UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-23147
First Trust Exchange-Traded Fund VIII
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: August 31
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Date of reporting period: July 1, 2017 - June 30, 2018
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
======================== EquityCompass Risk Manager ETF ========================
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sondra L. Barbour For For Management
1b Elect Director Thomas 'Tony' K. Brown For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Michael L. Eskew For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Amy E. Hood For For Management
1g Elect Director Muhtar Kent For For Management
1h Elect Director Edward M. Liddy For For Management
1i Elect Director Gregory R. Page For For Management
1j Elect Director Michael F. Roman For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
5 Consider Pay Disparity Between Against Against Shareholder
Executives and Other Employees
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ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director Edward M. Liddy For For Management
1.5 Elect Director Nancy McKinstry For For Management
1.6 Elect Director Phebe N. Novakovic For For Management
1.7 Elect Director William A. Osborn For For Management
1.8 Elect Director Samuel C. Scott, III For For Management
1.9 Elect Director Daniel J. Starks For For Management
1.10 Elect Director John G. Stratton For For Management
1.11 Elect Director Glenn F. Tilton For For Management
1.12 Elect Director Miles D. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
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ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 04, 2018 Meeting Type: Annual
Record Date: MAR 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director Richard A. Gonzalez For For Management
1.3 Elect Director Rebecca B. Roberts For For Management
1.4 Elect Director Glenn F. Tilton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Declassify the Board of Directors For For Management
6 Eliminate Supermajority Vote For For Management
Requirement to Amend Bylaws
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Require Independent Board Chairman Against Against Shareholder
9 Report on Integrating Risks Related to Against For Shareholder
Drug Pricing into Senior Executive
Compensation
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ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 07, 2018 Meeting Type: Annual
Record Date: DEC 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Charles H. Giancarlo For For Management
1c Elect Director Herbert Hainer For For Management
1d Elect Director Marjorie Magner For For Management
1e Elect Director Nancy McKinstry For For Management
1f Elect Director Pierre Nanterme For For Management
1g Elect Director Gilles C. Pelisson For For Management
1h Elect Director Paula A. Price For For Management
1i Elect Director Arun Sarin For For Management
1j Elect Director Frank K. Tang For For Management
1k Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
8 Approve Merger Agreement For For Management
9 Amend Articles of Association to No For For Management
Longer Require Shareholder Approval of
Certain Internal Transactions
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ALLERGAN PLC
Ticker: AGN Security ID: G0177J108
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nesli Basgoz For For Management
1b Elect Director Paul M. Bisaro For For Management
1c Elect Director Joseph H. Boccuzi For For Management
1d Elect Director Christopher W. Bodine For For Management
1e Elect Director Adriane M. Brown For For Management
1f Elect Director Christopher J. Coughlin For For Management
1g Elect Director Carol Anthony 'John' For For Management
Davidson
1h Elect Director Catherine M. Klema For For Management
1i Elect Director Peter J. McDonnell For For Management
1j Elect Director Patrick J. O'Sullivan For For Management
1k Elect Director Brenton L. Saunders For For Management
1l Elect Director Fred G. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Issue of Equity with For For Management
Pre-emptive Rights
5A Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Require Independent Board Chairman Against For Shareholder
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ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For Withhold Management
1.5 Elect Director Roger W. Ferguson, Jr. For For Management
1.6 Elect Director Diane B. Greene For For Management
1.7 Elect Director John L. Hennessy For For Management
1.8 Elect Director Ann Mather For Withhold Management
1.9 Elect Director Alan R. Mulally For For Management
1.10 Elect Director Sundar Pichai For For Management
1.11 Elect Director K. Ram Shriram For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Gender Pay Gap Against For Shareholder
7 Adopt Simple Majority Vote Against Against Shareholder
8 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
9 Adopt a Policy on Board Diversity Against Against Shareholder
10 Report on Major Global Content Against For Shareholder
Management Controversies
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ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Casteen, III For For Management
1.2 Elect Director Dinyar S. Devitre For For Management
1.3 Elect Director Thomas F. Farrell, II For For Management
1.4 Elect Director Debra J. Kelly-Ennis For For Management
1.5 Elect Director W. Leo Kiely, III For For Management
1.6 Elect Director Kathryn B. McQuade For For Management
1.7 Elect Director George Munoz For For Management
1.8 Elect Director Mark E. Newman For For Management
1.9 Elect Director Nabil Y. Sakkab For For Management
1.10 Elect Director Virginia E. Shanks For For Management
1.11 Elect Director Howard A. Willard, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Nicotine Levels in Tobacco Against Against Shareholder
Products
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AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Jonathan J. Rubinstein For For Management
1g Elect Director Thomas O. Ryder For For Management
1h Elect Director Patricia Q. Stonesifer For For Management
1i Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Policy on Board Diversity None None Shareholder
*Withdrawn Resolution*
5 Require Independent Board Chairman Against For Shareholder
6 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
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AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 07, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director John J. Brennan For For Management
1c Elect Director Peter Chernin For For Management
1d Elect Director Ralph de la Vega For For Management
1e Elect Director Anne L. Lauvergeon For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director Theodore J. Leonsis For For Management
1h Elect Director Richard C. Levin For For Management
1i Elect Director Samuel J. Palmisano For For Management
1j Elect Director Stephen J. Squeri For For Management
1k Elect Director Daniel L. Vasella For For Management
1l Elect Director Ronald A. Williams For For Management
1m Elect Director Christopher D. Young For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Require Independent Board Chairman Against For Shareholder
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AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Don Cornwell For For Management
1b Elect Director Brian Duperreault For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Henry S. Miller For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Suzanne Nora Johnson For For Management
1i Elect Director Ronald A. Rittenmeyer For For Management
1j Elect Director Douglas M. Steenland For For Management
1k Elect Director Theresa M. Stone For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 22, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wanda M. Austin For For Management
1.2 Elect Director Robert A. Bradway For For Management
1.3 Elect Director Brian J. Druker For For Management
1.4 Elect Director Robert A. Eckert For For Management
1.5 Elect Director Greg C. Garland For For Management
1.6 Elect Director Fred Hassan For For Management
1.7 Elect Director Rebecca M. Henderson For For Management
1.8 Elect Director Frank C. Herringer For For Management
1.9 Elect Director Charles M. Holley, Jr. For For Management
1.10 Elect Director Tyler Jacks For For Management
1.11 Elect Director Ellen J. Kullman For For Management
1.12 Elect Director Ronald D. Sugar For For Management
1.13 Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Integrating Risks Related to Against For Shareholder
Drug Pricing into Senior Executive
Compensation
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APARTMENT INVESTMENT AND MANAGEMENT COMPANY
Ticker: AIV Security ID: 03748R101
Meeting Date: MAY 01, 2018 Meeting Type: Annual
Record Date: FEB 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry Considine For For Management
1.2 Elect Director Thomas L. Keltner For For Management
1.3 Elect Director J. Landis Martin For For Management
1.4 Elect Director Robert A. Miller For For Management
1.5 Elect Director Kathleen M. Nelson For For Management
1.6 Elect Director Ann Sperling For For Management
1.7 Elect Director Michael A. Stein For For Management
1.8 Elect Director Nina A. Tran For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Stock Ownership Limitations For For Management
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APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 13, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Bob Iger For For Management
1e Elect Director Andrea Jung For For Management
1f Elect Director Art Levinson For For Management
1g Elect Director Ron Sugar For For Management
1h Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Proxy Access Amendments Against For Shareholder
6 Establish Human Rights Committee Against Against Shareholder
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ASSURANT, INC.
Ticker: AIZ Security ID: 04621X108
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elaine D. Rosen For For Management
1b Elect Director Howard L. Carver For For Management
1c Elect Director Juan N. Cento For For Management
1d Elect Director Alan B. Colberg For For Management
1e Elect Director Elyse Douglas For For Management
1f Elect Director Harriet Edelman For For Management
1g Elect Director Lawrence V. Jackson For For Management
1h Elect Director Charles J. Koch For For Management
1i Elect Director Jean-Paul L. Montupet For For Management
1j Elect Director Debra J. Perry For For Management
1k Elect Director Paul J. Reilly For For Management
1l Elect Director Robert W. Stein For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management
1.3 Elect Director Richard W. Fisher For For Management
1.4 Elect Director Scott T. Ford For For Management
1.5 Elect Director Glenn H. Hutchins For For Management
1.6 Elect Director William E. Kennard For For Management
1.7 Elect Director Michael B. McCallister For For Management
1.8 Elect Director Beth E. Mooney For For Management
1.9 Elect Director Joyce M. Roche For For Management
1.10 Elect Director Matthew K. Rose For For Management
1.11 Elect Director Cynthia B. Taylor For For Management
1.12 Elect Director Laura D'Andrea Tyson For For Management
1.13 Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Stock Purchase and Deferral Plan For For Management
5 Approve Omnibus Stock Plan For For Management
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Amend Proxy Access Right Against For Shareholder
8 Require Independent Board Chairman Against For Shareholder
9 Provide Right to Act by Written Consent Against For Shareholder
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AVERY DENNISON CORPORATION
Ticker: AVY Security ID: 053611109
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradley A. Alford For For Management
1b Elect Director Anthony K. Anderson For For Management
1c Elect Director Peter K. Barker For For Management
1d Elect Director Mitchell R. Butier For For Management
1e Elect Director Ken C. Hicks For For Management
1f Elect Director Andres A. Lopez For For Management
1g Elect Director David E.I. Pyott For For Management
1h Elect Director Dean A. Scarborough For For Management
1i Elect Director Patrick T. Siewert For For Management
1j Elect Director Julia A. Stewart For For Management
1k Elect Director Martha N. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Michael D. White For For Management
1m Elect Director Thomas D. Woods For For Management
1n Elect Director R. David Yost For For Management
1o Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Require Independent Board Chairman Against For Shareholder
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BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 05, 2018 Meeting Type: Annual
Record Date: MAR 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Gregory E. Abel For For Management
1.4 Elect Director Howard G. Buffett For For Management
1.5 Elect Director Stephen B. Burke For For Management
1.6 Elect Director Susan L. Decker For For Management
1.7 Elect Director William H. Gates, III For For Management
1.8 Elect Director David S. Gottesman For For Management
1.9 Elect Director Charlotte Guyman For For Management
1.10 Elect Director Ajit Jain For For Management
1.11 Elect Director Thomas S. Murphy For For Management
1.12 Elect Director Ronald L. Olson For For Management
1.13 Elect Director Walter Scott, Jr. For For Management
1.14 Elect Director Meryl B. Witmer For For Management
2 Report on Methane Emissions Against For Shareholder
Management, Including Reduction Targets
3 Report on Sustainability Against For Shareholder
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BIOGEN INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alexander J. Denner For For Management
1b Elect Director Caroline D. Dorsa For For Management
1c Elect Director Nancy L. Leaming For For Management
1d Elect Director Richard C. Mulligan For For Management
1e Elect Director Robert W. Pangia For For Management
1f Elect Director Stelios Papadopoulos For For Management
1g Elect Director Brian S. Posner For For Management
1h Elect Director Eric K. Rowinsky For For Management
1i Elect Director Lynn Schenk For For Management
1j Elect Director Stephen A. Sherwin For For Management
1k Elect Director Michel Vounatsos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against For Shareholder
5 Report on Integrating Risks Related to Against For Shareholder
Drug Pricing into Senior Executive
Compensation
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BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mathis Cabiallavetta For For Management
1b Elect Director Pamela Daley For For Management
1c Elect Director William S. Demchak For For Management
1d Elect Director Jessica P. Einhorn For For Management
1e Elect Director Laurence D. Fink For For Management
1f Elect Director William E. Ford For For Management
1g Elect Director Fabrizio Freda For For Management
1h Elect Director Murry S. Gerber For For Management
1i Elect Director Margaret L. Johnson For For Management
1j Elect Director Robert S. Kapito For For Management
1k Elect Director Deryck Maughan For For Management
1l Elect Director Cheryl D. Mills For For Management
1m Elect Director Gordon M. Nixon For For Management
1n Elect Director Charles H. Robbins For For Management
1o Elect Director Ivan G. Seidenberg For For Management
1p Elect Director Marco Antonio Slim Domit For For Management
1q Elect Director Susan L. Wagner For For Management
1r Elect Director Mark Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte LLP as Auditors For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
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BOOKING HOLDINGS INC.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 07, 2018 Meeting Type: Annual
Record Date: APR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Jeffery H. Boyd For For Management
1.3 Elect Director Jeffrey E. Epstein For For Management
1.4 Elect Director Glenn D. Fogel For For Management
1.5 Elect Director Mirian Graddick-Weir For For Management
1.6 DElect irector James M. Guyette For For Management
1.7 Elect Director Robert J. Mylod, Jr. For For Management
1.8 Elect Director Charles H. Noski For For Management
1.9 Elect Director Nancy B. Peretsman For For Management
1.10 Elect Director Nicholas J. Read For For Management
1.11 Elect Director Thomas E. Rothman For For Management
1.12 Elect Director Craig W. Rydin For For Management
1.13 Elect Director Lynn M. Vojvodich For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against For Shareholder
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BRIGHTHOUSE FINANCIAL, INC.
Ticker: BHF Security ID: 10922N103
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. McCallion For For Management
1b Elect Director Diane E. Offereins For For Management
1c Elect Director Patrick J. 'Pat' For For Management
Shouvlin
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
6 Approve Non-Employee Director Omnibus For For Management
Stock Plan
7 Approve Executive Incentive Bonus Plan For For Management
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BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 01, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Jose Baselga For For Management
1C Elect Director Robert J. Bertolini For For Management
1D Elect Director Giovanni Caforio For For Management
1E Elect Director Matthew W. Emmens For For Management
1F Elect Director Michael Grobstein For For Management
1G Elect Director Alan J. Lacy For For Management
1H Elect Director Dinesh C. Paliwal For For Management
1I Elect Director Theodore R. Samuels For For Management
1J Elect Director Gerald L. Storch For For Management
1K Elect Director Vicki L. Sato For For Management
1L Elect Director Karen H. Vousden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Integrating Risks Related to Against For Shareholder
Drug Pricing into Senior Executive
Compensation
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
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CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Richard D. Fairbank For For Management
1B Elect Director Aparna Chennapragada For For Management
1C Elect Director Ann Fritz Hackett For For Management
1D Elect Director Lewis Hay, III For For Management
1E Elect Director Benjamin P. Jenkins, III For For Management
1F Elect Director Peter Thomas Killalea For For Management
1G Elect Director Pierre E. Leroy For For Management
1H Elect Director Peter E. Raskind For For Management
1I Elect Director Mayo A. Shattuck, III For For Management
1J Elect Director Bradford H. Warner For For Management
1K Elect Director Catherine G. West For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Existing Ownership Threshold For Against Management
for Shareholders to Call Special
Meeting
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CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 13, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly A. Ayotte For For Management
1.2 Elect Director David L. Calhoun For For Management
1.3 Elect Director Daniel M. Dickinson For For Management
1.4 Elect Director Juan Gallardo For For Management
1.5 Elect Director Dennis A. Muilenburg For For Management
1.6 Elect Director William A. Osborn For For Management
1.7 Elect Director Debra L. Reed For For Management
1.8 Elect Director Edward B. Rust, Jr. For For Management
1.9 Elect Director Susan C. Schwab For For Management
1.10 Elect Director D. James Umpleby, III For For Management
1.11 Elect Director Miles D. White For For Management
1.12 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
5 Amend Compensation Clawback Policy Against For Shareholder
6 Require Director Nominee with Human Against Against Shareholder
Rights Experience
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 13, 2018 Meeting Type: Annual
Record Date: APR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark J. Alles For For Management
1.2 Elect Director Richard W. Barker For For Management
1.3 Elect Director Hans E. Bishop For For Management
1.4 Elect Director Michael W. Bonney For For Management
1.5 Elect Director Michael D. Casey For For Management
1.6 Elect Director Carrie S. Cox For For Management
1.7 Elect Director Michael A. Friedman For For Management
1.8 Elect Director Julia A. Haller For For Management
1.9 Elect Director Patricia A. Hemingway For For Management
Hall
1.10 Elect Director James J. Loughlin For For Management
1.11 Elect Director Ernest Mario For For Management
1.12 Elect Director John H. Weiland For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against For Shareholder
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert C. Arzbaecher For For Management
1b Elect Director William Davisson For For Management
1c Elect Director John W. Eaves For For Management
1d Elect Director Stephen A. Furbacher For For Management
1e Elect Director Stephen J. Hagge For For Management
1f Elect Director John D. Johnson For For Management
1g Elect Director Anne P. Noonan For For Management
1h Elect Director Michael J. Toelle For For Management
1i Elect Director Theresa E. Wagler For For Management
1j Elect Director W. Anthony Will For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Existing Ownership Threshold For Against Management
for Shareholders to Call Special
Meeting
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Lance Conn For Against Management
1b Elect Director Kim C. Goodman For For Management
1c Elect Director Craig A. Jacobson For For Management
1d Elect Director Gregory B. Maffei For Against Management
1e Elect Director John C. Malone For Against Management
1f Elect Director John D. Markley, Jr. For For Management
1g Elect Director David C. Merritt For For Management
1h Elect Director Steven A. Miron For Against Management
1i Elect Director Balan Nair For For Management
1j Elect Director Michael A. Newhouse For For Management
1k Elect Director Mauricio Ramos For Against Management
1l Elect Director Thomas M. Rutledge For For Management
1m Elect Director Eric L. Zinterhofer For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Adopt Proxy Access Right Against For Shareholder
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Pro-rata Vesting of Equity Awards Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
- 7 -
CHESAPEAKE ENERGY CORPORATION
Ticker: CHK Security ID: 165167107
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gloria R. Boyland For For Management
1b Elect Director Luke R. Corbett For Against Management
1c Elect Director Archie W. Dunham For Against Management
1d Elect Director Leslie Starr Keating For For Management
1e Elect Director Robert D. "Doug" Lawler For For Management
1f Elect Director R. Brad Martin For For Management
1g Elect Director Merrill A. "Pete" For Against Management
Miller, Jr.
1h Elect Director Thomas L. Ryan For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Assess Portfolio Impacts of Policies Against For Shareholder
to Meet 2 Degree Scenario
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director John B. Frank For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Charles W. Moorman, IV For For Management
1f Elect Director Dambisa F. Moyo For For Management
1g Elect Director Ronald D. Sugar For For Management
1h Elect Director Inge G. Thulin For For Management
1i Elect Director D. James Umpleby, III For For Management
1j Elect Director Michael K. Wirth For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Report on Risks of Doing Business in Against Against Shareholder
Conflict-Affected Areas
6 Report on Transition to a Low Carbon Against Against Shareholder
Business Model
7 Report on Methane Emissions Against For Shareholder
8 Require Independent Board Chairman Against Against Shareholder
9 Require Director Nominee with Against For Shareholder
Environmental Experience
10 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC.
Ticker: CHD Security ID: 171340102
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew T. Farrell For For Management
1b Elect Director Ravichandra K. Saligram For For Management
1c Elect Director Robert K. Shearer For For Management
1d Elect Director Laurie J. Yoler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CIMAREX ENERGY CO.
Ticker: XEC Security ID: 171798101
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph R. Albi For For Management
1.2 Elect Director Lisa A. Stewart For For Management
1.3 Elect Director Michael J. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 11, 2017 Meeting Type: Annual
Record Date: OCT 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Amy L. Chang For For Management
1e Elect Director John L. Hennessy For For Management
1f Elect Director Kristina M. Johnson For For Management
1g Elect Director Roderick C. McGeary For For Management
1h Elect Director Charles H. Robbins For For Management
1i Elect Director Arun Sarin For For Management
1j Elect Director Brenton L. Saunders For For Management
1k Elect Director Steven M. West For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
7 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
- 8 -
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Ellen M. Costello For For Management
1c Elect Director John C. Dugan For For Management
1d Elect Director Duncan P. Hennes For For Management
1e Elect Director Peter B. Henry For For Management
1f Elect Director Franz B. Humer For For Management
1g Elect Director S. Leslie Ireland For For Management
1h Elect Director Renee J. James For For Management
1i Elect Director Eugene M. McQuade For For Management
1j Elect Director Michael E. O'Neill For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Anthony M. Santomero For For Management
1m Elect Director Diana L. Taylor For For Management
1n Elect Director James S. Turley For For Management
1o Elect Director Deborah C. Wright For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
De Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt Human and Indigenous People's Against Against Shareholder
Rights Policy
6 Provide for Cumulative Voting Against Against Shareholder
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Amend Proxy Access Right Against For Shareholder
9 Prohibit Accelerated Vesting of Awards Against For Shareholder
to Pursue Government Service
10 Amend Bylaws -- Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles A. Bancroft For For Management
1b Elect Director John P. Bilbrey For For Management
1c Elect Director John T. Cahill For For Management
1d Elect Director Ian Cook For For Management
1e Elect Director Helene D. Gayle For For Management
1f Elect Director Ellen M. Hancock For For Management
1g Elect Director C. Martin Harris For For Management
1h Elect Director Lorrie M. Norrington For For Management
1i Elect Director Michael B. Polk For For Management
1j Elect Director Stephen I. Sadove For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 11, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Sheldon M. Bonovitz For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Maritza G. Montiel For For Management
1.8 Elect Director Asuka Nakahara For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Brian L. Roberts For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
CONAGRA BRANDS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 22, 2017 Meeting Type: Annual
Record Date: JUL 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley A. Alford For For Management
1.2 Elect Director Thomas K. Brown For For Management
1.3 Elect Director Stephen G. Butler For For Management
1.4 Elect Director Sean M. Connolly For For Management
1.5 Elect Director Thomas W. Dickson For For Management
1.6 Elect Director Steven F. Goldstone For For Management
1.7 Elect Director Joie A. Gregor For For Management
1.8 Elect Director Rajive Johri For For Management
1.9 Elect Director Richard H. Lenny For For Management
1.10 Elect Director Ruth Ann Marshall For For Management
1.11 Elect Director Craig P. Omtvedt For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
- 9 -
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles E. Bunch For For Management
1b Elect Director Caroline Maury Devine For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jody Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Ryan M. Lance For For Management
1g Elect Director Sharmila Mulligan For For Management
1h Elect Director Arjun N. Murti For For Management
1i Elect Director Robert A. Niblock For For Management
1j Elect Director Harald J. Norvik For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Use GAAP for Executive Compensation Against Against Shareholder
Metrics
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 30, 2018 Meeting Type: Annual
Record Date: NOV 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth D. Denman For For Management
1.2 Elect Director W. Craig Jelinek For For Management
1.3 Elect Director Jeffrey S. Raikes For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote Against For Shareholder
5 Adopt Policy Regarding Prison Labor Against Against Shareholder
--------------------------------------------------------------------------------
COTY INC.
Ticker: COTY Security ID: 222070203
Meeting Date: NOV 08, 2017 Meeting Type: Annual
Record Date: SEP 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lambertus J.H. Becht For For Management
1.2 Elect Director Sabine Chalmers For For Management
1.3 Elect Director Joachim Faber For For Management
1.4 Elect Director Olivier Goudet For For Management
1.5 Elect Director Peter Harf For For Management
1.6 Elect Director Paul S. Michaels For For Management
1.7 Elect Director Camillo Pane For For Management
1.8 Elect Director Erhard Schoewel For For Management
1.9 Elect Director Robert Singer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CSRA INC.
Ticker: CSRA Security ID: 12650T104
Meeting Date: AUG 08, 2017 Meeting Type: Annual
Record Date: JUN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Keith B. Alexander For For Management
1b Elect Director Sanju K. Bansal For For Management
1c Elect Director Michele A. Flournoy For For Management
1d Elect Director Mark A. Frantz For For Management
1e Elect Director Nancy Killefer For For Management
1f Elect Director Craig L. Martin For For Management
1g Elect Director Sean O'Keefe For For Management
1h Elect Director Lawrence B. Prior, III For For Management
1i Elect Director Michael E. Ventling For For Management
1j Elect Director Billie I. Williamson For For Management
1k Elect Director John F. Young For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAR 13, 2018 Meeting Type: Special
Record Date: FEB 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
- 10 -
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: JUN 04, 2018 Meeting Type: Annual
Record Date: APR 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. Bracken For For Management
1b Elect Director C. David Brown, II For For Management
1c Elect Director Alecia A. DeCoudreaux For For Management
1d Elect Director Nancy-Ann M. DeParle For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Anne M. Finucane For For Management
1g Elect Director Larry J. Merlo For For Management
1h Elect Director Jean-Pierre Millon For For Management
1i Elect Director Mary L. Schapiro For For Management
1j Elect Director Richard J. Swift For For Management
1k Elect Director William C. Weldon For For Management
1l Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Provide For Confidential Running Vote Against Against Shareholder
Tallies On Executive Pay Matters
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Ehrlich For Against Management
1.2 Elect Director Linda Hefner Filler For For Management
1.3 Elect Director Thomas P. Joyce, Jr. For For Management
1.4 Elect Director Teri List-Stoll For Against Management
1.5 Elect Director Walter G. Lohr, Jr. For For Management
1.6 Elect Director Mitchell P. Rales For For Management
1.7 Elect Director Steven M. Rales For For Management
1.8 Elect Director John T. Schwieters For Against Management
1.9 Elect Director Alan G. Spoon For For Management
1.10 Elect Director Raymond C. Stevens For For Management
1.11 Elect Director Elias A. Zerhouni For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC.
Ticker: DISCA Security ID: 25470F104
Meeting Date: NOV 17, 2017 Meeting Type: Special
Record Date: OCT 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
DOWDUPONT INC.
Ticker: DWDP Security ID: 26078J100
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lamberto Andreotti For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Edward D. Breen For For Management
1d Elect Director Robert A. Brown For For Management
1e Elect Director Alexander M. Cutler For For Management
1f Elect Director Jeff M. Fettig For For Management
1g Elect Director Marillyn A. Hewson For For Management
1h Elect Director Lois D. Juliber For For Management
1i Elect Director Andrew N. Liveris For For Management
1j Elect Director Raymond J. Milchovich For For Management
1k Elect Director Paul Polman For For Management
1l Elect Director Dennis H. Reilley For For Management
1m Elect Director James M. Ringler For For Management
1n Elect Director Ruth G. Shaw For For Management
1o Elect Director Lee M. Thomas For For Management
1p Elect Director Patrick J. Ward For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Eliminate Supermajority Vote Against For Shareholder
Requirement
6 Report on Pay Disparity Against Against Shareholder
7 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
8 Report on Impact of the Bhopal Against Against Shareholder
Chemical Explosion
9 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
- 11 -
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Browning For For Management
1.2 Elect Director Theodore F. Craver, Jr. For For Management
1.3 Elect Director Robert M. Davis For For Management
1.4 Elect Director Daniel R. DiMicco For For Management
1.5 Elect Director John H. Forsgren For For Management
1.6 Elect Director Lynn J. Good For For Management
1.7 Elect Director John T. Herron For For Management
1.8 Elect Director James B. Hyler, Jr. For For Management
1.9 Elect Director William E. Kennard For For Management
1.10 Elect Director E. Marie McKee For For Management
1.11 Elect Director Charles W. Moorman, IV For For Management
1.12 Elect Director Carlos A. Saladrigas For For Management
1.13 Elect Director Thomas E. Skains For For Management
1.14 Elect Director William E. Webster, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
5 Report on Benefits of Lobbying Against For Shareholder
--------------------------------------------------------------------------------
DUKE REALTY CORPORATION
Ticker: DRE Security ID: 264411505
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Case For For Management
1b Elect Director William Cavanaugh, III For For Management
1c Elect Director Alan H. Cohen For For Management
1d Elect Director James B. Connor For For Management
1e Elect Director Ngaire E. Cuneo For For Management
1f Elect Director Charles R. Eitel For For Management
1g Elect Director Norman K. Jenkins For For Management
1h Elect Director Melanie R. Sabelhaus For For Management
1i Elect Director Peter M. Scott, III For For Management
1j Elect Director David P. Stockert For For Management
1k Elect Director Chris Sultemeier For For Management
1l Elect Director Michael E. Szymanczyk For For Management
1m Elect Director Lynn C. Thurber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 07, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katherine Baicker For For Management
1b Elect Director J. Erik Fyrwald For For Management
1c Elect Director Jamere Jackson For For Management
1d Elect Director Ellen R. Marram For Against Management
1e Elect Director Jackson P. Tai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Amend Omnibus Stock Plan For For Management
7 Support the Descheduling of Cannabis Against Against Shareholder
8 Report on Lobbying Payments and Policy Against For Shareholder
9 Report on Policies and Practices Against Against Shareholder
Regarding Contract Animal Laboratories
10 Report on Integrating Drug Pricing Against For Shareholder
Risks into Incentive Compensation Plans
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 06, 2018 Meeting Type: Annual
Record Date: NOV 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur F. Golden For For Management
1.2 Elect Director Candace Kendle For For Management
1.3 Elect Director James S. Turley For For Management
1.4 Elect Director Gloria A. Flach For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Articles of Incorporation to For For Management
Provide Shareholders the Right to
Amend Bylaws
5 Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
6 Require Independent Board Chairman Against For Shareholder
7 Report on Political Contributions Against For Shareholder
8 Report on Lobbying Payments and Policy Against For Shareholder
9 Adopt Quantitative Company-wide GHG Against For Shareholder
Goals
--------------------------------------------------------------------------------
- 12 -
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: MAY 01, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Ann C. Berzin For For Management
1c Elect Director Christopher M. Crane For For Management
1d Elect Director Yves C. de Balmann For For Management
1e Elect Director Nicholas DeBenedictis For For Management
1f Elect Director Linda P. Jojo For For Management
1g Elect Director Paul L. Joskow For For Management
1h Elect Director Robert J. Lawless For For Management
1i Elect Director Richard W. Mies For For Management
1j Elect Director John W. Rogers, Jr. For For Management
1k Elect Director Mayo A. Shattuck, III For For Management
1l Elect Director Stephen D. Steinour For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan K. Avery For For Management
1.2 Elect Director Angela F. Braly For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Kenneth C. Frazier For For Management
1.5 Elect Director Steven A. Kandarian For For Management
1.6 Elect Director Douglas R. Oberhelman For For Management
1.7 Elect Director Samuel J. Palmisano For For Management
1.8 Elect Director Steven S Reinemund For For Management
1.9 Elect Director William C. Weldon For For Management
1.10 Elect Director Darren W. Woods For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Amend Bylaws -- Call Special Meetings Against For Shareholder
6 Disclose a Board Diversity and Against Against Shareholder
Qualifications Matrix
7 Report on lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
F5 NETWORKS, INC.
Ticker: FFIV Security ID: 315616102
Meeting Date: MAR 15, 2018 Meeting Type: Annual
Record Date: JAN 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director A. Gary Ames For For Management
1b Elect Director Sandra E. Bergeron For For Management
1c Elect Director Deborah L. Bevier For For Management
1d Elect Director Jonathan C. Chadwick For For Management
1e Elect Director Michael L. Dreyer For For Management
1f Elect Director Alan J. Higginson For For Management
1g Elect Director Peter S. Klein For For Management
1h Elect Director Francois Locoh-Donou For For Management
1i Elect Director John McAdam For For Management
1j Elect Director Stephen M. Smith None None Management
*Withdrawn Resolution*
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Susan D. For Withhold Management
Desmond-Hellmann
1.5 Elect Director Reed Hastings For Withhold Management
1.6 Elect Director Jan Koum - Withdrawn None None Management
Resolution
1.7 Elect Director Sheryl K. Sandberg For Withhold Management
1.8 Elect Director Peter A. Thiel For Withhold Management
1.9 Elect Director Mark Zuckerberg For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
4 Establish Board Committee on Risk Against For Shareholder
Management
5 Adopt Simple Majority Vote Against For Shareholder
6 Report on Major Global Content Against For Shareholder
Management Controversies (Fake News)
7 Report on Gender Pay Gap Against For Shareholder
8 Report on Responsible Tax Principles Against Against Shareholder
--------------------------------------------------------------------------------
- 13 -
FEDERAL REALTY INVESTMENT TRUST
Ticker: FRT Security ID: 313747206
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Bortz For For Management
1.2 Elect Director David W. Faeder For For Management
1.3 Elect Director Elizabeth I. Holland For For Management
1.4 Elect Director Gail P. Steinel For For Management
1.5 Elect Director Warren M. Thompson For For Management
1.6 Elect Director Joseph S. Vassalluzzo For For Management
1.7 Elect Director Donald C. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 25, 2017 Meeting Type: Annual
Record Date: JUL 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director John A. Edwardson For For Management
1.3 Elect Director Marvin R. Ellison For For Management
1.4 Elect Director John C. ("Chris") Inglis For For Management
1.5 Elect Director Kimberly A. Jabal For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director R. Brad Martin For For Management
1.8 Elect Director Joshua Cooper Ramo For For Management
1.9 Elect Director Susan C. Schwab For For Management
1.10 Elect Director Frederick W. Smith For For Management
1.11 Elect Director David P. Steiner For For Management
1.12 Elect Director Paul S. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
6 Amend Proxy Access Right Against For Shareholder
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Provide For Confidential Running Vote Against Against Shareholder
Tallies On Executive Pay Matters
9 Report on Company Non-Discrimination Against Against Shareholder
Policies in States with
Pro-Discrimination Laws
--------------------------------------------------------------------------------
FLIR SYSTEMS, INC.
Ticker: FLIR Security ID: 302445101
Meeting Date: APR 20, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Cannon For For Management
1.2 Elect Director John D. Carter For For Management
1.3 Elect Director William W. Crouch For For Management
1.4 Elect Director Catherine A. Halligan For For Management
1.5 Elect Director Earl R. Lewis For For Management
1.6 Elect Director Angus L. Macdonald For For Management
1.7 Elect Director Michael T. Smith For For Management
1.8 Elect Director Cathy A. Stauffer For For Management
1.9 Elect Director Robert S. Tyrer For For Management
1.10 Elect Director John W. Wood, Jr. For For Management
1.11 Elect Director Steven E. Wynne For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FLOWSERVE CORPORATION
Ticker: FLS Security ID: 34354P105
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Scott Rowe For For Management
1b Elect Director Ruby R. Chandy For For Management
1c Elect Director Leif E. Darner For For Management
1d Elect Director Gayla J. Delly For For Management
1e Elect Director Roger L. Fix For For Management
1f Elect Director John R. Friedery For For Management
1g Elect Director Joe E. Harlan For For Management
1h Elect Director Rick J. Mills For For Management
1i Elect Director David E. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Adopt GHG Emissions Reduction Goals Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
- 14 -
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter K. Barker For For Management
1B Elect Director Alan M. Bennett For For Management
1C Elect Director Rosemary T. Berkery For For Management
1D Elect Director Peter J. Fluor For For Management
1E Elect Director James T. Hackett For For Management
1F Elect Director Samuel J. Locklear, III For For Management
1G Elect Director Deborah D. McWhinney For For Management
1H Elect Director Armando J. Olivera For For Management
1I Elect Director Matthew K. Rose For For Management
1J Elect Director David T. Seaton For For Management
1K Elect Director Nader H. Sultan For For Management
1L Elect Director Lynn C. Swann For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Adopt Quantitative Company-wide GHG Against For Shareholder
Goals
--------------------------------------------------------------------------------
FOOT LOCKER, INC.
Ticker: FL Security ID: 344849104
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maxine Clark For For Management
1b Elect Director Alan D. Feldman For For Management
1c Elect Director Richard A. Johnson For For Management
1d Elect Director Guillermo G. Marmol For For Management
1e Elect Director Matthew M. McKenna For For Management
1f Elect Director Steven Oakland For For Management
1g Elect Director Ulice Payne, Jr. For For Management
1h Elect Director Cheryl Nido Turpin For For Management
1i Elect Director Kimberly Underhill For For Management
1j Elect Director Dona D. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen G. Butler For For Management
1b Elect Director Kimberly A. Casiano For For Management
1c Elect Director Anthony F. Earley, Jr. For For Management
1d Elect Director Edsel B. Ford, II For For Management
1e Elect Director William Clay Ford, Jr. For For Management
1f Elect Director James P. Hackett For For Management
1g Elect Director William W. Helman, IV For For Management
1h Elect Director William E. Kennard For For Management
1i Elect Director John C. Lechleiter For For Management
1j Elect Director Ellen R. Marram For For Management
1k Elect Director John L. Thornton For For Management
1l Elect Director John B. Veihmeyer For For Management
1m Elect Director Lynn M. Vojvodich For For Management
1n Elect Director John S. Weinberg For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Report on Fleet GHG Emissions in Against For Shareholder
Relation to CAFE Standards
8 Transparent Political Spending Against For Shareholder
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James S. Crown For For Management
1b Elect Director Rudy F. deLeon For For Management
1c Elect Director Lester L. Lyles For For Management
1d Elect Director Mark M. Malcolm For For Management
1e Elect Director Phebe N. Novakovic For For Management
1f Elect Director C. Howard Nye For For Management
1g Elect Director William A. Osborn For For Management
1h Elect Director Catherine B. Reynolds For For Management
1i Elect Director Laura J. Schumacher For For Management
1j Elect Director Peter A. Wall For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
- 15 -
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sebastien M. Bazin For For Management
2 Elect Director W. Geoffrey Beattie For For Management
3 Elect Director John J. Brennan For For Management
4 Elect Director H. Lawrence Culp, Jr. For For Management
5 Elect Director Francisco D'Souza For For Management
6 Elect Director John L. Flannery For For Management
7 Elect Director Edward P. Garden For For Management
8 Elect Director Thomas W. Horton For For Management
9 Elect Director Risa Lavizzo-Mourey For For Management
10 Elect Director James J. Mulva For For Management
11 Elect Director Leslie F. Seidman For For Management
12 Elect Director James S. Tisch For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Amend Nonqualified Employee Stock For For Management
Purchase Plan
15 Ratify KPMG LLP as Auditors For Against Management
16 Require Independent Board Chairman Against For Shareholder
17 Provide for Cumulative Voting Against Against Shareholder
18 Adjust Executive Compensation Metrics Against Against Shareholder
for Share Buybacks
19 Report on Lobbying Payments and Policy Against For Shareholder
20 Report on Stock Buybacks Against Against Shareholder
21 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary T. Barra For For Management
1b Elect Director Linda R. Gooden For For Management
1c Elect Director Joseph Jimenez For For Management
1d Elect Director Jane L. Mendillo For For Management
1e Elect Director Michael G. Mullen For For Management
1f Elect Director James J. Mulva For For Management
1g Elect Director Patricia F. Russo For For Management
1h Elect Director Thomas M. Schoewe For For Management
1i Elect Director Theodore M. Solso For For Management
1j Elect Director Carol M. Stephenson For For Management
1k Elect Director Devin N. Wenig For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Independent Board Chairman Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Fleet GHG Emissions in Against For Shareholder
Relation to CAFE Standards
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Cogan For For Management
1b Elect Director Jacqueline K. Barton For For Management
1c Elect Director Kelly A. Kramer For For Management
1d Elect Director Kevin E. Lofton For For Management
1e Elect Director John C. Martin For For Management
1f Elect Director John F. Milligan For For Management
1g Elect Director Richard J. Whitley For For Management
1h Elect Director Gayle E. Wilson For For Management
1i Elect Director Per Wold-Olsen For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abdulaziz F. Al Khayyal For For Management
1b Elect Director William E. Albrecht For For Management
1c Elect Director Alan M. Bennett For For Management
1d Elect Director James R. Boyd For For Management
1e Elect Director Milton Carroll For For Management
1f Elect Director Nance K. Dicciani For For Management
1g Elect Director Murry S. Gerber For For Management
1h Elect Director Jose C. Grubisich For For Management
1i Elect Director David J. Lesar For For Management
1j Elect Director Robert A. Malone For For Management
1k Elect Director Jeffrey A. Miller For For Management
1l Elect Director Debra L. Reed For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
- 16 -
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 06, 2018 Meeting Type: Annual
Record Date: JAN 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin G. Cramton For For Management
1b Elect Director Randy A. Foutch For For Management
1c Elect Director Hans Helmerich For For Management
1d Elect Director John W. Lindsay For For Management
1e Elect Director Paula Marshall For For Management
1f Elect Director Jose R. Mas For For Management
1g Elect Director Thomas A. Petrie For For Management
1h Elect Director Donald F. Robillard, Jr. For For Management
1i Elect Director Edward B. Rust, Jr. For For Management
1j Elect Director John D. Zeglis For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 23, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Darius Adamczyk For For Management
1B Elect Director Duncan B. Angove For For Management
1C Elect Director William S. Ayer For For Management
1D Elect Director Kevin Burke For For Management
1E Elect Director Jaime Chico Pardo For For Management
1F Elect Director D. Scott Davis For For Management
1G Elect Director Linnet F. Deily For For Management
1H Elect Director Judd Gregg For For Management
1I Elect Director Clive Hollick For For Management
1J Elect Director Grace D. Lieblein For For Management
1K Elect Director George Paz For For Management
1L Elect Director Robin L. Washington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aneel Bhusri For For Management
1b Elect Director Andy D. Bryant For For Management
1c Elect Director Reed E. Hundt For For Management
1d Elect Director Omar Ishrak For For Management
1e Elect Director Brian M. Krzanich For For Management
1f Elect Director Risa Lavizzo-Mourey For For Management
1g Elect Director Tsu-Jae King Liu For For Management
1h Elect Director Gregory D. Smith For For Management
1i Elect Director Andrew Wilson For For Management
1j Elect Director Frank D. Yeary For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Require Independent Board Chairman Against For Shareholder
6 Report on Costs and Benefits of Against Against Shareholder
Poltical Contributions
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth I. Chenault For For Management
1.2 Elect Director Michael L. Eskew For For Management
1.3 Elect Director David N. Farr For For Management
1.4 Elect Director Alex Gorsky For For Management
1.5 Elect Director Shirley Ann Jackson For For Management
1.6 Elect Director Andrew N. Liveris For For Management
1.7 Elect Director Hutham S. Olayan For For Management
1.8 Elect Director James W. Owens For For Management
1.9 Elect Director Virginia M. Rometty For For Management
1.10 Elect Director Joseph R. Swedish For For Management
1.11 Elect Director Sidney Taurel For For Management
1.12 Elect Director Peter R. Voser For For Management
1.13 Elect Director Frederick H. Waddell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
- 17 -
IRON MOUNTAIN INCORPORATED
Ticker: IRM Security ID: 46284V101
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jennifer Allerton For For Management
1b Elect Director Ted R. Antenucci For For Management
1c Elect Director Pamela M. Arway For For Management
1d Elect Director Clarke H. Bailey For For Management
1e Elect Director Kent P. Dauten For For Management
1f Elect Director Paul F. Deninger For For Management
1g Elect Director Per-Kristian Halvorsen For For Management
1h Elect Director William L. Meaney For For Management
1i Elect Director Wendy J. Murdock For For Management
1j Elect Director Walter C. Rakowich For For Management
1k Elect Director Alfred J. Verrecchia For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director William D. Perez For For Management
1i Elect Director Charles Prince For For Management
1j Elect Director A. Eugene Washington For For Management
1k Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Prohibit Adjusting Compensation Against Against Shareholder
Metrics for Legal or Compliance Costs
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Stephen B. Burke For For Management
1d Elect Director Todd A. Combs For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Mellody Hobson For For Management
1i Elect Director Laban P. Jackson, Jr. For For Management
1j Elect Director Michael A. Neal For For Management
1k Elect Director Lee R. Raymond For For Management
1l Elect Director William C. Weldon For For Management
2 Ratify Existing Ownership Threshold For Against Management
for Shareholders to Call Special
Meeting
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Require Independent Board Chairman Against For Shareholder
7 Prohibit Accelerated Vesting of Awards Against For Shareholder
to Pursue Government Service
8 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
9 Restore or Provide for Cumulative Against Against Shareholder
Voting
--------------------------------------------------------------------------------
KIMCO REALTY CORPORATION
Ticker: KIM Security ID: 49446R109
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Milton Cooper For For Management
1b Elect Director Philip E. Coviello For For Management
1c Elect Director Richard G. Dooley For For Management
1d Elect Director Conor C. Flynn For For Management
1e Elect Director Joe Grills For For Management
1f Elect Director Frank Lourenso For For Management
1g Elect Director Colombe M. Nicholas For For Management
1h Elect Director Mary Hogan Preusse For For Management
1i Elect Director Richard B. Saltzman For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
- 18 -
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Kimberly A. Dang For For Management
1.4 Elect Director Ted A. Gardner For For Management
1.5 Elect Director Anthony W. Hall, Jr. For For Management
1.6 Elect Director Gary L. Hultquist For For Management
1.7 Elect Director Ronald L. Kuehn, Jr. For For Management
1.8 Elect Director Deborah A. Macdonald For For Management
1.9 Elect Director Michael C. Morgan For For Management
1.10 Elect Director Arthur C. Reichstetter For For Management
1.11 Elect Director Fayez Sarofim For For Management
1.12 Elect Director C. Park Shaper For For Management
1.13 Elect Director William A. Smith For For Management
1.14 Elect Director Joel V. Staff For For Management
1.15 Elect Director Robert F. Vagt For For Management
1.16 Elect Director Perry M. Waughtal For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Report on Methane Emissions Management Against For Shareholder
6 Report on Sustainability Against For Shareholder
7 Assess Portfolio Impacts of Policies Against For Shareholder
to Meet 2 Degree Scenario
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director David B. Burritt For For Management
1.4 Elect Director Bruce A. Carlson For For Management
1.5 Elect Director James O. Ellis, Jr. For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Ilene S. Gordon For For Management
1.8 Elect Director Marillyn A. Hewson For For Management
1.9 Elect Director Jeh C. Johnson For For Management
1.10 Elect Director Joseph W. Ralston For For Management
1.11 Elect Director James D. Taiclet, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: JUN 01, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David H. Batchelder For For Management
1.3 Elect Director Angela F. Braly For For Management
1.4 Elect Director Sandra B. Cochran For For Management
1.5 Elect Director Laurie Z. Douglas For For Management
1.6 Elect Director Richard W. Dreiling For For Management
1.7 Elect Director Marshall O. Larsen For For Management
1.8 Elect Director James H. Morgan For For Management
1.9 Elect Director Robert A. Niblock For For Management
1.10 Elect Director Brian C. Rogers For For Management
1.11 Elect Director Bertram L. Scott For For Management
1.12 Elect Director Lisa W. Wardell For For Management
1.13 Elect Director Eric C. Wiseman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 26, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Steven J. Freiberg For For Management
1g Elect Director Julius Genachowski For For Management
1h Elect Director Choon Phong Goh For For Management
1i Elect Director Merit E. Janow For For Management
1j Elect Director Nancy Karch For For Management
1k Elect Director Oki Matsumoto For For Management
1l Elect Director Rima Qureshi For For Management
1m Elect Director Jose Octavio Reyes For For Management
Lagunes
1n Elect Director Jackson Tai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
- 19 -
MATTEL, INC.
Ticker: MAT Security ID: 577081102 Meeting Date: MAY 17, 2018 Meeting Type:
Annual Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Todd Bradley For For Management
1b Elect Director Michael J. Dolan For For Management
1c Elect Director Trevor A. Edwards None None Management
*Withdrawn Resolution*
1d Elect Director Margaret H. Georgiadis None None Management
*Withdrawn Resolution*
1e Elect Director Ynon Kreiz For For Management
1f Elect Director Soren T. Laursen For For Management
1g Elect Director Ann Lewnes For For Management
1h Elect Director Dominic Ng For For Management
1i Elect Director Vasant M. Prabhu For For Management
1j Elect Director Rosa G. Rios *Withdrawn None None Management
Resolution*
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd Dean For For Management
1b Elect Director Stephen Easterbrook For For Management
1c Elect Director Robert Eckert For For Management
1d Elect Director Margaret (Margo) For For Management
Georgiadis
1e Elect Director Enrique Hernandez, Jr. For For Management
1f Elect Director Jeanne Jackson For For Management
1g Elect Director Richard Lenny For For Management
1h Elect Director John Mulligan For For Management
1i Elect Director Sheila Penrose For For Management
1j Elect Director John Rogers, Jr. For For Management
1k Elect Director Miles White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Plastic Straws Against Against Shareholder
6 Report on Charitable Contributions Against Against Shareholder
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 08, 2017 Meeting Type: Annual
Record Date: OCT 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Craig Arnold For For Management
1c Elect Director Scott C. Donnelly For For Management
1d Elect Director Randall J. Hogan, III For For Management
1e Elect Director Omar Ishrak For For Management
1f Elect Director Shirley Ann Jackson For For Management
1g Elect Director Michael O. Leavitt For For Management
1h Elect Director James T. Lenehan For For Management
1i Elect Director Elizabeth G. Nabel For For Management
1j Elect Director Denise M. O'Leary For For Management
1k Elect Director Kendall J. Powell For For Management
1l Elect Director Robert C. Pozen For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Audit Committee
to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 22, 2018 Meeting Type: Annual
Record Date: MAR 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Kenneth C. Frazier For For Management
1e Elect Director Thomas H. Glocer For For Management
1f Elect Director Rochelle B. Lazarus For For Management
1g Elect Director John H. Noseworthy For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Wendell P. Weeks For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
- 20 -
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: OCT 19, 2017 Meeting Type: Special
Record Date: SEP 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Modify the Dividend Payment Tests for
the Series A Preferred Stock and the
Series C Preferred Stock
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl W. Grise For For Management
1.2 Elect Director Carlos M. Gutierrez For For Management
1.3 Elect Director Gerald L. Hassell For For Management
1.4 Elect Director David L. Herzog For For Management
1.5 Elect Director R. Glenn Hubbard For For Management
1.6 Elect Director Steven A. Kandarian For For Management
1.7 Elect Director Edward J. Kelly, III For For Management
1.8 Elect Director William E. Kennard For For Management
1.9 Elect Director James M. Kilts For For Management
1.10 Elect Director Catherine R. Kinney For For Management
1.11 Elect Director Denise M. Morrison For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 29, 2017 Meeting Type: Annual
Record Date: SEP 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Reid G. Hoffman For For Management
1.3 Elect Director Hugh F. Johnston For For Management
1.4 Elect Director Teri L. List-Stoll For For Management
1.5 Elect Director Satya Nadella For For Management
1.6 Elect Director Charles H. Noski For For Management
1.7 Elect Director Helmut Panke For For Management
1.8 Elect Director Sandra E. Peterson For For Management
1.9 Elect Director Penny S. Pritzker For For Management
1.10 Elect Director Charles W. Scharf For For Management
1.11 Elect Director Arne M. Sorenson For For Management
1.12 Elect Director John W. Stanton For For Management
1.13 Elect Director John W. Thompson For For Management
1.14 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Amend Executive Incentive Bonus Plan For For Management
6 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lewis W.K. Booth For For Management
1b Elect Director Charles E. Bunch For For Management
1c Elect Director Debra A. Crew For For Management
1d Elect Director Lois D. Juliber For For Management
1e Elect Director Mark D. Ketchum For For Management
1f Elect Director Peter W. May For For Management
1g Elect Director Jorge S. Mesquita For For Management
1h Elect Director Joseph Neubauer For For Management
1i Elect Director Fredric G. Reynolds For For Management
1j Elect Director Christiana S. Shi For For Management
1k Elect Director Patrick T. Siewert For For Management
1l Elect Director Jean-Francois M. L. van For For Management
Boxmeer
1m Elect Director Dirk Van de Put For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Assess Environmental Impact of Against For Shareholder
Non-Recyclable Packaging
5 Create a Committee to Prepare a Report Against Against Shareholder
Regarding the Impact of Plant Closures
on Communities
--------------------------------------------------------------------------------
- 21 -
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 31, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dwight M. 'Mitch' Barns For For Management
1b Elect Director Gregory H. Boyce For For Management
1c Elect Director David L. Chicoine For For Management
1d Elect Director Janice L. Fields For For Management
1e Elect Director Hugh Grant For For Management
1f Elect Director Laura K. Ipsen For For Management
1g Elect Director Marcos M. Lutz For For Management
1h Elect Director C. Steven McMillan For For Management
1i Elect Director Jon R. Moeller For For Management
1j Elect Director George H. Poste For For Management
1k Elect Director Robert J. Stevens For For Management
1l Elect Director Patricia Verduin For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws to Create Board Human Against Against Shareholder
Rights Committee
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth Corley For For Management
1b Elect Director Alistair Darling For For Management
1c Elect Director Thomas H. Glocer For For Management
1d Elect Director James P. Gorman For For Management
1e Elect Director Robert H. Herz For For Management
1f Elect Director Nobuyuki Hirano For For Management
1g Elect Director Jami Miscik For For Management
1h Elect Director Dennis M. Nally For For Management
1i Elect Director Hutham S. Olayan For For Management
1j Elect Director Ryosuke Tamakoshi For For Management
1k Elect Director Perry M. Traquina For For Management
1l Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prohibit Accelerated Vesting of Awards Against For Shareholder
to Pursue Government Service
--------------------------------------------------------------------------------
NAVIENT CORPORATION
Ticker: NAVI Security ID: 63938C108
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anna Escobedo Cabral For For Management
1b Elect Director William M. For For Management
Diefenderfer, III
1c Elect Director Katherine A. Lehman For For Management
1d Elect Director Linda A. Mills For For Management
1e Elect Director John (Jack) F. Remondi For For Management
1f Elect Director Jane J. Thompson For For Management
1g Elect Director Laura S. Unger For For Management
1h Elect Director Barry L. Williams For For Management
1i Elect Director David L. Yowan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Governance Measures Against For Shareholder
Implemented Related to Student Loan
Debt
--------------------------------------------------------------------------------
NEWFIELD EXPLORATION COMPANY
Ticker: NFX Security ID: 651290108
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lee K. Boothby For For Management
1b Elect Director Pamela J. Gardner For For Management
1c Elect Director Edgar R. Giesinger, Jr. For For Management
1d Elect Director Steven W. Nance For For Management
1e Elect Director Roger B. Plank For For Management
1f Elect Director Thomas G. Ricks For For Management
1g Elect Director Juanita M. Romans For For Management
1h Elect Director John W. Schanck For For Management
1i Elect Director J. Terry Strange For For Management
1j Elect Director J. Kent Wells For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
- 22 -
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director James L. Camaren For For Management
1c Elect Director Kenneth B. Dunn For For Management
1d Elect Director Naren K. Gursahaney For For Management
1e Elect Director Kirk S. Hachigian For For Management
1f Elect Director Toni Jennings For For Management
1g Elect Director Amy B. Lane For For Management
1h Elect Director James L. Robo For For Management
1i Elect Director Rudy E. Schupp For For Management
1j Elect Director John L. Skolds For For Management
1k Elect Director William H. Swanson For For Management
1l Elect Director Hansel E. Tookes, II For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 21, 2017 Meeting Type: Annual
Record Date: JUL 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan B. Graf, Jr. For For Management
1.2 Elect Director John C. Lechleiter For For Management
1.3 Elect Director Michelle A. Peluso For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Report on Political Contributions Against For Shareholder
Disclosure
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NISOURCE INC.
Ticker: NI Security ID: 65473P105
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter A. Altabef For For Management
1.2 Elect Director Eric L. Butler For For Management
1.3 Elect Director Aristides S. Candris For For Management
1.4 Elect Director Wayne S. DeVeydt For For Management
1.5 Elect Director Joseph Hamrock For For Management
1.6 Elect Director Deborah A. Henretta For For Management
1.7 Elect Director Michael E. Jesanis For For Management
1.8 Elect Director Kevin T. Kabat For For Management
1.9 Elect Director Richard L. Thompson For For Management
1.10 Elect Director Carolyn Y. Woo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director E. Spencer Abraham For For Management
1b Elect Director Kirbyjon H. Caldwell - None None Management
Withdrawn Resolution
1c Elect Director Matthew Carter, Jr. For For Management
1d Elect Director Lawrence S. Coben For For Management
1e Elect Director Heather Cox For For Management
1f Elect Director Terry G. Dallas For For Management
1g Elect Director Mauricio Gutierrez For For Management
1h Elect Director William E. Hantke For For Management
1i Elect Director Paul W. Hobby For For Management
1j Elect Director Anne C. Schaumburg For For Management
1k Elect Director Thomas H. Weidemeyer For For Management
1l Elect Director C. John Wilder For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 04, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Spencer Abraham For For Management
1b Elect Director Howard I. Atkins For For Management
1c Elect Director Eugene L. Batchelder For For Management
1d Elect Director John E. Feick For For Management
1e Elect Director Margaret M. Foran For For Management
1f Elect Director Carlos M. Gutierrez For For Management
1g Elect Director Vicki Hollub For For Management
1h Elect Director William R. Klesse For For Management
1i Elect Director Jack B. Moore For For Management
1j Elect Director Avedick B. Poladian For For Management
1k Elect Director Elisse B. Walter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
- 23 -
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 15, 2017 Meeting Type: Annual
Record Date: SEP 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director Michael J. Boskin For Withhold Management
1.3 Elect Director Safra A. Catz For For Management
1.4 Elect Director Bruce R. Chizen For Withhold Management
1.5 Elect Director George H. Conrades For For Management
1.6 Elect Director Lawrence J. Ellison For For Management
1.7 Elect Director Hector Garcia-Molina For For Management
1.8 Elect Director Jeffrey O. Henley For For Management
1.9 Elect Director Mark V. Hurd For For Management
1.10 Elect Director Renee J. James For For Management
1.11 Elect Director Leon E. Panetta For For Management
1.12 Elect Director Naomi O. Seligman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
6 Political Contributions Disclosure Against For Shareholder
7 Gender Pay Gap Against For Shareholder
8 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA
Ticker: PKG Security ID: 695156109
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl K. Beebe For For Management
1.2 Elect Director Duane C. Farrington For For Management
1.3 Elect Director Hasan Jameel For For Management
1.4 Elect Director Mark W. Kowlzan For For Management
1.5 Elect Director Robert C. Lyons For For Management
1.6 Elect Director Thomas P. Maurer For For Management
1.7 Elect Director Samuel M. Mencoff For For Management
1.8 Elect Director Roger B. Porter For For Management
1.9 Elect Director Thomas S. Souleles For For Management
1.10 Elect Director Paul T. Stecko For For Management
1.11 Elect Director James D. Woodrum For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PATTERSON COMPANIES, INC.
Ticker: PDCO Security ID: 703395103
Meeting Date: SEP 18, 2017 Meeting Type: Annual
Record Date: JUL 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Buck For For Management
1.2 Elect Director Alex N. Blanco For For Management
1.3 Elect Director Jody H. Feragen For For Management
1.4 Elect Director Sarena S. Lin For For Management
1.5 Elect Director Ellen A. Rudnick For For Management
1.6 Elect Director Neil A. Schrimsher For For Management
1.7 Elect Director Les C. Vinney For For Management
1.8 Elect Director James W. Wiltz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC.
Ticker: PYPL Security ID: 70450Y103
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: APR 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director Wences Casares For For Management
1c Elect Director Jonathan Christodoro For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Belinda J. Johnson For For Management
1g Elect Director Gail J. McGovern For For Management
1h Elect Director David M. Moffett For For Management
1i Elect Director Ann M. Sarnoff For For Management
1j Elect Director Daniel H. Schulman For For Management
1k Elect Director Frank D. Yeary For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Amend Proxy Access Right Against For Shareholder
7 Report on Political Contributions Against For Shareholder
8 Amend Board Governance Documents to Against Against Shareholder
Define Human Rights Responsibilities
--------------------------------------------------------------------------------
- 24 -
PEOPLE'S UNITED FINANCIAL, INC.
Ticker: PBCT Security ID: 712704105
Meeting Date: APR 19, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Barnes For For Management
1b Elect Director Collin P. Baron For For Management
1c Elect Director Kevin T. Bottomley For For Management
1d Elect Director George P. Carter For For Management
1e Elect Director Jane Chwick For For Management
1f Elect Director William F. Cruger, Jr. For For Management
1g Elect Director John K. Dwight For For Management
1h Elect Director Jerry Franklin For For Management
1i Elect Director Janet M. Hansen For For Management
1j Elect Director Nancy McAllister For For Management
1k Elect Director Mark W. Richards For For Management
1l Elect Director Kirk W. Walters For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Cesar Conde For For Management
1d Elect Director Ian M. Cook For For Management
1e Elect Director Dina Dublon For For Management
1f Elect Director Richard W. Fisher For For Management
1g Elect Director William R. Johnson For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director David C. Page For For Management
1j Elect Director Robert C. Pohlad For For Management
1k Elect Director Daniel Vasella For For Management
1l Elect Director Darren Walker For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
PERKINELMER, INC.
Ticker: PKI Security ID: 714046109
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Barrett For For Management
1b Elect Director Samuel R. Chapin For For Management
1c Elect Director Robert F. Friel For For Management
1d Elect Director Sylvie Gregoire For For Management
1e Elect Director Nicholas A. Lopardo For For Management
1f Elect Director Alexis P. Michas For For Management
1g Elect Director Patrick J. Sullivan For For Management
1h Elect Director Frank Witney For For Management
1i Elect Director Pascale Witz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director Ronald E. Blaylock For For Management
1.3 Elect Director Albert Bourla For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director Joseph J. Echevarria For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director James M. Kilts For For Management
1.8 Elect Director Dan R. Littman For For Management
1.9 Elect Director Shantanu Narayen For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director Ian C. Read For For Management
1.12 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
- 25 -
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Andre Calantzopoulos For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director Massimo Ferragamo For For Management
1.5 Elect Director Werner Geissler For For Management
1.6 Elect Director Lisa A. Hook For For Management
1.7 Elect Director Jennifer Li For For Management
1.8 Elect Director Jun Makihara For For Management
1.9 Elect Director Sergio Marchionne For Against Management
1.10 Elect Director Kalpana Morparia For For Management
1.11 Elect Director Lucio A. Noto For For Management
1.12 Elect Director Frederik Paulsen For For Management
1.13 Elect Director Robert B. Polet For For Management
1.14 Elect Director Stephen M. Wolf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers SA as For For Management
Auditors
--------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION
Ticker: PNW Security ID: 723484101
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald E. Brandt For For Management
1.2 Elect Director Denis A. Cortese For For Management
1.3 Elect Director Richard P. Fox For For Management
1.4 Elect Director Michael L. Gallagher For For Management
1.5 Elect Director Dale E. Klein For For Management
1.6 Elect Director Humberto S. Lopez For For Management
1.7 Elect Director Kathryn L. Munro For For Management
1.8 Elect Director Bruce J. Nordstrom For For Management
1.9 Elect Director Paula J. Sims For For Management
1.10 Elect Director David P. Wagener For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 23, 2018 Meeting Type: Proxy Contest
Record Date: JAN 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card) None
1.1 Elect Director Barbara T. Alexander For Did Not Vote Management
1.2 Elect Director Jeffrey W. Henderson For Did Not Vote Management
1.3 Elect Director Thomas W. Horton For Did Not Vote Management
1.4 Elect Director Paul E. Jacobs For Did Not Vote Management
1.5 Elect Director Ann M. Livermore For Did Not Vote Management
1.6 Elect Director Harish Manwani For Did Not Vote Management
1.7 Elect Director Mark D. McLaughlin For Did Not Vote Management
1.8 Elect Director Steve Mollenkopf For Did Not Vote Management
1.9 Elect Director Clark T. "Sandy" Randt, For Did Not Vote Management
Jr.
1.10 Elect Director Francisco Ros For Did Not Vote Management
1.11 Elect Director Anthony J. Vinciquerra For Did Not Vote Management
2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For Did Not Vote Management
Purchase Plan
5 Eliminate Supermajority Vote For Did Not Vote Management
Requirement to Remove Directors
6 Eliminate Supermajority Vote For Did Not Vote Management
Requirement Relating to Amendments and
Obsolete Provisions
7 Eliminate Supermajority Vote For Did Not Vote Management
Requirement for Business Combinations
with Interested Stockholders
8 Repeal Amendments to the Company's Against Did Not Vote Shareholder
Bylaws Adopted Without Stockholder
Approval After July 15, 2016
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Proxy Card) None
1.1 Elect Director Samih Elhage For For Shareholder
1.2 Elect Director David G. Golden For Withhold Shareholder
1.3 Elect Director Veronica M. Hagen For Withhold Shareholder
1.4 Elect Director Julie A. Hill For For Shareholder
1.5 Elect Director John H. Kispert For For Shareholder
1.6 Elect Director Harry L. You For For Shareholder
2 Repeal Amendments to the Company's For For Shareholder
Bylaws Adopted Without Stockholder
Approval After July 15, 2016
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named None For Management
Executive Officers' Compensation
5 Amend Qualified Employee Stock None For Management
Purchase Plan
6 Eliminate Supermajority Vote For For Management
Requirement to Remove Directors
7 Eliminate Supermajority Vote For For Management
Requirement Relating to Amendments and
Obsolete Provisions
8 Eliminate Supermajority Vote For For Management
Requirement for Business Combinations
with Interested Stockholders
--------------------------------------------------------------------------------
- 26 -
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Earl C. 'Duke' Austin, For For Management
Jr.
1.2 Elect Director Doyle N. Beneby For For Management
1.3 Elect Director J. Michal Conaway For For Management
1.4 Elect Director Vincent D. Foster For For Management
1.5 Elect Director Bernard Fried For For Management
1.6 Elect Director Worthing F. Jackman For For Management
1.7 Elect Director David M. McClanahan For For Management
1.8 Elect Director Margaret B. Shannon For For Management
1.9 Elect Director Pat Wood, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RALPH LAUREN CORPORATION
Ticker: RL Security ID: 751212101
Meeting Date: AUG 10, 2017 Meeting Type: Annual
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank A. Bennack, Jr. For For Management
1.2 Elect Director Joel L. Fleishman For For Management
1.3 Elect Director Hubert Joly For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION
Ticker: RRC Security ID: 75281A109
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brenda A. Cline For For Management
1b Elect Director Anthony V. Dub For For Management
1c Elect Director Allen Finkelson For For Management
1d Elect Director James M. Funk For For Management
1e Elect Director Christopher A. Helms For For Management
1f Elect Director Robert A. Innamorati For For Management
1g Elect Director Greg G. Maxwell For For Management
1h Elect Director Kevin S. McCarthy For For Management
1i Elect Director Steffen E. Palko For For Management
1j Elect Director Jeffrey L. Ventura For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Political Contributions Against For Shareholder
5 Report on Methane Emissions Management Against For Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tracy A. Atkinson For For Management
1b Elect Director Robert E. Beauchamp For For Management
1c Elect Director Adriane M. Brown For For Management
1d Elect Director Vernon E. Clark For For Management
1e Elect Director Stephen J. Hadley For For Management
1f Elect Director Thomas A. Kennedy For For Management
1g Elect Director Letitia A. Long For For Management
1h Elect Director George R. Oliver For For Management
1i Elect Director Dinesh C. Paliwal For For Management
1j Elect Director William R. Spivey For For Management
1k Elect Director James A. Winnefeld, Jr. For For Management
1l Elect Director Robert O. Work For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC.
Ticker: RHI Security ID: 770323103
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold M. Messmer, Jr. For For Management
1.2 Elect Director Marc H. Morial For For Management
1.3 Elect Director Barbara J. Novogradac For For Management
1.4 Elect Director Robert J. Pace For For Management
1.5 Elect Director Frederick A. Richman For For Management
1.6 Elect Director M. Keith Waddell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
- 27 -
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 04, 2018 Meeting Type: Annual
Record Date: FEB 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Miguel M. Galuccio For For Management
1c Elect Director V. Maureen Kempston For For Management
Darkes
1d Elect Director Paal Kibsgaard For For Management
1e Elect Director Nikolay Kudryavtsev For For Management
1f Elect Director Helge Lund For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director Lubna S. Olayan For For Management
1j Elect Director Leo Rafael Reif For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SEALED AIR CORPORATION
Ticker: SEE Security ID: 81211K100
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Chu For For Management
1b Elect Director Edward L. Doheny, II For For Management
1c Elect Director Patrick Duff For For Management
1d Elect Director Henry R. Keizer For For Management
1e Elect Director Jacqueline B. Kosecoff For For Management
1f Elect Director Neil Lustig For For Management
1g Elect Director Richard L. Wambold For For Management
1h Elect Director Jerry R. Whitaker For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For For Management
1b Elect Director Larry C. Glasscock For For Management
1c Elect Director Karen N. Horn For For Management
1d Elect Director Allan Hubbard For For Management
1e Elect Director Reuben S. Leibowitz For For Management
1f Elect Director Gary M. Rodkin For For Management
1g Elect Director Stefan M. Selig For For Management
1h Elect Director Daniel C. Smith For For Management
1i Elect Director J. Albert Smith, Jr. For For Management
1j Elect Director Marta R. Stewart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Eliminate or Restrict Severance Against Against Shareholder
Agreements (Change-in-Control)
--------------------------------------------------------------------------------
STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 21, 2018 Meeting Type: Annual
Record Date: JAN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howard Schultz For For Management
1b Elect Director Rosalind G. Brewer For For Management
1c Elect Director Mary N. Dillon For For Management
1d Elect Director Mellody Hobson For For Management
1e Elect Director Kevin R. Johnson For For Management
1f Elect Director Jorgen Vig Knudstorp For For Management
1g Elect Director Satya Nadella For For Management
1h Elect Director Joshua Cooper Ramo For For Management
1i Elect Director Clara Shih For For Management
1j Elect Director Javier G. Teruel For For Management
1k Elect Director Myron E. Ullman, III For For Management
1l Elect Director Craig E. Weatherup For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Proxy Access Bylaw Amendments Against For Shareholder
5 Report on Sustainable Packaging Against For Shareholder
6 Report on Paid Family Leave *Withdrawn None None Shareholder
Resolution*
7 Prepare Employment Diversity Report Against For Shareholder
and Report on Diversity Policies
--------------------------------------------------------------------------------
- 28 -
STERICYCLE, INC.
Ticker: SRCL Security ID: 858912108
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert S. Murley For Against Management
1b Elect Director Charles A. Alutto For For Management
1c Elect Director Brian P. Anderson For Against Management
1d Elect Director Lynn D. Bleil For For Management
1e Elect Director Thomas D. Brown For For Management
1f Elect Director Thomas F. Chen For Against Management
1g Elect Director Mark C. Miller For For Management
1h Elect Director John Patience For Against Management
1i Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
5 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 13, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxanne S. Austin For For Management
1b Elect Director Douglas M. Baker, Jr. For For Management
1c Elect Director Brian C. Cornell For For Management
1d Elect Director Calvin Darden For For Management
1e Elect Director Henrique De Castro For For Management
1f Elect Director Robert L. Edwards For For Management
1g Elect Director Melanie L. Healey For For Management
1h Elect Director Donald R. Knauss For For Management
1i Elect Director Monica C. Lozano For For Management
1j Elect Director Mary E. Minnick For For Management
1k Elect Director Kenneth L. Salazar For For Management
1l Elect Director Dmitri L. Stockton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph W. Babb, Jr. For For Management
1b Elect Director Mark A. Blinn For For Management
1c Elect Director Todd M. Bluedorn For For Management
1d Elect Director Daniel A. Carp For For Management
1e Elect Director Janet F. Clark For For Management
1f Elect Director Carrie S. Cox For For Management
1g Elect Director Brian T. Crutcher For For Management
1h Elect Director Jean M. Hobby For For Management
1i Elect Director Ronald Kirk For For Management
1j Elect Director Pamela H. Patsley For For Management
1k Elect Director Robert E. Sanchez For For Management
1l Elect Director Richard K. Templeton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE AES CORPORATION
Ticker: AES Security ID: 00130H105
Meeting Date: APR 19, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andres R. Gluski For For Management
1.2 Elect Director Charles L. Harrington For For Management
1.3 Elect Director Kristina M. Johnson For For Management
1.4 Elect Director Tarun Khanna For For Management
1.5 Elect Director Holly K. Koeppel For Against Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director Alain Monie For For Management
1.8 Elect Director John B. Morse, Jr. For For Management
1.9 Elect Director Moises Naim For For Management
1.10 Elect Director Jeffrey W. Ubben For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Ratify Existing Ownership Threshold For Against Management
for Shareholders to Call Special
Meeting
5 Assess Portfolio Impacts of Policies None None Shareholder
to Meet 2 Degree Scenario- Withdrawn
Resolution
--------------------------------------------------------------------------------
- 29 -
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kermit R. Crawford For For Management
1b Elect Director Michael L. Eskew For For Management
1c Elect Director Margaret M. Keane For For Management
1d Elect Director Siddharth N. (Bobby) For For Management
Mehta
1e Elect Director Jacques P. Perold For For Management
1f Elect Director Andrea Redmond For For Management
1g Elect Director Gregg M. Sherrill For For Management
1h Elect Director Judith A. Sprieser For For Management
1i Elect Director Perry M. Traquina For For Management
1j Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Require Independent Board Chairman Against Against Shareholder
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 10, 2018 Meeting Type: Annual
Record Date: FEB 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Linda Z. Cook For For Management
1c Elect Director Joseph J. Echevarria For For Management
1d Elect Director Edward P. Garden For For Management
1e Elect Director Jeffrey A. Goldstein For For Management
1f Elect Director John M. Hinshaw For For Management
1g Elect Director Edmund F. "Ted" Kelly For For Management
1h Elect Director Jennifer B. Morgan For For Management
1i Elect Director Mark A. Nordenberg For For Management
1j Elect Director Elizabeth E. Robinson For For Management
1k Elect Director Charles W. Scharf For For Management
1l Elect Director Samuel C. Scott, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on and Assess Proxy Voting Against Against Shareholder
Policies in Relation to Climate Change
Position
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 30, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert A. Bradway For For Management
1b Elect Director David L. Calhoun For For Management
1c Elect Director Arthur D. Collins, Jr. For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Edmund P. Giambastiani, For For Management
Jr.
1f Elect Director Lynn J. Good For For Management
1g Elect Director Lawrence W. Kellner For For Management
1h Elect Director Caroline B. Kennedy For For Management
1i Elect Director Edward M. Liddy For For Management
1j Elect Director Dennis A. Muilenburg For For Management
1k Elect Director Susan C. Schwab For For Management
1l Elect Director Ronald A. Williams For For Management
1m Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Require Independent Board Chairman Against Against Shareholder
7 Require Shareholder Approval to Against Against Shareholder
Increase Board Size to More Than 14
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Marc Bolland For For Management
1.4 Elect Director Ana Botin For For Management
1.5 Elect Director Richard M. Daley For For Management
1.6 Elect Director Christopher C. Davis For For Management
1.7 Elect Director Barry Diller For For Management
1.8 Elect Director Helene D. Gayle For For Management
1.9 Elect Director Alexis M. Herman For For Management
1.10 Elect Director Muhtar Kent For For Management
1.11 Elect Director Robert A. Kotick For For Management
1.12 Elect Director Maria Elena Lagomasino For For Management
1.13 Elect Director Sam Nunn For For Management
1.14 Elect Director James Quincey For For Management
1.15 Elect Director Caroline J. Tsay For For Management
1.16 Elect Director David B. Weinberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
- 30 -
THE COOPER COMPANIES, INC.
Ticker: COO Security ID: 216648402
Meeting Date: MAR 19, 2018 Meeting Type: Annual
Record Date: JAN 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Thomas Bender For For Management
1.2 Elect Director Colleen E. Jay For For Management
1.3 Elect Director Michael H. Kalkstein For For Management
1.4 Elect Director William A. Kozy For For Management
1.5 Elect Director Jody S. Lindell For For Management
1.6 Elect Director Gary S. Petersmeyer For For Management
1.7 Elect Director Allan E. Rubenstein For For Management
1.8 Elect Director Robert S. Weiss For For Management
1.9 Elect Director Stanley Zinberg For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on the Feasibility of Achieving Against For Shareholder
Net Zero GHG Emissions
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd C. Blankfein For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Mark A. Flaherty For For Management
1d Elect Director William W. George For For Management
1e Elect Director James A. Johnson For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Lakshmi N. Mittal For For Management
1h Elect Director Adebayo O. Ogunlesi For For Management
1i Elect Director Peter Oppenheimer For For Management
1j Elect Director David A. Viniar For For Management
1k Elect Director Mark O. Winkelman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerard J. Arpey For For Management
1b Elect Director Ari Bousbib For For Management
1c Elect Director Jeffery H. Boyd For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Armando Codina For For Management
1h Elect Director Helena B. Foulkes For For Management
1i Elect Director Linda R. Gooden For For Management
1j Elect Director Wayne M. Hewett For For Management
1k Elect Director Stephanie C. Linnartz For For Management
1l Elect Director Craig A. Menear For For Management
1m Elect Director Mark Vadon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Prepare Employment Diversity Report Against For Shareholder
and Report on Diversity Policies
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
7 Clawback of Incentive Payments Against For Shareholder
--------------------------------------------------------------------------------
THE KRAFT HEINZ COMPANY
Ticker: KHC Security ID: 500754106
Meeting Date: APR 23, 2018 Meeting Type: Annual
Record Date: FEB 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory E. Abel For For Management
1b Elect Director Alexandre Behring For For Management
1c Elect Director John T. Cahill For For Management
1d Elect Director Tracy Britt Cool For For Management
1e Elect Director Feroz Dewan For For Management
1f Elect Director Jeanne P. Jackson For For Management
1g Elect Director Jorge Paulo Lemann For For Management
1h Elect Director John C. Pope For For Management
1i Elect Director Marcel Herrmann Telles For For Management
1j Elect Director Alexandre Van Damme For For Management
1k Elect Director George Zoghbi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Assess Environmental Impact of Against For Shareholder
Non-Recyclable Packaging
--------------------------------------------------------------------------------
- 31 -
THE MACERICH COMPANY
Ticker: MAC Security ID: 554382101
Meeting Date: JUN 21, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peggy Alford For For Management
1b Elect Director John H. Alschuler For Against Management
1c Elect Director Eric K. Brandt For For Management
1d Elect Director Edward C. Coppola For For Management
1e Elect Director Steven R. Hash For For Management
1f Elect Director Daniel J. Hirsch For For Management
1g Elect Director Diana M. Laing For For Management
1h Elect Director Thomas E. O'Hern For For Management
1i Elect Director Steven L. Soboroff For Against Management
1j Elect Director Andrea M. Stephen For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE MOSAIC COMPANY
Ticker: MOS Security ID: 61945C103
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Oscar Bernardes For For Management
1b Elect Director Nancy E. Cooper For For Management
1c Elect Director Gregory L. Ebel For For Management
1d Elect Director Timothy S. Gitzel For For Management
1e Elect Director Denise C. Johnson For For Management
1f Elect Director Emery N. Koenig For For Management
1g Elect Director Robert L. Lumpkins For For Management
1h Elect Director William T. Monahan For For Management
1i Elect Director James 'Joc' C. O'Rourke For For Management
1j Elect Director David T. Seaton For For Management
1k Elect Director Steven M. Seibert For For Management
1l Elect Director Luciano Siani Pires For For Management
1m Elect Director Kelvin W. Westbrook For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 10, 2017 Meeting Type: Proxy Contest
Record Date: AUG 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card) None
1.1 Elect Director Francis S. Blake For Did Not Vote Management
1.2 Elect Director Angela F. Braly For Did Not Vote Management
1.3 Elect Director Amy L. Chang For Did Not Vote Management
1.4 Elect Director Kenneth I. Chenault For Did Not Vote Management
1.5 Elect Director Scott D. Cook For Did Not Vote Management
1.6 Elect Director Terry J. Lundgren For Did Not Vote Management
1.7 Elect Director W. James McNerney, Jr. For Did Not Vote Management
1.8 Elect Director David S. Taylor For Did Not Vote Management
1.9 Elect Director Margaret C. Whitman For Did Not Vote Management
1.10 Elect Director Patricia A. Woertz For Did Not Vote Management
1.11 Elect Director Ernesto Zedillo For Did Not Vote Management
2 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
5 Adopt Holy Land Principles Against Did Not Vote Shareholder
6 Report on Company Non-Discrimination Against Did Not Vote Shareholder
Policies in States with
Pro-Discrimination Laws
7 Report on Risks of Doing Business in Against Did Not Vote Shareholder
Conflict-Affected Areas
8 Repeal Any Amendments to Code of Against Did Not Vote Shareholder
Regulations Adopted After April 8, 2016
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card) None
1.1 Elect Director Nelson Peltz For For Shareholder
1.2 Management Nominee Francis S. Blake For For Shareholder
1.3 Management Nominee Angela F. Braly For For Shareholder
1.4 Management Nominee Amy L. Chang For For Shareholder
1.5 Management Nominee Kenneth I. Chenault For For Shareholder
1.6 Management Nominee Scott D. Cook For For Shareholder
1.7 Management Nominee Terry J. Lundgren For For Shareholder
1.8 Management Nominee W. James McNerney, For For Shareholder
Jr.
1.9 Management Nominee David S. Taylor For For Shareholder
1.10 Management Nominee Margaret C. Whitman For For Shareholder
1.11 Management Nominee Patricia A. Woertz For For Shareholder
2 Ratify Deloitte & Touche LLP as None For Management
Auditors
3 Advisory Vote to Ratify Named None For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Management
5 Adopt Holy Land Principles None Against Shareholder
6 Report on Company Non-Discrimination None Against Shareholder
Policies in States with
Pro-Discrimination Laws
7 Report on Risks of Doing Business in None Against Shareholder
Conflict-Affected Areas
8 Repeal Any Amendments to Code of For For Shareholder
Regulations Adopted After April 8, 2016
--------------------------------------------------------------------------------
- 32 -
THE SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Juanita Powell Baranco For For Management
1b Elect Director Jon A. Boscia For For Management
1c Elect Director Henry A. "Hal" Clark, For For Management
III
1d Elect Director Thomas A. Fanning For For Management
1e Elect Director David J. Grain For For Management
1f Elect Director Veronica M. Hagen For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Donald M. James For For Management
1i Elect Director John D. Johns For For Management
1j Elect Director Dale E. Klein For For Management
1k Elect Director Ernest J. Moniz For For Management
1l Elect Director William G. Smith, Jr. For For Management
1m Elect Director Steven R. Specker For For Management
1n Elect Director Larry D. Thompson For For Management
1o Elect Director E. Jenner Wood, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 08, 2018 Meeting Type: Annual
Record Date: JAN 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b Elect Director Mary T. Barra For For Management
1c Elect Director Safra A. Catz For For Management
1d Elect Director John S. Chen For For Management
1e Elect Director Francis A. deSouza For For Management
1f Elect Director Robert A. Iger For For Management
1g Elect Director Maria Elena Lagomasino For For Management
1h Elect Director Fred H. Langhammer For For Management
1i Elect Director Aylwin B. Lewis For For Management
1j Elect Director Mark G. Parker For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Proxy Access Bylaw Amendment Against For Shareholder
--------------------------------------------------------------------------------
TRIPADVISOR, INC.
Ticker: TRIP Security ID: 896945201
Meeting Date: JUN 21, 2018 Meeting Type: Annual
Record Date: APR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory B. Maffei For Withhold Management
1.2 Elect Director Stephen Kaufer For Withhold Management
1.3 Elect Director Jay C. Hoag For For Management
1.4 Elect Director Dipchand 'Deep' Nishar For For Management
1.5 Elect Director Jeremy Philips For For Management
1.6 Elect Director Spencer M. Rascoff For For Management
1.7 Elect Director Albert E. Rosenthaler For Withhold Management
1.8 Elect Director Robert S. Wiesenthal For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 17, 2018 Meeting Type: Annual
Record Date: FEB 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warner L. Baxter For For Management
1b Elect Director Marc N. Casper For For Management
1c Elect Director Andrew Cecere For For Management
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Kimberly J. Harris For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Olivia F. Kirtley For For Management
1i Elect Director Karen S. Lynch For For Management
1j Elect Director Richard P. McKenney For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Scott W. Wine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
- 33 -
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew H. Card, Jr. For For Management
1b Elect Director Erroll B. Davis, Jr. For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Lance M. Fritz For For Management
1e Elect Director Deborah C. Hopkins For For Management
1f Elect Director Jane H. Lute For For Management
1g Elect Director Michael R. McCarthy For For Management
1h Elect Director Thomas F. McLarty, III For For Management
1i Elect Director Bhavesh V. Patel For For Management
1j Elect Director Jose H. Villarreal For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David P. Abney For For Management
1b Elect Director Rodney C. Adkins For For Management
1c Elect Director Michael J. Burns For For Management
1d Elect Director William R. Johnson For For Management
1e Elect Director Candace Kendle For For Management
1f Elect Director Ann M. Livermore For For Management
1g Elect Director Rudy H.P. Markham For For Management
1h Elect Director Franck J. Moison For For Management
1i Elect Director Clark "Sandy" T. Randt, For For Management
Jr.
1j Elect Director Christiana Smith Shi For For Management
1k Elect Director John T. Stankey For For Management
1l Elect Director Carol B. Tome For For Management
1m Elect Director Kevin M. Warsh For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 30, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd J. Austin, III For For Management
1b Elect Director Diane M. Bryant For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jean-Pierre Garnier For For Management
1e Elect Director Gregory J. Hayes For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director Harold W. McGraw, III For For Management
1i Elect Director Margaret L. O'Sullivan For For Management
1j Elect Director Fredric G. Reynolds For For Management
1k Elect Director Brian C. Rogers For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Eliminate Supermajority Vote For For Management
Requirement to Approve Certain
Business Combinations
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 04, 2018 Meeting Type: Annual
Record Date: APR 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Richard T. Burke For For Management
1c Elect Director Timothy P. Flynn For For Management
1d Elect Director Stephen J. Hemsley For For Management
1e Elect Director Michele J. Hooper For For Management
1f Elect Director F. William McNabb, III For For Management
1g Elect Director Valerie C. Montgomery For For Management
Rice
1h Elect Director Glenn M. Renwick For For Management
1i Elect Director Kenneth I. Shine For For Management
1j Elect Director David S. Wichmann For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
- 34 -
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 08, 2018 Meeting Type: Annual
Record Date: DEC 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose Baselga For For Management
1.2 Elect Director Susan L. Bostrom For For Management
1.3 Elect Director Judy Bruner For For Management
1.4 Elect Director Jean-Luc Butel For For Management
1.5 Elect Director Regina E. Dugan For For Management
1.6 Elect Director R. Andrew Eckert For For Management
1.7 Elect Director Timothy E. Guertin For For Management
1.8 Elect Director David J. Illingworth For For Management
1.9 Elect Director Dow R. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Mark T. Bertolini For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Melanie L. Healey For For Management
1.5 Elect Director M. Frances Keeth For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Clarence Otis, Jr. For For Management
1.8 Elect Director Rodney E. Slater For For Management
1.9 Elect Director Kathryn A. Tesija For For Management
1.10 Elect Director Gregory D. Wasson For For Management
1.11 Elect Director Gregory G. Weaver For For Management
2 Ratify Ernst & Young as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Assess Feasibility of Cyber Security Against Against Shareholder
and Data Privacy as a Performance
Measure for Senior Executive
Compensation
8 Clawback of Incentive Payments Against For Shareholder
9 Eliminate Above-Market Earnings in Against For Shareholder
Executive Retirement Plans
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 30, 2018 Meeting Type: Annual
Record Date: DEC 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Gary A. Hoffman For For Management
1e Elect Director Alfred F. Kelly, Jr. For For Management
1f Elect Director John F. Lundgren For For Management
1g Elect Director Robert W. Matschullat For For Management
1h Elect Director Suzanne Nora Johnson For For Management
1i Elect Director John A.C. Swainson For For Management
1j Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 17, 2018 Meeting Type: Annual
Record Date: NOV 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For For Management
1i Elect Director Leonard D. Schaeffer For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director James A. Skinner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
7 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
- 35 -
WALMART, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen J. Easterbrook For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Sarah J. Friar For For Management
1d Elect Director Carla A. Harris For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Marissa A. Mayer For For Management
1g Elect Director C. Douglas McMillon For For Management
1h Elect Director Gregory B. Penner For For Management
1i Elect Director Steven S Reinemund For For Management
1j Elect Director S. Robson Walton For For Management
1k Elect Director Steuart L. Walton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Independent Board Chairman Against For Shareholder
5 Report on Race or Ethnicity Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Celeste A. Clark For For Management
1c Elect Director Theodore F. Craver, Jr. For For Management
1d Elect Director Elizabeth A. "Betsy" For For Management
Duke
1e Elect Director Donald M. James For For Management
1f Elect Director Maria R. Morris For For Management
1g Elect Director Karen B. Peetz For For Management
1h Elect Director Juan A. Pujadas For For Management
1i Elect Director James H. Quigley For For Management
1j Elect Director Ronald L. Sargent For For Management
1k Elect Director Timothy J. Sloan For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
5 Reform Executive Compensation Policy Against Against Shareholder
with Social Responsibility
6 Report on Incentive-Based Compensation Against For Shareholder
and Risks of Material Losses
- 36 -
=================== EquityCompass Tactical Risk Manager ETF ====================
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sondra L. Barbour For For Management
1b Elect Director Thomas 'Tony' K. Brown For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Michael L. Eskew For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Amy E. Hood For For Management
1g Elect Director Muhtar Kent For For Management
1h Elect Director Edward M. Liddy For For Management
1i Elect Director Gregory R. Page For For Management
1j Elect Director Michael F. Roman For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
5 Consider Pay Disparity Between Against Against Shareholder
Executives and Other Employees
--------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director Edward M. Liddy For For Management
1.5 Elect Director Nancy McKinstry For For Management
1.6 Elect Director Phebe N. Novakovic For For Management
1.7 Elect Director William A. Osborn For For Management
1.8 Elect Director Samuel C. Scott, III For For Management
1.9 Elect Director Daniel J. Starks For For Management
1.10 Elect Director John G. Stratton For For Management
1.11 Elect Director Glenn F. Tilton For For Management
1.12 Elect Director Miles D. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 04, 2018 Meeting Type: Annual
Record Date: MAR 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director Richard A. Gonzalez For For Management
1.3 Elect Director Rebecca B. Roberts For For Management
1.4 Elect Director Glenn F. Tilton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Declassify the Board of Directors For For Management
6 Eliminate Supermajority Vote For For Management
Requirement to Amend Bylaws
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Require Independent Board Chairman Against Against Shareholder
9 Report on Integrating Risks Related to Against For Shareholder
Drug Pricing into Senior Executive
Compensation
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 07, 2018 Meeting Type: Annual
Record Date: DEC 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Charles H. Giancarlo For For Management
1c Elect Director Herbert Hainer For For Management
1d Elect Director Marjorie Magner For For Management
1e Elect Director Nancy McKinstry For For Management
1f Elect Director Pierre Nanterme For For Management
1g Elect Director Gilles C. Pelisson For For Management
1h Elect Director Paula A. Price For For Management
1i Elect Director Arun Sarin For For Management
1j Elect Director Frank K. Tang For For Management
1k Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
8 Approve Merger Agreement For For Management
9 Amend Articles of Association to No For For Management
Longer Require Shareholder Approval of
Certain Internal Transactions
--------------------------------------------------------------------------------
- 37 -
ALLERGAN PLC
Ticker: AGN Security ID: G0177J108
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nesli Basgoz For For Management
1b Elect Director Paul M. Bisaro For For Management
1c Elect Director Joseph H. Boccuzi For For Management
1d Elect Director Christopher W. Bodine For For Management
1e Elect Director Adriane M. Brown For For Management
1f Elect Director Christopher J. Coughlin For For Management
1g Elect Director Carol Anthony 'John' For For Management
Davidson
1h Elect Director Catherine M. Klema For For Management
1i Elect Director Peter J. McDonnell For For Management
1j Elect Director Patrick J. O'Sullivan For For Management
1k Elect Director Brenton L. Saunders For For Management
1l Elect Director Fred G. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Issue of Equity with For For Management
Pre-emptive Rights
5A Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For Withhold Management
1.5 Elect Director Roger W. Ferguson, Jr. For For Management
1.6 Elect Director Diane B. Greene For For Management
1.7 Elect Director John L. Hennessy For For Management
1.8 Elect Director Ann Mather For Withhold Management
1.9 Elect Director Alan R. Mulally For For Management
1.10 Elect Director Sundar Pichai For For Management
1.11 Elect Director K. Ram Shriram For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Gender Pay Gap Against For Shareholder
7 Adopt Simple Majority Vote Against Against Shareholder
8 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
9 Adopt a Policy on Board Diversity Against Against Shareholder
10 Report on Major Global Content Against For Shareholder
Management Controversies
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Casteen, III For For Management
1.2 Elect Director Dinyar S. Devitre For For Management
1.3 Elect Director Thomas F. Farrell, II For For Management
1.4 Elect Director Debra J. Kelly-Ennis For For Management
1.5 Elect Director W. Leo Kiely, III For For Management
1.6 Elect Director Kathryn B. McQuade For For Management
1.7 Elect Director George Munoz For For Management
1.8 Elect Director Mark E. Newman For For Management
1.9 Elect Director Nabil Y. Sakkab For For Management
1.10 Elect Director Virginia E. Shanks For For Management
1.11 Elect Director Howard A. Willard, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Nicotine Levels in Tobacco Against Against Shareholder
Products
--------------------------------------------------------------------------------
- 38 -
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Jonathan J. Rubinstein For For Management
1g Elect Director Thomas O. Ryder For For Management
1h Elect Director Patricia Q. Stonesifer For For Management
1i Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Policy on Board Diversity None None Shareholder
*Withdrawn Resolution*
5 Require Independent Board Chairman Against For Shareholder
6 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 07, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director John J. Brennan For For Management
1c Elect Director Peter Chernin For For Management
1d Elect Director Ralph de la Vega For For Management
1e Elect Director Anne L. Lauvergeon For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director Theodore J. Leonsis For For Management
1h Elect Director Richard C. Levin For For Management
1i Elect Director Samuel J. Palmisano For For Management
1j Elect Director Stephen J. Squeri For For Management
1k Elect Director Daniel L. Vasella For For Management
1l Elect Director Ronald A. Williams For For Management
1m Elect Director Christopher D. Young For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Don Cornwell For For Management
1b Elect Director Brian Duperreault For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Henry S. Miller For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Suzanne Nora Johnson For For Management
1i Elect Director Ronald A. Rittenmeyer For For Management
1j Elect Director Douglas M. Steenland For For Management
1k Elect Director Theresa M. Stone For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 22, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wanda M. Austin For For Management
1.2 Elect Director Robert A. Bradway For For Management
1.3 Elect Director Brian J. Druker For For Management
1.4 Elect Director Robert A. Eckert For For Management
1.5 Elect Director Greg C. Garland For For Management
1.6 Elect Director Fred Hassan For For Management
1.7 Elect Director Rebecca M. Henderson For For Management
1.8 Elect Director Frank C. Herringer For For Management
1.9 Elect Director Charles M. Holley, Jr. For For Management
1.10 Elect Director Tyler Jacks For For Management
1.11 Elect Director Ellen J. Kullman For For Management
1.12 Elect Director Ronald D. Sugar For For Management
1.13 Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Integrating Risks Related to Against For Shareholder
Drug Pricing into Senior Executive
Compensation
--------------------------------------------------------------------------------
- 39 -
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
Ticker: AIV Security ID: 03748R101
Meeting Date: MAY 01, 2018 Meeting Type: Annual
Record Date: FEB 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry Considine For For Management
1.2 Elect Director Thomas L. Keltner For For Management
1.3 Elect Director J. Landis Martin For For Management
1.4 Elect Director Robert A. Miller For For Management
1.5 Elect Director Kathleen M. Nelson For For Management
1.6 Elect Director Ann Sperling For For Management
1.7 Elect Director Michael A. Stein For For Management
1.8 Elect Director Nina A. Tran For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Stock Ownership Limitations For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 13, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Bob Iger For For Management
1e Elect Director Andrea Jung For For Management
1f Elect Director Art Levinson For For Management
1g Elect Director Ron Sugar For For Management
1h Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Proxy Access Amendments Against For Shareholder
6 Establish Human Rights Committee Against Against Shareholder
--------------------------------------------------------------------------------
ASSURANT, INC.
Ticker: AIZ Security ID: 04621X108
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elaine D. Rosen For For Management
1b Elect Director Howard L. Carver For For Management
1c Elect Director Juan N. Cento For For Management
1d Elect Director Alan B. Colberg For For Management
1e Elect Director Elyse Douglas For For Management
1f Elect Director Harriet Edelman For For Management
1g Elect Director Lawrence V. Jackson For For Management
1h Elect Director Charles J. Koch For For Management
1i Elect Director Jean-Paul L. Montupet For For Management
1j Elect Director Debra J. Perry For For Management
1k Elect Director Paul J. Reilly For For Management
1l Elect Director Robert W. Stein For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management
1.3 Elect Director Richard W. Fisher For For Management
1.4 Elect Director Scott T. Ford For For Management
1.5 Elect Director Glenn H. Hutchins For For Management
1.6 Elect Director William E. Kennard For For Management
1.7 Elect Director Michael B. McCallister For For Management
1.8 Elect Director Beth E. Mooney For For Management
1.9 Elect Director Joyce M. Roche For For Management
1.10 Elect Director Matthew K. Rose For For Management
1.11 Elect Director Cynthia B. Taylor For For Management
1.12 Elect Director Laura D'Andrea Tyson For For Management
1.13 Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Stock Purchase and Deferral Plan For For Management
5 Approve Omnibus Stock Plan For For Management
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Amend Proxy Access Right Against For Shareholder
8 Require Independent Board Chairman Against For Shareholder
9 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
- 40 -
AVERY DENNISON CORPORATION
Ticker: AVY Security ID: 053611109
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradley A. Alford For For Management
1b Elect Director Anthony K. Anderson For For Management
1c Elect Director Peter K. Barker For For Management
1d Elect Director Mitchell R. Butier For For Management
1e Elect Director Ken C. Hicks For For Management
1f Elect Director Andres A. Lopez For For Management
1g Elect Director David E.I. Pyott For For Management
1h Elect Director Dean A. Scarborough For For Management
1i Elect Director Patrick T. Siewert For For Management
1j Elect Director Julia A. Stewart For For Management
1k Elect Director Martha N. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Michael D. White For For Management
1m Elect Director Thomas D. Woods For For Management
1n Elect Director R. David Yost For For Management
1o Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 05, 2018 Meeting Type: Annual
Record Date: MAR 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Gregory E. Abel For For Management
1.4 Elect Director Howard G. Buffett For For Management
1.5 Elect Director Stephen B. Burke For For Management
1.6 Elect Director Susan L. Decker For For Management
1.7 Elect Director William H. Gates, III For For Management
1.8 Elect Director David S. Gottesman For For Management
1.9 Elect Director Charlotte Guyman For For Management
1.10 Elect Director Ajit Jain For For Management
1.11 Elect Director Thomas S. Murphy For For Management
1.12 Elect Director Ronald L. Olson For For Management
1.13 Elect Director Walter Scott, Jr. For For Management
1.14 Elect Director Meryl B. Witmer For For Management
2 Report on Methane Emissions Against For Shareholder
Management, Including Reduction Targets
3 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
BIOGEN INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alexander J. Denner For For Management
1b Elect Director Caroline D. Dorsa For For Management
1c Elect Director Nancy L. Leaming For For Management
1d Elect Director Richard C. Mulligan For For Management
1e Elect Director Robert W. Pangia For For Management
1f Elect Director Stelios Papadopoulos For For Management
1g Elect Director Brian S. Posner For For Management
1h Elect Director Eric K. Rowinsky For For Management
1i Elect Director Lynn Schenk For For Management
1j Elect Director Stephen A. Sherwin For For Management
1k Elect Director Michel Vounatsos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against For Shareholder
5 Report on Integrating Risks Related to Against For Shareholder
Drug Pricing into Senior Executive
Compensation
--------------------------------------------------------------------------------
- 41 -
BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mathis Cabiallavetta For For Management
1b Elect Director Pamela Daley For For Management
1c Elect Director William S. Demchak For For Management
1d Elect Director Jessica P. Einhorn For For Management
1e Elect Director Laurence D. Fink For For Management
1f Elect Director William E. Ford For For Management
1g Elect Director Fabrizio Freda For For Management
1h Elect Director Murry S. Gerber For For Management
1i Elect Director Margaret L. Johnson For For Management
1j Elect Director Robert S. Kapito For For Management
1k Elect Director Deryck Maughan For For Management
1l Elect Director Cheryl D. Mills For For Management
1m Elect Director Gordon M. Nixon For For Management
1n Elect Director Charles H. Robbins For For Management
1o Elect Director Ivan G. Seidenberg For For Management
1p Elect Director Marco Antonio Slim Domit For For Management
1q Elect Director Susan L. Wagner For For Management
1r Elect Director Mark Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte LLP as Auditors For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
BOOKING HOLDINGS INC.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 07, 2018 Meeting Type: Annual
Record Date: APR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Jeffery H. Boyd For For Management
1.3 Elect Director Jeffrey E. Epstein For For Management
1.4 Elect Director Glenn D. Fogel For For Management
1.5 Elect Director Mirian Graddick-Weir For For Management
1.6 DElect irector James M. Guyette For For Management
1.7 Elect Director Robert J. Mylod, Jr. For For Management
1.8 Elect Director Charles H. Noski For For Management
1.9 Elect Director Nancy B. Peretsman For For Management
1.10 Elect Director Nicholas J. Read For For Management
1.11 Elect Director Thomas E. Rothman For For Management
1.12 Elect Director Craig W. Rydin For For Management
1.13 Elect Director Lynn M. Vojvodich For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
BRIGHTHOUSE FINANCIAL, INC.
Ticker: BHF Security ID: 10922N103
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. McCallion For For Management
1b Elect Director Diane E. Offereins For For Management
1c Elect Director Patrick J. 'Pat' For For Management
Shouvlin
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
6 Approve Non-Employee Director Omnibus For For Management
Stock Plan
7 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 01, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Jose Baselga For For Management
1C Elect Director Robert J. Bertolini For For Management
1D Elect Director Giovanni Caforio For For Management
1E Elect Director Matthew W. Emmens For For Management
1F Elect Director Michael Grobstein For For Management
1G Elect Director Alan J. Lacy For For Management
1H Elect Director Dinesh C. Paliwal For For Management
1I Elect Director Theodore R. Samuels For For Management
1J Elect Director Gerald L. Storch For For Management
1K Elect Director Vicki L. Sato For For Management
1L Elect Director Karen H. Vousden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Integrating Risks Related to Against For Shareholder
Drug Pricing into Senior Executive
Compensation
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
- 42 -
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Richard D. Fairbank For For Management
1B Elect Director Aparna Chennapragada For For Management
1C Elect Director Ann Fritz Hackett For For Management
1D Elect Director Lewis Hay, III For For Management
1E Elect Director Benjamin P. Jenkins, III For For Management
1F Elect Director Peter Thomas Killalea For For Management
1G Elect Director Pierre E. Leroy For For Management
1H Elect Director Peter E. Raskind For For Management
1I Elect Director Mayo A. Shattuck, III For For Management
1J Elect Director Bradford H. Warner For For Management
1K Elect Director Catherine G. West For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Existing Ownership Threshold For Against Management
for Shareholders to Call Special
Meeting
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 13, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly A. Ayotte For For Management
1.2 Elect Director David L. Calhoun For For Management
1.3 Elect Director Daniel M. Dickinson For For Management
1.4 Elect Director Juan Gallardo For For Management
1.5 Elect Director Dennis A. Muilenburg For For Management
1.6 Elect Director William A. Osborn For For Management
1.7 Elect Director Debra L. Reed For For Management
1.8 Elect Director Edward B. Rust, Jr. For For Management
1.9 Elect Director Susan C. Schwab For For Management
1.10 Elect Director D. James Umpleby, III For For Management
1.11 Elect Director Miles D. White For For Management
1.12 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
5 Amend Compensation Clawback Policy Against For Shareholder
6 Require Director Nominee with Human Against Against Shareholder
Rights Experience
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 13, 2018 Meeting Type: Annual
Record Date: APR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark J. Alles For For Management
1.2 Elect Director Richard W. Barker For For Management
1.3 Elect Director Hans E. Bishop For For Management
1.4 Elect Director Michael W. Bonney For For Management
1.5 Elect Director Michael D. Casey For For Management
1.6 Elect Director Carrie S. Cox For For Management
1.7 Elect Director Michael A. Friedman For For Management
1.8 Elect Director Julia A. Haller For For Management
1.9 Elect Director Patricia A. Hemingway For For Management
Hall
1.10 Elect Director James J. Loughlin For For Management
1.11 Elect Director Ernest Mario For For Management
1.12 Elect Director John H. Weiland For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against For Shareholder
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert C. Arzbaecher For For Management
1b Elect Director William Davisson For For Management
1c Elect Director John W. Eaves For For Management
1d Elect Director Stephen A. Furbacher For For Management
1e Elect Director Stephen J. Hagge For For Management
1f Elect Director John D. Johnson For For Management
1g Elect Director Anne P. Noonan For For Management
1h Elect Director Michael J. Toelle For For Management
1i Elect Director Theresa E. Wagler For For Management
1j Elect Director W. Anthony Will For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Existing Ownership Threshold For Against Management
for Shareholders to Call Special
Meeting
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
- 43 -
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Lance Conn For Against Management
1b Elect Director Kim C. Goodman For For Management
1c Elect Director Craig A. Jacobson For For Management
1d Elect Director Gregory B. Maffei For Against Management
1e Elect Director John C. Malone For Against Management
1f Elect Director John D. Markley, Jr. For For Management
1g Elect Director David C. Merritt For For Management
1h Elect Director Steven A. Miron For Against Management
1i Elect Director Balan Nair For For Management
1j Elect Director Michael A. Newhouse For For Management
1k Elect Director Mauricio Ramos For Against Management
1l Elect Director Thomas M. Rutledge For For Management
1m Elect Director Eric L. Zinterhofer For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Adopt Proxy Access Right Against For Shareholder
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Pro-rata Vesting of Equity Awards Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION
Ticker: CHK Security ID: 165167107
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gloria R. Boyland For For Management
1b Elect Director Luke R. Corbett For Against Management
1c Elect Director Archie W. Dunham For Against Management
1d Elect Director Leslie Starr Keating For For Management
1e Elect Director Robert D. "Doug" Lawler For For Management
1f Elect Director R. Brad Martin For For Management
1g Elect Director Merrill A. "Pete" For Against Management
Miller, Jr.
1h Elect Director Thomas L. Ryan For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Assess Portfolio Impacts of Policies Against For Shareholder
to Meet 2 Degree Scenario
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director John B. Frank For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Charles W. Moorman, IV For For Management
1f Elect Director Dambisa F. Moyo For For Management
1g Elect Director Ronald D. Sugar For For Management
1h Elect Director Inge G. Thulin For For Management
1i Elect Director D. James Umpleby, III For For Management
1j Elect Director Michael K. Wirth For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Report on Risks of Doing Business in Against Against Shareholder
Conflict-Affected Areas
6 Report on Transition to a Low Carbon Against Against Shareholder
Business Model
7 Report on Methane Emissions Against For Shareholder
8 Require Independent Board Chairman Against Against Shareholder
9 Require Director Nominee with Against For Shareholder
Environmental Experience
10 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC.
Ticker: CHD Security ID: 171340102
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew T. Farrell For For Management
1b Elect Director Ravichandra K. Saligram For For Management
1c Elect Director Robert K. Shearer For For Management
1d Elect Director Laurie J. Yoler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
- 44 -
CIMAREX ENERGY CO.
Ticker: XEC Security ID: 171798101
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph R. Albi For For Management
1.2 Elect Director Lisa A. Stewart For For Management
1.3 Elect Director Michael J. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 11, 2017 Meeting Type: Annual
Record Date: OCT 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Amy L. Chang For For Management
1e Elect Director John L. Hennessy For For Management
1f Elect Director Kristina M. Johnson For For Management
1g Elect Director Roderick C. McGeary For For Management
1h Elect Director Charles H. Robbins For For Management
1i Elect Director Arun Sarin For For Management
1j Elect Director Brenton L. Saunders For For Management
1k Elect Director Steven M. West For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
7 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Ellen M. Costello For For Management
1c Elect Director John C. Dugan For For Management
1d Elect Director Duncan P. Hennes For For Management
1e Elect Director Peter B. Henry For For Management
1f Elect Director Franz B. Humer For For Management
1g Elect Director S. Leslie Ireland For For Management
1h Elect Director Renee J. James For For Management
1i Elect Director Eugene M. McQuade For For Management
1j Elect Director Michael E. O'Neill For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Anthony M. Santomero For For Management
1m Elect Director Diana L. Taylor For For Management
1n Elect Director James S. Turley For For Management
1o Elect Director Deborah C. Wright For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
De Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt Human and Indigenous People's Against Against Shareholder
Rights Policy
6 Provide for Cumulative Voting Against Against Shareholder
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Amend Proxy Access Right Against For Shareholder
9 Prohibit Accelerated Vesting of Awards Against For Shareholder
to Pursue Government Service
10 Amend Bylaws -- Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles A. Bancroft For For Management
1b Elect Director John P. Bilbrey For For Management
1c Elect Director John T. Cahill For For Management
1d Elect Director Ian Cook For For Management
1e Elect Director Helene D. Gayle For For Management
1f Elect Director Ellen M. Hancock For For Management
1g Elect Director C. Martin Harris For For Management
1h Elect Director Lorrie M. Norrington For For Management
1i Elect Director Michael B. Polk For For Management
1j Elect Director Stephen I. Sadove For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
- 45 -
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 11, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Sheldon M. Bonovitz For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Maritza G. Montiel For For Management
1.8 Elect Director Asuka Nakahara For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Brian L. Roberts For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
CONAGRA BRANDS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 22, 2017 Meeting Type: Annual
Record Date: JUL 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley A. Alford For For Management
1.2 Elect Director Thomas K. Brown For For Management
1.3 Elect Director Stephen G. Butler For For Management
1.4 Elect Director Sean M. Connolly For For Management
1.5 Elect Director Thomas W. Dickson For For Management
1.6 Elect Director Steven F. Goldstone For For Management
1.7 Elect Director Joie A. Gregor For For Management
1.8 Elect Director Rajive Johri For For Management
1.9 Elect Director Richard H. Lenny For For Management
1.10 Elect Director Ruth Ann Marshall For For Management
1.11 Elect Director Craig P. Omtvedt For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles E. Bunch For For Management
1b Elect Director Caroline Maury Devine For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jody Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Ryan M. Lance For For Management
1g Elect Director Sharmila Mulligan For For Management
1h Elect Director Arjun N. Murti For For Management
1i Elect Director Robert A. Niblock For For Management
1j Elect Director Harald J. Norvik For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Use GAAP for Executive Compensation Against Against Shareholder
Metrics
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 30, 2018 Meeting Type: Annual
Record Date: NOV 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth D. Denman For For Management
1.2 Elect Director W. Craig Jelinek For For Management
1.3 Elect Director Jeffrey S. Raikes For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote Against For Shareholder
5 Adopt Policy Regarding Prison Labor Against Against Shareholder
--------------------------------------------------------------------------------
COTY INC.
Ticker: COTY Security ID: 222070203
Meeting Date: NOV 08, 2017 Meeting Type: Annual
Record Date: SEP 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lambertus J.H. Becht For For Management
1.2 Elect Director Sabine Chalmers For For Management
1.3 Elect Director Joachim Faber For For Management
1.4 Elect Director Olivier Goudet For For Management
1.5 Elect Director Peter Harf For For Management
1.6 Elect Director Paul S. Michaels For For Management
1.7 Elect Director Camillo Pane For For Management
1.8 Elect Director Erhard Schoewel For For Management
1.9 Elect Director Robert Singer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
- 46 -
CSRA INC.
Ticker: CSRA Security ID: 12650T104
Meeting Date: AUG 08, 2017 Meeting Type: Annual
Record Date: JUN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Keith B. Alexander For For Management
1b Elect Director Sanju K. Bansal For For Management
1c Elect Director Michele A. Flournoy For For Management
1d Elect Director Mark A. Frantz For For Management
1e Elect Director Nancy Killefer For For Management
1f Elect Director Craig L. Martin For For Management
1g Elect Director Sean O'Keefe For For Management
1h Elect Director Lawrence B. Prior, III For For Management
1i Elect Director Michael E. Ventling For For Management
1j Elect Director Billie I. Williamson For For Management
1k Elect Director John F. Young For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAR 13, 2018 Meeting Type: Special
Record Date: FEB 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: JUN 04, 2018 Meeting Type: Annual
Record Date: APR 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. Bracken For For Management
1b Elect Director C. David Brown, II For For Management
1c Elect Director Alecia A. DeCoudreaux For For Management
1d Elect Director Nancy-Ann M. DeParle For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Anne M. Finucane For For Management
1g Elect Director Larry J. Merlo For For Management
1h Elect Director Jean-Pierre Millon For For Management
1i Elect Director Mary L. Schapiro For For Management
1j Elect Director Richard J. Swift For For Management
1k Elect Director William C. Weldon For For Management
1l Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Provide For Confidential Running Vote Against Against Shareholder
Tallies On Executive Pay Matters
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Ehrlich For Against Management
1.2 Elect Director Linda Hefner Filler For For Management
1.3 Elect Director Thomas P. Joyce, Jr. For For Management
1.4 Elect Director Teri List-Stoll For Against Management
1.5 Elect Director Walter G. Lohr, Jr. For For Management
1.6 Elect Director Mitchell P. Rales For For Management
1.7 Elect Director Steven M. Rales For For Management
1.8 Elect Director John T. Schwieters For Against Management
1.9 Elect Director Alan G. Spoon For For Management
1.10 Elect Director Raymond C. Stevens For For Management
1.11 Elect Director Elias A. Zerhouni For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC.
Ticker: DISCA Security ID: 25470F104
Meeting Date: NOV 17, 2017 Meeting Type: Special
Record Date: OCT 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
- 47 -
DOWDUPONT INC.
Ticker: DWDP Security ID: 26078J100
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lamberto Andreotti For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Edward D. Breen For For Management
1d Elect Director Robert A. Brown For For Management
1e Elect Director Alexander M. Cutler For For Management
1f Elect Director Jeff M. Fettig For For Management
1g Elect Director Marillyn A. Hewson For For Management
1h Elect Director Lois D. Juliber For For Management
1i Elect Director Andrew N. Liveris For For Management
1j Elect Director Raymond J. Milchovich For For Management
1k Elect Director Paul Polman For For Management
1l Elect Director Dennis H. Reilley For For Management
1m Elect Director James M. Ringler For For Management
1n Elect Director Ruth G. Shaw For For Management
1o Elect Director Lee M. Thomas For For Management
1p Elect Director Patrick J. Ward For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Eliminate Supermajority Vote Against For Shareholder
Requirement
6 Report on Pay Disparity Against Against Shareholder
7 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
8 Report on Impact of the Bhopal Against Against Shareholder
Chemical Explosion
9 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Browning For For Management
1.2 Elect Director Theodore F. Craver, Jr. For For Management
1.3 Elect Director Robert M. Davis For For Management
1.4 Elect Director Daniel R. DiMicco For For Management
1.5 Elect Director John H. Forsgren For For Management
1.6 Elect Director Lynn J. Good For For Management
1.7 Elect Director John T. Herron For For Management
1.8 Elect Director James B. Hyler, Jr. For For Management
1.9 Elect Director William E. Kennard For For Management
1.10 Elect Director E. Marie McKee For For Management
1.11 Elect Director Charles W. Moorman, IV For For Management
1.12 Elect Director Carlos A. Saladrigas For For Management
1.13 Elect Director Thomas E. Skains For For Management
1.14 Elect Director William E. Webster, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
5 Report on Benefits of Lobbying Against For Shareholder
--------------------------------------------------------------------------------
DUKE REALTY CORPORATION
Ticker: DRE Security ID: 264411505
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Case For For Management
1b Elect Director William Cavanaugh, III For For Management
1c Elect Director Alan H. Cohen For For Management
1d Elect Director James B. Connor For For Management
1e Elect Director Ngaire E. Cuneo For For Management
1f Elect Director Charles R. Eitel For For Management
1g Elect Director Norman K. Jenkins For For Management
1h Elect Director Melanie R. Sabelhaus For For Management
1i Elect Director Peter M. Scott, III For For Management
1j Elect Director David P. Stockert For For Management
1k Elect Director Chris Sultemeier For For Management
1l Elect Director Michael E. Szymanczyk For For Management
1m Elect Director Lynn C. Thurber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 07, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katherine Baicker For For Management
1b Elect Director J. Erik Fyrwald For For Management
1c Elect Director Jamere Jackson For For Management
1d Elect Director Ellen R. Marram For Against Management
1e Elect Director Jackson P. Tai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Amend Omnibus Stock Plan For For Management
7 Support the Descheduling of Cannabis Against Against Shareholder
8 Report on Lobbying Payments and Policy Against For Shareholder
9 Report on Policies and Practices Against Against Shareholder
Regarding Contract Animal Laboratories
10 Report on Integrating Drug Pricing Against For Shareholder
Risks into Incentive Compensation Plans
--------------------------------------------------------------------------------
- 48 -
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 06, 2018 Meeting Type: Annual
Record Date: NOV 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur F. Golden For For Management
1.2 Elect Director Candace Kendle For For Management
1.3 Elect Director James S. Turley For For Management
1.4 Elect Director Gloria A. Flach For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Articles of Incorporation to For For Management
Provide Shareholders the Right to
Amend Bylaws
5 Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
6 Require Independent Board Chairman Against For Shareholder
7 Report on Political Contributions Against For Shareholder
8 Report on Lobbying Payments and Policy Against For Shareholder
9 Adopt Quantitative Company-wide GHG Against For Shareholder
Goals
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: MAY 01, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Ann C. Berzin For For Management
1c Elect Director Christopher M. Crane For For Management
1d Elect Director Yves C. de Balmann For For Management
1e Elect Director Nicholas DeBenedictis For For Management
1f Elect Director Linda P. Jojo For For Management
1g Elect Director Paul L. Joskow For For Management
1h Elect Director Robert J. Lawless For For Management
1i Elect Director Richard W. Mies For For Management
1j Elect Director John W. Rogers, Jr. For For Management
1k Elect Director Mayo A. Shattuck, III For For Management
1l Elect Director Stephen D. Steinour For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan K. Avery For For Management
1.2 Elect Director Angela F. Braly For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Kenneth C. Frazier For For Management
1.5 Elect Director Steven A. Kandarian For For Management
1.6 Elect Director Douglas R. Oberhelman For For Management
1.7 Elect Director Samuel J. Palmisano For For Management
1.8 Elect Director Steven S Reinemund For For Management
1.9 Elect Director William C. Weldon For For Management
1.10 Elect Director Darren W. Woods For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Amend Bylaws -- Call Special Meetings Against For Shareholder
6 Disclose a Board Diversity and Against Against Shareholder
Qualifications Matrix
7 Report on lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
F5 NETWORKS, INC.
Ticker: FFIV Security ID: 315616102
Meeting Date: MAR 15, 2018 Meeting Type: Annual
Record Date: JAN 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director A. Gary Ames For For Management
1b Elect Director Sandra E. Bergeron For For Management
1c Elect Director Deborah L. Bevier For For Management
1d Elect Director Jonathan C. Chadwick For For Management
1e Elect Director Michael L. Dreyer For For Management
1f Elect Director Alan J. Higginson For For Management
1g Elect Director Peter S. Klein For For Management
1h Elect Director Francois Locoh-Donou For For Management
1i Elect Director John McAdam For For Management
1j Elect Director Stephen M. Smith None None Management
*Withdrawn Resolution*
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
- 49 -
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Susan D. For Withhold Management
Desmond-Hellmann
1.5 Elect Director Reed Hastings For Withhold Management
1.6 Elect Director Jan Koum - Withdrawn None None Management
Resolution
1.7 Elect Director Sheryl K. Sandberg For Withhold Management
1.8 Elect Director Peter A. Thiel For Withhold Management
1.9 Elect Director Mark Zuckerberg For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
4 Establish Board Committee on Risk Against For Shareholder
Management
5 Adopt Simple Majority Vote Against For Shareholder
6 Report on Major Global Content Against For Shareholder
Management Controversies (Fake News)
7 Report on Gender Pay Gap Against For Shareholder
8 Report on Responsible Tax Principles Against Against Shareholder
--------------------------------------------------------------------------------
FEDERAL REALTY INVESTMENT TRUST
Ticker: FRT Security ID: 313747206
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Bortz For For Management
1.2 Elect Director David W. Faeder For For Management
1.3 Elect Director Elizabeth I. Holland For For Management
1.4 Elect Director Gail P. Steinel For For Management
1.5 Elect Director Warren M. Thompson For For Management
1.6 Elect Director Joseph S. Vassalluzzo For For Management
1.7 Elect Director Donald C. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 25, 2017 Meeting Type: Annual
Record Date: JUL 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director John A. Edwardson For For Management
1.3 Elect Director Marvin R. Ellison For For Management
1.4 Elect Director John C. ("Chris") Inglis For For Management
1.5 Elect Director Kimberly A. Jabal For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director R. Brad Martin For For Management
1.8 Elect Director Joshua Cooper Ramo For For Management
1.9 Elect Director Susan C. Schwab For For Management
1.10 Elect Director Frederick W. Smith For For Management
1.11 Elect Director David P. Steiner For For Management
1.12 Elect Director Paul S. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
6 Amend Proxy Access Right Against For Shareholder
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Provide For Confidential Running Vote Against Against Shareholder
Tallies On Executive Pay Matters
9 Report on Company Non-Discrimination Against Against Shareholder
Policies in States with
Pro-Discrimination Laws
--------------------------------------------------------------------------------
FLIR SYSTEMS, INC.
Ticker: FLIR Security ID: 302445101
Meeting Date: APR 20, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Cannon For For Management
1.2 Elect Director John D. Carter For For Management
1.3 Elect Director William W. Crouch For For Management
1.4 Elect Director Catherine A. Halligan For For Management
1.5 Elect Director Earl R. Lewis For For Management
1.6 Elect Director Angus L. Macdonald For For Management
1.7 Elect Director Michael T. Smith For For Management
1.8 Elect Director Cathy A. Stauffer For For Management
1.9 Elect Director Robert S. Tyrer For For Management
1.10 Elect Director John W. Wood, Jr. For For Management
1.11 Elect Director Steven E. Wynne For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
- 50 -
FLOWSERVE CORPORATION
Ticker: FLS Security ID: 34354P105
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Scott Rowe For For Management
1b Elect Director Ruby R. Chandy For For Management
1c Elect Director Leif E. Darner For For Management
1d Elect Director Gayla J. Delly For For Management
1e Elect Director Roger L. Fix For For Management
1f Elect Director John R. Friedery For For Management
1g Elect Director Joe E. Harlan For For Management
1h Elect Director Rick J. Mills For For Management
1i Elect Director David E. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Adopt GHG Emissions Reduction Goals Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter K. Barker For For Management
1B Elect Director Alan M. Bennett For For Management
1C Elect Director Rosemary T. Berkery For For Management
1D Elect Director Peter J. Fluor For For Management
1E Elect Director James T. Hackett For For Management
1F Elect Director Samuel J. Locklear, III For For Management
1G Elect Director Deborah D. McWhinney For For Management
1H Elect Director Armando J. Olivera For For Management
1I Elect Director Matthew K. Rose For For Management
1J Elect Director David T. Seaton For For Management
1K Elect Director Nader H. Sultan For For Management
1L Elect Director Lynn C. Swann For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Adopt Quantitative Company-wide GHG Against For Shareholder
Goals
--------------------------------------------------------------------------------
FOOT LOCKER, INC.
Ticker: FL Security ID: 344849104
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maxine Clark For For Management
1b Elect Director Alan D. Feldman For For Management
1c Elect Director Richard A. Johnson For For Management
1d Elect Director Guillermo G. Marmol For For Management
1e Elect Director Matthew M. McKenna For For Management
1f Elect Director Steven Oakland For For Management
1g Elect Director Ulice Payne, Jr. For For Management
1h Elect Director Cheryl Nido Turpin For For Management
1i Elect Director Kimberly Underhill For For Management
1j Elect Director Dona D. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen G. Butler For For Management
1b Elect Director Kimberly A. Casiano For For Management
1c Elect Director Anthony F. Earley, Jr. For For Management
1d Elect Director Edsel B. Ford, II For For Management
1e Elect Director William Clay Ford, Jr. For For Management
1f Elect Director James P. Hackett For For Management
1g Elect Director William W. Helman, IV For For Management
1h Elect Director William E. Kennard For For Management
1i Elect Director John C. Lechleiter For For Management
1j Elect Director Ellen R. Marram For For Management
1k Elect Director John L. Thornton For For Management
1l Elect Director John B. Veihmeyer For For Management
1m Elect Director Lynn M. Vojvodich For For Management
1n Elect Director John S. Weinberg For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Report on Fleet GHG Emissions in Against For Shareholder
Relation to CAFE Standards
8 Transparent Political Spending Against For Shareholder
--------------------------------------------------------------------------------
- 51 -
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James S. Crown For For Management
1b Elect Director Rudy F. deLeon For For Management
1c Elect Director Lester L. Lyles For For Management
1d Elect Director Mark M. Malcolm For For Management
1e Elect Director Phebe N. Novakovic For For Management
1f Elect Director C. Howard Nye For For Management
1g Elect Director William A. Osborn For For Management
1h Elect Director Catherine B. Reynolds For For Management
1i Elect Director Laura J. Schumacher For For Management
1j Elect Director Peter A. Wall For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sebastien M. Bazin For For Management
2 Elect Director W. Geoffrey Beattie For For Management
3 Elect Director John J. Brennan For For Management
4 Elect Director H. Lawrence Culp, Jr. For For Management
5 Elect Director Francisco D'Souza For For Management
6 Elect Director John L. Flannery For For Management
7 Elect Director Edward P. Garden For For Management
8 Elect Director Thomas W. Horton For For Management
9 Elect Director Risa Lavizzo-Mourey For For Management
10 Elect Director James J. Mulva For For Management
11 Elect Director Leslie F. Seidman For For Management
12 Elect Director James S. Tisch For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Amend Nonqualified Employee Stock For For Management
Purchase Plan
15 Ratify KPMG LLP as Auditors For Against Management
16 Require Independent Board Chairman Against For Shareholder
17 Provide for Cumulative Voting Against Against Shareholder
18 Adjust Executive Compensation Metrics Against Against Shareholder
for Share Buybacks
19 Report on Lobbying Payments and Policy Against For Shareholder
20 Report on Stock Buybacks Against Against Shareholder
21 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary T. Barra For For Management
1b Elect Director Linda R. Gooden For For Management
1c Elect Director Joseph Jimenez For For Management
1d Elect Director Jane L. Mendillo For For Management
1e Elect Director Michael G. Mullen For For Management
1f Elect Director James J. Mulva For For Management
1g Elect Director Patricia F. Russo For For Management
1h Elect Director Thomas M. Schoewe For For Management
1i Elect Director Theodore M. Solso For For Management
1j Elect Director Carol M. Stephenson For For Management
1k Elect Director Devin N. Wenig For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Independent Board Chairman Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Fleet GHG Emissions in Against For Shareholder
Relation to CAFE Standards
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Cogan For For Management
1b Elect Director Jacqueline K. Barton For For Management
1c Elect Director Kelly A. Kramer For For Management
1d Elect Director Kevin E. Lofton For For Management
1e Elect Director John C. Martin For For Management
1f Elect Director John F. Milligan For For Management
1g Elect Director Richard J. Whitley For For Management
1h Elect Director Gayle E. Wilson For For Management
1i Elect Director Per Wold-Olsen For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
- 52 -
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abdulaziz F. Al Khayyal For For Management
1b Elect Director William E. Albrecht For For Management
1c Elect Director Alan M. Bennett For For Management
1d Elect Director James R. Boyd For For Management
1e Elect Director Milton Carroll For For Management
1f Elect Director Nance K. Dicciani For For Management
1g Elect Director Murry S. Gerber For For Management
1h Elect Director Jose C. Grubisich For For Management
1i Elect Director David J. Lesar For For Management
1j Elect Director Robert A. Malone For For Management
1k Elect Director Jeffrey A. Miller For For Management
1l Elect Director Debra L. Reed For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 06, 2018 Meeting Type: Annual
Record Date: JAN 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin G. Cramton For For Management
1b Elect Director Randy A. Foutch For For Management
1c Elect Director Hans Helmerich For For Management
1d Elect Director John W. Lindsay For For Management
1e Elect Director Paula Marshall For For Management
1f Elect Director Jose R. Mas For For Management
1g Elect Director Thomas A. Petrie For For Management
1h Elect Director Donald F. Robillard, Jr. For For Management
1i Elect Director Edward B. Rust, Jr. For For Management
1j Elect Director John D. Zeglis For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 23, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Darius Adamczyk For For Management
1B Elect Director Duncan B. Angove For For Management
1C Elect Director William S. Ayer For For Management
1D Elect Director Kevin Burke For For Management
1E Elect Director Jaime Chico Pardo For For Management
1F Elect Director D. Scott Davis For For Management
1G Elect Director Linnet F. Deily For For Management
1H Elect Director Judd Gregg For For Management
1I Elect Director Clive Hollick For For Management
1J Elect Director Grace D. Lieblein For For Management
1K Elect Director George Paz For For Management
1L Elect Director Robin L. Washington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aneel Bhusri For For Management
1b Elect Director Andy D. Bryant For For Management
1c Elect Director Reed E. Hundt For For Management
1d Elect Director Omar Ishrak For For Management
1e Elect Director Brian M. Krzanich For For Management
1f Elect Director Risa Lavizzo-Mourey For For Management
1g Elect Director Tsu-Jae King Liu For For Management
1h Elect Director Gregory D. Smith For For Management
1i Elect Director Andrew Wilson For For Management
1j Elect Director Frank D. Yeary For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Require Independent Board Chairman Against For Shareholder
6 Report on Costs and Benefits of Against Against Shareholder
Poltical Contributions
--------------------------------------------------------------------------------
- 53 -
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth I. Chenault For For Management
1.2 Elect Director Michael L. Eskew For For Management
1.3 Elect Director David N. Farr For For Management
1.4 Elect Director Alex Gorsky For For Management
1.5 Elect Director Shirley Ann Jackson For For Management
1.6 Elect Director Andrew N. Liveris For For Management
1.7 Elect Director Hutham S. Olayan For For Management
1.8 Elect Director James W. Owens For For Management
1.9 Elect Director Virginia M. Rometty For For Management
1.10 Elect Director Joseph R. Swedish For For Management
1.11 Elect Director Sidney Taurel For For Management
1.12 Elect Director Peter R. Voser For For Management
1.13 Elect Director Frederick H. Waddell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED
Ticker: IRM Security ID: 46284V101
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: APR 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jennifer Allerton For For Management
1b Elect Director Ted R. Antenucci For For Management
1c Elect Director Pamela M. Arway For For Management
1d Elect Director Clarke H. Bailey For For Management
1e Elect Director Kent P. Dauten For For Management
1f Elect Director Paul F. Deninger For For Management
1g Elect Director Per-Kristian Halvorsen For For Management
1h Elect Director William L. Meaney For For Management
1i Elect Director Wendy J. Murdock For For Management
1j Elect Director Walter C. Rakowich For For Management
1k Elect Director Alfred J. Verrecchia For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director William D. Perez For For Management
1i Elect Director Charles Prince For For Management
1j Elect Director A. Eugene Washington For For Management
1k Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Prohibit Adjusting Compensation Against Against Shareholder
Metrics for Legal or Compliance Costs
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Stephen B. Burke For For Management
1d Elect Director Todd A. Combs For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Mellody Hobson For For Management
1i Elect Director Laban P. Jackson, Jr. For For Management
1j Elect Director Michael A. Neal For For Management
1k Elect Director Lee R. Raymond For For Management
1l Elect Director William C. Weldon For For Management
2 Ratify Existing Ownership Threshold For Against Management
for Shareholders to Call Special
Meeting
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Require Independent Board Chairman Against For Shareholder
7 Prohibit Accelerated Vesting of Awards Against For Shareholder
to Pursue Government Service
8 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
9 Restore or Provide for Cumulative Against Against Shareholder
Voting
--------------------------------------------------------------------------------
- 54 -
KIMCO REALTY CORPORATION
Ticker: KIM Security ID: 49446R109
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Milton Cooper For For Management
1b Elect Director Philip E. Coviello For For Management
1c Elect Director Richard G. Dooley For For Management
1d Elect Director Conor C. Flynn For For Management
1e Elect Director Joe Grills For For Management
1f Elect Director Frank Lourenso For For Management
1g Elect Director Colombe M. Nicholas For For Management
1h Elect Director Mary Hogan Preusse For For Management
1i Elect Director Richard B. Saltzman For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Kimberly A. Dang For For Management
1.4 Elect Director Ted A. Gardner For For Management
1.5 Elect Director Anthony W. Hall, Jr. For For Management
1.6 Elect Director Gary L. Hultquist For For Management
1.7 Elect Director Ronald L. Kuehn, Jr. For For Management
1.8 Elect Director Deborah A. Macdonald For For Management
1.9 Elect Director Michael C. Morgan For For Management
1.10 Elect Director Arthur C. Reichstetter For For Management
1.11 Elect Director Fayez Sarofim For For Management
1.12 Elect Director C. Park Shaper For For Management
1.13 Elect Director William A. Smith For For Management
1.14 Elect Director Joel V. Staff For For Management
1.15 Elect Director Robert F. Vagt For For Management
1.16 Elect Director Perry M. Waughtal For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Report on Methane Emissions Management Against For Shareholder
6 Report on Sustainability Against For Shareholder
7 Assess Portfolio Impacts of Policies Against For Shareholder
to Meet 2 Degree Scenario
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director David B. Burritt For For Management
1.4 Elect Director Bruce A. Carlson For For Management
1.5 Elect Director James O. Ellis, Jr. For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Ilene S. Gordon For For Management
1.8 Elect Director Marillyn A. Hewson For For Management
1.9 Elect Director Jeh C. Johnson For For Management
1.10 Elect Director Joseph W. Ralston For For Management
1.11 Elect Director James D. Taiclet, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: JUN 01, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David H. Batchelder For For Management
1.3 Elect Director Angela F. Braly For For Management
1.4 Elect Director Sandra B. Cochran For For Management
1.5 Elect Director Laurie Z. Douglas For For Management
1.6 Elect Director Richard W. Dreiling For For Management
1.7 Elect Director Marshall O. Larsen For For Management
1.8 Elect Director James H. Morgan For For Management
1.9 Elect Director Robert A. Niblock For For Management
1.10 Elect Director Brian C. Rogers For For Management
1.11 Elect Director Bertram L. Scott For For Management
1.12 Elect Director Lisa W. Wardell For For Management
1.13 Elect Director Eric C. Wiseman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
- 55 -
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 26, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Steven J. Freiberg For For Management
1g Elect Director Julius Genachowski For For Management
1h Elect Director Choon Phong Goh For For Management
1i Elect Director Merit E. Janow For For Management
1j Elect Director Nancy Karch For For Management
1k Elect Director Oki Matsumoto For For Management
1l Elect Director Rima Qureshi For For Management
1m Elect Director Jose Octavio Reyes For For Management
Lagunes
1n Elect Director Jackson Tai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Todd Bradley For For Management
1b Elect Director Michael J. Dolan For For Management
1c Elect Director Trevor A. Edwards None None Management
*Withdrawn Resolution*
1d Elect Director Margaret H. Georgiadis None None Management
*Withdrawn Resolution*
1e Elect Director Ynon Kreiz For For Management
1f Elect Director Soren T. Laursen For For Management
1g Elect Director Ann Lewnes For For Management
1h Elect Director Dominic Ng For For Management
1i Elect Director Vasant M. Prabhu For For Management
1j Elect Director Rosa G. Rios *Withdrawn None None Management
Resolution*
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd Dean For For Management
1b Elect Director Stephen Easterbrook For For Management
1c Elect Director Robert Eckert For For Management
1d Elect Director Margaret (Margo) For For Management
Georgiadis
1e Elect Director Enrique Hernandez, Jr. For For Management
1f Elect Director Jeanne Jackson For For Management
1g Elect Director Richard Lenny For For Management
1h Elect Director John Mulligan For For Management
1i Elect Director Sheila Penrose For For Management
1j Elect Director John Rogers, Jr. For For Management
1k Elect Director Miles White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Plastic Straws Against Against Shareholder
6 Report on Charitable Contributions Against Against Shareholder
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 08, 2017 Meeting Type: Annual
Record Date: OCT 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Craig Arnold For For Management
1c Elect Director Scott C. Donnelly For For Management
1d Elect Director Randall J. Hogan, III For For Management
1e Elect Director Omar Ishrak For For Management
1f Elect Director Shirley Ann Jackson For For Management
1g Elect Director Michael O. Leavitt For For Management
1h Elect Director James T. Lenehan For For Management
1i Elect Director Elizabeth G. Nabel For For Management
1j Elect Director Denise M. O'Leary For For Management
1k Elect Director Kendall J. Powell For For Management
1l Elect Director Robert C. Pozen For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Audit Committee
to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
- 56 -
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 22, 2018 Meeting Type: Annual
Record Date: MAR 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Kenneth C. Frazier For For Management
1e Elect Director Thomas H. Glocer For For Management
1f Elect Director Rochelle B. Lazarus For For Management
1g Elect Director John H. Noseworthy For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Wendell P. Weeks For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: OCT 19, 2017 Meeting Type: Special
Record Date: SEP 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Modify the Dividend Payment Tests for
the Series A Preferred Stock and the
Series C Preferred Stock
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl W. Grise For For Management
1.2 Elect Director Carlos M. Gutierrez For For Management
1.3 Elect Director Gerald L. Hassell For For Management
1.4 Elect Director David L. Herzog For For Management
1.5 Elect Director R. Glenn Hubbard For For Management
1.6 Elect Director Steven A. Kandarian For For Management
1.7 Elect Director Edward J. Kelly, III For For Management
1.8 Elect Director William E. Kennard For For Management
1.9 Elect Director James M. Kilts For For Management
1.10 Elect Director Catherine R. Kinney For For Management
1.11 Elect Director Denise M. Morrison For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 29, 2017 Meeting Type: Annual
Record Date: SEP 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Reid G. Hoffman For For Management
1.3 Elect Director Hugh F. Johnston For For Management
1.4 Elect Director Teri L. List-Stoll For For Management
1.5 Elect Director Satya Nadella For For Management
1.6 Elect Director Charles H. Noski For For Management
1.7 Elect Director Helmut Panke For For Management
1.8 Elect Director Sandra E. Peterson For For Management
1.9 Elect Director Penny S. Pritzker For For Management
1.10 Elect Director Charles W. Scharf For For Management
1.11 Elect Director Arne M. Sorenson For For Management
1.12 Elect Director John W. Stanton For For Management
1.13 Elect Director John W. Thompson For For Management
1.14 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Amend Executive Incentive Bonus Plan For For Management
6 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
- 57 -
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lewis W.K. Booth For For Management
1b Elect Director Charles E. Bunch For For Management
1c Elect Director Debra A. Crew For For Management
1d Elect Director Lois D. Juliber For For Management
1e Elect Director Mark D. Ketchum For For Management
1f Elect Director Peter W. May For For Management
1g Elect Director Jorge S. Mesquita For For Management
1h Elect Director Joseph Neubauer For For Management
1i Elect Director Fredric G. Reynolds For For Management
1j Elect Director Christiana S. Shi For For Management
1k Elect Director Patrick T. Siewert For For Management
1l Elect Director Jean-Francois M. L. van For For Management
Boxmeer
1m Elect Director Dirk Van de Put For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Assess Environmental Impact of Against For Shareholder
Non-Recyclable Packaging
5 Create a Committee to Prepare a Report Against Against Shareholder
Regarding the Impact of Plant Closures
on Communities
--------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 31, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dwight M. 'Mitch' Barns For For Management
1b Elect Director Gregory H. Boyce For For Management
1c Elect Director David L. Chicoine For For Management
1d Elect Director Janice L. Fields For For Management
1e Elect Director Hugh Grant For For Management
1f Elect Director Laura K. Ipsen For For Management
1g Elect Director Marcos M. Lutz For For Management
1h Elect Director C. Steven McMillan For For Management
1i Elect Director Jon R. Moeller For For Management
1j Elect Director George H. Poste For For Management
1k Elect Director Robert J. Stevens For For Management
1l Elect Director Patricia Verduin For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws to Create Board Human Against Against Shareholder
Rights Committee
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth Corley For For Management
1b Elect Director Alistair Darling For For Management
1c Elect Director Thomas H. Glocer For For Management
1d Elect Director James P. Gorman For For Management
1e Elect Director Robert H. Herz For For Management
1f Elect Director Nobuyuki Hirano For For Management
1g Elect Director Jami Miscik For For Management
1h Elect Director Dennis M. Nally For For Management
1i Elect Director Hutham S. Olayan For For Management
1j Elect Director Ryosuke Tamakoshi For For Management
1k Elect Director Perry M. Traquina For For Management
1l Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prohibit Accelerated Vesting of Awards Against For Shareholder
to Pursue Government Service
--------------------------------------------------------------------------------
NAVIENT CORPORATION
Ticker: NAVI Security ID: 63938C108
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anna Escobedo Cabral For For Management
1b Elect Director William M. For For Management
Diefenderfer, III
1c Elect Director Katherine A. Lehman For For Management
1d Elect Director Linda A. Mills For For Management
1e Elect Director John (Jack) F. Remondi For For Management
1f Elect Director Jane J. Thompson For For Management
1g Elect Director Laura S. Unger For For Management
1h Elect Director Barry L. Williams For For Management
1i Elect Director David L. Yowan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Governance Measures Against For Shareholder
Implemented Related to Student Loan
Debt
--------------------------------------------------------------------------------
- 58 -
NEWFIELD EXPLORATION COMPANY
Ticker: NFX Security ID: 651290108
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lee K. Boothby For For Management
1b Elect Director Pamela J. Gardner For For Management
1c Elect Director Edgar R. Giesinger, Jr. For For Management
1d Elect Director Steven W. Nance For For Management
1e Elect Director Roger B. Plank For For Management
1f Elect Director Thomas G. Ricks For For Management
1g Elect Director Juanita M. Romans For For Management
1h Elect Director John W. Schanck For For Management
1i Elect Director J. Terry Strange For For Management
1j Elect Director J. Kent Wells For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director James L. Camaren For For Management
1c Elect Director Kenneth B. Dunn For For Management
1d Elect Director Naren K. Gursahaney For For Management
1e Elect Director Kirk S. Hachigian For For Management
1f Elect Director Toni Jennings For For Management
1g Elect Director Amy B. Lane For For Management
1h Elect Director James L. Robo For For Management
1i Elect Director Rudy E. Schupp For For Management
1j Elect Director John L. Skolds For For Management
1k Elect Director William H. Swanson For For Management
1l Elect Director Hansel E. Tookes, II For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 21, 2017 Meeting Type: Annual
Record Date: JUL 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan B. Graf, Jr. For For Management
1.2 Elect Director John C. Lechleiter For For Management
1.3 Elect Director Michelle A. Peluso For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Report on Political Contributions Against For Shareholder
Disclosure
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NISOURCE INC.
Ticker: NI Security ID: 65473P105
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter A. Altabef For For Management
1.2 Elect Director Eric L. Butler For For Management
1.3 Elect Director Aristides S. Candris For For Management
1.4 Elect Director Wayne S. DeVeydt For For Management
1.5 Elect Director Joseph Hamrock For For Management
1.6 Elect Director Deborah A. Henretta For For Management
1.7 Elect Director Michael E. Jesanis For For Management
1.8 Elect Director Kevin T. Kabat For For Management
1.9 Elect Director Richard L. Thompson For For Management
1.10 Elect Director Carolyn Y. Woo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director E. Spencer Abraham For For Management
1b Elect Director Kirbyjon H. Caldwell - None None Management
Withdrawn Resolution
1c Elect Director Matthew Carter, Jr. For For Management
1d Elect Director Lawrence S. Coben For For Management
1e Elect Director Heather Cox For For Management
1f Elect Director Terry G. Dallas For For Management
1g Elect Director Mauricio Gutierrez For For Management
1h Elect Director William E. Hantke For For Management
1i Elect Director Paul W. Hobby For For Management
1j Elect Director Anne C. Schaumburg For For Management
1k Elect Director Thomas H. Weidemeyer For For Management
1l Elect Director C. John Wilder For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
- 59 -
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 04, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Spencer Abraham For For Management
1b Elect Director Howard I. Atkins For For Management
1c Elect Director Eugene L. Batchelder For For Management
1d Elect Director John E. Feick For For Management
1e Elect Director Margaret M. Foran For For Management
1f Elect Director Carlos M. Gutierrez For For Management
1g Elect Director Vicki Hollub For For Management
1h Elect Director William R. Klesse For For Management
1i Elect Director Jack B. Moore For For Management
1j Elect Director Avedick B. Poladian For For Management
1k Elect Director Elisse B. Walter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 15, 2017 Meeting Type: Annual
Record Date: SEP 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director Michael J. Boskin For Withhold Management
1.3 Elect Director Safra A. Catz For For Management
1.4 Elect Director Bruce R. Chizen For Withhold Management
1.5 Elect Director George H. Conrades For For Management
1.6 Elect Director Lawrence J. Ellison For For Management
1.7 Elect Director Hector Garcia-Molina For For Management
1.8 Elect Director Jeffrey O. Henley For For Management
1.9 Elect Director Mark V. Hurd For For Management
1.10 Elect Director Renee J. James For For Management
1.11 Elect Director Leon E. Panetta For For Management
1.12 Elect Director Naomi O. Seligman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
6 Political Contributions Disclosure Against For Shareholder
7 Gender Pay Gap Against For Shareholder
8 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA
Ticker: PKG Security ID: 695156109
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl K. Beebe For For Management
1.2 Elect Director Duane C. Farrington For For Management
1.3 Elect Director Hasan Jameel For For Management
1.4 Elect Director Mark W. Kowlzan For For Management
1.5 Elect Director Robert C. Lyons For For Management
1.6 Elect Director Thomas P. Maurer For For Management
1.7 Elect Director Samuel M. Mencoff For For Management
1.8 Elect Director Roger B. Porter For For Management
1.9 Elect Director Thomas S. Souleles For For Management
1.10 Elect Director Paul T. Stecko For For Management
1.11 Elect Director James D. Woodrum For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PATTERSON COMPANIES, INC.
Ticker: PDCO Security ID: 703395103
Meeting Date: SEP 18, 2017 Meeting Type: Annual
Record Date: JUL 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Buck For For Management
1.2 Elect Director Alex N. Blanco For For Management
1.3 Elect Director Jody H. Feragen For For Management
1.4 Elect Director Sarena S. Lin For For Management
1.5 Elect Director Ellen A. Rudnick For For Management
1.6 Elect Director Neil A. Schrimsher For For Management
1.7 Elect Director Les C. Vinney For For Management
1.8 Elect Director James W. Wiltz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
- 60 -
PAYPAL HOLDINGS, INC.
Ticker: PYPL Security ID: 70450Y103
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: APR 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director Wences Casares For For Management
1c Elect Director Jonathan Christodoro For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Belinda J. Johnson For For Management
1g Elect Director Gail J. McGovern For For Management
1h Elect Director David M. Moffett For For Management
1i Elect Director Ann M. Sarnoff For For Management
1j Elect Director Daniel H. Schulman For For Management
1k Elect Director Frank D. Yeary For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Amend Proxy Access Right Against For Shareholder
7 Report on Political Contributions Against For Shareholder
8 Amend Board Governance Documents to Against Against Shareholder
Define Human Rights Responsibilities
--------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC.
Ticker: PBCT Security ID: 712704105
Meeting Date: APR 19, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Barnes For For Management
1b Elect Director Collin P. Baron For For Management
1c Elect Director Kevin T. Bottomley For For Management
1d Elect Director George P. Carter For For Management
1e Elect Director Jane Chwick For For Management
1f Elect Director William F. Cruger, Jr. For For Management
1g Elect Director John K. Dwight For For Management
1h Elect Director Jerry Franklin For For Management
1i Elect Director Janet M. Hansen For For Management
1j Elect Director Nancy McAllister For For Management
1k Elect Director Mark W. Richards For For Management
1l Elect Director Kirk W. Walters For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Cesar Conde For For Management
1d Elect Director Ian M. Cook For For Management
1e Elect Director Dina Dublon For For Management
1f Elect Director Richard W. Fisher For For Management
1g Elect Director William R. Johnson For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director David C. Page For For Management
1j Elect Director Robert C. Pohlad For For Management
1k Elect Director Daniel Vasella For For Management
1l Elect Director Darren Walker For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
PERKINELMER, INC.
Ticker: PKI Security ID: 714046109
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Barrett For For Management
1b Elect Director Samuel R. Chapin For For Management
1c Elect Director Robert F. Friel For For Management
1d Elect Director Sylvie Gregoire For For Management
1e Elect Director Nicholas A. Lopardo For For Management
1f Elect Director Alexis P. Michas For For Management
1g Elect Director Patrick J. Sullivan For For Management
1h Elect Director Frank Witney For For Management
1i Elect Director Pascale Witz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
- 61 -
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director Ronald E. Blaylock For For Management
1.3 Elect Director Albert Bourla For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director Joseph J. Echevarria For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director James M. Kilts For For Management
1.8 Elect Director Dan R. Littman For For Management
1.9 Elect Director Shantanu Narayen For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director Ian C. Read For For Management
1.12 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 09, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Andre Calantzopoulos For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director Massimo Ferragamo For For Management
1.5 Elect Director Werner Geissler For For Management
1.6 Elect Director Lisa A. Hook For For Management
1.7 Elect Director Jennifer Li For For Management
1.8 Elect Director Jun Makihara For For Management
1.9 Elect Director Sergio Marchionne For Against Management
1.10 Elect Director Kalpana Morparia For For Management
1.11 Elect Director Lucio A. Noto For For Management
1.12 Elect Director Frederik Paulsen For For Management
1.13 Elect Director Robert B. Polet For For Management
1.14 Elect Director Stephen M. Wolf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers SA as For For Management
Auditors
--------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION
Ticker: PNW Security ID: 723484101
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald E. Brandt For For Management
1.2 Elect Director Denis A. Cortese For For Management
1.3 Elect Director Richard P. Fox For For Management
1.4 Elect Director Michael L. Gallagher For For Management
1.5 Elect Director Dale E. Klein For For Management
1.6 Elect Director Humberto S. Lopez For For Management
1.7 Elect Director Kathryn L. Munro For For Management
1.8 Elect Director Bruce J. Nordstrom For For Management
1.9 Elect Director Paula J. Sims For For Management
1.10 Elect Director David P. Wagener For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
- 62 -
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 23, 2018 Meeting Type: Proxy Contest
Record Date: JAN 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card) None
1.1 Elect Director Barbara T. Alexander For Did Not Vote Management
1.2 Elect Director Jeffrey W. Henderson For Did Not Vote Management
1.3 Elect Director Thomas W. Horton For Did Not Vote Management
1.4 Elect Director Paul E. Jacobs For Did Not Vote Management
1.5 Elect Director Ann M. Livermore For Did Not Vote Management
1.6 Elect Director Harish Manwani For Did Not Vote Management
1.7 Elect Director Mark D. McLaughlin For Did Not Vote Management
1.8 Elect Director Steve Mollenkopf For Did Not Vote Management
1.9 Elect Director Clark T. "Sandy" Randt, For Did Not Vote Management
Jr.
1.10 Elect Director Francisco Ros For Did Not Vote Management
1.11 Elect Director Anthony J. Vinciquerra For Did Not Vote Management
2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For Did Not Vote Management
Purchase Plan
5 Eliminate Supermajority Vote For Did Not Vote Management
Requirement to Remove Directors
6 Eliminate Supermajority Vote For Did Not Vote Management
Requirement Relating to Amendments and
Obsolete Provisions
7 Eliminate Supermajority Vote For Did Not Vote Management
Requirement for Business Combinations
with Interested Stockholders
8 Repeal Amendments to the Company's Against Did Not Vote Shareholder
Bylaws Adopted Without Stockholder
Approval After July 15, 2016
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Proxy Card) None
1.1 Elect Director Samih Elhage For For Shareholder
1.2 Elect Director David G. Golden For Withhold Shareholder
1.3 Elect Director Veronica M. Hagen For Withhold Shareholder
1.4 Elect Director Julie A. Hill For For Shareholder
1.5 Elect Director John H. Kispert For For Shareholder
1.6 Elect Director Harry L. You For For Shareholder
2 Repeal Amendments to the Company's For For Shareholder
Bylaws Adopted Without Stockholder
Approval After July 15, 2016
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named None For Management
Executive Officers' Compensation
5 Amend Qualified Employee Stock None For Management
Purchase Plan
6 Eliminate Supermajority Vote For For Management
Requirement to Remove Directors
7 Eliminate Supermajority Vote For For Management
Requirement Relating to Amendments and
Obsolete Provisions
8 Eliminate Supermajority Vote For For Management
Requirement for Business Combinations
with Interested Stockholders
--------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Earl C. 'Duke' Austin, For For Management
Jr.
1.2 Elect Director Doyle N. Beneby For For Management
1.3 Elect Director J. Michal Conaway For For Management
1.4 Elect Director Vincent D. Foster For For Management
1.5 Elect Director Bernard Fried For For Management
1.6 Elect Director Worthing F. Jackman For For Management
1.7 Elect Director David M. McClanahan For For Management
1.8 Elect Director Margaret B. Shannon For For Management
1.9 Elect Director Pat Wood, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RALPH LAUREN CORPORATION
Ticker: RL Security ID: 751212101
Meeting Date: AUG 10, 2017 Meeting Type: Annual
Record Date: JUN 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank A. Bennack, Jr. For For Management
1.2 Elect Director Joel L. Fleishman For For Management
1.3 Elect Director Hubert Joly For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
- 63 -
RANGE RESOURCES CORPORATION
Ticker: RRC Security ID: 75281A109
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brenda A. Cline For For Management
1b Elect Director Anthony V. Dub For For Management
1c Elect Director Allen Finkelson For For Management
1d Elect Director James M. Funk For For Management
1e Elect Director Christopher A. Helms For For Management
1f Elect Director Robert A. Innamorati For For Management
1g Elect Director Greg G. Maxwell For For Management
1h Elect Director Kevin S. McCarthy For For Management
1i Elect Director Steffen E. Palko For For Management
1j Elect Director Jeffrey L. Ventura For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Political Contributions Against For Shareholder
5 Report on Methane Emissions Management Against For Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tracy A. Atkinson For For Management
1b Elect Director Robert E. Beauchamp For For Management
1c Elect Director Adriane M. Brown For For Management
1d Elect Director Vernon E. Clark For For Management
1e Elect Director Stephen J. Hadley For For Management
1f Elect Director Thomas A. Kennedy For For Management
1g Elect Director Letitia A. Long For For Management
1h Elect Director George R. Oliver For For Management
1i Elect Director Dinesh C. Paliwal For For Management
1j Elect Director William R. Spivey For For Management
1k Elect Director James A. Winnefeld, Jr. For For Management
1l Elect Director Robert O. Work For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC.
Ticker: RHI Security ID: 770323103
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold M. Messmer, Jr. For For Management
1.2 Elect Director Marc H. Morial For For Management
1.3 Elect Director Barbara J. Novogradac For For Management
1.4 Elect Director Robert J. Pace For For Management
1.5 Elect Director Frederick A. Richman For For Management
1.6 Elect Director M. Keith Waddell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 04, 2018 Meeting Type: Annual
Record Date: FEB 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Miguel M. Galuccio For For Management
1c Elect Director V. Maureen Kempston For For Management
Darkes
1d Elect Director Paal Kibsgaard For For Management
1e Elect Director Nikolay Kudryavtsev For For Management
1f Elect Director Helge Lund For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director Lubna S. Olayan For For Management
1j Elect Director Leo Rafael Reif For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SEALED AIR CORPORATION
Ticker: SEE Security ID: 81211K100
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Chu For For Management
1b Elect Director Edward L. Doheny, II For For Management
1c Elect Director Patrick Duff For For Management
1d Elect Director Henry R. Keizer For For Management
1e Elect Director Jacqueline B. Kosecoff For For Management
1f Elect Director Neil Lustig For For Management
1g Elect Director Richard L. Wambold For For Management
1h Elect Director Jerry R. Whitaker For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
- 64 -
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For For Management
1b Elect Director Larry C. Glasscock For For Management
1c Elect Director Karen N. Horn For For Management
1d Elect Director Allan Hubbard For For Management
1e Elect Director Reuben S. Leibowitz For For Management
1f Elect Director Gary M. Rodkin For For Management
1g Elect Director Stefan M. Selig For For Management
1h Elect Director Daniel C. Smith For For Management
1i Elect Director J. Albert Smith, Jr. For For Management
1j Elect Director Marta R. Stewart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Eliminate or Restrict Severance Against Against Shareholder
Agreements (Change-in-Control)
--------------------------------------------------------------------------------
STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 21, 2018 Meeting Type: Annual
Record Date: JAN 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howard Schultz For For Management
1b Elect Director Rosalind G. Brewer For For Management
1c Elect Director Mary N. Dillon For For Management
1d Elect Director Mellody Hobson For For Management
1e Elect Director Kevin R. Johnson For For Management
1f Elect Director Jorgen Vig Knudstorp For For Management
1g Elect Director Satya Nadella For For Management
1h Elect Director Joshua Cooper Ramo For For Management
1i Elect Director Clara Shih For For Management
1j Elect Director Javier G. Teruel For For Management
1k Elect Director Myron E. Ullman, III For For Management
1l Elect Director Craig E. Weatherup For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Proxy Access Bylaw Amendments Against For Shareholder
5 Report on Sustainable Packaging Against For Shareholder
6 Report on Paid Family Leave *Withdrawn None None Shareholder
Resolution*
7 Prepare Employment Diversity Report Against For Shareholder
and Report on Diversity Policies
--------------------------------------------------------------------------------
STERICYCLE, INC.
Ticker: SRCL Security ID: 858912108
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert S. Murley For Against Management
1b Elect Director Charles A. Alutto For For Management
1c Elect Director Brian P. Anderson For Against Management
1d Elect Director Lynn D. Bleil For For Management
1e Elect Director Thomas D. Brown For For Management
1f Elect Director Thomas F. Chen For Against Management
1g Elect Director Mark C. Miller For For Management
1h Elect Director John Patience For Against Management
1i Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
5 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 13, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxanne S. Austin For For Management
1b Elect Director Douglas M. Baker, Jr. For For Management
1c Elect Director Brian C. Cornell For For Management
1d Elect Director Calvin Darden For For Management
1e Elect Director Henrique De Castro For For Management
1f Elect Director Robert L. Edwards For For Management
1g Elect Director Melanie L. Healey For For Management
1h Elect Director Donald R. Knauss For For Management
1i Elect Director Monica C. Lozano For For Management
1j Elect Director Mary E. Minnick For For Management
1k Elect Director Kenneth L. Salazar For For Management
1l Elect Director Dmitri L. Stockton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
- 65 -
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph W. Babb, Jr. For For Management
1b Elect Director Mark A. Blinn For For Management
1c Elect Director Todd M. Bluedorn For For Management
1d Elect Director Daniel A. Carp For For Management
1e Elect Director Janet F. Clark For For Management
1f Elect Director Carrie S. Cox For For Management
1g Elect Director Brian T. Crutcher For For Management
1h Elect Director Jean M. Hobby For For Management
1i Elect Director Ronald Kirk For For Management
1j Elect Director Pamela H. Patsley For For Management
1k Elect Director Robert E. Sanchez For For Management
1l Elect Director Richard K. Templeton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE AES CORPORATION
Ticker: AES Security ID: 00130H105
Meeting Date: APR 19, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andres R. Gluski For For Management
1.2 Elect Director Charles L. Harrington For For Management
1.3 Elect Director Kristina M. Johnson For For Management
1.4 Elect Director Tarun Khanna For For Management
1.5 Elect Director Holly K. Koeppel For Against Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director Alain Monie For For Management
1.8 Elect Director John B. Morse, Jr. For For Management
1.9 Elect Director Moises Naim For For Management
1.10 Elect Director Jeffrey W. Ubben For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Ratify Existing Ownership Threshold For Against Management
for Shareholders to Call Special
Meeting
5 Assess Portfolio Impacts of Policies None None Shareholder
to Meet 2 Degree Scenario- Withdrawn
Resolution
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kermit R. Crawford For For Management
1b Elect Director Michael L. Eskew For For Management
1c Elect Director Margaret M. Keane For For Management
1d Elect Director Siddharth N. (Bobby) For For Management
Mehta
1e Elect Director Jacques P. Perold For For Management
1f Elect Director Andrea Redmond For For Management
1g Elect Director Gregg M. Sherrill For For Management
1h Elect Director Judith A. Sprieser For For Management
1i Elect Director Perry M. Traquina For For Management
1j Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Require Independent Board Chairman Against Against Shareholder
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 10, 2018 Meeting Type: Annual
Record Date: FEB 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Linda Z. Cook For For Management
1c Elect Director Joseph J. Echevarria For For Management
1d Elect Director Edward P. Garden For For Management
1e Elect Director Jeffrey A. Goldstein For For Management
1f Elect Director John M. Hinshaw For For Management
1g Elect Director Edmund F. "Ted" Kelly For For Management
1h Elect Director Jennifer B. Morgan For For Management
1i Elect Director Mark A. Nordenberg For For Management
1j Elect Director Elizabeth E. Robinson For For Management
1k Elect Director Charles W. Scharf For For Management
1l Elect Director Samuel C. Scott, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on and Assess Proxy Voting Against Against Shareholder
Policies in Relation to Climate Change
Position
--------------------------------------------------------------------------------
- 66 -
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 30, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert A. Bradway For For Management
1b Elect Director David L. Calhoun For For Management
1c Elect Director Arthur D. Collins, Jr. For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Edmund P. Giambastiani, For For Management
Jr.
1f Elect Director Lynn J. Good For For Management
1g Elect Director Lawrence W. Kellner For For Management
1h Elect Director Caroline B. Kennedy For For Management
1i Elect Director Edward M. Liddy For For Management
1j Elect Director Dennis A. Muilenburg For For Management
1k Elect Director Susan C. Schwab For For Management
1l Elect Director Ronald A. Williams For For Management
1m Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Require Independent Board Chairman Against Against Shareholder
7 Require Shareholder Approval to Against Against Shareholder
Increase Board Size to More Than 14
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Marc Bolland For For Management
1.4 Elect Director Ana Botin For For Management
1.5 Elect Director Richard M. Daley For For Management
1.6 Elect Director Christopher C. Davis For For Management
1.7 Elect Director Barry Diller For For Management
1.8 Elect Director Helene D. Gayle For For Management
1.9 Elect Director Alexis M. Herman For For Management
1.10 Elect Director Muhtar Kent For For Management
1.11 Elect Director Robert A. Kotick For For Management
1.12 Elect Director Maria Elena Lagomasino For For Management
1.13 Elect Director Sam Nunn For For Management
1.14 Elect Director James Quincey For For Management
1.15 Elect Director Caroline J. Tsay For For Management
1.16 Elect Director David B. Weinberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE COOPER COMPANIES, INC.
Ticker: COO Security ID: 216648402
Meeting Date: MAR 19, 2018 Meeting Type: Annual
Record Date: JAN 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Thomas Bender For For Management
1.2 Elect Director Colleen E. Jay For For Management
1.3 Elect Director Michael H. Kalkstein For For Management
1.4 Elect Director William A. Kozy For For Management
1.5 Elect Director Jody S. Lindell For For Management
1.6 Elect Director Gary S. Petersmeyer For For Management
1.7 Elect Director Allan E. Rubenstein For For Management
1.8 Elect Director Robert S. Weiss For For Management
1.9 Elect Director Stanley Zinberg For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on the Feasibility of Achieving Against For Shareholder
Net Zero GHG Emissions
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd C. Blankfein For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Mark A. Flaherty For For Management
1d Elect Director William W. George For For Management
1e Elect Director James A. Johnson For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Lakshmi N. Mittal For For Management
1h Elect Director Adebayo O. Ogunlesi For For Management
1i Elect Director Peter Oppenheimer For For Management
1j Elect Director David A. Viniar For For Management
1k Elect Director Mark O. Winkelman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
- 67 -
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerard J. Arpey For For Management
1b Elect Director Ari Bousbib For For Management
1c Elect Director Jeffery H. Boyd For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Armando Codina For For Management
1h Elect Director Helena B. Foulkes For For Management
1i Elect Director Linda R. Gooden For For Management
1j Elect Director Wayne M. Hewett For For Management
1k Elect Director Stephanie C. Linnartz For For Management
1l Elect Director Craig A. Menear For For Management
1m Elect Director Mark Vadon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Prepare Employment Diversity Report Against For Shareholder
and Report on Diversity Policies
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
7 Clawback of Incentive Payments Against For Shareholder
--------------------------------------------------------------------------------
THE KRAFT HEINZ COMPANY
Ticker: KHC Security ID: 500754106
Meeting Date: APR 23, 2018 Meeting Type: Annual
Record Date: FEB 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory E. Abel For For Management
1b Elect Director Alexandre Behring For For Management
1c Elect Director John T. Cahill For For Management
1d Elect Director Tracy Britt Cool For For Management
1e Elect Director Feroz Dewan For For Management
1f Elect Director Jeanne P. Jackson For For Management
1g Elect Director Jorge Paulo Lemann For For Management
1h Elect Director John C. Pope For For Management
1i Elect Director Marcel Herrmann Telles For For Management
1j Elect Director Alexandre Van Damme For For Management
1k Elect Director George Zoghbi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Assess Environmental Impact of Against For Shareholder
Non-Recyclable Packaging
--------------------------------------------------------------------------------
THE MACERICH COMPANY
Ticker: MAC Security ID: 554382101
Meeting Date: JUN 21, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peggy Alford For For Management
1b Elect Director John H. Alschuler For Against Management
1c Elect Director Eric K. Brandt For For Management
1d Elect Director Edward C. Coppola For For Management
1e Elect Director Steven R. Hash For For Management
1f Elect Director Daniel J. Hirsch For For Management
1g Elect Director Diana M. Laing For For Management
1h Elect Director Thomas E. O'Hern For For Management
1i Elect Director Steven L. Soboroff For Against Management
1j Elect Director Andrea M. Stephen For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE MOSAIC COMPANY
Ticker: MOS Security ID: 61945C103
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Oscar Bernardes For For Management
1b Elect Director Nancy E. Cooper For For Management
1c Elect Director Gregory L. Ebel For For Management
1d Elect Director Timothy S. Gitzel For For Management
1e Elect Director Denise C. Johnson For For Management
1f Elect Director Emery N. Koenig For For Management
1g Elect Director Robert L. Lumpkins For For Management
1h Elect Director William T. Monahan For For Management
1i Elect Director James 'Joc' C. O'Rourke For For Management
1j Elect Director David T. Seaton For For Management
1k Elect Director Steven M. Seibert For For Management
1l Elect Director Luciano Siani Pires For For Management
1m Elect Director Kelvin W. Westbrook For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
- 68 -
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 10, 2017 Meeting Type: Proxy Contest
Record Date: AUG 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card) None
1.1 Elect Director Francis S. Blake For Did Not Vote Management
1.2 Elect Director Angela F. Braly For Did Not Vote Management
1.3 Elect Director Amy L. Chang For Did Not Vote Management
1.4 Elect Director Kenneth I. Chenault For Did Not Vote Management
1.5 Elect Director Scott D. Cook For Did Not Vote Management
1.6 Elect Director Terry J. Lundgren For Did Not Vote Management
1.7 Elect Director W. James McNerney, Jr. For Did Not Vote Management
1.8 Elect Director David S. Taylor For Did Not Vote Management
1.9 Elect Director Margaret C. Whitman For Did Not Vote Management
1.10 Elect Director Patricia A. Woertz For Did Not Vote Management
1.11 Elect Director Ernesto Zedillo For Did Not Vote Management
2 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
5 Adopt Holy Land Principles Against Did Not Vote Shareholder
6 Report on Company Non-Discrimination Against Did Not Vote Shareholder
Policies in States with
Pro-Discrimination Laws
7 Report on Risks of Doing Business in Against Did Not Vote Shareholder
Conflict-Affected Areas
8 Repeal Any Amendments to Code of Against Did Not Vote Shareholder
Regulations Adopted After April 8, 2016
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card) None
1.1 Elect Director Nelson Peltz For For Shareholder
1.2 Management Nominee Francis S. Blake For For Shareholder
1.3 Management Nominee Angela F. Braly For For Shareholder
1.4 Management Nominee Amy L. Chang For For Shareholder
1.5 Management Nominee Kenneth I. Chenault For For Shareholder
1.6 Management Nominee Scott D. Cook For For Shareholder
1.7 Management Nominee Terry J. Lundgren For For Shareholder
1.8 Management Nominee W. James McNerney, For For Shareholder
Jr.
1.9 Management Nominee David S. Taylor For For Shareholder
1.10 Management Nominee Margaret C. Whitman For For Shareholder
1.11 Management Nominee Patricia A. Woertz For For Shareholder
2 Ratify Deloitte & Touche LLP as None For Management
Auditors
3 Advisory Vote to Ratify Named None For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Management
5 Adopt Holy Land Principles None Against Shareholder
6 Report on Company Non-Discrimination None Against Shareholder
Policies in States with
Pro-Discrimination Laws
7 Report on Risks of Doing Business in None Against Shareholder
Conflict-Affected Areas
8 Repeal Any Amendments to Code of For For Shareholder
Regulations Adopted After April 8, 2016
--------------------------------------------------------------------------------
THE SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Juanita Powell Baranco For For Management
1b Elect Director Jon A. Boscia For For Management
1c Elect Director Henry A. "Hal" Clark, For For Management
III
1d Elect Director Thomas A. Fanning For For Management
1e Elect Director David J. Grain For For Management
1f Elect Director Veronica M. Hagen For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Donald M. James For For Management
1i Elect Director John D. Johns For For Management
1j Elect Director Dale E. Klein For For Management
1k Elect Director Ernest J. Moniz For For Management
1l Elect Director William G. Smith, Jr. For For Management
1m Elect Director Steven R. Specker For For Management
1n Elect Director Larry D. Thompson For For Management
1o Elect Director E. Jenner Wood, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 08, 2018 Meeting Type: Annual
Record Date: JAN 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b Elect Director Mary T. Barra For For Management
1c Elect Director Safra A. Catz For For Management
1d Elect Director John S. Chen For For Management
1e Elect Director Francis A. deSouza For For Management
1f Elect Director Robert A. Iger For For Management
1g Elect Director Maria Elena Lagomasino For For Management
1h Elect Director Fred H. Langhammer For For Management
1i Elect Director Aylwin B. Lewis For For Management
1j Elect Director Mark G. Parker For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Proxy Access Bylaw Amendment Against For Shareholder
--------------------------------------------------------------------------------
- 69 -
TRIPADVISOR, INC.
Ticker: TRIP Security ID: 896945201
Meeting Date: JUN 21, 2018 Meeting Type: Annual
Record Date: APR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory B. Maffei For Withhold Management
1.2 Elect Director Stephen Kaufer For Withhold Management
1.3 Elect Director Jay C. Hoag For For Management
1.4 Elect Director Dipchand 'Deep' Nishar For For Management
1.5 Elect Director Jeremy Philips For For Management
1.6 Elect Director Spencer M. Rascoff For For Management
1.7 Elect Director Albert E. Rosenthaler For Withhold Management
1.8 Elect Director Robert S. Wiesenthal For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 17, 2018 Meeting Type: Annual
Record Date: FEB 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warner L. Baxter For For Management
1b Elect Director Marc N. Casper For For Management
1c Elect Director Andrew Cecere For For Management
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Kimberly J. Harris For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Olivia F. Kirtley For For Management
1i Elect Director Karen S. Lynch For For Management
1j Elect Director Richard P. McKenney For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Scott W. Wine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew H. Card, Jr. For For Management
1b Elect Director Erroll B. Davis, Jr. For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Lance M. Fritz For For Management
1e Elect Director Deborah C. Hopkins For For Management
1f Elect Director Jane H. Lute For For Management
1g Elect Director Michael R. McCarthy For For Management
1h Elect Director Thomas F. McLarty, III For For Management
1i Elect Director Bhavesh V. Patel For For Management
1j Elect Director Jose H. Villarreal For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David P. Abney For For Management
1b Elect Director Rodney C. Adkins For For Management
1c Elect Director Michael J. Burns For For Management
1d Elect Director William R. Johnson For For Management
1e Elect Director Candace Kendle For For Management
1f Elect Director Ann M. Livermore For For Management
1g Elect Director Rudy H.P. Markham For For Management
1h Elect Director Franck J. Moison For For Management
1i Elect Director Clark "Sandy" T. Randt, For For Management
Jr.
1j Elect Director Christiana Smith Shi For For Management
1k Elect Director John T. Stankey For For Management
1l Elect Director Carol B. Tome For For Management
1m Elect Director Kevin M. Warsh For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
--------------------------------------------------------------------------------
- 70 -
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 30, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd J. Austin, III For For Management
1b Elect Director Diane M. Bryant For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jean-Pierre Garnier For For Management
1e Elect Director Gregory J. Hayes For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director Harold W. McGraw, III For For Management
1i Elect Director Margaret L. O'Sullivan For For Management
1j Elect Director Fredric G. Reynolds For For Management
1k Elect Director Brian C. Rogers For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Eliminate Supermajority Vote For For Management
Requirement to Approve Certain
Business Combinations
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 04, 2018 Meeting Type: Annual
Record Date: APR 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Richard T. Burke For For Management
1c Elect Director Timothy P. Flynn For For Management
1d Elect Director Stephen J. Hemsley For For Management
1e Elect Director Michele J. Hooper For For Management
1f Elect Director F. William McNabb, III For For Management
1g Elect Director Valerie C. Montgomery For For Management
Rice
1h Elect Director Glenn M. Renwick For For Management
1i Elect Director Kenneth I. Shine For For Management
1j Elect Director David S. Wichmann For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 08, 2018 Meeting Type: Annual
Record Date: DEC 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose Baselga For For Management
1.2 Elect Director Susan L. Bostrom For For Management
1.3 Elect Director Judy Bruner For For Management
1.4 Elect Director Jean-Luc Butel For For Management
1.5 Elect Director Regina E. Dugan For For Management
1.6 Elect Director R. Andrew Eckert For For Management
1.7 Elect Director Timothy E. Guertin For For Management
1.8 Elect Director David J. Illingworth For For Management
1.9 Elect Director Dow R. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Mark T. Bertolini For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Melanie L. Healey For For Management
1.5 Elect Director M. Frances Keeth For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Clarence Otis, Jr. For For Management
1.8 Elect Director Rodney E. Slater For For Management
1.9 Elect Director Kathryn A. Tesija For For Management
1.10 Elect Director Gregory D. Wasson For For Management
1.11 Elect Director Gregory G. Weaver For For Management
2 Ratify Ernst & Young as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Assess Feasibility of Cyber Security Against Against Shareholder
and Data Privacy as a Performance
Measure for Senior Executive
Compensation
8 Clawback of Incentive Payments Against For Shareholder
9 Eliminate Above-Market Earnings in Against For Shareholder
Executive Retirement Plans
--------------------------------------------------------------------------------
- 71 -
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 30, 2018 Meeting Type: Annual
Record Date: DEC 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Gary A. Hoffman For For Management
1e Elect Director Alfred F. Kelly, Jr. For For Management
1f Elect Director John F. Lundgren For For Management
1g Elect Director Robert W. Matschullat For For Management
1h Elect Director Suzanne Nora Johnson For For Management
1i Elect Director John A.C. Swainson For For Management
1j Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 17, 2018 Meeting Type: Annual
Record Date: NOV 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For For Management
1i Elect Director Leonard D. Schaeffer For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director James A. Skinner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
7 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
WALMART, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen J. Easterbrook For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Sarah J. Friar For For Management
1d Elect Director Carla A. Harris For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Marissa A. Mayer For For Management
1g Elect Director C. Douglas McMillon For For Management
1h Elect Director Gregory B. Penner For For Management
1i Elect Director Steven S Reinemund For For Management
1j Elect Director S. Robson Walton For For Management
1k Elect Director Steuart L. Walton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Independent Board Chairman Against For Shareholder
5 Report on Race or Ethnicity Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Celeste A. Clark For For Management
1c Elect Director Theodore F. Craver, Jr. For For Management
1d Elect Director Elizabeth A. "Betsy" For For Management
Duke
1e Elect Director Donald M. James For For Management
1f Elect Director Maria R. Morris For For Management
1g Elect Director Karen B. Peetz For For Management
1h Elect Director Juan A. Pujadas For For Management
1i Elect Director James H. Quigley For For Management
1j Elect Director Ronald L. Sargent For For Management
1k Elect Director Timothy J. Sloan For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
5 Reform Executive Compensation Policy Against Against Shareholder
with Social Responsibility
6 Report on Incentive-Based Compensation Against For Shareholder
and Risks of Material Losses
- 72 -
=================== First Trust CEF Income Opportunity ETF ===================
ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND
Ticker: AVK Security ID: 00764C109
Meeting Date: SEP 27, 2017 Meeting Type: Annual
Record Date: AUG 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel L. Black For Abstain Management
1b Elect Director Michael A. Smart For Abstain Management
--------------------------------------------------------------------------------
ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND
Ticker: AVK Security ID: 00764C109
Meeting Date: SEP 27, 2017 Meeting Type: Annual
Record Date: AUG 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel L. Black For Abstain Management
1b Elect Director Michael A. Smart For Against Management
--------------------------------------------------------------------------------
ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND
Ticker: AVK Security ID: 00764C109
Meeting Date: SEP 27, 2017 Meeting Type: Annual
Record Date: AUG 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel L. Black For Against Management
1b Elect Director Michael A. Smart For Against Management
--------------------------------------------------------------------------------
ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND
Ticker: AVK Security ID: 00764C109
Meeting Date: SEP 27, 2017 Meeting Type: Annual
Record Date: AUG 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel L. Black For For Management
1b Elect Director Michael A. Smart For Against Management
--------------------------------------------------------------------------------
ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND
Ticker: AVK Security ID: 00764C109
Meeting Date: SEP 27, 2017 Meeting Type: Annual
Record Date: AUG 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel L. Black For For Management
1b Elect Director Michael A. Smart For For Management
--------------------------------------------------------------------------------
ALLIANZGI NFJ DIVIDEND, INTEREST & PREMIUM STRATEGY FUND
Ticker: NFJ Security ID: 01883A107
Meeting Date: JUL 13, 2017 Meeting Type: Annual
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
A.1 Elect Director F. Ford Drummond For Withhold Management
A.2 Elect Director Alan Rappaport For Withhold Management
A.3 Elect Director Davey S. Scoon For Withhold Management
--------------------------------------------------------------------------------
ALLIANZGI NFJ DIVIDEND, INTEREST & PREMIUM STRATEGY FUND
Ticker: NFJ Security ID: 01883A107
Meeting Date: JUL 13, 2017 Meeting Type: Annual
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
A.1 Elect Director F. Ford Drummond For Withhold Management
A.2 Elect Director Alan Rappaport For For Management
A.3 Elect Director Davey S. Scoon For Withhold Management
--------------------------------------------------------------------------------
ALLIANZGI NFJ DIVIDEND, INTEREST & PREMIUM STRATEGY FUND
Ticker: NFJ Security ID: 01883A107
Meeting Date: JUL 13, 2017 Meeting Type: Annual
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
A.1 Elect Director F. Ford Drummond For For Management
A.2 Elect Director Alan Rappaport For For Management
A.3 Elect Director Davey S. Scoon For Withhold Management
--------------------------------------------------------------------------------
- 73 -
ALLIANZGI NFJ DIVIDEND, INTEREST & PREMIUM STRATEGY FUND
Ticker: NFJ Security ID: 01883A107
Meeting Date: JUL 13, 2017 Meeting Type: Annual
Record Date: MAY 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
A.1 Elect Director F. Ford Drummond For For Management
A.2 Elect Director Alan Rappaport For For Management
A.3 Elect Director Davey S. Scoon For For Management
--------------------------------------------------------------------------------
ARES DYNAMIC CREDIT ALLOCATION FUND, INC.
Ticker: ARDC Security ID: 04014F102
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seth J. Brufsky For Withhold Management
1.2 Elect Director John J. Shaw For Withhold Management
--------------------------------------------------------------------------------
ARES DYNAMIC CREDIT ALLOCATION FUND, INC.
Ticker: ARDC Security ID: 04014F102
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seth J. Brufsky For Withhold Management
1.2 Elect Director John J. Shaw For For Management
--------------------------------------------------------------------------------
ARES DYNAMIC CREDIT ALLOCATION FUND, INC.
Ticker: ARDC Security ID: 04014F102
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seth J. Brufsky For For Management
1.2 Elect Director John J. Shaw For For Management
--------------------------------------------------------------------------------
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
Ticker: BGH Security ID: 06760L100
Meeting Date: AUG 03, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Okel For Withhold Management
--------------------------------------------------------------------------------
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
Ticker: BGH Security ID: 06760L100
Meeting Date: AUG 03, 2017 Meeting Type: Annual
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Okel For For Management
--------------------------------------------------------------------------------
BLACKROCK MULTI-SECTOR INCOME TRUST
Ticker: BIT Security ID: 09258A107
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director R. Glenn Hubbard For Withhold Management
1.3 Elect Director W. Carl Kester For Withhold Management
1.4 Elect Director John M. Perlowski For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MULTI-SECTOR INCOME TRUST
Ticker: BIT Security ID: 09258A107
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director R. Glenn Hubbard For Withhold Management
1.3 Elect Director W. Carl Kester For Withhold Management
1.4 Elect Director John M. Perlowski For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MULTI-SECTOR INCOME TRUST
Ticker: BIT Security ID: 09258A107
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director R. Glenn Hubbard For Withhold Management
1.3 Elect Director W. Carl Kester For Withhold Management
1.4 Elect Director John M. Perlowski For For Management
--------------------------------------------------------------------------------
- 74 -
BLACKROCK MULTI-SECTOR INCOME TRUST
Ticker: BIT Security ID: 09258A107
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director R. Glenn Hubbard For Withhold Management
1.3 Elect Director W. Carl Kester For For Management
1.4 Elect Director John M. Perlowski For For Management
--------------------------------------------------------------------------------
BLACKROCK MULTI-SECTOR INCOME TRUST
Ticker: BIT Security ID: 09258A107
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director R. Glenn Hubbard For For Management
1.3 Elect Director W. Carl Kester For For Management
1.4 Elect Director John M. Perlowski For For Management
--------------------------------------------------------------------------------
BLACKROCK SCIENCE AND TECHNOLOGY TRUST
Ticker: BST Security ID: 09258G104
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director R. Glenn Hubbard For Withhold Management
1.3 Elect Director W. Carl Kester For Withhold Management
1.4 Elect Director John M. Perlowski For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK SCIENCE AND TECHNOLOGY TRUST
Ticker: BST Security ID: 09258G104
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director R. Glenn Hubbard For Withhold Management
1.3 Elect Director W. Carl Kester For Withhold Management
1.4 Elect Director John M. Perlowski For For Management
--------------------------------------------------------------------------------
BLACKROCK SCIENCE AND TECHNOLOGY TRUST
Ticker: BST Security ID: 09258G104
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director R. Glenn Hubbard For Withhold Management
1.3 Elect Director W. Carl Kester For For Management
1.4 Elect Director John M. Perlowski For For Management
--------------------------------------------------------------------------------
BLACKROCK SCIENCE AND TECHNOLOGY TRUST
Ticker: BST Security ID: 09258G104
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director R. Glenn Hubbard For For Management
1.3 Elect Director W. Carl Kester For For Management
1.4 Elect Director John M. Perlowski For For Management
--------------------------------------------------------------------------------
BLACKROCK SCIENCE AND TECHNOLOGY TRUST
Ticker: BST Security ID: 09258G104
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director R. Glenn Hubbard For For Management
1.3 Elect Director W. Carl Kester For For Management
1.4 Elect Director John M. Perlowski For For Management
--------------------------------------------------------------------------------
BLACKSTONE / GSO SENIOR FLOATING RATE TERM FUND
Ticker: BSL Security ID: 09256U105
Meeting Date: NOV 17, 2017 Meeting Type: Special
Record Date: SEP 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Extension of the Fund's For Abstain Management
Term by Changing the Fund's Scheduled
Dissolution Date From May 31, 2020 to
May 31, 2022
--------------------------------------------------------------------------------
- 75 -
BLACKSTONE / GSO SENIOR FLOATING RATE TERM FUND
Ticker: BSL Security ID: 09256U105
Meeting Date: NOV 17, 2017 Meeting Type: Special
Record Date: SEP 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Extension of the Fund's For Against Management
Term by Changing the Fund's Scheduled
Dissolution Date From May 31, 2020 to
May 31, 2022
--------------------------------------------------------------------------------
BLACKSTONE / GSO SENIOR FLOATING RATE TERM FUND
Ticker: BSL Security ID: 09256U105
Meeting Date: NOV 17, 2017 Meeting Type: Special
Record Date: SEP 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Extension of the Fund's For For Management
Term by Changing the Fund's Scheduled
Dissolution Date From May 31, 2020 to
May 31, 2022
--------------------------------------------------------------------------------
BLACKSTONE / GSO STRATEGIC CREDIT FUND
Ticker: BGB Security ID: 09257R101
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: FEB 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
3.1 Elect Director Gary S. Schpero For Withhold Management
--------------------------------------------------------------------------------
BLACKSTONE / GSO STRATEGIC CREDIT FUND
Ticker: BGB Security ID: 09257R101
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: FEB 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
3.1 Elect Director Gary S. Schpero For For Management
--------------------------------------------------------------------------------
COHEN & STEERS INFRASTRUCTURE FUND, INC.
Ticker: UTF Security ID: 19248A109
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Grossman For Withhold Management
1.2 Elect Director Jane F. Magpiong For Withhold Management
1.3 Elect Director Robert H. Steers For Withhold Management
1.4 Elect Director C. Edward Ward, Jr. For Withhold Management
--------------------------------------------------------------------------------
COHEN & STEERS INFRASTRUCTURE FUND, INC.
Ticker: UTF Security ID: 19248A109
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Grossman For Withhold Management
1.2 Elect Director Jane F. Magpiong For For Management
1.3 Elect Director Robert H. Steers For Withhold Management
1.4 Elect Director C. Edward Ward, Jr. For Withhold Management
--------------------------------------------------------------------------------
COHEN & STEERS INFRASTRUCTURE FUND, INC.
Ticker: UTF Security ID: 19248A109
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Grossman For Withhold Management
1.2 Elect Director Jane F. Magpiong For For Management
1.3 Elect Director Robert H. Steers For For Management
1.4 Elect Director C. Edward Ward, Jr. For Withhold Management
--------------------------------------------------------------------------------
COHEN & STEERS INFRASTRUCTURE FUND, INC.
Ticker: UTF Security ID: 19248A109
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Grossman For Withhold Management
1.2 Elect Director Jane F. Magpiong For For Management
1.3 Elect Director Robert H. Steers For For Management
1.4 Elect Director C. Edward Ward, Jr. For For Management
--------------------------------------------------------------------------------
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COHEN & STEERS INFRASTRUCTURE FUND, INC.
Ticker: UTF Security ID: 19248A109
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Grossman For For Management
1.2 Elect Director Jane F. Magpiong For For Management
1.3 Elect Director Robert H. Steers For For Management
1.4 Elect Director C. Edward Ward, Jr. For For Management
--------------------------------------------------------------------------------
COHEN & STEERS REIT AND PREFERRED INCOME FUND, INC.
Ticker: RNP Security ID: 19247X100
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Grossman For Withhold Management
1.2 Elect Director Jane F. Magpiong For Withhold Management
1.3 Elect Director Robert H. Steers For Withhold Management
1.4 Elect Director C. Edward Ward, Jr. For Withhold Management
--------------------------------------------------------------------------------
COHEN & STEERS REIT AND PREFERRED INCOME FUND, INC.
Ticker: RNP Security ID: 19247X100
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Grossman For Withhold Management
1.2 Elect Director Jane F. Magpiong For For Management
1.3 Elect Director Robert H. Steers For Withhold Management
1.4 Elect Director C. Edward Ward, Jr. For Withhold Management
--------------------------------------------------------------------------------
COHEN & STEERS REIT AND PREFERRED INCOME FUND, INC.
Ticker: RNP Security ID: 19247X100
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Grossman For Withhold Management
1.2 Elect Director Jane F. Magpiong For For Management
1.3 Elect Director Robert H. Steers For Withhold Management
1.4 Elect Director C. Edward Ward, Jr. For For Management
--------------------------------------------------------------------------------
COHEN & STEERS REIT AND PREFERRED INCOME FUND, INC.
Ticker: RNP Security ID: 19247X100
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Grossman For For Management
1.2 Elect Director Jane F. Magpiong For For Management
1.3 Elect Director Robert H. Steers For Withhold Management
1.4 Elect Director C. Edward Ward, Jr. For For Management
--------------------------------------------------------------------------------
COHEN & STEERS REIT AND PREFERRED INCOME FUND, INC.
Ticker: RNP Security ID: 19247X100
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Grossman For For Management
1.2 Elect Director Jane F. Magpiong For For Management
1.3 Elect Director Robert H. Steers For For Management
1.4 Elect Director C. Edward Ward, Jr. For For Management
--------------------------------------------------------------------------------
DOUBLELINE INCOME SOLUTIONS FUND
Ticker: DSL Security ID: 258622109
Meeting Date: FEB 23, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond B. Woolson For Withhold Management
1.2 Elect Director Ronald R. Redell For Withhold Management
--------------------------------------------------------------------------------
DOUBLELINE INCOME SOLUTIONS FUND
Ticker: DSL Security ID: 258622109
Meeting Date: FEB 23, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond B. Woolson For For Management
1.2 Elect Director Ronald R. Redell For Withhold Management
--------------------------------------------------------------------------------
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DOUBLELINE INCOME SOLUTIONS FUND
Ticker: DSL Security ID: 258622109
Meeting Date: FEB 23, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond B. Woolson For For Management
1.2 Elect Director Ronald R. Redell For For Management
--------------------------------------------------------------------------------
EATON VANCE LIMITED DURATION INCOME FUND
Ticker: EVV Security ID: 27828H105
Meeting Date: JAN 18, 2018 Meeting Type: Annual
Record Date: NOV 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Helen Frame Peters For Withhold Management
1b Elect Director Susan J. Sutherland For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE LIMITED DURATION INCOME FUND
Ticker: EVV Security ID: 27828H105
Meeting Date: JAN 18, 2018 Meeting Type: Annual
Record Date: NOV 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Helen Frame Peters For For Management
1b Elect Director Susan J. Sutherland For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE LIMITED DURATION INCOME FUND
Ticker: EVV Security ID: 27828H105
Meeting Date: JAN 18, 2018 Meeting Type: Annual
Record Date: NOV 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Helen Frame Peters For For Management
1b Elect Director Susan J. Sutherland For For Management
--------------------------------------------------------------------------------
EATON VANCE SHORT DURATION DIVERSIFIED INCOME FUND
Ticker: EVG Security ID: 27828V104
Meeting Date: FEB 15, 2018 Meeting Type: Annual
Record Date: DEC 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For Did Not Vote Management
1b Elect Director Cynthia E. Frost For Did Not Vote Management
1c Elect Director Scott E. Wennerholm For Did Not Vote Management
--------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED DIVIDEND INCOME FUND
Ticker: EVT Security ID: 27828G107
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: APR 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Fetting For Withhold Management
1.2 Elect Director George J. Gorman For Withhold Management
1.3 Elect Director Helen Frame Peters For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED DIVIDEND INCOME FUND
Ticker: EVT Security ID: 27828G107
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: APR 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Fetting For Withhold Management
1.2 Elect Director George J. Gorman For For Management
1.3 Elect Director Helen Frame Peters For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED DIVIDEND INCOME FUND
Ticker: EVT Security ID: 27828G107
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: APR 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Fetting For For Management
1.2 Elect Director George J. Gorman For For Management
1.3 Elect Director Helen Frame Peters For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED DIVIDEND INCOME FUND
Ticker: EVT Security ID: 27828G107
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: APR 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Fetting For For Management
1.2 Elect Director George J. Gorman For For Management
1.3 Elect Director Helen Frame Peters For For Management
--------------------------------------------------------------------------------
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EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDEND INCOME FUND
Ticker: ETG Security ID: 27828S101
Meeting Date: AUG 17, 2017 Meeting Type: Annual
Record Date: JUN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For Withhold Management
1b Elect Director Mark R. Fetting For Withhold Management
1c Elect Director William H. Park For Withhold Management
1d Elect Director Harriett Tee Taggart For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDEND INCOME FUND
Ticker: ETG Security ID: 27828S101
Meeting Date: AUG 17, 2017 Meeting Type: Annual
Record Date: JUN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For Withhold Management
1b Elect Director Mark R. Fetting For For Management
1c Elect Director William H. Park For Withhold Management
1d Elect Director Harriett Tee Taggart For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDEND INCOME FUND
Ticker: ETG Security ID: 27828S101
Meeting Date: AUG 17, 2017 Meeting Type: Annual
Record Date: JUN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For For Management
1b Elect Director Mark R. Fetting For For Management
1c Elect Director William H. Park For Withhold Management
1d Elect Director Harriett Tee Taggart For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDEND INCOME FUND
Ticker: ETG Security ID: 27828S101
Meeting Date: AUG 17, 2017 Meeting Type: Annual
Record Date: JUN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For For Management
1b Elect Director Mark R. Fetting For For Management
1c Elect Director William H. Park For Withhold Management
1d Elect Director Harriett Tee Taggart For For Management
--------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDEND INCOME FUND
Ticker: ETG Security ID: 27828S101
Meeting Date: AUG 17, 2017 Meeting Type: Annual
Record Date: JUN 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For For Management
1b Elect Director Mark R. Fetting For For Management
1c Elect Director William H. Park For For Management
1d Elect Director Harriett Tee Taggart For For Management
--------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDEND OPPORTUNITIES FUND
Ticker: ETO Security ID: 27828U106
Meeting Date: FEB 15, 2018 Meeting Type: Annual
Record Date: DEC 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For Withhold Management
1b Elect Director Mark R. Fetting For Withhold Management
1c Elect Director William H. Park For Withhold Management
1d Elect Director Harriett Tee Taggart For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDEND OPPORTUNITIES FUND
Ticker: ETO Security ID: 27828U106
Meeting Date: FEB 15, 2018 Meeting Type: Annual
Record Date: DEC 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For For Management
1b Elect Director Mark R. Fetting For Withhold Management
1c Elect Director William H. Park For Withhold Management
1d Elect Director Harriett Tee Taggart For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDEND OPPORTUNITIES FUND
Ticker: ETO Security ID: 27828U106
Meeting Date: FEB 15, 2018 Meeting Type: Annual
Record Date: DEC 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For For Management
1b Elect Director Mark R. Fetting For Withhold Management
1c Elect Director William H. Park For Withhold Management
1d Elect Director Harriett Tee Taggart For For Management
--------------------------------------------------------------------------------
- 79 -
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDEND OPPORTUNITIES FUND
Ticker: ETO Security ID: 27828U106
Meeting Date: FEB 15, 2018 Meeting Type: Annual
Record Date: DEC 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For For Management
1b Elect Director Mark R. Fetting For For Management
1c Elect Director William H. Park For Withhold Management
1d Elect Director Harriett Tee Taggart For For Management
--------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDEND OPPORTUNITIES FUND
Ticker: ETO Security ID: 27828U106
Meeting Date: FEB 15, 2018 Meeting Type: Annual
Record Date: DEC 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For For Management
1b Elect Director Mark R. Fetting For For Management
1c Elect Director William H. Park For For Management
1d Elect Director Harriett Tee Taggart For For Management
--------------------------------------------------------------------------------
FRANKLIN LIMITED DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: OCT 05, 2017 Meeting Type: Annual
Record Date: JUL 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrence J. Checki For Withhold Management
1.2 Elect Director Mary C. Choksi For Withhold Management
1.3 Elect Director Larry D. Thompson For Withhold Management
--------------------------------------------------------------------------------
FRANKLIN LIMITED DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: OCT 05, 2017 Meeting Type: Annual
Record Date: JUL 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrence J. Checki For Withhold Management
1.2 Elect Director Mary C. Choksi For For Management
1.3 Elect Director Larry D. Thompson For Withhold Management
--------------------------------------------------------------------------------
FRANKLIN LIMITED DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: OCT 05, 2017 Meeting Type: Annual
Record Date: JUL 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrence J. Checki For Withhold Management
1.2 Elect Director Mary C. Choksi For For Management
1.3 Elect Director Larry D. Thompson For For Management
--------------------------------------------------------------------------------
FRANKLIN LIMITED DURATION INCOME TRUST
Ticker: FTF Security ID: 35472T101
Meeting Date: OCT 05, 2017 Meeting Type: Annual
Record Date: JUL 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrence J. Checki For For Management
1.2 Elect Director Mary C. Choksi For For Management
1.3 Elect Director Larry D. Thompson For For Management
--------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS COMPANY, INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: FEB 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For Withhold Management
1.2 Elect Director Lewis B. Cullman For Withhold Management
1.3 Elect Director Spencer Davidson For Withhold Management
1.4 Elect Director Clara E. Del Villar For Withhold Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For Withhold Management
1.7 Elect Director Sidney R. Knafel For Withhold Management
1.8 Elect Director Rose P. Lynch For Withhold Management
1.9 Elect Director Jeffrey W. Priest For Withhold Management
1.10 Elect Director Henry R. Schirmer For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For Abstain Management
--------------------------------------------------------------------------------
- 80 -
GENERAL AMERICAN INVESTORS COMPANY, INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: FEB 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For Withhold Management
1.2 Elect Director Lewis B. Cullman For Withhold Management
1.3 Elect Director Spencer Davidson For Withhold Management
1.4 Elect Director Clara E. Del Villar For Withhold Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For Withhold Management
1.7 Elect Director Sidney R. Knafel For Withhold Management
1.8 Elect Director Rose P. Lynch For Withhold Management
1.9 Elect Director Jeffrey W. Priest For Withhold Management
1.10 Elect Director Henry R. Schirmer For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
--------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS COMPANY, INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: FEB 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For Withhold Management
1.2 Elect Director Lewis B. Cullman For Withhold Management
1.3 Elect Director Spencer Davidson For Withhold Management
1.4 Elect Director Clara E. Del Villar For Withhold Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For Withhold Management
1.7 Elect Director Sidney R. Knafel For Withhold Management
1.8 Elect Director Rose P. Lynch For Withhold Management
1.9 Elect Director Jeffrey W. Priest For Withhold Management
1.10 Elect Director Henry R. Schirmer For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS COMPANY, INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: FEB 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For Withhold Management
1.2 Elect Director Lewis B. Cullman For Withhold Management
1.3 Elect Director Spencer Davidson For Withhold Management
1.4 Elect Director Clara E. Del Villar For Withhold Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For Withhold Management
1.7 Elect Director Sidney R. Knafel For Withhold Management
1.8 Elect Director Rose P. Lynch For Withhold Management
1.9 Elect Director Jeffrey W. Priest For For Management
1.10 Elect Director Henry R. Schirmer For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS COMPANY, INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: FEB 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For Withhold Management
1.2 Elect Director Lewis B. Cullman For Withhold Management
1.3 Elect Director Spencer Davidson For Withhold Management
1.4 Elect Director Clara E. Del Villar For Withhold Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For Withhold Management
1.7 Elect Director Sidney R. Knafel For Withhold Management
1.8 Elect Director Rose P. Lynch For Withhold Management
1.9 Elect Director Jeffrey W. Priest For For Management
1.10 Elect Director Henry R. Schirmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS COMPANY, INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: FEB 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For Withhold Management
1.2 Elect Director Lewis B. Cullman For Withhold Management
1.3 Elect Director Spencer Davidson For Withhold Management
1.4 Elect Director Clara E. Del Villar For For Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For Withhold Management
1.7 Elect Director Sidney R. Knafel For Withhold Management
1.8 Elect Director Rose P. Lynch For Withhold Management
1.9 Elect Director Jeffrey W. Priest For For Management
1.10 Elect Director Henry R. Schirmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
- 81 -
GENERAL AMERICAN INVESTORS COMPANY, INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: FEB 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For Withhold Management
1.2 Elect Director Lewis B. Cullman For Withhold Management
1.3 Elect Director Spencer Davidson For Withhold Management
1.4 Elect Director Clara E. Del Villar For For Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For For Management
1.7 Elect Director Sidney R. Knafel For Withhold Management
1.8 Elect Director Rose P. Lynch For Withhold Management
1.9 Elect Director Jeffrey W. Priest For For Management
1.10 Elect Director Henry R. Schirmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS COMPANY, INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: FEB 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For For Management
1.2 Elect Director Lewis B. Cullman For Withhold Management
1.3 Elect Director Spencer Davidson For Withhold Management
1.4 Elect Director Clara E. Del Villar For For Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For For Management
1.7 Elect Director Sidney R. Knafel For Withhold Management
1.8 Elect Director Rose P. Lynch For Withhold Management
1.9 Elect Director Jeffrey W. Priest For For Management
1.10 Elect Director Henry R. Schirmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS COMPANY, INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: FEB 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For For Management
1.2 Elect Director Lewis B. Cullman For Withhold Management
1.3 Elect Director Spencer Davidson For Withhold Management
1.4 Elect Director Clara E. Del Villar For For Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For For Management
1.7 Elect Director Sidney R. Knafel For For Management
1.8 Elect Director Rose P. Lynch For Withhold Management
1.9 Elect Director Jeffrey W. Priest For For Management
1.10 Elect Director Henry R. Schirmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS COMPANY, INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: FEB 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For For Management
1.2 Elect Director Lewis B. Cullman For For Management
1.3 Elect Director Spencer Davidson For Withhold Management
1.4 Elect Director Clara E. Del Villar For For Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For For Management
1.7 Elect Director Sidney R. Knafel For For Management
1.8 Elect Director Rose P. Lynch For Withhold Management
1.9 Elect Director Jeffrey W. Priest For For Management
1.10 Elect Director Henry R. Schirmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS COMPANY, INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: FEB 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For For Management
1.2 Elect Director Lewis B. Cullman For For Management
1.3 Elect Director Spencer Davidson For Withhold Management
1.4 Elect Director Clara E. Del Villar For For Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For For Management
1.7 Elect Director Sidney R. Knafel For For Management
1.8 Elect Director Rose P. Lynch For For Management
1.9 Elect Director Jeffrey W. Priest For For Management
1.10 Elect Director Henry R. Schirmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
- 82 -
GENERAL AMERICAN INVESTORS COMPANY, INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: FEB 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For For Management
1.2 Elect Director Lewis B. Cullman For For Management
1.3 Elect Director Spencer Davidson For For Management
1.4 Elect Director Clara E. Del Villar For For Management
1.5 Elect Director John D. Gordan, III For Withhold Management
1.6 Elect Director Betsy F. Gotbaum For For Management
1.7 Elect Director Sidney R. Knafel For For Management
1.8 Elect Director Rose P. Lynch For For Management
1.9 Elect Director Jeffrey W. Priest For For Management
1.10 Elect Director Henry R. Schirmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS COMPANY, INC.
Ticker: GAM Security ID: 368802104
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: FEB 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Berens For For Management
1.2 Elect Director Lewis B. Cullman For For Management
1.3 Elect Director Spencer Davidson For For Management
1.4 Elect Director Clara E. Del Villar For For Management
1.5 Elect Director John D. Gordan, III For For Management
1.6 Elect Director Betsy F. Gotbaum For For Management
1.7 Elect Director Sidney R. Knafel For For Management
1.8 Elect Director Rose P. Lynch For For Management
1.9 Elect Director Jeffrey W. Priest For For Management
1.10 Elect Director Henry R. Schirmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
Ticker: VTA Security ID: 46132R104
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Teresa M. Ressel For Withhold Management
1a.2 Elect Director Larry Soll For Withhold Management
1a.3 Elect Director Philip A. Taylor For Withhold Management
1a.4 Elect Director Christopher L. Wilson For Withhold Management
--------------------------------------------------------------------------------
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
Ticker: VTA Security ID: 46132R104
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Teresa M. Ressel For Withhold Management
1a.2 Elect Director Larry Soll For Withhold Management
1a.3 Elect Director Philip A. Taylor For Withhold Management
1a.4 Elect Director Christopher L. Wilson For For Management
--------------------------------------------------------------------------------
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
Ticker: VTA Security ID: 46132R104
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Teresa M. Ressel For Withhold Management
1a.2 Elect Director Larry Soll For Withhold Management
1a.3 Elect Director Philip A. Taylor For For Management
1a.4 Elect Director Christopher L. Wilson For For Management
--------------------------------------------------------------------------------
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
Ticker: VTA Security ID: 46132R104
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Teresa M. Ressel For For Management
1a.2 Elect Director Larry Soll For Withhold Management
1a.3 Elect Director Philip A. Taylor For For Management
1a.4 Elect Director Christopher L. Wilson For For Management
--------------------------------------------------------------------------------
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
Ticker: VTA Security ID: 46132R104
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Teresa M. Ressel For For Management
1a.2 Elect Director Larry Soll For For Management
1a.3 Elect Director Philip A. Taylor For For Management
1a.4 Elect Director Christopher L. Wilson For For Management
--------------------------------------------------------------------------------
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JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
Ticker: HTD Security ID: 41013V100
Meeting Date: FEB 02, 2018 Meeting Type: Annual
Record Date: NOV 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Arnott For Withhold Management
1.2 Elect Director Charles L. Bardelis For Withhold Management
1.3 Elect Director Peter S. Burgess For Withhold Management
1.4 Elect Director Theron S. Hoffman For Withhold Management
1.5 Elect Director Warren A. Thomson For Withhold Management
--------------------------------------------------------------------------------
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
Ticker: HTD Security ID: 41013V100
Meeting Date: FEB 02, 2018 Meeting Type: Annual
Record Date: NOV 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Arnott For For Management
1.2 Elect Director Charles L. Bardelis For Withhold Management
1.3 Elect Director Peter S. Burgess For Withhold Management
1.4 Elect Director Theron S. Hoffman For Withhold Management
1.5 Elect Director Warren A. Thomson For Withhold Management
--------------------------------------------------------------------------------
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
Ticker: HTD Security ID: 41013V100
Meeting Date: FEB 02, 2018 Meeting Type: Annual
Record Date: NOV 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Arnott For For Management
1.2 Elect Director Charles L. Bardelis For Withhold Management
1.3 Elect Director Peter S. Burgess For Withhold Management
1.4 Elect Director Theron S. Hoffman For For Management
1.5 Elect Director Warren A. Thomson For Withhold Management
--------------------------------------------------------------------------------
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
Ticker: HTD Security ID: 41013V100
Meeting Date: FEB 02, 2018 Meeting Type: Annual
Record Date: NOV 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Arnott For For Management
1.2 Elect Director Charles L. Bardelis For Withhold Management
1.3 Elect Director Peter S. Burgess For Withhold Management
1.4 Elect Director Theron S. Hoffman For For Management
1.5 Elect Director Warren A. Thomson For For Management
--------------------------------------------------------------------------------
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
Ticker: HTD Security ID: 41013V100
Meeting Date: FEB 02, 2018 Meeting Type: Annual
Record Date: NOV 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Arnott For For Management
1.2 Elect Director Charles L. Bardelis For For Management
1.3 Elect Director Peter S. Burgess For Withhold Management
1.4 Elect Director Theron S. Hoffman For For Management
1.5 Elect Director Warren A. Thomson For For Management
--------------------------------------------------------------------------------
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
Ticker: HTD Security ID: 41013V100
Meeting Date: FEB 02, 2018 Meeting Type: Annual
Record Date: NOV 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Arnott For For Management
1.2 Elect Director Charles L. Bardelis For For Management
1.3 Elect Director Peter S. Burgess For For Management
1.4 Elect Director Theron S. Hoffman For For Management
1.5 Elect Director Warren A. Thomson For For Management
--------------------------------------------------------------------------------
KKR INCOME OPPORTUNITIES FUND
Ticker: KIO Security ID: 48249T106
Meeting Date: MAR 22, 2018 Meeting Type: Annual
Record Date: FEB 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael E. Cahill For Withhold Management
--------------------------------------------------------------------------------
KKR INCOME OPPORTUNITIES FUND
Ticker: KIO Security ID: 48249T106
Meeting Date: MAR 22, 2018 Meeting Type: Annual
Record Date: FEB 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael E. Cahill For For Management
--------------------------------------------------------------------------------
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LAZARD GLOBAL TOTAL RETURN AND INCOME FUND, INC.
Ticker: LGI Security ID: 52106W103
Meeting Date: APR 20, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Solmson For Withhold Management
1.2 Elect Director Nathan A. Paul For Withhold Management
--------------------------------------------------------------------------------
LAZARD GLOBAL TOTAL RETURN AND INCOME FUND, INC.
Ticker: LGI Security ID: 52106W103
Meeting Date: APR 20, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Solmson For Withhold Management
1.2 Elect Director Nathan A. Paul For For Management
--------------------------------------------------------------------------------
LAZARD GLOBAL TOTAL RETURN AND INCOME FUND, INC.
Ticker: LGI Security ID: 52106W103
Meeting Date: APR 20, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Solmson For For Management
1.2 Elect Director Nathan A. Paul For For Management
--------------------------------------------------------------------------------
MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RETURN FUND INC.
Ticker: MGU Security ID: 55608D101
Meeting Date: JUN 19, 2018 Meeting Type: Annual
Record Date: APR 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gordon A. Baird For Withhold Management
--------------------------------------------------------------------------------
MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RETURN FUND INC.
Ticker: MGU Security ID: 55608D101
Meeting Date: JUN 19, 2018 Meeting Type: Annual
Record Date: APR 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gordon A. Baird For For Management
--------------------------------------------------------------------------------
MORGAN STANLEY CHINA A SHARE FUND, INC.
Ticker: CAF Security ID: 617468103
Meeting Date: JUN 21, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy C. Everett For Withhold Management
1.2 Elect Director Michael F. Klein For Withhold Management
1.3 Elect Director W. Allen Reed For Withhold Management
--------------------------------------------------------------------------------
MORGAN STANLEY CHINA A SHARE FUND, INC.
Ticker: CAF Security ID: 617468103
Meeting Date: JUN 21, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy C. Everett For For Management
1.2 Elect Director Michael F. Klein For Withhold Management
1.3 Elect Director W. Allen Reed For Withhold Management
--------------------------------------------------------------------------------
MORGAN STANLEY CHINA A SHARE FUND, INC.
Ticker: CAF Security ID: 617468103
Meeting Date: JUN 21, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy C. Everett For For Management
1.2 Elect Director Michael F. Klein For For Management
1.3 Elect Director W. Allen Reed For Withhold Management
--------------------------------------------------------------------------------
MORGAN STANLEY CHINA A SHARE FUND, INC.
Ticker: CAF Security ID: 617468103
Meeting Date: JUN 21, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy C. Everett For For Management
1.2 Elect Director Michael F. Klein For For Management
1.3 Elect Director W. Allen Reed For For Management
--------------------------------------------------------------------------------
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NUVEEN CREDIT STRATEGIES INCOME FUND
Ticker: JQC Security ID: 67073D102
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For Withhold Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For Withhold Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN CREDIT STRATEGIES INCOME FUND
Ticker: JQC Security ID: 67073D102
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For Withhold Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN CREDIT STRATEGIES INCOME FUND
Ticker: JQC Security ID: 67073D102
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN CREDIT STRATEGIES INCOME FUND
Ticker: JQC Security ID: 67073D102
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For For Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN CREDIT STRATEGIES INCOME FUND
Ticker: JQC Security ID: 67073D102
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For For Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For For Management
--------------------------------------------------------------------------------
NUVEEN DIVERSIFIED DIVIDEND AND INCOME FUND
Ticker: JDD Security ID: 6706EP105
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For Withhold Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For Withhold Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN DIVERSIFIED DIVIDEND AND INCOME FUND
Ticker: JDD Security ID: 6706EP105
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For Withhold Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
- 86 -
NUVEEN DIVERSIFIED DIVIDEND AND INCOME FUND
Ticker: JDD Security ID: 6706EP105
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN DIVERSIFIED DIVIDEND AND INCOME FUND
Ticker: JDD Security ID: 6706EP105
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For For Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN DIVERSIFIED DIVIDEND AND INCOME FUND
Ticker: JDD Security ID: 6706EP105
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For For Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For For Management
--------------------------------------------------------------------------------
NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND
Ticker: JPC Security ID: 67073B106
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For Withhold Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For Withhold Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND
Ticker: JPC Security ID: 67073B106
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For Withhold Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND
Ticker: JPC Security ID: 67073B106
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND
Ticker: JPC Security ID: 67073B106
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For For Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND
Ticker: JPC Security ID: 67073B106
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For For Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For For Management
--------------------------------------------------------------------------------
- 87 -
NUVEEN REAL ASSET INCOME AND GROWTH FUND
Ticker: JRI Security ID: 67074Y105
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For Withhold Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For Withhold Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN REAL ASSET INCOME AND GROWTH FUND
Ticker: JRI Security ID: 67074Y105
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For Withhold Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN REAL ASSET INCOME AND GROWTH FUND
Ticker: JRI Security ID: 67074Y105
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN REAL ASSET INCOME AND GROWTH FUND
Ticker: JRI Security ID: 67074Y105
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For For Management
--------------------------------------------------------------------------------
NUVEEN REAL ASSET INCOME AND GROWTH FUND
Ticker: JRI Security ID: 67074Y105
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For For Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For For Management
--------------------------------------------------------------------------------
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
Ticker: JSD Security ID: 67074X107
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Margo L. Cook For Withhold Management
1a.2 Elect Director Jack B. Evans For Withhold Management
1a.3 Elect Director Albin F. Moschner For Withhold Management
--------------------------------------------------------------------------------
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
Ticker: JSD Security ID: 67074X107
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Margo L. Cook For Withhold Management
1a.2 Elect Director Jack B. Evans For Withhold Management
1a.3 Elect Director Albin F. Moschner For For Management
--------------------------------------------------------------------------------
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
Ticker: JSD Security ID: 67074X107
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Margo L. Cook For For Management
1a.2 Elect Director Jack B. Evans For Withhold Management
1a.3 Elect Director Albin F. Moschner For For Management
--------------------------------------------------------------------------------
- 88 -
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
Ticker: JSD Security ID: 67074X107
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Margo L. Cook For For Management
1a.2 Elect Director Jack B. Evans For For Management
1a.3 Elect Director Albin F. Moschner For For Management
--------------------------------------------------------------------------------
NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND
Ticker: JTD Security ID: 67073G105
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For Withhold Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For Withhold Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND
Ticker: JTD Security ID: 67073G105
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For Withhold Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND
Ticker: JTD Security ID: 67073G105
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For Withhold Management
--------------------------------------------------------------------------------
NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND
Ticker: JTD Security ID: 67073G105
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For Withhold Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For For Management
--------------------------------------------------------------------------------
NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND
Ticker: JTD Security ID: 67073G105
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Margo L. Cook For For Management
1b.2 Elect Director Jack B. Evans For For Management
1b.3 Elect Director Albin F. Moschner For For Management
1b.4 Elect Director William J. Schneider For For Management
--------------------------------------------------------------------------------
PIMCO DYNAMIC CREDIT AND MORTGAGE INCOME FUND
Ticker: PCI Security ID: 72202D106
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Dawson For Withhold Management
1.2 Elect Director Bradford K. Gallagher For Withhold Management
1.3 Elect Director James A. Jacobson For Withhold Management
--------------------------------------------------------------------------------
PIMCO DYNAMIC CREDIT AND MORTGAGE INCOME FUND
Ticker: PCI Security ID: 72202D106
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Dawson For For Management
1.2 Elect Director Bradford K. Gallagher For Withhold Management
1.3 Elect Director James A. Jacobson For Withhold Management
--------------------------------------------------------------------------------
- 89 -
PIMCO DYNAMIC CREDIT AND MORTGAGE INCOME FUND
Ticker: PCI Security ID: 72202D106
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Dawson For For Management
1.2 Elect Director Bradford K. Gallagher For Withhold Management
1.3 Elect Director James A. Jacobson For For Management
--------------------------------------------------------------------------------
PIMCO DYNAMIC CREDIT AND MORTGAGE INCOME FUND
Ticker: PCI Security ID: 72202D106
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Dawson For For Management
1.2 Elect Director Bradford K. Gallagher For For Management
1.3 Elect Director James A. Jacobson For For Management
--------------------------------------------------------------------------------
PIMCO INCOME OPPORTUNITY FUND
Ticker: PKO Security ID: 72202B100
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deborah A. DeCotis For Withhold Management
1.2 Elect Director Hans W. Kertess For Withhold Management
1.3 Elect Director William B. Ogden, IV For Withhold Management
--------------------------------------------------------------------------------
PIMCO INCOME OPPORTUNITY FUND
Ticker: PKO Security ID: 72202B100
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deborah A. DeCotis For For Management
1.2 Elect Director Hans W. Kertess For Withhold Management
1.3 Elect Director William B. Ogden, IV For Withhold Management
--------------------------------------------------------------------------------
PIMCO INCOME OPPORTUNITY FUND
Ticker: PKO Security ID: 72202B100
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deborah A. DeCotis For For Management
1.2 Elect Director Hans W. Kertess For Withhold Management
1.3 Elect Director William B. Ogden, IV For For Management
--------------------------------------------------------------------------------
PIMCO INCOME OPPORTUNITY FUND
Ticker: PKO Security ID: 72202B100
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deborah A. DeCotis For For Management
1.2 Elect Director Hans W. Kertess For For Management
1.3 Elect Director William B. Ogden, IV For For Management
--------------------------------------------------------------------------------
PRUDENTIAL GLOBAL SHORT DURATION HIGH YIELD FUND, INC.
Ticker: GHY Security ID: 74433A109
Meeting Date: MAR 09, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott E. Benjamin For Withhold Management
1.2 Elect Director Linda W. Bynoe For Withhold Management
1.3 Elect Director Laurie Simon Hodrick For Withhold Management
1.4 Elect Director Michael S. Hyland For Withhold Management
--------------------------------------------------------------------------------
PRUDENTIAL GLOBAL SHORT DURATION HIGH YIELD FUND, INC.
Ticker: GHY Security ID: 74433A109
Meeting Date: MAR 09, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott E. Benjamin For For Management
1.2 Elect Director Linda W. Bynoe For Withhold Management
1.3 Elect Director Laurie Simon Hodrick For Withhold Management
1.4 Elect Director Michael S. Hyland For Withhold Management
--------------------------------------------------------------------------------
- 90 -
PRUDENTIAL GLOBAL SHORT DURATION HIGH YIELD FUND, INC.
Ticker: GHY Security ID: 74433A109
Meeting Date: MAR 09, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott E. Benjamin For For Management
1.2 Elect Director Linda W. Bynoe For Withhold Management
1.3 Elect Director Laurie Simon Hodrick For For Management
1.4 Elect Director Michael S. Hyland For Withhold Management
--------------------------------------------------------------------------------
PRUDENTIAL GLOBAL SHORT DURATION HIGH YIELD FUND, INC.
Ticker: GHY Security ID: 74433A109
Meeting Date: MAR 09, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott E. Benjamin For For Management
1.2 Elect Director Linda W. Bynoe For For Management
1.3 Elect Director Laurie Simon Hodrick For For Management
1.4 Elect Director Michael S. Hyland For Withhold Management
--------------------------------------------------------------------------------
PRUDENTIAL GLOBAL SHORT DURATION HIGH YIELD FUND, INC.
Ticker: GHY Security ID: 74433A109
Meeting Date: MAR 09, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott E. Benjamin For For Management
1.2 Elect Director Linda W. Bynoe For For Management
1.3 Elect Director Laurie Simon Hodrick For For Management
1.4 Elect Director Michael S. Hyland For For Management
--------------------------------------------------------------------------------
ROYCE VALUE TRUST, INC.
Ticker: RVT Security ID: 780910105
Meeting Date: SEP 28, 2017 Meeting Type: Annual
Record Date: JUL 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Isaacs For Withhold Management
1.2 Elect Director Christopher D. Clark For Withhold Management
1.3 Elect Director Christopher C. Grisanti For Withhold Management
--------------------------------------------------------------------------------
ROYCE VALUE TRUST, INC.
Ticker: RVT Security ID: 780910105
Meeting Date: SEP 28, 2017 Meeting Type: Annual
Record Date: JUL 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Isaacs For Withhold Management
1.2 Elect Director Christopher D. Clark For For Management
1.3 Elect Director Christopher C. Grisanti For Withhold Management
--------------------------------------------------------------------------------
ROYCE VALUE TRUST, INC.
Ticker: RVT Security ID: 780910105
Meeting Date: SEP 28, 2017 Meeting Type: Annual
Record Date: JUL 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Isaacs For For Management
1.2 Elect Director Christopher D. Clark For For Management
1.3 Elect Director Christopher C. Grisanti For Withhold Management
--------------------------------------------------------------------------------
ROYCE VALUE TRUST, INC.
Ticker: RVT Security ID: 780910105
Meeting Date: SEP 28, 2017 Meeting Type: Annual
Record Date: JUL 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Isaacs For For Management
1.2 Elect Director Christopher D. Clark For For Management
1.3 Elect Director Christopher C. Grisanti For For Management
--------------------------------------------------------------------------------
- 91 -
SOURCE CAPITAL, INC.
Ticker: SOR Security ID: 836144105
Meeting Date: MAY 14, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Richard Atwood For Withhold Management
1.2 Elect Director Sandra Brown For Withhold Management
1.3 Elect Director Mark L. Lipson For Withhold Management
1.4 Elect Director Alfred E. Osborne, Jr. For Withhold Management
1.5 Elect Director A. Robert Pisano For Withhold Management
1.6 Elect Director Patrick B. Purcell For Withhold Management
1.7 Elect Director Allan M. Rudnick For Withhold Management
--------------------------------------------------------------------------------
SOURCE CAPITAL, INC.
Ticker: SOR Security ID: 836144105
Meeting Date: MAY 14, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Richard Atwood For Withhold Management
1.2 Elect Director Sandra Brown For Withhold Management
1.3 Elect Director Mark L. Lipson For Withhold Management
1.4 Elect Director Alfred E. Osborne, Jr. For Withhold Management
1.5 Elect Director A. Robert Pisano For Withhold Management
1.6 Elect Director Patrick B. Purcell For Withhold Management
1.7 Elect Director Allan M. Rudnick For For Management
--------------------------------------------------------------------------------
SOURCE CAPITAL, INC.
Ticker: SOR Security ID: 836144105
Meeting Date: MAY 14, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Richard Atwood For Withhold Management
1.2 Elect Director Sandra Brown For Withhold Management
1.3 Elect Director Mark L. Lipson For Withhold Management
1.4 Elect Director Alfred E. Osborne, Jr. For Withhold Management
1.5 Elect Director A. Robert Pisano For Withhold Management
1.6 Elect Director Patrick B. Purcell For For Management
1.7 Elect Director Allan M. Rudnick For For Management
--------------------------------------------------------------------------------
SOURCE CAPITAL, INC.
Ticker: SOR Security ID: 836144105
Meeting Date: MAY 14, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Richard Atwood For Withhold Management
1.2 Elect Director Sandra Brown For Withhold Management
1.3 Elect Director Mark L. Lipson For For Management
1.4 Elect Director Alfred E. Osborne, Jr. For Withhold Management
1.5 Elect Director A. Robert Pisano For Withhold Management
1.6 Elect Director Patrick B. Purcell For For Management
1.7 Elect Director Allan M. Rudnick For For Management
--------------------------------------------------------------------------------
SOURCE CAPITAL, INC.
Ticker: SOR Security ID: 836144105
Meeting Date: MAY 14, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Richard Atwood For Withhold Management
1.2 Elect Director Sandra Brown For For Management
1.3 Elect Director Mark L. Lipson For For Management
1.4 Elect Director Alfred E. Osborne, Jr. For Withhold Management
1.5 Elect Director A. Robert Pisano For Withhold Management
1.6 Elect Director Patrick B. Purcell For For Management
1.7 Elect Director Allan M. Rudnick For For Management
--------------------------------------------------------------------------------
SOURCE CAPITAL, INC.
Ticker: SOR Security ID: 836144105
Meeting Date: MAY 14, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Richard Atwood For For Management
1.2 Elect Director Sandra Brown For For Management
1.3 Elect Director Mark L. Lipson For For Management
1.4 Elect Director Alfred E. Osborne, Jr. For Withhold Management
1.5 Elect Director A. Robert Pisano For Withhold Management
1.6 Elect Director Patrick B. Purcell For For Management
1.7 Elect Director Allan M. Rudnick For For Management
--------------------------------------------------------------------------------
- 92 -
SOURCE CAPITAL, INC.
Ticker: SOR Security ID: 836144105
Meeting Date: MAY 14, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Richard Atwood For For Management
1.2 Elect Director Sandra Brown For For Management
1.3 Elect Director Mark L. Lipson For For Management
1.4 Elect Director Alfred E. Osborne, Jr. For For Management
1.5 Elect Director A. Robert Pisano For Withhold Management
1.6 Elect Director Patrick B. Purcell For For Management
1.7 Elect Director Allan M. Rudnick For For Management
--------------------------------------------------------------------------------
SOURCE CAPITAL, INC.
Ticker: SOR Security ID: 836144105
Meeting Date: MAY 14, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Richard Atwood For For Management
1.2 Elect Director Sandra Brown For For Management
1.3 Elect Director Mark L. Lipson For For Management
1.4 Elect Director Alfred E. Osborne, Jr. For For Management
1.5 Elect Director A. Robert Pisano For For Management
1.6 Elect Director Patrick B. Purcell For For Management
1.7 Elect Director Allan M. Rudnick For For Management
--------------------------------------------------------------------------------
STONE HARBOR EMERGING MARKETS TOTAL INCOME FUND
Ticker: EDI Security ID: 86164W100
Meeting Date: MAR 09, 2018 Meeting Type: Annual
Record Date: JAN 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect Director Heath B. McLendon For Withhold Management
2.2 Elect Director Glenn Marchak For Withhold Management
--------------------------------------------------------------------------------
STONE HARBOR EMERGING MARKETS TOTAL INCOME FUND
Ticker: EDI Security ID: 86164W100
Meeting Date: MAR 09, 2018 Meeting Type: Annual
Record Date: JAN 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect Director Heath B. McLendon For Withhold Management
2.2 Elect Director Glenn Marchak For For Management
--------------------------------------------------------------------------------
STONE HARBOR EMERGING MARKETS TOTAL INCOME FUND
Ticker: EDI Security ID: 86164W100
Meeting Date: MAR 09, 2018 Meeting Type: Annual
Record Date: JAN 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect Director Heath B. McLendon For For Management
2.2 Elect Director Glenn Marchak For For Management
--------------------------------------------------------------------------------
TEKLA HEALTHCARE INVESTORS
Ticker: HQH Security ID: 87911J103
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: APR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Kent For Withhold Management
1.2 Elect Director Daniel R. Omstead For Withhold Management
2 Ratify Deloitte & Touche LLP as For Abstain Management
Auditors
--------------------------------------------------------------------------------
TEKLA HEALTHCARE INVESTORS
Ticker: HQH Security ID: 87911J103
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: APR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Kent For Withhold Management
1.2 Elect Director Daniel R. Omstead For Withhold Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
TEKLA HEALTHCARE INVESTORS
Ticker: HQH Security ID: 87911J103
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: APR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Kent For Withhold Management
1.2 Elect Director Daniel R. Omstead For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
- 93 -
TEKLA HEALTHCARE INVESTORS
Ticker: HQH Security ID: 87911J103
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: APR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Kent For For Management
1.2 Elect Director Daniel R. Omstead For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEKLA HEALTHCARE INVESTORS
Ticker: HQH Security ID: 87911J103
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: APR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Kent For For Management
1.2 Elect Director Daniel R. Omstead For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEKLA HEALTHCARE OPPORTUNITIES FUND
Ticker: THQ Security ID: 879105104
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: APR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Oleg M. Pohotsky For Withhold Management
1.2 Elect Director William S. Reardon For Withhold Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
TEKLA HEALTHCARE OPPORTUNITIES FUND
Ticker: THQ Security ID: 879105104
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: APR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Oleg M. Pohotsky For Withhold Management
1.2 Elect Director William S. Reardon For Withhold Management
2 Ratify Deloitte & Touche LLP as For Abstain Management
Auditors
--------------------------------------------------------------------------------
TEKLA HEALTHCARE OPPORTUNITIES FUND
Ticker: THQ Security ID: 879105104
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: APR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Oleg M. Pohotsky For Withhold Management
1.2 Elect Director William S. Reardon For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEKLA HEALTHCARE OPPORTUNITIES FUND
Ticker: THQ Security ID: 879105104
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: APR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Oleg M. Pohotsky For Withhold Management
1.2 Elect Director William S. Reardon For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEKLA HEALTHCARE OPPORTUNITIES FUND
Ticker: THQ Security ID: 879105104
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: APR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Oleg M. Pohotsky For For Management
1.2 Elect Director William S. Reardon For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
- 94 -
TEMPLETON EMERGING MARKETS FUND
Ticker: EMF Security ID: 880191101
Meeting Date: MAR 29, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann Torre Bates For Withhold Management
1b Elect Director David W. Niemiec For Withhold Management
1c Elect Director Larry D. Thompson For Withhold Management
1d Elect Director Robert E. Wade For Withhold Management
2 Amend Fundamental Investment For Abstain Management
Restriction Regarding Investments in
Commodities
3 Amend Fundamental Investment For Abstain Management
Restriction Regarding Lending
4 Approve a Change to the Classification For Abstain Management
of the Fund from a "Diversified" Fund
to a "Non-Diversified" Fund
5 Ratify PricewaterhouseCoopers LLP as For Abstain Management
Auditors
--------------------------------------------------------------------------------
TEMPLETON EMERGING MARKETS FUND
Ticker: EMF Security ID: 880191101
Meeting Date: MAR 29, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann Torre Bates For Withhold Management
1b Elect Director David W. Niemiec For Withhold Management
1c Elect Director Larry D. Thompson For For Management
1d Elect Director Robert E. Wade For Withhold Management
2 Amend Fundamental Investment For Abstain Management
Restriction Regarding Investments in
Commodities
3 Amend Fundamental Investment For Abstain Management
Restriction Regarding Lending
4 Approve a Change to the Classification For Abstain Management
of the Fund from a "Diversified" Fund
to a "Non-Diversified" Fund
5 Ratify PricewaterhouseCoopers LLP as For Abstain Management
Auditors
--------------------------------------------------------------------------------
TEMPLETON EMERGING MARKETS FUND
Ticker: EMF Security ID: 880191101
Meeting Date: MAR 29, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann Torre Bates For For Management
1b Elect Director David W. Niemiec For Withhold Management
1c Elect Director Larry D. Thompson For For Management
1d Elect Director Robert E. Wade For Withhold Management
2 Amend Fundamental Investment For Abstain Management
Restriction Regarding Investments in
Commodities
3 Amend Fundamental Investment For Abstain Management
Restriction Regarding Lending
4 Approve a Change to the Classification For Abstain Management
of the Fund from a "Diversified" Fund
to a "Non-Diversified" Fund
5 Ratify PricewaterhouseCoopers LLP as For Abstain Management
Auditors
--------------------------------------------------------------------------------
TEMPLETON EMERGING MARKETS FUND
Ticker: EMF Security ID: 880191101
Meeting Date: MAR 29, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann Torre Bates For For Management
1b Elect Director David W. Niemiec For Withhold Management
1c Elect Director Larry D. Thompson For For Management
1d Elect Director Robert E. Wade For For Management
2 Amend Fundamental Investment For Abstain Management
Restriction Regarding Investments in
Commodities
3 Amend Fundamental Investment For Abstain Management
Restriction Regarding Lending
4 Approve a Change to the Classification For Abstain Management
of the Fund from a "Diversified" Fund
to a "Non-Diversified" Fund
5 Ratify PricewaterhouseCoopers LLP as For Abstain Management
Auditors
--------------------------------------------------------------------------------
TEMPLETON EMERGING MARKETS FUND
Ticker: EMF Security ID: 880191101
Meeting Date: MAR 29, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann Torre Bates For For Management
1b Elect Director David W. Niemiec For For Management
1c Elect Director Larry D. Thompson For For Management
1d Elect Director Robert E. Wade For For Management
2 Amend Fundamental Investment For Abstain Management
Restriction Regarding Investments in
Commodities
3 Amend Fundamental Investment For Abstain Management
Restriction Regarding Lending
4 Approve a Change to the Classification For Abstain Management
of the Fund from a "Diversified" Fund
to a "Non-Diversified" Fund
5 Ratify PricewaterhouseCoopers LLP as For Abstain Management
Auditors
--------------------------------------------------------------------------------
- 95 -
TEMPLETON EMERGING MARKETS FUND
Ticker: EMF Security ID: 880191101
Meeting Date: MAR 29, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann Torre Bates For For Management
1b Elect Director David W. Niemiec For For Management
1c Elect Director Larry D. Thompson For For Management
1d Elect Director Robert E. Wade For For Management
2 Amend Fundamental Investment For Abstain Management
Restriction Regarding Investments in
Commodities
3 Amend Fundamental Investment For Abstain Management
Restriction Regarding Lending
4 Approve a Change to the Classification For Abstain Management
of the Fund from a "Diversified" Fund
to a "Non-Diversified" Fund
5 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
TEMPLETON EMERGING MARKETS FUND
Ticker: EMF Security ID: 880191101
Meeting Date: MAR 29, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann Torre Bates For For Management
1b Elect Director David W. Niemiec For For Management
1c Elect Director Larry D. Thompson For For Management
1d Elect Director Robert E. Wade For For Management
2 Amend Fundamental Investment For Abstain Management
Restriction Regarding Investments in
Commodities
3 Amend Fundamental Investment For Abstain Management
Restriction Regarding Lending
4 Approve a Change to the Classification For Against Management
of the Fund from a "Diversified" Fund
to a "Non-Diversified" Fund
5 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
TEMPLETON EMERGING MARKETS FUND
Ticker: EMF Security ID: 880191101
Meeting Date: MAR 29, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann Torre Bates For For Management
1b Elect Director David W. Niemiec For For Management
1c Elect Director Larry D. Thompson For For Management
1d Elect Director Robert E. Wade For For Management
2 Amend Fundamental Investment For Against Management
Restriction Regarding Investments in
Commodities
3 Amend Fundamental Investment For Abstain Management
Restriction Regarding Lending
4 Approve a Change to the Classification For Against Management
of the Fund from a "Diversified" Fund
to a "Non-Diversified" Fund
5 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
TEMPLETON EMERGING MARKETS FUND
Ticker: EMF Security ID: 880191101
Meeting Date: MAR 29, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann Torre Bates For For Management
1b Elect Director David W. Niemiec For For Management
1c Elect Director Larry D. Thompson For For Management
1d Elect Director Robert E. Wade For For Management
2 Amend Fundamental Investment For Against Management
Restriction Regarding Investments in
Commodities
3 Amend Fundamental Investment For Against Management
Restriction Regarding Lending
4 Approve a Change to the Classification For Against Management
of the Fund from a "Diversified" Fund
to a "Non-Diversified" Fund
5 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
TEMPLETON EMERGING MARKETS FUND
Ticker: EMF Security ID: 880191101
Meeting Date: MAR 29, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann Torre Bates For For Management
1b Elect Director David W. Niemiec For For Management
1c Elect Director Larry D. Thompson For For Management
1d Elect Director Robert E. Wade For For Management
2 Amend Fundamental Investment For Against Management
Restriction Regarding Investments in
Commodities
3 Amend Fundamental Investment For Against Management
Restriction Regarding Lending
4 Approve a Change to the Classification For Against Management
of the Fund from a "Diversified" Fund
to a "Non-Diversified" Fund
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
- 96 -
TEMPLETON EMERGING MARKETS FUND
Ticker: EMF Security ID: 880191101
Meeting Date: MAR 29, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann Torre Bates For For Management
1b Elect Director David W. Niemiec For For Management
1c Elect Director Larry D. Thompson For For Management
1d Elect Director Robert E. Wade For For Management
2 Amend Fundamental Investment For For Management
Restriction Regarding Investments in
Commodities
3 Amend Fundamental Investment For Against Management
Restriction Regarding Lending
4 Approve a Change to the Classification For Against Management
of the Fund from a "Diversified" Fund
to a "Non-Diversified" Fund
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEMPLETON EMERGING MARKETS FUND
Ticker: EMF Security ID: 880191101
Meeting Date: MAR 29, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann Torre Bates For For Management
1b Elect Director David W. Niemiec For For Management
1c Elect Director Larry D. Thompson For For Management
1d Elect Director Robert E. Wade For For Management
2 Amend Fundamental Investment For For Management
Restriction Regarding Investments in
Commodities
3 Amend Fundamental Investment For For Management
Restriction Regarding Lending
4 Approve a Change to the Classification For Against Management
of the Fund from a "Diversified" Fund
to a "Non-Diversified" Fund
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEMPLETON EMERGING MARKETS FUND
Ticker: EMF Security ID: 880191101
Meeting Date: MAR 29, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann Torre Bates For For Management
1b Elect Director David W. Niemiec For For Management
1c Elect Director Larry D. Thompson For For Management
1d Elect Director Robert E. Wade For For Management
2 Amend Fundamental Investment For For Management
Restriction Regarding Investments in
Commodities
3 Amend Fundamental Investment For For Management
Restriction Regarding Lending
4 Approve a Change to the Classification For For Management
of the Fund from a "Diversified" Fund
to a "Non-Diversified" Fund
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE GABELLI DIVIDEND & INCOME TRUST
Ticker: GDV Security ID: 36242H104
Meeting Date: MAY 14, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Salvatore M. Salibello For Withhold Management
1.2 Elect Director Edward T. Tokar For Withhold Management
--------------------------------------------------------------------------------
THE GABELLI DIVIDEND & INCOME TRUST
Ticker: GDV Security ID: 36242H104
Meeting Date: MAY 14, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Salvatore M. Salibello For Withhold Management
1.2 Elect Director Edward T. Tokar For For Management
--------------------------------------------------------------------------------
THE GABELLI DIVIDEND & INCOME TRUST
Ticker: GDV Security ID: 36242H104
Meeting Date: MAY 14, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Salvatore M. Salibello For For Management
1.2 Elect Director Edward T. Tokar For For Management
--------------------------------------------------------------------------------
- 97 -
TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC.
Ticker: TPZ Security ID: 89147X104
Meeting Date: DEC 21, 2017 Meeting Type: Special
Record Date: OCT 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For Against Management
Between Tortoise Power and Energy
Infrastructure Fund, Inc. And Tortoise
Capital Advisors, L.L.C.
--------------------------------------------------------------------------------
TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC.
Ticker: TPZ Security ID: 89147X104
Meeting Date: DEC 21, 2017 Meeting Type: Special
Record Date: OCT 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For Abstain Management
Between Tortoise Power and Energy
Infrastructure Fund, Inc. And Tortoise
Capital Advisors, L.L.C.
--------------------------------------------------------------------------------
TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC.
Ticker: TPZ Security ID: 89147X104
Meeting Date: DEC 21, 2017 Meeting Type: Special
Record Date: OCT 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
Between Tortoise Power and Energy
Infrastructure Fund, Inc. And Tortoise
Capital Advisors, L.L.C.
--------------------------------------------------------------------------------
TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC.
Ticker: TPZ Security ID: 89147X104
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rand C. Berney For For Management
1.2 Elect Director Jennifer Paquette For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRI-CONTINENTAL CORPORATION
Ticker: TY Security ID: 895436103
Meeting Date: APR 16, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George S. Batejan For Withhold Management
1.2 Elect Director Kathleen Blatz For Withhold Management
1.3 Elect Director Edward J. Boudreau, Jr. For Withhold Management
1.4 Elect Director Pamela G. Carlton For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For Abstain Management
Auditors
--------------------------------------------------------------------------------
TRI-CONTINENTAL CORPORATION
Ticker: TY Security ID: 895436103
Meeting Date: APR 16, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George S. Batejan For Withhold Management
1.2 Elect Director Kathleen Blatz For Withhold Management
1.3 Elect Director Edward J. Boudreau, Jr. For Withhold Management
1.4 Elect Director Pamela G. Carlton For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
TRI-CONTINENTAL CORPORATION
Ticker: TY Security ID: 895436103
Meeting Date: APR 16, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George S. Batejan For Withhold Management
1.2 Elect Director Kathleen Blatz For Withhold Management
1.3 Elect Director Edward J. Boudreau, Jr. For Withhold Management
1.4 Elect Director Pamela G. Carlton For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
- 98 -
TRI-CONTINENTAL CORPORATION
Ticker: TY Security ID: 895436103
Meeting Date: APR 16, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George S. Batejan For Withhold Management
1.2 Elect Director Kathleen Blatz For Withhold Management
1.3 Elect Director Edward J. Boudreau, Jr. For For Management
1.4 Elect Director Pamela G. Carlton For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TRI-CONTINENTAL CORPORATION
Ticker: TY Security ID: 895436103
Meeting Date: APR 16, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George S. Batejan For For Management
1.2 Elect Director Kathleen Blatz For Withhold Management
1.3 Elect Director Edward J. Boudreau, Jr. For For Management
1.4 Elect Director Pamela G. Carlton For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TRI-CONTINENTAL CORPORATION
Ticker: TY Security ID: 895436103
Meeting Date: APR 16, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George S. Batejan For For Management
1.2 Elect Director Kathleen Blatz For For Management
1.3 Elect Director Edward J. Boudreau, Jr. For For Management
1.4 Elect Director Pamela G. Carlton For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TRI-CONTINENTAL CORPORATION
Ticker: TY Security ID: 895436103
Meeting Date: APR 16, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George S. Batejan For For Management
1.2 Elect Director Kathleen Blatz For For Management
1.3 Elect Director Edward J. Boudreau, Jr. For For Management
1.4 Elect Director Pamela G. Carlton For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
Ticker: EMD Security ID: 95766A101
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For Withhold Management
1.2 Elect Director Daniel P. Cronin For Withhold Management
1.3 Elect Director Paolo M. Cucchi For Withhold Management
--------------------------------------------------------------------------------
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
Ticker: EMD Security ID: 95766A101
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For For Management
1.2 Elect Director Daniel P. Cronin For Withhold Management
1.3 Elect Director Paolo M. Cucchi For Withhold Management
--------------------------------------------------------------------------------
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
Ticker: EMD Security ID: 95766A101
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For For Management
1.2 Elect Director Daniel P. Cronin For For Management
1.3 Elect Director Paolo M. Cucchi For Withhold Management
--------------------------------------------------------------------------------
- 99 -
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
Ticker: EMD Security ID: 95766A101
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: FEB 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For For Management
1.2 Elect Director Daniel P. Cronin For For Management
1.3 Elect Director Paolo M. Cucchi For For Management
--------------------------------------------------------------------------------
WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.
Ticker: GFY Security ID: 957667108
Meeting Date: JAN 26, 2018 Meeting Type: Annual
Record Date: NOV 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For Withhold Management
1.2 Elect Director Daniel P. Cronin For Withhold Management
1.3 Elect Director Eileen A. Kamerick For Withhold Management
--------------------------------------------------------------------------------
WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.
Ticker: GFY Security ID: 957667108
Meeting Date: JAN 26, 2018 Meeting Type: Annual
Record Date: NOV 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For For Management
1.2 Elect Director Daniel P. Cronin For Withhold Management
1.3 Elect Director Eileen A. Kamerick For Withhold Management
--------------------------------------------------------------------------------
WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.
Ticker: GFY Security ID: 957667108
Meeting Date: JAN 26, 2018 Meeting Type: Annual
Record Date: NOV 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For For Management
1.2 Elect Director Daniel P. Cronin For For Management
1.3 Elect Director Eileen A. Kamerick For Withhold Management
--------------------------------------------------------------------------------
WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.
Ticker: GFY Security ID: 957667108
Meeting Date: JAN 26, 2018 Meeting Type: Annual
Record Date: NOV 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For For Management
1.2 Elect Director Daniel P. Cronin For For Management
1.3 Elect Director Eileen A. Kamerick For For Management
- 100 -
============== First Trust Municipal CEF Income Opportunity ETF ==============
BLACKROCK LONG-TERM MUNICIPAL ADVANTAGE TRUST
Ticker: BTA Security ID: 09250B103
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director R. Glenn Hubbard For Withhold Management
1.4 Elect Director John M. Perlowski For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK LONG-TERM MUNICIPAL ADVANTAGE TRUST
Ticker: BTA Security ID: 09250B103
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director R. Glenn Hubbard For Withhold Management
1.4 Elect Director John M. Perlowski For For Management
--------------------------------------------------------------------------------
BLACKROCK LONG-TERM MUNICIPAL ADVANTAGE TRUST
Ticker: BTA Security ID: 09250B103
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director R. Glenn Hubbard For For Management
1.4 Elect Director John M. Perlowski For For Management
--------------------------------------------------------------------------------
BLACKROCK LONG-TERM MUNICIPAL ADVANTAGE TRUST
Ticker: BTA Security ID: 09250B103
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director R. Glenn Hubbard For For Management
1.4 Elect Director John M. Perlowski For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNI INTERMEDIATE DURATION FUND, INC.
Ticker: MUI Security ID: 09253X102
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For Withhold Management
1.9 Elect Director Barbara G. Novick For Withhold Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNI INTERMEDIATE DURATION FUND, INC.
Ticker: MUI Security ID: 09253X102
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For Withhold Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNI INTERMEDIATE DURATION FUND, INC.
Ticker: MUI Security ID: 09253X102
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For Withhold Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
- 101 -
BLACKROCK MUNI INTERMEDIATE DURATION FUND, INC.
Ticker: MUI Security ID: 09253X102
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNI INTERMEDIATE DURATION FUND, INC.
Ticker: MUI Security ID: 09253X102
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNI INTERMEDIATE DURATION FUND, INC.
Ticker: MUI Security ID: 09253X102
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNI INTERMEDIATE DURATION FUND, INC.
Ticker: MUI Security ID: 09253X102
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNI INTERMEDIATE DURATION FUND, INC.
Ticker: MUI Security ID: 09253X102
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNI INTERMEDIATE DURATION FUND, INC.
Ticker: MUI Security ID: 09253X102
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For For Management
1.6 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
- 102 -
BLACKROCK MUNICIPAL 2018 TERM TRUST
Ticker: BPK Security ID: 09248C106
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director R. Glenn Hubbard For Withhold Management
1.3 Elect Director W. Carl Kester For Withhold Management
1.4 Elect Director John M. Perlowski For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL 2018 TERM TRUST
Ticker: BPK Security ID: 09248C106
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director R. Glenn Hubbard For Withhold Management
1.3 Elect Director W. Carl Kester For For Management
1.4 Elect Director John M. Perlowski For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL 2018 TERM TRUST
Ticker: BPK Security ID: 09248C106
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director R. Glenn Hubbard For For Management
1.3 Elect Director W. Carl Kester For For Management
1.4 Elect Director John M. Perlowski For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL 2018 TERM TRUST
Ticker: BPK Security ID: 09248C106
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director R. Glenn Hubbard For For Management
1.3 Elect Director W. Carl Kester For For Management
1.4 Elect Director John M. Perlowski For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL 2018 TERM TRUST
Ticker: BPK Security ID: 09248C106
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director R. Glenn Hubbard For For Management
1.3 Elect Director W. Carl Kester For For Management
1.4 Elect Director John M. Perlowski For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL 2030 TARGET TERM TRUST
Ticker: BTT Security ID: 09257P105
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director R. Glenn Hubbard For Withhold Management
1.4 Elect Director John M. Perlowski For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL 2030 TARGET TERM TRUST
Ticker: BTT Security ID: 09257P105
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director R. Glenn Hubbard For Withhold Management
1.4 Elect Director John M. Perlowski For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL 2030 TARGET TERM TRUST
Ticker: BTT Security ID: 09257P105
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director R. Glenn Hubbard For Withhold Management
1.4 Elect Director John M. Perlowski For For Management
--------------------------------------------------------------------------------
- 103 -
BLACKROCK MUNICIPAL 2030 TARGET TERM TRUST
Ticker: BTT Security ID: 09257P105
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director R. Glenn Hubbard For For Management
1.4 Elect Director John M. Perlowski For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
Ticker: BAF Security ID: 09250G102
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director R. Glenn Hubbard For Withhold Management
1.4 Elect Director John M. Perlowski For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
Ticker: BAF Security ID: 09250G102
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director R. Glenn Hubbard For For Management
1.4 Elect Director John M. Perlowski For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
Ticker: BAF Security ID: 09250G102
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director R. Glenn Hubbard For For Management
1.4 Elect Director John M. Perlowski For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME TRUST
Ticker: BFK Security ID: 09248F109
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director R. Glenn Hubbard For Withhold Management
1.4 Elect Director John M. Perlowski For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME TRUST
Ticker: BFK Security ID: 09248F109
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director R. Glenn Hubbard For Withhold Management
1.4 Elect Director John M. Perlowski For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME TRUST
Ticker: BFK Security ID: 09248F109
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director R. Glenn Hubbard For Withhold Management
1.4 Elect Director John M. Perlowski For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME TRUST
Ticker: BFK Security ID: 09248F109
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director R. Glenn Hubbard For For Management
1.4 Elect Director John M. Perlowski For For Management
--------------------------------------------------------------------------------
- 104 -
BLACKROCK MUNICIPAL INCOME TRUST II
Ticker: BLE Security ID: 09249N101
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director R. Glenn Hubbard For Withhold Management
1.4 Elect Director John M. Perlowski For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME TRUST II
Ticker: BLE Security ID: 09249N101
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director R. Glenn Hubbard For Withhold Management
1.4 Elect Director John M. Perlowski For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME TRUST II
Ticker: BLE Security ID: 09249N101
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director R. Glenn Hubbard For Withhold Management
1.4 Elect Director John M. Perlowski For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME TRUST II
Ticker: BLE Security ID: 09249N101
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director R. Glenn Hubbard For For Management
1.4 Elect Director John M. Perlowski For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Against Management
1.2 Elect Director Richard E. Cavanagh For Abstain Management
1.3 Elect Director Cynthia L. Egan For Against Management
1.5 Elect Director Jerrold B. Harris For Abstain Management
1.6 Elect Director R. Glenn Hubbard For Abstain Management
1.8 Elect Director Catherine A. Lynch For Against Management
1.9 Elect Director Barbara G. Novick For Against Management
1.10 Elect Director John M. Perlowski For Against Management
1.11 Elect Director Karen P. Robards For Against Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Against Management
1.2 Elect Director Richard E. Cavanagh For Abstain Management
1.3 Elect Director Cynthia L. Egan For Against Management
1.5 Elect Director Jerrold B. Harris For Abstain Management
1.6 Elect Director R. Glenn Hubbard For Abstain Management
1.8 Elect Director Catherine A. Lynch For Abstain Management
1.9 Elect Director Barbara G. Novick For Against Management
1.10 Elect Director John M. Perlowski For Against Management
1.11 Elect Director Karen P. Robards For Against Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Against Management
1.2 Elect Director Richard E. Cavanagh For Abstain Management
1.3 Elect Director Cynthia L. Egan For Against Management
1.5 Elect Director Jerrold B. Harris For Abstain Management
1.6 Elect Director R. Glenn Hubbard For Abstain Management
1.8 Elect Director Catherine A. Lynch For Abstain Management
1.9 Elect Director Barbara G. Novick For Against Management
1.10 Elect Director John M. Perlowski For Abstain Management
1.11 Elect Director Karen P. Robards For Against Management
--------------------------------------------------------------------------------
- 105 -
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Abstain Management
1.2 Elect Director Richard E. Cavanagh For Abstain Management
1.3 Elect Director Cynthia L. Egan For Against Management
1.5 Elect Director Jerrold B. Harris For Abstain Management
1.6 Elect Director R. Glenn Hubbard For Abstain Management
1.8 Elect Director Catherine A. Lynch For Abstain Management
1.9 Elect Director Barbara G. Novick For Against Management
1.10 Elect Director John M. Perlowski For Abstain Management
1.11 Elect Director Karen P. Robards For Against Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Abstain Management
1.2 Elect Director Richard E. Cavanagh For Abstain Management
1.3 Elect Director Cynthia L. Egan For Against Management
1.5 Elect Director Jerrold B. Harris For Abstain Management
1.6 Elect Director R. Glenn Hubbard For Abstain Management
1.8 Elect Director Catherine A. Lynch For Abstain Management
1.9 Elect Director Barbara G. Novick For Against Management
1.10 Elect Director John M. Perlowski For Abstain Management
1.11 Elect Director Karen P. Robards For Abstain Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Abstain Management
1.2 Elect Director Richard E. Cavanagh For Abstain Management
1.3 Elect Director Cynthia L. Egan For Against Management
1.5 Elect Director Jerrold B. Harris For Abstain Management
1.6 Elect Director R. Glenn Hubbard For Abstain Management
1.8 Elect Director Catherine A. Lynch For Abstain Management
1.9 Elect Director Barbara G. Novick For Abstain Management
1.10 Elect Director John M. Perlowski For Abstain Management
1.11 Elect Director Karen P. Robards For Abstain Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Abstain Management
1.2 Elect Director Richard E. Cavanagh For Abstain Management
1.3 Elect Director Cynthia L. Egan For Abstain Management
1.5 Elect Director Jerrold B. Harris For Abstain Management
1.6 Elect Director R. Glenn Hubbard For Abstain Management
1.8 Elect Director Catherine A. Lynch For Abstain Management
1.9 Elect Director Barbara G. Novick For Abstain Management
1.10 Elect Director John M. Perlowski For Abstain Management
1.11 Elect Director Karen P. Robards For Abstain Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Abstain Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For Abstain Management
1.5 Elect Director Jerrold B. Harris For Abstain Management
1.6 Elect Director R. Glenn Hubbard For Abstain Management
1.8 Elect Director Catherine A. Lynch For Abstain Management
1.9 Elect Director Barbara G. Novick For Abstain Management
1.10 Elect Director John M. Perlowski For Abstain Management
1.11 Elect Director Karen P. Robards For Abstain Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Abstain Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For Abstain Management
1.5 Elect Director Jerrold B. Harris For Against Management
1.6 Elect Director R. Glenn Hubbard For Abstain Management
1.8 Elect Director Catherine A. Lynch For Abstain Management
1.9 Elect Director Barbara G. Novick For Abstain Management
1.10 Elect Director John M. Perlowski For Abstain Management
1.11 Elect Director Karen P. Robards For Abstain Management
--------------------------------------------------------------------------------
- 106 -
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Abstain Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For Abstain Management
1.5 Elect Director Jerrold B. Harris For Against Management
1.6 Elect Director R. Glenn Hubbard For Against Management
1.8 Elect Director Catherine A. Lynch For Abstain Management
1.9 Elect Director Barbara G. Novick For Abstain Management
1.10 Elect Director John M. Perlowski For Abstain Management
1.11 Elect Director Karen P. Robards For Abstain Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Abstain Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For Abstain Management
1.5 Elect Director Jerrold B. Harris For Against Management
1.6 Elect Director R. Glenn Hubbard For Against Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For Abstain Management
1.10 Elect Director John M. Perlowski For Abstain Management
1.11 Elect Director Karen P. Robards For Abstain Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Abstain Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For Abstain Management
1.5 Elect Director Jerrold B. Harris For Against Management
1.6 Elect Director R. Glenn Hubbard For Against Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For Abstain Management
1.10 Elect Director John M. Perlowski For Abstain Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Abstain Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For Abstain Management
1.5 Elect Director Jerrold B. Harris For Against Management
1.6 Elect Director R. Glenn Hubbard For Against Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For Abstain Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Abstain Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For Abstain Management
1.5 Elect Director Jerrold B. Harris For Against Management
1.6 Elect Director R. Glenn Hubbard For Against Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
- 107 -
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For Abstain Management
1.5 Elect Director Jerrold B. Harris For Against Management
1.6 Elect Director R. Glenn Hubbard For Against Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Against Management
1.6 Elect Director R. Glenn Hubbard For Against Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Against Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Against Management
1.6 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Against Management
1.6 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
Ticker: MFL Security ID: 09254P108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For For Management
1.6 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
Ticker: MUS Security ID: 09254A101
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For Withhold Management
1.9 Elect Director Barbara G. Novick For Withhold Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
- 108 -
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
Ticker: MUS Security ID: 09254A101
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For Withhold Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
Ticker: MUS Security ID: 09254A101
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For Withhold Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
Ticker: MUS Security ID: 09254A101
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
Ticker: MUS Security ID: 09254A101
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
Ticker: MUS Security ID: 09254A101
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
Ticker: MUS Security ID: 09254A101
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
- 109 -
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
Ticker: MUS Security ID: 09254A101
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
Ticker: MUS Security ID: 09254A101
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
Ticker: MUS Security ID: 09254A101
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For For Management
1.6 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
Ticker: MQT Security ID: 09254G108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For Withhold Management
1.9 Elect Director Barbara G. Novick For Withhold Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
Ticker: MQT Security ID: 09254G108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For Withhold Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
Ticker: MQT Security ID: 09254G108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For Withhold Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
- 110 -
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
Ticker: MQT Security ID: 09254G108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
Ticker: MQT Security ID: 09254G108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
Ticker: MQT Security ID: 09254G108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
Ticker: MQT Security ID: 09254G108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
Ticker: MQT Security ID: 09254G108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
- 111 -
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
Ticker: MQT Security ID: 09254G108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
Ticker: MQT Security ID: 09254G108
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For For Management
1.6 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND III, INC.
Ticker: MYI Security ID: 09254E103
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For Withhold Management
1.9 Elect Director Barbara G. Novick For Withhold Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND III, INC.
Ticker: MYI Security ID: 09254E103
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For Withhold Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND III, INC.
Ticker: MYI Security ID: 09254E103
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For Withhold Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND III, INC.
Ticker: MYI Security ID: 09254E103
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For Withhold Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
- 112 -
BLACKROCK MUNIYIELD QUALITY FUND III, INC.
Ticker: MYI Security ID: 09254E103
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For Withhold Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND III, INC.
Ticker: MYI Security ID: 09254E103
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND III, INC.
Ticker: MYI Security ID: 09254E103
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND III, INC.
Ticker: MYI Security ID: 09254E103
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND III, INC.
Ticker: MYI Security ID: 09254E103
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For Withhold Management
1.6 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND III, INC.
Ticker: MYI Security ID: 09254E103
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Richard E. Cavanagh For For Management
1.3 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Jerrold B. Harris For For Management
1.6 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director Barbara G. Novick For For Management
1.10 Elect Director John M. Perlowski For For Management
1.11 Elect Director Karen P. Robards For For Management
--------------------------------------------------------------------------------
- 113 -
DTF TAX-FREE INCOME INC.
Ticker: DTF Security ID: 23334J107
Meeting Date: MAR 13, 2018 Meeting Type: Annual
Record Date: JAN 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1d.1 Elect Director Donald C. Burke For Withhold Management
1d.2 Elect Director Clifford W. Hoffman For Withhold Management
1d.3 Elect Director Eileen A. Moran For Withhold Management
--------------------------------------------------------------------------------
DTF TAX-FREE INCOME INC.
Ticker: DTF Security ID: 23334J107
Meeting Date: MAR 13, 2018 Meeting Type: Annual
Record Date: JAN 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1d.1 Elect Director Donald C. Burke For Withhold Management
1d.2 Elect Director Clifford W. Hoffman For Withhold Management
1d.3 Elect Director Eileen A. Moran For For Management
--------------------------------------------------------------------------------
DTF TAX-FREE INCOME INC.
Ticker: DTF Security ID: 23334J107
Meeting Date: MAR 13, 2018 Meeting Type: Annual
Record Date: JAN 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1d.1 Elect Director Donald C. Burke For Withhold Management
1d.2 Elect Director Clifford W. Hoffman For For Management
1d.3 Elect Director Eileen A. Moran For For Management
--------------------------------------------------------------------------------
DTF TAX-FREE INCOME INC.
Ticker: DTF Security ID: 23334J107
Meeting Date: MAR 13, 2018 Meeting Type: Annual
Record Date: JAN 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1d.1 Elect Director Donald C. Burke For For Management
1d.2 Elect Director Clifford W. Hoffman For For Management
1d.3 Elect Director Eileen A. Moran For For Management
--------------------------------------------------------------------------------
EATON VANCE MUNICIPAL INCOME 2028 TERM TRUST
Ticker: ETX Security ID: 27829U105
Meeting Date: NOV 16, 2017 Meeting Type: Annual
Record Date: SEP 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Gorman For Withhold Management
1b Elect Director William H. Park For Withhold Management
1c Elect Director Susan J. Sutherland For Withhold Management
1d Elect Director Harriett Tee Taggart For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE MUNICIPAL INCOME 2028 TERM TRUST
Ticker: ETX Security ID: 27829U105
Meeting Date: NOV 16, 2017 Meeting Type: Annual
Record Date: SEP 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Gorman For Withhold Management
1b Elect Director William H. Park For Withhold Management
1c Elect Director Susan J. Sutherland For For Management
1d Elect Director Harriett Tee Taggart For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE MUNICIPAL INCOME 2028 TERM TRUST
Ticker: ETX Security ID: 27829U105
Meeting Date: NOV 16, 2017 Meeting Type: Annual
Record Date: SEP 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Gorman For For Management
1b Elect Director William H. Park For Withhold Management
1c Elect Director Susan J. Sutherland For For Management
1d Elect Director Harriett Tee Taggart For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE MUNICIPAL INCOME 2028 TERM TRUST
Ticker: ETX Security ID: 27829U105
Meeting Date: NOV 16, 2017 Meeting Type: Annual
Record Date: SEP 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Gorman For For Management
1b Elect Director William H. Park For Withhold Management
1c Elect Director Susan J. Sutherland For For Management
1d Elect Director Harriett Tee Taggart For For Management
--------------------------------------------------------------------------------
- 114 -
EATON VANCE MUNICIPAL INCOME 2028 TERM TRUST
Ticker: ETX Security ID: 27829U105
Meeting Date: NOV 16, 2017 Meeting Type: Annual
Record Date: SEP 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Gorman For For Management
1b Elect Director William H. Park For For Management
1c Elect Director Susan J. Sutherland For For Management
1d Elect Director Harriett Tee Taggart For For Management
--------------------------------------------------------------------------------
EATON VANCE NATIONAL MUNICIPAL OPPORTUNITIES TRUST
Ticker: EOT Security ID: 27829L105
Meeting Date: JAN 18, 2018 Meeting Type: Annual
Record Date: NOV 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark R. Fetting For Withhold Management
1b Elect Director George J. Gorman For Withhold Management
1c Elect Director Helen Frame Peters For Withhold Management
--------------------------------------------------------------------------------
EATON VANCE NATIONAL MUNICIPAL OPPORTUNITIES TRUST
Ticker: EOT Security ID: 27829L105
Meeting Date: JAN 18, 2018 Meeting Type: Annual
Record Date: NOV 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark R. Fetting For Withhold Management
1b Elect Director George J. Gorman For Withhold Management
1c Elect Director Helen Frame Peters For For Management
--------------------------------------------------------------------------------
EATON VANCE NATIONAL MUNICIPAL OPPORTUNITIES TRUST
Ticker: EOT Security ID: 27829L105
Meeting Date: JAN 18, 2018 Meeting Type: Annual
Record Date: NOV 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark R. Fetting For For Management
1b Elect Director George J. Gorman For Withhold Management
1c Elect Director Helen Frame Peters For For Management
--------------------------------------------------------------------------------
EATON VANCE NATIONAL MUNICIPAL OPPORTUNITIES TRUST
Ticker: EOT Security ID: 27829L105
Meeting Date: JAN 18, 2018 Meeting Type: Annual
Record Date: NOV 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark R. Fetting For For Management
1b Elect Director George J. Gorman For For Management
1c Elect Director Helen Frame Peters For For Management
--------------------------------------------------------------------------------
FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUND
Ticker: FPT Security ID: 31423M105
Meeting Date: NOV 14, 2017 Meeting Type: Annual
Record Date: JUL 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization of Funds For Abstain Management
2.1 Elect Director J. Christopher Donahue For Withhold Management
2.2 Elect Director P. Jerome Richey For Withhold Management
2.3 Elect Director John T. Collins For Withhold Management
--------------------------------------------------------------------------------
FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUND
Ticker: FPT Security ID: 31423M105
Meeting Date: NOV 14, 2017 Meeting Type: Annual
Record Date: JUL 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization of Funds For Against Management
2.1 Elect Director J. Christopher Donahue For Withhold Management
2.2 Elect Director P. Jerome Richey For Withhold Management
2.3 Elect Director John T. Collins For Withhold Management
--------------------------------------------------------------------------------
FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUND
Ticker: FPT Security ID: 31423M105
Meeting Date: NOV 14, 2017 Meeting Type: Annual
Record Date: JUL 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization of Funds For For Management
2.1 Elect Director J. Christopher Donahue For Withhold Management
2.2 Elect Director P. Jerome Richey For Withhold Management
2.3 Elect Director John T. Collins For Withhold Management
--------------------------------------------------------------------------------
- 115 -
FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUND
Ticker: FPT Security ID: 31423M105
Meeting Date: NOV 14, 2017 Meeting Type: Annual
Record Date: JUL 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization of Funds For For Management
2.1 Elect Director J. Christopher Donahue For For Management
2.2 Elect Director P. Jerome Richey For Withhold Management
2.3 Elect Director John T. Collins For Withhold Management
--------------------------------------------------------------------------------
FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUND
Ticker: FPT Security ID: 31423M105
Meeting Date: NOV 14, 2017 Meeting Type: Annual
Record Date: JUL 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization of Funds For For Management
2.1 Elect Director J. Christopher Donahue For For Management
2.2 Elect Director P. Jerome Richey For Withhold Management
2.3 Elect Director John T. Collins For For Management
--------------------------------------------------------------------------------
FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUND
Ticker: FPT Security ID: 31423M105
Meeting Date: NOV 14, 2017 Meeting Type: Annual
Record Date: JUL 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization of Funds For For Management
2.1 Elect Director J. Christopher Donahue For For Management
2.2 Elect Director P. Jerome Richey For For Management
2.3 Elect Director John T. Collins For For Management
--------------------------------------------------------------------------------
INVESCO MUNICIPAL TRUST
Ticker: VKQ Security ID: 46131J103
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Teresa M. Ressel For Withhold Management
1a.2 Elect Director Larry Soll For Withhold Management
1a.3 Elect Director Philip A. Taylor For Withhold Management
1a.4 Elect Director Christopher L. Wilson For Withhold Management
--------------------------------------------------------------------------------
INVESCO MUNICIPAL TRUST
Ticker: VKQ Security ID: 46131J103
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Teresa M. Ressel For Withhold Management
1a.2 Elect Director Larry Soll For Withhold Management
1a.3 Elect Director Philip A. Taylor For For Management
1a.4 Elect Director Christopher L. Wilson For Withhold Management
--------------------------------------------------------------------------------
INVESCO MUNICIPAL TRUST
Ticker: VKQ Security ID: 46131J103
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Teresa M. Ressel For Withhold Management
1a.2 Elect Director Larry Soll For Withhold Management
1a.3 Elect Director Philip A. Taylor For For Management
1a.4 Elect Director Christopher L. Wilson For For Management
--------------------------------------------------------------------------------
INVESCO MUNICIPAL TRUST
Ticker: VKQ Security ID: 46131J103
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Teresa M. Ressel For For Management
1a.2 Elect Director Larry Soll For Withhold Management
1a.3 Elect Director Philip A. Taylor For For Management
1a.4 Elect Director Christopher L. Wilson For For Management
--------------------------------------------------------------------------------
INVESCO MUNICIPAL TRUST
Ticker: VKQ Security ID: 46131J103
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Teresa M. Ressel For For Management
1a.2 Elect Director Larry Soll For For Management
1a.3 Elect Director Philip A. Taylor For For Management
1a.4 Elect Director Christopher L. Wilson For For Management
--------------------------------------------------------------------------------
- 116 -
INVESCO QUALITY MUNICIPAL INCOME TRUST
Ticker: IQI Security ID: 46133G107
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Teresa M. Ressel For Withhold Management
1a.2 Elect Director Larry Soll For Withhold Management
1a.3 Elect Director Philip A. Taylor For Withhold Management
1a.4 Elect Director Christopher L. Wilson For Withhold Management
--------------------------------------------------------------------------------
INVESCO QUALITY MUNICIPAL INCOME TRUST
Ticker: IQI Security ID: 46133G107
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Teresa M. Ressel For Withhold Management
1a.2 Elect Director Larry Soll For Withhold Management
1a.3 Elect Director Philip A. Taylor For Withhold Management
1a.4 Elect Director Christopher L. Wilson For For Management
--------------------------------------------------------------------------------
INVESCO QUALITY MUNICIPAL INCOME TRUST
Ticker: IQI Security ID: 46133G107
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Teresa M. Ressel For For Management
1a.2 Elect Director Larry Soll For Withhold Management
1a.3 Elect Director Philip A. Taylor For Withhold Management
1a.4 Elect Director Christopher L. Wilson For For Management
--------------------------------------------------------------------------------
INVESCO QUALITY MUNICIPAL INCOME TRUST
Ticker: IQI Security ID: 46133G107
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Teresa M. Ressel For For Management
1a.2 Elect Director Larry Soll For Withhold Management
1a.3 Elect Director Philip A. Taylor For For Management
1a.4 Elect Director Christopher L. Wilson For For Management
--------------------------------------------------------------------------------
INVESCO QUALITY MUNICIPAL INCOME TRUST
Ticker: IQI Security ID: 46133G107
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Teresa M. Ressel For For Management
1a.2 Elect Director Larry Soll For For Management
1a.3 Elect Director Philip A. Taylor For For Management
1a.4 Elect Director Christopher L. Wilson For For Management
--------------------------------------------------------------------------------
INVESCO TRUST FOR INVESTMENT GRADE MUNICIPALS
Ticker: VGM Security ID: 46131M106
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Teresa M. Ressel For Withhold Management
1a.2 Elect Director Larry Soll For Withhold Management
1a.3 Elect Director Philip A. Taylor For Withhold Management
1a.4 Elect Director Christopher L. Wilson For Withhold Management
--------------------------------------------------------------------------------
INVESCO TRUST FOR INVESTMENT GRADE MUNICIPALS
Ticker: VGM Security ID: 46131M106
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Teresa M. Ressel For For Management
1a.2 Elect Director Larry Soll For Withhold Management
1a.3 Elect Director Philip A. Taylor For Withhold Management
1a.4 Elect Director Christopher L. Wilson For Withhold Management
--------------------------------------------------------------------------------
INVESCO TRUST FOR INVESTMENT GRADE MUNICIPALS
Ticker: VGM Security ID: 46131M106
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Teresa M. Ressel For For Management
1a.2 Elect Director Larry Soll For Withhold Management
1a.3 Elect Director Philip A. Taylor For Withhold Management
1a.4 Elect Director Christopher L. Wilson For For Management
--------------------------------------------------------------------------------
- 117 -
INVESCO TRUST FOR INVESTMENT GRADE MUNICIPALS
Ticker: VGM Security ID: 46131M106
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Teresa M. Ressel For For Management
1a.2 Elect Director Larry Soll For Withhold Management
1a.3 Elect Director Philip A. Taylor For For Management
1a.4 Elect Director Christopher L. Wilson For For Management
--------------------------------------------------------------------------------
INVESCO TRUST FOR INVESTMENT GRADE MUNICIPALS
Ticker: VGM Security ID: 46131M106
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Teresa M. Ressel For For Management
1a.2 Elect Director Larry Soll For For Management
1a.3 Elect Director Philip A. Taylor For For Management
1a.4 Elect Director Christopher L. Wilson For For Management
--------------------------------------------------------------------------------
MAINSTAY DEFINEDTERM MUNICIPAL OPPORTUNITIES FUND
Ticker: MMD Security ID: 56064K100
Meeting Date: SEP 27, 2017 Meeting Type: Annual
Record Date: JUL 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alan R. Latshaw For Withhold Management
--------------------------------------------------------------------------------
MAINSTAY DEFINEDTERM MUNICIPAL OPPORTUNITIES FUND
Ticker: MMD Security ID: 56064K100
Meeting Date: SEP 27, 2017 Meeting Type: Annual
Record Date: JUL 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alan R. Latshaw For For Management
--------------------------------------------------------------------------------
NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC.
Ticker: NBH Security ID: 64124P101
Meeting Date: SEP 07, 2017 Meeting Type: Annual
Record Date: JUL 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martha C. Goss For Withhold Management
1b Elect Director James G. Stavridis For Withhold Management
1c Elect Director Candace L. Straight For Withhold Management
1d Elect Director Joseph V. Amato For Withhold Management
--------------------------------------------------------------------------------
NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC.
Ticker: NBH Security ID: 64124P101
Meeting Date: SEP 07, 2017 Meeting Type: Annual
Record Date: JUL 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martha C. Goss For Withhold Management
1b Elect Director James G. Stavridis For For Management
1c Elect Director Candace L. Straight For Withhold Management
1d Elect Director Joseph V. Amato For Withhold Management
--------------------------------------------------------------------------------
NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC.
Ticker: NBH Security ID: 64124P101
Meeting Date: SEP 07, 2017 Meeting Type: Annual
Record Date: JUL 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martha C. Goss For Withhold Management
1b Elect Director James G. Stavridis For For Management
1c Elect Director Candace L. Straight For Withhold Management
1d Elect Director Joseph V. Amato For For Management
--------------------------------------------------------------------------------
NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC.
Ticker: NBH Security ID: 64124P101
Meeting Date: SEP 07, 2017 Meeting Type: Annual
Record Date: JUL 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martha C. Goss For For Management
1b Elect Director James G. Stavridis For For Management
1c Elect Director Candace L. Straight For Withhold Management
1d Elect Director Joseph V. Amato For For Management
--------------------------------------------------------------------------------
- 118 -
NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC.
Ticker: NBH Security ID: 64124P101
Meeting Date: SEP 07, 2017 Meeting Type: Annual
Record Date: JUL 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martha C. Goss For For Management
1b Elect Director James G. Stavridis For For Management
1c Elect Director Candace L. Straight For For Management
1d Elect Director Joseph V. Amato For For Management
--------------------------------------------------------------------------------
NUVEEN AMT-FREE MUNICIPAL CREDIT INCOME FUND
Ticker: NVG Security ID: 67071L106
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director David J. Kundert For Withhold Management
1c.2 Elect Director John K. Nelson For Withhold Management
1c.3 Elect Director Terence J. Toth For Withhold Management
1c.4 Elect Director Robert L. Young For Withhold Management
--------------------------------------------------------------------------------
NUVEEN AMT-FREE MUNICIPAL CREDIT INCOME FUND
Ticker: NVG Security ID: 67071L106
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director David J. Kundert For Withhold Management
1c.2 Elect Director John K. Nelson For Withhold Management
1c.3 Elect Director Terence J. Toth For Withhold Management
1c.4 Elect Director Robert L. Young For For Management
--------------------------------------------------------------------------------
NUVEEN AMT-FREE MUNICIPAL CREDIT INCOME FUND
Ticker: NVG Security ID: 67071L106
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director David J. Kundert For Withhold Management
1c.2 Elect Director John K. Nelson For For Management
1c.3 Elect Director Terence J. Toth For Withhold Management
1c.4 Elect Director Robert L. Young For For Management
--------------------------------------------------------------------------------
NUVEEN AMT-FREE MUNICIPAL CREDIT INCOME FUND
Ticker: NVG Security ID: 67071L106
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director David J. Kundert For Withhold Management
1c.2 Elect Director John K. Nelson For For Management
1c.3 Elect Director Terence J. Toth For For Management
1c.4 Elect Director Robert L. Young For For Management
--------------------------------------------------------------------------------
NUVEEN AMT-FREE MUNICIPAL CREDIT INCOME FUND
Ticker: NVG Security ID: 67071L106
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director David J. Kundert For For Management
1c.2 Elect Director John K. Nelson For For Management
1c.3 Elect Director Terence J. Toth For For Management
1c.4 Elect Director Robert L. Young For For Management
--------------------------------------------------------------------------------
NUVEEN AMT-FREE QUALITY MUNICIPAL INCOME FUND
Ticker: NEA Security ID: 670657105
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director David J. Kundert For Withhold Management
1c.2 Elect Director John K. Nelson For Withhold Management
1c.3 Elect Director Terence J. Toth For Withhold Management
1c.4 Elect Director Robert L. Young For Withhold Management
--------------------------------------------------------------------------------
NUVEEN AMT-FREE QUALITY MUNICIPAL INCOME FUND
Ticker: NEA Security ID: 670657105
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director David J. Kundert For Withhold Management
1c.2 Elect Director John K. Nelson For For Management
1c.3 Elect Director Terence J. Toth For Withhold Management
1c.4 Elect Director Robert L. Young For For Management
--------------------------------------------------------------------------------
- 119 -
NUVEEN AMT-FREE QUALITY MUNICIPAL INCOME FUND
Ticker: NEA Security ID: 670657105
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director David J. Kundert For Withhold Management
1c.2 Elect Director John K. Nelson For For Management
1c.3 Elect Director Terence J. Toth For For Management
1c.4 Elect Director Robert L. Young For For Management
--------------------------------------------------------------------------------
NUVEEN AMT-FREE QUALITY MUNICIPAL INCOME FUND
Ticker: NEA Security ID: 670657105
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director David J. Kundert For For Management
1c.2 Elect Director John K. Nelson For For Management
1c.3 Elect Director Terence J. Toth For For Management
1c.4 Elect Director Robert L. Young For For Management
--------------------------------------------------------------------------------
NUVEEN ENHANCED MUNICIPAL VALUE FUND
Ticker: NEV Security ID: 67074M101
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director David J. Kundert For Withhold Management
1b.2 Elect Director John K. Nelson For Withhold Management
1b.3 Elect Director Terence J. Toth For Withhold Management
1b.4 Elect Director Robert L. Young For Withhold Management
--------------------------------------------------------------------------------
NUVEEN ENHANCED MUNICIPAL VALUE FUND
Ticker: NEV Security ID: 67074M101
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director David J. Kundert For Withhold Management
1b.2 Elect Director John K. Nelson For Withhold Management
1b.3 Elect Director Terence J. Toth For Withhold Management
1b.4 Elect Director Robert L. Young For For Management
--------------------------------------------------------------------------------
NUVEEN ENHANCED MUNICIPAL VALUE FUND
Ticker: NEV Security ID: 67074M101
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director David J. Kundert For Withhold Management
1b.2 Elect Director John K. Nelson For For Management
1b.3 Elect Director Terence J. Toth For Withhold Management
1b.4 Elect Director Robert L. Young For For Management
--------------------------------------------------------------------------------
NUVEEN ENHANCED MUNICIPAL VALUE FUND
Ticker: NEV Security ID: 67074M101
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director David J. Kundert For Withhold Management
1b.2 Elect Director John K. Nelson For For Management
1b.3 Elect Director Terence J. Toth For For Management
1b.4 Elect Director Robert L. Young For For Management
--------------------------------------------------------------------------------
NUVEEN ENHANCED MUNICIPAL VALUE FUND
Ticker: NEV Security ID: 67074M101
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director David J. Kundert For For Management
1b.2 Elect Director John K. Nelson For For Management
1b.3 Elect Director Terence J. Toth For For Management
1b.4 Elect Director Robert L. Young For For Management
--------------------------------------------------------------------------------
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
Ticker: NID Security ID: 670671106
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Margo L. Cook For Withhold Management
1a.2 Elect Director Jack B. Evans For Withhold Management
1a.3 Elect Director Albin F. Moschner For Withhold Management
--------------------------------------------------------------------------------
- 120 -
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
Ticker: NID Security ID: 670671106
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Margo L. Cook For For Management
1a.2 Elect Director Jack B. Evans For Withhold Management
1a.3 Elect Director Albin F. Moschner For Withhold Management
--------------------------------------------------------------------------------
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
Ticker: NID Security ID: 670671106
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Margo L. Cook For For Management
1a.2 Elect Director Jack B. Evans For Withhold Management
1a.3 Elect Director Albin F. Moschner For For Management
--------------------------------------------------------------------------------
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
Ticker: NID Security ID: 670671106
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Margo L. Cook For For Management
1a.2 Elect Director Jack B. Evans For For Management
1a.3 Elect Director Albin F. Moschner For For Management
--------------------------------------------------------------------------------
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
Ticker: NIQ Security ID: 670677103
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Margo L. Cook For Withhold Management
1a.2 Elect Director Jack B. Evans For Withhold Management
1a.3 Elect Director Albin F. Moschner For Withhold Management
--------------------------------------------------------------------------------
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
Ticker: NIQ Security ID: 670677103
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Margo L. Cook For For Management
1a.2 Elect Director Jack B. Evans For Withhold Management
1a.3 Elect Director Albin F. Moschner For Withhold Management
--------------------------------------------------------------------------------
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
Ticker: NIQ Security ID: 670677103
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Margo L. Cook For For Management
1a.2 Elect Director Jack B. Evans For Withhold Management
1a.3 Elect Director Albin F. Moschner For For Management
--------------------------------------------------------------------------------
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
Ticker: NIQ Security ID: 670677103
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Margo L. Cook For For Management
1a.2 Elect Director Jack B. Evans For For Management
1a.3 Elect Director Albin F. Moschner For For Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL 2021 TARGET TERM FUND
Ticker: NHA Security ID: 670687102
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Margo L. Cook For Withhold Management
1a.2 Elect Director Jack B. Evans For Withhold Management
1a.3 Elect Director Albin F. Moschner For Withhold Management
--------------------------------------------------------------------------------
- 121 -
NUVEEN MUNICIPAL 2021 TARGET TERM FUND
Ticker: NHA Security ID: 670687102
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Margo L. Cook For For Management
1a.2 Elect Director Jack B. Evans For Withhold Management
1a.3 Elect Director Albin F. Moschner For Withhold Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL 2021 TARGET TERM FUND
Ticker: NHA Security ID: 670687102
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Margo L. Cook For For Management
1a.2 Elect Director Jack B. Evans For Withhold Management
1a.3 Elect Director Albin F. Moschner For For Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL 2021 TARGET TERM FUND
Ticker: NHA Security ID: 670687102
Meeting Date: APR 11, 2018 Meeting Type: Annual
Record Date: JAN 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Margo L. Cook For For Management
1a.2 Elect Director Jack B. Evans For For Management
1a.3 Elect Director Albin F. Moschner For For Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL CREDIT INCOME FUND
Ticker: NZF Security ID: 67070X101
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director David J. Kundert For Withhold Management
1c.2 Elect Director John K. Nelson For Withhold Management
1c.3 Elect Director Terence J. Toth For Withhold Management
1c.4 Elect Director Robert L. Young For Withhold Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL CREDIT INCOME FUND
Ticker: NZF Security ID: 67070X101
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director David J. Kundert For Withhold Management
1c.2 Elect Director John K. Nelson For Withhold Management
1c.3 Elect Director Terence J. Toth For Withhold Management
1c.4 Elect Director Robert L. Young For For Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL CREDIT INCOME FUND
Ticker: NZF Security ID: 67070X101
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director David J. Kundert For Withhold Management
1c.2 Elect Director John K. Nelson For For Management
1c.3 Elect Director Terence J. Toth For Withhold Management
1c.4 Elect Director Robert L. Young For For Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL CREDIT INCOME FUND
Ticker: NZF Security ID: 67070X101
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director David J. Kundert For Withhold Management
1c.2 Elect Director John K. Nelson For For Management
1c.3 Elect Director Terence J. Toth For For Management
1c.4 Elect Director Robert L. Young For For Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL CREDIT INCOME FUND
Ticker: NZF Security ID: 67070X101
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director David J. Kundert For For Management
1c.2 Elect Director John K. Nelson For For Management
1c.3 Elect Director Terence J. Toth For For Management
1c.4 Elect Director Robert L. Young For For Management
--------------------------------------------------------------------------------
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NUVEEN MUNICIPAL VALUE FUND, INC.
Ticker: NUV Security ID: 670928100
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director David J. Kundert For Withhold Management
1b.2 Elect Director John K. Nelson For Withhold Management
1b.3 Elect Director Terence J. Toth For Withhold Management
1b.4 Elect Director Robert L. Young For Withhold Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL VALUE FUND, INC.
Ticker: NUV Security ID: 670928100
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director David J. Kundert For Withhold Management
1b.2 Elect Director John K. Nelson For For Management
1b.3 Elect Director Terence J. Toth For Withhold Management
1b.4 Elect Director Robert L. Young For For Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL VALUE FUND, INC.
Ticker: NUV Security ID: 670928100
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director David J. Kundert For Withhold Management
1b.2 Elect Director John K. Nelson For For Management
1b.3 Elect Director Terence J. Toth For For Management
1b.4 Elect Director Robert L. Young For For Management
--------------------------------------------------------------------------------
NUVEEN MUNICIPAL VALUE FUND, INC.
Ticker: NUV Security ID: 670928100
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director David J. Kundert For For Management
1b.2 Elect Director John K. Nelson For For Management
1b.3 Elect Director Terence J. Toth For For Management
1b.4 Elect Director Robert L. Young For For Management
--------------------------------------------------------------------------------
NUVEEN QUALITY MUNICIPAL INCOME FUND
Ticker: NAD Security ID: 67066V101
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director David J. Kundert For Withhold Management
1c.2 Elect Director John K. Nelson For Withhold Management
1c.3 Elect Director Terence J. Toth For Withhold Management
1c.4 Elect Director Robert L. Young For Withhold Management
--------------------------------------------------------------------------------
NUVEEN QUALITY MUNICIPAL INCOME FUND
Ticker: NAD Security ID: 67066V101
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director David J. Kundert For Withhold Management
1c.2 Elect Director John K. Nelson For Withhold Management
1c.3 Elect Director Terence J. Toth For For Management
1c.4 Elect Director Robert L. Young For Withhold Management
--------------------------------------------------------------------------------
NUVEEN QUALITY MUNICIPAL INCOME FUND
Ticker: NAD Security ID: 67066V101
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director David J. Kundert For Withhold Management
1c.2 Elect Director John K. Nelson For For Management
1c.3 Elect Director Terence J. Toth For For Management
1c.4 Elect Director Robert L. Young For Withhold Management
--------------------------------------------------------------------------------
NUVEEN QUALITY MUNICIPAL INCOME FUND
Ticker: NAD Security ID: 67066V101
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director David J. Kundert For Withhold Management
1c.2 Elect Director John K. Nelson For For Management
1c.3 Elect Director Terence J. Toth For For Management
1c.4 Elect Director Robert L. Young For For Management
--------------------------------------------------------------------------------
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NUVEEN QUALITY MUNICIPAL INCOME FUND
Ticker: NAD Security ID: 67066V101
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director David J. Kundert For For Management
1c.2 Elect Director John K. Nelson For For Management
1c.3 Elect Director Terence J. Toth For For Management
1c.4 Elect Director Robert L. Young For For Management
--------------------------------------------------------------------------------
NUVEEN SELECT TAX-FREE INCOME PORTFOLIO
Ticker: NXP Security ID: 67062F100
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director David J. Kundert For Withhold Management
1b.2 Elect Director John K. Nelson For Withhold Management
1b.3 Elect Director Terence J. Toth For Withhold Management
1b.4 Elect Director Robert L. Young For Withhold Management
--------------------------------------------------------------------------------
NUVEEN SELECT TAX-FREE INCOME PORTFOLIO
Ticker: NXP Security ID: 67062F100
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director David J. Kundert For Withhold Management
1b.2 Elect Director John K. Nelson For For Management
1b.3 Elect Director Terence J. Toth For For Management
1b.4 Elect Director Robert L. Young For Withhold Management
--------------------------------------------------------------------------------
NUVEEN SELECT TAX-FREE INCOME PORTFOLIO
Ticker: NXP Security ID: 67062F100
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director David J. Kundert For Withhold Management
1b.2 Elect Director John K. Nelson For For Management
1b.3 Elect Director Terence J. Toth For For Management
1b.4 Elect Director Robert L. Young For For Management
--------------------------------------------------------------------------------
NUVEEN SELECT TAX-FREE INCOME PORTFOLIO
Ticker: NXP Security ID: 67062F100
Meeting Date: AUG 02, 2017 Meeting Type: Annual
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director David J. Kundert For For Management
1b.2 Elect Director John K. Nelson For For Management
1b.3 Elect Director Terence J. Toth For For Management
1b.4 Elect Director Robert L. Young For For Management
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WESTERN ASSET INTERMEDIATE MUNI FUND INC.
Ticker: SBI Security ID: 958435109
Meeting Date: MAR 26, 2018 Meeting Type: Annual
Record Date: JAN 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eileen A. Kamerick For Withhold Management
1.2 Elect Director Riordan Roett For Withhold Management
1.3 Elect Director Jane Trust For Withhold Management
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WESTERN ASSET INTERMEDIATE MUNI FUND INC.
Ticker: SBI Security ID: 958435109
Meeting Date: MAR 26, 2018 Meeting Type: Annual
Record Date: JAN 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eileen A. Kamerick For For Management
1.2 Elect Director Riordan Roett For Withhold Management
1.3 Elect Director Jane Trust For Withhold Management
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WESTERN ASSET INTERMEDIATE MUNI FUND INC.
Ticker: SBI Security ID: 958435109
Meeting Date: MAR 26, 2018 Meeting Type: Annual
Record Date: JAN 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eileen A. Kamerick For For Management
1.2 Elect Director Riordan Roett For Withhold Management
1.3 Elect Director Jane Trust For For Management
--------------------------------------------------------------------------------
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WESTERN ASSET INTERMEDIATE MUNI FUND INC.
Ticker: SBI Security ID: 958435109
Meeting Date: MAR 26, 2018 Meeting Type: Annual
Record Date: JAN 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eileen A. Kamerick For For Management
1.2 Elect Director Riordan Roett For For Management
1.3 Elect Director Jane Trust For For Management
--------------------------------------------------------------------------------
WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC.
Ticker: MTT Security ID: 95768A109
Meeting Date: MAR 26, 2018 Meeting Type: Annual
Record Date: JAN 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Agdern For Withhold Management
1.2 Elect Director William R. Hutchinson For Withhold Management
1.3 Elect Director Riordan Roett For Withhold Management
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WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC.
Ticker: MTT Security ID: 95768A109
Meeting Date: MAR 26, 2018 Meeting Type: Annual
Record Date: JAN 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Agdern For For Management
1.2 Elect Director William R. Hutchinson For Withhold Management
1.3 Elect Director Riordan Roett For Withhold Management
--------------------------------------------------------------------------------
WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC.
Ticker: MTT Security ID: 95768A109
Meeting Date: MAR 26, 2018 Meeting Type: Annual
Record Date: JAN 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Agdern For For Management
1.2 Elect Director William R. Hutchinson For Withhold Management
1.3 Elect Director Riordan Roett For For Management
--------------------------------------------------------------------------------
WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC.
Ticker: MTT Security ID: 95768A109
Meeting Date: MAR 26, 2018 Meeting Type: Annual
Record Date: JAN 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Agdern For For Management
1.2 Elect Director William R. Hutchinson For For Management
1.3 Elect Director Riordan Roett For For Management
--------------------------------------------------------------------------------
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.
Ticker: MHF Security ID: 95766N103
Meeting Date: FEB 23, 2018 Meeting Type: Annual
Record Date: JAN 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For Withhold Management
1.2 Elect Director Riordan Roett For Withhold Management
1.3 Elect Director Jane E. Trust For Withhold Management
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WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.
Ticker: MHF Security ID: 95766N103
Meeting Date: FEB 23, 2018 Meeting Type: Annual
Record Date: JAN 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For For Management
1.2 Elect Director Riordan Roett For Withhold Management
1.3 Elect Director Jane E. Trust For Withhold Management
--------------------------------------------------------------------------------
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.
Ticker: MHF Security ID: 95766N103
Meeting Date: FEB 23, 2018 Meeting Type: Annual
Record Date: JAN 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For For Management
1.2 Elect Director Riordan Roett For Withhold Management
1.3 Elect Director Jane E. Trust For For Management
--------------------------------------------------------------------------------
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WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.
Ticker: MHF Security ID: 95766N103
Meeting Date: FEB 23, 2018 Meeting Type: Annual
Record Date: JAN 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For For Management
1.2 Elect Director Riordan Roett For For Management
1.3 Elect Director Jane E. Trust For For Management
--------------------------------------------------------------------------------
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
Ticker: MNP Security ID: 95766P108
Meeting Date: MAR 26, 2018 Meeting Type: Annual
Record Date: JAN 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For Withhold Management
1.2 Elect Director Leslie H. Gelb For Withhold Management
--------------------------------------------------------------------------------
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
Ticker: MNP Security ID: 95766P108
Meeting Date: MAR 26, 2018 Meeting Type: Annual
Record Date: JAN 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For For Management
1.2 Elect Director Leslie H. Gelb For Withhold Management
--------------------------------------------------------------------------------
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
Ticker: MNP Security ID: 95766P108
Meeting Date: MAR 26, 2018 Meeting Type: Annual
Record Date: JAN 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For For Management
1.2 Elect Director Leslie H. Gelb For For Management
================ First Trust TCW Opportunistic Fixed Income ETF ================
The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
================== First Trust TCW Unconstrained Plus Bond ETF =================
The Registrant did not receive any proxies and accordingly did not vote
any proxies during the reporting period.
- 126 -
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) First Trust Exchange-Traded Fund VIII
-----------------------------------------
By (Signature and Title)* /s/ James M. Dykas
-----------------------------------
James M. Dykas, President and
Chief Executive Officer
Date August 3, 2018
-------------------------
* Print the name and title of each signing officer under his or her signature.