UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-22245
First Trust Exchange-Traded Fund III
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: July 31; October 31
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Date of reporting period: July 1, 2016 - June 30, 2017
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
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FIRST TRUST PREFERRED SECURITIES AND INCOME ETF
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The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
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FIRST TRUST MANAGED MUNICIPAL ETF
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The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
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First Trust Long/Short Equity ETF
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MEETING DATE COMPANY TICKER SECURITY ID
07/20/16 The Dow Chemical Company DOW 260543103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
3 Advisory Vote on Golden Parachutes For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/22/16 Icon plc ICLR G4705A100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William Hall For For Mgmt
1.2 Elect Director John Climax For For Mgmt
1.3 Elect Director Steve Cutler For For Mgmt
2 Accept Financial Statements and Statutory Reports For For Mgmt
3 Authorize Board to Fix Remuneration of Auditors For For Mgmt
4 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
with Preemptive Rights
5 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights
6 Authorise Share Repurchase Program For For Mgmt
7 Approve the Price Range for the Reissuance of Shares For For Mgmt
8 Amend Articles of Association For For Mgmt
9 Amend Memorandum of Association For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/03/16 CA, Inc. CA 12673P105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Jens Alder For For Mgmt
1B Elect Director Raymond J. Bromark For For Mgmt
1C Elect Director Michael P. Gregoire For For Mgmt
1D Elect Director Rohit Kapoor For For Mgmt
1E Elect Director Jeffrey G. Katz For For Mgmt
1F Elect Director Kay Koplovitz For For Mgmt
1G Elect Director Christopher B. Lofgren For For Mgmt
1H Elect Director Richard Sulpizio For For Mgmt
1I Elect Director Laura S. Unger For For Mgmt
1J Elect Director Arthur F. Weinbach For For Mgmt
1K Elect Director Renato (Ron) Zambonini For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Amend Omnibus Stock Plan For For Mgmt
5 Amend Shareholder Rights Plan (Poison Pill) For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/17/16 The J. M. Smucker Company SJM 832696405
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Kathryn W. Dindo For For Mgmt
1b Elect Director Paul J. Dolan For For Mgmt
1c Elect Director Jay L. Henderson For For Mgmt
1d Elect Director Nancy Lopez Knight For For Mgmt
1e Elect Director Elizabeth Valk Long For For Mgmt
1f Elect Director Gary A. Oatey For For Mgmt
1g Elect Director Sandra Pianalto For For Mgmt
1h Elect Director Alex Shumate For For Mgmt
1i Elect Director Mark T. Smucker For For Mgmt
1j Elect Director Richard K. Smucker For For Mgmt
1k Elect Director Timothy P. Smucker For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Report on Plans to Increase Renewable Energy Use Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
09/15/16 NetApp, Inc. NTAP 64110D104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director T. Michael Nevens For For Mgmt
1b Elect Director Jeffry R. Allen For For Mgmt
1c Elect Director Alan L. Earhart For For Mgmt
1d Elect Director Gerald Held For For Mgmt
1e Elect Director Kathryn M. Hill For For Mgmt
1f Elect Director George Kurian For For Mgmt
1g Elect Director George T. Shaheen For For Mgmt
1h Elect Director Stephen M. Smith For For Mgmt
1i Elect Director Robert T. Wall For For Mgmt
1j Elect Director Richard P. Wallace For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
5 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/29/16 Darden Restaurants, Inc. DRI 237194105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Margaret Shan Atkins For For Mgmt
1.2 Elect Director Jean M. Birch For For Mgmt
1.3 Elect Director Bradley D. Blum For For Mgmt
1.4 Elect Director James P. Fogarty For For Mgmt
1.5 Elect Director Cynthia T. Jamison For For Mgmt
1.6 Elect Director Eugene I. (Gene) Lee, Jr. For For Mgmt
1.7 Elect Director William S. Simon For For Mgmt
1.8 Elect Director Charles M. (Chuck) Sonsteby For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Ratify KPMG LLP as Auditors For For Mgmt
4 Adopt a Policy to Phase Out Non-Therapeutic Use of Against Against ShrHlder
Antibiotics in the Meat Supply Chain
MEETING DATE COMPANY TICKER SECURITY ID
10/11/16 The Procter & Gamble Company PG 742718109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Francis S. Blake For For Mgmt
1b Elect Director Angela F. Braly For For Mgmt
1c Elect Director Kenneth I. Chenault For For Mgmt
1d Elect Director Scott D. Cook For For Mgmt
1e Elect Director Terry J. Lundgren For For Mgmt
1f Elect Director W. James McNerney, Jr. For For Mgmt
1g Elect Director David S. Taylor For For Mgmt
1h Elect Director Margaret C. Whitman For For Mgmt
1i Elect Director Patricia A. Woertz For For Mgmt
1j Elect Director Ernesto Zedillo For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Report on Consistency Between Corporate Values and Against Against ShrHlder
Political Activities
5 Report on Application of Company Non-Discrimination Against Against ShrHlder
Policies in States with Pro-Discrimination Laws
MEETING DATE COMPANY TICKER SECURITY ID
11/01/16 Sprint Corporation S 85207U105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gordon Bethune For Withhold Mgmt
1.2 Elect Director Marcelo Claure For For Mgmt
1.3 Elect Director Ronald Fisher For Withhold Mgmt
1.4 Elect Director Julius Genachowski For For Mgmt
1.5 Elect Director Michael Mullen For Withhold Mgmt
1.6 Elect Director Masayoshi Son For For Mgmt
1.7 Elect Director Sara Martinez Tucker For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
4 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/14/16 AutoZone, Inc. AZO 053332102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Douglas H. Brooks For For Mgmt
1.2 Elect Director Linda A. Goodspeed For For Mgmt
1.3 Elect Director Sue E. Gove For For Mgmt
1.4 Elect Director Earl G. Graves, Jr. For For Mgmt
1.5 Elect Director Enderson Guimaraes For For Mgmt
1.6 Elect Director J. R. Hyde, III For For Mgmt
1.7 Elect Director D. Bryan Jordan For For Mgmt
1.8 Elect Director W. Andrew McKenna For For Mgmt
1.9 Elect Director George R. Mrkonic, Jr. For For Mgmt
1.10 Elect Director Luis P. Nieto For For Mgmt
1.11 Elect Director William C. Rhodes, III For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Amend Nonqualified Employee Stock Purchase Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
MEETING DATE COMPANY TICKER SECURITY ID
12/15/16 United Natural Foods, Inc. UNFI 911163103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Eric F. Artz For For Mgmt
1b Elect Director Ann Torre Bates For For Mgmt
1c Elect Director Denise M. Clark For For Mgmt
1d Elect Director Daphne J. Dufresne For For Mgmt
1e Elect Director Michael S. Funk For For Mgmt
1f Elect Director James P. Heffernan For For Mgmt
1g Elect Director Peter A. Roy For For Mgmt
1h Elect Director Steven L. Spinner For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Proxy Access Against For ShrHlder
-1-
MEETING DATE COMPANY TICKER SECURITY ID
01/23/17 Meta Financial Group, Inc. CASH 59100U108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Douglas J. Hajek For For Mgmt
1.2 Elect Director Kendall E. Stork For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
MEETING DATE COMPANY TICKER SECURITY ID
01/26/17 Walgreens Boots Alliance, Inc. WBA 931427108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Janice M. Babiak For For Mgmt
1b Elect Director David J. Brailer For For Mgmt
1c Elect Director William C. Foote For For Mgmt
1d Elect Director Ginger L. Graham For For Mgmt
1e Elect Director John A. Lederer For For Mgmt
1f Elect Director Dominic P. Murphy For For Mgmt
1g Elect Director Stefano Pessina For For Mgmt
1h Elect Director Leonard D. Schaeffer For For Mgmt
1i Elect Director Nancy M. Schlichting For For Mgmt
1j Elect Director James A. Skinner For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Proxy Access Against For ShrHlder
6 Approve Report on Executive Pay & Sustainability Against For ShrHlder
Performance
MEETING DATE COMPANY TICKER SECURITY ID
02/09/17 Tyson Foods, Inc. TSN 902494103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director John Tyson For For Mgmt
1b Elect Director Gaurdie E. Banister, Jr. For For Mgmt
1c Elect Director Mike Beebe For For Mgmt
1d Elect Director Mikel A. Durham For For Mgmt
1e Elect Director Tom Hayes For For Mgmt
1f Elect Director Kevin M. McNamara For For Mgmt
1g Elect Director Cheryl S. Miller For For Mgmt
1h Elect Director Brad T. Sauer For For Mgmt
1i Elect Director Jeffrey K. Schomburger For For Mgmt
1j Elect Director Robert Thurber For For Mgmt
1k Elect Director Barbara A. Tyson For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Board Diversity Against Against ShrHlder
7 Proxy Access Against For ShrHlder
8 Implement a Water Quality Stewardship Policy Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
02/10/17 Accenture plc ACN G1151C101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Jaime Ardila For For Mgmt
1b Elect Director Charles H. Giancarlo For For Mgmt
1c Elect Director Herbert Hainer For For Mgmt
1d Elect Director William L. Kimsey For For Mgmt
1e Elect Director Marjorie Magner For For Mgmt
1f Elect Director Nancy McKinstry For For Mgmt
1g Elect Director Pierre Nanterme For For Mgmt
1h Elect Director Gilles C. Pelisson For For Mgmt
1i Elect Director Paula A. Price For For Mgmt
1j Elect Director Arun Sarin For For Mgmt
1k Elect Director Frank K. Tang For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve KPMG LLP as Auditors and Authorize Board to Fix For For Mgmt
Their Remuneration
5 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
with Preemptive Rights
6 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights
7 Determine the Price Range at which Accenture Plc can For For Mgmt
Re-issue Shares that it Acquires as Treasury Stock
MEETING DATE COMPANY TICKER SECURITY ID
02/28/17 Apple Inc. AAPL 037833100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James Bell For For Mgmt
1.2 Elect Director Tim Cook For For Mgmt
1.3 Elect Director Al Gore For For Mgmt
1.4 Elect Director Bob Iger For For Mgmt
1.5 Elect Director Andrea Jung For For Mgmt
1.6 Elect Director Art Levinson For For Mgmt
1.7 Elect Director Ron Sugar For For Mgmt
1.8 Elect Director Sue Wagner For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Disclose Charitable Contributions Against Against ShrHlder
6 Adopt Policy to Increase Diversity of Senior Management Against Against ShrHlder
and Board of Directors
7 Proxy Access Amendments Against For ShrHlder
8 Engage Outside Independent Experts for Compensation Against Against ShrHlder
Reforms
9 Adopt Share Retention Policy For Senior Executives Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
03/01/17 Helmerich & Payne, Inc. HP 423452101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Randy A. Foutch For For Mgmt
1b Elect Director Hans Helmerich For For Mgmt
1c Elect Director John W. Lindsay For For Mgmt
1d Elect Director Paula Marshall For Against Mgmt
1e Elect Director Thomas A. Petrie For For Mgmt
1f Elect Director Donald F. Robillard, Jr. For For Mgmt
1g Elect Director Edward B. Rust, Jr. For For Mgmt
1h Elect Director John D. Zeglis For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/07/17 QUALCOMM Incorporated QCOM 747525103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Barbara T. Alexander For For Mgmt
1b Elect Director Jeffrey W. Henderson For For Mgmt
1c Elect Director Thomas W. Horton For For Mgmt
1d Elect Director Paul E. Jacobs For For Mgmt
1e Elect Director Ann M. Livermore For For Mgmt
1f Elect Director Harish Manwani For For Mgmt
1g Elect Director Mark D. McLaughlin For For Mgmt
1h Elect Director Steve Mollenkopf For For Mgmt
1i Elect Director Clark T. "Sandy" Randt, Jr. For For Mgmt
1j Elect Director Francisco Ros For For Mgmt
1k Elect Director Anthony J. Vinciquerra For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Proxy Access Amendments Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
03/16/17 CenturyLink, Inc. CTL 156700106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Issue Shares in Connection with Merger For For Mgmt
2 Adjourn Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/21/17 SYNNEX Corporation SNX 87162W100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Dwight Steffensen For For Mgmt
1.2 Elect Director Kevin Murai For For Mgmt
1.3 Elect Director Fred Breidenbach For For Mgmt
1.4 Elect Director Hau Lee For For Mgmt
1.5 Elect Director Matthew Miau For Withhold Mgmt
1.6 Elect Director Dennis Polk For For Mgmt
1.7 Elect Director Gregory Quesnel For For Mgmt
1.8 Elect Director Ann Vezina For For Mgmt
1.9 Elect Director Thomas Wurster For For Mgmt
1.10 Elect Director Duane Zitzner For For Mgmt
1.11 Elect Director Andrea Zulberti For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
-2-
MEETING DATE COMPANY TICKER SECURITY ID
04/05/17 Carnival Corporation CCL 143658300
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Re-elect Micky Arison as a Director of Carnival For For Mgmt
Corporation and as a Director of Carnival plc.
2 Re-elect Jonathon Band as a Director of Carnival For For Mgmt
Corporation and as a Director of Carnival plc.
3 Elect Helen Deeble as a Director of Carnival Corporation For For Mgmt
and as a Director of Carnival plc.
4 Re-elect Arnold W. Donald as a Director of Carnival For For Mgmt
Corporation and as a Director of Carnival plc.
5 Re-elect Richard J. Glasier as a Director of Carnival For For Mgmt
Corporation and as a Director of Carnival plc.
6 Re-elect Debra Kelly-Ennis as a Director of Carnival For For Mgmt
Corporation and as a Director of Carnival plc.
7 Re-elect John Parker as a Director of Carnival For For Mgmt
Corporation and as a Director of Carnival plc.
8 Re-elect Stuart Subotnick as a Director of Carnival For For Mgmt
Corporation and as a Director of Carnival plc.
9 Re-elect Laura Weil as a Director of Carnival Corporation For For Mgmt
and as a Director of Carnival plc.
10 Re-elect Randall J. Weisenburger as a Director of For For Mgmt
Carnival Corporation and as a Director of Carnival plc.
11 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
13 Approve Directors' Remuneration Report (in accordance For For Mgmt
with legal requirements applicable to UK companies)
14 Approve Remuneration Policy set out in Section B of Part For For Mgmt
II of the Carnival plc Directors' Remuneration Report (in
accordance with legal requirements applicable to UK
companies).
15 Reappoint the UK firm of PricewaterhouseCoopers LLP as For For Mgmt
independent auditors for Carnival plc and ratify the U.S.
firm of PricewaterhouseCoopers LLP as the independent
registered certified public accounting firm for Carnival
Corporation.
16 Authorize the Audit Committee of Carnival plc to agree For For Mgmt
the remuneration of the independent auditors of Carnival
plc.
17 Receive the UK Accounts and Reports of the Directors and For For Mgmt
Auditors of Carnival plc for the year ended November 30,
2016 (in accordance with legal requirements applicable to
UK companies).
18 Authorize Issue of Equity with Pre-emptive Rights For For Mgmt
19 Authorize Issue of Equity without Pre-emptive Rights For For Mgmt
20 Authorize Share Repurchase Program For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/17/17 HP Inc. HPQ 40434L105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Aida M. Alvarez For For Mgmt
1b Elect Director Shumeet Banerji For For Mgmt
1c Elect Director Carl Bass For For Mgmt
1d Elect Director Robert R. Bennett For For Mgmt
1e Elect Director Charles V. Bergh For For Mgmt
1f Elect Director Stacy Brown-Philpot For For Mgmt
1g Elect Director Stephanie A. Burns For For Mgmt
1h Elect Director Mary Anne Citrino For For Mgmt
1i Elect Director Stacey Mobley For For Mgmt
1j Elect Director Subra Suresh For For Mgmt
1k Elect Director Dion J. Weisler For For Mgmt
1l Elect Director Margaret C. Whitman For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/18/17 Fifth Third Bancorp FITB 316773100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Nicholas K. Akins For For Mgmt
1.2 Elect Director B. Evan Bayh, III For For Mgmt
1.3 Elect Director Jorge L. Benitez For For Mgmt
1.4 Elect Director Katherine B. Blackburn For For Mgmt
1.5 Elect Director Jerry W. Burris For For Mgmt
1.6 Elect Director Emerson L. Brumback For For Mgmt
1.7 Elect Director Greg D. Carmichael For For Mgmt
1.8 Elect Director Gary R. Heminger For For Mgmt
1.9 Elect Director Jewell D. Hoover For For Mgmt
1.10 Elect Director Eileen A. Mallesch For For Mgmt
1.11 Elect Director Michael B. McCallister For For Mgmt
1.12 Elect Director Marsha C. Williams For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Regions Financial Corporation RF 7591EP100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Carolyn H. Byrd For For Mgmt
1b Elect Director David J. Cooper, Sr. For For Mgmt
1c Elect Director Don DeFosset For For Mgmt
1d Elect Director Samuel A. Di Piazza, Jr. For For Mgmt
1e Elect Director Eric C. Fast For For Mgmt
1f Elect Director O. B. Grayson Hall, Jr. For For Mgmt
1g Elect Director John D. Johns For For Mgmt
1h Elect Director Ruth Ann Marshall For For Mgmt
1i Elect Director Susan W. Matlock For For Mgmt
1j Elect Director John E. Maupin, Jr. For For Mgmt
1k Elect Director Charles D. McCrary For For Mgmt
1l Elect Director James T. Prokopanko For For Mgmt
1m Elect Director Lee J. Styslinger, III For For Mgmt
1n Elect Director Jose S. Suquet For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Texas Instruments Incorporated TXN 882508104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ralph W. Babb, Jr. For For Mgmt
1b Elect Director Mark A. Blinn For For Mgmt
1c Elect Director Todd M. Bluedorn For For Mgmt
1d Elect Director Daniel A. Carp For For Mgmt
1e Elect Director Janet F. Clark For For Mgmt
1f Elect Director Carrie S. Cox For For Mgmt
1g Elect Director Jean M. Hobby For For Mgmt
1h Elect Director Ronald Kirk For For Mgmt
1i Elect Director Pamela H. Patsley For For Mgmt
1j Elect Director Robert E. Sanchez For For Mgmt
1k Elect Director Wayne R. Sanders For For Mgmt
1l Elect Director Richard K. Templeton For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Shire plc SHP G8124V108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Re-elect Dominic Blakemore as Director For For Mgmt
4 Re-elect Olivier Bohuon as Director For For Mgmt
5 Re-elect William Burns as Director For For Mgmt
6 Elect Ian Clark as Director For For Mgmt
7 Elect Gail Fosler as Director For For Mgmt
8 Re-elect Steven Gillis as Director For For Mgmt
9 Re-elect David Ginsburg as Director For For Mgmt
10 Re-elect Susan Kilsby as Director For For Mgmt
11 Re-elect Sara Mathew as Director For For Mgmt
12 Re-elect Anne Minto as Director For For Mgmt
13 Re-elect Flemming Ornskov as Director For For Mgmt
14 Re-elect Jeffrey Poulton as Director For For Mgmt
15 Elect Albert Stroucken as Director For For Mgmt
16 Reappoint Deloitte LLP as Auditors For For Mgmt
17 Authorise the Audit, Compliance & Risk Committee to Fix For For Mgmt
Remuneration of Auditors
18 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
19 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary Shares For For Mgmt
22 Adopt New Articles of Association For For Mgmt
23 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Marathon Petroleum Corporation MPC 56585A102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Steven A. Davis For For Mgmt
1b Elect Director Gary R. Heminger For For Mgmt
1c Elect Director J. Michael Stice For For Mgmt
1d Elect Director John P. Surma For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Amend Omnibus Stock Plan For For Mgmt
5 Report on Environmental and Human Rights Due Diligence Against For ShrHlder
6 Report on Strategy for Aligning with 2 Degree Scenario Against For ShrHlder
7 Adopt Simple Majority Vote Against For ShrHlder
-3-
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Spirit AeroSystems Holdings, Inc. SPR 848574109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Charles L. Chadwell For For Mgmt
1.2 Elect Director Irene M. Esteves For For Mgmt
1.3 Elect Director Paul Fulchino For For Mgmt
1.4 Elect Director Thomas C. Gentile, III For For Mgmt
1.5 Elect Director Richard Gephardt For For Mgmt
1.6 Elect Director Robert Johnson For For Mgmt
1.7 Elect Director Ronald T. Kadish For For Mgmt
1.8 Elect Director John L. Plueger For For Mgmt
1.9 Elect Director Francis Raborn For For Mgmt
2 Eliminate Class of Common Stock For For Mgmt
3 Approve Qualified Employee Stock Purchase Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Unilever NV UNA N8981F271
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Discussion of the Annual Report and Accounts for the 2016 Mgmt
financial year
2 Approve Financial Statements and Allocation of Income For For Mgmt
3 Approve Discharge of Executive Board Members For For Mgmt
4 Approve Discharge of Non-Executive Board Members For For Mgmt
5 Approve Remuneration Policy for Management Board Members For For Mgmt
6 Approve Unilever Share Plan 2017 For For Mgmt
7 Elect N.S. Andersen as Non-Executive Board Member For For Mgmt
8 Elect L.M. Cha as Non-Executive Board Member For For Mgmt
9 Elect V. Colao as Non-Executive Board Member For For Mgmt
10 Elect M Dekkers as Non-Executive Board Member For For Mgmt
11 Elect A.M. Fudge as Non-Executive Board Member For For Mgmt
12 Elect J. Hartmann as Non-Executive Board Member For For Mgmt
13 Elect M. Ma as Non-Executive Board Member For For Mgmt
14 Elect S Masiyiwa as Non-Executive Board Member For For Mgmt
15 Elect Y.Moon as Non-Executive Board Member For For Mgmt
16 Elect G. Pitkethly as Executive Board Member For For Mgmt
17 Elect P.G.J.M. Polman as Executive Board Member For For Mgmt
18 Elect J. Rishton as Non-Executive Board Member For For Mgmt
19 Elect F. Sijbesma as Non-Executive Board Member For For Mgmt
20 Ratify KPMG as Auditors For For Mgmt
21 Grant Board Authority to Issue Shares Up To 10 Percent of For For Mgmt
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger
22 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
23 Approve Cancellation of Repurchased Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Citizens Financial Group, Inc. CFG 174610105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Bruce Van Saun For For Mgmt
1.2 Elect Director Mark Casady For For Mgmt
1.3 Elect Director Christine M. Cumming For For Mgmt
1.4 Elect Director Anthony Di Iorio For For Mgmt
1.5 Elect Director William P. Hankowsky For For Mgmt
1.6 Elect Director Howard W. Hanna, III For For Mgmt
1.7 Elect Director Leo I. "Lee" Higdon For For Mgmt
1.8 Elect Director Charles J. "Bud" Koch For For Mgmt
1.9 Elect Director Arthur F. Ryan For For Mgmt
1.10 Elect Director Shivan S. Subramaniam For For Mgmt
1.11 Elect Director Wendy A. Watson For For Mgmt
1.12 Elect Director Marita Zuraitis For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Johnson & Johnson JNJ 478160104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Mary C. Beckerle For For Mgmt
1b Elect Director D. Scott Davis For For Mgmt
1c Elect Director Ian E. L. Davis For For Mgmt
1d Elect Director Alex Gorsky For For Mgmt
1e Elect Director Mark B. McClellan For For Mgmt
1f Elect Director Anne M. Mulcahy For For Mgmt
1g Elect Director William D. Perez For For Mgmt
1h Elect Director Charles Prince For For Mgmt
1i Elect Director A. Eugene Washington For For Mgmt
1j Elect Director Ronald A. Williams For For Mgmt
2 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
6 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Pfizer Inc. PFE 717081103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Dennis A. Ausiello For For Mgmt
1.2 Elect Director Ronald E. Blaylock For For Mgmt
1.3 Elect Director W. Don Cornwell For For Mgmt
1.4 Elect Director Joseph J. Echevarria For For Mgmt
1.5 Elect Director Frances D. Fergusson For For Mgmt
1.6 Elect Director Helen H. Hobbs For For Mgmt
1.7 Elect Director James M. Kilts For For Mgmt
1.8 Elect Director Shantanu Narayen For For Mgmt
1.9 Elect Director Suzanne Nora Johnson For For Mgmt
1.10 Elect Director Ian C. Read For For Mgmt
1.11 Elect Director Stephen W. Sanger For For Mgmt
1.12 Elect Director James C. Smith For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Adopt Holy Land Principles Against Against ShrHlder
6 Amend Bylaws - Call Special Meetings Against For ShrHlder
7 Require Independent Board Chairman Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/01/17 Trinity Industries, Inc. TRN 896522109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John L. Adams For For Mgmt
1.2 Elect Director Rhys J. Best For For Mgmt
1.3 Elect Director David W. Biegler For For Mgmt
1.4 Elect Director Antonio Carrillo For For Mgmt
1.5 Elect Director Leldon E. Echols For For Mgmt
1.6 Elect Director Ronald J. Gafford For For Mgmt
1.7 Elect Director Adrian Lajous For For Mgmt
1.8 Elect Director Charles W. Matthews For For Mgmt
1.9 Elect Director Douglas L. Rock For For Mgmt
1.10 Elect Director Dunia A. Shive For For Mgmt
1.11 Elect Director Timothy R. Wallace For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/02/17 ArcBest Corporation ARCB 03937C105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Eduardo F. Conrado For For Mgmt
1.2 Elect Director Stephen E. Gorman For For Mgmt
1.3 Elect Director Michael P. Hogan For For Mgmt
1.4 Elect Director William M. Legg For For Mgmt
1.5 Elect Director Kathleen D. McElligott For For Mgmt
1.6 Elect Director Judy R. McReynolds For For Mgmt
1.7 Elect Director Craig E. Philip For For Mgmt
1.8 Elect Director Steven L. Spinner For For Mgmt
1.9 Elect Director Janice E. Stipp For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/02/17 Capella Education Company CPLA 139594105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Rita D. Brogley For For Mgmt
1.2 Elect Director H. James Dallas For For Mgmt
1.3 Elect Director Matthew W. Ferguson For For Mgmt
1.4 Elect Director J. Kevin Gilligan For For Mgmt
1.5 Elect Director Michael A. Linton For For Mgmt
1.6 Elect Director Michael L. Lomax For For Mgmt
1.7 Elect Director Jody G. Miller For For Mgmt
1.8 Elect Director David W. Smith For For Mgmt
1.9 Elect Director Jeffrey W. Taylor For For Mgmt
1.10 Elect Director Darrell R. Tukua For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Adopt Majority Voting for Uncontested Election of For For Mgmt
Directors
-4-
MEETING DATE COMPANY TICKER SECURITY ID
05/02/17 Deluxe Corporation DLX 248019101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ronald C. Baldwin For For Mgmt
1.2 Elect Director Cheryl E. Mayberry McKissack For For Mgmt
1.3 Elect Director Don J. McGrath For For Mgmt
1.4 Elect Director Neil J. Metviner For For Mgmt
1.5 Elect Director Stephen P. Nachtsheim For For Mgmt
1.6 Elect Director Thomas J. Reddin For For Mgmt
1.7 Elect Director Martyn R. Redgrave For For Mgmt
1.8 Elect Director Lee J. Schram For For Mgmt
1.9 Elect Director John L. Stauch For For Mgmt
1.10 Elect Director Victoria A. Treyger For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/02/17 Strayer Education, Inc. STRA 863236105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert S. Silberman For For Mgmt
1.2 Elect Director John T. Casteen, III For For Mgmt
1.3 Elect Director Charlotte F. Beason For For Mgmt
1.4 Elect Director William E. Brock For For Mgmt
1.5 Elect Director Nathaniel C. Fick For For Mgmt
1.6 Elect Director Robert R. Grusky For For Mgmt
1.7 Elect Director Karl McDonnell For For Mgmt
1.8 Elect Director Todd A. Milano For For Mgmt
1.9 Elect Director G. Thomas Waite, III For For Mgmt
1.10 Elect Director J. David Wargo For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Huntington Ingalls Industries, Inc. HII 446413106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Augustus L. Collins For For Mgmt
1.2 Elect Director Kirkland H. Donald For For Mgmt
1.3 Elect Director Thomas B. Fargo For For Mgmt
1.4 Elect Director Victoria D. Harker For For Mgmt
1.5 Elect Director Anastasia D. Kelly For For Mgmt
1.6 Elect Director Thomas C. Schievelbein For For Mgmt
1.7 Elect Director John K. Welch For For Mgmt
1.8 Elect Director Stephen R. Wilson For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Amend Bundled Compensation Plans For For Mgmt
5 Amend Proxy Access Right Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Valero Energy Corporation VLO 91913Y100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director H. Paulett Eberhart For For Mgmt
1b Elect Director Joseph W. Gorder For For Mgmt
1c Elect Director Kimberly S. Greene For For Mgmt
1d Elect Director Deborah P. Majoras For For Mgmt
1e Elect Director Donald L. Nickles For For Mgmt
1f Elect Director Philip J. Pfeiffer For For Mgmt
1g Elect Director Robert A. Profusek For For Mgmt
1h Elect Director Susan Kaufman Purcell For For Mgmt
1i Elect Director Stephen M. Waters For For Mgmt
1j Elect Director Randall J. Weisenburger For For Mgmt
1k Elect Director Rayford Wilkins, Jr. For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Capital One Financial Corporation COF 14040H105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Richard D. Fairbank For For Mgmt
1B Elect Director Ann Fritz Hackett For For Mgmt
1C Elect Director Lewis Hay, III For For Mgmt
1D Elect Director Benjamin P. Jenkins, III For For Mgmt
1E Elect Director Peter Thomas Killalea For For Mgmt
1F Elect Director Pierre E. Leroy For For Mgmt
1G Elect Director Peter E. Raskind For For Mgmt
1H Elect Director Mayo A. Shattuck, III For For Mgmt
1I Elect Director Bradford H. Warner For For Mgmt
1J Elect Director Catherine G. West For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Nonqualified Employee Stock Purchase Plan For For Mgmt
6 Provide Right to Act by Written Consent Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Rogers Corporation ROG 775133101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Keith L. Barnes For For Mgmt
1.2 Elect Director Michael F. Barry For For Mgmt
1.3 Elect Director Bruce D. Hoechner For For Mgmt
1.4 Elect Director Carol R. Jensen For For Mgmt
1.5 Elect Director Ganesh Moorthy For For Mgmt
1.6 Elect Director Helene Simonet For For Mgmt
1.7 Elect Director Peter C. Wallace For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 SunCoke Energy, Inc. SXC 86722A103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Peter B. Hamilton For For Mgmt
1b Elect Director James E. Sweetnam For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 United Parcel Service, Inc. UPS 911312106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David P. Abney For For Mgmt
1b Elect Director Rodney C. Adkins For For Mgmt
1c Elect Director Michael J. Burns For For Mgmt
1d Elect Director William R. Johnson For For Mgmt
1e Elect Director Candace Kendle For For Mgmt
1f Elect Director Ann M. Livermore For For Mgmt
1g Elect Director Rudy H.P. Markham For For Mgmt
1h Elect Director Franck J. Moison For For Mgmt
1i Elect Director Clark "Sandy" T. Randt, Jr. For For Mgmt
1j Elect Director John T. Stankey For For Mgmt
1k Elect Director Carol B. Tome For For Mgmt
1l Elect Director Kevin M. Warsh For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Approve Recapitalization Plan for all Stock to Have Against For ShrHlder
One-vote per Share
7 Adopt Holy Land Principles Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 AbbVie Inc. ABBV 00287Y109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert J. Alpern For For Mgmt
1.2 Elect Director Edward M. Liddy For For Mgmt
1.3 Elect Director Melody B. Meyer For For Mgmt
1.4 Elect Director Frederick H. Waddell For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Declassify the Board of Directors For For Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Require Independent Board Chairman Against Against ShrHlder
-5-
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 Barnes Group Inc. B 067806109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas O. Barnes For For Mgmt
1.2 Elect Director Elijah K. Barnes For For Mgmt
1.3 Elect Director Gary G. Benanav For For Mgmt
1.4 Elect Director Patrick J. Dempsey For For Mgmt
1.5 Elect Director Thomas J. Hook For For Mgmt
1.6 Elect Director Mylle H. Mangum For For Mgmt
1.7 Elect Director Hans-Peter Manner For For Mgmt
1.8 Elect Director Hassell H. McClellan For For Mgmt
1.9 Elect Director William J. Morgan For For Mgmt
1.10 Elect Director Anthony V. Nicolosi For For Mgmt
1.11 Elect Director JoAnna L. Sohovich For For Mgmt
2 Provide Proxy Access Right For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 CIT Group Inc. CIT 125581801
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ellen R. Alemany For For Mgmt
1b Elect Director Michael L. Brosnan For For Mgmt
1c Elect Director Michael A. Carpenter For For Mgmt
1d Elect Director Dorene C. Dominguez For For Mgmt
1e Elect Director Alan Frank For For Mgmt
1f Elect Director William M. Freeman For For Mgmt
1g Elect Director R. Brad Oates For For Mgmt
1h Elect Director Marianne Miller Parrs For For Mgmt
1i Elect Director Gerald Rosenfeld For For Mgmt
1j Elect Director John R. Ryan For For Mgmt
1k Elect Director Sheila A. Stamps For For Mgmt
1l Elect Director Laura S. Unger For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 Cummins Inc. CMI 231021106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director N. Thomas Linebarger For For Mgmt
2 Elect Director Robert J. Bernhard For Against Mgmt
3 Elect Director Franklin R. Chang Diaz For Against Mgmt
4 Elect Director Bruno V. Di Leo Allen For Against Mgmt
5 Elect Director Stephen B. Dobbs For Against Mgmt
6 Elect Director Robert K. Herdman For Against Mgmt
7 Elect Director Alexis M. Herman For Against Mgmt
8 Elect Director Thomas J. Lynch For Against Mgmt
9 Elect Director William I. Miller For Against Mgmt
10 Elect Director Georgia R. Nelson For Against Mgmt
11 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
13 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
14 Amend Omnibus Stock Plan For For Mgmt
15 Provide Proxy Access Right For For Mgmt
16 Amend Proxy Access Right Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 Scripps Networks Interactive, Inc. SNI 811065101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jarl Mohn For Withhold Mgmt
1.2 Elect Director Nicholas B. Paumgarten For For Mgmt
1.3 Elect Director Jeffrey Sagansky For For Mgmt
1.4 Elect Director Ronald W. Tysoe For Withhold Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 CVS Health Corporation CVS 126650100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Richard M. Bracken For For Mgmt
1b Elect Director C. David Brown, II For For Mgmt
1c Elect Director Alecia A. DeCoudreaux For For Mgmt
1d Elect Director Nancy-Ann M. DeParle For For Mgmt
1e Elect Director David W. Dorman For For Mgmt
1f Elect Director Anne M. Finucane For Against Mgmt
1g Elect Director Larry J. Merlo For For Mgmt
1h Elect Director Jean-Pierre Millon For For Mgmt
1i Elect Director Mary L. Schapiro For For Mgmt
1j Elect Director Richard J. Swift For For Mgmt
1k Elect Director William C. Weldon For For Mgmt
1l Elect Director Tony L. White For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Reduce Ownership Threshold for Shareholders to Call Against For ShrHlder
Special Meeting
7 Report on Pay Disparity Against Against ShrHlder
8 Adopt Quantitative Renewable Energy Goals Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Kohl's Corporation KSS 500255104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Peter Boneparth For For Mgmt
1b Elect Director Steven A. Burd For For Mgmt
1c Elect Director Kevin Mansell For For Mgmt
1d Elect Director Jonas Prising For For Mgmt
1e Elect Director John E. Schlifske For For Mgmt
1f Elect Director Adrianne Shapira For For Mgmt
1g Elect Director Frank V. Sica For For Mgmt
1h Elect Director Stephanie A. Streeter For For Mgmt
1i Elect Director Nina G. Vaca For For Mgmt
1j Elect Director Stephen E. Watson For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Require Independent Board Chairman Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 SAP SE SAP D66992104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Mgmt
Fiscal 2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.25 For For Mgmt
per Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For Against Mgmt
5 Ratify KPMG AG as Auditors for Fiscal 2017 For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 SolarEdge Technologies, Inc. SEDG 83417M104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Tal Payne For Against Mgmt
1b Elect Director Marcel Gani For Against Mgmt
2 Ratify Kost Forer Gabbay & Kasierer as Auditors For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Corporate Office Properties Trust OFC 22002T108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Thomas F. Brady For For Mgmt
1b Elect Director Stephen E. Budorick For For Mgmt
1c Elect Director Robert L. Denton, Sr. For For Mgmt
1d Elect Director Philip L. Hawkins For For Mgmt
1e Elect Director Elizabeth A. Hight For For Mgmt
1f Elect Director David M. Jacobstein For For Mgmt
1g Elect Director Steven D. Kesler For For Mgmt
1h Elect Director C. Taylor Pickett For For Mgmt
1i Elect Director Richard Szafranski For For Mgmt
2 Amend Declaration of Trust For For Mgmt
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
6 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Express Scripts Holding Company ESRX 30219G108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Maura C. Breen For For Mgmt
1b Elect Director William J. DeLaney For For Mgmt
1c Elect Director Elder Granger For For Mgmt
1d Elect Director Nicholas J. LaHowchic For For Mgmt
1e Elect Director Thomas P. Mac Mahon For For Mgmt
1f Elect Director Frank Mergenthaler For For Mgmt
1g Elect Director Woodrow A. Myers, Jr. For For Mgmt
1h Elect Director Roderick A. Palmore For For Mgmt
1i Elect Director George Paz For For Mgmt
1j Elect Director William L. Roper For For Mgmt
1k Elect Director Seymour Sternberg For For Mgmt
1l Elect Director Timothy Wentworth For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Independent Board Chairman Against For ShrHlder
6 Report on Gender Pay Gap Against Against ShrHlder
-6-
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Laboratory Corporation of America Holdings LH 50540R409
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Kerrii B. Anderson For For Mgmt
1b Elect Director Jean-Luc Belingard For For Mgmt
1c Elect Director D. Gary Gilliland For For Mgmt
1d Elect Director David P. King For For Mgmt
1e Elect Director Garheng Kong For For Mgmt
1f Elect Director Robert E. Mittelstaedt, Jr. For For Mgmt
1g Elect Director Peter M. Neupert For For Mgmt
1h Elect Director Richelle P. Parham For For Mgmt
1i Elect Director Adam H. Schechter For For Mgmt
1j Elect Director R. Sanders Williams For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Report on Zika Virus Controls for Primates and Employees Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Norfolk Southern Corporation NSC 655844108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas D. Bell, Jr. For For Mgmt
1.2 Elect Director Erskine B. Bowles For For Mgmt
1.3 Elect Director Robert A. Bradway - Withdrawn Mgmt
1.4 Elect Director Wesley G. Bush For For Mgmt
1.5 Elect Director Daniel A. Carp For For Mgmt
1.6 Elect Director Mitchell E. Daniels, Jr. For For Mgmt
1.7 Elect Director Marcela E. Donadio For For Mgmt
1.8 Elect Director Steven F. Leer For For Mgmt
1.9 Elect Director Michael D. Lockhart For For Mgmt
1.10 Elect Director Amy E. Miles For For Mgmt
1.11 Elect Director Martin H. Nesbitt For For Mgmt
1.12 Elect Director James A. Squires For For Mgmt
1.13 Elect Director John R. Thompson For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Nucor Corporation NUE 670346105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Patrick J. Dempsey For For Mgmt
1.2 Elect Director John J. Ferriola For For Mgmt
1.3 Elect Director Gregory J. Hayes For For Mgmt
1.4 Elect Director Victoria F. Haynes For For Mgmt
1.5 Elect Director Bernard L. Kasriel For For Mgmt
1.6 Elect Director Christopher J. Kearney For For Mgmt
1.7 Elect Director Laurette T. Koellner For For Mgmt
1.8 Elect Director John H. Walker For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Adopt Quantitative Compnay-Wide GHG Goals Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 The Dow Chemical Company DOW 260543103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ajay Banga For For Mgmt
1b Elect Director Jacqueline K. Barton For For Mgmt
1c Elect Director James A. Bell For For Mgmt
1d Elect Director Richard K. Davis For For Mgmt
1e Elect Director Jeff M. Fettig For For Mgmt
1f Elect Director Andrew N. Liveris For For Mgmt
1g Elect Director Mark Loughridge For For Mgmt
1h Elect Director Raymond J. Milchovich For For Mgmt
1i Elect Director Robert S. (Steve) Miller For For Mgmt
1j Elect Director Paul Polman For For Mgmt
1k Elect Director Dennis H. Reilley For For Mgmt
1l Elect Director James M. Ringler For For Mgmt
1m Elect Director Ruth G. Shaw For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 The Western Union Company WU 959802109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Martin I. Cole For For Mgmt
1b Elect Director Hikmet Ersek For For Mgmt
1c Elect Director Richard A. Goodman For For Mgmt
1d Elect Director Betsy D. Holden For For Mgmt
1e Elect Director Jeffrey A. Joerres For For Mgmt
1f Elect Director Roberto G. Mendoza For For Mgmt
1g Elect Director Michael A. Miles, Jr. For For Mgmt
1h Elect Director Robert W. Selander For For Mgmt
1i Elect Director Frances Fragos Townsend For For Mgmt
1j Elect Director Solomon D. Trujillo For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5 Report on Political Contributions Against For ShrHlder
6 Provide Right to Act by Written Consent Against For ShrHlder
7 Report on Company Non-Discrimination Policies in States Against Against ShrHlder
with Pro-Discrimination Laws
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 TTM Technologies, Inc. TTMI 87305R109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kenton K. Alder For For Mgmt
1.2 Elect Director Julie S. England For For Mgmt
1.3 Elect Director Philip G. Franklin For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Union Pacific Corporation UNP 907818108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Andrew H. Card, Jr. For For Mgmt
1b Elect Director Erroll B. Davis, Jr. For For Mgmt
1c Elect Director David B. Dillon For For Mgmt
1d Elect Director Lance M. Fritz For For Mgmt
1e Elect Director Deborah C. Hopkins For For Mgmt
1f Elect Director Jane H. Lute For For Mgmt
1g Elect Director Michael R. McCarthy For For Mgmt
1h Elect Director Michael W. McConnell For For Mgmt
1i Elect Director Thomas F. McLarty, III For For Mgmt
1j Elect Director Steven R. Rogel For For Mgmt
1k Elect Director Jose H. Villarreal For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/12/17 NewLink Genetics Corporation NLNK 651511107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Charles J. Link, Jr. For For Mgmt
1.2 Elect Director Paolo Pucci For For Mgmt
1.3 Elect Director Thomas A. Raffin For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
3 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 AdvancePierre Foods Holdings, Inc. APFH 00782L107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Neil F. Dimick *Withdrawn Resolution* Mgmt
1.2 Elect Director Stephen A. Kaplan For Withhold Mgmt
1.3 Elect Director Christopher D. Sliva For For Mgmt
2 Approve Qualified Employee Stock Purchase Plan For For Mgmt
3 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
-7-
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Concho Resources Inc. CXO 20605P101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Timothy A. Leach For For Mgmt
1.2 Elect Director William H. Easter, III For For Mgmt
1.3 Elect Director John P. Surma For For Mgmt
2 Ratify Grant Thornton LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Macquarie Infrastructure Corporation MIC 55608B105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Norman H. Brown, Jr. For For Mgmt
1b Elect Director George W. Carmany, III For For Mgmt
1c Elect Director Ronald Kirk For For Mgmt
1d Elect Director H.E. (Jack) Lentz For For Mgmt
1e Elect Director Ouma Sananikone For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Southwest Airlines Co. LUV 844741108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David W. Biegler For For Mgmt
1b Elect Director J. Veronica Biggins For For Mgmt
1c Elect Director Douglas H. Brooks For For Mgmt
1d Elect Director William H. Cunningham For For Mgmt
1e Elect Director John G. Denison For For Mgmt
1f Elect Director Thomas W. Gilligan For For Mgmt
1g Elect Director Gary C. Kelly For For Mgmt
1h Elect Director Grace D. Lieblein For For Mgmt
1i Elect Director Nancy B. Loeffler For For Mgmt
1j Elect Director John T. Montford For For Mgmt
1k Elect Director Ron Ricks For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Altria Group, Inc. MO 02209S103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gerald L. Baliles For For Mgmt
1.2 Elect Director Martin J. Barrington For For Mgmt
1.3 Elect Director John T. Casteen, III For For Mgmt
1.4 Elect Director Dinyar S. Devitre For For Mgmt
1.5 Elect Director Thomas F. Farrell, II For For Mgmt
1.6 Elect Director Debra J. Kelly-Ennis For For Mgmt
1.7 Elect Director W. Leo Kiely, III For For Mgmt
1.8 Elect Director Kathryn B. McQuade For For Mgmt
1.9 Elect Director George Munoz For For Mgmt
1.10 Elect Director Nabil Y. Sakkab For For Mgmt
1.11 Elect Director Virginia E. Shanks For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Cease Tobacco-Related Advertising Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Cooper-Standard Holdings Inc. CPS 21676P103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jeffrey S. Edwards For For Mgmt
1.2 Elect Director Sean O. Mahoney For For Mgmt
1.3 Elect Director David J. Mastrocola For For Mgmt
1.4 Elect Director Justin E. Mirro For For Mgmt
1.5 Elect Director Robert J. Remenar For For Mgmt
1.6 Elect Director Sonya F. Sepahban For For Mgmt
1.7 Elect Director Thomas W. Sidlik For For Mgmt
1.8 Elect Director Stephen A. Van Oss For For Mgmt
1.9 Elect Director Molly P. Zhang For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Gentex Corporation GNTX 371901109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Fred Bauer For For Mgmt
1.2 Elect Director Leslie Brown For For Mgmt
1.3 Elect Director Gary Goode For For Mgmt
1.4 Elect Director Pete Hoekstra For For Mgmt
1.5 Elect Director James Hollars For For Mgmt
1.6 Elect Director John Mulder For For Mgmt
1.7 Elect Director Richard Schaum For For Mgmt
1.8 Elect Director Frederick Sotok For For Mgmt
1.9 Elect Director James Wallace For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Lennox International Inc. LII 526107107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Janet K. Cooper For For Mgmt
1.2 Elect Director John W. Norris, III For For Mgmt
1.3 Elect Director Karen H. Quintos For For Mgmt
1.4 Elect Director Paul W. Schmidt For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Pioneer Natural Resources Company PXD 723787107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Edison C. Buchanan For For Mgmt
1.2 Elect Director Andrew F. Cates For For Mgmt
1.3 Elect Director Timothy L. Dove For For Mgmt
1.4 Elect Director Phillip A. Gobe For For Mgmt
1.5 Elect Director Larry R. Grillot For For Mgmt
1.6 Elect Director Stacy P. Methvin For For Mgmt
1.7 Elect Director Royce W. Mitchell For For Mgmt
1.8 Elect Director Frank A. Risch For For Mgmt
1.9 Elect Director Scott D. Sheffield For For Mgmt
1.10 Elect Director Mona K. Sutphen For For Mgmt
1.11 Elect Director J. Kenneth Thompson For For Mgmt
1.12 Elect Director Phoebe A. Wood For For Mgmt
1.13 Elect Director Michael D. Wortley For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Report on Annual Sustainability Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 SBA Communications Corporation SBAC 78410G104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Steven E. Bernstein For For Mgmt
1b Elect Director Duncan H. Cocroft For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 ServisFirst Bancshares, Inc. SFBS 81768T108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas A. Broughton, III For For Mgmt
1.2 Elect Director Stanley M. Brock For For Mgmt
1.3 Elect Director J. Richard Cashio For For Mgmt
1.4 Elect Director James J. Filler For For Mgmt
1.5 Elect Director Michael D. Fuller For For Mgmt
1.6 Elect Director Hatton C. V. Smith For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Dixon Hughes Goodman LLP as Auditors For For Mgmt
5 Require a Majority Vote for the Election of Directors Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Sierra Wireless, Inc. SW 826516106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gregory D. Aasen For For Mgmt
1.2 Elect Director Robin A. Abrams For For Mgmt
1.3 Elect Director Paul G. Cataford For For Mgmt
1.4 Elect Director Jason W. Cohenour For For Mgmt
1.5 Elect Director Charles E. Levine For For Mgmt
1.6 Elect Director Thomas Sieber For For Mgmt
1.7 Elect Director Kent P. Thexton For For Mgmt
2 Approve Ernst & Young LLP as Auditors and Authorize Board For For Mgmt
to Fix Their Remuneration
3 Re-approve Stock Option Plan For For Mgmt
4 Advisory Vote on Executive Compensation Approach For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 The Home Depot, Inc. HD 437076102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gerard J. Arpey For For Mgmt
1b Elect Director Ari Bousbib For For Mgmt
1c Elect Director Jeffery H. Boyd For For Mgmt
1d Elect Director Gregory D. Brenneman For For Mgmt
1e Elect Director J. Frank Brown For For Mgmt
1f Elect Director Albert P. Carey For For Mgmt
1g Elect Director Armando Codina For For Mgmt
1h Elect Director Helena B. Foulkes For For Mgmt
1i Elect Director Linda R. Gooden For For Mgmt
1j Elect Director Wayne M. Hewett For For Mgmt
1k Elect Director Karen L. Katen For For Mgmt
1l Elect Director Craig A. Menear For For Mgmt
1m Elect Director Mark Vadon For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Prepare Employment Diversity Report and Report on Against For ShrHlder
Diversity Policies
6 Adopt Proxy Statement Reporting on Political Against Against ShrHlder
Contributions and Advisory Vote
7 Amend Articles/Bylaws/Charter - Call Special Meetings Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Ventas, Inc. VTR 92276F100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Melody C. Barnes For For Mgmt
1b Elect Director Debra A. Cafaro For For Mgmt
1c Elect Director Jay M. Gellert For For Mgmt
1d Elect Director Richard I. Gilchrist For For Mgmt
1e Elect Director Matthew J. Lustig For For Mgmt
1f Elect Director Roxanne M. Martino For For Mgmt
1g Elect Director Walter C. Rakowich For For Mgmt
1h Elect Director Robert D. Reed For For Mgmt
1i Elect Director Glenn J. Rufrano For For Mgmt
1j Elect Director James D. Shelton For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
-8-
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Amazon.com, Inc. AMZN 023135106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Jeffrey P. Bezos For For Mgmt
1b Elect Director Tom A. Alberg For For Mgmt
1c Elect Director John Seely Brown For For Mgmt
1d Elect Director Jamie S. Gorelick For For Mgmt
1e Elect Director Daniel P. Huttenlocher For For Mgmt
1f Elect Director Judith A. McGrath For For Mgmt
1g Elect Director Jonathan J. Rubinstein For For Mgmt
1h Elect Director Thomas O. Ryder For For Mgmt
1i Elect Director Patricia Q. Stonesifer For For Mgmt
1j Elect Director Wendell P. Weeks For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
6 Report on Use of Criminal Background Checks in Hiring Against Against ShrHlder
7 Include Sustainability as a Performance Measure for Against Against ShrHlder
Senior Executive Compensation
8 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Merck & Co., Inc. MRK 58933Y105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Leslie A. Brun For For Mgmt
1b Elect Director Thomas R. Cech For For Mgmt
1c Elect Director Pamela J. Craig For For Mgmt
1d Elect Director Kenneth C. Frazier For For Mgmt
1e Elect Director Thomas H. Glocer For For Mgmt
1f Elect Director Rochelle B. Lazarus For For Mgmt
1g Elect Director John H. Noseworthy For For Mgmt
1h Elect Director Carlos E. Represas For For Mgmt
1i Elect Director Paul B. Rothman For For Mgmt
1j Elect Director Patricia F. Russo For For Mgmt
1k Elect Director Craig B. Thompson For For Mgmt
1l Elect Director Wendell P. Weeks For For Mgmt
1m Elect Director Peter C. Wendell For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Require Independent Board Chairman Against For ShrHlder
6 Adopt Holy Land Principles Against Against ShrHlder
7 Report on Risks of Doing Business in Conflict-Affected Against For ShrHlder
Areas
8 Report on Board Oversight of Product Safety and Quality Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 Builders FirstSource, Inc. BLDR 12008R107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Paul S. Levy For For Mgmt
1.2 Elect Director Cleveland A. Christophe For For Mgmt
1.3 Elect Director Craig A. Steinke For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 MaxLinear, Inc. MXL 57776J100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Theodore L. Tewksbury For For Mgmt
1.2 Elect Director Albert J. Moyer For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Grant Thornton LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 McDonald's Corporation MCD 580135101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Lloyd Dean For For Mgmt
1b Elect Director Stephen Easterbrook For For Mgmt
1c Elect Director Robert Eckert For For Mgmt
1d Elect Director Margaret Georgiadis For For Mgmt
1e Elect Director Enrique Hernandez, Jr. For For Mgmt
1f Elect Director Jeanne Jackson For For Mgmt
1g Elect Director Richard Lenny For For Mgmt
1h Elect Director John Mulligan For For Mgmt
1i Elect Director Sheila Penrose For For Mgmt
1j Elect Director John Rogers, Jr. For For Mgmt
1k Elect Director Miles White For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
6 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
7 Reduce Ownership Threshold for Shareholders to Call a Against For ShrHlder
Special Meeting
8 Issue New Series of Preferred Stock with the Right to Against Against ShrHlder
Elect own Director
9 Adopt Holy Land Principles Against Against ShrHlder
10 Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Against For ShrHlder
Meat Supply Chain
11 Assess Environmental Impact of Polystyrene Foam Cups Against For ShrHlder
12 Report on Charitable Contributions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 Tupperware Brands Corporation TUP 899896104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Catherine A. Bertini For For Mgmt
1.2 Elect Director Susan M. Cameron For For Mgmt
1.3 Elect Director Kriss Cloninger, III For For Mgmt
1.4 Elect Director Meg Crofton For For Mgmt
1.5 Elect Director E.V. (Rick) Goings For For Mgmt
1.6 Elect Director Angel R. Martinez For For Mgmt
1.7 Elect Director Antonio Monteiro de Castro For For Mgmt
1.8 Elect Director David R. Parker For For Mgmt
1.9 Elect Director Richard T. Riley For For Mgmt
1.10 Elect Director Joyce M. Roche For For Mgmt
1.11 Elect Director M. Anne Szostak For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Annaly Capital Management, Inc. NLY 035710409
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Francine J. Bovich For For Mgmt
1b Elect Director Jonathan D. Green For For Mgmt
1c Elect Director John H. Schaefer For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 Exxon Mobil Corporation XOM 30231G102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Susan K. Avery For For Mgmt
1.2 Elect Director Michael J. Boskin For For Mgmt
1.3 Elect Director Angela F. Braly For For Mgmt
1.4 Elect Director Ursula M. Burns For For Mgmt
1.5 Elect Director Henrietta H. Fore For For Mgmt
1.6 Elect Director Kenneth C. Frazier For For Mgmt
1.7 Elect Director Douglas R. Oberhelman For For Mgmt
1.8 Elect Director Samuel J. Palmisano For For Mgmt
1.9 Elect Director Steven S. Reinemund For For Mgmt
1.10 Elect Director William C. Weldon For For Mgmt
1.11 Elect Director Darren W. Woods For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Independent Board Chairman Against For ShrHlder
6 Require a Majority Vote for the Election of Directors Against For ShrHlder
7 Amend Bylaws -- Call Special Meetings Against For ShrHlder
8 Amend Bylaws to Prohibit Precatory Proposals Against Against ShrHlder
9 Disclose Percentage of Females at Each Percentile of Against Against ShrHlder
Compensation
10 Report on Lobbying Payments and Policy Against For ShrHlder
11 Increase Return of Capital to Shareholders in Light of Against Against ShrHlder
Climate Change Risks
12 Report on Climate Change Policies Against For ShrHlder
13 Report on Methane Emissions Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/01/17 Facebook, Inc. FB 30303M102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Marc L. Andreessen For For Mgmt
1.2 Elect Director Erskine B. Bowles For For Mgmt
1.3 Elect Director Susan D. Desmond-Hellmann For For Mgmt
1.4 Elect Director Reed Hastings For For Mgmt
1.5 Elect Director Jan Koum For Withhold Mgmt
1.6 Elect Director Sheryl K. Sandberg For Withhold Mgmt
1.7 Elect Director Peter A. Thiel For For Mgmt
1.8 Elect Director Mark Zuckerberg For Withhold Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Approve Recapitalization Plan for all Stock to Have Against For ShrHlder
One-vote per Share
4 Report on Lobbying Payments and Policy Against For ShrHlder
5 Report on Public Policy Issues Associated with Fake News Against Against ShrHlder
6 Gender Pay Gap Against For ShrHlder
7 Require Independent Board Chairman Against For ShrHlder
-9-
MEETING DATE COMPANY TICKER SECURITY ID
06/01/17 Masimo Corporation MASI 574795100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Steven J. Barker For For Mgmt
1.2 Elect Director Sanford Fitch For For Mgmt
2 Ratify Grant Thornton LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For Against Mgmt
6 Approve Executive Incentive Bonus Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/02/17 Lowe's Companies, Inc. LOW 548661107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Raul Alvarez For For Mgmt
1.2 Elect Director Angela F. Braly For For Mgmt
1.3 Elect Director Sandra B. Cochran For For Mgmt
1.4 Elect Director Laurie Z. Douglas For For Mgmt
1.5 Elect Director Richard W. Dreiling For For Mgmt
1.6 Elect Director Robert L. Johnson For For Mgmt
1.7 Elect Director Marshall O. Larsen For For Mgmt
1.8 Elect Director James H. Morgan For For Mgmt
1.9 Elect Director Robert A. Niblock For For Mgmt
1.10 Elect Director Bertram L. Scott For For Mgmt
1.11 Elect Director Eric C. Wiseman For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Assess Climate Benefits and Feasibility of Adopting Against Against ShrHlder
Quantitative Renewable Production Goals
MEETING DATE COMPANY TICKER SECURITY ID
06/05/17 UnitedHealth Group Incorporated UNH 91324P102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director William C. Ballard, Jr. For For Mgmt
1b Elect Director Richard T. Burke For For Mgmt
1c Elect Director Timothy P. Flynn For For Mgmt
1d Elect Director Stephen J. Hemsley For For Mgmt
1e Elect Director Michele J. Hooper For For Mgmt
1f Elect Director Rodger A. Lawson For For Mgmt
1g Elect Director Glenn M. Renwick For For Mgmt
1h Elect Director Kenneth I. Shine For For Mgmt
1i Elect Director Gail R. Wilensky For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/06/17 Cognizant Technology Solutions Corporation CTSH 192446102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Zein Abdalla For For Mgmt
1b Elect Director Betsy S. Atkins For For Mgmt
1c Elect Director Maureen Breakiron-Evans For For Mgmt
1d Elect Director Jonathan Chadwick For For Mgmt
1e Elect Director John M. Dineen For For Mgmt
1f Elect Director Francisco D'Souza For For Mgmt
1g Elect Director John N. Fox, Jr. For For Mgmt
1h Elect Director John E. Klein For For Mgmt
1i Elect Director Leo S. Mackay, Jr. For For Mgmt
1j Elect Director Michael Patsalos-Fox For For Mgmt
1k Elect Director Robert E. Weissman For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
6 Eliminate Supermajority Vote Requirement For For ShrHlder
7 Provide Right to Act by Written Consent Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/06/17 Kate Spade & Company KATE 485865109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Lawrence S. Benjamin For For Mgmt
1.2 Elect Director Raul J. Fernandez For For Mgmt
1.3 Elect Director Carsten Fischer For For Mgmt
1.4 Elect Director Kenneth B. Gilman For For Mgmt
1.5 Elect Director Nancy J. Karch For For Mgmt
1.6 Elect Director Kenneth P. Kopelman For For Mgmt
1.7 Elect Director Craig A. Leavitt For For Mgmt
1.8 Elect Director Deborah J. Lloyd For For Mgmt
1.9 Elect Director Douglas Mack For For Mgmt
1.10 Elect Director Jan Singer For For Mgmt
1.11 Elect Director Doreen A. Toben For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Amend Proxy Access Right Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 Allegion plc ALLE 01748TAA9
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Michael J. Chesser For For Mgmt
1b Elect Director Carla Cico For For Mgmt
1c Elect Director Kirk S. Hachigian For For Mgmt
1d Elect Director David D. Petratis For For Mgmt
1e Elect Director Dean I. Schaffer For For Mgmt
1f Elect Director Martin E. Welch, III For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Approve PricewaterhouseCoopers as Auditors and Authorize For For Mgmt
Board to Fix Their Remuneration
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 Biogen Inc. BIIB 09062X103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Alexander J. Denner For For Mgmt
1b Elect Director Caroline D. Dorsa For For Mgmt
1c Elect Director Nancy L. Leaming For For Mgmt
1d Elect Director Richard C. Mulligan For For Mgmt
1e Elect Director Robert W. Pangia For For Mgmt
1f Elect Director Stelios Papadopoulos For For Mgmt
1g Elect Director Brian S. Posner For For Mgmt
1h Elect Director Eric K. Rowinsky For For Mgmt
1i Elect Director Lynn Schenk For For Mgmt
1j Elect Director Stephen A. Sherwin For For Mgmt
1k Elect Director Michel Vounatsos For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 Roper Technologies, Inc. ROP 776696106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Amy Woods Brinkley For For Mgmt
1.2 Elect Director John F. Fort, III For For Mgmt
1.3 Elect Director Brian D. Jellison For For Mgmt
1.4 Elect Director Robert D. Johnson For For Mgmt
1.5 Elect Director Robert E. Knowling, Jr. For For Mgmt
1.6 Elect Director Wilbur J. Prezzano For For Mgmt
1.7 Elect Director Laura G. Thatcher For For Mgmt
1.8 Elect Director Richard F. Wallman For For Mgmt
1.9 Elect Director Christopher Wright For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 Telefonica S.A. TEF 879382109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Approve Consolidated and Standalone Financial Statements For For Mgmt
1.2 Approve Discharge of Board For For Mgmt
2 Approve Allocation of Income For For Mgmt
3.1 Reelect Jose Maria Alvarez-Pallete Lopez as Director For Against Mgmt
3.2 Reelect Ignacio Moreno Martinez as Director For Against Mgmt
3.3 Ratify Appointment of and Elect Francisco Jose Riberas For For Mgmt
Mera as Director
3.4 Ratify Appointment of and Elect Carmen Garcia de Andres For For Mgmt
as Director
4 Fix Number of Directors at 17 For For Mgmt
5 Approve Dividends Charged to Unrestricted Reserves For For Mgmt
6 Authorize Issuance of Non-Convertible and/or Convertible For For Mgmt
Bonds, Debentures, Warrants, and Other Debt Securities up
to EUR 25 Billion with Exclusion of Preemptive Rights up
to 20 Percent of Capital
7 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
8 Advisory Vote on Remuneration Report For For Mgmt
-10-
MEETING DATE COMPANY TICKER SECURITY ID
06/14/17 American Airlines Group Inc. AAL 02376R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director James F. Albaugh For For Mgmt
1b Elect Director Jeffrey D. Benjamin For For Mgmt
1c Elect Director John T. Cahill For For Mgmt
1d Elect Director Michael J. Embler For For Mgmt
1e Elect Director Matthew J. Hart For For Mgmt
1f Elect Director Alberto Ibarguen For For Mgmt
1g Elect Director Richard C. Kraemer For For Mgmt
1h Elect Director Susan D. Kronick For For Mgmt
1i Elect Director Martin H. Nesbitt For For Mgmt
1j Elect Director Denise M. O'Leary For For Mgmt
1k Elect Director W. Douglas Parker For For Mgmt
1l Elect Director Ray M. Robinson For For Mgmt
1m Elect Director Richard P. Schifter For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Independent Board Chairman Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 Hospitality Properties Trust HPT 44106M102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John L. Harrington For Against Mgmt
1.2 Elect Director Barry M. Portnoy For Against Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5 Amend Bylaws to Opt-Out of Antitakeover Provision(s) and Against For ShrHlder
Require Shareholder Vote to Opt Back In
6 Adopt Proxy Access Right Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/16/17 Four Corners Property Trust, Inc. FCPT 35086T109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director William H. Lenehan For For Mgmt
1b Elect Director Douglas B. Hansen, Jr. For For Mgmt
1c Elect Director John S. Moody For For Mgmt
1d Elect Director Marran H. Ogilvie For For Mgmt
1e Elect Director Paul E. Szurek For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/16/17 Insperity, Inc. NSP 45778Q107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Timothy T. Clifford For For Mgmt
1.2 Elect Director Michelle McKenna-Doyle For For Mgmt
1.3 Elect Director Austin P. Young For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/16/17 Portola Pharmaceuticals, Inc. PTLA 737010108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jeffrey W. Bird For For Mgmt
1.2 Elect Director John H. Johnson For For Mgmt
1.3 Elect Director H. Ward Wolff For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/19/17 iShares Trust IYT 464287192
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jane D. Carlin For For Mgmt
1.2 Elect Director Richard L. Fagnani For For Mgmt
1.3 Elect Director Drew E. Lawton For For Mgmt
1.4 Elect Director Madhav V. Rajan For For Mgmt
1.5 Elect Director Mark Wiedman For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/20/17 Equity Commonwealth EQC 294628102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Sam Zell For For Mgmt
1.2 Elect Director James S. Corl For For Mgmt
1.3 Elect Director Martin L. Edelman For For Mgmt
1.4 Elect Director Edward A. Glickman For For Mgmt
1.5 Elect Director David Helfand For For Mgmt
1.6 Elect Director Peter Linneman For For Mgmt
1.7 Elect Director James L. Lozier, Jr. For For Mgmt
1.8 Elect Director Mary Jane Robertson For For Mgmt
1.9 Elect Director Kenneth Shea For For Mgmt
1.10 Elect Director Gerald A. Spector For For Mgmt
1.11 Elect Director James A. Star For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/20/17 Workday, Inc. WDAY 98138H101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Christa Davies For For Mgmt
1.2 Elect Director Michael A. Stankey For For Mgmt
1.3 Elect Director George J. Still, Jr. For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
MEETING DATE COMPANY TICKER SECURITY ID
06/21/17 Liberty Global plc LBTYK 530555101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Miranda Curtis For Against Mgmt
2 Elect Director John W. Dick For Against Mgmt
3 Elect Director JC Sparkman For Against Mgmt
4 Elect Director David Wargo For Against Mgmt
5 Approve Remuneration Policy For Against Mgmt
6 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
7 Approve the Implementation of Remuneration Policy For Against Mgmt
8 Ratify KPMG LLP (U.S.) as Auditors For For Mgmt
9 Ratify KPMG LLP (U.K.) as Auditors For For Mgmt
10 Authorize the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
11 Authorize Share Repurchase Program For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/21/17 Trinseo S.A. TSE L9340P101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect K'Lynne Johnson as Director For For Mgmt
1b Elect Jeannot Krecke as Director *Withdrawn Resolution* Mgmt
1c Elect Donald T. Misheff as Director For Against Mgmt
1d Elect Craig A. Rogerson as Director *Withdrawn Mgmt
Resolution*
2a Elect Philip Martens as Director For For Mgmt
2b Elect Joseph Alvarado as Director For For Mgmt
3 Approve Remuneration of Non-Executive Directors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
5 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
6 Approve Allocation of Income and Dividends For For Mgmt
7 Approve Discharge of Directors and Auditors For For Mgmt
8 Appoint PricewaterhouseCoopers Societe Luxembourg as For For Mgmt
Internal Statutory Auditor
9 Appoint PricewaterhouseCoopers LLP as Independent Auditor For For Mgmt
10 Authorize Share Repurchase Program For For Mgmt
11 Amend Articles of Association For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/22/17 Mylan N.V. MYL 628530107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Heather Bresch For Against Mgmt
1B Elect Director Wendy Cameron For Against Mgmt
1C Elect Director Robert J. Cindrich For Against Mgmt
1D Elect Director Robert J. Coury For Against Mgmt
1E Elect Director JoEllen Lyons Dillon For Against Mgmt
1F Elect Director Neil Dimick For Against Mgmt
1G Elect Director Melina Higgins For Against Mgmt
1H Elect Director Rajiv Malik For Against Mgmt
1I Elect Director Mark W. Parrish For Against Mgmt
1J Elect Director Randall L. (Pete) Vanderveen For Against Mgmt
1K Elect Director Sjoerd S. Vollebregt For For Mgmt
2 Adopt Financial Statements and Statutory Reports For For Mgmt
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
4 Instruction to Deloitte Accountants B.V. for the Audit of For For Mgmt
the Company's Dutch Statutory Annual Accounts for Fiscal
Year 2017
5 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
7 Authorize Repurchase of Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/22/17 Universal Display Corporation OLED 91347P105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Steven V. Abramson For For Mgmt
1b Elect Director Richard C. Elias For For Mgmt
1c Elect Director Elizabeth H. Gemmill For For Mgmt
1d Elect Director Rosemarie B. Greco For For Mgmt
1e Elect Director C. Keith Hartley For For Mgmt
1f Elect Director Lawrence Lacerte For For Mgmt
1g Elect Director Sidney D. Rosenblatt For For Mgmt
1h Elect Director Sherwin I. Seligsohn For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Fortinet, Inc. FTNT 34959E109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael Xie For For Mgmt
1.2 Elect Director William H. Neukom For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
-11-
--------------------------------------------------------------------------------
FIRST TRUST EMERGING MARKETS LOCAL CURRENCY BOND ETF
--------------------------------------------------------------------------------
The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
--------------------------------------------------------------------------------
First Trust RiverFront Dynamic Asia Pacific ETF
--------------------------------------------------------------------------------
MEETING DATE COMPANY TICKER SECURITY ID
07/06/16 Sky Network Television Ltd. SKT.NZ Q8514Q130
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve the Acquisition of Shares by SKY of All the For For Mgmt
Shares of Vodafone
2 Approve the Incurrence of the New Debt For For Mgmt
3 Approve the Issuance of Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/15/16 Vtech Holdings Ltd 303.HK G9400S108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3a Elect Allan Wong Chi Yun as Director For For Mgmt
3b Elect Andy Leung Hon Kwong as Director For For Mgmt
3c Authorize Board to Fix Remuneration of Directors For For Mgmt
4 Approve KPMG as Auditor and Authorize Board to Fix Their For Against Mgmt
Remuneration
5 Authorize Repurchase of Issued Share Capital For For Mgmt
6 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/20/16 China Overseas Land & Investment Ltd. 688.HK Y15004107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Sale and Purchase Agreement and Related For For Mgmt
Transactions
MEETING DATE COMPANY TICKER SECURITY ID
07/27/16 Link Real Estate Investment Trust 823.HK Y5281M111
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Note the Financial Statements and Statutory Report Mgmt
2 Note the Appointment of Auditor and Fixing of Their Mgmt
Remuneration
3.1 Elect William Chan Chak Cheung as Director For For Mgmt
3.2 Elect David Charles Watt as Director For For Mgmt
4.1 Elect Poh Lee Tan as Director For For Mgmt
4.2 Elect Nicholas Charles Allen as Director For For Mgmt
4.3 Elect Ed Chan Yiu Cheong as Director For For Mgmt
4.4 Elect Blair Chilton Pickerell as Director For For Mgmt
5 Authorize Repurchase of Issued Share Capital For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/29/16 Singapore Airlines Limited SIA.SP Y7992P128
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Financial Statements and Directors' and Auditors' For For Mgmt
Reports
2 Approve Final Dividend For For Mgmt
3a Elect Gautam Banerjee as Director For For Mgmt
3b Elect Goh Choon Phong as Director For For Mgmt
3c Elect Hsieh Tsun-yan as Director For For Mgmt
4 Elect Peter Seah Lim Huat as Director For For Mgmt
5 Approve Directors' Fees For For Mgmt
6 Approve KPMG LLP as Auditors and Authorize Board to Fix For For Mgmt
Their Remuneration
7 Approve Issuance of Equity or Equity-Linked Securities For For Mgmt
with or without Preemptive Rights
8 Approve Grant of Awards and Issuance of Shares Under the For For Mgmt
SIA Performance Share Plan 2014 and/or the SIA Restricted
Share Plan 2014
9 Approve Mandate for Interested Person Transactions For For Mgmt
10 Authorize Share Repurchase Program For For Mgmt
11 Adopt New Constitution For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/22/16 Suncorp Group Ltd. SUN.AU Q8802S103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve the Remuneration Report For For Mgmt
2 Approve the Grant of Performance Rights to Michael For For Mgmt
Cameron, Chief Executive Officer and Managing Director of
the Company
3 Elect Sally Herman as Director For For Mgmt
4 Approve the Renewal of the Proportional Takeover For For Mgmt
Provisions
MEETING DATE COMPANY TICKER SECURITY ID
10/12/16 CSL Ltd. CSL.AU Q3018U109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2a Elect Marie McDonald as Director For For Mgmt
2b Elect Megan Clark as Director For For Mgmt
2c Elect Tadataka Yamada as Director For For Mgmt
3 Approve the Remuneration Report For For Mgmt
4 Approve the Grant of Performance Options and Performance For For Mgmt
Rights to Paul Perreault, Chief Executive Officer and
Managing Director of the Company
5 Approve the Increase in Maximum Aggregate Remuneration of For Against Mgmt
Non-Executive Directors
MEETING DATE COMPANY TICKER SECURITY ID
10/20/16 Sky Network Television Ltd. SKT.NZ Q8514Q130
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve the Reappointment of PwC as Auditors and For For Mgmt
Authorize the Board to Fix Their Remuneration
2 Elect Geraldine McBride as Director For Against Mgmt
3 Elect Derek Handley as Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/21/16 Insurance Australia Group Ltd. IAG.AU Q49361100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve the Remuneration Report For For Mgmt
2 Approve the Non-Executive Director Share Rights Plan For For Mgmt
3 Approve the Grant of Deferred Award Rights and Executive For For Mgmt
Performance Rights to Peter Harmer, Managing Director and
Chief Executive Officer of the Company
4 Elect Hugh Fletcher as Director For For Mgmt
5 Elect Philip Twyman as Director For For Mgmt
6 Ratify the Past Issuance of Notes to Institutional For For Mgmt
Investors and New Zealand Retail Investors
7 Approve the Selective Buy-Back of Convertible Preference For For Mgmt
Shares
MEETING DATE COMPANY TICKER SECURITY ID
10/25/16 Bendigo and Adelaide Bank Ltd. BEN.AU Q1456C110
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2 Elect Jan Harris as Director For For Mgmt
3 Elect Rob Hubbard as Director For Against Mgmt
4 Elect Jim Hazel as Director For For Mgmt
5 Elect David Matthews as Director For For Mgmt
6 Elect Robert Johanson as Director For Against Mgmt
7 Approve the Remuneration Report For For Mgmt
8 Approve the Grant of Performance Rights and Deferred For Against Mgmt
Shares to the Managing Director
MEETING DATE COMPANY TICKER SECURITY ID
11/09/16 Commonwealth Bank Of Australia CBA.AU Q26915100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2a Elect Shirish Apte as Director For For Mgmt
2b Elect David Higgins as Director For For Mgmt
2c Elect Brian Long as Director For For Mgmt
2d Elect Catherine Livingstone as Director For For Mgmt
2e Elect Mary Padbury as Director For For Mgmt
3 Approve the Remuneration Report For Against Mgmt
4 Approve the of Reward Rights to Ian Narev, Chief For Against Mgmt
Executive Officer and Managing Director of the Company
MEETING DATE COMPANY TICKER SECURITY ID
11/10/16 Wesfarmers Ltd. WES.AU Q95870103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2a Elect Anthony (Tony) John Howarth as Director For For Mgmt
2b Elect Wayne G. Osborn Director For For Mgmt
2c Elect Vanessa M. Wallace as Director For For Mgmt
2d Elect Jennifer A. Westacott as Director For For Mgmt
3 Approve the Remuneration Report For For Mgmt
4 Approve the Grant of Performance Rights to Richard For For Mgmt
Goyder, Group Managing Director of the Company
5 Approve the Grant of Performance Rights to Terry Bowen, For For Mgmt
Finance Director of the Company
MEETING DATE COMPANY TICKER SECURITY ID
11/17/16 BHP Billiton Limited BHP.AU Q1498M100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Appoint KPMG LLP as Auditor of the Company For For Mgmt
3 Authorize the Board to Fix Remuneration of the Auditors For For Mgmt
4 Approve General Authority to Issue Shares in BHP Billiton For For Mgmt
Plc
5 Approve General Authority to Issue Shares in BHP Billiton For For Mgmt
Plc for Cash
6 Approve the Repurchase of Shares in BHP Billiton Plc For For Mgmt
7 Approve the Remuneration Report Other than the Part For For Mgmt
Containing the Directors' Remuneration Policy
8 Approve the Remuneration Report For For Mgmt
9 Approve the Grant of Awards to Andrew Mackenzie, For For Mgmt
Executive Director of the Company
10 Elect Ken MacKenzie as Director For For Mgmt
11 Elect Malcolm Brinded as Director For For Mgmt
12 Elect Malcolm Broomhead as Director For For Mgmt
13 Elect Pat Davies as Director For For Mgmt
14 Elect Anita Frew as Director For For Mgmt
15 Elect Carolyn Hewson as Director For For Mgmt
16 Elect Andrew Mackenzie as Director For For Mgmt
17 Elect Lindsay Maxsted as Director For For Mgmt
18 Elect Wayne Murdy as Director For For Mgmt
19 Elect Shriti Vadera as Director For For Mgmt
20 Elect Jac Nasser as Director For For Mgmt
-12-
MEETING DATE COMPANY TICKER SECURITY ID
11/17/16 Platinum Asset Management Ltd PTM.AU Q7587R108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Anne Loveridge as Director For For Mgmt
2 Elect Andrew Clifford as Director For Against Mgmt
3 Elect Elizabeth Norman as Director For Against Mgmt
4 Approve the Remuneration Report For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/24/16 Woolworths Ltd. WOW.AU Q98418108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2a Elect Holly Kramer as Director For For Mgmt
2b Elect Siobhan McKenna as Director For For Mgmt
2c Elect Kathee Tesija as Director For For Mgmt
3 Approve the Grant of Performance Share Rights to Brad For For Mgmt
Banducci, Managing Director and Chief Executive Officer
of the Company
4 Approve the Remuneration Report For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/30/16 Bank of Queensland Ltd BOQ.AU Q12764116
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2a Elect David Willis as Director For For Mgmt
2b Elect Karen Penrose as Director For For Mgmt
2c Elect John Lorimer as Director For For Mgmt
2d Elect Warwick Negus as Director For For Mgmt
3 Approve the Grant of Performance Award Rights to Jon For For Mgmt
Sutton
4 Approve the Increase in Maximum Aggregate Remuneration of For For Mgmt
Non-Executive Directors
5 Approve the Remuneration Report For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/07/16 TPG Telecom Limited TPM.AU Q8702T151
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve the Remuneration Report For Against Mgmt
2 Elect Joseph Pang as Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/09/16 Westpac Banking Corporation WBC.AU Q97417101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2 Approve the Remuneration Report For For Mgmt
3 Approve the Grant of Equity Awards to Brian Hartzer, For For Mgmt
Managing Director and Chief Executive Officer of the
Company
4a Elect Ewen Crouch as Director For For Mgmt
4b Elect Peter Marriott as Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/14/16 Mitsubishi Motors Corp. 7211.JP J44131100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Articles to Amend Provisions on Number of Directors For For Mgmt
- Clarify Director Authority on Board Meetings
2.1 Elect Director Carlos Ghosn For For Mgmt
2.2 Elect Director Masuko, Osamu For Against Mgmt
2.3 Elect Director Yamashita, Mitsuhiko For For Mgmt
2.4 Elect Director Shiraji, Kozo For For Mgmt
2.5 Elect Director Ikeya, Koji For For Mgmt
2.6 Elect Director Sakamoto, Harumi For For Mgmt
2.7 Elect Director Miyanaga, Shunichi For For Mgmt
2.8 Elect Director Kobayashi, Ken For For Mgmt
2.9 Elect Director Isayama, Takeshi For For Mgmt
2.10 Elect Director Kawaguchi, Hitoshi For For Mgmt
2.11 Elect Director Karube, Hiroshi For For Mgmt
3 Approve Compensation Ceiling for Directors and Equity For Against Mgmt
Compensation Plan
MEETING DATE COMPANY TICKER SECURITY ID
12/16/16 Australia and New Zealand Banking Group Ltd. ANZ.AU Q09504137
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2 Approve the Remuneration Report For For Mgmt
3 Approve the Grant of Performance Rights to Shayne Elliot, For For Mgmt
Chief Executive Officer of the Company
4a Elect S. J. Halton as Director For For Mgmt
4b Elect G. R. Liebelt as Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/16/16 National Australia Bank Limited NAB.AU Q65336119
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2a Elect Anthony Yuen as Director For For Mgmt
2b Elect Philip Chronican as Director For For Mgmt
2c Elect Douglas McKay as Director For For Mgmt
3 Approve the Remuneration Report For For Mgmt
4 Approve the Grant of Performance Rights to Andrew For For Mgmt
Thorburn, Group Chief Executive Officer
MEETING DATE COMPANY TICKER SECURITY ID
12/21/16 JX Holdings, Inc. 5020.JP J5484F100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Share Exchange Agreement with TonenGeneral Sekiyu For For Mgmt
K.K.
2 Amend Articles to Change Company Name For For Mgmt
3.1 Elect Director Muto, Jun For For Mgmt
3.2 Elect Director Onoda, Yasushi For For Mgmt
3.3 Elect Director Hirose, Takashi For For Mgmt
3.4 Elect Director Miyata, Yoshiiku For For Mgmt
4.1 Appoint Statutory Auditor Kuwano, Yoji For For Mgmt
4.2 Appoint Statutory Auditor Takahashi, Nobuko For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/14/17 Cheung Kong Property Holdings Ltd. 1113.HK G2103F101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Connected Transaction Between the Company and For For Mgmt
Cheung Kong Infrastructure Holdings Limited Pursuant to
the Consortium Formation Agreement
MEETING DATE COMPANY TICKER SECURITY ID
03/21/17 Kao Corp. 4452.JP J30642169
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 48
2.1 Elect Director Sawada, Michitaka For For Mgmt
2.2 Elect Director Yoshida, Katsuhiko For For Mgmt
2.3 Elect Director Takeuchi, Toshiaki For For Mgmt
2.4 Elect Director Hasebe, Yoshihiro For For Mgmt
2.5 Elect Director Kadonaga, Sonosuke For For Mgmt
2.6 Elect Director Oku, Masayuki For For Mgmt
2.7 Elect Director Nagira, Yukio For For Mgmt
3.1 Appoint Statutory Auditor Fujii, Katsuya For For Mgmt
3.2 Appoint Statutory Auditor Amano, Hideki For For Mgmt
4 Approve Trust-Type Equity Compensation Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/24/17 Japan Tobacco Inc 2914.JP J27869106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 66
2 Appoint Alternate Statutory Auditor Masaki, Michio For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/28/17 Asahi Group Holdings Ltd. 2502.JP J02100113
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 28
2.1 Elect Director Izumiya, Naoki For For Mgmt
2.2 Elect Director Koji, Akiyoshi For For Mgmt
2.3 Elect Director Takahashi, Katsutoshi For For Mgmt
2.4 Elect Director Okuda, Yoshihide For For Mgmt
2.5 Elect Director Kagami, Noboru For For Mgmt
2.6 Elect Director Hamada, Kenji For For Mgmt
2.7 Elect Director Bando, Mariko For For Mgmt
2.8 Elect Director Tanaka, Naoki For For Mgmt
2.9 Elect Director Kosaka, Tatsuro For For Mgmt
2.10 Elect Director Katsuki, Atsushi For For Mgmt
3 Appoint Statutory Auditor Kawakami, Yutaka For For Mgmt
4 Amend Articles to Add Provisions on Shareholder Proposals Against Against ShrHlder
and Motion of No Confidence against Chairman
-13-
MEETING DATE COMPANY TICKER SECURITY ID
03/28/17 Shiseido Co. Ltd. 4911.JP J74358144
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 10
2 Amend Articles to Amend Business Lines For For Mgmt
3.1 Elect Director Uotani, Masahiko For For Mgmt
3.2 Elect Director Iwai, Tsunehiko For For Mgmt
3.3 Elect Director Aoki, Jun For For Mgmt
3.4 Elect Director Ishikura, Yoko For For Mgmt
3.5 Elect Director Iwata, Shoichiro For For Mgmt
3.6 Elect Director Oishi, Kanoko For For Mgmt
3.7 Elect Director Uemura, Tatsuo For For Mgmt
4 Appoint Statutory Auditor Ozu, Hiroshi For For Mgmt
5 Approve Annual Bonus For For Mgmt
6 Approve Deep Discount Stock Option Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/29/17 Tokyo Tatemono Co. Ltd. 8804.JP J88333117
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 14
2.1 Elect Director Sakuma, Hajime For For Mgmt
2.2 Elect Director Tanehashi, Makio For For Mgmt
2.3 Elect Director Nomura, Hitoshi For For Mgmt
2.4 Elect Director Shibayama, Hisao For For Mgmt
2.5 Elect Director Kamo, Masami For For Mgmt
2.6 Elect Director Fukui, Kengo For For Mgmt
2.7 Elect Director Ozawa, Katsuhito For For Mgmt
2.8 Elect Director Izumi, Akira For For Mgmt
2.9 Elect Director Sasaki, Kyonosuke For For Mgmt
2.10 Elect Director Kuroda, Norimasa For For Mgmt
2.11 Elect Director Imai, Yoshiyuki For For Mgmt
3 Appoint Statutory Auditor Kawakubo, Koji For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/30/17 Asahi Glass Co. Ltd. 5201.JP J02394120
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 9
2 Approve Reverse Stock Split to Comply with Exchange For For Mgmt
Mandate and Decrease Authorized Capital in Proportion to
Reverse Stock Split
3.1 Elect Director Ishimura, Kazuhiko For Against Mgmt
3.2 Elect Director Shimamura, Takuya For Against Mgmt
3.3 Elect Director Hirai, Yoshinori For For Mgmt
3.4 Elect Director Miyaji, Shinji For For Mgmt
3.5 Elect Director Kimura, Hiroshi For For Mgmt
3.6 Elect Director Egawa, Masako For For Mgmt
3.7 Elect Director Hasegawa, Yasuchika For For Mgmt
4 Appoint Statutory Auditor Tatsuno, Tetsuo For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/30/17 Suntory Beverage & Food Limited 2587.JP J78186103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 39
2.1 Elect Director Kogo, Saburo For For Mgmt
2.2 Elect Director Tsujimura, Hideo For For Mgmt
2.3 Elect Director Kurihara, Nobuhiro For For Mgmt
2.4 Elect Director Okizaki, Yukio For For Mgmt
2.5 Elect Director Torii, Nobuhiro For For Mgmt
2.6 Elect Director Inoue, Yukari For For Mgmt
3.1 Elect Director and Audit Committee Member Uchida, For Against Mgmt
Harumichi
3.2 Elect Director and Audit Committee Member Masuyama, Mika For For Mgmt
4 Elect Alternate Director and Audit Committee Member For For Mgmt
Amitani, Mitsuhiro
MEETING DATE COMPANY TICKER SECURITY ID
03/30/17 Yokohama Rubber Co. Ltd. 5101.JP J97536122
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 26
2 Amend Articles to Amend Provisions on Director Titles For For Mgmt
3.1 Elect Director Nagumo, Tadanobu For For Mgmt
3.2 Elect Director Noji, Hikomitsu For For Mgmt
3.3 Elect Director Yamaishi, Masataka For For Mgmt
3.4 Elect Director Oishi, Takao For For Mgmt
3.5 Elect Director Katsuragawa, Hideto For For Mgmt
3.6 Elect Director Mikami, Osamu For For Mgmt
3.7 Elect Director Komatsu, Shigeo For For Mgmt
3.8 Elect Director Nakano, Shigeru For For Mgmt
3.9 Elect Director Noro, Masaki For For Mgmt
3.10 Elect Director Furukawa, Naozumi For For Mgmt
3.11 Elect Director Okada, Hideichi For For Mgmt
3.12 Elect Director Takenaka, Nobuo For For Mgmt
4 Appoint Statutory Auditor Kikuchi, Yasushi For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/12/17 StarHub Ltd. STH.SP Y8152F132
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Financial Statements and Directors' and Auditors' For For Mgmt
Reports
2 Elect Stephen Geoffrey Miller as Director For For Mgmt
3 Elect Teo Ek Tor as Director For For Mgmt
4 Elect Lim Ming Seong as Director For For Mgmt
5 Approve Directors' Fees For For Mgmt
6 Approve Final Dividend For For Mgmt
7 Approve KPMG LLP as Auditors and Authorize Board to Fix For For Mgmt
Their Remuneration
8 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
with or without Preemptive Rights
9 Approve Grant of Awards and Issuance of Shares Under the For For Mgmt
StarHub Performance Share Plan 2014 and/or the StarHub
Restricted Stock Plan 2014
1 Authorize Share Repurchase Program For For Mgmt
2 Approve Mandate for Interested Person Transactions For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 CI Financial Corp. CIX 125491100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Peter W. Anderson For For Mgmt
1.2 Elect Director Sonia A. Baxendale For For Mgmt
1.3 Elect Director Paul W. Derksen For For Mgmt
1.4 Elect Director William T. Holland For For Mgmt
1.5 Elect Director David P. Miller For For Mgmt
1.6 Elect Director Stephen T. Moore For For Mgmt
1.7 Elect Director Tom P. Muir For For Mgmt
2 Approve Ernst & Young LLP as Auditors and Authorize Board For For Mgmt
to Fix Their Remuneration
3 Approve Restricted Share Unit Plan For For Mgmt
4 Amend Quorum Requirements For For Mgmt
5 Advisory Vote on Executive Compensation Approach For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/21/17 DUET Group DUE.AU Q32878102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve DIHL Scheme Resolution For For Mgmt
1 Approve DUECo Scheme Resolution For For Mgmt
1 Approve DFL Scheme Resolution For For Mgmt
1 Approve the Amendments to DFT Constitution For For Mgmt
2 Approve the Acquisition of DFT Units For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/21/17 Keppel Corporation Limited KPELF Y4722Z120
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Financial Statements and Directors' and Auditors' For For Mgmt
Reports
2 Approve Final Dividend For For Mgmt
3 Elect Till Vestring as Director For Against Mgmt
4 Elect Danny Teoh as Director For For Mgmt
5 Elect Tow Heng Tan as Director For For Mgmt
6 Approve Directors' Fees For For Mgmt
7 Approve PricewaterhouseCoopers LLP as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
8 Approve Issuance of Equity or Equity-Linked Securities For For Mgmt
with or without Preemptive Rights
9 Authorize Share Repurchase Program For For Mgmt
10 Approve Mandate for Interested Person Transactions For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Wilmar International Limited WLMIF Y9586L109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Financial Statements and Directors' and Auditors' For For Mgmt
Reports
2 Approve Final Dividend For For Mgmt
3 Approve Directors' Fees For For Mgmt
4 Elect Kuok Khoon Hong as Director For For Mgmt
5 Elect Kwah Thiam Hock as Director For For Mgmt
6 Elect Tay Kah Chye as Director For For Mgmt
7 Elect Kuok Khoon Hua as Director For For Mgmt
8 Approve Ernst & Young LLP as Auditors and Authorize Board For For Mgmt
to Fix Their Remuneration
9 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
with or without Preemptive Rights
10 Approve Grant of Options and Issuance of Shares Under the For Against Mgmt
Wilmar Executives Share Option Scheme 2009
11 Approve Mandate for Interested Person Transactions For For Mgmt
12 Authorize Share Repurchase Program For For Mgmt
-14-
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 QBE Insurance Group Ltd. QBE.AU Q78063114
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2 Approve the Adoption of Remuneration Report For For Mgmt
3 Approve the Increase the Maximum Aggregate Fees Payable For For Mgmt
to Non-Executive Directors
4a Elect M Becker as Director For For Mgmt
4b Elect K Lisson as Director For For Mgmt
4c Elect M Wilkins as Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Galaxy Entertainment Group Ltd. 27.HK Y2679D118
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2.1 Elect Paddy Tang Lui Wai Yu as Director For For Mgmt
2.2 Elect William Yip Shue Lam as Director For For Mgmt
2.3 Authorize Board to Fix Remuneration of Directors For For Mgmt
3 Approve PricewaterhouseCoopers as Auditor and Authorize For For Mgmt
Board to Fix Their Remuneration
4.1 Authorize Repurchase of Issued Share Capital For For Mgmt
4.2 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
4.3 Authorize Reissuance of Repurchased Shares For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 CLP Holdings Ltd. 2.HK Y1660Q104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2a Elect Roderick Ian Eddington as Director For For Mgmt
2b Elect Lee Yui Bor as Director For For Mgmt
2c Elect William Elkin Mocatta as Director For For Mgmt
2d Elect Vernon Francis Moore as Director For For Mgmt
2e Elect Cheng Hoi Chuen, Vincent as Director For Against Mgmt
3 Approve PricewaterhouseCoopers as Auditors and Authorize For For Mgmt
Board to Fix Their Remuneration
4 Approve Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights
5 Authorize Repurchase of Issued Share Capital For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 ASM Pacific Technology Ltd. 522.HK G0535Q133
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Approve Deloitte Touche Tohmatsu as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
4 Authorize Repurchase of Issued Share Capital For For Mgmt
5 Approve Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights
6 Authorize Reissuance of Repurchased Shares For For Mgmt
7 Amend Memorandum and Articles of Association For For Mgmt
8 Adopt Memorandum and Articles of Association For For Mgmt
9 Elect Lee Wai Kwong as Director For For Mgmt
10 Elect Robin Gerard Ng Cher Tat as Director For For Mgmt
11 Elect Tsui Ching Man, Stanley as Director For For Mgmt
12 Authorize Board to Fix Remuneration of Directors For For Mgmt
13 Approve Terms of Appointment for All Existing Directors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 AMP Limited AMP.AU Q0344G101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2a Elect Catherine Brenner as Director For For Mgmt
2b Elect Patty Akopiantz as Director For For Mgmt
2c Elect Trevor Matthews as Director For For Mgmt
2d Elect Geoff Roberts as Director For For Mgmt
2e Elect Peter Varghese as Director For For Mgmt
2f Elect Mike Wilkins as Director For For Mgmt
3 Approve the Adoption of Remuneration Report For For Mgmt
4 Approve Chief Executive Officer's Long-Term Incentive for For For Mgmt
2017
MEETING DATE COMPANY TICKER SECURITY ID
05/15/17 Hysan Development Co. Ltd. 14.HK Y38203124
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2.1 Elect Irene Yun Lien Lee as Director For For Mgmt
2.2 Elect Philip Yan Hok Fan as Director For For Mgmt
2.3 Elect Hans Michael Jebsen as Director For For Mgmt
3 Approve Deloitte Touche Tohmatsu as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
4 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
5 Authorize Repurchase of Issued Share Capital For For Mgmt
6 Amend Articles of Association For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Swire Pacific Limited 19.HK Y83310105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect I K L Chu as Director For Against Mgmt
1b Elect M Cubbon as Director For Against Mgmt
1c Elect T G Freshwater as Director For For Mgmt
1d Elect C Lee as Director For For Mgmt
1e Elect P K Etchells as Director For For Mgmt
2 Approve PricewaterhouseCoopers as Auditors and Authorize For For Mgmt
Board to Fix Their Remuneration
3 Authorize Repurchase of Issued Share Capital For For Mgmt
4 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 MGM China Holdings Limited 2282.HK J54752142
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3A1 Elect Pansy Catilina Chiu King Ho as Director For For Mgmt
3A2 Elect William M. Scott IV as Director For For Mgmt
3A3 Elect Zhe Sun as Director For For Mgmt
3A4 Elect Sze Wan Patricia Lam as Director For For Mgmt
3B Authorize Board to Fix Remuneration of Directors For For Mgmt
4 Approve Deloitte Touche Tohmatsu as Auditor and Authorize For For Mgmt
Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital For For Mgmt
7 Authorize Reissuance of Repurchased Shares For Against Mgmt
8 Amend Share Option Scheme For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/29/17 Kingboard Chemical Holdings Ltd 148.HK G52562140
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend and Special Dividend For For Mgmt
3A Elect Cheung Kwong Kwan as Director For Against Mgmt
3B Elect Ho Yin Sang as Director For Against Mgmt
3C Elect Cheung Wai Lin, Stephanie as Director For Against Mgmt
3D Elect Chong Kin Ki as Director For For Mgmt
3E Elect Leung Tai Chiu as Director For For Mgmt
4 Authorize Board to Fix Remuneration of Directors For For Mgmt
5 Approve Deloitte Touche Tohmatsu as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
6A Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
6B Authorize Repurchase of Issued Share Capital For For Mgmt
6C Authorize Reissuance of Repurchased Shares For Against Mgmt
7 Adopt Kingboard Laminates Holdings Limited's Share Option For Against Mgmt
Scheme
MEETING DATE COMPANY TICKER SECURITY ID
06/05/17 Henderson Land Development Co. Ltd. 12.HK Y31476107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3A1 Elect Lee Ka Kit as Director For Against Mgmt
3A2 Elect Lee Ka Shing as Director For Against Mgmt
3A3 Elect Suen Kwok Lam as Director For Against Mgmt
3A4 Elect Fung Lee Woon King as Director For Against Mgmt
3A5 Elect Lau Yum Chuen, Eddie as Director For Against Mgmt
3A6 Elect Lee Pui Ling, Angelina as Director For Against Mgmt
3A7 Elect Wu King Cheong as Director For For Mgmt
3B Authorize Board to Fix Remuneration of Directors, For For Mgmt
Remuneration Committee and Nomination Committee
4 Approve KPMG as Auditors and Authorize Board to Fix Their For For Mgmt
Remuneration
5A Approve Issuance of Bonus Shares For For Mgmt
5B Authorize Repurchase of Issued Share Capital For For Mgmt
5C Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
5D Authorize Reissuance of Repurchased Shares For Against Mgmt
-15-
MEETING DATE COMPANY TICKER SECURITY ID
06/09/17 Toyota Industries Corp. 6201.JP J92628106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 65
2.1 Elect Director Toyoda, Tetsuro For For Mgmt
2.2 Elect Director Onishi, Akira For For Mgmt
2.3 Elect Director Sasaki, Kazue For For Mgmt
2.4 Elect Director Furukawa, Shinya For For Mgmt
2.5 Elect Director Suzuki, Masaharu For For Mgmt
2.6 Elect Director Sasaki, Takuo For For Mgmt
2.7 Elect Director Otsuka, Kan For For Mgmt
2.8 Elect Director Yamamoto, Taku For For Mgmt
2.9 Elect Director Sumi, Shuzo For For Mgmt
2.10 Elect Director Yamanishi, Kenichiro For For Mgmt
2.11 Elect Director Kato, Mitsuhisa For For Mgmt
3 Approve Annual Bonus For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 Honda Motor Co. Ltd. 7267.JP J22302111
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 24
2 Amend Articles to Abolish Board Structure with Statutory For For Mgmt
Auditors - Adopt Board Structure with Audit Committee -
Amend Provisions on Number of Directors - Authorize
Directors to Execute Day to Day Operations without
Full Board Approval
3.1 Elect Director Hachigo, Takahiro For For Mgmt
3.2 Elect Director Kuraishi, Seiji For For Mgmt
3.3 Elect Director Matsumoto, Yoshiyuki For For Mgmt
3.4 Elect Director Mikoshiba, Toshiaki For For Mgmt
3.5 Elect Director Yamane, Yoshi For For Mgmt
3.6 Elect Director Takeuchi, Kohei For For Mgmt
3.7 Elect Director Kunii, Hideko For For Mgmt
3.8 Elect Director Ozaki, Motoki For For Mgmt
3.9 Elect Director Ito, Takanobu For For Mgmt
4.1 Elect Director and Audit Committee Member Yoshida, For For Mgmt
Masahiro
4.2 Elect Director and Audit Committee Member Suzuki, For For Mgmt
Masafumi
4.3 Elect Director and Audit Committee Member Hiwatari, For For Mgmt
Toshiaki
4.4 Elect Director and Audit Committee Member Takaura, Hideo For For Mgmt
4.5 Elect Director and Audit Committee Member Tamura, Mayumi For For Mgmt
5 Approve Compensation Ceiling for Directors Who Are Not For For Mgmt
Audit Committee Members
6 Approve Compensation Ceiling for Directors Who Are Audit For For Mgmt
Committee Members
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 Sony Corporation 6758.JP J76379106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Hirai, Kazuo For Against Mgmt
1.2 Elect Director Yoshida, Kenichiro For For Mgmt
1.3 Elect Director Nagayama, Osamu For For Mgmt
1.4 Elect Director Nimura, Takaaki For For Mgmt
1.5 Elect Director Harada, Eiko For For Mgmt
1.6 Elect Director Tim Schaaff For For Mgmt
1.7 Elect Director Matsunaga, Kazuo For For Mgmt
1.8 Elect Director Miyata, Koichi For For Mgmt
1.9 Elect Director John V. Roos For For Mgmt
1.10 Elect Director Sakurai, Eriko For For Mgmt
1.11 Elect Director Minakawa, Kunihito For For Mgmt
1.12 Elect Director Sumi, Shuzo For For Mgmt
2 Approve Stock Option Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 Yaskawa Electric Corp. 6506.JP J9690T102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Articles to Change Fiscal Year End For For Mgmt
2.1 Elect Director Tsuda, Junji For For Mgmt
2.2 Elect Director Ogasawara, Hiroshi For For Mgmt
2.3 Elect Director Murakami, Shuji For For Mgmt
2.4 Elect Director Minami, Yoshikatsu For For Mgmt
2.5 Elect Director Takamiya, Koichi For For Mgmt
2.6 Elect Director Nakayama, Yuji For For Mgmt
3.1 Elect Director and Audit Committee Member Oda, Masahiko For For Mgmt
3.2 Elect Director and Audit Committee Member Noda, Konosuke For For Mgmt
3.3 Elect Director and Audit Committee Member Akita, Yoshiki For For Mgmt
3.4 Elect Director and Audit Committee Member Tatsumi, For For Mgmt
Kazumasa
3.5 Elect Director and Audit Committee Member Sakane, Junichi For For Mgmt
4 Elect Alternate Director and Audit Committee Member For For Mgmt
Honda, Masaya
5 Approve Trust-Type Equity Compensation Plan For For Mgmt
6 Approve Trust-Type Equity Compensation Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/19/17 Astellas Pharma Inc. 4503.JP J03393105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 17
2.1 Elect Director Hatanaka, Yoshihiko For For Mgmt
2.2 Elect Director Yasukawa, Kenji For For Mgmt
2.3 Elect Director Okajima, Etsuko For For Mgmt
2.4 Elect Director Aizawa, Yoshiharu For For Mgmt
2.5 Elect Director Sekiyama, Mamoru For For Mgmt
2.6 Elect Director Yamagami, Keiko For For Mgmt
3 Approve Annual Bonus For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/19/17 BANDAI NAMCO Holdings Inc. 7832.JP J48454102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 70
2.1 Elect Director Ishikawa, Shukuo For For Mgmt
2.2 Elect Director Taguchi, Mitsuaki For For Mgmt
2.3 Elect Director Otsu, Shuji For For Mgmt
2.4 Elect Director Asako, Yuji For For Mgmt
2.5 Elect Director Kawaguchi, Masaru For For Mgmt
2.6 Elect Director Oshita, Satoshi For For Mgmt
2.7 Elect Director Kawashiro, Kazumi For For Mgmt
2.8 Elect Director Matsuda, Yuzuru For For Mgmt
2.9 Elect Director Kuwabara, Satoko For For Mgmt
2.10 Elect Director Noma, Mikiharu For For Mgmt
3 Approve Equity Compensation Plan and Amend Deep Discount For For Mgmt
Stock Option Plans
MEETING DATE COMPANY TICKER SECURITY ID
06/20/17 NTT Data Corp. 9613.JP J59386102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, With a Final Dividend of For For Mgmt
JPY 40
2.1 Elect Director Iwamoto, Toshio For For Mgmt
2.2 Elect Director Homma, Yo For For Mgmt
2.3 Elect Director Ueki, Eiji For For Mgmt
2.4 Elect Director Nishihata, Kazuhiro For For Mgmt
2.5 Elect Director Kitani, Tsuyoshi For For Mgmt
2.6 Elect Director Yanagi, Keiichiro For For Mgmt
2.7 Elect Director Aoki, Hiroyuki For For Mgmt
2.8 Elect Director Yamaguchi, Shigeki For For Mgmt
2.9 Elect Director Fujiwara, Toshi For For Mgmt
2.10 Elect Director Okamoto, Yukio For For Mgmt
2.11 Elect Director Hirano, Eiji For For Mgmt
2.12 Elect Director Ebihara, Takashi For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/21/17 CALBEE, Inc. 2229.JP J05190103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 42
2.1 Elect Director Matsumoto, Akira For For Mgmt
2.2 Elect Director Ito, Shuji For For Mgmt
2.3 Elect Director Mogi, Yuzaburo For For Mgmt
2.4 Elect Director Takahara, Takahisa For For Mgmt
2.5 Elect Director Fukushima, Atsuko For For Mgmt
2.6 Elect Director Miyauchi, Yoshihiko For For Mgmt
2.7 Elect Director Weiwei Yao For For Mgmt
3 Appoint Alternate Statutory Auditor Uchida, Kazunari For For Mgmt
4 Approve Annual Bonus For For Mgmt
5 Approve Trust-Type Equity Compensation Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/21/17 Eisai Co. Ltd. 4523.JP J12852117
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Naito, Haruo For Against Mgmt
1.2 Elect Director Yamashita, Toru For For Mgmt
1.3 Elect Director Nishikawa, Ikuo For For Mgmt
1.4 Elect Director Naoe, Noboru For For Mgmt
1.5 Elect Director Suhara, Eiichiro For For Mgmt
1.6 Elect Director Kato, Yasuhiko For For Mgmt
1.7 Elect Director Kanai, Hirokazu For For Mgmt
1.8 Elect Director Kakizaki, Tamaki For For Mgmt
1.9 Elect Director Tsunoda, Daiken For For Mgmt
1.10 Elect Director Bruce Aronson For For Mgmt
1.11 Elect Director Tsuchiya, Yutaka For For Mgmt
-16-
MEETING DATE COMPANY TICKER SECURITY ID
06/21/17 Hitachi Ltd. 6501.JP J20454112
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Baba Kalyani For For Mgmt
1.2 Elect Director Cynthia Carroll For For Mgmt
1.3 Elect Director Sakakibara, Sadayuki For For Mgmt
1.4 Elect Director George Buckley For For Mgmt
1.5 Elect Director Louise Pentland For For Mgmt
1.6 Elect Director Mochizuki, Harufumi For For Mgmt
1.7 Elect Director Yamamoto, Takatoshi For For Mgmt
1.8 Elect Director Philip Yeo For For Mgmt
1.9 Elect Director Yoshihara, Hiroaki For For Mgmt
1.10 Elect Director Tanaka, Kazuyuki For For Mgmt
1.11 Elect Director Nakanishi, Hiroaki For For Mgmt
1.12 Elect Director Nakamura, Toyoaki For For Mgmt
1.13 Elect Director Higashihara, Toshiaki For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/21/17 Itochu Techno-Solutions Corp. 4739.JP J25022104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 42.5
2 Approve Accounting Transfers For For Mgmt
3.1 Elect Director Kikuchi, Satoshi For For Mgmt
3.2 Elect Director Matsushima, Toru For For Mgmt
3.3 Elect Director Matsuzawa, Masaaki For For Mgmt
3.4 Elect Director Okubo, Tadataka For For Mgmt
3.5 Elect Director Susaki, Takahiro For For Mgmt
3.6 Elect Director Nakamori, Makiko For For Mgmt
3.7 Elect Director Obi, Toshio For For Mgmt
3.8 Elect Director Shingu, Tatsushi For For Mgmt
3.9 Elect Director Yamaguchi, Tadayoshi For For Mgmt
4 Appoint Statutory Auditor Ishimaru, Shintaro For Against Mgmt
5 Appoint Alternate Statutory Auditor Tanimoto, Seiji For For Mgmt
6 Approve Trust-Type Equity Compensation Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/21/17 Kobe Steel Ltd. 5406.JP J34555144
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kawasaki, Hiroya For Against Mgmt
1.2 Elect Director Onoe, Yoshinori For For Mgmt
1.3 Elect Director Kaneko, Akira For For Mgmt
1.4 Elect Director Umehara, Naoto For For Mgmt
1.5 Elect Director Yamaguchi, Mitsugu For For Mgmt
1.6 Elect Director Manabe, Shohei For For Mgmt
1.7 Elect Director Koshiishi, Fusaki For For Mgmt
1.8 Elect Director Miyake, Toshiya For For Mgmt
1.9 Elect Director Naraki, Kazuhide For For Mgmt
1.10 Elect Director Kitabata, Takao For For Mgmt
1.11 Elect Director Bamba, Hiroyuki For For Mgmt
2 Elect Alternate Director and Audit Committee Member For For Mgmt
Kitabata, Takao
MEETING DATE COMPANY TICKER SECURITY ID
06/21/17 SoftBank Group Corp. 9984.JP J75963108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 22
2.1 Elect Director Son, Masayoshi For For Mgmt
2.2 Elect Director Miyauchi, Ken For For Mgmt
2.3 Elect Director Ronald Fisher For For Mgmt
2.4 Elect Director Marcelo Claure For For Mgmt
2.5 Elect Director Rajeev Misra For For Mgmt
2.6 Elect Director Simon Segars For For Mgmt
2.7 Elect Director Yun Ma For For Mgmt
2.8 Elect Director Yanai, Tadashi For For Mgmt
2.9 Elect Director Nagamori, Shigenobu For For Mgmt
2.10 Elect Director Mark Schwartz For For Mgmt
2.11 Elect Director Yasir O. Al-Rumayyan For For Mgmt
3.1 Appoint Statutory Auditor Suzaki, Masato For For Mgmt
3.2 Appoint Statutory Auditor Uno, Soichiro For For Mgmt
3.3 Appoint Statutory Auditor Kubokawa, Hidekazu For For Mgmt
4 Approve Stock Option Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/22/17 Japan AirLines Co. Ltd. 9201.JP J25979121
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 94
2 Amend Articles to Authorize Board to Pay Interim For For Mgmt
Dividends
3.1 Elect Director Onishi, Masaru For For Mgmt
3.2 Elect Director Ueki, Yoshiharu For For Mgmt
3.3 Elect Director Fujita, Tadashi For For Mgmt
3.4 Elect Director Okawa, Junko For For Mgmt
3.5 Elect Director Saito, Norikazu For For Mgmt
3.6 Elect Director Kikuyama, Hideki For For Mgmt
3.7 Elect Director Shin, Toshinori For For Mgmt
3.8 Elect Director Iwata, Kimie For For Mgmt
3.9 Elect Director Kobayashi, Eizo For For Mgmt
3.10 Elect Director Ito, Masatoshi For For Mgmt
4 Approve Cash Compensation Ceiling for Directors and For For Mgmt
Equity Compensation Plan
MEETING DATE COMPANY TICKER SECURITY ID
06/22/17 Mitsubishi Heavy Industries, Ltd. 7011.JP J44002129
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 6
2 Approve Reverse Stock Split to Comply with Exchange For For Mgmt
Mandate and Decrease Authorized Capital in Proportion to
Reverse Stock Split
3.1 Elect Director Omiya, Hideaki For For Mgmt
3.2 Elect Director Miyanaga, Shunichi For For Mgmt
3.3 Elect Director Koguchi, Masanori For For Mgmt
3.4 Elect Director Nayama, Michisuke For For Mgmt
3.5 Elect Director Shinohara, Naoyuki For For Mgmt
3.6 Elect Director Kobayashi, Ken For For Mgmt
4.1 Elect Director and Audit Committee Member Izumisawa, For For Mgmt
Seiji
4.2 Elect Director and Audit Committee Member Goto, Toshifumi For For Mgmt
4.3 Elect Director and Audit Committee Member Kuroyanagi, For Against Mgmt
Nobuo
4.4 Elect Director and Audit Committee Member Christina For For Mgmt
Ahmadjian
4.5 Elect Director and Audit Committee Member Ito, Shinichiro For For Mgmt
5 Appoint KPMG AZSA LLC as New External Audit Firm For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/22/17 NEC Corp. 6701.JP J48818124
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Reverse Stock Split to Comply with Exchange For For Mgmt
Mandate and Decrease Authorized Capital in Proportion to
Reverse Stock Split
2.1 Elect Director Endo, Nobuhiro For For Mgmt
2.2 Elect Director Niino, Takashi For For Mgmt
2.3 Elect Director Kawashima, Isamu For For Mgmt
2.4 Elect Director Morita, Takayuki For For Mgmt
2.5 Elect Director Emura, Katsumi For For Mgmt
2.6 Elect Director Matsukura, Hajime For For Mgmt
2.7 Elect Director Kunibe, Takeshi For For Mgmt
2.8 Elect Director Ogita, Hitoshi For For Mgmt
2.9 Elect Director Sasaki, Kaori For For Mgmt
2.10 Elect Director Oka, Motoyuki For For Mgmt
2.11 Elect Director Noji, Kunio For For Mgmt
3 Appoint Statutory Auditor Kinoshita, Hajime For For Mgmt
4 Approve Trust-Type Equity Compensation Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 JFE Holdings, Inc. 5411.JP J2817M100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 30
2.1 Elect Director Hayashida, Eiji For Against Mgmt
2.2 Elect Director Kakigi, Koji For For Mgmt
2.3 Elect Director Okada, Shinichi For For Mgmt
2.4 Elect Director Oda, Naosuke For For Mgmt
2.5 Elect Director Oshita, Hajime For For Mgmt
2.6 Elect Director Maeda, Masafumi For For Mgmt
2.7 Elect Director Yoshida, Masao For For Mgmt
2.8 Elect Director Yamamoto, Masami For For Mgmt
3.1 Appoint Statutory Auditor Hara, Nobuya For For Mgmt
3.2 Appoint Statutory Auditor Saiki, Isao For For Mgmt
4 Approve Takeover Defense Plan (Poison Pill) For Against Mgmt
5 Remove Director Masao Yoshida from Office Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Miraca Holdings Inc 4544.JP J4352B101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Takeuchi, Shigekazu For For Mgmt
1.2 Elect Director Suzuki, Hiromasa For For Mgmt
1.3 Elect Director Ishiguro, Miyuki For For Mgmt
1.4 Elect Director Ito, Ryoji For For Mgmt
1.5 Elect Director Takaoka, Kozo For For Mgmt
1.6 Elect Director Yamauchi, Susumu For For Mgmt
1.7 Elect Director Amano, Futomichi For For Mgmt
-17-
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Mitsubishi Motors Corp. 7211.JP J44131100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 5
2 Amend Articles to Clarify Director Authority on For For Mgmt
Shareholder Meetings - Amend Provisions on Number of
Directors - Amend Provisions on Director Titles - Clarify
Director Authority on Board Meetings - Amend Provisions
on Number of Statutory Auditors
3.1 Elect Director Carlos Ghosn For For Mgmt
3.2 Elect Director Masuko, Osamu For Against Mgmt
3.3 Elect Director Yamashita, Mitsuhiko For For Mgmt
3.4 Elect Director Shiraji, Kozo For For Mgmt
3.5 Elect Director Ikeya, Koji For For Mgmt
3.6 Elect Director Sakamoto, Harumi For For Mgmt
3.7 Elect Director Miyanaga, Shunichi For For Mgmt
3.8 Elect Director Kobayashi, Ken For For Mgmt
3.9 Elect Director Isayama, Takeshi For For Mgmt
3.10 Elect Director Kawaguchi, Hitoshi For For Mgmt
3.11 Elect Director Karube, Hiroshi For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Mitsubishi Steel Mfg. Co. Ltd. 5632.JP J44475101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 3.5
2 Approve Reverse Stock Split to Comply with Exchange For For Mgmt
Mandate and Decrease Authorized Capital in Proportion to
Reverse Stock Split
3.1 Elect Director Sato, Motoyuki For For Mgmt
3.2 Elect Director Takashima, Masayuki For For Mgmt
3.3 Elect Director Hishikawa, Akira For For Mgmt
3.4 Elect Director Sekine, Hiroshi For For Mgmt
3.5 Elect Director Amano, Hiroshi For For Mgmt
3.6 Elect Director Takayama, Jun For For Mgmt
3.7 Elect Director Iizuka, Yasuhiko For For Mgmt
3.8 Elect Director Nagata, Hiroyuki For For Mgmt
3.9 Elect Director Yamao, Akira For For Mgmt
4 Appoint Statutory Auditor Sakamoto, Hirokuni For Against Mgmt
5 Approve Trust-Type Equity Compensation Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Mitsui-Soko Holdings Co., Ltd. 9302.JP J45314101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Tawaraguchi, Makoto For Against Mgmt
1.2 Elect Director Koga, Hirobumi For Against Mgmt
1.3 Elect Director Odanaka, Osamu For For Mgmt
1.4 Elect Director Nakayama, Nobuo For For Mgmt
1.5 Elect Director Ogawa, Ryoji For For Mgmt
1.6 Elect Director Masuda, Takayoshi For For Mgmt
1.7 Elect Director Matsukawa, Noboru For For Mgmt
1.8 Elect Director Gohara, Takeshi For For Mgmt
1.9 Elect Director Miyajima, Yoshiaki For For Mgmt
1.10 Elect Director Kino, Hiroshi For For Mgmt
1.11 Elect Director Uchida, Kazunari For For Mgmt
1.12 Elect Director Furuhashi, Mamoru For For Mgmt
2 Appoint Statutory Auditor Ozawa, Motohide For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Sega Sammy Holdings Inc. 6460.JP J7028D104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Satomi, Hajime For For Mgmt
1.2 Elect Director Satomi, Haruki For For Mgmt
1.3 Elect Director Tsurumi, Naoya For For Mgmt
1.4 Elect Director Fukazawa, Koichi For For Mgmt
1.5 Elect Director Okamura, Hideki For For Mgmt
1.6 Elect Director Iwanaga, Yuji For For Mgmt
1.7 Elect Director Natsuno, Takeshi For For Mgmt
1.8 Elect Director Katsukawa, Kohei For For Mgmt
2.1 Appoint Statutory Auditor Aoki, Shigeru For For Mgmt
2.2 Appoint Statutory Auditor Sakaue, Yukito For For Mgmt
2.3 Appoint Statutory Auditor Kazashi, Tomio For For Mgmt
2.4 Appoint Statutory Auditor Enomoto, Mineo For Against Mgmt
3 Appoint Alternate Statutory Auditor Ogata, Izumi For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Subaru Corp 7270.JP J14406136
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 72
2 Amend Articles to Amend Provisions on Director Titles - For For Mgmt
Clarify Director Authority on Board Meetings
3.1 Elect Director Yoshinaga, Yasuyuki For For Mgmt
3.2 Elect Director Kondo, Jun For For Mgmt
3.3 Elect Director Tachimori, Takeshi For For Mgmt
3.4 Elect Director Kasai, Masahiro For For Mgmt
3.5 Elect Director Okada, Toshiaki For For Mgmt
3.6 Elect Director Kato, Yoichi For For Mgmt
3.7 Elect Director Komamura, Yoshinori For For Mgmt
3.8 Elect Director Aoyama, Shigehiro For For Mgmt
4 Appoint Alternate Statutory Auditor Tamazawa, Kenji For For Mgmt
5 Approve Equity Compensation Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Tokyo Electric Power Co Holdings Inc. 9501.JP J86914108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Annen, Junji For For Mgmt
1.2 Elect Director Utsuda, Shoei For For Mgmt
1.3 Elect Director Kaneko, Yoshinori For For Mgmt
1.4 Elect Director Kawasaki, Toshihiro For For Mgmt
1.5 Elect Director Kawamura, Takashi For For Mgmt
1.6 Elect Director Kunii, Hideko For For Mgmt
1.7 Elect Director Kobayakawa, Tomoaki For For Mgmt
1.8 Elect Director Takaura, Hideo For For Mgmt
1.9 Elect Director Taketani, Noriaki For For Mgmt
1.10 Elect Director Toyama, Kazuhiko For For Mgmt
1.11 Elect Director Nishiyama, Keita For For Mgmt
1.12 Elect Director Makino, Shigenori For For Mgmt
1.13 Elect Director Moriya, Seiji For For Mgmt
2 Amend Articles to Resume Nuclear Power Generation Early Against Against ShrHlder
to Reduce Carbon Dioxide Emission, while Maintaining
Profitability
3.1 Appoint Shareholder Director Nominee Murata, Haruki Against Against ShrHlder
3.2 Appoint Shareholder Director Nominee Higashikawa, Tadashi Against Against ShrHlder
4 Amend Articles to Dispose of TEPCO Power Grid, Inc Against Against ShrHlder
5 Amend Articles to Apply Impairment Accounting to Against Against ShrHlder
Kashiwazaki-Kariwa Nuclear Power Station
6 Amend Articles to Add Provisions on Against Against ShrHlder
Reactor-Decommissioning Research Facilities
7 Amend Articles to Require Audit Committee to Be Composed Against For ShrHlder
Entirely of Outside Directors
8 Amend Articles to Conclude Safety Agreements with Local Against Against ShrHlder
Public Authorities Concerning Nuclear Accident Evacuation
9 Amend Articles to Add Provisions on Evacuation Drills Against Against ShrHlder
with Nuclear Accident Scenario
10 Amend Articles to Establish Nuclear Disaster Recuperation Against Against ShrHlder
Fund
11 Amend Articles to Provide Recuperation for Workers at Against Against ShrHlder
Fukushima Nuclear Power Station
12 Amend Articles to Verify Soundness of Reactor Pressure Against Against ShrHlder
Vessels at Kashiwazaki-Kariwa Nuclear Power Station
MEETING DATE COMPANY TICKER SECURITY ID
06/25/17 Matsui Securities 8628.JP J4086C102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 20
2.1 Elect Director Matsui, Michio For For Mgmt
2.2 Elect Director Imada, Hirohito For For Mgmt
2.3 Elect Director Moribe, Takashi For For Mgmt
2.4 Elect Director Warita, Akira For For Mgmt
2.5 Elect Director Sato, Kunihiko For For Mgmt
2.6 Elect Director Uzawa, Shinichi For For Mgmt
2.7 Elect Director Saiga, Moto For For Mgmt
2.8 Elect Director Shibata, Masashi For For Mgmt
2.9 Elect Director Igawa, Moto For For Mgmt
2.10 Elect Director Annen, Junji For For Mgmt
3 Approve Deep Discount Stock Option Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 Alfresa Holdings Corp. 2784.JP J0109X107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Articles to Amend Business Lines For Against Mgmt
2.1 Elect Director Ishiguro, Denroku For For Mgmt
2.2 Elect Director Kanome, Hiroyuki For For Mgmt
2.3 Elect Director Kubo, Taizo For For Mgmt
2.4 Elect Director Miyake, Shunichi For For Mgmt
2.5 Elect Director Masunaga, Koichi For For Mgmt
2.6 Elect Director Izumi, Yasuki For For Mgmt
2.7 Elect Director Arakawa, Ryuji For For Mgmt
2.8 Elect Director Katsuki, Hisashi For For Mgmt
2.9 Elect Director Terai, Kimiko For For Mgmt
2.10 Elect Director Yatsurugi, Yoichiro For For Mgmt
2.11 Elect Director Konno, Shiho For For Mgmt
3.1 Appoint Statutory Auditor Kamigaki, Seisui For For Mgmt
3.2 Appoint Statutory Auditor Kato, Yoshitaka For For Mgmt
4 Appoint Alternate Statutory Auditor Ueda, Yuji For For Mgmt
-18-
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 Aozora Bank, Ltd. 8304.JP J0172K107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Reverse Stock Split to Comply with Exchange For For Mgmt
Mandate and Decrease Authorized Capital in Proportion to
Reverse Stock Split
2 Amend Articles to Update Authorized Capital to Reflect For For Mgmt
Reverse Stock Split - Reduce Share Trading Unit
3.1 Elect Director Fukuda, Makoto For For Mgmt
3.2 Elect Director Baba, Shinsuke For For Mgmt
3.3 Elect Director Saito, Takeo For For Mgmt
3.4 Elect Director Takeda, Shunsuke For For Mgmt
3.5 Elect Director Mizuta, Hiroyuki For For Mgmt
3.6 Elect Director Murakami, Ippei For For Mgmt
3.7 Elect Director Ito, Tomonori For For Mgmt
3.8 Elect Director Sekizawa, Yukio For For Mgmt
4.1 Appoint Alternate Statutory Auditor Uchida, Keiichiro For For Mgmt
4.2 Appoint Alternate Statutory Auditor Mitch R. Fulscher For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 Inpex Corporation 1605.JP J2467E101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 9
2.1 Elect Director Kitamura, Toshiaki For Against Mgmt
2.2 Elect Director Sano, Masaharu For For Mgmt
2.3 Elect Director Murayama, Masahiro For For Mgmt
2.4 Elect Director Ito, Seiya For For Mgmt
2.5 Elect Director Sugaya, Shunichiro For For Mgmt
2.6 Elect Director Ikeda, Takahiko For For Mgmt
2.7 Elect Director Kurasawa, Yoshikazu For For Mgmt
2.8 Elect Director Kittaka, Kimihisa For For Mgmt
2.9 Elect Director Sase, Nobuharu For For Mgmt
2.10 Elect Director Okada, Yasuhiko For For Mgmt
2.11 Elect Director Sato, Hiroshi For For Mgmt
2.12 Elect Director Matsushita, Isao For For Mgmt
2.13 Elect Director Yanai, Jun For For Mgmt
2.14 Elect Director Iio, Norinao For For Mgmt
2.15 Elect Director Nishimura, Atsuko For For Mgmt
3 Approve Annual Bonus For For Mgmt
4 Approve Compensation Ceilings for Directors and Statutory For For Mgmt
Auditors
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 Kyocera Corp. 6971.JP J37479110
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, With a Final Dividend of For For Mgmt
JPY 60
2.1 Elect Director Yamaguchi, Goro For Against Mgmt
2.2 Elect Director Tanimoto, Hideo For Against Mgmt
2.3 Elect Director Ishii, Ken For For Mgmt
2.4 Elect Director Fure, Hiroshi For For Mgmt
2.5 Elect Director Date, Yoji For For Mgmt
2.6 Elect Director Kano, Koichi For For Mgmt
2.7 Elect Director Aoki, Shoichi For For Mgmt
2.8 Elect Director John Sarvis For For Mgmt
2.9 Elect Director Robert Wisler For For Mgmt
2.10 Elect Director Onodera, Tadashi For For Mgmt
2.11 Elect Director Mizobata, Hiroto For For Mgmt
2.12 Elect Director Aoyama, Atsushi For For Mgmt
2.13 Elect Director Itsukushima, Keiji For For Mgmt
2.14 Elect Director Ina, Norihiko For For Mgmt
2.15 Elect Director Sato, Takashi For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 Medipal Holdings Corp 7459.JP J4189T101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Watanabe, Shuichi For For Mgmt
1.2 Elect Director Chofuku, Yasuhiro For For Mgmt
1.3 Elect Director Yoda, Toshihide For For Mgmt
1.4 Elect Director Sakon, Yuji For For Mgmt
1.5 Elect Director Hasegawa, Takuro For For Mgmt
1.6 Elect Director Watanabe, Shinjiro For For Mgmt
1.7 Elect Director Ninomiya, Kunio For For Mgmt
1.8 Elect Director Kawanobe, Michiko For For Mgmt
1.9 Elect Director Kagami, Mitsuko For For Mgmt
1.10 Elect Director Asano, Toshio For For Mgmt
2 Appoint Statutory Auditor Toyoda, Tomoyasu For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 Mitsubishi Chemical Holdings Corp. 4188.JP J44046100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kobayashi, Yoshimitsu For For Mgmt
1.2 Elect Director Ochi, Hitoshi For For Mgmt
1.3 Elect Director Glenn H. Fredrickson For For Mgmt
1.4 Elect Director Umeha, Yoshihiro For For Mgmt
1.5 Elect Director Urata, Hisao For For Mgmt
1.6 Elect Director Ohira, Noriyoshi For For Mgmt
1.7 Elect Director Kosakai, Kenkichi For For Mgmt
1.8 Elect Director Yoshimura, Shushichi For For Mgmt
1.9 Elect Director Kikkawa, Takeo For For Mgmt
1.10 Elect Director Ito, Taigi For For Mgmt
1.11 Elect Director Watanabe, Kazuhiro For For Mgmt
1.12 Elect Director Kunii, Hideko For For Mgmt
1.13 Elect Director Hashimoto, Takayuki For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 Nippon Steel & Sumitomo Metal Corp. 5401.JP J55999122
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 45
2.1 Elect Director Muneoka, Shoji For Against Mgmt
2.2 Elect Director Shindo, Kosei For Against Mgmt
2.3 Elect Director Sakuma, Soichiro For For Mgmt
2.4 Elect Director Saeki, Yasumitsu For For Mgmt
2.5 Elect Director Fujino, Shinji For For Mgmt
2.6 Elect Director Hashimoto, Eiji For For Mgmt
2.7 Elect Director Takahashi, Kenji For For Mgmt
2.8 Elect Director Sakae, Toshiharu For For Mgmt
2.9 Elect Director Tanimoto, Shinji For For Mgmt
2.10 Elect Director Nakamura, Shinichi For For Mgmt
2.11 Elect Director Kunishi, Toshihiko For For Mgmt
2.12 Elect Director Otsuka, Mutsutake For For Mgmt
2.13 Elect Director Fujisaki, Ichiro For For Mgmt
3 Appoint Statutory Auditor Nagayasu, Katsunori For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 SCREEN Holdings Co., Ltd. 7735.JP J10626109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 87
2.1 Elect Director Kakiuchi, Eiji For For Mgmt
2.2 Elect Director Minamishima, Shin For For Mgmt
2.3 Elect Director Oki, Katsutoshi For For Mgmt
2.4 Elect Director Nadahara, Soichi For For Mgmt
2.5 Elect Director Kondo, Yoichi For For Mgmt
2.6 Elect Director Ando, Kimito For For Mgmt
2.7 Elect Director Tateishi, Yoshio For For Mgmt
2.8 Elect Director Murayama, Shosaku For For Mgmt
2.9 Elect Director Saito, Shigeru For For Mgmt
3 Approve Trust-Type Equity Compensation Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 Terumo Corp. 4543.JP J83173104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 22
2.1 Elect Director Mimura, Takayoshi For For Mgmt
2.2 Elect Director Sato, Shinjiro For For Mgmt
2.3 Elect Director Takagi, Toshiaki For For Mgmt
2.4 Elect Director Hatano, Shoji For For Mgmt
2.5 Elect Director Arase, Hideo For For Mgmt
2.6 Elect Director David Perez For For Mgmt
2.7 Elect Director Mori, Ikuo For For Mgmt
2.8 Elect Director Ueda, Ryuzo For For Mgmt
3.1 Elect Director and Audit Committee Member Kimura, For For Mgmt
Yoshihiro
3.2 Elect Director and Audit Committee Member Matsumiya, For For Mgmt
Toshihiko
3.3 Elect Director and Audit Committee Member Yone, Masatake For For Mgmt
4 Elect Alternate Director and Audit Committee Member For For Mgmt
Sakaguchi, Koichi
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Amada Holdings Co., Ltd. 6113.JP J01218106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 18
2.1 Elect Director Okamoto, Mitsuo For For Mgmt
2.2 Elect Director Isobe, Tsutomu For For Mgmt
2.3 Elect Director Abe, Atsushige For For Mgmt
2.4 Elect Director Shibata, Kotaro For For Mgmt
2.5 Elect Director Kudo, Hidekazu For For Mgmt
2.6 Elect Director Mazuka, Michiyoshi For For Mgmt
2.7 Elect Director Chino, Toshitake For For Mgmt
2.8 Elect Director Miyoshi, Hidekazu For For Mgmt
3.1 Appoint Statutory Auditor Ito, Katsuhide For For Mgmt
3.2 Appoint Statutory Auditor Nishiura, Seiji For For Mgmt
4 Appoint Alternate Statutory Auditor Murata, Makoto For For Mgmt
5 Approve Annual Bonus For For Mgmt
-19-
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Chubu Electric Power Co. Inc. 9502.JP J06510101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 15
2.1 Elect Director Mizuno, Akihisa For For Mgmt
2.2 Elect Director Katsuno, Satoru For For Mgmt
2.3 Elect Director Masuda, Yoshinori For For Mgmt
2.4 Elect Director Matsura, Masanori For For Mgmt
2.5 Elect Director Kataoka, Akinori For For Mgmt
2.6 Elect Director Kurata, Chiyoji For For Mgmt
2.7 Elect Director Ban, Kozo For For Mgmt
2.8 Elect Director Shimizu, Shigenobu For For Mgmt
2.9 Elect Director Masuda, Hiromu For For Mgmt
2.10 Elect Director Misawa, Taisuke For For Mgmt
2.11 Elect Director Nemoto, Naoko For For Mgmt
2.12 Elect Director Hashimoto, Takayuki For For Mgmt
3 Approve Annual Bonus For For Mgmt
4 Amend Articles to Add Provisions on Declaration of Against Against ShrHlder
Withdrawal from Nuclear Power Generation
5 Amend Articles to Add Provisions on Safety Enhancement Against Against ShrHlder
Policy for Earthquake and Tsunami at Hamaoka Nuclear
Power Station
6 Amend Articles to Add Provisions on Rationalization of Against Against ShrHlder
Power Generation Department
7 Amend Articles to Establish Committee on Spent Nuclear Against Against ShrHlder
Fuel Safety Storage
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Daito Trust Construction Co. Ltd. 1878.JP J11151107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 298
2.1 Elect Director Kumakiri, Naomi For For Mgmt
2.2 Elect Director Kobayashi, Katsuma For For Mgmt
2.3 Elect Director Kawai, Shuji For For Mgmt
2.4 Elect Director Uchida, Kanitsu For For Mgmt
2.5 Elect Director Takeuchi, Kei For For Mgmt
2.6 Elect Director Saito, Kazuhiko For For Mgmt
2.7 Elect Director Nakagawa, Takeshi For For Mgmt
2.8 Elect Director Sato, Koji For For Mgmt
2.9 Elect Director Yamaguchi, Toshiaki For For Mgmt
2.10 Elect Director Sasaki, Mami For For Mgmt
2.11 Elect Director Shoda, Takashi For For Mgmt
3.1 Appoint Statutory Auditor Uno, Masayasu For For Mgmt
3.2 Appoint Statutory Auditor Hachiya, Hideo For For Mgmt
3.3 Appoint Statutory Auditor Fujimaki, Kazuo For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Daiwa Securities Group Inc. 8601.JP J11718111
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Hibino, Takashi For For Mgmt
1.2 Elect Director Nakata, Seiji For For Mgmt
1.3 Elect Director Nishio, Shinya For For Mgmt
1.4 Elect Director Takahashi, Kazuo For For Mgmt
1.5 Elect Director Matsui, Toshihiro For For Mgmt
1.6 Elect Director Tashiro, Keiko For For Mgmt
1.7 Elect Director Komatsu, Mikita For For Mgmt
1.8 Elect Director Matsuda, Morimasa For For Mgmt
1.9 Elect Director Matsubara, Nobuko For For Mgmt
1.10 Elect Director Tadaki, Keiichi For For Mgmt
1.11 Elect Director Onodera, Tadashi For For Mgmt
1.12 Elect Director Ogasawara, Michiaki For Against Mgmt
1.13 Elect Director Takeuchi, Hirotaka For For Mgmt
1.14 Elect Director Nishikawa, Ikuo For For Mgmt
2 Approve Deep Discount Stock Option Plan and Stock Option For For Mgmt
Plan
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Electric Power Development Co. (J-Power) 9513.JP J12915104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 35
2.1 Elect Director Kitamura, Masayoshi For For Mgmt
2.2 Elect Director Watanabe, Toshifumi For For Mgmt
2.3 Elect Director Murayama, Hitoshi For For Mgmt
2.4 Elect Director Uchiyama, Masato For For Mgmt
2.5 Elect Director Eto, Shuji For For Mgmt
2.6 Elect Director Urashima, Akihito For For Mgmt
2.7 Elect Director Onoi, Yoshiki For For Mgmt
2.8 Elect Director Minaminosono, Hiromi For For Mgmt
2.9 Elect Director Sugiyama, Hiroyasu For For Mgmt
2.10 Elect Director Tsukuda, Hideki For For Mgmt
2.11 Elect Director Honda, Makoto For For Mgmt
2.12 Elect Director Kajitani, Go For For Mgmt
2.13 Elect Director Ito, Tomonori For For Mgmt
2.14 Elect Director John Buchanan For For Mgmt
3 Appoint Statutory Auditor Kawatani, Shinichi For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Japan Petroleum Exploration Ltd. 1662.JP J2740Q103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 10
2.1 Elect Director Watanabe, Osamu For Against Mgmt
2.2 Elect Director Okada, Hideichi For Against Mgmt
2.3 Elect Director Ishii, Shoichi For For Mgmt
2.4 Elect Director Fukasawa, Hikaru For For Mgmt
2.5 Elect Director Higai, Yosuke For For Mgmt
2.6 Elect Director Masui, Yasuhiro For For Mgmt
2.7 Elect Director Ozeki, Kazuhiko For For Mgmt
2.8 Elect Director Inoue, Takahisa For For Mgmt
2.9 Elect Director Ito, Hajime For For Mgmt
2.10 Elect Director Tanaka, Hirotaka For For Mgmt
2.11 Elect Director Hirata, Toshiyuki For For Mgmt
2.12 Elect Director Kawaguchi, Yoriko For For Mgmt
2.13 Elect Director Kojima, Akira For For Mgmt
2.14 Elect Director Ito, Tetsuo For Against Mgmt
3.1 Appoint Statutory Auditor Ishizeki, Morio For For Mgmt
3.2 Appoint Statutory Auditor Uchida, Kenji For For Mgmt
4 Approve Annual Bonus For For Mgmt
5 Approve Takeover Defense Plan (Poison Pill) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 JXTG Holdings Inc. 5020.JP J5484F100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 8
2.1 Elect Director Kimura, Yasushi For For Mgmt
2.2 Elect Director Uchida, Yukio For For Mgmt
2.3 Elect Director Muto, Jun For For Mgmt
2.4 Elect Director Kawada, Junichi For For Mgmt
2.5 Elect Director Onoda, Yasushi For For Mgmt
2.6 Elect Director Adachi, Hiroji For For Mgmt
2.7 Elect Director Ota, Katsuyuki For For Mgmt
2.8 Elect Director Sugimori, Tsutomu For For Mgmt
2.9 Elect Director Hirose, Takashi For For Mgmt
2.10 Elect Director Miyake, Shunsaku For For Mgmt
2.11 Elect Director Oi, Shigeru For For Mgmt
2.12 Elect Director Taguchi, Satoshi For For Mgmt
2.13 Elect Director Ota, Hiroko For For Mgmt
2.14 Elect Director Otsuka, Mutsutake For For Mgmt
2.15 Elect Director Kondo, Seiichi For For Mgmt
2.16 Elect Director Miyata, Yoshiiku For For Mgmt
3 Appoint Statutory Auditor Nakajima, Yuji For For Mgmt
4 Approve Trust-Type Equity Compensation Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Kansai Electric Power Co. Inc. 9503.JP J30169106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 25
2.1 Elect Director Yagi, Makoto For For Mgmt
2.2 Elect Director Iwane, Shigeki For For Mgmt
2.3 Elect Director Toyomatsu, Hideki For For Mgmt
2.4 Elect Director Kagawa, Jiro For For Mgmt
2.5 Elect Director Doi, Yoshihiro For For Mgmt
2.6 Elect Director Morimoto, Takashi For For Mgmt
2.7 Elect Director Inoue, Tomio For For Mgmt
2.8 Elect Director Sugimoto, Yasushi For For Mgmt
2.9 Elect Director Yukawa, Hidehiko For For Mgmt
2.10 Elect Director Oishi, Tomihiko For For Mgmt
2.11 Elect Director Shimamoto, Yasuji For For Mgmt
2.12 Elect Director Inoue, Noriyuki For For Mgmt
2.13 Elect Director Okihara, Takamune For For Mgmt
2.14 Elect Director Kobayashi, Tetsuya For For Mgmt
3.1 Appoint Statutory Auditor Yashima, Yasuhiro For For Mgmt
3.2 Appoint Statutory Auditor Otsubo, Fumio For For Mgmt
4 Amend Articles to Phase out Use of Nuclear Energy and Against Against ShrHlder
Fossil Fuel Energy and to Promote Renewable Energy
5 Amend Articles to Require Detailed Shareholder Meeting Against Against ShrHlder
Minutes Disclosure
6 Amend Articles to Introduce Provision on Corporate Social Against Against ShrHlder
Responsibility to Promote Operational Sustainability
7 Amend Articles to Introduce Provision on Corporate Social Against Against ShrHlder
Responsibility related to Information Disclosure
8 Amend Articles to Introduce Provision on Corporate Social Against Against ShrHlder
Responsibility related to Human Resource Development and
Technology Development
9 Amend Articles to Introduce Provision on Corporate Social Against Against ShrHlder
Responsibility related to Energy Saving
10 Approve Income Allocation, with a Final Dividend of JPY 5 Against Against ShrHlder
Higher than Management's Dividend Proposal
11 Remove President Shigeki Iwane from Office Against Against ShrHlder
12 Amend Articles to Require Disclosure of Compensation of Against For ShrHlder
Individual Directors and its Calculation Base
13 Amend Articles to Launch Committee on Promotion of Work Against Against ShrHlder
Sustainability
14 Amend Articles to Ban Reprocessing of Spent Nuclear Fuel Against Against ShrHlder
and Abandon Recycling Projects
15 Amend Articles to Launch Committee to Review Risks Against Against ShrHlder
associated with Aging Nuclear Plants and Resumption of
Nuclear Operation after Long-time Suspension
16 Amend Articles to Ban Operation of Nuclear Power Against Against ShrHlder
Generation
17 Amend Articles to Promote Maximum Disclosure to Gain Against Against ShrHlder
Consumer Trust
18 Amend Articles to Require Disclosure of Compensation of Against For ShrHlder
Individual Directors
19 Amend Articles to Encourage Dispersed Renewable and Against Against ShrHlder
Natural Gas Power
20 Amend Articles to Encourage Dispersed Renewable and Against Against ShrHlder
Natural Gas Power
21 Amend Articles to Cease Nuclear Operations and Against Against ShrHlder
Decommission All Nuclear Facilities as Soon as Possible
22 Amend Articles to Commit to Nurture of Work Climate Against Against ShrHlder
Conducive to Improving Quality of Nuclear Safety
Mechanisms Through Debate Among Employees
23 Amend Articles to Ban Hiring or Service on the Board or Against Against ShrHlder
at the Company by Former Government Officials
24 Amend Articles to Reduce Maximum Board Size from 20 to 10 Against Against ShrHlder
and Require Majority Outsider Board
25 Amend Articles to End Reliance on Nuclear Power Against Against ShrHlder
-20-
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Konami Holdings Corp. 9766.JP J35996107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kozuki, Kagemasa For For Mgmt
1.2 Elect Director Kozuki, Takuya For For Mgmt
1.3 Elect Director Nakano, Osamu For For Mgmt
1.4 Elect Director Sakamoto, Satoshi For For Mgmt
1.5 Elect Director Higashio, Kimihiko For For Mgmt
1.6 Elect Director Matsura, Yoshihiro For For Mgmt
1.7 Elect Director Gemma, Akira For For Mgmt
1.8 Elect Director Yamaguchi, Kaori For For Mgmt
1.9 Elect Director Kubo, Kimito For For Mgmt
2.1 Appoint Statutory Auditor Furukawa, Shinichi For For Mgmt
2.2 Appoint Statutory Auditor Maruoka, Minoru For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Mazda Motor Corp. 7261.JP J41551102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 20
2.1 Elect Director Nakamine, Yuji For For Mgmt
2.2 Elect Director Inamoto, Nobuhide For For Mgmt
2.3 Elect Director Ono, Mitsuru For For Mgmt
2.4 Elect Director Sakai, Ichiro For For Mgmt
2.5 Elect Director Jono, Kazuaki For For Mgmt
3.1 Appoint Statutory Auditor Yasuda, Masahiro For For Mgmt
3.2 Appoint Statutory Auditor Hirasawa, Masahide For Against Mgmt
3.3 Appoint Statutory Auditor Tamano, Kunihiko For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 NOK Corp. 7240.JP J54967104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 25
2.1 Elect Director Tsuru, Masato For For Mgmt
2.2 Elect Director Doi, Kiyoshi For For Mgmt
2.3 Elect Director Iida, Jiro For For Mgmt
2.4 Elect Director Kuroki, Yasuhiko For For Mgmt
2.5 Elect Director Watanabe, Akira For For Mgmt
2.6 Elect Director Nagasawa, Shinji For For Mgmt
2.7 Elect Director Tsuru, Tetsuji For For Mgmt
2.8 Elect Director Kobayashi, Toshifumi For For Mgmt
2.9 Elect Director Hogen, Kensaku For For Mgmt
2.10 Elect Director Fujioka, Makoto For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Seiko Epson Corp. 6724.JP J7030F105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 30
2.1 Elect Director Usui, Minoru For For Mgmt
2.2 Elect Director Inoue, Shigeki For For Mgmt
2.3 Elect Director Kubota, Koichi For For Mgmt
2.4 Elect Director Kawana, Masayuki For For Mgmt
2.5 Elect Director Seki, Tatsuaki For For Mgmt
2.6 Elect Director Omiya, Hideaki For For Mgmt
2.7 Elect Director Matsunaga, Mari For For Mgmt
3 Approve Annual Bonus For For Mgmt
4 Approve Takeover Defense Plan (Poison Pill) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Sumitomo Electric Industries Ltd. 5802.JP J77411114
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 23
2.1 Elect Director Inoue, Osamu For For Mgmt
2.2 Elect Director Hato, Hideo For For Mgmt
2.3 Elect Director Shirayama, Masaki For For Mgmt
3.1 Appoint Statutory Auditor Hayashi, Akira For For Mgmt
3.2 Appoint Statutory Auditor Watanabe, Katsuaki For Against Mgmt
4 Approve Annual Bonus For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Suzuken Co Ltd 9987.JP J78454105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Articles to Amend Business Lines - Indemnify For For Mgmt
Directors - Clarify Provisions on Alternate Statutory
Auditors - Indemnify Statutory Auditors
2.1 Elect Director Bessho, Yoshiki For For Mgmt
2.2 Elect Director Miyata, Hiromi For For Mgmt
2.3 Elect Director Asano, Shigeru For For Mgmt
2.4 Elect Director Saito, Masao For For Mgmt
2.5 Elect Director Izawa, Yoshimichi For For Mgmt
2.6 Elect Director Tamura, Hisashi For For Mgmt
2.7 Elect Director Ueda, Keisuke For For Mgmt
2.8 Elect Director Iwatani, Toshiaki For For Mgmt
2.9 Elect Director Usui, Yasunori For For Mgmt
3 Appoint Statutory Auditor Takeda, Noriyuki For For Mgmt
4 Appoint Alternate Statutory Auditor Takahashi, Masahiko For For Mgmt
5 Approve Equity Compensation Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Takeda Pharmaceutical Co. Ltd. 4502.JP J8129E108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 90
2.1 Elect Director Christophe Weber For For Mgmt
2.2 Elect Director Iwasaki, Masato For For Mgmt
2.3 Elect Director Andrew Plump For For Mgmt
2.4 Elect Director James Kehoe For For Mgmt
2.5 Elect Director Fujimori, Yoshiaki For For Mgmt
2.6 Elect Director Higashi, Emiko For For Mgmt
2.7 Elect Director Michel Orsinger For For Mgmt
2.8 Elect Director Sakane, Masahiro For For Mgmt
2.9 Elect Director Shiga, Toshiyuki For For Mgmt
3 Approve Annual Bonus For For Mgmt
4 Amend Articles to Add Provisions Prohibiting Appointment Against For ShrHlder
of Corporate Counselors or Advisors Who Will Give Advice
to Representative Directors
5 Remove Director and Chairman Yasuchika Hasegawa from Against Against ShrHlder
Office
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Tohoku Electric Power Co. Inc. 9506.JP J85108108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 20
2.1 Elect Director Kaiwa, Makoto For For Mgmt
2.2 Elect Director Harada, Hiroya For For Mgmt
2.3 Elect Director Sakamoto, Mitsuhiro For For Mgmt
2.4 Elect Director Watanabe, Takao For For Mgmt
2.5 Elect Director Okanobu, Shinichi For For Mgmt
2.6 Elect Director Tanae, Hiroshi For For Mgmt
2.7 Elect Director Hasegawa, Noboru For For Mgmt
2.8 Elect Director Yamamoto, Shunji For For Mgmt
2.9 Elect Director Miura, Naoto For For Mgmt
2.10 Elect Director Nakano, Haruyuki For For Mgmt
2.11 Elect Director Masuko, Jiro For For Mgmt
2.12 Elect Director Higuchi, Kojiro For For Mgmt
2.13 Elect Director Abe, Toshinori For For Mgmt
2.14 Elect Director Seino, Satoshi For For Mgmt
2.15 Elect Director Kondo, Shiro For For Mgmt
3 Amend Articles to Withdraw from Nuclear Power Generation Against Against ShrHlder
and Promote Renewable Energy
4 Amend Articles to Decommission Onagawa Nuclear Power Against Against ShrHlder
Station
5 Amend Articles to Withdraw from Nuclear Fuel Recycling Against Against ShrHlder
Business
6 Amend Articles to Add Provisions on Responsible Against Against ShrHlder
Management of Spent Nuclear Fuels
7 Amend Articles to Add Provisions on Priority Grid Access Against Against ShrHlder
for Renewable Energy
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Dai Nippon Printing Co. Ltd. 7912.JP J10584100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 16
2 Approve Reverse Stock Split to Comply with Exchange For For Mgmt
Mandate and Decrease Authorized Capital in Proportion to
Reverse Stock Split
3.1 Elect Director Kitajima, Yoshitoshi For Against Mgmt
3.2 Elect Director Takanami, Koichi For For Mgmt
3.3 Elect Director Yamada, Masayoshi For For Mgmt
3.4 Elect Director Kitajima, Yoshinari For For Mgmt
3.5 Elect Director Wada, Masahiko For For Mgmt
3.6 Elect Director Morino, Tetsuji For For Mgmt
3.7 Elect Director Kanda, Tokuji For For Mgmt
3.8 Elect Director Kitajima, Motoharu For For Mgmt
3.9 Elect Director Saito, Takashi For For Mgmt
3.10 Elect Director Inoue, Satoru For For Mgmt
3.11 Elect Director Tsukada, Tadao For For Mgmt
3.12 Elect Director Miyajima, Tsukasa For For Mgmt
4 Appoint Statutory Auditor Nomura, Kuniaki For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 FUJIFILM Holdings Corp. 4901.JP J14208102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 35
2.1 Elect Director Komori, Shigetaka For For Mgmt
2.2 Elect Director Sukeno, Kenji For For Mgmt
2.3 Elect Director Tamai, Koichi For For Mgmt
2.4 Elect Director Toda, Yuzo For For Mgmt
2.5 Elect Director Shibata, Norio For For Mgmt
2.6 Elect Director Yoshizawa, Masaru For For Mgmt
2.7 Elect Director Kawada, Tatsuo For For Mgmt
2.8 Elect Director Kaiami, Makoto For For Mgmt
2.9 Elect Director Kitamura, Kunitaro For For Mgmt
3 Appoint Statutory Auditor Mishima, Kazuya For For Mgmt
-21-
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Haseko Corp. 1808.JP J18984104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 30
2.1 Elect Director Oguri, Ikuo For For Mgmt
2.2 Elect Director Tsuji, Noriaki For For Mgmt
2.3 Elect Director Muratsuka, Shosuke For For Mgmt
2.4 Elect Director Imanaka, Yuhei For For Mgmt
2.5 Elect Director Ikegami, Kazuo For For Mgmt
2.6 Elect Director Amano, Kohei For For Mgmt
2.7 Elect Director Kogami, Tadashi For For Mgmt
3 Appoint Statutory Auditor Ikegami, Takeshi For For Mgmt
4 Approve Trust-Type Equity Compensation Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Kajima Corp. 1812.JP J29223120
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 13
2.1 Elect Director Oshimi, Yoshikazu For For Mgmt
2.2 Elect Director Atsumi, Naoki For For Mgmt
2.3 Elect Director Tashiro, Tamiharu For For Mgmt
2.4 Elect Director Koizumi, Hiroyoshi For For Mgmt
2.5 Elect Director Uchida, Ken For For Mgmt
2.6 Elect Director Furukawa, Koji For For Mgmt
2.7 Elect Director Sakane, Masahiro For For Mgmt
2.8 Elect Director Saito, Kiyomi For For Mgmt
3 Appoint Statutory Auditor Fukada, Koji For For Mgmt
4 Amend Performance-Based Cash Compensation Ceiling For For Mgmt
Approved at 2007 AGM for Directors
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Meiji Holdings Co Ltd 2269.JP J41729104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Matsuo, Masahiko For For Mgmt
1.2 Elect Director Saza, Michiro For For Mgmt
1.3 Elect Director Shiozaki, Koichiro For For Mgmt
1.4 Elect Director Furuta, Jun For For Mgmt
1.5 Elect Director Iwashita, Shuichi For For Mgmt
1.6 Elect Director Kawamura, Kazuo For For Mgmt
1.7 Elect Director Kobayashi, Daikichiro For For Mgmt
1.8 Elect Director Sanuki, Yoko For For Mgmt
1.9 Elect Director Iwashita, Tomochika For For Mgmt
1.10 Elect Director Murayama, Toru For For Mgmt
2.1 Appoint Statutory Auditor Matsuzumi, Mineo For For Mgmt
2.2 Appoint Statutory Auditor Tanaka, Hiroyuki For For Mgmt
2.3 Appoint Statutory Auditor Watanabe, Hajime For For Mgmt
2.4 Appoint Statutory Auditor Ando, Makoto For For Mgmt
3 Appoint Alternate Statutory Auditor Imamura, Makoto For For Mgmt
4 Approve Equity Compensation Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Mitsubishi Estate Co Ltd 8802.JP J43916113
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 11
2.1 Elect Director Sugiyama, Hirotaka For For Mgmt
2.2 Elect Director Yoshida, Junichi For For Mgmt
2.3 Elect Director Kato, Jo For For Mgmt
2.4 Elect Director Tanisawa, Junichi For For Mgmt
2.5 Elect Director Katayama, Hiroshi For For Mgmt
2.6 Elect Director Nishigai, Noboru For For Mgmt
2.7 Elect Director Yanagisawa, Yutaka For For Mgmt
2.8 Elect Director Okusa, Toru For For Mgmt
2.9 Elect Director Matsuhashi, Isao For For Mgmt
2.10 Elect Director Ebihara, Shin For For Mgmt
2.11 Elect Director Tomioka, Shu For For Mgmt
2.12 Elect Director Shirakawa, Masaaki For For Mgmt
2.13 Elect Director Nagase, Shin For For Mgmt
2.14 Elect Director Egami, Setsuko For For Mgmt
2.15 Elect Director Taka, Iwao For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Mitsubishi UFJ Financial Group 8306.JP J44497105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 9
2.1 Elect Director Kawakami, Hiroshi For For Mgmt
2.2 Elect Director Kawamoto, Yuko For For Mgmt
2.3 Elect Director Matsuyama, Haruka For For Mgmt
2.4 Elect Director Toby S. Myerson For For Mgmt
2.5 Elect Director Okuda, Tsutomu For For Mgmt
2.6 Elect Director Sato, Yukihiro For Against Mgmt
2.7 Elect Director Tarisa Watanagase For For Mgmt
2.8 Elect Director Yamate, Akira For For Mgmt
2.9 Elect Director Shimamoto, Takehiko For For Mgmt
2.10 Elect Director Okamoto, Junichi For For Mgmt
2.11 Elect Director Sono, Kiyoshi For For Mgmt
2.12 Elect Director Nagaoka, Takashi For For Mgmt
2.13 Elect Director Ikegaya, Mikio For For Mgmt
2.14 Elect Director Mike, Kanetsugu For For Mgmt
2.15 Elect Director Hirano, Nobuyuki For For Mgmt
2.16 Elect Director Kuroda, Tadashi For For Mgmt
2.17 Elect Director Tokunari, Muneaki For For Mgmt
2.18 Elect Director Yasuda, Masamichi For For Mgmt
3 Amend Articles to Require Individual Compensation Against For ShrHlder
Disclosure for Directors
4 Amend Articles to Separate Chairman of the Board and CEO Against For ShrHlder
5 Amend Articles to Create System that Enables Employees to Against Against ShrHlder
be Reinstated after Running for Office in National
Elections, Local Assembly Elections, and Elections for
the Heads of Local Governments
6 Amend Articles to Require Company to Urge Subsidiaries Against For ShrHlder
Owning Shares in Allied Firms to Vote Shares
Appropriately
7 Amend Articles to Disclose Director Training Policy Against Against ShrHlder
8 Amend Articles to Add Provisions on Communications and Against Against ShrHlder
Responses between Shareholders and Directors
9 Amend Articles to Add Provisions Allowing Shareholders to Against Against ShrHlder
Nominate Director Candidates to Nomination Committee and
Its Equal Treatment
10 Amend Articles to Allow Inclusion of Shareholder Against Against ShrHlder
Proposals in Convocation Notice with the Upper
Limit of 100 at Minimum
11 Amend Articles to Establish Liaison for Reporting Against Against ShrHlder
Concerns to Audit Committee
12 Amend Articles to Mandate Holding of Meetings Consisting Against Against ShrHlder
Solely of Outside Directors
13 Amend Articles to Add Provisions on Recruitment and Offer Against Against ShrHlder
of Senior Positions to Women Who Interrupted Their
Careers for Childbirth
14 Amend Articles to Prohibit Discriminatory Treatment of Against Against ShrHlder
Activist Investors
15 Amend Articles to Establish Special Committee on Against Against ShrHlder
Expressing the Company's Opinion on Recent Actions by
Justice Minister Katsutoshi Kaneda
16 Amend Articles to Establish Special Investigation Against Against ShrHlder
Committee on Loans to K.K. Kenko
17 Remove Director Haruka Matsuyama from Office Against Against ShrHlder
18 Appoint Shareholder Director Nominee Lucian Bebchuk in Against Against ShrHlder
place of Haruka Matsuyama
19 Amend Articles to Hand over Petition Calling for Against Against ShrHlder
Refraining of Strongly Pursuing Negative Interest Rate
Policy to Governor of the Bank of Japan
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Nippon Paper Industries Co., Ltd. 3863.JP J56354103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 30
2.1 Elect Director Haga, Yoshio For Against Mgmt
2.2 Elect Director Manoshiro, Fumio For Against Mgmt
2.3 Elect Director Yamasaki, Kazufumi For For Mgmt
2.4 Elect Director Utsumi, Akihiro For For Mgmt
2.5 Elect Director Nozawa, Toru For For Mgmt
2.6 Elect Director Fujimori, Hirofumi For For Mgmt
2.7 Elect Director Ueda, Shoji For For Mgmt
2.8 Elect Director Aoyama, Yoshimitsu For For Mgmt
2.9 Elect Director Fujioka, Makoto For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Obayashi Corp. 1802.JP J59826107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 19
2.1 Elect Director Obayashi, Takeo For For Mgmt
2.2 Elect Director Shiraishi, Toru For For Mgmt
2.3 Elect Director Harada, Shozo For For Mgmt
2.4 Elect Director Tsuchiya, Kozaburo For For Mgmt
2.5 Elect Director Ura, Shingo For For Mgmt
2.6 Elect Director Kishida, Makoto For For Mgmt
2.7 Elect Director Miwa, Akihisa For For Mgmt
2.8 Elect Director Hasuwa, Kenji For For Mgmt
2.9 Elect Director Otsuka, Jiro For For Mgmt
2.10 Elect Director Otake, Shinichi For For Mgmt
2.11 Elect Director Koizumi, Shinichi For For Mgmt
-22-
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Panasonic Corp 6752.JP J6354Y104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Articles to Amend Provisions on Director Titles For For Mgmt
2.1 Elect Director Nagae, Shusaku For For Mgmt
2.2 Elect Director Matsushita, Masayuki For For Mgmt
2.3 Elect Director Tsuga, Kazuhiro For For Mgmt
2.4 Elect Director Ito, Yoshio For For Mgmt
2.5 Elect Director Sato, Mototsugu For For Mgmt
2.6 Elect Director Oku, Masayuki For For Mgmt
2.7 Elect Director Tsutsui, Yoshinobu For For Mgmt
2.8 Elect Director Ota, Hiroko For For Mgmt
2.9 Elect Director Toyama, Kazuhiko For For Mgmt
2.10 Elect Director Ishii, Jun For For Mgmt
2.11 Elect Director Higuchi, Yasuyuki For For Mgmt
2.12 Elect Director Umeda, Hirokazu For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Sankyo Co. Ltd. (6417) 6417.JP J67844100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 75
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Shimizu Corp. 1803.JP J72445117
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 21
2.1 Elect Director Miyamoto, Yoichi For For Mgmt
2.2 Elect Director Inoue, Kazuyuki For For Mgmt
2.3 Elect Director Terada, Osamu For For Mgmt
2.4 Elect Director Okamoto, Tadashi For For Mgmt
2.5 Elect Director Imaki, Toshiyuki For For Mgmt
2.6 Elect Director Higashide, Koichiro For For Mgmt
2.7 Elect Director Yamaji, Toru For For Mgmt
2.8 Elect Director Ikeda, Koji For For Mgmt
2.9 Elect Director Shimizu, Motoaki For For Mgmt
2.10 Elect Director Takeuchi, Yo For For Mgmt
2.11 Elect Director Murakami, Aya For For Mgmt
3.1 Appoint Statutory Auditor Watanabe, Hideto For For Mgmt
3.2 Appoint Statutory Auditor Kaneko, Hatsuhito For Against Mgmt
4 Approve Annual Bonus For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Sumitomo Heavy Industries, Ltd. 6302.JP J77497113
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 9
2 Approve Reverse Stock Split to Comply with Exchange For For Mgmt
Mandate and Decrease Authorized Capital in Proportion to
Reverse Stock Split
3.1 Elect Director Nakamura, Yoshinobu For For Mgmt
3.2 Elect Director Betsukawa, Shunsuke For For Mgmt
3.3 Elect Director Nishimura, Shinji For For Mgmt
3.4 Elect Director Tomita, Yoshiyuki For For Mgmt
3.5 Elect Director Tanaka, Toshiharu For For Mgmt
3.6 Elect Director Kojima, Eiji For For Mgmt
3.7 Elect Director Ide, Mikio For For Mgmt
3.8 Elect Director Shimomura, Shinji For For Mgmt
3.9 Elect Director Takahashi, Susumu For For Mgmt
3.10 Elect Director Kojima, Hideo For For Mgmt
4 Appoint Statutory Auditor Nakamura, Masaichi For For Mgmt
5 Appoint Alternate Statutory Auditor Kato, Tomoyuki For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Sumitomo Mitsui Financial Group, Inc. 8316.JP J7771X109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 75
2 Amend Articles to Abolish Board Structure with Statutory For For Mgmt
Auditors - Adopt Board Structure with Three Committees -
Amend Provisions on Director Titles - Indemnify Directors
3.1 Elect Director Miyata, Koichi For For Mgmt
3.2 Elect Director Kunibe, Takeshi For For Mgmt
3.3 Elect Director Takashima, Makoto For For Mgmt
3.4 Elect Director Ogino, Kozo For For Mgmt
3.5 Elect Director Ota, Jun For For Mgmt
3.6 Elect Director Tanizaki, Katsunori For For Mgmt
3.7 Elect Director Yaku, Toshikazu For For Mgmt
3.8 Elect Director Teramoto, Toshiyuki For For Mgmt
3.9 Elect Director Mikami, Toru For For Mgmt
3.10 Elect Director Kubo, Tetsuya For For Mgmt
3.11 Elect Director Matsumoto, Masayuki For For Mgmt
3.12 Elect Director Arthur M. Mitchell For For Mgmt
3.13 Elect Director Yamazaki, Shozo For For Mgmt
3.14 Elect Director Kono, Masaharu For For Mgmt
3.15 Elect Director Tsutsui, Yoshinobu For For Mgmt
3.16 Elect Director Shimbo, Katsuyoshi For For Mgmt
3.17 Elect Director Sakurai, Eriko For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Sumitomo Mitsui Trust Holdings, Inc. 8309.JP J0752J108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, With a Final Dividend of For For Mgmt
JPY 65
2 Amend Articles to Adopt Board Structure with Three For For Mgmt
Committees - Amend Provisions on Number of Directors -
Indemnify Directors - Reflect Changes in Law
3.1 Elect Director Okubo, Tetsuo For For Mgmt
3.2 Elect Director Araumi, Jiro For For Mgmt
3.3 Elect Director Takakura, Toru For For Mgmt
3.4 Elect Director Hashimoto, Masaru For For Mgmt
3.5 Elect Director Kitamura, Kunitaro For For Mgmt
3.6 Elect Director Tsunekage, Hitoshi For For Mgmt
3.7 Elect Director Yagi, Yasuyuki For For Mgmt
3.8 Elect Director Misawa, Hiroshi For For Mgmt
3.9 Elect Director Shinohara, Soichi For For Mgmt
3.10 Elect Director Suzuki, Takeshi For For Mgmt
3.11 Elect Director Araki, Mikio For For Mgmt
3.12 Elect Director Matsushita, Isao For For Mgmt
3.13 Elect Director Saito, Shinichi For For Mgmt
3.14 Elect Director Yoshida, Takashi For For Mgmt
3.15 Elect Director Kawamoto, Hiroko For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Sumitomo Osaka Cement Co. Ltd. 5232.JP J77734101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 5
2.1 Elect Director Sekine, Fukuichi For For Mgmt
2.2 Elect Director Suga, Yushi For For Mgmt
2.3 Elect Director Mukai, Katsuji For For Mgmt
2.4 Elect Director Yoshitomi, Isao For For Mgmt
2.5 Elect Director Yamamoto, Shigemi For For Mgmt
2.6 Elect Director Onishi, Toshihiko For For Mgmt
2.7 Elect Director Saida, Kunitaro For For Mgmt
2.8 Elect Director Watanabe, Akira For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Suzuki Motor Corp. 7269.JP J78529138
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 27
2 Amend Articles to Amend Provisions on Number of Directors For For Mgmt
3.1 Elect Director Suzuki, Osamu For For Mgmt
3.2 Elect Director Harayama, Yasuhito For For Mgmt
3.3 Elect Director Suzuki, Toshihiro For For Mgmt
3.4 Elect Director Nagao, Masahiko For For Mgmt
3.5 Elect Director Matsura, Hiroaki For For Mgmt
3.6 Elect Director Honda, Osamu For For Mgmt
3.7 Elect Director Iguchi, Masakazu For For Mgmt
3.8 Elect Director Tanino, Sakutaro For Against Mgmt
4 Approve Annual Bonus For For Mgmt
5 Approve Compensation Ceilings for Directors and Statutory For For Mgmt
Auditors
6 Approve Equity Compensation Plan For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Television Broadcasts Ltd. 511.HK Y85830100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Elect Li Ruigang as Director For For Mgmt
3 Elect Charles Chan Kwok Keung as Director For For Mgmt
4 Approve Vice Chairman's Fee For For Mgmt
5 Approve Increase in Director's Fee For For Mgmt
6 Approve PricewaterhouseCoopers as Auditor and Authorize For For Mgmt
Board to Fix Their Remuneration
7 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
8 Approve Extension of Book Close Period from 30 Days to 60 For For Mgmt
Days
9 Adopt Share Option Scheme and Related Transactions For Against Mgmt
10 Adopt Subsidiary Share Option Scheme of TVB Pay Vision For Against Mgmt
Holdings Limited and Related Transactions
-23-
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Toppan Printing Co. Ltd. 7911.JP 890747108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Adachi, Naoki For Against Mgmt
1.2 Elect Director Kaneko, Shingo For Against Mgmt
1.3 Elect Director Nagayama, Yoshiyuki For For Mgmt
1.4 Elect Director Maeda, Yukio For For Mgmt
1.5 Elect Director Okubo, Shinichi For For Mgmt
1.6 Elect Director Kakiya, Hidetaka For For Mgmt
1.7 Elect Director Ito, Atsushi For For Mgmt
1.8 Elect Director Arai, Makoto For For Mgmt
1.9 Elect Director Maro, Hideharu For For Mgmt
1.10 Elect Director Matsuda, Naoyuki For For Mgmt
1.11 Elect Director Sato, Nobuaki For For Mgmt
1.12 Elect Director Izawa, Taro For For Mgmt
1.13 Elect Director Sakuma, Kunio For For Mgmt
1.14 Elect Director Noma, Yoshinobu For For Mgmt
1.15 Elect Director Toyama, Ryoko For For Mgmt
1.16 Elect Director Ezaki, Sumio For For Mgmt
1.17 Elect Director Yamano, Yasuhiko For For Mgmt
1.18 Elect Director Ueki, Tetsuro For For Mgmt
1.19 Elect Director Yamanaka, Norio For For Mgmt
1.20 Elect Director Nakao, Mitsuhiro For For Mgmt
--------------------------------------------------------------------------------
First Trust RiverFront Dynamic Developed International ETF
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MEETING DATE COMPANY TICKER SECURITY ID
07/01/16 Neopost NEO.FP F65196119
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends of EUR 1.70 For For Mgmt
per Share
3 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
4 Approve Auditors' Special Report on Related-Party For For Mgmt
Transactions
5 Approve Remuneration of Directors in the Aggregate Amount For For Mgmt
of EUR 370,000
6 Advisory Vote on Compensation of Denis Thiery, Chairman For For Mgmt
and CEO
7 Reelect Catherine Pourre as Director For For Mgmt
8 Reelect Eric Courteille as Director For For Mgmt
9 Reelect Denis Thiery as Director For Against Mgmt
10 Reelect William Hoover Jr as Director For For Mgmt
11 Reelect Jean-Paul Villot as Director For For Mgmt
12 Decision not to Renew the Mandate of Jacques Clay For For Mgmt
13 Elect Richard Troksa as Director For For Mgmt
14 Decision not to Renew the Mandate of Agnes Touraine For For Mgmt
15 Elect Virginie Fauvel as Director For For Mgmt
16 Renew Appointment of Finexsi Audit as Auditor For For Mgmt
17 Appoint Olivier Courau as Alternate Auditor For For Mgmt
18 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
19 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
with Preemptive Rights up to Aggregate Nominal Amount of
EUR 15 Million
20 Authorize Issuance of Equity without Preemptive Rights up For For Mgmt
to Aggregate Nominal Amount of EUR 3.4 Million
21 Approve Issuance of Equity for Private Placements, up to For For Mgmt
Aggregate Nominal Amount of EUR 3.4 Million
22 Authorize Issuance of Equity-Linked Securities without For For Mgmt
Preemptive Rights up to Aggregate Nominal Amount
of EUR 3.4 million
23 Approve Issuance of Equity-Linked Securities for Private For For Mgmt
Placements, up to Aggregate Nominal Amount of EUR 3.4
Million
24 Authorize Board to Increase Capital in the Event of For For Mgmt
Additional Demand Related to Delegation Submitted to
Shareholder Vote Above
25 Authorize Capitalization of Reserves of Up to EUR 30 For For Mgmt
Million for Bonus Issue or Increase in Par Value
26 Authorize Capital Increase of up to 10 Percent of Issued For For Mgmt
Capital for Contributions in Kind
27 Authorize Capital Increase for Future Exchange Offers For For Mgmt
28 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
29 Approve Stock Purchase Plan Reserved for Employees of For For Mgmt
International Subsidiaries
30 Authorize up to 400,000 Shares for Use in Restricted For For Mgmt
Stock Plans
31 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
32 Approve Issuance of Securities Convertible into Debt up For For Mgmt
to an Aggregate Nominal Amount of EUR 500 Million
33 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/04/16 London Stock Exchange Group plc LDNXF G5689U103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve the Deutsche Borse Acquisition by HoldCo in For For Mgmt
Connection with the Merger
2 Authorise Directors to Implement the Scheme and Amend For For Mgmt
Articles of Association
1 Approve Scheme of Arrangement For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/06/16 Sky Network Television Ltd. SKT.NZ Q8514Q130
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve the Acquisition of Shares by SKY of All the For For Mgmt
Shares of Vodafone
2 Approve the Incurrence of the New Debt For For Mgmt
3 Approve the Issuance of Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/12/16 Accor AC.FP F00189120
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Contribution in Kind in the Form of FRHI Shares For For Mgmt
and its Remuneration in the Form of Accor Shares
2 Pursuant to Approval of Item 1, Issue 46.7 Million Shares For For Mgmt
3 Authorize Filing of Required Documents/Other Formalities For For Mgmt
4 Elect Ali Bouzarif as Director For For Mgmt
5 Elect Aziz Aluthman Fakhroo as Director For For Mgmt
6 Elect Sarmad Zok as Director For For Mgmt
7 Elect Jiang Qiong Er as Director For For Mgmt
8 Elect Isabelle Simon as Director For For Mgmt
9 Elect Natacha Valla as Director For For Mgmt
10 Approve Remuneration of Directors in the Aggregate Amount For For Mgmt
of EUR 1,12 Million
MEETING DATE COMPANY TICKER SECURITY ID
07/12/16 MITIE Group plc MTO.LN G6164F157
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Roger Matthews as Director For For Mgmt
5 Re-elect Ruby McGregor-Smith as Director For For Mgmt
6 Re-elect Suzanne Baxter as Director For For Mgmt
7 Re-elect Larry Hirst as Director For For Mgmt
8 Re-elect Jack Boyer as Director For For Mgmt
9 Re-elect Mark Reckitt as Director For For Mgmt
10 Reappoint Deloitte LLP as Auditors For For Mgmt
11 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
12 Authorise EU Political Donations and Expenditure For For Mgmt
13 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
14 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
15 Authorise Market Purchase of Ordinary Shares For For Mgmt
16 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
07/13/16 BT Group plc BT/A.LN G16612106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Sir Michael Rake as Director For For Mgmt
5 Re-elect Gavin Patterson as Director For For Mgmt
6 Re-elect Tony Ball as Director For For Mgmt
7 Re-elect Iain Conn as Director For For Mgmt
8 Re-elect Isabel Hudson as Director For For Mgmt
9 Re-elect Karen Richardson as Director For For Mgmt
10 Re-elect Nick Rose as Director For For Mgmt
11 Re-elect Jasmine Whitbread as Director For For Mgmt
12 Elect Mike Inglis as Director For For Mgmt
13 Elect Tim Hottges as Director For For Mgmt
14 Elect Simon Lowth as Director For For Mgmt
15 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
16 Authorise Board to Fix Remuneration of Auditors For For Mgmt
17 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
18 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
19 Authorise Market Purchase of Ordinary Shares For For Mgmt
20 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
21 Approve Political Donations For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/14/16 Burberry Group plc BRBY.LN G1699R107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Sir John Peace as Director For For Mgmt
5 Re-elect Fabiola Arredondo as Director For For Mgmt
6 Re-elect Philip Bowman as Director For For Mgmt
7 Re-elect Ian Carter as Director For For Mgmt
8 Re-elect Jeremy Darroch as Director For For Mgmt
9 Re-elect Stephanie George as Director For For Mgmt
10 Re-elect Matthew Key as Director For For Mgmt
11 Re-elect Dame Carolyn McCall as Director For For Mgmt
12 Re-elect Christopher Bailey as Director For For Mgmt
13 Re-elect Carol Fairweather as Director For For Mgmt
14 Re-elect John Smith as Director For For Mgmt
15 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
16 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
17 Authorise EU Political Donations and Expenditure For For Mgmt
18 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
19 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
20 Authorise Market Purchase of Ordinary Shares For For Mgmt
21 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
07/15/16 Vtech Holdings Ltd 303.HK G9400S108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3a Elect Allan Wong Chi Yun as Director For For Mgmt
3b Elect Andy Leung Hon Kwong as Director For For Mgmt
3c Authorize Board to Fix Remuneration of Directors For For Mgmt
4 Approve KPMG as Auditor and Authorize Board to Fix Their For Against Mgmt
Remuneration
5 Authorize Repurchase of Issued Share Capital For For Mgmt
6 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/19/16 Dairy Crest Group plc DCG.LN G2624G109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Mark Allen as Director For For Mgmt
5 Re-elect Tom Atherton as Director For For Mgmt
6 Re-elect Stephen Alexander as Director For For Mgmt
7 Re-elect Andrew Carr-Locke as Director For For Mgmt
8 Re-elect Sue Farr as Director For For Mgmt
9 Re-elect Richard Macdonald as Director For For Mgmt
10 Reappoint Ernst & Young LLP as Auditors For For Mgmt
11 Authorise Board to Fix Remuneration of Auditors For For Mgmt
12 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
13 Authorise EU Political Donations and Expenditure For For Mgmt
14 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
15 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
16 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
17 Authorise Market Purchase of Ordinary Shares For For Mgmt
-24-
MEETING DATE COMPANY TICKER SECURITY ID
07/19/16 Industria de Diseno Textil (INDITEX) IDEXF E6282J109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Standalone Financial Statements For For Mgmt
2 Approve Consolidated Financial Statements and Discharge For For Mgmt
of Board
3 Approve Allocation of Income and Dividends For For Mgmt
4.a Ratify Appointment of and Elect Pontegadea Inversiones SL For For Mgmt
as Director
4.b Elect Baronesa Kingsmill CBE as Director For For Mgmt
5.a Amend Article 4 Re: Registered Office For For Mgmt
5.b Amend Articles Re: Panel of the General Meetings, For For Mgmt
Deliberations and Adoption of Resolutions
5.c Amend Articles Re: Audit, Control and Remuneration For For Mgmt
Committees
5.d Amend Article 36 Re: Annual Accounts and Allocation of For For Mgmt
Financial Results
5.e Approve Restated Articles of Association For For Mgmt
6 Renew Appointment of Deloitte as Auditor For For Mgmt
7 Approve Restricted Stock Plan For For Mgmt
8 Authorize Share Repurchase Program For For Mgmt
9 Advisory Vote on Remuneration Report For For Mgmt
10 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
11 Receive Amendments to Board of Directors Regulations Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/19/16 The British Land Company plc BLND.LN G15540118
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Remuneration Policy For For Mgmt
4 Re-elect Aubrey Adams as Director For For Mgmt
5 Re-elect Lucinda Bell as Director For For Mgmt
6 Re-elect Simon Borrows as Director For For Mgmt
7 Re-elect John Gildersleeve as Director For For Mgmt
8 Re-elect Lynn Gladden as Director For For Mgmt
9 Re-elect Chris Grigg as Director For For Mgmt
10 Re-elect William Jackson as Director For For Mgmt
11 Re-elect Charles Maudsley as Director For For Mgmt
12 Re-elect Tim Roberts as Director For For Mgmt
13 Re-elect Tim Score as Director For For Mgmt
14 Re-elect Lord Turnbull as Director For For Mgmt
15 Re-elect Laura Wade-Gery as Director For For Mgmt
16 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
17 Authorise Board to Fix Remuneration of Auditors For For Mgmt
18 Approve Scrip Dividend For For Mgmt
19 Approve Political Donations and Expenditures For For Mgmt
20 Amend 2013 Long-Term Incentive Plan For For Mgmt
21 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
22 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
23 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
24 Authorise Market Purchase of Ordinary Shares For For Mgmt
25 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
07/20/16 Electrocomponents plc ECM.LN G29848101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Policy For For Mgmt
3 Approve Remuneration Report For For Mgmt
4 Approve Final Dividend For For Mgmt
5 Elect David Egan as Director For For Mgmt
6 Re-elect Bertrand Bodson as Director For For Mgmt
7 Re-elect Karen Guerra as Director For For Mgmt
8 Re-elect Paul Hollingworth as Director For For Mgmt
9 Re-elect Peter Johnson as Director For For Mgmt
10 Re-elect John Pattullo as Director For For Mgmt
11 Re-elect Lindsley Ruth as Director For For Mgmt
12 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
13 Authorise Board to Fix Remuneration of Auditors For For Mgmt
14 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
15 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
16 Authorise Market Purchase of Ordinary Shares For For Mgmt
17 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
18 Approve Long Term Incentive Plan 2016 For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/20/16 Experian plc EXPN.LN G32655105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Elect Luiz Fleury as Director For For Mgmt
4 Re-elect Brian Cassin as Director For For Mgmt
5 Re-elect Roger Davis as Director For For Mgmt
6 Re-elect Deirdre Mahlan as Director For For Mgmt
7 Re-elect Lloyd Pitchford as Director For For Mgmt
8 Re-elect Don Robert as Director For For Mgmt
9 Re-elect George Rose as Director For For Mgmt
10 Re-elect Paul Walker as Director For For Mgmt
11 Re-elect Kerry Williams as Director For For Mgmt
12 Appoint KPMG LLP as Auditors For For Mgmt
13 Authorise Board to Fix Remuneration of Auditors For For Mgmt
14 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
15 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
16 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
17 Authorise Market Purchase of Ordinary Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/20/16 Johnson Matthey plc JMAT.LN G51604109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Tim Stevenson as Director For For Mgmt
5 Re-elect Odile Desforges as Director For For Mgmt
6 Re-elect Alan Ferguson as Director For For Mgmt
7 Re-elect Robert MacLeod as Director For For Mgmt
8 Re-elect Colin Matthews as Director For For Mgmt
9 Re-elect Chris Mottershead as Director For For Mgmt
10 Re-elect John Walker as Director For For Mgmt
11 Reappoint KPMG LLP as Auditors For For Mgmt
12 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
13 Authorise EU Political Donations and Expenditure For For Mgmt
14 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
15 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
16 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
17 Authorise Market Purchase of Ordinary Shares For For Mgmt
18 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
07/21/16 Land Securities Group plc LAND.LN G5375M118
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Dame Alison Carnwath as Director For For Mgmt
5 Re-elect Robert Noel as Director For For Mgmt
6 Re-elect Martin Greenslade as Director For For Mgmt
7 Re-elect Kevin O'Byrne as Director For For Mgmt
8 Re-elect Simon Palley as Director For For Mgmt
9 Re-elect Christopher Bartram as Director For For Mgmt
10 Re-elect Stacey Rauch as Director For For Mgmt
11 Re-elect Cressida Hogg as Director For For Mgmt
12 Re-elect Edward Bonham Carter as Director For For Mgmt
13 Reappoint Ernst & Young LLP as Auditors For For Mgmt
14 Authorise Board to Fix Remuneration of Auditors For For Mgmt
15 Approve Political Donations and Expenditures For For Mgmt
16 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
18 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
19 Authorise Market Purchase of Ordinary Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/21/16 SABMiller plc SAB.LN G77395104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For Abstain Mgmt
3 Re-elect Jan du Plessis as Director For For Mgmt
4 Re-elect Alan Clark as Director For For Mgmt
5 Elect Domenic De Lorenzo as Director For For Mgmt
6 Re-elect Mark Armour as Director For For Mgmt
7 Re-elect Dave Beran as Director For For Mgmt
8 Re-elect Geoffrey Bible as Director For For Mgmt
9 Re-elect Dinyar Devitre as Director For For Mgmt
10 Re-elect Guy Elliott as Director For For Mgmt
11 Re-elect Lesley Knox as Director For For Mgmt
12 Re-elect Trevor Manuel as Director For For Mgmt
13 Re-elect Dr Dambisa Moyo as Director For For Mgmt
14 Re-elect Carlos Perez Davila as Director For For Mgmt
15 Re-elect Alejandro Santo Domingo Davila as Director For For Mgmt
16 Re-elect Helen Weir as Director For For Mgmt
17 Approve Final Dividend For For Mgmt
18 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
19 Authorise Board to Fix Remuneration of Auditors For For Mgmt
20 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
21 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
22 Authorise Market Purchase of Ordinary Shares For For Mgmt
23 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
07/22/16 Big Yellow Group plc BYG.LN G1093E108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Tim Clark as Director For For Mgmt
5 Re-elect Richard Cotton as Director For For Mgmt
6 Re-elect James Gibson as Director For For Mgmt
7 Re-elect Georgina Harvey as Director For For Mgmt
8 Re-elect Steve Johnson as Director For For Mgmt
9 Re-elect Adrian Lee as Director For For Mgmt
10 Re-elect Mark Richardson as Director For For Mgmt
11 Re-elect John Trotman as Director For For Mgmt
12 Re-elect Nicholas Vetch as Director For For Mgmt
13 Reappoint Deloitte LLP as Auditors For For Mgmt
14 Authorise Board to Fix Remuneration of Auditors For For Mgmt
15 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
16 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
18 Authorise Market Purchase of Ordinary Shares For For Mgmt
19 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
-25-
MEETING DATE COMPANY TICKER SECURITY ID
07/22/16 United Utilities Group plc UU/.LN G92755100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Approve Remuneration Report For For Mgmt
4 Re-elect Dr John McAdam as Director For For Mgmt
5 Re-elect Steve Mogford as Director For For Mgmt
6 Re-elect Stephen Carter as Director For For Mgmt
7 Re-elect Mark Clare as Director For For Mgmt
8 Re-elect Russ Houlden as Director For For Mgmt
9 Re-elect Brian May as Director For For Mgmt
10 Re-elect Sara Weller as Director For For Mgmt
11 Reappoint KPMG LLP as Auditors For For Mgmt
12 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
13 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
14 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
15 Authorise Market Purchase of Ordinary Shares For For Mgmt
16 Authorise the Company to Call General Meeting with 14 For For Mgmt
Working Days' Notice
17 Authorise EU Political Donations and Expenditure For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/25/16 Cranswick plc CWK.LN G2504J108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Kate Allum as Director For For Mgmt
5 Re-elect Mark Bottomley as Director For For Mgmt
6 Re-elect Jim Brisby as Director For For Mgmt
7 Re-elect Adam Couch as Director For For Mgmt
8 Re-elect Martin Davey as Director For For Mgmt
9 Re-elect Steven Esom as Director For For Mgmt
10 Re-elect Mark Reckitt as Director For For Mgmt
11 Reappoint Ernst & Young LLP as Auditors For For Mgmt
12 Authorise Board to Fix Remuneration of Auditors For For Mgmt
13 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
14 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
15 Authorise Market Purchase of Ordinary Shares For For Mgmt
16 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
07/25/16 National Grid plc NG.LN G6375K151
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Re-elect Sir Peter Gershon as Director For For Mgmt
4 Re-elect John Pettigrew as Director For For Mgmt
5 Re-elect Andrew Bonfield as Director For For Mgmt
6 Re-elect Dean Seavers as Director For For Mgmt
7 Elect Nicola Shaw as Director For For Mgmt
8 Re-elect Nora Mead Brownell as Director For For Mgmt
9 Re-elect Jonathan Dawson as Director For For Mgmt
10 Re-elect Therese Esperdy as Director For For Mgmt
11 Re-elect Paul Golby as Director For For Mgmt
12 Re-elect Ruth Kelly as Director For For Mgmt
13 Re-elect Mark Williamson as Director For For Mgmt
14 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
15 Authorise Board to Fix Remuneration of Auditors For For Mgmt
16 Approve Remuneration Report For For Mgmt
17 Authorise EU Political Donations and Expenditure For For Mgmt
18 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
19 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
20 Authorise Market Purchase of Ordinary Shares For For Mgmt
21 Authorise the Company to Call General Meeting with 14 For For Mgmt
Working Days' Notice
MEETING DATE COMPANY TICKER SECURITY ID
07/27/16 Link Real Estate Investment Trust 823.HK Y5281M111
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Note the Financial Statements and Statutory Report Mgmt
2 Note the Appointment of Auditor and Fixing of Their Mgmt
Remuneration
3.1 Elect William Chan Chak Cheung as Director For For Mgmt
3.2 Elect David Charles Watt as Director For For Mgmt
4.1 Elect Poh Lee Tan as Director For For Mgmt
4.2 Elect Nicholas Charles Allen as Director For For Mgmt
4.3 Elect Ed Chan Yiu Cheong as Director For For Mgmt
4.4 Elect Blair Chilton Pickerell as Director For For Mgmt
5 Authorize Repurchase of Issued Share Capital For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/29/16 Singapore Airlines Limited SIA.SP Y7992P128
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Financial Statements and Directors' and Auditors' For For Mgmt
Reports
2 Approve Final Dividend For For Mgmt
3a Elect Gautam Banerjee as Director For For Mgmt
3b Elect Goh Choon Phong as Director For For Mgmt
3c Elect Hsieh Tsun-yan as Director For For Mgmt
4 Elect Peter Seah Lim Huat as Director For For Mgmt
5 Approve Directors' Fees For For Mgmt
6 Approve KPMG LLP as Auditors and Authorize Board to Fix For For Mgmt
Their Remuneration
7 Approve Issuance of Equity or Equity-Linked Securities For For Mgmt
with or without Preemptive Rights
8 Approve Grant of Awards and Issuance of Shares Under the For For Mgmt
SIA Performance Share Plan 2014 and/or the SIA Restricted
Share Plan 2014
9 Approve Mandate for Interested Person Transactions For For Mgmt
10 Authorize Share Repurchase Program For For Mgmt
11 Adopt New Constitution For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/29/16 Vodafone Group plc VODI.GY G93882135
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Re-elect Gerard Kleisterlee as Director For For Mgmt
3 Re-elect Vittorio Colao as Director For For Mgmt
4 Re-elect Nick Read as Director For For Mgmt
5 Re-elect Sir Crispin Davis as Director For For Mgmt
6 Re-elect Dr Mathias Dopfner as Director For For Mgmt
7 Re-elect Dame Clara Furse as Director For For Mgmt
8 Re-elect Valerie Gooding as Director For For Mgmt
9 Re-elect Renee James as Director For For Mgmt
10 Re-elect Samuel Jonah as Director For For Mgmt
11 Re-elect Nick Land as Director For For Mgmt
12 Elect David Nish as Director For For Mgmt
13 Re-elect Philip Yea as Director For For Mgmt
14 Approve Final Dividend For For Mgmt
15 Approve Remuneration Report For For Mgmt
16 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
17 Authorise the Audit and Risk Committee to Fix For For Mgmt
Remuneration of Auditors
18 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
19 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
21 Authorise Market Purchase of Ordinary Shares For For Mgmt
22 Authorise EU Political Donations and Expenditure For For Mgmt
23 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
08/01/16 Snam SpA SRG.IM T8578L107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Plan for the Partial and Proportional Demerger of For For Mgmt
Snam SpA
1 Authorize Share Repurchase Program For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/02/16 WS Atkins plc ATK.LN G9809D108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Policy For For Mgmt
3 Approve Remuneration Report For For Mgmt
4 Accept Corporate Responsibility Review For For Mgmt
5 Approve Final Dividend For For Mgmt
6 Re-elect Catherine Bradley as Director For For Mgmt
7 Re-elect Fiona Clutterbuck as Director For For Mgmt
8 Re-elect Allan Cook as Director For For Mgmt
9 Re-elect James Cullens as Director For For Mgmt
10 Re-elect Heath Drewett as Director For For Mgmt
11 Re-elect Dr Uwe Krueger as Director For For Mgmt
12 Re-elect Allister Langlands as Director For For Mgmt
13 Re-elect Thomas Leppert as Director For For Mgmt
14 Re-elect Dr Raj Rajagopal as Director For For Mgmt
15 Elect Gretchen Watkins as Director For For Mgmt
16 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
17 Authorise Board to Fix Remuneration of Auditors For Abstain Mgmt
18 Authorise EU Political Donations and Expenditure For For Mgmt
19 Amend 2012 Long Term Incentive Plan For For Mgmt
20 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
21 Approve Increase in the Maximum Aggregate Directors' Fees For For Mgmt
22 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
23 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
24 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
25 Authorise Market Purchase of Ordinary Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/17/16 Koninklijke Boskalis Westminster NV BOKA.NA N14952266
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Not Voted Mgmt
2a Amend Articles Re: Cancellation of Voluntary Large For Not Voted Mgmt
Company Regime, Reduction of Authorized Capital and
Nominal Value Per Share, and Reflect Other Changes
2b Decrease Share Capital Through Decrease of Par Value Per For Not Voted Mgmt
Share
3 Other Business (Non-Voting) Not Voted Mgmt
4 Close Meeting Not Voted Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/30/16 ARM Holdings plc ARM.LN G0483X122
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Cash Acquisition of ARM Holdings plc by SoftBank For For Mgmt
Group Corp
1 Approve Scheme of Arrangement For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/09/16 Keyence Corp. 6861.JP J32491102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, With a Final Dividend of For Against Mgmt
JPY 50
2 Appoint Alternate Statutory Auditor Takeda, Hidehiko For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/21/16 Diageo plc DGE.LN G42089113
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Peggy Bruzelius as Director For For Mgmt
5 Re-elect Lord Davies of Abersoch as Director For For Mgmt
6 Re-elect Ho KwonPing as Director For For Mgmt
7 Re-elect Betsy Holden as Director For For Mgmt
8 Re-elect Dr Franz Humer as Director For For Mgmt
9 Re-elect Nicola Mendelsohn as Director For For Mgmt
10 Re-elect Ivan Menezes as Director For For Mgmt
11 Re-elect Philip Scott as Director For For Mgmt
12 Re-elect Alan Stewart as Director For For Mgmt
13 Elect Javier Ferran as Director For For Mgmt
14 Elect Kathryn Mikells as Director For For Mgmt
15 Elect Emma Walmsley as Director For For Mgmt
16 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
17 Authorise Board to Fix Remuneration of Auditors For For Mgmt
18 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
19 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
20 Authorise Market Purchase of Ordinary Shares For For Mgmt
21 Authorise EU Political Donations and Expenditure For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/22/16 Suncorp Group Ltd. SUN.AU Q8802S103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve the Remuneration Report For For Mgmt
2 Approve the Grant of Performance Rights to Michael For For Mgmt
Cameron, Chief Executive Officer and Managing Director of
the Company
3 Elect Sally Herman as Director For For Mgmt
4 Approve the Renewal of the Proportional Takeover For For Mgmt
Provisions
-26-
MEETING DATE COMPANY TICKER SECURITY ID
09/28/16 Anheuser-Busch InBev SA ABI.BB B6399C107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
A.1 Approve Matters Relating to the Acquisition of SABMiller For For Mgmt
plc by Anheuser-Busch InBev SA
B.2 Receive Special Board Report and Special Auditor Report Mgmt
Re: Item 1
B.3 Receive Information on Modifications to the Assets and Mgmt
Liabilities of the Merging Companies
B.4 Approve Transfer of Assets and Liabilities Re: SABMILLER For For Mgmt
plc and Anheuser-Busch Inbev SA Transaction
B.5 Approve Delisting Re: SABMILLER plc and Anheuser-Busch For For Mgmt
Inbev SA Transaction
C.6 Authorize Implementation of Approved Resolutions and For For Mgmt
Filing of Required Documents/Formalities at Trade
Registry
MEETING DATE COMPANY TICKER SECURITY ID
09/28/16 Ets Franz Colruyt COLR.BB B26882165
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive and Approve Directors' and Auditors' Reports, and For For Mgmt
Report of the Works Council
2 Approve Remuneration Report For Against Mgmt
3a Adopt Financial Statements For For Mgmt
3b Adopt Consolidated Financial Statements For For Mgmt
4 Approve Dividends of EUR 1.12 Per Share For For Mgmt
5 Approve Allocation of Income For Against Mgmt
6 Approve Profit Participation of Employees Through For For Mgmt
Allotment of Repurchased Shares of Colruyt
7 Reelect Francois Gillet as Director For Against Mgmt
8 Elect Korys, Permanently Represented by Jef Colruyt, as For Against Mgmt
Director
9 Ratify Ersnt & Young as Auditors For For Mgmt
10 Approve Discharge of Directors For For Mgmt
11 Approve Discharge of Auditors For For Mgmt
12 Transact Other Business Mgmt
I.1 Receive Special Board Report Re: Employee Stock Purchase Mgmt
Plan
I.2 Receive Special Auditor Report Re: Employee Stock Mgmt
Purchase Plan
I.3 Approve Employee Stock Purchase Plan Up To 1,000,000 For For Mgmt
Shares
I.4 Approve Fixing of the Price of Shares to Be Issued For For Mgmt
I.5 Eliminate Preemptive Rights Re: Item I.3 For For Mgmt
I.6 Approve Increase of Capital following Issuance of Equity For For Mgmt
without Preemptive Rights Re: Item I.3
I.7 Approve Subscription Period Re: Item I.3 For For Mgmt
I.8 Authorize Board to Implement Approved Resolutions and For For Mgmt
Fill Required Documents/Formalities at Trade Registry
II.1 Authorize Board to Repurchase Shares in the Event of a For Against Mgmt
Serious and Imminent Harm and Under Normal Conditions
II.2 Authorize Reissuance of Repurchased Shares Re: Item II.1 For Against Mgmt
II.3 Authorize Board to Reissue Repurchased Shares in order to For Against Mgmt
Prevent a Serious and Imminent Harm
II.4 Authorize Implementation of Approved Resolutions For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/12/16 CSL Ltd. CSL.AU Q3018U109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2a Elect Marie McDonald as Director For For Mgmt
2b Elect Megan Clark as Director For For Mgmt
2c Elect Tadataka Yamada as Director For For Mgmt
3 Approve the Remuneration Report For For Mgmt
4 Approve the Grant of Performance Options and Performance For For Mgmt
Rights to Paul Perreault, Chief Executive Officer and
Managing Director of the Company
5 Approve the Increase in Maximum Aggregate Remuneration of For Against Mgmt
Non-Executive Directors
MEETING DATE COMPANY TICKER SECURITY ID
10/18/16 Bureau Veritas BVI.FP F96888114
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Spin-Off Agreement with Bureau Veritas Marine et For For Mgmt
Offshore - Registre International de Classification de
Navires et de Plateformes Offshores SAS
2 Approve Spin-Off Agreement with Bureau Veritas GSIT SAS For For Mgmt
3 Approve Spin-Off Agreement with Bureau Veritas For For Mgmt
Exploitation SAS
4 Approve Spin-Off Agreement with Bureau Veritas For For Mgmt
Construction SAS
5 Approve Spin-Off Agreement with Bureau Veritas Services For For Mgmt
France SAS
6 Approve Spin-Off Agreement with Bureau Veritas Services For For Mgmt
SAS
7 Elect Stephanie Besnier as Director For Against Mgmt
8 Elect Claude Ehlinger as Director For Against Mgmt
9 Approve Remuneration of Directors in the Aggregate Amount For For Mgmt
of EUR 700,000
10 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/20/16 Sky Network Television Ltd. SKT.NZ Q8514Q130
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve the Reappointment of PwC as Auditors and For For Mgmt
Authorize the Board to Fix Their Remuneration
2 Elect Geraldine McBride as Director For Against Mgmt
3 Elect Derek Handley as Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/21/16 Insurance Australia Group Ltd. IAG.AU Q49361100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve the Remuneration Report For For Mgmt
2 Approve the Non-Executive Director Share Rights Plan For For Mgmt
3 Approve the Grant of Deferred Award Rights and Executive For For Mgmt
Performance Rights to Peter Harmer, Managing Director and
Chief Executive Officer of the Company
4 Elect Hugh Fletcher as Director For For Mgmt
5 Elect Philip Twyman as Director For For Mgmt
6 Ratify the Past Issuance of Notes to Institutional For For Mgmt
Investors and New Zealand Retail Investors
7 Approve the Selective Buy-Back of Convertible Preference For For Mgmt
Shares
MEETING DATE COMPANY TICKER SECURITY ID
10/25/16 Bendigo and Adelaide Bank Ltd. BEN.AU Q1456C110
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2 Elect Jan Harris as Director For For Mgmt
3 Elect Rob Hubbard as Director For Against Mgmt
4 Elect Jim Hazel as Director For For Mgmt
5 Elect David Matthews as Director For For Mgmt
6 Elect Robert Johanson as Director For Against Mgmt
7 Approve the Remuneration Report For For Mgmt
8 Approve the Grant of Performance Rights and Deferred For Against Mgmt
Shares to the Managing Director
MEETING DATE COMPANY TICKER SECURITY ID
11/09/16 Commonwealth Bank Of Australia CBA.AU Q26915100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2a Elect Shirish Apte as Director For For Mgmt
2b Elect David Higgins as Director For For Mgmt
2c Elect Brian Long as Director For For Mgmt
2d Elect Catherine Livingstone as Director For For Mgmt
2e Elect Mary Padbury as Director For For Mgmt
3 Approve the Remuneration Report For Against Mgmt
4 Approve the of Reward Rights to Ian Narev, Chief For Against Mgmt
Executive Officer and Managing Director of the Company
MEETING DATE COMPANY TICKER SECURITY ID
11/10/16 Koninklijke Boskalis Westminster NV BOKA.NA N14952266
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect I. Haaijer to Supervisory Board For For Mgmt
3 Other Business (Non-Voting) Mgmt
4 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/10/16 Wesfarmers Ltd. WES.AU Q95870103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2a Elect Anthony (Tony) John Howarth as Director For For Mgmt
2b Elect Wayne G. Osborn Director For For Mgmt
2c Elect Vanessa M. Wallace as Director For For Mgmt
2d Elect Jennifer A. Westacott as Director For For Mgmt
3 Approve the Remuneration Report For For Mgmt
4 Approve the Grant of Performance Rights to Richard For For Mgmt
Goyder, Group Managing Director of the Company
5 Approve the Grant of Performance Rights to Terry Bowen, For For Mgmt
Finance Director of the Company
-27-
MEETING DATE COMPANY TICKER SECURITY ID
11/16/16 Barratt Developments plc BDEV.LN G08288105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Approve Special Dividend For For Mgmt
5 Elect Neil Cooper as Director For For Mgmt
6 Elect Jock Lennox as Director For For Mgmt
7 Re-elect John Allan as Director For For Mgmt
8 Re-elect David Thomas as Director For For Mgmt
9 Re-elect Steven Boyes as Director For For Mgmt
10 Re-elect Richard Akers as Director For For Mgmt
11 Re-elect Tessa Bamford as Director For For Mgmt
12 Re-elect Nina Bibby as Director For For Mgmt
13 Reappoint Deloitte LLP as Auditors For For Mgmt
14 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
15 Approve EU Political Donations and Expenditure For For Mgmt
16 Approve Sale of a Barratt Showhome by BDW Trading Limited For For Mgmt
to David Thomas
17 Approve Sale of a David Wilson Home by BDW Trading For For Mgmt
Limited to a Connected Person of David Thomas
18 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
19 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
20 Authorise Market Purchase of Ordinary Shares For For Mgmt
21 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
11/17/16 BHP Billiton Limited BHP.AU Q1498M100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Appoint KPMG LLP as Auditor of the Company For For Mgmt
3 Authorize the Board to Fix Remuneration of the Auditors For For Mgmt
4 Approve General Authority to Issue Shares in BHP Billiton For For Mgmt
Plc
5 Approve General Authority to Issue Shares in BHP Billiton For For Mgmt
Plc for Cash
6 Approve the Repurchase of Shares in BHP Billiton Plc For For Mgmt
7 Approve the Remuneration Report Other than the Part For For Mgmt
Containing the Directors' Remuneration Policy
8 Approve the Remuneration Report For For Mgmt
9 Approve the Grant of Awards to Andrew Mackenzie, For For Mgmt
Executive Director of the Company
10 Elect Ken MacKenzie as Director For For Mgmt
11 Elect Malcolm Brinded as Director For For Mgmt
12 Elect Malcolm Broomhead as Director For For Mgmt
13 Elect Pat Davies as Director For For Mgmt
14 Elect Anita Frew as Director For For Mgmt
15 Elect Carolyn Hewson as Director For For Mgmt
16 Elect Andrew Mackenzie as Director For For Mgmt
17 Elect Lindsay Maxsted as Director For For Mgmt
18 Elect Wayne Murdy as Director For For Mgmt
19 Elect Shriti Vadera as Director For For Mgmt
20 Elect Jac Nasser as Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/17/16 Platinum Asset Management Ltd PTM.AU Q7587R108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Anne Loveridge as Director For For Mgmt
2 Elect Andrew Clifford as Director For Against Mgmt
3 Elect Elizabeth Norman as Director For Against Mgmt
4 Approve the Remuneration Report For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/24/16 Woolworths Ltd. WOW.AU Q98418108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2a Elect Holly Kramer as Director For For Mgmt
2b Elect Siobhan McKenna as Director For For Mgmt
2c Elect Kathee Tesija as Director For For Mgmt
3 Approve the Grant of Performance Share Rights to Brad For For Mgmt
Banducci, Managing Director and Chief Executive Officer
of the Company
4 Approve the Remuneration Report For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/29/16 Wolseley plc WOS.LN G97278116
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Tessa Bamford as Director For For Mgmt
5 Re-elect John Daly as Director For For Mgmt
6 Re-elect Gareth Davis as Director For For Mgmt
7 Re-elect Pilar Lopez as Director For For Mgmt
8 Re-elect John Martin as Director For For Mgmt
9 Re-elect Alan Murray as Director For For Mgmt
10 Re-elect Frank Roach as Director For For Mgmt
11 Re-elect Darren Shapland as Director For For Mgmt
12 Re-elect Jacqueline Simmonds as Director For For Mgmt
13 Reappoint Deloitte LLP as Auditors For For Mgmt
14 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
15 Authorise EU Political Donations and Expenditure For For Mgmt
16 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
18 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
19 Authorise Market Purchase of Ordinary Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/30/16 Bank of Queensland Ltd BOQ.AU Q12764116
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2a Elect David Willis as Director For For Mgmt
2b Elect Karen Penrose as Director For For Mgmt
2c Elect John Lorimer as Director For For Mgmt
2d Elect Warwick Negus as Director For For Mgmt
3 Approve the Grant of Performance Award Rights to Jon For For Mgmt
Sutton
4 Approve the Increase in Maximum Aggregate Remuneration of For For Mgmt
Non-Executive Directors
5 Approve the Remuneration Report For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/02/16 Prosegur Compania de Seguridad S.A. PSG.SM E83453162
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Public Offering of Shares in Business Unit For For Mgmt
2 Approve Special Dividends For For Mgmt
3 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
MEETING DATE COMPANY TICKER SECURITY ID
12/05/16 Technip TEC.FP F90676101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger by Absorption of the Company by TechnipFMC For For Mgmt
2 Remove Double-Voting Rights for Long-Term Registered For For Mgmt
Shareholders
3 Authorize Dissolution Without Liquidation of the Company For For Mgmt
4 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/06/16 Christian Dior CDI.FP F26334106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Auditors' Special Report on Related-Party For Against Mgmt
Transactions
4 Approve Allocation of Income and Dividends of EUR 3.55 For For Mgmt
per Share
5 Ratify Appointment of Denis Dalibot as Director For Against Mgmt
6 Reelect Denis Dalibot as Director For Against Mgmt
7 Reelect Renaud Donnedieu de Vabres as Director For For Mgmt
8 Reelect Segolene Gallienne as Director For Against Mgmt
9 Reelect Christian de Labriffe as Director For Against Mgmt
10 Advisory Vote on Compensation of Bernard Arnault, For Against Mgmt
Chairman
11 Advisory Vote on Compensation of Sidney Toledano, CEO For Against Mgmt
12 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
13 Authorize Capitalization of Reserves of Up to EUR 80 For Against Mgmt
Million for Bonus Issue or Increase in Par Value
14 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
15 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
with Preemptive Rights up to Aggregate Nominal Amount of
EUR 80 Million
16 Authorize Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 80 Million
17 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
for up to 20 Percent of Issued Capital Per Year for
Private Placements, up to Aggregate Nominal Amount
of EUR 80 Million
18 Authorize Board to Set Issue Price for 10 Percent Per For Against Mgmt
Year of Issued Capital Pursuant to Issue Authority
without Preemptive Rights
19 Authorize Board to Increase Capital in the Event of For Against Mgmt
Additional Demand Related to Delegation Submitted to
Shareholder Vote Above
20 Authorize Capital Increase of Up to EUR 80 Million for For Against Mgmt
Future Exchange Offers
21 Authorize Capital Increase of up to 10 Percent of Issued For For Mgmt
Capital for Contributions in Kind
22 Authorize up to 1 Percent of Issued Capital for Use in For Against Mgmt
Stock Option Plans
23 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
24 Set Total Limit for Capital Increase to Result from All For For Mgmt
Issuance Requests at EUR 80 Million
-28-
MEETING DATE COMPANY TICKER SECURITY ID
12/07/16 TPG Telecom Limited TPM.AU Q8702T151
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve the Remuneration Report For Against Mgmt
2 Elect Joseph Pang as Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/09/16 Associated British Foods plc ABF.LN G05600138
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Remuneration Policy For For Mgmt
4 Approve Final Dividend For For Mgmt
5 Re-elect Emma Adamo as Director For For Mgmt
6 Re-elect John Bason as Director For For Mgmt
7 Re-elect Ruth Cairnie as Director For For Mgmt
8 Re-elect Timothy Clarke as Director For Against Mgmt
9 Re-elect Javier Ferran as Director For Against Mgmt
10 Re-elect Wolfhart Hauser as Director For For Mgmt
11 Elect Richard Reid as Director For For Mgmt
12 Re-elect Charles Sinclair as Director For Abstain Mgmt
13 Re-elect George Weston as Director For For Mgmt
14 Reappoint Ernst & Young LLP as Auditors For For Mgmt
15 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
16 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
18 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
19 Approve 2016 Long Term Incentive Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/09/16 Westpac Banking Corporation WBC.AU Q97417101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2 Approve the Remuneration Report For For Mgmt
3 Approve the Grant of Equity Awards to Brian Hartzer, For For Mgmt
Managing Director and Chief Executive Officer of the
Company
4a Elect Ewen Crouch as Director For For Mgmt
4b Elect Peter Marriott as Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/14/16 Mitsubishi Motors Corp. 7211.JP J44131100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Articles to Amend Provisions on Number of Directors For For Mgmt
- Clarify Director Authority on Board Meetings
2.1 Elect Director Carlos Ghosn For For Mgmt
2.2 Elect Director Masuko, Osamu For Against Mgmt
2.3 Elect Director Yamashita, Mitsuhiko For For Mgmt
2.4 Elect Director Shiraji, Kozo For For Mgmt
2.5 Elect Director Ikeya, Koji For For Mgmt
2.6 Elect Director Sakamoto, Harumi For For Mgmt
2.7 Elect Director Miyanaga, Shunichi For For Mgmt
2.8 Elect Director Kobayashi, Ken For For Mgmt
2.9 Elect Director Isayama, Takeshi For For Mgmt
2.10 Elect Director Kawaguchi, Hitoshi For For Mgmt
2.11 Elect Director Karube, Hiroshi For For Mgmt
3 Approve Compensation Ceiling for Directors and Equity For Against Mgmt
Compensation Plan
MEETING DATE COMPANY TICKER SECURITY ID
12/16/16 Australia and New Zealand Banking Group Ltd. ANZ.AU Q09504137
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2 Approve the Remuneration Report For For Mgmt
3 Approve the Grant of Performance Rights to Shayne Elliot, For For Mgmt
Chief Executive Officer of the Company
4a Elect S. J. Halton as Director For For Mgmt
4b Elect G. R. Liebelt as Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/16/16 National Australia Bank Limited NAB.AU Q65336119
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2a Elect Anthony Yuen as Director For For Mgmt
2b Elect Philip Chronican as Director For For Mgmt
2c Elect Douglas McKay as Director For For Mgmt
3 Approve the Remuneration Report For For Mgmt
4 Approve the Grant of Performance Rights to Andrew For For Mgmt
Thorburn, Group Chief Executive Officer
MEETING DATE COMPANY TICKER SECURITY ID
12/16/16 Swedish Match Ab SWMA.SS W92277115
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting; Elect Chairman of Meeting For For Mgmt
2 Prepare and Approve List of Shareholders For For Mgmt
3 Designate Inspector(s) of Minutes of Meeting For For Mgmt
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Approve Agenda of Meeting For For Mgmt
6 Approve Extraordinary Dividends of SEK 9.50 Per Share For For Mgmt
7 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/21/16 JX Holdings, Inc. 5020.JP J5484F100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Share Exchange Agreement with TonenGeneral Sekiyu For For Mgmt
K.K.
2 Amend Articles to Change Company Name For For Mgmt
3.1 Elect Director Muto, Jun For For Mgmt
3.2 Elect Director Onoda, Yasushi For For Mgmt
3.3 Elect Director Hirose, Takashi For For Mgmt
3.4 Elect Director Miyata, Yoshiiku For For Mgmt
4.1 Appoint Statutory Auditor Kuwano, Yoji For For Mgmt
4.2 Appoint Statutory Auditor Takahashi, Nobuko For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/24/17 Sodexo SW.FP F84941123
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 2.40 For For Mgmt
per Share and an Extra of EUR 0.24 per Share to Long-Term
Registered Shares
4 Approve Health Insurance Coverage Agreement with Sophie For For Mgmt
Bellon, Chairman of the Board
5 Approve Health Insurance Coverage Agreement with Michel For For Mgmt
Landel, CEO
6 Reelect Patricia Bellinger as Director For Against Mgmt
7 Reelect Michel Landel as Director For For Mgmt
8 Elect Cecile Tandeau as Director For For Mgmt
9 Renew Appointment of PricewaterhouseCoopers Audit as For For Mgmt
Auditor
10 Appoint Jean-Baptiste Deschryver as Alternate Auditor For For Mgmt
11 Approve Remuneration of Directors in the Aggregate Amount For For Mgmt
of EUR 735,000
12 Advisory Vote on Compensation of Pierre Bellon, Chairman For For Mgmt
of the Board until Jan. 26, 2016
13 Advisory Vote on Compensation of Sophie Bellon, Chairman For For Mgmt
of the Board since Jan. 26, 2016
14 Advisory Vote on Compensation of Michel Landel, CEO For For Mgmt
15 Authorize Repurchase of Up to 5 Percent of Issued Share For For Mgmt
Capital
16 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/01/17 Cofinimmo COFB.BB B25654136
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Special Board Report Re: Company Law Art. 604 Mgmt
2.1a Approve Issuance of Shares with Preemptive Rights For For Mgmt
2.1b Approve Issuance of Equity without Preemptive Rights up For For Mgmt
to EUR 225 Million
2.2 Amend Articles to Reflect Changes in Capital For For Mgmt
3 Approve Change-of-Control Clauses For For Mgmt
4 Authorize Implementation of Approved Resolutions and For For Mgmt
Filing of Required Documents/Formalities at Trade
Registry
MEETING DATE COMPANY TICKER SECURITY ID
02/01/17 Imperial Brands PLC IMB.LN G4721W102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Remuneration Policy For Against Mgmt
4 Approve Final Dividend For For Mgmt
5 Re-elect Alison Cooper as Director For For Mgmt
6 Elect Therese Esperdy as Director For For Mgmt
7 Re-elect David Haines as Director For For Mgmt
8 Re-elect Matthew Phillips as Director For For Mgmt
9 Elect Steven Stanbrook as Director For For Mgmt
10 Re-elect Oliver Tant as Director For For Mgmt
11 Re-elect Mark Williamson as Director For For Mgmt
12 Re-elect Karen Witts as Director For For Mgmt
13 Re-elect Malcolm Wyman as Director For For Mgmt
14 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
15 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
16 Authorise EU Political Donations and Expenditure For For Mgmt
17 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
18 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
19 Authorise Market Purchase of Ordinary Shares For For Mgmt
20 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
21 Adopt New Articles of Association For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/02/17 Compass Group plc CPG.LN G23296182
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Elect Stefan Bomhard as Director For For Mgmt
5 Re-elect Dominic Blakemore as Director For For Mgmt
6 Re-elect Richard Cousins as Director For For Mgmt
7 Re-elect Gary Green as Director For For Mgmt
8 Re-elect Johnny Thomson as Director For For Mgmt
9 Re-elect Carol Arrowsmith as Director For For Mgmt
10 Re-elect John Bason as Director For For Mgmt
11 Re-elect Don Robert as Director For For Mgmt
12 Re-elect Nelson Silva as Director For For Mgmt
13 Re-elect Ireena Vittal as Director For Against Mgmt
14 Re-elect Paul Walsh as Director For For Mgmt
15 Reappoint KPMG LLP as Auditors For For Mgmt
16 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
17 Approve Increase in the Limit on the Aggregate For For Mgmt
Remuneration of the Non-Executive Directors
18 Authorise Political Donations and Expenditure For For Mgmt
19 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
21 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Capital Investment
22 Authorise Market Purchase of Ordinary Shares For For Mgmt
23 Authorise the Company to Call General Meeting with 14 For For Mgmt
Working Days' Notice
MEETING DATE COMPANY TICKER SECURITY ID
02/16/17 Infineon Technologies AG IFX.GY D35415104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Mgmt
Fiscal 2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.22 For For Mgmt
per Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
5 Ratify KPMG AG as Auditors for Fiscal 2017 For For Mgmt
6 Elect Geraldine Picaud to the Supervisory Board For For Mgmt
7 Approve Affiliation Agreement with Subsidiary Infineon For For Mgmt
Technologies Mantel 28 GmbH
8 Approve Affiliation Agreement with Subsidiary Infineon For For Mgmt
Technologies Mantel 29 GmbH
-29-
MEETING DATE COMPANY TICKER SECURITY ID
02/20/17 Indra Sistemas S.A. IDR.SM E6271Z155
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Issuance of Shares in Connection with the For For Mgmt
Acquisition of Tecnocom, Telecomunicaciones y Energia SA
2 Receive Information on Issuance of Convertible Bonds Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/28/17 KONE Oyj KNEBV.FH X4551T105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of For For Mgmt
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Prepare and Approve List of Shareholders For For Mgmt
6 Receive Financial Statements and Statutory Reports Mgmt
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 1.5475 For For Mgmt
per Class A Share and EUR 1.55 per Class B Share
9 Approve Discharge of Board and President For For Mgmt
10 Approve Remuneration of Directors in the Amount of EUR For For Mgmt
54,000 for Chairman, EUR 44,000 for Vice Chairman, and
EUR 37,000 for Other Directors; Approve Attendance Fees
for Board and Committee Work
11 Fix Number of Directors at Eight For For Mgmt
12 Reelect Matti Alahuhta, Anne Brunila, Antti Herlin, Iiris For Against Mgmt
Herlin, Jussi Herlin, Ravi Kant, Juhani Kaskeala and
Sirpa Pietikainen as Directors
13 Approve Remuneration of Auditors For For Mgmt
14 Fix Number of Auditors at Two For For Mgmt
15 Ratify PricewaterhouseCoopers and Niina Vilske as For For Mgmt
Auditors
16 Authorize Share Repurchase Program For For Mgmt
17 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/28/17 The Sage Group plc SGE.LN G7771K134
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Re-elect Donald Brydon as Director For For Mgmt
4 Re-elect Neil Berkett as Director For For Mgmt
5 Re-elect Drummond Hall as Director For For Mgmt
6 Re-elect Steve Hare as Director For For Mgmt
7 Re-elect Jonathan Howell as Director For For Mgmt
8 Re-elect Stephen Kelly as Director For For Mgmt
9 Reappoint Ernst & Young LLP as Auditors For For Mgmt
10 Authorise the Audit and Risk Committee to Fix For For Mgmt
Remuneration of Auditors
11 Approve Remuneration Report For For Mgmt
12 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
13 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
14 Authorise Market Purchase of Ordinary Shares For For Mgmt
15 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
03/14/17 Cheung Kong Property Holdings Ltd. 1113.HK G2103F101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Connected Transaction Between the Company and For For Mgmt
Cheung Kong Infrastructure Holdings Limited Pursuant to
the Consortium Formation Agreement
MEETING DATE COMPANY TICKER SECURITY ID
03/16/17 Banco Bilbao Vizcaya Argentaria, S.A. BBVA.SM E11805103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Approve Consolidated and Standalone Financial Statements For For Mgmt
1.2 Approve Allocation of Income and Dividends For For Mgmt
1.3 Approve Discharge of Board For For Mgmt
2.1 Reelect Jose Manuel Gonzalez-Paramo Martinez-Murillo as For For Mgmt
Director
2.2 Reelect Carlos Loring Martinez de Irujo as Director For For Mgmt
2.3 Reelect Susana Rodriguez Vidarte as Director For For Mgmt
2.4 Reelect Tomas Alfaro Drake as Director For For Mgmt
2.5 Reelect Lourdes Maiz Carro as Director For For Mgmt
3 Authorize Capitalization of Reserves for Scrip Dividends For For Mgmt
4 Authorize Increase in Capital up to 50 Percent via For For Mgmt
Issuance of Equity or Equity-Linked Securities, Excluding
Preemptive Rights of up to 20 Percent
5 Authorize Issuance of Convertible Bonds, Debentures, For For Mgmt
Warrants, and Other Debt Securities without Preemptive
Rights up to EUR 8 Billion
6 Approve Remuneration Policy For For Mgmt
7 Fix Maximum Variable Compensation Ratio For For Mgmt
8 Appoint KPMG Auditores as Auditor For For Mgmt
9 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
10 Advisory Vote on Remuneration Report For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/16/17 Danske Bank A/S DANSKE.DC K22272114
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Report of Board Mgmt
2 Accept Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation .of Income and Dividends of DKK 9.00 For For Mgmt
Per Share
4a Reelect Ole Andersen as Director For For Mgmt
4b Reelect Lars-Erik Brenoe as Director For For Mgmt
4c Reelect Urban Backstrom as Director For For Mgmt
4d Reelect Jorn Jensen as Director For For Mgmt
4e Reelect Rolv Ryssdal as Director For For Mgmt
4f Reelect Carol Sergeant as Director For For Mgmt
4g Reelect Hilde Tonne as Director For For Mgmt
4h Elect Martin Folke Tiveus as New Director For For Mgmt
5 Ratify Deloitte as Auditor For For Mgmt
6a Approve DKK 468.9 Million Reduction in Share Capital via For For Mgmt
Share Cancellation
6b Approve Creation of DKK 1 Billion Pool of Capital without For For Mgmt
Preemptive Rights
7 Authorize Share Repurchase Program For For Mgmt
8 Approve Remuneration in the Amount of DKK 1.8 Million for For For Mgmt
Chairman, DKK 787,500 for Vice Chairman and DKK 525,000
for Other Board Members; Approve Remuneration for
Committee Work
9 Approve Danske Bank Group's Remuneration Policy for 2016 For For Mgmt
10 Approve Proposal Requiring that Company may not Abolish Against Against ShrHlder
Cheques for its Danish Personal and Business Customers
11a Require to Release Gender-Specific Remuneration Against Against ShrHlder
Statistics for Its Employees
11b Set a Ceiling for Employee Share Options at DKK 50,000, Against Against ShrHlder
and no Employees in Management or Decision-Making
Capacity Regarding Sale/Exchange Listing may have Share
Options
11c Require Danske Bank to Invest 5% of Its Net Profit in Against Against ShrHlder
Green Technology
12 Require Danske Bank to Recognize and Report on the UN's Against Against ShrHlder
Climate Targets
13 Other Business Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/16/17 Nordea Bank AB NDA.SS W57996105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Chairman of Meeting For For Mgmt
2 Prepare and Approve List of Shareholders For For Mgmt
3 Approve Agenda of Meeting For For Mgmt
4 Designate Inspector(s) of Minutes of Meeting For For Mgmt
5 Acknowledge Proper Convening of Meeting For For Mgmt
6 Receive Financial Statements and Statutory Reports Mgmt
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 0.65 For For Mgmt
Per Share
9 Approve Discharge of Board and President For For Mgmt
10 Determine Number of Members (10) and Deputy Members (0) For For Mgmt
of Board
11 Determine Number of Auditors (1) and Deputy Auditors (0) For For Mgmt
12 Approve Remuneration of Directors in the Amount of EUR For For Mgmt
294,600 for Chairman, EUR 141,300 for Vice Chairman, and
EUR 91,950 for Other Directors; Approve Remuneration for
Committee Work; Approve Remuneration of Auditors
13 Reelect Bjorn Wahlroos, Robin Lawther, Lars Nordstrom, For For Mgmt
Sarah Russell, Silvija Seres, KariStadigh and Birger
Steen as Directors; Elect Pernille Erenbjerg, Maria
Varsellona and Lars Wollung as New Directors
14 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
15 Authorize Chairman of Board and Representatives of Four For For Mgmt
of Company's Largest Shareholders to Serve on Nominating
Committee
16 Approve Issuance of Convertible Instruments without For For Mgmt
Preemptive Rights
17 Authorize Share Repurchase Program For For Mgmt
18 Approve Remuneration Policy And Other Terms of Employment For For Mgmt
For Executive Management
19 Appointment of Auditor in a Foundation Managed by the For For Mgmt
Company
20a Adopt a Vision for Absolute Gender Equality on All Levels None Against ShrHlder
Within the Company
20b Instruct the Board to Set Up a Working Group Concerning None Against ShrHlder
Gender and Ethnicity Diversification Within the Company
20c Require the Results from the Working Group Concerning None Against ShrHlder
Item 20a to be Reported to the AGM
20d Request Board to Take Necessary Action to Create a None Against ShrHlder
Shareholders' Association
20e Prohibit Directors from Being Able to Invoice Director's None Against ShrHlder
Fees via Swedish and Foreign Legal Entities
20f Instruct the Nomination Committee to Pay Extra Attention None Against ShrHlder
to Questions Concerning Ethics, Gender, and Ethnicity
20g Instruct the Board to Prepare a Proposal for the None Against ShrHlder
Representation of Small- and Midsized Shareholders in the
Board and Nomination Committee
20h Request Board to Propose to the Appropriate Authority to None Against ShrHlder
Bring About a Changed Regulation in the Area
Relating to Item 20e
20i Request Board to Propose to the Swedish Government None Against ShrHlder
Legislation on the Abolition of Voting Power Differences
in Swedish Limited Liability Companies
20j Amend Articles Re: Former Politicians on the Board of None Against ShrHlder
Directors
MEETING DATE COMPANY TICKER SECURITY ID
03/21/17 DFDS A/S DFDS.DC K29758123
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Report of Board Mgmt
2 Accept Financial Statements and Statutory Reports; For For Mgmt
Approve Discharge of Management and Board
3 Approve Allocation of Income and Dividends of DKK 3.00 For For Mgmt
Per Share
4a Reelect Claus Hemmingsen as Director For For Mgmt
4b Reelect Jill Lauritzen Melby as Director For For Mgmt
4c Reelect Pernille Erenbjerg as Director For For Mgmt
4d Reelect Jorgen Jensen as Director For For Mgmt
4e Reelect Klaus Nyborg as Director For For Mgmt
4f Elect Marianne Dahl Steensen as Director For For Mgmt
5 Ratify Ernst&Young as Auditors For For Mgmt
6a Approve Remuneration of Directors in the Amount of DKK For For Mgmt
750,000 for Chairman, DKK 450,000 for Vice Chairman, and
DKK 300,000 for Other Members; Approve Remuneration for
Committee Work
6b Authorize Share Repurchase Program For For Mgmt
6c Approve DKK 60 Million Reduction in Share Capital via For For Mgmt
Share Cancellation
6d Amend Articles Re: Name Change of NASDAQ OMX Copenhagen For For Mgmt
A/S
6e Amend Articles Re: Bearer to Holder Shares For For Mgmt
6f Amend Articles Re: Change Reference to the Website to For For Mgmt
www.dfds.com
6g Amend Articles Re: Change Reference to Admission Cards For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/21/17 Kao Corp. 4452.JP J30642169
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 48
2.1 Elect Director Sawada, Michitaka For For Mgmt
2.2 Elect Director Yoshida, Katsuhiko For For Mgmt
2.3 Elect Director Takeuchi, Toshiaki For For Mgmt
2.4 Elect Director Hasebe, Yoshihiro For For Mgmt
2.5 Elect Director Kadonaga, Sonosuke For For Mgmt
2.6 Elect Director Oku, Masayuki For For Mgmt
2.7 Elect Director Nagira, Yukio For For Mgmt
3.1 Appoint Statutory Auditor Fujii, Katsuya For For Mgmt
3.2 Appoint Statutory Auditor Amano, Hideki For For Mgmt
4 Approve Trust-Type Equity Compensation Plan For For Mgmt
-30-
MEETING DATE COMPANY TICKER SECURITY ID
03/21/17 Outokumpu Oyj OUT1V.FH X61161109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of For For Mgmt
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Prepare and Approve List of Shareholders For For Mgmt
6 Receive Financial Statements and Statutory Reports Mgmt
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 0.10 For For Mgmt
Per Share
9 Approve Discharge of Board and President For For Mgmt
10 Receive Chairman's Review on the Remuneration Policy of Mgmt
the Company
11 Approve Remuneration of Directors in the Amount of EUR For For Mgmt
140,000 for Chairman, EUR 80,000 for Vice Chairman, and
EUR 60,000 for Other Directors; Approve Meeting Fees;
Approve Compensation for Committee Work
12 Fix Number of Directors at Eight; Reelect Markus For For Mgmt
Akermann, Roberto Gualdoni, Kati ter Horst, Heikki
Malinen, Saila Miettinen- Lahde, Jorma Ollila (Chairman),
and Olli Vaartimo as Directors; Elect Eeva Sipila as New
Director
13 Approve Remuneration of Auditors For For Mgmt
14 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
15 Amend Articles Re: Change Location of Registered Office For For Mgmt
to Helsinki; Venue of General Meeting; Editorial Changes
Concerning Auditor Qualifications
16 Approve that the Rights Attached to Certain Shares For For Mgmt
Entered in the Company's Joint Book-Entry Account be
Forfeited by Shareholders
17 Authorize Share Repurchase Program For For Mgmt
18 Approve Issuance of up to New 40 Million Shares without For For Mgmt
Preemptive Rights; Approve Reissuance of 40 Million
Treasury Shares without Preemptive Rights
19 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/21/17 SGS SA SGSN.VX H7485A108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Accept Financial Statements and Statutory Reports For For Mgmt
1.2 Approve Remuneration Report For For Mgmt
2 Approve Discharge of Board and Senior Management For For Mgmt
3 Approve Allocation of Income and Dividends of CHF 70 per For For Mgmt
Share
4.1a Reelect Paul Desmarais, jr. as Director For Against Mgmt
4.1b Reelect August von Finck as Director For Against Mgmt
4.1c Reelect August Francois von Finck as Director For Against Mgmt
4.1d Reelect Ian Gallienne as Director For Against Mgmt
4.1e Reelect Cornelius Grupp as Director For For Mgmt
4.1f Reelect Peter Kalantzis as Director For For Mgmt
4.1g Reelect Christopher Kirk as Director For Against Mgmt
4.1h Reelect Gerard Lamarche as Director For Against Mgmt
4.1i Reelect Sergio Marchionne as Director For Against Mgmt
4.1j Reelect Shelby R. du Pasquier as Director For For Mgmt
4.2 Reelect Sergio Marchionne as Board Chairman For Against Mgmt
4.3a Reelect August von Finck as Member of the Compensation For Against Mgmt
Committee
4.3b Reelect Ian Gallienne as Member of the Compensation For Against Mgmt
Committee
4.3c Reelect Shelby R. du Pasquier as Member of the For For Mgmt
Compensation Committee
4.4 Ratify Deloitte SA as Auditors For For Mgmt
4.5 Designate Jeandin and Defacqz as Independent Proxy For For Mgmt
5.1 Approve Remuneration of Directors in the Amount of CHF For For Mgmt
2.1 Million
5.2 Approve Fixed Remuneration of Executive Committee in the For Against Mgmt
Amount of CHF 9.3 Million
5.3 Approve Variable Remuneration of Executive Committee in For For Mgmt
the Amount of CHF 3.7 Million
6 Approve CHF 188,704 Reduction in Share Capital via the For For Mgmt
Cancellation of Repurchased Shares
7 Approve Creation of CHF 500,000 Pool of Capital without For For Mgmt
Preemptive Rights
8 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/23/17 Metso Corporation METSO.FH X53579102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of For For Mgmt
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Prepare and Approve List of Shareholders For For Mgmt
6 Receive Financial Statements and Statutory Reports; Mgmt
Receive Board's Report; Receive Auditor's Report
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 1.05 For For Mgmt
Per Share
9 Approve Discharge of Board and President For For Mgmt
10 Approve Remuneration of Directors in the Amount of EUR For For Mgmt
110,000 for Chairman, EUR 62,000 for Vice Chairman and
EUR 50,000 for Other Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
11 Fix Number of Directors at Seven For For Mgmt
12 Reelect Mikael Lilius (Chairman), Christer Gardell, Peter For For Mgmt
Carlsson, Ozey Horton, Lars Josefsson, Nina Kopola and
Arja Talma as Directors
13 Approve Remuneration of Auditors For For Mgmt
14 Ratify Ernst & Young as Auditors For For Mgmt
15 Authorize Share Repurchase Program For For Mgmt
16 Approve Charitable Donations of up to EUR 1 Million For For Mgmt
17 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/23/17 Terna SpA TRN.IM T9471R100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Articles 14.3 and 26.2 Re: Board of Directors and For For Mgmt
Board of Internal Auditors
MEETING DATE COMPANY TICKER SECURITY ID
03/23/17 Tieto Corp TIE1V.FH X90409115
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of For For Mgmt
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Prepare and Approve List of Shareholders For For Mgmt
6 Receive Financial Statements and Statutory Reports Mgmt
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 1.37 For For Mgmt
Per Share
9 Approve Discharge of Board and President For For Mgmt
10 Approve Remuneration of Directors in the Amount of EUR For For Mgmt
91,000 for Chairman, EUR 55,000 for Vice Chairman, and
EUR 36,000 for Other Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
11 Fix Number of Directors at Eight For For Mgmt
12 Reelect Kurt Jofs, Harri-Pekka Kaukonen, Johanna For For Mgmt
Lamminen, Sari Pajari, Endre Rangnes and Jonas Synnergren
as Directors; Elect Timo Ahopelto and Jonas Wistrom as as
New Directors
13 Approve Remuneration of Auditors For For Mgmt
14 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
15 Amend Articles Re: Change Location of Registered Office For For Mgmt
to Espoo; Editorial Changes Concerning Auditor Election
16 Authorize Share Repurchase Program For For Mgmt
17 Approve Issuance of up to 7.4 Million Shares without For For Mgmt
Preemptive Rights
18 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/23/17 Valmet Corp VALMT.FH X96478114
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of For For Mgmt
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Prepare and Approve List of Shareholders For For Mgmt
6 Receive Financial Statements and Statutory Reports Mgmt
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 0.42 For For Mgmt
Per Share
9 Approve Discharge of Board and President For For Mgmt
10 Approve Remuneration of Directors in the Amount of EUR For For Mgmt
100,000 for Chairman, EUR 60,000 for Vice Chairman and
EUR 48,000 for Other Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
11 Fix Number of Directors at Seven For For Mgmt
12 Reelect Bo Risberg (Chairman), Lone Fonss Schroder, For For Mgmt
Rogerio Ziviani, Aaro Cantell, Jouko Karvinen (Vice
Chair) and Tarja Tyni as Directors, Elect Eriikka
Soderstrom as New Director
13 Approve Remuneration of Auditors For For Mgmt
14 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
15 Authorize Share Repurchase Program For For Mgmt
16 Approve Issuance of up to 25 Million Shares without For For Mgmt
Preemptive Rights
17 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/24/17 Japan Tobacco Inc 2914.JP J27869106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 66
2 Appoint Alternate Statutory Auditor Masaki, Michio For For Mgmt
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MEETING DATE COMPANY TICKER SECURITY ID
03/24/17 Kemira Oyj KEMIRA.FH X44073108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of For For Mgmt
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Prepare and Approve List of Shareholders For For Mgmt
6 Receive Financial Statements and Statutory Reports; Mgmt
Receive the Board's Report; Receive Auditor's Report
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 0.53 For For Mgmt
Per Share
9 Approve Discharge of Board and President For For Mgmt
10 Approve Remuneration of Directors in the amount of EUR For For Mgmt
80,000 for Chairman, EUR 49,000 for Vice Chairman and EUR
39,000 for Other Directors; Approve Meeting Fees; Approve
Remuneration for Committee Work
11 Fix Number of Directors at Six; Reelect Wolfgang Buchele, For For Mgmt
Kaisa Hietala, Timo Lappalainen, Jari Paasikivi
(Chairman) and Kerttu Tuomas as Members; Elect Shirley
Cunningham as New Member
12 Approve Remuneration of Auditors For For Mgmt
13 Ratify Deloitte & Touche Ltd. as Auditors For For Mgmt
14 Authorize Share Repurchase Program For For Mgmt
15 Approve Issuance of up to 15.6 Million Shares without For For Mgmt
Preemptive Rights; Approve Reissuance of 7.8 Million
Treasury Shares
16 Approve Adoption of Shareholders' Nomination Board For For Mgmt
Charter
17 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/27/17 Holmen AB HOLMB.SS W4200N112
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect Chairman of Meeting For For Mgmt
3 Prepare and Approve List of Shareholders For For Mgmt
4 Approve Agenda of Meeting For For Mgmt
5 Designate Inspector(s) of Minutes of Meeting For For Mgmt
6 Acknowledge Proper Convening of Meeting For For Mgmt
7 Receive Financial Statements and Statutory Reports; Mgmt
Receive Auditors Report
8 Allow Questions Mgmt
9 Accept Financial Statements and Statutory Reports For For Mgmt
10 Approve Allocation of Income and Dividends of SEK 12 Per For For Mgmt
Share
11 Approve Discharge of Board and President For For Mgmt
12 Determine Number of Members (9) and Deputy Members (0) of For For Mgmt
Board; Determine Number of Auditors (1) and Deputy
Auditors (0)
13 Approve Remuneration of Directors in the Amount of SEK For For Mgmt
680,000 for Chairman and SEK 340,000 for Other Directors;
Approve Remuneration of Auditors
14 Reelect Fredrik Lundberg (Chairman), Carl Bennet, Lars For Against Mgmt
Josefsson, Lars Josefsson, Carl Kempe, Louise Lindh, Ulf
Lundahl, Henrik Sjolund and Henriette Zeuchner as
Directors
15 Ratify KPMG as Auditors For For Mgmt
16 Receive Information About Nomination Committee Before Mgmt
2018 AGM
17 Approve Remuneration Policy And Other Terms of Employment For For Mgmt
For Executive Management
18 Authorize Share Repurchase Program and Reissuance of For For Mgmt
Repurchased Shares
19 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/28/17 A.P. Moller - Maersk A/S MAERSKB.DC K0514G101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Accept Financial Statements and Statutory Reports For For Mgmt
3 Approve Discharge of Management and Board For For Mgmt
4 Approve Allocation of Income and Dividends of DKK 150 Per For For Mgmt
Share
5a Reelect Niels Jacobsen as Director For For Mgmt
5b Reelect Arne Karlsson as Director For For Mgmt
5c Reelect Dorothee Blessing as Director For For Mgmt
5d Reelect Niels Bjorn Christiansen as Director For For Mgmt
6 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
7a Authorize the Board to Decide on Extraordinary Dividends For For Mgmt
Prior to Next AGM
7b Approve Guidelines for Incentive-Based Compensation for For For Mgmt
Executive Management and Board
7c Approve Remuneration Guidelines for for Executive For For Mgmt
Management and Board
MEETING DATE COMPANY TICKER SECURITY ID
03/28/17 Asahi Group Holdings Ltd. 2502.JP J02100113
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 28
2.1 Elect Director Izumiya, Naoki For For Mgmt
2.2 Elect Director Koji, Akiyoshi For For Mgmt
2.3 Elect Director Takahashi, Katsutoshi For For Mgmt
2.4 Elect Director Okuda, Yoshihide For For Mgmt
2.5 Elect Director Kagami, Noboru For For Mgmt
2.6 Elect Director Hamada, Kenji For For Mgmt
2.7 Elect Director Bando, Mariko For For Mgmt
2.8 Elect Director Tanaka, Naoki For For Mgmt
2.9 Elect Director Kosaka, Tatsuro For For Mgmt
2.10 Elect Director Katsuki, Atsushi For For Mgmt
3 Appoint Statutory Auditor Kawakami, Yutaka For For Mgmt
4 Amend Articles to Add Provisions on Shareholder Proposals Against Against ShrHlder
and Motion of No Confidence against Chairman
MEETING DATE COMPANY TICKER SECURITY ID
03/28/17 Genmab A/S GEN.DC K3967W102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Report of Board Mgmt
2 Accept Financial Statements and Statutory Reports; For For Mgmt
Approve Discharge of Management and Board
3 Approve Allocation of Income For For Mgmt
4a Reelect Mats Pettersson as Director For For Mgmt
4b Reelect Anders Gersel Pedersen as Director For For Mgmt
4c Reelect Pernille Erenbjerg as Director For For Mgmt
4d Reelect Paolo Paoletti as Director For For Mgmt
4e Elect Rolf Hoffmann as New Director For For Mgmt
4f Elect Deirdre P. Connelly as New Director For For Mgmt
5 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
6a Approve Guidelines for Incentive-Based Compensation for For Against Mgmt
Executive Management and Board
6b Approve Remuneration of Directors in the Amount of DKK For Against Mgmt
1.2 Million for Chairman, DKK 800,000 for Vice Chairman,
and DKK 400,000 for Other Directors; Approve Remuneration
for Committee Work; Approve Meeting Fees
6c Authorize Board to Issue Up to 500,000 Warrants to For Against Mgmt
Employees; Approve Creation of DKK 500,000 Pool of
Conditional Capital to Guarantee Conversion Rights
6d Amend Articles Re: Company Announcements in English Only For For Mgmt
7 Authorize Editorial Changes to Adopted Resolutions in For For Mgmt
Connection with Registration with Danish Authorities
8 Other Business Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/28/17 Shiseido Co. Ltd. 4911.JP J74358144
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 10
2 Amend Articles to Amend Business Lines For For Mgmt
3.1 Elect Director Uotani, Masahiko For For Mgmt
3.2 Elect Director Iwai, Tsunehiko For For Mgmt
3.3 Elect Director Aoki, Jun For For Mgmt
3.4 Elect Director Ishikura, Yoko For For Mgmt
3.5 Elect Director Iwata, Shoichiro For For Mgmt
3.6 Elect Director Oishi, Kanoko For For Mgmt
3.7 Elect Director Uemura, Tatsuo For For Mgmt
4 Appoint Statutory Auditor Ozu, Hiroshi For For Mgmt
5 Approve Annual Bonus For For Mgmt
6 Approve Deep Discount Stock Option Plan For For Mgmt
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MEETING DATE COMPANY TICKER SECURITY ID
03/29/17 Getinge AB GETIB.SS W3443C107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect Chairman of Meeting For For Mgmt
3 Prepare and Approve List of Shareholders For For Mgmt
4 Approve Agenda of Meeting For For Mgmt
5 Designate Inspector(s) of Minutes of Meeting For For Mgmt
6 Acknowledge Proper Convening of Meeting For For Mgmt
7a Receive Financial Statements and Statutory Reports Mgmt
7b Receive Consolidated Financial Statements and Statutory Mgmt
Reports
7c Receive Auditor's Report on Application of Guidelines for Mgmt
Remuneration for Executive Management
7d Receive Board's Dividend Proposal Mgmt
8 Receive Board and Board Committee Reports Mgmt
9 Receive President's Report Mgmt
10 Accept Financial Statements and Statutory Reports For For Mgmt
11 Approve Allocation of Income and Dividends of SEK 2 Per For For Mgmt
Share
12 Approve Discharge of Board and President For For Mgmt
13 Amend Articles Re: Number of Directors For For Mgmt
14 Determine Number of Members (10) and Deputy Members (0) For For Mgmt
of Board; Determine Number of Auditors (1) and Deputy
Auditors (0)
15 Approve Remuneration of Directors in the Amount of SEK For For Mgmt
1.15 Million for Chairman and SEK 575,000 for Other
Directors; Approve Remuneration for Committee Work;
Approve Remuneration of Auditors
16a Reelect Carl Bennet as Director For For Mgmt
16b Reelect Johan Bygge as Director For For Mgmt
16c Reelect Cecilia Daun Wennborg as Director For For Mgmt
16d Reelect Johan Malmquist as Director For For Mgmt
16e Reelect Malin Persson as Director For For Mgmt
16f Reelect Johan Stern as Director For For Mgmt
16g Elect Barbro Friden as Director For For Mgmt
16h Elect Dan Frohm as Director For For Mgmt
16i Elect Sofia Hasselberg as Director For For Mgmt
16j Elect Mattias Perjos as Director For For Mgmt
16k Reelect Carl Bennet as Board Chairman For For Mgmt
17 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
18 Approve Remuneration Policy And Other Terms of Employment For For Mgmt
For Executive Management
19 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/29/17 NV BEKAERT SA BEKB.BB B09800135
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Authorize Board to Repurchase Shares in the Event of a For Against Mgmt
Serious and Imminent Harm and Under Normal Conditions
2 Approve Condition Precedent on Expiration of Former For For Mgmt
Repurchase Authorization
3 Approve Amendment to Matching Plan Re: Granting Matching For Against Mgmt
Shares
MEETING DATE COMPANY TICKER SECURITY ID
03/29/17 Tokyo Tatemono Co. Ltd. 8804.JP J88333117
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 14
2.1 Elect Director Sakuma, Hajime For For Mgmt
2.2 Elect Director Tanehashi, Makio For For Mgmt
2.3 Elect Director Nomura, Hitoshi For For Mgmt
2.4 Elect Director Shibayama, Hisao For For Mgmt
2.5 Elect Director Kamo, Masami For For Mgmt
2.6 Elect Director Fukui, Kengo For For Mgmt
2.7 Elect Director Ozawa, Katsuhito For For Mgmt
2.8 Elect Director Izumi, Akira For For Mgmt
2.9 Elect Director Sasaki, Kyonosuke For For Mgmt
2.10 Elect Director Kuroda, Norimasa For For Mgmt
2.11 Elect Director Imai, Yoshiyuki For For Mgmt
3 Appoint Statutory Auditor Kawakubo, Koji For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/29/17 Upm-Kymmene Oy UPM.FH X9518S108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of For For Mgmt
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Prepare and Approve List of Shareholders For For Mgmt
6 Receive Financial Statements and Statutory Reports Mgmt
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 0.95 For For Mgmt
Per Share
9 Approve Discharge of Board and President For For Mgmt
10 Remuneration of Directors in the Amount of EUR 190,000 For For Mgmt
for Chairman, EUR 135,000 for Deputy Chairman and EUR
100,000 for Other Directors; Approve Compensation for
Committee Work
11 Fix Number of Directors at Ten For For Mgmt
12 Reelect Berndt Brunow, Henrik Ehrnrooth, Piia-Noora For For Mgmt
Kauppi, Wendy Lane, Jussi Pesonen, Ari Puheloinen,
Veli-Matti Reinikkala, Suzanne Thoma, Kim Wahl and Bjorn
Wahlroos as Directors.
13 Approve Remuneration of Auditors For For Mgmt
14 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
15 Authorize Share Repurchase Program For For Mgmt
16 Approve that the Rights Attached to 183,116 Shares For For Mgmt
Entered in the Company's Joint Book-Entry Account be
Forfeited
17 Authorize Charitable Donations For For Mgmt
18 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/30/17 Asahi Glass Co. Ltd. 5201.JP J02394120
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 9
2 Approve Reverse Stock Split to Comply with Exchange For For Mgmt
Mandate and Decrease Authorized Capital in Proportion to
Reverse Stock Split
3.1 Elect Director Ishimura, Kazuhiko For Against Mgmt
3.2 Elect Director Shimamura, Takuya For Against Mgmt
3.3 Elect Director Hirai, Yoshinori For For Mgmt
3.4 Elect Director Miyaji, Shinji For For Mgmt
3.5 Elect Director Kimura, Hiroshi For For Mgmt
3.6 Elect Director Egawa, Masako For For Mgmt
3.7 Elect Director Hasegawa, Yasuchika For For Mgmt
4 Appoint Statutory Auditor Tatsuno, Tetsuo For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/30/17 Suntory Beverage & Food Limited 2587.JP J78186103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 39
2.1 Elect Director Kogo, Saburo For For Mgmt
2.2 Elect Director Tsujimura, Hideo For For Mgmt
2.3 Elect Director Kurihara, Nobuhiro For For Mgmt
2.4 Elect Director Okizaki, Yukio For For Mgmt
2.5 Elect Director Torii, Nobuhiro For For Mgmt
2.6 Elect Director Inoue, Yukari For For Mgmt
3.1 Elect Director and Audit Committee Member Uchida, For Against Mgmt
Harumichi
3.2 Elect Director and Audit Committee Member Masuyama, Mika For For Mgmt
4 Elect Alternate Director and Audit Committee Member For For Mgmt
Amitani, Mitsuhiro
MEETING DATE COMPANY TICKER SECURITY ID
03/30/17 Swedbank AB SWEDA.SS W94232100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect Chairman of Meeting For For Mgmt
3 Prepare and Approve List of Shareholders For For Mgmt
4 Approve Agenda of Meeting For For Mgmt
5 Designate Inspector(s) of Minutes of Meeting For For Mgmt
6 Acknowledge Proper Convening of Meeting For For Mgmt
7a Receive Financial Statements and Statutory Reports Mgmt
7b Receive Auditor's Report Mgmt
7c Receive President's Report Mgmt
8 Accept Financial Statements and Statutory Reports For For Mgmt
9 Approve Allocation of Income and Dividends of SEK 13.20 For For Mgmt
Per Share
10a Approve Discharge of Michael Wolf For For Mgmt
10b Approve Discharge of Anders Sundstrom For For Mgmt
10c Approve Discharge of Anders Igel For For Mgmt
10d Approve Discharge of Maj-Charlotte Wallin For For Mgmt
10e Approve Discharge of Lars Idermark For For Mgmt
10f Approve Discharge of Ulrika Francke For For Mgmt
10g Approve Discharge of Goran Hedman For For Mgmt
10h Approve Discharge of Pia Rudengren For For Mgmt
10i Approve Discharge of Karl-Henrik Sundstrom For For Mgmt
10j Approve Discharge of Siv Svensson For For Mgmt
10k Approve Discharge of Bodil Eriksson For For Mgmt
10l Approve Discharge of Peter Norman For For Mgmt
10m Approve Discharge of Birgitte Bonnesen For For Mgmt
10n Approve Discharge of Camilla Linder For For Mgmt
10o Approve Discharge of Roger Ljung For For Mgmt
10p Approve Discharge of Ingrid Friberg For For Mgmt
10q Approve Discharge of Karin Sandstrom For For Mgmt
11 Determine Number of Directors (9) and Deputy Directors For For Mgmt
(0)
12 Approve Remuneration of Directors in the Amount of SEK For For Mgmt
2.46 Million for Chairman, SEK 825,000 for Vice Chairman
and SEK 550,000 for Other Directors; Approve Remuneration
for Committee Work; Approve Remuneration of Auditors
13a Elect Mats Granryd as New Director For For Mgmt
13b Elect Bo Johansson as New Director For For Mgmt
13c Elect Annika Poutiainen as New Director For For Mgmt
13d Elect Magnus Uggla as New Director For For Mgmt
13e Reelect Lars Idermark as Director For For Mgmt
13f Reelect Ulrika Francke as Director For For Mgmt
13g Reelect Siv Svensson as Director For For Mgmt
13h Reelect Bodil Eriksson as Director For For Mgmt
13i Reelect Peter Norman as Director For For Mgmt
14 Elect Lars Idermark as Board Chairman For For Mgmt
15 Authorize Chairman of Board and Representatives of Five For For Mgmt
of Company's Largest Shareholders to Serve on Nominating
Committee
16 Approve Remuneration Policy And Other Terms of Employment For For Mgmt
For Executive Management
17 Authorize Repurchase Authorization for Trading in Own For For Mgmt
Shares
18 Authorize General Share Repurchase Program For For Mgmt
19 Approve Issuance of Convertibles without Preemptive For For Mgmt
Rights
20a Approve Common Deferred Share Bonus Plan (Eken 2017) For For Mgmt
20b Approve Deferred Share Bonus Plan for Key Employees (IP For For Mgmt
2016)
20c Approve Equity Plan Financing to Participants of 2017 and For For Mgmt
Previous Programs
21 Implement Lean Concept None Against ShrHlder
22a Adopt a Vision for Absolute Gender Equality on All Levels None Against ShrHlder
Within the Company
22b Instruct the Board to Set Up a Working Group Concerning None Against ShrHlder
Gender and Ethnicity Diversification Within the Company
22c Require the Results from the Working Group Concerning None Against ShrHlder
Item 22a and 22b to be Annually Published
22d Request Board to Take Necessary Action to Create a None Against ShrHlder
Shareholders' Association
22e Prohibit Directors from Being Able to Invoice Director's None Against ShrHlder
Fees via Swedish and Foreign Legal Entities
22f Amend Articles Re: Former Politicians on the Board of None Against ShrHlder
Directors
22g Request Board to Propose to the Swedish Government to None Against ShrHlder
Draw Attention to the Need for Introducing a "Cooling-Off
Period"
22h Instruct the Board to Prepare a Proposal for the None Against ShrHlder
Representation of Small- and Midsized Shareholders in the
Board and Nomination Committee
22i Instruct the Board to Perform an Investigation of to what None Against ShrHlder
Extent the Company has Participated in Tax Evasion
(i.e. the Panama Documents) and How the Internal and
External Control has Failed Regarding this Matter
23 Close Meeting Mgmt
-33-
MEETING DATE COMPANY TICKER SECURITY ID
03/30/17 Yokohama Rubber Co. Ltd. 5101.JP J97536122
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 26
2 Amend Articles to Amend Provisions on Director Titles For For Mgmt
3.1 Elect Director Nagumo, Tadanobu For For Mgmt
3.2 Elect Director Noji, Hikomitsu For For Mgmt
3.3 Elect Director Yamaishi, Masataka For For Mgmt
3.4 Elect Director Oishi, Takao For For Mgmt
3.5 Elect Director Katsuragawa, Hideto For For Mgmt
3.6 Elect Director Mikami, Osamu For For Mgmt
3.7 Elect Director Komatsu, Shigeo For For Mgmt
3.8 Elect Director Nakano, Shigeru For For Mgmt
3.9 Elect Director Noro, Masaki For For Mgmt
3.10 Elect Director Furukawa, Naozumi For For Mgmt
3.11 Elect Director Okada, Hideichi For For Mgmt
3.12 Elect Director Takenaka, Nobuo For For Mgmt
4 Appoint Statutory Auditor Kikuchi, Yasushi For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/31/17 Iberdrola S.A. IBDSF E6165F166
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated and Standalone Financial Statements For For Mgmt
2 Approve Consolidated and Standalone Management Reports For For Mgmt
3 Approve Discharge of Board For For Mgmt
4 Appoint KPMG Auditores as Auditor For For Mgmt
5 Amend Preamble of Bylaws For For Mgmt
6 Amend Articles 7 and 8 Re: Company's Commitment, Mission, For For Mgmt
Vision and Values
7 Amend Article 14 of General Meeting Regulations Re: Right For For Mgmt
to Information and Technical Improvements
8 Amend Articles 19 and 39 of General Meeting Regulations For For Mgmt
Re: Channels for Participation
9 Elect Juan Manuel Gonzalez Serna as Director For For Mgmt
10 Elect Francisco Martinez Corcoles as Director For For Mgmt
11 Approve Allocation of Income and Dividends For For Mgmt
12 Authorize Capitalization of Reserves for Scrip Dividends For For Mgmt
13 Authorize Capitalization of Reserves for Scrip Dividends For For Mgmt
14 Authorize Share Repurchase and Capital Reduction via For For Mgmt
Amortization of Repurchased Shares
15 Approve Restricted Stock Plan For For Mgmt
16 Advisory Vote on Remuneration Report For For Mgmt
17 Authorize Issuance of Non-Convertible Bonds/Debentures For For Mgmt
and/or Other Debt Securities up to EUR 20 Billion and
Issuance of Notes up to EUR 6 Billion
18 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
MEETING DATE COMPANY TICKER SECURITY ID
04/03/17 Swisscom AG SCMN.VX H8398N104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Accept Financial Statements and Statutory Reports For For Mgmt
1.2 Approve Remuneration Report For For Mgmt
2 Approve Allocation of Income and Dividends of CHF 22 per For For Mgmt
Share
3 Approve Discharge of Board and Senior Management For For Mgmt
4.1 Reelect Roland Abt as Director For For Mgmt
4.2 Reelect Valerie Berset Bircher as Director For For Mgmt
4.3 Reelect Alain Carrupt as Director For For Mgmt
4.4 Reelect Frank Esser as Director For For Mgmt
4.5 Reelect Barbara Frei as Director For For Mgmt
4.6 Reelect Catherine Muehlemann as Director For For Mgmt
4.7 Reelect Theophil Schlatter as Director For For Mgmt
4.8 Reelect Hansueli Loosli as Director For For Mgmt
4.9 Reelect Hansueli Loosli as Board Chairman For For Mgmt
5.1 Appoint Frank Esser as Member of the Compensation For For Mgmt
Committee
5.2 Appoint Barbara Frei as Member of the Compensation For For Mgmt
Committee
5.3 Appoint Hansueli Loosli as Member of the Compensation For For Mgmt
Committee
5.4 Appoint Theophil Schlatter as Member of the Compensation For For Mgmt
Committee
5.5 Appoint Renzo Simoni as Member of the Compensation For For Mgmt
Committee
6.1 Approve Remuneration of Directors in the Amount of CHF For For Mgmt
2.5 Million
6.2 Approve Remuneration of Executive Committee in the Amount For For Mgmt
of CHF 9.7 Million
7 Designate Reber Rechtsanwaelte as Independent Proxy For For Mgmt
8 Ratify KPMG AG as Auditors For For Mgmt
9 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/05/17 Neste Oyj NESTE.FH X5688A109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of For For Mgmt
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Prepare and Approve List of Shareholders For For Mgmt
6 Receive Financial Statements and Statutory Reports; Mgmt
Receive Board's Report; Receive Auditor's Report
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 1.30 For For Mgmt
Per Share
9 Approve Discharge of Board and President For For Mgmt
10 Approve Remuneration of Directors in the Amount of EUR For For Mgmt
66,000 for Chairman, EUR 49,200 for Vice Chairman, and
EUR 35,400 for Other Directors; Approve Attendance Fees
for Board and Committee Work
11 Fix Number of Directors at Eight For For Mgmt
12 Reelect Jorma Eloranta (Chairman), Laura Raitio, For For Mgmt
Jean-Baptiste Renard, Willem Schoeber and Marco Wiren as
Directors; Elect Matti Kahkonen, Martina Floel and Heike
van de Kerkhof as New Directors
13 Approve Remuneration of Auditors For For Mgmt
14 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
15 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/05/17 Telia Company AB TELIA.SS W95890104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Chairman of Meeting For For Mgmt
2 Prepare and Approve List of Shareholders For For Mgmt
3 Approve Agenda of Meeting For For Mgmt
4 Designate Inspector(s) of Minutes of Meeting For For Mgmt
5 Acknowledge Proper Convening of Meeting For For Mgmt
6 Receive Financial Statements and Statutory Reports; Mgmt
Receive Report by Chairman of the Board; Receive CEO's
report
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of SEK 2 Per For For Mgmt
Share
9 Approve Discharge of Board and President For For Mgmt
10 Determine Number of Directors (8) and Deputy Directors For For Mgmt
(0) of Board
11 Approve Remuneration of Directors in the Amount of SEK For For Mgmt
1.65 Million to Chair, SEK 795,000 to Vice Chair
and SEK 560,000 to Other Directors; Approve Remuneration
for Committee Work
12a Reelect Susanna Campbell as Director For For Mgmt
12b Reelect Marie Ehrling as Director For For Mgmt
12c Reelect Olli-Pekka Kallasvuo as Director For For Mgmt
12d Reelect Mikko Kosonen as Director For For Mgmt
12e Reelect Nina Linander as Director For For Mgmt
12f Reelect Martin Lorentzon as Director For For Mgmt
12g Reelect Anna Settman as Director For For Mgmt
12h Reelect Olaf Swantee as Director For For Mgmt
13a Reelect Marie Ehrling as Board Chairman For For Mgmt
13b Reelect Olli-Pekka Kallasvuo as Vice Chairman For For Mgmt
14 Determine Number of Auditors (1) and Deputy Auditors (0) For For Mgmt
15 Approve Remuneration of Auditors For For Mgmt
16 Ratify Deloitte as Auditors For For Mgmt
17 Authorize Chairman of Board and Representatives of Four For For Mgmt
of Company's Largest Shareholders to Serve on Nominating
Committee
18 Approve Remuneration Policy And Other Terms of Employment For For Mgmt
For Executive Management
19 Authorize Share Repurchase Program and Reissuance of For For Mgmt
Repurchased Shares
20a Approve Performance Share Program for Key Employees For Against Mgmt
20b Approve Transfer of Shares in Connection with Performance For Against Mgmt
Share Program
21a Adopt a Vision for Absolute Gender Equality on All Levels None Against ShrHlder
Within the Company
21b Instruct the Board to Set Up a Working Group Concerning None Against ShrHlder
Gender and Ethnicity
21c Require the Results from the Working Group Concerning None Against ShrHlder
Item 21a to be Reported to the AGM
21d Request Board to Take Necessary Action to Create a New None Against ShrHlder
Shareholders' Association
21e Prohibit Directors from Being Able to Invoice Director's None Against ShrHlder
Fees via Swedish and Foreign Legal Entities
21f Instruct the Nomination Committee to Pay Extra Attention None Against ShrHlder
to Questions Concerning Ethics, Gender, and Ethnicity
21g Instruct the Board to Prepare a Proposal for the None Against ShrHlder
Representation of Small- and Midsized Shareholders in the
Board and Nomination Committee
21h Instruct the Board to Perform an Investigation About How None Against ShrHlder
the Main Ownership Has Been Exercised By The Governments
of Finland and Sweden
21i Instruct the Board to Peform an Investigation About the None Against ShrHlder
Relationship Between the Current Shareholders Association
and the Company, Paying Particular Attention to the
Financial Aspects
21j Instruct the Board to Perform an Investigation of the None Against ShrHlder
Company's Non-European Business, Paying Particular
Attention to the Actions of the Board, CEO and
Auditors
21k Require the Materials From the Investigation Concerning None Against ShrHlder
item 21j to be Made Public Both Internally and Externally
22 Amend Articles Re: Former Politicians on the Board of None Against ShrHlder
Directors
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MEETING DATE COMPANY TICKER SECURITY ID
04/06/17 Banco Santander S.A. SAN.SM E19790109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.A Approve Consolidated and Standalone Financial Statements For For Mgmt
1.B Approve Discharge of Board For For Mgmt
2 Approve Allocation of Income and Dividends For For Mgmt
3.A Ratify Appointment of and Elect Homaira Akbari as For For Mgmt
Director
3.B Reelect Jose Antonio Alvarez Alvarez as Director For For Mgmt
3.C Reelect Belen Romana Garcia as Director For For Mgmt
3.D Reelect Ana Patricia Botin-Sanz de Sautuola y O'Shea as For For Mgmt
Director
3.E Reelect Rodrigo Echenique Gordillo as Director For For Mgmt
3.F Reelect Esther Gimenez-Salinas i Colomer as Director For For Mgmt
4 Approve Capital Raising For For Mgmt
5 Authorize Increase in Capital up to 50 Percent via For For Mgmt
Issuance of Equity or Equity-Linked Securities, Excluding
Preemptive Rights of up to 20 Percent
6 Authorize Capitalization of Reserves for Scrip Dividends For For Mgmt
7 Authorize Issuance of Non-Convertible Debt Securities up For For Mgmt
to EUR 50 Billion
8 Approve Remuneration Policy For For Mgmt
9 Approve Remuneration of Directors For For Mgmt
10 Fix Maximum Variable Compensation Ratio For For Mgmt
11.A Approve Deferred Multiyear Objectives Variable For For Mgmt
Remuneration Plan
11.B Approve Deferred and Conditional Variable Remuneration For For Mgmt
Plan
11.C Approve Buy-out Policy For For Mgmt
11.D Approve Employee Stock Purchase Plan For For Mgmt
12 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
13 Advisory Vote on Remuneration Report For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/06/17 Elisa Corporation ELISA.FH X1949T102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of For For Mgmt
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Prepare and Approve List of Shareholders For For Mgmt
6 Receive Financial Statements and Statutory Reports Mgmt
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 1.50 For For Mgmt
Per Share
9 Approve Discharge of Board and President For For Mgmt
10 Approve Monthly Remuneration of Directors in the Amount For For Mgmt
of EUR 9,000 for Chairman, EUR6,000 for Vice Chairman and
the Chairman of the Audit Committee, and EUR 5,000 for
Other Directors; Approve Meeting Fees; Approve Meeting
Fees
11 Fix Number of Directors at Seven For For Mgmt
12 Reelect Raimo Lind, Clarisse Berggardh, Petteri Koponen, For For Mgmt
Leena Niemisto, Seija Turunen and Mika Vehvilainen as
Members of the Board of Directors; Elect Antti
Vasara as a New Director
13 Approve Remuneration of Auditors For Against Mgmt
14 Fix Number of Auditors at One For For Mgmt
15 Ratify KPMG Oy Ab as Auditors For For Mgmt
16 Authorize Share Repurchase Program For For Mgmt
17 Amend Articles Re: Election of Chairman and Deputy For For Mgmt
Chairman of Board
18 Authorize Board to Cancel Outstanding Shares Issued to For For Mgmt
Yomi Plc in Connection to Merger in 2004 Which
Have Not Been Recorded in the Book Entry System
Under Owner Name
19 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/06/17 Nestle SA NESN.VX H57312649
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Accept Financial Statements and Statutory Reports For For Mgmt
1.2 Approve Remuneration Report For For Mgmt
2 Approve Discharge of Board and Senior Management For For Mgmt
3 Approve Allocation of Income and Dividends of CHF 2.30 For For Mgmt
per Share
4.1a Reelect Paul Bulcke as Director For For Mgmt
4.1b Reelect Andreas Koopmann as Director For For Mgmt
4.1c Reelect Henri de Castries as Director For For Mgmt
4.1d Reelect Beat W. Hess as Director For For Mgmt
4.1e Reelect Renato Fassbind as Director For For Mgmt
4.1f Reelect Steven G. Hoch as Director For For Mgmt
4.1g Reelect Naina Lal Kidwai as Director For For Mgmt
4.1h Reelect Jean-Pierre Roth as Director For For Mgmt
4.1i Reelect Ann M. Veneman as Director For For Mgmt
4.1j Reelect Eva Cheng as Director For For Mgmt
4.1k Reelect Ruth K. Oniang'o as Director For For Mgmt
4.1l Reelect Patrick Aebischer as Director For For Mgmt
4.2a Elect Ulf Mark Schneider as Director For For Mgmt
4.2b Elect Ursula M. Burns as Director For For Mgmt
4.3 Elect Paul Bulcke as Board Chairman For For Mgmt
4.4a Appoint Beat W. Hess as Member of the Compensation For For Mgmt
Committee
4.4b Appoint Andreas Koopmann as Member of the Compensation For For Mgmt
Committee
4.4c Appoint Jean-Pierre Roth as Member of the Compensation For For Mgmt
Committee
4.4d Appoint Patrick Aebischer as Member of the Compensation For For Mgmt
Committee
4.5 Ratify KPMG AG as Auditors For For Mgmt
4.6 Designate Hartmann Dreyer as Independent Proxy For For Mgmt
5.1 Approve Remuneration of Directors in the Amount of CHF 10 For For Mgmt
Million
5.2 Approve Remuneration of Executive Committee in the Amount For For Mgmt
of CHF 60 Million
6 Transact Other Business (Voting) Against Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/06/17 Ratos AB RATOB.SS W72177111
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting; Elect Chairman of Meeting For For Mgmt
2 Prepare and Approve List of Shareholders For For Mgmt
3 Designate Inspector(s) of Minutes of Meeting For For Mgmt
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Approve Agenda of Meeting For For Mgmt
6 Receive President's Report Mgmt
7 Receive Financial Statements and Statutory Reports Mgmt
8 Allow Questions Mgmt
9 Accept Financial Statements and Statutory Reports For For Mgmt
10 Approve Discharge of Board and President For For Mgmt
11 Approve Allocation of Income and Dividends of SEK 2.00 For For Mgmt
Per Share; Approve Dividends for Preference Shares
12 Determine Number of Members (7) and Deputy Members of For For Mgmt
Board (0)
13 Approve Remuneration of Directors in the Aggregate Amount For For Mgmt
of SEK 4.9 Million; Approve Remuneration of Auditors
14 Reelect Ulla Litzen, Annette Sadolin, Karsten Slotte, For For Mgmt
Charlotte Stromberg, Jan Soderberg, Per-Olof Soderberg
and Jonas Wistrom as Directors; Ratify
PricewaterhouseCoopers as Auditors
15 Approve Remuneration Policy And Other Terms of Employment For For Mgmt
For Executive Management
16 Approve Stock Option Plan for Key Employees For For Mgmt
17 Approve Synthetic Stock Option Plan For For Mgmt
18 Amend Articles Re: Equity-Related For For Mgmt
19 Authorize Share Repurchase Program For For Mgmt
20 Approve Issuance of up to 35 Million class B Shares For For Mgmt
without Preemptive Rights
21 Approve Issuance of Preference Shares of Class C and/or For For Mgmt
Class D
22a Adopt a Vision for Workplace Accidents None Against ShrHlder
22b Instruct the Board to Set Up a Working Group Concerning None Against ShrHlder
Workplace Accidents
22c Require the Results from the Working Group Concerning None Against ShrHlder
Item 22b to be Annually Published
22d Adopt a Vision for Absolute Gender Equality on All Levels None Against ShrHlder
Within the Company
22e Instruct the Board to Set Up a Working Group Concerning None Against ShrHlder
Gender and Ethnicity Diversification Within the Company
22f Require the Results from the Working Group Concerning None Against ShrHlder
Item 22e to be Annually Published
22g Request Board to Take Necessary Action to Create a None Against ShrHlder
Shareholders' Association
22h Prohibit Directors from Being Able to Invoice Director's None Against ShrHlder
Fees via Swedish and Foreign Legal Entities
22i Request Board to Propose to the Appropriate Authority to None Against ShrHlder
Bring About a Changed Regulation in the Area
Relating to Item 22h
22j Instruct the Nomination Committee to Pay Extra Attention None Against ShrHlder
to Questions Concerning Ethics, Gender, and Ethnicity
22k Request Board to Propose to the Swedish Government None Against ShrHlder
Legislation on the Abolition of Voting Power Differences
in Swedish Limited Liability Companies
22l Request Board to Propose to the Swedish Government to None Against ShrHlder
Draw Attention to the Need for Introducing a "Cooling-Off
Period"
22m Instruct the Board to Prepare a Proposal for the None Against ShrHlder
Representation of Small- and Midsized Shareholders in the
Board and Nomination Committee
23 Amend Articles Re: Abolition of Supervoting Shares None Against ShrHlder
24 Amend Articles Re: Former Politicians on the Board of None Against ShrHlder
Directors
25 Close Meeting Mgmt
-35-
MEETING DATE COMPANY TICKER SECURITY ID
04/06/17 Vestas Wind System A/S VWS.DC K9773J128
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Report of Board Mgmt
2 Accept Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation of Income and Dividends of DKK 9.71 For For Mgmt
Per Share
4a Reelect Bert Nordberg as Director For For Mgmt
4b Reelect Carsten Bjerg as Director For For Mgmt
4c Reelect Eija Pitkanenas Director For For Mgmt
4d Reelect Henrik Andersen as Director For For Mgmt
4e Reelect Henry Stenson as Director For For Mgmt
4f Reelect Lars Josefsson as Director For For Mgmt
4g Reelect Lykke Friis as Director For For Mgmt
4h Reelect Torben Sorensen as Director For For Mgmt
5a Approve Remuneration of Directors for 2016 For For Mgmt
5b Approve Remuneration of Directors for 2017 For For Mgmt
6 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
7a Approve DKK 6 Million Reduction in Share Capital via For For Mgmt
Share Cancellation
7b Authorize Share Repurchase Program For For Mgmt
7c Amend Articles Re: Admission Cards for General Meetings For For Mgmt
8 Authorize Editorial Changes to Adopted Resolutions in For For Mgmt
Connection with Registration with Danish Authorities
MEETING DATE COMPANY TICKER SECURITY ID
04/07/17 ICA Gruppen AB ICA.SS W4248R109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect Chairman of Meeting For For Mgmt
3 Prepare and Approve List of Shareholders For For Mgmt
4 Approve Agenda of Meeting For For Mgmt
5 Designate Inspector(s) of Minutes of Meeting For For Mgmt
6 Acknowledge Proper Convening of Meeting For For Mgmt
7 Receive Report on Operations Mgmt
8 Receive Report on Board's Work Mgmt
9 Receive Financial Statements and Statutory Reports Mgmt
10 Accept Financial Statements and Statutory Reports For For Mgmt
11 Approve Allocation of Income and Dividends of SEK 10.50 For For Mgmt
Per Share
12 Approve Discharge of Board and President For For Mgmt
13 Receive Report on Nominating Committee's Work Mgmt
14 Determine Number of Members (10) and Deputy Members (0) For For Mgmt
of Board; Determine Number of Auditors (1) and Deputy
Auditors (0)
15 Approve Remuneration of Directors in the Amount of SEK For For Mgmt
1.03 million for Chairman and SEK 425,000 for Other
Directors; Approve Remuneration for Committee Work;
Approve Remuneration of Auditors
16 Reelect Goran Blomberg, Cecilia Daun Wennborg, Andrea For Against Mgmt
Gisle Joosen, Fredrik Hagglund, Jeanette Jager, Bengt
Kjell, Magnus Moberg, Jan Olofsson and Claes-Goran Sylven
(Chair) as Directors; Elect Anette Wiotti as New Director
17 Ratify KPMG as Auditors For For Mgmt
18 Authorize Chairman of Board and Representatives of Four For For Mgmt
of Company's Largest Shareholders to Serve on Nominating
Committee
19 Approve Remuneration Policy And Other Terms of Employment For Against Mgmt
For Executive Management
20 Amend Articles Re: Eliminated Share Class, Change of For For Mgmt
Registered Office, Editorial Changes
21 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/11/17 Sika AG SIK.VX H7631K158
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends of CHF 102 per For For Mgmt
Bearer Share and CHF 17 per Registered Share
3.1.1 Approve Discharge of Board Member Urs Burkard For Against Mgmt
3.1.2 Approve Discharge of Board Member Frits van Dijk For For Mgmt
3.1.3 Approve Discharge of Board Member Paul Haelg For For Mgmt
3.1.4 Approve Discharge of Board Member Willi Leimer For Against Mgmt
3.1.5 Approve Discharge of Board Member Monika Ribar For For Mgmt
3.1.6 Approve Discharge of Board Member Daniel Sauter For For Mgmt
3.1.7 Approve Discharge of Board Member Ulrich Suter For For Mgmt
3.1.8 Approve Discharge of Board Member Juergen Tinggren For Against Mgmt
3.1.9 Approve Discharge of Board Member Christoph Tobler For For Mgmt
3.2 Approve Discharge of Senior Management For For Mgmt
4.1.1 Reelect Paul Haelg as Director For For Mgmt
4.1.2 Reelect Urs Burkard as Director (Representing Holders of For For Mgmt
Registered Shares)
4.1.3 Reelect Frits van Dijk as Director (Representing Holders For For Mgmt
of Bearer Shares)
4.1.4 Reelect Willi Leimer as Director For For Mgmt
4.1.5 Reelect Monika Ribar as Director For For Mgmt
4.1.6 Reelect Daniel Sauter as Director For For Mgmt
4.1.7 Reelect Ulrich Suter as Director For For Mgmt
4.1.8 Reelect Juergen Tinggren as Director For For Mgmt
4.1.9 Reelect Christoph Tobler as Director For For Mgmt
4.2 Reelect Paul Haelg as Board Chairman For For Mgmt
4.3.1 Appoint Frits van Dijk as Member of the Compensation For For Mgmt
Committee
4.3.2 Appoint Urs Burkard as Member of the Compensation For Against Mgmt
Committee
4.3.3 Appoint Daniel Sauter as Member of the Compensation For Against Mgmt
Committee
4.4 Ratify Ernst and Young AG as Auditors For For Mgmt
4.5 Designate Jost Windlin as Independent Proxy For For Mgmt
5.1 Approve Remuneration of Board of Directors in the Amount For For Mgmt
of CHF 2.87 Million for the Period from the 2015 to 2016
Ordinary General Meetings
5.2 Approve Remuneration of Board of Directors in the Amount For For Mgmt
of CHF 2.87 Million for the Period from the 2016 to 2017
Ordinary General Meetings
5.3 Approve Remuneration Report (Non-Binding) For For Mgmt
5.4 Approve Remuneration of Board of Directors in the Amount For For Mgmt
of CHF 3 Million for the Period from the 2017 to 2018
Ordinary General Meetings
5.5 Approve Remuneration of Executive Committee in the Amount For For Mgmt
of CHF 19 Million
6 Transact Other Business (Voting) Against Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/11/17 Snam SpA SRG.IM T8578L107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income For For Mgmt
3 Authorize Share Repurchase Program and Reissuance of For For Mgmt
Repurchased Shares
4 Approve Restricted Stock Plan For Against Mgmt
5 Approve Remuneration Policy For Against Mgmt
A Deliberations on Possible Legal Action Against Directors None Against Mgmt
if Presented by Shareholders
MEETING DATE COMPANY TICKER SECURITY ID
04/11/17 Swiss Prime Site AG SPSN.SW H8403W107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Discharge of Board and Senior Management For For Mgmt
4 Approve Allocation of Income For For Mgmt
5 Approve Dividends of CHF 3.70 per Share from Capital For For Mgmt
Contribution Reserves
6.1 Approve Maximum Remuneration of Board of Directors for For For Mgmt
2017 Fiscal Year in the Amount of CHF 1.6 Million
6.2 Approve Maximum Fixed and Variable Remuneration of For Against Mgmt
Executive Committee for 2017 Fiscal Year in the
Amount of
CHF 8.3 Million
7.1.1 Reelect Elisabeth Bourqui as Director For For Mgmt
7.1.2 Reelect Christopher Chambers as Director For For Mgmt
7.1.3 Reelect Markus Graf as Director For Against Mgmt
7.1.4 Reelect Rudolf Huber as Director For Against Mgmt
7.1.5 Reelect Mario Seris as Director For Against Mgmt
7.1.6 Reelect Klaus Wecken as Director For Against Mgmt
7.1.7 Reelect Hans Peter Wehrli as Director For Against Mgmt
7.2 Reelect Hans Peter Wehrli as Board Chairman For Against Mgmt
7.3.1 Appoint Elisabeth Bourqui as Member of the Compensation For For Mgmt
Committee
7.3.2 Appoint Christopher Chambers as Member of the For For Mgmt
Compensation Committee
7.3.3 Appoint Mario Seris as Member of the Compensation For Against Mgmt
Committee
7.4 Designate Paul Wiesli as Independent Proxy For For Mgmt
7.5 Ratify KPMG AG as Auditors For For Mgmt
8 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/11/17 Tecan Group AG TECN.SW H84774167
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends of CHF 1.75 For For Mgmt
per Share
3 Approve Discharge of Board and Senior Management For For Mgmt
4.1.1 Reelect Heinrich Fischer as Director For For Mgmt
4.1.2 Reelect Oliver Fetzer as Director For For Mgmt
4.1.3 Reelect Lars Holmqvist as Director For For Mgmt
4.1.4 Reelect Karen Huebscher as Director For For Mgmt
4.1.5 Reelect Christa Kreuzburg as Director For For Mgmt
4.1.6 Reelect Gerard Vaillant as Director For For Mgmt
4.1.7 Reelect Rolf Classon as Director For For Mgmt
4.2 Elect Rolf Classon as Board Chairman For For Mgmt
4.3.1 Appoint Oliver Fetzer as Member of the Compensation For For Mgmt
Committee
4.3.2 Appoint Christa Kreuzburg as Member of the Compensation For For Mgmt
Committee
4.3.3 Appoint Gerard Vaillant as Member of the Compensation For For Mgmt
Committee
4.4 Ratify Ernst & Young as Auditors For For Mgmt
4.5 Designate Proxy Voting Services GmbH as Independent Proxy For For Mgmt
5.1 Approve Remuneration Report For For Mgmt
5.2 Approve Remuneration of Directors in the Amount of CHF For For Mgmt
1.5 Million
5.3 Approve Remuneration of Executive Committee in the Amount For For Mgmt
of CHF 18.5 Million
6 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/12/17 StarHub Ltd. STH.SP Y8152F132
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Financial Statements and Directors' and Auditors' For For Mgmt
Reports
2 Elect Stephen Geoffrey Miller as Director For For Mgmt
3 Elect Teo Ek Tor as Director For For Mgmt
4 Elect Lim Ming Seong as Director For For Mgmt
5 Approve Directors' Fees For For Mgmt
6 Approve Final Dividend For For Mgmt
7 Approve KPMG LLP as Auditors and Authorize Board to Fix For For Mgmt
Their Remuneration
8 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
with or without Preemptive Rights
9 Approve Grant of Awards and Issuance of Shares Under the For For Mgmt
StarHub Performance Share Plan 2014 and/or the StarHub
Restricted Stock Plan 2014
1 Authorize Share Repurchase Program For For Mgmt
2 Approve Mandate for Interested Person Transactions For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/13/17 Christian Dior CDI.FP F26334106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Auditors' Special Report on Related-Party For Against Mgmt
Transactions
4 Approve Allocation of Income and Dividends of EUR 1.40 For For Mgmt
per Share
5 Reelect Bernard Arnault as Director For Against Mgmt
6 Reelect Sidney Toledano as Director For For Mgmt
7 Elect Luisa Loro Piana as Director For Against Mgmt
8 Appoint Pierre Gode as Censor For Against Mgmt
9 Non-Binding Vote on Compensation of Bernard Arnault, For For Mgmt
Chairman
10 Non-Binding Vote on Compensation of Sidney Toledano, CEO For Against Mgmt
11 Approve Remuneration Policy of Executive Officers For Against Mgmt
12 Amend Article 4,17,21 of Bylaws to Comply with New For Against Mgmt
Regulation
13 Delegate Power to the Board of Directors to Amend the For Against Mgmt
Bylaws to Comply with New Regulation
-36-
MEETING DATE COMPANY TICKER SECURITY ID
04/13/17 LVMH Moet Hennessy Louis Vuitton MC.FP F58485115
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Auditors' Special Report on Related-Party For Against Mgmt
Transactions
4 Approve Allocation of Income and Dividends of EUR 4.00 For For Mgmt
per Share
5 Reelect Delphine Arnault as Director For Against Mgmt
6 Reelect Nicolas Bazire as Director For Against Mgmt
7 Reelect Antonio Belloni as Director For Against Mgmt
8 Reelect Diego Della Valle as Director For Against Mgmt
9 Reelect Marie-Josee Kravis as Director For For Mgmt
10 Reelect Marie-Laure Sauty de Chalon as Director For For Mgmt
11 Appoint Pierre Gode as Censor For Against Mgmt
12 Appoint Albert Frere as Censor For Against Mgmt
13 Renew Appointment of Paolo Bulgari as Censor For Against Mgmt
14 Non-Binding Vote on Compensation of Bernard Arnault, CEO For Against Mgmt
and Chairman
15 Non-Binding Vote on Compensation of Antonio Belloni, For Against Mgmt
Vice-CEO
16 Approve Remuneration Policy for Executive Corporate For For Mgmt
Officers
17 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
18 Authorize Capitalization of Reserves of Up to EUR 50 For Against Mgmt
Million for Bonus Issue or Increase in Par Value
19 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
20 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
with Preemptive Rights up to Aggregate Nominal Amount of
EUR 50 Million
21 Authorize Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 50 Million
22 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
for up to 20 Percent of Issued Capital Per Year for
Private Placements, up to Aggregate Nominal Amount
of EUR 50 Million
23 Authorize Board to Set Issue Price for 10 Percent Per For Against Mgmt
Year of Issued Capital Pursuant to Issue Authority
without Preemptive Rights
24 Authorize Board to Increase Capital in the Event of For Against Mgmt
Additional Demand Related to Delegation Submitted to
Shareholder Vote Above
25 Authorize Capital Increase of Up to EUR 50 Million for For Against Mgmt
Future Exchange Offers
26 Authorize Capital Increase of up to 10 Percent of Issued For For Mgmt
Capital for Contributions in Kind
27 Authorize up to 1 Percent of Issued Capital for Use in For Against Mgmt
Stock Option Plans
28 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
29 Set Total Limit for Capital Increase to Result from Item For For Mgmt
19 of the 2016 AGM and All Issuance Requests Above at EUR
50 Million
30 Amend Articles 4 and 23 of Bylaws Re: Headquarters, For Against Mgmt
Double Voting Rights, and Powers of the Extraordinary
General Meeting
31 Delegate Power to the Board of Directors to Amend the For Against Mgmt
Bylaws to Comply with New Regulation
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 EDP-Energias de Portugal S.A EDP.PL X67925119
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
2 Approve Allocation of Income For For Mgmt
3.1 Approve Discharge of Management Board For For Mgmt
3.2 Approve Discharge of Supervisory Board For For Mgmt
3.3 Approve Discharge of Auditors For For Mgmt
4 Authorize Repurchase and Reissuance of Shares For For Mgmt
5 Authorize Repurchase and Reissuance of Debt Instruments For For Mgmt
6 Approve Statement on Remuneration Policy Applicable to For For Mgmt
Executive Board
7 Approve Statement on Remuneration Policy Applicable to For For Mgmt
Other Corporate Bodies
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 Koninklijke Vopak NV VPK.NA N5075T100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Receive Report of Management Board (Non-Voting) Mgmt
3 Discuss Remuneration Report Mgmt
4 Adopt Financial Statements and Statutory Reports For For Mgmt
5 Approve Dividends of EUR 1.05 Per Share For For Mgmt
6 Approve Discharge of Management Board For For Mgmt
7 Approve Discharge of Supervisory Board For For Mgmt
8 Reelect R.G.M. Zwitserloot to Supervisory Board For For Mgmt
9 Reelect H.B.B. Sorensen to Supervisory Board For For Mgmt
10.a Discuss Remuneration Policy of the Executive Board: Mgmt
Annual base salary
10.b Discuss Remuneration Policy of the Executive Board: Mgmt
Short-Term and Long-Term Variable Compensation Plans
10.c Approve Remuneration Policy of the Executive Board: For For Mgmt
Short-Term and Long-Term Variable Compensation
Opportunities
11 Approve Remuneration of Supervisory Board For For Mgmt
12 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
13 Ratify Deloitte as Auditors For For Mgmt
14 Other Business (Non-Voting) Mgmt
15 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 Proximus Group PROX.BB B10414116
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Directors' Report (Non-Voting) Mgmt
2 Receive Auditors' Report (Non-Voting) Mgmt
3 Receive Information from the Joint Committee Mgmt
4 Receive Consolidated Financial Statements and Statutory Mgmt
Reports (Non-Voting)
5 Approve Financial Statements, Allocation of Income, and For For Mgmt
Dividends of EUR 1.50 per Share
6 Approve Remuneration Report For For Mgmt
7 Approve Discharge of Directors For For Mgmt
8 Approve Special Discharge of Directors Whose Mandate For For Mgmt
Ended During Fiscal Year 2016
9 Approve Discharge of Auditors For For Mgmt
10 Grant Special Discharge to Geert Verstraeten for For For Mgmt
Fulfillment of his Mandate as Chairman and Board
Member of External Auditor
11 Grant Special Discharge to Luc Callaert for Fulfillment For For Mgmt
of his Mandate as Board Member of External Auditor
12 Approve Discharge of Deloitte as Auditor in Charge of For For Mgmt
Certifying the Consolidated Accounts
13 Grant Special Discharge to Geert Verstraeten for For For Mgmt
Fulfillment of his Mandate as Board Member of
External Auditor
14 Reelect Pierre Demuelenaere as Director For For Mgmt
15 Adopt Financial Statements of Wireless Technologies For For Mgmt
16 Receive Directors' and Auditors' Reports of Wireless Mgmt
Technologies (Non-Voting)
17 Approve Discharge of Directors of Wireless Technologies For For Mgmt
18 Approve Discharge of Auditors of Wireless Technologies For For Mgmt
19 Transact Other Business Mgmt
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MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 RELX NV REN.NA N73430113
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Receive Report of Management Board (Non-Voting) Mgmt
3.a Amend Remuneration Policy For For Mgmt
3.b Amend Restricted Stock Plan For For Mgmt
3.c Approve Addition of a Deferred Share Element to the For For Mgmt
Annual Incentive Plan
4 Discuss Remuneration Report Containing Remuneration Mgmt
Policy for Management Board Members
5 Adopt Financial Statements and Statutory Reports For For Mgmt
6 Approve Dividends of EUR 0.423 Per Share For For Mgmt
7.a Approve Discharge of Executive Directors For For Mgmt
7.b Approve Discharge of Non-Executive Directors For For Mgmt
8 Ratify Ernst & Young as Auditor For For Mgmt
9.a Reelect Anthony Habgood as Non-Executive Director For For Mgmt
9.b Reelect Wolfhart Hauser as Non-Executive Director For For Mgmt
9.c Reelect Adrian Hennah as Non-Executive Director For For Mgmt
9.d Reelect Marike van Lier Lels as Non-Executive Director For For Mgmt
9.e Reelect Robert MacLeod as Non-Executive Director For For Mgmt
9.f Relect Carol Mills as Non-Executive Director For For Mgmt
9.g Reelect Linda Sanford as Non-Executive Director For For Mgmt
9.h Reelect Ben van der Veer as Non-Executive Director For For Mgmt
10.a Reelect Erik Engstrom as Executive Director For For Mgmt
10.b Reelect Nick Luff as Executive Director For For Mgmt
11.a Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
11.b Approve Cancellation of up to 50 Million Ordinary Shares For For Mgmt
Held in Treasury
12.a Grant Board Authority to Issue Shares Up To 10 Percent of For For Mgmt
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger
12.b Authorize Board to Exclude Preemptive Rights from Share For For Mgmt
Issuances under Item 12.a
13 Other Business (Non-Voting) Mgmt
14 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Chargeurs CRI.FP F1615M100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Discharge Directors For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 0.55 For For Mgmt
per Share
4 Approve Stock Dividend Program for Fiscal Year 2016 For For Mgmt
5 Approve Stock Dividend Program for Fiscal Year 2017 For For Mgmt
6 Approve Auditors' Special Report on Related-Party For For Mgmt
Transactions
7 Approve Severance Agreement with Michael Fribourg, For For Mgmt
Chairman and CEO
8 Approve Remuneration of Directors in the Aggregate Amount For For Mgmt
of EUR 300,000
9 Elect Cecilia Ragueneau as Director For For Mgmt
10 Reelect Emmanuel Coquoin as Director For Against Mgmt
11 Renew Appointment of PricewaterhouseCoopers Audit as For For Mgmt
Auditor
12 Appoint HAF Audit et Conseil as Auditor For For Mgmt
13 Approve Remuneration Policy of Chairman and CEO For For Mgmt
14 Authorize Repurchase of Up 2,296,614 Shares For For Mgmt
15 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
16 Amend Article 27 of Bylaws Re: Insertion of Loyalty For Against Mgmt
Dividends
17 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
for up to 10 Percent of Issued Capital Per Year for
Private Placements, up to Aggregate Nominal Amount
of EUR 360,000
18 Authorize Board to Increase Capital in the Event of For Against Mgmt
Additional Demand Related to Delegation Submitted to
Shareholder Vote Above
19 Authorize Board to Set Issue Price for 10 Percent Per For Against Mgmt
Year of Issued Capital Pursuant to Issue Authority
without Preemptive Rights
20 Authorize up to 1 Percent of Issued Capital for Use in For Against Mgmt
Restricted Stock Plans
21 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
22 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 CI Financial Corp. CIX 125491100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Peter W. Anderson For For Mgmt
1.2 Elect Director Sonia A. Baxendale For For Mgmt
1.3 Elect Director Paul W. Derksen For For Mgmt
1.4 Elect Director William T. Holland For For Mgmt
1.5 Elect Director David P. Miller For For Mgmt
1.6 Elect Director Stephen T. Moore For For Mgmt
1.7 Elect Director Tom P. Muir For For Mgmt
2 Approve Ernst & Young LLP as Auditors and Authorize Board For For Mgmt
to Fix Their Remuneration
3 Approve Restricted Share Unit Plan For For Mgmt
4 Amend Quorum Requirements For For Mgmt
5 Advisory Vote on Executive Compensation Approach For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Gas Natural SDG S.A GAS.SM E5499B123
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Standalone Financial Statements For For Mgmt
2 Approve Consolidated Financial Statements For For Mgmt
3 Approve Allocation of Income and Dividends For For Mgmt
4 Approve Reallocation of Reserves For For Mgmt
5 Approve Discharge of Board For For Mgmt
6 Renew Appointment of PricewaterhouseCoopers as Auditor For For Mgmt
for FY 2017
7 Appoint Ernst & Young as Auditor for FY 2018, 2019 and For For Mgmt
2020
8.1 Reelect Enrique Alcantara-Garcia Irazoqui as Director For Against Mgmt
8.2 Ratify Appointment of and Elect Marcelino Armenter Vidal For Against Mgmt
as Director
8.3 Ratify Appointment of and Elect Mario Armero Montes as For Against Mgmt
Director
8.4 Ratify Appointment of and Elect Alejandro Garcia-Bragado For Against Mgmt
Dalmau as Director
8.5 Ratify Appointment of and Elect Josu Jon Imaz San Miguel For Against Mgmt
as Director
8.6 Ratify Appointment of and Elect Rajaram Rao as Director For Against Mgmt
8.7 Reelect Luis Suarez de Lezo Mantilla as Director For Against Mgmt
8.8 Ratify Appointment of and Elect William Alan Woodburn as For Against Mgmt
Director
9.1 Amend Article 44 Re: Director Remuneration For For Mgmt
9.2 Add Additional Provision For For Mgmt
10 Advisory Vote on Remuneration Report For Against Mgmt
11 Approve Remuneration Policy For Against Mgmt
12 Approve Stock-for-Salary Plan For For Mgmt
13 Receive Amendments to Board of Directors Regulations Mgmt
14 Authorize Increase in Capital up to 50 Percent via For For Mgmt
Issuance of Equity or Equity-Linked Securities, Excluding
Preemptive Rights of up to 20 Percent
15 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 GEA Group AG G1A.GY D28304109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Mgmt
Fiscal 2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.80 For For Mgmt
per Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
5 Ratify KPMG AG as Auditors for Fiscal 2017 For For Mgmt
6 Approve Creation of EUR 77 Million Pool of Capital with For For Mgmt
Preemptive Rights
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Vinci DG.FP F5879X108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
2 Approve Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation of Income and Dividends of EUR 2.10 For For Mgmt
per Share
4 Reelect Yannick Assouad as Director For For Mgmt
5 Reelect Graziella Gavezotti as Director For For Mgmt
6 Reelect Michael Pragnell as Director For For Mgmt
7 Approve Remuneration of Directors in the Aggregate Amount For For Mgmt
of EUR 1.4 Million
8 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
9 Approve Remuneration Policy for Chairman and CEO For For Mgmt
10 Non-Binding Vote on Compensation of Xavier Huillard, For For Mgmt
Chairman and CEO
11 Non-Binding Vote on Compensation of Pierre Coppey, Vice For For Mgmt
CEO, from Jan. 1st until June 20, 2016
12 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
13 Authorize Capitalization of Reserves for Bonus Issue or For For Mgmt
Increase in Par Value
14 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
with Preemptive Rights up to Aggregate Nominal Amount of
EUR 300 Million
15 Authorize Issuance of Convertible Bonds without For For Mgmt
Preemptive Rights, up to an Aggregate Nominal
Amount EUR 150 Million
16 Approve Issuance of Convertible Bonds without Preemptive For For Mgmt
Rights Other than Oceane, up to an Aggregate
Nominal Amount EUR 150 Million
17 Authorize Board to Increase Capital in the Event of For For Mgmt
Additional Demand Related to Delegation Submitted to
Shareholder Vote Above
18 Authorize Capital Increase of up to 10 Percent of Issued For For Mgmt
Capital for Contributions in Kind
19 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
20 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans Reserved for Employees of International
Subsidiaries
21 Authorize Filing of Required Documents/Other Formalities For For Mgmt
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MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Wolters Kluwer NV WKL.NA N9643A197
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2.a Receive Report of Management Board (Non-Voting) Mgmt
2.b Receive Report of Supervisory Board (Non-Voting) Mgmt
2.c Discuss Remuneration Report Mgmt
3.a Adopt Financial Statements For For Mgmt
3.b Receive Explanation on Company's Reserves and Dividend Mgmt
Policy
3.c Approve Dividends of EUR 0.79 Per Share For For Mgmt
4.a Approve Discharge of Management Board For For Mgmt
4.b Approve Discharge of Supervisory Board For For Mgmt
5.a Elect Frans Cremers to Supervisory Board For For Mgmt
5.b Elect Ann Ziegler to Supervisory Board For For Mgmt
6 Reelect Kevin Entricken to Executive Board For For Mgmt
7.a Grant Board Authority to Issue Shares Up To 10 Percent of For For Mgmt
Issued Capital
7.b Authorize Board to Exclude Preemptive Rights from Share For For Mgmt
Issuances
8 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
9 Approve Cancellation of Repurchased Shares For For Mgmt
10 Other Business (Non-Voting) Mgmt
11 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/21/17 DUET Group DUE.AU Q32878102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve DIHL Scheme Resolution For For Mgmt
1 Approve DUECo Scheme Resolution For For Mgmt
1 Approve DFL Scheme Resolution For For Mgmt
1 Approve the Amendments to DFT Constitution For For Mgmt
2 Approve the Acquisition of DFT Units For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/21/17 Keppel Corporation Limited KPELF Y4722Z120
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Financial Statements and Directors' and Auditors' For For Mgmt
Reports
2 Approve Final Dividend For For Mgmt
3 Elect Till Vestring as Director For Against Mgmt
4 Elect Danny Teoh as Director For For Mgmt
5 Elect Tow Heng Tan as Director For For Mgmt
6 Approve Directors' Fees For For Mgmt
7 Approve PricewaterhouseCoopers LLP as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
8 Approve Issuance of Equity or Equity-Linked Securities For For Mgmt
with or without Preemptive Rights
9 Authorize Share Repurchase Program For For Mgmt
10 Approve Mandate for Interested Person Transactions For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/21/17 Swiss Reinsurance (Schweizerische Rueckversicherungs) SREN.VX H84046137
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Approve Remuneration Report For For Mgmt
1.2 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends of CHF 4.85 For For Mgmt
per Share
3 Approve Variable Short-Term Remuneration of Executive For For Mgmt
Committee in the Amount of CHF 18.3 Million
4 Approve Discharge of Board of Directors For For Mgmt
5.1a Reelect Walter Kielholz as Director and Board Chairman For For Mgmt
5.1b Reelect Raymond Ch'ien as Director For For Mgmt
5.1c Reelect Renato Fassbind as Director For For Mgmt
5.1d Reelect Mary Francis as Director For For Mgmt
5.1e Reelect Rajna Brandon as Director For For Mgmt
5.1f Reelect Robert Henrikson as Director For For Mgmt
5.1g Reelect Trevor Manuel as Director For For Mgmt
5.1h Reelect Philip Ryan as Director For For Mgmt
5.1i Reelect Paul Tucker as Director For For Mgmt
5.1j Reelect Susan Wagner as Director For For Mgmt
5.1k Elect Jay Ralph as Director For For Mgmt
5.1l Elect Joerg Reinhardt as Director For For Mgmt
5.1m Elect Jacques de Vaucleroy as Director For For Mgmt
5.2a Appoint Raymond Ch'ien as Member of the Compensation For For Mgmt
Committee
5.2b Appoint Renato Fassbind as Member of the Compensation For For Mgmt
Committee
5.2c Appoint Robert Henrikson as Member of the Compensation For For Mgmt
Committee
5.2d Appoint Joerg Reinhardt as Member of the Compensation For For Mgmt
Committee
5.3 Designate Proxy Voting Services GmbH as Independent Proxy For For Mgmt
5.4 Ratify PricewaterhouseCoopers AG as Auditors For For Mgmt
6.1 Approve Maximum Remuneration of Board of Directors in the For For Mgmt
Amount of CHF 9.9 Million
6.2 Approve Maximum Fixed and Variable Long-Term Remuneration For For Mgmt
of Executive Committee in the Amount of CHF 34 Million
7 Approve CHF 1.1 Million Reduction in Share Capital via For For Mgmt
Cancellation of Repurchased Shares
8 Authorize Repurchase of up to CHF 1 Billion of Issued For For Mgmt
Share Capital
9.1 Approve Renewal of CHF 8.5 Million Pool of Authorized For For Mgmt
Share Capital with Partial Exclusion of Preemptive Rights
9.2 Amend Articles Re: Exclusion of Preemptive Rights For For Mgmt
10 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/24/17 Anglo American plc AAL.LN G03764134
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Elect Stephen Pearce as Director For For Mgmt
3 Elect Nolitha Fakude as Director For For Mgmt
4 Re-elect Mark Cutifani as Director For For Mgmt
5 Re-elect Byron Grote as Director For For Mgmt
6 Re-elect Sir Philip Hampton as Director For For Mgmt
7 Re-elect Tony O'Neill as Director For For Mgmt
8 Re-elect Sir John Parker as Director For For Mgmt
9 Re-elect Mphu Ramatlapeng as Director For For Mgmt
10 Re-elect Jim Rutherford as Director For For Mgmt
11 Re-elect Anne Stevens as Director For For Mgmt
12 Re-elect Jack Thompson as Director For For Mgmt
13 Reappoint Deloitte LLP as Auditors For For Mgmt
14 Authorise Board to Fix Remuneration of Auditors For For Mgmt
15 Approve Remuneration Policy For For Mgmt
16 Approve Remuneration Report For For Mgmt
17 Reduce the Minimum Number of Directors For For Mgmt
18 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
19 Authrorise Issue of Equity without Pre-emptive Rights For For Mgmt
20 Authorise Market Purchase of Ordinary Shares For For Mgmt
21 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 DNB ASA DNB.NO R1812S105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting; Elect Chairman of Meeting Mgmt
2 Approve Notice of Meeting and Agenda For For Mgmt
3 Designate Inspector(s) of Minutes of Meeting For For Mgmt
4 Accept Financial Statements and Statutory Reports; For For Mgmt
Approve Allocation of Income and Dividends of NOK 5.70
Per Share
5a Approve Suggested Remuneration Policy And Other Terms of For For Mgmt
Employment For Executive Management (Consultative Vote)
5b Approve Binding Remuneration Policy And Other Terms of For For Mgmt
Employment For Executive Management
6 Approve Company's Corporate Governance Statement For For Mgmt
7 Approve Remuneration of Auditors For For Mgmt
8 Authorize Share Repurchase Program For For Mgmt
9 Elect Karl-Christian Agerup as New Director For For Mgmt
10 Approve Remuneration of Directors in the Amount of NOK For For Mgmt
518,000 for Chairman, NOK 329,000 for Vice Chairman and
NOK 329,000 for Other Directors; Approve Remuneration for
Committee Work; Approve Remuneration for Nominating
Committee
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 ASML Holding NV ASML.NA N07059178
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Discuss the Company's Business, Financial Situation and Mgmt
Sustainability
3 Discuss Remuneration Policy for Management Board Members Mgmt
4 Adopt Financial Statements and Statutory Reports For For Mgmt
5 Approve Discharge of Management Board For For Mgmt
6 Approve Discharge of Supervisory Board For For Mgmt
7 Receive Explanation on Company's Reserves and Dividend Mgmt
Policy
8 Approve Dividends of EUR 1.20 Per Ordinary Share For For Mgmt
9 Amend the Remuneration Policy of the Management Board For For Mgmt
10 Approve Performance Share Arrangement According to For For Mgmt
Remuneration Policy
11 Approve Number of Stock Options, Respectively Shares for For For Mgmt
Employees
12 Discuss Management Board Composition and Receive Mgmt
Information on Intended Appointment of First van
Hout to Management Board
13.a Elect Pauline van der Meer Mohr to Supervisory Board For For Mgmt
13.b Elect Carla Smits-Nusteling to Supervisory Board For For Mgmt
13.c Elect Doug Grose to Supervisory Board For For Mgmt
13.d Elect Wolfgang Ziebart to Supervisory Board For For Mgmt
13.e Discussion of the Supervisory Board Composition Mgmt
14 Amend Remuneration of Supervisory Board For For Mgmt
15 Ratify KPMG as Auditors For For Mgmt
16.a Grant Board Authority to Issue Shares Up To 5 Percent of For For Mgmt
Issued Capital
16.b Authorize Board to Exclude Preemptive Rights from Share For For Mgmt
Issuances Re: Item 16a
16.c Grant Board Authority to Issue Shares Up To 5 Percent in For For Mgmt
Case of Takeover/Merger
16.d Authorize Board to Exclude Preemptive Rights from Share For For Mgmt
Issuances Re: Item 16c
17.a Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
17.b Authorize Additional Repurchase of Up to 10 Percent of For For Mgmt
Issued Share Capital
18 Authorize Cancellation of Repurchased Shares For For Mgmt
19 Other Business (Non-Voting) Mgmt
20 Close Meeting Mgmt
-39-
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Axa CS.FP F06106102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 1.16 For For Mgmt
per Share
4 Non-Binding Vote on Compensation of Henri de Castries, For For Mgmt
Chairman and CEO until August 31, 2016
5 Non-Binding Vote on Compensation of Denis Duverne, Vice For For Mgmt
CEO until August 31, 2016
6 Non-Binding Vote on Compensation of Denis Duverne, For For Mgmt
Chairman of the Board of Directors since September 1,
2016
7 Non-Binding Vote on Compensation of Thoma Buberl, CEO For For Mgmt
since September 1, 2016
8 Approve Remuneration Policy of Chairman of the Board For For Mgmt
9 Approve Remuneration Policy of CEO For For Mgmt
10 Approve Auditors' Special Report on Related-Party For For Mgmt
Transactions
11 Approve Additional Social Benefits Agreement with Thomas For For Mgmt
Buberl, CEO
12 Approve Severance Agreement with Thomas Buberl For For Mgmt
13 Reelect Deanna Oppenheimer as Director For For Mgmt
14 Reelect Ramon de Oliveira as Director For For Mgmt
15 Ratify Appointment of Thomas Buberl as Director For For Mgmt
16 Ratify Appointment of Andre Francois-Poncet as Director For For Mgmt
17 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
18 Authorize Capitalization of Reserves of Up to EUR 1 For For Mgmt
Billion for Bonus Issue or Increase in Par Value
19 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
with Preemptive Rights up to Aggregate Nominal Amount of
EUR 2 Billions
20 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 550 Million
21 Approve Issuance of Equity or Equity-Linked Securities For For Mgmt
for Private Placements, up to Aggregate Nominal Amount of
EUR 550 Million
22 Authorize Board to Set Issue Price for 10 Percent Per For For Mgmt
Year of Issued Capital Pursuant to Issue Authority
without Preemptive Rights
23 Authorize Capital Increase of Up to EUR 550 Million for For For Mgmt
Future Exchange Offers
24 Authorize Capital Increase of up to 10 Percent of Issued For For Mgmt
Capital for Contributions in Kind
25 Authorize Issuance of Equity Upon Conversion of a For For Mgmt
Subsidiary's Equity-Linked Securities without Preemptive
Rights for Up to EUR 550 Million
26 Authorize Issuance of Equity Upon Conversion of a For For Mgmt
Subsidiary's Equity-Linked Securities with Preemptive
Rights for Up to EUR 2 Billion
27 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
28 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans Reserved for Employees of International
Subsidiaries
29 Authorize up to 1 Percent of Issued Capital for Use in For Against Mgmt
Stock Option Plans
30 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
31 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 British American Tobacco plc BTI.SJ G1510J102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Reappoint KPMG LLP as Auditors For For Mgmt
5 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
6 Re-elect Richard Burrows as Director For For Mgmt
7 Re-elect Nicandro Durante as Director For For Mgmt
8 Re-elect Sue Farr as Director For For Mgmt
9 Re-elect Ann Godbehere as Director For For Mgmt
10 Re-elect Savio Kwan as Director For For Mgmt
11 Re-elect Dr Pedro Malan as Director For For Mgmt
12 Re-elect Dimitri Panayotopoulos as Director For For Mgmt
13 Re-elect Kieran Poynter as Director For For Mgmt
14 Re-elect Ben Stevens as Director For For Mgmt
15 Elect Dr Marion Helmes as Director For For Mgmt
16 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
18 Authorise Market Purchase of Ordinary Shares For For Mgmt
19 Authorise EU Political Donations and Expenditure For For Mgmt
20 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Cembra Money Bank AG CMBN.SW H1329L107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3.1 Approve Allocation of Income For For Mgmt
3.2 Approve Dividends of CHF 3.45 per Share from Capital For For Mgmt
Contribution Reserves
3.3 Approve Dividends of CHF 1.00 per Share from For For Mgmt
Distributable Profits
4 Approve Discharge of Board and Senior Management For For Mgmt
5.1.1 Reelect Felix Weber as Director For For Mgmt
5.1.2 Reelect Peter Athanas as Director For For Mgmt
5.1.3 Reelect Urs Baumann as Director For For Mgmt
5.1.4 Reelect Denis Hall as Director For For Mgmt
5.1.5 Reelect Katrina Machin as Director For For Mgmt
5.1.6 Reelect Monica Maechler as Director For For Mgmt
5.1.7 Reelect Ben Tellings as Director For For Mgmt
5.2 Reelect Felix Weber as Board Chairman For For Mgmt
5.3.1 Appoint Urs Baumann as Member of the Compensation For For Mgmt
Committee
5.3.2 Appoint Katrina Machin as Member of the Compensation For For Mgmt
Committee
5.3.3 Appoint Ben Tellings as Member of the Compensation For For Mgmt
Committee
5.4 Designate Andreas Keller as Independent Proxy For For Mgmt
5.5 Ratify KPMG AG as Auditors For For Mgmt
6.1 Approve Creation of CHF 3 Million Pool of Capital without For For Mgmt
Preemptive Rights
6.2 Amend Articles Re: Ordinary and Extraordinary General For For Mgmt
Meetings
6.3 Amend Articles Re: Convocation, Resolutions, and Minutes For For Mgmt
of General Meetings
6.4 Amend Articles Re: Editorial Changes Concerning Senior For For Mgmt
Management
7.1 Approve Remuneration of Directors in the Amount of CHF For For Mgmt
1.45 Million
7.2 Approve Maximum Fixed and Variable Remuneration of For For Mgmt
Executive Committee in the Amount of CHF 5.3 Million
8 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Endesa S.A. ELE.SM E41222113
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated and Standalone Financial Statements For For Mgmt
2 Approve Consolidated and Standalone Management Reports For For Mgmt
3 Approve Discharge of Board For For Mgmt
4 Approve Allocation of Income and Dividends For For Mgmt
5 Renew Appointment of Ernst & Young as Auditor For For Mgmt
6 Reelect Miquel Roca Junyent as Director For For Mgmt
7 Reelect Alejandro Echevarria Busquet as Director For For Mgmt
8 Approve Remuneration Report For For Mgmt
9 Approve Cash-Based Long-Term Incentive Plan For For Mgmt
10 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Unilever NV UNA.NA N8981F271
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Discussion of the Annual Report and Accounts for the 2016 Mgmt
financial year
2 Approve Financial Statements and Allocation of Income For For Mgmt
3 Approve Discharge of Executive Board Members For For Mgmt
4 Approve Discharge of Non-Executive Board Members For For Mgmt
5 Approve Remuneration Policy for Management Board Members For For Mgmt
6 Approve Unilever Share Plan 2017 For For Mgmt
7 Elect N.S. Andersen as Non-Executive Board Member For For Mgmt
8 Elect L.M. Cha as Non-Executive Board Member For For Mgmt
9 Elect V. Colao as Non-Executive Board Member For For Mgmt
10 Elect M Dekkers as Non-Executive Board Member For For Mgmt
11 Elect A.M. Fudge as Non-Executive Board Member For For Mgmt
12 Elect J. Hartmann as Non-Executive Board Member For For Mgmt
13 Elect M. Ma as Non-Executive Board Member For For Mgmt
14 Elect S Masiyiwa as Non-Executive Board Member For For Mgmt
15 Elect Y.Moon as Non-Executive Board Member For For Mgmt
16 Elect G. Pitkethly as Executive Board Member For For Mgmt
17 Elect P.G.J.M. Polman as Executive Board Member For For Mgmt
18 Elect J. Rishton as Non-Executive Board Member For For Mgmt
19 Elect F. Sijbesma as Non-Executive Board Member For For Mgmt
20 Ratify KPMG as Auditors For For Mgmt
21 Grant Board Authority to Issue Shares Up To 10 Percent of For For Mgmt
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger
22 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
23 Approve Cancellation of Repurchased Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Wilmar International Limited WLMIF Y9586L109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Financial Statements and Directors' and Auditors' For For Mgmt
Reports
2 Approve Final Dividend For For Mgmt
3 Approve Directors' Fees For For Mgmt
4 Elect Kuok Khoon Hong as Director For For Mgmt
5 Elect Kwah Thiam Hock as Director For For Mgmt
6 Elect Tay Kah Chye as Director For For Mgmt
7 Elect Kuok Khoon Hua as Director For For Mgmt
8 Approve Ernst & Young LLP as Auditors and Authorize Board For For Mgmt
to Fix Their Remuneration
9 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
with or without Preemptive Rights
10 Approve Grant of Options and Issuance of Shares Under the For Against Mgmt
Wilmar Executives Share Option Scheme 2009
11 Approve Mandate for Interested Person Transactions For For Mgmt
12 Authorize Share Repurchase Program For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Aggreko plc AGK.LN G0116S102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Remuneration Policy For Against Mgmt
4 Approve Final Dividend For For Mgmt
5 Elect Barbara Jeremiah as Director For For Mgmt
6 Elect Miles Roberts as Director For For Mgmt
7 Re-elect Ken Hanna as Director For For Mgmt
8 Re-elect Chris Weston as Director For For Mgmt
9 Re-elect Carole Cran as Director For For Mgmt
10 Re-elect Dame Nicola Brewer as Director For For Mgmt
11 Re-elect Russell King as Director For For Mgmt
12 Re-elect Uwe Krueger as Director For For Mgmt
13 Re-elect Diana Layfield as Director For For Mgmt
14 Re-elect Ian Marchant as Director For For Mgmt
15 Reappoint KPMG LLP as Auditors For For Mgmt
16 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
17 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
18 Approve Restricted Share Plan For Against Mgmt
19 Approve Sharesave Plans For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
21 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary Shares For For Mgmt
23 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Entra ASA ENTRA.NO R2R8A2105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting; Registration of Attending Shareholders and Mgmt
Proxies
2 Elect Chairman of Meeting For For Mgmt
3 Designate Inspector(s) of Minutes of Meeting For For Mgmt
4 Approve Notice of Meeting and Agenda For For Mgmt
5 Accept Financial Statements and Statutory Reports; For For Mgmt
Approve Allocation of Income and Dividends of NOK 1.75
Per Share
6 Discuss Company's Corporate Governance Statement Mgmt
7 Approve Remuneration Policy And Other Terms of Employment For For Mgmt
For Executive Management
7.1 Approve Advisory Remuneration Policy And Other Terms of For For Mgmt
Employment For Executive Management
7.2 Approve Binding Remuneration Policy And Other Terms of For Against Mgmt
Employment For Executive Management
8 Approve Repurchase Program as Funding for Incentive Plans For Against Mgmt
9 Authorize Share Repurchase Program and Cancellation of For For Mgmt
Repurchased Shares
10 Authorize Board to Declare Semi-Annual Devidends For For Mgmt
11 Approve Remuneration of Auditors For For Mgmt
12 Approve Remuneration of Directors; Approve Remuneration For For Mgmt
for Committee Work
13 Elect Ingrid Dahl Hovland as Director For For Mgmt
14a Elect John Giverholt as Members of Nominating Committee For For Mgmt
14b Elect Hege Sjo as Members of Nominating Committee For For Mgmt
14c Elect Rolf Roverud as Members of Nominating Committee For For Mgmt
15 Approve Remuneration of Members of Nominating Committee For For Mgmt
-40-
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Intesa SanPaolo SPA ISP.IM T55067101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.a Accept Financial Statements and Statutory Reports For For Mgmt
1.b Approve Allocation of Income For For Mgmt
2.a 2017 Remuneration Policies for Employees and Non-Employed For For Mgmt
Staff
2.b Extend Maximum Variable Compensation Ratio to All Risk For For Mgmt
Takers Who Are Not Part of Corporate Control
Functions
2.c Approve Severance Payments Policy For For Mgmt
2.d Approve Incentive Bonus Plan For For Mgmt
2.e Authorize Share Repurchase Program and Reissuance of For For Mgmt
Repurchased Shares to Service Incentive Bonus Plan
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Kering KER.FP F7440G127
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 4.60 For For Mgmt
per Share
4 Reelect Francois-Henri Pinault as Director For Against Mgmt
5 Reelect Jean-Francois Palus as Director For For Mgmt
6 Reelect Patricia Barbizet as Director For For Mgmt
7 Reelect Baudouin Prot as Director For For Mgmt
8 Approve Remuneration Policy for Executive Officers For Against Mgmt
9 Non-Binding Vote on Compensation of Francois-Henri For Against Mgmt
Pinault, CEO
10 Non-Binding Vote on Compensation of Jean-Francois Palus, For Against Mgmt
Vice-CEO
11 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
12 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
13 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
with Preemptive Rights up to Aggregate Nominal Amount of
EUR 200 Million
14 Authorize Capitalization of Reserves of Up to EUR 200 For For Mgmt
Million for Bonus Issue or Increase in Par Value
15 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 50 Million
16 Approve Issuance of Equity or Equity-Linked Securities For For Mgmt
for up to 20 Percent of Issued Capital Per Year Reserved
for Qualified Investors or Restricted Number of
Investors, up to Aggregate Nominal Amount of EUR 50
Million
17 Authorize Board to Set Issue Price for 5 Percent Per Year For For Mgmt
of Issued Capital Pursuant to Issue Authority without
Preemptive Rights under Items 15 and 16
18 Authorize Board to Increase Capital in the Event of For For Mgmt
Additional Demand Related to Delegation Submitted to
Shareholder Vote under Items 13 and 15-16
19 Authorize Capital Increase of up to 10 Percent of Issued For For Mgmt
Capital for Contributions in Kind
20 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
21 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Persimmon plc PSN.LN G70202109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Policy For For Mgmt
3 Approve Remuneration Report For For Mgmt
4 Re-elect Nicholas Wrigley as Director For For Mgmt
5 Re-elect Jeffrey Fairburn as Director For For Mgmt
6 Re-elect Michael Killoran as Director For For Mgmt
7 Re-elect David Jenkinson as Director For For Mgmt
8 Re-elect Jonathan Davie as Director For For Mgmt
9 Re-elect Marion Sears as Director For For Mgmt
10 Rachel Kentleton as Director For For Mgmt
11 Re-elect Nigel Mills as Director For For Mgmt
12 Elect Simon Litherland as Director For For Mgmt
13 Reappoint Ernst & Young LLP as Auditors and Authorise For For Mgmt
Their Remuneration
14 Approve Performance Share Plan For For Mgmt
15 Approve Sale of Plot 22 Aykley Woods Durham from For For Mgmt
Persimmon Homes Limited to Harley Fairburn
16 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
18 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary Shares For For Mgmt
20 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 POSTE ITALIANE SPA PST.IM 74347R313
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income For For Mgmt
3 Fix Number of Directors at 9 For For Mgmt
4 Fix Board Terms for Directors For For Mgmt
5.1 Slate 1 Submitted by Ministry of Economy and Finance None Do Not Vote ShrHlder
5.2 Slate 2 Submitted by Institutional Investors None For ShrHlder
(Assogestioni)
6 Elect Bianca Maria Farina as Board Chair None For ShrHlder
7 Approve Remuneration of Directors None For ShrHlder
8 Appoint Antonio Santi as Alternate Internal Statutory None For ShrHlder
Auditor
9 Approve Incentive Bonus Plan 2017 For For Mgmt
10 Approve Remuneration Policy For For Mgmt
A Deliberations on Possible Legal Action Against Directors None Against Mgmt
if Presented by Shareholders
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Sampo Oyj SAMPO.FH X75653109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of For For Mgmt
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Prepare and Approve List of Shareholders For For Mgmt
6 Receive Financial Statements and Statutory Reports; Mgmt
Receive Board's Report; Receive Auditor's Report
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 2.30 For For Mgmt
Per Share
9 Approve Discharge of Board and President For For Mgmt
10 Approve Remuneration of Directors in the Amount of EUR For For Mgmt
175,000 for Chairman, EUR115,000 for Vice Chairman, EUR
90,000 for Other Directors; Approve Remuneration for
Committee Work
11 Fix Number of Directors at Eight For For Mgmt
12 Reelect Christian Clausen, Jannica Fagerholm, Adine Grate For For Mgmt
Axen, Veli-Matti Mattila, Risto Murto, Eira
Palin-Lehtinen, Per Arthur Sorlie and Bjorn Wahlroos as
Directors
13 Approve Remuneration of Auditors For For Mgmt
14 Ratify Ernst & Young as Auditors For For Mgmt
15 Approve that the Rights Attached to Certain Shares For For Mgmt
Entered in the Company's Joint Book-Entry Account be
Forfeited
16 Authorize Share Repurchase Program For For Mgmt
17 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Sandvik AB SAND.SS W74857165
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect Chairman of Meeting For For Mgmt
3 Prepare and Approve List of Shareholders For For Mgmt
4 Designate Inspector(s) of Minutes of Meeting For For Mgmt
5 Approve Agenda of Meeting For For Mgmt
6 Acknowledge Proper Convening of Meeting For For Mgmt
7 Receive Financial Statements and Statutory Reports Mgmt
8 Receive President's Report Mgmt
9 Accept Financial Statements and Statutory Reports For For Mgmt
10 Approve Discharge of Board and President For For Mgmt
11 Approve Allocation of Income and Dividends of SEK 2.75 For For Mgmt
Per Share
12 Determine Number of Directors (8) and Deputy Directors For For Mgmt
(0) of Board; Determine Number of Auditors (1) and Deputy
Auditors
13 Approve Remuneration of Directors in the Amount of SEK For For Mgmt
2.2 Million for the Chairman and SEK 630,000 for Other
Directors; Approve Remuneration for Committee Work;
Approve Remuneration for Auditor
14a Elect Marika Fredriksson as New Director For For Mgmt
14b Reelect Jennifer Allerton as Director For For Mgmt
14c Reelect Claes Boustedt as Director For For Mgmt
14d Reelect Johan Karlstrom as Director For For Mgmt
14e Reelect Johan Molin as Director For For Mgmt
14f Reelect Bjorn Rosengren as Director For For Mgmt
14g Reelect Helena Stjernholm as Director For For Mgmt
14h Reelect Lars Westerberg as Director For For Mgmt
15 Reelect Johan Molin as Chairman of the Board For For Mgmt
16 Ratify KPMG as Auditors For For Mgmt
17 Approve Remuneration Policy And Other Terms of Employment For For Mgmt
For Executive Management
18 Approve Share Matching Plan (LTI 2017) For Against Mgmt
19 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Taylor Wimpey plc TW/.LN G86954107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Approve Special Dividend For For Mgmt
4 Re-elect Kevin Beeston as Director For For Mgmt
5 Re-elect Pete Redfern as Director For For Mgmt
6 Re-elect Ryan Mangold as Director For For Mgmt
7 Re-elect James Jordan as Director For For Mgmt
8 Re-elect Kate Barker as Director For For Mgmt
9 Re-elect Mike Hussey as Director For For Mgmt
10 Re-elect Robert Rowley as Director For For Mgmt
11 Re-elect Humphrey Singer as Director For For Mgmt
12 Elect Angela Knight as Director For For Mgmt
13 Reappoint Deloitte LLP as Auditors For For Mgmt
14 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
15 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
16 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
17 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary Shares For For Mgmt
19 Approve Remuneration Report For For Mgmt
20 Approve Remuneration Policy For For Mgmt
21 Approve Performance Share Plan For For Mgmt
22 Authorise EU Political Donations and Expenditure For For Mgmt
23 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
-41-
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 The Weir Group PLC WEIR.LN G95248137
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Approve Remuneration Report For For Mgmt
4 Approve Remuneration Policy For For Mgmt
5 Elect John Heasley as Director For For Mgmt
6 Re-elect Charles Berry as Director For For Mgmt
7 Re-elect Jon Stanton as Director For For Mgmt
8 Re-elect Alan Ferguson as Director For For Mgmt
9 Re-elect Melanie Gee as Director For For Mgmt
10 Re-elect Mary Jo Jacobi as Director For For Mgmt
11 Re-elect Sir Jim McDonald as Director For For Mgmt
12 Re-elect Richard Menell as Director For For Mgmt
13 Re-elect John Mogford as Director For For Mgmt
14 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
15 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
16 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
18 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Specified Capital
Investment
19 Authorise Market Purchase of Ordinary Shares For For Mgmt
20 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Unilever PLC ULVR.LN G92087165
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Remuneration Policy For For Mgmt
4 Approve Performance Share Plan For For Mgmt
5 Re-elect Nils Andersen as Director For For Mgmt
6 Re-elect Laura Cha as Director For For Mgmt
7 Re-elect Vittorio Coal as Director For For Mgmt
8 Re-elect Dr Marijn Dekkers as Director For For Mgmt
9 Re-elect Ann Fudge as Director For For Mgmt
10 Re-elect Dr Judith Hartmann as Director For For Mgmt
11 Re-elect Mary Ma as Director For For Mgmt
12 Re-elect Strive Masiyiwa as Director For For Mgmt
13 Re-elect Youngme Moon as Director For For Mgmt
14 Re-elect Graeme Pitkethly as Director For For Mgmt
15 Re-elect Paul Polman as Director For For Mgmt
16 Re-elect John Rishton as Director For For Mgmt
17 Re-elect Feike Sijbesma as Director For For Mgmt
18 Reappoint KPMG LLP as Auditors For For Mgmt
19 Authorise Board to Fix Remuneration of Auditors For For Mgmt
20 Authorise EU Political Donations and Expenditure For For Mgmt
21 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
22 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
23 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
24 Authorise Market Purchase of Ordinary Shares For For Mgmt
25 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 Bayer AG BAYN.GY D0712D163
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports; For For Mgmt
Approve Allocation of Income and Dividends of EUR 2.70
per Share for Fiscal 2016
2 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
3 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
4.1 Elect Werner Wenning to the Supervisory Board For For Mgmt
4.2 Elect Paul Achleitner to the Supervisory Board For For Mgmt
4.3 Elect Norbert W. Bischofberger to the Supervisory Board For For Mgmt
4.4 Elect Thomas Ebeling to the Supervisory Board For For Mgmt
4.5 Elect Colleen A. Goggins to the Supervisory Board For For Mgmt
4.6 Elect Klaus Sturany to the Supervisory Board For For Mgmt
5 Approve Remuneration of Supervisory Board For For Mgmt
6 Approve Affiliation Agreements with Subsidiaries Bayer For For Mgmt
CropScience Aktiengesellschaft
7 Ratify Deloitte GmbH as Auditors for Fiscal 2017 For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 Deutsche Post AG DPW.GY D19225107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Mgmt
Fiscal 2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.05 For For Mgmt
per Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
5 Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal For For Mgmt
2017
6 Approve Creation of EUR 160 Million Pool of Capital For For Mgmt
without Preemptive Rights
7 Approve Issuance of Options and Bonds/Convertible Bonds For For Mgmt
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 1.5 Billion; Approve Creation of EUR 75 Million
Pool of Capital to Guarantee Conversion Rights
8 Authorize Share Repurchase Program and Reissuance or For For Mgmt
Cancellation of Repurchased Shares
9 Authorize Use of Financial Derivatives when Repurchasing For For Mgmt
Shares
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 HSBC Holdings plc HBCYF G4634U169
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3(a) Elect David Nish as Director For For Mgmt
3(b) Elect Jackson Tai as Director For For Mgmt
3(c) Re-elect Phillip Ameen as Director For For Mgmt
3(d) Re-elect Kathleen Casey as Director For For Mgmt
3(e) Re-elect Laura Cha as Director For For Mgmt
3(f) Re-elect Henri de Castries as Director For For Mgmt
3(g) Re-elect Lord Evans of Weardale as Director For For Mgmt
3(h) Re-elect Joachim Faber as Director For For Mgmt
3(i) Re-elect Douglas Flint as Director For For Mgmt
3(j) Re-elect Stuart Gulliver as Director For For Mgmt
3(k) Re-elect Irene Lee as Director For Against Mgmt
3(l) Re-elect John Lipsky as Director For For Mgmt
3(m) Re-elect Iain Mackay as Director For For Mgmt
3(n) Re-elect Heidi Miller as Director For For Mgmt
3(o) Re-elect Marc Moses as Director For For Mgmt
3(p) Re-elect Jonathan Symonds as Director For For Mgmt
3(q) Re-elect Pauline van der Meer Mohr as Director For For Mgmt
3(r) Re-elect Paul Walsh as Director For Against Mgmt
4 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Authorise the Group Audit Committee to Fix Remuneration For For Mgmt
of Auditors
6 Authorise EU Political Donations and Expenditure For For Mgmt
7 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
8 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
9 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
10 Authorise Directors to Allot Any Repurchased Shares For For Mgmt
11 Authorise Market Purchase of Ordinary Shares For For Mgmt
12 Authorise Issue of Equity in Relation to Contingent For For Mgmt
Convertible Securities
13 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Relation to Contingent Convertible Securities
14 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 Merck KGaA MRK.GY D5357W103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Mgmt
Fiscal 2016 (Non-Voting)
2 Accept Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation of Income and Dividends of EUR 1.20 For For Mgmt
per Share
4 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
5 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
6 Ratify KPMG AG as Auditors for Fiscal 2017 For For Mgmt
7 Approve Remuneration System for Management Board Members For Against Mgmt
8 Approve Creation of EUR 56.5 Million Pool of Capital with For For Mgmt
Partial Exclusion of Preemptive Rights
9 Approve Affiliation Agreements with Subsidiaries For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/01/17 BE Semiconductor Industries NV BESI.NA N13107128
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Receive Report of Management Board (Non-Voting) Mgmt
3 Discuss Implementation of Remuneration Policy Mgmt
4 Adopt Financial Statements and Statutory Reports For For Mgmt
5.a Receive Explanation on Company's Reserves and Dividend Mgmt
Policy
5.b Approve Dividends of EUR 1.74 Per Share For For Mgmt
6.a Approve Discharge of Management Board For For Mgmt
6.b Approve Discharge of Supervisory Board For For Mgmt
7 Grant Board Authority to Issue Shares Up To 10 Percent of For For Mgmt
Issued Capital and Authorize Board to Exclude Preemptive
Rights from Share Issuances
8 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
9 Other Business (Non-Voting) Mgmt
10 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Acs, Actividades de Construccion y Servicios S.A ACS.SM E7813W163
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Approve Consolidated and Standalone Financial Statements For For Mgmt
1.2 Approve Allocation of Income For For Mgmt
2 Receive Corporate Social Responsibility Report Mgmt
3 Advisory Vote on Remuneration Report For Against Mgmt
4 Approve Discharge of Board For For Mgmt
5.1 Elect Carmen Fernandez Rozado as Director For For Mgmt
5.2 Elect Jose Eladio Seco Dominguez as Director For For Mgmt
5.3 Elect Marcelino Fernandez Verdes as Executive Director For For Mgmt
6 Renew Appointment of Deloitte as Auditor For For Mgmt
7.1 Amend Article 19 Re: Board Committees For For Mgmt
7.2 Amend Article 22 Re: Appointments Committee For For Mgmt
7.3 Amend Article 23 Re: Board Committees For For Mgmt
7.4 Add Article 22 bis Re: Remuneration Committee For For Mgmt
8 Authorize Capitalization of Reserves for Scrip Dividends For For Mgmt
9 Authorize Share Repurchase and Capital Reduction via For For Mgmt
Amortization of Repurchased Shares
10 Approve Stock Option Plan For For Mgmt
11 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Allianz SE ALV.GY D03080112
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Mgmt
Fiscal 2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 7.60 For For Mgmt
per Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
5 Approve Affiliation Agreement with Allianz Global Health For For Mgmt
GmbH
6.1 Elect Helmut Perlet to the Supervisory Board For For Mgmt
6.2 Elect Michael Diekmann to the Supervisory Board For For Mgmt
6.3 Elect Sophie Boissard to the Supervisory Board For For Mgmt
6.4 Elect Christine Bosse to the Supervisory Board For For Mgmt
6.5 Elect Friedrich Eichiner to the Supervisory Board For For Mgmt
6.6 Elect Herbert Hainer to the Supervisory Board For For Mgmt
6.7 Elect Jim Hagemann Snabe to the Supervisory Board For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Covestro AG 1COV.GY D0R41Z100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Mgmt
Fiscal 2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.35 For For Mgmt
per Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
5 Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal For For Mgmt
2017
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MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Norsk Hydro ASA NHY.NO R61115102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Notice of Meeting and Agenda For For Mgmt
2 Designate Inspector(s) of Minutes of Meeting For For Mgmt
3 Accept Financial Statements and Statutory Reports; For For Mgmt
Approve Allocation of Income and Dividends of NOK 1.25
Per Share
4 Approve Remuneration of Auditors For For Mgmt
5 Discuss Company's Corporate Governance Statement Mgmt
6 Approve Remuneration Policy And Other Terms of Employment For Against Mgmt
For Executive Management
7 Approve Update of the Mandate of the Nomination Committee For For Mgmt
8.1 Approve Remuneration of Corporate Assembly For For Mgmt
8.2 Approve Remuneration of Nomination Committee For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 QBE Insurance Group Ltd. QBE.AU Q78063114
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2 Approve the Adoption of Remuneration Report For For Mgmt
3 Approve the Increase the Maximum Aggregate Fees Payable For For Mgmt
to Non-Executive Directors
4a Elect M Becker as Director For For Mgmt
4b Elect K Lisson as Director For For Mgmt
4c Elect M Wilkins as Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Enel SpA ENEL.IM T3679P115
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income For For Mgmt
3 Authorize Share Repurchase Program and Reissuance of For For Mgmt
Repurchased Shares
4 Fix Number of Directors For For Mgmt
5 Fix Board Terms for Directors For For Mgmt
6.1 Slate Submitted by the Italian Ministry of Economy And None Do Not Vote ShrHlder
Finance
6.2 Slate Submitted by Institutional Investors (Assogestioni) None For ShrHlder
7 Elect Patrizia Grieco as Board Chair None For ShrHlder
8 Approve Remuneration of Directors None For ShrHlder
9 Approve 2017 Monetary Long-Term Incentive Plan For For Mgmt
10 Approve Remuneration Policy For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Galaxy Entertainment Group Ltd. 27.HK Y2679D118
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2.1 Elect Paddy Tang Lui Wai Yu as Director For For Mgmt
2.2 Elect William Yip Shue Lam as Director For For Mgmt
2.3 Authorize Board to Fix Remuneration of Directors For For Mgmt
3 Approve PricewaterhouseCoopers as Auditor and Authorize For For Mgmt
Board to Fix Their Remuneration
4.1 Authorize Repurchase of Issued Share Capital For For Mgmt
4.2 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
4.3 Authorize Reissuance of Repurchased Shares For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 UBS GROUP AG UBSG.VX H42097107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Accept Financial Statements and Statutory Reports For For Mgmt
1.2 Approve Remuneration Report (Non-Binding) For For Mgmt
2 Approve Allocation of Income and Dividends of CHF 0.60 For For Mgmt
per Share from Capital Contribution Reserves
3 Approve Discharge of Board and Senior Management For For Mgmt
4 Approve Variable Remuneration of Executive Committee in For For Mgmt
the Amount of CHF 71.9 Million
5 Approve Maximum Fixed Remuneration of Executive Committee For For Mgmt
in the Amount of CHF 31.5 Million
6.1a Reelect Axel Weber as Director and Board Chairman For For Mgmt
6.1b Reelect Michel Demare as Director For For Mgmt
6.1c Reelect David Sidwell as Director For For Mgmt
6.1d Reelect Reto Francioni as Director For For Mgmt
6.1e Reelect Ann Godbehere as Director For For Mgmt
6.1f Reelect William Parrett as Director For For Mgmt
6.1g Reelect Isabelle Romy as Director For For Mgmt
6.1h Reelect Robert Scully as Director For For Mgmt
6.1i Reelect Beatrice Weder di Mauro as Director For For Mgmt
6.1j Reelect Dieter Wemmer as Director For For Mgmt
6.2 Elect Julie Richardson as Director For For Mgmt
6.3.1 Appoint Ann Godbehere as Member of the Compensation For For Mgmt
Committee
6.3.2 Appoint Michel Demare as Member of the Compensation For For Mgmt
Committee
6.3.3 Appoint Reto Francioni as Member of the Compensation For For Mgmt
Committee
6.3.4 Appoint William Parrett as Member of the Compensation For For Mgmt
Committee
7 Approve Maximum Remuneration of Board of Directors in the For For Mgmt
Amount of CHF 14 Million
8.1 Designate ADB Altorfer Duss & Beilstein AG as Independent For For Mgmt
Proxy
8.2 Ratify Ernst & Young AG as Auditors For For Mgmt
9 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 BBA Aviation plc BBA.LN G08932165
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Re-elect Sir Nigel Rudd as Director For For Mgmt
4 Re-elect Wayne Edmunds as Director For For Mgmt
5 Re-elect Peter Edwards as Director For For Mgmt
6 Re-elect Susan Kilsby as Director For For Mgmt
7 Re-elect Simon Pryce as Director For For Mgmt
8 Re-elect Peter Ratcliffe as Director For For Mgmt
9 Re-elect Peter Ventress as Director For For Mgmt
10 Reappoint Deloitte LLP as Auditors For For Mgmt
11 Authorise Board to Fix Remuneration of Auditors For For Mgmt
12 Approve Remuneration Report For For Mgmt
13 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
14 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
15 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary Shares For For Mgmt
17 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 CLP Holdings Ltd. 2.HK Y1660Q104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2a Elect Roderick Ian Eddington as Director For For Mgmt
2b Elect Lee Yui Bor as Director For For Mgmt
2c Elect William Elkin Mocatta as Director For For Mgmt
2d Elect Vernon Francis Moore as Director For For Mgmt
2e Elect Cheng Hoi Chuen, Vincent as Director For Against Mgmt
3 Approve PricewaterhouseCoopers as Auditors and Authorize For For Mgmt
Board to Fix Their Remuneration
4 Approve Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights
5 Authorize Repurchase of Issued Share Capital For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 RHI AG RHI.AV A65231101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports Mgmt
(Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.75 For For Mgmt
per Share
3 Approve Discharge of Management Board For For Mgmt
4 Approve Discharge of Supervisory Board For For Mgmt
5 Approve Remuneration of Supervisory Board Members For For Mgmt
6 Ratify PwC Wirtschaftspruefung GmbH as Auditors For For Mgmt
7.1 Elect Herbert Cordt as Supervisory Board Member For Against Mgmt
7.2 Elect Helmut Draxler as Supervisory Board Member For Against Mgmt
7.3 Elect Hubert Gorbach as Supervisory Board Member For Against Mgmt
7.4 Elect Alfred Gusenbauer as Supervisory Board Member For For Mgmt
8 Authorize Share Repurchase Program and Reissuance or For For Mgmt
Cancellation of Repurchased Shares
MEETING DATE COMPANY TICKER SECURITY ID
05/08/17 Centrica plc CNA.LN G2018Z143
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Elect Joan Gillman as Director For For Mgmt
5 Elect Stephen Hester as Director For For Mgmt
6 Elect Scott Wheway as Director For For Mgmt
7 Re-elect Rick Haythornthwaite as Director For For Mgmt
8 Re-elect Iain Conn as Director For For Mgmt
9 Re-elect Jeff Bell as Director For For Mgmt
10 Re-elect Margherita Della Valle as Director For For Mgmt
11 Re-elect Mark Hanafin as Director For For Mgmt
12 Re-elect Mark Hodges as Director For For Mgmt
13 Re-elect Lesley Knox as Director For For Mgmt
14 Re-elect Carlos Pascual as Director For For Mgmt
15 Re-elect Steve Pusey as Director For For Mgmt
16 Appoint Deloitte LLP as Auditors For For Mgmt
17 Authorise Board to Fix Remuneration of Auditors For For Mgmt
18 Approve EU Political Donations and Expenditure For For Mgmt
19 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
21 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary Shares For For Mgmt
23 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
-43-
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 ASM Pacific Technology Ltd. 522.HK G0535Q133
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Approve Deloitte Touche Tohmatsu as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
4 Authorize Repurchase of Issued Share Capital For For Mgmt
5 Approve Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights
6 Authorize Reissuance of Repurchased Shares For For Mgmt
7 Amend Memorandum and Articles of Association For For Mgmt
8 Adopt Memorandum and Articles of Association For For Mgmt
9 Elect Lee Wai Kwong as Director For For Mgmt
10 Elect Robin Gerard Ng Cher Tat as Director For For Mgmt
11 Elect Tsui Ching Man, Stanley as Director For For Mgmt
12 Authorize Board to Fix Remuneration of Directors For For Mgmt
13 Approve Terms of Appointment for All Existing Directors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 Oriflame Holding AG ORI.SS H5884A109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Allocation of Income For For Mgmt
4 Approve Dividends of CHF 1.50 per Share from Capital For For Mgmt
Contribution Reserves
5 Approve Discharge of Board and Senior Management For For Mgmt
6.1.1 Reelect Mona Abbasi as Director For For Mgmt
6.1.2 Reelect Magnus Braennstroem as Director For For Mgmt
6.1.3 Reelect Anders Dahlvig as Director For For Mgmt
6.1.4 Reelect Alexander af Jochnick as Director For Against Mgmt
6.1.5 Reelect Jonas af Jochnick as Director For Against Mgmt
6.1.6 Reelect Robert af Jochnick as Director For Against Mgmt
6.1.7 Reelect Anna Malmhake as Director For For Mgmt
6.1.8 Reelect Christian Salamon as Director For Against Mgmt
6.1.9 Reelect Karen Tobiasen as Director For For Mgmt
6.2 Reelect Alexander af Jochnick as Board Chairman For Against Mgmt
6.3.1 Reappoint Alexander af Jochnick as Member of the For Against Mgmt
Compensation Committee
6.3.2 Reappoint Karen Tobiasen as Member of the Compensation For For Mgmt
Committee
6.4 Designate Florian Joerg as Independent Proxy For For Mgmt
6.5 Ratify KPMG AG as Auditors For For Mgmt
7.1 Approve Remuneration of Directors in the Amount of CHF For For Mgmt
410,000
7.2.1 Approve Fixed Remuneration of Executive Committee in the For For Mgmt
Amount of CHF 4.3 Million
7.2.2 Approve Variable Remuneration of Executive Committee in For For Mgmt
the Amount of CHF 4.35 Million
8 Approve Creation of CHF 8.35 Million Pool of Capital For Against Mgmt
without Preemptive Rights
9 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 SAP SE SAP.GY D66992104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Mgmt
Fiscal 2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.25 For For Mgmt
per Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For Against Mgmt
5 Ratify KPMG AG as Auditors for Fiscal 2017 For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 adidas AG ADS.GY D0066B102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Mgmt
Fiscal 2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 2.00 For For Mgmt
per Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
5 Approve Remuneration of Supervisory Board For For Mgmt
6 Approve Creation of EUR 50 Million Pool of Capital with For For Mgmt
Preemptive Rights
7 Approve Creation of EUR 16 Million Pool of Capital with For For Mgmt
Partial Exclusion of Preemptive Rights
8 Approve Creation of EUR 20 Million Pool of Capital with For For Mgmt
Partial Exclusion of Preemptive Rights
9.1 Ratify KPMG AG as Auditors for Fiscal 2017 For For Mgmt
9.2 Ratify KPMG AG as Auditors for Half-Year and Quarterly For For Mgmt
Reports 2017
9.3 Ratify KPMG AG as Auditors for the 2018 Interim Financial For For Mgmt
Statements Until the 2018 AGM
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 AMP Limited AMP.AU Q0344G101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2a Elect Catherine Brenner as Director For For Mgmt
2b Elect Patty Akopiantz as Director For For Mgmt
2c Elect Trevor Matthews as Director For For Mgmt
2d Elect Geoff Roberts as Director For For Mgmt
2e Elect Peter Varghese as Director For For Mgmt
2f Elect Mike Wilkins as Director For For Mgmt
3 Approve the Adoption of Remuneration Report For For Mgmt
4 Approve Chief Executive Officer's Long-Term Incentive for For For Mgmt
2017
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Galenica AG VIFN.VX H28455170
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Discharge of Board and Senior Management For For Mgmt
3 Approve Allocation of Income and Dividends of CHF 20.00 For For Mgmt
per Share
4 Approve Remuneration Report For For Mgmt
5.1 Approve Remuneration of Board of Directors and Executive For For Mgmt
Chairman in the Amount of CHF 6.5 Million
5.2 Approve Remuneration of Executive Committee in the Amount For For Mgmt
of CHF 10.7 Million
6 Amend Articles For For Mgmt
7.1a Reelect Etienne Jornod as Director and Board Chairman For For Mgmt
7.1b Reelect Daniela Bosshardt-Hengartner as Director For For Mgmt
7.1c Reelect Michel Burnier as Director For For Mgmt
7.1d Reelect Romeo Cerutti as Director For For Mgmt
7.1e Reelect Marc de Garidel as Director For For Mgmt
7.1f Reelect Sylvie Gregoire as Director For For Mgmt
7.1g Reelect Fritz Hirsbrunner as Director For For Mgmt
7.1h Elect Gianni Zampieri as Director For For Mgmt
7.2a Appoint Daniela Bosshardt-Hengartner as Member of the For For Mgmt
Compensation Committee
7.2b Appoint Michel Burnier as Member of the Compensation For For Mgmt
Committee
7.2c Appoint Fritz Hirsbrunner as Member of the Compensation For For Mgmt
Committee
7.3 Designate Walder Wyss AG as Independent Proxy For For Mgmt
7.4 Ratify Ernst & Young AG as Auditors For For Mgmt
8 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Koninklijke Philips NV PHIA.NA N6817P109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 President's Speech Mgmt
2a Discuss Remuneration Report Mgmt
2b Receive Explanation on Company's Reserves and Dividend Mgmt
Policy
2c Adopt Financial Statements For For Mgmt
2d Approve Dividends of EUR 0.80 Per Share For For Mgmt
2e Approve Discharge of Management Board For For Mgmt
2f Approve Discharge of Supervisory Board For For Mgmt
3a Amend the Remuneration Policy of the Management Board For For Mgmt
3b Amend Restricted Stock Plan For For Mgmt
4a Reelect J. van der Veer to Supervisory Board For For Mgmt
4b Reelect C.A. Poon to Supervisory Board For For Mgmt
5 Approve Remuneration of Supervisory Board For Against Mgmt
6.a Grant Board Authority to Issue Shares Up To 10 Percent of For For Mgmt
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger
6.b Authorize Board to Exclude Preemptive Rights from For For Mgmt
Issuances under Item 6a
7 Authorize Repurchase of Shares For For Mgmt
8 Approve Cancellation of Repurchased Shares For For Mgmt
9 Other Business (Non-Voting) Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Mondi plc MNDI.LN G6258S107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Tanya Fratto as Director For For Mgmt
2 Re-elect Stephen Harris as Director For For Mgmt
3 Re-elect Andrew King as Director For For Mgmt
4 Re-elect John Nicholas as Director For For Mgmt
5 Re-elect Peter Oswald as Director For For Mgmt
6 Re-elect Fred Phaswana as Director For For Mgmt
7 Re-elect Dominique Reiniche as Director For For Mgmt
8 Re-elect David Williams as Director For For Mgmt
9 Elect Tanya Fratto as Member of the DLC Audit Committee For For Mgmt
10 Re-elect Stephen Harris as Member of the DLC Audit For For Mgmt
Committee
11 Re-elect John Nicholas as Member of the DLC Audit For For Mgmt
Committee
12 Accept Financial Statements and Statutory Reports for the For For Mgmt
Year Ended 31 December 2016
13 Approve Remuneration Policy For For Mgmt
14 Approve Remuneration of Non-executive Directors For For Mgmt
15 Approve Final Dividend For For Mgmt
16 Appoint PricewaterhouseCoopers Inc as Auditors of the For For Mgmt
Company with Michal Kotze as the Registered Auditor
17 Authorise the DLC Audit Committee to Fix Remuneration of For For Mgmt
Auditors
18 Approve Financial Assistance to Related or Inter-related For For Mgmt
Company or Corporation
19 Place Authorised but Unissued Ordinary Shares Under For For Mgmt
Control of Directors
20 Place Authorised but Unissued Special Converting Shares For For Mgmt
Under Control of Directors
21 Authorise Board to Issue Shares for Cash For For Mgmt
22 Authorise Repurchase of Issued Share Capital For For Mgmt
23 Accept Financial Statements and Statutory Reports For For Mgmt
24 Approve Remuneration Policy For For Mgmt
25 Approve Remuneration Report For For Mgmt
26 Approve Final Dividend For For Mgmt
27 Appoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
28 Authorise the DLC Audit Committee to Fix Remuneration of For For Mgmt
Auditors
29 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
30 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
31 Authorise Market Purchase of Ordinary Shares For For Mgmt
-44-
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Transocean Ltd. RIGN.SW H8817H100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Discharge of Board and Senior Management For Against Mgmt
3 Appropriation of Available Earnings for Fiscal Year 2016 For For Mgmt
4A Elect Director Glyn A. Barker For For Mgmt
4B Elect Director Vanessa C.L. Chang For For Mgmt
4C Elect Director Frederico F. Curado For For Mgmt
4D Elect Director Chadwick C. Deaton For For Mgmt
4E Elect Director Vincent J. Intrieri For For Mgmt
4F Elect Director Martin B. McNamara For For Mgmt
4G Elect Director Samuel J. Merksamer For For Mgmt
4H Elect Director Merrill A. "Pete" Miller, Jr. For For Mgmt
4I Elect Director Edward R. Muller For For Mgmt
4J Elect Director Tan Ek Kia For For Mgmt
4K Elect Director Jeremy D. Thigpen For For Mgmt
5 Elect Merrill A. "Pete" Miller, Jr. as Board Chairman For For Mgmt
6A Appoint Frederico F. Curado as Member of the Compensation For For Mgmt
Committee
6B Appoint Vincent J. Intrieri as Member of the Compensation For For Mgmt
Committee
6C Appoint Martin B. McNamara as Member of the Compensation For For Mgmt
Committee
6D Appoint Tan Ek Kia as Member of the Compensation For For Mgmt
Committee
7 Designate Schweiger Advokatur/Notariat as Independent For For Mgmt
Proxy
8 Appointment Of Ernst & Young LLP as Independent For For Mgmt
Registered Public Accounting Firm for Fiscal Year 2017
and Reelection of Ernst & Young Ltd, Zurich as the
Company's Auditor for a Further One-Year Term
9 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
10A Approve Maximum Remuneration of Board of Directors for For For Mgmt
the Period Between the 2017 and 2018 Annual General
Meetings in the Amount of USD 4.12 Million
10B Approve Maximum Remuneration of the Executive Management For For Mgmt
Team for Fiscal Year 2018 in the Amount of USD 24
Million
11 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
12 Other Business For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/17 Fresenius SE & Co KGaA FRE.GY D27348107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends of EUR 0.62 For Against Mgmt
per Share
3 Approve Discharge of Personally Liable Partner for Fiscal For For Mgmt
2016
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
5 Ratify KPMG AG as Auditors for Fiscal 2017 For For Mgmt
6 Amend Stock Option Plan For For Mgmt
7 Amend Remuneration of Supervisory Board For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/17 Provident Financial plc PFG.LN G72783171
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Policy For For Mgmt
3 Approve Remuneration Report For For Mgmt
4 Approve Final Dividend For For Mgmt
5 Re-elect Robert Anderson as Director For For Mgmt
6 Re-elect Peter Crook as Director For For Mgmt
7 Re-elect Andrew Fisher as Director For For Mgmt
8 Re-elect Malcolm Le May as Director For For Mgmt
9 Re-elect Stuart Sinclair as Director For For Mgmt
10 Re-elect Manjit Wolstenholme as Director For For Mgmt
11 Elect Andrea Blance as Director For For Mgmt
12 Elect David Sear as Director For For Mgmt
13 Elect John Straw as Director For For Mgmt
14 Reappoint Deloitte LLP as Auditors For For Mgmt
15 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
16 Authorise EU Political Donations and Expenditure For For Mgmt
17 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
18 Adopt New Articles of Association For For Mgmt
19 Authorise Market Purchase of Ordinary Shares For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
21 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
22 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
05/15/17 Hysan Development Co. Ltd. 14.HK Y38203124
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2.1 Elect Irene Yun Lien Lee as Director For For Mgmt
2.2 Elect Philip Yan Hok Fan as Director For For Mgmt
2.3 Elect Hans Michael Jebsen as Director For For Mgmt
3 Approve Deloitte Touche Tohmatsu as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
4 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
5 Authorize Repurchase of Issued Share Capital For For Mgmt
6 Amend Articles of Association For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 Standard Life plc SL/.LN G84278103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Appoint KPMG LLP as Auditors For For Mgmt
4 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
5 Approve Remuneration Report For For Mgmt
6A Re-elect Sir Gerry Grimstone as Director For For Mgmt
6B Re-elect Colin Clark as Director For For Mgmt
6C Re-elect Pierre Danon as Director For For Mgmt
6D Re-elect Melanie Gee as Director For For Mgmt
6E Re-elect Noel Harwerth as Director For For Mgmt
6F Re-elect Kevin Parry as Director For For Mgmt
6G Re-elect Lynne Peacock as Director For For Mgmt
6H Re-elect Martin Pike as Director For For Mgmt
6I Re-elect Luke Savage as Director For For Mgmt
6J Re-elect Keith Skeoch as Director For For Mgmt
7A Elect John Devine as Director For For Mgmt
7B Elect Barry O'Dwyer as Director For For Mgmt
8 Approve EU Political Donations and Expenditures For For Mgmt
9 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
10 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
11 Authorise Market Purchase of Ordinary Shares For For Mgmt
12 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 BP plc BP/.LN G12793108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Remuneration Policy For For Mgmt
4 Re-elect Bob Dudley as Director For For Mgmt
5 Re-elect Dr Brian Gilvary as Director For For Mgmt
6 Elect Nils Andersen as Director For For Mgmt
7 Re-elect Paul Anderson as Director For For Mgmt
8 Re-elect Alan Boeckmann as Director For For Mgmt
9 Re-elect Frank Bowman as Director For For Mgmt
10 Re-elect Ian Davis as Director For For Mgmt
11 Re-elect Dame Ann Dowling as Director For For Mgmt
12 Elect Melody Meyer as Director For For Mgmt
13 Re-elect Brendan Nelson as Director For For Mgmt
14 Re-elect Paula Reynolds as Director For For Mgmt
15 Re-elect Sir John Sawers as Director For For Mgmt
16 Re-elect Carl-Henric Svanberg as Director For For Mgmt
17 Reappoint Ernst & Young LLP as Auditors and Authorise For For Mgmt
Their Remuneration
18 Authorise EU Political Donations and Expenditure For For Mgmt
19 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
21 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary Shares For For Mgmt
23 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Thales HO.FP F9156M108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
2 Approve Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation of Income and Dividends of EUR 1.60 For For Mgmt
per Share
4 Ratify Appointment of Delphine Geny-Stephann as Director For Against Mgmt
5 Reelect Philippe Lepinay as Representative of Employee For Against Mgmt
Shareholders to the Board
6 Non-Binding Vote on Compensation of Patrice Caine, CEO For For Mgmt
and Chairman
7 Approve Remuneration Policy of Patrice Caine, CEO and For For Mgmt
Chairman
8 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
9 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
10 Authorize Filing of Required Documents/Other Formalities For For Mgmt
11 Elect Laurence Broseta as Director For Against Mgmt
12 Elect Delphine Geny-Stephann as Director For Against Mgmt
13 Elect Laurent Collet-Billon as Director For Against Mgmt
-45-
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Electricite de France EDF.FP F2940H113
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 0.90 For For Mgmt
per Share
A Approve Allocation of Income and Absence of Dividends Against Against ShrHlder
4 Approve Stock Dividend Program (Cash or New Shares) For For Mgmt
5 Approve Transaction with BNP Paribas Re: Mandate of For For Mgmt
Global Coordinator Associate
6 Approve Transaction with Societe Generale Re: Mandate of For For Mgmt
Global Coordinator Associate
7 Approve Transaction with Areva NP Re: Share Transfer and For Against Mgmt
Shareholders' Agreement
8 Approve Transaction with Caisse des Depots et For Against Mgmt
Consignations and CNP Assurances Re: Investment Terms and
Shareholders' agreement
9 Approve Transaction with the State, Caisse des Depots et For Against Mgmt
Consignations, CNP Assurances and the Joint-Venture Re:
Partial Disposal of RTE's capital
10 Approve Auditors' Special Report on Related-Party For For Mgmt
Transactions
11 Non-Binding Vote on Compensation of Jean-Bernard Levy, For For Mgmt
Chairman and CEO
12 Approve Remuneration Policy of Chairman and CEO For For Mgmt
13 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
14 Ratify Appointment of Michele Rousseau as Director For Against Mgmt
15 Approve Remuneration of Directors in the Aggregate Amount For For Mgmt
of EUR 500,000
16 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
17 Amend Article 19 of Bylaws Re: Auditors For For Mgmt
18 Renew Appointment of Deloitte et Associes as Auditor For For Mgmt
19 Renew Appointment of KPMG SA as Auditor For For Mgmt
20 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Repsol SA REP.SM E8471S130
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated and Standalone Financial Statements For For Mgmt
2 Approve Allocation of Income For For Mgmt
3 Approve Discharge of Board For For Mgmt
4 Renew Appointment of Deloitte as Auditor for FY 2017 For For Mgmt
5 Appoint PricewaterhouseCoopers as Auditor for FY 2018, For For Mgmt
2019 and 2020
6 Authorize Capitalization of Reserves for Scrip Dividends For For Mgmt
7 Authorize Capitalization of Reserves for Scrip Dividends For For Mgmt
8 Authorize Issuance of Non-Convertible and/or Convertible For For Mgmt
Bonds, Debentures, Warrants, and Other Debt Securities up
to EUR 8.4 Billion with Exclusion of Preemptive Rights up
to 20 Percent of Capital
9 Reelect Rene Dahan as Director For For Mgmt
10 Reelect Manuel Manrique Cecilia as Director For For Mgmt
11 Reelect Luis Suarez de Lezo Mantilla as Director For For Mgmt
12 Ratify Appointment of and Elect Antonio Massanell Lavilla For Against Mgmt
as Director
13 Elect Maite Ballester Fornes as Director For For Mgmt
14 Elect Isabel Torremocha Ferrezuelo as Director For For Mgmt
15 Elect Mariano Marzo Carpio as Director For For Mgmt
16 Advisory Vote on Remuneration Report For For Mgmt
17 Approve Share Price Performance as CEO's 2017 Bonus For For Mgmt
Metric
18 Approve Inclusion of a Target Related to the Performance For For Mgmt
of the Total Shareholder Return in the 2017-2020 Long
Term Multi-Year Variable Remuneration Plan
19 Approve Partial Settlement of Outstanding Long Term For For Mgmt
Incentive Awards in Company Shares
20 Approve Remuneration Policy For For Mgmt
21 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Swire Pacific Limited 19.HK Y83310105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect I K L Chu as Director For Against Mgmt
1b Elect M Cubbon as Director For Against Mgmt
1c Elect T G Freshwater as Director For For Mgmt
1d Elect C Lee as Director For For Mgmt
1e Elect P K Etchells as Director For For Mgmt
2 Approve PricewaterhouseCoopers as Auditors and Authorize For For Mgmt
Board to Fix Their Remuneration
3 Authorize Repurchase of Issued Share Capital For For Mgmt
4 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
MEETING DATE COMPANY TICKER SECURITY ID
05/19/17 Compagnie Generale des Etablissements Michelin ML.FP F61824144
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends of EUR 3.25 For For Mgmt
per Share
3 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
4 Approve Auditors' Special Report on Related-Party For For Mgmt
Transactions Mentioning the Absence of Transactions
5 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
6 Non-Binding Vote on Compensation of Jean-Dominique For For Mgmt
Senard, General Manager
7 Non-Binding Vote on Compensation of Michel Rollier, For For Mgmt
Chairman
8 Reelect Michel Rollier as Supervisory Board Member For For Mgmt
9 Reelect Olivier Bazil as Supervisory Board Member For For Mgmt
10 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
11 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/19/17 Hikma Pharmaceuticals PLC HIK.LN G4576K104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
4 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
5 Elect Nina Henderson as Director For For Mgmt
6 Re-elect Said Darwazah as Director For For Mgmt
7 Re-elect Mazen Darwazah as Director For For Mgmt
8 Re-elect Robert Pickering as Director For For Mgmt
9 Re-elect Ali Al-Husry as Director For For Mgmt
10 Re-elect Dr Ronald Goode as Director For For Mgmt
11 Re-elect Patrick Butler as Director For For Mgmt
12 Re-elect Dr Jochen Gann as Director For For Mgmt
13 Re-elect John Castellani as Director For For Mgmt
14 Re-elect Dr Pamela Kirby as Director For For Mgmt
15 Approve Remuneration Policy For Against Mgmt
16 Approve Remuneration Report For For Mgmt
17 Approve the Extension of the Effective Period of the For Against Mgmt
Executive Incentive Plan
18 Approve Increase in the Aggregate Limit of Fees Payable For For Mgmt
to Directors
19 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
21 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary For For Mgmt
23 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Arkema AKE.FP F0392W125
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 2.05 For For Mgmt
per Share
4 Receive Auditors' Special Report on Related-Party For For Mgmt
Transactions Regarding the Absence of New Transaction and
Acknowledge Ongoing Transactions
5 Ratify Appointment of Marie-Jose Donsion as Director For For Mgmt
6 Reelect Marc Pandraud as Director For For Mgmt
7 Reelect Thierry Morin as Director For For Mgmt
8 Elect Yannick Assouad as Director For For Mgmt
9 Approve Remuneration Policy of CEO and Chairman For For Mgmt
10 Non-Binding Vote on Compensation of Thierry Le Henaff, For For Mgmt
CEO and Chairman
11 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
12 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
13 Authorize Filing of Required Documents/Other Formalities For For Mgmt
A Approve Stock Dividend Program (Cash or Shares) Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 BNP Paribas SA BNP.FP F1058Q238
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 2.70 For For Mgmt
per Share
4 Acknowledge Auditors' Special Report on Related-Party For For Mgmt
Transactions
5 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
6 Reelect Jean Lemierre as Director For For Mgmt
7 Reelect Monique Cohen as Director For For Mgmt
8 Reelect Daniela Schwarzer as Director For For Mgmt
9 Reelect Fields Wicker-Miurin as Director For For Mgmt
10 Elect Jacques Aschenbroich as Director For For Mgmt
11 Approve Remuneration Policy for Chairman of the Board For For Mgmt
12 Approve Remuneration Policy for CEO and Vice-CEO For For Mgmt
13 Non-Binding Vote on Compensation of Jean Lemierre, For For Mgmt
Chairman of the Board
14 Non-Binding Vote on Compensation of Jean-Laurent Bonnafe, For For Mgmt
CEO
15 Non-Binding Vote on Compensation of Philippe Bordenave, For For Mgmt
Vice-CEO
16 Non-Binding Vote on the Overall Envelope of Compensation For For Mgmt
of Certain Senior Management, Responsible Officers and
the Risk-takers
17 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
18 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Royal Dutch Shell plc RDSA.LN G7690A118
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Policy For For Mgmt
3 Approve Remuneration Report For For Mgmt
4 Elect Catherine Hughes as Director For For Mgmt
5 Elect Roberto Setubal as Director For For Mgmt
6 Re-elect Ben van Beurden as Director For For Mgmt
7 Re-elect Guy Elliott as Director For For Mgmt
8 Re-elect Euleen Goh as Director For For Mgmt
9 Re-elect Charles Holliday as Director For For Mgmt
10 Re-elect Gerard Kleisterlee as Director For For Mgmt
11 Re-elect Sir Nigel Sheinwald as Director For For Mgmt
12 Re-elect Linda Stuntz as Director For For Mgmt
13 Elect Jessica Uhl as Director For For Mgmt
14 Re-elect Hans Wijers as Director For For Mgmt
15 Re-elect Gerrit Zalm as Director For For Mgmt
16 Reappoint Ernst & Young LLP as Auditors For For Mgmt
17 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
18 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
19 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
20 Authorise Market Purchase of Ordinary Shares For For Mgmt
21 Request Shell to Set and Publish Targets for Reducing Against Against ShrHlder
Greenhouse Gas (GHG) Emissions
-46-
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Societe Generale GLE.FP F43638141
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
2 Approve Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation of Income and Dividends of EUR 2.20 For For Mgmt
per Share
4 Approve Auditors' Special Report on Related-Party For For Mgmt
Transactions and Acknowledge the Absence of New
Transactions
5 Approve Severance Agreement and Non-Compete Agreement For For Mgmt
with Frederic Oudea
6 Approve Severance Agreement and Non-Compete Agreement For For Mgmt
with Severin Cabannes
7 Approve Severance Agreement and Non-Compete Agreement For For Mgmt
with Bernardo Sanchez Incera
8 Approve Pension Scheme, Severance Agreement and For Against Mgmt
Non-Compete Agreement with Didier Valet
9 Approve Remuneration Policy of Chairman of the Board, For For Mgmt
CEO, and Vice CEOs
10 Non-Binding Vote on Compensation of Lorenzo Bini Smaghi, For For Mgmt
Chairman of the Board
11 Non-Binding Vote on Compensation of Frederic Oudea, CEO For For Mgmt
12 Non-Binding Vote on Compensation of Severin Cabannes and For For Mgmt
Bernardo Sanchez Incera, Vice CEOs
13 Non-Binding Vote on the Aggregate Remuneration Granted in For For Mgmt
2016 to Certain Senior Management, Responsible Officers,
and Risk-Takers
14 Reelect Alexandra Schaapveld as Director For For Mgmt
15 Reelect Jean-Bernard Levy as Director For For Mgmt
16 Elect William Connelly as Director For For Mgmt
17 Elect Lubomira Rochet as Director For For Mgmt
18 Authorize Repurchase of Up to 5 Percent of Issued Share For For Mgmt
Capital
19 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Valeo FR.FP F96221126
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 1.25 For For Mgmt
per Share
4 Approve Auditors' Special Report on Related-Party For For Mgmt
Transactions Mentioning the Absence of New Transactions
5 Reelect C. Maury Devine as Director For For Mgmt
6 Reelect Mari-Noelle Jego-Laveissiere as Director For For Mgmt
7 Reelect Veronique Weill as Director For For Mgmt
8 Non-Binding Vote on Compensation of Pascal Colombani, For For Mgmt
Chairman of the Board
9 Non-Binding Vote on Compensation of Jacques Aschenbroich For Against Mgmt
Chairman and CEO
10 Approve remuneration Policy of Chairman and CEO For For Mgmt
11 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
12 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
with Preemptive Rights up to Aggregate Nominal Amount of
EUR 70 Million
13 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 23 Million
14 Approve Issuance of Equity or Equity-Linked Securities For For Mgmt
for up to 9.62 Percent of Issued Capital Per Year for
Private Placements up to Aggregate Nominal Amount
of EUR 23 Million
15 Authorize Board to Increase Capital in the Event of For For Mgmt
Additional Demand Related to Delegation Submitted to
Shareholder Vote Above
16 Authorize Capitalization of Reserves of Up to EUR 30 For For Mgmt
Million for Bonus Issue or Increase in Par Value
17 Authorize Capital Increase of up to 9.62 Percent of For For Mgmt
Issued Capital for Contributions in Kind
18 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
19 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
20 Amend Article 13, 14 of Bylaws Re: Employee For For Mgmt
Representatives
21 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 Credit agricole SA ACA.FP F22797108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 0.60 For For Mgmt
per Share and of EUR 0.66 per Share to Long-Term
Registered Shares
4 Approve Transaction with Regional Banks and SACAM For For Mgmt
Mutualisation Re: the Pooling of Regional Banks' Earnings
5 Approve Transaction with SACAM Mutualisation Re: Transfer For For Mgmt
of CCI and CCA
6 Approve Amendment to the Nov. 22nd, 2001, Agreement with For For Mgmt
Regional Banks
7 Amendment to the Dec. 16, 2011, Agreement with Regional For For Mgmt
Banks
8 Approve Transaction with Regional Banks Re: Tax For Against Mgmt
Consolidation Agreement
9 Approve Transaction with SACAM Mutualisation Re: Tax For Against Mgmt
Consolidation Agreement
10 Approve Transaction with Regional Banks Re: Loans to For For Mgmt
Finance Caisse Regionales Subscription to SACAM
Mutualisation Share Capital Increase
11 Approve Amendment to Transaction with SAS Rue de la For Against Mgmt
Boetie, Segur, Miromesnil and Holdings Federal Re: Tax
Consolidation Agreement
12 Approve Amendment to Tax Consolidation Agreement with For For Mgmt
Credit Agricole CIB
13 Elect Catherine Pourre as Director For For Mgmt
14 Elect Jean-Pierre Paviet as Director For Against Mgmt
15 Elect Louis Tercinier as Director For Against Mgmt
16 Reelect Caroline Catoire as Director For For Mgmt
17 Reelect Laurence Dors as Director For For Mgmt
18 Reelect Francoise Gris as Director For For Mgmt
19 Reelect Daniel Epron as Director For Against Mgmt
20 Reelect Gerard Ouvrier-Buffet as Director For Against Mgmt
21 Reelect Christian Streiff as Director For For Mgmt
22 Reelect Francois Thibault as Director For Against Mgmt
23 Non-Binding Vote on Compensation of Dominique Lefebvre, For For Mgmt
Chairman of the Board
24 Non-Binding Vote on Compensation of Philippe Brassac, CEO For Against Mgmt
25 Non-Binding Vote on Compensation of Xavier Musca, For Against Mgmt
Vice-CEO
26 Advisory Vote on the Aggregate Remuneration Granted in For For Mgmt
2016 to Senior Management, Responsible Officers and
Regulated Risk-Takers
27 Fix Maximum Variable Compensation Ratio for Executives For For Mgmt
and Risk Takers
28 Approve Remuneration Policy of the Chairman of the Board For For Mgmt
29 Approve Remuneration Policy of the CEO For For Mgmt
30 Approve Remuneration Policy of the Vice-CEO For For Mgmt
31 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
32 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
33 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 MGM China Holdings Limited 2282.HK J54752142
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3A1 Elect Pansy Catilina Chiu King Ho as Director For For Mgmt
3A2 Elect William M. Scott IV as Director For For Mgmt
3A3 Elect Zhe Sun as Director For For Mgmt
3A4 Elect Sze Wan Patricia Lam as Director For For Mgmt
3B Authorize Board to Fix Remuneration of Directors For For Mgmt
4 Approve Deloitte Touche Tohmatsu as Auditor and Authorize For For Mgmt
Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital For For Mgmt
7 Authorize Reissuance of Repurchased Shares For Against Mgmt
8 Amend Share Option Scheme For Against Mgmt
-47-
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 G4S plc GFS.LN G39283109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Policy For For Mgmt
3 Approve Remuneration Report For For Mgmt
4 Approve Final Dividend For For Mgmt
5 Elect Steve Mogford as Director For For Mgmt
6 Elect Ian Springett as Director For For Mgmt
7 Elect Barbara Thoralfsson as Director For For Mgmt
8 Re-elect Ashley Almanza as Director For For Mgmt
9 Re-elect John Connolly as Director For For Mgmt
10 Re-elect John Daly as Director For For Mgmt
11 Re-elect Winnie Kin Wah Fok as Director For For Mgmt
12 Re-elect Paul Spence as Director For For Mgmt
13 Re-elect Clare Spottiswoode as Director For For Mgmt
14 Re-elect Tim Weller as Director For For Mgmt
15 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
16 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
17 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
18 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
19 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary Shares For For Mgmt
21 Authorise EU Political Donations and Expenditure For For Mgmt
22 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Legal & General Group Plc LGEN.LN G54404127
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Elect Sir John Kingman as Director For For Mgmt
4 Elect Philip Broadley as Director For For Mgmt
5 Elect Jeff Davies as Director For For Mgmt
6 Elect Lesley Knox as Director For For Mgmt
7 Elect Kerrigan Procter as Director For For Mgmt
8 Elect Toby Strauss as Director For For Mgmt
9 Re-elect Carolyn Bradley as Director For For Mgmt
10 Re-elect Julia Wilson as Director For For Mgmt
11 Re-elect Nigel Wilson as Director For For Mgmt
12 Re-elect Mark Zinkula as Director For For Mgmt
13 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
14 Authorise Board to Fix Remuneration of Auditors For For Mgmt
15 Approve Remuneration Policy For For Mgmt
16 Approve Remuneration Report For For Mgmt
17 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
18 Authorise EU Political Donations and Expenditure For For Mgmt
19 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary Shares For For Mgmt
22 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
05/26/17 Lanxess AG LXS.GY D5032B102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Mgmt
Fiscal 2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.70 For For Mgmt
per Share
3.1 Approve Discharge of Management Board Member Matthias For For Mgmt
Zachert for Fiscal 2016
3.2 Approve Discharge of Management Board Member Hubert Fink For For Mgmt
for Fiscal 2016
3.3 Approve Discharge of Management Board Member Michael For For Mgmt
Pontzen for Fiscal 2016
3.4 Approve Discharge of Management Board Member Rainier van For For Mgmt
Roessel for Fiscal 2016
4.1 Approve Discharge of Supervisory Board Member Rolf For For Mgmt
Stomberg for Fiscal 2016
4.2 Approve Discharge of Supervisory Board Member Werner For For Mgmt
Czaplik for Fiscal 2016
4.3 Approve Discharge of Supervisory Board Member Hans-Dieter For For Mgmt
Gerriets for Fiscal 2016
4.4 Approve Discharge of Supervisory Board Member Heike For For Mgmt
Hanagarth for Fiscal 2016
4.5 Approve Discharge of Supervisory Board Member Friedrich For For Mgmt
Janssen for Fiscal 2016
4.6 Approve Discharge of Supervisory Board Member Thomas For For Mgmt
Meiers for Fiscal 2016
4.7 Approve Discharge of Supervisory Board Member Claudia For For Mgmt
Nemat for Fiscal 2016
4.8 Approve Discharge of Supervisory Board Member Lawrence For For Mgmt
Rosen for Fiscal 2016
4.9 Approve Discharge of Supervisory Board Member Gisela For For Mgmt
Seidel for Fiscal 2016
4.10 Approve Discharge of Supervisory Board Member Ralf For For Mgmt
Sikorski for Fiscal 2016
4.11 Approve Discharge of Supervisory Board Member Manuela For For Mgmt
Strauch for Fiscal 2016
4.12 Approve Discharge of Supervisory Board Member Ifraim For For Mgmt
Tairi for Fiscal 2016
4.13 Approve Discharge of Supervisory Board Member Theo For For Mgmt
Walthie for Fiscal 2016
4.14 Approve Discharge of Supervisory Board Member Matthias For For Mgmt
Wolfgruber for Fiscal 2016
5.1 Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal For For Mgmt
2017
5.2 Ratify PricewaterhouseCoopers GmbH as Auditors for the For For Mgmt
First Half of Fiscal 2017
6 Elect Heike Hanagarth to the Supervisory Board For For Mgmt
7 Approve Creation of EUR 9.2 Million Pool of Capital For For Mgmt
without Preemptive Rights
MEETING DATE COMPANY TICKER SECURITY ID
05/26/17 Total SA FP.FP F92124100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 2.45 For For Mgmt
per Share
4 Approve Stock Dividend Program (Cash or New Shares) For For Mgmt
5 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
6 Reelect Patricia Barbizet as Director For For Mgmt
7 Reelect Marie-Christine Coisne-Roquette as Director For For Mgmt
8 Elect Mark Cutifani as Director For For Mgmt
9 Elect Carlos Tavares as Director For Against Mgmt
10 Receive Auditors' Special Report on Related-Party For For Mgmt
Transactions Mentioning the Absence of New Transactions
11 Non-Binding Vote on Compensation of Patrick Pouyanne, CEO For For Mgmt
and Chairman
12 Approve Remuneration Policy of Chairman and CEO For For Mgmt
13 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
MEETING DATE COMPANY TICKER SECURITY ID
05/29/17 Kingboard Chemical Holdings Ltd 148.HK G52562140
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend and Special Dividend For For Mgmt
3A Elect Cheung Kwong Kwan as Director For Against Mgmt
3B Elect Ho Yin Sang as Director For Against Mgmt
3C Elect Cheung Wai Lin, Stephanie as Director For Against Mgmt
3D Elect Chong Kin Ki as Director For For Mgmt
3E Elect Leung Tai Chiu as Director For For Mgmt
4 Authorize Board to Fix Remuneration of Directors For For Mgmt
5 Approve Deloitte Touche Tohmatsu as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
6A Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
6B Authorize Repurchase of Issued Share Capital For For Mgmt
6C Authorize Reissuance of Repurchased Shares For Against Mgmt
7 Adopt Kingboard Laminates Holdings Limited's Share Option For Against Mgmt
Scheme
-48-
MEETING DATE COMPANY TICKER SECURITY ID
05/30/17 BioMerieux SA BIM.FP F1149Y109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Discharge of Directors For For Mgmt
3 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
4 Approve Allocation of Income and Dividends of EUR 1 per For For Mgmt
Share
5 Approve Transaction with Fondation Merieux Re: For For Mgmt
Sponsorship
6 Approve Transaction with Fondation Christophe et Rodolphe For For Mgmt
Merieux Re: Sponsorship
7 Non-Binding Vote on Compensation of Jean-Luc Belingard, For Against Mgmt
Chairman and CEO
8 Approve Remuneration Policy of Chairman and CEO For Against Mgmt
9 Non-Binding Vote on Compensation of Alexandre Merieux, For Against Mgmt
Vice-CEO
10 Approve Remuneration Policy of Vice-CEO For Against Mgmt
11 Approve Remuneration of Directors in the Aggregate Amount For For Mgmt
of EUR 400,000
12 Elect Marie-Paule Kieny as Director For For Mgmt
13 Elect Fanny Letier as Director For For Mgmt
14 Renew Appointment of Grant Thornton sis as Auditor For For Mgmt
15 Decision Not to Renew PriceWaterHouseCoopers Audit SA as For For Mgmt
Alternate Auditor
16 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
17 Amend Article 12 of Bylaws Re: Founder and Chairman of For For Mgmt
the Board
18 Approve 3-for-1 Stock Split and Amend Bylaws Accordingly For For Mgmt
19 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
20 Authorize Issuance of Equity or Equity-Linked Securities For Against Mgmt
with Preemptive Rights up to Aggregate Nominal Amount of
EUR 4.21 Million
21 Authorize Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 4.21 Million
22 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
for up to 20 Percent of Issued Capital Per Year for
Private Placements
23 Authorize Board to Set Issue Price for 10 Percent Per For Against Mgmt
Year of Issued Capital Pursuant to Issue Authority
without Preemptive Rights
24 Authorize Board to Increase Capital in the Event of For Against Mgmt
Additional Demand Related to Delegation Submitted to
Shareholder Vote Above
25 Authorize Capital Increase of up to 10 Percent of Issued For Against Mgmt
Capital for Contributions in Kind
26 Authorize Capitalization of Reserves of Up to EUR 4.21 For Against Mgmt
Million for Bonus Issue or Increase in Par Value
27 Authorize Issuance of Equity or Equity-Linked Instruments For Against Mgmt
without Preemptive Rights Including by Companies Owning
over 50 Percent of the Company Share Capital up to
Aggregate Nominal Amount of EUR 4.21 Million
28 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
29 Eliminate Preemptive Rights Pursuant to Item 28 Above, in For For Mgmt
Favor of Employees
30 Set Total Limit for Capital Increase to Result from All For For Mgmt
Issuance Requests at EUR 4.21 Million
31 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/01/17 NN GROUP NV NN.NA N64038107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Receive Annual Report 2016 Mgmt
3 Discuss Remuneration Policy 2016 Mgmt
4a Adopt Financial Statements 2016 For For Mgmt
4b Receive Explanation on Company's Reserves and Dividend Mgmt
Policy
4c Approve Dividends of EUR 1.55 Per Share For For Mgmt
5a Approve Discharge of Executive Board For For Mgmt
5b Approve Discharge of Supervisory Board For For Mgmt
6 Announce Intention to Reappoint Lard Friese to Executive Mgmt
Board
7 Discussion of Supervisory Board Profile Mgmt
8a Elect Robert Ruijter to Supervisory Board For For Mgmt
8b Elect Clara Streit to Supervisory Board For For Mgmt
9a Approve Remuneration of Supervisory Board For For Mgmt
9b Approve Increase Maximum Ratio Between Fixed and Variable For For Mgmt
Components of Remuneration
10 Amend Articles of Association For For Mgmt
11a Grant Board Authority to Issue Shares Up To 10 Percent of For For Mgmt
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger
11b Authorize Board to Exclude Preemptive Rights from Share For For Mgmt
Issuances
12 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
13 Approve Cancellation of Repurchased Shares Up to 20 For For Mgmt
Percent of Issued Share Capital
14 Other Business (Non-Voting) Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/05/17 Henderson Land Development Co. Ltd. 12.HK Y31476107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3A1 Elect Lee Ka Kit as Director For Against Mgmt
3A2 Elect Lee Ka Shing as Director For Against Mgmt
3A3 Elect Suen Kwok Lam as Director For Against Mgmt
3A4 Elect Fung Lee Woon King as Director For Against Mgmt
3A5 Elect Lau Yum Chuen, Eddie as Director For Against Mgmt
3A6 Elect Lee Pui Ling, Angelina as Director For Against Mgmt
3A7 Elect Wu King Cheong as Director For For Mgmt
3B Authorize Board to Fix Remuneration of Directors, For For Mgmt
Remuneration Committee and Nomination Committee
4 Approve KPMG as Auditors and Authorize Board to Fix Their For For Mgmt
Remuneration
5A Approve Issuance of Bonus Shares For For Mgmt
5B Authorize Repurchase of Issued Share Capital For For Mgmt
5C Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
5D Authorize Reissuance of Repurchased Shares For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 Ipsen IPN.FP F5362H107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Treatment of Losses and Dividends of EUR 0.85 per For For Mgmt
Share
4 Approve Auditors' Special Report on Related-Party For For Mgmt
Transactions
5 Approve Severance Agreement and Additional Pension Scheme For Against Mgmt
Agreement with Marc de Garidel, Chairman
6 Approve Severance Agreement and Additional Pension Scheme For Against Mgmt
Agreement with David Meek, CEO
7 Renew Appointment of KPMG SA as Auditor For For Mgmt
8 Elect Margaret Liu as Director For For Mgmt
9 Elect Carol Stuckley as Director For For Mgmt
10 Elect David Meek as Director For For Mgmt
11 Reelect Antoine Flochel as Director For Against Mgmt
12 Approve Remuneration of Directors in the Aggregate Amount For For Mgmt
of EUR 1.2 Million
13 Non-Binding Vote on Compensation of Christel Bories, For Against Mgmt
Vice-CEO until March 13, 2016
14 Non-Binding Vote on Compensation of Marc de Garidel, For Against Mgmt
Chairman and CEO until July 18, 2016 and Chairman since
this date
15 Approve Remuneration Policy of Chairman For For Mgmt
16 Non-Binding Vote on Compensation of David Meek, CEO since For Against Mgmt
July 18, 2016
17 Approve Remuneration Policy of CEO For Against Mgmt
18 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
19 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
20 Authorize Capitalization of Reserves of up to 20 Percent For For Mgmt
of Issued Share Capital for Bonus Issue or Increase in
Par Value
21 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
with Preemptive Rights up to 20 Percent of Issued Share
Capital
22 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights up to 10 Percent of Issued
Share Capital
23 Approve Issuance of up to 10 Percent of Issued Capital For For Mgmt
Per Year for a Private Placement
24 Authorize Board to Increase Capital in the Event of For For Mgmt
Additional Demand Related to Delegation Submitted to
Shareholder Vote Above, under Items 21-23
25 Authorize Capital Increase of up to 10 Percent of Issued For Against Mgmt
Capital for Contributions in Kind
26 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
27 Authorize up to 3 Percent of Issued Capital for Use in For Against Mgmt
Stock Option Plans
28 Amend Article 4, 19 and 20 of Bylaws to Comply with New For For Mgmt
Regulation Re: Headquarters, Corporate Officers
Compensation and Auditors
29 Delegate Power to the Board of Directors to Amend the For Against Mgmt
Bylaws to Comply with New Regulation
30 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/09/17 Telekom Austria AG TKA.AV A8502A102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports Mgmt
(Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.20 For For Mgmt
per Share
3 Approve Discharge of Management Board For For Mgmt
4 Approve Discharge of Supervisory Board For For Mgmt
5 Approve Remuneration of Supervisory Board Members For For Mgmt
6.1 Elect Reinhard Kraxner as Supervisory Board Member For Against Mgmt
6.2 Elect Stefan Pinter as Supervisory Board Member For Against Mgmt
7 Ratify Ernst & Young as Auditors For For Mgmt
8 Amend Articles Re: Deposit Receipts For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/09/17 Toyota Industries Corp. 6201.JP J92628106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 65
2.1 Elect Director Toyoda, Tetsuro For For Mgmt
2.2 Elect Director Onishi, Akira For For Mgmt
2.3 Elect Director Sasaki, Kazue For For Mgmt
2.4 Elect Director Furukawa, Shinya For For Mgmt
2.5 Elect Director Suzuki, Masaharu For For Mgmt
2.6 Elect Director Sasaki, Takuo For For Mgmt
2.7 Elect Director Otsuka, Kan For For Mgmt
2.8 Elect Director Yamamoto, Taku For For Mgmt
2.9 Elect Director Sumi, Shuzo For For Mgmt
2.10 Elect Director Yamanishi, Kenichiro For For Mgmt
2.11 Elect Director Kato, Mitsuhisa For For Mgmt
3 Approve Annual Bonus For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/12/17 Faes Farma, S.A. FAE.SM E4866U210
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated and Standalone Financial Statements, For For Mgmt
Allocation of Income, and Discharge of Board
2 Authorize Capitalization of Reserves for Scrip Dividends For For Mgmt
3 Advisory Vote on Remuneration Report For For Mgmt
4 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
5 Allow Questions Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/13/17 Sonova Holding AG SOON.VX H8024W106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Accept Financial Statements and Statutory Reports For For Mgmt
1.2 Approve Remuneration Report (Non-Binding) For For Mgmt
2 Approve Allocation of Income and Dividends of CHF 2.30 For For Mgmt
per Share
3 Approve Discharge of Board and Senior Management For For Mgmt
4.1.1 Reelect Robert Spoerry as Director and Board Chairman For For Mgmt
4.1.2 Reelect Beat Hess as Director For For Mgmt
4.1.3 Elect Lynn Dorsey Bleil as Director For For Mgmt
4.1.4 Reelect Michael Jacobi as Director For For Mgmt
4.1.5 Reelect Stacy Enxing Seng as Director For For Mgmt
4.1.6 Reelect Anssi Vanjoki as Director For For Mgmt
4.1.7 Reelect Roland van der Vis as Director For For Mgmt
4.1.8 Reelect Jinlong Wang as Director For For Mgmt
4.2.1 Appoint Robert Spoerry as Member of the Compensation For For Mgmt
Committee
4.2.2 Appoint Beat Hess as Member of the Compensation Committee For For Mgmt
4.2.3 Appoint Stacy Enxing Seng as Member of the Compensation For For Mgmt
Committee
4.3 Ratify PricewaterhouseCoopers AG as Auditors For For Mgmt
4.4 Designate Andreas Keller as Independent Proxy For For Mgmt
5.1 Approve Remuneration of Board of Directors in the Amount For For Mgmt
of CHF 3 Million
5.2 Approve Remuneration of Executive Committee in the Amount For For Mgmt
of CHF 16.9 Million
6 Approve CHF 4,600 Reduction in Share Capital via For For Mgmt
Cancellation of Shares
7 Transact Other Business (Voting) For Against Mgmt
-49-
MEETING DATE COMPANY TICKER SECURITY ID
06/14/17 Ratos AB RATOB.SS W72177111
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting; Elect Chairman of Meeting For For Mgmt
2 Prepare and Approve List of Shareholders For For Mgmt
3 Designate Inspector(s) of Minutes of Meeting For For Mgmt
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Approve Agenda of Meeting For For Mgmt
6 Approve Transaction with a Related Party by Transfer of For For Mgmt
Shares in Subsidiary Sophion Bioscience A/S to Thais
Johansen
7 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 Honda Motor Co. Ltd. 7267.JP J22302111
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 24
2 Amend Articles to Abolish Board Structure with Statutory For For Mgmt
Auditors - Adopt Board Structure with Audit Committee -
Amend Provisions on Number of Directors - Authorize
Directors to Execute Day to Day Operations without
Full Board Approval
3.1 Elect Director Hachigo, Takahiro For For Mgmt
3.2 Elect Director Kuraishi, Seiji For For Mgmt
3.3 Elect Director Matsumoto, Yoshiyuki For For Mgmt
3.4 Elect Director Mikoshiba, Toshiaki For For Mgmt
3.5 Elect Director Yamane, Yoshi For For Mgmt
3.6 Elect Director Takeuchi, Kohei For For Mgmt
3.7 Elect Director Kunii, Hideko For For Mgmt
3.8 Elect Director Ozaki, Motoki For For Mgmt
3.9 Elect Director Ito, Takanobu For For Mgmt
4.1 Elect Director and Audit Committee Member Yoshida, For For Mgmt
Masahiro
4.2 Elect Director and Audit Committee Member Suzuki, For For Mgmt
Masafumi
4.3 Elect Director and Audit Committee Member Hiwatari, For For Mgmt
Toshiaki
4.4 Elect Director and Audit Committee Member Takaura, Hideo For For Mgmt
4.5 Elect Director and Audit Committee Member Tamura, Mayumi For For Mgmt
5 Approve Compensation Ceiling for Directors Who Are Not For For Mgmt
Audit Committee Members
6 Approve Compensation Ceiling for Directors Who Are Audit For For Mgmt
Committee Members
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 Sony Corporation 6758.JP J76379106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Hirai, Kazuo For Against Mgmt
1.2 Elect Director Yoshida, Kenichiro For For Mgmt
1.3 Elect Director Nagayama, Osamu For For Mgmt
1.4 Elect Director Nimura, Takaaki For For Mgmt
1.5 Elect Director Harada, Eiko For For Mgmt
1.6 Elect Director Tim Schaaff For For Mgmt
1.7 Elect Director Matsunaga, Kazuo For For Mgmt
1.8 Elect Director Miyata, Koichi For For Mgmt
1.9 Elect Director John V. Roos For For Mgmt
1.10 Elect Director Sakurai, Eriko For For Mgmt
1.11 Elect Director Minakawa, Kunihito For For Mgmt
1.12 Elect Director Sumi, Shuzo For For Mgmt
2 Approve Stock Option Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 Yaskawa Electric Corp. 6506.JP J9690T102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Articles to Change Fiscal Year End For For Mgmt
2.1 Elect Director Tsuda, Junji For For Mgmt
2.2 Elect Director Ogasawara, Hiroshi For For Mgmt
2.3 Elect Director Murakami, Shuji For For Mgmt
2.4 Elect Director Minami, Yoshikatsu For For Mgmt
2.5 Elect Director Takamiya, Koichi For For Mgmt
2.6 Elect Director Nakayama, Yuji For For Mgmt
3.1 Elect Director and Audit Committee Member Oda, Masahiko For For Mgmt
3.2 Elect Director and Audit Committee Member Noda, Konosuke For For Mgmt
3.3 Elect Director and Audit Committee Member Akita, Yoshiki For For Mgmt
3.4 Elect Director and Audit Committee Member Tatsumi, For For Mgmt
Kazumasa
3.5 Elect Director and Audit Committee Member Sakane, Junichi For For Mgmt
4 Elect Alternate Director and Audit Committee Member For For Mgmt
Honda, Masaya
5 Approve Trust-Type Equity Compensation Plan For For Mgmt
6 Approve Trust-Type Equity Compensation Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/19/17 Aberdeen Asset Management PLC ADN.LN G00434111
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Scheme of Arrangement For For Mgmt
1 Approve Matters Relating to the All-Share Merger of For For Mgmt
Standard Life plc and Aberdeen Asset Management plc
MEETING DATE COMPANY TICKER SECURITY ID
06/19/17 Astellas Pharma Inc. 4503.JP J03393105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 17
2.1 Elect Director Hatanaka, Yoshihiko For For Mgmt
2.2 Elect Director Yasukawa, Kenji For For Mgmt
2.3 Elect Director Okajima, Etsuko For For Mgmt
2.4 Elect Director Aizawa, Yoshiharu For For Mgmt
2.5 Elect Director Sekiyama, Mamoru For For Mgmt
2.6 Elect Director Yamagami, Keiko For For Mgmt
3 Approve Annual Bonus For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/19/17 Standard Life plc SL/.LN G84278103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Matters Relating to the Merger of Standard Life For For Mgmt
and Aberdeen
2 Approve Remuneration Policy For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/20/17 NTT Data Corp. 9613.JP J59386102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, With a Final Dividend of For For Mgmt
JPY 40
2.1 Elect Director Iwamoto, Toshio For For Mgmt
2.2 Elect Director Homma, Yo For For Mgmt
2.3 Elect Director Ueki, Eiji For For Mgmt
2.4 Elect Director Nishihata, Kazuhiro For For Mgmt
2.5 Elect Director Kitani, Tsuyoshi For For Mgmt
2.6 Elect Director Yanagi, Keiichiro For For Mgmt
2.7 Elect Director Aoki, Hiroyuki For For Mgmt
2.8 Elect Director Yamaguchi, Shigeki For For Mgmt
2.9 Elect Director Fujiwara, Toshi For For Mgmt
2.10 Elect Director Okamoto, Yukio For For Mgmt
2.11 Elect Director Hirano, Eiji For For Mgmt
2.12 Elect Director Ebihara, Takashi For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/20/17 STMicroelectronics NV STM.FP N83574108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Receive Report of Management Board (Non-Voting) Mgmt
3 Receive Report of Supervisory Board (Non-Voting) Mgmt
4a Discuss Remuneration Report Containing Remuneration Mgmt
Policy for Management Board Members
4b Adopt Financial Statements and Statutory Reports For For Mgmt
4c Approve Dividends For For Mgmt
4d Approve Discharge of Management Board For For Mgmt
4e Approve Discharge of Supervisory Board For For Mgmt
5 Amend Articles of Association For For Mgmt
6 Reelect Carlo Bozotti to Management Board For For Mgmt
7 Approve Restricted Stock Grants to President and CEO For Against Mgmt
8 Reelect Heleen Kersten to Supervisory Board For For Mgmt
9 Reelect Jean-Georges Malcor to Supervisory Board For For Mgmt
10 Reelect Alessandro Rivera to Supervisory Board For For Mgmt
11 Elect Frederic Sanchez to Supervisory Board For For Mgmt
12 Reelect Maurizio Tamagnini to Supervisory Board For For Mgmt
13 Approve Employee Restricted Stock Plan For Against Mgmt
14 Authorize Repurchase of Shares For For Mgmt
15 Grant Board Authority to Issue Ordinary and Preference For Against Mgmt
Shares Up To 10 Percent of Issued Capital Plus
Additional 10 Percent in Case of Takeover/Merger and
Restricting/Excluding Preemptive Rights
16 Allow Questions Mgmt
17 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/21/17 CALBEE, Inc. 2229.JP J05190103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 42
2.1 Elect Director Matsumoto, Akira For For Mgmt
2.2 Elect Director Ito, Shuji For For Mgmt
2.3 Elect Director Mogi, Yuzaburo For For Mgmt
2.4 Elect Director Takahara, Takahisa For For Mgmt
2.5 Elect Director Fukushima, Atsuko For For Mgmt
2.6 Elect Director Miyauchi, Yoshihiko For For Mgmt
2.7 Elect Director Weiwei Yao For For Mgmt
3 Appoint Alternate Statutory Auditor Uchida, Kazunari For For Mgmt
4 Approve Annual Bonus For For Mgmt
5 Approve Trust-Type Equity Compensation Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/21/17 Eisai Co. Ltd. 4523.JP J12852117
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Naito, Haruo For Against Mgmt
1.2 Elect Director Yamashita, Toru For For Mgmt
1.3 Elect Director Nishikawa, Ikuo For For Mgmt
1.4 Elect Director Naoe, Noboru For For Mgmt
1.5 Elect Director Suhara, Eiichiro For For Mgmt
1.6 Elect Director Kato, Yasuhiko For For Mgmt
1.7 Elect Director Kanai, Hirokazu For For Mgmt
1.8 Elect Director Kakizaki, Tamaki For For Mgmt
1.9 Elect Director Tsunoda, Daiken For For Mgmt
1.10 Elect Director Bruce Aronson For For Mgmt
1.11 Elect Director Tsuchiya, Yutaka For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/21/17 Hitachi Ltd. 6501.JP J20454112
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Baba Kalyani For For Mgmt
1.2 Elect Director Cynthia Carroll For For Mgmt
1.3 Elect Director Sakakibara, Sadayuki For For Mgmt
1.4 Elect Director George Buckley For For Mgmt
1.5 Elect Director Louise Pentland For For Mgmt
1.6 Elect Director Mochizuki, Harufumi For For Mgmt
1.7 Elect Director Yamamoto, Takatoshi For For Mgmt
1.8 Elect Director Philip Yeo For For Mgmt
1.9 Elect Director Yoshihara, Hiroaki For For Mgmt
1.10 Elect Director Tanaka, Kazuyuki For For Mgmt
1.11 Elect Director Nakanishi, Hiroaki For For Mgmt
1.12 Elect Director Nakamura, Toyoaki For For Mgmt
1.13 Elect Director Higashihara, Toshiaki For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/21/17 Itochu Techno-Solutions Corp. 4739.JP J25022104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 42.5
2 Approve Accounting Transfers For For Mgmt
3.1 Elect Director Kikuchi, Satoshi For For Mgmt
3.2 Elect Director Matsushima, Toru For For Mgmt
3.3 Elect Director Matsuzawa, Masaaki For For Mgmt
3.4 Elect Director Okubo, Tadataka For For Mgmt
3.5 Elect Director Susaki, Takahiro For For Mgmt
3.6 Elect Director Nakamori, Makiko For For Mgmt
3.7 Elect Director Obi, Toshio For For Mgmt
3.8 Elect Director Shingu, Tatsushi For For Mgmt
3.9 Elect Director Yamaguchi, Tadayoshi For For Mgmt
4 Appoint Statutory Auditor Ishimaru, Shintaro For Against Mgmt
5 Appoint Alternate Statutory Auditor Tanimoto, Seiji For For Mgmt
6 Approve Trust-Type Equity Compensation Plan For For Mgmt
-50-
MEETING DATE COMPANY TICKER SECURITY ID
06/21/17 Kobe Steel Ltd. 5406.JP J34555144
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kawasaki, Hiroya For Against Mgmt
1.2 Elect Director Onoe, Yoshinori For For Mgmt
1.3 Elect Director Kaneko, Akira For For Mgmt
1.4 Elect Director Umehara, Naoto For For Mgmt
1.5 Elect Director Yamaguchi, Mitsugu For For Mgmt
1.6 Elect Director Manabe, Shohei For For Mgmt
1.7 Elect Director Koshiishi, Fusaki For For Mgmt
1.8 Elect Director Miyake, Toshiya For For Mgmt
1.9 Elect Director Naraki, Kazuhide For For Mgmt
1.10 Elect Director Kitabata, Takao For For Mgmt
1.11 Elect Director Bamba, Hiroyuki For For Mgmt
2 Elect Alternate Director and Audit Committee Member For For Mgmt
Kitabata, Takao
MEETING DATE COMPANY TICKER SECURITY ID
06/21/17 SoftBank Group Corp. 9984.JP J75963108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 22
2.1 Elect Director Son, Masayoshi For For Mgmt
2.2 Elect Director Miyauchi, Ken For For Mgmt
2.3 Elect Director Ronald Fisher For For Mgmt
2.4 Elect Director Marcelo Claure For For Mgmt
2.5 Elect Director Rajeev Misra For For Mgmt
2.6 Elect Director Simon Segars For For Mgmt
2.7 Elect Director Yun Ma For For Mgmt
2.8 Elect Director Yanai, Tadashi For For Mgmt
2.9 Elect Director Nagamori, Shigenobu For For Mgmt
2.10 Elect Director Mark Schwartz For For Mgmt
2.11 Elect Director Yasir O. Al-Rumayyan For For Mgmt
3.1 Appoint Statutory Auditor Suzaki, Masato For For Mgmt
3.2 Appoint Statutory Auditor Uno, Soichiro For For Mgmt
3.3 Appoint Statutory Auditor Kubokawa, Hidekazu For For Mgmt
4 Approve Stock Option Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/22/17 Japan AirLines Co. Ltd. 9201.JP J25979121
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 94
2 Amend Articles to Authorize Board to Pay Interim For For Mgmt
Dividends
3.1 Elect Director Onishi, Masaru For For Mgmt
3.2 Elect Director Ueki, Yoshiharu For For Mgmt
3.3 Elect Director Fujita, Tadashi For For Mgmt
3.4 Elect Director Okawa, Junko For For Mgmt
3.5 Elect Director Saito, Norikazu For For Mgmt
3.6 Elect Director Kikuyama, Hideki For For Mgmt
3.7 Elect Director Shin, Toshinori For For Mgmt
3.8 Elect Director Iwata, Kimie For For Mgmt
3.9 Elect Director Kobayashi, Eizo For For Mgmt
3.10 Elect Director Ito, Masatoshi For For Mgmt
4 Approve Cash Compensation Ceiling for Directors and For For Mgmt
Equity Compensation Plan
MEETING DATE COMPANY TICKER SECURITY ID
06/22/17 Mitsubishi Heavy Industries, Ltd. 7011.JP J44002129
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 6
2 Approve Reverse Stock Split to Comply with Exchange For For Mgmt
Mandate and Decrease Authorized Capital in Proportion to
Reverse Stock Split
3.1 Elect Director Omiya, Hideaki For For Mgmt
3.2 Elect Director Miyanaga, Shunichi For For Mgmt
3.3 Elect Director Koguchi, Masanori For For Mgmt
3.4 Elect Director Nayama, Michisuke For For Mgmt
3.5 Elect Director Shinohara, Naoyuki For For Mgmt
3.6 Elect Director Kobayashi, Ken For For Mgmt
4.1 Elect Director and Audit Committee Member Izumisawa, For For Mgmt
Seiji
4.2 Elect Director and Audit Committee Member Goto, Toshifumi For For Mgmt
4.3 Elect Director and Audit Committee Member Kuroyanagi, For Against Mgmt
Nobuo
4.4 Elect Director and Audit Committee Member Christina For For Mgmt
Ahmadjian
4.5 Elect Director and Audit Committee Member Ito, Shinichiro For For Mgmt
5 Appoint KPMG AZSA LLC as New External Audit Firm For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/22/17 NEC Corp. 6701.JP J48818124
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Reverse Stock Split to Comply with Exchange For For Mgmt
Mandate and Decrease Authorized Capital in Proportion to
Reverse Stock Split
2.1 Elect Director Endo, Nobuhiro For For Mgmt
2.2 Elect Director Niino, Takashi For For Mgmt
2.3 Elect Director Kawashima, Isamu For For Mgmt
2.4 Elect Director Morita, Takayuki For For Mgmt
2.5 Elect Director Emura, Katsumi For For Mgmt
2.6 Elect Director Matsukura, Hajime For For Mgmt
2.7 Elect Director Kunibe, Takeshi For For Mgmt
2.8 Elect Director Ogita, Hitoshi For For Mgmt
2.9 Elect Director Sasaki, Kaori For For Mgmt
2.10 Elect Director Oka, Motoyuki For For Mgmt
2.11 Elect Director Noji, Kunio For For Mgmt
3 Appoint Statutory Auditor Kinoshita, Hajime For For Mgmt
4 Approve Trust-Type Equity Compensation Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 JFE Holdings, Inc. 5411.JP J2817M100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 30
2.1 Elect Director Hayashida, Eiji For Against Mgmt
2.2 Elect Director Kakigi, Koji For For Mgmt
2.3 Elect Director Okada, Shinichi For For Mgmt
2.4 Elect Director Oda, Naosuke For For Mgmt
2.5 Elect Director Oshita, Hajime For For Mgmt
2.6 Elect Director Maeda, Masafumi For For Mgmt
2.7 Elect Director Yoshida, Masao For For Mgmt
2.8 Elect Director Yamamoto, Masami For For Mgmt
3.1 Appoint Statutory Auditor Hara, Nobuya For For Mgmt
3.2 Appoint Statutory Auditor Saiki, Isao For For Mgmt
4 Approve Takeover Defense Plan (Poison Pill) For Against Mgmt
5 Remove Director Masao Yoshida from Office Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Miraca Holdings Inc 4544.JP J4352B101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Takeuchi, Shigekazu For For Mgmt
1.2 Elect Director Suzuki, Hiromasa For For Mgmt
1.3 Elect Director Ishiguro, Miyuki For For Mgmt
1.4 Elect Director Ito, Ryoji For For Mgmt
1.5 Elect Director Takaoka, Kozo For For Mgmt
1.6 Elect Director Yamauchi, Susumu For For Mgmt
1.7 Elect Director Amano, Futomichi For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Mitsubishi Motors Corp. 7211.JP J44131100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 5
2 Amend Articles to Clarify Director Authority on For For Mgmt
Shareholder Meetings - Amend Provisions on Number of
Directors - Amend Provisions on Director Titles - Clarify
Director Authority on Board Meetings - Amend Provisions
on Number of Statutory Auditors
3.1 Elect Director Carlos Ghosn For For Mgmt
3.2 Elect Director Masuko, Osamu For Against Mgmt
3.3 Elect Director Yamashita, Mitsuhiko For For Mgmt
3.4 Elect Director Shiraji, Kozo For For Mgmt
3.5 Elect Director Ikeya, Koji For For Mgmt
3.6 Elect Director Sakamoto, Harumi For For Mgmt
3.7 Elect Director Miyanaga, Shunichi For For Mgmt
3.8 Elect Director Kobayashi, Ken For For Mgmt
3.9 Elect Director Isayama, Takeshi For For Mgmt
3.10 Elect Director Kawaguchi, Hitoshi For For Mgmt
3.11 Elect Director Karube, Hiroshi For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Mitsubishi Steel Mfg. Co. Ltd. 5632.JP J44475101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 3.5
2 Approve Reverse Stock Split to Comply with Exchange For For Mgmt
Mandate and Decrease Authorized Capital in Proportion to
Reverse Stock Split
3.1 Elect Director Sato, Motoyuki For For Mgmt
3.2 Elect Director Takashima, Masayuki For For Mgmt
3.3 Elect Director Hishikawa, Akira For For Mgmt
3.4 Elect Director Sekine, Hiroshi For For Mgmt
3.5 Elect Director Amano, Hiroshi For For Mgmt
3.6 Elect Director Takayama, Jun For For Mgmt
3.7 Elect Director Iizuka, Yasuhiko For For Mgmt
3.8 Elect Director Nagata, Hiroyuki For For Mgmt
3.9 Elect Director Yamao, Akira For For Mgmt
4 Appoint Statutory Auditor Sakamoto, Hirokuni For Against Mgmt
5 Approve Trust-Type Equity Compensation Plan For For Mgmt
-51-
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Mitsui-Soko Holdings Co., Ltd. 9302.JP J45314101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Tawaraguchi, Makoto For Against Mgmt
1.2 Elect Director Koga, Hirobumi For Against Mgmt
1.3 Elect Director Odanaka, Osamu For For Mgmt
1.4 Elect Director Nakayama, Nobuo For For Mgmt
1.5 Elect Director Ogawa, Ryoji For For Mgmt
1.6 Elect Director Masuda, Takayoshi For For Mgmt
1.7 Elect Director Matsukawa, Noboru For For Mgmt
1.8 Elect Director Gohara, Takeshi For For Mgmt
1.9 Elect Director Miyajima, Yoshiaki For For Mgmt
1.10 Elect Director Kino, Hiroshi For For Mgmt
1.11 Elect Director Uchida, Kazunari For For Mgmt
1.12 Elect Director Furuhashi, Mamoru For For Mgmt
2 Appoint Statutory Auditor Ozawa, Motohide For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Sega Sammy Holdings Inc. 6460.JP J7028D104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Satomi, Hajime For For Mgmt
1.2 Elect Director Satomi, Haruki For For Mgmt
1.3 Elect Director Tsurumi, Naoya For For Mgmt
1.4 Elect Director Fukazawa, Koichi For For Mgmt
1.5 Elect Director Okamura, Hideki For For Mgmt
1.6 Elect Director Iwanaga, Yuji For For Mgmt
1.7 Elect Director Natsuno, Takeshi For For Mgmt
1.8 Elect Director Katsukawa, Kohei For For Mgmt
2.1 Appoint Statutory Auditor Aoki, Shigeru For For Mgmt
2.2 Appoint Statutory Auditor Sakaue, Yukito For For Mgmt
2.3 Appoint Statutory Auditor Kazashi, Tomio For For Mgmt
2.4 Appoint Statutory Auditor Enomoto, Mineo For Against Mgmt
3 Appoint Alternate Statutory Auditor Ogata, Izumi For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Subaru Corp 7270.JP J14406136
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 72
2 Amend Articles to Amend Provisions on Director Titles - For For Mgmt
Clarify Director Authority on Board Meetings
3.1 Elect Director Yoshinaga, Yasuyuki For For Mgmt
3.2 Elect Director Kondo, Jun For For Mgmt
3.3 Elect Director Tachimori, Takeshi For For Mgmt
3.4 Elect Director Kasai, Masahiro For For Mgmt
3.5 Elect Director Okada, Toshiaki For For Mgmt
3.6 Elect Director Kato, Yoichi For For Mgmt
3.7 Elect Director Komamura, Yoshinori For For Mgmt
3.8 Elect Director Aoyama, Shigehiro For For Mgmt
4 Appoint Alternate Statutory Auditor Tamazawa, Kenji For For Mgmt
5 Approve Equity Compensation Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Tokyo Electric Power Co Holdings Inc. 9501.JP J86914108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Annen, Junji For For Mgmt
1.2 Elect Director Utsuda, Shoei For For Mgmt
1.3 Elect Director Kaneko, Yoshinori For For Mgmt
1.4 Elect Director Kawasaki, Toshihiro For For Mgmt
1.5 Elect Director Kawamura, Takashi For For Mgmt
1.6 Elect Director Kunii, Hideko For For Mgmt
1.7 Elect Director Kobayakawa, Tomoaki For For Mgmt
1.8 Elect Director Takaura, Hideo For For Mgmt
1.9 Elect Director Taketani, Noriaki For For Mgmt
1.10 Elect Director Toyama, Kazuhiko For For Mgmt
1.11 Elect Director Nishiyama, Keita For For Mgmt
1.12 Elect Director Makino, Shigenori For For Mgmt
1.13 Elect Director Moriya, Seiji For For Mgmt
2 Amend Articles to Resume Nuclear Power Generation Early Against Against ShrHlder
to Reduce Carbon Dioxide Emission, while Maintaining
Profitability
3.1 Appoint Shareholder Director Nominee Murata, Haruki Against Against ShrHlder
3.2 Appoint Shareholder Director Nominee Higashikawa, Tadashi Against Against ShrHlder
4 Amend Articles to Dispose of TEPCO Power Grid, Inc Against Against ShrHlder
5 Amend Articles to Apply Impairment Accounting to Against Against ShrHlder
Kashiwazaki-Kariwa Nuclear Power Station
6 Amend Articles to Add Provisions on Against Against ShrHlder
Reactor-Decommissioning Research Facilities
7 Amend Articles to Require Audit Committee to Be Composed Against For ShrHlder
Entirely of Outside Directors
8 Amend Articles to Conclude Safety Agreements with Local Against Against ShrHlder
Public Authorities Concerning Nuclear Accident Evacuation
9 Amend Articles to Add Provisions on Evacuation Drills Against Against ShrHlder
with Nuclear Accident Scenario
10 Amend Articles to Establish Nuclear Disaster Recuperation Against Against ShrHlder
Fund
11 Amend Articles to Provide Recuperation for Workers at Against Against ShrHlder
Fukushima Nuclear Power Station
12 Amend Articles to Verify Soundness of Reactor Pressure Against Against ShrHlder
Vessels at Kashiwazaki-Kariwa Nuclear Power Station
MEETING DATE COMPANY TICKER SECURITY ID
06/25/17 Matsui Securities 8628.JP J4086C102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 20
2.1 Elect Director Matsui, Michio For For Mgmt
2.2 Elect Director Imada, Hirohito For For Mgmt
2.3 Elect Director Moribe, Takashi For For Mgmt
2.4 Elect Director Warita, Akira For For Mgmt
2.5 Elect Director Sato, Kunihiko For For Mgmt
2.6 Elect Director Uzawa, Shinichi For For Mgmt
2.7 Elect Director Saiga, Moto For For Mgmt
2.8 Elect Director Shibata, Masashi For For Mgmt
2.9 Elect Director Igawa, Moto For For Mgmt
2.10 Elect Director Annen, Junji For For Mgmt
3 Approve Deep Discount Stock Option Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 Alfresa Holdings Corp. 2784.JP J0109X107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Articles to Amend Business Lines For Against Mgmt
2.1 Elect Director Ishiguro, Denroku For For Mgmt
2.2 Elect Director Kanome, Hiroyuki For For Mgmt
2.3 Elect Director Kubo, Taizo For For Mgmt
2.4 Elect Director Miyake, Shunichi For For Mgmt
2.5 Elect Director Masunaga, Koichi For For Mgmt
2.6 Elect Director Izumi, Yasuki For For Mgmt
2.7 Elect Director Arakawa, Ryuji For For Mgmt
2.8 Elect Director Katsuki, Hisashi For For Mgmt
2.9 Elect Director Terai, Kimiko For For Mgmt
2.10 Elect Director Yatsurugi, Yoichiro For For Mgmt
2.11 Elect Director Konno, Shiho For For Mgmt
3.1 Appoint Statutory Auditor Kamigaki, Seisui For For Mgmt
3.2 Appoint Statutory Auditor Kato, Yoshitaka For For Mgmt
4 Appoint Alternate Statutory Auditor Ueda, Yuji For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 Aozora Bank, Ltd. 8304.JP J0172K107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Reverse Stock Split to Comply with Exchange For For Mgmt
Mandate and Decrease Authorized Capital in Proportion to
Reverse Stock Split
2 Amend Articles to Update Authorized Capital to Reflect For For Mgmt
Reverse Stock Split - Reduce Share Trading Unit
3.1 Elect Director Fukuda, Makoto For For Mgmt
3.2 Elect Director Baba, Shinsuke For For Mgmt
3.3 Elect Director Saito, Takeo For For Mgmt
3.4 Elect Director Takeda, Shunsuke For For Mgmt
3.5 Elect Director Mizuta, Hiroyuki For For Mgmt
3.6 Elect Director Murakami, Ippei For For Mgmt
3.7 Elect Director Ito, Tomonori For For Mgmt
3.8 Elect Director Sekizawa, Yukio For For Mgmt
4.1 Appoint Alternate Statutory Auditor Uchida, Keiichiro For For Mgmt
4.2 Appoint Alternate Statutory Auditor Mitch R. Fulscher For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 Inpex Corporation 1605.JP J2467E101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 9
2.1 Elect Director Kitamura, Toshiaki For Against Mgmt
2.2 Elect Director Sano, Masaharu For For Mgmt
2.3 Elect Director Murayama, Masahiro For For Mgmt
2.4 Elect Director Ito, Seiya For For Mgmt
2.5 Elect Director Sugaya, Shunichiro For For Mgmt
2.6 Elect Director Ikeda, Takahiko For For Mgmt
2.7 Elect Director Kurasawa, Yoshikazu For For Mgmt
2.8 Elect Director Kittaka, Kimihisa For For Mgmt
2.9 Elect Director Sase, Nobuharu For For Mgmt
2.10 Elect Director Okada, Yasuhiko For For Mgmt
2.11 Elect Director Sato, Hiroshi For For Mgmt
2.12 Elect Director Matsushita, Isao For For Mgmt
2.13 Elect Director Yanai, Jun For For Mgmt
2.14 Elect Director Iio, Norinao For For Mgmt
2.15 Elect Director Nishimura, Atsuko For For Mgmt
3 Approve Annual Bonus For For Mgmt
4 Approve Compensation Ceilings for Directors and Statutory For For Mgmt
Auditors
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 Kyocera Corp. 6971.JP J37479110
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, With a Final Dividend of For For Mgmt
JPY 60
2.1 Elect Director Yamaguchi, Goro For Against Mgmt
2.2 Elect Director Tanimoto, Hideo For Against Mgmt
2.3 Elect Director Ishii, Ken For For Mgmt
2.4 Elect Director Fure, Hiroshi For For Mgmt
2.5 Elect Director Date, Yoji For For Mgmt
2.6 Elect Director Kano, Koichi For For Mgmt
2.7 Elect Director Aoki, Shoichi For For Mgmt
2.8 Elect Director John Sarvis For For Mgmt
2.9 Elect Director Robert Wisler For For Mgmt
2.10 Elect Director Onodera, Tadashi For For Mgmt
2.11 Elect Director Mizobata, Hiroto For For Mgmt
2.12 Elect Director Aoyama, Atsushi For For Mgmt
2.13 Elect Director Itsukushima, Keiji For For Mgmt
2.14 Elect Director Ina, Norihiko For For Mgmt
2.15 Elect Director Sato, Takashi For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 Medipal Holdings Corp 7459.JP J4189T101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Watanabe, Shuichi For For Mgmt
1.2 Elect Director Chofuku, Yasuhiro For For Mgmt
1.3 Elect Director Yoda, Toshihide For For Mgmt
1.4 Elect Director Sakon, Yuji For For Mgmt
1.5 Elect Director Hasegawa, Takuro For For Mgmt
1.6 Elect Director Watanabe, Shinjiro For For Mgmt
1.7 Elect Director Ninomiya, Kunio For For Mgmt
1.8 Elect Director Kawanobe, Michiko For For Mgmt
1.9 Elect Director Kagami, Mitsuko For For Mgmt
1.10 Elect Director Asano, Toshio For For Mgmt
2 Appoint Statutory Auditor Toyoda, Tomoyasu For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 Mitsubishi Chemical Holdings Corp. 4188.JP J44046100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kobayashi, Yoshimitsu For For Mgmt
1.2 Elect Director Ochi, Hitoshi For For Mgmt
1.3 Elect Director Glenn H. Fredrickson For For Mgmt
1.4 Elect Director Umeha, Yoshihiro For For Mgmt
1.5 Elect Director Urata, Hisao For For Mgmt
1.6 Elect Director Ohira, Noriyoshi For For Mgmt
1.7 Elect Director Kosakai, Kenkichi For For Mgmt
1.8 Elect Director Yoshimura, Shushichi For For Mgmt
1.9 Elect Director Kikkawa, Takeo For For Mgmt
1.10 Elect Director Ito, Taigi For For Mgmt
1.11 Elect Director Watanabe, Kazuhiro For For Mgmt
1.12 Elect Director Kunii, Hideko For For Mgmt
1.13 Elect Director Hashimoto, Takayuki For For Mgmt
-52-
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 Nippon Steel & Sumitomo Metal Corp. 5401.JP J55999122
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 45
2.1 Elect Director Muneoka, Shoji For Against Mgmt
2.2 Elect Director Shindo, Kosei For Against Mgmt
2.3 Elect Director Sakuma, Soichiro For For Mgmt
2.4 Elect Director Saeki, Yasumitsu For For Mgmt
2.5 Elect Director Fujino, Shinji For For Mgmt
2.6 Elect Director Hashimoto, Eiji For For Mgmt
2.7 Elect Director Takahashi, Kenji For For Mgmt
2.8 Elect Director Sakae, Toshiharu For For Mgmt
2.9 Elect Director Tanimoto, Shinji For For Mgmt
2.10 Elect Director Nakamura, Shinichi For For Mgmt
2.11 Elect Director Kunishi, Toshihiko For For Mgmt
2.12 Elect Director Otsuka, Mutsutake For For Mgmt
2.13 Elect Director Fujisaki, Ichiro For For Mgmt
3 Appoint Statutory Auditor Nagayasu, Katsunori For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 Terumo Corp. 4543.JP J83173104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 22
2.1 Elect Director Mimura, Takayoshi For For Mgmt
2.2 Elect Director Sato, Shinjiro For For Mgmt
2.3 Elect Director Takagi, Toshiaki For For Mgmt
2.4 Elect Director Hatano, Shoji For For Mgmt
2.5 Elect Director Arase, Hideo For For Mgmt
2.6 Elect Director David Perez For For Mgmt
2.7 Elect Director Mori, Ikuo For For Mgmt
2.8 Elect Director Ueda, Ryuzo For For Mgmt
3.1 Elect Director and Audit Committee Member Kimura, For For Mgmt
Yoshihiro
3.2 Elect Director and Audit Committee Member Matsumiya, For For Mgmt
Toshihiko
3.3 Elect Director and Audit Committee Member Yone, Masatake For For Mgmt
4 Elect Alternate Director and Audit Committee Member For For Mgmt
Sakaguchi, Koichi
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Amada Holdings Co., Ltd. 6113.JP J01218106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 18
2.1 Elect Director Okamoto, Mitsuo For For Mgmt
2.2 Elect Director Isobe, Tsutomu For For Mgmt
2.3 Elect Director Abe, Atsushige For For Mgmt
2.4 Elect Director Shibata, Kotaro For For Mgmt
2.5 Elect Director Kudo, Hidekazu For For Mgmt
2.6 Elect Director Mazuka, Michiyoshi For For Mgmt
2.7 Elect Director Chino, Toshitake For For Mgmt
2.8 Elect Director Miyoshi, Hidekazu For For Mgmt
3.1 Appoint Statutory Auditor Ito, Katsuhide For For Mgmt
3.2 Appoint Statutory Auditor Nishiura, Seiji For For Mgmt
4 Appoint Alternate Statutory Auditor Murata, Makoto For For Mgmt
5 Approve Annual Bonus For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Chubu Electric Power Co. Inc. 9502.JP J06510101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 15
2.1 Elect Director Mizuno, Akihisa For For Mgmt
2.2 Elect Director Katsuno, Satoru For For Mgmt
2.3 Elect Director Masuda, Yoshinori For For Mgmt
2.4 Elect Director Matsura, Masanori For For Mgmt
2.5 Elect Director Kataoka, Akinori For For Mgmt
2.6 Elect Director Kurata, Chiyoji For For Mgmt
2.7 Elect Director Ban, Kozo For For Mgmt
2.8 Elect Director Shimizu, Shigenobu For For Mgmt
2.9 Elect Director Masuda, Hiromu For For Mgmt
2.10 Elect Director Misawa, Taisuke For For Mgmt
2.11 Elect Director Nemoto, Naoko For For Mgmt
2.12 Elect Director Hashimoto, Takayuki For For Mgmt
3 Approve Annual Bonus For For Mgmt
4 Amend Articles to Add Provisions on Declaration of Against Against ShrHlder
Withdrawal from Nuclear Power Generation
5 Amend Articles to Add Provisions on Safety Enhancement Against Against ShrHlder
Policy for Earthquake and Tsunami at Hamaoka Nuclear
Power Station
6 Amend Articles to Add Provisions on Rationalization of Against Against ShrHlder
Power Generation Department
7 Amend Articles to Establish Committee on Spent Nuclear Against Against ShrHlder
Fuel Safety Storage
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Daito Trust Construction Co. Ltd. 1878.JP J11151107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 298
2.1 Elect Director Kumakiri, Naomi For For Mgmt
2.2 Elect Director Kobayashi, Katsuma For For Mgmt
2.3 Elect Director Kawai, Shuji For For Mgmt
2.4 Elect Director Uchida, Kanitsu For For Mgmt
2.5 Elect Director Takeuchi, Kei For For Mgmt
2.6 Elect Director Saito, Kazuhiko For For Mgmt
2.7 Elect Director Nakagawa, Takeshi For For Mgmt
2.8 Elect Director Sato, Koji For For Mgmt
2.9 Elect Director Yamaguchi, Toshiaki For For Mgmt
2.10 Elect Director Sasaki, Mami For For Mgmt
2.11 Elect Director Shoda, Takashi For For Mgmt
3.1 Appoint Statutory Auditor Uno, Masayasu For For Mgmt
3.2 Appoint Statutory Auditor Hachiya, Hideo For For Mgmt
3.3 Appoint Statutory Auditor Fujimaki, Kazuo For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Daiwa Securities Group Inc. 8601.JP J11718111
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Hibino, Takashi For For Mgmt
1.2 Elect Director Nakata, Seiji For For Mgmt
1.3 Elect Director Nishio, Shinya For For Mgmt
1.4 Elect Director Takahashi, Kazuo For For Mgmt
1.5 Elect Director Matsui, Toshihiro For For Mgmt
1.6 Elect Director Tashiro, Keiko For For Mgmt
1.7 Elect Director Komatsu, Mikita For For Mgmt
1.8 Elect Director Matsuda, Morimasa For For Mgmt
1.9 Elect Director Matsubara, Nobuko For For Mgmt
1.10 Elect Director Tadaki, Keiichi For For Mgmt
1.11 Elect Director Onodera, Tadashi For For Mgmt
1.12 Elect Director Ogasawara, Michiaki For Against Mgmt
1.13 Elect Director Takeuchi, Hirotaka For For Mgmt
1.14 Elect Director Nishikawa, Ikuo For For Mgmt
2 Approve Deep Discount Stock Option Plan and Stock Option For For Mgmt
Plan
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Electric Power Development Co. (J-Power) 9513.JP J12915104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 35
2.1 Elect Director Kitamura, Masayoshi For For Mgmt
2.2 Elect Director Watanabe, Toshifumi For For Mgmt
2.3 Elect Director Murayama, Hitoshi For For Mgmt
2.4 Elect Director Uchiyama, Masato For For Mgmt
2.5 Elect Director Eto, Shuji For For Mgmt
2.6 Elect Director Urashima, Akihito For For Mgmt
2.7 Elect Director Onoi, Yoshiki For For Mgmt
2.8 Elect Director Minaminosono, Hiromi For For Mgmt
2.9 Elect Director Sugiyama, Hiroyasu For For Mgmt
2.10 Elect Director Tsukuda, Hideki For For Mgmt
2.11 Elect Director Honda, Makoto For For Mgmt
2.12 Elect Director Kajitani, Go For For Mgmt
2.13 Elect Director Ito, Tomonori For For Mgmt
2.14 Elect Director John Buchanan For For Mgmt
3 Appoint Statutory Auditor Kawatani, Shinichi For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Japan Petroleum Exploration Ltd. 1662.JP J2740Q103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 10
2.1 Elect Director Watanabe, Osamu For Against Mgmt
2.2 Elect Director Okada, Hideichi For Against Mgmt
2.3 Elect Director Ishii, Shoichi For For Mgmt
2.4 Elect Director Fukasawa, Hikaru For For Mgmt
2.5 Elect Director Higai, Yosuke For For Mgmt
2.6 Elect Director Masui, Yasuhiro For For Mgmt
2.7 Elect Director Ozeki, Kazuhiko For For Mgmt
2.8 Elect Director Inoue, Takahisa For For Mgmt
2.9 Elect Director Ito, Hajime For For Mgmt
2.10 Elect Director Tanaka, Hirotaka For For Mgmt
2.11 Elect Director Hirata, Toshiyuki For For Mgmt
2.12 Elect Director Kawaguchi, Yoriko For For Mgmt
2.13 Elect Director Kojima, Akira For For Mgmt
2.14 Elect Director Ito, Tetsuo For Against Mgmt
3.1 Appoint Statutory Auditor Ishizeki, Morio For For Mgmt
3.2 Appoint Statutory Auditor Uchida, Kenji For For Mgmt
4 Approve Annual Bonus For For Mgmt
5 Approve Takeover Defense Plan (Poison Pill) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 JXTG Holdings Inc. 5020.JP J5484F100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 8
2.1 Elect Director Kimura, Yasushi For For Mgmt
2.2 Elect Director Uchida, Yukio For For Mgmt
2.3 Elect Director Muto, Jun For For Mgmt
2.4 Elect Director Kawada, Junichi For For Mgmt
2.5 Elect Director Onoda, Yasushi For For Mgmt
2.6 Elect Director Adachi, Hiroji For For Mgmt
2.7 Elect Director Ota, Katsuyuki For For Mgmt
2.8 Elect Director Sugimori, Tsutomu For For Mgmt
2.9 Elect Director Hirose, Takashi For For Mgmt
2.10 Elect Director Miyake, Shunsaku For For Mgmt
2.11 Elect Director Oi, Shigeru For For Mgmt
2.12 Elect Director Taguchi, Satoshi For For Mgmt
2.13 Elect Director Ota, Hiroko For For Mgmt
2.14 Elect Director Otsuka, Mutsutake For For Mgmt
2.15 Elect Director Kondo, Seiichi For For Mgmt
2.16 Elect Director Miyata, Yoshiiku For For Mgmt
3 Appoint Statutory Auditor Nakajima, Yuji For For Mgmt
4 Approve Trust-Type Equity Compensation Plan For For Mgmt
-53-
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Kansai Electric Power Co. Inc. 9503.JP J30169106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 25
2.1 Elect Director Yagi, Makoto For For Mgmt
2.2 Elect Director Iwane, Shigeki For For Mgmt
2.3 Elect Director Toyomatsu, Hideki For For Mgmt
2.4 Elect Director Kagawa, Jiro For For Mgmt
2.5 Elect Director Doi, Yoshihiro For For Mgmt
2.6 Elect Director Morimoto, Takashi For For Mgmt
2.7 Elect Director Inoue, Tomio For For Mgmt
2.8 Elect Director Sugimoto, Yasushi For For Mgmt
2.9 Elect Director Yukawa, Hidehiko For For Mgmt
2.10 Elect Director Oishi, Tomihiko For For Mgmt
2.11 Elect Director Shimamoto, Yasuji For For Mgmt
2.12 Elect Director Inoue, Noriyuki For For Mgmt
2.13 Elect Director Okihara, Takamune For For Mgmt
2.14 Elect Director Kobayashi, Tetsuya For For Mgmt
3.1 Appoint Statutory Auditor Yashima, Yasuhiro For For Mgmt
3.2 Appoint Statutory Auditor Otsubo, Fumio For For Mgmt
4 Amend Articles to Phase out Use of Nuclear Energy and Against Against ShrHlder
Fossil Fuel Energy and to Promote Renewable Energy
5 Amend Articles to Require Detailed Shareholder Meeting Against Against ShrHlder
Minutes Disclosure
6 Amend Articles to Introduce Provision on Corporate Social Against Against ShrHlder
Responsibility to Promote Operational Sustainability
7 Amend Articles to Introduce Provision on Corporate Social Against Against ShrHlder
Responsibility related to Information Disclosure
8 Amend Articles to Introduce Provision on Corporate Social Against Against ShrHlder
Responsibility related to Human Resource Development and
Technology Development
9 Amend Articles to Introduce Provision on Corporate Social Against Against ShrHlder
Responsibility related to Energy Saving
10 Approve Income Allocation, with a Final Dividend of JPY 5 Against Against ShrHlder
Higher than Management's Dividend Proposal
11 Remove President Shigeki Iwane from Office Against Against ShrHlder
12 Amend Articles to Require Disclosure of Compensation of Against For ShrHlder
Individual Directors and its Calculation Base
13 Amend Articles to Launch Committee on Promotion of Work Against Against ShrHlder
Sustainability
14 Amend Articles to Ban Reprocessing of Spent Nuclear Fuel Against Against ShrHlder
and Abandon Recycling Projects
15 Amend Articles to Launch Committee to Review Risks Against Against ShrHlder
associated with Aging Nuclear Plants and Resumption of
Nuclear Operation after Long-time Suspension
16 Amend Articles to Ban Operation of Nuclear Power Against Against ShrHlder
Generation
17 Amend Articles to Promote Maximum Disclosure to Gain Against Against ShrHlder
Consumer Trust
18 Amend Articles to Require Disclosure of Compensation of Against For ShrHlder
Individual Directors
19 Amend Articles to Encourage Dispersed Renewable and Against Against ShrHlder
Natural Gas Power
20 Amend Articles to Encourage Dispersed Renewable and Against Against ShrHlder
Natural Gas Power
21 Amend Articles to Cease Nuclear Operations and Against Against ShrHlder
Decommission All Nuclear Facilities as Soon as Possible
22 Amend Articles to Commit to Nurture of Work Climate Against Against ShrHlder
Conducive to Improving Quality of Nuclear Safety
Mechanisms Through Debate Among Employees
23 Amend Articles to Ban Hiring or Service on the Board or Against Against ShrHlder
at the Company by Former Government Officials
24 Amend Articles to Reduce Maximum Board Size from 20 to 10 Against Against ShrHlder
and Require Majority Outsider Board
25 Amend Articles to End Reliance on Nuclear Power Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Konami Holdings Corp. 9766.JP J35996107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kozuki, Kagemasa For For Mgmt
1.2 Elect Director Kozuki, Takuya For For Mgmt
1.3 Elect Director Nakano, Osamu For For Mgmt
1.4 Elect Director Sakamoto, Satoshi For For Mgmt
1.5 Elect Director Higashio, Kimihiko For For Mgmt
1.6 Elect Director Matsura, Yoshihiro For For Mgmt
1.7 Elect Director Gemma, Akira For For Mgmt
1.8 Elect Director Yamaguchi, Kaori For For Mgmt
1.9 Elect Director Kubo, Kimito For For Mgmt
2.1 Appoint Statutory Auditor Furukawa, Shinichi For For Mgmt
2.2 Appoint Statutory Auditor Maruoka, Minoru For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Mazda Motor Corp. 7261.JP J41551102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 20
2.1 Elect Director Nakamine, Yuji For For Mgmt
2.2 Elect Director Inamoto, Nobuhide For For Mgmt
2.3 Elect Director Ono, Mitsuru For For Mgmt
2.4 Elect Director Sakai, Ichiro For For Mgmt
2.5 Elect Director Jono, Kazuaki For For Mgmt
3.1 Appoint Statutory Auditor Yasuda, Masahiro For For Mgmt
3.2 Appoint Statutory Auditor Hirasawa, Masahide For Against Mgmt
3.3 Appoint Statutory Auditor Tamano, Kunihiko For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 NOK Corp. 7240.JP J54967104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 25
2.1 Elect Director Tsuru, Masato For For Mgmt
2.2 Elect Director Doi, Kiyoshi For For Mgmt
2.3 Elect Director Iida, Jiro For For Mgmt
2.4 Elect Director Kuroki, Yasuhiko For For Mgmt
2.5 Elect Director Watanabe, Akira For For Mgmt
2.6 Elect Director Nagasawa, Shinji For For Mgmt
2.7 Elect Director Tsuru, Tetsuji For For Mgmt
2.8 Elect Director Kobayashi, Toshifumi For For Mgmt
2.9 Elect Director Hogen, Kensaku For For Mgmt
2.10 Elect Director Fujioka, Makoto For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Seiko Epson Corp. 6724.JP J7030F105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 30
2.1 Elect Director Usui, Minoru For For Mgmt
2.2 Elect Director Inoue, Shigeki For For Mgmt
2.3 Elect Director Kubota, Koichi For For Mgmt
2.4 Elect Director Kawana, Masayuki For For Mgmt
2.5 Elect Director Seki, Tatsuaki For For Mgmt
2.6 Elect Director Omiya, Hideaki For For Mgmt
2.7 Elect Director Matsunaga, Mari For For Mgmt
3 Approve Annual Bonus For For Mgmt
4 Approve Takeover Defense Plan (Poison Pill) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Sumitomo Electric Industries Ltd. 5802.JP J77411114
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 23
2.1 Elect Director Inoue, Osamu For For Mgmt
2.2 Elect Director Hato, Hideo For For Mgmt
2.3 Elect Director Shirayama, Masaki For For Mgmt
3.1 Appoint Statutory Auditor Hayashi, Akira For For Mgmt
3.2 Appoint Statutory Auditor Watanabe, Katsuaki For Against Mgmt
4 Approve Annual Bonus For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Suzuken Co Ltd 9987.JP J78454105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Articles to Amend Business Lines - Indemnify For For Mgmt
Directors - Clarify Provisions on Alternate Statutory
Auditors - Indemnify Statutory Auditors
2.1 Elect Director Bessho, Yoshiki For For Mgmt
2.2 Elect Director Miyata, Hiromi For For Mgmt
2.3 Elect Director Asano, Shigeru For For Mgmt
2.4 Elect Director Saito, Masao For For Mgmt
2.5 Elect Director Izawa, Yoshimichi For For Mgmt
2.6 Elect Director Tamura, Hisashi For For Mgmt
2.7 Elect Director Ueda, Keisuke For For Mgmt
2.8 Elect Director Iwatani, Toshiaki For For Mgmt
2.9 Elect Director Usui, Yasunori For For Mgmt
3 Appoint Statutory Auditor Takeda, Noriyuki For For Mgmt
4 Appoint Alternate Statutory Auditor Takahashi, Masahiko For For Mgmt
5 Approve Equity Compensation Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Takeda Pharmaceutical Co. Ltd. 4502.JP J8129E108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 90
2.1 Elect Director Christophe Weber For For Mgmt
2.2 Elect Director Iwasaki, Masato For For Mgmt
2.3 Elect Director Andrew Plump For For Mgmt
2.4 Elect Director James Kehoe For For Mgmt
2.5 Elect Director Fujimori, Yoshiaki For For Mgmt
2.6 Elect Director Higashi, Emiko For For Mgmt
2.7 Elect Director Michel Orsinger For For Mgmt
2.8 Elect Director Sakane, Masahiro For For Mgmt
2.9 Elect Director Shiga, Toshiyuki For For Mgmt
3 Approve Annual Bonus For For Mgmt
4 Amend Articles to Add Provisions Prohibiting Appointment Against For ShrHlder
of Corporate Counselors or Advisors Who Will Give Advice
to Representative Directors
5 Remove Director and Chairman Yasuchika Hasegawa from Against Against ShrHlder
Office
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Tohoku Electric Power Co. Inc. 9506.JP J85108108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 20
2.1 Elect Director Kaiwa, Makoto For For Mgmt
2.2 Elect Director Harada, Hiroya For For Mgmt
2.3 Elect Director Sakamoto, Mitsuhiro For For Mgmt
2.4 Elect Director Watanabe, Takao For For Mgmt
2.5 Elect Director Okanobu, Shinichi For For Mgmt
2.6 Elect Director Tanae, Hiroshi For For Mgmt
2.7 Elect Director Hasegawa, Noboru For For Mgmt
2.8 Elect Director Yamamoto, Shunji For For Mgmt
2.9 Elect Director Miura, Naoto For For Mgmt
2.10 Elect Director Nakano, Haruyuki For For Mgmt
2.11 Elect Director Masuko, Jiro For For Mgmt
2.12 Elect Director Higuchi, Kojiro For For Mgmt
2.13 Elect Director Abe, Toshinori For For Mgmt
2.14 Elect Director Seino, Satoshi For For Mgmt
2.15 Elect Director Kondo, Shiro For For Mgmt
3 Amend Articles to Withdraw from Nuclear Power Generation Against Against ShrHlder
and Promote Renewable Energy
4 Amend Articles to Decommission Onagawa Nuclear Power Against Against ShrHlder
Station
5 Amend Articles to Withdraw from Nuclear Fuel Recycling Against Against ShrHlder
Business
6 Amend Articles to Add Provisions on Responsible Against Against ShrHlder
Management of Spent Nuclear Fuels
7 Amend Articles to Add Provisions on Priority Grid Access Against Against ShrHlder
for Renewable Energy
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Dai Nippon Printing Co. Ltd. 7912.JP J10584100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 16
2 Approve Reverse Stock Split to Comply with Exchange For For Mgmt
Mandate and Decrease Authorized Capital in Proportion to
Reverse Stock Split
3.1 Elect Director Kitajima, Yoshitoshi For Against Mgmt
3.2 Elect Director Takanami, Koichi For For Mgmt
3.3 Elect Director Yamada, Masayoshi For For Mgmt
3.4 Elect Director Kitajima, Yoshinari For For Mgmt
3.5 Elect Director Wada, Masahiko For For Mgmt
3.6 Elect Director Morino, Tetsuji For For Mgmt
3.7 Elect Director Kanda, Tokuji For For Mgmt
3.8 Elect Director Kitajima, Motoharu For For Mgmt
3.9 Elect Director Saito, Takashi For For Mgmt
3.10 Elect Director Inoue, Satoru For For Mgmt
3.11 Elect Director Tsukada, Tadao For For Mgmt
3.12 Elect Director Miyajima, Tsukasa For For Mgmt
4 Appoint Statutory Auditor Nomura, Kuniaki For For Mgmt
-54-
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 FUJIFILM Holdings Corp. 4901.JP J14208102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 35
2.1 Elect Director Komori, Shigetaka For For Mgmt
2.2 Elect Director Sukeno, Kenji For For Mgmt
2.3 Elect Director Tamai, Koichi For For Mgmt
2.4 Elect Director Toda, Yuzo For For Mgmt
2.5 Elect Director Shibata, Norio For For Mgmt
2.6 Elect Director Yoshizawa, Masaru For For Mgmt
2.7 Elect Director Kawada, Tatsuo For For Mgmt
2.8 Elect Director Kaiami, Makoto For For Mgmt
2.9 Elect Director Kitamura, Kunitaro For For Mgmt
3 Appoint Statutory Auditor Mishima, Kazuya For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Haseko Corp. 1808.JP J18984104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 30
2.1 Elect Director Oguri, Ikuo For For Mgmt
2.2 Elect Director Tsuji, Noriaki For For Mgmt
2.3 Elect Director Muratsuka, Shosuke For For Mgmt
2.4 Elect Director Imanaka, Yuhei For For Mgmt
2.5 Elect Director Ikegami, Kazuo For For Mgmt
2.6 Elect Director Amano, Kohei For For Mgmt
2.7 Elect Director Kogami, Tadashi For For Mgmt
3 Appoint Statutory Auditor Ikegami, Takeshi For For Mgmt
4 Approve Trust-Type Equity Compensation Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Kajima Corp. 1812.JP J29223120
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 13
2.1 Elect Director Oshimi, Yoshikazu For For Mgmt
2.2 Elect Director Atsumi, Naoki For For Mgmt
2.3 Elect Director Tashiro, Tamiharu For For Mgmt
2.4 Elect Director Koizumi, Hiroyoshi For For Mgmt
2.5 Elect Director Uchida, Ken For For Mgmt
2.6 Elect Director Furukawa, Koji For For Mgmt
2.7 Elect Director Sakane, Masahiro For For Mgmt
2.8 Elect Director Saito, Kiyomi For For Mgmt
3 Appoint Statutory Auditor Fukada, Koji For For Mgmt
4 Amend Performance-Based Cash Compensation Ceiling For For Mgmt
Approved at 2007 AGM for Directors
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Meiji Holdings Co Ltd 2269.JP J41729104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Matsuo, Masahiko For For Mgmt
1.2 Elect Director Saza, Michiro For For Mgmt
1.3 Elect Director Shiozaki, Koichiro For For Mgmt
1.4 Elect Director Furuta, Jun For For Mgmt
1.5 Elect Director Iwashita, Shuichi For For Mgmt
1.6 Elect Director Kawamura, Kazuo For For Mgmt
1.7 Elect Director Kobayashi, Daikichiro For For Mgmt
1.8 Elect Director Sanuki, Yoko For For Mgmt
1.9 Elect Director Iwashita, Tomochika For For Mgmt
1.10 Elect Director Murayama, Toru For For Mgmt
2.1 Appoint Statutory Auditor Matsuzumi, Mineo For For Mgmt
2.2 Appoint Statutory Auditor Tanaka, Hiroyuki For For Mgmt
2.3 Appoint Statutory Auditor Watanabe, Hajime For For Mgmt
2.4 Appoint Statutory Auditor Ando, Makoto For For Mgmt
3 Appoint Alternate Statutory Auditor Imamura, Makoto For For Mgmt
4 Approve Equity Compensation Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Mitsubishi Estate Co Ltd 8802.JP J43916113
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 11
2.1 Elect Director Sugiyama, Hirotaka For For Mgmt
2.2 Elect Director Yoshida, Junichi For For Mgmt
2.3 Elect Director Kato, Jo For For Mgmt
2.4 Elect Director Tanisawa, Junichi For For Mgmt
2.5 Elect Director Katayama, Hiroshi For For Mgmt
2.6 Elect Director Nishigai, Noboru For For Mgmt
2.7 Elect Director Yanagisawa, Yutaka For For Mgmt
2.8 Elect Director Okusa, Toru For For Mgmt
2.9 Elect Director Matsuhashi, Isao For For Mgmt
2.10 Elect Director Ebihara, Shin For For Mgmt
2.11 Elect Director Tomioka, Shu For For Mgmt
2.12 Elect Director Shirakawa, Masaaki For For Mgmt
2.13 Elect Director Nagase, Shin For For Mgmt
2.14 Elect Director Egami, Setsuko For For Mgmt
2.15 Elect Director Taka, Iwao For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Mitsubishi UFJ Financial Group 8306.JP J44497105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 9
2.1 Elect Director Kawakami, Hiroshi For For Mgmt
2.2 Elect Director Kawamoto, Yuko For For Mgmt
2.3 Elect Director Matsuyama, Haruka For For Mgmt
2.4 Elect Director Toby S. Myerson For For Mgmt
2.5 Elect Director Okuda, Tsutomu For For Mgmt
2.6 Elect Director Sato, Yukihiro For Against Mgmt
2.7 Elect Director Tarisa Watanagase For For Mgmt
2.8 Elect Director Yamate, Akira For For Mgmt
2.9 Elect Director Shimamoto, Takehiko For For Mgmt
2.10 Elect Director Okamoto, Junichi For For Mgmt
2.11 Elect Director Sono, Kiyoshi For For Mgmt
2.12 Elect Director Nagaoka, Takashi For For Mgmt
2.13 Elect Director Ikegaya, Mikio For For Mgmt
2.14 Elect Director Mike, Kanetsugu For For Mgmt
2.15 Elect Director Hirano, Nobuyuki For For Mgmt
2.16 Elect Director Kuroda, Tadashi For For Mgmt
2.17 Elect Director Tokunari, Muneaki For For Mgmt
2.18 Elect Director Yasuda, Masamichi For For Mgmt
3 Amend Articles to Require Individual Compensation Against For ShrHlder
Disclosure for Directors
4 Amend Articles to Separate Chairman of the Board and CEO Against For ShrHlder
5 Amend Articles to Create System that Enables Employees to Against Against ShrHlder
be Reinstated after Running for Office in National
Elections, Local Assembly Elections, and Elections for
the Heads of Local Governments
6 Amend Articles to Require Company to Urge Subsidiaries Against For ShrHlder
Owning Shares in Allied Firms to Vote Shares
Appropriately
7 Amend Articles to Disclose Director Training Policy Against Against ShrHlder
8 Amend Articles to Add Provisions on Communications and Against Against ShrHlder
Responses between Shareholders and Directors
9 Amend Articles to Add Provisions Allowing Shareholders to Against Against ShrHlder
Nominate Director Candidates to Nomination Committee and
Its Equal Treatment
10 Amend Articles to Allow Inclusion of Shareholder Against Against ShrHlder
Proposals in Convocation Notice with the Upper Limit of
100 at Minimum
11 Amend Articles to Establish Liaison for Reporting Against Against ShrHlder
Concerns to Audit Committee
12 Amend Articles to Mandate Holding of Meetings Consisting Against Against ShrHlder
Solely of Outside Directors
13 Amend Articles to Add Provisions on Recruitment and Offer Against Against ShrHlder
of Senior Positions to Women Who Interrupted Their
Careers for Childbirth
14 Amend Articles to Prohibit Discriminatory Treatment of Against Against ShrHlder
Activist Investors
15 Amend Articles to Establish Special Committee on Against Against ShrHlder
Expressing the Company's Opinion on Recent Actions by
Justice Minister Katsutoshi Kaneda
16 Amend Articles to Establish Special Investigation Against Against ShrHlder
Committee on Loans to K.K. Kenko
17 Remove Director Haruka Matsuyama from Office Against Against ShrHlder
18 Appoint Shareholder Director Nominee Lucian Bebchuk in Against Against ShrHlder
place of Haruka Matsuyama
19 Amend Articles to Hand over Petition Calling for Against Against ShrHlder
Refraining of Strongly Pursuing Negative Interest Rate
Policy to Governor of the Bank of Japan
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Nippon Paper Industries Co., Ltd. 3863.JP J56354103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 30
2.1 Elect Director Haga, Yoshio For Against Mgmt
2.2 Elect Director Manoshiro, Fumio For Against Mgmt
2.3 Elect Director Yamasaki, Kazufumi For For Mgmt
2.4 Elect Director Utsumi, Akihiro For For Mgmt
2.5 Elect Director Nozawa, Toru For For Mgmt
2.6 Elect Director Fujimori, Hirofumi For For Mgmt
2.7 Elect Director Ueda, Shoji For For Mgmt
2.8 Elect Director Aoyama, Yoshimitsu For For Mgmt
2.9 Elect Director Fujioka, Makoto For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Obayashi Corp. 1802.JP J59826107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 19
2.1 Elect Director Obayashi, Takeo For For Mgmt
2.2 Elect Director Shiraishi, Toru For For Mgmt
2.3 Elect Director Harada, Shozo For For Mgmt
2.4 Elect Director Tsuchiya, Kozaburo For For Mgmt
2.5 Elect Director Ura, Shingo For For Mgmt
2.6 Elect Director Kishida, Makoto For For Mgmt
2.7 Elect Director Miwa, Akihisa For For Mgmt
2.8 Elect Director Hasuwa, Kenji For For Mgmt
2.9 Elect Director Otsuka, Jiro For For Mgmt
2.10 Elect Director Otake, Shinichi For For Mgmt
2.11 Elect Director Koizumi, Shinichi For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Panasonic Corp 6752.JP J6354Y104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Articles to Amend Provisions on Director Titles For For Mgmt
2.1 Elect Director Nagae, Shusaku For For Mgmt
2.2 Elect Director Matsushita, Masayuki For For Mgmt
2.3 Elect Director Tsuga, Kazuhiro For For Mgmt
2.4 Elect Director Ito, Yoshio For For Mgmt
2.5 Elect Director Sato, Mototsugu For For Mgmt
2.6 Elect Director Oku, Masayuki For For Mgmt
2.7 Elect Director Tsutsui, Yoshinobu For For Mgmt
2.8 Elect Director Ota, Hiroko For For Mgmt
2.9 Elect Director Toyama, Kazuhiko For For Mgmt
2.10 Elect Director Ishii, Jun For For Mgmt
2.11 Elect Director Higuchi, Yasuyuki For For Mgmt
2.12 Elect Director Umeda, Hirokazu For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Sankyo Co. Ltd. (6417) 6417.JP J67844100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 75
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Shimizu Corp. 1803.JP J72445117
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 21
2.1 Elect Director Miyamoto, Yoichi For For Mgmt
2.2 Elect Director Inoue, Kazuyuki For For Mgmt
2.3 Elect Director Terada, Osamu For For Mgmt
2.4 Elect Director Okamoto, Tadashi For For Mgmt
2.5 Elect Director Imaki, Toshiyuki For For Mgmt
2.6 Elect Director Higashide, Koichiro For For Mgmt
2.7 Elect Director Yamaji, Toru For For Mgmt
2.8 Elect Director Ikeda, Koji For For Mgmt
2.9 Elect Director Shimizu, Motoaki For For Mgmt
2.10 Elect Director Takeuchi, Yo For For Mgmt
2.11 Elect Director Murakami, Aya For For Mgmt
3.1 Appoint Statutory Auditor Watanabe, Hideto For For Mgmt
3.2 Appoint Statutory Auditor Kaneko, Hatsuhito For Against Mgmt
4 Approve Annual Bonus For For Mgmt
-55-
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Sumitomo Heavy Industries, Ltd. 6302.JP J77497113
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 9
2 Approve Reverse Stock Split to Comply with Exchange For For Mgmt
Mandate and Decrease Authorized Capital in Proportion to
Reverse Stock Split
3.1 Elect Director Nakamura, Yoshinobu For For Mgmt
3.2 Elect Director Betsukawa, Shunsuke For For Mgmt
3.3 Elect Director Nishimura, Shinji For For Mgmt
3.4 Elect Director Tomita, Yoshiyuki For For Mgmt
3.5 Elect Director Tanaka, Toshiharu For For Mgmt
3.6 Elect Director Kojima, Eiji For For Mgmt
3.7 Elect Director Ide, Mikio For For Mgmt
3.8 Elect Director Shimomura, Shinji For For Mgmt
3.9 Elect Director Takahashi, Susumu For For Mgmt
3.10 Elect Director Kojima, Hideo For For Mgmt
4 Appoint Statutory Auditor Nakamura, Masaichi For For Mgmt
5 Appoint Alternate Statutory Auditor Kato, Tomoyuki For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Sumitomo Mitsui Financial Group, Inc. 8316.JP J7771X109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 75
2 Amend Articles to Abolish Board Structure with Statutory For For Mgmt
Auditors - Adopt Board Structure with Three Committees -
Amend Provisions on Director Titles - Indemnify Directors
3.1 Elect Director Miyata, Koichi For For Mgmt
3.2 Elect Director Kunibe, Takeshi For For Mgmt
3.3 Elect Director Takashima, Makoto For For Mgmt
3.4 Elect Director Ogino, Kozo For For Mgmt
3.5 Elect Director Ota, Jun For For Mgmt
3.6 Elect Director Tanizaki, Katsunori For For Mgmt
3.7 Elect Director Yaku, Toshikazu For For Mgmt
3.8 Elect Director Teramoto, Toshiyuki For For Mgmt
3.9 Elect Director Mikami, Toru For For Mgmt
3.10 Elect Director Kubo, Tetsuya For For Mgmt
3.11 Elect Director Matsumoto, Masayuki For For Mgmt
3.12 Elect Director Arthur M. Mitchell For For Mgmt
3.13 Elect Director Yamazaki, Shozo For For Mgmt
3.14 Elect Director Kono, Masaharu For For Mgmt
3.15 Elect Director Tsutsui, Yoshinobu For For Mgmt
3.16 Elect Director Shimbo, Katsuyoshi For For Mgmt
3.17 Elect Director Sakurai, Eriko For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Sumitomo Mitsui Trust Holdings, Inc. 8309.JP J0752J108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, With a Final Dividend of For For Mgmt
JPY 65
2 Amend Articles to Adopt Board Structure with Three For For Mgmt
Committees - Amend Provisions on Number of Directors -
Indemnify Directors - Reflect Changes in Law
3.1 Elect Director Okubo, Tetsuo For For Mgmt
3.2 Elect Director Araumi, Jiro For For Mgmt
3.3 Elect Director Takakura, Toru For For Mgmt
3.4 Elect Director Hashimoto, Masaru For For Mgmt
3.5 Elect Director Kitamura, Kunitaro For For Mgmt
3.6 Elect Director Tsunekage, Hitoshi For For Mgmt
3.7 Elect Director Yagi, Yasuyuki For For Mgmt
3.8 Elect Director Misawa, Hiroshi For For Mgmt
3.9 Elect Director Shinohara, Soichi For For Mgmt
3.10 Elect Director Suzuki, Takeshi For For Mgmt
3.11 Elect Director Araki, Mikio For For Mgmt
3.12 Elect Director Matsushita, Isao For For Mgmt
3.13 Elect Director Saito, Shinichi For For Mgmt
3.14 Elect Director Yoshida, Takashi For For Mgmt
3.15 Elect Director Kawamoto, Hiroko For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Sumitomo Osaka Cement Co. Ltd. 5232.JP J77734101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 5
2.1 Elect Director Sekine, Fukuichi For For Mgmt
2.2 Elect Director Suga, Yushi For For Mgmt
2.3 Elect Director Mukai, Katsuji For For Mgmt
2.4 Elect Director Yoshitomi, Isao For For Mgmt
2.5 Elect Director Yamamoto, Shigemi For For Mgmt
2.6 Elect Director Onishi, Toshihiko For For Mgmt
2.7 Elect Director Saida, Kunitaro For For Mgmt
2.8 Elect Director Watanabe, Akira For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Suzuki Motor Corp. 7269.JP J78529138
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of For For Mgmt
JPY 27
2 Amend Articles to Amend Provisions on Number of Directors For For Mgmt
3.1 Elect Director Suzuki, Osamu For For Mgmt
3.2 Elect Director Harayama, Yasuhito For For Mgmt
3.3 Elect Director Suzuki, Toshihiro For For Mgmt
3.4 Elect Director Nagao, Masahiko For For Mgmt
3.5 Elect Director Matsura, Hiroaki For For Mgmt
3.6 Elect Director Honda, Osamu For For Mgmt
3.7 Elect Director Iguchi, Masakazu For For Mgmt
3.8 Elect Director Tanino, Sakutaro For Against Mgmt
4 Approve Annual Bonus For For Mgmt
5 Approve Compensation Ceilings for Directors and Statutory For For Mgmt
Auditors
6 Approve Equity Compensation Plan For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Television Broadcasts Ltd. 511.HK Y85830100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Elect Li Ruigang as Director For For Mgmt
3 Elect Charles Chan Kwok Keung as Director For For Mgmt
4 Approve Vice Chairman's Fee For For Mgmt
5 Approve Increase in Director's Fee For For Mgmt
6 Approve PricewaterhouseCoopers as Auditor and Authorize For For Mgmt
Board to Fix Their Remuneration
7 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
8 Approve Extension of Book Close Period from 30 Days to 60 For For Mgmt
Days
9 Adopt Share Option Scheme and Related Transactions For Against Mgmt
10 Adopt Subsidiary Share Option Scheme of TVB Pay Vision For Against Mgmt
Holdings Limited and Related Transactions
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Toppan Printing Co. Ltd. 7911.JP 890747108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Adachi, Naoki For Against Mgmt
1.2 Elect Director Kaneko, Shingo For Against Mgmt
1.3 Elect Director Nagayama, Yoshiyuki For For Mgmt
1.4 Elect Director Maeda, Yukio For For Mgmt
1.5 Elect Director Okubo, Shinichi For For Mgmt
1.6 Elect Director Kakiya, Hidetaka For For Mgmt
1.7 Elect Director Ito, Atsushi For For Mgmt
1.8 Elect Director Arai, Makoto For For Mgmt
1.9 Elect Director Maro, Hideharu For For Mgmt
1.10 Elect Director Matsuda, Naoyuki For For Mgmt
1.11 Elect Director Sato, Nobuaki For For Mgmt
1.12 Elect Director Izawa, Taro For For Mgmt
1.13 Elect Director Sakuma, Kunio For For Mgmt
1.14 Elect Director Noma, Yoshinobu For For Mgmt
1.15 Elect Director Toyama, Ryoko For For Mgmt
1.16 Elect Director Ezaki, Sumio For For Mgmt
1.17 Elect Director Yamano, Yasuhiko For For Mgmt
1.18 Elect Director Ueki, Tetsuro For For Mgmt
1.19 Elect Director Yamanaka, Norio For For Mgmt
1.20 Elect Director Nakao, Mitsuhiro For For Mgmt
-56-
MEETING DATE COMPANY TICKER SECURITY ID
06/30/17 Neopost NEO.FP F65196119
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends of EUR 1.70 For For Mgmt
per Share
3 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
4 Approve Auditors' Special Report on Related-Party For For Mgmt
Transactions
5 Approve Remuneration of Directors in the Aggregate Amount For For Mgmt
of EUR 370,000
6 Non-Binding Vote on Compensation of Denis Thiery, CEO For For Mgmt
7 Approve Remuneration Policy of Denis Thiery, CEO For For Mgmt
8 Ratify Appointment of Helene Boulet-Supau as Director For For Mgmt
9 Acknowledge End of Mandate of Cornelius Geber as Director For For Mgmt
10 Reelect Eric Courteille as Director For For Mgmt
11 Reelect William Hoover Jr as Director For For Mgmt
12 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
13 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
with Preemptive Rights up to Aggregate Nominal Amount of
EUR 15 Million
14 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 3.4 Million
15 Approve Issuance of Equity or Equity-Linked Securities For For Mgmt
for Private Placements, up to Aggregate Nominal Amount of
EUR 3.4 Million
16 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 3.4 Million
17 Approve Issuance of Equity or Equity-Linked Securities For For Mgmt
for Private Placements, up to Aggregate Nominal Amount of
EUR 3.4 Million
18 Authorize Board to Increase Capital in the Event of For For Mgmt
Additional Demand Related to Delegation Submitted to
Shareholder Vote Above
19 Authorize Capitalization of Reserves of Up to EUR 30 For For Mgmt
Million for Bonus Issue or Increase in Par Value
20 Authorize Capital Increase of up to 10 Percent of Issued For For Mgmt
Capital for Contributions in Kind
21 Authorize Capital Increase for Future Exchange Offers For For Mgmt
22 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
23 Approve Stock Purchase Plan Reserved for Employees of For For Mgmt
International Subsidiaries
24 Authorize up to 1.16 Percent of Issued Capital for Use For For Mgmt
in Restricted Stock Plans
25 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
26 Approve Issuance of Securities Convertible into Debt For For Mgmt
27 Authorize Filing of Required Documents/Other Formalities For For Mgmt
--------------------------------------------------------------------------------
First Trust RiverFront Dynamic Europe ETF
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1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends of EUR 1.70 For For Mgmt
per Share
3 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
4 Approve Auditors' Special Report on Related-Party For For Mgmt
Transactions
5 Approve Remuneration of Directors in the Aggregate Amount For For Mgmt
of EUR 370,000
6 Advisory Vote on Compensation of Denis Thiery, Chairman For For Mgmt
and CEO
7 Reelect Catherine Pourre as Director For For Mgmt
8 Reelect Eric Courteille as Director For For Mgmt
9 Reelect Denis Thiery as Director For Against Mgmt
10 Reelect William Hoover Jr as Director For For Mgmt
11 Reelect Jean-Paul Villot as Director For For Mgmt
12 Decision not to Renew the Mandate of Jacques Clay For For Mgmt
13 Elect Richard Troksa as Director For For Mgmt
14 Decision not to Renew the Mandate of Agnes Touraine For For Mgmt
15 Elect Virginie Fauvel as Director For For Mgmt
16 Renew Appointment of Finexsi Audit as Auditor For For Mgmt
17 Appoint Olivier Courau as Alternate Auditor For For Mgmt
18 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
19 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
with Preemptive Rights up to Aggregate Nominal Amount of
EUR 15 Million
20 Authorize Issuance of Equity without Preemptive Rights up For For Mgmt
to Aggregate Nominal Amount of EUR 3.4 Million
21 Approve Issuance of Equity for Private Placements, up to For For Mgmt
Aggregate Nominal Amount of EUR 3.4 Million
22 Authorize Issuance of Equity-Linked Securities without For For Mgmt
Preemptive Rights up to Aggregate Nominal Amount
of EUR 3.4 million
23 Approve Issuance of Equity-Linked Securities for Private For For Mgmt
Placements, up to Aggregate Nominal Amount of EUR 3.4
Million
24 Authorize Board to Increase Capital in the Event of For For Mgmt
Additional Demand Related to Delegation Submitted to
Shareholder Vote Above
25 Authorize Capitalization of Reserves of Up to EUR 30 For For Mgmt
Million for Bonus Issue or Increase in Par Value
26 Authorize Capital Increase of up to 10 Percent of Issued For For Mgmt
Capital for Contributions in Kind
27 Authorize Capital Increase for Future Exchange Offers For For Mgmt
28 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
29 Approve Stock Purchase Plan Reserved for Employees of For For Mgmt
International Subsidiaries
30 Authorize up to 400,000 Shares for Use in Restricted For For Mgmt
Stock Plans
31 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
32 Approve Issuance of Securities Convertible into Debt up For For Mgmt
to an Aggregate Nominal Amount of EUR 500 Million
33 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/04/16 London Stock Exchange Group plc LDNXF G5689U103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve the Deutsche Borse Acquisition by HoldCo in For For Mgmt
Connection with the Merger
2 Authorise Directors to Implement the Scheme and Amend For For Mgmt
Articles of Association
1 Approve Scheme of Arrangement For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/12/16 Accor AC.FP F00189120
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Contribution in Kind in the Form of FRHI Shares For For Mgmt
and its Remuneration in the Form of Accor Shares
2 Pursuant to Approval of Item 1, Issue 46.7 Million Shares For For Mgmt
3 Authorize Filing of Required Documents/Other Formalities For For Mgmt
4 Elect Ali Bouzarif as Director For For Mgmt
5 Elect Aziz Aluthman Fakhroo as Director For For Mgmt
6 Elect Sarmad Zok as Director For For Mgmt
7 Elect Jiang Qiong Er as Director For For Mgmt
8 Elect Isabelle Simon as Director For For Mgmt
9 Elect Natacha Valla as Director For For Mgmt
10 Approve Remuneration of Directors in the Aggregate Amount For For Mgmt
of EUR 1,12 Million
MEETING DATE COMPANY TICKER SECURITY ID
07/12/16 MITIE Group plc MTO.LN G6164F157
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Roger Matthews as Director For For Mgmt
5 Re-elect Ruby McGregor-Smith as Director For For Mgmt
6 Re-elect Suzanne Baxter as Director For For Mgmt
7 Re-elect Larry Hirst as Director For For Mgmt
8 Re-elect Jack Boyer as Director For For Mgmt
9 Re-elect Mark Reckitt as Director For For Mgmt
10 Reappoint Deloitte LLP as Auditors For For Mgmt
11 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
12 Authorise EU Political Donations and Expenditure For For Mgmt
13 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
14 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
15 Authorise Market Purchase of Ordinary Shares For For Mgmt
16 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
07/13/16 BT Group plc BT/A.LN G16612106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Sir Michael Rake as Director For For Mgmt
5 Re-elect Gavin Patterson as Director For For Mgmt
6 Re-elect Tony Ball as Director For For Mgmt
7 Re-elect Iain Conn as Director For For Mgmt
8 Re-elect Isabel Hudson as Director For For Mgmt
9 Re-elect Karen Richardson as Director For For Mgmt
10 Re-elect Nick Rose as Director For For Mgmt
11 Re-elect Jasmine Whitbread as Director For For Mgmt
12 Elect Mike Inglis as Director For For Mgmt
13 Elect Tim Hottges as Director For For Mgmt
14 Elect Simon Lowth as Director For For Mgmt
15 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
16 Authorise Board to Fix Remuneration of Auditors For For Mgmt
17 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
18 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
19 Authorise Market Purchase of Ordinary Shares For For Mgmt
20 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
21 Approve Political Donations For For Mgmt
-57-
MEETING DATE COMPANY TICKER SECURITY ID
07/14/16 Burberry Group plc BRBY.LN G1699R107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Sir John Peace as Director For For Mgmt
5 Re-elect Fabiola Arredondo as Director For For Mgmt
6 Re-elect Philip Bowman as Director For For Mgmt
7 Re-elect Ian Carter as Director For For Mgmt
8 Re-elect Jeremy Darroch as Director For For Mgmt
9 Re-elect Stephanie George as Director For For Mgmt
10 Re-elect Matthew Key as Director For For Mgmt
11 Re-elect Dame Carolyn McCall as Director For For Mgmt
12 Re-elect Christopher Bailey as Director For For Mgmt
13 Re-elect Carol Fairweather as Director For For Mgmt
14 Re-elect John Smith as Director For For Mgmt
15 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
16 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
17 Authorise EU Political Donations and Expenditure For For Mgmt
18 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
19 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
20 Authorise Market Purchase of Ordinary Shares For For Mgmt
21 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
07/19/16 Dairy Crest Group plc DCG.LN G2624G109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Mark Allen as Director For For Mgmt
5 Re-elect Tom Atherton as Director For For Mgmt
6 Re-elect Stephen Alexander as Director For For Mgmt
7 Re-elect Andrew Carr-Locke as Director For For Mgmt
8 Re-elect Sue Farr as Director For For Mgmt
9 Re-elect Richard Macdonald as Director For For Mgmt
10 Reappoint Ernst & Young LLP as Auditors For For Mgmt
11 Authorise Board to Fix Remuneration of Auditors For For Mgmt
12 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
13 Authorise EU Political Donations and Expenditure For For Mgmt
14 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
15 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
16 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
17 Authorise Market Purchase of Ordinary Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/19/16 Industria de Diseno Textil (INDITEX) IDEXF E6282J109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Standalone Financial Statements For For Mgmt
2 Approve Consolidated Financial Statements and Discharge For For Mgmt
of Board
3 Approve Allocation of Income and Dividends For For Mgmt
4.a Ratify Appointment of and Elect Pontegadea Inversiones SL For For Mgmt
as Director
4.b Elect Baronesa Kingsmill CBE as Director For For Mgmt
5.a Amend Article 4 Re: Registered Office For For Mgmt
5.b Amend Articles Re: Panel of the General Meetings, For For Mgmt
Deliberations and Adoption of Resolutions
5.c Amend Articles Re: Audit, Control and Remuneration For For Mgmt
Committees
5.d Amend Article 36 Re: Annual Accounts and Allocation of For For Mgmt
Financial Results
5.e Approve Restated Articles of Association For For Mgmt
6 Renew Appointment of Deloitte as Auditor For For Mgmt
7 Approve Restricted Stock Plan For For Mgmt
8 Authorize Share Repurchase Program For For Mgmt
9 Advisory Vote on Remuneration Report For For Mgmt
10 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
11 Receive Amendments to Board of Directors Regulations Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/19/16 The British Land Company plc BLND.LN G15540118
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Remuneration Policy For For Mgmt
4 Re-elect Aubrey Adams as Director For For Mgmt
5 Re-elect Lucinda Bell as Director For For Mgmt
6 Re-elect Simon Borrows as Director For For Mgmt
7 Re-elect John Gildersleeve as Director For For Mgmt
8 Re-elect Lynn Gladden as Director For For Mgmt
9 Re-elect Chris Grigg as Director For For Mgmt
10 Re-elect William Jackson as Director For For Mgmt
11 Re-elect Charles Maudsley as Director For For Mgmt
12 Re-elect Tim Roberts as Director For For Mgmt
13 Re-elect Tim Score as Director For For Mgmt
14 Re-elect Lord Turnbull as Director For For Mgmt
15 Re-elect Laura Wade-Gery as Director For For Mgmt
16 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
17 Authorise Board to Fix Remuneration of Auditors For For Mgmt
18 Approve Scrip Dividend For For Mgmt
19 Approve Political Donations and Expenditures For For Mgmt
20 Amend 2013 Long-Term Incentive Plan For For Mgmt
21 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
22 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
23 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
24 Authorise Market Purchase of Ordinary Shares For For Mgmt
25 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
07/20/16 Electrocomponents plc ECM.LN G29848101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Policy For For Mgmt
3 Approve Remuneration Report For For Mgmt
4 Approve Final Dividend For For Mgmt
5 Elect David Egan as Director For For Mgmt
6 Re-elect Bertrand Bodson as Director For For Mgmt
7 Re-elect Karen Guerra as Director For For Mgmt
8 Re-elect Paul Hollingworth as Director For For Mgmt
9 Re-elect Peter Johnson as Director For For Mgmt
10 Re-elect John Pattullo as Director For For Mgmt
11 Re-elect Lindsley Ruth as Director For For Mgmt
12 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
13 Authorise Board to Fix Remuneration of Auditors For For Mgmt
14 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
15 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
16 Authorise Market Purchase of Ordinary Shares For For Mgmt
17 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
18 Approve Long Term Incentive Plan 2016 For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/20/16 Experian plc EXPN.LN G32655105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Elect Luiz Fleury as Director For For Mgmt
4 Re-elect Brian Cassin as Director For For Mgmt
5 Re-elect Roger Davis as Director For For Mgmt
6 Re-elect Deirdre Mahlan as Director For For Mgmt
7 Re-elect Lloyd Pitchford as Director For For Mgmt
8 Re-elect Don Robert as Director For For Mgmt
9 Re-elect George Rose as Director For For Mgmt
10 Re-elect Paul Walker as Director For For Mgmt
11 Re-elect Kerry Williams as Director For For Mgmt
12 Appoint KPMG LLP as Auditors For For Mgmt
13 Authorise Board to Fix Remuneration of Auditors For For Mgmt
14 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
15 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
16 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
17 Authorise Market Purchase of Ordinary Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/20/16 Johnson Matthey plc JMAT.LN G51604109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Tim Stevenson as Director For For Mgmt
5 Re-elect Odile Desforges as Director For For Mgmt
6 Re-elect Alan Ferguson as Director For For Mgmt
7 Re-elect Robert MacLeod as Director For For Mgmt
8 Re-elect Colin Matthews as Director For For Mgmt
9 Re-elect Chris Mottershead as Director For For Mgmt
10 Re-elect John Walker as Director For For Mgmt
11 Reappoint KPMG LLP as Auditors For For Mgmt
12 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
13 Authorise EU Political Donations and Expenditure For For Mgmt
14 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
15 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
16 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
17 Authorise Market Purchase of Ordinary Shares For For Mgmt
18 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
-58-
MEETING DATE COMPANY TICKER SECURITY ID
07/21/16 Land Securities Group plc LAND.LN G5375M118
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Dame Alison Carnwath as Director For For Mgmt
5 Re-elect Robert Noel as Director For For Mgmt
6 Re-elect Martin Greenslade as Director For For Mgmt
7 Re-elect Kevin O'Byrne as Director For For Mgmt
8 Re-elect Simon Palley as Director For For Mgmt
9 Re-elect Christopher Bartram as Director For For Mgmt
10 Re-elect Stacey Rauch as Director For For Mgmt
11 Re-elect Cressida Hogg as Director For For Mgmt
12 Re-elect Edward Bonham Carter as Director For For Mgmt
13 Reappoint Ernst & Young LLP as Auditors For For Mgmt
14 Authorise Board to Fix Remuneration of Auditors For For Mgmt
15 Approve Political Donations and Expenditures For For Mgmt
16 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
18 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
19 Authorise Market Purchase of Ordinary Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/21/16 SABMiller plc SAB.LN G77395104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For Abstain Mgmt
3 Re-elect Jan du Plessis as Director For For Mgmt
4 Re-elect Alan Clark as Director For For Mgmt
5 Elect Domenic De Lorenzo as Director For For Mgmt
6 Re-elect Mark Armour as Director For For Mgmt
7 Re-elect Dave Beran as Director For For Mgmt
8 Re-elect Geoffrey Bible as Director For For Mgmt
9 Re-elect Dinyar Devitre as Director For For Mgmt
10 Re-elect Guy Elliott as Director For For Mgmt
11 Re-elect Lesley Knox as Director For For Mgmt
12 Re-elect Trevor Manuel as Director For For Mgmt
13 Re-elect Dr Dambisa Moyo as Director For For Mgmt
14 Re-elect Carlos Perez Davila as Director For For Mgmt
15 Re-elect Alejandro Santo Domingo Davila as Director For For Mgmt
16 Re-elect Helen Weir as Director For For Mgmt
17 Approve Final Dividend For For Mgmt
18 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
19 Authorise Board to Fix Remuneration of Auditors For For Mgmt
20 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
21 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
22 Authorise Market Purchase of Ordinary Shares For For Mgmt
23 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
07/22/16 Big Yellow Group plc BYG.LN G1093E108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Tim Clark as Director For For Mgmt
5 Re-elect Richard Cotton as Director For For Mgmt
6 Re-elect James Gibson as Director For For Mgmt
7 Re-elect Georgina Harvey as Director For For Mgmt
8 Re-elect Steve Johnson as Director For For Mgmt
9 Re-elect Adrian Lee as Director For For Mgmt
10 Re-elect Mark Richardson as Director For For Mgmt
11 Re-elect John Trotman as Director For For Mgmt
12 Re-elect Nicholas Vetch as Director For For Mgmt
13 Reappoint Deloitte LLP as Auditors For For Mgmt
14 Authorise Board to Fix Remuneration of Auditors For For Mgmt
15 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
16 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
18 Authorise Market Purchase of Ordinary Shares For For Mgmt
19 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
07/22/16 United Utilities Group plc UU/.LN G92755100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Approve Remuneration Report For For Mgmt
4 Re-elect Dr John McAdam as Director For For Mgmt
5 Re-elect Steve Mogford as Director For For Mgmt
6 Re-elect Stephen Carter as Director For For Mgmt
7 Re-elect Mark Clare as Director For For Mgmt
8 Re-elect Russ Houlden as Director For For Mgmt
9 Re-elect Brian May as Director For For Mgmt
10 Re-elect Sara Weller as Director For For Mgmt
11 Reappoint KPMG LLP as Auditors For For Mgmt
12 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
13 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
14 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
15 Authorise Market Purchase of Ordinary Shares For For Mgmt
16 Authorise the Company to Call General Meeting with 14 For For Mgmt
Working Days' Notice
17 Authorise EU Political Donations and Expenditure For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/25/16 Cranswick plc CWK.LN G2504J108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Kate Allum as Director For For Mgmt
5 Re-elect Mark Bottomley as Director For For Mgmt
6 Re-elect Jim Brisby as Director For For Mgmt
7 Re-elect Adam Couch as Director For For Mgmt
8 Re-elect Martin Davey as Director For For Mgmt
9 Re-elect Steven Esom as Director For For Mgmt
10 Re-elect Mark Reckitt as Director For For Mgmt
11 Reappoint Ernst & Young LLP as Auditors For For Mgmt
12 Authorise Board to Fix Remuneration of Auditors For For Mgmt
13 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
14 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
15 Authorise Market Purchase of Ordinary Shares For For Mgmt
16 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
07/25/16 National Grid plc NG.LN G6375K151
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Re-elect Sir Peter Gershon as Director For For Mgmt
4 Re-elect John Pettigrew as Director For For Mgmt
5 Re-elect Andrew Bonfield as Director For For Mgmt
6 Re-elect Dean Seavers as Director For For Mgmt
7 Elect Nicola Shaw as Director For For Mgmt
8 Re-elect Nora Mead Brownell as Director For For Mgmt
9 Re-elect Jonathan Dawson as Director For For Mgmt
10 Re-elect Therese Esperdy as Director For For Mgmt
11 Re-elect Paul Golby as Director For For Mgmt
12 Re-elect Ruth Kelly as Director For For Mgmt
13 Re-elect Mark Williamson as Director For For Mgmt
14 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
15 Authorise Board to Fix Remuneration of Auditors For For Mgmt
16 Approve Remuneration Report For For Mgmt
17 Authorise EU Political Donations and Expenditure For For Mgmt
18 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
19 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
20 Authorise Market Purchase of Ordinary Shares For For Mgmt
21 Authorise the Company to Call General Meeting with 14 For For Mgmt
Working Days' Notice
MEETING DATE COMPANY TICKER SECURITY ID
07/29/16 Vodafone Group plc VODI.GY G93882135
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Re-elect Gerard Kleisterlee as Director For For Mgmt
3 Re-elect Vittorio Colao as Director For For Mgmt
4 Re-elect Nick Read as Director For For Mgmt
5 Re-elect Sir Crispin Davis as Director For For Mgmt
6 Re-elect Dr Mathias Dopfner as Director For For Mgmt
7 Re-elect Dame Clara Furse as Director For For Mgmt
8 Re-elect Valerie Gooding as Director For For Mgmt
9 Re-elect Renee James as Director For For Mgmt
10 Re-elect Samuel Jonah as Director For For Mgmt
11 Re-elect Nick Land as Director For For Mgmt
12 Elect David Nish as Director For For Mgmt
13 Re-elect Philip Yea as Director For For Mgmt
14 Approve Final Dividend For For Mgmt
15 Approve Remuneration Report For For Mgmt
16 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
17 Authorise the Audit and Risk Committee to Fix For For Mgmt
Remuneration of Auditors
18 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
19 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
21 Authorise Market Purchase of Ordinary Shares For For Mgmt
22 Authorise EU Political Donations and Expenditure For For Mgmt
23 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
08/01/16 Snam SpA SRG.IM T8578L107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Plan for the Partial and Proportional Demerger of For For Mgmt
Snam SpA
1 Authorize Share Repurchase Program For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/02/16 WS Atkins plc ATK.LN G9809D108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Policy For For Mgmt
3 Approve Remuneration Report For For Mgmt
4 Accept Corporate Responsibility Review For For Mgmt
5 Approve Final Dividend For For Mgmt
6 Re-elect Catherine Bradley as Director For For Mgmt
7 Re-elect Fiona Clutterbuck as Director For For Mgmt
8 Re-elect Allan Cook as Director For For Mgmt
9 Re-elect James Cullens as Director For For Mgmt
10 Re-elect Heath Drewett as Director For For Mgmt
11 Re-elect Dr Uwe Krueger as Director For For Mgmt
12 Re-elect Allister Langlands as Director For For Mgmt
13 Re-elect Thomas Leppert as Director For For Mgmt
14 Re-elect Dr Raj Rajagopal as Director For For Mgmt
15 Elect Gretchen Watkins as Director For For Mgmt
16 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
17 Authorise Board to Fix Remuneration of Auditors For Abstain Mgmt
18 Authorise EU Political Donations and Expenditure For For Mgmt
19 Amend 2012 Long Term Incentive Plan For For Mgmt
20 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
21 Approve Increase in the Maximum Aggregate Directors' Fees For For Mgmt
22 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
23 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
24 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
25 Authorise Market Purchase of Ordinary Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/17/16 Koninklijke Boskalis Westminster NV BOKA.NA N14952266
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Not Voted Mgmt
2a Amend Articles Re: Cancellation of Voluntary Large For Not Voted Mgmt
Company Regime, Reduction of Authorized Capital and
Nominal Value Per Share, and Reflect Other Changes
2b Decrease Share Capital Through Decrease of Par Value Per For Not Voted Mgmt
Share
3 Other Business (Non-Voting) Not Voted Mgmt
4 Close Meeting Not Voted Mgmt
-59-
MEETING DATE COMPANY TICKER SECURITY ID
08/30/16 ARM Holdings plc ARM.LN G0483X122
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Cash Acquisition of ARM Holdings plc by SoftBank For For Mgmt
Group Corp
1 Approve Scheme of Arrangement For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/21/16 Diageo plc DGE.LN G42089113
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Peggy Bruzelius as Director For For Mgmt
5 Re-elect Lord Davies of Abersoch as Director For For Mgmt
6 Re-elect Ho KwonPing as Director For For Mgmt
7 Re-elect Betsy Holden as Director For For Mgmt
8 Re-elect Dr Franz Humer as Director For For Mgmt
9 Re-elect Nicola Mendelsohn as Director For For Mgmt
10 Re-elect Ivan Menezes as Director For For Mgmt
11 Re-elect Philip Scott as Director For For Mgmt
12 Re-elect Alan Stewart as Director For For Mgmt
13 Elect Javier Ferran as Director For For Mgmt
14 Elect Kathryn Mikells as Director For For Mgmt
15 Elect Emma Walmsley as Director For For Mgmt
16 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
17 Authorise Board to Fix Remuneration of Auditors For For Mgmt
18 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
19 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
20 Authorise Market Purchase of Ordinary Shares For For Mgmt
21 Authorise EU Political Donations and Expenditure For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/28/16 Anheuser-Busch InBev SA ABI.BB B6399C107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
A.1 Approve Matters Relating to the Acquisition of SABMiller For For Mgmt
plc by Anheuser-Busch InBev SA
B.2 Receive Special Board Report and Special Auditor Report Mgmt
Re: Item 1
B.3 Receive Information on Modifications to the Assets and Mgmt
Liabilities of the Merging Companies
B.4 Approve Transfer of Assets and Liabilities Re: SABMILLER For For Mgmt
plc and Anheuser-Busch Inbev SA Transaction
B.5 Approve Delisting Re: SABMILLER plc and Anheuser-Busch For For Mgmt
Inbev SA Transaction
C.6 Authorize Implementation of Approved Resolutions and For For Mgmt
Filing of Required Documents/Formalities at Trade
Registry
MEETING DATE COMPANY TICKER SECURITY ID
09/28/16 Ets Franz Colruyt COLR.BB B26882165
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive and Approve Directors' and Auditors' Reports, and For For Mgmt
Report of the Works Council
2 Approve Remuneration Report For Against Mgmt
3a Adopt Financial Statements For For Mgmt
3b Adopt Consolidated Financial Statements For For Mgmt
4 Approve Dividends of EUR 1.12 Per Share For For Mgmt
5 Approve Allocation of Income For Against Mgmt
6 Approve Profit Participation of Employees Through For For Mgmt
Allotment of Repurchased Shares of Colruyt
7 Reelect Francois Gillet as Director For Against Mgmt
8 Elect Korys, Permanently Represented by Jef Colruyt, as For Against Mgmt
Director
9 Ratify Ersnt & Young as Auditors For For Mgmt
10 Approve Discharge of Directors For For Mgmt
11 Approve Discharge of Auditors For For Mgmt
12 Transact Other Business Mgmt
I.1 Receive Special Board Report Re: Employee Stock Purchase Mgmt
Plan
I.2 Receive Special Auditor Report Re: Employee Stock Mgmt
Purchase Plan
I.3 Approve Employee Stock Purchase Plan Up To 1,000,000 For For Mgmt
Shares
I.4 Approve Fixing of the Price of Shares to Be Issued For For Mgmt
I.5 Eliminate Preemptive Rights Re: Item I.3 For For Mgmt
I.6 Approve Increase of Capital following Issuance of Equity For For Mgmt
without Preemptive Rights Re: Item I.3
I.7 Approve Subscription Period Re: Item I.3 For For Mgmt
I.8 Authorize Board to Implement Approved Resolutions and For For Mgmt
Fill Required Documents/Formalities at Trade Registry
II.1 Authorize Board to Repurchase Shares in the Event of a For Against Mgmt
Serious and Imminent Harm and Under Normal Conditions
II.2 Authorize Reissuance of Repurchased Shares Re: Item II.1 For Against Mgmt
II.3 Authorize Board to Reissue Repurchased Shares in order to For Against Mgmt
Prevent a Serious and Imminent Harm
II.4 Authorize Implementation of Approved Resolutions For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/18/16 Bureau Veritas BVI.FP F96888114
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Spin-Off Agreement with Bureau Veritas Marine et For For Mgmt
Offshore - Registre International de Classification de
Navires et de Plateformes Offshores SAS
2 Approve Spin-Off Agreement with Bureau Veritas GSIT SAS For For Mgmt
3 Approve Spin-Off Agreement with Bureau Veritas For For Mgmt
Exploitation SAS
4 Approve Spin-Off Agreement with Bureau Veritas For For Mgmt
Construction SAS
5 Approve Spin-Off Agreement with Bureau Veritas Services For For Mgmt
France SAS
6 Approve Spin-Off Agreement with Bureau Veritas Services For For Mgmt
SAS
7 Elect Stephanie Besnier as Director For Against Mgmt
8 Elect Claude Ehlinger as Director For Against Mgmt
9 Approve Remuneration of Directors in the Aggregate Amount For For Mgmt
of EUR 700,000
10 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/10/16 Koninklijke Boskalis Westminster NV BOKA.NA N14952266
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect I. Haaijer to Supervisory Board For For Mgmt
3 Other Business (Non-Voting) Mgmt
4 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/16/16 Barratt Developments plc BDEV.LN G08288105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Approve Special Dividend For For Mgmt
5 Elect Neil Cooper as Director For For Mgmt
6 Elect Jock Lennox as Director For For Mgmt
7 Re-elect John Allan as Director For For Mgmt
8 Re-elect David Thomas as Director For For Mgmt
9 Re-elect Steven Boyes as Director For For Mgmt
10 Re-elect Richard Akers as Director For For Mgmt
11 Re-elect Tessa Bamford as Director For For Mgmt
12 Re-elect Nina Bibby as Director For For Mgmt
13 Reappoint Deloitte LLP as Auditors For For Mgmt
14 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
15 Approve EU Political Donations and Expenditure For For Mgmt
16 Approve Sale of a Barratt Showhome by BDW Trading Limited For For Mgmt
to David Thomas
17 Approve Sale of a David Wilson Home by BDW Trading For For Mgmt
Limited to a Connected Person of David Thomas
18 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
19 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
20 Authorise Market Purchase of Ordinary Shares For For Mgmt
21 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
11/29/16 Wolseley plc WOS.LN G97278116
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Tessa Bamford as Director For For Mgmt
5 Re-elect John Daly as Director For For Mgmt
6 Re-elect Gareth Davis as Director For For Mgmt
7 Re-elect Pilar Lopez as Director For For Mgmt
8 Re-elect John Martin as Director For For Mgmt
9 Re-elect Alan Murray as Director For For Mgmt
10 Re-elect Frank Roach as Director For For Mgmt
11 Re-elect Darren Shapland as Director For For Mgmt
12 Re-elect Jacqueline Simmonds as Director For For Mgmt
13 Reappoint Deloitte LLP as Auditors For For Mgmt
14 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
15 Authorise EU Political Donations and Expenditure For For Mgmt
16 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
18 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
19 Authorise Market Purchase of Ordinary Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/02/16 Prosegur Compania de Seguridad S.A. PSG.SM E83453162
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Public Offering of Shares in Business Unit For For Mgmt
2 Approve Special Dividends For For Mgmt
3 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
MEETING DATE COMPANY TICKER SECURITY ID
12/05/16 Technip TEC.FP F90676101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger by Absorption of the Company by TechnipFMC For For Mgmt
2 Remove Double-Voting Rights for Long-Term Registered For For Mgmt
Shareholders
3 Authorize Dissolution Without Liquidation of the Company For For Mgmt
4 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/06/16 Christian Dior CDI.FP F26334106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Auditors' Special Report on Related-Party For Against Mgmt
Transactions
4 Approve Allocation of Income and Dividends of EUR 3.55 For For Mgmt
per Share
5 Ratify Appointment of Denis Dalibot as Director For Against Mgmt
6 Reelect Denis Dalibot as Director For Against Mgmt
7 Reelect Renaud Donnedieu de Vabres as Director For For Mgmt
8 Reelect Segolene Gallienne as Director For Against Mgmt
9 Reelect Christian de Labriffe as Director For Against Mgmt
10 Advisory Vote on Compensation of Bernard Arnault, For Against Mgmt
Chairman
11 Advisory Vote on Compensation of Sidney Toledano, CEO For Against Mgmt
12 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
13 Authorize Capitalization of Reserves of Up to EUR 80 For Against Mgmt
Million for Bonus Issue or Increase in Par Value
14 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
15 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
with Preemptive Rights up to Aggregate Nominal Amount of
EUR 80 Million
16 Authorize Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 80 Million
17 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
for up to 20 Percent of Issued Capital Per Year for
Private Placements, up to Aggregate Nominal
Amount of EUR 80 Million
18 Authorize Board to Set Issue Price for 10 Percent Per For Against Mgmt
Year of Issued Capital Pursuant to Issue Authority
without Preemptive Rights
19 Authorize Board to Increase Capital in the Event of For Against Mgmt
Additional Demand Related to Delegation Submitted to
Shareholder Vote Above
20 Authorize Capital Increase of Up to EUR 80 Million for For Against Mgmt
Future Exchange Offers
21 Authorize Capital Increase of up to 10 Percent of Issued For For Mgmt
Capital for Contributions in Kind
22 Authorize up to 1 Percent of Issued Capital for Use in For Against Mgmt
Stock Option Plans
23 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
24 Set Total Limit for Capital Increase to Result from All For For Mgmt
Issuance Requests at EUR 80 Million
-60-
MEETING DATE COMPANY TICKER SECURITY ID
12/09/16 Associated British Foods plc ABF.LN G05600138
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Remuneration Policy For For Mgmt
4 Approve Final Dividend For For Mgmt
5 Re-elect Emma Adamo as Director For For Mgmt
6 Re-elect John Bason as Director For For Mgmt
7 Re-elect Ruth Cairnie as Director For For Mgmt
8 Re-elect Timothy Clarke as Director For Against Mgmt
9 Re-elect Javier Ferran as Director For Against Mgmt
10 Re-elect Wolfhart Hauser as Director For For Mgmt
11 Elect Richard Reid as Director For For Mgmt
12 Re-elect Charles Sinclair as Director For Abstain Mgmt
13 Re-elect George Weston as Director For For Mgmt
14 Reappoint Ernst & Young LLP as Auditors For For Mgmt
15 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
16 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
18 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
19 Approve 2016 Long Term Incentive Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/16/16 Swedish Match Ab SWMA.SS W92277115
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting; Elect Chairman of Meeting For For Mgmt
2 Prepare and Approve List of Shareholders For For Mgmt
3 Designate Inspector(s) of Minutes of Meeting For For Mgmt
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Approve Agenda of Meeting For For Mgmt
6 Approve Extraordinary Dividends of SEK 9.50 Per Share For For Mgmt
7 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/24/17 Sodexo SW.FP F84941123
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 2.40 For For Mgmt
per Share and an Extra of EUR 0.24 per Share to Long-Term
Registered Shares
4 Approve Health Insurance Coverage Agreement with Sophie For For Mgmt
Bellon, Chairman of the Board
5 Approve Health Insurance Coverage Agreement with Michel For For Mgmt
Landel, CEO
6 Reelect Patricia Bellinger as Director For Against Mgmt
7 Reelect Michel Landel as Director For For Mgmt
8 Elect Cecile Tandeau as Director For For Mgmt
9 Renew Appointment of PricewaterhouseCoopers Audit as For For Mgmt
Auditor
10 Appoint Jean-Baptiste Deschryver as Alternate Auditor For For Mgmt
11 Approve Remuneration of Directors in the Aggregate Amount For For Mgmt
of EUR 735,000
12 Advisory Vote on Compensation of Pierre Bellon, Chairman For For Mgmt
of the Board until Jan. 26, 2016
13 Advisory Vote on Compensation of Sophie Bellon, Chairman For For Mgmt
of the Board since Jan. 26, 2016
14 Advisory Vote on Compensation of Michel Landel, CEO For For Mgmt
15 Authorize Repurchase of Up to 5 Percent of Issued Share For For Mgmt
Capital
16 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/01/17 Cofinimmo COFB.BB B25654136
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Special Board Report Re: Company Law Art. 604 Mgmt
2.1a Approve Issuance of Shares with Preemptive Rights For For Mgmt
2.1b Approve Issuance of Equity without Preemptive Rights up For For Mgmt
to EUR 225 Million
2.2 Amend Articles to Reflect Changes in Capital For For Mgmt
3 Approve Change-of-Control Clauses For For Mgmt
4 Authorize Implementation of Approved Resolutions and For For Mgmt
Filing of Required Documents/Formalities at Trade
Registry
MEETING DATE COMPANY TICKER SECURITY ID
02/01/17 Imperial Brands PLC IMB.LN G4721W102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Remuneration Policy For Against Mgmt
4 Approve Final Dividend For For Mgmt
5 Re-elect Alison Cooper as Director For For Mgmt
6 Elect Therese Esperdy as Director For For Mgmt
7 Re-elect David Haines as Director For For Mgmt
8 Re-elect Matthew Phillips as Director For For Mgmt
9 Elect Steven Stanbrook as Director For For Mgmt
10 Re-elect Oliver Tant as Director For For Mgmt
11 Re-elect Mark Williamson as Director For For Mgmt
12 Re-elect Karen Witts as Director For For Mgmt
13 Re-elect Malcolm Wyman as Director For For Mgmt
14 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
15 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
16 Authorise EU Political Donations and Expenditure For For Mgmt
17 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
18 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
19 Authorise Market Purchase of Ordinary Shares For For Mgmt
20 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
21 Adopt New Articles of Association For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/02/17 Compass Group plc CPG.LN G23296182
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Elect Stefan Bomhard as Director For For Mgmt
5 Re-elect Dominic Blakemore as Director For For Mgmt
6 Re-elect Richard Cousins as Director For For Mgmt
7 Re-elect Gary Green as Director For For Mgmt
8 Re-elect Johnny Thomson as Director For For Mgmt
9 Re-elect Carol Arrowsmith as Director For For Mgmt
10 Re-elect John Bason as Director For For Mgmt
11 Re-elect Don Robert as Director For For Mgmt
12 Re-elect Nelson Silva as Director For For Mgmt
13 Re-elect Ireena Vittal as Director For Against Mgmt
14 Re-elect Paul Walsh as Director For For Mgmt
15 Reappoint KPMG LLP as Auditors For For Mgmt
16 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
17 Approve Increase in the Limit on the Aggregate For For Mgmt
Remuneration of the Non-Executive Directors
18 Authorise Political Donations and Expenditure For For Mgmt
19 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
21 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Capital Investment
22 Authorise Market Purchase of Ordinary Shares For For Mgmt
23 Authorise the Company to Call General Meeting with 14 For For Mgmt
Working Days' Notice
MEETING DATE COMPANY TICKER SECURITY ID
02/16/17 Infineon Technologies AG IFX.GY D35415104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Mgmt
Fiscal 2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.22 For For Mgmt
per Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
5 Ratify KPMG AG as Auditors for Fiscal 2017 For For Mgmt
6 Elect Geraldine Picaud to the Supervisory Board For For Mgmt
7 Approve Affiliation Agreement with Subsidiary Infineon For For Mgmt
Technologies Mantel 28 GmbH
8 Approve Affiliation Agreement with Subsidiary Infineon For For Mgmt
Technologies Mantel 29 GmbH
MEETING DATE COMPANY TICKER SECURITY ID
02/20/17 Indra Sistemas S.A. IDR.SM E6271Z155
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Issuance of Shares in Connection with the For For Mgmt
Acquisition of Tecnocom, Telecomunicaciones y Energia SA
2 Receive Information on Issuance of Convertible Bonds Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/28/17 KONE Oyj KNEBV.FH X4551T105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of For For Mgmt
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Prepare and Approve List of Shareholders For For Mgmt
6 Receive Financial Statements and Statutory Reports Mgmt
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 1.5475 For For Mgmt
per Class A Share and EUR 1.55 per Class B Share
9 Approve Discharge of Board and President For For Mgmt
10 Approve Remuneration of Directors in the Amount of EUR For For Mgmt
54,000 for Chairman, EUR 44,000 for Vice Chairman, and
EUR 37,000 for Other Directors; Approve Attendance Fees
for Board and Committee Work
11 Fix Number of Directors at Eight For For Mgmt
12 Reelect Matti Alahuhta, Anne Brunila, Antti Herlin, Iiris For Against Mgmt
Herlin, Jussi Herlin, Ravi Kant, Juhani Kaskeala and
Sirpa Pietikainen as Directors
13 Approve Remuneration of Auditors For For Mgmt
14 Fix Number of Auditors at Two For For Mgmt
15 Ratify PricewaterhouseCoopers and Niina Vilske as For For Mgmt
Auditors
16 Authorize Share Repurchase Program For For Mgmt
17 Close Meeting Mgmt
-61-
MEETING DATE COMPANY TICKER SECURITY ID
02/28/17 The Sage Group plc SGE.LN G7771K134
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Re-elect Donald Brydon as Director For For Mgmt
4 Re-elect Neil Berkett as Director For For Mgmt
5 Re-elect Drummond Hall as Director For For Mgmt
6 Re-elect Steve Hare as Director For For Mgmt
7 Re-elect Jonathan Howell as Director For For Mgmt
8 Re-elect Stephen Kelly as Director For For Mgmt
9 Reappoint Ernst & Young LLP as Auditors For For Mgmt
10 Authorise the Audit and Risk Committee to Fix For For Mgmt
Remuneration of Auditors
11 Approve Remuneration Report For For Mgmt
12 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
13 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
14 Authorise Market Purchase of Ordinary Shares For For Mgmt
15 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
03/16/17 Banco Bilbao Vizcaya Argentaria, S.A. BBVA.SM E11805103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Approve Consolidated and Standalone Financial Statements For For Mgmt
1.2 Approve Allocation of Income and Dividends For For Mgmt
1.3 Approve Discharge of Board For For Mgmt
2.1 Reelect Jose Manuel Gonzalez-Paramo Martinez-Murillo as For For Mgmt
Director
2.2 Reelect Carlos Loring Martinez de Irujo as Director For For Mgmt
2.3 Reelect Susana Rodriguez Vidarte as Director For For Mgmt
2.4 Reelect Tomas Alfaro Drake as Director For For Mgmt
2.5 Reelect Lourdes Maiz Carro as Director For For Mgmt
3 Authorize Capitalization of Reserves for Scrip Dividends For For Mgmt
4 Authorize Increase in Capital up to 50 Percent via For For Mgmt
Issuance of Equity or Equity-Linked Securities, Excluding
Preemptive Rights of up to 20 Percent
5 Authorize Issuance of Convertible Bonds, Debentures, For For Mgmt
Warrants, and Other Debt Securities without Preemptive
Rights up to EUR 8 Billion
6 Approve Remuneration Policy For For Mgmt
7 Fix Maximum Variable Compensation Ratio For For Mgmt
8 Appoint KPMG Auditores as Auditor For For Mgmt
9 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
10 Advisory Vote on Remuneration Report For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/16/17 Danske Bank A/S DANSKE.DC K22272114
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Report of Board Mgmt
2 Accept Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation .of Income and Dividends of DKK 9.00 For For Mgmt
Per Share
4a Reelect Ole Andersen as Director For For Mgmt
4b Reelect Lars-Erik Brenoe as Director For For Mgmt
4c Reelect Urban Backstrom as Director For For Mgmt
4d Reelect Jorn Jensen as Director For For Mgmt
4e Reelect Rolv Ryssdal as Director For For Mgmt
4f Reelect Carol Sergeant as Director For For Mgmt
4g Reelect Hilde Tonne as Director For For Mgmt
4h Elect Martin Folke Tiveus as New Director For For Mgmt
5 Ratify Deloitte as Auditor For For Mgmt
6a Approve DKK 468.9 Million Reduction in Share Capital via For For Mgmt
Share Cancellation
6b Approve Creation of DKK 1 Billion Pool of Capital without For For Mgmt
Preemptive Rights
7 Authorize Share Repurchase Program For For Mgmt
8 Approve Remuneration in the Amount of DKK 1.8 Million for For For Mgmt
Chairman, DKK 787,500 for Vice Chairman and DKK 525,000
for Other Board Members; Approve Remuneration for
Committee Work
9 Approve Danske Bank Group's Remuneration Policy for 2016 For For Mgmt
10 Approve Proposal Requiring that Company may not Abolish Against Against ShrHlder
Cheques for its Danish Personal and Business Customers
11a Require to Release Gender-Specific Remuneration Against Against ShrHlder
Statistics for Its Employees
11b Set a Ceiling for Employee Share Options at DKK 50,000, Against Against ShrHlder
and no Employees in Management or Decision-Making
Capacity Regarding Sale/Exchange Listing may have Share
Options
11c Require Danske Bank to Invest 5% of Its Net Profit in Against Against ShrHlder
Green Technology
12 Require Danske Bank to Recognize and Report on the UN's Against Against ShrHlder
Climate Targets
13 Other Business Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/16/17 Nordea Bank AB NDA.SS W57996105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Chairman of Meeting For For Mgmt
2 Prepare and Approve List of Shareholders For For Mgmt
3 Approve Agenda of Meeting For For Mgmt
4 Designate Inspector(s) of Minutes of Meeting For For Mgmt
5 Acknowledge Proper Convening of Meeting For For Mgmt
6 Receive Financial Statements and Statutory Reports Mgmt
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 0.65 For For Mgmt
Per Share
9 Approve Discharge of Board and President For For Mgmt
10 Determine Number of Members (10) and Deputy Members (0) For For Mgmt
of Board
11 Determine Number of Auditors (1) and Deputy Auditors (0) For For Mgmt
12 Approve Remuneration of Directors in the Amount of EUR For For Mgmt
294,600 for Chairman, EUR 141,300 for Vice Chairman, and
EUR 91,950 for Other Directors; Approve Remuneration for
Committee Work; Approve Remuneration of Auditors
13 Reelect Bjorn Wahlroos, Robin Lawther, Lars Nordstrom, For For Mgmt
Sarah Russell, Silvija Seres, KariStadigh and Birger
Steen as Directors; Elect Pernille Erenbjerg, Maria
Varsellona and Lars Wollung as New Directors
14 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
15 Authorize Chairman of Board and Representatives of Four For For Mgmt
of Company's Largest Shareholders to Serve on Nominating
Committee
16 Approve Issuance of Convertible Instruments without For For Mgmt
Preemptive Rights
17 Authorize Share Repurchase Program For For Mgmt
18 Approve Remuneration Policy And Other Terms of Employment For For Mgmt
For Executive Management
19 Appointment of Auditor in a Foundation Managed by the For For Mgmt
Company
20a Adopt a Vision for Absolute Gender Equality on All Levels None Against ShrHlder
Within the Company
20b Instruct the Board to Set Up a Working Group Concerning None Against ShrHlder
Gender and Ethnicity Diversification Within the Company
20c Require the Results from the Working Group Concerning None Against ShrHlder
Item 20a to be Reported to the AGM
20d Request Board to Take Necessary Action to Create a None Against ShrHlder
Shareholders' Association
20e Prohibit Directors from Being Able to Invoice Director's None Against ShrHlder
Fees via Swedish and Foreign Legal Entities
20f Instruct the Nomination Committee to Pay Extra Attention None Against ShrHlder
to Questions Concerning Ethics, Gender, and Ethnicity
20g Instruct the Board to Prepare a Proposal for the None Against ShrHlder
Representation of Small- and Midsized Shareholders in the
Board and Nomination Committee
20h Request Board to Propose to the Appropriate Authority to None Against ShrHlder
Bring About a Changed Regulation in the Area
Relating to Item 20e
20i Request Board to Propose to the Swedish Government None Against ShrHlder
Legislation on the Abolition of Voting Power Differences
in Swedish Limited Liability Companies
20j Amend Articles Re: Former Politicians on the Board of None Against ShrHlder
Directors
MEETING DATE COMPANY TICKER SECURITY ID
03/21/17 DFDS A/S DFDS.DC K29758123
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Report of Board Mgmt
2 Accept Financial Statements and Statutory Reports; For For Mgmt
Approve Discharge of Management and Board
3 Approve Allocation of Income and Dividends of DKK 3.00 For For Mgmt
Per Share
4a Reelect Claus Hemmingsen as Director For For Mgmt
4b Reelect Jill Lauritzen Melby as Director For For Mgmt
4c Reelect Pernille Erenbjerg as Director For For Mgmt
4d Reelect Jorgen Jensen as Director For For Mgmt
4e Reelect Klaus Nyborg as Director For For Mgmt
4f Elect Marianne Dahl Steensen as Director For For Mgmt
5 Ratify Ernst&Young as Auditors For For Mgmt
6a Approve Remuneration of Directors in the Amount of DKK For For Mgmt
750,000 for Chairman, DKK 450,000 for Vice Chairman, and
DKK 300,000 for Other Members; Approve Remuneration for
Committee Work
6b Authorize Share Repurchase Program For For Mgmt
6c Approve DKK 60 Million Reduction in Share Capital via For For Mgmt
Share Cancellation
6d Amend Articles Re: Name Change of NASDAQ OMX Copenhagen For For Mgmt
A/S
6e Amend Articles Re: Bearer to Holder Shares For For Mgmt
6f Amend Articles Re: Change Reference to the Website to For For Mgmt
www.dfds.com
6g Amend Articles Re: Change Reference to Admission Cards For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/21/17 Outokumpu Oyj OUT1V.FH X61161109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of For For Mgmt
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Prepare and Approve List of Shareholders For For Mgmt
6 Receive Financial Statements and Statutory Reports Mgmt
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 0.10 For For Mgmt
Per Share
9 Approve Discharge of Board and President For For Mgmt
10 Receive Chairman's Review on the Remuneration Policy of Mgmt
the Company
11 Approve Remuneration of Directors in the Amount of EUR For For Mgmt
140,000 for Chairman, EUR 80,000 for Vice Chairman, and
EUR 60,000 for Other Directors; Approve Meeting Fees;
Approve Compensation for Committee Work
12 Fix Number of Directors at Eight; Reelect Markus For For Mgmt
Akermann, Roberto Gualdoni, Kati ter Horst, Heikki
Malinen, Saila Miettinen- Lahde, Jorma Ollila (Chairman),
and Olli Vaartimo as Directors; Elect Eeva Sipila as New
Director
13 Approve Remuneration of Auditors For For Mgmt
14 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
15 Amend Articles Re: Change Location of Registered Office For For Mgmt
to Helsinki; Venue of General Meeting; Editorial Changes
Concerning Auditor Qualifications
16 Approve that the Rights Attached to Certain Shares For For Mgmt
Entered in the Company's Joint Book-Entry Account be
Forfeited by Shareholders
17 Authorize Share Repurchase Program For For Mgmt
18 Approve Issuance of up to New 40 Million Shares without For For Mgmt
Preemptive Rights; Approve Reissuance of 40 Million
Treasury Shares without Preemptive Rights
19 Close Meeting Mgmt
-62-
MEETING DATE COMPANY TICKER SECURITY ID
03/21/17 SGS SA SGSN.VX H7485A108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Accept Financial Statements and Statutory Reports For For Mgmt
1.2 Approve Remuneration Report For For Mgmt
2 Approve Discharge of Board and Senior Management For For Mgmt
3 Approve Allocation of Income and Dividends of CHF 70 per For For Mgmt
Share
4.1a Reelect Paul Desmarais, jr. as Director For Against Mgmt
4.1b Reelect August von Finck as Director For Against Mgmt
4.1c Reelect August Francois von Finck as Director For Against Mgmt
4.1d Reelect Ian Gallienne as Director For Against Mgmt
4.1e Reelect Cornelius Grupp as Director For For Mgmt
4.1f Reelect Peter Kalantzis as Director For For Mgmt
4.1g Reelect Christopher Kirk as Director For Against Mgmt
4.1h Reelect Gerard Lamarche as Director For Against Mgmt
4.1i Reelect Sergio Marchionne as Director For Against Mgmt
4.1j Reelect Shelby R. du Pasquier as Director For For Mgmt
4.2 Reelect Sergio Marchionne as Board Chairman For Against Mgmt
4.3a Reelect August von Finck as Member of the Compensation For Against Mgmt
Committee
4.3b Reelect Ian Gallienne as Member of the Compensation For Against Mgmt
Committee
4.3c Reelect Shelby R. du Pasquier as Member of the For For Mgmt
Compensation Committee
4.4 Ratify Deloitte SA as Auditors For For Mgmt
4.5 Designate Jeandin and Defacqz as Independent Proxy For For Mgmt
5.1 Approve Remuneration of Directors in the Amount of CHF For For Mgmt
2.1 Million
5.2 Approve Fixed Remuneration of Executive Committee in the For Against Mgmt
Amount of CHF 9.3 Million
5.3 Approve Variable Remuneration of Executive Committee in For For Mgmt
the Amount of CHF 3.7 Million
6 Approve CHF 188,704 Reduction in Share Capital via the For For Mgmt
Cancellation of Repurchased Shares
7 Approve Creation of CHF 500,000 Pool of Capital without For For Mgmt
Preemptive Rights
8 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/23/17 Metso Corporation METSO.FH X53579102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of For For Mgmt
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Prepare and Approve List of Shareholders For For Mgmt
6 Receive Financial Statements and Statutory Reports; Mgmt
Receive Board's Report; Receive Auditor's Report
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 1.05 For For Mgmt
Per Share
9 Approve Discharge of Board and President For For Mgmt
10 Approve Remuneration of Directors in the Amount of EUR For For Mgmt
110,000 for Chairman, EUR 62,000 for Vice Chairman and
EUR 50,000 for Other Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
11 Fix Number of Directors at Seven For For Mgmt
12 Reelect Mikael Lilius (Chairman), Christer Gardell, Peter For For Mgmt
Carlsson, Ozey Horton, Lars Josefsson, Nina Kopola and
Arja Talma as Directors
13 Approve Remuneration of Auditors For For Mgmt
14 Ratify Ernst & Young as Auditors For For Mgmt
15 Authorize Share Repurchase Program For For Mgmt
16 Approve Charitable Donations of up to EUR 1 Million For For Mgmt
17 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/23/17 Terna SpA TRN.IM T9471R100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Articles 14.3 and 26.2 Re: Board of Directors and For For Mgmt
Board of Internal Auditors
MEETING DATE COMPANY TICKER SECURITY ID
03/23/17 Tieto Corp TIE1V.FH X90409115
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of For For Mgmt
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Prepare and Approve List of Shareholders For For Mgmt
6 Receive Financial Statements and Statutory Reports Mgmt
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 1.37 For For Mgmt
Per Share
9 Approve Discharge of Board and President For For Mgmt
10 Approve Remuneration of Directors in the Amount of EUR For For Mgmt
91,000 for Chairman, EUR 55,000 for Vice Chairman, and
EUR 36,000 for Other Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
11 Fix Number of Directors at Eight For For Mgmt
12 Reelect Kurt Jofs, Harri-Pekka Kaukonen, Johanna For For Mgmt
Lamminen, Sari Pajari, Endre Rangnes and Jonas Synnergren
as Directors; Elect Timo Ahopelto and Jonas Wistrom as as
New Directors
13 Approve Remuneration of Auditors For For Mgmt
14 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
15 Amend Articles Re: Change Location of Registered Office For For Mgmt
to Espoo; Editorial Changes Concerning Auditor Election
16 Authorize Share Repurchase Program For For Mgmt
17 Approve Issuance of up to 7.4 Million Shares without For For Mgmt
Preemptive Rights
18 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/23/17 Valmet Corp VALMT.FH X96478114
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of For For Mgmt
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Prepare and Approve List of Shareholders For For Mgmt
6 Receive Financial Statements and Statutory Reports Mgmt
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 0.42 For For Mgmt
Per Share
9 Approve Discharge of Board and President For For Mgmt
10 Approve Remuneration of Directors in the Amount of EUR For For Mgmt
100,000 for Chairman, EUR 60,000 for Vice Chairman and
EUR 48,000 for Other Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
11 Fix Number of Directors at Seven For For Mgmt
12 Reelect Bo Risberg (Chairman), Lone Fonss Schroder, For For Mgmt
Rogerio Ziviani, Aaro Cantell, Jouko Karvinen (Vice
Chair) and Tarja Tyni as Directors, Elect Eriikka
Soderstrom as New Director
13 Approve Remuneration of Auditors For For Mgmt
14 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
15 Authorize Share Repurchase Program For For Mgmt
16 Approve Issuance of up to 25 Million Shares without For For Mgmt
Preemptive Rights
17 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/24/17 Kemira Oyj KEMIRA.FH X44073108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of For For Mgmt
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Prepare and Approve List of Shareholders For For Mgmt
6 Receive Financial Statements and Statutory Reports; Mgmt
Receive the Board's Report; Receive Auditor's Report
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 0.53 For For Mgmt
Per Share
9 Approve Discharge of Board and President For For Mgmt
10 Approve Remuneration of Directors in the amount of EUR For For Mgmt
80,000 for Chairman, EUR 49,000 for Vice Chairman and EUR
39,000 for Other Directors; Approve Meeting Fees; Approve
Remuneration for Committee Work
11 Fix Number of Directors at Six; Reelect Wolfgang Buchele, For For Mgmt
Kaisa Hietala, Timo Lappalainen, Jari Paasikivi
(Chairman) and Kerttu Tuomas as Members; Elect Shirley
Cunningham as New Member
12 Approve Remuneration of Auditors For For Mgmt
13 Ratify Deloitte & Touche Ltd. as Auditors For For Mgmt
14 Authorize Share Repurchase Program For For Mgmt
15 Approve Issuance of up to 15.6 Million Shares without For For Mgmt
Preemptive Rights; Approve Reissuance of 7.8 Million
Treasury Shares
16 Approve Adoption of Shareholders' Nomination Board For For Mgmt
Charter
17 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/27/17 Holmen AB HOLMB.SS W4200N112
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect Chairman of Meeting For For Mgmt
3 Prepare and Approve List of Shareholders For For Mgmt
4 Approve Agenda of Meeting For For Mgmt
5 Designate Inspector(s) of Minutes of Meeting For For Mgmt
6 Acknowledge Proper Convening of Meeting For For Mgmt
7 Receive Financial Statements and Statutory Reports; Mgmt
Receive Auditors Report
8 Allow Questions Mgmt
9 Accept Financial Statements and Statutory Reports For For Mgmt
10 Approve Allocation of Income and Dividends of SEK 12 Per For For Mgmt
Share
11 Approve Discharge of Board and President For For Mgmt
12 Determine Number of Members (9) and Deputy Members (0) of For For Mgmt
Board; Determine Number of Auditors (1) and Deputy
Auditors (0)
13 Approve Remuneration of Directors in the Amount of SEK For For Mgmt
680,000 for Chairman and SEK 340,000 for Other Directors;
Approve Remuneration of Auditors
14 Reelect Fredrik Lundberg (Chairman), Carl Bennet, Lars For Against Mgmt
Josefsson, Lars Josefsson, Carl Kempe, Louise Lindh, Ulf
Lundahl, Henrik Sjolund and Henriette Zeuchner as
Directors
15 Ratify KPMG as Auditors For For Mgmt
16 Receive Information About Nomination Committee Before Mgmt
2018 AGM
17 Approve Remuneration Policy And Other Terms of Employment For For Mgmt
For Executive Management
18 Authorize Share Repurchase Program and Reissuance of For For Mgmt
Repurchased Shares
19 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/28/17 A.P. Moller - Maersk A/S MAERSKB.DC K0514G101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Accept Financial Statements and Statutory Reports For For Mgmt
3 Approve Discharge of Management and Board For For Mgmt
4 Approve Allocation of Income and Dividends of DKK 150 Per For For Mgmt
Share
5a Reelect Niels Jacobsen as Director For For Mgmt
5b Reelect Arne Karlsson as Director For For Mgmt
5c Reelect Dorothee Blessing as Director For For Mgmt
5d Reelect Niels Bjorn Christiansen as Director For For Mgmt
6 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
7a Authorize the Board to Decide on Extraordinary Dividends For For Mgmt
Prior to Next AGM
7b Approve Guidelines for Incentive-Based Compensation for For For Mgmt
Executive Management and Board
7c Approve Remuneration Guidelines for for Executive For For Mgmt
Management and Board
-63-
MEETING DATE COMPANY TICKER SECURITY ID
03/28/17 Genmab A/S GEN.DC K3967W102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Report of Board Mgmt
2 Accept Financial Statements and Statutory Reports; For For Mgmt
Approve Discharge of Management and Board
3 Approve Allocation of Income For For Mgmt
4a Reelect Mats Pettersson as Director For For Mgmt
4b Reelect Anders Gersel Pedersen as Director For For Mgmt
4c Reelect Pernille Erenbjerg as Director For For Mgmt
4d Reelect Paolo Paoletti as Director For For Mgmt
4e Elect Rolf Hoffmann as New Director For For Mgmt
4f Elect Deirdre P. Connelly as New Director For For Mgmt
5 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
6a Approve Guidelines for Incentive-Based Compensation for For Against Mgmt
Executive Management and Board
6b Approve Remuneration of Directors in the Amount of DKK For Against Mgmt
1.2 Million for Chairman, DKK 800,000 for Vice Chairman,
and DKK 400,000 for Other Directors; Approve Remuneration
for Committee Work; Approve Meeting Fees
6c Authorize Board to Issue Up to 500,000 Warrants to For Against Mgmt
Employees; Approve Creation of DKK 500,000 Pool of
Conditional Capital to Guarantee Conversion Rights
6d Amend Articles Re: Company Announcements in English Only For For Mgmt
7 Authorize Editorial Changes to Adopted Resolutions in For For Mgmt
Connection with Registration with Danish Authorities
8 Other Business Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/29/17 Getinge AB GETIB.SS W3443C107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect Chairman of Meeting For For Mgmt
3 Prepare and Approve List of Shareholders For For Mgmt
4 Approve Agenda of Meeting For For Mgmt
5 Designate Inspector(s) of Minutes of Meeting For For Mgmt
6 Acknowledge Proper Convening of Meeting For For Mgmt
7a Receive Financial Statements and Statutory Reports Mgmt
7b Receive Consolidated Financial Statements and Statutory Mgmt
Reports
7c Receive Auditor's Report on Application of Guidelines for Mgmt
Remuneration for Executive Management
7d Receive Board's Dividend Proposal Mgmt
8 Receive Board and Board Committee Reports Mgmt
9 Receive President's Report Mgmt
10 Accept Financial Statements and Statutory Reports For For Mgmt
11 Approve Allocation of Income and Dividends of SEK 2 Per For For Mgmt
Share
12 Approve Discharge of Board and President For For Mgmt
13 Amend Articles Re: Number of Directors For For Mgmt
14 Determine Number of Members (10) and Deputy Members (0) For For Mgmt
of Board; Determine Number of Auditors (1) and Deputy
Auditors (0)
15 Approve Remuneration of Directors in the Amount of SEK For For Mgmt
1.15 Million for Chairman and SEK 575,000 for Other
Directors; Approve Remuneration for Committee Work;
Approve Remuneration of Auditors
16a Reelect Carl Bennet as Director For For Mgmt
16b Reelect Johan Bygge as Director For For Mgmt
16c Reelect Cecilia Daun Wennborg as Director For For Mgmt
16d Reelect Johan Malmquist as Director For For Mgmt
16e Reelect Malin Persson as Director For For Mgmt
16f Reelect Johan Stern as Director For For Mgmt
16g Elect Barbro Friden as Director For For Mgmt
16h Elect Dan Frohm as Director For For Mgmt
16i Elect Sofia Hasselberg as Director For For Mgmt
16j Elect Mattias Perjos as Director For For Mgmt
16k Reelect Carl Bennet as Board Chairman For For Mgmt
17 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
18 Approve Remuneration Policy And Other Terms of Employment For For Mgmt
For Executive Management
19 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/29/17 NV BEKAERT SA BEKB.BB B09800135
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Authorize Board to Repurchase Shares in the Event of a For Against Mgmt
Serious and Imminent Harm and Under Normal Conditions
2 Approve Condition Precedent on Expiration of Former For For Mgmt
Repurchase Authorization
3 Approve Amendment to Matching Plan Re: Granting Matching For Against Mgmt
Shares
MEETING DATE COMPANY TICKER SECURITY ID
03/29/17 Upm-Kymmene Oy UPM.FH X9518S108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of For For Mgmt
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Prepare and Approve List of Shareholders For For Mgmt
6 Receive Financial Statements and Statutory Reports Mgmt
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 0.95 For For Mgmt
Per Share
9 Approve Discharge of Board and President For For Mgmt
10 Remuneration of Directors in the Amount of EUR 190,000 For For Mgmt
for Chairman, EUR 135,000 for Deputy Chairman and EUR
100,000 for Other Directors; Approve Compensation for
Committee Work
11 Fix Number of Directors at Ten For For Mgmt
12 Reelect Berndt Brunow, Henrik Ehrnrooth, Piia-Noora For For Mgmt
Kauppi, Wendy Lane, Jussi Pesonen, Ari Puheloinen,
Veli-Matti Reinikkala, Suzanne Thoma, Kim Wahl and Bjorn
Wahlroos as Directors.
13 Approve Remuneration of Auditors For For Mgmt
14 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
15 Authorize Share Repurchase Program For For Mgmt
16 Approve that the Rights Attached to 183,116 Shares For For Mgmt
Entered in the Company's Joint Book-Entry Account be
Forfeited
17 Authorize Charitable Donations For For Mgmt
18 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/30/17 Swedbank AB SWEDA.SS W94232100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect Chairman of Meeting For For Mgmt
3 Prepare and Approve List of Shareholders For For Mgmt
4 Approve Agenda of Meeting For For Mgmt
5 Designate Inspector(s) of Minutes of Meeting For For Mgmt
6 Acknowledge Proper Convening of Meeting For For Mgmt
7a Receive Financial Statements and Statutory Reports Mgmt
7b Receive Auditor's Report Mgmt
7c Receive President's Report Mgmt
8 Accept Financial Statements and Statutory Reports For For Mgmt
9 Approve Allocation of Income and Dividends of SEK 13.20 For For Mgmt
Per Share
10a Approve Discharge of Michael Wolf For For Mgmt
10b Approve Discharge of Anders Sundstrom For For Mgmt
10c Approve Discharge of Anders Igel For For Mgmt
10d Approve Discharge of Maj-Charlotte Wallin For For Mgmt
10e Approve Discharge of Lars Idermark For For Mgmt
10f Approve Discharge of Ulrika Francke For For Mgmt
10g Approve Discharge of Goran Hedman For For Mgmt
10h Approve Discharge of Pia Rudengren For For Mgmt
10i Approve Discharge of Karl-Henrik Sundstrom For For Mgmt
10j Approve Discharge of Siv Svensson For For Mgmt
10k Approve Discharge of Bodil Eriksson For For Mgmt
10l Approve Discharge of Peter Norman For For Mgmt
10m Approve Discharge of Birgitte Bonnesen For For Mgmt
10n Approve Discharge of Camilla Linder For For Mgmt
10o Approve Discharge of Roger Ljung For For Mgmt
10p Approve Discharge of Ingrid Friberg For For Mgmt
10q Approve Discharge of Karin Sandstrom For For Mgmt
11 Determine Number of Directors (9) and Deputy Directors For For Mgmt
(0)
12 Approve Remuneration of Directors in the Amount of SEK For For Mgmt
2.46 Million for Chairman, SEK 825,000 for Vice Chairman
and SEK 550,000 for Other Directors; Approve Remuneration
for Committee Work; Approve Remuneration of Auditors
13a Elect Mats Granryd as New Director For For Mgmt
13b Elect Bo Johansson as New Director For For Mgmt
13c Elect Annika Poutiainen as New Director For For Mgmt
13d Elect Magnus Uggla as New Director For For Mgmt
13e Reelect Lars Idermark as Director For For Mgmt
13f Reelect Ulrika Francke as Director For For Mgmt
13g Reelect Siv Svensson as Director For For Mgmt
13h Reelect Bodil Eriksson as Director For For Mgmt
13i Reelect Peter Norman as Director For For Mgmt
14 Elect Lars Idermark as Board Chairman For For Mgmt
15 Authorize Chairman of Board and Representatives of Five For For Mgmt
of Company's Largest Shareholders to Serve on Nominating
Committee
16 Approve Remuneration Policy And Other Terms of Employment For For Mgmt
For Executive Management
17 Authorize Repurchase Authorization for Trading in Own For For Mgmt
Shares
18 Authorize General Share Repurchase Program For For Mgmt
19 Approve Issuance of Convertibles without Preemptive For For Mgmt
Rights
20a Approve Common Deferred Share Bonus Plan (Eken 2017) For For Mgmt
20b Approve Deferred Share Bonus Plan for Key Employees (IP For For Mgmt
2016)
20c Approve Equity Plan Financing to Participants of 2017 and For For Mgmt
Previous Programs
21 Implement Lean Concept None Against ShrHlder
22a Adopt a Vision for Absolute Gender Equality on All Levels None Against ShrHlder
Within the Company
22b Instruct the Board to Set Up a Working Group Concerning None Against ShrHlder
Gender and Ethnicity Diversification Within the Company
22c Require the Results from the Working Group Concerning None Against ShrHlder
Item 22a and 22b to be Annually Published
22d Request Board to Take Necessary Action to Create a None Against ShrHlder
Shareholders' Association
22e Prohibit Directors from Being Able to Invoice Director's None Against ShrHlder
Fees via Swedish and Foreign Legal Entities
22f Amend Articles Re: Former Politicians on the Board of None Against ShrHlder
Directors
22g Request Board to Propose to the Swedish Government to None Against ShrHlder
Draw Attention to the Need for Introducing a "Cooling-Off
Period"
22h Instruct the Board to Prepare a Proposal for the None Against ShrHlder
Representation of Small- and Midsized Shareholders in the
Board and Nomination Committee
22i Instruct the Board to Perform an Investigation of to what None Against ShrHlder
Extent the Company has Participated in Tax Evasion (i.e.
the Panama Documents) and How the Internal and External
Control has Failed Regarding this Matter
23 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/31/17 Iberdrola S.A. IBDSF E6165F166
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated and Standalone Financial Statements For For Mgmt
2 Approve Consolidated and Standalone Management Reports For For Mgmt
3 Approve Discharge of Board For For Mgmt
4 Appoint KPMG Auditores as Auditor For For Mgmt
5 Amend Preamble of Bylaws For For Mgmt
6 Amend Articles 7 and 8 Re: Company's Commitment, Mission, For For Mgmt
Vision and Values
7 Amend Article 14 of General Meeting Regulations Re: Right For For Mgmt
to Information and Technical Improvements
8 Amend Articles 19 and 39 of General Meeting Regulations For For Mgmt
Re: Channels for Participation
9 Elect Juan Manuel Gonzalez Serna as Director For For Mgmt
10 Elect Francisco Martinez Corcoles as Director For For Mgmt
11 Approve Allocation of Income and Dividends For For Mgmt
12 Authorize Capitalization of Reserves for Scrip Dividends For For Mgmt
13 Authorize Capitalization of Reserves for Scrip Dividends For For Mgmt
14 Authorize Share Repurchase and Capital Reduction via For For Mgmt
Amortization of Repurchased Shares
15 Approve Restricted Stock Plan For For Mgmt
16 Advisory Vote on Remuneration Report For For Mgmt
17 Authorize Issuance of Non-Convertible Bonds/Debentures For For Mgmt
and/or Other Debt Securities up to EUR 20 Billion and
Issuance of Notes up to EUR 6 Billion
18 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
-64-
MEETING DATE COMPANY TICKER SECURITY ID
04/03/17 Swisscom AG SCMN.VX H8398N104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Accept Financial Statements and Statutory Reports For For Mgmt
1.2 Approve Remuneration Report For For Mgmt
2 Approve Allocation of Income and Dividends of CHF 22 per For For Mgmt
Share
3 Approve Discharge of Board and Senior Management For For Mgmt
4.1 Reelect Roland Abt as Director For For Mgmt
4.2 Reelect Valerie Berset Bircher as Director For For Mgmt
4.3 Reelect Alain Carrupt as Director For For Mgmt
4.4 Reelect Frank Esser as Director For For Mgmt
4.5 Reelect Barbara Frei as Director For For Mgmt
4.6 Reelect Catherine Muehlemann as Director For For Mgmt
4.7 Reelect Theophil Schlatter as Director For For Mgmt
4.8 Reelect Hansueli Loosli as Director For For Mgmt
4.9 Reelect Hansueli Loosli as Board Chairman For For Mgmt
5.1 Appoint Frank Esser as Member of the Compensation For For Mgmt
Committee
5.2 Appoint Barbara Frei as Member of the Compensation For For Mgmt
Committee
5.3 Appoint Hansueli Loosli as Member of the Compensation For For Mgmt
Committee
5.4 Appoint Theophil Schlatter as Member of the Compensation For For Mgmt
Committee
5.5 Appoint Renzo Simoni as Member of the Compensation For For Mgmt
Committee
6.1 Approve Remuneration of Directors in the Amount of CHF For For Mgmt
2.5 Million
6.2 Approve Remuneration of Executive Committee in the Amount For For Mgmt
of CHF 9.7 Million
7 Designate Reber Rechtsanwaelte as Independent Proxy For For Mgmt
8 Ratify KPMG AG as Auditors For For Mgmt
9 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/05/17 Neste Oyj NESTE.FH X5688A109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of For For Mgmt
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Prepare and Approve List of Shareholders For For Mgmt
6 Receive Financial Statements and Statutory Reports; Mgmt
Receive Board's Report; Receive Auditor's Report
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 1.30 For For Mgmt
Per Share
9 Approve Discharge of Board and President For For Mgmt
10 Approve Remuneration of Directors in the Amount of EUR For For Mgmt
66,000 for Chairman, EUR 49,200 for Vice Chairman, and
EUR 35,400 for Other Directors; Approve Attendance Fees
for Board and Committee Work
11 Fix Number of Directors at Eight For For Mgmt
12 Reelect Jorma Eloranta (Chairman), Laura Raitio, For For Mgmt
Jean-Baptiste Renard, Willem Schoeber and Marco Wiren as
Directors; Elect Matti Kahkonen, Martina Floel and Heike
van de Kerkhof as New Directors
13 Approve Remuneration of Auditors For For Mgmt
14 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
15 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/05/17 Telia Company AB TELIA.SS W95890104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Chairman of Meeting For For Mgmt
2 Prepare and Approve List of Shareholders For For Mgmt
3 Approve Agenda of Meeting For For Mgmt
4 Designate Inspector(s) of Minutes of Meeting For For Mgmt
5 Acknowledge Proper Convening of Meeting For For Mgmt
6 Receive Financial Statements and Statutory Reports; Mgmt
Receive Report by Chairman of the Board; Receive CEO's
report
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of SEK 2 Per For For Mgmt
Share
9 Approve Discharge of Board and President For For Mgmt
10 Determine Number of Directors (8) and Deputy Directors For For Mgmt
(0) of Board
11 Approve Remuneration of Directors in the Amount of SEK For For Mgmt
1.65 Million to Chair, SEK 795,000 to Vice Chair and SEK
560,000 to Other Directors; Approve Remuneration for
Committee Work
12a Reelect Susanna Campbell as Director For For Mgmt
12b Reelect Marie Ehrling as Director For For Mgmt
12c Reelect Olli-Pekka Kallasvuo as Director For For Mgmt
12d Reelect Mikko Kosonen as Director For For Mgmt
12e Reelect Nina Linander as Director For For Mgmt
12f Reelect Martin Lorentzon as Director For For Mgmt
12g Reelect Anna Settman as Director For For Mgmt
12h Reelect Olaf Swantee as Director For For Mgmt
13a Reelect Marie Ehrling as Board Chairman For For Mgmt
13b Reelect Olli-Pekka Kallasvuo as Vice Chairman For For Mgmt
14 Determine Number of Auditors (1) and Deputy Auditors (0) For For Mgmt
15 Approve Remuneration of Auditors For For Mgmt
16 Ratify Deloitte as Auditors For For Mgmt
17 Authorize Chairman of Board and Representatives of Four For For Mgmt
of Company's Largest Shareholders to Serve on Nominating
Committee
18 Approve Remuneration Policy And Other Terms of Employment For For Mgmt
For Executive Management
19 Authorize Share Repurchase Program and Reissuance of For For Mgmt
Repurchased Shares
20a Approve Performance Share Program for Key Employees For Against Mgmt
20b Approve Transfer of Shares in Connection with Performance For Against Mgmt
Share Program
21a Adopt a Vision for Absolute Gender Equality on All Levels None Against ShrHlder
Within the Company
21b Instruct the Board to Set Up a Working Group Concerning None Against ShrHlder
Gender and Ethnicity
21c Require the Results from the Working Group Concerning None Against ShrHlder
Item 21a to be Reported to the AGM
21d Request Board to Take Necessary Action to Create a New None Against ShrHlder
Shareholders' Association
21e Prohibit Directors from Being Able to Invoice Director's None Against ShrHlder
Fees via Swedish and Foreign Legal Entities
21f Instruct the Nomination Committee to Pay Extra Attention None Against ShrHlder
to Questions Concerning Ethics, Gender, and Ethnicity
21g Instruct the Board to Prepare a Proposal for the None Against ShrHlder
Representation of Small- and Midsized Shareholders in the
Board and Nomination Committee
21h Instruct the Board to Perform an Investigation About How None Against ShrHlder
the Main Ownership Has Been Exercised By The Governments
of Finland and Sweden
21i Instruct the Board to Peform an Investigation About the None Against ShrHlder
Relationship Between the Current Shareholders Association
and the Company, Paying Particular Attention to the
Financial Aspects
21j Instruct the Board to Perform an Investigation of the None Against ShrHlder
Company's Non-European Business, Paying Particular
Attention to the Actions of the Board, CEO and
Auditors
21k Require the Materials From the Investigation Concerning None Against ShrHlder
item 21j to be Made Public Both Internally and Externally
22 Amend Articles Re: Former Politicians on the Board of None Against ShrHlder
Directors
MEETING DATE COMPANY TICKER SECURITY ID
04/06/17 Banco Santander S.A. SAN.SM E19790109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.A Approve Consolidated and Standalone Financial Statements For For Mgmt
1.B Approve Discharge of Board For For Mgmt
2 Approve Allocation of Income and Dividends For For Mgmt
3.A Ratify Appointment of and Elect Homaira Akbari as For For Mgmt
Director
3.B Reelect Jose Antonio Alvarez Alvarez as Director For For Mgmt
3.C Reelect Belen Romana Garcia as Director For For Mgmt
3.D Reelect Ana Patricia Botin-Sanz de Sautuola y O'Shea as For For Mgmt
Director
3.E Reelect Rodrigo Echenique Gordillo as Director For For Mgmt
3.F Reelect Esther Gimenez-Salinas i Colomer as Director For For Mgmt
4 Approve Capital Raising For For Mgmt
5 Authorize Increase in Capital up to 50 Percent via For For Mgmt
Issuance of Equity or Equity-Linked Securities, Excluding
Preemptive Rights of up to 20 Percent
6 Authorize Capitalization of Reserves for Scrip Dividends For For Mgmt
7 Authorize Issuance of Non-Convertible Debt Securities up For For Mgmt
to EUR 50 Billion
8 Approve Remuneration Policy For For Mgmt
9 Approve Remuneration of Directors For For Mgmt
10 Fix Maximum Variable Compensation Ratio For For Mgmt
11.A Approve Deferred Multiyear Objectives Variable For For Mgmt
Remuneration Plan
11.B Approve Deferred and Conditional Variable Remuneration For For Mgmt
Plan
11.C Approve Buy-out Policy For For Mgmt
11.D Approve Employee Stock Purchase Plan For For Mgmt
12 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
13 Advisory Vote on Remuneration Report For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/06/17 Elisa Corporation ELISA.FH X1949T102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of For For Mgmt
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Prepare and Approve List of Shareholders For For Mgmt
6 Receive Financial Statements and Statutory Reports Mgmt
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 1.50 For For Mgmt
Per Share
9 Approve Discharge of Board and President For For Mgmt
10 Approve Monthly Remuneration of Directors in the Amount For For Mgmt
of EUR 9,000 for Chairman, EUR6,000 for Vice Chairman and
the Chairman of the Audit Committee, and EUR 5,000 for
Other Directors; Approve Meeting Fees; Approve Meeting
Fees
11 Fix Number of Directors at Seven For For Mgmt
12 Reelect Raimo Lind, Clarisse Berggardh, Petteri Koponen, For For Mgmt
Leena Niemisto, Seija Turunen and Mika Vehvilainen as
Members of the Board of Directors; Elect Antti
Vasara as a New Director
13 Approve Remuneration of Auditors For Against Mgmt
14 Fix Number of Auditors at One For For Mgmt
15 Ratify KPMG Oy Ab as Auditors For For Mgmt
16 Authorize Share Repurchase Program For For Mgmt
17 Amend Articles Re: Election of Chairman and Deputy For For Mgmt
Chairman of Board
18 Authorize Board to Cancel Outstanding Shares Issued to For For Mgmt
Yomi Plc in Connection to Merger in 2004 Which
Have Not Been Recorded in the Book Entry System
Under Owner Name
19 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/06/17 Nestle SA NESN.VX H57312649
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Accept Financial Statements and Statutory Reports For For Mgmt
1.2 Approve Remuneration Report For For Mgmt
2 Approve Discharge of Board and Senior Management For For Mgmt
3 Approve Allocation of Income and Dividends of CHF 2.30 For For Mgmt
per Share
4.1a Reelect Paul Bulcke as Director For For Mgmt
4.1b Reelect Andreas Koopmann as Director For For Mgmt
4.1c Reelect Henri de Castries as Director For For Mgmt
4.1d Reelect Beat W. Hess as Director For For Mgmt
4.1e Reelect Renato Fassbind as Director For For Mgmt
4.1f Reelect Steven G. Hoch as Director For For Mgmt
4.1g Reelect Naina Lal Kidwai as Director For For Mgmt
4.1h Reelect Jean-Pierre Roth as Director For For Mgmt
4.1i Reelect Ann M. Veneman as Director For For Mgmt
4.1j Reelect Eva Cheng as Director For For Mgmt
4.1k Reelect Ruth K. Oniang'o as Director For For Mgmt
4.1l Reelect Patrick Aebischer as Director For For Mgmt
4.2a Elect Ulf Mark Schneider as Director For For Mgmt
4.2b Elect Ursula M. Burns as Director For For Mgmt
4.3 Elect Paul Bulcke as Board Chairman For For Mgmt
4.4a Appoint Beat W. Hess as Member of the Compensation For For Mgmt
Committee
4.4b Appoint Andreas Koopmann as Member of the Compensation For For Mgmt
Committee
4.4c Appoint Jean-Pierre Roth as Member of the Compensation For For Mgmt
Committee
4.4d Appoint Patrick Aebischer as Member of the Compensation For For Mgmt
Committee
4.5 Ratify KPMG AG as Auditors For For Mgmt
4.6 Designate Hartmann Dreyer as Independent Proxy For For Mgmt
5.1 Approve Remuneration of Directors in the Amount of CHF 10 For For Mgmt
Million
5.2 Approve Remuneration of Executive Committee in the Amount For For Mgmt
of CHF 60 Million
6 Transact Other Business (Voting) Against Against Mgmt
-65-
MEETING DATE COMPANY TICKER SECURITY ID
04/06/17 Ratos AB RATOB.SS W72177111
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting; Elect Chairman of Meeting For For Mgmt
2 Prepare and Approve List of Shareholders For For Mgmt
3 Designate Inspector(s) of Minutes of Meeting For For Mgmt
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Approve Agenda of Meeting For For Mgmt
6 Receive President's Report Mgmt
7 Receive Financial Statements and Statutory Reports Mgmt
8 Allow Questions Mgmt
9 Accept Financial Statements and Statutory Reports For For Mgmt
10 Approve Discharge of Board and President For For Mgmt
11 Approve Allocation of Income and Dividends of SEK 2.00 For For Mgmt
Per Share; Approve Dividends for Preference Shares
12 Determine Number of Members (7) and Deputy Members of For For Mgmt
Board (0)
13 Approve Remuneration of Directors in the Aggregate Amount For For Mgmt
of SEK 4.9 Million; Approve Remuneration of Auditors
14 Reelect Ulla Litzen, Annette Sadolin, Karsten Slotte, For For Mgmt
Charlotte Stromberg, Jan Soderberg, Per-Olof Soderberg
and Jonas Wistrom as Directors; Ratify
PricewaterhouseCoopers as Auditors
15 Approve Remuneration Policy And Other Terms of Employment For For Mgmt
For Executive Management
16 Approve Stock Option Plan for Key Employees For For Mgmt
17 Approve Synthetic Stock Option Plan For For Mgmt
18 Amend Articles Re: Equity-Related For For Mgmt
19 Authorize Share Repurchase Program For For Mgmt
20 Approve Issuance of up to 35 Million class B Shares For For Mgmt
without Preemptive Rights
21 Approve Issuance of Preference Shares of Class C and/or For For Mgmt
Class D
22a Adopt a Vision for Workplace Accidents None Against ShrHlder
22b Instruct the Board to Set Up a Working Group Concerning None Against ShrHlder
Workplace Accidents
22c Require the Results from the Working Group Concerning None Against ShrHlder
Item 22b to be Annually Published
22d Adopt a Vision for Absolute Gender Equality on All Levels None Against ShrHlder
Within the Company
22e Instruct the Board to Set Up a Working Group Concerning None Against ShrHlder
Gender and Ethnicity Diversification Within the Company
22f Require the Results from the Working Group Concerning None Against ShrHlder
Item 22e to be Annually Published
22g Request Board to Take Necessary Action to Create a None Against ShrHlder
Shareholders' Association
22h Prohibit Directors from Being Able to Invoice Director's None Against ShrHlder
Fees via Swedish and Foreign Legal Entities
22i Request Board to Propose to the Appropriate Authority to None Against ShrHlder
Bring About a Changed Regulation in the Area
Relating to Item 22h
22j Instruct the Nomination Committee to Pay Extra Attention None Against ShrHlder
to Questions Concerning Ethics, Gender, and Ethnicity
22k Request Board to Propose to the Swedish Government None Against ShrHlder
Legislation on the Abolition of Voting Power Differences
in Swedish Limited Liability Companies
22l Request Board to Propose to the Swedish Government to None Against ShrHlder
Draw Attention to the Need for Introducing a "Cooling-Off
Period"
22m Instruct the Board to Prepare a Proposal for the None Against ShrHlder
Representation of Small- and Midsized Shareholders in the
Board and Nomination Committee
23 Amend Articles Re: Abolition of Supervoting Shares None Against ShrHlder
24 Amend Articles Re: Former Politicians on the Board of None Against ShrHlder
Directors
25 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/06/17 Vestas Wind System A/S VWS.DC K9773J128
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Report of Board Mgmt
2 Accept Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation of Income and Dividends of DKK 9.71 For For Mgmt
Per Share
4a Reelect Bert Nordberg as Director For For Mgmt
4b Reelect Carsten Bjerg as Director For For Mgmt
4c Reelect Eija Pitkanenas Director For For Mgmt
4d Reelect Henrik Andersen as Director For For Mgmt
4e Reelect Henry Stenson as Director For For Mgmt
4f Reelect Lars Josefsson as Director For For Mgmt
4g Reelect Lykke Friis as Director For For Mgmt
4h Reelect Torben Sorensen as Director For For Mgmt
5a Approve Remuneration of Directors for 2016 For For Mgmt
5b Approve Remuneration of Directors for 2017 For For Mgmt
6 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
7a Approve DKK 6 Million Reduction in Share Capital via For For Mgmt
Share Cancellation
7b Authorize Share Repurchase Program For For Mgmt
7c Amend Articles Re: Admission Cards for General Meetings For For Mgmt
8 Authorize Editorial Changes to Adopted Resolutions in For For Mgmt
Connection with Registration with Danish Authorities
MEETING DATE COMPANY TICKER SECURITY ID
04/07/17 ICA Gruppen AB ICA.SS W4248R109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect Chairman of Meeting For For Mgmt
3 Prepare and Approve List of Shareholders For For Mgmt
4 Approve Agenda of Meeting For For Mgmt
5 Designate Inspector(s) of Minutes of Meeting For For Mgmt
6 Acknowledge Proper Convening of Meeting For For Mgmt
7 Receive Report on Operations Mgmt
8 Receive Report on Board's Work Mgmt
9 Receive Financial Statements and Statutory Reports Mgmt
10 Accept Financial Statements and Statutory Reports For For Mgmt
11 Approve Allocation of Income and Dividends of SEK 10.50 For For Mgmt
Per Share
12 Approve Discharge of Board and President For For Mgmt
13 Receive Report on Nominating Committee's Work Mgmt
14 Determine Number of Members (10) and Deputy Members (0) For For Mgmt
of Board; Determine Number of Auditors (1) and Deputy
Auditors (0)
15 Approve Remuneration of Directors in the Amount of SEK For For Mgmt
1.03 million for Chairman and SEK 425,000 for Other
Directors; Approve Remuneration for Committee Work;
Approve Remuneration of Auditors
16 Reelect Goran Blomberg, Cecilia Daun Wennborg, Andrea For Against Mgmt
Gisle Joosen, Fredrik Hagglund, Jeanette Jager, Bengt
Kjell, Magnus Moberg, Jan Olofsson and Claes-Goran Sylven
(Chair) as Directors; Elect Anette Wiotti as New Director
17 Ratify KPMG as Auditors For For Mgmt
18 Authorize Chairman of Board and Representatives of Four For For Mgmt
of Company's Largest Shareholders to Serve on Nominating
Committee
19 Approve Remuneration Policy And Other Terms of Employment For Against Mgmt
For Executive Management
20 Amend Articles Re: Eliminated Share Class, Change of For For Mgmt
Registered Office, Editorial Changes
21 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/11/17 Sika AG SIK.VX H7631K158
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends of CHF 102 per For For Mgmt
Bearer Share and CHF 17 per Registered Share
3.1.1 Approve Discharge of Board Member Urs Burkard For Against Mgmt
3.1.2 Approve Discharge of Board Member Frits van Dijk For For Mgmt
3.1.3 Approve Discharge of Board Member Paul Haelg For For Mgmt
3.1.4 Approve Discharge of Board Member Willi Leimer For Against Mgmt
3.1.5 Approve Discharge of Board Member Monika Ribar For For Mgmt
3.1.6 Approve Discharge of Board Member Daniel Sauter For For Mgmt
3.1.7 Approve Discharge of Board Member Ulrich Suter For For Mgmt
3.1.8 Approve Discharge of Board Member Juergen Tinggren For Against Mgmt
3.1.9 Approve Discharge of Board Member Christoph Tobler For For Mgmt
3.2 Approve Discharge of Senior Management For For Mgmt
4.1.1 Reelect Paul Haelg as Director For For Mgmt
4.1.2 Reelect Urs Burkard as Director (Representing Holders of For For Mgmt
Registered Shares)
4.1.3 Reelect Frits van Dijk as Director (Representing Holders For For Mgmt
of Bearer Shares)
4.1.4 Reelect Willi Leimer as Director For For Mgmt
4.1.5 Reelect Monika Ribar as Director For For Mgmt
4.1.6 Reelect Daniel Sauter as Director For For Mgmt
4.1.7 Reelect Ulrich Suter as Director For For Mgmt
4.1.8 Reelect Juergen Tinggren as Director For For Mgmt
4.1.9 Reelect Christoph Tobler as Director For For Mgmt
4.2 Reelect Paul Haelg as Board Chairman For For Mgmt
4.3.1 Appoint Frits van Dijk as Member of the Compensation For For Mgmt
Committee
4.3.2 Appoint Urs Burkard as Member of the Compensation For Against Mgmt
Committee
4.3.3 Appoint Daniel Sauter as Member of the Compensation For Against Mgmt
Committee
4.4 Ratify Ernst and Young AG as Auditors For For Mgmt
4.5 Designate Jost Windlin as Independent Proxy For For Mgmt
5.1 Approve Remuneration of Board of Directors in the Amount For For Mgmt
of CHF 2.87 Million for the Period from the 2015 to 2016
Ordinary General Meetings
5.2 Approve Remuneration of Board of Directors in the Amount For For Mgmt
of CHF 2.87 Million for the Period from the 2016 to 2017
Ordinary General Meetings
5.3 Approve Remuneration Report (Non-Binding) For For Mgmt
5.4 Approve Remuneration of Board of Directors in the Amount For For Mgmt
of CHF 3 Million for the Period from the 2017 to 2018
Ordinary General Meetings
5.5 Approve Remuneration of Executive Committee in the Amount For For Mgmt
of CHF 19 Million
6 Transact Other Business (Voting) Against Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/11/17 Snam SpA SRG.IM T8578L107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income For For Mgmt
3 Authorize Share Repurchase Program and Reissuance of For For Mgmt
Repurchased Shares
4 Approve Restricted Stock Plan For Against Mgmt
5 Approve Remuneration Policy For Against Mgmt
A Deliberations on Possible Legal Action Against Directors None Against Mgmt
if Presented by Shareholders
-66-
MEETING DATE COMPANY TICKER SECURITY ID
04/11/17 Swiss Prime Site AG SPSN.SW H8403W107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Discharge of Board and Senior Management For For Mgmt
4 Approve Allocation of Income For For Mgmt
5 Approve Dividends of CHF 3.70 per Share from Capital For For Mgmt
Contribution Reserves
6.1 Approve Maximum Remuneration of Board of Directors for For For Mgmt
2017 Fiscal Year in the Amount of CHF 1.6 Million
6.2 Approve Maximum Fixed and Variable Remuneration of For Against Mgmt
Executive Committee for 2017 Fiscal Year in the
Amount of CHF 8.3 Million
7.1.1 Reelect Elisabeth Bourqui as Director For For Mgmt
7.1.2 Reelect Christopher Chambers as Director For For Mgmt
7.1.3 Reelect Markus Graf as Director For Against Mgmt
7.1.4 Reelect Rudolf Huber as Director For Against Mgmt
7.1.5 Reelect Mario Seris as Director For Against Mgmt
7.1.6 Reelect Klaus Wecken as Director For Against Mgmt
7.1.7 Reelect Hans Peter Wehrli as Director For Against Mgmt
7.2 Reelect Hans Peter Wehrli as Board Chairman For Against Mgmt
7.3.1 Appoint Elisabeth Bourqui as Member of the Compensation For For Mgmt
Committee
7.3.2 Appoint Christopher Chambers as Member of the For For Mgmt
Compensation Committee
7.3.3 Appoint Mario Seris as Member of the Compensation For Against Mgmt
Committee
7.4 Designate Paul Wiesli as Independent Proxy For For Mgmt
7.5 Ratify KPMG AG as Auditors For For Mgmt
8 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/11/17 Tecan Group AG TECN.SW H84774167
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends of CHF 1.75 For For Mgmt
per Share
3 Approve Discharge of Board and Senior Management For For Mgmt
4.1.1 Reelect Heinrich Fischer as Director For For Mgmt
4.1.2 Reelect Oliver Fetzer as Director For For Mgmt
4.1.3 Reelect Lars Holmqvist as Director For For Mgmt
4.1.4 Reelect Karen Huebscher as Director For For Mgmt
4.1.5 Reelect Christa Kreuzburg as Director For For Mgmt
4.1.6 Reelect Gerard Vaillant as Director For For Mgmt
4.1.7 Reelect Rolf Classon as Director For For Mgmt
4.2 Elect Rolf Classon as Board Chairman For For Mgmt
4.3.1 Appoint Oliver Fetzer as Member of the Compensation For For Mgmt
Committee
4.3.2 Appoint Christa Kreuzburg as Member of the Compensation For For Mgmt
Committee
4.3.3 Appoint Gerard Vaillant as Member of the Compensation For For Mgmt
Committee
4.4 Ratify Ernst & Young as Auditors For For Mgmt
4.5 Designate Proxy Voting Services GmbH as Independent Proxy For For Mgmt
5.1 Approve Remuneration Report For For Mgmt
5.2 Approve Remuneration of Directors in the Amount of CHF For For Mgmt
1.5 Million
5.3 Approve Remuneration of Executive Committee in the Amount For For Mgmt
of CHF 18.5 Million
6 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/13/17 Christian Dior CDI.FP F26334106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Auditors' Special Report on Related-Party For Against Mgmt
Transactions
4 Approve Allocation of Income and Dividends of EUR 1.40 For For Mgmt
per Share
5 Reelect Bernard Arnault as Director For Against Mgmt
6 Reelect Sidney Toledano as Director For For Mgmt
7 Elect Luisa Loro Piana as Director For Against Mgmt
8 Appoint Pierre Gode as Censor For Against Mgmt
9 Non-Binding Vote on Compensation of Bernard Arnault, For For Mgmt
Chairman
10 Non-Binding Vote on Compensation of Sidney Toledano, CEO For Against Mgmt
11 Approve Remuneration Policy of Executive Officers For Against Mgmt
12 Amend Article 4,17,21 of Bylaws to Comply with New For Against Mgmt
Regulation
13 Delegate Power to the Board of Directors to Amend the For Against Mgmt
Bylaws to Comply with New Regulation
MEETING DATE COMPANY TICKER SECURITY ID
04/13/17 LVMH Moet Hennessy Louis Vuitton MC.FP F58485115
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Auditors' Special Report on Related-Party For Against Mgmt
Transactions
4 Approve Allocation of Income and Dividends of EUR 4.00 For For Mgmt
per Share
5 Reelect Delphine Arnault as Director For Against Mgmt
6 Reelect Nicolas Bazire as Director For Against Mgmt
7 Reelect Antonio Belloni as Director For Against Mgmt
8 Reelect Diego Della Valle as Director For Against Mgmt
9 Reelect Marie-Josee Kravis as Director For For Mgmt
10 Reelect Marie-Laure Sauty de Chalon as Director For For Mgmt
11 Appoint Pierre Gode as Censor For Against Mgmt
12 Appoint Albert Frere as Censor For Against Mgmt
13 Renew Appointment of Paolo Bulgari as Censor For Against Mgmt
14 Non-Binding Vote on Compensation of Bernard Arnault, CEO For Against Mgmt
and Chairman
15 Non-Binding Vote on Compensation of Antonio Belloni, For Against Mgmt
Vice-CEO
16 Approve Remuneration Policy for Executive Corporate For For Mgmt
Officers
17 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
18 Authorize Capitalization of Reserves of Up to EUR 50 For Against Mgmt
Million for Bonus Issue or Increase in Par Value
19 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
20 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
with Preemptive Rights up to Aggregate Nominal Amount of
EUR 50 Million
21 Authorize Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 50 Million
22 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
for up to 20 Percent of Issued Capital Per Year for
Private Placements, up to Aggregate Nominal
Amount of EUR 50 Million
23 Authorize Board to Set Issue Price for 10 Percent Per For Against Mgmt
Year of Issued Capital Pursuant to Issue Authority
without Preemptive Rights
24 Authorize Board to Increase Capital in the Event of For Against Mgmt
Additional Demand Related to Delegation Submitted to
Shareholder Vote Above
25 Authorize Capital Increase of Up to EUR 50 Million for For Against Mgmt
Future Exchange Offers
26 Authorize Capital Increase of up to 10 Percent of Issued For For Mgmt
Capital for Contributions in Kind
27 Authorize up to 1 Percent of Issued Capital for Use in For Against Mgmt
Stock Option Plans
28 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
29 Set Total Limit for Capital Increase to Result from Item For For Mgmt
19 of the 2016 AGM and All Issuance Requests Above at EUR
50 Million
30 Amend Articles 4 and 23 of Bylaws Re: Headquarters, For Against Mgmt
Double Voting Rights, and Powers of the Extraordinary
General Meeting
31 Delegate Power to the Board of Directors to Amend the For Against Mgmt
Bylaws to Comply with New Regulation
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 EDP-Energias de Portugal S.A EDP.PL X67925119
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
2 Approve Allocation of Income For For Mgmt
3.1 Approve Discharge of Management Board For For Mgmt
3.2 Approve Discharge of Supervisory Board For For Mgmt
3.3 Approve Discharge of Auditors For For Mgmt
4 Authorize Repurchase and Reissuance of Shares For For Mgmt
5 Authorize Repurchase and Reissuance of Debt Instruments For For Mgmt
6 Approve Statement on Remuneration Policy Applicable to For For Mgmt
Executive Board
7 Approve Statement on Remuneration Policy Applicable to For For Mgmt
Other Corporate Bodies
-67-
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 Koninklijke Vopak NV VPK.NA N5075T100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Receive Report of Management Board (Non-Voting) Mgmt
3 Discuss Remuneration Report Mgmt
4 Adopt Financial Statements and Statutory Reports For For Mgmt
5 Approve Dividends of EUR 1.05 Per Share For For Mgmt
6 Approve Discharge of Management Board For For Mgmt
7 Approve Discharge of Supervisory Board For For Mgmt
8 Reelect R.G.M. Zwitserloot to Supervisory Board For For Mgmt
9 Reelect H.B.B. Sorensen to Supervisory Board For For Mgmt
10.a Discuss Remuneration Policy of the Executive Board: Mgmt
Annual base salary
10.b Discuss Remuneration Policy of the Executive Board: Mgmt
Short-Term and Long-Term Variable Compensation Plans
10.c Approve Remuneration Policy of the Executive Board: For For Mgmt
Short-Term and Long-Term Variable Compensation
Opportunities
11 Approve Remuneration of Supervisory Board For For Mgmt
12 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
13 Ratify Deloitte as Auditors For For Mgmt
14 Other Business (Non-Voting) Mgmt
15 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 Proximus Group PROX.BB B10414116
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Directors' Report (Non-Voting) Mgmt
2 Receive Auditors' Report (Non-Voting) Mgmt
3 Receive Information from the Joint Committee Mgmt
4 Receive Consolidated Financial Statements and Statutory Mgmt
Reports (Non-Voting)
5 Approve Financial Statements, Allocation of Income, and For For Mgmt
Dividends of EUR 1.50 per Share
6 Approve Remuneration Report For For Mgmt
7 Approve Discharge of Directors For For Mgmt
8 Approve Special Discharge of Directors Whose Mandate For For Mgmt
Ended During Fiscal Year 2016
9 Approve Discharge of Auditors For For Mgmt
10 Grant Special Discharge to Geert Verstraeten for For For Mgmt
Fulfillment of his Mandate as Chairman and Board
Member of External Auditor
11 Grant Special Discharge to Luc Callaert for Fulfillment For For Mgmt
of his Mandate as Board Member of External Auditor
12 Approve Discharge of Deloitte as Auditor in Charge of For For Mgmt
Certifying the Consolidated Accounts
13 Grant Special Discharge to Geert Verstraeten for For For Mgmt
Fulfillment of his Mandate as Board Member of
External Auditor
14 Reelect Pierre Demuelenaere as Director For For Mgmt
15 Adopt Financial Statements of Wireless Technologies For For Mgmt
16 Receive Directors' and Auditors' Reports of Wireless Mgmt
Technologies (Non-Voting)
17 Approve Discharge of Directors of Wireless Technologies For For Mgmt
18 Approve Discharge of Auditors of Wireless Technologies For For Mgmt
19 Transact Other Business Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 RELX NV REN.NA N73430113
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Receive Report of Management Board (Non-Voting) Mgmt
3.a Amend Remuneration Policy For For Mgmt
3.b Amend Restricted Stock Plan For For Mgmt
3.c Approve Addition of a Deferred Share Element to the For For Mgmt
Annual Incentive Plan
4 Discuss Remuneration Report Containing Remuneration Mgmt
Policy for Management Board Members
5 Adopt Financial Statements and Statutory Reports For For Mgmt
6 Approve Dividends of EUR 0.423 Per Share For For Mgmt
7.a Approve Discharge of Executive Directors For For Mgmt
7.b Approve Discharge of Non-Executive Directors For For Mgmt
8 Ratify Ernst & Young as Auditor For For Mgmt
9.a Reelect Anthony Habgood as Non-Executive Director For For Mgmt
9.b Reelect Wolfhart Hauser as Non-Executive Director For For Mgmt
9.c Reelect Adrian Hennah as Non-Executive Director For For Mgmt
9.d Reelect Marike van Lier Lels as Non-Executive Director For For Mgmt
9.e Reelect Robert MacLeod as Non-Executive Director For For Mgmt
9.f Relect Carol Mills as Non-Executive Director For For Mgmt
9.g Reelect Linda Sanford as Non-Executive Director For For Mgmt
9.h Reelect Ben van der Veer as Non-Executive Director For For Mgmt
10.a Reelect Erik Engstrom as Executive Director For For Mgmt
10.b Reelect Nick Luff as Executive Director For For Mgmt
11.a Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
11.b Approve Cancellation of up to 50 Million Ordinary Shares For For Mgmt
Held in Treasury
12.a Grant Board Authority to Issue Shares Up To 10 Percent of For For Mgmt
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger
12.b Authorize Board to Exclude Preemptive Rights from Share For For Mgmt
Issuances under Item 12.a
13 Other Business (Non-Voting) Mgmt
14 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Chargeurs CRI.FP F1615M100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Discharge Directors For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 0.55 For For Mgmt
per Share
4 Approve Stock Dividend Program for Fiscal Year 2016 For For Mgmt
5 Approve Stock Dividend Program for Fiscal Year 2017 For For Mgmt
6 Approve Auditors' Special Report on Related-Party For For Mgmt
Transactions
7 Approve Severance Agreement with Michael Fribourg, For For Mgmt
Chairman and CEO
8 Approve Remuneration of Directors in the Aggregate Amount For For Mgmt
of EUR 300,000
9 Elect Cecilia Ragueneau as Director For For Mgmt
10 Reelect Emmanuel Coquoin as Director For Against Mgmt
11 Renew Appointment of PricewaterhouseCoopers Audit as For For Mgmt
Auditor
12 Appoint HAF Audit et Conseil as Auditor For For Mgmt
13 Approve Remuneration Policy of Chairman and CEO For For Mgmt
14 Authorize Repurchase of Up 2,296,614 Shares For For Mgmt
15 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
16 Amend Article 27 of Bylaws Re: Insertion of Loyalty For Against Mgmt
Dividends
17 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
for up to 10 Percent of Issued Capital Per Year for
Private Placements, up to Aggregate Nominal
Amount of EUR 360,000
18 Authorize Board to Increase Capital in the Event of For Against Mgmt
Additional Demand Related to Delegation Submitted to
Shareholder Vote Above
19 Authorize Board to Set Issue Price for 10 Percent Per For Against Mgmt
Year of Issued Capital Pursuant to Issue Authority
without Preemptive Rights
20 Authorize up to 1 Percent of Issued Capital for Use in For Against Mgmt
Restricted Stock Plans
21 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
22 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Gas Natural SDG S.A GAS.SM E5499B123
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Standalone Financial Statements For For Mgmt
2 Approve Consolidated Financial Statements For For Mgmt
3 Approve Allocation of Income and Dividends For For Mgmt
4 Approve Reallocation of Reserves For For Mgmt
5 Approve Discharge of Board For For Mgmt
6 Renew Appointment of PricewaterhouseCoopers as Auditor For For Mgmt
for FY 2017
7 Appoint Ernst & Young as Auditor for FY 2018, 2019 and For For Mgmt
2020
8.1 Reelect Enrique Alcantara-Garcia Irazoqui as Director For Against Mgmt
8.2 Ratify Appointment of and Elect Marcelino Armenter Vidal For Against Mgmt
as Director
8.3 Ratify Appointment of and Elect Mario Armero Montes as For Against Mgmt
Director
8.4 Ratify Appointment of and Elect Alejandro Garcia-Bragado For Against Mgmt
Dalmau as Director
8.5 Ratify Appointment of and Elect Josu Jon Imaz San Miguel For Against Mgmt
as Director
8.6 Ratify Appointment of and Elect Rajaram Rao as Director For Against Mgmt
8.7 Reelect Luis Suarez de Lezo Mantilla as Director For Against Mgmt
8.8 Ratify Appointment of and Elect William Alan Woodburn as For Against Mgmt
Director
9.1 Amend Article 44 Re: Director Remuneration For For Mgmt
9.2 Add Additional Provision For For Mgmt
10 Advisory Vote on Remuneration Report For Against Mgmt
11 Approve Remuneration Policy For Against Mgmt
12 Approve Stock-for-Salary Plan For For Mgmt
13 Receive Amendments to Board of Directors Regulations Mgmt
14 Authorize Increase in Capital up to 50 Percent via For For Mgmt
Issuance of Equity or Equity-Linked Securities, Excluding
Preemptive Rights of up to 20 Percent
15 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
-68-
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 GEA Group AG G1A.GY D28304109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Mgmt
Fiscal 2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.80 For For Mgmt
per Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
5 Ratify KPMG AG as Auditors for Fiscal 2017 For For Mgmt
6 Approve Creation of EUR 77 Million Pool of Capital with For For Mgmt
Preemptive Rights
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Vinci DG.FP F5879X108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
2 Approve Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation of Income and Dividends of EUR 2.10 For For Mgmt
per Share
4 Reelect Yannick Assouad as Director For For Mgmt
5 Reelect Graziella Gavezotti as Director For For Mgmt
6 Reelect Michael Pragnell as Director For For Mgmt
7 Approve Remuneration of Directors in the Aggregate Amount For For Mgmt
of EUR 1.4 Million
8 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
9 Approve Remuneration Policy for Chairman and CEO For For Mgmt
10 Non-Binding Vote on Compensation of Xavier Huillard, For For Mgmt
Chairman and CEO
11 Non-Binding Vote on Compensation of Pierre Coppey, Vice For For Mgmt
CEO, from Jan. 1st until June 20, 2016
12 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
13 Authorize Capitalization of Reserves for Bonus Issue or For For Mgmt
Increase in Par Value
14 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
with Preemptive Rights up to Aggregate Nominal Amount of
EUR 300 Million
15 Authorize Issuance of Convertible Bonds without For For Mgmt
Preemptive Rights, up to an Aggregate Nominal
Amount EUR 150 Million
16 Approve Issuance of Convertible Bonds without Preemptive For For Mgmt
Rights Other than Oceane, up to an Aggregate
Nominal Amount EUR 150 Million
17 Authorize Board to Increase Capital in the Event of For For Mgmt
Additional Demand Related to Delegation Submitted to
Shareholder Vote Above
18 Authorize Capital Increase of up to 10 Percent of Issued For For Mgmt
Capital for Contributions in Kind
19 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
20 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans Reserved for Employees of International
Subsidiaries
21 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Wolters Kluwer NV WKL.NA N9643A197
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2.a Receive Report of Management Board (Non-Voting) Mgmt
2.b Receive Report of Supervisory Board (Non-Voting) Mgmt
2.c Discuss Remuneration Report Mgmt
3.a Adopt Financial Statements For For Mgmt
3.b Receive Explanation on Company's Reserves and Dividend Mgmt
Policy
3.c Approve Dividends of EUR 0.79 Per Share For For Mgmt
4.a Approve Discharge of Management Board For For Mgmt
4.b Approve Discharge of Supervisory Board For For Mgmt
5.a Elect Frans Cremers to Supervisory Board For For Mgmt
5.b Elect Ann Ziegler to Supervisory Board For For Mgmt
6 Reelect Kevin Entricken to Executive Board For For Mgmt
7.a Grant Board Authority to Issue Shares Up To 10 Percent of For For Mgmt
Issued Capital
7.b Authorize Board to Exclude Preemptive Rights from Share For For Mgmt
Issuances
8 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
9 Approve Cancellation of Repurchased Shares For For Mgmt
10 Other Business (Non-Voting) Mgmt
11 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/21/17 Swiss Reinsurance (Schweizerische Rueckversicherungs) SREN.VX H84046137
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Approve Remuneration Report For For Mgmt
1.2 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends of CHF 4.85 For For Mgmt
per Share
3 Approve Variable Short-Term Remuneration of Executive For For Mgmt
Committee in the Amount of CHF 18.3 Million
4 Approve Discharge of Board of Directors For For Mgmt
5.1a Reelect Walter Kielholz as Director and Board Chairman For For Mgmt
5.1b Reelect Raymond Ch'ien as Director For For Mgmt
5.1c Reelect Renato Fassbind as Director For For Mgmt
5.1d Reelect Mary Francis as Director For For Mgmt
5.1e Reelect Rajna Brandon as Director For For Mgmt
5.1f Reelect Robert Henrikson as Director For For Mgmt
5.1g Reelect Trevor Manuel as Director For For Mgmt
5.1h Reelect Philip Ryan as Director For For Mgmt
5.1i Reelect Paul Tucker as Director For For Mgmt
5.1j Reelect Susan Wagner as Director For For Mgmt
5.1k Elect Jay Ralph as Director For For Mgmt
5.1l Elect Joerg Reinhardt as Director For For Mgmt
5.1m Elect Jacques de Vaucleroy as Director For For Mgmt
5.2a Appoint Raymond Ch'ien as Member of the Compensation For For Mgmt
Committee
5.2b Appoint Renato Fassbind as Member of the Compensation For For Mgmt
Committee
5.2c Appoint Robert Henrikson as Member of the Compensation For For Mgmt
Committee
5.2d Appoint Joerg Reinhardt as Member of the Compensation For For Mgmt
Committee
5.3 Designate Proxy Voting Services GmbH as Independent Proxy For For Mgmt
5.4 Ratify PricewaterhouseCoopers AG as Auditors For For Mgmt
6.1 Approve Maximum Remuneration of Board of Directors in the For For Mgmt
Amount of CHF 9.9 Million
6.2 Approve Maximum Fixed and Variable Long-Term Remuneration For For Mgmt
of Executive Committee in the Amount of CHF 34 Million
7 Approve CHF 1.1 Million Reduction in Share Capital via For For Mgmt
Cancellation of Repurchased Shares
8 Authorize Repurchase of up to CHF 1 Billion of Issued For For Mgmt
Share Capital
9.1 Approve Renewal of CHF 8.5 Million Pool of Authorized For For Mgmt
Share Capital with Partial Exclusion of Preemptive Rights
9.2 Amend Articles Re: Exclusion of Preemptive Rights For For Mgmt
10 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/24/17 Anglo American plc AAL.LN G03764134
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Elect Stephen Pearce as Director For For Mgmt
3 Elect Nolitha Fakude as Director For For Mgmt
4 Re-elect Mark Cutifani as Director For For Mgmt
5 Re-elect Byron Grote as Director For For Mgmt
6 Re-elect Sir Philip Hampton as Director For For Mgmt
7 Re-elect Tony O'Neill as Director For For Mgmt
8 Re-elect Sir John Parker as Director For For Mgmt
9 Re-elect Mphu Ramatlapeng as Director For For Mgmt
10 Re-elect Jim Rutherford as Director For For Mgmt
11 Re-elect Anne Stevens as Director For For Mgmt
12 Re-elect Jack Thompson as Director For For Mgmt
13 Reappoint Deloitte LLP as Auditors For For Mgmt
14 Authorise Board to Fix Remuneration of Auditors For For Mgmt
15 Approve Remuneration Policy For For Mgmt
16 Approve Remuneration Report For For Mgmt
17 Reduce the Minimum Number of Directors For For Mgmt
18 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
19 Authrorise Issue of Equity without Pre-emptive Rights For For Mgmt
20 Authorise Market Purchase of Ordinary Shares For For Mgmt
21 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
-69-
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 DNB ASA DNB.NO R1812S105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting; Elect Chairman of Meeting Mgmt
2 Approve Notice of Meeting and Agenda For For Mgmt
3 Designate Inspector(s) of Minutes of Meeting For For Mgmt
4 Accept Financial Statements and Statutory Reports; For For Mgmt
Approve Allocation of Income and Dividends of NOK 5.70
Per Share
5a Approve Suggested Remuneration Policy And Other Terms of For For Mgmt
Employment For Executive Management (Consultative Vote)
5b Approve Binding Remuneration Policy And Other Terms of For For Mgmt
Employment For Executive Management
6 Approve Company's Corporate Governance Statement For For Mgmt
7 Approve Remuneration of Auditors For For Mgmt
8 Authorize Share Repurchase Program For For Mgmt
9 Elect Karl-Christian Agerup as New Director For For Mgmt
10 Approve Remuneration of Directors in the Amount of NOK For For Mgmt
518,000 for Chairman, NOK 329,000 for Vice Chairman and
NOK 329,000 for Other Directors; Approve Remuneration for
Committee Work; Approve Remuneration for Nominating
Committee
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 ASML Holding NV ASML.NA N07059178
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Discuss the Company's Business, Financial Situation and Mgmt
Sustainability
3 Discuss Remuneration Policy for Management Board Members Mgmt
4 Adopt Financial Statements and Statutory Reports For For Mgmt
5 Approve Discharge of Management Board For For Mgmt
6 Approve Discharge of Supervisory Board For For Mgmt
7 Receive Explanation on Company's Reserves and Dividend Mgmt
Policy
8 Approve Dividends of EUR 1.20 Per Ordinary Share For For Mgmt
9 Amend the Remuneration Policy of the Management Board For For Mgmt
10 Approve Performance Share Arrangement According to For For Mgmt
Remuneration Policy
11 Approve Number of Stock Options, Respectively Shares for For For Mgmt
Employees
12 Discuss Management Board Composition and Receive Mgmt
Information on Intended Appointment of First van
Hout to Management Board
13.a Elect Pauline van der Meer Mohr to Supervisory Board For For Mgmt
13.b Elect Carla Smits-Nusteling to Supervisory Board For For Mgmt
13.c Elect Doug Grose to Supervisory Board For For Mgmt
13.d Elect Wolfgang Ziebart to Supervisory Board For For Mgmt
13.e Discussion of the Supervisory Board Composition Mgmt
14 Amend Remuneration of Supervisory Board For For Mgmt
15 Ratify KPMG as Auditors For For Mgmt
16.a Grant Board Authority to Issue Shares Up To 5 Percent of For For Mgmt
Issued Capital
16.b Authorize Board to Exclude Preemptive Rights from Share For For Mgmt
Issuances Re: Item 16a
16.c Grant Board Authority to Issue Shares Up To 5 Percent in For For Mgmt
Case of Takeover/Merger
16.d Authorize Board to Exclude Preemptive Rights from Share For For Mgmt
Issuances Re: Item 16c
17.a Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
17.b Authorize Additional Repurchase of Up to 10 Percent of For For Mgmt
Issued Share Capital
18 Authorize Cancellation of Repurchased Shares For For Mgmt
19 Other Business (Non-Voting) Mgmt
20 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Axa CS.FP F06106102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 1.16 For For Mgmt
per Share
4 Non-Binding Vote on Compensation of Henri de Castries, For For Mgmt
Chairman and CEO until August 31, 2016
5 Non-Binding Vote on Compensation of Denis Duverne, Vice For For Mgmt
CEO until August 31, 2016
6 Non-Binding Vote on Compensation of Denis Duverne, For For Mgmt
Chairman of the Board of Directors since September 1,
2016
7 Non-Binding Vote on Compensation of Thoma Buberl, CEO For For Mgmt
since September 1, 2016
8 Approve Remuneration Policy of Chairman of the Board For For Mgmt
9 Approve Remuneration Policy of CEO For For Mgmt
10 Approve Auditors' Special Report on Related-Party For For Mgmt
Transactions
11 Approve Additional Social Benefits Agreement with Thomas For For Mgmt
Buberl, CEO
12 Approve Severance Agreement with Thomas Buberl For For Mgmt
13 Reelect Deanna Oppenheimer as Director For For Mgmt
14 Reelect Ramon de Oliveira as Director For For Mgmt
15 Ratify Appointment of Thomas Buberl as Director For For Mgmt
16 Ratify Appointment of Andre Francois-Poncet as Director For For Mgmt
17 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
18 Authorize Capitalization of Reserves of Up to EUR 1 For For Mgmt
Billion for Bonus Issue or Increase in Par Value
19 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
with Preemptive Rights up to Aggregate Nominal Amount of
EUR 2 Billions
20 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 550 Million
21 Approve Issuance of Equity or Equity-Linked Securities For For Mgmt
for Private Placements, up to Aggregate Nominal Amount of
EUR 550 Million
22 Authorize Board to Set Issue Price for 10 Percent Per For For Mgmt
Year of Issued Capital Pursuant to Issue Authority
without Preemptive Rights
23 Authorize Capital Increase of Up to EUR 550 Million for For For Mgmt
Future Exchange Offers
24 Authorize Capital Increase of up to 10 Percent of Issued For For Mgmt
Capital for Contributions in Kind
25 Authorize Issuance of Equity Upon Conversion of a For For Mgmt
Subsidiary's Equity-Linked Securities without Preemptive
Rights for Up to EUR 550 Million
26 Authorize Issuance of Equity Upon Conversion of a For For Mgmt
Subsidiary's Equity-Linked Securities with Preemptive
Rights for Up to EUR 2 Billion
27 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
28 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans Reserved for Employees of International
Subsidiaries
29 Authorize up to 1 Percent of Issued Capital for Use in For Against Mgmt
Stock Option Plans
30 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
31 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 British American Tobacco plc BTI.SJ G1510J102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Reappoint KPMG LLP as Auditors For For Mgmt
5 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
6 Re-elect Richard Burrows as Director For For Mgmt
7 Re-elect Nicandro Durante as Director For For Mgmt
8 Re-elect Sue Farr as Director For For Mgmt
9 Re-elect Ann Godbehere as Director For For Mgmt
10 Re-elect Savio Kwan as Director For For Mgmt
11 Re-elect Dr Pedro Malan as Director For For Mgmt
12 Re-elect Dimitri Panayotopoulos as Director For For Mgmt
13 Re-elect Kieran Poynter as Director For For Mgmt
14 Re-elect Ben Stevens as Director For For Mgmt
15 Elect Dr Marion Helmes as Director For For Mgmt
16 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
18 Authorise Market Purchase of Ordinary Shares For For Mgmt
19 Authorise EU Political Donations and Expenditure For For Mgmt
20 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
-70-
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Cembra Money Bank AG CMBN.SW H1329L107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3.1 Approve Allocation of Income For For Mgmt
3.2 Approve Dividends of CHF 3.45 per Share from Capital For For Mgmt
Contribution Reserves
3.3 Approve Dividends of CHF 1.00 per Share from For For Mgmt
Distributable Profits
4 Approve Discharge of Board and Senior Management For For Mgmt
5.1.1 Reelect Felix Weber as Director For For Mgmt
5.1.2 Reelect Peter Athanas as Director For For Mgmt
5.1.3 Reelect Urs Baumann as Director For For Mgmt
5.1.4 Reelect Denis Hall as Director For For Mgmt
5.1.5 Reelect Katrina Machin as Director For For Mgmt
5.1.6 Reelect Monica Maechler as Director For For Mgmt
5.1.7 Reelect Ben Tellings as Director For For Mgmt
5.2 Reelect Felix Weber as Board Chairman For For Mgmt
5.3.1 Appoint Urs Baumann as Member of the Compensation For For Mgmt
Committee
5.3.2 Appoint Katrina Machin as Member of the Compensation For For Mgmt
Committee
5.3.3 Appoint Ben Tellings as Member of the Compensation For For Mgmt
Committee
5.4 Designate Andreas Keller as Independent Proxy For For Mgmt
5.5 Ratify KPMG AG as Auditors For For Mgmt
6.1 Approve Creation of CHF 3 Million Pool of Capital without For For Mgmt
Preemptive Rights
6.2 Amend Articles Re: Ordinary and Extraordinary General For For Mgmt
Meetings
6.3 Amend Articles Re: Convocation, Resolutions, and Minutes For For Mgmt
of General Meetings
6.4 Amend Articles Re: Editorial Changes Concerning Senior For For Mgmt
Management
7.1 Approve Remuneration of Directors in the Amount of CHF For For Mgmt
1.45 Million
7.2 Approve Maximum Fixed and Variable Remuneration of For For Mgmt
Executive Committee in the Amount of CHF 5.3 Million
8 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Endesa S.A. ELE.SM E41222113
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated and Standalone Financial Statements For For Mgmt
2 Approve Consolidated and Standalone Management Reports For For Mgmt
3 Approve Discharge of Board For For Mgmt
4 Approve Allocation of Income and Dividends For For Mgmt
5 Renew Appointment of Ernst & Young as Auditor For For Mgmt
6 Reelect Miquel Roca Junyent as Director For For Mgmt
7 Reelect Alejandro Echevarria Busquet as Director For For Mgmt
8 Approve Remuneration Report For For Mgmt
9 Approve Cash-Based Long-Term Incentive Plan For For Mgmt
10 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Unilever NV UNA.NA N8981F271
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Discussion of the Annual Report and Accounts for the 2016 Mgmt
financial year
2 Approve Financial Statements and Allocation of Income For For Mgmt
3 Approve Discharge of Executive Board Members For For Mgmt
4 Approve Discharge of Non-Executive Board Members For For Mgmt
5 Approve Remuneration Policy for Management Board Members For For Mgmt
6 Approve Unilever Share Plan 2017 For For Mgmt
7 Elect N.S. Andersen as Non-Executive Board Member For For Mgmt
8 Elect L.M. Cha as Non-Executive Board Member For For Mgmt
9 Elect V. Colao as Non-Executive Board Member For For Mgmt
10 Elect M Dekkers as Non-Executive Board Member For For Mgmt
11 Elect A.M. Fudge as Non-Executive Board Member For For Mgmt
12 Elect J. Hartmann as Non-Executive Board Member For For Mgmt
13 Elect M. Ma as Non-Executive Board Member For For Mgmt
14 Elect S Masiyiwa as Non-Executive Board Member For For Mgmt
15 Elect Y.Moon as Non-Executive Board Member For For Mgmt
16 Elect G. Pitkethly as Executive Board Member For For Mgmt
17 Elect P.G.J.M. Polman as Executive Board Member For For Mgmt
18 Elect J. Rishton as Non-Executive Board Member For For Mgmt
19 Elect F. Sijbesma as Non-Executive Board Member For For Mgmt
20 Ratify KPMG as Auditors For For Mgmt
21 Grant Board Authority to Issue Shares Up To 10 Percent of For For Mgmt
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger
22 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
23 Approve Cancellation of Repurchased Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Aggreko plc AGK.LN G0116S102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Remuneration Policy For Against Mgmt
4 Approve Final Dividend For For Mgmt
5 Elect Barbara Jeremiah as Director For For Mgmt
6 Elect Miles Roberts as Director For For Mgmt
7 Re-elect Ken Hanna as Director For For Mgmt
8 Re-elect Chris Weston as Director For For Mgmt
9 Re-elect Carole Cran as Director For For Mgmt
10 Re-elect Dame Nicola Brewer as Director For For Mgmt
11 Re-elect Russell King as Director For For Mgmt
12 Re-elect Uwe Krueger as Director For For Mgmt
13 Re-elect Diana Layfield as Director For For Mgmt
14 Re-elect Ian Marchant as Director For For Mgmt
15 Reappoint KPMG LLP as Auditors For For Mgmt
16 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
17 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
18 Approve Restricted Share Plan For Against Mgmt
19 Approve Sharesave Plans For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
21 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary Shares For For Mgmt
23 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Entra ASA ENTRA.NO R2R8A2105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting; Registration of Attending Shareholders and Mgmt
Proxies
2 Elect Chairman of Meeting For For Mgmt
3 Designate Inspector(s) of Minutes of Meeting For For Mgmt
4 Approve Notice of Meeting and Agenda For For Mgmt
5 Accept Financial Statements and Statutory Reports; For For Mgmt
Approve Allocation of Income and Dividends of NOK 1.75
Per Share
6 Discuss Company's Corporate Governance Statement Mgmt
7 Approve Remuneration Policy And Other Terms of Employment For For Mgmt
For Executive Management
7.1 Approve Advisory Remuneration Policy And Other Terms of For For Mgmt
Employment For Executive Management
7.2 Approve Binding Remuneration Policy And Other Terms of For Against Mgmt
Employment For Executive Management
8 Approve Repurchase Program as Funding for Incentive Plans For Against Mgmt
9 Authorize Share Repurchase Program and Cancellation of For For Mgmt
Repurchased Shares
10 Authorize Board to Declare Semi-Annual Devidends For For Mgmt
11 Approve Remuneration of Auditors For For Mgmt
12 Approve Remuneration of Directors; Approve Remuneration For For Mgmt
for Committee Work
13 Elect Ingrid Dahl Hovland as Director For For Mgmt
14a Elect John Giverholt as Members of Nominating Committee For For Mgmt
14b Elect Hege Sjo as Members of Nominating Committee For For Mgmt
14c Elect Rolf Roverud as Members of Nominating Committee For For Mgmt
15 Approve Remuneration of Members of Nominating Committee For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Intesa SanPaolo SPA ISP.IM T55067101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.a Accept Financial Statements and Statutory Reports For For Mgmt
1.b Approve Allocation of Income For For Mgmt
2.a 2017 Remuneration Policies for Employees and Non-Employed For For Mgmt
Staff
2.b Extend Maximum Variable Compensation Ratio to All Risk For For Mgmt
Takers Who Are Not Part of Corporate Control Functions
2.c Approve Severance Payments Policy For For Mgmt
2.d Approve Incentive Bonus Plan For For Mgmt
2.e Authorize Share Repurchase Program and Reissuance of For For Mgmt
Repurchased Shares to Service Incentive Bonus Plan
-71-
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Kering KER.FP F7440G127
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 4.60 For For Mgmt
per Share
4 Reelect Francois-Henri Pinault as Director For Against Mgmt
5 Reelect Jean-Francois Palus as Director For For Mgmt
6 Reelect Patricia Barbizet as Director For For Mgmt
7 Reelect Baudouin Prot as Director For For Mgmt
8 Approve Remuneration Policy for Executive Officers For Against Mgmt
9 Non-Binding Vote on Compensation of Francois-Henri For Against Mgmt
Pinault, CEO
10 Non-Binding Vote on Compensation of Jean-Francois Palus, For Against Mgmt
Vice-CEO
11 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
12 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
13 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
with Preemptive Rights up to Aggregate Nominal Amount of
EUR 200 Million
14 Authorize Capitalization of Reserves of Up to EUR 200 For For Mgmt
Million for Bonus Issue or Increase in Par Value
15 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 50 Million
16 Approve Issuance of Equity or Equity-Linked Securities For For Mgmt
for up to 20 Percent of Issued Capital Per Year Reserved
for Qualified Investors or Restricted Number of
Investors, up to Aggregate Nominal Amount of EUR 50
Million
17 Authorize Board to Set Issue Price for 5 Percent Per Year For For Mgmt
of Issued Capital Pursuant to Issue Authority without
Preemptive Rights under Items 15 and 16
18 Authorize Board to Increase Capital in the Event of For For Mgmt
Additional Demand Related to Delegation Submitted to
Shareholder Vote under Items 13 and 15-16
19 Authorize Capital Increase of up to 10 Percent of Issued For For Mgmt
Capital for Contributions in Kind
20 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
21 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Persimmon plc PSN.LN G70202109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Policy For For Mgmt
3 Approve Remuneration Report For For Mgmt
4 Re-elect Nicholas Wrigley as Director For For Mgmt
5 Re-elect Jeffrey Fairburn as Director For For Mgmt
6 Re-elect Michael Killoran as Director For For Mgmt
7 Re-elect David Jenkinson as Director For For Mgmt
8 Re-elect Jonathan Davie as Director For For Mgmt
9 Re-elect Marion Sears as Director For For Mgmt
10 Rachel Kentleton as Director For For Mgmt
11 Re-elect Nigel Mills as Director For For Mgmt
12 Elect Simon Litherland as Director For For Mgmt
13 Reappoint Ernst & Young LLP as Auditors and Authorise For For Mgmt
Their Remuneration
14 Approve Performance Share Plan For For Mgmt
15 Approve Sale of Plot 22 Aykley Woods Durham from For For Mgmt
Persimmon Homes Limited to Harley Fairburn
16 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
18 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary Shares For For Mgmt
20 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 POSTE ITALIANE SPA PST.IM 74347R313
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income For For Mgmt
3 Fix Number of Directors at 9 For For Mgmt
4 Fix Board Terms for Directors For For Mgmt
5.1 Slate 1 Submitted by Ministry of Economy and Finance None Do Not Vote ShrHlder
5.2 Slate 2 Submitted by Institutional Investors None For ShrHlder
(Assogestioni)
6 Elect Bianca Maria Farina as Board Chair None For ShrHlder
7 Approve Remuneration of Directors None For ShrHlder
8 Appoint Antonio Santi as Alternate Internal Statutory None For ShrHlder
Auditor
9 Approve Incentive Bonus Plan 2017 For For Mgmt
10 Approve Remuneration Policy For For Mgmt
A Deliberations on Possible Legal Action Against Directors None Against Mgmt
if Presented by Shareholders
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Sampo Oyj SAMPO.FH X75653109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Call the Meeting to Order Mgmt
3 Designate Inspector or Shareholder Representative(s) of For For Mgmt
Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Prepare and Approve List of Shareholders For For Mgmt
6 Receive Financial Statements and Statutory Reports; Mgmt
Receive Board's Report; Receive Auditor's Report
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 2.30 For For Mgmt
Per Share
9 Approve Discharge of Board and President For For Mgmt
10 Approve Remuneration of Directors in the Amount of EUR For For Mgmt
175,000 for Chairman, EUR115,000 for Vice Chairman, EUR
90,000 for Other Directors; Approve Remuneration for
Committee Work
11 Fix Number of Directors at Eight For For Mgmt
12 Reelect Christian Clausen, Jannica Fagerholm, Adine Grate For For Mgmt
Axen, Veli-Matti Mattila, Risto Murto, Eira
Palin-Lehtinen, Per Arthur Sorlie and Bjorn Wahlroos as
Directors
13 Approve Remuneration of Auditors For For Mgmt
14 Ratify Ernst & Young as Auditors For For Mgmt
15 Approve that the Rights Attached to Certain Shares For For Mgmt
Entered in the Company's Joint Book-Entry Account be
Forfeited
16 Authorize Share Repurchase Program For For Mgmt
17 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Sandvik AB SAND.SS W74857165
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect Chairman of Meeting For For Mgmt
3 Prepare and Approve List of Shareholders For For Mgmt
4 Designate Inspector(s) of Minutes of Meeting For For Mgmt
5 Approve Agenda of Meeting For For Mgmt
6 Acknowledge Proper Convening of Meeting For For Mgmt
7 Receive Financial Statements and Statutory Reports Mgmt
8 Receive President's Report Mgmt
9 Accept Financial Statements and Statutory Reports For For Mgmt
10 Approve Discharge of Board and President For For Mgmt
11 Approve Allocation of Income and Dividends of SEK 2.75 For For Mgmt
Per Share
12 Determine Number of Directors (8) and Deputy Directors For For Mgmt
(0) of Board; Determine Number of Auditors (1) and Deputy
Auditors
13 Approve Remuneration of Directors in the Amount of SEK For For Mgmt
2.2 Million for the Chairman and SEK 630,000 for Other
Directors; Approve Remuneration for Committee Work;
Approve Remuneration for Auditor
14a Elect Marika Fredriksson as New Director For For Mgmt
14b Reelect Jennifer Allerton as Director For For Mgmt
14c Reelect Claes Boustedt as Director For For Mgmt
14d Reelect Johan Karlstrom as Director For For Mgmt
14e Reelect Johan Molin as Director For For Mgmt
14f Reelect Bjorn Rosengren as Director For For Mgmt
14g Reelect Helena Stjernholm as Director For For Mgmt
14h Reelect Lars Westerberg as Director For For Mgmt
15 Reelect Johan Molin as Chairman of the Board For For Mgmt
16 Ratify KPMG as Auditors For For Mgmt
17 Approve Remuneration Policy And Other Terms of Employment For For Mgmt
For Executive Management
18 Approve Share Matching Plan (LTI 2017) For Against Mgmt
19 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Taylor Wimpey plc TW/.LN G86954107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Approve Special Dividend For For Mgmt
4 Re-elect Kevin Beeston as Director For For Mgmt
5 Re-elect Pete Redfern as Director For For Mgmt
6 Re-elect Ryan Mangold as Director For For Mgmt
7 Re-elect James Jordan as Director For For Mgmt
8 Re-elect Kate Barker as Director For For Mgmt
9 Re-elect Mike Hussey as Director For For Mgmt
10 Re-elect Robert Rowley as Director For For Mgmt
11 Re-elect Humphrey Singer as Director For For Mgmt
12 Elect Angela Knight as Director For For Mgmt
13 Reappoint Deloitte LLP as Auditors For For Mgmt
14 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
15 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
16 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
17 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary Shares For For Mgmt
19 Approve Remuneration Report For For Mgmt
20 Approve Remuneration Policy For For Mgmt
21 Approve Performance Share Plan For For Mgmt
22 Authorise EU Political Donations and Expenditure For For Mgmt
23 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
-72-
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 The Weir Group PLC WEIR.LN G95248137
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Approve Remuneration Report For For Mgmt
4 Approve Remuneration Policy For For Mgmt
5 Elect John Heasley as Director For For Mgmt
6 Re-elect Charles Berry as Director For For Mgmt
7 Re-elect Jon Stanton as Director For For Mgmt
8 Re-elect Alan Ferguson as Director For For Mgmt
9 Re-elect Melanie Gee as Director For For Mgmt
10 Re-elect Mary Jo Jacobi as Director For For Mgmt
11 Re-elect Sir Jim McDonald as Director For For Mgmt
12 Re-elect Richard Menell as Director For For Mgmt
13 Re-elect John Mogford as Director For For Mgmt
14 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
15 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
16 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
18 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Specified Capital
Investment
19 Authorise Market Purchase of Ordinary Shares For For Mgmt
20 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Unilever PLC ULVR.LN G92087165
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Remuneration Policy For For Mgmt
4 Approve Performance Share Plan For For Mgmt
5 Re-elect Nils Andersen as Director For For Mgmt
6 Re-elect Laura Cha as Director For For Mgmt
7 Re-elect Vittorio Coal as Director For For Mgmt
8 Re-elect Dr Marijn Dekkers as Director For For Mgmt
9 Re-elect Ann Fudge as Director For For Mgmt
10 Re-elect Dr Judith Hartmann as Director For For Mgmt
11 Re-elect Mary Ma as Director For For Mgmt
12 Re-elect Strive Masiyiwa as Director For For Mgmt
13 Re-elect Youngme Moon as Director For For Mgmt
14 Re-elect Graeme Pitkethly as Director For For Mgmt
15 Re-elect Paul Polman as Director For For Mgmt
16 Re-elect John Rishton as Director For For Mgmt
17 Re-elect Feike Sijbesma as Director For For Mgmt
18 Reappoint KPMG LLP as Auditors For For Mgmt
19 Authorise Board to Fix Remuneration of Auditors For For Mgmt
20 Authorise EU Political Donations and Expenditure For For Mgmt
21 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
22 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
23 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
24 Authorise Market Purchase of Ordinary Shares For For Mgmt
25 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 Bayer AG BAYN.GY D0712D163
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports; For For Mgmt
Approve Allocation of Income and Dividends of EUR 2.70
per Share for Fiscal 2016
2 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
3 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
4.1 Elect Werner Wenning to the Supervisory Board For For Mgmt
4.2 Elect Paul Achleitner to the Supervisory Board For For Mgmt
4.3 Elect Norbert W. Bischofberger to the Supervisory Board For For Mgmt
4.4 Elect Thomas Ebeling to the Supervisory Board For For Mgmt
4.5 Elect Colleen A. Goggins to the Supervisory Board For For Mgmt
4.6 Elect Klaus Sturany to the Supervisory Board For For Mgmt
5 Approve Remuneration of Supervisory Board For For Mgmt
6 Approve Affiliation Agreements with Subsidiaries Bayer For For Mgmt
CropScience Aktiengesellschaft
7 Ratify Deloitte GmbH as Auditors for Fiscal 2017 For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 Deutsche Post AG DPW.GY D19225107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Mgmt
Fiscal 2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.05 For For Mgmt
per Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
5 Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal For For Mgmt
2017
6 Approve Creation of EUR 160 Million Pool of Capital For For Mgmt
without Preemptive Rights
7 Approve Issuance of Options and Bonds/Convertible Bonds For For Mgmt
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 1.5 Billion; Approve Creation of EUR 75 Million
Pool of Capital to Guarantee Conversion Rights
8 Authorize Share Repurchase Program and Reissuance or For For Mgmt
Cancellation of Repurchased Shares
9 Authorize Use of Financial Derivatives when Repurchasing For For Mgmt
Shares
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 HSBC Holdings plc HBCYF G4634U169
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3(a) Elect David Nish as Director For For Mgmt
3(b) Elect Jackson Tai as Director For For Mgmt
3(c) Re-elect Phillip Ameen as Director For For Mgmt
3(d) Re-elect Kathleen Casey as Director For For Mgmt
3(e) Re-elect Laura Cha as Director For For Mgmt
3(f) Re-elect Henri de Castries as Director For For Mgmt
3(g) Re-elect Lord Evans of Weardale as Director For For Mgmt
3(h) Re-elect Joachim Faber as Director For For Mgmt
3(i) Re-elect Douglas Flint as Director For For Mgmt
3(j) Re-elect Stuart Gulliver as Director For For Mgmt
3(k) Re-elect Irene Lee as Director For Against Mgmt
3(l) Re-elect John Lipsky as Director For For Mgmt
3(m) Re-elect Iain Mackay as Director For For Mgmt
3(n) Re-elect Heidi Miller as Director For For Mgmt
3(o) Re-elect Marc Moses as Director For For Mgmt
3(p) Re-elect Jonathan Symonds as Director For For Mgmt
3(q) Re-elect Pauline van der Meer Mohr as Director For For Mgmt
3(r) Re-elect Paul Walsh as Director For Against Mgmt
4 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Authorise the Group Audit Committee to Fix Remuneration For For Mgmt
of Auditors
6 Authorise EU Political Donations and Expenditure For For Mgmt
7 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
8 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
9 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
10 Authorise Directors to Allot Any Repurchased Shares For For Mgmt
11 Authorise Market Purchase of Ordinary Shares For For Mgmt
12 Authorise Issue of Equity in Relation to Contingent For For Mgmt
Convertible Securities
13 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Relation to Contingent Convertible Securities
14 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 Merck KGaA MRK.GY D5357W103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Mgmt
Fiscal 2016 (Non-Voting)
2 Accept Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation of Income and Dividends of EUR 1.20 For For Mgmt
per Share
4 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
5 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
6 Ratify KPMG AG as Auditors for Fiscal 2017 For For Mgmt
7 Approve Remuneration System for Management Board Members For Against Mgmt
8 Approve Creation of EUR 56.5 Million Pool of Capital with For For Mgmt
Partial Exclusion of Preemptive Rights
9 Approve Affiliation Agreements with Subsidiaries For For Mgmt
-73-
MEETING DATE COMPANY TICKER SECURITY ID
05/01/17 BE Semiconductor Industries NV BESI.NA N13107128
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Receive Report of Management Board (Non-Voting) Mgmt
3 Discuss Implementation of Remuneration Policy Mgmt
4 Adopt Financial Statements and Statutory Reports For For Mgmt
5.a Receive Explanation on Company's Reserves and Dividend Mgmt
Policy
5.b Approve Dividends of EUR 1.74 Per Share For For Mgmt
6.a Approve Discharge of Management Board For For Mgmt
6.b Approve Discharge of Supervisory Board For For Mgmt
7 Grant Board Authority to Issue Shares Up To 10 Percent of For For Mgmt
Issued Capital and Authorize Board to Exclude Preemptive
Rights from Share Issuances
8 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
9 Other Business (Non-Voting) Mgmt
10 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Acs, Actividades de Construccion y Servicios S.A ACS.SM E7813W163
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Approve Consolidated and Standalone Financial Statements For For Mgmt
1.2 Approve Allocation of Income For For Mgmt
2 Receive Corporate Social Responsibility Report Mgmt
3 Advisory Vote on Remuneration Report For Against Mgmt
4 Approve Discharge of Board For For Mgmt
5.1 Elect Carmen Fernandez Rozado as Director For For Mgmt
5.2 Elect Jose Eladio Seco Dominguez as Director For For Mgmt
5.3 Elect Marcelino Fernandez Verdes as Executive Director For For Mgmt
6 Renew Appointment of Deloitte as Auditor For For Mgmt
7.1 Amend Article 19 Re: Board Committees For For Mgmt
7.2 Amend Article 22 Re: Appointments Committee For For Mgmt
7.3 Amend Article 23 Re: Board Committees For For Mgmt
7.4 Add Article 22 bis Re: Remuneration Committee For For Mgmt
8 Authorize Capitalization of Reserves for Scrip Dividends For For Mgmt
9 Authorize Share Repurchase and Capital Reduction via For For Mgmt
Amortization of Repurchased Shares
10 Approve Stock Option Plan For For Mgmt
11 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Allianz SE ALV.GY D03080112
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Mgmt
Fiscal 2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 7.60 For For Mgmt
per Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
5 Approve Affiliation Agreement with Allianz Global Health For For Mgmt
GmbH
6.1 Elect Helmut Perlet to the Supervisory Board For For Mgmt
6.2 Elect Michael Diekmann to the Supervisory Board For For Mgmt
6.3 Elect Sophie Boissard to the Supervisory Board For For Mgmt
6.4 Elect Christine Bosse to the Supervisory Board For For Mgmt
6.5 Elect Friedrich Eichiner to the Supervisory Board For For Mgmt
6.6 Elect Herbert Hainer to the Supervisory Board For For Mgmt
6.7 Elect Jim Hagemann Snabe to the Supervisory Board For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Covestro AG 1COV.GY D0R41Z100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Mgmt
Fiscal 2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.35 For For Mgmt
per Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
5 Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal For For Mgmt
2017
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Norsk Hydro ASA NHY.NO R61115102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Notice of Meeting and Agenda For For Mgmt
2 Designate Inspector(s) of Minutes of Meeting For For Mgmt
3 Accept Financial Statements and Statutory Reports; For For Mgmt
Approve Allocation of Income and Dividends of NOK 1.25
Per Share
4 Approve Remuneration of Auditors For For Mgmt
5 Discuss Company's Corporate Governance Statement Mgmt
6 Approve Remuneration Policy And Other Terms of Employment For Against Mgmt
For Executive Management
7 Approve Update of the Mandate of the Nomination Committee For For Mgmt
8.1 Approve Remuneration of Corporate Assembly For For Mgmt
8.2 Approve Remuneration of Nomination Committee For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Enel SpA ENEL.IM T3679P115
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income For For Mgmt
3 Authorize Share Repurchase Program and Reissuance of For For Mgmt
Repurchased Shares
4 Fix Number of Directors For For Mgmt
5 Fix Board Terms for Directors For For Mgmt
6.1 Slate Submitted by the Italian Ministry of Economy And None Do Not Vote ShrHlder
Finance
6.2 Slate Submitted by Institutional Investors (Assogestioni) None For ShrHlder
7 Elect Patrizia Grieco as Board Chair None For ShrHlder
8 Approve Remuneration of Directors None For ShrHlder
9 Approve 2017 Monetary Long-Term Incentive Plan For For Mgmt
10 Approve Remuneration Policy For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 UBS GROUP AG UBSG.VX H42097107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Accept Financial Statements and Statutory Reports For For Mgmt
1.2 Approve Remuneration Report (Non-Binding) For For Mgmt
2 Approve Allocation of Income and Dividends of CHF 0.60 For For Mgmt
per Share from Capital Contribution Reserves
3 Approve Discharge of Board and Senior Management For For Mgmt
4 Approve Variable Remuneration of Executive Committee in For For Mgmt
the Amount of CHF 71.9 Million
5 Approve Maximum Fixed Remuneration of Executive Committee For For Mgmt
in the Amount of CHF 31.5 Million
6.1a Reelect Axel Weber as Director and Board Chairman For For Mgmt
6.1b Reelect Michel Demare as Director For For Mgmt
6.1c Reelect David Sidwell as Director For For Mgmt
6.1d Reelect Reto Francioni as Director For For Mgmt
6.1e Reelect Ann Godbehere as Director For For Mgmt
6.1f Reelect William Parrett as Director For For Mgmt
6.1g Reelect Isabelle Romy as Director For For Mgmt
6.1h Reelect Robert Scully as Director For For Mgmt
6.1i Reelect Beatrice Weder di Mauro as Director For For Mgmt
6.1j Reelect Dieter Wemmer as Director For For Mgmt
6.2 Elect Julie Richardson as Director For For Mgmt
6.3.1 Appoint Ann Godbehere as Member of the Compensation For For Mgmt
Committee
6.3.2 Appoint Michel Demare as Member of the Compensation For For Mgmt
Committee
6.3.3 Appoint Reto Francioni as Member of the Compensation For For Mgmt
Committee
6.3.4 Appoint William Parrett as Member of the Compensation For For Mgmt
Committee
7 Approve Maximum Remuneration of Board of Directors in the For For Mgmt
Amount of CHF 14 Million
8.1 Designate ADB Altorfer Duss & Beilstein AG as Independent For For Mgmt
Proxy
8.2 Ratify Ernst & Young AG as Auditors For For Mgmt
9 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 BBA Aviation plc BBA.LN G08932165
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Re-elect Sir Nigel Rudd as Director For For Mgmt
4 Re-elect Wayne Edmunds as Director For For Mgmt
5 Re-elect Peter Edwards as Director For For Mgmt
6 Re-elect Susan Kilsby as Director For For Mgmt
7 Re-elect Simon Pryce as Director For For Mgmt
8 Re-elect Peter Ratcliffe as Director For For Mgmt
9 Re-elect Peter Ventress as Director For For Mgmt
10 Reappoint Deloitte LLP as Auditors For For Mgmt
11 Authorise Board to Fix Remuneration of Auditors For For Mgmt
12 Approve Remuneration Report For For Mgmt
13 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
14 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
15 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary Shares For For Mgmt
17 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
-74-
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 RHI AG RHI.AV A65231101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports Mgmt
(Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.75 For For Mgmt
per Share
3 Approve Discharge of Management Board For For Mgmt
4 Approve Discharge of Supervisory Board For For Mgmt
5 Approve Remuneration of Supervisory Board Members For For Mgmt
6 Ratify PwC Wirtschaftspruefung GmbH as Auditors For For Mgmt
7.1 Elect Herbert Cordt as Supervisory Board Member For Against Mgmt
7.2 Elect Helmut Draxler as Supervisory Board Member For Against Mgmt
7.3 Elect Hubert Gorbach as Supervisory Board Member For Against Mgmt
7.4 Elect Alfred Gusenbauer as Supervisory Board Member For For Mgmt
8 Authorize Share Repurchase Program and Reissuance or For For Mgmt
Cancellation of Repurchased Shares
MEETING DATE COMPANY TICKER SECURITY ID
05/08/17 Centrica plc CNA.LN G2018Z143
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Elect Joan Gillman as Director For For Mgmt
5 Elect Stephen Hester as Director For For Mgmt
6 Elect Scott Wheway as Director For For Mgmt
7 Re-elect Rick Haythornthwaite as Director For For Mgmt
8 Re-elect Iain Conn as Director For For Mgmt
9 Re-elect Jeff Bell as Director For For Mgmt
10 Re-elect Margherita Della Valle as Director For For Mgmt
11 Re-elect Mark Hanafin as Director For For Mgmt
12 Re-elect Mark Hodges as Director For For Mgmt
13 Re-elect Lesley Knox as Director For For Mgmt
14 Re-elect Carlos Pascual as Director For For Mgmt
15 Re-elect Steve Pusey as Director For For Mgmt
16 Appoint Deloitte LLP as Auditors For For Mgmt
17 Authorise Board to Fix Remuneration of Auditors For For Mgmt
18 Approve EU Political Donations and Expenditure For For Mgmt
19 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
21 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary Shares For For Mgmt
23 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 Oriflame Holding AG ORI.SS H5884A109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Allocation of Income For For Mgmt
4 Approve Dividends of CHF 1.50 per Share from Capital For For Mgmt
Contribution Reserves
5 Approve Discharge of Board and Senior Management For For Mgmt
6.1.1 Reelect Mona Abbasi as Director For For Mgmt
6.1.2 Reelect Magnus Braennstroem as Director For For Mgmt
6.1.3 Reelect Anders Dahlvig as Director For For Mgmt
6.1.4 Reelect Alexander af Jochnick as Director For Against Mgmt
6.1.5 Reelect Jonas af Jochnick as Director For Against Mgmt
6.1.6 Reelect Robert af Jochnick as Director For Against Mgmt
6.1.7 Reelect Anna Malmhake as Director For For Mgmt
6.1.8 Reelect Christian Salamon as Director For Against Mgmt
6.1.9 Reelect Karen Tobiasen as Director For For Mgmt
6.2 Reelect Alexander af Jochnick as Board Chairman For Against Mgmt
6.3.1 Reappoint Alexander af Jochnick as Member of the For Against Mgmt
Compensation Committee
6.3.2 Reappoint Karen Tobiasen as Member of the Compensation For For Mgmt
Committee
6.4 Designate Florian Joerg as Independent Proxy For For Mgmt
6.5 Ratify KPMG AG as Auditors For For Mgmt
7.1 Approve Remuneration of Directors in the Amount of CHF For For Mgmt
410,000
7.2.1 Approve Fixed Remuneration of Executive Committee in the For For Mgmt
Amount of CHF 4.3 Million
7.2.2 Approve Variable Remuneration of Executive Committee in For For Mgmt
the Amount of CHF 4.35 Million
8 Approve Creation of CHF 8.35 Million Pool of Capital For Against Mgmt
without Preemptive Rights
9 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 SAP SE SAP.GY D66992104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Mgmt
Fiscal 2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.25 For For Mgmt
per Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For Against Mgmt
5 Ratify KPMG AG as Auditors for Fiscal 2017 For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 adidas AG ADS.GY D0066B102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Mgmt
Fiscal 2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 2.00 For For Mgmt
per Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
5 Approve Remuneration of Supervisory Board For For Mgmt
6 Approve Creation of EUR 50 Million Pool of Capital with For For Mgmt
Preemptive Rights
7 Approve Creation of EUR 16 Million Pool of Capital with For For Mgmt
Partial Exclusion of Preemptive Rights
8 Approve Creation of EUR 20 Million Pool of Capital with For For Mgmt
Partial Exclusion of Preemptive Rights
9.1 Ratify KPMG AG as Auditors for Fiscal 2017 For For Mgmt
9.2 Ratify KPMG AG as Auditors for Half-Year and Quarterly For For Mgmt
Reports 2017
9.3 Ratify KPMG AG as Auditors for the 2018 Interim Financial For For Mgmt
Statements Until the 2018 AGM
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Galenica AG VIFN.VX H28455170
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Discharge of Board and Senior Management For For Mgmt
3 Approve Allocation of Income and Dividends of CHF 20.00 For For Mgmt
per Share
4 Approve Remuneration Report For For Mgmt
5.1 Approve Remuneration of Board of Directors and Executive For For Mgmt
Chairman in the Amount of CHF 6.5 Million
5.2 Approve Remuneration of Executive Committee in the Amount For For Mgmt
of CHF 10.7 Million
6 Amend Articles For For Mgmt
7.1a Reelect Etienne Jornod as Director and Board Chairman For For Mgmt
7.1b Reelect Daniela Bosshardt-Hengartner as Director For For Mgmt
7.1c Reelect Michel Burnier as Director For For Mgmt
7.1d Reelect Romeo Cerutti as Director For For Mgmt
7.1e Reelect Marc de Garidel as Director For For Mgmt
7.1f Reelect Sylvie Gregoire as Director For For Mgmt
7.1g Reelect Fritz Hirsbrunner as Director For For Mgmt
7.1h Elect Gianni Zampieri as Director For For Mgmt
7.2a Appoint Daniela Bosshardt-Hengartner as Member of the For For Mgmt
Compensation Committee
7.2b Appoint Michel Burnier as Member of the Compensation For For Mgmt
Committee
7.2c Appoint Fritz Hirsbrunner as Member of the Compensation For For Mgmt
Committee
7.3 Designate Walder Wyss AG as Independent Proxy For For Mgmt
7.4 Ratify Ernst & Young AG as Auditors For For Mgmt
8 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Koninklijke Philips NV PHIA.NA N6817P109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 President's Speech Mgmt
2a Discuss Remuneration Report Mgmt
2b Receive Explanation on Company's Reserves and Dividend Mgmt
Policy
2c Adopt Financial Statements For For Mgmt
2d Approve Dividends of EUR 0.80 Per Share For For Mgmt
2e Approve Discharge of Management Board For For Mgmt
2f Approve Discharge of Supervisory Board For For Mgmt
3a Amend the Remuneration Policy of the Management Board For For Mgmt
3b Amend Restricted Stock Plan For For Mgmt
4a Reelect J. van der Veer to Supervisory Board For For Mgmt
4b Reelect C.A. Poon to Supervisory Board For For Mgmt
5 Approve Remuneration of Supervisory Board For Against Mgmt
6.a Grant Board Authority to Issue Shares Up To 10 Percent of For For Mgmt
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger
6.b Authorize Board to Exclude Preemptive Rights from For For Mgmt
Issuances under Item 6a
7 Authorize Repurchase of Shares For For Mgmt
8 Approve Cancellation of Repurchased Shares For For Mgmt
9 Other Business (Non-Voting) Mgmt
-75-
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Mondi plc MNDI.LN G6258S107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Tanya Fratto as Director For For Mgmt
2 Re-elect Stephen Harris as Director For For Mgmt
3 Re-elect Andrew King as Director For For Mgmt
4 Re-elect John Nicholas as Director For For Mgmt
5 Re-elect Peter Oswald as Director For For Mgmt
6 Re-elect Fred Phaswana as Director For For Mgmt
7 Re-elect Dominique Reiniche as Director For For Mgmt
8 Re-elect David Williams as Director For For Mgmt
9 Elect Tanya Fratto as Member of the DLC Audit Committee For For Mgmt
10 Re-elect Stephen Harris as Member of the DLC Audit For For Mgmt
Committee
11 Re-elect John Nicholas as Member of the DLC Audit For For Mgmt
Committee
12 Accept Financial Statements and Statutory Reports for the For For Mgmt
Year Ended 31 December 2016
13 Approve Remuneration Policy For For Mgmt
14 Approve Remuneration of Non-executive Directors For For Mgmt
15 Approve Final Dividend For For Mgmt
16 Appoint PricewaterhouseCoopers Inc as Auditors of the For For Mgmt
Company with Michal Kotze as the Registered Auditor
17 Authorise the DLC Audit Committee to Fix Remuneration of For For Mgmt
Auditors
18 Approve Financial Assistance to Related or Inter-related For For Mgmt
Company or Corporation
19 Place Authorised but Unissued Ordinary Shares Under For For Mgmt
Control of Directors
20 Place Authorised but Unissued Special Converting Shares For For Mgmt
Under Control of Directors
21 Authorise Board to Issue Shares for Cash For For Mgmt
22 Authorise Repurchase of Issued Share Capital For For Mgmt
23 Accept Financial Statements and Statutory Reports For For Mgmt
24 Approve Remuneration Policy For For Mgmt
25 Approve Remuneration Report For For Mgmt
26 Approve Final Dividend For For Mgmt
27 Appoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
28 Authorise the DLC Audit Committee to Fix Remuneration of For For Mgmt
Auditors
29 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
30 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
31 Authorise Market Purchase of Ordinary Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Transocean Ltd. RIGN.SW H8817H100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Discharge of Board and Senior Management For Against Mgmt
3 Appropriation of Available Earnings for Fiscal Year 2016 For For Mgmt
4A Elect Director Glyn A. Barker For For Mgmt
4B Elect Director Vanessa C.L. Chang For For Mgmt
4C Elect Director Frederico F. Curado For For Mgmt
4D Elect Director Chadwick C. Deaton For For Mgmt
4E Elect Director Vincent J. Intrieri For For Mgmt
4F Elect Director Martin B. McNamara For For Mgmt
4G Elect Director Samuel J. Merksamer For For Mgmt
4H Elect Director Merrill A. "Pete" Miller, Jr. For For Mgmt
4I Elect Director Edward R. Muller For For Mgmt
4J Elect Director Tan Ek Kia For For Mgmt
4K Elect Director Jeremy D. Thigpen For For Mgmt
5 Elect Merrill A. "Pete" Miller, Jr. as Board Chairman For For Mgmt
6A Appoint Frederico F. Curado as Member of the Compensation For For Mgmt
Committee
6B Appoint Vincent J. Intrieri as Member of the Compensation For For Mgmt
Committee
6C Appoint Martin B. McNamara as Member of the Compensation For For Mgmt
Committee
6D Appoint Tan Ek Kia as Member of the Compensation For For Mgmt
Committee
7 Designate Schweiger Advokatur/Notariat as Independent For For Mgmt
Proxy
8 Appointment Of Ernst & Young LLP as Independent For For Mgmt
Registered Public Accounting Firm for Fiscal Year 2017
and Reelection of Ernst & Young Ltd, Zurich as the
Company's Auditor for a Further One-Year Term
9 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
10A Approve Maximum Remuneration of Board of Directors for For For Mgmt
the Period Between the 2017 and 2018 Annual General
Meetings in the Amount of USD 4.12 Million
10B Approve Maximum Remuneration of the Executive Management For For Mgmt
Team for Fiscal Year 2018 in the Amount of USD
24 Million
11 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
12 Other Business For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/17 Fresenius SE & Co KGaA FRE.GY D27348107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends of EUR 0.62 For Against Mgmt
per Share
3 Approve Discharge of Personally Liable Partner for Fiscal For For Mgmt
2016
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
5 Ratify KPMG AG as Auditors for Fiscal 2017 For For Mgmt
6 Amend Stock Option Plan For For Mgmt
7 Amend Remuneration of Supervisory Board For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/17 Provident Financial plc PFG.LN G72783171
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Policy For For Mgmt
3 Approve Remuneration Report For For Mgmt
4 Approve Final Dividend For For Mgmt
5 Re-elect Robert Anderson as Director For For Mgmt
6 Re-elect Peter Crook as Director For For Mgmt
7 Re-elect Andrew Fisher as Director For For Mgmt
8 Re-elect Malcolm Le May as Director For For Mgmt
9 Re-elect Stuart Sinclair as Director For For Mgmt
10 Re-elect Manjit Wolstenholme as Director For For Mgmt
11 Elect Andrea Blance as Director For For Mgmt
12 Elect David Sear as Director For For Mgmt
13 Elect John Straw as Director For For Mgmt
14 Reappoint Deloitte LLP as Auditors For For Mgmt
15 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
16 Authorise EU Political Donations and Expenditure For For Mgmt
17 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
18 Adopt New Articles of Association For For Mgmt
19 Authorise Market Purchase of Ordinary Shares For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
21 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
22 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 Standard Life plc SL/.LN G84278103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Appoint KPMG LLP as Auditors For For Mgmt
4 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
5 Approve Remuneration Report For For Mgmt
6A Re-elect Sir Gerry Grimstone as Director For For Mgmt
6B Re-elect Colin Clark as Director For For Mgmt
6C Re-elect Pierre Danon as Director For For Mgmt
6D Re-elect Melanie Gee as Director For For Mgmt
6E Re-elect Noel Harwerth as Director For For Mgmt
6F Re-elect Kevin Parry as Director For For Mgmt
6G Re-elect Lynne Peacock as Director For For Mgmt
6H Re-elect Martin Pike as Director For For Mgmt
6I Re-elect Luke Savage as Director For For Mgmt
6J Re-elect Keith Skeoch as Director For For Mgmt
7A Elect John Devine as Director For For Mgmt
7B Elect Barry O'Dwyer as Director For For Mgmt
8 Approve EU Political Donations and Expenditures For For Mgmt
9 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
10 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
11 Authorise Market Purchase of Ordinary Shares For For Mgmt
12 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 BP plc BP/.LN G12793108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Remuneration Policy For For Mgmt
4 Re-elect Bob Dudley as Director For For Mgmt
5 Re-elect Dr Brian Gilvary as Director For For Mgmt
6 Elect Nils Andersen as Director For For Mgmt
7 Re-elect Paul Anderson as Director For For Mgmt
8 Re-elect Alan Boeckmann as Director For For Mgmt
9 Re-elect Frank Bowman as Director For For Mgmt
10 Re-elect Ian Davis as Director For For Mgmt
11 Re-elect Dame Ann Dowling as Director For For Mgmt
12 Elect Melody Meyer as Director For For Mgmt
13 Re-elect Brendan Nelson as Director For For Mgmt
14 Re-elect Paula Reynolds as Director For For Mgmt
15 Re-elect Sir John Sawers as Director For For Mgmt
16 Re-elect Carl-Henric Svanberg as Director For For Mgmt
17 Reappoint Ernst & Young LLP as Auditors and Authorise For For Mgmt
Their Remuneration
18 Authorise EU Political Donations and Expenditure For For Mgmt
19 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
21 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary Shares For For Mgmt
23 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Thales HO.FP F9156M108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
2 Approve Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation of Income and Dividends of EUR 1.60 For For Mgmt
per Share
4 Ratify Appointment of Delphine Geny-Stephann as Director For Against Mgmt
5 Reelect Philippe Lepinay as Representative of Employee For Against Mgmt
Shareholders to the Board
6 Non-Binding Vote on Compensation of Patrice Caine, CEO For For Mgmt
and Chairman
7 Approve Remuneration Policy of Patrice Caine, CEO and For For Mgmt
Chairman
8 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
9 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
10 Authorize Filing of Required Documents/Other Formalities For For Mgmt
11 Elect Laurence Broseta as Director For Against Mgmt
12 Elect Delphine Geny-Stephann as Director For Against Mgmt
13 Elect Laurent Collet-Billon as Director For Against Mgmt
-76-
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Electricite de France EDF.FP F2940H113
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 0.90 For For Mgmt
per Share
A Approve Allocation of Income and Absence of Dividends Against Against ShrHlder
4 Approve Stock Dividend Program (Cash or New Shares) For For Mgmt
5 Approve Transaction with BNP Paribas Re: Mandate of For For Mgmt
Global Coordinator Associate
6 Approve Transaction with Societe Generale Re: Mandate of For For Mgmt
Global Coordinator Associate
7 Approve Transaction with Areva NP Re: Share Transfer and For Against Mgmt
Shareholders' Agreement
8 Approve Transaction with Caisse des Depots et For Against Mgmt
Consignations and CNP Assurances Re: Investment Terms and
Shareholders' agreement
9 Approve Transaction with the State, Caisse des Depots et For Against Mgmt
Consignations, CNP Assurances and the Joint-Venture Re:
Partial Disposal of RTE's capital
10 Approve Auditors' Special Report on Related-Party For For Mgmt
Transactions
11 Non-Binding Vote on Compensation of Jean-Bernard Levy, For For Mgmt
Chairman and CEO
12 Approve Remuneration Policy of Chairman and CEO For For Mgmt
13 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
14 Ratify Appointment of Michele Rousseau as Director For Against Mgmt
15 Approve Remuneration of Directors in the Aggregate Amount For For Mgmt
of EUR 500,000
16 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
17 Amend Article 19 of Bylaws Re: Auditors For For Mgmt
18 Renew Appointment of Deloitte et Associes as Auditor For For Mgmt
19 Renew Appointment of KPMG SA as Auditor For For Mgmt
20 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Repsol SA REP.SM E8471S130
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated and Standalone Financial Statements For For Mgmt
2 Approve Allocation of Income For For Mgmt
3 Approve Discharge of Board For For Mgmt
4 Renew Appointment of Deloitte as Auditor for FY 2017 For For Mgmt
5 Appoint PricewaterhouseCoopers as Auditor for FY 2018, For For Mgmt
2019 and 2020
6 Authorize Capitalization of Reserves for Scrip Dividends For For Mgmt
7 Authorize Capitalization of Reserves for Scrip Dividends For For Mgmt
8 Authorize Issuance of Non-Convertible and/or Convertible For For Mgmt
Bonds, Debentures, Warrants, and Other Debt Securities up
to EUR 8.4 Billion with Exclusion of Preemptive Rights up
to 20 Percent of Capital
9 Reelect Rene Dahan as Director For For Mgmt
10 Reelect Manuel Manrique Cecilia as Director For For Mgmt
11 Reelect Luis Suarez de Lezo Mantilla as Director For For Mgmt
12 Ratify Appointment of and Elect Antonio Massanell Lavilla For Against Mgmt
as Director
13 Elect Maite Ballester Fornes as Director For For Mgmt
14 Elect Isabel Torremocha Ferrezuelo as Director For For Mgmt
15 Elect Mariano Marzo Carpio as Director For For Mgmt
16 Advisory Vote on Remuneration Report For For Mgmt
17 Approve Share Price Performance as CEO's 2017 Bonus For For Mgmt
Metric
18 Approve Inclusion of a Target Related to the Performance For For Mgmt
of the Total Shareholder Return in the 2017-2020 Long
Term Multi-Year Variable Remuneration Plan
19 Approve Partial Settlement of Outstanding Long Term For For Mgmt
Incentive Awards in Company Shares
20 Approve Remuneration Policy For For Mgmt
21 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
MEETING DATE COMPANY TICKER SECURITY ID
05/19/17 Compagnie Generale des Etablissements Michelin ML.FP F61824144
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends of EUR 3.25 For For Mgmt
per Share
3 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
4 Approve Auditors' Special Report on Related-Party For For Mgmt
Transactions Mentioning the Absence of Transactions
5 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
6 Non-Binding Vote on Compensation of Jean-Dominique For For Mgmt
Senard, General Manager
7 Non-Binding Vote on Compensation of Michel Rollier, For For Mgmt
Chairman
8 Reelect Michel Rollier as Supervisory Board Member For For Mgmt
9 Reelect Olivier Bazil as Supervisory Board Member For For Mgmt
10 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
11 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/19/17 Hikma Pharmaceuticals PLC HIK.LN G4576K104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
4 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
5 Elect Nina Henderson as Director For For Mgmt
6 Re-elect Said Darwazah as Director For For Mgmt
7 Re-elect Mazen Darwazah as Director For For Mgmt
8 Re-elect Robert Pickering as Director For For Mgmt
9 Re-elect Ali Al-Husry as Director For For Mgmt
10 Re-elect Dr Ronald Goode as Director For For Mgmt
11 Re-elect Patrick Butler as Director For For Mgmt
12 Re-elect Dr Jochen Gann as Director For For Mgmt
13 Re-elect John Castellani as Director For For Mgmt
14 Re-elect Dr Pamela Kirby as Director For For Mgmt
15 Approve Remuneration Policy For Against Mgmt
16 Approve Remuneration Report For For Mgmt
17 Approve the Extension of the Effective Period of the For Against Mgmt
Executive Incentive Plan
18 Approve Increase in the Aggregate Limit of Fees Payable For For Mgmt
to Directors
19 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
21 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary For For Mgmt
23 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Arkema AKE.FP F0392W125
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 2.05 For For Mgmt
per Share
4 Receive Auditors' Special Report on Related-Party For For Mgmt
Transactions Regarding the Absence of New Transaction and
Acknowledge Ongoing Transactions
5 Ratify Appointment of Marie-Jose Donsion as Director For For Mgmt
6 Reelect Marc Pandraud as Director For For Mgmt
7 Reelect Thierry Morin as Director For For Mgmt
8 Elect Yannick Assouad as Director For For Mgmt
9 Approve Remuneration Policy of CEO and Chairman For For Mgmt
10 Non-Binding Vote on Compensation of Thierry Le Henaff, For For Mgmt
CEO and Chairman
11 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
12 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
13 Authorize Filing of Required Documents/Other Formalities For For Mgmt
A Approve Stock Dividend Program (Cash or Shares) Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 BNP Paribas SA BNP.FP F1058Q238
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 2.70 For For Mgmt
per Share
4 Acknowledge Auditors' Special Report on Related-Party For For Mgmt
Transactions
5 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
6 Reelect Jean Lemierre as Director For For Mgmt
7 Reelect Monique Cohen as Director For For Mgmt
8 Reelect Daniela Schwarzer as Director For For Mgmt
9 Reelect Fields Wicker-Miurin as Director For For Mgmt
10 Elect Jacques Aschenbroich as Director For For Mgmt
11 Approve Remuneration Policy for Chairman of the Board For For Mgmt
12 Approve Remuneration Policy for CEO and Vice-CEO For For Mgmt
13 Non-Binding Vote on Compensation of Jean Lemierre, For For Mgmt
Chairman of the Board
14 Non-Binding Vote on Compensation of Jean-Laurent Bonnafe, For For Mgmt
CEO
15 Non-Binding Vote on Compensation of Philippe Bordenave, For For Mgmt
Vice-CEO
16 Non-Binding Vote on the Overall Envelope of Compensation For For Mgmt
of Certain Senior Management, Responsible Officers and
the Risk-takers
17 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
18 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Royal Dutch Shell plc RDSA.LN G7690A118
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Policy For For Mgmt
3 Approve Remuneration Report For For Mgmt
4 Elect Catherine Hughes as Director For For Mgmt
5 Elect Roberto Setubal as Director For For Mgmt
6 Re-elect Ben van Beurden as Director For For Mgmt
7 Re-elect Guy Elliott as Director For For Mgmt
8 Re-elect Euleen Goh as Director For For Mgmt
9 Re-elect Charles Holliday as Director For For Mgmt
10 Re-elect Gerard Kleisterlee as Director For For Mgmt
11 Re-elect Sir Nigel Sheinwald as Director For For Mgmt
12 Re-elect Linda Stuntz as Director For For Mgmt
13 Elect Jessica Uhl as Director For For Mgmt
14 Re-elect Hans Wijers as Director For For Mgmt
15 Re-elect Gerrit Zalm as Director For For Mgmt
16 Reappoint Ernst & Young LLP as Auditors For For Mgmt
17 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
18 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
19 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
20 Authorise Market Purchase of Ordinary Shares For For Mgmt
21 Request Shell to Set and Publish Targets for Reducing Against Against ShrHlder
Greenhouse Gas (GHG) Emissions
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Societe Generale GLE.FP F43638141
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
2 Approve Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation of Income and Dividends of EUR 2.20 For For Mgmt
per Share
4 Approve Auditors' Special Report on Related-Party For For Mgmt
Transactions and Acknowledge the Absence of New
Transactions
5 Approve Severance Agreement and Non-Compete Agreement For For Mgmt
with Frederic Oudea
6 Approve Severance Agreement and Non-Compete Agreement For For Mgmt
with Severin Cabannes
7 Approve Severance Agreement and Non-Compete Agreement For For Mgmt
with Bernardo Sanchez Incera
8 Approve Pension Scheme, Severance Agreement and For Against Mgmt
Non-Compete Agreement with Didier Valet
9 Approve Remuneration Policy of Chairman of the Board, For For Mgmt
CEO, and Vice CEOs
10 Non-Binding Vote on Compensation of Lorenzo Bini Smaghi, For For Mgmt
Chairman of the Board
11 Non-Binding Vote on Compensation of Frederic Oudea, CEO For For Mgmt
12 Non-Binding Vote on Compensation of Severin Cabannes and For For Mgmt
Bernardo Sanchez Incera, Vice CEOs
13 Non-Binding Vote on the Aggregate Remuneration Granted in For For Mgmt
2016 to Certain Senior Management, Responsible Officers,
and Risk-Takers
14 Reelect Alexandra Schaapveld as Director For For Mgmt
15 Reelect Jean-Bernard Levy as Director For For Mgmt
16 Elect William Connelly as Director For For Mgmt
17 Elect Lubomira Rochet as Director For For Mgmt
18 Authorize Repurchase of Up to 5 Percent of Issued Share For For Mgmt
Capital
19 Authorize Filing of Required Documents/Other Formalities For For Mgmt
-77-
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Valeo FR.FP F96221126
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 1.25 For For Mgmt
per Share
4 Approve Auditors' Special Report on Related-Party For For Mgmt
Transactions Mentioning the Absence of New Transactions
5 Reelect C. Maury Devine as Director For For Mgmt
6 Reelect Mari-Noelle Jego-Laveissiere as Director For For Mgmt
7 Reelect Veronique Weill as Director For For Mgmt
8 Non-Binding Vote on Compensation of Pascal Colombani, For For Mgmt
Chairman of the Board
9 Non-Binding Vote on Compensation of Jacques Aschenbroich For Against Mgmt
Chairman and CEO
10 Approve remuneration Policy of Chairman and CEO For For Mgmt
11 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
12 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
with Preemptive Rights up to Aggregate Nominal Amount of
EUR 70 Million
13 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 23 Million
14 Approve Issuance of Equity or Equity-Linked Securities For For Mgmt
for up to 9.62 Percent of Issued Capital Per Year for
Private Placements up to Aggregate Nominal
Amount of EUR 23 Million
15 Authorize Board to Increase Capital in the Event of For For Mgmt
Additional Demand Related to Delegation Submitted to
Shareholder Vote Above
16 Authorize Capitalization of Reserves of Up to EUR 30 For For Mgmt
Million for Bonus Issue or Increase in Par Value
17 Authorize Capital Increase of up to 9.62 Percent of For For Mgmt
Issued Capital for Contributions in Kind
18 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
19 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
20 Amend Article 13, 14 of Bylaws Re: Employee For For Mgmt
Representatives
21 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 Credit agricole SA ACA.FP F22797108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 0.60 For For Mgmt
per Share and of EUR 0.66 per Share to Long-Term
Registered Shares
4 Approve Transaction with Regional Banks and SACAM For For Mgmt
Mutualisation Re: the Pooling of Regional Banks' Earnings
5 Approve Transaction with SACAM Mutualisation Re: Transfer For For Mgmt
of CCI and CCA
6 Approve Amendment to the Nov. 22nd, 2001, Agreement with For For Mgmt
Regional Banks
7 Amendment to the Dec. 16, 2011, Agreement with Regional For For Mgmt
Banks
8 Approve Transaction with Regional Banks Re: Tax For Against Mgmt
Consolidation Agreement
9 Approve Transaction with SACAM Mutualisation Re: Tax For Against Mgmt
Consolidation Agreement
10 Approve Transaction with Regional Banks Re: Loans to For For Mgmt
Finance Caisse Regionales Subscription to SACAM
Mutualisation Share Capital Increase
11 Approve Amendment to Transaction with SAS Rue de la For Against Mgmt
Boetie, Segur, Miromesnil and Holdings Federal Re: Tax
Consolidation Agreement
12 Approve Amendment to Tax Consolidation Agreement with For For Mgmt
Credit Agricole CIB
13 Elect Catherine Pourre as Director For For Mgmt
14 Elect Jean-Pierre Paviet as Director For Against Mgmt
15 Elect Louis Tercinier as Director For Against Mgmt
16 Reelect Caroline Catoire as Director For For Mgmt
17 Reelect Laurence Dors as Director For For Mgmt
18 Reelect Francoise Gris as Director For For Mgmt
19 Reelect Daniel Epron as Director For Against Mgmt
20 Reelect Gerard Ouvrier-Buffet as Director For Against Mgmt
21 Reelect Christian Streiff as Director For For Mgmt
22 Reelect Francois Thibault as Director For Against Mgmt
23 Non-Binding Vote on Compensation of Dominique Lefebvre, For For Mgmt
Chairman of the Board
24 Non-Binding Vote on Compensation of Philippe Brassac, CEO For Against Mgmt
25 Non-Binding Vote on Compensation of Xavier Musca, For Against Mgmt
Vice-CEO
26 Advisory Vote on the Aggregate Remuneration Granted in For For Mgmt
2016 to Senior Management, Responsible Officers and
Regulated Risk-Takers
27 Fix Maximum Variable Compensation Ratio for Executives For For Mgmt
and Risk Takers
28 Approve Remuneration Policy of the Chairman of the Board For For Mgmt
29 Approve Remuneration Policy of the CEO For For Mgmt
30 Approve Remuneration Policy of the Vice-CEO For For Mgmt
31 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
32 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
33 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 G4S plc GFS.LN G39283109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Policy For For Mgmt
3 Approve Remuneration Report For For Mgmt
4 Approve Final Dividend For For Mgmt
5 Elect Steve Mogford as Director For For Mgmt
6 Elect Ian Springett as Director For For Mgmt
7 Elect Barbara Thoralfsson as Director For For Mgmt
8 Re-elect Ashley Almanza as Director For For Mgmt
9 Re-elect John Connolly as Director For For Mgmt
10 Re-elect John Daly as Director For For Mgmt
11 Re-elect Winnie Kin Wah Fok as Director For For Mgmt
12 Re-elect Paul Spence as Director For For Mgmt
13 Re-elect Clare Spottiswoode as Director For For Mgmt
14 Re-elect Tim Weller as Director For For Mgmt
15 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
16 Authorise the Audit Committee to Fix Remuneration of For For Mgmt
Auditors
17 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
18 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
19 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary Shares For For Mgmt
21 Authorise EU Political Donations and Expenditure For For Mgmt
22 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 Legal & General Group Plc LGEN.LN G54404127
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Elect Sir John Kingman as Director For For Mgmt
4 Elect Philip Broadley as Director For For Mgmt
5 Elect Jeff Davies as Director For For Mgmt
6 Elect Lesley Knox as Director For For Mgmt
7 Elect Kerrigan Procter as Director For For Mgmt
8 Elect Toby Strauss as Director For For Mgmt
9 Re-elect Carolyn Bradley as Director For For Mgmt
10 Re-elect Julia Wilson as Director For For Mgmt
11 Re-elect Nigel Wilson as Director For For Mgmt
12 Re-elect Mark Zinkula as Director For For Mgmt
13 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
14 Authorise Board to Fix Remuneration of Auditors For For Mgmt
15 Approve Remuneration Policy For For Mgmt
16 Approve Remuneration Report For For Mgmt
17 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
18 Authorise EU Political Donations and Expenditure For For Mgmt
19 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary Shares For For Mgmt
22 Authorise the Company to Call General Meeting with Two For For Mgmt
Weeks' Notice
MEETING DATE COMPANY TICKER SECURITY ID
05/26/17 Lanxess AG LXS.GY D5032B102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Mgmt
Fiscal 2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.70 For For Mgmt
per Share
3.1 Approve Discharge of Management Board Member Matthias For For Mgmt
Zachert for Fiscal 2016
3.2 Approve Discharge of Management Board Member Hubert Fink For For Mgmt
for Fiscal 2016
3.3 Approve Discharge of Management Board Member Michael For For Mgmt
Pontzen for Fiscal 2016
3.4 Approve Discharge of Management Board Member Rainier van For For Mgmt
Roessel for Fiscal 2016
4.1 Approve Discharge of Supervisory Board Member Rolf For For Mgmt
Stomberg for Fiscal 2016
4.2 Approve Discharge of Supervisory Board Member Werner For For Mgmt
Czaplik for Fiscal 2016
4.3 Approve Discharge of Supervisory Board Member Hans-Dieter For For Mgmt
Gerriets for Fiscal 2016
4.4 Approve Discharge of Supervisory Board Member Heike For For Mgmt
Hanagarth for Fiscal 2016
4.5 Approve Discharge of Supervisory Board Member Friedrich For For Mgmt
Janssen for Fiscal 2016
4.6 Approve Discharge of Supervisory Board Member Thomas For For Mgmt
Meiers for Fiscal 2016
4.7 Approve Discharge of Supervisory Board Member Claudia For For Mgmt
Nemat for Fiscal 2016
4.8 Approve Discharge of Supervisory Board Member Lawrence For For Mgmt
Rosen for Fiscal 2016
4.9 Approve Discharge of Supervisory Board Member Gisela For For Mgmt
Seidel for Fiscal 2016
4.10 Approve Discharge of Supervisory Board Member Ralf For For Mgmt
Sikorski for Fiscal 2016
4.11 Approve Discharge of Supervisory Board Member Manuela For For Mgmt
Strauch for Fiscal 2016
4.12 Approve Discharge of Supervisory Board Member Ifraim For For Mgmt
Tairi for Fiscal 2016
4.13 Approve Discharge of Supervisory Board Member Theo For For Mgmt
Walthie for Fiscal 2016
4.14 Approve Discharge of Supervisory Board Member Matthias For For Mgmt
Wolfgruber for Fiscal 2016
5.1 Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal For For Mgmt
2017
5.2 Ratify PricewaterhouseCoopers GmbH as Auditors for the For For Mgmt
First Half of Fiscal 2017
6 Elect Heike Hanagarth to the Supervisory Board For For Mgmt
7 Approve Creation of EUR 9.2 Million Pool of Capital For For Mgmt
without Preemptive Rights
MEETING DATE COMPANY TICKER SECURITY ID
05/26/17 Total SA FP.FP F92124100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 2.45 For For Mgmt
per Share
4 Approve Stock Dividend Program (Cash or New Shares) For For Mgmt
5 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
6 Reelect Patricia Barbizet as Director For For Mgmt
7 Reelect Marie-Christine Coisne-Roquette as Director For For Mgmt
8 Elect Mark Cutifani as Director For For Mgmt
9 Elect Carlos Tavares as Director For Against Mgmt
10 Receive Auditors' Special Report on Related-Party For For Mgmt
Transactions Mentioning the Absence of New Transactions
11 Non-Binding Vote on Compensation of Patrick Pouyanne, CEO For For Mgmt
and Chairman
12 Approve Remuneration Policy of Chairman and CEO For For Mgmt
13 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
-78-
MEETING DATE COMPANY TICKER SECURITY ID
05/30/17 BioMerieux SA BIM.FP F1149Y109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Discharge of Directors For For Mgmt
3 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
4 Approve Allocation of Income and Dividends of EUR 1 per For For Mgmt
Share
5 Approve Transaction with Fondation Merieux Re: For For Mgmt
Sponsorship
6 Approve Transaction with Fondation Christophe et Rodolphe For For Mgmt
Merieux Re: Sponsorship
7 Non-Binding Vote on Compensation of Jean-Luc Belingard, For Against Mgmt
Chairman and CEO
8 Approve Remuneration Policy of Chairman and CEO For Against Mgmt
9 Non-Binding Vote on Compensation of Alexandre Merieux, For Against Mgmt
Vice-CEO
10 Approve Remuneration Policy of Vice-CEO For Against Mgmt
11 Approve Remuneration of Directors in the Aggregate Amount For For Mgmt
of EUR 400,000
12 Elect Marie-Paule Kieny as Director For For Mgmt
13 Elect Fanny Letier as Director For For Mgmt
14 Renew Appointment of Grant Thornton sis as Auditor For For Mgmt
15 Decision Not to Renew PriceWaterHouseCoopers Audit SA as For For Mgmt
Alternate Auditor
16 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
17 Amend Article 12 of Bylaws Re: Founder and Chairman of For For Mgmt
the Board
18 Approve 3-for-1 Stock Split and Amend Bylaws Accordingly For For Mgmt
19 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
20 Authorize Issuance of Equity or Equity-Linked Securities For Against Mgmt
with Preemptive Rights up to Aggregate Nominal Amount of
EUR 4.21 Million
21 Authorize Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 4.21 Million
22 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
for up to 20 Percent of Issued Capital Per Year for
Private Placements
23 Authorize Board to Set Issue Price for 10 Percent Per For Against Mgmt
Year of Issued Capital Pursuant to Issue Authority
without Preemptive Rights
24 Authorize Board to Increase Capital in the Event of For Against Mgmt
Additional Demand Related to Delegation Submitted to
Shareholder Vote Above
25 Authorize Capital Increase of up to 10 Percent of Issued For Against Mgmt
Capital for Contributions in Kind
26 Authorize Capitalization of Reserves of Up to EUR 4.21 For Against Mgmt
Million for Bonus Issue or Increase in Par Value
27 Authorize Issuance of Equity or Equity-Linked Instruments For Against Mgmt
without Preemptive Rights Including by Companies Owning
over 50 Percent of the Company Share Capital up to
Aggregate Nominal Amount of EUR 4.21 Million
28 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
29 Eliminate Preemptive Rights Pursuant to Item 28 Above, in For For Mgmt
Favor of Employees
30 Set Total Limit for Capital Increase to Result from All For For Mgmt
Issuance Requests at EUR 4.21 Million
31 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/01/17 NN GROUP NV NN.NA N64038107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Receive Annual Report 2016 Mgmt
3 Discuss Remuneration Policy 2016 Mgmt
4a Adopt Financial Statements 2016 For For Mgmt
4b Receive Explanation on Company's Reserves and Dividend Mgmt
Policy
4c Approve Dividends of EUR 1.55 Per Share For For Mgmt
5a Approve Discharge of Executive Board For For Mgmt
5b Approve Discharge of Supervisory Board For For Mgmt
6 Announce Intention to Reappoint Lard Friese to Executive Mgmt
Board
7 Discussion of Supervisory Board Profile Mgmt
8a Elect Robert Ruijter to Supervisory Board For For Mgmt
8b Elect Clara Streit to Supervisory Board For For Mgmt
9a Approve Remuneration of Supervisory Board For For Mgmt
9b Approve Increase Maximum Ratio Between Fixed and Variable For For Mgmt
Components of Remuneration
10 Amend Articles of Association For For Mgmt
11a Grant Board Authority to Issue Shares Up To 10 Percent of For For Mgmt
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger
11b Authorize Board to Exclude Preemptive Rights from Share For For Mgmt
Issuances
12 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
13 Approve Cancellation of Repurchased Shares Up to 20 For For Mgmt
Percent of Issued Share Capital
14 Other Business (Non-Voting) Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 Ipsen IPN.FP F5362H107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Treatment of Losses and Dividends of EUR 0.85 per For For Mgmt
Share
4 Approve Auditors' Special Report on Related-Party For For Mgmt
Transactions
5 Approve Severance Agreement and Additional Pension Scheme For Against Mgmt
Agreement with Marc de Garidel, Chairman
6 Approve Severance Agreement and Additional Pension Scheme For Against Mgmt
Agreement with David Meek, CEO
7 Renew Appointment of KPMG SA as Auditor For For Mgmt
8 Elect Margaret Liu as Director For For Mgmt
9 Elect Carol Stuckley as Director For For Mgmt
10 Elect David Meek as Director For For Mgmt
11 Reelect Antoine Flochel as Director For Against Mgmt
12 Approve Remuneration of Directors in the Aggregate Amount For For Mgmt
of EUR 1.2 Million
13 Non-Binding Vote on Compensation of Christel Bories, For Against Mgmt
Vice-CEO until March 13, 2016
14 Non-Binding Vote on Compensation of Marc de Garidel, For Against Mgmt
Chairman and CEO until July 18, 2016 and Chairman since
this date
15 Approve Remuneration Policy of Chairman For For Mgmt
16 Non-Binding Vote on Compensation of David Meek, CEO since For Against Mgmt
July 18, 2016
17 Approve Remuneration Policy of CEO For Against Mgmt
18 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
19 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
20 Authorize Capitalization of Reserves of up to 20 Percent For For Mgmt
of Issued Share Capital for Bonus Issue or Increase in
Par Value
21 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
with Preemptive Rights up to 20 Percent of Issued Share
Capital
22 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights up to 10 Percent of Issued
Share Capital
23 Approve Issuance of up to 10 Percent of Issued Capital For For Mgmt
Per Year for a Private Placement
24 Authorize Board to Increase Capital in the Event of For For Mgmt
Additional Demand Related to Delegation Submitted to
Shareholder Vote Above, under Items 21-23
25 Authorize Capital Increase of up to 10 Percent of Issued For Against Mgmt
Capital for Contributions in Kind
26 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
27 Authorize up to 3 Percent of Issued Capital for Use in For Against Mgmt
Stock Option Plans
28 Amend Article 4, 19 and 20 of Bylaws to Comply with New For For Mgmt
Regulation Re: Headquarters, Corporate Officers
Compensation and Auditors
29 Delegate Power to the Board of Directors to Amend the For Against Mgmt
Bylaws to Comply with New Regulation
30 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/09/17 Telekom Austria AG TKA.AV A8502A102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports Mgmt
(Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.20 For For Mgmt
per Share
3 Approve Discharge of Management Board For For Mgmt
4 Approve Discharge of Supervisory Board For For Mgmt
5 Approve Remuneration of Supervisory Board Members For For Mgmt
6.1 Elect Reinhard Kraxner as Supervisory Board Member For Against Mgmt
6.2 Elect Stefan Pinter as Supervisory Board Member For Against Mgmt
7 Ratify Ernst & Young as Auditors For For Mgmt
8 Amend Articles Re: Deposit Receipts For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/12/17 Faes Farma, S.A. FAE.SM E4866U210
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated and Standalone Financial Statements, For For Mgmt
Allocation of Income, and Discharge of Board
2 Authorize Capitalization of Reserves for Scrip Dividends For For Mgmt
3 Advisory Vote on Remuneration Report For For Mgmt
4 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
5 Allow Questions Mgmt
-79-
MEETING DATE COMPANY TICKER SECURITY ID
06/13/17 Sonova Holding AG SOON.VX H8024W106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Accept Financial Statements and Statutory Reports For For Mgmt
1.2 Approve Remuneration Report (Non-Binding) For For Mgmt
2 Approve Allocation of Income and Dividends of CHF 2.30 For For Mgmt
per Share
3 Approve Discharge of Board and Senior Management For For Mgmt
4.1.1 Reelect Robert Spoerry as Director and Board Chairman For For Mgmt
4.1.2 Reelect Beat Hess as Director For For Mgmt
4.1.3 Elect Lynn Dorsey Bleil as Director For For Mgmt
4.1.4 Reelect Michael Jacobi as Director For For Mgmt
4.1.5 Reelect Stacy Enxing Seng as Director For For Mgmt
4.1.6 Reelect Anssi Vanjoki as Director For For Mgmt
4.1.7 Reelect Roland van der Vis as Director For For Mgmt
4.1.8 Reelect Jinlong Wang as Director For For Mgmt
4.2.1 Appoint Robert Spoerry as Member of the Compensation For For Mgmt
Committee
4.2.2 Appoint Beat Hess as Member of the Compensation Committee For For Mgmt
4.2.3 Appoint Stacy Enxing Seng as Member of the Compensation For For Mgmt
Committee
4.3 Ratify PricewaterhouseCoopers AG as Auditors For For Mgmt
4.4 Designate Andreas Keller as Independent Proxy For For Mgmt
5.1 Approve Remuneration of Board of Directors in the Amount For For Mgmt
of CHF 3 Million
5.2 Approve Remuneration of Executive Committee in the Amount For For Mgmt
of CHF 16.9 Million
6 Approve CHF 4,600 Reduction in Share Capital via For For Mgmt
Cancellation of Shares
7 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/14/17 Ratos AB RATOB.SS W72177111
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting; Elect Chairman of Meeting For For Mgmt
2 Prepare and Approve List of Shareholders For For Mgmt
3 Designate Inspector(s) of Minutes of Meeting For For Mgmt
4 Acknowledge Proper Convening of Meeting For For Mgmt
5 Approve Agenda of Meeting For For Mgmt
6 Approve Transaction with a Related Party by Transfer of For For Mgmt
Shares in Subsidiary Sophion Bioscience A/S to Thais
Johansen
7 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/19/17 Aberdeen Asset Management PLC ADN.LN G00434111
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Scheme of Arrangement For For Mgmt
1 Approve Matters Relating to the All-Share Merger of For For Mgmt
Standard Life plc and Aberdeen Asset Management plc
MEETING DATE COMPANY TICKER SECURITY ID
06/19/17 Standard Life plc SL/.LN G84278103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Matters Relating to the Merger of Standard Life For For Mgmt
and Aberdeen
2 Approve Remuneration Policy For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/20/17 STMicroelectronics NV STM.FP N83574108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Receive Report of Management Board (Non-Voting) Mgmt
3 Receive Report of Supervisory Board (Non-Voting) Mgmt
4a Discuss Remuneration Report Containing Remuneration Mgmt
Policy for Management Board Members
4b Adopt Financial Statements and Statutory Reports For For Mgmt
4c Approve Dividends For For Mgmt
4d Approve Discharge of Management Board For For Mgmt
4e Approve Discharge of Supervisory Board For For Mgmt
5 Amend Articles of Association For For Mgmt
6 Reelect Carlo Bozotti to Management Board For For Mgmt
7 Approve Restricted Stock Grants to President and CEO For Against Mgmt
8 Reelect Heleen Kersten to Supervisory Board For For Mgmt
9 Reelect Jean-Georges Malcor to Supervisory Board For For Mgmt
10 Reelect Alessandro Rivera to Supervisory Board For For Mgmt
11 Elect Frederic Sanchez to Supervisory Board For For Mgmt
12 Reelect Maurizio Tamagnini to Supervisory Board For For Mgmt
13 Approve Employee Restricted Stock Plan For Against Mgmt
14 Authorize Repurchase of Shares For For Mgmt
15 Grant Board Authority to Issue Ordinary and Preference For Against Mgmt
Shares Up To 10 Percent of Issued Capital Plus Additional
10 Percent in Case of Takeover/Merger and
Restricting/Excluding Preemptive Rights
16 Allow Questions Mgmt
17 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/30/17 Neopost NEO.FP F65196119
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends of EUR 1.70 For For Mgmt
per Share
3 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
4 Approve Auditors' Special Report on Related-Party For For Mgmt
Transactions
5 Approve Remuneration of Directors in the Aggregate Amount For For Mgmt
of EUR 370,000
6 Non-Binding Vote on Compensation of Denis Thiery, CEO For For Mgmt
7 Approve Remuneration Policy of Denis Thiery, CEO For For Mgmt
8 Ratify Appointment of Helene Boulet-Supau as Director For For Mgmt
9 Acknowledge End of Mandate of Cornelius Geber as Director For For Mgmt
10 Reelect Eric Courteille as Director For For Mgmt
11 Reelect William Hoover Jr as Director For For Mgmt
12 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
13 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
with Preemptive Rights up to Aggregate Nominal Amount of
EUR 15 Million
14 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 3.4 Million
15 Approve Issuance of Equity or Equity-Linked Securities For For Mgmt
for Private Placements, up to Aggregate Nominal Amount of
EUR 3.4 Million
16 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights up to Aggregate Nominal Amount
of EUR 3.4 Million
17 Approve Issuance of Equity or Equity-Linked Securities For For Mgmt
for Private Placements, up to Aggregate Nominal Amount of
EUR 3.4 Million
18 Authorize Board to Increase Capital in the Event of For For Mgmt
Additional Demand Related to Delegation Submitted to
Shareholder Vote Above
19 Authorize Capitalization of Reserves of Up to EUR 30 For For Mgmt
Million for Bonus Issue or Increase in Par Value
20 Authorize Capital Increase of up to 10 Percent of Issued For For Mgmt
Capital for Contributions in Kind
21 Authorize Capital Increase for Future Exchange Offers For For Mgmt
22 Authorize Capital Issuances for Use in Employee Stock For For Mgmt
Purchase Plans
23 Approve Stock Purchase Plan Reserved for Employees of For For Mgmt
International Subsidiaries
24 Authorize up to 1.16 Percent of Issued Capital for Use For For Mgmt
in Restricted Stock Plans
25 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
26 Approve Issuance of Securities Convertible into Debt For For Mgmt
27 Authorize Filing of Required Documents/Other Formalities For For Mgmt
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First Trust RiverFront Dynamic Emerging Markets ETF
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MEETING DATE COMPANY TICKER SECURITY ID
07/22/16 ITC Ltd. ITC.IS Y4211T171
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Dividend For For Mgmt
3 Reelect Nakul Anand as Director For For Mgmt
4 Approve Deloitte Haskins & Sells as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
5 Elect Sanjiv Puri as Director and Approve His Appointment For For Mgmt
and Remuneration as Executive Director
6 Elect Rajiv Tandon as Director and Approve His For For Mgmt
Appointment and Remuneration as Executive Director
7 Elect Nirupama Rao as Independent Director For For Mgmt
8 Reelect Yogesh Chander Deveshwar as Non-Executive For For Mgmt
Director and Approve His Appointment and Remuneration as
Chairman
9 Approve Variation in the Terms of Remuneration to For For Mgmt
Executive Directors
10 Approve Commission Remuneration for Non-executive For For Mgmt
Directors
11 Approve Remuneration of Cost Auditors For For Mgmt
12 Approve Remuneration of Cost Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/26/16 Belle International Holdings Ltd 1880.HK G09702104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Approve PricewaterhouseCoopers as Auditor and Authorize For For Mgmt
Board to Fix Their Remuneration
4a1 Elect Tang King Loy as Director For For Mgmt
4a2 Elect Ho Kwok Wah, George as Director For For Mgmt
4a3 Elect Chan Yu Ling, Abraham as Director For Against Mgmt
4a4 Elect Xue Qiuzhi as Director For For Mgmt
4b Authorize Board to Fix Remuneration of Directors For For Mgmt
5 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital For For Mgmt
7 Authorize Reissuance of Repurchased Shares For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
07/27/16 Housing Development Finance Corp. Ltd. HDFC.IS Y37246157
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.a Accept Financial Statements and Statutory Reports For For Mgmt
1.b Accept Consolidated Financial Statements and Statutory For For Mgmt
Reports
2 Confirm Interim Dividend and Declare Final Dividend For For Mgmt
3 Reelect D. M. Sukthankar as Director For For Mgmt
4 Approve Deloitte Haskins & Sells LLP as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
5 Approve PKF as Auditors and Authorize Board to Fix Their For For Mgmt
Remuneration
6 Approve Issuance of Redeemable Non- Convertible For For Mgmt
Debentures and/or Other Hybrid Instruments
7 Approve Related Party Transactions with HDFC Bank Ltd. For For Mgmt
8 Approve Increase in Borrowing Powers For For Mgmt
9 Approve Reappointment and Remuneration of Keki M. Mistry For For Mgmt
as Managing Director
-80-
MEETING DATE COMPANY TICKER SECURITY ID
07/28/16 ASUSTeK Computer Inc. 2357.TT Y04327105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Articles of Association For For Mgmt
2 Amend Rules and Procedures for Election of Directors and For For Mgmt
Supervisors
3 Amend Procedures Governing the Acquisition or Disposal of For For Mgmt
Assets
4 Amend Procedures for Lending Funds to Other Parties and For For Mgmt
Procedures for Endorsement and Guarantees
5.1 Elect Tsung-Tang (Jonney) Shih with Shareholder No. 71 as For For Mgmt
Non-independent Director
5.2 Elect Chiang-Sheng (Jonathan) Tseng with Shareholder No. For For Mgmt
25370 as Non-independent Director
5.3 Elect Shih-Chang (Ted) Hsu with Shareholder No. 4 as For For Mgmt
Non-independent Director
5.4 Elect Cheng-Lai (Jerry) Shen with Shareholder No. 80 as For For Mgmt
Non-independent Director
5.5 Elect Yen-Cheng (Eric) Chen with Shareholder No. 135 as For For Mgmt
Non-independent Director
5.6 Elect Hsien-Yuen Hsu with Shareholder No. 116 as For For Mgmt
Non-independent Director
5.7 Elect Su-Pin (Samson) Hu with Shareholder No. 255368 as For For Mgmt
Non-independent Director
5.8 Elect Min-Chieh (Joe) Hsieh with ID No. A123222XXX as For For Mgmt
Non-independent Director
5.9 Elect Yu-Chia (Jackie) Hsu with Shareholder No. 67474 as For For Mgmt
Non-independent Director
5.10 Elect Tze-Kaing Yang with ID No. A102241XXX as For For Mgmt
Non-independent Director
5.11 Elect Ming-Yu Lee with ID No. F120639XXX as Independent For For Mgmt
Director
5.12 Elect Chung-Hou (Kenneth) Tai with Shareholder No. 88 as For For Mgmt
Independent Director
5.13 Elect Chun-An Sheu with ID No. R101740XXX as Independent For For Mgmt
Director
6 Approve Release of Restrictions of Competitive Activities For For Mgmt
of Newly Appointed Directors
MEETING DATE COMPANY TICKER SECURITY ID
08/03/16 Lupin Ltd. LPC.IS Y5360Z140
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Standalone Financial Statements For For Mgmt
2 Accept Consolidated Financial Statements For For Mgmt
3 Approve Dividend For For Mgmt
4 Reelect Nilesh Gupta as Director For For Mgmt
5 Approve BSR & Co. LLP as Auditors and Authorize Board to For For Mgmt
Fix Their Remuneration
6 Approve Appointment and Remuneration Ramesh Swaminathan For For Mgmt
as CFO and Executive Director
7 Elect Jean-Luc Belingard as an Independent Director For For Mgmt
8 Authorize Board to Fix Remuneration of Cost Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/04/16 Petroleo Brasileiro SA-Petrobras PETR4.BZ P78331140
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Articles For For Mgmt
2 Consolidate Bylaws For For Mgmt
3 Elect Director For For Mgmt
4 Grant Waiver to Nelson Luiz Costa Silva in Order to Hold For For Mgmt
an Executive Position
MEETING DATE COMPANY TICKER SECURITY ID
08/09/16 Tata Motors Ltd. TTMT.IS Y85740143
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Accept Financial Statements and Statutory Reports For For Mgmt
1b Accept Consolidated Financial Statements and Statutory For For Mgmt
Reports
2 Approve Dividend Payment For For Mgmt
3 Reelect Ravindra Pisharody as Director For For Mgmt
4 Approve Deloitte Haskins & Sells LLP as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
5 Elect Guenter Butschek as Director For For Mgmt
6 Approve Appointment and Remuneration of Guenter Butschek For For Mgmt
as Chief Executive Officer and Managing Director
7 Approve Reappointment and Remuneration of Ravindra For For Mgmt
Pisharody as Executive Director (Commercial Vehicles)
8 Approve Reappointment and Remuneration of Satish For For Mgmt
Borwankar as Executive Director (Quality)
9 Approve Remuneration of Cost Auditors For For Mgmt
10 Authorize Issuance of Non-Convertible Debentures For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/10/16 Semiconductor Manufacturing International Corporation 981.HK G8020E101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Framework Agreement, Annual Caps and Related For For Mgmt
Transactions
MEETING DATE COMPANY TICKER SECURITY ID
08/12/16 Vale S.A. VALE5.BZ P2605D109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Ratify Election of Director and Alternate For For Mgmt
2 Amend Article 26 For For Mgmt
3 Amend Article 9 For For Mgmt
1 Ratify Election of Director and Alternate Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/15/16 Aspen Pharmacare Holdings Ltd APN.SJ 03815A106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Memorandum of Incorporation For For Mgmt
1 Re-elect John Buchanan as Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/15/16 Dalian Wanda Commercial Properties Co Ltd 3699.HK Y1966E102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Voluntary Withdrawal of the Listing of the H For For Mgmt
Shares from the Stock Exchange
2 Approve Special Report in Relation to the Use of Proceeds For For Mgmt
Raised by Previous H Share Offering
3 Approve Extension of the Validity Period of the For For ShrHlder
Shareholders' Approval in Relation to the
Proposal on the Plan for the A Share Offering
4 Authorize Board to Handle All Matters in Relation to the For For Mgmt
A Share Offering
2 Approve Extension of the Validity Period of the For For ShrHlder
Shareholders' Approval in Relation to the
Proposal on the Plan for the A Share Offering
3 Authorize Board to Handle All Matters in Relation to the For For Mgmt
A Share Offering
MEETING DATE COMPANY TICKER SECURITY ID
08/15/16 Kroton Educacional S.A. KROT3.BZ P6115V111
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Stock Option Plan For For Mgmt
2 Approve Merger Agreement between the Company and Estacio For For Mgmt
Participacoes S.A.
3 Ratify Apsis Consultoria e Avaliacoes Ltda as the For For Mgmt
Independent Firm to Appraise Proposed Transaction
4 Approve Independent Firm's Appraisal For For Mgmt
5 Approve Merger between the Company and Estacio For For Mgmt
Participacoes S.A.
6 Approve Issuance of Shares in Connection with Merger For For Mgmt
7 Approve Increase in Authorized Capital For For Mgmt
8 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
MEETING DATE COMPANY TICKER SECURITY ID
08/15/16 Ping An Insurance (Group) Co. of China, Ltd. 2318.HK Y69790106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Review of the Provision of Assured Entitlement For For Mgmt
Only to H Shareholders of the Company in Respect of
Overseas Listing of Ping An Securities
1 Approve Review of Overseas Listing Proposal of Ping An For For Mgmt
Securities
2 Approve Review of Overseas Listing of Ping An Securities For For Mgmt
- Compliance with Relevant Provisions
3 Approve Review of Company's Undertakings to Maintain Its For For Mgmt
Independent Listing Status
4 Approve Review of Sustainable Profitability Statement and For For Mgmt
Prospect
5 Approve Review of Authorization Concerning Overseas For For Mgmt
Listing of Ping An Securities
6 Approve Adjustment of the Remuneration of Non-executive For For Mgmt
Directors
7 Approve Adjustment of the Remuneration of Non-employee For For Mgmt
Representative Supervisors
8 Approve Review of the Provision of Assured Entitlement For For Mgmt
Only to H Shareholders of the Company in Respect of
Overseas Listing of Ping An Securities
MEETING DATE COMPANY TICKER SECURITY ID
08/16/16 Remgro Ltd REM.SJ S6873K106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Increase in Authorised Share Capital For For Mgmt
2 Amend Memorandum of Incorporation For For Mgmt
3 Place Authorised but Unissued Shares under Control of For Against Mgmt
Directors
4 Authorise Issue of B Ordinary Shares to Rupert Beleggings For Against Mgmt
Proprietary Limited
-81-
MEETING DATE COMPANY TICKER SECURITY ID
08/19/16 Grupo Financiero Banorte S.A.B. de C.V. GFNORTEO.MM P49501201
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Amend Article 5 Re: Location of Corporate Domicile For For Mgmt
1.2 Amend Article 19 Re: Asset Acquisition Operations For For Mgmt
1.3 Amend Article 44 Re: Independent Members of Nomination For For Mgmt
Committee
1.4 Resolutions in Item 1.1 Are Subject to Suspense Mgmt
Consistent Condition by Which Authorization Referred to
in Article 20 of Law Regulating Financial Groups is
Granted, Prior Opinion of National Banking and Securities
Commission and Banco de Mexico
2 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
1.1 Approve Cash Dividends of MXN 0.45750654921773 Per Share For For Mgmt
to Be Paid on Aug. 31, 2016
1.2 Approve Fourth and Last Payment of Dividend of 2014 to Be For For Mgmt
Paid on Aug. 31, 2016
1.3 Approve Cash Dividends of MXN 1.23355355686851 per Share For For Mgmt
1.4 Approve First Payment of Dividend of 2015 to Be Paid on For For Mgmt
Aug. 31, 2016
1.5 Approve Second Payment of Dividend of 2015 to Be Paid in For For Mgmt
May 2017
2 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
MEETING DATE COMPANY TICKER SECURITY ID
08/19/16 Samsung Heavy Industries Co. Ltd. 010140.KS Y7474M106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Articles of Incorporation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/24/16 Aurobindo Pharma Ltd. ARBP.IS Y04527134
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Standalone Financial Statements and Statutory For For Mgmt
Reports
2 Accept Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Interim Dividends For For Mgmt
4 Reelect K. Nithyananda Reddy as Director For For Mgmt
5 Reelect M. Madan Mohan Reddy as Director For For Mgmt
6 Approve S.R. Batliboi & Associates LLP as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
7 Approve Revision in the Remuneration of N. Govindarajan For For Mgmt
as Managing Director
8 Approve Revision in the Remuneration of M. Madan Mohan For For Mgmt
Reddy as Executive Director
9 Approve Appointment and Remuneration of P. Sarath Chandra For For Mgmt
Reddy as Executive Director
MEETING DATE COMPANY TICKER SECURITY ID
08/24/16 IJM Corporation Berhad IJM.MK Y3882M101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Tan Boon Seng @ Krishnan as Director For For Mgmt
2 Elect Hamzah bin Hasan as Director For For Mgmt
3 Elect Soam Heng Choon as Director For For Mgmt
4 Elect Goh Tian Sui as Director For For Mgmt
5 Elect Abdul Halim bin Ali as Director For For Mgmt
6 Elect David Frederick Wilson as Director For For Mgmt
7 Approve PricewaterhouseCoopers as Auditors and Authorize For For Mgmt
Board to Fix Their Remuneration
8 Approve Abdul Halim bin Ali to Continue Office as For For Mgmt
Independent Non-Executive Director
9 Approve Remuneration of Directors For For Mgmt
10 Approve Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights
11 Approve Share Repurchase Program For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/25/16 Beijing Capital International Airport Co., Ltd. 694.HK Y07717104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Han Zhiliang as Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/26/16 Larsen & Toubro Ltd LT.IS Y5217N159
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Dividend Payment For For Mgmt
3 Elect Sunita Sharma as Director For For Mgmt
4 Reelect S. N. Subrahmanyan as Director For For Mgmt
5 Reelect A. M Naik as Director For For Mgmt
6 Elect D. K Sen as Director For For Mgmt
7 Elect M. V Satish as Director For For Mgmt
8 Elect Naina Lal Kidwai as Independent Director For For Mgmt
9 Approve Appointment and Remuneration of S. N Subrahmanyan For For Mgmt
as Deputy Managing Director and President
10 Approve Appointment and Remuneration of D. K Sen as For For Mgmt
Executive Director
11 Approve Appointment and Remuneration of M. V Satish as For For Mgmt
Executive Director
12 Approve Commission Remuneration for Executive Directors For Against Mgmt
13 Approve Reappointment and Remuneration of R. Shankar For Against Mgmt
Raman as Executive Director
14 Approve Reappointment and Remuneration of Shailendra Roy For Against Mgmt
as Executive Director
15 Elect Sanjeev Aga as Independent Director For For Mgmt
16 Elect Narayanan Kumar as Independent Director For For Mgmt
17 Approve Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights
18 Authorize Issuance of Non-Convertible Debentures For For Mgmt
19 Approve Sharp & Tannan as Joint Statutory Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
20 Approve Deloitte Haskins & Sells as Joint Statutory For For Mgmt
Auditors and Authorize Board to Fix Their Remuneration
21 Approve Remuneration of Cost Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/26/16 Naspers Ltd NPN.SJ S53435103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports for the For For Mgmt
Year Ended 31 March 2016
2 Approve Dividends for N Ordinary and A Ordinary Shares For For Mgmt
3 Reappoint PricewaterhouseCoopers Inc as Auditors of the For For Mgmt
Company with Brendan Deegan as the Individual Registered
Auditor
4.1 Elect Hendrik du Toit as Director For For Mgmt
4.2 Elect Guijin Liu as Director For For Mgmt
5.1 Re-elect Nolo Letele as Director For For Mgmt
5.2 Re-elect Roberto Oliveira de Lima as Director For For Mgmt
5.3 Re-elect Cobus Stofberg as Director For For Mgmt
5.4 Re-elect Debra Meyer as Director For For Mgmt
6.1 Re-elect Don Eriksson as Member of the Audit Committee For For Mgmt
6.2 Re-elect Ben van der Ross as Member of the Audit For For Mgmt
Committee
6.3 Re-elect Rachel Jafta as Member of the Audit Committee For For Mgmt
7 Approve Remuneration Policy For Against Mgmt
8 Place Authorised but Unissued Shares under Control of For Against Mgmt
Directors
9 Authorise Board to Issue Shares for Cash For Against Mgmt
10 Authorise Ratification of Approved Resolutions For For Mgmt
1.1 Approve Fees of the Board Chairman For For Mgmt
1.2 Approve Fees of the Board Member For For Mgmt
1.3 Approve Fees of the Audit Committee Chairman For For Mgmt
1.4 Approve Fees of the Audit Committee Member For For Mgmt
1.5 Approve Fees of the Risk Committee Chairman For For Mgmt
1.6 Approve Fees of the Risk Committee Member For For Mgmt
1.7 Approve Fees of the Human Resources and Remuneration For For Mgmt
Committee Chairman
1.8 Approve Fees of the Human Resources and Remuneration For For Mgmt
Committee Member
1.9 Approve Fees of the Nomination Committee Chairman For For Mgmt
1.10 Approve Fees of the Nomination Committee Member For For Mgmt
1.11 Approve Fees of the Social and Ethics Committee Chairman For For Mgmt
1.12 Approve Fees of the Social and Ethics Committee Member For For Mgmt
1.13 Approve Fees of the Trustees of Group Share Schemes/Other For For Mgmt
Personnel Funds
2 Approve Financial Assistance in Terms of Section 44 of For Against Mgmt
the Act
3 Approve Financial Assistance in Terms of Section 45 of For For Mgmt
the Act
4 Authorise Repurchase of N Ordinary Shares For For Mgmt
5 Authorise Repurchase of A Ordinary Shares For Against Mgmt
6 Amend Memorandum of Incorporation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/29/16 China Huishan Dairy Holdings Company Limited 6863.HK G2117A106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Elect Kan Yu Leung Peter as Director For Against Mgmt
4 Elect Song Kungang as Director For Against Mgmt
5 Elect Gu Ruixia as Director For For Mgmt
6 Elect Tsui Kei Pang as Director For Against Mgmt
7 Authorize Board to Fix Remuneration of Directors For For Mgmt
8 Approve KPMG as Auditors and Authorize Board to Fix Their For For Mgmt
Remuneration
9 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
10 Authorize Repurchase of Issued Share Capital For For Mgmt
11 Authorize Reissuance of Repurchased Shares For Against Mgmt
-82-
MEETING DATE COMPANY TICKER SECURITY ID
08/30/16 Air China Ltd. 753.HK Y002A6104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Wang Zhengang as Supervisor For For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
08/30/16 PT Unilever Indonesia Tbk UNVR.IJ Y9064H141
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Directors For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
08/31/16 Mr Price Group Limited MRP.SJ S5256M101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports for the For For Mgmt
Year Ended 2 April 2016
2.1 Re-elect Stewart Cohen as Director For For Mgmt
2.2 Re-elect Keith Getz as Director For For Mgmt
2.3 Re-elect Myles Ruck as Director For For Mgmt
3 Reappoint Ernst & Young Inc as Auditors of the Company For For Mgmt
and Appoint Vinodhan Pillay as the Designated Registered
Auditor
4.1 Re-elect Bobby Johnston as Member of the Audit and For For Mgmt
Compliance Committee
4.2 Re-elect Daisy Naidoo as Member of the Audit and For For Mgmt
Compliance Committee
4.3 Re-elect Myles Ruck as Member of the Audit and Compliance For For Mgmt
Committee
4.4 Re-elect John Swain as Member of the Audit and Compliance For For Mgmt
Committee
5 Approve Remuneration Policy For Against Mgmt
6 Adopt the Report of the Social, Ethics, Transformation For For Mgmt
and Sustainability Committee
7 Authorise Ratification of Approved Resolutions For For Mgmt
8 Place Authorised but Unissued Shares under Control of For For Mgmt
Directors
1.1 Approve Fees of the Independent Non-executive Chairman For For Mgmt
1.2 Approve Fees of the Honorary Chairman For For Mgmt
1.3 Approve Fees of the Lead Director For For Mgmt
1.4 Approve Fees of the Other Director For For Mgmt
1.5 Approve Fees of the Chairman of the Audit and Compliance For For Mgmt
Committee
1.6 Approve Fees of the Member of the Audit and Compliance For For Mgmt
Committee
1.7 Approve Fees of the Chairman of the Remuneration and For For Mgmt
Nominations Committee
1.8 Approve Fees of the Member of the Remuneration and For For Mgmt
Nominations Committee
1.9 Approve Fees of the Chairman of the Social, Ethics, For For Mgmt
Transformation and Sustainability Committee
1.10 Approve Fees of the Member of the Social, Ethics, For For Mgmt
Transformation and Sustainability Committee
2 Authorise Repurchase of Issued Share Capital For For Mgmt
3 Authorise Specific Repurchase of Shares from the Mr Price For For Mgmt
Partners Share Trust
4 Approve Financial Assistance to Related or Inter-related For For Mgmt
Companies
5.1 Amend Memorandum of Incorporation For For Mgmt
5.2 Amend Memorandum of Incorporation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/01/16 Reliance Industries Ltd. RIL.IS Y72596102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Accept Audited Financial Statements and Statutory Reports For For Mgmt
1b Accept Audited Consolidated Financial Statements and For For Mgmt
Statutory Reports
2 Confirm Interim Dividend as Final Dividend For For Mgmt
3 Reelect Nikhil R. Meswani as Director For For Mgmt
4 Reelect Pawan Kumar Kapil as Director For For Mgmt
5 Approve Deloitte Haskins & Sells LLP as Auditors and For Against Mgmt
Authorize Board to Fix Their Remuneration
6 Approve Remuneration of Cost Auditors For For Mgmt
7 Authorize Issuance of Redeemable Non-Convertible For For Mgmt
Debentures
MEETING DATE COMPANY TICKER SECURITY ID
09/02/16 Severstal PJSC CHMF.RM 818150302
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Interim Dividends for First Six Months of Fiscal For For Mgmt
2016
MEETING DATE COMPANY TICKER SECURITY ID
09/06/16 Altice NV ATCA.TQ N0R25F103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2a Amend Articles Re: Representation of the Company For For Mgmt
2b Amend Articles Re: Changes in Rules for Granting Titles For For Mgmt
to Executive Board Members
2c Amend Articles Re: Changes in Rules for Suspension of For For Mgmt
Vice-President
2d Amend Articles Re: Changes in Quorum and Voting For Against Mgmt
Requirements Board Meetings
2e Amend Articles Re: Miscellaneous Changes For For Mgmt
3a Approve Remuneration of Dexter Goei For Against Mgmt
3b Approve Remuneration of Michel Combes For For Mgmt
4 Approve Discharge of Patrick Drahi as Resigning CEO For For Mgmt
5 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/06/16 British American Tobacco (Malaysia) Berhad ROTH.MK Y0971P110
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Disposal by Tobacco Importers and Manufacturers For For Mgmt
Sdn Berhad, a Wholly-Owned Subsidiary of the Company, of
2 Parcels of Leasehold Lands Together with Buildings
Elected Thereon
MEETING DATE COMPANY TICKER SECURITY ID
09/06/16 The Foschini Group Ltd TFG.SJ S29260122
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports for the For For Mgmt
Year Ended 31 March 2016
2 Reappoint KPMG Inc as Auditors of the Company and Appoint For For Mgmt
P Farrand as the Designated Partner
3 Re-elect Sam Abrahams as Director For For Mgmt
4 Re-elect Michael Lewis as Director For For Mgmt
5 Re-elect Fatima Abrahams as Director For For Mgmt
6 Elect Graham Davin as Director For For Mgmt
7 Re-elect Sam Abrahams as Member of the Audit Committee For For Mgmt
8 Elect Tumi Makgabo-Fiskerstrand as Member of the Audit For For Mgmt
Committee
9 Re-elect Eddy Oblowitz as Member of the Audit Committee For For Mgmt
10 Re-elect Nomahlubi Simamane as Member of the Audit For For Mgmt
Committee
11 Elect David Friedland as Member of the Audit Committee For For Mgmt
12 Approve Remuneration Policy For Against Mgmt
1 Approve Remuneration of Non-executive Directors For For Mgmt
2 Authorise Repurchase of Issued Share Capital For For Mgmt
3 Authorise the Company to Provide Direct or Indirect For For Mgmt
Financial Assistance to a Related or Inter-related
Company or Corporation
13 Authorise Ratification of Approved Resolutions For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/08/16 Hindustan Petroleum Corporation Ltd. HPCL.IS Y3224R123
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Confirm Interim Dividend and Declare Final Dividend For For Mgmt
3 Reelect Pushp Kumar Joshi as Director For Against Mgmt
4 Reelect Y. K. Gawali as Director For Against Mgmt
5 Approve Remuneration of Statutory Auditors For For Mgmt
6 Elect J. Ramaswamy as Director For Against Mgmt
7 Elect Ram Niwas Jain as Independent Director For For Mgmt
8 Elect Urvashi Sadhwani as Director For Against Mgmt
9 Appoint Mukesh Kumar Surana as Chairman & Managing For For Mgmt
Director
10 Approve Remuneration of Cost Auditors For For Mgmt
11 Approve Related Party Transactions For For Mgmt
12 Amend Articles of Association Re: Increase Number of For For Mgmt
Directors
13 Increase Authorized Share Capital and Amend Memorandum & For For Mgmt
Articles of Association
14 Approve Bonus Issue For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/08/16 Maruti Suzuki India Ltd MSIL.IS Y7565Y100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Dividend For For Mgmt
3 Reelect R. C. Bhargava as Director For For Mgmt
4 Reelect Kazuhiko Ayabe as Director For For Mgmt
5 Approve Deloitte Haskins & Sells LLP as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
6 Approve Reappointment and Remuneration of Kenichi Ayukawa For For Mgmt
as Managing Director and CEO
7 Approve Reappointment and Remuneration of Toshiaki For For Mgmt
Hasuike as Joint Managing Director
8 Approve Remuneration of Cost Auditors For For Mgmt
-83-
MEETING DATE COMPANY TICKER SECURITY ID
09/08/16 Oil & Natural Gas Corporation Ltd. ONGC.IS Y64606117
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Confirm Payment of Interim Dividends and Approve Final For For Mgmt
Dividend
3 Reelect T K Sengupta as Director For Against Mgmt
4 Authorize Board to Fix Remuneration of Auditors For For Mgmt
5 Elect A K Srinivasan as Director For Against Mgmt
6 Elect Ajai Malhotra as Director For For Mgmt
7 Elect S B Kedare as Director For For Mgmt
8 Elect K M Padmanabhan as Director For For Mgmt
9 Elect A P Sawhney as Director For Against Mgmt
10 Elect Amar Nath as Director For Against Mgmt
11 Approve Remuneration of Cost Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/09/16 Korea Aerospace Industries Co. Ltd. 047810.KS Y4838Q105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Cho Yoo-haeng as Member of Audit Committee For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/12/16 Coway Co. Ltd. 021240.KS Y9694W104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Yoon Jong-ha as Inside Director For For Mgmt
1.2 Elect Kim Gwang-il as Non-independent Non-executive For For Mgmt
Director
MEETING DATE COMPANY TICKER SECURITY ID
09/21/16 Coal India Ltd. COAL.IS Y1668L107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Interim Dividend as Final Dividend For For Mgmt
3 Reelect C K Dey as Director For Against Mgmt
4 Elect Loretta Mary Vas as Independent Director For For Mgmt
5 Elect Satish Balram Agnihotri as Independent Director For For Mgmt
6 Elect D. C. Panigrahi as Independent Director For For Mgmt
7 Elect Khanindra Pathak as Independent Director For For Mgmt
8 Elect Vinod Jain as Independent Director For For Mgmt
9 Elect Shyam Nandan Prasad as Director and Approve His For Against Mgmt
Appointment as Executive Director
10 Approve Charging of Fee for Delivery of Documents For For Mgmt
11 Elect Vivek Bharadwaj as Director For Against Mgmt
12 Elect Rajesh Kumar Sinha as Director For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/22/16 Bank Handlowy w Warszawie SA BHW.PW X05318104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect Meeting Chairman For For Mgmt
3 Acknowledge Proper Convening of Meeting Mgmt
4 Approve Agenda of Meeting For For Mgmt
5.1 Elect Supervisory Board Member For Against Mgmt
5.2 Amend Statute Re: Supervisory Board For For Mgmt
6 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/23/16 Frontline Ltd. FRO.NO G3682E127
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect John Fredriksen as Director For Against Mgmt
2 Elect Kate Blakenship as Director For Against Mgmt
3 Elect Georgina E. Sousa as Director For Against Mgmt
4 Elect Ola Lorentzon as Director For For Mgmt
5 Elect Robert Hvide Macleod as Director For Against Mgmt
6 Amend Bylaws For Against Mgmt
7 Reappoint PricewaterhouseCoopers AS of Oslo, Norway as For For Mgmt
Auditors and Authorize Board to Fix Their Remuneration
8 Approve Remuneration of Directors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/28/16 Enersis Americas SA ENELAM.CI P37186106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
I Approve Related-Party Transaction Re: Merger by For For Mgmt
Absorption of Endesa Americas SA and Chilectra Americas
SA into Enersis Americas SA
II Approve Merger by Absorption of Endesa Americas SA and For For Mgmt
Chilectra Americas SA by Enersis Americas SA; Approve
Background Information, Terms and Conditions of Merger
III Receive Report on Agreements on Other Related-Party Mgmt
Transactions Other than Merger Held During Period Since
Last Shareholders' Meeting of Enersis Americas SA,
Indicating Directors that Approved Them
MEETING DATE COMPANY TICKER SECURITY ID
09/30/16 Novatek OAO NVTK.RM 669888109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Interim Dividends for First Six Months of Fiscal For For Mgmt
2016
2 Amend Charter For Against Mgmt
3.1 Amend Regulations on General Meetings For Against Mgmt
3.2 Amend Regulations on Board of Directors For For Mgmt
3.3 Amend Regulations on Management For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/04/16 Empresa Nacional de Electricidad S.A. Endesa ENELGXCH.CI P3710M109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Change Company Name to Enel Generacion Chile SA; Amend For For Mgmt
Article 1
2 Amend Item 3 of Article 14 Re: Summon of Extraordinary For For Mgmt
Board Meetings
3 Adopt All Necessary Agreements to Execute Resolutions For For Mgmt
Regarding Article Reform
MEETING DATE COMPANY TICKER SECURITY ID
10/04/16 Hyundai Securities Co. Ltd. 003450.KS Y3850E107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Acquisition of Shares of Hyundai Securities Co., For For Mgmt
Ltd.
MEETING DATE COMPANY TICKER SECURITY ID
10/06/16 America Movil S.A.B. de C.V. AMXL.MM P0280A101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Delisting of Shares from NASDAQ and LATIBEX For Against Mgmt
2 Approve Option to Receive Shares or Cash as Second For For Mgmt
Installment of Dividend of MXN 0.14 Per Share
Approved by AGM on April 18, 2016
3 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
MEETING DATE COMPANY TICKER SECURITY ID
10/07/16 MTN Group Ltd MTN.SJ S8039R108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve the 2016 ESOP For For Mgmt
1 Approve Various Transactions in Relation to the 2016 MTN For For Mgmt
BEE Transaction
2 Authorise Specific Repurchase of MTN Zakhele and MTN For For Mgmt
Zakhele NVF to Facilitate the MTN Zakhele Unwind and
Amend the Existing MTN Tranche 1 Subscription and Call
Option Agreement
3 Authorise Future Specific Repurchases in Terms of the For For Mgmt
2016 MTN BEE Transaction
4 Approve Financial Assistance in Connection with the MTN For For Mgmt
Zakhele Unwinding Scheme, the 2016 MTN BEE Transaction
and the MTN Transaction Agreements
5 Authorise the Initial Specific Issue of Shares to MTN For For Mgmt
Zakhele Futhi for Cash
6 Authorise the Additional Specific Issue of Shares to MTN For For Mgmt
Zakhele Futhi for Cash
7 Authorise Board to Issue Shares for Cash For For Mgmt
8 Approve Financial Assistance in Connection with the 2016 For For Mgmt
ESOP
MEETING DATE COMPANY TICKER SECURITY ID
10/24/16 Korea Electric Power Corp. 015760.KS Y48406105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Kim Ju-seon as Member of Audit Committee For For Mgmt
2 Amend Articles of Incorporation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/27/16 Samsung Electronics Co. Ltd. 005930.KS Y74718100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Spin-Off Agreement For For Mgmt
2 Elect Lee Jae-yong as Inside Director For For Mgmt
-84-
MEETING DATE COMPANY TICKER SECURITY ID
10/31/16 Harel Insurance Investments & Financial Services Ltd. HARL.IT M52635105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Employment Terms of Ronen Agassi, CEO For Against Mgmt
2 Approve and Update the Compensation Policy of the Company For Against Mgmt
A Vote FOR if you are a controlling shareholder or have a None Against Mgmt
personal interest in one or several resolutions, as
indicated in the proxy card; otherwise, vote AGAINST. You
may not abstain. If you vote FOR, please provide an
explanation to your account manager
B1 If you are an Interest Holder as defined in Section 1 of None Against Mgmt
the Securities Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined in Section 37(D) None Against Mgmt
of the Securities Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor as defined in None For Mgmt
Regulation 1 of the Supervision Financial Services
Regulations 2009 or a Manager of a Joint Investment '
Trust Fund as defined in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote against.
MEETING DATE COMPANY TICKER SECURITY ID
10/31/16 LG Chem Ltd. 051910.KS Y52758102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Amend Articles of Incorporation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/03/16 Turkiye Garanti Bankasi A.S. GARAN.TI M4752S106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting, Elect Presiding Council of Meeting and For For Mgmt
Authorize the Presiding Council to Sign Meeting Minutes
2 Ratify External Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/04/16 China Merchants Bank Co Ltd 600036.CH Y14896107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Grant of H Share Appreciation Rights For Against Mgmt
2 Approve Adjustment to the Remuneration of Independent For For Mgmt
Directors
3 Approve Adjustment to the Remuneration of External For For Mgmt
Supervisors
MEETING DATE COMPANY TICKER SECURITY ID
11/18/16 Bank of China Limited 3988.HK Y0698A107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Wang Xiquan as Supervisor For For ShrHlder
2 Elect Ren Deqi as Director For For Mgmt
3 Elect Gao Yingxin as Director For For Mgmt
4 Elect Angela Chao as Director For For Mgmt
5 Approve 2015 Remuneration Distribution Plan for Chairman For For Mgmt
of the Board of Directors, Executive Directors, Chairman
of the Board of Supervisors and Shareholders'
Representative Supervisors
6 Approve Establishment of the Charity Foundation of Bank For For Mgmt
of China
7 Amend Articles of Association For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/18/16 PT Hanjaya Mandala Sampoerna Tbk HMSP.IJ Y7121Z146
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Directors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/28/16 Geely Automobile Holdings Ltd. 175.HK G3777B103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Supplemental EV Agreement, Revised Annual Cap For For Mgmt
Amounts and Related Transactions
2 Approve Revised Annual Cap Amounts Under the Services For For Mgmt
Agreement and Related Transactions
MEETING DATE COMPANY TICKER SECURITY ID
11/28/16 The Bidvest Group Ltd BVT.SJ S1201R162
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Reappoint Deloitte & Touche as Auditors of the Company For For Mgmt
with Mark Holme as the Individual Registered Auditor
2.1 Elect Peter Meijer as Director For For Mgmt
2.2 Re-elect Brian Joffe as Director For For Mgmt
2.3 Re-elect Anthony Dawe as Director For For Mgmt
2.4 Re-elect Mpumi Madisa as Director For For Mgmt
2.5 Re-elect Bongi Masinga as Director For For Mgmt
3.1 Re-elect Eric Diack as Member of the Audit Committee For For Mgmt
3.2 Re-elect Bongi Masinga as Member of the Audit Committee For For Mgmt
3.3 Re-elect Nigel Payne as Chairman of the Audit Committee For For Mgmt
4.1 Approve Part 1 Section 1 - Policy on Base Package and For For Mgmt
Benefits
4.2 Approve Part 1 Section 2 - Policy on Short-term For For Mgmt
Incentives
4.3 Approve Part 1 Section 3 - Policy on Long-term Incentives For Against Mgmt
5 Place Authorised but Unissued Shares under Control of For For Mgmt
Directors
6 Authorise Board to Issue Shares for Cash For For Mgmt
7 Approve Payment of Dividend by Way of Pro Rata Reduction For For Mgmt
of Share Premium
8 Authorise Creation and Issue of Convertible Debentures or For For Mgmt
Other Convertible Instruments
9 Authorise Ratification of Approved Resolutions For For Mgmt
1 Authorise Repurchase of Issued Share Capital For For Mgmt
2 Approve Remuneration of Non-Executive Directors For For Mgmt
3 Approve Financial Assistance in Terms of Sections 44 and For For Mgmt
45 of the Companies Act
MEETING DATE COMPANY TICKER SECURITY ID
11/29/16 FirstRand Ltd FSR.SJ S5202Z131
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Re-elect Mary Bomela as Director For For Mgmt
1.2 Re-elect Peter Cooper as Alternate Director For For Mgmt
1.3 Re-elect Grant Gelink as Director For For Mgmt
1.4 Re-elect Lulu Gwagwa as Director For For Mgmt
1.5 Re-elect Benedict van der Ross as Director For For Mgmt
1.6 Elect Faffa Knoetze as Director For For Mgmt
2.1 Reappoint Deloitte & Touche as Auditors of the Company For For Mgmt
2.2 Reappoint PricewaterhouseCoopers Inc as Auditors of the For For Mgmt
Company
1 Approve Remuneration Policy For For Mgmt
3 Place Authorised but Unissued Ordinary Shares under For For Mgmt
Control of Directors
4 Authorise Board to Issue Shares for Cash For For Mgmt
5 Authorise Ratification of Approved Resolutions For For Mgmt
1 Authorise Repurchase of Issued Share Capital For For Mgmt
2.1 Approve Financial Assistance to Directors and Prescribed For For Mgmt
Officers as Employee Share Scheme Beneficiaries
2.2 Approve Financial Assistance to Related and Inter-related For For Mgmt
Entities
3 Approve Remuneration of Non-Executive Directors For For Mgmt
4 Adopt New Memorandum of Incorporation For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/29/16 Industrial and Commercial Bank of China Limited 1398.HK Y3990B112
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Gu Shu as Director For For Mgmt
2 Elect Sheila Colleen Bair as Director For For Mgmt
3 Approve 2015 Remuneration Plan to Directors and For For Mgmt
Supervisors
4 Elect Wang Jingdong as Director For For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
11/30/16 Petroleo Brasileiro SA-Petrobras PETR4.BZ P78331140
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Marcelo Mesquita de Siqueira Filho as Director None For ShrHlder
Appointed by Minority Shareholder
2 Approve Sale of 90 Percent of Shares of Nova For For Mgmt
Transportadora do Sudeste - NTS (NTS)
3 Waive Petrobras' Preemptive Rights to Subscribe For For Mgmt
Convertible Debentures to be Issued by Nova
Transportadora do Sudeste - NTS (NTS)
4 Amend Articles For For Mgmt
5 Consolidate Bylaws For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/08/16 AudioCodes Ltd. AUDC M15342104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Reelect Zehava Simon as Director for a Three-Year Period For For Mgmt
2 Approve Compensation Policy for the Directors and For For Mgmt
Officers of the Company
3 Subject to Approval of Items 1 and 2: Grant Zehava Simon For For Mgmt
, Director, Options to Purchase 22,500 Shares
4 Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
5 Discuss Financial Statements and the Report of the Board Mgmt
A Vote FOR if you are NOT a controlling shareholder or do None Against Mgmt
NOT have a personal interest in one or several
resolutions, as indicated in the proxy card;
otherwise, vote AGAINST. You may not abstain.
-85-
MEETING DATE COMPANY TICKER SECURITY ID
12/10/16 Oil & Natural Gas Corporation Ltd. ONGC.IS Y64606117
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Authorize Capitalization of Reserves for Bonus Issue For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/12/16 Kernel Holding S.A. KER.PW L5829P109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive and Approve Board's and Auditor's Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Financial Statements For For Mgmt
4 Approve Allocation of Income and Payment of Dividends of For For Mgmt
USD 0.25 per Share
5 Approve Discharge of Directors For For Mgmt
6 Reelect Andrzej Danilczuk as Director For For Mgmt
7 Approve Resignation of Ton Schurink as Director For For Mgmt
8 Reelect Nathalie Bachich as Director For For Mgmt
9 Reelect Sergei Shibaev as Director For For Mgmt
10 Reelect Anastasiia Usachova as Director For For Mgmt
11 Reelect Viktoriia Lukianenko as Director For For Mgmt
12 Reelect Yuriy Kovalchuk as Director For For Mgmt
13 Reelect Kostiantyn Lytvynskyi as Director For For Mgmt
14 Approve Remuneration of Independent Directors For For Mgmt
15 Approve Director Fees for Executive Directors For For Mgmt
16 Approve Discharge of Auditors For For Mgmt
17 Renew Appointment of Deloitte as Auditor For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/15/16 Tenaga Nasional Berhad TNB.MK Y85859109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Final Dividend For For Mgmt
2 Approve Remuneration of Directors For For Mgmt
3 Elect Hashmuddin bin Mohammad as Director For For Mgmt
4 Elect Gee Siew Yoong as Director For For Mgmt
5 Elect Noraini binti Che Dan as Director For For Mgmt
6 Elect Manaf bin Hashim as Director For For Mgmt
7 Elect Sakthivel a/l Alagappan as Director For For Mgmt
8 Elect Leo Moggie as Director For For Mgmt
9 Elect Siti Norma binti Yaakob as Director For For Mgmt
10 Elect Zainal Abidin bin Putih as Director For For Mgmt
11 Approve PricewaterhouseCoopers as Auditors and Authorize For Against Mgmt
Board to Fix Their Remuneration
12 Approve Grant and Allotment of Shares to Nur Aishah binti For Against Mgmt
Azman Under the LTIP
13 Approve Grant and Allotment of Shares to Ahmad Firdaus For Against Mgmt
bin Azman Under the LTIP
14 Approve Grant and Allotment of Shares to Aswad bin Ameir For Against Mgmt
Under the LTIP
15 Authorize Share Repurchase Program For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/16/16 MMC Norilsk Nickel PJSC GMKN.RU 55315J102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Interim Dividends for First Nine Months of Fiscal For For Mgmt
2016
MEETING DATE COMPANY TICKER SECURITY ID
12/22/16 Tata Motors Ltd. TTMT.IS Y85740143
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Remove Cyrus P. Mistry as Director None Against ShrHlder
2 Remove Nusli N. Wadia as Director None Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
12/27/16 China Life Insurance Co. Limited 2628.HK Y1477R204
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve 13th Five-Year Developmental Plan Outline For For Mgmt
2 Approve Ernst & Young Hua Ming as US Form 20-F Auditor For For Mgmt
for 2016
3 Approve Company Framework Agreement, 2017-2019 Annual For For Mgmt
Caps and Related Transactions
4 Approve CLIC Framework Agreement and CLP&C Framework For For Mgmt
Agreement, 2017-2019 Annual Caps and Related Transactions
5 Approve Renewal of Framework Agreement for Daily For For Mgmt
Connected Transactions Between the Company and China
Guangfa Bank Co., Ltd.
MEETING DATE COMPANY TICKER SECURITY ID
12/29/16 Hotai Motor Co Ltd 2207.TT Y37225102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Indirect Investment in Zurich Property & Casualty For Against Mgmt
Co., Ltd.
2 Amend Procedures Governing the Acquisition or Disposal of For For Mgmt
Assets
3 Amend Trading Procedures Governing Derivatives Products For For Mgmt
4 Amend Procedures for Lending Funds to Other Parties For For Mgmt
5 Amend Procedures for Endorsement and Guarantees For For Mgmt
6 Other Business None Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/30/16 Sinopharm Group Co., Ltd. 1099.HK Y8008N107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Issuance of Accounts Receivable Asset-backed For For Mgmt
Securities in the PRC and Related Transactions
MEETING DATE COMPANY TICKER SECURITY ID
01/06/17 Hindustan Petroleum Corporation Ltd. HPCL.IS Y3224R123
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Issue of Redeemable Non-Convertible For For Mgmt
Bonds/Debentures
MEETING DATE COMPANY TICKER SECURITY ID
01/11/17 Elsewedy Electric Co SWDY.EY M398AL106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Board Report on Company Operations for FY 2016 For For Mgmt
2 Approve Auditors' Report on Company Financial Statements For For Mgmt
for FY 2016
3 Accept Financial Statements and Statutory Reports for FY For For Mgmt
2016
4 Approve Allocation of Income and Dividends for FY 2016 For For Mgmt
5 Elect Directors (Bundled) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/17/17 Harel Insurance Investments & Financial Services Ltd. HARL.IT M52635105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Ben Hamburger as Director and Approve his For For Mgmt
Remuneration
A Vote FOR if you are a controlling shareholder or have a None Against Mgmt
personal interest in one or several resolutions, as
indicated in the proxy card; otherwise, vote AGAINST. You
may not abstain. If you vote FOR, please provide an
explanation to your account manager
MEETING DATE COMPANY TICKER SECURITY ID
01/31/17 Petroleo Brasileiro SA-Petrobras PETR4.BZ P78331140
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Sale of Liquigas Distribuidora S.A. For For Mgmt
2 Approve Sale of PetroquimicaSuape and CITEPE For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/14/17 Coronation Fund Managers Ltd CML.SJ S19537109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Re-elect Lulama Boyce as Director For For Mgmt
1b Re-elect Jock McKenzie as Director For For Mgmt
1c Re-elect Alexandra Watson as Director For For Mgmt
1d Elect Dr Hugo Nelson as Director For For Mgmt
2 Reappoint Ernst & Young Inc as Auditors of the Company For For Mgmt
and MP Rapson as the Designated Audit Partner
3a Re-elect Alexandra Watson as Member of the Audit and Risk For For Mgmt
Committee
3b Re-elect Shams Pather as Member of the Audit and Risk For For Mgmt
Committee
3c Re-elect Jock McKenzie as Member of the Audit and Risk For For Mgmt
Committee
3d Elect Dr Hugo Nelson as Member of the Audit and Risk For Against Mgmt
Committee
4 Approve Remuneration Policy For For Mgmt
1 Approve Financial Assistance in Terms of Section 45 of For For Mgmt
the Companies Act
2 Approve Financial Assistance in Terms of Section 44 of For For Mgmt
the Companies Act
3 Approve Remuneration of Non-Executive Directors For For Mgmt
4 Authorise Repurchase of Issued Share Capital For For Mgmt
5 Adopt New Memorandum of Incorporation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/10/17 Housing Development Finance Corporation Limited HDFC.IS Y37246157
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Increase Authorized Share Capital and Amend Memorandum of For For Mgmt
Association
2 Approve Employee Stock Option Scheme 2017 For For Mgmt
-86-
MEETING DATE COMPANY TICKER SECURITY ID
03/10/17 POSCO 005490.KS Y70750115
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Allocation of Income For For Mgmt
2.1.1 Elect Kim Shin-bae as Outside Director For For Mgmt
2.1.2 Elect Jang Seung-hwa as Outside Director For For Mgmt
2.1.3 Elect Jeong Moon-gi as Outside Director For For Mgmt
2.2.1 Elect Jang Seung-hwa as Members of Audit Committee For For Mgmt
2.2.2 Elect Jeong Moon-gi as Members of Audit Committee For For Mgmt
2.3.1 Elect Kwon Oh-joon as Inside Director For For Mgmt
2.3.2 Elect Oh In-hwan as Inside Director For For Mgmt
2.3.3 Elect Choi Jeong-woo as Inside Director For For Mgmt
2.3.4 Elect Jang In-hwa as Inside Director For For Mgmt
2.3.5 Elect Yoo Seong as Inside Director For For Mgmt
3 Approve Total Remuneration of Inside Directors and For For Mgmt
Outside Directors
MEETING DATE COMPANY TICKER SECURITY ID
03/14/17 Bharti Airtel Ltd. BHARTI.IS Y0885K108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Authorize Issuance of Non-Convertible Debentures on For For Mgmt
Private Placement Basis
2 Approve Transfer of Investment in Bharti Airtel For For Mgmt
International (Mauritius) Limited, Mauritius to Network
i2i Limited, Mauritius
MEETING DATE COMPANY TICKER SECURITY ID
03/15/17 JBS S.A. JBSS3.BZ P59695109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Approve Agreement to Absorb Moy Park Lux Holdings S.a r.L For For Mgmt
(Moy Park Lux)
1.2 Approve Agreement to Absorb Friboi Trade Exportacao e For For Mgmt
Importacao Ltda. (Friboi Trade)
1.3 Ratify APSIS Consultoria Empresarial Ltda. as the For For Mgmt
Independent Firm to Appraise Proposed Transactions
1.4 Approve Independent Firm's Appraisals For For Mgmt
1.5 Approve Absorption of Moy Park Lux Holdings S.a r.L (Moy For For Mgmt
Park Lux) and Friboi Trade Exportacao e Importacao Ltda.
(Friboi Trade)
2 Ratify Election of Norberto Fatio as Independent Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/17/17 Celltrion Inc. 068270.KS Y1242A106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Allocation of Income For For Mgmt
2.1 Elect Gi Woo-seong as Inside Director For For Mgmt
2.2 Elect Kim Hyeong-gi as Inside Director For For Mgmt
3 Approve Total Remuneration of Inside Directors and For For Mgmt
Outside Directors
4 Approve Stock Option Grants For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/17/17 Daeduck Electronics Co. 008060.KS Y1858V105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Allocation of Income For For Mgmt
2 Elect Jang Hong-eun as Inside Director For For Mgmt
3 Approve Total Remuneration of Inside Directors and For For Mgmt
Outside Directors
4 Authorize Board to Fix Remuneration of Internal Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/17/17 Dongkuk Steel Mill Co. Ltd. 001230.KS Y20954106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Allocation of Income For For Mgmt
2.1 Elect Gwak Jin-soo as Inside Director For For Mgmt
2.2 Elect Han Seung-hui as Outside Director For For Mgmt
2.3 Elect Oki Tetsuo as Outside Director For Against Mgmt
2.4 Elect Lee Doo-ah as Outside Director For For Mgmt
2.5 Elect Joo Sang-cheol as Outside Director For For Mgmt
3.1 Elect Han Seung-hui as Member of Audit Committee For For Mgmt
3.2 Elect Lee Doo-ah as Member of Audit Committee For For Mgmt
3.3 Elect Joo Sang-cheol as Member of Audit Committee For For Mgmt
4 Approve Total Remuneration of Inside Directors and For For Mgmt
Outside Directors
5 Approve Terms of Retirement Pay For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/17/17 Hyundai Mobis Co. 012330.KS Y3849A109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Allocation of Income For For Mgmt
2 Elect One Inside Director and Two Outside Directors For For Mgmt
3 Elect Two Members of Audit Committee For For Mgmt
4 Approve Total Remuneration of Inside Directors and For For Mgmt
Outside Directors
MEETING DATE COMPANY TICKER SECURITY ID
03/23/17 Shinhan Financial Group Co. Ltd. 055550.KS Y7749X101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Allocation of Income For For Mgmt
2 Amend Articles of Incorporation For For Mgmt
3.1 Elect Cho Yong-byoung as Inside Director For For Mgmt
3.2 Elect Wi Sung-ho as Non-independent Non-executive For For Mgmt
Director
3.3 Elect Park An-soon as Outside Director For For Mgmt
3.4 Elect Park Cheul as Outside Director For For Mgmt
3.5 Elect Lee Sang-kyung as Outside Director For For Mgmt
3.6 Elect Joo Jae-seong as Outside Director For For Mgmt
3.7 Elect Yuki Hirakawa as Outside Director For For Mgmt
3.8 Elect Philippe Avril as Outside Director For For Mgmt
4 Elect Lee Man-woo as Outside Director to serve as Audit For For Mgmt
Committee Member
5.1 Elect Lee Sang-kyung as Member of Audit Committee For For Mgmt
5.2 Elect Lee Steven Sung-ryang as Member of Audit Committee For For Mgmt
6 Approve Total Remuneration of Inside Directors and For For Mgmt
Outside Directors
MEETING DATE COMPANY TICKER SECURITY ID
03/24/17 KB Financial Group Inc. 105560.KS Y46007103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Allocation of Income For For Mgmt
2 Amend Articles of Incorporation For For Mgmt
3.1 Elect Lee Hong as Non-Independent Non-Executive Director For For Mgmt
3.2 Elect Choi Young-hwi as Outside Director For For Mgmt
3.3 Elect Yoo Suk-ryul as Outside Director For For Mgmt
3.4 Elect Lee Byung-nam as Outside Director For For Mgmt
3.5 Elect Park Jae-ha as Outside Director For For Mgmt
3.6 Elect Kim Eunice Kyonghee as Outside Director For For Mgmt
3.7 Elect Stuart B. Solomon as Outside Director For For Mgmt
4 Elect Han Jong-soo as Director to serve as Audit For For Mgmt
Committee member
5.1 Elect Yoo Suk-ryul as Members of Audit Committee For For Mgmt
5.2 Elect Park Jae-ha as Members of Audit Committee For For Mgmt
5.3 Elect Kim Eunice Kyonghee as Members of Audit Committee For For Mgmt
6 Approve Total Remuneration of Inside Directors and For For Mgmt
Outside Directors
MEETING DATE COMPANY TICKER SECURITY ID
03/24/17 Lotte Chemical Corp. 011170.KS Y3280U101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Allocation of Income For For Mgmt
2 Amend Articles of Incorporation For Against Mgmt
3 Elect Three Inside Directors and One Outside Director For For Mgmt
4 Elect Park Gyeong-hui as a Member of Audit Committee For For Mgmt
5 Approve Total Remuneration of Inside Directors and For Against Mgmt
Outside Directors
MEETING DATE COMPANY TICKER SECURITY ID
03/24/17 Samsung Electronics Co. Ltd. 005930.KS Y74718100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Allocation of Income For For Mgmt
2 Approve Total Remuneration of Inside Directors and For For Mgmt
Outside Directors
MEETING DATE COMPANY TICKER SECURITY ID
03/24/17 SK Holdings Co., Ltd. 034730.KS Y8066F103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Allocation of Income For For Mgmt
2 Amend Articles of Incorporation For For Mgmt
3.1 Elect Jang Dong-hyeon as Inside Director For For Mgmt
3.2 Elect Jang Yong-seok as Outside Director For For Mgmt
4 Elect Jang Yong-seok as Member of Audit Committee For For Mgmt
5 Approve Stock Option Grants For For Mgmt
6 Approve Total Remuneration of Inside Directors and For For Mgmt
Outside Directors
-87-
MEETING DATE COMPANY TICKER SECURITY ID
03/27/17 Cimsa Cimento Sanayi Ve Ticaret AS CIMSA.TI M2422Q104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting and Elect Presiding Council of Meeting For For Mgmt
2 Accept Board Report For For Mgmt
3 Accept Audit Report For For Mgmt
4 Accept Financial Statements For For Mgmt
5 Approve Discharge of Board For For Mgmt
6 Approve Allocation of Income For For Mgmt
7 Ratify External Auditors For For Mgmt
8 Receive Information on Donations Made in 2016 Mgmt
9 Approve Upper Limit of Donations for 2017 For Against Mgmt
10 Grant Permission for Board Members to Engage in For For Mgmt
Commercial Transactions with Company and Be Involved with
Companies with Similar Corporate Purpose
MEETING DATE COMPANY TICKER SECURITY ID
03/28/17 Akbank T.A.S. AKBNK.TI M0300L106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Presiding Council of Meeting For For Mgmt
2 Accept Board Report For For Mgmt
3 Accept Audit Report For For Mgmt
4 Accept Financial Statements For For Mgmt
5 Approve Discharge of Board For For Mgmt
6 Approve Allocation of Income For For Mgmt
7 Elect Directors For Against Mgmt
8 Approve Director Remuneration For For Mgmt
9 Ratify External Auditors For For Mgmt
10 AmendCompany Bylaws For For Mgmt
11 Grant Permission for Board Members to Engage in For For Mgmt
Commercial Transactions with Company and Be Involved with
Companies with Similar Corporate Purpose
12 Approve Upper Limit of Donations for 2017 For For Mgmt
13 Receive Information on Donations Made in 2016 Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/28/17 Coway Co. Ltd. 021240.KS Y9694W104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Allocation of Income For For Mgmt
2 Approve Stock Option Grants For For Mgmt
3 Amend Articles of Incorporation For For Mgmt
4.1 Elect Yoon Jong-ha as Inside Director For For Mgmt
4.2 Elect Bu Jae-hun as Non-independent Non-executive For For Mgmt
Director
4.3 Elect Kim Gwang-il as Non-independent Non-executive For For Mgmt
Director
4.4 Elect Park Tae-hyeon as Non-independent Non-executive For For Mgmt
Director
4.5 Elect Choi Yeon-seok as Non-independent Non-executive For For Mgmt
Director
4.6 Elect Lee Jung-sik as Outside Director For For Mgmt
4.7 Elect Lee Jun-ho as Outside Director For For Mgmt
5 Approve Total Remuneration of Inside Directors and For For Mgmt
Outside Directors
6 Authorize Board to Fix Remuneration of Internal Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/28/17 Harel Insurance Investments & Financial Services Ltd. HARL.IT M52635105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Discuss Financial Statements and the Report of the Board Mgmt
2 Reappoint Somekh Chaikin as Auditors and Authorize Board For For Mgmt
to Fix Their Remuneration
3.1 Reelect Yair Hamburger as Director For For Mgmt
3.2 Reelect Ben Hamburger as Director For For Mgmt
3.3 Reelect Gideon Hamburger as Director For For Mgmt
3.4 Reelect Yoav Manor as Director For For Mgmt
3.5 Reelect Doron Cohen as Director For For Mgmt
3.6 Reelect Joseph Ciechanover as Director For For Mgmt
4.1 Elect Hava Friedman-Shapira as External Director For For Mgmt
4.2 Elect Udi Nisan as External Director For For Mgmt
A Vote FOR if you are a controlling shareholder or have a None Against Mgmt
personal interest in one or several resolutions, as
indicated in the proxy card; otherwise, vote AGAINST. You
may not abstain. If you vote FOR, please provide an
explanation to your account manager
B1 If you are an Interest Holder as defined in Section 1 of None Against Mgmt
the Securities Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined in Section 37(D) None Against Mgmt
of the Securities Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor as defined in None For Mgmt
Regulation 1 of the Supervision Financial Services
Regulations 2009 or a Manager of a Joint Investment
Trust Fund as defined in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote against.
MEETING DATE COMPANY TICKER SECURITY ID
03/29/17 Dogus Otomotiv Servis ve Ticaret AS DOAS.TI M28191100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting and Elect Presiding Council of Meeting For For Mgmt
2 Accept Board Report For For Mgmt
3 Accept Audit Report For For Mgmt
4 Accept Financial Statements For For Mgmt
5 Approve Discharge of Board For For Mgmt
6 Approve Allocation of Income For For Mgmt
7 Approve Director Remuneration For For Mgmt
8 Ratify External Auditors For For Mgmt
9 Receive Information on Donations Made in 2016 Mgmt
10 Receive Information on Related Party Transactions Mgmt
11 Receive Information on the Guarantees, Pledges, and Mgmt
Mortgages Provided by the Company to Third Parties
12 Receive Information on the Share Repurchase Program of Mgmt
the Company
13 Receive Information in Accordance to Article 1.3.6 of Mgmt
Capital Market Board Corporate Governance Principles
14 Grant Permission for Board Members to Engage in For For Mgmt
Commercial Transactions with Company and Be Involved with
Companies with Similar Corporate Purpose
15 Wishes Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/29/17 Petkim Petrokimya Holding A.S. PETKM.TI M7871F103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting and Elect Presiding Council of Meeting For For Mgmt
2 Accept Board Report For For Mgmt
3 Accept Audit Report For For Mgmt
4 Accept Financial Statements For For Mgmt
5 Approve Discharge of Board For For Mgmt
6 Approve Allocation of Income For For Mgmt
7 Ratify Director Appointment For For Mgmt
8 Approve Director Remuneration For For Mgmt
9 Elect Auditors For For Mgmt
10 Ratify External Auditors For For Mgmt
11 Receive Information on Donations Made in 2016 Mgmt
12 Approve Upper Limit of Donations for 2017 For Against Mgmt
13 Receive Information in Accordance to Article 1.3.6 of Mgmt
Capital Market Board Corporate Governance Principles
14 Grant Permission for Board Members to Engage in For For Mgmt
Commercial Transactions with Company and Be Involved with
Companies with Similar Corporate Purpose
15 Receive Information on Guarantees, Pledges and Mortgages Mgmt
Provided by the Company to Third Parties
16 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/30/17 Turkiye Garanti Bankasi A.S. GARAN.TI M4752S106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting and Elect Presiding Council of Meeting For For Mgmt
2 Accept Board Report For For Mgmt
3 Accept Audit Report For For Mgmt
4 Accept Financial Statements For For Mgmt
5 Approve Discharge of Board For For Mgmt
6 Approve Allocation of Income For For Mgmt
7 Approve Director Remuneration For For Mgmt
8 Receive Information on Remuneration Policy Mgmt
9 Approve Upper Limit of Donations for 2017 and Receive For For Mgmt
Information on Donations Made in 2016
10 Grant Permission for Board Members to Engage in For For Mgmt
Commercial Transactions with Company and Be Involved with
Companies with Similar Corporate Purpose
11 Receive Information in Accordance to Article 1.3.6 of Mgmt
Capital Market Board Corporate Governance Principles
MEETING DATE COMPANY TICKER SECURITY ID
03/30/17 Vitro S.A.B. de C.V. VITROA.MM P9802B109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Present Activity Reports of Audit and Corporate Practices For For Mgmt
Committees; Accept Report on Operations and Activities
Undertaken by Board of Directors
2 Present CEO's Report Including External Auditor's Report, For For Mgmt
Opinion of Board of Directors in Accordance with
Article 172B of General Mercantile Company Law
3 Approve Allocation of Income For For Mgmt
4 Set Maximum Amount of Share Repurchase Reserve For For Mgmt
5 Approve Cash Dividends of USD 0.05 Per Share For For Mgmt
6 Elect or Ratify Chairman and Members of Board of For Against Mgmt
Directors, Verify their Independence and Approve their
Remuneration; Elect or Ratify Board Secretary
7 Elect or Ratify Chairmen of Audit and Corporate Practices For Against Mgmt
Committees
8 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
-88-
MEETING DATE COMPANY TICKER SECURITY ID
03/31/17 Almacenes Exito S.A. EXITO.CB P3782F107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Verify Quorum Mgmt
2 Approve Meeting Agenda For For Mgmt
3 Elect Meeting Approval Committee For For Mgmt
4 Present Board of Directors and Chairman's Report For For Mgmt
5 Present Corporate Governance Report For For Mgmt
6 Present Individual and Consolidated Financial Statements For For Mgmt
and Statutory Reports
7 Present Auditor's Report For For Mgmt
8 Approve Board of Directors and Chairman's Report and For For Mgmt
Corporate Governance Report
9 Approve Financial Statements For For Mgmt
10.a Approve Allocation of Income For For Mgmt
10.b Approve Donations For For Mgmt
10.c Amend Bylaws For For Mgmt
11 Shareholder Proposals For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/05/17 America Movil S.A.B. de C.V. AMXL.MM P0280A101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect or Ratify Directors for Series L Shareholders For Against Mgmt
2 Authorize Board to Ratify and Execute Approved For Against Mgmt
Resolutions
MEETING DATE COMPANY TICKER SECURITY ID
04/06/17 PT Bank Central Asia Tbk BBCA.IJ Y7123P138
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements, Statutory Reports, and For For Mgmt
Discharge of Directors and Commissioners
2 Approve Allocation of Income For For Mgmt
3 Approve Tantiem and Remuneration of Directors and For For Mgmt
Commissioners
4 Appoint Auditors For For Mgmt
5 Approve Payment of Interim Dividend For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/14/17 Akis Gayrimenkul Yatirim Ortakligi AS AKSGY.TI M0371U100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting and Elect Presiding Council of Meeting For For Mgmt
2 Accept Board Report For For Mgmt
3 Accept Audit Report For For Mgmt
4 Accept Financial Statements For For Mgmt
5 Approve Discharge of Board For For Mgmt
6 Approve Allocation of Income For For Mgmt
7 Approve Director Remuneration For For Mgmt
8 Ratify External Auditors For For Mgmt
9 Receive Information in Accordance to Article 1.3.6 of Mgmt
Capital Market Board Corporate Governance Principles
10 Grant Permission for Board Members to Engage in For For Mgmt
Commercial Transactions with Company and Be Involved with
Companies with Similar Corporate Purpose
11 Receive Information on Donations Made in 2016 Mgmt
12 Receive Information on the Guarantees, Pledges, and Mgmt
Mortgages Provided by the Company to Third Parties
13 Receive Information on Purchases, Sales and Leases made Mgmt
in 2016
14 Receive information on Share Repurchase Program Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/15/17 Tata Consultancy Services Ltd. TCS.IS Y85279100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Buy Back of Equity Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 Bank Polska Kasa Opieki S.A. PEO.PW X0641X106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect Meeting Chairman For For Mgmt
3 Acknowledge Proper Convening of Meeting Mgmt
4 Elect Members of Vote Counting Commission For For Mgmt
5 Approve Agenda of Meeting For For Mgmt
6 Receive Management Board Report on Company's Operations Mgmt
7 Receive Financial Statements Mgmt
8 Receive Management Board Report on Group's Operations Mgmt
9 Receive Consolidated Financial Statements Mgmt
10 Receive Management Board Proposal of Allocation of Income Mgmt
11 Receive Supervisory Board Report Mgmt
12.1 Approve Management Board Report on Company's Operations For For Mgmt
12.2 Approve Financial Statements For For Mgmt
12.3 Approve Management Board Report on Group's Operations For For Mgmt
12.4 Approve Consolidated Financial Statements For For Mgmt
12.5 Approve Allocation of Income and Dividends of PLN 8.68 For For Mgmt
per Share
12.6 Approve Supervisory Board Report For For Mgmt
12.7a Approve Discharge of Jerzy Woznicki (Supervisory Board For For Mgmt
Chairman)
12.7b Approve Discharge of Leszek Pawlowicz (Supervisory Board For For Mgmt
Deputy Chairman)
12.7c Approve Discharge of Dariusz Filar (Supervisory Board For For Mgmt
Member)
12.7d Approve Discharge of Katarzyna Majchrzak (Supervisory For For Mgmt
Board Member)
12.7e Approve Discharge of Laura Penna (Supervisory Board For For Mgmt
Member)
12.7f Approve Discharge of Wioletta Rosolowska (Supervisory For For Mgmt
Board Member)
12.7g Approve Discharge of Doris Tomanek (Supervisory Board For For Mgmt
Member)
12.7h Approve Discharge of Roberto Nicastro (Supervisory Board For For Mgmt
Deputy Chairman)
12.7i Approve Discharge of Alessandro Decio (Supervisory Board For For Mgmt
Member)
12.7j Approve Discharge of Massimiliano Fossati (Supervisory For For Mgmt
Board Member)
12.7k Approve Discharge of Gianni Papa (Supervisory Board For For Mgmt
Member)
12.8a Approve Discharge of Luigi Lovaglio (CEO) For For Mgmt
12.8b Approve Discharge of Diego Biondo (Deputy CEO) For For Mgmt
12.8c Approve Discharge of Andrzej Kopyrski (Deputy CEO) For For Mgmt
12.8d Approve Discharge of Adam Niewinski (Deputy CEO) For For Mgmt
12.8e Approve Discharge of Grzegorz Piwowar (Deputy CEO) For For Mgmt
12.8f Approve Discharge of Stefano Santini (Deputy CEO) For For Mgmt
12.8g Approve Discharge of Marian Wazynski (Deputy CEO) For For Mgmt
13 Approve Shareholders' Consent with Corporate Governance For For Mgmt
Principles for SupervisedInstitutions adopted by Polish
Financial Supervision Authority
14 Receive Supervisory Board Report on Company's Compliance Mgmt
with Corporate Governance Principles for Supervised
Institutions adopted by Polish Financial Supervision
Authority
15 Amend Statute For For Mgmt
16 Approve Consolidated Text of Statute For For Mgmt
17 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 Lojas Renner LREN3.BZ P6332C102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports for For For Mgmt
Fiscal Year Ended Dec. 31, 2016
2 Approve Allocation of Income and Dividends For For Mgmt
3 Fix Number of Directors For For Mgmt
4 Elect Directors For For Mgmt
5 Approve Remuneration of Company's Management For For Mgmt
6 Fix Number of Fiscal Council Members For For Mgmt
7 Elect Fiscal Council Members For For Mgmt
8 Approve Remuneration of Fiscal Council Members For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 BB Seguridade Participacoes S.A. BBSE3.BZ P1R1WJ103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports for For For Mgmt
Fiscal Year Ended Dec. 31, 2016
2 Approve Allocation of Income and Dividends For For Mgmt
3 Elect Fiscal Council Members For Do Not Vote Mgmt
3.1 Elect Giorgio Bampi as Fiscal Council Member and Paulo None For ShrHlder
Roberto Franceschi as Alternate Appointed by Minority
Shareholder
4 Elect Directors For Against Mgmt
4.1 Elect Isabel da Silva Ramos as Director Appointed by None For ShrHlder
Minority Shareholder
5 Approve Remuneration of Fiscal Council Members For For Mgmt
6 Approve Remuneration of Company's Management For For Mgmt
7 Approve Remuneration of Audit Committee Members For For Mgmt
1 Approve Bonus Matching Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/21/17 PT Telekomunikasi Indonesia Tbk TLKM.IJ Y71474137
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Annual Report and Commissioners' Report For For Mgmt
2 Accept Financial Statements and Annual Report of the For For Mgmt
Partnership and Community Development Program (PCDP) and
Discharge of Directors and Commissioners
3 Approve Allocation of Income For For Mgmt
4 Approve Remuneration and Tantiem of Directors and For For Mgmt
Commissioners
5 Appoint Auditors of the Company and the Partnership and For For Mgmt
Community Development Program (PCDP)
6 Approve the Enforcement of the State-owned Minister For For Mgmt
Regulation No. PER-03/MBU/12/2016 on the Partnership and
Community Development Programs of the State-owned
Enterprises
7 Amend Articles of Association For For Mgmt
8 Elect Directors and Commissioners For Against Mgmt
-89-
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Metalurgica Gerdau S.A. GOAU4.BZ P4834C118
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Appointed by Preferred Shareholder None Abstain ShrHlder
2 Elect Wilton De Medeiros Daher as Fiscal Council Member None For ShrHlder
and Adilson do Nascimento Anisio as Alternate Appointed
by Preferred Shareholder
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Telefonica Brasil S.A. VIVT4.BZ P90337117
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Fiscal Council Member Appointed by Preferred None Abstain ShrHlder
Shareholder
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Banco do Brasil S.A. BBAS3.BZ P11427112
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports for For For Mgmt
Fiscal Year Ended Dec. 31, 2016
2 Approve Allocation of Income For For Mgmt
3.1 Elect Aldo Cesar Martins Braido as Fiscal Council Member For For Mgmt
and Ieda Aparecida Moura Cagni as Alternate
3.2 Elect Christianne Dias Ferreira as Fiscal Council Member For For Mgmt
and Rafael Rezende Brigolini as Alternate
3.3 Elect Felipe Palmeira Bardella as Fiscal Council Member For For Mgmt
and Luiz Fernando Alves as Alternate
3.4 Elect Giorgio Bampi as Fiscal Council Member and Paulo For For Mgmt
Roberto Franceschi as Alternate
3.5 Elect Mauricio Graccho de Severiano Cardoso as Fiscal For For Mgmt
Council Member and Alexandre Gimenez Neves as Alternate
Appointed by Minority Shareholder
3.6 Elect Fiscal Council Member Appointed by Minority None Abstain ShrHlder
Shareholder
4.1 Elect Daniel Sigelmann as Director For Against Mgmt
4.2 Elect Fabiano Felix do Nascimento as Director For Against Mgmt
4.3 Elect Fabricio da Soller as Director For Against Mgmt
4.4 Elect Julio Cesar Costa Pinto as Director For Against Mgmt
4.5 Elect Odair Lucietto as Director For Against Mgmt
4.6 Elect Paulo Rogerio Caffarelli as Director For Against Mgmt
4.7 Elect Beny Parnes as Director For For Mgmt
4.8 Elect Luiz Serafim Spinola Santos as Director For For Mgmt
4.9 Elect Director Appointed by Minority Shareholder None Abstain ShrHlder
5 Approve Remuneration of Fiscal Council Members For For Mgmt
6 Approve Remuneration of Company's Management For For Mgmt
7 Approve Remuneration of Audit Committee Members For Against Mgmt
1 Approve Application for membership of the BM&FBovespa For For Mgmt
State Governance Program
2 Amend Articles For For Mgmt
3 Approve Bonus Matching Plan For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Enel Americas S.A. ENELAM.CI P37186106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends For For Mgmt
3 Approve Remuneration of Directors For For Mgmt
4 Approve Remuneration of Directors' Committee and Approve For For Mgmt
Their Budget for FY 2017
5 Present Board's Report on Expenses; Present Directors' Mgmt
Committee Report on Activities and Expenses
6 Appoint Auditors For For Mgmt
7 Elect Two Supervisory Account Inspectors and their For For Mgmt
Alternates; Approve their Remuneration
8 Designate Risk Assessment Companies For For Mgmt
9 Approve Investment and Financing Policy For For Mgmt
10 Present Dividend Policy and Distribution Procedures Mgmt
11 Receive Report Regarding Related-Party Transactions Mgmt
12 Present Report on Processing, Printing, and Mailing Mgmt
Information Required by Chilean Law
13 Other Business For Against Mgmt
14 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
1 Approve Cancellation of Company's Shares Acquired as For For Mgmt
Result of Merger with Endesa Americas and Chilectra
Americas into Enel Americas and Resulting Reduction of
Share Capital from CLP 4.62 Trillion to CLP 4.53 Trillion
2 Amend Article 5 and First Transitory Article Re: Currency For For Mgmt
Change
3 Amend Articles 15 and 16 For For Mgmt
4 Receive Report Regarding Related-Party Transactions Mgmt
Entered into During Period Since Last Shareholders'
Meeting of Enel Americas
5 Adopt Agreements to Carry out Proposed Changes to Bylaws For For Mgmt
and Granting of Powers to Carry Forward Resolutions
Adopted by General Meeting
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 Banco Estado Do Rio Grande Do Sul SA BRSR6.BZ P12553247
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Mateus Affonso Bandeira as Director Appointed by None For ShrHlder
Preferred Shareholder
2.1 Elect Massao Fabio Oya as Fiscal Council Member Appointed None For ShrHlder
by Preferred Shareholder
2.2 Elect Maria Elvira Lopes Gimenez as Alternate Fiscal None For ShrHlder
Council Member Appointed by Preferred Shareholder
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 Braskem S.A. BRKM5.BZ P18533110
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Fiscal Council Member Appointed by Preferred None Abstain ShrHlder
Shareholder
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 Grupo Simec S.A.B. de C.V. SIMECB.MM 400491106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Appoint Ballot Recorder for Shareholder Attendance and For For Mgmt
Acknowledge Proper Convening of Meeting
2 Present CEO's Report For For Mgmt
3 Present Financial Statements For For Mgmt
4 Present Board of Directors' Report For For Mgmt
5 Present Audit and Corporate Practices Committee's Report For For Mgmt
6 Approve Allocation of Income, Maintaining Reserve for For For Mgmt
Repurchase of Own Shares
7 Elect Directors, Audit and Corporate Practices Committee For Against Mgmt
Chairman and Members, and Secretary; Approve Their
Remuneration
8 Authorize Board to Ratify and Execute Approved For For Mgmt
Resolutions
9 Approve Minutes of Meeting For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 JBS S.A. JBSS3.BZ P59695109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports for For For Mgmt
Fiscal Year Ended Dec. 31, 2016
2 Approve Allocation of Income and Dividends For Against Mgmt
3.1 Fix Number of Directors For For Mgmt
3.2 Elect Joesley Mendoca Batista as Director For Against Mgmt
3.3 Elect Sergio Roberto Waldrich as Independent Director For For Mgmt
3.4 Elect Jose Batista Sobrinho as Director For Against Mgmt
3.5 Elect Humberto Junqueira de Farias as Director For Against Mgmt
3.6 Elect Tarek Mohamed Noshy Nasr Mohamed Farahat as For Against Mgmt
Director
3.7 Elect Claudia Silva Araujo de Azeredo Santos as Director For Against Mgmt
3.8 Elect Mauricio Luis Lucheti as Director For Against Mgmt
3.9 Elect Norberto Fatio as Independent Director For For Mgmt
3.10 Elect Wesley Mendoca Batista as Director For Against Mgmt
3.11 Elect Director Appointed by Minority Shareholder None Abstain ShrHlder
4.1 Fix Number of Fiscal Council Members For For Mgmt
4.2 Elect Adrian Lima da Hora as Fiscal Council Member and For For Mgmt
Antonio da Silva Barreto Junior as Alternate
4.3 Elect Demetrius Nichele Macei as Fiscal Council Member For For Mgmt
and Marcos Godoy Brogiato as Alternate
4.4 Elect Jose Paulo da Silva Filho as Fiscal Council Member For For Mgmt
and Sandro Domingues Raffai as Alternate
4.5 Elect Eraldo Soares Pecanha as Fiscal Council Member and For For Mgmt
Francisco Vicente Santana Silva Telles as Alternate
4.6 Elect Fiscal Council Member Appointed by Minority None Abstain ShrHlder
Shareholder
5 Approve Remuneration of Company's Management and Fiscal For For Mgmt
Council Members
1 Amend Articles For For Mgmt
2 Consolidate Bylaws For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 Kroton Educacional S.A. KROT3.BZ P6115V111
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports for For For Mgmt
Fiscal Year Ended Dec. 31, 2016
2 Approve Allocation of Income and Dividends For For Mgmt
3 Install Fiscal Council For For Mgmt
4 Elect Fiscal Council Members For For Mgmt
1 Approve Remuneration of Company's Management For Against Mgmt
2 Approve Remuneration of Fiscal Council Members For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Lojas Renner LREN3.BZ P6332C102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Authorize Capitalization of Reserves For For Mgmt
2 Authorize Bonus Issue For For Mgmt
3 Approve Increase in Authorized Capital For For Mgmt
4 Amend Articles 5 and 6 to Reflect Changes in Share For For Mgmt
Capital and Authorized Capital
-90-
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Elsewedy Electric Co SWDY.EY M398AL106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Board Report on Company Operations for FY 2016 For For Mgmt
2 Approve Auditors' Report on Company Financial Statements For For Mgmt
for FY 2016
3 Accept Financial Statements and Statutory Reports for FY For For Mgmt
2016
4 Approve Allocation of Income and Dividends for FY 2016 For For Mgmt
5 Approve Related Party Transactions for FY 2016 and FY For For Mgmt
2017
6 Approve Minutes of Previous Meetings Held In FY 2016 For For Mgmt
7 Approve Discharge of Chairman and Directors for FY 2016 For For Mgmt
8 Approve Sitting and Traveling Fees of Directors for FY For Against Mgmt
2017
9 Ratify Auditors and Fix Their Remuneration for FY 2017 For For Mgmt
10 Approve Charitable Donations for FY 2016 and FY 2017 For Against Mgmt
11 Elect Directors (Bundled) For Against Mgmt
1 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Treasury Shares
2 Amend Articles 6 and 7 of Bylaws to Reflect Changes in For For Mgmt
Capital
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 O2 Czech Republic AS TELEC.CP X89734101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2.1 Approve Meeting Procedures For For Mgmt
2.2 Elect Meeting Chairman and Other Meeting Officials For For Mgmt
3 Approve Management Board Report on Company's Operations Mgmt
and State of Its Assets
4 Receive Supervisory Board Report on Board's Work and Mgmt
Company's Standing
5.1 Approve Standalone Financial Statements For For Mgmt
5.2 Approve Consolidated Financial Statements For For Mgmt
6.1 Approve Allocation of Income For For Mgmt
6.2 Approve Reduction of Share Premium Reserve with Repayment For For Mgmt
to Shareholders
7 Ratify KPMG as Auditor For For Mgmt
8 Elect Ladislav Bartonicek as a Supervisory Board Member For Against Mgmt
9 Approve Agreements with Supervisory Board Members For Against Mgmt
10 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Tencent Holdings Ltd. 700.HK G87572148
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3a Elect Lau Chi Ping Martin as Director For For Mgmt
3b Elect Charles St Leger Searle as Director For For Mgmt
3c Elect Yang Siu Shun as Director For Against Mgmt
3d Authorize Board to Fix Remuneration of Directors For For Mgmt
4 Approve PricewaterhouseCoopers as Auditor and Authorize For For Mgmt
Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital For For Mgmt
7 Authorize Reissuance of Repurchased Shares For Against Mgmt
8 Adopt 2017 Share Option Scheme For Against Mgmt
1 Adopt Share Option Plan of Tencent Music Entertainment For Against Mgmt
Group
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Nedbank Group Ltd NED.SJ S5518R104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Errol Kruger as Director For For Mgmt
1.2 Elect Rob Leith as Director For For Mgmt
2.1 Re-elect Michael Brown as Director For For Mgmt
2.2 Re-elect Brian Dames as Director For For Mgmt
2.3 Re-elect Dr Mantsika Matooane as Director For For Mgmt
2.4 Re-elect Joel Netshitenzhe as Director For For Mgmt
3.1 Reappoint Deloitte & Touche as Auditors of the Company For For Mgmt
and Appoint L Nunes as the Designated Registered Auditor
3.2 Reappoint KPMG Inc as Auditors of the Company with S For For Mgmt
Malaba as the Designated Registered Auditor
4 Place Authorised but Unissued Ordinary Shares under For For Mgmt
Control of Directors
5 Place Authorised but Unissued Preference Shares under For For Mgmt
Control of Directors
1 Approve Remuneration Policy For Against Mgmt
1.1 Approve Fees for the Non-executive Chairman For For Mgmt
1.2 Approve Fees for the Lead Independent Director Premium For For Mgmt
1.3 Approve Fees for the Nedbank Group Board Member For For Mgmt
1.4.1 Approve Fees for the Group Audit Committee Chairman For For Mgmt
1.4.2 Approve Fees for the Group Audit Committee Member For For Mgmt
1.5.1 Approve Fees for the Group Credit Committee Chairman For For Mgmt
1.5.2 Approve Fees for the Group Credit Committee Member For For Mgmt
1.6.1 Approve Fees for the Group Directors' Affairs Committee For For Mgmt
Chairman
1.6.2 Approve Fees for the Group Directors' Affairs Committee For For Mgmt
Member
1.7.1 Approve Fees for the Group Information Technology For For Mgmt
Committee Chairman
1.7.2 Approve Fees for the Group Information Technology For For Mgmt
Committee Member
1.8.1 Approve Fees for the Group Related Party Transactions For For Mgmt
Committee Chairman
1.8.2 Approve Fees for the Group Related Party Transactions For For Mgmt
Committee Member
1.9.1 Approve Fees for the Group Remuneration Committee For For Mgmt
Chairman
1.9.2 Approve Fees for the Group Remuneration Committee Member For For Mgmt
1.10a Approve Fees for the Group Risk and Capital Management For For Mgmt
Committee Chairman
1.10b Approve Fees for the Group Risk and Capital Management For For Mgmt
Committee Member
1.11a Approve Fees for the Group Transformation, Social and For For Mgmt
Ethics Committee Chairman
1.11b Approve Fees for the Group Transformation, Social and For For Mgmt
Ethics Committee Member
2 Authorise Repurchase of Issued Share Capital For For Mgmt
3 Approve Financial Assistance to Related and Inter-related For For Mgmt
Companies
4 Amend Memorandum of Incorporation For For Mgmt
5 Approve NedNamibia Stakeholder Schemes Repurchase For For Mgmt
6 Approve and Ratify the Grant of a Call Option for the For For Mgmt
Issues of Securities
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 PT Surya Citra Media Tbk SCMA.IJ Y7148M102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends For For Mgmt
3 Elect Directors and Commissioners For Against Mgmt
4 Approve Remuneration of Directors and Commissioners For For Mgmt
5 Appoint Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/19/17 Guangzhou R&F Properties Co., Ltd. 2777.HK Y2933F115
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Approve Class of Shares in Relation to the Public For For Mgmt
Offering and Listing of A Shares
1b Approve Place of Listing in Relation to the Public For For Mgmt
Offering and Listing of A Shares
1c Approve Issuer in Relation to the Public Offering and For For Mgmt
Listing of A Shares
1d Approve Number of Shares to be Issued in Relation to the For For Mgmt
Public Offering and Listing of A Shares
1e Approve Nominal Value of Shares to be Issued in Relation For For Mgmt
to the Public Offering and Listing of A Shares
1f Approve Target Subscriber in Relation to the Public For For Mgmt
Offering and Listing of A Shares
1g Approve Issue Price in Relation to the Public Offering For For Mgmt
and Listing of A Shares
1h Approve Method of Issue in Relation to the Public For For Mgmt
Offering and Listing of A Shares
1i Approve Underwriting Method in Relation to the Public For For Mgmt
Offering and Listing of A Shares
1j Approve Use of Proceeds in Relation to the Public For For Mgmt
Offering and Listing of A Shares
1k Approve Plan on the Allocation of Accumulated Profits For For Mgmt
Prior to the Issue in Relation to the Public
Offering and Listing of A Shares
1l Approve Effective Period of the Resolution in Relation to For For Mgmt
the Public Offering and Listing of A Shares
2 Approve Extension of the Validity Period of Authorizing For For Mgmt
Board to Handle All Matters in Relation to the
Initial Public Offering and Listing of A Shares
1 Approve Report of Board of Directors For For Mgmt
2 Approve Report of the Supervisory Committee For For Mgmt
3 Approve Audited Financial Statements and Report of For For Mgmt
Auditors
4 Approve Final Dividend For For Mgmt
5 Approve PricewaterhouseCoopers as Auditors and Authorize For For Mgmt
Board to Fix Their Remuneration
6 Authorize Board to Decide on Matters Relating to the For For Mgmt
Payment of Interim Dividend for the Six Months
Ended June 30, 2017
7a Elect Li Helen as Director and Authorize Board to Fix Her For For Mgmt
Remuneration
7b Elect Zheng Ercheng as Director and Authorize Board to For For Mgmt
Fix His Remuneration
7c Elect Zhao Xianglin as Supervisor and Authorize Board to For For Mgmt
Fix His Remuneration
8 Approve Appointment of BDO China Shu Lun Pan Certified For For Mgmt
Public Accountants LLP as the Domestic Auditor and
Reporting Accountant and Authorize Board to Fix Their
Remuneration
9 Approve Resolution on the Caution of Risks Relating to For For Mgmt
Potential Dilution of Return for the Current Period
Resulting from the Initial Public Offering of A
Shares by the Company
10 Approve Extension of Guarantees Up to RMB 50 Billion by For Against Mgmt
the Company on Behalf of Subsidiaries, Associates, Joint
Ventures and Other Investee Companies
11 Approve Extension of Guarantees on Behalf of For Against Mgmt
Subsidiaries, Associates and Joint Ventures in 2016
12 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
13.a Approve Class of Shares in Relation to the Initial Public For For Mgmt
Offering and Listing of Ordinary Shares within the
Territory of PRC
13.b Approve Place of Listing in Relation to the Initial For For Mgmt
Public Offering and Listing of Ordinary Shares
within the Territory of PRC
13.c Approve Issuer in Relation to the Initial Public Offering For For Mgmt
and Listing of Ordinary Shares within the Territory of
PRC
13.d Approve No. of Shares to be Issued in Relation to the For For Mgmt
Initial Public Offering and Listing of Ordinary Shares
within the Territory of PRC
13.e Approve Nominal Value of the Shares to be Issued in For For Mgmt
Relation to the Initial Public Offering and
Listing of Ordinary Shares within the Territory of PRC
13.f Approve Target Subscriber in Relation to the Initial For For Mgmt
Public Offering and Listing of Ordinary Shares
within the Territory of PRC
13.g Approve Issue Price in Relation to the Initial Public For For Mgmt
Offering and Listing of Ordinary Shares within the
Territory of PRC
13.h Approve Method of Issue in Relation to the Initial Public For For Mgmt
Offering and Listing of Ordinary Shares within the
Territory of PRC
13.i Approve Underwriting Method in Relation to the Initial For For Mgmt
Public Offering and Listing of Ordinary Shares
within the Territory of PRC
13.j Approve Use of Proceeds in Relation to the Initial Public For For Mgmt
Offering and Listing of Ordinary Shares within the
Territory of PRC
13.k Approve Plan on the Allocation of Accumulated Profits For For Mgmt
Prior to the Issue in Relation to the Initial
Public Offering and Listing of Ordinary Shares within the
Territory of PRC
13.l Approve Effective Period of the Resolution in Relation to For For Mgmt
the Initial Public Offering and Listing of Ordinary
Shares within the Territory of PRC
14 Authorize Board to Handle All Matters in Relation to the For For Mgmt
Initial Public Offering and Listing of Ordinary Shares
within the Territory of PRC
15 Approve Issuance of Direct Debt Financing Products of the For For Mgmt
Company
16 Elect Wong Chun Bong as Director and Authorize Board to For For Mgmt
Fix His Remuneration
-91-
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 China Telecom Corporation Ltd 728.HK Y1505D102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Profit Distribution Plan and Final Dividend For For Mgmt
3 Approve Deloitte Touche Tohmatsu as International Auditor For For Mgmt
and Deloitte Touche Tohmatsu Certified Public Accountants
LLP as Domestic Auditor and Authorize Board to
Fix Their Remuneration
4.1 Elect Yang Jie as Director, Approve His Service Contract For For Mgmt
and Authorize Board to Fix His Remuneration
4.2 Elect Yang Xiaowei as Director, Approve His Service For For Mgmt
Contract and Authorize Board to Fix His Remuneration
4.3 Elect Ke Ruiwen as Director, Approve His Service Contract For For Mgmt
and Authorize Board to Fix His Remuneration
4.4 Elect Sun Kangmin as Director, Approve His Service For For Mgmt
Contract and Authorize Board to Fix His Remuneration
4.5 Elect Zhen Caiji as Director, Approve His Service For For Mgmt
Contract and Authorize Board to Fix His Remuneration
4.6 Elect Gao Tongqing as Director, Approve His Service For For Mgmt
Contract and Authorize Board to Fix His Remuneration
4.7 Elect Chen Zhongyue as Director, Approve His Service For For Mgmt
Contract and Authorize Board to Fix His Remuneration
4.8 Elect Chen Shengguang as Director, Approve His Service For For Mgmt
Contract and Authorize Board to Fix His Remuneration
4.9 Elect Tse Hau Yin, Aloysius as Director, Approve His For For Mgmt
Service Contract and Authorize Board to Fix His
Remuneration
4.10 Elect Cha May Lung, Laura as Director, Approve Her For For Mgmt
Service Contract and Authorize Board to Fix Her
Remuneration
4.11 Elect Xu Erming as Director, Approve His Service Contract For Against Mgmt
and Authorize Board to Fix His Remuneration
4.12 Elect Wang Hsuehming as Director, Approve Her Service For For Mgmt
Contract and Authorize Board to Fix Her Remuneration
5.1 Elect Sui Yixun as Supervisor, Approve His Service For For Mgmt
Contract and Authorize Board to Fix His Remuneration
5.2 Elect Hu Jing as Supervisor, Approve His Service Contract For For Mgmt
and Authorize Board to Fix His Remuneration
5.3 Elect Ye Zhong as Supervisor, Approve His Service For For Mgmt
Contract and Authorize Board to Fix His Remuneration
6.1 Amend Article 1 of the Articles of Association For For Mgmt
6.2 Amend Article 13 of the Articles of Association For For Mgmt
6.3 Authorize Board to Handle All Matters in Relation to the For For Mgmt
Amendments to the Articles of Association
7.1 Approve Issuance of Debentures For Against Mgmt
7.2 Authorize Board to Handle All Matters in Relation to the For Against Mgmt
Issuance of Debentures
7.3 Approve Centralized Registration of Debentures by the For Against Mgmt
Company
8.1 Approve Issuance of Company Bonds in the People's For For Mgmt
Republic of China
8.2 Authorize Board to Handle All Matters in Relation to the For For Mgmt
Issuance of Company Bonds in the People's
Republic of China
9 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
10 Approve Amendments to Articles of Association to Reflect For Against Mgmt
Changes in the Registered Capital of the Company
MEETING DATE COMPANY TICKER SECURITY ID
05/26/17 Advantech Co., Ltd. 2395.TT Y0017P108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Business Operations Report and Financial For For Mgmt
Statements
2 Approve Plan on Profit Distribution For For Mgmt
3 Approve Issuance of New Shares by Capitalization of For For Mgmt
Profit
4 Approve Amendments to Articles of Association For For Mgmt
5 Amend Procedures Governing the Acquisition or Disposal of For For Mgmt
Assets
6 Amend Procedures for Lending Funds to Other Parties For For Mgmt
7 Amend Procedures for Endorsement and Guarantees For For Mgmt
8 Amend Trading Procedures Governing Derivatives Products For For Mgmt
9 Amend Rules and Procedures Regarding Shareholder's For For Mgmt
General Meeting
10 Approve Disposal of Equity in Advantech LNC Technology For Against Mgmt
Co., Ltd.
11.1 Elect K.C.Liu with Shareholder No. 00000001 as For For Mgmt
Non-Independent Director
11.2 Elect Ted Hsu with ID No. Q120226XXX as Non-Independent For For Mgmt
Director
11.3 Elect Donald Chang, Representative of AIDC Investment For For Mgmt
Corp., with Shareholder No. 00000040 as Non-Independent
Director
11.4 Elect Chaney Ho, Representative of Advantech Foundation, For For Mgmt
with Shareholder No. 00000163 as Non-Independent Director
11.5 Elect Jeff Chen with ID No. B100630XXX as Independent For For Mgmt
Director
11.6 Elect Benson Liu with ID No. P100215XXX as Independent For For Mgmt
Director
11.7 Elect Joseph Yu with Shareholder No. 00017301 as For For Mgmt
Independent Director
12 Approve Release of Restrictions of Competitive Activities For Against Mgmt
of Newly Appointed Directors and Representatives
MEETING DATE COMPANY TICKER SECURITY ID
05/26/17 China Merchants Bank Co Ltd 600036.CH Y14896107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve 2016 Work Report of the Board of Directors For For Mgmt
2 Approve 2016 Work Report of the Board of Supervisors For For Mgmt
3 Approve 2016 Annual Report For For Mgmt
4 Approve 2016 Audited Financial Statements For For Mgmt
5 Approve 2016 Profit Appropriation Plan For For Mgmt
6 Approve Auditor and Authorize Board to Fix Their For For Mgmt
Remuneration
7 Approve Assessment Report on the Duty Performance of For For Mgmt
Directors
8 Approve Assessment Report on the Duty Performance of For For Mgmt
Supervisors
9 Approve Assessment Report on the Duty Performance and For For Mgmt
Cross-Evaluation of Independent Directors
10 Approve Assessment Report on the Duty Performance and For For Mgmt
Cross-Evaluation of External Supervisors
11 Approve Evaluation Report on Duty Performance of the For For Mgmt
Members of Senior Management
12 Approve Related Party Transaction Report For For Mgmt
13 Approve Issuance of Financial Bonds For Against Mgmt
14.01 Approve Type and Amount in Relation to the Non-Public For For Mgmt
Issuance of Domestic Preference Shares of the Company
14.02 Approve Duration in Relation to the Non-Public Issuance For For Mgmt
of Domestic Preference Shares of the Company
14.03 Approve Method of Issuance in Relation to the Non-Public For For Mgmt
Issuance of Domestic Preference Shares of the Company
14.04 Approve Issue Target in Relation to the Non-Public For For Mgmt
Issuance of Domestic Preference Shares of the Company
14.05 Approve Nominal Value and Issue Price in Relation to the For For Mgmt
Non-Public Issuance of Domestic Preference Shares of the
Company
14.06 Approve Lock-Up Period in Relation to the Non-Public For For Mgmt
Issuance of Domestic Preference Shares of the Company
14.07 Approve Dividend Distribution Terms in Relation to the For For Mgmt
Non-Public Issuance of Domestic Preference Shares of the
Company
14.08 Approve Terms of Conditional Redemption in Relation to For For Mgmt
the Non-Public Issuance of Domestic Preference Shares of
the Company
14.09 Approve Terms of Mandatory Conversion in Relation to the For For Mgmt
Non-Public Issuance of Domestic Preference Shares of the
Company
14.10 Approve Restrictions on Voting Rights in Relation to the For For Mgmt
Non-Public Issuance of Domestic Preference Shares of the
Company
14.11 Approve Restoration of Voting Rights in Relation to the For For Mgmt
Non-Public Issuance of Domestic Preference Shares of the
Company
14.12 Approve Order of Distribution of Residual Assets and For For Mgmt
Basis of Liquidation in Relation to the Non-Public
Issuance of Domestic Preference Shares of the Company
14.13 Approve Rating arrangement in Relation to the Non-Public For For Mgmt
Issuance of Domestic Preference Shares of the Company
14.14 Approve Guarantee in Relation to the Non-Public Issuance For For Mgmt
of Domestic Preference Shares of the Company
14.15 Approve Use of Proceeds in Relation to the Non-Public For For Mgmt
Issuance of Domestic Preference Shares of the Company
14.16 Approve Transferability in Relation to the Non-Public For For Mgmt
Issuance of Domestic Preference Shares of the Company
14.17 Approve Compliance of Latest Regulatory Requirements in For For Mgmt
Relation to the Non-Public Issuance of Domestic
Preference Shares of the Company
14.18 Approve Effective Period of the Resolutions in Relation For For Mgmt
to the Non-Public Issuance of Domestic Preference Shares
of the Company
14.19 Approve Relationship Between the Domestic and Offshore For For Mgmt
Preference Shares in Relation to the Non-Public Issuance
of Domestic Preference Shares of the Company
14.20 Authorize Board to Handle All Matters in Relation to the For For Mgmt
Non-Public Issuance of Domestic Preference Shares of the
Company
15.01 Approve Type and Amount of the Offshore Preference Shares For For Mgmt
in Relation to the Plan for the Non-Public Issuance of
Offshore Preference Shares of the Company
15.02 Approve Duration in Relation to the Plan for the For For Mgmt
Non-Public Issuance of Offshore Preference Shares of the
Company
15.03 Approve Method of Issuance in Relation to the Plan for For For Mgmt
the Non-Public Issuance of Offshore Preference Shares of
the Company
15.04 Approve Issue Target in Relation to the Plan for the For For Mgmt
Non-Public Issuance of Offshore Preference Shares of the
Company
15.05 Approve Nominal Value and Issue Price in Relation to the For For Mgmt
Plan for the Non-Public Issuance of Offshore Preference
Shares of the Company
15.06 Approve Lock-up Period in Relation to the Plan for the For For Mgmt
Non-Public Issuance of Offshore Preference Shares of the
Company
15.07 Approve Dividend Distribution Terms in Relation to the For For Mgmt
Plan for the Non-Public Issuance of Offshore Preference
Shares of the Company
15.08 Approve Terms of Conditional Redemption in Relation to For For Mgmt
the Plan for the Non-Public Issuance of Offshore
Preference Shares of the Company
15.09 Approve Terms of Mandatory Conversion in Relation to the For For Mgmt
Plan for the Non-Public Issuance of Offshore Preference
Shares of the Company
15.10 Approve Restrictions on Voting Rights in Relation to the For For Mgmt
Plan for the Non-Public Issuance of Offshore Preference
Shares of the Company
15.11 Approve Restoration of Voting Rights in Relation to the For For Mgmt
Plan for the Non-Public Issuance of Offshore Preference
Shares of the Company
15.12 Approve Order of Distribution of Residual Assets and For For Mgmt
Basis of Liquidation in Relation to the Plan for the
Non-Public Issuance of Offshore Preference Shares of the
Company
15.13 Approve Rating Arrangement in Relation to the Plan for For For Mgmt
the Non-Public Issuance of Offshore Preference Shares of
the Company
15.14 Approve Guarantee in Relation to the Plan for the For For Mgmt
Non-Public Issuance of Offshore Preference Shares of the
Company
15.15 Approve Use of Proceeds in Relation to the Plan for the For For Mgmt
Non-Public Issuance of Offshore Preference Shares of the
Company
15.16 Approve Transferability in Relation to the Plan for the For For Mgmt
Non-Public Issuance of Offshore Preference Shares of the
Company
15.17 Approve Compliance of Latest Regulatory Requirements in For For Mgmt
Relation to the Plan for the Non-Public Issuance of
Offshore Preference Shares of the Company
15.18 Approve Effective Period of the Resolutions in Relation For For Mgmt
to the Plan for the Non-Public Issuance of Offshore
Preference Shares of the Company
15.19 Approve Relationship Between the Offshore and Domestic For For Mgmt
Preference Shares in Relation to the Plan for the
Non-Public Issuance of Offshore Preference Shares of the
Company
15.20 Authorize Board to Handle All Matters in Relation to the For For Mgmt
Plan for the Non-Public Issuance of Offshore Preference
Shares of the Company
16 Approve Related Party Transaction Regarding Non-Public For For Mgmt
Issuance of Offshore Preference Shares by the Company to
COSCO SHIPPING Financial Holdings Co., Limited
17 Approve Share Subscription Agreement For For Mgmt
18 Approve Dilution of Current Return by the Non-Public For For Mgmt
Issuance of Preference Shares and the Remedial Measures
19 Approve Capital Management Plan For For Mgmt
20 Approve Shareholder Return Plan in the Next Three Years For For Mgmt
21 Approve Report on the Use of Proceeds Previously Raised For For Mgmt
22 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
23 Approve Amendments to Articles of Association For For Mgmt
24 Approve Resolution Regarding Rules and Procedures for For For Mgmt
Shareholders' General Meetings and Board of Directors'
Meetings
1.01 Approve Type and Amount in Relation to the Non-Public For For Mgmt
Issuance of Domestic Preference Shares of the Company
1.02 Approve Duration in Relation to the Non-Public Issuance For For Mgmt
of Domestic Preference Shares of the Company
1.03 Approve Method of Issuance in Relation to the Non-Public For For Mgmt
Issuance of Domestic Preference Shares of the Company
1.04 Approve Issue Target in Relation to the Non-Public For For Mgmt
Issuance of Domestic Preference Shares of the Company
1.05 Approve Nominal Value and Issue Price in Relation to the For For Mgmt
Non-Public Issuance of Domestic Preference Shares of the
Company
1.06 Approve Lock-up Period in Relation to the Non-Public For For Mgmt
Issuance of Domestic Preference Shares of the Company
1.07 Approve Dividend Distribution Terms in Relation to the For For Mgmt
Non-Public Issuance of Domestic Preference Shares of the
Company
1.08 Approve Terms of Conditional Redemption in Relation to For For Mgmt
the Non-Public Issuance of Domestic Preference Shares of
the Company
1.09 Approve Terms of Mandatory Conversion in Relation to the For For Mgmt
Non-Public Issuance of Domestic Preference Shares of the
Company
1.10 Approve Restrictions on Voting Rights in Relation to the For For Mgmt
Non-Public Issuance of Domestic Preference Shares of the
Company
1.11 Approve Restoration of Voting Rights in Relation to the For For Mgmt
Non-Public Issuance of Domestic Preference Shares of the
Company
1.12 Approve Order of Distribution of Residual Assets and For For Mgmt
Basis of Liquidation in Relation to the Non-Public
Issuance of Domestic Preference Shares of the Company
1.13 Approve Rating Arrangement in Relation to the Non-Public For For Mgmt
Issuance of Domestic Preference Shares of the Company
1.14 Approve Guarantee in Relation to the Non-Public Issuance For For Mgmt
of Domestic Preference Shares of the Company
1.15 Approve Use of Proceeds in Relation to the Non-Public For For Mgmt
Issuance of Domestic Preference Shares of the Company
1.16 Approve Transferability in Relation to the Non-Public For For Mgmt
Issuance of Domestic Preference Shares of the Company
1.17 Approve Compliance of Latest Regulatory Requirements in For For Mgmt
Relation to the Non-Public Issuance of Domestic
Preference Shares of the Company
1.18 Approve Effective Period of the Resolutions in Relation For For Mgmt
to the Non-Public Issuance of Domestic Preference Shares
of the Company
1.19 Approve Relationship Between the Domestic and Offshore For For Mgmt
Preference Shares in Relation to the Non-Public Issuance
of Domestic Preference Shares of the Company
1.20 Authorize Board to Handle All Matters in Relation to the For For Mgmt
Non-Public Issuance of Domestic Preference Shares of the
Company
2.01 Approve Type and Amount in Relation to the Non-Public For For Mgmt
Issuance of Offshore Preference Shares of the Company
2.02 Approve Duration in Relation to the Non-Public Issuance For For Mgmt
of Offshore Preference Shares of the Company
2.03 Approve Method of Issuance in Relation to the Non-Public For For Mgmt
Issuance of Offshore Preference Shares of the Company
2.04 Approve Issue Target in Relation to the Non-Public For For Mgmt
Issuance of Offshore Preference Shares of the Company
2.05 Approve Nominal Value and Issue Price in Relation to the For For Mgmt
Non-Public Issuance of Offshore Preference Shares of the
Company
2.06 Approve Lock-up Period in Relation to the Non-Public For For Mgmt
Issuance of Offshore Preference Shares of the Company
2.07 Approve Dividend Distribution Terms in Relation to the For For Mgmt
Non-Public Issuance of Offshore Preference Shares of the
Company
2.08 Approve Terms of Conditional Redemption in Relation to For For Mgmt
the Non-Public Issuance of Offshore Preference Shares of
the Company
2.09 Approve Terms of Mandatory Conversion in Relation to the For For Mgmt
Non-Public Issuance of Offshore Preference Shares of the
Company
2.10 Approve Restrictions on Voting Rights in Relation to the For For Mgmt
Non-Public Issuance of Offshore Preference Shares of the
Company
2.11 Approve Restoration of Voting Rights in Relation to the For For Mgmt
Non-Public Issuance of Offshore Preference Shares of the
Company
2.12 Approve Order of Distribution of Residual Assets and For For Mgmt
Basis of Liquidation in Relation to the Non-Public
Issuance of Offshore Preference Shares of the Company
2.13 Approve Rating Arrangement in Relation to the Non-Public For For Mgmt
Issuance of Offshore Preference Shares of the Company
2.14 Approve Guarantee in Relation to the Non-Public Issuance For For Mgmt
of Offshore Preference Shares of the Company
2.15 Approve Use of Proceeds in Relation to the Non-Public For For Mgmt
Issuance of Offshore Preference Shares of the Company
2.16 Approve Transferability in Relation to the Non-Public For For Mgmt
Issuance of Offshore Preference Shares of the Company
2.17 Approve Compliance of Latest Regulatory Requirements in For For Mgmt
Relation to the Non-Public Issuance of Offshore
Preference Shares of the Company
2.18 Approve Effective Period of the Resolutions in Relation For For Mgmt
to the Non-Public Issuance of Offshore Preference Shares
of the Company
2.19 Approve Relationship Between the Offshore and Domestic For For Mgmt
Preference Shares in Relation to the Non-Public Issuance
of Offshore Preference Shares of the Company
2.20 Authorize Board to Handle All Matters in Relation to the For For Mgmt
Non-Public Issuance of Offshore Preference Shares of the
Company
-92-
MEETING DATE COMPANY TICKER SECURITY ID
05/26/17 Standard Bank Group Ltd SBK.SJ S80605140
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports for the For For Mgmt
Year Ended 31 December 2016
2.1 Elect Geraldine Fraser-Moleketi as Director For For Mgmt
2.2 Elect Gesina Kennealy as Director For For Mgmt
2.3 Elect Jacko Maree as Director For For Mgmt
2.4 Elect Nomgando Matyumza as Director For For Mgmt
2.5 Re-elect Andre Parker as Director For For Mgmt
2.6 Re-elect Swazi Tshabalala as Director For For Mgmt
2.7 Elect John Vice as Director For For Mgmt
3.1 Reappoint KPMG Inc as Auditors of the Company For For Mgmt
3.2 Reappoint PricewaterhouseCoopers Inc as Auditors of the For For Mgmt
Company
4 Place Authorised but Unissued Ordinary Shares under For For Mgmt
Control of Directors
5 Place Authorised but Unissued Non-redeemable Preference For For Mgmt
Shares under Control of Directors
6 Approve Remuneration Policy For For Mgmt
7.1 Approve Fees of Chairman For For Mgmt
7.2 Approve Fees of Director For For Mgmt
7.3 Approve Fees of International Director For For Mgmt
7.4.1 Approve Fees of Group Directors' Affairs Committee Member For For Mgmt
7.5.1 Approve Fees of Group Risk and Capital Management For For Mgmt
Committee Chairman
7.5.2 Approve Fees of Group Risk and Capital Management For For Mgmt
Committee Member
7.6.1 Approve Fees of Group Remuneration Committee Chairman For For Mgmt
7.6.2 Approve Fees of Group Remuneration Committee Member For For Mgmt
7.7.1 Approve Fees of Group Social and Ethics Committee For For Mgmt
Chairman
7.7.2 Approve Fees of Group Social and Ethics Committee Member For For Mgmt
7.8.1 Approve Fees of Group Audit Committee Chairman For For Mgmt
7.8.2 Approve Fees of Group Audit Committee Member For For Mgmt
7.9.1 Approve Fees of Group IT Committee Chairman For For Mgmt
7.9.2 Approve Fees of Group IT Committee Member For For Mgmt
7.10a Approve Fees of Group Model Approval Committee Chairman For For Mgmt
7.10b Approve Fees of Group Model Approval Committee Member For For Mgmt
7.11 Approve Fees of Ad hoc Meeting Attendance For For Mgmt
8 Authorise Repurchase of Issued Ordinary Share Capital For For Mgmt
9 Authorise Repurchase of Issued Preference Share Capital For For Mgmt
10 Approve Financial Assistance to Related or Inter-related For For Mgmt
Companies
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 China Life Insurance Co. Limited 2628.HK Y1477R204
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Report of the Board of Directors For For Mgmt
2 Approve Report of the Supervisory Committee For For Mgmt
3 Approve Financial Report For For Mgmt
4 Approve Profit Distribution Plan For For Mgmt
5 Approve Remuneration of Directors and Supervisors For For Mgmt
6 Elect Liu Huimin as Director For For Mgmt
7 Elect Yin Zhaojun as Director For For Mgmt
8 Approve Ernst & Young Hua Ming LLP as the PRC Auditor For For Mgmt
and the Auditor for US Form 20-F and Ernst & Young as the
Hong Kong Auditor and Authorize Board to Fix Their
Remuneration
9 Approve Framework Agreement and Related Annual Caps for For For Mgmt
the Three Years Ending December 31, 2019
10 Approve Entrusted Investment and Management Agreement and For For Mgmt
Related Annual Caps for the Two Years Ending
December 31, 2018
11 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
MEETING DATE COMPANY TICKER SECURITY ID
06/03/17 Wipro Limited WPRO.IS Y96659142
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Increase Authorized Share Capital and Amend Memorandum of For For Mgmt
Association
2 Approve Issuance of Bonus Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 Novatek Microelectronics Corp. Ltd. 3034.TT Y64153102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Business Operations Report and Financial For For Mgmt
Statements
2 Approve Profit Distribution For For Mgmt
3 Amend Procedures Governing the Acquisition or Disposal of For For Mgmt
Assets
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 Bank Polska Kasa Opieki S.A. PEO.PW X0641X106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect Meeting Chairman For For Mgmt
3 Acknowledge Proper Convening of Meeting Mgmt
4 Elect Members of Vote Counting Commission For For Mgmt
5 Approve Agenda of Meeting For For Mgmt
6 Amend Statute None For ShrHlder
7 Approve Consolidated Text of Statute None For ShrHlder
8 Elect Supervisory Board Member None Against ShrHlder
9 Approve Decision on Covering Costs of Convocation of For Against Mgmt
General Meeting of Shareholders
10 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 China General Plastics Corp. 1305.TT Y1430L104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements For For Mgmt
2 Approve Plan on Profit Distribution For For Mgmt
3 Approve Issuance of New Shares by Capitalization of For For Mgmt
Profit
4 Amend Procedures Governing the Acquisition or Disposal of For For Mgmt
Assets
5 Amend Procedures for Lending Funds to Other Parties For For Mgmt
6 Approve Release of Restrictions of Competitive Activities For For Mgmt
of Newly Appointed Directors
7 Other Business None Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 Realtek Semiconductor Corp. 2379.TT Y7220N101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Business Operations Report and Financial For For Mgmt
Statements
2 Approve Profit Distribution For For Mgmt
3 Approve Cash Distribution from Capital Reserve For For Mgmt
4 Amend Articles of Association For For Mgmt
5 Amend Rules and Procedures for Election of Directors and For For Mgmt
Supervisors
6 Amend Procedures Governing the Acquisition or Disposal of For For Mgmt
Assets
7 Other Business None Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 Taiwan Semiconductor Manufacturing Co., Ltd. 2330.TT Y84629107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Approve Business Operations Report and Financial For For Mgmt
Statements
1.2 Approve Profit Distribution For For Mgmt
1.3 Amend Articles of Association For For Mgmt
1.4 Amend Procedures Governing the Acquisition or Disposal of For For Mgmt
Assets
2.1 Elect Mark Liu with Shareholder No. 10758 as For For Mgmt
Non-Independent Director
2.2 Elect C.C. Wei with Shareholder No. 370885 as For For Mgmt
Non-Independent Director
3 Other Business None Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/13/17 San Miguel Corporation SMC.PM 799085303
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Eduardo M. Cojuangco, Jr. as Director For For Mgmt
1b Elect Ramon S. Ang as Director For For Mgmt
1c Elect Leo S. Alvez as Director For Withhold Mgmt
1d Elect Aurora T. Calderon as Director For Withhold Mgmt
1e Elect Joselito D. Campos, Jr. as Director For Withhold Mgmt
1f Elect Ferdinand K. Constantino as Director For Withhold Mgmt
1g Elect Jose C. de Venecia, Jr. as Director For Withhold Mgmt
1h Elect Menardo R. Jimenez as Director For Withhold Mgmt
1i Elect Estelito P. Mendoza as Director For Withhold Mgmt
1j Elect Alexander J. Poblador as Director For Withhold Mgmt
1k Elect Thomas A. Tan as Director For Withhold Mgmt
1l Elect Inigo Zobel as Director For Withhold Mgmt
1m Elect Reynaldo G. David as Director For For Mgmt
1n Elect Reynato S. Puno as Director For For Mgmt
1o Elect Margarito B. Teves as Director For For Mgmt
2 Approve the Minutes of the 2016 Annual Stockholders' For For Mgmt
Meeting
3 Approve the Annual Report of the Company for Year Ended For For Mgmt
Dec. 31, 2016
4 Ratify All Acts and Proceedings of the Board of Directors For For Mgmt
and Officers Since the 2016 Annual Stockholders' Meeting
5 Appoint R.G. Manabat & Company CPAs as External Auditors For For Mgmt
-93-
MEETING DATE COMPANY TICKER SECURITY ID
06/13/17 Simplo Technology Co., Ltd. 6121.TT Y7987E104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Business Operations Report and Financial For For Mgmt
Statements
2 Approve Plan on Profit Distribution For For Mgmt
3 Approve Capital Increase in Subsidiary For For Mgmt
4 Approve Amendments to Articles of Association For Against Mgmt
5 Approve Capital Decrease via Cash For For Mgmt
6.1 Elect Sung Fu-Hsiang with Shareholder No. 00000008 as For For Mgmt
Non-independent Director
6.2 Elect a Representative of Bon Shin International For For Mgmt
Investment Co. with Shareholder No. 35704, as
Non-independent Director
6.3 Elect a Representative of TLC Capital Co.,LTD. with For For Mgmt
Shareholder No. 28778, as Non-independent Director
6.4 Elect Chen Tai-Ming with ID No. A121552XXX as Independent For Against Mgmt
Director
6.5 Elect Hsueh Pin-Pin with ID No. A221369XXX as Independent For Against Mgmt
Director
6.6 Elect Wang Chen-Wei with ID No. L101796XXX as Independent For Against Mgmt
Director
6.7 Elect Lin Pi-Jung with ID No. A123097XXX as Independent For For Mgmt
Director
7 Approve Release of Restrictions on Competitive Activities For For Mgmt
of Newly Appointed Directors
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 China Construction Bank Corporation 939.HK Y1397N101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve 2016 Report of the Board of Directors For For Mgmt
2 Approve 2016 Report of Supervisors For For Mgmt
3 Approve 2016 Final Financial Accounts For For Mgmt
4 Approve 2016 Profit Distribution Plan For For Mgmt
5 Approve Budget of 2017 Fixed Assets Investment For For Mgmt
6 Approve Remuneration Distribution and Settlement Plan for For For Mgmt
Directors in 2015
7 Approve Remuneration Distribution and Settlement Plan for For For Mgmt
Supervisors in 2015
8 Elect Malcolm Christopher McCarthy as Director For For Mgmt
9 Elect Feng Bing as Director For For Mgmt
10 Elect Zhu Hailin as Director For For Mgmt
11 Elect Wu Min as Director For For Mgmt
12 Elect Zhang Qi as Director For For Mgmt
13 Elect Guo You as Supervisor For For Mgmt
14 Approve PricewaterhouseCoopers Zhong Tian LLP as Auditors For For Mgmt
and Authorize Board to Fix Their Remuneration
1 Approve Issuance of Eligible Tier-2 Capital Instruments For For Mgmt
2 Approve Amendments to Articles of Association For Against Mgmt
3 Amend Rules of Procedures Regarding General Meetings of For For Mgmt
Shareholders' General Meetings
4 Amend Rules of Procedures for the Board of Directors For For Mgmt
5 Amend Rules of Procedures for the Board of Supervisors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 MediaTek Inc. 2454.TT Y5945U103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Business Operations Report and Financial For For Mgmt
Statements
2 Approve Profit Distribution For For Mgmt
3 Approve Cash Distribution from Capital Reserve For For Mgmt
4 Approve Amendments to Articles of Association For For Mgmt
5 Amend Procedures Governing the Acquisition or Disposal of For For Mgmt
Assets
6.1 Elect Rick Tsai with ID No. A102354XXX as Non-independent For For Mgmt
Director
6.2 Elect Ming Je Tang with ID No. A100065XXX as Independent For For Mgmt
Director
7 Approve Release of Restrictions of Competitive Activities For For Mgmt
of Directors
8 Other Business None Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 Sinopec Shanghai Petrochemical Co. Ltd. 338.HK Y80373106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve 2016 Work Report of the Board For For Mgmt
2 Approve 2016 Work Report of the Supervisory Committee For For Mgmt
3 Approve 2016 Audited Financial Statements For For Mgmt
4 Approve 2016 Profit Distribution Plan For For Mgmt
5 Approve 2017 Financial Budget Report For For Mgmt
6 Approve PricewaterhouseCoopers Zhong Tian LLP (Special For For Mgmt
General Partnership) as Domestic Auditors and
PricewaterhouseCoopers as International Auditors and
Authorize Board to Fix Their Remuneration
7 Approve Waiver of Pre-emptive Rights For For Mgmt
8 Approve Remuneration System for Independent Supervisors For For Mgmt
9.01 Elect Zhai Yalin as Supervisor For For Mgmt
9.02 Elect Fan Qingyong as Supervisor For For Mgmt
9.03 Elect Zheng Yunrui as Supervisor For For Mgmt
9.04 Elect Choi Ting Ki as Supervisor For For Mgmt
10 Approve Adjustment of Peer Benchmark Enterprises Under For Against Mgmt
the A Shares Share Option Incentive Scheme
11 Amend Articles of Association and Its Appendix For For Mgmt
12.01 Elect Wang Zhiqing as Director For For Mgmt
12.02 Elect Wu Haijun as Director For For Mgmt
12.03 Elect Gao Jinping as Director For For Mgmt
12.04 Elect Jin Qiang as Director For For Mgmt
12.05 Elect Guo Xiaojun as Director For For Mgmt
12.06 Elect Zhou Meiyun as Director For For Mgmt
12.07 Elect Lei Dianwu as Director For Against Mgmt
12.08 Elect Mo Zhenglin as Director For Against Mgmt
13.01 Elect Zhang Yimin as Director For For Mgmt
13.02 Elect Liu Yunhong as Director For For Mgmt
13.03 Elect Du Weifeng as Director For For Mgmt
13.04 Elect Pan Fei as Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/16/17 Cathay Financial Holding Co., Ltd. 2882.TT Y11654103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Business Operations Report and Financial For For Mgmt
Statements
2 Approve Plan on Profit Distribution For For Mgmt
3 Amend Procedures Governing the Acquisition or Disposal of For For Mgmt
Assets
4 Approve Long-term Capital Increase For For Mgmt
5.1 Elect Edward Yung Do Way with ID No. A102143XXX as For Against Mgmt
Independent Director
6 Approve Release of Restrictions of Competitive Activities For For Mgmt
of Directors
MEETING DATE COMPANY TICKER SECURITY ID
06/16/17 Tata Consultancy Services Ltd. TCS.IS Y85279100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Confirm Interim Dividend and Declare Final Dividend For For Mgmt
3 Reelect Aarthi Subramanian as Director For For Mgmt
4 Approve B S R & Co. LLP as Auditors and Authorize Board For For Mgmt
to Fix Their Remuneration
5 Elect N. Chandrasekaran as Director For For Mgmt
6 Elect Rajesh Gopinathan as Director For For Mgmt
7 Approve Appointment and Remuneration of Rajesh Gopinathan For For Mgmt
as Managing Director and Chief Executive Officer
8 Elect N. Ganapathy Subramaniam as Director For For Mgmt
9 Approve Appointment and Remuneration of N. Ganapathy For Against Mgmt
Subramaniam as Executive Director and Chief Operating
Officer
10 Approve Branch Auditors and Authorize Board to Fix Their For For Mgmt
Remuneration
MEETING DATE COMPANY TICKER SECURITY ID
06/19/17 Shimao Property Holdings Ltd. 813.HK G81043104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3.1 Elect Hui Sai Tan, Jason as Director For For Mgmt
3.2 Elect Liu Sai Fei as Director For For Mgmt
3.3 Elect Kan Lai Kuen, Alice as Director For For Mgmt
3.4 Authorize Board to Fix Remuneration of Directors For For Mgmt
4 Approve PricewaterhouseCoopers as Auditor and Authorize For For Mgmt
Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
6 Authorize Repurchase of Issued Share Capital For For Mgmt
7 Authorize Reissuance of Repurchased Shares For Against Mgmt
-94-
MEETING DATE COMPANY TICKER SECURITY ID
06/22/17 Bank Handlowy w Warszawie SA BHW.PW X05318104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect Meeting Chairman For For Mgmt
3 Acknowledge Proper Convening of Meeting Mgmt
4 Approve Agenda of Meeting For For Mgmt
5.1 Approve Financial Statements For For Mgmt
5.2 Approve Consolidated Financial Statements For For Mgmt
5.3 Approve Management Board Report on Company's and Group's For For Mgmt
Operations
5.4a Approve Discharge of Slawomir Sikora (CEO) For For Mgmt
5.4b Approve Discharge of Maciej Kropidlowski (Deputy CEO) For For Mgmt
5.4c Approve Discharge of David Mouille (Deputy CEO) For For Mgmt
5.4d Approve Discharge of Barbara Sobala (Deputy CEO) For For Mgmt
5.4e Approve Discharge of Witold Zielinski (Deputy CEO) For For Mgmt
5.4f Approve Discharge of Katarzyna Majewska (Management Board For For Mgmt
Member)
5.4g Approve Discharge of Czeslaw Piasek (Management Board For For Mgmt
Member)
5.5 Approve Supervisory Board Report For For Mgmt
5.6a Approve Discharge of Andrzej Olechowski (Supervisory For For Mgmt
Board Chairman)
5.6b Approve Discharge of Shirish Apte (Supervisory Board For For Mgmt
Member)
5.6c Approve Discharge of Igor Chalupec (Supervisory Board For For Mgmt
Member)
5.6d Approve Discharge of Jenny Grey (Supervisory Board For For Mgmt
Member)
5.6e Approve Discharge of Miroslaw Gryszka (Supervisory Board For For Mgmt
Member)
5.6f Approve Discharge of Marek Kapuscinski (Supervisory Board For For Mgmt
Member)
5.6g Approve Discharge of Frank Mannion (Supervisory Board For For Mgmt
Member)
5.6h Approve Discharge of Dariusz Mioduski (Supervisory Board For For Mgmt
Member)
5.6i Approve Discharge of Anna Rulkiewicz (Supervisory Board For For Mgmt
Member)
5.6j Approve Discharge of Stanislaw Soltysinski (Supervisory For For Mgmt
Board Member)
5.6k Approve Discharge of Zdenek Turek (Supervisory Board For For Mgmt
Deputy Chairman)
5.6l Approve Discharge of Anil Wadhwani (Supervisory Board For For Mgmt
Member)
5.6m Approve Discharge of Stephen Volk (Supervisory Board For For Mgmt
Member)
5.6n Approve Discharge of Anand Selvakesari (Supervisory Board For For Mgmt
Member)
5.7 Approve Allocation of Income and Dividends of PLN 4.53 For For Mgmt
per Share
5.8 Elect Supervisory Board Member For Against Mgmt
5.9 Approve Recruitment Policy for Supervisory Board Members For For Mgmt
5.10 Amend Regulations on General Meetings For For Mgmt
5.11 Approve Information on Maximum Variable Compensation For For Mgmt
Ratio
5.12 Amend Statute Re: Supervisory Board For For Mgmt
6 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Sterlite Technologies Limited SOTL.IS Y8170C103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Scheme of Arrangement For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 Industrial and Commercial Bank of China Limited 1398.HK Y3990B112
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve 2016 Work Report of the Board of Directors For For Mgmt
2 Approve 2016 Work Report of the Board of Supervisors For For Mgmt
3 Approve 2016 Audited Accounts For For Mgmt
4 Approve 2016 Profit Distribution Plan For For Mgmt
5 Approve 2017 Fixed Asset Investment Budget For For Mgmt
6 Approve KPMG Huazhen LLP as the Domestic External Auditor For For Mgmt
and KPMG as the International External Auditor and
Authorize Board to Fix Their Remuneration
7 Elect Ye Donghai as Director For For ShrHlder
8 Elect Mei Yingchun as Director For For ShrHlder
9 Elect Dong Shi as Director For For ShrHlder
10 Amend Articles of Association For Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 Agricultural Bank of China Limited 1288.HK Y00289119
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve 2016 Work Report of the Board of Directors For For Mgmt
2 Approve 2016 Work Report of the Board of Supervisors For For Mgmt
3 Approve 2016 Final Financial Accounts For For Mgmt
4 Approve 2016 Profit Distribution Plan For For Mgmt
5 Approve 2017 Fixed Asset Investment Budget For For Mgmt
6 Elect Liao Luming as Director For For Mgmt
7 Elect Huang Zhenzhong as Director For For Mgmt
8 Elect Wang Xingchun as Supervisor For For Mgmt
9 Approve Final Remuneration Plan for Directors and For For Mgmt
Supervisors
10 Approve PricewaterhouseCoopers Zhong Tian LLP and For For Mgmt
PricewaterhouseCoopers as External Auditors
11 Amend Articles of Association For Against ShrHlder
12 To Listen to the 2016 Work Report of Independent Mgmt
Directors of the Bank
13 To Listen to the 2016 Report on the Implementation of the Mgmt
Plan on Authorization of General Meeting of Shareholders
to the Board of Directors of the Bank
14 To Listen to the Report on the Management of Connected Mgmt
Transactions
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 China Petroleum & Chemical Corp. 386.HK Y15010104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve 2016 Report of the Board of Directors For For Mgmt
2 Approve 2016 Report of the Board of Supervisors For For Mgmt
3 Approve 2016 Financial Reports For For Mgmt
4 Approve 2016 Profit Distribution Plan For For Mgmt
5 Approve PricewaterhouseCoopers Zhong Tian LLP and For For Mgmt
PricewaterhouseCoopers as External Auditors and Authorize
Board to Fix Their Remuneration
6 Authorize Board to Determine the 2017 Interim Profit For For Mgmt
Distribution
7 Authorize Board to Determine the Proposed Plan for the For Against Mgmt
Issuance of Debt Financing Instruments
8 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
9 Elect Li Yunpeng as Director For For Mgmt
10 Elect Zhao Dong as Supervisor For For ShrHlder
11 Amend Articles of Association and Rules of Procedures of For For Mgmt
Board Meetings
12 Approve Overseas Listing Plan of Sinopec Marketing Co., For For Mgmt
Ltd.
13 Approve Compliance of Overseas Listing of Sinopec For For Mgmt
Marketing Co., Ltd. with the Circular on Issues in
Relation to Regulating Overseas Listing of Subsidiaries
of Domestic-Listed Companies
14 Approve Undertaking of the Company to Maintain its For For Mgmt
Independent Listing Status
15 Approve Description of the Sustainable Profitability and For For Mgmt
Prospects of the Company
16 Authorize Board to Deal with Overseas Listing Matters of For For Mgmt
Sinopec Marketing Co., Ltd.
17 Approve Provision of Assured Entitlement to H-Share For For Mgmt
Shareholders of the Company Only for Overseas Listing of
Sinopec Marketing Co., Ltd.
1 Approve Provision of Assured Entitlement to H-Share For For Mgmt
Shareholders of the Company Only for Overseas Listing of
Sinopec Marketing Co., Ltd.
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 NIEN MADE ENTERPRISE CO LTD 8464.TT Y6349P112
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Business Operations Report and Financial For For Mgmt
Statements
2 Approve Plan on Profit Distribution For For Mgmt
3 Amend Procedures Governing the Acquisition or Disposal of For For Mgmt
Assets
4.1 Elect Nien Keng-Hao with Shareholder No. 6 as For For Mgmt
Non-independent Director
4.2 Elect Nien Chao-Hung with Shareholder No. 7 as For For Mgmt
Non-independent Director
4.3 Elect Chuang Hsi-Chin with Shareholder No. 4 as For For Mgmt
Non-independent Director
4.4 Elect Peng Ping with Shareholder No. 9 as Non-independent For For Mgmt
Director
4.5 Elect Lee Ming-Shan with ID No. K121025XXX as For For Mgmt
Non-independent Director
4.6 Elect Jok Chung Wai Edward with Shareholder No. 10 as For For Mgmt
Non-independent Director
4.7 Elect Lin Chi-Wei with ID No. F103441XXX as Independent For For Mgmt
Director
4.8 Elect Huang Shen-Yi with ID No. R121088XXX as Independent For For Mgmt
Director
4.9 Elect Hung Chung-Chin with ID No. N121880XXX as For For Mgmt
Independent Director
5 Approve Release of Restrictions of Competitive Activities For Against Mgmt
of Newly Appointed Directors
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Bank of China Limited 3988.HK Y0698A107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve 2016 Work Report of Board of Directors For For Mgmt
2 Approve 2016 Work Report of Board of Supervisors For For Mgmt
3 Approve 2016 Annual Financial Statements For For Mgmt
4 Approve 2016 Profit Distribution Plan For For Mgmt
5 Approve 2017 Annual Budget for Fixed Assets Investment For For Mgmt
6 Approve Ernst & Young Hua Ming as External Auditor For For Mgmt
7.01 Elect Chen Siqing as Director For For Mgmt
7.02 Elect Zhang Xiangdong as Director For Against Mgmt
7.03 Elect Xiao Lihong as Director For Against Mgmt
7.04 Elect Wang Xiaoya as Director For Against Mgmt
7.05 Elect Zhao Jie as Director For Against Mgmt
8 Approve Issuance of Bonds For For Mgmt
9 Amend Articles of Association None Against ShrHlder
-95-
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Nine Dragons Paper (Holdings) Ltd. 2689.HK G65318100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Longteng Packaging Materials and Chemicals For For Mgmt
Purchase Agreement, Proposed Annual Caps and Related
Transactions
2 Approve Hong Kong International Paper Chemicals Purchase For For Mgmt
Agreement, Proposed Annual Caps and Related Transactions
3 Approve Longteng Packaging Paperboard Supply Agreement, For For Mgmt
Proposed Annual Caps and Related Transactions
4 Approve Taicang Packaging Paperboard Supply Agreement, For For Mgmt
Proposed Annual Caps and Related Transactions
5 Approve Honglong Packaging Paperboard Supply Agreement, For For Mgmt
Proposed Annual Caps and Related Transactions
6 Approve ACN Recovered Paper Purchase Agreement, Proposed For For Mgmt
Annual Caps and Related Transactions
7 Approve Tianjin ACN Wastepaper Purchase Agreement, For For Mgmt
Proposed Annual Caps and Related Transactions
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Shanghai Fosun Pharmaceutical (Group) Co., Ltd. 600196.CH Y7682D104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve 2016 Annual Report For For Mgmt
2 Approve 2016 Work Report of the Board of Directors For For Mgmt
3 Approve 2016 Work Report of the Supervisory Committee For For Mgmt
4 Approve 2016 Final Accounts Report For For Mgmt
5 Approve 2016 Annual Profit Distribution Proposal For For Mgmt
6 Approve Ernst & Young Hua Ming (Special General For For Mgmt
Partnership) as PRC Financial Report and Internal Control
Report Auditors and Ernst & Young as International
Financial Report Auditors and Authorize Board to Fix
Their Remuneration
7 Approve 2017 Estimated Ongoing Related Party Transactions For Against Mgmt
8 Approve 2016 Appraisal Results and Remuneration of For For Mgmt
Directors
9 Approve 2017 Appraisal Program of Directors For For Mgmt
10 Approve Renewal of and New Entrusted Loan Quota of the For For Mgmt
Group
11 Approve Total Bank Credit Applications of the Group For For Mgmt
12 Approve Authorization to the Management to Dispose of For For Mgmt
Listed Securities
13 Approve Mandate to Issue Interbank Market Debt Financing For For Mgmt
Instruments
14 Approve Compliance with Conditions for the Proposed For For Mgmt
Public Issuance of Corporate Bonds
15.1 Approve Size and Method of the Issuance in Relation to For For Mgmt
the Proposed Issuance of Corporate Bonds
15.2 Approve Coupon Rate and Its Determination Mechanism in For For Mgmt
Relation to the Proposed Issuance of Corporate Bonds
15.3 Approve Maturity Period, Method of Principal Repayment For For Mgmt
and Interest Payment, and Other Specific Arrangements in
Relation to the Proposed Issuance of Corporate Bonds
15.4 Approve Use of Proceeds in Relation to the Proposed For For Mgmt
Issuance of Corporate Bonds
15.5 Approve Issuance Target and Placing Arrangement for For For Mgmt
Shareholders of the Company in Relation to the Proposed
Issuance of Corporate Bonds
15.6 Approve Guarantee Arrangement in Relation to the Proposed For For Mgmt
Issuance of Corporate Bonds
15.7 Approve Provisions on Redemption and Repurchase in For For Mgmt
Relation to the Proposed Issuance of Corporate Bonds
15.8 Approve Credit Standing of the Company and Safeguards for For For Mgmt
Debt Repayment in Relation to the Proposed Issuance of
Corporate Bonds
15.9 Approve Underwriting Method in Relation to the Proposed For For Mgmt
Issuance of Corporate Bonds
15.10 Approve Listing Arrangement in Relation to the Proposed For For Mgmt
Issuance of Corporate Bonds
15.11 Approve Validity of the Resolutions in Relation to the For For Mgmt
Proposed Issuance of Corporate Bonds
16 Authorize Board to Handle All Matters in Relation to the For For Mgmt
Public Issuance of Corporate Bonds
17 Adopt Shanghai Henlius Share Option Incentive Scheme and For Against Mgmt
Relevant Matters
18 Amend Management System of Connected Transactions For For Mgmt
19 Approve Renewal of and New Guarantee Quota of the Group For For Mgmt
20 Approve Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights
-96-
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First Trust Horizon Managed Volatility Domestic ETF
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MEETING DATE COMPANY TICKER SECURITY ID
11/11/16 The Estee Lauder Companies Inc. EL 518439104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ronald S. Lauder For For Mgmt
1.2 Elect Director William P. Lauder For Withhold Mgmt
1.3 Elect Director Richard D. Parsons For Withhold Mgmt
1.4 Elect Director Lynn Forester de Rothschild For For Mgmt
1.5 Elect Director Richard F. Zannino For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
MEETING DATE COMPANY TICKER SECURITY ID
11/16/16 Sysco Corporation SYY 871829107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Daniel J. Brutto For For Mgmt
1b Elect Director John M. Cassaday For For Mgmt
1c Elect Director Judith B. Craven For For Mgmt
1d Elect Director William J. DeLaney For For Mgmt
1e Elect Director Joshua D. Frank For For Mgmt
1f Elect Director Larry C. Glasscock For For Mgmt
1g Elect Director Jonathan Golden For For Mgmt
1h Elect Director Bradley M. Halverson For For Mgmt
1i Elect Director Hans-Joachim Koerber For For Mgmt
1j Elect Director Nancy S. Newcomb For For Mgmt
1k Elect Director Nelson Peltz For For Mgmt
1l Elect Director Edward D. Shirley For For Mgmt
1m Elect Director Richard G. Tilghman For For Mgmt
1n Elect Director Jackie M. Ward For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
4 Pro-rata Vesting of Equity Awards Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
11/16/16 The Clorox Company CLX 189054109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Amy Banse For For Mgmt
1.2 Elect Director Richard H. Carmona For For Mgmt
1.3 Elect Director Benno Dorer For For Mgmt
1.4 Elect Director Spencer C. Fleischer For For Mgmt
1.5 Elect Director Esther Lee For For Mgmt
1.6 Elect Director A.D. David Mackay For For Mgmt
1.7 Elect Director Robert W. Matschullat For For Mgmt
1.8 Elect Director Jeffrey Noddle For For Mgmt
1.9 Elect Director Pamela Thomas-Graham For For Mgmt
1.10 Elect Director Carolyn M. Ticknor For For Mgmt
1.11 Elect Director Christopher J. Williams For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
4 Approve Reduction of Threshold to Call Special
MEETINGs to Against For ShrHlder
10% of Outstanding Shares
MEETING DATE COMPANY TICKER SECURITY ID
12/09/16 Medtronic plc MDT 585055106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Richard H. Anderson For For Mgmt
1b Elect Director Craig Arnold For For Mgmt
1c Elect Director Scott C. Donnelly For For Mgmt
1d Elect Director Randall J. Hogan, III For For Mgmt
1e Elect Director Omar Ishrak For For Mgmt
1f Elect Director Shirley Ann Jackson For For Mgmt
1g Elect Director Michael O. Leavitt For For Mgmt
1h Elect Director James T. Lenehan For For Mgmt
1i Elect Director Elizabeth G. Nabel For For Mgmt
1j Elect Director Denise M. O'Leary For For Mgmt
1k Elect Director Kendall J. Powell For For Mgmt
1l Elect Director Robert C. Pozen For For Mgmt
1m Elect Director Preetha Reddy For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Provide Proxy Access Right For For Mgmt
5a Amend Articles of Association For For Mgmt
5b Amend Memorandum of Association For For Mgmt
6 Amend Articles to Clarify the Board's Sole Authority to For For Mgmt
Determine its Size Within the Fixed Limits
MEETING DATE COMPANY TICKER SECURITY ID
12/14/16 AutoZone, Inc. AZO 053332102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Douglas H. Brooks For For Mgmt
1.2 Elect Director Linda A. Goodspeed For For Mgmt
1.3 Elect Director Sue E. Gove For For Mgmt
1.4 Elect Director Earl G. Graves, Jr. For For Mgmt
1.5 Elect Director Enderson Guimaraes For For Mgmt
1.6 Elect Director J. R. Hyde, III For For Mgmt
1.7 Elect Director D. Bryan Jordan For For Mgmt
1.8 Elect Director W. Andrew McKenna For For Mgmt
1.9 Elect Director George R. Mrkonic, Jr. For For Mgmt
1.10 Elect Director Luis P. Nieto For For Mgmt
1.11 Elect Director William C. Rhodes, III For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Amend Nonqualified Employee Stock Purchase Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
MEETING DATE COMPANY TICKER SECURITY ID
01/24/17 Becton, Dickinson and Company BDX 075887109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Basil L. Anderson For For Mgmt
1.2 Elect Director Catherine M. Burzik For For Mgmt
1.3 Elect Director R. Andrew Eckert For For Mgmt
1.4 Elect Director Vincent A. Forlenza For For Mgmt
1.5 Elect Director Claire M. Fraser For For Mgmt
1.6 Elect Director Christopher Jones For For Mgmt
1.7 Elect Director Marshall O. Larsen For For Mgmt
1.8 Elect Director Gary A. Mecklenburg For For Mgmt
1.9 Elect Director James F. Orr For For Mgmt
1.10 Elect Director Willard J. Overlock, Jr. For For Mgmt
1.11 Elect Director Claire Pomeroy For For Mgmt
1.12 Elect Director Rebecca W. Rimel For For Mgmt
1.13 Elect Director Bertram L. Scott For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Mgmt
5 Require Independent Board Chairman Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
03/08/17 The Walt Disney Company DIS 254687106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Susan E. Arnold For For Mgmt
1b Elect Director John S. Chen For For Mgmt
1c Elect Director Jack Dorsey For For Mgmt
1d Elect Director Robert A. Iger For For Mgmt
1e Elect Director Maria Elena Lagomasino For For Mgmt
1f Elect Director Fred H. Langhammer For For Mgmt
1g Elect Director Aylwin B. Lewis For For Mgmt
1h Elect Director Robert W. Matschullat For For Mgmt
1i Elect Director Mark G. Parker For For Mgmt
1j Elect Director Sheryl K. Sandberg For For Mgmt
1k Elect Director Orin C. Smith For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Proxy Access Bylaw Amendment Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
03/22/17 Starbucks Corporation SBUX 855244109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Howard Schultz For For Mgmt
1b Elect Director William W. Bradley For For Mgmt
1c Elect Director Rosalind Brewer For For Mgmt
1d Elect Director Mary N. Dillon For For Mgmt
1e Elect Director Robert M. Gates For For Mgmt
1f Elect Director Mellody Hobson For For Mgmt
1g Elect Director Kevin R. Johnson For For Mgmt
1h Elect Director Jorgen Vig Knudstorp For For Mgmt
1i Elect Director Satya Nadella For For Mgmt
1j Elect Director Joshua Cooper Ramo For For Mgmt
1k Elect Director Clara Shih For For Mgmt
1l Elect Director Javier G. Teruel For For Mgmt
1m Elect Director Myron E. Ullman, III For For Mgmt
1n Elect Director Craig E. Weatherup For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Amend Proxy Access Right Against For ShrHlder
-97-
MEETING DATE COMPANY TICKER SECURITY ID
04/18/17 U.S. Bancorp USB 902973304
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Douglas M. Baker, Jr. For For Mgmt
1b Elect Director Warner L. Baxter For For Mgmt
1c Elect Director Marc N. Casper For For Mgmt
1d Elect Director Andrew Cecere For For Mgmt
1e Elect Director Arthur D. Collins, Jr. For For Mgmt
1f Elect Director Richard K. Davis For For Mgmt
1g Elect Director Kimberly J. Harris For For Mgmt
1h Elect Director Roland A. Hernandez For For Mgmt
1i Elect Director Doreen Woo Ho For For Mgmt
1j Elect Director Olivia F. Kirtley For For Mgmt
1k Elect Director Karen S. Lynch For For Mgmt
1l Elect Director David B. O'Maley For For Mgmt
1m Elect Director O'dell M. Owens For For Mgmt
1n Elect Director Craig D. Schnuck For For Mgmt
1o Elect Director Scott W. Wine For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Kimberly-Clark Corporation KMB 494368103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John F. Bergstrom For For Mgmt
1.2 Elect Director Abelardo E. Bru For For Mgmt
1.3 Elect Director Robert W. Decherd For For Mgmt
1.4 Elect Director Thomas J. Falk For For Mgmt
1.5 Elect Director Fabian T. Garcia For For Mgmt
1.6 Elect Director Michael D. Hsu For For Mgmt
1.7 Elect Director Mae C. Jemison For For Mgmt
1.8 Elect Director James M. Jenness For For Mgmt
1.9 Elect Director Nancy J. Karch For For Mgmt
1.10 Elect Director Christa S. Quarles For For Mgmt
1.11 Elect Director Ian C. Read For For Mgmt
1.12 Elect Director Marc J. Shapiro For For Mgmt
1.13 Elect Director Michael D. White For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/24/17 Honeywell International Inc. HON 438516106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1A Elect Director Darius Adamczyk For For Mgmt
1B Elect Director William S. Ayer For For Mgmt
1C Elect Director Kevin Burke For For Mgmt
1D Elect Director Jaime Chico Pardo For For Mgmt
1E Elect Director David M. Cote For For Mgmt
1F Elect Director D. Scott Davis For For Mgmt
1G Elect Director Linnet F. Deily For For Mgmt
1H Elect Director Judd Gregg For For Mgmt
1I Elect Director Clive Hollick For For Mgmt
1J Elect Director Grace D. Lieblein For For Mgmt
1K Elect Director George Paz For For Mgmt
1L Elect Director Bradley T. Sheares For For Mgmt
1M Elect Director Robin L. Washington For For Mgmt
2 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Require Independent Board Chairman Against For ShrHlder
6 Political Lobbying Disclosure Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/24/17 United Technologies Corporation UTX 913017109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Lloyd J. Austin, III For For Mgmt
1b Elect Director Diane M. Bryant For For Mgmt
1c Elect Director John V. Faraci For For Mgmt
1d Elect Director Jean-Pierre Garnier For For Mgmt
1e Elect Director Gregory J. Hayes For For Mgmt
1f Elect Director Edward A. Kangas For For Mgmt
1g Elect Director Ellen J. Kullman For For Mgmt
1h Elect Director Marshall O. Larsen For Against Mgmt
1i Elect Director Harold McGraw, III For For Mgmt
1j Elect Director Fredric G. Reynolds For For Mgmt
1k Elect Director Brian C. Rogers For For Mgmt
1l Elect Director Christine Todd Whitman For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 International Business Machines Corporation IBM 459200101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kenneth I. Chenault For For Mgmt
1.2 Elect Director Michael L. Eskew For For Mgmt
1.3 Elect Director David N. Farr For For Mgmt
1.4 Elect Director Mark Fields For For Mgmt
1.5 Elect Director Alex Gorsky For For Mgmt
1.6 Elect Director Shirley Ann Jackson For For Mgmt
1.7 Elect Director Andrew N. Liveris For For Mgmt
1.8 Elect Director W. James McNerney, Jr. For For Mgmt
1.9 Elect Director Hutham S. Olayan For For Mgmt
1.10 Elect Director James W. Owens For For Mgmt
1.11 Elect Director Virginia M. Rometty For For Mgmt
1.12 Elect Director Sidney Taurel For For Mgmt
1.13 Elect Director Peter R. Voser For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Reduce Ownership Threshold for Shareholders to Call Special Against For ShrHlder
MEETING
7 Adopt Proxy Access Right Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Praxair, Inc. PX 74005P104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Stephen F. Angel For For Mgmt
1b Elect Director Oscar Bernardes For For Mgmt
1c Elect Director Nance K. Dicciani For For Mgmt
1d Elect Director Edward G. Galante For For Mgmt
1e Elect Director Raymond W. LeBoeuf For For Mgmt
1f Elect Director Larry D. McVay For For Mgmt
1g Elect Director Martin H. Richenhagen For For Mgmt
1h Elect Director Wayne T. Smith For For Mgmt
1i Elect Director Robert L. Wood For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 General Electric Company GE 369604103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Sebastien M. Bazin For For Mgmt
2 Elect Director W. Geoffrey Beattie For For Mgmt
3 Elect Director John J. Brennan For For Mgmt
4 Elect Director Francisco D'Souza For For Mgmt
5 Elect Director Marijn E. Dekkers For For Mgmt
6 Elect Director Peter B. Henry For For Mgmt
7 Elect Director Susan J. Hockfield For For Mgmt
8 Elect Director Jeffrey R. Immelt For For Mgmt
9 Elect Director Andrea Jung For For Mgmt
10 Elect Director Robert W. Lane For For Mgmt
11 Elect Director Risa Lavizzo-Mourey For For Mgmt
12 Elect Director Rochelle B. Lazarus For For Mgmt
13 Elect Director Lowell C. McAdam For For Mgmt
14 Elect Director Steven M. Mollenkopf For For Mgmt
15 Elect Director James J. Mulva For For Mgmt
16 Elect Director James E. Rohr For For Mgmt
17 Elect Director Mary L. Schapiro For For Mgmt
18 Elect Director James S. Tisch For For Mgmt
19 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
20 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
21 Amend Omnibus Stock Plan For For Mgmt
22 Approve Material Terms of Senior Officer Performance Goals For For Mgmt
23 Ratify KPMG LLP as Auditors For For Mgmt
24 Report on Lobbying Payments and Policy Against For ShrHlder
25 Require Independent Board Chairman Against Against ShrHlder
26 Restore or Provide for Cumulative Voting Against Against ShrHlder
27 Report on Charitable Contributions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 The Coca-Cola Company KO 191216100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Herbert A. Allen For For Mgmt
1.2 Elect Director Ronald W. Allen For For Mgmt
1.3 Elect Director Marc Bolland For For Mgmt
1.4 Elect Director Ana Botin For For Mgmt
1.5 Elect Director Richard M. Daley For For Mgmt
1.6 Elect Director Barry Diller For For Mgmt
1.7 Elect Director Helene D. Gayle For For Mgmt
1.8 Elect Director Alexis M. Herman For For Mgmt
1.9 Elect Director Muhtar Kent For For Mgmt
1.10 Elect Director Robert A. Kotick For For Mgmt
1.11 Elect Director Maria Elena Lagomasino For For Mgmt
1.12 Elect Director Sam Nunn For For Mgmt
1.13 Elect Director James Quincey For For Mgmt
1.14 Elect Director David B. Weinberg For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5 Report on Human Rights Review on High-Risk Regions Against Against ShrHlder
-98-
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Corning Incorporated GLW 219350105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Donald W. Blair For For Mgmt
1.2 Elect Director Stephanie A. Burns For For Mgmt
1.3 Elect Director John A. Canning, Jr. For For Mgmt
1.4 Elect Director Richard T. Clark For For Mgmt
1.5 Elect Director Robert F. Cummings, Jr. For For Mgmt
1.6 Elect Director Deborah A. Henretta For For Mgmt
1.7 Elect Director Daniel P. Huttenlocher For For Mgmt
1.8 Elect Director Kurt M. Landgraf For For Mgmt
1.9 Elect Director Kevin J. Martin For For Mgmt
1.10 Elect Director Deborah D. Rieman For For Mgmt
1.11 Elect Director Hansel E. Tookes, II For For Mgmt
1.12 Elect Director Wendell P. Weeks For For Mgmt
1.13 Elect Director Mark S. Wrighton For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Johnson & Johnson JNJ 478160104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Mary C. Beckerle For For Mgmt
1b Elect Director D. Scott Davis For For Mgmt
1c Elect Director Ian E. L. Davis For For Mgmt
1d Elect Director Alex Gorsky For For Mgmt
1e Elect Director Mark B. McClellan For For Mgmt
1f Elect Director Anne M. Mulcahy For For Mgmt
1g Elect Director William D. Perez For For Mgmt
1h Elect Director Charles Prince For For Mgmt
1i Elect Director A. Eugene Washington For For Mgmt
1j Elect Director Ronald A. Williams For For Mgmt
2 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
6 Require Independent Board Chairman Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Torchmark Corporation TMK 891027104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Charles E. Adair For For Mgmt
1.2 Elect Director Marilyn A. Alexander For For Mgmt
1.3 Elect Director David L. Boren For For Mgmt
1.4 Elect Director Jane M. Buchan For For Mgmt
1.5 Elect Director Gary L. Coleman For For Mgmt
1.6 Elect Director Larry M. Hutchison For For Mgmt
1.7 Elect Director Robert W. Ingram For For Mgmt
1.8 Elect Director Steven P. Johnson For For Mgmt
1.9 Elect Director Lloyd W. Newton For For Mgmt
1.10 Elect Director Darren M. Rebelez For For Mgmt
1.11 Elect Director Lamar C. Smith For For Mgmt
1.12 Elect Director Paul J. Zucconi For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 AT&T Inc. T 00206R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Randall L. Stephenson For For Mgmt
1.2 Elect Director Samuel A. Di Piazza, Jr. For For Mgmt
1.3 Elect Director Richard W. Fisher For For Mgmt
1.4 Elect Director Scott T. Ford For For Mgmt
1.5 Elect Director Glenn H. Hutchins For For Mgmt
1.6 Elect Director William E. Kennard For For Mgmt
1.7 Elect Director Michael B. McCallister For For Mgmt
1.8 Elect Director Beth E. Mooney For For Mgmt
1.9 Elect Director Joyce M. Roche For For Mgmt
1.10 Elect Director Matthew K. Rose For For Mgmt
1.11 Elect Director Cynthia B. Taylor For For Mgmt
1.12 Elect Director Laura D'Andrea Tyson For For Mgmt
1.13 Elect Director Geoffrey Y. Yang For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Report on Indirect Political Contributions Against For ShrHlder
6 Report on Lobbying Payments and Policy Against For ShrHlder
7 Amend Proxy Access Right Against For ShrHlder
8 Provide Right to Act by Written Consent Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/01/17 Aflac Incorporated AFL 001055102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Daniel P. Amos For For Mgmt
1b Elect Director Paul S. Amos, II For For Mgmt
1c Elect Director W. Paul Bowers For For Mgmt
1d Elect Director Kriss Cloninger, III For For Mgmt
1e Elect Director Toshihiko Fukuzawa For For Mgmt
1f Elect Director Elizabeth J. Hudson For For Mgmt
1g Elect Director Douglas W. Johnson For For Mgmt
1h Elect Director Robert B. Johnson For For Mgmt
1i Elect Director Thomas J. Kenny For For Mgmt
1j Elect Director Charles B. Knapp For For Mgmt
1k Elect Director Karole F. Lloyd For For Mgmt
1l Elect Director Joseph L. Moskowitz For For Mgmt
1m Elect Director Barbara K. Rimer For For Mgmt
1n Elect Director Melvin T. Stith For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify KPMG LLP as Auditors For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
6 Amend Executive Incentive Bonus Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/01/17 The Boeing Company BA 097023105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robert A. Bradway For For Mgmt
1b Elect Director David L. Calhoun For For Mgmt
1c Elect Director Arthur D. Collins, Jr. For For Mgmt
1d Elect Director Kenneth M. Duberstein For For Mgmt
1e Elect Director Edmund P. Giambastiani, Jr. For For Mgmt
1f Elect Director Lynn J. Good For For Mgmt
1g Elect Director Lawrence W. Kellner For For Mgmt
1h Elect Director Edward M. Liddy For For Mgmt
1i Elect Director Dennis A. Muilenburg For For Mgmt
1j Elect Director Susan C. Schwab For For Mgmt
1k Elect Director Randall L. Stephenson For For Mgmt
1l Elect Director Ronald A. Williams For For Mgmt
1m Elect Director Mike S. Zafirovski For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Reduce Ownership Threshold for Shareholders to Call Special Against For ShrHlder
Meeting
7 Report on Weapon Sales to Israel Against Against ShrHlder
8 Adopt Holy Land Principles Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/02/17 Expeditors International of Washington, Inc. EXPD 302130109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert R. Wright For For Mgmt
1.2 Elect Director Glenn M. Alger For For Mgmt
1.3 Elect Director James M. DuBois For For Mgmt
1.4 Elect Director Mark A. Emmert For For Mgmt
1.5 Elect Director Diane H. Gulyas For For Mgmt
1.6 Elect Director Dan P. Kourkoumelis For For Mgmt
1.7 Elect Director Richard B. McCune For For Mgmt
1.8 Elect Director Alain Monie For For Mgmt
1.9 Elect Director Jeffrey S. Musser For For Mgmt
1.10 Elect Director Liane J. Pelletier For For Mgmt
1.11 Elect Director Tay Yoshitani For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
5 Ratify KPMG LLP as Auditors For For Mgmt
6 Link Executive Compensation to Sustainability Performance Against Against ShrHlder
-99-
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 General Dynamics Corporation GD 369550108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Nicholas D. Chabraja For For Mgmt
1b Elect Director James S. Crown For For Mgmt
1c Elect Director Rudy F. deLeon For For Mgmt
1d Elect Director John M. Keane For For Mgmt
1e Elect Director Lester L. Lyles For For Mgmt
1f Elect Director Mark M. Malcolm For For Mgmt
1g Elect Director Phebe N. Novakovic For For Mgmt
1h Elect Director William A. Osborn For For Mgmt
1i Elect Director Catherine B. Reynolds For For Mgmt
1j Elect Director Laura J. Schumacher For For Mgmt
1k Elect Director Peter A. Wall For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Pepsico, Inc. PEP 713448108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Shona L. Brown For For Mgmt
1b Elect Director George W. Buckley For For Mgmt
1c Elect Director Cesar Conde For For Mgmt
1d Elect Director Ian M. Cook For For Mgmt
1e Elect Director Dina Dublon For For Mgmt
1f Elect Director Rona A. Fairhead For For Mgmt
1g Elect Director Richard W. Fisher For For Mgmt
1h Elect Director William R. Johnson For For Mgmt
1i Elect Director Indra K. Nooyi For For Mgmt
1j Elect Director David C. Page For For Mgmt
1k Elect Director Robert C. Pohlad For For Mgmt
1l Elect Director Daniel Vasella For For Mgmt
1m Elect Director Darren Walker For For Mgmt
1n Elect Director Alberto Weisser For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Report on Plans to Minimize Pesticides' Impact on Pollinators Against Against ShrHlder
6 Adopt Holy Land Principles Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Ecolab Inc. ECL 278865100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Douglas M. Baker, Jr. For For Mgmt
1b Elect Director Barbara J. Beck For For Mgmt
1c Elect Director Leslie S. Biller For For Mgmt
1d Elect Director Carl M. Casale For For Mgmt
1e Elect Director Stephen I. Chazen For For Mgmt
1f Elect Director Jeffrey M. Ettinger For For Mgmt
1g Elect Director Arthur J. Higgins For For Mgmt
1h Elect Director Michael Larson For For Mgmt
1i Elect Director David W. MacLennan For For Mgmt
1j Elect Director Tracy B. McKibben For For Mgmt
1k Elect Director Victoria J. Reich For For Mgmt
1l Elect Director Suzanne M. Vautrinot For For Mgmt
1m Elect Director John J. Zillmer For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 United Parcel Service, Inc. UPS 911312106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David P. Abney For For Mgmt
1b Elect Director Rodney C. Adkins For For Mgmt
1c Elect Director Michael J. Burns For For Mgmt
1d Elect Director William R. Johnson For For Mgmt
1e Elect Director Candace Kendle For For Mgmt
1f Elect Director Ann M. Livermore For For Mgmt
1g Elect Director Rudy H.P. Markham For For Mgmt
1h Elect Director Franck J. Moison For For Mgmt
1i Elect Director Clark "Sandy" T. Randt, Jr. For For Mgmt
1j Elect Director John T. Stankey For For Mgmt
1k Elect Director Carol B. Tome For For Mgmt
1l Elect Director Kevin M. Warsh For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Approve Recapitalization Plan for all Stock to Have One-vote Against For ShrHlder
per Share
7 Adopt Holy Land Principles Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Verizon Communications Inc. VZ 92343V104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Shellye L. Archambeau For For Mgmt
1.2 Elect Director Mark T. Bertolini For For Mgmt
1.3 Elect Director Richard L. Carrion For For Mgmt
1.4 Elect Director Melanie L. Healey For For Mgmt
1.5 Elect Director M. Frances Keeth For For Mgmt
1.6 Elect Director Karl-Ludwig Kley For For Mgmt
1.7 Elect Director Lowell C. McAdam For For Mgmt
1.8 Elect Director Clarence Otis, Jr. For For Mgmt
1.9 Elect Director Rodney E. Slater For For Mgmt
1.10 Elect Director Kathryn A. Tesija For For Mgmt
1.11 Elect Director Gregory D. Wasson For For Mgmt
1.12 Elect Director Gregory G. Weaver For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
6 Establish Board Committee on Human Rights Against Against ShrHlder
7 Report on Feasibility of Adopting GHG Emissions Targets Against Against ShrHlder
8 Amend Bylaws - Call Special Meetings Against For ShrHlder
9 Amend Clawback Policy Against For ShrHlder
10 Stock Retention/Holding Period Against For ShrHlder
11 Limit Matching Contributions to Executive Retirement Plans Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 Illinois Tool Works Inc. ITW 452308109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Daniel J. Brutto For For Mgmt
1b Elect Director Susan Crown For For Mgmt
1c Elect Director James W. Griffith For For Mgmt
1d Elect Director Jay L. Henderson For For Mgmt
1e Elect Director Richard H. Lenny For For Mgmt
1f Elect Director E. Scott Santi For For Mgmt
1g Elect Director James A. Skinner For For Mgmt
1h Elect Director David B. Smith, Jr. For For Mgmt
1i Elect Director Pamela B. Strobel For For Mgmt
1j Elect Director Kevin M. Warren For For Mgmt
1k Elect Director Anre D. Williams For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Provide Right to Act by Written Consent Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/06/17 Berkshire Hathaway Inc. BRK.B 084670702
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Warren E. Buffett For For Mgmt
1.2 Elect Director Charles T. Munger For For Mgmt
1.3 Elect Director Howard G. Buffett For For Mgmt
1.4 Elect Director Stephen B. Burke For For Mgmt
1.5 Elect Director Susan L. Decker For For Mgmt
1.6 Elect Director William H. Gates, III For For Mgmt
1.7 Elect Director David S. Gottesman For For Mgmt
1.8 Elect Director Charlotte Guyman For For Mgmt
1.9 Elect Director Thomas S. Murphy For For Mgmt
1.10 Elect Director Ronald L. Olson For For Mgmt
1.11 Elect Director Walter Scott, Jr. For For Mgmt
1.12 Elect Director Meryl B. Witmer For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
4 Report on Political Contributions Against For ShrHlder
5 Assess and Report on Exposure to Climate Change Risks Against For ShrHlder
6 Require Divestment from Fossil Fuels Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/06/17 Cincinnati Financial Corporation CINF 172062101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William F. Bahl For For Mgmt
1.2 Elect Director Gregory T. Bier For For Mgmt
1.3 Elect Director Linda W. Clement-Holmes For For Mgmt
1.4 Elect Director Dirk J. Debbink For For Mgmt
1.5 Elect Director Steven J. Johnston For For Mgmt
1.6 Elect Director Kenneth C. Lichtendahl For For Mgmt
1.7 Elect Director W. Rodney McMullen For For Mgmt
1.8 Elect Director David P. Osborn For For Mgmt
1.9 Elect Director Gretchen W. Price For For Mgmt
1.10 Elect Director Thomas R. Schiff For For Mgmt
1.11 Elect Director Douglas S. Skidmore For For Mgmt
1.12 Elect Director Kenneth W. Stecher For For Mgmt
1.13 Elect Director John F. Steele, Jr. For For Mgmt
1.14 Elect Director Larry R. Webb For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
-100-
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 3M Company MMM 88579Y101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Sondra L. Barbour For For Mgmt
1b Elect Director Thomas "Tony" K. Brown For For Mgmt
1c Elect Director Vance D. Coffman For For Mgmt
1d Elect Director David B. Dillon For For Mgmt
1e Elect Director Michael L. Eskew For For Mgmt
1f Elect Director Herbert L. Henkel For For Mgmt
1g Elect Director Muhtar Kent For For Mgmt
1h Elect Director Edward M. Liddy For For Mgmt
1i Elect Director Gregory R. Page For For Mgmt
1j Elect Director Inge G. Thulin For For Mgmt
1k Elect Director Patricia A. Woertz For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Adopt Holy Land Principles Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 Danaher Corporation DHR 235851102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Donald J. Ehrlich For Against Mgmt
1.2 Elect Director Linda Hefner Filler For For Mgmt
1.3 Elect Director Robert J. Hugin For For Mgmt
1.4 Elect Director Thomas P. Joyce, Jr. For For Mgmt
1.5 Elect Director Teri List-Stoll For Against Mgmt
1.6 Elect Director Walter G. Lohr, Jr. For For Mgmt
1.7 Elect Director Mitchell P. Rales For For Mgmt
1.8 Elect Director Steven M. Rales For For Mgmt
1.9 Elect Director John T. Schwieters For Against Mgmt
1.10 Elect Director Alan G. Spoon For For Mgmt
1.11 Elect Director Raymond C. Stevens For For Mgmt
1.12 Elect Director Elias A. Zerhouni For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
7 Report on Goals to Reduce Greenhouse Gas Emissions Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 Loews Corporation L 540424108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Lawrence S. Bacow For For Mgmt
1b Elect Director Ann E. Berman For For Mgmt
1c Elect Director Joseph L. Bower For For Mgmt
1d Elect Director Charles D. Davidson For For Mgmt
1e Elect Director Charles M. Diker For For Mgmt
1f Elect Director Jacob A. Frenkel For Against Mgmt
1g Elect Director Paul J. Fribourg For For Mgmt
1h Elect Director Walter L. Harris For Against Mgmt
1i Elect Director Philip A. Laskawy For For Mgmt
1j Elect Director Ken Miller For For Mgmt
1k Elect Director Andrew H. Tisch For For Mgmt
1l Elect Director James S. Tisch For For Mgmt
1m Elect Director Jonathan M. Tisch For For Mgmt
1n Elect Director Anthony Welters For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Nasdaq, Inc. NDAQ 631103108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Melissa M. Arnoldi For For Mgmt
1b Elect Director Charlene T. Begley For For Mgmt
1c Elect Director Steven D. Black For For Mgmt
1d Elect Director Adena T. Friedman For For Mgmt
1e Elect Director Glenn H. Hutchins For For Mgmt
1f Elect Director Essa Kazim For For Mgmt
1g Elect Director Thomas A. Kloet For For Mgmt
1h Elect Director Michael R. Splinter For For Mgmt
1i Elect Director Lars R. Wedenborn For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5 Provide Right to Act by Written Consent Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 C.H. Robinson Worldwide, Inc. CHRW 12541W209
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Scott P. Anderson For For Mgmt
1.2 Elect Director Robert Ezrilov For For Mgmt
1.3 Elect Director Wayne M. Fortun For For Mgmt
1.4 Elect Director Mary J. Steele Guilfoile For For Mgmt
1.5 Elect Director Jodee A. Kozlak For For Mgmt
1.6 Elect Director Brian P. Short For For Mgmt
1.7 Elect Director James B. Stake For For Mgmt
1.8 Elect Director John P. Wiehoff For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 ***Withdrawn Resolution*** Report on Greenhouse Gas Emissions ShrHlder
Disclosure
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 The Dow Chemical Company DOW 260543103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ajay Banga For For Mgmt
1b Elect Director Jacqueline K. Barton For For Mgmt
1c Elect Director James A. Bell For For Mgmt
1d Elect Director Richard K. Davis For For Mgmt
1e Elect Director Jeff M. Fettig For For Mgmt
1f Elect Director Andrew N. Liveris For For Mgmt
1g Elect Director Mark Loughridge For For Mgmt
1h Elect Director Raymond J. Milchovich For For Mgmt
1i Elect Director Robert S. (Steve) Miller For For Mgmt
1j Elect Director Paul Polman For For Mgmt
1k Elect Director Dennis H. Reilley For For Mgmt
1l Elect Director James M. Ringler For For Mgmt
1m Elect Director Ruth G. Shaw For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/17 Colgate-Palmolive Company CL 194162103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Charles A. Bancroft For For Mgmt
1b Elect Director John P. Bilbrey For For Mgmt
1c Elect Director John T. Cahill For For Mgmt
1d Elect Director Ian Cook For For Mgmt
1e Elect Director Helene D. Gayle For For Mgmt
1f Elect Director Ellen M. Hancock For For Mgmt
1g Elect Director C. Martin Harris For For Mgmt
1h Elect Director Lorrie M. Norrington For For Mgmt
1i Elect Director Michael B. Polk For For Mgmt
1j Elect Director Stephen I. Sadove For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Reduce Ownership Threshold for Shareholders to Call Special Against For ShrHlder
MEETING
MEETING DATE COMPANY TICKER SECURITY ID
05/12/17 Republic Services, Inc. RSG 760759100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Manuel Kadre For For Mgmt
1b Elect Director Tomago Collins For For Mgmt
1c Elect Director William J. Flynn For For Mgmt
1d Elect Director Thomas W. Handley For For Mgmt
1e Elect Director Jennifer M. Kirk For For Mgmt
1f Elect Director Michael Larson For For Mgmt
1g Elect Director Ramon A. Rodriguez For For Mgmt
1h Elect Director Donald W. Slager For For Mgmt
1i Elect Director John M. Trani For For Mgmt
1j Elect Director Sandra M. Volpe For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
-101-
MEETING DATE COMPANY TICKER SECURITY ID
05/12/17 The Progressive Corporation PGR 743315103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Stuart B. Burgdoerfer For For Mgmt
1b Elect Director Charles A. Davis For For Mgmt
1c Elect Director Roger N. Farah For For Mgmt
1d Elect Director Lawton W. Fitt For For Mgmt
1e Elect Director Susan Patricia Griffith For For Mgmt
1f Elect Director Jeffrey D. Kelly For For Mgmt
1g Elect Director Patrick H. Nettles For For Mgmt
1h Elect Director Glenn M. Renwick For For Mgmt
1i Elect Director Bradley T. Sheares For For Mgmt
1j Elect Director Barbara R. Snyder For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
3 Approve Non-Employee Director Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
6 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/17 Waste Management, Inc. WM 94106L109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Bradbury H. Anderson For For Mgmt
1b Elect Director Frank M. Clark, Jr. For For Mgmt
1c Elect Director James C. Fish, Jr. For For Mgmt
1d Elect Director Andres R. Gluski For For Mgmt
1e Elect Director Patrick W. Gross For For Mgmt
1f Elect Director Victoria M. Holt For For Mgmt
1g Elect Director Kathleen M. Mazzarella For For Mgmt
1h Elect Director John C. Pope For For Mgmt
1i Elect Director Thomas H. Weidemeyer For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Pro-rata Vesting of Equity Awards Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 Arthur J. Gallagher & Co. AJG 363576109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Sherry S. Barrat For For Mgmt
1b Elect Director William L. Bax For For Mgmt
1c Elect Director D. John Coldman For For Mgmt
1d Elect Director Frank E. English, Jr. For For Mgmt
1e Elect Director J. Patrick Gallagher, Jr. For For Mgmt
1f Elect Director Elbert O. Hand For For Mgmt
1g Elect Director David S. Johnson For For Mgmt
1h Elect Director Kay W. McCurdy For For Mgmt
1i Elect Director Ralph J. Nicoletti For For Mgmt
1j Elect Director Norman L. Rosenthal For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Northrop Grumman Corporation NOC 666807102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Wesley G. Bush For For Mgmt
1.2 Elect Director Marianne C. Brown For For Mgmt
1.3 Elect Director Victor H. Fazio For For Mgmt
1.4 Elect Director Donald E. Felsinger For For Mgmt
1.5 Elect Director Ann M. Fudge For For Mgmt
1.6 Elect Director Bruce S. Gordon For For Mgmt
1.7 Elect Director William H. Hernandez For For Mgmt
1.8 Elect Director Madeleine A. Kleiner For For Mgmt
1.9 Elect Director Karl J. Krapek For For Mgmt
1.10 Elect Director Gary Roughead For For Mgmt
1.11 Elect Director Thomas M. Schoewe For For Mgmt
1.12 Elect Director James S. Turley For For Mgmt
1.13 Elect Director Mark A. Welsh, III For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 The Hartford Financial Services Group, Inc. HIG 416515104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robert B. Allardice, III For For Mgmt
1b Elect Director Trevor Fetter For For Mgmt
1c Elect Director Kathryn A. Mikells For For Mgmt
1d Elect Director Michael G. Morris For For Mgmt
1e Elect Director Thomas A. Renyi For For Mgmt
1f Elect Director Julie G. Richardson For For Mgmt
1g Elect Director Teresa Wynn Roseborough For For Mgmt
1h Elect Director Virginia P. Ruesterholz For For Mgmt
1i Elect Director Charles B. Strauss For For Mgmt
1j Elect Director Christopher J. Swift For For Mgmt
1k Elect Director H. Patrick Swygert For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Verisk Analytics, Inc. VRSK 92345Y106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Frank J. Coyne For For Mgmt
1.2 Elect Director Christopher M. Foskett For For Mgmt
1.3 Elect Director David B. Wright For For Mgmt
1.4 Elect Director Annell R. Bay For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte And Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Altria Group, Inc. MO 02209S103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gerald L. Baliles For For Mgmt
1.2 Elect Director Martin J. Barrington For For Mgmt
1.3 Elect Director John T. Casteen, III For For Mgmt
1.4 Elect Director Dinyar S. Devitre For For Mgmt
1.5 Elect Director Thomas F. Farrell, II For For Mgmt
1.6 Elect Director Debra J. Kelly-Ennis For For Mgmt
1.7 Elect Director W. Leo Kiely, III For For Mgmt
1.8 Elect Director Kathryn B. McQuade For For Mgmt
1.9 Elect Director George Munoz For For Mgmt
1.10 Elect Director Nabil Y. Sakkab For For Mgmt
1.11 Elect Director Virginia E. Shanks For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Cease Tobacco-Related Advertising Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Amphenol Corporation APH 032095101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ronald P. Badie For For Mgmt
1.2 Elect Director Stanley L. Clark For For Mgmt
1.3 Elect Director David P. Falck For For Mgmt
1.4 Elect Director Edward G. Jepsen For For Mgmt
1.5 Elect Director Martin H. Loeffler For For Mgmt
1.6 Elect Director John R. Lord For For Mgmt
1.7 Elect Director R. Adam Norwitt For For Mgmt
1.8 Elect Director Diana G. Reardon For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Approve Stock Option Plan For For Mgmt
-102-
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Chubb Limited CB H0023R105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2.1 Allocate Disposable Profit For For Mgmt
2.2 Approve Dividend Distribution From Legal Reserves Through For For Mgmt
Capital Contributions Reserve Subaccount
3 Approve Discharge of Board and Senior Management For For Mgmt
4.1 Ratify PricewaterhouseCoopers AG (Zurich) as Auditors For For Mgmt
4.2 Ratify PricewaterhouseCoopers LLP (United States) as For For Mgmt
Independent Registered Accounting Firm as Auditors
4.3 Ratify BDO AG (Zurich) as Special Auditors For For Mgmt
5.1 Elect Director Evan G. Greenberg For For Mgmt
5.2 Elect Director Robert M. Hernandez For For Mgmt
5.3 Elect Director Michael G. Atieh For For Mgmt
5.4 Elect Director Sheila P. Burke For For Mgmt
5.5 Elect Director James I. Cash For For Mgmt
5.6 Elect Director Mary Cirillo For For Mgmt
5.7 Elect Director Michael P. Connors For For Mgmt
5.8 Elect Director John A. Edwardson For For Mgmt
5.9 Elect Director Leo F. Mullin For For Mgmt
5.10 Elect Director Kimberly A. Ross For For Mgmt
5.11 Elect Director Robert W. Scully For For Mgmt
5.12 Elect Director Eugene B. Shanks, Jr. For For Mgmt
5.13 Elect Director Theodore E. Shasta For For Mgmt
5.14 Elect Director David H. Sidwell For For Mgmt
5.15 Elect Director Olivier Steimer For For Mgmt
5.16 Elect Director James M. Zimmerman For For Mgmt
6 Elect Evan G. Greenberg as Board Chairman For Against Mgmt
7.1 Appoint Michael P. Connors as Member of the Compensation For For Mgmt
Committee
7.2 Appoint Mary Cirillo as Member of the Compensation Committee For For Mgmt
7.3 Appoint Robert M. Hernandez as Member of the Compensation For For Mgmt
Committee
7.4 Appoint Robert W. Scully as Member of the Compensation For For Mgmt
Committee
7.5 Appoint James M. Zimmerman as Member of the Compensation For For Mgmt
Committee
8 Designate Homburger AG as Independent Proxy For For Mgmt
9 Approve Qualified Employee Stock Purchase Plan For For Mgmt
10.1 Approve the Increase in Maximum Aggregate Remuneration of For For Mgmt
Directors
10.2 Approve Remuneration of Executive Management in the Amount of For For Mgmt
USD 41 Million for Fiscal 2018
11 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
13 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Dr Pepper Snapple Group, Inc. DPS 26138E109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director David E. Alexander For For Mgmt
1b Elect Director Antonio Carrillo For For Mgmt
1c Elect Director Jose M. Gutierrez For For Mgmt
1d Elect Director Pamela H. Patsley For For Mgmt
1e Elect Director Ronald G. Rogers For For Mgmt
1f Elect Director Wayne R. Sanders For For Mgmt
1g Elect Director Dunia A. Shive For For Mgmt
1h Elect Director M. Anne Szostak For For Mgmt
1i Elect Director Larry D. Young For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Report on Plans to Minimize Pesticides' Impact on Pollinators Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Marsh & McLennan Companies, Inc. MMC 571748102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Anthony K. Anderson For For Mgmt
1b Elect Director Oscar Fanjul For For Mgmt
1c Elect Director Daniel S. Glaser For For Mgmt
1d Elect Director H. Edward Hanway For For Mgmt
1e Elect Director Deborah C. Hopkins For For Mgmt
1f Elect Director Elaine La Roche For For Mgmt
1g Elect Director Steven A. Mills For For Mgmt
1h Elect Director Bruce P. Nolop For For Mgmt
1i Elect Director Marc D. Oken For For Mgmt
1j Elect Director Morton O. Schapiro For For Mgmt
1k Elect Director Lloyd M. Yates For For Mgmt
1l Elect Director R. David Yost For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Adopt Holy Land Principles Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 The Home Depot, Inc. HD 437076102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gerard J. Arpey For For Mgmt
1b Elect Director Ari Bousbib For For Mgmt
1c Elect Director Jeffery H. Boyd For For Mgmt
1d Elect Director Gregory D. Brenneman For For Mgmt
1e Elect Director J. Frank Brown For For Mgmt
1f Elect Director Albert P. Carey For For Mgmt
1g Elect Director Armando Codina For For Mgmt
1h Elect Director Helena B. Foulkes For For Mgmt
1i Elect Director Linda R. Gooden For For Mgmt
1j Elect Director Wayne M. Hewett For For Mgmt
1k Elect Director Karen L. Katen For For Mgmt
1l Elect Director Craig A. Menear For For Mgmt
1m Elect Director Mark Vadon For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Prepare Employment Diversity Report and Report on Diversity Against For ShrHlder
Policies
6 Adopt Proxy Statement Reporting on Political Contributions Against Against ShrHlder
and Advisory Vote
7 Amend Articles/Bylaws/Charter - Call Special
MEETINGs Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 The Travelers Companies, Inc. TRV 89417E109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Alan L. Beller For For Mgmt
1b Elect Director John H. Dasburg For For Mgmt
1c Elect Director Janet M. Dolan For For Mgmt
1d Elect Director Kenneth M. Duberstein For For Mgmt
1e Elect Director Patricia L. Higgins For For Mgmt
1f Elect Director William J. Kane For For Mgmt
1g Elect Director Cleve L. Killingsworth, Jr. For For Mgmt
1h Elect Director Philip T. (Pete) Ruegger, III For For Mgmt
1i Elect Director Todd C. Schermerhorn For For Mgmt
1j Elect Director Alan D. Schnitzer For For Mgmt
1k Elect Director Donald J. Shepard For For Mgmt
1l Elect Director Laurie J. Thomsen For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
5 Amend Omnibus Stock Plan For For Mgmt
6 Report on Lobbying Payments and Policy Against For ShrHlder
7 Report on Gender Pay Gap Against Against ShrHlder
8 Prepare Employment Diversity Report and Report on Diversity Against For ShrHlder
Policies
MEETING DATE COMPANY TICKER SECURITY ID
05/19/17 Yum! Brands, Inc. YUM 988498101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Paget L. Alves For For Mgmt
1b Elect Director Michael J. Cavanagh For For Mgmt
1c Elect Director Christopher M. Connor For For Mgmt
1d Elect Director Brian C. Cornell For For Mgmt
1e Elect Director Greg Creed For For Mgmt
1f Elect Director Mirian M. Graddick-Weir For For Mgmt
1g Elect Director Thomas C. Nelson For For Mgmt
1h Elect Director P. Justin Skala For For Mgmt
1i Elect Director Elane B. Stock For For Mgmt
1j Elect Director Robert D. Walter For For Mgmt
2 Ratify KPMG LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Adopt Policy and Plan to Eliminate Deforestation in Supply Against For ShrHlder
Chain
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 E. I. du Pont de Nemours and Company DD 263534109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Lamberto Andreotti For For Mgmt
1b Elect Director Edward D. Breen For For Mgmt
1c Elect Director Robert A. Brown For For Mgmt
1d Elect Director Alexander M. Cutler For Against Mgmt
1e Elect Director Eleuthere I. du Pont For Against Mgmt
1f Elect Director James L. Gallogly For For Mgmt
1g Elect Director Marillyn A. Hewson For Against Mgmt
1h Elect Director Lois D. Juliber For Against Mgmt
1i Elect Director Lee M. Thomas For Against Mgmt
1j Elect Director Patrick J. Ward For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Report on Pay Disparity Against Against ShrHlder
6 Report on Accident Risk Reduction Efforts Against For ShrHlder
-103-
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 Fiserv, Inc. FISV 337738108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Alison Davis For For Mgmt
1.2 Elect Director John Y. Kim For For Mgmt
1.3 Elect Director Dennis F. Lynch For For Mgmt
1.4 Elect Director Denis J. O'Leary For For Mgmt
1.5 Elect Director Glenn M. Renwick For For Mgmt
1.6 Elect Director Kim M. Robak For For Mgmt
1.7 Elect Director JD Sherman For For Mgmt
1.8 Elect Director Doyle R. Simons For For Mgmt
1.9 Elect Director Jeffery W. Yabuki For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
5 Amend Proxy Access Right Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 McDonald's Corporation MCD 580135101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Lloyd Dean For For Mgmt
1b Elect Director Stephen Easterbrook For For Mgmt
1c Elect Director Robert Eckert For For Mgmt
1d Elect Director Margaret Georgiadis For For Mgmt
1e Elect Director Enrique Hernandez, Jr. For For Mgmt
1f Elect Director Jeanne Jackson For For Mgmt
1g Elect Director Richard Lenny For For Mgmt
1h Elect Director John Mulligan For For Mgmt
1i Elect Director Sheila Penrose For For Mgmt
1j Elect Director John Rogers, Jr. For For Mgmt
1k Elect Director Miles White For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify Ernst & Young LLP as Auditors For For Mgmt
6 Provide Vote Counting to Exclude Abstentions Against Against ShrHlder
7 Reduce Ownership Threshold for Shareholders to Call a Special Against For ShrHlder
Meeting
8 Issue New Series of Preferred Stock with the Right to Elect Against Against ShrHlder
own Director
9 Adopt Holy Land Principles Against Against ShrHlder
10 Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Against For ShrHlder
Meat Supply Chain
11 Assess Environmental Impact of Polystyrene Foam Cups Against For ShrHlder
12 Report on Charitable Contributions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 The Southern Company SO 842587107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Juanita Powell Baranco For For Mgmt
1b Elect Director Jon A. Boscia For For Mgmt
1c Elect Director Henry A. 'Hal' Clark, III For For Mgmt
1d Elect Director Thomas A. Fanning For For Mgmt
1e Elect Director David J. Grain For For Mgmt
1f Elect Director Veronica M. Hagen For For Mgmt
1g Elect Director Warren A. Hood, Jr. For For Mgmt
1h Elect Director Linda P. Hudson For For Mgmt
1i Elect Director Donald M. James For For Mgmt
1j Elect Director John D. Johns For For Mgmt
1k Elect Director Dale E. Klein For For Mgmt
1l Elect Director William G. Smith, Jr. For For Mgmt
1m Elect Director Steven R. Specker For For Mgmt
1n Elect Director Larry D. Thompson For For Mgmt
1o Elect Director E. Jenner Wood, III For For Mgmt
2 Reduce Supermajority Vote Requirement For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
6 Report on Strategy for Aligning with 2 Degree Scenario Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/25/17 The Allstate Corporation ALL 020002101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Kermit R. Crawford For For Mgmt
1b Elect Director Michael L. Eskew For For Mgmt
1c Elect Director Siddharth N. (Bobby) Mehta For For Mgmt
1d Elect Director Jacques P. Perold For For Mgmt
1e Elect Director Andrea Redmond For For Mgmt
1f Elect Director John W. Rowe For For Mgmt
1g Elect Director Judith A. Sprieser For For Mgmt
1h Elect Director Mary Alice Taylor For For Mgmt
1i Elect Director Perry M. Traquina For For Mgmt
1j Elect Director Thomas J. Wilson For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Non-Employee Director Omnibus Stock Plan For For Mgmt
5 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
6 Require Independent Board Chairman Against Against ShrHlder
7 Lead Director Qualifications Against Against ShrHlder
8 Political Contributions Disclosure Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 Exxon Mobil Corporation XOM 30231G102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Susan K. Avery For For Mgmt
1.2 Elect Director Michael J. Boskin For For Mgmt
1.3 Elect Director Angela F. Braly For For Mgmt
1.4 Elect Director Ursula M. Burns For For Mgmt
1.5 Elect Director Henrietta H. Fore For For Mgmt
1.6 Elect Director Kenneth C. Frazier For For Mgmt
1.7 Elect Director Douglas R. Oberhelman For For Mgmt
1.8 Elect Director Samuel J. Palmisano For For Mgmt
1.9 Elect Director Steven S. Reinemund For For Mgmt
1.10 Elect Director William C. Weldon For For Mgmt
1.11 Elect Director Darren W. Woods For For Mgmt
2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Require Independent Board Chairman Against For ShrHlder
6 Require a Majority Vote for the Election of Directors Against For ShrHlder
7 Amend Bylaws -- Call Special Meetings Against For ShrHlder
8 Amend Bylaws to Prohibit Precatory Proposals Against Against ShrHlder
9 Disclose Percentage of Females at Each Percentile of Against Against ShrHlder
Compensation
10 Report on Lobbying Payments and Policy Against For ShrHlder
11 Increase Return of Capital to Shareholders in Light of Against Against ShrHlder
Climate Change Risks
12 Report on Climate Change Policies Against For ShrHlder
13 Report on Methane Emissions Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 Fidelity National Information Services, Inc. FIS 31620M106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ellen R. Alemany For For Mgmt
1b Elect Director Thomas M. Hagerty For For Mgmt
1c Elect Director Keith W. Hughes For For Mgmt
1d Elect Director David K. Hunt For For Mgmt
1e Elect Director Stephan A. James For For Mgmt
1f Elect Director Frank R. Martire For For Mgmt
1g Elect Director Leslie M. Muma For For Mgmt
1h Elect Director Gary A. Norcross For For Mgmt
1i Elect Director James B. Stallings, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Ratify KPMG LLP as Auditors For For Mgmt
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/02/17 Wal-Mart Stores, Inc. WMT 931142103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director James I. Cash, Jr. For For Mgmt
1b Elect Director Timothy P. Flynn For For Mgmt
1c Elect Director Carla A. Harris For For Mgmt
1d Elect Director Thomas W. Horton For For Mgmt
1e Elect Director Marissa A. Mayer For For Mgmt
1f Elect Director C. Douglas McMillon For For Mgmt
1g Elect Director Gregory B. Penner For For Mgmt
1h Elect Director Steven S Reinemund For For Mgmt
1i Elect Director Kevin Y. Systrom For For Mgmt
1j Elect Director S. Robson Walton For For Mgmt
1k Elect Director Steuart L. Walton For For Mgmt
2 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
4 Ratify Ernst & Young LLP as Auditors For For Mgmt
5 Require Independent Board Chairman Against For ShrHlder
6 Provide Proxy Access Right Against For ShrHlder
7 Require Independent Director Nominee with Environmental Against Against ShrHlder
Experience
MEETING DATE COMPANY TICKER SECURITY ID
06/06/17 The TJX Companies, Inc. TJX 872540109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Zein Abdalla For For Mgmt
1.2 Elect Director Jose B. Alvarez For For Mgmt
1.3 Elect Director Alan M. Bennett For For Mgmt
1.4 Elect Director David T. Ching For For Mgmt
1.5 Elect Director Ernie Herrman For For Mgmt
1.6 Elect Director Michael F. Hines For For Mgmt
1.7 Elect Director Amy B. Lane For For Mgmt
1.8 Elect Director Carol Meyrowitz For For Mgmt
1.9 Elect Director Jackwyn L. Nemerov For For Mgmt
1.10 Elect Director John F. O'Brien For For Mgmt
1.11 Elect Director Willow B. Shire For For Mgmt
2 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Executive Incentive Bonus Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
7 Include Diversity as a Performance Metric Against Against ShrHlder
8 Report on Pay Disparity Against Against ShrHlder
9 Report on Gender, Race, or Ethnicity Pay Gap Against Against ShrHlder
10 Report on Net-Zero Greenhouse Gas Emissions Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 Alphabet Inc. GOOGL 02079K305
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Larry Page For For Mgmt
1.2 Elect Director Sergey Brin For For Mgmt
1.3 Elect Director Eric E. Schmidt For For Mgmt
1.4 Elect Director L. John Doerr For Withhold Mgmt
1.5 Elect Director Roger W. Ferguson, Jr. For For Mgmt
1.6 Elect Director Diane B. Greene For For Mgmt
1.7 Elect Director John L. Hennessy For For Mgmt
1.8 Elect Director Ann Mather For Withhold Mgmt
1.9 Elect Director Alan R. Mulally For For Mgmt
1.10 Elect Director Paul S. Otellini For Withhold Mgmt
1.11 Elect Director K. Ram Shriram For Withhold Mgmt
1.12 Elect Director Shirley M. Tilghman For For Mgmt
2 Ratify Ernst & Young LLP as Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
4 Advisory Vote to Ratify Named Executive Officers' For Against Mgmt
Compensation
5 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt
6 Approve Recapitalization Plan for all Stock to Have One-vote Against For ShrHlder
per Share
7 Report on Lobbying Payments and Policy Against For ShrHlder
8 Report on Political Contributions Against For ShrHlder
9 Report on Gender Pay Gap Against For ShrHlder
10 Report on Charitable Contributions Against Against ShrHlder
11 Adopt Holy Land Principles Against Against ShrHlder
12 Report on Fake News Against Against ShrHlder
-104-
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 Comcast Corporation CMCSA 20030N101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kenneth J. Bacon For For Mgmt
1.2 Elect Director Madeline S. Bell For For Mgmt
1.3 Elect Director Sheldon M. Bonovitz For For Mgmt
1.4 Elect Director Edward D. Breen For For Mgmt
1.5 Elect Director Gerald L. Hassell For For Mgmt
1.6 Elect Director Jeffrey A. Honickman For For Mgmt
1.7 Elect Director Asuka Nakahara For For Mgmt
1.8 Elect Director David C. Novak For For Mgmt
1.9 Elect Director Brian L. Roberts For For Mgmt
1.10 Elect Director Johnathan A. Rodgers For For Mgmt
2 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Approve Recapitalization Plan for all Stock to Have One-vote Against For ShrHlder
per Share
MEETING DATE COMPANY TICKER SECURITY ID
06/08/17 Roper Technologies, Inc. ROP 776696106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Amy Woods Brinkley For For Mgmt
1.2 Elect Director John F. Fort, III For For Mgmt
1.3 Elect Director Brian D. Jellison For For Mgmt
1.4 Elect Director Robert D. Johnson For For Mgmt
1.5 Elect Director Robert E. Knowling, Jr. For For Mgmt
1.6 Elect Director Wilbur J. Prezzano For For Mgmt
1.7 Elect Director Laura G. Thatcher For For Mgmt
1.8 Elect Director Richard F. Wallman For For Mgmt
1.9 Elect Director Christopher Wright For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Aon plc AON 037389103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Lester B. Knight For For Mgmt
1.2 Elect Director Gregory C. Case For For Mgmt
1.3 Elect Director Jin-Yong Cai For For Mgmt
1.4 Elect Director Fulvio Conti For For Mgmt
1.5 Elect Director Cheryl A. Francis For For Mgmt
1.6 Elect Director J. Michael Losh For For Mgmt
1.7 Elect Director Robert S. Morrison For For Mgmt
1.8 Elect Director Richard B. Myers For For Mgmt
1.9 Elect Director Richard C. Notebaert For For Mgmt
1.10 Elect Director Gloria Santona For For Mgmt
1.11 Elect Director Carolyn Y. Woo For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
4 Approve Remuneration Policy For For Mgmt
5 Advisory Vote to Ratify Directors' Remuneration Report For For Mgmt
6 Accept Financial Statements and Statutory Reports For For Mgmt
7 Ratify Ernst & Young LLP as Aon's Auditors For For Mgmt
8 Ratify Ernst & Young LLP as Aon's U.K. Statutory Auditor For For Mgmt
9 Authorize Board to Fix Remuneration of Auditors For For Mgmt
10 Authorise Shares for Market Purchase For For Mgmt
11 Issue of Equity or Equity-Linked Securities with Pre-emptive For For Mgmt
Rights
12 Issue of Equity or Equity-Linked Securities without For For Mgmt
Pre-emptive Rights
13 Approve Political Donations For For Mgmt
-105-
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First Trust Horizon Managed Volatility Developed International ETF
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MEETING DATE COMPANY TICKER SECURITY ID
09/21/16 Diageo plc DGE.LN G42089113
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Peggy Bruzelius as Director For For Mgmt
5 Re-elect Lord Davies of Abersoch as Director For For Mgmt
6 Re-elect Ho KwonPing as Director For For Mgmt
7 Re-elect Betsy Holden as Director For For Mgmt
8 Re-elect Dr Franz Humer as Director For For Mgmt
9 Re-elect Nicola Mendelsohn as Director For For Mgmt
10 Re-elect Ivan Menezes as Director For For Mgmt
11 Re-elect Philip Scott as Director For For Mgmt
12 Re-elect Alan Stewart as Director For For Mgmt
13 Elect Javier Ferran as Director For For Mgmt
14 Elect Kathryn Mikells as Director For For Mgmt
15 Elect Emma Walmsley as Director For For Mgmt
16 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
17 Authorise Board to Fix Remuneration of Auditors For For Mgmt
18 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
19 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
20 Authorise Market Purchase of Ordinary Shares For For Mgmt
21 Authorise EU Political Donations and Expenditure For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/22/16 Singapore Exchange Limited SGX.SP Y79946102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Financial Statements and Directors' and Auditors' For For Mgmt
Reports
2 Approve Final Dividend For For Mgmt
3a Elect Jane Diplock as Director For For Mgmt
3b Elect Chew Gek Khim as Director For For Mgmt
4 Elect Lim Sok Hui (Chng Sok Hui) as Director For For Mgmt
5 Approve Payment of Director's Fees to the Chairman and For For Mgmt
Provision to Him of a Car with a Driver for the Financial Year
Ending June 30, 2017
6 Approve Directors' Fees For For Mgmt
7 Approve PricewaterhouseCoopers LLP as Auditors and Authorize For For Mgmt
Board to Fix Their Remuneration
8 Approve Issuance of Equity or Equity-Linked Securities with or For For Mgmt
without Preemptive Rights
9 Authorize Share Repurchase Program For For Mgmt
10 Adopt New Constitution For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/28/16 AGL Energy Ltd. AGL.AU Q01630104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2 Approve the Remuneration Report For Against Mgmt
3a Elect Belinda Jane Hutchinson as Director For For Mgmt
3b Elect Jacqueline Cherie Hey as Director For For Mgmt
3c Elect Diane Lee Smith-Gander as Director For For Mgmt
4 Approve the Grant of Performance Rights to Andrew Vesey, For For Mgmt
Managing Director and Chief Executive Officer of the Company
5 Approve the Increase in Maximum Aggregate Remuneration of None For Mgmt
Non-Executive Directors
MEETING DATE COMPANY TICKER SECURITY ID
09/28/16 Anheuser-Busch InBev SA ABI.BB B6399C107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
A.1 Approve Matters Relating to the Acquisition of SABMiller plc For For Mgmt
by Anheuser-Busch InBev SA
B.2 Receive Special Board Report and Special Auditor Report Re: Mgmt
Item 1
B.3 Receive Information on Modifications to the Assets and Mgmt
Liabilities of the Merging Companies
B.4 Approve Transfer of Assets and Liabilities Re: SABMILLER plc For For Mgmt
and Anheuser-Busch Inbev SA Transaction
B.5 Approve Delisting Re: SABMILLER plc and Anheuser-Busch Inbev For For Mgmt
SA Transaction
C.6 Authorize Implementation of Approved Resolutions and Filing of For For Mgmt
Required Documents/Formalities at Trade Registry
MEETING DATE COMPANY TICKER SECURITY ID
09/28/16 ASX Ltd. ASX.AU Q0604U105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
3a Elect Ken Henry as Director For For Mgmt
3b Elect Melinda Conrad as Director For For Mgmt
4 Approve the Remuneration Report For For Mgmt
5 Approve the Grant of Performance Rights to Dominic Stevens, For For Mgmt
Managing Director and CEO of the Company
MEETING DATE COMPANY TICKER SECURITY ID
09/28/16 Bank Hapoalim Ltd. POLI.IT M1586M115
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Reelect Yacov Peer as External Director for an Additional For For Mgmt
Three Year Term
2 Elect Israel Tapoohi as Director for a Three-Year Period For For Mgmt
A Vote FOR if you are a controlling shareholder or have a None Against Mgmt
personal interest in one or several resolutions, as indicated
in the proxy card; otherwise, vote AGAINST. You may not
abstain. If you vote FOR, please provide an explanation to
your account manager
MEETING DATE COMPANY TICKER SECURITY ID
09/28/16 Ets Franz Colruyt COLR.BB B26882165
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive and Approve Directors' and Auditors' Reports, and For For Mgmt
Report of the Works Council
2 Approve Remuneration Report For Against Mgmt
3a Adopt Financial Statements For For Mgmt
3b Adopt Consolidated Financial Statements For For Mgmt
4 Approve Dividends of EUR 1.12 Per Share For For Mgmt
5 Approve Allocation of Income For Against Mgmt
6 Approve Profit Participation of Employees Through Allotment of For For Mgmt
Repurchased Shares of Colruyt
7 Reelect Francois Gillet as Director For Against Mgmt
8 Elect Korys, Permanently Represented by Jef Colruyt, as For Against Mgmt
Director
9 Ratify Ersnt & Young as Auditors For For Mgmt
10 Approve Discharge of Directors For For Mgmt
11 Approve Discharge of Auditors For For Mgmt
12 Transact Other Business Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
09/28/16 Mizrahi Tefahot Bank Ltd. MZTF.IT M9540S110
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Reelect Osnat Ronen as External Director as Defined in Israeli For For Mgmt
Companies Law for a Period of Three Years
A Vote FOR if you are a controlling shareholder or have a None Against Mgmt
personal interest in one or several resolutions, as indicated
in the proxy card; otherwise, vote AGAINST. You may not
abstain. If you vote FOR, please provide an explanation to
your account manager
B1 If you are an Interest Holder as defined in Section 1 of the None Against Mgmt
Securities Law, 1968, vote FOR. Otherwise, vote against.
B2 If you are a Senior Officer as defined in Section 37(D) of the None Against Mgmt
Securities Law, 1968, vote FOR. Otherwise, vote against.
B3 If you are an Institutional Investor as defined in Regulation None For Mgmt
1 of the Supervision Financial Services Regulations 2009 or a
Manager of a Joint Investment Trust Fund as defined in the
Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote
against.
MEETING DATE COMPANY TICKER SECURITY ID
10/06/16 Azrieli Group Ltd. AZRG.IT M1571Q105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Compensation Policy for the Directors and Officers of For For Mgmt
the Company
2 Amend Articles of Association For For Mgmt
3 Approve the Update of Service Agreement with the CEO For For Mgmt
4 Approve Service Agreement with Danna Azrieli For For Mgmt
A Vote FOR if you are a controlling shareholder or have a None Against Mgmt
personal interest in one or several resolutions, as indicated
in the proxy card; otherwise, vote AGAINST. You may not
abstain. If you vote FOR, please provide an explanation to
your account manager
B1 If you are an Interest Holder as defined in Section 1 of the None Against Mgmt
Securities Law, 1968, vote FOR. Otherwise, vote against.
B2 If you are a Senior Officer as defined in Section 37(D) of the None Against Mgmt
Securities Law, 1968, vote FOR. Otherwise, vote against.
B3 If you are an Institutional Investor as defined in Regulation None For Mgmt
1 of the Supervision Financial Services Regulations 2009 or a
Manager of a Joint Investment Trust Fund as defined in the
Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote
against.
-106-
MEETING DATE COMPANY TICKER SECURITY ID
10/07/16 Ets Franz Colruyt COLR.BB B26882165
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
I.1 Receive Special Board Report Re: Employee Stock Purchase Plan Mgmt
I.2 Receive Special Auditor Report Re: Employee Stock Purchase Mgmt
Plan
I.3 Approve Employee Stock Purchase Plan Up To 1,000,000 Shares For For Mgmt
I.4 Approve Fixing of the Price of Shares to Be Issued For For Mgmt
I.5 Eliminate Preemptive Rights Re: Item I.3 For For Mgmt
I.6 Approve Increase of Capital following Issuance of Equity For For Mgmt
without Preemptive Rights Re: Item I.3
I.7 Approve Subscription Period Re: Item I.3 For For Mgmt
I.8 Authorize Board to Implement Approved Resolutions and Fill For For Mgmt
Required Documents/Formalities at Trade Registry
II.1 Authorize Board to Repurchase Shares in the Event of a Serious For Against Mgmt
and Imminent Harm and Under Normal Conditions
II.2 Authorize Reissuance of Repurchased Shares Re: Item II.1 For Against Mgmt
II.3 Authorize Board to Reissue Repurchased Shares in order to For Against Mgmt
Prevent a Serious and Imminent Harm
II.4 Authorize Implementation of Approved Resolutions For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/11/16 Telstra Corporation Limited TLS.AU Q8975N105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
3a Elect Craig Dunn as Director For For Mgmt
3b Elect Jane Hemstritch as Director For For Mgmt
3c Elect Nora Scheinkestel as Director For For Mgmt
4 Approve the Grant of Performance Rights to Andrew Penn, Chief For For Mgmt
Executive Officer of the Company
5 Approve the Remuneration Report For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/12/16 Contact Energy Ltd. CEN.NZ Q2818G104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Elena Trout as Director For For Mgmt
2 Elect Whaimutu Dewes as Director For For Mgmt
3 Elect Sue Sheldon as Director For For Mgmt
4 Authorize the Board to Fix Remuneration of the Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/12/16 CSL Ltd. CSL.AU Q3018U109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2a Elect Marie McDonald as Director For For Mgmt
2b Elect Megan Clark as Director For For Mgmt
2c Elect Tadataka Yamada as Director For For Mgmt
3 Approve the Remuneration Report For For Mgmt
4 Approve the Grant of Performance Options and Performance For For Mgmt
Rights to Paul Perreault, Chief Executive Officer and Managing
Director of the Company
5 Approve the Increase in Maximum Aggregate Remuneration of For Against Mgmt
Non-Executive Directors
MEETING DATE COMPANY TICKER SECURITY ID
10/14/16 Singapore Telecommunications Limited ST.SP Y79985209
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Proposed Acquisition of Shares in Intouch Holdings For For Mgmt
Public Company Limited,the Proposed Acquisition of Shares in
Bharti Telecom Limited, and the Proposed Placement of Shares
in Singapore Telecommunications Limited
MEETING DATE COMPANY TICKER SECURITY ID
10/18/16 Bureau Veritas BVI.FP F96888114
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Spin-Off Agreement with Bureau Veritas Marine et For For Mgmt
Offshore - Registre International de Classification de Navires
et de Plateformes Offshores SAS
2 Approve Spin-Off Agreement with Bureau Veritas GSIT SAS For For Mgmt
3 Approve Spin-Off Agreement with Bureau Veritas Exploitation For For Mgmt
SAS
4 Approve Spin-Off Agreement with Bureau Veritas Construction For For Mgmt
SAS
5 Approve Spin-Off Agreement with Bureau Veritas Services France For For Mgmt
SAS
6 Approve Spin-Off Agreement with Bureau Veritas Services SAS For For Mgmt
7 Elect Stephanie Besnier as Director For Against Mgmt
8 Elect Claude Ehlinger as Director For Against Mgmt
9 Approve Remuneration of Directors in the Aggregate Amount of For For Mgmt
EUR 700,000
10 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/26/16 DEXUS Property Group DXS.AU Q3190P100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve the Remuneration Report For For Mgmt
2.1 Elect Tonianne Dwyer as Director For For Mgmt
2.2 Elect Penny Bingham-Hall as Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/26/16 Stockland SGP.AU Q8773B105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2 Elect Stephen Newton as Director For For Mgmt
3 Elect Barry Neil as Director For For Mgmt
4 Elect Carol Schwartz as Director For For Mgmt
5 Approve the Remuneration Report For For Mgmt
6 Approve the Grant of 619,579 Performance Rights to Mark For For Mgmt
Steinert, Managing Director of the Company
7 Approve the Termination Benefits For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/03/16 Bank Leumi le-Israel B.M. LUMI.IT M16043107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Tzahi Frankovits as Director for a Three-Year Period For Do Not Vote Mgmt
1.2 Elect Itzick Sharir as Director for a Three-Year Period For For Mgmt
1.3 Elect Ester Dominissini as Director for a Three-Year Period For For Mgmt
1.4 Elect Gideon Schurr as Director for a Three-Year Period None Do Not Vote ShrHlder
1.5 Elect Yoram Michaelis as External Director for a Three-Year For Against Mgmt
Period
1.6 Elect Ytzhak Edelman as External Director for a Three-Year For For Mgmt
Period
2 Add Article 143E to the Article of Association Re: For For Mgmt
indemnification of Officers
3 Amend Article 128 Re: Signature Bank Balance Sheet For For Mgmt
4 Add Article 146 to the Article of Association Re: Jurisdiction For For Mgmt
Clause
5 Ratify Amended Indemnification Agreements with Directors and For For Mgmt
Officers
6 Approve Compensation Policy for the Directors and Officers of For For Mgmt
the Company
7 Approve Employment Terms of Active Chairman For For Mgmt
8 Approve Employment Terms of the CEO For For Mgmt
A Vote FOR if you are a controlling shareholder or have a None Against Mgmt
personal interest in one or several resolutions, as indicated
in the proxy card; otherwise, vote AGAINST. You may not
abstain. If you vote FOR, please provide an explanation to
your account manager
B1 If you are an Interest Holder as defined in Section 1 of the None Against Mgmt
Securities Law, 1968, vote FOR. Otherwise, vote against.
B2 If you are a Senior Officer as defined in Section 37(D) of the None Against Mgmt
Securities Law, 1968, vote FOR. Otherwise, vote against.
B3 If you are an Institutional Investor as defined in Regulation None For Mgmt
1 of the Supervision Financial Services Regulations 2009 or a
Manager of a Joint Investment Trust Fund as defined in the
Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote
against.
MEETING DATE COMPANY TICKER SECURITY ID
11/09/16 Commonwealth Bank Of Australia CBA.AU Q26915100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2a Elect Shirish Apte as Director For For Mgmt
2b Elect David Higgins as Director For For Mgmt
2c Elect Brian Long as Director For For Mgmt
2d Elect Catherine Livingstone as Director For For Mgmt
2e Elect Mary Padbury as Director For For Mgmt
3 Approve the Remuneration Report For Against Mgmt
4 Approve the of Reward Rights to Ian Narev, Chief Executive For Against Mgmt
Officer and Managing Director of the Company
MEETING DATE COMPANY TICKER SECURITY ID
11/10/16 Wesfarmers Ltd. WES.AU Q95870103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2a Elect Anthony (Tony) John Howarth as Director For For Mgmt
2b Elect Wayne G. Osborn Director For For Mgmt
2c Elect Vanessa M. Wallace as Director For For Mgmt
2d Elect Jennifer A. Westacott as Director For For Mgmt
3 Approve the Remuneration Report For For Mgmt
4 Approve the Grant of Performance Rights to Richard Goyder, For For Mgmt
Group Managing Director of the Company
5 Approve the Grant of Performance Rights to Terry Bowen, For For Mgmt
Finance Director of the Company
-107-
MEETING DATE COMPANY TICKER SECURITY ID
11/16/16 Brambles Ltd BXB.AU Q6634U106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2 Approve the Remuneration Report For For Mgmt
3 Elect George El Zoghbi as Director For For Mgmt
4 Elect Anthony Grant Froggatt as Director For For Mgmt
5 Elect David Peter Gosnell as Director For For Mgmt
6 Approve the Participation of Graham Chipchase in the For For Mgmt
Performance Share Plan
7 Approve the Participation of Graham Chipchase in the MyShare For For Mgmt
Plan
MEETING DATE COMPANY TICKER SECURITY ID
11/17/16 Goodman Group GMG.AU Q4229W108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Appoint KPMG as Auditors of the Company and Authorize the For For Mgmt
Board to Fix Their Remuneration
2 Elect Phillip Pryke as Director For For Mgmt
3 Elect Danny Peeters as Director For For Mgmt
4 Elect Anthony Rozic as Director For For Mgmt
5 Approve the Remuneration Report For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/17/16 Pernod Ricard RI.FP F72027109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 1.88 per For For Mgmt
Share
4 Approve Auditors' Special Report on Related-Party Transactions For For Mgmt
5 Approve Termination Package of Alexandre Ricard For For Mgmt
6 Reelect Alexandre Ricard as Director For Against Mgmt
7 Reelect Pierre Pringuet as Director For For Mgmt
8 Reelect Cesar Giron as Director For For Mgmt
9 Reelect Wolfgang Colberg as Director For For Mgmt
10 Ratify Appointment of Anne Lange as Director For For Mgmt
11 Appoint KPMG as Auditor For For Mgmt
12 Appoint Salustro Reydel as Alternate Auditor For For Mgmt
13 Approve Remuneration of Directors in the Aggregate Amount of For For Mgmt
EUR 970,000
14 Advisory Vote on Compensation of CEO, Alexandre Ricard For For Mgmt
15 Authorize Repurchase of Up to 10 Percent of Issued Share For Against Mgmt
Capital
16 Approve Restricted Stock Grants to Executives Partially For For Mgmt
Compensating Losses under the Previous Benefit Pension Scheme
17 Authorize Capital Issuances for Use in Employee Stock Purchase For For Mgmt
Plans
18 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/21/16 NWS Holdings Limited 659.HK G66897110
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3a Elect Oei Fung Wai Chi, Grace as Director For For Mgmt
3b Elect Tsang Yam Pui as Director For For Mgmt
3c Elect To Hin Tsun, Gerald as Director For For Mgmt
3d Elect Dominic Lai as Director For For Mgmt
3e Elect Kwong Che Keung, Gordon as Director For Against Mgmt
3f Elect Shek Lai Him, Abraham as Director For Against Mgmt
3g Authorize Board to Fix Remuneration of Directors For For Mgmt
4 Approve PricewaterhouseCoopers as Auditor and Authorize Board For For Mgmt
to Fix Their Remuneration
5.1 Approve Issuance of Equity or Equity-Linked Securities without For Against Mgmt
Preemptive Rights
5.2 Authorize Repurchase of Issued Share Capital For For Mgmt
5.3 Authorize Reissuance of Repurchased Shares For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/22/16 New World Development Co. Ltd. 17.HK Y63084126
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3a Elect Doo Wai-Hoi, William as Director For Against Mgmt
3b Elect Cheng Chi-Kong, Adrian as Director For For Mgmt
3c Elect Cheng Kar-Shing, Peter as Director For Against Mgmt
3d Elect Liang Cheung-Biu, Thomas as Director For Against Mgmt
3e Elect Au Tak-Cheong as Director For Against Mgmt
3f Authorize Board to Fix Remuneration of Directors For For Mgmt
4 Approve PricewaterhouseCoopers as Auditor and Authorize Board For For Mgmt
to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital For For Mgmt
6 Approve Issuance of Equity or Equity-Linked Securities without For Against Mgmt
Preemptive Rights
7 Adopt New Share Option Scheme For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/29/16 Chr.Hansen Holdings A/S CHR.DC K1830B107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Report of Board Mgmt
2 Accept Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation of Income and Dividends of DKK 5.23 Per For For Mgmt
Share
4 Approve Remuneration of Directors in the Amount of DKK 1.2 For For Mgmt
Million for Chairman, DKK 800,000 for Vice Chairman, and DKK
400,000 for Other Directors; Approve Remuneration for
Committee Work
5a Amend Articles Re: Change Computershare A/S as New Shareholder For For Mgmt
Register
5b Amend Articles Re: Editorial Changes For For Mgmt
6a Reelect Ole Andersen (Chairman) as Director For For Mgmt
6b1 Reelect Frederic Stevenin as Director For For Mgmt
6b2 Reelect Mark Wilson as Director For For Mgmt
6b3 Reelect Dominique Reiniche as Director For For Mgmt
6b4 Reelect Tiina Mattila-Sandholm as Director For For Mgmt
6b5 Reelect Kristian Villumsen as Director For For Mgmt
6b6 Elect Luis Cantarell Rocamora as Director For For Mgmt
7 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
8 Authorize Editorial Changes to Adopted Resolutions in For For Mgmt
Connection with Registration with Danish Authorities
MEETING DATE COMPANY TICKER SECURITY ID
12/01/16 Singapore Press Holdings Limited SPH.SP Y7990F106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Financial Statements and Directors' and Auditors' For For Mgmt
Reports
2 Approve Final Dividend and Special Dividend For For Mgmt
3.1 Elect Lee Boon Yang as Director For For Mgmt
3.2 Elect Chong Siak Ching as Director For For Mgmt
3.3 Elect Tan Chin Hwee as Director For For Mgmt
3.4 Elect Janet Ang Guat Har as Director For For Mgmt
4 Elect Ng Yat Chung as Director For For Mgmt
5 Approve Directors' Fees For For Mgmt
6 Approve Auditors and Authorize Board to Fix Their Remuneration For For Mgmt
7.1 Approve Issuance of Equity or Equity-Linked Securities with or For For Mgmt
without Preemptive Rights
7.2 Authorize Share Repurchase Program For For Mgmt
7.3 Adopt SPH Performance Plan 2016 and Approve Grant of Awards For For Mgmt
and Issuance of Shares Under the Plan
7.4 Adopt New Constitution For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/05/16 Coloplast A/S COLOB.DC K16018184
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Report of Board Mgmt
2 Accept Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation of Income For For Mgmt
4.1 Approve Creation of DKK 15 Million Pool of Capital without For For Mgmt
Preemptive Rights
4.2 Approve Remuneration of Directors For For Mgmt
4.3 Approve Guidelines for Incentive-Based Compensation for For For Mgmt
Executive Management and Board
4.4 Authorize Share Repurchase Program For For Mgmt
5.1 Reelect Michael Rasmussen (Chairman) as Director For For Mgmt
5.2 Reelect Niels Louis-Hansen (Vice Chairman) as Director For For Mgmt
5.3 Reelect Per Magid as Director For For Mgmt
5.4 Reelect Birgitte Nielsen as Director For For Mgmt
5.5 Reelect Jette Nygaard-Andersen as Director For For Mgmt
5.6 Reelect Brian Petersen as Director For For Mgmt
5.7 Reelect Jorgen Tang-Jensen as Director For For Mgmt
6 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
7 Other Business Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/09/16 Westpac Banking Corporation WBC.AU Q97417101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2 Approve the Remuneration Report For For Mgmt
3 Approve the Grant of Equity Awards to Brian Hartzer, Managing For For Mgmt
Director and Chief Executive Officer of the Company
4a Elect Ewen Crouch as Director For For Mgmt
4b Elect Peter Marriott as Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/16/16 National Australia Bank Limited NAB.AU Q65336119
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2a Elect Anthony Yuen as Director For For Mgmt
2b Elect Philip Chronican as Director For For Mgmt
2c Elect Douglas McKay as Director For For Mgmt
3 Approve the Remuneration Report For For Mgmt
4 Approve the Grant of Performance Rights to Andrew Thorburn, For For Mgmt
Group Chief Executive Officer
-108-
MEETING DATE COMPANY TICKER SECURITY ID
12/16/16 Swedish Match Ab SWMA.SS W92277115
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting; Elect Chairman of Meeting For Not Voted Mgmt
2 Prepare and Approve List of Shareholders For Not Voted Mgmt
3 Designate Inspector(s) of Minutes of Meeting For Not Voted Mgmt
4 Acknowledge Proper Convening of Meeting For Not Voted Mgmt
5 Approve Agenda of Meeting For Not Voted Mgmt
6 Approve Extraordinary Dividends of SEK 9.50 Per Share For Not Voted Mgmt
7 Close Meeting Not Voted Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/19/16 Bank Hapoalim Ltd. POLI.IT M1586M115
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Compensation Policy for the Directors and Officers of For For Mgmt
the Company
2 Approve Employment Terms of the Company's CEO For For Mgmt
A Vote FOR if you are a controlling shareholder or have a None Against Mgmt
personal interest in one or several resolutions, as indicated
in the proxy card; otherwise, vote AGAINST. You may not
abstain. If you vote FOR, please provide an explanation to
your account manager
B1 If you are an Interest Holder as defined in Section 1 of the None Against Mgmt
Securities Law, 1968, vote FOR. Otherwise, vote gainst.
B2 If you are a Senior Officer as defined in Section 37(D) of the None Against Mgmt
Securities Law, 1968, vote FOR. Otherwise, vote against.
B3 If you are an Institutional Investor as defined in Regulation None For Mgmt
1 of the Supervision Financial Services Regulations 2009 or a
Manager of a Joint Investment Trust Fund as defined in the
Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote
against.
MEETING DATE COMPANY TICKER SECURITY ID
12/28/16 Mizrahi Tefahot Bank Ltd. MZTF.IT M9540S110
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Discuss Financial Statements and the Report of the Board Mgmt
2.1 Reelect Moshe Vidman as Director Until the End of the Next For For Mgmt
Annual General Meeting
2.2 Reelect Zvi Efrat as Director Until the End of the Next Annual For For Mgmt
General Meeting
2.3 Reelect Ron Gazit as Director Until the End of the Next Annual For For Mgmt
General Meeting
2.4 Reelect Liora Ofer as Director Until the End of the Next For For Mgmt
Annual General Meeting
2.5 Reelect Mordechai Meir as Director Until the End of the Next For Against Mgmt
Annual General Meeting
2.6 Reelect Jonathan Kaplan as Director Until the End of the Next For For Mgmt
Annual General Meeting
2.7 Reelect Joav-Asher Nachshon as Director Until the End of the For For Mgmt
Next Annual General Meeting
2.8 Reelect Avraham Zeldman as Director Until the End of the Next For For Mgmt
Annual General Meeting
3 Reappoint Brightman Almagor Zohar and Shoti as Auditors For For Mgmt
4 Amend Articles Re: Shareholder Meeting Notification For For Mgmt
5 Amend Articles Re: Exclusive Jurisdiction For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/29/16 New World Development Co. Ltd. 17.HK Y63084126
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Sale and Purchase Agreement and Related Transactions For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/29/16 NWS Holdings Limited 659.HK G66897110
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Sale and Purchase Agreement and Related Transactions For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/24/17 Sodexo SW.FP F84941123
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 2.40 per For For Mgmt
Share and an Extra of EUR 0.24 per Share to Long-Term
Registered Shares
4 Approve Health Insurance Coverage Agreement with Sophie For For Mgmt
Bellon, Chairman of the Board
5 Approve Health Insurance Coverage Agreement with Michel For For Mgmt
Landel, CEO
6 Reelect Patricia Bellinger as Director For Against Mgmt
7 Reelect Michel Landel as Director For For Mgmt
8 Elect Cecile Tandeau as Director For For Mgmt
9 Renew Appointment of PricewaterhouseCoopers Audit as Auditor For For Mgmt
10 Appoint Jean-Baptiste Deschryver as Alternate Auditor For For Mgmt
11 Approve Remuneration of Directors in the Aggregate Amount of For For Mgmt
EUR 735,000
12 Advisory Vote on Compensation of Pierre Bellon, Chairman of For For Mgmt
the Board until Jan. 26, 2016
13 Advisory Vote on Compensation of Sophie Bellon, Chairman of For For Mgmt
the Board since Jan. 26, 2016
14 Advisory Vote on Compensation of Michel Landel, CEO For For Mgmt
15 Authorize Repurchase of Up to 5 Percent of Issued Share For For Mgmt
Capital
16 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/25/17 Ascendas Real Estate Investment Trust AREIT.SP Y0205X103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Proposed Acquisition of the Property For For Mgmt
2 Approve Proposed Issuance of New Units as Partial For For Mgmt
Consideration for the Proposed Acquisition
MEETING DATE COMPANY TICKER SECURITY ID
02/14/17 Mizrahi Tefahot Bank Ltd. MZTF.IT M9540S110
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Compensation Policy for the Directors and Officers of For For Mgmt
the Company
2 Approve Employment Terms of Moshe Vidman, Chairman For For Mgmt
3 Approve Employment Terms of Eldad Fresher, CEO For For Mgmt
A Vote FOR if you are a controlling shareholder or have a None Against Mgmt
personal interest in one or several resolutions, as indicated
in the proxy card; otherwise, vote AGAINST. You may not
abstain. If you vote FOR, please provide an explanation to
your account manager
B1 If you are an Interest Holder as defined in Section 1 of the None Against Mgmt
Securities Law, 1968, vote FOR. Otherwise, vote against.
B2 If you are a Senior Officer as defined in Section 37(D) of the None Against Mgmt
ecurities Law, 1968, vote FOR. Otherwise, vote against.
B3 If you are an Institutional Investor as defined in Regulation None For Mgmt
1 of the Supervision Financial Services Regulations 2009 or a
Manager of a Joint Investment Trust Fund as defined in the
Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote
against.
MEETING DATE COMPANY TICKER SECURITY ID
02/28/17 Novartis AG NOVN.VX H5820Q150
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Discharge of Board and Senior Management For For Mgmt
3 Approve Allocation of Income and Dividends of CHF 2.75 per For For Mgmt
Share
4 Approve CHF 5.14 Million Reduction in Share Capital via For For Mgmt
Cancellation of Repurchased Shares
5.1 Approve Maximum Remuneration of Directors in the Amount of CHF For For Mgmt
8.5 Million
5.2 Approve Maximum Remuneration of Executive Committee in the For For Mgmt
Amount of CHF 99 Million
5.3 Approve Remuneration Report (Non-Binding) For Against Mgmt
6.1 Reelect Joerg Reinhardt as Director and Chairman For For Mgmt
6.2 Reelect Nancy C. Andrews as Director For For Mgmt
6.3 Reelect Dimitri Azar as Director For For Mgmt
6.4 Reelect Ton Buechner as Director For For Mgmt
6.5 Reelect Srikant Datar as Director For For Mgmt
6.6 Reelect Elizabeth Doherty as Director For For Mgmt
6.7 Reelect Ann Fudge as Director For For Mgmt
6.8 Reelect Pierre Landolt as Director For For Mgmt
6.9 Reelect Andreas von Planta as Director For For Mgmt
6.10 Reelect Charles L. Sawyers as Director For For Mgmt
6.11 Reelect Enrico Vanni as Director For For Mgmt
6.12 Reelect William T. Winters as Director For For Mgmt
6.13 Elect Frans van Houten as Director For For Mgmt
7.1 Appoint Srikant Datar as Member of the Compensation Committee For For Mgmt
7.2 Appoint Ann Fudge as Member of the Compensation Committee For For Mgmt
7.3 Appoint Enrico Vanni as Member of the Compensation Committee For For Mgmt
7.4 Appoint William T. Winters as Member of the Compensation For For Mgmt
Committee
8 Ratify PricewaterhouseCoopers AG as Auditors For For Mgmt
9 Designate Peter Andreas Zahn as Independent Proxy For For Mgmt
10 Transact Other Business (Voting) For Against Mgmt
-109-
MEETING DATE COMPANY TICKER SECURITY ID
02/28/17 The Sage Group plc SGE.LN G7771K134
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Re-elect Donald Brydon as Director For For Mgmt
4 Re-elect Neil Berkett as Director For For Mgmt
5 Re-elect Drummond Hall as Director For For Mgmt
6 Re-elect Steve Hare as Director For For Mgmt
7 Re-elect Jonathan Howell as Director For For Mgmt
8 Re-elect Stephen Kelly as Director For For Mgmt
9 Reappoint Ernst & Young LLP as Auditors For For Mgmt
10 Authorise the Audit and Risk Committee to Fix Remuneration of For For Mgmt
Auditors
11 Approve Remuneration Report For For Mgmt
12 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
13 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
14 Authorise Market Purchase of Ordinary Shares For For Mgmt
15 Authorise the Company to Call General Meeting with Two Weeks' For For Mgmt
Notice
MEETING DATE COMPANY TICKER SECURITY ID
03/08/17 Tryg A/S TRYG.DC K9640A102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Report of Board Mgmt
2 Accept Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation of Income and Dividends of DKK 7.14 Per For For Mgmt
Share
4 Approve Discharge of Management and Board For For Mgmt
5 Approve Remuneration of Directors in the Amount of DKK 1,08 For For Mgmt
Million for the Chairman, DKK 720,000 for the Vice Chairman,
and DKK 360,000 for Other Directors; Approve Remuneration for
Committee Work
6a Approve DKK 38.97 Million Reduction in Share Capital via Share For For Mgmt
Cancellation
6b1 Approve Creation of DKK 137 Million Pool of Capital without For For Mgmt
Preemptive Rights
6b2 Approve Equity Plan Financing For For Mgmt
6c Authorize Share Repurchase Program For For Mgmt
6d Approve Amended Remuneration Guidelines and Guidelines for For For Mgmt
Incentive-Based Compensation for Executive Management
6e Amend Articles Re: Number of Directors; Chairman of the For For Mgmt
Supervisory Board; Deputy Chairmen; Removal of Age Limit and
Chairman's Decisive Vote
7a Fix Number of Supervisory Board Members at Nine For For Mgmt
7b Elect Directors Among the Board of TryghedsGruppen smba Mgmt
(Non-Voting)
7c Reelect Torben Nielsen as Member Board For For Mgmt
7d Reelect Lene Skole as Member Board For For Mgmt
7e Reelect Mari Thjomoe as Member Board For For Mgmt
7f Reelect Carl-Viggo Ostlund as Member Board For For Mgmt
7g Elect New Independent Board Member (Non-Voting) Mgmt
8 Ratify Deloitte as Auditors For For Mgmt
9 Authorize Editorial Changes to Adopted Resolutions in For For Mgmt
Connection with Registration with Danish Authorities
10 Other Business Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/14/17 Cheung Kong Infrastructure Holdings Ltd 1038.HK G2098R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consortium Formation Agreement and Related For For Mgmt
Transactions
MEETING DATE COMPANY TICKER SECURITY ID
03/14/17 Power Assets Holdings Ltd. 6.HK Y33549117
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consortium Formation Agreement and Related For For Mgmt
Transactions
MEETING DATE COMPANY TICKER SECURITY ID
03/16/17 Danske Bank A/S DANSKE.DC K22272114
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Report of Board Mgmt
2 Accept Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation .of Income and Dividends of DKK 9.00 Per For For Mgmt
Share
4a Reelect Ole Andersen as Director For For Mgmt
4b Reelect Lars-Erik Brenoe as Director For For Mgmt
4c Reelect Urban Backstrom as Director For For Mgmt
4d Reelect Jorn Jensen as Director For For Mgmt
4e Reelect Rolv Ryssdal as Director For For Mgmt
4f Reelect Carol Sergeant as Director For For Mgmt
4g Reelect Hilde Tonne as Director For For Mgmt
4h Elect Martin Folke Tiveus as New Director For For Mgmt
5 Ratify Deloitte as Auditor For For Mgmt
6a Approve DKK 468.9 Million Reduction in Share Capital via Share For For Mgmt
Cancellation
6b Approve Creation of DKK 1 Billion Pool of Capital without For For Mgmt
Preemptive Rights
7 Authorize Share Repurchase Program For For Mgmt
8 Approve Remuneration in the Amount of DKK 1.8 Million for For For Mgmt
Chairman, DKK 787,500 for Vice Chairman and DKK 525,000 for
Other Board Members; Approve Remuneration for Committee Work
9 Approve Danske Bank Group's Remuneration Policy for 2016 For For Mgmt
10 Approve Proposal Requiring that Company may not Abolish Against Against ShrHlder
Cheques for its Danish Personal and Business Customers
11a Require to Release Gender-Specific Remuneration Statistics for Against Against ShrHlder
Its Employees
11b Set a Ceiling for Employee Share Options at DKK 50,000, and no Against Against ShrHlder
Employees in Management or Decision-Making Capacity Regarding
Sale/Exchange Listing may have Share Options
11c Require Danske Bank to Invest 5% of Its Net Profit in Green Against Against ShrHlder
Technology
12 Require Danske Bank to Recognize and Report on the UN's Against Against ShrHlder
Climate Targets
13 Other Business Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/16/17 Nordea Bank AB NDA.SS W57996105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Chairman of Meeting For For Mgmt
2 Prepare and Approve List of Shareholders For For Mgmt
3 Approve Agenda of Meeting For For Mgmt
4 Designate Inspector(s) of Minutes of Meeting For For Mgmt
5 Acknowledge Proper Convening of Meeting For For Mgmt
6 Receive Financial Statements and Statutory Reports Mgmt
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of EUR 0.65 Per For For Mgmt
Share
9 Approve Discharge of Board and President For For Mgmt
10 Determine Number of Members (10) and Deputy Members (0) of For For Mgmt
Board
11 Determine Number of Auditors (1) and Deputy Auditors (0) For For Mgmt
12 Approve Remuneration of Directors in the Amount of EUR 294,600 For For Mgmt
for Chairman, EUR 141,300 for Vice Chairman, and EUR 91,950
for Other Directors; Approve Remuneration for Committee Work;
Approve Remuneration of Auditors
13 Reelect Bjorn Wahlroos, Robin Lawther, Lars Nordstrom, Sarah For For Mgmt
Russell, Silvija Seres, KariStadigh and Birger Steen as
Directors; Elect Pernille Erenbjerg, Maria Varsellona and Lars
Wollung as New Directors
14 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
15 Authorize Chairman of Board and Representatives of Four of For For Mgmt
Company's Largest Shareholders to Serve on Nominating
Committee
16 Approve Issuance of Convertible Instruments without Preemptive For For Mgmt
Rights
17 Authorize Share Repurchase Program For For Mgmt
18 Approve Remuneration Policy And Other Terms of Employment For For For Mgmt
Executive Management
19 Appointment of Auditor in a Foundation Managed by the Company For For Mgmt
20a Adopt a Vision for Absolute Gender Equality on All Levels None Against ShrHlder
Within the Company
20b Instruct the Board to Set Up a Working Group Concerning Gender None Against ShrHlder
and Ethnicity Diversification Within the Company
20c Require the Results from the Working Group Concerning Item None Against ShrHlder
20a to be Reported to the AGM
20d Request Board to Take Necessary Action to Create a None Against ShrHlder
Shareholders' Association
20e Prohibit Directors from Being Able to Invoice Director's Fees None Against ShrHlder
via Swedish and Foreign Legal Entities
20f Instruct the Nomination Committee to Pay Extra Attention to None Against ShrHlder
Questions Concerning Ethics, Gender, and Ethnicity
20g Instruct the Board to Prepare a Proposal for the None Against ShrHlder
Representation of Small- and Midsized Shareholders in the
Board and Nomination Committee
20h Request Board to Propose to the Appropriate Authority to Bring None Against ShrHlder
About a Changed Regulation in the Area Relating to Item 20e
20i Request Board to Propose to the Swedish Government Legislation None Against ShrHlder
on the Abolition of Voting Power Differences in Swedish
Limited Liability Companies
20j Amend Articles Re: Former Politicians on the Board of None Against ShrHlder
Directors
-110-
MEETING DATE COMPANY TICKER SECURITY ID
03/23/17 Bankinter S.A. BKT.SM E2116H880
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated and Standalone Financial Statements For For Mgmt
2 Approve Allocation of Income and Dividends For For Mgmt
3 Approve Discharge of Board For For Mgmt
4.1 Reelect Pedro Guerrero Guerrero as Director For Against Mgmt
4.2 Reelect Rafael Mateu de Ros Cerezo as Director For Against Mgmt
4.3 Reelect Marcelino Botin-Sanz de Sautuola y Naveda as Director For Against Mgmt
4.4 Reelect Fernando Masaveu Herrero as Director For Against Mgmt
4.5 Fix Number of Directors at 10 For For Mgmt
5 Authorize Increase in Capital up to 10 Percent via Issuance of For For Mgmt
Equity or Equity-Linked Securities without Preemptive Rights
6 Approve a Restricted Capitalization Reserve Pursuant to For For Mgmt
Section 25.1.b) of Law 27/2014 of 27 November on Corporate
Income Tax
7.1 Approve Deferred Share Bonus Plan for FY 2016 For For Mgmt
7.2 Fix Maximum Variable Compensation Ratio For For Mgmt
8 Authorize Board to Ratify and Execute Approved Resolutions For For Mgmt
9 Advisory Vote on Remuneration Report For For Mgmt
10 Receive Amendments to Board of Directors Regulations Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/28/17 Skandinaviska Enskilda Banken SEBA.SS W25381141
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect Chairman of Meeting For For Mgmt
3 Prepare and Approve List of Shareholders For For Mgmt
4 Approve Agenda of Meeting For For Mgmt
5 Designate Inspector(s) of Minutes of Meeting For For Mgmt
6 Acknowledge Proper Convening of Meeting For For Mgmt
7 Receive Financial Statements and Statutory Reports Mgmt
8 Receive President's Report Mgmt
9 Accept Financial Statements and Statutory Reports For For Mgmt
10 Approve Allocation of Income and Dividends of SEK 5.50 Per For For Mgmt
Share
11 Approve Discharge of Board and President For For Mgmt
12 Determine Number of Members (11) and Deputy Members (0) of For For Mgmt
Board; Determine Number of Auditors (1) and Deputy Auditors
(0)
13 Approve Remuneration of Directors in the Amount of SEK 2.85 For For Mgmt
Million for Chairman, SEK900,000 for the Vice Chairmen, and
SEK 675,000 for Other Directors: Approve Remuneration for
Committee Work, Approve Remuneration of Auditors
14aa Reelect Johan Andresen as Director For For Mgmt
14ab Reelect Signhild Arnegard Hansen as Director For For Mgmt
14ac Reelect Samir Brikho as Director For For Mgmt
14ad Reelect Winnie Fok as Director For For Mgmt
14ae Reelect Tomas Nicolin as Director For For Mgmt
14af Reelect Sven Nyman as Director For For Mgmt
14ag Reelect Jesper Ovesen as Director For For Mgmt
14ah Reelect Helena Saxon as Director For For Mgmt
14ai Reelect Marcus Wallenberg as Director For For Mgmt
14aj Reelect Sara Ohrvall as Director For For Mgmt
14ak Elect Johan Torgeby as Director For For Mgmt
14b Reelect Marcus Wallenberg as Chairman of the Board For For Mgmt
15 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
16 Approve Remuneration Policy And Other Terms of Employment For For For Mgmt
Executive Management
17a Approve SEB All Employee Program 2017 For For Mgmt
17b Approve Share Deferral Plan for President, Group Executive For For Mgmt
Committee, and Certain Other Executive Managers
18a Authorize Share Repurchase Program For For Mgmt
18b Authorize Repurchase of Class A and/or Class C Shares of up to For For Mgmt
Ten Percent of Issued Shares and Reissuance of Repurchased
Shares Inter Alia in for Capital Purposes and Long-Term
Incentive Plans
18c Approve Transfer of Shares to Participants in 2017 Long-Term For For Mgmt
Equity Programs
19 Approve Issuance of Covertible Capital Instruments For For Mgmt
Corresponding to a Maximum of10 Percent of the Total Number of
Shares
20 Approve Proposal Concerning the Appointment of Auditors in For For Mgmt
Foundations Without Own Management
21a Adopt a Vision for Absolute Gender Equality on All Levels None Against ShrHlder
Within the Company
21b Instruct the Board to Set Up a Working Group Concerning Gender None Against ShrHlder
and Ethnicity Diversification Within the Company
21c Require the Results from the Working Group Concerning Item 21a None Against ShrHlder
to be Reported to the AGM
21d Request Board to Take Necessary Action to Create a None Against ShrHlder
Shareholders' Association
21e Prohibit Directors from Being Able to Invoice Director's Fees None Against ShrHlder
via Swedish and Foreign Legal Entities
21f Instruct the Nomination Committee to Pay Extra Attention to None Against ShrHlder
Questions Concerning Ethics, Gender, and Ethnicity
21g Instruct the Board to Prepare a Proposal for the None Against ShrHlder
Representation of Small- and Midsized Shareholders in the
Board and Nomination Committee
21h Request Board to Propose to the Appropriate Authority to Bring None Against ShrHlder
About a Changed Regulation in the Area Relating to Item 21e
21i Instruct the Board to Perform an Investigation of the None For ShrHlder
Consequences of an Abolishment of the Differentiated Voting
Powers at SEB; Submit Proposal for Actions and Report it on AGM
21j Request Board to Propose to the Swedish Government Legislation None Against ShrHlder
on the Abolition of Voting Power Differences in Swedish
Limited Liability Companies
21k Request Board to Propose to the Swedish Government to Draw None Against ShrHlder
Attention to the Need for Introducing a "Politician
Quarantine"
22 Amend Articles Re: Former Politicians on the Board of None Against ShrHlder
Directors
23 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/29/17 Zurich Insurance Group AG ZURN.VX H9870Y105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Accept Financial Statements and Statutory Reports For For Mgmt
1.2 Approve Remuneration Report For For Mgmt
2.1 Approve Allocation of Income and Dividends of CHF 11.30 per For For Mgmt
Share from Available Earnings
2.2 Approve Dividends of CHF 5.70 per Share from Capital For For Mgmt
Contribution Reserves
3 Approve Discharge of Board and Senior Management For For Mgmt
4.1a Reelect Tom de Swaan as Director and Board Chairman For For Mgmt
4.1b Reelect Joan Amble as Director For For Mgmt
4.1c Reelect Susan Bies as Director For For Mgmt
4.1d Reelect Alison Carnwath as Director For For Mgmt
4.1e Reelect Christoph Franz as Director For For Mgmt
4.1f Reelect Jeffrey Hayman as Director For For Mgmt
4.1g Reelect Fred Kindle as Director For For Mgmt
4.1h Reelect Monica Maechler as Director For For Mgmt
4.1i Reelect Kishore Mahbubani as Director For For Mgmt
4.1j Reelect David Nish as Director For For Mgmt
4.1k Elect Catherine Bessant as Director For For Mgmt
4.2.1 Appoint Tom de Swaan as Member of the Compensation Committee For For Mgmt
4.2.2 Appoint Christoph Franz as Member of the Compensation For For Mgmt
Committee
4.2.3 Appoint Fred Kindle as Member of the Compensation Committee For For Mgmt
4.2.4 Appoint Kishore Mahbubani as Member of the Compensation For For Mgmt
Committee
4.3 Designate Andreas Keller as Independent Proxy For For Mgmt
4.4 Ratify PricewaterhouseCoopers AG as Auditors For For Mgmt
5.1 Approve Maximum Remuneration of Board of Directors Until 2018 For For Mgmt
AGM in the Amount of CHF 5 Million
5.2 Approve Maximum Remuneration of Executive Committee for Fiscal For For Mgmt
2018 in the Amount of CHF 74.3 Million
6 Approve Creation of CHF 4.5 Million Pool of Authorized Share For For Mgmt
Capital with Partial Exclusion of Preemptive Rights and CHF 3
Million Pool of Contingent Share Capital without Preemptive
Rights
7 Amend Articles Re: Resolutions and Elections, Duties and For For Mgmt
Competencies of the Board, Transfer of Competencies, Board
Resolutions and Minutes, and Loans to Board Members or
Executives
8 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/30/17 Canon Inc. 7751.JP J05124144
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of JPY 75 For For Mgmt
2.1 Elect Director Mitarai, Fujio For For Mgmt
2.2 Elect Director Maeda, Masaya For For Mgmt
2.3 Elect Director Tanaka, Toshizo For For Mgmt
2.4 Elect Director Matsumoto, Shigeyuki For For Mgmt
2.5 Elect Director Homma, Toshio For For Mgmt
2.6 Elect Director Saida, Kunitaro For For Mgmt
2.7 Elect Director Kato, Haruhiko For For Mgmt
3 Appoint Statutory Auditor Yoshida, Hiroshi For For Mgmt
4 Approve Annual Bonus For For Mgmt
-111-
MEETING DATE COMPANY TICKER SECURITY ID
03/30/17 Carlsberg CARLB.DC K36628137
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Report of Board Mgmt
2 Accept Financial Statements and Statutory Reports; Approve For For Mgmt
Remuneration of Directors; Approve Discharge of Management and
Board
3 Approve Allocation of Income and Dividends of DKK 10 Per Share For For Mgmt
4a Approve Guidelines for Incentive-Based Compensation for For For Mgmt
Executive Management and Board
4b Approve Remuneration of Directors in the Amount of DKK 1.85 For Against Mgmt
Million for Chairman, DKK 618,000 for Vice Chair, and DKK
412,000 for Other Directors; Approve Remuneration for
Committee Work
4c Amend Articles Re: Company Announcements in English Only For For Mgmt
4d Amend Articles Re: Abolish the Use of the Danish Business For For Mgmt
Authority's IT System for Convening and Announcing Annual
General Meetings
5a Reelect Flemming Besenbacher as Director For For Mgmt
5b Reelect Lars Rebien Sorensen as Director For For Mgmt
5c Reelect Richard Burrows as Director For For Mgmt
5d Reelect Donna Cordner as Director For For Mgmt
5e Reelect Cornelius Job van der Graaf as Director For For Mgmt
5f Reelect Carl Bache as Director For For Mgmt
5g Reelect Soren-Peter Fuchs Olesen For For Mgmt
5h Reelect Nina Smith as Director For For Mgmt
5i Reelect Lars Stemmerik as Director For For Mgmt
5j Elect Nancy Cruickshank as New Director For For Mgmt
6 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/30/17 ISS A/S ISS.DC K5591Y107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Report of Board Mgmt
2 Accept Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation of Income and Dividends of DKK 7.70 Per For For Mgmt
Share
4 Approve Discharge of Management and Board For For Mgmt
5 Authorize Share Repurchase Program For For Mgmt
6 Approve Remuneration of Directors in the Amount of DKK 1.26 For For Mgmt
Million for Chairman, DKK 630,000 for Deputy Chairman and DKK
420,000 for Other Directors; Approve Compensation for
Committee Work
7a Reelect Lord Allen of Kensington Kt CBE as Director For For Mgmt
7b Reelect Thomas Berglund as Director For For Mgmt
7c Reelect Claire Chiang as Director For For Mgmt
7d Reelect Henrik Poulsen as Director For For Mgmt
7e Reelect Ben Stevens as Director For For Mgmt
7f Reelect Cynthia Mary Trudell as Director For For Mgmt
8 Ratify Ernst & Young as Auditors For For Mgmt
9 Other Business Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/30/17 Swedbank AB SWEDA.SS W94232100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect Chairman of Meeting For For Mgmt
3 Prepare and Approve List of Shareholders For For Mgmt
4 Approve Agenda of Meeting For For Mgmt
5 Designate Inspector(s) of Minutes of Meeting For For Mgmt
6 Acknowledge Proper Convening of Meeting For For Mgmt
7a Receive Financial Statements and Statutory Reports Mgmt
7b Receive Auditor's Report Mgmt
7c Receive President's Report Mgmt
8 Accept Financial Statements and Statutory Reports For For Mgmt
9 Approve Allocation of Income and Dividends of SEK 13.20 Per For For Mgmt
Share
10a Approve Discharge of Michael Wolf For For Mgmt
10b Approve Discharge of Anders Sundstrom For For Mgmt
10c Approve Discharge of Anders Igel For For Mgmt
10d Approve Discharge of Maj-Charlotte Wallin For For Mgmt
10e Approve Discharge of Lars Idermark For For Mgmt
10f Approve Discharge of Ulrika Francke For For Mgmt
10g Approve Discharge of Goran Hedman For For Mgmt
10h Approve Discharge of Pia Rudengren For For Mgmt
10i Approve Discharge of Karl-Henrik Sundstrom For For Mgmt
10j Approve Discharge of Siv Svensson For For Mgmt
10k Approve Discharge of Bodil Eriksson For For Mgmt
10l Approve Discharge of Peter Norman For For Mgmt
10m Approve Discharge of Birgitte Bonnesen For For Mgmt
10n Approve Discharge of Camilla Linder For For Mgmt
10o Approve Discharge of Roger Ljung For For Mgmt
10p Approve Discharge of Ingrid Friberg For For Mgmt
10q Approve Discharge of Karin Sandstrom For For Mgmt
11 Determine Number of Directors (9) and Deputy Directors (0) For For Mgmt
12 Approve Remuneration of Directors in the Amount of SEK 2.46 For For Mgmt
Million for Chairman, SEK 825,000 for Vice Chairman and SEK
550,000 for Other Directors; Approve Remuneration for
Committee Work; Approve Remuneration of Auditors
13a Elect Mats Granryd as New Director For For Mgmt
13b Elect Bo Johansson as New Director For For Mgmt
13c Elect Annika Poutiainen as New Director For For Mgmt
13d Elect Magnus Uggla as New Director For For Mgmt
13e Reelect Lars Idermark as Director For For Mgmt
13f Reelect Ulrika Francke as Director For For Mgmt
13g Reelect Siv Svensson as Director For For Mgmt
13h Reelect Bodil Eriksson as Director For For Mgmt
13i Reelect Peter Norman as Director For For Mgmt
14 Elect Lars Idermark as Board Chairman For For Mgmt
15 Authorize Chairman of Board and Representatives of Five of For For Mgmt
Company's Largest Shareholders to Serve on Nominating
Committee
16 Approve Remuneration Policy And Other Terms of Employment For For For Mgmt
Executive Management
17 Authorize Repurchase Authorization for Trading in Own Shares For For Mgmt
18 Authorize General Share Repurchase Program For For Mgmt
19 Approve Issuance of Convertibles without Preemptive Rights For For Mgmt
20a Approve Common Deferred Share Bonus Plan (Eken 2017) For For Mgmt
20b Approve Deferred Share Bonus Plan for Key Employees (IP 2016) For For Mgmt
20c Approve Equity Plan Financing to Participants of 2017 and For For Mgmt
Previous Programs
21 Implement Lean Concept None Against ShrHlder
22a Adopt a Vision for Absolute Gender Equality on All Levels None Against ShrHlder
Within the Company
22b Instruct the Board to Set Up a Working Group Concerning Gender None Against ShrHlder
and Ethnicity Diversification Within the Company
22c Require the Results from the Working Group Concerning Item 22a None Against ShrHlder
and 22b to be Annually Published
22d Request Board to Take Necessary Action to Create a None Against ShrHlder
Shareholders' Association
22e Prohibit Directors from Being Able to Invoice Director's Fees None Against ShrHlder
via Swedish and Foreign Legal Entities
22f Amend Articles Re: Former Politicians on the Board of None Against ShrHlder
Directors
22g Request Board to Propose to the Swedish Government to Draw None Against ShrHlder
Attention to the Need for Introducing a "Cooling-Off Period"
22h Instruct the Board to Prepare a Proposal for the None Against ShrHlder
Representation of Small- and Midsized Shareholders in the
Board and Nomination Committee
22i Instruct the Board to Perform an Investigation of to what None Against ShrHlder
Extent the Company has Participated in Tax Evasion
(i.e. the Panama Documents) and How the Internal
and External Control
has Failed Regarding this Matter
23 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/31/17 Iberdrola S.A. IBDSF E6165F166
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated and Standalone Financial Statements For For Mgmt
2 Approve Consolidated and Standalone Management Reports For For Mgmt
3 Approve Discharge of Board For For Mgmt
4 Appoint KPMG Auditores as Auditor For For Mgmt
5 Amend Preamble of Bylaws For For Mgmt
6 Amend Articles 7 and 8 Re: Company's Commitment, Mission, For For Mgmt
Vision and Values
7 Amend Article 14 of General Meeting Regulations Re: Right to For For Mgmt
Information and Technical Improvements
8 Amend Articles 19 and 39 of General Meeting Regulations Re: For For Mgmt
Channels for Participation
9 Elect Juan Manuel Gonzalez Serna as Director For For Mgmt
10 Elect Francisco Martinez Corcoles as Director For For Mgmt
11 Approve Allocation of Income and Dividends For For Mgmt
12 Authorize Capitalization of Reserves for Scrip Dividends For For Mgmt
13 Authorize Capitalization of Reserves for Scrip Dividends For For Mgmt
14 Authorize Share Repurchase and Capital Reduction via For For Mgmt
Amortization of Repurchased Shares
15 Approve Restricted Stock Plan For For Mgmt
16 Advisory Vote on Remuneration Report For For Mgmt
17 Authorize Issuance of Non-Convertible Bonds/Debentures and/or For For Mgmt
Other Debt Securities up to EUR 20 Billion and Issuance of
Notes up to EUR 6 Billion
18 Authorize Board to Ratify and Execute Approved Resolutions For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/02/17 Abertis Infraestructuras S.A ABFOF E0003D111
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated and Standalone Financial Statements For For Mgmt
2 Approve Allocation of Income and Dividends For For Mgmt
3 Approve Discharge of Board For For Mgmt
4.1 Amend Articles Re: Board Composition, Meetings and Committees For For Mgmt
4.2 Amend Article 29 Re: Distribution of Dividends For For Mgmt
5 Approve Shareholder Remuneration either in Shares or Cash with For For Mgmt
a Charge Against Reserves
6.1 Ratify Appointment of and Elect Marina Serrano Gonzalez as For For Mgmt
Director
6.2 Ratify Appointment of and Elect Sandrine Lagumina as Director For For Mgmt
6.3 Ratify Appointment of and Elect Enrico Letta as Director For For Mgmt
6.4 Ratify Appointment of and Elect Luis G. Fortuno as Director For For Mgmt
6.5 Ratify Appointment of and Elect Francisco Javier Brossa For For Mgmt
Galofre as Director
6.6 Ratify Appointment of and Elect Director For For Mgmt
6.7 Reelect G3T SL as Director For For Mgmt
7 Renew Appointment of Deloitte as Auditor For For Mgmt
8 Advisory Vote on Remuneration Report For For Mgmt
9 Approve Remuneration Policy For For Mgmt
10 Authorize Board to Ratify and Execute Approved Resolutions For For Mgmt
-112-
MEETING DATE COMPANY TICKER SECURITY ID
04/03/17 Swisscom AG SCMN.VX H8398N104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Accept Financial Statements and Statutory Reports For For Mgmt
1.2 Approve Remuneration Report For For Mgmt
2 Approve Allocation of Income and Dividends of CHF 22 per Share For For Mgmt
3 Approve Discharge of Board and Senior Management For For Mgmt
4.1 Reelect Roland Abt as Director For For Mgmt
4.2 Reelect Valerie Berset Bircher as Director For For Mgmt
4.3 Reelect Alain Carrupt as Director For For Mgmt
4.4 Reelect Frank Esser as Director For For Mgmt
4.5 Reelect Barbara Frei as Director For For Mgmt
4.6 Reelect Catherine Muehlemann as Director For For Mgmt
4.7 Reelect Theophil Schlatter as Director For For Mgmt
4.8 Reelect Hansueli Loosli as Director For For Mgmt
4.9 Reelect Hansueli Loosli as Board Chairman For For Mgmt
5.1 Appoint Frank Esser as Member of the Compensation Committee For For Mgmt
5.2 Appoint Barbara Frei as Member of the Compensation Committee For For Mgmt
5.3 Appoint Hansueli Loosli as Member of the Compensation For For Mgmt
Committee
5.4 Appoint Theophil Schlatter as Member of the Compensation For For Mgmt
Committee
5.5 Appoint Renzo Simoni as Member of the Compensation Committee For For Mgmt
6.1 Approve Remuneration of Directors in the Amount of CHF 2.5 For For Mgmt
Million
6.2 Approve Remuneration of Executive Committee in the Amount of For For Mgmt
CHF 9.7 Million
7 Designate Reber Rechtsanwaelte as Independent Proxy For For Mgmt
8 Ratify KPMG AG as Auditors For For Mgmt
9 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/05/17 Geberit AG GEBN.VX H2942E124
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends of CHF 10 per Share For For Mgmt
3 Approve Discharge of Board of Directors For For Mgmt
4.1.1 Reelect Albert M. Baehny as Director and Board Chairman For For Mgmt
4.1.2 Reelect Felix R. Ehrat as Director For For Mgmt
4.1.3 Reelect Thomas M. Huebner as Director For For Mgmt
4.1.4 Reelect Hartmut Reuter as Director For For Mgmt
4.1.5 Reelect Jorgen Tang-Jensen Director For For Mgmt
4.1.6 Elect Eunice Zehnder-Lai as Director For For Mgmt
4.2.1 Reelect Hartmut Reuter as Member of the Compensation Committee For For Mgmt
4.2.2 Reelect Jorgen Tang-Jensen as Member of the Compensation For For Mgmt
Committee
4.2.3 Reelect Eunice Zehnder-Lai as Member of the Compensation For For Mgmt
Committee
5 Designate Roger Mueller as Independent Proxy For For Mgmt
6 Ratify PricewaterhouseCoopers AG as Auditors For For Mgmt
7.1 Approve Remuneration Report For For Mgmt
7.2 Approve Remuneration of Directors in the Amount of CHF 2.35 For For Mgmt
Million
7.3 Approve Remuneration of Executive Committee in the Amount of For For Mgmt
CHF 11.3 Million
8 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/05/17 Telia Company AB TELIA.SS W95890104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Chairman of Meeting For For Mgmt
2 Prepare and Approve List of Shareholders For For Mgmt
3 Approve Agenda of Meeting For For Mgmt
4 Designate Inspector(s) of Minutes of Meeting For For Mgmt
5 Acknowledge Proper Convening of Meeting For For Mgmt
6 Receive Financial Statements and Statutory Reports; Receive Mgmt
Report by Chairman of the Board; Receive CEO's report
7 Accept Financial Statements and Statutory Reports For For Mgmt
8 Approve Allocation of Income and Dividends of SEK 2 Per Share For For Mgmt
9 Approve Discharge of Board and President For For Mgmt
10 Determine Number of Directors (8) and Deputy Directors (0) of For For Mgmt
Board
11 Approve Remuneration of Directors in the Amount of SEK 1.65 For For Mgmt
Million to Chair SEK 795,000 to Vice Chair and SEK 560,000 to
Other Directors; Approve Remuneration for Committee Work
12a Reelect Susanna Campbell as Director For For Mgmt
12b Reelect Marie Ehrling as Director For For Mgmt
12c Reelect Olli-Pekka Kallasvuo as Director For For Mgmt
12d Reelect Mikko Kosonen as Director For For Mgmt
12e Reelect Nina Linander as Director For For Mgmt
12f Reelect Martin Lorentzon as Director For For Mgmt
12g Reelect Anna Settman as Director For For Mgmt
12h Reelect Olaf Swantee as Director For For Mgmt
13a Reelect Marie Ehrling as Board Chairman For For Mgmt
13b Reelect Olli-Pekka Kallasvuo as Vice Chairman For For Mgmt
14 Determine Number of Auditors (1) and Deputy Auditors (0) For For Mgmt
15 Approve Remuneration of Auditors For For Mgmt
16 Ratify Deloitte as Auditors For For Mgmt
17 Authorize Chairman of Board and Representatives of Four of For For Mgmt
Company's Largest Shareholders to Serve on Nominating
Committee
18 Approve Remuneration Policy And Other Terms of Employment For For For Mgmt
Executive Management
19 Authorize Share Repurchase Program and Reissuance of For For Mgmt
Repurchased Shares
20a Approve Performance Share Program for Key Employees For Against Mgmt
20b Approve Transfer of Shares in Connection with Performance For Against Mgmt
Share Program
21a Adopt a Vision for Absolute Gender Equality on All Levels None Against ShrHlder
Within the Company
21b Instruct the Board to Set Up a Working Group Concerning Gender None Against ShrHlder
and Ethnicity
21c Require the Results from the Working Group Concerning Item 21a None Against ShrHlder
to be Reported to the AGM
21d Request Board to Take Necessary Action to Create a New None Against ShrHlder
Shareholders' Association
21e Prohibit Directors from Being Able to Invoice Director's Fees None Against ShrHlder
via Swedish and Foreign Legal Entities
21f Instruct the Nomination Committee to Pay Extra Attention to None Against ShrHlder
Questions Concerning Ethics, Gender, and Ethnicity
21g Instruct the Board to Prepare a Proposal for the None Against ShrHlder
Representation of Small- and Midsized Shareholders in the
Board and Nomination Committee
21h Instruct the Board to Perform an Investigation About How the None Against ShrHlder
Main Ownership Has Been Exercised By The Governments of
Finland and Sweden
21i Instruct the Board to Peform an Investigation About the None Against ShrHlder
Relationship Between the Current Shareholders Association and
the Company, Paying Particular Attention to the Financial
Aspects
21j Instruct the Board to Perform an Investigation of the None Against ShrHlder
Company's Non-European Business, Paying Particular Attention
to the Actions of the Board, CEO and Auditors
21k Require the Materials From the Investigation Concerning item None Against ShrHlder
21j to be Made Public Both Internally and Externally
22 Amend Articles Re: Former Politicians on the Board of None Against ShrHlder
Directors
MEETING DATE COMPANY TICKER SECURITY ID
04/06/17 Henkel AG & Co. KGaA HEN3.GY D32051126
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports for Fiscal For For Mgmt
2016
2 Approve Allocation of Income and Dividends of EUR 1.60 per For For Mgmt
Ordinary Share and EUR 1.62 per Preferred Share
3 Approve Discharge of Personally Liable Partner for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
5 Approve Discharge of the Shareholders' Committee for Fiscal For For Mgmt
2016
6 Ratify KPMG AG as Auditors for Fiscal 2017 For For Mgmt
7.1 Approve Affiliation Agreement with Subsidiary Henkel Vierte For For Mgmt
Verwaltungsgesellschaft mbH
7.2 Approve Affiliation Agreement with Subsidiary Fuenfte For For Mgmt
Verwaltungsgesellschaft mbH
7.3 Approve Affiliation Agreement with Subsidiary Henkel For For Mgmt
Investment GmbH
7.4 Approve Affiliation Agreement with Subsidiary Schwarzkopf & For For Mgmt
Henkel Production Europe Geschaeftsfuehrungsgesellschaft mbH
-113-
MEETING DATE COMPANY TICKER SECURITY ID
04/06/17 Nestle SA NESN.VX H57312649
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Accept Financial Statements and Statutory Reports For For Mgmt
1.2 Approve Remuneration Report For For Mgmt
2 Approve Discharge of Board and Senior Management For For Mgmt
3 Approve Allocation of Income and Dividends of CHF 2.30 per For For Mgmt
Share
4.1a Reelect Paul Bulcke as Director For For Mgmt
4.1b Reelect Andreas Koopmann as Director For For Mgmt
4.1c Reelect Henri de Castries as Director For For Mgmt
4.1d Reelect Beat W. Hess as Director For For Mgmt
4.1e Reelect Renato Fassbind as Director For For Mgmt
4.1f Reelect Steven G. Hoch as Director For For Mgmt
4.1g Reelect Naina Lal Kidwai as Director For For Mgmt
4.1h Reelect Jean-Pierre Roth as Director For For Mgmt
4.1i Reelect Ann M. Veneman as Director For For Mgmt
4.1j Reelect Eva Cheng as Director For For Mgmt
4.1k Reelect Ruth K. Oniang'o as Director For For Mgmt
4.1l Reelect Patrick Aebischer as Director For For Mgmt
4.2a Elect Ulf Mark Schneider as Director For For Mgmt
4.2b Elect Ursula M. Burns as Director For For Mgmt
4.3 Elect Paul Bulcke as Board Chairman For For Mgmt
4.4a Appoint Beat W. Hess as Member of the Compensation Committee For For Mgmt
4.4b Appoint Andreas Koopmann as Member of the Compensation For For Mgmt
Committee
4.4c Appoint Jean-Pierre Roth as Member of the Compensation For For Mgmt
Committee
4.4d Appoint Patrick Aebischer as Member of the Compensation For For Mgmt
Committee
4.5 Ratify KPMG AG as Auditors For For Mgmt
4.6 Designate Hartmann Dreyer as Independent Proxy For For Mgmt
5.1 Approve Remuneration of Directors in the Amount of CHF 10 For For Mgmt
Million
5.2 Approve Remuneration of Executive Committee in the Amount of For For Mgmt
CHF 60 Million
6 Transact Other Business (Voting) Against Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/06/17 Smith & Nephew plc SN/.LN G82343164
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Policy For For Mgmt
3 Approve Remuneration Report For For Mgmt
4 Approve Final Dividend For For Mgmt
5 Elect Graham Baker as Director For For Mgmt
6 Re-elect Vinita Bali as Director For For Mgmt
7 Re-elect Ian Barlow as Director For For Mgmt
8 Re-elect Olivier Bohuon as Director For For Mgmt
9 Re-elect Baroness Virginia Bottomley as Director For For Mgmt
10 Re-elect Erik Engstrom as Director For For Mgmt
11 Re-elect Robin Freestone as Director For For Mgmt
12 Re-elect Michael Friedman as Director For For Mgmt
13 Re-elect Joseph Papa as Director For For Mgmt
14 Re-elect Roberto Quarta as Director For For Mgmt
15 Reappoint KPMG LLP as Auditors For For Mgmt
16 Authorise Board to Fix Remuneration of Auditors For For Mgmt
17 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
18 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
19 Authorise Market Purchase of Ordinary Shares For For Mgmt
20 Authorise the Company to Call General Meeting with Two Weeks' For For Mgmt
Notice
MEETING DATE COMPANY TICKER SECURITY ID
04/07/17 ICA Gruppen AB ICA.SS W4248R109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect Chairman of Meeting For For Mgmt
3 Prepare and Approve List of Shareholders For For Mgmt
4 Approve Agenda of Meeting For For Mgmt
5 Designate Inspector(s) of Minutes of Meeting For For Mgmt
6 Acknowledge Proper Convening of Meeting For For Mgmt
7 Receive Report on Operations Mgmt
8 Receive Report on Board's Work Mgmt
9 Receive Financial Statements and Statutory Reports Mgmt
10 Accept Financial Statements and Statutory Reports For For Mgmt
11 Approve Allocation of Income and Dividends of SEK 10.50 Per For For Mgmt
Share
12 Approve Discharge of Board and President For For Mgmt
13 Receive Report on Nominating Committee's Work Mgmt
14 Determine Number of Members (10) and Deputy Members (0) of For For Mgmt
Board; Determine Number of Auditors (1) and Deputy Auditors
(0)
15 Approve Remuneration of Directors in the Amount of SEK 1.03 For For Mgmt
million for Chairman and SEK 425,000 for Other Directors;
Approve Remuneration for Committee Work; Approve Remuneration
of Auditors
16 Reelect Goran Blomberg, Cecilia Daun Wennborg, Andrea Gisle For Against Mgmt
Joosen, Fredrik Hagglund, Jeanette Jager, Bengt Kjell, Magnus
Moberg, Jan Olofsson and Claes-Goran Sylven (Chair) as
Directors; Elect Anette Wiotti as New Director
17 Ratify KPMG as Auditors For For Mgmt
18 Authorize Chairman of Board and Representatives of Four of For For Mgmt
Company's Largest Shareholders to Serve on Nominating
Committee
19 Approve Remuneration Policy And Other Terms of Employment For For Against Mgmt
Executive Management
20 Amend Articles Re: Eliminated Share Class, Change of For For Mgmt
Registered Office, Editorial Changes
21 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/07/17 Westfield Corp WFD.AU Q97062105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
2 Approve the Remuneration Report For For Mgmt
3 Elect Brian Schwartz as Director For For Mgmt
4 Elect Roy Furman as Director For For Mgmt
5 Elect Mark R Johnson as Director For For Mgmt
6 Elect Steven Lowy as Director For For Mgmt
7 Elect Jeffrey Goldstein as Director For For Mgmt
8 Elect Dawn Ostroff as Director For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/11/17 Swiss Prime Site AG SPSN.SW H8403W107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Discharge of Board and Senior Management For For Mgmt
4 Approve Allocation of Income For For Mgmt
5 Approve Dividends of CHF 3.70 per Share from Capital For For Mgmt
Contribution Reserves
6.1 Approve Maximum Remuneration of Board of Directors for 2017 For For Mgmt
Fiscal Year in the Amount of CHF 1.6 Million
6.2 Approve Maximum Fixed and Variable Remuneration of Executive For Against Mgmt
Committee for 2017 Fiscal Year in the Amount of CHF 8.3
Million
7.1.1 Reelect Elisabeth Bourqui as Director For For Mgmt
7.1.2 Reelect Christopher Chambers as Director For For Mgmt
7.1.3 Reelect Markus Graf as Director For Against Mgmt
7.1.4 Reelect Rudolf Huber as Director For Against Mgmt
7.1.5 Reelect Mario Seris as Director For Against Mgmt
7.1.6 Reelect Klaus Wecken as Director For Against Mgmt
7.1.7 Reelect Hans Peter Wehrli as Director For Against Mgmt
7.2 Reelect Hans Peter Wehrli as Board Chairman For Against Mgmt
7.3.1 Appoint Elisabeth Bourqui as Member of the Compensation For For Mgmt
Committee
7.3.2 Appoint Christopher Chambers as Member of the Compensation For For Mgmt
Committee
7.3.3 Appoint Mario Seris as Member of the Compensation Committee For Against Mgmt
7.4 Designate Paul Wiesli as Independent Proxy For For Mgmt
7.5 Ratify KPMG AG as Auditors For For Mgmt
8 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/12/17 Julius Baer Gruppe AG BAER.VX H4414N103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Accept Financial Statements and Statutory Reports For For Mgmt
1.2 Approve Remuneration Report For For Mgmt
2 Approve Allocation of Income and Dividends of CHF 1.20 per For For Mgmt
Share
3 Approve Discharge of Board and Senior Management For For Mgmt
4.1 Approve Maximum Remuneration of Board of Directors in the For For Mgmt
Amount of CHF 3.8 Million
4.2.1 Approve Variable Cash-Based Remuneration of Executive For For Mgmt
Committee for Fiscal 2016 in the Amount of CHF 6.1 Million
4.2.2 Approve Variable Share-Based Remuneration of Executive For For Mgmt
Committee for Fiscal 2017 in the Amount of CHF 6.7 Million
4.2.3 Approve Maximum Fixed Remuneration of Executive Committee for For For Mgmt
Fiscal 2018 in the Amount of CHF 5.7 Million
5.1.1 Reelect Daniel Sauter as Director For For Mgmt
5.1.2 Reelect Gilbert Achermann as Director For For Mgmt
5.1.3 Reelect Ann Almeida as Director For For Mgmt
5.1.4 Reelect Andreas Amschwand as Director For For Mgmt
5.1.5 Reelect Heinrich Baumann as Director For For Mgmt
5.1.6 Reelect Paul Chow as Director For For Mgmt
5.1.7 Reelect Claire Giraut as Director For For Mgmt
5.1.8 Reelect Gareth Penny as Director For For Mgmt
5.1.9 Reelect Charles Stonehill as Director For For Mgmt
5.2 Elect Ivo Furrer as Director For For Mgmt
5.3 Elect Daniel Sauter as Board Chairman For For Mgmt
5.4.1 Appoint Ann Almeida as Member of the Compensation Committee For For Mgmt
5.4.2 Appoint Gilbert Achermann as Member of the Compensation For For Mgmt
Committee
5.4.3 Appoint Heinrich Baumann as Member of the Compensation For For Mgmt
Committee
5.4.4 Appoint Gareth Penny as Member of the Compensation Committee For For Mgmt
6 Ratify KPMG AG as Auditors For For Mgmt
7 Designate Marc Nater as Independent Proxy For For Mgmt
8 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/13/17 ABB Ltd. ABBN.VX H0010V101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report (Non-Binding) For Against Mgmt
3 Approve Discharge of Board and Senior Management For Against Mgmt
4 Approve Allocation of Income and Dividends of CHF 0.76 per For For Mgmt
Share
5 Approve CHF 5.6 Million Reduction in Share Capital via For For Mgmt
Cancellation of Repurchased Shares
6 Approve Creation of CHF 24 Million Pool of Authorized Share For For Mgmt
Capital without Preemptive Rights
7.1 Approve Maximum Remuneration of Board of Directors in the For For Mgmt
Amount of CHF 4.4 Million
7.2 Approve Maximum Remuneration of Executive Committee in the For Against Mgmt
Amount of CHF 52 Million
8.1 Reelect Matti Alahuhta as Director For For Mgmt
8.2 Reelect David Constable as Director For For Mgmt
8.3 Reelect Frederico Curado as Director For For Mgmt
8.4 Elect Lars Foerberg as Director For For Mgmt
8.5 Reelect Louis Hughes as Director For For Mgmt
8.6 Reelect David Meline as Director For For Mgmt
8.7 Reelect Satish Pai as Director For For Mgmt
8.8 Reelect Jacob Wallenberg as Director For For Mgmt
8.9 Reelect Ying Yeh as Director For For Mgmt
8.10 Reelect Peter Voser as Director and Board Chairman For For Mgmt
9.1 Appoint David Constable as Member of the Compensation For For Mgmt
Committee
9.2 Appoint Frederico Curado as Member of the Compensation For For Mgmt
Committee
9.3 Appoint Ying Yeh as Member of the Compensation Committee For For Mgmt
10 Designate Hans Zehnder as Independent Proxy For For Mgmt
11 Ratify Ernst and Young AG as Auditors For For Mgmt
12 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/13/17 CapitaLand Mall Trust CT.SP Y1100L160
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Trustee's Report, Statement by the Manager, Audited For For Mgmt
Financial Statements and Auditors' Report
2 Approve KPMG LLP as Auditors and Authorize Manager to Fix For For Mgmt
Their Remuneration
3 Approve Issuance of Equity or Equity-Linked Securities with or For For Mgmt
without Preemptive Rights
4 Authorize Share Repurchase Program For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/13/17 Christian Dior CDI.FP F26334106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Auditors' Special Report on Related-Party Transactions For Against Mgmt
4 Approve Allocation of Income and Dividends of EUR 1.40 per For For Mgmt
Share
5 Reelect Bernard Arnault as Director For Against Mgmt
6 Reelect Sidney Toledano as Director For For Mgmt
7 Elect Luisa Loro Piana as Director For Against Mgmt
8 Appoint Pierre Gode as Censor For Against Mgmt
9 Non-Binding Vote on Compensation of Bernard Arnault, Chairman For For Mgmt
10 Non-Binding Vote on Compensation of Sidney Toledano, CEO For Against Mgmt
11 Approve Remuneration Policy of Executive Officers For Against Mgmt
12 Amend Article 4,17,21 of Bylaws to Comply with New Regulation For Against Mgmt
13 Delegate Power to the Board of Directors to Amend the Bylaws For Against Mgmt
to Comply with New Regulation
-114-
MEETING DATE COMPANY TICKER SECURITY ID
04/18/17 CapitaLand Commercial Trust CCT.SP Y1091F107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Report of the Trustee, Statement by the Manager, Audited For For Mgmt
Financial Statements and Auditors' Report
2 Approve KPMG LLP as Auditors and Authorize Board to Fix Their For For Mgmt
Remuneration
3 Approve Issuance of Equity or Equity- Linked Securities with For For Mgmt
or without Preemptive Rights
4 Authorize Unit Repurchase Program For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 Bunzl plc BNZL.LN G16968110
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Re-elect Philip Rogerson as Director For For Mgmt
4 Re-elect Frank van Zanten as Director For For Mgmt
5 Re-elect Patrick Larmon as Director For For Mgmt
6 Re-elect Brian May as Director For For Mgmt
7 Re-elect Eugenia Ulasewicz as Director For For Mgmt
8 Re-elect Jean-Charles Pauze as Director For For Mgmt
9 Re-elect Vanda Murray as Director For For Mgmt
10 Elect Lloyd Pitchford as Director For For Mgmt
11 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
12 Authorise Board to Fix Remuneration of Auditors For For Mgmt
13 Approve Remuneration Policy For For Mgmt
14 Approve Remuneration Report For For Mgmt
15 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
16 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
17 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital Investment
18 Authorise Market Purchase of Ordinary Shares For For Mgmt
19 Authorise the Company to Call General Meeting with Two Weeks' For For Mgmt
Notice
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 Eiffage FGR.FP F2924U106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 1.50 per For For Mgmt
Share
4 Approve Auditors' Special Report on New Related-Party For For Mgmt
Transactions
5 Reelect Marie Lemarie as Director For For Mgmt
6 Reelect Therese Cornil as Director For For Mgmt
7 Reelect Carol Xueref as Director For For Mgmt
8 Elect Bruno Flichy as Director For For Mgmt
9 Reelect Dominique Marcel as Director For For Mgmt
10 Non-Binding Vote on Compensation of Benoit de Ruffray, For Against Mgmt
Chairman and CEO since January 18, 2016
11 Non-Binding Vote on Compensation of Jean-Francois Roverato, For For Mgmt
Chairman until January 17, 2016
12 Non-Binding Vote on Compensation of Max Roche, CEO until For For Mgmt
January 17, 2016
13 Approve Remuneration Policy for CEO and Chairman For For Mgmt
14 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
15 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
16 Authorize Capitalization of Reserves of Up to EUR 80 Million For Against Mgmt
for Bonus Issue or Increase in Par Value
17 Authorize Issuance of Equity or Equity-Linked Securities with For Against Mgmt
Preemptive Rights up to Aggregate Nominal Amount of EUR 150
Million
18 Authorize Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights up to Aggregate Nominal Amount of
EUR 39,232,906
19 Approve Issuance of Equity or Equity-Linked Securities for up For Against Mgmt
to 20 Percent of Issued Capital Per Year for Private
Placements, up to Aggregate Nominal Amount of EUR 39,232,906
20 Authorize Board to Increase Capital in the Event of Additional For Against Mgmt
Demand Related to Delegation Submitted to Shareholder Vote
Above
21 Authorize Capital Increase of up to 10 Percent of Issued For Against Mgmt
Capital for Contributions in Kind
22 Authorize Capital Issuances for Use in Employee Stock Purchase For Against Mgmt
Plans
23 Authorize up to 1 Million Shares for Use in Stock Option Plans For Against Mgmt
24 Amend Article 4 and 28 of Bylaws to Comply with Legal Changes For For Mgmt
25 Delegate Power to the Board of Directors to Amend the Bylaws For Against Mgmt
to Comply with New Regulation
26 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 Proximus Group PROX.BB B10414116
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Directors' Report (Non-Voting) Mgmt
2 Receive Auditors' Report (Non-Voting) Mgmt
3 Receive Information from the Joint Committee Mgmt
4 Receive Consolidated Financial Statements and Statutory Mgmt
Reports (Non-Voting)
5 Approve Financial Statements, Allocation of Income, and For For Mgmt
Dividends of EUR 1.50 per Share
6 Approve Remuneration Report For For Mgmt
7 Approve Discharge of Directors For For Mgmt
8 Approve Special Discharge of Directors Whose Mandate Ended For For Mgmt
During Fiscal Year 2016
9 Approve Discharge of Auditors For For Mgmt
10 Grant Special Discharge to Geert Verstraeten for Fulfillment For For Mgmt
of his Mandate as Chairman and Board Member of External
Auditor
11 Grant Special Discharge to Luc Callaert for Fulfillment of his For For Mgmt
Mandate as Board Member of External Auditor
12 Approve Discharge of Deloitte as Auditor in Charge of For For Mgmt
Certifying the Consolidated Accounts
13 Grant Special Discharge to Geert Verstraeten for Fulfillment For For Mgmt
of his Mandate as Board Member of External Auditor
14 Reelect Pierre Demuelenaere as Director For For Mgmt
15 Adopt Financial Statements of Wireless Technologies For For Mgmt
16 Receive Directors' and Auditors' Reports of Wireless Mgmt
Technologies (Non-Voting)
17 Approve Discharge of Directors of Wireless Technologies For For Mgmt
18 Approve Discharge of Auditors of Wireless Technologies For For Mgmt
19 Transact Other Business Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/19/17 RELX NV REN.NA N73430113
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Receive Report of Management Board (Non-Voting) Mgmt
3.a Amend Remuneration Policy For For Mgmt
3.b Amend Restricted Stock Plan For For Mgmt
3.c Approve Addition of a Deferred Share Element to the Annual For For Mgmt
Incentive Plan
4 Discuss Remuneration Report Containing Remuneration Policy for Mgmt
Management Board Members
5 Adopt Financial Statements and Statutory Reports For For Mgmt
6 Approve Dividends of EUR 0.423 Per Share For For Mgmt
7.a Approve Discharge of Executive Directors For For Mgmt
7.b Approve Discharge of Non-Executive Directors For For Mgmt
8 Ratify Ernst & Young as Auditor For For Mgmt
9.a Reelect Anthony Habgood as Non-Executive Director For For Mgmt
9.b Reelect Wolfhart Hauser as Non-Executive Director For For Mgmt
9.c Reelect Adrian Hennah as Non-Executive Director For For Mgmt
9.d Reelect Marike van Lier Lels as Non-Executive Director For For Mgmt
9.e Reelect Robert MacLeod as Non-Executive Director For For Mgmt
9.f Relect Carol Mills as Non-Executive Director For For Mgmt
9.g Reelect Linda Sanford as Non-Executive Director For For Mgmt
9.h Reelect Ben van der Veer as Non-Executive Director For For Mgmt
10.a Reelect Erik Engstrom as Executive Director For For Mgmt
10.b Reelect Nick Luff as Executive Director For For Mgmt
11.a Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
11.b Approve Cancellation of up to 50 Million Ordinary Shares Held For For Mgmt
in Treasury
12.a Grant Board Authority to Issue Shares Up To 10 Percent of For For Mgmt
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger
12.b Authorize Board to Exclude Preemptive Rights from Share For For Mgmt
Issuances under Item 12.a
13 Other Business (Non-Voting) Mgmt
14 Close Meeting Mgmt
-115-
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Adecco Group AG ADEN.VX H00392318
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Accept Financial Statements and Statutory Reports For For Mgmt
1.2 Approve Remuneration Report For For Mgmt
2.1 Approve Allocation of Income and Dividends of CHF 1.50 per For For Mgmt
Share
2.2 Approve EUR 154 Million Reduction in Share Capital and Capital For For Mgmt
Repayment of EUR 0.90 per Share
2.3 Amend Articles Re: Threshold to Submit Items to Agenda For For Mgmt
3 Approve Discharge of Board and Senior Management For For Mgmt
4.1 Approve Remuneration of Directors in the Amount of CHF 4.7 For For Mgmt
Million
4.2 Approve Remuneration of Executive Committee in the Amount of For For Mgmt
CHF 34.8 Million
5.1.1 Reelect Rolf Doerig as Director and as Board Chairman For For Mgmt
5.1.2 Reelect Jean-Christophe Deslarzes as Director For For Mgmt
5.1.3 Reelect Alexander Gut as Director For For Mgmt
5.1.4 Reelect Didier Lamouche as Director For For Mgmt
5.1.5 Reelect David Prince as Director For For Mgmt
5.1.6 Reelect Wanda Rapaczynski as Director For For Mgmt
5.1.7 Reelect Kathleen Taylor as Director For For Mgmt
5.1.8 Elect Ariane Gorin as Director For For Mgmt
5.2.1 Appoint Alexander Gut as Member of the Compensation Committee For For Mgmt
5.2.2 Appoint Jean-Christophe Deslarzes as Member of the For For Mgmt
Compensation Committee
5.2.3 Appoint Wanda Rapaczynski as Member of the Compensation For For Mgmt
Committee
5.2.4 Appoint Kathleen Taylor as Member of the Compensation For For Mgmt
Committee
5.3 Designate Andreas Keller as Independent Proxy For For Mgmt
5.4 Ratify Ernst & Young AG as Auditors For For Mgmt
6.1 Approve Partial Cancellation of Conditional Capital For For Mgmt
6.2 Approve Creation of CHF 855,780 Pool of Capital without For For Mgmt
Preemptive Rights
7 Establish Range for Board Size For Against Mgmt
8 Change Location of Registered Office/Headquarters to Zurich, For For Mgmt
Switzerland
9 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Beiersdorf AG BDRFF D08792109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.70 per For For Mgmt
Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
5 Ratify Ernst & Young GmbH as Auditors for Fiscal 2017 For For Mgmt
6.1 Elect Hong Chow to the Supervisory Board For For Mgmt
6.2 Elect Beatrice Dreyfus as Alternate Supervisory Board Member For For Mgmt
7 Approve Remuneration System for Management Board Members For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Gas Natural SDG S.A GAS.SM E5499B123
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Standalone Financial Statements For For Mgmt
2 Approve Consolidated Financial Statements For For Mgmt
3 Approve Allocation of Income and Dividends For For Mgmt
4 Approve Reallocation of Reserves For For Mgmt
5 Approve Discharge of Board For For Mgmt
6 Renew Appointment of PricewaterhouseCoopers as Auditor for FY For For Mgmt
2017
7 Appoint Ernst & Young as Auditor for FY 2018, 2019 and 2020 For For Mgmt
8.1 Reelect Enrique Alcantara-Garcia Irazoqui as Director For Against Mgmt
8.2 Ratify Appointment of and Elect Marcelino Armenter Vidal as For Against Mgmt
Director
8.3 Ratify Appointment of and Elect Mario Armero Montes as For Against Mgmt
Director
8.4 Ratify Appointment of and Elect Alejandro Garcia-Bragado For Against Mgmt
Dalmau as Director
8.5 Ratify Appointment of and Elect Josu Jon Imaz San Miguel as For Against Mgmt
Director
8.6 Ratify Appointment of and Elect Rajaram Rao as Director For Against Mgmt
8.7 Reelect Luis Suarez de Lezo Mantilla as Director For Against Mgmt
8.8 Ratify Appointment of and Elect William Alan Woodburn as For Against Mgmt
Director
9.1 Amend Article 44 Re: Director Remuneration For For Mgmt
9.2 Add Additional Provision For For Mgmt
10 Advisory Vote on Remuneration Report For Against Mgmt
11 Approve Remuneration Policy For Against Mgmt
12 Approve Stock-for-Salary Plan For For Mgmt
13 Receive Amendments to Board of Directors Regulations Mgmt
14 Authorize Increase in Capital up to 50 Percent via Issuance of For For Mgmt
Equity or Equity-Linked Securities, Excluding Preemptive
Rights of up to 20 Percent
15 Authorize Board to Ratify and Execute Approved Resolutions For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Heineken Holding NV HEIO.NA N39338194
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Report of Management Board (Non-Voting) Mgmt
2 Discuss Remuneration Report Mgmt
3 Adopt Financial Statements For For Mgmt
4 Receive Explanation on Company's Reserves and Dividend Policy Mgmt
5 Approve Discharge of the Board of Directors For For Mgmt
6.a Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
6.b Grant Board Authority to Issue Shares Up To 10 Percent of For For Mgmt
Issued Capital
6.c Authorize Board to Exclude Preemptive Rights from Issuance For For Mgmt
under Item 6b
7 Ratify Deloitte as Auditors For For Mgmt
8.a Reelect M. Das as Non-Executive Director For Against Mgmt
8.b Reelect A.A.C. de Carvalho as Non-Executive Director For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Heineken NV HEIA.NA N39427211
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.a Receive Report of Management Board (Non-Voting) Mgmt
1.b Discuss Remuneration Report Containing Remuneration Policy for Mgmt
Management Board Members
1.c Adopt Financial Statements and Statutory Reports For For Mgmt
1.d Receive Explanation on Dividend Policy Mgmt
1.e Approve Dividends of EUR1.34 Per Share For For Mgmt
1.f Approve Discharge of Management Board For For Mgmt
1.g Approve Discharge of Supervisory Board For For Mgmt
2.a Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
2.b Grant Board Authority to Issue Shares Up To 10 Percent of For For Mgmt
Issued Capital
2.c Authorize Board to Exclude Preemptive Rights from Issuance For For Mgmt
under Item 2b
3 Amend Performance Criteria of Long-Term Incentive Plan For For Mgmt
4 Ratify Deloitte as Auditors For For Mgmt
5 Reelect J.F.M.L. van Boxmeer to Management Board For For Mgmt
6.a Reelect M. Das to Supervisory Board For For Mgmt
6.b Reelect V.C.O.B.J. Navarre to Supervisory Board For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 Icade ICAD.FP F4931M119
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 4 per Share For For Mgmt
4 Acknowledge Auditors' Special Report on Related-Party For For Mgmt
Transactions Mentioning the Absence of New Transactions
5 Ratify Appointment of Celine Senmartin as Director For For Mgmt
6 Reelect Jean-Paul Faugere as Director For For Mgmt
7 Reelect Olivier Mareuse as Director For For Mgmt
8 Elect Marianne Laurent as Director For For Mgmt
9 Approve Remuneration of Directors in the Aggregate Amount of For For Mgmt
EUR 400,000
10 Non-Binding Vote on Compensation of Andre Martinez, Chairman For For Mgmt
of the Board
11 Non-Binding Vote on Compensation of Olivier Wigniolle, CEO For For Mgmt
12 Approve Remuneration Policy of Andre Martinez, Chairman of the For For Mgmt
Board
13 Approve Remuneration Policy of Olivier Wigniolle, CEO For For Mgmt
14 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
15 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
16 Authorize Capitalization of Reserves of Up to EUR 15 Million For Against Mgmt
for Bonus Issue or Increase in Par Value
17 Authorize Capital Issuances for Use in Employee Stock Purchase For For Mgmt
Plans
18 Amend Article 3, 10, 11, and 15 II of Bylaws For Against Mgmt
19 Delegate Power to the Board of Directors to Amend the Bylaws For Against Mgmt
to Comply with New Regulation
20 Authorize Filing of Required Documents/Other Formalities For For Mgmt
-116-
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 L Oreal OR.FP F58149133
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 3.30 per For For Mgmt
Share and an Extra of EUR 0.33 per Share toLong-Term
Registered Shares
4 Elect Paul Bulcke as Director For For Mgmt
5 Reelect Francoise Bettencourt Meyers as Director For For Mgmt
6 Reelect Virginie Morgon as Director For For Mgmt
7 Approve Remuneration Policy of Chairman and CEO For For Mgmt
8 Non-Binding Vote on Compensation of Chairman and CEO For For Mgmt
9 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
10 Approve 2-for-1 Stock Split and Amend Article 6 of Bylaws For For Mgmt
Accordingly
11 Authorize Issuance of Equity or Equity-Linked Securities with For For Mgmt
Preemptive Rights up to a Maximum Nominal Share Capital value
of EUR 157,319,607
12 Authorize Capitalization of Reserves for Bonus Issue or For For Mgmt
Increase in Par Value
13 Authorize Capital Issuances for Use in Employee Stock Purchase For For Mgmt
Plans
14 Authorize Capital Issuances for Use in Employee Stock Purchase For For Mgmt
Plans Reserved for Employees of International Subsidiaries
15 Amend Article 7 of Bylaws to Comply with Legal Changes For For Mgmt
16 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 RELX PLC REL.LN G74570121
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Policy For For Mgmt
3 Amend Long-Term Incentive Plan For For Mgmt
4 Approve Remuneration Report For For Mgmt
5 Approve Final Dividend For For Mgmt
6 Reappoint Ernst & Young LLP as Auditors For For Mgmt
7 Authorise the Audit Committee to Fix Remuneration of Auditors For For Mgmt
8 Re-elect Erik Engstrom as Director For For Mgmt
9 Re-elect Anthony Habgood as Director For For Mgmt
10 Re-elect Wolfhart Hauser as Director For For Mgmt
11 Re-elect Adrian Hennah as Director For For Mgmt
12 Re-elect Marike van Lier Lels as Director For For Mgmt
13 Re-elect Nick Luff as Director For For Mgmt
14 Re-elect Robert MacLeod as Director For For Mgmt
15 Re-elect Carol Mills as Director For For Mgmt
16 Re-elect Linda Sanford as Director For For Mgmt
17 Re-elect Ben van der Veer as Director For For Mgmt
18 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
19 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital Investment
21 Authorise Market Purchase of Ordinary Shares For For Mgmt
22 Authorise the Company to Call General Meeting with Two Weeks' For For Mgmt
Notice
MEETING DATE COMPANY TICKER SECURITY ID
04/20/17 United Overseas Bank Limited UOB.SP V96194127
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Financial Statements and Directors' and Auditors' For For Mgmt
Reports
2 Approve Final Dividend For For Mgmt
3 Approve Directors' Fees For For Mgmt
4 Approve Fee to the Chairman Emeritus and Adviser of the Bank For For Mgmt
for the Period from January 2016 to December 2016
5 Approve Ernst & Young LLP as Auditors and Authorize Board to For For Mgmt
Fix Their Remuneration
6 Elect Wee Ee Cheong as Director For For Mgmt
7 Elect Willie Cheng Jue Hiang as Director For For Mgmt
8 Approve Issuance of Equity or Equity-Linked Securities with or For For Mgmt
without Preemptive Rights
9 Approve Issuance of Shares Pursuant to the UOB Scrip Dividend For For Mgmt
Scheme
10 Authorize Share Repurchase Program For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/21/17 Swiss Reinsurance (Schweizerische Rueckversicherungs) SREN.VX H84046137
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Approve Remuneration Report For For Mgmt
1.2 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends of CHF 4.85 per For For Mgmt
Share
3 Approve Variable Short-Term Remuneration of Executive For For Mgmt
Committee in the Amount of CHF 18.3 Million
4 Approve Discharge of Board of Directors For For Mgmt
5.1a Reelect Walter Kielholz as Director and Board Chairman For For Mgmt
5.1b Reelect Raymond Ch'ien as Director For For Mgmt
5.1c Reelect Renato Fassbind as Director For For Mgmt
5.1d Reelect Mary Francis as Director For For Mgmt
5.1e Reelect Rajna Brandon as Director For For Mgmt
5.1f Reelect Robert Henrikson as Director For For Mgmt
5.1g Reelect Trevor Manuel as Director For For Mgmt
5.1h Reelect Philip Ryan as Director For For Mgmt
5.1i Reelect Paul Tucker as Director For For Mgmt
5.1j Reelect Susan Wagner as Director For For Mgmt
5.1k Elect Jay Ralph as Director For For Mgmt
5.1l Elect Joerg Reinhardt as Director For For Mgmt
5.1m Elect Jacques de Vaucleroy as Director For For Mgmt
5.2a Appoint Raymond Ch'ien as Member of the Compensation Committee For For Mgmt
5.2b Appoint Renato Fassbind as Member of the Compensation For For Mgmt
Committee
5.2c Appoint Robert Henrikson as Member of the Compensation For For Mgmt
Committee
5.2d Appoint Joerg Reinhardt as Member of the Compensation For For Mgmt
Committee
5.3 Designate Proxy Voting Services GmbH as Independent Proxy For For Mgmt
5.4 Ratify PricewaterhouseCoopers AG as Auditors For For Mgmt
6.1 Approve Maximum Remuneration of Board of Directors in the For For Mgmt
Amount of CHF 9.9 Million
6.2 Approve Maximum Fixed and Variable Long-Term Remuneration of For For Mgmt
Executive Committee in the Amount of CHF 34 Million
7 Approve CHF 1.1 Million Reduction in Share Capital via For For Mgmt
Cancellation of Repurchased Shares
8 Authorize Repurchase of up to CHF 1 Billion of Issued Share For For Mgmt
Capital
9.1 Approve Renewal of CHF 8.5 Million Pool of Authorized Share For For Mgmt
Capital with Partial Exclusion of Preemptive Rights
9.2 Amend Articles Re: Exclusion of Preemptive Rights For For Mgmt
10 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/24/17 CapitaLand Limited CAPL.SP Y10923103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Financial Statements and Directors' and Auditors' For For Mgmt
Reports
2 Approve First and Final Dividend For For Mgmt
3 Approve Directors' Fees For For Mgmt
4a Elect Euleen Goh Yiu Kiang as Director For For Mgmt
4b Elect Philip Nalliah Pillai as Director For For Mgmt
5 Elect Chaly Mah Chee Kheong as Director For For Mgmt
6 Approve KPMG LLP as Auditors and Authorize Board to Fix Their For For Mgmt
Remuneration
7 Approve Issuance of Equity or Equity-Linked Securities with or For For Mgmt
without Preemptive Rights
8 Approve Grant of Awards and Issuance of Shares Under the For For Mgmt
CapitaLand Performance Share Plan 2010 and CapitaLand
Restricted Share Plan 2010
9 Authorize Share Repurchase Program For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Akzo Nobel NV AKZA.NA N01803100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Receive Report of Management Board (Non-Voting) Mgmt
3.a Discuss Remuneration Report Containing Remuneration Policy for Mgmt
Management Board Members
3.b Adopt Financial Statements and Statutory Reports For For Mgmt
3.c Discuss on the Company's Dividend Policy Mgmt
3.d Approve Dividends of EUR1.65 Per Share For For Mgmt
4.a Approve Discharge of Management Board For For Mgmt
4.b Approve Discharge of Supervisory Board For For Mgmt
5.a Grant Board Authority to Issue Shares Up To 10 Percent of For For Mgmt
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger
5.b Authorize Board to Exclude Preemptive Rights from Share For For Mgmt
Issuances
6 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
7 Approve Cancellation of Repurchased Shares For For Mgmt
8 Other Business (Non-Voting) Mgmt
-117-
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Groupe Bruxelles Lambert GBLB.BB B4746J115
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Directors' and Auditors' Reports (Non-Voting) Mgmt
2.1 Receive Consolidated Financial Statements and Statutory Mgmt
Reports (Non-Voting)
2.2 Adopt Financial Statements For For Mgmt
3.1 Approve Discharge of Directors For For Mgmt
3.2 Approve Discharge of Cofinergy's Directors For For Mgmt
4.1 Approve Discharge of Auditors For For Mgmt
4.2 Approve Discharge of Cofinergy's Auditors For For Mgmt
5.1.1 Elect Laurence Danon Arnaud as Director For For Mgmt
5.1.2 Elect Jocelyn Lefebvre as Director For Against Mgmt
5.2.1 Reelect Victor Delloye as Director For Against Mgmt
5.2.2 Reelect Christine Morin-Postel as Director For For Mgmt
5.2.3 Reelect Amaury de Seze as Director For Against Mgmt
5.2.4 Reelect Martine Verluyten as Director For For Mgmt
5.2.5 Reelect Arnaud Vial as Director For Against Mgmt
5.3.1 Indicate Laurence Danon Arnaud as Independent Board Member For For Mgmt
5.3.2 Indicate Christine Morin-Postel as Independent Board Member For For Mgmt
5.3.3 Indicate Martine Verluyten as Independent Board Member For For Mgmt
6 Approve Remuneration Report For For Mgmt
7.1 Approve Stock Option Plan For For Mgmt
7.2 Approve Change-of-Control Clause Re: Stock Option Plan under For Against Mgmt
Item 7.1
7.3 Approve Stock Option Plan Grants for 2017 up to EUR 7,74 For For Mgmt
Million Re: Stock Option Plan under Item 7.1
7.4 Approve Special Board Report Re: Article 629 of the Company For For Mgmt
Code Re: Item 7.5
7.5 Approve Guarantee to Acquire Shares under New Stock Option For For Mgmt
Plan Re: Item 7.1
8 Transact Other Business Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/17 Swiss Life Holding SLHN.VX H7354Q135
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Accept Financial Statements and Statutory Reports For For Mgmt
1.2 Approve Remuneration Report For For Mgmt
2.1 Approve Allocation of Income For For Mgmt
2.2 Approve Dividends of CHF 11.00 per Share from Capital For For Mgmt
Contribution Reserves
3 Approve Discharge of Board of Directors For For Mgmt
4.1 Approve Fixed Remuneration of Board of Directors in the Amount For For Mgmt
of CHF 3.2 Million
4.2 Approve Short-Term Variable Remuneration of Executive For For Mgmt
Committee in the Amount of CHF 4.4 Million
4.3 Approve Maximum Fixed Remuneration and Long-Term Variable For For Mgmt
Remuneration of Executive Committee in the Amount of CHF 13.8
Million
5.1 Reelect Rolf Doerig as Director and Board Chairman For For Mgmt
5.2 Reelect Gerold Buehrer as Director For For Mgmt
5.3 Reelect Adrienne Fumagalli as Director For For Mgmt
5.4 Reelect Ueli Dietiker as Director For For Mgmt
5.5 Reelect Damir Filipovic as Director For For Mgmt
5.6 Reelect Frank Keuper as Director For For Mgmt
5.7 Reelect Henry Peter as Director For For Mgmt
5.8 Reelect Frank Schnewlin as Director For For Mgmt
5.9 Reelect Franziska Sauber as Director For For Mgmt
5.10 Reelect Klaus Tschuetscher as Director For For Mgmt
5.11 Elect Stefan Loacker as Director For For Mgmt
5.12 Appoint Henry Peter as Member of the Compensation Committee For For Mgmt
5.13 Appoint Frank Schnewlin as Member of the Compensation For For Mgmt
Committee
5.14 Appoint Franziska Sauber as Member of the Compensation For For Mgmt
Committee
6 Designate Andreas Zuercher as Independent Proxy For For Mgmt
7 Ratify PricewaterhouseCoopers AG as Auditors For For Mgmt
8 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Axel Springer SE SPR.GY D76169115
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.90 per For For Mgmt
Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4.1 Approve Discharge of Supervisory Board Members Other than For For Mgmt
Friede Springer for Fiscal 2016
4.2 Approve Discharge of Supervisory Board Member Friede Springer For For Mgmt
for Fiscal 2016
5 Elect William Ford to the Supervisory Board For For Mgmt
6 Ratify Ernst and Young GmbH as Auditors for Fiscal 2017 For For Mgmt
7 Amend Articles Re: Principles for Management of the Company For For Mgmt
8 Approve Affiliation Agreement with Einundneunzigste For For Mgmt
"Media"Vermoegensverwaltungsgesellschaft mbH
9 Approve Affiliation Agreement with Vierundneunzigste For For Mgmt
"Media"Vermoegensverwaltungsgesellschaft mbH
10 Approve Affiliation Agreement with Fuenfundneunzigste For For Mgmt
"Media"Vermoegensverwaltungsgesellschaft mbH
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 British American Tobacco plc BTI.SJ G1510J102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Reappoint KPMG LLP as Auditors For For Mgmt
5 Authorise the Audit Committee to Fix Remuneration of Auditors For For Mgmt
6 Re-elect Richard Burrows as Director For For Mgmt
7 Re-elect Nicandro Durante as Director For For Mgmt
8 Re-elect Sue Farr as Director For For Mgmt
9 Re-elect Ann Godbehere as Director For For Mgmt
10 Re-elect Savio Kwan as Director For For Mgmt
11 Re-elect Dr Pedro Malan as Director For For Mgmt
12 Re-elect Dimitri Panayotopoulos as Director For For Mgmt
13 Re-elect Kieran Poynter as Director For For Mgmt
14 Re-elect Ben Stevens as Director For For Mgmt
15 Elect Dr Marion Helmes as Director For For Mgmt
16 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
18 Authorise Market Purchase of Ordinary Shares For For Mgmt
19 Authorise EU Political Donations and Expenditure For For Mgmt
20 Authorise the Company to Call General Meeting with Two Weeks' For For Mgmt
Notice
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Croda International plc CRDA.LN G25536106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Policy For For Mgmt
3 Approve Remuneration Report For For Mgmt
4 Approve Final Dividend For For Mgmt
5 Re-elect Alan Ferguson as Director For For Mgmt
6 Re-elect Steve Foots as Director For For Mgmt
7 Re-elect Anita Frew as Director For For Mgmt
8 Re-elect Helena Ganczakowski as Director For For Mgmt
9 Re-elect Keith Layden as Director For For Mgmt
10 Re-elect Jez Maiden as Director For For Mgmt
11 Re-elect Nigel Turner as Director For For Mgmt
12 Re-elect Steve Williams as Director For For Mgmt
13 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
14 Authorise the Audit Committee to Fix Remuneration of Auditors For For Mgmt
15 Authorise EU Political Donations and Expenditure For For Mgmt
16 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
18 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital Investment
19 Authorise Market Purchase of Ordinary Shares For For Mgmt
20 Authorise the Company to Call General Meeting with Two Weeks' For For Mgmt
Notice
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Endesa S.A. ELE.SM E41222113
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated and Standalone Financial Statements For For Mgmt
2 Approve Consolidated and Standalone Management Reports For For Mgmt
3 Approve Discharge of Board For For Mgmt
4 Approve Allocation of Income and Dividends For For Mgmt
5 Renew Appointment of Ernst & Young as Auditor For For Mgmt
6 Reelect Miquel Roca Junyent as Director For For Mgmt
7 Reelect Alejandro Echevarria Busquet as Director For For Mgmt
8 Approve Remuneration Report For For Mgmt
9 Approve Cash-Based Long-Term Incentive Plan For For Mgmt
10 Authorize Board to Ratify and Execute Approved Resolutions For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Fonciere des Regions FDR.FP F42399109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 4.40 per For For Mgmt
Share
4 Approve Auditors' Special Report on Related-Party Transactions For For Mgmt
5 Approve Remuneration Policy of Jean Laurent, Chairman For For Mgmt
6 Non-Binding Vote on Compensation of Jean Laurent, Chairman For For Mgmt
7 Approve Remuneration Policy of Christophe Kullmann, CEO For For Mgmt
8 Non-Binding Vote on Compensation of Christophe Kullmann, CEO For For Mgmt
9 Approve Remuneration Policy of Olivier Esteve, Vice-CEO For For Mgmt
10 Non-Binding Vote on Compensation of Olivier Esteve, Vice-CEO For For Mgmt
11 Reelect Jean-Luc Biamonti as Director For For Mgmt
12 Reelect Sylvie Ouziel as Director For For Mgmt
13 Reelect Predica as Director For For Mgmt
14 Reelect Pierre Vaquier as Director For For Mgmt
15 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
16 Authorize Capitalization of Reserves of Up to EUR 22 Million For For Mgmt
for Bonus Issue or Increase in Par Value
17 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
18 Authorize Issuance of Equity or Equity-Linked Securities with For For Mgmt
Preemptive Rights up to Aggregate Nominal Amount of EUR 55
Million
19 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights, but with a Binding Priority Right,
up to Aggregate Nominal Amount of EUR 22 Million
20 Authorize Capital Increase of Up to 10 Percent of Issued Share For For Mgmt
Capital for Future Exchange Offers
21 Authorize Capital Increase of up to 10 Percent of Issued For For Mgmt
Capital for Contributions in Kind
22 Authorize Capital Issuances for Use in Employee Stock Purchase For For Mgmt
Plans
23 Authorize Filing of Required Documents/Other Formalities For For Mgmt
-118-
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Hong Kong Exchanges and Clearing Ltd HKXCF Y3506N139
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3a Elect Cheah Cheng Hye as Director For For Mgmt
3b Elect Leung Pak Hon, Hugo as Director For For Mgmt
4 Approve PricewaterhouseCoopers as Auditor and Authorize Board For For Mgmt
to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital For For Mgmt
6 Approve Issuance of Equity or Equity-Linked Securities without For For Mgmt
Preemptive Rights
7 Approve Remuneration Payable to the Chairman and Members of For For Mgmt
the Project Oversight Committee
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Muenchener Rueckversicherungs-Gesellschaft AG MURGF D55535104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Receive Report of the Supervisory Board, Corporate Governance Mgmt
Report and Remuneration Report for Fiscal 2016 (Non-Voting)
1.2 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 8.60 per For For Mgmt
Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
5 Approve Remuneration System for Management Board Members For Against Mgmt
6 Authorize Share Repurchase Program and Reissuance or For For Mgmt
Cancellation of Repurchased Shares
7 Authorize Use of Financial Derivatives when Repurchasing For For Mgmt
Shares
8 Elect Renata Jungo Bruengger to the Supervisory Board For For Mgmt
9 Approve Creation of EUR 280 Million Pool of Capital with For For Mgmt
Partial Exclusion of Preemptive Rights
10 Approve Affiliation Agreement with Subsidiary MR For For Mgmt
Infrastructure Investment GmbH
11.1 Approve Affiliation Agreements with Subsidiary MR For For Mgmt
Beteiligungen 2. GmbH
11.2 Approve Affiliation Agreement with Subsidiary MR Beteiligungen For For Mgmt
3. GmbH
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 Telenet Group Holding NV TNET.BB B89957110
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Directors' and Auditors' Reports (Non-Voting) Mgmt
2 Approve Financial Statements and Allocation of Income For For Mgmt
3 Receive Consolidated Financial Statements and Statutory Mgmt
Reports (Non-Voting)
4 Approve Remuneration Report For Against Mgmt
5 Announcements and Discussion of Consolidated Financial Mgmt
Statements and Statutory Reports (Non-Voting)
6a Approve Discharge of IDw Consult BVBA Represented by Bert De For For Mgmt
Graeve
6b Approve Discharge of JoVB BVBA Represented by Jo Van For For Mgmt
Biesbroeck
6c Approve Discharge of Christiane Franck For For Mgmt
6d Approve Discharge of John Porter For For Mgmt
6e Approve Discharge of Charles H. Bracken For For Mgmt
6f Approve Discharge of Diederik Karsten For For Mgmt
6g Approve Discharge of Manuel Kohnstamm For For Mgmt
6h Approve Discharge of Jim Ryan For For Mgmt
6i Approve Discharge of Angela McMullen For For Mgmt
6j Approve Discharge of Suzanne Schoettger For For Mgmt
6k Grant Interim Discharge to Balan Nair for the Fulfillment of For For Mgmt
His Mandate in FY 2016 Until His Resignation on Feb. 9, 2016
7 Approve Discharge of Auditors For For Mgmt
8 Reelect John Porter as Director For For Mgmt
9 Receive Announcements Re: Intended Auditor Appointment Mgmt
10 Ratify KPMG as Auditors For For Mgmt
11 Approve Change-of-Control Clause in Performance Shares Plans For Against Mgmt
12 Approval in Relation to Future Issuance of Share, Option, and For Against Mgmt
Warrant Plans
13 Approve Remuneration of Directors For For Mgmt
1 Receive Special Board Report Mgmt
2 Renew Authorization to Increase Share Capital within the For Against Mgmt
Framework of Authorized Capital
3 Change Date of Annual Meeting For For Mgmt
4 Amend Articles Re: Miscellaneous Changes For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/17 UOL Group Limited UOL.SP Y9299W103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Financial Statements and Directors' and Auditors' For For Mgmt
Reports
2 Approve First and Final Dividend For For Mgmt
3 Approve Directors' Fees For For Mgmt
4 Elect Wee Ee Lim as Director For For Mgmt
5 Elect Low Weng Keong as Director For For Mgmt
6 Elect Wee Sin Tho as Director For For Mgmt
7 Elect Poon Hon Thang Samuel as Director For For Mgmt
8 Approve PricewaterhouseCoopers LLP as Auditors and Authorize For For Mgmt
Board to Fix Their Remuneration
9 Approve Grant of Options and Issuance of Shares Under the UOL For Against Mgmt
2012 Share Option Scheme
10 Approve Issuance of Equity or Equity-Linked Securities with or For Against Mgmt
without Preemptive Rights
11 Approve Issuance of Shares Pursuant to the UOL Scrip Dividend For For Mgmt
Scheme
12 Authorize Share Repurchase Program For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Danone BN.FP F12033134
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 1.70 per For For Mgmt
Share
4 Approve Stock Dividend Program For For Mgmt
5 Reelect Gaelle Olivier as Director For For Mgmt
6 Reelect Isabelle Seillier as Director For For Mgmt
7 Reelect Jean-Michel Severino as Director For For Mgmt
8 Reelect Lionel Zinsou-Derlin as Director For Against Mgmt
9 Elect Gregg L. Engles as Director For For Mgmt
10 Approve Transaction with J.P. Morgan For Against Mgmt
11 Non-Binding Vote on Compensation of Franck Riboud, Chairman For For Mgmt
12 Non-Binding Vote on Compensation of Emmanuel Faber, CEO For For Mgmt
13 Approve Remuneration Policy of Chairman For For Mgmt
14 Approve Remuneration Policy of Executive Officers For For Mgmt
15 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
16 Authorize Issuance of Equity or Equity-Linked Securities with For For Mgmt
Preemptive Rights up to Aggregate Nominal Amount of EUR 57
Million
17 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights with Binding Priority Right up to
Aggregate Nominal Amount of EUR 16 Million
18 Authorize Board to Increase Capital in the Event of Additional For For Mgmt
Demand Related to Delegation Submitted to Shareholder Vote
Above
19 Authorize Capital Increase of Up to EUR 16 Million for Future For For Mgmt
Exchange Offers
20 Authorize Capital Increase of up to 10 Percent of Issued For For Mgmt
Capital for Contributions in Kind
21 Authorize Capitalization of Reserves of Up to EUR 41 Million For For Mgmt
for Bonus Issue or Increase in Par Value
22 Authorize Capital Issuances for Use in Employee Stock Purchase For For Mgmt
Plans
23 Authorize up to 0.2 Percent of Issued Capital for Use in For For Mgmt
Restricted Stock Plans
24 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
25 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 DBS Group Holdings Ltd. DBS.SP Y20246107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Financial Statements and Directors' and Auditors' For For Mgmt
Reports
2 Approve Final Dividend For For Mgmt
3 Approve Directors' Fees For For Mgmt
4 Approve PricewaterhouseCoopers LLP as Auditors and Authorize For For Mgmt
Board to Fix Their Remuneration
5 Elect Bart Broadman as Director For For Mgmt
6 Elect Ho Tian Yee as Director For For Mgmt
7 Elect Ow Foong Pheng as Director For For Mgmt
8 Approve Grant of Awards and Issuance of Shares Under the DBSH For For Mgmt
Share Plan
9 Approve Issuance of Equity or Equity-Linked Securities with or For For Mgmt
without Preemptive Rights
10 Approve Issuance of Shares Under the DBSH Scrip Dividend For For Mgmt
Scheme to the Final Dividends for the Year Ended Dec. 31, 2016
11 Approve Issuance of Shares Under the DBSH Scrip Dividend For For Mgmt
Scheme for the Dividends which may be Declared for the Year
Ending Dec. 31, 2017
12 Authorize Share Repurchase Program For For Mgmt
-119-
MEETING DATE COMPANY TICKER SECURITY ID
04/27/17 Schroders plc SDR.LN G7860B102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Approve Remuneration Report For For Mgmt
4 Approve Remuneration Policy For For Mgmt
5 Elect Ian King as Director For For Mgmt
6 Elect Rakhi Goss-Custard as Director For For Mgmt
7 Re-elect Michael Dobson as Director For For Mgmt
8 Re-elect Peter Harrison as Director For For Mgmt
9 Re-elect Richard Keers as Director For For Mgmt
10 Re-elect Lord Howard of Penrith as Director For For Mgmt
11 Re-elect Robin Buchanan as Director For For Mgmt
12 Re-elect Rhian Davies as Director For For Mgmt
13 Re-elect Nichola Pease as Director For For Mgmt
14 Re-elect Philip Mallinckrodt as Director For For Mgmt
15 Re-elect Bruno Schroder as Director For For Mgmt
16 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
17 Authorise the Audit and Risk Committee to Fix Remuneration of For For Mgmt
Auditors
18 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
19 Authorise Market Purchase of Non-Voting Ordinary Shares For For Mgmt
20 Authorise the Company to Call General Meeting with Two Weeks' For For Mgmt
Notice
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 Baloise Holding BALN.VX H04530202
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Discharge of Board and Senior Management For For Mgmt
3 Approve Allocation of Income and Dividends of CHF 5.20 per For For Mgmt
Share
4.1 Approve CHF 120,000 Reduction in Share Capital via For For Mgmt
Cancellation of Repurchased Shares
4.2 Approve Creation of CHF 500,000 Pool of Capital without For For Mgmt
Preemptive Rights
5.1a Reelect Andreas Burckhardt as Director and Board Chairman For For Mgmt
5.1b Reelect Andreas Beerli as Director For For Mgmt
5.1c Reelect Georges-Antoine de Boccard as Director For For Mgmt
5.1d Reelect Christoph Gloor as Director For For Mgmt
5.1e Reelect Karin Keller-Sutter as Director For For Mgmt
5.1f Reelect Werner Kummer as Director For For Mgmt
5.1g Reelect Hugo Lasat as Director For For Mgmt
5.1h Reelect Thomas Pleines as Director For For Mgmt
5.1i Reelect Marie-Noelle Venturi-Zen-Ruffinen as Director For For Mgmt
5.1j Elect Thomas von Planta as Director For For Mgmt
5.2a Appoint Georges-Antoine de Boccard as Member of the For For Mgmt
Compensation Committee
5.2b Appoint Karin Keller-Sutter as Member of the Compensation For For Mgmt
Committee
5.2c Appoint Thomas Pleines as Member of the Compensation Committee For For Mgmt
5.2d Appoint Marie-Noelle Venturi-Zen-Ruffinen as Member of the For For Mgmt
Compensation Committee
5.3 Designate Christophe Sarasin as Independent Proxy For For Mgmt
5.4 Ratify Ernst & Young AG as Auditors For For Mgmt
6.1 Approve Remuneration of Directors in the Amount of CHF 3.3 For For Mgmt
Million
6.2a Approve Fixed Remuneration of Executive Committee in the For For Mgmt
Amount of CHF 4 Million
6.2b Approve Variable Remuneration of Executive Committee in the For For Mgmt
Amount of CHF 4.7 Million
7 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 Bayer AG BAYN.GY D0712D163
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports; Approve For For Mgmt
Allocation of Income and Dividends of EUR 2.70 per Share for
Fiscal 2016
2 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
3 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
4.1 Elect Werner Wenning to the Supervisory Board For For Mgmt
4.2 Elect Paul Achleitner to the Supervisory Board For For Mgmt
4.3 Elect Norbert W. Bischofberger to the Supervisory Board For For Mgmt
4.4 Elect Thomas Ebeling to the Supervisory Board For For Mgmt
4.5 Elect Colleen A. Goggins to the Supervisory Board For For Mgmt
4.6 Elect Klaus Sturany to the Supervisory Board For For Mgmt
5 Approve Remuneration of Supervisory Board For For Mgmt
6 Approve Affiliation Agreements with Subsidiaries Bayer For For Mgmt
CropScience Aktiengesellschaft
7 Ratify Deloitte GmbH as Auditors for Fiscal 2017 For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 Deutsche Post AG DPW.GY D19225107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.05 per For For Mgmt
Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
5 Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2017 For For Mgmt
6 Approve Creation of EUR 160 Million Pool of Capital without For For Mgmt
Preemptive Rights
7 Approve Issuance of Options and Bonds/Convertible Bonds For For Mgmt
without Preemptive Rights up to Aggregate Nominal Amount of
EUR 1.5 Billion; Approve Creation of EUR 75 Million Pool of
Capital to Guarantee Conversion Rights
8 Authorize Share Repurchase Program and Reissuance or For For Mgmt
Cancellation of Repurchased Shares
9 Authorize Use of Financial Derivatives when Repurchasing For For Mgmt
Shares
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 Merck KGaA MRK.GY D5357W103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2016 (Non-Voting)
2 Accept Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation of Income and Dividends of EUR 1.20 per For For Mgmt
Share
4 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
5 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
6 Ratify KPMG AG as Auditors for Fiscal 2017 For For Mgmt
7 Approve Remuneration System for Management Board Members For Against Mgmt
8 Approve Creation of EUR 56.5 Million Pool of Capital with For For Mgmt
Partial Exclusion of Preemptive Rights
9 Approve Affiliation Agreements with Subsidiaries For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/28/17 Oversea-Chinese Banking Corporation Limited OCBC.SP Y64248209
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Financial Statements and Directors' and Auditors' For For Mgmt
Reports
2a Elect Lee Tih Shih as Director For For Mgmt
2b Elect Quah Wee Ghee as Director For For Mgmt
2c Elect Samuel N. Tsien as Director For For Mgmt
2d Elect Wee Joo Yeow as Director For For Mgmt
3 Approve Final Dividend For For Mgmt
4a Approve Directors' Fees For For Mgmt
4b Approve Issuance of 6,000 Shares to Each Non-Executive For For Mgmt
Director for the Year Ended Dec. 31, 2016
5 Approve KPMG LLP as Auditors and Authorize Board to Fix Their For For Mgmt
Remuneration
6 Approve Issuance of Equity or Equity-Linked Securities with or For For Mgmt
without Preemptive Rights
7 Approve Grant of Options and/or Rights and Issuance of Shares For For Mgmt
Pursuant to the OCBC Share Option Scheme 2001 and OCBC
Employee Share Purchase Plan
8 Approve Issuance of Shares Pursuant to the Oversea-Chinese For For Mgmt
Banking Corporation Limited Scrip Dividend Scheme
9 Authorize Share Repurchase Program For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Allianz SE ALV.GY D03080112
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 7.60 per For For Mgmt
Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
5 Approve Affiliation Agreement with Allianz Global Health GmbH For For Mgmt
6.1 Elect Helmut Perlet to the Supervisory Board For For Mgmt
6.2 Elect Michael Diekmann to the Supervisory Board For For Mgmt
6.3 Elect Sophie Boissard to the Supervisory Board For For Mgmt
6.4 Elect Christine Bosse to the Supervisory Board For For Mgmt
6.5 Elect Friedrich Eichiner to the Supervisory Board For For Mgmt
6.6 Elect Herbert Hainer to the Supervisory Board For For Mgmt
6.7 Elect Jim Hagemann Snabe to the Supervisory Board For For Mgmt
-120-
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Imerys NK.FP F49644101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 1.87 per For For Mgmt
Share
4 Approve Amendment to Additional Pension Scheme Agreement with For Against Mgmt
Gilles Michel, Chairman and CEO
5 Non-Binding Vote on Compensation of Gilles Michel, Chairman For Against Mgmt
and CEO
6 Approve Remuneration Policy of Chairman and CEO and any Other For For Mgmt
Executive Corporate Officer to be Appointed
7 Reelect Aldo Cardoso as Director For For Mgmt
8 Reelect Paul Desmarais III as Director For For Mgmt
9 Reelect Marion Guillou as Director For For Mgmt
10 Reelect Colin Hall as Director For For Mgmt
11 Elect Martina Merz as Director For For Mgmt
12 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
13 Authorize Issuance of Equity or Equity-Linked Securities with For For Mgmt
Preemptive Rights up to Aggregate Nominal Amount of EUR 75
Million
14 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights up to Aggregate Nominal Amount of
EUR 15 Million
15 Approve Issuance of Equity or Equity-Linked Securities for up For For Mgmt
to 10 Percent of Issued Capital Per Year for Private
Placements
16 Authorize Board to Increase Capital in the Event of Additional For For Mgmt
Demand Related to Delegation Submitted to Shareholder Vote
under Items 13-15
17 Authorize Board to Set Issue Price for 10 Percent Per Year of For Against Mgmt
Issued Capital Pursuant to Issue Authority without Preemptive
Rights
18 Authorize Capital Increase of up to 10 Percent of Issued For For Mgmt
Capital for Contributions in Kind
19 Authorize Capitalization of Reserves of Up to EUR 75 Million For For Mgmt
for Bonus Issue or Increase in Par Value
20 Set Total Limit for Capital Increase to Result from All For For Mgmt
Issuance Requests at EUR 75 Million
21 Authorize Capital Issuances for Use in Employee Stock Purchase For For Mgmt
Plans
22 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
23 Authorize up to 3 Percent of Issued Capital for Use in Stock For Against Mgmt
Option Plans
24 Authorize up to 3 Percent of Issued Capital for Use in For Against Mgmt
Restricted Stock Plans
25 Amend Article 5 of Bylaws Re: Company's Lifespan For For Mgmt
26 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Investor AB INVEB.SS W48102128
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Chairman of Meeting For For Mgmt
2 Prepare and Approve List of Shareholders For For Mgmt
3 Approve Agenda of Meeting For For Mgmt
4 Designate Inspector(s) of Minutes of Meeting For For Mgmt
5 Acknowledge Proper Convening of Meeting For For Mgmt
6 Receive Financial Statements and Statutory Reports Mgmt
7 Receive President's Report Mgmt
8 Receive Board and Board Committee Reports Mgmt
9 Accept Financial Statements and Statutory Reports For For Mgmt
10 Approve Discharge of Board and President For For Mgmt
11 Approve Allocation of Income and Dividends of SEK 11.00 Per For For Mgmt
Share
12a Determine Number of Members (11) and Deputy Members (0) of For For Mgmt
Board
12b Determine Number of Auditors (1) and Deputy Auditors (0) For For Mgmt
13a Approve Remuneration of Directors in the Amount of SEK 2.45 For For Mgmt
Million for Chairman, SEK 1.42 Million for Vice-Chairman, and
SEK 655,000 for Other Directors; Approve Remuneration for
Committee Work
13b Approve Remuneration of Auditors For For Mgmt
14a Reelect Josef Ackermann as Director For For Mgmt
14b Reelect Gunnar Brock as Director For For Mgmt
14c Reelect Johan Forssell as Director For For Mgmt
14d Reelect Magdalena Gerger as Director For For Mgmt
14e Reelect Tom Johnstone as Director For For Mgmt
14f Reelect Grace Reksten as Director For For Mgmt
14g Reelect Hans Straberg as Director For For Mgmt
14h Reelect Lena Treschow as Director For For Mgmt
14i Reelect Jacob Wallenberg as Director For For Mgmt
14j Reelect Marcus Wallenberg as Director For For Mgmt
14k Reelect Sara Ohrwall as Director For For Mgmt
15 Reelect Jacob Wallenberg as Board Chairman For For Mgmt
16 Ratify Deloitte as Auditors For For Mgmt
17a Approve Remuneration Policy And Other Terms of Employment For For For Mgmt
Executive Management
17b Approve 2017 Long-Term Incentive Program f or Management and For For Mgmt
Other Employees
17c Approve 2017 Long-Term Incentive Program for Patricia For For Mgmt
Industries Employees
18a Authorize Repurchase of Issued Share Capital and Reissuance of For For Mgmt
Repurchased Shares for General Purposes and in Support of
Long-Term Incentive Program and Synthetic Share Program for
Board of Directors
18b Authorize Reissuance of up to 500,000 Repurchased Shares in For For Mgmt
Support of 2017 Long- Term Incentive Program
19 Amend Articles Re: Location of AGM, Opening of AGM, Signing on For For Mgmt
Behalf of the Company; Latest date of General Meeting; Notice
to Attend; Change in Name of Law
20a Adopt a Zero Vision for Workplace Accidents None Against ShrHlder
20b Instruct the Board to Set Up a Working Group Concerning None Against ShrHlder
Workplace Accidents
20c Require the Results from the Working Group Concerning Item 20b None Against ShrHlder
to be Annually Published
20d Adopt a Vision for Absolute Gender Equality on All Levels None Against ShrHlder
Within the Company
20e Instruct the Board to Set Up a Working Group Concerning Gender None Against ShrHlder
and Ethnicity Diversification Within the Company
20f Require the Results from the Working Group Concerning Item 20e None Against ShrHlder
to be Annually Published
20g Request Board to Take Necessary Action to Create a None Against ShrHlder
Shareholders' Association
20h Prohibit Directors from Being Able to Invoice Director's Fees None Against ShrHlder
via Swedish and Foreign Legal Entities
20i Instruct the Nomination Committee to Pay Extra Attention to None Against ShrHlder
Questions Concerning Ethics, Gender, and Ethnicity
20j Request Board to Propose to the Appropriate Authority to Bring None Against ShrHlder
About a Changed Regulation in the Area Relating to Item 20h
20k Amend Articles of Association: Both Class A Shares and Class B None Against ShrHlder
Shares are Entitled to One Vote Each
20l Request Board to Propose to the Swedish Government Legislation None Against ShrHlder
on the Abolition of Voting Power Differences in Swedish
Limited Liability Companies
20m Amend Articles Re: Former Politicians on the Board None Against ShrHlder
20n Request Board to Propose to the Swedish Government to Draw None Against ShrHlder
Attention to the Need for Introducing a "Politician
Quarantine"
20o Instruct the Board to Prepare a Proposal for the None Against ShrHlder
Representation of Small- and Midsized Shareholders in the
Board and Nomination Committee
21 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 Koninklijke DSM NV KDSKF N5017D122
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Receive Report of Management Board (Non-Voting) Mgmt
3 Discuss Remuneration Report Mgmt
4 Adopt Financial Statements and Statutory Reports For For Mgmt
5a Amend Article 32.3 Re: Dividend on Cumulative Preference For For Mgmt
Shares
5b Receive Explanation on Company's Reserves and Dividend Policy Mgmt
5c Approve Dividends of EUR 1.75 Per Share For For Mgmt
6a Approve Discharge of Management Board For For Mgmt
6b Approve Discharge of Supervisory Board For For Mgmt
7 Reelect Dimitri de Vreeze to Management Board For For Mgmt
8a Elect John Ramsay to Supervisory Board For For Mgmt
8b Elect Frits Dirk van Paaschen to Supervisory Board For For Mgmt
9 Ratify KPMG as Auditors For For Mgmt
10a Grant Board Authority to Issue Shares Up To 10 Percent of For For Mgmt
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger
10b Authorize Board to Exclude Preemptive Rights from Share For For Mgmt
Issuances
11 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
12 Approve Cancellation of Repurchased Shares For For Mgmt
13 Allow Questions Mgmt
14 Close Meeting Mgmt
-121-
MEETING DATE COMPANY TICKER SECURITY ID
05/03/17 L Air Liquide AI.FP F01764103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 2.60 per For For Mgmt
Share and an Extra of EUR 0.26 per Share to Long Term
Registered Shares
4 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
5 Relect Thierry Peugeot as Director For For Mgmt
6 Elect Xavier Huillard as Director For For Mgmt
7 Acknowledge Auditors' Special Report on Related-Party For For Mgmt
Transactions Mentioning the Absence of New Transactions
8 Advisory Vote on Compensation of Benoit Potier For Against Mgmt
9 Advisory Vote on Compensation of Pierre Dufour For Against Mgmt
10 Approve Remuneration Policy for Chairman and CEO For For Mgmt
11 Approve Remuneration Policy for Vice CEO For Against Mgmt
12 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
13 Authorize Issuance of Equity or Equity-Linked Securities with For For Mgmt
Preemptive Rights up to Aggregate Nominal Amount of EUR 530
Million
14 Authorize Board to Increase Capital in the Event of Additional For For Mgmt
Demand Related to Delegation Submitted to Shareholder Vote
Above
15 Authorize Capital Issuances for Use in Employee Stock Purchase For For Mgmt
Plans
16 Approve Stock Purchase Plan Reserved for Employees of For For Mgmt
International Subsidiaries
17 Authorize Filing of Required Documents For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 GlaxoSmithKline plc GSK.LN G3910J112
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Remuneration Policy For For Mgmt
4 Elect Emma Walmsley as Director For For Mgmt
5 Elect Dr Vivienne Cox as Director For For Mgmt
6 Elect Dr Patrick Vallance as Director For For Mgmt
7 Re-elect Philip Hampton as Director For For Mgmt
8 Re-elect Sir Roy Anderson as Director For For Mgmt
9 Re-elect Vindi Banga as Director For For Mgmt
10 Re-elect Simon Dingemans as Director For For Mgmt
11 Re-elect Lynn Elsenhans as Director For For Mgmt
12 Re-elect Dr Jesse Goodman as Director For For Mgmt
13 Re-elect Judy Lewent as Director For For Mgmt
14 Re-elect Urs Rohner as Director For For Mgmt
15 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
16 Authorise the Audit & Risk Committee to Fix Remuneration of For For Mgmt
Auditors
17 Authorise EU Political Donations and Expenditure For For Mgmt
18 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
19 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
20 Authorise Issue of Equity with Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital Investment
21 Authorise Market Purchase of Ordinary Shares For For Mgmt
22 Approve the Exemption from Statement of the Name of the Senior For For Mgmt
Statutory Auditor in Published Copies of the Auditors' Reports
23 Authorise the Company to Call General Meeting with Two Weeks' For For Mgmt
Notice
24 Approve Performance Share Plan For For Mgmt
25 Approve Deferred Annual Bonus Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Lagardere SCA MMB.FP F5485U100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 1.30 per For For Mgmt
Share
4 Non-Binding Vote on Compensation of Arnaud Lagardere, Managing For For Mgmt
Partner
5 Non-Binding Vote on Compensation of Pierre Leroy and Thierry For Against Mgmt
Funck-Brentano, Vice-CEOs of Arjil
6 Non-Binding Vote on Compensation of Dominique D'Hinnin, For Against Mgmt
Vice-CEO of Arjil
7 Non-Binding Vote on Compensation of Xavier de Sarrau, Chairman For For Mgmt
of the Supervisory Board
8 Reelect Martine Chene as Supervisory Board Member For For Mgmt
9 Reelect Francois David as Supervisory Board Member For For Mgmt
10 Reelect Soumia Belaidi Malinbaum as Supervisory Board Member For For Mgmt
11 Reelect Javier Monzon as Supervisory Board Member For For Mgmt
12 Reelect Aline Sylla-Walbaum as Supervisory Board Member For For Mgmt
13 Renew Appointment of Ernst & Young et Autres as Auditor For For Mgmt
14 Decision not to Renew the Mandate of Auditex as Alternate For For Mgmt
Auditor
15 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
16 Approve Issuance of Debt Securities Giving Access to New For For Mgmt
Shares of Subsidiaries and/or Existing Shares and/or Debt
Securities, up to Aggregate Amount of EUR 1.5 Billion
17 Authorize Issuance of Equity or Equity-Linked Securities with For For Mgmt
Preemptive Rights up to Aggregate Nominal Amount of EUR 265
Million
18 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights with a Binding Priority Right up to
Aggregate Nominal Amount of EUR 160 Million
19 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights up to Aggregate Nominal Amount of
EUR 80 Million
20 Approve Issuance of Equity or Equity-Linked Securities for For For Mgmt
Private Placements, up to Aggregate Nominal Amount of EUR 80
Million
21 Authorize Board to Increase Capital in the Event of Additional For For Mgmt
Demand Related to Delegation Submitted to Shareholder Vote
Above
22 Authorize Capital Increase of Up to EUR 80 Million for Future For For Mgmt
Exchange Offers or Future Acquisitions
23 Set Total Limit for Capital Increase to Result from Issuance For For Mgmt
Requests under Items 19, 20 and 22 at EUR 80 Million and under
Items 17-18 at EUR 300 Million
24 Authorize Capitalization of Reserves of Up to EUR 300 Million For For Mgmt
for Bonus Issue or Increase in Par Value
25 Authorize Capital Issuances for Use in Employee Stock Purchase For For Mgmt
Plans
26 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
27 Amend Article 17 of Bylaws Re: Auditors For For Mgmt
28 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Pargesa Holding SA PARG.SW H60477207
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends of CHF 2.44 per For For Mgmt
Bearer Share and CHF 0.244 per Registered Share
3 Approve Discharge of Board and Senior Management For For Mgmt
4.1a Reelect Bernard Daniel as Director For For Mgmt
4.1b Reelect Amaury de Seze as Director For Against Mgmt
4.1c Reelect Victor Delloye as Director For Against Mgmt
4.1d Reelect Andre Desmarais as Director For Against Mgmt
4.1e Reelect Paul Desmarais Jr as Director For Against Mgmt
4.1f Reelect Paul Desmarais III as Director For Against Mgmt
4.1g Reelect Cedric Frere as Director For Against Mgmt
4.1h Reelect Gerald Frere as Director For Against Mgmt
4.1i Reelect Segolene Gallienne as Director For Against Mgmt
4.1j Reelect Jean-Luc Herbez as Director For For Mgmt
4.1k Reelect Barbara Kux as Director For For Mgmt
4.1l Reelect Michel Pebereau as Director For Against Mgmt
4.1m Reelect Gilles Samyn as Director For Against Mgmt
4.1n Reelect Arnaud Vial as Director For For Mgmt
4.1o Elect Jocelyn Lefebvre as Director For Against Mgmt
4.2 Reelect Paul Desmarais Jr as Board Chairman For Against Mgmt
4.3.1 Reappoint Bernard Daniel as Member of the Compensation For For Mgmt
Committee
4.3.2 Reappoint Barbara Kux as Member of the Compensation Committee For For Mgmt
4.3.3 Reappoint Amaury de Seze as Member of the Compensation For Against Mgmt
Committee
4.3.4 Reappoint Gilles Samyn as Member of the Compensation Committee For Against Mgmt
4.3.5 Appoint Jean-Luc Herbez as Member of the Compensation For For Mgmt
Committee
4.4 Designate Valerie Marti as Independent Proxy For For Mgmt
4.5 Ratify Deloitte SA as Auditors For For Mgmt
5.1 Approve Remuneration of Directors in the Amount of CHF 8.3 For Against Mgmt
Million
5.2 Approve Remuneration of Executive Committee in the Amount of For Against Mgmt
CHF 1.23 Million
6 Transact Other Business (Voting) For Against Mgmt
-122-
MEETING DATE COMPANY TICKER SECURITY ID
05/04/17 Reckitt Benckiser Group plc RB/.LN G74079107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Remuneration Report For For Mgmt
3 Approve Final Dividend For For Mgmt
4 Re-elect Adrian Bellamy as Director For Abstain Mgmt
5 Re-elect Nicandro Durante as Director For For Mgmt
6 Re-elect Mary Harris as Director For For Mgmt
7 Re-elect Adrian Hennah as Director For For Mgmt
8 Re-elect Kenneth Hydon as Director For Against Mgmt
9 Re-elect Rakesh Kapoor as Director For For Mgmt
10 Re-elect Pamela Kirby as Director For For Mgmt
11 Re-elect Andre Lacroix as Director For For Mgmt
12 Re-elect Chris Sinclair as Director For For Mgmt
13 Re-elect Judith Sprieser as Director For For Mgmt
14 Re-elect Warren Tucker as Director For For Mgmt
15 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt
16 Authorise the Audit Committee to Fix Remuneration of Auditors For For Mgmt
17 Authorise EU Political Donations and Expenditure For For Mgmt
18 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
19 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
20 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital Investment
21 Authorise Market Purchase of Ordinary Shares For For Mgmt
22 Authorise the Company to Call General Meeting with Two Weeks' For For Mgmt
Notice
MEETING DATE COMPANY TICKER SECURITY ID
05/05/17 CLP Holdings Ltd. 2.HK Y1660Q104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2a Elect Roderick Ian Eddington as Director For For Mgmt
2b Elect Lee Yui Bor as Director For For Mgmt
2c Elect William Elkin Mocatta as Director For For Mgmt
2d Elect Vernon Francis Moore as Director For For Mgmt
2e Elect Cheng Hoi Chuen, Vincent as Director For Against Mgmt
3 Approve PricewaterhouseCoopers as Auditors and Authorize Board For For Mgmt
to Fix Their Remuneration
4 Approve Issuance of Equity or Equity-Linked Securities without For For Mgmt
Preemptive Rights
5 Authorize Repurchase of Issued Share Capital For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/08/17 Investment AB Kinnevik KINVB.SS W4832D110
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect Chairman of Meeting For For Mgmt
3 Prepare and Approve List of Shareholders For For Mgmt
4 Approve Agenda of Meeting For For Mgmt
5 Designate Inspector(s) of Minutes of Meeting For For Mgmt
6 Acknowledge Proper Convening of Meeting For For Mgmt
7 Receive Chairman's Report Mgmt
8 Receive President's Report Mgmt
9 Receive Financial Statements and Statutory Reports Mgmt
10 Accept Financial Statements and Statutory Reports For For Mgmt
11 Approve Allocation of Income and Dividends of SEK 8.00 Per For For Mgmt
Share
12 Approve Discharge of Board and President For For Mgmt
13a Amend Articles Re: Number of Board Members For For Mgmt
13b Determine Number of Members (11) and Deputy Members (0) of For For Mgmt
Board
14 Approve Remuneration of Directors in the Amount of SEK 2.3 For For Mgmt
Million for the Chairman, SEK 1.1 Million for Vice Chairmen,
and SEK 550,000 for Other Directors; Approve Remuneration for
Committee Work; Approve Remuneration of Auditors
15a Reelect Tom Boardman as Director For For Mgmt
15b Reelect Anders Borg as Director For For Mgmt
15c Reelect Dame Amelia Fawcett as Director For For Mgmt
15d Reelect Wilhelm Klingspor as Director For For Mgmt
15e Reelect Lothar Lanz as Director For For Mgmt
15f Reelect Erik Mitteregger as Director For For Mgmt
15g Reelect Mario Queiroz as Director For For Mgmt
15h Reelect John Shakeshaft as Director For For Mgmt
15i Reelect Cristina Stenbeck as Director For For Mgmt
15j Elect Cynthia Gordon as New Director For For Mgmt
15k Elect Henrik Poulsen as New Director For For Mgmt
16 Reelect Tom Boardman as Board Chairman For For Mgmt
17 Ratify Deloitte as Auditors For For Mgmt
18 Authorize Representatives of at Least Three of Company's For Against Mgmt
Largest Shareholders to Serve on Nominating Committee
19 Approve Remuneration Policy And Other Terms of Employment For For Against Mgmt
Executive Management
20a Approve Incentive Plan (LTI 2017) For For Mgmt
20b Approve Issuance of Class C Shares For For Mgmt
20c Authorize Repurchase of Class C Shares For For Mgmt
20d Approve Transfer of Shares For For Mgmt
21 Approve Synthetic Stock Option Plan for Kinnevik Employees For For Mgmt
22 Authorize Share Repurchase Program For For Mgmt
23 Amend Corporate Purpose For For Mgmt
24a Adopt a Zero Vision Regarding Accidents in Work Place None Against ShrHlder
Accidents in the Company and Subsidiaries
24b Require Board to Appoint Working Group Regarding Accidents in None Against ShrHlder
Work Place Accidents in the Company and Subsidiaries
24c Instruct the Board to Yearly Report to the AGM in Writing the None Against ShrHlder
Progress Concerning Workplace Accidents
24d Adopt a Vision for Absolute Gender Equality on All Levels None Against ShrHlder
Within the Company
24e Instruct the Board to Set Up a Working Group Concerning Gender None Against ShrHlder
and Ethnicity Diversification Within the Company
24f Require the Results from the Working Group Concerning Item 24e None Against ShrHlder
to be Annually Published
24g Request Board to Take Necessary Action to Create a None Against ShrHlder
Shareholders' Association
24h Prohibit Directors from Being Able to Invoice Director's Fees None Against ShrHlder
via Swedish and Foreign Legal Entities
24i Instruct the Nomination Committee to Pay Extra Attention to None Against ShrHlder
Questions Concerning Ethics, Gender, and Ethnicity
24j Request Board to Propose to the Appropriate Authority to Bring None Against ShrHlder
About a Changed Regulation in the Area Relating to Item 24h
24k Amend Articles of Association: Both Class A Shares and Class B None Against ShrHlder
Shares are Entitled to One Vote Each
24l Request Board to Propose to the Swedish Government Legislation None Against ShrHlder
on the Abolition of Voting Power Differences in Swedish
Limited Liability Companies
24m Amend Articles Re: Former Politicians on the Board None Against ShrHlder
24n Request Board to Propose to the Swedish Government to Draw None Against ShrHlder
Attention to the Need for Introducing a "Cooling-Off Period"
for Politicians
24o Instruct the Board to Prepare a Proposal for the None Against ShrHlder
Representation of Small- and Midsized Shareholders in the
Board and Nomination Committee
24p Request Board to Propose to the Swedish Government Draw None Against ShrHlder
Attention to the Possible Reform in the Area
24q Request Special Examination of the Internal and External None Against ShrHlder
Entertainment in the Company
24r Instruct the Board to Prepare a Proposal of a Policy None Against ShrHlder
Concerning Internal and External Entertainment in the Company
25 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 Industrivarden AB INDUA.SS W45430100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Elect Chairman of Meeting For For Mgmt
3 Prepare and Approve List of Shareholders For For Mgmt
4 Approve Agenda of Meeting For For Mgmt
5 Designate Inspector(s) of Minutes of Meeting For For Mgmt
6 Acknowledge Proper Convening of Meeting For For Mgmt
7a Receive Financial Statements and Statutory Reports Mgmt
7b Receive Auditor's Report on Application of Guidelines for Mgmt
Remuneration for Executive Management
7c Receive Board's Dividend Proposal Mgmt
8 Receive President's Report Mgmt
9a Accept Financial Statements and Statutory Reports For For Mgmt
9b Approve Allocation of Income and Dividends of SEK 5.25 Per For For Mgmt
Share
9c Approve May 11, 2017 as Record Date for Dividend Payment For For Mgmt
9d Approve Discharge of Board and President For For Mgmt
10 Determine Number of Members (8) and Deputy Members (0) of For For Mgmt
Board
11 Approve Remuneration of Directors in the Amount of SEK 2 For For Mgmt
Million for Chairman, SEK 1.2 Million for Vice Chairman, and
SEK 600,000 for Other Directors
12a Reelect Par Boman as Director For For Mgmt
12b Reelect Christian Caspar as Director For For Mgmt
12c Reelect Bengt Kjell as Director For For Mgmt
12d Reelect Nina Linander as Director For For Mgmt
12e Reelect Fredrik Lundberg as Director For For Mgmt
12f Reelect Annika Lundius as Director For For Mgmt
12g Reelect Lars Pettersson as Director For For Mgmt
12h Reelect Helena Stjernholm as Director For For Mgmt
12i Reelect Fredrik Lundberg as Board Chairman For For Mgmt
13 Determine Number of Auditors (1) and Deputy Auditors (0) For For Mgmt
14 Approve Remuneration of Auditors For For Mgmt
15 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
16 Approve Remuneration Policy And Other Terms of Employment For For For Mgmt
Executive Management
17 Approve 2017 Share Matching Plan for Key Employees For For Mgmt
18a Adopt a Vision for Absolute Gender Equality on All Levels None Against ShrHlder
Within the Company
18b Instruct the Board to Set Up a Working Group Concerning Gender None Against ShrHlder
and Ethnicity
18c Require the Results from the Working Group Concerning Item 18a None Against ShrHlder
to be Annually Published
18d Request Board to Take Necessary Action to Create a None Against ShrHlder
Shareholders' Association
18e Do not Allow Directors to Invoice Director's Fees via Legal None Against ShrHlder
Entity
18f Instruct the Nomination Committee to Pay Extra Attention to None Against ShrHlder
Questions Concerning Ethics, Gender, and Ethnicity
18g Request Board to Propose to the Appropriate Authority to Bring None Against ShrHlder
About a Changed Regulation in the Area Relating to Item 18e
18h Instruct the Board to Prepare a Proposal for the None Against ShrHlder
Representation of Small- and Midsized Shareholders in the
Board and Nomination Committee
18i Amend Articles of Association: Both Class A Shares and Class None Against ShrHlder
CShares are Entitled to One Vote Each
18j Request Board to Propose to the Swedish Government Legislation None Against ShrHlder
on the Abolition of Voting Power Differences in Swedish
Limited Liability Companies
18k Amend Articles Re: Former Politicians on the Board None Against ShrHlder
18l Request Board to Propose to the Government of Sweden to Draw None Against ShrHlder
Attention to the Need to Implement a Ban on Lobbying for
Politicians
19 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 Kuehne & Nagel International AG KNIN.VX H4673L145
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends of CHF 5.50 per For For Mgmt
Share
3 Approve Discharge of Board and Senior Management For For Mgmt
4.1a Reelect Renato Fassbind as Director For For Mgmt
4.1b Reelect Juergen Fitschen as Director For For Mgmt
4.1c Reelect Karl Gernandt as Director For For Mgmt
4.1d Reelect Klaus-Michael Kuehne as Director For For Mgmt
4.1e Reelect Hans Lerch as Director For For Mgmt
4.1f Reelect Thomas Staehelin as Director For For Mgmt
4.1g Reelect Hauke Stars as Director For For Mgmt
4.1h Reelect Martin Wittig as Director For For Mgmt
4.1i Reelect Joerg Wolle as Director For For Mgmt
4.2 Reelect Joerg Wolle as Board Chairman For For Mgmt
4.3a Appoint Karl Gernandt as Member of the Compensation Committee For Against Mgmt
4.3b Appoint Klaus-Michael Kuehne as Member of the Compensation For Against Mgmt
Committee
4.3c Appoint Hans Lerch as Member of the Compensation Committee For Against Mgmt
4.4 Designate Kurt Gubler as Independent Proxy For For Mgmt
4.5 Ratify Ernst & Young AG as Auditors For For Mgmt
5.1 Approve Remuneration Report For Against Mgmt
5.2 Approve Remuneration of Directors in the Amount of CHF 6 For For Mgmt
Million
5.3 Approve Remuneration of Executive Committee in the Amount of For Against Mgmt
CHF 21 Million
6 Transact Other Business (Voting) For Against Mgmt
-123-
MEETING DATE COMPANY TICKER SECURITY ID
05/09/17 Solvay SA SOLB.BB B82095116
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Directors' and Auditors' Reports (Non-Voting) Mgmt
2 Approve Remuneration Report For Against Mgmt
3 Receive Consolidated Financial Statements and Statutory Mgmt
Reports (Non-Voting)
4 Approve Financial Statements, Allocation of Income, and For For Mgmt
Dividends of EUR 3.45 per Share
5.1 Approve Discharge of Directors For For Mgmt
5.2 Approve Discharge of Auditors For For Mgmt
6.a Receive Information Re: End of Mandates of Directors Mgmt
6.b.1 Reelect Nicolas Boel as Director For For Mgmt
6.b.2 Reelect Jean-Pierre Clamadieu as Director For For Mgmt
6.b.3 Reelect Bernard de Laguiche as Director For For Mgmt
6.b.4 Reelect Herve Coppens d'Eeckenbrugge as Director For For Mgmt
6.b.5 Reelect Evelyn du Monceau as Director For For Mgmt
6.b.6 Reelect Francoise de Viron as Director For For Mgmt
6.b.7 Reelect Amparo Moraleda as Director For For Mgmt
6.c.1 Indicate Herve Coppens d'Eeckenbrugge as Independent Board For For Mgmt
Member
6.c.2 Indicate Evelyn du Monceau as Independent Board Member For For Mgmt
6.c.3 Indicate Francoise de Viron as Independent Board Member For For Mgmt
6.c.4 Indicate Amparo Moraleda as Independent Board Member For For Mgmt
6.d Elect Agnes Lemarchand as Director For For Mgmt
6.e Indicate Agnes Lemarchand as Independent Board Member For For Mgmt
7 Transact Other Business Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Cheung Kong Infrastructure Holdings Ltd 1038.HK G2098R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3.1 Elect Chan Loi Shun as Director For Against Mgmt
3.2 Elect Chen Tsien Hua as Director For Against Mgmt
3.3 Elect Sng Sow-mei (Poon Sow Mei) as Director For Against Mgmt
3.4 Elect Colin Stevens Russel as Director For Against Mgmt
3.5 Elect Lan Hong Tsung as Director For Against Mgmt
3.6 Elect George Colin Magnus as Director For For Mgmt
3.7 Elect Paul Joseph Tighe as Director For For Mgmt
4 Approve Deloitte Touche Tohmatsu as Auditors and Authorize For Against Mgmt
Board to Fix Their Remuneration
5.1 Approve Issuance of Equity or Equity-Linked Securities without For Against Mgmt
Preemptive Rights
5.2 Authorize Repurchase of Issued Share Capital For For Mgmt
5.3 Authorize Reissuance of Repurchased Shares For Against Mgmt
6 Change English Name and Adopt Chinese Name as Dual Foreign For For Mgmt
Name
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Hannover Rueck SE HNR1.GY D3015J135
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 3.50 per For For Mgmt
Share and Special Dividends of EUR 1.50 per Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Partners Group Holding PGHN.VX H6120A101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends of CHF 15 per Share For For Mgmt
3 Approve Remuneration Report For Against Mgmt
4 Approve Discharge of Board and Senior Management For For Mgmt
5.1 Approve Maximum Remuneration of Board of Directors in the For Against Mgmt
Amount of CHF 16 Million
5.2 Approve Maximum Remuneration of Executive Committee in the For Against Mgmt
Amount of CHF 81.2 Million
6.1a Elect Peter Wuffli as Director and Board Chairman For For Mgmt
6.1b Elect Charles Dallara as Director For For Mgmt
6.1c Elect Grace del Rosario-Castano as Director For For Mgmt
6.1d Elect Marcel Erni as Director For For Mgmt
6.1e Elect Michelle Felman as Director For For Mgmt
6.1f Elect Alfred Gantner as Director For Against Mgmt
6.1g Elect Steffen Meister as Director For For Mgmt
6.1h Elect Eric Strutz as Director For For Mgmt
6.1i Elect Patrick Ward as Director For For Mgmt
6.1j Elect Urs Wietlisbach as Director For For Mgmt
6.2.1 Appoint Grace del Rosario-Castano as Member of the For For Mgmt
Compensation Committee
6.2.2 Appoint Steffen Meister as Member of the Compensation For Against Mgmt
Committee
6.2.3 Appoint Peter Wuffli as Member of the Compensation Committee For For Mgmt
6.3 Designate Alexander Eckenstein as Independent Proxy For For Mgmt
6.4 Ratify KPMG AG as Auditors For For Mgmt
7 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Power Assets Holdings Ltd. 6.HK Y33549117
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3a Elect Fok Kin Ning, Canning as Director For For Mgmt
3b Elect Andrew John Hunter as Director For Against Mgmt
3c Elect Ip Yuk-keung, Albert as Director For For Mgmt
3d Elect Li Tzar Kuoi, Victor as Director For Against Mgmt
3e Elect Tsai Chao Chung, Charles as Director For For Mgmt
4 Approve KPMG as Auditors and Authorize Board to Fix Their For For Mgmt
Remuneration
5 Approve Issuance of Equity or Equity-Linked Securities without For Against Mgmt
Preemptive Rights
6 Authorize Repurchase of Issued Share Capital For For Mgmt
7 Authorize Reissuance of Repurchased Shares For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 SAP SE SAP.GY D66992104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 1.25 per For For Mgmt
Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For Against Mgmt
5 Ratify KPMG AG as Auditors for Fiscal 2017 For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/17 Societe Bic BB.FP F10080103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 3.45 per For For Mgmt
Share
4 Approve Remuneration of Directors in the Aggregate Amount of For For Mgmt
EUR 502,400
5 Authorize Repurchase of Up to 10 Percent of Issued Share For Against Mgmt
Capital
6 Reelect Francois Bich as Director For Against Mgmt
7 Reelect Marie-Pauline Chandon-Moet as Director For Against Mgmt
8 Elect Candace Matthews as Director For For Mgmt
9 Renew Appointment of Deloitte et Associes as Auditor For For Mgmt
10 Renew Appointment of BEAS as Alternate Auditor For For Mgmt
11 Renew Appointment of Grant Thornton as Auditor For For Mgmt
12 Renew Appointment of IGEC as Alternate Auditor For For Mgmt
13 Non-Binding Vote on Compensation of Bruno Bich, Chairman of For For Mgmt
the Board, and then Chairman and CEO
14 Non-Binding Vote on Compensation of Mario Guevara, CEO For Against Mgmt
15 Non-Binding Vote on Compensation of Francois Bich, Vice-CEO For For Mgmt
16 Non-Binding Vote on Compensation of Gonzalve Bich, Vice-CEO For For Mgmt
17 Non-Binding Vote on Compensation of James DiPietro, Vice-CEO For For Mgmt
18 Non-Binding Vote on Compensation of Marie-Aimee Bich-Dufour, For For Mgmt
Vice-CEO
19 Approve Remuneration Policy of Chairman of the Board, CEO and For Against Mgmt
Vice-CEOs
20 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
21 Insert Article 10 bis of Bylaws Re: Employee Representative For For Mgmt
22 Authorize Filing of Required Documents/Other Formalities For For Mgmt
-124-
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Aeroports de Paris ADP ADP.FP F00882104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 2.64 per For For Mgmt
Share
4 Approve Transaction with the French State For For Mgmt
5 Approve Transaction with the Musee du Louvre For For Mgmt
6 Approve Transaction with the Musee d'Orsay and the Musee de For For Mgmt
l'Orangerie
7 Approve Transaction with Media Aeroports de Paris For For Mgmt
8 Approve Transaction with SNCF Mobilite For For Mgmt
9 Approve Transaction with SNCF Reseau and the Caisse des Depots For For Mgmt
et Consignations
10 Approve Transaction with l'Ecole Nationale Superieure Louis For For Mgmt
Lumiere
11 Approve Transaction with Chateau du Musee et du Domaine For For Mgmt
National de Versailles
12 Approve Transaction with Atout France For For Mgmt
13 Approve Transaction with RATP and STIF For For Mgmt
14 Approve Transaction with Societe de distribution Aeroportuaire For For Mgmt
15 Approve Transaction with Paris Musees For For Mgmt
16 Approve Transaction with the Groupement d'Interet Public For For Mgmt
Paris2024
17 Approve Transaction with Groupe Vinci For For Mgmt
18 Authorize Repurchase of Up to 5 Percent of Issued Share For Against Mgmt
Capital
19 Non-Binding Vote on Compensation of Augustin de Romanet, For For Mgmt
Chairman and CEO
20 Non-Binding Vote on Compensation of Patrick Jeantet, Vice-CEO For For Mgmt
21 Approve Remuneration Policy of Chairman and CEO For For Mgmt
22 Ratify Change Location of Registered Office to, 1 Rue de For For Mgmt
France, 93290, Tremblay en France
23 Amend Articles 1, 13, 14, 15, 16 of Bylaws Re: Board of For Against Mgmt
Directors
24 Amend Article 18 of Bylaws to Comply with Legal Changes Re: For Against Mgmt
Transactions between Directors and Shareholders
25 Amend Article 20 of Bylaws to Comply with Legal Changes Re: For For Mgmt
General Meetings
26 Delegate Power to the Board of Directors to Amend the Bylaws For Against Mgmt
to Comply with New Regulation
27 Elect Genievre Chaux-Debry as Director For Against Mgmt
28 Elect Michel Massoni as Director For Against Mgmt
29 Elect Muriel Penicaud as Director For Against Mgmt
30 Elect Denis Robin as Director For Against Mgmt
31 Elect Perrine Vidalenche as Director For Against Mgmt
32 Subjected to Approval of Item 23, Appoint Gilles Leblanc as For Against Mgmt
Censor
33 Approve Remuneration of Directors and Censors in the Aggregate For For Mgmt
Amount of EUR 350,000
34 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 CK Hutchison Holdings Limited 1.HK Y13213106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3a Elect Kam Hing Lam as Director For Against Mgmt
3b Elect Edith Shih as Director For Against Mgmt
3c Elect Chow Kun Chee, Roland as Director For Against Mgmt
3d Elect Chow Woo Mo Fong, Susan as Director For Against Mgmt
3e Elect Cheng Hoi Chuen, Vincent as Director For Against Mgmt
3f Elect Lee Wai Mun, Rose as Director For Against Mgmt
3g Elect William Shurniak as Director For For Mgmt
3h Elect Wong Chung Hin as Director For For Mgmt
4 Approve Auditor and Authorize Board to Fix Their Remuneration For For Mgmt
5.1 Approve Issuance of Equity or Equity-Linked Securities without For Against Mgmt
Preemptive Rights
5.2 Authorize Repurchase of Issued Share Capital For For Mgmt
5.3 Authorize Reissuance of Repurchased Shares For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Eurazeo RF.FP F3296A108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends of EUR 1.2 per For For Mgmt
Share
3 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
4 Approve Auditors' Special Report on Related-Party Transactions For For Mgmt
5 Reelect Stephane Pallez as Supervisory Board Member For For Mgmt
6 Elect Anne Dias as Supervisory Board Member For For Mgmt
7 Approve Remuneration Policy of Members of Supervisory Board For For Mgmt
8 Approve Remuneration Policy of Members of Management Board For Against Mgmt
9 Non-Binding Vote on Compensation of Michel David-Weill, For For Mgmt
Chairman of the Supervisory Board
10 Non-Binding Vote on Compensation of Patrick Sayer, Chairman of For Against Mgmt
the Management Board
11 Non-Binding Vote on Compensation of Virginie Morgon and For For Mgmt
Philippe Audouin, Members of Management Board
12 Renew Appointment of Mazars as Auditor For For Mgmt
13 Authorize Repurchase of Up to 10 Percent of Issued Share For Against Mgmt
Capital
14 Approve Change of Corporate Form to Societas Europaea (SE) For For Mgmt
15 Pursuant to Item 14 Above, Adopt New Bylaws For For Mgmt
16 Subject to Approval of Item 14, Delegate Powers to the For For Mgmt
Management Board to Carry Out Previous Authorizations and
Delegations
17 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
18 Authorize Board to Issue Free Warrants with Preemptive Rights For Against Mgmt
During a Public Tender Offer
19 Authorize Capital Issuances for Use in Employee Stock Purchase For For Mgmt
Plans
20 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/11/17 Koninklijke Philips NV PHIA.NA N6817P109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 President's Speech Mgmt
2a Discuss Remuneration Report Mgmt
2b Receive Explanation on Company's Reserves and Dividend Policy Mgmt
2c Adopt Financial Statements For For Mgmt
2d Approve Dividends of EUR 0.80 Per Share For For Mgmt
2e Approve Discharge of Management Board For For Mgmt
2f Approve Discharge of Supervisory Board For For Mgmt
3a Amend the Remuneration Policy of the Management Board For For Mgmt
3b Amend Restricted Stock Plan For For Mgmt
4a Reelect J. van der Veer to Supervisory Board For For Mgmt
4b Reelect C.A. Poon to Supervisory Board For For Mgmt
5 Approve Remuneration of Supervisory Board For Against Mgmt
6.a Grant Board Authority to Issue Shares Up To 10 Percent of For For Mgmt
Issued Capital Plus Additional 10 Percent in Case of
Takeover/Merger
6.b Authorize Board to Exclude Preemptive Rights from Issuances For For Mgmt
under Item 6a
7 Authorize Repurchase of Shares For For Mgmt
8 Approve Cancellation of Repurchased Shares For For Mgmt
9 Other Business (Non-Voting) Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/17 BASF SE BAS.GY D06216101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 3.00 per For For Mgmt
Share
3 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
5 Ratify KPMG AG as Auditors for Fiscal 2017 For For Mgmt
6 Authorize Share Repurchase Program and Reissuance or For For Mgmt
Cancellation of Repurchased Shares
7 Approve Issuance of Warrants/Bonds with Warrants For For Mgmt
Attached/Convertible Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 10 Billion; Approve Creation
of EUR 117.6 Million Pool of Capital to Guarantee Conversion
Rights
8 Approve Remuneration of Supervisory Board For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/17 Fresenius SE & Co KGaA FRE.GY D27348107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends of EUR 0.62 per For Against Mgmt
Share
3 Approve Discharge of Personally Liable Partner for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
5 Ratify KPMG AG as Auditors for Fiscal 2017 For For Mgmt
6 Amend Stock Option Plan For For Mgmt
7 Amend Remuneration of Supervisory Board For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/12/17 Hang Seng Bank 11.HK Y30327103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2a Elect Raymond K F Ch'ien as Director For For Mgmt
2b Elect Nixon L S Chan as Director For For Mgmt
2c Elect L Y Chiang as Director For For Mgmt
2d Elect Sarah C Legg as Director For For Mgmt
2e Elect Kenneth S Y Ng as Director For For Mgmt
2f Elect Michael W K Wu as Director For For Mgmt
3 Authorize Board to Fix Remuneration of Directors For For Mgmt
4 Approve PricewaterhouseCoopers as Auditors and Authorize Board For For Mgmt
to Fix Their Remuneration
5 Authorize Repurchase of Issued Share Capital For For Mgmt
6 Approve Issuance of Equity or Equity-Linked Securities without For Against Mgmt
Preemptive Rights
-125-
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 Bureau Veritas BVI.FP F96888114
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 0.55 per For For Mgmt
Share
4 Approve Auditors' Special Report on Related-Party Transactions For For Mgmt
Mentioning the Absence of New Transactions
5 Approve Severance Agreement with Didier Michaud-Daniel, CEO For For Mgmt
6 Reelect Frederic Lemoine as Director For Against Mgmt
7 Reelect Stephane Bacquaert as Director For Against Mgmt
8 Reelect Ieda Gomes Yell as Director For For Mgmt
9 Reelect Jean-Michel Ropert as Director For Against Mgmt
10 Reelect Lucia Sinapi-Thomas as Director For Against Mgmt
11 Elect Ana Giros Calpe as Director For For Mgmt
12 Approve Remuneration of Directors in the Aggregate Amount of For For Mgmt
EUR 1 Million
13 Non-Binding Vote on Compensation of Didier Michaud-Daniel, CEO For Against Mgmt
14 Approve Remuneration Policy of Frederic Lemoine, Chairman of For For Mgmt
the Board until Mar. 8, 2017
15 Approve Remuneration Policy of the Chairman of the Board from For For Mgmt
Mar. 8, 2017
16 Approve Remuneration Policy of CEO For Against Mgmt
17 Change Location of Registered Office to Immeuble Newtime, For For Mgmt
40/52, Boulevard du Parc, 92200 Neuilly-sur-Seine, and Amend
Article 4 of Bylaws Accordingly
18 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
19 Authorize Issuance of Equity or Equity-Linked Securities with For For Mgmt
Preemptive Rights up to Aggregate Nominal Amount of EUR 8
Million
20 Authorize Board to Increase Capital in the Event of Additional For For Mgmt
Demand Related to Delegation Submitted to Shareholder Vote
Under Item 19
21 Authorize Capital Issuances for Use in Employee Stock Purchase For For Mgmt
Plans
22 Authorize Capitalization of Reserves of Up to EUR 6 Million For For Mgmt
for Bonus Issue or Increase in Par Value
23 Authorize Capital Increase of up to 10 Percent of Issued For For Mgmt
Capital for Contributions in Kind
24 Authorize Capital Increase of Up to EUR 4 Million for Future For Against Mgmt
Exchange Offers
25 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
26 Set Total Limit for Capital Increase to Result from All For For Mgmt
Issuance Requests at EUR 14 Million
27 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Cathay Pacific Airways Ltd 293.HK Y11757104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect CHU Kwok Leung Ivan as Director For Against Mgmt
1b Elect Rupert Bruce Grantham Trower Hogg as Director For For Mgmt
1c Elect John Robert Slosar as Director For For Mgmt
1d Elect Song Zhiyong as Director For Against Mgmt
1e Elect Merlin Bingham Swire as Director For Against Mgmt
1f Elect Xiao Feng as Director For Against Mgmt
2 Approve KPMG as Auditors and Authorize Board to Fix Their For For Mgmt
Remuneration
3 Authorize Repurchase of Issued Share Capital For For Mgmt
4 Approve Issuance of Equity or Equity-Linked Securities without For Against Mgmt
Preemptive Rights
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Deutsche Boerse AG DB1.GY D1882G119
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 2.35 per For For Mgmt
Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
5 Authorize Share Repurchase Program and Reissuance or For For Mgmt
Cancellation of Repurchased Shares
6 Authorize Use of Financial Derivatives when Repurchasing For For Mgmt
Shares
7 Approve Creation of EUR 6 Million Pool of Capital with For For Mgmt
Preemptive Rights
8 Ratify KPMG AG as Auditors for Fiscal 2017 For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 MTR Corporation Ltd 66.HK Y6146T101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3a Elect Frederick Ma Si-hang as Director For For Mgmt
3b Elect Pamela Chan Wong Shui as Director For For Mgmt
3c Elect Dorothy Chan Yuen Tak-fai as Director For For Mgmt
3d Elect Alasdair George Morrison as Director For For Mgmt
3e Elect Abraham Shek Lai-him as Director For Against Mgmt
4 Elect Andrew Clifford Winawer Brandler as Director For For Mgmt
5 Elect Zhou Yuan as Director For For Mgmt
6 Approve KPMG as Auditors and Authorize Board to Fix Their For For Mgmt
Remuneration
7 Approve Issuance of Equity or Equity-Linked Securities without For For Mgmt
Preemptive Rights
8 Authorize Repurchase of Issued Share Capital For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/17/17 Thales HO.FP F9156M108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
2 Approve Financial Statements and Statutory Reports For For Mgmt
3 Approve Allocation of Income and Dividends of EUR 1.60 per For For Mgmt
Share
4 Ratify Appointment of Delphine Geny-Stephann as Director For Against Mgmt
5 Reelect Philippe Lepinay as Representative of Employee For Against Mgmt
Shareholders to the Board
6 Non-Binding Vote on Compensation of Patrice Caine, CEO and For For Mgmt
Chairman
7 Approve Remuneration Policy of Patrice Caine, CEO and Chairman For For Mgmt
8 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
9 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
10 Authorize Filing of Required Documents/Other Formalities For For Mgmt
11 Elect Laurence Broseta as Director For Against Mgmt
12 Elect Delphine Geny-Stephann as Director For Against Mgmt
13 Elect Laurent Collet-Billon as Director For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Swire Pacific Limited 19.HK Y83310105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect I K L Chu as Director For Against Mgmt
1b Elect M Cubbon as Director For Against Mgmt
1c Elect T G Freshwater as Director For For Mgmt
1d Elect C Lee as Director For For Mgmt
1e Elect P K Etchells as Director For For Mgmt
2 Approve PricewaterhouseCoopers as Auditors and Authorize Board For For Mgmt
to Fix Their Remuneration
3 Authorize Repurchase of Issued Share Capital For For Mgmt
4 Approve Issuance of Equity or Equity-Linked Securities without For Against Mgmt
Preemptive Rights
MEETING DATE COMPANY TICKER SECURITY ID
05/18/17 Wendel MF.FP F98370103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 2.35 per For For Mgmt
Share
4 Approve Auditors' Special Report on Related-Party Transactions For Against Mgmt
5 Approve Renewal of Severance Payment Agreement with Frederic For Against Mgmt
Lemoine, Chairman of the Management Board
6 Approve Renewal of Severance Payment Agreement with Bernard For Against Mgmt
Gautier, Management Board Member
7 Reelect Laurent Burelle as Supervisory Board Member For For Mgmt
8 Reelect Benedicte Coste as Supervisory Board Member For For Mgmt
9 Reelect Priscilla de Moustier as Supervisory Board Member For For Mgmt
10 Reelect Edouard de l'Espee as Supervisory Board Member For For Mgmt
11 Elect Nicholas Ferguson as Supervisory Board Member For For Mgmt
12 Elect Nicolas ver Hulst as Supervisory Board Member For For Mgmt
13 Approve Remuneration of Supervisory Board Members in the For For Mgmt
Aggregate Amount of EUR 900,000
14 Approve Remuneration Policy of Chairman of the Management For Against Mgmt
Board
15 Approve Remuneration Policy of Management Board Members For Against Mgmt
16 Approve Remuneration Policy of Supervisory Board Members For For Mgmt
17 Non-Binding Vote on Compensation of Frederic Lemoine, Chairman For Against Mgmt
of the Management Board
18 Non-Binding Vote on Compensation of Bernard Gautier, For Against Mgmt
Management Board Member
19 Non-Binding Vote on Compensation of Francois de Wendel, For For Mgmt
Chairman of the Supervisory Board
20 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
21 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
22 Authorize Issuance of Equity or Equity-Linked Securities with For For Mgmt
Preemptive Rights up to Aggregate Nominal Amount of EUR 75
Million
23 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights up to Aggregate Nominal Amount of
EUR 18 Million
24 Approve Issuance of Equity or Equity-Linked Securities for up For For Mgmt
to 10 Percent of Issued Capital Per Year for Private
Placements
25 Authorize Board to Set Issue Price for 10 Percent Per Year of For For Mgmt
Issued Capital Pursuant to Issue Authority without Preemptive
Rights
26 Authorize Board to Increase Capital in the Event of Additional For For Mgmt
Demand Related to Delegation Submitted to Shareholder Vote
under Items 22-25
27 Authorize Capital Increase of Up to EUR 18 Million for Future For For Mgmt
Exchange Offers and Future Acquisitions
28 Authorize Capitalization of Reserves of Up to EUR 80 Million For For Mgmt
for Bonus Issue or Increase in Par Value
29 Set Total Limit for Capital Increase to Result from All For Against Mgmt
Issuance Requests under Items 22-23, 26 and 28 at EUR 190
Million
30 Authorize Capital Issuances for Use in Employee Stock Purchase For For Mgmt
Plans
31 Authorize up to 1 Percent of Issued Capital for Use in Stock For Against Mgmt
Option Plans
32 Authorize up to 0.33 Percent of Issued Capital for Use in For Against Mgmt
Restricted Stock Plans
33 Authorize Filing of Required Documents/Other Formalities For For Mgmt
-126-
MEETING DATE COMPANY TICKER SECURITY ID
05/19/17 Compagnie Generale des Etablissements Michelin ML.FP F61824144
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Allocation of Income and Dividends of EUR 3.25 per For For Mgmt
Share
3 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
4 Approve Auditors' Special Report on Related-Party Transactions For For Mgmt
Mentioning the Absence of Transactions
5 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
6 Non-Binding Vote on Compensation of Jean-Dominique Senard, For For Mgmt
General Manager
7 Non-Binding Vote on Compensation of Michel Rollier, Chairman For For Mgmt
8 Reelect Michel Rollier as Supervisory Board Member For For Mgmt
9 Reelect Olivier Bazil as Supervisory Board Member For For Mgmt
10 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
11 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/19/17 National Grid plc NG.LN G6375K151
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Share Consolidation For For Mgmt
2 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
3 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
4 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital Investment
5 Authorise Market Purchase of New Ordinary Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/17 Dassault Systemes DSY.FP F2457H100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 0.53 per For For Mgmt
Share
4 Approve Stock Dividend Program (Cash or New Shares) For For Mgmt
5 Acknowledge Auditors' Special Report on Related-Party For For Mgmt
Transactions Mentioning the Absence of New Transactions
6 Approve Remuneration Policy of Chairman of the Board For For Mgmt
7 Approve Remuneration Policy of Vice Chairman of the Board and For Against Mgmt
CEO
8 Non-Binding Vote on Compensation of Charles Edelstenne, For For Mgmt
Chairman of the Board
9 Non-Binding Vote on Compensation of Bernard Charles, Vice For For Mgmt
Chairman of the Board and CEO
10 Reelect Odile Desforges as Director For For Mgmt
11 Ratify Appointment of Catherine Dassault as Director For Against Mgmt
12 Elect Soumitra Dutta as Director For For Mgmt
13 Approve Remuneration of Directors in the Aggregate Amount of For For Mgmt
EUR 500,000
14 Renew Appointment of PricewarterhouseCoopers Audit as Auditor For For Mgmt
15 Authorize Repurchase of Up to 25 Million Shares For Against Mgmt
16 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
17 Authorize Issuance of Equity or Equity-Linked Securities with For Against Mgmt
Preemptive Rights up to Aggregate Nominal Amount of EUR 12
Million
18 Authorize Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights up to Aggregate Nominal Amount of
EUR 12 Million
19 Approve Issuance of Equity or Equity-Linked Securities for For Against Mgmt
Private Placements up to Aggregate Nominal Amount of EUR 12
Million
20 Authorize Capitalization of Reserves of Up to EUR 12 Million For Against Mgmt
for Bonus Issue or Increase in Par Value
21 Authorize Capital Increase of up to 10 Percent of Issued For Against Mgmt
Capital for Contributions in Kind
22 Authorize Capital Issuances for Use in Employee Stock Purchase For For Mgmt
Plans
23 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 Atos SE ATO.FP F06116101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 1.60 per For For Mgmt
Share
4 Approve Remuneration of Directors in the Aggregate Amount of For For Mgmt
EUR 500,000
5 Reelect Nicolas Bazire as Director For For Mgmt
6 Reelect Valerie Bernis as Director For For Mgmt
7 Reelect Roland Busch as Director For For Mgmt
8 Reelect Colette Neuville as Director For For Mgmt
9 Elect Jean Fleming as Representative of Employee Shareholders For For Mgmt
to the Board
10 Elect Alexandra Demoulin as Representative of Employee Against Against Mgmt
Shareholders to the Board
11 Approve Auditors' Special Report on Related-Party Transactions For Against Mgmt
12 Non-Binding Vote on Compensation of Thierry Breton, Chairman For For Mgmt
and CEO
13 Approve Remuneration Policy of Chairman and CEO For Against Mgmt
14 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
15 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
16 Authorize Capital Issuances for Use in Employee Stock Purchase For For Mgmt
Plans
17 Authorize up to 0.09 Percent of Issued Capital for Use in For Against Mgmt
Restricted Stock Plans
18 Amend Article 16 of Bylaws Re: Terms of Designation of For For Mgmt
Employee Representatives in the Board of Directors
19 Amend Article 16 of Bylaws Re: Employee Shareholder For For Mgmt
Representatives' Length of Term
20 Amend Article 13 of Bylaws Re: Composition of the Board of For For Mgmt
Directors
21 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 MAN SE MAN.GY D51716104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2016 (Non-Voting)
2 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
3 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
4 Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2017 For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/26/17 Total SA FP.FP F92124100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 2.45 per For For Mgmt
Share
4 Approve Stock Dividend Program (Cash or New Shares) For For Mgmt
5 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
6 Reelect Patricia Barbizet as Director For For Mgmt
7 Reelect Marie-Christine Coisne-Roquette as Director For For Mgmt
8 Elect Mark Cutifani as Director For For Mgmt
9 Elect Carlos Tavares as Director For Against Mgmt
10 Receive Auditors' Special Report on Related-Party Transactions For For Mgmt
Mentioning the Absence of New Transactions
11 Non-Binding Vote on Compensation of Patrick Pouyanne, CEO and For For Mgmt
Chairman
12 Approve Remuneration Policy of Chairman and CEO For For Mgmt
13 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 Deutsche Telekom AG DTE.GY D2035M136
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Fiscal Mgmt
2016 (Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.60 per For For Mgmt
Share
3 Approve Discharge of Management Board for Fiscal 2016 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2016 For For Mgmt
5 Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2017 For For Mgmt
6 Approve Creation of EUR 3.6 Billion Pool of Capital with For For Mgmt
Partial Exclusion of Preemptive Rights
7 Elect Dagmar Kollmann to the Supervisory Board For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 Publicis Groupe PUB.FP F7607Z165
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 1.85 per For For Mgmt
Share
4 Approve Stock Dividend Program (Cash or New Shares) For For Mgmt
5 Acknowledge Auditors' Special Report on Related-Party For For Mgmt
Transactions Mentioning the Absence of New Transactions
6 Reelect Simon Badinter as Supervisory Board Member For Against Mgmt
7 Reelect Jean Charest as Supervisory Board Member For For Mgmt
8 Elect Maurice Levy as Member of the Supervisory Board and For Against Mgmt
Approve Remuneration Policy of Maurice Levy asChairman of the
Supervisory Board from June 1, 2017
9 Renew Appointment of Cabinet Mazars as Auditor For For Mgmt
10 Non-Binding Vote on Compensation of Elisabeth Badinter, For For Mgmt
Chairman of the Supervisory Board
11 Non-Binding Vote on Compensation of Maurice Levy in title of For Against Mgmt
FY16 and Approve Remuneration Policy of Maurice Levy as
Management Board Chairman until May 31, 2017
12 Non-Binding Vote on Compensation of Kevin Roberts, Member of For Against Mgmt
the Management Board until Aug. 31, 2016
13 Non-Binding Vote on Compensation of Jean-Michel Etienne, For Against Mgmt
Member of the Management Board
14 Non-Binding Vote on Compensation of Anne-Gabrielle For Against Mgmt
Heilbronner, Member of the Management Board
15 Approve Remuneration Policy of Members of the Supervisory For For Mgmt
Board
16 Approve Remuneration Policy of Elisabeth Badinter, Chairman of For For Mgmt
the Supervisory Board until May 31, 2017
17 Approve Remuneration Policy of Arthur Sadoun, New Chairman of For For Mgmt
the Management Board from June 1, 2017
18 Approve Remuneration Policy of Jean-Michel Etienne, Member of For For Mgmt
the Management Board
19 Approve Remuneration Policy of Anne-Gabrielle Heilbronner, For For Mgmt
Member of the Management Board
20 Approve Remuneration Policy of Steve King, New Member of the For For Mgmt
Management Board from June 1, 2017
21 Approve Termination Package of Arthur Sadoun, Chairman of the For Against Mgmt
Management Board from June 1, 2017
22 Approve Termination Package of Steve King, New Member of the For For Mgmt
Management Board from June 1, 2017
23 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
24 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
25 Authorize Board to Set Issue Price for 10 Percent Per Year of For For Mgmt
Issued Capital Pursuant to Issue Authority without Preemptive
Rights
26 Authorize Capital Increase of up to 10 Percent of Issued For For Mgmt
Capital for Contributions in Kind
27 Authorize Capital Issuances for Use in Employee Stock Purchase For For Mgmt
Plans
28 Authorize Capital Issuances for Use in Employee Stock Purchase For For Mgmt
Plans for International Employees
29 Amend Article 13 of Bylaws Re: Employee Representatives For For Mgmt
30 Authorize Filing of Required Documents/Other Formalities For For Mgmt
-127-
MEETING DATE COMPANY TICKER SECURITY ID
05/31/17 Reckitt Benckiser Group plc RB/.LN G74079107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Acquisition of Mead Johnson Nutrition Company For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/05/17 Henderson Land Development Co. Ltd. 12.HK Y31476107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3A1 Elect Lee Ka Kit as Director For Against Mgmt
3A2 Elect Lee Ka Shing as Director For Against Mgmt
3A3 Elect Suen Kwok Lam as Director For Against Mgmt
3A4 Elect Fung Lee Woon King as Director For Against Mgmt
3A5 Elect Lau Yum Chuen, Eddie as Director For Against Mgmt
3A6 Elect Lee Pui Ling, Angelina as Director For Against Mgmt
3A7 Elect Wu King Cheong as Director For For Mgmt
3B Authorize Board to Fix Remuneration of Directors, Remuneration For For Mgmt
Committee and Nomination Committee
4 Approve KPMG as Auditors and Authorize Board to Fix Their For For Mgmt
Remuneration
5A Approve Issuance of Bonus Shares For For Mgmt
5B Authorize Repurchase of Issued Share Capital For For Mgmt
5C Approve Issuance of Equity or Equity-Linked Securities without For Against Mgmt
Preemptive Rights
5D Authorize Reissuance of Repurchased Shares For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/06/17 Hermes International RMS.FP F48051100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Discharge of General Managers For For Mgmt
4 Approve Allocation of Income and Dividends of EUR 3.75 per For For Mgmt
Share
5 Approve Auditors' Special Report on Related-Party Transactions For Against Mgmt
and Acknowledge the Absence of New Transactions
6 Authorize Repurchase of Up to 10 Percent of Issued Share For Against Mgmt
Capital
7 Non-Binding Vote on Compensation of Axel Dumas, General For Against Mgmt
Manager
8 Non-Binding Vote on Compensation of Emile Hermes SARL, General For Against Mgmt
Manager
9 Reelect Monique Cohen as Supervisory Board Member For For Mgmt
10 Reelect Renaud Mommeja as Supervisory Board Member For Against Mgmt
11 Reelect Eric de Seynes as Supervisory Board Member For Against Mgmt
12 Elect Dorothee Altmayer as Supervisory Board Member For Against Mgmt
13 Elect Olympia Guerrand as Supervisory Board Member For Against Mgmt
14 Approve Remuneration of Supervisory Board Members in the For For Mgmt
Aggregate Amount of EUR 600,000
15 Renew Appointment of PricewaterhouseCoopers Audit as Auditor For For Mgmt
16 Renew Appointment of Didier Kling et Associes as Auditor For For Mgmt
17 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
18 Authorize Capitalization of Reserves of up to 40 Percent of For Against Mgmt
Issued Capital for Bonus Issue or Increase in Par Value
19 Authorize Issuance of Equity or Equity-Linked Securities with For Against Mgmt
Preemptive Rights up to 40 Percent of Issued Capital,
Including in the Event of a Public Tender Offer
20 Authorize Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights up to 40 Percent of Issued Capital,
Including in the Event of a Public Tender Offer
21 Authorize Capital Issuances for Use in Employee Stock Purchase For For Mgmt
Plans
22 Approve Issuance of Equity or Equity-Linked Securities up to For Against Mgmt
20 Percent of Issued Capital Per Year for Private Placements,
Including in the Event of a Public Tender Offer
23 Authorize Capital Increase of up to 10 Percent of Issued For Against Mgmt
Capital for Contributions in Kind, Including in the Event of a
Public Tender Offer
24 Authorize Filing of Required Documents/Other Formalities For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 Check Point Software Technologies Ltd. CHKP M22465104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Reelect Gil Shwed as Director Until the End of the Next Annual For For Mgmt
General Meeting
1.2 Reelect Marius Nacht as Director Until the End of the Next For For Mgmt
Annual General Meeting
1.3 Reelect Jerry Ungerman as Director Until the End of the Next For For Mgmt
Annual General Meeting
1.4 Reelect Dan Propper as Director Until the End of the Next For For Mgmt
Annual General Meeting
1.5 Reelect David Rubner as Director Until the End of the Next For For Mgmt
Annual General Meeting
1.6 Reelect Tal Shavit as Director Until the End of the Next For For Mgmt
Annual General Meeting
2.1 Reelect Irwin Federman as External Director for a Three-Year For For Mgmt
Period
2.2 Reelect Ray Rothrock as External Director for a Three-Year For For Mgmt
Period
3 Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
4 Approve Employment Terms of Gil Shwed, CEO For For Mgmt
A Vote FOR if you are a controlling shareholder or have a None Against Mgmt
personal interest in one or several resolutions, as indicated
in the proxy card; otherwise, vote AGAINST. You may not
abstain. If you vote FOR, please provide an explanation to
your account manager
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 Compass Group PLC CPG.LN G23296182
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Shareholder Return by Way of Special Dividend with For For Mgmt
Share Consolidation
2 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
3 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
4 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital Investment
5 Authorise Market Purchase of New Ordinary Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/07/17 The Hong Kong and China Gas Co. Ltd. 3.HK Y33370100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3.1 Elect Peter Wong Wai Yee as Director For Against Mgmt
3.2 Elect Lee Ka Kit as Director For Against Mgmt
3.3 Elect David Li Kwok Po as Director For Against Mgmt
4 Approve Remuneration of Directors and Additional Fee for the For For Mgmt
Chairman of the Board
5 Approve PricewaterhouseCoopers as Auditors and Authorize Board For For Mgmt
to Fix Their Remuneration
6.1 Approve the Issuance of Bonus Shares For For Mgmt
6.2 Authorize Repurchase of Issued Share Capital For For Mgmt
6.3 Approve Issuance of Equity or Equity-Linked Securities without For Against Mgmt
Preemptive Rights
6.4 Authorize Reissuance of Repurchased Shares For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/13/17 Merlin Entertainments plc MERL.LN G6019W108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3 Approve Remuneration Policy For For Mgmt
4 Approve Remuneration Report For For Mgmt
5 Re-elect Sir John Sunderland as Director For For Mgmt
6 Re-elect Nick Varney as Director For For Mgmt
7 Elect Anne-Francoise Nesmes as Director For For Mgmt
8 Re-elect Charles Gurassa as Director For For Mgmt
9 Re-elect Ken Hydon as Director For For Mgmt
10 Re-elect Fru Hazlitt as Director For For Mgmt
11 Re-elect Soren Thorup Sorensen as Director For For Mgmt
12 Re-elect Trudy Rautio as Director For For Mgmt
13 Re-elect Rachel Chiang as Director For For Mgmt
14 Reappoint KPMG LLP as Auditors For For Mgmt
15 Authorise Board to Fix Remuneration of Auditors For For Mgmt
16 Authorise EU Political Donations and Expenditure For For Mgmt
17 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt
18 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt
19 Authorise Issue of Equity without Pre-emptive Rights in For For Mgmt
Connection with an Acquisition or Other Capital Investment
20 Authorise the Company to Call General Meeting with Two Weeks' For For Mgmt
Notice
MEETING DATE COMPANY TICKER SECURITY ID
06/13/17 Sonova Holding AG SOON.VX H8024W106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Accept Financial Statements and Statutory Reports For For Mgmt
1.2 Approve Remuneration Report (Non-Binding) For For Mgmt
2 Approve Allocation of Income and Dividends of CHF 2.30 per For For Mgmt
Share
3 Approve Discharge of Board and Senior Management For For Mgmt
4.1.1 Reelect Robert Spoerry as Director and Board Chairman For For Mgmt
4.1.2 Reelect Beat Hess as Director For For Mgmt
4.1.3 Elect Lynn Dorsey Bleil as Director For For Mgmt
4.1.4 Reelect Michael Jacobi as Director For For Mgmt
4.1.5 Reelect Stacy Enxing Seng as Director For For Mgmt
4.1.6 Reelect Anssi Vanjoki as Director For For Mgmt
4.1.7 Reelect Roland van der Vis as Director For For Mgmt
4.1.8 Reelect Jinlong Wang as Director For For Mgmt
4.2.1 Appoint Robert Spoerry as Member of the Compensation Committee For For Mgmt
4.2.2 Appoint Beat Hess as Member of the Compensation Committee For For Mgmt
4.2.3 Appoint Stacy Enxing Seng as Member of the Compensation For For Mgmt
Committee
4.3 Ratify PricewaterhouseCoopers AG as Auditors For For Mgmt
4.4 Designate Andreas Keller as Independent Proxy For For Mgmt
5.1 Approve Remuneration of Board of Directors in the Amount of For For Mgmt
CHF 3 Million
5.2 Approve Remuneration of Executive Committee in the Amount of For For Mgmt
CHF 16.9 Million
6 Approve CHF 4,600 Reduction in Share Capital via Cancellation For For Mgmt
of Shares
7 Transact Other Business (Voting) For Against Mgmt
-128-
MEETING DATE COMPANY TICKER SECURITY ID
06/14/17 Amadeus IT Group SA AMS.SM 029595105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Consolidated and Standalone Financial Statements For For Mgmt
2 Approve Allocation of Income and Dividends For For Mgmt
3 Approve Discharge of Board For For Mgmt
4 Renew Appointment of Deloitte as Auditor For For Mgmt
5.1 Elect Nicolas Huss as Director For For Mgmt
5.2 Reelect Jose Antonio Tazon Garcia as Director For Against Mgmt
5.3 Reelect Luis Maroto Camino as Director For For Mgmt
5.4 Reelect David Gordon Comyn Webster as Director For For Mgmt
5.5 Reelect Pierre-Henri Gourgeon as Director For For Mgmt
5.6 Reelect Guillermo de la Dehesa Romero as Director For For Mgmt
5.7 Reelect Clara Furse as Director For For Mgmt
5.8 Reelect Francesco Loredan as Director For Against Mgmt
5.9 Reelect Stuart McAlpine as Director For Against Mgmt
5.10 Reelect Marc Verspyck as Director For Against Mgmt
5.11 Reelect Roland Busch as Director For Against Mgmt
6 Advisory Vote on Remuneration Report For For Mgmt
7 Approve Remuneration of Directors For For Mgmt
8 Authorize Board to Ratify and Execute Approved Resolutions For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/15/17 Safran SAF1.LI F4035A557
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Financial Statements and Statutory Reports For For Mgmt
2 Approve Consolidated Financial Statements and Statutory For For Mgmt
Reports
3 Approve Allocation of Income and Dividends of EUR 1.52 per For For Mgmt
Share
4 Approve Additional Pension Scheme Agreement with Ross McInnes, For Against Mgmt
Chairman of the Board
5 Approve Additional Pension Scheme Agreement with Philippe For Against Mgmt
Petitcolin, CEO
6 Approve Auditors' Special Report on Related-Party Transactions For For Mgmt
7 Reelect Odile Desforges as Director For For Mgmt
8 Elect Helene Auriol Potier as Director For For Mgmt
9 Elect Patrick Pelata as Director For For Mgmt
10 Elect Sophie Zurquiyah as Director For For Mgmt
11 Non-Binding Vote on Compensation of Ross McInnes, Chairman of For For Mgmt
the Board
12 Non-Binding Vote on Compensation of Philippe Petitcolin, CEO For For Mgmt
13 Approve Remuneration Policy of Chairman of the Board For For Mgmt
14 Approve Remuneration Policy of CEO For For Mgmt
15 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
16 Amend Article 25 of Bylaws Re: Age Limit of CEO and Vice-CEO For For Mgmt
17 Authorize Issuance of Equity or Equity-Linked Securities with For For Mgmt
Preemptive Rights up to Aggregate Nominal Amount of EUR 20
Million
18 Authorize Issuance of Equity or Equity-Linked Securities For For Mgmt
without Preemptive Rights up to Aggregate Nominal Amount of
EUR 8 Million
19 Authorize Capital Increase of Up to EUR 8 Million for Future For For Mgmt
Exchange Offers
20 Approve Issuance of Equity or Equity-Linked Securities for For For Mgmt
Private Placements, up to Aggregate Nominal Amount of EUR 8
Million
21 Authorize Board to Increase Capital in the Event of Additional For For Mgmt
Demand Related to Delegation Submitted to Shareholder Vote
Under Items 17 to 20
22 Authorize Capitalization of Reserves of Up to EUR 12.5 Million For For Mgmt
for Bonus Issue or Increase in Par Value
23 Authorize Issuance of Equity or Equity-Linked Securities with For Against Mgmt
Preemptive Rights up to Aggregate Nominal Amount of EUR
8 Million, Including in the Event of a Public Tender Offer or
Share Exchange Offer
24 Authorize Issuance of Equity or Equity-Linked Securities For Against Mgmt
without Preemptive Rights up to Aggregate Nominal Amount of
EUR 8 Million, Including in the Event of a Public Tender Offer
or Share Exchange Offer
25 Authorize Capital Increase of Up to EUR 8 Million for Future For Against Mgmt
Exchange Offers, Including in the Event of a Public Tender
Offer or Share Exchange Offer
26 Approve Issuance of Equity or Equity-Linked Securities for up For Against Mgmt
to 20 Percent of Issued Capital Per Year for Private
Placements, up to Aggregate Nominal Amount of EUR 8 Million,
Including in the Event of a Public Tender Offer or Share
Exchange Offer
27 Authorize Board to Increase Capital in the Event of Additional For Against Mgmt
Demand Related to Delegation Submitted to Shareholder Vote
Under Items 23 to 26, Including in the Event of a Public
Tender Offer or Share Exchange Offer
28 Authorize Capitalization of Reserves of Up to EUR 8 Million For Against Mgmt
for Bonus Issue or Increase in Par Value, Including in the
Event of a Public Tender Offer or Share Exchange Offer
29 Authorize Capital Issuances for Use in Employee Stock Purchase For For Mgmt
Plans
30 Authorize Decrease in Share Capital via Cancellation of For For Mgmt
Repurchased Shares
31 Authorize up to 0.4 Percent of Issued Capital for Use in For For Mgmt
Restricted Stock Plans
32 Authorize New Class of Preferred Stock (Actions de Preference For For Mgmt
A) and Amend Bylaws Accordingly
33 Authorize Issuance of Preferred Stock Up to EUR 8 Million for For For Mgmt
Future Exchange Offers
34 Authorize Filing of Required Documents/Other Formalities For For Mgmt
A Authorize Up to 0.6 percent of Issued Capital for Use in Against Against ShrHlder
Restricted Stock Plans Reserved for All Employees
MEETING DATE COMPANY TICKER SECURITY ID
06/20/17 Coca-Cola HBC AG CCH.LN H1512E100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2.1 Approve Allocation of Income For For Mgmt
2.2 Approve Dividend from Reserves For For Mgmt
3 Approve Discharge of Board and Senior Management For For Mgmt
4.1.1 Re-elect Anastassis David as Director and as Board Chairman For For Mgmt
4.1.2 Re-elect Dimitris Lois as Director For For Mgmt
4.1.3 Re-elect Alexandra Papalexopoulou as Director and as Member of For For Mgmt
the Remuneration Committee
4.1.4 Re-elect Reto Francioni as Director and as Member of the For For Mgmt
Remuneration Committee
4.1.5 Re-elect Ahmet Bozer as Director For For Mgmt
4.1.6 Re-elect Olusola David-Borha as Director For For Mgmt
4.1.7 Re-elect William Douglas III as Director For For Mgmt
4.1.8 Re-elect Anastasios Leventis as Director For For Mgmt
4.1.9 Re-elect Christodoulos Leventis as Director For For Mgmt
4.1A Re-elect Jose Octavio Reyes as Director For For Mgmt
4.1B Re-elect Robert Rudolph as Director For For Mgmt
4.1C Re-elect John Sechi as Director For For Mgmt
4.2 Elect Charlotte Boyle as Director and as Member of the For For Mgmt
Remuneration Committee
5 Designate Ines Poeschel as Independent Proxy For For Mgmt
6.1 Reappoint PricewaterhouseCoopers AG as Auditors For For Mgmt
6.2 Advisory Vote on Reappointment of the Independent Registered For For Mgmt
Public Accounting Firm PricewaterhouseCoopers SA for UK
Purposes
7 Approve UK Remuneration Report For For Mgmt
8 Approve Remuneration Policy For For Mgmt
9 Approve Swiss Remuneration Report For For Mgmt
10.1 Approve Maximum Aggregate Amount of Remuneration for Directors For For Mgmt
10.2 Approve Maximum Aggregate Amount of Remuneration for the For For Mgmt
Operating Committee
11 Amend Articles Re: Remuneration of Chief Executive Officer and For For Mgmt
Non-Executive Members of the Board of Directors
MEETING DATE COMPANY TICKER SECURITY ID
06/20/17 NTT DoCoMo Inc. 9437.JP J59399105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of JPY 40 For For Mgmt
2 Amend Articles to Amend Business Lines For For Mgmt
3.1 Elect Director Nakamura, Hiroshi For For Mgmt
3.2 Elect Director Tamura, Hozumi For For Mgmt
4.1 Appoint Statutory Auditor Suto, Shoji For For Mgmt
4.2 Appoint Statutory Auditor Sagae, Hironobu For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/21/17 Qiagen NV QIA.GY N72482107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Receive Report of Management Board (Non-Voting) Mgmt
3.a Receive Report of Supervisory Board (Non-Voting) Mgmt
3.b Discuss Remuneration Report Containing Remuneration Policy for Mgmt
Management Board Members
4 Adopt Financial Statements and Statutory Reports For For Mgmt
5 Receive Explanation on Company's Reserves and Dividend Policy Mgmt
6 Approve Discharge of Management Board For For Mgmt
7 Approve Discharge of Supervisory Board For For Mgmt
8.a Reelect Stephane Bancel to Supervisory Board For For Mgmt
8.b Elect Hakan Bjorklund to Supervisory Board For For Mgmt
8.c Reelect Metin Colpan to Supervisory Board For For Mgmt
8.d Reelect Manfred Karobath to Supervisory Board For For Mgmt
8.e Reelect Ross Levine to Supervisory Board For For Mgmt
8.f Reelect Elaine Mardis to Supervisory Board For For Mgmt
8.g Reelect Lawrence Rosen to Supervisory Board For For Mgmt
8.h Reelect Elizabeth Tallett to Supervisory Board For For Mgmt
9.a Reelect Peer Schatz to Management Board For For Mgmt
9.b Reelect Roland Sackers to Management Board For For Mgmt
10 Ratify KPMG as Auditors For For Mgmt
11.a Grant Board Authority to Issue Shares For For Mgmt
11.b Authorize Board to Exclude Preemptive Rights from Share For For Mgmt
Issuances
12 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
13 Allow Questions Mgmt
14 Close Meeting Mgmt
-129-
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Central Japan Railway Co. 9022.JP J05523105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of JPY 70 For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 East Japan Railway Co. 9020.JP J1257M109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of JPY 65 For For Mgmt
2.1 Elect Director Ota, Tomomichi For For Mgmt
2.2 Elect Director Arai, Kenichiro For For Mgmt
2.3 Elect Director Matsuki, Shigeru For For Mgmt
3 Appoint Statutory Auditor Mori, Kimitaka For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Itochu Corp. 8001.JP J2501P104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of JPY For For Mgmt
27.5
2 Amend Articles to Amend Business Lines For For Mgmt
3.1 Elect Director Okafuji, Masahiro For For Mgmt
3.2 Elect Director Okamoto, Hitoshi For For Mgmt
3.3 Elect Director Suzuki, Yoshihisa For For Mgmt
3.4 Elect Director Kobayashi, Fumihiko For For Mgmt
3.5 Elect Director Hachimura, Tsuyoshi For For Mgmt
3.6 Elect Director Fujisaki, Ichiro For For Mgmt
3.7 Elect Director Kawakita, Chikara For For Mgmt
3.8 Elect Director Muraki, Atsuko For For Mgmt
3.9 Elect Director Mochizuki, Harufumi For For Mgmt
4.1 Appoint Statutory Auditor Majima, Shingo For For Mgmt
4.2 Appoint Statutory Auditor Ono, Kotaro For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/23/17 Tobu Railway Co. Ltd. 9001.JP J84162148
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of JPY 3.5 For For Mgmt
2 Approve Reverse Stock Split to Comply with Exchange Mandate For For Mgmt
and Decrease Authorized Capital in Proportion to Reverse Stock
Split
3.1 Elect Director Nezu, Yoshizumi For For Mgmt
3.2 Elect Director Tsunoda, Kenichi For For Mgmt
3.3 Elect Director Makino, Osamu For For Mgmt
3.4 Elect Director Inomori, Shinji For For Mgmt
3.5 Elect Director Miwa, Hiroaki For For Mgmt
3.6 Elect Director Ojiro, Akihiro For For Mgmt
3.7 Elect Director Okuma, Yasuyoshi For For Mgmt
3.8 Elect Director Tsuzuki, Yutaka For For Mgmt
3.9 Elect Director Yokota, Yoshimi For For Mgmt
3.10 Elect Director Sekiguchi, Koichi For For Mgmt
3.11 Elect Director Onodera, Toshiaki For For Mgmt
3.12 Elect Director Otsuka, Hiroya For For Mgmt
3.13 Elect Director Yagasaki, Noriko For For Mgmt
3.14 Elect Director Nomoto, Hirofumi For For Mgmt
3.15 Elect Director Kobiyama, Takashi For For Mgmt
3.16 Elect Director Yamamoto, Tsutomu For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 NICE Ltd. NICE.IT M7494X101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Reelect David Kostman as Director Until the End of the Next For For Mgmt
Annual General Meeting
1.2 Reelect Rimon Ben-Shaoul as Director Until the End of the Next For For Mgmt
Annual General Meeting
1.3 Reelect Yehoshua (Shuki) Ehrlich as Director Until the End of For For Mgmt
the Next Annual General Meeting
1.4 Reelect Leo Apotheker as Director Until the End of the Next For For Mgmt
Annual General Meeting
1.5 Reelect Joseph (Joe) Cowan as Director Until the End of the For For Mgmt
Next Annual General Meeting
2 Approve Grant of Options and Restricted Shares Units to For For Mgmt
Directors
3 Approve One-Time Grant of Options to the Chairman of the Board For For Mgmt
4 Approve Employment Terms of Barak Eilam, CEO For For Mgmt
5 Reappoint Kost Forer Gabay & Kasierer as Auditors and For For Mgmt
Authorize Board to Fix Their Remuneration
6 Discuss Financial Statements and the Report of the Board for Mgmt
2016
A Vote FOR if you are a controlling shareholder or have a None Against Mgmt
personal interest in one or several resolutions, as indicated
in the proxy card; otherwise, vote AGAINST. You may not
abstain. If you vote FOR, please provide an explanation to
your account manager
MEETING DATE COMPANY TICKER SECURITY ID
06/27/17 Secom Co. Ltd. 9735.JP J69972107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of JPY 75 For For Mgmt
2.1 Elect Director Iida, Makoto For For Mgmt
2.2 Elect Director Nakayama, Yasuo For For Mgmt
2.3 Elect Director Nakayama, Junzo For For Mgmt
2.4 Elect Director Yoshida, Yasuyuki For For Mgmt
2.5 Elect Director Izumida, Tatsuya For For Mgmt
2.6 Elect Director Ozeki, Ichiro For For Mgmt
2.7 Elect Director Kurihara, Tatsushi For For Mgmt
2.8 Elect Director Fuse, Tatsuro For For Mgmt
2.9 Elect Director Hirose, Takaharu For For Mgmt
2.10 Elect Director Kawano, Hirobumi For For Mgmt
2.11 Elect Director Watanabe, Hajime For For Mgmt
3 Appoint Statutory Auditor Yokomizo, Masao For For Mgmt
4 Approve Equity Compensation Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/28/17 BOC Hong Kong (Holdings) Ltd. 2388.HK Y0920U103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Approve Final Dividend For For Mgmt
3a Elect Tian Guoli as Director For Against Mgmt
3b Elect Chen Siqing as Director For Against Mgmt
3c Elect Li Jiuzhong as Director For For Mgmt
3d Elect Cheng Eva as Director For For Mgmt
3e Elect Choi Koon Shum as Director For For Mgmt
4 Authorize Board to Fix Remuneration of Directors For For Mgmt
5 Approve Ernst & Young as Auditor and Authorize Board or Duly For For Mgmt
Authorized Committee of the Board to Fix Their Remuneration
6 Approve Issuance of Equity or Equity-Linked Securities without For Against Mgmt
Preemptive Rights
7 Authorize Repurchase of Issued Share Capital For For Mgmt
8 Authorize Reissuance of Repurchased Shares For Against Mgmt
1 Approve Continuing Connected Transactions and the New Caps For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Ascendas Real Estate Investment Trust AREIT.SP Y0205X103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Adopt Report of the Trustee, Statement by the Manager, Audited For For Mgmt
Financial Statements and Auditors' Report
2 Approve Ernst & Young LLP as Auditors and Authorize Manager to For For Mgmt
Fix Their Remuneration
3 Approve Issuance of Equity or Equity-Linked Securities with or For For Mgmt
without Preemptive Rights
4 Approve Trust Deed Supplement For For Mgmt
5 Authorize Unit Repurchase Program For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Kamigumi Co. Ltd. 9364.JP J29438116
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of JPY 9 For For Mgmt
2 Approve Reverse Stock Split For For Mgmt
3 Amend Articles to Effectively Increase Authorized Capital - For For Mgmt
Reduce Share Trading Unit
4.1 Elect Director Kubo, Masami For For Mgmt
4.2 Elect Director Fukai, Yoshihiro For For Mgmt
4.3 Elect Director Makita, Hideo For For Mgmt
4.4 Elect Director Saeki, Kuniharu For For Mgmt
4.5 Elect Director Tahara, Norihito For For Mgmt
4.6 Elect Director Horiuchi, Toshihiro For For Mgmt
4.7 Elect Director Ichihara, Yoichiro For For Mgmt
4.8 Elect Director Murakami, Katsumi For For Mgmt
4.9 Elect Director Kobayashi, Yasuo For For Mgmt
4.10 Elect Director Tamatsukuri, Toshio For For Mgmt
4.11 Elect Director Baba, Koichi For For Mgmt
5 Appoint Statutory Auditor Kuroda, Ai For For Mgmt
-130-
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Keio Corp 9008.JP J32190126
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of JPY 4.5 For For Mgmt
2 Approve Reverse Stock Split to Comply with Exchange Mandate For For Mgmt
and Decrease Authorized Capital in Proportion to Reverse Stock
Split
3.1 Elect Director Nagata, Tadashi For For Mgmt
3.2 Elect Director Komura, Yasushi For For Mgmt
3.3 Elect Director Takahashi, Taizo For For Mgmt
3.4 Elect Director Maruyama, So For For Mgmt
3.5 Elect Director Nakaoka, Kazunori For For Mgmt
3.6 Elect Director Ito, Shunji For For Mgmt
3.7 Elect Director Koshimizu, Yotaro For For Mgmt
3.8 Elect Director Nakajima, Kazunari For For Mgmt
3.9 Elect Director Minami, Yoshitaka For For Mgmt
3.10 Elect Director Takahashi, Atsushi For For Mgmt
3.11 Elect Director Furuichi, Takeshi For For Mgmt
3.12 Elect Director Kawasugi, Noriaki For For Mgmt
3.13 Elect Director Yamamoto, Mamoru For For Mgmt
3.14 Elect Director Komada, Ichiro For For Mgmt
3.15 Elect Director Kawase, Akinobu For For Mgmt
3.16 Elect Director Yasuki, Kunihiko For For Mgmt
3.17 Elect Director Sakurai, Toshiki For For Mgmt
3.18 Elect Director Terada, Yuichiro For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Koito Manufacturing Co. Ltd. 7276.JP J34899104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of JPY 34 For For Mgmt
2.1 Elect Director Otake, Masahiro For For Mgmt
2.2 Elect Director Mihara, Hiroshi For For Mgmt
2.3 Elect Director Yokoya, Yuji For For Mgmt
2.4 Elect Director Sakakibara, Koichi For For Mgmt
2.5 Elect Director Arima, Kenji For For Mgmt
2.6 Elect Director Uchiyama, Masami For For Mgmt
2.7 Elect Director Kato, Michiaki For For Mgmt
2.8 Elect Director Konagaya, Hideharu For For Mgmt
2.9 Elect Director Otake, Takashi For For Mgmt
2.10 Elect Director Kusakawa, Katsuyuki For For Mgmt
2.11 Elect Director Yamamoto, Hideo For For Mgmt
2.12 Elect Director Toyota, Jun For For Mgmt
2.13 Elect Director Uehara, Haruya For For Mgmt
2.14 Elect Director Sakurai, Kingo For For Mgmt
3 Appoint Statutory Auditor Kawaguchi, Yohei For For Mgmt
4 Appoint Alternate Statutory Auditor Shinohara, Hideo For For Mgmt
5 Approve Equity Compensation Plan For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/29/17 Toppan Printing Co. Ltd. 7911.JP 890747108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Adachi, Naoki For Against Mgmt
1.2 Elect Director Kaneko, Shingo For Against Mgmt
1.3 Elect Director Nagayama, Yoshiyuki For For Mgmt
1.4 Elect Director Maeda, Yukio For For Mgmt
1.5 Elect Director Okubo, Shinichi For For Mgmt
1.6 Elect Director Kakiya, Hidetaka For For Mgmt
1.7 Elect Director Ito, Atsushi For For Mgmt
1.8 Elect Director Arai, Makoto For For Mgmt
1.9 Elect Director Maro, Hideharu For For Mgmt
1.10 Elect Director Matsuda, Naoyuki For For Mgmt
1.11 Elect Director Sato, Nobuaki For For Mgmt
1.12 Elect Director Izawa, Taro For For Mgmt
1.13 Elect Director Sakuma, Kunio For For Mgmt
1.14 Elect Director Noma, Yoshinobu For For Mgmt
1.15 Elect Director Toyama, Ryoko For For Mgmt
1.16 Elect Director Ezaki, Sumio For For Mgmt
1.17 Elect Director Yamano, Yasuhiko For For Mgmt
1.18 Elect Director Ueki, Tetsuro For For Mgmt
1.19 Elect Director Yamanaka, Norio For For Mgmt
1.20 Elect Director Nakao, Mitsuhiro For For Mgmt
-131-
--------------------------------------------------------------------------------
First Trust California Municipal High Income ETF
--------------------------------------------------------------------------------
The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
-132-
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) First Trust Exchange-Traded Fund III
-----------------------------------------
By (Signature and Title)* /s/ James M. Dykas
-----------------------------------
James M. Dykas, President and
Chief Executive Officer
Date August 11, 2017
-------------------------
* Print the name and title of each signing officer under his or her signature.