UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-22080
FIRST TRUST DIVIDEND AND INCOME FUND
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: November 30
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Date of reporting period: July 1, 2015 - June 30, 2016
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
Hercules Technology Growth Capital, Inc.
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Ticker HTGC
Provider Security ID 427096508
Meeting Date 07-Jul-15 Meeting Type Annual
Record Date 15-Apr-15
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Allyn C. Woodward, Jr. For For Yes No
Management 1.2 Elect Director Thomas J. Fallon For For Yes No
Management 1.3 Elect Director Joseph F. Hoffman For For Yes No
Management 1.4 Elect Director Susanne D. Lyons For For Yes No
Management 2 Advisory Vote to Ratify Named For Against Yes Yes
Executive Officers' Compensation
Management 3 Amend Omnibus Stock Plan For For Yes No
Management 4 Approve Issuance of Shares Below Net For For Yes No
Asset Value (NAV)
National Grid plc
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Ticker NG.
Provider Security ID 636274300
Meeting Date 21-Jul-15 Meeting Type Annual
Record Date 05-Jun-15
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Accept Financial Statements and For For Yes No
Statutory Reports
Management 2 Approve Final Dividend For For Yes No
Management 3 Re-elect Sir Peter Gershon as Director For For Yes No
Management 4 Re-elect Steve Holliday as Director For For Yes No
Management 5 Re-elect Andrew Bonfield as Director For For Yes No
Management 6 Re-elect John Pettigrew as Director For For Yes No
Management 7 Elect Dean Seavers as Director For For Yes No
Management 8 Re-elect Nora Mead Brownell as For For Yes No
Director
Management 9 Re-elect Jonathan Dawson as Director For For Yes No
Management 10 Re-elect Therese Esperdy as Director For For Yes No
Management 11 Re-elect Paul Golby as Director For For Yes No
Management 12 Re-elect Ruth Kelly as Director For For Yes No
Management 13 Re-elect Mark Williamson as Director For For Yes No
Management 14 Reappoint PricewaterhouseCoopers LLP For For Yes No
as Auditors
Management 15 Authorize Board to Fix Remuneration For For Yes No
of Auditors
Management 16 Approve Remuneration Report For For Yes No
Management 17 Authorize Issue of Equity with Pre- For For Yes No
emptive Rights
Management 18 Authorize Issue of Equity without For For Yes No
Pre-emptive Rights
Management 19 Authorize Market Purchase of Ordinary For For Yes No
Shares
Management 20 Authorize the Company to Call EGM For For Yes No
with 14 Working Days' Notice
Microchip Technology Incorporated
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Ticker MCHP
Provider Security ID 595017104
Meeting Date 14-Aug-15 Meeting Type Annual
Record Date 18-Jun-15
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Steve Sanghi For For Yes No
Management 1.2 Elect Director Matthew W. Chapman For For Yes No
Management 1.3 Elect Director L.B. Day For For Yes No
Management 1.4 Elect Director Esther L. Johnson For For Yes No
Management 1.5 Elect Director Wade F. Meyercord For For Yes No
Management 2 Approve Conversion of Securities For For Yes No
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 4 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Golar LNG Partners LP
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Ticker GMLP
Provider Security ID Y2745C102
Meeting Date 23-Sep-15 Meeting Type Annual
Record Date 28-Jul-15
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Elect Director Andrew J.D. Whalley For Against Yes Yes
Management 2 Elect Director Paul Leand Jr. For Against Yes Yes
ACE Limited
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Ticker ACE
Provider Security ID H0023R105
Meeting Date 22-Oct-15 Meeting Type Special
Record Date 10-Sep-15
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Increase Authorized Common Shares For For Yes No
Management 2 Change Company Name to Chubb Limited For For Yes No
Management 3 Issue Shares in Connection with Merger For For Yes No
Management 4.1 Elect Sheila P. Burke as Director For For Yes No
Management 4.2 Elect James I. Cash, Jr. as Director For For Yes No
Management 4.3 Elect Lawrence W. Kellner as Director For For Yes No
Management 4.4 Elect James M. Zimmerman as Director For For Yes No
Management 5 Approve the Increase in Maximum For For Yes No
Aggregate Remuneration of Directors
Management A Authorize Independent Representative For Against Yes Yes
to Vote on Any Amendment to Previous
Resolutions
Kayne Anderson MLP Investment Company
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Ticker KYN
Provider Security ID 486606106
Meeting Date 30-Oct-15 Meeting Type Special
Record Date 24-Aug-15
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Approve Investment Advisory Agreement For For Yes No
Between KYN and KA Fund Advisors, LLC
Management 2 Adjourn Meeting For For Yes No
Cardinal Health, Inc.
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Ticker CAH
Provider Security ID 14149Y108
Meeting Date 04-Nov-15 Meeting Type Annual
Record Date 08-Sep-15
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director David J. Anderson For For Yes No
Management 1.2 Elect Director Colleen F. Arnold For For Yes No
Management 1.3 Elect Director George S. Barrett For For Yes No
Management 1.4 Elect Director Carrie S. Cox For For Yes No
Management 1.5 Elect Director Calvin Darden For For Yes No
Management 1.6 Elect Director Bruce L. Downey For For Yes No
Management 1.7 Elect Director Patricia A. Hemingway For For Yes No
Hall
Management 1.8 Elect Director Clayton M. Jones For For Yes No
Management 1.9 Elect Director Gregory B. Kenny For For Yes No
Management 1.10 Elect Director Nancy Killefer For For Yes No
Management 1.11 Elect Director David P. King For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Automatic Data Processing, Inc.
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Ticker ADP
Provider Security ID 053015103
Meeting Date 10-Nov-15 Meeting Type Annual
Record Date 11-Sep-15
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Ellen R. Alemany For For Yes No
Management 1.2 Elect Director Peter Bisson For For Yes No
Management 1.3 Elect Director Richard T. Clark For For Yes No
Management 1.4 Elect Director Eric C. Fast For For Yes No
Management 1.5 Elect Director Linda R. Gooden For For Yes No
Management 1.6 Elect Director Michael P. Gregoire For For Yes No
Management 1.7 Elect Director R. Glenn Hubbard For For Yes No
Management 1.8 Elect Director John P. Jones For For Yes No
Management 1.9 Elect Director Carlos A. Rodriguez For For Yes No
Management 2 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 3 Ratify Deloitte & Touche LLP as For For Yes No
Auditors
South32 Limited
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Ticker S32
Provider Security ID 84473L105
Meeting Date 18-Nov-15 Meeting Type Annual
Record Date 08-Oct-15
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 2 Elect Xolani Mkhwanazi as Director For For Yes No
Management 3 Elect David Crawford as Director For For Yes No
Management 4 Appoint KPMG as Auditor of the Company For For Yes No
Management 5 Approve the Remuneration Report For For Yes No
Management 6 Approve the Grant of Awards to Graham For For Yes No
Kerr, Chief Executive Officer and
Executive Director of the Company
Management 7 Approve the Giving of Benefits to a For For Yes No
Person Ceasing to Hold a Managerial
or Executive Office in the Company
Microsoft Corporation
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Ticker MSFT
Provider Security ID 594918104
Meeting Date 02-Dec-15 Meeting Type Annual
Record Date 02-Oct-15
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director William H. Gates, lll For For Yes No
Management 1.2 Elect Director Teri L. List-Stoll For For Yes No
Management 1.3 Elect Director G. Mason Morfit For For Yes No
Management 1.4 Elect Director Satya Nadella For For Yes No
Management 1.5 Elect Director Charles H. Noski For For Yes No
Management 1.6 Elect Director Helmut Panke For For Yes No
Management 1.7 Elect Director Sandra E. Peterson For For Yes No
Management 1.8 Elect Director Charles W. Scharf For For Yes No
Management 1.9 Elect Director John W. Stanton For For Yes No
Management 1.10 Elect Director John W. Thompson For For Yes No
Management 1.11 Elect Director Padmasree Warrior For For Yes No
Management 2 Advisory Vote to Ratify Named For Against Yes Yes
Executive Officers' Compensation
Management 3 Ratify Deloitte & Touche LLP as For For Yes No
Auditors
Medtronic plc
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Ticker MDT
Provider Security ID G5960L103
Meeting Date 11-Dec-15 Meeting Type Annual
Record Date 12-Oct-15
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Richard H. Anderson For For Yes No
Management 1b Elect Director Craig Arnold For For Yes No
Management 1c Elect Director Scott C. Donnelly For For Yes No
Management 1d Elect Director Randall J. Hogan, III For For Yes No
Management 1e Elect Director Omar Ishrak For For Yes No
Management 1f Elect Director Shirley Ann Jackson For For Yes No
Management 1g Elect Director Michael O. Leavitt For For Yes No
Management 1h Elect Director James T. Lenehan For For Yes No
Management 1i Elect Director Elizabeth G. Nabel For For Yes No
Management 1j Elect Director Denise M. O'Leary For For Yes No
Management 1k Elect Director Kendall J. Powell For For Yes No
Management 1l Elect Director Robert C. Pozen For For Yes No
Management 1m Elect Director Preetha Reddy For For Yes No
Management 2 Approve PricewaterhouseCoopers LLP as For For Yes No
Auditors and Authorize Board to Fix
Their Remuneration
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Management 1a Elect Director Richard H. Anderson For For Yes No
Management 1b Elect Director Craig Arnold For For Yes No
Management 1c Elect Director Scott C. Donnelly For For Yes No
Management 1d Elect Director Randall J. Hogan, III For For Yes No
Management 1e Elect Director Omar Ishrak For For Yes No
Management 1f Elect Director Shirley Ann Jackson For For Yes No
Management 1g Elect Director Michael O. Leavitt For For Yes No
Management 1h Elect Director James T. Lenehan For For Yes No
Management 1i Elect Director Elizabeth G. Nabel For For Yes No
Management 1j Elect Director Denise M. O'Leary For For Yes No
Management 1k Elect Director Kendall J. Powell For For Yes No
Management 1l Elect Director Robert C. Pozen For For Yes No
Management 1m Elect Director Preetha Reddy For For Yes No
Management 2 Approve PricewaterhouseCoopers LLP as For For Yes No
Auditors and Authorize Board to Fix
Their Remuneration
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
F.N.B. Corporation
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Ticker FNB
Provider Security ID 302520101
Meeting Date 14-Jan-16 Meeting Type Special
Record Date 20-Nov-15
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Issue Shares in Connection with For For Yes No
Acquisition
Management 2 Adjourn Meeting For For Yes No
Royal Dutch Shell plc
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Ticker RDSA
Provider Security ID 780259206
Meeting Date 27-Jan-16 Meeting Type Special
Record Date 04-Jan-16
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Approve the Cash and Share Offer for For For Yes No
BG Group plc
Apple Inc.
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Ticker AAPL
Provider Security ID 037833100
Meeting Date 26-Feb-16 Meeting Type Annual
Record Date 28-Dec-15
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director James Bell For For Yes No
Management 1.2 Elect Director Tim Cook For For Yes No
Management 1.3 Elect Director Al Gore For For Yes No
Management 1.4 Elect Director Bob Iger For For Yes No
Management 1.5 Elect Director Andrea Jung For For Yes No
Management 1.6 Elect Director Art Levinson For For Yes No
Management 1.7 Elect Director Ron Sugar For For Yes No
Management 1.8 Elect Director Sue Wagner For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 4 Amend Omnibus Stock Plan For For Yes No
Share Holder 5 Create Feasibility Plan for Net-Zero Against Against Yes No
GHG Emissions, Including for Major
Suppliers
Share Holder 6 Adopt Policy to Increase Diversity of Against Against Yes No
Senior Management and Board of
Directors
Share Holder 7 Report on Guidelines for Country Against Against Yes No
Selection
Share Holder 8 Adopt Proxy Access Right Against For Yes Yes
Fifth Third Bancorp
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Ticker FITB
Provider Security ID 316773100
Meeting Date 19-Apr-16 Meeting Type Annual
Record Date 26-Feb-16
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Nicholas K. Akins For For Yes No
Management 1.2 Elect Director B. Evan Bayh, III For For Yes No
Management 1.3 Elect Director Jorge L. Benitez For For Yes No
Management 1.4 Elect Director Katherine B. Blackburn For For Yes No
Management 1.5 Elect Director Emerson L. Brumback For For Yes No
Management 1.6 Elect Director Greg D. Carmichael For For Yes No
Management 1.7 Elect Director Gary R. Heminger For For Yes No
Management 1.8 Elect Director Jewell D. Hoover For For Yes No
Management 1.9 Elect Director Michael B. McCallister For For Yes No
Management 1.10 Elect Director Hendrik G. Meijer For For Yes No
Management 1.11 Elect Director Marsha C. Williams For For Yes No
Management 2 Ratify Deloitte & Touche LLP as For For Yes No
Auditors
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
M&T Bank Corporation
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Ticker MTB
Provider Security ID 55261F104
Meeting Date 19-Apr-16 Meeting Type Annual
Record Date 29-Feb-16
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Brent D. Baird For For Yes No
Management 1.2 Elect Director C. Angela Bontempo For For Yes No
Management 1.3 Elect Director Robert T. Brady For For Yes No
Management 1.4 Elect Director T. Jefferson For For Yes No
Cunningham, III
Management 1.5 Elect Director Mark J. Czarnecki For For Yes No
Management 1.6 Elect Director Gary N. Geisel For For Yes No
Management 1.7 Elect Director Richard A. Grossi For For Yes No
Management 1.8 Elect Director John D. Hawke, Jr. For For Yes No
Management 1.9 Elect Director Patrick W.E. Hodgson For For Yes No
Management 1.10 Elect Director Richard G. King For For Yes No
Management 1.11 Elect Director Newton P.S. Merrill For For Yes No
Management 1.12 Elect Director Melinda R. Rich For For Yes No
Management 1.13 Elect Director Robert E. Sadler, Jr. For For Yes No
Management 1.14 Elect Director Denis J. Salamone For For Yes No
Management 1.15 Elect Director Herbert L. Washington For For Yes No
Management 1.16 Elect Director Robert G. Wilmers For For Yes No
Management 2 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Noble Corporation plc
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Ticker NE
Provider Security ID G65431101
Meeting Date 22-Apr-16 Meeting Type Annual
Record Date 29-Feb-16
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Elect Director Ashley Almanza For For Yes No
Management 2 Elect Director Michael A. Cawley For For Yes No
Management 3 Elect Director Julie H. Edwards For For Yes No
Management 4 Elect Director Gordon T. Hall For For Yes No
Management 5 Elect Director Scott D. Josey For For Yes No
Management 6 Elect Director Jon A. Marshall For For Yes No
Management 7 Elect Director Mary P. Ricciardello For For Yes No
Management 8 Elect Director David W. Williams For For Yes No
Management 9 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Management 10 Ratify PricewaterhouseCoopers LLP as For For Yes No
Statutory Auditor
Management 11 Authorize Audit Committee to Fix For For Yes No
Remuneration of Statutory Auditors
Management 12 Advisory Vote to Ratify Named For Against Yes Yes
Executive Officers' Compensation
Management 13 Advisory Vote to Ratify Directors' For Against Yes Yes
Compensation Report
Management 14 Amend Omnibus Stock Plan For Against Yes Yes
Honeywell International Inc.
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Ticker HON
Provider Security ID 438516106
Meeting Date 25-Apr-16 Meeting Type Annual
Record Date 26-Feb-16
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1A Elect Director William S. Ayer For For Yes No
Management 1B Elect Director Kevin Burke For For Yes No
Management 1C Elect Director Jaime Chico Pardo For For Yes No
Management 1D Elect Director David M. Cote For For Yes No
Management 1E Elect Director D. Scott Davis For For Yes No
Management 1F Elect Director Linnet F. Deily For For Yes No
Management 1G Elect Director Judd Gregg For For Yes No
Management 1H Elect Director Clive Hollick For For Yes No
Management 1I Elect Director Grace D. Lieblein For For Yes No
Management 1J Elect Director George Paz For For Yes No
Management 1K Elect Director Bradley T. Sheares For For Yes No
Management 1L Elect Director Robin L. Washington For For Yes No
Management 2 Ratify Deloitte & Touche LLP as For For Yes No
Auditors
Management 3 Advisory Vote to Ratify Named For Against Yes Yes
Executive Officers' Compensation
Management 4 Approve Omnibus Stock Plan For For Yes No
Management 5 Approve Non-Employee Director Omnibus For For Yes No
Stock Plan
Share Holder 6 Require Independent Board Chairman Against For Yes Yes
Share Holder 7 Provide Right to Act by Written Against For Yes Yes
Consent
Share Holder 8 Report on Lobbying Payments and Policy Against For Yes Yes
Management 1A Elect Director William S. Ayer For For Yes No
Management 1B Elect Director Kevin Burke For For Yes No
Management 1C Elect Director Jaime Chico Pardo For For Yes No
Management 1D Elect Director David M. Cote For For Yes No
Management 1E Elect Director D. Scott Davis For For Yes No
Management 1F Elect Director Linnet F. Deily For For Yes No
Management 1G Elect Director Judd Gregg For For Yes No
Management 1H Elect Director Clive Hollick For For Yes No
Management 1I Elect Director Grace D. Lieblein For For Yes No
Management 1J Elect Director George Paz For For Yes No
Management 1K Elect Director Bradley T. Sheares For For Yes No
Management 1L Elect Director Robin L. Washington For For Yes No
Management 2 Ratify Deloitte & Touche LLP as For For Yes No
Auditors
Management 3 Advisory Vote to Ratify Named For Against Yes Yes
Executive Officers' Compensation
Management 4 Approve Omnibus Stock Plan For For Yes No
Management 5 Approve Non-Employee Director Omnibus For For Yes No
Stock Plan
Share Holder 6 Require Independent Board Chairman Against For Yes Yes
Share Holder 7 Provide Right to Act by Written Against For Yes Yes
Consent
Share Holder 8 Report on Lobbying Payments and Policy Against For Yes Yes
BB&T Corporation
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Ticker BBT
Provider Security ID 054937107
Meeting Date 26-Apr-16 Meeting Type Annual
Record Date 17-Feb-16
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Jennifer S. Banner For For Yes No
Management 1.2 Elect Director K. David Boyer, Jr. For For Yes No
Management 1.3 Elect Director Anna R. Cablik For For Yes No
Management 1.4 Elect Director James A. Faulkner For For Yes No
Management 1.5 Elect Director I. Patricia Henry For For Yes No
Management 1.6 Elect Director Eric C. Kendrick For For Yes No
Management 1.7 Elect Director Kelly S. King For For Yes No
Management 1.8 Elect Director Louis B. Lynn For For Yes No
Management 1.9 Elect Director Edward C. Milligan For For Yes No
Management 1.10 Elect Director Charles A. Patton For For Yes No
Management 1.11 Elect Director Nido R. Qubein For For Yes No
Management 1.12 Elect Director William J. Reuter For For Yes No
Management 1.13 Elect Director Tollie W. Rich, Jr. For For Yes No
Management 1.14 Elect Director Christine Sears For For Yes No
Management 1.15 Elect Director Thomas E. Skains For For Yes No
Management 1.16 Elect Director Thomas N. Thompson For For Yes No
Management 1.17 Elect Director Edwin H. Welch For For Yes No
Management 1.18 Elect Director Stephen T. Williams For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Management 3 Advisory Vote to Ratify Named For Against Yes Yes
Executive Officers' Compensation
Wells Fargo & Company
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Ticker WFC
Provider Security ID 949746101
Meeting Date 26-Apr-16 Meeting Type Annual
Record Date 01-Mar-16
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director John D. Baker, II For For Yes No
Management 1b Elect Director Elaine L. Chao For For Yes No
Management 1c Elect Director John S. Chen For For Yes No
Management 1d Elect Director Lloyd H. Dean For For Yes No
Management 1e Elect Director Elizabeth A. Duke For For Yes No
Management 1f Elect Director Susan E. Engel For For Yes No
Management 1g Elect Director Enrique Hernandez, Jr. For For Yes No
Management 1h Elect Director Donald M. James For For Yes No
Management 1i Elect Director Cynthia H. Milligan For For Yes No
Management 1j Elect Director Federico F. Pena For For Yes No
Management 1k Elect Director James H. Quigley For For Yes No
Management 1l Elect Director Stephen W. Sanger For For Yes No
Management 1m Elect Director John G. Stumpf For For Yes No
Management 1n Elect Director Susan G. Swenson For For Yes No
Management 1o Elect Director Suzanne M. Vautrinot For For Yes No
Management 2 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 3 Ratify KPMG LLP as Auditors For For Yes No
Share Holder 4 Require Independent Board Chairman Against Against Yes No
Share Holder 5 Report on Lobbying Payments and Policy Against Against Yes No
Management 1a Elect Director John D. Baker, II For For Yes No
Management 1b Elect Director Elaine L. Chao For For Yes No
Management 1c Elect Director John S. Chen For For Yes No
Management 1d Elect Director Lloyd H. Dean For For Yes No
Management 1e Elect Director Elizabeth A. Duke For For Yes No
Management 1f Elect Director Susan E. Engel For For Yes No
Management 1g Elect Director Enrique Hernandez, Jr. For For Yes No
Management 1h Elect Director Donald M. James For For Yes No
Management 1i Elect Director Cynthia H. Milligan For For Yes No
Management 1j Elect Director Federico F. Pena For For Yes No
Management 1k Elect Director James H. Quigley For For Yes No
Management 1l Elect Director Stephen W. Sanger For For Yes No
Management 1m Elect Director John G. Stumpf For For Yes No
Management 1n Elect Director Susan G. Swenson For For Yes No
Management 1o Elect Director Suzanne M. Vautrinot For For Yes No
Management 2 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 3 Ratify KPMG LLP as Auditors For For Yes No
Share Holder 4 Require Independent Board Chairman Against Against Yes No
Share Holder 5 Report on Lobbying Payments and Policy Against Against Yes No
General Electric Company
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Ticker GE
Provider Security ID 369604103
Meeting Date 27-Apr-16 Meeting Type Annual
Record Date 29-Feb-16
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management A1 Elect Director Sebastien M. Bazin For For Yes No
Management A2 Elect Director W. Geoffrey Beattie For For Yes No
Management A3 Elect Director John J. Brennan For For Yes No
Management A4 Elect Director Francisco D' Souza For For Yes No
Management A5 Elect Director Marijn E. Dekkers For For Yes No
Management A6 Elect Director Peter B. Henry For For Yes No
Management A7 Elect Director Susan J. Hockfield For For Yes No
Management A8 Elect Director Jeffrey R. Immelt For For Yes No
Management A9 Elect Director Andrea Jung For For Yes No
Management A10 Elect Director Robert W. Lane For For Yes No
Management A11 Elect Director Rochelle B. Lazarus For For Yes No
Management A12 Elect Director Lowell C. McAdam For For Yes No
Management A13 Elect Director James J. Mulva For For Yes No
Management A14 Elect Director James E. Rohr For For Yes No
Management A15 Elect Director Mary L. Schapiro For For Yes No
Management A16 Elect Director James S. Tisch For For Yes No
Management B1 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management B2 Ratify KPMG LLP as Auditors For For Yes No
Share Holder C1 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder C2 Require Independent Board Chairman Against Against Yes No
Share Holder C3 Adopt Holy Land Principles Against Against Yes No
Share Holder C4 Restore or Provide for Cumulative Against Against Yes No
Voting
Share Holder C5 Performance-Based and/or Time-Based Against Against Yes No
Equity Awards
Share Holder C6 Report on Guidelines for Country Against Against Yes No
Selection
Management A1 Elect Director Sebastien M. Bazin For For Yes No
Management A2 Elect Director W. Geoffrey Beattie For For Yes No
Management A3 Elect Director John J. Brennan For For Yes No
Management A4 Elect Director Francisco D' Souza For For Yes No
Management A5 Elect Director Marijn E. Dekkers For For Yes No
Management A6 Elect Director Peter B. Henry For For Yes No
Management A7 Elect Director Susan J. Hockfield For For Yes No
Management A8 Elect Director Jeffrey R. Immelt For For Yes No
Management A9 Elect Director Andrea Jung For For Yes No
Management A10 Elect Director Robert W. Lane For For Yes No
Management A11 Elect Director Rochelle B. Lazarus For For Yes No
Management A12 Elect Director Lowell C. McAdam For For Yes No
Management A13 Elect Director James J. Mulva For For Yes No
Management A14 Elect Director James E. Rohr For For Yes No
Management A15 Elect Director Mary L. Schapiro For For Yes No
Management A16 Elect Director James S. Tisch For For Yes No
Management B1 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management B2 Ratify KPMG LLP as Auditors For For Yes No
Share Holder C1 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder C2 Require Independent Board Chairman Against Against Yes No
Share Holder C3 Adopt Holy Land Principles Against Against Yes No
Share Holder C4 Restore or Provide for Cumulative Against Against Yes No
Voting
Share Holder C5 Performance-Based and/or Time-Based Against Against Yes No
Equity Awards
Share Holder C6 Report on Guidelines for Country Against Against Yes No
Selection
Pfizer Inc.
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Ticker PFE
Provider Security ID 717081103
Meeting Date 28-Apr-16 Meeting Type Annual
Record Date 01-Mar-16
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Dennis A. Ausiello For For Yes No
Management 1.2 Elect Director W. Don Cornwell For For Yes No
Management 1.3 Elect Director Joseph J. Echevarria For For Yes No
Management 1.4 Elect Director Frances D. Fergusson For For Yes No
Management 1.5 Elect Director Helen H. Hobbs For For Yes No
Management 1.6 Elect Director James M. Kilts For For Yes No
Management 1.7 Elect Director Shantanu Narayen For For Yes No
Management 1.8 Elect Director Suzanne Nora Johnson For For Yes No
Management 1.9 Elect Director Ian C. Read For For Yes No
Management 1.10 Elect Director Stephen W. Sanger For For Yes No
Management 1.11 Elect Director James C. Smith For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Share Holder 4 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 5 Give Shareholders Final Say on Against Against Yes No
Election of Directors
Share Holder 6 Provide Right to Act by Written Against For Yes Yes
Consent
Share Holder 7 Prohibit Tax Gross-ups on Inversions Against Against Yes No
AstraZeneca plc
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Ticker AZN
Provider Security ID 046353108
Meeting Date 29-Apr-16 Meeting Type Annual
Record Date 14-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Accept Financial Statements and For For Yes No
Statutory Reports
Management 2 Approve Dividends For For Yes No
Management 3 Reappoint KPMG LLP as Auditors For For Yes No
Management 4 Authorise Board to Fix Remuneration For For Yes No
of Auditors
Management 5a Re-elect Leif Johansson as Director For For Yes No
Management 5b Re-elect Pascal Soriot as Director For For Yes No
Management 5c Re-elect Marc Dunoyer as Director For For Yes No
Management 5d Re-elect Dr Cornelia Bargmann as For For Yes No
Director
Management 5e Re-elect Genevieve Berger as Director For For Yes No
Management 5f Re-elect Bruce Burlington as Director For For Yes No
Management 5g Re-elect Ann Cairns as Director For For Yes No
Management 5h Re-elect Graham Chipchase as Director For For Yes No
Management 5i Re-elect Jean-Philippe Courtois as For For Yes No
Director
Management 5j Re-elect Rudy Markham as Director For For Yes No
Management 5k Re-elect Shriti Vadera as Director For For Yes No
Management 5l Re-elect Marcus Wallenberg as Director For For Yes No
Management 6 Approve Remuneration Report For For Yes No
Management 7 Authorise EU Political Donations and For For Yes No
Expenditure
Management 8 Authorise Issue of Equity with Pre- For For Yes No
emptive Rights
Management 9 Authorise Issue of Equity without For For Yes No
Pre-emptive Rights
Management 10 Authorise Market Purchase of Ordinary For For Yes No
Shares
Management 11 Authorise the Company to Call General For For Yes No
Meeting with Two Weeks' Notice
AT&T Inc.
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Ticker T
Provider Security ID 00206R102
Meeting Date 29-Apr-16 Meeting Type Annual
Record Date 01-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Randall L. Stephenson For For Yes No
Management 1.2 Elect Director Samuel A. Di Piazza, For For Yes No
Jr.
Management 1.3 Elect Director Richard W. Fisher For For Yes No
Management 1.4 Elect Director Scott T. Ford For For Yes No
Management 1.5 Elect Director Glenn H. Hutchins For For Yes No
Management 1.6 Elect Director William E. Kennard For For Yes No
Management 1.7 Elect Director Michael B. McCallister For For Yes No
Management 1.8 Elect Director Beth E. Mooney For For Yes No
Management 1.9 Elect Director Joyce M. Roche For For Yes No
Management 1.10 Elect Director Matthew K. Rose For For Yes No
Management 1.11 Elect Director Cynthia B. Taylor For For Yes No
Management 1.12 Elect Director Laura D'Andrea Tyson For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 4 Approve Omnibus Stock Plan For For Yes No
Share Holder 5 Report on Indirect Political Against For Yes Yes
Contributions
Share Holder 6 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 7 Require Independent Board Chairman Against Against Yes No
Management 1.1 Elect Director Randall L. Stephenson For For Yes No
Management 1.2 Elect Director Samuel A. Di Piazza, For For Yes No
Jr.
Management 1.3 Elect Director Richard W. Fisher For For Yes No
Management 1.4 Elect Director Scott T. Ford For For Yes No
Management 1.5 Elect Director Glenn H. Hutchins For For Yes No
Management 1.6 Elect Director William E. Kennard For For Yes No
Management 1.7 Elect Director Michael B. McCallister For For Yes No
Management 1.8 Elect Director Beth E. Mooney For For Yes No
Management 1.9 Elect Director Joyce M. Roche For For Yes No
Management 1.10 Elect Director Matthew K. Rose For For Yes No
Management 1.11 Elect Director Cynthia B. Taylor For For Yes No
Management 1.12 Elect Director Laura D'Andrea Tyson For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 4 Approve Omnibus Stock Plan For For Yes No
Share Holder 5 Report on Indirect Political Against For Yes Yes
Contributions
Share Holder 6 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 7 Require Independent Board Chairman Against Against Yes No
National CineMedia, Inc.
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Ticker NCMI
Provider Security ID 635309107
Meeting Date 29-Apr-16 Meeting Type Annual
Record Date 10-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Peter B. Brandow For For Yes No
Management 1.2 Elect Director Lee Roy Mitchell For For Yes No
Management 1.3 Elect Director Craig R. Ramsey For For Yes No
Management 2 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 3 Approve Omnibus Stock Plan For For Yes No
Management 4 Ratify Deloitte & Touche LLP as For For Yes No
Auditors
Occidental Petroleum Corporation
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Ticker OXY
Provider Security ID 674599105
Meeting Date 29-Apr-16 Meeting Type Annual
Record Date 29-Feb-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Spencer Abraham For For Yes No
Management 1.2 Elect Director Howard I. Atkins For For Yes No
Management 1.3 Elect Director Eugene L. Batchelder For For Yes No
Management 1.4 Elect Director Stephen I. Chazen For For Yes No
Management 1.5 Elect Director John E. Feick For For Yes No
Management 1.6 Elect Director Margaret M. Foran For For Yes No
Management 1.7 Elect Director Carlos M. Gutierrez For For Yes No
Management 1.8 Elect Director Vicki A. Hollub For For Yes No
Management 1.9 Elect Director William R. Klesse For For Yes No
Management 1.10 Elect Director Avedick B. Poladian For For Yes No
Management 1.11 Elect Director Elisse B. Walter For For Yes No
Management 2 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 3 Ratify KPMG LLP as Auditors For For Yes No
Share Holder 4 Review and Assess Membership of Against For Yes Yes
Lobbying Organizations
Share Holder 5 Annually Assess Portfolio Impacts of Against For Yes Yes
Policies to Meet 2 Degree Scenario
Share Holder 6 Amend Bylaws -- Call Special Meetings Against For Yes Yes
Share Holder 7 Report on Methane and Flaring Against For Yes Yes
Emissions Management and Reduction
Targets
American Express Company
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Ticker AXP
Provider Security ID 025816109
Meeting Date 02-May-16 Meeting Type Annual
Record Date 04-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Charlene Barshefsky For For Yes No
Management 1b Elect Director Ursula M. Burns For For Yes No
Management 1c Elect Director Kenneth I. Chenault For For Yes No
Management 1d Elect Director Peter Chernin For For Yes No
Management 1e Elect Director Ralph de la Vega For For Yes No
Management 1f Elect Director Anne L. Lauvergeon For For Yes No
Management 1g Elect Director Michael O. Leavitt For For Yes No
Management 1h Elect Director Theodore J. Leonsis For For Yes No
Management 1i Elect Director Richard C. Levin For For Yes No
Management 1j Elect Director Samuel J. Palmisano For For Yes No
Management 1k Elect Director Daniel L. Vasella For For Yes No
Management 1l Elect Director Robert D. Walter For For Yes No
Management 1m Elect Director Ronald A. Williams For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 4 Approve Omnibus Stock Plan For For Yes No
Share Holder 5 Prepare Employment Diversity Report Against For Yes Yes
Share Holder 6 Report on Board Oversight of Privacy Against For Yes Yes
and Data Security and Requests for
Customer Information
Share Holder 7 Provide Right to Act by Written Against For Yes Yes
Consent
Share Holder 8 Report on Lobbying Payments and Policy Against Against Yes No
Share Holder 9 Require Independent Board Chairman Against For Yes Yes
Philip Morris International Inc.
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Ticker PM
Provider Security ID 718172109
Meeting Date 04-May-16 Meeting Type Annual
Record Date 11-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Harold Brown For For Yes No
Management 1.2 Elect Director Andre Calantzopoulos For For Yes No
Management 1.3 Elect Director Louis C. Camilleri For For Yes No
Management 1.4 Elect Director Werner Geissler For For Yes No
Management 1.5 Elect Director Jennifer Li For For Yes No
Management 1.6 Elect Director Jun Makihara For For Yes No
Management 1.7 Elect Director Sergio Marchionne For Against Yes Yes
Management 1.8 Elect Director Kalpana Morparia For For Yes No
Management 1.9 Elect Director Lucio A. Noto For For Yes No
Management 1.10 Elect Director Frederik Paulsen For For Yes No
Management 1.11 Elect Director Robert B. Polet For For Yes No
Management 1.12 Elect Director Stephen M. Wolf For For Yes No
Management 2 Ratify PricewaterhouseCoopers SA as For For Yes No
Auditors
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Share Holder 4 Adopt Human Rights Policy, Including Against For Yes Yes
the Right to Health
Share Holder 5 Participate in OECD Mediation for Against For Yes Yes
Human Rights Violations
Regal Entertainment Group
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Ticker RGC
Provider Security ID 758766109
Meeting Date 04-May-16 Meeting Type Annual
Record Date 16-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Thomas D. Bell, Jr. For For Yes No
Management 1.2 Elect Director David H. Keyte For For Yes No
Management 1.3 Elect Director Amy E. Miles For For Yes No
Management 1.4 Elect Director Lee M. Thomas For For Yes No
Management 2 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 3 Ratify KPMG LLP as Auditors For For Yes No
Six Flags Entertainment Corporation
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Ticker SIX
Provider Security ID 83001A102
Meeting Date 04-May-16 Meeting Type Annual
Record Date 09-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Kurt M. Cellar For For Yes No
Management 1.2 Elect Director John M. Duffey For For Yes No
Management 1.3 Elect Director Charles A. Koppelman For For Yes No
Management 1.4 Elect Director Jon L. Luther For For Yes No
Management 1.5 Elect Director Usman Nabi For For Yes No
Management 1.6 Elect Director Stephen D. Owens For For Yes No
Management 1.7 Elect Director James Reid-Anderson For For Yes No
Management 1.8 Elect Director Richard W. Roedel For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 1.1 Elect Director Kurt M. Cellar For For Yes No
Management 1.2 Elect Director John M. Duffey For For Yes No
Management 1.3 Elect Director Charles A. Koppelman For For Yes No
Management 1.4 Elect Director Jon L. Luther For For Yes No
Management 1.5 Elect Director Usman Nabi For For Yes No
Management 1.6 Elect Director Stephen D. Owens For For Yes No
Management 1.7 Elect Director James Reid-Anderson For For Yes No
Management 1.8 Elect Director Richard W. Roedel For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Covanta Holding Corporation
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Ticker CVA
Provider Security ID 22282E102
Meeting Date 05-May-16 Meeting Type Annual
Record Date 15-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director David M. Barse For For Yes No
Management 1.2 Elect Director Ronald J. Broglio For For Yes No
Management 1.3 Elect Director Peter C.B. Bynoe For Withhold Yes Yes
Management 1.4 Elect Director Linda J. Fisher For For Yes No
Management 1.5 Elect Director Joseph M. Holsten For For Yes No
Management 1.6 Elect Director Stephen J. Jones For For Yes No
Management 1.7 Elect Director Anthony J. Orlando For For Yes No
Management 1.8 Elect Director Robert S. Silberman For For Yes No
Management 1.9 Elect Director Jean Smith For For Yes No
Management 1.10 Elect Director Samuel Zell For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
DTE Energy Company
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Ticker DTE
Provider Security ID 233331107
Meeting Date 05-May-16 Meeting Type Annual
Record Date 08-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Gerard M. Anderson For For Yes No
Management 1.2 Elect Director David A. Brandon For For Yes No
Management 1.3 Elect Director W. Frank Fountain, Jr. For For Yes No
Management 1.4 Elect Director Charles G. McClure, Jr. For For Yes No
Management 1.5 Elect Director Gail J. McGovern For For Yes No
Management 1.6 Elect Director Mark A. Murray For For Yes No
Management 1.7 Elect Director James B. Nicholson For For Yes No
Management 1.8 Elect Director Charles W. Pryor, Jr. For For Yes No
Management 1.9 Elect Director Josue Robles, Jr. For For Yes No
Management 1.10 Elect Director Ruth G. Shaw For For Yes No
Management 1.11 Elect Director David A. Thomas For For Yes No
Management 1.12 Elect Director James H. Vandenberghe For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Share Holder 4 Report on Lobbying Payments and Against For Yes Yes
Political Contributions
Share Holder 5 Assess Plans to Increase Distributed Against For Yes Yes
Low-Carbon Electricity Generation
Management 1.1 Elect Director Gerard M. Anderson For For Yes No
Management 1.2 Elect Director David A. Brandon For For Yes No
Management 1.3 Elect Director W. Frank Fountain, Jr. For For Yes No
Management 1.4 Elect Director Charles G. McClure, Jr. For For Yes No
Management 1.5 Elect Director Gail J. McGovern For For Yes No
Management 1.6 Elect Director Mark A. Murray For For Yes No
Management 1.7 Elect Director James B. Nicholson For For Yes No
Management 1.8 Elect Director Charles W. Pryor, Jr. For For Yes No
Management 1.9 Elect Director Josue Robles, Jr. For For Yes No
Management 1.10 Elect Director Ruth G. Shaw For For Yes No
Management 1.11 Elect Director David A. Thomas For For Yes No
Management 1.12 Elect Director James H. Vandenberghe For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Share Holder 4 Report on Lobbying Payments and Against For Yes Yes
Political Contributions
Share Holder 5 Assess Plans to Increase Distributed Against For Yes Yes
Low-Carbon Electricity Generation
Verizon Communications Inc.
------------------------------------------------------------------
Ticker VZ
Provider Security ID 92343V104
Meeting Date 05-May-16 Meeting Type Annual
Record Date 07-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Shellye L. Archambeau For For Yes No
Management 1.2 Elect Director Mark T. Bertolini For For Yes No
Management 1.3 Elect Director Richard L. Carrion For For Yes No
Management 1.4 Elect Director Melanie L. Healey For For Yes No
Management 1.5 Elect Director M. Frances Keeth For For Yes No
Management 1.6 Elect Director Karl-Ludwig Kley For For Yes No
Management 1.7 Elect Director Lowell C. McAdam For For Yes No
Management 1.8 Elect Director Donald T. Nicolaisen For For Yes No
Management 1.9 Elect Director Clarence Otis, Jr. For For Yes No
Management 1.10 Elect Director Rodney E. Slater For For Yes No
Management 1.11 Elect Director Kathryn A. Tesija For For Yes No
Management 1.12 Elect Director Gregory D. Wasson For For Yes No
Management 1.13 Elect Director Gregory G. Weaver For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Share Holder 4 Adopt Quantitative Renewable Energy Against Against Yes No
Goals
Share Holder 5 Report on Indirect Political Against For Yes Yes
Contributions
Share Holder 6 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 7 Require Independent Board Chairman Against Against Yes No
Share Holder 8 Submit Severance Agreement (Change- Against For Yes Yes
in-Control) to Shareholder Vote
Share Holder 9 Stock Retention/Holding Period Against Against Yes No
AbbVie Inc.
------------------------------------------------------------------
Ticker ABBV
Provider Security ID 00287Y109
Meeting Date 06-May-16 Meeting Type Annual
Record Date 09-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director William H.L. Burnside For For Yes No
Management 1.2 Elect Director Brett J. Hart For For Yes No
Management 1.3 Elect Director Edward J. Rapp For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 4 Declassify the Board of Directors For For Yes No
Management 5 Amend Executive Incentive Bonus Plan For For Yes No
Share Holder 6 Report on Policies for Safe Disposal Against Against Yes No
of Prescription Drugs by Users
Share Holder 7 Report on Lobbying Payments and Policy Against For Yes Yes
Management 1.1 Elect Director William H.L. Burnside For For Yes No
Management 1.2 Elect Director Brett J. Hart For For Yes No
Management 1.3 Elect Director Edward J. Rapp For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 4 Declassify the Board of Directors For For Yes No
Management 5 Amend Executive Incentive Bonus Plan For For Yes No
Share Holder 6 Report on Policies for Safe Disposal Against Against Yes No
of Prescription Drugs by Users
Share Holder 7 Report on Lobbying Payments and Policy Against For Yes Yes
ConocoPhillips
------------------------------------------------------------------
Ticker COP
Provider Security ID 20825C104
Meeting Date 10-May-16 Meeting Type Annual
Record Date 14-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Richard L. Armitage For For Yes No
Management 1b Elect Director Richard H. Auchinleck For For Yes No
Management 1c Elect Director Charles E. Bunch For For Yes No
Management 1d Elect Director James E. Copeland, Jr. For For Yes No
Management 1e Elect Director John V. Faraci For For Yes No
Management 1f Elect Director Jody L. Freeman For For Yes No
Management 1g Elect Director Gay Huey Evans For For Yes No
Management 1h Elect Director Ryan M. Lance For For Yes No
Management 1i Elect Director Arjun N. Murti For For Yes No
Management 1j Elect Director Robert A. Niblock For For Yes No
Management 1k Elect Director Harald J. Norvik For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Share Holder 4 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 5 Adjust Executive Compensation Program Against Against Yes No
for Reserve Write-Downs
Management 1a Elect Director Richard L. Armitage For For Yes No
Management 1b Elect Director Richard H. Auchinleck For For Yes No
Management 1c Elect Director Charles E. Bunch For For Yes No
Management 1d Elect Director James E. Copeland, Jr. For For Yes No
Management 1e Elect Director John V. Faraci For For Yes No
Management 1f Elect Director Jody L. Freeman For For Yes No
Management 1g Elect Director Gay Huey Evans For For Yes No
Management 1h Elect Director Ryan M. Lance For For Yes No
Management 1i Elect Director Arjun N. Murti For For Yes No
Management 1j Elect Director Robert A. Niblock For For Yes No
Management 1k Elect Director Harald J. Norvik For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Share Holder 4 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 5 Adjust Executive Compensation Program Against Against Yes No
for Reserve Write-Downs
LyondellBasell Industries NV
------------------------------------------------------------------
Ticker LYB
Provider Security ID N53745100
Meeting Date 11-May-16 Meeting Type Annual
Record Date 13-Apr-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Jacques Aigrain to Supervisory For For Yes No
Board
Management 1b Elect Lincoln Benet to Supervisory For For Yes No
Board
Management 1c Elect Nance K. Dicciani to For For Yes No
Supervisory Board
Management 1d Elect Bruce A. Smith to Supervisory For For Yes No
Board
Management 2a Elect Thomas Aebischer to Management For For Yes No
Board
Management 2b Elect Dan Coombs to Management Board For For Yes No
Management 2c Elect James D. Guilfoyle to For For Yes No
Management Board
Management 3 Adopt Financial Statements and For For Yes No
Statutory Reports
Management 4 Approve Discharge of Management Board For For Yes No
Management 5 Approve Discharge of Supervisory Board For For Yes No
Management 6 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Management 7 Ratify PricewaterhouseCoopers For For Yes No
Accountants N.V. as Auditors
Management 8 Approve Dividends of USD 3.12 Per For For Yes No
Share
Management 9 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 10 Authorize Repurchase of Up to 10 For For Yes No
Percent of Issued Share Capital
Ares Capital Corporation
------------------------------------------------------------------
Ticker ARCC
Provider Security ID 04010L103
Meeting Date 12-May-16 Meeting Type Annual
Record Date 04-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director R. Kipp deVeer For For Yes No
Management 1.2 Elect Director Daniel G. Kelly, Jr. For For Yes No
Management 1.3 Elect Director Eric B. Siegel For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 1 Approve Issuance of Shares Below Net For For Yes No
Asset Value (NAV)
Invesco Ltd.
------------------------------------------------------------------
Ticker IVZ
Provider Security ID G491BT108
Meeting Date 12-May-16 Meeting Type Annual
Record Date 14-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Joseph R. Canion For For Yes No
Management 1.2 Elect Director Martin L. Flanagan For For Yes No
Management 1.3 Elect Director C. Robert Henrikson For For Yes No
Management 1.4 Elect Director Ben F. Johnson, III For For Yes No
Management 1.5 Elect Director Edward P. Lawrence For For Yes No
Management 1.6 Elect Director Nigel Sheinwald For For Yes No
Management 1.7 Elect Director Phoebe A. Wood For For Yes No
Management 2 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 3 Approve Omnibus Stock Plan For For Yes No
Management 4 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
PacWest Bancorp
------------------------------------------------------------------
Ticker PACW
Provider Security ID 695263103
Meeting Date 16-May-16 Meeting Type Annual
Record Date 21-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Paul R. Burke For For Yes No
Management 1.2 Elect Director Craig A. Carlson For For Yes No
Management 1.3 Elect Director John M. Eggemeyer For For Yes No
Management 1.4 Elect Director Barry C. Fitzpatrick For For Yes No
Management 1.5 Elect Director Andrew B. Fremder For For Yes No
Management 1.6 Elect Director C. William Hosler For For Yes No
Management 1.7 Elect Director Susan E. Lester For For Yes No
Management 1.8 Elect Director Roger H. Molvar For For Yes No
Management 1.9 Elect Director James J. Pieczynski For For Yes No
Management 1.10 Elect Director Daniel B. Platt For For Yes No
Management 1.11 Elect Director Robert A. Stine For For Yes No
Management 1.12 Elect Director Matthew P. Wagner For For Yes No
Management 2 Amend Omnibus Stock Plan For For Yes No
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 4 Ratify KPMG LLP as Auditors For For Yes No
Management 5 Adjourn Meeting For Against Yes Yes
Management 6 Other Business For Against Yes Yes
Arthur J. Gallagher & Co.
------------------------------------------------------------------
Ticker AJG
Provider Security ID 363576109
Meeting Date 17-May-16 Meeting Type Annual
Record Date 23-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Sherry S. Barrat For For Yes No
Management 1b Elect Director William L. Bax For For Yes No
Management 1c Elect Director D. John Coldman For For Yes No
Management 1d Elect Director Frank E. English, Jr For For Yes No
Management 1e Elect Director J. Patrick Gallagher, For For Yes No
Jr.
Management 1f Elect Director Elbert O. Hand For For Yes No
Management 1g Elect Director David S. Johnson For For Yes No
Management 1h Elect Director Kay W. McCurdy For For Yes No
Management 1i Elect Director Ralph J. Nicoletti For For Yes No
Management 1j Elect Director Norman L. Rosenthal For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
DineEquity, Inc.
------------------------------------------------------------------
Ticker DIN
Provider Security ID 254423106
Meeting Date 17-May-16 Meeting Type Annual
Record Date 23-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Howard M. Berk For For Yes No
Management 1.2 Elect Director Daniel J. Brestle For For Yes No
Management 1.3 Elect Director Caroline W. Nahas For For Yes No
Management 1.4 Elect Director Gilbert T. Ray For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 4 Approve Omnibus Stock Plan For For Yes No
JPMorgan Chase & Co.
------------------------------------------------------------------
Ticker JPM
Provider Security ID 46625H100
Meeting Date 17-May-16 Meeting Type Annual
Record Date 18-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Linda B. Bammann For For Yes No
Management 1b Elect Director James A. Bell For For Yes No
Management 1c Elect Director Crandall C. Bowles For For Yes No
Management 1d Elect Director Stephen B. Burke For For Yes No
Management 1e Elect Director James S. Crown For For Yes No
Management 1f Elect Director James Dimon For For Yes No
Management 1g Elect Director Timothy P. Flynn For For Yes No
Management 1h Elect Director Laban P. Jackson, Jr. For For Yes No
Management 1i Elect Director Michael A. Neal For For Yes No
Management 1j Elect Director Lee R. Raymond For For Yes No
Management 1k Elect Director William C. Weldon For For Yes No
Management 2 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Share Holder 4 Require Independent Board Chairman Against For Yes Yes
Share Holder 5 Provide Vote Counting to Exclude Against Against Yes No
Abstentions
Share Holder 6 Prohibit Accelerated Vesting of Against For Yes Yes
Awards to Pursue Government Service
Share Holder 7 Appoint Committee to Explore the Against For Yes Yes
Feasibly to Divest Non-Core Banking
Segments
Share Holder 8 Clawback Amendment Against Against Yes No
Share Holder 9 Adopt Executive Compensation Against Against Yes No
Philosophy with Social Factors
The Charles Schwab Corporation
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Ticker SCHW
Provider Security ID 808513105
Meeting Date 17-May-16 Meeting Type Annual
Record Date 18-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director John K. Adams, Jr. For For Yes No
Management 1b Elect Director Stephen A. Ellis For For Yes No
Management 1c Elect Director Arun Sarin For For Yes No
Management 1d Elect Director Charles R. Schwab For For Yes No
Management 1e Elect Director Paula A. Sneed For For Yes No
Management 2 Ratify Deloitte & Touche LLP as For For Yes No
Auditors
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Share Holder 4 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 5 Prepare Employment Diversity Report Against For Yes Yes
F.N.B. Corporation
------------------------------------------------------------------
Ticker FNB
Provider Security ID 302520101
Meeting Date 18-May-16 Meeting Type Annual
Record Date 09-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director William B. Campbell For For Yes No
Management 1.2 Elect Director James D. Chiafullo For For Yes No
Management 1.3 Elect Director Vincent J. Delie, Jr. For For Yes No
Management 1.4 Elect Director Laura E. Ellsworth For For Yes No
Management 1.5 Elect Director Stephen J. Gurgovits For For Yes No
Management 1.6 Elect Director Robert A. Hormell For For Yes No
Management 1.7 Elect Director David J. Malone For For Yes No
Management 1.8 Elect Director D. Stephen Martz For For Yes No
Management 1.9 Elect Director Robert J. McCarthy, Jr. For For Yes No
Management 1.10 Elect Director Frank C. Mencini For For Yes No
Management 1.11 Elect Director David L. Motley For For Yes No
Management 1.12 Elect Director Gary L. Nalbandian For For Yes No
Management 1.13 Elect Director Heidi A. Nicholas For For Yes No
Management 1.14 Elect Director John S. Stanik For For Yes No
Management 1.15 Elect Director William J. Strimbu For For Yes No
Management 2 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 4 Change State of Incorporation [from For Against Yes Yes
Florida to Pennsylvania]
Altria Group, Inc.
------------------------------------------------------------------
Ticker MO
Provider Security ID 02209S103
Meeting Date 19-May-16 Meeting Type Annual
Record Date 28-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Gerald L. Baliles For For Yes No
Management 1.2 Elect Director Martin J. Barrington For For Yes No
Management 1.3 Elect Director John T. Casteen, III For For Yes No
Management 1.4 Elect Director Dinyar S. Devitre For For Yes No
Management 1.5 Elect Director Thomas F. Farrell, II For For Yes No
Management 1.6 Elect Director Thomas W. Jones For For Yes No
Management 1.7 Elect Director Debra J. Kelly-Ennis For For Yes No
Management 1.8 Elect Director W. Leo Kiely, III For For Yes No
Management 1.9 Elect Director Kathryn B. McQuade For For Yes No
Management 1.10 Elect Director George Munoz For For Yes No
Management 1.11 Elect Director Nabil Y. Sakkab For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Share Holder 4 Report on Health Impacts of Additives Against Against Yes No
and Chemicals in Products
Share Holder 5 Participate in OECD Mediation for Against For Yes Yes
Human Rights Violations
Chubb Limited
------------------------------------------------------------------
Ticker CB
Provider Security ID H1467J104
Meeting Date 19-May-16 Meeting Type Annual
Record Date 28-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Accept Financial Statements and For For Yes No
Statutory Reports
Management 2.1 Allocate Disposable Profit For For Yes No
Management 2.2 Approve Dividend Distribution From For For Yes No
Legal Reserves Through Capital
Contributions Reserve Subaccount
Management 3 Approve Discharge of Board and Senior For For Yes No
Management
Management 4.1 Ratify PricewaterhouseCoopers AG For For Yes No
(Zurich) as Auditors
Management 4.2 Ratify PricewaterhouseCoopers LLP For For Yes No
(United States) as Independent
Registered Accounting Firm as Auditors
Management 4.3 Ratify BDO AG (Zurich) as Special For For Yes No
Auditors
Management 5.1 Elect Director Evan G. Greenberg For For Yes No
Management 5.2 Elect Director Robert M. Hernandez For For Yes No
Management 5.3 Elect Director Michael G. Atieh For For Yes No
Management 5.4 Elect Director Sheila P. Burke For For Yes No
Management 5.5 Elect Director James I. Cash For For Yes No
Management 5.6 Elect Director Mary A. Cirillo For For Yes No
Management 5.7 Elect Director Michael P. Connors For For Yes No
Management 5.8 Elect Director John Edwardson For For Yes No
Management 5.9 Elect Director Lawrence W. Kellner For For Yes No
Management 5.10 Elect Director Leo F. Mullin For For Yes No
Management 5.11 Elect Director Kimberly Ross For For Yes No
Management 5.12 Elect Director Robert Scully For For Yes No
Management 5.13 Elect Director Eugene B. Shanks, Jr. For For Yes No
Management 5.14 Elect Director Theodore E. Shasta For For Yes No
Management 5.15 Elect Director David Sidwell For For Yes No
Management 5.16 Elect Director Olivier Steimer For For Yes No
Management 5.17 Elect Director James M. Zimmerman For For Yes No
Management 6 Elect Evan G. Greenberg as Board For Against Yes Yes
Chairman
Management 7.1 Appoint Michael P. Connors as Member For For Yes No
of the Compensation Committee
Management 7.2 Appoint Mary A. Cirillo as Member of For For Yes No
the Compensation Committee
Management 7.3 Appoint Robert M. Hernandez as Member For For Yes No
of the Compensation Committee
Management 7.4 Appoint Robert Scully as Member of For For Yes No
the Compensation Committee
Management 7.5 Appoint James M. Zimmerman as Member For For Yes No
of the Compensation Committee
Management 8 Designate Homburger AG as Independent For For Yes No
Proxy
Management 9 Issue Shares Without Preemptive Rights For For Yes No
Management 10 Approve Omnibus Stock Plan For For Yes No
Management 11.1 Approve the Increase in Maximum For For Yes No
Aggregate Remuneration of Directors
Management 11.2 Approve Remuneration of Executive For Against Yes Yes
Committee in the Amount of CHF 44
Million for Fiscal 2017
Management 12 Advisory Vote to Ratify Named For Against Yes Yes
Executive Officers' Compensation
Management 13 Transact Other Business (Voting) For Against Yes Yes
Crown Castle International Corp.
------------------------------------------------------------------
Ticker CCI
Provider Security ID 22822V101
Meeting Date 19-May-16 Meeting Type Annual
Record Date 28-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director P. Robert Bartolo For For Yes No
Management 1b Elect Director Jay A. Brown For For Yes No
Management 1c Elect Director Cindy Christy For For Yes No
Management 1d Elect Director Ari Q. Fitzgerald For For Yes No
Management 1e Elect Director Robert E. Garrison II For For Yes No
Management 1f Elect Director Dale N. Hatfield For For Yes No
Management 1g Elect Director Lee W. Hogan For For Yes No
Management 1h Elect Director Edward C. Hutcheson, For For Yes No
Jr.
Management 1i Elect Director J. Landis Martin For For Yes No
Management 1j Elect Director Robert F. McKenzie For For Yes No
Management 1k Elect Director Anthony J. Melone For For Yes No
Management 1l Elect Director W. Benjamin Moreland For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
CVS Health Corporation
------------------------------------------------------------------
Ticker CVS
Provider Security ID 126650100
Meeting Date 19-May-16 Meeting Type Annual
Record Date 24-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Richard M. Bracken For For Yes No
Management 1b Elect Director C. David Brown, II For For Yes No
Management 1c Elect Director Alecia A. DeCoudreaux For For Yes No
Management 1d Elect Director Nancy-Ann M. DeParle For For Yes No
Management 1e Elect Director David W. Dorman For For Yes No
Management 1f Elect Director Anne M. Finucane For For Yes No
Management 1g Elect Director Larry J. Merlo For For Yes No
Management 1h Elect Director Jean-Pierre Millon For For Yes No
Management 1i Elect Director Richard J. Swift For For Yes No
Management 1j Elect Director William C. Weldon For For Yes No
Management 1k Elect Director Tony L. White For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Share Holder 4 Report on Consistency Between Against Against Yes No
Corporate Values and Political
Contributions
Share Holder 5 Report on Pay Disparity Against Against Yes No
Intel Corporation
------------------------------------------------------------------
Ticker INTC
Provider Security ID 458140100
Meeting Date 19-May-16 Meeting Type Annual
Record Date 21-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Charlene Barshefsky For For Yes No
Management 1b Elect Director Aneel Bhusri For For Yes No
Management 1c Elect Director Andy D. Bryant For For Yes No
Management 1d Elect Director John J. Donahoe For For Yes No
Management 1e Elect Director Reed E. Hundt For For Yes No
Management 1f Elect Director Brian M. Krzanich For For Yes No
Management 1g Elect Director James D. Plummer For For Yes No
Management 1h Elect Director David S. Pottruck For For Yes No
Management 1i Elect Director Frank D. Yeary For For Yes No
Management 1j Elect Director David B. Yoffie For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Share Holder 4 Adopt Holy Land Principles Against Against Yes No
Share Holder 5 Provide Right to Act by Written Against For Yes Yes
Consent
Share Holder 6 Provide Vote Counting to Exclude Against Against Yes No
Abstentions
Management 1a Elect Director Charlene Barshefsky For For Yes No
Management 1b Elect Director Aneel Bhusri For For Yes No
Management 1c Elect Director Andy D. Bryant For For Yes No
Management 1d Elect Director John J. Donahoe For For Yes No
Management 1e Elect Director Reed E. Hundt For For Yes No
Management 1f Elect Director Brian M. Krzanich For For Yes No
Management 1g Elect Director James D. Plummer For For Yes No
Management 1h Elect Director David S. Pottruck For For Yes No
Management 1i Elect Director Frank D. Yeary For For Yes No
Management 1j Elect Director David B. Yoffie For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Share Holder 4 Adopt Holy Land Principles Against Against Yes No
Share Holder 5 Provide Right to Act by Written Against For Yes Yes
Consent
Share Holder 6 Provide Vote Counting to Exclude Against Against Yes No
Abstentions
L Brands, Inc.
------------------------------------------------------------------
Ticker LB
Provider Security ID 501797104
Meeting Date 19-May-16 Meeting Type Annual
Record Date 24-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Dennis S. Hersch For For Yes No
Management 1.2 Elect Director David T. Kollat For For Yes No
Management 1.3 Elect Director Leslie H. Wexner For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Eliminate Supermajority Vote For For Yes No
Requirement
Management 4 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Share Holder 5 Proxy Access Against For Yes Yes
B&G Foods, Inc.
------------------------------------------------------------------
Ticker BGS
Provider Security ID 05508R106
Meeting Date 24-May-16 Meeting Type Annual
Record Date 28-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director DeAnn L. Brunts For For Yes No
Management 1.2 Elect Director Robert C. Cantwell For For Yes No
Management 1.3 Elect Director Charles F. Marcy For For Yes No
Management 1.4 Elect Director Dennis M. Mullen For For Yes No
Management 1.5 Elect Director Cheryl M. Palmer For For Yes No
Management 1.6 Elect Director Alfred Poe For For Yes No
Management 1.7 Elect Director Stephen C. Sherrill For For Yes No
Management 1.8 Elect Director David L. Wenner For For Yes No
Management 2 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 3 Ratify KPMG LLP as Auditors For For Yes No
Merck & Co., Inc.
------------------------------------------------------------------
Ticker MRK
Provider Security ID 58933Y105
Meeting Date 24-May-16 Meeting Type Annual
Record Date 31-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Leslie A. Brun For For Yes No
Management 1b Elect Director Thomas R. Cech For For Yes No
Management 1c Elect Director Pamela J. Craig For For Yes No
Management 1d Elect Director Kenneth C. Frazier For For Yes No
Management 1e Elect Director Thomas H. Glocer For For Yes No
Management 1f Elect Director C. Robert Kidder For For Yes No
Management 1g Elect Director Rochelle B. Lazarus For For Yes No
Management 1h Elect Director Carlos E. Represas For For Yes No
Management 1i Elect Director Paul B. Rothman For For Yes No
Management 1j Elect Director Patricia F. Russo For For Yes No
Management 1k Elect Director Craig B. Thompson For For Yes No
Management 1l Elect Director Wendell P. Weeks For For Yes No
Management 1m Elect Director Peter C. Wendell For For Yes No
Management 2 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Share Holder 4 Provide Right to Act by Written Against For Yes Yes
Consent
Share Holder 5 Require Independent Board Chairman Against For Yes Yes
Share Holder 6 Report on Policies for Safe Disposal Against Against Yes No
of Prescription Drugs by Users
Management 1a Elect Director Leslie A. Brun For For Yes No
Management 1b Elect Director Thomas R. Cech For For Yes No
Management 1c Elect Director Pamela J. Craig For For Yes No
Management 1d Elect Director Kenneth C. Frazier For For Yes No
Management 1e Elect Director Thomas H. Glocer For For Yes No
Management 1f Elect Director C. Robert Kidder For For Yes No
Management 1g Elect Director Rochelle B. Lazarus For For Yes No
Management 1h Elect Director Carlos E. Represas For For Yes No
Management 1i Elect Director Paul B. Rothman For For Yes No
Management 1j Elect Director Patricia F. Russo For For Yes No
Management 1k Elect Director Craig B. Thompson For For Yes No
Management 1l Elect Director Wendell P. Weeks For For Yes No
Management 1m Elect Director Peter C. Wendell For For Yes No
Management 2 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Share Holder 4 Provide Right to Act by Written Against For Yes Yes
Consent
Share Holder 5 Require Independent Board Chairman Against For Yes Yes
Share Holder 6 Report on Policies for Safe Disposal Against Against Yes No
of Prescription Drugs by Users
Royal Dutch Shell plc
------------------------------------------------------------------
Ticker RDSA
Provider Security ID 780259206
Meeting Date 24-May-16 Meeting Type Annual
Record Date 14-Apr-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Accept Financial Statements and For For Yes No
Statutory Reports
Management 2 Approve Remuneration Report For For Yes No
Management 3 Re-elect Ben van Beurden as Director For For Yes No
Management 4 Re-elect Guy Elliott as Director For For Yes No
Management 5 Re-elect Euleen Goh as Director For For Yes No
Management 6 Re-elect Simon Henry as Director For For Yes No
Management 7 Re-elect Charles Holliday as Director For For Yes No
Management 8 Re-elect Gerard Kleisterlee as For For Yes No
Director
Management 9 Re-elect Sir Nigel Sheinwald as For For Yes No
Director
Management 10 Re-elect Linda Stuntz as Director For For Yes No
Management 11 Re-elect Hans Wijers as Director For For Yes No
Management 12 Re-elect Patricia Woertz as Director For For Yes No
Management 13 Re-elect Gerrit Zalm as Director For For Yes No
Management 14 Appoint Ernst & Young LLP as Auditors For For Yes No
Management 15 Authorise the Audit Committee to Fix For For Yes No
Remuneration of Auditors
Management 16 Authorise Issue of Equity with Pre- For For Yes No
emptive Rights
Management 17 Authorise Issue of Equity without For For Yes No
Pre-emptive Rights
Management 18 Authorise Market Purchase of Ordinary For For Yes No
Shares
Share Holder 19 Approve that Shell will become a Against Against Yes No
Renewable Energy Company by Investing
the Profits from Fossil Fuels in
Renewable Energy
Total SA
------------------------------------------------------------------
Ticker FP
Provider Security ID 89151E109
Meeting Date 24-May-16 Meeting Type Annual/Special
Record Date 22-Apr-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Approve Financial Statements and For For Yes No
Statutory Reports
Management 2 Approve Consolidated Financial For For Yes No
Statements and Statutory Reports
Management 3 Approve Allocation of Income and For For Yes No
Dividends of EUR 2.44 per Share
Management 4 Approve Stock Dividend Program (Cash For For Yes No
or New Shares)
Management 5 Authorize Repurchase of Up to 10 For For Yes No
Percent of Issued Share Capital
Management 6 Reelect Gerard Lamarche as Director For Against Yes Yes
Management 7 Elect Maria Van der Hoeven as Director For For Yes No
Management 8 Elect Jean Lemierre as Director For For Yes No
Management 9 Elect Renata Perycz as Representative For For Yes No
of Employee Shareholders to the Board
Management A Elect Charles Keller as Against Against Yes No
Representative of Employee
Shareholders to the Board
Management B Elect Werner Guyot as Representative Against Against Yes No
of Employee Shareholders to the Board
Management 10 Renew Appointment of Ernst and Young For For Yes No
Audit as Auditor
Management 11 Renew Appointment of KPMG SA as For For Yes No
Auditor
Management 12 Renew Appointment of Auditex as For For Yes No
Alternate Auditor
Management 13 Appoint Salustro Reydel SA as For For Yes No
Alternate Auditor
Management 14 Approve Auditors' Special Report on For For Yes No
Related-Party Transactions Including
a New Transaction with Thierry
Desmarest
Management 15 Approve Agreements with Patrick For For Yes No
Pouyanne
Management 16 Advisory Vote on Compensation of For For Yes No
Thierry Desmarest, Chairman until
Dec. 18, 2015
Management 17 Advisory Vote on Compensation of For For Yes No
Patrick Pouyanne, CEO until Dec. 18,
2015, CEO and Chairman since Dec.
19, 2015
Management 18 Authorize Issuance of Equity or For For Yes No
Equity-Linked Securities with
Preemptive Rights and/or
Capitalization of Reserves for Bonus
Issue or Increase in Par Value up to
Aggregate Nominal Amount of EUR 2.5
Billion
Management 19 Authorize Issuance of Equity or For For Yes No
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 600 Million
Management 20 Approve Issuance of Equity or Equity- For For Yes No
Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 600 Million
Management 21 Authorize Board to Increase Capital For For Yes No
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote Under Items 19 and 20
Management 22 Authorize Capital Increase of up to For For Yes No
10 Percent of Issued Capital for
Contributions in Kind
Management 23 Authorize Capital Issuances for Use For For Yes No
in Employee Stock Purchase Plans
Management 24 Authorize up to 0.8 Percent of Issued For Against Yes Yes
Capital for Use in Restricted Stock
Plans
Management 25 Authorize up to 0.75 Percent of For Against Yes Yes
Issued Capital for Use in Stock
Option Plans
Chevron Corporation
------------------------------------------------------------------
Ticker CVX
Provider Security ID 166764100
Meeting Date 25-May-16 Meeting Type Annual
Record Date 30-Mar-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Alexander B. Cummings, Yes No
Jr. - Resigned
Management 1b Elect Director Linnet F. Deily For For Yes No
Management 1c Elect Director Robert E. Denham For For Yes No
Management 1d Elect Director Alice P. Gast For For Yes No
Management 1e Elect Director Enrique Hernandez, Jr. For For Yes No
Management 1f Elect Director Jon M. Huntsman, Jr. For For Yes No
Management 1g Elect Director Charles W. Moorman, IV For For Yes No
Management 1h Elect Director John G. Stumpf For For Yes No
Management 1i Elect Director Ronald D. Sugar For For Yes No
Management 1j Elect Director Inge G. Thulin For For Yes No
Management 1k Elect Director John S. Watson For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Management 3 Advisory Vote to Ratify Named For Against Yes Yes
Executive Officers' Compensation
Management 4 Approve Non-Employee Director Omnibus For For Yes No
Stock Plan
Share Holder 5 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 6 Adopt Quantitative GHG Goals for Against Against Yes No
Products and Operations
Share Holder 7 Annually Assess Portfolio Impacts of Against For Yes Yes
Policies to Meet 2 Degree Scenario
Share Holder 8 Annually Report Reserve Replacements Against Against Yes No
in BTUs
Share Holder 9 Increase Return of Capital to Against Against Yes No
Shareholders in Light of Climate
Change Risks
Share Holder 10 Report on the Result of Efforts to Against For Yes Yes
Minimize Hydraulic Fracturing Impacts
Share Holder 11 Require Director Nominee with Against For Yes Yes
Environmental Experience
Share Holder 12 Amend Bylaws -- Call Special Meetings Against For Yes Yes
Exxon Mobil Corporation
------------------------------------------------------------------
Ticker XOM
Provider Security ID 30231G102
Meeting Date 25-May-16 Meeting Type Annual
Record Date 06-Apr-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Michael J. Boskin For For Yes No
Management 1.2 Elect Director Peter Brabeck-Letmathe For For Yes No
Management 1.3 Elect Director Angela F. Braly For For Yes No
Management 1.4 Elect Director Ursula M. Burns For For Yes No
Management 1.5 Elect Director Larry R. Faulkner For For Yes No
Management 1.6 Elect Director Jay S. Fishman For For Yes No
Management 1.7 Elect Director Henrietta H. Fore For For Yes No
Management 1.8 Elect Director Kenneth C. Frazier For For Yes No
Management 1.9 Elect Director Douglas R. Oberhelman For For Yes No
Management 1.10 Elect Director Samuel J. Palmisano For For Yes No
Management 1.11 Elect Director Steven S. Reinemund For For Yes No
Management 1.12 Elect Director Rex W. Tillerson For For Yes No
Management 1.13 Elect Director William C. Weldon For For Yes No
Management 1.14 Elect Director Darren W. Woods For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Share Holder 4 Require Independent Board Chairman Against For Yes Yes
Share Holder 5 Require Director Nominee with Against For Yes Yes
Environmental Experience
Share Holder 6 Seek Sale of Company/Assets Against Against Yes No
Share Holder 7 Proxy Access Against For Yes Yes
Share Holder 8 Disclose Percentage of Females at Against Against Yes No
Each Percentile of Compensation
Share Holder 9 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 10 Increase Return of Capital to Against Against Yes No
Shareholders in Light of Climate
Change Risks
Share Holder 11 Adopt Policy Acknowledging the Against For Yes Yes
Imperative for 2 Degree Limit
Share Holder 12 Annually Assess Portfolio Impacts of Against For Yes Yes
Policies to Meet 2 Degree Scenario
Share Holder 13 Annually Report Reserve Replacements Against Against Yes No
in BTUs
Share Holder 14 Report on the Result of Efforts to Against For Yes Yes
Minimize Hydraulic Fracturing Impacts
Hospitality Properties Trust
------------------------------------------------------------------
Ticker HPT
Provider Security ID 44106M102
Meeting Date 25-May-16 Meeting Type Annual
Record Date 10-Feb-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Donna D. Fraiche For Against Yes Yes
Management 1.2 Elect Director William A. Lamkin For Against Yes Yes
Management 1.3 Elect Director Adam D. Portnoy For Against Yes Yes
Management 2 Advisory Vote to Ratify Named For Against Yes Yes
Executive Officers' Compensation
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes No
Share Holder 4 Amend Bylaws to Opt-Out of Against For Yes Yes
Antitakeover Provision(s) and Require
Shareholder Vote to Opt Back In
PPL Corporation
------------------------------------------------------------------
Ticker PPL
Provider Security ID 69351T106
Meeting Date 25-May-16 Meeting Type Annual
Record Date 29-Feb-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Rodney C. Adkins For For Yes No
Management 1.2 Elect Director John W. Conway For For Yes No
Management 1.3 Elect Director Steven G. Elliott For For Yes No
Management 1.4 Elect Director Raja Rajamannar For For Yes No
Management 1.5 Elect Director Craig A. Rogerson For For Yes No
Management 1.6 Elect Director William H. Spence For For Yes No
Management 1.7 Elect Director Natica von Althann For For Yes No
Management 1.8 Elect Director Keith H. Williamson For For Yes No
Management 1.9 Elect Director Armando Zagalo de Lima For For Yes No
Management 2 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Management 3 Approve Executive Incentive Bonus Plan For For Yes No
Management 4 Increase Authorized Common Stock For For Yes No
Management 5 Ratify Deloitte & Touche LLP as For For Yes No
Auditors
Share Holder 6 Require Independent Board Chairman Against For Yes Yes
Share Holder 7 Assess Plans to Increase Distributed Against For Yes Yes
Low-Carbon Electricity Generation
Cinemark Holdings, Inc.
------------------------------------------------------------------
Ticker CNK
Provider Security ID 17243V102
Meeting Date 26-May-16 Meeting Type Annual
Record Date 04-Apr-16
------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Benjamin D. Chereskin For For Yes No
Management 1.2 Elect Director Lee Roy Mitchell For For Yes No
Management 1.3 Elect Director Raymond W. Syufy For For Yes No
Management 2 Ratify Deloitte & Touche LLP as For For Yes No
Auditors
Management 3 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Lamar Advertising Company
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Ticker LAMR
Provider Security ID 512816109
Meeting Date 26-May-16 Meeting Type Annual
Record Date 28-Mar-16
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director John Maxwell Hamilton For For Yes No
Management 1.2 Elect Director John E. Koerner, III For For Yes No
Management 1.3 Elect Director Stephen P. Mumblow For For Yes No
Management 1.4 Elect Director Thomas V. Reifenheiser For For Yes No
Management 1.5 Elect Director Anna Reilly For For Yes No
Management 1.6 Elect Director Kevin P. Reilly, Jr. For For Yes No
Management 1.7 Elect Director Wendell Reilly For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
General Motors Company
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Ticker GM
Provider Security ID 37045V100
Meeting Date 07-Jun-16 Meeting Type Annual
Record Date 08-Apr-16
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Joseph J. Ashton For For Yes No
Management 1b Elect Director Mary T. Barra For For Yes No
Management 1c Elect Director Linda R. Gooden For For Yes No
Management 1d Elect Director Joseph Jimenez For For Yes No
Management 1e Elect Director Kathryn V. Marinello For For Yes No
Management 1f Elect Director Jane L. Mendillo For For Yes No
Management 1g Elect Director Michael G. Mullen For For Yes No
Management 1h Elect Director James J. Mulva For For Yes No
Management 1i Elect Director Patricia F. Russo For For Yes No
Management 1j Elect Director Thomas M. Schoewe For For Yes No
Management 1k Elect Director Theodore M. Solso For For Yes No
Management 1l Elect Director Carol M. Stephenson For For Yes No
Management 2 Advisory Vote to Ratify Named For Against Yes Yes
Executive Officers' Compensation
Management 3 Ratify Deloitte & Touche LLP as For For Yes No
Auditors
Share Holder 4 Adopt Holy Land Principles Against Against Yes No
MetLife, Inc.
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Ticker MET
Provider Security ID 59156R108
Meeting Date 14-Jun-16 Meeting Type Annual
Record Date 19-Apr-16
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Cheryl W. Grise For For Yes No
Management 1.2 Elect Director Carlos M. Gutierrez For For Yes No
Management 1.3 Elect Director R. Glenn Hubbard For For Yes No
Management 1.4 Elect Director Steven A. Kandarian For For Yes No
Management 1.5 Elect Director Alfred F. Kelly, Jr. For For Yes No
Management 1.6 Elect Director Edward J. Kelly, III For For Yes No
Management 1.7 Elect Director William E. Kennard For For Yes No
Management 1.8 Elect Director James M. Kilts For For Yes No
Management 1.9 Elect Director Catherine R. Kinney For For Yes No
Management 1.10 Elect Director Denise M. Morrison For For Yes No
Management 1.11 Elect Director Kenton J. Sicchitano For For Yes No
Management 1.12 Elect Director Lulu C. Wang For For Yes No
Management 2 Adopt the Jurisdiction of For Against Yes Yes
Incorporation as the Exclusive Forum
for Certain Disputes
Management 3 Ratify Deloitte & Touche LLP as For For Yes No
Auditors
Management 4 Advisory Vote to Ratify Named For For Yes No
Executive Officers' Compensation
Share Holder 5 Require Independent Board Chairman Against For Yes Yes
Share Holder 6 Provide Right to Act by Written Against For Yes Yes
Consent
Blackstone Mortgage Trust, Inc.
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Ticker BXMT
Provider Security ID 09257W100
Meeting Date 16-Jun-16 Meeting Type Annual
Record Date 14-Apr-16
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Michael B. Nash For For Yes No
Management 1.2 Elect Director Stephen D. Plavin For For Yes No
Management 1.3 Elect Director Leonard W. Cotton For For Yes No
Management 1.4 Elect Director Thomas E. Dobrowski For For Yes No
Management 1.5 Elect Director Martin L. Edelman For For Yes No
Management 1.6 Elect Director Henry N. Nassau For For Yes No
Management 1.7 Elect Director Jonathan L. Pollack For For Yes No
Management 1.8 Elect Director Lynne B. Sagalyn For For Yes No
Management 2 Ratify Deloitte & Touche LLP as For For Yes No
Auditors
Management 3 Approve Omnibus Stock Plan For For Yes No
Management 4 Approve Omnibus Stock Plan For For Yes No
Management 5 Advisory Vote to Ratify Named For Against Yes Yes
Executive Officers' Compensation
Kayne Anderson MLP Investment Company
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Ticker KYN
Provider Security ID 486606106
Meeting Date 23-Jun-16 Meeting Type Annual
Record Date 06-May-16
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VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Elect Director Anne K. Costin For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) FIRST TRUST DIVIDEND AND INCOME FUND
---------------------------------------
By (Signature and Title)* /s/ James M. Dykas
-----------------------------------
James M. Dykas, President and
Chief Executive Officer
Date July 26, 2016
-------------------------
* Print the name and title of each signing officer under his or her signature.