UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-22245
First Trust Exchange-Traded Fund III
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: October 31
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Date of reporting period: July 1, 2014 - June 30, 2015
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
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FIRST TRUST LONG/SHORT EQUITY ETF
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MEETING DATE COMPANY TICKER SECURITY ID
12/03/14 Harman International Industries, Incorporated HAR 413086109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Adriane M. Brown For For Mgmt
1b Elect Director John W. Diercksen For For Mgmt
1c Elect Director Ann M. Korologos For For Mgmt
1d Elect Director Edward H. Meyer For For Mgmt
1e Elect Director Dinesh C. Paliwal For For Mgmt
1f Elect Director Kenneth M. Reiss For For Mgmt
1g Elect Director Hellene S. Runtagh For For Mgmt
1h Elect Director Frank S. Sklarsky For For Mgmt
1i Elect Director Gary G. Steel For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/04/14 Aspen Technology, Inc. AZPN 045327103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Joan C. McArdle For For Mgmt
1.2 Elect Director Simon J. Orebi Gann For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/12/14 A. Schulman, Inc. SHLM 808194104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Eugene R. Allspach For For Mgmt
1b Elect Director Gregory T. Barmore For For Mgmt
1c Elect Director David G. Birney For For Mgmt
1d Elect Director Joseph M. Gingo For For Mgmt
1e Elect Director Michael A. McManus, Jr. For For Mgmt
1f Elect Director Lee D. Meyer For For Mgmt
1g Elect Director James A. Mitarotonda For For Mgmt
1h Elect Director Ernest J. Novak, Jr. For For Mgmt
1i Elect Director Irvin D. Reid For For Mgmt
1j Elect Director Bernard Rzepka For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/12/14 Palo Alto Networks, Inc. PANW 697435105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Carl Eschenbach For For Mgmt
1b Elect Director Daniel J. Warmenhoven For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/16/14 FactSet Research Systems Inc. FDS 303075105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robin A. Abrams For For Mgmt
1.2 Elect Director Michael F. DiChristina For For Mgmt
1.3 Elect Director Walter F. Siebecker For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/18/14 AutoZone, Inc. AZO 053332102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Douglas H. Brooks For For Mgmt
1.2 Elect Director Linda A. Goodspeed For For Mgmt
1.3 Elect Director Sue E. Gove For For Mgmt
1.4 Elect Director Earl G. Graves, Jr. For For Mgmt
1.5 Elect Director Enderson Guimaraes For For Mgmt
1.6 Elect Director J. R. Hyde, III For For Mgmt
1.7 Elect Director D. Bryan Jordan For For Mgmt
1.8 Elect Director W. Andrew McKenna For For Mgmt
1.9 Elect Director George R. Mrkonic, Jr. For For Mgmt
1.10 Elect Director Luis P. Nieto For For Mgmt
1.11 Elect Director William C. Rhodes, III For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
5 Report on Political Contributions Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
01/06/15 Medtronic, Inc. MDT 585055106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Approve Reduction of Share Premium Account For For Mgmt
3 Advisory Vote on Golden Parachutes For For Mgmt
4 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/22/15 Intuit Inc. INTU 461202103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director William V. Campbell For For Mgmt
1b Elect Director Scott D. Cook For For Mgmt
1c Elect Director Richard L. Dalzell For For Mgmt
1d Elect Director Diane B. Greene For For Mgmt
1e Elect Director Edward A. Kangas For For Mgmt
1f Elect Director Suzanne Nora Johnson For For Mgmt
1g Elect Director Dennis D. Powell For For Mgmt
1h Elect Director Brad D. Smith For For Mgmt
1i Elect Director Jeff Weiner For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/27/15 Spectrum Brands Holdings, Inc. SPB 84763R101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David M. Maura For Withhold Mgmt
1.2 Elect Director Terry L. Polistina For Withhold Mgmt
1.3 Elect Director Hugh R. Rovit For For Mgmt
2 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/28/15 Reynolds American Inc. RAI 761713106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Issue Shares in Connection with Mergers For For Mgmt
2 Issue Shares in Connection with Mergers For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/28/15 Visa Inc. V 92826C839
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Mary B. Cranston For For Mgmt
1b Elect Director Francisco Javier Fernandez-Carbajal For For Mgmt
1c Elect Director Alfred F. Kelly, Jr. For For Mgmt
1d Elect Director Robert W. Matschullat For For Mgmt
1e Elect Director Cathy E. Minehan For For Mgmt
1f Elect Director Suzanne Nora Johnson For For Mgmt
1g Elect Director David J. Pang For For Mgmt
1h Elect Director Charles W. Scharf For For Mgmt
1i Elect Director William S. Shanahan For For Mgmt
1j Elect Director John A. C. Swainson For For Mgmt
1k Elect Director Maynard G. Webb, Jr. For For Mgmt
2 Approve Amendments to the Certificate of Incorporation to
Facilitate Stock Splits For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Approve Qualified Employee Stock Purchase Plan For For Mgmt
5a Remove Supermajority Vote Requirement for Exiting Core
Payment Business For For Mgmt
5b Remove Supermajority Vote Requirement for Future Amendments
to Certain Sections of Company's Certificate of
Incorporation For For Mgmt
5c Remove Supermajority Vote Requirement for Approval of
Exceptions to Transfer Certifications For For Mgmt
5d Remove Supermajority Vote Requirement for Removal of
Directors For For Mgmt
5e Remove Supermajority Vote Requirement for Future Amendments
to the Advance Notice Provision in the Bylaws For For Mgmt
6 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/29/15 Costco Wholesale Corporation COST 22160K105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jeffrey H. Brotman For Withhold Mgmt
1.2 Elect Director Daniel J. Evans For Withhold Mgmt
1.3 Elect Director Richard A. Galanti For Withhold Mgmt
1.4 Elect Director Jeffrey S. Raikes For Withhold Mgmt
1.5 Elect Director James D. Sinegal For Withhold Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Amend Omnibus Stock Plan For Against Mgmt
5a Eliminate Supermajority Vote Requirement for Removal of
Directors For For Mgmt
5b Reduce Supermajority Vote Requirement to Amend Article
Eight Governing Director Removal For For Mgmt
6 Establish Tenure Limit for Directors Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
01/29/15 The Scotts Miracle-Gro Company SMG 810186106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michelle A. Johnson For For Mgmt
1.2 Elect Director Thomas N. Kelly, Jr. For For Mgmt
1.3 Elect Director John R. Vines For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/04/15 Accenture plc ACN G1151C101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Jaime Ardila For For Mgmt
1b Elect Director Dina Dublon For For Mgmt
1c Elect Director Charles H. Giancarlo For For Mgmt
1d Elect Director William L. Kimsey For For Mgmt
1e Elect Director Marjorie Magner For For Mgmt
1f Elect Director Blythe J. McGarvie For For Mgmt
1g Elect Director Pierre Nanterme For For Mgmt
1h Elect Director Gilles C. Pelisson For For Mgmt
1i Elect Director Paula A. Price For For Mgmt
1j Elect Director Wulf von Schimmelmann For For Mgmt
1k Elect Director Frank K. Tang For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Authorize Issuance of Equity or Equity-Linked Securities
with Preemptive Rights For For Mgmt
5 Authorize Issuance of Equity or Equity-Linked Securities
without Preemptive Rights For For Mgmt
6 Authorize the Holding of the 2016 AGM at a Location Outside
Ireland For For Mgmt
7 Authorize Open-Market Purchases of Class A Ordinary Shares For For Mgmt
8 Determine the Price Range at which Accenture Plc can
Re-issue Shares that it Acquires as Treasury Stock For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/04/15 Berry Plastics Group, Inc. BERY 08579W103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert A. Steele For For Mgmt
1.2 Elect Director Jonathan D. Rich For For Mgmt
1.3 Elect Director Robert V. Seminara For For Mgmt
2 Amend Certificate of Incorporation For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/05/15 TransDigm Group Incorporated TDG 893641100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William Dries For For Mgmt
1.2 Elect Director W. Nicholas Howley For For Mgmt
1.3 Elect Director Raymond Laubenthal For For Mgmt
1.4 Elect Director Robert Small For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/09/15 QUALCOMM Incorporated QCOM 747525103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Barbara T. Alexander For For Mgmt
1b Elect Director Donald G. Cruickshank For For Mgmt
1c Elect Director Raymond V. Dittamore For For Mgmt
1d Elect Director Susan Hockfield For For Mgmt
1e Elect Director Thomas W. Horton For For Mgmt
1f Elect Director Paul E. Jacobs For For Mgmt
1g Elect Director Sherry Lansing For For Mgmt
1h Elect Director Harish Manwani For For Mgmt
1i Elect Director Steven M. Mollenkopf For For Mgmt
1j Elect Director Duane A. Nelles For For Mgmt
1k Elect Director Clark T. 'Sandy' Randt, Jr. For For Mgmt
1l Elect Director Francisco Ros For For Mgmt
1m Elect Director Jonathan J. Rubinstein For For Mgmt
1n Elect Director Brent Scowcroft For For Mgmt
1o Elect Director Marc I. Stern For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers'
Compensation For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/10/15 Actavis plc ACT 942683103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Issue Shares in Connection with Acquisition For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/10/15 Toll Brothers, Inc. TOL 889478103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert I. Toll For For Mgmt
1.2 Elect Director Bruce E. Toll For For Mgmt
1.3 Elect Director Douglas C. Yearley, Jr. For For Mgmt
1.4 Elect Director Robert S. Blank For For Mgmt
1.5 Elect Director Edward G. Boehne For For Mgmt
1.6 Elect Director Richard J. Braemer For For Mgmt
1.7 Elect Director Christine N. Garvey For For Mgmt
1.8 Elect Director Carl B. Marbach For For Mgmt
1.9 Elect Director Stephen A. Novick For For Mgmt
1.10 Elect Director Paul E. Shapiro For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/27/15 SS&C Technologies Holdings, Inc. SSNC 78467J100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Increase Authorized Common Stock For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/07/15 Brocade Communications Systems, Inc. BRCD 111621306
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Judy Bruner For For Mgmt
1.2 Elect Director Lloyd A. Carney For For Mgmt
1.3 Elect Director Renato A. DiPentima For Against Mgmt
1.4 Elect Director Alan L. Earhart For For Mgmt
1.5 Elect Director John W. Gerdelman For For Mgmt
1.6 Elect Director Dave House For Against Mgmt
1.7 Elect Director L. William (Bill) Krause For Against Mgmt
1.8 Elect Director David E. Roberson For For Mgmt
1.9 Elect Director Sanjay Vaswani For Against Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Non-Employee Director Omnibus Stock Plan For For Mgmt
5 Ratify KPMG LLP as Auditors For For Mgmt
6 Claw-back of Payments under Restatements Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/09/15 Adobe Systems Incorporated ADBE 00724F101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Amy L. Banse For For Mgmt
1b Elect Director Kelly J. Barlow For For Mgmt
1c Elect Director Edward W. Barnholt For For Mgmt
1d Elect Director Robert K. Burgess For For Mgmt
1e Elect Director Frank A. Calderoni For For Mgmt
1f Elect Director Michael R. Cannon For For Mgmt
1g Elect Director James E. Daley For For Mgmt
1h Elect Director Laura B. Desmond For For Mgmt
1i Elect Director Charles M. Geschke For For Mgmt
1j Elect Director Shantanu Narayen For For Mgmt
1k Elect Director Daniel L. Rosensweig For For Mgmt
1l Elect Director Robert Sedgewick For For Mgmt
1m Elect Director John E. Warnock For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify KPMG LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
MEETING DATE COMPANY TICKER SECURITY ID
04/14/15 Fifth Third Bancorp FITB 316773100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Nicholas K. Akins For For Mgmt
1.2 Elect Director B. Evan Bayh, III For For Mgmt
1.3 Elect Director Katherine B. Blackburn For For Mgmt
1.4 Elect Director Ulysses L. Bridgeman, Jr. For For Mgmt
1.5 Elect Director Emerson L. Brumback For For Mgmt
1.6 Elect Director James P. Hackett For For Mgmt
1.7 Elect Director Gary R. Heminger For For Mgmt
1.8 Elect Director Jewell D. Hoover For For Mgmt
1.9 Elect Director Kevin T. Kabat For For Mgmt
1.10 Elect Director Michael B. McCallister For For Mgmt
1.11 Elect Director Hendrik G. Meijer For For Mgmt
1.12 Elect Director Marsha C. Williams For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/15/15 C. R. Bard, Inc. BCR 067383109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David M. Barrett For For Mgmt
1.2 Elect Director Marc C. Breslawsky For For Mgmt
1.3 Elect Director Herbert L. Henkel For For Mgmt
1.4 Elect Director John C. Kelly For For Mgmt
1.5 Elect Director David F. Melcher For For Mgmt
1.6 Elect Director Gail K. Naughton For For Mgmt
1.7 Elect Director Timothy M. Ring For For Mgmt
1.8 Elect Director Tommy G. Thompson For For Mgmt
1.9 Elect Director John H. Weiland For For Mgmt
1.10 Elect Director Anthony Welters For For Mgmt
1.11 Elect Director Tony L. White For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
5 Report on Sustainability, Including GHG Goals Against For ShrHlder
6 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/15/15 The Sherwin-Williams Company SHW 824348106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Arthur F. Anton For For Mgmt
1.2 Elect Director Christopher M. Connor For For Mgmt
1.3 Elect Director David F. Hodnik For For Mgmt
1.4 Elect Director Thomas G. Kadien For For Mgmt
1.5 Elect Director Richard J. Kramer For For Mgmt
1.6 Elect Director Susan J. Kropf For For Mgmt
1.7 Elect Director Christine A. Poon For For Mgmt
1.8 Elect Director Richard K. Smucker For For Mgmt
1.9 Elect Director John M. Stropki For For Mgmt
1.10 Elect Director Matthew Thornton, III For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/16/15 Texas Instruments Incorporated TXN 882508104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ralph W. Babb, Jr. For For Mgmt
1b Elect Director Mark A. Blinn For For Mgmt
1c Elect Director Daniel A. Carp For For Mgmt
1d Elect Director Carrie S. Cox For For Mgmt
1e Elect Director Ronald Kirk For For Mgmt
1f Elect Director Pamela H. Patsley For For Mgmt
1g Elect Director Robert E. Sanchez For For Mgmt
1h Elect Director Wayne R. Sanders For For Mgmt
1i Elect Director Ruth J. Simmons For For Mgmt
1j Elect Director Richard K. Templeton For For Mgmt
1k Elect Director Christine Todd Whitman For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/17/15 Coeur Mining, Inc. CDE 192108504
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/21/15 American Capital Agency Corp. AGNC 02503X105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert M. Couch For For Mgmt
1.2 Elect Director Morris A. Davis For For Mgmt
1.3 Elect Director Randy E. Dobbs For For Mgmt
1.4 Elect Director Larry K. Harvey For For Mgmt
1.5 Elect Director Prue B. Larocca For For Mgmt
1.6 Elect Director Alvin N. Puryear For For Mgmt
1.7 Elect Director Malon Wilkus For For Mgmt
1.8 Elect Director John R. Erickson For For Mgmt
1.9 Elect Director Samuel A. Flax For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/21/15 Starwood Property Trust, Inc. STWD 85571B105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard D. Bronson For For Mgmt
1.2 Elect Director Jeffrey G. Dishner For For Mgmt
1.3 Elect Director Camille J. Douglas For For Mgmt
1.4 Elect Director Solomon J. Kumin For For Mgmt
1.5 Elect Director Barry S. Sternlicht For For Mgmt
1.6 Elect Director Strauss Zelnick For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/21/15 U.S. Bancorp USB 902973304
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1a Elect Director Douglas M. Baker, Jr. For For Mgmt
1.1b Elect Director Arthur D. Collins, Jr. For For Mgmt
1.1c Elect Director Richard K. Davis For For Mgmt
1.1d Elect Director Kimberly J. Harris For For Mgmt
1.1e Elect Director Roland A. Hernandez For For Mgmt
1.1f Elect Director Doreen Woo Ho For For Mgmt
1.1g Elect Director Joel W. Johnson For For Mgmt
1.1h Elect Director Olivia F. Kirtley For For Mgmt
1.1i Elect Director Jerry W. Levin For For Mgmt
1.1j Elect Director David B. O'Maley For For Mgmt
1.1k Elect Director O'dell M. Owens For For Mgmt
1.1l Elect Director Craig D. Schnuck For For Mgmt
1.1m Elect Director Patrick T. Stokes For For Mgmt
1.1n Elect Director Scott W. Wine For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
5 Require Independent Board Chairman Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/23/15 Cabot Oil & Gas Corporation COG 127097103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1a Elect Director Rhys J. Best For For Mgmt
1.1b Elect Director Dan O. Dinges For For Mgmt
1.1c Elect Director James R. Gibbs For For Mgmt
1.1d Elect Director Robert L. Keiser For For Mgmt
1.1e Elect Director Robert Kelley For For Mgmt
1.1f Elect Director W. Matt Ralls For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Report on Political Contributions Disclosure Against For ShrHlder
5 Proxy Access Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/23/15 Intuitive Surgical, Inc. ISRG 46120E602
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Craig H. Barratt For For Mgmt
1.2 Elect Director Gary S. Guthart For For Mgmt
1.3 Elect Director Eric H. Halvorson For For Mgmt
1.4 Elect Director Amal M. Johnson For For Mgmt
1.5 Elect Director Alan J. Levy For For Mgmt
1.6 Elect Director Mark J. Rubash For For Mgmt
1.7 Elect Director Lonnie M. Smith For For Mgmt
1.8 Elect Director George Stalk, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/15 Genuine Parts Company GPC 372460105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Mary B. Bullock For For Mgmt
1.2 Elect Director Paul D. Donahue For For Mgmt
1.3 Elect Director Jean Douville For For Mgmt
1.4 Elect Director Gary P. Fayard For For Mgmt
1.5 Elect Director Thomas C. Gallagher For For Mgmt
1.6 Elect Director John R. Holder For For Mgmt
1.7 Elect Director John D. Johns For For Mgmt
1.8 Elect Director Robert C. 'Robin' Loudermilk, Jr. For For Mgmt
1.9 Elect Director Wendy B. Needham For For Mgmt
1.10 Elect Director Jerry W. Nix For For Mgmt
1.11 Elect Director Gary W. Rollins For Withhold Mgmt
1.12 Elect Director E. Jenner Wood III For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/28/15 BB&T Corporation BBT 054937107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jennifer S. Banner For For Mgmt
1.2 Elect Director K. David Boyer, Jr. For For Mgmt
1.3 Elect Director Anna R. Cablik For For Mgmt
1.4 Elect Director Ronald E. Deal For For Mgmt
1.5 Elect Director James A. Faulkner For For Mgmt
1.6 Elect Director I. Patricia Henry For For Mgmt
1.7 Elect Director John P. Howe, III For For Mgmt
1.8 Elect Director Eric C. Kendrick For For Mgmt
1.9 Elect Director Kelly S. King For For Mgmt
1.10 Elect Director Louis B. Lynn For For Mgmt
1.11 Elect Director Edward C. Milligan For For Mgmt
1.12 Elect Director Charles A. Patton For For Mgmt
1.13 Elect Director Nido R. Qubein For For Mgmt
1.14 Elect Director Tollie W. Rich, Jr. For For Mgmt
1.15 Elect Director Thomas E. Skains For For Mgmt
1.16 Elect Director Thomas N. Thompson For For Mgmt
1.17 Elect Director Edwin H. Welch For For Mgmt
1.18 Elect Director Stephen T. Williams For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For Against Mgmt
4 Report on Lobbying Payments and Political Contributions Against For ShrHlder
5 Claw-back of Payments under Restatements Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/28/15 Citigroup Inc. C 172967424
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Michael L. Corbat For For Mgmt
1b Elect Director Duncan P. Hennes For For Mgmt
1c Elect Director Peter B. Henry For For Mgmt
1d Elect Director Franz B. Humer For For Mgmt
1e Elect Director Michael E. O'Neill For For Mgmt
1f Elect Director Gary M. Reiner For For Mgmt
1g Elect Director Judith Rodin For For Mgmt
1h Elect Director Anthony M. Santomero For For Mgmt
1i Elect Director Joan E. Spero For For Mgmt
1j Elect Director Diana L. Taylor For For Mgmt
1k Elect Director William S. Thompson, Jr. For For Mgmt
1l Elect Director James S. Turley For For Mgmt
1m Elect Director Ernesto Zedillo Ponce de Leon For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Adopt Proxy Access Right For For ShrHlder
6 Report on Lobbying Payments and Policy Against For ShrHlder
7 Claw-back of Payments under Restatements Against Against ShrHlder
8 Limits for Directors Involved with Bankruptcy Against Against ShrHlder
9 Report on Certain Vesting Program Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/29/15 Marathon Petroleum Corporation MPC 56585A102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David A. Daberko For For Mgmt
1.2 Elect Director Donna A. James For For Mgmt
1.3 Elect Director James E. Rohr For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Adopt Quantitative GHG Goals for Products and Operations Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/29/15 Stryker Corporation SYK 863667101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1a Elect Director Howard E. Cox, Jr. For For Mgmt
1.1b Elect Director Srikant M. Datar For For Mgmt
1.1c Elect Director Roch Doliveux For For Mgmt
1.1d Elect Director Louise L. Francesconi For For Mgmt
1.1e Elect Director Allan C. Golston For For Mgmt
1.1f Elect Director Kevin A. Lobo For For Mgmt
1.1g Elect Director William U. Parfet For For Mgmt
1.1h Elect Director Andrew K. Silvernail For For Mgmt
1.1i Elect Director Ronda E. Stryker For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/30/15 Capital One Financial Corporation COF 14040H105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1a Elect Director Richard D. Fairbank For For Mgmt
1.1b Elect Director Patrick W. Gross For For Mgmt
1.1c Elect Director Ann Fritz Hackett For For Mgmt
1.1d Elect Director Lewis Hay, III For For Mgmt
1.1e Elect Director Benjamin P. Jenkins, III For For Mgmt
1.1f Elect Director Pierre E. Leroy For For Mgmt
1.1g Elect Director Peter E. Raskind For For Mgmt
1.1h Elect Director Mayo A. Shattuck, III For For Mgmt
1.1i Elect Director Bradford H. Warner For For Mgmt
1.1j Elect Director Catherine G. West For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Provide Right to Call Special Meeting For For Mgmt
5 Amend Bylaws-- Call Special Meetings Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/30/15 Huntington Ingalls Industries, Inc. HII 446413106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Paul D. Miller For For Mgmt
1.2 Elect Director C. Michael Petters For For Mgmt
1.3 Elect Director Karl M. von der Heyden For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Declassify the Board of Directors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/30/15 Polaris Industries Inc. PII 731068102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Annette K. Clayton For For Mgmt
1.2 Elect Director Kevin M. Farr For For Mgmt
1.3 Elect Director John P. Wiehoff For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/30/15 Public Storage PSA 74460D109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ronald L. Havner, Jr. For For Mgmt
1.2 Elect Director Tamara Hughes Gustavson For For Mgmt
1.3 Elect Director Uri P. Harkham For For Mgmt
1.4 Elect Director B. Wayne Hughes, Jr For For Mgmt
1.5 Elect Director Avedick B. Poladian For For Mgmt
1.6 Elect Director Gary E. Pruitt For For Mgmt
1.7 Elect Director Ronald P. Spogli For For Mgmt
1.8 Elect Director Daniel C. Staton For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/30/15 Valero Energy Corporation VLO 91913Y100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1a Elect Director Jerry D. Choate For For Mgmt
1.1b Elect Director Joseph W. Gorder For For Mgmt
1.1c Elect Director Deborah P. Majoras For For Mgmt
1.1d Elect Director Donald L. Nickles For For Mgmt
1.1e Elect Director Philip J. Pfeiffer For For Mgmt
1.1f Elect Director Robert A. Profusek For For Mgmt
1.1g Elect Director Susan Kaufman Purcell For For Mgmt
1.1h Elect Director Stephen M. Waters For For Mgmt
1.1i Elect Director Randall J. Weisenburger For For Mgmt
1.1j Elect Director Rayford Wilkins, Jr. For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Adopt Quantitative GHG Goals for Products and Operations Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/30/15 Vector Group Ltd. VGR 92240M108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Bennett S. LeBow For For Mgmt
1.2 Elect Director Howard M. Lorber For For Mgmt
1.3 Elect Director Ronald J. Bernstein For For Mgmt
1.4 Elect Director Stanley S. Arkin For For Mgmt
1.5 Elect Director Henry C. Beinstein For Withhold Mgmt
1.6 Elect Director Jeffrey S. Podell For Withhold Mgmt
1.7 Elect Director Jean E. Sharpe For Withhold Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For Against Mgmt
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/01/15 eBay Inc. EBAY 278642103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Fred D. Anderson For For Mgmt
1b Elect Director Anthony J. Bates For For Mgmt
1c Elect Director Edward W. Barnholt For For Mgmt
1d Elect Director Jonathan Christodoro For For Mgmt
1e Elect Director Scott D. Cook For For Mgmt
1f Elect Director John J. Donahoe For For Mgmt
1g Elect Director David W. Dorman For For Mgmt
1h Elect Director Bonnie S. Hammer For For Mgmt
1i Elect Director Gail J. McGovern For For Mgmt
1j Elect Director Kathleen C. Mitic For For Mgmt
1k Elect Director David M. Moffett For For Mgmt
1l Elect Director Pierre M. Omidyar For For Mgmt
1m Elect Director Thomas J. Tierney For For Mgmt
1n Elect Director Perry M. Traquina For For Mgmt
1o Elect Director Frank D. Yeary For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Provide Right to Act by Written Consent Against For ShrHlder
6 Adopt Proxy Access Right Against For ShrHlder
7 Report on Gender Pay Gap Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/04/15 Consolidated Communications Holdings, Inc. CNSL 209034107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard A. Lumpkin For For Mgmt
1.2 Elect Director Timothy D. Taron For For Mgmt
2 Ratify Ernst & Young, LLP as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/15 Bristol-Myers Squibb Company BMY 110122108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1A Elect Director Lamberto Andreotti For For Mgmt
1.1B Elect Director Giovanni Caforio For For Mgmt
1.1C Elect Director Lewis B. Campbell For For Mgmt
1.1D Elect Director Laurie H. Glimcher For For Mgmt
1.1E Elect Director Michael Grobstein For For Mgmt
1.1F Elect Director Alan J. Lacy For For Mgmt
1.1G Elect Director Thomas J. Lynch, Jr. For For Mgmt
1.1H Elect Director Dinesh C. Paliwal For For Mgmt
1.1I Elect Director Vicki L. Sato For For Mgmt
1.1J Elect Director Gerald L. Storch For For Mgmt
1.1K Elect Director Togo D. West, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For Against Mgmt
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Adopt the Jurisdiction of Incorporation as the Exclusive
Forum for Certain Disputes For Against Mgmt
5 Remove Supermajority Vote Requirement Applicable to
Preferred Stock For For Mgmt
6 Provide Right to Act by Written Consent Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/05/15 LifeLock, Inc. LOCK 53224V100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gary S. Briggs For For Mgmt
1.2 Elect Director Roy A. Guthrie For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/15 Monotype Imaging Holdings Inc. TYPE 61022P100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Pamela F. Lenehan For For Mgmt
1.2 Elect Director Timothy B. Yeaton For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/06/15 AMETEK, Inc. AME 031100100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James R. Malone For For Mgmt
1.2 Elect Director Elizabeth R. Varet For For Mgmt
1.3 Elect Director Dennis K. Williams For For Mgmt
2 Provide Right to Call Special Meeting For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/06/15 Gilead Sciences, Inc. GILD 375558103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director John F. Cogan For For Mgmt
1b Elect Director Etienne F. Davignon For For Mgmt
1c Elect Director Carla A. Hills For For Mgmt
1d Elect Director Kevin E. Lofton For For Mgmt
1e Elect Director John W. Madigan For For Mgmt
1f Elect Director John C. Martin For For Mgmt
1g Elect Director Nicholas G. Moore For For Mgmt
1h Elect Director Richard J. Whitley For For Mgmt
1i Elect Director Gayle E. Wilson For For Mgmt
1j Elect Director Per Wold-Olsen For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
5 Provide Right to Act by Written Consent Against For ShrHlder
6 Require Independent Board Chairman Against For ShrHlder
7 Report on Sustainability Against For ShrHlder
8 Report on Specialty Drug Pricing Risks Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/06/15 LyondellBasell Industries NV LYB N53745100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Robin Buchanan Supervisory Board For For Mgmt
1b Elect Stephen F. Cooper to Supervisory Board For For Mgmt
1c Elect Isabella D. Goren to Supervisory Board For For Mgmt
1d Elect Robert G. Gwin to Supervisory Board For For Mgmt
2a Elect Kevin W. Brown to Management Board For For Mgmt
2b Elect Jeffrey A. Kaplan to Management Board For For Mgmt
3 Adopt Financial Statements and Statutory Reports For For Mgmt
4 Approve Discharge of Management Board For For Mgmt
5 Approve Discharge of Supervisory Board For For Mgmt
6 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
7 Ratify PricewaterhouseCoopers Accountants N.V. as Auditors For For Mgmt
8 Approve Dividends of USD 2.80 Per Share For For Mgmt
9 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
10 Authorize Board to Issue Shares up to 20 Percent of
Authorized Capital For For Mgmt
11 Authorize Board to Exclude Preemptive Rights from Share
Issuances For Against Mgmt
12 Amend Qualified Employee Stock Purchase Plan For For Mgmt
13 Authorize Repurchase of Up to 10 Percent of Issued Share
Capital For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/06/15 Philip Morris International Inc. PM 718172109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Harold Brown For For Mgmt
1.2 Elect Director Andre Calantzopoulos For For Mgmt
1.3 Elect Director Louis C. Camilleri For For Mgmt
1.4 Elect Director Werner Geissler For For Mgmt
1.5 Elect Director Jennifer Li For For Mgmt
1.6 Elect Director Jun Makihara For For Mgmt
1.7 Elect Director Sergio Marchionne For Against Mgmt
1.8 Elect Director Kalpana Morparia For For Mgmt
1.9 Elect Director Lucio A. Noto For For Mgmt
1.10 Elect Director Frederik Paulsen For For Mgmt
1.11 Elect Director Robert B. Polet For For Mgmt
1.12 Elect Director Stephen M. Wolf For For Mgmt
2 Ratify PricewaterhouseCoopers SA as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For Against Mgmt
4 Report on Lobbying Payments and Policy Against For ShrHlder
5 Adopt Anti-Forced Labor Policy for Tobacco Supply Chain Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/06/15 Phillips 66 PSX 718546104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director J. Brian Ferguson For For Mgmt
1b Elect Director Harold W. McGraw, III For For Mgmt
1c Elect Director Victoria J. Tschinkel For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Declassify the Board of Directors For For Mgmt
5 Adopt Quantitative GHG Goals for Operations Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/06/15 PulteGroup, Inc. PHM 745867101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Brian P. Anderson For For Mgmt
1.2 Elect Director Bryce Blair For For Mgmt
1.3 Elect Director Richard J. Dugas, Jr. For For Mgmt
1.4 Elect Director Thomas J. Folliard For For Mgmt
1.5 Elect Director Cheryl W. Grise For For Mgmt
1.6 Elect Director Andre J. Hawaux For For Mgmt
1.7 Elect Director Debra J. Kelly-Ennis For For Mgmt
1.8 Elect Director Patrick J. O'Leary For For Mgmt
1.9 Elect Director James J. Postl For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Performance-Based and/or Time-Based Equity Awards Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/06/15 TERNIUM S.A. TX 881694103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
2 Approve Financial Statements For For Mgmt
3 Approve Allocation of Income and Dividends For For Mgmt
4 Approve Discharge of Directors For For Mgmt
5 Approve Decrease in Size of Board and Reelect Messrs.
Ubaldo Aguirre, Roberto Bonatti,
Carlos Alberto Condorelli, Pedro Pablo Kuczynski,
Adrian Lajous, Gianfelice Mario Rocca, Paolo Rocca, and
Daniel Agustin Novegil as Directors For For Mgmt
6 Approve Remuneration of Directors For For Mgmt
7 Approve Auditors and Authorize Board to Fix Their
Remuneration For For Mgmt
8 Approve Share Repurchase For Against Mgmt
9 Allow Board to Delegate Company's Day-to-Day Management to
One or More of its Members For For Mgmt
10 Allow Board to Appoint One or More of its Members as
Company's Attorney-in-Fact For For Mgmt
1 Authorize Issuance of Equity or Equity-Linked Securities
without Preemptive Rights For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/07/15 Health Care REIT, Inc. HCN 42217K106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Thomas J. DeRosa For For Mgmt
1b Elect Director Jeffrey H. Donahue For For Mgmt
1c Elect Director Fred S. Klipsch For For Mgmt
1d Elect Director Geoffrey G. Meyers For For Mgmt
1e Elect Director Timothy J. Naughton For For Mgmt
1f Elect Director Sharon M. Oster For For Mgmt
1g Elect Director Judith C. Pelham For For Mgmt
1h Elect Director Sergio D. Rivera For For Mgmt
1i Elect Director R. Scott Trumbull For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/07/15 MEDNAX, Inc. MD 58502B106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Cesar L. Alvarez For For Mgmt
1.2 Elect Director Karey D. Barker For For Mgmt
1.3 Elect Director Waldemar A. Carlo For For Mgmt
1.4 Elect Director Michael B. Fernandez For For Mgmt
1.5 Elect Director Paul G. Gabos For For Mgmt
1.6 Elect Director Pascal J. Goldschmidt For For Mgmt
1.7 Elect Director Manuel Kadre For For Mgmt
1.8 Elect Director Roger J. Medel For For Mgmt
1.9 Elect Director Donna E. Shalala For For Mgmt
1.10 Elect Director Enrique J. Sosa For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/07/15 Reynolds American Inc. RAI 761713106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1a Elect Director John P. Daly For For Mgmt
1.1b Elect Director Holly Keller Koeppel For For Mgmt
1.1c Elect Director Richard E. Thornburgh For For Mgmt
1.1d Elect Director Thomas C. Wajnert For For Mgmt
1.1e Elect Director Ricardo Oberlander For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Ratify KPMG LLP as Auditors For For Mgmt
4 Report on Green Tobacco Sickness Against Against ShrHlder
5 Adopt Anti-Forced Labor Policy for Tobacco Supply Chain Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/07/15 SunCoke Energy, Inc. SXC 86722A103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Frederick A. Henderson For For Mgmt
1.2 Elect Director Alvin Bledsoe For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/08/15 La Quinta Holdings Inc. LQ 50420D108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Wayne B. Goldberg For For Mgmt
1.2 Elect Director Glenn Alba For For Mgmt
1.3 Elect Director Alan J. Bowers For For Mgmt
1.4 Elect Director Henry G. Cisneros For For Mgmt
1.5 Elect Director Giovanni Cutaia For For Mgmt
1.6 Elect Director Brian Kim For For Mgmt
1.7 Elect Director Michael B. Nash For For Mgmt
1.8 Elect Director Mitesh B. Shah For For Mgmt
1.9 Elect Director Gary M. Sumers For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Approve Qualified Employee Stock Purchase Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/08/15 The Andersons, Inc. ANDE 034164103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael J. Anderson, Sr. For For Mgmt
1.2 Elect Director Gerard M. Anderson For For Mgmt
1.3 Elect Director Catherine M. Kilbane For For Mgmt
1.4 Elect Director Robert J. King, Jr. For For Mgmt
1.5 Elect Director Ross W. Manire For For Mgmt
1.6 Elect Director Donald L. Mennel For For Mgmt
1.7 Elect Director Patrick S. Mullin For For Mgmt
1.8 Elect Director John T. Stout, Jr. For For Mgmt
1.9 Elect Director Jacqueline F. Woods For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/15 Digital Realty Trust, Inc. DLR 253868103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Dennis E. Singleton For For Mgmt
1B Elect Director Laurence A. Chapman For For Mgmt
1C Elect Director Kathleen Earley For For Mgmt
1D Elect Director Kevin J. Kennedy For For Mgmt
1E Elect Director William G. LaPerch For For Mgmt
1F Elect Director A. William Stein For For Mgmt
1G Elect Director Robert H. Zerbst For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Approve Nonqualified Employee Stock Purchase Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/15 Broadcom Corporation BRCM 111320107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robert J. Finocchio, Jr. For For Mgmt
1b Elect Director Nancy H. Handel For For Mgmt
1c Elect Director Eddy W. Hartenstein For For Mgmt
1d Elect Director Maria M. Klawe For For Mgmt
1e Elect Director John E. Major For For Mgmt
1f Elect Director Scott A. McGregor For For Mgmt
1g Elect Director William T. Morrow For For Mgmt
1h Elect Director Henry Samueli For For Mgmt
1i Elect Director Robert E. Switz For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/15 Coeur Mining, Inc. CDE 192108504
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Linda L. Adamany For For Mgmt
1.2 Elect Director Kevin S. Crutchfield For For Mgmt
1.3 Elect Director Sebastian Edwards For For Mgmt
1.4 Elect Director Randolph E. Gress For For Mgmt
1.5 Elect Director Mitchell J. Krebs For For Mgmt
1.6 Elect Director Robert E. Mellor For For Mgmt
1.7 Elect Director John H. Robinson For For Mgmt
1.8 Elect Director J. Kenneth Thompson For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers'
Compensation For Against Mgmt
5 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/15 Green Plains Inc. GPRE 393222104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Todd Becker For For Mgmt
1.2 Elect Director Thomas Manuel For For Mgmt
1.3 Elect Director Brian Peterson For For Mgmt
1.4 Elect Director Alain Treuer For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/15 The Middleby Corporation MIDD 596278101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Selim A. Bassoul For For Mgmt
1.2 Elect Director Sarah Palisi Chapin For For Mgmt
1.3 Elect Director Robert B. Lamb For For Mgmt
1.4 Elect Director John R. Miller, III For For Mgmt
1.5 Elect Director Gordon O'Brien For For Mgmt
1.6 Elect Director Philip G. Putnam For For Mgmt
1.7 Elect Director Sabin C. Streeter For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/13/15 BankUnited, Inc. BKU 06652K103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John A. Kanas For For Mgmt
1.2 Elect Director Rajinder P. Singh For For Mgmt
1.3 Elect Director Tere Blanca For Withhold Mgmt
1.4 Elect Director Eugene F. DeMark For For Mgmt
1.5 Elect Director Michael J. Dowling For For Mgmt
1.6 Elect Director Douglas J. Pauls For For Mgmt
1.7 Elect Director A. Robert Towbin For For Mgmt
1.8 Elect Director Sanjiv Sobti For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/13/15 Chipotle Mexican Grill, Inc. CMG 169656105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John S. Charlesworth For For Mgmt
1.2 Elect Director Kimbal Musk For For Mgmt
1.3 Elect Director Montgomery F. (Monty) Moran For For Mgmt
1.4 Elect Director Patrick J. Flynn For For Mgmt
1.5 Elect Director Steve Ells For For Mgmt
1.6 Elect Director Stephen Gillett For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Adopt Majority Voting for Uncontested Election of
Directors For For Mgmt
6 Eliminate Supermajority Vote Requirement For For Mgmt
7 Provide Proxy Access Right For Against Mgmt
8 Adopt Proxy Access Right Against For ShrHlder
9 Require Shareholder Approval of Specific Performance
Metrics in Equity Compensation Plans Against Against ShrHlder
10 Stock Retention/Holding Period Against For ShrHlder
11 Pro-rata Vesting of Equity Awards Against For ShrHlder
12 Report on Sustainability, Including Quantitative Goals Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/13/15 Envestnet, Inc. ENV 29404K106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James Fox For For Mgmt
1.2 Elect Director James Johnson For For Mgmt
1.3 Elect Director Charles Roame For For Mgmt
1.4 Elect Director Gregory Smith For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Ratify KPMG LLP as Auditors For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/13/15 Southwest Airlines Co. LUV 844741108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David W. Biegler For For Mgmt
1b Elect Director J. Veronica Biggins For For Mgmt
1c Elect Director Douglas H. Brooks For For Mgmt
1d Elect Director William H. Cunningham For For Mgmt
1e Elect Director John G. Denison For For Mgmt
1f Elect Director Gary C. Kelly For For Mgmt
1g Elect Director Nancy B. Loeffler For For Mgmt
1h Elect Director John T. Montford For For Mgmt
1i Elect Director Thomas M. Nealon For For Mgmt
1j Elect Director Daniel D. Villanueva For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/13/15 Watts Water Technologies, Inc. WTS 942749102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert L. Ayers For For Mgmt
1.2 Elect Director Bernard Baert For For Mgmt
1.3 Elect Director Richard J. Cathcart For For Mgmt
1.4 Elect Director W. Craig Kissel For For Mgmt
1.5 Elect Director John K. McGillicuddy For For Mgmt
1.6 Elect Director Joseph T. Noonan For For Mgmt
1.7 Elect Director Robert J. Pagano, Jr. For For Mgmt
1.8 Elect Director Merilee Raines For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/14/15 Allison Transmission Holdings, Inc. ALSN 01973R101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Lawrence E. Dewey For For Mgmt
1.2 Elect Director Thomas W. Rabaut For For Mgmt
1.3 Elect Director Richard V. Reynolds For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/14/15 Amgen Inc. AMGN 031162100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director David Baltimore For For Mgmt
1.2 Elect Director Frank J. Biondi, Jr. For For Mgmt
1.3 Elect Director Robert A. Bradway For For Mgmt
1.4 Elect Director Francois de Carbonnel For For Mgmt
1.5 Elect Director Vance D. Coffman For For Mgmt
1.6 Elect Director Robert A. Eckert For For Mgmt
1.7 Elect Director Greg C. Garland For For Mgmt
1.8 Elect Director Rebecca M. Henderson For For Mgmt
1.9 Elect Director Frank C. Herringer For For Mgmt
1.10 Elect Director Tyler Jacks For For Mgmt
1.11 Elect Director Judith C. Pelham For For Mgmt
1.12 Elect Director Ronald D. Sugar For For Mgmt
1.13 Elect Director R. Sanders Williams For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/14/15 ANSYS, Inc. ANSS 03662Q105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Bradford C. Morley For For Mgmt
1.2 Elect Director Patrick J. Zilvitis For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/14/15 Host Hotels & Resorts, Inc. HST 44107P104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Mary L. Baglivo For For Mgmt
1.2 Elect Director Sheila C. Bair For For Mgmt
1.3 Elect Director Terence C. Golden For For Mgmt
1.4 Elect Director Ann McLaughlin Korologos For For Mgmt
1.5 Elect Director Richard E. Marriott For For Mgmt
1.6 Elect Director John B. Morse, Jr. For For Mgmt
1.7 Elect Director Walter C. Rakowich For For Mgmt
1.8 Elect Director Gordon H. Smith For For Mgmt
1.9 Elect Director W. Edward Walter For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Amend Vote Requirements to Amend Bylaws Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/14/15 Simon Property Group, Inc. SPG 828806109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Melvyn E. Bergstein For For Mgmt
1b Elect Director Larry C. Glasscock For For Mgmt
1c Elect Director Karen N. Horn For For Mgmt
1d Elect Director Allan Hubbard For For Mgmt
1e Elect Director Reuben S. Leibowitz For For Mgmt
1f Elect Director Daniel C. Smith For For Mgmt
1g Elect Director J. Albert Smith, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
4 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/14/15 SolarWinds, Inc. SWI 83416B109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ellen F. Siminoff For For Mgmt
1.2 Elect Director Lloyd G. Waterhouse For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For Against Mgmt
4 Approve Omnibus Stock Plan For Against Mgmt
5 Adjourn Meeting For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/15 Forum Energy Technologies, Inc. FET 34984V100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael McShane For For Mgmt
1.2 Elect Director Terence M. O ' Toole For For Mgmt
1.3 Elect Director Louis A. Raspino For For Mgmt
1.4 Elect Director John Schmitz For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/15 The Western Union Company WU 959802109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Hikmet Ersek For For Mgmt
1b Elect Director Richard A. Goodman For For Mgmt
1c Elect Director Jack M. Greenberg For For Mgmt
1d Elect Director Betsy D. Holden For For Mgmt
1e Elect Director Jeffrey A. Joerres For For Mgmt
1f Elect Director Linda Fayne Levinson For For Mgmt
1g Elect Director Roberto G. Mendoza For For Mgmt
1h Elect Director Michael A. Miles, Jr. For For Mgmt
1i Elect Director Robert W. Selander For For Mgmt
1j Elect Director Frances Fragos Townsend For For Mgmt
1k Elect Director Solomon D. Trujillo For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5 Provide Right to Act by Written Consent Against Against ShrHlder
6 Report on Political Contributions Against For ShrHlder
7 Amend Bylaws to Establish a Board Committee on Human
Rights Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/15/15 Westlake Chemical Corporation WLK 960413102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James Chao For Withhold Mgmt
1.2 Elect Director R. Bruce Northcutt For For Mgmt
1.3 Elect Director H. John Riley, Jr. For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/19/15 Inteliquent, Inc. IQNT 45825N107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Rian J. Wren For For Mgmt
1.2 Elect Director James P. Hynes For For Mgmt
1.3 Elect Director Joseph A. Beatty For For Mgmt
1.4 Elect Director Lawrence M. Ingeneri For For Mgmt
1.5 Elect Director Timothy A. Samples For For Mgmt
1.6 Elect Director Edward M. Greenberg For For Mgmt
1.7 Elect Director Lauren F. Wright For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/20/15 Advance Auto Parts, Inc. AAP 00751Y106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John F. Bergstrom For For Mgmt
1.2 Elect Director John C. Brouillard For For Mgmt
1.3 Elect Director Fiona P. Dias For For Mgmt
1.4 Elect Director John F. Ferraro For For Mgmt
1.5 Elect Director Darren R. Jackson For For Mgmt
1.6 Elect Director Adriana Karaboutis For For Mgmt
1.7 Elect Director William S. Oglesby For For Mgmt
1.8 Elect Director J. Paul Raines For For Mgmt
1.9 Elect Director Gilbert T. Ray For For Mgmt
1.10 Elect Director Carlos A. Saladrigas For For Mgmt
1.11 Elect Director O. Temple Sloan, III For For Mgmt
1.12 Elect Director Jimmie L. Wade For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Provide Right to Act by Written Consent Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/20/15 Altria Group, Inc. MO 02209S103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gerald L. Baliles For For Mgmt
1.2 Elect Director Martin J. Barrington For For Mgmt
1.3 Elect Director John T. Casteen, III For For Mgmt
1.4 Elect Director Dinyar S. Devitre For For Mgmt
1.5 Elect Director Thomas F. Farrell, II For For Mgmt
1.6 Elect Director Thomas W. Jones For For Mgmt
1.7 Elect Director Debra J. Kelly-Ennis For For Mgmt
1.8 Elect Director W. Leo Kiely, III For For Mgmt
1.9 Elect Director Kathryn B. McQuade For For Mgmt
1.10 Elect Director George Munoz For For Mgmt
1.11 Elect Director Nabil Y. Sakkab For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Non-Employee Director Omnibus Stock Plan For For Mgmt
4 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
6 Adopt Anti-Forced Labor Policy for Tobacco Supply Chain Against Against ShrHlder
7 Inform Poor and Less Educated on Health Consequences of
Tobacco Against Against ShrHlder
8 Report on Green Tobacco Sickness Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/20/15 AmSurg Corp. AMSG 03232P405
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas G. Cigarran For Withhold Mgmt
1.2 Elect Director John T. Gawaluck For For Mgmt
1.3 Elect Director Cynthia S. Miller For For Mgmt
1.4 Elect Director John W. Popp, Jr. For For Mgmt
2 Amend Charter to Increase Authorized Capital Stock,
Increase Authorized Common Stock and Remove the
Designation of the Preferences, Limitations and Rights
of the Series C Junior Participating Preferred Stock
and Adopt Articles of Amendment For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/21/15 Annaly Capital Management, Inc. NLY 035710409
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Wellington J. Denahan For For Mgmt
1b Elect Director Michael Haylon For For Mgmt
1c Elect Director Donnell A. Segalas For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/21/15 MFA Financial, Inc. MFA 55272X102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robin Josephs For For Mgmt
1b Elect Director George H. Krauss For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/21/15 The Home Depot, Inc. HD 437076102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ari Bousbib For For Mgmt
1b Elect Director Gregory D. Brenneman For For Mgmt
1c Elect Director J. Frank Brown For For Mgmt
1d Elect Director Albert P. Carey For For Mgmt
1e Elect Director Armando Codina For For Mgmt
1f Elect Director Helena B. Foulkes For For Mgmt
1g Elect Director Wayne M. Hewett For For Mgmt
1h Elect Director Karen L. Katen For For Mgmt
1i Elect Director Craig A. Menear For For Mgmt
1j Elect Director Mark Vadon For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Require Independent Board Chairman Against Against ShrHlder
5 Amend Bylaws -- Call Special Meetings Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/21/15 VeriSign, Inc. VRSN 92343E102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director D. James Bidzos For For Mgmt
1.2 Elect Director William L. Chenevich For For Mgmt
1.3 Elect Director Kathleen A. Cote For For Mgmt
1.4 Elect Director Jamie S. Gorelick For For Mgmt
1.5 Elect Director Roger H. Moore For For Mgmt
1.6 Elect Director Louis A. Simpson For For Mgmt
1.7 Elect Director Timothy Tomlinson For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
5 Provide Right to Act by Written Consent Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/28/15 SS&C Technologies Holdings, Inc. SSNC 78467J100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William A. Etherington For Withhold Mgmt
1.2 Elect Director Jonathan E. Michael For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/29/15 Roper Technologies, Inc. ROP 776696106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Amy Woods Brinkley For For Mgmt
1.2 Elect Director Robert D. Johnson For For Mgmt
1.3 Elect Director Robert E. Knowling, Jr. For For Mgmt
1.4 Elect Director Wilbur J. Prezzano For For Mgmt
1.5 Elect Director Laura G. Thatcher For For Mgmt
1.6 Elect Director Richard F. Wallman For For Mgmt
1.7 Elect Director Christopher Wright For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
4 Proxy Access Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/02/15 Buckeye Partners, L.P. BPL 118230101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Pieter Bakker For For Mgmt
1.2 Elect Director Barbara M. Baumann For For Mgmt
1.3 Elect Director Mark C. McKinley For For Mgmt
1.4 Elect Director Donald W. Niemiec For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/02/15 Liberty Interactive Corporation QVCA 53071M104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael A. George For Withhold Mgmt
1.2 Elect Director Gregory B. Maffei For Withhold Mgmt
1.3 Elect Director M. LaVoy Robison For Withhold Mgmt
2 Approve the Group Name Change Proposal For For Mgmt
3 Increase Authorized Common Stock For Against Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/02/15 Syntel, Inc. SYNT 87162H103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Paritosh K. Choksi For For Mgmt
1.2 Elect Director Bharat Desai For For Mgmt
1.3 Elect Director Thomas Doke For For Mgmt
1.4 Elect Director Rajesh Mashruwala For For Mgmt
1.5 Elect Director George R. Mrkonic, Jr. For For Mgmt
1.6 Elect Director Nitin Rakesh For For Mgmt
1.7 Elect Director Prashant Ranade For For Mgmt
1.8 Elect Director Vinod K. Sahney For For Mgmt
1.9 Elect Director Neerja Sethi For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
3 Ratify Crowe Horwath LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/03/15 Activision Blizzard, Inc. ATVI 00507V109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert J. Corti For For Mgmt
1.2 Elect Director Brian G. Kelly For For Mgmt
1.3 Elect Director Robert A. Kotick For For Mgmt
1.4 Elect Director Barry Meyer For For Mgmt
1.5 Elect Director Robert J. Morgado For For Mgmt
1.6 Elect Director Peter Nolan For For Mgmt
1.7 Elect Director Richard Sarnoff For For Mgmt
1.8 Elect Director Elaine Wynn For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For Against Mgmt
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/03/15 The Michaels Companies, Inc. MIK 59408Q106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Joshua Bekenstein For Withhold Mgmt
1.2 Elect Director Nadim El Gabbani For Withhold Mgmt
1.3 Elect Director Karen Kaplan For For Mgmt
1.4 Elect Director Lewis S. Klessel For Withhold Mgmt
1.5 Elect Director Matthew S. Levin For Withhold Mgmt
1.6 Elect Director John J. Mahoney For For Mgmt
1.7 Elect Director James A. Quella For Withhold Mgmt
1.8 Elect Director Beryl B. Raff For For Mgmt
1.9 Elect Director Carl S. Rubin For Withhold Mgmt
1.10 Elect Director Peter F. Wallace For Withhold Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Amend Omnibus Stock Plan For Against Mgmt
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/04/15 The Priceline Group Inc. PCLN 741503403
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Timothy M. Armstrong For For Mgmt
1.2 Elect Director Howard W. Barker, Jr. For For Mgmt
1.3 Elect Director Jeffery H. Boyd For For Mgmt
1.4 Elect Director Jan L. Docter For For Mgmt
1.5 Elect Director Jeffrey E. Epstein For For Mgmt
1.6 Elect Director James M. Guyette For For Mgmt
1.7 Elect Director Darren R. Huston For For Mgmt
1.8 Elect Director Charles H. Noski For For Mgmt
1.9 Elect Director Nancy B. Peretsman For For Mgmt
1.10 Elect Director Thomas E. Rothman For For Mgmt
1.11 Elect Director Craig W. Rydin For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Provide Right to Act by Written Consent Against For ShrHlder
5 Adopt Proxy Access Right Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/05/15 Wal-Mart Stores, Inc. WMT 931142103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Aida M. Alvarez For For Mgmt
1b Elect Director James I. Cash, Jr. For For Mgmt
1c Elect Director Roger C. Corbett For For Mgmt
1d Elect Director Pamela J. Craig For For Mgmt
1e Elect Director Michael T. Duke For For Mgmt
1f Elect Director Timothy P. Flynn For For Mgmt
1g Elect Director Thomas W. Horton For For Mgmt
1h Elect Director Marissa A. Mayer For For Mgmt
1i Elect Director C. Douglas McMillon For For Mgmt
1j Elect Director Gregory B. Penner For For Mgmt
1k Elect Director Steven S. Reinemund For For Mgmt
1l Elect Director Kevin Y. Systrom For For Mgmt
1m Elect Director Jim C. Walton For For Mgmt
1n Elect Director S. Robson Walton For For Mgmt
1o Elect Director Linda S. Wolf For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Disclosure of Recoupment Activity from Senior Officers Against For ShrHlder
6 Provide Proxy Access Right Against For ShrHlder
7 Adopt Quantitative GHG Goals for Maritime Shipping Against Against ShrHlder
8 Report on Incentive Compensation Plans Against For ShrHlder
9 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/10/15 Amazon.com, Inc. AMZN 023135106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Jeffrey P. Bezos For For Mgmt
1b Elect Director Tom A. Alberg For For Mgmt
1c Elect Director John Seely Brown For For Mgmt
1d Elect Director William B. Gordon For For Mgmt
1e Elect Director Jamie S. Gorelick For For Mgmt
1f Elect Director Judith A. McGrath For For Mgmt
1g Elect Director Alain Monie For For Mgmt
1h Elect Director Jonathan J. Rubinstein For For Mgmt
1i Elect Director Thomas O. Ryder For For Mgmt
1j Elect Director Patricia Q. Stonesifer For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Adopt Proxy Access Right Against For ShrHlder
4 Report on Political Contributions Against For ShrHlder
5 Report on Sustainability, Including GHG Goals Against For ShrHlder
6 Report on Human Rights Risk Assessment Process Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/10/15 Insperity, Inc. NSP 45778Q107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Carol R. Kaufman For For Mgmt
1.2 Elect Director Paul J. Sarvadi For For Mgmt
1.3 Elect Director Norman R. Sorensen For For Mgmt
1.4 Elect Director Austin P. Young For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/11/15 Monolithic Power Systems, Inc. MPWR 609839105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Karen A. Smith Bogart For For Mgmt
1.2 Elect Director Jeff Zhou For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/11/15 Outerwall Inc. OUTR 690070107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Nelson C. Chan For For Mgmt
1b Elect Director Ross G. Landsbaum For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/11/15 PINNACLE FOODS INC. PF 72348P104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ann Fandozzi For For Mgmt
1.2 Elect Director Jason Giordano For Withhold Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/19/15 Vimpelcom Ltd. VIP 92719A106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Mikhail Fridman as Director None Against Mgmt
2 Elect Gennady Gazin as Director None For Mgmt
3 Elect Andrey Gusev as Director None Against Mgmt
4 Elect Gunnar Holt as Director None Against Mgmt
5 Elect Julian Horn-Smith as Director None Against Mgmt
6 Elect Nils Katla as Director None Against Mgmt
7 Elect Aleksey Reznikovich as Director None Against Mgmt
8 Elect Morten Sorby as Director None Against Mgmt
9 Elect Trond Westlie as Director None For Mgmt
10 Ratify PriceWaterhouseCoopers Accountants NV as Auditor
and Authorize Board to Fix Auditor's Remuneration For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/22/15 Henry Schein, Inc. HSIC 806407102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Barry J. Alperin For For Mgmt
1b Elect Director Lawrence S. Bacow For For Mgmt
1c Elect Director Gerald A. Benjamin For For Mgmt
1d Elect Director Stanley M. Bergman For For Mgmt
1e Elect Director James P. Breslawski For For Mgmt
1f Elect Director Paul Brons For For Mgmt
1g Elect Director Donald J. Kabat For For Mgmt
1h Elect Director Philip A. Laskawy For For Mgmt
1i Elect Director Norman S. Matthews For For Mgmt
1j Elect Director Mark E. Mlotek For For Mgmt
1k Elect Director Steven Paladino For For Mgmt
1l Elect Director Carol Raphael For For Mgmt
1m Elect Director E. Dianne Rekow For For Mgmt
1n Elect Director Bradley T. Sheares For For Mgmt
1o Elect Director Louis W. Sullivan For For Mgmt
2 Amend Non-Employee Director Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
4 Ratify BDO USA, LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/15 GameStop Corp. GME 36467W109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Daniel A. DeMatteo For For Mgmt
1.2 Elect Director Thomas N. Kelly, Jr. For For Mgmt
1.3 Elect Director Shane S. Kim For For Mgmt
1.4 Elect Director J. Paul Raines For For Mgmt
1.5 Elect Director Gerald R. Szczepanski For For Mgmt
1.6 Elect Director Kathy P. Vrabeck For For Mgmt
1.7 Elect Director Lawrence S. Zilavy For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/15 Petrochina Company Limited PTR 71646E100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve 2014 Report of the Board of Directors For For Mgmt
2 Approve 2014 Report of the Supervisory Committee For For Mgmt
3 Approve 2014 Audited Financial Statements For For Mgmt
4 Approve Final Dividend For For Mgmt
5 Authorize Board to Determine the Distribution of Interim
Dividends for the Year 2015 For For Mgmt
6 Approve KPMG Huazhen and KPMG as Domestic and International
Auditors, Respectively, for the Year 2015 and Authorize
Board to Fix Their Remuneration For For Mgmt
7.1 Elect Zhao Zhengzhang as Director For Against Mgmt
7.2 Elect Wang Yilin as Director and Authorize Board to Fix
His Remuneration For Against ShrHlder
8 Approve Issuance of Equity or Equity-Linked Securities
without Preemptive Rights For Against Mgmt
9 Approve Issuance of Debt Financing Instruments For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/25/15 Delta Air Lines, Inc. DAL 247361702
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Richard H. Anderson For For Mgmt
1b Elect Director Edward H. Bastian For For Mgmt
1c Elect Director Francis S. Blake For For Mgmt
1d Elect Director Roy J. Bostock For For Mgmt
1e Elect Director John S. Brinzo For For Mgmt
1f Elect Director Daniel A. Carp For For Mgmt
1g Elect Director David G. DeWalt For For Mgmt
1h Elect Director Thomas E. Donilon For For Mgmt
1i Elect Director William H. Easter, III For For Mgmt
1j Elect Director Mickey P. Foret For For Mgmt
1k Elect Director Shirley C. Franklin For For Mgmt
1l Elect Director David R. Goode For For Mgmt
1m Elect Director George N. Mattson For For Mgmt
1n Elect Director Douglas R. Ralph For For Mgmt
1o Elect Director Sergio A.L. Rial For For Mgmt
1p Elect Director Kenneth B. Woodrow For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers'
Compensation For For Mgmt
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
4 Adopt Share Retention Policy For Senior Executives Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/30/15 TERNIUM S.A. TX 881694103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Acknowledge Board's and Auditor's Reports on the Restated
Consolidted Financial Statements For For Mgmt
2 Approve the Restated Consolidated Financial Statements of
the Company For For Mgmt
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FIRST TRUST PREFERRED SECURITIES AND INCOME ETF
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The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
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FIRST TRUST MANAGED MUNICIPAL ETF
--------------------------------------------------------------------------------
The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
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FIRST TRUST EMERGING MARKETS LOCAL CURRENCY BOND ETF
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The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) First Trust Exchange-Traded Fund III
-----------------------------------------
By (Signature and Title)* /s/ Mark R. Bradley
---------------------------------
Mark R. Bradley, President
Date July 28, 2015
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* Print the name and title of each signing officer under his or her signature.