UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-22559
First Trust Exchange-Traded Fund IV
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: October 31
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Date of reporting period: July 1, 2014 - June 30, 2015
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
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FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND
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National Grid plc
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Ticker NG.
Primary Security ID G6375K151
Meeting Date 28-Jul-14
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Accept Financial Statements and Statutory Reports For For Yes No
Management Approve Final Dividend For For Yes No
Management Re-elect Sir Peter Gershon as Director For For Yes No
Management Re-elect Steve Holliday as Director For For Yes No
Management Re-elect Andrew Bonfield as Director For For Yes No
Management Re-elect Tom King as Director For For Yes No
Management Elect John Pettigrew as Director For For Yes No
Management Re-elect Philip Aiken as Director For For Yes No
Management Re-elect Nora Mead Brownell as Director For For Yes No
Management Re-elect Jonathan Dawson as Director For For Yes No
Management Elect Therese Esperdy as Director For For Yes No
Management Re-elect Paul Golby as Director For For Yes No
Management Re-elect Ruth Kelly as Director For For Yes No
Management Re-elect Mark Williamson as Director For For Yes No
Management Reappoint PricewaterhouseCoopers LLP as Auditors For For Yes No
Management Authorise Board to Fix Remuneration of Auditors For For Yes No
Management Approve Remuneration Policy For For Yes No
Management Approve Remuneration Report For For Yes No
Management Amend Long Term Performance Plan For For Yes No
Management Authorise Issue of Equity with Pre-emptive Rights For For Yes No
Management Approve Scrip Dividend Scheme For For Yes No
Management Authorise Directors to Capitalise the Appropriate Nominal
Amounts of New Shares of the Company Allotted Pursuant to
the Company's Scrip Dividend Scheme For For Yes No
Management Authorise Issue of Equity without Pre-emptive Rights For For Yes No
Management Authorise Market Purchase of Ordinary Shares For For Yes No
Management Authorise the Company to Call EGM with Two Weeks' Notice For For Yes No
Energy Transfer Partners L.P.
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Ticker ETP
Primary Security ID 29273R109
Meeting Date 20-Nov-14
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Amend Omnibus Stock Plan For For Yes No
Management Adjourn Meeting For For Yes No
Kinder Morgan Management LLC
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Ticker KMR
Primary Security ID 49455U100
Meeting Date 20-Nov-14
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Approve KMR Merger Agreement For For Yes No
Management Adjourn KMR Meeting For For Yes No
Management Approve KMP Merger Agreement For For Yes No
Management Adjourn KMP Meeting For For Yes No
Kinder Morgan, Inc.
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Ticker KMI
Primary Security ID 49456B101
Meeting Date 20-Nov-14
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Increase Authorized Common Stock For For Yes No
Management Issue Shares in Connection with Mergers For For Yes No
Management Adjourn Meeting For For Yes No
Wisconsin Energy Corporation
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Ticker WEC
Primary Security ID 976657106
Meeting Date 21-Nov-14
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Issue Shares in Connection with Acquisition For For Yes No
Management Change Company Name to WEC Energy Group, Inc. For For Yes No
Management Adjourn Meeting For For Yes No
New Jersey Resources Corporation
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Ticker NJR
Primary Security ID 646025106
Meeting Date 21-Jan-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Donald L. Correll For For Yes No
Management Elect Director M. William Howard, Jr. For For Yes No
Management Elect Director J. Terry Strange For For Yes No
Management Elect Director George R. Zoffinger For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Management Ratify Auditors For For Yes No
Williams Partners L. P.
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Ticker WPZ
Primary Security ID 96950F104
Meeting Date 28-Jan-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Approve Merger Agreement For For Yes No
The Laclede Group, Inc.
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Ticker LG
Primary Security ID 505597104
Meeting Date 29-Jan-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Mark A. Borer For For Yes No
Management Elect Director Maria V. Fogarty For For Yes No
Management Elect Director Anthony V. Leness For For Yes No
Management Approve Omnibus Stock Plan For For Yes No
Management Ratify Auditors For For Yes No
UGI Corporation
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Ticker UGI
Primary Security ID 902681105
Meeting Date 29-Jan-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Richard W. Gochnauer For For Yes No
Management Elect Director Lon R. Greenberg For For Yes No
Management Elect Director Frank S. Hermance For For Yes No
Management Elect Director Ernest E. Jones For For Yes No
Management Elect Director Anne Pol For For Yes No
Management Elect Director M. Shawn Puccio For For Yes No
Management Elect Director Marvin O. Schlanger For For Yes No
Management Elect Director Roger B. Vincent For For Yes No
Management Elect Director John L. Walsh For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Management Ratify Auditors For For Yes No
Atmos Energy Corporation
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Ticker ATO
Primary Security ID 049560105
Meeting Date 04-Feb-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Robert W. Best For For Yes No
Management Elect Director Kim R. Cocklin For For Yes No
Management Elect Director Richard W. Douglas For For Yes No
Management Elect Director Ruben E. Esquivel For For Yes No
Management Elect Director Richard K. Gordon For For Yes No
Management Elect Director Robert C. Grable For For Yes No
Management Elect Director Thomas C. Meredith For For Yes No
Management Elect Director Nancy K. Quinn For For Yes No
Management Elect Director Richard A. Sampson For For Yes No
Management Elect Director Stephen R. Springer For For Yes No
Management Elect Director Richard Ware II For For Yes No
Management Ratify Auditors For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Piedmont Natural Gas Company, Inc.
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Ticker PNY
Primary Security ID 720186105
Meeting Date 05-Mar-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director E. James Burton For For Yes No
Management Elect Director Jo Anne Sanford For For Yes No
Management Elect Director David E. Shi For For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
American Electric Power Company, Inc.
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Ticker AEP
Primary Security ID 025537101
Meeting Date 21-Apr-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Nicholas K. Akins For For Yes No
Management Elect Director David J. Anderson For For Yes No
Management Elect Director J. Barnie Beasley, Jr. For For Yes No
Management Elect Director Ralph D. Crosby, Jr. For For Yes No
Management Elect Director Linda A. Goodspeed For For Yes No
Management Elect Director Thomas E. Hoaglin For For Yes No
Management Elect Director Sandra Beach Lin For For Yes No
Management Elect Director Richard C. Notebaert For For Yes No
Management Elect Director Lionel L. Nowell, III For For Yes No
Management Elect Director Stephen S. Rasmussen For For Yes No
Management Elect Director Oliver G. Richard, III For For Yes No
Management Elect Director Sara Martinez Tucker For For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Management Approve Omnibus Stock Plan For For Yes No
Management Eliminate Fair Price Provision For For Yes No
Management Eliminate Supermajority Vote Requirement For For Yes No
Share Holder Adopt Proxy Access Right Against For Yes Yes
Public Service Enterprise Group Incorporated
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Ticker PEG
Primary Security ID 744573106
Meeting Date 21-Apr-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Albert R. Gamper, Jr. For For Yes No
Management Elect Director William V. Hickey For For Yes No
Management Elect Director Ralph Izzo For For Yes No
Management Elect Director Shirley Ann Jackson For For Yes No
Management Elect Director David Lilley For For Yes No
Management Elect Director Thomas A. Renyi For For Yes No
Management Elect Director Hak Cheol (H.C) Shin For For Yes No
Management Elect Director Richard J. Swift For For Yes No
Management Elect Director Susan Tomasky For For Yes No
Management Elect Director Alfred W. Zollar For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For For Yes No
Magellan Midstream Partners, L.P.
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Ticker MMP
Primary Security ID 559080106
Meeting Date 23-Apr-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Robert G. Croyle For For Yes No
Management Elect Director Stacy P. Methvin For For Yes No
Management Elect Director Barry R. Pearl For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Management Ratify Ernst & Young LLP as Auditors For For Yes No
Exelon Corporation
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Ticker EXC
Primary Security ID 30161N101
Meeting Date 28-Apr-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Anthony K. Anderson For For Yes No
Management Elect Director Ann C. Berzin For For Yes No
Management Elect Director John A. Canning For For Yes No
Management Elect Director Christopher M. Crane For For Yes No
Management Elect Director Yves C. de Balmann For For Yes No
Management Elect Director Nicholas DeBenedictis For For Yes No
Management Elect Director Paul L. Joskow For For Yes No
Management Elect Director Robert J. Lawless For For Yes No
Management Elect Director Richard W. Mies For For Yes No
Management Elect Director William C. Richardson For For Yes No
Management Elect Director John W. Rogers, Jr. For For Yes No
Management Elect Director Mayo A. Shattuck, III For For Yes No
Management Elect Director Stephen D. Steinour For For Yes No
Management Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Management Amend Omnibus Stock Plan For For Yes No
Management Provide Proxy Access Right For Against Yes Yes
Share Holder Proxy Access Against For Yes Yes
Spectra Energy Corp
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Ticker SE
Primary Security ID 847560109
Meeting Date 28-Apr-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Gregory L. Ebel For For Yes No
Management Elect Director F. Anthony Comper For For Yes No
Management Elect Director Austin A. Adams For For Yes No
Management Elect Director Joseph Alvarado For For Yes No
Management Elect Director Pamela L. Carter For For Yes No
Management Elect Director Clarence P. Cazalot, Jr. For For Yes No
Management Elect Director Peter B. Hamilton For For Yes No
Management Elect Director Miranda C. Hubbs For For Yes No
Management Elect Director Michael McShane For For Yes No
Management Elect Director Michael G. Morris For For Yes No
Management Elect Director Michael E.J. Phelps For For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Share Holder Report on Political Contributions Against For Yes Yes
Share Holder Report on Lobbying Payments and Policy Against For Yes Yes
Eversource Energy
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Ticker ES
Primary Security ID 30040W108
Meeting Date 29-Apr-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director John S. Clarkeson For For Yes No
Management Elect Director Cotton M. Cleveland For For Yes No
Management Elect Director Sanford Cloud, Jr. For For Yes No
Management Elect Director James S. DiStasio For For Yes No
Management Elect Director Francis A. Doyle For For Yes No
Management Elect Director Charles K. Gifford For For Yes No
Management Elect Director Paul A. La Camera For For Yes No
Management Elect Director Kenneth R. Leibler For For Yes No
Management Elect Director Thomas J. May For For Yes No
Management Elect Director William C. Van Faasen For For Yes No
Management Elect Director Frederica M. Williams For For Yes No
Management Elect Director Dennis R. Wraase For For Yes No
Management Amend Declaration of Trust to Change the Name of the Company
from Northeast Utilities to Eversource Energy For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For For Yes No
SCANA Corporation
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Ticker SCG
Primary Security ID 80589M102
Meeting Date 30-Apr-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director James A. Bennett For For Yes No
Management Elect Director Lynne M. Miller For For Yes No
Management Elect Director James W. Roquemore For For Yes No
Management Elect Director Maceo K. Sloan For For Yes No
Management Approve Omnibus Stock Plan For For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management Declassify the Board of Directors For For Yes No
South Jersey Industries, Inc.
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Ticker SJI
Primary Security ID 838518108
Meeting Date 30-Apr-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Sarah M. Barpoulis For For Yes No
Management Elect Director Thomas A. Bracken For For Yes No
Management Elect Director Keith S. Campbell For For Yes No
Management Elect Director Sheila Hartnett-Devlin For For Yes No
Management Elect Director Victor A. Fortkiewicz For For Yes No
Management Elect Director Walter M. Higgins, III For For Yes No
Management Elect Director Sunita Holzer For For Yes No
Management Elect Director Joseph H. Petrowski For For Yes No
Management Elect Director Michael J. Renna For For Yes No
Management Elect Director Frank L. Sims For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Management Approve Omnibus Stock Plan For For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For For Yes No
CMS Energy Corporation
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Ticker CMS
Primary Security ID 125896100
Meeting Date 01-May-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Jon E. Barfield For For Yes No
Management Elect Director Deborah H. Butler For For Yes No
Management Elect Director Kurt L. Darrow For For Yes No
Management Elect Director Stephen E. Ewing For For Yes No
Management Elect Director Richard M. Gabrys For For Yes No
Management Elect Director William D. Harvey For For Yes No
Management Elect Director David W. Joos For For Yes No
Management Elect Director Philip R. Lochner, Jr. For For Yes No
Management Elect Director John G. Russell For For Yes No
Management Elect Director Myrna M. Soto For For Yes No
Management Elect Director Laura H. Wright For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Management Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
TransCanada Corporation
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Ticker TRP
Primary Security ID 89353D107
Meeting Date 01-May-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Kevin E. Benson For For Yes No
Management Elect Director Derek H. Burney For For Yes No
Management Elect Director Paule Gauthier For For Yes No
Management Elect Director Russell K. Girling For For Yes No
Management Elect Director S. Barry Jackson For For Yes No
Management Elect Director Paula Rosput Reynolds For For Yes No
Management Elect Director John Richels For For Yes No
Management Elect Director Mary Pat Salomone For For Yes No
Management Elect Director D. Michael G. Stewart For For Yes No
Management Elect Director Siim A. Vanaselja For For Yes No
Management Elect Director Richard E. Waugh For For Yes No
Management Approve KPMG LLP as Auditors and Authorize Board to Fix
Their Remuneration For For Yes No
Management Advisory Vote on Executive Compensation Approach For For Yes No
Management Establish Range for Board Size (Minimum of Eight to Maximum
of Fifteen) For For Yes No
Management Amend By-Law Number 1 For For Yes No
Management Elect Director Kevin E. Benson For For Yes No
Management Elect Director Derek H. Burney For For Yes No
Management Elect Director Paule Gauthier For For Yes No
Management Elect Director Russell K. Girling For For Yes No
Management Elect Director S. Barry Jackson For For Yes No
Management Elect Director Paula Rosput Reynolds For For Yes No
Management Elect Director John Richels For For Yes No
Management Elect Director Mary Pat Salomone For For Yes No
Management Elect Director D. Michael G. Stewart For For Yes No
Management Elect Director Siim A. Vanaselja For For Yes No
Management Elect Director Richard E. Waugh For For Yes No
Management Approve KPMG LLP as Auditors and Authorize Board to Fix
Their Remuneration For For Yes No
Management Advisory Vote on Executive Compensation Approach For For Yes No
Management Establish Range for Board Size (Minimum of Eight to Maximum
of Fifteen) For For Yes No
Management Amend By-Law Number 1 For For Yes No
Enbridge Income Fund Holdings Inc.
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Ticker ENF
Primary Security ID 29251R105
Meeting Date 04-May-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Approve PricewaterhouseCoopers LLP as Auditors and Authorize
Board to Fix Their Remuneration For For Yes No
Management Elect Director J. Richard Bird For For Yes No
Management Elect Director M. Elizabeth Cannon For For Yes No
Management Elect Director Charles W. Fischer For For Yes No
Management Elect Director Brian E. Frank For For Yes No
Management Elect Director E.F.H. (Harry) Roberts For For Yes No
Management Elect Director Bruce G. Waterman For For Yes No
Management Approve Advance Notice Policy For For Yes No
Keyera Corp.
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Ticker KEY
Primary Security ID 493271100
Meeting Date 05-May-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Ratify Deloitte LLP as Auditors For For Yes No
Management Elect Director James V. Bertram For For Yes No
Management Elect Director Douglas J. Haughey For For Yes No
Management Elect Director Nancy M. Laird For For Yes No
Management Elect Director Donald J. Nelson For For Yes No
Management Elect Director H. Neil Nichols For For Yes No
Management Elect Director Michael J. Norris For For Yes No
Management Elect Director Thomas O'Connor For For Yes No
Management Elect Director David G. Smith For For Yes No
Management Elect Director William R. Stedman For For Yes No
Management Advisory Vote on Executive Compensation Approach For For Yes No
NRG Yield, Inc.
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Ticker NYLD
Primary Security ID 62942X108
Meeting Date 05-May-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director David Crane For Withhold Yes Yes
Management Elect Director John F. Chlebowski For For Yes No
Management Elect Director Kirkland B. Andrews For Withhold Yes Yes
Management Elect Director Brian R. Ford For For Yes No
Management Elect Director Mauricio Gutierrez For Withhold Yes Yes
Management Elect Director Ferrell P. McClean For For Yes No
Management Elect Director Christopher S. Sotos For Withhold Yes Yes
Management Authorize a New Class C and Class D of Common Stock For For Yes No
Management Approve Stock Split For For Yes No
Management Amend Omnibus Stock Plan For For Yes No
Management Ratify KPMG LLP as Auditors For For Yes No
Chesapeake Utilities Corporation
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Ticker CPK
Primary Security ID 165303108
Meeting Date 06-May-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Ronald G. Forsythe, Jr. For For Yes No
Management Elect Director Eugene H. Bayard For For Yes No
Management Elect Director Thomas P. Hill, Jr. For For Yes No
Management Elect Director Dennis S. Hudson, III For For Yes No
Management Elect Director Calvert A. Morgan, Jr. For For Yes No
Management Approve Executive Incentive Bonus Plan For For Yes No
Management Ratify Baker Tilly Virchow Krause LLP as Auditors For For Yes No
Dominion Resources, Inc.
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Ticker D
Primary Security ID 25746U109
Meeting Date 06-May-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director William P. Barr For For Yes No
Management Elect Director Helen E. Dragas For For Yes No
Management Elect Director James O. Ellis, Jr. For For Yes No
Management Elect Director Thomas F. Farrell, II For For Yes No
Management Elect Director John W. Harris For Against Yes Yes
Management Elect Director Mark J. Kington For For Yes No
Management Elect Director Pamela J. Royal For For Yes No
Management Elect Director Robert H. Spilman, Jr. For For Yes No
Management Elect Director Michael E. Szymanczyk For For Yes No
Management Elect Director David A. Wollard For For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Management Provide Right to Call Special Meeting For For Yes No
Share Holder Provide Right to Act by Written Consent Against For Yes Yes
Share Holder Cease Construction of New Nuclear Units Against Against Yes No
Share Holder Report on Methane Emissions Management and Reduction Targets Against For Yes Yes
Share Holder Include Carbon Reduction as a Performance Measure for Senior
Executive Compensation Against Against Yes No
Share Holder Report on Financial and Physical Risks of Climate Change Against For Yes Yes
Share Holder Adopt Quantitative GHG Goals for Products and Operations Against Against Yes No
Share Holder Report on Biomass Carbon Footprint and Assess Risks Against For Yes Yes
Enbridge Inc.
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Ticker ENB
Primary Security ID 29250N105
Meeting Date 06-May-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director David A. Arledge For For Yes No
Management Elect Director James J. Blanchard For For Yes No
Management Elect Director Marcel R. Coutu For For Yes No
Management Elect Director J. Herb England For For Yes No
Management Elect Director Charles W. Fischer For For Yes No
Management Elect Director V. Maureen Kempston Darkes For For Yes No
Management Elect Director Al Monaco For For Yes No
Management Elect Director George K. Petty For For Yes No
Management Elect Director Rebecca B. Roberts For For Yes No
Management Elect Director Dan C. Tutcher For For Yes No
Management Elect Director Catherine L. Williams For For Yes No
Management Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management Approve Advance Notice Policy For For Yes No
Management Advisory Vote on Executive Compensation Approach For For Yes No
Alliant Energy Corporation
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Ticker LNT
Primary Security ID 018802108
Meeting Date 07-May-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Ann K. Newhall For For Yes No
Management Elect Director Dean C. Oestreich For For Yes No
Management Elect Director Carol P. Sanders For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Management Amend Omnibus Stock Plan For For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For For Yes No
Duke Energy Corporation
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Ticker DUK
Primary Security ID 26441C204
Meeting Date 07-May-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Michael G. Browning For For Yes No
Management Elect Director Harris E. DeLoach, Jr. For For Yes No
Management Elect Director Daniel R. DiMicco For For Yes No
Management Elect Director John H. Forsgren For For Yes No
Management Elect Director Lynn J. Good For For Yes No
Management Elect Director Ann Maynard Gray For For Yes No
Management Elect Director James H. Hance, Jr. For For Yes No
Management Elect Director John T. Herron For For Yes No
Management Elect Director James B. Hyler, Jr. For For Yes No
Management Elect Director William E. Kennard For For Yes No
Management Elect Director E. Marie McKee For For Yes No
Management Elect Director Richard A. Meserve For For Yes No
Management Elect Director James T. Rhodes For For Yes No
Management Elect Director Carlos A. Saladrigas For For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Management Approve Omnibus Stock Plan For For Yes No
Share Holder Pro-rata Vesting of Equity Awards Against For Yes Yes
Share Holder Report on Political Contributions Against For Yes Yes
Share Holder Adopt Proxy Access Right Against For Yes Yes
Fortis Inc.
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Ticker FTS
Primary Security ID 349553107
Meeting Date 07-May-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Tracey C. Ball For For Yes No
Management Elect Director Pierre J. Blouin For For Yes No
Management Elect Director Paul J. Bonavia For For Yes No
Management Elect Director Peter E. Case For For Yes No
Management Elect Director Maura J. Clark For For Yes No
Management Elect Director Ida J. Goodreau For For Yes No
Management Elect Director Douglas J. Haughey For For Yes No
Management Elect Director R. Harry McWatters For For Yes No
Management Elect Director Ronald D. Munkley For For Yes No
Management Elect Director David G. Norris For For Yes No
Management Elect Director Barry V. Perry For For Yes No
Management Approve Ernst & Young LLP as Auditors and Authorize Board to
Fix Their Remuneration For For Yes No
Management Advisory Vote on Executive Compensation Approach For For Yes No
Kinder Morgan, Inc.
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Ticker KMI
Primary Security ID 49456B101
Meeting Date 07-May-15
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MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Richard D. Kinder For For Yes No
Management Elect Director Steven J. Kean For For Yes No
Management Elect Director Ted A. Gardner For For Yes No
Management Elect Director Anthony W. Hall, Jr. For For Yes No
Management Elect Director Gary L. Hultquist For For Yes No
Management Elect Director Ronald L. Kuehn, Jr. For For Yes No
Management Elect Director Deborah A. MacDonald For For Yes No
Management Elect Director Michael J. Miller For For Yes No
Management Elect Director Michael C. Morgan For For Yes No
Management Elect Director Arthur C. Reichstetter For For Yes No
Management Elect Director Fayez Sarofim For For Yes No
Management Elect Director C. Park Shaper For For Yes No
Management Elect Director William A. Smith For For Yes No
Management Elect Director Joel V. Staff For For Yes No
Management Elect Director Robert F. Vagt For For Yes No
Management Elect Director Perry M. Waughtal For For Yes No
Management Approve Omnibus Stock Plan For For Yes No
Management Approve Executive Incentive Bonus Plan For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Management Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management Amend Charter to Eliminate Inapplicable Provisions For For Yes No
Share Holder Report on Capital Expenditure Strategy with Respect to
Climate Change Policy Against For Yes Yes
Share Holder Report on Methane Emissions Management and Reduction Targets Against For Yes Yes
Share Holder Report on Sustainability Against For Yes Yes
Wisconsin Energy Corporation
--------------------------------------------------------------------------------
Ticker WEC
Primary Security ID 976657106
Meeting Date 07-May-15
--------------------------------------------------------------------------------
MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director John F. Bergstrom For For Yes No
Management Elect Director Barbara L. Bowles For For Yes No
Management Elect Director Patricia W. Chadwick For For Yes No
Management Elect Director Curt S. Culver For For Yes No
Management Elect Director Thomas J. Fischer For For Yes No
Management Elect Director Gale E. Klappa For For Yes No
Management Elect Director Henry W. Knueppel For For Yes No
Management Elect Director Ulice Payne, Jr. For For Yes No
Management Elect Director Mary Ellen Stanek For For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Pembina Pipeline Corporation
--------------------------------------------------------------------------------
Ticker PPL
Primary Security ID 706327103
Meeting Date 08-May-15
--------------------------------------------------------------------------------
MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Anne-Marie N. Ainsworth, Grant D. Billing,
Michael (Mick) H. Dilger, Randall J. Findlay,
Lorne B. Gordon, Gordon J. Kerr, David M.B. LeGresley,
Robert B. Michaleski, Leslie A. O'Donoghue, and
Jeffrey T. Smith as Directors For For Yes No
Management Elect Director Anne-Marie N. Ainsworth For For Yes No
Management Elect Director Grant D. Billing For For Yes No
Management Elect Director Michael (Mick) H. Dilger For For Yes No
Management Elect Director Randall J. Findlay For For Yes No
Management Elect Director Lorne B. Gordon For For Yes No
Management Elect Director Gordon J. Kerr For For Yes No
Management Elect Director David M.B. LeGresley For For Yes No
Management Elect Director Robert B. Michaleski For For Yes No
Management Elect Director Leslie A. O'Donoghue For For Yes No
Management Elect Director Jeffrey T. Smith For For Yes No
Management Approve KPMG LLP as Auditors and Authorize Board to Fix
Their Remuneration For For Yes No
Management Amend Stock Option Plan For For Yes No
Management Amend Stock Option Plan For For Yes No
Management Advisory Vote on Executive Compensation Approach For For Yes No
Inter Pipeline Ltd.
--------------------------------------------------------------------------------
Ticker IPL
Primary Security ID 45833V109
Meeting Date 11-May-15
--------------------------------------------------------------------------------
MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Fix Number of Directors at Seven For For Yes No
Management Elect Director Richard Shaw For For Yes No
Management Elect Director David Fesyk For For Yes No
Management Elect Director Lorne Brown For For Yes No
Management Elect Director Duane Keinick For For Yes No
Management Elect Director Alison Taylor Love For For Yes No
Management Elect Director William Robertson For For Yes No
Management Elect Director Brant Sangster For For Yes No
Management Approve Ernst & Young LLP as Auditors and Authorize Board to
Fix Their Remuneration For For Yes No
Management Advisory Vote on Executive Compensation Approach For For Yes No
NiSource Inc.
--------------------------------------------------------------------------------
Ticker NI
Primary Security ID 65473P105
Meeting Date 12-May-15
--------------------------------------------------------------------------------
MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Richard A. Abdoo For For Yes No
Management Elect Director Aristides S. Candris For For Yes No
Management Elect Director Sigmund L. Cornelius For For Yes No
Management Elect Director Michael E. Jesanis For For Yes No
Management Elect Director Marty R. Kittrell For For Yes No
Management Elect Director W. Lee Nutter For For Yes No
Management Elect Director Deborah S. Parker For For Yes No
Management Elect Director Robert C. Skaggs, Jr. For For Yes No
Management Elect Director Teresa A.Taylor For For Yes No
Management Elect Director Richard L. Thompson For For Yes No
Management Elect Director Carolyn Y. Woo For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management Provide Right to Call Special Meeting For For Yes No
Management Approve Decrease in Size of Board For For Yes No
Management Amend Omnibus Stock Plan For For Yes No
Management Amend Qualified Employee Stock Purchase Plan For For Yes No
Share Holder Report on Political Contributions Against For Yes Yes
Sempra Energy
--------------------------------------------------------------------------------
Ticker SRE
Primary Security ID 816851109
Meeting Date 13-May-15
--------------------------------------------------------------------------------
MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Alan L. Boeckmann For For Yes No
Management Elect Director James G. Brocksmith, Jr. For For Yes No
Management Elect Director Kathleen L. Brown For For Yes No
Management Elect Director Pablo A. Ferrero For For Yes No
Management Elect Director William D. Jones For For Yes No
Management Elect Director William G. Ouchi For For Yes No
Management Elect Director Debra L. Reed For For Yes No
Management Elect Director William C. Rusnack For For Yes No
Management Elect Director William P. Rutledge For For Yes No
Management Elect Director Lynn Schenk For For Yes No
Management Elect Director Jack T. Taylor For For Yes No
Management Elect Director Luis M. Tellez For For Yes No
Management Elect Director James C. Yardley For For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Share Holder Require Independent Board Chairman Against Against Yes No
Suburban Propane Partners, L.P.
--------------------------------------------------------------------------------
Ticker SPH
Primary Security ID 864482104
Meeting Date 13-May-15
--------------------------------------------------------------------------------
MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Harold R. Logan, Jr. For For Yes No
Management Elect Director John Hoyt Stookey For For Yes No
Management Elect Director John D. Collins For For Yes No
Management Elect Director Jane Swift For For Yes No
Management Elect Director Lawrence C. Caldwell For For Yes No
Management Elect Director Matthew J. Chanin For For Yes No
Management Elect Director Michael A. Stivala For For Yes No
Management Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management Amend Restricted Stock Plan For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
CorEnergy Infrastructure Trust, Inc.
--------------------------------------------------------------------------------
Ticker CORR
Primary Security ID 21870U205
Meeting Date 19-May-15
--------------------------------------------------------------------------------
MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Charles E. Heath For For Yes No
Management Elect Director David J. Schulte For For Yes No
Management Ratify Ernst & Young LLP as Auditors For For Yes No
ITC Holdings Corp.
--------------------------------------------------------------------------------
Ticker ITC
Primary Security ID 465685105
Meeting Date 20-May-15
--------------------------------------------------------------------------------
MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Albert Ernst For For Yes No
Management Elect Director Christopher H. Franklin For For Yes No
Management Elect Director Edward G. Jepsen For For Yes No
Management Elect Director David R. Lopez For For Yes No
Management Elect Director Hazel R. O'Leary For For Yes No
Management Elect Director Thomas G. Stephens For For Yes No
Management Elect Director G. Bennett Stewart, III For For Yes No
Management Elect Director Lee C. Stewart For For Yes No
Management Elect Director Joseph L. Welch For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For Against Yes Yes
Management Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management Approve Qualified Employee Stock Purchase Plan For For Yes No
Management Approve Omnibus Stock Plan For For Yes No
Share Holder Amend Bylaws -- Call Special Meetings Against For Yes Yes
ONEOK, Inc.
--------------------------------------------------------------------------------
Ticker OKE
Primary Security ID 682680103
Meeting Date 20-May-15
--------------------------------------------------------------------------------
MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director James C. Day For For Yes No
Management Elect Director Julie H. Edwards For For Yes No
Management Elect Director William L. Ford For For Yes No
Management Elect Director John W. Gibson For For Yes No
Management Elect Director Steven J. Malcolm For For Yes No
Management Elect Director Jim W. Mogg For For Yes No
Management Elect Director Pattye L. Moore For For Yes No
Management Elect Director Gary D. Parker For For Yes No
Management Elect Director Eduardo A. Rodriguez For For Yes No
Management Elect Director Terry K. Spencer For For Yes No
Management Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Emera Incorporated
--------------------------------------------------------------------------------
Ticker EMA
Primary Security ID 290876101
Meeting Date 21-May-15
--------------------------------------------------------------------------------
MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Sylvia D. Chrominska For For Yes No
Management Elect Director Henry E. Demone For For Yes No
Management Elect Director Allan L. Edgeworth For For Yes No
Management Elect Director James D. Eisenhauer For For Yes No
Management Elect Director Christopher G. Huskilson For For Yes No
Management Elect Director J. Wayne Leonard For For Yes No
Management Elect Director B. Lynn Loewen For For Yes No
Management Elect Director John T. McLennan For For Yes No
Management Elect Director Donald A. Pether For For Yes No
Management Elect Director Andrea S. Rosen For For Yes No
Management Elect Director Richard P. Sergel For For Yes No
Management Elect Director M. Jacqueline Sheppard For For Yes No
Management Ratify Ernst & Young LLP as Auditors For For Yes No
Management Authorize Board to Fix Remuneration of Auditors For For Yes No
Management Advisory Vote on Executive Compensation Approach For For Yes No
IDACORP, Inc.
--------------------------------------------------------------------------------
Ticker IDA
Primary Security ID 451107106
Meeting Date 21-May-15
--------------------------------------------------------------------------------
MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Darrel T. Anderson For For Yes No
Management Elect Director Thomas Carlile For For Yes No
Management Elect Director Richard J. Dahl For For Yes No
Management Elect Director Ronald W. Jibson For For Yes No
Management Elect Director Judith A. Johansen For For Yes No
Management Elect Director Dennis L. Johnson For For Yes No
Management Elect Director J. LaMont Keen For For Yes No
Management Elect Director Christine King For For Yes No
Management Elect Director Richard J. Navarro For For Yes No
Management Elect Director Robert A. Tinstman For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Management Amend Omnibus Stock Plan For For Yes No
Management Amend Executive Incentive Bonus Plan For For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For For Yes No
NextEra Energy, Inc.
--------------------------------------------------------------------------------
Ticker NEE
Primary Security ID 65339F101
Meeting Date 21-May-15
--------------------------------------------------------------------------------
MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Sherry S. Barrat For For Yes No
Management Elect Director Robert M. Beall, II For For Yes No
Management Elect Director James L. Camaren For For Yes No
Management Elect Director Kenneth B. Dunn For For Yes No
Management Elect Director Naren K. Gursahaney For For Yes No
Management Elect Director Kirk S. Hachigian For For Yes No
Management Elect Director Toni Jennings For For Yes No
Management Elect Director Amy B. Lane For For Yes No
Management Elect Director James L. Robo For For Yes No
Management Elect Director Rudy E. Schupp For For Yes No
Management Elect Director John L. Skolds For For Yes No
Management Elect Director William H. Swanson For For Yes No
Management Elect Director Hansel E. Tookes, II For For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Management Eliminate Supermajority Vote Requirement For For Yes No
Management Eliminate Supermajority Vote Requirement For For Yes No
Management Amend Charter to Eliminate Supermajority Vote Requirement
and Provide that the Vote Required is a Majority of
Outstanding Shares, For Shareholder Approval of Certain
Amendments to the Charter For For Yes No
Management Amend Charter to Eliminate the 'for cause' Requirement for
the Removal of a Director For For Yes No
Management Amend Right to Call Special Meeting For Against Yes Yes
Share Holder Report on Political Contributions Against For Yes Yes
Share Holder Amend Bylaws -- Call Special Meetings Against For Yes Yes
ONE Gas, Inc.
--------------------------------------------------------------------------------
Ticker OGS
Primary Security ID 68235P108
Meeting Date 21-May-15
--------------------------------------------------------------------------------
MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director John W. Gibson For For Yes No
Management Elect Director Pattye L. Moore For For Yes No
Management Elect Director Douglas H. Yaeger For For Yes No
Management Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management Amend Omnibus Stock Plan For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Management Advisory Vote on Say on Pay Frequency One Year One Year Yes No
The Williams Companies, Inc.
--------------------------------------------------------------------------------
Ticker WMB
Primary Security ID 969457100
Meeting Date 21-May-15
--------------------------------------------------------------------------------
MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Alan S. Armstrong For For Yes No
Management Elect Director Joseph R. Cleveland For For Yes No
Management Elect Director Kathleen B. Cooper For For Yes No
Management Elect Director John A. Hagg For For Yes No
Management Elect Director Juanita H. Hinshaw For For Yes No
Management Elect Director Ralph Izzo For For Yes No
Management Elect Director Frank T. MacInnis For For Yes No
Management Elect Director Eric W. Mandelblatt For For Yes No
Management Elect Director Keith A. Meister For For Yes No
Management Elect Director Steven W. Nance For For Yes No
Management Elect Director Murray D. Smith For For Yes No
Management Elect Director Janice D. Stoney For For Yes No
Management Elect Director Laura A. Sugg For For Yes No
Management Ratify Ernst & Young LLP as Auditors For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
The Southern Company
--------------------------------------------------------------------------------
Ticker SO
Primary Security ID 842587107
Meeting Date 27-May-15
--------------------------------------------------------------------------------
MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Juanita Powell Baranco For For Yes No
Management Elect Director Jon A. Boscia For For Yes No
Management Elect Director Henry A. 'Hal' Clark, III For For Yes No
Management Elect Director Thomas A. Fanning For For Yes No
Management Elect Director David J. Grain For For Yes No
Management Elect Director Veronica M. Hagen For For Yes No
Management Elect Director Warren A. Hood, Jr. For For Yes No
Management Elect Director Linda P. Hudson For For Yes No
Management Elect Director Donald M. James For For Yes No
Management Elect Director John D. Johns For For Yes No
Management Elect Director Dale E. Klein For For Yes No
Management Elect Director William G. Smith, Jr. For For Yes No
Management Elect Director Steven R. Specker For For Yes No
Management Elect Director Larry D. Thompson For For Yes No
Management Elect Director E. Jenner Wood, III For Against Yes Yes
Management Approve Outside Director Stock Awards For For Yes No
Management Provide Right to Act by Written Consent For For Yes No
Management Advisory Vote to Ratify Named Executive Officers'
Compensation For For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For For Yes No
Share Holder Adopt Proxy Access Right Against For Yes Yes
Share Holder Adopt Quantitative GHG Goals for Operations Against For Yes Yes
Pattern Energy Group, Inc.
--------------------------------------------------------------------------------
Ticker PEGI
Primary Security ID 70338P100
Meeting Date 10-Jun-15
--------------------------------------------------------------------------------
MANAGEMENT VOTE VOTE AGAINST
PROPONENT PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management Elect Director Alan R. Batkin For For Yes No
Management Elect Director Patricia S. Bellinger For For Yes No
Management Elect Director The Lord Browne of Madingley For For Yes No
Management Elect Director Michael M. Garland For For Yes No
Management Elect Director Douglas G. Hall For For Yes No
Management Elect Director Michael B. Hoffman For For Yes No
Management Elect Director Patricia M. Newson For For Yes No
Management Ratify Ernst & Young LLP as Auditors For For Yes No
--------------------------------------------------------------------------------
FIRST TRUST STRATEGIC INCOME ETF
--------------------------------------------------------------------------------
MEETING DATE COMPANY TICKER SECURITY ID
11/13/14 Cracker Barrel Old Country Store, Inc. CBRL 22410J106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James W. Bradford For For Mgmt
1.2 Elect Director Thomas H. Barr For For Mgmt
1.3 Elect Director Sandra B. Cochran For For Mgmt
1.4 Elect Director Glenn A. Davenport For For Mgmt
1.5 Elect Director Richard J. Dobkin For For Mgmt
1.6 Elect Director Norman E. Johnson For For Mgmt
1.7 Elect Director William W. McCarten For For Mgmt
1.8 Elect Director Coleman H. Peterson For For Mgmt
1.9 Elect Director Andrea M. Weiss For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/20/14 Energy Transfer Partners L.P. ETP 29273R109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Omnibus Stock Plan For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/20/14 Kinder Morgan Energy Partners, L.P. KMP 494550106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/20/14 Kinder Morgan Management LLC KMR 49455U100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve KMR Merger Agreement For For Mgmt
2 Adjourn KMR Meeting For For Mgmt
3 Approve KMP Merger Agreement For For Mgmt
4 Adjourn KMP Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/20/14 Kinder Morgan, Inc. KMI 49456B101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Increase Authorized Common Stock For For Mgmt
2 Issue Shares in Connection with Mergers For For Mgmt
3 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/21/14 Wisconsin Energy Corporation WEC 976657106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Issue Shares in Connection with Acquisition For For Mgmt
2 Change Company Name to WEC Energy Group, Inc. For For Mgmt
3 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/03/14 Microsoft Corporation MSFT 594918104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William H. Gates lll For For Mgmt
1.2 Elect Director Maria M. Klawe For For Mgmt
1.3 Elect Director Teri L. List-Stoll For For Mgmt
1.4 Elect Director G. Mason Morfit For For Mgmt
1.5 Elect Director Satya Nadella For For Mgmt
1.6 Elect Director Charles H. Noski For For Mgmt
1.7 Elect Director Helmut Panke For For Mgmt
1.8 Elect Director Charles W. Scharf For For Mgmt
1.9 Elect Director John W. Stanton For For Mgmt
1.10 Elect Director John W. Thompson For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Ratify Auditors For For Mgmt
4 Proxy Access Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
01/09/15 Comtech Telecommunications Corp. CMTL 205826209
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ira S. Kaplan For For Mgmt
1.2 Elect Director Stanton D. Sloane For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/28/15 Reynolds American Inc. RAI 761713106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Issue Shares in Connection with Mergers For For Mgmt
2 Issue Shares in Connection with Mergers For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/28/15 Williams Partners L. P. WPZ 96950F104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/29/15 The Laclede Group, Inc. LG 505597104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Mark A. Borer For For Mgmt
1.2 Elect Director Maria V. Fogarty For For Mgmt
1.3 Elect Director Anthony V. Leness For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/29/15 UGI Corporation UGI 902681105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard W. Gochnauer For For Mgmt
1.2 Elect Director Lon R. Greenberg For For Mgmt
1.3 Elect Director Frank S. Hermance For For Mgmt
1.4 Elect Director Ernest E. Jones For For Mgmt
1.5 Elect Director Anne Pol For For Mgmt
1.6 Elect Director M. Shawn Puccio For For Mgmt
1.7 Elect Director Marvin O. Schlanger For For Mgmt
1.8 Elect Director Roger B. Vincent For For Mgmt
1.9 Elect Director John L. Walsh For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/03/15 Emerson Electric Co. EMR 291011104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director A. F. Golden For For Mgmt
1.2 Elect Director W. R. Johnson For For Mgmt
1.3 Elect Director C. Kendle For For Mgmt
1.4 Elect Director J. S. Turley For For Mgmt
1.5 Elect Director A. A. Busch, III For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Ratify Auditors For For Mgmt
6 Report on Sustainability, Including GHG Goals Against For ShrHlder
7 Report on Political Contributions Against For ShrHlder
8 Report on Lobbying Payments and Policy Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
02/04/15 Atmos Energy Corporation ATO 049560105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robert W. Best For For Mgmt
1b Elect Director Kim R. Cocklin For For Mgmt
1c Elect Director Richard W. Douglas For For Mgmt
1d Elect Director Ruben E. Esquivel For For Mgmt
1e Elect Director Richard K. Gordon For For Mgmt
1f Elect Director Robert C. Grable For For Mgmt
1g Elect Director Thomas C. Meredith For For Mgmt
1h Elect Director Nancy K. Quinn For For Mgmt
1i Elect Director Richard A. Sampson For For Mgmt
1j Elect Director Stephen R. Springer For For Mgmt
1k Elect Director Richard Ware II For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/03/15 WGL Holdings, Inc. WGL 92924F106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael D. Barnes For For Mgmt
1.2 Elect Director George P. Clancy, Jr. For For Mgmt
1.3 Elect Director James W. Dyke, Jr. For For Mgmt
1.4 Elect Director Nancy C. Floyd For For Mgmt
1.5 Elect Director Linda R. Gooden For For Mgmt
1.6 Elect Director James F. Lafond For For Mgmt
1.7 Elect Director Debra L. Lee For For Mgmt
1.8 Elect Director Terry D. McCallister For For Mgmt
1.9 Elect Director Dale S. Rosenthal For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/05/15 Piedmont Natural Gas Company, Inc. PNY 720186105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director E. James Burton For For Mgmt
1.2 Elect Director Jo Anne Sanford For For Mgmt
1.3 Elect Director David E. Shi For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/25/15 Urstadt Biddle Properties Inc. UBA 917286205
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Catherine U. Biddle For Withhold Mgmt
1.2 Elect Director Robert R. Douglass For Withhold Mgmt
1.3 Elect Director George H.C. Lawrence For Withhold Mgmt
1.4 Elect Director Charles J. Urstadt For Withhold Mgmt
2 Ratify PKF O'Connor Davies as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/15/15 FirstMerit Corporation FMER 337915102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Lizabeth A. Ardisana For For Mgmt
1.2 Elect Director Steven H. Baer For For Mgmt
1.3 Elect Director Karen S. Belden For For Mgmt
1.4 Elect Director R. Cary Blair For For Mgmt
1.5 Elect Director John C. Blickle For For Mgmt
1.6 Elect Director Robert W. Briggs For For Mgmt
1.7 Elect Director Richard Colella For For Mgmt
1.8 Elect Director Robert S. Cubbin For For Mgmt
1.9 Elect Director Gina D. France For For Mgmt
1.10 Elect Director Paul G. Greig For For Mgmt
1.11 Elect Director Terry L. Haines For For Mgmt
1.12 Elect Director J. Michael Hochschwender For For Mgmt
1.13 Elect Director Clifford J. Isroff For For Mgmt
1.14 Elect Director Philip A. Lloyd, II For For Mgmt
1.15 Elect Director Russ M. Strobel For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Provide Proxy Access Right For For Mgmt
5 Limit Accelerated Vesting of Equity Awards Upon a Change in Control Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/15/15 Sonoco Products Company SON 835495102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Pamela L. Davies For For Mgmt
1.2 Elect Director Harris E. DeLoach, Jr. For For Mgmt
1.3 Elect Director Edgar H. Lawton, III For For Mgmt
1.4 Elect Director John E. Linville For For Mgmt
1.5 Elect Director Sundaram Nagarajan For For Mgmt
1.6 Elect Director Richard G. Kyle For For Mgmt
2 Ratify PricewaterhouseCoopers, LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Declassify the Board of Directors Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/15/15 Waddell & Reed Financial, Inc. WDR 930059100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas C. Godlasky For For Mgmt
1.2 Elect Director Dennis E. Logue For For Mgmt
1.3 Elect Director Michael F. Morrissey For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/15/15 Wesbanco, Inc. WSBC 950810101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ernest S. Fragale For For Mgmt
1.2 Elect Director D. Bruce Knox For For Mgmt
1.3 Elect Director Ronald W. Owen For For Mgmt
1.4 Elect Director Reed J. Tanner For For Mgmt
1.5 Elect Director Charlotte A. Zuschlag For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Ratify Ernst & Young, LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/21/15 American Electric Power Company, Inc. AEP 025537101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Nicholas K. Akins For For Mgmt
1.2 Elect Director David J. Anderson For For Mgmt
1.3 Elect Director J. Barnie Beasley, Jr. For For Mgmt
1.4 Elect Director Ralph D. Crosby, Jr. For For Mgmt
1.5 Elect Director Linda A. Goodspeed For For Mgmt
1.6 Elect Director Thomas E. Hoaglin For For Mgmt
1.7 Elect Director Sandra Beach Lin For For Mgmt
1.8 Elect Director Richard C. Notebaert For For Mgmt
1.9 Elect Director Lionel L. Nowell, III For For Mgmt
1.10 Elect Director Stephen S. Rasmussen For For Mgmt
1.11 Elect Director Oliver G. Richard, III For For Mgmt
1.12 Elect Director Sara Martinez Tucker For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Eliminate Fair Price Provision For For Mgmt
6 Eliminate Supermajority Vote Requirement For For Mgmt
7 Adopt Proxy Access Right Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/23/15 Johnson & Johnson JNJ 478160104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Mary Sue Coleman For For Mgmt
1b Elect Director D. Scott Davis For For Mgmt
1c Elect Director Ian E. L. Davis For For Mgmt
1d Elect Director Alex Gorsky For For Mgmt
1e Elect Director Susan L. Lindquist For For Mgmt
1f Elect Director Mark B. McClellan For For Mgmt
1g Elect Director Anne M. Mulcahy For For Mgmt
1h Elect Director William D. Perez For For Mgmt
1i Elect Director Charles Prince For For Mgmt
1j Elect Director A. Eugene Washington For For Mgmt
1k Elect Director Ronald A. Williams For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
4 Policy Regarding Overextended Directors Against Against ShrHlder
5 Report on Consistency Between Corporate Values and Political Against Against ShrHlder
Contributions
6 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/23/15 Lockheed Martin Corporation LMT 539830109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1a Elect Director Daniel F. Akerson For For Mgmt
1.1b Elect Director Nolan D. Archibald For For Mgmt
1.1c Elect Director Rosalind G. Brewer For For Mgmt
1.1d Elect Director David B. Burritt For For Mgmt
1.1e Elect Director James O. Ellis, Jr. For For Mgmt
1.1f Elect Director Thomas J. Falk For For Mgmt
1.1g Elect Director Marillyn A. Hewson For For Mgmt
1.1h Elect Director Gwendolyn S. King For For Mgmt
1.1i Elect Director James M. Loy For For Mgmt
1.1j Elect Director Joseph W. Ralston For For Mgmt
1.1k Elect Director Anne Stevens For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Provide Right to Act by Written Consent Against For ShrHlder
5 Report on Lobbying Payments and Policy Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/23/15 Magellan Midstream Partners, L.P. MMP 559080106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert G. Croyle For For Mgmt
1.2 Elect Director Stacy P. Methvin For For Mgmt
1.3 Elect Director Barry R. Pearl For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/23/15 Pfizer Inc. PFE 717081103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Dennis A. Ausiello For For Mgmt
1.2 Elect Director W. Don Cornwell For For Mgmt
1.3 Elect Director Frances D. Fergusson For For Mgmt
1.4 Elect Director Helen H. Hobbs For For Mgmt
1.5 Elect Director James M. Kilts For For Mgmt
1.6 Elect Director Shantanu Narayen For For Mgmt
1.7 Elect Director Suzanne Nora Johnson For For Mgmt
1.8 Elect Director Ian C. Read For For Mgmt
1.9 Elect Director Stephen W. Sanger For For Mgmt
1.10 Elect Director James C. Smith For For Mgmt
1.11 Elect Director Marc Tessier-Lavigne For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Review and Assess Membership of Lobbying Organizations Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/24/15 Bank of Hawaii Corporation BOH 062540109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director S. Haunani Apoliona For For Mgmt
1.2 Elect Director Mary G.F. Bitterman For For Mgmt
1.3 Elect Director Mark A. Burak For For Mgmt
1.4 Elect Director Michael J. Chun For For Mgmt
1.5 Elect Director Clinton R. Churchill For For Mgmt
1.6 Elect Director Peter S. Ho For For Mgmt
1.7 Elect Director Robert Huret For For Mgmt
1.8 Elect Director Kent T. Lucien For For Mgmt
1.9 Elect Director Victor K. Nichols For For Mgmt
1.10 Elect Director Martin A. Stein For For Mgmt
1.11 Elect Director Donald M. Takaki For For Mgmt
1.12 Elect Director Barbara J. Tanabe For For Mgmt
1.13 Elect Director Raymond P. Vara, Jr. For For Mgmt
1.14 Elect Director Robert W. Wo For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Approve Non-Employee Director Omnibus Stock Plan For For Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/28/15 BB&T Corporation BBT 054937107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jennifer S. Banner For For Mgmt
1.2 Elect Director K. David Boyer, Jr. For For Mgmt
1.3 Elect Director Anna R. Cablik For For Mgmt
1.4 Elect Director Ronald E. Deal For For Mgmt
1.5 Elect Director James A. Faulkner For For Mgmt
1.6 Elect Director I. Patricia Henry For For Mgmt
1.7 Elect Director John P. Howe, III For For Mgmt
1.8 Elect Director Eric C. Kendrick For For Mgmt
1.9 Elect Director Kelly S. King For For Mgmt
1.10 Elect Director Louis B. Lynn For For Mgmt
1.11 Elect Director Edward C. Milligan For For Mgmt
1.12 Elect Director Charles A. Patton For For Mgmt
1.13 Elect Director Nido R. Qubein For For Mgmt
1.14 Elect Director Tollie W. Rich, Jr. For For Mgmt
1.15 Elect Director Thomas E. Skains For For Mgmt
1.16 Elect Director Thomas N. Thompson For For Mgmt
1.17 Elect Director Edwin H. Welch For For Mgmt
1.18 Elect Director Stephen T. Williams For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Report on Lobbying Payments and Political Contributions Against For ShrHlder
5 Claw-back of Payments under Restatements Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/28/15 Exelon Corporation EXC 30161N101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1a Elect Director Anthony K. Anderson For For Mgmt
1.1b Elect Director Ann C. Berzin For For Mgmt
1.1c Elect Director John A. Canning For For Mgmt
1.1d Elect Director Christopher M. Crane For For Mgmt
1.1e Elect Director Yves C. de Balmann For For Mgmt
1.1f Elect Director Nicholas DeBenedictis For For Mgmt
1.1g Elect Director Paul L. Joskow For For Mgmt
1.1h Elect Director Robert J. Lawless For For Mgmt
1.1i Elect Director Richard W. Mies For For Mgmt
1.1j Elect Director William C. Richardson For For Mgmt
1.1k Elect Director John W. Rogers, Jr. For For Mgmt
1.1l Elect Director Mayo A. Shattuck, III For For Mgmt
1.1m Elect Director Stephen D. Steinour For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Provide Proxy Access Right For Against Mgmt
6 Proxy Access Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/28/15 Spectra Energy Corp SE 847560109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1a Elect Director Gregory L. Ebel For For Mgmt
1.1b Elect Director F. Anthony Comper For For Mgmt
1.1c Elect Director Austin A. Adams For For Mgmt
1.1d Elect Director Joseph Alvarado For For Mgmt
1.1e Elect Director Pamela L. Carter For For Mgmt
1.1f Elect Director Clarence P. Cazalot, Jr. For For Mgmt
1.1g Elect Director Peter B. Hamilton For For Mgmt
1.1h Elect Director Miranda C. Hubbs For For Mgmt
1.1i Elect Director Michael McShane For For Mgmt
1.1j Elect Director Michael G. Morris For For Mgmt
1.1k Elect Director Michael E.J. Phelps For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Report on Political Contributions Against For ShrHlder
5 Report on Lobbying Payments and Policy Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/28/15 Trustmark Corporation TRMK 898402102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Adolphus B. Baker For For Mgmt
1.2 Elect Director Tracy T. Conerly For For Mgmt
1.3 Elect Director Toni D. Cooley For For Mgmt
1.4 Elect Director Daniel A. Grafton For For Mgmt
1.5 Elect Director Gerard R. Host For For Mgmt
1.6 Elect Director David H. Hoster, II For For Mgmt
1.7 Elect Director John M. McCullouch For For Mgmt
1.8 Elect Director Richard H. Puckett For For Mgmt
1.9 Elect Director R. Michael Summerford For For Mgmt
1.10 Elect Director LeRoy G. Walker, Jr. For For Mgmt
1.11 Elect Director William G. Yates, III For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/28/15 Wells Fargo & Company WFC 949746101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director John D. Baker, II For For Mgmt
1b Elect Director Elaine L. Chao For For Mgmt
1c Elect Director John S. Chen For For Mgmt
1d Elect Director Lloyd H. Dean For For Mgmt
1e Elect Director Elizabeth A. Duke For For Mgmt
1f Elect Director Susan E. Engel For For Mgmt
1g Elect Director Enrique Hernandez, Jr. For For Mgmt
1h Elect Director Donald M. James For For Mgmt
1i Elect Director Cynthia H. Milligan For For Mgmt
1j Elect Director Federico F. Pena For For Mgmt
1k Elect Director James H. Quigley For For Mgmt
1l Elect Director Judith M. Runstad For For Mgmt
1m Elect Director Stephen W. Sanger For For Mgmt
1n Elect Director John G. Stumpf For For Mgmt
1o Elect Director Susan G. Swenson For For Mgmt
1p Elect Director Suzanne M. Vautrinot For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify KPMG LLP as Auditors For For Mgmt
4 Require Independent Board Chairman Against Against ShrHlder
5 Report on Lobbying Payments and Policy Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/29/15 Eversource Energy ES 30040W108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John S. Clarkeson For For Mgmt
1.2 Elect Director Cotton M. Cleveland For For Mgmt
1.3 Elect Director Sanford Cloud, Jr. For For Mgmt
1.4 Elect Director James S. DiStasio For For Mgmt
1.5 Elect Director Francis A. Doyle For For Mgmt
1.6 Elect Director Charles K. Gifford For For Mgmt
1.7 Elect Director Paul A. La Camera For For Mgmt
1.8 Elect Director Kenneth R. Leibler For For Mgmt
1.9 Elect Director Thomas J. May For For Mgmt
1.10 Elect Director William C. Van Faasen For For Mgmt
1.11 Elect Director Frederica M. Williams For For Mgmt
1.12 Elect Director Dennis R. Wraase For For Mgmt
2 Amend Declaration of Trust to Change the Name of the Company from For For Mgmt
Northeast Utilities to Eversource Energy
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/29/15 TECO Energy, Inc. TE 872375100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James L. Ferman, Jr. For For Mgmt
1.2 Elect Director Evelyn V. Follit For For Mgmt
1.3 Elect Director Sherrill W. Hudson For For Mgmt
1.4 Elect Director Joseph P. Lacher For For Mgmt
1.5 Elect Director Loretta A. Penn For For Mgmt
1.6 Elect Director John B. Ramil For For Mgmt
1.7 Elect Director Tom L. Rankin For For Mgmt
1.8 Elect Director William D. Rockford For For Mgmt
1.9 Elect Director Paul L. Whiting For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Report on Political Contributions Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/30/15 Cullen/Frost Bankers, Inc. CFR 229899109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director R. Denny Alexander For For Mgmt
1.2 Elect Director Carlos Alvarez For For Mgmt
1.3 Elect Director Royce S. Caldwell For For Mgmt
1.4 Elect Director Crawford H. Edwards For For Mgmt
1.5 Elect Director Ruben M. Escobedo For For Mgmt
1.6 Elect Director Richard W. Evans, Jr. For For Mgmt
1.7 Elect Director Patrick B. Frost For For Mgmt
1.8 Elect Director David J. Haemisegger For For Mgmt
1.9 Elect Director Karen E. Jennings For For Mgmt
1.10 Elect Director Richard M. Kleberg, III For For Mgmt
1.11 Elect Director Charles W. Matthews For For Mgmt
1.12 Elect Director Ida Clement Steen For For Mgmt
1.13 Elect Director Horace Wilkins, Jr. For For Mgmt
1.14 Elect Director Jack Wood For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/30/15 Kimberly-Clark Corporation KMB 494368103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John F. Bergstrom For For Mgmt
1.2 Elect Director Abelardo E. Bru For For Mgmt
1.3 Elect Director Robert W. Decherd For For Mgmt
1.4 Elect Director Thomas J. Falk For For Mgmt
1.5 Elect Director Fabian T. Garcia For For Mgmt
1.6 Elect Director Mae C. Jemison For For Mgmt
1.7 Elect Director James M. Jenness For For Mgmt
1.8 Elect Director Nancy J. Karch For For Mgmt
1.9 Elect Director Ian C. Read For For Mgmt
1.10 Elect Director Linda Johnson Rice For For Mgmt
1.11 Elect Director Marc J. Shapiro For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Provide Right to Act by Written Consent Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/30/15 SCANA Corporation SCG 80589M102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James A. Bennett For For Mgmt
1.2 Elect Director Lynne M. Miller For For Mgmt
1.3 Elect Director James W. Roquemore For For Mgmt
1.4 Elect Director Maceo K. Sloan For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Declassify the Board of Directors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/30/15 South Jersey Industries, Inc. SJI 838518108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1a Elect Director Sarah M. Barpoulis For For Mgmt
1.1b Elect Director Thomas A. Bracken For For Mgmt
1.1c Elect Director Keith S. Campbell For For Mgmt
1.1d Elect Director Sheila Hartnett-Devlin For For Mgmt
1.1e Elect Director Victor A. Fortkiewicz For For Mgmt
1.1f Elect Director Walter M. Higgins, III For For Mgmt
1.1g Elect Director Sunita Holzer For For Mgmt
1.1h Elect Director Joseph H. Petrowski For For Mgmt
1.1i Elect Director Michael J. Renna For For Mgmt
1.1j Elect Director Frank L. Sims For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/30/15 The Empire District Electric Company EDE 291641108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director D. Randy Laney For For Mgmt
1.2 Elect Director Bonnie C. Lind For For Mgmt
1.3 Elect Director B. Thomas Mueller For For Mgmt
1.4 Elect Director Paul R. Portney For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/01/15 CMS Energy Corporation CMS 125896100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Jon E. Barfield For For Mgmt
1b Elect Director Deborah H. Butler For For Mgmt
1c Elect Director Kurt L. Darrow For For Mgmt
1d Elect Director Stephen E. Ewing For For Mgmt
1e Elect Director Richard M. Gabrys For For Mgmt
1f Elect Director William D. Harvey For For Mgmt
1g Elect Director David W. Joos For For Mgmt
1h Elect Director Philip R. Lochner, Jr. For For Mgmt
1i Elect Director John G. Russell For For Mgmt
1j Elect Director Myrna M. Soto For For Mgmt
1k Elect Director Laura H. Wright For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/01/15 Occidental Petroleum Corporation OXY 674599105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Spencer Abraham For For Mgmt
1.2 Elect Director Howard I. Atkins For For Mgmt
1.3 Elect Director Eugene L. Batchelder For For Mgmt
1.4 Elect Director Stephen I. Chazen For For Mgmt
1.5 Elect Director John E. Feick For For Mgmt
1.6 Elect Director Margaret M. Foran For For Mgmt
1.7 Elect Director Carlos M. Gutierrez For For Mgmt
1.8 Elect Director William R. Klesse For For Mgmt
1.9 Elect Director Avedick B. Poladian For For Mgmt
1.10 Elect Director Elisse B. Walter For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
5 Claw-back of Payments under Restatements Against For ShrHlder
6 Adopt Proxy Access Right Against For ShrHlder
7 Report on Methane and Flaring Emissions Management and Reduction Against For ShrHlder
Targets
8 Review and Assess Membership of Lobbying Organizations Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/01/15 TransCanada Corporation TRP 89353D107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kevin E. Benson For For Mgmt
1.2 Elect Director Derek H. Burney For For Mgmt
1.3 Elect Director Paule Gauthier For For Mgmt
1.4 Elect Director Russell K. Girling For For Mgmt
1.5 Elect Director S. Barry Jackson For For Mgmt
1.6 Elect Director Paula Rosput Reynolds For For Mgmt
1.7 Elect Director John Richels For For Mgmt
1.8 Elect Director Mary Pat Salomone For For Mgmt
1.9 Elect Director D. Michael G. Stewart For For Mgmt
1.10 Elect Director Siim A. Vanaselja For For Mgmt
1.11 Elect Director Richard E. Waugh For For Mgmt
2 Approve KPMG LLP as Auditors and Authorize Board to Fix Their For For Mgmt
Remuneration
3 Advisory Vote on Executive Compensation Approach For For Mgmt
4 Establish Range for Board Size (Minimum of Eight to Maximum of For For Mgmt
Fifteen)
5 Amend By-Law Number 1 For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/15 PG&E Corporation PCG 69331C108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Lewis Chew For For Mgmt
1.2 Elect Director Anthony F. Earley, Jr. For For Mgmt
1.3 Elect Director Fred J. Fowler For For Mgmt
1.4 Elect Director Maryellen C. Herringer For For Mgmt
1.5 Elect Director Richard C. Kelly For For Mgmt
1.6 Elect Director Roger H. Kimmel For For Mgmt
1.7 Elect Director Richard A. Meserve For For Mgmt
1.8 Elect Director Forrest E. Miller For For Mgmt
1.9 Elect Director Rosendo G. Parra For For Mgmt
1.10 Elect Director Barbara L. Rambo For For Mgmt
1.11 Elect Director Anne Shen Smith For For Mgmt
1.12 Elect Director Barry Lawson Williams For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/04/15 Sanofi SNY 80105N105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation of Income and Dividends of EUR 2.85 per Share For For Mgmt
4 Approve Auditors' Special Report on Related-Party Transactions For Against Mgmt
5 Reelect Serge Weinberg as Director For For Mgmt
6 Reelect Suet-Fern Lee as Director For For Mgmt
7 Ratify Appointment of Bonnie Bassler as Director For For Mgmt
8 Reelect Bonnie Bassler as Director For For Mgmt
9 Ratify Appointment of Olivier Brandicourt as Director For For Mgmt
10 Advisory Vote on Compensation of Serge Weinberg For For Mgmt
11 Advisory Vote on Compensation of Christopher Viehbacher For Against Mgmt
12 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt
1 Authorize Issuance of Equity or Equity-Linked Securities with
Preemptive Rights up to Aggregate Nominal Amount of
EUR 1.3 Billion For For Mgmt
2 Authorize Issuance of Equity or Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal Amount of
EUR 260 Million For For Mgmt
3 Approve Issuance of Equity or Equity-Linked Securities for Private
Placements, up to Aggregate Nominal Amount of EUR 260 Million For For Mgmt
4 Approve Issuance of Debt Securities Giving Access to New Shares
of Subsidiaries and/or Existing Shares and/or Debt Securities,
up to Aggregate Amount of EUR 7 Billion For For Mgmt
5 Authorize Board to Increase Capital in the Event of Additional
Demand Related to Delegation Submitted to Shareholder Vote Above For For Mgmt
6 Authorize Capital Increase of up to 10 Percent of Issued Capital for
Contributions in Kind For For Mgmt
7 Authorize Capitalization of Reserves of Up to EUR 500 Million for
Bonus Issue or Increase in Par Value For Against Mgmt
8 Authorize Decrease in Share Capital via Cancellation of Repurchased
Shares For For Mgmt
9 Authorize Capital Issuances for Use in Employee Stock Purchase Plans For For Mgmt
10 Authorize up to 1.2 Percent of Issued Capital for Use in Restricted
Stock Plans For For Mgmt
11 Amend Article 7 of Bylaws Re: Shareholding Disclosure Thresholds For Against Mgmt
12 Amend Article 19 of Bylaws Re: Attendance to General Meetings For For Mgmt
13 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/15 Great Plains Energy Incorporated GXP 391164100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Terry Bassham For For Mgmt
1.2 Elect Director David L. Bodde For For Mgmt
1.3 Elect Director Randall C. Ferguson, Jr. For For Mgmt
1.4 Elect Director Gary D. Forsee For For Mgmt
1.5 Elect Director Scott D. Grimes For For Mgmt
1.6 Elect Director Thomas D. Hyde For For Mgmt
1.7 Elect Director James A. Mitchell For For Mgmt
1.8 Elect Director Ann D. Murtlow For For Mgmt
1.9 Elect Director John J. Sherman For For Mgmt
1.10 Elect Director Linda H. Talbott For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Adopt Quantitative Carbon Dioxide Reduction Goals Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/05/15 NRG Yield, Inc. NYLD 62942X108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David Crane For Withhold Mgmt
1.2 Elect Director John F. Chlebowski For For Mgmt
1.3 Elect Director Kirkland B. Andrews For Withhold Mgmt
1.4 Elect Director Brian R. Ford For For Mgmt
1.5 Elect Director Mauricio Gutierrez For Withhold Mgmt
1.6 Elect Director Ferrell P. McClean For For Mgmt
1.7 Elect Director Christopher S. Sotos For Withhold Mgmt
2A Authorize a New Class C and Class D of Common Stock For Against Mgmt
2B Approve Stock Split For Against Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/06/15 Chesapeake Utilities Corporation CPK 165303108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ronald G. Forsythe, Jr. For For Mgmt
1.2 Elect Director Eugene H. Bayard For For Mgmt
1.3 Elect Director Thomas P. Hill, Jr. For For Mgmt
1.4 Elect Director Dennis S. Hudson, III For For Mgmt
1.5 Elect Director Calvert A. Morgan, Jr. For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Baker Tilly Virchow Krause LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/06/15 Compass Minerals International, Inc. CMP 20451N101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David J. D'Antoni For For Mgmt
1b Elect Director Allan R. Rothwell For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/06/15 Dominion Resources, Inc. D 25746U109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William P. Barr For For Mgmt
1.2 Elect Director Helen E. Dragas For For Mgmt
1.3 Elect Director James O. Ellis, Jr. For For Mgmt
1.4 Elect Director Thomas F. Farrell, II For For Mgmt
1.5 Elect Director John W. Harris For Against Mgmt
1.6 Elect Director Mark J. Kington For For Mgmt
1.7 Elect Director Pamela J. Royal For For Mgmt
1.8 Elect Director Robert H. Spilman, Jr. For For Mgmt
1.9 Elect Director Michael E. Szymanczyk For For Mgmt
1.10 Elect Director David A. Wollard For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Provide Right to Call Special Meeting For For Mgmt
5 Provide Right to Act by Written Consent Against For ShrHlder
6 Cease Construction of New Nuclear Units Against Against ShrHlder
7 Report on Methane Emissions Management and Reduction Targets Against For ShrHlder
8 Include Carbon Reduction as a Performance Measure for Senior
Executive Compensation Against Against ShrHlder
9 Report on Financial and Physical Risks of Climate Change Against For ShrHlder
10 Adopt Quantitative GHG Goals for Products and Operations Against Against ShrHlder
11 Report on Biomass Carbon Footprint and Assess Risks Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/06/15 Enbridge Inc. ENB.CN 29250N105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director David A. Arledge For For Mgmt
2 Elect Director James J. Blanchard For For Mgmt
3 Elect Director Marcel R. Coutu For For Mgmt
4 Elect Director J. Herb England For For Mgmt
5 Elect Director Charles W. Fischer For For Mgmt
6 Elect Director V. Maureen Kempston Darkes For For Mgmt
7 Elect Director Al Monaco For For Mgmt
8 Elect Director George K. Petty For For Mgmt
9 Elect Director Rebecca B. Roberts For For Mgmt
10 Elect Director Dan C. Tutcher For For Mgmt
11 Elect Director Catherine L. Williams For For Mgmt
12 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
13 Approve Advance Notice Policy For For Mgmt
14 Advisory Vote on Executive Compensation Approach For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/06/15 PepsiCo, Inc. PEP 713448108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Shona L. Brown For For Mgmt
1.2 Elect Director George W. Buckley For For Mgmt
1.3 Elect Director Ian M. Cook For For Mgmt
1.4 Elect Director Dina Dublon For For Mgmt
1.5 Elect Director Rona A. Fairhead For For Mgmt
1.6 Elect Director Richard W. Fisher For For Mgmt
1.7 Elect Director Alberto Ibarguen For For Mgmt
1.8 Elect Director William R. Johnson For For Mgmt
1.9 Elect Director Indra K. Nooyi For For Mgmt
1.10 Elect Director David C. Page For For Mgmt
1.11 Elect Director Robert C. Pohlad For For Mgmt
1.12 Elect Director Lloyd G. Trotter For For Mgmt
1.13 Elect Director Daniel Vasella For For Mgmt
1.14 Elect Director Alberto Weisser For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Establish a Board Committee on Sustainability Against Against ShrHlder
5 Pro-Rata Vesting of Equity Awards Against For ShrHlder
6 Report on Plans to Minimize Pesticides' Impact on Pollinators Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/07/15 Alliant Energy Corporation LNT 018802108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ann K. Newhall For For Mgmt
1.2 Elect Director Dean C. Oestreich For For Mgmt
1.3 Elect Director Carol P. Sanders For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/07/15 Avista Corporation AVA 05379B107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Erik J. Anderson For For Mgmt
1b Elect Director Kristianne Blake For For Mgmt
1c Elect Director Donald C. Burke For For Mgmt
1d Elect Director John F. Kelly For For Mgmt
1e Elect Director Rebecca A. Klein For For Mgmt
1f Elect Director Scott L. Morris For For Mgmt
1g Elect Director Mark F. Racicot For For Mgmt
1h Elect Director Heidi B. Stanley For For Mgmt
1i Elect Director R. John Taylor For For Mgmt
1j Elect Director Janet D. Widmann For For Mgmt
2 Reduce Supermajority Vote Requirement for Certain Provisions For For Mgmt
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/07/15 Bemis Company, Inc. BMS 081437105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William F. Austen For For Mgmt
1.2 Elect Director Ronald J. Floto For For Mgmt
1.3 Elect Director Timothy M. Manganello For For Mgmt
1.4 Elect Director William L. Mansfield For For Mgmt
1.5 Elect Director Arun Nayar For For Mgmt
1.6 Elect Director Edward N. Perry For For Mgmt
1.7 Elect Director Philip G. Weaver For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/07/15 Kinder Morgan, Inc. KMI 49456B101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard D. Kinder For For Mgmt
1.2 Elect Director Steven J. Kean For For Mgmt
1.3 Elect Director Ted A. Gardner For For Mgmt
1.4 Elect Director Anthony W. Hall, Jr. For For Mgmt
1.5 Elect Director Gary L. Hultquist For For Mgmt
1.6 Elect Director Ronald L. Kuehn, Jr. For For Mgmt
1.7 Elect Director Deborah A. MacDonald For For Mgmt
1.8 Elect Director Michael J. Miller For For Mgmt
1.9 Elect Director Michael C. Morgan For For Mgmt
1.10 Elect Director Arthur C. Reichstetter For For Mgmt
1.11 Elect Director Fayez Sarofim For For Mgmt
1.12 Elect Director C. Park Shaper For For Mgmt
1.13 Elect Director William A. Smith For For Mgmt
1.14 Elect Director Joel V. Staff For For Mgmt
1.15 Elect Director Robert F. Vagt For For Mgmt
1.16 Elect Director Perry M. Waughtal For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
6 Amend Charter to Eliminate Inapplicable Provisions For For Mgmt
7 Report on Capital Expenditure Strategy with Respect to Climate Change Against For ShrHlder
Policy
8 Report on Methane Emissions Management and Reduction Targets Against For ShrHlder
9 Report on Sustainability Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/07/15 National Health Investors, Inc. NHI 63633D104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1a Elect Director Robert T. Webb For For Mgmt
2 Amend Stock Option Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Ratify BDO USA, LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/07/15 Wisconsin Energy Corporation WEC 976657106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John F. Bergstrom For For Mgmt
1.2 Elect Director Barbara L. Bowles For For Mgmt
1.3 Elect Director Patricia W. Chadwick For For Mgmt
1.4 Elect Director Curt S. Culver For For Mgmt
1.5 Elect Director Thomas J. Fischer For For Mgmt
1.6 Elect Director Gale E. Klappa For For Mgmt
1.7 Elect Director Henry W. Knueppel For For Mgmt
1.8 Elect Director Ulice Payne, Jr. For For Mgmt
1.9 Elect Director Mary Ellen Stanek For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/15 ALLETE, Inc. ALE 018522300
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Kathryn W. Dindo For For Mgmt
1b Elect Director Sidney W. Emery, Jr. For For Mgmt
1c Elect Director George G. Goldfarb For For Mgmt
1d Elect Director James S. Haines, Jr. For For Mgmt
1e Elect Director Alan R. Hodnik For For Mgmt
1f Elect Director James J. Hoolihan For For Mgmt
1g Elect Director Heidi E. Jimmerson For For Mgmt
1h Elect Director Madeleine W. Ludlow For For Mgmt
1i Elect Director Douglas C. Neve For For Mgmt
1j Elect Director Leonard C. Rodman For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/15 NiSource Inc. NI 65473P105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Richard A. Abdoo For For Mgmt
2 Elect Director Aristides S. Candris For For Mgmt
3 Elect Director Sigmund L. Cornelius For For Mgmt
4 Elect Director Michael E. Jesanis For For Mgmt
5 Elect Director Marty R. Kittrell For For Mgmt
6 Elect Director W. Lee Nutter For For Mgmt
7 Elect Director Deborah S. Parker For For Mgmt
8 Elect Director Robert C. Skaggs, Jr. For For Mgmt
9 Elect Director Teresa A.Taylor For For Mgmt
10 Elect Director Richard L. Thompson For For Mgmt
11 Elect Director Carolyn Y. Woo For For Mgmt
12 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
13 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
14 Provide Right to Call Special Meeting For For Mgmt
15 Approve Decrease in Size of Board For For Mgmt
16 Amend Omnibus Stock Plan For For Mgmt
17 Amend Qualified Employee Stock Purchase Plan For For Mgmt
18 Report on Political Contributions Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/12/15 Realty Income Corporation O 756109104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Kathleen R. Allen For For Mgmt
1b Elect Director John P. Case For For Mgmt
1c Elect Director A. Larry Chapman For For Mgmt
1d Elect Director Priya Cherian Huskins For For Mgmt
1e Elect Director Michael D. McKee For For Mgmt
1f Elect Director Gregory T. McLaughlin For For Mgmt
1g Elect Director Ronald L. Merriman For For Mgmt
1h Elect Director Stephen E. Sterrett For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/15 UIL Holdings Corporation UIL 902748102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thelma R. Albright For For Mgmt
1.2 Elect Director Arnold L. Chase For For Mgmt
1.3 Elect Director Betsy Henley-Cohn For For Mgmt
1.4 Elect Director Suedeen G. Kelly For For Mgmt
1.5 Elect Director John L. Lahey For For Mgmt
1.6 Elect Director Daniel J. Miglio For For Mgmt
1.7 Elect Director William F. Murdy For For Mgmt
1.8 Elect Director William B. Plummer For For Mgmt
1.9 Elect Director Donald R. Shassian For For Mgmt
1.10 Elect Director James P. Torgerson For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/13/15 National Oilwell Varco, Inc. NOV 637071101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Clay C. Williams For For Mgmt
1B Elect Director Greg L. Armstrong For For Mgmt
1C Elect Director Robert E. Beauchamp For For Mgmt
1D Elect Director Marcela E. Donadio For For Mgmt
1E Elect Director Ben A. Guill For For Mgmt
1F Elect Director David D. Harrison For For Mgmt
1G Elect Director Roger L. Jarvis For For Mgmt
1H Elect Director Eric L. Mattson For For Mgmt
1I Elect Director Jeffery A. Smisek For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/13/15 Sempra Energy SRE 816851109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Alan L. Boeckmann For For Mgmt
1.2 Elect Director James G. Brocksmith, Jr. For For Mgmt
1.3 Elect Director Kathleen L. Brown For For Mgmt
1.4 Elect Director Pablo A. Ferrero For For Mgmt
1.5 Elect Director William D. Jones For For Mgmt
1.6 Elect Director William G. Ouchi For For Mgmt
1.7 Elect Director Debra L. Reed For For Mgmt
1.8 Elect Director William C. Rusnack For For Mgmt
1.9 Elect Director William P. Rutledge For For Mgmt
1.10 Elect Director Lynn Schenk For For Mgmt
1.11 Elect Director Jack T. Taylor For For Mgmt
1.12 Elect Director Luis M. Tellez For For Mgmt
1.13 Elect Director James C. Yardley For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/14/15 Computer Programs and Systems, Inc. CPSI 205306103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John C. Johnson For For Mgmt
1.2 Elect Director W. Austin Mulherin, III For For Mgmt
1.3 Elect Director William R. Seifert, II For For Mgmt
2 Ratify Grant Thornton LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/14/15 Invesco Ltd. IVZ G491BT108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Martin L. Flanagan For For Mgmt
1.2 Elect Director C. Robert Henrikson For For Mgmt
1.3 Elect Director Ben F. Johnson, III For For Mgmt
1.4 Elect Director Sir Nigel Sheinwald For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/15 Consolidated Edison, Inc. ED 209115104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Vincent A. Calarco For For Mgmt
1b Elect Director George Campbell, Jr. For For Mgmt
1c Elect Director Michael J. Del Giudice For For Mgmt
1d Elect Director Ellen V. Futter For For Mgmt
1e Elect Director John F. Killian For For Mgmt
1f Elect Director John McAvoy For For Mgmt
1g Elect Director Armando J. Olivera For For Mgmt
1h Elect Director Michael W. Ranger For For Mgmt
1i Elect Director Linda S. Sanford For For Mgmt
1j Elect Director L. Frederick Sutherland For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/15 Omnicom Group Inc. OMC 681919106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John D. Wren For For Mgmt
1.2 Elect Director Bruce Crawford For For Mgmt
1.3 Elect Director Alan R. Batkin For For Mgmt
1.4 Elect Director Mary C. Choksi For For Mgmt
1.5 Elect Director Robert Charles Clark For For Mgmt
1.6 Elect Director Leonard S. Coleman, Jr. For For Mgmt
1.7 Elect Director Errol M. Cook For For Mgmt
1.8 Elect Director Susan S. Denison For For Mgmt
1.9 Elect Director Michael A. Henning For For Mgmt
1.10 Elect Director John R. Murphy For For Mgmt
1.11 Elect Director John R. Purcell For For Mgmt
1.12 Elect Director Linda Johnson Rice For For Mgmt
1.13 Elect Director Gary L. Roubos For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Prepare Employment Diversity Report Against For ShrHlder
5 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/19/15 Principal Financial Group, Inc. PFG 74251V102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Roger C. Hochschild For For Mgmt
1.2 Elect Director Daniel J. Houston For For Mgmt
1.3 Elect Director Elizabeth E. Tallett For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/19/15 Senior Housing Properties Trust SNH 81721M109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jeffrey P. Somers For For Mgmt
1.2 Elect Director Barry M. Portnoy For Withhold Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/20/15 Community Bank System, Inc. CBU 203607106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Neil E. Fesette For For Mgmt
1.2 Elect Director Sally A. Steele For For Mgmt
1.3 Elect Director Mark E. Tryniski For For Mgmt
1.4 Elect Director James A. Wilson For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/20/15 CVB Financial Corp. CVBF 126600105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director George A. Borba, Jr. For Withhold Mgmt
1.2 Elect Director Stephen A. Del Guercio For Withhold Mgmt
1.3 Elect Director Robert M. Jacoby For Withhold Mgmt
1.4 Elect Director Christopher D. Myers For For Mgmt
1.5 Elect Director Raymond V. O'Brien, III For Withhold Mgmt
1.6 Elect Director Hal W. Oswalt For Withhold Mgmt
1.7 Elect Director San E. Vaccaro For Withhold Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/20/15 ITC Holdings Corp. ITC 465685105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Albert Ernst For For Mgmt
1.2 Elect Director Christopher H. Franklin For For Mgmt
1.3 Elect Director Edward G. Jepsen For For Mgmt
1.4 Elect Director David R. Lopez For For Mgmt
1.5 Elect Director Hazel R. O'Leary For For Mgmt
1.6 Elect Director Thomas G. Stephens For For Mgmt
1.7 Elect Director G. Bennett Stewart, III For For Mgmt
1.8 Elect Director Lee C. Stewart For For Mgmt
1.9 Elect Director Joseph L. Welch For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Approve Qualified Employee Stock Purchase Plan For For Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Amend Bylaws -- Call Special Meetings Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/20/15 UNITED BANKSHARES, INC. UBSI 909907107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard M. Adams For For Mgmt
1.2 Elect Director Robert G. Astorg For For Mgmt
1.3 Elect Director Peter A. Converse For For Mgmt
1.4 Elect Director Lawrence K. Doll For For Mgmt
1.5 Elect Director W. Douglas Fisher For For Mgmt
1.6 Elect Director Theodore J. Georgelas For For Mgmt
1.7 Elect Director John M. McMahon For For Mgmt
1.8 Elect Director J. Paul McNamara For For Mgmt
1.9 Elect Director Mark R. Nesselroad For For Mgmt
1.10 Elect Director William C. Pitt, III For For Mgmt
1.11 Elect Director Mary K. Weddle For For Mgmt
1.12 Elect Director Gary G. White For For Mgmt
1.13 Elect Director P. Clinton Winter, Jr. For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/20/15 Xcel Energy Inc. XEL 98389B100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gail K. Boudreaux For For Mgmt
1b Elect Director Richard K. Davis For For Mgmt
1c Elect Director Ben Fowke For For Mgmt
1d Elect Director Albert F. Moreno For For Mgmt
1e Elect Director Richard T. O'Brien For For Mgmt
1f Elect Director Christopher J. Policinski For For Mgmt
1g Elect Director A. Patricia Sampson For For Mgmt
1h Elect Director James J. Sheppard For For Mgmt
1i Elect Director David A. Westerlund For For Mgmt
1j Elect Director Kim Williams For For Mgmt
1k Elect Director Timothy V. Wolf For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Require Independent Board Chairman Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/21/15 Hasbro, Inc. HAS 418056107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Basil L. Anderson For For Mgmt
1.2 Elect Director Alan R. Batkin For For Mgmt
1.3 Elect Director Kenneth A. Bronfin For For Mgmt
1.4 Elect Director Michael R. Burns For For Mgmt
1.5 Elect Director Lisa Gersh For For Mgmt
1.6 Elect Director Brian D. Goldner For For Mgmt
1.7 Elect Director Alan G. Hassenfeld For For Mgmt
1.8 Elect Director Tracy A. Leinbach For For Mgmt
1.9 Elect Director Edward M. Philip For For Mgmt
1.10 Elect Director Richard S. Stoddart For For Mgmt
1.11 Elect Director Linda K. Zecher For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify KPMG LLP as Auditors For For Mgmt
4 Proxy Access Against For ShrHlder
5 Adopt Share Retention Policy For Senior Executives Against For ShrHlder
6 Limit Accelerated Vesting of Equity Awards Upon a Change in Control Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/21/15 NextEra Energy, Inc. NEE 65339F101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Sherry S. Barrat For For Mgmt
1b Elect Director Robert M. Beall, II For For Mgmt
1c Elect Director James L. Camaren For For Mgmt
1d Elect Director Kenneth B. Dunn For For Mgmt
1.e Elect Director Naren K. Gursahaney For For Mgmt
1f Elect Director Kirk S. Hachigian For For Mgmt
1g Elect Director Toni Jennings For For Mgmt
1h Elect Director Amy B. Lane For For Mgmt
1i Elect Director James L. Robo For For Mgmt
1j Elect Director Rudy E. Schupp For For Mgmt
1k Elect Director John L. Skolds For For Mgmt
1l Elect Director William H. Swanson For For Mgmt
1m Elect Director Hansel E. Tookes, II For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Eliminate Supermajority Vote Requirement For For Mgmt
5 Eliminate Supermajority Vote Requirement For For Mgmt
6 Amend Charter to Eliminate Supermajority Vote Requirement and
Provide that the Vote Required is a Majority of Outstanding
Shares, For Shareholder Approval of Certain Amendments to the
Charter For For Mgmt
7 Amend Charter to Eliminate the 'for cause' Requirement for the
Removal of a Director For For Mgmt
8 Amend Right to Call Special Meeting For Against Mgmt
9 Report on Political Contributions Against For ShrHlder
10 Amend Bylaws -- Call Special Meetings Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/21/15 ONE Gas, Inc. OGS 68235P108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John W. Gibson For For Mgmt
1.2 Elect Director Pattye L. Moore For For Mgmt
1.3 Elect Director Douglas H. Yaeger For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/21/15 Sovran Self Storage, Inc. SSS 84610H108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert J. Attea For For Mgmt
1.2 Elect Director Kenneth F. Myszka For For Mgmt
1.3 Elect Director Charles E. Lannon For For Mgmt
1.4 Elect Director Stephen R. Rusmisel For For Mgmt
1.5 Elect Director Arthur L. Havener, Jr. For For Mgmt
1.6 Elect Director Mark G. Barberio For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Amend Deferred Compensation Plan For For Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/21/15 The Williams Companies, Inc. WMB 969457100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Alan S. Armstrong For For Mgmt
1.2 Elect Director Joseph R. Cleveland For For Mgmt
1.3 Elect Director Kathleen B. Cooper For For Mgmt
1.4 Elect Director John A. Hagg For For Mgmt
1.5 Elect Director Juanita H. Hinshaw For For Mgmt
1.6 Elect Director Ralph Izzo For For Mgmt
1.7 Elect Director Frank T. MacInnis For For Mgmt
1.8 Elect Director Eric W. Mandelblatt For For Mgmt
1.9 Elect Director Keith A. Meister For For Mgmt
1.10 Elect Director Steven W. Nance For For Mgmt
1.11 Elect Director Murray D. Smith For For Mgmt
1.12 Elect Director Janice D. Stoney For For Mgmt
1.13 Elect Director Laura A. Sugg For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/27/15 Exxon Mobil Corporation XOM 30231G102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael J. Boskin For For Mgmt
1.2 Elect Director Peter Brabeck-Letmathe For For Mgmt
1.3 Elect Director Ursula M. Burns For For Mgmt
1.4 Elect Director Larry R. Faulkner For For Mgmt
1.5 Elect Director Jay S. Fishman For For Mgmt
1.6 Elect Director Henrietta H. Fore For For Mgmt
1.7 Elect Director Kenneth C. Frazier For For Mgmt
1.8 Elect Director Douglas R. Oberhelman For For Mgmt
1.9 Elect Director Samuel J. Palmisano For For Mgmt
1.10 Elect Director Steven S. Reinemund For For Mgmt
1.11 Elect Director Rex W. Tillerson For For Mgmt
1.12 Elect Director William C. Weldon For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Require Independent Board Chairman Against For ShrHlder
5 Adopt Proxy Access Right Against For ShrHlder
6 Require Director Nominee with Environmental Experience Against For ShrHlder
7 Increase the Number of Females on the Board Against Against ShrHlder
8 Disclose Percentage of Females at Each Percentile of Compensation Against Against ShrHlder
9 Report on Lobbying Payments and Policy Against For ShrHlder
10 Adopt Quantitative GHG Goals for Products and Operations Against Against ShrHlder
11 Report on the Result of Efforts to Minimize Hydraulic Fracturing
Impacts Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/27/15 The Southern Company SO 842587107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Juanita Powell Baranco For For Mgmt
1b Elect Director Jon A. Boscia For For Mgmt
1c Elect Director Henry A. 'Hal' Clark, III For For Mgmt
1d Elect Director Thomas A. Fanning For For Mgmt
1e Elect Director David J. Grain For For Mgmt
1f Elect Director Veronica M. Hagen For For Mgmt
1g Elect Director Warren A. Hood, Jr. For For Mgmt
1h Elect Director Linda P. Hudson For For Mgmt
1i Elect Director Donald M. James For For Mgmt
1j Elect Director John D. Johns For For Mgmt
1k Elect Director Dale E. Klein For For Mgmt
1l Elect Director William G. Smith, Jr. For For Mgmt
1m Elect Director Steven R. Specker For For Mgmt
1n Elect Director Larry D. Thompson For For Mgmt
1o Elect Director E. Jenner Wood, III For Against Mgmt
2 Approve Outside Director Stock Awards For For Mgmt
3 Provide Right to Act by Written Consent For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
6 Adopt Proxy Access Right Against For ShrHlder
7 Adopt Quantitative GHG Goals for Operations Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/03/15 LTC Properties, Inc. LTC 502175102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Boyd W. Hendrickson For For Mgmt
1.2 Elect Director James J. Pieczynski For For Mgmt
1.3 Elect Director Devra G. Shapiro For For Mgmt
1.4 Elect Director Wendy L. Simpson For For Mgmt
1.5 Elect Director Timothy J. Triche For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/10/15 Pattern Energy Group, Inc. PEGI 70338P100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Alan R. Batkin For For Mgmt
1.2 Elect Director Patricia S. Bellinger For For Mgmt
1.3 Elect Director The Lord Browne of Madingley For For Mgmt
1.4 Elect Director Michael M. Garland For For Mgmt
1.5 Elect Director Douglas G. Hall For For Mgmt
1.6 Elect Director Michael B. Hoffman For For Mgmt
1.7 Elect Director Patricia M. Newson For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
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FIRST TRUST TACTICAL HIGH YIELD ETF
--------------------------------------------------------------------------------
The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
--------------------------------------------------------------------------------
FIRST TRUST SENIOR LOAN FUND
--------------------------------------------------------------------------------
The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
--------------------------------------------------------------------------------
FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF
--------------------------------------------------------------------------------
The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
--------------------------------------------------------------------------------
FIRST TRUST ENHANCED SHORT MATURITY ETF
--------------------------------------------------------------------------------
The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) First Trust Exchange-Traded Fund IV
-----------------------------------------
By (Signature and Title)* /s/ Mark R. Bradley
---------------------------------
Mark R. Bradley, President
Date July 28, 2015
-------------------------
* Print the name and title of each signing officer under his or her signature.