Mgmt
1g Elect Director Jeffrey Noddle For For Mgmt
1h Elect Director H. Jay Sarles For For Mgmt
1i Elect Director Robert F. Sharpe, Jr. For For Mgmt
1j Elect Director William H. Turner For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Eliminate Supermajority Vote Requirement For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify Auditors For For Mgmt
6 Report on Political Contributions Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/30/14 Marathon Petroleum Corporation MPC 56585A102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Steven A. Davis For For Mgmt
1b Elect Director Gary R. Heminger For For Mgmt
1c Elect Director John W. Snow For For Mgmt
1d Elect Director John P. Surma For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Adopt Quantitative GHG Goals for Products and Operations Against For ShrHlder
5 Report on Lobbying Payments and Policy Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/01/14 Allied World Assurance Company Holdings, AG AWH G0219G203
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Declassify the Board of Directors For For Mgmt
2.1 Elect Barbara T. Alexander as Director For For Mgmt
2.2 Elect Scott A. Carmilani as Director For For Mgmt
2.3 Elect James F. Duffy as Director For For Mgmt
2.4 Elect Bart Friedman as Director For For Mgmt
2.5 Elect Scott Hunter as Director For For Mgmt
2.6 Elect Patrick de Saint-Aignan as Director For For Mgmt
2.7 Elect Eric S. Schwartz as Director For For Mgmt
2.8 Elect Samuel J. Weinhoff as Director For For Mgmt
3 Elect Scott A. Carmilani as Board Chairman For Against Mgmt
4.1 Appoint Barbara T. Alexander as Member of the Compensation Committee For For Mgmt
4.2 Appoint James F. Duffy as Member of the Compensation Committee For For Mgmt
4.3 Appoint Bart Friedman as Member of the Compensation Committee For For Mgmt
4.4 Appoint Scott Hunter as Member of the Compensation Committee For For Mgmt
4.5 Appoint Patrick de Saint-Aignan as Member of the Compensation Committee For For Mgmt
4.6 Appoint Eric S. Schwartz as Member of the Compensation Committee For For Mgmt
4.7 Appoint Samuel J. Weinhoff as Member of the Compensation Committee For For Mgmt
5 Designate Buis Buergi AG as Independent Proxy For For Mgmt
6 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
7 Accept Consolidated Financial Statements and Statutory Reports For For Mgmt
8 Approve Retention of Disposable Profits For For Mgmt
9 Approve Dividends For For Mgmt
10 Approve Reduction in Share Capital For For Mgmt
11 Authorize Share Repurchase Program For Against Mgmt
12 Approve 3:1 Stock Split For For Mgmt
13 Approve Issuance of Equity or Equity-Linked Securities without
Preemptive Rights For For Mgmt
14 Appoint Deloitte & Touche Ltd. as Independent Auditor and Deloitte AG
as Statutory Auditor For For Mgmt
15 Appoint PricewaterhouseCoopers AG as Special Auditor For For Mgmt
16 Approve Discharge of Board and Senior Management For For Mgmt
17 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/02/14 Illinois Tool Works Inc. ITW 452308109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Daniel J. Brutto For For Mgmt
1b Elect Director Susan Crown For For Mgmt
1c Elect Director Don H. Davis, Jr. For For Mgmt
1d Elect Director James W. Griffith For For Mgmt
1e Elect Director Robert C. McCormack For For Mgmt
1f Elect Director Robert S. Morrison For For Mgmt
1g Elect Director E. Scott Santi For For Mgmt
1h Elect Director James A. Skinner For For Mgmt
1i Elect Director David B. Smith, Jr. For For Mgmt
1j Elect Director Pamela B. Strobel For For Mgmt
1k Elect Director Kevin M. Warren For For Mgmt
1l Elect Director Anre D. Williams For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Eliminate Supermajority Vote Requirement For For Mgmt
5 Amend Certificate of Incorporation to Eliminate Provisions Regarding
Board Size For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/14 Aflac Incorporated AFL 001055102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Daniel P. Amos For For Mgmt
1b Elect Director John Shelby Amos, II For For Mgmt
1c Elect Director Paul S. Amos, II For For Mgmt
1d Elect Director W. Paul Bowers For For Mgmt
1e Elect Director Kriss Cloninger, III For For Mgmt
1f Elect Director Elizabeth J. Hudson For For Mgmt
1g Elect Director Douglas W. Johnson For For Mgmt
1h Elect Director Robert B. Johnson For For Mgmt
1i Elect Director Charles B. Knapp For For Mgmt
1j Elect Director Barbara K. Rimer For For Mgmt
1k Elect Director Melvin T. Stith For For Mgmt
1l Elect Director David Gary Thompson For For Mgmt
1m Elect Director Takuro Yoshida For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/06/14 Baxter International Inc. BAX 071813109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Wayne T. Hockmeyer For For Mgmt
1b Elect Director Robert L. Parkinson, Jr. For For Mgmt
1c Elect Director Thomas T. Stallkamp For For Mgmt
1d Elect Director Albert P. L. Stroucken For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Provide Right to Act by Written Consent Against For ShrHlder
5 Stock Retention/Holding Period Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/08/14 Assurant, Inc. AIZ 04621X108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Elaine D. Rosen For For Mgmt
1b Elect Director Howard L. Carver For For Mgmt
1c Elect Director Juan N. Cento For For Mgmt
1d Elect Director Elyse Douglas For For Mgmt
1e Elect Director Lawrence V. Jackson For For Mgmt
1f Elect Director David B. Kelso For For Mgmt
1g Elect Director Charles J. Koch For For Mgmt
1h Elect Director Jean-Paul L. Montupet For For Mgmt
1i Elect Director Robert B. Pollock For For Mgmt
1j Elect Director Paul J. Reilly For For Mgmt
1k Elect Director Robert W. Stein For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/14 AXIS Capital Holdings Limited AXS G0692U109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Robert L. Friedman as Director For For Mgmt
1.2 Elect Cheryl-Ann Lister as Director For For Mgmt
1.3 Elect Thomas C. Ramey as Director For For Mgmt
1.4 Elect Wilhelm Zeller as Director For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Deloitte & Touche Ltd. as Auditors For For Mgmt
Page 31
MEETING DATE COMPANY TICKER SECURITY ID
05/13/14 3M Company MMM 88579Y101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Linda G. Alvarado For For Mgmt
1b Elect Director Thomas 'Tony' K. Brown For For Mgmt
1c Elect Director Vance D. Coffman For For Mgmt
1d Elect Director Michael L. Eskew For For Mgmt
1e Elect Director Herbert L. Henkel For For Mgmt
1f Elect Director Muhtar Kent For For Mgmt
1g Elect Director Edward M. Liddy For For Mgmt
1h Elect Director Inge G. Thulin For For Mgmt
1i Elect Director Robert J. Ulrich For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Provide Right to Act by Written Consent Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/13/14 Cummins Inc. CMI 231021106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director N. Thomas Linebarger For For Mgmt
2 Elect Director William I. Miller For For Mgmt
3 Elect Director Alexis M. Herman For For Mgmt
4 Elect Director Georgia R. Nelson For For Mgmt
5 Elect Director Robert K. Herdman For For Mgmt
6 Elect Director Robert J. Bernhard For For Mgmt
7 Elect Director Franklin R. Chang Diaz For For Mgmt
8 Elect Director Stephen B. Dobbs For For Mgmt
9 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
10 Ratify Auditors For For Mgmt
11 Provide For Confidential Running Vote Tallies Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/14/14 HollyFrontier Corporation HFC 436106108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Douglas Y. Bech For For Mgmt
1b Elect Director Leldon E. Echols For For Mgmt
1c Elect Director R. Kevin Hardage For For Mgmt
1d Elect Director Michael C. Jennings For For Mgmt
1e Elect Director Robert J. Kostelnik For For Mgmt
1f Elect Director James H. Lee For For Mgmt
1g Elect Director Franklin Myers For For Mgmt
1h Elect Director Michael E. Rose For For Mgmt
1i Elect Director Tommy A. Valenta For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Adopt Quantitative GHG Goals for Products and Operations Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/14/14 National Oilwell Varco, Inc. NOV 637071101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Merrill A. Miller, Jr. For For Mgmt
1B Elect Director Clay C. Williams For For Mgmt
1C Elect Director Greg L. Armstrong For For Mgmt
1D Elect Director Robert E. Beauchamp For For Mgmt
1E Elect Director Marcela E. Donadio For For Mgmt
1F Elect Director Ben A. Guill For For Mgmt
1G Elect Director David D. Harrison For For Mgmt
1H Elect Director Roger L. Jarvis For For Mgmt
1I Elect Director Eric L. Mattson For For Mgmt
1K Elect Director Jeffery A. Smisek For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/14 ACE Limited ACE H0023R105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Allocate Disposable Profit For For Mgmt
3 Approve Discharge of Board and Senior Management For For Mgmt
4.1 Elect Director John Edwardson For For Mgmt
4.2 Elect Director Kimberly Ross For For Mgmt
4.3 Elect Director Robert Scully For For Mgmt
4.4 Elect Director David Sidwell For For Mgmt
4.5 Elect Director Evan G. Greenberg For For Mgmt
4.6 Elect Director Robert M. Hernandez For For Mgmt
4.7 Elect Director Michael G. Atieh For For Mgmt
4.8 Elect Director Mary A. Cirillo For For Mgmt
4.9 Elect Director Michael P. Connors For For Mgmt
4.10 Elect Director Peter Menikoff For For Mgmt
4.11 Elect Director Leo F. Mullin For For Mgmt
4.12 Elect Director Eugene B. Shanks, Jr. For For Mgmt
4.13 Elect Director Theodore E. Shasta For For Mgmt
4.14 Elect Director Olivier Steimer For For Mgmt
5 Elect Evan G. Greenberg as Board Chairman For Against Mgmt
6.1 Appoint Michael P. Connors as Member of the Compensation Committee For For Mgmt
6.2 Appoint Mary A. Cirillo as Member of the Compensation Committee For For Mgmt
6.3 Appoint John Edwardson as Member of the Compensation Committee For For Mgmt
6.4 Appoint Robert M. Hernandez as Member of the Compensation Committee For For Mgmt
7 Designate Homburger AG as Independent Proxy For For Mgmt
8.1 Ratify PricewaterhouseCoopers AG (Zurich) as Auditors For For Mgmt
8.2 Ratify PricewaterhouseCoopers LLP (United States) as Independent
Registered Accounting Firm as Auditors For For Mgmt
8.3 Ratify BDO AG (Zurich) as Special Auditors For For Mgmt
9 Approve Creation of CHF 3.7 Billion Pool of Capital without
Preemptive Rights For For Mgmt
10 Approve Dividend Distribution From Legal Reserves Through Reduction
of Par Value For For Mgmt
11 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
12 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/14 Amgen Inc. AMGN 031162100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David Baltimore For For Mgmt
1.2 Elect Director Frank J. Biondi, Jr. For For Mgmt
1.3 Elect Director Robert A. Bradway For For Mgmt
1.4 Elect Director Francois de Carbonnel For For Mgmt
1.5 Elect Director Vance D. Coffman For For Mgmt
1.6 Elect Director Robert A. Eckert For For Mgmt
1.7 Elect Director Greg C. Garland For For Mgmt
1.8 Elect Director Rebecca M. Henderson For For Mgmt
1.9 Elect Director Frank C. Herringer For For Mgmt
1.10 Elect Director Tyler Jacks For For Mgmt
1.11 Elect Director Judith C. Pelham For For Mgmt
1.12 Elect Director Ronald D. Sugar For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/15/14 Lear Corporation LEA 521865204
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Richard H. Bott For For Mgmt
1b Elect Director Thomas P. Capo For For Mgmt
1c Elect Director Jonathan F. Foster For For Mgmt
1d Elect Director Kathleen A. Ligocki For For Mgmt
1e Elect Director Conrad L. Mallett, Jr. For For Mgmt
1f Elect Director Donald L. Runkle For For Mgmt
1g Elect Director Matthew J. Simoncini For For Mgmt
1h Elect Director Gregory C. Smith For For Mgmt
1i Elect Director Henry D. G. Wallace For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Amend Executive Incentive Bonus Plan For For Mgmt
Page 32
MEETING DATE COMPANY TICKER SECURITY ID
05/15/14 The Mosaic Company MOS 61945C103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Declassify the Board of Directors For For Mgmt
2a Elect Director Denise C. Johnson For For Mgmt
2b Elect Director Nancy E. Cooper For For Mgmt
2c Elect Director James L. Popowich For For Mgmt
2d Elect Director James T. Prokopanko For For Mgmt
2e Elect Director Steven M. Seibert For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/20/14 Principal Financial Group, Inc. PFG 74251V102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Betsy J. Bernard For For Mgmt
1.2 Elect Director Jocelyn Carter-Miller For For Mgmt
1.3 Elect Director Gary E. Costley For For Mgmt
1.4 Elect Director Dennis H. Ferro For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/20/14 Unum Group UNM 91529Y106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Timothy F. Keaney For For Mgmt
1.2 Elect Director Gloria C. Larson For For Mgmt
1.3 Elect Director William J. Ryan For For Mgmt
1.4 Elect Director Thomas R. Watjen For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/21/14 Northrop Grumman Corporation NOC 666807102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Wesley G. Bush For For Mgmt
1.2 Elect Director Victor H. Fazio For For Mgmt
1.3 Elect Director Donald E. Felsinger For For Mgmt
1.4 Elect Director Bruce S. Gordon For For Mgmt
1.5 Elect Director William H. Hernandez For For Mgmt
1.6 Elect Director Madeleine A. Kleiner For For Mgmt
1.7 Elect Director Karl J. Krapek For For Mgmt
1.8 Elect Director Richard B. Myers For For Mgmt
1.9 Elect Director Gary Roughead For For Mgmt
1.10 Elect Director Thomas M. Schoewe For For Mgmt
1.11 Elect Director Kevin W. Sharer For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Require Independent Board Chairman Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 Intel Corporation INTC 458140100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Charlene Barshefsky For For Mgmt
1b Elect Director Andy D. Bryant For For Mgmt
1c Elect Director Susan L. Decker For For Mgmt
1d Elect Director John J. Donahoe For For Mgmt
1e Elect Director Reed E. Hundt For For Mgmt
1f Elect Director Brian M. Krzanich For For Mgmt
1g Elect Director James D. Plummer For For Mgmt
1h Elect Director David S. Pottruck For For Mgmt
1i Elect Director Frank D. Yeary For For Mgmt
1j Elect Director David B. Yoffie For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/27/14 The Travelers Companies, Inc. TRV 89417E109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Alan L. Beller For For Mgmt
1b Elect Director John H. Dasburg For For Mgmt
1c Elect Director Janet M. Dolan For For Mgmt
1d Elect Director Kenneth M. Duberstein For For Mgmt
1e Elect Director Jay S. Fishman For For Mgmt
1f Elect Director Patricia L. Higgins For For Mgmt
1g Elect Director Thomas R. Hodgson For For Mgmt
1h Elect Director William J. Kane For For Mgmt
1i Elect Director Cleve L. Killingsworth, Jr. For For Mgmt
1j Elect Director Philip T. (Pete) Ruegger, III For For Mgmt
1k Elect Director Donald J. Shepard For For Mgmt
1l Elect Director Laurie J. Thomsen For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Report on Political Contributions Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/28/14 Chevron Corporation CVX 166764100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Linnet F. Deily For For Mgmt
1b Elect Director Robert E. Denham For For Mgmt
1c Elect Director Alice P. Gast For For Mgmt
1d Elect Director Enrique Hernandez, Jr. For For Mgmt
1e Elect Director Jon M. Huntsman, Jr. For For Mgmt
1f Elect Director George L. Kirkland For For Mgmt
1g Elect Director Charles W. Moorman, IV For For Mgmt
1h Elect Director Kevin W. Sharer For For Mgmt
1i Elect Director John G. Stumpf For For Mgmt
1j Elect Director Ronald D. Sugar For For Mgmt
1k Elect Director Carl Ware For For Mgmt
1l Elect Director John S. Watson For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Report on Charitable Contributions Against Against ShrHlder
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Report on Management of Hydraulic Fracturing Risks and Opportunities Against For ShrHlder
7 Require Independent Board Chairman Against Against ShrHlder
8 Amend Bylaws -- Call Special Meetings Against For ShrHlder
9 Require Director Nominee with Environmental Experience Against For ShrHlder
10 Adopt Guidelines for Country Selection Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/28/14 ProAssurance Corporation PRA 74267C106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert E. Flowers For For Mgmt
1.2 Elect Director Samuel A. Di Piazza, Jr. For For Mgmt
1.3 Elect Director Ann F. Putallaz For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/29/14 BlackRock, Inc. BLK 09247X101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Abdlatif Yousef Al-Hamad For For Mgmt
1b Elect Director Mathis Cabiallavetta For For Mgmt
1c Elect Director Pamela Daley For For Mgmt
1d Elect Director Jessica P. Einhorn For For Mgmt
1e Elect Director Fabrizio Freda For For Mgmt
1f Elect Director Murry S. Gerber For For Mgmt
1g Elect Director James Grosfeld For For Mgmt
1h Elect Director David H. Komansky For For Mgmt
1i Elect Director Deryck Maughan For For Mgmt
1j Elect Director Cheryl D. Mills For For Mgmt
1k Elect Director Marco Antonio Slim Domit For For Mgmt
1l Elect Director John S. Varley For For Mgmt
1m Elect Director Susan L. Wagner For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Ratify Auditors For For Mgmt
Page 33
MEETING DATE COMPANY TICKER SECURITY ID
05/29/14 Raytheon Company RTN 755111507
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director James E. Cartwright For For Mgmt
1b Elect Director Vernon E. Clark For For Mgmt
1c Elect Director Stephen J. Hadley For For Mgmt
1d Elect Director Thomas A. Kennedy For For Mgmt
1e Elect Director George R. Oliver For For Mgmt
1f Elect Director Michael C. Ruettgers For For Mgmt
1g Elect Director Ronald L. Skates For For Mgmt
1h Elect Director William R. Spivey For For Mgmt
1i Elect Director Linda G. Stuntz For Against Mgmt
1j Elect Director William H. Swanson For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Provide Right to Act by Written Consent For For Mgmt
5 Report on Political Contributions Against For ShrHlder
6 Report on Lobbying Payments and Policy Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/02/14 UnitedHealth Group Incorporated UNH 91324P102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director William C. Ballard, Jr. For For Mgmt
1b Elect Director Edson Bueno For For Mgmt
1c Elect Director Richard T. Burke For For Mgmt
1d Elect Directo Robert J. Darretta For For Mgmt
1e Elect Director Stephen J. Hemsley For For Mgmt
1f Elect Director Michele J. Hooper For For Mgmt
1g Elect Director Rodger A. Lawson For For Mgmt
1h Elect Director Douglas W. Leatherdale For For Mgmt
1i Elect Director Glenn M. Renwick For For Mgmt
1j Elect Director Kenneth I. Shine For For Mgmt
1k Elect Director Gail R. Wilensky For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Provide for Cumulative Voting Against For ShrHlder
5 Report on Lobbying Payments and Policy Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/24/14 GameStop Corp. GME 36467W109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas N. Kelly, Jr. For For Mgmt
1.2 Elect Director Gerald R. Szczepanski For For Mgmt
1.3 Elect Director Lawrence S. Zilavy For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
--------------------------------------------------------------------------------
First Trust Dorsey Wright Focus 5 ETF
--------------------------------------------------------------------------------
The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
Page 34
--------------------------------------------------------------------------------
First Trust RBA American Industrial Renaissance(TM) ETF
--------------------------------------------------------------------------------
MEETING DATE COMPANY TICKER SECURITY ID
05/02/14 Primoris Services Corporation PRIM 74164F103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Robert A. Tinstman For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/06/14 Encore Wire Corporation WIRE 292562105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Donald E. Courtney For For Mgmt
1.2 Elect Director Gregory J. Fisher For For Mgmt
1.3 Elect Director Daniel L. Jones For For Mgmt
1.4 Elect Director William R. Thomas, III For For Mgmt
1.5 Elect Director Scott D. Weaver For For Mgmt
1.6 Elect Director John H. Wilson For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/14 The Babcock & Wilcox Company BWC 05615F102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director E. James Ferland For For Mgmt
1.2 Elect Director Brian K. Ferraioli For For Mgmt
1.3 Elect Director Robert L. Nardelli For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/14 CECO Environmental Corp. CECE 125141101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Arthur Cape For For Mgmt
1.2 Elect Director Jason DeZwirek For Withhold Mgmt
1.3 Elect Director Eric M. Goldberg For For Mgmt
1.4 Elect Director Jeffrey Lang For Withhold Mgmt
1.5 Elect Director Lynn J. Lyall For For Mgmt
1.6 Elect Director Jonathan Pollack For Withhold Mgmt
1.7 Elect Director Seth Rudin For For Mgmt
1.8 Elect Director Donald A. Wright For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/19/14 S&T Bancorp, Inc. STBA 783859101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Todd D. Brice For For Mgmt
1.2 Elect Director John J. Delaney For For Mgmt
1.3 Elect Director Michael J. Donnelly For For Mgmt
1.4 Elect Director William J. Gatti For For Mgmt
1.5 Elect Director Jeffrey D. Grube For For Mgmt
1.6 Elect Director Frank W. Jones For For Mgmt
1.7 Elect Director Joseph A. Kirk For For Mgmt
1.8 Elect Director David L. Krieger For For Mgmt
1.9 Elect Director James C. Miller For Withhold Mgmt
1.10 Elect Director Fred J. Morelli, Jr. For For Mgmt
1.11 Elect Director Frank J. Palermo, Jr. For For Mgmt
1.12 Elect Director Christine J. Toretti For For Mgmt
1.13 Elect Director Charles G. Urtin For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/20/14 Proto Labs, Inc. PRLB 743713109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Lawrence J. Lukis For For Mgmt
1.2 Elect Director Victoria M. Holt For For Mgmt
1.3 Elect Director Bradley A. Cleveland For For Mgmt
1.4 Elect Director Rainer Gawlick For For Mgmt
1.5 Elect Director John B. Goodman For For Mgmt
1.6 Elect Director Douglas W. Kohrs For For Mgmt
1.7 Elect Director Brian K. Smith For For Mgmt
1.8 Elect Director Sven A. Wehrwein For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/21/14 First Midwest Bancorp, Inc. FMBI 320867104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director John F. Chlebowski, Jr. For For Mgmt
1b Elect Director Phupinder S. Gill For For Mgmt
1c Elect Director Peter J. Henseler For For Mgmt
1d Elect Director Ellen A. Rudnick For For Mgmt
1e Elect Director Michael J. Small For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/21/14 HEARTLAND FINANCIAL USA, INC. HTLF 42234Q102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James C. Conlan For Withhold Mgmt
1.2 Elect Director Thomas L. Flynn For For Mgmt
1.3 Elect Director Kurt M. Saylor For Withhold Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 Ameresco, Inc. AMRC 02361E108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David J. Anderson For For Mgmt
1.2 Elect Director Frank V. Wisneski For Withhold Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 FreightCar America, Inc. RAIL 357023100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas A. Madden For For Mgmt
1.2 Elect Director Joseph E. McNeely For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 Global Brass and Copper Holdings, Inc. BRSS 37953G103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Martin E. Welch, III For For Mgmt
1.2 Elect Director Ronald C. Whitaker For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
Page 35
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 L. B. Foster Company FSTR 350060109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert P. Bauer For For Mgmt
1.2 Elect Director Lee B. Foster, II For For Mgmt
1.3 Elect Director Peter McIlroy, II For For Mgmt
1.4 Elect Director G. Thomas McKane For For Mgmt
1.5 Elect Director Diane B. Owen For For Mgmt
1.6 Elect Director William H. Rackoff For For Mgmt
1.7 Elect Director Suzanne B. Rowland For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 Quanta Services, Inc. PWR 74762E102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James R. Ball For For Mgmt
1.2 Elect Director J. Michal Conaway For For Mgmt
1.3 Elect Director Vincent D. Foster For For Mgmt
1.4 Elect Director Bernard Fried For For Mgmt
1.5 Elect Director Louis C. Golm For For Mgmt
1.6 Elect Director Worthing F. Jackman For For Mgmt
1.7 Elect Director James F. O Neil, III For For Mgmt
1.8 Elect Director Bruce Ranck For For Mgmt
1.9 Elect Director Margaret B. Shannon For For Mgmt
1.10 Elect Director Pat Wood, III For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 US Ecology, Inc. ECOL 91732J102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Victor J. Barnhart For For Mgmt
1.2 Elect Director Joe F. Colvin For For Mgmt
1.3 Elect Director Jeffrey R. Feeler For For Mgmt
1.4 Elect Director Daniel Fox For For Mgmt
1.5 Elect Director Stephen A. Romano For Against Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 Wintrust Financial Corporation WTFC 97650W108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Peter D. Crist For For Mgmt
1.2 Elect Director Bruce K. Crowther For For Mgmt
1.3 Elect Director Joseph F. Damico For For Mgmt
1.4 Elect Director Bert A. Getz, Jr. For For Mgmt
1.5 Elect Director H. Patrick Hackett, Jr. For For Mgmt
1.6 Elect Director Scott K. Heitmann For For Mgmt
1.7 Elect Director Charles H. James, III For For Mgmt
1.8 Elect Director Albin F. Moschner For For Mgmt
1.9 Elect Director Thomas J. Neis For For Mgmt
1.10 Elect Director Christopher J. Perry For For Mgmt
1.11 Elect Director Ingrid S. Stafford For For Mgmt
1.12 Elect Director Sheila G. Talton For For Mgmt
1.13 Elect Director Edward J. Wehmer For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/27/14 First Financial Bancorp. FFBC 320209109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Increase Authorized Preferred Stock For For Mgmt
2.1 Elect Director J. Wickliffe Ach For For Mgmt
2.2 Elect Director David S. Barker For For Mgmt
2.3 Elect Director Cynthia O. Booth For For Mgmt
2.4 Elect Director Mark A. Collar For For Mgmt
2.5 Elect Director Claude E. Davis For For Mgmt
2.6 Elect Director Corinne R. Finnerty For For Mgmt
2.7 Elect Director Murph Knapke For For Mgmt
2.8 Elect Director Susan L. Knust For For Mgmt
2.9 Elect Director William J. Kramer For For Mgmt
2.10 Elect Director Richard E. Olszewski For For Mgmt
2.11 Elect Director Maribeth S. Rahe For For Mgmt
3 Ratify Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/28/14 MB Financial, Inc. MBFI 55264U108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David P. Bolger For For Mgmt
1b Elect Director Mitchell Feiger For For Mgmt
1c Elect Director Charles J. Gries For For Mgmt
1d Elect Director James N. Hallene For For Mgmt
1e Elect Director Thomas H. Harvey For For Mgmt
1f Elect Director Richard J. Holmstrom For For Mgmt
1g Elect Director Karen J. May For For Mgmt
1h Elect Director Ronald D. Santo For For Mgmt
1i Elect Director Renee Togher For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/28/14 TUTOR PERINI CORPORATION TPC 901109108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ronald N. Tutor For For Mgmt
1.2 Elect Director Marilyn A. Alexander For For Mgmt
1.3 Elect Director Peter Arkley For For Mgmt
1.4 Elect Director Robert Band For For Mgmt
1.5 Elect Director Sidney J. Feltenstein For For Mgmt
1.6 Elect Director Michael R. Klein For For Mgmt
1.7 Elect Director Raymond R. Oneglia For For Mgmt
1.8 Elect Director Dale Anne Reiss For For Mgmt
1.9 Elect Director Donald D. Snyder For For Mgmt
1.10 Elect Director Dickran M. Tevrizian, Jr. For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/29/14 Northwest Pipe Company NWPX 667746101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Wayne B. Kingsley For For Mgmt
1.2 Elect Director Scott J. Montross For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/29/14 URS Corporation URS 903236107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Diane C. Creel For For Mgmt
1b Elect Director Mickey P. Foret For For Mgmt
1c Elect Director William H. Frist For For Mgmt
1d Elect Director Lydia H. Kennard For For Mgmt
1e Elect Director Martin M. Koffel For For Mgmt
1f Elect Director Timothy R. McLevish For For Mgmt
1g Elect Director Joseph W. Ralston For For Mgmt
1h Elect Director John D. Roach For For Mgmt
1i Elect Director William H. Schumann, III For For Mgmt
1j Elect Director David N. Siegel For For Mgmt
1k Elect Director Douglas W. Stotlar For For Mgmt
1l Elect Director V. Paul Unruh For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
Page 36
MEETING DATE COMPANY TICKER SECURITY ID
06/03/14 American Railcar Industries, Inc. ARII 02916P103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Carl C. Icahn For Against Mgmt
1.2 Elect Director James C. Pontious For For Mgmt
1.3 Elect Director J. Mike Laisure For For Mgmt
1.4 Elect Director Harold First For For Mgmt
1.5 Elect Director Hunter Gary For Against Mgmt
1.6 Elect Director SungHwan Cho For Against Mgmt
1.7 Elect Director Andrew Roberto For Against Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/05/14 Granite Construction Incorporated GVA 387328107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gary M. Cusumano For For Mgmt
1b Elect Director James H. Roberts For For Mgmt
1c Elect Director Gaddi H. Vasquez For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/11/14 EMCOR Group, Inc. EME 29084Q100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Stephen W. Bershad For For Mgmt
1.2 Elect Director David A.B. Brown For For Mgmt
1.3 Elect Director Larry J. Bump For For Mgmt
1.4 Elect Director Anthony J. Guzzi For For Mgmt
1.5 Elect Director Richard F. Hamm, Jr. For For Mgmt
1.6 Elect Director David H. Laidley For For Mgmt
1.7 Elect Director Frank T. MacInnis For For Mgmt
1.8 Elect Director Jerry E. Ryan For For Mgmt
1.9 Elect Director Michael T. Yonker For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/11/14 Generac Holdings Inc. GNRC 368736104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Bennett Morgan For For Mgmt
1.2 Elect Director Todd A. Adams For For Mgmt
1.3 Elect Director Ralph W. Castner For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Approve Qualified Employee Stock Purchase Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/11/14 PowerSecure International, Inc. POWR 73936N105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kevin P. Collins For For Mgmt
1.2 Elect Director A. Dale Jenkins For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/24/14 Argan, Inc. AGX 04010E109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Rainer H. Bosselmann For For Mgmt
1.2 Elect Director Henry A. Crumpton For For Mgmt
1.3 Elect Director Cynthia A. Flanders For For Mgmt
1.4 Elect Director William F. Griffin, Jr. For For Mgmt
1.5 Elect Director William F. Leimkuhler For For Mgmt
1.6 Elect Director W.G. Champion Mitchell For For Mgmt
1.7 Elect Director James W. Quinn For For Mgmt
1.8 Elect Director Brian R. Sherras For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
Page 37
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First Trust RBA Quality Income ETF
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MEETING DATE COMPANY TICKER SECURITY ID
05/14/14 Piedmont Office Realty Trust, Inc. PDM 720190206
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director W. Wayne Woody For For Mgmt
1.2 Elect Director Michael R. Buchanan For For Mgmt
1.3 Elect Director Wesley E. Cantrell For For Mgmt
1.4 Elect Director William H. Keogler, Jr. For For Mgmt
1.5 Elect Director Frank C. McDowell For For Mgmt
1.6 Elect Director Donald A. Miller For For Mgmt
1.7 Elect Director Raymond G. Milnes, Jr. For For Mgmt
1.8 Elect Director Donald S. Moss For For Mgmt
1.9 Elect Director Jeffrey L. Swope For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/14 Corrections Corporation of America CXW 22025Y407
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director John D. Ferguson For For Mgmt
1b Elect Director Damon T. Hininger For For Mgmt
1c Elect Director Donna M. Alvarado For For Mgmt
1d Elect Director John D. Correnti For For Mgmt
1e Elect Director Robert J. Dennis For For Mgmt
1f Elect Director C. Michael Jacobi For For Mgmt
1g Elect Director Anne L. Mariucci For For Mgmt
1h Elect Director Thurgood Marshall, Jr. For For Mgmt
1i Elect Director Charles L. Overby For For Mgmt
1j Elect Director John R. Prann, Jr. For For Mgmt
1k Elect Director Joseph V. Russell For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/14 IDACORP, Inc. IDA 451107106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Darrel T. Anderson For For Mgmt
1.2 Elect Director Thomas Carlile For For Mgmt
1.3 Elect Director Richard J. Dahl For For Mgmt
1.4 Elect Director Ronald W. Jibson For For Mgmt
1.5 Elect Director Judith A. Johansen For For Mgmt
1.6 Elect Director Dennis L. Johnson For For Mgmt
1.7 Elect Director J. LaMont Keen For For Mgmt
1.8 Elect Director Joan H. Smith For For Mgmt
1.9 Elect Director Robert A. Tinstman For For Mgmt
1.10 Elect Director Thomas J. Wilford For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/19/14 Ensco plc ESV 29358Q109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Re-elect J. Roderick Clark as Director For For Mgmt
1b Re-elect Roxanne J. Decyk as Director For For Mgmt
1c Re-elect Mary E. Francis CBE as Director For For Mgmt
1d Re-elect C. Christopher Gaut as Director For For Mgmt
1e Re-elect Gerald W. Haddock as Director For For Mgmt
1f Re-elect Francis S. Kalman as Director For For Mgmt
1g Re-elect Daniel W. Rabun as Director For For Mgmt
1h Re-elect Keith O. Rattie as Director For For Mgmt
1i Re-elect Paul E. Rowsey, III as Director For For Mgmt
2 Issue of Equity or Equity-Linked Securities with Pre-emptive Rights For For Mgmt
3 Reappoint KPMG LLP as Auditors of the Company For For Mgmt
4 Reappoint KPMG Audit Plc as Auditors of the Company For For Mgmt
5 Authorize Board to Fix Remuneration of Auditors For For Mgmt
6 Approve Remuneration Policy For For Mgmt
7 Approve Remuneration Report For For Mgmt
8 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
9 Accept Financial Statements and Statutory Reports For For Mgmt
10 Approve Capital Reorganisation Converting Undistributable Reserves to
Distributable Reserves For For Mgmt
11 Issue of Equity or Equity-Linked Securities without Pre-emptive Rights For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/20/14 Middlesex Water Company MSEX 596680108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James F. Cosgrove, Jr. For For Mgmt
1.2 Elect Director John R. Middleton For For Mgmt
1.3 Elect Director Jeffries Shein For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/21/14 Xcel Energy Inc. XEL 98389B100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gail Koziara Boudreaux For For Mgmt
1b Elect Director Richard K. Davis For For Mgmt
1c Elect Director Ben Fowke For For Mgmt
1d Elect Director Albert F. Moreno For For Mgmt
1e Elect Director Richard T. O'Brien For For Mgmt
1f Elect Director Christopher J. Policinski For For Mgmt
1g Elect Director A. Patricia Sampson For For Mgmt
1h Elect Director James J. Sheppard For For Mgmt
1i Elect Director David A. Westerlund For For Mgmt
1j Elect Director Kim Williams For For Mgmt
1k Elect Director Timothy V. Wolf For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Require Independent Board Chairman Against Against ShrHlder
Page 38
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 McDonald's Corporation MCD 580135101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Susan E. Arnold For For Mgmt
1b ElectionElect Director Richard H. Lenny For For Mgmt
1c Elect Director Walter E. Massey For For Mgmt
1d Elect Director Cary D. McMillan For For Mgmt
1e Elect Director Sheila A. Penrose For For Mgmt
1f Elect Director John W. Rogers, Jr. For For Mgmt
1g Elect Director Roger W. Stone For For Mgmt
1h Elect Director Miles D. White For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Provide Right to Act by Written Consent Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 Sovran Self Storage, Inc. SSS 84610H108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert J. Attea For For Mgmt
1.2 Elect Director Kenneth F. Myszka For For Mgmt
1.3 Elect Director Anthony P. Gammie For For Mgmt
1.4 Elect Director Charles E. Lannon For For Mgmt
1.5 Elect Director James R. Boldt For For Mgmt
1.6 Elect Director Stephen R. Rusmisel For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/14 TrustCo Bank Corp NY TRST 898349105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Anthony J. Marinello For For Mgmt
1.2 Elect Director William D. Powers For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/28/14 Chevron Corporation CVX 166764100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Linnet F. Deily For For Mgmt
1b Elect Director Robert E. Denham For For Mgmt
1c Elect Director Alice P. Gast For For Mgmt
1d Elect Director Enrique Hernandez, Jr. For For Mgmt
1e Elect Director Jon M. Huntsman, Jr. For For Mgmt
1f Elect Director George L. Kirkland For For Mgmt
1g Elect Director Charles W. Moorman, IV For For Mgmt
1h Elect Director Kevin W. Sharer For For Mgmt
1i Elect Director John G. Stumpf For For Mgmt
1j Elect Director Ronald D. Sugar For For Mgmt
1k Elect Director Carl Ware For For Mgmt
1l Elect Director John S. Watson For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Report on Charitable Contributions Against Against ShrHlder
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Report on Management of Hydraulic Fracturing Risks and Opportunities Against For ShrHlder
7 Require Independent Board Chairman Against Against ShrHlder
8 Amend Bylaws -- Call Special Meetings Against For ShrHlder
9 Require Director Nominee with Environmental Experience Against For ShrHlder
10 Adopt Guidelines for Country Selection Against For ShrHlder
Page 39
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) First Trust Exchange-Traded Fund VI
-----------------------------------------
By (Signature and Title)* /s/ Mark R. Bradley
---------------------------------
Mark R. Bradley, President
Date August 8, 2014
-------------------------
* Print the name and title of each signing officer under his or her signature.