UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-22080
FIRST TRUST DIVIDEND AND INCOME FUND
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: November 30
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Date of reporting period: July 1, 2014 - June 30, 2015
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
National Grid plc
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Ticker NG.
Provider Security ID 636274300
Meeting Date 28-Jul-14 Meeting Type Annual
Record Date 09-Jun-14
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1 Accept Financial Statements and Statutory Reports For For Yes
Management 2 Approve Final Dividend For For Yes
Management 3 Re-elect Sir Peter Gershon as Director For For Yes
Management 4 Re-elect Steve Holliday as Director For For Yes
Management 5 Re-elect Andrew Bonfield as Director For For Yes
Management 6 Re-elect Tom King as Director For For Yes
Management 7 Elect John Pettigrew as Director For For Yes
Management 8 Re-elect Philip Aiken as Director For For Yes
Management 9 Re-elect Nora Mead Brownell as Director For For Yes
Management 10 Re-elect Jonathan Dawson as Director For For Yes
Management 11 Elect Therese Esperdy as Director For For Yes
Management 12 Re-elect Paul Golby as Director For For Yes
Management 13 Re-elect Ruth Kelly as Director For For Yes
Management 14 Re-elect Mark Williamson as Director For For Yes
Management 15 Reappoint PricewaterhouseCoopers LLP as Auditors For For Yes
Management 16 Authorise Board to Fix Remuneration of Auditors For For Yes
Management 17 Approve Remuneration Policy For For Yes
Management 18 Approve Remuneration Report For For Yes
Management 19 Amend Long Term Performance Plan For For Yes
Management 20 Authorise Issue of Equity with Pre-emptive Rights For For Yes
Management 21 Approve Scrip Dividend Scheme For For Yes
Management 22 Authorise Directors to Capitalise the Appropriate For For Yes
Nominal Amounts of New Shares of the Company
Allotted Pursuant to the Company's Scrip Dividend
Scheme
Management 23 Authorise Issue of Equity without Pre-emptive For For Yes
Rights
Management 24 Authorise Market Purchase of Ordinary Shares For For Yes
Management 25 Authorise the Company to Call EGM with Two Weeks' For For Yes
Notice
Medtronic, Inc.
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Ticker MDT
Provider Security ID 585055106
Meeting Date 21-Aug-14 Meeting Type Annual
Record Date 23-Jun-14
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Richard H. Anderson For For Yes
Management 1.2 Elect Director Scott C. Donnelly For For Yes
Management 1.3 Elect Director Omar Ishrak For For Yes
Management 1.4 Elect Director Shirley Ann Jackson For For Yes
Management 1.5 Elect Director Michael O. Leavitt For For Yes
Management 1.6 Elect Director James T. Lenehan For For Yes
Management 1.7 Elect Director Denise M. O'Leary For For Yes
Management 1.8 Elect Director Kendall J. Powell For For Yes
Management 1.9 Elect Director Robert C. Pozen For For Yes
Management 1.10 Elect Director Preetha Reddy For Withhold Yes
Management 2 Ratify Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 4 Approve Qualified Employee Stock Purchase Plan For For Yes
Management 5 Adopt Majority Voting for Uncontested Election of For For Yes
Directors
Management 6 Reduce Supermajority Vote Requirement for For For Yes
Establishing Range For Board Size
Management 7 Reduce Supermajority Vote Requirement for Removal For For Yes
of Directors
Management 8 Reduce Supermajority Vote Requirement for For For Yes
Amendment of Articles
Microchip Technology Incorporated
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Ticker MCHP
Provider Security ID 595017104
Meeting Date 25-Aug-14 Meeting Type Annual
Record Date 01-Jul-14
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Steve Sanghi For For Yes
Management 1.2 Elect Director Matthew W. Chapman For For Yes
Management 1.3 Elect Director L.B. Day For For Yes
Management 1.4 Elect Director Esther L. Johnson For For Yes
Management 1.5 Elect Director Wade F. Meyercord For For Yes
Management 2 Ratify Auditors For For Yes
Management 3 Amend Qualified Employee Stock Purchase Plan For For Yes
Management 4 Amend Nonqualified Employee Stock Purchase Plan For For Yes
Management 5 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Golar LNG Partners LP
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Ticker GMLP
Provider Security ID Y2745C102
Meeting Date 19-Sep-14 Meeting Type Annual
Record Date 25-Jul-14
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1 Elect Carl E. Steen as Director For For Yes
Automatic Data Processing, Inc.
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Ticker ADP
Provider Security ID 053015103
Meeting Date 11-Nov-14 Meeting Type Annual
Record Date 12-Sep-14
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Ellen R. Alemany For For Yes
Management 1.2 Elect Director Leslie A. Brun For For Yes
Management 1.3 Elect Director Richard T. Clark For For Yes
Management 1.4 Elect Director Eric C. Fast For For Yes
Management 1.5 Elect Director Linda R. Gooden For For Yes
Management 1.6 Elect Director Michael P. Gregoire For For Yes
Management 1.7 Elect Director R. Glenn Hubbard For For Yes
Management 1.8 Elect Director John P. Jones For For Yes
Management 1.9 Elect Director Carlos A. Rodriguez For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 3 Ratify Auditors For For Yes
Lamar Advertising Company
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Ticker LAMR
Provider Security ID 512815101
Meeting Date 17-Nov-14 Meeting Type Special
Record Date 03-Oct-14
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1 Approve Reorganization Plan For For Yes
Management 2 Adjourn Meeting For For Yes
BHP Billiton Limited
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Ticker BHP
Provider Security ID 088606108
Meeting Date 20-Nov-14 Meeting Type Annual
Record Date 15-Sep-14
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1 Accept Financial Statements and Statutory Reports For For Yes
Management 2 Appoint KPMG LLP as the Auditor of BHP Billiton For For Yes
Plc
Management 3 Authorize the Board to Fix the Remuneration of the For For Yes
Auditor
Management 4 Approve the Authority to Issue Shares in BHP For For Yes
Billiton Plc
Management 5 Approve the Authority to Issue Shares in BHP For For Yes
Billiton Plc for Cash
Management 6 Approve the Repurchase of 211.21 Million Shares in For For Yes
BHP Billiton Plc
Management 7 Approve the Remuneration Policy For For Yes
Management 8 Approve the Directors' Annual Report on For For Yes
Remuneration
Management 9 Approve the Remuneration Report For For Yes
Management 10 Approve the Termination Benefits to Any Current or For For Yes
Future Holder of a Managerial or Executive Office
Management 11 Approve the Grant of Awards to Andrew Mackenzie, For For Yes
Executive Director of the Company
Management 12 Elect Malcolm Brinded as Director For For Yes
Management 13 Elect Malcolm Broomhead as Director For For Yes
Management 14 Elect John Buchanan as Director For For Yes
Management 15 Elect Carlos Cordeiro as Director For For Yes
Management 16 Elect Pat Davies as Director For For Yes
Management 17 Elect Carolyn Hewson as Director For For Yes
Management 18 Elect Andrew Mackenzie as Director For For Yes
Management 19 Elect Lindsay Maxsted as Director For For Yes
Management 20 Elect Wayne Murdy as Director For For Yes
Management 21 Elect Keith Rumble as Director For For Yes
Management 22 Elect John Schubert as Director For For Yes
Management 23 Elect Shriti Vadera as Director For For Yes
Management 24 Elect Jac Nasser as Director For For Yes
Share Holder 25 Elect Ian Dunlop as Director Against Against Yes
Energy Transfer Partners L.P.
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Ticker ETP
Provider Security ID 29273R109
Meeting Date 20-Nov-14 Meeting Type Special
Record Date 13-Oct-14
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1 Amend Omnibus Stock Plan For For Yes
Management 2 Adjourn Meeting For For Yes
Microsoft Corporation
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Ticker MSFT
Provider Security ID 594918104
Meeting Date 03-Dec-14 Meeting Type Annual
Record Date 30-Sep-14
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director William H. Gates lll For For Yes
Management 1.2 Elect Director Maria M. Klawe For For Yes
Management 1.3 Elect Director Teri L. List-Stoll For For Yes
Management 1.4 Elect Director G. Mason Morfit For For Yes
Management 1.5 Elect Director Satya Nadella For For Yes
Management 1.6 Elect Director Charles H. Noski For For Yes
Management 1.7 Elect Director Helmut Panke For For Yes
Management 1.8 Elect Director Charles W. Scharf For For Yes
Management 1.9 Elect Director John W. Stanton For For Yes
Management 1.10 Elect Director John W. Thompson For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For Against Yes
Compensation
Management 3 Ratify Auditors For For Yes
Share Holder 4 Proxy Access Against Against Yes
QUALCOMM Incorporated
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Ticker QCOM
Provider Security ID 747525103
Meeting Date 09-Mar-15 Meeting Type Annual
Record Date 12-Jan-15
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1a Elect Director Barbara T. Alexander For For Yes
Management 1b Elect Director Donald G. Cruickshank For For Yes
Management 1c Elect Director Raymond V. Dittamore For For Yes
Management 1d Elect Director Susan Hockfield For For Yes
Management 1e Elect Director Thomas W. Horton For For Yes
Management 1f Elect Director Paul E. Jacobs For For Yes
Management 1g Elect Director Sherry Lansing For For Yes
Management 1h Elect Director Harish Manwani For For Yes
Management 1i Elect Director Steven M. Mollenkopf For For Yes
Management 1j Elect Director Duane A. Nelles For For Yes
Management 1k Elect Director Clark T. 'Sandy' Randt, Jr. For For Yes
Management 1l Elect Director Francisco Ros For For Yes
Management 1m Elect Director Jonathan J. Rubinstein For For Yes
Management 1n Elect Director Brent Scowcroft For For Yes
Management 1o Elect Director Marc I. Stern For For Yes
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 3 Amend Qualified Employee Stock Purchase Plan For For Yes
Management 4 Advisory Vote to Ratify Named Executive Officers' For Against Yes
Compensation
Apple Inc.
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Ticker AAPL
Provider Security ID 037833100
Meeting Date 10-Mar-15 Meeting Type Annual
Record Date 09-Jan-15
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Tim Cook For For Yes
Management 1.2 Elect Director Al Gore For For Yes
Management 1.3 Elect Director Bob Iger For For Yes
Management 1.4 Elect Director Andrea Jung For For Yes
Management 1.5 Elect Director Art Levinson For For Yes
Management 1.6 Elect Director Ron Sugar For For Yes
Management 1.7 Elect Director Sue Wagner For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For Against Yes
Compensation
Management 4 Approve Qualified Employee Stock Purchase Plan For For Yes
Share Holder 5 Report on Risks Associated with Repeal of Climate Against Against Yes
Change Policies
Share Holder 6 Adopt Proxy Access Right Against For Yes
Management 1.1 Elect Director Tim Cook For For Yes
Management 1.2 Elect Director Al Gore For For Yes
Management 1.3 Elect Director Bob Iger For For Yes
Management 1.4 Elect Director Andrea Jung For For Yes
Management 1.5 Elect Director Art Levinson For For Yes
Management 1.6 Elect Director Ron Sugar For For Yes
Management 1.7 Elect Director Sue Wagner For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For Against Yes
Compensation
Management 4 Approve Qualified Employee Stock Purchase Plan For For Yes
Share Holder 5 Report on Risks Associated with Repeal of Climate Against Against Yes
Change Policies
Share Holder 6 Adopt Proxy Access Right Against For Yes
General Electric Company
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Ticker GE
Provider Security ID 369604103
Meeting Date 22-Apr-15 Meeting Type Annual
Record Date 23-Feb-15
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management A1 Elect Director W. Geoffrey Beattie For For Yes
Management A2 Elect Director John J. Brennan For For Yes
Management A3 Elect Director James I. Cash, Jr. For For Yes
Management A4 Elect Director Francisco D'Souza For For Yes
Management A5 Elect Director Marijn E. Dekkers For For Yes
Management A6 Elect Director Susan J. Hockfield For For Yes
Management A7 Elect Director Jeffrey R. Immelt For For Yes
Management A8 Elect Director Andrea Jung For For Yes
Management A9 Elect Director Robert W. Lane For For Yes
Management A10 Elect Director Rochelle B. Lazarus For For Yes
Management A11 Elect Director James J. Mulva For For Yes
Management A12 Elect Director James E. Rohr For For Yes
Management A13 Elect Director Mary L. Schapiro For For Yes
Management A14 Elect Director Robert J. Swieringa For For Yes
Management A15 Elect Director James S. Tisch For For Yes
Management A16 Elect Director Douglas A. Warner, III For For Yes
Management B1 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management B2 Ratify KPMG LLP as Auditors For For Yes
Share Holder C1 Provide for Cumulative Voting Against Against Yes
Share Holder C2 Provide Right to Act by Written Consent Against Against Yes
Share Holder C3 Select One Director from Ranks of Retirees Against Against Yes
Share Holder C4 Adopt Holy Land Principles Against Against Yes
Share Holder C5 Pro-rata Vesting on Equity Plans Against For Yes
Johnson & Johnson
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Ticker JNJ
Provider Security ID 478160104
Meeting Date 23-Apr-15 Meeting Type Annual
Record Date 24-Feb-15
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1a Elect Director Mary Sue Coleman For For Yes
Management 1b Elect Director D. Scott Davis For For Yes
Management 1c Elect Director Ian E. L. Davis For For Yes
Management 1d Elect Director Alex Gorsky For For Yes
Management 1e Elect Director Susan L. Lindquist For For Yes
Management 1f Elect Director Mark B. McClellan For For Yes
Management 1g Elect Director Anne M. Mulcahy For For Yes
Management 1h Elect Director William D. Perez For For Yes
Management 1i Elect Director Charles Prince For For Yes
Management 1j Elect Director A. Eugene Washington For For Yes
Management 1k Elect Director Ronald A. Williams For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Share Holder 4 Policy Regarding Overextended Directors Against Against Yes
Share Holder 5 Report on Consistency Between Corporate Values and Against Against Yes
Political Contributions
Share Holder 6 Require Independent Board Chairman Against For Yes
Management 1a Elect Director Mary Sue Coleman For For Yes
Management 1b Elect Director D. Scott Davis For For Yes
Management 1c Elect Director Ian E. L. Davis For For Yes
Management 1d Elect Director Alex Gorsky For For Yes
Management 1e Elect Director Susan L. Lindquist For For Yes
Management 1f Elect Director Mark B. McClellan For For Yes
Management 1g Elect Director Anne M. Mulcahy For For Yes
Management 1h Elect Director William D. Perez For For Yes
Management 1i Elect Director Charles Prince For For Yes
Management 1j Elect Director A. Eugene Washington For For Yes
Management 1k Elect Director Ronald A. Williams For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Share Holder 4 Policy Regarding Overextended Directors Against Against Yes
Share Holder 5 Report on Consistency Between Corporate Values and Against Against Yes
Political Contributions
Share Holder 6 Require Independent Board Chairman Against For Yes
Management 1a Elect Director Mary Sue Coleman For For Yes
Management 1b Elect Director D. Scott Davis For For Yes
Management 1c Elect Director Ian E. L. Davis For For Yes
Management 1d Elect Director Alex Gorsky For For Yes
Management 1e Elect Director Susan L. Lindquist For For Yes
Management 1f Elect Director Mark B. McClellan For For Yes
Management 1g Elect Director Anne M. Mulcahy For For Yes
Management 1h Elect Director William D. Perez For For Yes
Management 1i Elect Director Charles Prince For For Yes
Management 1j Elect Director A. Eugene Washington For For Yes
Management 1k Elect Director Ronald A. Williams For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Share Holder 4 Policy Regarding Overextended Directors Against Against Yes
Share Holder 5 Report on Consistency Between Corporate Values and Against Against Yes
Political Contributions
Share Holder 6 Require Independent Board Chairman Against For Yes
Pfizer Inc.
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Ticker PFE
Provider Security ID 717081103
Meeting Date 23-Apr-15 Meeting Type Annual
Record Date 25-Feb-15
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Dennis A. Ausiello For For Yes
Management 1.2 Elect Director W. Don Cornwell For For Yes
Management 1.3 Elect Director Frances D. Fergusson For For Yes
Management 1.4 Elect Director Helen H. Hobbs For For Yes
Management 1.5 Elect Director James M. Kilts For For Yes
Management 1.6 Elect Director Shantanu Narayen For For Yes
Management 1.7 Elect Director Suzanne Nora Johnson For For Yes
Management 1.8 Elect Director Ian C. Read For For Yes
Management 1.9 Elect Director Stephen W. Sanger For For Yes
Management 1.10 Elect Director James C. Smith For For Yes
Management 1.11 Elect Director Marc Tessier-Lavigne For For Yes
Management 2 Ratify KPMG LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Share Holder 4 Review and Assess Membership of Lobbying Against Against Yes
Organizations
Management 1.1 Elect Director Dennis A. Ausiello For For Yes
Management 1.2 Elect Director W. Don Cornwell For For Yes
Management 1.3 Elect Director Frances D. Fergusson For For Yes
Management 1.4 Elect Director Helen H. Hobbs For For Yes
Management 1.5 Elect Director James M. Kilts For For Yes
Management 1.6 Elect Director Shantanu Narayen For For Yes
Management 1.7 Elect Director Suzanne Nora Johnson For For Yes
Management 1.8 Elect Director Ian C. Read For For Yes
Management 1.9 Elect Director Stephen W. Sanger For For Yes
Management 1.10 Elect Director James C. Smith For For Yes
Management 1.11 Elect Director Marc Tessier-Lavigne For For Yes
Management 2 Ratify KPMG LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Share Holder 4 Review and Assess Membership of Lobbying Against Against Yes
Organizations
AstraZeneca plc
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Ticker AZN
Provider Security ID 046353108
Meeting Date 24-Apr-15 Meeting Type Annual
Record Date 13-Mar-15
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1 Accept Financial Statements and Statutory Reports For For Yes
Management 2 Approve Dividends For For Yes
Management 3 Reappoint KPMG LLP as Auditors For For Yes
Management 4 Authorise Board to Fix Remuneration of Auditors For For Yes
Management 5a Re-elect Leif Johansson as Director For For Yes
Management 5b Re-elect Pascal Soriot as Director For For Yes
Management 5c Re-elect Marc Dunoyer as Director For For Yes
Management 5d Elect Cori Bargmann as Director For For Yes
Management 5e Re-elect Genevieve Berger as Director For For Yes
Management 5f Re-elect Bruce Burlington as Director For For Yes
Management 5g Re-elect Ann Cairns as Director For For Yes
Management 5h Re-elect Graham Chipchase as Director For For Yes
Management 5i Re-elect Jean-Philippe Courtois as Director For For Yes
Management 5j Re-elect Rudy Markham as Director For For Yes
Management 5k Re-elect Shriti Vadera as Director For For Yes
Management 5l Re-elect Marcus Wallenberg as Director For For Yes
Management 6 Approve Remuneration Report For For Yes
Management 7 Authorise EU Political Donations and Expenditure For For Yes
Management 8 Authorise Issue of Equity with Pre-emptive Rights For For Yes
Management 9 Authorise Issue of Equity without Pre-emptive For For Yes
Rights
Management 10 Authorise Market Purchase of Ordinary Shares For For Yes
Management 11 Authorise the Company to Call EGM with Two Weeks' For For Yes
Notice
Management 12 Adopt New Articles of Association For For Yes
AT&T Inc.
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Ticker T
Provider Security ID 00206R102
Meeting Date 24-Apr-15 Meeting Type Annual
Record Date 25-Feb-15
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Randall L. Stephenson For For Yes
Management 1.2 Elect Director Scott T. Ford For For Yes
Management 1.3 Elect Director Glenn H. Hutchins For For Yes
Management 1.4 Elect Director William E. Kennard For For Yes
Management 1.5 Elect Director Jon C. Madonna For For Yes
Management 1.6 Elect Director Michael B. McCallister For For Yes
Management 1.7 Elect Director John B. McCoy For For Yes
Management 1.8 Elect Director Beth E. Mooney For For Yes
Management 1.9 Elect Director Joyce M. Roche For For Yes
Management 1.10 Elect Director Matthew K. Rose For For Yes
Management 1.11 Elect Director Cynthia B. Taylor For For Yes
Management 1.12 Elect Director Laura D'Andrea Tyson For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Share Holder 4 Report on Indirect Political Contribution Against For Yes
Share Holder 5 Report on Lobbying Payments and Policy Against For Yes
Share Holder 6 Amend Bylaws to Call Special Meetings Against For Yes
Management 1.1 Elect Director Randall L. Stephenson For For Yes
Management 1.2 Elect Director Scott T. Ford For For Yes
Management 1.3 Elect Director Glenn H. Hutchins For For Yes
Management 1.4 Elect Director William E. Kennard For For Yes
Management 1.5 Elect Director Jon C. Madonna For For Yes
Management 1.6 Elect Director Michael B. McCallister For For Yes
Management 1.7 Elect Director John B. McCoy For For Yes
Management 1.8 Elect Director Beth E. Mooney For For Yes
Management 1.9 Elect Director Joyce M. Roche For For Yes
Management 1.10 Elect Director Matthew K. Rose For For Yes
Management 1.11 Elect Director Cynthia B. Taylor For For Yes
Management 1.12 Elect Director Laura D'Andrea Tyson For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Share Holder 4 Report on Indirect Political Contribution Against For Yes
Share Holder 5 Report on Lobbying Payments and Policy Against For Yes
Share Holder 6 Amend Bylaws to Call Special Meetings Against For Yes
Noble Corporation plc
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Ticker NE
Provider Security ID G65431101
Meeting Date 24-Apr-15 Meeting Type Annual
Record Date 10-Mar-15
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1 Elect Director Julie H. Edwards For For Yes
Management 2 Elect Director Scott D. Josey For For Yes
Management 3 Elect Director Jon A. Marshall For For Yes
Management 4 Elect Director Mary P. Ricciardello For For Yes
Management 5 Elect Director David W. Williams For For Yes
Management 6 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 7 Ratify PricewaterhouseCoopers LLP as Statutory For For Yes
Auditor
Management 8 Authorize Audit Committee to Fix Remuneration of For For Yes
Statutory Auditors
Management 9 Advisory Vote to Ratify Named Executive Officers' For Against Yes
Compensation
Management 10 Advisory Vote to Ratify Directors' Compensation For Against Yes
Report
Management 11 Approve Omnibus Stock Plan For For Yes
Honeywell International Inc.
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Ticker HON
Provider Security ID 438516106
Meeting Date 27-Apr-15 Meeting Type Annual
Record Date 27-Feb-15
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1A Elect Director William S. Ayer For For Yes
Management 1B Elect Director Gordon M. Bethune For For Yes
Management 1C Elect Director Kevin Burke For For Yes
Management 1D Elect Director Jaime Chico Pardo For For Yes
Management 1E Elect Director David M. Cote For For Yes
Management 1F Elect Director D. Scott Davis For For Yes
Management 1G Elect Director Linnet F. Deily For For Yes
Management 1H Elect Director Judd Gregg For For Yes
Management 1I Elect Director Clive Hollick For For Yes
Management 1J Elect Director Grace D. Lieblein For For Yes
Management 1K Elect Director George Paz For For Yes
Management 1L Elect Director Bradley T. Sheares For For Yes
Management 1M Elect Director Robin L. Washington For For Yes
Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For Against Yes
Compensation
Share Holder 4 Require Independent Board Chairman Against For Yes
Share Holder 5 Provide Right to Act by Written Consent Against For Yes
Share Holder 6 Report on Lobbying Payments and Policy Against For Yes
Management 1A Elect Director William S. Ayer For For Yes
Management 1B Elect Director Gordon M. Bethune For For Yes
Management 1C Elect Director Kevin Burke For For Yes
Management 1D Elect Director Jaime Chico Pardo For For Yes
Management 1E Elect Director David M. Cote For For Yes
Management 1F Elect Director D. Scott Davis For For Yes
Management 1G Elect Director Linnet F. Deily For For Yes
Management 1H Elect Director Judd Gregg For For Yes
Management 1I Elect Director Clive Hollick For For Yes
Management 1J Elect Director Grace D. Lieblein For For Yes
Management 1K Elect Director George Paz For For Yes
Management 1L Elect Director Bradley T. Sheares For For Yes
Management 1M Elect Director Robin L. Washington For For Yes
Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For Against Yes
Compensation
Share Holder 4 Require Independent Board Chairman Against For Yes
Share Holder 5 Provide Right to Act by Written Consent Against For Yes
Share Holder 6 Report on Lobbying Payments and Policy Against For Yes
AMC Entertainment Holdings, Inc.
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Ticker AMC
Provider Security ID 00165C104
Meeting Date 28-Apr-15 Meeting Type Annual
Record Date 02-Mar-15
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Lloyd Hill For For Yes
Management 1.2 Elect Director Ning Ye For Withhold Yes
Management 1.3 Elect Director Howard Koch For Withhold Yes
Management 2 Ratify KPMG LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
BB&T Corporation
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Ticker BBT
Provider Security ID 054937107
Meeting Date 28-Apr-15 Meeting Type Annual
Record Date 18-Feb-15
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Jennifer S. Banner For For Yes
Management 1.2 Elect Director K. David Boyer, Jr. For For Yes
Management 1.3 Elect Director Anna R. Cablik For For Yes
Management 1.4 Elect Director Ronald E. Deal For For Yes
Management 1.5 Elect Director James A. Faulkner For For Yes
Management 1.6 Elect Director I. Patricia Henry For For Yes
Management 1.7 Elect Director John P. Howe, III For For Yes
Management 1.8 Elect Director Eric C. Kendrick For For Yes
Management 1.9 Elect Director Kelly S. King For For Yes
Management 1.10 Elect Director Louis B. Lynn For For Yes
Management 1.11 Elect Director Edward C. Milligan For For Yes
Management 1.12 Elect Director Charles A. Patton For For Yes
Management 1.13 Elect Director Nido R. Qubein For For Yes
Management 1.14 Elect Director Tollie W. Rich, Jr. For For Yes
Management 1.15 Elect Director Thomas E. Skains For For Yes
Management 1.16 Elect Director Thomas N. Thompson For For Yes
Management 1.17 Elect Director Edwin H. Welch For For Yes
Management 1.18 Elect Director Stephen T. Williams For For Yes
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For Against Yes
Compensation
Share Holder 4 Report on Lobbying Payments and Political Against For Yes
Contributions
Share Holder 5 Claw-back of Payments under Restatements Against For Yes
MetLife, Inc.
--------------------------------------------------------------------------------
Ticker MET
Provider Security ID 59156R108
Meeting Date 28-Apr-15 Meeting Type Annual
Record Date 27-Feb-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Cheryl W. Grise For For Yes
Management 1.2 Elect Director Carlos M. Gutierrez For For Yes
Management 1.3 Elect Director R. Glenn Hubbard For For Yes
Management 1.4 Elect Director Steven A. Kandarian For For Yes
Management 1.5 Elect Director Alfred F. Kelly, Jr. For For Yes
Management 1.6 Elect Director Edward J. Kelly, III For For Yes
Management 1.7 Elect Director William E. Kennard For For Yes
Management 1.8 Elect Director James M. Kilts For For Yes
Management 1.9 Elect Director Catherine R. Kinney For For Yes
Management 1.10 Elect Director Denise M. Morrison For For Yes
Management 1.11 Elect Director Kenton J. Sicchitano For For Yes
Management 1.12 Elect Director Lulu C. Wang For For Yes
Management 2a Reduce Supermajority Vote Requirement to Amend For For Yes
Certificate of Incorporation
Management 2b Reduce Supermajority Vote Requirement to Amend For For Yes
Bylaws
Management 3 Ratify Deloitte & Touche LLP as Auditors For For Yes
Management 4 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Wells Fargo & Company
--------------------------------------------------------------------------------
Ticker WFC
Provider Security ID 949746101
Meeting Date 28-Apr-15 Meeting Type Annual
Record Date 03-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1a Elect Director John D. Baker, II For For Yes
Management 1b Elect Director Elaine L. Chao For For Yes
Management 1c Elect Director John S. Chen For For Yes
Management 1d Elect Director Lloyd H. Dean For For Yes
Management 1e Elect Director Elizabeth A. Duke For For Yes
Management 1f Elect Director Susan E. Engel For For Yes
Management 1g Elect Director Enrique Hernandez, Jr. For For Yes
Management 1h Elect Director Donald M. James For For Yes
Management 1i Elect Director Cynthia H. Milligan For For Yes
Management 1j Elect Director Federico F. Pena For For Yes
Management 1k Elect Director James H. Quigley For For Yes
Management 1l Elect Director Judith M. Runstad For For Yes
Management 1m Elect Director Stephen W. Sanger For For Yes
Management 1n Elect Director John G. Stumpf For For Yes
Management 1o Elect Director Susan G. Swenson For For Yes
Management 1p Elect Director Suzanne M. Vautrinot For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 3 Ratify KPMG LLP as Auditors For For Yes
Share Holder 4 Require Independent Board Chairman Against Against Yes
Share Holder 5 Report on Lobbying Payments and Policy Against For Yes
Management 1a Elect Director John D. Baker, II For For Yes
Management 1b Elect Director Elaine L. Chao For For Yes
Management 1c Elect Director John S. Chen For For Yes
Management 1d Elect Director Lloyd H. Dean For For Yes
Management 1e Elect Director Elizabeth A. Duke For For Yes
Management 1f Elect Director Susan E. Engel For For Yes
Management 1g Elect Director Enrique Hernandez, Jr. For For Yes
Management 1h Elect Director Donald M. James For For Yes
Management 1i Elect Director Cynthia H. Milligan For For Yes
Management 1j Elect Director Federico F. Pena For For Yes
Management 1k Elect Director James H. Quigley For For Yes
Management 1l Elect Director Judith M. Runstad For For Yes
Management 1m Elect Director Stephen W. Sanger For For Yes
Management 1n Elect Director John G. Stumpf For For Yes
Management 1o Elect Director Susan G. Swenson For For Yes
Management 1p Elect Director Suzanne M. Vautrinot For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 3 Ratify KPMG LLP as Auditors For For Yes
Share Holder 4 Require Independent Board Chairman Against Against Yes
Share Holder 5 Report on Lobbying Payments and Policy Against For Yes
Ares Capital Corporation
--------------------------------------------------------------------------------
Ticker ARCC
Provider Security ID 04010L103
Meeting Date 29-Apr-15 Meeting Type Special
Record Date 04-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1 Approve Issuance of Shares Below Net Asset Value (NAV) For For Yes
Ares Capital Corporation
--------------------------------------------------------------------------------
Ticker ARCC
Provider Security ID 04010L103
Meeting Date 29-Apr-15 Meeting Type Annual
Record Date 04-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Steve Bartlett For For Yes
Management 1.2 Elect Director Robert L. Rosen For For Yes
Management 1.3 Elect Director Bennett Rosenthal For For Yes
Management 2 Ratify KPMG LLP as Auditors For For Yes
Occidental Petroleum Corporation
--------------------------------------------------------------------------------
Ticker OXY
Provider Security ID 674599105
Meeting Date 01-May-15 Meeting Type Annual
Record Date 10-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Spencer Abraham For For Yes
Management 1.2 Elect Director Howard I. Atkins For For Yes
Management 1.3 Elect Director Eugene L. Batchelder For For Yes
Management 1.4 Elect Director Stephen I. Chazen For For Yes
Management 1.5 Elect Director John E. Feick For For Yes
Management 1.6 Elect Director Margaret M. Foran For For Yes
Management 1.7 Elect Director Carlos M. Gutierrez For For Yes
Management 1.8 Elect Director William R. Klesse For For Yes
Management 1.9 Elect Director Avedick B. Poladian For For Yes
Management 1.10 Elect Director Elisse B. Walter For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 3 Approve Omnibus Stock Plan For For Yes
Management 4 Ratify KPMG LLP as Auditors For For Yes
Share Holder 5 Claw-back of Payments under Restatements Against For Yes
Share Holder 6 Adopt Proxy Access Right Against For Yes
Share Holder 7 Report on Methane and Flaring Emissions Management Against For Yes
and Reduction Targets
Share Holder 8 Review and Assess Membership of Lobbying Against For Yes
Organizations
Pilgrim's Pride Corporation
--------------------------------------------------------------------------------
Ticker PPC
Provider Security ID 72147K108
Meeting Date 01-May-15 Meeting Type Annual
Record Date 13-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Gilberto Tomazoni For Withhold Yes
Management 1.2 Elect Director Joesley Mendonca Batista For Withhold Yes
Management 1.3 Elect Director Wesley Mendonca Batista For Withhold Yes
Management 1.4 Elect Director William W. Lovette For Withhold Yes
Management 1.5 Elect Director Andre Nogueira de Souza For Withhold Yes
Management 1.6 Elect Director Wallim Cruz De Vasconcellos Junior For For Yes
Management 2.1 Elect Director David E. Bell For For Yes
Management 2.2 Elect Director Michael L. Cooper For For Yes
Management 2.3 Elect Director Charles Macaluso For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 4 Ratify KPMG LLP as Auditors For For Yes
Kraft Foods Group, Inc.
--------------------------------------------------------------------------------
Ticker KRFT
Provider Security ID 50076Q106
Meeting Date 05-May-15 Meeting Type Annual
Record Date 03-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1a Elect Director Abelardo E. Bru For For Yes
Management 1.1b Elect Director John T. Cahill For For Yes
Management 1.1c Elect Director L. Kevin Cox For For Yes
Management 1.1d Elect Director Myra M. Hart For For Yes
Management 1.1e Elect Director Peter B. Henry For For Yes
Management 1.1f Elect Director Jeanne P. Jackson For For Yes
Management 1.1g Elect Director Terry J. Lundgren For For Yes
Management 1.1h Elect Director Mackey J. McDonald For For Yes
Management 1.1i Elect Director John C. Pope For For Yes
Management 1.1j Elect Director E. Follin Smith For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Share Holder 4 Report on Risks Associated with Use of Battery Against For Yes
Cages in Supply Chain
Share Holder 5 Report on Supply Chain Impact on Deforestation Against For Yes
Share Holder 6 Assess Environmental Impact of Non-Recyclable Against For Yes
Packaging
Share Holder 7 Report on Sustainability, Including GHG Goals Against For Yes
BHP Billiton Limited
--------------------------------------------------------------------------------
Ticker BHP
Provider Security ID 088606108
Meeting Date 06-May-15 Meeting Type Special
Record Date 27-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1 Approve the Demerger of South32 from BHP Billiton For For Yes
Limited
Domtar Corporation
--------------------------------------------------------------------------------
Ticker UFS
Provider Security ID 257559203
Meeting Date 06-May-15 Meeting Type Annual
Record Date 13-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Giannella Alvarez For For Yes
Management 1.2 Elect Director Robert E. Apple For For Yes
Management 1.3 Elect Director Louis P. Gignac For For Yes
Management 1.4 Elect Director David J. Illingworth For For Yes
Management 1.5 Elect Director Brian M. Levitt For For Yes
Management 1.6 Elect Director David G. Maffucci For For Yes
Management 1.7 Elect Director Domenic Pilla For For Yes
Management 1.8 Elect Director Robert J. Steacy For For Yes
Management 1.9 Elect Director Pamela B. Strobel For For Yes
Management 1.10 Elect Director Denis Turcotte For For Yes
Management 1.11 Elect Director John D. Williams For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
LyondellBasell Industries NV
--------------------------------------------------------------------------------
Ticker LYB
Provider Security ID N53745100
Meeting Date 06-May-15 Meeting Type Annual
Record Date 08-Apr-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1a Elect Robin Buchanan Supervisory Board For For Yes
Management 1b Elect Stephen F. Cooper to Supervisory Board For For Yes
Management 1c Elect Isabella D. Goren to Supervisory Board For For Yes
Management 1d Elect Robert G. Gwin to Supervisory Board For For Yes
Management 2a Elect Kevin W. Brown to Management Board For For Yes
Management 2b Elect Jeffrey A. Kaplan to Management Board For For Yes
Management 3 Adopt Financial Statements and Statutory Reports For For Yes
Management 4 Approve Discharge of Management Board For For Yes
Management 5 Approve Discharge of Supervisory Board For For Yes
Management 6 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 7 Ratify PricewaterhouseCoopers Accountants N.V. as For For Yes
Auditors
Management 8 Approve Dividends of USD 2.80 Per Share For For Yes
Management 9 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 10 Authorize Board to Issue Shares up to 20 Percent For For Yes
of Authorized Capital
Management 11 Authorize Board to Exclude Preemptive Rights from For Against Yes
Share Issuances
Management 12 Amend Qualified Employee Stock Purchase Plan For For Yes
Management 13 Authorize Repurchase of Up to 10 Percent of Issued For For Yes
Share Capital
Philip Morris International Inc.
--------------------------------------------------------------------------------
Ticker PM
Provider Security ID 718172109
Meeting Date 06-May-15 Meeting Type Annual
Record Date 13-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Harold Brown For For Yes
Management 1.2 Elect Director Andre Calantzopoulos For For Yes
Management 1.3 Elect Director Louis C. Camilleri For For Yes
Management 1.4 Elect Director Werner Geissler For For Yes
Management 1.5 Elect Director Jennifer Li For For Yes
Management 1.6 Elect Director Jun Makihara For For Yes
Management 1.7 Elect Director Sergio Marchionne For Against Yes
Management 1.8 Elect Director Kalpana Morparia For For Yes
Management 1.9 Elect Director Lucio A. Noto For For Yes
Management 1.10 Elect Director Frederik Paulsen For For Yes
Management 1.11 Elect Director Robert B. Polet For For Yes
Management 1.12 Elect Director Stephen M. Wolf For For Yes
Management 2 Ratify PricewaterhouseCoopers SA as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For Against Yes
Compensation
Share Holder 4 Report on Lobbying Payments and Policy Against For Yes
Share Holder 5 Adopt Anti-Forced Labor Policy for Tobacco Supply Against Against Yes
Chain
Regal Entertainment Group
--------------------------------------------------------------------------------
Ticker RGC
Provider Security ID 758766109
Meeting Date 06-May-15 Meeting Type Annual
Record Date 11-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Charles E. Brymer For For Yes
Management 1.2 Elect Director Michael L. Campbell For For Yes
Management 1.3 Elect Director Alejandro (Alex) Yemenidjian For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 3 Ratify KPMG LLP as Auditors For For Yes
Management 1.1 Elect Director Charles E. Brymer For For Yes
Management 1.2 Elect Director Michael L. Campbell For For Yes
Management 1.3 Elect Director Alejandro (Alex) Yemenidjian For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 3 Ratify KPMG LLP as Auditors For For Yes
Six Flags Entertainment Corporation
--------------------------------------------------------------------------------
Ticker SIX
Provider Security ID 83001A102
Meeting Date 06-May-15 Meeting Type Annual
Record Date 11-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Kurt M. Cellar For For Yes
Management 1.2 Elect Director Charles A. Koppelman For Withhold Yes
Management 1.3 Elect Director Jon L. Luther For Withhold Yes
Management 1.4 Elect Director Usman Nabi For For Yes
Management 1.5 Elect Director Stephen D. Owens For Withhold Yes
Management 1.6 Elect Director James Reid-Anderson For For Yes
Management 1.7 Elect Director Richard W. Roedel For For Yes
Management 2 Amend Omnibus Stock Plan For Against Yes
Management 3 Ratify KPMG LLP as Auditors For For Yes
Management 1.1 Elect Director Kurt M. Cellar For For Yes
Management 1.2 Elect Director Charles A. Koppelman For Withhold Yes
Management 1.3 Elect Director Jon L. Luther For Withhold Yes
Management 1.4 Elect Director Usman Nabi For For Yes
Management 1.5 Elect Director Stephen D. Owens For Withhold Yes
Management 1.6 Elect Director James Reid-Anderson For For Yes
Management 1.7 Elect Director Richard W. Roedel For For Yes
Management 2 Amend Omnibus Stock Plan For Against Yes
Management 3 Ratify KPMG LLP as Auditors For For Yes
Management 1.1 Elect Director Kurt M. Cellar For For Yes
Management 1.2 Elect Director Charles A. Koppelman For Withhold Yes
Management 1.3 Elect Director Jon L. Luther For Withhold Yes
Management 1.4 Elect Director Usman Nabi For For Yes
Management 1.5 Elect Director Stephen D. Owens For Withhold Yes
Management 1.6 Elect Director James Reid-Anderson For For Yes
Management 1.7 Elect Director Richard W. Roedel For For Yes
Management 2 Amend Omnibus Stock Plan For Against Yes
Management 3 Ratify KPMG LLP as Auditors For For Yes
Covanta Holding Corporation
--------------------------------------------------------------------------------
Ticker CVA
Provider Security ID 22282E102
Meeting Date 07-May-15 Meeting Type Annual
Record Date 16-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director David M. Barse For Withhold Yes
Management 1.2 Elect Director Ronald J. Broglio For For Yes
Management 1.3 Elect Director Peter C.B. Bynoe For Withhold Yes
Management 1.4 Elect Director Linda J. Fisher For For Yes
Management 1.5 Elect Director Joseph M. Holsten For Withhold Yes
Management 1.6 Elect Director Stephen J. Jones For For Yes
Management 1.7 Elect Director Anthony J. Orlando For For Yes
Management 1.8 Elect Director William C. Pate For Withhold Yes
Management 1.9 Elect Director Robert S. Silberman For For Yes
Management 1.10 Elect Director Jean Smith For Withhold Yes
Management 1.11 Elect Director Samuel Zell For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
DTE Energy Company
--------------------------------------------------------------------------------
Ticker DTE
Provider Security ID 233331107
Meeting Date 07-May-15 Meeting Type Annual
Record Date 09-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Gerard M. Anderson For For Yes
Management 1.2 Elect Director David A. Brandon For For Yes
Management 1.3 Elect Director W. Frank Fountain, Jr. For For Yes
Management 1.4 Elect Director Charles G. McClure, Jr. For For Yes
Management 1.5 Elect Director Gail J. McGovern For For Yes
Management 1.6 Elect Director Mark A. Murray For For Yes
Management 1.7 Elect Director James B. Nicholson For For Yes
Management 1.8 Elect Director Charles W. Pryor, Jr. For For Yes
Management 1.9 Elect Director Josue Robles, Jr. For For Yes
Management 1.10 Elect Director Ruth G. Shaw For For Yes
Management 1.11 Elect Director David A. Thomas For For Yes
Management 1.12 Elect Director James H. Vandenberghe For For Yes
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 4 Approve Executive Incentive Bonus Plan For For Yes
Share Holder 5 Report on Political Contributions Against For Yes
Share Holder 6 Adopt Proxy Access Right Against For Yes
Share Holder 7 Assess Plans to Increase Distributed Low-Carbon Against For Yes
Electricity Generation
Share Holder 8 Require Independent Board Chairman Against For Yes
Verizon Communications Inc.
--------------------------------------------------------------------------------
Ticker VZ
Provider Security ID 92343V104
Meeting Date 07-May-15 Meeting Type Annual
Record Date 09-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Shellye L. Archambeau For For Yes
Management 1.2 Elect Director Mark T. Bertolini For For Yes
Management 1.3 Elect Director Richard L. Carrion For For Yes
Management 1.4 Elect Director Melanie L. Healey For For Yes
Management 1.5 Elect Director M. Frances Keeth For For Yes
Management 1.6 Elect Director Lowell C. McAdam For For Yes
Management 1.7 Elect Director Donald T. Nicolaisen For For Yes
Management 1.8 Elect Director Clarence Otis, Jr. For For Yes
Management 1.9 Elect Director Rodney E. Slater For For Yes
Management 1.10 Elect Director Kathryn A. Tesija For For Yes
Management 1.11 Elect Director Gregory D. Wasson For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Share Holder 4 Report on Net Neutrality Against For Yes
Share Holder 5 Report on Indirect Political Contributions Against For Yes
Share Holder 6 Submit Severance Agreement (Change-in-Control) to Against For Yes
Shareholder Vote
Share Holder 7 Stock Retention/Holding Period Against For Yes
Share Holder 8 Provide Right to Act by Written Consent Against For Yes
Management 1.1 Elect Director Shellye L. Archambeau For For Yes
Management 1.2 Elect Director Mark T. Bertolini For For Yes
Management 1.3 Elect Director Richard L. Carrion For For Yes
Management 1.4 Elect Director Melanie L. Healey For For Yes
Management 1.5 Elect Director M. Frances Keeth For For Yes
Management 1.6 Elect Director Lowell C. McAdam For For Yes
Management 1.7 Elect Director Donald T. Nicolaisen For For Yes
Management 1.8 Elect Director Clarence Otis, Jr. For For Yes
Management 1.9 Elect Director Rodney E. Slater For For Yes
Management 1.10 Elect Director Kathryn A. Tesija For For Yes
Management 1.11 Elect Director Gregory D. Wasson For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Share Holder 4 Report on Net Neutrality Against For Yes
Share Holder 5 Report on Indirect Political Contributions Against For Yes
Share Holder 6 Submit Severance Agreement (Change-in-Control) to Against For Yes
Shareholder Vote
Share Holder 7 Stock Retention/Holding Period Against For Yes
Share Holder 8 Provide Right to Act by Written Consent Against For Yes
AbbVie Inc.
--------------------------------------------------------------------------------
Ticker ABBV
Provider Security ID 00287Y109
Meeting Date 08-May-15 Meeting Type Annual
Record Date 11-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Roxanne S. Austin For For Yes
Management 1.2 Elect Director Richard A. Gonzalez For For Yes
Management 1.3 Elect Director Glenn F. Tilton For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 1.1 Elect Director Roxanne S. Austin For For Yes
Management 1.2 Elect Director Richard A. Gonzalez For For Yes
Management 1.3 Elect Director Glenn F. Tilton For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
National CineMedia, Inc.
--------------------------------------------------------------------------------
Ticker NCMI
Provider Security ID 635309107
Meeting Date 08-May-15 Meeting Type Annual
Record Date 19-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director David R. Haas For For Yes
Management 1.2 Elect Director Stephen L. Lanning For For Yes
Management 1.3 Elect Director Thomas F. Lesinski For For Yes
Management 1.4 Elect Director Paula Williams Madison For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 3 Ratify Deloitte & Touche LLP as Auditors For For Yes
ConocoPhillips
--------------------------------------------------------------------------------
Ticker COP
Provider Security ID 20825C104
Meeting Date 12-May-15 Meeting Type Annual
Record Date 13-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1a Elect Director Richard L. Armitage For For Yes
Management 1b Elect Director Richard H. Auchinleck For For Yes
Management 1c Elect Director Charles E. Bunch For For Yes
Management 1d Elect Director James E. Copeland, Jr. For For Yes
Management 1e Elect Director John V. Faraci For For Yes
Management 1f Elect Director Jody L. Freeman For For Yes
Management 1g Elect Director Gay Huey Evans For For Yes
Management 1h Elect Director Ryan M. Lance For For Yes
Management 1i Elect Director Arjun N. Murti For For Yes
Management 1j Elect Director Robert A. Niblock For For Yes
Management 1k Elect Director Harald J. Norvik For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Share Holder 4 Report on Lobbying Payments and Policy Against For Yes
Share Holder 5 Pro-rata Vesting of Equity Plan Against For Yes
Share Holder 6 Remove or Adjust Reserve Metrics used for Against Against Yes
Executive Compensation
Share Holder 7 Adopt Proxy Access Right Against For Yes
EPR Properties
--------------------------------------------------------------------------------
Ticker EPR
Provider Security ID 26884U109
Meeting Date 13-May-15 Meeting Type Annual
Record Date 11-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Jack A. Newman, Jr. For For Yes
Management 1.2 Elect Director Thomas M. Bloch For For Yes
Management 1.3 Elect Director Gregory K. Silvers For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 3 Ratify KPMG LLP as Auditors For For Yes
Invesco Ltd.
--------------------------------------------------------------------------------
Ticker IVZ
Provider Security ID G491BT108
Meeting Date 14-May-15 Meeting Type Annual
Record Date 16-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Martin L. Flanagan For For Yes
Management 1.2 Elect Director C. Robert Henrikson For For Yes
Management 1.3 Elect Director Ben F. Johnson, III For For Yes
Management 1.4 Elect Director Sir Nigel Sheinwald For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
PacWest Bancorp
--------------------------------------------------------------------------------
Ticker PACW
Provider Security ID 695263103
Meeting Date 18-May-15 Meeting Type Annual
Record Date 23-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Craig A. Carlson For For Yes
Management 1.2 Elect Director John M. Eggemeyer For For Yes
Management 1.3 Elect Director Barry C. Fitzpatrick For Withhold Yes
Management 1.4 Elect Director Andrew B. Fremder For For Yes
Management 1.5 Elect Director C. William Hosler For Withhold Yes
Management 1.6 Elect Director Susan E. Lester For For Yes
Management 1.7 Elect Director Douglas H. (Tad) Lowrey For For Yes
Management 1.8 Elect Director Timothy B. Matz For Withhold Yes
Management 1.9 Elect Director Roger H. Molvar For Withhold Yes
Management 1.10 Elect Director James J. Pieczynski For For Yes
Management 1.11 Elect Director Daniel B. Platt For For Yes
Management 1.12 Elect Director Robert A. Stine For Withhold Yes
Management 1.13 Elect Director Matthew P. Wagner For For Yes
Management 2 Amend Executive Incentive Bonus Plan For For Yes
Management 3 Amend Tax Asset Protection Plan For For Yes
Management 4 Advisory Vote to Ratify Named Executive Officers' For Against Yes
Compensation
Management 5 Ratify KPMG LLP as Auditors For For Yes
Management 6 Adjourn Meeting For Against Yes
Management 7 Other Business For Against Yes
DineEquity, Inc.
--------------------------------------------------------------------------------
Ticker DIN
Provider Security ID 254423106
Meeting Date 19-May-15 Meeting Type Annual
Record Date 30-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Richard J. Dahl For For Yes
Management 1.2 Elect Director Stephen P. Joyce For For Yes
Management 1.3 Elect Director Patrick W. Rose For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
JPMorgan Chase & Co.
--------------------------------------------------------------------------------
Ticker JPM
Provider Security ID 46625H100
Meeting Date 19-May-15 Meeting Type Annual
Record Date 20-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1a Elect Director Linda B. Bammann For For Yes
Management 1b Elect Director James A. Bell For For Yes
Management 1c Elect Director Crandall C. Bowles For For Yes
Management 1d Elect Director Stephen B. Burke For For Yes
Management 1e Elect Director James S. Crown For For Yes
Management 1f Elect Director James Dimon For For Yes
Management 1g Elect Director Timothy P. Flynn For For Yes
Management 1h Elect Director Laban P. Jackson, Jr. For For Yes
Management 1i Elect Director Michael A. Neal For For Yes
Management 1j Elect Director Lee R. Raymond For For Yes
Management 1k Elect Director William C. Weldon For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For Against Yes
Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 4 Amend Omnibus Stock Plan For For Yes
Share Holder 5 Require Independent Board Chairman Against For Yes
Share Holder 6 Report on Lobbying Payments and Policy Against Against Yes
Share Holder 7 Amend Bylaws -- Call Special Meetings Against For Yes
Share Holder 8 Provide Vote Counting to Exclude Abstentions Against Against Yes
Share Holder 9 Report on Certain Vesting Program Against For Yes
Share Holder 10 Disclosure of Recoupment Activity from Senior Against For Yes
Officers
Royal Dutch Shell plc
--------------------------------------------------------------------------------
Ticker RDSA
Provider Security ID 780259206
Meeting Date 19-May-15 Meeting Type Annual
Record Date 09-Apr-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1 Accept Financial Statements and Statutory Reports For For Yes
Management 2 Approve Remuneration Report For For Yes
Management 3 Re-elect Ben van Beurden as Director For For Yes
Management 4 Re-elect Guy Elliott as Director For For Yes
Management 5 Re-elect Euleen Goh as Director For For Yes
Management 6 Re-elect Simon Henry as Director For For Yes
Management 7 Re-elect Charles Holliday as Director For For Yes
Management 8 Re-elect Gerard Kleisterlee as Director For For Yes
Management 9 Re-elect Sir Nigel Sheinwald as Director For For Yes
Management 10 Re-elect Linda Stuntz as Director For For Yes
Management 11 Re-elect Hans Wijers as Director For For Yes
Management 12 Re-elect Patricia Woertz as Director For For Yes
Management 13 Re-elect Gerrit Zalm as Director For For Yes
Management 14 Reappoint PricewaterhouseCoopers LLP as Auditors For For Yes
Management 15 Authorise Board to Fix Remuneration of Auditors For For Yes
Management 16 Authorise Issue of Equity with Pre-emptive Rights For For Yes
Management 17 Authorise Issue of Equity without Pre-emptive For For Yes
Rights
Management 18 Authorise Market Purchase of Ordinary Shares For For Yes
Management 19 Approve Scrip Dividend Scheme For For Yes
Management 20 Authorise EU Political Donations and Expenditure For For Yes
Share Holder 21 Approve Strategic Resilience for 2035 and Beyond For For Yes
Altria Group, Inc.
--------------------------------------------------------------------------------
Ticker MO
Provider Security ID 02209S103
Meeting Date 20-May-15 Meeting Type Annual
Record Date 30-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Gerald L. Baliles For For Yes
Management 1.2 Elect Director Martin J. Barrington For For Yes
Management 1.3 Elect Director John T. Casteen, III For For Yes
Management 1.4 Elect Director Dinyar S. Devitre For For Yes
Management 1.5 Elect Director Thomas F. Farrell, II For For Yes
Management 1.6 Elect Director Thomas W. Jones For For Yes
Management 1.7 Elect Director Debra J. Kelly-Ennis For For Yes
Management 1.8 Elect Director W. Leo Kiely, III For For Yes
Management 1.9 Elect Director Kathryn B. McQuade For For Yes
Management 1.10 Elect Director George Munoz For For Yes
Management 1.11 Elect Director Nabil Y. Sakkab For For Yes
Management 2 Approve Omnibus Stock Plan For For Yes
Management 3 Approve Non-Employee Director Omnibus Stock Plan For For Yes
Management 4 Ratify PricewaterhouseCoopers as Auditors For For Yes
Management 5 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Share Holder 6 Adopt Anti-Forced Labor Policy for Tobacco Supply Against Against Yes
Chain
Share Holder 7 Inform Poor and Less Educated on Health Against Against Yes
Consequences of Tobacco
Share Holder 8 Report on Green Tobacco Sickness Against Against Yes
Management 1.1 Elect Director Gerald L. Baliles For For Yes
Management 1.2 Elect Director Martin J. Barrington For For Yes
Management 1.3 Elect Director John T. Casteen, III For For Yes
Management 1.4 Elect Director Dinyar S. Devitre For For Yes
Management 1.5 Elect Director Thomas F. Farrell, II For For Yes
Management 1.6 Elect Director Thomas W. Jones For For Yes
Management 1.7 Elect Director Debra J. Kelly-Ennis For For Yes
Management 1.8 Elect Director W. Leo Kiely, III For For Yes
Management 1.9 Elect Director Kathryn B. McQuade For For Yes
Management 1.10 Elect Director George Munoz For For Yes
Management 1.11 Elect Director Nabil Y. Sakkab For For Yes
Management 2 Approve Omnibus Stock Plan For For Yes
Management 3 Approve Non-Employee Director Omnibus Stock Plan For For Yes
Management 4 Ratify PricewaterhouseCoopers as Auditors For For Yes
Management 5 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Share Holder 6 Adopt Anti-Forced Labor Policy for Tobacco Supply Against Against Yes
Chain
Share Holder 7 Inform Poor and Less Educated on Health Against Against Yes
Consequences of Tobacco
Share Holder 8 Report on Green Tobacco Sickness Against Against Yes
F.N.B. Corporation
--------------------------------------------------------------------------------
Ticker FNB
Provider Security ID 302520101
Meeting Date 20-May-15 Meeting Type Annual
Record Date 11-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director William B. Campbell For For Yes
Management 1.2 Elect Director James D. Chiafullo For Against Yes
Management 1.3 Elect Director Vincent J. Delie, Jr. For For Yes
Management 1.4 Elect Director Laura E. Ellsworth For For Yes
Management 1.5 Elect Director Stephen J. Gurgovits For For Yes
Management 1.6 Elect Director Robert A. Hormell For For Yes
Management 1.7 Elect Director David J. Malone For For Yes
Management 1.8 Elect Director D. Stephen Martz For For Yes
Management 1.9 Elect Director Robert J. McCarthy, Jr. For For Yes
Management 1.10 Elect Director David L. Motley For For Yes
Management 1.11 Elect Director Heidi A. Nicholas For For Yes
Management 1.12 Elect Director Arthur J. Rooney, II For For Yes
Management 1.13 Elect Director John S. Stanik For For Yes
Management 1.14 Elect Director William J. Strimbu For For Yes
Management 1.15 Elect Director Earl K. Wahl, Jr. For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes
Management 4 Amend Omnibus Stock Plan For For Yes
PPL Corporation
--------------------------------------------------------------------------------
Ticker PPL
Provider Security ID 69351T106
Meeting Date 20-May-15 Meeting Type Annual
Record Date 27-Feb-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Rodney C. Adkins For For Yes
Management 1.2 Elect Director Frederick M. Bernthal For For Yes
Management 1.3 Elect Director John W. Conway For Against Yes
Management 1.4 Elect Director Philip G. Cox For For Yes
Management 1.5 Elect Director Steven G. Elliott For For Yes
Management 1.6 Elect Director Louise K. Goeser For Against Yes
Management 1.7 Elect Director Stuart E. Graham For Against Yes
Management 1.8 Elect Director Raja Rajamannar For For Yes
Management 1.9 Elect Director Craig A. Rogerson For Against Yes
Management 1.10 Elect Director William H. Spence For For Yes
Management 1.11 Elect Director Natica von Althann For For Yes
Management 1.12 Elect Director Keith H. Williamson For For Yes
Management 1.13 Elect Director Armando Zagalo de Lima For For Yes
Management 2 Provide Right to Call Special Meeting For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 4 Ratify Ernst & Young LLP as Auditors For For Yes
Share Holder 5 Report on Political Contributions Against For Yes
Share Holder 6 Proxy Access Against For Yes
Share Holder 7 Require Independent Board Chairman Against For Yes
Share Holder 8 Report on GHG Emission Reduction Scenarios Against For Yes
Management 1.1 Elect Director Rodney C. Adkins For For Yes
Management 1.2 Elect Director Frederick M. Bernthal For For Yes
Management 1.3 Elect Director John W. Conway For Against Yes
Management 1.4 Elect Director Philip G. Cox For For Yes
Management 1.5 Elect Director Steven G. Elliott For For Yes
Management 1.6 Elect Director Louise K. Goeser For Against Yes
Management 1.7 Elect Director Stuart E. Graham For Against Yes
Management 1.8 Elect Director Raja Rajamannar For For Yes
Management 1.9 Elect Director Craig A. Rogerson For Against Yes
Management 1.10 Elect Director William H. Spence For For Yes
Management 1.11 Elect Director Natica von Althann For For Yes
Management 1.12 Elect Director Keith H. Williamson For For Yes
Management 1.13 Elect Director Armando Zagalo de Lima For For Yes
Management 2 Provide Right to Call Special Meeting For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 4 Ratify Ernst & Young LLP as Auditors For For Yes
Share Holder 5 Report on Political Contributions Against For Yes
Share Holder 6 Proxy Access Against For Yes
Share Holder 7 Require Independent Board Chairman Against For Yes
Share Holder 8 Report on GHG Emission Reduction Scenarios Against For Yes
State Street Corporation
--------------------------------------------------------------------------------
Ticker STT
Provider Security ID 857477103
Meeting Date 20-May-15 Meeting Type Annual
Record Date 13-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1a Elect Director Jose E. Almeida For For Yes
Management 1b Elect Director Kennett F. Burnes For For Yes
Management 1c Elect Director Patrick de Saint-Aignan For For Yes
Management 1d Elect Director Amelia C. Fawcett For For Yes
Management 1e Elect Director William C. Freda For For Yes
Management 1f Elect Director Linda A. Hill For For Yes
Management 1g Elect Director Joseph L. Hooley For For Yes
Management 1h Elect Director Robert S. Kaplan For For Yes
Management 1i Elect Director Richard P. Sergel For For Yes
Management 1j Elect Director Ronald L. Skates For For Yes
Management 1k Elect Director Gregory L. Summe For For Yes
Management 1l Elect Director Thomas J. Wilson For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes
Management 1a Elect Director Jose E. Almeida For For Yes
Management 1b Elect Director Kennett F. Burnes For For Yes
Management 1c Elect Director Patrick de Saint-Aignan For For Yes
Management 1d Elect Director Amelia C. Fawcett For For Yes
Management 1e Elect Director William C. Freda For For Yes
Management 1f Elect Director Linda A. Hill For For Yes
Management 1g Elect Director Joseph L. Hooley For For Yes
Management 1h Elect Director Robert S. Kaplan For For Yes
Management 1i Elect Director Richard P. Sergel For For Yes
Management 1j Elect Director Ronald L. Skates For For Yes
Management 1k Elect Director Gregory L. Summe For For Yes
Management 1l Elect Director Thomas J. Wilson For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes
The Travelers Companies, Inc.
--------------------------------------------------------------------------------
Ticker TRV
Provider Security ID 89417E109
Meeting Date 20-May-15 Meeting Type Annual
Record Date 23-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1a Elect Director Alan L. Beller For For Yes
Management 1b Elect Director John H. Dasburg For For Yes
Management 1c Elect Director Janet M. Dolan For For Yes
Management 1d Elect Director Kenneth M. Duberstein For For Yes
Management 1e Elect Director Jay S. Fishman For For Yes
Management 1f Elect Director Patricia L. Higgins For For Yes
Management 1g Elect Director Thomas R. Hodgson For For Yes
Management 1h Elect Director William J. Kane For For Yes
Management 1i Elect Director Cleve L. Killingsworth Jr. For For Yes
Management 1j Elect Director Philip T. (Pete) Ruegger, III For For Yes
Management 1k Elect Director Donald J. Shepard For For Yes
Management 1l Elect Director Laurie J. Thomsen For For Yes
Management 2 Ratify KPMG LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Share Holder 4 Report on Political Contributions Against For Yes
ACE Limited
--------------------------------------------------------------------------------
Ticker ACE
Provider Security ID H0023R105
Meeting Date 21-May-15 Meeting Type Annual
Record Date 27-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1 Accept Financial Statements and Statutory Reports For For Yes
Management 2.1 Allocate Disposable Profit For For Yes
Management 2.2 Approve Dividend Distribution From Legal Reserves For For Yes
Through Capital Contributions Reserve Subaccount
Management 3 Approve Discharge of Board and Senior Management For For Yes
Management 4.1 Ratify PricewaterhouseCoopers AG (Zurich) as For For Yes
Auditors
Management 4.2 Ratify PricewaterhouseCoopers LLP (United States) For For Yes
as Independent Registered Accounting Firm as
Auditors
Management 4.3 Ratify BDO AG (Zurich) as Special Auditors For For Yes
Management 5.1 Elect Director Evan G. Greenberg For For Yes
Management 5.2 Elect Director Robert M. Hernandez For For Yes
Management 5.3 Elect Director Michael G. Atieh For For Yes
Management 5.4 Elect Director Mary A. Cirillo For For Yes
Management 5.5 Elect Director Michael P. Connors For For Yes
Management 5.6 Elect Director John Edwardson For For Yes
Management 5.7 Elect Director Peter Menikoff For For Yes
Management 5.8 Elect Director Leo F. Mullin For For Yes
Management 5.9 Elect Director Kimberly Ross For For Yes
Management 5.10 Elect Director Robert Scully For For Yes
Management 5.11 Elect Director Eugene B. Shanks, Jr. For For Yes
Management 5.12 Elect Director Theodore E. Shasta For For Yes
Management 5.13 Elect Director David Sidwell For For Yes
Management 5.14 Elect Director Olivier Steimer For For Yes
Management 6 Elect Evan G. Greenberg as Board Chairman For Against Yes
Management 7.1 Appoint Michael P. Connors as Member of the For For Yes
Compensation Committee
Management 7.2 Appoint Mary A. Cirillo as Member of the For For Yes
Compensation Committee
Management 7.3 Appoint John Edwardson as Member of the For For Yes
Compensation Committee
Management 7.4 Appoint Robert M. Hernandez as Member of the For For Yes
Compensation Committee
Management 8 Designate Homburger AG as Independent Proxy For For Yes
Management 9 Amend Articles Re: Implement New Requirements For For Yes
Regarding Elections, Related Corporate Governance
and Certain Other Matters
Management 10 Amend Articles Re: Implement New Requirements For Against Yes
Regarding the Compensation of the Board of
Directors and Executive Management and Related
Matters
Management 11.1 Approve Compensation of the Board of Directors For For Yes
until the Next Annual General Meeting
Management 11.2 Approve Compensation of Executive Management for For Against Yes
the Next Calendar Year
Management 12 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 13 Transact Other Business (Voting) For Against Yes
Intel Corporation
--------------------------------------------------------------------------------
Ticker INTC
Provider Security ID 458140100
Meeting Date 21-May-15 Meeting Type Annual
Record Date 23-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1a Elect Director Charlene Barshefsky For For Yes
Management 1b Elect Director Aneel Bhusri For For Yes
Management 1c Elect Director Andy D. Bryant For For Yes
Management 1d Elect Director Susan L. Decker For For Yes
Management 1e Elect Director John J. Donahoe For Against Yes
Management 1f Elect Director Reed E. Hundt For For Yes
Management 1g Elect Director Brian M. Krzanich For For Yes
Management 1h Elect Director James D. Plummer For For Yes
Management 1i Elect Director David S. Pottruck For For Yes
Management 1j Elect Director Frank D. Yeary For For Yes
Management 1k Elect Director David B. Yoffie For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 4 Amend Omnibus Stock Plan For For Yes
Management 5 Amend Qualified Employee Stock Purchase Plan For For Yes
Share Holder 6 Adopt Holy Land Principles Against Against Yes
Share Holder 7 Require Independent Board Chairman Against For Yes
Share Holder 8 Provide Vote Counting to Exclude Abstentions Against Against Yes
L Brands, Inc.
--------------------------------------------------------------------------------
Ticker LB
Provider Security ID 501797104
Meeting Date 21-May-15 Meeting Type Annual
Record Date 27-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director E. Gordon Gee For For Yes
Management 1.2 Elect Director Stephen D. Steinour For For Yes
Management 1.3 Elect Director Allan R. Tessler For For Yes
Management 1.4 Elect Director Abigail S. Wexner For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Amend Omnibus Stock Plan For For Yes
Management 4 Approve Executive Incentive Bonus Plan For For Yes
Management 5 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Share Holder 6 Reduce Supermajority Vote Requirement Against For Yes
Management 1.1 Elect Director E. Gordon Gee For For Yes
Management 1.2 Elect Director Stephen D. Steinour For For Yes
Management 1.3 Elect Director Allan R. Tessler For For Yes
Management 1.4 Elect Director Abigail S. Wexner For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Amend Omnibus Stock Plan For For Yes
Management 4 Approve Executive Incentive Bonus Plan For For Yes
Management 5 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Share Holder 6 Reduce Supermajority Vote Requirement Against For Yes
Merck & Co., Inc.
--------------------------------------------------------------------------------
Ticker MRK
Provider Security ID 58933Y105
Meeting Date 26-May-15 Meeting Type Annual
Record Date 31-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1a Elect Director Leslie A. Brun For For Yes
Management 1b Elect Director Thomas R. Cech For For Yes
Management 1c Elect Director Kenneth C. Frazier For For Yes
Management 1d Elect Director Thomas H. Glocer For For Yes
Management 1e Elect Director William B. Harrison, Jr. For For Yes
Management 1f Elect Director C. Robert Kidder For For Yes
Management 1g Elect Director Rochelle B. Lazarus For For Yes
Management 1h Elect Director Carlos E. Represas For For Yes
Management 1i Elect Director Patricia F. Russo For For Yes
Management 1j Elect Director Craig B. Thompson For For Yes
Management 1k Elect Director Wendell P. Weeks For For Yes
Management 1l Elect Director Peter C. Wendell For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 4 Amend Omnibus Stock Plan For For Yes
Management 5 Amend Executive Incentive Bonus Plan For For Yes
Share Holder 6 Provide Right to Act by Written Consent Against For Yes
Share Holder 7 Pro-rata Vesting of Equity Awards Against For Yes
Management 1a Elect Director Leslie A. Brun For For Yes
Management 1b Elect Director Thomas R. Cech For For Yes
Management 1c Elect Director Kenneth C. Frazier For For Yes
Management 1d Elect Director Thomas H. Glocer For For Yes
Management 1e Elect Director William B. Harrison, Jr. For For Yes
Management 1f Elect Director C. Robert Kidder For For Yes
Management 1g Elect Director Rochelle B. Lazarus For For Yes
Management 1h Elect Director Carlos E. Represas For For Yes
Management 1i Elect Director Patricia F. Russo For For Yes
Management 1j Elect Director Craig B. Thompson For For Yes
Management 1k Elect Director Wendell P. Weeks For For Yes
Management 1l Elect Director Peter C. Wendell For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 4 Amend Omnibus Stock Plan For For Yes
Management 5 Amend Executive Incentive Bonus Plan For For Yes
Share Holder 6 Provide Right to Act by Written Consent Against For Yes
Share Holder 7 Pro-rata Vesting of Equity Awards Against For Yes
Chevron Corporation
--------------------------------------------------------------------------------
Ticker CVX
Provider Security ID 166764100
Meeting Date 27-May-15 Meeting Type Annual
Record Date 01-Apr-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1a Elect Director Alexander B. Cummings, Jr. For For Yes
Management 1b Elect Director Linnet F. Deily For For Yes
Management 1c Elect Director Robert E. Denham For For Yes
Management 1d Elect Director Alice P. Gast For For Yes
Management 1e Elect Director Enrique Hernandez, Jr. For For Yes
Management 1f Elect Director Jon M. Huntsman, Jr. For For Yes
Management 1g Elect Director Charles W. Moorman, IV For For Yes
Management 1h Elect Director John G. Stumpf For For Yes
Management 1i Elect Director Ronald D. Sugar For For Yes
Management 1j Elect Director Inge G. Thulin For For Yes
Management 1k Elect Director Carl Ware For For Yes
Management 1l Elect Director John S. Watson For For Yes
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Share Holder 4 Report on Charitable Contributions Against Against Yes
Share Holder 5 Report on Lobbying Payments and Policy Against For Yes
Share Holder 6 Prohibit Political Spending Against Against Yes
Share Holder 7 Increase Return of Capital to Shareholders in Against Against Yes
Light of Climate Change Risks
Share Holder 8 Adopt Quantitative GHG Goals for Products and Against Against Yes
Operations
Share Holder 9 Report on the Result of Efforts to Minimize Against For Yes
Hydraulic Fracturing Impacts
Share Holder 10 Proxy Access Against For Yes
Share Holder 11 Require Independent Board Chairman Against Against Yes
Share Holder 12 Require Director Nominee with Environmental Against For Yes
Experience
Share Holder 13 Amend Bylaws -- Call Special Meetings Against For Yes
Exxon Mobil Corporation
--------------------------------------------------------------------------------
Ticker XOM
Provider Security ID 30231G102
Meeting Date 27-May-15 Meeting Type Annual
Record Date 07-Apr-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Michael J. Boskin For For Yes
Management 1.2 Elect Director Peter Brabeck-Letmathe For For Yes
Management 1.3 Elect Director Ursula M. Burns For For Yes
Management 1.4 Elect Director Larry R. Faulkner For For Yes
Management 1.5 Elect Director Jay S. Fishman For For Yes
Management 1.6 Elect Director Henrietta H. Fore For For Yes
Management 1.7 Elect Director Kenneth C. Frazier For For Yes
Management 1.8 Elect Director Douglas R. Oberhelman For For Yes
Management 1.9 Elect Director Samuel J. Palmisano For For Yes
Management 1.10 Elect Director Steven S. Reinemund For For Yes
Management 1.11 Elect Director Rex W. Tillerson For For Yes
Management 1.12 Elect Director William C. Weldon For For Yes
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Share Holder 4 Require Independent Board Chairman Against For Yes
Share Holder 5 Adopt Proxy Access Right Against For Yes
Share Holder 6 Require Director Nominee with Environmental Against For Yes
Experience
Share Holder 7 Increase the Number of Females on the Board Against Against Yes
Share Holder 8 Disclose Percentage of Females at Each Percentile Against Against Yes
of Compensation
Share Holder 9 Report on Lobbying Payments and Policy Against For Yes
Share Holder 10 Adopt Quantitative GHG Goals for Products and Against Against Yes
Operations
Share Holder 11 Report on the Result of Efforts to Minimize Against For Yes
Hydraulic Fracturing Impacts
Lamar Advertising Company
--------------------------------------------------------------------------------
Ticker LAMR
Provider Security ID 512816109
Meeting Date 28-May-15 Meeting Type Annual
Record Date 30-Mar-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director John Maxwell Hamilton For For Yes
Management 1.2 Elect Director John E. Koerner, III For For Yes
Management 1.3 Elect Director Stephen P. Mumblow For For Yes
Management 1.4 Elect Director Thomas V. Reifenheiser For For Yes
Management 1.5 Elect Director Anna Reilly For For Yes
Management 1.6 Elect Director Kevin P. Reilly, Jr. For For Yes
Management 1.7 Elect Director Wendell Reilly For For Yes
Management 2 Ratify KPMG LLP as Auditors For For Yes
Starwood Hotels & Resorts Worldwide, Inc.
--------------------------------------------------------------------------------
Ticker HOT
Provider Security ID 85590A401
Meeting Date 28-May-15 Meeting Type Annual
Record Date 02-Apr-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1a Elect Director Adam M. Aron For For Yes
Management 1b Elect Director Bruce W. Duncan For For Yes
Management 1c Elect Director Charlene Barshefsky For For Yes
Management 1d Elect Director Thomas E. Clarke For For Yes
Management 1e Elect Director Clayton C. Daley, Jr. For For Yes
Management 1f Elect Director Lizanne Galbreath For For Yes
Management 1g Elect Director Eric Hippeau For For Yes
Management 1h Elect Director Aylwin B. Lewis For For Yes
Management 1i Elect Director Stephen R. Quazzo For For Yes
Management 1j Elect Director Thomas O. Ryder For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes
Management 4 Amend Executive Incentive Bonus Plan For For Yes
Total SA
--------------------------------------------------------------------------------
Ticker FP
Provider Security ID 89151E109
Meeting Date 29-May-15 Meeting Type Annual
Record Date 24-Apr-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1 Approve Financial Statements and Statutory Reports For For Yes
Management 2 Approve Consolidated Financial Statements and For For Yes
Statutory Reports
Management 3 Approve Allocation of Income and Dividends of EUR For For Yes
2.44 per Share
Management 4 Approve Stock Dividend Program (Cash or New For For Yes
Shares)
Management 5 Authorize Repurchase of Up to 10 Percent of Issued For For Yes
Share Capital
Management 6 Reelect Patrick Artus as Director For For Yes
Management 7 Reelect Anne-Marie Idrac as Director For For Yes
Management 8 Elect Patrick Pouyanne as Director For For Yes
Management 9 Approve Agreement with Patrick Pouyanne, CEO For For Yes
Management 10 Advisory Vote on Compensation of Thierry For For Yes
Desmarest, Chairman since Oct. 22, 2014
Management 11 Advisory Vote on Compensation of Patrick Pouyanne, For For Yes
CEO since Oct. 22, 2014
Management 12 Advisory Vote on Compensation of Christophe de For For Yes
Margerie, CEO and Chairman until Oct. 20, 2014
Share Holder 13 Address the Matter of a Fair Sharing of Costs Against Against Yes
between Shareholders and Company Employees
Management 1 Approve Financial Statements and Statutory Reports For For Yes
Management 2 Approve Consolidated Financial Statements and For For Yes
Statutory Reports
Management 3 Approve Allocation of Income and Dividends of EUR For For Yes
2.44 per Share
Management 4 Approve Stock Dividend Program (Cash or New For For Yes
Shares)
Management 5 Authorize Repurchase of Up to 10 Percent of Issued For For Yes
Share Capital
Management 6 Reelect Patrick Artus as Director For For Yes
Management 7 Reelect Anne-Marie Idrac as Director For For Yes
Management 8 Elect Patrick Pouyanne as Director For For Yes
Management 9 Approve Agreement with Patrick Pouyanne, CEO For For Yes
Management 10 Advisory Vote on Compensation of Thierry For For Yes
Desmarest, Chairman since Oct. 22, 2014
Management 11 Advisory Vote on Compensation of Patrick Pouyanne, For For Yes
CEO since Oct. 22, 2014
Management 12 Advisory Vote on Compensation of Christophe de For For Yes
Margerie, CEO and Chairman until Oct. 20, 2014
Share Holder 13 Address the Matter of a Fair Sharing of Costs Against Against Yes
between Shareholders and Company Employees
Arthur J. Gallagher & Co.
--------------------------------------------------------------------------------
Ticker AJG
Provider Security ID 363576109
Meeting Date 01-Jun-15 Meeting Type Annual
Record Date 08-Apr-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1a Elect Director Sherry S. Barrat For For Yes
Management 1b Elect Director William L. Bax For For Yes
Management 1c Elect Director D. John Coldman For For Yes
Management 1d Elect Director Frank E. English, Jr. For For Yes
Management 1e Elect Director J. Patrick Gallagher, Jr. For For Yes
Management 1f Elect Director Elbert O. Hand For For Yes
Management 1g Elect Director David S. Johnson For For Yes
Management 1h Elect Director Kay W. McCurdy For For Yes
Management 1i Elect Director Norman L. Rosenthal For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Approve Qualified Employee Stock Purchase Plan For For Yes
Management 4 Approve Executive Incentive Bonus Plan For For Yes
Management 5 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Hospitality Properties Trust
--------------------------------------------------------------------------------
Ticker HPT
Provider Security ID 44106M102
Meeting Date 01-Jun-15 Meeting Type Proxy Contest
Record Date 21-Jan-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Trustee Bruce M. Gans For Do Not Vote Yes
Management 1.2 Elect Trustee Adam D. Portnoy For Do Not Vote Yes
Management 2 Amend Bylaws to Include Antitakeover Provision(s) For Do Not Vote Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For Do Not Vote Yes
Compensation
Management 4 Ratify Ernst & Young LLP as Auditors For Do Not Vote Yes
Share Holder 1.1 Elect Trustee Bruce M. Gans Against Against Yes
Share Holder 1.2 Elect Trustee Adam D. Portnoy Against Against Yes
Management 2 Amend Bylaws to Include Antitakeover Provision(s) Against Against Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Against For Yes
Compensation
Management 4 Ratify Ernst & Young LLP as Auditors None For Yes
Share Holder 5 Amend Bylaws to Opt-Out of Antitakeover For For Yes
Provision(s) and Require Shareholder Vote to Opt
Back In
General Motors Company
--------------------------------------------------------------------------------
Ticker GM
Provider Security ID 37045V100
Meeting Date 09-Jun-15 Meeting Type Annual
Record Date 10-Apr-15
--------------------------------------------------------------------------------
PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1a Elect Director Joseph J. Ashton For For Yes
Management 1b Elect Director Mary T. Barra For For Yes
Management 1c Elect Director Stephen J. Girsky For For Yes
Management 1d Elect Director Linda R. Gooden For For Yes
Management 1e Elect Director Joseph Jimenez, Jr. For For Yes
Management 1f Elect Director Kathryn V. Marinello For For Yes
Management 1g Elect Director Michael G. Mullen For For Yes
Management 1h Elect Director James J. Mulva For For Yes
Management 1i Elect Director Patricia F. Russo For For Yes
Management 1j Elect Director Thomas M. Schoewe For For Yes
Management 1k Elect Director Theodore M. Solso For For Yes
Management 1l Elect Director Carol M. Stephenson For For Yes
Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Share Holder 4 Require Independent Board Chairman Against For Yes
Share Holder 5 Provide for Cumulative Voting Against For Yes
Freeport-McMoRan Inc.
--------------------------------------------------------------------------------
Ticker FCX
Provider Security ID 35671D857
Meeting Date 10-Jun-15 Meeting Type Annual
Record Date 16-Apr-15
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Richard C. Adkerson For For Yes
Management 1.2 Elect Director Robert J. Allison, Jr. For For Yes
Management 1.3 Elect Director Alan R. Buckwalter, III For For Yes
Management 1.4 Elect Director Robert A. Day For For Yes
Management 1.5 Elect Director James C. Flores For For Yes
Management 1.6 Elect Director Gerald J. Ford For For Yes
Management 1.7 Elect Director Thomas A. Fry, III For For Yes
Management 1.8 Elect Director H. Devon Graham, Jr. For For Yes
Management 1.9 Elect Director Lydia H. Kennard For For Yes
Management 1.10 Elect Director Charles C. Krulak For For Yes
Management 1.11 Elect Director Bobby Lee Lackey For For Yes
Management 1.12 Elect Director Jon C. Madonna For For Yes
Management 1.13 Elect Director Dustan E. McCoy For For Yes
Management 1.14 Elect Director James R. Moffett For For Yes
Management 1.15 Elect Director Stephen H. Siegele For For Yes
Management 1.16 Elect Director Frances Fragos Townsend For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes
Management 4 Amend Omnibus Stock Plan For For Yes
Share Holder 5 Adopt Proxy Access Right Against For Yes
Management 1.1 Elect Director Richard C. Adkerson For For Yes
Management 1.2 Elect Director Robert J. Allison, Jr. For For Yes
Management 1.3 Elect Director Alan R. Buckwalter, III For For Yes
Management 1.4 Elect Director Robert A. Day For For Yes
Management 1.5 Elect Director James C. Flores For For Yes
Management 1.6 Elect Director Gerald J. Ford For For Yes
Management 1.7 Elect Director Thomas A. Fry, III For For Yes
Management 1.8 Elect Director H. Devon Graham, Jr. For For Yes
Management 1.9 Elect Director Lydia H. Kennard For For Yes
Management 1.10 Elect Director Charles C. Krulak For For Yes
Management 1.11 Elect Director Bobby Lee Lackey For For Yes
Management 1.12 Elect Director Jon C. Madonna For For Yes
Management 1.13 Elect Director Dustan E. McCoy For For Yes
Management 1.14 Elect Director James R. Moffett For For Yes
Management 1.15 Elect Director Stephen H. Siegele For For Yes
Management 1.16 Elect Director Frances Fragos Townsend For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' For For Yes
Compensation
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes
Management 4 Amend Omnibus Stock Plan For For Yes
Share Holder 5 Adopt Proxy Access Right Against For Yes
Kayne Anderson MLP Investment Company
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Ticker KYN
Provider Security ID 486606106
Meeting Date 17-Jun-15 Meeting Type Annual
Record Date 01-May-15
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1 Elect Director Kevin S. McCarthy For For Yes
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) FIRST TRUST DIVIDEND AND INCOME FUND
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By (Signature and Title)* /s/ Mark R. Bradley
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Mark R. Bradley, President
Date July 29, 2015
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* Print the name and title of each signing officer under his or her signature.